FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
THE GLOBAL X FUNDS
REGISTRANT
THE GLOBAL X Funds
623 Fifth Avenue, 15th Floor
New York, NY 10022
(888) 493-8631
AGENT FOR SERVICE
Bruno del Ama
623 Fifth Avenue, 15th Floor
New York, NY 10022
(888) 493-8631
Date of Fiscal Year End: October 31
GLOBAL X BRAZIL CONSUMER ETF
GLOBAL X BRAZIL FINANCIALS ETF
GLOBAL X BRAZIL MID CAP ETF
GLOBAL X CANADA PREFERRED ETF
GLOBAL X CENTRAL ASIA AND MONGOLIA ETF
GLOBAL X CHINA CONSUMER ETF
GLOBAL X CHINA ENERGY ETF
GLOBAL CHINA FINANCIALS ETF
GLOBAL X CHINA INDUSTRIALS ETF
GLOBAL X CHINA MATERIALS ETF
GLOBAL X COPPER MINERS ETF
GLOBAL X FERTILIZERS/POTASH ETF
GLOBAL X FTSE ANDEAN 40 ETF
GLOBAL X FTSE ARGENTINA 20 ETF
GLOBAL X FTSE ASEAN 40 ETF
GLOBAL X FTSE COLOMBIA 20 ETF
GLOBAL X FTSE GREECE 20 ETF
GLOBAL X FTSE NORDIC REGION ETF
GLOBAL X FTSE NORWAY 30 ETF
GLOBAL X FTSE PORTUGAL 20 ETF
GLOBAL X GOLD EXPLORERS ETF
GLOBAL X GURU INDEX ETF
GLOBAL X GURU INTERNATIONAL INDEX ETF
GLOBAL X GURU SMALL CAP INDEX ETF
GLOBAL X JUNIOR MINERS ETF
GLOBAL X LITHIUM ETF
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
GLOBAL X NEXT EMERGING & FRONTIER ETF
GLOBAL X NIGERIA INDEX ETF
GLOBAL X PERMANENT ETF
GLOBAL X PURE GOLD MINERS ETF
GLOBAL X SILVER MINERS ETF
GLOBAL X SOCIAL MEDIA INDEX ETF
GLOBAL X SUPERDIVIDEND ETF
GLOBAL X SUPERDIVIDEND U.S. ETF
GLOBAL X SUPERINCOME PREFERRED ETF
GLOBAL X URANIUM ETF
Date of Fiscal Year End: November 30
GLOBAL X JUNIOR MLP ETF
GLOBAL X MLP ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
REPORTING PERIOD: JULY 1, 2013 TO JUNE 30, 2014
2
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPARGATAS SA, SAO PAULO
CUSIP: P8511H118
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
07 Apr 2014: Please Note That Preference
Shareholders Can Submit A Member From-the
Candidates List Or Alternatively A Candidate
Outside of This List, Howeve-r We Cannot Do This
Through the Proxyedge Platform. in Order to Submit
A Vote-to Elect A Candidate Outside the List,
Clients Must Contact Their Csr to Inclu-de the Name
of the Candidate to be Elected. If Instructions to
Vote on This It-em are Received Without A
Candidate's Name, Your Vote Will be Processed in
Fav-or Or Against of the Default Company's
Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Items 3 and 4 Only.-thank You. Non-Voting Non-Voting
1 Examine, Discuss and Vote Upon the Board of
Directors Annual Report, The-financial Statements
and Accounting Statements Accompanied by the
Independent-auditors Report Relating to Fiscal Year
Ended on December 31, 2013 Non-Voting Non-Voting
2 Approval of the Capital Budget Proposals for the
2014 Fiscal Year and The-allocation of the Net
Profit from the Fiscal Year That Ended on December
31,-2013, in Accordance with A Proposal from
Management Recorded in the Financial- Non-Voting Non-Voting
Statements, Including Ratifying the Distribution of
Dividends and The- Distributions of Interest on
Shareholder Equity Resolved on by the Board
Of-directors, Subject to the Approval of the Annual
General Meeting Non-Voting
3 To Elect the Members of the Board of Directors.
Votes in Individual Names Allowed: Candidates
Nominated by the Preferred Shareholder: 3c Joao
Jose Oliveira De Araujo, Titular, Luiz Fonseca De
Souza Meirelles Filho, Substitute. Only to
Preferred Shareholders Management For Voted - For
4 To Elect the Members of the Fiscal Council. Votes
in Individual Names Allowed: Candidates Nominated
3
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
by the Preferred Shareholder: 4c Jorge Michel
Lepeltier, Titular, Fabio Gallo Garcia, Substitute.
Only to Preferred Shareholders Management For Voted - For
5 To Set the Total Annual Remuneration of the
Managers of the Company Non-Voting Non-Voting
07 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solutions 3, 4 and
Change in Comment. If You Have Already Sent in Your
Votes,-please Do Not Return This Proxy Form Unless
You Decide to Amend Your Original-instructions.
Thank You. Non-Voting Non-Voting
AMBEV S.A.
CUSIP: 02319V103 TICKER: ABEV
Meeting Date: 02-Jan-14 Meeting Type: Special
1 To Examine, Discuss and Approve All the Terms and
Conditions of the Protocol; and Justification of
Merger of Companhia De Bebidas Das Americas - Ambev
with and Into Ambev S.a., Entered Into by and Among
the Companies' Managers ("protocol and
Justification I" and "merger I", Respectively). Management For Voted - For
2 To Ratify the Retention of the Specialized Firm
Apsis Consultoria Empresarial Ltda. ("apsis") to
Prepare (a) the Valuation Report of Companhia De
Bebidas Das Americas - Ambev ("companhia De
Bebidas"), Based on Its Book Value, for Purposes of
Sections 227 and 8 of Law No. 6,404/76 ("valuation
Report I"); and (b) the Valuation Report of the Net
Equities of the Company and Companhia De Bebidas,
at Market Value, Evaluated Under the Same Criteria
and on the Same Date, for Purposes of (due to
Space Limits, See Proxy Statement for Full Proposal) Management For Voted - For
3 To Approve the Valuation Report I. Management For Voted - For
4 To Approve the Merger I. Management For Voted - For
5 To Examine, Discuss and Approve All Terms and
Conditions of the Protocol and Justification of
Merger of Ambev Brasil Bebidas S.a. with and Into
the Company, Entered Into by and Among the
Companies' Managers ("protocol and Justification
II" and "merger II", Respectively). Management For Voted - For
6 To Ratify the Hiring of the Specialized Firm Apsis
to Prepare (a) the Valuation Report of the Net
Equity of Ambev Brasil Bebidas S.a. ("ambev
Brasil"), Based on Its Book Value, for Purposes of
Sections 227 and 8 of Law No. 6,404/76 ("valuation
Report II"); and (b) the Valuation Report of the
Net Equities of the Company and Ambev Brasil, at
Market Value, Evaluated Under the Same Criteria and
on the Same Date, for Purposes of Section 264 of
Law No. 6,404/76 ("net Equity Valuation Report II"). Management For Voted - For
7 To Approve the Valuation Report II. Management For Voted - For
4
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Approve the Merger II and the Company's Capital
Increase, Upon the Issuance of Common Shares to be
Subscribed and Paid in by the Managers of Ambev
Brasil, for the Benefit of Its Shareholders, with
the Consequent Amendment of the First Part of
Article 5 of the Company's By- Laws in Order to
Reflect the Referred Capital Increase. Management For Voted - For
9 To Amend, Again, the First Part of Article 5 of the
Company's By-laws in Order to Reflect Possible
Capital Increases Approved Within the Limit of the
Authorized Capital and Confirmed by the Members of
the Company's Board of Directors Until the Date of
Egm. Management For Voted - For
10 To Amend Article 3 of the Company's By-laws in
Order to (i) Include the Activity of Printing,
Services of Preprinting and Graphic Finishing and
Reproduction of Recorded Materials in Any Base; and
(ii) Adjust the Activity of Trade of Byproducts, As
Per Item "g" Thereof, to Mention, Including, But
Not Limited To, Byproducts for Animal Feeding. Management For Voted - For
11 To Authorize the Company's Executive Committee to
Perform All Acts Necessary for the Consummation of
the Merger. Management For Voted - For
12A Election of Director: Victorio Carlos De Marchi Management For Voted - Against
12B Election of Director: Carlos Alves De Brito Management For Voted - Against
12C Election of Director: Marcel Herrmann Telles Management For Voted - Against
12D Election of Director: Jose Heitor Attilio Gracioso Management For Voted - Against
12E Election of Director: Vicente Falconi Campos Management For Voted - Against
12F Election of Director: Luis Felipe Pedreira Dutra
Leite Management For Voted - Against
12G Election of Director: Roberto Moses Thompson Motta Management For Voted - Against
12H Election of Director: Alvaro Antonio Cardoso De
Souza Management For Voted - Against
12I Election of Director: Paulo Alberto Lemman Management For Voted - Against
12J Election of Director: Antonio Carlos Augusto
Ribeiro Bonchristiano Management For Voted - For
12K Election of Director: Marcos De Barros Lisboa Management For Voted - For
12L Election of Alternate Director: Luiz Fernando
Ziegler De Saint Edmond Management For Voted - Against
13 To Amend and Restate the Company's By-laws, in
Accordance with Company's Management Proposal. Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Special
O1A Analysis of the Management Accounts, with
Examination, Discussion and Voting on the Financial
Statements Related to the Fiscal Year Ended
December 31, 2013. Management For Voted - For
O1B Allocation of the Net Profits for the Fiscal Year
Ended December 31, 2013 and Ratification of the
Payment of Interest on Own Capital and Distribution
of Dividends, Related to the Fiscal Year Ended on
December 31, 2013, Approved by the Board of
5
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors at Meetings Held on August 30, 2013,
January 6, 2014, and March 25, 2014. Management For Voted - For
O1C Election of the Members of the Company's Fiscal
Council and Their Respective Alternates for A Term
in Office Until the Ordinary General Meeting to be
Held in 2015. Management For Voted - For
O1D Ratification of the Amounts Paid Out As
Compensation to the Management and to the Members
of the Fiscal Council of the Company During the
Fiscal Year Ended December 31, 2013 and
Establishing the Overall Compensation of the
Management and of the Members of the Fiscal Council
for the Fiscal Year to be Ended December 31, 2014. Management For Voted - For
E2A With the Purpose of Carrying Out the Partial
Capitalization of the Tax Benefit Earned by the
Company with the Partial Amortization of the
Special Premium Reserve - in 319/99 for the 2013
Fiscal Year, Pursuant to the Article 7 of Cvm
Ruling N. 319/99, A Capital Increase in the Minimum
Amount of R$ 218,277,229.62, Upon Issuance of
13,566,018 Shares and the Maximum Amount of R$
352,684,594.10, Upon Issuance of Up to 21,919,490
Shares, at the Issuance Price of R$16.09 Per Share,
(due to Space Limits, See Proxy Statement for
Full Proposal) Management For Voted - For
E2B New Capital Increase in the Amount of R$
93,547,390.11, Corresponding to the Capitalization
of 30% of the Tax Benefit Earned with the Partial
Amortization of the Special Premium Reserve in the
Fiscal Year of 2013, Pursuant to Article 7 of the
Cvm Ruling N. 319/99, Without the Issuance of New
Shares. Management For Voted - For
E2C By Virtue of the Resolution Mentioned in (2b.)
Above, As Well As the Capital Increases Approved by
the Company's Board of Directors Within the Limit
of the Authorized Capital, and Ratified Until the
Date of the Ordinary and Extraordinary General
Meetings, to Amend Caput of Article 5 of the
Company's By-laws and to Restate Such By-laws. Management For Voted - For
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS,
CUSIP: P0355L115
Meeting Date: 18-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
6
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Examination, Discussion and Approval of the Terms
and Conditions of the Protocol of Merger and
Instrument of Justification of Anhanguera
Publicacoes E Comercio De Material Didatico Ltda.,
from Here Onwards Referred to As Aesa Publicacoes,
Which Was Entered Into on February 26, 2014, by the
Managers of the Company and of Aesa Publicacoes Management For Voted - For
II Examination, Discussion and Ratification of the
Appointment of the Valuation Company for the
Preparation of the Valuation Report for Aesa
Publicacoes Management For Voted - For
III Examination, Discussion and Approval of the
Valuation Report for the Entirety of the Equity of
Aesa Publicacoes to be Transferred to the Company Management For Voted - For
IV Examination, Discussion and Approval of the Merger
of Aesa Publicacoes Into the Company, Which is to
be Conducted in Accordance with the Terms of the
Protocol of Merger and Instrument of Justification,
Without the Issuance of New Shares by the Company,
Bearing in Mind That the Company Holds the Entirety
of the Capital of Aesa Publicacoes Management For Voted - For
V Authorization for the Managers of the Company to Do
All the Acts That are Necessary for the
Implementation and Formalization of the Proposed
Resolutions That are Approved by the General
Meeting of Shareholders of the Company Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
7
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II To Decide on the Proposal of Capital Budget,
Allocation of the Net Profits of the Fiscal Year
and the Distribution of Dividends Management For Voted - For
III To Set the Annual Global Remuneration of the
Managers for the 2014 Management For Voted - For
IV To Install and Elect the Members of the Fiscal
Council and Set Their Remuneration. Votes in Groups
of Candidates Only: Jose Antonio Ramos, Titular,
Wagner Mar, Titular, Walter Mallas Machado De
Barros, Titular, Jose Simone Neto, Substitute,
Marcello Lopes Dos Santos, Substitute, Raul Todao
Filho, Substitute, Only to Ordinary Shareholders Management For Voted - For
31-mar-2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 22 Apr 14
to 28 Apr 14 and Receipt of the Names of the Fiscal
Coun-cil Members. If You Have Already Sent in Your
Votes, Please Do Not Return This-proxy Form Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
31 Mar 2014: Deletion of Comment Non-Voting Non-Voting
AREZZO INDUSTRIA E COMERCIO SA
CUSIP: P04508100
Meeting Date: 15-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
218004 Due to Deletion Of-resolution. All Votes
Received on the Previous Meeting Will be
Disregarded And-you Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
I A Change in the Maximum Number of Members Who Can
Make Up the Board of Directors of the Company Management For Voted - For
II A Change in the Authority to Appoint the
Chairperson and Vice Chairperson of the Board of
Directors, with is Now Being Done by the General
Meeting Management For Voted - For
III The Amendment of Articles 13, 18 and 21 of the
Corporate Bylaws of the Company As A Result of the
Resolutions Described in Items I and II Above Management For Voted - For
IV The Restatement of the Corporate Bylaws of the
Company, with Them Reflecting the Amendments
Mentioned in Item III Above, As Well As the Current
8
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Amount of the Share Capital and the Number of
Shares of the Company in Accordance with the
Capital Increases Within the Authorized Capital
Limit As Resolved on at Meetings of the Board of
Directors of the Company Held on A. January 31,
2011, B. February 29, 2012, C. July 30, 2012, and
D. June 28, 2013 Management For Voted - For
V Establishment of A New Number of Members of the
Board of Directors for the Current Unified Term in
Office, with This Increasing from the Current Eight
Members to 10 Members Management For Voted - For
VI Acceptance of the Resignation of Four Members of
the Board of Directors of the Company Management For Voted - For
VII Election of Six New Members of the Board of
Directors of the Company, with A Term in Office
Until the Annual General Meeting That Resolves on
the Financial Statements from the Fiscal Year That
is to End on December 31, 2014 Management For Voted - For
VIII Ratification of the Appointment of the Chairperson
and Vice Chairperson of the Board of Directors Management For Voted - For
IX A Change in the Aggregate Annual Compensation
Amount for the Managers for the 2013 Fiscal Year Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditors Report Relating to Fiscal
Year Ended December 31, 2013 Management For Voted - For
II To Decide on the Allocation of the Result of the
Fiscal Year and the Distribution of Dividends Management For Voted - For
III To Approve the Proposal for the Capital Budget for
the Year 2014 Fiscal Year Management For Voted - For
IV To Set the Global Remuneration of the Company
Managers for the 2014 Fiscal Year Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
9
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Inclusion, Among the Provisions of the
Corporate Bylaws of the Company, of A Prohibition
on the Positions of Chairperson of the Board of
Directors and of the President Or Chief Executive
Officer of the Company Being Held by the Same
Person from May 10, 2014, in Compliance with That
Which is Required by the Novo Mercado Listing Rules
of the Bm and Fbovespa, Bolsa De Valores,
Mercadorias E Futuros, with the Consequent
Inclusion of A Paragraph 7 in Article 13 of the
Corporate Bylaws of the Company Management For Voted - For
B2W - COMPANHIA DIGITAL, OSASCO, SP
CUSIP: P19055113
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine and Approve the Administrators Report
and the Financial Statements of the Company
Regarding the Fiscal Year Ending on December 31,
2013 Management For Voted - For
II To Set the Global Remuneration of the Company
Directors Management For Voted - Against
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
10
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
I To Amend the Wording of Article 5 of the Corporate
Bylaws of the Company to Reflect the Capital
Increases That Were Approved by the Board of
Directors on October 1 and November 1, 2013, As A
Result of the Exercise of the Options Granted
Within the Framework of the Stock Option Program of
the Company That Was Approved on August 31, 2011 Management For Voted - For
II To Restate the Corporate Bylaws of the Company in
Such A Way As to Include the Resolution That is
Passed Management For Voted - For
Meeting Date: 05-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Increase of the Share Capital of the
Company, in the Amount of Brl 2,380,000,000,
Through the Private Issuance of 95,200,000 Common,
Nominative Shares, with No Par Value, at an
Issuance Price of Brl 25 Per Share Management For Voted - For
II To Approve the Amendment of Paragraph 2 of Article
5 of the Corporate Bylaws of the Company, to
Increase the Authorized Capital Limit of the
Company to Up to 320 Million Common Shares Management For Voted - For
BRF S.A.
CUSIP: 10552T107 TICKER: BRFS
Meeting Date: 03-Apr-14 Meeting Type: Special
EG1 Amend the Corporate Bylaws to (i) Add Language to
Item "d" and to Include Item "i" in Article 3, Sole
Paragraph; (ii) Adapt the Wording of Article 18,
Item 11, of Article 26 and Include Article 27 in
Connection with the Establishment of the Statutory
Audit Committee; (iii) Adapt the Wording of Article
20, Caption Sentence and Paragraph 3; of Article
21, Items 1, 2 and 3; and of Article 23 and 24 and
Its Sub-paragraphs; (iv) Renumber the Chapters and
Articles. Management For Voted - For
01 To Examine and Vote on the Management Report,
Financial Statements and Other Documents with
Respect to the Fiscal Year Ended December 31, 2013
and to Decide on the Allocation of the Net Profits
11
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(attachment 9-1-ii, Pursuant to Cvm Instruction
481). Management For Voted - For
02 To Ratify the Distribution of Remuneration to the
Shareholders, Pursuant to the Decision by the Board
of Directors, in the Amount of R$724,018,821.80
(seven Hundred and Twenty-four Million, Eighteen
Thousand, Eight Hundred and Twenty- One Reais and
Eighty Cents), All As More Fully Described in the
Proxy Statement. Management For Voted - For
03A To Elect the Members of the Fiscal Council: Attilio
Guaspari(effective Member) Management For Voted - For
03B To Elect the Members of the Fiscal Council: Susana
Hanna Stiphan Jabra(effective Member) Management For Voted - For
03C To Elect the Members of the Fiscal Council: Decio
Magno Andrade Stochiero(effective Member) Management For Voted - For
03D To Elect the Members of the Fiscal Council: Agenor
Azevedo Dos Santos (alternate Member) Management For Voted - For
03E To Elect the Members of the Fiscal Council: Paola
Rocha Ferreira(alternate Member) Management For Voted - For
03F To Elect the Members of the Fiscal Council:
Tarcisio Luiz Silva Fontenele(alternate Member) Management For Voted - For
E1 To Ratify the Decision Taken at the Meeting of the
Board of Directors of 11.14.13, Which Elected A
Member of the Board of Directors, Mr. Simon Cheng
and the Decision at the Board of Directors of
02.27.14, Where Councilor Simon Cheng Calls His
Resigns, Having Been Replaced by the Board
Appointed Mr. Eduardo Mufarej. Management For Voted - For
E2 To Approve the Total, Annual and Aggregate
Compensation for the Members of the Management of
the Brf Companies in the Amount of Up to R$60
Million, Including Additional Compensation in
December 2014 in an Amount Corresponding to One
Monthly Salary. the Compensation of the Fiscal
Council and the Audit Committee are Considered to
be Included in the Total, Annual and Aggregate
Amount of the Compensation (attachment V Pursuant
to Article 12 of Cvm Instruction 481). Management For Voted - For
E3 To Approve the Amendments to the Stock Option Plan
(attachment Vi Pursuant to Article 13 of Cvm
Instruction 481). Management For Voted - For
E4 To Approve the Stock Options Performance Plan
(attachment Vii Pursuant to Article 13 of Cvm
Instruction 481). Management For Voted - For
CIA HERING SA, BLUMENAU
CUSIP: P50753105
Meeting Date: 30-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
12
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 The Election of A Member to the Board of Directors
of the Company, in Addition to Those Currently
Elected, to Hold Office Until the Annual General
Meeting to Examine the Accounts of the Fiscal Year,
Ending on 12/31/2014: Sr. Anderson Lemos Birman Management For Voted - For
Please Note That Shareholders Submitting A Vote to
Elect A Member Must Include-the Name of the
Candidate to be Elected. If Instructions to Vote on
This Item-is Received Without A Candidate's Name,
Your Vote Will be Processed in Favor-or Against of
the Default Company's Candidate. Thank You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That This is A Revision Due to Receipt
of Additional Comment and D-irector Name. If You
Have Already Sent in Your Votes, Please Do Not
Return Thi-s Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Financial Statements
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
II Approval of the Capital Budget for the 2014 Fiscal
Year Management For Voted - For
III To Decide on the Allocation of the Results from the
Fiscal Year Ended on December 31, 2013, the
Distribution of the Dividends and on the
Ratification of the Distribution of Dividends and
Interest on Own Decided on by the Board of Directors Management For Voted - For
IV To Set the Global Remuneration of the Company
Directors, Executive Committee and the Consultant
Committee Management For Voted - For
13
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 07-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Amendment of Article 9 of the Corporate Bylaws, for
the Inclusion of A New Paragraph, Which is to be
Numbered As Paragraph 3, in Order to Provide That
the Positions of Chairperson of the Board of
Directors and President Or Chief Executive Officer
Cannot be Held by the Same Person Management For Voted - For
II Amendment of Article 16 of the Corporate Bylaws for
the Inclusion of A Paragraph, Which is to be
Numbered As the Sole Paragraph, in Order to Provide
for the Manner of Replacing the President When He
Or She is Absent Or Temporarily Incapacitated Management For Voted - For
III Amendment of Letter G of Article 14 and of Letter F
of Article 17 of the Corporate Bylaws, in Order to
Change the Limit of the Authority of the Executive
Committee from Brl 12 Million to Brl 40 Million in
Company Transactions, with the Guidelines That are
to be Established by the Board of Directors Being
Observed, As Well As the Inclusion of A Letter Q in
Article 14, in Order to Grant the Board of
Directors the Authority to Establish the Guidelines
in Relation to the Limit of the Authority of the
Executive Committee Management For Voted - For
IV Increase of the Share Capital from Brl
239,435,255.55 to Brl 313,086,122.14, Without the
Issuance of New Shares, Through A. the
Capitalization of the Income Tax Reinvestment Tax
Incentive Reserve from the 2008 Calendar Year, in
the Amount of Brl 218,981.17, B. the Capitalization
of the Retained Profit Amount from the 2013 Fiscal
Year, in the Amount of Brl 57,127,589.09, Arising
from the Profit Retention Reserve, and C. the
Capitalization of A Part of the Balance of the
Legal Reserve, in the Amount of Brl 16,304,296.33,
Which Was Established in Previous Fiscal Years. As
A Consequence of the Mentioned Increases, the Main
Part of Article 5 of the Corporate Bylaws Will be
Amended Management For Voted - For
V Approval of the Restatement of the Corporate Bylaws
of the Company Management For Voted - For
29 Apr 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 23 Apr 14
to 07 May 14. If You Have Already Sent in Your
14
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
CIA SOUZA CRUZ INDUSTRIA E COMERCIO CRUZ, RIO DE J
CUSIP: P26663107
Meeting Date: 19-Mar-14 Meeting Type: Annual General Meeting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 To Examine, Discuss and Vote on the Administration
Report, the Financial Statements and the Accounting
Statements Accompanied by the Independent Auditors
Report and Fiscal Council Report, Regarding the
Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 Allocation of Net Profit for the Year, It Included
the Dividend to Shareholders in the Form of
Dividend, in Value Brl 0.53600 Per Share. the
Dividend Will be Updated by the Selic Rate, in the
Period of January 2, 2014 Until April 21, 2014 and
Must be Paid from April 22, 2014 Management For Voted - For
3 Election to the Board of Directors, to Serve Out
the Current Term in Office, and Determination of
the Total Number of Members of That Body, Observing
That Which is Provided for in Article 9 of the
Corporate Bylaws. Name Appointed by British
American Tobacco International (holdings)
B.v.shareholder: Nelson Azevedo Jobim Management For Voted - For
4 To Set Global Annual Remuneration of the
Administrations Management For Voted - For
5 To Install the Fiscal Council Management For Voted - For
6 Election of the Fiscal Council Members and to Set
the Remuneration of Their. Names Appointed by
British American Tobacco International (holdings)
B.v. Shareholder: 1a. Antonio Duarte Carvalho De
Castro Principal Member, Elizabeth Piovezan Benamor
Substitute Member. 2b. Paulo Eduardo Pessoa
15
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Cavalcanti Da Silva Santos Principal Member,
Eduardo Lucano Dos Reis Da Ponte Substitute Member Management For Voted - For
Meeting Date: 19-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Hand Delivery/ Special Instructions Will Not be
Processed. This Option Is- Only for the Issuance of
the Cblc Letter Which is Proof of Position and
Does-not Guarantee the Right to Vote. Non-Voting Non-Voting
1 Analysis of the Proposal for the Amendment of
Article 10 of the Corporate Bylaws to Adapt It to
the Law That is Currently in Effect Management For Voted - For
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV
CUSIP: 20441W203 TICKER: ABV
Meeting Date: 30-Jul-13 Meeting Type: Special
I To Review, Discuss & Approve Protocol &
Justification of Merger Into Asset Base of Ambev
S.a. of All Shares Issued by Company & Not Held by
Ambev S.a. ("stock Swap Merger") & to Authorize
Executive Committee to Subscribe, on Behalf of
Shareholders, the Consequent Capital Increase of
Ambev S.a. & to Perform All Other Acts Necessary to
Implementation of Stock Swap Merger. Management For Voted - For
II To Amend the Head of Section 5 of the Company's
Bylaws in Order to Reflect Any Capital Increases
Approved Within the Limits of the Authorized
Capital and Ratified by the Board of Directors Up
to the Date of the Extraordinary General Meeting. Management For Voted - For
III If the Stock Swap Merger is Approved, to Cancel All
Shares Issued by the Company and Held in Treasury
on the Date of the Extraordinary General
Shareholders' Meeting, Without Reducing the Value
of the Capital Stock of the Company, Amending the
Head of Section 5 of the Bylaws. Management For Voted - For
IV In Order to Reflect the Amendments Proposed in
Items (ii) and (iii) Above, to Restate the Bylaws
of the Company According to the Management Proposal. Management For Voted - For
16
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
CUSIP: P31573101
Meeting Date: 31-Jul-13 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on March 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits Related
to Fiscal Year Ending on March 31, 2013 Management For Voted - For
3 To Ratify the Amounts Paid for the Aggregate
Compensation Attributed to the Managers of the
Company for the Fiscal Year That Ended on March 31,
2013, and to Establish the Aggregate Compensation
of the Managers for the Fiscal Year That Began on
April 1, 2013 Management For Voted - Against
4 To Decide on the Newspapers in Which Company
Notices Will be Published Management For Voted - For
Meeting Date: 31-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Increase the Authorized Capital Amount of the
Company Independent of A Bylaws Amendment Management For Voted - For
2 To Extinguish the Position of Vice President
Officer for Food and to Create the Position of Vice
President Officer for Infrastructure Management For Voted - For
3 To Amend the Period of the Fiscal Year of the
Company, Which Will Run from January 1 to December
31 of Each Year Management For Voted - For
4 To Restate the Corporate Bylaws of the Company Management For Voted - For
17
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 17-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
I The Ratification of the Signing of the Agreement
for the Purchase and Sale of Shares of Companhia De
Gas De Sao Paulo, Comgas, from Here Onwards
Referred to As Comgas, in Accordance with the Terms
of Article 256 of the Brazilian Corporate Law, As
Previously Disclosed in the Notices of Material
Fact from the Company That Were Dated May 28, 2012,
and November 5, 2012 Management For Voted - For
II The Ratification and Approval of the Appointment of
the Specialized Company Hired by the Management of
the Company for the Preparation of the Report That
is Described in Paragraph 1 of Article 256 of the
Brazilian Corporate Law, from Here Onwards Referred
to As the 256 Valuation Report Management For Voted - For
III Approval of the 256 Valuation Report Management For Voted - For
IV Inclusion of A New Activity in the Corporate
Purpose of the Company, with the Consequent
Amendment of the Main Part of Article 3 of the
Corporate Bylaws of the Company Management For Voted - For
V A Change in the Membership of the Fiscal Council of
the Company, with the Consequent Amendment of the
Main Part of Article 37 of the Corporate Bylaws of
the Company Management For Voted - For
VI The Election of Two New Members of the Fiscal
Council, in the Event That Item V Above is
Approved: Jose Mauricio Disep Costa, Norton Dos
Santos Freire, Marcelo Curti , Edgard Massao
Raffaelli Management For Voted - For
5 Dec 13: Please Note That This is A Revision Due
to Postponement of Meeting D-ate from 13 Dec 2013
to 17 Dec 2013 and Receipt of Election Item Names
in Reso-lution Vi. If You Have Already Sent in Your
Votes, Please Do Not Return This P-roxy Form Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
18
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
2 Destination of the Year End Results Management For Voted - For
3 To Set the Global Remuneration of the Company
Directors for the Exercise Started on January, 01,
2014 Management For Voted - Against
4 To Elect the Members of the Board of Directors: 4a
Rubens Ometto Silveira Mello, Chairman, 4b Marcelo
De Souza Scarcela Portela, Vice Chairman, 4c Pedro
Isamu Mizutani, 4d Serge Varsano, 4e Roberto De
Rezende Barbosa, 4f Marcelo Eduardo Martins, 4g
Burkhard Otto Cordes, 4h Pedro Isamu Mizutani, 4i
Mailson Ferreira Da Nobrega, 4j Dan Ioschpe Management For Voted - For
5 To Elect the Members of the Fiscal Council : 5a
Nadir Dancini Barsanulfo, Titular, Sergio Roberto
Ferreira Da Cruz, Substitute, 5b Celso Renato
Geraldin, Titular, Marcos Aurelio Borges,
Substitute, 5c Alberto Asato, Titular, Edison
Andrade De Souza, Substitute, 5d Marcelo Curti,
Titular, Edgard Massao Raffaelli, Substitute, 5e
Jose Mauricio D Isep Costa, Titular, Norton Dos
Santos Freire, Substitute Management For Abstain
22 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Fiscal Council
Member Names. If You Have Already Sent in Your
Votes, Please-do Not Vote Again Unless You Decide
to Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
19
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GAFISA S.A.
CUSIP: 362607301 TICKER: GFA
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. To Receive the Accounts Drawn Up by the Company's
Officers, Examine, Discuss and Vote on the
Financial Statements Concerning the Fiscal Year
Ended December 31st, 2013. Management For Voted - For
2. To Decide on the Destination of the Net Profits of
the Fiscal Year Ended December 31st, 2013, and on
the Payment of Dividends. Management For Voted - For
3. To Establish the Number of Members That Shall
Comprise the Company's Board of Officers. Management For Voted - For
4. To Elect the Members of the Company's Board of
Officers, Due to the Expiration of the Term of
Office. Management For Voted - For
5. To Establish the Amount of the Global Remuneration
to be Paid to the Company's Administrators in 2014. Management For Voted - For
6. To Install and Establish the Number of Members That
Shall Comprise the Company's Fiscal Council. Management For Voted - For
7. To Elect the Members of the Company's Fiscal
Council Due to the Expiration of the Term of Office. Management For Voted - For
8. To Establish the Amount of the Global Remuneration
to be Paid to the Company's Fiscal Council in 2014. Management For Voted - For
GRENDENE SA, SOBRAL
CUSIP: P49516100
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A To Accept the Managements Accounts, Examine,
Discuss and Vote on the Accounting and Or Financial
Statements for the Business Year Ended on December
31, 2013 Management For Voted - For
B To Decide on the Destination of the Net Income for
the Year and the Distribution of Dividends, in
Accordance with the Proposal by the Company's
Executive Management Management For Voted - For
C To Elect the Members of the Board of Directors for
A Term in Office of Two Years, Establishing the
20
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Number of Members to be Elected and the Aggregate
Compensation of the Managers in Accordance with
Article 14 of the Corporate Bylaws. Votes in Groups
of Candidates Only. Members Appointed by the
Controllers Shareholders: Alexandre Grendene
Bartelle, Chairman, Pedro Grendene Bartelle, Vice
Chairman, Renato Ochman, Mailson Ferreira Da
Nobrega, Oswaldo De Assis Filho, Walter Janssen
Neto. Only to Ordinary Shareholders Management For Voted - For
20 Mar 2014: Please Note That This is A Revision
Due to Receipt of Names for R-esolution No. C. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Y-ou. Non-Voting Non-Voting
Meeting Date: 07-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
1 Amendment to the Corporate Bylaws Through Changes
to Articles 15, 21, 23, 32 and 35, in Order to I.
Include A Prohibition on the Positions of
Chairperson of the Board of Directors and President
Or Chief Executive Officer of the Company Being
Held by the Same Person, in Compliance with the
Novo Mercado Listing Regulations of the Bm and
Fbovespa, II. Update the Authorization Limit
Amounts for the Board of Directors, III. Make
Changes to the Positions on the Executive Committee
of the Company, IV. Create A Bylaws Reserve for the
Redemption, Repurchase and Or Acquisition of Shares
Issued by the Company, V. Adapt the Wording of the
Tax Incentive Reserve in Light of the Changes That
Have Been Made to Law Number 11,638.07 and Law
Number 11,941.09 Management For Voted - For
2 Re-statement of the Corporate Bylaws Management For Voted - For
3 To Ratify Again Annual General Meeting Number 71,
Which Was Held on April 8, 2013, to Ratify Again
the Compensation for the Fiscal Council in Regard
to the 2013 Fiscal Year, As Well As to Place on the
Record the Appendix to the Capital Budget of the
Company for the 2013 Fiscal Year That Has Already
Been Approved at the Mentioned General Meeting Management For Voted - For
21
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HYPERMARCAS SA, SAO PAULO
CUSIP: P5230A101
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Ratify
the Protocol and Justification of Spin Off from
Hypermarcas S.a., with the Merger of the Spun Off
Equity Into Brainfarma Industria Quimica E
Farmaceutica S.a., Which Was Prepared by the
Executive Committee of the Company and Which
Establishes, Among Other Things, the Terms and
Conditions of the Spin Off from the Company, from
Here Onwards Referred to As the Spin Off, Followed
by the Merger of the Spun Off Portion of Its
Equity, Which is Made Up of Certain Assets and
Liabilities Related to the Manufacture and Sale of
Certain Medications, from Here Onwards Referred to
As the Spun Off Equity, by Its Wholly Owned
Subsidiary Brainfarma Industria Quimica E
Farmaceutica S.a., A Share Corporation, with Its
Head Office in the City Contd Management For Voted - For
Contd of Rio De Janeiro, State of Rio De Janeiro,
at Estrada Dos-bandeirantes, 3191, Parte I,
Jacarepagua, Zip Code 22775.111, with
Corporate-taxpayer Id Number, Cnpj.mf,
05.161.069.0001.10, from Here Onwards Referred- to
As Brainfarma, from Here Onwards Referred to As the
Merger of the Spun Off-equity, from Here Onwards
Referred to As the Spin Off Protocol Non-Voting Non-Voting
II Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Ratify
the Appointment and Hiring of Cca Continuity
Auditores Independentes S.s., A Simple Partnership,
with Its Head Office in the City of Sao Paulo,
State of Sao Paulo, at Alameda Santos, 2313, Second
Floor, Jardim Paulista, Duly Registered with the
Sao Paulo Regional Accounting Council, Crc.sp,
Under Number 2sp025430.o.2, with Corporate Taxpayer
Id Number, Cnpj.mf, 10.686.276.0001.29, from Here
Onwards Referred to As Cca, As The Management For Voted - For
22
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Specialized Company Responsible for the Preparation
of the Valuation Report, in Regard to the Book
Valuation of the Spun Off Equity, for the Purposes
of the Spin Off from the Company, of the Merger of
the Spun Off Equity and of the Share Merger, As
Defined Below, on the Basis Date of September 30,
2013, Contd Non-Voting
Contd from Here Onwards Referred to As the
Valuation Report Non-Voting Non-Voting
III Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Approve
the Valuation Report, in Regard to the Spin Off Management For Voted - For
IV Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Consider
and Approve the Proposal for the Spin Off from the
Company, in Accordance with the Spin Off Protocol
and in Accordance with the Terms of Article 229 of
the Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders of
the Company Management For Voted - For
V Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Consider
and Approve the Proposal for the Merger of the Spun
Off Equity Into Brainfarma, in Accordance with the
Spin Off Protocol and in Accordance with the Terms
of Article 227 of the Brazilian Corporate Law, with
the Consequent Change of the Share Capital of
Brainfarma, in the Amount of Brl 1,030,190.78,
Through the Issuance of 352,923 Common, Nominative
Shares That Have No Par Value, by Brainfarma, Which
are to be Subscribed for and Paid in by the
Shareholders of the Company, As A Result of the
Spin Off, in Proportion to the Share Capital That
They Currently Hold in the Company Management For Voted - For
VI Merger of the Shares of Brainfarma Into the
Company: to Ratify the Protocol and Justification
of the Merger of Shares of Brainfarma Industria
Quimica E Farmaceutica S.a. Into Hypermarcas S.a.,
Which Was Prepared by the Executive Committee of
the Company in Accordance with the Terms of Article
252 of the Brazilian Corporate Law, Which
Establishes the Terms and Conditions for the Share
Merger, As Defined Below, and of the Acts and
Measures That are Contemplated in It, from Here
Onwards Referred to As the Share Merger Protocol Management For Voted - For
VII Merger of the Shares of Brainfarma Into the
Company: to Ratify the Appointment and Hiring of
Cca As the Specialized Company Responsible for the
Preparation of the Valuation Report, in Regard to
the Book Valuation of the Shares of Brainfarma, for
23
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Purposes of the Share Merger, As Defined Below,
on the Basis Date of September 30, 2013 Management For Voted - For
VIII Merger of the Shares of Brainfarma Into the
Company: to Approve the Valuation Report, in Regard
to the Share Merger, As Defined Below Management For Voted - For
IX Merger of the Shares of Brainfarma Into the
Company: to Consider and Approve the Proposal for
the Merger, Into the Company, of Shares Issued by
Brainfarma As A Result of the Share Capital
Increase That Occurred Due to the Merger of the
Spun Off Equity Into Brainfarma, from Here Onwards
Referred to As the Share Merger, in Accordance with
the Terms of the Share Merger Protocol, with the
Consequent Increase of the Share Capital of the
Company, in the Total Amount of Brl 1,030,190.78,
Through the Issuance of 92,798 New, Common,
Nominative, Book Entry Shares That Have No Par
Value, to be Subscribed for by the Shareholders of
the Company, in Proportion to the Shareholder
Interest That They Currently Hold in the Share
Capital of the Company Management For Voted - For
X Authorization for the Managers: to Authorize the
Managers of the Company to Do All the Acts That are
Necessary to Carry Out the Resolutions That are
Proposed and Approved by the Shareholders of the
Company Management For Voted - For
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I To Examine, Discuss and Vote on the Annual
Administrations Report and the Financial
Statements, Accompanied by the Independent
Auditor's Report, Regarding the Fiscal Year Ended
on December 31, 2013 Management For Voted - For
II To Approve the Proposal for the Allocation of the
Net Profit and Distribution of Dividends in
24
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Reference to the Fiscal Year of the Company That
Ended on December 31, 2013 Management For Voted - For
III To Vote Regarding the Increase in the Number of
Positions on the Board of Directors of the Company
from 9 to 11 Management For Voted - For
IV To Elect Two New Members to the Board of Directors
of the Company, in Addition to the Other Members
Who are Currently on the Board. Votes in Groups of
Candidates Only. Members Appointed by the
Controllers Shareholders: Alvaro Stainfeld and Luca
Mantegazza. Only to Ordinary Shareholders Management For Voted - Against
V To Set the Global Remuneration of the Managers of
the Company Management For Voted - For
VI To Authorize the Managers of the Company to Do All
of the Acts That are Necessary to Carry Out the
Resolutions Proposed and Approved by the
Shareholders of the Company Management For Voted - For
24 Mar 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution No. IV. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Y-ou. Non-Voting Non-Voting
HYPERMARCAS SA, SAO PAULO
CUSIP: P5246AAD5
Meeting Date: 27-Dec-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Proposal for the Spin Off from the Company in
Accordance with the Terms of Article 229 of the
Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders Management For Voted - For
II The Proposal for the Merger, Into the Company, of
All of the Shares Issued by Brainfarma Industria
Quimica E Farmaceutica S.a., in Accordance with the
Terms of the Protocol for the Spin Off and Merger
of Shares, with the Consequent Increase of the
Share Capital of the Company, in the Total Amount
25
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Brl 1,030,190.78, Through the Issuance of 92,798
New, Common, Nominative, Book Entry Shares That
Have No Par Value, to be Subscribed for by the
Shareholders of the Company, in Proportion to the
Shareholder Interest That They Currently Hold Management For Voted - For
HYPERMARCAS SA, SAO PAULO
CUSIP: P5246AAE3
Meeting Date: 27-Dec-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Proposal for the Spin Off from the Company in
Accordance with the Terms of Article 229 of the
Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders Management For Voted - For
II The Proposal for the Merger, Into the Company, of
All of the Shares Issued by Brainfarma Industria
Quimica E Farmaceutica S.a., in Accordance with the
Terms of the Protocol for the Spin Off and Merger
of Shares, with the Consequent Increase of the
Share Capital of the Company, in the Total Amount
of Brl 1,030,190.78, Through the Issuance of 92,798
New, Common, Nominative, Book Entry Shares That
Have No Par Value, to be Subscribed for by the
Shareholders of the Company, in Proportion to the
Shareholder Interest That They Currently Hold Management For Voted - For
INTERNATIONAL MEAL COMPANY HOLDINGS SA, SAO PAULO
CUSIP: P5789M100
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
26
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
03 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated and Individual Financial Statements
Regarding the Fiscal Year Ending on December 31,
2013, Accompanied by the Independent Auditors Report Management For Voted - For
II To Decide on the Allocation of the Result of the
Fiscal Year 2013, and the Distribution of Dividends Management For Voted - For
III To Set the Global Remuneration of the Company
Directors for the 2014 Management For Voted - For
IV To Recognize the Resignation of Members of the
Board of Directors of the Company Management For Voted - For
V To Elect New Members to the Board of Directors of
the Company, to Replace Those Who Have Resigned. Va
Votes in Groups of Candidates Only. Newton Maia
Salomao Alves, Humberto Eustaquio Cesar Mota. Only
to Ordinary Shareholders Management For Voted - Against
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Nominee Nam-es and Modification
in Comment. If You Have Already Sent in Your Votes,
Please-do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instru-ctions. Thank
You. Non-Voting Non-Voting
JBS SA, SAO PAULO
CUSIP: P59695109
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
I Ratification, in Accordance with the Terms of
Article 256, Paragraph 1, of Law Number 6404 of
27
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
December 15, 1976, from Here Onwards Referred to As
Law Number 6404.76, of the Appointment and Hiring
of Apsis Consultoria Empresarial Ltda. to Prepare
the Valuation Report of the Companies That Hold the
Seara Brasil Business Unit, Which are Seara Holding
Europe B.v., Jbs Foods Participacoes Ltda. and
Excelsior Alimentos S.a., As Well As of the Rights
That are Related to Baumhardt Comercio E
Participacoes Ltda., from Here Onwards Referred to
As Corporate Ownership Interests and Rights and
Valuation Report, Respectively Management For Voted - For
II Ratification, in Accordance with the Terms of
Article 256, Item I, of Law Number 6404.76, of the
Acquisition, by the Company, of the Corporate
Ownership Interests and Rights Management For Abstain
III Examination and Approval of the Valuation Report Management For Voted - For
IV Election of A Member of the Board of Directors of
the Company - Tarek Mohamed Noshy Nasr Mohamed
Farahat, for Common Shares Management For Voted - For
05 Dec 2013: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
05 Dec 2013: Please Note That Votes 'in Favor' and
'against' in the Same Agend- A Item are Not
Allowed. Only Votes in Favor And/or Abstain Or
Against And/ Or-abstain are Allowed. Thank You Non-Voting Non-Voting
11 Dec 2013: Please Note That This is A Revision
Due to Receipt of Additional- Comments and Name in
Resolution No. IV. If You Have Already Sent in Your
Votes-, Please Do Not Return This Proxy Form Unless
You Decide to Amend Your Origina-l Instructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
28
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Administrators Report, the Financial
Statements and the Accounting Statements Regarding
the Fiscal Year Ended on December 31, 2013 Management For Voted - For
II Deliberate on the Allocation of Net Profits of the
Fiscal Year and on the Distribution of Dividends
for the Fiscal Year Ended on December 31,2013 Management For Voted - For
III To Ratify the Member Elected of the Board of
Directors. Votes in Individual Names Allowed:
Marcio Percival Alves Pinto. Only to Ordinary
Shareholders Management For Voted - Against
IV To Set Annual Global Remuneration of the Directors
and of the Fiscal Council Members Management For Voted - For
V Approval of the Newspapers for Publication of the
Legal Notices. They Will be Published on Valor
Economico Management For Voted - For
22 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. III. If
You Have Already Sent in Your Votes, Please Do Not
Vote A-gain Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Amendment of the Stock Option Plan Management For Voted - For
II To Amend Articles 3, 17 Through 21, 32 and 63 of
the Corporate Bylaws of the Company Management For Voted - For
III To Restate the Corporate Bylaws Management For Voted - For
LOCALIZA RENT A CAR SA, BELO HORIZONTE
CUSIP: P6330Z111
Meeting Date: 02-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
29
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Ratification of the Hiring of the Appraisers to
Prepare the Valuation Report for the Quotas Issued
by Localiza Jf Aluguel De Carros Ltda., A Limited
Business Company, with Corporate Taxpayer Id
Number, Cnpj.mf, 18.483.286.0001.79, Registered
with the Minas Gerais State Board of Trade Under
Company Identification Number, Nire, 31209890431,
with Its Head Office at Rua Santo Antonio 737,
Centro Neighborhood, in the Municipality of Juiz De
Fora, State of Minas Gerais, Zip Code 36015.001,
from Here Onwards Referred to As Localiza Jf, for
the Purposes of That Which is Provided for in
Paragraph 1 of Article 256 of Law Number 6404.76 Management For Voted - For
2 Approval of the Valuation Report for the Quotas
Issued by Localiza Jf, Prepared by the Appraisers,
with A Basis Date of June 30, 2013 Management For Voted - For
3 Approval of the Acquisition of All of the Quotas
Representative of the Capital of Localiza Jf, in
Compliance with That Which is Provided for in
Paragraph 1 of Article 256 of Law Number 6404.76,
in Accordance with the Terms of That Which is
Provided for in the Draft of the Private Instrument
for the Purchase and Sale of Quotas Management For Voted - For
4 To Authorize the Executive Committee of the Company
to Do All of the Acts That are Necessary for the
Implementation of the Resolutions Passed at the
Extraordinary General Meeting Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Approve the Administrators Accounts, the
Administrations Report, the Financial Statements of
the Company Management For Voted - For
2 Approve the Proposal of the Administration to the
Destination of Profit of the Fiscal Year and the
Distribution of Dividends Management For Voted - For
30
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Set the Global Remuneration of the Company
Directors Management For Voted - For
4 To Decide on the Newspapers in Which Company
Notices Will be Published Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Approve the Acquisition of the Company Localiza
Cuiaba Aluguel De Carros Ltda., from Here Onwards
Referred to As Localiza Cuiaba, for the Purposes of
Article 256 of Law 6404.76 I. to Approve the
Ratification of the Appointment and Hiring of the
Appraisers Responsible for the Preparation of the
Valuation Report for the Quotas Issued by Localiza
Cuiaba, II. to Approve the Valuation Report for the
Quotas Issued by Localiza Cuiaba, Which Was
Prepared by the Appraisers, III. to Approve the
Acquisition of All of the Quotas Representative of
the Capital of Localiza Cuiaba, and IV. to
Authorize the Executive Committee of the Company to
Do All the Acts That are Necessary for the
Implementation of the Resolutions Above Management For Voted - For
2 To Approve the Merger of the Company Localiza Car
Rental S.a., from Here Onwards Referred to As
Localiza Car Rental, for the Purposes of Article
264 of Law 6404.76 I. to Approve the Protocol of
Justification and Merger That Concerns the Merger
of the Wholly Owned Subsidiary Localiza Car Rental,
II. to Ratify the Appointment and Hiring of the
Appraisers Responsible for the Valuation of the
Shareholder Equity of Localiza Car Rental and the
Preparation of the Appropriate Valuation Report,
III. to Approve the Valuation Report at Book Value
of the Shareholder Equity of Localiza Car Rental,
IV. To Management For Voted - For
Approve the Definitive Proposal for the Merger of
Localiza Car Rental, with the Consequent Extinction
of Localiza Car Rental, and V. to Authorize the
Executive Committee of the Company to Do All the
Acts That are Necessary for the Contd Non-Voting
Contd Implementation of the Resolutions Above Non-Voting Non-Voting
3 To Approve the Merger of the Company Localiza Jf
Aluguel De Carros Ltda., from Here Onwards Referred
to As Localiza Jf, for the Purposes of Article 264
31
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Law 6404.76 I. to Approve the Protocol of
Justification and Merger That Concerns the Merger
of the Wholly Owned Subsidiary Localiza Jf, II. to
Ratify the Appointment and Hiring of the Appraisers
Responsible for the Preparation of the Valuation
Report for the Equity of Localiza Jf and the
Preparation of the Appropriate Valuation Report,
III. to Approve the Valuation Report for the Book
Equity of Localiza Jf, IV. to Approve the
Definitive Proposal for the Merger of Localiza Jf,
with the Consequent Extinction of Localiz Jf, and
V. to Authorize the Executive Committee of the
Company to Do All the Acts That are Necessary for
the Implementation of the Resolutions Above Management For Voted - For
LOJAS RENNER SA, PORTO ALEGRE
CUSIP: P6332C102
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Examine, Discuss and Vote on the Management
Accounts and Financial Statements for the Fiscal
Year Ending December 31 2013 Management For Voted - For
2 Examine, Discuss and Vote the Proposal for the
Allocation of Net Income for the Fiscal Year and
the Distribution of Dividends Management For Voted - For
3 Establish the Number of Members of the Board of
Directors Management For Voted - For
4 Elect the Members of the Board of Directors Management For Voted - For
5 Establish the Amount of Compensation of the Members
of Management Management For Voted - For
6 Establish the Number of Members of the Fiscal
Council Management For Voted - For
7 Elect the Members of the Fiscal Council Management For Voted - For
8 Establish the Amount of Compensation of the Members
of the Fiscal Council Management For Voted - For
17 Mar 2014: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
32
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Mar 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
CUSIP: P64876108
Meeting Date: 25-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
242777 Due to Addition Of-resolution. All Votes
Received on the Previous Meeting Will be
Disregarded And-you Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
I.A To Vote Regarding the Proposal for the Amendment of
the Bylaws, Which Consists of Amending the Wording
of Articles 10, 11, 12, Line Vii of Article 14,
Articles 18 and 19 and Their Respective Paragraphs Management For Voted - For
I.B To Include New Lines, from Numbers Xii Through Xx
in Article 14, from Numbers I Through X in Article
18, and from Numbers I Through V in Article 19 Management For Voted - For
I.C To Include A New Paragraph in Articles 10 and 19,
Renumbering Those That are Currently in Effect Management For Voted - For
I.D To Change the Name of Chapter Xi of the Corporate
Bylaws and to Include A New Article, Which Will be
Numbered 37, with the Renumbering of the Following
Article, All in Accordance with the Proposal Sent
by the Board of Directors Management For Voted - For
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
33
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Discuss and Vote Regarding the Proposal for the
Merger, Into the Company, of Its Subsidiary
Industria De Alimentos Bomgosto Ltda., A Limited
Company, Organized and Existing in Accordance with
the Laws of Brazil, with Its Head Office in the
Municipality of Jaboatao Dos Guararapes, State of
Pernambuco, at Highway Br 101, South, 3170,
Kilometer 84, Prazeres, Zip Code 54345.160, with
Corporate Taxpayer Id Number, Cnpj.mf,
35.603.679.0001.98, and Its Founding Documents on
File with the Board of Trade for the State of
Pernambuco Under Company Id Number, Nire,
26.20.0066722.1, from Here Onwards Referred to As
Vitarella, in Which the Company Owns All of the
Quotas Representative of Its Capital Management For Voted - For
2 To Discuss and Vote Regarding the Protocol and
Justification of the Merger of Vitarella Into the
Company, Which Was Signed on December 6, 2013, by
the Management of Both Companies, As Well As of the
Acts and Measures Contemplated in It Management For Voted - For
3 To Appoint the Appraisers Charged with the
Valuation of the Equity of Vitarella That is to be
Merged Into the Company Management For Voted - For
4 To Discuss and Vote Regarding the Valuation Report
of the Equity Value of Vitarella That is Prepared
by the Appraisers Management For Voted - For
5 To Approve the Merger of Vitarella Into the Company Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I To Approve, Upon the Board of Directors Annual
Report, Financial Statements, Accompanied by
Independent Auditors Report Related to Fiscal Year
Ended on December 31, 2013 Management For Voted - For
34
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II Deliberate on the Allocation of Net Profit Resulted
from 2013 Fiscal Year, Accordance with A Proposal
from the Board of Directors at Meeting Held on
March 10, 2014 Management For Voted - For
III To Establish the Aggregate Annual Remuneration of
the Management of the Company from 2014 Fiscal Year Management For Voted - For
IV To Elect and Instate the Members of the Board of
Directors. Votes in Groups of Candidates Only.
Francisco IVens De Sa Dias Branco, Chairman,
Francisco Claudio Saraiva Leao Dias Branco,
Substitute, Maria Consuelo Saraiva Leao Dias
Branco, Titular, Geraldo Luciano Mattos Junior,
Substitute, Maria Das Gracas Dias Branco Da
Escossia, Titular, Maria Regina Saraiva Leao Dias
Branco Ximenes, Substitute, Joao Batista Santos,
Titular, Francisco Marcos Saraiva Leao Dias Branco,
Substitute, Affonso Celso Pastore, Titular, Daniel
Mota Gutierrez, Substitute. Only to Ordinary
Shareholders Management For Voted - For
01 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution IV. If You
Have Already Sent in Your Votes, Please Do Not
Return This-proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
MARFRIG ALIMENTOS SA, SAO PAULO
CUSIP: P64389AA0
Meeting Date: 12-Jul-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Amendment of the Wording of Items III.12.2 and
III.12.4 of the Issuance Indenture Management Non-Voting
II Amendment of the Wording of Item III.12.9 of the
Issuance Indenture Management Non-Voting
III The Signing, by the Issuer and the Trustee, of the
Third Addendum to the Private Instrument of
Indenture of the Second Issuance of Debentures
Convertible Into Shares of Marfrig Alimentos S.a.,
Reflecting the Amendments Resulting from the
Resolutions Mentioned in Items I and II Above and
That are Approved by the Debenture Holders at the
General Meeting of Debenture Holders Management Non-Voting
35
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 22-Jan-14 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Amendment of the Wording of Item III.12.2 of
the Issuance Indenture to Change the Frequency of
the Calculation of the Compensatory Interest and
the Payment Date of the Fourth Installment of the
Remuneration on the Debentures, Which Must be Paid
on January 25, 2014, Calculated Pro Rata from
November 15, 2013 Management Non-Voting
II The Amendment of the Wording of Item III.13 of the
Issuance Indenture for the Inclusion of A Provision
Regarding A New Obligation of the Issuer to Redeem
the Entirety of the Debentures That are Not Used to
Subscribe for and Pay in New Debentures Within the
Framework of A New Issuance of Debentures That are
Convertible Into Common Shares, in A Single Series,
of the Unsecured Type, for A Private Distribution
That is to be Conducted by the Issuer, from Here
Onwards Referred to As the Fifth Issuance, Which
Still Depends on the Approval of the Extraordinary
General Meeting of the Issuer, with This Obligation
to Redeem the Debentures Being Limited to the
Number of New Debentures That are Paid in Money
Currency in the New Issuance. Contd Management Non-Voting
Contd the Redemption Will Occur Through the Payment
of the Unit Face Value-plus the Remuneration That
Applies to It to the Payment Date Non-Voting Non-Voting
III The Amendment of the Wording of Item III.18 of the
Issuance Indenture to Provide for the Possibility
of Using the Debentures at Their Unit Face Value to
Pay in the New Debentures of the Fifth Issuance Management Non-Voting
IV The Signing, Between the Issuer and the Trustee, of
the Fourth Addendum to the Private Indenture
Instrument of the Second Issuance of Debentures
Convertible Into Shares of Marfrig Alimentos S.a.,
Reflecting the Amendments Resulting from the
Resolutions Mentioned in Sub Items I, II and III
Above That Come to be Approved by the Debenture
Holders at the General Meeting of Debenture Holders Management Non-Voting
36
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARFRIG GLOBAL FOODS S.A
CUSIP: P64389102
Meeting Date: 22-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Issuance of Debentures
Convertible Into Common Shares, in A Single Series,
of the Type Without A Guarantee, for Private
Distribution, Totaling, on the Issuance Date, the
Amount of Brl 2,150,000,000, Which Will Constitute
the Fifth Issuance of Debentures of the Company,
from Here Onwards Referred to As the Fifth Issuance
of Debentures, the Main Characteristics of Which
Will be A Total Issuance Amount of Brl
2,150,000,000, in A Single Series, with A Face
Value for the Debentures of Brl 10,000, with It
Being the Case That the Funds in Brl That are
Raised by the Company Through the Fifth Issuance
Will be Used to Redeem the Debentures from the
Second Issuance of the Company, from Here Onwards
Referred to As the Debentures from the Second
Issuance, with the Debentures Having Remuneration
Such That, on the Contd Management Non-Voting
Contd Face Value of the Debentures There Will Be,
from the Issuance Date,-interest Equivalent to 100
Percent of the Accumulated Variation of The-
Average Accumulated Daily Rates of the Interbank
Deposit Rate for the Day,-over Extra Group, Stated
in the Form of an Annual Percentage, As
Calculated-and Published Daily by Cetip S.a.,
Mercados Organizados, from Here Onwards- Referred
to As Cetip, in the Daily Report That is Available
on Its Internet-website at Www.cetip.com.br, from
Here Onwards Referred to As the Ib Rate,-plus A
Spread of One Percent A Year, on the Basis of 252
Business Days, From- Here Onwards Referred to As
the Remuneration, with the Debentures Being Of-the
Unsecured Type, with A Maturity Date That is 36
Months from the Issuance-date, Which Will be
January 25, 2014, with the Payment Dates for
The-remuneration Contd Non-Voting Non-Voting
Contd Being January 25, 2015, January 25, 2016, and
the Last Payment Date-will Coincide with the
Maturity Date on January 25, 2017, with the
37
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Trustee-being Planner Trustee Dtvm S.a. in the
Event the Fifth Issuance of Debentures-is Approved,
the Executive Committee of the Company Will be
Authorized To-take Any and All Measures That are
Necessary for the Implementation of The-fifth
Issuance of Debentures, Including Having the
Authority to Hire A Paying-agent and Transfer Agent
for the Debentures and the Trustee for the
Fifth-issuance of Debentures, As Well As to Sign
the Indenture for the Issuance And-any Later
Addenda Within the Limits Established by the
General Meeting. It Is- Emphasized That the
Proposal for the Issuance of Debentures and Other
Related-documents Have Been Evaluated by the Fiscal
Council of the Company, Contd Non-Voting Non-Voting
Contd Which Issued an Opinion That Recommended
Sending the Mentioned Proposal- for the Issuance
for the Consideration of the General Meeting of
Shareholders Non-Voting Non-Voting
2.1 To Vote Regarding the Amendment of the Corporate
Bylaws of the Company for the Purpose of Carrying
Out, Amendments to the Preamble, Article 1 and
Other Mentions in the Corporate Bylaws to Change
the Corporate Name of the Company from Marfrig
Alimentos S.a. to Marfrig Global Foods S.a. Management Non-Voting
2.2 Amendment of Article 5 of the Corporate Bylaws, in
Such A Way As to Update the Statement of the Share
Capital and the Number of Shares Issued by the
Company, in Accordance with Resolutions to Increase
the Capital, Within the Authorized Capital, That
Were Carried Out by the Board of Directors at
Meetings That Were Held on December 4, 10, 18 and
21, 2012, and February 5, 2013, at 5 P.m. and at 6
P.m. Management Non-Voting
2.3B1 To Change the Rules for the Management of the
Company, to Provide for the Ordinary Legal
Representation of the Company by Two Executive
Officers, One of Whom Must be the Ceo, the Chief
Legal Officer Or the Chief Financial and
Administrative Officer, Who Must Act Jointly with
Another Executive Officer Without A Specific
Designation, with It Being the Case That the
Investor Relations Officer Can Represent the
Company Acting Individually Exclusively in Matters
Related to His Or Her Scope of Activity Management Non-Voting
2.3B2 To Exclude the Position of Chief Operating Officer
and to Create the Position of Chief Legal Officer Management Non-Voting
2.3B3 To Provide That Powers of Attorney Will be Granted
by Two Executive Officers Jointly, in the Manner of
Representation That is Provided for in Item B1,
Above Management Non-Voting
3 To Vote Regarding the Restatement of the Corporate
Bylaws to Reflect the Amendments That are Mentioned
Above Management Non-Voting
38
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company
Consolidated Financial Statements Relating to
Fiscal Year Ended December 31, 2013 Management For Voted - For
2 To Elect the Members of the Fiscal Council. Votes
in Groups of Candidates Only: Eduardo Augusto Rocha
Pocetti, Titular, Roberto Lamb, Titular, Walfrido
Marinho, Titular, Marcello Froldi Negro,
Substitute, Carlos Roberto De Albuquerque Sa,
Substitute, Peter Vaz Da Fonseca, Substitute. Only
to Ordinary Shareholders Management For Voted - For
3 To Set the Total Annual Remuneration for the
Members of the Board of Directors, for the
Executive Committee, and for the Members of the
Fiscal Council for the 2014 Fiscal Year Management For Voted - For
27 Mar 2014: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
27 Mar 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
MARISA LOJAS SA
CUSIP: P6462B106
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
39
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements for the Fiscal
Year Ending December 31, 2013 Management For Voted - For
2 Consideration of the Proposed Allocation of Net
Profits and Dividend Distribution, As Well As the
Proposed Capital Budget Management For Voted - For
3 To Set the Number of Members of the Board of
Directors and to Elect the Members of the Board of
Directors. Votes in Groups of Candidates Only.
Marcio Luiz Goldfarb, Chairman, Decio Goldfarb,
Denise Goldfarb Terpins, Cassio Casseb Lima, Israel
Vainboim. Only to Ordinary Shareholders. Votes in
Individual Names Allowed: Candidate Nominated by
the Minority Ordinary Shareholder: Gustavo Josef
Wigman. Only to Ordinary Shareholders Management For Voted - For
4 To Set the Global Remuneration of the Company
Directors Management For Voted - For
04 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Non-Voting Non-Voting
Contact Their Csr to Inclu-de the Name of the
Candidate to be Elected. If Instructions to Vote on
This It-em are Received Without A Candidate's Name,
Your Vote Will be Processed in Fav-our Or Against
the Default Companies Candidate. Thank You Non-Voting
09 Apr 2014: Please Note That This is A Revision
Due to Addition of Comment An-d Receipt of Nominee
Names. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
Meeting Date: 17-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Amendment of the Main Part of Article 3 of the
Corporate Bylaws of the Company to Change the
40
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Corporate Purpose of the Company in Such A Way As
to Include Business Brokerage and Related
Activities and Acting As A Representative of
Insurance on Account and in the Name of Insurance
Companies Management For Voted - For
II The Amendment of the Main Part of Article 5 of the
Corporate Bylaws of the Company to Reflect the
Increases in the Share Capital of the Company That
Occurred During the 2013 Fiscal Year, Within the
Authorized Capital Limit, As A Result of the
Exercise of Stock Purchase Options in Accordance
with the Terms of the Company Stock Option Plan, As
Approved at the Meetings of the Board of Directors
of the Company That Were Held on April 30, 2013,
and June 3, 2013 Management For Voted - For
III The Amendment of Article 17 of the Corporate Bylaws
of the Company to Reflect the Prohibition on the
Positions of Chairperson of the Board of Directors
and President Being Held by the Same Person, As
Required by the Novo Mercado Listing Regulations of
the Bm and Fbovespa Management For Voted - For
MULTIPLUS SA, SAO PAULO
CUSIP: P69915109
Meeting Date: 14-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1A Amendment of the Corporate Bylaws of the Company,
in Accordance with the Terms of the Proposal
Presented in Appendix I to the Manual for
Participation in the Extraordinary General Meeting,
Made Available to the Shareholders in the Format
Indicated in This Call Notice, Which Includes. the
Amendment of Article 5, Which Deals with the Share
Capital, Bearing in Mind the Increase That Occurred
Within the Authorized Capital Limit, Which Was
41
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Approved at the Meeting of the Board of Directors
That Was Held on November 23, 2012 Management For Voted - For
1B The Amendment of Article 19, to Provide for an
Increase in the Number of Members of the Board of
Directors, Which Will Come to be Made Up of Seven
Members Management For Voted - For
1C The Amendment of Paragraph 2 of Article 19, to
Provide for an Increase in the Percentage of
Members of the Board of Directors Who Must be
Independent Members of the Board of Directors to A
Minimum of 30 Percent, for the Purpose of Making A
Positive Contribution to Increasing the Standards
of Corporate Governance of the Company Management For Voted - For
1D The Amendment of Line Xxvi of Article 23 to Provide
That the Board of Directors Can and Instate
Committees, Which are Made Up of People Designated
from Among the Members of the Management and Or
People Who are Not Part of the Management of the
Company, with It Being the Case That the Scope,
Membership, Compensation and Functioning of Each
Committee Will be Determined by the Board of
Directors in the Same Resolution That Approves the
Creation of the Same Management For Voted - For
1E To Include A New Sole Paragraph in Article 23 to
Provide That the Existence of the Permanently
Functioning Committee That Will Come to be Called
the Finance, Audit, Governance and Related Parties
Committee, Which Must be Composed of at Least Three
Members, the Majority of Whom Must be Independent
Members of the Board of Directors. Within the Scope
of the Activity of This Committee, It Must Analyze
the Proposals and State Its Decision to the Board
of Directors in Regard to All Related Party
Transactions Management For Voted - For
2 The Election of Two New Members to the Board of
Directors Management For Voted - For
3 To Amend and Ratify the Aggregate Compensation for
the Members of the Board of Directors Management For Voted - Against
Meeting Date: 11-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
42
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Election of Elcio Anibal De Lucca As A New
Independent Member of the Board of Directors Due to
the Resignation of Roberto Jose Maris De Medeiros,
Thereby Complying with the Minimum Ratio of
Thirty Percent 30 of Independent Board Members As
Determined by the Company's Articles of
Incorporation Companhia Management For Voted - For
2 To Vote Regarding the Granting of Special Options
for the Purchase of Shares to the New Chief
Executive Officer of the Company, Mr. Roberto
Medeiros, on the Basis of the Stock Option Plan
That is in Effect and Within the Limits for the
Dilution of Shares That Has Already Been Approved Management For Voted - For
06 Dec 2013: Please Note That This is A Revision
Due to Receipt of Director's- Name in Resolution 1.
If You Have Already Sent in Your Votes, Please Do
Not Re-turn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Th-ank You. Non-Voting Non-Voting
Meeting Date: 04-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 To Elect the Members of the Board of Directors of
the Company, Complying with the Minimum Percentage
of 30 Percent Independent Members of the Board of
Directors, in Accordance with the Corporate Bylaws
of the Company, in Light of the End of the Term in
Office of the Current Members of the Board of
Directors on February 7, 2014 : Antonio Luiz Rios
Da Silva, Elcio Anibal De Lucca, Marco Antonio
Bologna, Mauricio Rolim Amaro, Enrique Cueto Plaza,
Roberto Alvo Milosawlewitsch and Jose Edson Carreiro Management For Voted - For
22 Jan 2014: Please Note That This is A Revision
Due to Receipt of Director Na-mes. If You Have
43
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
B Destination of the Year End Results Management For Voted - For
C To Ratify the Approval of the Distribution of
Dividends and Interest Over Capital, Paid in
Advance, in Reference to the Fiscal Year That Ended
on December 31, 2013, in Accordance with That Which
Was Resolved on at Meetings of the Board of
Directors of the Companies Management For Voted - For
D To Set the Global Remuneration of the Company
Directors for the 2014 Management For Voted - Against
Meeting Date: 21-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Decide on the New Stock Option Plan of Restricted
Shares of the Company Pursuant to the Draft
Proposed by the Administration Management For Voted - For
44
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATURA COSMETICOS SA, SAO PAULO
CUSIP: P7088C106
Meeting Date: 11-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
03 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
2 To Consider the Proposal for the Allocation of the
Net Profit from the Fiscal Year Ending on December
31, 2013, and to Ratify the Early Distributions of
Dividends and Interim Interest on Net Equity Management For Voted - For
3 To Determine the Number of Members Who Will Make Up
the Board of Directors of the Company for the Term
in Office That Will End at the Annual General
Meeting That Resolves on the Financial Statements
from the Fiscal Year That Ended on December 31, 2014 Management For Voted - For
4 To Elect, Through Individualized Voting, the
Members of the Board of Directors of the Company.
Votes in Individual Names Allowed. Candidates
Nominated by the Controller: 4a Plinio Villares
Musetti, Chairman, 4b Antonio Luiz Da Cunha Seabra,
4c Pedro Luiz Barreiros Passos, 4d Guilherme Peirao
Leal, 4e Julio Moura Neto, 4f Luiz Ernesto
Gemignani, 4g Marcos De Barros Lisboa, 4h Raul
Gabriel Beer Roth. Only to Ordinary Shareholders Management For Voted - For
5 To Establish the Aggregate Remuneration of the
Managers of the Company to be Paid Until the Annual
General Meeting That Votes on the Financial
Statements from the Fiscal Year That Will End on
December 31, 2014 Management For Voted - For
45
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names for R-esolution No. 4 and
Modification of Comment. If You Have Already Sent
in Your-votes, Please Do Not Return This Proxy Form
Unless You Decide to Amend Your Or-iginal
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 11-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Amend the Wording of the Main Part of Paragraph
1 of Article 21 of the Corporate Bylaws to Provide
That I. the Executive Committee Will be Composed of
at Least 4 and the Most 10 Members, and II. the
Nomination of the Executive Committee Will
Preferentially Occur at the First Meeting of the
Board of Directors That is Held After the Annual
General Meeting Management For Voted - For
2 To Amend the Wording of Paragraphs 2 and 3 of
Article 24 of the Corporate Bylaws to Change the
Duties of the Executive Committee Management For Voted - For
3 To Proceed with the Restatement of the Corporate
Bylaws of the Company Management For Voted - For
RAIA DROGASIL SA, SAO PAULO
CUSIP: P7942C102
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A Giving an Accounting by the Managers, Examination,
Discussion and Voting on the Financial Statements
for the Fiscal Year That Ended on December 31,
2013, Accompanied by the Report from the
46
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management, Opinion of the Independent Auditors,
Published in the Edition of the Diario Oficial Do
Estado De Sao Paulo and Valor Economico of March
18, 2014, and Opinion of the Fiscal Council Management For Voted - For
B To Vote Regarding the Allocation of the Net Profit
from the Fiscal Year, and to Vote on Approval of
the Allocation of Interest on Shareholder Equity
Resolved on at the Extraordinary Meetings of the
Board of Directors of March 22, 2013, in the Amount
of Brl 3,400,000, of June 21, 2013, in the Amount
of Brl 16,000,000, of September 23, 2013, in the
Amount of Brl 5,500,000 and December 12, 2013, in
the Amount of Brl 14,000,000 Which Will be Imputed
to the Mandatory Dividend, Indicating the Date of
Payment to the Shareholders Management For Voted - For
C To Set the Global Remuneration of the Company
Directors Management For Voted - For
Meeting Date: 23-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
A The Amendment of the Main Part of Article 7 of the
Corporate Bylaws in Order to Change the Frequency
of the Ordinary Meetings of the Board of Directors,
Which Will be Held at Least Six Times A Year Management For Voted - For
B The Election of an Alternate Member to the Board of
Directors of the Company. Indication Made by the
Controller: Cristina Ribeiro Sobral Sarian. Only to
Ordinary Shareholders Management For Voted - For
C The Elimination of the Stock Option Plan That Was
Approved by the Extraordinary General Meeting That
Was Held on November 10, 2011 Management For Voted - For
D The Adoption of A Stock Option Plan in Accordance
with the Terms of the Draft That is Proposed by the
Management Management For Voted - For
21 Mar 2014: Please Note That This is A Revision
Due to Receipt of Names for R-esolution No. B. If
You Have Already Sent in Your Votes, Please Do Not
47
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Y-ou. Non-Voting Non-Voting
RESTOQUE COMERCIO E CONFECCOES DE ROUPAS SA, SAO P
CUSIP: P6292Q109
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements, Relating to
Fiscal Year Ended December 31, 2013 Management For Voted - For
2 To Elect the Members of the Board of Directors and
Set the Total Annual Remuneration of Directors for
the 2014 Fiscal Year : 2a Livinston Martins
Bauermeister, 2b Luiz Carlos Bresser Goncalves
Pereira, 2c Helio Marcos Coutinho Beltrao, 2d
Marcelo Faria De Lima, 2e Marcio Da Rocha Camargo,
2f Jose Lucas Ferreira De Melo Management For Voted - Against
17 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director Na-mes. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
48
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 A. to Consider the Proposal from the Board of
Directors to Make Changes to the Corporate Bylaws
of the Company in Order To, A. Amend Article 5, to
Adjust the Share Capital Amount of the Company to
Brl 132,337,940.94, Representing 172,171,254 Common
Shares, in Such A Way As to Reflect the Capital
Increase, Within the Authorized Capital Limit, That
Was Approved at the Meeting of the Board of
Directors That Was Held on October 11 and 17, 2012,
Within the Framework of the Stock Option Plan of
the Company, B. to Amend Article 16, to Decrease
the Minimum and Maximum Number of Members of the
Board of Directors, with It Decreasing to at Least
Three and at Most Five Members, C. to Amend Article
19, Which Deals with the Authority of the Board of
Directors, to Update Approval and Authorization
Amounts in Regard to the Following Provisions, I.
Item Xviii, Authorization for the Company to
Provide Guarantees for the Obligations of Its
Controlled Companies and Or Subsidiaries, II. Item
Xix, Approval of the Acquisition Or Disposition of
Goods from the Permanent Assets, III. Item Xxii,
Approval of Financing Or Loans, D. to Amend Article
20, to Increase the Maximum Number of Members of
the Executive Committee, from 13 to 20 Members, and
to Adjust the Existing Positions and Duties and to
Create New Executive Officer Positions, Management For Voted - Against
Which Will be Chief Financial Planning Officer, A
New Position of Chief Product Research and
Development Officer, Chief Products and Supply
Chain Officer, Chief Supply and Logistics Officer,
Chief Store Supervision Officer, Chief Store
Development Officer, Chief Wholesale and Franchise
Officer, Chief Information Technology Officer and
Chief Marketing Officer, E. to Amend Articles 22,
23, 25, 26, 27, 28 and 29, to Define and Adjust the
Duties of the Executive Committee Members, F. to
Amend Article 30, to Redefine the Manner in Which
the Company is Represented Non-Voting
ROSSI RESIDENCIAL SA, SAO PAULO
CUSIP: P8172J106
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
49
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditor S Report Relating to Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 To Decide on the Allocation of the Result of the
Fiscal Year and the Distribution of Dividends Management For Voted - For
3 To Set the Number of Members of the Board of
Directors Management For Voted - For
4 To Elect the Members of the Board of Directors Management For Voted - For
5 To Install the Fiscal Council of the Company Management For Voted - For
6 To Set the Number of Members of the Fiscal Council Management For Voted - For
7 Election of the Members of the Fiscal Council, and
Their Respective Substitutes Management For Voted - For
8 To Set the Global Remuneration of the Company
Managers and the Members of the Fiscal Council Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Amendment of Article 3 of the Corporate Bylaws of
the Company to Clarify That Holding an Interest in
Other Companies As A Partner Or Shareholder is Part
of the Corporate Purpose Management For Voted - For
2 Amendment of Article 5 of the Corporate Bylaws to
Update the Share Capital Amount and the Number of
Shares Issued by the Company, Bearing in Mind the
50
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Capital Increases That Were Carried Out Within the
Authorized Capital Limit Management For Voted - For
3 Amendment of Article 11 of the Corporate Bylaws to
Clarify the Possibility for the General Meeting to
Vote Regarding Matters That Were Not Included in
the Agenda in the Cases Provided for in Law and to
Update the Wording of the Provision in Accordance
with Current Portuguese Language Spelling Rules Management For Voted - For
4 Amendment of Article 20, Main Part and Paragraph 1,
of the Corporate Bylaws to Allow Meetings of the
Board of Directors to be Called by Email and to
Allow for Participating in These Meetings Long
Distance Management For Voted - For
5 Amendment of Article 21 of the Corporate Bylaws of
the Company for the Purpose of Harmonizing the
Description of the Areas of Responsibility of the
Board of Directors with the Terms of the Law and to
Broaden the Areas of Responsibility to Include The Management For Voted - For
Establishment of Limits and Maximum Expenditures
for the Performance of Acts by the Executive
Officers of the Company and the Determination of
Rules and Guidelines for the Allocation of Company
Profit and Results Sharing Non-Voting
6 Amendment of Article 19, Main Part, Article 23,
Main Part and Paragraph 2, Article 24, Paragraphs 1
and 7, and Article 26 to Reduce the Maximum Number
of Positions on the Executive Committee to Eight
Members, to Change the Title for the Position of
Superintendent Officer and to Change the Areas of
Responsibility of the Executive Officers Management For Voted - For
7 Amendment of Article 32 to Establish That the
Company Can Allocate Profit and Results Sharing to
the Employees and Managers on the Basis of
Corporate Law and Or Employment Law Management For Voted - For
8 Amendment of Article 1, Paragraph 1, of Article 6,
of Article 12, of Article 13, of Article 15, of
Article 17, of Article 18, of Article 19, of
Article 22, of Article 34, of Article 37, of
Article 40, of Article 42, of Article 43, Paragraph
1, of Article 44, of Article 48 and of Article 49
to Replace the Word Business with the Defined Term
Company and to Adapt the Spelling to the New
Portuguese Spelling Rules Management For Voted - For
9 Restatement of the Corporate Bylaws of the Company Management For Voted - For
08 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 28 Apr 14
to 15 May 14. If You Have Already Sent in Your
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
51
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAO MARTINHO SA
CUSIP: P8493J108
Meeting Date: 31-Jul-13 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements and Independent
Auditors Report Relating to Fiscal Year Ending
March 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits Relating
to Fiscal Year, to Pay Company Dividends and the
Capital Budget for the Current Year Management For Voted - For
3 The Annual Aggregate Compensation of the Managers
of the Company for the Current Fiscal Year, from
April 1, 2013, to March 31, 2014 Management For Voted - For
Meeting Date: 31-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Increase of the Share Capital of the Company in
the Amount of Brl 123,050,000.00, Without the
Issuance of New, Common, Nominative Shares with No
Par Value, to be Paid in Through the Capitalization
of Investment Reserves, with the Consequent Amend
Article 5 of the Corporate Bylaws Management For Voted - For
2 The Amendment of Items Xi, Letter G, Xii, Xiii, Xix
and the Sole Paragraph of Article 22 of the
Corporate Bylaws of the Company Management For Voted - For
3 The Restatement of the Corporate Bylaws of the
Company Management For Voted - For
52
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SARAIVA SA LIVREIROS EDITORES, SAO PAULO
CUSIP: P8515A192
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Examine, Discuss and Vote on the Administrations
Report and the Financial-statements Accompanied by
the Independent Auditors Report Regarding
The-fiscal Year Ended on December 31, 2013 Non-Voting Non-Voting
2 Approval of the Sharing by the Managers in the
Profit of the Company And-establishment of A Date
for the Respective Payment Non-Voting Non-Voting
3 Destination of the Year End Results of the Fiscal
Year Ended on December, 31,-2013 Non-Voting Non-Voting
4 Establishment of the Date for the Payment of
Interest on Shareholder Equity Non-Voting Non-Voting
5 To Elect the Members of the Board of Directors Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item 5 Only. Thank You-. Non-Voting Non-Voting
SLC AGRICOLA SA, PORTO ALEGRE
CUSIP: P8711D107
Meeting Date: 16-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
53
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Examination, Discussion and Voting on the
Administration Report and Respective Accounts of
the Administrators, Financial Statements and
Explanatory Notes in Regard to the Fiscal Year That
Ended on December 31, 2013, Well As Independent
Auditors Opinion Management For Voted - For
2 To Decide Regarding the Allocation of the Results
from the Fiscal Year That Ended on December 31,
2013, in Accordance with the Terms of the Proposal
from the Administration Contained in the Minutes
from the Meeting of the Board of Directors Held on
March 12, 2014, and of the Published Financial
Statements Management For Voted - For
3 To Set the Total Annual Remuneration of the
Administrators Management For Voted - For
4 To Elect the Members of the Board of Directors.
Votes in Individual Names Allowed: 4.a. Osvaldo
Burgos Schirmer. Only to Ordinary Shareholders Management For Voted - For
26-mar-2014: Please Note That This is A Revision
Due to Receipt of Director Na-me for Resolution 4
and Modification to the Text of Comment. If You
Have Alrea-dy Sent in Your Votes, Please Do Not
Return This Proxy Form Unless You Decide-to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
TECHNOS SA
CUSIP: P90188106
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
54
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
I Examine, Discuss and Vote on the Administrations
Report, the Financial Statements and the Accounting
Statements Accompanied by the Independent Auditors
Report, Regarding the Fiscal Year Ended on December
31, 2013 Management For Voted - For
II To Approve on the Allocation of the Results from
2013 Fiscal Year Management For Voted - For
III To Approve the Proposal for the Capital Budget for
the Year 2014 Management For Voted - For
IV To Set the Global Remuneration of the Company
Directors for the 2014 Management For Voted - For
55
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO ABC BRASIL SA
CUSIP: P0763M135
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item III Only. Thank-you. Non-Voting Non-Voting
I Provision of the Board of Directors Accounts,
Examination, Discussion And-approval of the
Financial Statements Relating to the Fiscal Year
That Ended-on December 31, 2013 Non-Voting Non-Voting
II To Approve the Distribution of Net Profits from the
2012 Fiscal Year Non-Voting Non-Voting
III To Elect the Members of the Board of Directors Management For Voted - For
IV To Set the Global Remuneration of the Company Non-Voting Non-Voting
BANCO DO BRASIL SA BB BRASIL, BRASILIA
CUSIP: P11427112
Meeting Date: 19-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
56
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve Banco Do Brasil's Share Capital Increase
Through Incorporation of Part of the Balance
Recorded As Statutory Reserve for Operating Margin Management For Voted - For
II To Approve the Raise of Authorized Capital Management For Voted - For
III To Approve Amendments in Bylaws Articles 7 and 8
Due to the Resolutions Pursuant to Items I and II Management For Voted - For
IV To Approve the Raise in the Overall Amount of the
Management Members Remuneration for the Financial
Year 2013 Management For Voted - For
V To Ratify the Election of the Board of Directors
Members, Elvio Lima Gaspar and Rafael Vieira De
Matos to Fullfil the 2013.2015 Term Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ending on December 31,
2013 Management For Voted - For
II To Deliberate on the Distribution of the Fiscal
Years Net Profits and Distribution of Dividends Management For Voted - For
III To Elect Members of the Fiscal Council: Votes in
Groups of Candidates Only. Candidates Nominated by
the Controller: 3.a Paulo Jose Dos Reis Souza,
Titular, Edelcio De Oliveira, Substitute, Marcos
Machado Guimaraes, Titular, Danielle Ayres
Delduque, Substitute, Aldo Cesar Martins Braido,
Titular, Luiz Fernando Juca Filho, Substitute. Only
to Ordinary Shareholders. Votes in Individual Names
Allowed. Candidates Nominated by Minority Ordinary
Shareholders: 3.b Marcos De Andrade Reis Villela,
Titular, Carlos Roberto De Albuquerque Sa,
Substitute, 3.c Augusto Carneiro De Oliveira Filho,
Titular, Eduardo Georges Chehab, Substitute. Only
to Ordinary Shareholders Management For Abstain
IV To Set the Members of Fiscal Council Remuneration Management For Voted - For
V To Set the Global Remuneration of the Company
Directors Management For Voted - For
57
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
10 Apr 2014: Please Note That This is A Revision
Due to Receipt of Directors N-ames Under Resolution
III. If You Have Already Sent in Your Votes, Please
Do N-ot Return This Proxy Form Unless You Decide to
Amend Your Original Instruction-s. Thank You. Non-Voting Non-Voting
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Bylaws Amendment Relative to the Prohibition
Against the Same Person Holding the Positions of
Chairperson and Vice Chairperson of the Board of
Directors and Serving As President of Banco Do
Brasil Management For Voted - For
II The Exclusion of Article 51 from the Corporate
Bylaws Management For Voted - For
III Ratification of the Paulo Rogerio Caffarelli As A
Member of the Board of Directors to Serve Out the
2013 Through 2015 Term in Office. Votes in Groups
of Candidates Only. Candidates Nominated by the
Controller: 3.a Paulo Rogerio Caffarelli. Only to
Ordinary Shareholders Management For Voted - For
11 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. III. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
58
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO ESTADO DO RIO GRANDE DO SUL SA, PORTO ALEGRE
CUSIP: P12553247
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item "6" Only. Thank-you. Non-Voting Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on The-administrations Report, the
Financial Statements and the Accounting-statements
Accompanied by the Independent Auditors Report and
Fiscal Council-report, Regarding the Fiscal Year
Ended on December 31, 2013 Non-Voting Non-Voting
2.1 To Vote Regarding: Allocation of the Net Profit
from the Fiscal Year That- Ended on December 31,
2012 Non-Voting Non-Voting
2.2 To Vote Regarding: to Ratify the Payment of
Interest on Shareholder Equity-and It Being Imputed
to the Dividend Non-Voting Non-Voting
2.3 To Vote Regarding: Payment of Complementary
Dividends Non-Voting Non-Voting
3 To Vote Regarding the Proposal for the Capital
Budget Prepared for The- Purposes of Article 196 of
Law 6404.76 and the Proposal of the Payment Of-
Total Dividend of 40 Percent for the 2014 Fiscal
Year Non-Voting Non-Voting
4 To Elect One Member of the Board of Directors Non-Voting Non-Voting
6 To Elect of the Members of the Fiscal Council, and
Their Respective Substitutes Management For Abstain
7 To Set the Remuneration of the Members of the Board
of Directors, Fiscal-council and Executive Committee Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
59
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 The Removal of One Member of the Board of Directors
and the Election of A Repl-acement Non-Voting Non-Voting
14 Apr 2014: Please Note That This is A Revision
Due to Addition of Non- Votabl-e Resolution 5 &
Change in Numbering of Resolutions 6 & 7 If You
Have Already-sent in Your Votes, Please Do Not
Return This Proxy Form Unless You Decide To-amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 To Vote Regarding the Proposal for the Increase of
the Share Capital from Brl-3.75 Billion to Brl 4
Billion Through the Use of Expansion Reserves
And-bylaws Reserves in the Amount of Brl 250
Million, Without the Issuance of New-shares Non-Voting Non-Voting
2 To Vote Regarding the Proposal for the Amendment of
the Corporate Bylaws, 1.-the Main Part of Article
4, to Adapt It to the New Share Capital Amount,
2.-the Main Part of Article 5, to Contemplate the
Share Conversions That-occurred Between February
28, 2013, and February 28, 2014, 3. the
Amendment-of Line 12 of Article 27 to Include the
Risk Limits in the Establishment Of-the Maximum
Debt Limit Per Customer, 4. the Inclusion of A
Letter E In-article 30, in Accordance with
Brazilian Central Bank Resolution Number 4122-of
August 2, 2012, Such That the Term in Office of
Those Who Hold Executive- Committee Positions Will
Extend Until Their Replacements are Instated Non-Voting Non-Voting
BANCO PANAMERICANO SA, SAO PAULO
CUSIP: P14996105
Meeting Date: 01-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
60
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item B Only. Thank-you. Non-Voting Non-Voting
A Authorization for the Negotiation and Institution
of the Company Profit And-results Sharing Plan for
2013, Continuing with the Negotiations Begun
With-the Bank and Financial Workers Union for Sao
Paulo, Osasco and The-surrounding Region Non-Voting Non-Voting
B The Election of an Alternate Member to the Fiscal
Council, Who Can be Appointed by the Minority
Shareholders in Accordance with Article 161 of Law
6,404.76 Management For Abstain
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item D Only. Thank-you. Non-Voting Non-Voting
A To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve-the Companys
Consolidated Financial Statements for the Fiscal
Year Ended-december 31, 2013 Non-Voting Non-Voting
B To Decide on the Allocation of the Result from 2013
Fiscal Year Non-Voting Non-Voting
C To Set the Global Remuneration of the Company
Directors Non-Voting Non-Voting
D To Elect the Members of the Fiscal Council Management For Voted - For
E The Election of Member of the Board of Directors of
the Company Who Are-appointed by the Controlling
Shareholders Non-Voting Non-Voting
61
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO SANTANDER BRASIL S.A.
CUSIP: 05967A107 TICKER: BSBR
Meeting Date: 01-Nov-13 Meeting Type: Special
I Proposal for the Company's Capital Decrease by Six
Billion Brazilian Reais (r$6,000,000,000.00), from
R$62,828,201,614.21 to R$56,828,201,614.21, Without
Decreasing the Number of Shares And, Moreover,
Keeping the Percentage of Ownership Interest Held
by Shareholders in the Company's Share Capital
Unchanged, with Subsequent Amendment to the Main
Section of Article 5 of Bylaws. Management For Voted - For
II Proposal for Amendment to Item Xiii of Article 17
of the Company's Bylaws, So As to Confer Upon the
Board of Directors the Authority to Resolve on the
Issuance, Within the Limit of Authorized Capital,
of Credit Securities and Other Convertible
Instruments, in Conformity with Law No. 12.838 of
July 9, 2013 and Cmn Resolution No. 4192 of March
1, 2013. Management For Voted - For
III To Approve (a) the Conduction of Mr. Celso Clemente
Giacometti to the Position of President of the
Company's Board of Directors; (b) the Conduction of
Mr. Jesus Maria Zabalza Lotina to the Position of
Vice- President of the Company's Board of Directors
and (c) to Confirm the Composition of the Company's
Board of Directors. Management For Voted - For
Meeting Date: 18-Mar-14 Meeting Type: Special
A) Bonus Share at the Ratio of 0.047619048 Preferred
Shares for Each Common Share (sanb3) Or Preferred
Share (sanb4), Which Results in A Bonus Share of
Five (5) Preferred Shares for Each Unit (sanb11),
with the Corresponding Adjustment to the
Composition of the Units That Will, for the Moment,
Consist of Fifty-five (55) Common Shares and
Fifty-five (55) Preferred Shares, Through the
Capitalization of Reserves Available at the Capital
Reserve Account in the Amount of One Hundred and
(due to Space Limits, See Proxy Material for
Full Proposal) Management For Voted - For
B) The 55:1 Share Reverse Split (inplit) of the
Totality of Common Shares and Preferred Shares
Issued by the Company, So That Each Fifty-five (55)
Common Shares and Fifty-five (55) Preferred Shares
Will Henceforth Correspond to One (1) Common Share
and One (1) Preferred Share, Respectively. Management For Voted - For
C) Adjustment to the Composition of Units, by Virtue
of Approval of the Share Inplit, to Consist of One
(1) Common Share and One (1) Preferred Share Issued
by the Company. Management For Voted - For
62
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
D) As A Consequence of the Resolutions Taken in Items
(a), (b) and (c) Above, Amendment to the Following
Provisions of the Company's Bylaws: (i) Main
Section of Article 5; (ii) Paragraph 1 of Article
53; (iii) Paragraph 2 of Article 56; and (iv) Main
Section of Article 57. Management For Voted - For
E) Inclusion of Sole Paragraph in Article 11 of the
Company's Bylaws, So As to Clarify That the
Positions of Chairman of the Board of Directors
[]conselho De Administracao[] and Chief Executive
Officer May Not be Held by the Same Person. Management For Voted - For
F) In View of the Resolutions in the Preceding Items,
Restatement of the Company's Bylaws. Management For Voted - For
Meeting Date: 09-Jun-14 Meeting Type: Special
1 Company's Exit from the Level 2 Special Listing
Segment of Sao Paulo Stock Exchange (bm&fbovespa
S.a. - Bolsa De Valores Mercadorias E Futuros)
("level 2"), with the Discontinuity by the Company
of Differentiated Corporate Governance Practices
Established on the Level 2 Regulation ("exit from
Level 2"), Pursuant to Section Xi of Level 2
Regulation and Title X of the Company's Bylaws, All
As More Fully Described in the Proxy Material. Management For Voted - Against
2AB Election of Specialized Company: Bank of America
Merrill Lynch Banco Multiplo S.a. (please Mark A
for Voting Box for Only 1 of 4 Companies. If More
Than 1 for Box is Checked, Your Vote Will be Deemed
to be Invalid, and Will Not be Counted at the
Meeting.) Management For Voted - For
2AC Election of Specialized Company: N M Rothschild &
Sons (brasil) Ltda. (please Mark A for Voting Box
for Only 1 of 4 Companies. If More Than 1 for Box
is Checked, Your Vote Will be Deemed to be Invalid,
and Will Not be Counted at the Meeting.) Management For Abstain
2AD Election of Specialized Company: KPMG Corporate
Finance Ltda. (please Mark A for Voting Box for
Only 1 of 4 Companies. If More Than 1 for Box is
Checked, Your Vote Will be Deemed to be Invalid,
and Will Not be Counted at the Meeting.) Management For Abstain
2AE Election of Specialized Company: Goldman Sachs Do
Brasil Banco Multiplo S.a. (please Mark A for
Voting Box for Only 1 of 4 Companies. If More Than
1 for Box is Checked, Your Vote Will be Deemed to
be Invalid, and Will Not be Counted at the Meeting.) Management For Abstain
BB SEGURIDADE PARTICIPACOES SA, BRASILIA, DF
CUSIP: P1R1WJ103
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
63
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction. Ho-wever We Cannot Do This Through the
Proxyedge Platform. in Order to Submit A V-ote to
Elect A Candidate, Clients Must Contact Their Csr
to Include the Name O-f the Candidate to be
Elected. If Instructions to Vote on This Item are
Receiv-ed Without A Candidate's Name, Your Vote
Will be Processed in Favour Or Agains-t the Default
Companies Candidate. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements by the Independent Auditors
Report and the Fiscal Council Report Regarding the
Fiscal Year Ending on December 31, 2013 Management For Voted - For
II Destination of the Year End Results of 2013 and the
Distribution of Dividends Management For Voted - For
III To Elect the Members of the Fiscal Council. Votes
in Individual Names Allowed. Candidates Nominated
by the Controller: 3.a Antonio Pedro Da Silva
Machado, Titular, Ana Paula Teixeira De Sousa,
Substitute. Only to Ordinary Shareholders. Note:
Votes in Individual Names Allowed. Candidates
Nominated by the Ministerio Da Fazenda: 3.b Pablo
Fonseca Pereira Dos Santos, Titular, Julio Cesar
Costa Pinto, Substitute. Only to Ordinary
Shareholders Management For Voted - For
IV To Set the Total Annual Payment for the Members of
the Fiscal Council Management For Voted - For
V Elect the Ceo of the Company As A Member of the
Board of Directors, According to the Provisions of
Article 15, Paragraph 1, I, of the Bylaws of Bb
Seguridade Participacoes S.a. Votes in Individual
Names Allowed. Candidates Nominated by the
Controller: 5.a Marcelo Augusto Dutra Labuto. Only
to Ordinary Shareholders Management For Voted - Against
VI To Set the Global Remuneration of the Company
Directors Management For Voted - For
10 Apr 2014: Please Note That This is A Revision
Due to Receipt of Fiscal Coun-cil Members Names. If
You Have Already Sent in Your Votes, Please Do Not
Retur-n This Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
64
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
CUSIP: P1R0U2138
Meeting Date: 26-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That This is A Postponement of the
Meeting Held on 13 May 2014. Non-Voting Non-Voting
1 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9.
Article 17, Main Part and Paragraph 1, C.10.
Article 18, Main Part and Paragraphs 1 and 2, C.11.
Article 21, Sole Paragraph, C.12. Article 22, Main
Part and Paragraphs 3 and 4, C.13. Article 23,
Paragraphs 2, 3 and 6, C.14. Article 24, Main Part
and Paragraphs 2, 3 and 6, C.15. Article 26, Main
Part, C.16. Article 27, Main Part, C.17. Article
29, Lines A, D, E, F, and L, C.18. Article 31,
C.19, Article 35, Line L, C.20. Article 38, Line F,
C.21. Article 43, Paragraph 2, Line B, C.22.
Article 47, Management For Voted - For
Line J, C.23. Article 49, Paragraph 1, Line B,
C.24. Article 50, Sole Paragraph, Lines A and C,
C.25. Article 52, Main Part, Paragraphs 1, 4 and 5,
C.26. Article 53, Paragraph 1, C.27. Article 54,
Sole Paragraph, C.28. Article 55, Paragraphs 3
Through 6, C.29. Article 58, Main Part, C.30.
Article 62, Paragraph 2, C.31. Article 63, Main
Part and Paragraph 2, C.32. Article 64, Main Part,
C.33. Article 65, Paragraphs 2 and 3, C.34. Article
65
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
70, Paragraph 1, Line C, Paragraph 4, Line A and
Paragraph 5, Lines C, D and E, C.35. Article 71,
C.36. Article 73, Line B, C.37. Article 74, C.38.
Article 77, and C.39. Article 79, for the Purposes
of Renumbering, Orthographic Corrections and Other
Adjustments to Form and Wording Non-Voting
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
CUSIP: P73232103
Meeting Date: 24-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Examine, Discuss and Vote the Financial
Statements Relating to Fiscal Year Ending December
31, 2013 Management For Voted - For
2 Destination of the Year End Results of 2013 Management For Voted - For
3 To Set the Remuneration for the Members of the
Board of Directors and for the Executive Committee
Related to 2014 Fiscal Year Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Meeting Date: 07-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Proposal for the Adoption of
the Bm and Fbovespa Stock Option Plan, in
Accordance with A Proposal from Management Management For Voted - For
2 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
66
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9. Contd Management For Voted - For
Contd Article 17, Main Part and Paragraph 1, C.10.
Article 18, Main Part And-paragraphs 1 and 2, C.11.
Article 21, Sole Paragraph, C.12. Article 22,
Main-part and Paragraphs 3 and 4, C.13. Article 23,
Paragraphs 2, 3 and 6, C.14.-article 24, Main Part
and Paragraphs 2, 3 and 6, C.15. Article 26, Main
Part,-c.16. Article 27, Main Part, C.17. Article
29, Lines A, D, E, F, and L, C.18.-article 31,
C.19, Article 35, Line L, C.20. Article 38, Line F,
C.21. Article-43, Paragraph 2, Line B, C.22.
Article 47, Line J, C.23. Article 49,-paragraph 1,
Line B, C.24. Article 50, Sole Paragraph, Lines A
and C, C.25.-article 52, Main Part, Paragraphs 1, 4
and 5, C.26. Article 53, Paragraph 1,-c.27. Article
54, Sole Paragraph, C.28. Article 55, Paragraphs 3
Through 6,-c.29. Article 58, Main Part, C.30.
Article 62, Paragraph 2, C.31. Contd Non-Voting Non-Voting
Contd Article 63, Main Part and Paragraph 2, C.32.
Article 64, Main Part,-c.33. Article 65, Paragraphs
2 and 3, C.34. Article 70, Paragraph 1, Line
C,-paragraph 4, Line A and Paragraph 5, Lines C, D
and E, C.35. Article 71,-c.36. Article 73, Line B,
C.37. Article 74, C.38. Article 77, and C.39.-
Article 79, for the Purposes of Renumbering,
Orthographic Corrections And-other Adjustments to
Form and Wording Non-Voting Non-Voting
Meeting Date: 13-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That This is A Postponement of the
Meeting Held on 07 Apr 2014. Non-Voting Non-Voting
1 To Vote Regarding the Proposal for the Adoption of
the Bm and Fbovespa Stock Option Plan, in
Accordance with A Proposal from Management Management For Voted - For
67
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9contd Management For Voted - For
Contd . Article 17, Main Part and Paragraph 1,
C.10. Article 18, Main Part-and Paragraphs 1 and 2,
C.11. Article 21, Sole Paragraph, C.12. Article
22,-main Part and Paragraphs 3 and 4, C.13. Article
23, Paragraphs 2, 3 and 6,-c.14. Article 24, Main
Part and Paragraphs 2, 3 and 6, C.15. Article 26, Non-Voting Non-Voting
Main-part, C.16. Article 27, Main Part, C.17.
Article 29, Lines A, D, E, F, and L,- C.18. Article
31, C.19, Article 35, Line L, C.20. Article 38,
Line F, C.21.-article 43, Paragraph 2, Line B,
C.22. Article 47, Line J, C.23. Article
49,-paragraph 1, Line B, C.24. Article 50, Sole
Paragraph, Lines A and C, C.25.-article 52, Main
Part, Paragraphs 1, 4 and 5, C.26. Article 53,
Paragraph 1,-c.27. Article 54, Sole Paragraph,
C.28. Article 55, Paragraphs 3 Through 6,- C.29.
Article 58, Main Part, C.30. Article 62, Paragraph
2, C.31. Contd Non-Voting
Contd Article 63, Main Part and Paragraph 2, C.32.
Article 64, Main Part,-c.33. Article 65, Paragraphs
2 and 3, C.34. Article 70, Paragraph 1, Line
C,-paragraph 4, Line A and Paragraph 5, Lines C, D
and E, C.35. Article 71,-c.36. Article 73, Line B,
C.37. Article 74, C.38. Article 77, and C.39.-
Article 79, for the Purposes of Renumbering,
Orthographic Corrections And-other Adjustments to
Form and Wording Non-Voting Non-Voting
BR MALLS PARTICIPACOES SA
CUSIP: P1908S102
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
68
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
05 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements Regarding the
Fiscal Year Ending on December 31, 2013 Management For Voted - For
II Destination of the Year End Results of 2013 and the
Distribution of Dividends Management For Voted - For
III To Set the Number of Members of the Board of
Directors for Next Term Office and to Elect Their
Members. 3a Votes in Groups of Candidates Only.
Richard Paul Matheson, Chairman, Carlos Medeiros
Silva Neto, Vice Chairman, Luiz Alberto Quinta,
Jose Marcio Antonio Guimaraes De Camargo, Ricardo
Dias Da Cruz Affonso Ferreira, Goncalo Cristovam
Meirelles De Araujo Dias, Fabio H. Bicudo. Only to
Ordinary Shareholders Management For Voted - For
05 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution III and
Change in Comment. If You Have Already Sent in Your
Votes, Pl-ease Do Not Return This Proxy Form Unless
You Decide to Amend Your Original In-structions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Establish the Aggregate Amount of the
Remuneration of the Managers of the Company for the
2014 Fiscal Year Management For Voted - Against
69
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II To Amend the Wording of the Main Part of Article 5
of the Corporate Bylaws of the Company, in Order to
Reflect the Capital Increases That Were Approved by
the Board of Directors of the Company Management For Voted - For
III To Amend the Wording of Paragraph 1 of Article 20
to Reformulate the Names of the Positions of the
Members of the Executive Committee of the Company,
As Well As Articles 23 and 24 to Better Specify
Their Duties Management For Voted - For
Meeting Date: 30-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
304557 Due to Postponement-of Meeting Date from 30
Apr 2014 to 30 May 2014 with Deletion of Resolution
"-1". All Votes Received on the Previous Meeting
Will be Disregarded and You Wil-l Need to
Reinstruct on This Meeting Notice. Thank You Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
i To Amend the Wording of the Main Part of Article 5
of the Corporate Bylaws of the Company, in Order to
Reflect the Capital Increases That Were Approved by
the Board of Directors of the Company Management For Voted - For
ii To Amend the Wording of Paragraph 1 of Article 20
to Reformulate the Names of the Positions of the
Members of the Executive Committee of the Company,
As Well As Articles 23 and 24 to Better Specify
Their Duties Management For Voted - For
BR PROPERTIES SA, SAO PAULO
CUSIP: P1909V120
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
70
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Vote the Company's
Consolidated Financial Statements Regarding the
Fiscal Year Ended on December 31, 2013 Management For Voted - For
II To Deliberate on the Allocation of the Net Profits
Earned During the Fiscal Year Management For Voted - For
III To Approval the Capital Budget of the Fiscal Year Management For Voted - For
IV To Establish the Amount of the Aggregate Annual
Compensation to be Paid to the Managers of the
Company Management For Abstain
V To Elect the Members of the Board of Directors :5a
Andre Santos Esteves, Chairman, Carlos Daniel Rizzo
Da Fonseca, Marcelo Kalim, Claudio Bruni, Jose
Flavio Ferreira Ramos, Rodolpho Amboss, Luciana
Leocadio Silvestrini Management For Voted - Against
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director Na-mes. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless Y-ou Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Vote Regarding the Amendment of the Main Part of
Article 5 of the Corporate Bylaws of the Company,
in Such A Way As to Reflect the Share Capital
Increases of the Company That Occurred During the
2013 Fiscal Year As A Result of the Exercise of the
Stock Purchase Options by the Managers and
Executives of the Company, As Approved at A Meeting
71
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Board of Directors of the Company That Was
Held on May 20, 2013 Management For Voted - For
II To Vote Regarding the Amendment of Article 10, Main
Part, of the Corporate Bylaws of the Company to
Change the Membership of the Board of Directors of
the Company Management For Voted - For
III To Vote Regarding the Amendment of Article 11,
Paragraphs 2 and 3, of the Corporate Bylaws of the
Company, to Exclude the Requirement of A Special
Majority of the Board of Directors for Voting on
Certain Matters Management For Voted - Against
IV To Vote Regarding the Amendment of Article 12, Main
Part, of the Corporate Bylaws of the Company to
Exclude the Reference to Article 8 of the Corporate
Bylaws Management For Voted - For
V To Vote Regarding the Restatement of the Corporate
Bylaws of the Company to Reflect the Amendments
Proposed in Items I, II, III and IV Above, in the
Event They are Approved Management For Voted - For
VI To Examine, Discuss and Vote on the Protocol and
Justification for the Spinoff of the Subsidiaries
Brpr I Empreendimentos Imobiliarios E Participacoes
Ltda., Brpr IV Empreendimentos Imobiliarios E
Participacoes Ltda. and Brpr Xiv Empreendimentos
Imobiliarios E Participacoes Ltda., from Here
Onwards Referred to As the Subsidiaries, and the
Merger of the Spun Off Portions Into the Company,
Which Was Entered Into Between the Managers of the
Company and of Those Subsidiaries Management For Voted - For
VII To Vote Regarding the Ratification of the
Appointment of the Company Responsible for the
Valuation of the Equity That is to be Spun Off from
the Subsidiaries and Merged Into the Company, As
Well As for the Preparation of the Respective
Valuation Reports Management For Voted - For
VIII To Vote Regarding the Valuation Reports Management For Voted - For
IX To Vote Regarding the Spinoff of the Subsidiaries
and the Merger of the Respective Spun Off Portions
Into the Company, Without an Increase in the Share
Capital of the Company Management For Voted - For
X To Authorize the Members of the Board of Directors
to Take All the Measures That are Necessary for the
Formalization of the Spinoff of the Subsidiaries
and the Merger of the Respective Spun Off Portions
Into the Company Management For Voted - For
23 Apr 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 16 Apr
2014 to 30 Apr 2014. If You Have Already Sent in
Your Votes-, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
72
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BRASIL BROKERS PARTICIPACOES SA, RIO DE JANEIRO
CUSIP: P1630V100
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
03-apr-2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote on the Administrations
Report, Executive Committee Reports and the
Financial Statements, Regarding the Fiscal Year
Ended December 31, 2013 Management For Voted - For
2 To Vote Regarding the Proposal for the Allocation
of the Net Profit from the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
3 To Set the Number of Members of the Board of
Directors of the Company for the Term in Office Management For Voted - For
4 To Elect the Members of the Board of Directors. 4a.
Votes in Groups of Candidates Only. Candidates
Nominated by the Controller: Ney Prado Junior,
Sergio Newlands Freire, Carlos Daniel Rizzo Da
Fonseca, Luis Henrique De Moura Goncalves, Sidney
Victor Da Costa Breyer. Only to Ordinary
Shareholders Management For Voted - Against
5 To Set the Global Remuneration of the Company
Managers for the 2014 Fiscal Year Management For Voted - Against
03-apr-2014: Please Note That This is A Revision
Due to Receipt of Directors'- Names. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy-form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
73
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA,
CUSIP: P1830M108
Meeting Date: 16-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Acquisition, by the Company, of A Corporate
Ownership Interest Equivalent to 39.99 Percent of
the Capital of Bens, Consultoria E Corretora De
Seguros Ltda Management For Voted - For
II The Merger, Into the Company, of Doval
Administracao E Participacoes Eirell, the Latter of
Which is the Holder of 60 Percent of the Capital of
the Company Bens, Consultoria E Corretora De
Seguros Ltda., with the Consequent Issuance by the
Company of 270,133 New, Common Shares and of Four
Warrants Management For Voted - For
4 Dec 13: Please Note That This is A Revision Due
to Change in Numbering of Re-solutions and Change
in Meeting Time from 10:00 to 11:00. If You Have
Already-sent in Your Votes, Please Do Not Return
This Proxy Form Unless You Decide To-amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 27-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Acquisition, by the Company, of an Ownership
Interest Corresponding to 39.96 Percent of the
Capital of Fidelle Administradora E Corretora De
Seguros E Prestadora De Servicos Ltda Management For Abstain
II The Merger, Into the Company, of Felli
Participacoes E Empreendimento Ltda., the Latter of
Which is the Holder of 60 Percent of the Capital of
74
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Company Fidelle Administradora E Corretora De
Seguros E Prestadora De Servicos Ltda., with the
Consequent Issuance by the Company of 94,938 New
Common Shares and of Eight Warrants Management For Abstain
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine and Approval of the Report and Accounts
of the Directors and Financial Statements for the
Fiscal Year Ended 31.12.2013 Management For Voted - For
2 Allocation of Net Profit for the Fiscal Year Ended
on 31.12.2013 and the Distribution of the Dividends Management For Voted - For
3 To Elect the Members of the Board of Directors of
the Company to be Held by Individual Member of the
Board of Directors on A Total of 5 Members in
Accordance with Article 10 of the Bylaws Company.
Votes in Individual Names Allowed: 3a Fabio
Franchini, 3b Antonio Jose Lemos Ramos, 3c Farid
Eid Filho, 3d Miguel Roberto Gherrize, 3e David
Peter Trezies. Only to Ordinary Shareholders Management For Voted - For
4 To Set the Directors Remunerations of the Company Management For Voted - For
21-apr-2014: Please Note That This is A Revision
Due to Receipt of Names of Th-e Members of the
Board of Directors. If You Have Already Sent in
Your Votes, P-lease Do Not Vote Again Unless You
Decide to Amend Your Original Instructions.-thank
You Non-Voting Non-Voting
Meeting Date: 18-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
75
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 The Acquisition, by the Company, of an Equity
Interest Corresponding to 39.90 Percent of the
Capital of I.s.m. Corretora De Seguros Ltda Management For Abstain
2 The Merger, Into the Company, of Jocrix5
Participacoes E Empreendimentos Ltda. the Latter of
Which is the Owner of 60 Percent of the Capital of
I.s.m. Corretora De Seguros Ltda. with the
Consequent Issuance by the Company of 129,634 New,
Common Shares and of Eight Warrants Management For Abstain
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
BROOKFIELD INCORPORACOES SA, RIO DE JANEIRO
CUSIP: P1901G105
Meeting Date: 14-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Selection of the Specialized Company
Responsible for the Preparation of the Valuation
Report for the Shares of the Company, at Economic
Value, in Accordance with the Terms of Article 12,
Line V, Article 13, Article 37, Paragraph 1, and
Article 41, All from the Corporate Bylaws of the
Company, on the Basis of the List of Three
Alternatives That Was Resolved on by the Board of
Directors at the Meeting That Was Held on February
19, 2014, in Accordance with A Notice of Material
Fact That Was Released on February 14, 2014, in
Which Was Disclosed the Intention of the
Controlling Shareholder of the Company, Brookfield
Brasil Participacoes Ltda., To, Directly Or Through
Companies Related to It, Conduct A Tender Offer for
the Acquisition of Shares Issued by the Company
That are in Free Float on the Contd Management For Voted - For
Contd Market, from Here Onwards Referred to As the
Tender Offer, for The-purpose of Delisting from
Category A and Conversion to Category B, and
76
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The-consequent Delisting from the Novo Mercado of
the Bm and Fbovespa S.a., Bolsa- De Valores,
Mercadorias E Futuros, from Here Onwards Referred
to As the Novo-mercado. the Specialized Company
Must be Selected from Among the Three-following
Companies, I. Banco Santander, Brasil, S.a., II.
Hsbc Bank Brasil- S.a., Banco Multiplo, and III.
Bes Investimento Do Brasil, S.a., Banco
De-investimento, from Here Onwards Referred to As
the Indicated Valuation-companies Non-Voting Non-Voting
2 The Delisting of the Company from the Novo Mercado
and the Conversion of Its Listing from Category A
the Category B, Both of Which are Conditioned on
the Public Tender Being Conducted and are in
Accordance with Its Terms and Conditions Management For Voted - For
Meeting Date: 14-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That Although There are 3 Companies to
be Elected, There is Only 1-vacancy Available to be
Filled at the Meeting. the Standing Instructions
For-this Meeting Will be Disabled And, If You
Choose, You are Required to Vote For-only 1 of the
3 Companies. Thank You. Non-Voting Non-Voting
1.I The Selection of the Specialized Company
Responsible for the Preparation of the Valuation
Report for the Shares of the Company, at Economic
Value, in Accordance with the Terms of Article 12,
Line V, Article 13, Article 37, Paragraph 1, and
Article 41, All from the Corporate Bylaws of the
Company, on the Basis of the List of Three
Alternatives That Was Resolved on by the Board of
Directors at the Meeting That Was Held on February
19, 2014, in Accordance with A Notice of Material
Fact That Was Released on February 14, 2014, in
Which Was Disclosed the Intention of the
Controlling Shareholder of the Company, Brookfield
Brasil Participacoes Ltda. To, Directly Or Through
Companies Related to It, Conduct A Tender Offer for
the Acquisition of Shares Issued by the Company
That are in Free Float on the Market, from Here
Onwards Referred to As the Tender Offer, for the
Purpose of Delisting from Category A and Conversion
to Category B, and the Consequent Delisting from
the Novo Mercado of the Bm and Fbovespa S.a. Bolsa
77
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
De Valores, Mercadorias E Futuros, from Here
Onwards Referred to As the Novo Mercado. the
Specialized Company Must be Selected from Among the
Three Following Companies: Banco Santander, Brasil,
S.a Management For Voted - For
1.II The Selection of the Specialized Company
Responsible for the Preparation of the Valuation
Report for the Shares of the Company, at Economic
Value, in Accordance with the Terms of Article 12,
Line V, Article 13, Article 37, Paragraph 1, and
Article 41, All from the Corporate Bylaws of the
Company, on the Basis of the List of Three
Alternatives That Was Resolved on by the Board of
Directors at the Meeting That Was Held on February
19, 2014, in Accordance with A Notice of Material
Fact That Was Released on February 14, 2014, in
Which Was Disclosed the Intention of the
Controlling Shareholder of the Company, Brookfield
Brasil Participacoes Ltda. To, Directly Or Through
Companies Related to It, Conduct A Tender Offer for
the Acquisition of Shares Issued by the Company
That are in Free Float on the Market, from Here
Onwards Referred to As the Tender Offer, for the
Purpose of Delisting from Category A and Conversion
to Category B, and the Consequent Delisting from
the Novo Mercado of the Bm and Fbovespa S.a. Bolsa
De Valores, Mercadorias E Futuros, from Here
Onwards Referred to As the Novo Mercado. the
Specialized Company Must be Selected from Among the
Three Following Companies: Hsbc Bank Brasil S.a.
Banco Multiplo Management Non-Voting
1.III The Selection of the Specialized Company
Responsible for the Preparation of the Valuation
Report for the Shares of the Company, at Economic
Value, in Accordance with the Terms of Article 12,
Line V, Article 13, Article 37, Paragraph 1, and
Article 41, All from the Corporate Bylaws of the
Company, on the Basis of the List of Three
Alternatives That Was Resolved on by the Board of
Directors at the Meeting That Was Held on February
19, 2014, in Accordance with A Notice of Material
Fact That Was Released on February 14, 2014, in
Which Was Disclosed the Intention of the
Controlling Shareholder of the Company, Brookfield
Brasil Participacoes Ltda. To, Directly Or Through
Companies Related to It, Conduct A Tender Offer for
the Acquisition of Shares Issued by the Company
That are in Free Float on the Market, from Here
Onwards Referred to As the Tender Offer, for the
Purpose of Delisting from Category A and Conversion
to Category B, and the Consequent Delisting from
the Novo Mercado of the Bm and Fbovespa S.a. Bolsa
De Valores, Mercadorias E Futuros, from Here
Onwards Referred to As the Novo Mercado. the
Specialized Company Must be Selected from Among the
78
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Three Following Companies: Bes Investimento Do
Brasil, S.a., Banco De Investimento Management Non-Voting
2 The Delisting of the Company from the Novo Mercado
and the Conversion of Its Listing from Category A
the Category B, Both of Which are Conditioned on
the Public Tender Being Conducted and are in
Accordance with Its Terms and Conditions Management For Voted - For
Please Note That This is A Postponement of the
Meeting Held on 14 Mar 2014. Non-Voting Non-Voting
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You. Non-Voting Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Establish the Number of Members to Make Up the
Board of Directors Management For Voted - For
3 To Elect the Members of the Board of Directors.
Candidates Nominated by the Controller: Luiz
Ildefonso Simoes Lopes, Chairman, George Myhal,
Vice Chairman, Benjamin Michael Vaughan, Joel Korn,
Mario Cezar De Andrade, Marcelo Martins Borba,
Marcilio Marques Moreira, Nicholas Vincent Reade,
Omar Carneiro Da Cunha Sobrinho Management For Voted - For
4 To Set the Managers Remuneration Management For Voted - Against
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director Na-mes for Resolution 3.
If You Have Already Sent in Your Votes, Please Do
Not Vo-te Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
79
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BTG PACTUAL PARTICIPATIONS LTD
CUSIP: G16634126
Meeting Date: 30-Dec-13 Meeting Type: Annual General Meeting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Appoint the Chairperson of the Meeting Management For Voted - For
2 To Confirm Notice Management For Voted - For
3 To Receive and Approve the Financial Statements for
the Years Ended December 31, 2011 and December 31,
2012 and the Report of the Independent Auditors
Thereon Management For Voted - For
4 To Consider the Allocation of the Net Income,
Pursuant to Company Bye Law, for the Years Ended
December 31, 2011 and December 31, 2012 Management For Voted - For
5 To Consider the Appointment of Independent Auditor
of the Company, to Hold Office from the Conclusion
of This Annual General Meeting Until the Conclusion
of the Next Annual General Meeting at Which the
Company's Financial Statements are Presented Management For Voted - For
6 To Determine the Number of Members of the Board of
Directors for the Forthcoming Year and to Elect
Such Members Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
80
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Appoint the Chairperson of the Meeting Management For Voted - For
2 To Confirm Notice Management For Voted - For
3 To Receive and Approve the Financial Statements for
the Years Ended December 31, 2013 and the Report of
the Independent Auditors Thereon Management For Voted - For
4 To Consider the Allocation of the Net Income,
Pursuant to Company Bye- Law, for the Years Ended
December 31, 2013 Management For Voted - For
5 To Consider the Appointment of Independent Auditor
of the Company, to Hold Office from the Conclusion
of This Annual General Meeting Until the Conclusion
of the Next Annual General Meeting at Which the
Company's Financial Statements are Presented Management For Voted - For
6 To Determine the Number of Members of the Board of
Directors for the Forthcoming Year and to Elect
Such Members. Andre Santos Esteves, Chairman,
Marcelo Kalim, Roberto Balls Sallouti, Persio
Arida, Claudio Eugenio Stiller Galeazzi, John Huw
Gwili Jenkins, John Joseph Oros, Juan Carlos Garcia
Canizares, William Thomas Royan, Kenneth Stuart
Courtis Management For Voted - For
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
81
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Examine, Discuss and Vote on the Administrations
Report and Financial Statements, Accompanied by the
Independent Auditors Report and of the Auditors
Committee Report, Regarding the Fiscal Year Ended
on December 31, 2013 Management For Voted - For
2 To Decide on the Allocation of the Net Profits from
2013 Fiscal Year Management For Voted - For
3 To Elect Members of the Board of Directors Management For Abstain
4 To Set the Global Remuneration of the Managers Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Vote Regarding the Amendment of the Corporate
Bylaws of the Company, in Order to Amend Paragraph
1 of Article 13 of the Corporate Bylaws of the
Company, in Reference to the Term in Office of the
Executive Committee Management For Voted - For
19 Apr 2014: Please Note That Votes 'in Favor' and
'against' in the Same Agend- A Item are Not
Allowed. Only Votes in Favor And/or Abstain Or
Against And/ Or-abstain are Allowed. Thank You Non-Voting Non-Voting
19 Apr 2014: Please Note That This is A Revision
Due to Receipt of Comment. If-you Have Already Sent
in Your Votes, Please Do Not Vote Again Unless You
Deci-de to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO
CUSIP: P23840104
Meeting Date: 23-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Election of Mr. Luis Felix Cardamone Neto to
Hold the Position of Member of the Board of
Directors of the Company, to Replace Mr. Gilson
82
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Finkelsztain, Who Resigned from That Position on
July 12, 2013 Management For Voted - For
2 Ratification of the Appointment of the Members of
the Board of Directors Edgar Da Silva Ramos, David
Scott Goone, Ary Oswaldo Mattos Filho and
Alexsandro Broedel As Members of the Committee for
Nominating Independent Members of the Board of
Directors Management For Voted - For
3 Re-ratification of Item 2 of the Resolutions of the
Minutes of the Extraordinary General Meeting of
Shareholders That Was Held on April 29, 2013, in
Such A Way As to Correct the Transcription Error in
the Amount of the Capital Increase That Was
Approved So That It Comes to Show the Amount of Brl
211,962,822.77 Instead of Brl 211,962,814.10 Management For Voted - For
Meeting Date: 25-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Election of Mr. Jose Roberto Machado Filho to
the Position of Member of the Board of Directors of
the Company, Replacing Mr. Luis Felix Cardamone
Neto, Who Resigned from the Position on October 4,
2013 Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
83
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
Relating to Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits from the
2013 Fiscal Year Management For Voted - For
3 To Set the Global Remuneration of the Company
Administrators Management For Voted - For
4 To Elect the Members of the Board of Directors.
Votes in Groups of Candidates Only. Edgar Da Silva
Ramos, Chairman, David Scott Goone, Vice Chairman,
Roberto De Jesus Paris, Pedro Paulo Mollo Neto,
Robert Taitt Slaymaker, Jose Lucas Ferreira De
Melo, Alkimar Ribeiro Moura, Joao Carlos Ribeiro,
Alexsandro Broedel Lopes, Jose Roberto Machado
Filho, Nelson Henrique Barbosa Filho. Only to
Ordinary Shareholders Management For Voted - For
07 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
07 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. 4 and
Modification of Comment. If You Have Already Sent
in Your V-otes, Please Do Not Return This Proxy
Form Unless You Decide to Amend Your Ori-ginal
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
1 Examination, Discussion and Approval of the
Proposal for the Sixth Stock Option Program of the
Company, from Here Onwards Referred to As Program
Vi, Connected to the Stock Option Plan of the
Company, from Here Onwards Referred to As Plan 2012 Management For Voted - For
84
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CIELO, SAO PAULO
CUSIP: P2859E100
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report, the
Fiscal Council Report and Auditors Committee Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
II Deliberate on the Allocation of Net Profit Resulted
from Fiscal Year Regarding the Ratification of the
Amount of Income Distributed and Approval of the
Proposal for the Capital Budget Management For Voted - For
III To Elect the Members of the Board of Directors and
the Members of the Fiscal Council and to Vote
Regarding the Proposal for the Global Compensation
of the Managers: Alexandre Correa De Abreu,
Alexandre Rappaport, Domingos Figueiredo Abreu,
Francisco Augusto Da Costa E Silva, Francisco Jose
Pereira Terra, Gilberto Mifano, Jose Mauricio
Pereira Coelho, Marcelo De Araujo Noronha, Maria
Izabel Gribel De Castro, Milton Almicar Silva
Vargas, Raul Francisco Moreira. Fiscal Council.
Titular: Haroldo Reginaldo Levy Neto, Marcelo
Santos Dallocco and Marcio Hamilton Ferreira.
Substitute: Tomaz Aquino De Souza, Mauro Pinto
Spaolonzi and Milton Luiz Milioni Management For Voted - For
11 Mar 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Fiscal Council
Names of Resolution III. If You Have Already Sent
in Your Vot-es, Please Do Not Return This Proxy
Form Unless You Decide to Amend Your Origi-nal
Instructions Non-Voting Non-Voting
85
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 31-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Increase of the Share Capital
from the Current Brl 1 Billion to Brl 2 Billion, Or
in Other Words, an Increase of Brl 1 Billion, with
A Share Bonus, Attributing to the Shareholders,
Free of Charge, One New Common Share for Each One
Common Share That They Own at the Close of Trading
on March 31, 2014, with It Being the Case That from
April 1, 2014, Inclusive, the Shares Will be Traded
Ex Right to the Share Bonus, with the Consequent
Amendment of Article 7 of the Corporate Bylaws of
the Company. Once the Share Bonus is Approved,
Under Item IV of the Agenda of the Extraordinary
General Meeting, the Adrs, Or American Depositary
Receipts, Which are Traded on the United States
Over the Counter Market, Or Otc, Will Receive A
Bonus in the Same Proportion Management For Voted - For
2 To Vote Regarding the Amendment of the Wording of
Line Vii of Article 11 of the Corporate Bylaws of
the Company in Such A Way As to Establish That the
Approval, the Creation and Or the Amendment of
Company Plans for Granting Stock Purchase Or
Subscription Options to the Managers and Employees
of Other Companies, Whether Directly Or Indirectly
Through Subsidiaries, is Within the Authority of
the General Meeting Management For Voted - For
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP
CUSIP: P34085103
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
86
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
Relating to Fiscal Year Ending December 31, 2013 Management For Voted - For
II To Approve the Distribution of Net Profits from the
2013 Fiscal Year and Distribution of Dividends Management For Voted - For
III To Establish the Number of Members to Compose the
Board of Directors and the Election of the
Directors. 3a. Votes in Groups of Candidates Only.
Candidates Nominated by the Controller: Elie Horn,
Chairman, Rogerio Jonas Zylberstajn, Vice Chairman,
Rafael Novellino, George Zausner, Fernando
Goldsztein, Sergio Rial, Jose Cesar De Queiroz
Tourinho, Rogerio Frota Melzi. Only to Ordinary
Shareholders Management For Voted - Against
IV To Set Annual Global Remuneration of the Managers
of the Company Management For Voted - For
01-apr-2014: Please Note That This is A Revision
Due to Receipt of Names of Di-rectors. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Increase of the Share Capital of the Company,
Without the Issuance of New Shares, Through the
Capitalization of Excess Amounts of Bylaws Profit
Reserve, in Accordance with the Terms of Article
199 of Law Number 6404 of December 15, 1976, from
Here Onwards Referred to As the Share Corporations
Law, and of Amounts Coming from the Bylaws Profit
Reserve, in Accordance with the Terms of Article
169 of the Share Corporations Law Management For Voted - For
2 Amendment of Article 31, Chapter Vi, Executive
Committee, of the Board of Directors of the Company
and Related Provisions, Articles 18, 32, 34, 35, 36
and 37, to Change the Administrative Structure of
the Executive Committee of the Company Management For Voted - For
3 Restatement of the Corporate Bylaws of the Company Management For Voted - For
87
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
02 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 28 Apr 14
to 08 May 14. If You Have Already Sent in Your
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
EVEN CONSTRUTORA E INCORPORADORA SA, SAO PAULO
CUSIP: P3904U107
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditors Report Relating to Fiscal
Year Ending December 31, 2013 Management For Voted - For
II To Approve the Proposal for the Capital Budget for
the Year 2014 Management For Voted - For
III To Decide the Proposal for the Allocation of the
Net Profits from the Fiscal Year Ended on December
31, 2013 and the Distribution of Dividends Management For Voted - For
IV To Set the Global Remuneration of the Board of
Directors for the Fiscal Year 2014 Management For Voted - Against
V To Decide on the Newspapers in Which Company
Notices Will be Published Management For Voted - For
15 May 2014: Please Note That This is A Revision
Due to Change in Meeting Date-from 30 Apr 2014 to
20 May 2014 and Change in Meeting Time from 10:00
to 11:0-0.if You Have Already Sent in Your Votes,
Please Do Not Vote Again Unless You-decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 20-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
88
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Amend the Wording of Article 6 of the Corporate
Bylaws of the Company to Increase the Amount of the
Authorized Capital Limit of the Company to Brl 2.5
Billion Management For Voted - For
II To Change the Wording of Article 12 of the
Corporate Bylaws of the Company to Include A
Provision That Forbids the Same Person Holding the
Positions of Chairperson of the Board of Directors
and President of the Company, Which Will Come Into
Effect from the Annual General Meeting That is to
be Held in 2016 Management For Voted - For
III The Amendment of the Wording of Article 21 of the
Corporate Bylaws of the Company to Create A Bylaws
Succession Committee Management For Voted - For
15 May 2014: Please Note That This is A Revision
Due to Change in Meeting Date-from 30 Apr 2014 to
20 May 2014 and Change in Meeting Time from 11:00
to 11:3-0.if You Have Already Sent in Your Votes,
Please Do Not Vote Again Unless You-decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
EZTEC EMPREENDIMENTOS PARTICIPACOES SA, SAO PAULO
CUSIP: P3912H106
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements Regarding the Fiscal Year
Ended on December 31, 2013, Accompanied by the
Independent Auditors Report Management For Voted - For
II To Decide on the Allocation of the Net Profits from
2013 Fiscal Year and the Distribution of Dividends Management For Voted - For
III To Set the Global Remuneration of the Company
Managers Management For Voted - For
89
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IGUATEMI EMPRESA DE SHOPPING CENTERS SA, SAO PAULO
CUSIP: P5352J104
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
11 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements for the Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 The Allocation of the Net Profit from the Fiscal
Year Ended on December 31, 2013 Management For Voted - For
3 To Install and Elect the Members of the Fiscal
Council and Set Their Remuneration. Votes in Groups
of Candidates Only. 3.a Aparecido Carlos Correia
Galdino, Titular, Jorge Moyses Dib Filho, Titular,
Ruy Ortiz Siqueira, Substitute, Roberto Schneider,
Substitute. Only to Ordinary Shareholders. Votes in
Individual Names Allowed: Candidates Nominated by
the Minority Ordinary Management For Abstain
Shareholder. 3.b Jussara Machado Serra, Titular,
Flavia Silva Fialho Rebelo, Substitute. Only to
Ordinary Shareholders. Note: for Sub Item 3.a
Titular and Substitute Were Not Indicated in Pairs
As There is No Mention of It in the Proposal Non-Voting
4 To Elect the Members of the Board of Directors.
Votes in Groups of Candidates Only.4.a Carlos
Francisco Ribeiro Jereissati, Chairman, Fernando
Magalhaes Portella, Pedro Jereissati, Rossano
Maranhao Pinto, Sidnei Nunes, Sergio Bernstein,
Sonia Nunes Da Rocha Pires Fagundes, Carlos
Jereissati. Only to Ordinary Shareholders Management For Voted - For
5 To Approve the Global Remuneration of the Managers Management For Voted - Against
90
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solutions 3 and 4 and
Change in Comment. If You Have Already Sent in Your
Vote-s, Please Do Not Return This Proxy Form Unless
You Decide to Amend Your Origin-al Instructions.
Thank You. Non-Voting Non-Voting
LPS BRASIL-CONSULTORIA DE IMOVEIS SA, SAO PAULO
CUSIP: P6413J109
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Accounts from Management and
Examine, Discuss and Vote on the Financial
Statements for the Fiscal Year Ended December 31,
2013 Management For Voted - For
II Destination of the Net Profits from 2013 Fiscal
Year, As Well As the Distribution of Dividends and
the Payment of Interest Over Capital Relative to
the Year 2013 Management For Voted - For
III To Establish the Limit of the Aggregate Annual
Remuneration Amount of the Managers of the Company
for the 2014 Fiscal Year Management For Voted - Against
IV To Elect the Members of the Board of Directors
:marcos Bulle Lopes, Chairman, Francisco Lopes
Neto, Vice Chairman, Alcides Lopes Tapias, Edward
Jorge Christianini, Martin Emiliano Escobari
Lifchitz, Mauricio Curvelo De Almeida Prado Management For Voted - Against
05 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 30 Apr 14
to 09 May 14 and Receipt of Director Names. If You
Have-already Sent in Your Votes, Please Do Not Vote
91
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Again Unless You Decide to Ame-nd Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 09-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
I To Increase the Share Capital of the Company by 150
Million, Without the Issuance of Shares,
Capitalizing Funds Available in the Profit Reserve
of the Company and Retaining Part of the Profit
Earned During the 2013 Fiscal Year Management For Voted - For
II To Amend the Corporate Bylaws of the Company,
Carrying Out the Adaptation Necessary for That
Which is Established in Article 44 of the Novo
Mercado Listing Regulations Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
05 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 30 Apr 14
to 09 May 14. If You Have Already Sent in Your
Votes, P-lease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
MRV ENGENHARIA PARTICIPACOES SA, BELO HORIZONTE
CUSIP: P6986W107
Meeting Date: 15-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve, in Section III of Chapter IV of the
Corporate Bylaws of the Company, the Amendment of
Articles 24, 28, Paragraph 5, and 29, Main Part Management For Voted - For
II To Approve, Due to the Resolution for the Item
Above, the Restatement of the Corporate Bylaws of
the Company Management For Voted - For
92
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
III To Approve the Amendment of Items 1.1 and 4.1 of
the Stock Option Plan Approved at the Extraordinary
General Meeting of the Company That Was Held on
April 2, 2007 Management For Voted - For
IV To Approve, Due to the Resolution of the Items
Above, the Restatement of the Stock Option Plan Management For Voted - For
Meeting Date: 26-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve, in Chapter IV of the Corporate Bylaws
of the Company, the Amendment of Articles 12, 21,
22, 23, 24, Paragraphs 1, 2 and 3, 26, 27, 28 and 29 Management For Voted - For
II To Approve, As A Result of the Resolution in the
Previous Item, the Restatement of the Corporate
Bylaws of the Company Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve, Without Reservations, the Balance Sheet
and the Other Financial Statements Relative to the
Fiscal Year That Ended on December 31, 2013 Management For Voted - For
II To Approve the Allocation of the Net Profit from
the Fiscal Year for the Establishment of A Legal
Reserve, Payment of Ordinary and Extraordinary
Dividends, Capitalization of the Legal Reserve and
of Part of the Profit Retention Reserve,
Establishment of A Profit Retention Reserve and
Remaining Balance of Accumulated Profit on the
Basis of the Capital Budget with the Objective of
Meeting the Funding Needs for Future Investments,
Mainly for Working Capital Management For Voted - For
III To Approve the Increase in the Share Capital of the
Company As A Result of the Resolution of the Board
93
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Directors of the Company for the Capitalization
of the Legal Reserve and of the Available Profit
Retention Reserve, Going from Brl 3,197,818,287.10
to Brl 3,507,205,531.77, and the Consequent
Amendment of the Main Part of Article 5 of the
Corporate Bylaws of the Company, to Reflect the
Share Capital Changes That are Resolved on at This
Annual and Extraordinary General Meeting and at the
Meetings of the Board of Directors Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Increase of the Share Capital of the
Company, from Brl 3,350,000,000.00 to Brl
3,600,000,000.00, and the Consequent Amendment of
the Main Part of Article 6 of the Corporate Bylaws
of the Company Management For Voted - For
II To Approve the Restatement of the Corporate Bylaws
of the Company As A Result of the Resolutions from
the Items Above Management For Voted - For
III To Approve the Aggregate Compensation Limit of the
Management of the Company for the 2014 Fiscal Year Management For Voted - For
IV To Approve the Publication of the Minutes of the
General Meeting in Accordance with the Terms of
Article 130, Paragraph 2, of the Brazilian
Corporate Law Management For Voted - For
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA
CUSIP: P69913104
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
94
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditors Report Relating to Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 Destination of the Year End Results of 2013 Management For Voted - For
3 To Establish the Number of Members to Make Up the
Board of Directors Management For Voted - For
4 Election of the Members of the Board of Directors:
Note, Under the Terms of the Applicable
Legislation, Cumulative Voting Can be Adopted for
This Item. Votes in Groups of Candidates Only.
Candidates Nominated by the Controller: Jose Management For Voted - For
Paulo Ferraz Do Amaral, Chairman, Eduardo Kaminitz
Peres, John Michael Sullivan, Jose Carlos De Araujo
Sarmento Barata, Jose Isaac Peres, Russell Todd
Goin, Leonard Peter Sharpe. Only to Ordinary
Shareholders Non-Voting
5 To Set the Global Remuneration of the Company
Directors Management For Voted - For
16 Apr 2014: Please Note That This is A Revision
Due to Receipt of Directors'- Names. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Amendment of Article 16 of
the Corporate Bylaws of the Company to Include A
Rule Establishing A Prohibition on the Same Person
Holding the Positions of Chairperson of the Board
of Directors and President of the Company, in
Accordance with A Proposal from Management, for the
95
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Purpose of Adapting the Bylaws to the Requirement
Contained in Item 5.4 of the Level 2 Corporate
Governance Listing Regulations of the Bm and
Fbovespa Management For Voted - For
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO
CUSIP: P7649U108
Meeting Date: 25-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I Resignation and Election of the Members of the
Fiscal Council of the Company Management For Voted - For
11 Oct 2013: Please Note That This is A Revision
Due to Change in Meeting Date-from 21 Oct to 25 Oct
2013. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructi-ons. Thank
You. Non-Voting Non-Voting
Meeting Date: 18-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Regarding the Proposal
for A New Stock Option Plan for the Company, to
Replace the Stock Option Plan That Was Approved at
the Extraordinary General Meeting That Was Held on
96
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
January 9, 2007, and That Was Amended at the
Extraordinary General Meeting That Was Held on
December 21, 2007 Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
1 The Financial Statements of the Company, Including
the Opinion of the Independent Auditors, the
Management Report and the Accounts of the
Management in Connection with the Fiscal Year Ended
on December 31, 2013 Management For Voted - For
2 The Proposal of the Allocation of the Company's
Results Management For Voted - For
3 To Establish the Number of Members to Make Up the
Board of Directors Management For Voted - For
4 The Election of All the Members of the Company's
Board of Directors. Votes in Groups of Candidates
Only. Gilberto Sayao Da Silva, Alessandro Monteiro
Morgado Horta, Carlos Augusto Leone Piani, Mateus
Affonso Bandeira, Bruno Augusto Sacchi Zaremba,
Joao Da Rocha Lima Jr., Pedro Luiz Cerize. Only to
Ordinary Shareholders Management For Voted - For
5 Instatement of the Fiscal Council Management For Voted - For
6 To Establish the Number of Members to Make Up the
Fiscal Council Management For Voted - For
7 The Election of All the Members of the Fiscal
Council. Votes in Individual Names Allowed. 7a.
Vitor Hugo Dos Santos Pinto, Titular, Alexandre
Pereira Do Nascimento, Substitute, 7b. Saulo De
Tarso Alves De Lara, Titular, Antonio Alberto
Gouvea Vieira Filho, Substitute, 7c. Renato Moritz
Cavalcanti, Titular, Roberto Leuzinger, Substitute,
7d. Sergio Passos Ribeiro, Titular, Jose Guilherme
Cruz Souza, Substitute, 7e. Guilherme De Morais
Vicente, Titular, Stephen Benjamin Duvignau,
Substitute. Only to Ordinary Shareholders Management For Voted - For
8 Proposal of the Total and Annual Compensation for
the Management and Fiscal Council to the Fiscal
Year of 2014 Management For Voted - For
10 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
97
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
10 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 21-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Amend the Main Part of Article 7 of the
Corporate Bylaws, in Order to Reflect the
Cancellation of the Shares Held in Treasury That
Was Approved by the Board of Directors Management For Voted - For
II The Transformation of One of the Positions on the
Executive Committee Without A Specific Designation
Into the Position of Chief Customer Relations and
Institutional Marketing Officer, with the
Consequent Amendment of Paragraph 1 and the
Inclusion of A Paragraph 12 in Article 17 of the
Corporate Bylaws Management For Voted - For
III Restatement of the Corporate Bylaws Management For Voted - For
12 May 2014: Please Note That This is A Revision
Due to Change in Meeting Date-from 25 Apr 14 to 21
May 14. If You Have Already Sent in Your Votes,
Please D-o Not Vote Again Unless You Decide to
Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
PORTO SEGURO SA, SAO PAULO
CUSIP: P7905C107
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
98
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
A To Examine, Discuss and Vote the Financial
Statements and the Administrations Report for the
Fiscal Year Ended December 31, 2013 Management For Voted - For
B Destination of the Year End Results Management For Voted - For
C The Ratification of the Board of Directors
Decisions Made in Meetings Held on October, 28 of
2013 and December, 13 of 2013, Relating to the
Interests on Own Equity Book Credited to
Shareholders on October, 28 of 2012 and December 23
of 2013, Respectively Management For Voted - For
D Distribution of Dividends Management For Voted - For
E Determination of the Date for the Payment of
Interest on Shareholder Equity and of the Dividends
to the Shareholders Management For Voted - For
F Election of the Members of the Board of Directors
and Appointment of Chairperson and Vice Chairperson
of the Board, After the Determination of the Number
of Members Who are to Make Up the Mentioned Body,
Observing the Limit Established in the Bylaws:
Jayme Brasil Garfinkel Chairman, Marco Ambrogio
Crespi Bonomi Vice Chairman, Casimiro Blanco Gomez,
Caio Ibrahim David, Evandro Cesar Camillo Coura,
Fernando Kasinski Lottenberg,pedro Luiz Cerize Management For Voted - For
G Establishment of the Aggregate Annual Remuneration
of the Members of the Board of Directors and of the
Executive Committee, Also Including the Members of
the Audit Committee Management For Voted - For
05 Mar 2014: Please Note That This is A Revision
Due to Receipt of Directors'- Names. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy-form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 28-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
99
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Change of the Address of the Corporate Head Office
of the Company Management For Voted - For
2 Inclusion of A New Paragraph 3 in Article 14 to
Expressly Provide for the Rule Introduced by the
Novo Mercado Rules Regarding the Impossibility of
the Positions of Chairman of the Board of Directors
and President Or Chief Executive Officer of the
Company Being Held by the Same Person Management For Voted - For
3 Amendment of the Corporate Bylaws of the Company to
Make Adjustments to the Wording That Will Make the
Bylaws Rules Clear Management For Voted - For
4 Restatement of the Corporate Bylaws Management For Voted - For
ROSSI RESIDENCIAL SA, SAO PAULO
CUSIP: P8172J106
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditor S Report Relating to Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 To Decide on the Allocation of the Result of the
Fiscal Year and the Distribution of Dividends Management For Voted - For
3 To Set the Number of Members of the Board of
Directors Management For Voted - For
4 To Elect the Members of the Board of Directors Management For Voted - For
100
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Install the Fiscal Council of the Company Management For Voted - For
6 To Set the Number of Members of the Fiscal Council Management For Voted - For
7 Election of the Members of the Fiscal Council, and
Their Respective Substitutes Management For Voted - For
8 To Set the Global Remuneration of the Company
Managers and the Members of the Fiscal Council Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Amendment of Article 3 of the Corporate Bylaws of
the Company to Clarify That Holding an Interest in
Other Companies As A Partner Or Shareholder is Part
of the Corporate Purpose Management For Voted - For
2 Amendment of Article 5 of the Corporate Bylaws to
Update the Share Capital Amount and the Number of
Shares Issued by the Company, Bearing in Mind the
Capital Increases That Were Carried Out Within the
Authorized Capital Limit Management For Voted - For
3 Amendment of Article 11 of the Corporate Bylaws to
Clarify the Possibility for the General Meeting to
Vote Regarding Matters That Were Not Included in
the Agenda in the Cases Provided for in Law and to
Update the Wording of the Provision in Accordance
with Current Portuguese Language Spelling Rules Management For Voted - For
4 Amendment of Article 20, Main Part and Paragraph 1,
of the Corporate Bylaws to Allow Meetings of the
Board of Directors to be Called by Email and to
Allow for Participating in These Meetings Long
Distance Management For Voted - For
5 Amendment of Article 21 of the Corporate Bylaws of
the Company for the Purpose of Harmonizing the
Description of the Areas of Responsibility of the
Board of Directors with the Terms of the Law and to
Broaden the Areas of Responsibility to Include The Management For Voted - For
Establishment of Limits and Maximum Expenditures
for the Performance of Acts by the Executive
Officers of the Company and the Determination of
Rules and Guidelines for the Allocation of Company
Profit and Results Sharing Non-Voting
6 Amendment of Article 19, Main Part, Article 23,
Main Part and Paragraph 2, Article 24, Paragraphs 1
and 7, and Article 26 to Reduce the Maximum Number
of Positions on the Executive Committee to Eight
101
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Members, to Change the Title for the Position of
Superintendent Officer and to Change the Areas of
Responsibility of the Executive Officers Management For Voted - For
7 Amendment of Article 32 to Establish That the
Company Can Allocate Profit and Results Sharing to
the Employees and Managers on the Basis of
Corporate Law and Or Employment Law Management For Voted - For
8 Amendment of Article 1, Paragraph 1, of Article 6,
of Article 12, of Article 13, of Article 15, of
Article 17, of Article 18, of Article 19, of
Article 22, of Article 34, of Article 37, of
Article 40, of Article 42, of Article 43, Paragraph
1, of Article 44, of Article 48 and of Article 49
to Replace the Word Business with the Defined Term
Company and to Adapt the Spelling to the New
Portuguese Spelling Rules Management For Voted - For
9 Restatement of the Corporate Bylaws of the Company Management For Voted - For
08 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 28 Apr 14
to 15 May 14. If You Have Already Sent in Your
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
SUL AMERICA SA, RIO DE JANEIRO
CUSIP: P87993120
Meeting Date: 10-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
I.I To Approve the Amendments of the Corporate Bylaws
of the Company That are Listed Below and Detailed
in the Proposal from Management in Reference to
This General Meeting, As Well As Their Restatement,
the Amendment of Article 5, Main Part Management For Voted - For
I.II The Amendment of Article 12, Main Part Management For Voted - For
I.III The Amendment of the Third Paragraph of Article 14 Management For Voted - For
I.IV Article 15, Main Part and Its Paragraphs Management For Voted - For
II To Take Cognizance of the Resignation of A Member
of the Board of Directors of the Company Management For Voted - For
III To Approve the Election of Two New Members of the
Board of Directors of the Company.vote Allowed in
the Group: David Lorne Levy and Christopher John
Minter Management For Voted - Against
27 Dec 2013: Please Note That Votes 'in Favor' and
'against' in the Same Agend- A Item are Not
Allowed. Only Votes in Favor And/or Abstain Or
Against And/ Or-abstain are Allowed. Thank You Non-Voting Non-Voting
102
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
30 Dec 2013: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
07 Jan 14: Please Note That This is A Revision Due
to Receipt of Additional Co-mment and Change in
Numbering of Resolutions. If You Have Already Sent
in Your-votes, Please Do Not Return This Proxy Form
Unless You Decide to Amend Your O-riginal
Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 Take Knowledge the Accounts of the Board of
Directors, to Examine, Discuss and Vote on the
Financial Statements, for the Fiscal Year That
Ended on December 31, 2013 Management For Voted - For
2 Destination of the Year End Results of 2013 Management For Voted - For
3 To Establish the Number of Members to Make Up the
Board of Directors Management For Voted - For
4 To Elect the Members of the Board of Directors.
Patrick Antonio Claude De Larragoiti Lucas,
Johannes Martinus Maria Boers, Carlos Infante
Santos De Castro,christopher John Minter, David
Lorne Levy, Guilherme Affonso Ferreira, Isabelle
Rose Marie De Segur Lamoignon, Jorge Hilario Gouvea
Vieira, Pierre Claude Perrenoud, Roberto Teixeira
Da Costa for Common Shares Management For Voted - For
5 To Set the Global Remuneration of the Board of
Directors and Executive Committee Management For Voted - For
103
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AES TIETE SA, SAO PAULO
CUSIP: P4991B101
Meeting Date: 12-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item "iii" Only.-thank You. Non-Voting Non-Voting
I To Replace an Alternate Member of the Board of
Directors Non-Voting Non-Voting
II To Increase the Number of Members of the Fiscal
Council That is Currently In-operation to Five Full
Members and Their Respective Alternates Non-Voting Non-Voting
III To Elect One Full Member and His Or Her Respective
Alternate to the Fiscal Council in Separate Voting
by the Shareholders Who Own Preferred Shares Management For Abstain
IV To Elect One Full Member and His Or Her Respective
Alternate to the Fiscal-council Non-Voting Non-Voting
ALL AMERICA LATINA LOGISTICA SA
CUSIP: P01627242
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
104
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company S
Consolidated Financial Statements for the Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 Proposal for the Allocation of the Net Profits from
the Fiscal Year, and the Distribution of Dividends Management For Voted - For
3 To Elect One Full Member of the Board of Directors
of the Company As A Result of the Resignation That
Was Tendered by Mr. Paulo Luiz Araujo Basilio in
April 2013 and One Alternate Member of the Board of
Directors of the Company. Votes in Groups of
Candidates Only. Candidates Nominated by the
Controller: Giancarlo Arduini, Titular, Carla S.
Goncalves Marcondes, Substitute, Only to Ordinary
Shareholders Management For Voted - For
4 To Install and Elect the Members of the Fiscal
Council. Votes in Groups of Candidates Only.
Candidates Nominated by the Controller: Newton De
Souza Junior, Titular, Daniel Jose Dos Santos,
Substitute, Ricardo Scalzo, Titular, Marcelo Meth,
Substitute, Alexandre Machado De Souza, Titular,
Alexsandro Pinheiro Cardoso, Substitute, Only to
Ordinary Shareholders Management For Voted - Against
21 Mar 2014: Please Note That This is A Revision
Due to Receipt of Nominee Nam-es in Resolutions 3
and 4. If You Have Already Sent in Your Votes,
Please Do N-ot Return This Proxy Form Unless You
Decide to Amend Your Original Instruction-s. Thank
You. Non-Voting Non-Voting
Meeting Date: 10-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Set the Annual Global Remuneration of the
Company Managers Management For Voted - Against
2 To Set the Annual Global Remuneration of the Fiscal
Council Management For Voted - For
105
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Vote Regarding the Implementation of the Risk
Management Policy for the Managers, and for the
Employees Who Act in the Name of the Officers, in
the Performance of Their Duties Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Resolve on the Protocol and Justification of the
Merger of Shares Issued by All - America Latina
Logistica S.a. by Rumo Logistica Operadora
Multimodal S.a. Executed on April 15, 2014 by the
Management of the Company and of Rumo Logistica
Operadora Multimodal S.a. ("rumo"), Regarding the
Merger of All of the Company's Shares by Rumo
("protocol and Justification of Share Merger") Management For Voted - For
2 Resolve on the Merger of the Company by Rumo
("merger"), As Per the Terms of the Protocol and
Justification of Share Merger, with the Subsequent
Issue of New Common Shares by Rumo to be Delivered
to Shareholders of the Company According to the
Negotiated Swap Ratio Agreed Upon Under the
Protocol and Justification of Share Merger Upon the
Execution of the Merger Management For Voted - For
3 To Resolve on the Cancellation of the Company's
Shares Held in Treasury, with the Subsequent
Amendment to Article 5 of the Company's Bylaws,
Without Reduction to the Capital Stock Management For Voted - For
4 To be Aware That the Resolutions Above Shall be
Contingent Upon the Implementation of Conditions
Provided in the Protocol and Justification of Share
Merger Management For Voted - For
5 To Authorize the Company's Management to Practice
All Acts Necessary to Execute the Merger of the
Company Into Rumo Management For Voted - For
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
CUSIP: P1R0U2138
Meeting Date: 26-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
106
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That This is A Postponement of the
Meeting Held on 13 May 2014. Non-Voting Non-Voting
1 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9.
Article 17, Main Part and Paragraph 1, C.10.
Article 18, Main Part and Paragraphs 1 and 2, C.11.
Article 21, Sole Paragraph, C.12. Article 22, Main
Part and Paragraphs 3 and 4, C.13. Article 23,
Paragraphs 2, 3 and 6, C.14. Article 24, Main Part
and Paragraphs 2, 3 and 6, C.15. Article 26, Main
Part, C.16. Article 27, Main Part, C.17. Article
29, Lines A, D, E, F, and L, C.18. Article 31,
C.19, Article 35, Line L, C.20. Article 38, Line F,
C.21. Article 43, Paragraph 2, Line B, C.22.
Article 47, Management For Voted - For
Line J, C.23. Article 49, Paragraph 1, Line B,
C.24. Article 50, Sole Paragraph, Lines A and C,
C.25. Article 52, Main Part, Paragraphs 1, 4 and 5,
C.26. Article 53, Paragraph 1, C.27. Article 54,
Sole Paragraph, C.28. Article 55, Paragraphs 3
Through 6, C.29. Article 58, Main Part, C.30.
Article 62, Paragraph 2, C.31. Article 63, Main
Part and Paragraph 2, C.32. Article 64, Main Part,
C.33. Article 65, Paragraphs 2 and 3, C.34. Article
70, Paragraph 1, Line C, Paragraph 4, Line A and
Paragraph 5, Lines C, D and E, C.35. Article 71,
C.36. Article 73, Line B, C.37. Article 74, C.38.
Article 77, and C.39. Article 79, for the Purposes
of Renumbering, Orthographic Corrections and Other
Adjustments to Form and Wording Non-Voting
107
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
CUSIP: P73232103
Meeting Date: 24-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Examine, Discuss and Vote the Financial
Statements Relating to Fiscal Year Ending December
31, 2013 Management For Voted - For
2 Destination of the Year End Results of 2013 Management For Voted - For
3 To Set the Remuneration for the Members of the
Board of Directors and for the Executive Committee
Related to 2014 Fiscal Year Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Meeting Date: 07-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Proposal for the Adoption of
the Bm and Fbovespa Stock Option Plan, in
Accordance with A Proposal from Management Management For Voted - For
2 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
108
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9. Contd Management For Voted - For
Contd Article 17, Main Part and Paragraph 1, C.10.
Article 18, Main Part And-paragraphs 1 and 2, C.11.
Article 21, Sole Paragraph, C.12. Article 22,
Main-part and Paragraphs 3 and 4, C.13. Article 23,
Paragraphs 2, 3 and 6, C.14.-article 24, Main Part
and Paragraphs 2, 3 and 6, C.15. Article 26, Main
Part,-c.16. Article 27, Main Part, C.17. Article
29, Lines A, D, E, F, and L, C.18.-article 31,
C.19, Article 35, Line L, C.20. Article 38, Line F,
C.21. Article-43, Paragraph 2, Line B, C.22.
Article 47, Line J, C.23. Article 49,-paragraph 1,
Line B, C.24. Article 50, Sole Paragraph, Lines A
and C, C.25.-article 52, Main Part, Paragraphs 1, 4
and 5, C.26. Article 53, Paragraph 1,-c.27. Article
54, Sole Paragraph, C.28. Article 55, Paragraphs 3
Through 6,-c.29. Article 58, Main Part, C.30.
Article 62, Paragraph 2, C.31. Contd Non-Voting Non-Voting
Contd Article 63, Main Part and Paragraph 2, C.32.
Article 64, Main Part,-c.33. Article 65, Paragraphs
2 and 3, C.34. Article 70, Paragraph 1, Line
C,-paragraph 4, Line A and Paragraph 5, Lines C, D
and E, C.35. Article 71,-c.36. Article 73, Line B,
C.37. Article 74, C.38. Article 77, and C.39.-
Article 79, for the Purposes of Renumbering,
Orthographic Corrections And-other Adjustments to
Form and Wording Non-Voting Non-Voting
Meeting Date: 13-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That This is A Postponement of the
Meeting Held on 07 Apr 2014. Non-Voting Non-Voting
1 To Vote Regarding the Proposal for the Adoption of
the Bm and Fbovespa Stock Option Plan, in
Accordance with A Proposal from Management Management For Voted - For
2 To Vote Regarding the Amendment of the Following
Articles of the Corporate Bylaws of the Bm and
Fbovespa, in Accordance with A Proposal from
Management, A. to Amend Article 5, in Such A Way As
to Reflect the Cancellation of 80 Million Shares
Issued by the Company, Without A Reduction of Its
Share Capital, As Approved by the Board of
109
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors at the Meeting That Was Held on February
13, 2014, B. to Amend Article 16, Line E, in Order
That That Provision Comes to Cover Stock Option
Plans, C. to Amend C.1. Article 6, Main Part, C.2.
Article 7, Main Part and Paragraphs 2, 3 and 4,
C.3. Article 8, Paragraph 2, C.4. Article 12, Main
Part and Paragraphs 1 Through 8, C.5. Article 13,
Main Part and Paragraphs 1 and 2, C.6. Article 14,
C.7. Article 15, Main Part and Paragraphs 1 Through
3, C.8. Article 16, Main Part and Line A, C.9contd Management For Voted - For
Contd . Article 17, Main Part and Paragraph 1,
C.10. Article 18, Main Part-and Paragraphs 1 and 2,
C.11. Article 21, Sole Paragraph, C.12. Article
22,-main Part and Paragraphs 3 and 4, C.13. Article
23, Paragraphs 2, 3 and 6,-c.14. Article 24, Main
Part and Paragraphs 2, 3 and 6, C.15. Article 26, Non-Voting Non-Voting
Main-part, C.16. Article 27, Main Part, C.17.
Article 29, Lines A, D, E, F, and L,- C.18. Article
31, C.19, Article 35, Line L, C.20. Article 38,
Line F, C.21.-article 43, Paragraph 2, Line B,
C.22. Article 47, Line J, C.23. Article
49,-paragraph 1, Line B, C.24. Article 50, Sole
Paragraph, Lines A and C, C.25.-article 52, Main
Part, Paragraphs 1, 4 and 5, C.26. Article 53,
Paragraph 1,-c.27. Article 54, Sole Paragraph,
C.28. Article 55, Paragraphs 3 Through 6,- C.29.
Article 58, Main Part, C.30. Article 62, Paragraph
2, C.31. Contd Non-Voting
Contd Article 63, Main Part and Paragraph 2, C.32.
Article 64, Main Part,-c.33. Article 65, Paragraphs
2 and 3, C.34. Article 70, Paragraph 1, Line
C,-paragraph 4, Line A and Paragraph 5, Lines C, D
and E, C.35. Article 71,-c.36. Article 73, Line B,
C.37. Article 74, C.38. Article 77, and C.39.-
Article 79, for the Purposes of Renumbering,
Orthographic Corrections And-other Adjustments to
Form and Wording Non-Voting Non-Voting
BR MALLS PARTICIPACOES SA
CUSIP: P1908S102
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
05 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
110
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve the Company's
Consolidated Financial Statements Regarding the
Fiscal Year Ending on December 31, 2013 Management For Voted - For
II Destination of the Year End Results of 2013 and the
Distribution of Dividends Management For Voted - For
III To Set the Number of Members of the Board of
Directors for Next Term Office and to Elect Their
Members. 3a Votes in Groups of Candidates Only.
Richard Paul Matheson, Chairman, Carlos Medeiros
Silva Neto, Vice Chairman, Luiz Alberto Quinta,
Jose Marcio Antonio Guimaraes De Camargo, Ricardo
Dias Da Cruz Affonso Ferreira, Goncalo Cristovam
Meirelles De Araujo Dias, Fabio H. Bicudo. Only to
Ordinary Shareholders Management For Voted - For
05 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution III and
Change in Comment. If You Have Already Sent in Your
Votes, Pl-ease Do Not Return This Proxy Form Unless
You Decide to Amend Your Original In-structions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Establish the Aggregate Amount of the
Remuneration of the Managers of the Company for the
2014 Fiscal Year Management For Voted - Against
II To Amend the Wording of the Main Part of Article 5
of the Corporate Bylaws of the Company, in Order to
Reflect the Capital Increases That Were Approved by
the Board of Directors of the Company Management For Voted - For
III To Amend the Wording of Paragraph 1 of Article 20
to Reformulate the Names of the Positions of the
Members of the Executive Committee of the Company,
111
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
As Well As Articles 23 and 24 to Better Specify
Their Duties Management For Voted - For
Meeting Date: 30-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
304557 Due to Postponement-of Meeting Date from 30
Apr 2014 to 30 May 2014 with Deletion of Resolution
"-1". All Votes Received on the Previous Meeting
Will be Disregarded and You Wil-l Need to
Reinstruct on This Meeting Notice. Thank You Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
i To Amend the Wording of the Main Part of Article 5
of the Corporate Bylaws of the Company, in Order to
Reflect the Capital Increases That Were Approved by
the Board of Directors of the Company Management For Voted - For
ii To Amend the Wording of Paragraph 1 of Article 20
to Reformulate the Names of the Positions of the
Members of the Executive Committee of the Company,
As Well As Articles 23 and 24 to Better Specify
Their Duties Management For Voted - For
BRADESPAR SA, SAO PAULO
CUSIP: P1808W104
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Items 2, and 3 Only. T-hank You. Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must Include-the Name of the
Candidate to be Elected. If Instructions to Vote on
This Item-is Received Without A Candidate's Name,
112
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Your Vote Will be Processed in Favor-or Against of
the Default Company's Candidate. Thank You. Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, Fiscal-council Report, the
Financial Statements and Independent Auditors
Report Rela-ting to Fiscal Year Ending December 31,
2013 Non-Voting Non-Voting
2 To Elect the Members of the Board of Directors Management For Voted - For
3 To Elect the Members of the Fiscal Council,
Observing the Provisions in Articles 161 and 162 of
Law Number 6404 Management For Voted - For
4 To Set the Board of Directors and Fiscal Council
Remunerations Non-Voting Non-Voting
BRASKEM SA, CAMACARI, BA
CUSIP: P18533110
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item 3 Only. Thank-you. Non-Voting Non-Voting
03 Apr 2014: Please Note That Preference
Shareholders Can Submit A Member From-the
Candidates List Or Alternatively A Candidate
Outside of This List, Howeve-r We Cannot Do This
Through the Proxyedge Platform. in Order to Submit
A Vote-to Elect A Candidate Outside the List,
Clients Must Contact Their Csr to Inclu-de the Name
of the Candidate to be Elected. If Instructions to
Vote on This It-em are Received Without A
Candidate's Name, Your Vote Will be Processed in
Fav-or Or Against of the Default Company's
Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Examination, Discussion and Voting on the Annual
Report and Respective-accounts from the Managers
and Financial Statements, Containing
Explanatory-notes, in Reference to the Fiscal Year
That Ended on December 31, 2013,-accompanied by the
Opinion of the Independent Auditors and the Opinion
of The-fiscal Council Non-Voting Non-Voting
2 To Approve the Distribution of Net Profits from the
2013 Fiscal Year and The-distribution of Dividends Non-Voting Non-Voting
113
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Election of Members of the Fiscal Council and the
Members of the Board of Directors. Votes in
Individual Names Allowed: Candidates Nominated by
the Preferred Shareholder for the Fiscal Council:
3ca Julio Sergio De Souza Cardozo, Titular,
Guilherme Silva Roman, Substitute. Only to
Preferred Shareholders. Votes in Individual Names
Allowed: Candidates Nominated by the Preferred
Shareholder for the Board of Directors: 3f Marcelo
Gasparino Da Silva, Titular. Only to Preferred
Shareholders. Management For Voted - For
4 Establishment of the Aggregate Annual Compensation
of the Managers and of The- Members of the Fiscal
Council Non-Voting Non-Voting
5 To Elect the President and Vice President of the
Board of Directors Non-Voting Non-Voting
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution 3 and Change
in Comment. If You Have Already Sent in Your Votes,
Plea-se Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Inst-ructions. Thank
You. Non-Voting Non-Voting
CESP CIA ENERGETICA DE SAO PAULO SA
CUSIP: P25784193
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item 3 Only. Thank-you. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
1 To Take the Accounts of the Directors and Financial
Statements, Accompanied-by the Independent Auditors
114
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Report and of Fiscal Council Report, Relating
To-fiscal Year Ended on December 31, 2013 Non-Voting Non-Voting
2 Proposal for the Allocation of the Results from
2013 Fiscal Year And- Distribution of Dividends to
the Shareholders Non-Voting Non-Voting
3 To Elect the Members of the Fiscal Council and
Substitute Management For Abstain
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO
CUSIP: P23840104
Meeting Date: 23-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Election of Mr. Luis Felix Cardamone Neto to
Hold the Position of Member of the Board of
Directors of the Company, to Replace Mr. Gilson
Finkelsztain, Who Resigned from That Position on
July 12, 2013 Management For Voted - For
2 Ratification of the Appointment of the Members of
the Board of Directors Edgar Da Silva Ramos, David
Scott Goone, Ary Oswaldo Mattos Filho and
Alexsandro Broedel As Members of the Committee for
Nominating Independent Members of the Board of
Directors Management For Voted - For
3 Re-ratification of Item 2 of the Resolutions of the
Minutes of the Extraordinary General Meeting of
Shareholders That Was Held on April 29, 2013, in
Such A Way As to Correct the Transcription Error in
the Amount of the Capital Increase That Was
Approved So That It Comes to Show the Amount of Brl
211,962,822.77 Instead of Brl 211,962,814.10 Management For Voted - For
Meeting Date: 25-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
115
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Election of Mr. Jose Roberto Machado Filho to
the Position of Member of the Board of Directors of
the Company, Replacing Mr. Luis Felix Cardamone
Neto, Who Resigned from the Position on October 4,
2013 Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
Relating to Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits from the
2013 Fiscal Year Management For Voted - For
3 To Set the Global Remuneration of the Company
Administrators Management For Voted - For
4 To Elect the Members of the Board of Directors.
Votes in Groups of Candidates Only. Edgar Da Silva
Ramos, Chairman, David Scott Goone, Vice Chairman,
Roberto De Jesus Paris, Pedro Paulo Mollo Neto,
Robert Taitt Slaymaker, Jose Lucas Ferreira De
Melo, Alkimar Ribeiro Moura, Joao Carlos Ribeiro,
Alexsandro Broedel Lopes, Jose Roberto Machado
Filho, Nelson Henrique Barbosa Filho. Only to
Ordinary Shareholders Management For Voted - For
07 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
116
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
07 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. 4 and
Modification of Comment. If You Have Already Sent
in Your V-otes, Please Do Not Return This Proxy
Form Unless You Decide to Amend Your Ori-ginal
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
1 Examination, Discussion and Approval of the
Proposal for the Sixth Stock Option Program of the
Company, from Here Onwards Referred to As Program
Vi, Connected to the Stock Option Plan of the
Company, from Here Onwards Referred to As Plan 2012 Management For Voted - For
CIA HERING SA, BLUMENAU
CUSIP: P50753105
Meeting Date: 30-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 The Election of A Member to the Board of Directors
of the Company, in Addition to Those Currently
Elected, to Hold Office Until the Annual General
Meeting to Examine the Accounts of the Fiscal Year,
Ending on 12/31/2014: Sr. Anderson Lemos Birman Management For Voted - For
Please Note That Shareholders Submitting A Vote to
Elect A Member Must Include-the Name of the
Candidate to be Elected. If Instructions to Vote on
This Item-is Received Without A Candidate's Name,
Your Vote Will be Processed in Favor-or Against of
the Default Company's Candidate. Thank You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
117
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That This is A Revision Due to Receipt
of Additional Comment and D-irector Name. If You
Have Already Sent in Your Votes, Please Do Not
Return Thi-s Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Financial Statements
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
II Approval of the Capital Budget for the 2014 Fiscal
Year Management For Voted - For
III To Decide on the Allocation of the Results from the
Fiscal Year Ended on December 31, 2013, the
Distribution of the Dividends and on the
Ratification of the Distribution of Dividends and
Interest on Own Decided on by the Board of Directors Management For Voted - For
IV To Set the Global Remuneration of the Company
Directors, Executive Committee and the Consultant
Committee Management For Voted - For
Meeting Date: 07-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Amendment of Article 9 of the Corporate Bylaws, for
the Inclusion of A New Paragraph, Which is to be
Numbered As Paragraph 3, in Order to Provide That
the Positions of Chairperson of the Board of
Directors and President Or Chief Executive Officer
Cannot be Held by the Same Person Management For Voted - For
II Amendment of Article 16 of the Corporate Bylaws for
the Inclusion of A Paragraph, Which is to be
Numbered As the Sole Paragraph, in Order to Provide
118
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
for the Manner of Replacing the President When He
Or She is Absent Or Temporarily Incapacitated Management For Voted - For
III Amendment of Letter G of Article 14 and of Letter F
of Article 17 of the Corporate Bylaws, in Order to
Change the Limit of the Authority of the Executive
Committee from Brl 12 Million to Brl 40 Million in
Company Transactions, with the Guidelines That are
to be Established by the Board of Directors Being
Observed, As Well As the Inclusion of A Letter Q in
Article 14, in Order to Grant the Board of
Directors the Authority to Establish the Guidelines
in Relation to the Limit of the Authority of the
Executive Committee Management For Voted - For
IV Increase of the Share Capital from Brl
239,435,255.55 to Brl 313,086,122.14, Without the
Issuance of New Shares, Through A. the
Capitalization of the Income Tax Reinvestment Tax
Incentive Reserve from the 2008 Calendar Year, in
the Amount of Brl 218,981.17, B. the Capitalization
of the Retained Profit Amount from the 2013 Fiscal
Year, in the Amount of Brl 57,127,589.09, Arising
from the Profit Retention Reserve, and C. the
Capitalization of A Part of the Balance of the
Legal Reserve, in the Amount of Brl 16,304,296.33,
Which Was Established in Previous Fiscal Years. As
A Consequence of the Mentioned Increases, the Main
Part of Article 5 of the Corporate Bylaws Will be
Amended Management For Voted - For
V Approval of the Restatement of the Corporate Bylaws
of the Company Management For Voted - For
29 Apr 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 23 Apr 14
to 07 May 14. If You Have Already Sent in Your
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
COMPANHIA DE SANEAMENTO BASICO DO ESTADO
CUSIP: 20441A102 TICKER: SBS
Meeting Date: 30-Apr-14 Meeting Type: Annual
A1. Examination of the Annual Management Report for the
Fiscal Year Ended December 31, 2013; Resolution on
the Company's Financial Statements for the Fiscal
Year Ended December 31, 2013, Namely: Balance Sheet
and the Respective Statements of Income, Changes in
Shareholders' Equity, Cash Flows and Value Added
and Notes to the Financial Statements, in Addition
to the Reports of the The Independent Auditors,
Fiscal Council and Audit Committee. Management Non-Voting
A2. Resolution on the Allocation of Net Income for
Fiscal Year 2013. Management Non-Voting
A3. Definition of the Number of Members of the Board of
Directors. Management Non-Voting
119
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A4. Election of the Members of the Board of Directors
for A Term of Office Ending in 2016, and
Appointment of the Chairman of the Board of
Directors. Management Non-Voting
A5. Election of the Members of the Fiscal Council for A
Term of Office Ending in 2015. Management Non-Voting
A6. Establishment of the Overall Annual Compensation of
Management and Members of the Fiscal Council for
Fiscal Year 2014. Management Non-Voting
E1. Increase in Company's Capital Stock, Without
Issuing New Shares, Through Capitalization of
Capital Reserve, in Amount of One Hundred and
Twenty- Four Million, Two Hundred and Fifty- Four
Thousand, Eight Hundred and Fifty-one Reais and
Fifty-one Cents (r$124,254,851.51) and Part of
Company's Profit Reserve, in Amount of Three
Billion, Six Hundred and Seventy-two Million,
Fifty-six Thousand, Five Hundred & Eighty- Three
Reais & Twenty- Six Cents (r$3,672,056,583.26), in
Accordance with Paragraph One of Article 169 and
Article 199 of Federal Law 6404/1976. Management Non-Voting
E2. Amendment to the Company's Bylaws with the Change
of (a) Caput of Article 3, to Reflect the Company's
New Paid-in Capital Stock After the Capital
Increase in Item E1 Above, If It is Approved; (b)
Paragraph One of Article 3, to Increase the
Authorized Capital Limit to Fifteen Billion Reais
(r$15,000,000,000.00); and (c) Article 14, to
Adjust the Attributions of Three (3) Executive
Areas, Due to Changes in Their Organizational
Structures. Management Non-Voting
COMPANHIA PARANAENSE DE ENERGIA
CUSIP: 20441B407 TICKER: ELP
Meeting Date: 24-Apr-14 Meeting Type: Annual
3. To Elect the Members of the Fiscal Council, Due to
the Expiration of the Previous Term of Office. Management For Abstain
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP
CUSIP: P31573101
Meeting Date: 31-Jul-13 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
120
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on March 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits Related
to Fiscal Year Ending on March 31, 2013 Management For Voted - For
3 To Ratify the Amounts Paid for the Aggregate
Compensation Attributed to the Managers of the
Company for the Fiscal Year That Ended on March 31,
2013, and to Establish the Aggregate Compensation
of the Managers for the Fiscal Year That Began on
April 1, 2013 Management For Voted - Against
4 To Decide on the Newspapers in Which Company
Notices Will be Published Management For Voted - For
Meeting Date: 31-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Increase the Authorized Capital Amount of the
Company Independent of A Bylaws Amendment Management For Voted - For
2 To Extinguish the Position of Vice President
Officer for Food and to Create the Position of Vice
President Officer for Infrastructure Management For Voted - For
3 To Amend the Period of the Fiscal Year of the
Company, Which Will Run from January 1 to December
31 of Each Year Management For Voted - For
4 To Restate the Corporate Bylaws of the Company Management For Voted - For
Meeting Date: 17-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
121
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
I The Ratification of the Signing of the Agreement
for the Purchase and Sale of Shares of Companhia De
Gas De Sao Paulo, Comgas, from Here Onwards
Referred to As Comgas, in Accordance with the Terms
of Article 256 of the Brazilian Corporate Law, As
Previously Disclosed in the Notices of Material
Fact from the Company That Were Dated May 28, 2012,
and November 5, 2012 Management For Voted - For
II The Ratification and Approval of the Appointment of
the Specialized Company Hired by the Management of
the Company for the Preparation of the Report That
is Described in Paragraph 1 of Article 256 of the
Brazilian Corporate Law, from Here Onwards Referred
to As the 256 Valuation Report Management For Voted - For
III Approval of the 256 Valuation Report Management For Voted - For
IV Inclusion of A New Activity in the Corporate
Purpose of the Company, with the Consequent
Amendment of the Main Part of Article 3 of the
Corporate Bylaws of the Company Management For Voted - For
V A Change in the Membership of the Fiscal Council of
the Company, with the Consequent Amendment of the
Main Part of Article 37 of the Corporate Bylaws of
the Company Management For Voted - For
VI The Election of Two New Members of the Fiscal
Council, in the Event That Item V Above is
Approved: Jose Mauricio Disep Costa, Norton Dos
Santos Freire, Marcelo Curti , Edgard Massao
Raffaelli Management For Voted - For
5 Dec 13: Please Note That This is A Revision Due
to Postponement of Meeting D-ate from 13 Dec 2013
to 17 Dec 2013 and Receipt of Election Item Names
in Reso-lution Vi. If You Have Already Sent in Your
Votes, Please Do Not Return This P-roxy Form Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
122
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
2 Destination of the Year End Results Management For Voted - For
3 To Set the Global Remuneration of the Company
Directors for the Exercise Started on January, 01,
2014 Management For Voted - Against
4 To Elect the Members of the Board of Directors: 4a
Rubens Ometto Silveira Mello, Chairman, 4b Marcelo
De Souza Scarcela Portela, Vice Chairman, 4c Pedro
Isamu Mizutani, 4d Serge Varsano, 4e Roberto De
Rezende Barbosa, 4f Marcelo Eduardo Martins, 4g
Burkhard Otto Cordes, 4h Pedro Isamu Mizutani, 4i
Mailson Ferreira Da Nobrega, 4j Dan Ioschpe Management For Voted - For
5 To Elect the Members of the Fiscal Council : 5a
Nadir Dancini Barsanulfo, Titular, Sergio Roberto
Ferreira Da Cruz, Substitute, 5b Celso Renato
Geraldin, Titular, Marcos Aurelio Borges,
Substitute, 5c Alberto Asato, Titular, Edison
Andrade De Souza, Substitute, 5d Marcelo Curti,
Titular, Edgard Massao Raffaelli, Substitute, 5e
Jose Mauricio D Isep Costa, Titular, Norton Dos
Santos Freire, Substitute Management For Abstain
22 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Fiscal Council
Member Names. If You Have Already Sent in Your
Votes, Please-do Not Vote Again Unless You Decide
to Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
CPFL ENERGIA S.A.
CUSIP: 126153105 TICKER: CPL
Meeting Date: 29-Apr-14 Meeting Type: Annual
A) To Take Cognizance of the Management Accounts,
Examine, Discuss and Vote on the Company's
Financial Statements, the Report of the Independent
Auditors and the Opinion of the Fiscal Council for
the Fiscal Year Ending December 31, 2013 Management For Voted - For
B) To Approve the Proposal for Allocation of the Net
Income for the Fiscal Year 2013 and the
Distribution of Dividends Management For Voted - For
123
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C) To Approve the Number of Members to Sit on the
Board of Directors Pursuant to the Provision in
Article 15, Caption Sentence of the Corporate Bylaws Management For Voted - For
D) To Elect the Effective Members and Their Alternates
to Sit on the Board of Directors Management For Voted - Against
E) To Elect the Effective Members and Alternates to
the Fiscal Council Management For Voted - For
F) To Establish the Compensation of the Company's
Management Management For Voted - Against
G) To Establish the Fees of the Members of the Fiscal
Council Management For Voted - For
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP
CUSIP: P34085103
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
Relating to Fiscal Year Ending December 31, 2013 Management For Voted - For
II To Approve the Distribution of Net Profits from the
2013 Fiscal Year and Distribution of Dividends Management For Voted - For
III To Establish the Number of Members to Compose the
Board of Directors and the Election of the
Directors. 3a. Votes in Groups of Candidates Only.
Candidates Nominated by the Controller: Elie Horn,
Chairman, Rogerio Jonas Zylberstajn, Vice Chairman,
Rafael Novellino, George Zausner, Fernando
Goldsztein, Sergio Rial, Jose Cesar De Queiroz
Tourinho, Rogerio Frota Melzi. Only to Ordinary
Shareholders Management For Voted - Against
IV To Set Annual Global Remuneration of the Managers
of the Company Management For Voted - For
01-apr-2014: Please Note That This is A Revision
Due to Receipt of Names of Di-rectors. If You Have
124
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Increase of the Share Capital of the Company,
Without the Issuance of New Shares, Through the
Capitalization of Excess Amounts of Bylaws Profit
Reserve, in Accordance with the Terms of Article
199 of Law Number 6404 of December 15, 1976, from
Here Onwards Referred to As the Share Corporations
Law, and of Amounts Coming from the Bylaws Profit
Reserve, in Accordance with the Terms of Article
169 of the Share Corporations Law Management For Voted - For
2 Amendment of Article 31, Chapter Vi, Executive
Committee, of the Board of Directors of the Company
and Related Provisions, Articles 18, 32, 34, 35, 36
and 37, to Change the Administrative Structure of
the Executive Committee of the Company Management For Voted - For
3 Restatement of the Corporate Bylaws of the Company Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
02 May 2014: Please Note That This is A Revision
Due to Postponement of Meetin-g Date from 28 Apr 14
to 08 May 14. If You Have Already Sent in Your
Votes, Pl-ease Do Not Vote Again Unless You Decide
to Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
DURATEX SA
CUSIP: P3593G146
Meeting Date: 22-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You. Non-Voting Non-Voting
125
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Approve the Distribution of Net Profits from the
2013 Fiscal Year and to Ratify the Early
Distribution of Interest Over Capital Management For Voted - For
3 To Establish the Number of Full and Alternate
Members and Elect the Members of the Board of
Directors for the Next Annual Term in Office, Those
Who are Interested in Requesting the Adoption of
Cumulative Voting in This Election Must Represent
at Least Five Percent of the Share Capital, in
Accordance with the Terms of Securities Commission
Instructions 165.91 and 282.98 : Re- Election of 9
of the Current Titulares Members Alfredo Egydio
Arruda Villela Filho, Alvaro Antonio Cardoso De
Souza, Francisco Amauri Olsen, Helio Seibel, Henri
Penchas, Paulo Setubal Neto, Ricardo Egydio
Setubal, Rodolfo Villela Marino E Salo Davi Seibel,
and Reelection of 3 of the Current Substitutes
Members Andrea Laserna Seibel, Olavo Egydio Setubal
Junior E Ricardo Villela Marino Management For Voted - For
4 Decide on Remuneration of Board of Directors and
Managers of the Company Management For Voted - Against
28 Mar 2014: Please Note That This is A Revision
Due to Receipt of Directors N-ame. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 22-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Increase the Current Share Capital, from Brl
1,705,271,709.44 to Brl 1,875,800,000.00 Through
the Capitalization of Profit Reserves, with A Bonus
126
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of 10 Percent in Shares, Which Will be Attributed
to the Shareholders in the Proportion of One New
Share for Each 10 Shares That They Possess at the
Close of Trading on April 22, 2014 Management For Voted - For
2 To Amend and Restate the Corporate Bylaws in Order
to I. in Article 3, Exclude the Activity of
Transportation from the Corporate Purpose and
Include the Activities Related to the
Manufacturing, Sale, Importing and Exporting,
Storage and Distribution of Electronic Products,
Solar and Electrical Water Heaters, Showers and
Showerheads, and II. in the Main Part of Article 5,
to Record the New Composition of the Share Capital
As A Result of Item 1 Above Management For Voted - For
3 To Change the Newspaper for the Publication of the
Legal Notices of the Company to O Estado De S. Paulo Management For Voted - For
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU
CUSIP: P3661R107
Meeting Date: 22-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Approval of the Change of the Name of Bylaws
Committees of the Company And, As A Consequence,
the Amendment of Paragraph 8 of Article 12 of the
Corporate Bylaws of the Company Management For Voted - For
II Approval of the Restatement of the Corporate Bylaws
of the Company, Bearing in Mind the Amendment
Mentioned in Item I Above Management For Voted - For
III Election of A New Independent Member of the Board
of Directors, in Addition to the Other Members of
the Board of Directors of the Company Management For Voted - For
127
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A To Examine and Approve the Administrators Report
and Capital Budget for the Fiscal Year of 2014, As
Well As Balance Sheet of the Company and Further
Financial Statements Related to Fiscal Year Ended
on December, 31, 2013 Management For Voted - For
B Destination of the Year End Results of 2013 and the
Distribution of Dividends Management For Voted - For
C To Set the Number of Members of the Board of
Directors and to Elect Their Members : Candidates
Nominated by the Controller: Marco Antanio Cassou,
Chairman, Cesar Beltrao De Almeida, Titular, Joao
Alberto Gomes Bernacchio, Titular, Geraldo Jose
Carbone, Titular, Eduardo Bunker Gentil, Titular,
Raimundo Lourenco Maria Christians, Titular,
Eduardo Rath Fingerl, Titular, Eros Gradowski
Junior, Substitute Management For Voted - For
D To Set the Global Remuneration of the Company
Directors for the 2014 Management For Voted - For
04 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution 3. If You
Have Already Sent in Your Votes, Please Do Not
Return This-proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
128
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A Granting of Options Within the Framework of the
Stock Option Plan of the Company That Was Approved
at the General Meeting That Was Held on August 31,
2010, As Recommended by the Board of Directors at A
Meeting That Was Held on March 28, 2014 Management For Voted - For
B Change to the Title of Certain Positions on the
Officer Committee, I. from Officer Committee to
Executive Committee, II. from Officer Or Officers
to Executive Officer Or Executive Officers, III.
from Highway Operations Officer to Highway
Operations Executive Officer, IV. from Chief
Financial Officer to Chief Financial Executive
Officer, V. from Logistics Operations Officer to
Logistics Operations Executive Officer, Vi. from
Business Development Officer to Business
Development Executive Officer, Vii. from Investor
Relations Officer to Investor Relations Executive
Officer, Viii. from Personnel Management Officer to
Personnel Management Executive Officer, and Ix.
from Legal Officer to Legal Executive Officer And,
As A Consequence, to Amend the Wording of the Main
Part of Article 10, Article 11, Sole Paragraph,
Article 14, Contd Management For Voted - For
Contd Main Part, and Paragraphs 2 Through 11 of
Article 15 and Article 16-through Article 20 of the
Corporate Bylaws of the Company As A Consequence
Of-these Changes Non-Voting Non-Voting
C Restatement of the Corporate Bylaws of the Company,
in Light of the Changes That are Proposed Here Management For Voted - For
EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP
CUSIP: P3769R108
Meeting Date: 04-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
129
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 The Redefinition of the Number of Members of the
Board of Directors for the Current Term of Office Management For Voted - For
2 The Replacement of the Chairman and Vice Chairman
of the Board of Directors and the Election of A New
Member for the Current Term of Office : Ana Maria
Machado Fernandes, Miguel Nuno Simoes Nunes
Ferreira Setas and Miguel Dias Amaro Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Take the Accounts of Directors, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Decide on the Distribution of the Profits from
the Fiscal Year of 2013 and Distribution of
Dividends Debited from the Retained Profits Reserve Management For Voted - For
3 To Determine the Number of Members of the Board of
Directors and Election Their Members. 3a Votes in
Groups of Candidates Only. Ana Maria Machado
Fernandes, President, Miguel Nuno Simoes Nunes
Ferreira Setas, Vice President, Miguel Dias Amaro,
Jorge Manuel Pragana Da Cruz Morais, Nuno Maria
Pestana De Almeida Alves, Pedro Sampaio Malan,
Francisco Carlos Coutinho Pitella, Modesto Souza
Barros Carvalhosa, Paulo Cesar Hartung Gomes Management For Voted - Against
4 To Set the Global Remuneration of the Company
Directors Management For Voted - For
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director Na-mes. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
130
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Change of the Number of Members of the
Executive Committee and of Its Membership,
Including the Individual Designations and the
Respective Areas of Authority Stated in the Bylaws
And, As A Consequence, the Amendment of Articles 24
and 25 of the Corporate Bylaws of the Company Management For Voted - For
EMBRAER S.A.
CUSIP: 29082A107 TICKER: ERJ
Meeting Date: 16-Apr-14 Meeting Type: Annual
1. Receive Management Accounts, Examine, Discuss and
Vote on the Financial Statements for the Year Ended
December 31, 2013 Management For Voted - For
2. Decide on the Allocation of Net Income for the
Fiscal Year Ended December 31, 2013 and the
Distribution of Dividends Management For Voted - For
3. Elect the Members of the Fiscal Council Management For Voted - For
4. Fix the Aggregate Annual Compensation of the
Company's Managers and the Members of the
Committees of the Board of Directors Management For Voted - Against
5. Fix the Remuneration of the Members of the Fiscal
Council Management For Voted - For
FIBRIA CELULOSE S.A.
CUSIP: 31573A109 TICKER: FBR
Meeting Date: 25-Apr-14 Meeting Type: Annual
O1) Take the Accounts of the Management, Examine,
Discuss and Vote on the Financial Statements
Relating to the Fiscal Year Ended on December 31,
2013, Accompanied by the Report of the Independent
Auditors, Report of the Fiscal Council and the
Annual Report of the Statutory Audit Committee. Management For Voted - For
O2) Resolve on the Allocation of the Results for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
131
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O3) Resolve on the Proposed Capital Budget for the
Fiscal Year of 2014. Management For Voted - For
O4) Elect the Members of the Fiscal Council of the
Company. Management For Voted - For
O5) Set the Aggregate Annual Compensation for the
Managers and the Compensation for the Members of
the Fiscal Council, the Later in Accordance with
the Limitation Set Forth in Article 162, Paragraph
3 of the Brazilian Corporation Law. Management For Voted - Against
E6) Change the Structure of the Board of Directors Due
to the Resignation of 3 Members, Out of Which 1 is
A Sitting Member and 2 are Alternate Members, in
Order to Elect 1 Sitting Member of the Board of
Directors and 2 Alternate Members, As Replacement
of the Resigning Directors, to Fulfill the
Remainder of the Term of Office. Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Special
A Examine, Discuss and Vote the Proposal of the
General Stock Option Plan for the Granting of
Options to Purchase Shares of the Company, Aiming
to Align the Interests and Retain Members of the
Statutory and Non Statutory Board of Officers and
Management Level Executives of the Company in Long
Term, Pursuant to Management Proposal of April 09,
2014. Management For Voted - For
HYPERMARCAS SA, SAO PAULO
CUSIP: P5230A101
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Ratify
the Protocol and Justification of Spin Off from
Hypermarcas S.a., with the Merger of the Spun Off
Equity Into Brainfarma Industria Quimica E
Farmaceutica S.a., Which Was Prepared by the
Executive Committee of the Company and Which
Establishes, Among Other Things, the Terms and
Conditions of the Spin Off from the Company, from
Here Onwards Referred to As the Spin Off, Followed
132
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
by the Merger of the Spun Off Portion of Its
Equity, Which is Made Up of Certain Assets and
Liabilities Related to the Manufacture and Sale of
Certain Medications, from Here Onwards Referred to
As the Spun Off Equity, by Its Wholly Owned
Subsidiary Brainfarma Industria Quimica E
Farmaceutica S.a., A Share Corporation, with Its
Head Office in the City Contd Management For Voted - For
Contd of Rio De Janeiro, State of Rio De Janeiro,
at Estrada Dos-bandeirantes, 3191, Parte I,
Jacarepagua, Zip Code 22775.111, with
Corporate-taxpayer Id Number, Cnpj.mf,
05.161.069.0001.10, from Here Onwards Referred- to
As Brainfarma, from Here Onwards Referred to As the
Merger of the Spun Off-equity, from Here Onwards
Referred to As the Spin Off Protocol Non-Voting Non-Voting
II Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Ratify
the Appointment and Hiring of Cca Continuity
Auditores Independentes S.s., A Simple Partnership,
with Its Head Office in the City of Sao Paulo,
State of Sao Paulo, at Alameda Santos, 2313, Second
Floor, Jardim Paulista, Duly Registered with the
Sao Paulo Regional Accounting Council, Crc.sp,
Under Number 2sp025430.o.2, with Corporate Taxpayer
Id Number, Cnpj.mf, 10.686.276.0001.29, from Here
Onwards Referred to As Cca, As The Management For Voted - For
Specialized Company Responsible for the Preparation
of the Valuation Report, in Regard to the Book
Valuation of the Spun Off Equity, for the Purposes
of the Spin Off from the Company, of the Merger of
the Spun Off Equity and of the Share Merger, As
Defined Below, on the Basis Date of September 30,
2013, Contd Non-Voting
Contd from Here Onwards Referred to As the
Valuation Report Non-Voting Non-Voting
III Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Approve
the Valuation Report, in Regard to the Spin Off Management For Voted - For
IV Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Consider
and Approve the Proposal for the Spin Off from the
Company, in Accordance with the Spin Off Protocol
and in Accordance with the Terms of Article 229 of
the Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders of
the Company Management For Voted - For
V Spin Off from the Company, Followed by the Merger
of the Spun Off Equity Into Brainfarma: to Consider
and Approve the Proposal for the Merger of the Spun
133
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Off Equity Into Brainfarma, in Accordance with the
Spin Off Protocol and in Accordance with the Terms
of Article 227 of the Brazilian Corporate Law, with
the Consequent Change of the Share Capital of
Brainfarma, in the Amount of Brl 1,030,190.78,
Through the Issuance of 352,923 Common, Nominative
Shares That Have No Par Value, by Brainfarma, Which
are to be Subscribed for and Paid in by the
Shareholders of the Company, As A Result of the
Spin Off, in Proportion to the Share Capital That
They Currently Hold in the Company Management For Voted - For
VI Merger of the Shares of Brainfarma Into the
Company: to Ratify the Protocol and Justification
of the Merger of Shares of Brainfarma Industria
Quimica E Farmaceutica S.a. Into Hypermarcas S.a.,
Which Was Prepared by the Executive Committee of
the Company in Accordance with the Terms of Article
252 of the Brazilian Corporate Law, Which
Establishes the Terms and Conditions for the Share
Merger, As Defined Below, and of the Acts and
Measures That are Contemplated in It, from Here
Onwards Referred to As the Share Merger Protocol Management For Voted - For
VII Merger of the Shares of Brainfarma Into the
Company: to Ratify the Appointment and Hiring of
Cca As the Specialized Company Responsible for the
Preparation of the Valuation Report, in Regard to
the Book Valuation of the Shares of Brainfarma, for
the Purposes of the Share Merger, As Defined Below,
on the Basis Date of September 30, 2013 Management For Voted - For
VIII Merger of the Shares of Brainfarma Into the
Company: to Approve the Valuation Report, in Regard
to the Share Merger, As Defined Below Management For Voted - For
IX Merger of the Shares of Brainfarma Into the
Company: to Consider and Approve the Proposal for
the Merger, Into the Company, of Shares Issued by
Brainfarma As A Result of the Share Capital
Increase That Occurred Due to the Merger of the
Spun Off Equity Into Brainfarma, from Here Onwards
Referred to As the Share Merger, in Accordance with
the Terms of the Share Merger Protocol, with the
Consequent Increase of the Share Capital of the
Company, in the Total Amount of Brl 1,030,190.78,
Through the Issuance of 92,798 New, Common,
Nominative, Book Entry Shares That Have No Par
Value, to be Subscribed for by the Shareholders of
the Company, in Proportion to the Shareholder
Interest That They Currently Hold in the Share
Capital of the Company Management For Voted - For
X Authorization for the Managers: to Authorize the
Managers of the Company to Do All the Acts That are
Necessary to Carry Out the Resolutions That are
Proposed and Approved by the Shareholders of the
Company Management For Voted - For
134
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I To Examine, Discuss and Vote on the Annual
Administrations Report and the Financial
Statements, Accompanied by the Independent
Auditor's Report, Regarding the Fiscal Year Ended
on December 31, 2013 Management For Voted - For
II To Approve the Proposal for the Allocation of the
Net Profit and Distribution of Dividends in
Reference to the Fiscal Year of the Company That
Ended on December 31, 2013 Management For Voted - For
III To Vote Regarding the Increase in the Number of
Positions on the Board of Directors of the Company
from 9 to 11 Management For Voted - For
IV To Elect Two New Members to the Board of Directors
of the Company, in Addition to the Other Members
Who are Currently on the Board. Votes in Groups of
Candidates Only. Members Appointed by the
Controllers Shareholders: Alvaro Stainfeld and Luca
Mantegazza. Only to Ordinary Shareholders Management For Voted - Against
V To Set the Global Remuneration of the Managers of
the Company Management For Voted - For
VI To Authorize the Managers of the Company to Do All
of the Acts That are Necessary to Carry Out the
Resolutions Proposed and Approved by the
Shareholders of the Company Management For Voted - For
24 Mar 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution No. IV. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Y-ou. Non-Voting Non-Voting
135
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HYPERMARCAS SA, SAO PAULO
CUSIP: P5246AAD5
Meeting Date: 27-Dec-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Proposal for the Spin Off from the Company in
Accordance with the Terms of Article 229 of the
Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders Management For Voted - For
II The Proposal for the Merger, Into the Company, of
All of the Shares Issued by Brainfarma Industria
Quimica E Farmaceutica S.a., in Accordance with the
Terms of the Protocol for the Spin Off and Merger
of Shares, with the Consequent Increase of the
Share Capital of the Company, in the Total Amount
of Brl 1,030,190.78, Through the Issuance of 92,798
New, Common, Nominative, Book Entry Shares That
Have No Par Value, to be Subscribed for by the
Shareholders of the Company, in Proportion to the
Shareholder Interest That They Currently Hold Management For Voted - For
HYPERMARCAS SA, SAO PAULO
CUSIP: P5246AAE3
Meeting Date: 27-Dec-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
136
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
I The Proposal for the Spin Off from the Company in
Accordance with the Terms of Article 229 of the
Brazilian Corporate Law, with the Consequent
Reduction of the Share Capital of the Company, in
the Amount of Brl 1,030,190.78, Through the
Cancellation of 92,798 Common, Nominative, Book
Entry Shares That Have No Par Value and That are
Issued by the Company, in Proportion to the
Shareholder Interests Held by the Shareholders Management For Voted - For
II The Proposal for the Merger, Into the Company, of
All of the Shares Issued by Brainfarma Industria
Quimica E Farmaceutica S.a., in Accordance with the
Terms of the Protocol for the Spin Off and Merger
of Shares, with the Consequent Increase of the
Share Capital of the Company, in the Total Amount
of Brl 1,030,190.78, Through the Issuance of 92,798
New, Common, Nominative, Book Entry Shares That
Have No Par Value, to be Subscribed for by the
Shareholders of the Company, in Proportion to the
Shareholder Interest That They Currently Hold Management For Voted - For
JBS SA, SAO PAULO
CUSIP: P59695109
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
I Ratification, in Accordance with the Terms of
Article 256, Paragraph 1, of Law Number 6404 of
December 15, 1976, from Here Onwards Referred to As
Law Number 6404.76, of the Appointment and Hiring
of Apsis Consultoria Empresarial Ltda. to Prepare
the Valuation Report of the Companies That Hold the
Seara Brasil Business Unit, Which are Seara Holding
Europe B.v., Jbs Foods Participacoes Ltda. and
Excelsior Alimentos S.a., As Well As of the Rights
That are Related to Baumhardt Comercio E
Participacoes Ltda., from Here Onwards Referred to
As Corporate Ownership Interests and Rights and
Valuation Report, Respectively Management For Voted - For
II Ratification, in Accordance with the Terms of
Article 256, Item I, of Law Number 6404.76, of the
Acquisition, by the Company, of the Corporate
Ownership Interests and Rights Management For Abstain
III Examination and Approval of the Valuation Report Management For Voted - For
IV Election of A Member of the Board of Directors of
the Company - Tarek Mohamed Noshy Nasr Mohamed
Farahat, for Common Shares Management For Voted - For
137
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
05 Dec 2013: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
05 Dec 2013: Please Note That Votes 'in Favor' and
'against' in the Same Agend- A Item are Not
Allowed. Only Votes in Favor And/or Abstain Or
Against And/ Or-abstain are Allowed. Thank You Non-Voting Non-Voting
11 Dec 2013: Please Note That This is A Revision
Due to Receipt of Additional- Comments and Name in
Resolution No. IV. If You Have Already Sent in Your
Votes-, Please Do Not Return This Proxy Form Unless
You Decide to Amend Your Origina-l Instructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Administrators Report, the Financial
Statements and the Accounting Statements Regarding
the Fiscal Year Ended on December 31, 2013 Management For Voted - For
II Deliberate on the Allocation of Net Profits of the
Fiscal Year and on the Distribution of Dividends
for the Fiscal Year Ended on December 31,2013 Management For Voted - For
III To Ratify the Member Elected of the Board of
Directors. Votes in Individual Names Allowed:
Marcio Percival Alves Pinto. Only to Ordinary
Shareholders Management For Voted - Against
IV To Set Annual Global Remuneration of the Directors
and of the Fiscal Council Members Management For Voted - For
138
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
V Approval of the Newspapers for Publication of the
Legal Notices. They Will be Published on Valor
Economico Management For Voted - For
22 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. III. If
You Have Already Sent in Your Votes, Please Do Not
Vote A-gain Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Approve the Amendment of the Stock Option Plan Management For Voted - For
II To Amend Articles 3, 17 Through 21, 32 and 63 of
the Corporate Bylaws of the Company Management For Voted - For
III To Restate the Corporate Bylaws Management For Voted - For
KLABIN SA, SAO PAULO
CUSIP: P60933101
Meeting Date: 28-Nov-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item 1. Thank You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Sole, the Substitution of the Advantage That is
Currently Granted to All the Holders of Preferred
Shares of the Company, Corresponding to the Receipt
of A Dividend of 10 Percent Higher Than That of the
Common Shares, with the Right to Participate in A
Public Offering for Disposition of Control of the
Company Under the Same Terms Under Which the
Control of the Company Has Been Disposed Of, to be
139
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Reflected in the Corporate Bylaws of the Company
That are to be Amended in This Regard Management For Voted - Against
Meeting Date: 17-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on All Items. Thank You. Non-Voting Non-Voting
1 Contracting for Sureties and Or Endorsements and
the Respective Compensation to be Given by the
Controlling Shareholder Klabin Irmaos E Cia., Under
Terms That are Less Than the Market Percentage for
Bank Sureties, to Guarantee the Financial
Cooperation Agreement That is to be Signed with
Banco Nacional Do Desenvolvimento Economico E
Social, Bndes, and on the Issuance of Debentures,
for the Purpose of Financing the Project for the
Construction of the New Cellulose Plant Management For Voted - For
2 Authorization for the Managers of the Company to
Perform All the Acts That are Necessary for the
Implementation and Formalization of the Resolution
Above Management For Voted - For
Meeting Date: 20-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
A To Receive the Administrators Accounts, to Examine,
Discuss and Vote on The-administrations Report, the
Financial Statements and the Accounting-statements
Accompanied by the Independent Auditors Report and
the Finance- Committee, Regarding the Fiscal Year
Ended on December 31, 2013, Well As The-opinion of
the Board of Directors Non-Voting Non-Voting
B To Decide Regarding the Allocation of the Net
Profit and the Distribution Of-the Dividends Non-Voting Non-Voting
140
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C To Elect One New Member and His Or Her Respective
Alternate to the Board of Directors, As Well As One
Alternate for A Member of the Board of Directors
Who Has Already Been Elected, As A Result of the
Resignation Tendered by the Previously Elected
Alternate Management For Voted - Against
D To Set the Directors Remuneration Non-Voting Non-Voting
E To Elect the Members the Fiscal Council and Set
Their Remuneration : 5i. Alessandro Golombiewski
Teixeira, Titular Elected by Preferred
Shareholders. 5j. Paulo Roberto De Araujo Almeida,
Substitute Elected by the Preferred Shareholders Management For Voted - For
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item C and E Only.-thank You. Non-Voting Non-Voting
11 Mar 2014: Please Note That This is A Revision
Due to Receipt of Fiscal Coun-cil Member Names in
Resolution E. If You Have Already Sent in Your
Votes, Plea-se Do Not Return This Proxy Form Unless
You Decide to Amend Your Original Inst-ructions.
Thank You. Non-Voting Non-Voting
KROTON EDUCACIONAL SA, BELO HORIZONTE
CUSIP: P6115V129
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
II The Establishment of A Legal Reserve Management For Voted - For
III Distribution of Dividends Management For Voted - For
IV The Establishment of A Bylaws Reserve for
Investments in Accordance with the Terms of Article
42 of the Corporate Bylaws of the Company Management For Voted - For
141
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Establish the Annual, Aggregate Compensation of
the Members of the Board of Directors of the
Company for the 2014 Fiscal Year and the Individual
Compensation for the Members of the Fiscal Council,
If It is Instated Management For Voted - Against
07 Apr 2014: Please Note That Votes 'in Favor' and
'against' in the Same Agend- A Item are Not
Allowed. Only Votes in Favor And/or Abstain Or
Against And/ Or-abstain are Allowed. Thank You Non-Voting Non-Voting
07 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
LOCALIZA RENT A CAR SA, BELO HORIZONTE
CUSIP: P6330Z111
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Approve the Administrators Accounts, the
Administrations Report, the Financial Statements of
the Company Management For Voted - For
2 Approve the Proposal of the Administration to the
Destination of Profit of the Fiscal Year and the
Distribution of Dividends Management For Voted - For
3 To Set the Global Remuneration of the Company
Directors Management For Voted - For
4 To Decide on the Newspapers in Which Company
Notices Will be Published Management For Voted - For
142
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Approve the Acquisition of the Company Localiza
Cuiaba Aluguel De Carros Ltda., from Here Onwards
Referred to As Localiza Cuiaba, for the Purposes of
Article 256 of Law 6404.76 I. to Approve the
Ratification of the Appointment and Hiring of the
Appraisers Responsible for the Preparation of the
Valuation Report for the Quotas Issued by Localiza
Cuiaba, II. to Approve the Valuation Report for the
Quotas Issued by Localiza Cuiaba, Which Was
Prepared by the Appraisers, III. to Approve the
Acquisition of All of the Quotas Representative of
the Capital of Localiza Cuiaba, and IV. to
Authorize the Executive Committee of the Company to
Do All the Acts That are Necessary for the
Implementation of the Resolutions Above Management For Voted - For
2 To Approve the Merger of the Company Localiza Car
Rental S.a., from Here Onwards Referred to As
Localiza Car Rental, for the Purposes of Article
264 of Law 6404.76 I. to Approve the Protocol of
Justification and Merger That Concerns the Merger
of the Wholly Owned Subsidiary Localiza Car Rental,
II. to Ratify the Appointment and Hiring of the
Appraisers Responsible for the Valuation of the
Shareholder Equity of Localiza Car Rental and the
Preparation of the Appropriate Valuation Report,
III. to Approve the Valuation Report at Book Value
of the Shareholder Equity of Localiza Car Rental,
IV. To Management For Voted - For
Approve the Definitive Proposal for the Merger of
Localiza Car Rental, with the Consequent Extinction
of Localiza Car Rental, and V. to Authorize the
Executive Committee of the Company to Do All the
Acts That are Necessary for the Contd Non-Voting
Contd Implementation of the Resolutions Above Non-Voting Non-Voting
3 To Approve the Merger of the Company Localiza Jf
Aluguel De Carros Ltda., from Here Onwards Referred
to As Localiza Jf, for the Purposes of Article 264
of Law 6404.76 I. to Approve the Protocol of
Justification and Merger That Concerns the Merger
of the Wholly Owned Subsidiary Localiza Jf, II. to
Ratify the Appointment and Hiring of the Appraisers
Responsible for the Preparation of the Valuation
143
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Report for the Equity of Localiza Jf and the
Preparation of the Appropriate Valuation Report,
III. to Approve the Valuation Report for the Book
Equity of Localiza Jf, IV. to Approve the
Definitive Proposal for the Merger of Localiza Jf,
with the Consequent Extinction of Localiz Jf, and
V. to Authorize the Executive Committee of the
Company to Do All the Acts That are Necessary for
the Implementation of the Resolutions Above Management For Voted - For
LOJAS RENNER SA, PORTO ALEGRE
CUSIP: P6332C102
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Examine, Discuss and Vote on the Management
Accounts and Financial Statements for the Fiscal
Year Ending December 31 2013 Management For Voted - For
2 Examine, Discuss and Vote the Proposal for the
Allocation of Net Income for the Fiscal Year and
the Distribution of Dividends Management For Voted - For
3 Establish the Number of Members of the Board of
Directors Management For Voted - For
4 Elect the Members of the Board of Directors Management For Voted - For
5 Establish the Amount of Compensation of the Members
of Management Management For Voted - For
6 Establish the Number of Members of the Fiscal
Council Management For Voted - For
7 Elect the Members of the Fiscal Council Management For Voted - For
8 Establish the Amount of Compensation of the Members
of the Fiscal Council Management For Voted - For
17 Mar 2014: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You. Non-Voting Non-Voting
17 Mar 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
144
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO
CUSIP: P64876108
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Discuss and Vote Regarding the Proposal for the
Merger, Into the Company, of Its Subsidiary
Industria De Alimentos Bomgosto Ltda., A Limited
Company, Organized and Existing in Accordance with
the Laws of Brazil, with Its Head Office in the
Municipality of Jaboatao Dos Guararapes, State of
Pernambuco, at Highway Br 101, South, 3170,
Kilometer 84, Prazeres, Zip Code 54345.160, with
Corporate Taxpayer Id Number, Cnpj.mf,
35.603.679.0001.98, and Its Founding Documents on
File with the Board of Trade for the State of
Pernambuco Under Company Id Number, Nire,
26.20.0066722.1, from Here Onwards Referred to As
Vitarella, in Which the Company Owns All of the
Quotas Representative of Its Capital Management For Voted - For
2 To Discuss and Vote Regarding the Protocol and
Justification of the Merger of Vitarella Into the
Company, Which Was Signed on December 6, 2013, by
the Management of Both Companies, As Well As of the
Acts and Measures Contemplated in It Management For Voted - For
3 To Appoint the Appraisers Charged with the
Valuation of the Equity of Vitarella That is to be
Merged Into the Company Management For Voted - For
4 To Discuss and Vote Regarding the Valuation Report
of the Equity Value of Vitarella That is Prepared
by the Appraisers Management For Voted - For
5 To Approve the Merger of Vitarella Into the Company Management For Voted - For
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
145
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I To Approve, Upon the Board of Directors Annual
Report, Financial Statements, Accompanied by
Independent Auditors Report Related to Fiscal Year
Ended on December 31, 2013 Management For Voted - For
II Deliberate on the Allocation of Net Profit Resulted
from 2013 Fiscal Year, Accordance with A Proposal
from the Board of Directors at Meeting Held on
March 10, 2014 Management For Voted - For
III To Establish the Aggregate Annual Remuneration of
the Management of the Company from 2014 Fiscal Year Management For Voted - For
IV To Elect and Instate the Members of the Board of
Directors. Votes in Groups of Candidates Only.
Francisco IVens De Sa Dias Branco, Chairman,
Francisco Claudio Saraiva Leao Dias Branco,
Substitute, Maria Consuelo Saraiva Leao Dias
Branco, Titular, Geraldo Luciano Mattos Junior,
Substitute, Maria Das Gracas Dias Branco Da
Escossia, Titular, Maria Regina Saraiva Leao Dias
Branco Ximenes, Substitute, Joao Batista Santos,
Titular, Francisco Marcos Saraiva Leao Dias Branco,
Substitute, Affonso Celso Pastore, Titular, Daniel
Mota Gutierrez, Substitute. Only to Ordinary
Shareholders Management For Voted - For
01 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solution IV. If You
Have Already Sent in Your Votes, Please Do Not
Return This-proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
MARFRIG ALIMENTOS SA, SAO PAULO
CUSIP: P64389AA0
Meeting Date: 12-Jul-13 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
146
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Amendment of the Wording of Items III.12.2 and
III.12.4 of the Issuance Indenture Management Non-Voting
II Amendment of the Wording of Item III.12.9 of the
Issuance Indenture Management Non-Voting
III The Signing, by the Issuer and the Trustee, of the
Third Addendum to the Private Instrument of
Indenture of the Second Issuance of Debentures
Convertible Into Shares of Marfrig Alimentos S.a.,
Reflecting the Amendments Resulting from the
Resolutions Mentioned in Items I and II Above and
That are Approved by the Debenture Holders at the
General Meeting of Debenture Holders Management Non-Voting
Meeting Date: 22-Jan-14 Meeting Type: Special General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I The Amendment of the Wording of Item III.12.2 of
the Issuance Indenture to Change the Frequency of
the Calculation of the Compensatory Interest and
the Payment Date of the Fourth Installment of the
Remuneration on the Debentures, Which Must be Paid
on January 25, 2014, Calculated Pro Rata from
November 15, 2013 Management Non-Voting
II The Amendment of the Wording of Item III.13 of the
Issuance Indenture for the Inclusion of A Provision
Regarding A New Obligation of the Issuer to Redeem
the Entirety of the Debentures That are Not Used to
Subscribe for and Pay in New Debentures Within the
Framework of A New Issuance of Debentures That are
Convertible Into Common Shares, in A Single Series,
of the Unsecured Type, for A Private Distribution
That is to be Conducted by the Issuer, from Here
Onwards Referred to As the Fifth Issuance, Which
Still Depends on the Approval of the Extraordinary
General Meeting of the Issuer, with This Obligation
to Redeem the Debentures Being Limited to the
Number of New Debentures That are Paid in Money
Currency in the New Issuance. Contd Management Non-Voting
Contd the Redemption Will Occur Through the Payment
of the Unit Face Value-plus the Remuneration That
Applies to It to the Payment Date Non-Voting Non-Voting
147
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
III The Amendment of the Wording of Item III.18 of the
Issuance Indenture to Provide for the Possibility
of Using the Debentures at Their Unit Face Value to
Pay in the New Debentures of the Fifth Issuance Management Non-Voting
IV The Signing, Between the Issuer and the Trustee, of
the Fourth Addendum to the Private Indenture
Instrument of the Second Issuance of Debentures
Convertible Into Shares of Marfrig Alimentos S.a.,
Reflecting the Amendments Resulting from the
Resolutions Mentioned in Sub Items I, II and III
Above That Come to be Approved by the Debenture
Holders at the General Meeting of Debenture Holders Management Non-Voting
METALURGICA GERDAU SA, PORTO ALEGRE
CUSIP: P4834C118
Meeting Date: 16-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item 3 and 4 Only.-thank You. Non-Voting Non-Voting
1 To Take Knowledge of the Directors Accounts, to
Examine, Discuss and Approve-the Company's
Consolidated Financial Statements Non-Voting Non-Voting
2 To Decide on the Allocation of the Result of the
Fiscal Year and The-distribution of Dividends Non-Voting Non-Voting
3 To Elect the Members of the Board of Directors and
Set the Total Annual Remuneration of Directors Management For Voted - For
4 To Elect the Members of the Fiscal Council and
Respective Substitutes and Set Their Remuneration Management For Abstain
148
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA
CUSIP: P69913104
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
and Independent Auditors Report Relating to Fiscal
Year Ended December 31, 2013 Management For Voted - For
2 Destination of the Year End Results of 2013 Management For Voted - For
3 To Establish the Number of Members to Make Up the
Board of Directors Management For Voted - For
4 Election of the Members of the Board of Directors:
Note, Under the Terms of the Applicable
Legislation, Cumulative Voting Can be Adopted for
This Item. Votes in Groups of Candidates Only.
Candidates Nominated by the Controller: Jose Management For Voted - For
Paulo Ferraz Do Amaral, Chairman, Eduardo Kaminitz
Peres, John Michael Sullivan, Jose Carlos De Araujo
Sarmento Barata, Jose Isaac Peres, Russell Todd
Goin, Leonard Peter Sharpe. Only to Ordinary
Shareholders Non-Voting
5 To Set the Global Remuneration of the Company
Directors Management For Voted - For
16 Apr 2014: Please Note That This is A Revision
Due to Receipt of Directors'- Names. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
149
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Vote Regarding the Amendment of Article 16 of
the Corporate Bylaws of the Company to Include A
Rule Establishing A Prohibition on the Same Person
Holding the Positions of Chairperson of the Board
of Directors and President of the Company, in
Accordance with A Proposal from Management, for the
Purpose of Adapting the Bylaws to the Requirement
Contained in Item 5.4 of the Level 2 Corporate
Governance Listing Regulations of the Bm and
Fbovespa Management For Voted - For
NATURA COSMETICOS SA, SAO PAULO
CUSIP: P7088C106
Meeting Date: 11-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
03 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Approve the Financial
Statements Relating to the Fiscal Year That Ended
on December 31, 2013 Management For Voted - For
150
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider the Proposal for the Allocation of the
Net Profit from the Fiscal Year Ending on December
31, 2013, and to Ratify the Early Distributions of
Dividends and Interim Interest on Net Equity Management For Voted - For
3 To Determine the Number of Members Who Will Make Up
the Board of Directors of the Company for the Term
in Office That Will End at the Annual General
Meeting That Resolves on the Financial Statements
from the Fiscal Year That Ended on December 31, 2014 Management For Voted - For
4 To Elect, Through Individualized Voting, the
Members of the Board of Directors of the Company.
Votes in Individual Names Allowed. Candidates
Nominated by the Controller: 4a Plinio Villares
Musetti, Chairman, 4b Antonio Luiz Da Cunha Seabra,
4c Pedro Luiz Barreiros Passos, 4d Guilherme Peirao
Leal, 4e Julio Moura Neto, 4f Luiz Ernesto
Gemignani, 4g Marcos De Barros Lisboa, 4h Raul
Gabriel Beer Roth. Only to Ordinary Shareholders Management For Voted - For
5 To Establish the Aggregate Remuneration of the
Managers of the Company to be Paid Until the Annual
General Meeting That Votes on the Financial
Statements from the Fiscal Year That Will End on
December 31, 2014 Management For Voted - For
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names for R-esolution No. 4 and
Modification of Comment. If You Have Already Sent
in Your-votes, Please Do Not Return This Proxy Form
Unless You Decide to Amend Your Or-iginal
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 11-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Amend the Wording of the Main Part of Paragraph
1 of Article 21 of the Corporate Bylaws to Provide
That I. the Executive Committee Will be Composed of
at Least 4 and the Most 10 Members, and II. the
Nomination of the Executive Committee Will
Preferentially Occur at the First Meeting of the
Board of Directors That is Held After the Annual
General Meeting Management For Voted - For
2 To Amend the Wording of Paragraphs 2 and 3 of
Article 24 of the Corporate Bylaws to Change the
Duties of the Executive Committee Management For Voted - For
151
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Proceed with the Restatement of the Corporate
Bylaws of the Company Management For Voted - For
OI S.A.
CUSIP: 670851203 TICKER: OIBR
Meeting Date: 30-Apr-14 Meeting Type: Annual
5. Elect the Members of the Board of Directors and
Their Respective Alternates. Management For Voted - For
6. Elect the Members of the Fiscal Council and Their
Respect Alternates. Management For Voted - For
OLEO E GAS PARTICIPACOES SA., RIO DE JANEIRO
CUSIP: P7356Y103
Meeting Date: 12-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 To Deliberate and Vote in Regard to the Election of
A New Member on the Board of Directors of the
Company Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item are No-t Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or Abstain
are A-llowed. Thank You Non-Voting Non-Voting
Please Note That This is A Revision Due to Receipt
of Additional Comment. If Y-ou Have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 01-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
152
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
1 To Elect the New Members of the Board of Directors Management For Voted - For
Meeting Date: 26-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I In Accordance with the Terms of Article 26, Sole
Paragraph, Line Ix, of the Corporate Bylaws of the
Company, to Discuss and Vote Regarding the
Disposition, by the Subsidiary of the Company, Ogx
Petroleo E Gas S.a., with Its Corporate Head Office
Located at Praca Mahatma Gandi 14, Fifteenth,
Sixteenth, Seventeenth and Eighteenth Floors and
Third and Nineteenth Floors, Part, Downtown, Zip
Code 20031.100, in the City of Rio De Janeiro,
State of Rio De Janeiro, with Corporate Taxpayer Id
Number, Cnpj.mf, 08.926.302.0001.05, from Here
Onwards Referred to As Ogx Petroleo, of All of Its
Shares Issued by Parnaiba Gas Natrual S.a., the New
Corporate Name of Ogx Maranhao Petroleo E Gas S.a.,
A Closely Held Share Corporation, Established and
Organized Under the Laws of Brazil, with Its Head
Office in the City of Rio De Janeiro, State of Rio
De Janeiro, at Praca Mahatma Gandhi 14, Third
Floor, Part, with Corporate Taxpayer Contd Management For Voted - For
Contd Id Number, Cnpj.mf, 11.230.122.0001.90, from
Here Onwards Referred to As-ogx Maranhao, to
Cambuhy Investimentos Ltda., A Limited Business
Company, Wit-h Its Head Office in the City of Sao
Paulo, State of Sao Paulo, at Rua Amauri-255, Sixth
Floor, with Corporate Taxpayer Id Number, Cnpj.mf,
14.127.4981.0001-.40, from Here Onwards Referred to
As Cambuhy, in Accordance with the Terms An-d
Conditions of the Share Purchase Agreement That Was
the Object of the Notice-of Material Fact Released
by the Company on October 31, 2013 Non-Voting Non-Voting
11 Nov 13: Please Note That This is A Revision Due
to Postponement of Meeting-date from 19th Nov 13
to 26th Nov 13 and Modification in Text of Res. 1.
153
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
If Y-ou Have Already Sent in Your Votes, Please Do
Not Return This Proxy Form Unles-s You Decide to
Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 06-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Ratification of the Request for A Court Supervised
Restructuring of the Company, Brought, As an Urgent
Matter, in the District of the City of Rio De
Janeiro, State of Rio De Janeiro, on October 30,
2013 Management For Voted - For
II The Amendment of the Corporate Name of the Company Management For Voted - For
III A Reverse Split of the Shares Issued by the Company Management For Abstain
IV Change of the Address of the Corporate Head Office Management For Voted - For
29 Nov 2013: Please Note That This is A Revision
Due to Further Change in Meet-ing Date from 26 Nov
13 to 6 Dec 13. If You Have Already Sent in Your
Votes, P-lease Do Not Return This Proxy Form Unless
You Decide to Amend Your Original I-nstructions.
Thank You. Non-Voting Non-Voting
PORTO SEGURO SA, SAO PAULO
CUSIP: P7905C107
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
154
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
A To Examine, Discuss and Vote the Financial
Statements and the Administrations Report for the
Fiscal Year Ended December 31, 2013 Management For Voted - For
B Destination of the Year End Results Management For Voted - For
C The Ratification of the Board of Directors
Decisions Made in Meetings Held on October, 28 of
2013 and December, 13 of 2013, Relating to the
Interests on Own Equity Book Credited to
Shareholders on October, 28 of 2012 and December 23
of 2013, Respectively Management For Voted - For
D Distribution of Dividends Management For Voted - For
E Determination of the Date for the Payment of
Interest on Shareholder Equity and of the Dividends
to the Shareholders Management For Voted - For
F Election of the Members of the Board of Directors
and Appointment of Chairperson and Vice Chairperson
of the Board, After the Determination of the Number
of Members Who are to Make Up the Mentioned Body,
Observing the Limit Established in the Bylaws:
Jayme Brasil Garfinkel Chairman, Marco Ambrogio
Crespi Bonomi Vice Chairman, Casimiro Blanco Gomez,
Caio Ibrahim David, Evandro Cesar Camillo Coura,
Fernando Kasinski Lottenberg,pedro Luiz Cerize Management For Voted - For
G Establishment of the Aggregate Annual Remuneration
of the Members of the Board of Directors and of the
Executive Committee, Also Including the Members of
the Audit Committee Management For Voted - For
05 Mar 2014: Please Note That This is A Revision
Due to Receipt of Directors'- Names. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy-form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 28-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Change of the Address of the Corporate Head Office
of the Company Management For Voted - For
2 Inclusion of A New Paragraph 3 in Article 14 to
Expressly Provide for the Rule Introduced by the
Novo Mercado Rules Regarding the Impossibility of
the Positions of Chairman of the Board of Directors
155
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and President Or Chief Executive Officer of the
Company Being Held by the Same Person Management For Voted - For
3 Amendment of the Corporate Bylaws of the Company to
Make Adjustments to the Wording That Will Make the
Bylaws Rules Clear Management For Voted - For
4 Restatement of the Corporate Bylaws Management For Voted - For
TIM PARTICIPACOES SA
CUSIP: 88706P205 TICKER: TSU
Meeting Date: 12-Dec-13 Meeting Type: Special
1) Approving the Establishment of the Statutory Audit
Committee And, Consequently, Adjusting the
Provisions Addressing the Competence of the Fiscal
Council, the Shareholders' Meeting, the Board of
Directors and the Board of Statutory Officers. Management For Voted - For
2) Adjusting the Wording of the Provisions Concerning
the Corporate Purpose of the Company. Management For Voted - For
Meeting Date: 10-Apr-14 Meeting Type: Annual
A1) To Resolve on the Management's Report and the
Financial Statements of the Company, Dated As of
December 31st, 2013 Management For Voted - For
A2) To Resolve on the Proposed Company's Capital Budget Management For Voted - For
A3) To Resolve on the Management's Proposal for the
Allocation of the Results Related to the Fiscal
Year of 2013 and Distribution of Dividends by the
Company Management For Voted - For
A4) To Resolve on the Composition of the Fiscal Council
of the Company and to Elect Its Regular Members and
Alternate Members Management For Abstain
A5) To Resolve on the Proposed Compensation for the
Company's Administrators and the Members of the
Fiscal Council of the Company, for the Year of 2014 Management For Voted - Against
E1) To Resolve on the Company's Long Term Incentive
(stock Option Plan) Management For Voted - For
E2) To Resolve on the Proposed Extension of the
Cooperation and Support Agreement, to be Entered
Into Telecom Italia S.p.a., on One Side, and Tim
Celular S.a. and Intelig Telecomunicacoes Ltda., on
the Other, with the Company As Intervening Party Management For Voted - For
TRACTEBEL ENERGIA SA, FLORIANOPOLIS
CUSIP: P9208W103
Meeting Date: 30-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
156
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine and Approve the Protocol of Merger and
Instrument of Justification for the Complete Merger
of Companhia Energetica Sao Salvador, from Here
Onwards Referred to As Cess, Into Tractebel, in
Accordance with the Matter That Was Approved at the
127th Meeting of the Board of Directors of the
Company, Which Was Held on August 13, 2013 Management For Voted - For
2 To Approve the Appointment of the Company
Martinelli Auditores As the Valuation Company for
the Equity of Cess Management For Voted - For
3 To Examine and Approve the Valuation Report in
Relation to the Transaction for the Merger of Cess
Into Tractebel Management For Voted - For
4 To Approve the Complete Merger of Cess Into
Tractebel, in Accordance with the Terms of the
Protocol of Merger and Instrument of Justification Management For Voted - For
5 To Authorize the Executive Committee of Tractebel
to Do All of the Acts That are Necessary to Carry
Out the Transaction of the Complete Merger of Cess
Into the Company Management For Voted - For
6 To Take Cognizance of the Resignation of an
Alternate Member of the Board of Directors and to
Elect A Replacement Management For Voted - For
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
157
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Take the Accounts of the Managers, to Examine,
Discuss and Vote the Financial Statements,
Regarding to Fiscal Year Ended on December 31, 2013 Management For Voted - For
2 To Decide on the Allocation of the Net Profits and
the Distribution of Dividends Management For Voted - For
3 To Deliberate on the Participation of the Employees
in the Results from the 2013 Fiscal Year Management For Voted - For
4 To Set the Global Remuneration of the Managers and
Fiscal Council Management For Voted - For
5 Election of the Members of the Board of Directors
and Their Respective Substitutes. Votes in Groups
of Candidates Only. Candidates Nominated by the
Controller: Mauricio Stolle Bahr, Chairman, Philip
Julien De Cnudde, Vice Chairman, Dirk Achiel Marc
Beeuwsaert, Titular, Guy Marie Numa Joseph Ghislain
Richelle, Titular, Willem Frans Alfons Van
Twembeke, Titular, Manoel Arlindo Zaroni Torres,
Andre De Aquino Fontenelle Cangucu, Substitute, Gil
De Methodio Maranhao Neto, Substitute, Luiz Eduardo
Simoes Viana, Substitute, Pierre Victor Marie
Nicolas Devillers, Substitute, Patrick Charles
Clement Obyn, Substitute, Jose Carlos Cauduro
Minuzzo. Only to Ordinary Shareholders Management For Voted - For
6 Reelection of the Members of the Fiscal Council and
Their Respective Substitutes. Votes in Groups of
Candidates Only. Candidates Nominated by the
Controller: Paulo De Resende Salgado, Chairman,
Carlos Guerreiro Pinto, Titular, Flavio Marques
Lisboa Campos, Substitute, Manoel Eduardo Bouzan De
Almeida, Substitute. Only to Ordinary Shareholders Management For Abstain
01 Apr 2014: Please Note That This is A Revision
Due to Receipt of Names for R-esolution Nos. 5 and
6. If You Have Already Sent in Your Votes, Please
Do Not-return This Proxy Form Unless You Decide to
Amend Your Original Instructions.-thank You. Non-Voting Non-Voting
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
CUSIP: P9T5CD126
Meeting Date: 11-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
158
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Participation of the Company in Public Bid
Number 013.2013, Aneel, Individually, Being Able to
Establish A Special Purpose Entity in the Event
That It Wins the Public Bid in Question Management For Voted - For
Meeting Date: 05-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 The Participation of the Company in Bid Number
011.2013, Aneel, Individually Or As A Member of A
Consortium, Being Able to Establish A Special
Purpose Company in the Event That It is Selected As
the Winner of the Bid in Question Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements Regarding the Fiscal Year
Ending on December 31, 2013 Management For Voted - For
159
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Destination of the Year End Results and the
Distribution of Dividends Management For Voted - For
3 To Elect the Members of the Board of Directors.
Votes in Groups of Candidates Only. 3.a Djalma
Bastos De Morais, Titular, Flavio De Almeida
Araujo, Substitute, Wilson Pereira Dos Santos,
Titular, Joao Procopio Campos Loure Vale,
Substitute, Pedro Grossi Junior, Titular, Eliana
Soares Da Cunha Castello Branco, Substitute, John
Michael Streithorst, Titular, Carlos Alberto
Figueiredo Trindade Neto, Substitute, Luiz Carlos
Da Silva Cantidio Junior, Titular, Marcelo Hudik
Furtado De Albuquerque, Substitute, Sandro Management For Voted - For
Rocha Peres, Titular, Gerson Goncalves Da Silva,
Substitute, Carlos Roberto Cafareli, Titular,
Carlos Massaru Takahashi, Substitute, Joao Almeida
Dos Santos, Titular, Luiz Henrique De Castro
Carvalho, Substitute, Luiz Ricardo Da Camara Lima,
Titular, Jorge Kalache Filho, Substitute. Only to
Ordinary Shareholders Non-Voting
4 To Elect the Members of the Fiscal Council. Votes
in Groups of Candidates Only. 4.a Jorge Khoury
Hedaye, Titular, Ronald Gastao Andrade Reis,
Substitute, Claudio Canalis Goulart, Titular, Maria
Cristina Soares Magalhaes Alves, Substitute,
Clayton Ferraz De Paiva, Titular, Ana Paula Moraes
Venancio Amaral, Substitute, Dio Jaime Machado De
Almeida, Titular, Jose Maria Rabelo, Substitute.
Only to Ordinary Shareholders. Only to Ordinary
Shareholders Management For Abstain
5 To Decide Regarding the Proposal for the Directors
and Fiscal Council Remuneration Management For Voted - For
09 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Fiscal Council
Member Names. If You Have Already Sent in Your
Votes, Please-do Not Return This Proxy Form Unless
You Decide to Amend Your Original Instruc-tions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Change the Address of the Head Office of the
Company Management For Voted - For
160
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 The Consequent Amendment of Article 2 of the
Corporate Bylaws of the Company, As Well As the
Restatement of the Mentioned Bylaws Management For Voted - For
3 The Participation of the Company in Public Bid
Number 001.2014, Aneel, Individually Or As A Member
of A Consortium, Being Able to Establish A Special
Purpose Company in the Event That It Wins the
Public Bid in Question Management For Voted - For
ULTRAPAR PARTICIPACOES SA-ULTRAPAR HLDGS
CUSIP: 90400P101 TICKER: UGP
Meeting Date: 31-Jan-14 Meeting Type: Special
1. Approval of the Protocol and Justification of
Incorporacao De Acoes (merger of Shares) of
Imifarma Produtos Farmaceuticos E Cosmeticos S.a.
by Ultrapar Participacoes S.a. (the "protocol and
Justification"). Management For Voted - For
2. Ratification of the Appointment and Engagement of
Ernst & Young Assessoria Empresarial Ltda., As the
Specialized Firm Responsible for the Preparation of
the Economic Appraisal Report of the Shares of
Imifarma Produtos Farmaceuticos E Cosmeticos S.a.,
for the Capital Increase of the Company As A
Consequence of the Merger of Shares, Pursuant to
Articles 8 and 226 of Law 6,404/76 (the "appraisal
Report"). Management For Voted - For
3. Approval of the Appraisal Report. Management For Voted - For
4. Approval of the Company's Capital Increase and
Related Issuance of New Shares of Common,
Book-entry Shares with No Par Value, Resulting from
the Merger of Shares. Management For Voted - For
5. Amendment to Article 5 of the Company's Bylaws Due
to the Capital Increase Resulting from the Merger
of Shares. Management For Voted - For
6. Issuance of Subscription Warrants, As Set Forth in
the Protocol and Justification. Management For Voted - For
7. Approval of All Acts by the Company's Management
Which May be Necessary to Formalize the Merger of
Shares, Including in Relation to Any Relevant
Public Entities and Other Third Parties in General. Management For Voted - For
Meeting Date: 16-Apr-14 Meeting Type: Annual
1. Analysis and Approval of the Management's Report,
Management's Accounts and Financial Statements
Referring to the Fiscal Year Ended on December
31st, 2013, Together with the Report from the
Independent Auditors and the Opinion from the
Fiscal Council. Management For Voted - For
2. Destination of Net Earnings for the Fiscal Year
Ended on December 31st, 2013. Management For Voted - For
161
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Setting of the Management's Compensation. Management For Voted - For
4. Based on the Request for Installation of the Fiscal
Council Made by Shareholders Representing More Than
2% (two Percent) of the Voting Shares Issued by the
Company, Election of the Members of the Fiscal
Council. Management For Voted - For
4.1 Setting of the Fiscal Council's Compensation. Management For Voted - For
WEG SA, JARAGUA DO SUL
CUSIP: P9832B129
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements,
External Auditors and of the Finance Committee and
Documents Opinion Report Relating to Fiscal Year
Ending December 31, 2013 Management For Voted - For
2 Destination of the Year End and to Confirm the
Decision of the Board of Directors, Relating to the
Distribution of Dividends and Interest Over Capital Management For Voted - For
3 To Elect of the Members of the Board of Directors,
Composed by Seven Members. Votes in Individual
Names Allowed: 3.a. Candidate Nominated by Minority
Shareholders: Wilson Pinto Ferreira Junior. Only to
Ordinary Shareholders. Votes in Groups of
Candidates Only. Candidates Nominated by the
Controller: Dan Iochpe, Decio Da Silva, Douglas
Conrado Stange, Martin Werninghaus, Miriam Voigt
Schwartz, Nildemar Secches. Only to Ordinary
Shareholders Management For Voted - For
4 To Set the Global Remuneration of the Company
Directors Management For Voted - For
5 To Elect of the Members of Fiscal Council and to
Set the Global Remuneration. Votes in Groups of
Candidates Only: 5a.candidates Nominated by
Non-controlling Shareholders: Gilberto Lourenco Da
Aparecida, Titular, Marcelo Adolfo Moser,
Substitute. Only to Ordinary Shareholders.
5b.candidates Nominated by the Controller: Alidor
Lueders, Titular, Vanderlei Dominguez Da Rosa,
Titular, Ilario Bruch, Substitute, Paulo Roberto
162
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Franceschi, Substitute. Only to Ordinary
Shareholders Management For Voted - Against
6 Approval of the Newspapers for Publication of the
Legal Notices Management For Voted - For
25 Mar 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment and Names in
Res. 3 and 5. If You Have Already Sent in Your
Votes, Ple-ase Do Not Return This Proxy Form Unless
You Decide to Amend Your Original Ins-tructions.
Thank You. Non-Voting Non-Voting
25 Mar 2014: Please Note That Shareholders
Submitting A Vote to Elect A Member-must Include
the Name of the Candidate to be Elected. If
Instructions to Vote-on This Item is Received
Without A Candidate's Name, Your Vote Will be
Proces-sed in Favor Or Against of the Default
Company's Candidate. Thank You Non-Voting Non-Voting
Meeting Date: 23-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 Increase of the Share Capital by 30 Percent, with
It Increasing from Brl 2,718,440,437 to Brl
3,533,972,568, Through the Use of Reserves and with
an Increase in the Number of Shares, Which Will
Increase from 620,905,029 to 807,176,538, Through A
Share Bonus to the Current Shareholders at the
Ratio of 3 New Shares for Each 10 Shares They
Already Own. in Relation to the Shares That Cannot
be Attributed As A Whole Number to Reach
Shareholder, These Will be Dealt with in Accordance
with the Terms of Paragraph 3 of Article 169 of Law
Number 6404.76. Consequently, the Main Part of
Article 5 of the Corporate Bylaws Will be Amended Management For Voted - For
2 Amendment of Items 07 and 16 of the Stock Option
Plan of Weg S. A., in Such A Way That, Respectively
A. the Vested Shares are Released for Sale by the
Participant from the Date of the Fulfillment of the
Vesting Periods, Even If the Participant Does Not
Immediately Exercise the Purchase Option, and B. in
the Event of A Special Termination of the
Employment Relationship, the Participant Will be
Allowed to Exercise the Purchase Right for All the
Options, Whether Vested Or Not, Within 12 Months
163
GLOBAL X BRAZIL MID CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
from the Date of the Special Termination of the
Employment Relationship Management For Voted - For
164
GLOBAL X CANADA PREFERRED ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GREAT-WEST LIFECO INC, WINNIPEG MB
CUSIP: 39138C775
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"2.1 to 2.18 and 3". Thank You. Non-Voting Non-Voting
1 Proposal to Amend the Articles of the Corporation:
Reduce the Number of Directors from 19 to 18 Management For Voted - For
2.1 Election of Director: Marcel R. Coutu Management For Voted - For
2.2 Election of Director: Andre Desmarais Management For Voted - Against
2.3 Election of Director: Paul Desmarais, Jr. Management For Voted - For
2.4 Election of Director: Michael L. Hepher Management For Voted - For
2.5 Election of Director: Chaviva M. Hosek Management For Voted - For
2.6 Election of Director: J. David A. Jackson Management For Voted - For
2.7 Election of Director: Paul A. Mahon Management For Voted - For
2.8 Election of Director: R. Jeffrey Orr Management For Voted - For
2.9 Election of Director: Michel Plessis-belair Management For Voted - Against
2.10 Election of Director: Henri-paul Rousseau Management For Voted - For
2.11 Election of Director: Raymond Royer Management For Voted - For
2.12 Election of Director: T. Timothy Ryan, Jr. Management For Voted - For
2.13 Election of Director: Jerome J. Selitto Management For Voted - For
2.14 Election of Director: James M. Singh Management For Voted - For
2.15 Election of Director: Emoke J.e. Szathmary Management For Voted - For
2.16 Election of Director: Gregory D. Tretiak Management For Voted - For
2.17 Election of Director: Siim A. Vanaselja Management For Voted - For
2.18 Election of Director: Brian E. Walsh Management For Voted - For
3 Appointment of Auditor: Deloitte LLP Management For Voted - For
4 Vote at the Discretion of the Nominee in Respect of
Any Amendments Or Variations to the Foregoing and
in Respect of Such Other Business As May Properly
Come Before the Annual and Special Meeting and Any
Adjournment Thereof Management For Voted - Against
GREAT-WEST LIFECO INC, WINNIPEG MB
CUSIP: 39138C866
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for
Resolutions-numbers "2.1 to 2.18 and 3". Thank You. Non-Voting Non-Voting
1 Proposal to Amend the Article of the Corporation Management For Voted - For
2.1 Election of Director: Marcel R. Coutu Management For Voted - For
2.2 Election of Director: Andre Desmarais Management For Voted - Against
2.3 Election of Director: Paul Desmarais, Jr. Management For Voted - For
165
GLOBAL X CANADA PREFERRED ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.4 Election of Director: Michael L. Hepher Management For Voted - For
2.5 Election of Director: Chaviva M. Hosek Management For Voted - For
2.6 Election of Director: J. David A. Jackson Management For Voted - For
2.7 Election of Director: Paul A. Mahon Management For Voted - For
2.8 Election of Director: R. Jeffrey Orr Management For Voted - For
2.9 Election of Director: Michel Plessis-belair Management For Voted - Against
2.10 Election of Director: Henri-paul Rousseau Management For Voted - For
2.11 Election of Director: Raymond Royer Management For Voted - For
2.12 Election of Director: T. Timothy Ryan, Jr. Management For Voted - For
2.13 Election of Director: Jerome J. Selitto Management For Voted - For
2.14 Election of Director: James M. Singh Management For Voted - For
2.15 Election of Director: Emoke J.e. Szathmary Management For Voted - For
2.16 Election of Director: Gregory D. Tretiak Management For Voted - For
2.17 Election of Director: Siim A. Vanaselja Management For Voted - For
2.18 Election of Director: Brian E. Walsh Management For Voted - For
3 The Appointment of Deloitte LLP As Auditor Management For Voted - For
4 Vote at the Discretion of the Nominee in Respect of
Any Amendments Or Variations to the Forgoing and in
Respect of Such Other Business As May Properly Come
Before the Annual and Special Meeting and Any
Adjournment Thereof Management For Voted - Against
25 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution
2.18. If You Have Already Sent in Your Votes,
Please Do Not R-eturn This Proxy Form Unless You
Decide to Amend Your Original Instructions. T-hank
You. Non-Voting Non-Voting
GREAT-WEST LIFECO INC, WINNIPEG MB
CUSIP: 39138C882
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1 and
'in Favor' Or 'abstain' Only for Resolution
Numbers-"2.1 to 2.18 and 3". Thank You. Non-Voting Non-Voting
1 Proposal to Amend the Articles of the Corporation Management For Voted - For
2.1 Election of Director: Marcel R. Coutu Management For Voted - For
2.2 Election of Director: Andre Desmarais Management For Voted - Against
2.3 Election of Director: Paul Desmarais, Jr. Management For Voted - For
2.4 Election of Director: Michael L. Hepher Management For Voted - For
2.5 Election of Director: Chaviva M. Hosek Management For Voted - For
2.6 Election of Director: J. David A. Jackson Management For Voted - For
2.7 Election of Director: Paul A. Mahon Management For Voted - For
2.8 Election of Director: R. Jeffrey Orr Management For Voted - For
2.9 Election of Director: Michel Plessis-belair Management For Voted - Against
2.10 Election of Director: Henri-paul Rousseau Management For Voted - For
2.11 Election of Director: Raymond Royer Management For Voted - For
2.12 Election of Director: T. Timothy Ryan, Jr. Management For Voted - For
166
GLOBAL X CANADA PREFERRED ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.13 Election of Director: Jerome J. Selitto Management For Voted - For
2.14 Election of Director: James M. Singh Management For Voted - For
2.15 Election of Director: Emoke J.e. Szathmary Management For Voted - For
2.16 Election of Director: Gregory D. Tretiak Management For Voted - For
2.17 Election of Director: Siim A. Vanaselja Management For Voted - For
2.18 Election of Director: Brian E. Walsh Management For Voted - For
3 Appointment of Auditor: Deloitte LLP Management For Voted - For
4 Vote at the Discretion of the Nominee in Respect of
Any Amendments Or Variations to the Forgoing and in
Respect of Such Other Business As May Properly Come
Before the Annual and Special Meeting and Any
Adjournment Thereof Management For Voted - Against
167
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK OF GEORGIA HOLDINGS PLC, LONDON
CUSIP: G08195102
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Receive the Company's Annual Report and
Accounts, Together with the Reports of the
Directors and Auditors Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - For
4 To Approve the Directors' Remuneration Policy for
the Year Ended 31 December 2013 Management For Voted - For
5 To Re-elect Neil Janin, the Chairman Management For Voted - For
6 To Re-elect Irakli Gilauri, the Executive Director Management For Voted - For
7 To Re-elect David Morrison, A Non- Executive
Director Management For Voted - For
8 To Re-elect Alasdair Breach, A Non- Executive
Director Management For Voted - For
9 To Re-elect Kaha Kiknavelidze, A Non- Executive
Director Management For Voted - For
10 To Elect Kim Bradley, As A Non- Executive Director Management For Voted - For
11 To Elect Bozidar Djelic, As A Non- Executive
Director Management For Voted - For
12 To Elect Tamaz Georgadze, As A Non- Executive
Director Management For Voted - For
13 To Re-appoint Ernst & Young LLP As Auditor to the
Company Management For Voted - For
14 To Authorise the Board to Set the Auditor's Fees Management For Voted - For
15 To Authorise Political Donations and Expenditure Management For Voted - For
16 Authority to Allot Securities Management For Voted - For
17 Authority to Disapply Pre-emption Rights Management For Voted - For
18 Authority for the Company to Purchase Its Own Shares Management For Voted - For
19 That the Directors be Authorised to Call General
Meetings (other Than an Annual General Meeting) on
Not Less Than 14 Clear Days' Notice Management For Voted - Against
01 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 7. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
CENTERRA GOLD INC, TORONTO ON
CUSIP: 152006102
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
285035 Due to Addition Of-resolution 4. All Votes
168
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution Numbers
"1-.1 to 1.11 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Ian Atkinson Management For Voted - For
1.2 Election of Director: Richard W. Connor Management For Voted - For
1.3 Election of Director: Raphael A. Girard Management For Voted - For
1.4 Election of Director: Stephen A. Lang Management For Voted - For
1.5 Election of Director: Emil Orozbaev Management For Voted - For
1.6 Election of Director: Michael Parrett Management For Voted - For
1.7 Election of Director: Sheryl K. Pressler Management For Voted - For
1.8 Election of Director: Terry V. Rogers Management For Voted - For
1.9 Election of Director: Kalinur Sadyrov Management For Voted - For
1.10 Election of Director: Kylychbek Shakirov Management For Voted - For
1.11 Election of Director: Bruce V. Walter Management For Voted - For
2 To Approve the Appointment of KPMG LLP As the
Auditors of the Corporation for the Ensuing Year
and to Authorize the Directors of the Corporation
to Fix the Remuneration to be Paid to the Auditors Management For Voted - For
3 To Approve Amendments to By-law No. 2 of the
Company, in the Form Made by the Board of Directors
and Included As Appendix "b" to the Company's
Management Information Circular Dated April 4, 2014
and to Authorize and Direct Any Director Or Officer
of the Company, Acting For, in the Name of and on
Behalf of the Company, to Execute Or Cause to be
Executed, and to Deliver Or Cause To Management For Voted - For
Be Delivered, Such Other Documents and Instruments,
and to Do Or Cause to be Done All Such Other Acts
and Things, As May in the Opinion of Such Director
Or Officer be Necessary Or Desirable to Carry Out
the Foregoing Resolution Non-Voting
4 To Vote at the Discretion of the Proxyholder on Any
Amendments Or Variations to the Foregoing and on
Any Other Matters (other Than Matters Which are to
Come Before the Meeting and Which are the Subject
of Another Proxy Executed by the Undersigned) Which
May Properly Come Before the Meeting Or Any
Postponement Or Adjournment Thereof Management For Voted - Against
CENTRAL ASIA METALS PLC, LONDON
CUSIP: G2069H109
Meeting Date: 02-Jul-13 Meeting Type: ExtraOrdinary General Meeting
1 That the Share Premium Account of the Company be
and is Hereby Cancelled Management For Voted - For
169
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 23-Jul-13 Meeting Type: ExtraOrdinary General Meeting
1 To Authorize the Directors for the Purpose of
Section 551 of the Companies Act 2006 (the "act"),
to Exercise All the Powers of the Company to Allot
Shares in the Company Management For Voted - For
2 That the Directors be and are Hereby and
Unconditionally Empowered Pursuant to Section 571
of the Act to Allot Equity Securities (as Defined
in Section 560 of the Act) in Connection with the
Kounrad Transactions Management For Voted - For
Meeting Date: 16-Jun-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and
Annual Accounts for the Period Ended 31 December
2013, Together with the Report of the Auditors
Thereon Management For Voted - For
2 That the Final Dividend for the Year Ended 31
December 2013 of 5 Pence Per Share be Declared
Payable on 20 June 2014 to Shareholders Whose Names
Appear on the Register of Members of the Company at
the Close of Business on 30 May 2014 Management For Voted - For
3 To Re-appoint Nigel Hurst-brown As A Director of
the Company Management For Voted - For
4 To Re-appoint Nicholas Clarke As A Director of the
Company Management For Voted - For
5 To Re-appoint Nigel Robinson As A Director of the
Company Management For Voted - For
6 To Re-appoint Robert Cathery As A Director of the
Company Management For Voted - For
7 To Re-appoint Michael Price As A Director of the
Company Management For Voted - For
8 To Re-appoint Kenges Rakishev As A Director of the
Company Management For Voted - For
9 To Re-appoint PricewaterhouseCoopers LLP As Auditors Management For Voted - For
10 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
11 That the Directors be Generally and Unconditionally
Authorised for the Purposes of Section 551 of the
Companies Act 2006 (the "act"), to Exercise All the
Powers of the Company to Allot Shares in the
Company and Grant Rights to Subscribe For, Or
Convert Any Security Into, Shares in the Company:
A) Comprising Up to an Aggregate Nominal Amount
(within the Meaning of Section 551(3) and (6) of
the Act) Equal to Usd 283,752 (such Amount to be
Reduced by the Nominal Amount Allotted Or Granted
Under (b) Below in Excess of That Amount); and B)
Comprising Equity Securities (as Defined in Section
560 of the Act) Up to an Aggregate Nominal Amount
(within the Meaning of Section 551(3) and (6) of
the Act) Equal to Usd 567,505 in Connection with Or
170
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant to an Offer by Way of A Rights Issue in
Favour of Holders of Ordinary Shares in Contd Management For Voted - For
Contd Proportion (as Nearly As Practicable) to the
Respective Number Of-ordinary Shares Held by Them
on the Record Date for Such Allotment (and-holders
of Any Other Class of Equity Securities Entitled to
Participate-therein Or If the Directors Consider It
Necessary, As Permitted by the Rights-of Those
Securities), But Subject to Such Exclusions Or
Other Arrangements As-the Directors May Consider
Necessary Or Appropriate to Deal with
Fractional-entitlements, Treasury Shares, Record
Dates Or Legal, Regulatory Or Practical-
Difficulties Which May Arise Under the Laws Of, Or
the Requirements of Any-regulatory Body Or Stock
Exchange in Any Territory Or Any Other
Matter-whatsoever, These Authorisations to Expire
on 30 June 2015 Or, If Earlier, At-the Conclusion
of the Company's Annual General Meeting to be Held
in 2015-(save Contd Non-Voting Non-Voting
Contd That the Company May Before Such Expiry Make
Any Offer Or Agreement-which Would Or Might Require
Shares in the Company to be Allotted Or Rights-to
Subscribe for Or to Convert Any Securities Into
Shares in the Company To-be Granted, After Such
Expiry and the Directors May Allot Shares in
The-company, Or Grant Rights to Subscribe for Or to
Convert Any Security Into-shares in the Company, in
Pursuance of Any Such Offer Or Agreement As If The-
Authorisations Conferred Hereby Had Not Expired) Non-Voting Non-Voting
12 That, in Addition to and Without Prejudice to All
Previous Authorities to the Extent Unused and Those
to be Proposed by Resolution 11, the Directors of
the Company be and are Hereby Generally and
Unconditionally Authorised for the Purposes of
Section 551 of the Act, to Exercise All the Powers
of the Company to Allot Shares in the Company and
Grant Rights to Subscribe for Or Convert Any
Securities Into Shares in the Company Up to an
Aggregate Nominal Amount (within the Meaning of
Sections 551(3) and (6) of the Said Act) of Usd
212,117.51 Provided That This Power Shall be
Limited to the Allotment of Equity Securities to
Satisfy the Equity Consideration Payable to Mr.
Kenges Rakishev on Completion (as Defined in the
Circular to Shareholders of the Company Dated 2
July 2013), and Provided Also That This Authority
Shall Contd Management For Voted - For
Contd Expire at the Conclusion of the Next Annual
General Meeting of The-company Unless Previously
Renewed, Varied Or Revoked by the Company
In-general Meeting, Save That the Company May
Before Such Expiry Make Any Offer-or Agreement
Which Would Or Might Require Shares in the Company
to Be-allotted Or Rights to Subscribe for Or to
Convert Any Securities Into Shares-in the Company
171
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to be Granted After Such Expiry and the Directors
May Allot-shares in the Company, Or Grant Rights to
Subscribe for Or to Convert Any-securities Into
Shares in the Company in Pursuance of Any Such
Offer Or-agreement As If the Authority Conferred
Hereby Had Not Expired Non-Voting Non-Voting
13 That, Subject to the Passing of Resolution 11, the
Directors be Given Power Pursuant to Sections 570
(1) and 573 of the Companies Act 2006 (the "act"),
To: A) Allot Equity Securities (as Defined in
Section 560 of the Act) of the Company for Cash
Pursuant to the Authorisation Conferred by That
Resolution; and B) Sell Ordinary Shares (as Defined
in Section 560(1) of the Act) Held by the Company
As Treasury Shares for Cash, As If Section 561 of
the Act Did Not Apply to Any Such Allotment Or
Sale, Provided That This Power Shall be Limited to
the Allotment of Equity Securities and the Sale of
Treasury Shares for Cash, (i) in Connection with Or
Pursuant to an Offer of Or Invitation to Acquire
Equity Securities (but in the Case of the
Authorisation Granted Under Resolution 11(b), by
Way of A Rights Issue Only) in Favour of Contd Management For Voted - For
Contd Holders of Ordinary Shares in Proportion (as
Nearly As Practicable) To-the Respective Number of
Ordinary Shares Held by Them on the Record Date
For-such Allotment Or Sale (and Holders of Any
Other Class of Equity Securities- Entitled to
Participate Therein Or If the Directors Consider It
Necessary, As-permitted by the Rights of Those
Securities) But Subject to Such Exclusions-or Other
Arrangements As the Directors May Consider
Necessary Or Appropriate-to Deal with Fractional
Entitlements, Treasury Shares, Record Dates Or
Legal,-regulatory Or Practical Difficulties Which
May Arise Under the Laws of Any-territory Or The Non-Voting Non-Voting
Requirements of Any Regulatory Body Or Stock
Exchange in Any- Territory Or Any Other Matter
Whatsoever; and (ii) Otherwise Than Pursuant
To-paragraph (i) of This Resolution, Up to an
Aggregate Nominal Contd Non-Voting
Contd Amount of Usd 86,166, These Authorisations to
Expire on 30 June 2015-or, If Earlier, at the
Conclusion of the Company's Annual General Meeting
To-be Held in 2015 (save That the Company May
Before Such Expiry Make Any Offer-or Agreement That
Would Or Might Require Equity Securities to be
Allotted, Or- Treasury Shares to be Sold, After
Such Expiry and the Directors May Allot-equity
Securities, Or Sell Treasury Shares in Pursuance of
Any Such Offer Or-agreement As If the Power
Conferred Hereby Had Not Expired) Non-Voting Non-Voting
14 That, Subject to the Passing of Resolution 12 and
in Addition to and Without Prejudice to All
Previous Powers to the Extent Unused and Those to
be Proposed by Resolution 13, the Directors be and
172
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
are Hereby and Unconditionally Empowered Pursuant
to Section 571 of the Companies Act 2006 (the
"act") to Allot Equity Securities (as Defined in
Section 560 of the Act) Wholly for Cash Pursuant to
the Authority Granted to the Directors Pursuant to
Resolution 12 Above As If Section 561 of the Act
Did Not Apply to Any Such Allotment, Provided That
This Power Shall be Limited to the Allotment of
Equity Securities Up to an Aggregate Nominal Amount
of Usd 212,117.51 to Satisfy the Equity
Consideration Payable to Mr. Kenges Rakishev on
Completion (as Defined in the Circular to
Shareholders of the Company Dated 2 July 2013) and
Provided Contd Management For Voted - For
Contd That This Power Shall Expire at the
Conclusion of the Next Annual-general Meeting of
the Company Unless Previously Renewed, Varied Or
Revoked-by the Company at A General Meeting, Save
That the Company May Before Such-expiry Make Any
Offer Or Agreement Which Would Or Might Require
Equity- Securities to be Allotted After Such Expiry
and the Directors May Allot- Equity Securities in
Pursuance of Any Such Offer Or Agreement As If the
Power-conferred Hereby Had Not Expired Non-Voting Non-Voting
15 That the Company is Generally and Unconditionally
Authorised for the Purposes of Section 701 of the
Companies Act 2006 (the "act") to Make Market
Purchases (within the Meaning of Section 693(4) of
the Act) of Any of the Ordinary Shares in the
Capital of the Company on Such Terms and in Such
Manner As the Directors May from Time to Time
Determine, and Where Such Shares are Held As
Treasury Shares, the Company May Use Them for the
Purposes of Its Employee Share Schemes, Provided
That: (a) the Maximum Number of Ordinary Shares
Which May be Purchased is 8,616,593 Ordinary Shares
of Usd 0.01 Each; (b) the Minimum Price That May be
Paid for Each Ordinary Share is the Nominal Amount
of Such Share Which Amount Shall be Exclusive of
Expenses, If Any; (c) the Maximum Price (exclusive
of Expenses) That May be Paid for Each Ordinary
Contd Management For Voted - For
Contd Share is an Amount Equal to the Higher Of:
(i) 105 Per Cent. of The- Average of the Middle
Market Quotations for the Ordinary Shares of
The-company (as Derived from the Aim Appendix to
the Daily Official List Of-london Stock Exchange
PLC) for the Five Business Days Immediately
Preceding-the Day on Which Such Share is Contracted
to be Purchased and (ii) the Higher-of the Price of
the Last Independent Trade and the Highest
Current-independent Bid on the London Stock
Exchange As Stipulated by Article 5(1) Of-the Buy-
Back and Stabilisation Regulation 2003; (d) the
Company May, Before-this Authority Expires, Make A
Contract to Purchase Ordinary Shares That- Would Or
173
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Might be Executed Wholly Or Partly After the Expiry
of This- Authority, and May Make Purchases of
Ordinary Shares Pursuant to It As If-this Authority
Had Not Contd Non-Voting Non-Voting
Contd Expired; and (e) Unless Previously Renewed,
Revoked Or Varied, This-authority Shall Expire at
the Conclusion of the Next Annual General
Meeting-of the Company Or, If Earlier, on 30 June
2015 Non-Voting Non-Voting
CHINA NONFERROUS GOLD LTD
CUSIP: G21577104
Meeting Date: 07-Mar-14 Meeting Type: Ordinary General Meeting
1 That the Directors be and They are Hereby Generally
and Unconditionally Authorised to Exercise All
Powers of the Company to Allot and Issue Shares in
the Company and to Grant Rights to Subscribe for Or
Convert Any Security Into Shares("equity
Securities") Management For Voted - For
2 Subject to Passing of Resolution 1, the Directors
be and They are Hereby Empowered to Allot Equity
Securities on A Non-premptive Basis Pursuant to the
General Authority Conferred on Them by Resolution 1 Management For Voted - For
DRAGON OIL PLC, DUBLIN
CUSIP: G2828W132
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Financial Statements for the Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3.a To Re-elect Mohammed Al Ghurair As A Director Management For Voted - For
3.b To Re-elect Abdul Jaleel Al Khalifa As A Director Management For Voted - For
3.c To Re-elect Thor Haugnaess As A Director Management For Voted - For
3.d To Re-elect Ahmad Sharaf As A Director Management For Voted - For
3.e To Re-elect Ahmad Al Muhairbi As A Director Management For Voted - For
3.f To Re-elect Saeed Al Mazrooei As A Director Management For Voted - Against
3.g To Elect Justin Crowley As A Director Management For Voted - For
4 To Approve the Directors' Remuneration Policy Management For Voted - For
5 To Receive the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - Against
6 To Authorise the Directors to Fix the Auditors'
Remuneration Management For Voted - Against
7 To Authorise General Meetings Outside the Republic
of Ireland Management For Voted - For
8 To Authorise the Calling of General Meetings on Not
Less Than 14 Days' Notice Management For Voted - Against
174
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Authorise the Directors to Allot Relevant
Securities Management For Voted - For
10 To Disapply Statutory Pre-emption Rights Management For Voted - For
11 To Authorise the Repurchase of the Company's Shares Management For Voted - For
12 To Approve the Adoption of the 2014 Long-term
Incentive Plan Management For Voted - For
DUNDEE PRECIOUS METALS INC, TORONTO ON
CUSIP: 265269209
Meeting Date: 07-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.11. and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Derek H. L. Buntain Management For Voted - For
1.2 Election of Director: R. Peter Gillin Management For Voted - For
1.3 Election of Director: Jonathan Goodman Management For Voted - For
1.4 Election of Director: Richard Howes Management For Voted - For
1.5 Election of Director: Murray John Management For Voted - For
1.6 Election of Director: Jeremy Kinsman Management For Voted - For
1.7 Election of Director: Garth A. C. Macrae Management For Voted - For
1.8 Election of Director: Peter Nixon Management For Voted - For
1.9 Election of Director: Ronald Singer Management For Voted - For
1.10 Election of Director: Anthony P. Walsh Management For Voted - For
1.11 Election of Director: Donald Young Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditor of the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 To Consider, and If Deemed Appropriate, to Pass
with Or Without Variation, Amendments to the
Corporation's Amended and Restated By-law No. 1 to
Increase the Quorum Requirement for Meetings of
Shareholders and Add an Advance Notice Provision
for Nominations of Directors by Shareholders, in
Certain Circumstances, As More Particularly
Described in the Accompanying Management
Information Circular Management For Voted - For
EURASIAN NATURAL RESOURCES CORPORATION PLC, LONDON
CUSIP: G3215M109
Meeting Date: 18-Dec-13 Meeting Type: Ordinary General Meeting
1 That the Company be Re-registered As A Private
Limited Company Under the Companies Act 2006 by the
Name of Eurasian Natural Resources Corporation
Limited Management For Abstain
2 That the Regulations Contained in the Document
Submitted to the Meeting and for the Purposes of
175
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Identification Signed by the Chairperson be
Approved and Adopted As the Articles of Association
of the Company in Substitution for and to the
Exclusion of the Existing Articles of Association Management For Abstain
3 That the Voluntary Delisting of the Company's
Ordinary Shares from the Kazakhstan Stock Exchange
be Approved and That the Listing on the Kazakhstan
Stock Exchange be Cancelled Management For Abstain
HALYK SAVINGS BANK OF KAZAKHSTAN JSC, ALMATY
CUSIP: 46627J302
Meeting Date: 10-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 11 Sep 2013.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 Approval of the Agenda of the Extraordinary General
Shareholders' Meeting of Jsc Halyk Bank As of 10
September 2013. to Approve the Agenda of the
Extraordinary General Shareholders' Meeting of Jsc
Halyk Bank As of 10 September 2013 As Approved by
the Board of Directors of Jsc Halyk Bank
(resolution #206 of the Absentee Meeting of the
Board of Directors Dd. 1 August 2013) Management For Voted - For
2 Election of the Member of the Board of Directors of
Jsc Halyk Bank and Determination the Terms of
Authorities Thereof. 1) to Elect Mr. Arman Dunayev
As an Independent Director of the Board of
Directors of Jsc Halyk Bank. 2) to Determine the
Term of Authorities of Mr. Arman Dunayev, the Newly
Elected Member of the Board of Directors of Jsc
Halyk Bank, As Commencing from the Moment of
Election Until Expiry of the Term of the Existing
Board of Directors of Jsc Halyk Bank As Set by the
Annual General Shareholders' Meeting Held on 21
April 2011 Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
300619 Due to Receipt of D-irectors Names in
Resolution No. 7. All Votes Received on the
Previous Meeting-will be Disregarded and You Will
Need to Reinstruct on This Meeting Notice. T- Hank
You. Non-Voting Non-Voting
1 Approve Meeting Agenda Management For Voted - For
2 Approve Consolidated Financial Statements for 2013 Management For Voted - For
3 Approve Allocation of Income and Dividends of Kzt
1.70 Per Share Management For Voted - For
4 Approve Board of Directors Report Management For Voted - For
5 Fix Number of Directors Management For Voted - For
176
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Fix Length of Directors' Term of Office Management For Voted - For
Please Note That Cumulative Voting Applies to This
Resolution Regarding the El-ection of Directors.
Standing Instructions Have Been Removed for This
Meeting.-please Note That Only A Vote "for" the
Director Will be Cumulated. Please Con-tact Your
Client Service Representative If You Have Any
Questions. Non-Voting Non-Voting
7.1 Elect Arman Dunayev As A Director Management For Voted - For
7.2 Elect Mazhit Yessenbayev As A Director Management For Voted - For
7.3 Elect Christof Ruehl As A Director Management For Voted - For
7.4 Elect Alexander Pavlov As A Director Management For Voted - For
7.5 Elect Ulf Wokurka As A Director Management For Voted - For
7.6 Elect Frank Kuijlaars As A Director Management For Voted - For
7.7 Elect Umut Shayakhmetova As A Director Management For Voted - For
8 Approve Acquisition of Sb Hsbc Bank Kazakhstan Jsc Management For Voted - For
9 Amend Redemption Price Estimation Methodology Management For Voted - For
10 Approve Information on Remuneration of Directors
and Members of Management Board Management For Voted - For
11 Approve Results of Shareholders Appeals on Actions
of Company and Its Officials Management For Voted - For
12 Fix Size and Term of Office of Vote Counting
Commission Elect New Members of Vote Counting
Commission Management For Voted - For
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 28 Apr
2014. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
KAZAKHMYS PLC, LONDON
CUSIP: G5221U108
Meeting Date: 02-Aug-13 Meeting Type: Ordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712687.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712681.pdf Non-Voting Non-Voting
1 To Approve (1) the Disposal of 334,824,860 Enrc
Shares to Eurasian Resources, (2) the Repurchase by
the Company of 77,041,147 Kazakhmys Shares from
Eurasian Resources, and (3) Publication of A
Prospectus by the Company in Connection with the
Enrc Takeover Offer Management For Voted - For
2 To Approve the Terms of the Repurchase of
77,041,147 Kazakhmys Shares Pursuant to the Share
Repurchase Agreement Management For Voted - For
3 To Approve the Rule 9 Waiver Granted by the Panel
in Connection with the Increase in the Kazakhmys
177
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Concert Party's Shareholding in the Company As A
Result of the Share Repurchase Management For Voted - For
Meeting Date: 07-Jan-14 Meeting Type: Ordinary General Meeting
1 To Approve the Sale of 50 Per Cent. of the Issued
Share Capital of Ekibastuz LLP and 100 Per Cent. of
the Issued Share Capital of Kazhydro to
Samruk-energo Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the 2013 Directors' and Auditors'
Reports and the Accounts of the Company Management For Voted - For
2 To Approve the Directors' Remuneration Policy Management For Voted - For
3 To Approve the 2013 Directors' Annual Report on
Remuneration Management For Voted - Against
4 To Elect Lynda Armstrong As A Director Management For Voted - For
5 To Re-elect Simon Heale As A Director Management For Voted - For
6 To Re-elect Oleg Novachuk As A Director Management For Voted - For
7 To Re-elect Eduard Ogay As A Director Management For Voted - Against
8 To Re-elect Clinton Dines As A Director Management For Voted - For
9 To Re-elect Vladimir Kim As A Director Management For Voted - For
10 To Re-elect Michael Lynch-bell As A Director Management For Voted - For
11 To Re-elect Lord Renwick As A Director Management For Voted - For
12 To Re-elect Charles Watson As A Director Management For Voted - For
13 To Appoint KPMG LLP As Auditors Management For Voted - For
14 To Authorise the Directors to Set the Auditors'
Remuneration Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply
Pre-emption Rights Management For Voted - For
17 To Authorise the Directors to Make Market Purchases
of the Company's Shares Management For Voted - For
18 To Authorise the Calling of General Meetings on 14
Clear Days' Notice Management For Voted - Against
19 To Approve the Ltip Waiver Granted by the Takeover
Panel Pursuant to the Vesting of Ltip Awards Management For Voted - For
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA
CUSIP: 48666V204
Meeting Date: 09-Jul-13 Meeting Type: Special General Meeting
1 Recall Member of Board of Directors Management For Voted - For
2 Elect One New Director Management For Voted - For
Meeting Date: 22-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
225655 Due to Postponement-of Meeting Date from 03
178
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Sep to 22 Oct 2013 and Change in Record Date from
05-aug to 23 Sep 2013 and Addition of Resolution.
All Votes Received on the Previ-ous Meeting Will be
Disregarded and You Will Need to Reinstruct on This
Meetin-g Notice. Thank You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 23 Oct
2013. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
1 Election of Members of Company's Board of Directors Management For Voted - For
2 Amount and Terms of Compensations for the Members
of Company's Board of Directors Management For Abstain
Meeting Date: 25-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
279493 Due to Deletion Of-resolution 2. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 26 Feb
2014. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
1 1.to Introduce the Proposed Amendments to the
Company Charter 2. Mr. Abat Nurseitov, Company Ceo
and Management Board Chairman, Shall Take Necessary
Actions Arising from This Resolution Management For Voted - For
Meeting Date: 14-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Cumulative Voting Applies to This
Resolution Regarding The-election of Directors.
Standing Instructions Have Been Removed for
This-meeting. Please Note That Only A Vote "for"
the Director Will be Cumulated.-please Contact Your
Client Service Representative If You Have Any
Questions. Non-Voting Non-Voting
1.1 Elect Daniyar Berlibayev As Director Management For Voted - Against
1.2 Elect Timur Bimagambetov As Director Management For Voted - Against
1.3 Elect Asiya Syrgabekova As Director Management For Voted - Against
1.4 Elect Yerzhan Zhangaulov As Director Management For Voted - Against
1.5 Elect Abat Nurseitov As Director Management For Voted - Against
1.6 Elect Philip Dayer As Director Management For Voted - For
1.7 Elect Edward Walshe As Director Management For Voted - For
1.8 Elect Alastair Ferguson As Director Management For Voted - For
2 Approve Remuneration of Directors Management For Voted - For
03 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 15 Apr 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
179
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
1 Approve Consolidated Financial Statements Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Annual Report Management For Voted - For
4 Receive Results of Shareholders Appeals on Actions
of Company and Its Officials Management For Voted - For
5 Receive Report on Remuneration of Directors and
Members of Management Board in 2013 Management For Voted - For
6 Approve Report on Activities of Board of Directors
and Management Board in Fiscal 2013 Management For Voted - For
7 Ratify Auditor Management For Voted - For
21 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 14 May 2014 at 10:00 Am. Consequently, Your
Voting I-nstructions Will Remain Valid for All
Calls Unless the Agenda is Amended. Than-k You Non-Voting Non-Voting
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless Y-ou Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
KCELL JSC, ALMATY
CUSIP: 48668G205
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
320771 Due to Change in Re-cord Date from 21 Apr
2014 to 28 Apr 2014. All Votes Received on the
Previous-meeting Will be Disregarded and You Will
Need to Reinstruct on This Meeting No-tice. Thank
You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 26 May
2014. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
1 The Election of the Chairman and Secretary of the
General Meeting of Shareholders and the Approval of
the Form of Voting Management For Voted - For
2 The Approval of the Agenda of the General Meeting
of Shareholders Management For Voted - For
3 The Approval of the Size of the Counting
Commission, Election of Its Members and Their
Length of Service Management For Voted - For
180
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 The Approval of the Appointment of the Auditor of
Kcell Jsc Management For Voted - For
5 The Approval of the Annual Financial Statements Management For Voted - For
6 The Approval of the Distribution of the Net Income
of the Company for the Financial Year, the Decision
on the Dividend Payment on Ordinary Shares and the
Size of the Dividend Payout Per Ordinary Share Management For Abstain
7 The Election of Members of the Board of Directors
of Kcell Jsc, Determination of Their Length of
Service, the Approval of Remuneration to and
Compensation of the Expenses Incurred by the
Members of the Board of Directors While Carrying
Out Their Respective Duties Management For Abstain
8 The Review of Shareholders' Requests for Disclosure
on the Company's Performance and Its Executives Management For Voted - For
9 Informing Shareholders on the Remuneration of the
Members of the Board of Directors and Executive
Body of the Company Management For Abstain
KRYSO RESOURCES CORPORATION LTD
CUSIP: G53218106
Meeting Date: 29-Oct-13 Meeting Type: Ordinary General Meeting
1 That the Name of the Company be Changed from Kryso
Resources Corporation Limited to China Nonferrous
Gold Limited Management For Voted - For
2 Subject to the Passing of Resolution 1, That the
Existing Memorandum and Articles of Association of
the Company be and are Hereby Replaced in Their
Entirety with A New Memorandum and Articles of
Association Management For Voted - For
MAX PETROLEUM PLC, LONDON
CUSIP: G5924P109
Meeting Date: 25-Sep-13 Meeting Type: Annual General Meeting
1 To Receive the Report of the Directors and the
Audited Accounts for the Financial Period Ended 31
March 2013 Management For Voted - For
2 To Reappoint Mr. Michael B. Young As A Director Management For Voted - For
3 To Reappoint Dr. Malcolm Butler As A Director Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers LLP As
Auditors of the Company Until the Conclusion of the
Next General Meeting at Which Accounts are Laid
Before the Company Management For Voted - For
5 To Authorise the Directors to Determine the
Auditors' Remuneration Management For Voted - For
6 That the Directors be and are Hereby Authorised
Generally and Unconditionally to Exercise All the
Powers of the Company to Allot Relevant Securities
181
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(as Defined in the Notice of Annual General Meeting
Dated 30 August 2013 (the "notice")) Up to A
Maximum Aggregate Nominal Value of Gbp 36,354.68
(as Described in the Notice As Resolution 6 Parts
(a) and (b)) Management For Voted - For
7 That the Directors be and are Hereby Empowered to
Allot Equity Securities (as Defined in Section 560
of the Companies Act 2006 (the "act")) for Cash
Pursuant to the Authority Conferred by Resolution 6
As If Section 561 of the Act Did Not Apply to Such
Allotment, Provided That This Power Shall be
Limited to Allotments (a) in Connection with A
Rights Issue Or Other Pre-emptive Offer and (b)
Equity Securities Up to an Aggregate Nominal Value
of Gbp 18,177.34 (as Described in the Notice As
Resolution 7 Parts (a) and (b)) Management For Voted - For
MIE HOLDINGS CORP, GRAND CAYMAN
CUSIP: G61157106
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406037.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406041.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditors for the Year Ended December
31, 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.A To Re-elect Mr. Zhang Ruilin As an Executive
Director of the Company Management For Voted - For
3.B To Re-elect Mr. Andrew Sherwood Harper As an
Executive Director of the Company Management For Voted - For
3.C To Re-elect Mr. Tao Tak Yin Dexter As an Executive
Director of the Company Management For Voted - For
3.D To Re-elect Mr. Mei Jianping As an Independent
Non-executive Director of the Company Management For Voted - For
3.E To Authorize the Board of Directors to Fix the
Respective Directors' Remuneration Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditors
and to Authorize the Board of Directors to Fix
Their Remuneration Management For Voted - For
5.1 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Aggregate Nominal Amount of the Issued Share
182
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Capital of the Company As at the Date of This
Resolution Management For Voted - For
5.2 To Give A General Mandate to the Directors to Issue
Additional Shares of the Company Not Exceeding 20%
of the Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of This
Resolution Management For Voted - Against
5.3 To Extend the General Mandate Granted to the
Directors to Issue Additional Shares of the Company
by the Aggregate Nominal Amount of the Shares
Repurchased by the Company Management For Voted - Against
MONGOLIA ENERGY CORPORATION LTD
CUSIP: G6260K126
Meeting Date: 30-Aug-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725246.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725248.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Independent Auditor for the Year Ended 31 March 2013 Management For Voted - For
2.a To Re-elect Mr. Lo Lin Shing, Simon As Executive
Director Management For Voted - For
2.b To Re-elect Mr. Liu Zhuo Wei As Executive Director Management For Voted - Against
2.c To Re-elect Mr. Peter Pun As Independent Non-
Executive Director Management For Voted - For
2.d To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As
Independent Auditor and to Authorise the Board of
Directors to Fix Its Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors of the
Company to Allot, Issue, and Deal with New Shares
of the Company Management For Voted - Against
MONGOLIAN MINING CORP, GRAND CAYMAN
CUSIP: G6264V102
Meeting Date: 27-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107169.pdf-and-
183
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107174.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 To Consider and Approve the Fuel Supply Agreement
with Nic and the Transactions Contemplated
Thereunder, and the Proposed Annual Caps, and to
Authorize Any One Director to Execute All
Documents, Do All Acts and Things and Take All
Steps for the Implementation of the Fuel Supply
Agreement with Nic and the Transactions
Contemplated Thereunder Management For Voted - For
2 To Consider and Approve the Fuel Supply Agreement
with Shunkhlai and the Transactions Contemplated
Thereunder, and the Proposed Annual Caps, and to
Authorize Any One Director to Execute All
Documents, Do All Acts and Things and Take All
Steps for the Implementation of the Fuel Supply
Agreement with Shunkhlai and the Transactions
Contemplated Thereunder Management For Voted - For
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn-20140403856.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/-ltn20140403809.pdf Non-Voting Non-Voting
1 To Consider and Adopt the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
of the Independent Auditor for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Mr. Batsaikhan Purev As Non-executive
Director Management For Voted - Against
2.b To Re-elect Mr. Ochirbat Punsalmaa As Independent
Non-executive Director Management For Voted - For
2.c To Re-elect Mr. Unenbat Jigjid As Independent
Non-executive Director Management For Voted - For
2.d To Authorise the Board of Directors to Fix the
Remuneration of the Directors for the Year Ending
31 December 2014 Management For Voted - For
3 To Re-appoint KPMG As Auditor and to Authorise the
Board of Directors to Fix the Auditor's Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Not Exceeding 20% of the Aggregate Nominal
Amount of the Issued Share Capital of the Company
As at the Date of Passing of This Resolution Management For Voted - Against
184
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Grant A General Mandate to the Directors to
Repurchase the Company's Own Shares Not Exceeding
10% of the Aggregate Nominal Amount of the Issued
Share Capital of the Company As at the Date of
Passing of This Resolution Management For Voted - For
6 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares by the Number of Shares Repurchased by the
Company Management For Voted - Against
NOSTRUM OIL & GAS LP, DOUGLAS
CUSIP: 66978B203
Meeting Date: 17-Jun-14 Meeting Type: Special General Meeting
1 That the Scheme (as Set Out in the Circular
Accompanying the Notice of Special General Meeting)
be Approved Subject to Any Modification, Addition
Or Condition Which the General Partner May Think
Fit to Approve Or Impose Management For Voted - For
2.1 That the Amended Form of the Limited Partnership
Agreement of the Partnership be Approved and Adopted Management For Voted - For
2.2 That, Conditional Upon Admission, the Dissolution
of the Partnership be Approved and the General
Partner Appointed As Dissolution Agent Management For Voted - For
POLYMETAL INTERNATIONAL PLC, ST HELIER
CUSIP: G7179S101
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend Management For Voted - For
5 Re-elect Bobby Godsell As Director Management For Voted - For
6 Re-elect Vitaly Nesis As Director Management For Voted - For
7 Re-elect Konstantin Yanakov As Director Management For Voted - For
8 Re-elect Marina Gronberg As Director Management For Voted - For
9 Re-elect Jean-pascal Duvieusart As Director Management For Voted - For
10 Re-elect Jonathan Best As Director Management For Voted - For
11 Re-elect Russell Skirrow As Director Management For Voted - For
12 Re-elect Leonard Homeniuk As Director Management For Voted - For
13 Re-appoint Deloitte LLP As Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Amend Long-term Incentive Plan Management For Voted - For
16 Authorise Issue of Equity with Pre- Emptive Rights Management For Voted - For
17 Authorise Issue of Equity Without Pre-emptive Rights Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
185
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHGOBI RESOURCES LTD, VANCOUVER BC
CUSIP: 844375105
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "2" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1 and 3.1 to 3.7". Thank You. Non-Voting Non-Voting
1 To Appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As Auditors of the Company at A
Remuneration to be Fixed by the Board of Directors Management For Voted - For
2 To Consider, and If Thought Advisable, to Pass an
Ordinary Resolution Fixing the Number of Directors
to be Elected at the Meeting at Seven, As Described
in the Accompanying Management Proxy Circular Management For Voted - For
3.1 Election of Director: Bold Baatar Management For Voted - Against
3.2 Election of Director: Andre Deepwell Management For Voted - For
3.3 Election of Director: W. Gordon Lancaster Management For Voted - For
3.4 Election of Director: Pierre Lebel Management For Voted - For
3.5 Election of Director: Kay Priestly Management For Voted - Against
3.6 Election of Director: Kelly Sanders Management For Voted - Against
3.7 Election of Director: K. Ross Tromans Management For Voted - Against
4 Upon Any Permitted Amendment to Or Variation of Any
Matter Identified in The-notice of Meeting Non-Voting Non-Voting
5 Upon Any Other Matter That Properly Comes Before
the Meeting Non-Voting Non-Voting
SPT ENERGY GROUP INC, GRAND CAYMAN
CUSIP: G8405W106
Meeting Date: 05-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422319.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422289.pdf Non-Voting Non-Voting
1 To Consider, Receive and Adopt the Audited
Consolidated Financial Statements of the Company
and the Reports of the Directors and Auditor for
the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a.i To Re-elect the Following Person As Director of the
Company: Mr. Wang Guoqiang As Executive Director Management For Voted - Against
186
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.aii To Re-elect the Following Person As Director of the
Company: Mr. Wu Dongfang As Executive Director Management For Voted - Against
3aiii To Re-elect the Following Person As Director of the
Company: Mr. Liu Ruoyan As Executive Director Management For Voted - Against
3.b To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - Against
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and Authorise the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
5.a To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 20% of the Issued Share Capital of the
Company Management For Voted - Against
5.b To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Issued
Share Capital of the Company Management For Voted - For
5.c Conditional Upon Passing of Ordinary Resolutions
Number 5(a) and 5(b), to Extend the Authority Given
to the Directors Pursuant to Ordinary Resolution
No. 5(a) to Issue Shares by Adding to the Aggregate
Nominal Amount of the Issued Share Capital of the
Company Which May be Allotted by the Directors of
the Company Pursuant to Such General Mandate of an
Amount Representing the Number of Shares
Repurchased Under Ordinary Resolution No. 5(b) Management For Voted - Against
23 Apr 2014: Please Note That This is A Revision
Due to Modification of Number-ing for Resolution
3.iii. If You Have Already Sent in Your Votes,
Please Do No-t Vote Again Unless You Decide to
Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
TELIASONERA AB, STOCKHOLM
CUSIP: W95890104
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
277961 Due to Change in Vo-ting Status of
Resolution 21 and Addition of Comment. All Votes
Received on Th-e Previous Meeting Will be
Disregarded and You Will Need to Reinstruct on
This-meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
187
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
Please Note That the Board Does Not Make Any
Recommendation on Resolution Numb-er 21. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
1 Election of Chair of the Meeting: Eva Hagg, Advokat Non-Voting Non-Voting
2 Preparation and Approval of Voting Register Non-Voting Non-Voting
3 Adoption of Agenda Non-Voting Non-Voting
4 Election of Two Persons to Check the Minutes of the
Meeting Together with The-chair Non-Voting Non-Voting
5 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditor's
Report, the Consolidated F-inancial Statements and
the Auditor's Report on the Consolidated Financial
Sta-tements for 2013. A Description by the Chair of
the Board of Directors Marie E-hrling of the Work
of the Board of Directors During 2013 and A Speech
by Presi- Dent and Ceo Johan Dennelind in
Connection Herewith Non-Voting Non-Voting
7 Resolution to Adopt the Income Statement, the
Balance Sheet, the Consolidated Income Statement
and the Consolidated Balance Sheet for 2013 Management For Voted - For
8 Resolution on Appropriation of the Company's Profit
As Shown on the Adopted Balance Sheet and Setting
of Record Date for the Dividend. the Board of
Directors Proposes That A Dividend of Sek 3.00 Per
Share is Distributed to the Shareholders and That
April 7, 2014 be Set As the Record Date for the
Dividend. If the Annual General Meeting Resolves in
Accordance with the Proposal, It is Estimated That
Euroclear Sweden Ab Will Execute the Payment on
April 10, 2014 Management For Voted - For
9 Resolution on Discharge of the Directors and the
Ceo from Personal Liability Towards the Company for
the Administration of the Company in 2013 Management For Voted - Against
10 Resolution on Number of Directors and Alternate
Directors to be Elected at the Meeting: Until the
End of the Annual General Meeting 2015, Eight
Directors with No Alternate Directors Management For Voted - For
11 Resolution on Remuneration Payable to the Directors Management For Voted - For
12 Election of Directors and Any Alternate Directors:
Re-election of Marie Ehrling, Mats Jansson, Olli-
Pekka Kallasvuo, Mikko Kosonen, Nina Linander,
Martin Lorentzon, Per-arne Sandstrom and Kersti
Strandqvist Management For Voted - For
13 Election of Chair and Vice-chair of the Board of
Directors: Re-election of Marie Ehrling As Chair
and Olli-pekka Kallasvuo As Vice-chair Management For Voted - For
188
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Resolution on Number of Auditors and Deputy
Auditors: Until the End of the Annual General
Meeting 2015 There Will be One Auditor with No
Deputy Auditors Management For Voted - For
15 Resolution on Remuneration Payable to the Auditor Management For Voted - For
16 Election of Auditor and Any Deputy Auditors :
Election of the Audit Company Deloitte Ab Management For Voted - For
17 Election of Nomination Committee and Resolution on
Instruction for the Nomination Committee: Election
of Magnus Skaninger (swedish State), Kari Jarvinen
(solidium Oy), Jan Andersson (swedbank Robur
Funds), Per Frennberg (alecta) and Marie Ehrling
(chair of the Board of Directors) Management For Voted - For
18 Resolution on Principles for Remuneration to Group
Management Management For Voted - Against
19 Resolution Authorizing the Board of Directors to
Acquire the Company's Own Shares Management For Voted - For
20.a Resolution on Implementation of A Long-term
Incentive Program 2014/2017 Management For Voted - For
20.b Resolution on Hedging Arrangements for the Program Management For Voted - For
21 Resolution on Special Investigation Management For Voted - Against
TETHYS PETROLEUM LTD
CUSIP: G87636109
Meeting Date: 12-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.a to 1.j and 2". Thank You. Non-Voting Non-Voting
1.A Election of Director: Julian Hammond Management For Voted - For
1.B Election of Director: Russ Hammond Management For Voted - For
1.C Election of Director: Piers Johnson Management For Voted - For
1.D Election of Director: Ambassador Zalmay Khalilzad Management For Voted - For
1.E Election of Director: Elizabeth Landles Management For Voted - For
1.F Election of Director: Rt. Hon. Peter Lilley M.p Management For Voted - For
1.G Election of Director: James Rawls Management For Voted - For
1.H Election of Director: Marcus Rhodes Management For Voted - For
1.I Election of Director: Dr. David Robson Management For Voted - For
1.J Election of Director: Denise Lay Management For Voted - For
2 The Ordinary Resolution That KPMG LLP, Chartered
Accountants, be Appointed As Auditors of the
Company to Hold Office in Accordance with the
Company's Articles of Association, and That Their
Compensation be Fixed by the Board of Directors, As
More Particularly Described in the Information
Circular Management For Voted - For
3 The Ordinary Resolution to Approve That the Company
De-lists from the Kazakhstan Stock Exchange, As
More Particularly Described in the Information
Circular Management For Voted - For
189
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
22 May 2014: Please Note That the Meeting Type Was
Changed from Agm to Mix. If-you Have Already Sent
in Your Votes, Please Do Not Vote Again Unless You
Deci-de to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
TURQUOISE HILL RESOURCES LTD.
CUSIP: 900435108 TICKER: TRQ
Meeting Date: 08-May-14 Meeting Type: Annual
01 Director Management
1 Rowena Albones Management For Voted - For
2 Jill Gardiner Management For Voted - For
3 R. Peter Gillin Management For Voted - For
4 David Klingner Management For Voted - For
5 Kay Priestly Management For Voted - For
6 Russel C. Robertson Management For Voted - For
7 Jeffery D. Tygesen Management For Voted - For
02 To Appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As Auditors of the Corporation at A
Remuneration to be Fixed by the Board of Directors. Management For Voted - For
ZHAIKMUNAI LP, DOUGLAS
CUSIP: 98952U204
Meeting Date: 29-Nov-13 Meeting Type: Special General Meeting
1 The Board of the General Partner Considers That It
Would be in the Interests of the Partnership to
Change the Name of the Partnership to Nostrum Oil &
Gas Lp for the Reasons Set Out in the Letter from
the Chairman of the General Partner of Even Date
Herewith, and is Seeking the Approval by the
Limited Partners of the Change of Name by Special
Resolution: Clause 15.3(a) Management For Abstain
2 The Board Believes That It Would be in the Interest
of the Partnership to Make Certain Amendments to
the Lpa in Relation to the Holding of Meetings of
Limited Partners and Clarifying Their Voting Rights
and is Seeking the Approval by the Limited Partners
by Special Resolution for the General Partner to
Make the Proposed Changes to the Lpa That Would
Permit Such Amendments: Clauses: 15.3(a), 14.2(a),
14.4(a), 14.5 Management For Abstain
190
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AIR CHINA LTD
CUSIP: Y002A6104
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
235587 Due to Addition Of-resolution 3. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0909/ltn-20130909889.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1015/ltn-20131015063.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1015/-ltn20131015073.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Wang
Changshun is Appointed As A Non- Executive Director Management For Voted - For
1.2 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Ms. Wang
Yinxiang is Appointed As A Non-executive Director Management For Voted - For
1.3 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Cao
Jianxiong is Appointed As A Non-executive Director Management For Voted - For
1.4 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Sun Yude is
Appointed As A Non-executive Director Management For Voted - For
1.5 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Christopher
Dale Pratt is Appointed As A Non- Executive Director Management For Voted - Against
1.6 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Ian Sai
Cheung Shiu is Appointed As A Non- Executive
Director Management For Voted - For
1.7 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Cai
Jianjiang is Appointed As an Executive Director Management For Voted - For
1.8 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Fan Cheng
is Appointed As an Executive Director Management For Voted - For
1.9 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Fu Yang is
Appointed As an Independent Non- Executive Director Management For Voted - For
1.10 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Yang
191
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Yuzhong is Appointed As an Independent
Non-executive Director Management For Voted - For
1.11 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Pan
Xiaojiang is Appointed As an Independent
Non-executive Director Management For Voted - For
1.12 To Consider and Approve the Appointment of Director
of the Fourth Session of the Board: Mr. Simon to
Chi Keung is Appointed As an Independent
Non-executive Director Management For Voted - For
1.13 To Consider and Approve the Proposal on the
Emolument of the Directors of the Fourth Session of
the Board Management For Voted - For
2.1 To Consider and Approve the Appointment of
Supervisors Representing the Shareholders of the
Company on the Fourth Session of the Supervisory
Committee: Mr. Li Qingling is Appointed As A
Supervisor Representing the Shareholders of the
Company Management For Voted - For
2.2 To Consider and Approve the Appointment of
Supervisors Representing the Shareholders of the
Company on the Fourth Session of the Supervisory
Committee: Mr. He Chaofan is Appointed As A
Supervisor Representing the Shareholders of the
Company Management For Voted - Against
2.3 To Consider and Approve the Appointment of
Supervisors Representing the Shareholders of the
Company on the Fourth Session of the Supervisory
Committee: Mr. Zhou Feng is Appointed As A
Supervisor Representing the Shareholders of the
Company Management For Voted - Against
2.4 To Consider and Approve the Proposal on the
Emolument of the Supervisors of the Fourth Session
of the Supervisory Committee Management For Voted - For
3 To Consider and Approve the Renewal of the
Framework Agreement Entered Into Between the
Company and Air China Cargo Co., Ltd Dated 27
October 2011 in Respect of the Continuing Connected
Transactions for A Further Term of Three Years and
the Proposed Annual Caps for the Aggregate Amount
Payable by Air China Cargo Co., Ltd. to the Group
Pursuant to the Such Continuing Connected
Transactions for the Years Ending 31 December 2014,
2015 and 2016, Being Rmb6,120 Million, Rmb7,110
Million and Rmb8,250 Million, Respectively; and the
Annual Caps for the Aggregate Amount Payable by the
Group to Air China Cargo Co., Ltd. Pursuant to the
Same Continuing Connected Transactions for the
Years Ending 31 December 2014, 2015 and 2016, Being
Rmb1,060 Million, Rmb1,250 Million and Rmb1,480
Million, Respectively Management For Voted - For
192
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021531.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021525.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Work Report of the
Board of Directors (the "board") of the Company for
the Year 2013 Management For Voted - For
2 To Consider and Approve the Work Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Consolidated
Financial Statements of the Company for the Year
2013 Prepared Under the Prc Accounting Standards
and the International Financial Reporting Standards Management For Voted - For
4 To Consider and Approve the Profit Distribution
Proposal for the Year 2013 As Recommended by the
Board and to Authorise the Board to Implement Such
Proposals Management For Voted - For
5 To Consider and Approve the Re- Appointment of KPMG
As the Company's International Auditor and KPMG
Huazhen (special General Partnership) As the
Company's Domestic Auditor and Internal Control
Auditor Respectively for the Year Ending 31
December 2014 and to Authorise the Management of
the Company to Determine Their Remunerations for
the Year 2014 Management For Voted - For
6 To Consider and Approve the Increase of
Remuneration of Independent Non-executive Directors
of the Company Management For Voted - For
7.1 To Consider and Approve the Appointment of Mr. Song
Zhiyong As an Executive Director of the Company Management For Voted - For
7.2 To Consider and Approve the Appointment of Mr. John
Robert Slosar As A Non-executive Director of the
Company Management For Voted - For
8 To Authorise the Board of the Company to Exercise
the Powers to Allot, Issue and Deal with Additional
Shares of the Company and to Make Or Grant Offers,
Agreements and Option Which Might Require the
Exercise of Such Powers in Connection with Not
Exceeding 20% of Each of the Existing A Shares and
H Share (as the Case May Be) in Issue at the Date
of Passing This Resolution, and to Authorise the
Board of the Company to Increase the Registered
Capital and Amend the Articles of Association of
the Company to Reflect Such Increase in the
Registered Capital of the Company Under the General
Mandate Management For Voted - Against
193
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Consider and Approve the Resolution in Relation
to the Grant of A General Mandate to the Board of
the Company to Issue Debt Financing Instruments Management For Abstain
AJISEN (CHINA) HOLDINGS LTD
CUSIP: G0192S109
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410193.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410203.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Declare A Special Dividend for the Year Ended 31
December 2013 Management For Voted - For
4.a.i To Re-elect the Following Person As Director of the
Company: Mr. Lo Peter Management For Voted - For
4a.ii To Re-elect the Following Person As Director of the
Company: Mr. Wang Jincheng Management For Voted - For
4aiii To Re-elect the Following Person As Director of the
Company: Mr. Poon Ka Man, Jason Management For Voted - For
4.b To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
5 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and Authorise the Board to Fix Their
Remuneration Management For Voted - For
6.A To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 20% of the Issued Share Capital of the
Company Management For Voted - Against
6.B To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Issued
Share Capital of the Company Management For Voted - For
6.C To Extend the Authority Given to Directors Pursuant
to Ordinary Resolution No. 6(a) to Issue Shares by
Adding to the Issued Share Capital of the Company
the Number of Shares Repurchased Under Ordinary
Resolution No. 6(b) Management For Voted - Against
194
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTA SPORTS PRODUCTS LTD
CUSIP: G04011105
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0311/ltn20140311485.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0311/ltn20140311473.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
the Auditor of the Company for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hk22 Cents Per
Ordinary Share in Respect of the Year Ended 31
December 2013 Management For Voted - For
3 To Declare A Special Dividend of Hk7 Cents Per
Ordinary Share in Respect of the Year Ended 31
December 2013 Management For Voted - For
4 To Re-elect Mr. Wang Wenmo As Executive Director of
the Company Management For Voted - Against
5 To Re-elect Mr. Wu Yonghua As Executive Director of
the Company Management For Voted - Against
6 To Re-elect Mr. Lu Hong Te As Independent Non-
Executive Director of the Company Management For Voted - For
7 To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Company's Directors Management For Voted - For
8 To Re-appoint KPMG As the Company's Auditor and to
Authorise the Board of Directors of the Company to
Fix Their Remuneration Management For Voted - For
9 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Company's
Shares Management For Voted - Against
10 To Grant A General Mandate to the Directors of the
Company to Repurchase the Company's Shares Management For Voted - For
11 To Extend the General Mandate Granted to the
Directors of the Company Under Resolution No. 9 by
the Number of Shares Repurchased Under Resolution
No. 10 Management For Voted - Against
195
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVICHINA INDUSTRY & TECHNOLOGY CO LTD
CUSIP: Y0485Q109
Meeting Date: 21-Aug-13 Meeting Type: Class Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/0704/ltn20130704690-.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0704/ltn20130704830.pdf-and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0724/ltn20130724178.p-df Non-Voting Non-Voting
1 That: (a) Subject to the Required Approval Or
Endorsement from Or Registration with the Relevant
Regulatory Authorities in the Prc, the Proposed
Amendments to the Articles of Association (details
of Which are Set Out in the Section Headed
"proposed Amendments to the Articles of
Association" in the Letter from the Board Contained
in the Circular) be and are Hereby Approved and
Confirmed; (b) Any One of the Directors Or
Authorized Representative of the Chairman of the
Board be and is Hereby Authorized to Implement and
Take All Steps and to Do All Acts and Things As May
be Necessary Or Desirable to Give Effect to the
Proposed Amendments to the Articles of Association,
Including, Without Limitation, to Obtain All
Necessary Approvals from the Relevant Regulatory
Authorities in the Prc, and to Sign and Execute
Such Further Contd Management For Voted - For
Contd Documents, Or to Do Any Other Matters
Incidental Thereto And/or As-contemplated
Thereunder, As Such Director Or Authorized
Representative May In-his Absolute Discretion Deem
Fit; and (c) Any One of the Directors Or-
Authorized Representative of the Chairman of the
Board be and is Hereby-authorised to Make Such
Other Modifications to the Proposed Amendments to
The-articles of Association As May be Required by
the Relevant Regulatory-authorities in the Prc Non-Voting Non-Voting
Please Note That This is A Revision Due to Addition
of Url Link. If You Have A-lready Sent in Your
Votes, Please Do Not Return This Proxy Form Unless
You Dec-ide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 21-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
218553 Due to Addition Of-resolution. All Votes
196
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Received on the Previous Meeting Will be
Disregarded And-you Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0718/ltn-20130718182.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0718/lt-n20130718168.pdf and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0724-/ltn20130724178.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 That: (a) Subject to the Required Approval Or
Endorsement from Or Registration with the Relevant
Regulatory Authorities in the Prc, the Proposed
Amendments to the Articles of Association (details
of Which are Set Out in the Section Headed
"proposed Amendments to the Articles of
Association" in the Letter from the Board Contained
in the Circular) be and are Hereby Approved and
Confirmed; (b) Any One of the Directors Or
Authorized Representative of the Chairman of the
Board be and is Hereby Authorized to Implement and
Take All Steps and to Do All Acts and Things As May
be Necessary Or Desirable to Give Effect to the
Proposed Amendments to the Articles of Association,
Including, Without Limitation, to Obtain All
Necessary Approvals from the Relevant Regulatory
Authorities in the Prc, and to Sign and Execute
Such Further Documents, Or to Do Any Other Matters
Incidental Thereto And/or As Contemplated
Thereunder, As Such Director Or Authorized
Representative May in His Absolute Discretion Deem
Fit; and (c) Any One of the Directors Or Authorized
Representative of the Chairman of the Board be and
is Hereby Authorised to Make Such Other
Modifications to the Proposed Amendments to the
Articles of Association As May be Required by the
Relevant Regulatory Authorities in the Prc Management For Voted - For
2 That: (a) the Terms and Conditions of the
Acquisition Agreement Entered Into Between Avic
Avionics and Avic Avionics Systems (a Copy of Which
Has Been Produced to This Meeting Marked "a" and
Initialed by the Chairman of the Meeting) in
Relation to the Acquisition, Subject to Fulfillment
of the Conditions As Set Out in The Management For Voted - For
Acquisition Agreement, be and are Hereby Approved,
Ratified and Confirmed; and (b) Any One of the
Directors Or Authorized Representative of the
Chairman of the Board be and is Hereby Authorized
to Implement and Take All Steps and to Do All Acts
and Things As May be Necessary Or Desirable to Give
Effect And/or to Complete Or in Connection with the
Transactions Contemplated Under the Acquisition
197
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Agreement, Including, Without Limitation, to Obtain
All Necessary Approvals from the Relevant
Regulatory Authorities in the Prc, and to Sign and
Execute Such Further Documents, Or to Do Any Other
Matters Incidental Thereto And/or As Contemplated
Thereunder and to Make Changes Or Amendments to the
Acquisition Agreement, As Such Director Or
Authorized Representative May in His Absolute
Discretion Deem Fit Non-Voting
Please Note That This is A Revision Due to Addition
of Url Link. Thank You. Non-Voting Non-Voting
BIOSTIME INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN
CUSIP: G11259101
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402679.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402633.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Consolidated
Audited Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors (the
"directors") and Auditors of the Company for the
Year Ended 31 December 2013 Management For Voted - For
2.a To Declare A Final Dividend Equivalent to Hkd 0.44
Per Ordinary Share for the Year Ended 31 December
2013 to the Shareholders of the Company Which Shall
be Distributed from Retained Profits of the Company Management For Voted - For
2.b To Declare A Special Dividend Equivalent to Hkd
0.33 Per Ordinary Share for the Year Ended 31
December 2013 to the Shareholders of the Company
Which Shall be Distributed from Retained Profits of
the Company Management For Voted - For
3.a.i To Re-elect Dr. Ngai Wai Fung As an Independent
Non-executive Director of the Company Management For Voted - For
3a.ii To Re-elect Mr. Tan Wee Seng As an Independent
Non-executive Director of the Company Management For Voted - For
3aiii To Re-elect Professor Xiao Baichun As an
Independent Non-executive Director of the Company Management For Voted - For
3.b To Authorise the Board of Directors (the "board")
of the Company to Fix the Remuneration of the
Directors of the Company Management For Voted - For
4 To Re-appoint Ernst & Young As Auditors of the
Company and to Authorise the Board to Fix Their
Remuneration Management For Voted - For
198
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Shares of the Company
Not Exceeding 20% of the Aggregate Nominal Amount
of the Issued Share Capital of the Company As at
the Date of Passing This Resolution Management For Voted - Against
6 To Grant A General Mandate to the Directors to
Purchase Shares of the Company Not Exceeding 10% of
the Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing
This Resolution Management For Voted - For
7 To Extend the General Mandate Granted Under
Resolution No. 5 by Adding the Shares Purchased
Pursuant to the General Mandate Granted by
Resolution No. 6 Management For Voted - Against
BOSIDENG INTERNATIONAL HOLDINGS LTD
CUSIP: G12652106
Meeting Date: 28-Aug-13 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725283.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725273.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Receive and Approve the Financial Statements and
Reports of the Directors and Auditors for the Year
Ended March 31, 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 6.5 Cents Per
Ordinary Share Management For Voted - For
3i To Re-elect Ms. Mei Dong As an Executive Director Management For Voted - Against
3ii To Re-elect Ms. Gao Miaoqin As an Executive Director Management For Voted - Against
3iii To Re-elect Mr. Mak Yun Kuen As an Executive
Director Management For Voted - Against
3iv To Re-elect Mr. Rui Jinsong As an Executive Director Management For Voted - Against
3v To Re-elect Mr. Wang Yao As an Independent
Non-executive Director Management For Voted - For
3vi To Re-elect Dr. Ngai Wai Fung As an Independent
Non-executive Director Management For Voted - For
3vii To Re-elect Mr. Lian Jie As an Independent Non-
Executive Director Management For Voted - For
3viii To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Appoint the Auditors and to Authorise the Board
of Directors to Fix the Remuneration of the Auditors Management For Voted - For
5A To Grant A General Mandate to the Directors to
Allot, Issue and Deal with the Shares in Accordance
with Ordinary Resolution Number 5(a) As Set Out in
the Notice of the Annual General Meeting Management For Voted - Against
199
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5B To Grant A General Mandate to the Directors to
Repurchase the Shares in Accordance with Ordinary
Resolution Number 5(b) As Set Out in the Notice of
the Annual General Meeting Management For Voted - For
5C Conditional Upon Ordinary Resolutions Number 5(a)
and 5(b) Being Passed, to Extend the General
Mandate to the Directors to Allot, Issue and Deal
with Additional Shares by the Number of Shares
Repurchased in Accordance with Ordinary Resolution
Number 5(c) As Set Out in the Notice of the Annual
General Meeting Management For Voted - Against
Please Note That This is A Revision Due to Change
in Record Date from 27 Aug 2-013 to 23 Aug 2013. If
You Have Already Sent in Your Votes, Please Do Not
Retu-rn This Proxy Form Unless You Decide to Amend
Your Original Instructions. Than-k You. Non-Voting Non-Voting
BYD COMPANY LTD, SHENZHEN
CUSIP: Y1023R104
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429021.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429019.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Annual Report of the
Company for the Year 2013 and the Summary Thereof Management For Voted - For
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013 Management For Voted - For
6 To Appoint Prc Auditor, Prc Internal Control Audit
Institution and Auditor Outside Prc for the
Financial Year of 2014 and to Hold Office Until the
Conclusion of the Next Annual General Meeting of
the Company, and to Authorise the Board of
Directors of the Company to Determine Their
Remuneration Management For Voted - For
7 To Consider and Approve the Provision of Guarantee
by the Group Management For Voted - Against
8 To Consider and Approve the Company and
Subsidiaries Controlled by the Company to Provide
200
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Guarantee to the Leasing Company in Respect of
Sales of New Energy Vehicles, New Energy Forklifts
and New Technological Products Management For Abstain
9 To Consider and Approve the Estimated Caps of
Ordinary Connected Transactions of the Group for
the Year 2014 Management For Voted - For
10 To Consider and Approve: (a) the Grant to the Board
of Directors of the Company (the "board") A General
Mandate to Allot, Issue and Deal with Additional H
Shares in the Capital of the Company Subject to the
Following Conditions: (i) That the H Shares
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Total H Shares in Issue; (ii) That the Exercise of
the General Mandate is Subject to All Governmental
And/or Regulatory Approval(s), If Any, Under the
Applicable Law (including But Without Limitation to
the Company Law of the Prc and the Rules Governing
the Listing of Securities on the Stock Exchange of
Hong Kong Limited); (iii) That the General Mandate
Shall Remain Valid Until the Contd Management For Voted - Against
Contd Earliest of (x) the Conclusion of the Next
Annual General Meeting Of-the Company; Or (y) the
Expiration of A 12-month Period Following the
Passing-of This Resolution; Or (z) the Date on
Which the Authority Set Out in This-resolution is
Revoked Or Varied by A Special Resolution of the
Shareholders-of the Company in A General Meeting;
and (b) the Authorisation to the Board-to Approve,
Execute and Do Or Procure to be Executed and Done,
All Such- Documents, Deeds and Things As It May
Consider Necessary in Connection With-the Allotment
and Issue of Any New Shares Pursuant to the
Exercise of The-general Mandate Referred to in
Paragraph (a) of This Resolution Non-Voting Non-Voting
11 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited ("byd Electronic")
to Allot, Issue and Otherwise Deal with New Shares
of Byd Electronic Not Exceeding 20 Per Cent. of the
Aggregate Nominal Amount of the Issued Share
Capital of Byd Electronic Management For Voted - Against
CHINA AGRI-INDUSTRIES HOLDINGS LTD
CUSIP: Y1375F104
Meeting Date: 05-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
201
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424477.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424381.pdf Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Reports of the
Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve A Final Dividend of 4.1 Hk Cents Per
Share for the Year Ended 31 December 2013 Management For Voted - For
3.A To Re-elect Mr. Yue Guojun As an Executive Director
of the Company Management For Voted - Against
3.B To Re-elect Mr. Shi Bo As an Executive Director of
the Company Management For Voted - Against
3.C To Re-elect Mr. Wang Zhiying As A Non- Executive
Director of the Company Management For Voted - Against
3.D To Re-elect Mr. Patrick Vincent Vizzone As an
Independent Non- Executive Director of the Company Management For Voted - For
4 To Re-appoint Auditors and Authorise the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Management For Voted - Against
5.B To Grant A General Mandate to the Directors to
Buy-back the Company's Own Shares Management For Voted - For
5.C To Add the Number of the Shares Bought Back Under
Resolution 5b to the Mandate Granted to the
Directors Under Resolution 5a Management For Voted - Against
CHINA DONGXIANG (GROUP) CO LTD
CUSIP: G2112Y109
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402567.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402559.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and the Reports of the Directors and the
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2.a To Declare A Final Dividend Management For Voted - For
2.b To Declare A Final Special Dividend Management For Voted - For
3.a.i To Re-elect Mr. Chen Yihong As an Executive Director Management For Voted - For
202
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3aii To Re-elect Dr. Xiang Bing As an Independent
Non-executive Director Management For Voted - For
3.b To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Messrs. PricewaterhouseCoopers As
Auditors of the Company and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
5 To Give General Mandate to Issue Shares Management For Voted - Against
6 To Give General Mandate to Repurchase Shares Management For Voted - For
7 To Give General Mandate to Extend the General
Mandate to the Directors to Issue Shares Management For Voted - Against
8 To Authorise the Board of Directors of the Company
to Pay Out of the Share Premium Account Such
Interim Dividends As May be Declared from Time to
Time Management For Voted - For
CHINA FOODS LTD
CUSIP: G2154F109
Meeting Date: 03-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422484.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422449.pdf Non-Voting Non-Voting
1 To Consider and Adopt the Audited Consolidated
Financial Statements and the Reports of Directors
and Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Re-elect Mr. Chi Jiangtao As Non- Executive
Director Management For Voted - Against
3 To Re-elect Mr. Stephen Edward Clark As Independent
Non-executive Director Management For Voted - For
4 To Re-elect Ms. Liu Ding As Non- Executive Director Management For Voted - Against
5 To Re-elect Mr. Ning Gaoning As Non- Executive
Director Management For Voted - Against
6 To Re-elect Mr. Li Hung Kwan, Alfred As Independent
Non-executive Director Management For Voted - For
7 To Elect Mr. Jiang Guojin As Executive Director Management For Voted - Against
8 To Elect Mr. Lu Xiaohui As Executive Director Management For Voted - Against
9 To Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
10 To Re-appoint Ernst & Young As Auditors and to
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
11 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Management For Voted - Against
203
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 To Give A General Mandate to the Directors to
Repurchase Shares in the Capital of the Company Management For Voted - For
13 Subject to the Passing of Resolutions 11 and 12, to
Authorise the Directors to Issue Additional Shares
Representing the Nominal Value of the Shares
Repurchased by the Company Management For Voted - Against
CHINA MENGNIU DAIRY CO LTD
CUSIP: G21096105
Meeting Date: 16-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0628/ltn20130628376.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0628/ltn20130628368.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 To Approve, Ratify and Confirm the Acquisition of
All the Outstanding Shares in the Issued Share
Capital of Yashili International Holdings Ltd
("yashili") and the Cancellation of the Outstanding
Options of Yashili by Way of A Voluntary General
Offer and All Transactions Contemplated Thereunder,
Including the Irrevocable Undertakings Given by
Zhang International Investment Ltd. and Ca Dairy
Holdings; and to Authorize Any One Director of the
Company to Execute All Such Documents, Instruments,
Agreements and Deeds and Do All Such Acts, Matters
and Things As He/she May in His/her Absolute
Discretion Consider Necessary Or Desirable for the
Purpose of and in Connection with the
Implementation of the Offers and to Agree to Such
Variations, Amendments Or Revisions Of/to Any of
the Terms Or the Structure of the Offers and the
Transactions and Transaction Documents Contemplated
Thereunder (details of This Resolution are Set Out
in the Notice of the Egm) Management For Abstain
Please Note That This is A Revision Due to Change
in Text of Resolution 1. If-you Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 20-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0305/ltn20140305552.pdf-and-
204
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0305/ltn20140305640.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve, Confirm and Ratify the Whitewash
Waiver (as Defined in the Circular of the Company
Dated March 5, 2014 (the "circular")) Granted Or to
be Granted by the Executive (as Defined in the
Circular) to the Concert Group (as Defined in the
Circular), and to Authorize Any One Director of the
Company to Do All Such Things and Take All Such
Action and Execute All Documents (including the
Affixation of the Common Seal of the Company Where
Execution Under Seal is Required) As He/she May
Consider to be Necessary Or Desirable to Implement
Any of the Matters Relating to Or Incidental to the
Whitewash Waiver (as Defined in the Circular); (b)
to Approve, Confirm and Ratify the Subscription
Agreement (as Defined in the Circular) and the
Specific Mandate (as Defined in the Circular), and
to Authorize Any One Director of the Contd Management For Voted - For
Contd Company to Do All Such Things and Take All
Such Action and Execute All-documents (including
the Affixation of the Common Seal of the Company
Where-execution Under Seal is Required) As He/she
May Consider to be Necessary Or-desirable to
Implement Any of the Matters Relating to Or
Incidental to The- Subscription Agreement (as
Defined in the Circular) and the Specific
Mandate-(as Defined in the Circular), and Further
to Approve Any Changes And-amendments Thereto As
He/she May Consider Necessary, Desirable
Or-appropriate; and (c) to Authorize Any One
Director of the Company to Do All-such Acts and
Things and Execute Such Documents (including the
Affixation Of-the Common Seal of the Company Where
Execution Under Seal is Required) And-take All
Steps Which, in His/her Opinion Deemed Necessary,
Desirable Or-expedient to Contd Non-Voting Non-Voting
Contd Implement And/or Effect the Transactions
Contemplated Under The-whitewash Waiver (as Defined
in the Circular), the Subscription Agreement
(as-defined in the Circular) and the Specific
Mandate (as Defined in The-circular) for and on
Behalf of the Company Non-Voting Non-Voting
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429510.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429532.pdf Non-Voting Non-Voting
205
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Review and Consider the Audited Financial
Statements and the Reports of the Directors and the
Independent Auditors for the Year Ended 31 December
2013 Management For Voted - For
2 To Approve the Proposed Final Dividend Management For Voted - For
3.A To Re-elect Mr. Ning Gaoning As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - Against
3.B To Re-elect Mr. Yu Xubo As Director and Authorise
the Board of Directors of the Company to Fix His
Remuneration Management For Voted - For
3.C To Re-elect Mr. Christian Neu As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - For
3.D To Re-elect Mr. Zhang Xiaoya As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - For
3.E To Re-elect Dr. Liao Jianwen As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - For
4 To Re-appoint Ernst & Young As the Auditors of the
Company and Authorise the Board of Directors to Fix
Their Remuneration Management For Voted - For
5 Ordinary Resolution No. 5 Set Out in the Notice of
Annual General Meeting (to Give A General Mandate
to the Directors to Repurchase Shares in the
Company Not Exceeding 10% of the Issued Share
Capital of the Company) Management For Voted - For
6 Ordinary Resolution No. 6 Set Out in the Notice of
Annual General Meeting (to Give A General Mandate
to the Directors to Allot, Issue and Deal with
Additional Shares Not Exceeding 20% of the Issued
Share Capital of the Company) Management For Voted - Against
CHINA RESOURCES ENTERPRISE LTD, HONG KONG
CUSIP: Y15037107
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424619.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424538.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Directors' Report and the
206
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Auditor's Report for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.14 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3.1 To Re-elect Mr. Houang Tai Ninh As Director Management For Voted - For
3.2 To Re-elect Dr. Li Ka Cheung, Eric As Director Management For Voted - For
3.3 To Re-elect Dr. Cheng Mo Chi As Director Management For Voted - Against
3.4 To Re-elect Mr. Bernard Charnwut Chan As Director Management For Voted - For
3.5 To Re-elect Mr. Siu Kwing Chue, Gordon As Director Management For Voted - For
3.6 To Fix the Fees for All Directors Management For Voted - For
4 To Re-appoint Messrs. PricewaterhouseCoopers As
Auditor and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
5 Ordinary Resolution in Item No.5 of the Notice of
Annual General Meeting. (to Give A General Mandate
to the Directors to Buy Back Shares of the Company) Management For Voted - For
6 Ordinary Resolution in Item No.6 of the Notice of
Annual General Meeting. (to Give A General Mandate
to the Directors to Issue New Shares of the Company) Management For Voted - Against
7 Ordinary Resolution in Item No.7 of the Notice of
Annual General Meeting. (to Extend the General
Mandate to be Given to the Directors to Issue
Shares) Management For Voted - Against
CHINA SOUTHERN AIRLINES CO LTD
CUSIP: Y1503W102
Meeting Date: 26-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108680.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108678.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108682.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Re-election of Mr. Si
Xian Min As A Non-executive Director of the Company
to Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.2 To Consider and Approve the Re-election of Mr. Wang
Quan Hua As A Non-executive Director of the Company
to Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.3 To Consider and Approve the Re-election of Mr. Yuan
Xin an As A Non-executive Director of the Company
to Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.4 To Consider and Approve the Re-election of Ms. Yang
Li Hua As A Non-executive Director of the Company
to Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
207
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 To Consider and Approve the Re-election of Mr. Tan
Wan Geng As an Executive Director of the Company to
Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.6 To Consider and Approve the Re-election of Mr.
Zhang Zi Fang As an Executive Director of the
Company to Hold Office Until the Expiry of the Term
of the Seventh Session of the Board Management For Voted - Against
1.7 To Consider and Approve the Re-election of Mr. Xu
Jie Bo As an Executive Director of the Company to
Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.8 To Consider and Approve the Re-election of Mr. Li
Shao Bin As an Executive Director of the Company to
Hold Office Until the Expiry of the Term of the
Seventh Session of the Board Management For Voted - Against
1.9 To Consider and Approve the Re-election of Mr. Wei
Jin Cai As an Independent Non-executive Director of
the Company to Hold Office Until the Expiry of the
Term of the Seventh Session of the Board Management For Voted - For
1.10 To Consider and Approve the Re-election of Mr. Ning
Xing Dong As an Independent Non- Executive Director
of the Company to Hold Office Until the Expiry of
the Term of the Seventh Session of the Board Management For Voted - For
1.11 To Consider and Approve the Re-election of Mr. Liu
Chang Le As an Independent Non-executive Director
of the Company to Hold Office Until the Expiry of
the Term of the Seventh Session of the Board Management For Voted - For
1.12 To Consider and Approve the Election of Mr. Tan Jin
Song As an Independent Non-executive Director of
the Company to Hold Office Until the Expiry of the
Term of the Seventh Session of the Board Management For Voted - For
2.1 To Consider and Approve the Re-election of Mr. Pan
Fu As A Supervisor Representing the Shareholders of
the Company to Hold Office Until the Expiry of the
Term of the Seventh Session of the Supervisory
Committee Management For Voted - For
2.2 To Consider and Approve the Re-election of Mr. Li
Jia Shi As A Supervisor Representing the
Shareholders of the Company to Hold Office Until
the Expiry of the Term of the Seventh Session of
the Supervisory Committee Management For Voted - Against
2.3 To Consider and Approve the Re-election of Ms.
Zhang Wei As A Supervisor Representing the
Shareholders of the Company to Hold Office Until
the Expiry of the Term of the Seventh Session of
the Supervisory Committee Management For Voted - Against
3 To Consider and Approve the Financial Services
Framework Agreement Dated 8 November 2013 Entered
Into Between Southern Airlines Group Finance
Company Limited and the Company Management For Voted - Against
4 To Consider and Approve the Amendment to the
Articles of Association and Its Appendixes (the
Procedural Rules of the Shareholders' General
Meeting, the Procedural Rules of Board of Directors
208
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and the Procedural Rules of Supervisory Committee)
(as Set Out in the Notice of Egm Dated 11 November
2013): Article 5, Clause 1 of Article 160, Clause 1
of Article 31, New Content is Added As Clause 2 of
Article 60, Article 73, Clause 1 of Article 35,
Item (13) of Clause 1 of Article 36, Article 61,
Clause 1 of Article 63, Clause 1 of Article 64, New
Contents is Added As Item (9), (10), (11) and (12)
of Clause 1 of Article 10, New Contents is Added As
Item (9) of Clause 1 of Article 23, New Contents is
Added As Item (7) and (8) of Clause 1 of Article
34, New Contents is Added As Item (5) of Clause 1
of Article 44, Article 45 Management For Voted - Against
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
323840 Due to Addition Of-resolution 9. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/lt-n20140422651.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0522-/ltn20140522448.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0-522/ltn20140522459.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Directors
of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Consolidated
Financial Statements of the Company for the Year
2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Proposal for the Year 2013 Management For Voted - For
5 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP to Provide
Professional Services to the Company for Its
Domestic Financial Reporting, U.S. Financial
Reporting and Internal Control of Financial
Reporting for the Year 2014 and
PricewaterhouseCoopers to Provide Professional
Services to the Company for Its Hong Kong Financial
Reporting for the Year 2014, and Authorize the
Board to Determine Their Remuneration Management For Voted - For
6 To Authorise the Board to Allot, Issue and Deal
with Additional Shares of the Company Management For Voted - Against
7 To Authorise the Board to Increase the Registered
Capital and Make Such Appropriate and Necessary
Amendments to the Articles of Association of the
Company to Reflect Such Increase in the Registered
209
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Capital of the Company Under the General Mandate
Granted in the Above Resolution "to Authorise the
Board to Allot, Issue and Deal with Additional
Shares of the Company" Management For Voted - Against
8 To Consider and Approve the Authorization Given to
the Board, Generally and Unconditionally, to
Determine the Specific Debt Financing Instruments
and Issuance Plan, and to Issue, in One Or Multiple
Tranche(s), Debt Financing Instruments Within the
Permissible Size for Debt Issuance in Accordance
with the Provisions of the Applicable Laws and
Regulations Management For Abstain
9 To Consider and Approve the Acquisition of 80 New
Airbus Aircraft from Airbus S.a.s. by the Company Management For Voted - For
CHINA YURUN FOOD GROUP LTD
CUSIP: G21159101
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411831.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411809.pdf Non-Voting Non-Voting
1 To Consider and Receive the Audited Financial
Statements and the Reports of the Directors and
Auditors of the Company for the Year Ended 31
December 2013 Management For Voted - For
2 To Re-elect Mr. Feng Kuande As an Executive Director Management For Voted - For
3 To Re-elect Mr. Gao Hui As an Independent
Non-executive Director Management For Voted - For
4 To Re-elect Mr. Chen Jianguo As an Independent
Non-executive Director Management For Voted - For
5 To Authorise the Board of Directors to Fix the
Directors Remuneration Management For Voted - For
6 To Re-appoint KPMG As Auditors and to Authorise the
Board of Directors to Fix Their Remuneration Management For Voted - For
7 To Give A General Mandate to the Board of Directors
to Repurchase the Shares of the Company Not
Exceeding 10% of the Aggregate Nominal Amount of
the Issued Share Capital of the Company at the Date
of Passing of This Resolution Management For Voted - For
8 To Give A General Mandate to the Board of Directors
to Allot, Issue and Deal with Unissued Shares in
the Capital of the Company Not Exceeding 20% of the
Aggregate Nominal Amount of the Issued Share
Capital of the Company at the Date of Passing of
This Resolution Management For Voted - Against
210
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Extend the General Mandate Granted to the Board
of Directors to Allot, Issue and Deal with Unissued
Shares in the Capital of the Company by the Number
of Shares Repurchased by the Company Management For Voted - Against
CHOW TAI FOOK JEWELLERY GROUP LTD, GRAND CAYMAN
CUSIP: G21146108
Meeting Date: 02-Sep-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0627/ltn20130627013.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0627/ltn20130627011.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements and the Report of the
Directors of the Company (the "directors") and the
Independent Auditor's Report for the Year Ended 31
March 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
March 2013 Management For Voted - For
3.a To Re-elect Mr. Wong Siu-kee, Kent As Executive
Director of the Company Management For Voted - Against
3.b To Re-elect Mr. Cheng Chi-heng, Conroy As Executive
Director of the Company Management For Voted - Against
3.c To Re-elect Mr. Chan Hiu-sang, Albert As Executive
Director of the Company Management For Voted - Against
3.d To Re-elect Mr. Suen Chi-keung, Peter As Executive
Director of the Company Management For Voted - Against
3.e To Re-elect Mr. Cheng Ming-fun, Paul As Independent
Non-executive Director of the Company Management For Voted - For
3.f To Re-elect Mr. Lam Kin-fung, Jeffrey As
Independent Non-executive Director of the Company Management For Voted - For
3.g To Authorise the Board of the Directors (the
"board") to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As Auditor
of the Company (the "auditor") and Authorise the
Board to Fix the Remuneration of the Auditor Management For Voted - For
5 To Grant the Directors A General Mandate to Issue
New Shares of the Company Not Exceeding 20 Per
Cent. of the Issued Share Capital of the Company As
at the Date of This Resolution Management For Voted - Against
6 To Grant the Directors A General Mandate to
Repurchase Shares of the Company Not Exceeding 10
Per Cent. of the Issued Share Capital of the
Company As at the Date of This Resolution Management For Voted - For
7 Subject to the Passing of the Ordinary Resolutions
Numbered 5 and 6 Above, to Extend the General
211
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Mandate Granted to the Directors to Issue Shares of
the Company by the Aggregate Nominal Amount of
Shares Repurchased by the Company Management For Voted - Against
8 To Approve the Amendments to the Articles of
Association of the Company: Articles 2(1), 66, 67,
81(2), 100(1)(v), 100(2), 100(3) and 119 Management For Voted - For
DAPHNE INTERNATIONAL HOLDINGS LTD, GEORGE TOWN
CUSIP: G2830J103
Meeting Date: 27-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1". Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0809/ltn20130809220.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0809/ltn20130809210.pdf Non-Voting Non-Voting
1 To Approve the Proposed Adoption of Share Option
Scheme (as Defined in the Circular of the Company
Dated 9 August 2013) Management For Voted - For
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411284.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411252.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve and Declare A Final Dividend of Hk2.0
Cents Per Ordinary Share of the Company for the
Year Ended 31 December 2013 Management For Voted - For
3.a To Re-elect Mr. Chen Ying-chieh As Director Management For Voted - For
3.b To Re-elect Mr. Chang Chih-chiao As Director Management For Voted - For
3.c To Re-elect Mr. Lee Ted Tak Tai As Director Management For Voted - For
3.d To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor and
to Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
5.A To Give A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
212
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.B To Give A General Mandate to the Directors to
Allot, Issue and Deal with Shares of the Company Management For Voted - Against
5.C To Extend the General Mandate Granted to the
Directors to Issue New Shares Under Resolution 5b
by Adding the Number of Shares Repurchased by the
Company Under Resolution 5a Management For Voted - Against
DONGFENG MOTOR GROUP COMPANY LTD
CUSIP: Y21042109
Meeting Date: 10-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0827/ltn20130827360.pdf,-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0827/ltn20130827465.pdf-and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0906/ltn20130906352.-pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1.a.i To Elect the Fourth Session of the Executive
Director: Xu Ping Management For Voted - Against
1a.ii To Elect the Fourth Session of the Executive
Director: Zhu Fushou Management For Voted - Against
1aiii To Elect the Fourth Session of the Executive
Director: Li Shaozhu Management For Voted - Against
1.b.i To Elect the Fourth Session of the Non-executive
Director: Tong Dongcheng Management For Voted - Against
1b.ii To Elect the Fourth Session of the Non-executive
Director: Ouyang Jie Management For Voted - Against
1biii To Elect the Fourth Session of the Non-executive
Director: Liu Weidong Management For Voted - Against
1b.iv To Elect the Fourth Session of the Non-executive
Director: Zhou Qiang Management For Voted - Against
1.c.i To Elect the Fourth Session of the Independent
Non-executive Director: Ma Zhigeng Management For Voted - For
1c.ii To Elect the Fourth Session of the Independent
Non-executive Director: Zhang Xiaotie Management For Voted - For
1ciii To Elect the Fourth Session of the Independent
Non-executive Director: Cao Xinghe Management For Voted - For
1c.iv To Elect the Fourth Session of the Independent
Non-executive Director: Chen Yunfei Management For Voted - For
1.d.i To Elect the Fourth Session of the Supervisor: Ma
Liangjie Management For Voted - For
1.dii To Elect the Fourth Session of the Supervisor: Feng
Guo Management For Voted - For
1diii To Elect the Fourth Session of the Supervisor: Zhao
Jun Management For Voted - For
213
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d.iv To Elect the Fourth Session of the Supervisor: Ren
Yong Management For Voted - For
2 To Consider and Approve the Amendments to the
Articles of Association of the Company: Articles
28, 94, 99, 124 and 125 Management For Voted - For
Please Note That This is A Revision Due to Change
in Meeting Time from 9:00 Am-to 2:00 Pm and Receipt
of Additional Url. If You Have Already Sent in Your
Vo-tes, Please Do Not Return This Proxy Form Unless
You Decide to Amend Your Orig-inal Instructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428746.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428675.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors (the "board") of the Company for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Report of the
International Auditors Report and Audited Financial
Statements of the Company for the Year Ended 31
December 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Proposal of the Company for the Year Ended 31
December 2013 and to Authorise the Board to Deal
with All Issues in Relation to the Company's
Distribution of Final Dividend for the Year 2013 Management For Voted - For
5 To Consider and Approve the Authorisation to the
Board to Deal with All Issues in Relation to the
Company's Distribution of Interim Dividend for the
Year 2014 in Its Absolute Discretion (including,
But Not Limited To, Determining Whether to
Distribute Interim Dividend for the Year 2014) Management For Voted - For
6 To Consider and Approve the Appointment of
PricewaterhouseCoopers Limited As the International
Auditors of the Company, and PricewaterhouseCoopers
Zhong Tian LLP As the Domestic Auditors of the
Company for the Year 2014 to Hold Office Until the
Conclusion of the Next Annual General Meeting, and
to Authorise the Board to Fix Their Remuneration Management For Voted - For
7 To Consider and Approve the Authorisation to the
Board to Fix the Remuneration of the Directors and
Supervisors of the Company for the Year 2014 Management For Voted - For
214
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Consider and Approve the Amendments to the Rules
of Procedures of General Meeting Management For Voted - For
9 To Consider and Approve the Amendments to the Rules
of Procedures of the Board Meeting Management For Voted - For
10 To Grant A General Mandate to the Board to Issue,
Allot and Deal with Additional Shares in the
Company Not Exceeding 20% of Each of Existing
Domestic Shares and H Share in Issue Management For Voted - Against
02 May 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GOLDEN EAGLE RETAIL GROUP LTD, WAN CHAI
CUSIP: G3958R109
Meeting Date: 23-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0108/ltn20140108011.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0108/ltn20140108007.pdf Non-Voting Non-Voting
1 To Approve and Ratify the Entering Into of the 2014
Master Property Management Services Agreement Management For Voted - For
2 To Approve the Proposed Annual Caps for the
Property Management Fees Payable Under the 2014
Master Property Management Services Agreement for
Each of the Three Years Ending 31 December 2016 Management For Voted - For
3 To Approve and Ratify the Entering Into of the 2014
Decoration Services Agreement Management For Voted - For
4 To Approve the Proposed Annual Caps for the
Consideration Payable Under the 2014 Decoration
Services Agreement for Each of the Three Years
Ending 31 December 2016 Management For Voted - For
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416037.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416027.pdf Non-Voting Non-Voting
215
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Adopt the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
Auditor for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare and Approve A Final Dividend of Rmb0.203
Per Share for the Year Ended 31 December 2013 Management For Voted - For
3.a To Re-elect Mr. Wong Chi Keung As A Director Management For Voted - For
3.b To Elect Mr. Lay Danny J As A Director Management For Voted - For
3.c To Authorise the Remuneration Committee of the
Company to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Messrs. Deloitte Touche Tohmatsu As
Auditor of the Company and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
5.a To Grant A General Mandate to the Directors to
Issue Shares of the Company Management For Voted - Against
5.b To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
5.c To Increase the Maximum Nominal Amount of Share
Capital Which the Directors are Authorised to
Allot, Issue and Deal with Pursuant to the General
Mandate Set Out in Resolution No.5a by the
Aggregate Nominal Amount of Shares Repurchased
Pursuant to the General Mandate Set Out in
Resolution No.5b Management For Voted - Against
18 Apr 2014: Please Note That This is A Revision
Due to Modification to Number-ing of Resolution 4.
If You Have Already Sent in Your Votes, Please Do
Not Vot-e Again Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
GOME ELECTRICAL APPLIANCES HOLDING LTD
CUSIP: G3978C124
Meeting Date: 17-Apr-14 Meeting Type: Special General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0326/ltn201403261210.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0326/ltn201403261076.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (1) Certain Share Repurchases Conducted by the
Company Between 22 January 2008 and 5 February 2008
Involving Approximately 129.8 Million Shares of the
Company (of Which Approximately 70% Were Originally
Held by Or for Mr. Wong Kwong Yu) (the "share
Repurchases") be Approved, Confirmed and Ratified;
(2) Certain Breaches of Duties to the Company by
Mr. Wong Kwong Yu and Ms. Du Juan As More
Particularly Set Out in Paragraphs 42 and 43 of the
216
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Statement of Agreed Facts Included As Appendix I to
the Circular (the "breaches of Duties") be
Approved, Confirmed and Ratified; and (3) the
Payment of Hkd 420,608,765.75 in Aggregate by Contd Management For Voted - For
Contd Mr. Wong Kwong Yu and Ms. Du Juan to the
Company in Full and Final-compensation in Order for
Mr. Wong Kwong Yu, Ms. Du Juan, Shinning
Crown-holdings Inc., Shine Group Limited and Any
Other Persons to be Released From-all Liabilities
and Claims Arising from the Share Repurchases and
The-breaches of Duties be Confirmed and Approved Non-Voting Non-Voting
Meeting Date: 10-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505/ltn20140505355.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505/ltn20140505388.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditors of the Company for the Year
Ended 31 December 2013 Management For Voted - For
2 To Approve the Proposed Final Dividend for the Year
Ended 31 December 2013 of Hkd 1.3 Cents Per
Ordinary Share Management For Voted - For
3 To Re-elect Mr. Zhu Jia As A Non- Executive
Director of the Company Management For Voted - For
4 To Re-elect Ms. Wang Li Hong As A Non- Executive
Director of the Company Management For Voted - For
5 To Re-elect Mr. Sze Tsai Ping, Michael, Who Has
Already Served the Company for More Than Nine (9)
Years As an Independent Non-executive Director of
the Company, As an Independent Non-executive
Director of the Company Management For Voted - For
6 To Re-elect Mr. Chan Yuk Sang, Who Has Already
Served the Company for More Than Nine (9) Years As
an Independent Non-executive Director of the
Company, As an Independent Non-executive Director
of the Company Management For Voted - For
7 To Authorise the Board of Directors of the Company
to Fix the Directors' Remuneration Management For Voted - For
8 To Re-appoint Ernst & Young As Auditors of the
Company and to Authorise the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
9 To Grant to the Board of Directors of the Company
the General Mandate to Allot, Issue and Deal with
the Company's Shares Management For Voted - Against
217
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Grant to the Board of Directors of the Company
the General Mandate to Repurchase the Company's
Shares Management For Voted - For
GREAT WALL MOTOR CO LTD
CUSIP: Y2882P106
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321930.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321978.pdf Non-Voting Non-Voting
1 To Consider and Approve the Audited Financial
Report of the Company for the Year 2013 (details
Stated in the Annual Report of the Company for the
Year 2013) Management For Voted - For
2 To Consider and Approve the Report of the Board for
the Year 2013 (details Stated in the Annual Report
of the Company for the Year 2013) Management For Voted - For
3 To Consider and Approve the Profit Distribution
Proposal for the Year 2013 (details Stated in the
Circular of the Company Dated 21 March 2014) Management For Voted - For
4 To Consider and Approve the Annual Report of the
Company for the Year 2013 and Its Summary Report
(published on the Company's Website: Www.gwm.com.cn) Management For Voted - For
5 To Consider and Approve the Report of the
Independent Directors for the Year 2013 (published
on the Company's Website: Www. Gwm.com.cn) Management For Voted - For
6 To Consider and Approve the Report of the
Supervisory Committee for the Year 2013 (details
Stated in the Annual Report of the Company for the
Year 2013) Management For Voted - For
7 To Consider and Approve the Strategies of the
Company for the Year 2014 (details Stated in the
Circular of the Company Dated 21 March 2014) Management For Voted - For
8 To Consider and Approve the Re-appointment of
Deloitte Touche Tohmatsu Certified Public
Accountants LLP As the Company's External Auditor
for the Year Ending 31 December 2014, the Term of
Such Re-appointment Shall Commence from the Date on
Which This Resolution is Passed Until the Date of
the Next Agm, and to Authorise the Board of
Directors (the "board") of the Company to Fix Its
Remunerations (details Stated in the Circular Dated
21 March 2014) Management For Voted - For
9 To Re-elect Mr. Wei Jian Jun As an Executive
Director of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Term of the Fifth Session of the Board, and
to Authorise the Board to Determine His
218
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Remuneration and to Enter Into the Relevant Service
Agreement on Behalf of the Company with Him Management For Voted - Against
10 To Re-elect Mr. Liu Ping Fu As an Executive
Director of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Fifth Session of the Board, and to Authorise
the Board to Determine His Remuneration and to
Enter Into the Relevant Service Agreement on Behalf
of the Company with Him Management For Voted - Against
11 To Re-elect Ms. Wang Feng Ying As an Executive
Director of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Fifth Session of the Board, and to Authorise
the Board to Determine Her Remuneration and to
Enter Into the Relevant Service Agreement on Behalf
of the Company with Her Management For Voted - Against
12 To Re-elect Mr. Hu Ke Gang As an Executive Director
of the Company for A Term of Office Commencing from
9 May 2014 and Ending on the Expiry of the Fifth
Session of the Board, and to Authorise the Board to
Determine His Remuneration and to Enter Into the
Relevant Service Agreement on Behalf of the Company
with Him Management For Voted - Against
13 To Re-elect Ms. Yang Zhi Juan As an Executive
Director of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Fifth Session of the Board, and to Authorise
the Board to Determine Her Remuneration and to
Enter Into the Relevant Service Agreement on Behalf
of the Company with Her Management For Voted - Against
14 To Re-elect Mr. He Ping As A Non-executive Director
of the Company for A Term Commencing from 9 May
2014 and Ending on the Expiry of the Fifth Session
of the Board, and Authorise the Board to Determine
His Remuneration and to Enter Into the Relevant
Appointment Letter on Behalf of the Company with Him Management For Voted - Against
15 To Re-elect Mr. Niu Jun As A Non-executive Director
of the Company for A Term Commencing from 9 May
2014 and Ending on the Expiry of the Fifth Session
of the Board, and Authorise the Board to Determine
His Remuneration (if Any) and Enter Into the
Relevant Appointment Letter on Behalf of the
Company with Him Management For Voted - Against
16 To Re-elect Mr. Wong Chi Hung, Stanley As an
Independent Non-executive Director of the Company
for A Term of Office Commencing from 9 May 2014 and
Ending on the Expiry of the Fifth Session of the
Board, and Authorise the Board to Determine His
Remuneration and to Enter Into the Relevant
Appointment Letter on Behalf of the Company with Him Management For Voted - For
17 To Elect Mr. Lu Chuang As an Independent Non-
Executive Director of the Company for A Term of
Office Commencing from 9 May 2014 and Ending on the
Expiry of the Fifth Session of the Board, and
Authorise the Board to Determine His Remuneration
219
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and to Enter Into the Relevant Appointment Letter
on Behalf of the Company with Him Management For Voted - For
18 To Elect Mr. Liang Shang Shang As an Independent
Non-executive Director of the Company for A Term of
Office Commencing from 9 May 2014 and Ending on the
Expiry of the Fifth Session of the Board, and
Authorise the Board to Determine His Remuneration
and to Enter Into the Relevant Appointment Letter
on Behalf of the Company with Him Management For Voted - For
19 To Elect Mr. Ma Li Hui As an Independent Non-
Executive Director of the Company for A Term of
Office Commencing from 9 May 2014 and Ending on the
Expiry of the Fifth Session of the Board, and
Authorise the Board to Determine His Remuneration
and to Enter Into the Relevant Appointment Letter
on Behalf of the Company with Him Management For Voted - For
20 To Re-elect Ms. Luo Jin Li As an Independent
Supervisor of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Fifth Session of the Supervisory Committee
of the Company (the "supervisory Committee"), and
Authorise the Supervisory Committee to Determine
Her Remuneration and Enter Into the Relevant
Service Agreement on Behalf of the Company with Her Management For Voted - For
21 To Elect Ms. Zong Yi Xiang As an Independent
Supervisor of the Company for A Term of Office
Commencing from 9 May 2014 and Ending on the Expiry
of the Fifth Session of the Supervisory Committee,
and Authorise the Supervisory Committee to
Determine Her Remuneration and Enter Into the
Relevant Service Agreement on Behalf of the Company
with Her Management For Voted - For
22 To Consider And, If Thought Fit, to Approve the
Proposed Grant of the Following Mandate to the
Board: (1) an Unconditional General Mandate to
Allot, Issue and Deal with Additional Shares in the
Capital of the Company, Whether A Shares Or H
Shares. Such Unconditional General Mandate Can be
Exercised Once Or More Than Once During the
Relevant Period, Subject to the Following
Conditions: (a) Such Mandate Shall Not Extend
Beyond the Relevant Period Save That the Board May
During the Relevant Period Make Or Grant Offers,
Agreements Or Options Which Might Require the
Exercise of Such Powers After the Relevant Period;
(b) the Aggregate Nominal Amount of Shares, Whether
A Shares Or H Shares Allotted, Issued and Dealt
with Or Agreed Conditionally Or Unconditionally to
be Allotted, Issued and Dealt with by the Board
Pursuant to Contd Management For Voted - Against
Contd Such Mandate, Shall Not Exceed: (i) 20%,
Being 401,848,600 A Shares, Of-the Aggregate
Nominal Amount of A Shares in Issue; and (ii) 20%,
Being-206,636,000 H Shares, of the Aggregate
Nominal Amount of H Shares in Issue,- in Each Case
As of the Date of This Resolution; and (c) the
220
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Board Shall Only-exercise Its Power Under Such
Mandate in Accordance with the Company Law Of-the
Prc and the Rules Governing the Listing of
Securities on the Stock-exchange of Hong Kong
Limited (as the Same May be Amended from Time to
Time)-and Only If All Non-Voting Non-Voting
Necessary Approvals from the China Securities
Regulatory-commission And/or Other Relevant Prc
Governmental Authorities are Obtained;-and (2)
Contingent on the Board Resolving to Issue Shares
Pursuant To-sub-paragraph (1) of This Resolution,
the Board be Authorised To: (a)- Approve, Execute
Contd Non-Voting
Contd and Do Or Procure to be Executed and Done,
All Such Documents, Deeds-and Things As It May
Consider Necessary in Connection with the Issue of
Such-new Shares Including (without Limitation): (i)
Determine the Class and Number-of Shares to be
Issued; (ii) Determine the Issue Price of the New
Shares;-(iii) Determine the Opening and Closing
Dates of the New Issue; (iv)- Determine the Use of
Proceeds of the New Issue; (v) Determine the Class
And-number of New Shares (if Any) to be Issued to
the Existing Shareholders; (vi)-make Or Grant Such
Offers, Agreements and Options As May be Necessary
in The-exercise of Such Powers; and (vii) in the
Case of an Offer Or Placement Of-shares to the
Shareholders of the Company, Exclude Shareholders
of The-company Who are Resident Outside the Prc Or
the Hong Kong Special- Administrative Contd Non-Voting Non-Voting
Contd Region of the Prc on Account of Prohibitions
Or Requirements Under-overseas Laws Or Regulations
Or for Some Other Reason(s) Which the
Board-considers Expedient; (b) Increase the
Registered Capital of the Company In-accordance
with the Actual Increase of Capital by Issuing
Shares Pursuant To-sub-paragraph (1) of This
Resolution, Register the Increased Capital with
The- Relevant Authorities in the Prc and Make Such
Amendments to the Articles Of-association of the
Company As It Thinks Fi T So As to Reflect the
Increase In-the Registered Capital of the Company;
and (c) Make All Necessary Fi Lings-and
Registrations with the Relevant Prc, Hong Kong
And/or Other Authorities-for the Purpose of This
Resolution: "a Shares" Means Domestic Shares in
The-share Capital of the Company, with A Nominal
Value of Rmb1.00 Each, Which-contd Non-Voting Non-Voting
Contd are Subscribed for and Traded in Renminbi by
the Prc Investors; "board"-means the Board of
Directors of the Company; "h Shares" Means the
Overseas-listed Foreign Shares in the Share Capital
of the Company, with A Nominal-value of Rmb1.00
Each, Which are Subscribed for and Traded in Hong
Kong-dollars; and "relevant Period" Means the
Period from the Passing of This-resolution Until
221
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Whichever is the Earliest Of: (a) the Conclusion of
the Next-annual General Meeting of the Company
Following the Passing of This-resolution; Or (b)
the Expiration of the 12-month Period Following
The-passing of This Resolution; Or (c) the Date on
Which the Authority Set Out-this Resolution is
Revoked Or Varied by A Special Resolution of
The-shareholders in A General Meeting Non-Voting Non-Voting
23 That the Board be and is Hereby Authorised to
Repurchase A Shares and H Shares of the Company:
(a) Subject to Paragraphs (b) and (c) Below, the
Exercise by the Board During the Relevant Period of
All the Powers of the Company to Repurchase A
Shares of Rmb1 Each of the Company in Issue and
Listed on the Shanghai Stock Exchange and H Shares
of Rmb1 Each of the Company in Issue and Listed on
the Hong Kong Stock Exchange, Subject to and in
Accordance with All Applicable Laws, Regulations
and Rules And/or Requirements of the Governmental
Or Regulatory Body of Securities in the Prc, the
Hong Kong Stock Exchange, the Shanghai Stock
Exchange Or Any Other Governmental Or Regulatory
Body be and is Hereby Approved; (b) the Aggregate
Nominal Amount of A Shares Authorised to be
Repurchased Pursuant to the Approval in Paragraph
(a) Contd Management For Voted - For
Contd Above During the Relevant Period Shall Not
Exceed 10% of the Number Of-a Shares in Issue As at
the Date of the Passing of This Resolution and
The-passing of the Relevant Resolutions at the
Class Meetings of Shareholders Of-the Company.
Pursuant to the Prc Laws and Regulations, If the
Company Wishes-to Repurchase A Shares, the Company
is Required to Seek Further Approval From-its
Shareholders in A General Meeting for the
Repurchase of A Shares Even-where the General
Mandate Set Out Above is Granted, But the Company
is Not-required to Seek Shareholders' Approval at
the A Shareholders' Class Meeting-or the H
Shareholders' Class Meeting. the Aggregate Nominal
Amount of H- Shares Authorised to be Repurchased
Pursuant to the Approval in Paragraph (a)-above
During the Relevant Period Shall Not Exceed 10% of
the Number of H-contd Non-Voting Non-Voting
Contd Shares in Issue As at the Date of the Passing
of This Resolution And-the Passing of the Relevant
Resolutions at the Class Meetings of
Shareholders-of the Company (c) the Approval in
Paragraph (a) Above Shall be Conditional-upon: the
Passing of A Special Resolution in the Same Terms
As the Resolution-set Out in This Paragraph (except
for This Sub-paragraph (c)) at the H- Shareholders'
Class Meeting of the Company to be Held on Friday,
9 May 2014-(or on Such Adjourned Date As May be
Applicable); and the A Shareholders'-class Meeting
of the Company to be Held on Friday, 9 May 2014 (or
222
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
on Such- Adjourned Date As May be Applicable); (d)
Subject to the Approval of All-relevant Government
Authorities in the Prc for the Repurchase of Such
Shares-of the Company Being Granted and Subject to
the Above-mentioned Conditions,-the Contd Non-Voting Non-Voting
Contd Board be and is Hereby Authorised To: (i)
Execute All Such Documents-and Do All Such Acts and
Things and to Sign All Documents and to Take
Any-steps As They Consider Desirable, Necessary Or
Expedient in Connection With-and to Give Effect to
the Repurchase of Shares Contemplated Under
Paragraph-(a) Above in Accordance with the
Applicable Laws, Regulations and Rules; And-(ii)
Make Amendments to the Articles of Association of
the Company As Deemed-appropriate by the Board So
As to Reduce the Registered Capital of The-company
and to Reflect the New Capital Structure of the
Company and to Make-related Statutory Registration
and Fi Ling Procedures; and (e) for The-purpose of
This Resolution: "a Shares" Means Domestic Shares
in the Share-capital of the Company, with A Nominal
Value of Rmb1.00 Each, Which Are-subscribed Contd Non-Voting Non-Voting
Contd for and Traded in Renminbi by the Prc
Investors; "a Shareholder(s)"-means Holders of A
Share(s); "a Shareholders' Class Meeting" Means the
Class-meeting of A Shareholders; "board" Means the
Board of Directors of The- Company; "h Shares"
Means the Overseas Listed Foreign Shares in the
Share-capital of the Company, with A Nominal Value
of Rmb1.00 Each, Which Are-subscribed for and
Traded in Hong Kong Dollars "h Shareholder(s)"
Means- Holders of H Share(s); "h Shareholders'
Class Meeting" Means the Class-meeting of H
Shareholders; "hong Kong Stock Exchange" Means the
Stock-exchange of Hong Kong Limited; and "relevant
Period" Means the Period From-the Passing of This
Special Resolution Until Whichever is the Earlier
Of: (i)-the Conclusion of the Next Annual General
Meeting of the Company Following-the Passing of
This Contd Non-Voting Non-Voting
Contd Resolution; (ii) the Expiration of A Period
of Twelve Months Following-the Passing of This
Resolution at the Annual General Meeting, and
The-relevant Resolutions at the H Shareholders'
Class Meeting and the A-shareholders' Class
Meeting; Or (iii) the Date on Which the Authority-
Conferred by This Special Resolution is Revoked Or
Varied by A Special-resolution of Shareholders at A
General Meeting, Or by A Special Resolution-of
Shareholders at A H Shareholders' Class Meeting Or
an A Shareholders'-class Meeting Non-Voting Non-Voting
25 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution 18.
If You Have Already Sent in Your Votes, Please Do
Not Ret-urn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
223
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 09-May-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321948.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321992.pdf Non-Voting Non-Voting
1 That the Board be and is Hereby Authorised to
Repurchase A Shares and H Shares of the Company:
(a) Subject to Paragraphs (b) and (c) Below, the
Exercise by the Board During the Relevant Period of
All the Powers of the Company to Repurchase A
Shares of Rmb1 Each of the Company in Issue and
Listed on the Shanghai Stock Exchange and H Shares
of Rmb1 Each of the Company in Issue and Listed on
the Hong Kong Stock Exchange, Subject to and in
Accordance with All Applicable Laws, Regulations
and Rules And/or Requirements of the Governmental
Or Regulatory Body of Securities in the Prc, the
Hong Kong Stock Exchange, the Shanghai Stock
Exchange Or Any Other Governmental Or Regulatory
Body be and is Hereby Approved; (b) the Aggregate
Nominal Amount of A Shares Authorised to be
Repurchased Pursuant to the Approval in Paragraph
(a) Contd Management For Voted - For
Contd Above During the Relevant Period Shall Not
Exceed 10% of the Number Of-a Shares in Issue As at
the Date of the Passing of This Resolution and
The-passing of the Relevant Resolutions at the
Annual General Meeting of The- Company and the A
Shareholders' Class Meeting. Pursuant to the Prc
Laws And- Regulations, If the Company Wishes to
Repurchase A Shares, the Company Is-required to
Seek Further Approval from Its Shareholders in A
General Meeting-for the Repurchase of A Shares Even
Where the General Mandate Set Out Above-is Granted,
But the Company is Not Required to Seek
Shareholders' Approval At-the A Shareholders' Class
Meeting Or the H Shareholders' Class Meeting.
The-aggregate Nominal Amount of H Shares Authorised
to be Repurchased Pursuant To-the Approval in
Paragraph (a) Above During the Relevant Period
Shall Not-contd Non-Voting Non-Voting
Contd Exceed 10% of the Number of H Shares in Issue
As at the Date of The-passing of This Resolution
and the Passing of the Relevant Resolutions at
The-annual General Meeting of the Company and the A
Shareholders' Class Meeting;-(c) the Approval in
Paragraph (a) Above Shall be Conditional Upon:
The-passing of A Special Resolution in the Same
Terms As The Non-Voting Non-Voting
Resolution Set Out-in This Paragraph (except for
This Sub-paragraph (c)) at the Annual General-
Meeting of the Company to be Held on Friday, 9 May
2014 (or on Such Adjourned-date As May be
224
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Applicable); and the A Shareholders' Class Meeting
of The-company to be Held on Friday, 9 May 2014 (or
on Such Adjourned Date As May Be- Applicable); (d)
Subject to the Approval of All Relevant
Government-authorities in the Prc for the
Repurchase of Such Shares of the Company Being-contd Non-Voting
Contd Granted and Subject to the Above- Mentioned
Conditions, the Board be And-is Hereby Authorised
To: (i) Execute All Such Documents and Do All Such
Acts-and Things and to Sign All Documents and to
Take Any Steps As They Consider-desirable,
Necessary Or Expedient in Connection with and to
Give Effect To-the Repurchase of Shares
Contemplated Under Paragraph (a) Above in
Accordance-with the Applicable Laws, Regulations
and Rules; and (ii) Make Amendments To-the Articles
of Association of the Company As Deemed Appropriate
by the Board-so As to Reduce the Registered Capital
of the Company and to Reflect the New C-apital
Structure of the Company and to Make Related
Statutory Registration A-nd Fi Ling Procedures;
and (e) for the Purpose of This Resolution: "a
S-hares" Means Domestic Shares in the Share Capital
of the Company, Contd Non-Voting Non-Voting
Contd with A Nominal Value of Rmb1.00 Each, Which
are Subscribed for And-traded in Renminbi by the
Prc Investors; "a Shareholder(s)" Means Holders
Of-a Share(s); "a Shareholders' Class Meeting"
Means the Class Meeting of A- Shareholders; "board"
Means the Board of Directors of the Company; "h
Shares"-means the Overseas Listed Foreign Shares in
the Share Capital of the Company,-with A Nominal
Value of Rmb1.00 Each, Which are Subscribed for and
Traded In-hong Kong Dollars; "h Shareholder(s)"
Means Holders of H Share(s); "h-shareholders' Class
Meeting" Means the Class Meeting of H Shareholders;
"hong-kong Stock Exchange" Means the Stock Exchange
of Hong Kong Limited; And-"relevant Period" Means
the Period from the Passing of This
Special-resolution Until Whichever is the Earlier
Of: (i) the Conclusion of the Next-annual Contd Non-Voting Non-Voting
Contd General Meeting of the Company Following the
Passing of This-resolution; (ii) the Expiration of
A Period of Twelve Months Following The-passing of
This Resolution at the H Shareholders' Class
Meeting and The-relevant Resolutions at the Annual
General Meeting and the A Shareholders'-class
Meeting; Or (iii) the Date on Which the Authority
Conferred by This-special Resolution is Revoked Or
Varied by A Special Resolution Of-shareholders at A
General Meeting, Or by A Special Resolution of
Shareholders-at A H Shareholders' Class Meeting Or
an A Shareholders' Class Meeting Non-Voting Non-Voting
225
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GUANGZHOU AUTOMOBILE GROUP CO., LTD, PRC
CUSIP: Y2931M104
Meeting Date: 29-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712667.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712663.pdf Non-Voting Non-Voting
1 Resolution in Relation to the Amendments to the
Articles of Association of Guangzhou Automobile
Group Co., Ltd Management For Voted - For
Meeting Date: 16-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
254968 Due to Addition Of-resolutions 2.1 to 2.5.
All Votes Received on the Previous Meeting Will be
Dis-regarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1129/ltn-20131129885.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1129/ltn-20131129789.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1129/-ltn20131129781.pdf Non-Voting Non-Voting
1 Resolution in Relation to the Application for
Issuing Short-term Financing Bonds by the Company Management For Voted - For
2.1 Resolution Regarding the Appointment of Independent
Director of Guangzhou Automobile Group Co., Ltd: Fu
Yuwu Management For Voted - For
2.2 Resolution Regarding the Appointment of Independent
Director of Guangzhou Automobile Group Co., Ltd:
Lan Hailin Management For Voted - For
2.3 Resolution Regarding the Appointment of Independent
Director of Guangzhou Automobile Group Co., Ltd:
Wang Susheng Management For Voted - For
2.4 Resolution Regarding the Appointment of Independent
Director of Guangzhou Automobile Group Co., Ltd:
Leung Lincheong Management For Voted - For
2.5 Resolution Regarding the Appointment of Independent
Director of Guangzhou Automobile Group Co., Ltd: Li
Fangjin Management For Voted - For
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
226
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
K/2014/0513/ltn20140513519.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0513/ltn20140513533.pdf Non-Voting Non-Voting
1 Resolution in Relation to the Annual Report of the
Company and Its Summary for the Year 2013 Management For Voted - For
2 Resolution in Relation to the Work Report of the
Board of Directors of the Company for the Year 2013 Management For Voted - For
3 Resolution in Relation to the Work Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
4 Resolution in Relation to the Financial Report for
the Year 2013 Management For Voted - For
5 Resolution in Relation to the Profit Distribution
Proposal for the Year 2013 Management For Voted - For
6 Resolution in Relation to the Adjustment of
Allowance of Independent Directors Management For Voted - For
7 Resolution in Relation to the Appointment of the
Auditors for the Year 2014 Management For Voted - For
8 Resolution in Relation to the Appointment of the
Internal Control Auditors for the Year 2014 Management For Voted - For
HENGAN INTERNATIONAL GROUP CO LTD
CUSIP: G4402L151
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151217.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151215.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Accounts and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Re-elect Mr. Sze Man Bok As an Executive Director Management For Voted - For
4 To Re-elect Mr. Hui Lin Chit As an Executive
Director Management For Voted - For
5 To Re-elect Mr. Xu Chun Man As an Executive Director Management For Voted - For
6 To Re-elect Mr. Chan Henry As an Independent
Non-executive Director Management For Voted - For
7 To Re-elect Ms. Ada Ying Kay Wong As an Independent
Non-executive Director Management For Voted - For
8 To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
9 To Re-appoint Auditors and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
227
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Grant A General Mandate to the Board of
Directors to Allot and Issue Shares Management For Voted - Against
11 To Grant A General Mandate to the Board of
Directors to Exercise All Powers of the Company to
Purchase Its Own Securities Management For Voted - For
12 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution No. 10 Above by
an Amount Representing the Aggregate Nominal Amount
of Shares in the Capital of the Company Purchased
by the Company Pursuant to the General Mandate
Granted Pursuant to Resolution No. 11 Above Management For Voted - Against
INTIME RETAIL (GROUP) CO LTD
CUSIP: G4922U103
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281078.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281050.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Approve the Audited Financial
Statements and the Reports of the Directors (the
"directors") and the Auditors (the "auditors") of
the Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb0.11 Per Share Management For Voted - For
3.A.i To Re-elect Mr. Chen Xiaodong As Executive Director Management For Voted - For
3.Aii To Re-elect Mr. Liu Dong As Non- Executive Director Management For Voted - For
3Aiii To Re-elect Mr. Yu Ning As Independent
Non-executive Director Management For Voted - For
3.B To Authorise the Board of Directors ("board") to
Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Ernst & Young As the Auditors and to
Authorize the Board to Fix the Remuneration of the
Auditors Management For Voted - For
5 To Grant A General Mandate to the Directors to
Repurchase the Shares Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with the Shares Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Number of Shares
Repurchased Management For Voted - Against
Meeting Date: 24-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
228
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0609/ltn20140609059.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0609/ltn20140609057.pdf Non-Voting Non-Voting
1 (a) to Approve the Subscription Agreement, the
Issue of Subscription Shares and the Convertible
Bonds As Detailed in the Notice; and (b) to Grant A
Specific Mandate for the Allotment and Issue of the
Subscription Shares and the Conversion Shares to
Alibaba Investment Limited in Accordance with the
Subscription Agreement and the Bond Instrument As
Detailed in the Notice Management For Voted - For
2 To Approve the Whitewash Waiver As Detailed in the
Notice Management For Voted - For
3 To Approve That Any One Director And/or Company
Secretary of the Company be and is Hereby
Authorised for and on Behalf of the Company to
Execute All Such Documents and Do All Such Acts Or
Things As He/she May in His/her Absolute Discretion
Consider to be Necessary, Desirable, Appropriate Or
Expedient to Implement Or Give Effect to Or in
Connection with the Transactions Contemplated in
the Subscription Agreement and the Bond Instrument Management For Voted - For
4 To Approve the Amendment of Granted Options Held by
Mr. Chen Xiaodong As Further Described Under the
Section Entitled Amendment of Terms of Share
Options Granted in the Shareholders Circular of the
Company Dated 9 June, 2014 Management For Voted - For
LI NING COMPANY LTD
CUSIP: G5496K124
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409464.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409529.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and Reports of the Directors and the
Auditor of the Company for the Year Ended 31
December 2013 Management For Voted - For
2.i.a To Re-elect Mr. Zhang Zhi Yong As an Executive
Director of the Company (the "director") Management For Voted - For
2.i.b To Re-elect Mr. Chen Yue, Scott As A Non-executive
Director Management For Voted - For
229
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.i.c To Re-elect Ms. Wang Ya Fei As an Independent
Non-executive Director Management For Voted - For
2.ii To Authorise the Board of Directors (the "board")
to Fix the Directors' Remuneration Management For Voted - For
3 To Re-appoint Messrs. PricewaterhouseCoopers,
Certified Public Accountants, As the Auditor of the
Company and to Authorise the Board to Fix Their
Remuneration Management For Voted - For
4 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company ("shares") Management For Voted - Against
5 To Give A General Mandate to the Directors to
Repurchase Shares Management For Voted - For
6 To Extend the General Mandate Granted to the
Directors Under Resolution No.4 by Adding the
Shares Repurchased by the Company Pursuant to the
General Mandate Granted to the Directors Under
Resolution No.5 Management For Voted - Against
7.a To Approve and Adopt the New Share Option Scheme of
the Company Management For Voted - For
7.b To Terminate the Existing Share Option Scheme of
the Company Management For Voted - For
MELCO CROWN ENTERTAINMENT LTD.
CUSIP: 585464100 TICKER: MPEL
Meeting Date: 26-Mar-14 Meeting Type: Special
1. That (a) the Declaration and Payment of A Special
Dividend of Us$0.1147 Per Ordinary Share of the
Company Out of the Share Premium Account of the
Company Pursuant to Article 147 of the Articles of
Association of the Company and in Accordance with
the Cayman Companies Law (as Amended) of the Cayman
Islands (the (due to Space Limits, See Proxy
Material for Full Proposal) Management For Voted - For
Meeting Date: 21-May-14 Meeting Type: Annual
1) To Ratify the Annual Report on Form 20-f Filed with
the U.S. Securities and Exchange Commission, and to
Receive and Adopt the Audited Consolidated
Financial Statements and the Directors' and
Auditors' Reports, for the Year Ended December 31,
2013. Management For Voted - For
2A) To Re-elect Mr. Clarence Yuk Man Chung As A
Non-executive Director of the Company. Management For Voted - Against
2B) To Re-elect Mr. William Todd Nisbet As A
Non-executive Director of the Company. Management For Voted - Against
2C) To Re-elect Mr. James Andrew Charles Mackenzie As
an Independent Non-executive Director of the
Company. Management For Voted - For
230
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2D) To Re-elect Mr. Thomas Jefferson Wu As an
Independent Non-executive Director of the Company. Management For Voted - For
3) To Authorize the Board of Directors to Fix the
Remuneration of the Directors of the Company. Management For Voted - For
4) To Ratify the Appointment of and Re- Appoint the
Independent Auditors of the Company, Deloitte
Touche Tohmatsu, and to Authorize the Board of
Directors to Fix Their Remuneration. Management For Voted - For
5) To Grant A General and Unconditional Mandate to the
Board of Directors to Issue New Shares of the
Company Management For Voted - Against
6) To Grant A General and Unconditional Mandate to the
Board of Directors to Repurchase Shares of the
Company Management For Voted - For
7) To Extend the General Mandate Granted to the Board
of Directors to Issue New Shares of the Company Management For Voted - Against
PARKSON RETAIL GROUP LTD, GEORGE TOWN
CUSIP: G69370115
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411200.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411254.pdf Non-Voting Non-Voting
1 To Receive the Audited Consolidated Financial
Statements and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Approve the Declaration of A Final Dividend of
Rmb0.01 Per Share Management For Voted - For
3.i To Re-elect Mr. Werner Josef Studer As an
Independent Non-executive Director of the Company Management For Voted - For
3.ii To Authorize the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Messrs. Ernst & Young As Auditors and
Authorize the Board of Directors to Fix Their
Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors to
Repurchase Shares Up to A Maximum of 10% of the
Existing Issued Share Capital of the Company Management For Voted - For
5.B To Grant A General Mandate to the Directors to
Allot, Issue Or Deal with New Shares Up to A
Maximum of 20% of the Existing Issued Share Capital
of the Company Management For Voted - Against
5.C To Extend the General Mandate Granted to the
Directors to Issue New Shares by the Number of
Shares Repurchased Management For Voted - Against
231
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
CUSIP: Y76810103
Meeting Date: 15-Nov-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0926/ltn20130926214.pdf,-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0926/ltn20130926204.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0926/ltn20130926192.pdf Non-Voting Non-Voting
1 To Consider and Approve the Distribution of Interim
Dividend of Rmb0.029 Per Share (inclusive of Tax)
for the Six Months Ended 30 June 2013 to be
Distributed to All Shareholders Whose Names Appear
on the Register of Members of the Company at the
Close of Business on 27 November 2013 Management For Voted - For
2 I) to Consider and Approve the Continuing Connected
Transactions Contemplated Under the Framework
Purchase Agreement Entered Into Between the Group
and Weigao Holding Group As Set Out in the "letter
from the Board" As Contained in the Circular of the
Company Dated 27 September 2013; and II) with the
Annual Caps Amounts of Rmb180 Million, Rmb230
Million and Rmb302 Million for the Respective Three
Years Ending 31 December 2014, 2015 and 2016 Management For Voted - For
3 I) to Consider and Approve the Continuing Connected
Transactions Contemplated Under the Framework Sales
Agreement Entered Into Between the Group and Weigao
Holding Group As Set Out in the "letter from the
Board" As Contained in the Circular of the Company
Dated 27 September 2013; and II) with the Annual
Caps Amounts of Rmb28 Million, Rmb35 Million and
Rmb44 Million for the Respective Three Years Ending
31 December 2014, 2015 and 2016 Management For Voted - For
4 I) to Consider and Approve the Continuing Connected
Transactions Contemplated Under the Framework
Tenancy Agreement Entered Into Between the Group
and Weigao Holding Group As Set Out in the "letter
from the Board" As Contained in the Circular of the
Company Dated 27 September 2013; and II) with the
Annual Caps Amounts of Rmb25 Million, Rmb25 Million
and Rmb25 Million for the Respective Three Years
Ending 31 December 2014, 2015 and 2016 Management For Voted - For
5 I) to Consider and Approve the Continuing Connected
Transactions Contemplated Under the Framework
Services Agreement Entered Into Between the Group
and Weigao Holding Group As Set Out in the "letter
from the Board" As Contained in the Circular of the
232
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company Dated 27 September 2013; and II) with the
Annual Caps Amounts of Rmb64 Million, Rmb70 Million
and Rmb78 Million for the Respective Three Years
Ending 31 December 2014, 2015 and 2016 Management For Voted - For
6 To Consider and Approve, Subject to Fulfillment of
All Relevant Conditions And/or All Necessary
Approvals And/or Consents from the Relevant Prc
Authorities and Bodies Being Obtained And/ Or the
Procedures As Required Under the Laws and
Regulations of the Prc Being Completed, the
Amendments to the Articles of Associations of the
Company (as Described in the Appendix I of This
Circular) As A Result of the Change in Number of
Directors Management For Voted - For
SHENZHOU INTERNATIONAL GROUP LTD
CUSIP: G8087W101
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425811.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425841.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Consolidated Audited
Financial Statements and the Reports of the
Directors and the Independent Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Approve and Declare the Payment of A Final
Dividend (including A Special Dividend) for the
Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect Mr. Chen Genxiang As an Independent
Non-executive Director of the Company Management For Voted - For
4 To Re-elect Mr. Chen Xu As an Independent
Non-executive Director of the Company Management For Voted - For
5 To Re-elect Ms. Chen Zhifen As an Executive
Director of the Company Management For Voted - Against
6 To Re-elect Mr. Jiang Xianpin As an Independent
Non-executive Director of the Company Management For Voted - For
7 To Re-elect Mr. Wang Cunbo As an Executive Director
of the Company Management For Voted - Against
8 To Authorise the Board of Directors of the Company
(the "board") to Fix the Remuneration of the
Directors Management For Voted - For
9 To Re-appoint Ernst & Young As the Company's
Auditors and to Authorise the Board to Fix Their
Remuneration Management For Voted - For
233
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Company's
Shares Management For Voted - Against
11 To Grant A General Mandate to the Directors of the
Company to Repurchase the Company's Shares Management For Voted - For
12 To Add the Nominal Value of the Shares Repurchased
by the Company to the Mandate Granted to the
Directors Under Resolution No. 10 Management For Voted - Against
SINOPHARM GROUP CO LTD
CUSIP: Y8008N107
Meeting Date: 18-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0902/ltn201309021071.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0902/ltn201309021023.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Appointment of Mr. Wang Fucheng As A Non- Executive
Director of the Second Session of the Board of
Directors of the Company (the "board"), to
Authorize the Board to Fix the Remuneration, and to
Authorize the Chairman of the Board Or the
Executive Director of the Company to Enter Into the
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds with Him Management For Voted - Against
2 To Consider And, If Thought Fit, to Approve the
Appointment of Mr. Li Dongjiu As A Non-executive
Director of the Second Session of the Board, to
Authorize the Board to Fix the Remuneration, and to
Authorize the Chairman of the Board Or the
Executive Director of the Company to Enter Into the
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds with Him Management For Voted - Against
SUN ART RETAIL GROUP LTD, HONG KONG
CUSIP: Y8184B109
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0317/ltn20140317085.pdf-and-
234
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0317/ltn20140317063.pdf Non-Voting Non-Voting
1 To Receive the Audited Consolidated Financial
Statements and the Reports of the Directors (the
"directors") and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.28 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3.a To Re-elect Ms. Karen Yifen Chang As Independent
Non-executive Director Management For Voted - For
3.b To Re-elect Mr. Desmond Murray As Independent
Non-executive Director Management For Voted - For
3.c To Re-elect Mr. He Yi As Independent Non- Executive
Director Management For Voted - For
3.d To Authorize the Board of Directors (the "board")
to Fix the Respective Directors' Remuneration Management For Voted - For
4 To Re-appoint KPMG As Auditors and to Authorize the
Board to Fix Their Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Total Number of Issued Shares in the Share
Capital of the Company As at the Date of This
Resolution Management For Voted - For
6 To Give A General Mandate to the Directors to
Issue, Allot and Deal with Additional Shares of the
Company Not Exceeding 20% of the Total Number of
Issued Shares in the Share Capital of the Company
As at the Date of This Resolution Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Issue, Allot and Deal with Additional
Shares in the Capital of the Company by the
Aggregate Number of the Shares Repurchased by the
Company Management For Voted - Against
TINGYI (CAYMAN ISLANDS) HOLDING CORP
CUSIP: G8878S103
Meeting Date: 30-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1206/ltn20131206201.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1206/ltn20131206191.pdf Non-Voting Non-Voting
1 To Approve, Ratify, Confirm and Authorise (i) the
Tzci Supply Agreement (as Defined in the Circular
of the Company Dated 6 December 2013 (the
"circular")) and the Transactions Contemplated
Thereunder; (ii) the Annual Caps in Relation to the
235
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Tzci Supply Agreement; and (iii) Any One Director
of the Company for and on Behalf of the Company to
Execute All Such Other Documents, Instruments and
Agreements and Make Any Amendments to the Tzci
Supply Agreement and Any Other Documents and to Do
All Such Acts Or Things Deemed by Him/them to be
Incidental To, Ancillary to Or in Connection with
the Matters Contemplated Under the Tzci Supply
Agreement Management For Voted - For
2 To Approve, Ratify, Confirm and Authorise (i) the
Tfs Supply Agreement (as Defined in the Circular)
and the Transactions Contemplated Thereunder; (ii)
the Annual Caps in Relation to the Tfs Supply
Agreement; and (iii) Any One Director of the
Company for and on Behalf of the Company to Execute
All Such Other Documents, Instruments and
Agreements and Make Any Amendments to the Tfs
Supply Agreement and Any Other Documents and to Do
All Such Acts Or Things Deemed by Him/them to be
Incidental To, Ancillary to Or in Connection with
the Matters Contemplated Under the Tfs Supply
Agreement Management For Voted - For
09 Dec 2013: Please Note That This is A Revision
Due to Change in Record Date.-if You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409253.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409247.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Accounts and
the Reports of the Directors and Auditors for the
Year Ended 31 December 2013 Management For Voted - For
2 To Declare the Payment of A Final Dividend for the
Year Ended 31 December 2013 Management For Voted - For
3.A To Re-elect Mr. Junichiro Ida As an Executive
Director and to Authorize the Directors to Fix His
Remuneration Management For Voted - For
3.B To Re-elect Mr. Wei Ying-chiao As an Executive
Director and to Authorize the Directors to Fix His
Remuneration Management For Voted - For
3.C To Re-elect Mr. Teruo Nagano As an Executive
Director and to Authorize the Directors to Fix His
Remuneration Management For Voted - For
3.D To Re-elect Mr. Hsu Shin-chun Who Has Served the
Company for More Than Nine Years As an Independent
236
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Non-executive Director and to Authorize the
Directors to Fix His Remuneration Management For Voted - For
4 To Re-appoint Auditors of the Company and Authorise
the Directors to Fix Their Remuneration Management For Voted - For
5 To Consider and Approve the General Mandate for
Issue of Shares Management For Voted - Against
6 To Consider and Approve the General Mandate to
Repurchase Shares in the Capital of the Company Management For Voted - For
7 To Consider and Approve That the Aggregate Nominal
Amount of Shares Which are Repurchased by the
Company Shall be Added to the Aggregate Nominal
Amount of the Shares Which May be Alloted Pursuant
to the General Mandate for Issue of Shares Management For Voted - Against
Meeting Date: 14-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417214.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417248.pdf Non-Voting Non-Voting
1 To Consider, Confirm, Approve and Ratify the
Agreement (as Defined and More Particularly Set Out
in the Notice Convening the Extraordinary General
Meeting); and to Authorise Any One Director of the
Company to Do All Such Acts Or Things and to Sign
and Execute All Such Other Or Further Documents and
to Take All Such Steps Which in the Opinion of the
Director of the Company May be Necessary,
Appropriate, Desirable Or Expedient to Implement
And/or Give Effects to the Agreement and the
Transactions Contemplated Thereunder Management For Voted - For
TSINGTAO BREWERY CO LTD
CUSIP: Y8997D102
Meeting Date: 16-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn201404291630.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn201404291640.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution of
Amendments to the Articles of Association and Its
Appendix Management For Voted - For
237
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Company's 2013 Work
Report of the Board of Directors Management For Voted - For
3 To Consider and Approve the Company's 2013 Work
Report of Board of Supervisors Management For Voted - For
4 To Consider and Approve the Company's 2013
Financial Statements (audited) Management For Voted - For
5 To Consider and Approve the Company's 2013 Profit
Distribution (including Dividends Distribution)
Proposal Management For Voted - For
6 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP As the
Company's Auditor for Year 2014 and Fix Its
Remunerations Not Exceeding Rmb6.6 Million Management For Voted - For
7 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP As the
Company's Internal Control Auditor for Year 2014
and Fix Its Remunerations Not Exceeding Rmb1.98
Million Management For Voted - For
8.1 To Consider and Approve to Elect Mr. Sun Ming Bo As
the Company's Executive Director Management For Voted - For
8.2 To Consider and Approve to Elect Mr. Huang Ke Xing
As the Company's Executive Director Management For Voted - For
8.3 To Consider and Approve to Elect Ms. Jiang Hong As
the Company's Executive Director Management For Voted - For
8.4 To Consider and Approve to Elect Mr. Yu Zhu Ming As
the Company's Executive Director Management For Voted - For
8.5 To Consider and Approve to Elect Mr. Yasutaka
Sugiura As the Company's Non-executive Director Management For Voted - For
8.6 To Consider and Approve to Elect Mr. Wang Xue Zheng
As the Company's Independent Non- Executive Director Management For Voted - For
8.7 To Consider and Approve to Elect Mr. Ma Hai Tao As
the Company's Independent Non-executive Director Management For Voted - For
8.8 To Consider and Approve to Elect Mr. Ben Sheng Lin
As the Company's Independent Non-executive Director Management For Voted - For
8.9 To Consider and Approve to Elect Mr. Jiang Min As
the Company's Independent Non-executive Director Management For Voted - For
9.1 To Consider and Approve to Elect Mr. Duan Jia Jun
As the Company's Supervisor As Shareholders'
Representative Management For Voted - Against
9.2 To Consider and Approve to Elect Mr. Katsuyuki
Kawatsura As the Company's Supervisor As
Shareholders' Representative Management For Voted - For
9.3 To Consider and Approve to Elect Ms. Li Yan As the
Company's Supervisor As Shareholders' Representative Management For Voted - For
9.4 To Consider and Approve to Elect Mr. Wang Ya Ping
As the Company's Supervisor As Shareholders'
Representative Management For Voted - For
10 To Consider and Approve the Remuneration Program
for the Members of the New Board of Directors and
Board of Supervisors, and Authorize the Board to
Determine the Individual Remuneration for Each
Director and Supervisor Management For Voted - For
238
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Consider and Approve the Resolution of
Purchasing "liability Insurance for Directors,
Supervisors and Senior Management Officers" for
Each Member of the New Board of Directors, Board of
Supervisors and Senior Management Officers Management For Abstain
UNI-PRESIDENT CHINA HOLDINGS LTD
CUSIP: G9222R106
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324035.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324027.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors
("directors") and the Auditors of the Company for
the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Mr. Lo Chih-hsien As an Executive
Director Management For Voted - Against
3.b To Re-elect Mr. Chen Kuo-hui As an Executive
Director Management For Voted - Against
3.c To Re-elect Mr. Chen Sun-te As an Independent
Non-executive Director Management For Voted - Against
3.d To Re-elect Mr. Fan Ren-da, Anthony As an
Independent Non-executive Director Management For Voted - For
4 To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
5 To Re-appoint PricewaterhouseCoopers As the
Auditors of the Company and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with the Unissued Shares of
Hkd 0.01 Each in the Share Capital of the Company,
the Aggregate Nominal Amount of Which Shall Not
Exceed 20% of the Aggregate Nominal Amount of the
Issued Share Capital of the Company As at the Date
of Passing of This Resolution Management For Voted - Against
7 To Grant A General Mandate to the Directors to
Repurchase the Company's Shares Up to 10% of the
Issued Share Capital of the Company As at the Date
of Passing of This Resolution Management For Voted - For
8 To Add the Nominal Amount of the Shares in the
Company Repurchased by the Company to the General
239
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Mandate Granted to the Directors Under Resolution
No. 6 Above Management For Voted - Against
WANT WANT CHINA HOLDINGS LTD
CUSIP: G9431R103
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324275.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324221.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting. Non-Voting Non-Voting
1 To Consider and Approve the Financial Statements
and the Reports of the Directors and the Auditor
for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Mr. Tsai Wang-chia As A Director of the
Company Management For Voted - For
3.b To Re-elect Mr. Chan Yu-feng As A Director of the
Company Management For Voted - For
3.c To Re-elect Mr. Tsai Shao-chung As A Director of
the Company Management For Voted - For
3.d To Re-elect Dr. Pei Kerwei As A Director of the
Company Management For Voted - For
3.e To Re-elect Mr. Chien Wen-guey As A Director of the
Company Management For Voted - For
3.f To Authorize the Board of Directors of the Company
to Fix the Remuneration of All the Directors of the
Company Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As the
Company's Auditor and Authorize the Board of
Directors of the Company to Fix Their Remuneration
for the Period Ending 31 December 2014 Management For Voted - For
5 To Grant A General Mandate to the Directors of the
Company to Exercise the Powers of the Company to
Repurchase the Shares of the Company in Accordance
with Ordinary Resolution Number 5 As Set Out in the
Notice of Annual General Meeting Management For Voted - For
6 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with Additional
Shares of the Company in Accordance with Ordinary
Resolution Number 6 As Set Out in the Notice of
Annual General Meeting Management For Voted - Against
7 Conditional Upon Ordinary Resolutions Number 5 and
6 Being Passed, to Extend the General Mandate
Granted to the Directors of the Company to Allot,
Issue and Deal with Additional Shares of the
240
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company in Accordance with Ordinary Resolution
Number 7 As Set Out in the Notice of Annual General
Meeting Management For Voted - Against
WUMART STORES INC
CUSIP: Y97176112
Meeting Date: 14-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1",
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0128/ltn20140128089.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0128/ltn20140128095.pdf Non-Voting Non-Voting
1 To Consider and to Approve the Grant Of, at A Price
of Rmb4.63 Per Share, 1,000,000 Incentive Shares to
Each of the Three Executive Directors, Namely Madam
Xu Ying, Mr. Xu Shao-chuan and Dr. Yu Jian-bo; and
500,000 Incentive Shares to Mr. Zhang Zheng-yang, A
Supervisor; and the Authorization to the Board (or
Bodies Or Persons Duly Authorised by the Board) to
Determine and Deal with All Related Matters Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512047.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512039.pdf Non-Voting Non-Voting
I.1 To Consider And, If Thought Fit, Approve the
Audited Consolidated Financial Statements of the
Company and Its Subsidiaries for the Year 2013 and
the Independent Auditor's Report Thereon Management For Voted - For
I.2 To Consider And, If Thought Fit, Approve the
Company's Final Dividend of Rmb0.25 Per Share
(before Tax) for the Year 2013 Management For Voted - For
I.3 To Consider And, If Thought Fit, Approve the Report
of the Board of Directors of the Company (the
''board'') for the Year 2013 Management For Voted - For
I.4 To Consider And, If Thought Fit, Approve the Report
of the Supervisory Committee of the Company for the
Year 2013 Management For Voted - For
I.5 To Consider And, If Thought Fit, Approve the
Company to Re-appoint Deloitte Touche Tohmatsu
Certified Public Accountants LLP and Deloitte
241
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Touche Tohmatsu As the Company's Prc and
International Auditors, Respectively, for A Term
Expiring Upon the Conclusion of the 2014 Annual
General Meeting of the Company and to Authorise the
Board to Fix Their Remuneration in Accordance with
the Actual Work Performed by the Auditors and
Market Conditions Management For Voted - For
I.6.A To Elect Madam Xu Ying As an Executive Director of
the Fifth Session of the Board Management For Voted - For
I.6.B To Elect Mr. Xu Shao-chuan As an Executive Director
of the Fifth Session of the Board Management For Voted - For
I.6.C To Elect Dr. Yu Jian-bo As an Executive Director of
the Fifth Session of the Board Management For Voted - For
I.6.D To Elect Dr. Meng Jin-xian As A Non- Executive
Director of the Fifth Session of the Board Management For Voted - For
I.6.E To Elect Mr. Li Lu-an As an Independent
Non-executive Director of the Fifth Session of the
Board Management For Voted - For
I.6.F To Elect Mr. Lu Jiang As an Independent
Non-executive Director of the Fifth Session of the
Board Management For Voted - For
I.6.G To Elect Mr. Wang Jun-yan As an Independent
Non-executive Director of the Fifth Session of the
Board Management For Voted - For
I.7 To Consider and If Thought Fit Approve the
Remuneration of the Directors Management For Voted - For
I.8.A To Elect Mr. Fan Kui-jie As an Independent
Supervisor of the Fifth Session of the Supervisory
Committee Management For Voted - For
I.8.B To Elect Madam Xu Ning-chun As an Independent
Supervisor of the Fifth Session of the Supervisory
Committee Management For Voted - For
I.9 To Consider and If Thought Fit Approve the
Remuneration of the Supervisors Management For Voted - For
II.10 To Consider And, If Thought Fit, Approve the
Amendments to Article 3 of the Articles of
Association of the Company Management For Voted - For
II.11 To Consider And, If Thought Fit, Approve the
Amendments to Article 13 of the Articles of
Association of the Company Management For Voted - For
II.12 To Consider and Approve, If Thought Fit, the
Amendments to Article 92 of the Articles of
Association of the Company Management For Voted - For
II.13 To Consider and Approve, If Thought Fit, the
General Mandate to Repurchase H Shares Management For Voted - For
II.14 To Consider And, If Thought Fit, Approve the
Company to Issue Additional H Shares and Additional
Domestic Shares in the Capital of the Company and
to Grant the Board A General Mandate to Issue
Additional Shares Management For Voted - Against
III To Consider and Approve, If Thought Fit, the
Provisional Resolutions, If Any, Put Forth in
Writing by the Shareholders of the Company Who Hold
5% Or More of the Voting Shares of the Company Management For Voted - Against
242
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Jun-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512037.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512045.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider And, If Thought Fit, Approve the
General Mandate to Repurchase H Shares Management For Voted - For
243
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTON OILFIELD SERVICES GROUP
CUSIP: G03999102
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281351.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281264.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.Ai To Re-elect Mr. Luo Lin As an Executive Director Management For Voted - For
3.Aii To Re-elect Mr. Zhang Yongyi As an Independent
Non-executive Director Management For Voted - For
3Aiii To Re-elect Mr. Zhu Xiaoping As an Independent
Non-executive Director Management For Voted - For
3.AivTo Re-elect Mr. Wang Mingcai As an Independent
Non-executive Director Management For Voted - For
3.Av To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
5.A To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 20% of the Issued Share Capital of the
Company Management For Voted - Against
5.B To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Issued
Share Capital of the Company Management For Voted - For
5.C To Extend the Authority Given to the Directors
Pursuant to Ordinary Resolution No. 5(a) to Issue
Shares by Adding to the Issued Share Capital of the
Company the Number of Shares Repurchased Under
Ordinary Resolution No. 5(b) Management For Voted - Against
244
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BEIJING ENTERPRISES HOLDINGS LTD
CUSIP: Y07702122
Meeting Date: 08-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1018/ltn20131018047.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1018/ltn20131018041.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Confirm, Approve, Authorize and Ratify the
Entering Into of the Sale and Purchase Agreement
and the Supplemental Agreement (both As Defined in
the Notice Convening the Meeting) and the
Transactions Contemplated Thereunder (including the
Issuance of the Consideration Shares) and the
Implementation Thereof and to Authorize Any One
Director of the Company for and on Behalf of the
Company to Execute (and, If Necessary, Affix the
Common Seal of the Company) Any Such Documents,
Instruments and Agreements and to Do Any Such Acts
Or Things As May be Deemed by Him in His Absolute
Discretion to be Incidental To, Ancillary to Or in
Connection with the Matters Contemplated in the
Sale and Purchase Agreement and the Transactions
Contemplated Thereunder (including the Issuance of
the Consideration Shares) and the Implementation
Thereof Management For Voted - For
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0516/ltn20140516286.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0516/ltn20140516278.pdf Non-Voting Non-Voting
1 To Receive the Audited Consolidated Financial
Statements and Reports of the Directors and of the
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.1 To Re-elect Mr. Hou Zibo As Director Management For Voted - For
3.2 To Re-elect Mr. Zhou Si As Director Management For Voted - For
3.3 To Re-elect Mr. Li Fucheng As Director Management For Voted - For
3.4 To Re-elect Mr. Li Yongcheng As Director Management For Voted - For
3.5 To Re-elect Mr. Liu Kai As Director Management For Voted - For
245
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.6 To Re-elect Mr. E Meng As Director Management For Voted - For
3.7 To Re-elect Mr. Robert A. Theleen As Director Management For Voted - Against
3.8 To Re-elect Dr. Yu Sun Say As Director Management For Voted - For
3.9 To Authorise the Board of Directors to Fix
Directors' Remuneration Management For Voted - For
4 To Re-appoint Messrs. Ernst & Young As Auditors and
to Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to Buy
Back Shares Not Exceeding 10% of the Total Number
of Shares of the Company in Issue on the Date of
This Resolution Management For Voted - For
6 To Give A General Mandate to the Directors to
Issue, Allot and Deal with Additional Shares Not
Exceeding 20% of the Total Number of Shares of the
Company in Issue on the Date of This Resolution Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Issue Shares in the Capital of the
Company by the Number of Shares Bought Back Management For Voted - Against
CHINA COAL ENERGY CO LTD
CUSIP: Y1434L100
Meeting Date: 05-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0516/ltn20130516201.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0516/ltn20130516179.pdf Non-Voting Non-Voting
1 To Consider and If Thought Fit, to Approve the
Investment in Constructing China Coal Shaanxi Yulin
Energy and Chemical Co., Ltd. Methanol Acetic Acid
Series Deep Processing and Comprehensive
Utilization Project Management For Voted - For
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0328/ltn20140328483.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0328/ltn20140328505.pdf Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Report of the Board of Directors of the Company
(the "board") for the Year Ended 31 December 2013 Management For Voted - For
2 To Consider And, If Thought Fit, to Approve the
Report of the Supervisory Committee of the Company
for the Year Ended 31 December 2013 Management For Voted - For
246
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider And, If Thought Fit, to Approve the
Audited Financial Statements of the Company for the
Year Ended 31 December 2013 Management For Voted - For
4 To Consider And, If Thought Fit, to Approve the
Profit Distribution Proposal of the Company,
Namely, the Proposal for Distribution of A Final
Dividend of Rmb0.081 Per Share (tax Inclusive) in
an Aggregate Amount of Approximately
Rmb1,072,680,600 for the Year Ended 31 December
2013, and to Authorise the Board of Directors of
the Company to Implement the Aforesaid Distribution Management For Voted - For
5 To Consider And, If Thought Fit, to Approve the
Capital Expenditure Budget of the Company for the
Year Ending 31 December 2014 Management For Voted - For
6 To Consider And, If Thought Fit, to Approve the
Appointment of PricewaterhouseCoopers Zhong Tian
LLP, As the Company's Domestic Auditors and
PricewaterhouseCoopers, Certified Public
Accountants, As the Company's International
Auditors for the Financial Year of 2014 and to
Authorize the Board of Directors of the Company to
Determine Their Respective Remunerations Management For Voted - For
7 To Consider And, If Thought Fit, to Approve the
Emoluments of the Directors and Supervisors of the
Company for the Year Ended 31 December 2014 Management For Voted - For
8 To Consider and If Thought Fit, to Approve the
Project of Investment in Constructing Dahaize Coal
Mine and Coal Preparation Plant in Yuheng Mineral
Area, Shaanxi Management For Voted - For
9 To Consider And, If Thought Fit, to Approve the
Project of Investment in Constructing Tuke
Gasification Island and Related Facilities in
Ordos, Inner Mongolia Management For Voted - For
10 To Consider And, If Thought Fit, to Approve the
Extension of the Valid Period of Authorization in
Respect of Registered Medium-term Notes of Rmb10
Billion of the Company Management For Voted - For
11 To Consider and If Thought Fit, to Approve: That
(a) the Board be and is Hereby Authorized to Issue
Debt Financing Instruments in the Aggregate Amount
of Not More Than Rmb40 Billion (the "debt Financing
Instruments") on an One-off Or Multi-tranche
Issuances Bases, Including But Not Limited to
Enterprise Bonds, Corporate Bonds, Ultra-short-term
Financing Bonds, Short-term Financing Bonds,
Medium-term Notes, Non-public Targeted Debt
Financing Instruments and Other Domestic And/or
Overseas Debt Financing Instruments in Rmb Or
Foreign Currency Permitted to be Issued by the
Regulatory Authorities; (b) the Board (which be and
is Hereby Agreed to Further Authorize the
Management of the Company) be and is Hereby
Authorized Generally and Unconditionally, with Full
Power and Authority, Contd Management For Voted - For
247
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd to Deal with the Matters in Connection with
the Issuances of the Debt-financing Instruments in
Accordance with the Specific Needs of the
Company-and Other Market Conditions in the Valid
Period of the Resolutions Non-Voting Non-Voting
12 To Consider and If Thought Fit, to Approve the
Proposed Amendments to the Articles of Association
of the Company Management For Voted - For
01 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 09 May to 11 Apr
2014. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
CHINA GAS HOLDINGS LTD
CUSIP: G2109G103
Meeting Date: 20-Aug-13 Meeting Type: Annual General Meeting
Please Note That the Company Notice is Available by
Clicking on the Url- Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0716/ltn20130716177.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0716/ltn20130716169.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and the Reports of the Directors and of
the Auditors of the Company for the Year Ended 31
March 2013 Management For Voted - For
2 To Declare A Final Dividend of Hk6.28 Cents Per
Share Management For Voted - For
3.a.i To Re-elect Mr. Chen Xinguo As an Executive Director Management For Voted - For
3.aii To Re-elect Mr. Huang Yong As an Executive Director Management For Voted - For
3aiii To Re-elect Mr. Yu Jeong Joon As A Non- Executive
Director Management For Voted - For
3.aiv To Re-elect Mr. Feng Zhuozhi As A Non-executive
Director Management For Voted - For
3.a.v To Re-elect Mr. P K Jain As A Non-executive Director Management For Voted - Against
3.avi To Re-elect, Approve and Confirm Ms. Wong Sin Yue,
Cynthia As an Independent Non-executive Director
Who Has Served the Company for More Than Nine Years
As an Independent Nonexecutive Director Management For Voted - For
3avii To Re-elect, Approve and Confirm Mr. Zhao Yuhua As
an Independent Non-executive Director Who Has
Served the Company for More Than Nine Years As an
Independent Non-executive Director Management For Voted - For
3.b To Authorise the Board of Directors of the Company
(the "board") to Fix the Directors' Remuneration Management For Voted - For
248
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Re-appoint the Auditors of the Company and to
Authorise the Board to Fix the Auditors'
Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Repurchase the Company's Own Shares (ordinary
Resolution No.5 of the Notice) Management For Voted - For
6 To Grant A General Mandate to the Directors to
Issue and Allot the Company's Shares (ordinary
Resolution No.6 of the Notice) Management For Voted - Against
7 To Extend A General Mandate to the Directors to
Allot the Company's Shares by Including Company's
Shares Which May be Repurchased Under Resolution
No.5 (ordinary Resolution No.7 of the Notice) Management For Voted - Against
8 To Approve and Adopt the New Share Option Scheme,
to Authorise the Directors to Grant Options and
Allot and Issue Shares Pursuant to the New Share
Option Scheme, and to Authorise the Directors to Do
All Such Acts and to Enter Into All Such
Transactions and Arrangements As May be Necessary
and Expedient in Order to Give Effect to the New
Share Option Scheme Management For Voted - For
CHINA LONGYUAN POWER GROUP CORPORATION LTD
CUSIP: Y1501T101
Meeting Date: 30-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0613/ltn201306131297.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0613/ltn201306131289.pdf Non-Voting Non-Voting
1 To Consider and Approve the Nomination of Mr. Qiao
Baoping As A Non-executive Director of the Company,
Effective from the Date of Approval of Such Change
of the Board of Directors (the "board") by the
Shareholders at the Egm and Until the Expiration of
the Term of the Current Session of the Board.
Meanwhile, to Approve to Authorize the Remuneration
and Assessment Committee of the Board to Determine
the Remuneration of the New Director According to
His Terms of Reference and Taking Into Account His
Duties and Responsibilities Upon the Candidate for
New Director Being Approved at the Egm, and to
Authorize the Chairman of the Company Or Any One of
the Executive Directors to Enter Into A Service
Contract with the New Director and Handle All Other
Relevant Matters on Behalf of the Company Upon the
Candidate for New Director Being Approved at the Egm Management For Voted - Against
2 To Consider and Approve the Nomination of Mr. Li
Enyi As an Executive Director of the Company,
Effective from the Date of Approval of Such Change
of the Board by the Shareholders at the Egm and
249
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Until the Expiration of the Term of the Current
Session of the Board. Meanwhile, to Approve to
Authorize the Remuneration and Assessment Committee
of the Board to Determine the Remuneration of the
New Director According to His Terms of Reference
and Taking Into Account His Duties and
Responsibilities Upon the Candidate for New
Director Being Approved at the Egm, and to
Authorize the Chairman of the Company Or Any One of
the Executive Directors to Enter Into A Service
Contract with the New Director and Handle All Other
Relevant Matters on Behalf of the Company Upon the
Candidate for New Director Being Approved at the Egm Management For Voted - Against
3 To Consider and Approve the Nomination of Mr. Xie
Changjun As A Supervisor of the Company, Effective
from the Date of Approval of Such Change of the
Supervisory Board by Shareholders at the Egm and
Until the Expiration of the Term of the Current
Session of the Supervisory Board. Meanwhile, to
Approve to Authorize the Remuneration and
Assessment Committee of the Board to Determine the
Remuneration of the New Supervisor According to His
Terms of Reference Management For Voted - Against
And Taking Into Account His Duties and
Responsibilities Upon the Candidate for New
Supervisor Being Approved at the Egm, and to
Authorize the Chairman of the Company Or Any One of
the Executive Directors to Enter Into A Service
Contract with the New Supervisor and Handle All
Other Relevant Matters on Behalf of the Company
Upon the Candidate for New Supervisor Being
Approved at the Egm Non-Voting
Meeting Date: 10-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0826/ltn20130826279.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0826/ltn20130826238.pdf Non-Voting Non-Voting
1 To Consider and Approve the Issue of the Corporate
Bonds with an Aggregate Principal Amount of Up to
Rmb6.7 Billion (inclusive) in the Prc, and to
Authorize the Board of Directors (the "board") and
Its Authorised Persons Generally and
Unconditionally to Deal with All Relevant Matters
Relating to the Issue and Listing of the Corporate
Bonds at Their Full Discretion with A View to
Safeguarding the Best Interest of the Company in
Accordance with the Requirements of the Relevant
Laws and Regulations and to Approve the Delegation
of the Authority of the Board to Its Authorised
Persons of the Company to Deal with All Relevant
Matters Relating to the Issue and Listing of the
250
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Aforementioned Corporate Bonds Within the Scope of
Authorization Aforementioned Management For Voted - For
2 To Consider and Approve the Issue of Ultra Short-
Term Debentures with an Aggregate Registered
Principal Amount of Up to Rmb20 Billion (inclusive)
in the Prc, And, According to the Requirements of
the Company and Market Conditions, to Issue in
Multiple Tranches on A Rolling Basis Within the
Effective Registration Period, and to Authorize the
Board to Deal with All Relevant Matters Relating to
the Registration and Issue of the Aforementioned
Ultra Short-term Debentures at Their Full
Discretion, Subject to Relevant Laws and
Regulations, and to Approve the Delegation of the
Authority by the Board to the Management of the
Company to Deal with All Relevant Matters Relating
to the Issue of the Aforementioned Ultra Short-term
Debenture Within the Scope of Authorization Above Management For Voted - For
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn-201404031185.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403-/ltn201404031370.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors of
the Company for the Year 2013 Management For Voted - For
2 To Approve the Report of the Supervisory Board of
the Company for the Year 2013 Management For Voted - For
3 To Approve the Final Financial Accounts of the
Company for the Year Ended 31 December 2013 Management For Voted - For
4 To Accept the Independent Auditor's Report and the
Company's Audited Financial Statements for the Year
Ended 31 December 2013 Management For Voted - For
5 To Approve the Budget Report of the Company for the
Year Ending 31 December 2014 Management For Voted - For
6 To Approve the Profit Distribution Plan of the
Company for the Year Ended 31 December 2013,
Namely, the Proposal for Distribution of A Final
Dividend of Rmb0.0475 Per Share (tax Inclusive) in
Cash in an Aggregate Amount of Approximately
Rmb381,728,477.5 for the Year Ended 31 December
2013, and to Authorise the Board of Directors of
the Company (the "board") to Implement the
Aforesaid Distribution Management For Voted - For
7 To Approve the Re-appointment of Ruihua Certified
Public Accountants (special General Partner) As the
Company's Prc Auditor for the Year 2014 for A Term
Until the Conclusion of the Next Annual General
Meeting of the Company, and to Authorise the Audit
Committee of the Board to Determine Their
Remuneration Management For Voted - For
251
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Approve the Re-appointment of KPMG As the
Company's International Auditor for the Year 2014
for A Term Until the Conclusion of the Next Annual
General Meeting of the Company, and to Authorise
the Audit Committee of the Board to Determine Their
Remuneration Management For Voted - For
9 To Approve the Remuneration Plan for Directors and
Supervisors of the Company for the Year 2014 Management For Voted - For
10 To Approve the Appointment of Mr. Shao Guoyong and
As A Non-executive Director of the Company (the
"non- Executive Director") to Fill the Vacancy Left
by Resignation of Mr. Luan Baoxing, with Effect
from the Date of the Agm When the Nomination is
Approved by the Shareholders of the Company (the
"shareholders") and Until the Expiration of the
Term of the Current Session of the Board.
Meanwhile, to Approve the Authorisation Granted to
the Remuneration and Assessment Committee of the
Board to Determine the Remuneration of the New
Director According to the Directors' and
Supervisors' Remuneration Plan for the Year 2014
Approved at the Agm Upon the Candidate for the New
Director Being Approved at the Agm, and to
Authorise the Chairman of the Company Or Any One of
the Executive Directors of the Company (the
"executive Directors") to Enter Into A Service
Contract with the New Director and Handle All Other
Relevant Matters on Behalf of the Company Upon the
Candidate for the New Director Being Approved at
the Agm Management For Voted - Against
11 To Approve the Appointment of Mr. Chen Jingdong As
A Non-executive Director of the Company to Fill the
Vacancy Left by Resignation of Mr. Chen Bin, with
Effect from the Date of the Agm When the Nomination
is Approved by the Shareholders and Until the
Expiration of the Term of the Current Session of
the Board. Meanwhile, to Approve the Authorisation
Granted to the Remuneration and Assessment
Committee of the Board to Determine the
Remuneration of the New Director According to the
Directors' and Supervisors' Remuneration Plan for
the Year 2014 Approved at the Agm Upon the
Candidate for the New Director Being Approved at
the Agm, and to Authorise the Chairman of the
Company Or Any One of the Executive Directors to
Enter Into A Service Contract with the New Director
and Handle All Other Relevant Matters on Behalf of
the Company Upon the Candidate for the New Director
Being Approved at the Agm Management For Voted - Against
12 To Approve the Appointment of Mr. Han Dechang As an
Independent Non- Executive Director of the Company
to Fill the Vacancy Left by Resignation of Mr. Lv
Congmin, with Effect from the Date of the Agm When
the Nomination is Approved by the Shareholders and
Until the Expiration of the Term of the Current
Session of the Board. Meanwhile, to Approve the
252
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authorisation Granted to the Remuneration and
Assessment Committee of the Board to Determine the
Remuneration of the New Director According to the
Directors' and Supervisors' Remuneration Plan for
the Year 2014 Approved at the Agm Upon the
Candidate for the New Director Being Approved at
the Agm, and to Authorise the Chairman of the
Company Or Any One of the Executive Directors to
Enter Into A Service Contract with the New Director
and Handle All Other Relevant Matters on Behalf of
the Company Upon the Candidate for New Director
Being Approved at the Agm Management For Voted - For
13 To Approve the Application to the National
Association of Financial Market Institutional
Investors of the Prc for the Quota of the Issue of
Short-term Debentures with A Principal Amount of
Not Exceeding Rmb5 Billion (including Rmb5 Billion)
Within 12 Months from the Date of Obtaining an
Approval at the Agm, and According to the
Requirement of the Company and Market Condition, to
Issue in Separate Tranches on A Rolling Basis
Within the Effective Period, and to Authorise the
Board and the Persons It Authorised to Deal with
All Such Matters Relating to the Registration and
Issue of the Aforementioned Short-term Debentures
at Their Full Discretion, Subject to Relevant Laws
and Regulations, and to Approve the Delegation of
the Authority by the Board to the Management of the
Company to Deal with All Such Specific Matters
Relating to the Issue of the Aforementioned Short-
Term Debentures Within the Scope of Authorization
Above, with Immediate Effect Upon the Above
Proposal and Authorization Being Approved by the
Shareholders at the Agm Management For Voted - For
14 To Approve the Granting of A General Mandate to the
Board to Issue, Allot and Deal with Additional
Domestic Shares and H Shares Not Exceeding 20% of
Each of the Aggregate Nominal Values of the
Domestic Shares and H Shares of the Company
Respectively in Issue, and to Authorise the Board
to Make Amendments to the Articles of Association
of the Company As It Thinks Fit So As to Reflect
the New Share Capital Structure Upon the Allotment
Or Issue of Additional Shares Pursuant to Such
Mandate Management For Voted - Against
15 To Consider and Approve the Proposal(s) (if Any)
Put Forward at the Agm by Shareholder(s) Holding 3%
Or More of the Shares of the Company Carrying the
Right to Vote Thereat Management For Voted - Against
253
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA OIL AND GAS GROUP LTD
CUSIP: G2155W101
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn201404161041.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn201404161033.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Auditor for the Year Ended 31 December 2013 Management For Voted - For
2.a To Re-elect Mr. Xu Tie-liang As Director Management For Voted - For
2.b To Re-elect Mr. Zhu Yuan As Director Management For Voted - For
2.c To Re-elect Mr. Li Yunlong As Director Management For Voted - For
2.d To Authorise the Directors to Fix Their Remuneration Management For Voted - For
3 To Re-appoint PricewaterhouseCoopers As Auditor and
to Authorise the Directors to Fix Its Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors to
Issue New Shares in the Company Management For Voted - Against
5 To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
6 To Extend the General Mandate to Issue New Shares
by Adding the Number of Shares Repurchased Management For Voted - Against
7 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
8 To Approve the Share Premium Reduction Management For Voted - For
CHINA OILFIELD SERVICES LTD
CUSIP: Y15002101
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114683.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114681.pdf Non-Voting Non-Voting
1 That (a) the Master Agreement Dated 5 November 2013
(the "master Agreement") Entered Into Between the
Company and China National Offshore Oil Corporation
("cnooc"), A Copy of Which is Tabled at the Meeting
and Marked "a" and Initialed by the Chairman of the
Meeting for Identification Purpose, Pursuant to
Which, the Company and Its Subsidiaries (the
"group") and Cnooc and Its Subsidiaries (excluding
254
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Group, the "cnooc Group") Will Enter Into
Various Transactions Contemplated Under the Master
Agreement (the "continuing Connected
Transactions"), be and is Hereby Approved, Ratified
and Confirmed; (b) the Cap Amounts in Relation to
the Oilfield Services (as Defined in the Circular
of the Company Dated 14 November 2013 (the
"circular")), the Machinery Leasing, Equipment,
Material and Utilities Services (as Defined in the
Contd Management For Voted - For
Contd Circular) and the Property Services for the
Three Financial Years-ending 31 December 2016 As
Set Out in the Circular, be and are Hereby-approved Non-Voting Non-Voting
2 That the Re-election of Mr. Li Feilong As an
Executive Director of the Company be and is Hereby
Approved with Immediate Effect Management For Voted - Against
3 That Article 11 of the Articles of Association be
Deleted in Its Entirety and Substituting Therefor
by the Following New Article 11: Article 11. the
Scope of Business of the Company is Subject to the
Items Authorized by the Company Registration
Authority. the Scope of Business of the Company
Includes: Authorized Operating Items: Dispatching
Workers Overseas, to Match with the Capacity, Scale
and Operation Required by the Foreign Projects;
Transportation with Cargo Ships, Oil Tankers,
Chemical Tankers for Coastal Areas of the Mainland
China, Middle and Lower Section of Yangtze River
and Pearl River Delta, Crude Oil Shipping
Transportation for the Harbors in Bohai Bay
(effective Until 30 June 2015); Transportation by
High-speed Passenger Liner Along Tianjin Water Area
(effective Until 1 April 2018); General Cargo Contd Management For Voted - For
Contd Transportation. General Operating Items:
Provision of Prospecting,-exploration, Development
and Mining Services for Oil, Natural Gas and
Other-minerals; Geotechnical Engineering and Soft
Ground Handling, Underwater-remote Mechanical
Operation, Pipeline Inspection and
Maintenance,-orientation, Data Processing and
Interpretation, Well Drilling, Well-completion,
Gamma Logging, Well Testing, Cementing, Mud-
Logging, Drilling Mud-preparation, Wall
Perforation, Core Sampling, Directional Drilling
Project,- Downhole Operation, Well Repair, Oil Well
Stimulation, Downhole Sand Control,-running and
Pulling Oil Tubing, Filtration and Handling of
Underground-incidents; Provision of Equipment,
Tools and Instruments, Inspection,-maintenance,
Leasing and Sales of Pipes in Relation to the Above
Services;-drilling Fluids, Cement Contd Non-Voting Non-Voting
Contd Additive, Oilfield Chemical Additives,
Special Tools, Mechanical And-electrical Products,
Instrumentation, Oil and Gas Well Perforating
Equipment;-contracting of Overseas Engineering
Projects; Sales of Mechanical And-electrical
255
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Products, Communication Products and Chemical
Products (excluding-hazardous Chemicals); Import
and Export Business; Provision of Marine
Support-and Transportation Services, Anchoring,
Equipment, Facilities, Maintenance,-loading and
Unloading As Well As Other Labor Services for the
Exploration,-development and Production of
Oilfields; Sales of Accessories for Vessels,-
Machinery and Electronic Equipment. According to
the Domestic And-international Market Trends,
Business Needs in the Prc and Its Own Growth-
Capability and Its Business Performance, the
Company May Adjust Its-investment Policies Contd Non-Voting Non-Voting
Contd and Business Scope and Mode on A Timely
Basis; As Well As Set Up-branches and Offices in
the Prc and Areas Including Hong Kong, Macau
And-taiwan (whether Wholly-owned Or Not), Subject
to Approvals by Resolution Of-the General Meeting
and Relevant Governmental Authorities Non-Voting Non-Voting
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415740.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415812.pdf Non-Voting Non-Voting
1 To Consider and Approve the Audited Financial
Statements and the Report of the Auditor for the
Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Proposed Profit
Distribution and Annual Dividend for the Year Ended
31 December 2013 Management For Voted - For
3 To Consider and Approve the Report of the Directors
of the Company for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
5 To Elect Mr. Law Hong Ping, Lawrence As an
Independent Non-executive Director of the Company
with Immediate Effect Management For Voted - Against
6 To Appoint Deloitte Touche Tohmatsu Certified
Public Accountants LLP and Deloitte Touche Tohmatsu
As the Domestic and International Auditors of the
Company for the Year 2014 and to Authorise the
Board of Directors (the "board") to Fix the
Remuneration Thereof Management For Voted - For
7 To Consider and If, Thought Fit, Pass the Following
Resolution As A Special Resolution of the Company
Subject to the Following Conditions: (a) Subject to
Paragraphs (c) and (d) Below and Subject to the
Companies Law of the People's Republic of China
(the "prc") and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
256
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Limited (the "stock Exchange") (as the Same May be
Amended from Time to Time), the Board be and is
Hereby Authorised to Exercise, Whether by A Single
Exercise Or Otherwise, During the Relevant Period
(as Defined in Paragraph (e) Below), All the Powers Management For Voted - Against
Of the Company to Allot, Issue and Deal with the
Overseas Listed Foreign Shares ("h Shares") and to
Determine the Terms and Conditions in Connection
with the Issue of Such New Shares, Including (i)
the Proposed Class and Number of Contd Non-Voting
Contd the Shares to be Issued; (ii) the Issue Price
And/or the Mechanism To- Determine the Issue Price
of the New Shares (including the Range of
Prices);-(iii) the Opening and Closing Dates of the
New Issue; (iv) the Class And-number of New Shares
to be Issued to Existing Shareholders; and (v)
The-making Or Granting of Such Offers, Agreements
and Options As May be Necessary-in the Exercise of
Such Powers; (b) the Board May During the Relevant
Period-make Or Grant Offers, Agreements Or Options
Which Might Require the Exercise-of Such Powers
After the Relevant Period; (c) Save for the Rights
Issue (as-defined in Paragraph (e) Below) Or the
Issue of Shares Under Any Agreement To-purchase the
Shares of the Company, the Aggregate Nominal Amount
of the H-shares Which are Authorised to be Allotted
by the Directors of the Company- Contd Non-Voting Non-Voting
Contd Pursuant to the Approval Under Paragraph (a)
Above Shall Not Exceed 20%-of the Aggregate Nominal
Amount of the H Shares of the Company in Issue As
At-the Date of Passing This Resolution, and the
Said Approval Shall be Limited- Accordingly; (d)
the Authority Granted Under Paragraph (a) Above
Shall Be-conditional Upon the Approvals of Any
Regulatory Authorities As Required By-the Laws,
Rules and Regulations of the Prc Being Obtained by
the Company; (e)- for the Purposes of This
Resolution: "relevant Period" Means the Period
From-the Passing of This Resolution Until Whichever
is the Earliest Of: (i) The-conclusion of the Next
Annual General Meeting of the Company; (ii)
The-expiration of A Period of 12 Months After This
Resolution Has Been Passed At-the Agm; Or (iii) the
Date Upon Which the Authority Set Out in This Contd Non-Voting Non-Voting
Contd Resolution is Revoked Or Varied by Way of
Special Resolution of The-company in A General
Meeting; "rights Issue" Means an Offer by Way of
Rights-to All Existing Shareholders of the Company
(except Those Whom, Under-relevant Laws, the
Company is Disallowed To Non-Voting Non-Voting
Make Such an Offer To) and Other- Eligible Persons
(if Applicable) Which Enables Them to Subscribe
Shares Or- Securities of the Company in Proportion
to Their Existing Holdings-(regardless of the
Number of Shares They Own); (f) Subject to the
Approval Of-all Relevant Governmental Authorities
257
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in the Prc for the Issue and Allotment-of and
Dealing in Such H Shares Being Granted and the
Company Law of the Prc,-the Board be and is Hereby
Authorised to Increase the Registered Capital
Of-the Company As Necessary Pursuant to Paragraph
(a) Above; (g) the Board Be-and is Contd Non-Voting
Contd Hereby Authorised to Sign All Necessary
Documents, Perform All- Necessary Procedures and
Carry Out All Such Acts As It Thinks Necessary
For-the Completion of the Issue and Allotment of
and Dealing in Such H Shares-pursuant to Paragraph
(a) Above Without Breaching Any Applicable Laws,
Rules,-regulations, and the Articles of Association
of the Company (the "articles");-and (h) Subject to
the Approval of the Relevant Governmental
Authorities In-the Prc, the Board be and is Hereby
Authorized to Make Such Corresponding-amendments to
the Articles As It Thinks Fit So As to Change the
Registered-capital of the Company and to Reflect
the New Capital Structure of The-company Upon the
Exercise of the Authority to Allot, Issue and Deal
in H-shares As Conferred Under Paragraph (a) Above Non-Voting Non-Voting
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING
CUSIP: Y15010104
Meeting Date: 26-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1010/ltn20131010580.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1010/ltn20131010537.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 To Extend the Term of Validity of the Proposal
Regarding Issuance of A Share Convertible Bonds and
Other Related Matters Management For Voted - For
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn20140323103.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn20140323063.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of Sinopec Corp. for the Year 2013 Management For Voted - For
258
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Report of the Board of
Supervisors of Sinopec Corp. for the Year 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Reports and Audited Consolidated Financial Reports
of Sinopec Corp. for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan for the Year Ended 31 December 2013 Management For Voted - For
5 To Authorise the Board of Directors of Sinopec
Corp. (the "board") to Determine the Interim Profit
Distribution Plan of Sinopec Corp. for the Year 2014 Management For Voted - For
6 To Consider and Approve the Re-appointment of
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers As External Auditors of
Sinopec Corp. for the Year 2014, Respectively, and
to Authorise the Board to Determine Their
Remunerations Management For Voted - For
7 To Approve the Proposed Amendments to the Articles
of Association of Sinopec Corp., and to Authorise
the Secretary to the Board To, on Behalf of Sinopec
Corp., Deal with All Procedural Requirements Such
As Applications, Approvals, Registrations and
Filings in Relation to the Proposed Amendments to
the Articles of Association (including Cosmetic
Amendments As Requested by the Regulatory
Authorities) Management For Voted - For
8 To Authorise the Board to Determine the Proposed
Plan for the Issuance of Debt Financing
Instrument(s) Management For Voted - Against
9 To Grant to the Board A General Mandate to Issue
New Domestic Shares And/or Overseas Listed Foreign
Shares of Sinopec Corp. Management For Voted - Against
23 Apr 2014: Please Note That This is A Revision
Due to Change in Split Voting-tag from N to Y. If
You Have Already Sent in Your Votes, Please Do Not
Vote A-gain Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
CHINA POWER INTERNATIONAL DEVELOPMENT LTD
CUSIP: Y1508G102
Meeting Date: 15-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1030/ltn20131030302.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1030/ltn20131030296.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Approve, Confirm and Ratify the Conditional
Acquisition Agreement Dated 12 October 2013 Between
China Power International Holding Limited and the
259
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company and the Transactions Contemplated
Thereunder, the Allotment and Issue of
Consideration Shares (as Defined in the Notice of
the Extraordinary General Meeting) and Authorise
Any Director to Do Such Acts As He/she May Consider
Necessary, Desirable Or Expedient in Connection
Therewith Management For Voted - For
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416980.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416993.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Board of Directors and of the Auditor for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Declare A Final Dividend of Rmb0.16
(equivalent to Hkd 0.2025) Per Ordinary Share for
the Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect Mr. Gu Dake As Director Management For Voted - Against
4 To Re-elect Mr. Guan Qihong As Director Management For Voted - Against
5 To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
6 To Re-appoint Messrs. PricewaterhouseCoopers As the
Auditor of the Company and to Authorise the Board
of Directors to Fix Its Remuneration Management For Voted - For
7.A To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 20 Per Cent. of the Number of Shares of
the Company in Issue Management For Voted - Against
7.B To Give A General Mandate to the Directors to Buy
Back Shares of the Company Not Exceeding 10 Per
Cent. of the Number of Shares of the Company in
Issue Management For Voted - For
7.C To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares of an Amount Not Exceeding the Aggregate
Number of Shares of the Company Bought Back by the
Company Management For Voted - Against
8 To Approve the Adoption of the New Articles of
Association of the Company in Substitution For, and
to the Exclusion Of, the Existing Articles of
Association of the Company Management For Voted - Against
260
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA RESOURCES GAS GROUP LTD
CUSIP: G2113B108
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424441.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424510.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Directors' Report and
the Independent Auditor's Report for the Year Ended
31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of 20 Hk Cents Per
Share for the Year Ended 31 December 2013 Management For Voted - For
3.1 To Re-elect Mr. Ge Bin As Director Management For Voted - Against
3.2 To Re-elect Mr. Shi Shanbo As Director Management For Voted - Against
3.3 To Re-elect Mr. Wei Bin As Director Management For Voted - Against
3.4 To Re-elect Mr. Wong Tak Shing As Director Management For Voted - Against
3.5 To Re-elect Mr. Qin Chaokui As Director Management For Voted - For
3.6 To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
4 To Re-appoint Messrs. Deloitte Touche Tohmatsu,
Certified Public Accountants, As Auditor and to
Authorise the Board of Directors to Fix the
Auditor's Remuneration Management For Voted - For
5.A To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Not Exceeding 20 Per Cent. of the Existing
Issued Share Capital of the Company (the "general
Mandate") Management For Voted - Against
5.B To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10
Per Cent. of the Existing Issued Share Capital of
the Company (the "repurchase Mandate") Management For Voted - For
5.C To Issue Under the General Mandate an Additional
Number of Shares Representing the Number of Shares
Repurchased Under the Repurchase Mandate Management For Voted - Against
CHINA RESOURCES POWER HOLDINGS CO LTD
CUSIP: Y1503A100
Meeting Date: 22-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
261
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0703/ltn201307031016.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0703/ltn20130703992.pdf Non-Voting Non-Voting
1 That: (a) the Proposed Merger of China Resources
Gas Group Limited ("cr Gas") Through the
Acquisition of Cr Gas by the Company by Way of A
Scheme of Arrangement (the "scheme") Under Section
99 of the Companies Act of Bermuda, Whereby All the
Ordinary Shares with A Nominal Value of Hkd 0.10
Each in the Share Capital of Cr Gas in Issue As at
the Record Time for the Scheme (the "scheme
Shares") Will be Cancelled in Consideration for the
Issue of Ordinary Shares of Hkd 1 Each in the Share
Capital of the Company (the "consideration Shares")
at the Share Exchange Ratio of 97 New Consideration
Shares for Every 100 Scheme Shares, Subject to and
Conditional Upon the Conditions Set Out in the
Circular of the Company Dated 4th July, 2013 (the
"proposed Merger") be and is Hereby Approved (with
Such Amendments As Any One of the Contd Management For Voted - For
Contd Directors of the Company (the "directors")
May in His Or Her Absolute-discretion Deems Fit);
(b) the Allotment and Issue of the
Consideration-shares in Accordance with the Terms
and Conditions of the Proposed Merger And-the
Scheme be and is Hereby Approved and Further the
Directors be and Are-hereby Granted A Specific
Mandate to Exercise the Powers of the Company
To-allot and Issue the Consideration Shares
Pursuant to Terms and Conditions Of-the Proposed
Merger and the Scheme and When Allotted and Issued
As Fully-paid, Will Rank Pari Passu in All Respects
with All the Existing Ordinary- Shares of the
Company; and the Specific Mandate is in Addition
To, and Shall-not Prejudice Nor Revoke Any General
Or Special Mandate(s) Which Has/have-been Granted
Or May from Time to Time be Granted to the
Directors Prior To-the Contd Non-Voting Non-Voting
Contd Passing of This Resolution; and (c) the
Directors of the Company be And-are Hereby
Authorised on Behalf of the Company to Do All Such
Things and Take-all Such Actions and to Enter Into
Such Transactions and Arrangements As May- be
Necessary, Desirable Or Expedient in Order to Give
Effect to the Scheme Or-the Proposed Merger Non-Voting Non-Voting
Meeting Date: 10-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
262
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425702.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425642.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Consolidated Statements and the Report of the
Directors and Independent Auditor's Report for the
Year Ended 31st December, 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.67 Per Share
for the Year Ended 31st December, 2013 Management For Voted - For
3.1 To Re-elect Ms. Zhou Junqing As Director Management For Voted - Against
3.2 To Re-elect Mr. Zhang Shen Wen As Director Management For Voted - Against
3.3 To Re-elect Ms. Wang Xiao Bin As Director Management For Voted - Against
3.4 To Re-elect Ms. Leung Oi-sie, Elsie As Director Management For Voted - Against
3.5 To Re-elect Dr. Ch'ien K.f. Raymond As Director Management For Voted - Against
3.6 To Authorise the Board of Directors to Fix the
Remuneration of All Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor and
Authorise the Directors to Fix the Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to
Repurchase Shares of the Company (ordinary
Resolution No. 5 of the Notice of Annual General
Meeting) Management For Voted - For
6 To Give A General Mandate to the Directors to Issue
New Shares of the Company (ordinary Resolution No.
6 of the Notice of Annual General Meeting) Management For Voted - Against
7 To Extend the General Mandate to be Given to the
Directors to Issue Shares (ordinary Resolution No.
7 of the Notice of Annual General Meeting) Management For Voted - Against
CHINA SHENHUA ENERGY COMPANY LTD
CUSIP: Y1504C113
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511011.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511007.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Report of the Board of Directors of the Company for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider And, If Thought Fit, to Approve the
Report of the Board of Supervisors of the Company
for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider And, If Thought Fit, to Approve the
Audited Financial Statements of the Company for the
Year Ended 31 December 2013 Management For Voted - For
263
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider And, If Thought Fit, to Approve the
Company's Profit Distribution Plan for the Year
Ended 31 December 2013: I.e. Final Dividend for the
Year Ended 31 December 2013 in the Amount of
Rmb0.91 Per Share (inclusive of Tax) be Declared
and Distributed, the Aggregate Amount of Which is
Approximately Rmb18.10 Billion, and to Authorise A
Committee Comprising of Dr. Zhang Yuzhuo and Dr.
Ling Wen to Implement the Above Mentioned Profit
Distribution Plan and to Deal with Matters in
Relation to Tax With-holding As Required by
Relevant Laws, Regulations and Regulatory
Authorities Management For Voted - For
5 To Consider And, If Thought Fit, to Approve the
Remuneration of the Directors and Supervisors of
the Company for the Year Ended 31 December 2013:
I.e. Aggregate Remuneration of the Executive
Directors is in the Amount of Rmb3,160,374.36;
Aggregate Remuneration of the Non-executive
Directors is in the Amount of Rmb1,350,000, of
Which the Aggregate Remuneration of the Independent
Non-executive Directors is in the Amount of
Rmb1,350,000, the Non- Management For Voted - For
Executive Directors (other Than the Independent
Non-executive Directors) are Remunerated by Shenhua
Group Corporation Limited and are Not Remunerated
by the Company in Cash; Remuneration of the
Supervisors is in the Amount of Rmb2,035,864.32 Non-Voting
6 To Consider And, If Thought Fit, to Approve the
Appointment of Deloitte Touche Tohmatsu Certified
Public Accountants LLP and Deloitte Touche Tohmatsu
As the Prc and International Auditors Respectively
of the Company and to Authorise A Committee
Comprising of Mr. Zhang Yuzhuo, Mr. Ling Wen and
Mr. Gong Huazhang, All Being Directors of the
Company, to Determine Their 2014 Remuneration Management For Voted - For
7 To Consider And, If Thought Fit, To:- (1) Approve A
General Mandate to the Board of Directors To, by
Reference to Market Conditions and in Accordance
with Needs of the Company, to Allot, Issue, Either
Separately Or Concurrently, Additional Domestic
Shares (a Shares) and Overseas-listed Foreign
Invested Shares (h Shares) Not Exceeding 20% of
Each of the Number of Domestic Shares (a Shares)
and the Number of Overseas-listed Foreign Invested
Shares (h Shares) in Issue at the Time of Passing
This Resolution at Annual General Meeting. Pursuant
to Prc Laws and Regulations, the Company Will Seek
Further Approval from Its Shareholders in General
Meeting for Each Additional Issuance of Domestic
Shares (a Shares) Even Where This General Mandate
is Approved. (2) the Board of Directors be
Authorised to (including But Not Limited to Contd Management For Voted - Against
Contd the Following):- (i) Determine the Class of
Shares to be Issued,- Issuance Price, Time of
Issuance, Period of Issuance, Number of Shares to
264
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Be-issued, Allottees and Use of Proceeds, and
Whether to Issue Shares To-existing Shareholders;
(ii) Engage the Services of Professional Advisers
For-share Issuance Related Matters, and to Approve
and Execute All Acts, Deeds,-documents Or Other
Matters Necessary, Appropriate Or Required for
Share-issuance; (iii) Approve and Execute Documents
Related to Share Issuance For- Submission to
Regulatory Authorities, and to Carry Out Relevant
Approval-procedures; (iv) Non-Voting Non-Voting
After Share Issuance, Make Corresponding Amendments
to The- Articles of Association of the Company
Relating to Share Capital And-shareholdings Etc,
and to Carry Out Relevant Registrations and
Filings. The-above General Contd Non-Voting
Contd Mandate Will Expire on the Earlier of
("relevant Period"):- (a) The- Conclusion of the
Annual General Meeting of the Company for 2014; (b)
The-expiration of A Period of Twelve Months
Following the Passing of This Special-resolution at
the Annual General Meeting for 2013; Or (c) the
Date on Which-the Authority Conferred by This
Special Resolution is Revoked Or Varied by
A-special Resolution of Shareholders at A General
Meeting, Except Where The- Board of Directors Has
Resolved to Issue Domestic Shares (a Shares) Or-
Overseas-listed Foreign Invested Shares (h Shares)
During the Relevant Period-and the Share Issuance
is to be Continued Or Implemented After the
Relevant- Period Non-Voting Non-Voting
8 To Consider And, If Thought Fit, to Approve the
Following General Mandate to Repurchase Domestic
Shares (a Shares) and Overseas- Listed Foreign
Invested Shares (h Shares):- (1) Approve A General
Mandate to the Board of Directors To, by Reference
to Market Conditions and in Accordance with Needs
of the Company, to Repurchase Domestic Shares (a
Shares) Not Exceeding 10% of the Number of Domestic
Shares (a Shares) in Issue at the Time When This
Resolution is Passed at Annual General Meeting and
the Relevant Resolutions are Passed at Class
Meetings of Shareholders. Pursuant to Prc Laws and
Regulations, and for Repurchases of Domestic Shares
(a Shares), the Company Will Seek Further Approval
from Its Shareholders in General Meeting for Each
Repurchase of Domestic Shares (a Shares) Even Where
the General Mandate is Granted, But Contd Management For Voted - For
Contd Will Not be Required to Seek Shareholders'
Approval at Class Meetings-of Domestic Share (a
Share) Shareholders Or Overseas-listed Foreign
Invested-share (h Share) Shareholders. (2) Approve
A General Mandate to the Board Of-directors To, by
Reference to Market Conditions and in Accordance
with Needs-of the Company, to Repurchase
Overseas-listed Foreign Invested Non-Voting Non-Voting
265
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares (h-shares) Not Exceeding 10% of the Number
of Overseas-listed Foreign Invested-shares (h
Shares) in Issue at the Time When This Resolution
is Passed At-annual General Meeting and the
Relevant Resolutions are Passed at Class- Meetings
of Shareholders. (3) the Board of Directors be
Authorised To- (including But Not Limited to the
Following):- (i) Determine Time Of- Repurchase,
Period of Repurchase, Repurchase Price and Number
of Shares To-repurchase, Etc; Contd Non-Voting
Contd (ii) Notify Creditors and Issue
Announcements; (iii) Open Overseas- Share Accounts
and to Carry Out Related Change of Foreign
Exchange- Registration Procedures; (iv) Carry Out
Relevant Approval Procedures and To-carry Out
Filings with the China Securities Regulatory
Commission; (v) Carry-out Cancelation Procedures
for Repurchased Shares, Make
Corresponding-amendments to the Articles of
Association of the Company Relating to
Share-capital and Shareholdings Etc, Carry Out
Modification Registrations, and To- Deal with Any
Other Documents and Matters Related to Share
Repurchase. The-above General Mandate Will Expire
on the Earlier of ("relevant Period"):- (a)-the
Conclusion of the Annual General Meeting of the
Company for 2014; (b) The-expiration of A Period of
Twelve Months Following the Passing of This
Special-resolution Contd Non-Voting Non-Voting
Contd at the Annual General Meeting for 2013, the
First A Shareholders' Class-meeting in 2014 and the
First H Shareholders' Class Meeting in 2014; Or
(c)-the Date on Which the Authority Conferred by
This Special Resolution Is-revoked Or Varied by A
Special Resolution of Shareholders at A
General-meeting, Or A Special Resolution of
Shareholders at A Class Meeting Of-domestic Share
(a Share) Shareholders Or A Class Meeting of
Overseas-listed-foreign Invested Share (h Share)
Shareholders, Except Where the Board Of-directors
Has Resolved to Repurchase Domestic Shares (a
Shares) Or-overseas-listed Foreign Invested Shares
(h Shares) During the Relevant Period-and the Share
Repurchase is to be Continued Or Implemented After
the Relevant- Period Non-Voting Non-Voting
9 To Consider And, If Thought Fit, to Approve the
Following Mandate and Authorise the Board of
Directors of the Company to Carry Out the
Following:- (1) to Determine the Proposed Issue of
Debt Financing Instruments of the Company Within
the Limit of Issuance, Including But Not Limited to
Short-term Debentures, Medium-term Notes, Super
Shortterm Commercial Papers, Corporate Bonds and
Enterprise Bonds in Domestic Market As Well As
Renminbi Denominated Bonds and Foreign Currency
Denominated Bonds, Etc. in Overseas Market
266
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(excluding Convertible Bonds That May be Converted
Into Equity Securities). (2) to Determine and
Finalise, Based on the Company's Needs and Market
Conditions, the Specific Terms and Conditions of
and All Relevant Matters in Connection with the
Proposed Issue of Debt Financing Instruments,
Including But Not Contd Management For Voted - For
Contd Limited to Type, Principal, Interest Rate,
Term, Issuance Timing,- Targets and Use of Proceeds
of Such Debt Financing Instruments to be
Issued-within the Aforesaid Limit and the
Production, Execution and Disclosure Of-all
Necessary Documents. (3) to Satisfy the Following
Criteria for Any- Corporate Bonds to be Issued
Through A Domestic Exchange: the Principal
Shall-not Exceed Rmb50 Billion; the Term Shall Not
Exceed 10 Years; and Such-corporate Bonds May be
Issued to the Company's Shareholders by Way
Of-placing, Arrangement Details of Which
(availability of Placing, Placing-ratio, Etc.)
Shall be Determined by the Board of Directors
According To- Market Conditions and the Terms and
Conditions of the Proposed Issue. (4) To-delegate
the Mandate to Dr. Ling Wen, the Executive Director
and President Of-the Company, and Ms. Contd Non-Voting Non-Voting
Contd Zhang Kehui, the Chief Financial Officer,
Within the Scope of This-mandate for Determining
Other Matters Related to Such Issuance
And-implementing Specific Measures Upon Determining
the Type, Principal, Term And-use of Proceeds of
Each Issuance of the Debt Financing Non-Voting Non-Voting
Instruments by The-board of Directors of the
Company. (5) After This Resolution is Approved By-
Shareholders at the General Meeting, It Will Remain
Effective from 14-september 2014 to 13 September
2016 Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Class Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511023.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511021.pdf Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Following General Mandate to Repurchase Domestic
Shares (a Shares) and Overseas- Listed Foreign
Invested Shares (h Shares):- (1) Approve A General
Mandate to the Board of Directors To, by Reference
to Market Conditions and in Accordance with Needs
of the Company, to Repurchase Domestic Shares (a
267
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares) Not Exceeding 10% of the Number of Domestic
Shares (a Shares) in Issue at the Time When This
Resolution is Passed at Annual General Meeting and
the Relevant Resolutions are Passed at Class
Meetings of Shareholders. Pursuant to Prc Laws and
Regulations, and for Repurchases of Domestic Shares
(a Shares), the Company Will Seek Further Approval
from Its Shareholders in General Meeting for Each
Repurchase of Domestic Shares (a Shares) Even Where
the General Mandate is Granted, But Contd Management For Voted - For
Contd Will Not be Required to Seek Shareholders'
Approval at Class Meetings-of Domestic Share (a
Share) Shareholders Or Overseas-listed Foreign
Invested-share (h Share) Shareholders. (2) Approve
A General Mandate to the Board Of-directors To, by
Reference to Market Conditions and in Accordance
with Needs-of the Company, to Repurchase
Overseas-listed Foreign Invested Shares (h-shares)
Not Exceeding 10% of the Number of Overseas-listed
Foreign Invested-shares (h Shares) in Issue at the
Time When This Resolution is Passed At-annual
General Meeting and the Relevant Non-Voting Non-Voting
Resolutions are Passed at Class- Meetings of
Shareholders. (3) the Board of Directors be
Authorised To- (including But Not Limited to the
Following):- (i) Determine Time Of- Repurchase,
Period of Repurchase, Repurchase Price and Number
of Shares To-repurchase Etc; (ii) Contd Non-Voting
Contd Notify Creditors and Issue Announcements;
(iii) Open Overseas Share-accounts and to Carry Out
Related Change of Foreign Exchange
Registration-procedures; (iv) Carry Out Relevant
Approval Procedures and to Carry Out-filings with
the China Securities Regulatory Commission; (v)
Carry Out- Cancelation Procedures for Repurchased
Shares, Make Corresponding Amendments-to the
Articles of Association of the Company Relating to
Share Capital And-shareholdings Etc, Carry Out
Modification Registrations, and to Deal with
Any-other Documents and Matters Related to Share
Repurchase. the Above General- Mandate Will Expire
on the Earlier of ("relevant Period"):- (a) The-
Conclusion of the Annual General Meeting of the
Company for 2014; (b) The-expiration of A Period of
Twelve Months Following the Passing of This
Special-resolution Contd Non-Voting Non-Voting
Contd at the Annual General Meeting for 2013, the
First A Shareholders' Class-meeting in 2014 and the
First H Shareholders' Class Meeting in 2014; Or
(c)-the Date on Which the Authority Conferred by
This Special Resolution Is-revoked Or Varied by A
Special Resolution of Shareholders at A
General-meeting, Or A Special Resolution of
Shareholders at A Class Meeting Of-domestic Share
(a Share) Shareholders Or A Class Meeting of
Overseas-listed-foreign Invested Share (h Share)
268
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shareholders, Except Where the Board Of-directors
Has Resolved to Repurchase Domestic Shares (a
Shares) Or-overseas-listed Foreign Invested Shares
(h Shares) During the Relevant Period-and the Share
Repurchase is to be Continued Or Implemented After
the Relevant- Period Non-Voting Non-Voting
CNOOC LTD, HONG KONG
CUSIP: Y1662W117
Meeting Date: 27-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107226.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107190.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Approve the Non-exempt Continuing Connected
Transactions Management For Voted - For
2 To Approve the Proposed Caps for Each Category of
the Non-exempt Continuing Connected Transactions Management For Voted - For
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409027.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409023.pdf Non-Voting Non-Voting
A.1 To Receive and Consider the Audited Statement of
Accounts Together with the Report of the Directors
and Independent Auditors' Report Thereon for the
Year Ended 31 December 2013 Management For Voted - For
A.2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
A.3 To Re-elect Mr. Li Fanrong As an Executive Director
of the Company Management For Voted - Against
A.4 To Re-elect Mr. Wang Yilin As A Non- Executive
Director of the Company Management For Voted - Against
A.5 To Re-elect Mr. Lv Bo As A Non- Executive Director
of the Company Management For Voted - Against
A.6 To Re-elect Mr. Zhang Jianwei As A Non-executive
Director of the Company Management For Voted - Against
A.7 To Re-elect Mr. Wang Jiaxiang As A Non-executive
Director of the Company Management For Voted - Against
269
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A.8 To Re-elect Mr. Lawrence J. Lau As an Independent
Non-executive Director of the Company Management For Voted - For
A.9 To Re-elect Mr. Kevin G. Lynch As an Independent
Non-executive Director of the Company Management For Voted - For
A.10 To Authorise the Board of Directors to Fix the
Remuneration of Each of the Directors Management For Voted - For
A.11 To Re-appoint Deloitte Touche Tohmatsu As the
Independent Auditors of the Company and Its
Subsidiaries, and to Authorize the Board of
Directors to Fix Their Remuneration Management For Voted - For
B.1 To Grant A General Mandate to the Directors to
Repurchase Shares in the Capital of the Company Not
Exceeding 10% of the Aggregate Number of Shares of
the Company in Issue As at the Date of Passing of
This Resolution Management For Voted - For
B.2 To Grant A General Mandate to the Directors to
Issue, Allot and Deal with Additional Shares in the
Capital of the Company and to Make Or Grant Offers,
Agreements, Options and Similar Rights to Subscribe
for Or Convert Any Security Into Shares in the
Company Which Would Or Might Require the Exercise
of Such Power, Which Shall Not Exceeding 20% of the
Aggregate Number of Shares of the Company in Issue
As at the Date of Passing of This Resolution Management For Voted - Against
B.3 To Extend the General Mandate Granted to the
Directors to Issue, Allot and Deal with Additional
Shares of the Company and to Make Or Grant Offers,
Agreements, Options and Similar Rights to Subscribe
for Or Convert Any Security Into Shares in the
Company by the Aggregate Number of Shares
Repurchased, Which Shall Not Exceed 10% of the
Aggregate Number of Shares of the Company in Issue
As at the Date of Passing of This Resolution Management For Voted - Against
DATANG INTERNATIONAL POWER GENERATION CO LTD
CUSIP: Y20020106
Meeting Date: 23-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0708/ltn20130708630.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0708/ltn20130708615.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1.1
and 1.2". Thank You. Non-Voting Non-Voting
1.1 To Consider and Approve the "resolution on the
Provision of Guarantees for the Financing of
Certain Subsidiaries in Which Datang International
Holds Controlling Equity Interests": to Provide A
Guarantee to Baochang Gas Power Management For Voted - For
270
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 To Consider and Approve the "resolution on the
Provision of Guarantees for the Financing of
Certain Subsidiaries in Which Datang International
Holds Controlling Equity Interests": to Provide A
Guarantee to Htpg Management For Voted - For
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
237446 Due to Addition Of-resolutions 4.1 and 4.2.
All Votes Received on the Previous Meeting Will be
Di-sregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for All Resolutions.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0912/l-tn20130912658.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1015/l-tn20131015035.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/101-5/ltn20131015039.pdf Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Provision of Guarantee for the Financing of Ningxia
Datang International Qingtongxia Photovoltaic Power
Generation Limited" Management For Voted - For
2 To Consider and Approve the "resolution on Changing
the Auditor of the Company in 2013" Management For Voted - For
3 To Consider and Approve the "resolution on the
Allowance Criteria for the Directors of the Eighth
Session of the Board and the Supervisors of the
Eighth Session of the Supervisory Committee" Management For Voted - For
4.1 To Consider and Approve "the Resolution on the
Proposal of Changing Shareholders' Representative
Supervisor of the Company to be Considered at the
General Meeting": to Approve the Appointment of Mr.
Li Baoqing As Shareholders' Representative
Supervisor Management For Voted - Against
4.2 To Consider and Approve "the Resolution on the
Proposal of Changing Shareholders' Representative
Supervisor of the Company to be Considered at the
General Meeting": to Approve the Cessation of
Appointment of Mr. Zhou Xinnong As Shareholders'
Representative Supervisor Management For Voted - Against
17 Oct 13: Please Note That This is A Revision Due
to Modification in the Text-of Resolutions 4.1 and
4.2. Non-Voting Non-Voting
Meeting Date: 06-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
251413 Due to Addition Of-resolutions 3 and 4. All
Votes Received on the Previous Meeting Will be
271
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disreg-arded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1021/ltn-20131021491.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1106/ltn-20131106851.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1106/lt-n20131106847.pdf and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1107-/ltn20131107520.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Entering Into of the Financial Services Agreement
with China Datang Finance Co., Ltd." Management For Voted - Against
2 To Consider and Approve the "resolution on the
Provision of Entrusted Loan (including the
Entrusted Loan Framework Agreement) to Datang Inner
Mongolia Duolun Coal Chemical Company Limited" Management For Voted - For
3 To Consider and Approve the "resolution on the
Issuance of Rmb 20 Billion of Super Short-term
Debentures" Management For Voted - Against
4 To Consider and Approve the "resolution of Non-
Public Issuance of Rmb10 Billion of Debt Financing
Instruments" Management For Voted - Against
Meeting Date: 24-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
265934 Due to Addition Of-resolutions 4.1 and 4.2.
All Votes Received on the Previous Meeting Will be
Di-sregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn-20140107804.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn-20140107802.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1209-/ltn20131209713.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Financial Guarantee for 2014" Management For Voted - For
2.1 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": Supply of Coal by Beijing Datang Fuel
Company and Hong Kong Company to the Power
Generation Enterprises of Cdc Management For Voted - For
272
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.2 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": Supply of Coal by Beijing Datang Fuel
Company and Its Subsidiary, Inner Mongolia Fuel
Company, to Enterprises Managed by the Company Management For Voted - For
2.3 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": Supply of Coal by Hong Kong Company to
Beijing Datang Fuel Company Management For Voted - For
2.4 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": Supply of Coal by Hong Kong Company to
Certain Subsidiaries of the Company Along the Coast Management For Voted - For
3 To Consider and Approve the "resolution on the
Supply of Coal by Inner Mongolia Datang
International Xilinhaote Mining Company Limited to
Certain Power Generation Enterprises of the Company
in 2014" Management For Voted - For
4.1 To Consider and Approve the "resolution on the
Adjustments of Directors of the Company": Mr. Wu
Jing to Hold the Office As an Executive Director of
the Eighth Session of the Board Management For Voted - For
4.2 To Consider and Approve the "resolution on the
Adjustments of Directors of the Company": Mr. Cao
Jingshan to Cease to Hold the Office As A Director
of the Eighth Session of the Board Management For Voted - For
Meeting Date: 25-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0207/ltn201402071127.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0207/ltn201402071117.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting. Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Issuance of Debt Financing Instruments" Management For Voted - For
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425820.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425851.pdf Non-Voting Non-Voting
273
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Approve the "report of the Board of
Directors (the "board") for the Year 2013"
(including Independent Directors' Report on Work) Management For Voted - For
2 To Consider and Approve the "report of the
Supervisory Committee for the Year 2013" Management For Voted - For
3 To Consider and Approve the "proposal of Final
Accounts for the Year 2013" Management For Voted - For
4 To Consider and Approve the "profit Distribution
Proposal for the Year 2013" Management For Voted - For
5 To Consider and Approve the "resolution on the
Appointment of Ruihua China Cpas (special Ordinary
Partnership) and Rsm Nelson Wheeler" Management For Voted - For
6 To Consider and Approve the "resolution on the
Provision of Guarantee for the Financing of Datang
Inner Mongolia Duolun Coal Chemical Company Limited" Management For Voted - For
7.1 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": the Sale of Natural Gas and Chemical
Products Under the Framework Agreement of Sale of
Natural Gas and the Sale and Purchase Contract of
Chemical Products (keqi) Entered Into Between Keqi
Coal-based Gas Company and Energy and Chemical
Marketing Company Management For Voted - For
7.2 To Consider and Approve the "resolution on Certain
Continuing Connected Transactions of the Company
for 2014": the Sale of Chemical Products Under the
Sale and Purchase Contract of Chemical Products
(duolun) Entered Into Between Duolun Coal Chemical
Co., Ltd and Energy and Chemical Marketing Company Management For Voted - For
8 To Consider and Approve the "proposal on Proposing
to the General Meeting to Grant A Mandate to the
Board to Determine the Issuance of New Shares of
Not More Than 20% of Each Class of Shares" Management For Voted - Against
05 May 2014: Please Note That This is A Revision
Due to Change in Record Date-from 14 May to 13 May
2014. If You Have Already Sent in Your Votes,
Please Do-not Vote Again Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
ENN ENERGY HOLDINGS LTD, GEORGE TOWN
CUSIP: G3066L101
Meeting Date: 30-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1209/ltn20131209029.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1209/ltn20131209027.pdf Non-Voting Non-Voting
274
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Approve the Supplemental Deed of Non- Competition Management For Voted - For
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428115.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428097.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements for the Year Ended 31 December 2013
Together with the Directors' and Independent
Auditor's Reports Management For Voted - For
2 To Declare A Final Dividend of Hkd 48 Cents Per
Share for the Year Ended 31 December 2013 Management For Voted - For
3.a.i To Re-elect Mr. Wang Yusuo As Director Management For Voted - For
3a.ii To Re-elect Mr. Yu Jianchao As Director Management For Voted - For
3aiii To Re-elect Ms. Yien Yu Yu, Catherine As Director Management For Voted - Against
3a.iv To Re-elect Mr. Wang Zizheng As Director Management For Voted - For
3.a.v To Re-elect Mr. Ma Zixiang As Director Management For Voted - For
3a.vi To Re-elect Mr. Yuen Po Kwong As Director Management For Voted - For
3.b To Resolve Not to Fill Up the Vacated Offices
Resulting from the Retirement of Mr. Zhao Jinfeng
and Mr. Kong Chung Kau As Directors Management For Voted - For
3.c To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
and to Authorise the Board of Directors to Fix
Their Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to Issue
New Shares of the Company (ordinary Resolution in
Item No. 5 of the Notice of Annual General Meeting) Management For Voted - Against
6 To Give A General Mandate to the Directors to
Repurchase Shares of the Company (ordinary
Resolution in Item No. 6 of the Notice of Annual
General Meeting) Management For Voted - For
7 To Extend the General Mandate to be Given to the
Directors to Issue Shares (ordinary Resolution in
Item No. 7 of the Notice of Annual General Meeting) Management For Voted - Against
GCL-POLY ENERGY HOLDINGS LTD
CUSIP: G3774X108
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
275
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415323.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415303.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditor for the Year Ended 31
December 2013 Management For Voted - For
2.i To Re-elect Mr. Zhu Gongshan As an Executive
Director Management For Voted - Against
2.ii To Re-elect Mr. Ji Jun As an Executive Director Management For Voted - For
2.iii To Re-elect Ms. Sun Wei As an Executive Director Management For Voted - For
2.iv To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As Auditor
of the Company and to Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
4.a To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Management For Voted - Against
4.b To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
4.c To Extend the General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares by the
Addition of Number of Shares Repurchased by the
Company Management For Voted - Against
HANWHA SOLARONE CO LTD
CUSIP: 41135V103 TICKER: HSOL
Meeting Date: 20-Dec-13 Meeting Type: Annual
1. As an Ordinary Resolution, That Thomas J. Toy,
Whose Current Term of Office Shall Expire at the
Agm, be Re- Elected As A Director of the Company to
Hold Office in Accordance with the Articles of
Association of the Company for A Two-year Term with
Effect from the Date of the Agm. Management For Voted - For
2. As an Ordinary Resolution, That Ernst A. Butler,
Whose Current Term of Office Shall Expire at the
Agm, be Re-elected As A Director of the Company to
Hold Office in Accordance with the Articles of
Association of the Company for A Two-year Term with
Effect from the Date of the Agm Management For Voted - For
3. As an Ordinary Resolution, That Ki- Joon Hong,
Whose Current Term of Office Shall Expire at the
Agm, be Re- Elected As A Director and Board
Chairman of the Company to Hold Office in
Accordance with the Articles of Association of the
Company for A Two-year Term with Effect from the
Date of the Agm Management For Voted - For
276
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. As an Ordinary Resolution, That Ernst & Young Hua
Ming be Appointed As Independent Auditor of the
Company for the Year Ending December 31, 2013 Management For Voted - For
HUADIAN POWER INTERNATIONAL CORPORATION LTD
CUSIP: Y3738Y101
Meeting Date: 06-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1021/ltn20131021184.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1021/ltn20131021180.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Class of
Shares to be Issued: Rmb Denominated Ordinary
Shares (a Shares) Management For Voted - For
1.2 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Nominal
Value Per Share: Rmb1.00 Management For Voted - For
1.3 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Target
Subscriber and Lock-up Period: the Company's
Controlling Shareholder, China Huadian. China
Huadian Shall Not Transfer New A Shares Acquired
Under the Issuance Within 72 Months from the Date
of the Completion of the Issuance Management For Voted - For
1.4 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Method of
Issue: Non-public Issuance to Target Subscriber,
I.e., China Huadian Within the Validity Period from
Obtaining Necessary Approvals from Csrc Management For Voted - For
1.5 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Method of
Subscription: China Huadian Shall Subscribe for New
A Shares in Cash Management For Voted - For
1.6 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"):
Determination Date of the Issuance Price and the
Issuance Price: the Price Determination Date Was
the Date of the Announcement of the Board's
Resolutions in Respect of the A Shares Subscription
(i.e., 16 October 2013). the Issuance Price Shall
be Rmb3.12 Per A Share, Which Represents No Less
Than 90% of the Average Trading Price of A Shares
During the 20 Trading Days Immediately Preceding
277
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Price Determination Date. the Average Trading
Price of the A Shares During the Price
Determination Period Was Determined by Dividing the
Total Turnover of the Trading of the A Shares
During the 20 Trading Days Immediately Preceding
the Price Determination Date by the Total Trading
Volume of the Contd Management For Voted - For
Contd A Shares During Those 20 Trading Days
Immediately Preceding the Price-determination Date
(i.e., Rmb3.23 Per Share). the Issuance Price Shall
Be-adjusted If There is Any Ex-rights Or
Ex-dividend Between the Price-determination Date
and the Date of Issuance Non-Voting Non-Voting
1.7 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Number of
Shares to be Issued: 1,150,000,000 New A Shares.
the Number of Shares to be Issued Shall be Adjusted
If There is Any Ex-rights Or Ex- Dividend Between
the Price Determination Date and the Date of
Issuance Management For Voted - For
1.8 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Listing
Arrangement: After Expiration of the Lock-up
Period, the New A Shares Can be Traded on the
Shanghai Stock Exchange Management For Voted - For
1.9 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Use of
Proceeds: the Total Proceeds of the Issuance Will
be Approximately Rmb3,588,000,000, Which is
Intended to be Used to Supplement the Working
Capital of the Company Management For Voted - For
1.10 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Arrangement
of Retained Profits: the Retained Profits Before
the Issuance Shall be Shared Among the Existing and
New Shareholders After the Completion of the
Issuance Management For Voted - For
1.11 To Consider and Approve the Following, by Way of
Separate Special Resolution, in Relation to the
Non- Public Issuance (the "issuance"): Validity
Period of These Resolutions: 12 Months from the
Date of Passing These Resolutions Management For Voted - For
2 To Approve, Confirm And/or Ratify the A Shares
Subscription by China Huadian and the Conditional A
Shares Subscription Agreement Management For Voted - For
3 That: (1) Subject to All Applicable Laws and Rules,
and Regulations and Requirements of Regulatory
Authorities and Departments, to Authorize the Board
to Handle All Things in Connection with the
Issuance, Including But Not Limited To, Determining
the Method of the Issuance, Number of Shares to be
278
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Issued, Issuance Price, Price Determination Method,
Target Subscribers and Timing; (2) Subject to All
Applicable Laws and Rules, and Regulations and
Requirements of Regulatory Authorities and
Departments, to Authorize the Board, the Chairman
Or the Authorized Person of the Chairman to Handle
All Application Matters Relating to the Issuance,
to Formulate, Prepare, Revise, Finalize and Execute
All Information Disclosure Documents Relating to
the Issuance; and to Sign All Contracts, Agreements
and Documents Relating to the Issuance Contd Management For Voted - For
Contd ; (3) to Authorize the Board to Make Relevant
Adjustments to The-issuance Method of the Issuance
in the Event There is Any Change to The-policies of
the Regulatory Authorities Relating to the
Non-public Issuance Or-there is Any Change to the
Market Conditions Relating to the Issuance,
Save-and Except for Those Matters Required to be
Approved by the Shareholders-pursuant to Any Laws,
Regulations and the Articles of Association of
The-company (the "articles of Association"); (4) to
Authorize the Board, The-chairman Or the Authorized
Person of the Chairman to Handle the
Capital-verification Procedures Relating to the
Issuance; (5) Subject to All-applicable Laws and
Rules, and Regulations and Requirements of
Regulatory-authorities and Departments, to
Authorize the Board (subject to the Scope Of-this
Resolution) to Make Contd Non-Voting Non-Voting
Contd Appropriate Adjustments to the Arrangements
of the Use of Proceeds-raised from the Issuance;
(6) to Authorize the Board, the Chairman Or
The-authorized Person of the Chairman to Handle the
Share Registration, Lock- Up-and Application for
Listing of the New A Shares on the Shanghai
Stock-exchange and Submit Relevant Documents Upon
Completion of the Issuance; (7)-to Authorize the
Board, the Chairman Or the Authorized Person of the
Chairman-to Make Consequential Amendments to the
Relevant Provisions in the Articles-of Association
Upon Completion of the Issuance and Handle Relevant
Approval-procedures, and to Deal with Relevant
Registration and Filing Procedures- Relating to the
Change of the Registered Capital of the Company;
(8) Subject-to All Applicable Laws and Rules, and
Regulations and Requirements Of- Regulatory Contd Non-Voting Non-Voting
Contd Authorities and Departments, to Authorize the
Board to Handle All Other-matters Incidental to the
Issuance; and (9) the Authorizations Described
In-paragraphs (5) to (7) in This Resolution Shall
be Valid in the Duration Of- the Relevant Events
Commencing from the Date of Passing of This
Resolution In-a General Meeting, and Other
Authorizations Shall be Valid for A Period of
12-months from the Date of Passing of This
Resolution in A General Meeting Non-Voting Non-Voting
279
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider and Approve That the Company Satisfies
the Conditions for Non-public Issuance of A Shares
Under the Administrative Measures for the Issuance
of Securities by Listed Companies (as Specified)
and Detailed Implementation Rules for the
Non-public Issuance of Stocks by Listed Companies
(as Specified) of the Prc Management For Voted - For
5 To Consider and Approve the "feasibility Analysis
Report on the Use of Proceeds Raised from the
Non-public Issuance of A Shares". Details of the
Aforesaid Report Were Contained in the Overseas
Regulatory Announcement of the Company Published on
the Website of the Hong Kong Stock Exchange on 16
October 2013 Management For Voted - For
6 To Consider and Approve the "report on the Previous
Use of Proceeds". Details of the Aforesaid Report
Were Contained in the Overseas Regulatory
Announcement of the Company Published on the
Website of the Hong Kong Stock Exchange on 16
October 2013 Management For Voted - For
7 To Consider and Approve: (i) the Proposal in
Relation to the Granting of A Waiver to China
Huadian from the Obligation to Make A General Offer
Under the Relevant Prc Laws and Regulations; and
(ii) the Proposal in Relation to the Granting of
the Whitewash Waiver Management For Voted - For
8.1 To Consider and Approve, by Way of Separate
Ordinary Resolutions, the Entering Into by the
Group of the Proposed Coal, Equipments and Services
Purchase (supply) Framework Agreement (the
"agreement") with China Huadian for A Term of One
Year Ending 31 December 2014 and the Following
Continuing Connected Transactions Between the Group
and China Huadian Contemplated Thereunder and Their
Respective Annual Caps; and Authorize the General
Manager of the Company Or His Authorized Person(s)
to Make the Necessary Amendments to the Agreement
at His/their Discretion in Accordance with the
Domestic and Overseas Regulatory Requirements and
Execute the Agreement Once A Consensus is Reached,
and to Complete Other Necessary Procedures and
Formalities According to the Relevant Requirements
Under the Hong Kong Listing Rules: the Purchase
Contd Management For Voted - For
Contd of Coal by the Group from China Huadian and
the Annual Cap of Such-continuing Connected
Transactions be Set at Rmb6 Billion for the
Financial-year Ending 31 December 2014 Non-Voting Non-Voting
8.2 To Consider and Approve, by Way of Separate
Ordinary Resolutions, the Entering Into by the
Group of the Proposed Coal, Equipments and Services
Purchase (supply) Framework Agreement (the
"agreement") with China Huadian for A Term of One
Year Ending 31 December 2014 and the Following
Continuing Connected Transactions Between the Group
and China Huadian Contemplated Thereunder and Their
280
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Respective Annual Caps; and Authorize the General
Manager of the Company Or His Authorized Person(s)
to Make the Necessary Amendments to the Agreement
at His/their Discretion in Accordance with the
Domestic and Overseas Regulatory Requirements and
Execute the Agreement Once A Consensus is Reached,
and to Complete Other Necessary Procedures and
Formalities According to the Relevant Requirements
Under the Hong Kong Listing Rules: the Provision
Contd Management For Voted - For
Contd of Engineering Equipments, Systems, Products
and Engineering And-construction Contracting
Projects, Supplies Procurement Services and
Other-miscellaneous and Relevant Services to the
Group by China Huadian and The- Annual Cap of Such
Continuing Connected Transaction be Set at Rmb3
Billion-for the Financial Year Ending 31 December
2014 Non-Voting Non-Voting
8.3 To Consider and Approve, by Way of Separate
Ordinary Resolutions, the Entering Into by the
Group of the Proposed Coal, Equipments and Services
Purchase (supply) Framework Agreement (the
"agreement") with China Huadian for A Term of One
Year Ending 31 December 2014 and the Following
Continuing Connected Transactions Between the Group
and China Huadian Contemplated Thereunder and Their
Respective Annual Caps; and Authorize the General
Manager of the Company Or His Authorized Person(s)
to Make the Necessary Amendments to the Agreement
at His/their Discretion in Accordance with the
Domestic and Overseas Regulatory Requirements and
Execute the Agreement Once A Consensus is Reached,
and to Complete Other Necessary Procedures and
Formalities According to the Relevant Requirements
Under the Hong Kong Listing Rules: the Sale of Coal
Contd Management For Voted - For
Contd and Provision of Services Such As Overhauls
and Maintenance Of-generating Units of Power
Plants, Alternative Power Generation and
Relevant-quota Services by the Group to China
Huadian and the Annual Cap of Such-continuing
Connected Transactions be Set at Rmb2 Billion for
the Financial-year Ending 31 December 2014 Non-Voting Non-Voting
9 To Consider and Approve the Entering Into by the
Group of the Proposed Coal Purchase Framework
Agreement with Yanzhou Coal and the Continuing
Connected Transactions Contemplated Thereunder and
the Respective Annual Caps at Rmb8 Billion for Each
of the Three Financial Years Ending 31 December 2016 Management For Voted - For
10 To Consider and Approve the Entering Into by the
Group of the Proposed Coal Purchase Framework
Agreement with Huainan Mining and the Continuing
Connected Transactions Contemplated Thereunder and
the Respective Annual Caps at Rmb4 Billion for Each
of the Three Financial Years Ending 31 December 2016 Management For Voted - For
281
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Consider and Approve the Resolution in Relation
to the Formulation of the Shareholders' Return Plan
from 2014 to 2016 Management For Voted - For
Meeting Date: 13-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127260.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127256.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Election and
Appointment of the Following Person As the Member
of the Sixth Session of the Board (the "board") of
Directors of the Company (the "director") with A
Term of Office from the End of the Egm to the
Expiry of the Sixth Session of the Board; and to
Authorize the Board to Determine and Finalise His
Remuneration As Director: Mr. Li Qingkui Management For Voted - For
1.2 To Consider and Approve the Election and
Appointment of the Following Person As the Member
of the Sixth Session of the Board (the "board") of
Directors of the Company (the "director") with A
Term of Office from the End of the Egm to the
Expiry of the Sixth Session of the Board; and to
Authorize the Board to Determine and Finalise His
Remuneration As Director: Mr. Gou Wei Management For Voted - For
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
316106 Due to Change in Th-e Director Names. All
Votes Received on the Previous Meeting Will be
Disregard-ed and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn-20140509332.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn-20140509376.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/-ltn20140414445.pdf Non-Voting Non-Voting
1 To Consider and Approve the Exercise of General
Mandate by the Board of the Company to Allot, Issue
and Deal with Additional Shares of the Company Management For Voted - Against
2.1 To Consider and Approve the Issuance of Debt
Financing Instruments by the Company: to Authorize
the Company to Issue Short-term Debentures at A
Proper Time, in One Or More Tranches with A
Principal Balance Not Exceeding Rmb13 Billion
According to Its Capital Requirements Management For Voted - Against
2.2 To Consider and Approve the Issuance of Debt
Financing Instruments by the Company: to Authorize
282
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Company to Issue Medium-term Notes at A Proper
Time, in One Or More Tranches with A Principal
Balance Not Exceeding Rmb13 Billion According to
Its Capital Requirements Management For Voted - Against
2.3 To Consider and Approve the Issuance of Debt
Financing Instruments by the Company: to Authorize
the Company to Issue Non- Public Placed Bonds at A
Proper Time, in One Or More Tranches with A
Principal Balance Not Exceeding Rmb18 Billion
According to Its Capital Requirements Management For Voted - Against
2.4 To Consider and Approve the Issuance of Debt
Financing Instruments by the Company: to Authorize
the Company to Issue Super Short-term Commercial
Papers at A Proper Time, in One Or More Tranches
with A Principal Balance Not Exceeding Rmb30
Billion According to Its Capital Requirements Management For Voted - Against
2.5 To Consider and Approve the Issuance of Debt
Financing Instruments by the Company: to Authorize
the Company to Issue Corporate Bonds and (or)
Sustainable Rmb-denominated Bonds in Hong Kong at A
Proper Time, in One Or More Tranches with A
Principal Balance Not Exceeding Rmb3 Billion
According to Its Capital Requirements Management For Voted - Against
3 To Consider and Approve the Proposed Amendments to
the Articles of Association of the Company:
Articles 180, 184 Management For Voted - For
4 To Consider and Approve the Provision of Loan
Guarantee in Favor of Its Subsidiary Management For Abstain
5 To Consider and Approve the Report of the Board for
the Year Ended 31 December 2013 Management For Voted - For
6 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
7 To Consider and Approve the Audited Financial
Report of the Company for the Financial Year Ended
31 December 2013 Management For Voted - For
8 To Consider and Approve the Profit Distribution
Proposal of the Company for the Year Ended 31
December 2013: the Board Has Proposed to Declare A
Final Dividend of Rmb0.225 Per Share (tax
Inclusive) for the Financial Year Ended 31 December
2013 Management For Voted - For
9.1 To Consider and Approve the Appointments of
International Auditor, Domestic Auditor and Auditor
of Internal Control, and to Authorize the Board to
Determine Their Remunerations Which Shall Not
Exceed Rmb9.6 Million: Deloitte Touche Tohmatsu
Certified Public Accountants and Deloitte Touche
Tohmatsu Certified Public Accountants LLP be
Appointed As International and Domestic Auditors of
the Company for the Financial Year Ending 31
December 2014 Management For Voted - For
9.2 To Consider and Approve the Appointments of
International Auditor, Domestic Auditor and Auditor
of Internal Control, and to Authorize the Board to
283
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Determine Their Remunerations Which Shall Not
Exceed Rmb9.6 Million: Deloitte Touche Tohmatsu
Certified Public Accountants LLP be Appointed As
the Auditor of the Company's Internal Control for
the Financial Year Ending 31 December 2014 Management For Voted - For
10 To Consider and Approve the Performance Report of
the Independent Non-executive Directors for the
Year Ended 31 December 2013 Management For Voted - For
11.1 To Elect Mr. Li Qingkui As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.2 To Elect Mr. Chen Jianhua As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.3 To Elect Mr. Chen Dianlu As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.4 To Elect Mr. Geng Yuanzhu As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.5 To Elect Ms. Wang Yingli As A Director of the
Seventh Session of the Board of the Company Management For Voted - Against
11.6 To Elect Mr. Chen Bin As A Director of the Seventh
Session of the Board of the Company Management For Voted - For
11.7 To Elect Mr. Gou Wei As A Director of the Seventh
Session of the Board of the Company Management For Voted - For
11.8 To Elect Mr. Chu Yu As A Director of the Seventh
Session of the Board of the Company Management For Voted - For
11.9 To Elect Mr. Wang Yuesheng As A Director of the
Seventh Session of the Board of the Company Management For Voted - Against
11.10To Elect Mr. Ning Jiming As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.11To Elect Mr. Yang Jinguan As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
11.12To Elect Mr. Ding Huiping As A Director of the
Seventh Session of the Board of the Company Management For Voted - For
12.1 To Elect Mr. Li Xiaopeng As A Supervisor of the
Seventh Session of the Supervisory Committee of the
Company Management For Voted - Against
12.2 To Elect Mr. Peng Xingyu As A Supervisor of the
Seventh Session of the Supervisory Committee of the
Company Management For Voted - For
13 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions 2.4,
2.5. If You Have Already Sent in Your Votes for
Mid: 334893-please Do Not Vote Again Unless You
Decide to Amend Your Original Instruction-s. Thank
You Non-Voting Non-Voting
HUANENG POWER INTERNATIONAL INC, BEIJING
CUSIP: Y3744A105
Meeting Date: 11-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
284
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
K/2013/1227/ltn20131227617.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1227/ltn20131227623.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the "resolution Regarding
the 2014 Continuing Connected Transactions Between
the Company and Huaneng Group", Including Huaneng
Group Framework Agreement and the Transaction Caps
Thereof Management For Voted - For
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512077.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512150.pdf Non-Voting Non-Voting
1 To Consider and Approve the Working Report from the
Board of Directors of the Company for 2013 Management For Voted - For
2 To Consider and Approve the Working Report from the
Supervisory Committee of the Company for 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan of the Company for 2013 Management For Voted - For
5 To Consider and Approve the Proposal Regarding the
Appointment of the Company's Auditors for 2014 Management For Voted - For
6 To Consider and Approve the Proposal Regarding
Continuing Connection Transactions Between Huaneng
Finance and the Company from 2015 to 2017 Management For Voted - Against
7 To Consider and Approve the Proposal to Grant the
Board of Directors of the Company A General Mandate
to Issue Domestic Shares And/or Overseas Listed
Foreign Shares Management For Voted - Against
13 May 2014: Please Note That This is A Revision
Due to Change in Record Date.-if You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You D-ecide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
HUANENG RENEWABLES CORPORATION LTD, BEIJING
CUSIP: Y3739S103
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
285
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011102.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011034.pdf Non-Voting Non-Voting
1 To Consider and Approve the Conduct of the Deposit
Transactions (including the Relevant Proposed
Annual Caps) Contemplated Under the Deposit and
Loan Services Framework Agreement Dated 25 October
2013 Entered Into Between the Company and China
Huaneng Finance Corporation Limited Management For Voted - Against
2 To Consider and Approve the Proposal of Not
Distributing Interim Profit for the Year of 2013 Management For Voted - For
3 To Consider and Approve the Proposal Regarding the
Company's Issuance of Debt Financing Instruments
Within the Prc by Way of Private Placement, the
Aggregate Principal Amount of Which Shall Not
Exceed Rmb3 Billion; and to Grant the Authorization
to the Board of Directors, Or Any Two Or More of
Its Directors to Deal with All Matters Relating to
the Company's Issuance of Debt Financing Instruments Management For Voted - For
Meeting Date: 10-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0117/ltn20140117332.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0117/ltn20140117340.pdf Non-Voting Non-Voting
1 To Consider and Approve the Rmb2,500m Annual Caps
of the Deposit Transactions Under the New Deposit
and Loan Services Framework Agreement Dated 30
December 2013 Entered Into Between the Company and
China Huaneng Finance Corporation Limited Management For Voted - Against
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2014/0504/ltn20140504029-.pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0504/ltn20140504037.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors (the "directors") of the Company (the
"board") for 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan of the Company for 2013: the Company's
Proposed Profit Distribution Plan for 2013 is A
Cash Dividend of Rmb0.020 (tax Inclusive) Per
Ordinary Share of the Company Management For Voted - For
286
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Consider and Approve the Re- Appointment of KPMG
and KPMG Huazhen (sgp) As the International and
Domestic Auditors of the Company, Respectively, for
2014 for A Term Until the Conclusion of the Next
Annual General Meeting of the Company Management For Voted - For
6 To Consider and Approve the Application to the
National Association of Financial Market
Institutional Investors for Registering the Issue
Limit of Short- Term Debentures with an Amount Not
Exceeding Rmb2 Billion and the Board Or Any Two Or
More Directors, be Authorized to Determine the
Specific Terms and Conditions and All Other
Relevant Matters in Relation to the Issuance of
Short-term Debentures Management For Voted - For
7 To Consider and Approve the Granting of A General
Mandate to the Board to Issue, Allot and Deal with
Additional Domestic Shares and H Shares Not
Exceeding 20% of Each of the Aggregate Nominal
Values of the Domestic Shares and H Shares of the
Company Respectively in Issue, Management For Voted - Against
And to Authorize the Board to Make Amendments to
the Articles of Association of the Company As It
Thinks Fit So As to Reflect the New Share Capital
Structure Upon the Allotment Or Issue of Additional
Shares Pursuant to the Mandate Non-Voting
JA SOLAR HOLDINGS CO., LTD.
CUSIP: 466090206 TICKER: JASO
Meeting Date: 30-Jun-14 Meeting Type: Annual
1. To Receive and Consider the Audited Financial
Statements and the Reports of the Chairman and
Chief Executive Officer for the Year Ended December
31, 2013. Management For Voted - For
2. To Re-elect Erying Jia, the Retiring Director, and
Authorize the Board of Directors to Fix His
Remuneration. Management For Voted - For
3. To Re-elect Yong Liu, the Retiring Director, and
Authorize the Board of Directors to Fix His
Remuneration. Management For Voted - For
4. To Transact Such Other Business As May Properly
Come Before the Meeting Or Any Adjournment Or
Postponement Thereof. Management For Voted - Against
KUNLUN ENERGY COMPANY LTD
CUSIP: G5320C108
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
298262 Due to Addition Of-resolution 9. All Votes
Received on the Previous Meeting Will be
287
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn-20140404782.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn-20140404809.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn-20140509526.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/-ltn20140509506.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Financial Statement and the Reports of the
Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hk23 Cents Per
Ordinary Share of the Company Management For Voted - For
3.A To Re-elect Mr. Wu Enlai As an Executive Director
of the Company Management For Voted - Against
3.B To Re-elect Mr. Cheng Cheng As an Executive
Director of the Company Management For Voted - Against
3.C To Re-elect Dr. Lau Wah Sum (who Has Served the
Company for More Than Nine Years) As an Independent
Non- Executive Director of the Company Management For Voted - For
3.D To Re-elect Mr. Li Kwok Sing Aubrey (who Has Served
the Company for More Than Nine Years) As an
Independent Non-executive Director of the Company Management For Voted - For
4 To Authorise the Directors of the Company to Fix
the Remuneration of the Directors of the Company
for the Year Ending 31 December 2014 Management For Voted - For
5 To Appoint KPMG As the Auditor of the Company for
the Ensuing Year and to Authorise the Directors of
the Company to Fix Their Remuneration Management For Voted - For
6 To Approve the Share Issue Mandate (ordinary
Resolution No. 6 of the Notice Convening the
Meeting) Management For Voted - Against
7 To Approve the Share Repurchase Mandate (ordinary
Resolution No. 7 of the Notice Convening the
Meeting) Management For Voted - For
8 To Approve Extension of the Share Issue Mandate
Under Ordinary Resolution No. 6 by the Number of
Shares Repurchased Under Ordinary Resolution No. 7
(ordinary Resolution No. 8 of the Notice Convening
the Meeting) Management For Voted - Against
9 To Consider and Approve the Appointment of Mr. Zhao
Yongqi As an Executive Director of the Company Management For Voted - Against
288
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LDK SOLAR CO. LTD.
CUSIP: 50183L107 TICKER: LDK
Meeting Date: 10-Jul-13 Meeting Type: Annual
1. To Adopt and Approve the Annual Report of the
Company Management For Voted - For
2. To Re-elect Mr. Xiaofeng Peng As A Director of the
Company for A Term of Three Years Management For Voted - For
3. To Re-elect Mr. Zhibin Liu As A Non- Executive
Director of the Company for A Term of Three Years Management For Voted - For
4. To Re-elect Mr. Xuezhi Liu As A Non- Executive
Director of the Company for A Term of Three Years Management For Voted - For
5. To Re-elect Mr. Junwu Liang As an Independent
Director of the Company for A Term of Three Years Management For Voted - For
6. To Adopt and Approve the 2013 Stock Incentive Plan
of the Company Management For Voted - For
7. To Approve Issuance of Warrants to Cai Global
Master Fund, Lp for an Aggregate of 4,153,588
Ordinary Shares Exercisable at $1.25 Per Share Management For Voted - For
8. To Approve the Appointment of KPMG As the Company's
Outside Auditors to Examine Its Accounts for the
Fiscal Year of 2013 Management For Voted - For
PETROCHINA CO LTD, BEIJING
CUSIP: Y6883Q104
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
298258 Due to Addition Of-resolution 7.j. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn-20140404581.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn-20140404423.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn-20140429705.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/-ltn20140429727.pdf Non-Voting Non-Voting
Please Note That the Board Makes No Recommendation
for Resolution 7.j Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
289
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Declaration and Payment
of the Final Dividends for the Year Ended 31
December 2013 in the Amount and in the Manner
Recommended by the Board of Directors Management For Voted - For
5 To Consider and Approve the Authorisation of the
Board of Directors to Determine the Distribution of
Interim Dividends for the Year 2014 Management For Voted - For
6 To Consider and Approve the Appointment of KPMG
Huazhen and KPMG As the Domestic and International
Auditors of the Company, Respectively, for the Year
2014 and to Authorise the Board of Directors to
Determine Their Remuneration Management For Voted - For
7.A To Consider and Approve the Election of Mr. Zhou
Jiping As Director of the Company Management For Voted - Against
7.B To Consider and Approve the Election of Mr. Liao
Yongyuan As Director of the Company Management For Voted - Against
7.C To Consider and Approve the Election of Mr. Wang
Dongjin As Director of the Company Management For Voted - Against
7.D To Consider and Approve the Election of Mr. Yu
Baocai As Director of the Company Management For Voted - Against
7.E To Consider and Approve the Election of Mr. Shen
Diancheng As Director of the Company Management For Voted - Against
7.F To Consider and Approve the Election of Mr. Liu
Yuezhen As Director of the Company Management For Voted - Against
7.G To Consider and Approve the Election of Mr. Liu
Hongbin As Director of the Company Management For Voted - Against
7.H To Consider and Approve the Election of Mr. Chen
Zhiwu As Independent Non-executive Director of the
Company Management For Voted - For
7.I To Consider and Approve the Election of Mr. Richard
H. Matzke As Independent Non-executive Director of
the Company Management For Voted - For
7.J To Consider and Approve the Election of Mr. Lin
Boqiang As Independent Non-executive Director of
the Company Management For Voted - For
8.A To Consider and Approve the Election of Mr. Wang
Lixin As Supervisor of the Company Management For Voted - Against
8.B To Consider and Approve the Election of Mr. Guo
Jinping As Supervisor of the Company Management For Voted - For
8.C To Consider and Approve the Election of Mr. Li
Qingyi As Supervisor of the Company Management For Voted - For
8.D To Consider and Approve the Election of Mr. Jia
Yimin As Supervisor of the Company Management For Voted - Against
8.E To Consider and Approve the Election of Mr. Zhang
Fengshan As Supervisor of the Company Management For Voted - For
9 To Consider and Approve, by Way of Special
Resolution, to Grant A General Mandate to the Board
of Directors to Separately Or Concurrently Issue
and Deal with Additional Domestic Shares and
Overseas Listed Foreign Shares in the Company Not
Exceeding 20% of Each of Its Existing Domestic
290
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares and Overseas Listed Foreign Shares of the
Company in Issue Management For Voted - Against
POWER ASSETS HOLDINGS LTD
CUSIP: Y7092Q109
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0325/ltn20140325155.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0325/ltn20140325145.pdf Non-Voting Non-Voting
1 To Receive the Audited Financial Statements, the
Report of the Directors and the Independent
Auditor's Report for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.a To Elect Mr. Fok Kin Ning, Canning As A Director Management For Voted - For
3.b To Elect Mr. Andrew John Hunter As A Director Management For Voted - For
3.c To Elect Mr. Ip Yuk-keung, Albert As A Director Management For Voted - For
3.d To Elect Mr. Li Tzar Kuoi, Victor As A Director Management For Voted - For
3.e To Elect Mr. Tsai Chao Chung, Charles As A Director Management For Voted - For
4 To Re-appoint KPMG As Auditor of the Company and to
Authorise the Directors to Fix the Auditor's
Remuneration Management For Voted - For
5 To Pass Resolution 5 of the Notice of Annual
General Meeting ("agm Notice") - to Give A General
Mandate to the Directors to Issue and Dispose of
Additional Shares Not Exceeding 20% of the Total
Number of Shares of the Company in Issue Management For Voted - Against
6 To Pass Resolution 6 of the Agm Notice - to Give A
General Mandate to the Directors to Repurchase
Shares Not Exceeding 10% of the Total Number of
Shares of the Company in Issue Management For Voted - For
7 To Pass Resolution 7 of the Agm Notice - to Add the
Number of Shares Repurchased to the General Mandate
Given to the Directors to Issue Additional Shares Management For Voted - Against
SHOUGANG FUSHAN RESOURCES GROUP LTD
CUSIP: Y7760F104
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
291
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411632.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411654.pdf Non-Voting Non-Voting
1 To Receive the Report of the Directors and the
Audited Financial Statements for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.A To Re-elect Mr. Chen Zhouping As Director Management For Voted - For
3.B To Re-elect Mr. Wong Lik Ping As Director Management For Voted - Against
3.C To Re-elect Mr. Leung Shun Sang, Tony As Director Management For Voted - For
3.D To Re-elect Mr. Zhang Yaoping As Director Management For Voted - Against
3.E To Re-elect Mr. Xiang Xu Jia As Director Management For Voted - For
3.F To Re-elect Mr. Choi Wai Yin As Director Management For Voted - For
3.G To Re-elect Mr. Japhet Sebastian Law As Director Management For Voted - For
4 To Appoint Auditor and to Authorise the Directors
to Fix Its Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to Issue
and Dispose of Shares Not Exceeding 20% of the
Existing Total Number of Shares of the Company in
Issue Management For Voted - Against
6 To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Existing
Total Number of Shares of the Company in Issue Management For Voted - For
7 To Add, Conditional Upon the Passing of Resolution
6 Above, the Total Number of Repurchased Shares to
the General Mandate Given to the Directors to Allot
Shares Management For Voted - Against
SHUNFENG PHOTOVOLTAIC INTERNATIONAL LTD, GRAND CAY
CUSIP: G81170105
Meeting Date: 10-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/1220/ltn20131220474-.pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1220/ltn20131220483.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve, Confirm and Ratify the Subscription
Agreement Dated 29 November 2013 (the
''subscription Agreement'') Entered Into Between
the Company and Zhao Zhengya, Lan Heng, Wang Chuan,
Li Yi and Power Triumph Investment Development
Limited and Peace Link Services Limited in Relation
to the Subscription for the Convertible Bonds in
the Principal Amount of Hkd 3,580,000,000 (the
''convertible Bonds'') and the Transactions
292
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contemplated Thereby; (b) to Authorise the
Allotment and Issue of the Shares of the Company
Upon the Exercise of the Conversion Rights
Attaching to the Convertible Bonds (the
''conversion Shares''); and (c) to Authorise the
Directors to Do All Such Acts and Things As They
Consider Necessary, Desirable Or Expedient for the
Implementation of and Giving Effect to the
Subscription Agreement, the Issue Contd Management For Voted - For
Contd of the Convertible Bonds, the Allotment and
Issue of the Conversion-shares Upon Exercise of the
Conversion Rights Attaching to the
Convertible-bonds and the Transactions Contemplated
Thereunder Non-Voting Non-Voting
30 Dec 2013: Please Note That This is A Revision
Due to Change in Record Date-from 08 Jan 2014 to 07
Jan 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
Meeting Date: 07-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321394.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321380.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1.a To Ratify, Confirm and Approve the Conditional
Reorganisation Agreement Dated 24 October 2013 (the
''agreement'') Entered Into Between Jiangsu
Shunfeng Photovoltaic Technology Co., Ltd., Wuxi
Suntech Power Co., Ltd., (''wuxi Suntech'') and the
Administrator of Wuxi Suntech in Relation to the
Acquisition of the Entire Equity Interests in Wuxi
Suntech Management For Voted - For
1.b To Authorise Any One Or More of the Directors of
the Company to Do All Such Acts and Things and to
Execute All Such Documents for the Purpose Of, Or
in Connection With, the Implementation of and
Giving Effect to the Agreement and the Transactions
Ancillary Thereto and of Administrative Nature
Which He/ She/they Consider Necessary, Desirable Or
Expedient Management For Voted - For
Meeting Date: 18-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0603/ltn201406031111.pdf-and-
293
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0603/ltn201406031131.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve the Grant of A Specific Mandate for
the Board of Directors of the Company
(''directors'') to Issue Up to 600,000,000 New
Shares (the ''placing Shares'') at an Issue Price
of Not Less Than Hkd 10.00 Per Share, and
Conditional Upon, Among Others, the Listing
Committee of the Stock Exchange of Hong Kong
Limited Granting the Listing Of, and Permission to
Deal In, the Placing Shares and the Price
Determination Agreement in Relation to the
Determination by the Company and the Placing Agent
of the Final Placing Price and the Number of Final
Placing Shares Having Been Duly Executed by the
Company and the Placing Agent, the Issue and
Allotment of the Placing Shares, Pursuant to and
Subject to Contd Management For Voted - For
Contd Terms of the Placing Agreement Dated 26 May
2014 Entered Into Between-the Company As Issuer and
Partners Capital Securities Limited As
Placing-agent; and (b) to Authorise Any One Or More
of the Directors to Do All Such-acts and Things and
Execute All Such Documents Which He/she/they
Consider-necessary, Desirable Or Expedient for the
Purpose Of, Or in Connection With,-the Issue and
Allotment of the Placing Shares Non-Voting Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0527/ltn20140527420.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0527/ltn20140527415.pdf Non-Voting Non-Voting
1 To Consider and Approve the Audited Consolidated
Financial Statements, Together with the Reports of
the Directors (the ''directors'') and Auditors of
the Company for the Year Ended 31 December 2013 Management For Voted - For
2.a To Re-elect Mr. Wang Xingfu As an Executive Director Management For Voted - For
2.b To Re-elect Mr. Shi Jianmin As an Executive Director Management For Voted - For
2.c To Re-elect Mr. Wang Yu As an Executive Director Management For Voted - For
2.d To Re-elect Mr. Lu Bin As A Non- Executive Director Management For Voted - For
2.e To Authorise the Board of Directors of the Company
(the ''board'') to Fix Their Remuneration Management For Voted - For
294
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Re-appoint Deloitte Touche Tohmatsu As the
Auditors of the Company and to Authorise the Board
to Fix Their Remuneration Management For Voted - For
4 To Grant A General Mandate to the Board to Allot,
Issue and Deal with Additional Shares of the
Company As Set Out in Resolution No. 4 of the Notice Management For Voted - Against
5 To Grant A General Mandate to the Board to
Repurchase Shares of the Company As Set Out in
Resolution No. 5 of the Notice Management For Voted - For
6 To Grant the Extension of the General Mandate to
the Board to Allot, Issue and Deal with Such Number
of Additional Shares As May be Repurchased by the
Company As Set Out in Resolution No. 6 of the Notice Management For Voted - Against
7 To Change the Name of Company from ''shunfeng
Photovoltaic International Limited (as Specified)''
to ''sunfu International Limited (as Specified)" Management For Voted - For
THE HONG KONG AND CHINA GAS COMPANY LTD, HONG KONG
CUSIP: Y33370100
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423396.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423400.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Accounts for
the Financial Year Ended 31st December 2013 and the
Reports of the Directors and Auditor Thereon Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.I To Re-elect Dr. the Hon. David Li Kwok Po As
Director Management For Voted - For
3.II To Re-elect Mr. Lee Ka Kit As Director Management For Voted - For
3.III To Re-elect Mr. Lee Ka Shing As Director Management For Voted - For
3.IV To Re-elect Mr. Peter Wong Wai Yee As Director Management For Voted - For
4 To Approve Each Director's Fee, the Additional Fee
for the Chairman of the Board and the Fee for Each
Member of (a) Audit Committee; (b) Remuneration
Committee; and (c) Nomination Committee Management For Voted - For
5 To Re-appoint PricewaterhouseCoopers As Auditor and
to Authorise the Directors to Fix Its Remuneration Management For Voted - For
6.I To Approve the Issue of Bonus Shares Management For Voted - For
6.II To Approve the Renewal of the General Mandate to
the Directors for Buy-back of Shares Management For Voted - For
6.III To Approve the Renewal of the General Mandate to
the Directors for the Issue of Additional Shares Management For Voted - Against
295
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.IV To Authorise the Directors to Allot, Issue Or
Otherwise Deal with Additional Shares Equal to the
Number of Shares Bought Back Under Resolution 6(ii) Management For Voted - Against
7 To Approve and Adopt the New Articles of
Association of the Company Management For Voted - Against
TIANNENG POWER INTERNATIONAL LTD
CUSIP: G8655K109
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
295223 Due to Addition Of-resolution 7. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn-20140423317.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn-20140423292.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0331/-ltn20140331312.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.A To Re-elect Mr. Chen Minru As Executive Director
and Authorise the Board of Directors to Fix His
Remuneration Management For Voted - For
3.B To Re-elect Mr. Shi Borong As Executive Director
and Authorise the Board of Directors to Fix His
Remuneration Management For Voted - Against
3.C To Re-elect Mr. Huang Dongliang As Independent
Non-executive Director and Authorise the Board of
Directors to Fix His Remuneration Management For Voted - Against
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
and Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
5.A That (a) Subject to Paragraph (c) of This
Resolution, the Exercise by the Directors of the
Company (the "director(s)") During the Relevant
Period (as Defined Below) of All Powers to Allot,
Issue and Deal with the Additional Shares in the
Capital of the Company, and to Make Or Grant
Offers, Agreements, Options and Warrants Which
Would Or Might Require the Exercise of Such Powers, Management For Voted - Against
Be and is Hereby Generally and Unconditionally
Approved; (b) the Approval in Paragraph (a) of This
296
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Resolution Shall Authorise the Directors During the
Relevant Period to Make Or Grant Offers,
Agreements, Options and Warrants Which Might
Require the Exercise of Such Powers After the End
of the Relevant Period; (c) the Aggregate Nominal
Amount of the Share Capital Allotted Or Agreed
Conditionally Or Unconditionally to be Allotted
(whether Pursuant to an Option Or Otherwise) by the
Directors Pursuant to the Approval in Paragraph (a)
of This Resolution, Otherwise Than Pursuant to (i)
A Right Issue (as Defined Below), (ii) Any Option
Scheme Or Similar Arrangement for the Time Being
Adopted for the Grant Or Issue to Officers And/or
Employees of the Company And/or Any of Its
Subsidiaries of Shares Or Rights to Acquire Shares
of the Company Or (iii) Any Scrip Dividend Or
Similar Arrangement Providing for the Allotment of
Shares in Lieu of the Whole Or Part of the Cash
Payment for A Dividend on Shares of the Company in
Accordance with the Articles of Association of the
Company, Shall Not Exceed 20% of the Aggregate
Nominal Amount of the Share Capital of the Company
in Issue As at the Date of This Resolution and the
Said Approval Shall be Limited Accordingly;(d) for
the Purpose of This Resolution, "relevant Period"
Means the Period from the Passing of This
Resolution Until Whichever is the Earliest Of: (i)
the Conclusion of the Next Annual General Meeting
of the Company; (ii) the Expiration of the Period
Within Which the Next Annual General Meeting of the
Company is Required by the Articles of Association
of the Company Or Any Applicable Law to be Held;
and (iii) the Revocation Or Variation of the
Authority Given Under This Resolution by an
Ordinary Resolution of the Shareholders of the
Company in General Meeting." "right Issue" Means an
Offer of Shares Or Other Securities of the Company
Open for A Period Fixed by the Directors to Holders
of Shares of the Company Or Any Class Thereof on
the Register on A Fixed Record Date in Proportion
to Their Then Holdings of Such Shares Or Class
Thereof (subject to Such Exclusion Or Other
Arrangements As The Non-Voting
Directors May Deem Necessary Or Expedient in
Relation to Fractional Entitlements Or Having
Regard to Any Restrictions Or Obligations Under the
Laws Of, Or the Requirements of Any Recognised
Regulatory Body Or Any Stock Exchange In, Any
Territory Outside the Hong Kong Special
Administrative Region of the People's Republic of
China)
5.B That (a) Subject to Paragraph (b) of This
Resolution, the Exercise by the Directors During
the Relevant Period (as Defined Below) of All the
Powers of the Company to Purchase Its Own Shares on
the Stock Exchange of Hong Kong Limited ("stock
297
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Exchange"), Subject to and in Accordance with All
Applicable Laws and the Requirements of the Rules
Governing the Listing of Securities on the Stock
Exchange Or of Any Other Stock Exchange, be and is
Hereby Generally and Unconditionally Approved and
Authorised; (b) the Aggregate Number of the Shares
of the Company to be Purchased by the Company
Pursuant to the Approval in Paragraph (a) of This
Resolution During the Relevant Period Shall Not
Exceed 10% of the Issued Share Capital of the
Company As at the Date of Passing This Resolution
and the Said Approval Shall be Limited Accordingly;
and (c) for the Purpose of This Resolution,
"relevant Period" Means the Period from the Passing
of This Resolution Until Whichever is the Earliest
Of: (i) the Conclusion of the Next Annual General
Meeting of the Company; (ii) the Expiration of the
Period Within Which the Next Annual General Meeting
of the Company is Required by the Articles of
Association of the Company Or Any Applicable Law to
be Held; and (iii) the Revocation Or Variation of
the Authority Given Under This Resolution by an
Ordinary Resolution of the Shareholders of the
Company in General Meeting Management For Voted - For
6 That Conditional Upon Resolutions Nos. 5a and 5b
Being Passed, the Aggregate Nominal Amount of the
Number of Shares in the Capital of the Company
Which are Repurchased by the Company Under the
Authority Granted to the Directors As Management For Voted - Against
Mentioned in Resolution No. 5b Shall be Added to
the Aggregate Nominal Amount of Share Capital That
May be Allotted Or Agreed Conditionally Or
Unconditionally to be Allotted by the Directors
Pursuant to Resolution No. 5a Above Non-Voting
7 To Pass the Ordinary Resolution Relating to the
Refreshment of Scheme Mandate Limit of the Share
Option Scheme As Set Out in the Supplemental Notice
of Annual General Meeting Management For Voted - For
TRINA SOLAR LIMITED
CUSIP: 89628E104 TICKER: TSL
Meeting Date: 03-Sep-13 Meeting Type: Annual
1. Re-election of Mr. Qian Zhao As A Director of the
Company. Management For Voted - For
2. Re-election of Mr. Kwok on Yeung As A Director of
the Company. Management For Voted - For
3. Appointment of KPMG As an Auditor of the Company to
Audit the Accounts of the Company for the Fiscal
Year Ending December 31, 2013 and That the Board of
Directors Or the Audit Committee of the Board of
Directors of the Company Shall Fix the Fee for KPMG. Management For Voted - For
298
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD
CUSIP: Y97237112
Meeting Date: 17-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1101/ltn20131101732.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1101/ltn20131101676.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Annual Remuneration
Payable by the Company to the Directors of the
Company: A Fixed Annual Remuneration of
Rmb900,000.00 (including Tax) and an Annual Bonus
Payable to the Chairman of the Board of the Company
to be Determined by the Remuneration and Assessment
Committee of the Company Based on the Performance
of the Company and in Accordance with the
Administration Rules for Remuneration of the Company Management For Voted - For
1.2 To Consider and Approve the Annual Remuneration
Payable by the Company to the Directors of the
Company: an Annual Remuneration Payable to
Directors of the Company That Also Perform
Executive Functions in the Company Based on Their
Roles and Responsibilities in the Company and in
Accordance with the Administration Rules for
Remuneration of the Company Management For Voted - For
1.3 To Consider and Approve the Annual Remuneration
Payable by the Company to the Directors of the
Company: No Annual Remuneration is Payable by the
Company to Non- Executive Directors of the Company Management For Voted - For
2.1 To Consider and Approve the Following Continuing
Connected Transactions According to the
Requirements Under the Rules Governing Listing of
Stocks on the Shenzhen Stock Exchange and the
Respective Annual Caps for the Year of 2014:
Continuing Connected Transactions with Xinjiang
Wind Power Co., Ltd. and the Relevant Estimated
Annual Cap for the Year of 2014 Management For Voted - For
2.2 To Consider and Approve the Following Continuing
Connected Transactions According to the
Requirements Under the Rules Governing Listing of
Stocks on the Shenzhen Stock Exchange and the
Respective Annual Caps for the Year of 2014:
Continuing Connected Transactions with China Three
Gorges New Energy Corporation and the Relevant
Estimated Annual Cap for the Year of 2014 Management For Voted - For
2.3 To Consider and Approve the Following Continuing
Connected Transactions According to the
Requirements Under the Rules Governing Listing of
Stocks on the Shenzhen Stock Exchange and the
Respective Annual Caps for the Year of 2014:
Continuing Connected Transactions with Xinjiang New
299
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Energy (group) Co., Ltd. and the Relevant Estimated
Annual Cap for the Year of 2014 Management For Voted - For
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn20140404971.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn20140404979.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
of 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company (the
"supervisory Committee") for the Year of 2013 Management For Voted - For
3 To Consider and Approve the Report of the Auditors
and Audited Consolidated Financial Statements of
the Company for the Financial Year Ended 31
December 2013 Management For Voted - For
4 To Consider and Approve the Final Dividend
Distribution for the Financial Year Ended 31
December 2013 Management For Voted - For
5 To Consider and Approve the Annual Report of the
Company for the Year of 2013 Management For Voted - For
6 To Consider and Approve the Report on Use of
Proceeds for the Year of 2013 (a Share) Management For Voted - For
7 To Consider and Approve the Proposed Application to
Banks by the Company for Credit Facilities with an
Aggregate Principal Amount of Not More Than Rmb65
Billion for the Period from the Date of Passing of
This Resolution Until the Day of the Annual General
Meeting of the Company to be Held in the Year of
2015, and Authorise the Chairman of the Board, Mr.
Wu Gang to Sign Any Documents and Do Any Acts for
and on Behalf of the Company Necessary in Relation
Thereto Management For Voted - For
8 To Consider and Approve the Proposed Application to
Banks by the Company for the Issuance of Letters of
Guarantee for the Benefit of Its Subsidiaries with
A Total Amount of Not More Than Rmb2.5 Billion and
A Term Not Exceeding Five Years During the Period
from the Date of Passing of This Resolution Until
the Day of the Annual General Meeting of the
Company to be Held in the Year of 2015 Management For Abstain
9 To Consider and Approve the Proposed Provision of
Guarantees by the Company for Its Subsidiaries
(including Guarantees Provided by Its Subsidiaries
for Other Subsidiaries) with A Total Amount of Not
More Than Rmb4 Billion During the Period from the
Date of Passing of This Resolution Until the Day of
the Annual General Meeting of the Company to be
Held in the Year of 2015, and Authorise the
Chairman of the Board, Mr. Wu Gang to Sign Any
300
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Agreements And/or Documents on Behalf of the
Company Necessary in Relation Thereto Management For Abstain
10 To Consider and Approve the Appointment of Ernst &
Young Hua Ming LLP As the Prc Auditor of the
Company and Ernst & Young As the International
Auditor of the Company to Hold Office for One Year
and Provide Auditing and Internal Control Auditing
Service in 2014, and Authorise the Board to
Determine Their Remunerations, Respectively Management For Voted - For
10 Apr 2014: Please Note That This is A Revision
Due to Change in Split Voting-tag to Y. If You Have
Already Sent in Your Votes, Please Do Not Return
This P-roxy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
YANZHOU COAL MINING CO LTD, ZOUCHENG
CUSIP: Y97417102
Meeting Date: 09-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0724/ltn20130724242.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0724/ltn20130724229.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal to Appoint Mr.
Zhang Xinwen As A Director of the Fifth Session of
the Board of Directors of the Company Management For Voted - Against
2 To Consider and Approve the Proposal to Appoint Mr.
Li Xiyong As A Director of the Fifth Session of the
Board of Directors of the Company Management For Voted - Against
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "9.1 to 9.6, 10.1 to 10.4 and 11.1 to
11.4".-thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn20140327742.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn20140327716.pdf Non-Voting Non-Voting
1 To Consider and Approve the Working Report of the
Board for the Year Ended 31 December 2013, Details
of Which are Set Out in the Section Headed "board
of Directors' Report" in the 2013 Annual Report of
the Company Management For Voted - For
2 To Consider and Approve the Working Report of the
Supervisory Committee for the Year Ended 31
December 2013, Details of Which are Set Out in the
Notice of 2013 Annual General Meeting Management For Voted - For
301
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider and Approve the Audited Financial
Statements of the Company and Its Subsidiaries for
the Year Ended 31 December 2013, Details of Which
are Set Out in the 2013 Annual Report of the Company Management For Voted - For
4 To Consider and Approve the Proposed Profit
Distribution Plan of the Company for the Year Ended
31 December 2013 and to Authorize the Board to
Distribute an Aggregate Cash Dividend of Rmb98.4
Million (tax Inclusive), Equivalent to Rmb0.02 (tax
Inclusive) Per Share to the Shareholders Management For Voted - For
5 To Consider and Approve the Remuneration of the
Directors and Supervisors for the Year Ending 31
December 2014, Details of Which are Set Out in the
Announcement of the Company Dated 21 March 2014
Regarding the Resolutions Passed at the Twentieth
Meeting of the Fifth Session of the Board Management For Voted - For
6 To Consider and Approve the "proposal in Relation
to the Renewal of the Liability Insurance of
Directors, Supervisors and Senior Officers" Management For Voted - For
7 To Consider and Approve the "proposal in Relation
to the Re-appointment and Remuneration of External
Auditing Firm for the Year 2014" Management For Voted - For
8 To Consider and Approve the "proposal in Relation
to the Revision of Annual Cap Under the Provision
of Products, Materials and Equipment Leasing
Agreement for the Year Ending 31 December 2014",
Details of Which are Set Out in the Circular of the
Company Dated 28 March 2014 Management For Voted - For
9.1 To Consider and Approve the Appointment of Mr. Li
Xiyong As A Director of the Sixth Session of the
Board Management For Voted - Against
9.2 To Consider and Approve the Appointment of Mr.
Zhang Xinwen As A Director of the Sixth Session of
the Board Management For Voted - Against
9.3 To Consider and Approve the Appointment of Mr. Yin
Mingde As A Director of the Sixth Session of the
Board Management For Voted - Against
9.4 To Consider and Approve the Appointment of Mr. Wu
Yuxiang As A Director of the Sixth Session of the
Board Management For Voted - Against
9.5 To Consider and Approve the Appointment of Mr.
Zhang Baocai As A Director of the Sixth Session of
the Board Management For Voted - Against
9.6 To Consider and Approve the Appointment of Mr. Wu
Xiangqian As A Director of the Sixth Session of the
Board Management For Voted - Against
10.1 To Consider and Approve the Appointment of Mr. Wang
Lijie As an Independent Non-executive Director of
the Sixth Session of the Board Management For Voted - For
10.2 To Consider and Approve the Appointment of Mr. Jia
Shaohua As an Independent Non-executive Director of
the Sixth Session of the Board Management For Voted - For
302
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10.3 To Consider and Approve the Appointment of Mr. Wang
Xiaojun As an Independent Non-executive Director of
the Sixth Session of the Board Management For Voted - For
10.4 To Consider and Approve the Appointment of Mr. Xue
Youzhi As an Independent Non-executive Director of
the Sixth Session of the Board Management For Voted - For
11.1 To Consider and Approve the Appointment of Mr. Shi
Xuerang As A Non-worker Representative Supervisor
of the Sixth Session of the Supervisory Committee Management For Voted - Against
11.2 To Consider and Approve the Appointment of Mr.
Zhang Shengdong As A Non-worker Representative
Supervisor of the Sixth Session of the Supervisory
Committee Management For Voted - For
11.3 To Consider and Approve the Appointment of Mr. Gu
Shisheng As A Non-worker Representative Supervisor
of the Sixth Session of the Supervisory Committee Management For Voted - Against
11.4 To Consider and Approve the Appointment of Ms. Zhen
Ailan As A Non-worker Representative Supervisor of
the Sixth Session of the Supervisory Committee Management For Voted - For
12.1 To Consider and Approve the Amendments to the
Articles of Association Management For Voted - For
12.2 To Consider and Approve the Amendments to the Rules
of Procedures for the Shareholders' General Meeting Management For Voted - For
12.3 To Consider and Approve the Amendments to the Rules
of Procedures for the Board Management For Voted - For
12.4 To Consider and Approve the Amendments to the Rules
of Procedures for the Supervisory Committee Management For Voted - For
13 To Consider and Approve the "proposal to Authorise
the Company to Carry Out Domestic and Overseas
Financing Activities" Management For Voted - For
14 To Consider and Approve the "proposal for the
Provision of Financial Guarantees to the Company's
Wholly-owned Subsidiaries and Granting of
Authorization to Yancoal Australia and Its
Subsidiaries to Provide Guarantees for the Daily
Operation of the Subsidiaries of the Company in
Australia" Management For Voted - For
15 To Consider and Approve the "proposal Regarding the
General Mandate Authorizing the Board to Issue H
Shares" Management For Voted - Against
16 To Consider and Approve the "proposal Regarding the
General Mandate Authorizing the Board to Repurchase
H Shares" Management For Voted - For
Meeting Date: 14-May-14 Meeting Type: Class Meeting
28 Mar 2014: Please Note That the Company Notice
and Proxy Form are Available-by Clicking on the
Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn2014-0327823.pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn2014-0327835.pdf Non-Voting Non-Voting
303
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Approve the "proposal Regarding the
General Mandate Authorizing the Board to Repurchase
H Shares", Details of Which are Set Out in the
Notice of the H Shareholders' Class Meeting and the
Company's Circular Dated 28 March 2014 Management For Voted - For
28 Mar 2014: Please Note That This is A Revision
Due to Modification to Url Li- Nk. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy Fo-rm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
YINGLI GREEN ENERGY HOLD. CO. LTD.
CUSIP: 98584B103 TICKER: YGE
Meeting Date: 08-Nov-13 Meeting Type: Annual
1.1 Election of Director: Zongwei Li Management For Voted - For
1.2 Election of Director: Junmin Liu Management For Voted - For
2. Ratification of the Appointment of KPMG As the
Company's Independent Auditors. Management For Voted - For
304
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGILE PROPERTY HOLDINGS LTD
CUSIP: G01198103
Meeting Date: 13-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424301.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424331.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements Together with the Report of Directors
and the Independent Auditor's Report of the Company
and Its Subsidiaries for the Year Ended 31 December
2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Re-elect Mr. Chan Cheuk Yin As A Director Management For Voted - Against
4 To Re-elect Mr. Chan Cheuk Hei As A Director Management For Voted - Against
5 To Re-elect Mr. Kwong Che Keung, Gordon As A
Director Management For Voted - For
6 To Re-elect Mr. Huang Fengchao As A Director Management For Voted - Against
7 To Re-elect Mr. Liang Zhengjian As A Director Management For Voted - Against
8 To Re-elect Mr. Chen Zhongqi As A Director Management For Voted - Against
9 To Authorise the Board of Directors to Fix the
Remuneration of Directors Management For Voted - For
10 To Re-appoint Auditors and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
11.A To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
11.B To Grant A General Mandate to the Directors to
Issue Shares of the Company Management For Voted - Against
11.C To Add the Nominal Amount of the Shares Repurchased
Under Resolution 11.a. to the Mandate Granted to
the Directors Under Resolution 11.b Management For Voted - Against
Meeting Date: 13-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424433.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424453.pdf Non-Voting Non-Voting
305
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 (a) the Market Customary Indemnity (the "usd Notes
Indemnity") Granted by the Company Pursuant to
Section 10 of the Purchase Agreement (the "usd
Notes Purchase Agreement") Dated 10 February 2014
Entered Into by and Among the Company, Agricultural
Bank of China Limited Hong Kong Branch, Abci
Capital Limited, the Hongkong and Shanghai Banking
Corporation Limited, Industrial and Commercial Bank
of China (asia) Limited, Icbc International Capital
Limited, Icbc International Securities Limited,
J.p. Morgan Securities PLC, Morgan Stanley & Co.
International PLC ("morgan Stanley") and Standard
Chartered Bank, and in Favour of and for the
Benefit of Morgan Stanley, Each Person, If Any, Who
Controls Morgan Stanley Within the Meaning of the
United States Securities Act 1933, As Amended (the
"securities Act") Or the United States Contd Management For Voted - For
Contd Exchange Act 1934 (the "exchange Act"), Or
Each Affiliate of Morgan-stanley Within the Meaning
of the Securities Act and Each Officer,
Director,-employee Or Their Affiliates (the "usd
Notes Indemnified Persons"), In-relation to the
Issue of Usd 500 Million 8.375% Senior Notes Due
2019 (the-"usd Notes Issue"), Whereby the Company
Will Indemnify and Hold Harmless Each-usd Notes
Indemnified Person, from and Against Any and All
Losses, Claims,-damages and Liabilities (including
But Not Limited to Any Legal Costs Or-other
Expenses Reasonably Incurred in Connection with
Defending Or Non-Voting Non-Voting
Investing-any Such Action Or Claim) Caused by (i)
Any Untrue Statement Or Alleged-untrue Statement of
A Material Fact Contained in the Company's
Offering-memoranda in Connection with the Usd Notes
Issue, Or (ii) Any Omission Or-alleged Contd Non-Voting
Contd Omission to State in the Offering Memoranda
in Connection with the Usd-notes Issue A Material
Fact Necessary to Make the Statements Therein in
The-light of the Circumstances Under Which They
Were Made Not Misleading, Except- for Certain
Circumstances be and are Hereby Authorised,
Approved, Confirmed-and Ratified; (b) the Market
Customary Indemnity (the "rmb Notes
Indemnity",-together with the Usd Notes Indemnity,
the "indemnities") Granted by The-company Pursuant
to Section 10 of the Purchase Agreement (the "rmb
Notes-purchase Agreement") Dated 21 February 2014
Entered Into by and Among The- Company, the
Hongkong and Shanghai Banking Corporation Limited,
Morgan- Stanley and Standard Chartered Bank (hong
Kong) Limited, and in Favour of And-for the Benefit
of Morgan Stanley, Each Person, If Any, Who
Controls Morgan-contd Non-Voting Non-Voting
Contd Stanley Within the Meaning of the Securities
Act Or the Exchange Act,-or Each Affiliate of
Morgan Stanley Within the Meaning of the Securities
306
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Act-and Each Officer, Director, Employee Or Their
Affiliates (the "rmb Notes-indemnified Persons"),
in Relation to the Issue of Rmb2,000,000,000
6.50%-senior Notes Due 2017 (the "rmb Notes
Issue"), Whereby the Company Will-indemnify and
Hold Harmless Each Rmb Notes Indemnified Person,
from And-against Any and All Losses, Claims,
Damages and Liabilities (including But-not Limited
to Any Legal Costs Or Other Expenses Reasonably
Incurred In- Connection with Defending Or Investing
Any Such Action Or Claim) Caused By-(i) Any Untrue
Statement Or Alleged Untrue Statement of A Material
Fact-contained in the Company's Offering Memoranda
in Connection with the Rmb-notes Issue, Or (ii)
Contd Non-Voting Non-Voting
Contd Any Omission Or Alleged Omission to State in
the Offering Memoranda In-connection with the Rmb
Notes Issue A Material Fact Necessary to Make
The-statements Therein in the Light of the
Circumstances Under Which They Were-made Not
Misleading, Except Non-Voting Non-Voting
For Certain Circumstances be and are
Hereby-authorised, Approved, Confirmed and
Ratified; (c) That the Indemnities-granted to
Morgan Stanley is on Normal Commercial Terms That
are Fair And-reasonable So Far As the Independent
Shareholders are Concerned and The-provision of
Which is in the Interests of the Company and
Shareholders of The-company As A Whole; and (d) the
Directors of the Company (the "directors" And-each
A "director") and the Secretary of the Company
("company Secretary") Be,- and Such Other Persons
As are Authorised by Any of Them Be, and Each
Hereby-is, Contd Non-Voting
Contd Authorised, in the Name and on Behalf of the
Company, to Do Such- Further Acts and Things As Any
Director Or the Company Secretary Or Such-other
Person Shall Deem Necessary Or Appropriate in
Connection With, The-foregoing Resolutions,
Including to Do and Perform, in the Name and on
Behalf- of the Company, All Such Acts and to Make,
Execute, Deliver, Issue Or Fi Le- with Any Person
Including Any Governmental Authority Or Agency, All
Such-agreements, Documents, Instruments,
Certificates, Consents and Waivers, And-all
Amendments to Any Such Agreements, Documents,
Instruments Or-certificates, the Authority for the
Taking of Any Such Action and The-execution and
Delivery of Such of the Foregoing to be
Conclusively Evidenced-by the Performance Thereby Non-Voting Non-Voting
307
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGRICULTURAL BANK OF CHINA, BEIJING
CUSIP: Y00289119
Meeting Date: 23-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
333377 Due to Addition Of-resolution 17. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn-20140508883.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0606/ltn-20140606511.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn-20140508890.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0606/-ltn20140606532.pdf Non-Voting Non-Voting
1 To Consider and Approve the Grant to the Board of
Directors of A General Mandate to Issue New Shares Management For Voted - Against
2 To Consider and Approve the Amendments to the
Articles of Association Management For Voted - For
3.1 To Consider and Approve the Issuance Plan for
Preference Shares: Type and Number of Securities to
be Issued Management For Voted - For
3.2 To Consider and Approve the Issuance Plan for
Preference Shares: Duration Management For Voted - For
3.3 To Consider and Approve the Issuance Plan for
Preference Shares: Method of the Issuance Management For Voted - For
3.4 To Consider and Approve the Issuance Plan for
Preference Shares: Subscribers of the Issuance Management For Voted - For
3.5 To Consider and Approve the Issuance Plan for
Preference Shares: Nominal Value and Issuance Price Management For Voted - For
3.6 To Consider and Approve the Issuance Plan for
Preference Shares: Dividend Distribution Provisions Management For Voted - For
3.7 To Consider and Approve the Issuance Plan for
Preference Shares: Optional Redemption Provisions Management For Voted - For
3.8 To Consider and Approve the Issuance Plan for
Preference Shares: Mandatory Conversion Provisions Management For Voted - For
3.9 To Consider and Approve the Issuance Plan for
Preference Shares: Restriction on and Restoration
of Voting Rights Management For Voted - For
3.10 To Consider and Approve the Issuance Plan for
Preference Shares: Sequence of Settlement and
Method of Liquidation Management For Voted - For
3.11 To Consider and Approve the Issuance Plan for
Preference Shares: Use of Proceeds Management For Voted - For
3.12 To Consider and Approve the Issuance Plan for
Preference Shares: Rating Arrangement Management For Voted - For
3.13 To Consider and Approve the Issuance Plan for
Preference Shares: Guarantee Arrangement Management For Voted - For
308
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.14 To Consider and Approve the Issuance Plan for
Preference Shares: Transfer Arrangement Management For Voted - For
3.15 To Consider and Approve the Issuance Plan for
Preference Shares: Effective Period of the
Resolution of the Issuance Management For Voted - For
3.16 To Consider and Approve the Issuance Plan for
Preference Shares: Authorization of the Issuance of
Preference Shares Management For Voted - For
4 To Consider and Approve the Compensation on Instant
Returns to Shareholders After Issuance of
Preference Shares Management For Voted - For
5 To Consider and Approve the Feasibility Analysis
Report of the Use of Proceeds Management For Voted - For
6 To Consider and Approve the Shareholders Return
Plan for 2014- 2016 Management For Voted - For
7 To Consider and Approve the 2013 Work Report of the
Board of Directors of the Bank Management For Voted - For
8 To Consider and Approve the 2013 Work Report of the
Board of Supervisors of the Bank Management For Voted - For
9 To Consider and Approve the Final Financial
Accounts of the Bank for 2013 Management For Voted - For
10 To Consider and Approve the Profit Distribution
Plan of the Bank for 2013 Management For Voted - For
11 To Consider and Approve the Fixed Assets Investment
Budget of the Bank for 2014 Management For Voted - For
12 To Consider and Approve the Re- Election of Mr.
Frederick Ma Si-hang As an Independent Nonexecutive
Director of the Bank Management For Voted - For
13 To Consider and Approve the Re- Election of Mr. Wen
Tiejun As an Independent Non-executive Director of
the Bank Management For Voted - For
14 To Consider and Approve the Election of Mr. Wang
Xingchun As A Supervisor Representing Shareholders
of the Bank Management For Voted - Against
15 To Consider and Approval the Final Remuneration
Plan for Directors and Supervisors of the Bank for
2012 Management For Voted - For
16 To Consider and Approve the Appointment of External
Auditors of the Bank for 2014 Management For Voted - For
17 To Consider and Approve the Election of Mr. Zhou Ke
As A Non- Executive Director of the Bank Management For Voted - For
BANK OF CHINA LTD, BEIJING
CUSIP: Y0698A107
Meeting Date: 25-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0207/ltn20140207760.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0207/ltn20140207747.pdf Non-Voting Non-Voting
309
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Approve the Proposal on the
Election of Mr. Chen Siqing As Executive Director
of the Bank Management For Voted - Against
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
303120 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn-20140425742.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn-20140425816.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0522/ltn-20140522283.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0522/ltn-20140522267.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal Regarding the
2013 Work Report of the Board of Directors Management For Voted - For
2 To Consider and Approve the Proposal Regarding the
2013 Work Report of the Board of Supervisors Management For Voted - For
3 To Consider and Approve the Proposal Regarding the
2013 Annual Financial Statements Management For Voted - For
4 To Consider and Approve the Proposal Regarding the
2013 Profit Distribution Plan Management For Voted - For
5 To Consider and Approve the Proposal Regarding the
2014 Annual Budget for Fixed Assets Investment Management For Voted - For
6 To Consider and Approve the Proposal Regarding the
Appointment of Ernst & Young Hua Ming As the Bank's
External Auditor for 2014 Management For Voted - For
7 To Consider and Approve the Proposal Regarding the
Capital Management Plan of Bank of China for
2013-2016 Management For Voted - For
8.1 To Consider and Approve the Re- Election of Mr.
Zhang Xiangdong As Non-executive Director of the
Bank Management For Voted - Against
8.2 To Consider and Approve the Re- Election of Mr.
Zhang Qi As Non- Executive Director of the Bank Management For Voted - Against
8.3 To Consider and Approve the Re- Election of Mr.
Jackson Tai As Independent Non-executive Director
of the Bank Management For Voted - For
8.4 To Consider and Approve the Election of Mr. Liu
Xianghui As Non- Executive Director of the Bank Management For Voted - Against
9.1 To Consider and Approve the Re- Election of Mr. Mei
Xingbao As External Supervisor of the Bank Management For Voted - For
9.2 To Consider and Approve the Re- Election of Ms. Bao
Guoming As External Supervisor of the Bank Management For Voted - For
10 To Consider and Approve the Remuneration Plan for
the Chairman, Executive Directors, Chairman of
310
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Board of Supervisors and Shareholder Representative
Supervisors of 2012 Management For Voted - For
11 To Consider and Approve the Proposal Regarding the
Amendments to the Articles of Association Management For Voted - For
12 To Consider and Approve the Proposal Regarding the
General Mandate to Issue New Shares in the Terms As
Follows: 12.1 Subject to the Conditions in
Paragraphs (i), (ii) and (iii) Below, the Board be
and is Hereby Unconditionally Authorized, and be
Approved to Delegate the Authority to the Chairman
Or the President of the Bank, to Exercise, During
the Relevant Period (as Defined Below), All Powers
of the Bank to Allot, Issue And/or Deal in
Separately Or Concurrently Additional A Shares
And/or H Shares (including Those Additional A
Shares And/or H Shares Converted from Preference
Shares with Provisions for Conversion) And/or
Preference Shares and to Make, Grant Or Enter Into
Offers, Agreements, Options, Conversion Rights Or
Other Rights (including Rights to Recover Voting
Rights) for Such A Shares, H Shares And/or
Preference Shares; (i) Such Approval Shall Not
Extend Beyond the Relevant Period Save That the
Board be and is Hereby Authorized, During the
Relevant Period, to Make, Grant Or Enter Into
Offers, Agreements, Options, Conversion Rights Or
Other Rights (including, But Not Limited To, the
Rights to Recover Voting Rights) for Such A Shares,
H Shares And/or Preference Shares, Which Require Or
May Require the Exercise of Such Powers After the
End of the Relevant Period; (ii) the Number of (a)
A Shares And/or H Shares, And/or (b) Preference
Shares (based on the A Shares And/or H Shares to be
Fully Converted from Preference Shares at the
Initial Compulsory Conversion Price, Or the
Equivalent Number of A Shares And/or H Shares Which
Would Result from the Simulated Management For Voted - Against
Conversion of the Recovered Voting Rights of
Preference Shares at the Initial Simulated
Conversion Price), to be Allotted, Issued And/or
Dealt in Or Agreed Conditionally Or Unconditionally
to be Allotted, Issued And/or Dealt in by the Board
Shall Not Exceed 20% of the Aggregate Number of
Each of the Existing A Shares And/or H Shares As at
the Date of the Passing of This Special Resolution;
and (iii) the Board Shall Only Exercise Its Powers
Given to It by This Special Resolution in
Accordance with the Company Law of the Prc and the
Listing Rules of the Places Where the Bank's
Securities are Listed (as Amended from Time to
Time) and Applicable Laws, Rules and Regulations of
Governmental Or Regulatory Bodies and Only If All
Necessary Approvals from the Csrc and Other
Relevant Prc Governmental Authorities are Obtained
12.2 for the Purpose of This Special Resolution,
"relevant Period" Means the Period from the Date of
311
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Passing of This Special Resolution Until the
Earliest Of: (i) the Conclusion of the Next Annual
General Meeting of the Bank Following the Passing
of This Special Resolution; (ii) the Expiration of
the 12-month Period Following the Passing of This
Special Resolution; and (iii) the Date on Which the
Authority Granted to the Board Set Out in This
Special Resolution is Revoked Or Varied by A
Special Resolution of the Shareholders in A
Shareholders' Meeting 12.3 Based on the Actual
Conditions Such As the Method, Class and Number of
Shares Issued and the Bank's Capital Structure
After Such Issuance, the Board Shall be Authorized
to Delegate the Authority to the Board Secretary to
Make, at the Appropriate Time, Such Amendments to
the Articles of Association As Appropriate and
Necessary to Reflect the New Capital Structure and
the Registered Capital (if Applicable) of the Bank,
and to Take Any Other Action and Complete Any
Formality Required (including But Not Limited to
the Obtaining of Approvals from the Relevant
Regulatory Authorities and the Handling of
Industrial and Commercial Registration and Filing
Procedures) to Give Effect to the Issuance of
Shares Pursuant to This Special Resolution Non-Voting
13.1 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Type of Securities to be Issued and
Issue Size Management For Voted - For
13.2 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Par Value and Issue Price Management For Voted - For
13.3 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Term Management For Voted - For
13.4 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Method of Issuance and Target Investors Management For Voted - For
13.5 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Mechanism of Participation by Holders
of Preference Shares in Dividend Distribution Management For Voted - For
13.6 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Compulsory Conversion Management For Voted - For
13.7 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Terms of Conditional Redemption Management For Voted - For
13.8 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Restrictions on Voting Rights of
Holders of Preference Shares and Recovery of Voting
Rights Management For Voted - For
13.9 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
312
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Bank: Order of Priority and Method of
Liquidation Management For Voted - For
13.10To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Rating Arrangement Management For Voted - For
13.11To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Security for the Issuance of
Preference Shares Management For Voted - For
13.12To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Term of Restrictions on Trade and
Transfer of Preference Shares Management For Voted - For
13.13To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Validity Period of the Resolution in
Respect of the Issuance of Preference Shares Management For Voted - For
13.14To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Trading Arrangement Management For Voted - For
13.15To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Use of Proceeds from the Issuance of
Preference Shares Management For Voted - For
13.16To Consider and Approve the Proposal Regarding the
Non-public Issuance of Domestic Preference Shares
of the Bank: Matters Relating to Authorization of
the Issuance of Preference Shares Management For Voted - For
14.1 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Type of Securities to be Issued and
Issue Size Management For Voted - For
14.2 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Par Value and Issue Price Management For Voted - For
14.3 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Term Management For Voted - For
14.4 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Method of Issuance and Target Investors Management For Voted - For
14.5 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Mechanism of Participation by Holders
of Preference Shares in Dividend Distribution Management For Voted - For
14.6 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Compulsory Conversion Management For Voted - For
14.7 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Terms of Conditional Redemption Management For Voted - For
14.8 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Restrictions on Voting Rights of
313
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Holders of Preference Shares and Recovery of Voting
Rights Management For Voted - For
14.9 To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Order of Priority and Method of
Liquidation Management For Voted - For
14.10To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Rating Arrangement Management For Voted - For
14.11To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Security for the Issuance of
Preference Shares Management For Voted - For
14.12To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Lock-up Period Management For Voted - For
14.13To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Validity Period of the Resolution in
Respect of the Issuance of Preference Shares Management For Voted - For
14.14To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Trading/listing Arrangement Management For Voted - For
14.15To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Use of Proceeds from the Issuance of
Preference Shares Management For Voted - For
14.16To Consider and Approve the Proposal Regarding the
Non-public Issuance of Offshore Preference Shares
of the Bank: Matters Relating to Authorization of
the Issuance of Preference Shares Management For Voted - For
15 To Consider and Approve the Proposal Regarding the
Formulating of the Bank of China Limited
Shareholder Return Plan for 2014 to 2016 Management For Voted - For
16 To Consider and Approve the Proposal Regarding
Dilution of Current Returns and Remedial Measures
Upon the Issuance of Preference Shares Management For Voted - For
BANK OF COMMUNICATIONS CO LTD
CUSIP: Y06988102
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0911/l-tn20130911711.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0911/l-tn20130911689.pdf Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Appointment of Mr. Peng Chun As an Executive
Director of the Seventh Session of the Board of
Directors of the Bank Management For Voted - For
314
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That This is A Revision Due to Change
in Text of Resolution 1. If-you Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 12-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0122/ltn20140122275.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0122/ltn20140122267.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal in Respect of
the Issue of Eligible Tier-2 Capital Instruments
with Write-down Feature and the Relevant
Authorization to the Board of Directors of the
Bank. (please Refer to the Notice of the Egm and
the Annexure Thereto for Details of the Resolution.) Management For Voted - For
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
333509 Due to Addition Of-resolutions 12 and 13.
All Votes Received on the Previous Meeting Will be
Disr-egarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn-20140509227.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0610/ltn-20140610228.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0610/-ltn20140610236.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors of
the Bank (the "board") for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve the Report of the Supervisory Committee
of the Bank for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Audited Accounts of the Bank for the
Year Ended 31 December 2013 Management For Voted - For
4 To Approve the Profit Distribution Plan of the Bank
for the Year Ended 31 December 2013 Management For Voted - For
5 To Approve the Appointment of
PricewaterhouseCoopers As the International Auditor
and PricewaterhouseCoopers Zhong Tian LLP As the
Domestic Auditor of the Bank for the Year 2014 for
the Provision of Auditing Services and Other
Relevant Services to the Bank for A Total
Remuneration of Rmb27.8 Million, and with A Term
Commencing from the Date of Approval at the Agm and
Ending on the Date of Conclusion of the Annual
General Meeting for the Year 2014; and to Authorize
315
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Board to Determine and Enter Into Respective
Engagement with Them Management For Voted - For
6 To Approve the Fixed Assets Investment Plan of the
Bank for the Year Ending 31 December 2014 Management For Voted - For
7 To Approve the Remuneration Plan for the Directors
of the Bank for the Year Ended 31 December 2013 Management For Voted - For
8 To Approve the Remuneration Plan for the
Supervisors of the Bank for the Year Ended 31
December 2013 Management For Voted - For
9 To Approve the Appointment of Ms. Li Jian As an
Independent Non-executive Director of the Bank Management For Voted - For
10 To Approve the Appointment of Mr. Song Shuguang As
A Shareholder Representative Supervisor of the Bank Management For Voted - Against
11 To Approve the Appointment of Ms. Tang Xinyu As an
External Supervisor of the Bank Management For Voted - For
12 To Approve the Appointment of Mr. Liu Changshun As
A Non-executive Director of the Bank Management For Voted - For
13 To Approve the Appointment of Mr. Liu Li As an
Independent Non-executive Director of the Bank Management For Voted - For
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT
CUSIP: Y13213106
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0407/ltn20140407593.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0407/ltn20140407460.pdf Non-Voting Non-Voting
1 To Receive the Audited Financial Statements, the
Report of the Directors and the Independent
Auditor's Report for the Year Ended 31st December,
2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.1 To Elect Mr. Li Ka-shing As Director Management For Voted - For
3.2 To Elect Mr. Chung Sun Keung, Davy As Director Management For Voted - For
3.3 To Elect Ms. Pau Yee Wan, Ezra As Director Management For Voted - For
3.4 To Elect Mr. Frank John Sixt As Director Management For Voted - For
3.5 To Elect Mr. George Colin Magnus As Director Management For Voted - For
3.6 To Elect Mr. Simon Murray As Director Management For Voted - Against
3.7 To Elect Mr. Cheong Ying Chew, Henry As Director Management For Voted - For
4 To Appoint Messrs. PricewaterhouseCoopers As
Auditor and Authorise the Directors to Fix Their
Remuneration Management For Voted - For
5.1 To Give A General Mandate to the Directors to Issue
Additional Shares of the Company Management For Voted - Against
316
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.2 To Give A General Mandate to the Directors to Buy
Back Shares of the Company Management For Voted - For
5.3 To Extend the General Mandate Granted to the
Directors Pursuant to Ordinary Resolution No. 5(1)
to Issue Additional Shares of the Company Management For Voted - Against
6 To Approve the Adoption of the New Articles of
Association of the Company Management For Voted - Against
CHINA CITIC BANK CORPORATION LTD, BEIJING
CUSIP: Y1434M116
Meeting Date: 06-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0620/ltn20130620665.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0620/ltn20130620667.pdf Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Dr.
Ou-yang Qian As A Shareholder Representative
Supervisor of the Bank Management For Voted - For
Please Note That This is A Revision Due to Change
in Record Date from 05 Aug T-o 05 July 2013 and
Change in Meeting Type from Agm to Egm. If You Have
Already-sent in Your Votes, Please Do Not Return
This Proxy Form Unless You Decide To-amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 16-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn20130829910.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn20130829922.pdf Non-Voting Non-Voting
1 To Consider and Approve the Issue of Qualified
Tier-2 Capital Instruments and Relevant
Authorization Matters Management For Voted - For
Meeting Date: 17-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1031/ltn20131031614.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1031/ltn20131031600.pdf Non-Voting Non-Voting
1 To Consider and Approve Appointment of Ms. Li
Qingping As A Non-executive Director of the Bank Management For Voted - Against
2 To Consider and Approve Appointment of Mr. Sun
Deshun As an Executive Director of the Bank Management For Voted - Against
317
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212691.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212679.pdf Non-Voting Non-Voting
1 To Consider and Approve the Increase of 2013 Annual
Write-off Amount of Nonperforming Assets Management For Voted - For
2 To Consider and Approve the Appointment of Ms. Wang
Xiuhong As the External Supervisor of the Third
Session of the Board of Supervisors Management For Voted - For
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
304110 Due to Addition Of-resolution. All Votes
Received on the Previous Meeting Will be
Disregarded And-you Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
[http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/lt-n201404251457.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/042-5/ltn201404251419.pdf ] Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Bank of the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the Board of
Supervisors of the Bank for the Year 2013 Management For Voted - For
3 To Consider and Approve the Annual Report of the
Bank for the Year 2013 Management For Voted - For
4 To Consider and Approve the Financial Report of the
Bank for the Year 2013 Management For Voted - For
5 To Consider and Approve the Financial Budget Plan
of the Bank for the Year 2014 Management For Voted - For
6 To Consider and Approve the Profit Distribution
Plan for the Year 2013 Management For Voted - For
7 To Consider and Approve the Resolution on
Engagement of Accounting Firms and Their Service
Fees for the Year 2014 Management For Voted - For
8 Consider and Approve the Resolution on the
Application for the Cap of Credit Extension Related
Party Transactions with Related Parties Enterprises
for the Year 2014 Management For Voted - For
9.1 Consider and Approve the Resolution on Application
for the Caps of Non- Credit Extension Connected
Transactions with Connected Person for the Year
2014: Citic Bank and Citic Group Asset Transfer
Framework Agreement and Its Annual Cap Management For Voted - For
9.2 Consider and Approve the Resolution on Application
for the Caps of Non- Credit Extension Connected
Transactions with Connected Person for the Year
318
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2014: Citic Bank and Citic Group Wealth Management
and Investment Services Framework Agreement and Its
Annual Caps Management For Voted - For
10 Consider and Approve the Special Report on Related
Party Transactions of the Bank for the Year 2013 Management For Voted - For
11 Consider and Approve the Resolution on the Purchase
of Part of the Properties of Project Cbd-z15 Management For Voted - For
12 Consider and Approve the Resolution on Election of
Mr. Yuan Ming As an Independent Non-executive
Director Management For Voted - For
13 Consider and Approve the Resolution on the
Amendments to the Articles of Association Management For Voted - For
14 Consider and Approve the Resolution on the
Amendments to the Rules of Procedures of
Shareholders' General Meeting Management For Voted - For
15 Consider and Approve the Resolution on the
Amendments to the Rules of Procedures of Board of
Directors Management For Voted - For
16 Consider and Approve the Resolution on the
Amendments to the Rules of Procedures of Board of
Supervisors Management For Voted - For
CHINA CONSTRUCTION BANK CORPORATION, BEIJING
CUSIP: Y1397N101
Meeting Date: 24-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0908/ltn20130908065.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0908/ltn20130908017.pdf Non-Voting Non-Voting
1 The Remuneration Distribution and Settlement Plan
for Directors and Supervisors in 2012 Management For Voted - For
2 Election of Mr. Zhang Long As an Independent
Non-executive Director of the Bank Management For Voted - For
3 Election of Ms. Zhang Yanling As A Non-executive
Director of the Bank Management For Voted - For
4 Election of Mr. Guo Yanpeng As A Non-executive
Director of the Bank Management For Voted - For
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0427/ltn20140427043.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0427/ltn20140427031.pdf Non-Voting Non-Voting
1 The 2013 Report of Board of Directors Management For Voted - For
2 The 2013 Report of Board of Supervisors Management For Voted - For
3 The 2013 Final Financial Accounts Management For Voted - For
319
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 The 2013 Profit Distribution Plan Management For Voted - For
5 Budget of 2014 Fixed Assets Investment Management For Voted - For
6 The Appointment of Accounting Firm for 2014 Management For Voted - For
7 The Re-election of Mr. Dong Shi As A Non-executive
Director of the Bank Management For Voted - Against
8 The Election of Mr. Guo You As A Shareholder
Representative Supervisor of the Bank Management For Voted - For
9 The Plan on Authorisation to the Board of Directors
Granted by Shareholders' General Meeting Management For Voted - For
CHINA EVERBRIGHT LTD
CUSIP: Y1421G106
Meeting Date: 21-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0129/ltn20140129219.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0129/ltn20140129207.pdf Non-Voting Non-Voting
1 (a) the Terms of the Agreed Form of the Repurchase
Contract Proposed to be Entered Into Between the
Company, Honorich (a Wholly- Owned Subsidiary of Ce
Holdings) and Ce Holdings, Pursuant to Which
Honorich Will Transfer to the Company Certain
Repurchase Shares on Terms Contained Therein at A
Consideration of Not More Than Hkd 490,000,000 and
the Payment of Which Shall be Effected in Hong Kong
Upon Completion of the Disposal by Way of Set Off
Against the Consideration Payable by the Purchaser
to the Company Under the Equity Transfer Agreement,
be and are Hereby Approved; and (b) the Directors
(or A Duly Authorised Person Hereof) be and are
Hereby Authorised to Take All Such Steps to
Implement and Give Effect to the Repurchase
Contract and the Transactions Thereunder (including
the Execution of All Documents Or Deeds As Contd Management For Voted - For
Contd They May Consider Necessary Or Appropriate in
Relation Thereto and The-making of Any Changes,
Modifications, Amendments, Waivers, Variations
Or-extensions of Such Terms and Conditions As They
Think Fit) Non-Voting Non-Voting
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
320
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415373.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415351.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements, the Report of the Directors and
Independent Auditor's Report of the Company for the
Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.20 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3.a.i To Re-elect Mr. Tang Chi Chun, Richard As Director Management For Voted - Against
3a.ii To Re-elect Mr. Jiang Yuanzhi As Director Management For Voted - Against
3aiii To Re-elect Dr. Lin Zhijun As Director Management For Voted - For
3.b To Authorise the Board to Fix the Remuneration of
Directors Management For Voted - For
4 To Re-appoint KPMG As Auditors and to Authorise the
Board to Fix the Remuneration of Auditors Management For Voted - For
5 To Approve the General Mandate to Issue Shares of
the Company - Ordinary Resolution As Set Out in
Item 5 in the Notice of Annual General Meeting Management For Voted - Against
6 To Approve the General Mandate to Buy Back Shares -
Ordinary Resolution As Set Out in Item 6 in the
Notice of Annual General Meeting Management For Voted - For
7 To Approve the Extension of the General Mandate to
Issue Shares of the Company - Ordinary Resolution
As Set Out in Item 7 in the Notice of Annual
General Meeting Management For Voted - Against
CHINA LIFE INSURANCE CO LTD, BEIJING
CUSIP: Y1477R204
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to the Mid
301620 Due to Addition of Res-olutions 13, 14 and
15. All Votes Received on the Previous Meeting Will
be Dis-regarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-20140409480.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn-20140512307.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-20140409489.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/-ltn20140512311.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
321
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Financial Report of the
Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013: the Board of
Directors Has Recommended A Final Dividend of
Rmb0.30 Per Share (inclusive of Tax), Amounting to
A Total of Rmb8,479 Million Management For Voted - For
5 To Consider and Approve the Remuneration of the
Directors and Supervisors of the Company Management For Voted - For
6 To Consider and Approve the Appointment of the
Auditors of the Company for the Year 2014 Management For Voted - For
7 To Consider and Approve the Election of Mr. Su
Hengxuan As the Executive Director of the Fourth
Session of the Board of Directors of the Company Management For Voted - Against
8 To Consider and Approve the Election of Mr. Miao
Ping As the Executive Director of the Fourth
Session of the Board of Directors of the Company Management For Voted - Against
9 To Consider and Approve the Cap Amounts in Respect
of the Framework Agreement for Daily Connected
Transactions Between the Company and China Guangfa
Bank Co., Ltd Management For Voted - For
10 To Consider and Approve the Capital Injection by
the Company to China Life Property and Casualty
Insurance Company Limited Management For Voted - For
11 To Grant A General Mandate to the Board of
Directors of the Company to Allot, Issue and Deal
with New H Shares of the Company of an Amount of
Not More Than 20% of the H Shares in Issue As at
the Date of Passing of This Special Resolution Management For Voted - Against
12 To Consider and Approve the Extension of the
Validity Period of the Resolution on the Issue of
Subordinated Debt Financing Instruments Outside the
Prc Management For Voted - For
13 To Consider and Approve the Company Framework
Agreement and the Pension Company Framework
Agreement, the Transactions Contemplated Thereunder
and the Annual Caps for the Three Years Ending 31
December 2016 Relating Thereto Management For Voted - For
14 To Consider and Approve the Clic Framework
Agreement and the P&c Company Framework Agreement,
the Transactions Contemplated Thereunder and the
Annual Caps for the Three Years Ending 31 December
2016 Relating Thereto Management For Voted - For
15 To Consider and Approve the Proposed Amendments to
the Articles of Association of the Company -
Articles 123, 11 Management For Voted - For
322
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA MERCHANTS BANK CO LTD, SHENZEN
CUSIP: Y14896115
Meeting Date: 13-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1128/ltn20131128205.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1128/ltn20131128225.pdf Non-Voting Non-Voting
1.1 Resolution on Election of Mr. Ma Zehua As A Non-
Executive Director Management For Voted - For
1.2 Resolution on Election of Mr. Xiao Yuhuai As an
Independent Non-executive Director Management For Voted - For
29 Nov 2013: Please Note That This is A Revision
Due to Change in Record Date.-if You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
305854 Due to Addition Of-resolution 16. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/lt-n20140428408.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/lt-n20140428450.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0604-/ltn201406041312.pdf Non-Voting Non-Voting
1 Consider and Approve the Work Report of the Board
of Directors of the Company for the Year 2013 Management For Voted - For
2 Consider and Approve the Work Report of the Board
of Supervisors of the Company for the Year 2013 Management For Voted - For
3 Consider and Approve the Annual Report of the
Company for the Year 2013 (including the Audited
Financial Report) Management For Voted - For
4 Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
5 Consider and Approve the Proposal Regarding the
Profit Appropriation Plan for the Year 2013
(including the Distribution of Final Dividends) Management For Voted - For
6 Consider and Approve the Resolution Regarding the
Appointment of Accounting Firm and Its Remuneration
for the Year 2014 Management For Voted - For
7 Consider and Approve the Resolution Regarding the
Election of Ms. Su Min As A Non-executive Director Management For Voted - For
323
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Consider and Approve the Resolution Regarding the
Election of Mr. Dong Xiande As an External
Supervisor Management For Voted - For
9 Consider and Approve the Assessment Report on the
Duty Performance of Directors for the Year 2013 Management For Voted - For
10 Consider and Approve the Assessment Report on the
Duty Performance of Supervisors for the Year 2013 Management For Voted - For
11 Consider and Approve the Assessment Report on the
Duty Performance and Cross-evaluation of
Independent Directors for the Year 2013 Management For Voted - For
12 Consider and Approve the Assessment Report on the
Duty Performance and Cross-evaluation of External
Supervisors for the Year 2013 Management For Voted - For
13 Consider and Approve the Related Party Transaction
Report for the Year 2013 Management For Voted - For
14 Consider and Approve the Resolution Regarding the
General Mandate to Issue New Shares And/or Deal
with Share Options by China Merchants Bank Co., Ltd. Management For Voted - Against
15 Consider and Approve the Resolution Regarding the
Articles of Association of China Merchants Bank
Co., Ltd. (2014 Revision) (including the Rules of
Procedures for Shareholders' General Meetings, the
Rules of Procedures for Meetings of the Board of
Directors and the Rules of Procedures for Meetings
of the Board of Supervisors of the Company) Management For Voted - For
16 Resolution on Appointment of A Candidate for
Non-executive Director: Mr. Li Jianhong Management For Voted - For
11 Jun 2014: Please Note That the Board Does Not
Have Any Recommendations on R-esolution 16 Non-Voting Non-Voting
11 Jun 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes for Mid: 350275 Please Do Not
Vote Again-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
CHINA MINSHENG BANKING CORPORATION
CUSIP: Y1495M112
Meeting Date: 27-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0112/ltn20140112027.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0112/ltn20140112019.pdf Non-Voting Non-Voting
1 Proposed Downward Adjustment to the Conversion
Price of A Share Convertible Bonds of China
Minsheng Banking Corp., Ltd Management For Voted - For
324
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 10-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422581.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0422/ltn20140422606.pdf Non-Voting Non-Voting
1 To Consider and Approve the Annual Report for 2013
of the Company Management For Voted - For
2 To Consider and Approve the Final Financial Report
for 2013 of the Company Management For Voted - For
3 To Consider and Approve the Annual Budgets for 2014
of the Company Management For Voted - For
4 To Consider and Approve the Work Report of the
Board of Directors for 2013 of the Company Management For Voted - For
5 To Consider and Approve the Work Report of the
Supervisory Board for 2013 of the Company Management For Voted - For
6 To Consider and Approve the Proposed Profit
Distribution Plan of the Company for the Second
Half of 2013 (including the Issuance of Bonus
Shares and the Payment of Dividend) Management For Voted - For
7 To Consider and Approve the Re- Appointment and
Remuneration of the Auditing Firm for 2014 Management For Voted - For
8 To Consider and Approve the Appointment of Mr. Mao
Xiaofeng As A Director of the Sixth Session of the
Board of Directors with the Same Term of Office As
the Current Session of the Board of Directors Management For Voted - For
30 Apr 14: Please Note That This is A Revision Due
to Change in Record Date Fr-om 20 May to 9 May
2014. If You Have Already Sent in Your Votes,
Please Do Not-vote Again Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG
CUSIP: Y15004107
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0408/ltn20140408291.p Df-and-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0408/ltn20140408301.p Df Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and the Reports of the Directors and the
Independent Auditor's Report for the Year Ended 31
December 2013 Management For Voted - For
325
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the Declaration of A Final Dividend for
the Year Ended 31 December 2013 of Hkd 29 Cents Per
Share Management For Voted - For
3.A To Re-elect Mr. Chen Yi As Director Management For Voted - Against
3.B To Re-elect Mr. Luo Liang As Director Management For Voted - Against
3.C To Re-elect Mr. Nip Yun Wing As Director Management For Voted - Against
3.D To Re-elect Mr. Zheng Xuexuan As Director Management For Voted - Against
3.E To Re-elect Mr. Lam Kwong Siu As Director Management For Voted - For
4 To Authorise the Board to Fix the Remuneration of
the Directors Management For Voted - For
5 To Appoint Messrs. PricewaterhouseCoopers As
Auditor of the Company to Hold Office Until the
Conclusion of the Next Annual General Meeting and
to Authorise the Board to Fix Their Remuneration Management For Voted - For
6 To Approve the Granting to the Directors the
General and Unconditional Mandate to Buy-back
Shares of the Company Up to 10% of the Number of
Shares of the Company in Issue Management For Voted - For
7 To Approve the Granting to the Directors the
General and Unconditional Mandate to Allot, Issue
and Deal with New Shares Not Exceeding 20% of the
Number of Shares of the Company in Issue Management For Voted - Against
8 To Approve the Extension of the Authority Granted
to the Directors by Resolution 7 Above by Adding
the Number of Shares Bought Back Pursuant to the
Authority Granted to the Directors by Resolution 6
Above Management For Voted - Against
9 To Adopt the New Articles of Association of the
Company in Substitution for and to the Exclusion of
the Existing Memorandum and Articles of Association
of the Company and to Abandon the Object Clause
Contained in the Existing Memorandum of Association
of the Company Management For Voted - Against
CHINA PACIFIC INSURANCE (GROUP) CO LTD
CUSIP: Y1505Z103
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0413/ltn20140413015.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0413/ltn20140413023.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of Board of
Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of Board of
Supervisors of the Company for the Year 2013 Management For Voted - For
3 To Consider and Approve the Full Text and the
Summary of the Annual Report of A Shares of the
Company for the Year 2013 Management For Voted - For
326
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider and Approve the Annual Report of H
Shares of the Company for the Year 2013 Management For Voted - For
5 To Consider and Approve the Financial Statements
and Report of the Company for the Year 2013 Management For Voted - For
6 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013 Management For Voted - For
7 To Consider and Approve the Proposal on the
Appointment of Auditors for the Year 2014 Management For Voted - For
8 To Consider and Approve the Due Diligence Report of
the Directors for the Year 2013 Management For Voted - For
9 To Consider and Approve the Report on Performance
of Independent Directors for the Year 2013 Management For Voted - For
10 To Consider and Approve Ms. Ha Erman As A
Non-executive Director for the 7th Session of the
Board Management For Voted - For
11 To Consider and Approve Mr. Gao Shanwen As an
Independent Non- Executive Director for the 7th
Session of the Board Management For Voted - For
12 To Consider and Approve the Proposal on the Grant
of General Mandate to Issue New Shares of the
Company Management For Voted - Against
15 May 2014: Please Note That This is A Revision
Due to Change in Split Voting-tag to Y. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
CHINA RESOURCES LAND LTD
CUSIP: G2108Y105
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
in Favor Or Against for All-resolutions, Abstain is
Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429713.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429733.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Directors' Report and the
Independent Auditors' Report for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hk36.4 Cents Per
Share for the Year Ended 31 December 2013 Management For Voted - For
3.1 To Re-elect Mr. Wu Xiangdong As Director Management For Voted - Against
3.2 To Re-elect Mr. Tang Yong As Director Management For Voted - Against
3.3 To Re-elect Mr. Du Wenmin As Director Management For Voted - Against
3.4 To Re-elect Mr. Wang Shi As Director Management For Voted - Against
3.5 To Re-elect Mr. Ho Hin Ngai, Bosco As Director Management For Voted - For
327
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.6 To Re-elect Mr. Wan Kam To, Peter As Director Management For Voted - For
3.7 To Re-elect Mr. Ma Weihua As Director Management For Voted - For
3.8 To Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Messrs. PricewaterhouseCoopers As
Auditor and Authorise the Directors to Fix Their
Remuneration Management For Voted - For
5 Ordinary Resolution in Item No. 5 of the Notice of
Annual General Meeting. (to Give A General Mandate
to the Directors to Repurchase Shares of the
Company) Management For Voted - For
6 Ordinary Resolution in Item No. 6 of the Notice of
Annual General Meeting. (to Give A General Mandate
to the Directors to Issue New Shares of the Company) Management For Voted - Against
7 Ordinary Resolution in Item No. 7 of the Notice of
Annual General Meeting. (to Extend the General
Mandate to be Given to the Directors to Issue New
Shares) Management For Voted - Against
CHINA TAIPING INSURANCE HOLDINGS CO LTD
CUSIP: Y1456Z151
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505/ltn201405051632.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505/ltn201405051636.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements, the Report of the Directors and the
Independent Auditor's Report for the Year Ended 31
December 2013 Management For Voted - For
2.A.1To Re-elect Mr. Wang Bin As A Director Management For Voted - Against
2.A.2To Re-elect Mr. Meng Zhaoyi As A Director Management For Voted - Against
2.A.3To Re-elect Mr. Xie Yiqun As A Director Management For Voted - Against
2.A.4To Re-elect Mr. Huang Weijian As A Director Management For Voted - Against
2.A.5To Re-elect Mr. Zhu Xiangwen As A Director Management For Voted - Against
2.A.6To Re-elect Mr. Wu Changming As A Director Management For Voted - Against
2.A.7To Re-elect Mr. Ni Rongming As A Director Management For Voted - Against
2.A.8To Re-elect Dr. Wu Jiesi As A Director Management For Voted - For
2.A.9To Re-elect Mr. Che Shujian As A Director Management For Voted - For
2.A10 To Re-elect Mr. Wu Ting Yuk Anthony As A Director Management For Voted - For
2.B To Authorize the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Appoint PricewaterhouseCoopers As Independent
Auditor Following the Retirement of Deloitte Touche
Tohmatsu and to Authorize the Board of Directors to
Fix Their Remuneration Management For Voted - For
328
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Give A General Mandate to the Directors to Issue
Shares Not Exceeding 20% of the Shares of the
Company in Issue Management For Voted - Against
5 To Give A General Mandate to the Directors to Buy
Back Shares Not Exceeding 10% of the Shares of the
Company in Issue Management For Voted - For
6 To Extend the General Mandate to Issue Shares by
Addition Thereto the Shares Bought Back by the
Company Management For Voted - Against
7 To Approve Adoption of New Articles of Association
to Replace in Entirety the Memorandum of
Association and the Existing Articles of
Association of the Company, As Amended by the
Companies Ordinance (chapter 622 of the Laws of
Hong Kong) When It Came Into Force Management For Voted - Against
CHONGQING RURAL COMMERCIAL BANK CO LTD (D
CUSIP: Y1594G107
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn-20140415341.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/-ltn20140415387.pdf Non-Voting Non-Voting
1 To Consider and Approve the Work Report of the
Board of Directors of the Bank for 2013 Management For Voted - For
2 To Consider and Approve the Work Report of the
Board of Supervisors of the Bank for 2013 Management For Voted - For
3 To Consider and Approve the 2013 Annual Financial
Statements of the Bank Management For Voted - For
4 To Consider and Approve the Annual Profit
Distribution Plan of the Bank for 2013 Management For Voted - For
5 To Consider and Approve the Annual Report of the
Bank for 2013 Management For Voted - For
6 To Consider and Approve the Financial Budget
Proposal of the Bank for 2014 Management For Voted - For
7 To Consider and Approve the Appointment of
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers As the External Auditors of
the Bank for 2014 and to Fix Their Remuneration Management For Voted - For
8 To Consider and Approve the Resolution of Electing
Mr. Xie Wenhui As an Executive Director of the Bank Management For Voted - For
9 To Consider and Approve the Resolution of Electing
Mr. Li Zuwei As A Non-executive Director of the Bank Management For Voted - For
10 To Consider and Approve the Resolution of Electing
Mr. Duan Xiaohua As A Non-executive Director of the
Bank Management For Voted - For
11 To Consider and Approve the Resolution of
Appointing Mr. Sun Lida As A Replacement
Non-executive Director of the Bank Management For Voted - For
329
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 To Consider and Approve the Resolution of
Amendments to the Articles of Association of the
Bank (the Whole Text of the Recommendation of
Amendments to the Articles of Association is Set
Out in the Circular of the Bank Dated Management For Voted - For
April 15, 2014). in the Meantime, the Board of the
Bank (the "board") Will be Authorized to Amend the
Texts Necessary for Amendments in Accordance with
the Opinions of Regulatory Authorities in Order to
Obtain the Approvals Non-Voting
13 To Consider and Approve the Resolution of
Amendments to the Rules and Procedures of the
General Meetings of the Bank (the Proposed
Amendments are Set Out in the Circular of the Bank
Dated April 15, 2014). in the Meantime, the Board
Will be Authorized to Make Amendments As
Appropriate Pursuant to the Opinions of the
Regulatory Authorities Management For Voted - For
14 To Consider and Approve the Resolution of
Amendments to the Rules and Procedures of the
Meetings of the Board (the Proposed Amendments are
Set Out in the Circular of the Bank Dated April 15,
2014). in the Meantime, the Board Will be
Authorized to Make Amendments As Appropriate
Pursuant to the Opinions of the Regulatory
Authorities Management For Voted - For
15 To Consider and Approve the Resolution of
Amendments to the Rules and Procedures of the
Meetings of the Board of Supervisors (the Proposed
Amendments are Set Out in the Circular of the Bank
Dated April 15, 2014). in the Meantime, the Board
of Supervisors Will be Authorized to Make
Amendments As Appropriate Pursuant to the Opinions
of the Regulatory Authorities Management For Voted - For
CITIC SECURITIES CO LTD
CUSIP: Y1639N117
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0911/ltn20130911376.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0911/ltn20130911396.pdf,-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1010/ltn20131010413.pdf Non-Voting Non-Voting
1 That: (a) the Company be Authorized to Apply for
the Expansion of the Business Scope of the Company
to Engage in the Agency Services Business for
Precious Metal Spot Contracts and Proprietary
Business for Spot Gold Contracts, and Subject to
the Approval(s) of the Relevant Authority(ies) in
330
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Prc, Including But Not Limited To, the Csrc,
the Business Scope of the Company be Expanded to
Include the Agency Services Business for Precious
Metal Spot Contracts and Proprietary Business for
Spot Gold Contracts; and (b) Any One of the
Directors Or the Management of the Company be and
is Hereby Authorized to Implement and Take All
Steps and to Do All Acts and Things As May be
Necessary Or Desirable to Give Effect to and
Implement Such Expansion of the Business Scope of
the Company and to Carry Out All Necessary Matters,
Including Contd Management For Voted - For
Contd But Not Limited To, Obtaining Necessary
Regulatory Approval(s), Making-corresponding
Amendment(s) to the Articles of Association As
Required by The-relevant Regulatory Authority(ies)
in the Prc, Undertaking Relevant-registration and
Filing Procedures with the State Administration of
Industry-and Commerce and Renewing the Business
Licence of the Company As Such- Director Or
Management of the Company May in His/her Absolute
Discretion Deem-fit Non-Voting Non-Voting
2 That: (a) the Appointment of Mr. Liu Lefei As the
Executive Director of the 5th Session of the Board
for A Term Commencing from the Date on Which His
Appointment Becomes Effective Up to the End of the
5th Session of the Board be Approved and Confirmed;
and (b) Any One of the Directors Or the Management
of the Company be and is Hereby Authorized to
Implement and Take All Steps and to Do All Acts and
Things As May be Necessary Or Desirable to Give
Effect to and Implement Such Appointment of Mr. Liu
Lefei As the Executive Director of the 5th Session
of the Board As Such Director Or Management of the
Company May in His/her Absolute Discretion Deem Fit Management For Voted - For
10 Oct 13: Please Note That This is A Revision Due
to Addition of Url Link. If-you Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
246765 Due to Change in Se-quence of All
Resolutions. All Votes Received on the Previous
Meeting Will Be- Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1111/ltn-20131111305.pdf Non-Voting Non-Voting
S.1 To Consider and Approve, Subject to the Required
Approval Or Endorsement from Or Registration with
the Relevant Regulatory Authorities in the Prc, the
331
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proposed Amendments to the Articles of Association
(details of Which are Set Out in the Section Headed
"proposed Amendments to the Articles of
Association" in the Letter from the Board Contained
in the Circular) Management For Voted - For
S.2 To Consider and Approve That the Board Or A
Committee As Authorized by the Board to be Formed
by the Chairman, General Manager and Persons in
Charge of Finance be Granted, from 20 June 2014 to
19 June 2019, an Unconditional General Mandate to
Determine the Terms and Plan (including But Not
Limited to the Specific Scale, Maturity Period,
Interest Rate, Guarantee, Means of Issue, Time of
Issue, Use of Proceeds Raised, Etc.) for Each Issue
of Commercial Papers of the Company According to
the Market Condition, Funding Status of the Company
and Other Actual Conditions, Subject to the
Issuance Size Approved by the Regulatory
Authorities; to Oversee the Issue and Repayment
Status, Etc. of the Commercial Papers Issued Management For Abstain
O.1 To Consider and Approve the Terms of the Securities
and Financial Products Transactions and Services
Framework Agreement, the Execution Thereof and
Implementation of the Terms Thereof Including the
Mutual Provision of Securities and Financial
Services (including the Proposed Caps Thereof for
the Three Financial Years Ending 31 December 2016) Management For Voted - Against
O.2 To Consider and Approve the Proposed Transfer, the
Establishment of the Private Fund and the Launching
of Designated Innovative Financial Business; and
That Upon Completion of the Proposed Transfer, the
Company be Authorized to Enter Into Lease
Contract(s) with the Transferee of the Proposed
Transfer Or Its Designated Entity(ies) to Lease the
Office Premises of the Company Situated at Beijing
Citics Tower and Shenzhen Citics Tower at the Then
Prevailing Market Rates Management For Voted - For
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429926.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429935.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution on the
Amendments to the Articles of Association Management For Voted - For
2 To Consider and Approve the Resolution on the
General Mandate to Issue Additional A Shares and H
Shares Management For Voted - Against
3.1 To Consider and Approve the Issuing Entity, Size of
Issuance and Method of Issuance Management For Voted - For
3.2 To Consider and Approve the Type of the Debt
Financing Instruments Management For Voted - For
332
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.3 To Consider and Approve the Term of the Debt
Financing Instruments Management For Voted - For
3.4 To Consider and Approve the Interest Rate of the
Debt Financing Instruments Management For Voted - For
3.5 To Consider and Approve the Security and Other
Arrangements Management For Voted - For
3.6 To Consider and Approve the Use of Proceeds Management For Voted - For
3.7 To Consider and Approve the Issuing Price Management For Voted - For
3.8 To Consider and Approve the Targets of Issue and
the Placement Arrangements of the Rmb Debt Financing Management For Voted - For
3.9 To Consider and Approve the Listing of the Debt
Financing Instruments Management For Voted - For
3.10 To Consider and Approve the Safeguard Measures for
Debt Repayment of the Rmb Debt Financing Management For Voted - For
3.11 To Consider and Approve the Validity Period of the
Resolutions Passed Management For Voted - For
3.12 To Consider and Approve the Authorisation Granted
to the Board for the Issuances of the Onshore and
Offshore Corporate Debt Financing Instruments Management For Voted - For
4 To Consider and Approve the 2013 Profit
Distribution Plan of the Company Management For Voted - For
5 To Consider and Approve the 2013 Work Report of the
Board Management For Voted - For
6 To Consider and Approve the 2013 Work Report of the
Supervisory Committee Management For Voted - For
7 To Consider and Approve the 2013 Annual Report of
the Company Management For Voted - For
8 To Consider and Approve the Resolution on the
Estimated Investment Amount for the Proprietary
Business of the Company for 2014 Management For Voted - For
9 To Consider and Approve the Resolution on the
Re-appointments of Ernst & Young Hua Ming LLP and
Ernst & Young As External Auditors of the Company
for 2014 Management For Voted - For
10 To Consider and Approve the Resolution on the
Potential Related Party/connected Transactions
Involved in the Issuances of the Onshore and
Offshore Corporate Debt Financing Instruments Management For Voted - For
11 To Consider and Approve the Resolution on the
Exemption from Compliance with the Undertakings in
Relation to the Change and Transfer Formalities of
Two Properties Management For Voted - For
12.1 To Consider and Approve the Resolution on the
Potential Related/connected Party Transactions
Between the Company and Its Subsidiaries and Citic
Group and Its Related/connected Parties Management For Voted - For
12.2 To Consider and Approve the Resolution on the
Potential Related Party Transactions Between the
Company and Its Subsidiaries and the Companies in
Which the Directors, Supervisors and the Senior
Management of the Company Hold Positions As
Directors Or the Senior Management (excluding the
Controlled Subsidiaries of the Company) Management For Voted - For
333
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 To Consider and Approve the Resolution on the Total
Remuneration of Directors and Supervisors for 2013 Management For Voted - For
30 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date.-if You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You D-ecide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
COUNTRY GARDEN HOLDINGS CO LTD, GRAND CAYMAN
CUSIP: G24524103
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410839.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410788.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements, the Report of the Directors
and the Independent Auditor's Report of the Company
for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb16.83 Cents Per
Share for the Year Ended 31 December 2013 (with
Scrip Option) Management For Voted - For
3.a.1 To Re-elect Ms. Yang Huiyan As A Director Management For Voted - Against
3.a.2 To Re-elect Mr. Mo Bin As A Director Management For Voted - Against
3.a.3 To Re-elect Mr. Zhu Rongbin As A Director Management For Voted - Against
3.a.4 To Re-elect Ms. Yang Ziying As A Director Management For Voted - Against
3.a.5 To Re-elect Mr. Ou Xueming As A Director Management For Voted - Against
3.a.6 To Re-elect Mr. Yang Zhicheng As A Director Management For Voted - Against
3.a.7 To Re-elect Mr. Yang Yongchao As A Director Management For Voted - Against
3.a.8 To Re-elect Mr. Xie Shutai As A Director Management For Voted - Against
3.a.9 To Re-elect Mr. Song Jun As A Director Management For Voted - Against
3a.10To Re-elect Mr. Liang Guokun As A Director Management For Voted - Against
3a.11To Re-elect Mr. Su Baiyuan As A Director Management For Voted - Against
3a.12To Re-elect Mr. Wu Jianbin As A Director Management For Voted - Against
3a.13To Re-elect Mr. Shek Lai Him, Abraham As A Director Management For Voted - For
3a.14To Re-elect Mr. Tong Wui Tung, Ronald As A Director Management For Voted - For
3a.15To Re-elect Mr. Liu Hongyu As A Director Management For Voted - For
3a.16To Re-elect Mr. Mei Wenjue As A Director Management For Voted - For
3a.17To Re-elect Mr. Yeung Kwok on As A Director Management For Voted - For
3.b To Authorize the Board of Directors of the Company
to Fix the Directors' Remuneration Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and Authorize the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
334
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Grant A General Mandate to the Directors of the
Company to Issue New Shares Not Exceeding 20% of
the Issued Shares of the Company Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Repurchase Shares Not Exceeding 10% of
the Issued Shares of the Company Management For Voted - For
7 To Extend the General Mandate to be Granted to the
Directors of the Company to Issue New Shares of the
Company by Adding It the Number of Shares
Repurchased Under the General Mandate to Repurchase
Share of the Company Management For Voted - Against
EVERGRANDE REAL ESTATE GROUP LTD
CUSIP: G3225A103
Meeting Date: 21-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1003/ltn20131003429.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1003/ltn20131003435.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
A To Declare A Final Dividend of Rmb0.1429
(equivalent to Hkd 0.1802) Per Share for the Year
Ended 31 December 2012 Management For Voted - For
7 Oct 13: Please Note That This is A Revision Due
to Change in Record Date. If-you Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 16-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429639.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429715.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company ("directors") and the
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb0.43 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
335
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.a To Re-elect Mr. Chau Shing Yim, David As an
Independent Non-executive Director Management For Voted - For
3.b To Re-elect Mr. He Qi As an Independent
Non-executive Director Management For Voted - For
3.c To Re-elect Ms. Xie Hongxi As an Independent
Non-executive Director Management For Voted - For
3.d To Re-elect Mr. Huang Xiangui As an Executive
Director Management For Voted - Against
3.e To Re-elect Ms. He Miaoling As an Executive Director Management For Voted - Against
4 To Authorise the Board to Fix the Remuneration of
the Directors Management For Voted - For
5 To Approve the Re-appointment of
PricewaterhouseCoopers As the Auditors of the
Company and to Authorise the Board to Fix Their
Remuneration Management For Voted - For
6 To Approve the Granting to the Directors the
General and Unconditional Mandate to Allot, Issue
and Deal with New Shares Not Exceeding 20% of the
Issued Share Capital of the Company Management For Voted - Against
7 To Approve the Granting to the Directors the
General and Unconditional Mandate to Repurchase
Shares in the Capital of the Company of Up to 10%
of the Issued Share Capital of the Company Management For Voted - For
8 To Approve the Extension of the Authority Granted
to the Directors by Resolution 6 Above by Adding
the Number of Shares Repurchased Pursuant to the
Authority Granted to the Directors by Resolution 7
Above Management For Voted - Against
FRANSHION PROPERTIES (CHINA) LTD
CUSIP: Y2642B108
Meeting Date: 11-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509902.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509890.pdf Non-Voting Non-Voting
1 To Consider and Receive the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.A To Re-elect Mr. Li Congrui As an Executive Director
of the Company Management For Voted - Against
3.B To Re-elect Mr. He Binwu As an Executive Director
of the Company Management For Voted - Against
336
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.C To Re-elect Mr. Yang Lin As A Non- Executive
Director of the Company Management For Voted - Against
3.D To Re-elect Mr. Lau Hon Chuen, Ambrose As an
Independent Non- Executive Director of the Company Management For Voted - For
3.E To Re-elect Mr. Su Xijia As an Independent
Non-executive Director of the Company Management For Voted - For
3.F To Re-elect Mr. Liu Hongyu As an Independent
Non-executive Director of the Company Management For Voted - For
4 To Authorize the Board of Directors of the Company
to Fix the Remuneration of the Directors of the
Company Management For Voted - For
5 To Re-appoint Ernst & Young As the Auditors of the
Company and to Authorize the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
6 To Consider and Approve A General Mandate to the
Directors to Repurchase Shares (ordinary Resolution
No. 6 As Set Out in the Notice of the Meeting) Management For Voted - For
7 To Consider and Approve A General Mandate to the
Directors to Issue New Shares (ordinary Resolution
No. 7 As Set Out in the Notice of the Meeting) Management For Voted - Against
8 To Consider and Approve the Extension of the
General Mandate to the Directors to Issue New
Shares Based on the Number of Shares Repurchased
(ordinary Resolution No. 8 As Set Out in the Notice
of the Meeting) Management For Voted - Against
GREENTOWN CHINA HOLDINGS LTD
CUSIP: G4100M105
Meeting Date: 28-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0212/ltn20140212514.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0212/ltn20140212474.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 The Framework Agreement and the Transactions
Contemplated Thereunder Management For Voted - For
13 Feb 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
337
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428772.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428641.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company (the "directors") and of
the Auditors of the Company (the "auditors") for
the Year Ended 31 December 2013 Management For Voted - For
2 To Prove the Recommended Final Dividend of Rmb0.43
Per Share for the Year Ended 31 December 2013 Management For Voted - For
3.A.I To Re-elect Mr Shou Bainian As an Executive Director Management For Voted - For
3A.II To Re-elect Mr Luo Zhaoming As an Executive Director Management For Voted - For
3AIIITo Re-elect Mr Cao Zhounan As an Executive Director Management For Voted - For
3AIVTo Re-elect Mr Hui Wan Fai As an Independent
Non-executive Director Management For Voted - For
3.B To Authorize the Board of Directors (the "board")
to Determine the Directors' Remuneration Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As the
Auditors and to Authorize the Board to Fix Their
Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Repurchase Shares of the Company (the "shares") Not
Exceeding 10% of the Aggregate Nominal Amount of
the Issued Share Capital of the Company As at the
Date of Passing of This Resolution Management For Voted - For
6 To Grant A General Mandate to the Directors to
Issue, Allot and Deal with Shares Not Exceeding 20%
of the Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing of
This Resolution Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors by Resolution No. 6 to Issue Shares by
Adding the Aggregate Nominal Amount of Shares
Repurchased by the Company Pursuant to the General
Mandate Granted by Resolution No. 5 Management For Voted - Against
GUANGZHOU R&F PROPERTIES COMPANY LTD, GUANGZHOU
CUSIP: Y2933F115
Meeting Date: 18-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0902/ltn20130902083.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0902/ltn20130902465.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
338
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.i That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc): Issuer:
Guangzhou R&f Properties Co., Ltd Management For Voted - For
1.ii That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc): Place
of Issue: the Prc Management For Voted - For
1.iii That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc): Size of
Issue: the Aggregate Principal Amount Shall Not be
More Than Rmb6.0 Billion Management For Voted - For
1.iv That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc):
Arrangement for Shareholders: the Domestic
Corporate Bonds Will Not be Placed to Existing
Shareholders on A Preferential Basis Management For Voted - For
1.v That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc):
Maturity: 5 to 10 Years Management For Voted - For
1.vi That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc): Use of
Proceeds: to Repay Part of the Existing Bank Loans
and to Supplement the Working Capital of the Company Management For Voted - For
1.vii That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc):
Listing: Subject to the Satisfaction of the
Relevant Requirements for Listing, an Application
for Listing of the Domestic Corporate Bonds on A
Domestic Stock Exchange As Approved by the Relevant
Prc Regulatory Authorities Will be Made Management For Voted - For
1viii That Each of the Following Proposed Item in Respect
of the Proposed Issue of Domestic Corporate Bonds
in the Prc be and is Hereby Individually Approved
(subject to the Approval of the Csrc and the
Conditions of the Bonds Market in the Prc):
339
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Validity Period for the Issue: Subject to Approval
by Shareholders and Csrc, the Validity Period for
the Issue of the Domestic Corporate Bonds Shall be
24 Months from the Date of Approval by Csrc Management For Voted - For
2 That the Board of Directors of the Company be and
is Hereby Authorised to Deal with All Matters in
Connection with the Issue of the Domestic Corporate
Bonds in the Prc, Including But Not Limited to the
Following: (i) Implement Specific Plan for the
Issue of the Domestic Corporate Bonds According to
Market Conditions, Including But Not Limited to the
Timing of Issue, Issue Size, Issue Price, Maturity,
Whether to Issue in Tranches and Their Respective
Size and Maturity, Interest Rate and Method of
Determination, Conditions for Redemption Or
Repurchase, Guarantees, Place of Issue and Listing,
Other Terms of the Bonds and All Other Matters
Relating to the Issue of the Domestic Corporate
Bonds; (ii) Determine the Final Use of the Proceeds
in Accordance with the Needs of the Company; (iii)
Decide and Appoint Intermediaries and Contd Management For Voted - For
Contd A Trustee for the Proposed Issue of the
Domestic Corporate Bonds; (iv)-apply to the
Relevant Prc Regulatory Authorities to Issue the
Domestic-corporate Bonds and Make Appropriate
Adjustments to the Plan for the Issue- and Terms of
the Domestic Corporate Bonds in Accordance with the
Feedback (if-any) from the Relevant Prc Regulatory
Authorities; (v) Deal with Any Matters-relating to
the Issue and Listing of the Domestic Corporate
Bonds Pursuant To-the Relevant Rules of the
Relevant Domestic Stock Exchange(s); (vi)
Approve-and Execute Relevant Legal Documents
Relating to the Issue and Listing of The-domestic
Corporate Bonds and Make Appropriate Disclosure;
and (vii) Take All- Necessary Actions to Determine
and Make Arrangements for All Matters Relating-to
the Proposed Issue and Listing of the Domestic
Corporate Bonds, Contd Non-Voting Non-Voting
Contd Including Exercising Discretion to Delay Or
Temporarily Suspend The-issue of the Domestic
Corporate Bonds Should Such Event of Force Majeure
Or-other Situations Make the Issue of the Domestic
Corporate Bonds Difficult Or-would Not be
Beneficial to the Company Even If It Could be Issued Non-Voting Non-Voting
3 That the Following Measures to be Implemented by
the Company in the Event of Expected Inability to
Repay Principals and Interest of the Domestic
Corporate Bonds As Scheduled Or the Company is
Unable to Repay the Principals Or Interests of the
Domestic Corporate Bonds As They Become Due be and
are Hereby Approved: (i) No Dividends Will be
Distributed to Shareholders; (ii) Suspend Capital
Expenditure, Such As Major External Investments,
Acquisitions and Mergers; (iii) Salary and Bonus of
Directors and Senior Management of the Company Will
340
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
be Reduced Or Suspended; and (iv) No Key Officers
Will be Allowed to Leave Office Management For Voted - For
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411264.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411278.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors (the "board") for the Year Ended 31
December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Report of the Auditors for the
Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Declare A Final Dividend for the
Year Ended 31 December 2013 of Rmb0.5 Per Share Management For Voted - For
5 To Consider and Re-appoint PricewaterhouseCoopers
As Auditors of the Company, and to Authorize the
Board to Fix the Remuneration of the Auditors Management For Voted - For
6 To Authorize the Board to Decide on Matters
Relating to the Payment of Interim Dividend for the
Six Months Ended 30 June 2014 Management For Voted - For
7.a To Consider and Re-elect the Following Retiring
Director As Director, and Authorize the Board to
Fix the Remuneration of the Director: Ms. Li Helen
As the Company's Non- Executive Director Management For Voted - For
7.b To Consider and Re-elect the Following Retiring
Director As Director, and Authorize the Board to
Fix the Remuneration of the Director: Mr. Huang
Kaiwen As the Company's Independent Non-executive
Director Management For Voted - For
7.c To Consider and Re-elect the Following Retiring
Director As Director, and Authorize the Board to
Fix the Remuneration of the Director: Mr. Lai Ming
Joseph As the Company's Independent Non-executive
Director Management For Voted - For
8 To Consider and Approve the Company to Extend
Guarantee Up to an Amount of Rmb30 Billion in
Aggregate on Behalf of the Company's Subsidiaries
Under Any of the Following Circumstances: (a) Total
External Guarantees (including Guarantees to
Subsidiaries) of the Company and Its Subsidiaries
Exceed 50% of the Latest Audited Net Assets Value;
(b) Total External Guarantees (including Guarantees
to Subsidiaries) of the Company Exceed 30% of the
341
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Latest Audited Total Assets Value; (c) the Debt to
Asset Ratio of the Subsidiary for Which Guarantee
is to be Provided is Over 70%; Or (d) the Guarantee
to be Provided to A Subsidiary Exceed 10% of the
Company's Latest Audited Net Assets Value.
Guarantees Extended Will Have to be Confirmed at
the Next Annual General Meeting Management For Voted - Against
9 To Consider and Approve the Guarantees Extended in
2013 Pursuant to the Special Resolution No. 9 of
2012 Annual General Meeting Management For Voted - For
10 To Grant an Unconditional and General Mandate to
the Board to Issue, Allot and Deal in Additional
Shares in the Capital of the Company and to
Authorize the Board to Execute All Such Relevant
Documents and to Make the Necessary Amendments to
the Articles of Association As the Board Thinks Fit Management For Voted - Against
11 To Consider and Approve the Proposed Amendments to
the Article of Association of the Company Management For Voted - For
HAITONG SECURITIES CO LTD
CUSIP: Y2988F101
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
315965 Due to Addition Of-resolution O.8. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2014/0411/ltn-201404111354.pdf;
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/lt-n201404111350.pdf;
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/l-tn201404291687.pdf;
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/-ltn201404291681.pdf Non-Voting Non-Voting
O.1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
O.2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
O.3 To Consider and Approve the Annual Report of the
Company for the Year 2013 Management For Voted - For
O.4 To Consider and Approve the Final Accounts Report
of the Company for the Year 2013 Management For Voted - For
O.5 To Consider and Approve the Profit Distribution
Proposal of the Company for the Year 2013 Management For Voted - For
O.6 To Consider and Approve the Renewal of Engagement
of A Share Auditing Firm and H Share Auditing Firm
for the Year 2014 Management For Voted - For
342
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.7 To Consider and Approve the Proposal Regarding
Investment Asset Allocation of Equity, Fixed Income
Securities and Derivative Products of the Company
for the Year 2014 Management For Voted - For
O.8 To Consider and Approve the Proposed Appointment of
Mr. Qu Qiuping As the Executive Director of the
Company Management For Voted - For
S.1 To Consider and Approve the Proposal Regarding the
Scale of Financing Business for Customers of the
Company Management For Voted - For
S.2 To Consider and Approve the Grant of General
Mandate to Authorize, Allot Or Issue A Shares
And/or H Shares Management For Voted - Against
S.3 To Consider and Approve the Adoption of Share
Option Incentive Scheme Management For Voted - For
S.4 To Consider and Approve the Proposed Conduct of
Option Related Business Management For Voted - For
HOPSON DEVELOPMENT HOLDINGS LTD, HAMILTON
CUSIP: G4600H101
Meeting Date: 13-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417069.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417067.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Mr. Chu Mang Yee As an Executive
Director of the Company (the ''director'') Management For Voted - Against
2.b To Re-elect Mr. Au Wai Kin As an Executive Director Management For Voted - Against
2.c To Re-elect Mr. Liao Ruo Qing As an Executive
Director Management For Voted - Against
2.d To Re-elect Mr. Xie Bao Xin As an Executive Director Management For Voted - Against
2.e To Authorise the Board of Directors (the ''board'')
to Fix the Remuneration of the Directors Management For Voted - For
3 To Re-appoint PricewaterhouseCoopers As Auditors
and to Authorise the Board to Fix Their Remuneration Management For Voted - For
4.a To Grant A General Mandate to the Directors to
Allot Shares Management For Voted - Against
4.b To Grant A General Mandate to the Directors to
Repurchase the Company's Own Shares Management For Voted - For
4.c To Add the Nominal Amount of the Shares Repurchased
Under Resolution 4.b. to the Mandate Granted to the
Directors Under Resolution 4.a Management For Voted - Against
343
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI
CUSIP: Y3990B112
Meeting Date: 10-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725134.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0725/ltn20130725190.pdf Non-Voting Non-Voting
1 To Consider and Approve the Payment of Remuneration
to Directors and Supervisors of the Bank for 2012 Management For Voted - For
2 To Consider and Approve the Election Mr. Yi Xiqun
As an Independent Non-executive Director of the Bank Management For Voted - For
3 To Consider and Approve the Election Mr. Fu
Zhongjun As A Non-executive Director of the Bank Management For Voted - For
Meeting Date: 15-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0226/ltn20140226318.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0226/ltn20140226289.pdf Non-Voting Non-Voting
1 To Consider and Approve the Election of Mr. Zhang
Hongli As an Executive Director of the Bank Management For Voted - For
2 To Consider and Approve the Fixed Assets Investment
Budget for 2014 of the Bank Management For Voted - For
27 Feb 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151065.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151101.pdf Non-Voting Non-Voting
1 To Consider and Approve the 2013 Work Report of the
Board of Directors of the Bank Management For Voted - For
2 To Consider and Approve the 2013 Work Report of the
Board of Supervisors of the Bank Management For Voted - For
3 To Consider and Approve the Election of Mr. Zhao
Lin As A Shareholder Supervisor of the Bank Management For Voted - For
4 To Consider and Approve the Bank's 2013 Audited
Accounts Management For Voted - For
344
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Consider and Approve the Bank's 2013 Profit
Distribution Plan Management For Voted - For
6 To Consider and Approve the Proposal on the
Engagement of Accounting Firm for 2014 Management For Voted - For
22 May 2014: Please Note That This is A Revision
Due to Change in Split Voting-conditions. If You
Have Already Sent in Your Votes, Please Do Not Vote
Again-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
KWG PROPERTY HOLDING LTD
CUSIP: G53224104
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn20140404017.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0404/ltn20140404013.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements and the Report of the
Directors and the Auditors' Report of the Company
for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Scrip Dividend (with A Cash
Option) of Rmb29 Cents Per Share Management For Voted - For
3.a To Re-elect Mr. Kong Jian Min As an Executive
Director of the Company Management For Voted - Against
3.b To Re-elect Mr. Kong Jian Tao As an Executive
Director of the Company Management For Voted - Against
3.c To Re-elect Mr. Tsui Kam Tim As an Executive
Director of the Company Management For Voted - Against
3.d To Re-elect Mr. He Wei Zhi As an Executive Director
of the Company Management For Voted - Against
3.e To Authorise the Board of Directors of the Company
to Fix the Directors' Fee Management For Voted - For
4 To Re-appoint Ernst & Young As Auditors of the
Company and to Authorise the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors of the
Company to Allot, Issue Or Deal with Shares of the
Company Not Exceeding 20% of the Aggregate Nominal
Amount of the Issued Share Capital of the Company
As at the Date of Passing This Resolution Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Repurchase Shares of the Company Not
Exceeding 10% of the Nominal Amount of the Issued
Share Capital of the Company As at the Date of
Passing This Resolution Management For Voted - For
345
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Extend the General Mandate to Issue Shares of
the Company Under Resolution 5 by Adding the
Nominal Amount of the Shares Repurchased Under
Resolution 6 Management For Voted - Against
LONGFOR PROPERTIES CO LTD
CUSIP: G5635P109
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417366.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417364.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Report of the
Directors and the Independent Auditors' Report for
the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb0.228 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3.1 To Re-elect Mr. Feng Jinyi As Director Management For Voted - For
3.2 To Re-elect Mr. Chan Chi On, Derek As Director Management For Voted - For
3.3 To Re-elect Mr. Xiang Bing As Director Management For Voted - For
3.4 To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
and to Authorise the Board of Directors to Fix the
Auditors' Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to Issue
New Shares of the Company (ordinary Resolution No.
5 of the Notice of Agm) Management For Voted - Against
6 To Give A General Mandate to the Directors to
Repurchase Shares of the Company (ordinary
Resolution No. 6 of the Notice of Agm) Management For Voted - For
7 To Extend the General Mandate to be Given to the
Directors to Issue Shares (ordinary Resolution No.
7 of the Notice of Agm) Management For Voted - Against
NEW CHINA LIFE INSURANCE CO LTD, BEIJING
CUSIP: Y625A4115
Meeting Date: 23-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107315.pdf-and-
346
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1107/ltn20131107272.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal on Amendment
to the Plan on Asset Management Authorisation of
the General Meeting to the Board of Directors Management For Voted - For
2 To Consider and Approve the Proposal on Amendment
to the Administrative Measures on Related Party
Transactions Management For Voted - For
3 To Consider and Approve the Proposal on the
Contemplated Continuing Related Party Transactions
in Respect of Entrusted Funds Utilisation of the
Company Management For Abstain
4 To Consider and Approve the Proposal on Amendment
to the Rules of Procedure for the Board of Directors Management For Voted - For
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
303073 Due to Addition Of-resolutions "14.1 to 14.3
and 15". All Votes Received on the Previous
Meeting-will be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Th-ank You. Non-Voting Non-Voting
02 May 2014: Please Note That the Company Notice
and Proxy Form are Available-by Clicking on the Url
Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/-2014/0429/ltn201404291130.pdf and
Http://www.hkexnews.hk/listedco/listconews/s-
Ehk/2014/0429/ltn201404291071.pdf and
Http://www.hkexnews.hk/listedco/listcone-
Ws/sehk/2014/0404/ltn201404041292.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal on the Report
of the Board for the Year 2013 Management For Voted - For
2 To Consider and Approve the Proposal on the Report
of the Board of Supervisors for the Year 2013 Management For Voted - For
3 To Consider and Approve the Proposal on the Annual
Report and Its Summary for the Year 2013 Management For Voted - For
4 To Consider and Approve the Proposal on the Final
Accounting for the Year 2013 Management For Voted - For
5 To Consider and Approve the Proposal on the Profit
Distribution Plan for the Year 2013 Management For Voted - For
6 To Consider and Approve the Proposal on the
Appointment of Accounting Firms for the Year 2014 Management For Voted - For
7 To Consider and Approve the Proposal on the Report
of Performance of the Directors for the Year 2013 Management For Voted - For
8 To Consider and Approve the Proposal on the Report
of Performance of the Independent Non-executive
Directors for the Year 2013 Management For Voted - For
9 To Consider and Approve the Proposal on the
Contemplated Continuing Related Party Transactions
in Respect of Entrusted Funds Utilisation of the
Company Management For Voted - For
10 To Consider and Approve the Proposal on the
2014-2016 Development Plan of the Company Management For Voted - For
347
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Consider and Approve the Proposal on the Plan of
Issuing Debt Financing Instruments for the Year 2014 Management For Voted - For
12 To Consider and Approve the Proposal on the General
Mandate to the Board to Issue New Shares Management For Voted - Against
13 To Consider and Approve the Proposal on the Plan of
Issuing Subordinated Term Debts for the Year 2014 Management For Voted - For
14.1 To Elect Mr. Wu Kunzong As A Non- Executive
Director of the Fifth Session of the Board Management For Voted - For
14.2 To Elect Mr. John Robert Dacey As A Non-executive
Director of the Fifth Session of the Board Management For Voted - For
14.3 To Elect Mr. Liu Lefei As A Non- Executive Director
of the Fifth Session of the Board Management For Voted - For
15 To Consider and Approve the Proposal on the
Election of Mr. Wang Chengran As A Shareholder
Representative Supervisor for the Fifth Session of
the Board of Supervisors Management For Voted - Against
02 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Comment. If You
Have Already Sent in Your Votes for Mid: 329148
Please Do No-t Vote Again Unless You Decide to
Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
PICC PROPERTY AND CASUALTY COMPANY LTD
CUSIP: Y6975Z103
Meeting Date: 06-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913378.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913368.pdf Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Mr. Wang
Yueshu As A Supervisor of the Company for A Term of
Three Years Commencing Immediately After the
Conclusion of the Egm and Expiring on 5 November
2016 Management For Voted - Against
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
28 Nov 2013: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' for
Resolution "1", Abstain is Not A Voting Option on
This Meeting. T-hank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108265.pdf-and-
348
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108255.pdf Non-Voting Non-Voting
1 To Consider and Appoint Deloitte Touche Tohmatsu in
Hong Kong As the International Auditors of the
Company and Appoint Deloitte Touche Tohmatsu
Certified Public Accountants LLP As the Domestic
Auditors of the Company to Hold Office Until the
Conclusion of the Next Annual General Meeting, and
to Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
28 Nov 2013: Please Note That This is A Revision
Due to Modification in Commen-t. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy For-m Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 15-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0225/ltn20140225240.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0225/ltn20140225238.pdf Non-Voting Non-Voting
1 To Approve the Issue of A 10-year Subordinated Term
Debts with an Aggregate Principal Amount of Not
Exceeding Rmb11 Billion by the Company, and to
Authorise the Board of Directors to Determine the
Terms and Conditions and Other Relevant Matters of
Such Issue, and Do All Such Acts and Things Or
Execute All Such Documents As It May in Its Opinion
Consider Necessary, Appropriate Or Expedient for
the Purpose of Effecting Or Otherwise in Connection
with Such Issue Or Any Matter Incidental Thereto Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424495.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424522.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for 2013 Management For Voted - For
349
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider and Approve the Audited Financial
Statements and the Auditor's Report of the Company
for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2013 Management For Voted - For
5 To Consider and Approve Directors' Fees for 2014 Management For Voted - For
6 To Consider and Approve Supervisors' Fees for 2014 Management For Voted - For
7 To Consider and Re-appoint Deloitte Touche Tohmatsu
As the International Auditor of the Company and
Re-appoint Deloitte Touche Tohmatsu Certified
Public Accountants LLP As the Domestic Auditor of
the Company to Hold Office Until the Conclusion of
the Next Annual General Meeting, and to Authorise
the Board of Directors to Fix Their Remuneration Management For Voted - For
8 To Grant A General Mandate to the Board of
Directors to Separately Or Concurrently Issue,
Allot Or Deal with Additional Domestic Shares and H
Shares in the Company Not Exceeding 20% of Each of
the Aggregate Nominal Amount of the Domestic Shares
and H Shares of the Company in Issue Within 12
Months from the Date on Which Shareholders'
Approval is Obtained, and to Authorise the Board of
Directors to Increase The Management For Voted - Against
Registered Capital of the Company and Make
Corresponding Amendments to the Articles of
Association of the Company As It Thinks Fit So As
to Reflect the New Capital Structure Upon the
Issuance Or Allotment of Shares Non-Voting
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
CUSIP: Y69790106
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn201403271193.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0327/ltn201403271177.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
Ended December 31, 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company (the
"supervisory Committee") for the Year Ended
December 31, 2013 Management For Voted - For
3 To Consider and Approve the Annual Report and Its
Summary of the Company for the Year Ended December
31, 2013 Management For Voted - For
4 To Consider and Approve the Report of the Auditors
and the Audited Financial Statements of the Company
for the Year Ended December 31, 2013 Management For Voted - For
350
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Consider and Approve the Profit Distribution
Plan for the Year Ended December 31, 2013 and the
Proposed Distribution of Final Dividends Management For Voted - For
6 To Consider and Approve the Re-appointment of
PricewaterhouseCoopers Zhong Tian LLP As the Prc
Auditor and PricewaterhouseCoopers As the
International Auditor of the Company to Hold Office
Until the Conclusion of the Next Annual General
Meeting and to Authorize the Board to Fix Their
Remuneration Management For Voted - For
7 To Consider and Approve the Appointment of Ms. Cai
Fangfang As an Executive Director of the Company to
Hold Office Until the Expiry of the Term of the 9th
Session of the Board Management For Voted - For
8 To Consider and Approve the Adjustment of Basic
Remuneration of the Independent Supervisors of the
Company Management For Voted - For
9 To Consider and Approve the Grant of A General
Mandate to the Board to Issue, Allot and Deal with
Additional H Shares Not Exceeding 20% of the H
Shares of the Company in Issue and Authorize the
Board to Make Corresponding Amendments to the
Articles of Association of the Company As It Thinks
Fit So As to Reflect the New Capital Structure Upon
the Allotment Or Issuance of H Shares Management For Voted - Against
POLY PROPERTY GROUP CO LTD
CUSIP: Y7064G105
Meeting Date: 18-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1202/ltn-201312021182.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1202-/ltn201312021189.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated T-he Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 (a) to Approve, Ratify and Confirm the New
Financial Framework Agreement (as Defined in the
Circular of the Company Dated 3 December 2013 (the
"circular") and the Transactions Contemplated
Thereunder. (b) to Approve the Proposed Annual Caps
in Relation to the Deposits and the Secured Loan
Financing for Each of the Three Years Ending on 31
December 2016 (as Set Out in the Circular) Management For Voted - Against
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated T-he Same As A "take No
Action" Vote. Non-Voting Non-Voting
351
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn-201404241132.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424-/ltn201404241143.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and the Reports of the Directors and
Auditor for the Year Ended 31st December, 2013 Management For Voted - For
2 To Approve and Declare A Final Dividend for the
Year Ended 31st December, 2013 Management For Voted - For
3.A To Re-elect Mr. Wang Xu As A Director Management For Voted - For
3.B To Re-elect Mr. Ip Chun Chung, Robert As A Director Management For Voted - For
3.C To Re-elect Ms. Leung Sau Fan, Sylvia As A Director Management For Voted - For
3.D To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
4 To Appoint Shu Lun Pan Union (hk) Cpa Limited As
Auditor and to Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors to
Issue and Allot Additional Shares Not Exceeding 20%
of the Aggregate of the Share Capital of the
Company in Issue As at the Date of This Resolution Management For Voted - Against
5.B To Grant A General Mandate to the Directors to
Repurchase Shares in the Capital of the Company Not
Exceeding 10% of the Aggregate Amount of the Share
Capital of the Company in Issue As at the Date of
This Resolution Management For Voted - For
5.C To Extend the General Mandate Granted to the
Directors Under Resolution No. 5(a) by Adding the
Amount of the Share Capital Repurchased by the
Company Under Resolution 5(b) Management For Voted - Against
6 To Adopt the New Share Option Scheme of the Company Management For Voted - For
SHENZHEN INVESTMENT LTD
CUSIP: Y7743P120
Meeting Date: 29-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511043.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0511/ltn20140511045.pdf Non-Voting Non-Voting
1 Subject to the Passing of the Ordinary Resolutions
Nos. 2 and 3 Set Out in the Notice, to Approve,
Confirm and Ratify the Acquisition Agreement and
the Supplemental Acquisition Agreement to
Supplement and Amend the Acquisition Agreement, and
352
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
All Transactions Contemplated Under Each of Them
and in Connection with Each of Them; and to Approve
the Allotment and Issue to the Vendor of
1,061,538,935 Consideration Shares Credited As
Fully Paid-up at the Issue Price of Hkd 3.276 Per
Consideration Share, As Part of the Consideration
for the Acquisition Management For Voted - For
2 Subject to the Passing of the Ordinary Resolutions
Nos. 1 and 3 Set Out in the Notice, to Approve,
Confirm and Ratify the Agricultural Land
Entrustment Agreement, and the Transactions
Contemplated Thereunder; and to Approve the Al
Entrustment Annual Caps Management For Voted - For
3 Subject to the Passing of the Ordinary Resolutions
Nos. 1 and 2 Set Out in the Notice, to Approve,
Confirm and Ratify the Nongke Flora Market
Entrustment Agreement, and the Transactions
Contemplated Thereunder; and to Approve the Nfm
Entrustment Annual Caps Management For Voted - For
4 To Re-elect Mr. Gao Shengyuan As A Director of the
Company Management For Voted - Against
5 To Re-elect Dr. Wong Yau Kar, David As A Director
of the Company Management For Voted - For
Meeting Date: 19-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
305889 Due to Deletion Of-resolutions 3 and 4. All
Votes Received on the Previous Meeting Will be
Disreg-arded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated T-he Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Https://materials.proxyvote.com/approved/99999
Z/19840101/nps-_205549.pdf
Https://materials.proxyvote.com/approved/99999
Z/19840101/nps_2055-46.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140-512541.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements, the Report of the Directors and the
Independent Auditors' Report for the Year Ended
31st December, 2013 Management For Voted - For
2 To Declare A Final Dividend of Hk12.00 Cents Per
Share for the Year Ended 31st December, 2013 (with
Scrip Option) Management For Voted - For
5 To Re-elect Mr. Lu Hua As Director Management For Voted - Against
6 To Re-elect Mr. Mou Yong As Director Management For Voted - Against
7 To Re-elect Mr. Huang Yige As Director Management For Voted - Against
8 To Authorize the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
353
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Re-appoint Ernst & Young As Auditors and
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
10 To Grant A General Mandate to the Directors to Buy
Back Shares Not Exceeding 10% of the Issued Shares Management For Voted - For
11 To Grant A General Mandate to the Directors to
Issue New Shares Not Exceeding 20% of the Issued
Shares Management For Voted - Against
12 To Extend the General Mandate Granted to the
Directors to Issue New Shares by Adding to the
Number of Shares Bought Back by the Company Management For Voted - Against
13 To Approve the Refreshment of the 10% Limit Under
the Share Option Scheme of the Company Management For Voted - For
SHIMAO PROPERTY HOLDINGS LIMITED
CUSIP: G81043104
Meeting Date: 23-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281148.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281196.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements Together with the Reports of
the Directors and the Auditor of the Company for
the Year Ended 31 December 2013 Management For Voted - For
2 To Declare the Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3i To Re-elect Mr. Hui Sai Tan, Jason As an Executive
Director of the Company Management For Voted - Against
3ii To Re-elect Mr. Xu Younong As an Executive Director
of the Company Management For Voted - Against
3iii To Re-elect Ms. Kan Lai Kuen, Alice As an
Independent Non-executive Director of the Company Management For Voted - For
3iv To Authorise the Board of Directors to Fix the
Remuneration of Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and to Authorise the Board of Directors
of the Company to Fix Their Remuneration Management For Voted - Against
5 To Grant A General Mandate to the Directors of the
Company to Issue Shares in the Company Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Repurchase Shares in the Company Management For Voted - For
7 To Extend the General Mandate Granted to the
Directors of the Company to Issue Shares by Adding
the Number of Shares Repurchased Management For Voted - Against
354
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SHUI ON LAND LTD
CUSIP: G81151113
Meeting Date: 23-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1129/ltn20131129277.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1129/ltn20131129267.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 That: (a) the Investment by Bsrep Cxtd Holdings
L.p. ("brookfield") of Usd 471 Million Into China
Xintiandi Holding Company Limited ("china
Xintiandi") in Consideration for Convertible
Perpetual Securities to be Issued by China
Xintiandi ("convertible Perpetual Securities") in
an Aggregate Principal Amount of Usd 500 Million
and Usd 29 Million Into the Company in
Consideration for 415 Million Warrants to be Issued
by the Company ("warrants") Exercisable for 415
Million Shares of Usd 0.0025 Each in the Capital of
the Company ("company Shares") (subject to
Adjustment), Pursuant to and in Accordance with the
Terms and Conditions of the Investment Agreement
Entered Into By, Inter Alia, the Company, China
Xintiandi and Brookfield on 31 October 2013 (as
Amended and Restated on 27 November 2013) (the
"investment Agreement"); (bcontd Management For Voted - For
Contd ) the Right of Brookfield, Pursuant to A
Securityholders Deed to Be-entered Into By, Inter
Alia, the Company, China Xintiandi and Brookfield
Upon-the Issue of the Convertible Perpetual
Securities and Warrants As- Contemplated by
Resolution 1(a) Above (the "securityholders Deed"),
to Invest-up to A Further Usd 250 Million Into
China Xintiandi and the Company In-consideration
for Additional Convertible Perpetual Securities in
an Aggregate- Principal Amount Up to Usd 250
Million to be Issued by China Xintiandi and Up-to
27.35 Million Warrants Exercisable Into Up to 27.35
Million Company Shares-(subject to Adjustment) to
be Issued by the Company (with the Number Of-
Warrants to be Determined Pro Rata to the Principal
Amount Invested By-brookfield); and (c) the
Transactions Contemplated Under (i) the
Investment-agreement, (contd Non-Voting Non-Voting
Contd II) the Securityholders Deed and (iii) the
Exchange Agreement to Be-entered Into by the
Company and Brookfield Upon the Issue of the
Convertible-perpetual Securities and Warrants As
Contemplated by Resolution 1(a) Above-setting Out,
355
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Amongst Other Things, Brookfield's Right to
Exchange Convertible-perpetual Securities Into
Company Shares (the "exchange Agreement"),
In-relation Thereto, Contemplated Thereunder Or in
Connection Therewith, be And-are Hereby Approved,
Ratified and Confirmed Non-Voting Non-Voting
2 That Subject to the Passing of Resolution 1, (a)
the Specific Mandate to Issue to Brookfield Up to
442,350,000 Warrants Each to Subscribe for One
Company Share (subject to Adjustment) be and is
Hereby Approved and Confirmed; and (b) the Specific
Mandate to Issue to Brookfield Company Shares to
Allow It to Exchange the Convertible Perpetual
Securities It Holds (issued Pursuant to Resolution
1(a) And/or 1(b) Above) Into Company Shares
Pursuant to the Terms of the Exchange Agreement
And/or the Securityholders Deed at the Exchange
Price Per Share of Hkd 3.25 (subject to Adjustment)
be and is Hereby Approved and Confirmed Management For Voted - For
3 That the Board be and is Hereby Authorised for and
on Behalf of the Company to Execute All Such
Documents and Agreements and Do Such Acts Or Things
As They May in Their Absolute Discretion Consider
to be Necessary, Desirable Or Expedient to
Implement Or Give Effect to Or in Connection with
Or Incidental to the Resolutions Contemplated Above
and the Transactions Contemplated by the Investment
Agreement, the Securityholders Deed and the
Exchange Agreement and to Agree to Such Variation,
Amendment Or Waiver As Are, in the Absolute Opinion
of the Board, in the Interests of the Company Management For Voted - For
03 Dec 2013: Please Note That This is A Revision
Due to Change in Record Date-from 20 Dec 2013 to 19
Dec 2013. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411260.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411292.pdf Non-Voting Non-Voting
1 To Receive and Consider the Financial Statements
and the Reports of the Directors and Auditor for
the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Mr. Vincent H. S. Lo As Director Management For Voted - For
356
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.b To Re-elect Sir John R. H. Bond As Director Management For Voted - For
3.c To Re-elect Dr. William K. L. Fung As Director Management For Voted - For
3.d To Re-elect Mr. Philip K. T. Wong As Director Management For Voted - For
3.e To Authorize the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Auditor and to Authorize the Board of
Directors to Fix Their Remuneration Management For Voted - Against
5.A To Grant A General Mandate to the Directors to
Issue and Allot Additional Shares of the Company
Not Exceeding 10% of the Aggregate Nominal Amount
of the Issued Share Capital of the Company at the
Date of Passing This Resolution Management For Voted - Against
5.B To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Aggregate Nominal Amount of the Issued Share
Capital of the Company at the Date of Passing This
Resolution Management For Voted - For
5.C To Extend the General Mandate Granted to the
Directors to Issue Shares Under Resolution No. 5(a)
by the Number of Shares Repurchased Under
Resolution No. 5(b) Management For Voted - Against
SINO-OCEAN LAND HOLDINGS LTD
CUSIP: Y8002N103
Meeting Date: 19-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1027/ltn20131027015.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1027/ltn20131027011.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Consider and Approve the Subscription Agreement
Dated 27 September 2013 and Entered Into Between
the Company and China Life Insurance Company
Limited (as Specified) ("china Life") in Connection
with the Subscription of 635,941,967 Shares of Hkd
0.80 Each in the Issued Share Capital of the
Company by China Life and Authorize the Board of
Directors of the Company to Do Such Acts and Things
Necessary in Connection Therewith Management For Voted - For
2 To Consider and Approve the Subscription Agreement
Dated 27 September 2013 and Entered Into Between
the Company and Spring Glory Investment Limited
("spring Glory") in Connection with the
Subscription of 686,611,211 Shares of Hkd 0.80 Each
in the Issued Share Capital of the Company by
Spring Glory and to Authorize the Board of
Directors of the Company to Do Such Acts and Things
Necessary in Connection Therewith Management For Voted - For
357
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider and Approve the Master Acquisition
Agreement Dated 27 September 2013 and Entered Into
Between Fame Gain Holdings Limited and Nan Fung
Investment China Holdings Limited in Connection
with the Proposed Transfer of A 20% Interests in A
Commercial Property Development Project Located on
the Land with A Site Area of Approximately 11,000
Square Metres Located at Plot Z6, Guanghua Road,
Chaoyang District, Beijing, the Prc and an
Approximately 10% Interests in A Residential
Property Development Project Located on the Land
with A Site Area of Approximately 749,000 Square
Metres Located at Plots A, B, C and E, Ocean
Diamond Bay, East of Gongxing Street and Dongbei
Road, South of Dongfang Road, Ganjingzi District,
Dalian, Liaoning Province, the Prc and to Authorize
the Board of Directors of the Company to Do Such
Acts and Things Necessary in Connection Therewith Management For Voted - For
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn201404031392.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn201404031388.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Auditors for the Financial Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend (together with A Scrip
Alternative) for the Year Ended 31 December 2013 Management For Voted - For
3.A To Re-elect Mr. Li Ming As Executive Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - For
3.B To Re-elect Mr. Wen Haicheng As Executive Director
and Authorise the Board of Directors of the Company
to Fix His Remuneration Management For Voted - For
3.C To Re-elect Mr. Cheung Vincent Sai Sing As
Non-executive Director and Authorise the Board of
Directors of the Company to Fix His Remuneration Management For Voted - For
3.D To Re-elect Mr. Han Xiaojing As Independent
Non-executive Director and Authorise the Board of
Directors of the Company to Fix His Remuneration Management For Voted - For
3.E To Re-elect Mr. Zhao Kang As Independent
Non-executive Director and Authorise the Board of
Directors of the Company to Fix His Remuneration Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and Authorise the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
358
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.A Ordinary Resolution As Set Out in Item 5(a) of the
Agm Notice (to Grant A General Mandate to the
Directors to Issue Shares of the Company) Management For Voted - Against
5.B Ordinary Resolution As Set Out in Item 5(b) of the
Agm Notice (to Grant A General Mandate to the
Directors to Repurchase Shares of the Company) Management For Voted - For
5.C Ordinary Resolution As Set Out in Item 5(c) of the
Agm Notice (to Extend the General Mandate to the
Directors to Issue Shares of the Company) Management For Voted - Against
6 To Approve the Adoption of the New Articles of
Association of the Company in Substitution for and
to the Exclusion of the Existing Memorandum of
Association and Articles of Association of the
Company with Immediate Effect, and to Authorise Any
Director Or the Company Secretary of the Company to
Do All Such Acts As He/she Deems Fit to Effect the
Adoption of the New Articles of Association of the
Company and to Make Registrations and Filings in
Accordance with the Relevant Requirements of the
Applicable Laws and Regulations in Hong Kong Management For Voted - Against
SOHO CHINA LTD
CUSIP: G82600100
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408817.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408839.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors of the Company (the "directors")
and the Auditors of the Company (the "auditors")
for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Re-elect Mrs. Pan Zhang Xin Marita As an
Executive Director Management For Voted - For
4 To Re-elect Ms. Yan Yan As an Executive Director Management For Voted - For
5 To Authorise the Board of Directors of the Company
(the "board") to Fix the Remuneration of the
Directors Management For Voted - For
6 To Re-appoint PricewaterhouseCoopers As Auditors
and Authorise the Board to Fix Their Remuneration Management For Voted - For
7.a To Give A General Mandate to the Directors to
Allot, Issue and Deal with the Additional Shares
Not Exceeding 20 Per Cent of the Issued Share
Capital of the Company Management For Voted - Against
359
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.b To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10 Per Cent of the
Issued Share Capital of the Company Management For Voted - For
7.c To Extend the Authority Given to the Directors
Pursuant to the Ordinary Resolution No. 7(a) to
Issue Shares by Adding to the Issued Share Capital
of the Company the Number of Shares Repurchased
Under the Ordinary Resolution No. 7(b) Management For Voted - Against
10 Apr 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' for All
Resolutions, Abstain is Not A Voting Option on This
Meeting Non-Voting Non-Voting
10 Apr 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN
CUSIP: G8569A106
Meeting Date: 17-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0228/ltn20140228561.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0228/ltn20140228541.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting. Non-Voting Non-Voting
1 To Approve the Amendments of the Post-ipo Share
Option Scheme Management For Voted - For
2 To Approve the Amendments of the Terms of the
Options Granted Pursuant to the Post-ipo Share
Option Scheme Management For Voted - For
Meeting Date: 19-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411688.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411662.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and Auditors of the Company for
the Year Ended 31 December 2013 Management For Voted - For
360
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a.i To Re-elect the Following Person As Director of the
Company: Mr. Sun Hongbin As Executive Director of
the Company Management For Voted - For
3a.ii To Re-elect the Following Person As Director of the
Company: Mr. Wang Mengde As Executive Director of
the Company Management For Voted - For
3aiii To Re-elect the Following Person As Director of the
Company: Mr. Li Shaozhong As Executive Director of
the Company Management For Voted - For
3a.iv To Re-elect the Following Person As Director of the
Company: Mr. Chi Xun As Executive Director of the
Company Management For Voted - For
3.b To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors of the
Company Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and Authorise the Board of Directors of
the Company to Fix Their Remuneration Management For Voted - For
5.A To Give A General Mandate to the Directors of the
Company to Allot, Issue and Deal with Additional
Shares of the Company ("shares") Shares, Not
Exceeding 20% of the Issued Share Capital of the
Company As at the Date of Passing Such Resolution Management For Voted - Against
5.B To Give A General Mandate to the Directors of the
Company to Repurchase the Shares, Not Exceeding 10%
of the Issued Share Capital of the Company, As at
the Date of Passing Such Resolution Management For Voted - For
5.C To Extend the General Mandate Granted to the
Directors of the Company Pursuant to Ordinary
Resolution No. 5(a) to Issue Additional Shares,
Representing the Number of Shares Repurchased Under
Ordinary Resolution No. 5(b) Management For Voted - Against
6 To Approve and Adopt the New Share Option Scheme of
the Company, to Authorise the Board of Directors of
the Company to Allot and Issue the Shares, Not
Exceeding 5% of the Shares at the Date of Passing
Such Resolution, Which May Fall to be Issued Upon
the Exercise of Options to be Granted Under Such
New Share Option Scheme and to Do All Such Actions
and Things and Negotiate, Approve, Agree, Sign,
Initial, Ratify And/or Execute on Behalf of the
Company Any Other Letters, Notices,
Acknowledgements, Consents, Waivers, Agreements Or
Other Documents to Or in Which the Company is A
Party Or is Otherwise Interested and All Other
Documents As Such Director May Consider Necessary
Or Desirable Management For Voted - For
361
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LT
CUSIP: Y6800A109
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108365.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1108/ltn20131108344.pdf Non-Voting Non-Voting
1 To Consider and Approve the Amendments to the
Articles of Association, to Authorize the Chairman
of the Board of Directors and the Chairman of the
Board of Supervisors, During the Course of Filing
the Amendments to the Articles of Association for
Approval, to Make Appropriate Amendments to the
Content According to the Opinion of the Circ Management For Voted - For
2 To Consider and Approve the Amendments to the
Procedural Rules for the Shareholders General
Meeting, to Authorize the Chairman of the Board of
Directors to Make Appropriate Amendments According
to the Final Version of the Articles of Association Management For Voted - For
3 To Consider and Approve the Amendments to the
Procedural Rules for the Board of Directors
Meeting, to Authorize the Chairman of the Board of
Directors to Make Appropriate Amendments According
to the Final Version of the Articles of Association Management For Voted - For
4 To Consider and Approve the Amendments to the
Procedural Rules for the Board of Supervisors
Meeting, to Authorize the Chairman of the Board of
Directors and the Chairman of the Board of
Supervisors to Make Appropriate Amendments
According to the Final Version of the Articles of
Association Management For Voted - For
5 To Consider and Approve the Election of Mr. Wu Yan
As an Executive Director of the Second Session of
the Board of Directors Management For Voted - For
6 To Consider and Approve the Election of Mr. Wang
Yincheng As an Executive Director of the Second
Session of the Board of Directors Management For Voted - For
7 To Consider and Approve the Election of Ms. Zhuang
Chaoying As an Executive Director of the Second
Session of the Board of Directors Management For Voted - For
8 To Consider and Approve the Election of Mr. Zhou
Liqun As an Executive Director of the Second
Session of the Board of Directors Management For Voted - For
9 To Consider and Approve the Election of Mr. Yao
Zhijiang As A Non-executive Director of the Second
Session of the Board of Directors Management For Voted - For
10 To Consider and Approve the Election of Mr. Wang
Qiao As A Non-executive Director of the Second
Session of the Board of Directors Management For Voted - For
362
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Consider and Approve the Election of Ms. Li
Shiling As A Non-executive Director of the Second
Session of the Board of Directors Management For Voted - For
12 To Consider and Approve the Election of Ms. Zhang
Hanlin As A Non-executive Director of the Second
Session of the Board of Directors Management For Voted - For
13 To Consider and Approve the Election of Mr. Ma
Qiang As A Non-executive Director of the Second
Session of the Board of Directors Management For Voted - For
14 To Consider and Approve the Election of Mr. Xiang
Huaicheng As an Independent Non- Executive Director
of the Second Session of the Board of Directors Management For Voted - For
15 To Consider and Approve the Election of Mr. Lau Hon
Chuen As an Independent Non-executive Director of
the Second Session of the Board of Directors Management For Voted - For
16 To Consider and Approve the Election of Mr. Du Jian
As an Independent Non-executive Director of the
Second Session of the Board of Directors Management For Voted - For
17 To Consider and Approve the Election of Mr. Xu
Dingbo As an Independent Non-executive Director of
the Second Session of the Board of Directors Management For Voted - For
18 To Consider and Approve the Election of Mr. Luk Kin
Yu, Peter As an Independent Non-executive Director
of the Second Session of the Board of Directors Management For Voted - For
19 To Consider and Approve the Election of Mr. Lin Fan
As A Supervisor Being A Representative of the
Shareholders of the Second Session of the Board of
Supervisors Management For Voted - For
20 To Consider and Approve the Election of Mr. Xu
Yongxian As A Supervisor Being A Representative of
the Shareholders of the Second Session of the Board
of Supervisors Management For Voted - For
21 To Consider and Approve the Election of Mr. Yu Ning
As an Independent Supervisor of the Second Session
of the Board of Supervisors Management For Voted - For
22 To Consider and Approve the Proposed Remuneration
Settlement Scheme for the Directors and Supervisors
in 2012 Management For Voted - For
23 To Consider and Approve the Proposed Remuneration
for the Independent Directors and Independent
Supervisor Management For Voted - For
24 To Consider and Approve the Appointment of Auditor
for the 2013 Financial Reports Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509492.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509547.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors for
the Year 2013 Management For Voted - For
363
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the Report of the Board of Supervisors
for the Year 2013 Management For Voted - For
3 To Approve the Final Financial Accounts for the
Year 2013 Management For Voted - For
4 To Approve the Profit Distribution Plan for the
Year 2013 Management For Voted - For
5 To Consider and Approve the Investment Budget for
Fixed Assets for the Year 2014 Management For Voted - For
6 To Consider and Approve the Engagement of Auditor
for 2014 Financial Report Management For Voted - For
7 To Approve the Grant of A General Mandate to the
Board of Directors to Issue Shares Management For Voted - Against
YUEXIU PROPERTY CO LTD
CUSIP: Y9863Z102
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428269.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0427/ltn20140427077.pdf Non-Voting Non-Voting
1 To Adopt the Audited Consolidated Financial
Statements, the Reports of the Directors and
Independent Auditor for the Year Ended 31 December
2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.i To Re-elect Mr Zhu Chunxiu As A Director Management For Voted - For
3.ii To Re-elect Mr Tang Shouchun As A Director Management For Voted - For
3.iii To Re-elect Mr Li Feng As A Director Management For Voted - For
3.iv To Re-elect Mr Ou Junming As A Director Management For Voted - For
3.v To Re-elect Mr Lau Hon Chuen Ambrose As A Director Management For Voted - For
3.vi To Authorise the Board to Fix Directors'
Remuneration Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As the Auditor
of the Company and to Authorise the Board to Fix
Their Remuneration Management For Voted - For
5.a To Give A General Mandate to the Directors to Buy
Back Shares of the Company (ordinary Resolution No.
5a of the Notice of the Meeting) Management For Voted - For
5.b To Give A General Mandate to the Directors to Issue
and Deal with Additional Shares in the Company
(ordinary Resolution No. 5b of the Notice of the
Meeting) Management For Voted - Against
5.c To Include the Total Number of Shares Bought Back
by the Company to the Mandate Granted to the
364
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors Under Resolution No. 5b (ordinary
Resolution No. 5c of the Notice of the Meeting) Management For Voted - Against
6 To Approve and Adopt the New Articles of
Association (special Resolution No. 6 of the Notice
of the Meeting) Management For Voted - Against
365
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANHUI CONCH CEMENT CO LTD
CUSIP: Y01373102
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410487.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410447.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors for
the Year Ended 31 December 2013 Management For Voted - For
2 To Approve the Report of the Supervisory Committee
for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Audited Financial Reports Prepared
in Accordance with the Prc Accounting Standards and
International Financial Reporting Standards
Respectively for the Year Ended 31 December 2013 Management For Voted - For
4 To Elect and Appoint Mr. Wang Jianchao As an
Executive Director of the Company Management For Voted - For
5 To Approve the Resolutions to Reappoint KPMG
Huazhen Certified Public Accountants (special
General Partnership) and KPMG Certified Public
Accountants As the Prc and International
(financial) Auditors of the Company Respectively,
to Reappoint KPMG Huazhen Certified Public
Accountants (special General Partnership) As the
Internal Control Auditor of the Company, and to
Authorise the Board to Determine the Remuneration
of the Auditors in Accordance with the Audit Work
Performed by the Auditors As Required by the
Business and Scale of the Company Management For Voted - For
6 To Approve the Company's Profit Distribution
Proposal for the Year 2013 Management For Voted - For
7 To Approve the Amendments to the Articles of
Association of the Company: Articles 98, 100(3) Management For Voted - For
8 To Approve the Grant of A Mandate to the Board to
Exercise the Power to Allot and Issue New Shares Management For Voted - Against
AVICHINA INDUSTRY & TECHNOLOGY CO LTD
CUSIP: Y0485Q109
Meeting Date: 13-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
366
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
K/2014/0415/ltn20140415462.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415416.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 The Resolution Relating to the Report of the Board
of the Company for the Year Ended 31 December 2013 Management For Voted - For
2 The Resolution Relating to the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 The Resolution Relating to the Audited Financial
Statements of the Company for the Year Ended 31
December 2013 Management For Voted - For
4 The Resolution Relating to the Profit Distribution
(including Distribution of 2013 Final Dividend) of
the Company for the Year Ended 31 December 2013 Management For Voted - For
5 The Resolution Relating to the Appointment of
PricewaterhouseCoopers and PricewaterhouseCoopers
Zhong Tian LLP, As the International and Domestic
Auditors of the Company for the Financial Year
2014, Respectively and to Determine Their
Remuneration Management For Voted - For
6 The Resolution Relating to the Appointment of Mr.
Liu Renhuai As an Independent Non-executive
Director of the Company with A Term of Office
Commencing from the Date on Which the Proposed
Appointment Has Been Approved at the Agm Until the
Date on Which the Resolution Relating to the
Re-election of the Board Will be Considered at the
Agm to be Convened in 2015, the Determination of
His Remuneration As Rmb170,000 Per Annum (pre-tax),
and the Grant of an Authorization to Any Executive
Director of the Company to Sign the Relevant
Service Contract on Behalf of the Company with Him Management For Voted - For
7 The Resolution(s) to be Proposed at the Agm by
Shareholders Holding 3% Or More of the Total Number
of the Company's Shares Carrying Voting Rights, If
Any, by Way of Ordinary Resolution(s) Management For Voted - Against
8 The Resolution Relating to Granting the General
Mandate to the Board to Issue New Shares Management For Voted - Against
9 The Resolution(s) to be Proposed at the Agm by
Shareholders Holding 3% Or More of the Total Number
of the Company's Shares Carrying Voting Rights, If
Any, by Way of Special Resolution(s) Management For Voted - Against
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
367
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BBMG CORP
CUSIP: Y076A3105
Meeting Date: 30-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0909/ltn-20130909763.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0909/ltn-20130909753.pdf and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0910/-ltn20130910199.pdf Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Compliance and Satisfaction by the Company of the
Requirements of the Nonpublic Issue and Placing of
A Shares of the Company (the "proposed Placing") Management For Voted - For
2 To Consider And, If Thought Fit, to Approve the
Conditional Subscription Agreement Dated 5
September 2013 Entered Between the Company and As
Specified (bbmg Group Company Limited) (the
"parent") in Relation to the Subscription of
448,028,673 A Shares by the Parent, and the
Transactions Contemplated Thereunder, Details of
Which Will be Set Out in the Circular of the
Company Dated on Or Around 26 September 2013 Management For Voted - For
3 To Consider And, If Thought Fit, to Approve the
Conditional Subscription Agreement Dated 5
September 2013 Entered Between the Company and As
Specified (beijing Jingguofa Equity Investment Fund
(limited Partnership)) (the "fund") in Relation to
the Subscription of 52,874,551 A Shares by the
Fund, and the Transactions Contemplated
Thereunder, Details of Which Will be Set Out in
the Circular of the Company Dated on Or Around 26
September 2013 Management For Voted - For
4 To Consider And, If Thought Fit, to Approve the
Feasibility Study Report on Use of Proceeds from
the Proposed Placing, Details of Which Will be Set
Out in the Circular of the Company Dated on Or
Around 26 September 2013 Management For Voted - For
5 To Consider And, If Thought Fit, to Approve the
Proposal in Relation to the Usage Report on
Previous Proceeds of the Company, Details of Which
Will be Set Out in the Circular of the Company
Dated on Or Around 26 September 2013 Management For Voted - For
6 To Consider And, If Thought Fit, to Approve the
Proposal in Relation to the Plan on Shareholders'
Return for the Three Years Ending 31 December 2015,
Details of Which Will be Set Out in the Circular of
the Company Dated on Or Around 26 September 2013 Management For Voted - For
7 To Consider And, If Thought Fit, to Approve the
Proposal in Relation to the Granting of A Waiver to
the Parent and Its Concert Parties from the
368
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Obligation to Make A General Offer Under the
Relevant Prc Laws and Regulations Management For Voted - For
8 To Consider And, If Thought Fit, to Approve the
Proposal in Relation to the Granting of the
Whitewash Waiver Pursuant to Note 1 on
Dispensations from Rule 26 of the Hong Kong Code on
Takeovers and Mergers to the Parent, the Fund and
Parties Acting in Concert with Any of Them from the
Obligation to Make A General Offer Management For Voted - For
9.1 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Class and Par Value of Shares to be Issued Management For Voted - For
9.2 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Method and Time of the Proposed Issue of A
Shares Management For Voted - For
9.3 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Number of Shares to be Issued Management For Voted - For
9.4 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Subscription Price and Pricing Principles Management For Voted - For
9.5 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Target Subscribers and Subscription Method Management For Voted - For
9.6 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Lock-up Period Management For Voted - For
9.7 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Application for Listing of the A Shares to
be Issued Management For Voted - For
9.8 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Use of Proceeds Management For Voted - For
9.9 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Undistributed Profit Management For Voted - For
9.10 To Consider And, If Thought Fit, to Approve the
Proposed Placing Within the People's Republic of
China: Effectiveness of the Resolution Approving
the Proposed Placing Management For Voted - For
10 To Consider And, If Thought Fit, to Approve the
Proposal in Relation to the Plan of the Proposed
Placing of the Company, Details of Which Will be
Set Out in the Circular of the Company Dated on Or
Around 26 September 2013 Management For Voted - For
11 To Consider And, If Thought Fit, to Approve the
Authorisation to the Board of Directors of the
Company to Handle Relevant Matters in Connection
with the Proposed Placing Management For Voted - For
Please Note That This is A Revision Due to Addition
of Url Link. If You Have A-lready Sent in Your
Votes, Please Do Not Return This Proxy Form Unless
369
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Dec-ide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD
CUSIP: Y07717104
Meeting Date: 26-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0109/ltn20140109194.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0109/ltn20140109188.pdf Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Mr.
Cheng Chi Ming, Brian As A Non-executive Director
of the Company and the Granting of the
Authorization of the Board to Determine His
Remuneration Management For Voted - Against
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
338341 Due to Addition Of-resolutions 6, 7, 8 and
9. All Votes Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0516/lt-n20140516230.pdf
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0613/lt-n20140613419.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/06-13/ltn20140613408.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Independent Auditor's Report for
the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Profit Appropriation
Proposal for the Year Ended 31 December 2013 Management For Voted - For
5 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers, As the Company's Prc and
International Auditors, Respectively, for the Year
Ending 31 December 2014 and the Granting of the
Authorisation to the Board to Determine Their
Remuneration Management For Voted - For
370
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.I To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Liu Xuesong As an
Executive Director Management For Voted - For
6.II To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Shi Boli As an
Executive Director Management For Voted - For
6.III To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Ms. Gao Lijia As A
Non- Executive Director Management For Voted - For
6.IV To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Yao Yabo As A
Non- Executive Director Management For Voted - For
6.V To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Zhang Musheng As
A Non-executive Director Management For Voted - For
6.VI To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Cheng Chi Ming,
Brian As A Non-executive Director Management For Voted - For
6.VII To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Japhet Sebastian
Law As an Independent Non-executive Director Management For Voted - For
6VIIITo Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Wang Xiaolong As
an Independent Non-executive Director Management For Voted - For
6.IX To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Jiang Ruiming As
an Independent Non-executive Director Management For Voted - For
6.X To Consider and Approve the Election of the Member
of the Sixth Session of the Board As Follows and
Granting the Authorization to the Board to
Determine Their Remuneration: Mr. Liu Guibin As an
Independent Non-executive Director Management For Voted - For
7 To Consider and Approve the Granting of the
Authorisation to the Board to Arrange for Service
Contracts And/or Appointment Letters to be Entered
Into by the Company with Or Issued by the Company
to All the Newly Elected Executive Directors,
371
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Non-executive Directors and Independent Non-
Executive Directors, Respectively, Upon Such Terms
and Conditions As the Board Shall Think Fit, and to
Do All Such Acts and Things to Effect Such Matters Management For Voted - For
8.1.I To Consider and Approve the Election of the Member
of the Sixth Session of the Supervisory Committee
and Granting the Authorization to the Board to
Determine Their Remunerations: Mr. Liu Yanbin As A
Supervisor Representing the Shareholders Management For Voted - Against
8.1II To Consider and Approve the Election of the Member
of the Sixth Session of the Supervisory Committee
and Granting the Authorization to the Board to
Determine Their Remunerations: Mr. Sang Shengli As
A Supervisor Representing the Shareholders Management For Voted - For
81III To Consider and Approve the Election of the Member
of the Sixth Session of the Supervisory Committee
and Granting the Authorization to the Board to
Determine Their Remunerations: Mr. Dong Ansheng As
an Independent Supervisor Management For Voted - For
8.1IV To Consider and Approve the Election of the Member
of the Sixth Session of the Supervisory Committee
and Granting the Authorization to the Board to
Determine Their Remunerations: Mr. Lau Siu Ki As an
Independent Supervisor Management For Voted - Against
8.2.I To Confirm the Member of the Sixth Session of the
Supervisory Committee and Granting the
Authorization to the Board to Determine Their
Remunerations: Ms. Li Xiaomei As A Supervisor
Representing the Staff Management For Voted - For
8.2II To Confirm the Member of the Sixth Session of the
Supervisory Committee and Granting the
Authorization to the Board to Determine Their
Remunerations: Mr. Deng Xianshan As A Supervisor
Representing the Staff Management For Voted - For
82III To Confirm the Member of the Sixth Session of the
Supervisory Committee and Granting the
Authorization to the Board to Determine Their
Remunerations: Mr. Chang Jun As A Supervisor
Representing the Staff Management For Voted - For
9 To Authorise the Board to Issue Appointment Letters
to All the Newly Elected Supervisors Upon Such
Terms and Conditions As the Board Thinks Fit, and
to Do All Such Acts and Things to Effect Such
Matters Management For Voted - For
BYD COMPANY LTD, SHENZHEN
CUSIP: Y1023R104
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429021.pdf-and-
372
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429019.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Annual Report of the
Company for the Year 2013 and the Summary Thereof Management For Voted - For
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013 Management For Voted - For
6 To Appoint Prc Auditor, Prc Internal Control Audit
Institution and Auditor Outside Prc for the
Financial Year of 2014 and to Hold Office Until the
Conclusion of the Next Annual General Meeting of
the Company, and to Authorise the Board of
Directors of the Company to Determine Their
Remuneration Management For Voted - For
7 To Consider and Approve the Provision of Guarantee
by the Group Management For Voted - Against
8 To Consider and Approve the Company and
Subsidiaries Controlled by the Company to Provide
Guarantee to the Leasing Company in Respect of
Sales of New Energy Vehicles, New Energy Forklifts
and New Technological Products Management For Abstain
9 To Consider and Approve the Estimated Caps of
Ordinary Connected Transactions of the Group for
the Year 2014 Management For Voted - For
10 To Consider and Approve: (a) the Grant to the Board
of Directors of the Company (the "board") A General
Mandate to Allot, Issue and Deal with Additional H
Shares in the Capital of the Company Subject to the
Following Conditions: (i) That the H Shares
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Total H Shares in Issue; (ii) That the Exercise of
the General Mandate is Subject to All Governmental
And/or Regulatory Approval(s), If Any, Under the
Applicable Law (including But Without Limitation to
the Company Law of the Prc and the Rules Governing
the Listing of Securities on the Stock Exchange of
Hong Kong Limited); (iii) That the General Mandate
Shall Remain Valid Until the Contd Management For Voted - Against
Contd Earliest of (x) the Conclusion of the Next
Annual General Meeting Of-the Company; Or (y) the
Expiration of A 12-month Period Following the
Passing-of This Resolution; Or (z) the Date on
Which the Authority Set Out in This-resolution is
373
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Revoked Or Varied by A Special Resolution of the
Shareholders-of the Company in A General Meeting;
and (b) the Authorisation to the Board-to Approve,
Execute and Do Or Procure to be Executed and Done,
All Such- Documents, Deeds and Things As It May
Consider Necessary in Connection With-the Allotment
and Issue of Any New Shares Pursuant to the
Exercise of The-general Mandate Referred to in
Paragraph (a) of This Resolution Non-Voting Non-Voting
11 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited ("byd Electronic")
to Allot, Issue and Otherwise Deal with New Shares
of Byd Electronic Not Exceeding 20 Per Cent. of the
Aggregate Nominal Amount of the Issued Share
Capital of Byd Electronic Management For Voted - Against
CHAOWEI POWER HOLDINGS LTD, CAYMAN ISLANDS
CUSIP: G20479104
Meeting Date: 05-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417043.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417039.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements, Directors' Report and
Auditor's Report for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb0.093 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect A Director, Mr. Zhou Mingming As an
Executive Director of the Company ("director") Management For Voted - For
4 To Re-elect A Director, Ms. Yang Yunfei As an
Executive Director Management For Voted - For
5 To Re-elect A Director, Mr. Ng Chi Kit As A
Non-executive Director Management For Voted - For
6 To Re-elect A Director, Ms. Fang Jianjun As A
Non-executive Director Management For Voted - For
7 To Authorise the Board of Directors (the "board")
to Fix the Remuneration of the Directors Management For Voted - For
8 To Re-appoint Deloitte Touche Tohmatsu As Auditors
and to Authorise the Board to Fix Their Remuneration Management For Voted - For
9 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Management For Voted - Against
10 To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
374
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Number of Shares
Repurchased Management For Voted - Against
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI
CUSIP: Y14369105
Meeting Date: 30-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913654.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913670.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposed Changes to the
Use of Proceeds Raised from the Issue of A Shares
by the Company Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0305/ltn201403051158.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0305/ltn201403051114.pdf Non-Voting Non-Voting
1.1 To Consider and Approve: the Re-election of Mr. Liu
Qitao As an Executive Director of the Company be
and is Hereby Considered and Approved, with Effect
from 22 April 2014 for A Term of Three Years Management For Voted - For
1.2 To Consider and Approve: the Election of Mr. Chen
Fenjian As an Executive Director of the Company be
and is Hereby Considered and Approved, with Effect
from 22 April 2014 for A Term of Three Years Management For Voted - For
1.3 To Consider and Approve: the Re-election of Mr. Fu
Junyuan As an Executive Director of the Company be
and is Hereby Considered and Approved, with Effect
from 22 April 2014 for A Term of Three Years Management For Voted - For
1.4 To Consider and Approve: the Election of Mr. Liu
Maoxun As A Non-executive Director of the Company
be and is Hereby Considered and Approved, with
Effect from 22 April 2014 for A Term of Three Years Management For Voted - For
1.5 To Consider and Approve: the Re-election of Mr. Liu
Zhangmin As an Independent Non-executive Director
of the Company be and is Hereby Considered and
Approved, with Effect from 22 April 2014 for A Term
of Three Years Management For Voted - For
1.6 To Consider and Approve: the Re-election of Mr.
Leung Chong Shun As an Independent Non- Executive
Director of the Company be and is Hereby Considered
and Approved, with Effect from 22 April 2014 for A
Term of Three Years Management For Voted - For
375
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 To Consider and Approve: the Election of Mr. Wu
Zhenfang As an Independent Non-executive Director
of the Company be and is Hereby Considered and
Approved, with Effect from 22 April 2014 for A Term
of Three Years Management For Voted - For
1.8 To Consider and Approve: the Election of Mr. Huang
Long As an Independent Nonexecutive Director of the
Company be and is Hereby Considered and Approved,
with Effect from 22 April 2014 for A Term of Three
Years Management For Voted - For
2.1 To Consider and Approve: the Re-election of Mr. Liu
Xiangdong As A Supervisor Representing the
Shareholders of the Company be and is Hereby
Considered and Approved, with Effect from 22 April
2014 for A Term of Three Years Management For Voted - For
2.2 To Consider and Approve: the Re-election of Mr.
Wang Yongbin As A Supervisor Representing the
Shareholders of the Company be and is Hereby
Considered and Approved, with Effect from 22 April
2014 for A Term of Three Years Management For Voted - For
3 To Consider and Approve the Issue of Asset Backed
Securities by the Company And/or Its Subsidiaries:
(i) That the Aggregate Principal Amount of the
Securities Shall Not Exceed Rmb10 Billion; and (ii)
That Mr. Liu Qitao And/or Mr. Fu Junyuan be
Authorised to Jointly Or Separately Deal with All
Relevant Matters Relating to the Issue of Asset
Backed Securities Management For Voted - For
4 To Consider and Approve the Issue of Short-term
Bonds by the Company: (i) That the Aggregate
Principal Amount of the Securities Shall Not Exceed
Rmb10 Billion; and (ii) That Mr. Liu Qitao And/or
Mr. Fu Junyuan be Authorised to Jointly Or
Separately Deal with All Relevant Matters Relating
to the Issue of Short-term Bonds Management For Voted - For
5 To Consider and Approve the Issue of Mid-to
Long-term Bonds by the Company: (i) That the
Aggregate Principal Amount of the Securities Shall
Not Exceed Rmb20 Million; and (ii) That Mr. Liu
Qitao And/or Mr. Fu Junyuan be Authorised to
Jointly Or Separately Deal with All Relevant
Matters Relating to the Issue of Mid-to Long-term
Bonds Management For Voted - For
11 Mar 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281284.pdf-and-
376
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn201404281343.pdf Non-Voting Non-Voting
1 To Consider and Approve the Audited Consolidated
Financial Statements of the Company for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Distribution Plan of
Profit and Final Dividend of the Company for the
Year of 2013 Management For Voted - For
3 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers As the Company's
International Auditor and PricewaterhouseCoopers
Zhong Tian LLP (previously PricewaterhouseCoopers
Zhong Tian Cpas Limited Company) As the Company's
Domestic Auditor for A Term Ending at the Next
Annual General Meeting of the Company and to
Authorise the Board of Directors of the Company
(the Board) to Determine Their Respective
Remuneration Management For Voted - For
4 To Consider and Approve the Estimated Cap for the
Internal Guarantees of the Group in 2014 Management For Voted - For
5 To Consider and Approve the Report of the Board for
the Year of 2013 Management For Voted - For
6 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
of 2013 Management For Voted - For
7 To Authorise the Board (i) to Exercise the Powers
to Allot, Issue and Deal with Additional H Shares
and A Shares of the Company Not More Than 20% of
Each of the Existing Issued H Shares and A Shares
of the Company in Issue at the Date of Passing This
Resolution During the Relevant Period (as Defined
in the Notice of Annual General Meeting Which Was
Despatched on Or Around the Same Time As This Form
of Proxy), Either Separately Or Concurrently, and
to Make Or Grant Offers, Agreements and Options in
Respect Thereof; (ii) to Increase the Registered
Capital And Management For Voted - Against
Amend the Articles of Association of the Company to
Reflect Such Increase in the Registered Capital of
the Company Under Above General Mandate; and (iii)
to Approve, Execute Or Do Or Procure to be Done
Documents Or Things in Connection with the Issue of
These Additional Shares Non-Voting
02 May 14: Please Note That This is A Revision Due
to Change in Record Date Fr-om 17 Jun to 16 May
2014.if You Have Already Sent in Your Votes, Please
Do Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
377
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA COSCO HOLDINGS CO. LTD, TIANJIN
CUSIP: Y1455B106
Meeting Date: 15-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0829/ltn201308291225.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0829/ltn201308291279.pdf Non-Voting Non-Voting
1 To Appoint Ruihua Certified Public Accountants, LLP
As the Prc Auditor of the Company for 2013 Management For Voted - For
2 To Approve the Disposal of the 81% of the Equity
Interest in Qingdao Management and Its Relevant
Agreements Management For Voted - For
3 To Approve the Disposal of the 81% of the Equity
Interest in Shanghai Tianhongli and Its Relevant
Agreements Management For Voted - For
4 To Approve the Financial Services Agreement and Its
Proposed Annual Caps Management For Voted - Against
5 To Approve the Master Vessel Services Agreement and
Its Proposed Annual Caps Management For Voted - For
6 To Approve the Other Continuing Connected
Transactions and Their Respective Proposed Annual
Caps Management For Voted - For
Meeting Date: 27-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0121/ltn20140121191.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0121/ltn20140121195.pdf Non-Voting Non-Voting
1 To Approve the Provision of Guarantees Mandate Management For Abstain
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
304670 Due to Addition Of-resolution 9. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0504/ltn-20140504025.pdf;
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0504/ltn-20140504031.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/-ltn20140403565.pdf Non-Voting Non-Voting
378
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Approve the Report of the Board for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee for the Year Ended 31
December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
Prepared in Accordance with the Generally Accepted
Accounting Principles of the People's Republic of
China and Hong Kong Financial Reporting Standards,
Respectively, for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Proposed Profit
Distribution Plan (no Dividend Distribution) of the
Company for the Year Ended 31 December 2013 Management For Voted - For
5 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers As the International
Auditors of the Company and Ruihua Certified Public
Accountants, LLP As the Domestic Auditors of the
Company to Hold Office Until the Conclusion of the
Next Annual General Meeting Management For Voted - For
6.1 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Ma Zehua As the
Non-executive Director of the Company Management For Voted - Against
6.2 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Li Yunpeng As the
Executive Director of the Company Management For Voted - Against
6.3 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Ms. Sun Yueying As the
Non-executive Director of the Company Management For Voted - Against
6.4 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Sun Jiakang As the
Executive Director of the Company Management For Voted - Against
6.5 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Ye Weilong As the
Executive Director of the Company Management For Voted - Against
6.6 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Wang Yuhang As the
Non-executive Director of the Company Management For Voted - Against
6.7 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Jiang Lijun As the
Executive Director of the Company Management For Voted - Against
6.8 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Dr. Fan Hsu Lai Tai,
Rita As the Independent Non-executive Director of
the Company Management For Voted - For
379
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.9 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Kwong Che Keung,
Gordon As the Independent Non-executive Director of
the Company Management For Voted - For
6.10 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Peter Guy Bowie As
the Independent Non-executive Director of the
Company Management For Voted - For
6.11 To Consider and Approve the Election Or Re-election
of the Following Person Nominated to Form the
Fourth Session of the Board: Mr. Yang Liang-yee,
Philip As the Independent Non-executive Director of
the Company Management For Voted - For
7.1 To Consider and Approve the Election Or Re-election
of the Following Person to Form the Fourth Session
of the Supervisory Committee: Mr. Song Dawei As the
Supervisor Representing Shareholders of the Company Management For Voted - For
7.2 To Consider and Approve the Election Or Re-election
of the Following Person to Form the Fourth Session
of the Supervisory Committee: Mr. Ma Jianhua As the
Supervisor Representing Shareholders of the Company Management For Voted - For
7.3 To Consider and Approve the Election Or Re-election
of the Following Person to Form the Fourth Session
of the Supervisory Committee: Mr. Meng Yan As the
Independent Supervisor of the Company Management For Voted - For
7.4 To Consider and Approve the Election Or Re-election
of the Following Person to Form the Fourth Session
of the Supervisory Committee: Mr. Zhang Jianping As
the Independent Supervisor of the Company Management For Voted - For
8 To Consider and Approve the Remuneration of the
Members of the Fourth Session of the Board and the
Members of the Fourth Session of the Supervisory
Committee Management For Voted - For
9 To Consider and Approve the Election of Mr. Fu
Xiangyang As the Supervisor Representing
Shareholders of the Company Management For Voted - For
06 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 7.3. If
You Have Already Sent in Your Votes for Mid: 330901
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You Non-Voting Non-Voting
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO L
CUSIP: G2112D105
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
380
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0516/ltn20140516236.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0516/ltn20140516155.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidation
Financial Statements Together with the Directors'
Report and the Independent Auditors' Report of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2.a To Re-elect Mr. Chen Yongdao As Executive Director Management For Voted - For
2.b To Re-elect Mr. Lu Xun As Executive Director Management For Voted - For
2.c To Re-elect Mr. Liao Enrong As Executive Director Management For Voted - For
2.d To Re-elect Mr. Jiang Xihe As Independent
Non-executive Director Management For Voted - For
2.e To Authorize the Board of Directors of the Company
to Fix the Remuneration of Directors Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and Authorize the Board of Directors
of the Company to Fix Their Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Company's
Shares Management For Voted - Against
5 To Grant A General Mandate to the Directors of the
Company to Repurchase the Company's Shares Management For Voted - For
6 To Extend the General Mandate to Issue Shares of
the Company by Adding Thereto the Shares
Repurchased by the Company Management For Voted - Against
CHINA INTERNATIONAL MARINE CONTAINERS GROUP LTD
CUSIP: Y1457J123
Meeting Date: 07-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0121/ltn20140121045.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0121/ltn20140121051.pdf Non-Voting Non-Voting
1 To Consider and Approve the Issue of New H Shares
to Cosco Container Industries Limited Under the
General Mandate Management For Voted - For
2 To Consider and Approve the Issue of New H Shares
to Broad Ride Limited Under the General Mandate Management For Voted - For
3 To Consider and Approve the Issue of New H Shares
to Promotor Holdings Limited Under the General
Mandate Management For Voted - For
4 To Consider and Approve the Appointment of Mr.
Zhang Liang As A Non-executive Director of the
Company Management For Voted - For
23 Jan 2014: Please Note That This is A Revision
Due to Change in Record Date-from 27th Feb 2014 to
05th Feb 2014. If You Have Already Sent in Your
Votes, P-lease Do Not Return This Proxy Form Unless
381
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Decide to Amend Your Original I-nstructions.
Thank You. Non-Voting Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512643.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512704.pdf Non-Voting Non-Voting
1 To Consider and Approve the Work Report of the
Board of Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Work Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Annual Report of the
Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Profit Distribution and
Dividend Distribution Proposal for the Year Ended
31 December 2013 Management For Voted - For
5 To Consider and Approve the Appointment of Auditor
of the Company Management For Voted - For
6 To Consider and Approve the Banking Facility and
Project Guarantee for the Subsidiaries of the
Company in 2014 Management For Voted - Against
7 To Consider and Approve the Credit Guarantee
Provided by Cimc Vehicle (group) Co., Ltd. and Its
Non-wholly- Owned Subsidiaries to Their
Distributors and Customers Management For Voted - Against
8 To Consider and Approve the Banking Facility
Guarantee Provided by Cimc Vehicle (group) Co.,
Ltd. to Its Subsidiaries Management For Voted - Against
9 To Consider and Approve the Application of External
Guarantee Provided by Cimc Finance Company Ltd. to
Members of the Group Management For Voted - Against
10 To Consider and Approve the Adjustment of
Remuneration of the Independent Nonexecutive
Directors of the Company Management For Voted - For
11 To Consider and Approve, by Way of Special
Resolution, to Grant A General Mandate to the Board
of Directors to Separately Or Concurrently Issue,
Allot and Deal with Additional A Shares and H
Shares of the Company Not Exceeding 20% of Each of
Its Existing A Shares and H Shares of the Company
in Issue Management For Voted - Against
15 May 2014: Please Note That This is A Revision
Due to Change in Record Date.-if You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You D-ecide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
382
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA LESSO GROUP HOLDINGS LTD, CAYMAN ISLANDS
CUSIP: G2157Q102
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417428.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn20140417374.pdf Non-Voting Non-Voting
1 To Adopt the Audited Financial Statements and
Together with the Directors' Report and the
Independent Auditors' Report of the Company for the
Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend in Respect of the Year
Ended 31 December 2013: Hk12 Cents Per Share Management For Voted - For
3.a To Re-elect Mr. Zuo Manlun As Director Management For Voted - Against
3.b To Re-elect Ms. Zuo Xiaoping As Director Management For Voted - Against
3.c To Re-elect Mr. Lai Zhiqiang As Director Management For Voted - Against
3.d To Re-elect Mr. Chen Guonan As Director Management For Voted - Against
3.e To Re-elect Dr. Lin Shaoquan As Director Management For Voted - Against
3.f To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Ernst & Young As Independent Auditor
of the Company and Authorise the Board of Directors
of the Company to Fix Its Remuneration Management For Voted - For
5.a That: (a) Subject to Paragraph (c) Below, the
Exercise by the Directors During the Relevant
Period (as Hereinafter Defined) of All the Powers
of the Company to Allot, Issue and Otherwise Deal
with Additional Shares of the Company ("shares") Or
Securities Convertible Into Shares, Or Options,
Warrants Or Similar Rights to Subscribe for Any
Shares, and to Make Or Grant Offers, Agreements and
Options Which Might Require the Exercise of Such
Power be and is Hereby Generally and
Unconditionally Approved; (b) The Management For Voted - Against
Approval in Paragraph (a) Above Shall be in
Addition to Any Other Authorisations Given to the
Directors and Shall Authorise the Directors During
the Relevant Period to Make Or Grant Offers,
Agreements and Options Which Might Require the
Exercise of Such Power After the End of the
Relevant Period; (c) the Aggregate Contd Non-Voting
Contd Nominal Value of the Share Capital Allotted
Or Agreed Conditionally Or-unconditionally to be
Allotted (whether Pursuant to an Option Or
Otherwise)-by the Directors Pursuant to the
Approval in Paragraph (a) Above, Otherwise- Than
383
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant To: (i) A Rights Issue (as Hereinafter
Defined); (ii) The-exercise of Rights of
Subscription Or Conversion Under Terms of Any
Warrants-issued by the Company Or Any Securities
Which are Convertible Into Shares;-(iii) the
Exercise of Any Options Granted Under Any Option
Scheme Or Similar-arrangement for the Time Being
Adopted for the Grant Or Issue to Eligible-persons
of Shares Or Right to Acquire Shares; and (iv) Any
Scrip Dividend Or-similar Arrangements Providing
for the Allotment of Shares in Lieu of The- Whole
Or Part of A Dividend on Shares in Accordance with
the Articles Of-contd Non-Voting Non-Voting
Contd Association of the Company; Shall Not Exceed
20% of the Aggregate-nominal Value of the Share
Capital of the Company in Issue As at the Date
Of-passing of This Resolution and the Said Approval
Shall be Limited-accordingly; (d) Subject to the
Passing of Each of the Paragraphs (a), (b)-and (c)
of This Resolution, Any Prior Approvals of the Kind
Referred to In-paragraphs (a), (b) and (c) of This
Resolution Which Had Been Granted to The-directors
and Which are Still in Effect be and are Hereby
Revoked; and (e)-for the Purpose of This
Resolution: "relevant Period" Means the Period
From-the Passing of This Resolution Until Whichever
is the Earliest Of: (i) The-conclusion of the Next
Annual General Meeting of the Company; (ii)
The-expiration of the Period Within Which the Next
Annual General Meeting of The-company is Contd Non-Voting Non-Voting
Contd Required by Law Or the Articles of
Association of the Company to Be-held; Or (iii) the
Revocation Or Variation of the Authority Given
Under This- Resolution by Ordinary Resolution of
the Shareholders of the Company In-general Meeting;
"rights Issue" Means the Allotment, Issue Or Grant
of Shares-pursuant to an Offer of Shares Open for A
Period Fixed by the Directors To-holders of Shares
Or Any Class Thereof on the Register on A Fixed
Record Date-in Proportion to Their Then Holdings of
Such Shares Or Class Thereof (subject-to Such
Exclusion Or Other Arrangements As the Directors
May Deem Necessary- Or Expedient in Relation to
Fractional Entitlements, Or Having Regard to
Any-restrictions Or Obligations Under the Laws Of,
Or the Requirements Of, Any-recognised Regulatory
Body Or Any Stock Exchange in Any Territory Contd Non-Voting Non-Voting
Contd Outside Hong Kong) Non-Voting Non-Voting
5.b That: (a) Subject to Paragraph (b) Below, the
Exercise by the Directors During the Relevant
Period (as Hereinafter Defined) of All the Powers
of the Company to Repurchase the Shares of the
Company ("shares") on the Stock Exchange of Hong
Kong Limited Or on Any Other Stock Exchange on
Which the Shares May be Listed and Recognised for
This Purpose by the Securities and Futures
384
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Commission and the Stock Exchange of Hong Kong
Limited Under the Hong Kong Code on Share
Repurchases, and Subject to and in Accordance with
All Applicable Laws and the Rules Governing the
Listing of Securities on the Stock Exchange of Hong
Kong Limited, be and is Hereby Generally and
Unconditionally Approved; (b) the Aggregate Nominal
Value of Shares Which May be Repurchased Pursuant
to the Approval in Paragraph (a) Above Shall Not
Exceed 10% of the Contd Management For Voted - For
Contd Aggregate Nominal Value of the Share Capital
of the Company in Issue As-at the Date of Passing
of This Resolution and the Said Approval Shall
Be-limited Accordingly; (c) Subject to the Passing
of Each of the Paragraphs (a)-and (b) of This
Resolution, Any Prior Approvals of the Kind
Referred to In-paragraphs (a) and (b) of This
Resolution Which Had Been Granted to The-directors
and Which are Still Non-Voting Non-Voting
In Effect be and are Hereby Revoked; and (d)-for
the Purpose of This Resolution, "relevant Period"
Means the Period From-the Passing of This
Resolution Until Whichever is the Earliest Of: (i)
The-conclusion of the Next Annual General Meeting
of the Company; (ii) The-expiration of the Period
Within Which the Next Annual General Meeting of
The-company is Required by Law Or the Articles of
Association of the Company To-be Held Contd Non-Voting
Contd ; Or (iii) the Revocation Or Variation of the
Authority Given Under-this Resolution by Ordinary
Resolution of the Shareholders of the Company
In-general Meeting Non-Voting Non-Voting
5.c That Conditional Upon the Passing of Resolutions 5a
and 5b As Set Out in the Notice of This Meeting,
the General Mandate Granted to the Directors to
Exercise the Powers of the Company to Allot, Issue
and Otherwise Deal with Shares of the Company
Pursuant to Resolution 5a Above be and is Hereby
Extended by the Addition to the Aggregate Nominal
Value of the Share Capital of the Company Which May
be Allotted by the Directors Pursuant to Such
General Mandate an Amount Representing the
Aggregate Nominal Value of the Share Capital of the
Company Repurchased by the Company Under the
Authority Granted Pursuant to Resolution 5b Above,
Provided That Such Amount Shall Not Exceed 10% of
the Aggregate Nominal Value of the Share Capital of
the Company in Issue As at the Date of Passing of
This Resolution Management For Voted - Against
385
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD
CUSIP: Y1489Q103
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416329.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416343.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements for the Year Ended 31 December
2013 Together with the Report of the Directors and
the Independent Auditor's Report Management For Voted - For
2 To Declare A Final Dividend of 55 Hk Cents Per
Share for the Year Ended 31 December 2013 in Scrip
Form with Cash Option Management For Voted - For
3.A.a To Re-elect Mr. Zheng Shaoping As A Director Management For Voted - For
3.A.bTo Re-elect Mr. Kut Ying Hay As A Director Management For Voted - For
3.A.c To Re-elect Mr. Lee Yip Wah Peter As A Director Management For Voted - For
3.A.dTo Re-elect Mr. Li Kwok Heem John As A Director Management For Voted - For
3.A.e To Re-elect Mr. Li Ka Fai David As A Director Management For Voted - For
3.B To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
4 To Re-appoint Messrs. Deloitte Touche Tohmatsu As
Auditor of the Company and to Authorise the Board
of Directors to Fix Its Remuneration Management For Voted - For
5.A To Grant A Mandate to the Directors to Grant
Options Under the Share Option Scheme As Set Out in
Item 5a of the Agm Notice Management For Voted - For
5.B To Grant A General Mandate to the Directors to
Allot Shares As Set Out in Item 5b of the Agm Notice Management For Voted - Against
5.C To Grant A General Mandate to the Directors for the
Buy-back of Shares As Set Out in Item 5c of the Agm
Notice Management For Voted - For
5.D To Add the Number of the Shares Bought Back Under
Resolution No. 5c to the Mandate Granted to the
Directors Under Resolution No. 5b Management For Voted - Against
6 To Approve and Adopt the New Articles of
Association of the Company Management For Voted - Against
386
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD
CUSIP: Y15045100
Meeting Date: 17-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1202/ltn201312021307.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1202/ltn201312021267.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Proposed Amendments to
the Articles of Association of the Company As Set
Out in Appendix I of the Circular and to Authorize
the Board to Deal with on Behalf of the Company the
Relevant Application, Approval, Registration,
Filing Procedures and Other Related Issues Arising
from the Amendments to the Articles of Association Management For Voted - For
2 To Consider and Approve the Adoption of the
Proposed Rules of Procedure for Shareholders'
General Meeting As Set Out in Appendix II of the
Circular Management For Voted - For
3 To Consider and Approve the Adoption of the
Proposed Rules of Procedure for Board Meetings As
Set Out in Appendix III of the Circular Management For Voted - For
4 To Consider and Approve the Adoption of the
Proposed Rules of Procedure for Supervisory
Committee Meetings As Set Out in Appendix IV of the
Circular Management For Voted - For
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn20140403696.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0403/ltn20140403761.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors (the "board") of the Company for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Report of the Auditors
and Audited Financial Statements of the Company for
the Year Ended 31 December 2013 Management For Voted - For
387
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider and Approve the Proposed Profit
Distribution Plan and the Final Dividend
Distribution Plan of the Company for the Year Ended
31 December 2013 and to Authorise the Board to
Distribute Such Final Dividend to the Shareholders
of the Company Management For Voted - For
5 To Consider and Approve the Authorisation of the
Board to Deal with All Matters in Relation to the
Company's Distribution of Interim Dividend for the
Year 2014 in Its Absolute Discretion (including,
But Not Limited To, Determining Whether to
Distribute Interim Dividend for the Year 2014) Management For Voted - For
6 To Consider and Approve the Continuation of
Appointment of Baker Tilly China Certified Public
Accountants As the Domestic Auditor of the Company
and Baker Tilly Hong Kong Limited As the
International Auditor of the Company, to Hold
Office Until the Conclusion of the Next Annual
General Meeting of the Company and to Authorise the
Board to Determine Their Remuneration Management For Voted - For
7 To Give A General Mandate to the Board to Allot,
Issue and Deal with Additional Domestic Shares Not
Exceeding 20% of the Domestic Shares in Issue and
Additional H Shares Not Exceeding 20% of the H
Shares in Issue and Authorise the Board to Make
Corresponding Amendments to the Articles of
Association of the Company As It Thinks Fit So As
to Reflect the New Share Capital Structure Upon the
Allotment Or Issuance of Shares Management For Voted - Against
8 To Consider and Approve the Company's Issuance of
Debt Financing Instruments in Batches Within the
Limit of Issuance Permitted Under Relevant Laws and
Regulations As Well As Other Regulatory Documents Management For Abstain
CHINA NATIONAL MATERIALS CO LTD
CUSIP: Y15048104
Meeting Date: 30-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0607/ltn20130607326.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0607/ltn20130607320.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Amendment to the Articles of Association of the
Company Management For Voted - For
2 To Consider And, If Thought Fit, to Approve the
Amendment to the Rules of Procedures of the Board
of Directors of the Company Management For Voted - For
388
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider And, If Thought Fit, to Approve the
Appointment of Mr. Li Jianlun As A Non-executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
4 To Consider And, If Thought Fit, to Approve the
Appointment of Mr. Yu Guobo As A Non-executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
5 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Liu Zhijiang As an Executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
6 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Li Xinhua As an Executive Director
of the Company, to Authorize the Remuneration
Committee of the Board of Directors of the Company
to Determine His Remuneration, and to Authorize the
Chairman of the Board of Directors Or Any Executive
Director of the Company to Execute A Service
Contract Or Such Other Documents Or Supplemental
Agreements Or Deeds on Behalf of the Company Management For Voted - For
7 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Yu Shiliang As A Non-executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
8 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Zhanghai As A Non-executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
389
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
9 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Tang Baoqi As A Non-executive
Director of the Company, to Authorize the
Remuneration Committee of the Board of Directors of
the Company to Determine His Remuneration, and to
Authorize the Chairman of the Board of Directors Or
Any Executive Director of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
10 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Leung Chong Shun As an Independent
Non-executive Director of the Company, to Authorize
the Remuneration Committee of the Board of
Directors of the Company to Determine His
Remuneration, and to Authorize the Chairman of the
Board of Directors Or Any Executive Director of the
Company to Execute A Service Contract Or Such Other
Documents Or Supplemental Agreements Or Deeds on
Behalf of the Company Management For Voted - For
11 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Lu Zhengfei As an Independent
Nonexecutive Director of the Company, to Authorize
the Remuneration Committee of the Board of
Directors of the Company to Determine His
Remuneration, and to Authorize the Chairman of the
Board of Directors Or Any Executive Director of the
Company to Execute A Service Contract Or Such Other
Documents Or Supplemental Agreements Or Deeds on
Behalf of the Company Management For Voted - For
12 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Wang Shimin As an Independent
Non-executive Director of the Company, to Authorize
the Remuneration Committee of the Board of
Directors of the Company to Determine His
Remuneration, and to Authorize the Chairman of the
Board of Directors Or Any Executive Director of the
Company to Execute A Service Contract Or Such Other
Documents Or Supplemental Agreements Or Deeds on
Behalf of the Company Management For Voted - For
13 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Zhou Zude As an Independent
Nonexecutive Director of the Company, to Authorize
the Remuneration Committee of the Board of
Directors of the Company to Determine His
Remuneration, and to Authorize the Chairman of the
Board of Directors Or Any Executive Director of the
Company to Execute A Service Contract Or Such Other
Documents Or Supplemental Agreements Or Deeds on
Behalf of the Company Management For Voted - For
14 To Consider And, If Thought Fit, to Approve the Re-
Election of Ms. Xu Weibing As A Shareholder
Representative Supervisor of the Company, to Pay
390
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Her the Remuneration in the Amount of Rmb15,000 Per
Year (tax Inclusive), and to Authorize the Chairman
of the Board of Directors of the Company to Execute
A Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
15 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Zhang Renjie As A Shareholder
Representative Supervisor of the Company, to Pay
Him the Remuneration in the Amount of Rmb15,000 Per
Year (tax Inclusive), and to Authorize the Chairman
of the Board of Directors of the Company to Execute
A Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - Against
16 To Consider And, If Thought Fit, to Approve the Re-
Election of Mr. Wang Jianguo As A Shareholder
Representative Supervisor of the Company, to Pay
Him the Remuneration in the Amount of Rmb15,000 Per
Year (tax Inclusive), and to Authorize the Chairman
of the Board of Directors of the Company to Execute
A Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - Against
17 To Consider And, If Thought Fit, to Approve the
Payment of the Remuneration in the Amount of
Rmb15,000 Per Year (tax Inclusive) to Mr. Wang
Yingcai As an Employee Representative Supervisor of
the Company, and to Authorize the Chairman of the
Board of Directors of the Company to Execute A
Service Contract Or Such Other Documents Or
Supplemental Agreements Or Deeds on Behalf of the
Company Management For Voted - For
18 To Consider And, If Thought Fit, to Approve the
Payment of the Remuneration in the Amount of
Rmb15,000 Per Year (tax Inclusive) to Mr. Qu Xiaoli
As an Employee Representative Supervisor of the
Company, and to Authorize the Chairman of the Board
of Directors of the Company to Execute A Service
Contract Or Such Other Documents Or Supplemental
Agreements Or Deeds on Behalf of the Company Management For Voted - For
19a That the Agreement (the "financial Services
Framework Agreement") Dated 24 May 2013 and Entered
Into Between the Company and the Sinoma Group
Finance Co., Ltd. (the "sinoma Finance") in
Relation to Receiving Certain Financial Services
from the Sinoma Finance, and the Maximum Daily
Balance of the Deposits Thereunder for the Three
Years Ending 31 December 2015 Management For Voted - Against
19b That Any Executive Director of the Company be
Authorised to Do All Such Acts and Things, to Sign
and Execute All Such Other Documents, Deeds and
Instruments, to Make Applications to the Relevant
Regulatory Authorities and to Take Such Steps As
They May Consider Necessary, Appropriate, Expedient
and in the Interest of the Company to Give Effect
391
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to and in Connection with Any Transactions
Contemplated Under the Financial Services Framework
Agreement Management For Voted - Against
Please Note That This is A Revision Due to
Postponement of Meeting from 25 Jul-y to 30 July
2013. If You Have Already Sent in Your Votes,
Please Do Not Retur-n This Proxy Form Unless You
Decide to Amend Your Original Instructions. Thank-
You. Non-Voting Non-Voting
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0407/ltn-20140407313.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0407/-ltn20140407305.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider And, If Thought Fit, to Approve the
Report of the Board of Directors of the Company for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider And, If Thought Fit, to Approve the
Report of the Supervisory Committee of the Company
for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider And, If Thought Fit, to Approve the
Audited Financial Statements of the Company for the
Year Ended 31 December 2013 Management For Voted - For
4 To Consider And, If Thought Fit, to Approve the
Profit Distribution Proposal of the Company,
Namely, the Proposal for Distribution of A Final
Dividend of Rmb0.02 Per Share (tax Inclusive) in an
Aggregate Amount of Approximately Rmb71.43 Million
for the Year Ended 31 December 2013, and to
Authorise the Chairman of the Board of Directors of
the Company to Implement the Aforesaid Distribution Management For Voted - For
5 To Consider And, If Thought Fit, to Approve the
Re-appointment of Shinewing (hk) Cpa Limited and
Shinewing Certified Public Accountant LLP, As the
International and Domestic Auditors of the Company,
Respectively for the Year 2014, the Term of Such
Re-appointment Shall Continue Until the Next Annual
General Meeting of the Company, and to Authorize
the Audit Committee of the Board of Directors of
the Company to Determine Their Remuneration Management For Voted - For
6 To Consider And, If Thought Fit, to Approve A
General Mandate to the Board of Directors of the
Company (the "board") to Issue, Allot and Deal with
(1) Additional Unlisted Shares Not Exceeding 20% of
the Unlisted Shares in Issue; and (2) Additional H
Shares Not Exceeding 20% of the H Shares in Issue,
and to Authorise the Board to Make Such
Corresponding Amendments to the Articles of
392
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Association of the Company As It Think Fit So As to
Reflect the New Capital Structure Upon the
Allotment and Issue of the Shares Management For Voted - Against
7 To Consider And, If Thought Fit, to Approve: "that
(a) the Company be and is Hereby Authorized to
Issue the Ultra-short-term Financing Bonds in the
Principal Amount of Not More Than Rmb8,000,000,000
(the "ultra- Short-term Financing Bonds"); (b) in
Accordance with the Applicable Laws and Regulations
and Then Market Conditions, Any Executive Director
of the Company be and is Hereby, Generally and
Unconditionally Authorised, Within the Issue Plan,
to Decide and Deal with the Matters in Connection
with the Issuances of the Ultra-short-term
Financing Bonds Under the Principle of Acting in
the Best Interest of the Company Management For Voted - For
CHINA RAILWAY CONSTRUCTION CORPORATION LTD
CUSIP: Y1508P110
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428734.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428824.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year Ended 31
December 2013. (please Refer to the "report of
Directors" in the 2013 Annual Report of the
Company.) Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013. (please Refer to the
Circular of the Company Dated 29 April 2014 for
Details.) Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year Ended 31
December 2013. (please Refer to the Audited
Financial Statements in the 2013 Annual Report of
the Company.) Management For Voted - For
4 To Consider and Approve the Profits Distribution
Plan of the Company for the Year Ended 31 December
2013. (please Refer to the Circular of the Company
Dated 29 April 2014 for Details.) Management For Voted - For
5 To Consider and Approve the Annual Report of the
Company for the Year Ended 31 December 2013 and Its
Summary Management For Voted - For
6 To Consider and Approve the Determination of the
Cap for Guarantees for Wholly-owned Subsidiaries of
the Company for 2014. (please Refer to the Circular
of the Company Dated 29 April 2014 for Details.) Management For Voted - For
393
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Consider and Approve the Appointment of External
Auditors for 2014 and Payment of 2013 Auditing
Service Fee. (please Refer to the Circular of the
Company Dated 29 April 2014 for Details.) Management For Voted - For
8 To Consider and Approve the Appointment of Internal
Control Auditors for 2014 and Payment of 2013
Auditing Service Fee. (please Refer to the Circular
of the Company Dated 29 April 2014 for Details.) Management For Voted - For
9 To Consider and Approve the Directors' Remuneration
Packages for 2013. (please Refer to the "notes to
Financial Statements" in the 2013 Annual Report of
the Company for Details.) Management For Voted - For
10 To Consider and Approve the Change of Performance
of Undertakings by Controlling Shareholder in
Respect of Self-owned Buildings and Land Use
Rights. (please Refer to the Circular of the
Company Dated 29 April 2014 for Details.) Management For Voted - For
11 To Consider and Approve the Grant of General
Mandate to the Board of Directors to Issue New H
Shares of the Company: "that Subject to Paragraphs
(i), (ii) and (iii) Below, the Board of Directors
be and is Hereby Granted, During the Relevant
Period (as Hereafter Defined), an Unconditional
General Mandate to Issue, Allot And/or Deal with
Additional H Shares, and to Make Or Grant Offers,
Agreements Or Options in Respect Thereof: (i) Such
Mandate Shall Not Extend Beyond the Relevant Period
Save That the Board of Directors May During the
Relevant Period Make Or Grant Offers, Agreements Or
Options Which Might Require the Exercise of Such
Powers at Or After the End of the Relevant Period;
Contd Management For Voted - Against
Contd (ii) the Aggregate Nominal Amount of the H
Shares to be Issued,- Allotted And/or Dealt with Or
Agreed Conditionally Or Unconditionally to
Be-issued, Allotted And/or Dealt with by the Board
of Directors Shall Not Exceed-20% of the Aggregate
Nominal Amount of Its Existing H Shares at the Date
Of-the Passing of This Special Resolution; and
(iii) the Board of Directors Will-only Exercise Its
Power Under Such Mandate in Accordance with the
Company Law- and Hong Kong Listing Rules (as
Amended from Time to Time) Or Applicable-laws,
Rules and Regulations of Any Other Government Or
Regulatory Bodies And-only If All Necessary
Approvals from Csrc And/or Other Relevant Prc Contd Non-Voting Non-Voting
Contd Government Authorities are Obtained. for the
Purpose of This Special-resolution, "relevant
Period" Means the Period from the Passing of
This-special Resolution at the Agm Until the
Earliest Of: (i) the Conclusion Of-the Next Annual
General Meeting of the Company Following the
Passing of This-special Non-Voting Non-Voting
Resolution; Or (ii) the Expiration of the 12-month
Period Following-the Passing of This Special
394
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Resolution; Or (iii) the Date on Which The-
Authority Granted to the Board of Directors Set Out
in This Special- Resolution is Revoked Or Varied by
A Special Resolution of the Shareholders-of the
Company in Any General Meeting. Contingent on the
Board of Directors-resolving to Issue H Shares
Pursuant to Paragraph Contd Non-Voting
Contd (1) of This Special Resolution, the Board of
Directors is Authorized To-increase the Registered
Capital of the Company to Reflect the Number of
H-shares to be Issued by the Company Pursuant to
Paragraph (1) of This Special-resolution and to
Make Such Appropriate and Necessary Amendments to
The- Articles of Association of the Company As They
Think Fit to Reflect Such-increase in the
Registered Capital of the Company and to Take Any
Other-action and Complete Any Formality Required to
Effect the Issuance of H Shares-pursuant to
Paragraph (1) of This Special Resolution and the
Increase in The- Registered Capital of the Company Non-Voting Non-Voting
CHINA RAILWAY GROUP LTD
CUSIP: Y1509D116
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
333378 Due to Addition Of-resolution No.11.i and
11.ii. All Votes Received on the Previous Meeting
Will-be Disregarded and You Will Need to Reinstruct
on This Meeting Notice. Thank Y-ou. Non-Voting Non-Voting
Please Note That the Company Notices and Proxy
Forms are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508974.pdf-,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0610/ltn20140610189.-pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508941.p-df ,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0610/ltn20140610197.-pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year Ended 31
December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Consolidated
Financial Statements of the Company for the Year
Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Work Report of
Independent Directors of the Company for the Year
Ended 31 December 2013 Management For Voted - For
395
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2013 Management For Voted - For
6 To Consider and Approve the Resolution in Relation
to the Appointment of the Auditors for 2014,
Re-appointment of Deloitte Touche Tohmatsu As the
Company's International Auditors and Deloitte
Touche Tohmatsu Cpa LLP As the Company's Domestic
Auditors for A Term Ending at the Next Annual
General Meeting of the Company, the Aggregate
Remuneration Shall be Rmb43 Million Management For Voted - For
7 To Consider and Approve the Resolution in Relation
to the Appointment of Internal Control Auditors for
2014, Re-appointment of Deloitte Touche Tohmatsu
Cpa LLP As the Internal Control Auditors of the
Company for 2014, the Remuneration Shall be Rmb2.51
Million Management For Voted - For
8 To Consider and Approve the Provision of Total
Amount of External Guarantee by the Company and
Various Subsidiaries of the Company As Set Out in
the Section Headed "letter from the Board - 4.
Proposed Provision of Guarantee" in the Circular of
the Company Dated 9 May 2014 Management For Abstain
9.i To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Re-election of
Mr. Li Changjin As Executive Director of the
Company for A Term of Three Years Commencing
Immediately After the Conclusion of the Agm Until
the Expiry of the Term of the Third Session of the
Board of Directors of the Company Management For Voted - For
9.ii To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Re-election of
Mr. Yao Guiqing As Executive Director of the
Company for A Term of Three Years Commencing
Immediately After the Conclusion of the Agm Until
the Expiry of the Term of the Third Session of the
Board of Directors of the Company Management For Voted - For
9.iii To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Election of
Mr. Dai Hegen As Executive Director of the Company
for A Term of Three Years Commencing Immediately
After the Conclusion of the Agm Until the Expiry of
the Term of the Third Session of the Board of
Directors of the Company Management For Voted - For
9.iv To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Election of
Mr. Guo Peizhang As Independent Non-executive
Director of the Company for A Term of Three Years
Commencing Immediately After the Conclusion of the
Agm Until the Expiry of the Term of the Third
Session of the Board of Directors of the Company Management For Voted - For
396
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9.v To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Election of
Mr. Wen Baoman As Independent Non-executive
Director of the Company for A Term of Three Years
Commencing Immediately After the Conclusion of the
Agm Until the Expiry of the Term of the Third
Session of the Board of Directors of the Company Management For Voted - For
9.vi To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Election of
Mr. Zheng Qingzhi As Independent Non-executive
Director of the Company for A Term of Three Years
Commencing Immediately After the Conclusion of the
Agm Until the Expiry of the Term of the Third
Session of the Board of Directors of the Company Management For Voted - For
9.vii To Consider and Approve the Proposal of the
Composition Plan of the Third Session of the Board
of Directors of the Company, Namely: Election of
Dr. Ngai Wai Fung As Independent Non-executive
Director of the Company for A Term of Three Years
Commencing Immediately After the Conclusion of the
Agm Until the Expiry of the Term of the Third
Session of the Board of Directors of the Company Management For Voted - For
10 To Consider and Approve the Proposed Amendments to
the Articles of Association of the Company As Set
Out in Appendix II to the Circular of the Company
Dated 9 May 2014 Management For Voted - For
11.i To Consider and Approve the Proposed Appointment of
Shareholder Representative Supervisors of the Third
Session of the Supervisor Committee, Namely:
Election of Mr. Liu Chengjun As A Shareholder
Representative Management For Voted - Against
Supervisor of the Company for A Term of Three Years
Commencing Immediately After the Conclusion of the
Agm Until the Expiry of the Term of the Third
Session of the Supervisory Committee of the Company Non-Voting
11.ii To Consider and Approve the Proposed Appointment of
Shareholder Representative Supervisors of the Third
Session of the Supervisor Committee, Namely:
Re-election of Mr. Chen Wenxin As A Shareholder
Representative Supervisor of the Company for A Term
of Three Years Commencing Immediately After the
Conclusion of the Agm Until the Expiry of the Term
of the Third Session of the Supervisory Committee
of the Company Management For Voted - Against
397
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA RESOURCES CEMENT HOLDINGS LTD
CUSIP: G2113L106
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0319/ltn20140319300.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0319/ltn20140319288.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements, the Report of the Directors and the
Independent Auditor's Report for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.07 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3.1 To Re-elect Mr. Zhou Longshan As Director Management For Voted - Against
3.2 To Re-elect Mr. Pan Yonghong As Director Management For Voted - Against
3.3 To Re-elect Mr. Lau Chung Kwok Robert As Director Management For Voted - Against
3.4 To Re-elect Madam Zeng Xuemin As Director Management For Voted - For
3.5 To Authorise the Board of Directors to Fix the
Remuneration of the Directors of the Company Management For Voted - For
4 To Re-appoint Messrs. Deloitte Touche Tohmatsu As
Auditor and to Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
6 To Give A General Mandate to the Directors to Issue
Additional Shares of the Company Management For Voted - Against
7 To Extend the General Mandate to be Given to the
Directors to Issue New Shares Management For Voted - Against
CHINA RONGSHENG HEAVY INDUSTRIES GROUP HOLDINGS LT
CUSIP: G21187102
Meeting Date: 17-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0901/ltn20130901025.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0901/ltn20130901027.pdf Non-Voting Non-Voting
1 To Grant A General Mandate to the Board of
Directors of the Company to Allot, Issue and Deal
398
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with Additional Shares of the Company Not Exceeding
20% of the Issued Share Capital of the Company As
at the Date of Passing of This Resolution Management For Voted - Against
Meeting Date: 25-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0307/ltn20140307930.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0307/ltn20140307932.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting. Non-Voting Non-Voting
1 To Approve the Creation and Issue of Seven Percent
Convertible Bonds Due 2016 in the Aggregate
Principal Amount of Hkd 1,000,000,000 by the
Company (the ''convertible Bonds'') and the
Allotment and Issue of New Shares Upon the Exercise
of Conversion Rights Attached to the Convertible
Bonds Management For Voted - For
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415966.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415939.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Auditor for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Ms. Zhu Wen Hua As A Director of the
Company Management For Voted - For
2.b To Re-elect Mr. Hu Wei Ping As A Director of the
Company Management For Voted - Against
2.c To Re-elect Mr. Wang Jin Lian As A Director of the
Company Management For Voted - For
3 To Authorise the Board of Directors of the Company
to Fix the Remuneration of All Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and to Authorise the Board of Directors
of the Company to Fix Its Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Board of
Directors of the Company to Allot, Issue and Deal
with Additional Shares of the Company Not Exceeding
20% of the Issued Share Capital of the Company As
at the Date of Passing of This Resolution Management For Voted - Against
399
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.B To Grant A General Mandate to the Board of
Directors of the Company to Repurchase Shares of
the Company Not Exceeding 10% of the Issued Share
Capital of the Company As at the Date of Passing of
This Resolution Management For Voted - For
5.C To Extend, Conditional Upon the Above Resolution
Nos. 5a and 5b Being Duly Passed, the General
Mandate to Allot Shares of the Company by Adding
the Aggregate Nominal Amount of the Repurchased
Shares to the General Mandate Management For Voted - Against
Meeting Date: 16-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0528/ltn20140528650.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0528/ltn20140528643.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Approve the Creation and Issue of Seven Per Cent
Convertible Bonds Due 2016 in the Aggregate
Principal Amount of Hkd 1,000,000,000 by the
Company (the ''first Convertible Bonds'') and the
Allotment and Issue of New Shares Upon the Exercise
of Conversion Rights Attached to the First
Convertible Bonds Management For Voted - For
2 To Approve the Creation and Issue of Seven Per Cent
Convertible Bonds Due 2016 in the Aggregate
Principal Amount of Hkd 1,000,000,000 by the
Company (the ''second Convertible Bonds'') and the
Allotment and Issue of New Shares Upon the Exercise
of Conversion Rights Attached to the Second
Convertible Bonds Management For Voted - For
CHINA SHANSHUI CEMENT GROUP LTD
CUSIP: G2116M101
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410507.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410419.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and Its
400
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Subsidiaries and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.1 To Re-elect Mr. Zhang Caikui As A Director and to
Authorise the Board of Directors of the Company to
Fix the Director's Remuneration Management For Voted - For
3.2 To Re-elect Mr. Li Cheung Hung As A Director and to
Authorise the Board of Directors of the Company to
Fix the Director's Remuneration Management For Voted - For
3.3 To Re-elect Mr. Hou Huailiang As A Director and to
Authorise the Board of Directors of the Company to
Fix the Director's Remuneration Management For Voted - For
3.4 To Appoint Ms. Wu Xiaoyun As A New Director and to
Authorise the Board of Directors of the Company to
Fix the Director's Remuneration Management For Voted - For
4 To Re-appoint KPMG As Auditors of the Company and
to Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
5.1 To Grant A General and Unconditional Mandate to the
Board of Directors to Issue Shares of the Company Management For Voted - Against
5.2 To Grant A General and Unconditional Mandate to the
Board of Directors to Repurchase the Company's
Shares Management For Voted - For
5.3 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution No. 5(1) to
Cover the Shares Repurchased by the Company
Pursuant to Resolution No. 5(2) Management For Voted - Against
6.1 To Amend the Memorandum of Association of the
Company in the Manner As Proposed in the Notice of
the Agm Dated 10 April 2014 ("agm Notice") Management For Voted - For
6.2 To Amend the Articles of Association of the Company
in the Manner As Proposed in the Agm Notice:
Article 20.6, 20.7, 20.8 Management For Voted - For
6.3 To Approve the Adoption of A New Set of Memorandum
and Articles of the Company, Which Consolidates All
of the Proposed Amendments Set Out in the Agm
Notice, As the Amended and Restated Memorandum and
Articles of the Company in Substitution for and to
the Exclusion of the Existing Memorandum and
Articles of Association of the Company Management For Voted - For
CHINA SHIPPING CONTAINER LINES CO LTD
CUSIP: Y1513C104
Meeting Date: 12-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1025/ltn20131025754.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1025/ltn20131025746.pdf Non-Voting Non-Voting
401
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Approve the Share Purchase Agreement and the
Transactions Contemplated Thereunder Management For Voted - For
2 To Authorize the Board of Directors of the Company
to Approve the Provision of Guarantees to
Wholly-owned Subsidiaries of the Company in the
Amount Not Exceeding Usd1,000,000,000 Or Its
Equivalent in Rmb During the Period of One Year
from the Passing of This Resolution Management For Voted - For
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429370.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429431.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
the Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Work Report of
Independent Non-executive Directors for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
and Its Subsidiaries for the Year Ended 31 December
2013 Management For Voted - For
5 To Consider and Approve the Annual Report of the
Company Prepared in Accordance with Requirements of
the Jurisdiction Where Its Shares are Listed for
the Year Ended 31 December 2013 Management For Voted - For
6 To Consider and Approve the Proposed Profit
Distribution Plan of the Company for the Year Ended
31 December 2013 Management For Voted - For
7.a To Consider and Approve the Appointment of Mr. Liu
Xihan As A Non- Executive Director of the Company Management For Voted - For
7.b To Consider and Approve the Appointment of Mr. Yu
Zenggang As A Non-executive Director of the Company Management For Voted - For
8 To Consider and Determine the Remuneration of the
Directors and the Supervisors of the Board for the
Year 2014 Management For Voted - For
9.a To Re-appoint Baker Tilly China Certified Public
Accountants As the Company's Prc Auditor for the
Year of 2014, and to Authorise the Audit Committee
of the Board to Determine Its Remuneration Management For Voted - For
9.b To Re-appoint Baker Tilly China Certified Public
Accountants As the Company's Internal Control
Auditor for the Year of 2014, and to Authorise the
Audit Committee of the Board to Determine Its
Remuneration Management For Voted - For
9.c To Re-appoint Ernst & Young, Hong Kong Certified
Public Accountants As the Company's International
402
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Auditor for the Year of 2014, and to Authorise the
Audit Committee of the Board to Determine Its
Remuneration Management For Voted - For
10 To Consider and Approve the Proposed Amendments Management For Voted - For
20 May 2014: Please Note That According to the
Company's Notice and Proxy Form-of the Agm,
Shareholders May Cast 'abstain' Vote to the
Resolutions Set Out T-hereon (except Resolutions
7(a) + 7(b)). in Addition, the Method of
Accumulati- Ve Poll Shall be Adopted for the
Election of Directors Under Resolutions 7(a)-and
7(b), According to Which the Numbers of Votes
Entitled for Each Share Held-by Shareholders Shall
Equal the Number of Proposed Non-executive
Directors Of-the Company, and the Numbers of Votes
of Shareholders Can be Concentrated In-use. for
Example, If 2 Directors Will be Elected (i.e.
Ordinary Resolution No.- 7(a) and 7(b) As Stated in
the Notice of Agm) and A Shareholder Holds 1 Milli-
on Shares, the Aggregate Number of His Votes Will
be 2 Million (i.e. 1 Million-shares X 2 Equal to 2
Million Voting Shares) for Ordinary Resolution No.
7(a)-and 7(b). He May Choose to Cast the 2 Million
Votes Equally Amongst the 2 Can-didates, Or to Cast
All His Votes on A Single/several Candidate(s). Non-Voting Non-Voting
20 May 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You Dec-ide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
CHINA SHIPPING DEVELOPMENT CO LTD
CUSIP: Y1503Y108
Meeting Date: 31-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0211/ltn20140211037.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0211/ltn20140211045.pdf Non-Voting Non-Voting
1 To Approve the Appointment of Mr. Ruan Yongping As
an Independent Non-executive Director of the
Company and the Terms of His Appointment, Details
of Which are Set Out in the Circular of the Company
Dated 11 February 2014 Management For Voted - For
2 To Approve and Confirm the Guarantee ("guarantee")
to be Provided by the Company for the Benefit of
Csd Hk, A Direct Wholly-owned Subsidiary of the
Company, of Not More Than Usd 500,000,000, to
Guarantee Csd Hk's Repayment Obligations for
Offshore Bank Loans, and the Transactions
Contemplated Thereunder, and to Authorise the
403
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors to Exercise All Powers Which They
Consider Necessary to Do Such Acts and Things and
Execute Such Other Documents Which in Their Opinion
May be Necessary Or Desirable to Implement the
Transactions Contemplated Under the Guarantee Management For Voted - For
3 To Consider and Approve the Proposed Amendments to
Article 4 of the Articles of Association of the
Company As Set Out in the Circular of the Company
Dated 11 February 2014 Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
319137 Due to Addition Of-resolutions 12, 13 and
14. All Votes Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/ltn-20140417047.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn-20140523003.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0417/-ltn20140417053.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/-ltn20140523011.pdf Non-Voting Non-Voting
1 To Consider and Approve the 2013 Audited Financial
Statements of the Company Management For Voted - For
2 To Consider and Approve the 2013 Report of the
Board of Directors of the Company Management For Voted - For
3 To Consider and Approve the 2013 Report of the
Supervisory Committee of the Company Management For Voted - For
4 To Consider and Approve the Duty Performance Report
of the Independent Non-executive Directors in 2013 Management For Voted - For
5 To Consider and Approve the 2013 Annual Report of
the Company Management For Voted - For
6 The Appointment of Mr. Liu Xihan As an Executive
Director of the Company ("director") and the Terms
of His Appointment, Details of Which are Set Out in
the Announcement of the Company Dated 15 April 2014 Management For Voted - For
7 The Appointment of Mr. Yu Zenggang As an Executive
Director and the Terms of His Appointment, Details
of Which are Set Out in the Announcement of the
Company Dated 15 April 2014 Management For Voted - For
8 The Appointment of Mr. Ip Sing Chi As an
Independent Non-executive Director and the Terms of
His Appointment (including His Remuneration),
Details of Which are Set Out in the Announcement of
the Company Dated 15 April 2014 Management For Voted - For
9 To Consider and Approve the Remuneration and
Allowances of the Directors and Supervisors of the
Company for 2014, Details of Which are Set Out in
the Notice of the Agm Dated 17 April 2014 Management For Voted - For
404
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10.A To Consider and Approve the Reappointment of Baker
Tilly China Certified Public Accountants (as
Specified) ("baker Tilly China") As the Domestic
Auditor of the Company for the Financial Year
Ending 31 December 2014 and Authorise the Board of
Directors ("board") to Determine Its Remuneration Management For Voted - For
10.B To Consider and Approve the Reappointment of Baker
Tilly Hong Kong Limited Certified Public
Accountants (as Specified) As the International
Auditor of the Company for the Financial Year
Ending 31 December 2014 and Authorise the Board to
Determine Its Remuneration Management For Voted - For
10.C To Consider and Approve the Reappointment of Baker
Tilly China As the Internal Control Auditor of the
Company for the Financial Year Ending 31 December
2014 and Authorise the Board to Determine Its
Remuneration Management For Voted - For
11 To Consider and Resolve Not to Declare A Final
Dividend for the Year 2013 Management For Voted - For
12 To Approve the Four Bareboat Charters Dated 15
April 2014 (the "bareboat Charters") Entered Into
Between Dong Fang International Asset Management
Limited (as Specified) As Owner and China Shipping
Bulk Carrier (hong Kong) Co., Limited (as
Specified) As Charterer and the Transactions
Contemplated Thereunder (including the Relevant
Annual Caps); and to Authorise the Directors of the
Company ("directors") to Exercise All Powers Which
They Consider Necessary and Do Such Other Acts and
Things and Execute Such Other Documents Which in
Their Opinion May be Necessary Or Desirable to
Implement the Transactions Contemplated Under the
Bareboat Charters Management For Voted - For
13 To Approve, Ratify and Confirm the Tanker Sea Crew
Management Agreement Dated 29 April 2014 (the
"tanker Sea Crew Management Agreement") Entered
Into Between China Shipping International Ship
Management Co., Ltd (as Specified) As Provider of
Services and China Shipping Tanker Co., Ltd (as
Specified) As Recipient of Services and The Management For Voted - For
Transactions Contemplated Thereunder (including the
Relevant Annual Caps); and to Authorize the
Directors to Exercise All Powers Which They
Consider Necessary and Do Such Other Acts and
Things and Execute Such Other Documents Which in
Their Opinion May be Necessary Or Desirable to
Implement the Transactions Contemplated Under the
Tanker Sea Crew Management Agreement Non-Voting
14 To Approve, Ratify and Confirm the Bulk Sea Crew
Management Agreement Dated 29 April 2014 (the "bulk
Sea Crew Management Agreement") Entered Into
Between China Shipping International Ship
Management Co., Ltd (as Specified) As Provider of
Services and China Shipping Bulk Carrier Co.,
Ltd(as Specified) As Recipient of Services and the
405
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Transactions Contemplated Thereunder (including the
Relevant Annual Caps); and to Authorize the
Directors to Exercise All Powers Which They
Consider Necessary and Do Such Other Acts and
Things and Execute Such Other Documents Which in
Their Opinion May be Necessary Or Desirable to
Implement the Transactions Contemplated Under the
Bulk Sea Crew Management Agreement Management For Voted - For
CHINA ZHONGWANG HOLDINGS LTD
CUSIP: G215AT102
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1203/ltn20131203704.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1203/ltn20131203726.pdf Non-Voting Non-Voting
1 To Approve Resolution To: (1) Increase the
Authorised Share Capital of the Company: (i) From:
Hkd 800,000,000 Divided Into 8,000,0000,000 Shares
of Nominal Or Par Value of Hkd 0.10 Each (ii) To:
Hkd 3,000,000,000 Divided Into 30,000,000,000
Shares of A Nominal Or Par Value of Hkd 0.10 Each.
(2) Redesignate 10,000,000,000 Unissued Shares of A
Nominal Or Par Value of Hkd 0.10 Each Into
10,000,000,000 Restricted Voting Non-redeemable
Convertible Preference Shares of A Nominal Or Par
Value of Hkd 0.10 Each with the Rights, Privileges
and Restrictions As Set Out in the Amendments to
the Articles of Association of the Company in (5)
Below (the "convertible Preference Shares") (3)
Redesignate 20,000,000,000 Issued and Unissued
Shares of A Nominal Or Par Value of Hkd 0.10 Each
Into 20,000,000,000 Ordinary Shares of A Nominal Or
Contd Management For Voted - For
Contd Par Value of Hkd 0.10 Each with the Rights,
Privileges and Restrictions-as Set Out in the
Amendments to the Articles of Association of the
Company In-(5) Below (4) Approve Any Variation,
Modification Or Abrogation of The-special Rights
Attached to the Shares As A Result of (1) to (3)
Above (5)-amend the Memorandum and Articles of
Association of the Company To, Among-other Things,
Incorporate the Terms of the Convertible Preference
Shares Non-Voting Non-Voting
406
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408293.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408315.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Independent Auditor for the Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 to the Shareholders of the Company Management For Voted - For
3.i.a To Re-elect Ms. Zhong Hong As an Executive Director
of the Company Management For Voted - Against
3.i.b To Re-elect Mr. Gou Xihui As an Executive Director
of the Company Management For Voted - Against
3.i.c To Re-elect Mr. Shi Ketong As an Independent
Non-executive Director of the Company Management For Voted - For
3.ii To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint KPMG As Auditor of the Company and
Its Subsidiaries and to Authorise the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Shares of
the Company in Accordance with Ordinary Resolution
Number 5(a) As Set Out in the Notice of Annual
General Meeting Management For Voted - Against
5.B To Grant A General Mandate to the Directors to
Repurchase the Shares of the Company in Accordance
with Ordinary Resolution Number 5(b) As Set Out in
the Notice of Annual General Meeting Management For Voted - For
5.C Conditional Upon Passing of Ordinary Resolutions
Number 5(a) and 5(b), to Extend the General Mandate
Granted to the Directors of the Company to Allot,
Issue and Deal with Additional Shares by the Number
of Shares Repurchased in Accordance with Ordinary
Resolution Number 5(b) As Set Out in the Notice of
Annual General Meeting Management For Voted - Against
CITIC RESOURCES HOLDINGS LTD
CUSIP: G2155Y107
Meeting Date: 06-Dec-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions 1 and
2. Thank You. Non-Voting Non-Voting
407
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1104/ltn20131104530.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1104/ltn20131104308.pdf Non-Voting Non-Voting
1 To Confirm, Ratify and Approve the 2014 Cooperation
Agreement, the Transactions and the Annual Caps Management For Voted - For
2 To Re-elect Mr. Kwok Peter Viem As A Director of
the Company Management For Voted - Against
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1121/ltn-20131121202.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1121/-ltn20131121194.pdf Non-Voting Non-Voting
1 To Approve the Grant of Share Options to Mr. Kwok
Peter Viem Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0331/ltn20140331466.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0331/ltn20140331481.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Report of the Directors and the
Independent Auditors' Report for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Mr. Guo Tinghu As A Director Management For Voted - Against
2.b To Re-elect Ms. Li So Mui As A Director Management For Voted - Against
2.c To Re-elect Mr. Fan Ren Da, Anthony As A Director Management For Voted - For
2.d To Re-elect Mr. Gao Pei Ji As A Director Management For Voted - For
2.e To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Re-appoint Ernst & Young As Auditors and
Authorise the Board of Directors to Fix the
Auditors' Remuneration Management For Voted - For
4.A To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
4.B To Grant A General Mandate to the Directors to
Issue New Shares of the Company Management For Voted - Against
4.C To Increase the General Mandate to be Given to the
Directors to Issue New Shares of the Company Management For Voted - Against
408
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Jun-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0611/ltn20140611341.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0611/ltn20140611401.pdf Non-Voting Non-Voting
1 To Approve the Adoption of 2014 Share Option Scheme Management For Voted - For
CSR CORPORATION LTD
CUSIP: Y1822T103
Meeting Date: 16-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
327257 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn-20140429628.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn-20140523791.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/-ltn20140523799.pdf Non-Voting Non-Voting
1 To Consider and Approve the Work Report of the
Second Session of the Board and 2013 Work Report of
the Board of the Company Management For Voted - For
2 To Consider and Approve the 2013 Work Report of the
Supervisory Committee of the Company Management For Voted - For
3 To Consider and Approve the Resolution in Relation
to the 2013 Final Accounts of the Company Management For Voted - For
4 To Consider and Approve the Resolution in Relation
to the 2013 Profit Distribution Plan of the Company Management For Voted - For
5 To Consider and Approve the Resolution in Relation
to the Arrangement of Guarantees by the Company and
Its Subsidiaries for 2014 Management For Voted - For
6 To Consider and Approve the Resolution in Relation
to the Remuneration and Welfare of the Directors
and Supervisors of the Company for 2013 Management For Voted - For
7 To Consider and Approve the Resolution in Relation
to the Appointment of Auditors for Financial
Reports and Internal Control for 2014 by the
Company and the Bases for Determination of Their
Remuneration Management For Voted - For
8 To Consider and Approve the Resolution in Relation
to the Issue of Debt Financing Instruments Management For Voted - For
409
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Consider and Approve the Resolution in Relation
to the Authorisation of A General Mandate to the
Board to Issue New A Shares and H Shares of the
Company Management For Voted - Against
10.1 To Consider and Approve the Election of Mr. Zheng
Changhong As an Executive Director Management For Voted - For
10.2 To Consider and Approve the Election of Mr. Liu
Hualong As an Executive Director Management For Voted - For
10.3 To Consider and Approve the Election of Mr. Fu
Jianguo As an Executive Director Management For Voted - For
10.4 To Consider and Approve the Election of Mr. Liu
Zhiyong As A Non- Executive Director Management For Voted - For
10.5 To Consider and Approve the Election of Mr. Yu
Jianlong As an Independent Non-executive Director Management For Voted - For
10.6 To Consider and Approve the Election of Mr. Li
Guo'an As an Independent Non-executive Director Management For Voted - For
10.7 To Consider and Approve the Election of Mr. Wu Zhuo
As an Independent Non-executive Director Management For Voted - For
10.8 To Consider and Approve the Election of Mr. Chan Ka
Keung, Peter As an Independent Non-executive
Director Management For Voted - For
11.1 To Consider and Approve the Election of Mr. Wang
Yan As A Shareholder Representative Supervisor Management For Voted - Against
11.2 To Consider and Approve the Election of Mr. Sun Ke
As A Shareholder Representative Supervisor Management For Voted - For
DONGFANG ELECTRIC CORPORATION LTD
CUSIP: Y20958107
Meeting Date: 19-Dec-13 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1101/ltn201311011072.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1101/ltn20131101938.pdf Non-Voting Non-Voting
1.1 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Type
of Securities to be Issued Management For Voted - For
1.2 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
410
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Issue
Size Management For Voted - For
1.3 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Nominal Value and Issue Price Management For Voted - For
1.4 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Term Management For Voted - For
1.5 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Interest Rate Management For Voted - For
1.6 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Timing
and Method of Interest Payment Management For Voted - For
1.7 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
411
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Conversion Period Management For Voted - For
1.8 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Determination and Adjustment of Conversion Price Management For Voted - For
1.9 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Downward Adjustment to Conversion Price Management For Voted - For
1.10 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Conversion Method of A Shares Management For Voted - For
1.11 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Terms
of Redemption Management For Voted - For
1.12 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
412
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Terms
of Sale Back Management For Voted - For
1.13 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Dividend Rights of the Year of Conversion Management For Voted - For
1.14 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: Method
of Issue and Target Subscribers Management For Voted - For
1.15 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Subscription Arrangement for Existing A Shareholders Management For Voted - For
1.16 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds: the Cb
Holders and the Cb Holders' Meetings Management For Voted - For
1.17 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
413
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proposed Issue of A Share Convertible Bonds: Use of
Proceeds from the Proposed Issue of A Share
Convertible Bonds Management For Voted - For
1.18 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Guarantee Management For Voted - For
1.19 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Account for Deposit of Proceeds Management For Voted - For
1.20 To Consider and Approve, Upon the Shareholders'
Approval to Pass the Special Resolutions No. 1 to
No. 2 As Contained in the Notice of the 2013 First
Extraordinary General Meeting (the "egm") of the
Company at the Egm and the A Shareholders' Approval
to Pass the Special Resolutions No. 1 As Contained
in the Notice of 2013 First A Shares Class Meeting
(the "a Shares Class Meeting") at the A Shares
Class Meeting Both on 19 December 2013, the
Proposed Issue of A Share Convertible Bonds:
Validity Period of the Resolutions in Relation to
the Proposed Issue of A Share Convertible Bonds Management For Voted - For
Meeting Date: 19-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011015.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn20131101862.pdf Non-Voting Non-Voting
1.1 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Type of Securities to be
Issued Management For Voted - For
1.2 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Issue Size Management For Voted - For
1.3 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Nominal Value and Issue
Price Management For Voted - For
414
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Term Management For Voted - For
1.5 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Interest Rate Management For Voted - For
1.6 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Timing and Method of
Interest Payment Management For Voted - For
1.7 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Conversion Period Management For Voted - For
1.8 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Determination and
Adjustment of Conversion Price Management For Voted - For
1.9 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Downward Adjustment to
Conversion Price Management For Voted - For
1.10 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Conversion Method of A
Shares Management For Voted - For
1.11 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Terms of Redemption Management For Voted - For
1.12 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Terms of Sale Back Management For Voted - For
1.13 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Dividend Rights of the
Year of Conversion Management For Voted - For
1.14 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Method of Issue and Target
Subscribers Management For Voted - For
1.15 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Subscription Arrangement
for Existing A Shareholders Management For Voted - For
1.16 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: the Cb Holders and the Cb
Holders' Meetings Management For Voted - For
1.17 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Use of Proceeds from the
Proposed Issue of A Share Convertible Bonds Management For Voted - For
1.18 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Guarantee Management For Voted - For
1.19 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Account for Deposit of
Proceeds Management For Voted - For
1.20 To Consider and Approve the Proposed Issue of A
Share Convertible Bonds: Validity Period of the
Resolutions in Relation to the Proposed Issue of A
Share Convertible Bonds Management For Voted - For
2 To Authorize the Board to Deal with Matters in
Relation to the Proposed Issue of A Share
Convertible Bonds (details Please Refer to the
Announcement) Management For Voted - For
3 To Consider and Approve the Proposal in Respect of
the Report on the Use of Proceeds from the Last
Issue of Securities of the Company Management For Voted - For
415
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider and Approve the Proposal in Respect of
the Feasibility Analysis Report on the Use of
Proceeds from the Issue of A Share Convertible Bonds Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0313/ltn20140313445.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0313/ltn20140313429.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year Ended 31
December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Proposal for the
Distribution of Profits After Tax for the Year
Ended 31 December 2013, Including the Proposal for
the Declaration and Payment of Final Dividend for
the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries for the Year Ended 31 December 2013 Management For Voted - For
5 To Consider and Approve the Re-appointment of
Shinewing Certified Public Accountants (special
General Partnership) As the Auditors of the Company
Auditing the Company's Financial Statements for the
Year 2014 and Authorize the Board to Determine Its
Remuneration Management For Voted - For
6 To Consider and Approve the Adoption of the
Company's Shareholders' Return Plan for the Next
Three Years (2014-2016) Management For Voted - For
7 To Consider and Approve the Amendments to the
Articles of Association; and Authorize the Board to
Deal With, in Its Absolute Discretion, All Matters
Relating to the Proposed Amendments to the Articles
of Association : Article 191, Article 198 Management For Voted - For
Meeting Date: 24-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508417.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508481.pdf Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Mr. Wang
Zaiqiu As A Supervisor of the Company Management For Voted - Against
416
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST TRACTOR COMPANY LIMITED
CUSIP: Y25714109
Meeting Date: 19-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
217211 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0627/ltn-20130627811.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0627/ltn-20130627809.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0711/ltn-20130711761.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0711/-ltn20130711763.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Amendments to the "management System for
Raised Fund" of the Company Management For Voted - For
2 Please Note That This is A Shareholder Proposal for
Which the Management Makes No Vote Recommendation:
to Consider and Approve the Injection of the Assets
of the Hi-powered Agricultural Diesel Engine
Project Into Yto Diesel Management For Voted - For
3 Please Note That This is A Shareholder Proposal for
Which the Management Makes No Vote Recommendation:
Provided That the Relevant Requirements of the
Rules Governing the Listing of Stocks on Shanghai
Stock Exchange, Relevant Requirements of the Rules
Governing the Listing of Securities on the Stock
Exchange of Hong Kong Limited and Other Relevant
Requirements are Complied With, the Board be Hereby
Authorized to Consider and Approve the Matter in
Relation to the Capital Contribution to Yto Diesel
by Injecting the Subsequent Constructed Assets of
the Company's Hi-powered Agricultural Diesel Engine
Project with Assets Valuation Management For Voted - For
Meeting Date: 15-Oct-13 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0827/ltn20130827788.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0827/ltn20130827768.pdf Non-Voting Non-Voting
1 To Authorize the Board (the "board") of Directors
(the "directors") of the Company to Repurchase H
Shares of the Company (the "h Shares") Subject to
the Following Conditions: (a) Subject to Paragraphs
417
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(b), (c) and (d) Below, During the Relevant Period
(as Defined in Paragraph (e) Below), the Board May
Exercise All the Powers of the Company to
Repurchase H Shares in Issue on the Stock Exchange
of Hong Kong Limited (the "stock Exchange"),
Subject to and in Accordance with All Applicable
Laws, Rules and Regulations And/or Requirements of
the Governmental Or Regulatory Body of Securities
in the Prc, the Stock Exchange Or of Any Other
Governmental Or Regulatory Body be and is Approved;
(b) the Authorization in Respect of the Repurchase
of H Shares to the Board Includes But Not Limited
To: (i) Formulate and Implement Specific Contd Management For Voted - For
Contd Repurchase Proposal, Including But Not
Limited to the Repurchase Price-and Repurchase
Amount, and Decide the Timing of Repurchase and
Time Limit;-(ii) Notify the Creditor(s) of the
Company and Publish Announcement(s) In- Accordance
with the Company Law of the Prc and the Articles of
Association Of-the Company; (iii) Open Offshore
Securities Account and Attend Relevant-registration
Procedures for Foreign Exchange; (iv) Implement the
Relevant-approval Procedures Pursuant to the
Requirements of the Regulatory-authorities and the
Listing Places, and Report to the China
Securities-regulatory Commission; (v) Attend the
Cancellation Matters in Respect of The-repurchased
Shares, Reduce the Registered Capital, Amend the
Articles Of- Association of the Company in Relation
to the Total Share Capital Amount And-shareholding
Contd Non-Voting Non-Voting
Contd Structure, and Attend the Relevant Required
Domestic and Overseas-registration and Reporting
Procedures; and (vi) Execute and Handle All
Other-relevant Documents and Matters in Relation to
the Share Repurchase; (c) The- Aggregate Nominal
Value of H Shares Authorized to be Repurchased
Pursuant To-the Approval in Paragraph (a) Above
During the Relevant Period Shall Not-exceed 10
Percent of the Aggregate Nominal Value of H Shares
in Issue As At-the Date Non-Voting Non-Voting
Of the Passing of This Resolution; (d) the Approval
in Paragraph (a)-above Shall be Conditional Upon:
(i) the Passing of A Special Resolution In-the Same
Terms As the Resolution Set Out in This Paragraph
(except for This-sub-paragraph (d)(i)) at the
Extraordinary General Meeting of the Company To-be
Held on 15 October 2013 (or on Such Adjourned Date
As May be Applicable-contd Non-Voting
Contd ) and at the Class Meeting for Holders of A
Shares of the Company to Be-held on 15 October 2013
(or on Such Adjourned Date As May be Applicable);
And-(ii) the Approval of the State Administration
of Foreign Exchange of the Prc- And/or Any Other
Regulatory Authorities As May be Required by the
Laws, Rules-and Regulations of the Prc Being
418
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Obtained by the Company If Appropriate; (e)-for the
Purpose of This Special Resolution, "relevant
Period" Means The-period from the Passing of This
Special Resolution Until Whichever is The-earlier
Of: (i) the Conclusion of the Next Annual General
Meeting Following-the Passing of This Special
Resolution; (ii) the Expiry of A Period of
Twelve-months Following the Passing of This Special
Resolution; Or (iii) the Date On-which the
Authority Set Out in This Special Resolution is
Revoked Contd Non-Voting Non-Voting
Contd Or Varied by A Special Resolution of the
Members of the Company in Any-general Meeting Or by
A Special Resolution of Holders of H Shares Or
Holders-of A Shares of the Company at Their
Respective Class Meetings Non-Voting Non-Voting
Meeting Date: 15-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0827/ltn20130827732.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0827/ltn20130827724.pdf Non-Voting Non-Voting
O.1 To Consider and Approve the Authorization to the
Board of Directors of the Company To, After the
Expiry of the Directors Liability Insurance
Purchased by the Company in 2012, Purchase the
Directors Liability Insurance for the Directors,
Supervisors and Senior Management Officers of the
Company with Insurance Coverage of Rmb30,000,000
and A Term of Twelve Months Counting from the
Commencement Date of the Insurance, Renewable Upon
Maturity Management For Abstain
O.2 To Consider and Approve the Appointment of Baker
Tilly China Certified Public Accountants As the
Internal Control Auditor of the Company for the
Financial Year 2013, with A Term from the Date of
Approval at the Egm to the Date of the 2013 Annual
General Meeting of the Company Management For Voted - For
O.3 To Consider and Approve the Resolution of Provision
of Guarantee by the Company and Its Subsidiaries.
(provided That the Relevant Requirements of China
Securities Regulatory Commission, Relevant
Requirements of the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (including But Not Limited to Chapters 14
and 14a) and Other Relevant Requirements are
Complied With, the Company and Its Subsidiaries be
Hereby Approved to Provide Guarantee for the
Purchasers of Agricultural Machine Products with an
Amount of Not More Than Rmb150 Million; the
Validity Period of the Aforesaid Guarantee is from
1 January 2014 to 30 June 2015. the Chairman of the
Board of Directors of the Company be Hereby
419
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authorized to Approve the Contents of the Guarantee
Agreements and Any Other Relevant Matters Such As
Contd Management For Voted - For
Contd Their Signing and Execution During the
Validity Period of The-guarantee.) Non-Voting Non-Voting
S.1 To Authorize the Board (the "board") of Directors
(the "directors") of the Company to Repurchase H
Shares of the Company (the "h Shares") Subject to
the Following Conditions: (a) Subject to Paragraphs
(b), (c) and (d) Below, During the Relevant Period
(as Defined in Paragraph (e) Below), the Board May
Exercise All the Powers of the Company to
Repurchase H Shares in Issue on the Stock Exchange
of Hong Kong Limited (the "stock Exchange"),
Subject to and in Accordance Management For Voted - For
With All Applicable Laws, Rules and Regulations
And/or Requirements of the Governmental Or
Regulatory Body of Securities in the Prc, the Stock
Exchange Or of Any Other Governmental Or Regulatory
Body be and is Approved; (b) the Authorization in
Respect of the Repurchase of H Shares to the Board
Includes But Not Limited To: (i) Formulate and
Implement Specific Contd Non-Voting
Contd Repurchase Proposal, Including But Not
Limited to the Repurchase Price-and Repurchase
Amount, and Decide the Timing of Repurchase and
Time Limit;-(ii) Notify the Creditor(s) of the
Company and Publish Announcement(s) In- Accordance
with the Company Law of the Prc and the Articles of
Association Of-the Company; (iii) Open Offshore
Securities Account and Attend Relevant-registration
Procedures for Foreign Exchange; (iv) Implement the
Relevant-approval Procedures Pursuant to the
Requirements of the Regulatory-authorities and the
Listing Places, and Report to the China
Securities-regulatory Commission; (v) Attend the
Cancellation Matters in Respect of The-repurchased
Shares, Reduce the Registered Capital, Amend the
Articles Of- Association of the Company in Relation
to the Total Share Capital Amount And-shareholding
Contd Non-Voting Non-Voting
Contd Structure, and Attend the Relevant Required
Domestic and Overseas-registration and Reporting
Procedures; and (vi) Execute and Handle All
Other-relevant Documents and Matters in Relation to
the Share Repurchase; (c) The- Aggregate Nominal
Value of H Shares Authorized to be Repurchased
Pursuant To-the Approval in Paragraph (a) Above
During the Relevant Period Shall Not-exceed 10 Per
Cent of the Aggregate Nominal Value of H Shares in
Issue As At-the Date of the Passing of This
Resolution; (d) the Approval in Paragraph-(a) Above
Shall be Conditional Upon: (i) the Passing of A
Special Resolution-in the Same Terms As the
Resolution Set Out in This Paragraph (except
For-this Sub- Paragraph (d)(i)) at the Class
420
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting for Holders of H Shares Of-the Company to
be Held on 15 October 2013 (or on Such Adjourned
Date As May-be Contd Non-Voting Non-Voting
Contd Applicable) and at the Class Meeting for
Holders of A Shares of The-company to be Held on 15
October 2013 (or on Such Adjourned Date As May
Be-applicable); and (ii) the Approval of the State
Administration of Foreign-exchange of the Prc
And/or Any Other Regulatory Authorities As May
Be-required by the Laws, Rules and Regulations of
the Prc Being Obtained by The- Company If
Appropriate; (e) for the Purpose of This Special
Resolution,-"relevant Period" Means the Period from
the Passing of This Special- Resolution Until
Whichever is the Earlier Of: (i) the Conclusion of
the Next-annual General Meeting Following the
Passing of This Special Resolution; (ii)-the Expiry
of A Period of Twelve Months Following the Passing
of This Special-resolution; Or (iii) the Date on
Which the Authority Set Out in This
Special-resolution Contd Non-Voting Non-Voting
Contd is Revoked Or Varied by A Special Resolution
of the Members of The-company in Any General
Meeting Or by A Special Resolution of Holders of
H-shares Or Holders of A Shares of the Company at
Their Respective Class-meetings Non-Voting Non-Voting
Meeting Date: 30-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114251.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114235.pdf Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Mr. Wang
Erlong As A Non-executive Director of the Company
for A Term from 30 December 2013 to 19 December 2015 Management For Voted - For
2 To Consider and Approve the Amendments to the
"rules of Procedures of Board Meetings" of the
Company Management For Voted - For
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "11 and 12". Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411700.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411706.pdf Non-Voting Non-Voting
421
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.1 To Consider and Approve the Report of the Board
(the "board") of Directors (the "directors") of the
Company for the Year 2013 Management For Voted - For
O.2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
O.3 To Consider and Approve the Audited Financial
Report of the Company for the Year 2013 Management For Voted - For
O.4 To Consider and Approve the Profit Distribution
Proposal of the Company for the Year Ended 31
December 2013: the Board Recommends the Following
Profit Distribution Proposal for 2013: A Cash
Dividend of Rmb0.6 (tax Inclusive) for Every Ten
Shares on the Basis of the Total Share Capital of
the Company of 995,900,000 Shares As at 31 December
2013 Management For Voted - For
O.5 To Consider and Approve the Re- Appointment of
Baker Tilly China Certified Public Accountants and
Baker Tilly Hong Kong Limited As the Prc and Hong
Kong Auditors of the Company Respectively for the
Year 2014, and to Authorize the Board to Decide
Their Remunerations in the Total Amount of No More
Than Rmb2,500,000 Management For Voted - For
O.6 To Consider and Approve the Re- Appointment of
Baker Tilly China Certified Public Accountants As
the Internal Control Auditor of the Company for the
Year 2014, with the Audit Fees of Rmb480,000 Management For Voted - For
O.7 To Consider and Approve the Resolution in Relation
to Provision of Guarantees by the Company for
Dealers of Agricultural Machinery Products Under
the Brand Name of "dong Fanghong" Management For Voted - For
O.8 To Consider and Approve the Resolution in Relation
to Provision of Guarantees by the Company for
Subsidiaries, Yto (luoyang) Forklift Company
Limited, Yto (luoyang) Transporting Machinery
Company Limited and Yto (luoyang) Shentong
Engineering Machinery Company Limited Management For Voted - For
O.9 To Consider and Approve the Amendments to the
"rules of Procedures for the Supervisory Committee"
of the Company (details of Which are Set Out in the
Announcement of the Company Dated 27 March 2014) Management For Voted - For
O.10 To Consider and Approve the Appointment of Mr. Yu
Zengbiao As the Independent Non-executive Director
of the Company for A Term from 29 May 2014 to 19
December 2015 Management For Voted - For
O.11 To Consider and Approve the Appointment of Mr. Wang
Kejun As the Non-executive Director of the Company
for A Term from 29 May 2014 to 19 December 2015 Management For Voted - For
O.12 To Consider and Approve the Appointment of Mr. Wu
Zongyan As the Non-executive Director of the
Company for A Term from 29 May 2014 to 19 December
2015 Management For Voted - For
S.1 To Consider and Approve the Amendments to the
Articles of Association of the Company (details of
Which are Set Out in the Announcement of the
422
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company Dated 27 March 2014), and That Any Director
be and is Hereby Authorised to Modify the Wordings
of Such Amendments As Appropriate (such Amendments
Will Not be Required to be Approved by the
Shareholders of the Company) and Execute All Such
Documents And/or Do All Such Acts As the Directors
May, in Their Absolute Discretion, Deem Necessary
Or Expedient and in the Interest of the Company in
Order to Deal with Other Related Issues Arising
from the Amendments to the Articles of Association
of the Company Management For Voted - For
23 Apr 2014: Please Note That This is A Revision
Due to Change in Split Voting-tag from N to Y. If
You Have Already Sent in Your Votes, Please Do Not
Vote A-gain Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
GUANGSHEN RAILWAY CO LTD
CUSIP: Y2930P108
Meeting Date: 19-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011600.pdf;-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011577.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1101/ltn201311011591.pdf Non-Voting Non-Voting
1 To Approve the Framework Comprehensive Services
Agreement Dated 18 October 2013 Entered Into
Between the Company and Guangzhou Railway (group)
Company (the "framework Comprehensive Services
Agreement"), the Continuing Connected Transactions
Contemplated Thereunder, and the Proposed Annual
Caps in Relation to the Continuing Connected
Transactions Under the Framework Comprehensive
Services Agreement for the Three Financial Years
Ending 31 December 2016; and to Authorize the
General Manager of the Company for and on Behalf of
the Company to Execute All Such Other Documents and
Agreements and Do Such Acts Or Things As He May in
His Absolute Discretion Consider to be Necessary,
Desirable, Appropriate Or Expedient to Implement Or
Give Effect to the Transactions Under the Framework
Comprehensive Services Agreement Management For Voted - For
05 Nov 2013: Please Note That This is A Revision
Due to Addition of Url Link.-if You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form U-nless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
423
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409347.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn20140409329.pdf Non-Voting Non-Voting
1 To Review and Approve the Work Report of the Board
of Directors of the Company for 2013 Management For Voted - For
2 To Review and Approve the Work Report of the
Supervisory Committee of the Company for 2013 Management For Voted - For
3 To Review and Approve the Audited Financial
Statements of the Company for 2013 Management For Voted - For
4 To Review and Approve the Profits Distribution
Proposal of the Company for 2013 Management For Voted - For
5 To Review and Approve the Financial Budget Proposal
of the Company for 2014 Management For Voted - For
6 To Review and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP As the Prc
Auditor to the Company for 2014 and to Authorize
the Board of Directors of the Company and the Audit
Committee to Determine Its Remuneration Management For Voted - For
7 To Review and Approve the Re- Appointment of
PricewaterhouseCoopers As the International Auditor
to the Company for 2014 and to Authorize the Board
of Directors of the Company and the Audit Committee
to Determine Its Remuneration Management For Voted - For
8.1 To Re-appoint Mr. Li Wenxin As Executive Director
and Non- Executive Director Management For Voted - For
8.2 To Re-appoint Mr. Shen Yi As Executive Director and
Non-executive Director Management For Voted - For
8.3 To Re-appoint Mr. Luo Qing As Executive Director
and Non- Executive Director Management For Voted - For
8.4 To Re-appoint Mr. Sun Jing As Executive Director
and Non- Executive Director Management For Voted - For
8.5 To Re-appoint Mr. of Yu Zhiming As Executive
Director and Non- Executive Director Management For Voted - For
8.6 To Appoint Mr. Huang Xin As Executive Director and
Non-executive Director Management For Voted - For
9.1 To Appoint Mr. Chen Song As Independent
Non-executive Director Management For Voted - For
9.2 To Appoint Mr. Jia Jianmin As Independent
Non-executive Director Management For Voted - For
9.3 To Appoint Mr. Wang Yunting As Independent
Non-executive Director Management For Voted - For
10.1 To Appoint Mr. Liu Mengshu As Supervisor Committee Management For Voted - For
10.2 To Re-appoint Mr. Chen Shaohong As Supervisor
Committee Management For Voted - Against
10.3 To Re-appoint Mr. Shen Jiancong As Supervisor
Committee Management For Voted - For
10.4 To Re-appoint Mr. Li Zhiming As Supervisor Committee Management For Voted - Against
424
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Review and Approve the Remunerations and
Allowances of Directors of the Seventh Session of
the Board of Directors of the Company Management For Voted - For
12 To Review and Approve the Allowances of Supervisors
of the Seventh Session of the Supervisory Committee
of the Company Management For Voted - For
11 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions 8.1 to
8.6. If You Have Already Sent in Your Votes, Please
Do No-t Return This Proxy Form Unless You Decide to
Amend Your Original Instructions-. Thank You. Non-Voting Non-Voting
HAITIAN INTERNATIONAL HOLDINGS LTD
CUSIP: G4232C108
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411978.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411969.pdf Non-Voting Non-Voting
1 To Receive and Consider the Consolidated Audited
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
the Auditors of the Company for the Year Ended 31
December 2013 Management For Voted - For
2 To Re-elect Prof. Helmut Helmar Franz As Director
of the Company and to Authorise the Board of
Directors of the Company to Fix His Remuneration Management For Voted - Against
3 To Re-elect Mr. Gao Xunxian As Director of the
Company and to Authorise the Board of Directors of
the Company to Fix His Remuneration Management For Voted - For
4 To Re-elect Dr. Steven Chow As Director of the
Company and to Authorise the Board of Directors of
the Company to Fix His Remuneration Management For Voted - Against
5 To Re-elect Mr. Lou Baijun As Director of the
Company and to Authorise the Board of Directors of
the Company to Fix His Remuneration Management For Voted - For
6 To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Company's Directors Management For Voted - For
7 To Re-appoint PricewaterhouseCoopers As the
Company's Auditors and to Authorise the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
8 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Company's
Shares Management For Voted - Against
9 To Grant A General Mandate to the Directors of the
Company to Repurchase the Company's Shares Management For Voted - For
425
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Add the Nominal Value of the Shares Repurchased
by the Company to the Mandate Granted to the
Directors of the Company Under Resolution No. 8 Management For Voted - Against
HARBIN ELECTRIC COMPANY LTD
CUSIP: Y30683109
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn20140323107.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn20140323099.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Directors
of the Company for the Year Ended 31st December,
2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31st December, 2013 Management For Voted - For
3 To Consider and Approve the Audited Accounts and
the Auditor's Report for the Period from 1st
January, 2013 to 31st December, 2013 Management For Voted - For
4 To Declare the 2013 Final Dividend of Rmb0.08 Per
Share (appropriate Tax Included) Management For Voted - For
5 To Authorize the Board of Directors of the Company
to Appoint Any Person to Fill in A Casual Vacancy
in the Board of Directors Or As an Additional
Director, His Term of Office Shall Expire at the
Conclusion of the Next General Meeting of the
Company Management For Voted - For
6 To Authorize the Board of Directors of the Company
to Appoint Auditors and Fix Their Remuneration Management For Voted - For
7 To Authorize the Board of Directors of the Company,
in Compliance with Applicable Laws and Regulations
and at Times They Deem Appropriate, to Allot, on
One Or More Occasions As It Deems Appropriate, New
H Shares Or New A Shares with an Aggregate Nominal
Amount Not Exceeding Twenty Percent (20%) of the
Aggregate Nominal Amount of the Company's Issued
Shares As at the Day of the Passing of This
Resolution. the Authorization Will be Valid for A
Period of 12 Months Commencing from the Day of the
Passing of This Resolution Or Remain Valid Until
Its Revocation Or Alteration by A Special
Resolution at A General Meeting of the Company.
Conditional Upon the Above Resolution to Allot New
Shares Or to Repurchase Shares Being Passed and
Implemented, the Board of Directors of the Company
Shall be Authorized to Make Necessary Contd Management For Voted - Against
426
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd Amendments to Clause 15 and Clause 16 of the
Articles of Association Of-the Company, So As to
Reflect the Alterations of the Company's Share
Capital-structure and Registered Capital Arising
from the Allotment of New Shares Non-Voting Non-Voting
8 To Authorize the Board of Directors of the Company,
in Compliance with Applicable Laws and Regulations,
to Repurchase, on One Or More Occasions, As It
Deems Appropriate and Through the Stock Exchange, H
Shares with an Aggregate Nominal Amount Not
Exceeding Twenty Percent (20%) of the Aggregate
Nominal Amount of the Company's Issued Shares As at
the Date of the Passing of This Resolution. the
Authorization Will be Valid for A Period of 12
Months Commencing from the Date of Passing of This
Resolution Or Remain Valid Until Its Revocation Or
Alteration by A Special Resolution at A General
Meeting of the Company. Conditional Upon the Above
Resolutions to Allot New Shares Or to Repurchase
Shares Being Passed and Implemented, the Board of
Directors of the Company Shall be Authorized to
Make Necessary Amendments to Clause 15 and Contd Management For Voted - For
Contd Clause 16 of the Articles of Association of
the Company, So As To-reflect the Alterations of
the Company's Share Capital Structure And-
Registered Capital Arising from the Allotment of
New Shares Non-Voting Non-Voting
Meeting Date: 16-May-14 Meeting Type: Class Meeting
01 Apr 2014: Please Note That the Company Notice
and Proxy Form are Available-by Clicking on the
Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn2014-0323113.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0323/ltn2014-0323117.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0326/ltn-20140326774.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Authorize the Board of Directors of the Company,
in Compliance with Applicable Laws and Regulations,
to Repurchase, on One Or More Occasions, As It
Deems Appropriate and Through the Stock Exchange, H
Shares with an Aggregate Nominal Amount Not
Exceeding Ten Percent (10%) of the Aggregate
Nominal Amount of the Company's Issued Shares As at
the Date of the Passing of This Resolution. the
Authorization Will be Valid for A Period of 12
Months Commencing from the Date of Passing of This
Resolution Or Remain Valid Until Its Revocation Or
Alteration by A Special Resolution at A General
Meeting of the Company. Conditional Upon the Above
Resolutions to Allot New Shares Or to Repurchase
427
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares Being Passed and Implemented, the Board of
Directors of the Company Shall be Authorized to
Make Necessary Amendments to Clause 15 and Contd Management For Voted - For
Contd Clause 16 of the Articles of Association of
the Company, So As To-reflect the Alterations of
the Company's Share Capital Structure And-
Registered Capital Arising from the Allotment of
New Shares Non-Voting Non-Voting
01 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Url and Modification
in Percentage in Resolution 1. If You Have Already
Sent I-n Your Votes, Please Do Not Return This
Proxy Form Unless You Decide to Amend-your Original
Instructions. Thank You. Non-Voting Non-Voting
JIANGSU EXPRESSWAY CO LTD
CUSIP: Y4443L103
Meeting Date: 25-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0910/ltn20130910813.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0910/ltn20130910797.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 That the Issue of Not More Than Rmb3,000,000,000
Non-public Debt Financing Instruments with Maturity
Date of Not More Than 3 Years from the Date of
Issue, be Approved and That Mr. Yang Gen Lin and
Mr. Qian Yong Xiang, Both the Directors of the
Company, be Authorised to Deal with the Matters
Relevant to the Issue Management For Voted - For
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1031/ltn20131031594.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1031/ltn20131031608.pdf Non-Voting Non-Voting
1 That the Issue of No More Than Rmb5 Billion
Ultra-short-term Financing Bills for A Term of No
More Than 270 Days and the Authorization of Mr.
Yang Gen Lin and Mr. Qian Yong Xiang, Both the
Director of the Company, to Deal with the Matters
Relevant to the Issue Were Approved; and the Said
428
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Financing Bills Shall be Issued Within One Year
from the Date of Approval by the Shareholders at
the Extraordinary General Meeting Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414646.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414607.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors of
the Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Approve the Report of the Supervisory Committee
of the Company for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Annual Budget Report for the Year
2013 Management For Voted - For
4 To Approve the Auditors' Report of the Company for
the Year Ended 31 December 2013 Management For Voted - For
5 To Approve the Profit Distribution Scheme of the
Company in Respect of the Final Dividend for the
Year Ended 31 December 2013: the Company Proposed
to Declare A Cash Dividend of Rmb0.38 Per Share
(tax Inclusive) Management For Voted - For
6 To Approve the Appointment of Deloitte Touche
Tohmatsu Certified Public Accountants LLP As the
Company's Auditors for the Year 2014 at A
Remuneration of Rmb2,100,000/year Management For Voted - For
7 To Approve the Appointment of Deloitte Touche
Tohmatsu Certified Public Accountants LLP As the
Company's Auditors of Internal Control for the Year
2014 at an Aggregate Remuneration of Rmb680,000/year Management For Voted - For
8 That the Issue of Not More Than Rmb2,000,000,000
Short-term Commercial Papers and That Mr. Yang Gen
Lin and Mr. Qian Yong Xiang, Being Directors of the
Company, be Authorised to Deal with the Matters
Relevant to the Issue and the Issue be Taken Place
Within One Year from the Date of This Annual
General Meeting be Approved Management For Voted - For
9 To Approve the Adjustment of Independent Directors'
Remuneration of the Company from Rmb60,000/year
(after Taxation) to Rmb90,000/year (after Taxation) Management For Voted - For
429
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
METALLURGICAL CORPORATION OF CHINA LTD
CUSIP: Y5949Y119
Meeting Date: 22-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1008/ltn20131008348.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1008/ltn20131008328.pdf Non-Voting Non-Voting
1 To Consider and Approve the Change of the Use of
the A Share Proceeds Management For Voted - For
2 To Consider and Approve the Change of the Use of
the H Share Proceeds Management For Voted - For
3 To Consider and Approve the Amendment to the
Articles of Association in Respect of the Change in
Legal Representative: Article 5 Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512315.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0512/ltn20140512329.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal of the Report
of the Board of Mcc for the Year 2013 (as Set Out
in the 2013 Annual Report of the Company Management For Voted - For
2 To Consider and Approve the Proposal of the Report
of the Supervisory Committee of Mcc for the Year
2013 Management For Voted - For
3 To Consider and Approve the Proposal of the Audited
Financial Report of the Company for the Year 2013
(as Set Out in the 2013 Annual Report of the
Company) Management For Voted - For
4 To Consider and Approve the Proposal of Profit
Distribution Plan of the Company for the Year 2013 Management For Voted - For
5 To Consider and Approve the Proposal of the
Emoluments of Directors and Supervisors of the
Company for the Year 2013 Management For Voted - For
6 To Consider and Approve the Proposal of the Plan of
the Company in Respect of Its Guarantees for the
Year 2014 (as Defined in the Circular) Management For Voted - For
7 To Consider and Approve the Proposal in Relation to
Appointment of Domestic Auditor, International
Auditor and Internal Control Auditor of the Company
for the Year 2014 and Appointment of Deloitte
Touche Tohmatsu Cpa LLP As International Auditor
and Domestic Auditor and Internal Control Auditor
of the Company for the Year Ending 31 December 2014
to Hold Office Until the Conclusion of the Next
430
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Annual General Meeting and to Authorize the Board
to Determine Their Remunerations Management For Voted - For
8 To Consider and Approve the Proposal in Relation to
the Change of Fulfilling Commitments in Respect of
Application for Property Ownership Certificates in
Respect of Defective Properties Management For Voted - For
9 To Consider and Approve the Proposal of Election of
an Executive Director of the Company Management For Voted - For
10 To Consider and Approve the Proposal of the 2014
Bond Issue Scheme of the Company (as Defined in the
Circular) Management For Voted - For
11 To Consider and Approve the Proposal of Amendments
to Certain Articles of the Articles of Association Management For Voted - Against
12 To Consider and Approve the Proposal of Amendments
to Rules of Procedures for Board Meetings Management For Voted - For
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO LT
CUSIP: G78163105
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0519/ltn20140519181.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0519/ltn20140519167.pdf Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements and the Reports
of the Directors of the Company (the "directors")
and the Auditors of the Company and Its
Subsidiaries for the Year Ended 31 December 2013 Management For Voted - For
2.a To Re-elect Mr. Xiang Wenbo As A Non- Executive
Director Management For Voted - For
2.b To Re-elect Dr. Ngai Wai Fung As an Independent
Non-executive Director Management For Voted - For
3 To Authorize the Board of Directors to Fix the
Director's Remuneration Management For Voted - For
4 To Re-appoint Auditors of the Company and Authorize
the Board of Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Shares of the Company
Not Exceeding 20% of the Aggregate Nominal Amount
of the Issued Share Capital of the Company As at
the Date of Passing This Resolution Management For Voted - Against
6 To Grant A General Mandate to the Directors to
Purchase Shares of the Company Not Exceeding 10% of
the Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing
This Resolution Management For Voted - For
431
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Extend the General Mandate Granted Under
Resolution No. 5 by Adding the Shares Purchased
Pursuant to the General Mandate Granted by
Resolution No. 6 Management For Voted - Against
SHANGHAI ELECTRIC GROUP CO LTD
CUSIP: Y76824104
Meeting Date: 30-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0814/ltn20130814209.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0814/ltn20130814191.pdf Non-Voting Non-Voting
O.1 To Consider And, If Thought Fit, to Approve the
Proposed Appointment of Executive Director of the
Company Management For Voted - For
S.1 To Consider And, If Thought Fit, to Approve the
Proposed Amendment to the Articles of Association
of the Company Management For Voted - For
Meeting Date: 26-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0110/ltn20140110170.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0110/ltn20140110172.pdf Non-Voting Non-Voting
1 To Consider and Approve the Continuing Connected
Transactions and Proposed Annual Caps Under the Sec
Framework Deposit Agreement Management For Voted - Against
2 To Consider and Approve the Continuing Connected
Transactions and Proposed Annual Caps Under the Sec
Framework Loan Agreement Management For Voted - For
3 To Consider and Approve the Continuing Connected
Transactions and Proposed Annual Caps Under the Sec
Framework Purchase Agreement Management For Voted - For
4 To Consider and Approve the Election of Mr. Xu
Jianguo As A Director of the Company Management For Voted - Against
5 To Consider and Approve the Election of Mr. Huang
Dinan As A Director of the Company Management For Voted - Against
6 To Consider and Approve the Election of Mr. Zheng
Jianhua As A Director of the Company Management For Voted - Against
7 To Consider and Approve the Election of Mr. Yu
Yingui As A Director of the Company Management For Voted - Against
8 To Consider and Approve the Election of Mr. Zhu
Kelin As A Director of the Company Management For Voted - Against
9 To Consider and Approve the Election of Ms. Yao
Minfang As A Director of the Company Management For Voted - Against
432
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Consider and Approve the Election of Mr. Zhu
Sendi As an Independent Non-executive Director of
the Company Management For Voted - For
11 To Consider and Approve the Election of Mr. Lui Sun
Wing As an Independent Non-executive Director of
the Company Management For Voted - For
12 To Consider and Approve the Election of Mr. Kan
Shun Ming As an Independent Non-executive Director
of the Company Management For Voted - For
13 To Consider and Approve the Election of Mr. Dong
Jianhua As A Supervisor of the Company Management For Voted - For
14 To Consider and Approve the Election of Mr. Zhou
Changsheng As A Supervisor of the Company Management For Voted - Against
15 To Consider and Approve the Election of Mr. Zheng
Weijian As A Supervisor of the Company Management For Voted - Against
16 To Consider and Approve the Ratification of the
Revision of the 2013 Annual Cap and the Revision of
the 2014 Annual Cap Under the Mesmee Framework
Purchase Agreement Management For Voted - For
17 Jan 2014: Please Note That This is A Revision
Due to Change in Record Date-from 28 Jan 2014 to 27
Jan 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You Non-Voting Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
333511 Due to Addition Of-resolution 10. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0604/ltn-201406041196.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0604/lt-n201406041179.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/l-tn20140509441.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/050-9/ltn20140509407.pdf Non-Voting Non-Voting
1 To Consider and Approve the Annual Report of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the Board for
the Year Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Report of the
Supervisory Committee for the Year Ended 31
December 2013 Management For Voted - For
4 To Consider and Approve the Report of the Financial
Results of the Company for the Year Ended 31
December 2013 Management For Voted - For
433
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2013 Management For Voted - For
6 To Consider and Approve the Appointment of Pwc
Zhong Tian As the Company's Prc Auditor and
PricewaterhouseCoopers As the Company's
International Auditor for the Financial Year of 2014 Management For Voted - For
7 To Consider and Approve Ratification of Emoluments
Paid to the Directors and Supervisors for the Year
2013 and to Consider and Approve Emoluments of the
Directors and Supervisors for the Year 2014 Management For Voted - For
8 To Consider and Approve the Renewal of Liability
Insurance for the Directors, Supervisors and Senior
Management Management For Abstain
9 To Consider and Approve the Provision of Guarantee
Services to Sec Group by Se Finance Management For Voted - For
10 To Consider and Approve the Appointment of Mr. Wang
Qiang As A Non-executive Director Management For Voted - For
SHANGHAI INDUSTRIAL HOLDINGS LTD
CUSIP: Y7683K107
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414514.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414573.pdf Non-Voting Non-Voting
1 To Adopt the Audited Consolidated Financial
Statements and the Reports of the Directors and the
Auditor for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.a To Re-elect Mr. Wang Wei As Director Management For Voted - For
3.b To Re-elect Mr. Zhou Jie As Director Management For Voted - For
3.c To Re-elect Mr. Zhou Jun As Director Management For Voted - For
3.d To Re-elect Mr. Ni Jian Da As Director Management For Voted - For
3.e To Re-elect Mr. Leung Pak To, Francis As Director Management For Voted - For
3.f To Authorize the Board to Fix the Directors'
Remuneration Management For Voted - For
4 To Re-appoint Messrs. Deloitte Touche Tohmatsu As
Auditor and to Authorize the Directors to Fix
Auditor's Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Issued
Share Capital Management For Voted - For
434
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 20% of the Issued Share Capital Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Number of Shares
Repurchased Management For Voted - Against
Meeting Date: 28-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414581.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0414/ltn20140414534.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Approve and Adopt the Amended Articles (as
Defined in the Circular of the Company Dated 15
April 2014) As the New Articles of Association of
the Company Management For Voted - Against
SHENZHEN INTERNATIONAL HOLDINGS LTD
CUSIP: G8086V104
Meeting Date: 12-Feb-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0123/ltn20140123582.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0123/ltn20140123591.pdf Non-Voting Non-Voting
1 To Approve the Share Consolidation of Every Ten
(10) Issued and Unissued Shares of Par Value Hkd
0.10 Each in the Share Capital of the Company Into
One (1) Share of Par Value Hkd 1.00 and Such
Related Matters, Further Details of Which are Set
Out in the Notice of Special General Meeting of the
Company Dated 24 January 2014 Management For Voted - For
SHENZHEN INTERNATIONAL HOLDINGS LTD
CUSIP: G8086V146
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
435
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410941.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410927.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and of
the Auditor for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare the Final Dividend for the Year Ended 31
December 2013, the Final Dividend be Satisfied in
the Form of an Allotment of Scrip Shares, and
Shareholders of the Company Will be Given the
Option of Receiving in Cash Management For Voted - For
3.i To Re-elect Mr. Li Jing Qi As A Director Management For Voted - For
3.ii To Re-elect Professor Wong Yuk Shan As A Director Management For Voted - For
3.iii To Re-elect Mr. Nip Yun Wing As A Director Management For Voted - For
3.iv To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint the Auditor of the Company and to
Authorise the Board of Directors to Fix the
Auditor's Remuneration Management For Voted - For
5 To Grant A Repurchase Mandate to the Directors to
Repurchase Shares in the Company As Set Out in Item
5 of the Notice of Annual General Meeting Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Otherwise Deal with the Shares in
the Company As Set Out in Item 6 of the Notice of
Annual General Meeting Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Otherwise Deal with
the Shares in the Company As Set Out in Item 7 of
the Notice of Annual General Meeting Management For Voted - Against
8 To Approve and Adopt the New Share Option Scheme of
the Company Management For Voted - For
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD
CUSIP: G8586D109
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0331/ltn- 20140331266.pdf and
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0331/- Ltn20140331250.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Accounts and the Reports of Directors and Auditor
of the Company for the Year Ended 31 December 2013 Management For Voted - For
436
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Mr. Wang Wenjie As an Executive
Director of the Company Management For Voted - For
3.b To Re-elect Mr. Ye Liaoning As an Executive
Director of the Company Management For Voted - For
3.c To Re-elect Mr. Zhang Yuqing As an Independent
Non-executive Director of the Company Management For Voted - For
3.d To Authorise the Board ("board") of Directors
("directors") of the Company to Fix the
Remuneration of the Directors Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As the
Company's External Auditor and to Authorise the
Board to Fix Their Remuneration Management For Voted - For
5 That A General and Unconditional Mandate be Granted
to the Directors to Exercise All the Power to
Allot, Issue and Otherwise Dealt with New Shares of
the Company Not Exceeding 20% of the Aggregate
Nominal Amount of the Share Capital of the Company
in Issue As at the Date of the Passing of the
Relevant Resolution Management For Voted - Against
6 That A General and Unconditional Mandate be Granted
to the Directors to Repurchase Shares of the
Company on the Stock Exchange of Hong Kong Limited
of Up to 10% of the Aggregate Nominal Amount of the
Share Capital of the Company in Issue As at the
Date of the Passing of the Relevant Resolution Management For Voted - For
7 That Subject to the Passing of Resolutions Numbered
5 and 6, the Number of Shares to be Allotted,
Issued and Otherwise Dealt with by the Directors
Pursuant to Resolution Numbered 5 be Increased by
the Aggregate Amount of Share Capital of the
Company Which are to be Repurchased by the Company
Pursuant to the Authority Granted to the Directors
Under Resolution Numbered 6 Management For Voted - Against
WEICHAI POWER CO LTD
CUSIP: Y9531A109
Meeting Date: 15-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0929/ltn20130929039.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0929/ltn20130929033.pdf Non-Voting Non-Voting
1 To Consider and Approve the Provision of General
Services and Labour Services by Weichai Holdings
(and Its Associates) to the Company (and Its
Subsidiaries) (including the Relevant Supplemental
Agreement and the New Caps) Management For Voted - For
2 To Consider and Approve the Supply And/or
Connection of Utilities by Weichai Holdings (and
437
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Its Associates) to the Company (and Its
Subsidiaries) (including the Relevant Supplemental
Agreement and the New Caps) Management For Voted - For
3 To Consider and Approve the Purchase of Diesel
Engine Parts and Components, Gas, Scrap Metals,
Materials, Diesel Engines and Related Products and
Processing Services by the Company (and Its
Subsidiaries) from Weichai Holdings (and Its
Associates) (including the Relevant Supplemental
Agreement and the New Caps) Management For Voted - For
4 To Consider and Approve the Sale of Diesel Engines,
Diesel Engine Parts and Components, Materials,
Semi-finished Products and Related Products and
Provision of Processing Services by the Company
(and Its Subsidiaries) to Weichai Holdings (and Its
Associates) (including the Relevant Supplemental
Agreement and the New Caps) Management For Voted - For
5 To Consider and Approve the Purchase of Diesel
Engine Parts and Components, Materials, Steel and
Scrap Metal, Diesel Engines and Related Products
and Processing and Labour Services by the Company
(and Its Subsidiaries) from Weichai Heavy Machinery
(and Its Subsidiaries) (including the Relevant
Supplemental Agreement and the New Caps) Management For Voted - For
6 To Consider and Approve the Sale of Diesel Engines
and Related Products by the Company (and Its
Subsidiaries) to Weichai Heavy Machinery (and Its
Subsidiaries) (including the Relevant Supplemental
Agreement and the New Caps) Management For Voted - For
7 To Consider and Approve the Supply of Semi-
Finished Diesel Engine Parts, Diesel Engine Parts
and Components, Reserve Parts and Related Products
and Provision of Labour Services by the Company
(and Its Subsidiaries) to Weichai Heavy Machinery
(and Its Subsidiaries) (including the Relevant
Supplemental Agreement and the New Caps) Management For Voted - For
8 To Consider and Approve the Supplemental Agreement
in Respect of the Purchase of Parts and Components
of Vehicles, Scrap Steel and Related Products by
Shaanxi Zhongqi (and Its Subsidiaries) from Shaanxi
Automotive (and Its Associates) and the Relevant
New Caps Management For Voted - For
9 To Consider and Approve the Possible Exercise of
the Superlift Call Option Management For Voted - For
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0514/ltn20140514734.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0514/ltn20140514764.pdf Non-Voting Non-Voting
1 To Consider and Approve the Annual Reports of the
Company for the Year Ended 31 December 2013 Management For Voted - For
438
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Report of the Board of
Directors of the Company for the Year Ended 31
December 2013 Management For Voted - For
3 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
4 To Consider and Receive the Audited Financial
Statements of the Company and the Auditors' Report
for the Year Ended 31 December 2013 Management For Voted - For
5 To Consider and Approve the As Specified (final
Financial Report) of the Company for the Year Ended
31 December 2013 Management For Voted - For
6 To Consider and Approve the As Specified (financial
Budget Report) of the Company for the Year Ending
31 December 2014 Management For Voted - For
7 To Consider and Approve the Distribution of Profit
to the Shareholders of the Company for the Year
Ended 31 December 2013 Management For Voted - For
8 To Consider and Approve the Re- Appointment of
Ernst & Young Hua Ming LLP (as Specified) As the
Auditors of the Company for the Year Ending 31
December 2014 and to Authorise the Directors to
Determine Their Remuneration Management For Voted - For
9 To Consider and Approve the Re- Appointment of As
Specified (shandong Hexin Accountants LLP) As the
Internal Control Auditors of the Company for the
Year Ending 31 December 2014 Management For Voted - For
10 To Consider and Approve the Granting of A Mandate
to the Board of Directors for Payment of Interim
Dividend (if Any) to the Shareholders of the
Company for the Year Ending 31 December 2014 Management For Voted - For
11 To Consider and Approve the Supplemental Agreement
in Respect of the Sale of Vehicles, Parts and
Components of Vehicles, Raw Materials and Related
Products and Provision of the Relevant Services by
Shaanxi Zhongqi (and Its Subsidiaries) and Weichai
Freshen Air (as the Case May Be) to Shaanxi
Automotive (and Its Associates) (as the Case May
Be) and the Relevant New Caps Management For Voted - For
12 To Consider and Approve the Supplemental Agreement
in Respect of the Purchase of Parts and Components
of Vehicles, Scrap Steel and Related Products and
Labour Services by Shaanxi Zhongqi (and Its
Subsidiaries) from Shaanxi Automotive (and Its
Associates) and the Relevant New Caps Management For Voted - For
13 To Consider and Approve the Election of Mr. Wang
Yuepu (as Specified) As A Non-executive Director of
the Company for A Term from the Date of the 2013
Annual General Meeting to 28 June 2015 (both Days
Inclusive) Management For Voted - For
14 To Consider and Approve the Election of Mr. Zhang
Zhong (as Specified) As an Independent Non-
Executive Director of the Company for A Term from
the Date of the 2013 Annual General Meeting to 28
June 2015 (both Days Inclusive) Management For Voted - For
439
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 To Consider and Approve the Election of Mr. Wang
Gongyong (as Specified) As an Independent Non-
Executive Director of the Company for A Term from
the Date of the 2013 Annual General Meeting to 28
June 2015 (both Days Inclusive) Management For Voted - For
16 To Consider and Approve the Election of Mr. Ning
Xiangdong (as Specified) As an Independent Non-
Executive Director of the Company for A Term from
the Date of the 2013 Annual General Meeting to 28
June 2015 (both Days Inclusive) Management For Voted - For
17 To Consider and Approve the Granting of A General
Mandate to the Board of Directors to Issue, Amongst
Other Things, New H Shares Management For Voted - Against
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD
CUSIP: Y9728A102
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements for the Financial Year Ended
31 December 2013 and the Directors' Reports and the
Auditors' Report Thereon Management For Voted - For
2 To Declare A Tax Exempt (one-tier) Final Dividend
of Sgd 0.05 Per Ordinary Share in Respect of the
Financial Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Proposed Directors' Fees of Sgd
133,500 for the Financial Year Ended 31 December
2013 (2012: Sgd 90,000) Management For Voted - For
4 To Re-elect Mr Chen Timothy Teck Leng @ Chen Teck
Leng Retiring by Rotation Pursuant to Article 76 of
the Company's Articles of Association Management For Voted - For
5 To Re-appoint Messrs PricewaterhouseCoopers LLP As
Auditors and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
6 Authority to Allot and Issue Shares Management For Voted - For
7 Renewal of Share Purchase Mandate Management For Voted - For
ZHEJIANG EXPRESSWAY CO LTD
CUSIP: Y9891F102
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0320/ltn20140320364.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0320/ltn20140320334.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
440
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Consider and Approve the Report of the Directors
of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
4 To Consider and Approve Final Dividend of Rmb25
Cents Per Share in Respect of the Year Ended
December 31, 2013 Management For Voted - For
5 To Consider and Approve the Final Accounts of the
Company for the Year 2013 and the Financial Budget
of the Company for the Year 2014 Management For Voted - For
6 To Consider and Approve the Re-appointment of
Deloitte Touche Tohmatsu Certified Public
Accountants Hong Kong As the Hong Kong Auditors of
the Company, and to Authorize the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
7 To Consider and Approve the Re-appointment of Pan
China Certified Public Accountants As the Prc
Auditors of the Company, and to Authorize the Board
of Directors of the Company to Fix Their
Remuneration Management For Voted - For
ZHUZHOU CSR TIMES ELECTRIC CO LTD
CUSIP: Y9892N104
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0829/ltn20130829308.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0829/ltn20130829240.pdf Non-Voting Non-Voting
O.1 To Consider and Approve the 2014-16 Csrg Mutual
Supply Agreement and the New Csrg Caps Management For Voted - For
S.1 To Consider and Approve the Proposed Amendments to
the Articles of Association of the Company Management For Voted - For
Meeting Date: 25-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0127/ltn20140127493.pdf-and-
441
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0127/ltn20140127525.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposed Principal
Terms of the Proposed Entrustment Arrangement and
the Transactions Contemplated Thereunder and the
Authorisation of the Directors to Take Any Step As
They Consider Necessary, Desirable Or Expedient in
Connection Therewith, Including But Not Limited to
the Execution of the Relevant Entrustment Loan
Agreement and Other Related Agreement(s) Or
Document(s) Management For Voted - For
2 To Consider and Approve the Authorisation of the
Board to Apply Up to and in Aggregate, at Any Time,
Rmb3,000,000,000 of the Surplus Funds of the Group
to Treasury Activities Including But Not Limited to
Buying Low-risk Financial Products Offered by
Banks, Advancing Entrusted Loans and Investing in
Secured Or Guaranteed Trust and Treasury Products,
in Accordance with the Group's Established Treasury
Policy and Procedures and in Compliance with
Applicable Laws and Regulations and the Listing
Rules and the Authorisation of the Directors to
Take Any Step As They Consider Necessary, Desirable
Or Expedient in Connection Therewith Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
25 Apr 2014: Please Note That This is A Revision
Due to Deletion of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You Dec-ide to Amend Your Original Instructions.
Thank You Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424502.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424565.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries for the Year Ended 31 December 2013
and the Auditors' Reports Thereon Management For Voted - For
4 To Consider and Approve the Profits Distribution
Plan of the Company for the Year Ended 31 December
2013 and to Declare A Final Dividend for the Year
Ended 31 December 2013 Management For Voted - For
5 To Consider and Approve the Re- Appointment of the
Retiring Auditor, Ernst & Young Hua Ming LLP, As
the Auditors of the Company Until the Conclusion of
442
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Next Annual General Meeting of the Company and
to Authorize the Board to Fix Their Remuneration Management For Voted - For
6 To Consider and Approve the Re- Election of Mr.
Ding Rongjun As an Executive Director and His
Emolument Management For Voted - Against
7 To Consider and Approve the Re- Election of Mr.
Deng Huijin As an Executive Director and His
Emolument Management For Voted - Against
8 To Consider and Approve the Re- Election of Mr. Li
Donglin As an Executive Director and His Emolument Management For Voted - Against
9 To Consider and Approve the Re- Election of Mr. Yan
Wu As an Executive Director and His Emolument Management For Voted - Against
10 To Consider and Approve the Re- Election of Mr. Ma
Yunkun As A Non- Executive Director and His
Emolument Management For Voted - Against
11 To Consider and Approve the Re- Election of Mr. Gao
Yucai As an Independent Non-executive Director and
His Emolument Management For Voted - For
12 To Consider and Approve the Re- Election of Mr.
Chan Kam Wing, Clement As an Independent Non-
Executive Director and His Emolument Management For Voted - For
13 To Consider and Approve the Re- Election of Mr. Pao
Ping Wing As an Independent Non-executive Director
and His Emolument Management For Voted - For
14 To Consider and Approve the Re- Election of Ms. Liu
Chunru As an Independent Non-executive Director and
Her Emolument Management For Voted - For
15 To Consider and Approve the Election of Mr. Xiong
Ruihua As A Shareholders' Representative Supervisor
of the Company and His Emolument Management For Voted - Against
16 To Consider and Approve the Re- Election of Mr.
Geng Jianxin As an Independent Supervisor of the
Company and His Emolument Management For Voted - For
17 To Consider and Approve the Proposed Amendments to
the Rules of Procedures for General Meetings of the
Company Management For Voted - For
18 To Consider and Approve the Proposed Amendments to
the Rules of Procedures for Board Meetings of the
Company Management For Voted - For
19 To Approve the Grant to the Board A General Mandate
to Issue, Allot and Deal with Additional Domestic
Shares And/or H Shares of the Company Not Exceeding
20% of the Domestic Shares and the H Shares
Respectively in Issue of the Company Management For Voted - Against
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO
CUSIP: Y9895V103
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
332927 Due to Addition Of-resolution O.12. All
Votes Received on the Previous Meeting Will be
443
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn-20140508586.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0611/ltn-20140611205.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0611/-ltn20140611175.pdf Non-Voting Non-Voting
O.1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
O.2 To Consider and Approve the Report of the
Supervisory Board of the Company for the Year 2013 Management For Voted - For
O.3 To Consider and Approve the Report of Settlement
Accounts of the Company for the Year 2013 Management For Voted - For
O.4 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013, and to
Approve Final Dividend in the Amount of Rmb0.15 Per
Share (inclusive of Tax) be Declared and
Distributed on the Basis of the Total Share Capital
of 7,705,954,050 Shares of the Company for the Year
Ended 31 December 2013, the Aggregate Amount of
Which is Approximately Rmb1,156 Million Management For Voted - For
O.5 To Consider and Approve the Full Text and the
Summary of the Annual Report of A Shares of the
Company for the Year 2013 Management For Voted - For
O.6 To Consider and Approve the Annual Report of H
Shares of the Company for the Year 2013 Management For Voted - For
O.7 To Consider and Authorize Zoomlion Finance and
Leasing (china) Co., Ltd. to Apply for Finance with
Maximum Limit of Rmb6.5 Billion Relating to Its
Finance Leasing Business Management For Voted - For
O.8 To Consider and Authorize Zoomlion Finance and
Leasing (beijing) Co., Ltd. to Apply for Finance
with Maximum Limit of Rmb8.5 Billion Relating to
Its Finance Leasing Business Management For Voted - For
O.9 To Consider and Approve the Application by the
Company to the Relevant Banks for Credit Facilities
and Financing with Credit Limit Not Exceeding
Rmb140 Billion Management For Voted - For
O.10 To Consider and Approve the Proposed Provision of A
Guarantee with Maximum Limit of Rmb6.2 Billion by
the Company for 9 Wholly-owned Subsidiaries Management For Voted - For
O.11 To Consider and Approve the Shareholders' Return
Plan for the Coming Three Years (2014 to 2016) Management For Voted - For
O12.1 To Consider and Approve the Appointment of
Company's Auditor for the Year 2014: to Consider
and Approve the Appointment of Baker Tilly China
Certified Public Accountants Co., Ltd. As the
Domestic Auditor of the Company for the Year Ending
31 December 2014 Management For Voted - For
O12.2 To Consider and Approve the Appointment of
Company's Auditor for the Year 2014: to Consider
444
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Approve the Appointment of KPMG As the
International Auditor of the Company for the Year
Ended 31 December 2014 Management For Voted - For
O12.3 To Consider and Approve the Appointment of
Company's Auditor for the Year 2014: to Authorize
the Audit Committee of the Board of Directors of
the Company ("board") to Determine the Principles
of Fixing the Remunerations of the Prc and
International Auditors and to Authorize the
Company's Management to Determine Their Actual
Remunerations Based on the Agreed Principles Management For Voted - For
S.1 To Consider and Approve the Change of Profit
Distribution Policy of the Company and the
Amendments to the Articles of Association As A
Result of the Change of Profit Distribution Policy
of the Company Management For Voted - For
S.2 To Consider And, If Thought Fit, to Approve the
Proposed Issue of the Medium-term Notes ("the
Medium-term Notes") in the Prc by the Company: the
Company be Authorized to Issue the Medium-term
Notes on the Following Major Terms: 1. Registered
Aggregate Principal Amount: the Aggregate
Registered Principal Amount Will Not Exceed Rmb 9
Billion 2. Term of Issue: the Term of Proposed
Medium-term Notes Will Not Exceed Five Years 3.
Issue Method: the Bank of China Limited and the
Export- Import Bank of China Will Act As the Lead
Underwriters, and the Notes Will be Issued in One
Single Tranche Or Multiple Tranches During The Management For Voted - For
Registered Term, Subject to Market Conditions and
Actual Capital Requirements of the Company 4.
Interest Rate: the Interest Rate Will be Determined
According to the Indicative Interest Rate and
Market Conditions Upon Issuance 5. Targets: Targets
of This Issue Will be Institutional Investors in
the Inter- Bank Bond Market in the Prc 6. Use of
Proceeds: the Proceeds Will be Mainly Used for
Replenishment of Working Capital, Repayment of Bank
Loans and Project Investments Authorization be
Granted to the Chairman, Or Any Person Authorized
by the Chairman, to Determine at His Sole
Discretion and to Handle All Matters Relating to
the Issue of the Medium-term Notes for A Period of
36 Months from the Date of Approval of the Proposed
Issue, Subject to the Terms of the Proposed Issue
Set Forth Above, Including But Not Limited to
Determine the Timing of Issue, Issue Method, Size
of Issue, Tranches of Issue, Interest Rate and Use
of Proceeds of the Medium - Term Notes, to Sign
Necessary Documents If Required, to Appoint
Intermediaries Such As the Relevant Underwriter,
Credit Rating Institution, Certified Public
Accounting Firm and Law Firm, to Complete Necessary
Formalities and to Take Such Other Relevant Actions
If Required Non-Voting
445
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
S.3 To Consider and Approve the Absorption and Merger
of Changsha Zoomlion Environmental and Sanitation
Machinery Co., Ltd., and That Authorization be
Granted to the Senior Management of the Company Or
Any Person Authorized by the Senior Management of
the Company to Attend All Formalities and Matters
Relating to the Proposed Absorption and Merger Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508725.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508594.pdf Non-Voting Non-Voting
1 To Consider and Approve the Change of Profit
Distribution Policy of the Company and the
Amendments to the Articles of Association As A
Result of the Change of Profit Distribution Policy
of the Company Management For Voted - For
446
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALUMINUM CORPORATION OF CHINA LTD, BEIJING
CUSIP: Y0094N109
Meeting Date: 30-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0715/ltn20130715421.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0715/ltn20130715467.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Election of Mr. Wu Zhenfang As the
Independent Non-executive Director of the Fifth
Session of the Board of the Company Management For Voted - For
2.1 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb30 Million of Ningxia Ning
Electric Pv Material Co., Ltd. (as Specified), Its
Wholly-owned Subsidiary, for A Term of One to Three
Years Management For Voted - For
2.2 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb20 Million of Ningxia Ning
Electric Pv Material Co., Ltd. (as Specified), Its
Wholly-owned Subsidiary, for A Term of One to Three
Years Management For Voted - For
2.3 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb40 Million of Ningxia Yinxing
Polycrystalline Silicon Co., Ltd. (as Specified),
Its Controlled Subsidiary, for A Term of One Year Management For Voted - For
2.4 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb25 Million of Ningxia Yinxing
Polycrystalline Silicon Co., Ltd. (as Specified),
Its Controlled Subsidiary, for A Term of One Year Management For Voted - For
2.5 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Continues
447
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb15 Million of Ningxia Yinxing
Polycrystalline Silicon Co., Ltd. (as Specified),
Its Controlled Subsidiary, for A Term of One Year Management For Voted - For
2.6 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb30 Million of Ningxia Yinxing
Energy Wind Power Equipment Manufacturing Co.,
Ltd.* (as Specified), Its Whollyowned Subsidiary,
for A Term of One Year Management For Voted - For
2.7 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Banker's Acceptance of Rmb30 Million Applied
by Ningxia Yinxing Energy Photovoltaic Equipment
Manufacturing Co., Ltd. (as Specified), Its
Controlled Subsidiary, for A Term of One Year Management For Voted - For
2.8 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Yinxing Energy
Photovoltaic Equipment Manufacturing Co., Ltd. (as
Specified), A Controlled Subsidiary of Yinxing
Energy, Continues to Provide Joint-liability
Guarantee in Respect of the Trade Finance, Letter
of Guarantee and Exposure on Banker's Acceptance
Amounting to Rmb40 Million Applied by Ishibashi
Gearbox (yinchuan) Co., Ltd. (as Specified), A
Controlled Subsidiary of Yinxing Energy, for A Term
of One Year Management For Voted - For
2.9 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Continues
to Provide A Joint-liability Guarantee in Respect
of the Loan of Rmb30 Million of Ningxia Ning
Electric Silicon Materials Co., Ltd. (as
Specified), for A Term of One Year Management For Voted - For
2.10 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb40 Million of Ningxia Ning Electric Pv Material
Co., Ltd. (as Specified), Its Wholly-owned
Subsidiary, for A Term of One Year Management For Voted - For
2.11 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
448
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Rmb30 Million of Yinxing Energy, Its Controlled
Subsidiary, for A Term of One Year Management For Voted - For
2.12 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb20 Million of Yinxing Energy, Its Controlled
Subsidiary, for A Term of One Year Management For Voted - For
2.13 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb60 Million of Yinxing Energy, Its Controlled
Subsidiary, for A Term of One Year Management For Voted - For
2.14 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb30 Million in the Loan of Rmb105 Million of
Zhongwei Ningdian New Energy Co., Ltd. (as
Specified), Its Controlled Subsidiary, for A Term
of Twenty Years Management For Voted - For
2.15 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb20 Million of Ningxia Yinxing Energy
Photovoltaic Equipment Manufacturing Co., Ltd. (as
Specified), Its Controlled Subsidiary, for A Term
of One Year Management For Voted - For
2.16 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb20 Million of Ishibashi Gearbox (yinchuan) Co.,
Ltd. (as Specified), Its Controlled Subsidiary, for
A Term of One Year Management For Voted - For
2.17 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Ningxia Yinyi Wind Power
Co., Ltd. (as Specified), A Controlled Subsidiary
of Yinxing Energy, Provides A Joint- Liability
Guarantee in Respect of the Loan of Rmb30 Million
in the Loan of Rmb91 Million for the Sunjiatan
Phase II Project of Yinxing Energy, for A Term of
Twenty Years Management For Voted - For
2.18 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
449
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Consider and Approve That Yinxing Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb40 Million in the Loan of Rmb158.4 Million of
Ningxia Yinyi Wind Power Co., Ltd. (as Specified),
Its Controlled Subsidiary, for A Term of Fourteen
Years Management For Voted - For
2.19 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Ningxia Energy
and Yinxing Energy to Their Subsidiaries: to
Consider and Approve That Yinxing Energy Provides A
Joint Liability Guarantee in Respect of the Loan of
Rmb60 Million of Ningxia Yinyi Wind Power Co., Ltd.
(as Specified), Its Controlled Subsidiary, for A
Term of One Year Management For Voted - For
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn20131015710.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn20131015670.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Proposed Disposal of the 65% Equity Interest
in Chalco Iron Ore Holdings Limited by Chalco Hong
Kong Ltd., A Wholly-owned Subsidiary of the Company
to Aluminum Corporation of China Overseas Holdings
Limited, A Wholly-owned Subsidiary of Chinalco Management For Voted - For
2 To Consider and Approve the Resolution in Relation
to the Proposed Transfer of the Bank Loans by
Chalco Hong Kong Ltd., A Wholly-owned Subsidiary of
the Company to Aluminum Corporation of China
Overseas Holdings Limited, A Wholly-owned
Subsidiary of Chinalco Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509284.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509386.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Directors' Report for the Year Ended 31
December 2013 Management For Voted - For
2 To Consider and Approve the Resolution in Relation
to the Supervisory Committee's Report for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Resolution in Relation
to the Independent Auditor's Report and the Audited
Financial Report of the Company for the Year Ended
31 December 2013 Management For Voted - For
450
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Consider and Approve the Resolution in Relation
to the Non- Distribution of Final Dividend and
Non-transfer of Reserves to Increase Share Capital Management For Voted - For
5 To Consider and Approve the Resolution in Relation
to the Re- Appointment of Auditors and the
Authorization to the Audit Committee of the Board
to Fix Their Remuneration Management For Voted - For
6 To Consider and Approve the Resolution in Relation
to the Election of Mr. Sun Zhaoxue As A New
Non-executive Director of the Fifth Session of the
Board Management For Voted - For
7 To Consider and Approve the Resolution in Relation
to the Remuneration Standards for Directors and
Supervisors of the Company for the Year 2014 Management For Voted - For
8 To Consider and Approve the Resolution in Relation
to the Renewal of Liability Insurance for Year
2014-2015 for the Company's Directors, Supervisors
and Other Senior Management Member Management For Abstain
9 To Consider and Approve the Resolution in Relation
to the Extension of the Term of Provision of
Guarantees to Chalco Trading (hk) for Foreign
Currency Financing Management For Voted - For
10 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Chalco Ningxia
Energy and Its Subsidiaries to Its Subsidiaries for
Bank Loans Management For Voted - For
11 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees to the Company's
Subsidiary(ies) for Overseas Bond(s) Management For Abstain
12 To Consider and Approve the Resolution in Relation
to the Provision of Guarantees by Shanxi Huasheng
Aluminum to Xingyuanyuan for Bank Loans Management For Voted - For
13 To Consider and Approve the Resolution in Relation
to the Continuing Related Transactions Between the
Company and Jiaozuo Wanfang Management For Abstain
14 To Consider and Approve the Resolution in Relation
to the Issuance of Debt Financing Instruments Management For Voted - Against
15 To Consider and Approve the Resolution in Relation
to the General Mandate to Issue Additional H Shares Management For Voted - Against
16 To Consider and Approve the Resolution in Relation
to the Issue of Overseas Bond(s) by the Company Or
Its Subsidiary(ies) Management For Voted - For
17 To Consider and Approve the Resolution in Relation
to the Extension of the Period of Authorization to
the Board and the Persons to be Fully Authorized by
the Board to Deal with Specific Matters Relating to
the Proposed A Share Issue for 12 Months from the
Date of Resolutions Passed at the Agm and the Class
Meetings (i.e. 12 Months from 27 June 2014) Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
451
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509312.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0509/ltn20140509411.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Extension of the Period of Authorization to
the Board and the Persons to be Fully Authorized by
the Board to Deal with Specific Matters Relating to
the Proposed A Share Issue for 12 Months from the
Date of Resolutions Passed at the Agm and the Class
Meetings (i.e. 12 Months from 27 June 2014) Management For Voted - For
ANGANG STEEL COMPANY LTD
CUSIP: Y0132D105
Meeting Date: 08-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0523/ltn20130523735.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0523/ltn20130523733.pdf Non-Voting Non-Voting
1.1 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Zhang
Xiaogang As an Executive Director of the Company Management For Voted - Against
1.2 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Tang Fuping
As an Executive Director of the Company Management For Voted - Against
1.3 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Yang Hua As
an Executive Director of the Company Management For Voted - Against
1.4 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Chen Ming As
an Executive Director of the Company Management For Voted - Against
1.5 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Wang Yidong
As an Executive Director of the Company Management For Voted - Against
1.6 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Executive Director of the Sixth Session of the
Board of Directors of the Company: Mr. Ma Lianyong
As an Executive Director of the Company Management For Voted - Against
452
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.1 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Independent Non-executive Director of the Sixth
Session of the Board of Directors of the Company:
Mr. Li Shijun As an Independent Non- Executive
Director of the Company Management For Voted - For
2.2 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Independent Non-executive Director of the Sixth
Session of the Board of Directors of the Company:
Mr. Chen Fangzheng As an Independent Non-executive
Director of the Company Management For Voted - For
2.3 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Independent Non-executive Director of the Sixth
Session of the Board of Directors of the Company:
Mr. Qu Xuanhui As an Independent Non-executive
Director of the Company Management For Voted - For
2.4 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As an
Independent Non-executive Director of the Sixth
Session of the Board of Directors of the Company:
Mr. Kwong Chi Kit, Victor As an Independent
Non-executive Director of the Company Management For Voted - For
3.1 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As A
Shareholders Representative Supervisor of the Sixth
Session of the Supervisory Committee of the
Company: Mr. Su Wensheng As A Shareholders
Representative Supervisor of the Company Management For Voted - For
3.2 To Consider And, If Thought Fit, Approve the
Appointment of Each of the Following Person As A
Shareholders Representative Supervisor of the Sixth
Session of the Supervisory Committee of the
Company: Mr. Shan Mingyi As A Shareholders
Representative Supervisor of the Company Management For Voted - Against
4 To Consider And, If Thought Fit, Approve the
Proposed Amendments to the Articles of Association
of the Company As Set Out in the Circular of the
Company Dated 24 May 2013 Management For Voted - For
Meeting Date: 31-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1115/ltn20131115577.pdf-and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1115/ltn20131115545.p-df Non-Voting Non-Voting
1 To Consider and Approve the Financial Services
Agreement (2014-2015) and the Transactions
Contemplated Thereunder, Including the Proposed
Annual Monetary Caps of Transactions for the Years
Ending 31 December 2014 and 2015 Management For Voted - Against
453
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Proposed Appointment of
Mr. Xu Zhiwu As A Shareholders' Representative
Supervisor of the Sixth Session of the Supervisory
Committee of the Company Management For Voted - Against
3 To Consider and Approve the Proposed Appointment of
Ruihua Certified Public Accountants (special
General Partnership) As the Auditor of the Company
for the Year Ending 31 December 2013 and to
Authorize the Board of Directors to Determine Its
Remuneration Management For Voted - For
4 To Consider and Approve the Proposed Amendments to
the Scope of Business and the Articles of
Association of the Company As Set Out in Pages 14
to 15 of the Circular of the Company Dated 16
November 2013 Management For Voted - For
Meeting Date: 03-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0114/ltn20140114535.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0114/ltn20140114518.pdf Non-Voting Non-Voting
1 To Consider and Approve the Supplemental Agreement
and the Transactions Contemplated Thereunder,
Including the Revised Annual Cap for the Two Years
Ending 31 December 2014 and 2015 Management For Voted - For
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0416/ltn20140416607.p Df-and-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0416/ltn20140416499.p Df Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year of 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
of 2013 Management For Voted - For
3 To Consider and Approve the 2013 Annual Report of
the Company and Its Extracts Management For Voted - For
4 To Consider and Approve the Auditors' Report for
the Year of 2013 Management For Voted - For
5 To Consider and Approve the Proposal for
Distribution of Profits of the Company for 2013 Management For Voted - For
6 To Consider and Approve the Remunerations of the
Directors and Supervisors of the Company for the
Year of 2013 Management For Voted - For
7 To Consider and Approve the Proposal for
Appointment of Ruihua Certified Public Accountants
(special General Partnership) As the Auditors of
454
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Company for the Year Ending 31 December 2014
and to Authorize the Board to Determine Their
Remunerations Management For Voted - For
8.1 To Consider and Approve the Appointment of Each of
the Following Person As an Independent
Non-executive Director of the Sixth Session of the
Board of the Company: Mr. Liu Zhengdong As an
Independent Non-executive Director of the Company Management For Voted - For
8.2 To Consider and Approve the Appointment of Each of
the Following Person As an Independent
Non-executive Director of the Sixth Session of the
Board of the Company: Professor Wilton Chi Wai Chau
As an Independent Non-executive Director of the
Company Management For Voted - For
9 To Consider and Approve the Proposed Issuance of
Short-term Financing Bonds with an Aggregate
Principal Amount of Not More Than Rmb6 Billion to
the Institutional Investors in the Prc Inter-bank
Bonds Market Management For Voted - For
10 To Consider and Approve the Proposed Issuance of
Medium-term Notes with A Registered Amount of Rmb8
Billion to the Institutional Investors in the Prc
Inter-bank Bonds Market Management For Voted - For
11 To Consider and Approve the Proposed Amendments to
the Scope of Business and the Articles of
Association of the Company As Set Out in the Notice
of Annual General Meeting of the Company Dated 17
April 2014 Management For Voted - For
BBMG CORP
CUSIP: Y076A3105
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
304484 Due to Addition Of-resolution 10. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0328/lt-n201403281214.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/l-tn20140424934.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0328/l-tn201403281200.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/04-24/ltn20140424923.pdf Non-Voting Non-Voting
1 To Approve the Report of the Board of Directors of
the Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Approve the Report of the Supervisory Board of
the Company for the Year Ended 31 December 2013 Management For Voted - For
455
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Approve the Audited Accounts of the Company for
the Year Ended 31 December 2013 Management For Voted - For
4 To Approve the Profit Distribution Proposal of the
Company, Namely, the Proposal for Distribution of A
Final Dividend of Rmb0.078 Per Share (before Tax)
in an Aggregate Amount of Approximately Rmb373.2
Million for the Year Ended 31 December 2013, and to
Authorise the Board of Directors of the Company to
Implement the Aforesaid Distribution Management For Voted - For
5 To Approve the Remuneration Plan of the Executive
Directors of the Company for the Year Ended 31
December 2013 Management For Voted - For
6 To Approve (1) the Audit Fee of the Company for the
Year Ended 31 December 2013 in an Amount of
Rmb9,500,000; and (2) the Appointment of Ernst &
Young Hua Ming Certified Public Accountants As the
Independent Auditor of the Company for the Year
Ending 31 December 2014 with Term Ending on the
Date of the Annual General Meeting of the Company
for the Year of 2014, and to Authorize the Board to
Implement the Resolution Management For Voted - For
7 To Approve the Proposed Amendments to the Articles
of Association of the Company (the "articles of
Association") As Set Out in the Notice Convening
the Meeting Dated 31 March 2014, and the Board be
and is Hereby Authorized to Deal with on Behalf of
the Company the Relevant Filing and Amendments
(where Necessary) Procedures and Other Related
Issues Arising from the Amendments to the Articles
of Association Management For Voted - For
8 To Approve the Issue of Debentures with an
Aggregate Principal Amount of Not More Than Rmb8.5
Billion in the Prc and the Grant of A Mandate to
Any Two Executive Directors of the Company to
Handle All Matters Relating to the Issue of the
Debentures Management For Voted - For
9 To Approve the Granting of A General Mandate to the
Board of Directors of the Company to Issue, Allot
and Otherwise Deal with (1) Additional A Shares of
the Company Not Exceeding 20% of the A Shares in
Issue; and (2) Additional H Shares of the Company
Not Exceeding 20% of the H Shares in Issue, and to
Authorize the Board of Directors of the Company to
Make Such Corresponding Amendments to the Articles
of Association of the Company As It Thinks Fit So
As to Reflect the New Capital Structure Upon the
Allotment and Issue of the New Shares Management For Voted - Against
10 To Elect Wang Guangjin As an Independent
Non-executive Director of the Company of the Third
Session of the Board of Directors (the "board") of
the Company for A Period Commencing from the
Conclusion of the Meeting and Expiring on the Date
of the Annual General Meeting of the Company for
the Year 2014 and to Authorize the Board to Enter
Into Service Contract And/or Appointment Letter
456
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with the Newly Elected Director Subject to Such
Terms and Conditions As the Board Shall Think Fit
and to Do All Such Acts and Things to Give Effect
to Such Matters Management For Voted - For
CHINA BLUECHEMICAL LTD
CUSIP: Y14251105
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406013.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406021.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
the Directors of the Company (the ''board'') for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Proposal for
Distribution of Profit of the Company for the Year
Ended 31 December 2013 and the Declaration of the
Company's Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
5 To Consider and Approve the Budget Proposals of the
Company for the Year 2014 Management For Voted - For
6 To Consider and Approve the Re- Appointment of
Deloitte Touche Tohmatsu Certified Public
Accountants and Deloitte Touche Tohmatsu Certified
Public Accountants LLP As the Overseas and Domestic
Auditors of the Company, Respectively, for A Term
Until the Conclusion of the Next Annual General
Meeting of the Company and to Authorise the Audit
Committee of the Board to Determine Their
Remuneration Management For Voted - For
7 To Consider and Approve the Appointment of Mr. Zhou
Dechun As A Non-executive Director of the Company,
to Authorise the Chairman of the Board to Sign A
Service Contract with Mr. Zhou Dechun for and on
Behalf of the Company, and to Authorise the Board
to Determine His Remuneration Based on the
Recommendation by the Remuneration Committee of the
Board Management For Voted - Against
8 To Consider and to Authorise the Granting of A
General Mandate to the Board to Issue Domestic
457
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares and Overseas Listed Foreign Shares (h
Shares): ''that: (a) the Board be and is Hereby
Granted, During the Relevant Period (as Defined
Below), A General and Unconditional Mandate to
Separately Or Concurrently Issue, Allot And/or Deal
with Additional Domestic Shares and Overseas Listed
Foreign Shares (h Shares) of the Company, and to
Make Or Grant Offers, Agreements Or Options Which
Would Or Might Require Domestic Shares and Overseas
Listed Foreign Shares (h Shares) to be Issued,
Allotted And/or Dealt With, Subject to the
Following Conditions: (i) Such Mandate Shall Not
Extend Beyond the Relevant Period Save That the
Board May During the Relevant Period Make Or Grant
Offers, Agreements Or Options Which Might Require
the Contd Management For Voted - Against
Contd Exercise of Such Powers After the End of the
Relevant Period; (ii) The-number of the Domestic
Shares and Overseas Listed Foreign Shares (h
Shares)-to be Issued, Allotted And/or Dealt with Or
Agreed Conditionally Or-unconditionally to be
Issued, Allotted And/or Dealt with by the Board
Shall-not Exceed 20% of Each of Its Existing
Domestic Shares and Overseas Listed-foreign Shares
(h Shares) of the Company; and (iii) the Board Will
Only-exercise Its Power Under Such Mandate in
Accordance with the Company Law Of-the Prc and the
Rules Governing the Listing of Securities on the
Stock-exchange of Hong Kong Limited (as Amended
from Time to Time) Or Applicable-laws, Rules and
Regulations of Other Government Or Regulatory
Bodies and Only-if All Necessary Approvals from the
China Securities Regulatory Commission-and/or Other
Contd Non-Voting Non-Voting
Contd Relevant Prc Government Authorities are
Obtained. (b) for the Purposes-of This Special
Resolution: ''relevant Period'' Means the Period
from The-passing of This Special Resolution Until
the Earliest Of: (i) the Conclusion-of the Next
Annual General Meeting of the Company Following the
Passing Of-this Special Resolution; (ii) the
Expiration of the 12-month Period Following-the
Passing of This Special Resolution; Or (iii) the
Date on Which The- Authority Granted to the Board
As Set Out in This Special Resolution Is- Revoked
Or Varied by A Special Resolution of the
Shareholders of the Company-in A General Meeting.
(c) Contingent on the Board Resolving to Separately
Or-concurrently Issue Domestic Shares and Overseas
Listed Foreign Shares (h-shares) Pursuant to
Paragraph (a) of This Special Resolution, the Board
Be-contd Non-Voting Non-Voting
Contd Authorised to Increase the Registered Capital
of the Company to Reflect-the Number of Such Shares
Authorised to be Issued by the Company Pursuant
To-paragraph (a) of This Special Resolution and to
458
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Make Such Appropriate And- Necessary Amendments to
the Articles of Association of the Company As
They-think Fit to Reflect Such Increases in the
Registered Capital of the Company-and to Take Any
Other Action and Complete Any Formality Required to
Effect-the Separate Or Concurrent Issuance of
Domestic Shares and Overseas Listed- Foreign Shares
(h Shares) Pursuant to Paragraph (a) of This
Special- Resolution and the Increase in the
Registered Capital of the Company'' Non-Voting Non-Voting
CHINA HONGQIAO GROUP LTD, GRAND CAYMAN
CUSIP: G21150100
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0401/ltn201404011493.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0401/ltn201404011468.pdf Non-Voting Non-Voting
1 To Consider and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and the Auditors of the Company
for the Year Ended 31 December 2013 Management For Voted - For
2.i To Re-elect Mr. Zhang Shiping As an Executive
Director of the Company Management For Voted - Against
2.ii To Re-elect Ms. Zheng Shuliang As an Executive
Director of the Company Management For Voted - Against
2.iii To Re-elect Mr. Zhang Bo As an Executive Director
of the Company Management For Voted - Against
2.iv To Re-elect Mr. Qi Xingli As an Executive Director
of the Company Management For Voted - Against
2.v To Re-elect Mr. Yang Congsen As A Non-executive
Director of the Company Management For Voted - Against
2.vi To Re-elect Mr. Zhang Jinglei As A Non- Executive
Director of the Company Management For Voted - Against
2.vii To Re-elect Mr. Xing Jian As an Independent
Non-executive Director of the Company Management For Voted - For
2viii To Re-elect Mr. Chen Yinghai As an Independent
Non-executive Director of the Company Management For Voted - For
2.ix To Re-elect Mr. Han Benwen As an Independent
Non-executive Director of the Company Management For Voted - For
2.x To Authorize the Board of Directors of the Company
to Fix the Respective Directors' Remuneration Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and to Authorize the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
459
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Declare A Final Dividend of Hkd 27.0 Cents Per
Share for the Year Ended 31 December 2013 to the
Shareholders of the Company Management For Voted - For
5 To Give A General Mandate to the Directors of the
Company to Repurchase the Company's Shares Not
Exceeding 10% of the Aggregate Nominal Amount of
the Issued Share Capital of the Company As at the
Date of Passing of This Resolution Management For Voted - For
6 To Give A General Mandate to the Directors of the
Company to Issue, Allot and Deal with Additional
Shares of the Company Not Exceeding 20% of the
Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing of
This Resolution Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors of the Company to Issue, Allot and Deal
with Additional Shares in the Share Capital of the
Company by the Aggregate Nominal Amount of Shares
Repurchased by the Company Management For Voted - Against
CHINA MOLYBDENUM CO LTD, HENAN PROVINCE
CUSIP: Y1503Z105
Meeting Date: 25-Nov-13 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1009/ltn20131009481.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1009/ltn20131009473.pdf A-nd
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1106/ltn20131106458.pd-f Non-Voting Non-Voting
1 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Type of Securities to be Issued Management For Voted - For
2 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Issue Size Management For Voted - For
3 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Par Value and Issue Price Management For Voted - For
4 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Term Management For Voted - For
5 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Interest Rate Management For Voted - For
6 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method and Timing of Interest Payment Management For Voted - For
7 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Conversion Period Management For Voted - For
460
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Determination and Adjustment of the Cb
Conversion Price Management For Voted - For
9 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of the Downward Adjustment to Cb
Conversion Price Management For Voted - For
10 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method for Determining the Number of Shares
for Conversion Management For Voted - For
11 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of Redemption Management For Voted - For
12 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of Sale Back Management For Voted - For
13 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Entitlement to Dividend of the Year of
Conversion Management For Voted - For
14 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method of Issuance and Target Investors Management For Voted - For
15 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Subscription Arrangement for the Existing
Holders of A Shares Management For Voted - For
16 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Cb Holders and Cb Holders' Meetings Management For Voted - For
17 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Use of Proceeds Management For Voted - For
18 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Guarantee Management For Voted - For
19 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Account for Deposit of Proceeds Management For Voted - For
20 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Validity Period of This Resolution Management For Voted - For
21 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Matters Relating to Authorization in
Connection with the Issuance of the Convertible
Bonds Management For Voted - For
6 Nov 13: Please Note That This is A Revision Due
to Receipt of Additional Lin-k. If You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
For-m Unless You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
461
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 25-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1009/ltn20131009445.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1009/ltn20131009433.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal in Respect of
the Acquisition of 80% Interest in Northparkes
Joint Venture Held by North Mining Limited and
Certain Associated Rights and Assets by Cmoc Mining
Pty Limited, A Wholly-owned Subsidiary of the
Company Management For Voted - For
2 To Consider and Approve the Proposal in Respect of
the Change in Use of Proceeds Management For Voted - For
3.1 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Type of Securities to be Issued Management For Voted - For
3.2 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Issue Size Management For Voted - For
3.3 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Par Value and Issue Price Management For Voted - For
3.4 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Term Management For Voted - For
3.5 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Interest Rate Management For Voted - For
3.6 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method and Timing of Interest Payment Management For Voted - For
3.7 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Conversion Period Management For Voted - For
3.8 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Determination and Adjustment of the Cb
Conversion Price Management For Voted - For
3.9 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of the Downward Adjustment to Cb
Conversion Price Management For Voted - For
3.10 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method for Determining the Number of Shares
for Conversion Management For Voted - For
3.11 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of Redemption Management For Voted - For
462
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.12 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Terms of Sale Back Management For Voted - For
3.13 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Entitlement to Dividend of the Year of
Conversion Management For Voted - For
3.14 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Method of Issuance and Target Investors Management For Voted - For
3.15 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Subscription Arrangement for the Existing
Holders of A Shares Management For Voted - For
3.16 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Cb Holders and Cb Holders' Meetings Management For Voted - For
3.17 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Use of Proceeds Management For Voted - For
3.18 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Guarantee Management For Voted - For
3.19 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Account for Deposit of Proceeds Management For Voted - For
3.20 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Validity Period of This Resolution Management For Voted - For
3.21 To Consider and Approve the Proposal in Respect of
the Plan of the Issuance of A Share Convertible
Bonds: Matters Relating to Authorization in
Connection with the Issuance of the Convertible
Bonds Management For Voted - For
4 To Consider and Approve the Proposal in Respect of
the Statement on the Use of Proceeds from Previous
Fund Raising Activity Management For Voted - For
5 To Consider and Approve the Proposal in Respect of
the Proposed Use of Proceeds to be Raised from the
Issuance of A Share Convertible Bonds and the
Feasibility of the New Project After Changing the
Use of Proceeds Raised from Previous Fund Raising
Activity Management For Voted - For
6 To Consider and Approve the Proposal in Respect of
the Provision of Guarantee by the Company for the
Domestic and Offshore Financing for the Overseas
Acquisition Management For Voted - For
7 To Consider and Approve the Proposal in Respect of
the Proposed Appointment of Mr. Yuan Honglin As A
Non-executive Director and to Determine His
Remuneration Management For Voted - For
463
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324091.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324089.pdf Non-Voting Non-Voting
1 To Receive and Consider the Financial Report of the
Company for the Year 2013 Management For Voted - For
2 To Receive and Consider the Financial Statements of
the Company for the Year 2013 Management For Voted - For
3 To Consider and Approve the Budget Report of the
Company for the Year 2014 Management For Voted - For
4 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013 Management For Voted - For
5 To Receive and Consider the Report of the Board for
the Year 2013 Management For Voted - For
6 To Receive and Consider the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
7 To Receive and Consider the Annual Report of the
Company for the Year 2013 and Its Summary Management For Voted - For
8 To Consider and Approve the Re-appointment of the
External Auditors of the Company for the Year 2014
and to Authorise the Board to Determine Its
Remuneration Management For Voted - For
9 To Consider and Approve the Proposed Renewal of
Liability Insurance for the Directors, Supervisors
and Senior Management of the Company Management For Voted - For
10 To Consider and Approve the Authorisation to the
Board to Deal with All Matters in Relation to the
Company's Distribution of Interim Dividend and
Quarterly Dividend for the Year 2014 in Its
Absolute Discretion Management For Voted - For
11 To Consider and Approve the Proposed Amendments to
the Articles of Association Management For Voted - For
12 To Consider and Approve the Proposed Amendments to
the Rules for Shareholders' General Meetings Management For Voted - For
13 To Consider and Approve the Authorisation to the
Board to Determine the Remuneration of Yuan
Honglin, A Director Management For Voted - For
14 To Consider and Approve the Grant of A General
Mandate to the Board to Allot and Issue H Shares
and A Shares Management For Voted - Against
15 To Consider and Approve the Proposed Extension of
the Validity Period of the Shareholders'
Authorisation to the Board to Issue Debt Financing
Notes Management For Voted - For
464
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA PRECIOUS METAL RESOURCES HOLDINGS CO LTD
CUSIP: G2158B104
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425826.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425814.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
the Auditor for the Year Ended 31 December 2013 Management For Voted - For
2.a.i To Re-elect Mr. Deng Guoli As an Executive Director Management For Voted - For
2a.ii To Re-elect Mr. Li Xianghong As A Non- Executive
Director Management For Voted - For
2aiii To Re-elect Mr. Chan Kin Sang As an Independent
Non-executive Director Management For Voted - For
2a.iv To Re-elect Professor Xiao Rong Ge As an
Independent Non-executive Director Management For Voted - For
2.b To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Re-appoint Crowe Horwath (hk) Cpa Limited As the
Auditor of the Company and to Authorize the
Directors to Fix Its Remuneration Management For Voted - For
4.A To Grant an Unconditional General Mandate to the
Directors to Allot and Issue Shares Management For Voted - Against
4.B To Grant an Unconditional General Mandate to the
Directors to Repurchase Shares Management For Voted - For
4.C To Extend the General Mandate Granted to the
Directors to Issue Shares Under Resolution 4(a) by
Adding the Nominal Amount of Shares Repurchased by
the Company Under Resolution 4(b) Management For Voted - Against
Meeting Date: 30-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0513/ltn20140513299.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0513/ltn20140513290.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve and Adopt the New Share Option
Scheme of the Company (the "2014 Share Option
Scheme", the Principal Terms of Which are Set Out
465
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in the Company's Circular Dated 14 May 2014) and to
Authorize the Directors of the Company to Grant
Options to Subscribe for Shares of the Company of
Hkd 0.125 Each ("shares") Thereunder and to Allot,
Issue and Deal in Any Shares Pursuant to the
Exercise of the Options Which May be Granted Under
the 2014 Share Option Scheme and to Do All Such
Acts As the Directors May in Their Absolute
Discretion Consider Necessary Or Expedient in Order
to Give Full Effect to the 2014 Share Option
Scheme; and (b) to Terminate (save That Any
Outstanding Options Granted and Unexercised Thereof
Will Remain Valid and Exercisable) the Existing
Share Option Scheme Adopted by the Company Pursuant
to A Contd Management For Voted - For
Contd Written Resolution of All the Shareholders of
the Company Dated 18-september 2004 Non-Voting Non-Voting
CHINA RARE EARTH HOLDINGS LTD, GEORGE TOWN
CUSIP: G21089100
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423499.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423495.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries for the Year Ended 31 December 2013
and the Directors' Report and the Independent
Auditor's Report Thereon Management For Voted - For
2.A To Re-elect Ms. Qian Yuanying As an Executive
Director Management For Voted - For
2.B To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Elect Mr. Huang Chunhua (who Has Served As an
Independent Non- Executive Director for More Than 9
Years) As an Independent Non- Executive Director
and to Authorise the Board of Directors to Fix His
Remuneration Management For Voted - For
4 To Re-appoint the Retiring Auditor, Crowe Horwath
(hk) Cpa Limited and to Authorise the Board of
Directors to Fix Its Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Unissued Shares Not
Exceeding 20% of the Issued Share Capital of the
Company Management For Voted - Against
466
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Issued Share Capital of the Company Management For Voted - For
7 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares of an Amount Not Exceeding the Amount of
Shares Repurchased by the Company Management For Voted - Against
8 To Adopt the New Scheme Option Scheme Management For Voted - For
CITIC PACIFIC LTD, HONG KONG
CUSIP: Y1639J116
Meeting Date: 04-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114255.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1114/ltn20131114261.pdf Non-Voting Non-Voting
1 To Approve the Framework Agreement and the
Transactions Contemplated Therein Management For Voted - For
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324486.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0324/ltn20140324446.pdf Non-Voting Non-Voting
1 To Adopt the Audited Accounts and the Reports of
the Directors and the Auditor for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Mr. Carl Yung Ming Jie As Director Management For Voted - Against
3.b To Re-elect Mr. Gregory Lynn Curl As Director Management For Voted - For
3.c To Re-elect Mr. Francis Siu Wai Keung As Director Management For Voted - For
4 To Re-appoint KPMG As Auditor and Authorise the
Board of Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Issue and Dispose of Additional Shares Not
Exceeding 20% of the Number of Shares of the
Company in Issue As at the Date of This Resolution Management For Voted - Against
6 To Grant A General Mandate to the Directors to
Purchase Or Otherwise Acquire Shares of the Company
467
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Not Exceeding 10% of the Number of Shares of the
Company in Issue As at the Date of This Resolution Management For Voted - For
7 To Approve the Payment of Additional Remuneration
for Non-executive Directors Serving on the Audit
Committee Management For Voted - For
8 To Approve the Adoption of the New Articles of
Association of the Company Management For Voted - Against
Meeting Date: 03-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0514/ltn20140514258.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0514/ltn20140514282.pdf Non-Voting Non-Voting
1.a To Approve the Share Transfer Agreement (including
All Transactions and Ancillary Matters Contemplated
Therein) Dated 16 April 2014 Entered Into Among the
Company, Citic Group Corporation ("citic Group")
and Beijing Citic Enterprise Management Co., Ltd.
(the "share Transfer Agreement") Management For Voted - For
1.b To Authorise the Directors of the Company to Do All
Acts and Execute All Documents They Consider
Necessary Or Desirable to Give Effect to the
Transactions Contemplated in This Ordinary
Resolution No. 1(a) Management For Voted - For
2.a To Approve the Issue of Additional Shares of the
Company to Citic Group Or Citic Group's Designated
Wholly- Owned Subsidiaries As Part of the
Consideration Pursuant to the Terms and Conditions
of the Share Transfer Agreement and to Grant A
Specific Mandate to the Board of Directors of the
Company to Issue the Placing Shares Management For Voted - For
2.b To Authorise the Board of Directors of the Company
to Do All Acts and Execute All Documents They
Consider Necessary Or Desirable to Give Effect to
the Transactions Contemplated in This Ordinary
Resolution No. 2(a) Management For Voted - For
2.c To Approve Any Placing Agreement Or Subscription
Agreement Signed by the Company Prior to the Date
of This Extraordinary General Meeting Management For Voted - For
3 To Re-elect Mr. Zeng Chen As Director Management For Voted - Against
4.a To Approve the Change of the Company Name from
"citic Pacific Limited" to "citic Limited" Management For Voted - For
4.b To Authorise Any One Director of the Company to Do
All Acts, Deeds, and Things and Execute All
Documents He Considers Necessary Or Desirable to
Give Effect to the Transactions Contemplated in
This Special Resolution No. 4(a) Management For Voted - For
468
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.c To Approve the Alteration of Article 1a of the
Articles of Association of the Company Management For Voted - For
DONGYUE GROUP LTD
CUSIP: G2816P107
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151037.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn201404151018.pdf Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Reports of the
Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Mr. Cui Tongzheng As an Executive
Director of the Company Management For Voted - For
2.b To Re-elect Mr. Liu Yi As an Independent
Non-executive Director of the Company Management For Voted - For
2.c To Re-elect Mr. Yue Rundong As an Independent
Non-executive Director of the Company Management For Voted - For
3 To Authorize the Board of Directors of the Company
to Fix the Directors' Remuneration Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and to Authorize the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
5 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
6.a To Grant General Mandate to the Directors to Issue
New Shares of the Company Management For Voted - Against
6.b To Grant General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
6.c To Extend the General Mandate to Issue New Shares
of the Company by Adding the Number of the Shares
Repurchased Management For Voted - Against
FOSUN INTERNATIONAL LTD
CUSIP: Y2618Y108
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
469
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423192.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423190.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the Board
of Directors of the Company and of Auditors for the
Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.I To Re-elect Mr. Liang Xinjun As Executive Director
of the Company Management For Voted - Against
3.II To Re-elect Mr. Fan Wei As Non- Executive Director
of the Company Management For Voted - Against
3.III To Re-elect Mr. Qin Xuetang As Executive Director
of the Company Management For Voted - Against
3.IV To Re-elect Mr. Wu Ping As Executive Director of
the Company Management For Voted - Against
3.V To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors of the
Company Management For Voted - For
4 To Re-appoint Ernst & Young As Auditors and to
Authorise the Board of Directors of the Company to
Fix Their Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors of the
Company to Purchase the Shares of the Company Not
Exceeding 10% of the Total Issued Shares of the
Company As at the Date of Passing of This Resolution Management For Voted - For
6 To Give A General Mandate to the Directors of the
Company to Issue, Allot and Deal with Additional
Shares of the Company Not Exceeding 20% of the
Total Issued Shares of the Company As at the Date
of Passing of This Resolution. Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors of the Company to Issue, Allot and Deal
with Additional Shares of the Company by the Total
Shares Repurchased by the Company Management For Voted - Against
8 To Grant an Unconditional Mandate to the Directors
of the Company to Grant Options Under the Share
Option Scheme and to Allot and Issue Shares of the
Company As and When Any Options May be Granted
Under the Share Option Scheme are Exercised Management For Voted - For
FUFENG GROUP LTD
CUSIP: G36844119
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
470
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Note That the Company Notice and Proxy Form are
Available by Clicking on The-url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402565.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402535.pdf Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Reports of the
Directors and Auditor for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve the Final Dividend of Hk4 Cents Per
Share for the Year Ended 31 December 2013 Management For Voted - For
3.I To Re-elect Mr. Wang Longxiang As Executive Director Management For Voted - For
3.II To Re-elect Mr. Li Deheng As Executive Director Management For Voted - For
3.III To Re-elect Mr. Chen Ning As Independent
Non-executive Director Management For Voted - For
3.IV To Re-elect Mr. Liang Wenjun As Independent
Non-executive Director Management For Voted - For
3.V To Authorise the Directors to Fix the Remuneration
of the Re-elected Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and to Authorise the Board of Directors
to Fix Its Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors to
Issue Shares of the Company Management For Voted - Against
5.B To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
5.C To Extend the General Mandate to Issue Shares by
Adding Repurchased Shares Thereto Management For Voted - Against
HIDILI INDUSTRY INTERNATIONAL DEVELOPMENT LTD, GRA
CUSIP: G44403106
Meeting Date: 31-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212641.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212637.pdf Non-Voting Non-Voting
1 To Approve, Confirm and Ratify the Entering Into of
the Agreement, the Equity Pledge and the Guarantees
(as Respectively Defined in the Notice and the
Circular of the Company Dated 12 December 2013) and
to Approve the Performance of All the Respective
Transactions Contemplated Thereunder As More
Particularly Specified in the Notice Management For Voted - For
471
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn20140523005.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn20140523013.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company and the Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Re-elect Mr. Xian Yang As an Executive Director Management For Voted - For
3 To Re-elect Mr. Chen Limin As an Independent
Non-executive Director Management For Voted - For
4 To Authorise the Board of Directors to Fix the
Remuneration of the Directors of the Company Management For Voted - For
5 To Re-appoint Deloitte Touche Tohmatsu As the
Auditors of the Company and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Allot, Issue Or Otherwise Deal with the
Company's New Shares Management For Voted - Against
7 To Grant A General Mandate to the Directors of the
Company to Buy Back the Company's Shares Management For Voted - For
8 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Nominal Amount of
the Shares Bought Back Management For Voted - Against
HUNAN NONFERROUS METALS CORPORATION LTD
CUSIP: Y3767E109
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
315424 Due to Addition Of-resolution 8. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn-20140411805.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn-20140411825.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505/ltn-201405051013.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0505-/ltn20140505980.pdf Non-Voting Non-Voting
472
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company and Its Subsidiaries for
the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Re- Appointment of
Baker Tilly Hong Kong Limited and Baker Tilly China
Certified Public Accountants As the International
and Domestic Auditors of the Company, Respectively
for the Year 2014, the Term of Such Re- Appointment
Shall Continue Until the Next Annual General
Meeting of the Company, and to Authorize the Audit
Committee of Board to Determine Their Remuneration Management For Voted - For
5 To Consider and Approve the Re- Election of Ms.
Deng Yingjie As an Executive Director of the
Company, and to Authorize the Board to Determine
Her Remuneration and Any Executive Director of the
Company to Execute the Service Contract with Her Management For Voted - Against
6 To Consider and Approve the Appointment of Mr. Wu
Xiaopeng As A Shareholders, Representative
Supervisor of the Company, and to Authorize the
Board to Determine His Remuneration and Any
Executive Director of the Company to Execute the
Service Contract with Him Management For Voted - Against
7 To Consider and Approve to Grant an Unconditional
General Mandate to the Board to Allot, Issue And/or
Deal with Domestic Shares And/or H Shares Management For Voted - Against
8 To Consider and Approve the Re- Election of Mr. He
Yawen As an Executive Director of the Company, and
to Authorize the Board to Determine His
Remuneration and Any Executive Director of the
Company to Execute the Service Contract with Him Management For Voted - Against
JIANGXI COPPER CO LTD
CUSIP: Y4446C100
Meeting Date: 11-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn201404241330.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn201404241352.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
of 2013 Management For Voted - For
473
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
of 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
for the Year of 2013 Management For Voted - For
4 To Consider and Approve the Proposal for
Distribution of Profit of the Company for the Year
of 2013 Management For Voted - For
5 To Consider and Approve the Plan of Incentive Award
Fund Reserve for Senior Management for the Year of
2013 and to Authorise Two Directors of the Company
to Form A Sub- Committee of the Directors of the
Company to Determine the Reward for Each Senior
Management in Accordance Therewith Management For Voted - For
6 To Appoint Deloitte Touche Tohmatsu Certified
Public Accountants LLP (special General
Partnership) and Deloitte Touche Tohmatsu As the
Company's Domestic and Overseas Auditors for the
Year of 2014, Respectively and to Authorise the
Board to Determine Their Remunerations and Any One
Executive Director of the Company to Enter Into the
Service Agreement and Any Other Related Documents
with Deloitte Touche Tohmatsu Certified Public
Accountants LLP (special General Partnership) and
Deloitte Touche Tohmatsu Management For Voted - For
7 To Accept the Resignation of Mr. Wu Jianchang As an
Independent Non- Executive Director of the Company
and to Authorise Any One Executive Director of the
Company to Sign All Documents, Agreements and to Do
All Such Acts and Things to Give Effect to Such
Matters Management For Voted - For
8 To Consider and Approve the Appointment of Mr. Qiu
Guanzhou As an Independent Non-executive Director
of the Company and to Authorise Any One Executive
Director of the Company to Enter Into A Service
Contract on Behalf of the Company with Mr. Qiu
Guanzhou on and Subject to Such Terms and
Conditions As the Board of Directors of the Company
Think Fit and to Do All Such Acts and Things to
Give Effect to Such Matters Management For Voted - For
9 To Give A General Mandate to the Board to Issue New
H Shares of Not More Than 20% of the Total H Shares
in Issue As at the Date of the Annual General
Meeting Management For Voted - Against
10 To Approve Amendments to the Articles of
Association of the Company: Article 13, 21, 164, 165 Management For Voted - For
474
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN
CUSIP: G52562140
Meeting Date: 16-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127468.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127473.pdf Non-Voting Non-Voting
1 That the Entering Into of the New Kbc Purchase
Framework Agreement (as Defined in the Circular to
the Shareholders of the Company Dated 28 November
2013 (the "circular")), and the Transactions and
the Proposed Annual Caps (as Defined in the
Circular) Contemplated Thereunder be and are Hereby
Approved, Confirmed and Ratified, and Any Director
of the Company be and is Hereby Authorised to Do,
Approve and Transact All Such Acts and Things As
He/she May in His/her Discretion Consider
Necessary, Desirable Or Expedient in Connection
Therewith Management For Voted - For
2 That the Entering Into of the New Kbl Purchase
Framework Agreement (as Defined in the Circular),
and the Transactions and the Proposed Annual Caps
(as Defined in the Circular) Contemplated
Thereunder be and are Hereby Approved, Confirmed
and Ratified, and Any Director of the Company be
and is Hereby Authorised to Do, Approve and
Transact All Such Acts and Things As He/she May in
His/her Discretion Consider Necessary, Desirable Or
Expedient in Connection Therewith Management For Voted - For
3 That the Entering Into of the New Kbl Supply
Framework Agreement (as Defined in the Circular)
and the Transactions and the Proposed Annual Caps
(as Defined in the Circular) Contemplated
Thereunder be and are Hereby Approved, Confirmed
and Ratified, and Any Director of the Company be
and is Hereby Authorised to Do, Approve and
Transact All Such Acts and Things As He/she May in
His/her Discretion Consider Necessary, Desirable Or
Expedient in Connection Therewith Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415487.pdf-and-
475
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415464.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Directors' Report and the
Independent Auditor's Report Thereon for the Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.a To Re-elect the Following Director of the Company:
Mr. Cheung Kwok Wing Management For Voted - For
3.b To Re-elect the Following Director of the Company:
Mr. Chen Maosheng Management For Voted - For
3.c To Re-elect the Following Director of the Company:
Dr. Cheng Wai Chee, Christopher Management For Voted - For
3.d To Re-elect the Following Independent Non-executive
Director of the Company: Mr. Tse Kam Hung (who Has
Served As an Independent Non-executive Director for
More Than 9 Years) Management For Voted - For
3.e To Re-elect the Following Independent Non-executive
Director of the Company: Mr. Tang King Shing Management For Voted - Against
4 To Authorise the Board of Directors of the Company
to Fix the Directors' Remuneration Management For Voted - For
5 To Re-appoint Auditors and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
6.A That: (a) Subject to Paragraph (c) of This
Resolution, the Exercise by the Directors of the
Company ("directors") During the Relevant Period
(as Hereinafter Defined) of All the Powers of the
Company to Allot, Issue and Deal with Additional
Shares of the Company ("shares") Or Securities
Convertible Into Shares, Or Options, Warrants Or
Similar Rights to Subscribe for Any Shares, and to
Make Or Grant Offers, Management For Voted - Against
Agreements and Options Which Might Require the
Exercise of Such Power be and is Hereby Generally
and Unconditionally Approved; (b) the Approval in
Paragraph (a) of This Resolution Shall be in
Addition to Any Other Authorisations Given to the
Directors and Shall Authorise the Directors During
the Relevant Period to Make Or Grant Offers,
Agreements and Options Which Might Require the
Exercise of Such Power After the End Contd Non-Voting
Contd of the Relevant Period; (c) the Aggregate
Nominal Amount of Share- Capital Allotted Or Agreed
Conditionally Or Unconditionally to be
Allotted-(whether Pursuant to an Option Or
Otherwise) by the Directors Pursuant to
The-approval Given in Paragraph (a) of This
Resolution, Otherwise Than Pursuant-to: (i) A
Rights Issue (as Hereinafter Defined); (ii) the
Exercise of Rights-of Subscription Or Conversion
Under the Terms of Any Warrants Issued by
476
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The-company Or Any Securities Which are Convertible
Into Shares; (iii) The-exercise of Any Option
Scheme Or Similar Arrangement for the Time Being-
Adopted for the Grant Or Issue to the Officers
And/or Employees of The-company And/or Any of Its
Subsidiaries of Shares Or Rights to Acquire
Shares;-or (iv) Any Scrip Dividend Or Similar
Arrangement Providing for the Allotment-of Contd Non-Voting Non-Voting
Contd Shares in Lieu of the Whole Or Part of A
Dividend on Shares In- Accordance with the Articles
of Association of the Company; Shall Not Exceed-20
Per Cent of the Aggregate Nominal Amount of the
Share Capital of The-company in Issue at the Date
of Passing This Resolution and the Said Approval-
Shall be Limited Accordingly; (d) Subject to the
Passing of Each of The-paragraphs (a), (b) and (c)
of This Resolution, Any Prior Approvals of The-kind
Referred to in Paragraphs (a), (b) and (c) of This
Resolution Which Had-been Granted to the Directors
and Which are Still in Effect be and are
Hereby-revoked; and (e) for the Purpose of This
Resolution: "relevant Period" Means-the Period from
the Passing of This Resolution Until Whichever is
the Earlier-of: (i) the Conclusion of the Next
Annual General Meeting of the Company;- Contd Non-Voting Non-Voting
Contd (ii) the Expiration of the Period Within
Which the Next Annual General-meeting of the
Company is Required to be Held by Any Applicable
Laws Or-regulations Or the Articles of Association
of the Company; and (iii) The-revocation Or
Variation of the Authority Given Under This
Resolution by An-ordinary Resolution of the
Shareholders of the Company in General Meeting;-and
"rights Issue" Means an Offer of Shares Or Issue of
Options, Warrants Or-other Securities Giving the
Right to Subscribe for Shares Open for A
Period-fixed by the Directors to Holders of Shares
Or Any Class Thereof on The-register of Members of
the Company on A Fixed Record Date in Proportion
To-their Then Holdings of Such Shares Or Class
Thereof (subject to Such-exclusion Or Other
Arrangements As the Directors May Deem Necessary
Or- Expedient in Contd Non-Voting Non-Voting
Contd Relation to Fractional Entitlements Or Having
Regard to Any-restrictions Or Obligations Under the
Laws Of, Or the Requirements of Any-recognised
Regulatory Body Or Stock Exchange in Any Territory
Outside Hong-kong) Non-Voting Non-Voting
6.B That: (a) Subject to Paragraph (b) of This
Resolution, the Exercise by the Directors During
the Relevant Period (as Hereinafter Defined) of All
the Powers of the Company to Repurchase Shares Or
Securities Convertible Into Shares on the Stock
Exchange of Hong Kong Limited ("stock Exchange") Or
on Any Other Stock Exchange on Which the Securities
of the Company May be Listed and Recognised for
477
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
This Purpose by the Securities and Futures
Commission of Hong Kong and the Stock Exchange
Under the Hong Kong Code on Share Repurchases And,
Subject to and in Accordance with All Applicable
Laws and Regulations, be and is Hereby Generally
and Unconditionally Approved; (b) the Aggregate
Nominal Amount of the Securities Which May be
Repurchased by the Company Pursuant to Paragraph
(a) of This Resolution During the Relevant Period
Shall Contd Management For Voted - For
Contd Not Exceed 10% of the Aggregate Nominal
Amount of the Share Capital Of-the Company in Issue
at the Date of the Passing of This Resolution and
The-approval Granted Under Paragraph (a) of This
Resolution Shall be Limited- Accordingly; (c)
Subject to the Passing of Each of the Paragraphs
(a) and (b)-of This Resolution, Any Prior Approvals
of the Kind Referred to in Paragraphs-(a) and (b)
of This Resolution Which Had Been Granted to the
Directors And-which are Still in Effect be and are
Hereby Revoked; and (d) for the Purpose-of This
Resolution: "relevant Period" Means the Period from
the Passing Of-this Resolution Until Whichever is
the Earlier Of: (i) the Conclusion of The- Next
Annual General Meeting of the Company; (ii) the
Expiration of the Period-within Which the Next
Annual General Meeting of the Company is Contd Non-Voting Non-Voting
Contd Required to be Held by Any Applicable Laws Or
Regulations Or The-articles of Association of the
Company; and (iii) the Revocation Or Variation-of
the Authority Given Under This Resolution by an
Ordinary Resolution of The-shareholders of the
Company in General Meeting Non-Voting Non-Voting
6.C That Conditional Upon the Passing of Resolutions
Numbered 6a and 6b As Set Out in the Notice
Convening This Meeting, the General Mandate Granted
to the Directors to Exercise the Powers of the
Company to Allot, Issue Or Otherwise Deal with
Shares Pursuant to Resolution Numbered 6a Above be
and is Hereby Extended by the Addition to the
Aggregate Nominal Amount of the Shares of an Amount
Representing the Aggregate Nominal Amount of the
Share Capital of the Company Repurchased by the
Company Under the Authority Granted Pursuant to
Resolution Numbered 6b Above, Provided That Such
Amount Shall Not Exceed 10 Per Cent. of the
Aggregate Nominal Amount of the Share Capital of
the Company in Issue at the Date of the Passing of
This Resolution Management For Voted - Against
7 That the Authorised Share Capital of the Company be
Increased from Hkd 120,000,000 Divided Into
1,200,000,000 Shares of Hkd 0.1 Each ("shares") to
Hkd 200,000,000 Divided Into 2,000,000,000 Shares
by the Creation of an Additional 800,000,000 Shares Management For Voted - For
478
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KINGBOARD LAMINATES HOLDINGS LTD
CUSIP: G5257K107
Meeting Date: 16-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127252.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1127/ltn20131127230.pdf Non-Voting Non-Voting
1 That the Entering Into of the New Kbl/hallgain
Purchase Framework Agreement (as Defined in the
Circular to the Shareholders of the Company Dated
28 November 2013 (the "circular")), and the
Transactions and the Proposed Annual Caps (as
Defined in the Circular) Contemplated Thereunder be
and are Hereby Approved, Confirmed and Ratified,
and Any Director of the Company be and is Hereby
Authorised to Do, Approve and Transact All Such
Acts and Things As He/she May in His/her Discretion
Consider Necessary, Desirable Or Expedient in
Connection Therewith Management For Voted - For
2 That the Entering Into of the New Kbl/hallgain
Supply Framework Agreement (as Defined in the
Circular), and the Transactions and the Proposed
Annual Caps (as Defined in the Circular)
Contemplated Thereunder be and are Hereby Approved,
Confirmed and Ratified, and Any Director of the
Company be and is Hereby Authorised to Do, Approve
and Transact All Such Acts and Things As He/she May
in His/her Discretion Consider Necessary, Desirable
Or Expedient in Connection Therewith Management For Voted - For
3 That the Entering Into of the New Kbl/kbc Materials
Purchase Framework Agreement (as Defined in the
Circular) and the Transactions and the Proposed
Annual Caps (as Defined in the Circular)
Contemplated Thereunder be and are Hereby Approved,
Confirmed and Ratified, and Any Director of the
Company be and is Hereby Authorised to Do, Approve
and Transact All Such Acts and Things As He/she May
in His/her Discretion Consider Necessary, Desirable
Or Expedient in Connection Therewith Management For Voted - For
4 That the Entering Into of the New Kbl/kbc Supply
and Service Framework Agreement (as Defined in the
Circular) and the Transactions and the Proposed
Annual Caps (as Defined in the Circular)
Contemplated Thereunder be and are Hereby Approved,
Confirmed and Ratified, and Any Director of the
Company be and is Hereby Authorised to Do, Approve
and Transact All Such Acts and Things As He/she May
479
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in His/her Discretion Consider Necessary, Desirable
Or Expedient in Connection Therewith Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415511.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415596.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Directors' Report and the
Independent Auditor's Report Thereon for the Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3A To Re-elect Mr. Cheung Kwok Wa As Executive
Director of the Company Management For Voted - Against
3B To Re-elect Mr. Lam Ka Po As Executive Director of
the Company Management For Voted - Against
3C To Re-elect Mr. Cheung Ka Ho As Executive Director
of the Company Management For Voted - Against
3D To Re-elect Mr. Leung Tai Chiu As an Independent
Non-executive Director of the Company Management For Voted - For
3E To Authorise the Board of Directors of the Company
to Fix the Directors' Remuneration Management For Voted - For
4 To Re-appoint Auditors and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
5.A That: (a) Subject to Paragraph (c) of This
Resolution, the Exercise by the Directors of the
Company ("directors") During the Relevant Period
(as Hereinafter Defined) of All the Powers of the
Company to Allot, Issue and Deal with Additional
Shares of the Company ("shares") Or Securities
Convertible Into Shares, Or Options, Warrants Or
Similar Rights to Subscribe for Any Shares, and to
Make Or Grant Offers, Agreements and Options Which
Might Require the Exercise of Such Power be and is
Hereby Generally and Unconditionally Approved; (b)
the Approval in Paragraph (a) of This Resolution
Shall be in Addition to Any Management For Voted - Against
Other Authorisations Given to the Directors and
Shall Authorise the Directors During the Relevant
Period to Make Or Grant Offers, Agreements and
Options Which Might Require the Exercise of Such
Power After the End Contd Non-Voting
Contd of the Relevant Period; (c) the Aggregate
Nominal Amount of Share- Capital Allotted Or Agreed
Conditionally Or Unconditionally to be
Allotted-(whether Pursuant to an Option Or
Otherwise) by the Directors Pursuant to
480
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The-approval Given in Paragraph (a) of This
Resolution, Otherwise Than Pursuant-to: (i) A
Rights Issue (as Hereinafter Defined); (ii) the
Exercise of Rights-of Subscription Or Conversion
Under the Terms of Any Warrants Issued by
The-company Or Any Securities Which are Convertible
Into Shares; (iii) The-exercise of Any Option
Scheme Or Similar Arrangement for the Time Being-
Adopted for the Grant Or Issue to the Officers
And/or Employees of The-company And/or Any of Its
Subsidiaries of Shares Or Rights to Acquire
Shares;-or (iv) Any Scrip Dividend Or Similar
Arrangement Providing for the Allotment-of Contd Non-Voting Non-Voting
Contd Shares in Lieu of the Whole Or Part of A
Dividend on Shares In- Accordance with the Articles
of Association of the Company; Shall Not Exceed-20
Per Cent of the Aggregate Nominal Amount of the
Share Capital of The-company in Issue at the Date
of Passing This Resolution and the Said Approval-
Shall be Limited Accordingly; (d) Subject to the
Passing of Each of The-paragraphs (a), (b) and (c)
of This Resolution, Any Prior Approvals of The-kind
Referred to in Paragraphs (a), (b) and (c) of This
Resolution Which Had-been Granted to the Directors
and Which are Still in Effect be and are
Hereby-revoked; and (e) for the Purpose of This
Resolution: "relevant Period" Means-the Period from
the Passing of This Resolution Until Whichever is
the Earlier-of: (i) the Conclusion of the Next
Annual General Meeting of the Company;-(ii) Contd Non-Voting Non-Voting
Contd the Expiration of the Period Within Which the
Next Annual General-meeting of the Company is
Required by Any Applicable Laws Or the Articles
Of-association of the Company to be Held; and (iii)
the Revocation Or Variation-of The Non-Voting Non-Voting
Authority Given Under This Resolution by an
Ordinary Resolution of The-shareholders of the
Company in General Meeting; and "rights Issue"
Means An-offer of Shares Or Issue of Options,
Warrants Or Other Securities Giving The-right to
Subscribe for Shares Open for A Period Fixed by the
Directors To- Holders of Shares Or Any Class
Thereof on the Register of Members of The-company
on A Fixed Record Date in Proportion to Their Then
Holdings of Such-shares Or Class Thereof (subject
to Such Exclusion Or Other Arrangements As-the
Directors May Deem Necessary Or Expedient in
Relation to Fractional Contd Non-Voting
Contd Entitlements Or Having Regard to Any
Restrictions Or Obligations Under-the Laws Of, Or
the Requirements of Any Recognised Regulatory Body
Or Stock-exchange in Any Territory Outside Hong
Kong) Non-Voting Non-Voting
5.B That: (a) Subject to Paragraph (b) of This
Resolution, the Exercise by the Directors During
the Relevant Period (as Hereinafter Defined) of All
481
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Powers of the Company to Repurchase Shares Or
Securities Convertible Into Shares on the Stock
Exchange of Hong Kong Limited ("stock Exchange") Or
on Any Other Stock Exchange on Which the Securities
of the Company May be Listed and Recognized for
This Purpose by the Securities and Futures
Commission of Hong Kong and the Stock Exchange
Under the Hong Kong Code on Share Repurchases And,
Subject to and in Accordance with All Applicable
Laws and Regulations, be and is Hereby Generally
and Unconditionally Approved; (b) the Aggregate
Nominal Amount of the Securities Which May be
Repurchased by the Company Pursuant to Paragraph
(a) of This Resolution During the Relevant Period
Shall Contd Management For Voted - For
Contd Not Exceed 10% of the Aggregate Nominal
Amount of the Share Capital Of-the Company in Issue
at the Date of the Passing of This Resolution and
The-approval Granted Under Paragraph (a) of This
Resolution Shall be Limited- Accordingly; (c)
Subject to the Passing of Each of the Paragraphs
(a) and (b)-of This Resolution, Any Prior Approvals
of the Kind Referred to in Paragraphs-(a) and (b)
of This Resolution Which Had Been Granted to the
Directors And-which are Still Non-Voting Non-Voting
In Effect be and are Hereby Revoked; and (d) for
the Purpose-of This Resolution: "relevant Period"
Means the Period from the Passing Of-this
Resolution Until Whichever is the Earlier Of: (i)
the Conclusion of The- Next Annual General Meeting
of the Company; (ii) the Expiration of the
Period-within Which the Next Annual General Meeting
of the Company is Contd Non-Voting
Contd Required by the Articles of Association of
the Company Or Any- Applicable Laws to be Held; and
(iii) the Revocation Or Variation of The- Authority
Given Under This Resolution by an Ordinary
Resolution of The-shareholders of the Company in
General Meeting Non-Voting Non-Voting
5.C That Conditional Upon the Passing of Resolutions
Numbered 5a and 5b As Set Out in the Notice
Convening This Meeting, the General Mandate Granted
to the Directors to Exercise the Powers of the
Company to Allot, Issue Or Otherwise Deal with
Shares Pursuant to Resolution Numbered 5a Above be
and is Hereby Extended by the Addition to the
Aggregate Nominal Amount of the Shares of an Amount
Representing the Aggregate Nominal Amount of the
Share Capital of the Company Repurchased by the
Company Under the Authority Granted Pursuant to
Resolution Numbered 5b Above, Provided That Such
Amount Shall Not Exceed 10 Per Cent. of the
Aggregate Nominal Amount of the Share Capital of
the Company in Issue at the Date of the Passing of
This Resolution Management For Voted - Against
482
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MAANSHAN IRON & STEEL CO LTD
CUSIP: Y5361G109
Meeting Date: 09-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1". Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0624/ltn20130624762.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0624/ltn20130624750.pdf Non-Voting Non-Voting
1 To Elect Mr. Ding Yi As Director of the Board of
the Company Management For Voted - Against
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0911/ltn20130911697.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0911/ltn20130911660.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 To Consider and Approve the Disposal of Equity
Interests and Assets Agreement Entered Between the
Company and Magang (group) Holding Company Limited
on 22 August 2013 Management For Voted - For
2 To Consider and Approve Continuing Connected
Transactions Agreement Entered Between the Company
and Magang (group) Holding Company Limited on 22
August 2013 Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508968.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/ltn20140508939.pdf Non-Voting Non-Voting
1 To Consider and Approve the Work Report of the
Board of Directors for the Year 2013 Management For Voted - For
2 To Consider and Approve the Work Report of the
Supervisory Committee for the Year 2013 Management For Voted - For
483
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider and Approve the Audited Financial
Statements for the Year 2013 Management For Voted - For
4 To Consider and Approve the Appointment of Ernst &
Young Hua Ming LLP As the Company's Auditor for the
Year 2014, and to Authorise the Board of Directors
to Determine the Remuneration of the Auditor Based
on That in 2013 Management For Voted - For
5 To Consider and Approve the Resolution on the
Adjustment in Depreciation Period of Fixed Assets Management For Voted - For
6 To Consider and Approve the Profit Distribution
Plan for the Year 2013 Management For Voted - For
MIDAS HOLDINGS LTD
CUSIP: Y6039M114
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Directors' Report and
Audited Financial Statements for the Financial Year
Ended 31 December 2013 Together with the Auditors'
Report Thereon Management For Voted - For
2 To Approve Payment of Proposed Final Dividend of
0.25 Singapore Cents Per Ordinary Share for the
Financial Year Ended 31 December 2013 (2012: 0.25
Singapore Cents) Management For Voted - For
3 To Approve Payment of Directors' Fees of
Sgd160,000/- Management For Voted - For
4 To Re-elect Dr. Xu Wei Dong As A Director Management For Voted - For
5 To Re-elect Mr. Chen Wei Ping As A Director Management For Voted - For
6 To Re-appoint Messrs. Mazars LLP As the Company's
Auditors and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
7 Authority to Allot and Issue Shares Management For Voted - For
NINE DRAGONS PAPER (HOLDINGS) LTD
CUSIP: G65318100
Meeting Date: 23-Jun-14 Meeting Type: Special General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0528/ltn20140528233.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0528/ltn20140528252.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
484
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Approve, Ratify and Confirm the Longteng
Packaging Materials and Chemicals Purchase
Agreement, and the Proposed Annual Caps in Relation
to the Longteng Packaging Materials and Chemicals
Purchase Agreement for the Three Financial Years
Ending 30 June 2017, and to Authorise Any One
Director of the Company to Execute All Documents,
Instruments and Agreements and to Do All Other Acts
Or Things Deemed by Him/her to be Incidental,
Ancillary to Or in Connection with the Longteng
Packaging Materials and Chemicals Purchase
Agreement, the Transactions Contemplated Thereunder
and the Proposed Annual Caps for the Three
Financial Years Ending 30 June 2017 Management For Voted - For
2 To Approve, Ratify and Confirm the Nantong Tenglong
Chemicals Purchase Agreement, and the Proposed
Annual Caps in Relation to the Nantong Tenglong
Chemicals Purchase Agreement for the Three
Financial Years Ending 30 June 2017, and to
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Nantong Tenglong Chemicals
Purchase Agreement, the Transactions Contemplated
Thereunder and the Proposed Annual Caps for the
Three Financial Years Ending 30 June 2017 Management For Voted - For
3 To Approve, Ratify and Confirm the Longteng
Packaging Paperboard Supply Agreement, and the
Proposed Annual Caps in Relation to the Longteng
Packaging Paperboard Supply Agreement for the Three
Financial Years Ending 30 June 2017, and to
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Longteng Packaging Paperboard
Supply Agreement, the Transactions Contemplated
Thereunder and the Proposed Annual Caps for the
Three Financial Years Ending 30 June 2017 Management For Voted - For
4 To Approve, Ratify and Confirm the Taicang
Packaging Paperboard Supply Agreement, and the
Proposed Annual Caps in Relation to the Taicang
Packaging Paperboard Supply Agreement for the Three
Financial Years Ending 30 June 2017, and to
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Taicang Packaging Paperboard
Supply Agreement, the Transactions Contemplated
Thereunder and the Proposed Annual Caps for the
Three Financial Years Ending 30 June 2017 Management For Voted - For
5 To Approve, Ratify and Confirm the Honglong
Packaging Paperboard Supply Agreement, and the
Proposed Annual Caps in Relation to the Honglong
485
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Packaging Paperboard Supply Agreement for the Three
Financial Years Ending 30 June 2017, and to
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Honglong Packaging Paperboard
Supply Agreement, the Transactions Contemplated
Thereunder and the Proposed Annual Caps for the
Three Financial Years Ending 30 June 2017 Management For Voted - For
6 To Approve, Ratify and Confirm the Acn Recovered
Paper Purchase Agreement, and the Proposed Annual
Caps in Relation to the Acn Recovered Paper
Purchase Agreement for the Three Financial Years
Ending 30 June 2017, and To Management For Voted - For
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Acn Recovered Paper Purchase
Agreement, the Transactions Contemplated Thereunder
and the Proposed Annual Caps for the Three
Financial Years Ending 30 June 2017 Non-Voting
7 To Approve, Ratify and Confirm the Tianjin Acn
Wastepaper Purchase Agreement, and the Proposed
Annual Caps in Relation to the Tianjin Acn
Wastepaper Purchase Agreement for the Three
Financial Years Ending 30 June 2017, and to
Authorise Any One Director of the Company to
Execute All Documents, Instruments and Agreements
and to Do All Other Acts Or Things Deemed by
Him/her to be Incidental, Ancillary to Or in
Connection with the Tianjin Acn Wastepaper Purchase
Agreement, the Transactions Contemplated Thereunder
and the Proposed Annual Caps for the Three
Financial Years Ending 30 June 2017 Management For Voted - For
NORTH MINING SHARES CO LTD
CUSIP: G6661B121
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429548.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429514.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Adopt the Audited Consolidated Financial
Statements and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - Against
486
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.I To Re-elect Mr. Zhang Jia Kun As Executive Director Management For Voted - Against
2.II To Re-elect Mr. Lo Wa Kei, Roy As Independent
Non-executive Director Management For Voted - Against
2.III To Authorise the Board of Directors to Fix the
Remuneration of Directors Management For Voted - For
3 To Re-appoint Elite Partners Cpa Limited As
Auditors of the Company and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors to
Allot and Issue New Shares Management For Voted - Against
5 To Grant A General Mandate to the Directors to
Repurchase Shares Management For Voted - For
6 To Extend the General Mandate on the Issue of
Additional Shares Management For Voted - Against
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO LTD
CUSIP: Y78299107
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1206/ltn20131206305.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1206/ltn20131206321.pdf Non-Voting Non-Voting
1 To Approve, Confirm and Ratify the Master Agreement
(as Defined in the Circular of the Company Dated 9
December 2013 (the "circular")) Entered Into
Between Shougang Corporation and the Company; to
Approve the Cap Amounts As Set Out in the Circular
for Each of the Three Financial Years Ending 31
December 2016; and to Authorize Any One Director of
the Company, Or Any Two Directors of the Company If
the Affixation of the Common Seal is Necessary, to
Execute All Such Other Documents, Instruments and
Agreements and to Do All Such Acts Or Things Deemed
by Him/her/them to be Incidental To, Ancillary to
Or in Connection with the Matters Contemplated in
the Master Agreement and to Give Effect to the
Transactions Contemplated Under the Master Agreement Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
487
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
K/2014/0416/ltn20140416721.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416695.pdf Non-Voting Non-Voting
1 To Receive the Report of the Directors and the
Audited Financial Statements for the Year Ended 31
December 2013 Management For Voted - For
2.A To Re-elect Mr. Zhang Wenhui As Director Management For Voted - For
2.B To Re-elect Mr. Leung Shun Sang, Tony As Director Management For Voted - For
2.C To Re-elect Ms. Kan Lai Kuen, Alice As Director Management For Voted - For
3 To Appoint Auditor and to Authorise the Directors
to Fix Its Remuneration Management For Voted - For
4 To Give A General Mandate to the Directors to Issue
and Dispose of Shares Not Exceeding 20% of the
Existing Total Number of Shares of the Company in
Issue Management For Voted - Against
5 To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Existing
Total Number of Shares of the Company in Issue Management For Voted - For
6 To Add, Conditional Upon the Passing of Resolution
5 Above, the Total Number of Repurchased Shares to
the General Mandate Given to the Directors to Allot
Shares Management For Voted - Against
SINOFERT HOLDINGS LTD, HAMILTON
CUSIP: G8403G103
Meeting Date: 24-Jan-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn20140107350.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn20140107342.pdf Non-Voting Non-Voting
1 To Approve the Amended Mou (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 8 January 2014), the Transactions
Contemplated Thereunder, the Proposed Annual Caps
Relating Thereto, and Associated Matters Management For Voted - For
2 To Approve the Framework Agreement (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 8 January 2014), the Transactions
Contemplated Thereunder, the Proposed Annual Caps
Relating Thereto, and Associated Matters Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
488
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
K/2014/0408/ltn20140408457.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408476.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and the Auditors of the Company
for the Year Ended 31 December 2013 Management For Voted - For
2.A To Re-elect Mr. Wang Hong Jun As an Executive
Director of the Company Management For Voted - Against
2.B To Re-elect Mr. Harry Yang As an Executive Director
of the Company Management For Voted - Against
2.C To Re-elect Mr. Yang Lin As A Non- Executive
Director of the Company Management For Voted - Against
2.D To Re-elect Ms. Xiang Dandan As A Non- Executive
Director of the Company Management For Voted - Against
3 To Authorize the Board of Directors of the Company
to Fix the Remuneration for All Directors Management For Voted - For
4 To Re-appoint KPMG As Auditors of the Company and
to Authorize the Board of Directors of the Company
to Fix Their Remuneration Management For Voted - For
5 To Grant to the Directors A General Mandate to
Allot, Issue and Deal with Ordinary Shares of the
Company Management For Voted - Against
6 To Grant to the Directors A General Mandate to
Repurchase Ordinary Shares of the Company Management For Voted - For
7 To Extend the General Mandate to the Directors to
Allot, Issue and Deal with Ordinary Shares of the
Company by the Number of Ordinary Shares Repurchased Management For Voted - Against
Meeting Date: 15-May-14 Meeting Type: Special General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424553.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424631.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Approve the Transactions Contemplated Under the
Sulphur Import Framework Agreement (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 25 April 2014), the Proposed
Revised Annual Caps Relating Thereto and Associated
Matters Management For Voted - For
489
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SINOPEC SHANGHAI PETROCHEMICAL CO LTD
CUSIP: Y80373106
Meeting Date: 22-Oct-13 Meeting Type: Class Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0905/ltn201309051088.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0905/ltn201309051180.pdf Non-Voting Non-Voting
1 To Consider and Approve the Proposal on
Distribution of 2013 Interim Cash Dividend, and
Capitalisation of Capital Fund and Surplus Reserve
Fund Management For Voted - For
Meeting Date: 22-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0905/ltn201309051172.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0905/ltn201309051074.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Consider and Approve the Appointment of Mr.
Zhang Yimin As the Independent Non-executive
Director of the Company's Seventh Session of the
Board Management For Voted - For
2 To Consider and Approve the Proposal on
Distribution of 2013 Interim Cash Dividend, and
Capitalisation of Capital Fund and Surplus Reserve
Fund Management For Voted - For
Meeting Date: 11-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1025/ltn20131025035.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1025/ltn20131025027.pdf Non-Voting Non-Voting
27 Nov 2013: Please Note in the Hong Kong Market
That A Vote of "abstain" Will-be Treated the Same
As A "take No Action" Vote. Non-Voting Non-Voting
1 To Consider and Approve the Resolution on the
"mutual Product Supply and Sale Services Framework
Agreement" (2014-2016) and the Caps on the
490
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Continuing Connected Transactions Contemplated
Thereunder for Years 2014-2016 Management For Voted - For
2 To Consider and Approve the Resolution on the
"comprehensive Services Framework Agreement"
(2014-2016) and the Caps on the Relevant Continuing
Connected Transactions Contemplated Thereunder for
Years 2014-2016 Management For Voted - For
3 The Amendments to Both the Articles of Association
of the Company and Appendices of Those Articles As
Proposed by the Board, and the Authorization to the
Secretary to the Board To, on Behalf of the
Company, Transact All Relevant Matters in Relation
to Such Amendments Regarding Any Applications,
Approvals, Disclosure, Registrations and Filings
(including Wording Amendments As Requested by the
Regulatory Authorities) Management For Voted - For
27 Nov 2013: Please Note That This is A Revision
Due to Change in Comment And-change in Split Voting
Tag to Y. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
01 May 2014: Please Note That the Company Notice
and Proxy Form are Available-by Clicking on
the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn2014042-9226.pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn2014042-9244.pdf Non-Voting Non-Voting
01 May 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' for All
Resolutions, Abstain is Not A Voting Option on This
Meeting.-thank You. Non-Voting Non-Voting
1 To Consider and Approve the 2013 Work Report of the
Board of the Company Management For Voted - For
2 To Consider and Approve the 2013 Work Report of the
Supervisory Committee of the Company Management For Voted - For
3 To Consider and Approve the 2013 Audited Financial
Statements of the Company Management For Voted - For
4 To Consider and Approve the 2013 Profit
Distribution Plan of the Company Management For Voted - For
5 To Consider and Approve the 2014 Financial Budget
Report of the Company Management For Voted - For
6 To Consider and Approve the Re- Appointment of
PricewaterhouseCoopers Zhong Tian LLP (special
General Partnership)"and PricewaterhouseCoopers As
the Domestic and International Auditors,
Respectively, of the Company for the Year 2014 and
Authorization of the Board to Determine Their
Remuneration Based on the Terms of Work Management For Voted - For
491
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.1.ATo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Wang
Zhiqing Management For Voted - For
7.1.BTo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Wu
Haijun Management For Voted - For
7.1.CTo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Gao
Jinping Management For Voted - For
7.1.DTo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Ye
Guohua Management For Voted - For
7.1.E To Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Jin
Qiang Management For Voted - For
7.1.F To Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Guo
Xiaojun Management For Voted - For
7.1.GTo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Lei
Dianwu Management For Voted - For
7.1.HTo Elect the Following Candidate As Non-independent
Director of the Eighth Session of the Board: Mo
Zhenglin Management For Voted - For
7.2.ATo Elect the Following Candidate As Independent
Director of the Eighth Session of the Board: Shen
Liqiang Management For Voted - For
7.2.B To Elect the Following Candidate As Independent
Director of the Eighth Session of the Board: Jin
Mingda Management For Voted - For
7.2.CTo Elect the Following Candidate As Independent
Director of the Eighth Session of the Board: Cai
Tingji Management For Voted - For
7.2.DTo Elect the Following Candidate As Independent
Director of the Eighth Session of the Board: Zhang
Yimin Management For Voted - For
8.A To Elect the Non-employee Supervisor of the Eighth
Session of the Company's Supervisory Committee:
Zhai Yalin Management For Voted - For
8.B To Elect the Non-employee Supervisor of the Eighth
Session of the Company's Supervisory Committee:
Wang Liqun Management For Voted - Against
8.C To Elect the Non-employee Supervisor of the Eighth
Session of the Company's Supervisory Committee:
Chen Xinyuan Management For Voted - For
8.D To Elect the Non-employee Supervisor of the Eighth
Session of the Company's Supervisory Committee:
Zhou Yunnong Management For Voted - For
09 Jun 2014: Please Note That This is A Revision
Due to Change in Split Voting-tag to Y. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
492
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SINOPEC YIZHENG CHEMICAL FIBRE CO LTD
CUSIP: Y8038V103
Meeting Date: 05-Nov-13 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913309.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0913/ltn20130913279.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 To Consider and Approve the Proposed Bonus Issue of
Shares by Way of Capitalization of Common Reserves,
and Authorise the Company Secretary of the Company
to Deal with All Procedural Requirements Such As
Applications, Approvals, Registrations and Filings
in Relation to the Above-mentioned Matter Management For Voted - For
Meeting Date: 05-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0913/ltn20130913209.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0913/ltn20130913163.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Consider and Approve the Proposed Bonus Issue of
Shares by Way of Capitalization of Common Reserves,
and Authorise the Company Secretary of the Company
to Deal with All Procedural Requirements Such As
Applications, Approvals, Registrations and Filings
in Relation to the Above-mentioned Matter Management For Voted - For
2 To Approve the Proposed Amendments to the Articles
of Association of the Company and Authorise the
Company Secretary To, on Behalf of the Company,
Deal with All Procedural Requirements Such As
Applications, Approvals, Registrations and Filings
in Relation to the Proposed Amendments to the
Articles of Association (including Amendments on
Wording As Requested by the Regulatory Authorities) Management For Voted - For
Meeting Date: 18-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
493
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429592.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429655.pdf Non-Voting Non-Voting
1 To Receive, Consider and Approve the Report of the
Board of the Directors of the Company for the Year
2013 Management For Voted - For
2 To Receive, Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Receive, Consider and Approve the Audited
Financial Statements and the Report of the Auditors
of the Company for the Year 2013 Management For Voted - For
4 To Receive, Consider and Approve the Scheme of
Profit Distribution of the Company for the Year 2013 Management For Voted - For
5 To Re-appoint PricewaterhouseCoopers Zhong Tian LLP
(special General Partnership) As the Domestic
Auditor and Internal Control Auditor of the Company
for the Year 2014 and to Re-appoint
PricewaterhouseCoopers As the International Auditor
of the Company for the Year 2014, and Authorize the
Board of Directors to Fix Their Remuneration Management For Voted - For
6 To Elect Mr. Li Jian-ping As A Director of the
Seventh Session of the Board of Directors of the
Company Management For Voted - Against
05 May 2014: Please Note That This is A Revision
Due to Change in Record Date-from 19 May 2014 to 16
May 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
WEST CHINA CEMENT LTD, ST HELIER
CUSIP: G9550B111
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425521.pdf,-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425562.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements and the Reports
of the Directors of the Company (the ''directors'')
and Auditors of the Company and Its Subsidiaries
for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend of Rmb2 Cents Per
Ordinary Share for the Year Ended 31 December 2013
to the Shareholders of the Company Which Shall be
494
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Paid Out of the Distributable Reserves of the
Company Management For Voted - For
3.a To Re-elect Mr. Zhang Jimin As an Executive Director Management For Voted - For
3.b To Re-elect Mr. Wang Jianli As an Executive Director Management For Voted - For
3.c To Re-elect Ms. Low Po Ling As an Executive Director Management For Voted - For
3.d To Re-elect Mr. Xu Delong As an Independent
Non-executive Director Management For Voted - For
4 To Authorise the Board of Directors to Fix the
Remuneration of the Directors Management For Voted - For
5 To Re-appoint Deloitte & Touche Tohmatsu As
Auditors of the Company and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Shares of the Company
Not Exceeding 20% of the Aggregate Nominal Amount
of the Issued Share Capital of the Company As at
the Date of Passing This Resolution Management For Voted - Against
7 To Grant A General Mandate to the Directors to
Purchase Shares of the Company Not Exceeding 10% of
the Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing
This Resolution Management For Voted - For
8 To Extend the General Mandate Granted Under
Resolution No. 6 by Adding the Shares Purchased
Pursuant to the General Mandate Granted by
Resolution No. 7 Management For Voted - Against
YINGDE GASES GROUP CO LTD
CUSIP: G98430104
Meeting Date: 28-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1112/ltn20131112174.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1112/ltn20131112178.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1.1 That the Conditional Subscription Agreement Dated 9
August 2013 and the Conditional Supplemental
Subscription Agreement Dated 30 October 2013 Which
are Entered Into Between the Company As the Issuer
and Bubbly Brooke As A Subscriber in Relation to
the Subscription of the 18,068,300 Non-listed
Warrants by Bubbly Brooke at the Subscription Price
of Hkd 0.01 Per Unit of the Warrant, and Entitles
the Holder(s) Thereof to Subscribe for an Aggregate
18,068,300 in the Shares of Usd 0.000001 Each in
the Share Capital of the Company at the Exercise
Price of Hkd 7.29 (subject to Adjustment) Per Share
495
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
During A Period of Sixty Months Commencing from the
Date of Issue of the Warrants, and the Transactions
Contemplated Thereunder be and are Hereby Approved,
Confirmed and Ratified Management For Voted - For
1.2 That the Conditional Subscription Agreement Dated 9
August 2013 and the Conditional Supplemental
Subscription Agreement Dated 30 October 2013 Which
are Entered Into Between the Company As the Issuer
and Baslow As A Subscriber in Relation to the
Subscription of the 9,034,150 Non-listed Warrants
by Baslow at the Subscription Price of Hkd 0.01 Per
Unit of the Warrant, and Entitles the Holder(s)
Thereof to Subscribe for an Aggregate 9,034,150 in
the Shares of Usd 0.000001 Each in the Share
Capital of the Company at the Exercise Price of Hkd
7.29 (subject to Adjustment) Per Share During A
Period of Sixty Months Commencing from the Date of
Issue of the Warrants, and the Transactions
Contemplated Thereunder be and are Hereby Approved,
Confirmed and Ratified Management For Voted - For
1.3 That the Conditional Subscription Agreement Dated 9
August 2013 and the Conditional Supplemental
Subscription Agreement Dated 30 October 2013 Which
are Entered Into Between the Company As the Issuer
and Rongton As A Subscriber in Relation to the
Subscription of the 4,517,075 Non-listed Warrants
by Rongton at the Subscription Price of Hkd 0.01
Per Unit of the Warrant, and Entitles the Holder(s)
Thereof to Subscribe for an Aggregate 4,517,075 in
The Management For Voted - For
Shares of Usd 0.000001 Each in the Share Capital of
the Company at the Exercise Price of Hkd 7.29
(subject to Adjustment) Per Share During A Period
of Sixty Months Commencing from the Date of Issue
of the Warrants, and the Transactions Contemplated
Thereunder be and are Hereby Approved, Confirmed
and Ratified Non-Voting
2 That the Issue of the Warrants in Accordance with
the Terms and Conditions of the Subscription
Agreements and Supplemental Agreements and the
Transactions Contemplated Thereunder be and is
Hereby Approved Management For Voted - For
3 That the Allotment and Issue of the Warrant Shares
to the Relevant Holder(s) of the Warrant(s) be and
is Hereby Approved Management For Voted - For
4 That Any One Director of the Company be and is
Hereby Authorised to Do All Such Thing and Acts As
He May in His Discretion Considers As Necessary,
Expedient Or Desirable for the Purpose of Or in
Connection with the Implementation of the
Subscription Agreements and Supplemental Agreements
and the Transactions Contemplated Thereunder,
Including But Not Limited to the Execution of All
Such Documents Under Seal Where Applicable, As He
Considers Necessary Or Expedient in His Opinion to
Implement And/or Give Effect to the Issue of the
496
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Warrants, and the Allotment and Issue of Warrant
Share(s) of Which May Fall to be Issued Upon
Exercise of the Subscription Rights Attaching to
the Warrants Management For Voted - For
14 Nov 13: Please Note That This is A Revision Due
to Change in Record Date Fr-om 27 Nov 13 to 25 Nov
13. If You Have Already Sent in Your Votes, Please
Do N-ot Return This Proxy Form Unless You Decide to
Amend Your Original Instruction-s. Thank You. Non-Voting Non-Voting
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0401/ltn201404011005.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0401/ltn201404011178.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and Auditor for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.A.i To Re-elect the Following Person As Director of the
Company: Mr. Trevor Raymond Strutt Management For Voted - For
3Aii To Re-elect the Following Person As Director of the
Company: Mr. Zheng Fuya Management For Voted - For
3Aiii To Re-elect the Following Person As Director of the
Company: Mr. He Yuanping Management For Voted - For
3.B To Authorise the Board of Directors to Fix the
Remuneration of the Directors of the Company Management For Voted - For
4 To Re-appoint KPMG As Auditor of the Company and
Authorise the Board of Directors of the Company to
Fix Its Remuneration Management For Voted - For
5.A To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with Additional
Shares Not Exceeding 10% of the Issued Share
Capital of the Company Management For Voted - Against
5.B To Grant A General Mandate to the Directors of the
Company to Repurchase Shares Not Exceeding 10% of
the Issued Share Capital of the Company Management For Voted - For
5.C To Extend the Authority Given to the Directors of
the Company Pursuant to Ordinary Resolution No.
5(a) to Issue Shares by Adding to the Issued Share
Capital of the Company the Number of Shares
Repurchased Under Ordinary Resolution No. 5(b) Management For Voted - Against
6.A To Grant 18,068,300 Options to Mr. Zhongguo Sun to
Subscribe for 18,068,300 Ordinary Shares of Usd
0.000001 Each in the Capital of the Company at an
497
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Exercise Price of Hkd 6.66, Under the Share Option
Scheme Adopted by the Company on 12 September 2009 Management For Voted - For
6.B To Grant 9,034,150 Options to Mr. Trevor Raymond
Strutt to Subscribe for 9,034,150 Ordinary Shares
of Usd 0.000001 Each in the Capital of the Company
at an Exercise Price of Hkd 6.66, Under the Share
Option Scheme Adopted by the Company on 12
September 2009 Management For Voted - For
6.C To Grant 4,517,075 Options to Mr. Zhao Xiangti to
Subscribe for 4,517,075 Ordinary Shares of Usd
0.000001 Each in the Capital of the Company at an
Exercise Price of Hkd 6.66, Under the Share Option
Scheme Adopted by the Company on 12 September 2009 Management For Voted - For
YONGYE INTERNATIONAL, INC.
CUSIP: 98607B106 TICKER: YONG
Meeting Date: 03-Dec-13 Meeting Type: Annual
1. Director Management
1 Zishen Wu Management For Voted - For
2 Rijun Zhang Management For Voted - For
3 Xiaochuan Guo Management For Voted - For
4 Sean Shao Management For Voted - For
5 Xindan Li Management For Voted - For
2. Ratification of Independent Accountants, for the
Fiscal Year Ending December 31, 2013. Management For Voted - For
Meeting Date: 05-Mar-14 Meeting Type: Special
1. To Approve the Agreement and Plan of Merger, Dated
As of September 23, 2013, As It May be Amended from
Time to Time, by and Among Yongye International,
Inc, Full Alliance International Limited, Yongye
International Limited and Yongye International
Merger Sub Limited. Management For Voted - For
2. To Adjourn Or Postpone the Special Meeting in Order
to Take Such Actions As our Board of Directors
Determines are Necessary Or Appropriate, Including
to Solicit Additional Proxies If There are
Insufficient Votes at the Time of the Special
Meeting to Approve the Agreement and Plan of Merger. Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: Special
1 To Approve the Agreement and Plan of Merger, Dated
September 23, 2013, As Amended on April 9, 2014,
and As It May be Further Amended from Time to Time,
Among Yongye International, Inc., Full Alliance
International Limited, Yongye International Limited
and Yongye International Merger Sub Limited. Management For Voted - For
2. To Adjourn Or Postpone the Special Meeting in Order
to Take Such Actions As our Board of Directors
498
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Determines are Necessary Or Appropriate, Including
to Solicit Additional Proxies If There are
Insufficient Votes at the Time of the Special
Meeting to Approve the Amended Agreement and Plan
of Merger. Management For Voted - For
ZHAOJIN MINING INDUSTRY COMPANY LTD, BEIJING
CUSIP: Y988A6104
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/1015/ltn-20131015227.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn-20131015219.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn2-0131015215.pdf Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Non-public Issue of Debt Financial Instruments" and
the Authorization of the Chairman of the Company to
Determine and Handle All Matters Relating to the
Non-public Issue of Debt Financial Instruments Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091025.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/lt-n20140508521.pdf
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091039.pdf, and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/050-8/ltn20140508453.pdf Non-Voting Non-Voting
Please Note That This is an Amendment to Meeting Id
299781 Due to Addition Of-resolution S.4. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
O.i The Report of the Board of Directors ("board") of
the Company for the Year Ended 31 December 2013 Management For Voted - For
O.ii The Report of the Supervisory Committee of the
Company for the Year Ended 31 December 2013 Management For Voted - For
O.iii The Audited Financial Report of the Company for the
Year Ended 31 December 2013 Management For Voted - For
O.iv The Proposal for the Declaration and Payment of
Final Dividends for the Year Ended 31 December 2013 Management For Voted - For
499
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.v The Proposal for the Re-appointment of Ernst &
Young and Shulun Pan Certified Public Accountants
As the International Auditor and the Prc Auditor of
the Company Respectively for the Year Ended 31
December 2014, and to Authorize the Board to Fix
Their Respective Remuneration Management For Voted - For
S.1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Allot,
Issue Or Deal with the Domestic Shares and H Shares
of Up to A Maximum of 20% of the Aggregate Nominal
Value of Each of the Issued Domestic Shares and H
Shares of the Company As at the Date of Passing
This Resolution Management For Voted - Against
S.2 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - For
S.3 Proposal for the Issuance of Non- Financial
Corporate Debt Financing Instrument in the
Inter-bank Board Market Management For Voted - For
S.4 The Proposed Issue of Corporate Bonds in the Prc
and the Grant of Authority to the Board to Deal
with Such Matters Relating to the Issue of the
Corporate Bonds (as Set Out in the Circular of the
Company Dated 9 May 2014) Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091027.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091045.pdf Non-Voting Non-Voting
1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - Against
ZIJIN MINING GROUP CO LTD, FUJIAN PROVINCE
CUSIP: Y9892H107
Meeting Date: 25-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0908/ltn20130908035.pdf,-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0908/ltn20130908043.pdf,-
500
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0908/ltn20130908051.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0908/ltn20130908049.pdf Non-Voting Non-Voting
1.1 Election of Director: Mr. Chen Jinghe Management For Voted - For
1.2 Election of Director: Mr. Wang Jianhua Management For Voted - For
1.3 Election of Director: Mr. Qiu Xiaohua Management For Voted - For
1.4 Election of Director: Mr. Lan Fusheng Management For Voted - For
1.5 Election of Director: Mr. Zou Laichang Management For Voted - For
1.6 Election of Director: Mr. Lin Hongfu Management For Voted - For
1.7 Election of Director: Mr. Li Jian Management For Voted - For
1.8 Election of Director: Mr. Lu Shihua Management For Voted - For
1.9 Election of Director: Mr. Ding Shida Management For Voted - For
1.10 Election of Director: Mr. Jiang Yuzhi Management For Voted - For
1.11 Election of Director: Mr. Sit Hoi Wah, Kenneth Management For Voted - For
2.1 Election of Supervisor: Mr. Lin Shuiqing Management For Voted - For
2.2 Election of Supervisor: Mr. Xu Qiang Management For Voted - For
2.3 Election of Supervisor: Mr. Fan Wensheng Management For Voted - For
3 To Approve Remunerations Proposal of Directors and
Supervisors of the Fifth Term of Board of Directors
and Supervisory Committee; to Authorise the Board
of Directors to Enter Into Service Contracts And/or
Appointment Letters with Each of the Newly Elected
Directors and Supervisors Respectively Subject to
Such Terms and Conditions As the Board of Directors
Shall Think Fit and to Do All Such Acts and Things
and Handle All Other Related Matters As Necessary Management For Voted - For
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn201404111370.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn201404111319.pdf Non-Voting Non-Voting
S.1 To Consider and Approve the Completion of
Repurchase of H Shares and Its Change of Registered
Capital of the Company Management For Voted - For
S.2 To Consider and Approve the Amendments on the
Articles of Association of the Company (details Set
Out in Appendix A): Articles 17, 20, 165 Management For Voted - For
S.3 To Consider and Approve A General Mandate to Issue
Debt Financing Instruments (details Set Out in
Appendix B) Management For Voted - For
S.4 To Consider and Approve A General Mandate of the
Company to Repurchase H Shares (details Set Out in
Circular) Management For Voted - For
S.5 To Consider and Approve the Company to Provide
Guarantee to Its Overseas Subsidiaries for the
Loans (details Set Out in Appendix C) Management For Voted - For
O.6 To Consider and Approve the Report of the Board of
Directors of the Company for 2013 Management For Voted - For
501
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.7 To Consider and Approve the Report of the
Independent Directors of the Company for 2013
(details Set Out in Appendix D) Management For Voted - For
O.8 To Consider and Approve the Report of Supervisory
Committee of the Company for 2013 Management For Voted - For
O.9 To Consider and Approve the Company's Financial
Report for the Year Ended 31 December 2013 Management For Voted - For
O.10 To Consider and Approve the Company's 2013 Annual
Report and Its Summary Report Management For Voted - For
O.11 To Consider and Approve the Profit Distribution
Proposal of the Company for the Year Ended 31
December 2013: on the Basis of 21,645,855,650
Shares After Deducting the Number of H Shares
Repurchased, the Board of the Company Proposed to
Pay the Qualified Shareholders of the Company the
Final Dividends For Management For Voted - For
The Year Ended 31 December 2013 of Rmb0.8 Per 10
Shares (tax Included). the Total Distribution of
Cash Dividends Amounted to Rmb1,731,668,452. the
Remaining Balance of Undistributed Profit Will be
Reserved for Further Distribution in Future
Financial Years Non-Voting
O.12 To Consider and Approve the Remunerations of the
Executive Directors and Chairman of Supervisory
Committee of the Company for the Year Ended 31
December 2013 (details Set Out in Appendix E) Management For Voted - For
O.13 To Consider and Approve the Reappointment of Ernst
& Young Hua Ming (llp) As the Company's Auditor for
the Year Ended 31 December 2014, and to Authorize
the Board of Directors to Determine the Remuneration Management For Voted - For
Meeting Date: 28-May-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn201404111334.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn201404111378.pdf Non-Voting Non-Voting
1 To Consider and Approve A General Mandate of the
Company to Repurchase H Shares (details Set Out in
Circular) Management For Voted - For
502
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTOFAGASTA PLC, LONDON
CUSIP: G0398N128
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' and Auditors'
Reports and the Financial Statements for the Year
Ended 31 December 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Policy
Report, the Full Text of Which is Set Out in the
Directors' Remuneration Report for the Year Ended
31 December 2013 Management For Voted - For
3 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 (excluding the
Directors' Remuneration Policy Report) Management For Voted - For
4 To Declare A Final Dividend Management For Voted - For
5 To Re-elect Mr. J-p Luksic As A Director Management For Voted - For
6 To Re-elect Mr. W M Hayes As A Director Management For Voted - For
7 To Re-elect Mr. G S Menendez As A Director Management For Voted - For
8 To Re-elect Mr. R F Jara As A Director Management For Voted - For
9 To Re-elect Mr. J G Claro As A Director Management For Voted - For
10 To Re-elect Mr. H Dryland As A Director Management For Voted - For
11 To Re-elect Mr. T C Baker As A Director Management For Voted - For
12 To Re-elect Mr. M L S De Sousa- Oliveira As A
Director Management For Voted - For
13 To Re-elect Mr. N A Pizarro As A Director Management For Voted - For
14 To Re-elect Mr. A Luksic As A Director Management For Voted - For
15 To Re-elect Ms. V Blanlot As A Director Management For Voted - For
16 To Re-appoint Deloitte LLP As Auditors Management For Voted - For
17 To Authorise the Directors to Fix the Auditor's
Remuneration Management For Voted - For
18 To Grant Authority to the Directors to Allot
Securities Management For Voted - For
19 To Grant Power to the Directors to Allot Securities
for Cash Other Than on A Pro Rata Basis to
Shareholders Management For Voted - For
20 To Renew the Company's Authority to Make Market
Purchases of Ordinary Shares Management For Voted - For
21 To Permit the Company to Call General Meetings
(other Than Annual General Meetings) on 14 Clear
Days' Notice Management For Voted - Against
CAPSTONE MINING CORP
CUSIP: 14068G104
Meeting Date: 30-Apr-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
503
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
For-resolution Numbers "2.1 to 2.8 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Eight Management For Voted - For
2.1 Election of Director: Lawrence I. Bell Management For Voted - For
2.2 Election of Director: George L. Brack Management For Voted - For
2.3 Election of Director: Chantal Gosselin Management For Voted - For
2.4 Election of Director: Gookho Lee Management For Voted - For
2.5 Election of Director: Kalidas Madhavpeddi Management For Voted - For
2.6 Election of Director: Dale C. Peniuk Management For Voted - For
2.7 Election of Director: Darren M. Pylot Management For Voted - For
2.8 Election of Director: Richard N. Zimmer Management For Voted - For
3 Appointment of Deloitte LLP, Chartered Accountants,
As Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
4 To Consider And, If Thought Advisable, to Pass A
Special Resolution Approving Amendments to the
Company's Articles to Modify the Means by Which
Notice of Meetings of Shareholders and Other
Shareholder Information May be Delivered to
Shareholders and Revising Certain Quorum
Requirements, As More Particularly Described in the
Information Circular Dated As of March 27, 2014 Management For Voted - For
5 To Consider And, If Thought Advisable, to Pass an
Ordinary Resolution Approving Amendments to the
Company's Share Option and Bonus Share Plan, As
More Particularly Described in the Information
Circular Dated As of March 27, 2014 Management For Voted - For
COPPER MOUNTAIN MINING CORPORATION, VANCOUVER BC
CUSIP: 21750U101
Meeting Date: 17-Jun-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
320401 Due to Receipt of A-dditional Director Name.
All Votes Received on the Previous Meeting Will be
Di-sregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only for Resolution
Num-bers "1.1 to 1.7 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: James O'rourke Management For Voted - For
1.2 Election of Director: Rodney Shier Management For Voted - For
1.3 Election of Director: John Tapics Management For Voted - For
1.4 Election of Director: Marin Katusa Management For Voted - For
1.5 Election of Director: Carl Renzoni Management For Voted - For
1.6 Election of Director: Allan Cloke Management For Voted - For
1.7 Election of Director: Bruce Aunger Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
504
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
3 To Consider, and If Thought Advisable, to Approve
an Amendment to the Corporations Stock Option Plan
Increasing the Number of Common Shares Issuable
Thereunder from 7,500,000 to 13,000,000 Management For Voted - For
4 Ratification of the Grant of 3,300,000 Options Management For Voted - For
27 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 3. If
You Have Already Sent in Your Votes for Mid: 342584
Please-do Not Vote Again Unless You Decide to Amend
Your Original Instructions. Thank-you Non-Voting Non-Voting
CUDECO LTD
CUSIP: Q3046H120
Meeting Date: 28-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 5 to 9 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposals Will be Disregarded by the
Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on the Above Mentioned- Proposals, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposals and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Director - P. Keran Management For Voted - For
3 Re-election of Director - Z. Ma Management For Voted - Against
4 Re-election of Director - Z. Wu Management For Voted - For
5 Approval of Share Issue to Sinosteel Management For Voted - For
6 Ratification of Prior Share Issue to Sinosteel Management For Voted - For
7 Ratification of Prior Share Issue to Oceanwide Management For Voted - For
8 Ratification of Prior Share Issue to Roxstrata Management For Voted - For
9 Approval of Share Issue to H. Liu Management For Voted - For
10 That KPMG be Appointed As the Company's Auditor,
Subject to Asic Providing Its Consent to the
Resignation of Bdo Audit Pty Ltd ('bdo') As the
Company's Auditor Management For Voted - For
505
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST QUANTUM MINERALS LTD, VANCOUVER BC
CUSIP: 335934105
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.9 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Nine (9) Management For Voted - For
2.1 Election of Director: Philip K.r. Pascall Management For Voted - For
2.2 Election of Director: G. Clive Newall Management For Voted - For
2.3 Election of Director: Martin Rowley Management For Voted - For
2.4 Election of Director: Peter St. George Management For Voted - For
2.5 Election of Director: Andrew Adams Management For Voted - For
2.6 Election of Director: Michael Martineau Management For Voted - For
2.7 Election of Director: Paul Brunner Management For Voted - For
2.8 Election of Director: Michael Hanley Management For Voted - For
2.9 Election of Director: Robert Harding Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP (uk) As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
4 To Accept the Approach to Executive Compensation
Disclosed in the Company's Management Information
Circular Delivered in Advance of the 2014 Annual
Meeting of Shareholders Management For Voted - For
FREEPORT-MCMORAN COPPER & GOLD INC.
CUSIP: 35671D857 TICKER: FCX
Meeting Date: 16-Jul-13 Meeting Type: Annual
1 Director Management
1 Richard C. Adkerson Management For Voted - For
2 Robert J. Allison, Jr. Management For Voted - For
3 Alan R. Buckwalter, III Management For Voted - For
4 Robert A. Day Management For Voted - For
5 James C. Flores Management For Voted - For
6 Gerald J. Ford Management For Voted - For
7 Thomas A. Fry, III Management For Voted - For
8 H. Devon Graham, Jr. Management For Voted - For
9 Charles C. Krulak Management For Voted - For
10 Bobby Lee Lackey Management For Voted - For
11 Jon C. Madonna Management For Voted - For
12 Dustan E. Mccoy Management For Voted - For
13 James R. Moffett Management For Voted - For
14 B.M. Rankin, Jr. Management For Voted - For
15 Stephen H. Siegele Management For Voted - For
506
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - Against
3 Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm. Management For Voted - For
4 Stockholder Proposal Regarding the Selection of A
Candidate with Environmental Expertise to be
Recommended for Election to the Board of Directors. Shareholder Against Voted - Against
5 Stockholder Proposal Regarding the Requirement That
our Chairman of the Board of Directors be an
Independent Member of the Board of Directors. Shareholder Against Voted - For
6 Stockholder Proposal Regarding the Adoption by the
Board of Directors of A Policy on Board Diversity. Shareholder Against Voted - Against
7 Stockholder Proposal Regarding the Amendment of our
Bylaws to Permit Stockholders Holding 15% of our
Outstanding Common Stock to Call A Special Meeting
of Stockholders. Shareholder Against Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual
1 Director Management
1 Richard C. Adkerson Management For Voted - For
2 Robert J. Allison, Jr. Management For Voted - For
3 Alan R. Buckwalter, III Management For Voted - For
4 Robert A. Day Management For Voted - For
5 James C. Flores Management For Voted - For
6 Gerald J. Ford Management For Voted - For
7 Thomas A. Fry, III Management For Voted - For
8 H. Devon Graham, Jr. Management For Voted - For
9 Lydia H. Kennard Management For Voted - For
10 Charles C. Krulak Management For Voted - For
11 Bobby Lee Lackey Management For Voted - For
12 Jon C. Madonna Management For Voted - For
13 Dustan E. Mccoy Management For Voted - For
14 James R. Moffett Management For Voted - For
15 Stephen H. Siegele Management For Voted - For
16 Frances Fragos Townsend Management For Voted - For
2 Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
3 Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm. Management For Voted - For
4 Approval of the Freeport-mcmoran Copper & Gold Inc.
Annual Incentive Plan. Management For Voted - For
5 Stockholder Proposal Regarding the Selection of A
Candidate with Environmental Expertise to be
Recommended for Election to the Board of Directors. Shareholder Against Voted - Against
507
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GLENCORE XSTRATA PLC, ST HELIER
CUSIP: G39420107
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
1 That the Company's Name be Changed to Glencore PLC
and That the Memorandum of Association of the
Company be Amended by the Deletion of the First
Paragraph Thereof and the Insertion in Its Place of
the Following: the Name of the Company is Glencore
PLC Management For Voted - For
2 That the Articles of Association Produced to the
Meeting and Initialled by the Chairman of the
Meeting for Purposes of Identification be Adopted
As the Articles of Association of the Company in
Substitution For, and to the Exclusion Of, the
Existing Articles of Association Management For Voted - For
3 To Receive the Company's Accounts and the Reports
of the Directors and Auditors for the Year Ended
31dec2013 (2013 Annual Report) Management For Voted - For
4 To Approve A Final Distribution of Usd0.111 Per
Ordinary Share for the Year Ended 31dec2013 Which
the Directors Propose, and the Shareholders
Resolve, is to be Paid Only from the Capital
Contribution Reserves of the Company Management For Voted - For
5 To Re-elect Anthony Hayward (interim Chairman) As A
Director Management For Voted - For
6 To Re-elect Leonhard Fischer (independent
Non-executive Director) As A Director Management For Voted - For
7 To Re-elect William Macaulay (independent
Non-executive Director) As A Director Management For Voted - For
8 To Re-elect IVan Glasenberg (chief Executive
Officer) As A Director Management For Voted - For
9 To Elect Peter Coates (non-executive Director) As A
Director Management For Voted - For
10 To Elect John Mack (independent Non- Executive
Director) As A Director Management For Voted - For
11 To Elect Peter Grauer (independent Non-executive
Director) As A Director Management For Voted - For
12 To Approve the Directors' Remuneration Report in
the 2013 Annual Report (excluding the Directors'
Remuneration Policy As Set Out in Part A of the
Directors' Remuneration Report) Management For Voted - For
13 To Approve the Directors' Remuneration Policy As
Set Out in Part A of the Directors' Remuneration
Report in the 2013 Annual Report Management For Voted - For
14 To Re-appoint Deloitte LLP As the Company's
Auditors to Hold Office Until the Conclusion of the
Next General Meeting at Which Accounts are Laid Management For Voted - For
15 To Authorise the Audit Committee to Fix the
Remuneration of the Auditors Management For Voted - For
16 To Renew the Authority Conferred on the Directors
Pursuant to Article 10.2 of the Company's Articles
508
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Association (the Articles) to Allot Shares Or
Grant Rights to Subscribe for Or to Convert Any
Security Into Shares for an Allotment Period (as
Defined in the Articles) Commencing on the Date of
the Passing of This Resolution and Ending on the
Earlier of 30 June 2015 and the Conclusion of the
Companys Agm in 2015, and for That Purpose the
Authorised Allotment Amount (as Defined in the
Articles) Shall be U.S.d44,261,351 Management For Voted - For
17 That Subject to the Passing of Resolution 2 the
Directors be and are Hereby Authorised to Offer and
Allot Ordinary Shares to Ordinary Shareholders in
Lieu of A Cash Distribution from Time to Time Or
for Such Period As They May Determine Pursuant to
the Terms of Article 142 of the Articles Provided
That the Authority Conferred by This Resolution
Shall Expire on 20 May 2019 Management For Voted - For
18 Subject to and Conditionally Upon the Passing of
Resolution 16, to Empower the Directors Pursuant to
Article 10.3 of the Articles to Allot Equity
Securities for an Allotment Period (each As Defined
in the Articles) Commencing on the Date of the
Passing of This Resolution and Ending on the
Earlier of 30 June 2015 and the Conclusion of the
Company's Agm in 2015 Wholly for Cash As If Article
11 of the Articles Did Not Apply to Such Allotment
And, for the Purposes of Article Paragraph 10.3(c),
the Non-pre-emptive Amount (as Defined in the
Articles) Shall be U.S.d6,639,203 Management For Voted - For
19 That: (i) the Company be and is Hereby Generally
and Unconditionally Authorised Pursuant to Article
57 of the Companies (jersey) Law 1991 (the
Companies Law) to Make Market Purchases of Ordinary
Shares, Provided That: (a) the Maximum Number of
Ordinary Shares Management For Voted - For
Authorised to be Purchased is 1,327,840,547 (b) the
Minimum Price, Exclusive of Any Expenses, Which May
be Paid for an Ordinary Share is U.S.d0.01; (c) the
Maximum Price, Exclusive of Any Expenses, Which May
be Paid for an Ordinary Share Shall be the Higher
Of: 1. an Amount Equal to 5 Per Cent, Above the
Average of the Middle Market Quotations for
Ordinary Shares Contd Non-Voting
Contd Taken from the London Stock Exchange Daily
Official List for the Five-business Days
Immediately Preceding the Day on Which Such Shares
Are-contracted to be Purchased; and 2. the Higher
of the Price of the Last-independent Trade and the
Highest Current Independent Bid on the London
Stock-exchange Daily Official List at the Time That
the Purchase is Carried Out;-and (d) the Authority
Hereby Conferred Shall Expire on the Earlier of
The- Conclusion of the Company's Agm Contd Non-Voting Non-Voting
Contd in 2015 Or on 30 June 2015 (except That the
Company May Make A Contract-to Purchase Ordinary
Shares Under This Authority Before Such
509
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authority-expires, Which Will Or May be Executed
Wholly Or Partly After the Expiry Of-such
Authority, and May Make Purchases of Ordinary
Shares in Pursuance of Any-such Contract As If Such
Authority Had Not Expired); and (ii) the Company
Be- and is Hereby Generally and Unconditionally
Contd Non-Voting Non-Voting
Contd Authorised Pursuant to Article 58a of the
Companies Law, to Hold, If-the Directors So Desire,
As Treasury Shares, Any Ordinary Shares
Purchased-pursuant to the Authority Conferred by
Paragraph (i) of This Resolution Non-Voting Non-Voting
06 May 2014: Please Note That This is A Revision
Due to Application of Record-date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GRUPO MEXICO SAB DE CV
CUSIP: P49538112
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
I The Report from the Chief Executive Officer of the
Company for the Fiscal Year That Ran from January 1
to December 31, 2013. Discussion and Approval, If
Deemed Appropriate, of the Consolidated Financial
Statements of the Company and Its Subsidiaries to
December 31, 2013. Presentation of the Opinions and
Reports That are Referred to in Article 28, Part
IV, Lines A, C, D and E of the Securities Market
Law, Regarding the Fiscal Year That Ran from
January 1 to December 31, 2013. Resolutions in This
Regard Management For Abstain
II Reading of the Report Regarding the Fulfillment of
the Tax Obligations That are Referred to in Part Xx
of Article 86 of the Income Tax Law During the 2013
Fiscal Year Management For Abstain
III Resolution Regarding the Allocation of Profit from
the Fiscal Year That Ended on December 31, 2013 Management For Abstain
IV The Report That is Referred to in Part III of
Article 60 of the Provisions of A General Nature
That are Applicable to the Issuers of Securities
and Other Securities Market Participants, Including
A Report Regarding the Allocation of the Results
Intended for the Acquisition of the Shares of the
Company During the Fiscal Year That Ended on
December 31, 2013. Determination of the Maximum
Amount of Funds to be Allocated to the Acquisition
of the Shares of the Company During the 2014 Fiscal
Year. Resolutions in This Regard Management For Abstain
V Resolution Regarding the Ratification of the Acts
That Were Done by the Board of Directors, the Chief
Executive Officer and Its Committees During the
510
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Fiscal Year That Ran from January 1 to December 31,
2013 Management For Abstain
VI Appointment Or Reelection, If Deemed Appropriate,
of the Members of the Board of Directors of the
Company and the Classification of Their
Independence in Accordance with Article 26 of the
Securities Market Law. Appointment Or Reelection,
If Deemed Appropriate, of the Members of the
Committees of the Board of Directors and of Their
Chairpersons Management For Abstain
VII Proposal Regarding the Compensation for the Members
of the Board of Directors and for the Members of
the Committees of the Board of Directors.
Resolutions in This Regard Management For Abstain
VIII Designation of the Delegates Who Will Carry Out and
Formalize the Resolutions That are Passed by This
General Meeting. Resolutions in This Regard Management For Voted - For
HUDBAY MINERALS INC
CUSIP: 443628102
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"2.a to 2.j and 3". Thank You. Non-Voting Non-Voting
1 Amend the Articles of Hudbay to Increase the
Minimum Number of Directors to Six and the Maximum
Number of Directors to Thirteen Management For Voted - For
2.A Election of Director: David Garofalo Management For Voted - For
2.B Election of Director: Igor A. Gonzales Management For Voted - For
2.C Election of Director: Tom A. Goodman Management For Voted - For
2.D Election of Director: Alan R. Hibben Management For Voted - For
2.E Election of Director: W. Warren Holmes Management For Voted - For
2.F Election of Director: Sarah B. Kavanagh Management For Voted - For
2.G Election of Director: John L. Knowles Management For Voted - For
2.H Election of Director: Alan J. Lenczner Management For Voted - For
2.I Election of Director: Kenneth G. Stowe Management For Voted - For
2.J Election of Director: G. Wesley Voorheis Management For Voted - For
3 Appointment of Deloitte LLP As Auditors of Hudbay
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - For
IMPERIAL METALS CORP
CUSIP: 452892102
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolution "1" and
511
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
'in Favor' Or 'abstain' Only for Resolution Numbers
"2-.1 to 2.6 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six Management For Voted - For
2.1 Election of Director: Pierre Lebel Management For Voted - For
2.2 Election of Director: J. Brian Kynoch Management For Voted - For
2.3 Election of Director: Larry G. Moeller Management For Voted - For
2.4 Election of Director: Theodore W. Muraro Management For Voted - Against
2.5 Election of Director: Laurie Pare Management For Voted - For
2.6 Election of Director: Edward A. Yurkowski Management For Voted - For
3 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year Management For Voted - For
JIANGXI COPPER CO LTD
CUSIP: Y4446C100
Meeting Date: 11-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn201404241330.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn201404241352.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the "board") for the Year
of 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
of 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
for the Year of 2013 Management For Voted - For
4 To Consider and Approve the Proposal for
Distribution of Profit of the Company for the Year
of 2013 Management For Voted - For
5 To Consider and Approve the Plan of Incentive Award
Fund Reserve for Senior Management for the Year of
2013 and to Authorise Two Directors of the Company
to Form A Sub- Committee of the Directors of the
Company to Determine the Reward for Each Senior
Management in Accordance Therewith Management For Voted - For
6 To Appoint Deloitte Touche Tohmatsu Certified
Public Accountants LLP (special General
Partnership) and Deloitte Touche Tohmatsu As the
Company's Domestic and Overseas Auditors for the
Year of 2014, Respectively and to Authorise the
Board to Determine Their Remunerations and Any One
Executive Director of the Company to Enter Into the
Service Agreement and Any Other Related Documents
with Deloitte Touche Tohmatsu Certified Public
Accountants LLP (special General Partnership) and
Deloitte Touche Tohmatsu Management For Voted - For
512
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Accept the Resignation of Mr. Wu Jianchang As an
Independent Non- Executive Director of the Company
and to Authorise Any One Executive Director of the
Company to Sign All Documents, Agreements and to Do
All Such Acts and Things to Give Effect to Such
Matters Management For Voted - For
8 To Consider and Approve the Appointment of Mr. Qiu
Guanzhou As an Independent Non-executive Director
of the Company and to Authorise Any One Executive
Director of the Company to Enter Into A Service
Contract on Behalf of the Company with Mr. Qiu
Guanzhou on and Subject to Such Terms and
Conditions As the Board of Directors of the Company
Think Fit and to Do All Such Acts and Things to
Give Effect to Such Matters Management For Voted - For
9 To Give A General Mandate to the Board to Issue New
H Shares of Not More Than 20% of the Total H Shares
in Issue As at the Date of the Annual General
Meeting Management For Voted - Against
10 To Approve Amendments to the Articles of
Association of the Company: Article 13, 21, 164, 165 Management For Voted - For
KAZAKHMYS PLC, LONDON
CUSIP: G5221U108
Meeting Date: 02-Aug-13 Meeting Type: Ordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712687.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0712/ltn20130712681.pdf Non-Voting Non-Voting
1 To Approve (1) the Disposal of 334,824,860 Enrc
Shares to Eurasian Resources, (2) the Repurchase by
the Company of 77,041,147 Kazakhmys Shares from
Eurasian Resources, and (3) Publication of A
Prospectus by the Company in Connection with the
Enrc Takeover Offer Management For Voted - For
2 To Approve the Terms of the Repurchase of
77,041,147 Kazakhmys Shares Pursuant to the Share
Repurchase Agreement Management For Voted - For
3 To Approve the Rule 9 Waiver Granted by the Panel
in Connection with the Increase in the Kazakhmys
Concert Party's Shareholding in the Company As A
Result of the Share Repurchase Management For Voted - For
Meeting Date: 07-Jan-14 Meeting Type: Ordinary General Meeting
1 To Approve the Sale of 50 Per Cent. of the Issued
Share Capital of Ekibastuz LLP and 100 Per Cent. of
the Issued Share Capital of Kazhydro to
Samruk-energo Management For Voted - For
513
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the 2013 Directors' and Auditors'
Reports and the Accounts of the Company Management For Voted - For
2 To Approve the Directors' Remuneration Policy Management For Voted - For
3 To Approve the 2013 Directors' Annual Report on
Remuneration Management For Voted - Against
4 To Elect Lynda Armstrong As A Director Management For Voted - For
5 To Re-elect Simon Heale As A Director Management For Voted - For
6 To Re-elect Oleg Novachuk As A Director Management For Voted - For
7 To Re-elect Eduard Ogay As A Director Management For Voted - Against
8 To Re-elect Clinton Dines As A Director Management For Voted - For
9 To Re-elect Vladimir Kim As A Director Management For Voted - For
10 To Re-elect Michael Lynch-bell As A Director Management For Voted - For
11 To Re-elect Lord Renwick As A Director Management For Voted - For
12 To Re-elect Charles Watson As A Director Management For Voted - For
13 To Appoint KPMG LLP As Auditors Management For Voted - For
14 To Authorise the Directors to Set the Auditors'
Remuneration Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply
Pre-emption Rights Management For Voted - For
17 To Authorise the Directors to Make Market Purchases
of the Company's Shares Management For Voted - For
18 To Authorise the Calling of General Meetings on 14
Clear Days' Notice Management For Voted - Against
19 To Approve the Ltip Waiver Granted by the Takeover
Panel Pursuant to the Vesting of Ltip Awards Management For Voted - For
KGHM POLSKA MIEDZ S.A., LUBIN
CUSIP: X45213109
Meeting Date: 23-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Ordinary General Meeting Non-Voting Non-Voting
2 Election of the Chairman of the Ordinary General
Meeting Management For Voted - For
3 Confirmation of the Legality of Convening the
Ordinary General Meeting and Its Capacity to Adopt
Resolutions Management For Voted - For
4 Acceptance of the Agenda Management For Voted - For
5 Review of the Report of the Management Board on the
Activities of Kghm Polska Miedz S.a. in Financial
514
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Year 2013 and the Financial Statements of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
6 Review of the Proposal of the Management Board
Concerning the Appropriation of Company Profit for
Financial Year 2013 Management For Voted - For
7 Review of the Supervisory Board of Kghm Polska
Miedz S.a. Report on the Results of Its Evaluation
of the Report of the Management Board on the
Activities of Kghm Polska Miedz S.a. in Financial
Year 2013 and of the Financial Statements of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
8.A Presentation by the Supervisory Board of A Brief
Assessment of the Standing of Kghm Polska Miedz
S.a. for Financial Year 2013, Including an
Evaluation of the Internal Control System and the
Company's Significant Risk Management System Management For Voted - For
8.B Presentation by the Supervisory Board of A Report
on the Activities of the Supervisory Board of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
9.A Adoption of Resolution: on Approval of the Report
of the Management Board on the Activities of Kghm
Polska Miedz S.a. in Financial Year 2013 Management For Voted - For
9.B Adoption of Resolution: on Approval of the
Financial Statements of Kghm Polska Miedz S.a. for
Financial Year 2013 Management For Voted - For
9.C Adoption of Resolution: on the Appropriation of
Company Profit for Financial Year 2013 Management For Voted - For
10.A Adoption of Resolution: on Approval of the
Performance of Duties of Members of the Management
Board in Financial Year 2013 Management For Voted - For
10.B Adoption of Resolution: on Approval of the
Performance of Duties of Members of the Supervisory
Board in Financial Year 2013 Management For Voted - For
11 Review of the Report of the Management Board on the
Activities of the Kghm Polska Miedz S.a. Group in
Financial Year 2013 and of the Consolidated
Financial Statements of the Kghm Polska Miedz S.a.
Group for Financial Year 2013 Management For Voted - For
12 Review of the Supervisory Board Report on the
Results of Its Evaluation of the Report of the
Management Board on the Activities of the Kghm
Polska Miedz S.a. Group in Financial Year 2013 and
of the Consolidated Financial Statements of the
Kghm Polska Miedz S.a. Group for Financial Year 2013 Management For Voted - For
13.A Adoption of Resolution: on Approval of the Report
of the Management Board on the Activities of the
Kghm Polska Miedz S.a. Group in Financial Year 2013 Management For Voted - For
13.B Adoption of Resolution: on Approval of the
Consolidated Financial Statements of the Kghm
Polska Miedz S.a. Group for Financial Year 2013 Management For Voted - For
14 Appointment of Members of the Supervisory Board of
Kghm Polska Miedz S.a. for the New, 9th Term Management For Abstain
15 Closing of the General Meeting Non-Voting Non-Voting
515
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LUMINA COPPER CORP
CUSIP: 55025N104
Meeting Date: 29-Jan-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' For-all Resolution Numbers.
Thank You. Non-Voting Non-Voting
1.1 Election of Director: Robert Pirooz Management For Voted - For
1.2 Election of Director: John Wright Management For Voted - For
1.3 Election of Director: Ross Cory Management For Voted - For
1.4 Election of Director: Donald Shumka Management For Voted - For
1.5 Election of Director: David Strang Management For Voted - For
2 Appointment of Grant Thornton LLP, Chartered
Accountants As Auditors of the Company for the
Ensuing Year and Authorizing the Directors to Fix
Their Remuneration Management For Voted - For
LUNDIN MINING CORP, VANCOUVER BC
CUSIP: 550372106
Meeting Date: 09-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Donald K. Charter Management For Voted - For
1.2 Election of Director: Paul K. Conibear Management For Voted - For
1.3 Election of Director: John H. Craig Management For Voted - For
1.4 Election of Director: Brian D. Edgar Management For Voted - For
1.5 Election of Director: Peter C. Jones Management For Voted - For
1.6 Election of Director: Lukas H. Lundin Management For Voted - For
1.7 Election of Director: Dale C. Peniuk Management For Voted - For
1.8 Election of Director: William A. Rand Management For Voted - For
2 To Appoint PricewaterhouseCoopers LLP As Auditors
of the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 To Consider And, If Thought Appropriate, Pass an
Ordinary Resolution to Adopt the Share Unit Plan of
the Corporation, to Adopt A New Incentive Option
Plan of the Corporation and to Ratify Certain
Previously Granted Options Under the New Incentive
Stock Option Plan, As More Fully Described in the
Accompanying Management Information Circular Management For Voted - For
516
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORTHERN DYNASTY MINERALS LTD.
CUSIP: 66510M204 TICKER: NAK
Meeting Date: 19-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Nine. Management For Voted - For
02 Director Management
1 Scott D. Cousens Management For Voted - For
2 Robert A. Dickinson Management For Voted - For
3 Gordon J. Fretwell Management For Voted - For
4 Russell E. Hallbauer Management For Voted - For
5 Wayne Kirk Management For Voted - For
6 Peter Mitchell Management For Voted - For
7 Marchand Snyman Management For Voted - For
8 Ronald W. Thiessen Management For Voted - For
9 Kenneth Pickering Management For Voted - For
03 Appointment of Deloitte LLP As Auditor of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration. Management For Voted - For
04 To Authorize the Amendment to and Continuation of
the Company's Share Option Plan for A Period of
Three Years, As Further Described in the
Information Circular Prepared for the Annual and
Special Meeting. Management For Voted - For
OZ MINERALS LTD, MELBOURNE VIC
CUSIP: Q7161P122
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 3 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
2.i Re-election of Mr Dean Pritchard As A Director Management For Voted - For
2.ii Re-election of Ms Rebecca Mcgrath As A Director Management For Voted - For
3 Adoption of Remuneration Report (advisory Only) Management For Voted - For
4 To Renew the Company's Proportional Takeover
Provisions Management For Voted - For
517
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PANAUST LTD
CUSIP: Q7283A110
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
2 Adoption of Remuneration Report (non-binding
Resolution) Management For Voted - For
3 Re-election of Mr Garry Hounsell As A Director Management For Voted - For
4 Re-election of Mr John Crofts As A Director Management For Voted - For
5 Amendments to the Constitution of the Company Management For Voted - For
PARK ELEKTRIK URETIM MADENCILIK SANAYI VE TI
CUSIP: M78160104
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Formation of the Presidency Board Management For Voted - For
2 Authorization of the Presidency Board to Sign
Meeting Minutes Management For Voted - For
3 Reading, Discussion and Approval of Reports
Prepared by the Board, Auditors and Independent
Auditors Management For Voted - For
4 Reading, Discussion and Approval of Balance Sheet
and Income and Loss Statement Management For Voted - For
518
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Release of the Board Management For Voted - For
6 Decision on Profit Distribution Proposal Management For Voted - For
7 Approval of Amendment of Articles 6,19 and 20 of
Articles of Association of the Company Management For Voted - For
8 Approval of Independent Audit Firm Management For Voted - For
9 Election of the Board, Determination of Their Term
of Office and Determination of Independent Board Management For Voted - For
10 Informing the Shareholders About Wage Policy of
Senior Management Management For Voted - For
11 Determination of Wages Management For Voted - For
12 Granting Permission to Carry Out Transactions That
Might Lead to Conflict of Interest with the Company
and to Compete to the Majority Shareholders, Board,
High Level Executives and Their Spouses Accordance
with the Article 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
13 Informing the Shareholders About Donations and
Determination of Upper Limit for Donations Management For Voted - For
14 Informing the Shareholders About Related Party
Transactions Management For Voted - For
15 Informing the Shareholders About Guarantees, Given
Collateral, Pledges Given to the Third Parties and
Realized Benefits from Those Management For Voted - For
16 Wishes and Closing Management For Voted - For
SANDFIRE RESOURCES NL
CUSIP: Q82191109
Meeting Date: 27-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Non Binding Resolution to Adopt Remuneration Report Management For Voted - For
2 Re-election of Mr Paul Hallam As A Director Management For Voted - For
3 Re-election of Mr Robert N Scott As A Director Management For Voted - For
4 Employee Share Option Plan Management For Voted - For
5 Maximum Aggregate Non-executive Director Fee Pool Management For Voted - For
519
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHERN COPPER CORPORATION
CUSIP: 84265V105 TICKER: SCCO
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Director Management
1 G. Larrea Mota-velasco Management For Vote Withheld
2 Oscar Gonzalez Rocha Management For Vote Withheld
3 Emilio Carrillo Gamboa Management For Voted - For
4 Alfredo Casar Perez Management For Vote Withheld
5 Luis Castelazo Morales Management For Vote Withheld
6 E.C. Sanchez Mejorada Management For Vote Withheld
7 X.G. De Quevedo Topete Management For Vote Withheld
8 D. Muniz Quintanilla Management For Vote Withheld
9 L.M. Palomino Bonilla Management For Voted - For
10 G.P. Cifuentes Management For Voted - For
11 Juan Rebolledo Gout Management For Vote Withheld
12 Carlos Ruiz Sacristan Management For Voted - For
2. Ratify the Audit Committee's Selection of Galaz,
Yamazaki, Ruiz Urquiza, S.c., Member Firm of
Deloitte Touche Tohmatsu Limited, As Independent
Accountants for 2014. Management For Voted - For
3. Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
TASEKO MINES LIMITED
CUSIP: 876511106 TICKER: TGB
Meeting Date: 11-Jun-14 Meeting Type: Annual
01 To Set the Number of Directors at 8. Management For Voted - For
02 Director Management
1 William P. Armstrong Management For Voted - For
2 T. Barry Coughlan Management For Voted - For
3 Scott D. Cousens Management For Voted - For
4 Robert A. Dickinson Management For Voted - For
5 Russell E. Hallbauer Management For Voted - For
6 Richard A. Mundie Management For Voted - For
7 Ronald W. Thiessen Management For Voted - For
8 Alexander G. Morrison Management For Voted - For
03 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration. Management For Voted - For
520
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TECK RESOURCES LTD, VANCOUVER, BC
CUSIP: 878742204
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3,"
and 'in Favor' Or 'abstain' Only for
Resolution-numbers "1.1 to 1.14 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: M.m. Ashar Management For Voted - For
1.2 Election of Director: J.h. Bennett Management For Voted - For
1.3 Election of Director: H.j. Bolton Management For Voted - For
1.4 Election of Director: F.p. Chee Management For Voted - Against
1.5 Election of Director: J.l. Cockwell Management For Voted - For
1.6 Election of Director: E.c. Dowling Management For Voted - For
1.7 Election of Director: N.b. Keevil Management For Voted - For
1.8 Election of Director: N.b. Keevil III Management For Voted - For
1.9 Election of Director: T. Kubota Management For Voted - For
1.10 Election of Director: T. Kuriyama Management For Voted - For
1.11 Election of Director: D.r. Lindsay Management For Voted - For
1.12 Election of Director: J.g. Rennie Management For Voted - For
1.13 Election of Director: W.s.r. Seyffert Management For Voted - For
1.14 Election of Director: C.m. Thompson Management For Voted - For
2 To Appoint PricewaterhouseCoopers LLP As Auditors
and to Authorize the Directors to Fix the Auditors'
Remuneration Management For Voted - For
3 To Approve the Advisory Resolution on the
Corporation's Approach to Executive Compensation Management For Voted - Against
TURQUOISE HILL RESOURCES LTD.
CUSIP: 900435108 TICKER: TRQ
Meeting Date: 08-May-14 Meeting Type: Annual
01 Director Management
1 Rowena Albones Management For Voted - For
2 Jill Gardiner Management For Voted - For
3 R. Peter Gillin Management For Voted - For
4 David Klingner Management For Voted - For
5 Kay Priestly Management For Voted - For
6 Russel C. Robertson Management For Voted - For
7 Jeffery D. Tygesen Management For Voted - For
02 To Appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As Auditors of the Corporation at A
Remuneration to be Fixed by the Board of Directors. Management For Voted - For
521
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VEDANTA RESOURCES PLC, LONDON
CUSIP: G9328D100
Meeting Date: 01-Aug-13 Meeting Type: Annual General Meeting
1 That the Audited Financial Statements of the
Company for the Financial Year Ended 31 March 2013,
Together with the Directors' Report and the
Independent Auditors' Report Thereon, be Received Management For Voted - For
2 That the Directors' Remuneration Report for the
Financial Year Ended 31 March 2013 be Approved Management For Voted - Against
3 That A Final Dividend As Recommended by the
Directors of 37.0 Us Cents Per Ordinary Share in
Respect of the Financial Year Ended 31 March 2013
be Approved Management For Voted - For
4 That Mr Deepak Parekh be Elected As A Director of
the Company Management For Voted - For
5 That Mr Anil Agarwal be Re-elected As A Director of
the Company Management For Voted - Against
6 That Mr Navin Agarwal be Re-elected As A Director
of the Company Management For Voted - Against
7 That Mr Euan Macdonald be Re-elected As A Director
of the Company Management For Voted - For
8 That Mr Aman Mehta be Re-elected As A Director of
the Company Management For Voted - For
9 That Mr Ms Mehta be Re-elected As A Director of the
Company Management For Voted - Against
10 That Mr Geoffrey Green be Re-elected As A Director
of the Company Management For Voted - Against
11 That Deloitte LLP be Re-appointed As Auditors of
the Company (the 'auditors') for the Financial Year
Ending 31 March 2014 Management For Voted - For
12 That the Directors be Authorised to Determine the
Auditors' Remuneration Management For Voted - For
13 To Authorise the Directors to Allot Shares Subject
to the Restrictions Set Out in the Notice of Annual
General Meeting Management For Voted - For
14 To Grant the Disapplication of Pre-emption Rights
Subject to the Restrictions Set Out in the Notice
of Annual General Meeting Management For Voted - For
15 To Authorise the Company to Purchase Its Own Shares
Subject to the Restrictions Set Out in the Notice
of Annual General Meeting Management For Voted - For
16 That A General Meeting of the Company, Other Than
an Annual General Meeting, May be Called on Not
Less Than 14 Clear Days' Notice Management For Voted - Against
Meeting Date: 30-Oct-13 Meeting Type: Ordinary General Meeting
1 That the Acquisition by the Company Or One of Its
Subsidiaries of Up to 29.5 Per Cent. of the Entire
522
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Issued Share Capital of Hindustan Zinc Ltd be
Hereby Approved Management For Voted - For
2 That the Acquisition by the Company Or One of Its
Subsidiaries of Up to 49.0 Per Cent. of the Entire
Issued Share Capital of Bharat Aluminium Company
Ltd be Hereby Approved Management For Voted - For
Meeting Date: 13-Jan-14 Meeting Type: Ordinary General Meeting
1 That the Participation of Cairn Energy PLC, A
Related Party of the Company, in the Buy-back by
Cairn India Ltd of Its Own Equity Shares As in
Circular 27/12/13 be Approved Management For Voted - For
523
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGRIUM INC, CALGARY, AB
CUSIP: 008916108
Meeting Date: 07-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "1.1 to 1.11 and 2". Thank
You. Non-Voting Non-Voting
1.1 Election of Director: David C. Everitt Management For Voted - For
1.2 Election of Director: Russell K. Girling Management For Voted - For
1.3 Election of Director: Susan A. Henry Management For Voted - For
1.4 Election of Director: Russell J. Horner Management For Voted - For
1.5 Election of Director: David J. Lesar Management For Voted - For
1.6 Election of Director: John E. Lowe Management For Voted - For
1.7 Election of Director: Charles V. Magro Management For Voted - For
1.8 Election of Director: A. Anne Mclellan Management For Voted - For
1.9 Election of Director: Derek G. Pannell Management For Voted - For
1.10 Election of Director: Mayo M. Schmidt Management For Voted - For
1.11 Election of Director: Victor J. Zaleschuk Management For Voted - For
2 The Appointment of KPMG LLP, Chartered Accountants,
As Auditors of the Corporation Management For Voted - For
3 To Approve the Corporation's Advisory Vote on
Executive Compensation Management For Voted - Against
4 To Confirm the Amendments to General By-law No. 1 Management For Voted - For
5 To Confirm the Advance Notice By-law No. 2 Management For Voted - For
6 To Amend the Corporation's Stock Option Plan to
Increase the Number of Authorized Common Shares to
be Reserved for Issuance Thereunder and to Ratify
the Grant of an Aggregate of 531,687 Stock Options
Issued Thereunder Management For Voted - For
AGRIUM INC.
CUSIP: 008916108 TICKER: AGU
Meeting Date: 07-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 David C. Everitt Management For Voted - For
2 Russell K. Girling Management For Voted - For
3 Susan A. Henry Management For Voted - For
4 Russell J. Horner Management For Voted - For
5 David J. Lesar Management For Voted - For
6 John E. Lowe Management For Voted - For
7 Charles V. Magro Management For Voted - For
8 A. Anne Mclellan Management For Voted - For
9 Derek G. Pannell Management For Voted - For
10 Mayo M. Schmidt Management For Voted - For
524
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Victor J. Zaleschuk Management For Voted - For
02 The Appointment of KPMG LLP, Chartered Accountants,
As Auditors of the Corporation. Management For Voted - For
03 A Resolution to Approve the Corporation's Advisory
Vote on Executive Compensation. Management For Voted - Against
04 A Resolution to Confirm the Amendments to General
By-law No. 1. Management For Voted - For
05 A Resolution to Confirm the Advance Notice By-law
No. 2. Management For Voted - For
06 A Resolution to Amend the Corporation's Stock
Option Plan to Increase the Number of Authorized
Common Shares to be Reserved for Issuance
Thereunder and to Ratify the Grant of an Aggregate
of 531,687 Stock Options Issued Thereunder. Management For Voted - For
BAGFAS BANDIRMA GUBRE FABRIK
CUSIP: M15695105
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Council Management For Voted - For
2 Granting Authorization to the Chairmanship Council
for Signing the Meeting Minutes Management For Voted - For
3 Reading and Deliberation of 2013 Board of Directors
Activity Report Management For Voted - For
4 Reading and Deliberation of 2013 Independent
Auditor Report Management For Voted - For
5 Reading, Deliberation and Approval of Balance Sheet
and Income Statements for Year 2013 Management For Voted - For
6 Reading and Approval of Board of Directors Proposal
for 2013 Profit Distribution Management For Voted - For
7 Absolving Board Members Management For Voted - For
8 Presentation of Information to the Shareholders
About the Cash Dividend Distribution Policy for the
Year 2014 and the Following Years Management For Voted - For
9 Decision on the Attendance Fee of Executive Board
of Directory Members and Independent Board of
Directory Members Management For Voted - For
10 Submitting Approval of General Assembly for the
Amendments Made to the Main Agreements 7th Article
525
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Regarding Authorization Received from Capital
Markets of Board Management For Voted - Against
11 Decision on the Independent Auditing Firm Management For Voted - For
12 Providing Information to Shareholders About Wage
Policy for the Members of Board of Directors and
Executive Managers Adherence to Corporate
Governance Principles Management For Voted - For
13 Presentation of Information to the Shareholders
About the Transactions Made with the Concerned
Parties During the Year 2013 Management For Voted - For
14 Providing Information to General Assembly About the
Assurances, Mortgages and Depositions Given to the
Third Parties During the Year 2013 Management For Voted - For
15 Providing Information to the General Assembly About
the Donations Made During the Year 2013 and
Approval of the Upper Limit for 2014 Donations Management For Voted - For
16 Submiting the Processes Eligibilities of the
Shareholders Who Hold the Administrative Rule of
the Company, Board of Directors, Senior Managers
and Their Close Relatives, Wifes and Second Level
Relatives to the General Assemblys Approval,
Resolving to Authorize the Members of the Board of
Directors to Conduct Business in Their Own Names
and in the Name of Others, and to Conduct the
Operations, Which Fall Within the Scope of our
Company, in Representation of Other Companies and
Presentation of Information to the General Assembly
About These Processes Management For Voted - For
17 Authorizing Board of Directory Members Regarding
395th and 396th Articles of the Turkish Commercial
Code Management For Voted - Against
18 Wishes and Hopes Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
CUSIP: 125269100 TICKER: CF
Meeting Date: 14-May-14 Meeting Type: Annual
1A. Election of Director: Robert C. Arzbaecher Management For Voted - For
1B. Election of Director: William Davisson Management For Voted - For
1C. Election of Director: Stephen J. Hagge Management For Voted - For
1D. Election of Director: Robert G. Kuhbach Management For Voted - For
1E. Election of Director: Edward A. Schmitt Management For Voted - For
2. Approval of an Amendment to Cf Industries Holdings,
Inc.'s Amended and Restated Certificate of
Incorporation to Eliminate Supermajority Voting
Provisions from Article V (removal of Directors). Management For Voted - For
3. Approval of an Amendment to Cf Industries Holdings,
Inc.'s Amended and Restated Certificate of
Incorporation to Eliminate Supermajority Voting
Provisions from Article X (amendment of Bylaws). Management For Voted - For
4. Approval of an Amendment to Cf Industries Holdings,
Inc.'s Amended and Restated Certificate of
526
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Incorporation to Eliminate Supermajority Voting
Provisions from Article Xi (certain Amendments to
Certificate of Incorporation). Management For Voted - For
5. Approval of an Amendment to Cf Industries Holdings,
Inc.'s Amended and Restated Certificate of
Incorporation to Grant Holders of Not Less Than 25%
of our Outstanding Common Stock the Right to Call A
Special Meeting of Stockholders. Management For Voted - For
6. Approval of an Advisory Resolution Regarding the
Compensation of Cf Industries Holdings, Inc.'s
Named Executive Officers. Management For Voted - For
7. Approval of Cf Industries Holdings, Inc.'s 2014
Equity and Incentive Plan. Management For Voted - For
8. Ratification of the Selection of KPMG LLP As Cf
Industries Holdings, Inc.'s Independent Registered
Public Accounting Firm for 2014. Management For Voted - For
CHINA BLUECHEMICAL LTD
CUSIP: Y14251105
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406013.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0406/ltn20140406021.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
the Directors of the Company (the ''board'') for
the Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements and the Auditors' Report of the Company
for the Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Proposal for
Distribution of Profit of the Company for the Year
Ended 31 December 2013 and the Declaration of the
Company's Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
5 To Consider and Approve the Budget Proposals of the
Company for the Year 2014 Management For Voted - For
6 To Consider and Approve the Re- Appointment of
Deloitte Touche Tohmatsu Certified Public
Accountants and Deloitte Touche Tohmatsu Certified
Public Accountants LLP As the Overseas and Domestic
Auditors of the Company, Respectively, for A Term
Until the Conclusion of the Next Annual General
527
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting of the Company and to Authorise the Audit
Committee of the Board to Determine Their
Remuneration Management For Voted - For
7 To Consider and Approve the Appointment of Mr. Zhou
Dechun As A Non-executive Director of the Company,
to Authorise the Chairman of the Board to Sign A
Service Contract with Mr. Zhou Dechun for and on
Behalf of the Company, and to Authorise the Board
to Determine His Remuneration Based on the
Recommendation by the Remuneration Committee of the
Board Management For Voted - Against
8 To Consider and to Authorise the Granting of A
General Mandate to the Board to Issue Domestic
Shares and Overseas Listed Foreign Shares (h
Shares): ''that: (a) the Board be and is Hereby
Granted, During the Relevant Period (as Defined
Below), A General and Unconditional Mandate to
Separately Or Concurrently Issue, Allot And/or Deal
with Additional Domestic Shares and Overseas Listed
Foreign Shares (h Shares) of the Company, and to
Make Or Grant Offers, Agreements Or Options Which
Would Or Might Require Domestic Shares and Overseas
Listed Foreign Shares (h Shares) to be Issued,
Allotted And/or Dealt With, Subject to the
Following Conditions: (i) Such Mandate Shall Not
Extend Beyond the Relevant Period Save That the
Board May During the Relevant Period Make Or Grant
Offers, Agreements Or Options Which Might Require
the Contd Management For Voted - Against
Contd Exercise of Such Powers After the End of the
Relevant Period; (ii) The-number of the Domestic
Shares and Overseas Listed Foreign Shares (h
Shares)-to be Issued, Allotted And/or Dealt with Or
Agreed Conditionally Or-unconditionally to be
Issued, Allotted And/or Dealt with by the Board
Shall-not Exceed 20% of Each of Its Existing
Domestic Shares and Overseas Listed-foreign Shares
(h Shares) of the Company; and (iii) the Board Will
Only-exercise Its Power Under Such Mandate in
Accordance with the Company Law Of-the Prc and the
Rules Governing the Listing of Securities on the
Stock-exchange of Hong Kong Limited (as Amended
from Time to Time) Or Applicable-laws, Rules and
Regulations of Other Government Or Regulatory
Bodies and Only-if All Necessary Approvals from the
China Securities Regulatory Commission-and/or Other
Contd Non-Voting Non-Voting
Contd Relevant Prc Government Authorities are
Obtained. (b) for the Purposes-of This Special
Resolution: ''relevant Period'' Means the Period
from The-passing of This Special Resolution Until
the Earliest Of: (i) the Conclusion-of the Next
Annual General Meeting of the Company Following the
Passing Of-this Special Resolution; (ii) the
Expiration of the 12-month Period Following-the
Passing of This Special Resolution; Or (iii) the
528
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Date on Which The- Authority Granted to the Board
As Set Out in This Special Resolution Is- Revoked
Or Varied by A Special Resolution of the
Shareholders of the Company-in A General Meeting.
(c) Contingent on the Board Resolving to Separately
Or-concurrently Issue Domestic Shares and Overseas
Listed Foreign Shares (h-shares) Pursuant to
Paragraph (a) of This Special Resolution, the Board
Be-contd Non-Voting Non-Voting
Contd Authorised to Increase the Registered Capital
of the Company to Reflect-the Number of Such Shares
Authorised to be Issued by the Company Pursuant
To-paragraph (a) of This Special Resolution and to
Make Such Appropriate And- Necessary Amendments to
the Articles of Association of the Company As
They-think Fit to Reflect Such Increases in the
Registered Capital of the Company-and to Take Any
Other Action and Complete Any Formality Required to
Effect-the Separate Or Concurrent Issuance of
Domestic Shares and Overseas Listed- Foreign Shares
(h Shares) Pursuant to Paragraph (a) of This
Special- Resolution and the Increase in the
Registered Capital of the Company'' Non-Voting Non-Voting
GUBRE FABRIKALARI TAS, ISTANBUL
CUSIP: M5246E108
Meeting Date: 16-Apr-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Council Management For Voted - For
2 Granting Authorization to the Chairmanship Council
for Signing the Meeting Minutes Management For Voted - For
3 Reading of Annual Reports for the Year 2013 Management For Voted - For
4 Reading of Independent Auditors Report for the Year
2013 Management For Voted - For
5 Reading, Deliberation and Approval of the Financial
Statements for the Year 2013 Management For Voted - For
6 Reading, Deliberation and Approval of the Dividend
Policy Management For Voted - For
7 Proscribe of Dividend Distribution Adherence to
Article for Dividend Distribution on Articles of
Association Management For Voted - For
529
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Absolving the Board of Directors Management For Voted - For
9 Approval of Independent Auditing Firm Elected by
Board of Directors Management For Voted - For
10 Providing Information to the General Assembly About
the Assurances, Mortgages and Heritable Securities
Given to Third Parties Management For Voted - For
11 Reading ,deliberation and Approval of Donation
Policy Management For Voted - For
12 Providing Information to General Assembly Regarding
the Donations Made Within the Fiscal Year 2013 Management For Voted - For
13 Election of Board Members Management For Voted - For
14 Determination on Remuneration of Board Members Management For Voted - For
15 Providing Information to General Assembly About
Executives, Controlling Shareholders and Their
Spouses Or Second Degree Relatives to Use the
Powers Set Out and Informing the General Board
About the Related Transactions Conducted in 2013 Management For Voted - For
16 Granting Permission to the Members of Board of
Directors to Conduct Their Activities with the Bank
Adherence to the Articles 395 and 396 of the
Turkish Commercial Code Management For Voted - Against
17 Providing Information About Disclosure Policy
Adherence to Capital Market Board Laws and
Regulations Management For Voted - For
18 Providing Information About Wage Policy Adherence
to Capital Market Board Laws and Regulations Management For Voted - For
19 Suggestions and Sentiments Management For Voted - For
20 Closure Management For Voted - For
INCITEC PIVOT LTD
CUSIP: Q4887E101
Meeting Date: 19-Dec-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Mr John Marlay As A Director Management For Voted - For
2 Approval of Issue to Managing Director Under the
Incitec Pivot Performance Rights Plan : James
Fazzino Management For Voted - For
530
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Adoption of Remuneration Report (advisory Only) Management For Voted - For
09 Dec 13: Please Note That This is A Revision Due
to Receipt of Director Name-in Resolution 2. If You
Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
INTREPID POTASH, INC.
CUSIP: 46121Y102 TICKER: IPI
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Election of Director: Robert P. Jornayvaz III Management For Voted - For
1.2 Election of Director: Hugh E. Harvey, Jr. Management For Voted - For
2. The Ratification of the Appointment of KPMG LLP As
our Independent Registered Public Accounting Firm
for 2014. Management For Voted - For
3. The Approval, on an Advisory Basis, of our
Executive Compensation. Management For Voted - For
ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA
CUSIP: M5920A109
Meeting Date: 26-Aug-13 Meeting Type: Ordinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A Controlling Or Personal Interest in This
Company.-should Either be the Case, Please Contact
Your Client Service Representative-so That We May
Lodge Your Instructions Accordingly. If You Do Not
Have A- Controlling Or Personal Interest, Submit
Your Vote As Normal Non-Voting Non-Voting
1 Approval of the Remuneration Policy of the Company Management For Voted - For
2 Update of the Bonus and Option Provisions to the
Ceo in Accordance with the Policy to be Approved Management For Voted - For
3 Payment to the Ceo of Nis 1,236,000 Bonus in
Respect for 2011 Management For Voted - For
4 Discussion of the Financial Statement and
Directors' Report for 2011 Management For Voted - For
5 Re-appointment of Accountant-auditors and Report at
to Their Fees Management For Voted - For
6.1 Re-appointment of the Officiating Directors Until
the Next Agm: Nir Gilad Management For Voted - For
6.2 Re-appointment of the Officiating Directors Until
the Next Agm: Avisar Paz Management For Voted - For
6.3 Re-appointment of the Officiating Directors Until
the Next Agm: Eran Sarig Management For Voted - For
6.4 Re-appointment of the Officiating Directors Until
the Next Agm: Abraham Shochat Management For Voted - For
6.5 Re-appointment of the Officiating Directors Until
the Next Agm: Victor Medina Management For Voted - For
531
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.6 Re-appointment of the Officiating Directors Until
the Next Agm: Chaim Erez Management For Voted - For
6.7 Re-appointment of the Officiating Directors Until
the Next Agm: Ovadia Eli Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Approval of A Registration Rights Agreement Between
the Company and the Owners of Control for the Grant
of Nyse Registration for Trade, in Connection with
the Proposed Nyse Share Registration Management For Voted - For
2 Transfer to the Sec Reporting System Appropriate
for Dual Traded Securities Management For Voted - For
3 Approval of D and O Insurance Cover in Two Levels
Joint Layer Together with D and O of the of the
Israel Corporation Group, the Owners of Control, in
the Amount of Usd 20 Million. Separate Layer for D
and O of the Company, Usd 350 Million Management For Voted - For
K+S AKTIENGESELLSCHAFT, S AKTIENGESELLSCHAFT
CUSIP: D48164129
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That by Judgement of Olg Cologne
Rendered on June 6, 2012, Any Sha-reholder Who
Holds an Aggregate Total of 3 Percent Or More of
the Outstanding-share Capital Must Register Under
Their Beneficial Owner Details Before the Ap-
Propriate Deadline to be Able to Vote. Failure to
Comply with the Declaration-requirements As
Stipulated in Section 21 of the Securities Trade
Act (wphg) Ma-y Prevent the Shareholder from Voting
at the General Meetings. Therefore, Your- Custodian
May Request That We Register Beneficial Owner Data
for All Voted Ac-counts with the Respective Sub
Custodian. If You Require Further Information
W-hether Or Not Such Bo Registration Will be
Conducted for Your Custodians Accou-nts, Please
Contact Your Csr. Non-Voting Non-Voting
532
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The Sub-custodian Banks Optimized Their Processes
and Established Solutions, W-hich Do Not Require
Share Blocking. Registered Shares Will be
Deregistered Acc-ording to Trading Activities Or at
the Deregistration Date by the Sub Custodia-ns. in
Order to Deliver/settle A Voted Position Before the
Deregistration Date-a Voting Instruction
Cancellation and De-registration Request Needs to
be Se-nt. Please Contact Your Csr for Further
Information. Non-Voting Non-Voting
The Vote/registration Deadline As Displayed on
Proxyedge is Subject to Change-and Will be Updated
As Soon As Broadridge Receives Confirmation from
the Sub C-ustodians Regarding Their Instruction
Deadline. for Any Queries Please Contac-t Your
Client Services Representative. Non-Voting Non-Voting
According to German Law, in Case of Specific
Conflicts of Interest in Connecti-on with Specific
Items of the Agenda for the General Meeting You are
Not Entit-led to Exercise Your Voting Rights.
Further, Your Voting Right Might be Exclud-ed When
Your Share in Voting Rights Has Reached Certain
Thresholds and You Hav-e Not Complied with Any of
Your Mandatory Voting Rights Notifications
Pursuant-to the German Securities Trading Act
(whpg). for Questions in This Regard Ple-ase
Contact Your Client Service Representative for
Clarification. If You Do No-t Have Any Indication
Regarding Such Conflict of Interest, Or Another
Exclusio-n from Voting, Please Submit Your Vote As
Usual. Thank You. Non-Voting Non-Voting
Counter Proposals May be Submitted Until
29.04.2014. Further Information on Co-unter
Proposals Can be Found Directly on the Issuer's
Website (please Refer To-the Material Url Section
of the Application). If You Wish to Act on These
Ite-ms, You Will Need to Request A Meeting Attend
and Vote Your Shares Directly At-the Company's
Meeting. Counter Proposals Cannot be Reflected in
the Ballot On-proxyedge. Non-Voting Non-Voting
1. Presentation of the Approved Annual Financial
Statements of K+s Aktiengesellsc-haft, of the
Approved Consolidated Financial Statements, of the
Combined Manag-ement and Group Management Report
and of the Supervisory Board Report, in Each-case
for the 2013 Financial Year, As Well As of the
Explanatory Report of The-board of Executive
Directors Concerning the Information Under Sections
289 Pa-ragraph 4 and 315 Paragraph 4 of the German
Commercial Code (hgb) Non-Voting Non-Voting
2. Adoption of A Resolution on the Appropriation of
Profits Management For Voted - For
3. Adoption of A Resolution About the Ratification of
the Actions of the Board of Executive Directors Management For Voted - For
533
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Adoption of A Resolution About the Ratification of
the Actions of the Supervisory Board Management For Voted - For
5. Election of the Auditor for the 2014 Financial
Year: Deloitte & Touche Gmbh Management For Voted - For
6.1 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and
Profit-transfer Agreement with K+s Beteiligungs
Gmbh Dated 15 December 1992 Management For Voted - For
6.2 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Profit- and Loss-
Transfer Agreement with K+s Consulting Gmbh Dated 1
September 1995 Management For Voted - For
6.3 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and
Profit-transfer Agreement with K+s Entsorgung Gmbh
Dated 20 December 1991 Management For Voted - For
6.4 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement with K+s It- Services Gmbh
Dated 4 November 1999 Management For Voted - For
6.5 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement K + S Kali Gmbh Dated 28
November 2000 Management For Voted - For
6.6 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement with K+s Salz Gmbh Dated 21
December 2000 Management For Voted - For
6.7 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement with K+s Transport Gmbh
Dated 18/28 December 1989 Management For Voted - For
6.8 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement with K+s
Versicherungsvermittlungs Gmbh Dated 3 February 2003 Management For Voted - For
6.9 Adoption of Resolutions Approving the Conclusion of
New Amending Agreements to Existing Control and
Profit-transfer Agreements: Control and Profit- and
Loss-transfer Agreement with Wohnbau Salzdetfurth
Gesellschaft Mit Beschraenkter Haftung Dated 18/22
December 1989 Management For Voted - For
534
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NAMHAE CHEMICAL CORPORATION, SEOUL
CUSIP: Y6200J106
Meeting Date: 21-Mar-14 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - Against
2 Election of Directors: Gang Seong Guk, Gim Jun Ho,
Son Jung Geun, I Bok Yeong, Hong Tae Gyu, Hyeon Hae
Nam, I Dong Ho, Seo Jin Ho Management For Voted - For
3 Election of Auditor: Ju Cheol Management For Voted - Against
4 Approval of Remuneration for Director Management For Voted - For
5 Approval of Remuneration for Auditor Management For Voted - For
NUFARM LIMITED
CUSIP: Q7007B105
Meeting Date: 05-Dec-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2 Adoption of the Remuneration Report Management For Voted - For
3.a Re-election of Mr D G (donald) Mcgauchie As A
Director Management For Voted - For
3.b Re-election of Mr Toshikazu Takasaki As A Director Management For Voted - For
4 Issue of Performance Rights to Managing
Director/ceo - Mr Doug Rathbone Management For Voted - For
5 Amendment to Constitution: Proportional Takeover
Approval Provisions Management For Voted - For
6 Amendment to Constitution: Method of Payment of
Dividends Management For Voted - For
OCI N.V., AMSTERDAM
CUSIP: N6667A111
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
1 Opening and Announcements Non-Voting Non-Voting
535
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Report by the Board of Directors for the 2013
Financial Year, Including The-corporate Governance
Section Non-Voting Non-Voting
3 Implementation of the Remuneration Policy in 2013 Non-Voting Non-Voting
4 Proposal to Adopt the Annual Accounts and
Appropriation of the Profits to the Reserves for
the 2013 Financial Year Management For Voted - For
5 Explanation of the Dividend Policy Non-Voting Non-Voting
6 Proposal to Discharge the Executive Directors from
Liability Management For Voted - For
7 Proposal to Discharge the Non- Executive Directors
from Liability Management For Voted - For
8 Proposal to Appoint Mr. R.j. Van De Kraats As
Non-executive Director Management For Voted - For
9 Proposal to Appoint Mr. J. Guiraud As Non-executive
Director Management For Voted - For
10 Proposal to Approve the New Remuneration Policy,
the 2014 Performance Share Plan, the 2014 Bonus/
Matching Plan, and the 2013 Employees Incentive Plan Management For Voted - For
11 Proposal to Appoint KPMG As Auditor Charged with
the Auditing of the Annual Accounts for the 2014
Financial Year Management For Voted - For
12 Proposal to Extend the Designation of the Board of
Directors As the Authorised Body to Issue Shares in
the Share Capital of the Company Management For Voted - For
13 Proposal to Extend the Designation of the Board of
Directors As the Authorised Body to Restrict Or
Exclude Pre-emptive Rights Upon the Issuance of
Shares Management For Voted - For
14 Proposal to Authorise the Board of Directors to
Repurchase Shares in the Share Capital of the
Company Management For Voted - For
15 Questions and Close of Meeting Non-Voting Non-Voting
19 May 2014: Please Note That the Meeting Type Was
Changed from Ogm to Agm. If-you Have Already Sent
in Your Votes, Please Do Not Vote Again Unless You
Deci-de to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
POTASH CORPORATION OF SASKATCHEWAN INC.
CUSIP: 73755L107 TICKER: POT
Meeting Date: 15-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 C.M. Burley Management For Voted - For
2 D.G. Chynoweth Management For Voted - For
3 W.J. Doyle Management For Voted - For
4 J.W. Estey Management For Voted - For
5 G.W. Grandey Management For Voted - For
6 C.S. Hoffman Management For Voted - For
7 D.J. Howe Management For Voted - For
536
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 A.D. Laberge Management For Voted - For
9 C.E. Madere Management For Voted - For
10 K.G. Martell Management For Voted - For
11 J.J. Mccaig Management For Voted - For
12 M. Mogford Management For Voted - For
13 E. Viyella De Paliza Management For Voted - For
02 The Appointment of Deloitte LLP As Auditors of the
Corporation. Management For Voted - For
03 The Resolution (attached As Appendix B to the
Accompanying Management Proxy Circular) Approving
the Adoption of A New Performance Option Plan, the
Full Text of Which is Attached As Appendix C to the
Accompanying Management Proxy Circular. Management For Voted - For
04 The Advisory Resolution Accepting the Corporation's
Approach to Executive Compensation Disclosed in the
Accompanying Management Proxy Circular. Management For Voted - For
SINOFERT HOLDINGS LTD, HAMILTON
CUSIP: G8403G103
Meeting Date: 24-Jan-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn20140107350.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0107/ltn20140107342.pdf Non-Voting Non-Voting
1 To Approve the Amended Mou (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 8 January 2014), the Transactions
Contemplated Thereunder, the Proposed Annual Caps
Relating Thereto, and Associated Matters Management For Voted - For
2 To Approve the Framework Agreement (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 8 January 2014), the Transactions
Contemplated Thereunder, the Proposed Annual Caps
Relating Thereto, and Associated Matters Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408457.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408476.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
537
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and the Auditors of the Company
for the Year Ended 31 December 2013 Management For Voted - For
2.A To Re-elect Mr. Wang Hong Jun As an Executive
Director of the Company Management For Voted - Against
2.B To Re-elect Mr. Harry Yang As an Executive Director
of the Company Management For Voted - Against
2.C To Re-elect Mr. Yang Lin As A Non- Executive
Director of the Company Management For Voted - Against
2.D To Re-elect Ms. Xiang Dandan As A Non- Executive
Director of the Company Management For Voted - Against
3 To Authorize the Board of Directors of the Company
to Fix the Remuneration for All Directors Management For Voted - For
4 To Re-appoint KPMG As Auditors of the Company and
to Authorize the Board of Directors of the Company
to Fix Their Remuneration Management For Voted - For
5 To Grant to the Directors A General Mandate to
Allot, Issue and Deal with Ordinary Shares of the
Company Management For Voted - Against
6 To Grant to the Directors A General Mandate to
Repurchase Ordinary Shares of the Company Management For Voted - For
7 To Extend the General Mandate to the Directors to
Allot, Issue and Deal with Ordinary Shares of the
Company by the Number of Ordinary Shares Repurchased Management For Voted - Against
Meeting Date: 15-May-14 Meeting Type: Special General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424553.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0424/ltn20140424631.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Approve the Transactions Contemplated Under the
Sulphur Import Framework Agreement (as Defined and
Described in the Circular to the Shareholders of
the Company Dated 25 April 2014), the Proposed
Revised Annual Caps Relating Thereto and Associated
Matters Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
CUSIP: 833635105 TICKER: SQM
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors' Report, and External
Auditors' Report for the Business Year Ended
December 31, 2013. Management For Voted - For
538
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Appointment of the External Auditing Company and
Account Inspectors for the Business Year 2014. Management For Voted - For
3. Operations Referred to Under Title Xvi of Law
18,046. Management For Voted - For
4. Investment and Finance Policies. Management For Abstain
5. Net Income for Business Year 2013, Distribution of
Definitive Dividend and Future Dividend Policy. Management For Voted - For
6. Board of Directors' Expenditures During the
Business Year 2013. Management For Voted - For
7. Directors' Salaries. Management For Abstain
8. Matters in Relation with the Directors Committee,
with the Audit Committee and with the Health,
Safety and Environmental Committee. Management For Abstain
9. Other Corresponding Matters in Compliance with the
Pertinent Provisions. Management For Abstain
SYNGENTA AG, BASEL
CUSIP: H84140112
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
296871 Due to Addition Of-resolution 11. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Part 2 of This Meeting is for Voting on Agenda and
Meeting Attendance Requests-only. Please Ensure
That You Have First Voted in Favour of the
Registration O-f Shares in Part 1 of the Meeting.
It is A Market Requirement for Meetings Of-this
Type That the Shares are Registered and Moved to A
Registered Location At-the Csd, and Specific
Policies at the Individual Sub-custodians May Vary.
Upo-n Receipt of the Vote Instruction, It is
Possible That A Marker May be Placed-on Your Shares
to Allow for Reconciliation and Re-registration
Following A Tra- De. Therefore Whilst This Does Not
Prevent the Trading of Shares, Any That
Are-registered Must be First Deregistered If
Required for Settlement. Deregistrat-ion Can Affect
the Voting Rights of Those Shares. If You Have
Concerns Regardi-ng Your Accounts, Please Contact
Your Client Representative Non-Voting Non-Voting
1.1 Approval of the Annual Report, Including the Annual
Financial Statements and the Group Consolidated
Financial Statements for the Year 2013 Management For Voted - For
1.2 Consultative Vote on the Compensation System Management For Voted - Against
2 Discharge of the Members of the Board of Directors
and the Executive Committee Management For Voted - For
3 Reduction of Share Capital by Cancellation of
Repurchased Shares Management For Voted - For
539
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appropriation of the Available Earnings As Per
Balance Sheet 2013 and Dividend Decision: A Gross
Dividend of Chf 10.00 Per Share for the Business
Year 2013 Management For Voted - For
5 Revision of the Articles of Incorporation: Article
95 Paragraph 3 of the Federal Constitution Management For Voted - For
6.1 Re-election of Vinita Bali to the Board of Directors Management For Voted - For
6.2 Re-election of Stefan Borgas to the Board of
Directors Management For Voted - For
6.3 Re-election of Gunnar Brock to the Board of
Directors Management For Voted - For
6.4 Re-election of Michel Demare to the Board of
Directors Management For Voted - For
6.5 Re-election of Eleni Gabre-madhin to the Board of
Directors Management For Voted - For
6.6 Re-election of David Lawrence to the Board of
Directors Management For Voted - For
6.7 Re-election of Michael Mack to the Board of
Directors Management For Voted - For
6.8 Re-election of Eveline Saupper to the Board of
Directors Management For Voted - For
6.9 Re-election of Jacques Vincent to the Board of
Directors Management For Voted - For
6.10 Re-election of Jurg Witmer to the Board of Directors Management For Voted - For
7 Election of Michel Demare As Chairman of the Board
of Directors Management For Voted - For
8.1 Election of Eveline Saupper As Member of the
Compensation Committee Management For Voted - For
8.2 Election of Jacques Vincent As Member of the
Compensation Committee Management For Voted - For
8.3 Election of Jurg Witmer As Member of the
Compensation Committee Management For Voted - For
9 Election of the Independent Proxy: Prof. Dr. Lukas
Handschin Management For Voted - For
10 Election of the External Auditor: KPMG Ag As
External Auditor of Syngenta Ag Management For Voted - For
11 Ad Hoc Management For Voted - Against
TAIWAN FERTILIZER CO LTD
CUSIP: Y84171100
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
Please Note That in Cases Where the Client
Instructs Us to Vote Against Any-proposal to be
Discussed at A Shareholders Meeting and the Voting
With-respect to Such Proposal is Done by Ballot, We
Or our Designee Will Fill Out-the Ballot in Respect
of Such Proposal in Accordance with the
Clients-instructions. However, If the Voting at the
Shareholders Meeting is Done By-acclamation, We/our
540
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Designee Will Not Take Any Action in Respect of
The-relevant Proposal. Thank You. Non-Voting Non-Voting
A.1 The 2013 Business Operations Non-Voting Non-Voting
A.2 The 2013 Audited Reports Non-Voting Non-Voting
B.1 The 2013 Financial Statements Management For Voted - For
B.2 The 2013 Profit Distribution. Proposed Cash
Dividend: Twd 2. 0 Per Share Management For Voted - For
B.3 The Revision to the Articles of Incorporation Management For Voted - For
B.4 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
B.5 The Revision to the Rules of Shareholder Meeting Management For Voted - For
B.6 The Revision to the Procedures of the Election of
the Directors and Supervisors Management For Voted - For
THE ISRAEL CORPORATION LTD
CUSIP: M8785N109
Meeting Date: 11-Jul-13 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A Controlling Or Personal Interest in This
Company.-should Either be the Case, Please Contact
Your Client Service Representative-so That We May
Lodge Your Instructions Accordingly. If You Do Not
Have A- Controlling Or Personal Interest, Submit
Your Vote As Normal Non-Voting Non-Voting
1 Re-appointment of Professor Gideon Langholtz As an
External Director of the Company for an Additional
3 Year Period, As of October 11, 2013 Management For Voted - For
2 Re-appointment of Mr. Ofer Termechi As an External
Director of the Company for an Additional 3 Year
Period, As of August 30, 2013 Management For Voted - For
Meeting Date: 03-Sep-13 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A Controlling Or Personal Interest in This
Company.-should Either be the Case, Please Contact
Your Client Service Representative-so That We May
Lodge Your Instructions Accordingly. If You Do Not
Have A- Controlling Or Personal Interest, Submit
Your Vote As Normal Non-Voting Non-Voting
1 Approval of the Company's Policy for Remuneration
of Senior Executives Management For Voted - Against
Meeting Date: 18-Feb-14 Meeting Type: Annual General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
541
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Discussion of the Financial Statement and
Directors' Report for the Year 2012 Management For Voted - For
2 Re-appointment of the Accountant-auditor and
Authorization of the Board to Determine the
Accountant-auditor's Remuneration Management For Voted - For
3.A Re-appointment of the Following Director: Ron
Moskovitz Management For Voted - Against
3.B Re-appointment of the Following Director: Amnon Lion Management For Voted - Against
3.C Re-appointment of the Following Director: Zeev
Nahari Management For Voted - Against
3.D Re-appointment of the Following Director: Zahavit
Cohen Management For Voted - For
3.E Re-appointment of the Following Director: Yoav
Doplet Management For Voted - Against
3.F Re-appointment of the Following Director: Aviad
Kaufman Management For Voted - Against
3.G Re-appointment of the Following Director: Eitan Raf Management For Voted - Against
3.H Re-appointment of the Following Director: Dan
Ziskind Management For Voted - For
3.I Re-appointment of the Following Director: Michael
Bricker Management For Voted - For
4 Approval That the Directors Who are Appointed for
an Additional Term Will Receive the Terms of
Employment That are Received by Other Company
Directors, Including Annual Fee and Meeting
Attendance Fee, Directors' Insurance and Letter of
Indemnification Management For Abstain
Meeting Date: 24-Mar-14 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Appointment of Oded Degani As an External Director
for A 3 Year Statutory Period with Entitlement to
542
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Annual Remuneration and Meeting Attendance Fees in
the Amounts Permitted by Law and Refund of
Expenses, As Well As Entitlement to Receive an
Indemnity Undertaking and Inclusion in D and O
Insurance Cover Management For Voted - For
Meeting Date: 01-May-14 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Approval of the Remuneration Policy of the Company
for Senior Executives Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Approval of A Settlement with Creditors the Main
Elements of Which Include: Investment by the
Company of Usd 200 Million in the Subsidiary Zim
Navigation, Waiver by the Company of All Existing
Debts of Zim, Undertaking by Company to Grant Zim
Credit in the Amount of Usd 50 Million, Issue of A
Guaranty of Up to Usd 10 Million As Security for
the Liabilities of Zim to the Government of Israel.
in Addition Approval of Settlement Between Zim and
Owners of Control of the Company Management For Voted - For
18 Jun 2014: Please Note That This is A Revision
Due to Change in Meeting Date-from 23 June 14 to 27
June 14. If You Have Already Sent in Your Votes,
Please-do Not Vote Again Unless You Decide to Amend
Your Original Instructions. Than-k You. Non-Voting Non-Voting
543
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE MOSAIC COMPANY
CUSIP: 61945C103 TICKER: MOS
Meeting Date: 03-Oct-13 Meeting Type: Annual
1A. Election of Director: Timothy S. Gitzel Management For Voted - For
1B. Election of Director: William R. Graber Management For Voted - For
1C. Election of Director: Emery N. Koenig Management For Voted - For
1D. Election of Director: David T. Seaton Management For Voted - For
2. Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm to
Audit Its Financial Statements As of and for the
Seven-month Period Ending December 31, 2013 and the
Effectiveness of Internal Control Over Financial
Reporting As of December 31, 2013. Management For Voted - For
3. A Non-binding Advisory Vote on Executive
Compensation. Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual
1. Approval of an Amendment to Mosaic's Restated
Certificate of Incorporation to Declassify the
Board of Directors. Management For Voted - For
2A. Election of A Director for A Term Expiring in 2015:
Denise C. Johnson Management For Voted - For
2B. Election of A Director for A Term Expiring in 2015:
Nancy E. Cooper (term Expires in 2017 If Proposal 1
is Rejected) Management For Voted - For
2C. Election of A Director for A Term Expiring in 2015:
James L. Popowich (term Expires in 2017 If Proposal
1 is Rejected) Management For Voted - For
2D. Election of A Director for A Term Expiring in 2015:
James T. Prokopanko (term Expires in 2017 If
Proposal 1 is Rejected) Management For Voted - For
2E. Election of A Director for A Term Expiring in 2015:
Steven M. Seibert (term Expires in 2017 If Proposal
1 is Rejected) Management For Voted - For
3. Approval of the Mosaic Company 2014 Stock and
Incentive Plan, As Recommended by the Board of
Directors. Management For Voted - For
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm to
Audit our Financial Statements As of and for the
Year Ending December 31, 2014 and the Effectiveness
of Internal Control Over Financial Reporting As of
December 31, 2014. Management For Voted - For
5. A Non-binding Advisory Vote on Executive
Compensation ("say-on- Pay"). Management For Voted - For
544
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE SCOTTS MIRACLE-GRO CO.
CUSIP: 810186106 TICKER: SMG
Meeting Date: 30-Jan-14 Meeting Type: Annual
1. Director Management
1 James Hagedorn Management For Voted - For
2 James F. Mccann Management For Voted - For
3 Nancy G. Mistretta Management For Voted - For
4 Stephanie M. Shern Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. Approval of an Amendment and Restatement of the
Scotts Company Llc Amended and Restated Executive
Incentive Plan. Management For Voted - For
4. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2014. Management For Voted - For
URALKALIY OJSC, BEREZNIKI
CUSIP: 91688E206
Meeting Date: 22-Oct-13 Meeting Type: ExtraOrdinary General Meeting
1 Approval of A Major Transaction (series of Related
Transactions) on Jsc Uralkali Debt Financing by
Sberbank of Russia Management For Voted - For
2 Approval of A Major Transaction (series of Related
Transactions) on Jsc Uralkali Debt Financing by Jsc
Vtb Bank And/or Its Affiliated Entities Management For Voted - For
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
1 Approve Meeting Procedures Management For Voted - For
2 Approve Early Termination of Powers of Board of
Directors Management For Voted - For
Please Note Cumulative Voting Applies to This
Resolution Regarding The-election of Directors. Out
of the 11 Directors Presented for Election, You-can
Only Vote for 9 Directors. the Local Agent in the
Market Will Apply-cumulative Voting Evenly Among
Only Directors for Whom You Vote "for".-cumulative
Votes Cannot be Applied Unevenly Among Directors
Via Proxyedge.-standing Instructions Have Been
Removed for This Meeting. Please Contact
Your-client Service Representative with Any
Questions. Non-Voting Non-Voting
3.1 Elect Anton Averin As Director Management For Voted - For
3.2 Elect Vladislav Baumgertner As Director Management For Voted - For
3.3 Elect Viktor Belyakov As Director Management For Voted - For
545
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.4 Elect Alexandr Voloshin As Director Management For Voted - For
3.5 Elect Pavel Grachev As Director Management For Voted - For
3.6 Elect Anna Kolonchina As Director Management For Voted - For
3.7 Elect Oleg Petrov As Director Management For Voted - For
3.8 Elect Robert John Margetts As Director Management For Voted - For
3.9 Elect Paul James Ostling As Director Management For Voted - For
3.10 Elect Mikhail Stiskin As Director Management For Voted - For
3.11 Elect Gordon Holden Sage As Director Management For Voted - For
Meeting Date: 18-Dec-13 Meeting Type: ExtraOrdinary General Meeting
1 To Distribute the Profit in the Amount of
6,488,595,119.11 Rubles by Paying of the Interim
Dividends in the Amount of 2.21 Rubles Per One
Common Share of Ojsc "uralkali" Management For Voted - For
2 Approval of the New Edition of the Charter of Ojsc
"uralkali" Management For Voted - For
3 Approval of Amendments to the Terms and Conditions
of A Major Transaction / Series of Related
Transactions Relating to the Raising of Financing
from Sberbank of Russia by Ojsc Uralkali Management For Voted - For
Meeting Date: 24-Mar-14 Meeting Type: Special General Meeting
1 Approve Meeting Procedures Management For Voted - For
2 Approve Early Termination of Powers of Board of
Directors Management For Voted - For
Please Note Cumulative Voting Applies to This
Resolution Regarding The-election of Directors. Out
of the 13 Directors Presented for Election, You-can
Only Vote for 9 Directors. the Local Agent in the
Market Will Apply-cumulative Voting Evenly Among
Only Directors for Whom You Vote "for".-cumulative
Votes Cannot be Applied Unevenly Among Directors
Via Proxyedge.-standing Instructions Have Been
Removed for This Meeting. Please Contact
Your-client Service Representative with Any
Questions. Non-Voting Non-Voting
3.1 Elect Dmitry Konyaev As Director Management For Voted - For
3.2 Elect Dmitry Mazepin As Director Management For Voted - For
3.3 Elect Robert John Margetts As Director Management For Voted - For
3.4 Elect Dmitry Osipov As Director Management For Voted - For
3.5 Elect Paul James Ostling As Director Management For Voted - For
3.6 Elect Dmitry Razumov As Director Management For Voted - For
3.7 Elect Valery Senko As Director Management For Voted - For
3.8 Elect Mikhail Sosnovsky As Director Management For Voted - For
3.9 Elect Gordon Holden Sage As Director Management For Voted - For
3.10 Elect Dmitry Tatyanin As Director Management For Voted - For
3.11 Elect Sergey Chemezov Sage As Director Management For Voted - For
3.12 Elect Christophe Charlier As Director Management For Voted - For
3.13 Elect Jian Chen As Director Management For Voted - For
546
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
06 Mar 2014: Please Note That This is A Revision
Due to Modification to the Nu-mbering of Resolution
3.10. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
Meeting Date: 04-Apr-14 Meeting Type: Special General Meeting
1 Approve Large-scale Transaction with Sberbank of
Russia Re: Debt Financing Management For Voted - For
2 Amend Charter Management For Voted - For
20 Mar 2014: Owing to the Implementation of the
Federal Law No. 415-fz, with E-ffect from 6th
November 2013, Holders of Depository Receipts are
Required to D-isclose the Beneficial Owner Or Legal
Proxy Owner Information to Vote at Share-holder
Meetings. for Any Ballots Where Iss Acts As the
Distribution Agent on Y-our Custodians Behalf,
Submitting A Vote Will be Taken As Consent to
Disclose- This Information. Where No Beneficial
Owner Or Legal Proxy Owner Information I-s
Available, Your Votes May be Rejected Non-Voting Non-Voting
20 Mar 2014: Please Note That This is A Revision
Due to Addition of Comment An-d Modification to the
Text of Comment. If You Have Already Sent in Your
Votes,-please Do Not Return This Proxy Form Unless
You Decide to Amend Your Original-instructions.
Thank You Non-Voting Non-Voting
Meeting Date: 09-Jun-14 Meeting Type: Annual General Meeting
1 Approve Meeting Procedures Management For Voted - For
2 Approve Annual Report Management For Voted - For
3 Approve Financial Statements Management For Voted - For
4 Approve Allocation of Income and Dividends of Rub
1.63 Per Share Management For Voted - For
5.1 Elect Natalia Zhuravleva As Member of Audit
Commission Management For Abstain
5.2 Elect Andrey Kononov As Member of Audit Commission Management For Abstain
5.3 Elect Maria Kuzmina As Member of Audit Commission Management For Abstain
5.4 Elect Maria Risuhina As Member of Audit Commission Management For Abstain
5.5 Elect Irina Sharandina As Member of Audit Commission Management For Abstain
6 Approve New Edition of Charter Management For Voted - For
7 Approve New Edition of Regulations on Board of
Directors Management For Voted - For
8 Approve New Edition on Regulations on Remuneration
of Directors Management For Voted - For
9 Determine Cost of Indemnification Agreements with
Directors Management For Voted - For
10 Approve Related-party Transactions Re:
Indemnification Agreements with Directors Management For Voted - For
547
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11.1 Approve Related-party Transactions with Oao Ural
Scientific and Research Project Institute of
Halurgy Re: Service Agreements Management For Voted - For
11.2 Approve Related-party Transactions with Zao Vnii
Galurgii Re: Service Agreements Management For Voted - For
11.3 Approve Related-party Transactions with Security
Agency Sheriff- Berezniki Re: Service Agreements Management For Voted - For
11.4 Approve Related-party Transactions with Oao Ural
Scientific and Research Project Institute of
Halurgy Re: Lease Agreements Management For Voted - For
11.5 Approve Related-party Transactions with Oao Kopeisk
Machine-building Plant Re: Lease Agreements Management For Voted - For
11.6 Approve Related-party Transactions with Ooo
Silvinit Transport Re: Lease Agreements Management For Voted - For
11.7 Approve Related-party Transactions with Security
Agency Sheriff- Berezniki Re: Lease Agreements Management For Voted - For
11.8 Approve Related-party Transactions with Oao Ural
Scientific and Research Project Institute of
Halurgy Re: Lease Agreements Management For Voted - For
11.9 Approve Related-party Transactions with Uralchem
Re: Sale/purchase and Supply Contracts Management For Voted - For
11.10Approve Related-party Transactions with
Kirovo-chepetzkii Chemical Plant Re: Sale/purchase
and Supply Contracts Management For Voted - For
11.11Approve Related-party Transactions with Oao
Voskresenskie Mineralniye Udobrenija Re:
Sale/purchase and Supply Contracts Management For Voted - For
11.12Approve Related-party Transactions with
Vsmpo-avisma Corp. Re: Sale/purchase and Supply
Contracts Management For Voted - For
11.13Approve Related-party Transactions with Oao Kopeisk
Machine-building Plant Re: Sale/purchase and Supply
Contracts Management For Voted - For
11.14Approve Related-party Transactions Re: Capital
Contributions to Subsidiaries Management For Voted - For
Please Note Cumulative Voting Applies to This
Resolution Regarding The-election of Directors. Out
of the 13 Directors Presented for Election, You-can
Only Vote for 9 Directors. the Local Agent in the
Market Will Apply-cumulative Voting Evenly Among
Only Directors for Whom You Vote "for".-cumulative
Votes Cannot be Applied Unevenly Among Directors
Via Proxyedge.-standing Instructions Have Been
Removed for This Meeting. Please Contact
Your-client Service Representative with Any
Questions. Non-Voting Non-Voting
12.1 Elect Dmitry Konyaev As Director Management For Abstain
12.2 Elect Dmitry Mazepin As Director Management For Abstain
12.3 Elect Robert John Margetts As Director Management For Voted - For
12.4 Elect Dmitry Osipov As Director Management For Abstain
12.5 Elect Paul James Ostling As Director Management For Voted - For
12.6 Elect Dmitry Razumov As Director Management For Abstain
12.7 Elect Valery Senko As Director Management For Abstain
548
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12.8 Elect Mikhail Sosnovsky As Director Management For Abstain
12.9 Elect Gordon Holden Sage As Director Management For Voted - For
12.10Elect Dmitry Tatyanin As Director Management For Abstain
12.11Elect Sergey Chemezov As Director Management For Abstain
12.12Elect Christophe Charlier As Director Management For Abstain
12.13Elect Chen Jian As Director Management For Abstain
13 Ratify Ifrs Auditor Management For Voted - For
14 Approve Auditor for Company's Ifrs Consolidated
Financial Statements Management For Voted - For
15 Ratify Ras Auditor Management For Voted - For
16 Determine Cost of Liability Insurance for Directors
and Officers Management For Voted - For
17 Approve Related-party Transactions Re: Liability
Insurance for Directors and Officers Management For Voted - For
YARA INTERNATIONAL ASA, OSLO
CUSIP: R9900C106
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Agm, Approval of Meeting Notice and
Agenda Management For Voted - For
2 Election of Chairperson and A Person to Co-sign the
Minutes. the Board Proposes That Ketil E. Boe,
Partner in the Law Firm Wikborg, Rein and Co is
Elected As Chairperson Management For Voted - For
3 Approval of the Annual Accounts and the Annual
Report for 2013 for Yara International Asa and the
Group, Including Distribution of Dividends. the
549
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Board Proposes That A Dividend of Nok 10 Per Share
is Paid for the Financial Year 2013 Management For Voted - For
4 Statement Regarding Determination of Salary and
Other Remuneration to the Executive Management of
the Company Management For Voted - For
5 Report on Corporate Governance Management For Voted - For
6 Auditor's Fees for 2013 Management For Voted - For
7 Remuneration to the Members of the Board, Members
of the Compensation Committee and Members of the
Audit Committee for the Period Until the Next
Annual General Meeting Management For Voted - For
8 Remuneration to the Members of the Nomination
Committee for the Period Until the Next Annual
General Meeting Management For Voted - For
9 Election of Members of the Board :leif Teksum,
Hilde Merete Aasheim, Hilde Bakken ,geir Isaksen
,john Thuestad Management For Voted - For
10 Election of Members of the Nomination Committee
:tom Knoff (chair) ,thorunn Kathrine Bakke ,ann
Kristin Brautaset ,anne Carine Tanum Management For Voted - For
11 Changes to the Articles of Association Regarding
Retirement Age for Members of the Board of Directors Management For Voted - For
12 Capital Reduction by Cancellation of Own Shares and
by Redemption of Shares Held on Behalf of the
Norwegian State by the Ministry of Trade, Industry
and Fisheries Management For Voted - For
13 Power of Attorney to the Board Regarding
Acquisition of Own Shares Management For Voted - For
15 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Nomination
Committee Names. If You Have Already Sent in Your
Votes, Please D-o Not Vote Again Unless You Decide
to Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
550
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AES GENER SA
CUSIP: P0607L111
Meeting Date: 03-Oct-13 Meeting Type: ExtraOrdinary General Meeting
1 To Increase the Capital Stock in the Amount of
Usd450.000.000 Four Hundred and Fifty Million
Dollars of the United States of America, Or in the
Amount Determined by the Meeting, Through the Issue
of Cash Shares Management For Voted - For
2 To Fix the Price, the Form, Time, Procedures and
Other Conditions for the Allocation of Shares
Issued Accordingly with the Capital Increase, Or to
Authorize the Board of Directors to Determine, Fix
and Freely Agree, and with the Most Ample Powers,
the Price, the Form, Time, Procedures and Other
Conditions for the Allocation of the Aforementioned
Shares Management For Voted - For
3 To Recognize Any Modification to the Capital Stock
That Might Have Been Taken Place According to
Provisions in Article 26 of the Law of Stock
Companies and to Deduct the Costs of Issue and
Allocation of the Shares from the Paid in Capital Management For Voted - For
4 To Modify the Corporate Purpose in Terms of
Outlining Its Scope, and at the Same Time, to Make
It Extensive to Other Complementary Activities Or
Related with the Business Line of the Company Management For Abstain
5 To Modify the Bylaws to Adjust Them to the
Agreements to be Adopted in Relation Thereto in the
Meeting Management For Voted - For
6 Information About Operations with Related Parties
Referred to in Title Xvi of the Law 18.046 of Stock
Companies Management For Voted - For
7 In General, to Adopt All the Other Agreements
Necessary Or Convenient for the Implementation of
the Decisions to be Resolved in the Stockholders
Meeting Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Financial Statements and of the
Annual Report from the Fiscal Year That Ended on
December 31, 2013, Including the Report from the
Outside Auditing Firm Management For Voted - For
2 Distribution of Profit and Payment of A Definitive
Dividend Management For Voted - For
3 Determination of the Compensation for the Members
of the Committee of Directors, Approval of the
Budget of the Committee and Its Advisers for 2014
and Information on the Expenses and the Activities
Conducted by That Committee During 2013 Management For Abstain
4 Designation of an Outside Auditing Firm for the
2014 Fiscal Year Management For Voted - For
551
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Dividend Policy Management For Voted - For
6 Information Regarding the Related Party
Transactions That are Referred to in Title Xvi of
Law 18,046, the Share Corporations Law Management For Voted - For
7 Other Matters of Corporate Interest That are
Appropriate for the Annual General Meeting of
Shareholders Management For Voted - Against
8 In General, to Pass All the Other Resolutions That
May be Necessary Or Convenient to Carry Out the
Decisions That the General Meeting of Shareholders
Resolves On Management For Voted - For
AGUAS ANDINAS SA, SANTIAGO
CUSIP: P4171M125
Meeting Date: 29-Aug-13 Meeting Type: ExtraOrdinary General Meeting
1 To Deal with and Vote Regarding A Proposal for the
Amendment of the Corporate Bylaws for the Purpose
of A. Including the Most Recent Changes Made to Law
Number 18,046, to the New Share Corporations
Regulations, to Law Number 18,045, the Securities
Market Law, by Law Number 19,888 and Others That
May be Applicable, B. Increasing the Term in Office
of the Board of Directors of the Company from 2 to
3 Years, C. Removing the Transitory Provisions That
Have Lost Their Effectiveness from the Corporate
Bylaws, and D. Approving A New, Restated, Text of
the Corporate Bylaws That Includes the Prior
Amendments Management For Voted - Against
2 Renewing the Board of Directors of the Company Management For Abstain
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Examination of the Report from the Outside
Auditors, to Vote Regarding the Annual Report,
Balance Sheet and Financial Statements for the
Fiscal Year That Ran from January 1 to December 31,
2013 Management For Voted - For
2 To Vote Regarding the Distribution of Profit and
Payment of Dividends from the 2013 Fiscal Year Management For Abstain
3 Presentation Regarding the Dividend Policy of the
Company Management For Voted - For
4 To Report Regarding the Related Party Transactions
Under Title Xvi of Law 18,046 Management For Voted - For
5 To Designate the Independent Outside Auditors for
the 2014 Fiscal Year Management For Voted - For
6 To Designate Risk Rating Agencies for the 2014
Fiscal Year Management For Voted - For
7 To Establish the Compensation of the Members of the
Board of Directors for the 2014 Fiscal Year Management For Abstain
8 Account of the Expenses of the Board of Directors
During 2013 Management For Voted - For
552
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Establish the Compensation and Budget of the
Committee of Directors for the 2014 Fiscal Year Management For Abstain
10 Accounting of the Activities and Expenses of the
Committee of Directors During 2013 Management For Voted - For
11 To Determine the Periodical in Which the
Shareholder General Meeting Call Notices, Notices
of the Payment of Dividends and Other Matters of
Interest to the Shareholders Will be Published Management For Abstain
12 Other Matters of Corporate Interest That are Within
the Authority of the General Meeting Management For Voted - Against
ALMACENES EXITO SA, COLOMBIA
CUSIP: P3782F107
Meeting Date: 20-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of the Committee to Count the Votes and to
Review, Approve and Sign the General Meeting Minutes Management For Voted - For
4 Reading of the Management Report from the Board of
Directors and from the President Management For Voted - For
5 Presentation of the Individual and Consolidated
General Purpose Financial Statements, Their
Attachments, and Other Documents That are Legally
Required, with A Cutoff Date of December 31, 2013 Management For Voted - For
6 Reading of the Reports from the Auditor Management For Voted - For
7 Approval of the Management Report, of the Financial
Statements with A Cutoff Date of December 31, 2013,
Together with Their Attachments and Other Legally
Required Documents Management For Abstain
8 Establishment of the Allocation for the Board of
Directors Management For Abstain
9 Election of the Members of the Board of Directors
for the Period from 2014 Through 2016 Management For Abstain
10 Election of the Auditor for the Period from 2014
Through 2016 Management For Voted - For
11 Proposals from the Management Plan for the
Distribution of Profit. Donations. Bylaws
Amendments. Rules for the Functioning of the
General Meeting of Shareholders Management For Voted - For
12 Proposals from the Shareholders Management For Voted - Against
BANCO DE CHILE
CUSIP: 059520106 TICKER: BCH
Meeting Date: 27-Mar-14 Meeting Type: Annual
1. Approval of Annual Report, Balance Sheet, Financial
Statement and Report of External Auditors of Banco
De Chile, for the Year 2013. Management For Voted - For
553
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. The Distribution of the Distributable Net Income
for the Year Ended December 31, 2013 and Approval
of the Dividend Number 202 of Ch$ 3.48356970828 Per
Every "banco De Chile" Shares Corresponding to 70%
of Such Distributable Net Income. Management For Voted - For
3. Appointment of the Board of Director's. Management For Abstain
4. Directors' Remuneration. Management For Abstain
5. Directors and Audit Committee's Remuneration and
Approval of Its Budget. Management For Abstain
6. Nomination of External Auditors. Management For Voted - For
E1. Likewise, the Board of Directors Agreed to Summon A
Extraordinary Shareholders Meeting to be Held on
the Same Date and Place Than the Ordinary
Shareholders Meeting and Immediately After Such
Ordinary Shareholder Meeting, All As More Fully
Described in the Proxy Statement. Management For Voted - Against
BANCO DE CREDITO E INVERSIONES SA CREDITO
CUSIP: P32133111
Meeting Date: 26-Sep-13 Meeting Type: ExtraOrdinary General Meeting
A To Increase the Share Capital in an Amount
Equivalent in Clp at the Usd Exchange Rate for the
Day Prior to the General Meeting, to Usd 400
Million, Through the Issuance of Paid, Nominative
Shares, of A Single Series and with No Par Value,
at the Price and Under the Other Conditions That
the General Meeting Determines Management For Voted - For
B To Reserve 10 Percent of the Mentioned Capital
Increase, to be Allocated to Compensation Plans for
the Workers, in Accordance with the Legal Rules in
Effect for This Type of Procedure Management For Voted - For
C To Delegate to the Board of Directors of the Bank
the Authority Necessary to Request the Listing of
the Shares Representative of the Capital Increase
in the Securities Registry of the Superintendency
of Banks and Financial Institutions, to Establish
the Placement Price of the Paid Shares, to Proceed
with Their Placement and to Pass the Other
Resolutions That are Necessary to Implement the
Previous Resolutions Management For Voted - For
D To Amend the Corporate Bylaws for the Purpose of
Adapting Them to the Resolutions That are Passed in
Regard to the Item Above Management For Voted - For
E To Pass the Other Resolutions That May be Necessary
to Formalize the Bylaws Resolutions Described Above
and to Make Them Effective Management For Voted - For
Meeting Date: 25-Mar-14 Meeting Type: ExtraOrdinary General Meeting
A To Increase the Capital of the Bank in the
Following Manner I. by Capitalizing the Amount of
554
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Clp 45,044,169,856, Through the Issuance of Bonus
Shares, II. by Capitalizing the Existing Reserve
Funds in Up to the Amount That is Determined,
Without the Issuance of Bonus Shares Management For Voted - For
B The Amendment of the Corporate Bylaws of the Bank
for the Purpose of Adapting Them to the Resolutions
That are Passed at the General Meeting Management For Voted - For
C The Passage of All the Other Resolutions That May
be Necessary to Formalize the Proposed Bylaws
Amendments and Make Them Effective Management For Voted - For
D To Extend A Single Time and for A Period of 180
Days from the Date That the Extraordinary General
Meeting That is Called Here is Held, the Delegation
That the Extraordinary General Meeting of
Shareholders That Was Held on September 26, 2013,
Made to the Board of Directors in Relation to the
Placement of the Paid Shares That Will be Issued on
the Occasion of the Capital Increase Approved at
That Earlier Extraordinary General Meeting Management For Voted - For
E To Change the Deadline Resolved on at the Earlier
Extraordinary General Meeting for Subscribing for
the Shares That are Allocated to Compensation Plans
for Employees of the Bank and Its Affiliates Management For Voted - For
Meeting Date: 25-Mar-14 Meeting Type: Ordinary General Meeting
1 To Submit the Annual Report, Balance Sheet,
Financial Statements, Their Notes and the Report of
External Auditors for the Period January 1st
Through December 31st, 2013 Management For Voted - For
2 To Determine the Allocation of A Dividend of Clp
1.260 Per Share, Chargeable to the Net Profit of
the Period 2013, and to Approve the Application of
the Remaining Balance of Profits Management For Voted - For
3 To Determine the Remuneration of Directors As from
April 2014 Management For Voted - Against
4 To Determine the Remuneration of the Committee of
Directors Members and the Expense Budget for
Operation of the Committee of Directors and Their
Advisors Management For Voted - For
5 Appointment of External Auditors and Private Rating
Agencies Management For Voted - For
6 To Let Know the Matters Reviewed by the Committee
of Directors and the Agreements Adopted by the
Board of Directors to Approve Operations with
Related Parties Referred to in Articles 146 and
Following Ones of the Law of Stock Companies Management For Voted - For
7 Information from the Committee of Directors
Regarding Its Activities During 2013, Its Annual
Management and Expenses Incurred During the Period,
Including Those of Its Advisors, and the Proposals
of the Committee of Directors Which Were Not
Received by the Board of Directors Management For Voted - For
8 Appointment of the Newspaper for Legal Publications Management For Voted - For
555
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Discuss All Other Matters Inherent to A Regular
Stockholders Meeting Management For Voted - Against
BANCO SANTANDER CHILE
CUSIP: 05965X109 TICKER: BSAC
Meeting Date: 05-Dec-13 Meeting Type: Special
1. Vote on the Offer Made by Banco Santander, S.a. to
Banco Santander - Chile for the Purchase of the
Shares Issued by Its Subsidiary Called Santander
Asset Management S.a., Administradora General De
Fondos and the Signing of A New Funds Distribution
Agreement Between Banco Santander Chile and the
(due to Space Limits, See Proxy Statement for
Full Proposal) Management For Voted - For
2. To Account for the Operations Referred to in Title
Xvi of Law 18,046 (operations with Related Parties)
Performed During 2013. for A Summary of These
Operations Please See Note 33 of our September 2013
Unaudited Financial Statements in the Following
Link: (due to Space Limits, See Proxy Statement
for Full Proposal) Management For Abstain
3. Adopt the Other Agreements and Powers of Attorney
As May be Necessary to Enforce and Carry Out the
Resolutions to be Adopted at This Meeting Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: Annual
1. Approval of the Annual Report, Balance Sheet and
Consolidated Financial Statements of the Bank and
Its Subsidiaries, the Independent Report of the
External Auditors, and the Notes Corresponding to
the Financial Year Ending December 31st of 2013. Management For Voted - For
2. Approve the Payment of A Dividend of Ch$ 1.40706372
Per Share Or 60% of 2013 Net Income Attributable to
Shareholders As A Dividend, Which Will be Paid in
Chile Beginning on April 23, 2014. the Remaining
40% of 2013 Net Income Attributable to Shareholders
Will be Set Retained As Reserves. Management For Voted - For
3. Approval of External Auditors. the Bank Has
Received Proposals from KPMG and Deloitte Auditores
Y Consultores Limitada and the Bank Recommends
Going Forward with Deloitte Auditores Y Consultores
Limitada. Therefore, A Vote for This Resolution
Will be A Vote for Deloitte Auditores Y Consultores
Limitada. Management For Voted - For
4. Approval of Local Rating Agencies. the Bank
Received Proposals from Feller Rate, Fitch Rating
Chile and Icr and the Bank Recommends Going Forward
with Feller and Fitch. Therefore, A Vote for This
Resolution Will be A Vote for Feller and Fitch. Management For Voted - For
5A. Re-election of Director: Mauricio Larrain Management For Voted - For
5B. Re-election of Director: Carlos Olivos (independent) Management For Voted - For
556
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5C. Re-election of Director: Oscar Von Chrismar Management For Voted - For
5D. Re-election of Director: Vittorio Corbo Management For Voted - For
5E. Re-election of Director: Victor Arbulu Management For Voted - For
5F. Re-election of Director: Marco Colodro (independent) Management For Voted - For
5G. Re-election of Director: Roberto Mendez Management For Voted - For
5H. Re-election of Director: Lucia Santa Cruz Management For Voted - For
5I. Re-election of Director: Lisandro Serrano
(independent) Management For Voted - For
5J. Re-election of Director: Roberto Zahler Management For Voted - For
5K. Re-election of Director: Juan Pedro Santa Maria Management For Voted - For
5L. Election of Director: Alfredo Ergas (independent) Management For Voted - For
6.1 Election of Alternate Director: Raimundo Monge Management For Voted - For
7. Approve the Board of Directors' 2014 Remuneration.
the Proposal Has No Material Or Significant Change
to the Amount Approved in 2013. Management For Abstain
8. Approval of the Audit Committee's 2014 Budget and
Remuneration for Its Members. the Proposal is to
Maintain the Remuneration Scheme Approved in the
Annual Shareholder Meeting of 2013. Management For Voted - For
CAP SA
CUSIP: P25625107
Meeting Date: 15-Apr-14 Meeting Type: Ordinary General Meeting
1 To Vote Regarding the Annual Report and the
Financial Statements from the 2013 Fiscal Year, to
Take Cognizance of the Status of the Company and
the Reports from the Outside Auditors Management For Voted - For
2 Dividend Policy and Distribution Management For Voted - For
3 Designation of Outside Auditors Management For Voted - For
4 Election of the Board of Directors Management For Abstain
5 Compensation for the Members of the Board of
Directors Management For Voted - Against
6 Annual Management Report from the Committee of
Directors, Compensation of Its Members and Expense
Budget for the Functioning of That Committee Management For Voted - For
7 Appointment of Risk Rating Agencies Management For Voted - For
8 Other Matters of Corporate Interest That are Within
the Authority of the General Meeting Management For Voted - Against
CEMENTOS ARGOS SA, BOGOTA
CUSIP: P2216Y112
Meeting Date: 21-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee to Count the Votes and
to Approve and Sign the General Meeting Minutes Management For Voted - For
557
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Report from the Board of Directors and the President Management For Voted - For
5 Presentation of the Financial Statements to
December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Report from the Board of Directors
and the President and of the Financial Statements
to December 31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit Management For Voted - For
9 Report on the Plan for the Implementation of the
International Financial Reporting Standards, in
Compliance with Decree 2,784 of December 28, 2012 Management For Voted - For
10 Presentation and Approval of Amendments to Articles
45, 47 and 56 of the Bylaws Management For Voted - For
11 Election of the Board of Directors and Allocation
of Compensation Management For Abstain
12 Election of an Auditor and Allocation of
Compensation Management For Voted - For
13 Approval of Funds for Social Benefits Management For Abstain
14 Proposals Presented by the Shareholders Management For Voted - Against
CENCOSUD SA
CUSIP: P2205J100
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Determination of the Placement Price of the
Shares Reserved for Executive Compensation Plans in
the Share Capital Increase That Was Resolved on at
the 20th Extraordinary General Meeting of
Shareholders, Which Was Held on April 29, 2011, Or
Failing This, to Delegate This Authority to the
Board of Directors Management For Voted - For
2 The Other Resolutions That May be Necessary to
Bring About That Which is Definitively Resolved on
by the General Meeting Management Against Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Ordinary General Meeting
1 Examination of the Status of the Company and the
Approval of the Annual Report, Balance Sheet and
Financial Statements from the Fiscal Year That
Ended on December 31, 2013, and of the Reports from
the Outside Auditing Firm for the Same Fiscal Year Management For Voted - For
2 Distribution of Profit from the 2013 Fiscal Year
and Payment of Dividends, with the Board of
Directors Proposing the Payment of the Amount of
Clp 20.59906 Per Share and That This Payment be
Made Beginning on May 14, 2014 Management For Voted - For
3 Presentation of the Dividend Policy Management For Voted - For
4 Establishment of the Compensation of the Members of
the Board of Directors for 2014 Management For Voted - For
558
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Establishment of the Compensation of the Members of
the Committee of Directors and the Expense Budget
for Its Operation and That for Its Advisers for 2014 Management For Voted - For
6 Information Regarding the Expenses of the Board of
Directors and of the Committee of Directors During
the 2013 Fiscal Year Management For Voted - For
7 Designation of an Outside Auditing Firm for 2014 Management For Voted - For
8 Designation of Risk Rating Agencies for 2014 Management For Voted - For
9 To Present the Matters Examined by the Committee of
Directors and the Resolutions Passed by the Board
of Directors to Approve the Related Party
Transactions That are Referred to in Article 146,
Et Seq., of the Share Corporations Law, Mentioning
the Members of the Board of Directors Who Approved
Them Management For Voted - For
10 Information Regarding the Activities Conducted and
Annual Management of the Committee of Directors for
2013 and of the Proposals from the Committee of
Directors That Were Not Approved by the Board of
Directors Management For Voted - For
11 Designation of the Periodical in Which the Legal
Notices Will be Published Management For Voted - For
12 In General, to Deal with Other Matters of Corporate
Interest That are Appropriate for an Annual General
Meeting of Shareholders in Accordance with the Law Management For Voted - Against
16 Apr 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
COLBUN SA
CUSIP: P2867K130
Meeting Date: 23-Apr-14 Meeting Type: Ordinary General Meeting
I Examination of the Status of the Company and Report
from the Outside Auditors and from the Accounts
Inspectors Management For Voted - For
II Approval of the Annual Report and Financial
Statements to December 31, 2013 Management For Voted - For
III Distribution of Profit and Payment of Dividends Management For Voted - For
IV Approval of the Investment and Financing Policy of
the Company Management For Abstain
V Policies and Procedures Regarding Profit and
Dividends Management For Abstain
VI Designation of Outside Auditors for the 2014 Fiscal
Year Management For Voted - For
VII Designation of Accounts Inspectors and Their
Compensation Management For Voted - For
VIII Establishment of the Compensation of the Members of
the Board of Directors Management For Abstain
559
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IX Report on the Activities of the Committee of
Directors Management For Voted - For
X Establishment of the Compensation of the Committee
of Directors and Determination of Its Budget Management For Abstain
XI Information Regarding Resolutions of the Board of
Directors That are Related to Acts and Contracts
That are Governed by Title Xvi of Law Number 18,046 Management For Voted - For
XII Other Matters of Corporate Interest That are Within
the Authority of the General Meeting Management For Voted - Against
04 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 16 Apr 2014 to 15
Apr 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
COMPANIA CERVECERIAS UNIDAS
CUSIP: 204429104 TICKER: CCU
Meeting Date: 09-Apr-14 Meeting Type: Annual
2 Approval of the Annual Report, Financial Statements
and External Auditors' Report Corresponding to the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
3 Distribution of the Profits Accrued During Fiscal
Year 2013 and Dividend Payment. Management For Voted - For
5 Determination of the Board of Directors Member's
Remuneration for the Fiscal Year 2014. Management For Abstain
6 Determination of the Committee of Directors Budget
and Remuneration for Its Members for the Fiscal
Year 2014. Management For Abstain
7 Determination of the Audit Committee Budget and
Remuneration for Its Members for the Fiscal Year
2014. Management For Abstain
8 External Auditors Appointment for the 2014 Fiscal
Year. Management For Voted - For
COMPANIA DE MINAS BUENAVENTURA S.A.
CUSIP: 204448104 TICKER: BVN
Meeting Date: 27-Mar-14 Meeting Type: Annual
1. To Approve the Annual Report As of December, 31,
2013. A Preliminary Spanish Version of the Annual
Report Will be Available in the Company's Web Site
Http://www.buenaventura.com/ir/. Management For Voted - For
2. To Approve the Financial Statements As of December,
31, 2013, Which Were Publicly Reported and are in
our Web Site Http://www.buenaventura.com/ir/. Management For Voted - For
3. To Appoint Ernst and Young (medina, Zaldivar,
Paredes Y Asociados) As External Auditors for
Fiscal Year 2014. Management For Voted - For
560
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Ratification of the Dividend Policy Amendment,
Which Has Been Approved by the Board of Directors. Management For Voted - For
5. To Approve the Payment of A Cash Dividend of 1.1
Cents (us$) Per Share Or Ads According to the
Company's Dividend Policy. Management For Voted - For
6. Election of the Members of the Board for the Period
2014-2016: Mr. Roque Benavides, Mr Carlos-del-
Solar, Mr. Igor Gonzales, Mr. Jose Miguel Morales,
Mr. Felipe Ortiz-de- Zevallos, Mr. Timothy Snider,
Mr. German Suarez Management For Voted - For
CORPBANCA S.A.
CUSIP: 21987A209 TICKER: BCA
Meeting Date: 13-Mar-14 Meeting Type: Annual
1. Approve the Annual Report, Balance Sheet, Financial
Statements, and the External Auditors' Report for
the Year Ended December 31, 2013 Management For Voted - For
2. Appoint the External Auditors for 2014 Management For Voted - For
3. Establish and Approve Compensation for the Members
of the Board of Directors Management For Abstain
4. Approve to Distribute 57% of Net Income for 2013 of
Ch$88,403,277,229, Which Will be Distributed As A
Dividend of Ch$0.2597360038 Per Share to All Shares
Issued by the Bank. Management For Voted - For
5. Establish the Dividend Policy Proposed by the Board
of Directors, Which Agreed to Propose to Distribute
No Less Than 50% of Profit for the Respective Year Management For Voted - For
6. Set Compensation and the Budget for the Directors'
Committee and Report on the Activities of That
Committee and the Audit Committee Management For Abstain
7. Designate the Newspaper for Legal Publications Management For Voted - For
CORPORACION FINANCIERA COLOMBIANA SA
CUSIP: P3138W200
Meeting Date: 03-Sep-13 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of the Committee to Approve the Minutes
of the General Meeting Management For Voted - For
4 Reports from the Board of Directors and from the
President of the Corporation for the Period Running
from January Through June 2013 Management For Abstain
5 Presentation of the Individual and Consolidated
Financial Statements with A Cutoff Date of June 2013 Management For Abstain
6 Reports from the Auditor Regarding the Financial
Statements Management For Abstain
7 Approval of the Reports from the Management and of
the Financial Statements Management For Abstain
561
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Plan for the Distribution of Profit Management For Voted - For
9 Report from the Board of Directors Regarding the
Functioning of the Internal Control System and
Regarding the Work Carried Out by the Audit
Committee Management For Abstain
10 Amendment of Article 66 of the Corporate Bylaws Management For Abstain
11 Report from the Financial Consumer Representative
Regarding the Natural Persons Who Will Perform the
Duties of Full and Alternate Financial Consumer
Representative Management For Abstain
12 Determination of Donations for 2013 Management For Abstain
13 Proposals and Various Management For Voted - Against
Meeting Date: 04-Mar-14 Meeting Type: Ordinary General Meeting
1 Quorum Verification Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of Committee for Minutes of the
Meetings Approval Management For Voted - For
4 Reports of the Board and President of Corporation
for the Exercise Corresponding to July-december 2013 Management For Voted - For
5 Presentation of Individual and Consolidated
Financial Statements with the Court December 31,
2013 Management For Voted - For
6 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
7 Approval of the Administration Reports and
Financial Statements Management For Abstain
8 Profit Distribution Project Option 1- Cash Dividend
of Cop 300 Per Share on 195,318,576 Ordinary Shares
and 12,815,766 Preference Shares Subscribed and
Paid by December 31, 2013. Such Dividend Will be
Paid in Six Installments Within the First Five Days
of Each Month from April 2014. Option 2- Stock
Dividend Amounting to Cop 187,560,262,293 at the
Rate of Cop 901.15 Per Share on 195,318,576
Ordinary Shares and Cop 901.15 Per Share on
12,815,766 Subscribed and Paid in December 2013
Preferred Shares. These Dividends Will be Paid in
Shares at the Rate of 1 Share for Every 42.771403
Common Shares and 1 Share with Preferred Dividend
and No Voting Rights for Every 42.771403
Preferential, Subscribed and Paid by December 31,
2013 Actions. Payment of Shares Will be Made on the
Day of April 25, 2014 to the Person Entitled
Thereto at Contd Management For Voted - For
Contd the Time of Making the Payment Required Under
Current Regulations Non-Voting Non-Voting
9 Amendment to Article 6 of the Bylaws - Increase in
Authorized Capital Management For Voted - For
10 Report of the Board on the Operation of the
Internal Control System and the Work Done by the
Audit Committee Management For Abstain
11 Election of the Board and Assignment Fees Management For Abstain
562
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Election of Auditor and Set Fees for Management and
Resources Management For Voted - For
13 Propositions and Several Management For Voted - Against
21 Feb 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. If-you Have Already Voted
on This Meeting There is No Need to Re- Vote Again
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
CORPORACION FINANCIERA COLOMBIANA SA
CUSIP: P3138W283
Meeting Date: 04-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Order of the Day Management For Voted - For
3 Appointment of the Commission for the Approval of
the Minutes of the General Meeting Management For Voted - For
4 Reports of the Board of Directors and of the
President of the Corporation for the Fiscal Period
of July to December 2013 Management For Voted - For
5 Presentation of the Individual and Consolidated
Financial Statements That Run to December 31, 2013 Management For Voted - For
6 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
7 Approval of the Reports of the Management and of
the Financial Statements Management For Abstain
8 Project for the Allocation of Profits Management For Voted - For
9 To Amend Article 6 of the Company Bylaws, Increase
in Authorized Share Capital Management For Voted - For
10 Report of the Board of Directors Concerning the
Functioning of the Internal Control System and on
the Working of the Audit Committee Management For Abstain
11 Election of the Board of Directors and Setting of
Remuneration Management For Abstain
12 Election of the Statutory Auditor and Setting of
the Remuneration and Resources for His Term in
Office Management For Voted - For
13 Proposals and Any Other Business Management For Voted - Against
CREDICORP LTD
CUSIP: G2519Y108
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 07 Apr 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
563
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Important Market Processing Requirement: A
Permanent Poa Or Meeting Specific-signed Power of
Attorney (poa) is Required in Order to Lodge and
Execute Your-voting Instructions in This Market.
Absence of A Poa, May Cause Your- Instructions to
be Rejected. the Meeting Specific Poa Must be
Completed And-the Original Must be Submitted, 5
Days Prior to Cutoff Date, at 12:00 E.s.t.-to Attn:
Stephanie Porcari /amelia Meneses, Canaval Y
Moreyra 480, Piso 4,-san Isidro, L-27, Lima - Peru.
This Document Can be Retrieved from The-hyperlink.
If You Have Any Questions, Please Contact Your
Client Service-representative Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available By-clicking on the
Material Url Link:-
Https://materials.proxyvote.com/approved/99999
Z/19840101/nps_113480.pdf Non-Voting Non-Voting
1 Presentation by the President of the Annual Repo of
the Company Regarding the Fiscal Year That Ended on
December 31, 2013 Management For Voted - For
2 Consideration and Approval of the Consolidated
Financial Statements of the Company and Its
Subsidiaries to December 31, 2013, Including the
Report and Opinion of the Independent Auditors of
the Company Management For Voted - For
3 Election of the Members of the Board of Directors
and Determination of Their Compensation Management For Voted - For
4 Designation of Outside Auditors for the 2014 Fiscal
Year and Determination of Their Compensation Management For Voted - For
CREDICORP LTD.
CUSIP: G2519Y108 TICKER: BAP
Meeting Date: 31-Mar-14 Meeting Type: Annual
1. To Consider and Approve the Audited Consolidated
Financial Statements of Credicorp and Its
Subsidiaries for the Financial Year Ended December
31, 2013 Including the Report Thereon of
Credicorp's Independent External Auditors. Management For Voted - For
2.1 Election of Director: Dionisio Romero Paoletti Management For Voted - For
2.2 Election of Director: Raimundo Morales Dasso Management For Voted - For
2.3 Election of Director: Fernando Fort Marie Management For Voted - For
2.4 Election of Director: Reynaldo A. Llosa Barber Management For Voted - For
2.5 Election of Director: Juan Carlos Verme Giannoni Management For Voted - For
2.6 Election of Director: Luis Enrique Yarur Rey Management For Voted - For
2.7 Election of Director: Benedicto Ciguenas Guevara Management For Voted - For
2.8 Election of Director: Martin Perez Monteverde Management For Voted - For
3. Approval of Remuneration of Directors. (see
Appendix 2) Management For Voted - For
4. To Appoint Independent External Auditors of
Credicorp to Perform Such Services for the
564
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Financial Year 2014 and to Define the Fees for Such
Audit Services. (see Appendix 3) Management For Voted - For
E CL SA
CUSIP: P36020108
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
294069 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Approval of Financial Statements and Annual Report
of the Period Ended December 31, 2013, and Review
of the Report of the External Audit Company Management For Voted - For
2 Appropriation of P and L Statements of the Period
Ended December 31, 2013, and Allocation of
Definitive Dividends Management For Voted - For
3 Election of the Board of Directors Management For Abstain
4 Determination of the Remuneration of Directors Management For Abstain
5 Determination of the Remuneration of the Committee
of Directors and Its Budget Management For Abstain
6 Appointment of the External Audit Company for the
Period 2014 Management For Voted - For
7 Appointment of Rating Agencies for the Period 2014 Management For Voted - For
8 Approval of the Policy of Dividends of the Company Management For Voted - For
9 Information on the Activities Performed by the
Committee of Directors and Expenses Incurred Management For Voted - For
10 Information About Operations with Related Parties
Referred to in Article 147 of the Law 18.046 Management For Voted - For
11 Other Matters of Corporate Interest and of the
Competence of the Regular Stockholders Meeting Management For Voted - Against
ECOPETROL S A
CUSIP: 279158109 TICKER: EC
Meeting Date: 23-Jan-14 Meeting Type: Special
4 Approval of the Agenda Management For Voted - For
5 Appointment of the President for the Meeting Management For Voted - For
6 Appointment of the Commission in Charge of
Scrutinizing Elections and Polling Management For Voted - For
7 Appointment of the Commission in Charge of
Reviewing and Approving the Minutes of the Meeting Management For Voted - For
8 Election of the Board of Directors Management For Voted - For
Meeting Date: 26-Mar-14 Meeting Type: Annual
4 Approval of the Agenda Management For Voted - For
5 Appointment of the Meeting's President Management For Voted - For
565
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Appointment of the Commission in Charge of
Scrutinizing Elections and Polling Management For Voted - For
7 Appointment of the Commission in Charge of
Reviewing and Approving the Minutes of the Meeting Management For Voted - For
13 Approval of Reports Presented by the Management,
and the External Auditor and Approval of Financial
Statements Management For Abstain
14 Approval of Proposal for Dividend Distribution Management For Voted - For
15 Election of the External Auditor and Assignment of
Remuneration Management For Voted - For
16 Election of the Board of Directors Management For Voted - For
EMBOTELLADORA ANDINA S.A.
CUSIP: 29081P303 TICKER: AKOB
Meeting Date: 21-Apr-14 Meeting Type: Annual
1. The Annual Report and Consolidated Statement of
Financial Position for the Year 2013; As Well As
the Report of Independent Auditors with Respect to
the Statement of Financial Position. Management For Voted - For
2. Earnings Distribution and Dividend Payments. Management For Voted - For
3. Present Company Dividend Distribution Policy and
Inform About the Distribution and Payment
Procedures Utilized. Management For Abstain
4. Determine the Compensation for Directors, Members
of the Director's Committee and Members of the
Audit Committee Established Pursuant to the
Sarbanes-oxley Act. Management For Abstain
5. Appoint of the Company's Independent Auditors for
the Year 2014. Management For Voted - For
6. Appoint the Company's Rating Agencies for the Year
2014. Management For Voted - For
7. Report on Board Agreements in Accordance with
Articles 146 and Forward of the Chilean Law No
18.046, Regarding Operations That Took Place After
the Last General Shareholders' Meeting. Management For Voted - For
8. Determine the Newspaper Where Shareholders Notices
Should be Published. Management For Voted - For
9. In General, to Resolve Every Other Matter Under Its
Competency and Any Other Matter of Company Interest. Management For Voted - Against
EMPRESA DE ENERGIA DE BOGOTA SA ESP, BOGOTA
CUSIP: P37100107
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
1 National Anthem of the Republic of Colombia Management For Voted - For
2 Anthem of Bogota, D.c. Management For Voted - For
3 Report on the Registration and Validation of Those
in Attendance. Verification of the Quorum Management For Voted - For
566
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appointment of the Committee to Draft and Approve
the Minutes of the General Meeting Management For Voted - For
5 Appointment of the Chairperson of the General
Meeting Management For Voted - For
6 A Few Words from the Chairperson of the General
Meeting Management For Voted - For
7 Report on the Good Governance Code Management For Voted - For
8 Consideration of the Annual Report, Special
Business Group Report, Eeb and Consolidated
Financial Statements, Report on Financial Status
and the Opinion of the Auditor for the Period That
Ran from January 1 to December 31, 2013 Management For Abstain
9 Consideration of the Plan for the Distribution of
Profit and Payment of Dividends Management For Voted - For
10 Consideration of the Financing Strategy for Eebis
Guatemala Management For Abstain
11 Designation of the Eeb Auditor Management For Voted - For
12 Election of the Members of the Board of Directors
of Empresa De Energia De Bogota S.a. Esp Management For Abstain
13 Proposals and Various Management For Voted - Against
EMPRESA NACIONAL DE ELECTRICIDAD S.A.
CUSIP: 29244T101 TICKER: EOC
Meeting Date: 22-Apr-14 Meeting Type: Annual
1. Approval of the Annual Report, Financial
Statements, Report of the External Auditors, and
Inspectors of Accounts for the Year Ended December
31, 2013. Management For Voted - For
2. Profit Distribution for the Period and Dividends
Payment. Management For Voted - For
3. Compensation for the Board of Directors. Management For Abstain
4. Compensation for the Directors' Committee and
Approval of Their 2014 Budget. Management For Abstain
6. Appointment of an External Auditing Firm for the
Period 2014, Governed by Title Xxviii of the
Securities Market Law N[] 18,045. Management For Voted - For
7. Election of Two Account Inspectors and Their
Alternates, As Well As Their Compensation. Management For Voted - For
8. Appointment of Private Credit Rating Agencies. Management For Voted - For
9. Approval of the Investment and Financing Policy. Management For Voted - For
13. Other Matters of Interest and Competence of the
Ordinary Shareholders' Meeting. Management For Voted - Against
14. Acceptance of All the Other Resolutions Needed for
A Due Diligence Regarding the Resolutions Adopted. Management For Voted - For
567
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EMPRESA NACIONAL DE TELECOMUNICACIONES SA ENTEL
CUSIP: P37115105
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Annual Report, Balance Sheet and Other Financial
Statements As of December 31, 2013 Management For Voted - For
2 Approval of Definitive Dividend for the Period 2013 Management For Voted - For
3 Statement of the Board of Directors in Respect of
Policy of Dividends Management For Voted - For
4 Approval of Investment and Financing Policies Management For Voted - For
5 Election of the Board of Directors Management For Voted - Against
6 Determination of the Remuneration of Directors Management For Voted - For
7 Determination of the Remuneration of the Committee
of Directors and Its Expense Budget Management For Voted - For
8 Appointment of Supervisors (external Auditors and
Account Inspectors) Management For Voted - For
9 Appointment of Rating Agencies Management For Voted - For
10 Report on Related Operations Management For Voted - For
11 To Determine the Newspaper for Publishing of
Notices of A Meeting Management For Voted - For
12 Other Matters of Interest for the Company, and of
the Competence of the Meeting Management For Voted - Against
EMPRESAS CMPC SA
CUSIP: P3712V107
Meeting Date: 22-Apr-14 Meeting Type: ExtraOrdinary General Meeting
A To Increase the Share Capital in an Amount to be
Freely Determined by the General Meeting, by Up to
Usd 250 Million, to be Paid in Through the Issuance
of Paid Shares, to be Issued and Placed in the
Manner, at the Times and for the Amount That is
Freely Resolved on by the General Meeting in
Accordance with the Law, with the Delegation to the
Board of Directors of the Final Establishment of
the Placement Price of the Mentioned Paid Shares
Being Allowed, Amending the Corporate Bylaws for
That Purpose Management For Voted - For
B To Pass All the Other Resolutions That are
Necessary to Bring About and Carry Out the Capital
Increase, Bylaws Amendment and Other Resolutions
Passed by the General Meeting, Giving Broad Powers
to the Board of Directors for These Purposes Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
1 To Discuss the Annual Report, Annual Financial
Statements and Report of External Audit Company for
the Period Ended December 31, 2013 Management For Voted - For
568
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Resolve About the Appropriation of Profits of
the Period and Allocation of A Final Dividend
Number 260 Management For Voted - For
3 Election of the Board of Directors Management For Abstain
4 To Inform About the Agreements of the Board of
Directors in Relation to the Operations Referred to
in Title Xvi of the Law 18.046 Management For Voted - For
5 Appointment of External Audit Company and Rating
Agencies Management For Voted - For
6 Determination of the Remuneration of the Board of
Directors, As Well As the Remuneration and Budget
of the Committee of Directors for the Period 2014 Management For Abstain
7 To Inform About Policies and Procedures Regarding
Profits and Dividends Management For Abstain
8 To Take Notice and Resolve Any Other Matter of the
Competence of the Regular Stockholders Meeting,
Pursuant to the Law and the Bylaws Management For Voted - Against
EMPRESAS COPEC SA
CUSIP: P7847L108
Meeting Date: 23-Apr-14 Meeting Type: Ordinary General Meeting
1 To Submit the Financial Statements of the Company
to December 31, 2013, and the Annual Report from
the Board of Directors to A Vote and to Give an
Accounting of the Progress of the Corporate Business Management For Voted - For
2 Designation of Members of the Board of Directors Management For Abstain
3 To Give an Accounting of the Transactions Conducted
by the Company That are Referred to in Title Xvi of
Law Number 18,046 Management For Voted - For
4 To Establish the Compensation of the Board of
Directors for the Next Fiscal Year Management For Abstain
5 To Establish the Compensation and Expense Budget of
the Committee That is Referred to in Article 50 Bis
of Law Number 18,046, to Give an Accounting of Its
Activities and Its Annual Management Report Management For Abstain
6 To Designate Outside Auditors and Risk Rating
Agencies Management For Voted - For
7 To Deal with Any Other Matter of Corporate Interest
That is Within the Authority of the Type of General
Meeting That is Being Called Management For Voted - Against
ENERSIS S.A.
CUSIP: 29274F104 TICKER: ENI
Meeting Date: 23-Apr-14 Meeting Type: Annual
1. Approval of Annual Report, Financial Statements,
Report of the External Auditors and Account
Inspectors for the Fiscal Year Ended on December
31, 2013. Management For Voted - For
569
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval of Profits and Dividends Distribution. Management For Abstain
3. Setting the Compensation for the Board of Directors. Management For Abstain
4. Setting the Compensation for the Directors'
Committee and Approval of Their 2014 Budget. Management For Abstain
6. Appointment of an External Auditing Firm Governed
by Title Xxviii of the Securities Market Law 18,045. Management For Voted - For
7. Election of Two Account Inspectors and Their
Alternates, As Well As Their Compensation. Management For Voted - For
8. Appointment of Risk Rating Agencies. Management For Voted - For
9. Approval of the Investment and Financing Policy. Management For Voted - For
13. Other Matters of Interest and Competence of the
Ordinary Shareholders' Meeting. Management For Voted - Against
14. Other Necessary Resolutions for the Proper
Implementation of the Above Mentioned Agreements. Management For Voted - For
GRUPO ARGOS SA
CUSIP: P0275K122
Meeting Date: 26-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee for the Approval of the
Minutes Management For Voted - For
4 Joint Annual Report from the Board of Directors and
from the President Management For Voted - For
5 Presentation of the Financial Statements to
December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Joint Annual Report from the Board
of Directors and the President and of the Financial
Statements to December 31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit Management For Voted - For
9 Approval of the Allocation for A Social Benefit Management For Voted - For
10 Presentation of the Action Plan for the Process of
Converging with the International Financial
Reporting Standards Management For Voted - For
11 Election of the Board of Directors Management For Abstain
12 Allocation of Compensation for the Members of the
Board of Directors Management For Abstain
13 Allocation of Compensation for the Auditor Management For Abstain
14 Proposals Presented by the Shareholders Management For Voted - Against
570
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRUPO ARGOS SA
CUSIP: P0275K130
Meeting Date: 26-Mar-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Designation of A Committee for the Approval of the
Minutes Non-Voting Non-Voting
4 Joint Annual Report from the Board of Directors and
from the President Non-Voting Non-Voting
5 Presentation of the Financial Statements to
December 31, 2013 Non-Voting Non-Voting
6 Report from the Auditor Non-Voting Non-Voting
7 Approval of the Joint Annual Report from the Board
of Directors and The-president and of the Financial
Statements to December 31, 2013 Non-Voting Non-Voting
8 Presentation and Approval of the Plan for the
Distribution of Profit Non-Voting Non-Voting
9 Approval of the Allocation for A Social Benefit Non-Voting Non-Voting
10 Presentation of the Action Plan for the Process of
Converging with The-international Financial
Reporting Standards Non-Voting Non-Voting
11 Election of the Board of Directors Non-Voting Non-Voting
12 Allocation of Compensation for the Members of the
Board of Directors Non-Voting Non-Voting
13 Allocation of Compensation for the Auditor Non-Voting Non-Voting
14 Proposals Presented by the Shareholders Non-Voting Non-Voting
GRUPO AVAL ACCIONES Y VALORES GRUPO, BOGOTA
CUSIP: P4948U129
Meeting Date: 27-Sep-13 Meeting Type: Ordinary General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Appointment of the Commission That Will Approve the
General Meeting Minutes Non-Voting Non-Voting
4 Management Report from the Board of Directors and
from the President Non-Voting Non-Voting
5 Individual and Consolidated Financial Statements to
June 30, 2013 Non-Voting Non-Voting
6 Opinions of the Auditor Non-Voting Non-Voting
571
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Consideration and Approval of the Management
Reports, Financial Statements-and Other Attachments
That are in Relation to the First Six Months of 2013 Non-Voting Non-Voting
8 Study and Approval of the Plan for the Distribution
of Profit Non-Voting Non-Voting
9 Proposals and Various Non-Voting Non-Voting
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Election of the Committee to Approve the General
Meeting Minutes Non-Voting Non-Voting
4 Annual Report from the Board of Directors and from
the President Non-Voting Non-Voting
5 Individual and Consolidated Financial Statements
for the Six Month Period That-ended on December 31,
2013 Non-Voting Non-Voting
6 Opinions of the Auditor Non-Voting Non-Voting
7 Consideration and Approval of the Annual Report, of
the Financial Statements A-nd of the Other
Attachments for the Six Month Period That Ended on
December 31-, 2013 Non-Voting Non-Voting
8 Approval of the Plan for the Distribution of Profit
Cash Dividend at A Rate Of-cop 4.50 Per Share Which
Will be Paid on A Monthly Basis from April to
Septem-ber 2014 Non-Voting Non-Voting
9 Election of the Board of Directors and the
Establishment of Its Fees Non-Voting Non-Voting
10 Election of the Auditor and the Establishment of
Its Fees Non-Voting Non-Voting
11 Proposals and Various Non-Voting Non-Voting
24 Mar 2014: Please Note That This is A Revision
Due to Receipt of Resolutions-. Non-Voting Non-Voting
GRUPO DE INVERSIONES SURAMERICANA SA, BOGOTA
CUSIP: P4950L108
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of the Committee for the Approval of the
Minutes and to Count the Votes, If Required Management For Voted - For
4 Annual Report from the Board of Directors and from
the President Management For Voted - For
5 Presentation of the Financial Statements with A
Cutoff Date of December 31, 2013 Management For Voted - For
572
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Report from the Auditor Management For Voted - For
7 Approval of the Reports from the Board of the Board
of Directors and the President, from the Directors
and the President, from the Auditor and of the
Financial Statements with A Cutoff Date of December
31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit: Cash Dividend of Cop 390
Per Share. Such Dividend Will be Paid in Four
Instalments at A Rate of Cop 97,50 on April 2014,
July 2014, October 2014 and January 2015 Management For Voted - For
9 Election of the Board of Directors Management For Abstain
10 Election of the Auditor Management For Voted - For
11 Establishment of Compensation for the Board of
Directors and the Auditor for the Period from 2014
Through 2015 Management For Abstain
12 Termination of the Use of Physical Stock
Certificates for the Common Shares of the Company Management For Abstain
13 Amendment of the Corporate Bylaws Management For Abstain
14 Other Proposals and Various Management For Voted - Against
07 Mar 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. I-f You Have Already Voted
on This Meeting There is No Need to Re- Vote Again
Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GRUPO NUTRESA SA
CUSIP: P5041C114
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
1 Quorum Verification and Approval of the Agenda Management For Voted - For
2 Designation of Committee for Minutes of the
Meetings Approval Management For Voted - For
3 Reports of the Board and President of Corporation Management For Voted - For
4 Presentation of Financial Statements at December
31, 2013 Management For Voted - For
5 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
6 Approval of the Administration Reports and
Financial Statements Management For Voted - For
7 Profit Distribution Project Cash Dividend of Cop 36
Per Share. Such Dividend Will be Paid on A Monthly
Basis from March 2014 to March 2015 Management For Voted - For
8 Inform of Implementation Plan for Ifrs in
Compliance with Decree 2784 Management For Voted - For
9 Propositions and Several Management For Voted - Against
573
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERCONEXION ELECTRICA SA ESP, BOGOTA
CUSIP: P5624U101
Meeting Date: 28-Mar-14 Meeting Type: Ordinary General Meeting
1 Election of the Chairperson of the General Meeting Management For Voted - For
2 Report of the Secretary for the Approval of Minutes
102 of March 22, 2013 Management For Voted - For
3 Election of the Committee for the Approval of the
Minutes and Close Inspection Management For Voted - For
4 Address by the Minister for Mines and Energy, Dr
Amylkar Acosta Medina Management For Voted - For
5 Welcome Address by the President of the Board of
Directors and Reading of the Report of the Board
Concerning Its Operations Management For Voted - For
6 Management Report for 2013, Board of Directors and
Operations Manager Management For Voted - For
7 The Report of the Board of Directors and the
Operations Manager Concerning the Performance and
Development of the Good Governance Code Management For Voted - For
8 Reading and Presentation of the Individual and
Consolidated Financial Statements of Isa to
December 31, 2013 Management For Voted - For
9 Reading of the Opinion of the Internal Auditor Management For Voted - For
10 Approval of the Individual and Consolidated
Financial Statements of Isa to December 31, 2013 Management For Abstain
11 Approval of the Project for the Distribution of
Profits from the 2013 Fiscal Year for the
Declaration of Dividends and Creation of Capital
Reserves Management For Voted - For
12 Election of the Internal Auditor and Setting of
Remuneration Management For Voted - For
13 Election of the Board of Directors Management For Abstain
14 Approval to Amend the Company Bylaws Management For Voted - For
15 Any Other Business Management For Voted - Against
INVERSIONES AGUAS METROPOLITANAS SA
CUSIP: P58595102
Meeting Date: 30-Apr-14 Meeting Type: Ordinary General Meeting
1 Review of the Report of External Auditors, and to
Pronounce About the Annual Report and Financial
Statements for the Period January 1st Through
December 31, 2013 Management For Voted - For
2 To Agree in Respect of the Appropriation of Profits
and Allocation of Dividends of the Period 2013 Management For Voted - For
3 Explanation of the Policy of Dividends of the
Company Management For Voted - For
4 To Inform About Operations with Related Persons
Title Xvi, Law 18.046, If Any Management For Voted - For
574
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Appointment of Independent External Auditors for
the Period 2014 Management For Voted - For
6 Appointment of Rating Agencies for the Period 2014 Management For Voted - For
7 Determination of the Remuneration of the Board of
Directors for the Period 2014 Management For Abstain
8 Report of Expenses Incurred by the Board of
Directors During 2013 Management For Voted - For
9 Determination of the Remuneration and Expense
Budget of the Committee of Directors for the Period
2014 Management For Abstain
10 Report of the Activities and Expenses Incurred by
the Committee of Directors During 2013 Management For Voted - For
11 Renovation of the Board of Directors Management For Abstain
12 Determination of the Newspaper for Publication of
Notices Calling for Stockholders Meetings,
Allocation of Dividends, Balance Sheets and Other
Matters of Interest for Stockholders Management For Voted - For
13 Other Matters of Corporate Interest and of the
Competence of the Meeting Management For Voted - Against
ISAGEN S.A. E.S.P.
CUSIP: P5892H105
Meeting Date: 25-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum and Approval of the
Agenda Management For Voted - For
2 Election of the Chairperson of the General Meeting Management For Voted - For
3 Report from the Secretary of the General Meeting
Regarding the Approval of Minutes Number 32 of
March 19, 2013 Management For Voted - For
4 Election of the Committee for the Approval of the
Minutes Management For Voted - For
5 Greetings from the Chairperson of the Board of
Directors, Report on the Operation of the Same and
the Fulfillment of the Other Good Corporate
Governance Practices Management For Voted - For
6 The 2013 Annual Report Management For Voted - For
7 Report from the Minority Shareholder Representatives Management For Voted - For
8 Consideration of the Financial Statements with A
Cutoff Date of December 31, 2013 Management For Voted - For
9 Reading of the Opinion from the Auditor Management For Voted - For
10 Approval of the Financial Statements with A Cutoff
Date of December 31, 2013, and Other Documents As
Required by Law Management For Abstain
11 Proposal for the Distribution of Profit Management For Voted - For
12 Proposal for Bylaws Amendments Management For Voted - For
13 Various Management For Voted - Against
575
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LATAM AIRLINES GROUP S.A.
CUSIP: 51817R106 TICKER: LFL
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Approval of the Annual Report, Balance Sheet and
Financial Statements of the Company. Management For Voted - For
2. Election of Members of the Board of Directors. Management For Abstain
3. The Compensation to be Paid to the Company's Board
of Directors for the Fiscal Year Ending December
31, 2014. Management For Abstain
4. The Compensation to be Paid to the Company's Audit
Committee and Its Budget for the Fiscal Year Ending
December 31, 2014. Management For Abstain
5. The Appointment of the External Auditing Firm and
Risk Rating Agencies for the Company; and the
Reports on the Matters Indicated in Section Xvi of
Companies Law 18,046. Management For Voted - For
6. Information on the Cost of Processing, Printing and
Sending the Information Indicated in Circular 1816
of the Securities and Insurance Commission. Management For Voted - For
7. Designation of the Newspaper in Which the Company
Will Make Publications. Management For Voted - For
8. Other Matters of Corporate Interest Within the
Purview of A Regular Shareholders Meeting of the
Company. Management For Voted - Against
PACIFIC RUBIALES ENERGY CORP, TORONTO ON
CUSIP: 69480U206
Meeting Date: 29-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1,
and 4" and 'in Favor' Or 'abstain' Only For-
Resolution Numbers "2.a, to 2.l and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Twelve (12) Management For Voted - For
2.a Election of Director: Jose Francisco Arata Management For Voted - For
2.b Election of Director: Miguel De La Campa Management For Voted - For
2.c Election of Director: German Efromovich Management For Voted - For
2.d Election of Director: Serafino Iacono Management For Voted - For
2.e Election of Director: Augusto Lopez Management For Voted - For
2.f Election of Director: Hernan Martinez Management For Voted - For
2.g Election of Director: Dennis Mills Management For Voted - For
2.h Election of Director: Ronald Pantin Management For Voted - For
2.i Election of Director: Victor Rivera Management For Voted - For
2.j Election of Director: Miguel Rodriguez Management For Voted - For
2.k Election of Director: Francisco Sole Management For Voted - For
2.l Election of Director: Neil Woodyer Management For Voted - For
576
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 Approval of Unallocated Entitlements Under the
Corporation's Stock Option Plan, As Described in
the Management Proxy Circular Dated April 25, 2014 Management For Voted - For
PARQUE ARAUCO SA PARAUCO
CUSIP: P76328106
Meeting Date: 23-Oct-13 Meeting Type: ExtraOrdinary General Meeting
A To Increase the Share Capital in the Amount of Clp
115 Billion Or in the Amount That the General
Meeting of Shareholders Resolves On, Through the
Issuance of Paid Shares, Which Will be Nominative,
in A Single Series and Have No Par Value, at the
Price and in Accordance with the Other Conditions
That the General Meeting Determines Management For Voted - For
B To Allocate Up to 10 Percent of the Mentioned
Capital Increase Or the Percentage That is Resolved
on by the General Meeting of Shareholders to
Compensation Plans for the Executives of the
Company in Accordance with the Terms of Article 24
of Law 18,046 Management For Voted - For
C To Amend the Corporate Bylaws to Adapt Them to the
Resolutions Passed by the General Meeting Management For Voted - For
D To Authorize the Board of Directors of the Company
to Request the Listing of the Shares Representative
of the Capital Increase with the Securities
Registry of the Superintendency of Securities and
Insurance, to Proceed with Their Placement, and to
Resolve on the Terms of the Compensation Plans
Mentioned Previously Management For Voted - For
E To Pass the Other Resolutions Necessary to
Implement the Previous Resolutions Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 To Recognize Changes to the Share Capital That Have
Come About in Accordance with That Which is
Provided for in Article 26 of the Share
Corporations Law and to Deduct Any Share Issuance
and Placement Costs Account There May be from the
Paid in Capital and Or Any Other Adjustment to the
Share Capital That is Resolved on by the General
Meeting Management For Abstain
2 The Passage of the Corporate Bylaws Amendments and
All the Other Resolutions That May be Necessary Or
Convenient to Carry Out the Decisions That the
General Meeting Resolves On Management For Voted - For
577
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, Balance Sheet,
Financial Statements and the Report from the
Outside Auditors for the Fiscal Year That Ended on
December 31, 2013 Management For Voted - For
2 To Establish the Compensation for the Board of
Directors for the 2014 Fiscal Year and to Report
the Expenses of the Board of Directors for the 2013
Fiscal Year Management For Abstain
3 Report on the Activities and Expenses of the
Committee of Directors, Determination of the
Compensation and Expense Budget of the Committee of
Directors Management For Abstain
4 To Present the Information Provided for in Title
Xvi of Law Number 18,046 Management For Voted - For
5 To Designate Outside Auditors Management For Voted - For
6 To Designate Risk Rating Agencies Management For Voted - For
7 To Designate the Periodical in Which the Corporate
Notices Must be Published Management For Voted - For
8 Distribution of Profit and Establishment of the
Dividend Policy Management For Voted - For
9 Other Matters of Corporate Interest That are Within
the Authority of the Annual General Meeting of
Shareholders Management For Voted - Against
SACI FALABELLA
CUSIP: P3880F108
Meeting Date: 27-Aug-13 Meeting Type: ExtraOrdinary General Meeting
I The Approval of A Program for the Acquisition of
Shares of our Own Issuance, in Accordance with That
Which is Provided for in Articles 27, Et Seq., of
Law 18,046, the Share Corporations Law, Allocated
to the Implementation of A Compensation Plan for
the Executives of Grupo Falabella Management For Voted - For
II To Establish the Amount, Purpose and Duration of
the Program for the Acquisition of Shares of our
Own Issuance Management For Voted - For
III To Establish the Price Or to Grant the Authority to
the Board of Directors to Do So, Regarding the
Program for the Acquisition of Shares of our Own
Issuance Management For Voted - For
IV To Pass the Other Resolutions Necessary to Bring
About the Resolutions That the Extraordinary
General Meeting Resolves On Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, General Balance
Sheet, Profit and Loss Statements and Opinion of
578
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
External Auditors for the Period Ended December 31,
2013 Management For Voted - For
2 Appropriation of Profits of the Period 2013: Clp 40
Per Share Management For Voted - For
3 Policy of Dividends Management For Voted - For
4 Election of the Board of Directors Management For Voted - Against
5 Remuneration of the Board of Directors Management For Abstain
6 Appointment of External Auditors and Rating
Agencies for the Period 2014 Management For Voted - For
7 Determination of the Newspaper for Publications of
the Company Management For Voted - For
8 Report of the Operations Referred to in Title Xvi
of the Law 18.046 Management For Voted - For
9 Report of the Committee of Directors, Determination
of the Budget, Expenses and Remuneration Management For Abstain
10 Other Matters of the Competence of the Regular
Stockholders Meeting Management For Voted - Against
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
CUSIP: 833635105 TICKER: SQM
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors' Report, and External
Auditors' Report for the Business Year Ended
December 31, 2013. Management For Voted - For
2. Appointment of the External Auditing Company and
Account Inspectors for the Business Year 2014. Management For Voted - For
3. Operations Referred to Under Title Xvi of Law
18,046. Management For Voted - For
4. Investment and Finance Policies. Management For Abstain
5. Net Income for Business Year 2013, Distribution of
Definitive Dividend and Future Dividend Policy. Management For Voted - For
6. Board of Directors' Expenditures During the
Business Year 2013. Management For Voted - For
7. Directors' Salaries. Management For Abstain
8. Matters in Relation with the Directors Committee,
with the Audit Committee and with the Health,
Safety and Environmental Committee. Management For Abstain
9. Other Corresponding Matters in Compliance with the
Pertinent Provisions. Management For Abstain
SONDA SA
CUSIP: P87262104
Meeting Date: 24-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, Balance Sheet,
Financial Statements and Report from the Outside
579
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Auditors for the Fiscal Year That Ended on December
31, 2013 Management For Voted - For
2 Distribution of Profit from the Fiscal Year That
Ended on December 31, 2013, Payment of Dividends
with A Charge Against the Same Fiscal Year and
Future Dividend Policy Management For Voted - For
3 Election of the Members of the Board of Directors,
the Establishment Their Compensation and of That
for the Members of the Committee of Directors, As
Well As of the Expense Budget for That Committee Management For Abstain
4 To Report on the Activities and Expenses of the
Committee of Directors During the Fiscal Year That
Ended on December 31, 2013 Management For Voted - For
5 To Report Regarding the Related Party Transactions Management For Voted - For
6 Designation of Outside Auditors and Risk Rating
Agencies Management For Voted - For
7 To Determine the Periodical in Which the Notices of
the Company Will be Published Management For Voted - For
8 Other Matters of Corporate Interest Within the
Authority of the Annual General Meeting of
Shareholders Management For Voted - Against
SOUTHERN COPPER CORPORATION
CUSIP: 84265V105 TICKER: SCCO
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Director Management
1 G. Larrea Mota-velasco Management For Vote Withheld
2 Oscar Gonzalez Rocha Management For Vote Withheld
3 Emilio Carrillo Gamboa Management For Voted - For
4 Alfredo Casar Perez Management For Vote Withheld
5 Luis Castelazo Morales Management For Vote Withheld
6 E.C. Sanchez Mejorada Management For Vote Withheld
7 X.G. De Quevedo Topete Management For Vote Withheld
8 D. Muniz Quintanilla Management For Vote Withheld
9 L.M. Palomino Bonilla Management For Voted - For
10 G.P. Cifuentes Management For Voted - For
11 Juan Rebolledo Gout Management For Vote Withheld
12 Carlos Ruiz Sacristan Management For Voted - For
2. Ratify the Audit Committee's Selection of Galaz,
Yamazaki, Ruiz Urquiza, S.c., Member Firm of
Deloitte Touche Tohmatsu Limited, As Independent
Accountants for 2014. Management For Voted - For
3. Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
580
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APCO OIL AND GAS INTL INC
CUSIP: G0471F109 TICKER: APAGF
Meeting Date: 24-Apr-14 Meeting Type: Annual
1.1 Election of Director: James J. Bender Management For Voted - For
1.2 Election of Director: Piero Ruffinengo Management For Voted - For
1.3 Election of Director: J. Kevin Vann Management For Voted - For
2. Ratify the Selection of Ernst & Young LLP As
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
ARCOS DORADOS HOLDINGS INC
CUSIP: G0457F107 TICKER: ARCO
Meeting Date: 21-Apr-14 Meeting Type: Annual
1. Consideration and Approval of the Financial
Statements of the Company Corresponding to the
Fiscal Year Ended December 31, 2013, the
Independent Report of the External Auditors Ey
(pistrelli, Henry Martin Y Asociados S.r.l.,member
Firm of Ernst & Young Global), and the Notes
Corresponding to the Fiscal Year Ended December 31,
2013. Management For Voted - For
2. Appointment and Remuneration of Ey (pistrelli,
Henry Martin Y Asociados S.r.l., Member Firm of
Ernst & Young Global), As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2014. Management For Voted - For
3. Director Management
1 Mr. Sergio Alonso Management For Vote Withheld
2 Mr. Michael Chu Management For Voted - For
3 Mr. Jose Alberto Velez Management For Voted - For
4 Mr. Jose Fernandez Management For Vote Withheld
BANCO MACRO S.A.
CUSIP: 05961W105 TICKER: BMA
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Appoint Two Shareholders to Sign the Minutes of the
Shareholders' Meeting. Management For Voted - For
2. Evaluate the Documentation Provided for in Section
234, Subsection 1 of Law No. 19550, for the Fiscal
Year Ending December 31st 2014. Management For Voted - For
3. Evaluate Both the Management of the Board of
Directors and the Supervisory Committee. Management For Voted - For
581
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Evaluate the Application of the Unappropriated
Earnings for the Fiscal Year Ending December 31st
2014. Total Unappropriated Earnings: Ar
$2,515,402,050.52, All As More Fully Described in
the Proxy Material. Management For Voted - For
5. Separate A Portion of the Voluntary Reserve Fund
Created by the General and Special Shareholders'
Meeting Held on April 16th 2012 for A Total Amount
of Ar $2,443,140,742.68, Out of Which Ar
$596,254,288.56 Shall be Applied to the Payment of
Cash Dividend, Subject to Prior Authorization of
the Central Bank of the Republic of Argentina. Management For Voted - For
6. Evaluate the Remunerations of the Members of the
Board of Directors for the Fiscal Year Ending
December 31st 2014 Within the Limits As to Profits,
Pursuant to Section 261 of Law No.19550 and the
Rules of the Commission Nacional De Valores
(argentine Securities Exchange Commission). Management For Voted - For
7. Evaluate the Remunerations of the Members of the
Supervisory Committee for the Fiscal Year Ending
December 31st 2014. Management For Abstain
8. Evaluate the Remuneration of the Independent
Auditor for the Fiscal Year Ending December 31st
2014. Management For Voted - For
9. Appoint Three Regular Directors Who Shall Hold
Office for Three Fiscal Years and One Alternate
Director Who Shall Hold Office Until the Next
Shareholders' Meeting That Shall Evaluate the
Financial Statements for the Year Ending December
31st 2014. Management For Abstain
10. Determine the Number of Members Who Shall Form the
Supervisory Committee and Designate the New Regular
and Alternate Members of the Supervisory Committee
Who Shall Hold Office for One Fiscal Year. Management For Abstain
11. Appoint the Independent Auditor for the Fiscal Year
Ending December 31st 2014. Management For Voted - For
12. Define the Audit Committee's Budget. Management For Abstain
13. Evaluate the Amendment of Sections 3 and 23 of the
By-laws, Pursuant to the Capital Markets Act No.
26831 and Its Regulatory Rules and Regulations. Management For Abstain
14. Authorization to Carry Out All Acts and Filings
That are Necessary to Obtain the Administrative
Approval and Registration of the Resolutions
Adopted by the General and Special Shareholders'
Meeting. Management For Voted - For
BBVA BANCO FRANCES, S.A.
CUSIP: 07329M100 TICKER: BFR
Meeting Date: 10-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Prepare and Sign
the Minutes of the Meeting, Together with the
Chairman. Management For Voted - For
582
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Discussion of the Annual Report, Corporate Social
Responsibility Annual Report, Financial Statements,
Additional Information and All Relevant Accounting
Data, Along with the Report of the Statutory
Auditors' Committee and Auditor's Report, for the
Fiscal Year No. 139 Ended December 31, 2013. Management For Voted - For
3. Analysis of the Performance of the Board of
Directors, Chief Executive Officer and the
Statutory Auditors' Committee. Management For Voted - For
4. Analysis of the Results of Fiscal Year No. 139,
Ended December 31, 2013. Treatment of the
Not-classified Results As of December 31, 2013:
$2,024,244,063.47, Which are Proposed to be
Allocated: A)$ 404,848,812.69 to the Legal Reserve;
and (b)$28,800,000 to Cash Dividend Subject to the
Argentine Central Bank (bcra) Authorization and
C)$1,590,595,250.78 to A Voluntary Reserve for
Future Distribution of Results, According to the
Bcra Communication "a" 5273. Management For Voted - For
5. Analysis of the Board of Directors Compensation for
the Fiscal Year No. 139, Ended December 31, 2013. Management For Voted - For
6. Analysis of Statutory Auditors' Committee
Compensation for the Fiscal Year No. 139, Ended
December 31, 2013. Management For Abstain
7. Determination of the Number of Members of the Board
of Directors and Appointment of Directors, As
Appropriate, for A Term of Three Years. Management For Abstain
8. Appointment of Three Regular Statutory Auditors and
Three Alternate Statutory Auditors for the Current
Fiscal Year Statutory Auditors' Committee. Management For Abstain
9. Compensation of Certifying Accountant of the
Financial Statements for the Fiscal Year No. 139
Ended December 31, 2013. Management For Voted - For
10. Appointment of A Certifying Accountant for the
Financial Statements of the Current Fiscal Year. Management For Voted - For
11. Allocation of Budget for the Auditing Committee
(regulation 26,831) to Retain Professional Services. Management For Abstain
12. Consideration of the Amendment of Section 1 and 3
of By-law, According to the New Capital Markets Law
No. 26,831 and Its Regulation. Management For Abstain
CENCOSUD SA
CUSIP: P2205J100
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Determination of the Placement Price of the
Shares Reserved for Executive Compensation Plans in
the Share Capital Increase That Was Resolved on at
the 20th Extraordinary General Meeting of
Shareholders, Which Was Held on April 29, 2011, Or
Failing This, to Delegate This Authority to the
Board of Directors Management For Voted - For
583
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 The Other Resolutions That May be Necessary to
Bring About That Which is Definitively Resolved on
by the General Meeting Management Against Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Ordinary General Meeting
1 Examination of the Status of the Company and the
Approval of the Annual Report, Balance Sheet and
Financial Statements from the Fiscal Year That
Ended on December 31, 2013, and of the Reports from
the Outside Auditing Firm for the Same Fiscal Year Management For Voted - For
2 Distribution of Profit from the 2013 Fiscal Year
and Payment of Dividends, with the Board of
Directors Proposing the Payment of the Amount of
Clp 20.59906 Per Share and That This Payment be
Made Beginning on May 14, 2014 Management For Voted - For
3 Presentation of the Dividend Policy Management For Voted - For
4 Establishment of the Compensation of the Members of
the Board of Directors for 2014 Management For Voted - For
5 Establishment of the Compensation of the Members of
the Committee of Directors and the Expense Budget
for Its Operation and That for Its Advisers for 2014 Management For Voted - For
6 Information Regarding the Expenses of the Board of
Directors and of the Committee of Directors During
the 2013 Fiscal Year Management For Voted - For
7 Designation of an Outside Auditing Firm for 2014 Management For Voted - For
8 Designation of Risk Rating Agencies for 2014 Management For Voted - For
9 To Present the Matters Examined by the Committee of
Directors and the Resolutions Passed by the Board
of Directors to Approve the Related Party
Transactions That are Referred to in Article 146,
Et Seq., of the Share Corporations Law, Mentioning
the Members of the Board of Directors Who Approved
Them Management For Voted - For
10 Information Regarding the Activities Conducted and
Annual Management of the Committee of Directors for
2013 and of the Proposals from the Committee of
Directors That Were Not Approved by the Board of
Directors Management For Voted - For
11 Designation of the Periodical in Which the Legal
Notices Will be Published Management For Voted - For
12 In General, to Deal with Other Matters of Corporate
Interest That are Appropriate for an Annual General
Meeting of Shareholders in Accordance with the Law Management For Voted - Against
16 Apr 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
584
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CRESUD, S.A.C.I.F. Y A.
CUSIP: 226406106 TICKER: CRESY
Meeting Date: 31-Oct-13 Meeting Type: Special
1. Appointment of Two Shareholders to Sign the Minutes
of the Shareholders' Meeting. Management For Voted - For
2. Consideration of the Provisions of Resolution
609/2012 of the Securities Exchange Commission
(cnv) and the Creation of A Special Reserve Within
Shareholders' Equity. Management For Voted - For
3. Consideration of the Documents Provided for Under
Section 234, Subsection 1, Law 19,550,
Corresponding to Fiscal Year Ended on 06-30-2013. Management For Voted - For
4. Consideration of the Income for the Fiscal Year
Ended on 06.30.2013 Which Posted A Loss of
$26,907,000 and Its Total Or Partial Absorption to
the Balance of the "special Reserve" Account
Mentioned in Paragraph 2) Above. Management For Voted - For
5. Consideration of A Reversal in an Amount of Up to
$120,000,000 of the Balance of the "new Projects
Reserve" Account and Its Distribution As A Cash
And/or A Non-cash Dividend in an Amount Up to
$120,000,000. Delegations to the Board of Directors
in Respect to Its Implementation. Management For Voted - For
6. Consideration of Board of Directors' Performance. Management For Voted - For
7. Consideration of Supervisory Committee's
Performance. Management For Voted - For
8. Consideration of Board of Directors' Compensation
in an Amount of $17,547,324 (allocated Amount)
Corresponding to Fiscal Year Ended on 06.30.13,
Which Posted A Computable Loss According to the
Terms of the Regulation of the Provisions of the
Securities Exchange Commission. Delegation to the
Board of Directors of the Approval of the Audit
Committee Budget. Management For Voted - For
9. Consideration of the Supervisory Committee's
Compensation for the Fiscal Year Ended on
06.30.2013. Management For Abstain
10. Determination of the Number and Election of Regular
Directors and Alternate Directors, If Applicable. Management For Abstain
11. Appointment of the Regular and Alternate Members of
the Supervisory Committee. Management For Abstain
12. Appointment of Certifying Accountant for the Next
Fiscal Year and Determination of His/her
Compensation. Delegations. Management For Voted - For
13. Updating of Report on Shared Services Agreement. Management For Abstain
14. Treatment of Amounts Paid As Consideration for
Shareholders' Personal Assets Tax. Management For Voted - For
15. Updating of the Report on Incentive Plan for the
Benefit of the Officers of the Company As Approved
and Ratified by Shareholders' Meetings of the Years
2009/2010/2011 and 2012 Respectively. Approval of
585
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Implemented Items. Extension of the Delegation
to the Board of Directors of the Implementation,
Approval, Ratification And/or Rectification Powers,
for A New Period, If Applicable. Management For Voted - For
16. Consideration of the Renewal of the Delegation to
the Board of Directors of the Powers to Establish
the Time and Currency of Issuance and Other Terms
and Conditions Pursuant to the Provisions Approved
by Shareholders' Meetings Dated October 29th, 2009
and October 31st, 2011 with Regard to the Issuance
of Securities Representative of Short- Term Debt
(the "vcp", As Per Its Spanish Acronym) for A
Maximum Outstanding Amount at Any Time Which May
Not Exceed the Equivalent in Pesos to Usd
30,000,000. Management For Voted - For
Meeting Date: 11-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Approve and Sign
the Minutes of the Shareholders' Meeting. Management For Voted - For
2. Consideration of the Partial Release of the Account
"new Projects Reserve" Destined for the Creation of
the Reserve and Account "reserve for the
Acquisition of Securities Issued by the Company". Management For Voted - For
3. Consideration on the Basis of the Action Taken in
the Item Above and According to the Terms of
Section 10 and Subsequent Sections of Chapter I,
Article II and Section 3, Chapter I, Article Xii of
the Rules of the Securities Exchange Commission
("cnv" As Per Its Acronym in Spanish) (text in
Force, 2013) of the Project for the Acquisition of
Securities Owned and Issued by the Company. Management For Abstain
GOLDCORP INC.
CUSIP: 380956409 TICKER: GG
Meeting Date: 01-May-14 Meeting Type: Annual and Special Meeting
A Director Management
1 John P. Bell Management For Voted - For
2 Beverley A. Briscoe Management For Voted - For
3 Peter J. Dey Management For Voted - For
4 Douglas M. Holtby Management For Voted - For
5 Charles A. Jeannes Management For Voted - For
6 Clement A. Pelletier Management For Voted - For
7 P. Randy Reifel Management For Voted - For
8 Ian W. Telfer Management For Voted - For
9 Blanca Trevi[]o Management For Voted - For
10 Kenneth F. Williamson Management For Voted - For
B In Respect of the Appointment of Deloitte LLP,
Chartered Accountants, As Auditors of the Company
and Authorizing the Directors to Fix Their
Remuneration; Management For Voted - For
586
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C A Resolution Approving Certain Amendments to the
Restricted Share Unit Plan of the Company; Management For Voted - For
D A Resolution Approving an Amendment to the Stock
Option Plan of the Company; Management For Voted - For
E A Non-binding Advisory Resolution Accepting the
Company's Approach to Executive Compensation. Management For Voted - Against
GRUPO FINANCIERO GALICIA S.A.
CUSIP: 399909100 TICKER: GGAL
Meeting Date: 21-Nov-13 Meeting Type: Special
1. Appointment of Two Shareholders to Sign the Minutes. Management For Voted - For
2. Consideration of the Merger of Lagarcue S.a. and
Theseus S.a. Into Grupo Financiero Galicia with the
Simultaneous Dissolution of Lagarcue and Theseus
Without Liquidation in Accordance with the Art. 82
and Following of the Commercial Companies Law and
the Articles 76 and Related of the Income Tax Law
(20.628). Approval of the Preliminary Merger
Agreement Executed on September 10th, 2013. Management For Voted - For
3. Examination of the Special Merger Balance Sheet,
the Consolidated Merger Balance Sheet As of June
30th, 2013 and the Reports Issued by the
Supervisory Syndics' Committee and the External
Auditors, Prepared in Accordance with the
Provisions Set Forth by Art. 83, Section 1st of the
Commercial Companies Law and the Current
Regulations (n.t. 2013) Set Forth by the Comision
Nacional De Valores. Management For Voted - For
4. Consideration of the Securities Exchange Ratio and
the Related Future Capital Increase in the Amount
of $ 58,857,580, by Issuing the Same Number of
Class "b" Shares by the Company, with A Face Value
of $ 1 Each and One Vote Per Share ("new Shares"),
Entitled to Participate in the Profits of the
Fiscal Year Beginning on January 1st, 2013, All As
More Fully Described in the Proxy Statement. Management For Voted - For
5. Treatment of the Filing Requesting the
Incorporation of the Capital Increase to the Public
Offering and Listing of the Securities. Authorize
the Board of Directors And/or Its Designees to
Execute and Implement the Necessary Procedures for
the Issuance of the New Shares and the Certificates
Thereof. Management For Voted - For
6. Authorize the Board of Directors to Execute the
Definitive Merger Agreement and the Necessary
Instruments Related Thereto and to Carry Out the
Various Presentations and Registrations Related to
the Merger at the Respective Offices with the
Purpose of Obtaining the Corresponding Inscriptions. Management For Voted - For
587
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes. Management For Voted - For
2A. In Favor of the Proposals from Banco De Galicia Y
Buenos Aires S.a.'s Board of Directors When Voting
Items 1, 2, 3, 5, 6, 7, 10 and 11 of the Agenda. Management For Voted - For
2B. In Favor of Approving the Performance of the Board
of Directors and of the Syndics' Committee When
Voting Item 4 of the Agenda. Management For Voted - For
2C. When Voting Item 8 of the Agenda, in Favor of
Establishing Seven (7) Regular Directors and Five
(5) Alternate Directors. He Shall Vote (i) the
Acceptance of the Resignation of the Regular
Director Mr. Luis Maria Ribaya and Mr. Raul H.
Seoane, (ii) the Reelection of Mr. Pablo Gutierrez,
Mr. Luis M. Ribaya and Mr. Raul H. Seoane As
Regular Directors for A Three (3) Year Period.
Since the Terms of All Alternate Directors Remain
in Force, No Proposal is Made Regarding This
Subject. Management For Voted - For
2D. Additionally, When Voting Item 9 of the Agenda, He
Shall Vote I) to Re- Elect Mr. Enrique M. Garda
Olaciregui, Mr. Norberto D. Corizzo and Mr. Luis A.
Diaz As Regular Syndics And, II) to Re-elect Mr.
Miguel N. Armando, Mr. Fernando Noetinger, and Mr.
Horacio Tedin As Alternate Syndics. Once Agreed on
Points 8 and 9, It Will be Unanimously Resolved to
Communicate the Decision to the Board of Directors
of Banco De Galicia Y Buenos Aires S.a. Management For Voted - For
3. Examination of the Balance Sheet, Income Statement,
and Other Documents As Set Forth by Section 234,
Subsection 1 of the Law of Commercial Companies and
the Annual Report and Report of the Supervisory
Syndics' Committee for the 15th Fiscal Year Ended
December 31st, 2013. Management For Voted - For
4. Treatment to be Given to the Fiscal Year's Results.
Dividends' Distribution. Management For Voted - For
5. Approval of the Board of Directors and Supervisory
Syndics Committee's Performances. Management For Voted - For
6. Supervisory Syndics Committee's Compensation. Management For Abstain
7. Board of Directors 'compensation. Management For Voted - For
8. Granting of Authorization to the Board of Directors
to Make Advance Payments of Directors' Fees During
the Fiscal Year Started on January 1st, 2014
Ad-referendum of the Shareholders' Meeting That
Considers the Documentation Corresponding to Said
Fiscal Year. Management For Voted - For
9. Election of Three Syndics and Three Alternate
Syndics for One-year Term of Office. Management For Abstain
10. Determination of the Number of Directors and
Alternate Directors And, If Appropriate, Election
Thereof for the Term Established by the Company's
Bylaws Until Reaching the Number of Directors
Determined by the Shareholders' Meeting. Management For Voted - Against
588
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11. Compensation of the Independent Accountant
Certifying the Financial Statements for Fiscal Year
2013. Management For Voted - Against
12. Appointment of the Independent Accountant and
Alternate Accountant to Certify the Financial
Statements for Fiscal Year 2014. Management For Voted - For
13. Delegation of the Necessary Powers to the Board of
Directors And/or Sub-delegation to One Or More of
Its Members And/or to One Or More Members of the
Company's Management And/or to Whom the Board of
Directors Designates in Order to Determine the
Terms and Conditions of the Global Program for the
Issuance of Simple, Short, Mid-and/or Long-term
Negotiable Obligations, Non-convertible Into Shares
and the Negotiable Obligations That Will be Issued
Under the Same Program. Management For Abstain
IRSA INVERSIONES Y REPRESENTACIONES S.A.
CUSIP: 450047204 TICKER: IRS
Meeting Date: 31-Oct-13 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Shareholders' Meeting. Management For Voted - For
2. Consideration of the Provisions of Resolution
609/2012 of the Securities Exchange Commission
(cnv) and the Creation of A Special Reserve Within
Shareholders' Equity. Management For Voted - For
3. Consideration of the Documents Provided for Under
Section 234, Subsection 1, Law 19,550,
Corresponding to Fiscal Year Ended on 06-30-2013. Management For Voted - For
4. Consideration of the Performance of the Board of
Directors. Management For Voted - For
5. Consideration of the Performance of the Supervisory
Committee. Management For Voted - For
6. Treatment of the Account "retained Earnings" and
Consideration of the Reversal of the Account "new
Projects Reserve". Delegation of Its Implementation. Management For Voted - For
7. Treatment and Allocation of the Income for the
Fiscal Year Ended on 06.30.2013, Which Posted
Profits in the Amount of $238,737,000.
Consideration of Payment of A Cash And/or Non-cash
Dividend Up to the Amount of $250,000,000. Management For Voted - For
8. Consideration of the Compensation to the Board of
Directors for the Fiscal Year Ended on 06-30-2013
in an Amount of $19,838,936 (total Compensations),
$7,506,981 in Excess of the Limit of (five Percent)
5% of the Established Earnings According to Section
261, Law 19,550 and the Regulations of the
Securities Exchange Commission, in the Face of the
Amount Proposed for the Distribution of Dividends.
Delegation to the Board of Directors of the
Approval of the Audit Committee Budget. Management For Voted - For
589
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9. Consideration of the Compensation to the
Supervisory Committee for the Fiscal Year Ended on
06.30.2013. Management For Abstain
10. Determination of the Number and Election of Regular
Directors and Alternate Directors, If Applicable. Management For Abstain
11. Appointment of Regular and Alternate Members of the
Supervisory Committee. Management For Abstain
12. Appointment of Certifying Accountant for the Next
Fiscal Year and Determination of His/her
Compensation. Delegations. Management For Voted - For
13. Updating of Report on Shared Services Agreement. Management For Voted - For
14. Treatment of Amounts Paid As Consideration for
Shareholders' Personal Assets Tax. Management For Voted - For
15. Consideration of the Repurchase Plan for Shares and
Gds Issued by the Company. Delegation to the Board
of Directors of Its Allocation and Implementation. Management For Voted - For
16. Updating of the Information About the
Implementation of the Payment of A Bonus Intended
for the Incentive Plan for Officers of the Company
Set Forth by the Shareholders' Meetings of
10.29.2009, 10.29.2010, 10.31.2011 and 10.31.2012.
Approval of the Implemented Items. Extension of the
Delegation to the Board of Directors of the
Implementation, Approval, Ratification And/ Or
Rectification Powers, for A New Period, If
Applicable. Consideration of the Application of the
Shares and Gds Issued by Company Held by Company
and Its Application to Incentive Plan. Management For Voted - For
17. Consideration of the Launching of the Public
Offering for the Voluntary Acquisition of Shares
(opva, As Per Its Spanish Acronym) of our
Controlled Entity Alto Palermo Sa (apsa) According
to the Terms of Chapter II, Section I, Article III,
of the Regulations of the Securities Exchange
Commission. Delegation to the Board of Directors of
the Broadest Powers to Carry Out the Launching of
the Opva. Management For Abstain
18. Consideration of the Renewal of the Delegation to
the Board of Directors of the Powers to Establish
the Time and Currency of Issuance and Other Terms
and Conditions of the Issuances of Securities
Within the Global Program for the Issuance of
Simple Notes of Up to an Amount of Usd 300,000,000,
Currently in Force, According to the Provisions
Approved by the Shareholders' Meeting Dated October
31st, 2011. Management For Voted - For
19. Consideration of the Renewal of the Delegation to
the Board of Directors of the Powers to Establish
the Time and Currency of Issuance and Other Terms
and Conditions Pursuant to the Provisions Approved
by Shareholders' Meetings Dated Management For Voted - For
October 29th, 2009 and October 31st, 2011 for the
Issuance of Securities Representative of Short-term
Debt ("vcp", As Per Its Spanish Acronym) for A
Maximum Outstanding Amount at Any Time Which May
590
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Not Exceed the Equivalent in Pesos to Usd
50,000,000. Non-Voting
Meeting Date: 19-Jun-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Meeting. Management For Voted - For
2. Partial Reversal of the Balance of the Account
"reserves for New Projects" Up to the Amount of
$56,625,000 - According to Balance Sheet Dated June
30th, 2013. Management For Voted - For
3. Consideration of Payment of A Cash Dividend Charged
to Fiscal Year Ended June 30th, 2013 According to
the Provision Approved in the Paragraph Above Up to
the Amount of $56,625,000- Authorizations. Management For Voted - For
MCEWEN MINING INC.
CUSIP: 58039P107 TICKER: MUX
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Robert R. Mcewen Management For Voted - For
2 Michele L. Ashby Management For Voted - For
3 Leanne M. Baker Management For Voted - For
4 Donald R.m. Quick Management For Voted - For
5 Michael L. Stein Management For Voted - For
6 Allen V. Ambrose Management For Voted - For
7 Richard W. Brissenden Management For Voted - For
8 Gregory P. Fauquier Management For Voted - For
2. Say on Pay - an Advisory Vote on the Approval of
Compensation of our Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
MERCADOLIBRE, INC.
CUSIP: 58733R102 TICKER: MELI
Meeting Date: 17-Jun-14 Meeting Type: Annual
1. Director Management
1 Susan Segal Management For Voted - For
2 Michael Spence Management For Vote Withheld
3 Mario Eduardo Vazquez Management For Voted - For
2. Advisory Vote on the Compensation of our Named
Executive Officers Management For Voted - For
3. Ratification of the Appointment of Deloitte & Co.
S.a. As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014 Management For Voted - For
591
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PAMPA ENERGIA S.A.
CUSIP: 697660207 TICKER: PAM
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Shareholders to Approve and Sign the
Minutes of the Shareholders' Meeting Management For Voted - For
2. Consideration of Balance Sheet, Statements of
Comprehensive Income, Statements of Changes in
Shareholders' Equity, Statements of Cash Flows,
Notes, Auditors' Report, Supervisory Committee's
Report, Annual Report and Corporate Governance Code. Management For Voted - For
3. Consideration of Allocation of the Results for the
Fiscal Year Management For Voted - For
4. Consideration of Supervisory Committee's Performance Management For Voted - For
5. Consideration of Board of Directors' Performance Management For Voted - For
6. Consideration of Fees Payable to the Members of the
Supervisory Committee for $252,000 (total Fees). Management For Voted - For
7. Consideration of Fees Payable to the Members of the
Board of Directors for $12,065,845 (total Fees) Management For Voted - For
8. Consideration of Fees Payable to the Independent
Auditor Management For Abstain
9. Appointment of Three Directors and One Alternate
Statutory Auditor Management For Voted - For
10. Appointment of Independent Auditor and Alternate
Independent Auditor Who Shall Render an Opinion on
the Financial Statements Management For Voted - For
11. Determination of Fees Payable to the Independent
Auditor and Alternate Independent Auditor Management For Voted - For
12. Consideration of Allocation of A Budgetary Item for
the Operation of the Audit Committee Management For Abstain
13. Grant of Authorizations to Carry Out Proceedings
and Filings Necessary to Obtain the Relevant
Registrations Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Special
1) Appointment of Shareholders to Approve and Sign the
Minutes of the Shareholders' Meeting. Management For Voted - For
2) Appointment of Alternate Directors. Management For Abstain
PAN AMERICAN SILVER CORP.
CUSIP: 697900108 TICKER: PAAS
Meeting Date: 08-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Ross J. Beaty Management For Voted - For
2 Geoffrey A. Burns Management For Voted - For
3 Michael L. Carroll Management For Voted - For
4 Christopher Noel Dunn Management For Voted - For
592
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Neil De Gelder Management For Voted - For
6 Robert P. Pirooz Management For Voted - For
7 David C. Press Management For Voted - For
8 Walter T. Segsworth Management For Voted - For
02 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
03 To Consider And, If Thought Appropriate, to Pass an
Ordinary Resolution Approving the Corporation's
Approach to Executive Compensation, the Complete
Text of Which is Set Out in the Information
Circular for the Meeting. Management For Voted - For
PETROBRAS ARGENTINA S.A.
CUSIP: 71646J109 TICKER: PZE
Meeting Date: 27-Mar-14 Meeting Type: Annual
1. Consideration of the Annual Report, Inventory,
General Balance Sheet, Statement of Income,
Statement of Comprehensive Income, Statement of
Changes in Shareholders' Equity, Statement of Cash
Flow, Additional Information Given in the Notes and
Exhibits and the English Version of the Above
Referenced Documents; Auditor's Report, Report of
the Statutory Syndic Committee and Additional
Information Required by Section 68 of the Buenos
Aires Stock Exchange Regulations for Fiscal Year
Ended December 31, 2013. Management For Voted - For
2. Approval of Performance of the Management and
Supervisory Bodies for Fiscal Year Ended December
31, 2013. Management For Voted - For
3. Allocation of Profits for the Year. Management For Voted - For
4. Resolution Concerning the Balances of the Optional
Reserve for Future Investments and Reserve for
Future Dividends Accounts. Management For Voted - For
5. Election of Regular Directors. Election of
Alternate Directors and Determination of the Order
of Priority. Management For Abstain
6. Election of the Regular and Alternate Members of
the Statutory Syndic Committee. Management For Abstain
7. Consideration of the Compensation of Directors and
Statutory Syndic Committee's Members. Management For Abstain
8. Consideration of the Compensation of the Certified
Public Accountant Who Audited the Financial
Statements As of December 31, 2013 and Appointment
of the Certified Public Accountant Who Will Perform
As External Auditor for the New Fiscal Year. Management For Voted - For
9. Consideration of the Audit Committee's Budget. Management For Abstain
10. Appointment of Two Shareholders to Sign the Minutes. Management For Voted - For
593
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SILVER STANDARD RESOURCES INC.
CUSIP: 82823L106 TICKER: SSRI
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Peter W. Tomsett Management For Voted - For
2 A.E. Michael Anglin Management For Voted - For
3 Richard C.campbell, Mbe Management For Voted - For
4 Gustavo A. Herrero Management For Voted - For
5 Richard D. Paterson Management For Voted - For
6 Steven P. Reid Management For Voted - For
7 John Smith Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
04 Resolution to Confirm and Approve Advance Notice
Policy As Set Out in the Management Information
Circular for the Meeting. Management For Voted - For
05 Resolution to Approve the Amended and Restated
Stock Option Plan As Set Out in the Management
Information Circular for the Meeting. Management For Voted - For
TELECOM ARGENTINA, S.A.
CUSIP: 879273209 TICKER: TEO
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Approve and Sign
the Minutes of the Meeting. Management For Voted - For
2. Review the Documents Provided for in Section 234,
Subsection 1 of Law 19,550, the Rules of the
Argentine National Securities Commission (comision
Nacional De Valores ("cnv")) and the Listing
Regulations of the Buenos Aires Stock Exchange
(bolsa De Comercio De Buenos Aires), and of the
Accounting Documents in English Required by the
Rules of the U.S. Securities and Exchange
Commission for the Twenty-fifth Fiscal Year Ended
December 31, 2013 ('fiscal Year 2013'). Management For Voted - For
3. Analysis of the Allocation of Retained Earnings As
of December 31, 2013 (p$ 3,202,462,964.-). the
Board of Directors Proposes the Allocation Of: (i)
P$ 9,369,889.- to the Legal Reserve; (ii) P$
1,201,757,911.- to 'cash Dividends'; (iii) P$
1,991,335,164.- to 'voluntary Reserve for Future
Capital Operations'. Delegation of Powers to the
Board of Directors to Determine the Allocation of
the Voluntary Reserve for Future Capital Operations
for Their Specific Purposes. Management For Voted - For
594
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Review of the Performance of the Members of the
Board of Directors and the Supervisory Committee
from April 23, 2013 to the Date of This
Shareholders' Meeting. Management For Voted - For
5. Review of the Compensation of the Board of
Directors for the Services Rendered During Fiscal
Year 2013 (from the Shareholders' Meeting of April
23, 2013 to the Date of This Meeting). Proposal to
Pay the Aggregate Amount of P$ 13,300,000. -, Which
Represents 0.41% of 'accountable Earnings',
Calculated Under Section 3 of Chapter III, Title II
of the Rules of Cnv (n.t. 2013). Management For Voted - For
6. Authorize the Board of Directors to Make Advance
Payments of Fees for Up to P$ 11,000,000.- to Those
Directors Acting During Fiscal Year 2014 (from the
Date of This Shareholders' Meeting Through the Date
of the Shareholders' Meeting Reviewing the
Documents of Such Fiscal Year and Contingent Upon
the Decision Adopted at Such Meeting). Management For Voted - Against
7. Review of the Supervisory Committee's Compensation
for the Services Rendered During Fiscal Year 2013
(as from the Shareholders' Meeting of April 23,
2013 Through the Date of This Meeting). Proposal to
Pay the Aggregate Amount of P$ 2,960,000. Management For Voted - For
8. Determination of the Number of Members and
Alternate Members of the Supervisory Committee for
Fiscal Year 2014. Management For Abstain
9. Election of Members of the Supervisory Committee. Management For Abstain
10. Election of Alternate Members of the Supervisory
Committee. Management For Voted - For
11. Authorize the Board of Directors to Make Advance
Payments of Fees of Up to P$ 2,960,000.-, to Those
Supervisory Committee Members Acting During Fiscal
Year 2014 (from the Date of This Shareholders'
Meeting Through the Date of the Shareholders'
Meeting Reviewing the Documents of Such Fiscal Year
and Contingent Upon the Decision Adopted at Such
Meeting). Management For Voted - For
12. Appointment of Independent Auditors for the Fiscal
Year 2014 Financial Statements and Determination of
Their Compensation As Well As of the Compensation
Due to Those Acting in Fiscal Year 2013. Management For Voted - For
13. Review of the Audit Committee's Budget for Fiscal
Year 2014. Management For Voted - For
14. Modification of the Procedure Set by the Ordinary
Shareholders' Meeting of April 23, 2013 According
to Which Alternate Directors Proposed by the
Shareholder Fgs-anses are Able to Replace Directors
Proposed by Such Shareholder. Management For Voted - For
595
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TENARIS, S.A.
CUSIP: 88031M109 TICKER: TS
Meeting Date: 07-May-14 Meeting Type: Annual
1. Consideration of the Consolidated Management Report
and Related Management Certifications on the
Company's Consolidated Financial Statements As of
and for the Year Ended 31 December 2013, and on the
Annual Accounts As at 31 December 2013, and of the
Independent Auditors' Reports on Such Consolidated
Financial Statements and Annual Accounts. Management For Voted - For
2. Approval of the Company's Consolidated Financial
Statements As of and for the Year Ended 31 December
2013. Management For Voted - For
3. Approval of the Company's Annual Accounts As of 31
December 2013. Management For Voted - For
4. Allocation of Results and Approval of Dividend
Payment for the Year Ended 31 December 2013. Management For Voted - For
5. Discharge of the Members of the Board of Directors
for the Exercise of Their Mandate During the Year
Ended 31 December 2013. Management For Voted - For
6. Election of Members of the Board of Directors. Management For Voted - Against
7. Compensation of Members of the Board of Directors. Management For Voted - For
8. Appointment of the Independent Auditors for the
Fiscal Year Ending 31 December 2014, and Approval
of Their Fees. Management For Voted - For
9. Authorization to the Board of Directors to Cause
the Distribution of All Shareholder Communications,
Including Its Shareholder Meeting and Proxy
Materials and Annual Reports to Shareholders, by
Such Electronic Means As is Permitted by Any
Applicable Laws Or Regulations. Management For Voted - For
1. Consideration of the Consolidated Management Report
and Related Management Certifications on the
Company's Consolidated Financial Statements As of
and for the Year Ended 31 December 2013, and on the
Annual Accounts As at 31 December 2013, and of the
Independent Auditors' Reports on Such Consolidated
Financial Statements and Annual Accounts. Management For Voted - For
2. Approval of the Company's Consolidated Financial
Statements As of and for the Year Ended 31 December
2013. Management For Voted - For
3. Approval of the Company's Annual Accounts As of 31
December 2013. Management For Voted - For
4. Allocation of Results and Approval of Dividend
Payment for the Year Ended 31 December 2013. Management For Voted - For
5. Discharge of the Members of the Board of Directors
for the Exercise of Their Mandate During the Year
Ended 31 December 2013. Management For Voted - For
6. Election of Members of the Board of Directors. Management For Voted - Against
7. Compensation of Members of the Board of Directors. Management For Voted - For
596
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. Appointment of the Independent Auditors for the
Fiscal Year Ending 31 December 2014, and Approval
of Their Fees. Management For Voted - For
9. Authorization to the Board of Directors to Cause
the Distribution of All Shareholder Communications,
Including Its Shareholder Meeting and Proxy
Materials and Annual Reports to Shareholders, by
Such Electronic Means As is Permitted by Any
Applicable Laws Or Regulations. Management For Voted - For
TRANSPORTADORA DE GAS DEL SUR S.A.
CUSIP: 893870204 TICKER: TGS
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Subscribe the
Minutes of the Meeting. Management For Voted - For
2. Amendment of Articles 20, 24, 26 Bis, 29 Bis and 43
Bis of the By-laws. Management For Abstain
3. Reorganized by Laws. Management For Abstain
4. Delegation on the Board of Directors, with
Authority to Make Sub Delegation, to Make As Many
Acts Were Necessary for the Registration of the
Statutory Reforms Resolved in Point 2) and the by
Laws Reorganization Adopted in Point 3) Before the
Competent Authorities. Management For Abstain
5. Consideration of the Annual Report, Inventory,
Financial Statements, Information Review,
Information Required by Section 68 of the Buenos
Aires Stock Exchange Regulations, Auditor's Report
and Statutory Audit Committee's Report, in
Accordance with Section 234, Paragraph 1 of Law
19,500, for the Fiscal Year Ended December 31, 2013
and the English Version. Management For Voted - For
6. Consideration of the Allocation of the Net Income
for the Fiscal Year Ended December 31, 2013. Management For Abstain
7. Resolution About the Allocation of the Voluntary
Reserve Balance (future Capital Expenditures
Reserve and Future Dividend Reserve) Approved by
the Ordinary Shareholders' Meeting Held on April
25, 2013 (as Shown in the Consolidated Statement of
Changes in Equity for the Year Ended December 31,
2013 and 2012 in the Annual Report As of December
31, 2013). Management For Abstain
8. Consideration of the Actions Carried Out by the
Board of Directors and the Statutory Audit
Committee During the Fiscal Year Ended December 31,
2013 and Determination of Their Compensation, for
Which Purpose Article 5; Section I, Chapter III of
Comision Nacional De Valores (new Text 2013) Shall
Not Apply. Management For Voted - For
9. Consideration of the Auditing Committee Operating
Budget for the Fiscal Year 2014. Management For Abstain
597
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. Determination of the Quantity and Appointment of
the Board of Directors Members and Alternate
Members. Management For Abstain
11. Determination of the Term of Office of Directors
Appointed Under the Previous Point. Management For Abstain
12. Appointment of Statutory Audit Committee Regular
and Alternate Members. Management For Abstain
13. Consideration of the Compensation of the
Independent Auditors That Certified the Financial
Statements for Fiscal Year 2013. Management For Abstain
14. Appointment of the Regular and Alternate
Independent Auditors to Certify the Financial
Statements for Fiscal Year 2014. Management For Voted - For
YAMANA GOLD INC.
CUSIP: 98462Y100 TICKER: AUY
Meeting Date: 30-Apr-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Peter Marrone Management For Voted - For
2 Patrick J. Mars Management For Voted - For
3 John Begeman Management For Voted - For
4 Alexander Davidson Management For Voted - For
5 Richard Graff Management For Voted - For
6 Nigel Lees Management For Voted - For
7 Carl Renzoni Management For Voted - For
8 Dino Titaro Management For Voted - For
02 Appoint the Auditors - Deloitte LLP See Page 7 of
our Management Information Circular. Management For Voted - For
03 Resolution to Approve the New General By-law No. 1
See Page 8 of our Management Information Circular. Management For Voted - For
04 On an Advisory Basis, and Not to Diminish the Role
and Responsibilities of our Board, You Accept the
Approach to Executive Compensation Disclosed in our
2014 Management Information Circular. See Page 8 of
our Management Information Circular. Management For Voted - Against
YPF SOCIEDAD ANONIMA
CUSIP: 984245100 TICKER: YPF
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Meeting. Management For Voted - For
2. Consideration of the Board of Directors'
Resolutions Regarding the Creation of A Long-term
Plan of Compensation in Shares for Employees,
Through the Acquisition of Shares Held by the
Company in Accordance with Article 64 Et. Seq. of
Law 26,831. Exemption from the Preemptive Offer of
598
GLOBAL X FTSE ARGENTINA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares to Shareholders Pursuant to Article 67 of
Law 26,831. Management For Voted - For
3. Consideration of the Annual Report, Inventory,
Balance Sheet, Income Statement, Statement of
Changes in Shareholders' Equity and Statement of
Cash Flow, with Their Notes, Charts, Exhibits and
Related Documents, and the Report of the
Supervisory Committee and Independent Auditor,
Corresponding to the Fiscal Year No. 37 Begun on
January 1, 2013 and Ended on December 31, 2013. Management For Voted - For
4. Use of Profits Accumulated As of December 31, 2013.
Constitution of Reserves. Declaration of Dividends. Management For Voted - For
5. Remuneration of the Independent Auditor for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
6. Appointment of the Independent Auditor Who Shall
Report on the Annual Financial Statements As of
December 31, 2014 and Determination of Its
Remuneration. Management For Voted - For
7. Extension of the Powers Delegated to the Board of
Directors to Determine the Terms and Conditions of
the Notes Issued Under the Current Global
Medium-term Notes Program. Management For Voted - For
8. Consideration of the Performance of the Board of
Directors and the Supervisory Committee During the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
9. Remuneration of the Board of Directors for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
10. Remuneration of the Supervisory Committee for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
11. Determination of the Number of Regular and
Alternate Members of the Supervisory Committee. Management For Abstain
12. Appointment of One Regular and One Alternate Member
of the Supervisory Committee for the Class A Shares. Management For Abstain
13. Appointment of the Regular and Alternate Members of
the Supervisory Committee for the Class D Shares. Management For Abstain
14. Determination of the Number of Regular and
Alternate Members of the Board of Directors. Management For Voted - Against
15. Appointment of One Regular and One Alternate
Director for the Class A Shares and Determination
of Their Tenure. Management For Voted - For
16. Appointment of the Regular and Alternate Directors
for Class D Shares and Determination of Their
Tenure. Management For Voted - For
17. Determination of the Remuneration to be Received by
the Members of the Board of Directors and the
Members of the Supervisory Committee for the Fiscal
Year Begun on January 1, 2014. Management For Abstain
18. Consideration of the Withdrawal of the Corporate
Liability Action Initiated by the Company Against
Mr. Antonio Brufau Niubo. Management For Abstain
599
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADVANCED INFO SERVICE PUBLIC CO LTD
CUSIP: Y0014U183
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
3 Mar 2014: Please Note That This is an Amendment
to Meeting Id 281726 Due To-addition of Resolutions
and Change in Voting Status of Resolutions 1 and 3.
Al-l Votes Received on the Previous Meeting Will be
Disregarded and You Will Need-to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 Matter to be Informed Non-Voting Non-Voting
2 To Consider and Adopt the Minutes of the Annual
General Meeting of Shareholders for 2013, Held on
27 March 2013 Management For Voted - For
3 To Acknowledge the Board of Directors Report on the
Company's Operating Result-s for 2013 Non-Voting Non-Voting
4 To Consider and Approve the Audited Financial
Statements for the Year 2013 Ended 31 December 2013 Management For Voted - For
5 To Consider and Appropriate the Net Profit for 2013
As the Annual Dividend Management For Voted - For
6 To Consider and Approve the Appointment of the
Company's External Auditors and Fix Their
Remuneration for 2014 Management For Voted - For
7.A To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mr. Somprasong Boonyachai Management For Voted - For
7.B To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mr. Ng Ching-wah Management For Voted - For
7.C To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mrs. Tasanee Manorot Management For Voted - For
8 To Consider and Appoint the New Director: Mr.
Krairit Euchukanonchai Management For Voted - For
9 To Consider and Approve the Remuneration of the
Board of Directors for 2014 Management For Voted - Against
10 To Consider and Approve A Letter to Confirm the
Prohibitive Characters in Connection with Foreign
Dominance Management For Voted - For
11 To Consider and Approve the Issuance and Sale of
Warrants to Directors and Employees of the Company
and Subsidiaries of Not Exceeding 680,000 Units Management For Voted - For
12 To Consider and Approve the Allotment of Not More
Than 680,000 Ordinary Shares at A Par Value of 1
Baht Per Share for the Conversion of Warrants to be
Issued to Directors and Employees of the Company
and Subsidiaries Management For Voted - For
600
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13.A To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted(approve the Allocation of Warrants to Each
Person): Mr. Wichian Mektrakarn (not Exceeding
42,700 Units) Management For Voted - For
13.B To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mrs. Suwimol Kaewkoon (not Exceeding
37,700 Units) Management For Voted - For
13.C To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Pong- Amorn Nimpoonsawat (not
Exceeding 37,700 Units) Management For Voted - For
13.D To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Ms. Somchai Lertsutiwong (not Exceeding
37,700 Units) Management For Voted - For
13.E To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mrs. Vilasinee Puddhikarant (not Exceeding
37,700 Units) Management For Voted - For
13.F To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Kriengsak Wanichnatee (not Exceeding
37,700 Units) Management For Voted - For
13.G To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Walan Norasetpakdi (not Exceeding
37,700 Units) Management For Voted - For
13.H To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
601
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Person): Mr. Weerawat Kiattipongthaworn (not
Exceeding 37,700 Units) Management For Voted - For
13.I To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Ms. Issara Dejakaisaya (not Exceeding
37,700 Units) Management For Voted - For
14 Other Business (if Any) Management For Voted - Against
3 Mar 2014: Please Note That This is A Revision Due
to Modification to Text Of-comment. If You Have
Already Sent in Your Votes for Mid: 287490 Please
Do No-t Revote on This Meeting Unless You Decide to
Amend Your Instructions. Non-Voting Non-Voting
AXIATA GROUP BHD
CUSIP: Y0488A101
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Report of the Directors and the Auditors Thereon Management For Voted - For
2 To Declare A Final Tax Exempt Dividend Under Single
Tier System of 14 Sen Per Ordinary Share for the
Financial Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect Datuk Azzat Kamaludin Who Retires by
Rotation Pursuant to Article 93 of the Company's
Articles of Association and Being Eligible, Offers
Himself for Reelection Management For Voted - For
4 To Re-elect Juan Villalonga Navarro Who Retires by
Rotation Pursuant to Article 93 of the Company's
Articles of Association and Being Eligible, Offers
Himself for Reelection Management For Voted - Against
5 To Re-elect Kenneth Shen Who Retires by Rotation
Pursuant to Article 93 of the Company's Articles of
Association and Being Eligible, Offers Himself for
Re-election Management For Voted - For
6 To Approve the Payment of Directors' Fees of
Rm30,000.00 Per Month for the Non-executive
Chairman (nec) and Rm20,000.00 Per Month for Each
Non- Executive Director (ned) with Effect from the
22nd Annual General Meeting (22nd Agm) Until the
Next Annual General Meeting of the Company Management For Voted - For
7 To Determine and Approve the Payment of the
Following Directors' Fees with Effect from the 22nd
Agm Until the Next Annual General Meeting of the
Company: I) Directors' Fees of Rm4,000.00 Per Month
to the Nec and Rm2,000.00 Per Month to Each of the
Neds Who are Members of the Board Audit Committee;
II) Directors' Fees of Rm1,200.00 Per Month to the
Nec and Rm800.00 Per Month to Each of the Neds Who
are Members of the Board Nomination Committee; and
602
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
III) Directors' Fees of Rm1,200.00 Per Month to the
Nec and Rm800.00 Per Month to Each of the Neds Who
are Members of the Board Remuneration Committee;
(each of the Foregoing Payments Being Exclusive of
the Others) Management For Voted - For
8 To Re-appoint Messrs PricewaterhouseCoopers Having
Consented to Act As the Auditors of the Company for
the Financial Year Ending 31 December 2014 and to
Authorise the Directors to Fix Their Remuneration Management For Voted - For
9 Proposed Shareholders' Mandate for Recurrent
Related Party Transactions of A Revenue Or Trading
Nature Management For Voted - For
10 Authority Under Section 132d of the Companies Act,
1965 for Directors to Allot and Issue Shares in the
Company Management For Voted - For
11 Proposed Dividend Reinvestment Scheme That Provides
the Shareholders of Axiata ("shareholders") with
the Option to Elect to Reinvest Their Cash Dividend
Entitlements in New Ordinary Shares of Rm1.00 Each
in Axiata ("axiata Shares") ("proposed Drs") Management For Voted - For
12 Proposed Extension of the Duration of Axiata's
Performance Based Share Option and Share Scheme
("axiata Share Scheme") Management For Voted - For
BANGKOK BANK PUBLIC CO LTD, BANGKOK
CUSIP: Y0606R101
Meeting Date: 11-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You Non-Voting Non-Voting
1 To Approve the Minutes of the 20th Annual Ordinary
Meeting of Shareholders-held on April 12, 2013 Non-Voting Non-Voting
2 To Acknowledge the Report on the Results of
Operations for the Year 2013 As-presented in the
Annual Report Non-Voting Non-Voting
3 To Acknowledge the Report of the Audit Committee
for the Year 2013 Non-Voting Non-Voting
4 To Approve the Financial Statements for the Year
Ended December 31, 2013 Non-Voting Non-Voting
5 To Approve the Appropriation of Profit and the
Payment of Dividend for The-year 2013 Non-Voting Non-Voting
6.1 To Elect Director in Place of Those Retiring by
Rotation: Admiral Prachet-siridej Non-Voting Non-Voting
6.2 To Elect Director in Place of Those Retiring by
Rotation: Mr. Singh-tangtatswas Non-Voting Non-Voting
6.3 To Elect Director in Place of Those Retiring by
Rotation: Mr. Amorn-chandarasomboon Non-Voting Non-Voting
6.4 To Elect Director in Place of Those Retiring by
Rotation: Mr. Charn-sophonpanich Non-Voting Non-Voting
603
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.5 To Elect Director in Place of Those Retiring by
Rotation: Mr. Kanung Luchaid Non-Voting Non-Voting
6.6 To Elect Director in Place of Those Retiring by
Rotation: Mr. Thaweelap-rittapiromd Non-Voting Non-Voting
7 To Acknowledge the Directors' Remuneration Non-Voting Non-Voting
8 To Appoint the Auditors and Determine the
Remuneration Non-Voting Non-Voting
9 Other Business Non-Voting Non-Voting
CAPITALAND LTD
CUSIP: Y10923103
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and
Audited Financial Statements for the Year Ended 31
December 2013 and the Auditors' Report Thereon Management For Voted - For
2 To Declare A First and Final 1-tier Dividend of Sgd
0.08 Per Share for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve Directors' Fees of Sgd 2,270,367 for the
Year Ended 31 December 2013 Comprising: (a) Sgd
1,714,366.80 to be Paid in Cash (2012: Sgd
1,474,641.30); and (b) Sgd 556,000.20 to be Paid in
the Form of Share Awards Under the Capitaland
Restricted Share Plan 2010, with Any Residual
Balance to be Paid in Cash (2012: Sgd 557,417.70) Management For Voted - For
4 To Re-appoint Mr John Powell Morschel, Who is
Retiring Under Section 153(6) of the Companies Act,
Chapter 50 of Singapore, to Hold Office from the
Date of This Agm Until the Next Agm of the Company Management For Voted - For
5.a To Re-elect the Following Director, Who are
Retiring by Rotation Pursuant to Article 95 of the
Articles of Association of the Company and Who,
Being Eligible, Offer Himself for Re-election: Mr
James Koh Cher Siang Management For Voted - For
5.b To Re-elect the Following Director, Who are
Retiring by Rotation Pursuant to Article 95 of the
Articles of Association of the Company and Who,
Being Eligible, Offer Himself for Re-election: Mr
Simon Claude Israel Management For Voted - For
6 To Re-appoint KPMG LLP As Auditors of the Company
and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
7 That Pursuant to Article 101 of the Articles of
Association of the Company, Dr Philip Nalliah
Pillai be and is Hereby Appointed As A Director of
the Company with Effect from 25 April 2014 Management For Voted - For
8 That Pursuant to Section 161 of the Companies Act,
Chapter 50 of Singapore and Rule 806 of the Listing
Manual of the Singapore Exchange Securities Trading
Limited ("sgx-st"), Authority be and is Hereby
Given to the Directors of the Company To: (a) (i)
Issue Shares in the Capital of the Company
604
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
("shares") Whether by Way of Rights, Bonus Or
Otherwise; And/or (ii) Make Or Grant Offers,
Agreements Or Options (collectively, "instruments")
That Might Or Would Require Shares to be Issued,
Including But Not Limited to The Management For Voted - For
Creation and Issue of (as Well As Adjustments To)
Securities, Warrants, Debentures Or Other
Instruments Convertible Into Shares, at Any Time
and Upon Such Terms and Conditions and for Such
Purposes and to Such Persons As the Directors May
in Their Absolute Discretion Deem Fit; and (b)
Issue Shares in Pursuance Contd Non-Voting
Contd of Any Instrument Made Or Granted by the
Directors While This-resolution Was in Force
(notwithstanding the Authority Conferred by This-
Resolution May Have Ceased to be in Force),
Provided That: (1) the Aggregate-number of Shares
to be Issued Pursuant to This Resolution (including
Shares-to be Issued in Pursuance of Instruments
Made Or Granted Pursuant to This- Resolution) Shall
Not Exceed Fifty Per Cent. (50%) of the Total
Number Of-issued Shares (excluding Treasury Shares)
in the Capital of the Company (as-calculated in
Accordance with Sub-paragraph (2) Below), of Which
The-aggregate Number of Shares to be Issued Other
Than on A Pro Rata Basis To-shareholders of the
Company (including Shares to be Issued in Pursuance
Of-instruments Made Or Granted Pursuant to This
Resolution) Shall Not Exceed Ten-per Cent. (10%) of
Contd Non-Voting Non-Voting
Contd the Total Number of Issued Shares (excluding
Treasury Shares) in The-capital of the Company (as
Calculated in Accordance with Sub- Paragraph
(2)-below); (2) (subject to Such Manner of
Calculation As May be Prescribed By- the Sgx-st for
the Purpose of Determining the Aggregate Number of
Shares That-may be Issued Under Sub-paragraph (1)
Above, the Total Number of Issued-shares (excluding
Treasury Shares) in the Capital of the Company
Shall Be-based on the Total Number of Issued Shares
(excluding Treasury Shares) in The-capital of the
Company at the Time This Resolution is Passed,
After Adjusting-for: (i) Any New Shares Arising
from the Conversion Or Exercise of Any-convertible
Securities Or Share Options Or Vesting of Share
Awards Which Are- Outstanding Or Subsisting at the
Time This Resolution is Passed; and (ii) Any-contd Non-Voting Non-Voting
Contd Subsequent Bonus Issue, Consolidation Or
Subdivision of Shares; (3) In-exercising the
Authority Conferred by This Resolution, the Company
Shall-comply with the Provisions of the Listing
Manual of the Sgx-st for the Time-being in Force
(unless Such Compliance Has Been Waived by the
Sgx-st) and The-articles of Association for the
Time Being of the Company; and (4) (unless-revoked
Or Varied by the Company in General Meeting) the
605
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authority Conferred-by This Resolution Shall
Continue in Force Until (i) the Conclusion of
The-next Agm of the Company Or (ii) the Date by
Which the Next Agm of the Company-is Required by
Law to be Held, Whichever is the Earlier Non-Voting Non-Voting
9 That the Directors of the Company be and are Hereby
Authorised To: (a) Grant Awards in Accordance with
the Provisions of the Capitaland Performance Share
Plan 2010 (the "performance Share Plan") And/or the
Capitaland Restricted Share Plan 2010 (the
"restricted Share Plan"); and (b) Allot and Issue
from Time to Time Such Management For Voted - For
Number of Shares in the Capital of the Company As
May be Required to be Issued Pursuant to the
Vesting of Awards Granted Under the Performance
Share Plan And/or the Restricted Share Plan,
Provided That the Aggregate Number of New Shares to
be Issued, When Aggregated with Existing Shares
(including Treasury Shares and Cash Equivalents)
Delivered And/or to be Delivered Pursuant to the
Performance Share Plan, the Restricted Share Plan
and All Shares, Options Or Awards Granted Under Any
Other Share Schemes of Contd Non-Voting
Contd the Company Then in Force, Shall Not Exceed
Eight Per Cent. (8%) of The-total Number of Issued
Shares (excluding Treasury Shares) in the Capital
Of-the Company from Time to Time Non-Voting Non-Voting
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Renewal of the Share Purchase Mandate Management For Voted - For
CIMB GROUP HOLDINGS BHD
CUSIP: Y1636J101
Meeting Date: 15-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 and the
Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect the Following Director Who Retire
Pursuant to Article 76 of the Company's Articles of
Association: Tan Sri Dato' Md Nor Yusof Management For Voted - For
3 To Re-elect the Following Director Who Retire
Pursuant to Article 76 of the Company's Articles of
Association: Dato' Sri Nazir Razak Management For Voted - For
4 To Approve the Payment of Directors' Fees Amounting
to Rm804,307 for the Financial Year Ended 31
December 2013 Management For Voted - For
5 To Re-appoint Messrs. PricewaterhouseCoopers As
Auditors of the Company and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
6 Proposed Renewal of the Authority for Directors to
Issue Shares Management For Voted - For
606
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Proposed Renewal of the Authority for Directors to
Allot and Issue New Ordinary Shares of Rm1.00 Each
in the Company (cimb Shares) in Relation to the
Dividend Reinvestment Scheme That Provides the
Shareholders of the Company with the Option to
Elect to Reinvest Their Cash Dividend Entitlements
in New Ordinary Shares of Rm1.00 Each in the
Company (dividend Reinvestment Scheme) "that
Pursuant to the Dividend Reinvestment Scheme (drs)
Approved at the Extraordinary General Meeting Held
on 25 February 2013, Approval be and is Hereby
Given to the Company to Allot and Issue Such Number
of New Cimb Shares for the Drs Until the Conclusion
of the Next Annual General Meeting, Upon Such Terms
and Conditions and to Such Persons As the Directors
May, in Contd Management For Voted - For
Contd Their Absolute Discretion, Deem Fit and in
the Interest of the Company-provided That the Issue
Price of the Said New Cimb Shares Shall be Fixed
By-the Directors at Not More Than 10% Discount to
the Adjusted 5 Day Volume-weighted Average Market
Price (vwamp) of Cimb Shares Immediately Prior to
The-price-fixing Date, of Which the Vwamp Shall be
Adjusted Ex-dividend Before-applying the
Aforementioned Discount in Fixing the Issue Price
and Not Less-than the Par Value of Cimb Shares at
the Material Time; and That The-directors and the
Secretary of the Company be and are Hereby
Authorised to Do-all Such Acts and Enter Into All
Such Transactions, Arrangements And-documents As
May be Necessary Or Expedient in Order to Give Full
Effect To-the Drs with Full Power to Assent to Any
Conditions, Modifications,-variations And/or Contd Non-Voting Non-Voting
Contd Amendments (if Any) As May be Imposed Or
Agreed to by Any Relevant-authorities Or Consequent
Upon the Implementation of the Said
Conditions,-modifications, Variations And/or
Amendments, As They, in Their Absolute- Discretion,
Deemed Fit and in the Best Interest of the Company Non-Voting Non-Voting
8 Proposed Renewal of the Authority to Purchase Own
Shares Management For Voted - For
04 Apr 2014: A Member Shall be Entitled to Appoint
Only One (1) Proxy Unless H-e/she Has More Than
1,000 Shares in Which Case He/she May Appoint Up to
Five (-5) Proxies Provided Each Proxy Appointed
Shall Represent at Least 1,000 Shares Non-Voting Non-Voting
04 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
607
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CP ALL PUBLIC COMPANY LTD
CUSIP: Y1772K169
Meeting Date: 19-Sep-13 Meeting Type: ExtraOrdinary General Meeting
1 To Certify the Minute of the Egm of Shareholders
No. 1/2013 Management For Voted - For
2 To Consider and Approve the Issuance and Offering
of the Bonds Management For Voted - Against
3 Others (if Any) Management For Voted - Against
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
Please Note That This is A Revision Due to Receipt
of Additional Comment. If Y-ou Have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
284760 Due to Deletion Of-resolution "9". All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Certify the Minute of the Extraordinary General
Meeting of Shareholders No. 2/2013 Management For Voted - For
2 To Consider the Board of Directors Report Regarding
the Last Year Operations of the Company Management For Voted - For
3 To Consider and Approve Balance Sheet and Income
Statement for the Year Ended December 31, 2013 Management For Voted - For
4 To Consider and Approve the Allocation of Profit
for Legal Reserve and the Cash Dividend Payment Management For Voted - For
5.1 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Prasert Jarupanich Management For Voted - Against
5.2 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Narong Chearavanont Management For Voted - For
5.3 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Pittaya Jearavisitkul Management For Voted - For
5.4 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Piyawat Titasattavorakul Management For Voted - For
608
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.5 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Umroong Sanphasitvong Management For Voted - For
6 To Consider and Approve the Directors Remuneration Management For Voted - Against
7 To Consider and Approve the Appointment of the
Company's Auditors and Fix the Auditors Remuneration Management For Voted - For
8 To Consider and Approve the Issuance and Offering
of the Bonds Management For Voted - Against
9 Others (if Any) Management For Voted - Against
DBS GROUP HOLDINGS LTD, SINGAPORE
CUSIP: Y20246107
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Consider the Directors' Report and
Audited Financial Statements for the Year Ended 31
December 2013 and the Auditors' Report Thereon Management For Voted - For
2 To Declare A One-tier Tax Exempt Final Dividend of
30 Cents Per Ordinary Share, for the Year Ended 31
December 2013. 2012: Final Dividend of 28 Cents
Per Ordinary Share, One- Tier Tax Exempt Management For Voted - For
3 To Declare A One-tier Tax Exempt Final Dividend of
2 Cents Per Non- Voting Redeemable Convertible
Preference Share, for the Year Ended 31 December
2013. 2012: 2 Cents Per Non-voting Redeemable
Convertible Preference Share, One- Tier Tax Exempt Management For Voted - For
4 To Approve the Amount of Sgd3,687,232 Proposed As
Directors' Remuneration for the Year Ended 31
December 2013. 2012: Sgd2,923,438 Management For Voted - For
5 To Re-appoint Messrs PricewaterhouseCoopers LLP As
Auditors of the Company and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
6 To Re-elect the Following Director, Who is Retiring
Under Article 95 of the Company's Articles of
Association and Who, Being Eligible, Offer Himself
for Re-election: Mr Piyush Gupta Management For Voted - For
7 To Re-elect the Following Director, Who is Retiring
Under Article 95 of the Company's Articles of
Association and Who, Being Eligible, Offer Himself
for Re-election: Dr Bart Joseph Broadman Management For Voted - For
8 To Re-elect the Following Director, Who is Retiring
Under Article 95 of the Company's Articles of
Association and Who, Being Eligible, Offer Himself
for Re-election: Mr Ho Tian Yee Management For Voted - For
9 To Re-appoint Mr Nihal Vijaya Devadas Kaviratne Cbe
As A Director Pursuant to Section 153(6) of the
Companies Act, Chapter 50. Management For Voted - For
10 That Authority be and is Hereby Given to the
Directors of the Company To: (a) Allot and Issue
from Time to Time Such Number of Ordinary Shares in
the Capital of the Company ("dbsh Ordinary Shares")
As May be Required to be Issued Pursuant to the
609
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Exercise of Options Under the Dbsh Share Option
Plan; and (b) Offer and Grant Awards in Accordance
with the Provisions of the Dbsh Share Plan and to
Allot and Issue from Time to Time Such Number of
Dbsh Ordinary Shares As May be Required to be
Issued Pursuant to the Vesting of Awards Under the
Dbsh Share Plan, Provided Always That: (1) the
Aggregate Number of New Dbsh Ordinary Shares to be
Issued Pursuant to the Exercise of Options Granted
Under the Dbsh Share Option Plan and the Vesting of
Awards Granted Or to be Granted Under the Dbsh
Share Plan Shall Not Exceed 5 Per Cent of Contd Management For Voted - For
Contd the Total Number of Issued Shares (excluding
Treasury Shares) in The-capital of the Company from
Time to Time; and (2) the Aggregate Number of
New-dbsh Ordinary Shares Under Awards to be Granted
Pursuant to the Dbsh Share-plan During the Period
Commencing from the Date of This Annual General-
Meeting of the Company and Ending on the Date of
the Next Annual General-meeting of the Company Or
the Date by Which the Next Annual General
Meeting-of the Company is Required by Law to be
Held, Whichever is the Earlier, Shall-not Exceed 2
Per Cent of the Total Number of Issued Shares
(excluding- Treasury Shares) in the Capital of the
Company from Time to Time Non-Voting Non-Voting
11 That Authority be and is Hereby Given to the
Directors of the Company To: (a) (i) Issue Shares
in the Capital of the Company ("shares") Whether by
Way of Rights, Bonus Or Otherwise; And/or (ii) Make
Or Grant Offers, Agreements Or Options
(collectively, "instruments") That Might Or Would
Require Shares to be Issued, Including But Not
Limited to the Creation and Issue of (as Well As
Adjustments To) Warrants, Debentures Or Other
Instruments Convertible Into Shares, at Any Time
and Upon Such Terms and Conditions and for Such
Purposes and to Such Persons As the Directors May
in Their Absolute Discretion Deem Fit; and (b) Management For Voted - For
(notwithstanding the Authority Conferred by This
Resolution May Have Ceased to be in Force) Issue
Shares in Pursuance of Any Instrument Made Or
Granted by the Directors While This Resolution Was
in Force, Contd Non-Voting
Contd Provided That: (1) the Aggregate Number of
Shares to be Issued Pursuant-to This Resolution
(including Shares to be Issued in Pursuance of
Instruments-made Or Granted Pursuant to This
Resolution) Does Not Exceed 50 Per Cent Of-the
Total Number of Issued Shares (excluding Treasury
Shares) in the Capital-of the Company (as
Calculated in Accordance with Paragraph (2) Below),
Of-which the Aggregate Number of Shares to be
Issued Other Than on A Pro Rata-basis to
Shareholders of the Company (including Shares to be
Issued In- Pursuance of Instruments Made Or Granted
610
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant to This Resolution) Shall-be Less Than 10
Per Cent of the Total Number of Issued Shares
(excluding-treasury Shares) in the Capital of the
Company (as Calculated in Accordance-with Paragraph
(2) Below); (2) (subject to Such Manner of
Calculation And- Contd Non-Voting Non-Voting
Contd Adjustments As May be Prescribed by the
Singapore Exchange Securities-trading Limited
("sgx-st")), for the Purpose of Determining the
Aggregate-number of Shares That May be Issued Under
Paragraph (1) Above, the Percentage- of Issued
Shares Shall be Based on the Total Number of Issued
Shares- (excluding Treasury Shares) in the Capital
of the Company at the Time This-resolution is
Passed, After Adjusting For: (i) New Shares Arising
from The-conversion Or Exercise of Any Convertible
Securities Or Share Options Or-vesting of Share
Awards Which are Outstanding Or Subsisting at the
Time This-resolution is Passed; and (ii) Any
Subsequent Bonus Issue, Consolidation
Or-subdivision of Shares; (3) in Exercising the
Authority Conferred by This-resolution, the Company
Shall Comply with the Provisions of the
Listing-manual of the Contd Non-Voting Non-Voting
Contd Sgx-st for the Time Being in Force (unless
Such Compliance Has Been-waived by the Sgx-st) and
the Articles of Association for the Time Being
Of-the Company; and (4) (unless Revoked Or Varied
by the Company in General-meeting) the Authority Non-Voting Non-Voting
Conferred by This Resolution Shall Continue in
Force-until the Conclusion of the Next Annual
General Meeting of the Company Or The-date by Which
the Next Annual General Meeting of the Company is
Required By-law to be Held, Whichever is the Earlier Non-Voting
12 That Authority be and is Hereby Given to the
Directors of the Company to Allot and Issue Such
Number of New Ordinary Shares and New Non-voting
Redeemable Convertible Preference Shares in the
Capital of the Company As May be Required to be
Allotted and Issued Pursuant to the Application of
the Dbsh Scrip Dividend Scheme to the Final
Dividends of 30 Cents Per Ordinary Share and 2
Cents Per Non-voting Redeemable Convertible
Preference Share, for the Year Ended 31 December
2013 Management For Voted - For
13 That Authority be and is Hereby Given to the
Directors of the Company to Apply the Dbsh Scrip
Dividend Scheme to Any Dividend(s) Which May be
Declared for the Year Ending 31 December 2014 and
to Allot and Issue Such Number of New Ordinary
Shares and New Non-voting Redeemable Convertible
Preference Shares in the Capital of the Company As
May be Required to be Allotted and Issued Pursuant
Thereto Management For Voted - For
611
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Renewal of the Share Purchase Mandate Management For Voted - For
DIGI.COM BHD
CUSIP: Y2070F100
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(a) : Mr Sigve Brekke Management For Voted - For
2 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(a): Dato' Saw Choo
Boon Management For Voted - For
3 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(e): Ms Yasmin Binti
Aladad Khan Management For Voted - For
4 To Approve the Directors' Allowances of
Rm527,710.00 for the Financial Year Ended 31
December 2013 Management For Voted - For
5 To Re-appoint Messrs Ernst & Young As Auditors of
the Company and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
6 Proposed Renewal of Existing Shareholders' Mandate
for Recurrent Related Party Transactions of A
Revenue Or Trading Nature to be Entered with
Telenor Asa ("telenor") and Persons Connected with
Telenor "that, Subject to the Provisions of the
Main Market Listing Requirements of Bursa Malaysia
Securities Berhad, Approval be and is Hereby Given
for the Company and Its Subsidiaries, to Enter Into
Recurrent Related Party Transactions of A Revenue
Or Trading Nature with Telenor and Persons
Connected with Telenor As Specified in Section 2.3
of the Circular to Shareholders Dated 22 April 2014
Which are Necessary for the Day-to-day Operations
And/or in the Ordinary Course of Business of the
Company and Its Subsidiaries on Terms Not More
Favorable to the Related Parties Than Those
Generally Available to the Public and are Not Contd Management For Voted - For
Contd Detrimental to the Minority Shareholders of
the Company and That Such-approval Shall Continue
to be in Force Until: (i) the Conclusion of the
Next-annual General Meeting of the Company
Following the General Meeting at Which-this
Ordinary Resolution Shall be Passed, at Which Time
It Will Lapse, Unless-by A Resolution Passed at A
General Meeting, the Authority Conferred by
This-resolution is Renewed; (ii) the Expiration of
the Period Within Which The-next Annual General
Meeting After the Date It is Required to be Held
612
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant-to Section 143(1) of the Companies Act,
1965 (but Shall Not Extend to Such-extension As May
be Allowed Pursuant to Section 143(2) of the
Companies Act,-1965); Or (iii) Revoked Or Varied by
Resolution Passed by the Shareholders At-a General
Meeting; Whichever is Earlier; and That in Making
the Contd Non-Voting Non-Voting
Contd Disclosure of the Aggregate Value of the
Recurrent Related Party-transactions Conducted
Pursuant to the Proposed Shareholders' Approval in
The- Company's Annual Reports, the Company Shall
Provide A Breakdown of The-aggregate Value of
Recurrent Related Party Transactions Made During
The- Financial Year, Amongst Others, Based On: (i)
the Type of the Recurrent-related Party
Transactions Made; and (ii) the Name of the Related
Parties-involved in Each Type of the Recurrent
Related Party Transactions Made And-their
Relationship with the Company and Further That
Authority be and Is- Hereby Given to the Directors
of the Company and Its Subsidiaries to Complete-and
Do All Such Acts and Things (including Executing
Such Documents As May Be-required) to Give Effect
to the Transactions As Authorised by This Ordinary-
Resolution" Non-Voting Non-Voting
7 Authority for Dato' Ab. Halim Bin Mohyiddin to
Continue in Office As Independent Non-executive
Director "that Authority be and is Hereby Given to
Dato' Ab. Halim Bin Mohyiddin Who Has Served As an
Independent Non-executive Director of the Company
for A Cumulative Term Of Management For Voted - For
More Than Nine Years, to Continue to Act As an
Independent Non-executive Director of the Company
Until the Conclusion of the Next Annual General
Meeting in Accordance with Malaysian Code of
Corporate Governance 2012" Non-Voting
GENTING BHD
CUSIP: Y26926116
Meeting Date: 01-Nov-13 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Non-renounceable Restricted Issue of Up to
929,871,192 New Warrants in the Company at an Issue
Price of Rm1.50 Per Warrant on the Basis of One (1)
Warrant for Every Four (4) Existing Ordinary Shares
of Rm0.10 Each in the Company Held by the Entitled
Shareholders Whose Names Appear in the Company's
Record of Depositors Or Register of Members on an
Entitlement Date to be Determined by the Board of
Directors of the Company Management For Voted - For
2 Proposed Exemption to Kien Huat Realty Sdn Berhad
and Persons Acting in Concert with It from the
Obligation to Undertake A Mandatory Take- Over
Offer on the Remaining Voting Shares in the Company
613
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Not Already Held by Them Upon the Exercise of the
Warrants by Khr And/or the Pacs Under Paragraph 16,
Practice Note 9 of the Malaysian Code on Take-overs
and Mergers, 2010 Management For Voted - For
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
1 To Approve the Payment of Directors' Fees of
Rm928,550 for the Financial Year Ended 31 December
2013 (2012 : Rm830,380) Management For Voted - For
2 To Re-elect Mr Chin Kwai Yoong As A Director of the
Company Pursuant to Article 99 of the Articles of
Association of the Company Management For Voted - For
3 That Dato' Paduka Nik Hashim Bin Nik Yusoff,
Retiring in Accordance with Section 129 of the
Companies Act, 1965, be and is Hereby Re-appointed
As A Director of the Company to Hold Office Until
the Conclusion of the Next Annual General Meeting Management For Voted - For
4 That Tun Mohammed Hanif Bin Omar, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - For
5 That Tan Sri Dr. Lin See Yan, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - For
6 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
7 Authority to Directors Pursuant to Section 132d of
the Companies Act, 1965 Management For Voted - For
Meeting Date: 12-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Authority for the Company to Purchase Its
Own Shares Management For Voted - For
2 Proposed Shareholders' Mandate for Recurrent
Related Party Transactions of A Revenue Or Trading
Nature Management For Voted - For
GENTING SINGAPORE PLC
CUSIP: G3825Q102
Meeting Date: 22-Apr-14 Meeting Type: Annual General Meeting
1 To Approve the Payment of Directors' Fees of Sgd
835,500 (2012: Sgd 594,000) for the Financial Year
Ended 31 December 2013 Management For Voted - For
2 To Re-elect the Following Person As Directors of
the Company Pursuant to Article 16.6 of the
614
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Articles of Association of the Company: Tan Sri Lim
Kok Thay Management For Voted - For
3 To Re-elect the Following Person As Directors of
the Company Pursuant to Article 16.6 of the
Articles of Association of the Company: Mr Koh Seow
Chuan Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers LLP, Singapore
As Auditor of the Company and to Authorise the
Directors to Fix Their Remuneration Management For Voted - Against
5 To Declare A Final Tax Exempt (one-tier) Dividend
of Sgd 0.01 Per Ordinary Share for the Financial
Year Ended 31 December 2013 Management For Voted - For
6 Proposed Share Issue Mandate Management For Voted - For
7 Proposed Renewal of the General Mandate for
Interested Person Transactions Management For Voted - For
8 Proposed Renewal of Share Buy-back Mandate Management For Voted - For
9 Proposed Amendment to the Company's Articles of
Association Management For Voted - For
IOI CORPORATION BHD
CUSIP: Y41763106
Meeting Date: 19-Oct-13 Meeting Type: Annual General Meeting
O.1 To Re-elect the Following Director Retiring by
Rotation Pursuant to Article 101 of the Company's
Articles of Association: Datuk Karownakaran @
Karunakaran A/l Ramasamy Management For Voted - For
O.2 To Re-elect the Following Director Retiring by
Rotation Pursuant to Article 101 of the Company's
Articles of Association: Mr Lim Tuang Ooi Management For Voted - For
O.3 That Tan Sri Dato' Lee Shin Cheng, A Director
Retiring Pursuant to Section 129 of the Companies
Act, 1965 be and is Hereby Re- Appointed A Director
of the Company to Hold Office Until the Next Annual
General Meeting Management For Voted - For
O.4 That Datuk Hj Mohd Khalil B Dato' Hj Mohd Noor, A
Director Retiring Pursuant to Section 129 of the
Companies Act, 1965 be and is Hereby Re- Appointed
A Director of the Company to Hold Office Until the
Next Annual General Meeting Management For Voted - For
O.5 That Datuk Hj Mohd Khalil B Dato' Hj Mohd Noor
Having Served As Independent Non-executive Director
for A Cumulative Term of More Than 9 Years,
Continue to Act As Independent Non- Executive
Director of the Company Management For Voted - For
O.6 That the Payment of Directors' Fees of Rm724,516
for the Financial Year Ended 30 June 2013 to be
Divided Among the Directors in Such Manner As the
Directors May Determine, be and is Hereby Approved Management For Voted - For
O.7 To Re-appoint Bdo, the Retiring Auditors for the
Financial Year Ending 30 June 2014 and to Authorise
the Directors to Fix Their Remuneration Management For Voted - For
615
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.8 Authority to Directors to Allot and Issue Shares
Pursuant to Section 132d of the Companies Act, 1965 Management For Voted - For
O.9 Proposed Renewal of Existing Share Buy-back
Authority Management For Voted - For
O.10 Proposed Renewal of Shareholders' Mandate for
Recurrent Related Party Transactions of A Revenue
Or Trading Nature and Proposed New Shareholders'
Mandate for Additional Recurrent Related Party
Transaction of A Revenue Or Trading Nature Management For Voted - For
S.1 Proposed Amendments to the Articles of Association
of the Company: Article 2(a), 65(b) and 65(c) Management For Voted - For
Meeting Date: 29-Oct-13 Meeting Type: ExtraOrdinary General Meeting
O.I Proposed Issuance of Up to 44,144,702 New Ordinary
Shares of Rm1.00 Each in Ioi Properties Group
Berhad ("ioipg") ("ioipg Share(s)") to Summervest
Sdn Bhd ("summervest") Pursuant to Ioipg's Proposed
Acquisition of 10% Equity Interest in Property
Village Berhad ("pvb") and 10% Equity Interest in
Property Skyline Sdn Bhd ("pssb") Respectively from
Summervest ("proposed Acquisitions") ("proposed
Issuance of Shares") Management For Voted - For
O.II Proposed Non-renounceable Restricted Offer for Sale
of Up to 1,081,180,483 Ioipg Shares to the Entitled
Shareholders of Ioic on the Basis of One (1) Ioipg
Share for Every Six (6) Ordinary Shares of Rm0.10
Each Held in Ioic ("ioic Share(s)") Held on an
Entitlement Date to be Determined Later at an Offer
Price to be Determined ("proposed Restricted Offer
for Sale") Management For Voted - For
O.III Proposed Listing of and Quotation for the Entire
Enlarged Issued and Paid-up Share Capital of Ioipg
on the Official List of the Main Market of Bursa
Malaysia Securities Berhad ("bursa Securities")
("proposed Listing") Management For Voted - For
S.I Proposed Distribution of Up to 2,162,360,965 Ioipg
Shares to be Held by Ioic to the Entitled
Shareholders of Ioic by Way of Distribution-in-
Specie on the Basis of One (1) Ioipg Share for
Every Three (3) Existing Ioic Shares on the
Entitlement Date ("proposed Distribution") Management For Voted - For
04 Oct 13: Please Note That This is A Revision Due
to Modification in Text Of-resolution O.i. If You
Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
616
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JARDINE CYCLE & CARRIAGE LTD
CUSIP: Y43703100
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Audited Financial
Statements for the Year Ended 31st December 2013
Together with the Reports of the Directors and the
Auditors Thereon Management For Voted - For
2 To Approve the Payment of A Final One-tier Tax
Exempt Dividend of Usd 0.90 Per Share for the Year
Ended 31st December 2013 As Recommended by the
Directors Management For Voted - For
3 To Approve Payment of Directors' Fees of Up to Sgd
948,000 for the Year Ending 31st December 2014.
(2013: Sgd 998,000) Management For Voted - For
4.a To Re-elect the Following Director Retiring
Pursuant to Article 94 of the Articles of
Association of the Company: Mr. James Watkins Management For Voted - For
4.b To Re-elect the Following Director Retiring
Pursuant to Article 94 of the Articles of
Association of the Company: Tan Sri Azlan Zainol Management For Voted - Against
4.c To Re-elect the Following Director Retiring
Pursuant to Article 94 of the Articles of
Association of the Company: Mr. Mark Greenberg Management For Voted - Against
5 To Authorise Mr. Boon Yoon Chiang to Continue to
Act As A Director of the Company from the Date of
This Annual General Meeting Until the Next Annual
General Meeting, Pursuant to Section 153(6) of the
Companies Act, Cap. 50 Management For Voted - Against
6 To Re-appoint PricewaterhouseCoopers LLP As
Auditors and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
7.a Renewal of the Share Issue Mandate Management For Voted - For
7.b Renewal of the Share Purchase Mandate Management For Voted - For
7.c Renewal of the General Mandate for Interested
Person Transactions Management For Voted - For
KASIKORNBANK PUBLIC COMPANY LIMITED, BANGKOK
CUSIP: Y4591R100
Meeting Date: 04-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 To Consider Adopting the Minutes of the General
Meeting of Shareholders No.-101 Held on April 3,
2013 Non-Voting Non-Voting
2 To Acknowledge the Board of Directors' Report of
Year 2013 Operations Non-Voting Non-Voting
617
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Consider Approving the Financial Statements for
the Year Ended December-31, 2013 Non-Voting Non-Voting
4 To Consider Approving the Appropriation of Profit
from 2013 Operating Results-and Dividend Payment Non-Voting Non-Voting
5.1 To Consider the Election of Director to Replace
Those Retiring by Rotation:-professor Dr. Pairash
Thajchayapong Non-Voting Non-Voting
5.2 To Consider the Election of Director to Replace
Those Retiring by Rotation:-ms. Kobkarn
Wattanavrangkul Non-Voting Non-Voting
5.3 To Consider the Election of Director to Replace
Those Retiring by Rotation:-mr. Krisada Lamsam Non-Voting Non-Voting
5.4 To Consider the Election of Director to Replace
Those Retiring by Rotation:-mr. Teeranun Srihong Non-Voting Non-Voting
5.5 To Consider the Election of Director to Replace
Those Retiring by Rotation:-mr. Rapee Sucharitakul Non-Voting Non-Voting
6 To Consider the Election of Ms. Puntip Surathin As
New Director Non-Voting Non-Voting
7 To Consider Approving the Remuneration of Directors Non-Voting Non-Voting
8 To Consider Approving the Appointment and the
Fixing of Remuneration of The-auditor Non-Voting Non-Voting
9 Other Businesses (if Any) Non-Voting Non-Voting
KEPPEL CORPORATION LTD, SINGAPORE
CUSIP: Y4722Z120
Meeting Date: 23-Aug-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1". Thank
You. Non-Voting Non-Voting
1 The Proposed Distribution: Distribution of Up to
146,631,000 Units in Keppel Reit ("keppel Reit
Units") Held by the Company Through Its Wholly-
Owned Subsidiary, Keppel Real Estate Investment
Pte. Ltd. by Way of A Dividend in Specie ("proposed
Distribution") on the Basis of Eight (8) Keppel
Reit Units for Every One Hundred (100) Ordinary
Shares in the Share Capital of the Company
("shares") Held by Shareholders of the Company
("shareholders") As at the Books Closure Date Management For Voted - For
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and
Audited Financial Statements for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Tax-exempt (one-tier) Dividend
of 30 Cents Per Share for the Year Ended 31
December 2013 (2012: Final Tax-exempt (one-tier)
Dividend of 27 Cents Per Share Management For Voted - For
3 To Re-elect the Following Director, Who Will be
Retiring by Rotation Pursuant to Article 81b of the
618
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company's Articles of Association and Who, Being
Eligible, Offers Himself for Re-election Pursuant
to Article 81c: Mr Tony Chew Leong- Chee Management For Voted - For
4 To Re-elect the Following Director, Who Will be
Retiring by Rotation Pursuant to Article 81b of the
Company's Articles of Association and Who, Being
Eligible, Offers Himself for Re-election Pursuant
to Article 81c: Mr Tow Heng Tan Management For Voted - For
5 To Re-elect the Following Director, Who Will be
Retiring by Rotation Pursuant to Article 81b of the
Company's Articles of Association and Who, Being
Eligible, Offers Himself for Re-election Pursuant
to Article 81c: Mr Danny Teoh Management For Voted - For
6 To Re-elect Mr Loh Chin Hua, Whom Being Appointed
by the Board of Directors After the Last Annual
General Meeting, Will Retire in Accordance with
Article 81a(1) of the Company's Articles of
Association and Who, Being Eligible, Offers Himself
for Re-election Management For Voted - For
7 To Approve the Sum of Sgd 2,149,500 As Directors'
Fees for the Year Ended 31 December 2013 (2012: Sgd
1,575,436.51) Management For Voted - For
8 To Re-appoint the Auditors and Authorise the
Directors of the Company to Fix Their Remuneration Management For Voted - For
9 That Pursuant to Section 161 of the Companies Act,
Chapter 50 of Singapore (the "companies Act") and
Article 48a of the Company's Articles of
Association, Authority be and is Hereby Given to
the Directors of the Company To: (1) (a) Issue
Shares in the Capital of the Company ("shares"),
Whether by Way of Rights, Bonus Or Otherwise, and
Including Any Capitalisation Pursuant to Article
124 of the Company's Articles of Association of Any
Sum for the Time Being Standing to the Credit of
Any of the Company's Reserve Accounts Or Any Sum
Standing to the Credit of the Profit and Loss
Account Or Otherwise Available for Distribution;
And/or (b) Make Or Grant Offers, Agreements Or
Options That Might Or Would Require Shares to be
Issued (including But Not Limited to the Creation
and Issue of (as Well As Adjustments To) Warrants,
Contd Management For Voted - For
Contd Debentures Or Other Instruments Convertible
Into Shares) (collectively- "instruments"), at Any
Time and Upon Such Terms and Conditions and for
Such-purposes and to Such Persons As the Directors
May in Their Absolute-discretion Deem Fit; and (2)
(notwithstanding That the Authority So Conferred-
by This Resolution May Have Ceased to be in Force)
Issue Shares in Pursuance-of Any Instrument Made Or
Granted by the Directors of the Company While
The-authority Was in Force; Provided That: (i) the
Aggregate Number of Shares To-be Issued Pursuant to
This Resolution (including Shares to be Issued
In-pursuance of Instruments Made Or Granted
619
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant to This Resolution and Any-adjustment
Effected Under Any Relevant Instrument) Shall Not
Exceed Fifty- (50) Per Cent. of the Total Number of
Issued Shares (excluding Treasury-shares) (contd Non-Voting Non-Voting
Contd As Calculated in Accordance with Sub-
Paragraph (ii) Below), of Which-the Aggregate
Number of Shares to be Issued Other Than on A Pro
Rata Basis To-shareholders of the Company
(including Shares to be Issued in Pursuance Of-
Instruments Made Or Granted Pursuant to This
Resolution and Any Adjustment-effected Under Any
Relevant Instrument) Shall Not Exceed Five (5) Per
Cent.-of the Total Number of Issued Shares
(excluding Treasury Shares) (as-calculated in
Accordance with Sub-paragraph (ii) Below); (ii)
(subject To-such Manner of Calculation As May be
Prescribed by the Singapore Exchange-securities
Trading Limited ("sgx-st")) for the Purpose of
Determining The-aggregate Number of Shares That May
be Issued Under Sub-paragraph (i) Above,- the
Percentage of Issued Shares Shall be Calculated
Based on the Total Number-of Contd Non-Voting Non-Voting
Contd Issued Shares (excluding Treasury Shares) at
the Time This Resolution-is Passed, After Adjusting
For: (a) New Shares Arising from the Conversion
Or-exercise of Convertible Securities Or Share
Options Or Vesting of Share- Awards Which are
Outstanding Or Subsisting As at the Time This
Resolution Is-passed; and (b) Any Subsequent Bonus
Issue, Consolidation Or Sub- Division Of-shares;
(iii) in Exercising the Authority Conferred by This
Resolution, The-company Shall Comply with the
Provisions of the Companies Act, the Listing-manual
of the Sgx-st for the Time Being in Force (unless
Such Compliance Has-been Waived by the Sgx-st) and
the Articles of Association for the Time Being-of
the Company; and (iv) (unless Revoked Or Varied by
the Company in A-general Meeting) the Authority
Conferred by This Resolution Shall Continue- Contd Non-Voting Non-Voting
Contd in Force Until the Conclusion of the Next
Annual General Meeting of The-company Or the Date
by Which the Next Annual General Meeting is
Required By-law to be Held, Whichever is the Earlier Non-Voting Non-Voting
10 That: (1) for the Purposes of the Companies Act,
the Exercise by the Directors of the Company of All
the Powers of the Company to Purchase Or Otherwise
Acquire Shares Not Exceeding in Aggregate the
Maximum Limit (as Hereafter Defined), at Such
Price(s) As May be Determined by the Directors of
the Company from Time to Time Up to the Maximum
Price (as Hereafter Defined), Whether by Way Of:
(a) Market Purchase(s) (each A "market Purchase")
on the Sgx-st; And/or (b) Off-market Purchase(s)
(each an "off-market Purchase") in Accordance with
Any Equal Access Scheme(s) As May be Determined Or
Formulated by the Directors of the Company As They
620
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Consider Fit, Which Scheme(s) Shall Satisfy All the
Conditions Prescribed by the Companies Act; and
Otherwise in Accordance with All Other Laws and
Regulations, Including But Not Limited Contd Management For Voted - For
Contd To, the Provisions of the Companies Act and
Listing Rules of the Sgx-st-as May for the Time
Being be Applicable, be and is Hereby Authorised
And-approved Generally and Unconditionally (the
"share Purchase Mandate"); (2)-unless Varied Or
Revoked by the Members of the Company in A General
Meeting,-the Authority Conferred on the Directors
of the Company Pursuant to the Share-purchase
Mandate May be Exercised by the Directors at Any
Time and from Time-to Time During the Period
Commencing from the Date of the Passing of
This-resolution and Expiring on the Earlier Of: (a)
the Date on Which the Next-annual General Meeting
of the Company is Held Or is Required by Law to
Be-held; Or (b) the Date on Which the Purchases Or
Acquisitions of Shares by The-company Pursuant to
the Share Purchase Mandate are Carried Out to the
Full- Contd Non-Voting Non-Voting
Contd Extent Mandated; (3) in This Resolution:
"maximum Limit" Means That-number of Issued Shares
Representing Five (5) Per Cent. of the Total
Number-of Issued Shares As at the Date of the Last
Annual General Meeting Or at The-date of the
Passing of This Resolution, Whichever is Higher,
Unless The-company Has Effected A Reduction of the
Share Capital of the Company In-accordance with the
Applicable Provisions of the Companies Act, at Any
Time-during the Relevant Period (as Hereafter
Defined), in Which Event the Total- Number of
Issued Shares Shall be Taken to be the Total Number
of Issued-shares As Altered (excluding Any Treasury
Shares That May be Held by The-company from Time to
Time); "relevant Period" Means the Period
Commencing-from the Date on Which the Last Annual
General Meeting Was Held and Expiring-on the Date
Contd Non-Voting Non-Voting
Contd the Next Annual General Meeting is Held Or is
Required by Law to Be-held, Whichever is the
Earlier, After the Date of This Resolution; And-
"maximum Price", in Relation to A Share to be
Purchased Or Acquired, Means-the Purchase Price
(excluding Brokerage, Stamp Duties, Commission,
Applicable-goods and Services Tax and Other Related
Expenses) Which Is: (a) in the Case-of A Market
Purchase, 105 Per Cent. of The Non-Voting Non-Voting
Average Closing Price (as-hereafter Defined); and
(b) in the Case of an Off-market Purchase Pursuant
To-an Equal Access Scheme, 120 Per Cent. of the
Average Closing Price, Where:- "average Closing
Price" Means the Average of the Closing Market
Prices of A-share Over the Last Five (5) Market
Days (a "market Day" Being A Day on Which-the
621
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Sgx-st is Open for Trading in Securities), on Which
Transactions in The-contd Non-Voting
Contd Shares Were Recorded, in the Case of Market
Purchases, Before the Day-on Which the Purchase Or
Acquisition of Shares Was Made and Deemed to
Be-adjusted for Any Corporate Action That Occurs
After the Relevant Five (5)-market Days, Or in the
Case of Off-market Purchases, Before the Date on
Which-the Company Makes an Offer for the Purchase
Or Acquisition of Shares From-holders of Shares,
Stating Therein the Relevant Terms of the Equal
Access-scheme for Effecting the Off-market
Purchase; and (4) the Directors of The-company
And/or Any of Them be and are Hereby Authorised to
Complete and Do-all Such Acts and Things (including
Without Limitation, Executing Such-documents As May
be Required) As They And/or He May Consider
Necessary,- Expedient, Incidental Or in the
Interests of the Company to Give Effect To-the Contd Non-Voting Non-Voting
Contd Transactions Contemplated And/or Authorised
by This Resolution Non-Voting Non-Voting
11 That: (1) Approval be and is Hereby Given, for the
Purposes of Chapter 9 of the Listing Manual of the
Sgx-st, for the Company, Its Subsidiaries and
Target Associated Companies (as Defined in Appendix
2 to This Notice of Annual General Meeting
("appendix 2")), Or Any of Them, to Enter Into Any
of the Transactions Falling Within the Types of
Interested Person Transactions Described in
Appendix 2, with Any Person Who Falls Within the
Classes of Interested Persons Described in Appendix
2, Provided That Such Transactions are Made on
Normal Commercial Terms and in Accordance with the
Review Procedures for Interested Person
Transactions As Set Out in Appendix 2 (the "ipt
Mandate"); (2) the Ipt Mandate Shall, Unless
Revoked Or Varied by the Company in General
Meeting, Continue in Force Until the Date That the
Next Annual General Contd Management For Voted - For
Contd Meeting is Held Or is Required by Law to be
Held, Whichever is The-earlier; (3) the Audit
Committee of the Company be and is Hereby
Authorised-to Take Such Action As It Deems Proper
in Respect of Such Procedures And/or-to Modify Or
Implement Such Procedures As May be Necessary to
Take Into-consideration Any Amendment to Chapter 9
of the Listing Manual of the Sgx-st-which May be
Prescribed by the Sgx-st from Time to Time; and (4)
The-directors of the Company And/or Any of Them be
and Are Non-Voting Non-Voting
Hereby Authorised To-complete and Do All Such Acts
and Things (including, Without Limitation,-
Executing Such Documents As May be Required) As
They And/or He May Consider-necessary, Expedient,
Incidental Or in the Interests of the Company to
622
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Give-effect to the Ipt Mandate And/or This
Resolution Non-Voting
MALAYAN BANKING BHD MAYBANK
CUSIP: Y54671105
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Approve the Payment of A Final Single-tier
Dividend in Respect of the Financial Year Ended 31
December 2013 of Single-tier Dividend of 31 Sen Per
Ordinary Share As Recommended by the Board Management For Voted - For
3 To Re-elect the Following Director, Each of Who
Retires by Rotation in Accordance with Articles 96
and 97 of the Company's Articles of Association:-
Dato' Dr Tan Tat Wai Management For Voted - For
4 To Re-elect the Following Director, Each of Who
Retires by Rotation in Accordance with Articles 96
and 97 of the Company's Articles of Association:-
Mr Cheah Teik Seng Management For Voted - For
5 To Re-elect Datuk Abdul Farid Alias Who Retires in
Accordance with Article 100 of the Company's
Articles of Association Management For Voted - For
6 To Re-appoint Messrs Ernst & Young As Auditors of
the Company for the Financial Year Ending 31
December 2014 and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
7 Authority to Directors to Issue Shares Management For Voted - For
8 Allotment and Issuance of New Ordinary Shares of
Rm1.00 Each in Maybank ("maybank Shares") in
Relation to the Recurrent and Optional Dividend
Reinvestment Plan That Allows Shareholders of
Maybank ("shareholders") to Reinvest Their Dividend
to Which the Dividend Reinvestment Plan Applies, in
New Ordinary Shares of Rm1.00 Each in Maybank
("dividend Reinvestment Plan") Management For Voted - For
9 Proposed Allocation of Options And/or Grant of
Maybank Shares to Datuk Abdul Farid Alias Management For Voted - For
MAXIS BHD
CUSIP: Y58460109
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
1 To Declare A Final Single-tier Tax- Exempt Dividend
of 8 Sen Per Ordinary Share for the Financial Year
Ended 31 December 2013 Management For Voted - For
2 To Re-elect the Following Director Who Retire
Pursuant to Article 114(1) of the Company's
623
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Articles of Association and Who Being Eligible,
Have Offered Himself for Re- Election: Robert
William Boyle Management For Voted - Against
3 To Re-elect the Following Director Who Retire
Pursuant to Article 114(1) of the Company's
Articles of Association and Who Being Eligible,
Have Offered Himself for Re- Election: Augustus
Ralph Marshall Management For Voted - Against
4 To Re-elect the Following Director Who is Appointed
to the Board During the Year and Retire Pursuant to
Article 121 of the Company's Articles of
Association: Hamidah Naziadin (appointed on 1
February 2014) Management For Voted - For
5 To Re-elect the Following Director Who is Appointed
to the Board During the Year and Retire Pursuant to
Article 121 of the Company's Articles of
Association: Morten Lundal (appointed on 1 October
2013) Management For Voted - Against
6 To Re-appoint Messrs PricewaterhouseCoopers ("pwc")
As Auditors of the Company to Hold Office from the
Conclusion of This Meeting Until the Conclusion of
the Next Annual General Meeting and to Authorise
the Directors to Fix Their Remuneration Management For Voted - Against
Meeting Date: 07-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Astro Holdings Sdn Bhd And/or Its
Affiliates, Including But Not Limited to Astro
Digital 5 Sdn Bhd, Measat Broadcast Network Systems
Sdn Bhd, Astro Radio Sdn Bhd, Astro Entertainment
Sdn Bhd, Kristal-astro Sdn Bhd and Getit
Infoservices Private Limited Management For Voted - For
2 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Tanjong Public Limited Company And/or
Its Affiliates, Including But Not Limited to
Tanjong City Centre Property Management Sdn Bhd and
Tgv Cinemas Sdn Bhd Management For Voted - For
3 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Measat Global Berhad And/or Its
Affiliates, Including But Not Limited to Measat
Satellite Systems Sdn Bhd and Measat Broadband
(international) Ltd Management For Voted - For
4 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Usaha Tegas Sdn Bhd And/or Its
Affiliates, Including But Not Limited to Ut
Hospitality Services Sdn Bhd, Ut Projects Sdn Bhd,
624
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Ut Energy Services Sdn Bhd, Utsb Management Sdn
Bhd, Srg Asia Pacific Sdn Bhd, Bumi Armada Berhad,
Mobitel (private) Limited and Sri Lanka Telecom PLC Management For Voted - For
5 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Umts (malaysia) Sdn Bhd Management For Voted - For
6 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Maxis Communications Berhad And/or Its
Affiliates, Including But Not Limited to Dishnet
Wireless Limited, Aircel Limited and Bridge Mobile
Pte Ltd Management For Voted - For
7 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Saudi Telecom Company And/or Its
Affiliates, Including But Not Limited to Cell C
(ply) Ltd, Kuwait Telecom Company, Avea Iletisim
Hizmetleri A.s., Sebit Egitim Ve Bilgi
Teknolojileri Anonim Sirketi and Viva Bahrain Bsc
(c) Management For Voted - For
8 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Pt Axis Telekom Indonesia Management For Voted - For
9 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Malaysian Jet Services Sdn Bhd Management For Voted - For
10 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Malaysian Landed Property Sdn Bhd Management For Voted - For
11 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Opcom Cables Sdn Bhd Management For Voted - For
10 Apr 2014: Please Note That This is A Revision
Due to Modification of Text O-f Resolution 7. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE
CUSIP: Y64248209
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
283873 Due to Splitting Of-resolution 6. All Votes
Received on the Previous Meeting Will be
625
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 Adoption of Financial Statements and Directors' and
Auditors' Reports Management For Voted - For
2.a Re-appointment of Dr Cheong Choong Kong Management For Voted - For
2.b Re-appointment of Mr Lee Seng Wee Management For Voted - For
3 Re-election of Dr Teh Kok Peng Management For Voted - For
4.a Re-election of Mr Tan Ngiap Joo Management For Voted - For
4.b Re-election of Mr Wee Joo Yeow Management For Voted - For
4.c Re-election of Mr Samuel N. Tsien Management For Voted - For
5 Approval of Final One-tier Tax Exempt Dividend Management For Voted - For
6.a Approval of Amount Proposed As Directors' Fees in
Cash Management For Voted - For
6.b Approval of Allotment and Issue of Ordinary Shares
to the Non- Executive Directors Management For Voted - For
7 Appointment of Auditors and Fixing Their
Remuneration Management For Voted - For
8.a Authority to Allot and Issue Ordinary Shares on A
Pro Rata Basis Management For Voted - For
8.b Authority to Make Or Grant Instruments That Might
Or Would Require Ordinary Shares to be Issued on A
Non Pro Rata Basis Management For Voted - For
9 Authority to Grant Options And/or Rights to Acquire
Ordinary Shares, and Allot and Issue Ordinary
Shares (ocbc Share Option Scheme 2001 and Ocbc
Employee Share Purchase Plan) Management For Voted - For
10 Authority to Allot and Issue Ordinary Shares
Pursuant to Ocbc Scrip Dividend Scheme Management For Voted - For
16 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 8.b. If
You Have Already Sent in Your Votes for Mid: 316524
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
Meeting Date: 24-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Renewal of the Share Purchase Mandate Management For Voted - For
2 The Proposed Extension Of, and Alterations To, the
Ocbc Employee Share Purchase Plan Management For Voted - For
07 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution 2.
If You Have Already Sent in Your Votes, Please Do
Not Retu-rn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Than-k You. Non-Voting Non-Voting
626
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
P.T. TELEKOMUNIKASI INDONESIA, TBK
CUSIP: 715684106 TICKER: TLK
Meeting Date: 04-Apr-14 Meeting Type: Annual
1. Approval of the Company's Annual Report for the
2013 Financial Year, Including the Board of
Commissioners' Supervisory Report. Management For Voted - For
2. Ratification of the Company's Financial Statements
and Partnership and Community Development Program
(program Kemitraan Dan Bina Lingkungan), Annual
Report for the 2013 Financial Year and Acquittal
and Discharge of All Members of the Board of
Directors and Board of Commissioners. Management For Voted - For
3. Appropriation of the Company's Net Income for the
2013 Financial Year. Management For Voted - For
4. Determination of Remuneration for Member of the
Board and the Board of Commissioners for the 2014
Financial Year. Management For Voted - For
5. Appointment of A Public Accounting Firm to Audit
the Company's Financial Statement for the 2014
Financial Year, Including Audit of Internal Control
Over Financial Reporting and Appointment of A
Public Accounting Firm to Audit the Financial
Statement of the Partnership and Community
Development Program for the 2014 Financial Year. Management For Voted - For
6. Changes in the Composition of the Board of the
Company. Management For Abstain
PETRONAS CHEMICALS GROUP BHD
CUSIP: Y6811G103
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect the Following Director Who Will Retire
by Rotation Pursuant to Article 93 of the Company's
Articles of Association: Datuk Dr. Abd Hapiz Bin
Abdullah Management For Voted - Against
3 To Re-elect the Following Director Who Will Retire
by Rotation Pursuant to Article 93 of the Company's
Articles of Association: Rashidah Binti Alias @
Ahmad Management For Voted - Against
4 To Approve the Director's Fees in Respect of the
Financial Year Ended 31 December 2013 Management For Voted - For
5 To Approve the Appointment of Messrs. KPMG, Having
Consented to Act As Auditor of the Company in
Places of the Retiring Auditor Messrs.kpmg Desa
Megat& Company and to Hold the Office Until the
627
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Conclusion of the Next Agm and to Authorise the
Directors to Fix Their Remuneration Management For Voted - Against
PETRONAS GAS BHD
CUSIP: Y6885J116
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Approve the Payment of Final Dividend of 40 Sen
Per Ordinary Share Under Single Tier System in
Respect of the Financial Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect the Following Director Pursuant to
Article 93 of the Company's Articles of
Association: Pramod Kumar Karunakaran Management For Voted - Against
4 To Re-elect the Following Director Pursuant to
Article 93 of the Company's Articles of
Association: Lim Beng Choon Management For Voted - For
5 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Yusa' Bin Hassan Management For Voted - Against
6 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Habibah Binti Abdul Management For Voted - For
7 To Approve the Directors' Fees of Up to Rm986,000
in Respect of the Financial Year Ending 31 December
2014 Management For Voted - For
8 That Messrs. KPMG be and is Hereby Appointed As
Auditors of the Company in Place of the Retiring
Auditors, Messrs. KPMG Desa Megat & Co. and to Hold
Office Until the Conclusion of the Next Annual
General Meeting and That Authority be and is Hereby
Given to the Directors to Determine Their
Remuneration Management For Voted - For
9 That Dato' N. Sadasivan S/o N.n. Pillay, Retiring
in Accordance with Section 129 of the Companies
Act, 1965, Malaysia, be and is Hereby Re- Appointed
As an Independent Director of the Company to Hold
Office Until the Conclusion of Next Annual General
Meeting of the Company Management For Voted - Against
PHILIPPINE LONG DISTANCE TELEPHONE CO.
CUSIP: 718252604 TICKER: PHI
Meeting Date: 10-Jun-14 Meeting Type: Annual
1. Approval of the Audited Financial Statements for
the Fiscal Year Ended December 31, 2013 Contained
in the Company's 2013 Annual Report. Management For Voted - For
2. Director Management
628
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Mr. A.v. Panganiban Management For Vote Withheld
2 Mr. Pedro E. Roxas Management For Vote Withheld
3 Mr. Alfred V. Ty Management For Voted - For
4 Ms. Helen Y. Dee Management For Vote Withheld
5 Atty. Ray C. Espinosa Management For Voted - For
6 Mr. James L. Go Management For Vote Withheld
7 Mr. Setsuya Kimura Management For Voted - For
8 Mr. N.l. Nazareno Management For Voted - For
9 Mr. M.v. Pangilinan Management For Vote Withheld
10 Mr. Hideaki Ozaki Management For Vote Withheld
11 Ms. Ma. L.c. Rausa-chan Management For Voted - For
12 Mr. Juan B. Santos Management For Voted - For
13 Mr. Tony Tan Caktiong Management For Voted - For
3. Approval of Amendment to the Third Article of the
Articles of Incorporation to Indicate That the
Place Where the Principal Office of the Company is
to be Established Or Located is at Ramon Cojuangco
Building, Makati Avenue, Makati City. Management For Voted - For
PT ASTRA INTERNATIONAL TBK
CUSIP: Y7117N172
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Including the Annual
Supervisory Report of Board of Commissioners for
Year End 2013, Along with the Ratification of
Company's Financial Statements for Year 2013 Management For Voted - For
2 Approval of the Appropriation of the Profit for
Year 2013 Management For Voted - For
3 Approval of the Appointment of Members of Board of
Directors and Commissioners and Also Determination
Salary and Allowances for Board of Directors and
Commissioners Management For Abstain
4 Approval of the Appointment of Public Accountant
Office for Year 2014 Management For Voted - For
PT BANK CENTRAL ASIA TBK
CUSIP: Y7123P138
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
1 Approval of the Company's Annual Report Including
the Company's Financial Statements and the Board of
Commissioners Report on Its Supervisory Duties for
the Financial Year Ended 31 December 2013, and
Grant of Release and Discharge (acquit Et Decharge)
to All Members Board of Directors and the Board of
Commissioners of the Company for Their Management
and Supervisory Actions During the Financial Year
Ended 31 December 2013 Management For Voted - For
629
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appropriation of the Company's Profit for the
Financial Year Ended 31 December 2013 Management For Voted - For
3 Approval of the Changes in the Composition of the
Board of Directors And/or the Board of
Commissioners of the Company Management For Abstain
4 Determination of Remuneration Or Honorarium and
Other Benefits for Members of the Board of
Directors and the Board of Commissioners of the
Company Management For Voted - For
5 Appointment of the Registered Public Accountant to
Audit the Company's Books for the Financial Year
Ended 31 December 2014 Management For Voted - For
6 Grant of Power and Authority to the Board of
Directors to Pay Interim Dividends for the
Financial Year Ended 31 December 2014 Management For Voted - For
PT BANK MANDIRI (PERSERO) TBK
CUSIP: Y7123S108
Meeting Date: 27-Feb-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report and Ratification of
the Company's Consolidated Financial Statements,
Also Approval of the Board of Commissioner's
Supervision Report, Ratification of the Annual
Report on the Partnership and Community Development
Program (program Kemitraan Dan Bina Lingkungan) for
the Financial Year Ended on 31 December 2013 Management For Voted - For
2 Approval for the Distribution of the Company's Net
Profit for the Financial Year Ended on 31 December
2013 Management For Voted - For
3 Appointment of the Public Accountant Office to
Audit the Company's Consolidated Financial Report
and the Annual Report on the Partnership and
Community Development Program (program Kemitraan
Dan Bina Lingkungan) for the Financial Year Ended
on 31 December 2014 Management For Voted - For
4 Approval on the Remuneration for the Member of the
Board of Directors, Honorarium for the Member of
the Board of Commissioners and Tantieme, Also Other
Benefits for the Entire Members of the Company's
Board of Directors and Board of Commissioners Management For Voted - Against
5 Approval on the Acquisition of Pt Asuransi Jiwa
Inhealth Indonesia Management For Abstain
6 Alteration on the Articles of Association Regarding
Shares and Shares Certificate Management For Abstain
14 Feb 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 1. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
630
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 21-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Approval of the Changes of the Company's Management Management For Abstain
PT BANK RAKYAT INDONESIA (PERSERO) TBK
CUSIP: Y0697U112
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report and Financial
Statement Report and Partnership and Community
Development Program for the Financial Year 2013 Management For Voted - For
2 Approval on Profit Utilization for the Financial
Year 2013 Management For Voted - For
3 Approval of Remuneration for Directors and
Commissioner Management For Voted - Against
4 Approval of Appointment of Public Accountant for
Financial Report and Partnership and Development
Program Report Audit for the Financial Year 2014 Management For Voted - For
5 Approval on Amendment of Article of Association Management For Abstain
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK
CUSIP: Y7136Y118
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
283086 Due to Addition Of-resolution 6 and 7. All
Votes Received on the Previous Meeting Will be
Disrega-rded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Approval of the Company's Annual Report for Year
2013 and the Partnership and Community Development
Program Report for Year 2013 and the Commissioners
Supervision Report in Year 2013 Management For Voted - For
2 Ratification of the Company's Financial Report for
Year 2013 Including the Financial Report the
Partnership and Community Development Program and
to Release and Discharge the Directors and
Commissioners for Book Year 2013 Management For Voted - For
3 Determination of the Company's Profit Utilization
for Book Year 2013 and Determination Dividend Management For Voted - For
4 Approval of Appointment of Public Accountant for
Financial Report and Partnership and Development
Program Report Audit for Year 2014 Management For Voted - For
5 Determination Remuneration for Commissioners and
Directors Management For Voted - Against
6 Approval on Application of Decree of State Owned
Enterprise Ministry Management For Voted - For
7 Approval of the Changes of the Company's Management Management For Abstain
631
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT UNILEVER INDONESIA TBK
CUSIP: Y9064H141
Meeting Date: 24-Oct-13 Meeting Type: ExtraOrdinary General Meeting
1 Change Composition of Member of Board of Directors Management For Abstain
10102013: Please Note That This is A Revision Due
to Change in Meeting Time Fr-om 08:00 to 10:30. If
You Have Already Sent in Your Votes, Please Do Not
Retur-n This Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Including Company's
Financial Statements Along with the Annual
Supervisory of Board of Commissioners for Year
Ended 2013 and Appropriation of Company's Net
Profit for Book Year 2013 Management For Voted - For
2 Appointment of Public Accountant for Book Year 2014
and Determine Their Honorarium Management For Voted - For
3 Re-appointment of Company's Board of Director and
Determination of the Honorarium and Allowances Management For Abstain
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG
CUSIP: Y7145P165
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
28 Feb 2014: Please Note That This is an Amendment
to Meeting Id 278950 Due To-change in Voting Status
of Resolution 1 and Receipt of Director Names in
Reso-lution 6. All Votes Received on the Previous
Meeting Will be Disregarded and Y-ou Will Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Acknowledge the 2013 Performance Result and 2014
Work Plan of the Company Non-Voting Non-Voting
2 To Approve the 2013 Financial Statements Management For Voted - For
3 To Approve the Dividend Payment for 2013 Performance Management For Voted - For
4 To Appoint the Auditor and Consider the Auditors
Fees for Year 2014 Management For Voted - For
5 To Approve the Directors and the Sub-committees
Remuneration for Year 2014 Management For Voted - Against
6.A To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Suthep Liumsirijarern Management For Voted - For
632
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.B To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Ampon Kittiampon Management For Voted - For
6.C To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Pailin Chuchottaworn Management For Voted - For
6.D To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Manas Jamveha Management For Voted - For
6.E To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Tevin Vongvanich Management For Voted - For
7 Other Matters (if Any) Management For Voted - Against
28 Feb 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Amendment
Comment. If You Have Already Sent in Your Votes for
Mid: 28692-0 Please Do Not Revote on This Meeting
Unless You Decide to Amend Your Instruc-tions. Non-Voting Non-Voting
PTT PUBLIC COMPANY LIMITED
CUSIP: Y6883U113
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
1 To Certify the 2013 Agm Minutes on April 11, 2013 Management For Voted - For
2 To Approve the 2013 Performance Statement and the
2013 Financial Statement, Year-end on December 31,
2013 Management For Voted - For
3 To Approve 2013 Net Profit Allocation Plan and
Dividend Policy Management For Voted - For
4.1 To Elect Director in Replacement: Air Chief Marshal
Prajin Jantong Management For Voted - Against
4.2 To Elect Director in Replacement: Mr.montri
Sotangkul Management For Voted - Against
4.3 To Elect Director in Replacement: Mr.thosaporn
Sirisumphand Management For Voted - Against
4.4 To Elect Director in Replacement: Mr.sihasak
Phuangketkeow Management For Voted - Against
4.5 To Elect Director in Replacement: Mr. Athapol
Yaisawang Management For Voted - Against
5 To Approve the 2014 Directors' Remuneration Management For Voted - Against
6 To Appoint an Auditor and to Approve the 2013 Audit
Fees Management For Voted - For
7 Other Matters (if Any) Management For Voted - Against
25 Feb 2014: in the Situation Where the Chairman of
the Meeting Suddenly Chang-e the Agenda And/or Add
New Agenda During the Meeting, We Will Vote That
Agend-a As Abstain. Non-Voting Non-Voting
25 Feb 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
633
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
PUBLIC BANK BHD
CUSIP: Y71497104
Meeting Date: 06-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Renounceable Rights Issue of New Ordinary
Shares of Rm1.00 Each ("rights Share(s)") in Public
Bank Berhad to Raise Gross Proceeds of Up to Rm5.00
Billion ("proposed Rights Issue") Management For Voted - For
PUBLIC BANK BHD
CUSIP: Y71497112
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
O.1 To Receive the Audited Financial Statements for the
Financial Year Ended 31dec2013 and the Reports of
the Directors and Auditors Thereon Management For Voted - For
O.2 To Re-elect Tang Wing Chew Who Retires by Rotation
Pursuant to Article 111 of the Company's Articles
of Association Management For Voted - For
O.3 To Re-elect the Director and to Hold Office Until
the Next Agm: Tan Sri Dato' Sri Dr. Teh Hong Piow Management For Voted - For
O.4 To Re-elect the Director and to Hold Office Until
the Next Agm: Tan Sri Datuk Seri Utama Thong Yaw
Hong Management For Voted - For
O.5 To Re-elect the Director and to Hold Office Until
the Next Agm: Tan Sri Dato' Sri Tay Ah Lek Management For Voted - For
O.6 To Re-elect the Director and to Hold Office Until
the Next Agm: Dato' Sri Lee Kong Lam Management For Voted - For
O.7 To Re-elect the Director and to Hold Office Until
the Next Agm: Lai Wan Management For Voted - For
O.8 To Approve the Payment of Directors Fees of Myr
2,469,000 for the Financial Year Ended 31 Dec 2013 Management For Voted - For
O.9 To Re-appoint Messrs KPMG As Auditors of the
Company for the Financial Year Ending 31 Dec 2014
and to Authorise the Directors to Fix the Auditors'
Remuneration Management For Voted - For
O.10 Proposed Merger of Ordinary Shares of Myr 1.00 Each
in Pbb (pbb Shares) Listed and Quoted As 'local'
and Pbb Shares Listed and Quoted As 'foreign' on
the Main Market of Bursa Malaysia Securities Bhd
(bursa Securities) (proposed Merger of Pbb 'l'
Shares and Pbb 'f' Shares) Management For Voted - For
S.1 Proposed Amendments to the Memorandum and Articles
of Association of Pbb Management For Voted - For
634
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SIAM CEMENT PUBLIC CO LTD
CUSIP: Y7866P139
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 To Approve the Minutes of the 2013 Annual General
Meeting of Shareholders-(the 20th Meeting) Held on
Wednesday, March 27, 2013 Non-Voting Non-Voting
2 To Acknowledge the Company's Annual Report for the
Year 2013 Non-Voting Non-Voting
3 To Approve the Financial Statement for the Year
Ended December 31, 2013 Non-Voting Non-Voting
4 To Consider and Approve the Allocation of Profit
for the Year 2013 Non-Voting Non-Voting
5.1 To Consider and Approve the Election of Director in
Replacement of Those Who-will be Retired by
Rotation: Mr. Sumet Tantivejkul Non-Voting Non-Voting
5.2 To Consider and Approve the Election of Director in
Replacement of Those Who-will be Retired by
Rotation: Mr. Pricha Attavipach Non-Voting Non-Voting
5.3 To Consider and Approve the Election of Director in
Replacement of Those Who-will be Retired by
Rotation: Mr. Yos Euarchukiati Non-Voting Non-Voting
5.4 To Consider and Approve the Election of Director in
Replacement of Those Who-will be Retired by
Rotation: Mr. Kan Trakulhoon Non-Voting Non-Voting
6 To Consider and Approve the Appointment of Auditor
and Audit Fee for the Year-2014 Non-Voting Non-Voting
7.1 To Acknowledge the Board of Directors' Remuneration Non-Voting Non-Voting
7.2 To Acknowledge the Sub-committees' Remuneration Non-Voting Non-Voting
SIME DARBY BHD
CUSIP: Y7962G108
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
1 To Declare A Final Single Tier Dividend of 27 Sen
Per Ordinary Share for the Financial Year Ended 30
June 2013 Management For Voted - For
2 To Approve the Annual Remuneration for the Non-
Executive Directors As Disclosed in the Audited
Financial Statements for the Financial Year Ended
30 June 2013 Management For Voted - For
3 To Re-appoint Tan Sri Dato' Dr Wan Mohd Zahid Mohd
Noordin As A Director of the Company and to Hold
Office Until the Conclusion of the Next Annual
General Meeting Pursuant to Section 129(6) of the
Companies Act, 1965 Management For Voted - For
635
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Dato' Abdul Ghani Othman Management For Voted - For
5 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Tan Sri Dato' Sri Dr Wan
Abdul Aziz Wan Abdullah Management For Voted - For
6 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Ir Dr Muhamad Fuad Abdullah Management For Voted - For
7 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
Himself for Re-election: Tan Sri Dato' Sri Hamad
Kama Piah Che Othman Management For Voted - For
8 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
Himself for Re-election: Tan Sri Datuk Dr Yusof
Basiran Management For Voted - For
9 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
Herself for Re-election: Datuk Zaiton Mohd Hassan Management For Voted - For
10 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company for the Financial Year Ending 30 June
2014, and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
11 Authority to Allot and Issue Shares Pursuant to
Section 132d of the Companies Act, 1965 Management For Voted - For
12 Proposed Renewal of Shareholders' Mandate for
Existing Recurrent Related Party Transactions and
Proposed New Shareholders' Mandate for Additional
Recurrent Related Party Transactions of A Revenue
Or Trading Nature Management For Voted - For
13 Proposed Grant to Muhammad Ali Nuruddin Pursuant to
the Performance-based Employee Share Scheme for the
Eligible Employee (including Executive Directors)
of Sime Darby Berhad and Its Subsidiaries
(excluding Subsidiaries Which are Dormant) (scheme) Management For Voted - For
Meeting Date: 21-Nov-13 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Dividend Reinvestment Plan That Provides
Shareholders of the Company with an Option to
Reinvest Their Cash Dividend in New Ordinary Shares
of Rm0.50 Each in the Company ("sime Darby Shares")
("proposed Drp") Management For Voted - For
636
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SINGAPORE AIRLINES LTD, SINGAPORE
CUSIP: Y7992P128
Meeting Date: 26-Jul-13 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and
Audited Financial Statements for the Year Ended 31
March 2013 and the Auditor's Report Thereon Management For Voted - For
2 To Declare A Final Dividend of 17 Cents Per
Ordinary Share for the Year Ended 31 March 2013 Management For Voted - For
3.a To Re-elect the Following Director Who is Retiring
by Rotation in Accordance with Article 82 of the
Company's Articles of Association and Who, Being
Eligible, Offer Himself for Re-election: Mr Goh
Choon Phong Management For Voted - For
3.b To Re-elect the Following Director Who is Retiring
by Rotation in Accordance with Article 82 of the
Company's Articles of Association and Who, Being
Eligible, Offer Himself for Re-election: Mr Lucien
Wong Yuen Kuai Management For Voted - For
4.a To Re-elect the Following Director Who is Retiring
in Accordance with Article 89 of the Company's
Articles of Association and Who, Being Eligible,
Offer Himself for Re-election: Mr Hsieh Tsun-yan Management For Voted - Against
4.b To Re-elect the Following Director Who is Retiring
in Accordance with Article 89 of the Company's
Articles of Association and Who, Being Eligible,
Offer Himself for Re-election: Mr Gautam Banerjee Management For Voted - For
5 To Approve Directors' Emoluments of Up to Sgd
1,700,000 for the Financial Year Ending 31 March
2014 (fy2012-13: Up to Sgd 1,650,000) Management For Voted - For
6 To Re-appoint Messrs Ernst & Young LLP As Auditor
of the Company and to Authorise the Directors to
Fix Their Remuneration Management For Voted - For
7.1 That Pursuant to Section 161 of the Companies Act,
Cap. 50, Authority be and is Hereby Given to the
Directors of the Company To: (a) (i) Issue Shares
in the Capital of the Company ("shares") Whether by
Way of Rights, Bonus Or Otherwise; And/or (ii) Make
Or Grant Offers, Agreements Or Options
(collectively, "instruments") That Might Or Would
Require Shares to be Issued, Including But Not
Limited to the Creation and Issue of (as Well As
Adjustments To) Warrants, Debentures Or Other
Instruments Convertible Into Shares, at Any Time
and Upon Such Terms and Conditions and for Such
Purposes and to Such Persons As the Directors May
in Their Absolute Discretion Deem Fit; and (b)
(notwithstanding the Authority Contd Management For Voted - For
Contd Conferred by This Resolution May Have Ceased
to be in Force) Issue-shares in Pursuance of Any
Instrument Made Or Granted by the Directors
While-this Resolution Was in Force, Provided That:
(1) the Aggregate Number Of- Shares to be Issued
637
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant to This Resolution (including Shares to
Be-issued in Pursuance of Instruments Made Or
Granted Pursuant to This- Resolution) Does Not
Exceed 50 Per Cent of the Total Number of Issued
Shares-(excluding Treasury Non-Voting Non-Voting
Shares) in the Capital of the Company (as
Calculated In-accordance with Subparagraph (2)
Below), of Which the Aggregate Number Of-shares to
be Issued Other Than on A Pro Rata Basis to
Shareholders of The-company (including Shares to be
Issued in Pursuance of Instruments Made Or-granted
Pursuant to This Resolution) Does Not Exceed 5 Per
Cent of the Total-number of Issued Contd Non-Voting
Contd Shares (excluding Treasury Shares) in the
Capital of the Company (as-calculated in Accordance
with Sub-paragraph (2) Below); (2) (subject to
Such-manner of Calculation As May be Prescribed by
the Singapore Exchange-securities Trading Limited
("sgx-st")) for the Purpose of Determining
The-aggregate Number of Shares That May be Issued
Under Sub-paragraph (1) Above,- the Percentage of
Issued Shares Shall be Based on the Total Number of
Issued-shares (excluding Treasury Shares) in the
Capital of the Company at the Time-this Resolution
is Passed, After Adjusting For: (i) New Shares
Arising From-the Conversion Or Exercise of Any
Convertible Securities Or Share Options Or-vesting
of Share Awards Which are Outstanding Or Subsisting
at the Time This- Resolution is Passed; and (ii)
Any Subsequent Bonus Issue Or Consolidation-contd Non-Voting Non-Voting
Contd Or Subdivision of Shares; (3) in Exercising
the Authority Conferred By-this Resolution, the
Company Shall Comply with the Provisions of the
Listing-manual of the Sgx-st for the Time Being in
Force (unless Such Compliance Has-been Waived by
the Sgx-st) and the Articles of Association for the
Time Being-of the Company; and (4) (unless Revoked
Or Varied by the Company in General-meeting) the
Authority Conferred by This Resolution Shall
Continue in Force-until the Conclusion of the Next
Annual General Meeting of the Company Or The-date
by Which the Next Annual General Meeting of the
Company is Required By-law to be Held, Whichever is
the Earlier Non-Voting Non-Voting
7.2 That the Directors be and are Hereby Authorised To:
(a) Grant Awards in Accordance with the Provisions
of the Sia Performance Share Plan And/or the Sia
Restricted Share Plan; and (b) Allot and Issue from
Time to Time Such Number of Fully Paid Ordinary
Shares As May be Required to be Issued Pursuant to
the Vesting of Awards Under the Sia Performance
Share Plan And/or the Sia Restricted Share Plan,
Provided That the Maximum Number of New Ordinary
Shares Under Awards to be Granted Pursuant to the
Sia Performance Share Plan and the Sia Restricted
Share Plan During the Period Commencing from the
638
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Date of This Annual General Meeting of the Company
and Ending on the Date of the Next Annual General
Meeting of Contd Management For Voted - For
Contd the Company Or the Date by Which the Next
Annual General Meeting of The-company is Required
by Law to be Held, Whichever is the Earlier,
(excluding-new Ordinary Shares Arising from Any
Adjustments Made from Time to Time- Pursuant to the
Sia Performance Share Plan and the Sia Restricted
Share Plan)-shall Not Exceed 8,816,089 Ordinary
Shares, Which Represents 0.75 Per Cent Of-the Total
Number of Issued Ordinary Shares (excluding
Treasury Shares) in The-capital of the Company As
at 31 March 2013 Non-Voting Non-Voting
8 To Transact Any Other Business As May Properly be
Transacted at an Annual General Meeting Management For Voted - Against
Meeting Date: 26-Jul-13 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Renewal of the Share Buy Back Mandate Management For Voted - For
2 The Proposed Renewal of the Mandate for Interested
Person Transactions Management For Voted - For
SINGAPORE TECHNOLOGIES ENGINEERING LTD
CUSIP: Y7996W103
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and
Audited Financial Statements for the Year Ended 31
December 2013 and the Auditors' Report Thereon Management For Voted - For
2 To Declare A Final Ordinary Tax Exempt (one-tier)
Dividend of 4.0 Cents Per Share and A Special Tax
Exempt (one-tier) Dividend of 8.0 Cents Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 98 of
the Articles of Association of the Company and Who,
Being Eligible, Offer Himself for Re-election: Mr
Tan Pheng Hock Management For Voted - Against
4 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 98 of
the Articles of Association of the Company and Who,
Being Eligible, Offer Himself for Re-election: Mr
Quek Tong Boon Management For Voted - Against
5 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 98 of
the Articles of Association of the Company and Who,
Being Eligible, Offer Himself for Re-election: Mr
Khoo Boon Hui Management For Voted - Against
6 To Re-elect the Following Director, Each of Whom
Will Cease to Hold Office Pursuant to Article 104
of the Articles of Association of the Company and
639
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Who, Being Eligible, Offer Himself for Re-election:
Lg Ng Chee Meng Management For Voted - Against
7 To Re-elect the Following Director, Each of Whom
Will Cease to Hold Office Pursuant to Article 104
of the Articles of Association of the Company and
Who, Being Eligible, Offer Himself for Re-election:
Mr Quek See Tiat Management For Voted - Against
8 To Approve the Sum of Sgd1,198,660 (2012: Sgd
1,166,346) As Directors' Compensation for the Year
Ended 31 December 2013 Comprising: (i) Sgd 889,260
to be Paid in Cash (2012: Sgd 844,446); and (ii)
Sgd 309,400 to be Paid in the Form of Restricted
Share Awards Pursuant to the Singapore Technologies
Engineering Restricted Share Plan 2010, with the
Number of Shares to be Awarded Rounded Down to the
Nearest Hundred and Any Residual Balance Settled in
Cash (2012: Sgd 321,900) Management For Voted - For
9 To Re-appoint KPMG LLP As Auditors of the Company
and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
10 That Authority be and is Hereby Given to the
Directors To: (a) (i) Issue Shares in the Capital
of the Company ("shares") Whether by Way of Rights,
Bonus Or Otherwise; And/or (ii) Make Or Grant
Offers, Agreements Or Options (collectively,
"instruments") That Might Or Would Require Shares
to be Issued, Including But Not Limited to The Management For Voted - For
Creation and Issue of (as Well As Adjustments To)
Warrants, Debentures Or Other Instruments
Convertible Into Shares, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Directors May, in Their
Absolute Discretion, Deem Fit; and (b)
(notwithstanding the Authority Conferred by This
Resolution May Have Ceased to be in Force) Issue
Shares in Pursuance of Any Instrument Made Or
Granted by the Directors While This Resolution Was
in Force, Provided That: Contd Non-Voting
Contd (1) the Aggregate Number of Shares to be
Issued Pursuant to This-resolution (including
Shares to be Issued in Pursuance of Instruments
Made Or-granted Pursuant to This Resolution) Does
Not Exceed 50 Per Cent. of The-total Number of
Issued Shares in the Capital of the Company
Excluding-treasury Shares (as Calculated in
Accordance with Sub-paragraph (2) Below),-of Which
the Aggregate Number of Shares to be Issued Other
Than on A Pro Rata-basis to Shareholders of the
Company (including Shares to be Issued In-pursuance
of Instruments Made Or Granted Pursuant to This
Resolution) Shall-not Exceed Five Per Cent. of the
Total Number of Issued Shares in the Capital-of the
Company Excluding Treasury Shares (as Calculated in
Accordance With-sub-paragraph (2) Below); (2)
(subject to Such Manner of Calculation As May-be
Contd Non-Voting Non-Voting
640
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd Prescribed by the Sgx-st) for the Purpose of
Determining the Aggregate-number of Shares That May
be Issued Under Sub-paragraph (1) Above,
The-percentage of Issued Shares Shall be Based on
the Total Number of Issued-shares in the Capital of
the Company Excluding Treasury Shares at the
Time-this Resolution is Passed, After Adjusting
For: (i) New Shares Arising From-the Conversion Or
Exercise of Any Convertible Securities Or Share
Options Or-vesting of Share Awards Which are
Outstanding Or Subsisting at the Time
This-resolution is Passed; and (ii) Any Subsequent
Bonus Issue Or Consolidation Or- Subdivision of
Shares; (3) in Exercising the Authority Conferred
by This-resolution, the Company Shall Comply with
the Provisions of the Listing-manual of the Sgx-st
for the Time Being in Force (unless Such Compliance
Has-been Contd Non-Voting Non-Voting
Contd Waived by the Sgx-st) and the Articles of
Association for the Time-being of the Company; and
(4) (unless Revoked Or Varied by the Company
In-general Meeting) the Authority Conferred by This
Resolution Shall Continue In- Force Until the
Conclusion of the Next Annual General Meeting of
the Company-or the Date by Which the Next Annual
General Meeting of the Company Is-required by Law
to be Held, Whichever is the Earlier Non-Voting Non-Voting
11 That Approval be and is Hereby Given to the
Directors To: (i) Grant Awards in Accordance with
the Provisions of the Singapore Technologies
Engineering Performance Share Plan 2010 (the
"psp2010") And/or the Singapore Technologies
Engineering Restricted Share Plan 2010 (the
"rsp2010") (the Psp2010 and the Rsp2010, Together
the "share Plans"); and (ii) Allot and Issue from
Time to Time Such Number of Fully Paid Ordinary
Shares in the Capital of the Company As May be
Required to be Issued Pursuant to the Vesting of
Awards Under the Psp2010 And/or the Rsp2010,
Provided That the Aggregate Number of New Ordinary
Shares Allotted and Issued And/or to be Allotted
and Issued, When Aggregated with Existing Ordinary
Shares (including Ordinary Shares Held in Treasury)
Delivered And/or to be Delivered, Pursuant to the
Share Plans Shall Contd Management For Voted - For
Contd Not Exceed Eight Per Cent. of the Total
Number of Issued Ordinary-shares in the Capital of
the Company (excluding Treasury Shares) from Time
To-time Non-Voting Non-Voting
31 Mar 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 9. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u Non-Voting Non-Voting
641
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 24-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Modifications To, and Renewal Of, the
Shareholders Mandate Management For Voted - For
2 The Proposed Renewal of the Share Purchase Mandate Management For Voted - For
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE
CUSIP: Y79985209
Meeting Date: 26-Jul-13 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Financial Statements for
the Financial Year Ended 31 March 2013, the
Director's Report and the Auditors Report Thereon Management For Voted - For
2 To Declare A Final Dividend of 10.0 Cents Per Share
in Respect of the Financial Year Ended 31 March 2013 Management For Voted - For
3 To Re-elect the Following Director Who Retire by
Rotation in Accordance with Article 97 of the
Company's Articles of Association and Who, Being
Eligible, Offer Himself for Re-election: Mr Simon
Israel Management For Voted - For
4 To Re-elect the Following Director Who Retire by
Rotation in Accordance with Article 97 of the
Company's Articles of Association and Who, Being
Eligible, Offer Himself for Re-election: Mr Peter
Mason Am Management For Voted - For
5 To Re-elect Mr David Gonski Ac Who Ceases to Hold
Office in Accordance with Article 103 of the
Company's Articles of Association and Who, Being
Eligible, Offers Himself for Re-election Management For Voted - For
6 To Approve Payment of Director's Fees by the
Company of Up to Sgd 2,710,000 for the Financial
Year Ending 31 March 2014 (2013: Up to Sgd
2,710,000; Increase: Nil) Management For Voted - For
7 To Re-appoint Auditors and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
8 That Authority be and is Hereby Given to the
Directors To: (i) (1) Issue Shares in the Capital
of the Company ("shares") Whether by Way of Rights,
Bonus Or Otherwise; And/or (2) Make Or Grant
Offers, Agreements Or Options (collectively,
"instruments") That Might Or Would Require Shares
to be Issued, Including But Not Limited to the
Creation and Issue of (as Well As Adjustments To)
Warrants, Debentures Or Other Instruments
Convertible Into Shares, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Directors May in Their Absolute
Discretion Deem Fit; and (ii) (notwithstanding the
Authority Conferred by This Resolution May Have
Ceased to be in Force) Issue Shares in Pursuance of
Any Instrument Made Or Granted by the Directors
While This Resolution Was in Force, Provided That:
(i) Contd Management For Voted - For
642
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd the Aggregate Number of Shares to be Issued
Pursuant to This Resolution-(including Shares to be
Issued in Pursuance of Instruments Made Or
Granted-pursuant to This Resolution) Does Not
Exceed 50% of the Total Number Of- Issued Shares
(excluding Treasury Shares) in the Capital of the
Company (as-calculated in Accordance with
Sub-paragraph (ii) Below), of Which The-aggregate
Number of Shares to be Issued Other Than on A Pro
Rata Basis To- Non-Voting Non-Voting
Shareholders of the Company (including Shares to be
Issued in Pursuance Of-instruments Made Or Granted
Pursuant to This Resolution) Does Not Exceed 5%-of
the Total Number of Issued Shares (excluding
Treasury Shares) in The-capital of the Company (as
Calculated in Accordance with Sub- Paragraph
(ii)-below); (ii) (subject to Such Manner of
Calculation As May be Prescribed By- the Contd Non-Voting
Contd Singapore Exchange Securities Trading Limited
("sgx-st")) for The-purpose of Determining the
Aggregate Number of Shares That May be Issued-under
Sub-paragraph (i) Above, the Percentage of Issued
Shares Shall be Based- on the Total Number of
Issued Shares (excluding Treasury Shares) in
The-capital of the Company at the Time This
Resolution is Passed, After Adjusting-for: (a) New
Shares Arising from the Conversion Or Exercise of
Any-convertible Securities Or Share Options Or
Vesting of Share Awards Which Are-outstanding Or
Subsisting at the Time This Resolution is Passed;
and (b) Any- Subsequent Bonus Issue Or
Consolidation Or Sub- Division of Shares; (iii)
In-exercising the Authority Conferred by This
Resolution, the Company Shall- Comply with the
Provisions of the Listing Manual of the Sgx-st, the
Listing-rules of Asx Contd Non-Voting Non-Voting
Contd Limited ("asx") and the Rules of Any Other
Stock Exchange on Which The-shares of the Company
May for the Time Being be Listed Or Quoted
("other-exchange") for the Time Being in Force
(unless Such Compliance Has Been-waived by the
Sgx-st, Asx Or, As the Case May Be, the Other
Exchange) and The-articles of Association for the
Time Being of the Company; and (iv) (unless-revoked
Or Varied by the Company in General Meeting) the
Authority Conferred-by This Resolution Shall
Continue in Force Until the Conclusion of the
Next-annual General Meeting of the Company Or the
Date by Which the Next Annual-general Meeting of
the Company is Required by Law to be Held,
Whichever Is-the Earlier Non-Voting Non-Voting
9 That Approval be and is Hereby Given to the
Directors to Grant Awards in Accordance with the
Provisions of the Singtel Performance Share Plan
2012 ("singtel Psp 2012") and to Allot and Issue
from Time to Time Such Number of Fully Paid- Up
643
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares As May be Required to be Delivered Pursuant
to the Vesting of Awards Under the Singtel Psp
2012, Provided That: (i) the Aggregate Number of
New Shares to be Issued Pursuant to the Vesting of
Awards Granted Or to be Granted Under the Singtel
Psp 2012 Shall Not Exceed 5% of the Total Number of
Issued Shares (excluding Treasury Shares) from Time
to Time; and (ii) the Aggregate Number of New
Shares Under Awards to be Granted Pursuant to the
Singtel Psp 2012 During the Period Commencing from
the Date of This Annual General Meeting of the
Company and Ending on the Date of the Next Contd Management For Voted - For
Contd Annual General Meeting of the Company Or the
Date by Which the Next-annual General Meeting of
the Company is Required by Law to be
Held,-whichever is the Earlier, Shall Not Exceed
0.5% of the Total Number of Issued-shares
(excluding Treasury Shares) from Time to Time Non-Voting Non-Voting
Meeting Date: 26-Jul-13 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Renewal of the Share Purchase Mandate Management For Voted - For
2 The Proposed Approval for Participation by the
Relevant Person in the Singtel Performance Share
Plan 2012 for the Purposes of the Listing Rules of
Asx Limited Management For Voted - For
SM INVESTMENTS CORP
CUSIP: Y80676102
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting
288667 Due to Addition of Res-olution "17". All
Votes Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Call to Order Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 Approval of Minutes of Annual Meeting of
Stockholders Held on April 25, 2013 Management For Voted - For
4 Annual Report for the Year 2013 Management For Voted - For
5 General Ratification of the Acts of the Board of
Directors and the Management from the Date of the
Last Annual Stockholders' Meeting Up to the Date of
This Meeting Management For Voted - For
6 Amendment of the Articles of Incorporation to State
the Specific Address of the Corporation's Principal
Office Per Sec Mc No. 6, Series of 2014 Management For Voted - For
7 Election of Director: Henry Sy, Sr Management For Voted - For
8 Election of Director: Teresita T. Sy Management For Voted - For
9 Election of Director: Henry T. Sy, Jr Management For Voted - For
10 Election of Director: Harley T. Sy Management For Voted - For
644
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Election of Director: Jose T. Sio Management For Voted - For
12 Election of Director: Vicente S. Perez, Jr.
(independent Director) Management For Voted - For
13 Election of Director: Ah Doo Lim (independent
Director) Management For Voted - For
14 Election of Director: Joseph R. Higdon (independent
Director) Management For Voted - For
15 Appointment of External Auditors Management For Voted - For
16 Adjournment Management For Voted - For
17 Other Matters Management For Voted - Against
TENAGA NASIONAL BHD, KUALA LUMPUR
CUSIP: Y85859109
Meeting Date: 19-Dec-13 Meeting Type: Annual General Meeting
1 To Approve the Declaration of A Final Single-tier
Dividend of 15.0 Sen Per Ordinary Share for the
Financial Year Ended 31 August 2013 Management For Voted - For
2 To Approve the Following Directors' Fees: Increase
in Directors' Fees Amounting to Rm180,000.00 Per
Annum for the Non-executive Chairman and
Rm120,000.00 Per Annum for the Non-executive
Director with Effect from 1 January 2013 Management For Voted - For
3 To Approve the Following Directors' Fees: Payment
of Directors' Fees of Rm 1,900,000.00 for the
Financial Year Ended 31 August 2013 Management For Voted - For
4 To Re-elect the Following Director Who Retires in
Accordance with Article 135 of the Company's
Articles of Association: Datuk Nozirah Binti Bahari Management For Voted - For
5 To Re-elect the Following Director Who Retires in
Accordance with Article 135 of the Company's
Articles of Association: Datuk Chung Hon Cheong Management For Voted - For
6 To Re-appoint the Following Director Who Retires in
Accordance with Section 129(6) of the Companies
Act, 1965 ("act") to Hold Office Until the
Conclusion of the Next Annual General Meeting
("agm"): Tan Sri Leo Moggie Management For Voted - For
7 To Re-appoint the Following Director Who Retires in
Accordance with Section 129(6) of the Companies
Act, 1965 ("act") to Hold Office Until the
Conclusion of the Next Annual General Meeting
("agm"): Tan Sri Dato' Seri Siti Norma Binti Yaakob Management For Voted - For
8 To Re-appoint Messrs PricewaterhouseCoopers, Having
Consented to Act, As Auditors of the Company, to
Hold Office Until the Conclusion of the Next Agm
and to Authorise the Directors to Fix Their
Remuneration Management For Voted - Against
9 Proposed Continuation in Office As Independent
Non-executive Director in Accordance with
Recommendation 3.3 of the Malaysian Code on
Corporate Governance 2012: Dato' Zainal Abidin Bin
Putih Management For Voted - For
645
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Proposed Renewal of Authority for the Purchase by
the Company of Its Own Shares Management For Voted - For
THE SIAM COMMERCIAL BANK PUBLIC CO LTD
CUSIP: Y7905M113
Meeting Date: 03-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
285876 Due to Change in Th-e Voting Status of
Resolution "1". All Votes Received on the Previous
Meeting-will be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Th- Ank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Acknowledge the Annual Report of the Board of
Directors Non-Voting Non-Voting
2 To Consider and Approve the Financial Statements
for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Allocation of Profit
from the Banks Operational Results for the Year
2013 and the Dividend Payment Management For Voted - For
4 To Consider and Approve the Directors Remuneration
for the Year 2014 and the Directors Bonus Based on
the Year 2013 Operational Results Management For Voted - Against
5.A To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Khunying Jada
Wattanasiritham Management For Voted - For
5.B To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Disnadda Diskul Management For Voted - For
5.C To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Chirayu
Isarangkun Na Ayuthaya Management For Voted - For
5.D To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Ekamol Kiriwat Management For Voted - For
5.E To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Apisak
Tantivorawong Management For Voted - For
6 To Consider and Appoint the Auditors and Fix the
Audit Fee Management For Voted - For
7 To Consider and Approve the Sale of All Ordinary
Shares in the Siam Commercial Samaggi Insurance
Public Company Limited (scsmg) Held by the Bank to
Ace Ina International Holdings, Limited and Its
Affiliates (ace) Upon Fulfillment of the Conditions
Precedent As Agreed Management For Voted - For
8 To Consider and Approve the Delegation of Authority
to the Executive Committee, Or the Chairman of the
Executive Committee, Or the President to Have Power
to Approve and Execute Any Actions Relating to
And/or in Connection with the Shares Sale and
646
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Purchase Agreement, Including the Sale of All
Ordinary Shares in Scsmg Held by the Bank to Ace Management For Voted - For
9 To Consider and Approve the Amendment to Clause 4
of the Banks Memorandum of Association in Order for
It to be in Line with the Conversion of Preferred
Shares Into Ordinary Shares in the Year 2013 Management For Voted - For
UNITED OVERSEAS BANK LTD, SINGAPORE
CUSIP: Y9T10P105
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Financial Statements, the Directors'
Report and the Auditor's Report for the Year Ended
31 December 2013 Management For Voted - For
2 To Declare A Final One-tier Tax- Exempt Dividend of
50 Cents and A Special One-tier Tax-exempt Dividend
of Five Cents Per Ordinary Share for the Year Ended
31 December 2013 Management For Voted - For
3 To Approve Directors' Fees of Sgd2,055,000 for 2013
(2012: Sgd 1,815,000) Management For Voted - For
4 To Approve A Fee of Sgd 800,000 to the Chairman
Emeritus and Adviser of the Bank, Dr Wee Cho Yaw,
for the Period from January 2013 to December 2013 Management For Voted - Against
5 To Re-appoint Ernst & Young LLP As Auditor of the
Company and Authorise the Directors to Fix Their
Remuneration Management For Voted - For
6 To Re-elect the Following Director Retiring by
Rotation: Mr Wong Meng Meng Management For Voted - For
7 To Re-elect the Following Director Retiring by
Rotation: Mr Willie Cheng Jue Hiang Management For Voted - For
8 To Re-appoint Dr Wee Cho Yaw Under Section 153(6)
of the Companies Act, Cap 50, to Hold Office from
the Date of This Annual General Meeting Until the
Next Annual General Meeting Management For Voted - For
9 That Authority be and is Hereby Given to the
Directors To: (a) (i) Issue Ordinary Shares in the
Capital of the Company (shares) Whether by Way of
Rights, Bonus Or Otherwise; And/or (ii) Make Or
Grant Offers, Agreements Or Options (collectively,
Instruments) That Might Or Would Require Shares to
be Issued, Including But Not Limited to the
Creation and Issue of (as Well As Adjustments To)
Warrants, Debentures Or Other Instruments
Convertible Into Shares, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Directors May in Their Absolute
Discretion Deem Fit; and (b) Management For Voted - For
(notwithstanding the Authority Conferred by This
Resolution May Have Ceased to be in Force) Issue
Shares in Pursuance of Any Instrument Made Or
Granted by the Directors While This Resolution Was
in Force, Provided That Contd Non-Voting
647
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd : (1) the Aggregate Number of Ordinary Shares
to be Issued Pursuant To-this Resolution (including
Shares to be Issued in Pursuance of
Instruments-made Or Granted Pursuant to This
Resolution) Does Not Exceed 50 Per Cent Of-the
Total Number of Issued Shares, Excluding Treasury
Shares, in the Capital-of the Company (as
Calculated in Accordance with Paragraph (2) Below),
Of-which the Aggregate Number of Shares to be
Issued Other Than on A Pro-rata-basis to
Shareholders of the Company (including Shares to be
Issued In- Pursuance of Instruments Made Or Granted
Pursuant to This Resolution) Does-not Exceed 20 Per
Cent of the Total Number of Issued Shares,
Excluding-treasury Shares, in the Capital of the
Company (as Calculated in Accordance-with Paragraph
(2) Below); (2) (subject to Such Manner of
Calculation As May- be Contd Non-Voting Non-Voting
Contd Prescribed by the Singapore Exchange
Securities Trading Limited- (sgx-st)) for the
Purpose of Determining the Aggregate Number of
Shares That-may be Issued Under Paragraph (1)
Above, the Percentage of Issued Shares-shall be
Based on the Total Number of Issued Shares,
Excluding Treasury-shares, in the Capital of the
Company at the Time This Resolution is
Passed,-after Adjusting For: (i) New Ordinary
Shares Arising from the Conversion Or-exercise of
Any Convertible Securities Or Share Options Or
Vesting of Share-awards Which are Outstanding Or
Subsisting at the Time This Resolution Is-passed;
and (ii) Any Subsequent Bonus Issue, Consolidation
Or Subdivision Of- Shares; (3) in Exercising the
Authority Conferred by This Resolution, The-
Company Shall Comply with the Provisions of the
Listing Manual of the Sgx-st-for the Contd Non-Voting Non-Voting
Contd Time Being in Force (unless Such Compliance
Has Been Waived by The-sgx-st) and the Articles of
Association for the Time Being of the Company;-and
(4) (unless Revoked Or Varied by the Company in
General Meeting) The-authority Conferred by This
Resolution Shall Continue in Force Until
The-conclusion of the Next Agm of the Company Or
the Date by Which the Next Agm-of the Company is
Required by Law to be Held, Whichever is Earlier Non-Voting Non-Voting
10 That Authority be and is Hereby Given to the
Directors to Allot and Issue from Time to Time Such
Number of Ordinary Shares As May be Required to be
Allotted and Issued Pursuant to the Uob Scrip
Dividend Scheme Management For Voted - For
11 That (a) Authority be and is Hereby Given to the
Directors To: (i) Allot and Issue Any of the
Preference Shares Referred to in Articles 7a, 7b,
7c, 7d, 7e And/or 7f of the Articles of Association
of the Company; And/or (ii) Make Or Grant Offers,
Agreements Or Options That Might Or Would Require
648
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Preference Shares Referred to in Sub-paragraph
(i) Above to be Issued, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Directors May in Their Absolute
Discretion Deem Fit and (notwithstanding That the
Authority Conferred by This Resolution May Have
Ceased to be in Force) to Issue the Preference
Shares Referred to in Subparagraph (i) Above in
Connection with Any Offers, Agreements Or Options
Made Or Granted by the Directors While This
Resolution Was in Force; (b) the Directors be Contd Management For Abstain
Contd Authorised to Do All Such Things and Execute
All Such Documents As They-may Consider Necessary
Or Appropriate to Give Effect to This Resolution
As-they May Deem Fit; and (c) (unless Revoked Or
Varied by the Company In-general Meeting) the
Authority Conferred by This Resolution Shall
Continue In- Force Until the Conclusion of the Next
Agm of the Company Or the Date By-which the Next
Agm of the Company is Required by Law to be Held,
Whichever Is-earlier Non-Voting Non-Voting
12 That (a) for the Purposes of Sections 76c and 76e
of the Companies Act, the Exercise by the Directors
of the Company of All the Powers of the Company to
Purchase Or Otherwise Acquire Issued Ordinary
Shares in the Capital of the Company Not Exceeding
in Aggregate the Maximum Limit (as Hereafter
Defined), at Such Price Or Prices As May be
Determined by the Directors from Time to Time Up to
the Maximum Price (as Hereafter Defined), Whether
by Way Of: (i) Market Purchase(s) (market Purchase)
on the Sgx-st; And/or (ii) Off-market Purchase(s)
(off-market Purchase) (if Effected Otherwise Than
on Sgx-st) in Accordance with Any Equal Access
Scheme(s) As May be Determined Or Formulated by the
Directors As They Consider Fit, Which Scheme(s)
Shall Satisfy All the Conditions Prescribed by the
Companies Act, and Otherwise in Contd Management For Voted - For
Contd Accordance with All Other Laws, Regulations
and Rules of Sgx- St As May-for the Time Being be
Applicable, be and is Hereby Authorised and
Approved-generally and Unconditionally (share
Purchase Mandate); (b) the Authority- Conferred on
the Directors Pursuant to the Share Purchase
Mandate May Be-exercised by the Directors at Any
Time and from Time to Time During The-period
Commencing from the Date of the Passing of This
Resolution And- Expiring on the Earliest Of: (i)
the Date on Which the Next Agm of The- Company is
Held Or Required by Law to be Held; (ii) the Date
on Which The- Purchases Or Acquisitions of Shares
Pursuant to the Share Purchase Mandate-are Carried
Out to the Full Extent Mandated; Or (iii) the Date
on Which The-authority Conferred by the Share
Purchase Mandate is Revoked Or Varied by
The-company in A Contd Non-Voting Non-Voting
649
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd General Meeting; (c) in This Resolution 12:
"relevant Period" Means The-period Commencing from
the Date on Which the Last Agm of the Company Was
Held-and Expiring on the Date the Next Agm of the
Company is Held Or is Required-by Law to be Held,
Whichever is the Earlier, After the Date of
This-resolution; "maximum Limit" Means That Number
of Shares Representing Five Per-cent of the Total
Number of Issued Shares (excluding Any Shares Which
Are-held Non-Voting Non-Voting
As Treasury Shares) As at the Date of the Passing
of This Resolution- Unless the Company Has Effected
A Reduction of the Share Capital of The-company in
Accordance with the Applicable Provisions of the
Companies Act At-any Time During the Relevant
Period, in Which Event the Issued Shares Shall-be
Taken to be the Total Number of the Issued Shares
As Altered by Such-capital Contd Non-Voting
Contd Reduction (excluding Any Shares Which are
Held As Treasury Shares As At-that Date); and
"maximum Price" in Relation to A Share to be
Purchased Or-acquired, Means the Purchase Price
(excluding Brokerage, Commission,-applicable Goods
and Services Tax and Other Related Expenses) Which
Shall Not- Exceed: (i) in the Case of A Market
Purchase, 105 Per Cent of the Average-closing Price
of the Shares; and (ii) in the Case of an
Off-market Purchase,-110 Per Cent of the Average
Closing Price of the Shares, Where:
"average-closing Price" Means the Average of the
Last Dealt Prices of the Shares Over-the Five
Consecutive Market Days on Which the Shares Were
Transacted on The- Sgx-st Immediately Preceding the
Date of the Market Purchase by the Company-or, As
the Case May Be, the Date of the Making of the
Offer Pursuant to The-off- Contd Non-Voting Non-Voting
Contd Market Purchase, and Deemed to be Adjusted in
Accordance with The-listing Rules of the Sgx-st for
Any Corporate Action Which Occurs After
The-relevant Five-day Period; and "date of the
Making of the Offer" Means The-date on Which the
Company Announces Its Intention to Make an Offer
for An-off-market Purchase, Stating Therein the
Purchase Price (which Shall Not Be-more Than the
Maximum Price Calculated on the Foregoing Basis)
for Each Share-and the Relevant Terms of the Equal
Access Scheme for Effecting The-off- Market
Purchase; and (d) the Directors And/or Any of Them
be and Are-hereby Authorised to Complete and Do All
Such Acts and Things (including-executing Such
Documents As May be Required) As They And/or He May
Consider-expedient Or Necessary to Give Effect to
the Transactions Contemplated And/or-authorised by
Contd Non-Voting Non-Voting
Contd This Resolution Non-Voting Non-Voting
650
GLOBAL X FTSE ASEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WILMAR INTERNATIONAL LTD
CUSIP: Y9586L109
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Audited Accounts for the
Year Ended 31 December 2013 and the Reports of the
Directors and Auditors Thereon Management For Voted - For
2 To Approve the Payment of A Proposed Final Tax
Exempt (one-tier) Dividend of Sgd 0.055 Per
Ordinary Share for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Increase and the Payment of
Directors' Fees of Sgd 675,000 for the Year Ended
31 December 2013 (2012: Sgd 605,000) Management For Voted - For
4 To Re-elect the Following Director: Mr. Kuok Khoon
Hong (retiring by Rotation Under Article 99) Management For Voted - For
5 To Re-elect the Following Director: Mr. Teo Kim
Yong (retiring by Rotation Under Article 99) Management For Voted - For
6 To Re-elect the Following Director: Mr. Kwah Thiam
Hock (retiring by Rotation Under Article 99) Management For Voted - For
7 To Re-appoint, Pursuant to Section 153(6) of the
Companies Act, Chapter 50 of Singapore ("act"), Mr
Yeo Teng Yang, Who Will be Retiring Under Section
153 of the Act, to Hold Office from the Date of
This Annual General Meeting Until the Next Annual
General Meeting Management For Voted - For
8 To Re-appoint Ernst & Young LLP As Auditor of the
Company and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
9 Renewal of Mandate for Interested Person
Transactions Management For Voted - For
10 Authority to Issue and Allot Shares in the Capital
of the Company Management For Voted - For
11 Authority to Grant Options and Issue and Allot
Shares Under Wilmar Executives Share Option Scheme
2009 Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Renewal of Share Purchase Mandate Management For Voted - For
651
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALMACENES EXITO SA, COLOMBIA
CUSIP: P3782F107
Meeting Date: 20-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of the Committee to Count the Votes and to
Review, Approve and Sign the General Meeting Minutes Management For Voted - For
4 Reading of the Management Report from the Board of
Directors and from the President Management For Voted - For
5 Presentation of the Individual and Consolidated
General Purpose Financial Statements, Their
Attachments, and Other Documents That are Legally
Required, with A Cutoff Date of December 31, 2013 Management For Voted - For
6 Reading of the Reports from the Auditor Management For Voted - For
7 Approval of the Management Report, of the Financial
Statements with A Cutoff Date of December 31, 2013,
Together with Their Attachments and Other Legally
Required Documents Management For Abstain
8 Establishment of the Allocation for the Board of
Directors Management For Abstain
9 Election of the Members of the Board of Directors
for the Period from 2014 Through 2016 Management For Abstain
10 Election of the Auditor for the Period from 2014
Through 2016 Management For Voted - For
11 Proposals from the Management Plan for the
Distribution of Profit. Donations. Bylaws
Amendments. Rules for the Functioning of the
General Meeting of Shareholders Management For Voted - For
12 Proposals from the Shareholders Management For Voted - Against
BANCO DE BOGOTA SA
CUSIP: P09252100
Meeting Date: 20-Dec-13 Meeting Type: ExtraOrdinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Appointment of the Committee That Will Approve the
Minutes of This General Meeting Management For Voted - For
4 Consideration of the Commitment to Increase the
Legal Reserve in an Amount Equivalent to A
Percentage of the Units of the Bank That are
Generated in the Second Half of 2013 Management For Voted - For
Meeting Date: 14-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
652
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Appointment of the Committee That Will Approve the
Minutes from This General Meeting Management For Voted - For
4 Management Report from the Board of Directors and
from the President of the Bank Regarding the Fiscal
Year That Ended on December 31, 2013 Management For Voted - For
5 Management Report from the Internal Control System Management For Voted - For
6.1 Consideration of the Opinions of the Auditor, the
Management Report, the General Purpose Individual
and Consolidated Financial Statements, for the Real
and Financial Sector and the Financial Sector,
Together with Their Notes and Other Attachments,
Complementary Items and Information Mentioned in
Law, for the Second Half of 2013: Financial
Statements Management For Voted - For
6.2 Consideration of the Opinions of the Auditor, the
Management Report, the General Purpose Individual
and Consolidated Financial Statements, for the Real
and Financial Sector and the Financial Sector,
Together with Their Notes and Other Attachments,
Complementary Items and Information Mentioned in
Law, for the Second Half of 2013: Reports from the
Auditor Management For Voted - For
6.3 Consideration of the Opinions of the Auditor, the
Management Report, the General Purpose Individual
and Consolidated Financial Statements, for the Real
and Financial Sector and the Financial Sector,
Together with Their Notes and Other Attachments,
Complementary Items and Information Mentioned in
Law, for the Second Half of 2013: Approval of the
Individual and Consolidated General Purpose
Financial Statements, Together with Their Notes,
and of the Management Accounts and Other Attachments Management For Abstain
7 Study and Approval of the Plan for the Distribution
of Profit Management For Voted - For
8.1 Election of the Board of Directors Management For Abstain
8.2 Election of the Auditor Management For Voted - For
9 Establishment of the Compensation of the Members of
the Board of Directors Management For Abstain
10 Establishment of the Annual Compensation of the
Auditor Management For Abstain
11 Proposals and Various Management For Voted - Against
BOLSA DE VALORES DE COLOMBIA
CUSIP: P17326102
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
I Verification of the Quorum Management For Voted - For
II Chairperson and Secretary of the General Meeting,
Paragraph, Article 36 of the Corporate Bylaws Management For Voted - For
III Reading and Consideration of the Agenda Management For Voted - For
IV Designation of the Committee Charged with Approving
the Minutes Management For Voted - For
653
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
V Approval of the Annual Report from the Board of
Directors and from the President of Bolsa De
Valores De Colombia S.a. Management For Voted - For
VI Report from the Auditor Management For Voted - For
VII Approval of the Individual and Consolidated
Financial Statements for 2013 Management For Voted - For
VIII Profit Distribution Project Cash Dividend of Cop
1,42 Per Shares. Such Dividend Will be Paid As
Following: Ordinary Dividend at A Rate of Cop 0,78
Per Share on 30th April 2014, Extraordinary
Dividend at A Rate of Cop 0,32 Per Share on 27th
June 2014, Extraordinary Dividend at A Rate of Cop
0,32 Per Share on 31st October 2014 Management For Voted - For
IX Approval of the Amendment of the Rules for General
Meetings of Shareholders Management For Abstain
X Election of Independent Members of the Board of
Directors for the Period from April 2014 Through
March 2015 Management For Abstain
XI Election of Members Who Were Not Classified As
Independent Members of the Board of Directors for
the Period from April 2014 Through March 2015 Management For Abstain
XII Establishment of Compensation for the Board of
Directors Management For Abstain
XIII Election of the Auditor and Approval of the Budget
Allocation for Its Term Management For Voted - For
XIV Report Timetable for the Implementation of the
International Financial Reporting Standards, Or Ifrs Management For Voted - For
XV That Which is Proposed by the Shareholders Management For Voted - Against
03 Mar 2014: Please Note That This is A Revision
Due to Receipt of Amount in R-esolution No. Viii.
If You Have Already Sent in Your Votes, Please Do
Not Retu-rn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Than-k You. Non-Voting Non-Voting
CANACOL ENERGY LTD
CUSIP: 134808203
Meeting Date: 01-Nov-13 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.a to 2.h and 3". Thank
You. Non-Voting Non-Voting
1 Fixing the Number of Directors to be Elected at the
Meeting at Eight Management For Voted - For
2.a Election of Director: Charle Gamba of the
Corporation Management For Voted - For
2.b Election of Director: Michael Hibberd of the
Corporation Management For Voted - For
2.c Election of Director: Jason Bednar of the
Corporation Management For Voted - For
654
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.d Election of Director: Stuart Hensman of the
Corporation Management For Voted - For
2.e Election of Director: Luis Baena of the Corporation Management For Voted - For
2.f Election of Director: David Winter of the
Corporation Management For Voted - For
2.g Election of Director: Gary R. Petersen of the
Corporation Management For Voted - For
2.h Election of Director: Gregory D. Elliot of the
Corporation Management For Voted - For
3 The Appointment of Deloitte LLP, Chartered
Accountants, As Auditors of the Corporation for the
Ensuing Year and the Authorization of the Directors
to Fix Their Remuneration As Such Management For Voted - For
4 Passing, with Or Without Variation, an Ordinary
Resolution, the Full Text of Which is Set Forth in
the Information Circular - Proxy Statement of the
Corporation Dated September 27, 2013 (the
"information Circular"), to Approve the Shareholder
Rights Plan of the Corporation, All As More
Particularly Described in the Information Circular Management For Voted - For
5 Passing, with Or Without Variation, an Ordinary
Resolution, the Full Text of Which is Set Forth in
the Information Circular, to Confirm By-law No. 2
of the Corporation, Being A By-law to Amend By-law
No. 1 of the Corporation, All As More Particularly
Described in the Information Circular Management For Voted - For
6 At the Discretion of the Said Proxyholders, Upon
Any Amendment Or Variation of the Above Matters Or
Any Other Matter That May be Properly Brought
Before the Meeting Or Any Adjournment Thereof in
Such Manner As Such Proxy, in Such Proxyholder's
Sole Judgment, May Determine Management For Voted - Against
CELSIA SA ESP, BOGOTA
CUSIP: P3774N100
Meeting Date: 25-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee to Approve and Sign the
Minutes Management For Voted - For
4 Reading of the Annual Report from the Board of
Directors and the President Management For Voted - For
5 Reading of the Reports from the Auditor Management For Voted - For
6 Reading of the Individual and Consolidated General
Purpose Financial Statements to December 31, 2013 Management For Voted - For
7 Consideration of the Annual Report from the Board
of Directors and the President, of the Reports from
the Auditor and of the Individual and Consolidated
General Purpose Financial Statements to December
31, 2013 Management For Abstain
655
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Reading and Consideration of the Plan for the
Distribution of Profit Management For Voted - For
9 Reading and Consideration of A Donation to the
Celsia Foundation Management For Abstain
10 Establishment of the Compensation for the Auditor
and for the Board of Directors Management For Abstain
11 Reading and Consideration of A Bylaws Amendment Management For Voted - For
12 Proposals and Various Management For Voted - Against
CEMENTOS ARGOS SA, BOGOTA
CUSIP: P2216Y112
Meeting Date: 21-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee to Count the Votes and
to Approve and Sign the General Meeting Minutes Management For Voted - For
4 Report from the Board of Directors and the President Management For Voted - For
5 Presentation of the Financial Statements to
December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Report from the Board of Directors
and the President and of the Financial Statements
to December 31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit Management For Voted - For
9 Report on the Plan for the Implementation of the
International Financial Reporting Standards, in
Compliance with Decree 2,784 of December 28, 2012 Management For Voted - For
10 Presentation and Approval of Amendments to Articles
45, 47 and 56 of the Bylaws Management For Voted - For
11 Election of the Board of Directors and Allocation
of Compensation Management For Abstain
12 Election of an Auditor and Allocation of
Compensation Management For Voted - For
13 Approval of Funds for Social Benefits Management For Abstain
14 Proposals Presented by the Shareholders Management For Voted - Against
CEMEX LATAM HOLDINGS S.A
CUSIP: E28096100
Meeting Date: 14-May-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 15 May 2014
at 16:30. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
1 Examination and Approval, If Deemed Appropriate, of
the Individual Annual Accounts and the Management
656
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Report of Cemex Latam Holdings, S.a., for the
Fiscal Year That Ended on December 31, 2013 Management For Voted - For
2 Examination and Approval, If Deemed Appropriate, of
the Activity of the Board of Directors During the
Fiscal Year That Ended on December 31, 2013 Management For Voted - For
3 Examination and Approval, If Deemed Appropriate, of
the Proposal for the Allocation of the Result for
the Fiscal Year That Ended on December 31, 2013 Management For Voted - For
4 Approval of the Aggregate Amount of the Annual
Compensation for the Board of Directors Management For Voted - For
5 Delegation of Authority for the Formalization,
Correction, Recording and Execution of the
Resolutions That are Passed by the General Meeting
of Shareholders, Bring About, If Deemed
Appropriate, the Accessory Conditions of the Same,
and for the Performance of All Those Actions That
are Necessary Or Convenient for Their Performance Management For Voted - For
6 Drafting and Approval of the Minutes of the General
Meeting by Any of the Methods Established in Law Management For Voted - For
CORPORACION FINANCIERA COLOMBIANA SA
CUSIP: P3138W200
Meeting Date: 03-Sep-13 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of the Committee to Approve the Minutes
of the General Meeting Management For Voted - For
4 Reports from the Board of Directors and from the
President of the Corporation for the Period Running
from January Through June 2013 Management For Abstain
5 Presentation of the Individual and Consolidated
Financial Statements with A Cutoff Date of June 2013 Management For Abstain
6 Reports from the Auditor Regarding the Financial
Statements Management For Abstain
7 Approval of the Reports from the Management and of
the Financial Statements Management For Abstain
8 Plan for the Distribution of Profit Management For Voted - For
9 Report from the Board of Directors Regarding the
Functioning of the Internal Control System and
Regarding the Work Carried Out by the Audit
Committee Management For Abstain
10 Amendment of Article 66 of the Corporate Bylaws Management For Abstain
11 Report from the Financial Consumer Representative
Regarding the Natural Persons Who Will Perform the
Duties of Full and Alternate Financial Consumer
Representative Management For Abstain
12 Determination of Donations for 2013 Management For Abstain
13 Proposals and Various Management For Voted - Against
657
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 04-Mar-14 Meeting Type: Ordinary General Meeting
1 Quorum Verification Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of Committee for Minutes of the
Meetings Approval Management For Voted - For
4 Reports of the Board and President of Corporation
for the Exercise Corresponding to July-december 2013 Management For Voted - For
5 Presentation of Individual and Consolidated
Financial Statements with the Court December 31,
2013 Management For Voted - For
6 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
7 Approval of the Administration Reports and
Financial Statements Management For Abstain
8 Profit Distribution Project Option 1- Cash Dividend
of Cop 300 Per Share on 195,318,576 Ordinary Shares
and 12,815,766 Preference Shares Subscribed and
Paid by December 31, 2013. Such Dividend Will be
Paid in Six Installments Within the First Five Days
of Each Month from April 2014. Option 2- Stock
Dividend Amounting to Cop 187,560,262,293 at the
Rate of Cop 901.15 Per Share on 195,318,576
Ordinary Shares and Cop 901.15 Per Share on
12,815,766 Subscribed and Paid in December 2013
Preferred Shares. These Dividends Will be Paid in
Shares at the Rate of 1 Share for Every 42.771403
Common Shares and 1 Share with Preferred Dividend
and No Voting Rights for Every 42.771403
Preferential, Subscribed and Paid by December 31,
2013 Actions. Payment of Shares Will be Made on the
Day of April 25, 2014 to the Person Entitled
Thereto at Contd Management For Voted - For
Contd the Time of Making the Payment Required Under
Current Regulations Non-Voting Non-Voting
9 Amendment to Article 6 of the Bylaws - Increase in
Authorized Capital Management For Voted - For
10 Report of the Board on the Operation of the
Internal Control System and the Work Done by the
Audit Committee Management For Abstain
11 Election of the Board and Assignment Fees Management For Abstain
12 Election of Auditor and Set Fees for Management and
Resources Management For Voted - For
13 Propositions and Several Management For Voted - Against
21 Feb 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. If-you Have Already Voted
on This Meeting There is No Need to Re- Vote Again
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
658
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CORPORACION FINANCIERA COLOMBIANA SA
CUSIP: P3138W283
Meeting Date: 04-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Order of the Day Management For Voted - For
3 Appointment of the Commission for the Approval of
the Minutes of the General Meeting Management For Voted - For
4 Reports of the Board of Directors and of the
President of the Corporation for the Fiscal Period
of July to December 2013 Management For Voted - For
5 Presentation of the Individual and Consolidated
Financial Statements That Run to December 31, 2013 Management For Voted - For
6 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
7 Approval of the Reports of the Management and of
the Financial Statements Management For Abstain
8 Project for the Allocation of Profits Management For Voted - For
9 To Amend Article 6 of the Company Bylaws, Increase
in Authorized Share Capital Management For Voted - For
10 Report of the Board of Directors Concerning the
Functioning of the Internal Control System and on
the Working of the Audit Committee Management For Abstain
11 Election of the Board of Directors and Setting of
Remuneration Management For Abstain
12 Election of the Statutory Auditor and Setting of
the Remuneration and Resources for His Term in
Office Management For Voted - For
13 Proposals and Any Other Business Management For Voted - Against
ECOPETROL S A
CUSIP: 279158109 TICKER: EC
Meeting Date: 23-Jan-14 Meeting Type: Special
4 Approval of the Agenda Management For Voted - For
5 Appointment of the President for the Meeting Management For Voted - For
6 Appointment of the Commission in Charge of
Scrutinizing Elections and Polling Management For Voted - For
7 Appointment of the Commission in Charge of
Reviewing and Approving the Minutes of the Meeting Management For Voted - For
8 Election of the Board of Directors Management For Voted - For
Meeting Date: 26-Mar-14 Meeting Type: Annual
4 Approval of the Agenda Management For Voted - For
5 Appointment of the Meeting's President Management For Voted - For
6 Appointment of the Commission in Charge of
Scrutinizing Elections and Polling Management For Voted - For
659
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Appointment of the Commission in Charge of
Reviewing and Approving the Minutes of the Meeting Management For Voted - For
13 Approval of Reports Presented by the Management,
and the External Auditor and Approval of Financial
Statements Management For Abstain
14 Approval of Proposal for Dividend Distribution Management For Voted - For
15 Election of the External Auditor and Assignment of
Remuneration Management For Voted - For
16 Election of the Board of Directors Management For Voted - For
EMPRESA DE ENERGIA DE BOGOTA SA ESP, BOGOTA
CUSIP: P37100107
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
1 National Anthem of the Republic of Colombia Management For Voted - For
2 Anthem of Bogota, D.c. Management For Voted - For
3 Report on the Registration and Validation of Those
in Attendance. Verification of the Quorum Management For Voted - For
4 Appointment of the Committee to Draft and Approve
the Minutes of the General Meeting Management For Voted - For
5 Appointment of the Chairperson of the General
Meeting Management For Voted - For
6 A Few Words from the Chairperson of the General
Meeting Management For Voted - For
7 Report on the Good Governance Code Management For Voted - For
8 Consideration of the Annual Report, Special
Business Group Report, Eeb and Consolidated
Financial Statements, Report on Financial Status
and the Opinion of the Auditor for the Period That
Ran from January 1 to December 31, 2013 Management For Abstain
9 Consideration of the Plan for the Distribution of
Profit and Payment of Dividends Management For Voted - For
10 Consideration of the Financing Strategy for Eebis
Guatemala Management For Abstain
11 Designation of the Eeb Auditor Management For Voted - For
12 Election of the Members of the Board of Directors
of Empresa De Energia De Bogota S.a. Esp Management For Abstain
13 Proposals and Various Management For Voted - Against
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Report on the Registration and Verification of
Attendees. Verification of the Quorum Management For Voted - For
2 Appointment of A Committee to Draft and Approve the
General Meeting Minutes Management For Voted - For
3 Appointment of the Chairperson of the General
Meeting Management For Voted - For
4 Consideration of the Election of Members of the
Board of Directors of Empresa De Energia De Bogota
S.a. Esp Management For Abstain
660
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRUPO ARGOS SA
CUSIP: P0275K122
Meeting Date: 26-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee for the Approval of the
Minutes Management For Voted - For
4 Joint Annual Report from the Board of Directors and
from the President Management For Voted - For
5 Presentation of the Financial Statements to
December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Joint Annual Report from the Board
of Directors and the President and of the Financial
Statements to December 31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit Management For Voted - For
9 Approval of the Allocation for A Social Benefit Management For Voted - For
10 Presentation of the Action Plan for the Process of
Converging with the International Financial
Reporting Standards Management For Voted - For
11 Election of the Board of Directors Management For Abstain
12 Allocation of Compensation for the Members of the
Board of Directors Management For Abstain
13 Allocation of Compensation for the Auditor Management For Abstain
14 Proposals Presented by the Shareholders Management For Voted - Against
GRUPO ARGOS SA
CUSIP: P0275K130
Meeting Date: 26-Mar-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Designation of A Committee for the Approval of the
Minutes Non-Voting Non-Voting
4 Joint Annual Report from the Board of Directors and
from the President Non-Voting Non-Voting
5 Presentation of the Financial Statements to
December 31, 2013 Non-Voting Non-Voting
6 Report from the Auditor Non-Voting Non-Voting
7 Approval of the Joint Annual Report from the Board
of Directors and The-president and of the Financial
Statements to December 31, 2013 Non-Voting Non-Voting
661
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Presentation and Approval of the Plan for the
Distribution of Profit Non-Voting Non-Voting
9 Approval of the Allocation for A Social Benefit Non-Voting Non-Voting
10 Presentation of the Action Plan for the Process of
Converging with The-international Financial
Reporting Standards Non-Voting Non-Voting
11 Election of the Board of Directors Non-Voting Non-Voting
12 Allocation of Compensation for the Members of the
Board of Directors Non-Voting Non-Voting
13 Allocation of Compensation for the Auditor Non-Voting Non-Voting
14 Proposals Presented by the Shareholders Non-Voting Non-Voting
GRUPO AVAL ACCIONES Y VALORES GRUPO, BOGOTA
CUSIP: P4948U129
Meeting Date: 27-Sep-13 Meeting Type: Ordinary General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Appointment of the Commission That Will Approve the
General Meeting Minutes Non-Voting Non-Voting
4 Management Report from the Board of Directors and
from the President Non-Voting Non-Voting
5 Individual and Consolidated Financial Statements to
June 30, 2013 Non-Voting Non-Voting
6 Opinions of the Auditor Non-Voting Non-Voting
7 Consideration and Approval of the Management
Reports, Financial Statements-and Other Attachments
That are in Relation to the First Six Months of 2013 Non-Voting Non-Voting
8 Study and Approval of the Plan for the Distribution
of Profit Non-Voting Non-Voting
9 Proposals and Various Non-Voting Non-Voting
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Verification of the Quorum Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Election of the Committee to Approve the General
Meeting Minutes Non-Voting Non-Voting
4 Annual Report from the Board of Directors and from
the President Non-Voting Non-Voting
5 Individual and Consolidated Financial Statements
for the Six Month Period That-ended on December 31,
2013 Non-Voting Non-Voting
662
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Opinions of the Auditor Non-Voting Non-Voting
7 Consideration and Approval of the Annual Report, of
the Financial Statements A-nd of the Other
Attachments for the Six Month Period That Ended on
December 31-, 2013 Non-Voting Non-Voting
8 Approval of the Plan for the Distribution of Profit
Cash Dividend at A Rate Of-cop 4.50 Per Share Which
Will be Paid on A Monthly Basis from April to
Septem-ber 2014 Non-Voting Non-Voting
9 Election of the Board of Directors and the
Establishment of Its Fees Non-Voting Non-Voting
10 Election of the Auditor and the Establishment of
Its Fees Non-Voting Non-Voting
11 Proposals and Various Non-Voting Non-Voting
24 Mar 2014: Please Note That This is A Revision
Due to Receipt of Resolutions-. Non-Voting Non-Voting
GRUPO DE INVERSIONES SURAMERICANA SA, BOGOTA
CUSIP: P4950L108
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of the Committee for the Approval of the
Minutes and to Count the Votes, If Required Management For Voted - For
4 Annual Report from the Board of Directors and from
the President Management For Voted - For
5 Presentation of the Financial Statements with A
Cutoff Date of December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Reports from the Board of the Board
of Directors and the President, from the Directors
and the President, from the Auditor and of the
Financial Statements with A Cutoff Date of December
31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit: Cash Dividend of Cop 390
Per Share. Such Dividend Will be Paid in Four
Instalments at A Rate of Cop 97,50 on April 2014,
July 2014, October 2014 and January 2015 Management For Voted - For
9 Election of the Board of Directors Management For Abstain
10 Election of the Auditor Management For Voted - For
11 Establishment of Compensation for the Board of
Directors and the Auditor for the Period from 2014
Through 2015 Management For Abstain
12 Termination of the Use of Physical Stock
Certificates for the Common Shares of the Company Management For Abstain
13 Amendment of the Corporate Bylaws Management For Abstain
14 Other Proposals and Various Management For Voted - Against
07 Mar 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. I-f You Have Already Voted
663
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
on This Meeting There is No Need to Re- Vote Again
Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GRUPO DE INVERSIONES SURAMERICANA SA, BOGOTA
CUSIP: P4950L116
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
1 Quorum Verification Non-Voting Non-Voting
2 Reading and Approval of the Agenda Non-Voting Non-Voting
3 Designation of Committee for Minutes of the
Meetings Approval Non-Voting Non-Voting
4 Reports of the Board and President of Corporation Non-Voting Non-Voting
5 Presentation of Financial Statements at December
31, 2013 Non-Voting Non-Voting
6 Reports of the Statutory Auditor on the Financial
Statements Non-Voting Non-Voting
7 Approval of the Administration Reports and
Financial Statements Non-Voting Non-Voting
8 Profit Distribution Project: Cash Dividend of Cop
682,50 Per Share. Such-dividend Will be Paid in Two
Instalments at A Rate of Cop 243,75 on July
2014-and October 2014, and A Final Payment at A
Rate of Cop 195 on January 2015 Non-Voting Non-Voting
9 Election of the Board Non-Voting Non-Voting
10 Election of Auditor Non-Voting Non-Voting
11 Assignment Fees for Board of Directors and Auditor Non-Voting Non-Voting
12 Dematerialisation of Shares of the Company Non-Voting Non-Voting
13 Reform to Social Statutes Non-Voting Non-Voting
14 Propositions and Several Non-Voting Non-Voting
GRUPO NUTRESA SA
CUSIP: P5041C114
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
1 Quorum Verification and Approval of the Agenda Management For Voted - For
2 Designation of Committee for Minutes of the
Meetings Approval Management For Voted - For
3 Reports of the Board and President of Corporation Management For Voted - For
4 Presentation of Financial Statements at December
31, 2013 Management For Voted - For
5 Reports of the Statutory Auditor on the Financial
Statements Management For Voted - For
6 Approval of the Administration Reports and
Financial Statements Management For Voted - For
664
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Profit Distribution Project Cash Dividend of Cop 36
Per Share. Such Dividend Will be Paid on A Monthly
Basis from March 2014 to March 2015 Management For Voted - For
8 Inform of Implementation Plan for Ifrs in
Compliance with Decree 2784 Management For Voted - For
9 Propositions and Several Management For Voted - Against
HELM BANK SA
CUSIP: P5177J107
Meeting Date: 20-Sep-13 Meeting Type: Ordinary General Meeting
1 Check the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Elect the Chairman and the Meeting Secretary Management For Voted - For
4 Management Report Management For Abstain
5 Financial Statements 5.1 Auditor's Report on
Financial Statements Unconsolidated. 5.2 Study and
Approval of Financial Statements Unconsolidated Cut
to June. 5.3 Report of the Statutory Auditor on the
Consolidated Financial Statements. 5.4 Study and
Approval of the Consolidated Financial Statements
Cut to June 30 2013 Management For Abstain
6 Deliberate About the Profits Distribution Proposal,
Includes the Proposal of A Dividend in Preferential
Shares to Shareholders Who So Explicitly Manifest
in the Shareholders in Accordance with the
Provisions for the Issuance of Preferred Shares Management For Abstain
7 Information 7.1 Report of the Board of Directors
and Legal Representative 7.2 Audit Committee Report
7.3 Special Report Business Group Management For Abstain
8 Proposals Management For Voted - Against
9 Appointment of A Commission to Approve the Minutes
of the Meeting Management For Voted - For
INTERBOLSA SA, BOGOTA
CUSIP: P5623U102
Meeting Date: 03-Jul-13 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management Non-Voting
2 Reading and Approval of the Agenda Management Non-Voting
3 Election of the Chairperson and Secretary of the
General Meeting Management Non-Voting
4 Appointment of A Committee to Review and Approve
the Minutes Management Non-Voting
5 Ratification of the Appointment of the Board of
Directors of Interbolsa Sai Management Non-Voting
6 Ratification of the Appointment of the Financial
Ombudsman of Interbolsa Sai Management Non-Voting
665
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Ratification of the Election of the Auditor and
Establishment of Compensation Management Non-Voting
INTERCONEXION ELECTRICA SA ESP, BOGOTA
CUSIP: P5624U101
Meeting Date: 28-Mar-14 Meeting Type: Ordinary General Meeting
1 Election of the Chairperson of the General Meeting Management For Voted - For
2 Report of the Secretary for the Approval of Minutes
102 of March 22, 2013 Management For Voted - For
3 Election of the Committee for the Approval of the
Minutes and Close Inspection Management For Voted - For
4 Address by the Minister for Mines and Energy, Dr
Amylkar Acosta Medina Management For Voted - For
5 Welcome Address by the President of the Board of
Directors and Reading of the Report of the Board
Concerning Its Operations Management For Voted - For
6 Management Report for 2013, Board of Directors and
Operations Manager Management For Voted - For
7 The Report of the Board of Directors and the
Operations Manager Concerning the Performance and
Development of the Good Governance Code Management For Voted - For
8 Reading and Presentation of the Individual and
Consolidated Financial Statements of Isa to
December 31, 2013 Management For Voted - For
9 Reading of the Opinion of the Internal Auditor Management For Voted - For
10 Approval of the Individual and Consolidated
Financial Statements of Isa to December 31, 2013 Management For Abstain
11 Approval of the Project for the Distribution of
Profits from the 2013 Fiscal Year for the
Declaration of Dividends and Creation of Capital
Reserves Management For Voted - For
12 Election of the Internal Auditor and Setting of
Remuneration Management For Voted - For
13 Election of the Board of Directors Management For Abstain
14 Approval to Amend the Company Bylaws Management For Voted - For
15 Any Other Business Management For Voted - Against
ISAGEN S.A. E.S.P.
CUSIP: P5892H105
Meeting Date: 25-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum and Approval of the
Agenda Management For Voted - For
2 Election of the Chairperson of the General Meeting Management For Voted - For
3 Report from the Secretary of the General Meeting
Regarding the Approval of Minutes Number 32 of
March 19, 2013 Management For Voted - For
666
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Election of the Committee for the Approval of the
Minutes Management For Voted - For
5 Greetings from the Chairperson of the Board of
Directors, Report on the Operation of the Same and
the Fulfillment of the Other Good Corporate
Governance Practices Management For Voted - For
6 The 2013 Annual Report Management For Voted - For
7 Report from the Minority Shareholder Representatives Management For Voted - For
8 Consideration of the Financial Statements with A
Cutoff Date of December 31, 2013 Management For Voted - For
9 Reading of the Opinion from the Auditor Management For Voted - For
10 Approval of the Financial Statements with A Cutoff
Date of December 31, 2013, and Other Documents As
Required by Law Management For Abstain
11 Proposal for the Distribution of Profit Management For Voted - For
12 Proposal for Bylaws Amendments Management For Voted - For
13 Various Management For Voted - Against
PACIFIC RUBIALES ENERGY CORP, TORONTO ON
CUSIP: 69480U206
Meeting Date: 29-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1,
and 4" and 'in Favor' Or 'abstain' Only For-
Resolution Numbers "2.a, to 2.l and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Twelve (12) Management For Voted - For
2.a Election of Director: Jose Francisco Arata Management For Voted - For
2.b Election of Director: Miguel De La Campa Management For Voted - For
2.c Election of Director: German Efromovich Management For Voted - For
2.d Election of Director: Serafino Iacono Management For Voted - For
2.e Election of Director: Augusto Lopez Management For Voted - For
2.f Election of Director: Hernan Martinez Management For Voted - For
2.g Election of Director: Dennis Mills Management For Voted - For
2.h Election of Director: Ronald Pantin Management For Voted - For
2.i Election of Director: Victor Rivera Management For Voted - For
2.j Election of Director: Miguel Rodriguez Management For Voted - For
2.k Election of Director: Francisco Sole Management For Voted - For
2.l Election of Director: Neil Woodyer Management For Voted - For
3 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 Approval of Unallocated Entitlements Under the
Corporation's Stock Option Plan, As Described in
the Management Proxy Circular Dated April 25, 2014 Management For Voted - For
667
GLOBAL X FTSE COLOMBIA 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TEXTILES FABRICATO TEJICONDOR SA
CUSIP: P9138V100
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Appointment of the Chairperson and Secretary of the
General Meeting Management For Voted - For
4 Appointment of the Commissioners to Review, Approve
and Sign the Minutes Management For Voted - For
5 Reading of the Report from the Board of Directors
and from the Office of the President Management For Voted - For
6 Presentation of the Individual and Consolidated
Financial Statements with A Cutoff Date of December
31, 2013, and Other Information Required by the
Legal Rules Management For Voted - For
7 Reading of the Report from the Auditor Management For Voted - For
8 Consideration and Approval of the Annual Report,
Individual and Consolidated Financial Statements
and Report from the Auditor Management For Abstain
9 Report on Losses Management For Voted - For
10 Appointment of the Auditor and the Establishment of
Compensation Management For Voted - For
11 Bylaws Amendments Management For Voted - For
12 Proposals from the Shareholders Management For Voted - Against
Meeting Date: 10-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of A Committee of Returning Officers and
for the Approval and Signing of the General Meeting
Minutes Management For Voted - For
4 Appointment of the Board of Directors and the
Establishment of Its Compensation Management For Abstain
668
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHA BANK SA, ATHENS
CUSIP: X1687N119
Meeting Date: 28-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 08
April 2014 and B Repetitive Meeting on 22
April-2014. Also, Your Voting Instructions Will Not
be Carried Over to the Second-call. All Votes
Received on This Meeting Will be Disregarded and
You Will-need to Reinstruct on the Repetitive
Meeting. Thank You Non-Voting Non-Voting
1. Raising of Capital by the Bank, by the Increase of
Its Share Capital, Through Payment in Cash.
Cancellation of the Pre-emption Rights of the
Existing (common and Preferred) Shares. Issuance
and Distribution by the Bank of New Common,
Nominal, Paperless Shares with Voting Rights.
Amendment of Article 5 of the Articles of
Incorporation. Provision to the Board of Directors
of the Bank of the Power to Specify the Terms of
the Share Capital Increase (including the Power to
Determine the Offer Price of the New Shares to be
Issued) and to Provide for Similar Issues Related
to the Capital Increase Management For Voted - For
2. Announcement on the Election of A Member of the
Board of Directors in Replacement of Another Who
Has Resigned and Appointment of A Member of the
Audit Committee in Accordance with Article 37 of
Law 3693/2008 Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be an A-repetitive Meeting on 8
Jul 2014 (and A B Repetitive Meeting on 19 Jul
2014).-also, Your Voting Instructions Will Not be
Carried Over to the Second Call. A-ll Votes
Received on This Meeting Will be Disregarded and
You Will Need to Rei- Nstruct on the Repetitive
Meeting. Thank You Non-Voting Non-Voting
1. Submission for Approval of the Annual Financial
Statements of the Year 2013 As Well As of the
Restated Comparative Amounts of the Year 2012, Due
to the Retrospective Application of Accounting
Policies As Required by the International Financial
Reporting Standards, Together with the Relevant
Reports of the Board of Directors and the Certified
Auditors Management For Voted - For
2. Discharge of the Members of the Board of Directors
and the Certified Auditors from Any Liability Management For Voted - For
669
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Election of Certified Auditors, Regular and
Alternate, for the Financial Year 2014 and Approval
of Their Remuneration: KPMG Certified Auditors Ae Management For Voted - For
4. Approval of the Members of the Board of Directors
Fees Management For Voted - For
5. Announcement on the Election of Members of the
Board of Directors in Replacement of Others Who
Have Resigned and Appointment of Members of the
Audit Committee in Accordance with Article 37 of
Law 3693/2008: the Board of Directors Informs
Shareholders That at Its Meeting Held on 29.5.2014,
It Elected As Members of the Board of Directors of
the Bank Messrs.: Vassilios T. Rapanos in
Replacement of Mr. Yannis S. Costopoulos; Shahzad
A. Shahbaz in Replacement of Mr. Athanassios M.
Veremis; Efthimios O. Vidalis in Replacement of Mr.
Paul G. Karakostas; and Ibrahim S. Dabdoub in
Replacement of Mr. George E. Agouridis and Proposes
That, in Application of Article 37 of Law Management For Voted - For
3693/2008, the General Meeting Elect the
Temporarily Appointed Messrs. M.g. Tanes and I.k.
Lyras, As Members of the Audit Committee of the
Board of Directors; All of the Above Shall be
Elected for the Remainder of the Present Board of
Directors Tenure Non-Voting
6. Election of A New Board of Directors Due to the
Expiry of Its Tenure, Appointment of Independent
Members, As Well As of Members of the Audit
Committee and Conferment of the Title of Honorary
Chairman of the Board of Directors: As A Result of
the Expiration of the Present Board S Tenure, the
Election of A New Board of Directors of the Bank,
with A Four-year Tenure, is Proposed, Comprising
the Following Persons: Executive Members: Demetrios
P. Mantzounis, Spyros N. Filaretos, Artemis Ch.
Theodoridis, George C. Aronis. Non-executive
Members: Vassilios T. Rapanos, Minas G. Tanes,
Pavlos A. Apostolides, Efthimios O. Vidalis,
Evangelos J. Kaloussis, Ioannis K. Lyras, Ibrahim
S. Dabdoub, Ioanna E. Papadopoulou, Shahzad A.
Shahbaz. Non-executive Member, in Accordance with
Law 3723/2008: the Greek State, Represented by Mr.
Sarantis-evangelos G. Lolos. Non- Executive Member,
in Accordance with Law 3864/2010: Panagiota S.
Iplixian, As Representative, and Upon Instruction
of the Hellenic Financial Stability Fund. It is
Also Proposed That the Following Persons are
Appointed As Non-executive Independent Members:
Minas G. Tanes, Pavlos A. Apostolides, Evangelos J.
Kaloussis, Ioannis K. Lyras, Ibrahim S. Dabdoub,
Shahzad A. Shahbaz. in Application of Article 37 of
Law 3693/2008, It is Proposed That the Following
Members are Appointed to the Audit Committee of the
Board of Directors: Evangelos J. Kaloussis, Minas
G. Tanes, Ioannis K. Lyras, Panagiota S. Iplixian.
Finally, in View of His Highly Significant
670
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contribution to the Development and the Progression
of the Operations of the Bank, It is Proposed That
the Title of Honorary Chairman of the Board of
Directors be Conferred Upon the Outgoing Member and
Chairman of the Board of Directors, Mr. Yannis S.
Costopoulos, As Per Article 8.2 of the Articles of
Incorporation Management For Voted - For
7. Renewal of the Validity of the Authority (articles
13 Para. 1 Case (b) and 3a Para. 3 Section First of
Codified Law 2190/1920) Granted by the General
Meeting to the Board of Directors of the Bank: (i)
to Increase the Share Capital of the Bank, Through
the Issuance and Distribution of New Shares, the
Amount Whereof Shall be Paid in Cash And/or by
Contribution in Kind, and (ii) to Issue A Bond Loan
Convertible Into Shares Issued by the Bank Management For Voted - For
8. Grant of Authority, Under Article 23, Para. 1 of
Codified Law 2190/1920, to the Members of the Board
of Directors and the General Management, As Well As
to Managers, to Participate in the Boards of
Directors Or the Management of Companies Having
Similar Purposes Management For Voted - For
ATHENS WATER SUPPLY AND SEWERAGE COMPANY, GALATSI
CUSIP: X0257L107
Meeting Date: 26-Jul-13 Meeting Type: ExtraOrdinary General Meeting
1. Amendment of Article 5 of the Company's Statute Management For Abstain
2. Profits Distribution from Previous Financial Years
Coming from the Account Balance of Profit Brought
Forward Management For Voted - For
3. Ratification of the Election of an Independent
Member of the Company's Bod Management For Voted - For
4. Ratification of the Election of the Company's Audit
Committees Members Management For Voted - For
5. Various Announcements Management For Voted - For
Meeting Date: 23-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 04
Nov 2013 at 11 O' Clock. Also, Your Voting-
Instructions Will Not be Carried Over to the Second
Call. All Votes Received-on This Meeting Will be
Disregarded and You Will Need to Reinstruct on
The-repetitive Meeting. Thank You Non-Voting Non-Voting
1. Resolution on the Stipulation of the Provision of
the Article 45 of L.4179/2013 Government Gazette A
175, Regarding the Issue of the Settlement of Cross
Claims Between the Greek Government and Eydap Sa
Arising Under the Contract Dated 9.12.1999 Signed
in Pursuance of Article 2 Paragraph 2 of
671
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
L.2744/1999 Issue Settling of the Water Supply and
Sewerage Company Eydap and Other Provisions Management For Abstain
2. Various Announcements Management For Voted - For
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
09 Dec 2013: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be an A
Repetitive Meeting on 07 Jan 2014 at 11:00 Am.
Also, Your Voting-instructions Will Not be Carried
Over to the Second Call. All Votes Received-on This
Meeting Will be Disregarded and You Will Need to
Reinstruct on the Rep-etitive Meeting. Thank You. Non-Voting Non-Voting
1. Decision on the Provisions of Art. 45 of L.
4179/2013 (government Gazette A-175), As Finally
Reprinted Due to Error, Regarding the Issue of
Settlement of Cross-claims Between the Greek
Government and Eydap Sa Arising Under the Contract
Dated 09/12/1999 Singed in Pursuance of Art.2 Par.2
of L.2744/1999 'issue Settling of the Water Supply
and Sewerage Company (eydap) and Other Provisions Management For Voted - For
2. Various Announcements Management For Voted - For
09 Dec 2013: Please Note That This is A Revision
Due to Modification of Quorum-comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pr-oxy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 12
May 2014 at 11:00. Also, Your Voting
Instructions-will Not be Carried Over to the Second
Call. All Votes Received on This-meeting Will be
Disregarded and You Will Need to Reinstruct on the
Repetitive-meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval of the Annual Financial
Statements, According to the I.f.r.s. for the
Financial Year 1.1.2013 - 31.12.2013, the Bod
Report and the Independent Auditors' Report of the
Company Management For Voted - For
2. Exemption of the Bod Members and the Chartered
Auditor from Any Responsibility for Compensation,
During the Financial Year 1.1.2013 - 31.12.2013 Management For Voted - For
3. Approval of Dividend Distribution Concerning
Profits of Fiscal Year 2013 and Distribution of Tax
Free Reserve, According to the Article 72, L.
4172/2013, to the Shareholders and Determination of
Shareholders Entitled to Receive the Dividend and
of Dividend Payment Date Management For Voted - For
4. Approval of the Remunerations Paid for the Chairman
of the Bod and the Chief Executive Officer for the
Financial Year 2013, Accountably for the Period
Starting from 1.1.2014 Until 30.4.2014 and Approval
672
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Advance of the Relevant Remunerations for the
Period Starting from 1.5.2014 to 30.06.2015 Management For Voted - For
5. Approval of the Remunerations Paid and
Compensations for the Bod Members, the Secretary of
the Bod and the Members of the Audit Committee for
the Financial Year 2013, Accountably for the Period
Starting from 1.1.2014 Until 30.4.2014 and Approval
in Advance of the Relevant Remunerations and
Compensations for the Period Starting from 1.5.2014
to 30.06.2015 Management For Voted - For
6. Selection of Audit Company and Approval of
Remuneration for Auditing the Annual Financial
Statements, Reporting on the Review of Interim
Condensed Financial Statements and for Granting the
Tax Certificate of Fiscal Year 2014 Management For Voted - Against
7. Election of Member of the Audit Committee in
Replacement of Resigned Management For Voted - For
8. Various Announcements Management For Voted - For
BANK OF CYPRUS PUBLIC COMPANY LTD, NICOSIA
CUSIP: M16502128
Meeting Date: 10-Sep-13 Meeting Type: Ordinary General Meeting
1 To Receive and Consider the Directors' Report and
the Consolidated Financial Statements for the Year
2012 Management For Abstain
2 To Appoint the Auditors of the Company and
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
3 To Fix the Remuneration of the Members of the Board
of Directors Management For Voted - For
4 To Elect Members of the Board of Directors Management For Abstain
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
Please Note That This is A Postponement of the
Meeting Held on 10 Sep 2013-only for Resolutions 1
and 2. Non-Voting Non-Voting
1 To Receive and Consider the Directors' Report,
Auditor's Report and the Consolidated Financial
Statements of the Company for the Year 2012 and the
Board of Directors' Remuneration Report for the
Year 2012 Management For Voted - For
2 To Appoint the Auditors of the Company and
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
673
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COCA COLA HELLENIC BOTTLING COMPANY
CUSIP: 191223106 TICKER: CCH
Meeting Date: 25-Jun-14 Meeting Type: Annual
1 Receipt of the 2013 UK Annual Report and the
2012/2013 Report on Financial Statements and Other
Information Required Under Swiss Law, As Well As
Approval of the Annual Management Report, the
Stand-alone Financial Statements and the
Consolidated Financial Statements Management For Voted - For
2 Advisory Vote on the Remuneration Report Management For Voted - Against
3 Advisory Vote on the Remuneration Policy Management For Voted - Against
4 Appropriation of Reserves/declaration of Dividend Management For Voted - For
5 Discharge of the Members of the Board of Directors
and the Members of the Operating Committee Management For Voted - For
6 Amendment of Articles of Association Management For Voted - Against
7A1 Re-election of George A. David As A Member of the
Board of Directors and Election As the Chairman of
the Board of Directors (in A Single Vote) Management For Voted - For
7A2 Re-election of Antonio D'amato As A Member of the
Board of Directors and Election As A Member of the
Remuneration Committee (in A Single Vote) Management For Voted - For
7A3 Re-election of Sir Michael Llewellyn- Smith As A
Member of the Board of Directors and Election As A
Member of the Remuneration Committee (in A Single
Vote) Management For Voted - For
7A4 Re-election of Susan Kilsby As A Member of the
Board of Directors and Election As A Member of the
Remuneration Committee (in A Single Vote) Management For Voted - For
7A5 Re-election of Dimitris Lois As A Member of the
Board of Directors Management For Voted - For
7A6 Re-election of Anastassis G. David As A Member of
the Board of Directors Management For Voted - For
7A7 Re-election of Irial Finan As A Member of the Board
of Directors Management For Voted - For
7A8 Re-election of Christos Ioannou As A Member of the
Board of Directors Management For Voted - For
7A9 Re-election of Nigel Macdonald As A Member of the
Board of Directors Management For Voted - For
7B1 Election of Anastasios I. Leventis As A Member of
the Board of Directors Management For Voted - For
7B2 Election of Christo Leventis As A Member of the
Board of Directors Management For Voted - For
7B3 Election of Jose Octavio Reyes As A Member of the
Board of Directors Management For Voted - For
7B4 Election of John P. Sechi As A Member of the Board
of Directors Management For Voted - For
8 Election of the Independent Proxy Management For Voted - For
9A Re-election of the Statutory Auditor Management For Voted - For
674
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9B Advisory Vote on Re-appointment of the Independent
Registered Public Accounting Firm for UK and Us
Purposes Management For Voted - For
9C Re-election of the Audit Expert for Audits of
Capital Increases Management For Voted - For
10 If Additional Or Amended Proposals (to Existing Or,
If Admissible, New Agenda Items) are Submitted, I
Instruct the Depositary to Vote the Shares
Represented by My Adss As Follows: "for" = in
Accordance with the Recommendation of the Board of
Directors "against" = Against the Proposal
"abstain" = to Abstain Management For Voted - Against
COCA-COLA HBC AG, STEINHAUSEN
CUSIP: H1512E100
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Part 2 of This Meeting is for Voting on Agenda and
Meeting Attendance Requests-only. Please Ensure
That You Have First Voted in Favour of the
Registration O-f Shares in Part 1 of the Meeting.
It is A Market Requirement for Meetings Of-this
Type That the Shares are Registered and Moved to A
Registered Location At-the Csd, and Specific
Policies at the Individual Sub-custodians May Vary.
Upo-n Receipt of the Vote Instruction, It is
Possible That A Marker May be Placed-on Your Shares
to Allow for Reconciliation and Re-registration
Following A Tra- De. Therefore Whilst This Does Not
Prevent the Trading of Shares, Any That
Are-registered Must be First Deregistered If
Required for Settlement. Deregistrat-ion Can Affect
the Voting Rights of Those Shares. If You Have
Concerns Regardi-ng Your Accounts, Please Contact
Your Client Representative Non-Voting Non-Voting
1 Receipt of the 2013 UK Annual Report and the
2012/2013 Report on Financial Statements and Other
Information Required Under Swiss Law, As Well As
Approval of the Annual Management Report, the
Stand-alone Financial Statements and the
Consolidated Financial Statements Management For Voted - For
2 Advisory Vote on the Remuneration Report Management For Voted - Against
3 Advisory Vote on the Remuneration Policy Management For Voted - Against
4 To Declare A Dividend of Eur 0.354 on Each Ordinary
Registered Share of Coca-cola Hbc Ag with A Par
Value of Chf 6.70 Out of the General Capital
Contribution Reserve, As Shown in the Stand-alone
Financial Statements (capped at an Amount of Chf
200,000,000) Management For Voted - For
5 Discharge of the Members of the Board of Directors
and the Members of the Operating Committee Management For Voted - For
6 To Amend Articles 11 No. 2, 5 and 6, 16 Para. 2 and
5, 18, 23 Para. 1, 24 Para. 1 and 3, 25 Para. 3 No.
675
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7, 27, 30, 32 Through 39 of the Articles of
Association of Coca-cola Hbc Ag (plus Certain
Editorial Changes). This is Made in Order to
Address the Requirements of the Swiss Ordinance
Against Excessive Compensation in Listed Companies,
Which Entered Into Force on 1 January 2014 Management For Voted - Against
7.1.1 Re-election of George A. David As A Member of the
Board of Directors and Election As the Chairman of
the Board of Directors Management For Voted - For
7.1.2 Re-election of Antonio D Amato As A Member of the
Board of Directors and Election As A Member of the
Remuneration Committee Management For Voted - For
7.1.3 Re-election of Sir Michael Llewellyn- Smith As A
Member of the Board of Directors and Election As A
Member of the Remuneration Committee Management For Voted - For
7.1.4 Re-election of Susan Kilsby As A Member of the
Board of Directors and Election As A Member of the
Remuneration Committee Management For Voted - For
7.1.5 Re-election of Dimitris Lois As A Member of the
Board of Directors Management For Voted - For
7.1.6 Re-election of Anastassis G. David As A Member of
the Board of Directors Management For Voted - For
7.1.7 Re-election of Irial Finan As A Member of the Board
of Directors Management For Voted - For
7.1.8 Re-election of Christos Ioannou As A Member of the
Board of Directors Management For Voted - For
7.1.9 Re-election of Nigel Macdonald As A Member of the
Board of Directors Management For Voted - For
7.2.1 Election of Christo Leventis As A Member of the
Board of Directors Management For Voted - For
7.2.2 Election of Anastasios I. Leventis As A Member of
the Board of Directors Management For Voted - For
7.2.3 Election of Jose Octavio Reyes As A Member of the
Board of Directors Management For Voted - For
7.2.4 Election of John P. Sechi As A Member of the Board
of Directors Management For Voted - For
8 To Elect Ms. Ines Poeschel, Kellerhals Attorneys at
Law, Zurich, Switzerland, As the Independent Proxy
of Coca-cola Hbc Ag Management For Voted - For
9.1 Re-elect PricewaterhouseCoopers Ag, Switzerland, As
the Statutory Auditor of Coca-cola Hbc Ag Management For Voted - For
9.2 Approve, by Way of an Advisory Vote, the
Re-appointment of PricewaterhouseCoopers S.a.,
Greece, As the Independent Registered Public
Accounting Firm of Coca-cola Hbc Ag for the
Purposes of Reporting Under the Applicable Rules of
the UK S Financial Conduct Authority and United
States Securities Laws Management For Voted - For
9.3 Re-elect Ernst & Young Ag, Switzerland, As Audit
Expert for Audits of Capital Increases Management For Voted - For
Please Note That If You Hold Cdi Shares and
Participate in This Meeting, Your-shares Will be
Transferred to an Escrow Account by Your Custodian.
Shares May-be Blocked During This Time Non-Voting Non-Voting
676
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ELLAKTOR SA, ATHENS
CUSIP: X1959E102
Meeting Date: 08-Jul-13 Meeting Type: Ordinary General Meeting
Please Note That This is A Postponement Meeting and
Clients are Required To-submit New Voting
Instructions. Thank You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-repetitive Meeting on 22
Jul 2013. Also, Your Voting Instructions Will Not
Be-carried Over to the Second Call. All Votes
Received on This Meeting Will Be-disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting. Thank-you. Non-Voting Non-Voting
1. Renewal, Pursuant to Article 13 Par. 1 Section. C
Cl 2190.1920, of the Authorizations of the Bod to
Issue Bonds Pursuant to the Provisions of Paragraph
2 of Article 1 of Law 3156.2003 Management For Abstain
2. Renewal, Pursuant to Article 13 Par. 1 Section. C
Cl 2190.1920, of the Authorizations of the Bod to
Increase Co's Share Capital Management For Abstain
Meeting Date: 27-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 10
Mar 2014. Also, Your Voting Instructions Will
Not-be Carried Over to the Second Call. All Votes
Received on This Meeting Will-be Disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting.-thank You Non-Voting Non-Voting
1. Election of New Member of the Audit Committee in
Replacement of Its Deceased Member, Pursuant to
Article 37 of Law 3693/2008 Management For Abstain
2. Various Announcements Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 08
Jul 2014 and A B Repetitive Meeting on 22 Jul-2014.
Also, Your Voting Instructions Will Not be Carried
Over to the Second-call. All Votes Received on This
Meeting Will be Disregarded and You Will-need to
Reinstruct on the Repetitive Meeting. Thank You Non-Voting Non-Voting
1. Approval of the Adjusted Financial Statements for
the Financial Year 01.01.2012-31.12.2012 Management For Voted - For
2. Submission for Approval of the Annual Financial
Statements and the Annual Consolidated Financial
Statements for the Financial Year That Ended on
31.12.2013, Together with the Relevant Director and
Certified Auditor-accountant Reports Management For Voted - For
677
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Release of the Board of Directors and the Certified
Auditor- Accountant from Any Liability for Damages
with Regard to the Company's Management and Control
Respectively, for the Financial Statements of the
Financial Year 2013, in Accordance with Article 35
of Codified Law 2190/1920 Management For Voted - For
4. Approval of Fees and Remunerations, Which Have Been
Paid to Members of the Board of Directors, Pursuant
to Article 24 Par. 2 of Codified Law 2190/1920, for
the Financial Year 2013 and Preliminary Approval of
Relevant Fees and Remunerations, Which Will be
Paid, for the Current Year 2014, for the Same Reason Management For Abstain
5. Election of One Ordinary and One Replacement
Certified Auditor- Accountant to Perform the Audit
for the Financial Year 2014, and Determination of
Their Fees Management For Voted - For
6. Grant of Permission Pursuant to Article 23 Par. 1
of Codified Law 2190/1920, to Members of the Board
of Directors and Company Managers to Participate in
Boards of Directors Or in the Management of
Companies Within the Group Or of Other Companies,
Even If Such Companies are Pursuing Similar
Objectives Management For Voted - For
7. Grant of Permission Pursuant to Article 23(a) of
Codified Law 2190/1920, to Enter Into, Extend Or
Renew the Validity of Contracts Concluded by the
Company with Its Affiliates, Within the Meaning of
Article 42(e) Par. 5 of Codified Law 2190/1920 Management For Voted - For
8. Validation of the Decision of the Board of
Directors of the Company on the Election of A
Director Management For Voted - For
9. Election of New Board of Directors, Appointment of
Its Independent Members, in Accordance with Law
3016/2002, As in Force, and the Company's Articles
of Association Management For Voted - Against
10. Election of the Members of the Audit Committee As
Per Article 37 of Law 3693/2008 Management For Voted - For
11. Offsetting of Tax Losses Against the Untaxed
Reserves of Law 2238/1994 That Were Formed Until
31.12.2013 in Accordance with the Provisions of
Article 72 Par. 12 of Law 4172/2013 and Taxation of
the Rest of the Reserves in Accordance with the Law
Provisions As in Force Management For Voted - For
12. Various Announcements Management For Voted - For
EUROBANK PROPERTIES REAL ESTATE INVESTMENT CO, ATT
CUSIP: X2379J101
Meeting Date: 14-Apr-14 Meeting Type: Ordinary General Meeting
1. Annual Financial Statements of the Year 2013.
Directors and Auditors' Reports. Distribution of
Profits from Past Years Management For Voted - For
678
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Release of Members of the Board of Directors and
Auditors from All Liability for Compensation
Arising from the Year 2013 Management For Voted - For
3. Election of A Certified Auditors Accountants' Firm
for the Year 2014 and Setting of Its Remuneration Management For Voted - For
4. Appointment of Valuers for the Year 2014 and
Setting of Their Remuneration Management For Voted - For
5. Approval of Contracts and Fees As Per Articles 23a
and 24 of Codified Law 2190/1920- Preapproval of
Fees for the Year 2014 Management For Voted - For
6. Acquisition of Treasury Shares As Per Article 16 of
Codified Law 2190/1920 Management For Voted - For
7. Other Announcements Management For Voted - For
FOLLI FOLLIE S.A., ATTICA
CUSIP: X1890Z115
Meeting Date: 20-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 01
Jul 2014. Also, Your Voting Instructions Will
Not-be Carried Over to the Second Call. All Votes
Received on This Meeting Will-be Disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting.-thank You Non-Voting Non-Voting
1. Approval of the Annual Company's and Consolidated
Accounts of the Fiscal Year Between 1st January
2013 and 31st December 2013, After the Hearing of
the Board of Directors Reports on the Realization
of the Above Fiscal Year, and the Chartered
Accountant Management For Voted - For
2. Decision About the Distribution of Net Profit of
the Year 1st January to 31st December 2013 and Non
Distribution of Dividend to the Shareholders Management For Voted - For
3. Discharge of the Members of the Board of Directors
and of the Chartered Accountants from Every
Liability for Damages for the Year 2013 Management For Voted - For
4. Election of A Regular and Substitute Chartered
Accountant for the Year 2014 and Specification of
Their Payment for This Year Management For Voted - For
5. Approval of All Types of Payments and Compensations
of the Members of the Board of Directors Which Were
Paid on the Year 2013 and Preapproval of All Types
of Payments and Compensations for the Year 2014 Management For Abstain
6. Approval of Provision of Guarantees, Facilities
Including Share Capital Increases in Favour of
Affiliated Companies of the Group According to
Article 42 E Par. 5 of Cl 2190/1920 and
Authorization to the Board of Directors for the
Materialization of the Said Decision Management For Voted - For
7. Issuance of Convertible Bonds Up to Eur250,000,000
According to Article 3a of the Codified Law
679
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2190.1920 and Article 8 of the Law 3156.2003 with
Bonds Convertible to Ordinary Registered Shares of
the Company Through Cancelation of the Preference
Preemptive Subscription Management For Voted - For
Right of Existing Shareholders from the Issue of
These Securities . Resolution on the Authorization
to the Board of Directors with the Express Right to
Further Delegate These Powers , for Further
Negotiation and Particularization of the Terms for
the Issuance of the Bond, Including But Not Limited
to the Duration of the Bond, the Conversion Ratio
and the Time and Method for Exercising the Stock
Option and the Conversion Right, and for
Guaranteeing Any Issuance of These Securities by
Group Companies Non-Voting
8. Approval of A Program for Buying Owned Shares Or
Amendment of the Existing Program for Buying Owned
Shares by the Company Adopted on the General
Meeting of June 14, 2013 and Decision on the
Minimum Price of Acquisition at 4 Euros and Maximum
Price at 40 Euros Management For Abstain
9. Increase of the Share Capital by Capitalization of
A Part of the Reserves Above Par Value, by Way of
Increase of Nominal Value of the Share Management For Abstain
10. Equal Reduction of the Share Capital, Return of
Cash to the Shareholders, Reduction of the Nominal
Value of the Share and Provision of the Necessary
Authorizations to the Board of Directors of the
Company in Relation to the Return of the Amount of
the Reduction of the Capital to the Shareholders in
Cash, the Record Date and the Date of the
Commencement of the Payment of This Return of Cash Management For Abstain
11. Modification of the Distinctive Title of the
Company from Folli Follie Group to Ff Group Management For Voted - For
12. Modification of Articles 1 and 5 of the Company's
Corporation Charter Management For Abstain
13. Election of the New Members of the Board of
Directors Management For Abstain
14. Various Announcements, Authorizations and Decisions Management For Voted - Against
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP
CUSIP: X3232T104
Meeting Date: 07-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
249404 Due to Change in Vo-ting Status of
Resolution 1. All Votes Received on the Previous
Meeting Will B-e Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Thank Yo-u. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be an A-repetitive Meeting on 18
Nov 2013. Also, Your Voting Instructions Will Not
Be-carried Over to the Second Call. All Votes
680
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Received on This Meeting Will be D-isregarded and
You Will Need to Reinstruct on the Repetitive
Meeting. Thank Yo-u Non-Voting Non-Voting
1. Announcement of the Election of Board Members in
Replacement of the Resigned M-embers and for the
Remainder of Their Term in Office. Announcement of
the Prov-isional Appointment of New Members of the
Audit Committee in Replacement of Th-e Resigned
Members and for the Remainder of Their Term in
Office Non-Voting Non-Voting
2. Determination of the Number of the Members of the
Board of Directors and Election of the New Board of
Directors Management For Voted - Against
3. Appointment of the Members of the Audit Committee,
in Accordance with Article 37, Paragraph 1 of Law
No 3693/2008 Management For Voted - For
4. Granting of Leave According to Article 23,
Paragraph 1, of Law No 2190/1920 and Article 24 of
the Articles of Association of the Corporation to
the Members of the Board of Directors of the
Corporation and Any Persons Who are in Any Way
Involved in the Management of the Corporation, the
General Managers, the Managers for Their
Participation in the Boards of Directors Or in the
Management of the Corporations of the Corporate
Group and of the Affiliated Corporations, Within
the Meaning of Article 42e, Paragraph 5 of Law
2190/1920 and Therefore, the Conducting on Behalf
of the Affiliated Companies of Acts Falling Within
the Corporation's Objectives Management For Voted - For
5. Granting of Special Leave According to Article 23a
of Law No 2190/1920 for the Conclusion of A Fixed-
Term Employment Contract with the Ceo and Chairman
of the Board of Directors of the Corporation, Mr
Kamil Ziegler, the Approval of the Basic Terms
Thereof and the Granting of an Authorization to the
Board of Directors to Sign the Contract Management For Voted - For
6. Granting of Special Leave According to Article 23a
of Law No 2190/1920 for the Conclusion of A Fixed-
Term Employment Contract with the Executive Member
of the Board of Directors Mr Michal Houst, the
Approval of the Basic Terms Thereof and the
Granting of an Authorization to the Board of
Directors to Sign the Contract Management For Voted - For
Meeting Date: 22-May-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 03
Jun 2014 and B Repetitive Meeting on 16 Jun
2014.-also, Your Voting Instructions Will Not be
Carried Over to the Second Call.-all Votes Received
on This Meeting Will be Disregarded and You Will
Need To-reinstruct on the Repetitive Meeting. Thank
You Non-Voting Non-Voting
681
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1. Approval of the Restated Separate and Consolidated
Financial Statements for the Thirteenth (13rd)
Fiscal Year (january 1st, 2012 Until December 31st,
2012) Management For Voted - For
2. Submission and Approval of Both the Board of
Directors' Report and Auditors' Report for the
Annual Financial Statements for the Fourteenth
(14th) Fiscal Year (1st of January 2013 to the 31st
of December 2013) Management For Voted - For
3. Submission and Approval of the Separate and
Consolidated Financial Statements for the
Fourteenth (14th) Fiscal Year (january 1st, 2013
Until December 31st, 2013) Management For Voted - For
4. Approval of Earnings Distribution for the
Fourteenth (14th) Fiscal Year (1st of January 2013
to 31st of December 2013) Management For Voted - For
5. Discharge of the Members of Board of Directors and
the Statutory Auditors from Any Liability for
Compensation for the Realized (management) for the
Fourteenth (14th) Fiscal Year (january 1st, 2013
Until December 31st, 2013), and Approval of
Management and Representation Actions of the Board
of Directors of the Company Management For Voted - For
6. Approval of the Members of the Board of Directors'
Compensation and Remuneration for Their
Participation in the Board of Directors for the
Fourteenth (14th) Fiscal Year (january 1st, 2013
Until December 31st, 2013) Management For Voted - For
7. Approval of Compensation and Remuneration to the
Executive Members of the Board of Directors
Pursuant to Article 24, Paragraph 2 of Codified Law
2190/1920 As in Force Management For Voted - For
8. Pre-approval of the Remuneration and Compensation
of the Members of the Company's Board of Directors
for the Current Fifteenth (15th)fiscal Year
(commencing on January 1st, 2014 Until December
31st, 2014) Management For Voted - For
9. Appointment of Statutory and Substitute Certified
Auditors for the Audit of the Financial Statements
for the Current Fifteenth (15th) Fiscal Year
(january 1st, 2014 Until December 31st, 2014), the
Issuance of the Annual Tax Certificate and
Determination of Their Fees: the Board of
Directors, Upon the Recommendation of the Company's
Audit Committee in Accordance with the Specific
Stipulations of Article 37, Par. 3 of Law
3693/2008, As Currently in Force, Recommends to the
General Meeting of Shareholders That the Statutory
Audit of the Separate and Consolidated Financial
Statements for the Fifteenth (15th) Fiscal Year
(1st of January 2014 to 31st December 2014) be
Carried Out, on the Basis of the Most Competitive
Offer, by Mrs. Chrisoula Douka (soel Reg. No.
37551) and Mr. Michael Kokkinos (soel Reg. No.
12701), Acting As Statutory Auditors and Mr.
682
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Anastasios Panagides (soel Reg. No. 37581) and Mr.
Filippos Kassos (soel Reg. No. 26311 ), Acting As
Substitute Auditors, from the Certified Auditing
Accounting Company ''kpmg'', for an Annual Fee
Amounting to Eur 115,000.00 Plus Vat. the
Remuneration of the Above Auditing Firm for the
Issuance of the Annual Tax Certificate As Provided
for in Article 82, Par. 5 of Law 2238/2011, Amounts
to Eur 95,000.00 Plus Vat. Note That the Auditing
Company 'pricewaterhousecoopers S.a. ' Was Paid Eur
120,000.00 Plus Vat for the Audit for the Fiscal
Year 2013 and A Further Eur 120,000.00 Plus Vat for
the Issuance of the Annual Tax Certificate Management For Voted - For
10. Articles of Association Issues: (a) Deletion of
Articles 9, 19, 21, 23, 28, 29, 36, 39, 40, 43, 48,
49 and 50, Amendment of the Articles 1, 2, 3, 4, 5,
7, 12, 13, 15, 16, 17, 18, 20, 22, 24, 25, 27, 31,
35, 37, 38, 41 and 44 and Renumbering of the
Articles 10, 11, 12, 13, 14, 15, 16, 17, 18, 20,
22, 24, 25, 26, 27, 30, 31, 32, 33, 34, 35, 37, 38,
41, 42, 44, 45, 46 and 47 and (b) Configuration of
the Articles of Association in A Single Text Management For Voted - For
11. Provision of Permission Pursuant to Article 23,
Paragraph 1 of Codified Law 2190/1920, to the Bod
Members and the Officers of the Company's General
Directorates and Divisions for Their Participation
in the Boards of Directors Or in the Management of
the Group's Subsidiaries and Affiliates, As Defined
in Article 42, Paragraph 5 of Codified Law 2190/1920 Management For Voted - For
HELLENIC PETROLEUM S.A., ATHENS
CUSIP: X3234A111
Meeting Date: 02-Sep-13 Meeting Type: ExtraOrdinary General Meeting
1. Approval of the Sale of Hellenic Petroleum Sa
Participation in Desfa S.a. Management For Voted - For
2. Approval of the Change in the Composition of the
Audit Committee in Accordance with the Provisions
of Law 3693/2008 Management For Voted - For
Meeting Date: 30-Jun-14 Meeting Type: Ordinary General Meeting
1. Management Review of the 38th Corporate Fiscal Year
1.1.2013 31.12.2013 and Submission of the Board of
Directors Management Report As Well As the
Certified Auditors Report for the Annual Financial
Statements in Accordance with the International
Financial Reporting Standards, Including the Groups
Consolidated Financial Statements, for Fiscal Year
2013 Management For Voted - For
2. Approval of the Company's Financial Statements and
the Groups Consolidated Financial Statements, in
Accordance with the International Financial
683
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Reporting Standards, Together with Relevant Reports
for Fiscal Year 2013 Management For Voted - For
3. Profit Distribution Approval Management For Voted - For
4. Acquittal of the Board of Directors Members and
Auditors from Any Liability for Compensation for
Fiscal Year 2013, Pursuant to Article 35 of
Codified Law 2190.1920 Management For Voted - For
5. Approval of Remuneration and Fees to the Members of
the Board of Directors for 2013 and Determination
of 2014 Remuneration and Fees. Approval of Mandate
Agreement Between the Company and the Chairman of
the Board of Directors, As Well As the Renewal of
the Employment Contract Between the Company and the
Chief Executive Officer Management For Voted - For
6. Appointment of Certified Auditors for Fiscal Year
2014, in Accordance with the Provisions of the
Company's Articles of Association and Determination
of Their Remuneration Management For Voted - For
7. Amendment of Articles 11, Par 2. Points B, C, Par.
3, Par.4 18 Par.2, 26 Par.6 Points A.b.c, Par.9 of
the Company's Articles of Association Management For Voted - For
8. Amendment of the Current Stock Option Plan of
Hellenic Petroleum S.a., in Accordance with Article
13 Par. 9 of Codified Law 2190.1920 Management For Voted - For
10 Jun 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 1. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT
CUSIP: X3258B102
Meeting Date: 30-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
262960 As the Meeting to B-e Held on 18 Dec 2013
Got Cancelled and New Meeting Was Announced on 30
Dec 20-13 with Addition of Resolutions and Change
in Record Date from 12 Dec 2013 To-24 Dec 2013. All
Votes Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be an A-repetitive Meeting on 14
Jan 2014 at 16:00 Hrs with Record Date: 09 Jan
2014-and A B Repetitive Meeting on 29 Jan 2014 at
16:00 Hrs with Record Date: 24 Ja-n 2014. Also,
Your Voting Instructions Will Not be Carried Over
to the Second-call. All Votes Received on This
Meeting Will be Disregarded and You Will Need-to
Reinstruct on the Repetitive Meeting. Thank You Non-Voting Non-Voting
1. Announcement of the Election of New Board Members,
in Replacement of Resigned Members, in Accordance
684
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with Article 9 Par. 4 of the Company's Articles of
Incorporation Management For Voted - For
2. Appointment of Members of the Audit Committee,
Pursuant to Article 37 of Law 3693/2008 Management For Abstain
3. Approval for Covering Domestic Travel / Sojourn
Expenses of Board Members for Their Attendance at
the Meetings of the Board and Its Committees Management For Voted - For
4. Granting by the General Shareholders' Meeting
Special Permission, Pursuant to Article 23a of
C.l.2190/1920, for Entering Into the Separate
Agreements ("service Arrangements") Between Ote
S.a. and Ote Group Companies on the One Hand and
Deutsche Telecom Ag (dtag) and Telekom Deutschland
Gmbh (td Gmbh) on the Other Hand for the Rendering
for Year 2014 of Specific Services Within the
Framework of the Approved "framework Cooperation
and Service Agreement" / Assignment of Relevant
Powers Management For Voted - For
5. Amendment of Independent Services Agreement of an
Executive Board Member Management For Voted - For
6. Capitalization of Tax-free Reserves from Non-
Taxable Profits of Previous Years, According to
L.4172/2013, by Increasing the Nominal Value of Ote
S.a. Share at an Amount to be Determined by the
General Meeting Management For Abstain
7. Amendment of Article 5 (share Capital) of the Ote
S.a. Articles of Incorporation, Due to
Capitalization of Tax-free Reserves Management For Abstain
8. Miscellaneous Announcements Management For Voted - For
12 Dec 13: Please Note That Resolution 1 Does Not
Carry Voting Rights. Thank Y-ou. Non-Voting Non-Voting
12 Dec 13: Please Note That This is A Revision Due
to Receipt of Comment. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 15
May 2014 and B Repetitive Meeting on 27 May
2014,-also, Your Voting Instructions Will Not be
Carried Over to the Second Call.-all Votes Received
on This Meeting Will be Disregarded and You Will
Need To- Reinstruct on the Repetitive Meeting.
Thank You Non-Voting Non-Voting
1. Approval of the Amendment of Article 2 (object) of
the Company's Articles of Incorporation Management For Voted - For
2. Granting of A Special Permission, Pursuant to
Article 23a of C.l.2190/1920, on the Conclusion of
A Brand License Agreement(s) Between Affiliated
Companies of Ote S.a., Namely Romtelecom and
Cosmote Romania (licensees) and Deutsche Telekom Ag
(licensor) and Approval of the Basic Terms of the
Agreement(s) Management For Voted - For
685
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Proportional Reduce of the Remuneration of the
Directors and the Executives of Ote, As Long As the
Medium Term Framework of Fiscal Strategy 2012-2015
is in Effect, According to Paragraph 2, Article 6
of Law 4092/2012 Management For Voted - For
4. Miscellaneous Announcements Management For Voted - For
16 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 25 Apr 2014 to 24
Apr 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
Meeting Date: 24-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-"a" Repetitive Meeting on
08 Jul 2014 and A "b" Repetitive Meeting on 21
Jul-2014. Also, Your Voting Instructions Will Not
be Carried Over to the Second-call. All Votes
Received on This Meeting Will be Disregarded and
You Will-need to Reinstruct on the Repetitive
Meeting. Thank You. Non-Voting Non-Voting
1. Submission for Approval of the Annual Financial
Statements of Ote S.a. (both Separate and
Consolidated) of the Fiscal Year 2013 (1/1/2013-
31/12/2013), with the Relevant Board of Directors'
and Certified Auditors' Reports / Proposal for Non-
Distribution of Dividend for the Fiscal Year 2013 Management For Voted - For
2. Exoneration of the Members of the Board of
Directors and the Certified Auditors of Any
Liability, for the Fiscal Year 2013, Pursuant to
Article 35 of C.l.2190/1920 Management For Voted - For
3. Approval of the Remuneration, Compensation and
Expenses of the Members of the Board of Directors
and Its Committees for the Fiscal Year 2013 and
Determination of Them for the Fiscal Year 2014 Management For Voted - For
4. Appointment of an Audit Firm for the Statutory
Audit of the Financial Statements of Ote S.a. (both
Separate and Consolidated), in Accordance with the
International Financial Reporting Standards, for
the Fiscal Year 2014 Management For Voted - For
5. Approval of the Insurance Coverage of Directors &
Officers of Ote S.a. and Its Affiliated Companies,
in the Context of Article 42e Par.5 of C.l.
2190/1920, Against Liabilities Incurred in the
Exercise of Their Competences, Duties and Functions
and Grant of Authorization to Sign the Relevant
Contract Management For Voted - For
6. Miscellaneous Announcements Management For Voted - For
686
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JUMBO S.A., MOSCHATO
CUSIP: X4114P111
Meeting Date: 06-Nov-13 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-"a" Repetitive Meeting on
20 Nov 2013 at 16:00 Hrs and A "b" Repetitive-
Meeting on 03 Dec 2013 at 16:00 Hrs. Also, Your
Voting Instructions Will Not-be Carried Over to the
Second Call. All Votes Received on This Meeting
Will-be Disregarded and You Will Need to Reinstruct
on the Repetitive Meeting.-thank You Non-Voting Non-Voting
1. Submission for Approval of the Annual Consolidated
and Company Financial Statements of the Fiscal Year
from 01.07.2012 to 30.06.2013, Which Were
Established in Compliance with the International
Accounting Standards Along with the Board of
Director's Annual Report, the Corporate Governance
Statement, the Explanatory Report of the Board of
Directors According to Articles 11a of the Law
3371/2005, Article 4 of the Law 3556/2007 and the
Law 3873/2010, the Notes of the Financial
Statements and the Chartered Accountants and
Auditors' Report Management For Voted - For
2. Submission for Approval of the Profit Distribution
for the Closing Fiscal Year from 01.07.2012 to
30.06.2013 and A Decision Taking Regarding the Non
Distribution of Dividend and the Transfer of
Retained Earnings of Total Amount of Eur
29.104.433,63 for the Benefit of the Capital
Structure of the Company (after the Deduction of
Taxes of Eur 19.546.726,73, the Reduction of the
Legal Reserve Amount of Eur 3.728.551,95 and the
Extraordinary Reserve Amount of Eur 64.997.338,00) Management For Voted - For
3. Discharge of the Members of the Board of Directors
and the Chartered Accountants and Auditors of the
Company from Any Liability for Compensation for
Their Activity During the Fiscal Year from
01.07.2012 to 30.06.2013: Vassilis Kazas (soel N
13281) and Panagiotis Christopoulos (soel N.28481)
of the Audit Firm Grant Thornton Chartered
Accountants Management Consultants S.a. Management For Voted - For
4. Appointment of Audit Firm for the Financial Year
from 01.07.2013 to 30.06.2014 and Approval of Their
Fee: Grant Thornton Chartered Accountants
Management Consultants S.a. Under Soel Reg. No. 127 Management For Voted - For
5. Final Approval of Fees for Some of the Members of
the Board of Directors for the Fiscal Year from
01.07.2011 to 30.06.2012 Management For Voted - For
6. Election of New Board of Directors for A Two-year
(2) Term of Service: the Following Seven (7)
Members of the New Board of Directors. the Term of
Service is Two Years and Expires on the Second Half
687
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of 2013: Four (4) Executive Members: 1.
Evaggelos-apostolos Vakakis, 2. Ioannis Economou,
3. Calliopi Vernadaki, 4. Evangelos Papaevangelou;
One (1) Non Executive Member: Paraskevi Kavoura;
and Two (2) Independent Non-executive Members: 1.
Georgios Katsaros, 2. Victor Asser Management For Voted - Against
7. Appointment of Members of the Audit and Define of
Its Responsibilities: the Following Members of the
Audit Committee According to the Article 37 of the
L. 3693/2008: 1. Paraskevi Kavoura, Non- Executive
Member 2. Georgios Katsaros, Independent
Non-executive Member 3. Victor Asser, Independent
Non-executive Member Management For Voted - For
8. Pre-approval of Fees for Some of the Members of the
Board of Directors for the Fiscal Year from
01.07.2013 to 30.06.2014 Management For Voted - For
15 Oct 2013: Please Note That This is A Revision
Due to Addition of Text in Re- Solution 4 and
Change in Text of Resolution 5. If You Have Already
Sent in You-r Votes, Please Do Not Return This
Proxy Form Unless You Decide to Amend Your-original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 12-Feb-14 Meeting Type: ExtraOrdinary General Meeting
17 Jan 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be an "a"
Repetitive Meeting on 24 Feb 2014 at 16 O' Clock
and A "b" Re-petitive Meeting on 07 Mar 2014
at 16 O' Clock. Also, Your Voting Instr-uctions
Will Not be Carried Over to the Second
Call/third Call. All Votes R-eceived on This
Meeting Will be Disregarded and You Will Need to
Reinstruct On- the Repetitive Meeting. Thank You Non-Voting Non-Voting
1. Share Capital Increase by A Total Amount of Eur
7,039, 613.98 Derived from the Capitalization of
the Following Existing Reserves A. by the Amount of
Eur 6,878,782.59 from Share Premium Account and B.
the Remaining Amount of Eur 160,831.39, Which Will
Take Place Through the Issue of 5,915,642 New
Common Shares of the Company of Nominal Value of
Eur 1.19 Each, Which Will be Distributed to the
Shareholders of the Company at A Ratio of One 1 New
Share for Every Twenty Two 22 Existing Shares.
Amendment of the Article 5 Par. A of the Company's
Articles of Association, by the Addition of A New
Last Paragraph, and Wording of the Statute in A
Single Text Management For Voted - For
2. Specific Decision Making by the General Meeting of
the Company's Shareholders, Subject to the
Formalities of Article 7b of Cl 2190/1920, for the
Reassign to the Board of Directors, As Set Out in
Article 13 Par. 1 Section. C of Cl 2190/1920 and
Law 3156/2003, the Right to Issue Common Bonds of
the Company Management For Abstain
688
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Jan 2014: Please Note That This is A Revision
Due to Modification in Text O- F Comment. If You
Have Already Sent in Your Votes, Please Do Not
Return This P-roxy Form Unless You Decide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
MARFIN INVESTMENT GROUP HOLDING SA, ATHENS
CUSIP: X5188E106
Meeting Date: 27-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-"a" Repetitive Meeting on
10 July 2014 and A "b" Repetitive Meeting on 24-
July 2014. Also, Your Voting Instructions Will Not
be Carried Over to The-second Call. All Votes
Received on This Meeting Will be Disregarded and
You-will Need to Reinstruct on the Repetitive
Meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval of the Individual and
Consolidated Annual Financial Statements of the
Fiscal Year 2013 and the Respective Reports of the
Board of Directors and the Chartered Accountants /
Auditors Management For Voted - For
2. Discharge of the Members of the Board of Directors
and the Chartered Accountants / Auditors from All
Liability with Regard to the Activities of Fiscal
Year 2013 Management For Voted - For
3. Appointment of Chartered Accountants / Auditors for
the Fiscal Year 2014 Management For Voted - For
4. Submission and Approval of the Report of Activities
of the Nomination and Remuneration Committee to the
Annual General Meeting of Shareholders Management For Abstain
5. Election of New Members in the Board of Directors.
Appointment of Independent Members in the Board of
Directors Management For Abstain
6. Election of the Company's Nomination and
Remuneration Committee Members Management For Abstain
7. Election of the Audit Committee's Members, Pursuant
to the Provisions of Article 37 of Law 3693/2008 Management For Abstain
8. Approval of Contracts and Remunerations in
Accordance with Articles 23a and 24 of Codified Law
2190/1920 Management For Voted - For
9. Updating the General Meeting on the New Convertible
Bond Loan of the Company, Which Was Resolved by the
General Meetings of Shareholders on 15.6.2011 and
24.10.2011 and Specified by the Board of Directors
at Its Meetings Held on 1.11.2011, 5.2.2013,
21.3.2013, 29.7.2013 and 21.11.2013 Pursuant to the
Provisions of Codified Law 2190/1920 and Law
3156/2003, As in Force. Granting Any Approvals
Required Management For Voted - For
10. Renewal of the Board of Directors' Power to Issue
Bond Loans Pursuant to the Provisions of Article 3a
689
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in Conjunction with Article 13 of Codified Law
2190/1920 and Article 1 of Law 3156/2003.
Modification of Article 5 Paragraph 2 of the
Articles of Incorporation of the Company Management For Abstain
11. Information with Regard to the Course of Activities
of the Company and Its Strategic Planning Management For Voted - For
METKA SA
CUSIP: X5328R165
Meeting Date: 18-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 01
Jul 2014 and A B Repetitive Meeting Will be Held-on
14 Jul 2014. Also, Your Voting Instructions Will
Not be Carried Over To-the Second Call. All Votes
Received on This Meeting Will be Disregarded
And-you Will Need to Reinstruct on the Repetitive
Meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval of the Revised Individual
and Consolidated Annual Financial Statements for
the Accounting Period from 01.01.2012 to
31.12.2012, Due to the Application of Ias 19
Employee Benefits Management For Voted - For
2. Submission and Approval of the Individual and
Consolidated Annual Financial Statements for the
Accounting Period from 01.01.2013 to 31.12.2013, of
the Relevant Board of Directors and Independent
Auditor's Reports, and of the Statement of
Corporate Governance in Accordance with Article 43
A Par.3 Item D of Codified Law C.l. 2190.1920 Management For Voted - For
3. Approval of Appropriation of Earnings of the
Financial Period from 01.01.2013 to 31.12.2013 and
Payment of Fees to the Members of the Board of
Directors from the Profits of the Aforementioned
Accounting Period in the Meaning of Article 24 of
C.l. 2190.1920. Granting of Authorisations Management For Voted - For
4. Release of the Members of the Board of Directors
and of the Company S Independent Auditors from Any
Liability for Damages in Connection with the
Management of the Accounting Period Ended on
31.12.2013 Management For Voted - For
5. Election of Regular and Alternate Independent
Auditors for Auditing the Financial Statements of
the Current Accounting Period in Accordance with
the Ias and Determination of Their Fee Management For Voted - For
6. Approval of the Fees of the Members of the Company
S Board of Directors for the Accounting Period from
01.01.2013 to 31.12.2013 Management For Abstain
7. Approval of Contracts As Per Article 23 A of C.l.
2190.1920 Management For Voted - For
8. Granting of Permission in Accordance with Article
23 Par. 1 of C.l. 2190.1920 to the Members of the
690
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Board of Directors and to the Managers Executives
of the Company to Participate in Boards of
Directors Or in the Direction of Group Companies
Pursuing the Same Or Similar Objects Management For Voted - For
9. Election of New Board of Directors Management For Abstain
10. Miscellaneous Items Announcements Concerning the
Course of the Company and of Its Subsidiaries and
Affiliated Undertakings Management For Voted - For
MOTOR OIL (HELLAS) CORINTH REFINERIES SA, ATHENS
CUSIP: X55904100
Meeting Date: 19-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 03
Jul 2014 at 14:00 Hrs. Also, Your Voting-
Instructions Will Not be Carried Over to the Second
Call. All Votes Received-on This Meeting Will be
Disregarded and You Will Need to Reinstruct on
The-repetitive Meeting. Thank You Non-Voting Non-Voting
1. Approval of the Restated Financial Statements on A
Stand Alone and Consolidated Basis for the Fiscal
Year 2012 1.1.2012 31.12.2012 Due to the Adoption
of the Revised Ias 19 Employee Benefits Management For Voted - For
2. Submission and Approval of the Financial Statements
on A Stand Alone and Consolidated Basis for the
Fiscal Year 2013 1.1.2013 31.12.2013 Together with
the Accompanying Bod and Auditor Reports Management For Voted - For
3. Discharge of the Members of the Bod and of the
Auditors from Any Liability for Damages with Regard
to the Financial Statements and Activities During
the Accounting Year 2013 Management For Voted - For
4. Election of the Members of the New Board of
Directors As the Term of Service of the Existing
Board Expires Management For Abstain
5. Appointment of the Members of the Audit Committee
According to Article 37 of the Law 3693.2008 Management For Abstain
6. Approval of A Dividend Amount Euro 0.20 Per Share
for the Fiscal Year 2013 Management For Voted - For
7. Election of Two Certified Auditors Ordinary and
Substitute for the Accounting Year 2014 and
Approval of Their Fees Management For Voted - For
8. Approval of the Fees Paid to Bod Members for 2013
and Pre-approval of Their Fees for 2014 Management For Abstain
691
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MYTILINEOS HOLDINGS SA
CUSIP: X56014131
Meeting Date: 18-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 01
July 2014 and A B Repetitive Meeting on 14
July-2014 . Also, Your Voting Instructions Will Not
be Carried Over to the Second-call. All Votes
Received on This Meeting Will be Disregarded and
You Will-need to Reinstruct on the Repetitive
Meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval of the Revised Individual
and Consolidated Annual Financial Statements for
the Accounting Period from 01.01.2012 to
31.12.2012, Due to the Application of Ias 19
Employee Benefits Management For Voted - For
2. Submission and Approval of the Individual and
Consolidated Annual Financial Statements for the
Accounting Period from 01.01.2013 to 31.12.2013, of
the Relevant Board of Directors and Independent
Auditor S Reports, and of the Statement of
Corporate Governance in Accordance with Article 43
A Par. 3 Item D of Codified Law C.l. 2190.1920 Management For Voted - For
3. Release of the Members of the Board of Directors
and of the Company S Independent Auditors from Any
Liability for Damages in Connection with the
Management of the Accounting Period Ended on
31.12.2013 Management For Voted - For
4. Election of Regular and Alternate Independent
Auditors for Auditing the Financial Statements of
the Current Accounting Period in Accordance with
the Ias and for Issuing the Corresponding Annual
Tax Certificate, As Provided for by 65 A Par. 1 of
Law 4174.2003, and Determination of Their Fee Management For Voted - For
5. Approval of the Fees of the Members of the Company
S Board of Directors for the Accounting Period from
01.01.2013 to 31.12.2013 and Pre Approval of Their
Fees for the Current Accounting Period Management For Voted - For
6. Approval of Contracts As Per Article 23 A of C.l.
2190.1920 Management For Voted - For
7. Ratification of the Election of New Members to the
Board of Directors in Replacement of Resigned
Members Management For Voted - For
8. Appointment of Audit Committee Members in
Accordance with Article 37 of Law 3693.2008 Management For Voted - For
9. Granting of Permission in Accordance with Article
23 Par. 1 of C.l. 2190.1920 to the Members of the
Board of Directors and to the Managers Executives
of the Company to Participate in Boards of
Directors Or in the Direction of Group Companies
Pursuing the Same Or Similar Objects Management For Voted - For
692
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. Miscellaneous Items Announcements Concerning the
Course of the Company and of Its Subsidiaries and
Affiliated Undertakings Management For Voted - For
PIRAEUS BANK SA, ATHENS
CUSIP: X06397156
Meeting Date: 15-Jul-13 Meeting Type: Ordinary General Meeting
1. Submission and Approval of the Annual Financial
Statements for the Fiscal Year 01.01.2012
31.12.2012, Together with the Relevant Auditors'
and Board of Directors' Reports Management For Voted - For
2. Release of the Members of the Board of Directors
and the Auditors from Any Liability for Indemnity
with Respect to the Fiscal Year 01.01.2012
31.12.2012 Management For Voted - For
3. Nomination of Regular and Substitute Certified
Auditors for the Fiscal Year 01.01.2013 31.12.2013 Management For Voted - For
4. Approval of Year 2012 Fees and Remunerations Paid
and Preliminary Approval for Year 2013 to be Paid
to Members of the Board of Directors Management For Voted - For
5. Delegation of Authority to Directors and Executive
Officers of the Bank to Participate in the
Management of Affiliated Pursuant to Article 42e,
Par. 5, Law 2190/1920 Companies of the Bank, in
Accordance with Article 23, Law 2190/1920 Management For Voted - For
6. Miscellaneous Announcements Management For Voted - For
Meeting Date: 28-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 08
Apr 2014 at 10:00. Also, Your Voting
Instructions-will Not be Carried Over to the Second
Call. All Votes Received on This-meeting Will be
Disregarded and You Will Need to Reinstruct on the
Repetitive-meeting. Thank You Non-Voting Non-Voting
1. Share Capital Increase of the Bank in Cash Via the
Issuance of New Ordinary Registered Shares and
Waiver / Abolishment of Pre-emptive Rights of the
Existing Shareholders. Provision of the Relevant
Authorisations to the Board of Directors, Including
the Authorization Pursuant to Art. 13 Para.6 of Cl
2190/1920 for Determination of the Subscription
Price. Respective Modification of Articles 5 and 27
of the Articles of Association Management For Voted - For
2. Miscellaneous Announcements Management For Voted - For
Meeting Date: 16-May-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be an A-repetitive Meeting on 27
693
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
May 2014 at 13:00 O'clock. Also, Your Voting
Instruc-tions Will Not be Carried Over to the
Second Call. All Votes Received on This-meeting
Will be Disregarded and You Will Need to Reinstruct
on the Repetitive-meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval of the Annual Financial
Statements for the Fiscal Year 01.01.2013 -
31.12.2013, Together with the Relevant Auditors'
and Board of Directors' Reports Management For Voted - For
2. Release of the Members of the Board of Directors
and the Auditors from Any Liability for Indemnity
with Respect to the Fiscal Year 01.01.2013 -
31.12.2013 Management For Voted - For
3. Nomination of (regular and Substitute) Certified
Auditors for the Fiscal Year 01.01.2014 - 31.12.2014 Management For Voted - For
4. Election of New Board of Directors and Appointment
of Independent Non Executive Members According to
Law 3016/2002 As Currently in Force :independent
Non- Executive Members of the Bod: Stylianos
Golemis, Chariton(charis) Kiriazis, Georgios
Alexandridis, Iro Athanasiou, Panagiotis
Athanasopoulos and Rest of the Members of the Bod:
Michael Sallas, Stavros Lekkakos, Anthimos
Thomopoulos, Iakovos Georganas, Panagiotis
Roumeliotis, Charikleia Apalagaki, Vasileios
Fourlis, Eftichios Vassilakis, Hfsf Representative:
Aikaterini Beritsi, Greek State Representative:
Athanasios Tsoumas Management For Voted - For
5. Approval of Year 2013 Fees and Remunerations Paid
and Preliminary Approval for Year 2014 to be Paid
to Members of the Board of Directors Management For Abstain
6. Nomination of the Members of the Audit Committee
Pursuant to Article 37, Law 3693/2008
:chariton(charis) Kiriazis, George Alexandridis,
Panagiotis Athanasopoulos, Aikaterini Beritsi, Hfsf
Representative Management For Voted - For
7. Permission to the Directors and Executive Officers
of the Bank to Participate in the Management of
Affiliated (pursuant to Article 42e, Par. 5, Law
2190/1920) Companies of the Bank, in Accordance
with Article 23, Law 2190/1920 Management For Voted - For
8. Authorization to the Board of Directors to
Determine and Approve the Administration of the
Bank's Assets, in Order to Bolster the Relevant
Asset Portfolios in Line with the Recent Growth
Prospects of the Greek Economy Management For Voted - For
9. Miscellaneous Announcements Management For Voted - For
12 May 2014: Please Note That This is A Revision
Due to Receipt of Names in Re-solutions 4 and 6 and
Modification to Text of Resolution 4. If You Have
Alread-y Sent in Your Votes, Please Do Not Vote
Again Unless You Decide to Amend Your-original
Instructions. Thank You Non-Voting Non-Voting
694
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIRAEUS PORT AUTHORITY SA
CUSIP: X6560Q105
Meeting Date: 14-Jun-14 Meeting Type: Ordinary General Meeting
1. Approval of the Financial Statements of 14th
Corporate Use from 1.1.2013 to 31.12.2013 That are
Accompanied with the Board of Directors Annual
Report and the Auditors Report Management For Voted - For
2. Discharge of the Board of Directors and the
Auditors from All Responsibility for
Indemnification in Relation to the 14th Corporate
Use 1.1.2013 31.12.2013 Management For Voted - For
3. Distribution of Profits for the Corporate Use from
1.1.2013 to 31.12.2013 Management For Voted - For
4. Appointment of Auditors, Regular and Surrogate, for
the Corporate Use from 1.1.2014 to 31.12.2014 and
Determination of Their Fees Management For Voted - For
5. Approval of the Remunerations and Compensations to
the Board of Directors Members for the Corporate
Use 2013, According to Article 24, Paragraph 2 of
Law 2190.1920 As It is in Effect, and Pre Approval
for the Corporate Use 2014 Management For Abstain
6. Election of Board of Director Members Due to the
End of Term of the Existing Board Management For Abstain
7. Election of the Independent Members of the Board of
Directors Art. 7 of the Company's Association Management For Abstain
8. Appointment of the Audit Committee Law 3693.2008
Art. 37 Management For Abstain
9. Various Announcements Management For Voted - For
PUBLIC POWER CORPORATION S.A., ATHENS
CUSIP: X7023M103
Meeting Date: 31-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 11
Feb 2014 at 11:00 Hrs. Also, Your Voting-
Instructions Will Not be Carried Over to the Second
Call. All Votes Received-on This Meeting Will be
Disregarded and You Will Need to Reinstruct on
The-repetitive Meeting. Thank You Non-Voting Non-Voting
1. Pricing of Aluminium S.a. As of 1.1.2014.
Submission for Approval of Actions Taken by the
Board of Directors Management For Voted - For
2. Approval of the Capacity of A Member of the Board
of Directors Management For Voted - For
3. Approval of the Appointment, Pursuant to Article 37
of L. 3693/2008, of A Member of the Audit Committee Management For Voted - For
4. Announcements and Other Issues Management For Voted - For
695
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 28-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is A Postponement of the
Meeting Held on 31 Jan 2014-for Resolution 1 Only
and Clients are Required to Submit New
Voting-instructions. Thank You. Non-Voting Non-Voting
1. Pricing of the Company Aluminium of Greece from
01/01/2014. Submission for Approval of the Actions
of the Bod Management For Voted - For
05 Feb 2014: Please Note That This is A Revision
Due to Modification in Text O- F Resolution 1. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
Meeting Date: 20-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 14
Jul 2014. Also, Your Voting Instructions Will
Not-be Carried Over to the Second Call. All Votes
Received on This Meeting Will-be Disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting.-thank You Non-Voting Non-Voting
1. Submission for Approval of Ppc S.a. Stand Alone and
Consolidated Financial Statements for the 12th
Fiscal Year (from 1.1.2013 to 31.12.2013), and of
the Revised Financial Statements of the Previous
Fiscal Year (from 1.1.2012 to 31.12.2012), As Well
As Approval of the Unbundled Financial Statements
Pursuant to Article 141 of Law 4001/2011, Which
Replaced Article 20 of Law 3426/2005 Management For Voted - For
2. No Distribution of Dividends for the Fiscal Year
Starting on 1.1.2013 and Ending on 31.12.2013 Management For Voted - For
3. Release of the Members of the Board of Directors
and of the Certified Auditors-accountants from Any
Responsibility for Compensation Concerning the
Fiscal Year from 1.1.2013 to 31.12.2013, Pursuant
to Article 35 of Codified Law 2190/1920 Management For Voted - For
4. Appointment of Certified Auditors for the Fiscal
Year from 1.1.2014 to 31.12.2014, Pursuant to the
Applicable Articles 30 and 31 of the Articles of
Incorporation of the Company and Approval of the
Certified Auditors' Remuneration for the
Abovementioned Fiscal Year Management For Voted - For
5. Approval of the Policy for Third Party Civil
Liability Insurance for the Members of the Board of
Directors and the Officers of Ppc S.a. and Its
Subsidiary Company "ppc Renewables S.a Management For Voted - For
6. Approval of the Remuneration and Compensation Paid
to the Members of the Board of Directors of the
Company for the Fiscal Year from 1.1.2013 to
31.12.2013 and Pre-approval of the Gross
Remuneration and Compensation to be Paid for the
Fiscal Year from 1.1.2014 to 31.12.2014 Management For Voted - For
696
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Abolition of Article (19) and Amendment of Articles
(3), (7), (9), (12), (20), (22), (31) and (35) of
Ppc S.a. Articles of Incorporation, As Well As
Codification - Consolidation Into A Single Document Management For Voted - For
8. Approval of the Provision of Guarantees by Ppc Sa
to Its Subsidiaries for Debt Financing Management For Voted - For
9. Announcements and Other Issues Management For Voted - For
TERNA ENERGY SA
CUSIP: X8979G108
Meeting Date: 25-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 05
Aug 2013. Also, Your Voting Instructions Will
Not-be Carried Over to the Second Call. All Votes
Received on This Meeting Will-be Disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting.-thank You Non-Voting Non-Voting
1. Share Capital Decrease with Cancellation of Own
Shares and Amendment of Article 5 of Company's
Association Management For Voted - For
2. Share Capital Increase with Capitalization of
Reserves with the Issuance of Bonus Shares and
Amendment of Article 5 of the Association Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 12
May 2014. Also, Your Voting Instructions Will
Not-be Carried Over to the Second Call. All Votes
Received on This Meeting Will-be Disregarded and
You Will Need to Reinstruct on the Repetitive
Meeting.-thank You Non-Voting Non-Voting
1. Submission and Approval of the Annual Financial
Statements Company and Consolidated for the Fiscal
Year 2013, and of the Relevant Reports of the Board
of Directors and the Chartered Auditor Management For Voted - For
2. Approval of the Proposition by the Board of
Directors Concerning the Distribution of Earnings,
the Payment of Dividends and Fees to the Members of
the Board of Directors for Fiscal Year 2013 Management For Voted - For
3. Discharge of the Members of the Board of Directors
and of the Chartered Auditor from Any Relevant
Liability Or Compensation Deriving from the
Exercise of Their Duties During Fiscal Year 2013 Management For Voted - For
4. Election of One Regular and One Deputy Certified
Auditor, Members of the Body of Chartered Auditors
Accountants, for Auditing Fiscal Year 2014, and
Arrangement of Their Fees Management For Voted - For
697
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Increase of the Company's Share Capital with
Capitalization of Reserves and at the Same Time
Increase of the Nominal Value Per Share and Also at
the Same Time Decrease of the Company's Share
Capital with Return of Capital to Shareholders and
A Respective Decrease of the Nominal Value Per
Share. Amendment of Par. 1 of Article 5 of the
Articles of Association Management For Voted - For
6. Approval of Own Shares Buy Back Programme in
Accordance with Article 16 of Codified Law
2190/1920 As Amended and Currently in Force Management For Voted - For
7. Consent Regarding the Participation of the Members
of the Board and Senior Executives of the Company
in the Management of Other Companies, Which are in
Any Way Related to the Company Management For Voted - For
8. Approval of Contracts and Fees for Services
Rendered According to Art. 23a of the Codified Law
2190/1920 Management For Voted - For
9. Various Announcements, Approvals and Discussion
About Matters of General Interest Management For Voted - Against
TITAN CEMENT CO, ATHENS
CUSIP: X90766126
Meeting Date: 20-Jun-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 04
Jul 2014 at 13:00. Also, Your Voting
Instructions-will Not be Carried Over to the Second
Call. All Votes Received on This-meeting Will be
Disregarded and You Will Need to Reinstruct on the
Repetitive-meeting. Thank You Non-Voting Non-Voting
1. Submission for Approval of the Annual Financial
Statements (parent Company's and Consolidated
Accounts) for the Year 2013, Along with the Related
Reports of the Board of Directors and the Auditors Management For Voted - For
2. Distribution of Extraordinary Reserves of A Total
Amount of 8,463,252.80 Euros. More Specifically: A.
of the Extraordinary Reserve of the Amount of
5,393,807.78 Euros, in Accordance with Article 23a
of Law 1892/90 Granting Incentives for Investments,
As Such Article Was Inserted to Law 1892/90 by
Article 2 of Law 2234/1994; B. of the Extraordinary
Reserve of the Amount of 1.236.096,85 Euros, in
Accordance with Article 23b of Law 1892/90 Granting
Incentives for Investments, As Such Article Was
Inserted to Law 1892/90 by Article 2 of Law
2234/1994; C. of the Extraordinary Reserve of the
Amount of 1,720,322.82, in Accordance with Article
5, Paragraph 1, of Law 1892/90 Granting Incentives
for Investments in Decline Areas; and D. of Part of
the Extraordinary Reserves from the Profits of
Previous Financial Contd Management For Voted - For
698
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd Years of the Amount of 113,025.35 Euros Non-Voting Non-Voting
3. Discharge of the Members of the Board of Directors
and the Auditors from Any Liability for Damages
Arising Out Or in the Course of Their Duties for
the Financial Year 2013 Management For Voted - For
4. Approval of the Remuneration of the Members of the
Board of Directors for the Year 2013 in Accordance
with Article 24, Paragraph 2, of Law 2190/1920 and
Pre-approval of Their Remuneration for the Year 2014 Management For Voted - For
5. Election of Regular and Substitute Chartered
Auditors for the Year 2014 and Approval of Their
Remuneration Management For Voted - For
6. Grant of Approval for the Share Buy- Back of
Company's Own Common and Preferred Shares in
Accordance with Article 16, Paragraph 1, of Law
2190/1920 Management For Voted - For
7. Grant of Authorization, in Accordance with Article
23, Paragraph 1, of Law 2190/1920, to the Members
of the Board of Directors and the Company's
Managers to Participate in the Boards of Directors
Or in the Management of Other Companies of the
Titan Group That Pursue the Same Or Similar Purposes Management For Voted - For
8. Adoption of A New Stock Option Plan Providing
Options to the Executive Members of the Board of
Directors and the Employees of the Company and Its
Affiliated Companies in Accordance with Article 13,
Paragraph 13, of Law 2190/1920 and Grant of
Authorization to the Board of Directors to Identify
the Beneficiaries and Determine the Manner of
Exercise of the Options and Other Terms of the Plan Management For Voted - For
VIOHALCO-HELLENIC COPPER AND ALUMINIUM INDUSTRY SA
CUSIP: X97923100
Meeting Date: 12-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be An-a Repetitive Meeting on 25
Nov 2013 at 12:00 Hrs and in Case the A
Repetitive-egm Does Not Acquire the Required by Law
Quorum A B Repetitive Meeting Will-take Place on 06
Dec 2013 at 12:00 Hrs. Also, Your Voting
Instructions Will-not be Carried Over to the Second
Call. All Votes Received on This Meeting-will be
Disregarded and You Will Need to Reinstruct on the
Repetitive-meeting. Thank You Non-Voting Non-Voting
1. Submission and Approval: (a) of the Joint Draft
Transborder Merger, Dated 16/09/13, Between
Viohalco Hellenic Copper and Aluminium Industry
S.a. and Viohalco, (b) the Report of the Board of
Directors of the Company on the Transborder Merger,
Compiled According to Art.5 of Law 3777/2009, (c)
the Report of the Joint Independent Expert for the
Transborder Merger, Compiled According to Art.6 of
699
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Law 3777/2009 and Art.772/9 Para 1 of the Belgian
Corporate Code Management For Voted - For
2. To Approve the Transborder Merger of the Companies
Viohalco Hellenic Copper and Aluminium Industry
S.a. and Viohalco, by Absorption of the Former by
the Latter, According to the Provisions of Law
3777/2009, in Concert with the Provisions of Cod.
Law 2190/1920 and Art.772/1 and Subsequent Articles
of the Belgian Corporate Code Management For Voted - For
3. Granting Powers of Attorney Management For Voted - For
4. Approval of the Election of A Temporary Director,
Replacing A Director Who Resigned Management For Voted - For
5. Various Announcements Management For Voted - For
700
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A.P. MOELLER - MAERSK A/S, COPENHAGEN
CUSIP: K0514G101
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
265943 Due to Change in Vo-ting Status. All Votes
Received on the Previous Meeting Will be
Disregarded. T-hank You. Non-Voting Non-Voting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold V-oting Rights. Should
You Wish to Attend the Meeting Personally, You May
Reques-t A Non- Voting Entrance Card. Thank You. Non-Voting Non-Voting
14 Mar 2014: Please Note That This is A Revision
Due to Deletion of Comments.-thank You Non-Voting Non-Voting
14 Mar 2014: Deletion of Comment Non-Voting Non-Voting
a Report on the Activities of the Company During the
Past Financial Year Non-Voting Non-Voting
b Submission of the Audited Annual Report for Adoption Non-Voting Non-Voting
c Resolution to Grant Discharge to Directors Non-Voting Non-Voting
d Resolution on Appropriation of Profit, Including
the Amount of Dividends, Or C-overing of Loss in
Accordance with the Adopted Annual Report. the
Board Propos-es Payment of A Dividend of Dkk 1,400
Per Share of Dkk 1,000 Non-Voting Non-Voting
e.1 Re-election of Member for the Board of Director:
Ane Maersk Mc-kinney Uggla Non-Voting Non-Voting
e.2 Re-election of Member for the Board of Director:
Jan Leschly Non-Voting Non-Voting
e.3 Re-election of Member for the Board of Director:
Robert Routs Non-Voting Non-Voting
e.4 Re-election of Member for the Board of Director:
Arne Karlsson Non-Voting Non-Voting
e.5 Re-election of Member for the Board of Director:
Sir John Bond Non-Voting Non-Voting
e.6 Election of Member for the Board of Director:
Robert Maersk Uggla Non-Voting Non-Voting
e.7 Election of Member for the Board of Director: Niels
Bjorn Christiansen Non-Voting Non-Voting
e.8 Election of Member for the Board of Director:
Dorothee Blessing Non-Voting Non-Voting
e.9 Election of Member for the Board of Director:
Renata Frolova Non-Voting Non-Voting
e.10 Election of Member for the Board of Director: Palle
Vestergaard Rasmussen Non-Voting Non-Voting
f.a Election of Auditors the Board Proposes: Election
of KPMG 2014 P/s Non-Voting Non-Voting
f.b Election of Auditors the Board Proposes: Re-
Election of PricewaterhouseCoopers-
Statsautoriseret Revisionspartnerselskab Non-Voting Non-Voting
701
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
g.1 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes an Increase of the Company's Share Capital
by Issuan-ce of Bonus Shares Non-Voting Non-Voting
g.2 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes Adoption of an Amendment to the Company's
General Gu-idelines Concerning Incentive Pay Non-Voting Non-Voting
g.3 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes Adoption of A Remuneration Policy for the
Board of D-irectors and the Management Board of
A.p. Moller - Maersk A/s Non-Voting Non-Voting
g.4 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes A Change of Article 5 of the Articles of
Association-regarding the Company's Signature Rule Non-Voting Non-Voting
g.5 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes A Change of Article 7 of the Articles of
Association-regarding Appointment of Auditor Non-Voting Non-Voting
g.6 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes A Change of Article 9 of the Articles of
Association-regarding Convention of General Meetings Non-Voting Non-Voting
g.7 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: the Board
Proposes That Future Annual Reports Shall be
Presented in Eng-lish Non-Voting Non-Voting
g.8 Deliberation of Any Proposal Submitted by the Board
of Directors Or by Shareho-lders: A Shareholder Has
Submitted A Proposal Regarding Meals at Annual
Genera-l Meetings Non-Voting Non-Voting
ASSA ABLOY AB, STOCKHOLM
CUSIP: W0817X105
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
702
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of Chairman of the Meeting: the Nomination
Committee, Consisting Of-chairman Gustaf Douglas
(investment Ab Latour), Mikael Ekdahl
(melker-schorling Ab), Liselott Ledin (alecta),
Marianne Nilsson (swedbank Robur-fonder) and Johan
Strandberg (seb Fonder/seb Trygg Liv), Proposes
That Lars-renstrom is Elected Chairman of the
Annual General Meeting Non-Voting Non-Voting
3 Preparation and Approval of the Voting List Non-Voting Non-Voting
4 Approval of the Agenda Non-Voting Non-Voting
5 Election of Two Persons to Approve the Minutes Non-Voting Non-Voting
6 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
7 Report by the President and Ceo, Mr. Johan Molin Non-Voting Non-Voting
8.a Presentation Of: the Annual Report and the Audit
Report As Well As The- Consolidated Accounts and
the Audit Report for the Group Non-Voting Non-Voting
8.b Presentation Of: the Group Auditor's Report
Regarding Whether There Has Been-compliance with
the Remuneration Guidelines Adopted on the 2013
Annual-general Meeting Non-Voting Non-Voting
8.c Presentation Of: the Board of Directors Proposal
Regarding Distribution Of-earnings and Motivated
Statement Non-Voting Non-Voting
9.a Resolution Regarding: Adoption of the Statement of
Income and the Balance Sheet As Well As the
Consolidated Statement of Income and the
Consolidated Balance Sheet Management For Voted - For
9.b Resolution Regarding: Dispositions of the Company's
Profit According to the Adopted Balance Sheet: the
Board of Directors Proposes A Dividend of Sek 5.70
Per Share. As Record Date for the Dividend, the
Board of Directors Proposes Monday 12 May 2014.
Subject to Resolution by the Annual General Meeting
in Accordance with the Proposal, the Dividend is
Expected to be Distributed by Euroclear Sweden Ab
on Thursday 15 May 2014 Management For Voted - For
9.c Resolution Regarding: Discharge from Liability of
the Members of the Board of Directors and the Ceo Management For Voted - For
10 Determination of the Number of Members of the Board
of Directors: the Number of Members of the Board of
Directors Shall be Eight Management For Voted - For
11 Determination of Fees to the Board of Directors and
the Auditors Management For Voted - For
12 Election of the Board of Directors, Chairman of the
Board of Directors, Vice Chairman of the Board of
Directors and the Auditors: Re- Election of Lars
Renstrom, Carl Douglas, Birgitta Klasen, Eva
Lindqvist, Johan Molin, Sven-christer Nilsson, Jan
Svensson and Ulrik Svensson As Members of the Board
703
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Directors. Re-election of Lars Renstrom As
Chairman of the Board of Directors and Carl Douglas
As Vice Chairman of the Board of Directors.
Re-election of the Registered Audit Firm
PricewaterhouseCoopers Ab As Auditor for the Time
Period Until the End of the 2015 Annual General
Meeting. PricewaterhouseCoopers Ab Has Informed
That, Provided That the Nomination Committees'
Proposal is Adopted by the Annual General Meeting,
Authorised Public Accountant Bo Karlsson Will
Continue to be Appointed As Auditor in Charge Management For Voted - For
13 Election of Members of the Nomination Committee and
Determination of the Assignment of the Nomination
Committee: the Nomination Committee Shall Consist
of Five Members, Who, Up to and Including the
Annual General Meeting 2015, Shall be Gustaf
Douglas (investment Ab Latour), Mikael Ekdahl
(melker Schorling Ab), Liselott Ledin (alecta),
Marianne Nilsson (swedbank Robur Fonder) and Anders
Oscarsson (amf Fonder). Gustaf Douglas Shall be
Appointed Chairman of the Nomination Committee Management For Voted - For
14 Resolution Regarding Guidelines for Remuneration to
Senior Management Management For Voted - Against
15 Resolution Regarding Authorisation to Repurchase
and Transfer Series B Shares in the Company Management For Voted - For
16 Resolution Regarding Long Term Incentive Programme Management For Voted - For
17 Closing of the Meeting Non-Voting Non-Voting
ATLAS COPCO AB, NACKA
CUSIP: W10020118
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Meeting and Election of Chair: Sune
Carlsson Non-Voting Non-Voting
2 Preparation and Approval of Voting List Non-Voting Non-Voting
3 Approval of Agenda Non-Voting Non-Voting
704
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Election of One Or Two Persons to Approve the
Minutes Non-Voting Non-Voting
5 Determination Whether the Meeting Has Been Properly
Convened Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditors
Report As Well As The-consolidated Annual Report
and the Consolidated Auditors Report Non-Voting Non-Voting
7 The President and Ceos Speech and Questions from
Shareholders to the Board Of-directors and the
Management Non-Voting Non-Voting
8a Regarding Approval of the Profit and Loss Account
and the Balance Sheet and the Consolidated Profit
and Loss Account and the Consolidated Balance Sheet Management For Voted - For
8b Regarding Discharge from Liability of the Board
Members and the President and Ceo Management For Voted - For
8c Regarding the Allocation of the Company's Profit
According to the Approved Balance Sheet: the
Dividend for 2013 is Decided to be Sek 5.50 Per
Share Management For Voted - For
8d Regarding Record Date for Receiving Dividend Management For Voted - For
9 Determination of the Number of Board Members and
Deputy Members and Auditors and Deputy Auditors Or
Registered Auditing Company Management For Voted - For
10 That the Following Board Members are Re-elected:
Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla
Litzen, Gunilla Nordstrom, Hans Straberg, Anders
Ullberg, Peter Wallenberg Jr and Margareth Ovrum.
That Hans Straberg is Elected Chair of the Board.
That Deloitte Ab is Re-elected As the Auditing
Company with Jan Berntsson As Responsible Auditor Management For Voted - Against
11 Determining the Remuneration, in Cash Or Partially
in the Form of Synthetic Shares, to the Board of
Directors and the Remuneration to Its Committees
and Remuneration to the Auditors Or Registered
Auditing Company Management For Voted - For
12a The Board's Proposal Regarding: Guiding Principles
for the Remuneration of Senior Executives Management For Voted - For
12b The Board's Proposal Regarding :a Performance
Related Personnel Option Plan for 2014 Management For Voted - For
13a The Board's Proposal Regarding Mandates To: Acquire
Series A Shares Related to Personnel Option Plan
for 2014 Management For Voted - For
13b The Board's Proposal Regarding Mandates To: Acquire
Series A Shares Related to Remuneration in the Form
of Synthetic Shares Management For Voted - For
13c The Board's Proposal Regarding Mandates To:
Transfer Series A Shares Related to Personnel
Option Plan for 2014 Management For Voted - For
13d The Board's Proposal Regarding Mandates To: Sell
Series A Shares to Cover Costs Related to Synthetic
Shares to the Board Management For Voted - For
13e The Board's Proposal Regarding Mandates To: Sell
Series A and B Shares to Cover Costs in Relation to
705
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Performance Related Personnel Option Plans for
2009, 2010 and 2011 Management For Voted - For
14 Closing of the Meeting Non-Voting Non-Voting
CARLSBERG AS, COPENHAGEN
CUSIP: K36628137
Meeting Date: 20-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please be Advised That Split and Partial Voting is
Not Authorised for A-beneficial Owner in the Danish
Market. Please Contact Your Global Custodian-for
Further Information. Non-Voting Non-Voting
In the Majority of Meetings the Votes are Cast with
the Registrar Who Will- Follow Client Instructions.
in A Small Percentage of Meetings There is No-
Registrar and Clients Votes May be Cast by the
Chairman of the Board Or A-board Member As Proxy.
Clients Can Only Expect Them to Accept Pro-
Management-votes. the Only Way to Guarantee That
Abstain And/or Against Votes Are-represented at the
Meeting is to Send Your Own Representative Or
Attend The- Meeting in Person. the Sub Custodian
Banks Offer Representation Services For-an Added
Fee If Requested. Thank You Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers 6.a to 6.j and 7. Thank You. Non-Voting Non-Voting
1 Proposal from the Supervisory Board That the Annual
Reports of the Company be Prepared in English Only Management For Voted - For
2 Report on the Activities of the Company in the Past
Year Non-Voting Non-Voting
3 Presentation of the Audited Annual Report for
Approval and Resolution to Discharge the
Supervisory Board and the Executive Board from
Their Obligations Management For Voted - For
4 Board Recommendations Regarding the Distribution of
Profit, Including Declaration of Dividends Management For Voted - For
5.a Approval of the Remuneration Policy for the
Supervisory Board and the Executive Board of
Carlsberg A/s, Including General Guidelines for
Incentive Programmes for the Executive Board Management For Voted - For
5.b Approval of the Supervisory Board Remuneration for
2014 Management For Voted - For
5.c Proposal from the Supervisory Board Regarding
Acquisition of Treasury Shares Management For Voted - For
706
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.D.i Please Note That This Resolution is A Shareholder
Proposal. Proposal from Shareholder Kjeld Beyer:
Proposal to Attach Supplementary Financial
Information to the Notice Convening the Annual
General Meeting Shareholder Against Voted - Against
5D.ii Please Note That This Resolution is A Shareholder
Proposal. Proposal from Shareholder Kjeld Beyer:
Proposal That Company Announcements Including
Annual Reports and Quarterly Statements at All
Times be Available in Danish on the Company's
Website for at Least Five Years Shareholder Against Voted - Against
5Diii Please Note That This Resolution is A Shareholder
Proposal. Proposal from Shareholder Kjeld Beyer:
Proposal That the Annual Reports and Quarterly
Statements be Accessible on the Company's Website
with Maximum 2-3 Links from the Front Page and That
the Links are in Danish and Easily Accessible Shareholder Against Voted - Against
5D.ivPlease Note That This Resolution is A Shareholder
Proposal. Proposal from Shareholder Kjeld Beyer:
Proposal That Refreshments in Connection with the
Annual General Meeting Match the Outlook for the
Coming Year Shareholder Against Voted - Against
6.a Re-election of Flemming Besenbacher to the
Supervisory Board Management For Voted - For
6.b Re-election of Jess Soderberg to the Supervisory
Board Management For Voted - For
6.c Re-election of Lars Stemmerik to the Supervisory
Board Management For Voted - For
6.d Re-election of Richard Burrows to the Supervisory
Board Management For Voted - For
6.e Re-election of Cornelis (kees) Job Van Der Graaf to
the Supervisory Board Management For Voted - For
6.f Re-election of Donna Cordner to the Supervisory
Board Management For Voted - For
6.g Re-election of Elisabeth Fleuriot to the
Supervisory Board Management For Voted - For
6.h Re-election of Soren-peter Fuchs Olesen to the
Supervisory Board Management For Voted - For
6.i Re-election of Nina Smith to the Supervisory Board Management For Voted - For
6.j Election of Carl Bache to the Supervisory Board Management For Voted - For
7 Election of Auditor (kpmg 2014 P/s) Management For Voted - For
DANSKE BANK AS, COPENHAGEN
CUSIP: K22272114
Meeting Date: 18-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
707
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
In the Majority of Meetings the Votes are Cast with
the Registrar Who Will- Follow Client Instructions.
in A Small Percentage of Meetings There is No-
Registrar and Clients Votes May be Cast by the
Chairman of the Board Or A-board Member As Proxy.
Clients Can Only Expect Them to Accept Pro-
Management-votes. the Only Way to Guarantee That
Abstain And/or Against Votes Are-represented at the
Meeting is to Send Your Own Representative Or
Attend The- Meeting in Person. the Sub Custodian
Banks Offer Representation Services For-an Added
Fee If Requested. Thank You Non-Voting Non-Voting
Please be Advised That Split and Partial Voting is
Not Authorised for A-beneficial Owner in the Danish
Market. Please Contact Your Global Custodian-for
Further Information. Non-Voting Non-Voting
b Adoption of Annual Report 2013 Management For Voted - For
c Proposal for Allocation of Profits for the Year,
Including the Payout of A Dividend of Dkk 2.00 Per
Share Management For Voted - For
d.1 Re-election of Ole Andersen As Member to the Board
of Directors Management For Voted - For
d.2 Re-election of Urban Backstrom As Member to the
Board of Directors Management For Voted - For
d.3 Re-election of Lars Forberg As Member to the Board
of Directors Management For Voted - For
d.4 Re-election of Jorn P. Jensen As Member to the
Board of Directors Management For Voted - For
d.5 Re-election of Carol Sergeant As Member to the
Board of Directors Management For Voted - For
d.6 Re-election of Jim Hagemann Snabe As Member to the
Board of Directors Management For Voted - For
d.7 Re-election of Trond O. Westlie As Member to the
Board of Directors Management For Voted - For
d.8 Election of Rolv Erik Ryssdal As Member to the
Board of Directors Management For Voted - For
e Re-appointment of KPMG Statsautoriseret
Revisionspartnerselskab As External Auditors Management For Voted - For
f.1 Proposal by the Board of Directors to Amend the
Articles of Association: Preparation and Submission
of Future Annual Reports in English - Adding New
Sub-article 3.3 to Article 3 Management For Voted - For
f.2 Proposal by the Board of Directors to Amend the
Articles of Association: in Addition to Danish and
English, Norwegian and Swedish May Also be Spoken
at the General Meeting - Article 3.2 Management For Voted - For
f.3 Proposal by the Board of Directors to Amend the
Articles of Association: Deletion of the Last
Sentence of Article 4.4. About Registration by Name Management For Voted - For
f.4 Proposal by the Board of Directors to Amend the
Articles of Association: Deletion of the Last
Sentence of Article 10.1. About the Entitlement of
708
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Members of the Board of Directors to Demand
That A Ballot to be Held Management For Voted - For
f.5 Proposal by the Board of Directors to Amend the
Articles of Association: Deletion of the Last
Sentence of Article 12 About Proxy Requirements Management For Voted - For
f.6 Proposal by the Board of Directors to Amend the
Articles of Association: Adoption of Danske Invest
A/s As A New Secondary Name - Article 23 Management For Voted - For
g Proposal to Renew and Prolong the Board of
Directors' Existing Authority to Acquire Own Shares Management For Voted - For
h Proposal for Remuneration to the Board of Directors Management For Voted - For
i Proposal for Remuneration Policy Management For Voted - Against
j.1 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Kjeld Beyer:
Inclusion of Certain Specific Details in the
Notices for General Meetings - the Above is
Inserted As A New Article 9.3., and the Current
Article 9.3. Will Become Article 9.4., Etc. Shareholder Against Voted - Against
j.2 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Kjeld Beyer:
Annual Reports Etc. to be Available in Danish for
at Least Five Years Shareholder Against Voted - Against
j.3 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Kjeld Beyer:
Access to Interim and Annual Reports on the Website
be Simplified Shareholder Against Voted - Against
j.4 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Kjeld Beyer:
Refreshments in Connection with the Annual General
Meeting to Match the Outlook Shareholder Against Voted - Against
k Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Tommy Jonasson
About an Institute to Work on the Integration of
Copenhagen and Landskrona Shareholder Against Voted - Against
l.1 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: the Bank Must Always State the Most
Recently Quoted Prices on A Regulated Market Shareholder Against Voted - Against
l.2 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: the Bank Must Never Itself Set the
Trading Price of Danske Bank Shares Shareholder Against Voted - Against
l.3 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: the Bank Must Not Charge General Fees If
These are Not Listed in the Bank's List of Charges Shareholder Against Voted - Against
l.4 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: Customer Transactions Must Always be
Executed at the Lowest Possible Price Without This
Resulting in Slow Execution of the Transactions Shareholder Against Voted - Against
l.5 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: Articles of Association to Include
709
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Norwegian and Swedish As Corporate Languages -
Article 3.1. of the Articles of Association be
Amended to Include Norwegian and Swedish As
Corporate Languages. If the Proposal is Adopted,
Article 17.2 is to be Amended Accordingly to Allow
Swedish and Norwegian to be Spoken at Meetings of
the Board of Directors Shareholder Against Voted - Against
l.6 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: Articles of Association to Allow That, in
Addition to Danish, Norwegian and Swedish May Also
be Spoken at the General Meeting (the Proposal
Lapses If F.2. is Adopted) - Article 3.2 Shareholder Against Voted - Against
l.7 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: the Hybrid Core Capital Raised in May
2009 Must be Repaid in Cash As Soon As Possible Shareholder Against Voted - Against
l.8 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: Article 9.4 of the Articles of
Association be Amended to Include That Proposals by
Shareholders Cannot be Rejected Or Placed Under
Other Proposals Shareholder Against Voted - Against
l.9 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Jorgen
Dahlberg: Article 10.1 of the Articles of
Association be Amended to Include That A Request
for Voting by Ballot Cannot be Rejected Shareholder Against Voted - Against
m.1 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Carl Valentin
Lehrmann: the Bank Must Distance Itself from the
Use of All Types of Tax Havens Shareholder Against Voted - Against
m.2 Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Carl Valentin
Lehrmann: Adoption of A Statement by the General
Meeting Supporting Disclosure of Bank Information Shareholder Against Voted - Against
n Please Note That This Resolution is A Shareholder
Proposal: Proposal from Shareholder Egon Geertsen
on the Dismissal of Ole Andersen As A Board Member Shareholder Against Voted - Against
DNB ASA, OSLO
CUSIP: R1812S105
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
710
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the General Meeting by the Chairman of
the Supervisory Board Non-Voting Non-Voting
2 Approval of the Notice of the General Meeting and
the Agenda Management For Voted - For
3 Election of A Person to Sign the Minutes of the
General Meeting Along with the Chairman Management For Voted - For
4 Approval of the 2013 Annual Report and Accounts,
Including the Distribution of Dividends (the Board
of Directors Has Proposed A Dividend of Nok 2.70
Per Share) Management For Voted - For
5 Approval of the Auditor's Remuneration Management For Voted - For
6 Election of Ten Members to the Supervisory Board in
Line with the Recommendation Given: Camilla M.
Grieg (re-election), Christian Printzell Halvorsen
(new), Eldbjorg Lower (re-election), Gudrun B.
Rollefsen (re-election), Gunvor Management For Voted - For
Ulstein (new), Helge Mogster (re- Election), Lars
Tronsgaard (new), Randi Eek Thorsen (re-election),
Toril Eidesvik (re-election), Widar Salbuvik (new).
in Addition, the Supervisory Board Comprises the
Following Shareholder-elected Members: Inge
Andersen, Sondre Gravir, Olejorgen Haslestad, Nalan
Koc, Thomas Leire, Torild Skogsholm, Merete Smith,
Stale Svenning, Turid M. Sorensen and Gine Wang Non-Voting
7 Election of the Vice-chairman, One Member and One
Deputy to the Control Committee in Line with the
Recommendation Given: the General Meeting Approved
the Election Committee's Proposed Election of Karl
Olav Hovden As New Vice- Chairman, Ida Helliesen As
A New Member and Ole Grotting Trasti As A New
Deputy, with A Term of Office of Up to One Year Management For Voted - For
8 Election of Three Members to the Election Committee
in Line with the Recommendation Given: the General
Meeting Approved the Election Committee's Proposed
Re-election of Camilla M. Grieg and Karl Moursund
and the Election of Mette Wikborg As A New Member
of the Election Committee, with A Term of Office of
Up to Two Years Management For Voted - For
9 Approval of Remuneration Rates for Members of the
Supervisory Board, Control Committee and Election
Committee in Line with the Recommendation Given Management For Voted - For
711
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authorisation to the Board of Directors for the
Repurchase of Shares Management For Voted - For
11.A Statement from the Board of Directors in Connection
with Remuneration to Senior Executives: Suggested
Guidelines (consultative Vote) Management For Voted - For
11.B Statement from the Board of Directors in Connection
with Remuneration to Senior Executives: Binding
Guidelines (presented for Approval) Management For Voted - For
12 Corporate Governance Management For Voted - For
FORTUM CORPORATION, ESPOO
CUSIP: X2978Z118
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Presentation of the Annual Accounts, the Report of
the Board of Directors And-the Auditor's Report for
the Year 2013 Non-Voting Non-Voting
7 Adoption of the Financial Statements and
Consolidated Financial Statements for Year 2013 Management For Voted - For
8 Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend the Board
Proposes That A Dividend of Eur 1,10 Per Share Will
be Paid Management For Voted - For
9 Resolution of the Discharge from Liability of the
Members of the Board of Directors, the President
and Ceo and the Deputy President and Ceo Management For Voted - For
10 Resolution on the Remuneration of the Members of
the Board of Directors Management For Voted - For
11 Resolution on the Number of Members of the Board of
Directors the Shareholders Nomination Board
Proposes That the Board Shall Consist of Eight (8)
Members Management For Voted - For
12 Election of the Chairman, Deputy Chairman and
Members of the Board of Directors the Shareholder's
Nomination Board Proposes That S.baldauf be
Re-elected As Chairman, K.ignatius As Deputy
Chairman, M.akhtarzand, H-w.binzel,
I.ervasti-vaintola and C.ramm-schmidt As Well As
712
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
New Members P.taalas and J.talvitie be Elected to
the Board of Directors Management For Voted - For
13 Resolution on the Remuneration of the Auditor Management For Voted - For
14 Election of Auditor on the Recommendation of the
Audit and Risk Committee, the Board Proposes That
Deloitte and Touche Ltd, Authorised Public
Accountants be Re-elected As the Auditor Management For Voted - For
15 Amendment of the Articles of Association the Board
of Directors Proposes That Articles 6, 12, 3 and 4
of Articles of Association be Amended Management For Voted - For
16 Closing of the Meeting Non-Voting Non-Voting
H & M HENNES & MAURITZ AB, STOCKHOLM
CUSIP: W41422101
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Agm Non-Voting Non-Voting
2 Election of A Chairman for the Agm: the Lawyer Sven
Unger Non-Voting Non-Voting
3 Address by Ceo Karl-johan Persson Followed by an
Opportunity to Ask Questions-about the Company Non-Voting Non-Voting
4 Establishment and Approval of Voting List Non-Voting Non-Voting
5 Approval of the Agenda Non-Voting Non-Voting
6 Election of People to Check the Minutes Non-Voting Non-Voting
7 Examination of Whether the Meeting Was Duly Convened Non-Voting Non-Voting
8.a Presentation of the Annual Accounts and Auditor's
Report As Well As The- Consolidated Accounts and
Consolidated Auditor's Report, and
Auditor's-statement on Whether the Guidelines for
Remuneration to Senior Executives-applicable Since
the Last Agm Have Been Followed Non-Voting Non-Voting
8.b Statement by the Company's Auditor and the Chairman
of the Auditing Committee Non-Voting Non-Voting
8.c Statement by the Chairman of the Board on the Work
of the Board Non-Voting Non-Voting
713
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8.d Statement by the Chairman of the Election Committee
on the Work of The-election Committee Non-Voting Non-Voting
9.a Adoption of the Income Statement and Balance Sheet
As Well As the Consolidated Income Statement and
Consolidated Balance Sheet Management For Voted - For
9.b Disposal of the Company's Earnings in Accordance
with the Adopted Balance Sheets, and Record Date:
the Board Has Proposed A Dividend to the
Shareholders of Sek 9.50 Per Share Management For Voted - For
9.c Discharge of the Members of the Board and Ceo from
Liability to the Company Management For Voted - For
10 Establishment of the Number of Board Members and
Deputy Board Members: the Election Committee
Proposes Eight Board Members with No Deputies Management For Voted - For
11 Establishment of Fees to the Board and Auditors Management For Voted - For
12 Election of Board Members and Chairman of the
Board: the Election Committee Proposes the
Following Board of Directors. New Members: Lena
Patriksson Keller and Niklas Zennstrom. Re-election
of the Following Current Board Members: Anders
Dahlvig, Lottie Knutson, Sussi Kvart, Stefan
Persson, Melker Schorling and Christian Sievert. Bo
Lundquist Has Declined Re-election. Mia
Brunell-livfors Left the Board of H&m at Her Own
Request As of the End of 2013. Chairman of the
Board: Re- Election of Stefan Persson Management For Voted - For
13 Establishment of Principles for the Election
Committee and Election of Members of the Election
Committee Management For Voted - Against
14 Resolution on Guidelines for Remuneration to Senior
Executives Management For Voted - Against
15 Closing of the Agm Non-Voting Non-Voting
INVESTOR AB, STOCKHOLM
CUSIP: W48102128
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
714
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Election of the Chairman of the Meeting: Axel
Calissendorff, Member of The-swedish Bar
Association, As Chairman of the Meeting Non-Voting Non-Voting
2 Drawing Up and Approval of the Voting List Non-Voting Non-Voting
3 Approval of the Agenda Non-Voting Non-Voting
4 Election of One Or Two Persons to Attest to the
Accuracy of the Minutes Non-Voting Non-Voting
5 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
6 Presentation of the Parent Company's Annual Report
and the Auditors' Report,-as Well As of the
Consolidated Financial Statements and the Auditors'
Report-for the Investor Group Non-Voting Non-Voting
7 The President's Address Non-Voting Non-Voting
8 Report on the Work of the Board of Directors, the
Remuneration Committee, The-audit Committee and the
Finance and Risk Committee Non-Voting Non-Voting
9 Resolutions Regarding Adoption of the Income
Statement and the Balance Sheet for the Parent
Company, As Well As of the Consolidated Income
Statement and the Consolidated Balance Sheet for
the Investor Group Management For Voted - For
10 Resolution Regarding Discharge from Liability of
the Members of the Board of Directors and the
President Management For Voted - For
11 Resolution Regarding Disposition of Investor's
Earnings in Accordance with the Approved Balance
Sheet and Determination of A Record Date for
Dividends: the Board of Directors and the President
Propose A Dividend to the Shareholders of Sek 8.00
Per Share and That Friday, May 9, 2014, Shall be
the Record Date for Receipt of the Dividend. Should
the Meeting Decide in Favor of the Proposal,
Payment of the Dividend is Expected to be Made by
Euroclear Sweden Ab on Wednesday, May 14, 2014 Management For Voted - For
12.A Decision On: the Number of Members and Deputy
Members of the Board of Directors Who Shall be
Appointed by the Meeting: Thirteen Members of the
Board of Directors and No Deputy Members of the
Board of Directors Management For Voted - For
12.B Decision On: the Number of Auditors and Deputy
Auditors Who Shall be Appointed by the Meeting: One
Registered Auditing Company Management For Voted - For
13.A Decision On: the Compensation That Shall be Paid to
the Board of Directors Management For Voted - For
13.B Decision On: the Compensation That Shall be Paid to
the Auditors Management For Voted - For
14 Election of Chairman of the Board of Directors,
Other Members and Deputy Members of the Board of
Directors: the Following Persons are Proposed for
Re-election As Members of the Board of Directors:
715
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Dr. Josef Ackermann, Gunnar Brock, Sune Carlsson,
Borje Ekholm, Tom Johnstone, Grace Reksten Skaugen,
O. Griffith Sexton, Hans Straberg, Lena Treschow
Torell, Jacob Wallenberg, Marcus Wallenberg and
Peter Wallenberg Jr. Magdalena Gerger is Proposed
to be Elected As New Member of the Board of
Directors. Jacob Wallenberg is Proposed to be
Re-elected As Chairman of the Board of Directors Management For Voted - For
15 Election of Auditors and Deputy Auditors. the
Registered Auditing Company Deloitte Ab is Proposed
to be Re-elected As Auditor for the Period Until
the End of the Annual General Meeting 2015.
Deloitte Ab Has Informed That, Subject to the
Approval of the Proposal from the Nomination
Committee Regarding Auditor, the Authorized Public
Accountant Thomas Stromberg Will Continue As the
Auditor in Charge for the Audit Management For Voted - For
16.A Proposal for Resolution On: Guidelines for Salary
and on Other Remuneration for the President and
Other Members of the Management Group Management For Voted - For
16.B Proposal for Resolution On: A Long-term Variable
Remuneration Program for the Members of the
Management Group and Other Employees Management For Voted - For
17.A Proposal for Resolution On: Purchase and Transfer
of Own Shares in Order to Give the Board of
Directors Wider Freedom of Action in the Work with
the Company's Capital Structure, in Order to Enable
Transfer of Own Shares According to 17b Below, and
in Order to Secure the Costs Connected to the
Long-term Variable Remuneration Program and the
Allocation of Synthetic Shares As Part of the
Remuneration to the Board of Directors Management For Voted - For
17.B Proposal for Resolution On: Transfer of Own Shares
in Order to Enable the Company to Transfer Own
Shares to Employees Who Participate in the
Long-term Variable Remuneration Program 2014 Management For Voted - For
18 Please Note That This Resolution is A Shareholder
Proposal: Proposal for Resolution from the
Shareholder Aktiebolagstjanst Leif Malmborg Ab: the
Shareholder Aktiebolagstjanst Leif Malmborg Ab
Proposes That the Annual General Meeting Shall
Consider Whether Investor Shall Go Into
Liquidation. the Shares Held by Investor Shall Not
be Sold and Cash Distributed. Instead, All Shares
Held by Investor Shall be Distributed to the
Shareholders. the Resolution on Liquidation Shall
Enter Into Force from the Date When the Swedish
Companies Registration Office Appoints A
Liquidator. Leif Malmborg is Proposed As Liquidator Shareholder Against Voted - Against
19 Conclusion of the Meeting Non-Voting Non-Voting
716
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KONE OYJ, HELSINKI
CUSIP: X4551T105
Meeting Date: 02-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Resolution on the Payment of Extra Dividend the
Board of Directors Proposes That an Extra Dividend
of Eur 1.295 be Paid for Each A Share and Eur 1.30
be Paid for Each B Share Management For Voted - For
7 Share Split, I.e Increasing the Number of Shares
Through A Share Issue Without Payment the Board of
Directors Proposes That the Number of Shares in the
Company be Increased by Issuing New Shares to the
Shareholders Without Payment in Proportion to Their
Holdings So That One (1) Class A Share Will be
Given for Each Class A Share and One (1) Class B
Share Will be Given for Each Class B Share Management For Voted - For
8 Closing of the Meeting Non-Voting Non-Voting
Meeting Date: 24-Feb-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Person to Scrutinize the Minutes and
Persons to Supervise The-counting of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Presentation of the Annual Accounts, the Report of
the Board of Directors And-the Auditor's Report for
the Year 2013 Non-Voting Non-Voting
717
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Adoption of the Annual Accounts Management For Voted - For
8 Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividends the
Board Proposes That for the Financial Year 2013 A
Dividend of Eur 0,9975 is Paid for Each Class A
Share and Eur 1,00 is Paid for Each Class B Share Management For Voted - For
9 Resolution on the Discharge of the Members of the
Board of Directors and the President and Ceo from
Liability Management For Voted - For
10 Resolution on the Remuneration of the Members and
Deputy Members of the Board of Directors Management For Voted - For
11 Resolution on the Number of Members and Deputy
Members of the Board of Directors the Nomination
and Compensation Committee of the Board of
Directors Proposes That Nine (9) Board Members and
One (1) Deputy Member are Elected Management For Voted - For
12 Election of Members and Deputy Member of the Board
of Directors the Nomination and Compensation
Committee Proposes That S.akiba, M.alahuhta,
A.brunila, A.herlin, J.her-lin,
S.hamalainen-lindfors, J.kaskeala and S.pieti-
Kainen are Re-elected and That R.kant is Elected As
A New Member and That I.herlin is Re-elected As A
Deputy Member Management For Voted - For
13 Resolution on the Remuneration of the Auditors Management For Voted - For
14 Resolution on the Number of Auditors the Audit
Committee of the Board of Directors Proposes That
Two (2) Auditors are Elected Management For Voted - For
15 Election of Auditor the Audit Committee Proposes
That Authorized Public Accountants
PricewaterhouseCoopers Oy and Heikki Lassila are
Elected As Auditors Management For Voted - For
16 Authorizing the Board of Directors to Decide on the
Repurchase of the Company's Own Shares Management For Voted - For
17 Closing of the Meeting Non-Voting Non-Voting
NOKIA CORPORATION
CUSIP: 654902204 TICKER: NOK
Meeting Date: 19-Nov-13 Meeting Type: Special
6. Proposal of the Board of Directors to Confirm and
Approve the Sale of the Devices & Services Business. Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual
7. Adoption of the Annual Accounts. Management For Voted - For
8. Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend. Management For Voted - For
9. Resolution on the Discharge of the Members of the
Board of Directors and the President and Ceo from
Liability. Management For Voted - For
718
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. Resolution on the Remuneration of the Members of
the Board of Directors. Management For Voted - For
11. Resolution on the Number of Members of the Board of
Directors. Management For Voted - For
12. Director Management
1 Vivek Badrinath Management For Voted - For
2 Bruce Brown Management For Voted - For
3 Elizabeth Doherty Management For Voted - For
4 Jouko Karvinen Management For Voted - For
5 Marten Mickos Management For Voted - For
6 Elizabeth Nelson Management For Voted - For
7 Risto Siilasmaa Management For Voted - For
8 Kari Stadigh Management For Voted - For
9 Dennis Strigl Management For Voted - For
13. Resolution on the Remuneration of the Auditor. Management For Voted - For
14. Election of Auditor. Management For Voted - For
15. Authorization to the Board of Directors to Resolve
to Repurchase the Company's Own Shares. Management For Voted - For
16. Authorization to the Board of Directors to Resolve
on the Issuance of Shares and Special Rights
Entitling to Shares. Management For Voted - For
NORDEA BANK AB, STOCKHOLM
CUSIP: W57996105
Meeting Date: 20-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
279293 Due to Change in Th-e Voting Status of
Resolution 22. All Votes Received on the Previous
Meeting W-ill be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Tha-nk You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution Non-Voting Non-Voting
1 Election of A Chairman for the General Meeting: Eva
Hagg, Member of the Swedis-h Bar Association Non-Voting Non-Voting
2 Preparation and Approval of the Voting List Non-Voting Non-Voting
719
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approval of the Agenda Non-Voting Non-Voting
4 Election of at Least One Minutes Checker Non-Voting Non-Voting
5 Determination Whether the General Meeting Has Been
Duly Convened Non-Voting Non-Voting
6 Submission of the Annual Report and Consolidated
Accounts, and of the Audit Re-port and the Group
Audit Report in Connection Herewith: Speech by the
Group Ce-o Non-Voting Non-Voting
7 Adoption of the Income Statement and the
Consolidated Income Statement, and Th-e Balance
Sheet and the Consolidated Balance Sheet Non-Voting Non-Voting
8 Decision on Dispositions of the Company's Profit
According to the Adopted Balance Sheet: the Board
of Directors and the Ceo Propose A Dividend of 0.43
Euro Per Share, and Further, That the Record Date
for Dividend Should be 25 March 2014. with This
Record Date, the Dividend is Scheduled to be Sent
Out by Euroclear Sweden Ab on 1 April 2014 Management For Voted - For
9 Decision Regarding Discharge from Liability for the
Members of the Board of Directors and the Ceo (the
Auditor Recommends Discharge from Liability) Management For Voted - For
10 Determination of the Number of Board Members: the
Nomination Committee's Proposal: the Number of
Board Members Shall, for the Period Until the End
of the Next Annual General Meeting, be Nine Management For Voted - For
11 Determination of the Number of Auditors: the
Nomination Committee's Proposal: the Number of
Auditors Shall, for the Period Until the End of the
Next Annual General Meeting, be One Management For Voted - For
12 Determination of Fees for Board Members and
Auditors: the Nomination Committee's Proposal: the
Fees for the Board of Directors Shall Amount to
259,550 Euro for the Chairman, 123,250 Euro for the
Vice Chairman and 80,250 Euro Per Member for the
Other Members. in Addition, Fees Shall be Payable
for Committee Work in the Remuneration Committee,
the Audit Committee and the Risk Committee
Amounting to 21,350 Euro for the Committee Chairman
and 15,150 Euro for the Other Members. Remuneration
is Not Paid to Members Who are Employees of the
Nordea Group. the Nomination Committee's Proposal:
Fees to the Auditors Shall be Payable As Per
Approved Invoice Management For Voted - For
13 Election of Board Members and Chairman of the
Board: the Nomination Committee's Proposal: for the
Period Until the End of the Next Annual General
Meeting Bjorn Wahlroos, Marie Ehrling, Elisabeth
Grieg, Svein Jacobsen, Tom Knutzen, Lars G
Nordstrom, Sarah Russell and Kari Stadigh Shall be
Re-elected As Board Members and Robin Lawther Shall
be Elected As Board Member. for the Period Until
the End of the Next Annual General Meeting Bjorn
Wahlroos Shall be Re-elected Chairman Management For Voted - For
14 Election of Auditors: the Nomination Committee's
Proposal: for the Period Until the End of the Next
720
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Annual General Meeting KPMG Ab Shall be Re- Elected
Auditor Management For Voted - For
15 Resolution on Establishment of A Nomination
Committee Management For Voted - For
16 Resolution on Authorization for the Board of
Directors to Decide on Issue of Convertible
Instruments in the Company Management For Voted - For
17.a Resolution on Authorization for the Board of
Directors to Decide On: Acquisition of Shares in
the Company Management For Voted - For
17.b Resolution on Authorization for the Board of
Directors to Decide On: Conveyance of Shares in the
Company Management For Voted - For
18 Resolution on Purchase of Own Shares According to
Chapter 7 Section 6 of the Swedish Securities
Market Act (lagen (2007:528) Om
Vardepappersmarknaden) Management For Voted - For
19 Resolution on Guidelines for Remuneration to the
Executive Officers Management For Voted - Against
20 Resolution on A Maximum Ratio Between the Fixed and
the Variable Component of the Total Remuneration Management For Voted - For
21 Resolution on A Special Examination According to
Chapter 10 Section 21 of the Swedish Companies Act
at the Proposal of the Shareholder Thorwald
Arvidsson Management For Voted - Against
22 Please Note That This Resolution is A Shareholder
Proposal: Resolution to Assign the Board of
Directors/ceo to Take the Initiative to an
Integration Institute in Landskrona - Ven -
Copenhagen and to Give A First Contribution in A
Suitable Manner, at the Proposal of the Shareholder
Tommy Jonasson Shareholder Against Voted - Against
NORSK HYDRO ASA, OSLO
CUSIP: R61115102
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
721
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of the Notice and the Agenda Management For Voted - For
2 Election of One Person to Countersign the Minutes Management For Voted - For
3 Approval of the Financial Statements and the Board
of Directors' Report for the Financial Year 2013
for Norsk Hydro Asa and the Group, Including
Distribution of Dividend: the Board of Directors
Proposes A Dividend of Nok 0.75 Per Share Management For Voted - For
4 Auditor's Remuneration: It is Requested That the
Fee for Audit to KPMG As for Norsk Hydro Asa for
the Financial Year 2013 of Nok 9.151.000 is Approved Management For Voted - For
5 Statement on Corporate Governance in Accordance
with Section 3-3b of the Norwegian Accounting Act Management For Voted - For
6 Guidelines for Remuneration to the Executive
Management Management For Voted - For
7.i Update of the Articles of Association: Section 5 Management For Voted - For
7.ii Update of the Articles of Association: Section 5a Management For Voted - For
7.iii Update of the Articles of Association: Section 7 Management For Voted - For
7.iv Update of the Articles of Association: Section 9 Management For Voted - For
8.i Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Leif Teksum Management For Voted - For
8.ii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Idar Kreutzer Management For Voted - For
8.iii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Sten-arthur Saelor Management For Voted - For
8.iv Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Anne-margrethe Firing Management For Voted - For
8.v Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Terje Venold Management For Voted - For
8.vi Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Unni Steinsmo Management For Voted - For
8.vii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Tove Wangensten Management For Voted - For
8viii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Anne Kverneland Bogsnes Management For Voted - For
722
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8.ix Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Birger Solberg Management For Voted - For
8.x Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Susanne Munch Thore Management For Voted - For
8.xi Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Nils Bastiansen Management For Voted - For
8.xii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Shahzad Abid Management For Voted - For
8xiii Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Jan Fredrik Meling Management For Voted - For
8.xiv Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Ylva Lindberg Management For Voted - For
8.xv Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Berit Ledel Henriksen Management For Voted - For
8.xvi Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Jorunn Saetre Management For Voted - For
9.i Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Leif Teksum Management For Voted - For
9.ii Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Terje Venold Management For Voted - For
9.iii Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Mette I. Wikborg Management For Voted - For
9.iv Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Susanne Munch Thore Management For Voted - For
10.1 Remuneration for the Member of the Corporate
Assembly: Chair, Annual Compensation of Nok 100,900
(from Nok 98,000), in Addition to Nok 7,300 Per
Meeting Where the Chair is Present; and Deputy
Chair/member/deputy Member, Nok 7,300 Per Meeting
Where the Respective Member is Present (from Nok
7,100). These Fees Were Adjusted Most Recently in
2013 Management For Voted - For
10.2 Remuneration for the Members of the Nomination
Committee: Remuneration Per Meeting: Chair, Nok
7,100 Per Meeting Where the Chair is Present (from
Nok 6,300); and the Other Members of the Nomination
Committee, Nok 5,700 Per Meeting Where the
Respective Member is Present (from Nok 4,800).
These Fees Were Adjusted Most Recently in 2013 Management For Voted - For
723
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAMPO PLC, SAMPO
CUSIP: X75653109
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Presentation of the Annual Accounts, the Report of
the Board of Directors And-the Auditor's Report for
the Year 2013 Non-Voting Non-Voting
7 Adoption of the Annual Accounts Management For Voted - For
8 Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend the Board
Proposes to Pay A Dividend of Eur 1.65 Per Share Management For Voted - For
9 Resolution on the Discharge of the Members of the
Board of Directors and the Ceo from Liability Management For Voted - For
10 Resolution on the Remuneration of the Members of
the Board of Directors Management For Voted - For
11 Resolution on the Number of Members of the Board of
Directors the Nomination and Compensation Committee
Proposes That Number of Members Remains Unchanged
and Eight Members be Elected to the Board Management For Voted - For
12 Election of Members of the Board of Directors the
Nomination and Compensation Committee Proposes That
A.brunila, J.fagerholm, A.grate Axen, V-m.mattila,
E.palin-lehtinen, P.sorlie, M.vuoria and B.wahlroos
are Re-elected As Members of the Board of Directors Management For Voted - For
13 Resolution on the Remuneration of the Auditor Management For Voted - For
14 Election of the Auditor the Audit Committee
Proposes to Elect Ernst and Young Oy As Company's
Auditor Management For Voted - For
15 Authorizing the Board of Directors to Decide on the
Repurchase of the Company's Own Shares Management For Voted - For
16 Closing of the Meeting Non-Voting Non-Voting
724
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SANDVIK AB, SANDVIKEN
CUSIP: W74857165
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
287214 Due to Change in Vo-ting Status of
Resolution 17a and 17b. All Votes Received on the
Previous Meet-ing Will be Disregarded and You Will
Need to Reinstruct on This Meeting Notice-. Thank
You. Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
The Management Does Not Make Any Vote
Recommendation on Resolutions "17a & 17b-". Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of Chairman of the Meeting: Attorney Sven
Unger As Chairman of the Me-eting Non-Voting Non-Voting
3 Preparation and Approval of the Voting List Non-Voting Non-Voting
4 Election of One Or Two Persons to Verify the Minutes Non-Voting Non-Voting
5 Approval of the Agenda Non-Voting Non-Voting
6 Examination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
7 Presentation of the Annual Report, Auditor's Report
and the Group Accounts And-auditor's Report for the
Group Non-Voting Non-Voting
8 Speech by the President Non-Voting Non-Voting
9 Resolution in Respect of Adoption of the Profit and
Loss Account, Balance Sheet, Consolidated Profit
and Loss Account and Consolidated Balance Sheet Management For Voted - For
10 Resolution in Respect of Discharge from Liability
of the Board Members and the President for the
Period to Which the Accounts Relate Management For Voted - For
11 Resolution in Respect of Allocation of the
Company's Result in Accordance with the Adopted
Balance Sheet and Resolution on Record Day: the
Board of Directors Proposes That the Annual General
Meeting Resolve on A Dividend of Sek 3.50 Per
725
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Share. Friday, 16 May 2014 is Proposed As the
Record Day. If the Meeting Approves These
Proposals, It is Estimated That the Dividend be
Distributed by Euroclear Sweden Ab on Wednesday, 21
May 2014 Management For Voted - For
12 Determination of the Number of Board Members and
Deputy Members. in Conjunction with This, the Work
of the Nomination Committee Will be Presented:
Seven Board Members and No Deputy Members Management For Voted - For
13 Determination of Fees to the Board of Directors Management For Voted - For
14 Election of the Board of Directors and the Chairman
of the Board of Directors: Re-election of Olof
Faxander, Jurgen M Geissinger, Johan Karlstrom,
Hanne De Mora, Anders Nyren, Simon Thompson and
Lars Westerberg. Re-election of Anders Nyren As
Chairman of the Board of Directors Management For Voted - For
15 Resolution on Guidelines for the Remuneration of
Senior Executives Management For Voted - For
16 Resolution on A Long-term Incentive Program (lti
2014) Management For Voted - For
17A Shareholder Proposal: Separate Listing and
Distribution to the Shareholders of the Group's
Business Units Management For Voted - Against
17B Shareholder Proposal: Appointment of an Independent
Audit Committee Management For Voted - Against
18 Closing of the Meeting Non-Voting Non-Voting
SEADRILL LIMITED, HAMILTON
CUSIP: G7945E105
Meeting Date: 20-Sep-13 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
726
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That This is A Revision Due to Change
in Blocking Conditions. If Y-ou Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
1 To Re-elect John Fredriksen As A Director of the
Company Management For Voted - For
2 To Re-elect Tor Olav Troim As A Director of the
Company Management For Voted - For
3 To Re-elect Kate Blankenship As A Director of the
Company Management For Voted - For
4 To Re-elect Kathrine Fredriksen As A Director of
the Company Management For Voted - For
5 To Re-elect Carl Erik Steen As A Director of the
Company Management For Voted - For
6 To Re-elect Bert Bekker As A Director of the Company Management For Voted - For
7 To Re-elect Paul Leand Jr As A Director of the
Company Management For Voted - For
8 To Amend the Company's Bye-laws Numbers 57a, 89,
93b, 103, 104, 105, 106a, 110 and 111 Management For Voted - Against
9 To Appoint PricewaterhouseCoopers LLP, As Auditor
and to Authorize the Directors to Determine Their
Remuneration Management For Voted - For
10 To Approve the Remuneration of the Company's Board
of Directors of A Total Amount of Fees Not to
Exceed Usd 1.500.000 for the Year Ended December
31, 2013 Management For Voted - Against
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM
CUSIP: W25381141
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruc-tions in This Market. Absence of A Poa,
May Cause Your Instructions to be Reje- Cted. If
You Have Any Questions, Please Contact Your Client
Service Representa-tive Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of Chairman of the Meeting: Sven Unger,
Member of the Swedish Bar Ass-ociation Non-Voting Non-Voting
727
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Preparation and Approval of the Voting List Non-Voting Non-Voting
4 Approval of the Agenda Non-Voting Non-Voting
5 Election of Two Persons to Check the Minutes of the
Meeting Together with The-chairman Non-Voting Non-Voting
6 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
7 Presentation of the Annual Report and the Auditors'
Report As Well As the Cons-olidated Accounts and
the Auditors' Report on the Consolidated Accounts Non-Voting Non-Voting
8 The President's Speech Non-Voting Non-Voting
9 Adoption of the Profit and Loss Account and Balance
Sheet As Well As the Consolidated Profit and Loss
Account and Consolidated Balance Sheet Management For Voted - For
10 Allocation of the Bank's Profit As Shown in the
Balance Sheet Adopted by the Meeting: the Board of
Directors Proposes A Dividend of Sek 4 Per Share
and Friday, 28 March 2014 As Record Date for the
Dividend. If the Meeting Decides According to the
Proposal the Dividend is Expected to be Distributed
by Euroclear on Wednesday, 2 April 2014 Management For Voted - For
11 Discharge from Liability of the Members of the
Board of Directors and the President Management For Voted - For
12 Information Concerning the Work of the Nomination
Committee Non-Voting Non-Voting
13 Determination of the Number of Directors and
Auditors to be Elected by the Meeting: the
Nomination Committee Proposes 11 Directors and One
Auditor Management For Voted - For
14 Approval of the Remuneration to the Directors and
the Auditor Elected by the Meeting Management For Voted - For
15 Election of Directors As Well As Chairman of the
Board of Directors: the Nomination Committee
Proposes Re-election of the Directors Johan H.
Andresen, Signhild Arnegard Hansen, Samir Brikho,
Annika Falkengren, Winnie Fok, Urban Jansson,
Birgitta Kantola, Tomas Nicolin, Sven Nyman, Jesper
Ovesen and Marcus Wallenberg for the Period Up to
and Including the Annual General Meeting 2015.
Marcus Wallenberg is Proposed As Chairman of the
Board of Directors. Jacob Wallenberg Has Declared
That He is Not Available for Re-election Management For Voted - For
16 Election of Auditor: the Nomination Committee
Proposes Re-election of the Registered Public
Accounting Firm PricewaterhouseCoopers Ab for the
Period Up to and Including the Annual General
Meeting 2015. Main Responsible Will be Authorised
Public Accountant Peter Nyllinge Management For Voted - For
17 The Board of Director's Proposal on Guidelines for
Salary and Other Remuneration for the President and
Members of the Group Executive Committee Management For Voted - Against
18a The Board of Director's Proposal on Long-term
Equity Programmes for 2014: Seb Share Deferral
Programme (sdp) 2014 for the Group Executive
728
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Committee and Certain Other Senior Managers and
Other Key Employees with Critical Competences Management For Voted - For
18b The Board of Director's Proposal on Long-term
Equity Programmes for 2014: Seb Share Matching
Programme (smp) 2014 for Selected Key Business
Employees with Critical Competences Management For Voted - For
18c The Board of Director's Proposal on Long-term
Equity Programmes for 2014: Seb All Employee
Programme (aep) 2014 for All Employees in Most of
the Countries Where Seb Operates Management For Voted - For
19a The Board of Director's Proposal on the Acquisition
and Sale of the Bank's Own Shares:acquisition of
the Bank's Own Shares in Its Securities Business Management For Voted - For
19b The Board of Director's Proposal on the Acquisition
and Sale of the Bank's Own Shares: Acquisition and
Sale of the Bank's Own Shares for Capital Purposes
and for Long-term Equity Programmes Management For Voted - For
19c The Board of Director's Proposal on the Acquisition
and Sale of the Bank's Own Shares: Transfer of the
Bank's Own Shares to Participants in the 2014
Long-term Equity Programmes Management For Voted - For
20 The Board of Director's Proposal on Maximum Ratio
Between Fixed and Variable Component of the Total
Remuneration for Certain Employees Management For Voted - For
21 The Board of Director's Proposal on the Appointment
of Auditors of Foundations That Have Delegated
Their Business to the Bank Management For Voted - For
22 Please Note That This Resolution is A Shareholder
Proposal: Proposal from the Shareholder Tommy
Jonasson to Assign to the Board of Directors/the
President to Take Initiative to an Integration
Institute in Landskrona- Ven - Copenhagen and to
Give A First Contribution in A Suitable Manner Shareholder Against Voted - Against
23 Closing of the Annual General Meeting Non-Voting Non-Voting
SKF AB, GOTEBORG
CUSIP: W84237143
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
1 Opening of the Annual General Meeting Non-Voting Non-Voting
2 Leif Ostling is Elected Chairman of the Annual
General Meeting Non-Voting Non-Voting
3 Drawing Up and Approval of the Voting List Non-Voting Non-Voting
4 Approval of Agenda Non-Voting Non-Voting
5 Election of Persons to Verify the Minutes Non-Voting Non-Voting
6 Consideration of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
7 Presentation of Annual Report and Audit Report As
Well As Consolidated Account-s and Audit Report for
the Group Non-Voting Non-Voting
8 Address by the President Non-Voting Non-Voting
729
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Matter of Adoption of the Income Statement and
Balance Sheet and Consolidated Income Statement and
Consolidated Balance Sheet Management For Voted - For
10 Resolution Regarding Distribution of Profits: the
Board of Directors Proposes A Dividend for the
Financial Year 2013 of Sek 5.50 Per Share Management For Voted - For
11 Matter of Discharge of the Board Members and the
President from Liability Management For Voted - Against
12 The Board of Directors' Proposal Concerning
Amendment of the Articles of Association: Article 8 Management For Voted - For
13 That the Board of Directors Shall Consist of Ten
Members and No Deputy Members. the Proposed Number
of Members May be Increased to Eleven Since the
Nomination Committee Intends to Propose an
Additional Board Member Management For Voted - Against
14.a That the Board of Directors for the Period Up to
the End of the Next Annual General Meeting, Receive
A Fee According to the Following: A Firm Allotment
of Sek 1,440,000 to the Chairman of the Board of
Directors and Sek 495,000 to Each of the Other
Board Members Elected by the Annual General Meeting
and Not Employed by the Company Management For Voted - For
14.b That the Board of Directors for the Period Up to
the End of the Next Annual General Meeting, Receive
A Fee According to the Following: A Variable
Allotment Corresponding to the Value, Calculated As
Below, of the Number of Shares in the Company of
Series B the Value of Which After the Annual
General Meeting Shall Amount to Sek 400,000 to be
Received by the Chairman and the Number of Shares
in the Company of Series B the Value of Which After
the Annual General Meeting Shall Amount to Sek
137,500 to be Received by Each of the Other Board
Members Management For Voted - For
14.c That the Board of Directors for the Period Up to
the End of the Next Annual General Meeting, Receive
A Fee According to the Following: an Allotment for
Committee Work of Sek 918,000 to be Distributed
with Sek 210,000 to the Chairman of the Audit
Committee, with Sek 150,000 to Each of the Other
Members of the Audit Committee, with Sek 120,000 to
the Chairman of the Remuneration Committee and with
Sek 96,000 to Each of the Other Members of the
Remuneration Committee Management For Voted - For
15 Re-election of the Board Members Leif Ostling, Ulla
Litzen, Tom Johnstone, Lena Treschow Torell, Peter
Grafoner, Lars Wedenborn, Joe Loughrey, Jouko
Karvinen and Baba Kalyani. It is Proposed That Hock
Goh is to be Newly Elected. Leif Ostling is
Proposed to be the Chairman of the Board of
Directors Management For Voted - For
16 Determination of Fee for the Auditors Management For Voted - For
17 The Board of Directors' Proposal for A Resolution
on Principles of Remuneration for Group Management Management For Voted - For
730
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 The Board of Directors' Proposal for A Resolution
on Skf's Performance Share Programme 2014 Management For Voted - For
19.1 The Nomination Committee Has Informed the Company
That It Will Propose to the Annual General Meeting
to Resolve: That the Company Shall Have A
Nomination Committee Formed by One Representative
of Each One of the Four Major Shareholders with
Regard to the Number of Votes Held As Well As the
Chairman of the Board of Directors. When
Constituting the Nomination Committee, the
Shareholdings on the Last Banking Day in August
2014 Will Determine Which Shareholders are the
Largest with Regard to the Number of Votes Held.
the Names of the Four Shareholder Representatives
Will be Published As Soon As They Have Been
Elected, However Not Later Than Six Months Before
the Annual General Meeting in 2015. the Nomination
Committee Shall Remain in Office Until A New
Nomination Committee Has Been Appointed Management For Voted - For
19.2 The Nomination Committee Has Informed the Company
That It Will Propose to the Annual General Meeting
to Resolve: in the Event That the Shareholder the
Member Represents Would No Longer be One of the
Four Major Shareholders with Regard to the Number
of Votes Held, Such Member, If the Nomination
Committee So Deems Appropriate, May Resign and A
Representative of the Shareholder Next in Turn
Size-wise with Regard to the Number of Votes Held
be Offered the Opportunity of Being Elected in
His/her Place; and in the Event That A Shareholder
Representative No Longer Represents the
Shareholder, the Shareholder is Asked to Elect A
New Representative to Become A Member of the
Nomination Committee Management For Voted - For
19.3 The Nomination Committee Has Informed the Company
That It Will Propose to the Annual General Meeting
to Resolve: That the Nomination Committee is to
Furnish Proposals on the Following Matters to be
Presented To, and Resolved By, the Annual General
Meeting in 2015: A) Proposal for Chairman of the
Annual General Meeting B) Proposal for Board of
Directors C) Proposal for Chairman of the Board of
Directors D) Proposal for Fee to the Board of
Directors E) Proposal for Fee to the Auditor F)
Proposal for A Nomination Committee Ahead of the
Annual General Meeting of 2015 Management For Voted - For
19.4 The Nomination Committee Has Informed the Company
That It Will Propose to the Annual General Meeting
to Resolve: That the Nomination Committee, When
Performing Its Duties, Will Fulfill the Tasks That
Rest Upon the Nomination Committee Under the
Swedish Code of Corporate Governance, Among Other
Things to Supply the Company with Certain
Information in Order to Enable the Company to
Fulfill Its Information Obligation Under the Code Management For Voted - For
731
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
STATOIL ASA
CUSIP: 85771P102 TICKER: STO
Meeting Date: 14-May-14 Meeting Type: Annual
3 Election of Chair for the Meeting Management For Voted - For
4 Approval of the Notice and the Agenda Management For Voted - For
5 Election of Two Persons to Co-sign the Minutes
Together with the Chair of the Meeting Management For Voted - For
6 Approval of the Annual Report and Accounts for
Statoil Asa and the Statoil Group for 2013,
Including the Board of Directors' Proposal for
Distribution of Dividend Management For Voted - For
7 Proposal Submitted by A Shareholder Regarding
Statoil's Activities in Canada Shareholder Voted - Against
8 Proposal Submitted by A Shareholder Regarding
Statoil's Activities in the Arctic Shareholder Voted - Against
9 Report on Corporate Governance Management For Voted - For
10 Declaration on Stipulation of Salary and Other
Remuneration for Executive Management Management For Voted - Against
11 Approval of Remuneration for the Company's External
Auditor for 2013 Management For Voted - For
12 Nomination Committee's Joint Proposal Management For Voted - For
12A Election of Member to the Corporate Assembly:
Member Olaug Svarva (re- Election, Nominated As
Chair) Management For Voted - For
12B Election of Member to the Corporate Assembly:
Member Idar Kreutzer (re- Election, Nominated As
Deputy Chair) Management For Voted - For
12C Election of Member to the Corporate Assembly:
Member Karin Aslaksen (re- Election) Management For Voted - For
12D Election of Member to the Corporate Assembly:
Member Greger Mannsverk (re-election) Management For Voted - For
12E Election of Member to the Corporate Assembly:
Member Steinar Olsen (re- Election) Management For Voted - For
732
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12F Election of Member to the Corporate Assembly:
Member Ingvald Strommen (re-election) Management For Voted - For
12G Election of Member to the Corporate Assembly:
Member Rune Bjerke (re- Election) Management For Voted - For
12H Election of Member to the Corporate Assembly:
Member Siri Kalvig (re- Election) Management For Voted - For
12I Election of Member to the Corporate Assembly:
Member Barbro Haetta (re- Election) Management For Voted - For
12J Election of Member to the Corporate Assembly:
Member Terje Venold (new Election) Management For Voted - For
12K Election of Member to the Corporate Assembly:
Member Tone Lunde Bakker (new Election) Management For Voted - For
12L Election of Member to the Corporate Assembly:
Member Linda Litlekalsoy Aase (new Election, Former
4. Deputy Member) Management For Voted - For
12M Election of Member to the Corporate Assembly:
Deputy Member: Arthur Sletteberg (re-election) Management For Voted - For
12N Election of Member to the Corporate Assembly:
Deputy Member: Bassim Haj (re-election) Management For Voted - For
12O Election of Member to the Corporate Assembly:
Deputy Member: Nina Kivijervi Jonassen (new
Election) Management For Voted - For
12P Election of Members to the Corporate Assembly:
Deputy Member: Birgitte Vartdal (new Election) Management For Voted - For
13 Determination of Remuneration for the Corporate
Assembly Management For Voted - For
14 Nomination Committee's Joint Proposal Management For Voted - For
14A Election of Member to the Nomination Committee:
Chair Olaug Svarva (re- Election) Management For Voted - For
14B Election of Member to the Nomination Committee:
Member Tom Rathke (re- Election) Management For Voted - For
14C Election of Member to the Nomination Committee:
Member Elisabeth Berge with Personal Deputy Member
Johan A. Alstad (re-election) Management For Voted - For
14D Election of Member to the Nomination Committee:
Member Tone Lunde Bakker (new Election) Management For Voted - For
15 Determination of Remuneration for the Nomination
Committee Management For Voted - For
16 Authorisation to Distribute Dividend Based on
Approved Annual Accounts for 2013 Management For Voted - For
17 Authorisation to Acquire Statoil Asa Shares in the
Market in Order to Continue Operation of the Share
Saving Plan for Employees Management For Voted - For
18 Authorisation to Acquire Statoil Asa Shares in the
Market for Subsequent Annulment Management For Voted - For
19 Proposal Submitted by A Shareholder Regarding
Statoil's Activities Shareholder Voted - Against
733
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SVENSKA CELLULOSA SCA AB, STOCKHOLM
CUSIP: W90152120
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Meeting and Election of Sven Unger,
Attorney at Law, As-chairman of the Meeting Non-Voting Non-Voting
2 Preparation and Approval of the Voting List Non-Voting Non-Voting
3 Election of Two Persons to Check the Minutes Non-Voting Non-Voting
4 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
5 Approval of the Agenda Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditor's
Report and The-consolidated Financial Statements
and the Auditor's Report on The- Consolidated
Financial Statements Non-Voting Non-Voting
7 Speeches by the Chairman of the Board of Directors
and the President Non-Voting Non-Voting
8.a Resolution On: Adoption of the Income Statement and
Balance Sheet, and of the Consolidated Income
Statement and the Consolidated Balance Sheet Management For Voted - For
8.b Resolution On: Appropriations of the Company's
Earnings Under the Adopted Balance Sheet and Record
Date for Dividend: the Board of Directors Proposes
A Dividend of Sek 4.75 Per Share and That the
Record Date for the Dividend be Tuesday, 15 April
2014 Management For Voted - For
8.c Resolution On: Discharge from Personal Liability of
the Directors and the President Management For Voted - For
9 Resolution on the Number of Directors Shall be Nine
and No Deputy Directors Management For Voted - For
10 Resolution on the Number of Auditors Shall be One
and No Deputy Auditors Management For Voted - For
11 Resolution on the Remuneration to be Paid to the
Board of Directors and the Auditors Management For Voted - Against
734
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Election of Directors, Deputy Directors and
Chairman of the Board of Directors: Re-election of
Par Boman, Rolf Borjesson, Jan Johansson, Leif
Johansson, Sverker Martin-lof, Bert Nordberg,
Anders Nyren, Louise Julian Svanberg and Barbara
Milian Thoralfsson As Directors and Sverker
Martin-lof As A Chairman of the Board of Directors Management For Voted - Against
13 Election of Auditors and Deputy Auditors:
PricewaterhouseCoopers Ab Management For Voted - Against
14 Resolution on Guidelines for Remuneration for the
Senior Management Management For Voted - For
15 Closing of the Meeting Non-Voting Non-Voting
SVENSKA HANDELSBANKEN AB, STOCKHOLM
CUSIP: W90937181
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
Please Note That Board Does Not Make Any
Recommendation on Resolutions 21 And-22. the
Standing Instructions for This Meeting Will be
Disabled. Thank You. Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of the Chairman of the Meeting: the
Nomination Committee Proposes-that Mr Sven Unger
Should be Chairman of the Meeting Non-Voting Non-Voting
3 Establishment and Approval of the List of Voters Non-Voting Non-Voting
4 Approval of the Agenda Non-Voting Non-Voting
5 Election of Two Persons to Countersign the Minutes Non-Voting Non-Voting
6 Determining Whether the Meeting Has Been Duly Called Non-Voting Non-Voting
7.a A Presentation of the Annual Accounts and Auditors'
Report, As Well As The-consolidated Annual Accounts
and the Auditors' Report for the Group, For-2013.
in Connection with This: A Presentation of the Past
Year's Work by The-board and Its Committees Non-Voting Non-Voting
735
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.b A Presentation of the Annual Accounts and Auditors'
Report, As Well As The-consolidated Annual Accounts
and the Auditors' Report for the Group, For-2013.
in Connection with This: A Speech by the Group
Chief Executive, and Any- Questions from
Shareholders to the Board and Management of the Bank Non-Voting Non-Voting
7.c A Presentation of the Annual Accounts and Auditors'
Report, As Well As The-consolidated Annual Accounts
and the Auditors' Report for the Group, For-2013.
in Connection with This: A Presentation of Audit
Work During 2013 Non-Voting Non-Voting
8 Resolutions Concerning Adoption of the Income
Statement and the Balance Sheet, As Well As the
Consolidated Income Statement and Consolidated
Balance Sheet Management For Voted - For
9 Resolution on the Allocation of the Bank's Profits
in Accordance with the Adopted Balance Sheet and
Also Concerning the Record Day: the Board Proposes
A Dividend of Sek 16.50 Per Share, Including an
Ordinary Dividend of Sek 11.50 Per Share, and That
Monday, 31 March 2014 be the Record Day for the
Receiving of Dividends. If the Meeting Resolves in
Accordance with the Proposal, Euroclear Expects to
Distribute the Dividend on Thursday, 3 April 2014 Management For Voted - For
10 Resolution on Release from Liability for the
Members of the Board and the Group Chief Executive
for the Period Referred to in the Financial Reports Management For Voted - For
11 Authorisation for the Board to Resolve on
Acquisition and Divestment of Shares in the Bank Management For Voted - For
12 Acquisition of Shares in the Bank for the Bank's
Trading Book Pursuant to Chapter 7, Section 6 of
the Swedish Securities Market Act Management For Voted - For
13 The Board's Proposal to Issue Convertible Bonds to
Employees Management For Voted - For
14 Determining the Number of Members of the Board to
be Appointed by the Meeting: the Nomination
Committee Proposes That the Meeting Resolve That
the Board Consist of Ten (10) Members Management For Voted - For
15 Determining the Number of Auditors to be Appointed
by the Meeting: the Nomination Committee Proposes
That the Meeting Appoint Two Registered Auditing
Companies As Auditors Management For Voted - For
16 Deciding Fees for Board Members and Auditors, and
Decision on Indemnity Undertaking for Board Members Management For Voted - Against
17 Election of the Board Members and the Chairman of
the Board: the Nomination Committee Proposes the
Re-election of Jon Fredrik Baksaas, Par Boman,
Tommy Bylund, Jan Johansson, Ole Johansson, Fredrik
Lundberg, Sverker Martin- Lof, Anders Nyren, Bente
Rathe and Charlotte Skog. Lone Fonss Schroder Has
Declined Re- Election. in Addition, the Nomination
Committee Proposes the Re-election of Anders Nyren
As Chairman of the Board Management For Voted - Against
18 Election of Auditors: the Nomination Committee
Proposes That the Meeting Re-elect KPMG Ab and
736
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Ernst & Young Ab As Auditors for the Period Until
the End of the Agm to be Held in 2015. These Two
Auditing Companies Have Announced That, Should They
be Elected, They Will Appoint the Same Auditors to
be Auditors in Charge As in 2013: Mr Stefan
Holmstrom (authorised Public Accountant) Will be
Appointed As Auditor in Charge for KPMG Ab, and Mr
Erik Astrom (authorised Public Accountant) Will be
Appointed As Auditor in Charge for Ernst & Young Ab Management For Voted - For
19 The Board's Proposal Concerning Guidelines for
Compensation to Senior Management Management For Voted - For
20 The Board's Proposal Concerning the Appointment of
Auditors in Foundations Without Own Management Management For Voted - For
21 Shareholder's Proposal That the Annual General
Meeting Shall Adopt A Certain Policy Management For Voted - Against
22 Shareholder's Proposal Regarding A Decision to Take
the Initiative to Establish an Integration Institute Management For Voted - Against
23 Closing of the Meeting Non-Voting Non-Voting
SWEDBANK AB, STOCKHOLM
CUSIP: W9423X102
Meeting Date: 19-Mar-14 Meeting Type: Annual General Meeting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Please Note That the Board Makes No Recommendation
on Resolutions 22 and 23. T-he Standing
Instructions for This Meeting Will be Disabled.
Thank You. Non-Voting Non-Voting
1 Opening of the Meeting and Address by the Chair of
the Board of Directors Non-Voting Non-Voting
2 Election of the Meeting Chair: the Nomination
Committee Proposes That Advokat-claes Zettermarck
is Elected Chair of the Meeting Non-Voting Non-Voting
3 Preparation and Approval of the Voting List Non-Voting Non-Voting
4 Approval of the Agenda Non-Voting Non-Voting
5 Election of Two Persons to Verify the Minutes Non-Voting Non-Voting
737
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Decision Whether the Meeting Has Been Duly Convened Non-Voting Non-Voting
7 A) Presentation of the Annual Report and the
Consolidated Accounts for the Fin-ancial Year 2013;
B) Presentation of the Auditor's Reports for the
Bank and Th-e Group for the Financial Year 2013; C)
Address by the Ceo Non-Voting Non-Voting
8 Adoption of the Profit and Loss Account and Balance
Sheet of the Bank and The-consolidated Profit and
Loss Account and Consolidated Balance Sheet for the
Fi-nancial Year 2013 Non-Voting Non-Voting
9 Approval of the Allocation of the Bank's Profit in
Accordance with the Adopted Balance Sheet As Well
As Decision on the Record Date for Dividends. the
Board of Directors Proposes That of the Amount
Approximately Sek 33 511m at the Disposal of the
Meeting, Approximately Sek 11 100m is Distributed
As Dividends to Holders of Ordinary Shares and the
Balance, Approximately Sek 22 411m, is Carried
Forward. the Proposal is Based on All Ordinary
Shares Outstanding As of 31 December 2013. the
Proposal Could be Changed in the Event of
Additional Share Repurchases Or If Treasury Shares
are Disposed of Before the Record Day. A Dividend
of Sek 10.10 for Each Ordinary Share is Proposed.
the Proposed Record Date is 24 March, 2014. with
This Record Date, the Dividend is Expected to be
Paid Through Euroclear on 27 March, 2014 Management For Voted - For
10 Decision Whether to Discharge the Members of the
Board of Directors and the Ceo from Liability Management For Voted - For
11 Determination of the Number of Board Members. the
Nomination Committee Proposes That the Number of
Board Members, Which Shall be Appointed by the
Meeting, Shall be Nine Management For Voted - For
12 Determination of the Remuneration to the Board
Members and the Auditor Management For Voted - For
13 Election of the Board Members and the Chair: the
Nomination Committee Proposes, for the Period Until
the Close of the Next Agm, That the Following Board
Members are Re-elected: Ulrika Francke, Goran
Hedman, Lars Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom, Karl- Henrik Sundstrom and Siv
Svensson. the Nomination Committee Proposes
Maj-charlotte Wallin As New Member of the Board of
Directors for the Period Until the Close of the
Next Agm. the Nomination Committee Proposes That
Anders Sundstrom be Elected As Chair of the Board
of Directors Management For Voted - For
14 Election of Auditor: the Nomination Committee
Proposes That the Registered Public Accounting Firm
Deloitte Ab be Elected As Auditor for the Period
Until the End of the 2018 Annual General Meeting Management For Voted - For
15 Decision on the Nomination Committee Management For Voted - For
16 Decision on the Guidelines for Remuneration to Top
Executives Management For Voted - For
738
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Decision on Amendments to the Articles of
Association. As A Consequence of the Mandatory
Conversion of Preference Shares to Ordinary Shares
During the Year, the Board of Directors Now
Proposes to Remove the Sections Regarding, and All
References To, Preference Shares in the Articles of
Association. the Board of Directors is Also
Proposing to the Agm 2014 to Remove C- Shares from
the Articles of Association Since No Such Shares
Have Been Issued. This Results in Changes in the
Articles of Association Section 3 ("share Capital
Etc") So That Only the First Paragraph is Kept and
That A New Paragraph is Included Which States That
the Shares Each Entitles to One Vote and Also That
Section 14 ("right to Dividends, Etc") is Removed
in Its Entirety Management For Voted - For
18 Decision to Acquire Own Shares in Accordance with
the Securities Market Act Management For Voted - For
19 Decision on Authorization for the Board of
Directors to Decide on Acquisitions of Own Shares
in Addition to What is Stated in Item 18 Management For Voted - For
20 Decision on Authorization for the Board of
Directors to Decide on Issuance of Convertibles Management For Voted - For
21.a Approval of the Resolution of the Board of
Directors on A Common Program (eken 2014) Management For Voted - For
21.b Approval of the Resolution of the Board of
Directors of Swedbank Regarding Deferred Variable
Remuneration in the Form of Shares (or Another
Financial Instrument in the Bank) Under Ip 2014 Management For Voted - For
21.c Decision Regarding Transfer of Own Ordinary Shares
(or Another Financial Instrument in the Bank) Management For Voted - For
22 Matter Submitted by the Shareholder Thorwald
Arvidsson Regarding Suggested Proposal on an
Examination Through A Special Examiner in
Accordance with Chapter 10, Section 21 of the
Companies Act Management For Voted - Against
23 Matter Submitted by the Shareholder Tommy Jonasson
on the Shareholder's Suggested Proposal Regarding
an Initiative for an Integration Institute Management For Voted - Against
24 Closing of the Meeting Non-Voting Non-Voting
TELENOR ASA, FORNEBU
CUSIP: R21882106
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
739
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of the Notice of the Annual General
Meeting and the Agenda Management For Voted - For
2 Election of A Representative to Sign the Minutes of
the Annual General- Meeting Together with the
Chairperson of the Meeting Non-Voting Non-Voting
3 Accept Financial Statements and Statutory Reports.
Approve Allocation of Income and Dividends of Nok
7.00 Per Share Management For Voted - For
4 Approval of Remuneration to the Company's Auditor Management For Voted - For
5 Information and Vote on the Board of Director's
Statement Regarding the Determination of Salary and
Other Remuneration to the Executive Management Management For Voted - Against
6 Reduction of Share Capital by Cancelling Treasury
Shares and Redemption of Shares Owned by the
Kingdom of Norway and Reduction of Other Equity Management For Voted - For
7 Authorisation for the Board to Acquire Treasury
Shares for the Purpose of Cancellation Management For Voted - For
8 Determination of Remuneration to the Members of the
Corporate Assembly and the Nomination Committee Management For Voted - For
24 Apr 2014: Please Note That This is A Revision
Due to Receipt of Dividend Am-ount. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
TELIASONERA AB, STOCKHOLM
CUSIP: W95890104
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
277961 Due to Change in Vo-ting Status of
Resolution 21 and Addition of Comment. All Votes
Received on Th-e Previous Meeting Will be
Disregarded and You Will Need to Reinstruct on
This-meeting Notice. Thank You. Non-Voting Non-Voting
740
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
Please Note That the Board Does Not Make Any
Recommendation on Resolution Numb-er 21. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
1 Election of Chair of the Meeting: Eva Hagg, Advokat Non-Voting Non-Voting
2 Preparation and Approval of Voting Register Non-Voting Non-Voting
3 Adoption of Agenda Non-Voting Non-Voting
4 Election of Two Persons to Check the Minutes of the
Meeting Together with The-chair Non-Voting Non-Voting
5 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditor's
Report, the Consolidated F-inancial Statements and
the Auditor's Report on the Consolidated Financial
Sta-tements for 2013. A Description by the Chair of
the Board of Directors Marie E-hrling of the Work
of the Board of Directors During 2013 and A Speech
by Presi- Dent and Ceo Johan Dennelind in
Connection Herewith Non-Voting Non-Voting
7 Resolution to Adopt the Income Statement, the
Balance Sheet, the Consolidated Income Statement
and the Consolidated Balance Sheet for 2013 Management For Voted - For
8 Resolution on Appropriation of the Company's Profit
As Shown on the Adopted Balance Sheet and Setting
of Record Date for the Dividend. the Board of
Directors Proposes That A Dividend of Sek 3.00 Per
Share is Distributed to the Shareholders and That
April 7, 2014 be Set As the Record Date for the
Dividend. If the Annual General Meeting Resolves in
Accordance with the Proposal, It is Estimated That
Euroclear Sweden Ab Will Execute the Payment on
April 10, 2014 Management For Voted - For
9 Resolution on Discharge of the Directors and the
Ceo from Personal Liability Towards the Company for
the Administration of the Company in 2013 Management For Voted - Against
10 Resolution on Number of Directors and Alternate
Directors to be Elected at the Meeting: Until the
741
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
End of the Annual General Meeting 2015, Eight
Directors with No Alternate Directors Management For Voted - For
11 Resolution on Remuneration Payable to the Directors Management For Voted - For
12 Election of Directors and Any Alternate Directors:
Re-election of Marie Ehrling, Mats Jansson, Olli-
Pekka Kallasvuo, Mikko Kosonen, Nina Linander,
Martin Lorentzon, Per-arne Sandstrom and Kersti
Strandqvist Management For Voted - For
13 Election of Chair and Vice-chair of the Board of
Directors: Re-election of Marie Ehrling As Chair
and Olli-pekka Kallasvuo As Vice-chair Management For Voted - For
14 Resolution on Number of Auditors and Deputy
Auditors: Until the End of the Annual General
Meeting 2015 There Will be One Auditor with No
Deputy Auditors Management For Voted - For
15 Resolution on Remuneration Payable to the Auditor Management For Voted - For
16 Election of Auditor and Any Deputy Auditors :
Election of the Audit Company Deloitte Ab Management For Voted - For
17 Election of Nomination Committee and Resolution on
Instruction for the Nomination Committee: Election
of Magnus Skaninger (swedish State), Kari Jarvinen
(solidium Oy), Jan Andersson (swedbank Robur
Funds), Per Frennberg (alecta) and Marie Ehrling
(chair of the Board of Directors) Management For Voted - For
18 Resolution on Principles for Remuneration to Group
Management Management For Voted - Against
19 Resolution Authorizing the Board of Directors to
Acquire the Company's Own Shares Management For Voted - For
20.a Resolution on Implementation of A Long-term
Incentive Program 2014/2017 Management For Voted - For
20.b Resolution on Hedging Arrangements for the Program Management For Voted - For
21 Resolution on Special Investigation Management For Voted - Against
VOLVO AB, GOTEBORG
CUSIP: 928856301
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
742
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting-require Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of Chairman of the Meeting: the Election
Committee Proposes Sven-unger, Attorney at Law, to
be the Chairman of the Meeting Non-Voting Non-Voting
3 Verification of the Voting List Non-Voting Non-Voting
4 Approval of the Agenda Non-Voting Non-Voting
5 Election of Minutes-checkers and Vote Controllers Non-Voting Non-Voting
6 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
7 Presentation of the Work of the Board and Board
Committees Non-Voting Non-Voting
8 Presentation of the Annual Report and the Auditors'
Report As Well As The-consolidated Accounts and the
Auditors' Report on the Consolidated Accounts.-in
Connection Therewith, Speech by the President Non-Voting Non-Voting
9 Adoption of the Income Statement and Balance Sheet
and the Consolidated Income Statement and
Consolidated Balance Sheet Management For Voted - For
10 Resolution in Respect of the Disposition to be Made
of the Company's Profits: the Board of Directors
Proposes Payment of A Dividend of Sek 3.00 Per
Share. Monday, April 7, 2014, is Proposed As the
Record Date to Receive the Dividend. If the Annual
General Meeting Resolves in Accordance with the
Proposal, Payment of the Dividend is Expected to be
Performed Through Euroclear Sweden Ab on Thursday,
April 10, 2014 Management For Voted - For
11 Resolution Regarding Discharge from Liability of
the Members of the Board and of the President Management For Voted - For
12 Determination of the Number of Members and Deputy
Members of the Board of Directors to be Elected by
the Meeting: the Election Committee Proposes Nine
Members and No Deputy Members Management For Voted - For
13 Determination of the Remuneration to be Paid to the
Board Members Management For Voted - Against
14 Determination of the Remuneration to be Paid to the
Auditors Management For Voted - For
15 Election of the Board Members and Chairman of the
Board: Peter Bijur, Ravi Venkatesan and Ying Yeh
Will Not Stand for Re-election. the Election
Committee Proposes Re-election of Jean-baptiste
Duzan, Hanne De Mora, Anders Nyren, Olof Persson,
Carl-henric Svanberg and Lars Westerberg and New
Election of Matti Alahuhta, James W. Griffith and
Kathryn V. Marinello. the Election Committee
Further Proposes Re-election of Carl-henric
Svanberg As Chairman of the Board Management For Voted - For
16 Election of Auditors and Deputy Auditors: the
Election Committee Proposes That the Registered
Firm of Auditors PricewaterhouseCoopers Ab is
Elected As Auditor for A Period of Four Years -
743
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Until the Close of the Annual General Meeting Held
During the Fourth Financial Year After the
Appointment of the Auditor Management For Voted - For
17 Election of Members of the Election Committee: the
Election Committee Proposes That Carl-olof By,
Representing Ab Industrivarden, Lars Forberg,
Representing Cevian Capital, Yngve Slyngstad,
Representing Norges Bank Investment Management,
Hakan Sandberg, Representing Svenska Handelsbanken,
Shb Pension Fund, Shb Employee Fund, Shb
Pensionskassa and Oktogonen, and the Chairman of
the Board of Directors are Elected Members of the
Election Committee and That No Fees are Paid to the
Members of the Election Committee Management For Voted - For
18 Resolution Regarding Amendment of the Instructions
for the Ab Volvo Election Committee Management For Voted - For
19 Resolution on the Adoption of A Remuneration Policy
for Senior Executives Management For Voted - For
20.A Resolution on the Board of Directors' Proposal for
A Long-term Share-based Incentive Plan for Senior
Executives Comprising the Years 2014-2016 Including
Resolutions Regarding: Adoption of A Share-based
Incentive Plan Management For Voted - For
20.B Resolution on the Board of Directors' Proposal for
A Long-term Share-based Incentive Plan for Senior
Executives Comprising the Years 2014-2016 Including
Resolutions Regarding: Transfer of Treasury Shares
to Participants in the Plan Management For Voted - For
YARA INTERNATIONAL ASA, OSLO
CUSIP: R9900C106
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
744
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Agm, Approval of Meeting Notice and
Agenda Management For Voted - For
2 Election of Chairperson and A Person to Co-sign the
Minutes. the Board Proposes That Ketil E. Boe,
Partner in the Law Firm Wikborg, Rein and Co is
Elected As Chairperson Management For Voted - For
3 Approval of the Annual Accounts and the Annual
Report for 2013 for Yara International Asa and the
Group, Including Distribution of Dividends. the
Board Proposes That A Dividend of Nok 10 Per Share
is Paid for the Financial Year 2013 Management For Voted - For
4 Statement Regarding Determination of Salary and
Other Remuneration to the Executive Management of
the Company Management For Voted - For
5 Report on Corporate Governance Management For Voted - For
6 Auditor's Fees for 2013 Management For Voted - For
7 Remuneration to the Members of the Board, Members
of the Compensation Committee and Members of the
Audit Committee for the Period Until the Next
Annual General Meeting Management For Voted - For
8 Remuneration to the Members of the Nomination
Committee for the Period Until the Next Annual
General Meeting Management For Voted - For
9 Election of Members of the Board :leif Teksum,
Hilde Merete Aasheim, Hilde Bakken ,geir Isaksen
,john Thuestad Management For Voted - For
10 Election of Members of the Nomination Committee
:tom Knoff (chair) ,thorunn Kathrine Bakke ,ann
Kristin Brautaset ,anne Carine Tanum Management For Voted - For
11 Changes to the Articles of Association Regarding
Retirement Age for Members of the Board of Directors Management For Voted - For
12 Capital Reduction by Cancellation of Own Shares and
by Redemption of Shares Held on Behalf of the
Norwegian State by the Ministry of Trade, Industry
and Fisheries Management For Voted - For
13 Power of Attorney to the Board Regarding
Acquisition of Own Shares Management For Voted - For
15 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Nomination
Committee Names. If You Have Already Sent in Your
Votes, Please D-o Not Vote Again Unless You Decide
to Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
745
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AKER ASA
CUSIP: R0114P108
Meeting Date: 11-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
1 Opening of the Annual General Meeting, Including
Approval of the Notice and Agenda Management For Voted - For
2 Appointment of A Person to Co-sign the Minutes of
Meeting Along with the Meeting Chair Management For Voted - For
3 Presentation of Business Activities Non-Voting Non-Voting
4 Approval of the 2013 Annual Accounts of Aker Asa
and Group's Consolidated Accounts and the Board of
Directors Report, Including Distribution of
Dividend. the Board of Directors Proposes That A
Dividend of Nok 13 Per Share is Paid for the
Financial Year 2013 Management For Voted - For
5 Consideration of the Board of Directors'
Declaration Regarding Stipulation of Salary and
Other Remuneration to Executive Management of the
Company Management For Voted - Against
6 Consideration of the Statement of Corporate
Governance Non-Voting Non-Voting
7 Stipulation of Remuneration to the Members of the
Board of Directors and the Audit Committee Management For Voted - For
8 Stipulation of Remuneration to the Members of the
Nomination Committee Management For Voted - For
9 Election of Members to the Board of Directors:
Kjell Inge Rokke (chairman of the Board), Finn Berg
Jacobsen (deputy Chairman), Stine Bosse (director),
Leif O. Hoegh (director), Atle Tranoy (employee
Representative), Arnfinn Stenso (employee
Representative), Tommy Angeltveit (employee
746
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Representative), Oyvind Eriksen President and Ceo
and Trond Brandsrud (cfo) Management For Voted - For
10 Election of Members to the Nomination Committee:
Leif-arne Langoy, Gerhard Heiberg and Kjeld Rimberg Management For Voted - For
11 Approval of Remuneration to the Auditor for 2013 Management For Voted - For
12 Authorization to the Board of Directors to Purchase
Treasury Shares in Connection with Acquisitions,
Mergers, De-mergers Or Other Transfers of Business Management For Voted - For
13 Authorization to the Board of Directors to Purchase
Treasury Shares in Connection with the Share
Program for the Employees Management For Voted - For
14 Authorization to the Board of Directors to Purchase
Treasury Shares for the Purpose of Subsequent
Deletion of Shares Management For Voted - For
Blocking Should Always be Applied, Record Date Or
Not Non-Voting Non-Voting
AKER SOLUTIONS ASA, LYSAKER
CUSIP: R0180X100
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in the Bene-ficial Owners Name to
be Allowed to Vote at Meetings. Shares Will be
Temporari-ly Transferred to A Separate Account in
the Beneficial Owner's Name on the Pro-xy Deadline
and Transferred Back to the Omnibus/nominee Account
the Day After-the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Annual General Meeting, by the
Chairman Non-Voting Non-Voting
2 Approval of Summons and Agenda of the Annual
General Meeting Management For Voted - For
3 Appointment of A Person to Co-sign the Minutes of
Meeting Along with the Chairman Management For Voted - For
4 Information About the Business Non-Voting Non-Voting
747
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Approval of the 2013 Annual Accounts of Aker
Solutions Asa and Group's Consolidated Accounts and
the Annual Report, Including Distribution of
Dividend. the Board of Directors Proposes That A
Dividend of Nok 4,10 Per Share is Paid for the
Financial Year 2013 Management For Voted - For
6 Consideration of the Board of Directors' Report on
Corporate Governance for 20-13 Non-Voting Non-Voting
7 Consideration of the Board of Directors'
Declaration Regarding Stipulation of Salary and
Other Remuneration to Executive Management of the
Company Management For Voted - Against
8 Approval of Remuneration to the Members of the
Board of Directors, the Board Risk Committee and
the Audit Committee for 2013 Management For Voted - Against
9 Approval of Remuneration to the Members of the
Nomination Committee for 2013 Management For Voted - For
10 Election of Members to the Board of Directors Management For Voted - For
11 Election of Members to the Nomination Committee Management For Voted - Against
12 Approval of Remuneration to the Auditor for 2013 Management For Voted - For
13 Authorization to the Board of Directors to Purchase
Treasury Shares in Connection with Acquisitions,
Mergers, De-mergers Or Other Transfers of Business Management For Voted - Against
14 Authorization to the Board of Directors to Purchase
Treasury Shares in Connection with the Share
Programme for the Employees Management For Voted - Against
15 Authorization to the Board of Directors to Purchase
Treasury Shares for the Purpose of Subsequent
Deletion of Shares Management For Voted - Against
ATEA ASA, OSLO
CUSIP: R0728G106
Meeting Date: 12-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
748
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of Chairperson for the Meeting Management For Voted - For
2 Election of an Individual to Sign the Minutes
Jointly with the Chairperson Management For Voted - For
3 Approval of the Notice of the Meeting and Agenda Management For Voted - For
4 The Board Proposes That the General Meeting
Resolves to Distribute an Extraordinary Dividend
Based on the Company's Annual Accounts for 2012.
the Dividend is Proposed to be Set at an Amount
Equal to A Dividend of Nok 4 Per Share. Due to the
Fact That the Employees of the Company are Entitled
to Exercise Options in the Company in the Period
Between This Summons and the Date of the
Extraordinary General Meeting, the Board Does Not
Know the Exact Number of Shares in the Company As
of the Date of the Extraordinary General Meeting.
If All Options are Exercised the Total Amount for
Distribution (assuming A Dividend of Nok 4 Per
Share) Will be Nok 413,369,412 Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Blocking Should Always be Applied, Record Date Or
Not Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in the Bene-ficial Owners Name to
be Allowed to Vote at Meetings. Shares Will be
Temporari-ly Transferred to A Separate Account in
the Beneficial Owner's Name on the Pro-xy Deadline
and Transferred Back to the Omnibus/nominee Account
the Day After-the Meeting. Non-Voting Non-Voting
1 Election of Chairperson for the Meeting Management For Voted - For
2 Election of an Individual to Sign the Minutes
Jointly with the Chairperson Management For Voted - For
3 Approval of the Notice of the Meeting and Agenda Management For Voted - For
4 Report from the Ceo Non-Voting Non-Voting
749
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Approval of the Financial Statements and Annual
Report for 2013 for the Parent Company and Group,
Including Year-end Allocations Management For Voted - For
6 Resolution Regarding Distribution of Dividend: in
Accordance with the Proposal of the Board of
Directors It Was Resolved to Distribute As Dividend
for the Accounting Year 2013 Nok 620,548,116, Which
Provides A Dividend of Nok 6.00 for Each of the
Company's 103,424,686 Shares. Nok 310,274,058 of
the Dividend Shall be Distributed to the
Shareholders Of Management For Voted - For
The Company As of the Date of the General Meeting
(corresponding to Nok 3.00 Per Share). the Shares
Shall be Traded Exclusive of Dividend As of 30
April 2014. Payment of the Dividend Will Take Place
Within 12 May 2014. Nok 310,274,058 of the Dividend
(corresponding to Nok 3.00 Per Share, Based on the
Current Number of Shares in the Company) Shall be
Distributed to the Shareholders of the Company As
of 16 October 2014. the Shares Shall be Traded
Exclusive of Dividend As of 17 October 2014.
Payment of the Dividend Will Take Place Within 28
October 2014 Non-Voting
7 Approval of the Auditor's Fees Management For Voted - For
8.1 Adoption of the Remuneration to be Paid to Board
Members: Chairman of the Board Management For Voted - For
8.2 Adoption of the Remuneration to be Paid to Board
Members: Members Elected by the Shareholders Management For Voted - For
8.3 Adoption of the Remuneration to be Paid to Board
Members: Members Elected by the Employees Management For Voted - For
9.1 Election of A New Board of Director: Ib Kunoe
(chairman) Management For Voted - For
9.2 Election of A New Board of Director: Sven Madsen Management For Voted - For
9.3 Election of A New Board of Director: Morten Jurs Management For Voted - For
9.4 Election of A New Board of Director: Kristine M.
Madsen Management For Voted - For
9.5 Election of A New Board of Director: Lisbeth
Toftkaer Kvan Management For Voted - For
10.1 The Board of Director's Declaration and Guideline
in Accordance with Section 6-16a of the Public
Limited Liability Companies Act: Guidelines for
Salaries and Other Remuneration (consultative) Management For Voted - Against
10.2 The Board of Director's Declaration and Guideline
in Accordance with Section 6-16a of the Public
Limited Liability Companies Act: Guidelines for
Allotment of Shares/options Management For Voted - For
11 The Board of Director's Statement of Business
Control Pursuant to the Accounting Act's Section
3-3b Management For Voted - For
12 Power of Attorney to the Board of Directors to
Increase the Share Capital in Connection with the
Fulfillment of the Company's Share Option Programme Management For Voted - Against
750
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Power of Attorney to the Board of Directors to
Increase the Share Capital Pursuant to Section
10-14 of the Public Limited Liability Companies Act Management For Voted - For
14 Power of Attorney to the Board of Directors to Buy
Back Shares in Atea Pursuant to Section 9-4 of the
Public Limited Liability Companies Act Management For Voted - For
10 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions 9.1 and
9.5. If You Have Already Sent in Your Votes, Please
Do N-ot Return This Proxy Form Unless You Decide to
Amend Your Original Instruction-s. Thank You. Non-Voting Non-Voting
AUSTEVOLL SEAFOOD ASA, STOREBO
CUSIP: R0814U100
Meeting Date: 23-May-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
2 Election of Person to Chair the Meeting Management For Voted - For
3 Election of Two Shareholders Present to Co-sign Management For Voted - For
4 Approval of Notice and Agenda Management For Voted - For
5 Annual Accounts 2013 Auditor's Statement Dividend
Payment Management For Voted - For
6 Report Regarding Corporate Governance Management For Voted - For
7.A Remuneration to the Board Members Management For Voted - For
7.B Remuneration to the Nomination Committee Management For Voted - For
7.C Remuneration to the Audit Committee Management For Voted - For
7.D Remuneration to the Auditor Management For Voted - For
8.1.AElection of Helge Singelstad As Board Member (for 2
Years) Management For Voted - For
751
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8.1.BElection of Oddvar Skjegstad As Boards Member (for
1 Year) Management For Voted - For
8.1.CElection of Helge Arvid Mogster As Board Member,
(for 2 Years) Management For Voted - For
8.1.DElection of Inga Lise Lien Moldestad As Board
Member (for 1 Year) Management For Voted - For
8.1.E Election of Siren M. Gronhaug As Board Member (for
1 Year) Management For Voted - For
8.1.F Election of Lill Maren Mogster As Board Member (for
2 Years) Management For Voted - For
8.1.GElection of Leif Teksum As Board Member (for 2
Years, with Commencement of Service from 1 August,
2014) Management For Voted - For
8.1.HElection of Helge Singelstad As Chairman Management For Voted - Against
8.1.I Election of Oddvar Skjegstad As Deputy Chairman Management For Voted - For
8.2.AElection of Harald Eikesdal As Nomination Committee Management For Voted - For
8.2.BElection of Anne Sofie Utne As Nomination Committee Management For Voted - For
8.2.CElection of Nils Petter Hollekim As Nomination
Committee Management For Voted - For
9 Authorisation to Increase the Company's Share
Capital Management For Voted - For
10 Authorisation to Buy Own Shares Management For Voted - For
11 Declaration from the Board on Salaries Management For Voted - Against
BW LPG LTD
CUSIP: G17384101
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 Determination of Dividends/allocation of Profits:
Usd0.15 Per Share Payable Management For Voted - For
2 Approval of Changes to the Guidelines of the
Nomination Committee Management For Voted - For
3 Approval of Authorisation of Share Repurchases Management For Voted - For
4 Approval of the Annual Remuneration of the Directors Management For Voted - For
5 Approval of the Annual Remuneration of the
Nomination Committee Members Management For Voted - For
6 Election of PricewaterhouseCoopers LLP As
Independent Auditors of the Company and
Authorisation of the Board of Directors to Fix
Their Remuneration Management For Voted - For
CERMAQ ASA
CUSIP: R1536Z104
Meeting Date: 11-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
752
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Meeting and Registration of
Shareholders Attending Management For Voted - For
2 Election of A Person to Chair the Meeting Management For Voted - For
3 Election of One Person to Sign the Minutes Together
with the Chairman of the Meeting Management For Voted - For
4 Approval of the Notice Convening the Meeting and
the Proposed Agenda Management For Voted - For
5 Authorisation to Sell Business Area Management For Voted - Against
Meeting Date: 07-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
753
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Opening of the Meeting and Registration of
Shareholders Attending Management For Voted - For
2 Election of A Person to Chair the Meeting Management For Voted - For
3 Election of One Person to Sign the Minutes Together
with the Chairman of the Meeting Management For Voted - For
4 Approval of the Notice Convening the Meeting and
the Proposed Agenda Management For Voted - For
5 Approval of Interim Accounts and Distribution of
Dividends Management For Voted - For
6 Changes to the Articles of Association Management For Voted - For
DET NORSKE OLJESELSKAP ASA, TRONDHEIM
CUSIP: R7173B102
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Meeting by Sverre Skogen, Who Has
Been Appointed by the Board-of Directors to Open
the Meeting, Including Taking Attendance of
Shareholders-present and Proxies Non-Voting Non-Voting
2 Election of A Chairman of the Meeting and A Person
to Co-sign the Minutes Management For Voted - For
3 Approval of Notice and Agenda Management For Voted - For
4 Approval of the Annual Accounts and Annual Report
for 2013 Management For Voted - For
5 The Declaration by the Board of Directors on
Salaries and Other Remuneration to the Management Management For Voted - Against
6 Remuneration to the Company's Auditor for 2012 Management For Voted - For
7 Election of the Company's Auditor Management For Voted - For
8 Remuneration to Corporate Assembly and Board Members Management For Voted - For
754
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Remuneration to Members of the Nomination Committee Management For Voted - For
10 Election of Members to the Nomination Committee Management For Voted - For
11 Authorisation to the Board of Directors to Increase
the Share Capital Management For Voted - Against
12 Authorisation to the Board of Directors to Acquire
Own Shares Management For Voted - Against
13 Information Regarding the Company's Operations in
2013 and Future Prospects Non-Voting Non-Voting
DNB ASA, OSLO
CUSIP: R1812S105
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the General Meeting by the Chairman of
the Supervisory Board Non-Voting Non-Voting
2 Approval of the Notice of the General Meeting and
the Agenda Management For Voted - For
3 Election of A Person to Sign the Minutes of the
General Meeting Along with the Chairman Management For Voted - For
4 Approval of the 2013 Annual Report and Accounts,
Including the Distribution of Dividends (the Board
of Directors Has Proposed A Dividend of Nok 2.70
Per Share) Management For Voted - For
5 Approval of the Auditor's Remuneration Management For Voted - For
6 Election of Ten Members to the Supervisory Board in
Line with the Recommendation Given: Camilla M.
Grieg (re-election), Christian Printzell Halvorsen
(new), Eldbjorg Lower (re-election), Gudrun B.
Rollefsen (re-election), Gunvor Management For Voted - For
755
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Ulstein (new), Helge Mogster (re- Election), Lars
Tronsgaard (new), Randi Eek Thorsen (re-election),
Toril Eidesvik (re-election), Widar Salbuvik (new).
in Addition, the Supervisory Board Comprises the
Following Shareholder-elected Members: Inge
Andersen, Sondre Gravir, Olejorgen Haslestad, Nalan
Koc, Thomas Leire, Torild Skogsholm, Merete Smith,
Stale Svenning, Turid M. Sorensen and Gine Wang Non-Voting
7 Election of the Vice-chairman, One Member and One
Deputy to the Control Committee in Line with the
Recommendation Given: the General Meeting Approved
the Election Committee's Proposed Election of Karl
Olav Hovden As New Vice- Chairman, Ida Helliesen As
A New Member and Ole Grotting Trasti As A New
Deputy, with A Term of Office of Up to One Year Management For Voted - For
8 Election of Three Members to the Election Committee
in Line with the Recommendation Given: the General
Meeting Approved the Election Committee's Proposed
Re-election of Camilla M. Grieg and Karl Moursund
and the Election of Mette Wikborg As A New Member
of the Election Committee, with A Term of Office of
Up to Two Years Management For Voted - For
9 Approval of Remuneration Rates for Members of the
Supervisory Board, Control Committee and Election
Committee in Line with the Recommendation Given Management For Voted - For
10 Authorisation to the Board of Directors for the
Repurchase of Shares Management For Voted - For
11.A Statement from the Board of Directors in Connection
with Remuneration to Senior Executives: Suggested
Guidelines (consultative Vote) Management For Voted - For
11.B Statement from the Board of Directors in Connection
with Remuneration to Senior Executives: Binding
Guidelines (presented for Approval) Management For Voted - For
12 Corporate Governance Management For Voted - For
DNO INTERNATIONAL ASA, OSLO
CUSIP: R6007G105
Meeting Date: 05-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
756
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
2 Election of A Person to Chair the Meeting and A
Person to Sign the Minutes Together with the
Chairman of the Meeting: Andreas Mellbye Management For Voted - For
3 Approval of the Notice and the Agenda Management For Voted - For
4 Approval of the Annual Accounts and the Annual
Report for Dno International Asa and the Group for
the Financial Year 2013 Management For Voted - For
5 Election of Members of the Nomination Committee:
the Nomination Committee Proposes That Bijan
Mossavar-rahmani (chairman), Gunnar Hirsti (member)
and Kare Tjonneland (member) be Reelected As
Members of the Nomination Committee, and That Its
Existing Chairman be Re-elected in That Function,
in Both Cases for A Period of Two Years Management For Voted - Against
6 Determination of the Remuneration to the Members of
the Board of Directors, the Audit Committee, the
Hsse Committee and the Compensation Committee Management For Voted - For
7 Determination of the Remuneration to the Members of
the Nomination Committee Management For Voted - For
8 Approval of the Auditor's Fee Management For Voted - For
9 Consideration of the Board of Directors' Statement
Regarding the Determination of Salaries and Other
Remuneration to the Management Pursuant to Section
6-16a of the Norwegian Public Limited Liability
Companies Act Management For Voted - Against
10 Authorization to the Board of Directors to Increase
the Share Capital Management For Voted - Against
11 Authorization to the Board of Directors to Acquire
Treasury Shares Management For Voted - Against
12 Authorization to the Board of Directors to Issue
Convertible Bonds Management For Voted - For
13 Change of the Company's Name to Dno Asa Management For Voted - For
28 May 2014: Please Note That This is A Revision
Due to Change in Record Date-from 28 May to 29 May
2014. If You Have Already Sent in Your Votes,
Please Do-not Vote Again Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
757
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FRED.OLSEN ENERGY ASA, OSLO
CUSIP: R25663106
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in the Bene-ficial Owners Name to
be Allowed to Vote at Meetings. Shares Will be
Temporari-ly Transferred to A Separate Account in
the Beneficial Owner's Name on the Pro-xy Deadline
and Transferred Back to the Omnibus/nominee Account
the Day After-the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
13 May 2014: Please Note That This is A Revision
Due to Deletion of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You Dec-ide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
1 Opening of the Annual General Meeting by the
Chairman of the Board Management For Voted - For
2 Election of Chairman for the Meeting and One
Shareholder to Sign the Minutes Together with the
Chairman of the Meeting and Approval of the Notice
of the Meeting and the Agenda Management For Voted - For
3 Directors' Report and the Annual Accounts for 2013
for Fred. Olsen Energy Asa Parent Company and
Consolidated, Hereunder the Board of Director's
Proposal on Dividend: It is Suggested That an
Ordinary Dividend of Nok 10 Per Share and an
Extraordinary Dividend of Nok 10 Per Share is
Distributed to The Management For Voted - For
Shareholders of the Company As of the Date of the
Annual General Meeting. Subject to the Annual
General Meeting Resolving the Proposed Distribution
of Dividend, the Company's Shares Will be Traded
Ex. Dividend from and Including 28th May 2014, and
It is Expected That the Payment Date of Dividend
Will be on Or About 20th June 2014 Non-Voting
758
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Authorization for the Board of Directors to
Increase the Share Capital of the Company Management For Voted - For
5 Authorization for the Board of Directors to
Purchase the Company's Own Shares ("treasury
Shares") Management For Voted - For
6 Statement by the Board of Directors on the
Remuneration of the Senior Management Management For Voted - Against
7 Stipulation of Board of Directors' Fees Management For Voted - For
8 Stipulation of Auditor's Fee Management For Voted - For
9.1 Election of Board of Director: Oivin Fjeldstad Management For Voted - For
9.2 Election of Board of Director: Stephen Knudtzon
(deputy) Management For Voted - For
GJENSIDIGE FORSIKRING ASA, LYSAKER
CUSIP: R2763X101
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
3 Approval of the Notice of the Meeting and the Agenda Management For Voted - For
5 Approval of the Boards Report and Annual Accounts
for 2013 Including Allocation of the Profit for the
Year Management For Voted - For
6.A The Boards Statement on the Stipulation of Pay and
Other Remuneration Management For Voted - For
6.B The Boards Guidelines for the Stipulation of
Remuneration to the Executive Personnel Management For Voted - For
6.C New Guidelines for All Allotment of Shares, Share
Subscription Rights Etc Management For Voted - For
759
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Authorisation for Acquisition of Own Shares for the
Share Savings Scheme and Remuneration Scheme for
Executive Personnel Management For Voted - For
8 Authorisation of the Board to Determine
Distribution of Dividend Management For Voted - For
9.A.A Election of Bjoern, Benedikte Bettina As Member of
the Supervisory Board Management For Voted - For
9.A.B Election of Daugaard, Knud Peder As Member of the
Supervisory Board Management For Voted - For
9.A.C Election of Dille, Randi As Member of the
Supervisory Board Management For Voted - For
9.A.D Election of Frogner, Marit As Member of the
Supervisory Board Management For Voted - For
9.A.E Election of Hansen, Hanne Solheim As Member of the
Supervisory Board Management For Voted - For
9.A.FElection of Holtet, Geir As Member of the
Supervisory Board Management For Voted - For
9.A.G Election of IVersen, Bjoern As Member of the
Supervisory Board Management For Voted - For
9.A.H Election of Olimb, Paal As Member of the
Supervisory Board Management For Voted - For
9.A.I Election of Ottestad, John Ove As Member of the
Supervisory Board Management For Voted - For
9.A.J Election of Petersen, Stephen Adler As Member of
the Supervisory Board Management For Voted - For
9.A.K Election of Stakkeland, Lilly Toennevold As Member
of the Supervisory Board Management For Voted - For
9.A.L Election of Stray, Christine As Member of the
Supervisory Board Management For Voted - For
9.A.M Election of Soefteland, Even As Member of the
Supervisory Board Management For Voted - For
9.A.N Election of Wold, Terje As Member of the
Supervisory Board Management For Voted - For
9.A.O Election of Kvinlaug, IVar As First Deputy of the
Supervisory Board Management For Voted - For
9.A.PElection of Myhra, Nils-ragnar As Second Deputy
Member of the Supervisory Board Management For Voted - For
9.A.Q Election of Roenneberg, Hanne As Third Deputy
Member of the Supervisory Board Management For Voted - For
9.A.R Election of Kleiven, Bjoernar As Fourth Deputy
Member of the Supervisory Board Management For Voted - For
9.B The General Meetings Proposal for the Supervisory
Boards Election of Chair, IVersen Bjoern Management For Voted - For
9.C The General Meetings Proposal for the Supervisory
Boards Election of Deputy Chair, Stray Christine Management For Voted - For
9.D.A Proposal of Steen, Sven IVer As Member to the
Control Committee (chair) Management For Voted - For
9.D.B Proposal of Lee, Liselotte Aune As Member to the
Control Committee (member) Management For Voted - For
9.D.C Proposal of Stroemme, Hallvard As Member to the
Control Committee (member) Management For Voted - For
9.D.D Proposal of Naesseth, Vigdis Myhre As Member to the
Control Committee (deputy Member) Management For Voted - For
760
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9.E.A Proposal of IVersen, Bjoern As Member to the
Nomination Committee (chair) Management For Voted - For
9.E.BProposal of Bjoern, Benedikte Bettina As Member to
the Nomination Committee (member) Management For Voted - For
9.E.CProposal of Ibsen, Mai-lill As Member to the
Nomination Committee (member) Management For Voted - For
9.E.D Proposal of Kvinlaug, IVar As Member to the
Nomination Committee (member) Management For Voted - For
9.E.EProposal of Ottestad, John Ove As Member to the
Nomination Committee (member) Management For Voted - For
10 Stipulation of Remuneration of Officers of the
Company Management For Voted - For
KVAERNER ASA, OSLO
CUSIP: R38879244
Meeting Date: 10-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of Notice of Meeting and Agenda Management For Voted - For
2 Election of at Least One Person to Co-sign the
Minutes Management For Voted - For
3 Distribution of Dividend: to Distribute A Dividend
of Nok 0.58 Per Share Management For Voted - For
761
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEROY SEAFOOD GROUP ASA, BERGEN
CUSIP: R4279D108
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
3 Approval of Notice and Proposed Agenda Management For Voted - For
4 Approval of the Board of Directors' Statement
Regarding Salaries and Other Remuneration of Senior
Executives Management For Voted - Against
5 Approval of the Annual Report and Accounts of the
Parent Company and the Consolidated Report and
Accounts for 2013, Including Distribution of
Dividend and Remuneration of the Auditor, the Board
of Directors and the Nomination Committee Management For Voted - For
7.1 Election of Board of Directors and the Nomination
Committee: Chairman of the Board Helge Singelstad
(re- Election) Management For Voted - Against
7.2 Election of Board of Directors and the Nomination
Committee: Board Member Arne Mogster (re-election) Management For Voted - Against
7.3 Election of Board of Directors and the Nomination
Committee: Board Member Marianne Mogster (re-
Election) Management For Voted - Against
7.4 Election of Board of Directors and the Nomination
Committee: Chairman of the Nomination Committee
Helge Mogster (re-election) Management For Voted - For
7.5 Election of Board of Directors and the Nomination
Committee: Member of the Nomination Committee
Benedicte Schilbred Fasmer (re-election) Management For Voted - For
762
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.6 Election of Board of Directors and the Nomination
Committee: Member of the Nomination Committee Aksel
Linchausen (re-election) Management For Voted - For
8 The Board's Proposal Regarding Renewal of the
Board's Authorisation to Purchase the Company's Own
Shares Management For Voted - For
9 The Board's Proposal Regarding Renewal of the
Board's Authorisation to Increase the Share Capital
by Issuing New Shares Through Private Placements Management For Voted - For
MARINE HARVEST ASA, BERGEN
CUSIP: R2326D105
Meeting Date: 16-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of A Chairperson and A Person to Sign the
Minutes Together with the Chairperson Management For Voted - For
2 Approval of the Notice and Proposed Agenda Management For Voted - For
3 Approval of Dividend Payment of Nok 0,05 Per Share Management For Voted - For
Meeting Date: 15-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
763
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of A Chairperson and A Person to Sign the
Minutes Together with the Chairperson Management For Voted - For
2 Approval of the Notice and Proposed Agenda Management For Voted - For
3 Distribution of Extraordinary Dividend of Nok 0.075
Per Share Management For Voted - For
4 Authority to Approve the Distribution of Dividends Management For Voted - For
Meeting Date: 20-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of A Chairperson and A Person to Sign the
Minutes Together with the Chairperson Management For Voted - For
2 Approval of the Notice and Agenda Management For Voted - For
3 Share Capital Increase to Facilitate Consolidation
of Shares Management For Voted - For
4 Consolidation of the Company's Shares Management For Voted - For
764
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARINE HARVEST ASA, BERGEN
CUSIP: R2326D113
Meeting Date: 22-May-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of A Chairperson and A Person to Sign the
Minutes Together with the Chairperson Management For Voted - For
2 Approval of the Notice and Proposed Agenda Management For Voted - For
3 Briefing on the Business Non-Voting Non-Voting
4 Approval of the Annual Accounts and the Board's
Annual Report for 2013 for Marine Harvest Asa and
the Marine Harvest Group, Including Allocation of
the Result for the Financial Year and Statement
Regarding Principles for Corporate Governance Management For Voted - For
5 Distribution of Quarterly Dividend, Nok 5 Per Share Management For Voted - For
6 Authority to the Board to Approve the Distribution
of Dividends Management For Voted - For
7 Authority to the Board to Purchase Own Shares Management For Voted - For
8 Authority to the Board to Increase the Share Capital Management For Voted - For
9 Authority to the Board to Take Up Convertible Loans Management For Voted - Against
10 Determination of Remuneration to the Members of the
Board of Directors Management For Voted - For
11.1 Election of Director: Tor Olav Troim Management For Voted - For
11.2 Election of Director: Cecilie Fredriksen Management For Voted - For
11.3 Election of Director: Solveig Strand Management For Voted - For
11.4 Election of Director: Helene Vibbleus Management For Voted - For
12 Amendment of the Instruction to the Nomination
Committee Management For Voted - For
765
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13.1 Election of Member to the Nomination Committee:
Erling Lind Management For Voted - For
13.2 Election of Member to the Nomination Committee:
Arne Hjeltnes Management For Voted - For
14 Determination of Remuneration to the Members of the
Nomination Committee Management For Voted - For
15 Approval of Remuneration to the Company's Auditor Management For Voted - For
16.1 Statement on the Determination of Salary and Other
Remuneration for Senior Executives Management For Voted - Against
16.2 Approval of Guidelines for Allocation of Options Management For Voted - For
NORSK HYDRO ASA, OSLO
CUSIP: R61115102
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of the Notice and the Agenda Management For Voted - For
2 Election of One Person to Countersign the Minutes Management For Voted - For
3 Approval of the Financial Statements and the Board
of Directors' Report for the Financial Year 2013
for Norsk Hydro Asa and the Group, Including
Distribution of Dividend: the Board of Directors
Proposes A Dividend of Nok 0.75 Per Share Management For Voted - For
4 Auditor's Remuneration: It is Requested That the
Fee for Audit to KPMG As for Norsk Hydro Asa for
the Financial Year 2013 of Nok 9.151.000 is Approved Management For Voted - For
5 Statement on Corporate Governance in Accordance
with Section 3-3b of the Norwegian Accounting Act Management For Voted - For
6 Guidelines for Remuneration to the Executive
Management Management For Voted - For
766
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.i Update of the Articles of Association: Section 5 Management For Voted - For
7.ii Update of the Articles of Association: Section 5a Management For Voted - For
7.iii Update of the Articles of Association: Section 7 Management For Voted - For
7.iv Update of the Articles of Association: Section 9 Management For Voted - For
8.i Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Leif Teksum Management For Voted - For
8.ii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Idar Kreutzer Management For Voted - For
8.iii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Sten-arthur Saelor Management For Voted - For
8.iv Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Anne-margrethe Firing Management For Voted - For
8.v Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Terje Venold Management For Voted - For
8.vi Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Unni Steinsmo Management For Voted - For
8.vii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Tove Wangensten Management For Voted - For
8viii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Anne Kverneland Bogsnes Management For Voted - For
8.ix Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Birger Solberg Management For Voted - For
8.x Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Susanne Munch Thore Management For Voted - For
8.xi Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Nils Bastiansen Management For Voted - For
8.xii Election of Member of the Corporate Assembly for A
Period of Two Years Until the Annual General
Meeting in 2016: Shahzad Abid Management For Voted - For
8xiii Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Jan Fredrik Meling Management For Voted - For
8.xiv Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Ylva Lindberg Management For Voted - For
8.xv Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Berit Ledel Henriksen Management For Voted - For
8.xvi Election of Deputy Member of the Corporate Assembly
for A Period of Two Years Until the Annual General
Meeting in 2016: Jorunn Saetre Management For Voted - For
767
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9.i Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Leif Teksum Management For Voted - For
9.ii Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Terje Venold Management For Voted - For
9.iii Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Mette I. Wikborg Management For Voted - For
9.iv Election of Member of the Nomination Committee for
A Period of Two Years Until the Annual General
Meeting in 2016: Susanne Munch Thore Management For Voted - For
10.1 Remuneration for the Member of the Corporate
Assembly: Chair, Annual Compensation of Nok 100,900
(from Nok 98,000), in Addition to Nok 7,300 Per
Meeting Where the Chair is Present; and Deputy
Chair/member/deputy Member, Nok 7,300 Per Meeting
Where the Respective Member is Present (from Nok
7,100). These Fees Were Adjusted Most Recently in
2013 Management For Voted - For
10.2 Remuneration for the Members of the Nomination
Committee: Remuneration Per Meeting: Chair, Nok
7,100 Per Meeting Where the Chair is Present (from
Nok 6,300); and the Other Members of the Nomination
Committee, Nok 5,700 Per Meeting Where the
Respective Member is Present (from Nok 4,800).
These Fees Were Adjusted Most Recently in 2013 Management For Voted - For
NORWEGIAN AIR SHUTTLE ASA, FORNEBU
CUSIP: R63179106
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in the Bene-ficial Owners Name to
be Allowed to Vote at Meetings. Shares Will be
Temporari-ly Transferred to A Separate Account in
the Beneficial Owner's Name on the Pro-xy Deadline
and Transferred Back to the Omnibus/nominee Account
the Day After-the Meeting. Non-Voting Non-Voting
768
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the General Meeting by the Chairman of
the Board, Bjorn H. Kise Management For Voted - For
2 Election of A Meeting Chairperson Management For Voted - For
3 Election of Person to Co-sign the Minutes Together
with the Chairperson Management For Voted - For
4 Approval of the Notice and the Agenda Management For Voted - For
5 The Management's Report on the State of the Company Management For Voted - For
6 The Management's Statement Regarding Corporate
Governance Principles Management For Voted - For
7 Approval of the Annual Report and Annual Accounts
for 2014. the Board Recommends That No Dividend be
Paid Management For Voted - For
8 The Board of Directors Statement on the Management
Compensation Policy Management For Voted - Against
9 Election/re-election of Board Members: the Board
Members for Re- Election Are: Bjorn H. Kise, in
Addition the Committee Recommends Electing
Benedicte Schilbred Fasmer As A New Board Member.
It is Proposed That Ms Fasmer Relieves Ms Marianne
Wergeland Jenssen Who Has Served the Board for
Seven Years Management For Voted - Against
10 Election/re-election of Members of the Election
Committee: the Committee Members Proposed for Re-
Election Are: Geir Tjetland, Inga Lise Lien
Moldestad and Sven Fermann Hermansen Management For Voted - For
11 Fees for Members of the Board Management For Voted - For
12 Fees for the Auditor Management For Voted - Against
13 Authorisation of the Board of Directors to Acquire
Treasury Shares Management For Voted - For
14 Authorisation of the Board of Directors to Increase
the Company's Share Capital Management For Voted - For
15 Authorization of Fourteen Day Notice for
Extraordinary General Meetings Management For Voted - Against
OPERA SOFTWARE ASA
CUSIP: R6664U108
Meeting Date: 03-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
769
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening by the Chairman of the Board - Registration
of Attending Shareholder Non-Voting Non-Voting
2 Election of Chairperson for the Meeting
:attorney-at-law Geir Evenshaug Management For Voted - For
3 Approval of the Calling Notice and the Agenda Management For Voted - For
4 Election of Person to Counter-sign the Minutes Management For Voted - For
5 Approval of the Financial Statements and Annual
Report for 2013 Management For Voted - For
6 Approval of Dividends for 2013 :nok 0.24 Per Share Management For Voted - For
7 Approval of Group Contribution to Opera Software
International As Management For Voted - For
8 Approval of the Auditor's Fee for 2013 Management For Voted - For
9 Corporate Governance Statement Non-Voting Non-Voting
10.1 Approval of Board Members' Remuneration: Fixed
Remuneration Management For Voted - For
10.2 Approval of Board Members' Remuneration:
Remuneration Participating Committees Management For Voted - For
11 Approval of Remuneration to the Members of the
Nomination Committee Management For Voted - For
12 Board Authorization to Acquire Own Shares Management For Voted - For
13.1 Board Authorization to Increase the Share Capital
by Issuance of New Shares : Authorization Regarding
Employees' Incentive Program Management For Voted - For
13.2 Board Authorization to Increase the Share Capital
by Issuance of New Shares : Authorization Regarding
Acquisitions Management For Voted - For
14.1 Election of Board of Director: Sverre Munck Management For Voted - For
14.2 Election of Board of Director: Andre Christensen Management For Voted - For
14.3 Election of Board of Director: Sophia Bendz Management For Voted - For
14.4 Election of Board of Director: Audun W. IVersen Management For Voted - For
14.5 Election of Board of Director: Marianne H. Blystad Management For Voted - For
14.6 Election of Board of Director: Kari Stautland Management For Voted - For
15 Declaration from the Board Regarding Remuneration
Principles for Executive Team Management For Voted - For
16 Approval of New Employee Incentive Scheme Management For Voted - For
17 Calling Notice Extraordinary General Meeting Management For Voted - Against
18 Closing Non-Voting Non-Voting
770
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ORKLA ASA, OSLO
CUSIP: R67787102
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Meeting by the Chair of the Board of
Directors and Election of the Meeting Chair. the
Board of Directors Proposes That Idar Kreutzer be
Elected As Meeting Chair Management For Voted - For
2 Approval of the Financial Statements for 2013 for
Orkla Asa and the Orkla Group and the Annual Report
of the Board of Directors, Including Approval of A
Share Dividend for 2013 of Nok 2.50 Per Share,
Except for Shares Owned by the Group Management For Voted - For
3.2 Advisory Approval of the Board of Directors'
Statement of Guidelines for the Pay and Other
Remuneration of the Executive Management in the
Coming Financial Year Management For Voted - Against
3.3 Approval of Guidelines for Share-related Incentive
Arrangements in the Coming Financial Year Management For Voted - For
5.ii Authorisation to Acquire Treasury Shares to be
Utilised to Fulfil Existing Employee Incentive
Arrangements and Incentive Arrangements Adopted by
the General Meeting in Accordance with Item 3.3 of
the Agenda Management For Voted - For
5.iii Authorisation to Acquire Treasury Shares for
Cancellation Management For Voted - For
6 Minimum Notice of an Extraordinary General Meeting Management For Voted - Against
7.1 Election of Member of the Board of Directors: Stein
Erik Hagen Management For Voted - For
771
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.2 Election of Member of the Board of Directors: Grace
Reksten Skaugen Management For Voted - Against
7.3 Election of Member of the Board of Directors: Jo
Lunder Management For Voted - For
7.4 Election of Member of the Board of Directors:
Ingrid Jonasson Blank Management For Voted - Against
7.5 Election of Member of the Board of Directors:
Lisbeth Valther Pallesen Management For Voted - Against
7.6 Election of Member of the Board of Directors: Lars
Dahlgren Management For Voted - For
7.7 Election of Member of the Board of Directors: Nils
Selte Management For Voted - For
8.1 Election of the Chair of the Board of Directors:
Stein Erik Hagen Management For Voted - For
8.2 Election of the Deputy Chair of the Board of
Directors: Grace Reksten Skaugen Management For Voted - Against
9.1 Election of Member of the Nomination Committee:
Leiv Askvig Management For Voted - For
9.2 Election of Member of the Nomination Committee:
Anders Christian Stray Ryssdal Management For Voted - For
9.3 Election of Member of the Nomination Committee:
Karin Bing Orgland Management For Voted - For
10 Election of the Chair of the Nomination Committee Management For Voted - For
11 Remuneration of Members of the Board of Directors Management For Voted - For
12 Approval of the Auditor's Fee Management For Voted - For
PETROLEUM GEO-SERVICES ASA, LYSAKER
CUSIP: R69628114
Meeting Date: 21-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
772
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of One Person to Countersign the Minutes Management For Voted - For
2.1 Election of New Director to the Board: Anne Grethe
Dalane Management For Voted - For
2.2 Election of New Director to the Board: Walter Qvam Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of the Calling Notice and Agenda Management For Voted - For
2 Election of Person to Countersign the Minutes Management For Voted - For
3 Approval of the Directors' Report and Financial
Statements of Petroleum Geoservices Asa and the
Group for 2013 Management For Voted - For
4 Approval of Dividends for 2013: the Board Proposes
A Dividend Payment for 2013 of Nok 2.30 Per Share Management For Voted - For
5 Approval of the Auditor's Fee for 2013 Management For Voted - For
6 Election of New External Auditor: Ernst & Young As,
in Oslo Management For Voted - For
7.1 Election of Francis Robert Gugen (chairperson) As
Member to the Board of Directors Management For Voted - For
7.2 Election of Harald Norvik (vice Chairperson) As
Member to the Board of Directors Management For Voted - For
7.3 Election of Daniel J. Piette As Member to the Board
of Directors Management For Voted - For
7.4 Election of Holly Van Deursen As Member to the
Board of Directors Management For Voted - For
7.5 Election of Carol Bell As Member to the Board of
Directors Management For Voted - For
773
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.6 Election of Ingar Skaug As Member to the Board of
Directors Management For Voted - For
7.7 Election of Anne Grethe Dalane As Member to the
Board of Directors Management For Voted - For
7.8 Election of Walter Qvam As Member to the Board of
Directors Management For Voted - For
8.1 Nomination Committee-election of Member: Roger
O'neil (chairperson) Management For Voted - For
8.2 Nomination Committee-election of Member: C. Maury
Devine Management For Voted - For
8.3 Nomination Committee-election of Member: Hanne
Harlem Management For Voted - For
9.1 Motion to Approve Board Members' and Nomination
Committee Members' Fees Management For Voted - For
9.2 Motion to Approve the Principles for the
Shareholder Elected Board Members' Fees for the
Period 8 May 2014 to the Annual General Meeting 2015 Management For Voted - For
9.3 Motion to Approve the Principles for the Fees for
the Members of the Nomination Committee for the
Period 8 May 2014 to the Annual General Meeting 2015 Management For Voted - For
10 Authorization to Acquire Treasury Shares Management For Voted - For
11 Statement from the Board Regarding Remuneration
Principles for Senior Executives Management For Voted - For
12 Approval of Performance Based Restricted Stock Plan Management For Voted - For
13.1 General Authorization to Issue New Shares Management For Voted - For
13.2 Authorization to Issue New Shares in Connection
with Existing Share Option Programs Management For Voted - For
14 Motion to Authorize the Company's Board of
Directors to Issue Convertible Loans Management For Voted - For
15 Indemnification of Board of Directors and Ceo Management For Voted - For
16 Corporate Governance Statement Non-Voting Non-Voting
PROSAFE SE, LARNACA
CUSIP: M8175T104
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 Election of the Chair of the Meeting Management For Voted - For
2 Approval of the Notice of Meeting and Agenda Management For Voted - For
3 Approval of the Report of the Board of Directors Management For Voted - For
4 Approval of the Annual Financial Statements for the
Year Ended 31 December 2013 Management For Voted - For
5 Approval of the Report of the Auditors on the
Annual Financial Statements for the Year Ended 31
December 2013 Management For Voted - For
6.1 Election of Director: Ronny Johan Langeland
(chairman) Management For Voted - For
6.2 Election of Director:: Christian Brinch (for A
Period of One Year) Management For Voted - For
6.3 Election of Director: Nancy Ch. Erotocritou Management For Voted - For
6.4 Election of Director: Tasos Ziziros Management For Voted - For
774
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Approval of the Remuneration of the Directors Management For Voted - For
8 Approval of the Remuneration of the Members of the
Election Committee Management For Voted - For
9 Re-appointment of Ernst & Young Cyprus Limited As
Auditors of Prosafe Se Management For Voted - For
10 Approval of the Remuneration of the Auditors (usd
341,000 Audit Fees and Usd 33,000 Fees for Other
Services Management For Voted - For
11 Authorisation of the Board of Directors to
Implement the Acquisition by Prosafe Se of Up to
10% of the Allotted Shares of Prosafe Se at A
Purchase Price to be Determined by the Board of
Directors But Not Exceeding Nok 75 Per Share, Such
Authorisation to be Valid for 12 Months from 28 May
2014 Management For Voted - For
12.A Revoking Existing Authorisation to the Board of
Directors to Issue and Allot Shares for the Purpose
of A Private Placing and A Cash Issue. Authorising
of the Board of Directors of Prosafe Se to Issue
and Allot Up to 23,597,305 Ordinary Shares of
Prosafe Se in Accordance with the Articles of
Association of Prosafe Se. the Authorisation May be
Used for the Purpose of I) A Private Placing by
Using Shares in Prosafe Se As Consideration in
Connection with an Acquisition by Prosafe Se of Any Management For Voted - For
Business Or Asset Relevant to Prosafe Se's Current
Business Or II) A Cash Issue. the Board of
Directors May Determine All the Terms of
Subscription, Including Without Limit the
Subscription Price. Such Authorisation to be Valid
for 12 Months from 28 May 2014 Non-Voting
12.B Provided That the General Meeting Votes in Favour
of 12a, the Board of Directors Proposes That the
General Meeting Also Excludes the Existing
Shareholders' Preferential Rights When It Comes to
the Following Part of the Resolution Proposed Under
12a. II) A Cash Issue Management For Voted - For
13 Revoking Existing Authorisation to the Board of
Directors to Issue and Allot Shares for the Purpose
of A Bond Loan. Authorising of the Board of
Directors of Prosafe Se to Issue and Allot Up to
23,597,305 Ordinary Shares of Prosafe Se in
Accordance with the Articles of Association of
Prosafe Se. the Authorisation May be Used for the
Purpose of Obtaining A Convertible Bond Loan. the
Authorisation May be Used for the Purpose of
Issuing New Shares to Holders of Convertible Bonds
Issued by Prosafe Se. the Existing Shareholders'
Preferential Right to Subscribe for New Shares
Shall be Excluded by the General Meeting. Such
Authorisation to be Valid for 5 Years from 28 May
2014 Management For Voted - For
08 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 1. If
You Have Already Sent in Your Votes, Please Do Not
775
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Vote Ag-ain Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
REC SILICON ASA, SANDVIKA
CUSIP: R7154S108
Meeting Date: 12-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
2 Election of Chairman of the Meeting and
Co-signatory : Thomas Aanmoen is Elected to Chair
the Meeting. Pal Elstad is Elected to Co-sign the
Minutes Management For Voted - For
3 Approval of Notice and Agenda Management For Voted - For
4 Remuneration of Directors and Nomination Committee Management For Voted - For
5 Approval of Auditor's Remuneration Management For Voted - For
6 Approval of 2013 Financial Statements and
Directors' Report Management For Voted - For
7.1 Advisory Vote Regarding Compensation to Leading
Employees Management For Voted - Against
7.2 Approval of Statement Regarding Incentive Plans Management For Voted - For
8.1 Authorization to Issue Shares for Investments,
Mergers and Acquisitions Management For Voted - For
8.2 Authorization to Issue Shares for Effectuation of
Mandatory Share Issues Or Consolidation of Shares Management For Voted - For
8.3 Authorization to Issue Shares to Provide Financial
Flexibility Management For Voted - For
9.1 Authorization to Acquire Treasury Shares in
Connection with Share Option Program for Employees Management For Voted - For
9.2 Authorization to Acquire Treasury Shares to
Increase Return for Shareholders Management For Voted - For
776
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Election of Members to the Board of Directors:
Jens Ulltveit-moe, Espen Klitzing, Ragnhild
Wiborg, Erik Lokke-owre, Inger Berg Orstavik Management For Voted - Against
11 Election of Members to the Nomination Committee:
"karen Helene Ulltveit-moe is Elected As A Member
of the Nomination Committee for Two Years and Rune
Selmar is Re-elected As A Member of the Nomination
Committee for A Period of Two Years. Live Haukvik
Aker is Re-elected As A Member of the Nomination
Committee for A Period of One Year. Rune Selmar is
Elected As the Chairman of the Nomination
Committee." Management For Voted - For
29 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 2 and
Receipt of Record Date. If You Have Already Sent in
Your Vo-tes, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instruc-tions. Thank
You Non-Voting Non-Voting
SCHIBSTED ASA, OSLO
CUSIP: R75677105
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of the Chair Management For Voted - For
2 Approval of the Notice of the General Meeting and
Agenda Management For Voted - For
3 Election of Two Representatives to Sign the Minutes
of the General Meeting Together with the Chair Management For Voted - For
777
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approval of the Financial Statements for 2013 for
Schibsted Asa and the Schibsted Group, Including
the Board of Directors' Report for 2013 Management For Voted - For
5 Approval of the Board's Proposal Regarding Share
Dividend for 2013 Management For Voted - For
6 Approval of the Auditor's Fee for 2013 Management For Voted - For
7 Extension of the Board's Authorization to Buy Back
Shares Until the Annual General Meeting in 2015 Management For Voted - Against
8 The Nomination Committee's Report on Its Work
During the 2013-2014 Period Non-Voting Non-Voting
9 The Board of Directors' Declaration Regarding the
Determination of Salary and Other Remuneration to
Managers of Schibsted Asa in Accordance with
Section 6-16 (a) of the Norwegian Public Limited
Companies Act Management For Voted - For
10 Election of Shareholder-elected Directors Management For Voted - For
11 The Nomination Committee's Proposals Regarding
Directors' Fees, Etc. Management For Voted - For
12 The Nomination Committee-fees Management For Voted - For
13 Granting of Authorization to the Board to
Administrate Some of the Protection Inherent in
Article 7 of the Articles of Association Management For Voted - For
SEADRILL LIMITED, HAMILTON
CUSIP: G7945E105
Meeting Date: 20-Sep-13 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Please Note That This is A Revision Due to Change
in Blocking Conditions. If Y-ou Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
778
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
1 To Re-elect John Fredriksen As A Director of the
Company Management For Voted - For
2 To Re-elect Tor Olav Troim As A Director of the
Company Management For Voted - For
3 To Re-elect Kate Blankenship As A Director of the
Company Management For Voted - For
4 To Re-elect Kathrine Fredriksen As A Director of
the Company Management For Voted - For
5 To Re-elect Carl Erik Steen As A Director of the
Company Management For Voted - For
6 To Re-elect Bert Bekker As A Director of the Company Management For Voted - For
7 To Re-elect Paul Leand Jr As A Director of the
Company Management For Voted - For
8 To Amend the Company's Bye-laws Numbers 57a, 89,
93b, 103, 104, 105, 106a, 110 and 111 Management For Voted - Against
9 To Appoint PricewaterhouseCoopers LLP, As Auditor
and to Authorize the Directors to Determine Their
Remuneration Management For Voted - For
10 To Approve the Remuneration of the Company's Board
of Directors of A Total Amount of Fees Not to
Exceed Usd 1.500.000 for the Year Ended December
31, 2013 Management For Voted - Against
SPAREBANK 1 SR-BANK ASA, STAVANGER
CUSIP: R8T70X105
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
779
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Opening of the General Meeting by the Chairman Non-Voting Non-Voting
2 Presentation of List of Attending Shareholders and
Authorized Representatives Non-Voting Non-Voting
3 Approval of the Notice and the Agenda Management For Voted - For
4 Election of One Person to Sign the Minutes of the
General Meeting with the Chairman Management For Voted - For
5 Approval of the Annual Report and Accounts for
2013, Including the Allocation of Profits Management For Voted - For
6 Approval of Auditor's Fee Management For Voted - For
7 Statement by the Board in Connection with
Remuneration to Senior Executives Management For Voted - For
8 Amendments Management For Voted - For
9 Election of One Member and One Deputy Member of the
Audit Committee:the Nomination Committee, Which
Consists of Einar Risa, Trygve Jacobsen, Hilde
Lekven, Helge Baastad and Thomas Fjelldal Gaarder
Unanimously Proposes: Egil Fjogstad, Member
(re-election), Solvi L. Nordtveit, Deputy Member
(re- Election) Management For Abstain
10 Election of Chair, 10 Members and Five Deputy
Members to the Supervisory Board : the Nomination
Committee, Which Consists of Einar Risa, Trygve
Jacobsen, Hilde Lekven, Helge Baastad and Thomas
Fjelldal Gaarder Unanimously Proposes: Arvid
Langeland, Jorpeland (re-election) Egil Fjogstad,
As Clipper, Stavanger (re-election), Hanne Eik,
Stavanger (re-election), Jan Atle Toft, Stavanger
(re-election), Leif Inge Sletheim, Sola
(re-election), Leif Sigurd Fisketjon, Egersund (re-
Election), Jorgen Ringdal. Gjensidige Forsikring
Asa, Oslo (re-election), Terje Vareberg, Stavanger
(re- Election), Tore Heggheim, Sparebankstiftelsen
Sr-bank, Stavanger (new), Per Sekse, Sandnes (new)
and for Re-election/election of the Following 5
Deputy Members to the Supervisory Board for A Two
Year Period Up to the 2015 Agm. Einar Karsten Ask
Contd Management For Voted - For
Contd Rennesoy (re-election) Grethe Sissel Strom,
Stavanger (re- Election),-mari Rege,
Sparebankstiftelsen Sr-bank, Stavanger
(re-election), Staale- Grunde Haaland, Kverneland
(re- Election), Synnove Solbakken,-
Sparebankstiftelsen Kvinnherad, Valen (re-election) Non-Voting Non-Voting
11 Election of Chair and Two Members of the Audit
Committee: Chairman: Per Sekse, Sandnes, Members:
Helge Leiro Baastad, Gjensidige Forsikring Asa,
Oslo (re-election); Hilde Lekven,
Sparebankstiftelsen Sr-bank, Bergen (re-election) Management For Voted - Against
12 Authorization to Acquire Own Shares and to Pledge
As Security Own Shares Management For Voted - For
13 Authorization Hybrid Tier 1 Capital and
Subordinated Loans Management For Voted - For
780
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STATOIL ASA, STAVANGER
CUSIP: R8413J103
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That This is Amendment to Mid 258962
Due to Change in Directors' N-ame in Resolution
12.l. All Votes Received on the Previous Meeting
Will be Dis-regarded and You Will Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in the Bene-ficial Owners Name to
be Allowed to Vote at Meetings. Shares Will be
Temporari-ly Transferred to A Separate Account in
the Beneficial Owner's Name on the Pro-xy Deadline
and Transferred Back to the Omnibus/nominee Account
the Day After-the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
Please Note That the Board of Directors Recommends
the General Meeting to Vote-against the Shareholder
Proposals: 7, 8 and 19 Non-Voting Non-Voting
3 Election of Chair for the Meeting: Olaug Svarva Management For Voted - For
4 Approval of the Notice and the Agenda Management For Voted - For
5 Election of Two Persons to Co-sign the Minutes
Together with the Chair of the Meeting Management For Voted - For
6 Approval of the Annual Report and Accounts for
Statoil Asa and the Statoil Group for 2013,
Including the Board of Directors' Proposal for
Distribution of Dividend: the Board of Directors
Proposes A Total Dividend of Nok 7.00 Per Share for
2013. the Dividend Accrues to the Shareholders As
of 14 May 2014, with Expected Dividend Payment on
28 May 2014 Management For Voted - For
7 Proposal Submitted by A Shareholder Regarding
Statoil's Activities in Canada Shareholder Against Voted - Against
8 Proposal Submitted by A Shareholder Regarding
Statoil's Activities in the Arctic Shareholder Against Voted - Against
9 Report on Corporate Governance Management For Voted - For
781
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Declaration on Stipulation of Salary and Other
Remuneration for Executive Management Management For Voted - Against
11 Approval of Remuneration for the Company's External
Auditor for 2013 Management For Voted - For
12.A Election of Member to the Corporate Assembly:
Member Olaug Svarva (re- Election, Nominated As
Chair) Management For Voted - For
12.B Election of Member to the Corporate Assembly:
Member Idar Kreutzer (re- Election, Nominated As
Deputy Chair) Management For Voted - For
12.C Election of Member to the Corporate Assembly:
Member Karin Aslaksen (re- Election) Management For Voted - For
12.D Election of Member to the Corporate Assembly:
Member Greger Mannsverk (re-election) Management For Voted - For
12.E Election of Member to the Corporate Assembly:
Member Steinar Olsen (re- Election) Management For Voted - For
12.F Election of Member to the Corporate Assembly:
Member Ingvald Strommen (re-election) Management For Voted - For
12.G Election of Member to the Corporate Assembly:
Member Rune Bjerke (re- Election) Management For Voted - For
12.H Election of Member to the Corporate Assembly:
Member Siri Kalvig (re- Election) Management For Voted - For
12.I Election of Member to the Corporate Assembly:
Member Barbro Haetta (re- Election) Management For Voted - For
12.J Election of Member to the Corporate Assembly:
Member Terje Venold (new Election) Management For Voted - For
12.K Election of Member to the Corporate Assembly:
Member Tone Lunde Bakker (new Election) Management For Voted - For
12.L Election of Member to the Corporate Assembly:
Member Kjersti Kleven (new Member) Management For Voted - For
12.1 Election of Member to the Corporate Assembly:
Deputy Member: Arthur Sletteberg (re-election) Management For Voted - For
12.2 Election of Member to the Corporate Assembly:
Deputy Member: Bassim Haj (re-election) Management For Voted - For
12.3 Election of Member to the Corporate Assembly:
Deputy Member: Nina Kivijervi Jonassen (new
Election) Management For Voted - For
12.4 Election of Member to the Corporate Assembly:
Deputy Member: Birgitte Vartdal (new Election) Management For Voted - For
13 Determination of Remuneration for the Corporate
Assembly Management For Voted - For
14.A Election of Member to the Nomination Committee:
Chair Olaug Svarva (re- Election) Management For Voted - For
14.B Election of Member to the Nomination Committee:
Member Tom Rathke (re- Election) Management For Voted - For
14.C Election of Member to the Nomination Committee:
Member Elisabeth Berge with Personal Deputy Member
Johan A. Alstad (re-election) Management For Voted - For
14.D Election of Member to the Nomination Committee:
Member Tone Lunde Bakker (new Election) Management For Voted - For
15 Determination of Remuneration for the Nomination
Committee Management For Voted - For
782
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Authorisation to Distribute Dividend Based on
Approved Annual Accounts for 2013 Management For Voted - For
17 Authorisation to Acquire Statoil Asa Shares in the
Market in Order to Continue Operation of the Share
Saving Plan for Employees Management For Voted - For
18 Authorisation to Acquire Statoil Asa Shares in the
Market for Subsequent Annulment Management For Voted - For
19 Proposal Submitted by A Shareholder Regarding
Statoil's Activities Shareholder Against Voted - Against
STOREBRAND ASA, OSLO
CUSIP: R85746106
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
3 Approval of Meeting Notice and Agenda Management For Voted - For
6 Approval of the Annual Report and Financial
Statements, Including Application of the Year Result Management For Voted - For
7 Corporate Governance Report Management For Voted - For
8 The Board of Directors' Statement on Executive
Remuneration Management For Voted - For
9 Authorisation for the Board of Directors to Acquire
Treasury Shares Management For Voted - For
10 Authorisation for the Board of Directors to
Increase Share Capital by Issuing New Shares Management For Voted - For
11.1 Election of Member and Alternates to the Board of
Representatives: Terje R. Venold Management For Voted - For
11.2 Election of Member and Alternates to the Board of
Representatives: Vibeke Hammer Madsen Management For Voted - For
11.3 Election of Member and Alternates to the Board of
Representatives: Trond Berger Management For Voted - For
783
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11.4 Election of Member and Alternates to the Board of
Representatives: Tore Eugen Kvalheim Management For Voted - For
11.5 Election of Member and Alternates to the Board of
Representatives: Marianne Lie Management For Voted - For
11.6 Election of Member and Alternates to the Board of
Representatives: Olaug Svarva Management For Voted - For
11.7 Election of Member and Alternates to the Board of
Representatives: Pal Syversen Management For Voted - For
11.8 Election of Member and Alternates to the Board of
Representatives: Arne Giske Management For Voted - For
11.9 Election of Member and Alternates to the Board of
Representatives: Jostein Furnes Management For Voted - For
11.10Election of Member and Alternates to the Board of
Representatives: Arild M. Olsen Management For Voted - For
11.11Election of Member and Alternates to the Board of
Representatives:joakim Gjersoe (alternate Member) Management For Voted - For
11.12Election of Member and Alternates to the Board of
Representatives: Per Otto Dyb (alternate Member) Management For Voted - For
11.13Proposal to the Board of Representative Regarding
Who Should be Elected Chairman and Deputy Chairman:
Terje R. Venold (chairman) Management For Voted - For
11.14Proposal to the Board of Representative Regarding
Who Should be Elected Chairman and Deputy Chairman:
Vibeke Hammer Madsen (deputy Chairman) Management For Voted - For
12.1 Election of Member to the Nomination Committee:
Terje R. Venold Management For Voted - For
12.2 Election of Member to the Nomination Committee:
Olaug Svarva Management For Voted - For
12.3 Election of Member to the Nomination Committee:
Kjetil Houg Management For Voted - For
12.4 Election of Member to the Nomination Committee:
Harald Espedal Management For Voted - For
12.5 Election of the Chairman of the Nomination
Committee: Terje R. Venold Management For Voted - For
13.1 Election of Member and Alternate to the Control
Committee: Elisabeth Wille Management For Voted - For
13.2 Election of Member and Alternate to the Control
Committee: Ole Klette Management For Voted - For
13.3 Election of Member and Alternate to the Control
Committee: Tone M. Reierselmoen (alternate Member) Management For Voted - For
14 Remuneration of the Board of Representatives,
Nomination Committee and Control Committee Management For Voted - For
15 Approval of the Auditor's Remuneration, Including
the Board of Directors' Disclosure on the
Distribution of Remuneration Between Auditing and
Other Services Management For Voted - For
25 Mar 2014: Blocking Should Always be Applied,
Record Date Or Not Non-Voting Non-Voting
25 Mar 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
784
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SUBSEA 7 SA, LUXEMBOURG
CUSIP: L8882U106
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 To Consider (i) the Management Reports of the Board
of Directors of the Compan-y in Respect of the
Statutory and Consolidated Financial Statements of
the Com-pany and (ii) the Reports of Deloitte S.a.,
Luxembourg, Authorised Statutory A- Uditor
("reviseur D'entreprises Agree") on the Statutory
Financial Statements-and the Consolidated Financial
Statements of the Company, for the Fiscal
Year-ended December 31, 2013, As Published on March
13, 2014 and As are Available O-n the Company's
Website at Www.subsea7.com Non-Voting Non-Voting
2 To Approve the Statutory Financial Statements of
the Company for the Fiscal Year Ended December 31,
2013, As Published on March 13, 2014 and As are
Available on the Company's Website at
Www.subsea7.com Management For Voted - For
3 To Approve the Consolidated Financial Statements of
the Company for the Fiscal Year Ended December 31,
2013, As Published on March 13, 2014 and As are
Available on the Company's Website at
Www.subsea7.com Management For Voted - For
4 To Approve the Allocation of Results Including the
Payment of A Dividend of the Company for the Fiscal
Year Ended December 31, 2013, As Recommended by the
Board of Directors of the Company, Namely A
Dividend of Nok 3.60 Per Common Share, Payable on
July 10, 2014 Management For Voted - For
5 To Discharge the Directors of the Company in
Respect of the Proper Performance of Their Duties
for the Fiscal Year Ended December 31, 2013 Management For Voted - For
6 To Elect Ernst and Young S.a., Luxembourg As
Authorised Statutory Auditor ("reviseur
D'entreprises Agree") to Audit the Statutory and
Consolidated Financial Statements of the Company,
for A Term to Expire at the Next Annual General
Meeting of Shareholders Management For Voted - For
7 To Re-elect Mr Kristian Siem As A Director of the
Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
8 To Re-elect Sir Peter Mason As Senior Independent
Director of the Company to Hold Office Until the
Annual General Meeting of Shareholders to be Held
in 2016 Or Until His Successor Has Been Duly Elected Management For Voted - For
9 To Re-elect Mr Eystein Eriksrud As A Director of
the Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
785
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Re-elect Mr Jean Cahuzac As A Director of the
Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
11 To Re-elect Mr Robert Long As an Independent
Director of the Company to Hold Office Until the
Annual General Meeting of Shareholders to be Held
in 2016 Or Until His Successor Has Been Duly Elected Management For Voted - For
TELENOR ASA, FORNEBU
CUSIP: R21882106
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Approval of the Notice of the Annual General
Meeting and the Agenda Management For Voted - For
2 Election of A Representative to Sign the Minutes of
the Annual General- Meeting Together with the
Chairperson of the Meeting Non-Voting Non-Voting
3 Accept Financial Statements and Statutory Reports.
Approve Allocation of Income and Dividends of Nok
7.00 Per Share Management For Voted - For
4 Approval of Remuneration to the Company's Auditor Management For Voted - For
5 Information and Vote on the Board of Director's
Statement Regarding the Determination of Salary and
Other Remuneration to the Executive Management Management For Voted - Against
6 Reduction of Share Capital by Cancelling Treasury
Shares and Redemption of Shares Owned by the
Kingdom of Norway and Reduction of Other Equity Management For Voted - For
786
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Authorisation for the Board to Acquire Treasury
Shares for the Purpose of Cancellation Management For Voted - For
8 Determination of Remuneration to the Members of the
Corporate Assembly and the Nomination Committee Management For Voted - For
24 Apr 2014: Please Note That This is A Revision
Due to Receipt of Dividend Am-ount. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
TGS-NOPEC GEOPHYSICAL COMPANY ASA, NARSNES
CUSIP: R9138B102
Meeting Date: 03-Jun-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of Arne Didrik Kjornaes to Chair the
Meeting and Election of A Person to Sign the
Minutes of the General Meeting Together with the
Meeting Chairman Management For Voted - For
2 Approval of the Notice and Agenda for the Meeting Management For Voted - For
3A Approval of the Annual Accounts and Annual Report
(including Presentation of Auditor's Report) Management For Voted - For
3B Approval of the Board of Directors' Proposal to
Distribute Dividend for 2013 of Nok 8.5 Per Share Management For Voted - For
4 Approval of the Auditors Fee Management For Voted - For
5.A Election of Director: Henry H. Hamilton III,
Chairman Management For Voted - For
5.B Election of Director: Dr. Colette Lewiner Management For Voted - For
5.C Election of Director: Elisabeth Harstad Management For Voted - For
5.D Election of Director: Mark Leonard Management For Voted - For
787
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.E Election of Director: Bengt Lie Hansen Management For Voted - For
5.F Election of Director: Vicki Messer Management For Voted - For
5.G Election of Director: Tor Magne Lonnum Management For Voted - For
6 Approval of Directors Fee for the Period 4 June
2014 to the Ordinary General Meeting in June 2015 Management For Voted - For
7 Approval of Compensation to the Members of the
Nomination Committee for the Period 5 June 2013 to
4 June 2014 Management For Voted - For
8 Election of Member to the Nomination Committee
Jarle Sjo, Member Management For Voted - For
9 Statement on Corporate Governance in Accordance
with Section 3-3b of The-norwegian Accounting Act Non-Voting Non-Voting
10 Renewal of Authority to Acquire the Company's Shares Management For Voted - For
11 Reduction of Share Capital by Cancellation of
Treasury Shares and Amendment of the Articles
Section 5 Management For Voted - For
12 Advisory Vote on the Board of Directors Declaration
Relevant to the Guidelines for Determination of
Compensation to Executive Personnel Management For Voted - For
13 Approval of Long-term Incentive Stock Plan and
Resolution to Issue Free-standing Warrants Management For Voted - For
14 Authority to Increase the Share Capital Management For Voted - For
14 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions 1, 5g,
8. If You Have Already Sent in Your Votes, Please
Do Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
TOMRA SYSTEMS ASA, ASKER
CUSIP: R91733114
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
788
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the General Meeting by the Chairman of
the Board of Directors. Registration of Attending
Shareholders, Including Shareholders Represented by
Proxy Management For Voted - For
2 Election of the Chairman of the Meeting Management For Voted - For
3 Election of One Person to Sign the Minutes of the
General Meeting Together with the Chairman of the
Meeting Management For Voted - For
4 Approval of the Notice of the Meeting and the Agenda Management For Voted - For
5 Report by the Management on the Status of the
Company and the Group Management For Voted - For
6 Approval of the Annual Accounts and the Annual
Report for 2013 for the Company and the Group,
Including Proposal for Declaration of Dividend: an
Ordinary Dividend of Nok 1.35 Per Share Shall be
Distributed Management For Voted - For
7 Advisory Vote Regarding Declaration from the Board
of Directors on the Fixing of Salaries and Other
Remunerations to Leading Personnel and Binding Vote
Regarding Remuneration in Shares to All Employees Management For Voted - For
8 Determination of Remuneration for the Board of
Directors Management For Voted - For
9 Determination of Remuneration for the Nomination
Committee Management For Voted - For
10 Determination of Remuneration for the Auditor Management For Voted - For
11 Re-election of the Shareholder Elected Members of
the Board of Directors: Svein Rennemo (chairman),
Jan Svensson, Aniela Gabriela Gjos, Bodil Sonesson
and Pierre Couderc (new) Management For Voted - For
12 Re-election of Members of the Nomination Committee:
Tom Knoff (chairman), Eric Douglas, Hild Kinder Management For Voted - For
13 Authorisation Regarding Acquisition and Disposal of
Treasury Shares Management For Voted - For
14 Authorisation Regarding Private Placements of Newly
Issued Shares in Connection with Mergers and
Acquisitions Management For Voted - For
15 Deadline for Calling an Extraordinary General
Meeting Until the Next Annual General Meeting Management For Voted - Against
03 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 13. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Y-ou Non-Voting Non-Voting
789
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YARA INTERNATIONAL ASA, OSLO
CUSIP: R9900C106
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Opening of the Agm, Approval of Meeting Notice and
Agenda Management For Voted - For
2 Election of Chairperson and A Person to Co-sign the
Minutes. the Board Proposes That Ketil E. Boe,
Partner in the Law Firm Wikborg, Rein and Co is
Elected As Chairperson Management For Voted - For
3 Approval of the Annual Accounts and the Annual
Report for 2013 for Yara International Asa and the
Group, Including Distribution of Dividends. the
Board Proposes That A Dividend of Nok 10 Per Share
is Paid for the Financial Year 2013 Management For Voted - For
4 Statement Regarding Determination of Salary and
Other Remuneration to the Executive Management of
the Company Management For Voted - For
5 Report on Corporate Governance Management For Voted - For
6 Auditor's Fees for 2013 Management For Voted - For
7 Remuneration to the Members of the Board, Members
of the Compensation Committee and Members of the
Audit Committee for the Period Until the Next
Annual General Meeting Management For Voted - For
8 Remuneration to the Members of the Nomination
Committee for the Period Until the Next Annual
General Meeting Management For Voted - For
790
GLOBAL X FTSE NORWAY 30 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Election of Members of the Board :leif Teksum,
Hilde Merete Aasheim, Hilde Bakken ,geir Isaksen
,john Thuestad Management For Voted - For
10 Election of Members of the Nomination Committee
:tom Knoff (chair) ,thorunn Kathrine Bakke ,ann
Kristin Brautaset ,anne Carine Tanum Management For Voted - For
11 Changes to the Articles of Association Regarding
Retirement Age for Members of the Board of Directors Management For Voted - For
12 Capital Reduction by Cancellation of Own Shares and
by Redemption of Shares Held on Behalf of the
Norwegian State by the Ministry of Trade, Industry
and Fisheries Management For Voted - For
13 Power of Attorney to the Board Regarding
Acquisition of Own Shares Management For Voted - For
15 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Nomination
Committee Names. If You Have Already Sent in Your
Votes, Please D-o Not Vote Again Unless You Decide
to Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
791
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALTRI SGPS SA
CUSIP: X0142R103
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Discuss and Decide on the Company's Individual and
Consolidated Annual Report, Balance Sheet and
Accounts, for 2013 Management For Voted - For
2 Decide on the Proposed Application of Free Reserves
to Cover Accumulated Losses Management For Voted - For
3 Decide on the Proposed Appropriation of the 2013's
Net Profit Management For Voted - For
4 Please Note That This Resolution is A Shareholder
Proposal: Promendo, Sgps, S.a., in Its Capacity of
Shareholder Holding 41,132,435 Shares Representing
20.05% of the Share Capital and Voting Rights of
Altri, Sgps, S.a., Proposes to the Shareholders
That They Express Their Confidence in the
Management and Supervision of the Company Business
in 2013, Approving A Vote of Praise for and
Confidence in the Way That the Company Business Was
Managed and Supervised During the 2013 Financial
Year Shareholder Against Voted - For
5 Please Note That This Resolution is A Shareholder
Proposal: Caderno Azul, Sgps S.a., with Its
Registered Office in Rua Do General Norton De
Matos, 58, R/c, Porto, with A Share Capital of Eur
62,500.00, Corporate Tax Number 508038596,
Registered in the Commercial Registry Office of
Oporto Under the Same Number in Its Capacity As A
Shareholder Holding 29,000,000 Shares Representing
14.14% of the Share Capital and of the Voting
Rights of Altri, Sgps, S.a., and Livrefluxo, Sgps,
S.a., with Its Shareholder Against Voted - Against
Registered Office in Rua Do General Norton De
Matos, 58, R/c, Porto, with A Share Capital of Eur
50,000.00, Corporate Tax Number 508795630,
Registered in the Commercial Registry Office of
Oporto Under the Same Number in Its Capacity As A
Shareholder Holding 8,664,064 Shares Representing
4.22% of the Share Capital and of the Contd Non-Voting
792
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd Voting Rights of Altri, Sgps, S.a. Propose
the Following to The- Shareholders: 1. the Approval
of the Following Composition of the
Company's-governing Bodies for the New Mandate 2014
- 2016: Board of the Shareholders'-general Meeting:
Chairman - Jose Francisco Pais Da Costa Leite,
Secretary --claudia Alexandra Goncalves Dos Santos
Dias; Board of Directors: Chairman -- Paulo Jorge
Dos Santos Fernandes, Vice-president - Joao Manuel
Matos Borges-de Oliveira, Members - Pedro Macedo
Pinto De Mendonca, Domingos Jose Vieira-de Matos,
Laurentina Da Silva Martins, Pedro Miguel Matos
Borges De Oliveira,-ana Rebelo De Carvalho Meneres
De Mendonca; Supervisory Board: Chairman --pedro
Nuno Fernandes De Sa Pessanha Da Costa, Effective
Members - Andre- Seabra Ferreira Pinto, Jose
Guilherme Barros Silva, Substitute - Luis
Filipe-contd Non-Voting Non-Voting
Contd Alves Baldaque De Marinho Fernandes; 2. As
Per the Terms and Pursuant-to Article 398, Nrs. 3
and 4 of the Portuguese Companies Act,
The-authorisation of the Directors to Engage in A
Competing Activity on A-self-employed Basis Or As
an Employee and to Perform Tasks in A
Competing-company, As Defined in Article 254, Nr. 2
of the Said Act, Or to be Nominated-on the Said
Company's Behalf Or As A Representative Thereof,
The-authorisation in Question Being Awarded Without
Any Restriction to the Access-to Sensitive
Information of Altri, Sgps, S.a. by the Directors.
3. The-approval of the Following Composition of the
Remuneration Commission for The- New Mandate 2014 -
2016: Chairman: Joao Da Silva Nataria; Members:
Jose- Francisco Pais Da Costa Leite, Pedro Nuno
Fernandes De Sa Pessanha Da Costa Non-Voting Non-Voting
6 Vote for the Statutory Auditor for the 2014-2016
Mandate: Deloitte & Associados, Sroc, S.a.,
Represented by Jorge Manuel Araujo De Beja Neves Ou
Miguel Nuno Machado Canavarro Fontes Management For Voted - For
7 Decide on the Remuneration Policy of the Statutory
Governing Bodies Management For Voted - For
8 Deliberate on the Acquisition and Sale of Own Shares Management For Voted - For
BANCO BPI SA, LISBOA
CUSIP: X03168410
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
279054 Due to Addition Of-resolution 9. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
793
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Voting in Portuguese Meetings
Requires the Disclosure of Bene-ficial Owner
Information, Through Declarations of Participation
and Voting. Br- Oadridge Will Disclose the
Beneficial Owner Information for Your Voted
Account-s. Additionally, Portuguese Law Does Not
Permit Beneficial Owners to Vote Inco-nsistently
Across Their Holdings. Opposing Votes May be
Rejected Summarily By- the Company Holding This
Ballot. Please Contact Your Client Service
Representa-tive for Further Details. Non-Voting Non-Voting
1 To Resolve on the Directors' Report and Individual
and Consolidated Accounts of the Bank for the 2013
Financial Year Management For Voted - For
2 To Resolve on the Proposed Allocation of the Result
of the 2013 Financial Year Management For Voted - For
3 To Generally Review Banco Bpi's Management and
Supervision Management For Voted - For
4 To Resolve on the Ratification of the Selection of
the Independent Statutory Auditor, Resolved by the
Board of Directors for the Purpose of Preparing A
Report on Contributions in Kind to be Made Under
the Capital Increase to Which Item 5 Herein Refers Management For Voted - For
5 To Resolve on A Capital Increase Up to Eur 113 849
649, to be Carried Out Through Contributions in
Kind, As Well As on A Subsequent Amendment to
Paragraph 1 of Article 4 of the Articles of
Association Management For Voted - For
6 To Elect the Members of the Governing Bodies for
the 2014/2016 Term of Office Management For Voted - Against
7 To Elect the Remuneration Committee for the
2014/2016 Term of Office Management For Voted - For
8 To Resolve on the Remuneration Committee's
Statement Concerning the Remuneration Policy of the
Members of the Board of Directors and the
Supervisory Board Management For Voted - For
9 To Resolve on the Acquisition and Disposal of Own
Shares Management For Voted - For
03-apr-2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 09-oct- 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
03-apr-2014: Please Note That This is A Revision
Due to Additional of Second C-all Comment. If You
Have Already Sent in Your Votes for Mid: 305443,
Please Do-not Revote on This Meeting Unless You
Decide to Amend Your Instructions. Non-Voting Non-Voting
794
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO COMERCIAL PORTUGUES, SA, PORTO
CUSIP: X03188137
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Decide on the Management Report, Balance Sheet and
Individual and Consolidated Accounts for the Year
2013 Management For Voted - For
2 Deliberate on the Proposal for Application of
Results Management For Voted - For
3 General Assessment of the Management and
Supervision of the Company, with the Amplitude
Previewed by Law Management For Voted - For
4 Following the Resignation of the Salaries Council
President, Discuss About the Composition of That
Council for the Period 2014/2016 Management For Voted - For
5 Following the Resignation of Two Non Executive
Members of the Board of Directors Discuss About the
Composition of the Board of Directors for the
Period 2014/2016 Management For Voted - For
6 To Resolve on the Election of the General Meeting
Members for the Period 2014/2016 Management For Voted - For
7 To Resolve on the Election of the Official Auditor
for the Period 2014/2016 Management For Voted - For
8 To Resolve on the External Auditor for the Period
2014/2016 Management For Voted - For
9 To Resolve on the Declaration of the Salaries
Council About the Remuneration of the Board of
Directors, Including the Executive Commission, As
Well As the Change of the Regulation of the
Retirement of the Executive Directors Management For Voted - For
10 Change of the Own Capital Items, by Reducing the
Amount of Share Capital Without Changing the Number
of Shares with No Nominal Value and No Change in
Net Worth, and Consequent Modification of Paragraph
1 of Article 4 of the Articles of Association, with
A Reduction of 2.025.000.000 Euros, to Cover Losses
Incurred in the Individual Accounts of the Bank for
the Year 2013 Management For Voted - For
11 Discuss About the Sale and Acquisition of Own
Shares and Own Bonds Management For Voted - For
795
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 May 2014: Please Note That This is A Revision
Due to Modification in Text O- F Resolution 3. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
BANCO ESPIRITO SANTO SA, LISBOA
CUSIP: X0346X153
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Accept Individual Financial Statements and
Statutory Reports Management For Voted - For
2 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Discharge of Management and Supervisory
Boards Management For Voted - For
5 Approve Remuneration Policy Management For Voted - For
6 Approve Maintenance of Relationship Between the
Company and Its Wholly Owned Subsidiaries Management For Voted - For
7 Authorize Repurchase and Reissuance of Shares and
Debt Instruments Management For Voted - For
8 Approve Submission of Spanish Branch to Group's
Special Tax Regime Management For Voted - For
21 Apr 2014: Please Note That Shareholders May Only
Attend in the Shareholders-meeting If They Hold
Voting Rights of A Minimum of 100 Shares Which
Correspon-d to One Voting Right. Thank You. Non-Voting Non-Voting
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
796
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANIF - BANCO INTERNACIONAL DO FUNCHAL SA, FUNCHAL
CUSIP: X0521E103
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Decide on the Management Report, Balance Sheet and
Individual and Consolidated Accounts for the Year
2013 Management For Voted - For
2 Deliberate on the Proposal for Application of
Results Management For Voted - For
3 General Assessment of the Management and
Supervision of the Company, with the Amplitude
Prewied by Law Management For Voted - For
4 To Appoint an Auditor Or A Firm of Auditors to
Perform the Duties Provided for in Article 446. of
the Companies Code Management For Voted - For
5 To Resolve on the Declaration of the Salaries
Commission About the Remuneration Policy of the
Governing Bodies Management For Voted - For
6 Resolve on A Proposal from the Board of Directors
for Regrouping of Shares, in the Proportion of One
New Share for Conversion of Ten Existing Shares,
with the Consequent Amendment of the Nr 1 of the
Article 6 of the Articles of Association Management For Voted - For
7 Resolve on A Proposal from the Board of Directors
to Change the Articles of Association, with the
Purpose of an Adoption of New Model of Management
and Supervision Consisting of A Board of Directors
Comprising an Audit Commission and Statutory Auditor Management For Voted - For
8 If the Proposal Under Item 7 is Approved, Resolve
on the Election of Members of the Audit Committee
for the Period Remainder of the 2012-2014 Term Management For Voted - For
9 Discuss About the Sale and Acquisition of Own
Shares and Own Bonds Management For Voted - For
EDP RENOVAVEIS, SA, OVIEDO
CUSIP: E3847K101
Meeting Date: 08-Apr-14 Meeting Type: Ordinary General Meeting
1 Elect Chairman of Meeting Management For Voted - For
797
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Consolidated and Standalone Financial
Statements Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Individual and Consolidated Management
Reports, and Corporate Governance Report Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Fix Maximum Variable Compensation Ratio Management For Voted - For
7 Approve Remuneration of Directors Management For Voted - For
8 Renew Appointment of KPMG As Auditor Management For Voted - For
9 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
12 Mar 2014: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent and Change in
Meeting Type from Agm to Ogm. If You Have Already
Sent in Yo-ur Votes, Please Do Not Return This
Proxy Form Unless You Decide to Amend Your-original
Instructions. Thank You. Non-Voting Non-Voting
12 Mar 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 15 Apr 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
EDP-ENERGIAS DE PORTUGAL SA, LISBOA
CUSIP: X67925119
Meeting Date: 12-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
288892 Due to Splitting Of-resolution "3". All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure of Bene-ficial Owner
Information, Through Declarations of Participation
and Voting. Br- Oadridge Will Disclose the
Beneficial Owner Information for Your Voted
Account-s. Additionally, Portuguese Law Does Not
Permit Beneficial Owners to Vote Inco-nsistently
Across Their Holdings. Opposing Votes May be
Rejected Summarily By- the Company Holding This
Ballot. Please Contact Your Client Service
Representa-tive for Further Details. Non-Voting Non-Voting
1 Resolve on the Approval of the Individual and
Consolidated Accounts Reporting Documents for 2013,
Including the Global Management Report (which
Incorporates A Chapter Regarding Corporate
Governance), the Individual and Consolidated
Accounts, the Annual Report and the Opinion of the
General and Supervisory Board and the Legal
Certification of the Individual and Consolidated
Accounts Management For Voted - For
798
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Resolve on the Allocation of Profits in Relation to
the 2013 Financial Year Management For Voted - For
3.1 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: Executive Board
of Directors Management For Voted - For
3.2 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: General and
Supervisory Board Management For Voted - For
3.3 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: Statutory Auditor Management For Voted - For
4 Resolve on the Granting of Authorization to the
Executive Board of Directors for the Acquisition
and Sale of Own Shares by Edp and Subsidiaries of
Edp Management For Voted - For
5 Resolve on the Granting of Authorization to the
Executive Board of Directors for the Acquisition
and Sale of Own Bonds by Edp and Subsidiaries of Edp Management For Voted - For
6 Resolve on the Remuneration Policy of the Members
of the Executive Board of Directors Presented by
the Remunerations Committee of the General and
Supervisory Board Management For Voted - For
7 Resolve on the Remuneration Policy of the Other
Members of the Corporate Bodies Presented by the
Remunerations Committee Elected by the General
Shareholders' Meeting Management For Voted - For
GALP ENERGIA SGPS SA, LISBOA
CUSIP: X3078L108
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 To Resolve on the Single Management Report and the
Individual and Consolidated Accounts for 2013,
Including the Corporate Governance Report,
Accompanied, in Particular, by the Statutory
Auditor's Opinion and the Supervisory Board's
Activity Report and Opinion Management For Voted - For
2 To Resolve on the Proposal for Application of
Profits of the Year 2013 : Dividend of Eur 0.288
Per Share Management For Voted - For
799
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Resolve on A General Assessment of the Company's
Management and Supervision, Under Article 455 of
the Companies Code Management For Voted - For
4 To Resolve on the Statement of the Remuneration
Committee Regarding the Remuneration Policy of the
Governing Bodies Management For Voted - For
5 To Resolve on the Granting of Authorisation to the
Board of Directors for the Acquisition and Sale of
Treasury Shares, by the Company Or by Its Affiliates Management For Voted - For
6 To Resolve on the Granting of Authorisation to the
Board of Directors for the Acquisition and Sale of
Own Bonds Or Other Own Debt Securities, by the
Company Or by Its Affiliates Management For Voted - For
03 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-to 16 Apr 14 and
Receipt of Dividend Amount. If You Have Already
Sent in Your-votes, Please Do Not Return This Proxy
Form Unless You Decide to Amend Your Or-iginal
Instructions. Thank You Non-Voting Non-Voting
JERONIMO MARTINS SGPS SA, LISBOA
CUSIP: X40338109
Meeting Date: 18-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure of Bene-ficial Owner
Information, Through Declarations of Participation
and Voting. Br- Oadridge Will Disclose the
Beneficial Owner Information for Your Voted
Account-s. Additionally, Portuguese Law Does Not
Permit Beneficial Owners to Vote Inco-nsistently
Across Their Holdings. Opposing Votes May be
Rejected Summarily By- the Company Holding This
Ballot. Please Contact Your Client Service
Representa-tive for Further Details. Non-Voting Non-Voting
1 To Resolve on the Composition of the Board of
Directors Management For Voted - For
2 To Resolve on the Designation of the New Chairman
of the Board of Directors, Pursuant to Paragraph
Two of Article Twelfth of the Articles of
Association Management For Voted - Against
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
800
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 To Resolve on the 2013 Annual Report and Accounts Management For Voted - For
2 To Resolve on the Proposal for Application of
Results Management For Voted - For
3 To Resolve on the 2013 Consolidated Annual Report
and Accounts Management For Voted - For
4 To Assess, in General Terms, the Management and
Audit of the Company Management For Voted - For
5 To Assess the Statement on the Remuneration Policy
of the Management and Audit Bodies of the Company
Prepared by the Remuneration Committee Management For Voted - For
6 To Elect the Chairman of the General Shareholder's
Meeting Until the End of the Current Three Year
Term of Office Management For Voted - For
18 Mar 2014: Please Note That Shareholders May Only
Attend in the Shareholders-meeting If They Hold
Voting Rights of A Minimum of 1 Share Which
Correspond T-o One Voting Right. Thank You. Non-Voting Non-Voting
18 Mar 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
MOTA-ENGIL SGPS SA, LINDA-A-VELHA
CUSIP: X5588N110
Meeting Date: 27-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 15 Jan 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 Deliberate on the Distribution of Assets to
Shareholders, More Precisely on Free Conditional
Allocation to Shareholders of Ordinary Shares, That
Represents 20% of Social Capital of Mota-engil
Africa A Sub-holding of Mota-engil Corporation Management For Abstain
801
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Deliberate on the Sale of Own Shares and on
Execution by Administration Council of
Deliberations Taken Under This Agenda Item Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: Ordinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 16 May 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Discuss and Vote on the Management Report, the
Balance Sheet, the Income Statement, the Statement
of Changes in Equity, the Statement of Cash Flows
and the Attached Balance Sheet, the Income
Statement, the Statement of Changes in Equity and
Statement of Cash Flows for the Year 2013 Presented
by the Board of Directors and the Legal
Certification of Accounts and the Report of the
Fiscal Council, Pursuant to Article 376 of the
Commercial Companies Code Management For Voted - For
2 Discuss and Approve the Proposed Application of
Results Under Article 376 of the Commercial
Companies Code Management For Voted - For
3 Appreciate the Report on Corporate Governance
Practices Management For Voted - For
4 General Assessment of Administration and
Supervision of the Company, Pursuant to the Article
376, Nr 1 Item C) and Article 455 of the Commercial
Companies Code Management For Voted - For
5 Discuss and Decide on the Approval of the
Declaration of the Remuneration Committee on the
Remuneration Policy of the Members of the
Management and Supervision of the Company Management For Voted - For
6 Appreciate, Discuss and Vote on the Consolidated
Management Report the Consolidated Statement of
Financial Position, the Statement of Consolidated
Income, the Consolidated Statement of Income,
Consolidated Statement of Changes in Equity, the
Statement of Cash Flows Consolidated and the Notes
to Consolidated Financial Statements for the Year
2013 Presented by the Board of Directors and the
Legal Certification of Accounts and the Report of
802
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Fiscal Council, Pursuant to Article 508 A) of
the Commercial Companies Code Management For Voted - For
7 Discuss and Decide on the Partial Amendment of the
Contract Including on the Amendment to the Number
One Article Eleven And, Also, the Number Two in the
Fifteenth Article Management For Voted - Against
8 Discuss and Decide, in Accordance with Paragraph
Two of Article Eleven the Articles of Association,
to Fix in Sixteen the Number of the Members Who
Will Compose the Board of Directors of the Company
And, As Well, About Fixing in Two the Number of
Vice - Presidents of That Board Management For Voted - Against
9 Discuss and Approve the Election for A New Term for
the Period 2014-2017, of the Members of the Board
of Directors, the General Meeting of Shareholders
And, Also, of the Members of the Remuneration
Committee Management For Voted - Against
10 Discuss and Decide, in Accordance with Paragraph
Two of Article Eleven of the Articles of
Association, on the Appointment from Among the
Elected Members, Under the Previous Point of This
Agenda for the Board of Directors, Its Chairman and
Vice-chairman of This Board of Directors Management For Voted - For
11 Discuss and Decide, in Accordance with the Number
Nine of the Article Eleven of the Articles of
Association, to Fix the Amount of the Security to
be Provided by the Board of Directors Elected Under
the Item 9 of the Agenda Management For Abstain
12 Discuss and Approve the Purchase and Sale by the
Company of Its Own Shares Management For Voted - For
13 Discuss and Approve the Purchase and Sale by the
Company of Its Own Bonds Management For Voted - For
17 Apr 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. If-you Have Already Sent
in Your Votes, Please Do Not Vote Again Unless You
Deci-de to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
PORTUCEL S.A., LISBOA
CUSIP: X67182109
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
803
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Resolve on the Management Report and Accounts,
and Other Individual Financial Statements for the
Financial Year of 2013 Management For Voted - For
2 To Resolve on the Consolidated Financial Statements
for the Financial Year of 2013 Management For Voted - For
3 To Resolve on the Proposal for Allocation of Profits Management For Voted - For
4 To Assess in General Terms the Work of the
Company's Directors and Auditors Management For Voted - For
5 Discuss About the Remuneration Policy of the
Governing Bodies Management For Voted - Against
6 Discuss About the Distribution of Reserves to the
Shareholders Management For Voted - For
7 Discuss About the Amendment of the Articles 17 and
19, Nr 1 of the Company by Laws Management For Voted - For
8 Discuss About the Sale and Acquisition of Own
Shares and Own Bonds Management For Voted - For
9 Ratify the Co-optation of A Member of Board of
Directors Management For Voted - Against
29 Apr 2014: Please Note That There is A Minimum of
1000 Shares to Vote. Thank-you. Non-Voting Non-Voting
09 May 2014: Please Note That This is A Revision
Due to Addition of Comment An-d Receipt of 2nd Call
Date. If You Have Already Sent in Your Votes,
Please Do-not Vote Again Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
09 May 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 06 Jun 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
PORTUGAL TELECOM SGPS SA, LISBONNE
CUSIP: X6769Q104
Meeting Date: 27-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
Please Note That Five Hundred Shares Correspond to
One Vote. Thanks You Non-Voting Non-Voting
1 To Deliberate on the Participation in the Capital
Increase of Oi, S.a. Through the Contribution of
Assets Representing All of the Operating Assets
Held by the Portugal Telecom Group and the Related
804
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Liabilities, with the Exception of the Shares of
Oi, the Shares of Contax Participacoes, S.a. and
the Shares of Bratel Bv Held Directly Or Indirectly
by Pt Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 To Resolve on the Management Report, Balance Sheet
and Accounts for the Year 2013 Management For Voted - For
2 To Resolve on the Consolidated Management Report,
Balance Sheet and Accounts for the Year 2013 Management For Voted - For
3 To Resolve on the Proposal for Application of
Profits Management For Voted - For
4 To Resolve on A General Appraisal of the Company's
Management and Supervision Management For Voted - For
5 To Resolve on the Acquisition and Disposal of Own
Shares Management For Voted - For
6 To Resolve on the Issuance of Bonds and Other
Securities, of Whatever Nature, by the Board of
Directors, and Notably on the Fixing of the Value
of Such Securities, in Accordance with Article 8,
Number 3 and Article 15, Number 1, Paragraph E), of
the Articles of Association Management For Voted - For
7 To Resolve on the Acquisition and Disposal of Own
Bonds and Other Own Securities Management For Voted - For
8 To Resolve on the Statement of the Compensation
Committee on the Remuneration Policy for the
Members of the Management and Supervisory Bodies of
the Company Management For Voted - For
31 Mar 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 16 May 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
09 Apr 2014: Please Note That Shareholders May Only
Attend in the Shareholders-meeting If They Hold
Voting Rights of an Each 500 Shares Which
Correspond To-one Voting Right. Thank You. Non-Voting Non-Voting
09 Apr 2014: Please Note That This is A Revision
Due to Receipt of Second Call-date and Additional
Comment. If You Have Already Sent in Your Votes,
Please D-o Not Return This Proxy Form Unless You
805
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Decide to Amend Your Original Instruct-ions. Thank
You. Non-Voting Non-Voting
REN - REDES ENERGETICAS NACIONAIS SGPS, SA, LISBOA
CUSIP: X70955103
Meeting Date: 03-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Resolve on the Approval of the Consolidated and
Individual Accounts Reporting Documents Referring
to the 2013 Financial Year Ended on December, 31st,
2013, Namely the Legal Certification of the
Accounts, the Opinion of the Supervising Body, the
Activity Report of the Audit Committee and the
Corporate Governance Report Management For Voted - For
2 Resolve on the Proposal for the Allocation of
Profits in Relation to the Financial Year Ended on
December 31st, 2013 Management For Voted - For
3 General Assessment of the Management and
Supervision of the Company in Accordance with
Article 455 of the Portuguese Companies Code Management For Voted - For
4 Resolve on the Granting of Authorization to the
Board of Directors for the Acquisition and Sale of
Own Shares by Ren and Its Subsidiaries Management For Voted - For
5 Resolve on the Granting of Authorization to the
Board of Directors for the Acquisition and Sale of
Own Bonds Or Other Own Debt Securities by Ren and
Its Subsidiaries Management For Voted - For
6 Resolve on A Statement of the Remuneration
Committee on the Remuneration Policy of the Members
of the Corporate Bodies of the Company Management For Voted - For
7 Resolve on the Election of New Board Members of the
Remuneration Committee for the Current Term
(2012-2014), Due to the Resignations Management For Voted - For
8 Resolve on the Election of the New Chairman of the
Board of Directors for the Term of Office (2012-
2014), Due to the Resignation of the Current
Chairman of the Board of Directors Management For Voted - For
9 Resolve on the Election of A New Member of the
Audit Committee for the Current Term (2012-2014),
Due to Resignation Management For Voted - Against
806
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Resolve on the Election of A New Member of the
Board of Directors to Complete the Term of Office
(2012-2014) Management For Voted - For
13 Mar 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 21 Apr 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
20 Mar 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment and Change in
Meeting Type to Ogm and Receipt of 2nd Call Date.
If You-have Already Sent in Your Votes, Please Do
Not Return This Proxy Form Unless-you Decide to
Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
20 Mar 2014: Shareholders May Only Attend in the
Shareholders Meeting If They-hold Voting Rights of
A Minimum of 1 Share Which Correspond to One Voting
Righ-t Non-Voting Non-Voting
SOCIEDADE DE INVESTIMENTO E GESTAO SGPS SA SE
CUSIP: X7936A113
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
Conditions for the Meeting: Minimum Shs / Voting
Right: 385/1 Non-Voting Non-Voting
1 To Resolve on the Management Report and Accounts,
and Other Individual Financial Statements for the
Financial Year of 2013 Management For Voted - For
2 To Resolve on the Consolidated Financial Statements
for the Same Financial Year Management For Voted - For
3 To Resolve on the Proposal for Allocation of Profits Management For Voted - For
4 To Assess in General Terms the Work of the
Company's Directors and Auditors Management For Voted - For
5 To Elect the Members of the Corporate Bodies for
the 2014-2017 Period Management For Voted - For
6 To Resolve on the Statement on the Remuneration
Policy for Company Officers Management For Voted - For
7 To Resolve on the Acquisition and Disposal of Own
Shares and Bonds Management For Voted - For
807
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SONAE CAPITAL SGPS SA, LISBOA
CUSIP: X8252W150
Meeting Date: 17-Mar-14 Meeting Type: Ordinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Discuss and Approve the Report of the Board of
Directors and the Individual and Consolidated
Financial Statements for 2013 Management For Voted - For
2 Resolution on the Proposed Appropriation of the
2013 Net Profit Management For Voted - For
3 Approve the Management and Audit of the Company Management For Voted - For
4 Decide on the Remuneration Committee Declaration on
the Remuneration Policy of the Statutory Bodies and
Senior Managers As Well As on the Share Attribution
Plan and Respective Regulation Management For Voted - For
5 Resolution on the Acquisition and Sale of Own
Shares Up to the Legal Limit of 10% Management For Voted - For
6 Resolution on the Acquisition and Sale of Own Bonds
Up to the Legal Limit of 10% Management For Voted - For
7 Resolution on the Acquisition And/or Ownership of
Shares Representative of the Company's Share
Capital by Directly Or Indirectly Affiliated
Companies Management For Voted - For
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 07 Apr 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
24 Feb 2014: Please Note That the Meeting Type Was
Changed from Agm to Ogm. If-you Have Already Voted
on This Meeting There is No Need to Re- Vote Again
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
SONAE INDUSTRIA SGPS SA
CUSIP: X8308P126
Meeting Date: 04-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
808
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 22 Apr 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 Decide on the Appointment of the Members of the
Board of the General Meeting Management For Voted - For
2 Discuss and Decide on the Company's Individual and
Consolidated Annual Report, Balance Sheet and
Accounts, for 2013 Management For Voted - For
3 Decide on the Proposal for the Appropriation of
2013's Net Result Management For Voted - For
4 Assess the Management and Audit of the Company Management For Voted - For
5 Decide on the Statement of the Shareholders'
Remuneration Committee on the Remuneration Policy
of the Statutory Governing Bodies and "persons
Discharging Managerial Responsibilities", As Well
As on the Plan to Grant Shares and Its Respective
Regulation Management For Voted - For
6 Discuss and Decide on the Elimination of the
Nominal Value of the Shares Representative of the
Share Capital of the Company and Consequent
Amendment of No. 2 of Article 5th, No. 3 of Article
6th and No. 1 of Article 34th of the Company's
Articles of Association, As Well As on the Renewal
of the Powers Granted to the Board of Directors by
No.3 of Article 5th of the Company's Articles of
Association Management For Voted - For
7 Decide on the Acquisition and Sale of Own Shares Up
to the Legal Limit of 10% Management For Voted - For
8 Decide on the Acquisition and Sale of Bonds Issued
by the Company Up to the Legal Limit of 10% Management For Voted - For
9 Decide on the Acquisition and Or Holding of the
Company's Shares by the Company's Directly Or
Indirectly Controlled Affiliates Management For Voted - For
20 Mar 2014: Shareholders May Only Attend in the
Shareholders Meeting If They-hold Voting Rights of
A Minimum of 1 Share Which Correspond to One Voting
Righ-t Non-Voting Non-Voting
21 Mar 2014: Please Note That This is A Revision
Due to Change in Record Date-to 28 Mar 14 and
Receipt of Additional Comment. If You Have Already
Sent in Yo-ur Votes, Please Do Not Return This
Proxy Form Unless You Decide to Amend Your-
Original Instructions. Thank You Non-Voting Non-Voting
809
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SONAE SGPS SA, MAIA
CUSIP: X8252W176
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 21 May 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 Discuss and Approve the Company Annual Report,
Balance Sheet, and the Individual and Consolidated
Accounts for the 2013 Financial Year Management For Voted - For
2 Decide on the Proposed Appropriation of the
Financial Year Net Result Management For Voted - For
3 Assess the Management and Audit of the Company Management For Voted - For
4 Decide on the Statement Issued by the Shareholders
for the Statutory Governing Bodies and Persons
Discharging Managerial Responsibilities and on the
Share Attribution Plan and Respective Regulation Management For Voted - For
5 Decide, Pursuant to Article 8 of the Articles of
Association, on the Applicable Principles for an
Eventual Issuance of Convertible Bonds, As May be
Decided by the Board of Directors Management For Voted - For
6 Decide, on the Suppression of the Shareholders
Pre-emptive Right in the Subscription of Any
Issuance of Convertible Bonds Decided by the Board
of Directors Pursuant to the Terms of the Proposal
Approved Under Agenda Item 5 Management For Voted - For
7 Decide on the Authorisation for the Purchase and
Sale of Own Shares Up to the Legal Limit of 10 Pct Management For Voted - For
8 Decide on the Authorisation for the Purchase and
Sale of Bonds Issued by the Company Up to 10 Pct Management For Voted - For
9 Decide on the Authorisation for the Purchase And/or
for the Holding of Shares of the Company by Its
Controlled Companies, Under the Applicable Terms of
Article 325-b of the Portuguese Companies Act Management For Voted - For
03 Apr 2014: Please Note That This is A Revision
Due to Updation of Record Dat-e. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy For-m Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
810
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SONAECOM SGPS SA
CUSIP: X8250N111
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Decide on the Appointment of Members to Fulfil
the Vacant Seats That May Exist in the Corporate
Bodies on the Date of the General Meeting Management For Voted - Against
2 Discuss and Approve the Company's Annual Report,
and the Individual and Consolidated Accounts for
the Year Ended 31 December 2013 Management For Voted - For
3 Decide on the Proposed Appropriation of the Net
Results for Year Ended 31 December 2013 Management For Voted - For
4 Assess the Management and Audit of the Company Management For Voted - For
5 Discuss and Approve the Document Setting Out the
Proposed Remuneration Policy to be Applied to the
Company's Management and Auditing Bodies and to
Persons Discharging Managerial Responsibilities, As
Well As on the Plan to Grant Shares and Its
Respective Regulation (the "medium Term Incentive
Plan" Or "mtip") to be Applied by the Shareholders'
Remuneration Committee Management For Voted - For
6 Authorise the Purchase and Sale of Own Shares Up to
the Limit of 10%, As Permitted by Portuguese
Company Law Management For Voted - For
7 Authorise Both Purchasing Or Holding of Shares of
the Company by Affiliated Companies, Under the
Terms of Article 325-b of Portuguese Company Law Management For Voted - For
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
07 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second
Call on 12 May 2014. Consequently, Your Voting
Instruction-s Will Remain Valid for All Calls
Unless the Agenda is Amended. Thank Yo-u. Non-Voting Non-Voting
07 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Comment and
Receipt of Actual Record Date. If You Have Already
Sent in Y-our Votes, Please Do Not Return This
Proxy Form Unless You Decide to Amend You-r
Original Instructions. Thank You. Non-Voting Non-Voting
811
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ZON OPTIMUS SGPS S.A., LISBOA
CUSIP: X9819B101
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 Discuss the Management Report, Balance and
Individual and Consolidated Accounts Regarding Year
2013 Management For Voted - For
2 To Resolve on the Proposal for Application of
Results Management For Voted - For
3 To Assess, in General Terms, the Management of the
Company Management For Voted - For
4 To Resolve About the Election of the Auditor for
the Period 2013/2015 Management For Voted - For
5 Discuss the Salaries Commission Declaration About
the Remuneration Policy of the Board of Directors
and Governing Bodies Management For Voted - For
6 Discuss About the Acquisition and Sale of Own Shares Management For Voted - For
7 Resolve on the Proposal of the Board of Directors
for Definition of A Variable Remuneration Policy of
the Company and Approval of the Respective
Regulation Management For Voted - For
8 Resolve on the Amendment of the Following
Provisions of the Articles of Association: Art.1,
Nr 3 of Art.7, Item B) of the Nr 1 of Art.24 Management For Voted - Against
Please Note That Conditions for the Meeting:
Minimum Shs / Voting Right:- 100/1 Non-Voting Non-Voting
04 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 15 Apr 2014 to 11
Apr 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
Meeting Date: 20-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure Of-beneficial Owner
Information, Through Declarations of Participation
And-voting. Broadridge Will Disclose the Beneficial
Owner Information for Your-voted Accounts.
Additionally, Portuguese Law Does Not Permit
812
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Beneficial-owners to Vote Inconsistently Across
Their Holdings. Opposing Votes May Be- Rejected
Summarily by the Company Holding This Ballot.
Please Contact Your-client Service Representative
for Further Details. Non-Voting Non-Voting
1 To Resolve on the Amendment of Article 1 of the
Company's Articles of Association Management For Voted - For
28 May 2014: Please Note That Shareholders May Only
Attend in the Shareholders-meeting If They Hold
Voting Rights of A Minimum of 100 Shares Which
Correspon-d to One Voting Right. Thank You. Non-Voting Non-Voting
28 May 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
813
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASANKO GOLD INC
CUSIP: 04341Y105
Meeting Date: 30-Jan-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
1 To Approve, with Or Without Variation, A Special
Resolution, the Full Text of Which is Set Forth in
Appendix B to the Accompanying Joint Management
Information Circular of the Company and Pmi Gold
Corporation ("pmi") Dated December 20, 2013 (the
"information Circular"), to Approve the Issuance,
Or Reservation for Issuance, As the Case May Be, by
the Company, Pursuant to the Arrangement Agreement
Dated December 17, 2013 Between Pmi and the Company
(the "arrangement Agreement"), of 90,709,417 Common
Shares of the Company, Being the Number of Common
Shares of the Company Necessary to Give Effect to
the Arrangement (as Defined in the Arrangement
Agreement), All As More Particularly Described in
the Information Circular Management For Voted - For
Meeting Date: 19-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.7 and 3". Thank You. Non-Voting Non-Voting
1 To Determine the Number of Directors at Seven Management For Voted - For
2.1 Election of Director: Colin Steyn Management For Voted - For
2.2 Election of Director: Peter Breese Management For Voted - For
2.3 Election of Director: Shawn Wallace Management For Voted - For
2.4 Election of Director: Gordon J. Fretwell Management For Voted - For
2.5 Election of Director: Marcel De Groot Management For Voted - For
2.6 Election of Director: Peter Bradford Management For Voted - For
2.7 Election of Director: Michael Price Management For Voted - For
3 Appointment of KPMG LLP, Chartered Accountants, As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
4 Ratification and Approval of Stock Option Plan Management For Voted - For
814
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATAC RESOURCES LTD
CUSIP: 046491106
Meeting Date: 24-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
5 6 and 7" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1, to 2.6 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six (6) Management For Voted - For
2.1 Election of Director: Robert C. Carne Management For Voted - For
2.2 Election of Director: Bruce J. Kenway Management For Voted - For
2.3 Election of Director: Glenn R. Yeadon Management For Voted - For
2.4 Election of Director: Helmut H. Wober Management For Voted - For
2.5 Election of Director: Douglas O. Goss, Q. C Management For Voted - For
2.6 Election of Director: Bruce A. Youngman Management For Voted - For
3 Appointment of Davidson & Company LLP, Chartered
Accountants, As Auditors of the Company for the
Ensuing Year and Authorizing the Directors to Fix
Their Remuneration Management For Voted - For
4 To Consider And, If Thought Advisable, to Pass an
Ordinary Resolution Renewing the Company's 10%
"rolling" Stock Option Plan, As More Fully
Disclosed in the Information Circular Accompanying
the Notice of Meeting Management For Voted - For
5 To Consider And, If Thought Advisable, to Pass A
Special Resolution Authorizing an Alteration of the
Company's Articles to Include an Advance Notice
Provision for the Nomination of Directors, As More
Fully Disclosed in the Information Circular
Accompanying the Notice of Meeting: Article 14.12 Management For Voted - For
6 To Consider And, If Thought Advisable, to Pass an
Ordinary Resolution Approving, Ratifying and
Confirming the Company's New Shareholder Rights
Plan, As More Fully Disclosed in the Information
Circular Accompanying the Notice of Meeting Management For Voted - For
7 To Grant the Proxyholder Authority to Vote at
His/her Discretion on Any Other Business Or
Amendment Or Variation to the Previous Resolutions Management For Voted - Against
CHESAPEAKE GOLD CORP
CUSIP: 165184102
Meeting Date: 18-Dec-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"2.1 to 2.5 and 3". Thank You. Non-Voting Non-Voting
1 To Fix the Number of Directors at Five Management For Voted - For
2.1 Election of Director: Daniel J. Kunz Management For Voted - For
815
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.2 Election of Director: Peter F. Palmedo Management For Voted - For
2.3 Election of Director: John Perston Management For Voted - For
2.4 Election of Director: P. Randy Reifel Management For Voted - For
2.5 Election of Director: Gerald L. Sneddon Management For Voted - For
3 Appointment of Deloitte LLP, Chartered Accountants
As Auditor of the Company for the Ensuing Year Management For Voted - For
CONTINENTAL GOLD LTD
CUSIP: G23850103
Meeting Date: 02-Jun-14 Meeting Type: Annual General Meeting
1.1 Election of Director: Leon Teicher Management For Voted - For
1.2 Election of Director: Ari B. Sussman Management For Voted - For
1.3 Election of Director: Jaime I. Gutierrez Management For Voted - For
1.4 Election of Director: Gustavo J. Koch Management For Voted - For
1.5 Election of Director: Paul J. Murphy Management For Voted - For
1.6 Election of Director: Kenneth G. Thomas Management For Voted - For
1.7 Election of Director: Timothy A. Warman Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 Resolution Ratifying, Confirming and Approving the
Adoption of A Deferred Share Unit Plan, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - For
4 Resolution Ratifying, Confirming and Approving the
Adoption of A Restricted Share Unit Plan, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - For
5 Resolution Approving Certain Amendments to the
Company's Bye- Laws 60(a) and 61, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - Against
EXETER RESOURCE CORPORATION
CUSIP: 301835104 TICKER: XRA
Meeting Date: 18-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at 5. Management For Voted - For
02 Director Management
1 Bryce Roxburgh Management For Voted - For
2 Yale Simpson Management For Voted - For
3 Robert Reynolds Management For Voted - For
4 John Simmons Management For Voted - For
5 Julian Bavin Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
816
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
04 To Consider And, If Thought Fit, to Pass, with Or
Without Variation, an Ordinary Resolution to
Approve the Advance Notice Policy of the Company
Dated April 29, 2014 and an Alteration to the
Company's Articles to Include Provisions Requiring
Advance Notice of Director Nominees from
Shareholders, As More Specifically Described in the
Accompanying Information Circular Dated May 14,
2014. Management For Voted - For
GOLD CANYON RESOURCES INC
CUSIP: 38055D105
Meeting Date: 15-Apr-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.6 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at 6 Management For Voted - For
2.1 Election of Director: Akiko Levinson Management For Voted - For
2.2 Election of Director: Quinton Hennigh Management For Voted - For
2.3 Election of Director: Ron Schmitz Management For Voted - For
2.4 Election of Director: Julie Desjardins Management For Voted - For
2.5 Election of Director: Peter Levinson Management For Voted - For
2.6 Election of Director: Jayant Bhandari Management For Voted - For
3 Appointment of Davidson and Company LLP, Chartered
Accountants As Auditors of the Company for the
Ensuing Year Management For Voted - For
4 Approval of Rolling 2014 Stock Option Plan Management For Voted - For
5 Approval of Advanced Notice Policy Management For Voted - For
GRYPHON MINERALS LTD
CUSIP: Q4352M109
Meeting Date: 20-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
817
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Mr Mel Ashton Management For Voted - For
2 Adoption of Remuneration Report Management For Voted - For
3 Issue of Share Appreciation Rights to the Managing
Director Management For Voted - For
GUYANA GOLDFIELDS INC
CUSIP: 403530108
Meeting Date: 28-Apr-14 Meeting Type: MIX
08 Apr 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-abstain' for All
Resolutions. Thank You Non-Voting Non-Voting
1.a Election of Director: J. Patrick Sheridan Management For Voted - For
1.b Election of Director: Alan Ferry Management For Voted - For
1.c Election of Director: Rene Marion Management For Voted - For
1.d Election of Director: Michael Richings Management For Voted - For
1.e Election of Director: Daniel Noone Management For Voted - For
1.f Election of Director: Jean-pierre Chauvin Management For Voted - For
1.g Election of Director: Scott Caldwell Management For Voted - For
1.h Election of Director: David Beatty Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
08 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Comment. If You
Have Already Sent in Your Votes, Please Do Not
Return Th-is Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You-. Non-Voting Non-Voting
INTERNATIONAL TOWER HILL MINES LTD.
CUSIP: 46050R102 TICKER: THM
Meeting Date: 29-May-14 Meeting Type: Annual
01 To Fix the Number of Directors at Five. Management For Voted - For
02 Director Management
1 Anton Drescher Management For Voted - For
2 Stephen Lang Management For Voted - For
3 John Ellis Management For Voted - For
4 Mark Hamilton Management For Voted - For
5 Thomas Weng Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, As Auditors of the Company
for the Fiscal Year Ending December 31, 2014 and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
818
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
04 To Approve the Compensation Paid to the Company's
Neo's on an Advisory Non-binding Basis. Management For Voted - For
KAMINAK GOLD CORP, VANCOUVER
CUSIP: 48356P202
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1, to 2.6 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at 6 Management For Voted - For
2.1 Election of Director: Eira M. Thomas Management For Voted - For
2.2 Election of Director: John Robins Management For Voted - For
2.3 Election of Director: James Paterson Management For Voted - For
2.4 Election of Director: D. Bruce Mcleod Management For Voted - For
2.5 Election of Director: Richard Hall Management For Voted - For
2.6 Election of Director: Bradley Blacketor Management For Voted - For
3 Appointment of Davidson & Company LLP As Auditors
of the Company for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 To Approve and Ratify the Company's Stock Option
Plan As More Particularly Described in the
Company's Information Circular Management For Voted - For
5 To Approve the Company's Advance Notice Policy, As
More Particularly Described in the Company's
Information Circular Dated April 25, 2014 Management For Voted - For
LYDIAN INTERNATIONAL LTD, ST HELIER
CUSIP: G5724R107
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
05 Jun 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' Only for
Resolutions "3" and 'in Favor' Or 'abstain' Only
for Resolut-ion Numbers "1.1 to 1.6 and 2". Thank
You. Non-Voting Non-Voting
1.1 The Election of Management's Nominee for Director:
Gordon Wylie Management For Voted - For
1.2 The Election of Management's Nominee for Director:
Howard H.j. Stevenson Management For Voted - For
1.3 The Election of Management's Nominee for Director:
Willan H. Abel Management For Voted - For
1.4 The Election of Management's Nominee for Director:
Timothy Read Management For Voted - For
1.5 The Election of Management's Nominee for Director:
Stephen J. Altmann Management For Voted - For
819
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 The Election of Management's Nominee for Director:
Vahan Kololian Management For Voted - For
2 The Appointment of Grant Thornton LLP As Auditor of
the Company and the Authorization of the Directors
to Fix the Auditor's Remuneration Management For Voted - For
3 The Approval of the Amendment to the Company's
Memorandum of Association in the Manner Described
in Item 9 in the Notice of Meeting Management For Voted - For
05 Jun 2014: Please Note That This is A Revision
Due to Modification to Text O-f Comment and Change
in Meeting Type to Agm. If You Have Already Sent in
Your-votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
NEWSTRIKE CAPITAL INC, VANCOUVER BC
CUSIP: 652507104
Meeting Date: 28-Jan-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "1.1 to 1.6 and 2". Thank
You. Non-Voting Non-Voting
1.1 Election of Director: Richard O'c. Whittall Management For Voted - For
1.2 Election of Director: Kenneth R. Thorsen Management For Voted - For
1.3 Election of Director: Robert Withers Management For Voted - For
1.4 Election of Director: Wojtek A. Wodzicki Management For Voted - For
1.5 Election of Director: George Brack Management For Voted - For
1.6 Election of Director: Kevin D. Rathbun Management For Voted - For
2 Appointment of Davidson & Company LLP, Chartered
Accountants, of Vancouver, Bc, As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration Management For Voted - For
3 To Confirm the Company's Stock Option Plan Dated
January 20, 2010 Management For Voted - For
4 To Ratify and Approve the Company's Advance Notice
Policy Dated November 21, 2013 As More Particularly
Described in the Section of the Information
Circular Entitled "particulars of Matters to be
Acted Upon - Ratification and Approval of Advance
Notice Policy" Management For Voted - For
5 To Consider, and If Deemed Advisable, Approve A
Special Resolution to Alter the Company's Articles
to Include the Advance Notice Provisions, on the
Terms Set Forth in the Section of the Information
Circular Entitled "particulars of Matters to be
Acted Upon - Approval of Amendment to Articles to
Include Advance Notice Provisions": Section 14.12 Management For Voted - For
820
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NOVAGOLD RESOURCES INC.
CUSIP: 66987E206 TICKER: NG
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 Sharon Dowdall Management For Voted - For
2 Dr. Marc Faber Management For Voted - For
3 Dr. Thomas Kaplan Management For Voted - For
4 Gregory Lang Management For Voted - For
5 Gillyeard Leathley Management For Voted - For
6 Igor Levental Management For Voted - For
7 Kalidas Madhavpeddi Management For Voted - For
8 Gerald Mcconnell Management For Voted - For
9 Clynton Nauman Management For Voted - For
10 Rick Van Nieuwenhuyse Management For Voted - For
11 Anthony Walsh Management For Voted - For
2. Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
3. Approve Certain Amendments to the Company's Stock
Award Plan and Approve All Unallocated Entitlements
Under the Stock Award Plan. Management For Voted - For
4. Approve Certain Amendments to the Company's
Performance Share Unit Plan and Approve All
Unallocated Entitlements Under the Performance
Share Unit Plan. Management For Voted - For
5. Approve Certain Amendments to the Company's
Deferred Share Unit Plan and Approve All
Unallocated Entitlements Under the Deferred Share
Unit Plan, and to Ratify All Prior Issuances of
Deferred Share Units Under the Deferred Share Unit
Plan. Management For Voted - For
6. A Non-binding Resolution Approving the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
7. A Non-binding Resolution on the Frequency of
Holding A Non-binding Vote on the Compensation of
the Company's Named Executive Officers. Management 1 Year Voted - 1 Year
PAPILLON RESOURCES LTD, PERTH
CUSIP: Q7330A113
Meeting Date: 10-Apr-14 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2, 3 and 4 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit (as Referred in the
Company-announcement) You Should Not Vote (or Vote
821
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
"abstain") on the Relevant-proposal Items. by Doing
So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of New Constitution Management For Voted - For
2 Renewal of Performance Rights Plan Management For Voted - For
3 Approval to Grant Performance Rights to Mr Mark
Connelly Management For Voted - For
4 Approval to Vary Terms of Existing Performance
Rights Management For Voted - For
PARAMOUNT GOLD & SILVER CORP.
CUSIP: 69924P102 TICKER: PZG
Meeting Date: 16-Dec-13 Meeting Type: Annual
1 Director Management
1 Christopher Crupi Management For Voted - For
2 Michel Y. Stinglhamber Management For Voted - For
3 John Carden Management For Voted - For
4 Robert Dinning Management For Voted - For
5 Christopher Reynolds Management For Voted - For
6 Eliseo Gonzalez-urien Management For Voted - For
7 Shawn Kennedy Management For Voted - For
2 Vote on Ratification of Mnp LLP As our Independent
Registered Accountants. Management For Voted - For
3. Say on Pay - an Advisory Vote on the Approval of
Executive Compensation. Management For Voted - For
PRETIUM RESOURCES INC, VANCOUVER BC
CUSIP: 74139C102
Meeting Date: 14-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.7 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: Robert A. Quartermain Management For Voted - For
2.2 Election of Director: C. Noel Dunn Management For Voted - For
2.3 Election of Director: Ross A. Mitchell Management For Voted - For
2.4 Election of Director: Joseph J. Ovsenek Management For Voted - For
2.5 Election of Director: Tom S.q. Yip Management For Voted - For
2.6 Election of Director: George Paspalas Management For Voted - For
822
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.7 Election of Director: Peter Birkey Management For Voted - For
3 To Appoint PricewaterhouseCoopers LLP As Auditors
of the Company for the Ensuing Year and to
Authorize the Directors to Fix Their Remuneration Management For Voted - For
4 The Company's Advance Notice Policy, A Copy of
Which is Attached As Schedule "b" to the
Information Circular of the Company Dated As of
April 10, 2014, be and is Hereby Ratified,
Confirmed and Approved Management For Voted - For
RUBICON MINERALS CORPORATION
CUSIP: 780911103 TICKER: RBY
Meeting Date: 25-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven (7). Management For Voted - For
02 Director Management
1 David W. Adamson Management For Voted - For
2 Julian Kemp Management For Voted - For
3 Bruce A. Thomas, Q.c. Management For Voted - For
4 Michael D. Winship Management For Voted - For
5 Michael A. Lalonde Management For Voted - For
6 Peter M. Rowlandson Management For Voted - For
7 David R. Beatty Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorize the Directors to Fix Their Remuneration. Management For Voted - For
04 To Consider and If Thought Appropriate, Pass A
Special Resolution to Approve an Amendment to the
Company's Articles to Include Advance Notice
Provisions Relating to Director Nominations. Management For Voted - For
05 To Consider and If Thought Appropriate, Approve All
Unallocated Entitlements Under the Company's Stock
Option Plan. Management For Voted - For
06 To Consider and If Thought Appropriate, Approve
Certain Amendments to the Company's Stock Option
Plan. Management For Voted - For
RUBICON MINERALS CORPORATION, VANCOUVER BC
CUSIP: 780911103
Meeting Date: 25-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.7 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: David W. Adamson Management For Voted - For
2.2 Election of Director: Julian Kemp Management For Voted - For
823
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.3 Election of Director: Bruce A. Thomas, Q.c. Management For Voted - For
2.4 Election of Director: Michael D. Winship Management For Voted - For
2.5 Election of Director: Michael A. Lalonde Management For Voted - For
2.6 Election of Director: Peter M. Rowlandson Management For Voted - For
2.7 Election of Director: David R. Beatty Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorize the Directors to Fix Their Remuneration Management For Voted - For
4 To Consider and If Thought Appropriate, Pass A
Special Resolution to Approve an Amendment to the
Company's Articles to Include Advance Notice
Provisions Relating to Director Nominations -
Article 10.11 Management For Voted - For
5 To Consider and If Thought Appropriate, Approve All
Unallocated Entitlements Under the Company's Stock
Option Plan. Management For Voted - For
6 To Consider and If Thought Appropriate, Approve
Certain Amendments to the Company's Stock Option
Plan Management For Voted - For
SABINA GOLD & SILVER CORP, VANCOUVER BC
CUSIP: 785246109
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"2.1 to 2.10 and 3". Thank You. Non-Voting Non-Voting
1 To Determine the Number of Directors at Ten (10) Management For Voted - For
2.1 Election of Director: Terrence E. Eyton Management For Voted - For
2.2 Election of Director: David A. Fennell Management For Voted - For
2.3 Election of Director: Jonathan Goodman Management For Voted - Against
2.4 Election of Director: Scott B. Hean Management For Voted - For
2.5 Election of Director: James N. Morton Management For Voted - For
2.6 Election of Director: Robert Pease Management For Voted - For
2.7 Election of Director: John Wakeford Management For Voted - For
2.8 Election of Director: Anthony P. Walsh Management For Voted - For
2.9 Election of Director: John F. Whitton Management For Voted - For
2.10 Election of Director: Leroy E. Wilkes Management For Voted - For
3 To Appoint KPMG LLP, Chartered Accountants, As
Auditor of the Company Management For Voted - For
SEABRIDGE GOLD INC.
CUSIP: 811916105 TICKER: SA
Meeting Date: 24-Jun-14 Meeting Type: Annual
01 Director Management
1 A. Frederick Banfield Management For Voted - For
824
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 D. Scott Barr Management For Voted - For
3 Thomas C. Dawson Management For Voted - For
4 Rudi P. Fronk Management For Voted - For
5 Eliseo Gonzalez-urien Management For Voted - For
6 Richard C. Kraus Management For Voted - For
7 Jay S. Layman Management For Voted - For
8 John W. Sabine Management For Voted - For
02 Appointment of Kmpg LLP, Chartered Accountants, As
Auditors of the Corporation for the Ensuing Year. Management For Voted - For
03 To Authorize the Directors to Fix the Auditors
Remuneration. Management For Voted - For
04 To Approve, by A Majority of Disinterested
Shareholders, the Grants of 750,000 Stock Options
to Directors of the Corporation As More
Particularly Set Out in the Management Proxy
Circular in Respect of the Meeting. Management For Voted - For
05 To Approve, by A Majority of Disinterested
Shareholders, the Proposed Grant of 50,000 Options
to A New Director Nominee, Subject to His Election
As A Director, As More Particularly Set Out in the
Management Proxy Circular in Respect of the Meeting. Management For Voted - For
06 To Approve the Restricted Share Unit Plan of the
Corporation and Grants Under Such Plan As More
Particularly Set Out in the Management Proxy
Circular in Respect of the Meeting. Management For Voted - For
07 To Transact Such Other Business As May Properly
Come Before the Meeting. Management For Voted - Against
TOREX GOLD RESOURCES INC, TORONTO ON
CUSIP: 891054108
Meeting Date: 26-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.7 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Fred Stanford Management For Voted - For
1.2 Election of Director: Michael Murphy Management For Voted - For
1.3 Election of Director: A. Terrance Macgibbon Management For Voted - For
1.4 Election of Director: David Fennell Management For Voted - For
1.5 Election of Director: Andrew Adams Management For Voted - For
1.6 Election of Director: Frank Davis Management For Voted - For
1.7 Election of Director: James Crombie Management For Voted - For
2 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - Against
3 To Consider, And, If Deemed Appropriate, to Pass,
with Or Without Variation, an Ordinary Resolution
to Ratify and Confirm the Adoption of the Company's
Shareholder Rights Plan, As More Particularly
825
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Described in the Accompanying Management
Information Circular Management For Voted - For
30 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 3. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
VOLTA RESOURCES INC, TORONTO ON
CUSIP: 92870R104
Meeting Date: 17-Dec-13 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details" Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 Pursuant to an Interim Order of the Superior Court
of Justice of Ontario (commercial List) Dated
November 18, 2013, the Passing, with Or Without
Variation, of A Special Resolution to Approve A
Plan of Arrangement Under Section 182 of the
Business Corporations Act (ontario) Whereby, Among
Other Things: (a) Holders of Common Shares of Volta
(the "volta Shares") Will Receive, for Each Volta
Share That They Hold, 0.15 of A B2gold Corp.
("b2gold") Common Share; and (b) B2gold Will
Acquire All of the Issued and Outstanding Volta
Shares Management For Voted - For
826
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AERCAP HOLDINGS N.V.
CUSIP: N00985106 TICKER: AER
Meeting Date: 30-Apr-14 Meeting Type: Annual
4 Adoption of the Annual Accounts for the 2013
Financial Year. Management For Voted - For
6 Release of Liability of the Directors with Respect
to Their Management During the 2013 Financial Year. Management For Voted - For
7 Designation of Mr. Keith A. Helming As the
Designated Person in Article 16, Paragraph 8 of the
Articles of Association. Management For Voted - For
8 Appointment of PricewaterhouseCoopers Accountants
N.v. As the Registered Accountants. Management For Voted - For
9A Authorization of the Board of Directors to
Repurchase Ordinary Shares. Management For Voted - For
9B Conditional Authorization of the Board of Directors
to Repurchase Additional Ordinary Shares. Management For Voted - For
10 Reduction of Capital Through Cancellation of the
Company's Ordinary Shares Which May be Acquired
Pursuant to the Authorizations to Repurchase Shares. Management For Voted - For
11A Amendment to the Articles of Association (article
3). Management For Voted - For
11B Designation of Each of the Company's Directors and
Each (candidate) Civil Law Notary and Lawyer at
Nautadutilh N.v. to Implement the Amendment to the
Articles of Association. Management For Voted - For
4 Adoption of the Annual Accounts for the 2013
Financial Year. Management For Voted - For
6 Release of Liability of the Directors with Respect
to Their Management During the 2013 Financial Year. Management For Voted - For
7 Designation of Mr. Keith A. Helming As the
Designated Person in Article 16, Paragraph 8 of the
Articles of Association. Management For Voted - For
8 Appointment of PricewaterhouseCoopers Accountants
N.v. As the Registered Accountants. Management For Voted - For
9A Authorization of the Board of Directors to
Repurchase Ordinary Shares. Management For Voted - For
9B Conditional Authorization of the Board of Directors
to Repurchase Additional Ordinary Shares. Management For Voted - For
10 Reduction of Capital Through Cancellation of the
Company's Ordinary Shares Which May be Acquired
Pursuant to the Authorizations to Repurchase Shares. Management For Voted - For
11A Amendment to the Articles of Association (article
3). Management For Voted - For
11B Designation of Each of the Company's Directors and
Each (candidate) Civil Law Notary and Lawyer at
Nautadutilh N.v. to Implement the Amendment to the
Articles of Association. Management For Voted - For
827
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICA MOVIL, S.A.B. DE C.V.
CUSIP: 02364W105 TICKER: AMX
Meeting Date: 28-Apr-14 Meeting Type: Annual
1. Appointment Or, As the Case May Be, Reelection of
the Members of the Board of Directors of the
Company That the Holders of the Series "l" Shares
are Entitled to Appoint. Adoption of Resolutions
Thereon. Management For Abstain
2. Appointment of Delegates to Execute And, If
Applicable, Formalize the Resolutions Adopted by
the Meeting. Adoption of Resolutions Thereon. Management For Voted - For
ANHEUSER-BUSCH INBEV SA
CUSIP: 03524A108 TICKER: BUD
Meeting Date: 30-Apr-14 Meeting Type: Annual
A1 Change in Relation to Outstanding Subscription
Rights Granted to Directors of the Company and
Certain Executives Management For Voted - For
A2B Renewal of the Powers of the Board of Directors
Relating to the Authorised Capital Management For Voted - For
B1A Renewal of the Powers of the Board of Directors
Relating to the Acquisition of Own Shares Management For Voted - For
B1B Replacing Article 10 of the Articles of Association Management For Voted - For
C4 Approval of the Statutory Annual Accounts Management For Voted - For
C5 Discharge to the Directors Management For Voted - For
C6 Discharge to the Statutory Auditor Management For Voted - For
C7A Renewing the Appointment As Independent Director of
Mr. Kees Storm, for A Period of One Year Management For Voted - For
C7B Renewing the Appointment As Independent Director of
Mr. Mark Winkelman, for A Period of One Year Management For Voted - For
C7C Renewing the Appointment As Director of Mr.
Alexandre Van Damme, for A Period of Four Years Management For Voted - Against
C7D Renewing the Appointment As Director of Mr.
Gregoire De Spoelberch, for A Period of Four Years Management For Voted - Against
C7E Renewing the Appointment As Director of Mr. Carlos
Alberto Da Veiga Sicupira, for A Period of Four
Years Management For Voted - Against
C7F Renewing the Appointment As Director of Mr. Marcel
Herrmann Telles, for A Period of Four Years Management For Voted - Against
C7G Acknowledging the End of Mandate As Director of Mr.
Jorge Paulo Lemann and Appointing As Director Mr.
Paulo Lemann As His Successor, for A Period of Four
Years Management For Voted - Against
C7H Acknowledging the End of Mandate As Director of Mr.
Roberto Moses Thompson Motta and Appointing As
Director Mr. Alexandre Behring As His Successor,
for A Period of Four Years Management For Voted - Against
828
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C7I Appointing As Independent Director Mr. Elio Leoni
Sceti, for A Period of Four Years Management For Voted - For
C7J Appointing As Director Mrs. Maria Asuncion
Aramburuzabala Larregui, for A Period of Four Years Management For Voted - Against
C7K Appointing As Director Mr. Valentin Diez Morodo,
for A Period of Four Years Management For Voted - Against
C8A Remuneration Policy and Remuneration Report of the
Company Management For Voted - Against
C8B Stock Options for Directors Management For Voted - For
D1 Filings Management For Voted - For
BANCO SANTANDER BRASIL S.A.
CUSIP: 05967A107 TICKER: BSBR
Meeting Date: 09-Jun-14 Meeting Type: Special
1 Company's Exit from the Level 2 Special Listing
Segment of Sao Paulo Stock Exchange (bm&fbovespa
S.a. - Bolsa De Valores Mercadorias E Futuros)
("level 2"), with the Discontinuity by the Company
of Differentiated Corporate Governance Practices
Established on the Level 2 Regulation ("exit from
Level 2"), Pursuant to Section Xi of Level 2
Regulation and Title X of the Company's Bylaws, All
As More Fully Described in the Proxy Material. Management For Voted - Against
2AB Election of Specialized Company: Bank of America
Merrill Lynch Banco Multiplo S.a. (please Mark A
for Voting Box for Only 1 of 4 Companies. If More
Than 1 for Box is Checked, Your Vote Will be Deemed
to be Invalid, and Will Not be Counted at the
Meeting.) Management For Voted - For
2AC Election of Specialized Company: N M Rothschild &
Sons (brasil) Ltda. (please Mark A for Voting Box
for Only 1 of 4 Companies. If More Than 1 for Box
is Checked, Your Vote Will be Deemed to be Invalid,
and Will Not be Counted at the Meeting.) Management For Abstain
2AD Election of Specialized Company: KPMG Corporate
Finance Ltda. (please Mark A for Voting Box for
Only 1 of 4 Companies. If More Than 1 for Box is
Checked, Your Vote Will be Deemed to be Invalid,
and Will Not be Counted at the Meeting.) Management For Abstain
2AE Election of Specialized Company: Goldman Sachs Do
Brasil Banco Multiplo S.a. (please Mark A for
Voting Box for Only 1 of 4 Companies. If More Than
1 for Box is Checked, Your Vote Will be Deemed to
be Invalid, and Will Not be Counted at the Meeting.) Management For Abstain
829
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKBERRY LIMITED
CUSIP: 09228F103 TICKER: BBRY
Meeting Date: 19-Jun-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 John Chen Management For Voted - For
2 Timothy Dattels Management For Voted - For
3 Claudia Kotchka Management For Voted - For
4 Richard Lynch Management For Voted - For
5 Barbara Stymiest Management For Voted - For
6 Prem Watsa Management For Voted - For
02 Resolution Approving the Re- Appointment of Ernst &
Young LLP As Auditors of the Company and
Authorizing the Board of Directors to Fix the
Auditors' Remuneration. Management For Voted - For
03 Resolution Confirming By-law No. A4 of the Company,
Which Sets Out Advance Notice Requirements for
Director Nominations As Disclosed in the Management
Information Circular for the Meeting. Management For Voted - For
04 Resolution Approving the Company's Deferred Share
Unit Plan for Directors As Amended, Which Will
Allow for Treasury Issuances and Secondary Market
Purchases of Common Shares of the Company on A
Redemption of Units As Disclosed in the Management
Informatioin Circular for the Meeting. Management For Voted - For
05 Non-binding Advisory Resolution That the
Shareholders Accept the Company's Approach to
Executive Compensation As Disclosed in the
Management Information Circular for the Meeting. Management For Voted - Against
BP P.L.C.
CUSIP: 055622104 TICKER: BP
Meeting Date: 10-Apr-14 Meeting Type: Annual
1 To Receive the Directors' Annual Report and
Accounts. Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report. Management For Voted - Against
3 To Receive and Approve the Directors' Remuneration
Policy. Management For Voted - For
4 To Re-elect Mr. R W Dudley As A Director. Management For Voted - For
5 To Re-elect Mr. I C Conn As A Director. Management For Voted - For
6 To Re-elect Dr. B Gilvary As A Director. Management For Voted - For
7 To Re-elect Mr. P M Anderson As A Director. Management For Voted - For
8 To Re-elect Admiral F L Bowman As A Director. Management For Voted - For
9 To Re-elect Mr. A Burgmans As A Director. Management For Voted - For
10 To Re-elect Mrs. C B Carroll As A Director. Management For Voted - For
11 To Re-elect Mr. G David As A Director. Management For Voted - For
830
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 To Re-elect Mr. I E L Davis As A Director. Management For Voted - For
13 To Re-elect Professor Dame Ann Dowling As A
Director. Management For Voted - For
14 To Re-elect Mr. B R Nelson As A Director. Management For Voted - For
15 To Re-elect Mr. F P Nhleko As A Director. Management For Voted - For
16 To Re-elect Mr. A B Shilston As A Director. Management For Voted - For
17 To Re-elect Mr. C-h Svanberg As A Director. Management For Voted - For
18 To Reappoint Ernst & Young LLP As Auditors to
Authorize the Directors to Fix Their Remuneration. Management For Voted - For
19 To Approve the Renewal of the Executive Directors'
Incentive Plan. Management For Voted - For
20 To Determine the Limit for the Aggregate
Remuneration of the Non- Executive Directors. Management For Voted - For
21 To Give Limited Authority to Allot Shares Up to A
Specified Amount. Management For Voted - For
S22 Special Resolution: to Give Authority to Allot A
Limited Number of Shares for Cash Free of
Pre-emption Rights. Management For Voted - For
S23 Special Resolution: to Give Limited Authority for
the Purchase of Its Own Shares by the Company. Management For Voted - For
S24 Special Resolution: to Authorize the Calling of
General Meetings (excluding Annual General
Meetings) by Notice of at Least 14 Clear Days. Management For Voted - Against
BROOKFIELD ASSET MANAGEMENT INC.
CUSIP: 112585104 TICKER: BAM
Meeting Date: 07-May-14 Meeting Type: Annual
01 Director Management
1 Marcel R. Coutu Management For Voted - For
2 Maureen Kempston Darkes Management For Voted - For
3 Lance Liebman Management For Voted - For
4 Frank J. Mckenna Management For Voted - For
5 Youssef A. Nasr Management For Vote Withheld
6 James A. Pattison Management For Voted - For
7 Seek Ngee Huat Management For Voted - For
8 Diana L. Taylor Management For Voted - For
02 Appointment of Deloitte LLP As the External Auditor
and Authorizing the Directors to Set Its
Remuneration. Management For Voted - For
03 Say on Pay Resolution Set Out in the Corporation's
Management Information Circular Dated March 25,
2014. Management For Voted - For
831
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CANADIAN NATURAL RESOURCES LIMITED
CUSIP: 136385101 TICKER: CNQ
Meeting Date: 08-May-14 Meeting Type: Annual
01 Director Management
1 Catherine M. Best Management For Voted - For
2 N. Murray Edwards Management For Voted - For
3 Timothy W. Faithfull Management For Voted - For
4 Hon. Gary A. Filmon Management For Voted - For
5 Christopher L. Fong Management For Voted - For
6 Amb. Gordon D. Giffin Management For Voted - For
7 Wilfred A. Gobert Management For Voted - For
8 Steve W. Laut Management For Voted - For
9 Keith A.j. Macphail Management For Voted - For
10 Hon. Frank J. Mckenna Management For Voted - For
11 Eldon R. Smith Management For Voted - For
12 David A. Tuer Management For Voted - For
02 The Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, Calgary, Alberta, As
Auditors of the Corporation for the Ensuing Year
and the Authorization of the Audit Committee of the
Board of Directors of the Corporation to Fix Their
Remuneration. Management For Voted - For
03 On an Advisory Basis, Accepting the Corporation's
Approach to Executive Compensation As Set Forth in
the Accomanying Information Circular. Management For Voted - For
CANADIAN SOLAR INC.
CUSIP: 136635109 TICKER: CSIQ
Meeting Date: 23-Jun-14 Meeting Type: Annual
01 Director Management
1 Shawn (xiaohua) Qu Management For Voted - For
2 Robert Mcdermott Management For Voted - For
3 Lars-eric Johansson Management For Voted - For
4 Harry E. Ruda Management For Voted - For
02 To Reappoint Deloitte Touche Tohmatsu Certified
Public Accountants LLP As Auditors of the
Corporation and to Authorize the Directors of the
Corporation to Fix Their Remuneration. Management For Voted - For
ENSCO PLC
CUSIP: G3157S106 TICKER: ESV
Meeting Date: 19-May-14 Meeting Type: Annual
1A. Re-election of Director: J. Roderick Clark Management For Voted - For
832
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Re-election of Director: Roxanne J. Decyk Management For Voted - For
1C. Re-election of Director: Mary E. Francis Cbe Management For Voted - For
1D. Re-election of Director: C. Christopher Gaut Management For Voted - For
1E. Re-election of Director: Gerald W. Haddock Management For Voted - For
1F. Re-election of Director: Francis S. Kalman Management For Voted - For
1G. Re-election of Director: Daniel W. Rabun Management For Voted - For
1H. Re-election of Director: Keith O. Rattie Management For Voted - For
1I. Re-election of Director: Paul E. Rowsey, III Management For Voted - For
2. To Authorise the Board of Directors to Allot Shares. Management For Voted - For
3. To Ratify the Audit Committee's Appointment of KPMG
LLP As our U.S. Independent Registered Public
Accounting Firm for the Year Ended 31 December 2014. Management For Voted - For
4. To Re-appoint KPMG Audit PLC As our U.k. Statutory
Auditors Under the U.k. Companies Act 2006 (to Hold
Office from the Conclusion of the Annual General
Meeting of Shareholders Until the Conclusion of the
Next Annual General Meeting of Shareholders at
Which Accounts are Laid Before the Company). Management For Voted - For
5. To Authorise the Audit Committee to Determine our
U.k. Statutory Auditors' Remuneration. Management For Voted - For
6. To Approve the Directors' Remuneration Policy. Management For Voted - For
7. A Non-binding Advisory Vote to Approve the
Directors' Remuneration Report for the Year Ended
31 December 2013. Management For Voted - For
8. A Non-binding Advisory Vote to Approve the
Compensation of our Named Executive Officers. Management For Voted - For
9. A Non-binding Advisory Vote to Approve the Reports
of the Auditors and the Directors and the U.k.
Statutory Accounts for the Year Ended 31 December
2013 (in Accordance with Legal Requirements
Applicable to U.k. Companies). Management For Voted - For
10. To Approve A Capital Reorganisation. Management For Voted - For
11. To Approve the Disapplication of Pre- Emption
Rights. Management For Voted - For
IMAX CORPORATION
CUSIP: 45245E109 TICKER: IMAX
Meeting Date: 02-Jun-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Neil S. Braun Management For Voted - For
2 Eric A. Demirian Management For Voted - For
3 Richard L. Gelfond Management For Voted - For
4 Garth M. Girvan Management For Voted - For
5 David W. Leebron Management For Voted - For
6 Michael Lynne Management For Voted - For
7 Michael Macmillan Management For Voted - For
8 I. Martin Pompadur Management For Voted - For
9 Marc A. Utay Management For Voted - For
10 Bradley J. Wechsler Management For Voted - For
833
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
02 In Respect of the Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Company and Authorizing the Directors to Fix Their
Remuneration. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
03 In Respect of the Confirmation of Certain
Amendments to By-law No. 1 of the Company As
Outlined in Appendix "a" to the Proxy Circular and
Proxy Statement. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
INFOSYS LIMITED
CUSIP: 456788108 TICKER: INFY
Meeting Date: 14-Jun-14 Meeting Type: Annual
O1 To Receive, Consider & Adopt Financial Statements,
Including Audited Balance Sheet, Statement of
Profit & Loss for Year Ended on That Date & Reports
of Board & Auditors Thereon. Management For Voted - For
O2 To Declare A Final Dividend of 43 Rs Per Equity
Share. Management For Voted - For
O3 To Appoint A Director in Place of B.g. Srinivas,
Who Retires by Rotation And, Being Eligible, Seeks
Re- Appointment. Management For Voted - For
O4 To Appoint A Director in Place of S.
Gopalakrishnan, Who Retires by Rotation And, Being
Eligible, Seeks Re- Appointment. Management For Voted - For
O5 To Re-appoint Auditors to Hold Office from the
Conclusion of This Agm to Fourth Consecutive Agm &
to Fix Their Remuneration. Management For Voted - For
S6 To Appoint U.b. Pravin Rao As A Director, Liable to
Retire by Rotation and Also As A Whole-time
Director. Management For Voted - Against
S7 To Appoint Kiran Mazumdar-shaw As an Independent
Director. Management For Voted - For
S8 To Appoint Carol M. Browner As an Independent
Director. Management For Voted - For
S9 To Appoint Ravi Venkatesan As an Independent
Director. Management For Voted - For
S10 Contract to Sell, Lease, Transfer, Assign Or
Otherwise Dispose of the Whole Or Part of the
Products, Platforms and Solutions (pps) Business &
Undertaking to Edgeverve Systems Limited Management For Voted - For
S11 Retirement of A Director Management For Voted - For
834
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERXION HOLDING N V
CUSIP: N47279109 TICKER: INXN
Meeting Date: 30-Jun-14 Meeting Type: Annual
1. Proposal to Adopt our Dutch Statutory Annual
Accounts for the Financial Year 2013. Management For Voted - For
2. Proposal to Discharge the Members of our Board of
Directors from Certain Liabilities for the
Financial Year 2013. Management For Voted - For
3A. Proposal to Appoint Frank Esser As Non-executive
Director. Management For Voted - For
3B. Proposal to Appoint Mark Heraghty As Non-executive
Director. Management For Voted - For
4. Proposal to Award Restricted Shares to our
Non-executive Directors and to Increase Audit
Committee Membership Compensation, As Described in
the Proxy Statement. Management For Voted - For
5. Proposal to Award Performance Shares to our
Executive Director, As Described in the Proxy
Statement. Management For Voted - For
6. Proposal to Appoint KPMG Accountants N.v. to Audit
our Annual Accounts for the Financial Year 2014. Management For Voted - For
KONINKLIJKE PHILIPS ELECTRONICS N.V.
CUSIP: 500472303 TICKER: PHG
Meeting Date: 01-May-14 Meeting Type: Annual
2C. Proposal to Adopt the Financial Statements. Management For Voted - For
2D. Proposal to Adopt A Dividend of Eur 0.80 Per Common
Share, in Cash Or in Shares at the Option of the
Shareholder, Against the Net Income for 2013. Management For Voted - For
2E. Proposal to Discharge the Members of the Board of
Management for Their Responsibilities. Management For Voted - For
2F. Proposal to Discharge the Members of the
Supervisory Board for Their Responsibilities. Management For Voted - For
3. Proposal to Appoint Ms Orit Gadiesh As Member of
the Supervisory Board with Effect from May 1, 2014. Management For Voted - For
4. Proposal to Re-appoint KPMG Accountants N.v. As
External Auditor of the Company for an Interim
Period of One Year. Management For Voted - For
5A. Proposal to Authorize the Board of Management for A
Period of 18 Months, Effective May 1, 2014, As the
Body Which is Authorized, with the Approval of the
Supervisory Board, to Issue Shares Or Grant Rights
to Acquire Shares Within the Limits Laid Down in
the Articles of Association of the Company. Management For Voted - For
5B. Proposal to Authorize the Board of Management for A
Period of 18 Months, Effective May 1, 2014, As the
Body Which is Authorized, with the Approval of the
835
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Supervisory Board, to Restrict Or Exclude the Pre-
Emption Rights Accruing to Shareholders. Management For Voted - For
6. Proposal to Authorize the Board of Management for A
Period of 18 Months, Per May 1, 2014, Within the
Limits of the Law and the Articles of Association,
to Acquire, with the Approval of the Supervisory
Board, Shares in the Company Pursuant to and
Subject to the Limitations Set Forth in the Agenda
Attached Hereto. Management For Voted - For
7. Proposal to Cancel Common Shares in the Share
Capital of the Company Held Or to be Acquired by
the Company. Management For Voted - For
KOSMOS ENERGY LTD
CUSIP: G5315B107 TICKER: KOS
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 Andrew G. Inglis Management For Vote Withheld
2 Brian F. Maxted Management For Vote Withheld
3 Sir Richard B. Dearlove Management For Voted - For
4 David I. Foley Management For Vote Withheld
5 David B. Krieger Management For Vote Withheld
6 Joseph P. Landy Management For Vote Withheld
7 Prakash A. Melwani Management For Vote Withheld
8 Adebayo O. Ogunlesi Management For Voted - For
9 Lars H. Thunell Management For Voted - For
10 Chris Tong Management For Voted - For
11 Christopher A. Wright Management For Voted - For
2 To Appoint Ernst & Young LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014 and to
Authorize the Company's Audit Committee of the
Board of Directors to Determine Their Remuneration. Management For Voted - For
3 To Approve, on A Nonbinding, Advisory Basis, Named
Executive Officer Compensation. Management For Voted - For
MELCO CROWN ENTERTAINMENT LTD.
CUSIP: 585464100 TICKER: MPEL
Meeting Date: 21-May-14 Meeting Type: Annual
1) To Ratify the Annual Report on Form 20-f Filed with
the U.S. Securities and Exchange Commission, and to
Receive and Adopt the Audited Consolidated
Financial Statements and the Directors' and
Auditors' Reports, for the Year Ended December 31,
2013. Management For Voted - For
2A) To Re-elect Mr. Clarence Yuk Man Chung As A
Non-executive Director of the Company. Management For Voted - Against
836
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2B) To Re-elect Mr. William Todd Nisbet As A
Non-executive Director of the Company. Management For Voted - Against
2C) To Re-elect Mr. James Andrew Charles Mackenzie As
an Independent Non-executive Director of the
Company. Management For Voted - For
2D) To Re-elect Mr. Thomas Jefferson Wu As an
Independent Non-executive Director of the Company. Management For Voted - For
3) To Authorize the Board of Directors to Fix the
Remuneration of the Directors of the Company. Management For Voted - For
4) To Ratify the Appointment of and Re- Appoint the
Independent Auditors of the Company, Deloitte
Touche Tohmatsu, and to Authorize the Board of
Directors to Fix Their Remuneration. Management For Voted - For
5) To Grant A General and Unconditional Mandate to the
Board of Directors to Issue New Shares of the
Company Management For Voted - Against
6) To Grant A General and Unconditional Mandate to the
Board of Directors to Repurchase Shares of the
Company Management For Voted - For
7) To Extend the General Mandate Granted to the Board
of Directors to Issue New Shares of the Company Management For Voted - Against
NOKIA CORPORATION
CUSIP: 654902204 TICKER: NOK
Meeting Date: 17-Jun-14 Meeting Type: Annual
7. Adoption of the Annual Accounts. Management For Voted - For
8. Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend. Management For Voted - For
9. Resolution on the Discharge of the Members of the
Board of Directors and the President and Ceo from
Liability. Management For Voted - For
10. Resolution on the Remuneration of the Members of
the Board of Directors. Management For Voted - For
11. Resolution on the Number of Members of the Board of
Directors. Management For Voted - For
12. Director Management
1 Vivek Badrinath Management For Voted - For
2 Bruce Brown Management For Voted - For
3 Elizabeth Doherty Management For Voted - For
4 Jouko Karvinen Management For Voted - For
5 Marten Mickos Management For Voted - For
6 Elizabeth Nelson Management For Voted - For
7 Risto Siilasmaa Management For Voted - For
8 Kari Stadigh Management For Voted - For
9 Dennis Strigl Management For Voted - For
13. Resolution on the Remuneration of the Auditor. Management For Voted - For
14. Election of Auditor. Management For Voted - For
15. Authorization to the Board of Directors to Resolve
to Repurchase the Company's Own Shares. Management For Voted - For
837
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16. Authorization to the Board of Directors to Resolve
on the Issuance of Shares and Special Rights
Entitling to Shares. Management For Voted - For
NOVADAQ TECHNOLOGIES INC.
CUSIP: 66987G102 TICKER: NVDQ
Meeting Date: 21-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Dr. Arun Menawat Management For Voted - For
2 Aaron Davidson Management For Voted - For
3 Anthony Griffiths Management For Voted - For
4 Harold O. Koch, Jr. Management For Voted - For
5 William A. Mackinnon Management For Voted - For
6 Thomas Wellner Management For Voted - For
02 Appointment of KPMG LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors Fix the Auditors' Remuneration. Management For Voted - For
03 In Respect of the Resolution Reconfirming and
Approving the Unallocated Options Under the
Corporation's Stock Option Plan As May be Further
Amended and Restated Under the Resolution Referred
to in Item 4 of the Management Information Circular. Management For Voted - For
NXP SEMICONDUCTOR NV
CUSIP: N6596X109 TICKER: NXPI
Meeting Date: 20-May-14 Meeting Type: Annual
2C. Adoption of the 2013 Financial Statements Management For Voted - For
2D. Granting Discharge to the Directors for Their
Management During the Past Financial Year Management For Voted - For
3A. Proposal to Re-appoint Mr. Richard L. Clemmer As
Executive Director of the Company with Effect from
May 20, 2014 Management For Voted - For
3B. Proposal to Re-appoint Sir Peter Bonfield As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3C. Proposal to Re-appoint Mr. Johannes P. Huth As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3D. Proposal to Re-appoint Mr. Kenneth A. Goldman As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3E. Proposal to Re-appoint Dr. Marion Helmes As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3F. Proposal to Re-appoint Mr. Joseph Kaeser As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
838
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3G. Proposal to Re-appoint Mr. Ian Loring As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3H. Proposal to Re-appoint Mr. Eric Meurice As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3I. Proposal to Re-appoint Ms. Julie Southern As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3J. Proposal to Appoint Dr. Rick Tsai As Non-executive
Director of the Company with Effect from July 1,
2014 Management For Voted - For
4. Authorisation to Repurchase Shares in the Company's
Capital Management For Voted - For
5. Authorisation to Cancel Repurchased Shares in the
Company's Capital Management For Voted - For
PENN WEST PETROLEUM LTD.
CUSIP: 707887105 TICKER: PWE
Meeting Date: 04-Jun-14 Meeting Type: Annual
01 An Ordinary Resolution to Appoint KPMG LLP,
Chartered Accountants, Calgary, Alberta, As Auditor
of Penn West for the Ensuing Year. Management For Voted - For
02 Director Management
1 James E. Allard Management For Voted - For
2 George H. Brookman Management For Voted - For
3 John Brydson Management For Voted - For
4 Gillian H. Denham Management For Voted - For
5 Richard L. George Management For Voted - For
6 David E. Roberts Management For Voted - For
7 James C. Smith Management For Voted - For
8 Jay W. Thornton Management For Voted - For
03 Advisory Vote Approving Penn West's Approach to
Executive Compensation. Management For Voted - Against
PETROLEO BRASILEIRO S.A. - PETROBRAS
CUSIP: 71654V408 TICKER: PBR
Meeting Date: 02-Apr-14 Meeting Type: Special
A1 Management Report and Financial Statements,
Accompanied by the Opinion of the Audit Committee,
Concerning the Fiscal Year Closed on December 31st,
2013. Management For Abstain
A2 Capital Budget Concerning the Period of 2014. Management For Voted - For
A3 Allocation of the Result of the Period of 2013. Management For Voted - For
A4A Election of the Members of the Board of Directors:
Appointed by the Controlling Shareholders. Management For Abstain
839
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A4B Election of the Member of the Board of Directors:
Appointed by the Minority Shareholders: Mauro
Gentile Rodrigues Da Cunha. Management For Voted - For
A5 Election of the Chairman of the Board of Directors. Management For Voted - For
A6A Election of the Members of the Audit Committee and
Their Respective Substitutes: Appointed by the
Controlling Shareholders. Management For Abstain
A6B Election of the Members of the Audit Committee and
Their Respective Substitutes: Appointed by the
Minority Shareholders: Reginaldo Ferreira Alexandre
& Mario Cordeiro Filho (alternate). Management For Voted - For
S1 Fixing of the Managers' and the Auditors'
Compensation. Management For Voted - For
S2 Increase of the Capital Stock Upon Incorporation of
the Fiscal Incentives Reserve Formed in 2013, in
the Amount of R$ 21 Million, Pursuant to Article
35, Paragraph 1, of Ordinance No. 2.091/07 of the
State Ministry of National Integration, Increasing
the Capital Stock from R$ 205,411 Million to R$
205,432 Million, Not Resulting in Modification of
the Number of Common and Preferred Shares, Pursuant
to Article 40, Item III, of the Articles of
Incorporation, and the Resulting Amendment of
Article 4 of the Referred Article of Incorporation. Management For Voted - For
S3 Merger of Termoacu S.a. ("termoacu") Into Petrobras Management For Voted - For
S4 Merger of Termoceara Ltda. ("termoceara") Into
Petrobras Management For Voted - For
S5 Merger of Companhia Locadora De Equipamentos
Petroliferos - Clep ("clep") Into Petrobras Management For Voted - For
ROYAL DUTCH SHELL PLC
CUSIP: 780259206 TICKER: RDSA
Meeting Date: 20-May-14 Meeting Type: Annual
1. Receipt of Annual Report & Accounts Management For Voted - For
2. Approval of Directors' Remuneration Policy Management For Voted - For
3. Approval of Directors' Remuneration Report Management For Voted - For
4. Appointment of Euleen Goh As A Director of the
Company Management For Voted - For
5. Appointment of Patricia A. Woertz As A Director of
the Company Management For Voted - For
6. Re-appointment of Director: Ben Van Beurden Management For Voted - For
7. Re-appointment of Director: Guy Elliott Management For Voted - For
8. Re-appointment of Director: Simon Henry Management For Voted - For
9. Re-appointment of Director: Charles O. Holliday Management For Voted - For
10. Re-appointment of Director: Gerard Kleisterlee Management For Voted - For
11. Re-appointment of Director: Jorma Ollila Management For Voted - For
12. Re-appointment of Director: Sir Nigel Sheinwald Management For Voted - For
13. Re-appointment of Director: Linda G. Stuntz Management For Voted - For
14. Re-appointment of Director: Hans Wijers Management For Voted - For
15. Re-appointment of Director: Gerrit Zalm Management For Voted - For
840
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16. Re-appointment of Auditors Management For Voted - For
17. Remuneration of Auditors Management For Voted - For
18. Authority to Allot Shares Management For Voted - For
19. Disapplication of Pre-emption Rights Management For Voted - For
20. Authority to Purchase Own Shares Management For Voted - For
21. Approval of Long-term Incentive Plan Management For Voted - For
22. Approval of Deferred Bonus Plan Management For Voted - For
23. Approval of Restricted Share Plan Management For Voted - For
24. Authority for Certain Donations and Expenditure Management For Voted - For
SCORPIO BULKERS INC.
CUSIP: Y7546A106 TICKER: SALT
Meeting Date: 29-May-14 Meeting Type: Annual
1. Director Management
1 Emanuele A. Lauro Management For Voted - For
2 Roberto Giorgi Management For Voted - For
2. To Approve the Appointment of
PricewaterhouseCoopers As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2014. Management For Voted - For
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
CUSIP: 874039100 TICKER: TSM
Meeting Date: 24-Jun-14 Meeting Type: Annual
1) To Accept 2013 Business Report and Financial
Statements Management For Voted - For
2) To Approve the Proposal for Distribution of 2013
Profits Management For Voted - For
3) To Revise the Following Internal Rules: (a)
Procedures for Acquisition Or Disposal of Assets,
(b) Procedures for Financial Derivatives
Transactions Management For Voted - For
TATA MOTORS LIMITED
CUSIP: 876568502 TICKER: TTM
Meeting Date: 27-Jun-14 Meeting Type: Consent
1. Approval for Payment of Minimum Remuneration to Mr.
Ravindra Pisharody, Executive Director (commercial
Vehicles) in Case of Inadequacy of Profits and
Ratification of the Excess Remuneration Paid for
the Financial Year Ended March 31, 2014 Management For Voted - Against
2. Approval for Payment of Minimum Remuneration to Mr.
Satish Borwankar, Executive Director (quality) in
Case of Inadequacy of Profits and Ratification of
841
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Excess Remuneration Paid for the Financial Year
Ended March 31, 2014 Management For Voted - Against
3. Approval and Ratification of the Excess
Remuneration Paid to (late) Mr. Karl Slym, Managing
Director/his Legal Heir in View of Inadequacy of
Profits for the Financial Year Ended March 31, 2014 Management For Voted - Against
4. Borrowing Powers of the Board Management For Voted - For
5. Creation of Charge on Company's Properties Management For Voted - For
6. To Offer Or Invite for Subscription of
Non-convertible Debentures on Private Placement
Basis Management For Voted - For
TERNIUM S.A.
CUSIP: 880890108 TICKER: TX
Meeting Date: 07-May-14 Meeting Type: Annual
1. Consideration of the Board of Directors' and
Independent Auditor's Reports on the Company's
Consolidated Financial Statements. Management For Voted - For
2. Consideration of the Independent Auditor's Report
on Annual Accounts, All As More Fully Described in
the Proxy Material. Management For Voted - For
3. Allocation of Results and Approval of Dividend
Payment. Management For Voted - For
4. Discharge to the Members of the Board of Directors
for the Exercise of Their Mandate Throughout the
Year Ended December 31, 2013. Management For Voted - For
5. Election of the Members of the Board of Directors. Management For Voted - For
6. Compensation of the Members of the Board of
Directors. Management For Voted - For
7. Appointment of the Independent Auditors for the
Fiscal Year Ending December 31, 2014 and Approval
of Their Fees. Management For Voted - For
8. Authorization to the Board of Directors to Delegate
the Day-to-day Management of the Company's Business
to One Or More of Its Members. Management For Voted - For
9. Authorization to the Board of Directors to Appoint
One Or More of Its Members As the Company's
Attorney-in-fact. Management For Voted - For
YANDEX NV
CUSIP: N97284108 TICKER: YNDX
Meeting Date: 21-May-14 Meeting Type: Annual
1. Approval of 2013 Annual Statutory Accounts of the
Company. Management For Voted - For
2. Addition of 2013 Profits of the Company to Retained
Earnings. Management For Voted - For
3. Granting Discharge to the Directors for Their
Management During the Past Financial Year. Management For Voted - For
842
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Proposal to Appoint Herman Gref As A Non-executive
Member of the Board of Directors with Effect from
May 21, 2014. Management For Voted - For
5. Proposal to Re-appoint Arkady Volozh As an
Executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
6. Proposal to Re-appoint Alfred Fenaughty As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
7. Proposal to Re-appoint Elena IVashenseva As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
8. Proposal to Re-appoint Rogier Rijnja As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
9. Authorization to Cancel the Company's Outstanding
Class C Shares. Management For Voted - For
10. Amendment of Company's Articles of Association to
Reduce Number of Authorized Shares and Execute the
Notorial Deed of Amendment. Management For Voted - For
11. Amendment of Equity Incentive Plan. Management For Voted - For
12. Appointment of the External Auditor of the
Company's Consolidated Financial Statements and
Statutory Accounts. Management For Voted - For
13. Authorization to Issue Ordinary Shares and
Preferences Shares. Management For Voted - Against
14. Authorization to Exclude Pre-emptive Rights. Management For Voted - Against
15. Authorization of the Board to Acquire Shares in the
Company. Management For Voted - Against
YPF SOCIEDAD ANONIMA
CUSIP: 984245100 TICKER: YPF
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Meeting. Management For Voted - For
2. Consideration of the Board of Directors'
Resolutions Regarding the Creation of A Long-term
Plan of Compensation in Shares for Employees,
Through the Acquisition of Shares Held by the
Company in Accordance with Article 64 Et. Seq. of
Law 26,831. Exemption from the Preemptive Offer of
Shares to Shareholders Pursuant to Article 67 of
Law 26,831. Management For Voted - For
3. Consideration of the Annual Report, Inventory,
Balance Sheet, Income Statement, Statement of
Changes in Shareholders' Equity and Statement of
Cash Flow, with Their Notes, Charts, Exhibits and
Related Documents, and the Report of the
Supervisory Committee and Independent Auditor,
Corresponding to the Fiscal Year No. 37 Begun on
January 1, 2013 and Ended on December 31, 2013. Management For Voted - For
843
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Use of Profits Accumulated As of December 31, 2013.
Constitution of Reserves. Declaration of Dividends. Management For Voted - For
5. Remuneration of the Independent Auditor for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
6. Appointment of the Independent Auditor Who Shall
Report on the Annual Financial Statements As of
December 31, 2014 and Determination of Its
Remuneration. Management For Voted - For
7. Extension of the Powers Delegated to the Board of
Directors to Determine the Terms and Conditions of
the Notes Issued Under the Current Global
Medium-term Notes Program. Management For Voted - For
8. Consideration of the Performance of the Board of
Directors and the Supervisory Committee During the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
9. Remuneration of the Board of Directors for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
10. Remuneration of the Supervisory Committee for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
11. Determination of the Number of Regular and
Alternate Members of the Supervisory Committee. Management For Abstain
12. Appointment of One Regular and One Alternate Member
of the Supervisory Committee for the Class A Shares. Management For Abstain
13. Appointment of the Regular and Alternate Members of
the Supervisory Committee for the Class D Shares. Management For Abstain
14. Determination of the Number of Regular and
Alternate Members of the Board of Directors. Management For Voted - Against
15. Appointment of One Regular and One Alternate
Director for the Class A Shares and Determination
of Their Tenure. Management For Voted - For
16. Appointment of the Regular and Alternate Directors
for Class D Shares and Determination of Their
Tenure. Management For Voted - For
17. Determination of the Remuneration to be Received by
the Members of the Board of Directors and the
Members of the Supervisory Committee for the Fiscal
Year Begun on January 1, 2014. Management For Abstain
18. Consideration of the Withdrawal of the Corporate
Liability Action Initiated by the Company Against
Mr. Antonio Brufau Niubo. Management For Abstain
844
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BREITBURN ENERGY PARTNERS L.P.
CUSIP: 106776107 TICKER: BBEP
Meeting Date: 19-Jun-14 Meeting Type: Annual
1. Director Management
1 Randall H. Breitenbach Management For Voted - For
2 David B. Kilpatrick Management For Voted - For
2. Advisory (non-binding) Proposal to Approve the
Compensation of the Named Executive Officers of
Breitburn Gp, Llc. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers, LLP As the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
CRESTWOOD MIDSTREAM PARTNERS LP
CUSIP: 226372100 TICKER: CMLP
Meeting Date: 04-Oct-13 Meeting Type: Special
1. Agreement & Plan of Merger, by & Among Crestwood
Midstream Partners Lp ("crestwood"), Crestwood Gas
Services Gp Llc, the General Partner of Crestwood,
Crestwood Holdings Llc, the Parent Company of Cmlp
Gp, Inergy Midstream, L.p., Nrgm Gp, Llc, the
General Partner of Inergy Midstream, Inergy, L.p.,
the Indirect Parent Company of Nrgm Gp, Llc, &
Intrepid Merger Sub, Llc. Management For Voted - For
2. Approval of the Adjournment of the Special Meeting,
If Necessary Or Appropriate to Solicit Additional
Proxies If There are Not Sufficient Votes to
Approve the Merger Agreement at the Time of the
Special Meeting. Management For Voted - For
3. Approval Of, on an Advisory (non- Binding Basis),
the Compensation Payments That Will Or May be Paid
by Crestwood to Its Named Executive Officers in
Connection with the Merger. Management For Voted - For
DORCHESTER MINERALS, L.P.
CUSIP: 25820R105 TICKER: DMLP
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 Buford P. Berry Management For Voted - For
2 C.W. ("bill") Russell Management For Voted - For
3 Ronald P. Trout Management For Voted - For
845
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval of the Appointment of Grant Thornton LLP
As our Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
3. Approval Of, by A Unitholder Non- Binding Advisory
Vote, the Compensation Paid to the Partnership's
Named Executive Officers, As Disclosed Pursuant to
Item 402 of Regulation S-k, Commonly Referred to As
A "say on Pay" Proposal. Management For Voted - For
EAGLE ROCK ENERGY PARTNERS, L.P.
CUSIP: 26985R104 TICKER: EROC
Meeting Date: 29-Apr-14 Meeting Type: Special
1 Proposal to Approve the Contribution Agreement
Dated As of December 23, 2013, by and Among Eagle
Rock Energy Partners, L.p. ("eagle Rock"), Regency
Energy Partners Lp ("regency") and Regal Midstream
Llc, A Wholly Owned Subsidiary of Regency, and the
Other Transactions Contemplated Thereby
(collectively, the "contribution"). Management For Voted - For
2 Advisory, Non-binding Proposal to Approve the
Related Compensation Payments That May be Paid Or
Become Payable to One of Eagle Rock's Named
Executive Officers in Connection with the
Contribution. Management For Voted - For
Meeting Date: 24-Jun-14 Meeting Type: Annual
1. Director Management
1 William K. White Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm of
the Partnership to Examine, Audit and Report to
Unitholders on the Consolidated Financial
Statements of our Partnership and Its Subsidiaries
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
4. To Approve the Amended and Restated Eagle Rock
Energy Partners Long Term Incentive Plan. Management For Voted - For
LEGACY RESERVES LP
CUSIP: 524707304 TICKER: LGCY
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Cary D. Brown Management For Voted - For
2 Kyle A. Mcgraw Management For Voted - For
3 Dale A. Brown Management For Voted - For
4 G. Larry Lawrence Management For Voted - For
846
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 William D. Sullivan Management For Voted - For
6 William R. Granberry Management For Voted - For
7 Kyle D. Vann Management For Voted - For
2. Advisory Resolution Approving Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Bdo Usa, LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
PAA NATURAL GAS STORAGE, LP (PNG)
CUSIP: 693139107 TICKER: PNG
Meeting Date: 31-Dec-13 Meeting Type: Special
1. To Approve the Agreement and Plan of Merger Dated
As of October 21, 2013 by and Among Plains All
American Pipeline, L.p., Paa Acquisition Company
Llc, Paa Natural Gas Storage, L.p. and Pngs Gp Llc,
As It May be Amended from Time to Time (the "merger
Agreement"), and the Transactions Contemplated by
the Merger Agreement, Including the Merger. Management For Voted - For
2. To Adjourn the Special Meeting for Any Reason If
Determined to be Appropriate by Pngs Gp Llc. Management For Voted - For
PIONEER SOUTHWEST ENERGY PARTNERS L.P.
CUSIP: 72388B106 TICKER: PSE
Meeting Date: 17-Dec-13 Meeting Type: Special
1. To Approve Agreement and Plan of Merger, by and
Among Pioneer Natural Resources Company, Pioneer
Natural Resources Usa, Inc., Pnr Acquisition
Company, Llc, Pioneer Southwest Energy Partners
L.p. and Pioneer Natural Resources Gp Llc, As It
May be Amended from Time to Time (the "merger
Agreement"), and the Transactions Contemplated by
the Merger Agreement, Including the Merger. Management For Voted - For
2. To Adjourn the Special Meeting for Any Reason If
Determined to be Appropriate by Pioneer Natural
Resources Gp Llc. Management For Voted - For
QR ENERGY LP (QRE)
CUSIP: 74734R108 TICKER: QRE
Meeting Date: 10-Mar-14 Meeting Type: Special
1. Approval of the First Amendment to the Qre Gp, Llc
Long-term Incentive Plan - This Proposal is to
Approve the First Amendment in Order to Approve the
Increase in the Maximum Number of Common Units That
May be Granted As Equity-based Awards Under the
847
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Ltip. This Proposal is Also to Approve the
Modification of an (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
2. Approval of the Adjournment of the Special Meeting
- This Proposal is to Approve the Adjournment of
the Special Meeting to A Later Date Or Dates, If
Necessary Or Appropriate, to Solicit Additional
Proxies in the Event There are Not Sufficient Votes
at the Time of the Special Meeting to Approve
Proposal No. 1. (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
VANGUARD NATURAL RESOURCES, LLC
CUSIP: 92205F106 TICKER: VNR
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 W. Richard Anderson Management For Voted - For
2 Bruce W. Mccullough Management For Voted - For
3 Richard A. Robert Management For Voted - For
4 Loren Singletary Management For Voted - For
5 Scott W. Smith Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. To Ratify the Appointment of Bdo Usa, LLP As our
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
848
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVALON RARE METALS INC, TORONTO ON
CUSIP: 053470100
Meeting Date: 25-Feb-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.a to 1.g and 2". Thank You. Non-Voting Non-Voting
1.a Election of Director: Donald Bubar Management For Voted - For
1.b Election of Director: Brian Maceachen Management For Voted - For
1.c Election of Director: Alan Ferry Management For Voted - For
1.d Election of Director: Peter Mccarter Management For Voted - For
1.e Election of Director: Phil Fontaine Management For Voted - For
1.f Election of Director: Sergio Marchi Management For Voted - For
1.g Election of Director: Kenneth Thomas Management For Voted - For
2 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
3 Be It Resolved That: 1.all Unallocated Options,
Rights Or Other Entitlements Under the Company's
Stock Option Plan be Hereby Approved Up to A
Maximum of 10% of the Outstanding Common Shares of
the Company Until the Date That is Three Years from
the Date Hereof, Being February 25, 2017. 2. Any
One Director Or Officer of the Company is Hereby
Authorized and Directed for and on Behalf of the
Company to Execute Or Cause to be Executed and to
Deliver Or Cause to be Delivered All Such
Documents, and to Do Or Cause to be Done All Such
Acts and Things, As Such Director Or Officer May
Deem Necessary Or Desirable in Connection with the
Foregoing Resolution Management For Voted - For
AVALON RARE METALS INC.
CUSIP: 053470100 TICKER: AVL
Meeting Date: 25-Feb-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Donald Bubar Management For Voted - For
2 Brian Maceachen Management For Voted - For
3 Alan Ferry Management For Voted - For
4 Peter Mccarter Management For Voted - For
5 Phil Fontaine Management For Voted - For
6 Sergio Marchi Management For Voted - For
7 Kenneth Thomas Management For Voted - For
02 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
849
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
03 Be It Resolved That: 1. All Unallocated Options,
Rights Or Other Entitlements Under the Company's
Stock Option Plan be Hereby Approved Up to A
Maximum of 10% of the Outstanding Common Shares of
the Company Until the Date That is Three Years from
the Date Hereof, Being February 25, 2017. Please
Refer to the Voting Instruction Form for A Complete
Description of This Resolution. Management For Voted - For
BYD COMPANY LTD, SHENZHEN
CUSIP: Y1023R104
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429021.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429019.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013 Management For Voted - For
3 To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013 Management For Voted - For
4 To Consider and Approve the Annual Report of the
Company for the Year 2013 and the Summary Thereof Management For Voted - For
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2013 Management For Voted - For
6 To Appoint Prc Auditor, Prc Internal Control Audit
Institution and Auditor Outside Prc for the
Financial Year of 2014 and to Hold Office Until the
Conclusion of the Next Annual General Meeting of
the Company, and to Authorise the Board of
Directors of the Company to Determine Their
Remuneration Management For Voted - For
7 To Consider and Approve the Provision of Guarantee
by the Group Management For Voted - Against
8 To Consider and Approve the Company and
Subsidiaries Controlled by the Company to Provide
Guarantee to the Leasing Company in Respect of
Sales of New Energy Vehicles, New Energy Forklifts
and New Technological Products Management For Abstain
9 To Consider and Approve the Estimated Caps of
Ordinary Connected Transactions of the Group for
the Year 2014 Management For Voted - For
10 To Consider and Approve: (a) the Grant to the Board
of Directors of the Company (the "board") A General
850
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Mandate to Allot, Issue and Deal with Additional H
Shares in the Capital of the Company Subject to the
Following Conditions: (i) That the H Shares
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Total H Shares in Issue; (ii) That the Exercise of
the General Mandate is Subject to All Governmental
And/or Regulatory Approval(s), If Any, Under the
Applicable Law (including But Without Limitation to
the Company Law of the Prc and the Rules Governing
the Listing of Securities on the Stock Exchange of
Hong Kong Limited); (iii) That the General Mandate
Shall Remain Valid Until the Contd Management For Voted - Against
Contd Earliest of (x) the Conclusion of the Next
Annual General Meeting Of-the Company; Or (y) the
Expiration of A 12-month Period Following the
Passing-of This Resolution; Or (z) the Date on
Which the Authority Set Out in This-resolution is
Revoked Or Varied by A Special Resolution of the
Shareholders-of the Company in A General Meeting;
and (b) the Authorisation to the Board-to Approve,
Execute and Do Or Procure to be Executed and Done,
All Such- Documents, Deeds and Things As It May
Consider Necessary in Connection With-the Allotment
and Issue of Any New Shares Pursuant to the
Exercise of The-general Mandate Referred to in
Paragraph (a) of This Resolution Non-Voting Non-Voting
11 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited ("byd Electronic")
to Allot, Issue and Otherwise Deal with New Shares
of Byd Electronic Not Exceeding 20 Per Cent. of the
Aggregate Nominal Amount of the Issued Share
Capital of Byd Electronic Management For Voted - Against
CANADA LITHIUM CORP, VANCOUVE BC
CUSIP: 135120400
Meeting Date: 28-Jan-14 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 A Special Resolution Authorizing and Approving the
Continuance of the Corporation from the Business
Corporations Act (ontario) to the Canada Business
Corporations Act, in the Form Set Out in Schedule D
of the Accompanying Management Information Circular
of the Corporation Dated December 24, 2013 (the
"circular") Management For Voted - Against
851
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 An Ordinary Resolution Authorizing the Corporation
to Issue Such Number of Common Shares in the
Capital of the Corporation As is Necessary to Allow
the Corporation to Acquire 100% of Sirocco Mining
Inc. ("sirocco") on the Basis of 1.175 Common
Shares of the Corporation on A Pre-consolidation
Basis (approximately 0.3916 Common Shares of the
Corporation on A Post-consolidation Basis) for Each
Common Share of Sirocco, Including Common Shares of
the Corporation Issuable Upon Exercise of Stock
Options Granted by Sirocco to Purchase Sirocco
Common Shares, All Pursuant to the Arrangement
Involving the Corporation and Sirocco, in the Form
Set Out in Schedule E of the Circular Management For Voted - Against
3 A Special Resolution Authorizing and Approving an
Amendment to the Corporation's Articles to Effect A
Consolidation of the Corporation's Issued and
Outstanding Common Shares on A 3-for-1 Basis, in
the Form Set Out in Schedule F of the Circular Management For Voted - Against
4 A Special Resolution Authorizing and Approving an
Amendment to the Corporation's Articles to Effect
the Name Change of the Corporation to "li-on
Minerals Inc." Or Such Other Name As is Determined
by the Board of Directors of the Corporation in Its
Sole Discretion, Subject to Regulatory Approval, in
the Form Set Out in Schedule G of the Circular Management For Voted - Against
CHANGS ASCENDING ENTERPRISE CO LTD
CUSIP: Y1295K100
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
05 Jun 2014: Deletion of Comment Non-Voting Non-Voting
0.1 The 2013 Business Operations Non-Voting Non-Voting
0.2 The 2013 Audited Reports Non-Voting Non-Voting
0.3 The Status of Monetary Non-Voting Non-Voting
1 The 2013 Business Reports and Financial Statements Management For Voted - For
2 The Appropriation for Offsetting Deficit of Year
2013 Management For Voted - For
3 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
4 The Proposal of Capital Injection by Issuing New
Shares from Book Running Management For Voted - Against
5 The Election of the Director: Tien Tsai Investment
Co., Ltd.; Id / Shareholder No: 25 Management For Voted - For
6 The Proposal to Release the Prohibition on
Directors from Participation in Competitive Business Management For Voted - Against
7 Other Issues and Extraordinary Motions Management For Voted - Against
05 Jun 2014: Please Note That This is A Revision
Due to Receipt of Director Na-me in Resolution 5
and Deletion of Comment. If You Have Already Sent
in Your V-otes, Please Do Not Vote Again Unless You
852
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Decide to Amend Your Original Instru-ctions. Thank
You. Non-Voting Non-Voting
COSLIGHT TECHNOLOGY INTERNATIONAL GROUP LTD
CUSIP: G24431101
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429443.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429419.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and the Reports of the Directors and
Auditors for the Year Ended 31 December 2013 Management For Voted - For
2.A To Re-elect Mr. Xing Kai, As an Executive Director Management For Voted - Against
2.B To Re-elect Mr. Li Zeng Lin, As an Independent
Non-executive Director Management For Voted - For
2.C To Re-elect Mr. Xiao Jian Min, As an Independent
Non-executive Director Management For Voted - For
2.D To Authorise the Board of Directors of the Company
to Fix Directors' Remuneration Management For Voted - For
3 To Re-appoint Auditors and Authorise the Board of
Directors of the Company to Fix Their Remuneration Management For Voted - For
4.A To Grant General Mandate to the Board of Directors
of the Company to Issue Securities of the Company Management For Voted - Against
4.B To Grant General Mandate to the Board of Directors
of the Company to Repurchase Securities of the
Company Management For Voted - For
4.C To Extend the General Mandate to Issue New
Securities of the Company by the Aggregate Nominal
Amount of the Shares Repurchased Pursuant to
Resolution 4(b) Above Management For Voted - Against
DYNAPACK INTERNATIONAL TECHNOLOGY CORP
CUSIP: Y2185V107
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
290688 Due to Receipt of D-irector and Supervisor
Names. All Votes Received on the Previous Meeting
Will-be Disregarded and You Will Need to Reinstruct
on This Meeting Notice. Thank Y-ou. Non-Voting Non-Voting
Please Note That in Cases Where the Client
Instructs Us to Vote Against Any Pr-oposal to be
Discussed at A Shareholders Meeting and the Voting
853
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with Respect T-o Such Proposal is Done by Ballot,
We Or our Designee Will Fill Out the Ballot-in
Respect of Such Proposal in Accordance with the
Clients Instructions. Howe-ver, If the Voting at
the Shareholders Meeting is Done by Acclamation,
We/our-designee Will Not Take Any Action in Respect
of the Relevant Proposal. Thank Y-ou Non-Voting Non-Voting
A.1 The 2013 Business Operations Non-Voting Non-Voting
A.2 The 2013 Audited Reports Non-Voting Non-Voting
A.3 The Status of Investment in People's Republic of
China Non-Voting Non-Voting
B.1 The 2013 Business Reports and Financial Statements Management For Voted - For
B.2 The 2013 Profit Distribution. Proposed Cash
Dividend: Twd 5 Per Share Management For Voted - For
B.3 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
B.4 The Revision to the Procedures of Trading
Derivatives Management For Voted - For
B.5 The Revision to the Rules of Shareholder Meeting Management For Voted - For
B6.1 The Election of the Director: Chung, Tsung-ming; Id
/ Shareholder No: 4 Management For Voted - For
B6.2 The Election of the Director: Yang, Chao-ming; Id /
Shareholder No: 271 Management For Voted - For
B6.3 The Election of the Director: Yang, Tsung-ho; Id /
Shareholder No: 276 Management For Voted - For
B6.4 The Election of the Director: Hua-lon Financial
Consulting Company Ltd.,; Id / Shareholder No: 289 Management For Voted - For
B6.5 The Election of the Director: Sheu,jujing; Id /
Shareholder No: 263 Management For Voted - For
B6.6 The Election of the Independent Director:
Wu,tsing-zai; Id / Shareholder No: 409 Management For Voted - For
B6.7 The Election of the Independent Director:
Hong,jan-wu; Id / Shareholder No: S10174 Management For Voted - For
B6.8 The Election of the Supervisor: Yu, Shen-fu; Id /
Shareholder No: 43576 Management For Voted - For
B6.9 The Election of the Supervisor: Chang,chung-pen; Id
/ Shareholder No: D10023 Management For Voted - For
B6.10 The Election of the Supervisor: Lu Liao Keng Co.,
Ltd.; Id / Shareholder No: 98274 Management For Voted - For
B.7 The Proposal to Release Non- Competition
Restriction on the Directors Management For Voted - Against
B.8 The Proposal to Release Non- Competition
Restriction on the Supervisors Management For Voted - Against
B.9 Extraordinary Motions Management For Voted - Against
23 May 2014: Please Note That This is A Revision
Due to Change in Text of Reso-lutions B6.6 and
B6.7. If You Have Already Sent in Your Votes for
Mid: 341781.-please Do Not Vote Again Unless You
Decide to Amend Your Original Instruction-s. Thank
You. Non-Voting Non-Voting
854
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FMC CORPORATION
CUSIP: 302491303 TICKER: FMC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1A. Election of Director: K'lynne Johnson Management For Voted - For
1B. Election of Director: William H. Powell Management For Voted - For
1C. Election of Director: Vincent R. Volpe, Jr. Management For Voted - For
2. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Approval, by Non-binding Vote, of Executive
Compensation. Management For Voted - For
GALAXY RESOURCES LTD, PERTH
CUSIP: Q39596103
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 7, 8 and 9 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit (as Referred in the
Company- Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Mr Kai Cheong Kwan As A Director Management For Voted - For
3 Re-election of Mr Martin Rowley As A Director Management For Voted - For
4 Re-election of Mr Charles Whitfield As A Director Management For Voted - For
5 Re-election of Mr Zhang Jian-nan As A Director Management For Voted - For
6 Appointment of Auditor to Fill A Vacancy:
PricewaterhouseCoopers Management For Voted - For
7 That, As Required by Section 250v of the
Corporations Act: (a) Another Meeting of
Shareholders be Held Within 90 Days of the Date of
This Meeting (the "spill Meeting"); (b) All of the
Company's Directors at the Time of the Spill
Meeting Who: (i) Were Directors When the Resolution
to Make the Directors' Report for the Financial
Year Ended 31 December 2013 (considered at This
Meeting) Was Passed; and (ii) are Not A Managing
Director of the Company, Who May, in Accordance
855
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with the Asx Listing Rules, Continue to Hold Office
Indefinitely Without Being Re-elected Shareholder Against Voted - Against
To the Office, Cease to Hold Office Immediately
Before the End of the Spill Meeting; and (c)
Resolutions to Appoint Persons to Offices That Will
be Vacated Immediately Before the End of the Spill
Meeting be Put to the Vote at the Spill Meeting Non-Voting
8 Ratification of Previous Securities Issue Management For Voted - For
9 Approval to Issue Options in Relation to
Subordinated Loan Facility Management For Voted - For
If You Intend to Vote for the Remuneration Report,
Then You Should Vote-against the Spill Resolution Non-Voting Non-Voting
19 May 2014: Please Note That This is A Revision
Due to Receipt of Auditor Nam-e in Resolution 6. If
You Have Already Sent in Your Votes, Please Do Not
Vote-again Unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 20-Jun-14 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 to 22 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit (as Referred in the Company-
Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Sale of Jiangsu Management For Voted - For
2 Approval to Issue Shares to Mr Anthony Tse Management For Voted - For
3 Approval to Issue Shares to Mr Charles Whitfield Management For Voted - For
4 Approval to Issue Shares to Mr Martin Rowley Management For Voted - For
5 Approval to Issue Shares to Mr Kai Cheong Kwan Management For Voted - For
6 Approval to Issue Shares to Mr Craig Readhead Management For Voted - For
7 Approval to Issue Shares to Mr Robert Wanless Management For Voted - For
8 Approval to Issue Shares As Part- Remuneration to
Mr Anthony Tse Management For Voted - For
9 Approval to Issue Shares As Part- Remuneration to
Mr Charles Whitfield Management For Voted - For
10 Approval to Issue Shares As Remuneration to Mr
Martin Rowley Management For Voted - For
11 Approval to Issue Shares As Remuneration to Mr Kai
Cheong Kwan Management For Voted - For
12 Approval to Issue Shares As Remuneration to Mr
Zhang Jian-nan Management For Voted - For
856
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Approval to Provide Financial Benefit to Mr Anthony
Tse Upon A Change of Control Event Management For Voted - For
14 Approval to Provide Financial Benefit to Mr Charles
Whitfield Upon A Change of Control Event Management For Voted - For
15 Approval to Provide Financial Benefit to Mr Martin
Rowley Upon A Change of Control Event Management For Voted - For
16 Approval to Issue Shares and Options to Mr Craig
Readhead Management For Voted - For
17 Adoption of Galaxy Resources Limited Share
Acquisition Plan Management For Voted - For
18 Approval to Allocate Plan Shares to Mr Anthony Tse Management For Voted - For
19 Approval to Allocate Plan Shares to Mr Charles
Whitfield Management For Voted - For
20 Approval to Allocate Plan Shares to Mr Martin Rowley Management For Voted - For
21 Approval to Allocate Plan Shares to Mr Kai Cheong
Kwan Management For Voted - For
22 Approval to Allocate Plan Shares to Mr Zhang
Jian-nan Management For Voted - For
GS YUASA CORPORATION
CUSIP: J1770L109
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 Approve Appropriation of Surplus Management For Voted - For
2.1 Appoint A Director Management For Voted - For
2.2 Appoint A Director Management For Voted - For
2.3 Appoint A Director Management For Voted - For
2.4 Appoint A Director Management For Voted - For
2.5 Appoint A Director Management For Voted - For
2.6 Appoint A Director Management For Voted - For
2.7 Appoint A Director Management For Voted - For
2.8 Appoint A Director Management For Voted - For
2.9 Appoint A Director Management For Voted - For
2.10 Appoint A Director Management For Voted - For
2.11 Appoint A Director Management For Voted - For
3 Approve Payment of Bonuses to Directors Management For Voted - For
JOHNSON CONTROLS, INC.
CUSIP: 478366107 TICKER: JCI
Meeting Date: 29-Jan-14 Meeting Type: Annual
1. Director Management
1 Natalie A. Black Management For Voted - For
2 Raymond L. Conner Management For Voted - For
3 William H. Lacy Management For Voted - For
4 Alex A. Molinaroli Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Auditors for 2014. Management For Voted - For
857
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approve on an Advisory Basis Named Executive
Officer Compensation. Management For Voted - For
LG CHEM LTD, SEOUL
CUSIP: Y52758102
Meeting Date: 14-Mar-14 Meeting Type: Annual General Meeting
1 Approval of Financial Statement Management For Voted - For
2 Amendment of Articles of Incorporation Management For Voted - For
3 Election of Outside Director Candidate: Kim Se Jin Management For Voted - For
4 Election of Audit Committee Member Candidate: Kim
Se Jin Management For Voted - For
5 Approval of Remuneration for Director Management For Voted - For
OROCOBRE LTD
CUSIP: Q7142R106
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
If You Intend to Vote for the Remuneration Report,
Then You Should Vote-against the Spill Resolution. Non-Voting Non-Voting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 To Re-elect Mr Fernando Oris De Roa As A Director Management For Voted - For
2 To Re-elect Mr Federico Nicholson As A Director Management For Voted - Against
3 To Adopt the Remuneration Report Management For Voted - For
4 That: (a) A General Meeting of the Company (spill
Meeting) be Held Within 90 Days of the 2013 Agm;
and (b) All the Company's Directors (other Than the
Managing Director of the Company) Who Were
Directors of the Company When the Resolution to
Consider the Directors' Remuneration Report at the
2013 Agm Was Passed, Cease to Hold Office
Immediately Before the End of the Spill Meeting;
and (c) Resolutions to Appoint Persons to Offices
That Will be Vacated Immediately Before the End of
the Spill Meeting Pursuant to Paragraph (b) Above
Must be Put to the Vote at the Spill Meeting Shareholder Against Voted - Against
858
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Elect Mr Robert Hubbard As A Director Management For Voted - For
PANASONIC CORPORATION
CUSIP: J6354Y104
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Reference Meeting Materials. Non-Voting Non-Voting
1.1 Appoint A Director Management For Voted - For
1.2 Appoint A Director Management For Voted - For
1.3 Appoint A Director Management For Voted - For
1.4 Appoint A Director Management For Voted - For
1.5 Appoint A Director Management For Voted - For
1.6 Appoint A Director Management For Voted - For
1.7 Appoint A Director Management For Voted - For
1.8 Appoint A Director Management For Voted - For
1.9 Appoint A Director Management For Voted - For
1.10 Appoint A Director Management For Voted - For
1.11 Appoint A Director Management For Voted - For
1.12 Appoint A Director Management For Voted - Against
1.13 Appoint A Director Management For Voted - For
1.14 Appoint A Director Management For Voted - For
1.15 Appoint A Director Management For Voted - For
1.16 Appoint A Director Management For Voted - For
1.17 Appoint A Director Management For Voted - For
2.1 Appoint A Corporate Auditor Management For Voted - For
2.2 Appoint A Corporate Auditor Management For Voted - For
3 Amend the Compensation to be Received by Directors Management For Voted - For
RB ENERGY INC, VANCOUVE BC
CUSIP: 74932L101
Meeting Date: 18-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions " 3
and 4" and 'in Favor' Or 'abstain' Only For-
Resolution Numbers "1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Kerry Knoll Management For Voted - For
1.2 Election of Director: Peter Secker Management For Voted - For
1.3 Election of Director: Stephane Bertrand Management For Voted - Against
1.4 Election of Director: Ian Mcdonald Management For Voted - For
1.5 Election of Director: Richard P. Clark Management For Voted - For
1.6 Election of Director: Ron F. Hochstein Management For Voted - For
1.7 Election of Director: Pablo J. Mir Management For Voted - For
1.8 Election of Director: Robert F. Chase Management For Voted - For
1.9 Election of Director: L. Simon Jackson Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
859
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - Against
3 To Approve A Special Resolution to Amend the
Corporation's Articles to Ratify and Confirm the
Adoption of the By-laws As Set Out in the
Management Proxy Circular Management For Voted - For
4 To Transact Such Other Business As May Properly
Come Before the Meeting Or Any Postponement Or
Adjournment Thereof Management For Voted - Against
REED RESOURCES LTD
CUSIP: Q80514104
Meeting Date: 20-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Steven Cole As Director Management For Voted - For
2 Adoption of Remuneration Report Management For Voted - For
3 Approval of Issue of Convertible Notes to David Reed Management For Voted - For
ROCKWOOD HOLDINGS, INC.
CUSIP: 774415103 TICKER: ROC
Meeting Date: 09-May-14 Meeting Type: Annual
1A. Election of Director: Doug Maine Management For Voted - For
1B. Election of Director: Ambassador Alejandro Wolff Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As Rockwood's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. To Approve, in A Non-binding, Advisory Vote, the
Compensation Paid to our Named Executive Officers. Management For Voted - Against
4. To Approve the Amended and Restated 2009 Rockwood
Holdings, Inc. Stock Incentive Plan. Management For Voted - For
5. To Approve the Amended and Restated 2009 Rockwood
Holdings, Inc. Short-term Incentive Plan. Management For Voted - For
860
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAFT GROUPE, BAGNOLET
CUSIP: F7758P107
Meeting Date: 12-May-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
23 Apr 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking
on the Material Url Link:- Https://balo.journal-
Officiel.gouv.fr/pdf/2014/0402/2014040214008-
97.pdf. Please Note That This is A Revision Due to
Receipt of Additional Url:-http://www.journal-
Officiel.gouv.fr//pdf/2014/0423/201404231401283
.pdf. If You-have Already Sent in Your Votes,
Please Do Not Vote Again Unless You Decide T-o
Amend Your Original Instructions. Thank You Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the Financial Year Ended on December
31st, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.3 Allocation of Income for the Financial Year Ended
on December 31st, 2013 and Setting the Dividend Management For Voted - For
O.4 Option Offered to Shareholders for Payment of the
Dividend in Shares Management For Voted - For
O.5 Authorization to be Granted to the Executive Board
to Trade in Company's Shares Under A Liquidity
Contract Management For Voted - For
O.6 Authorization to be Granted to the Executive Board
to Trade in Company's Shares Outside of A Liquidity
Contract Management For Voted - For
O.7 Renewal of Term of Mr. Jean-marc Daillance As
Supervisory Board Member Management For Voted - For
O.8 Renewal of Term of Mr. Bruno Angles As Supervisory
Board Member Management For Voted - For
O.9 Setting the Total Amount of Attendance Allowances
to be Allocated to the Supervisory Board Members Management For Voted - For
O.10 Approval of the Agreement Between Saft Acquisition
and Mr. John Searle, Chairman of the Executive Board Management For Voted - For
O.11 Advisory Review of the Compensation Owed Or Paid to
Mr. John Searle, Chairman of the Executive Board
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
861
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.12 Advisory Review of the Compensation Owed Or Paid to
Mr. Tom Alcide, Executive Board Member for the
Financial Year Ended on December 31st, 2013 Management For Voted - For
O.13 Advisory Review of the Compensation Owed Or Paid to
Mr. Bruno Dathis, Executive Board Member for the
Financial Year Ended on December 31st, 2013 Management For Voted - For
O.14 Advisory Review of the Compensation Owed Or Paid to
Mr. Xavier Delacroix, Executive Board Member for
the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.15 Advisory Review of the Compensation Owed Or Paid to
Mrs. Elisabeth Ledger, Executive Board Member for
the Financial Year Ended on December 31st, 2013 Management For Voted - For
E.16 Authorization to be Granted to the Executive Board
to Reduce Share Capital by Cancellation of Treasury
Shares Management For Voted - For
E.17 Delegation of Authority to the Executive Board to
Issue Shares Or Securities Giving Access to Capital
of the Company While Maintaining Preferential
Subscription Rights for A 26-month Period Management For Voted - For
E.18 Delegation of Authority to the Executive Board to
Issue Shares Or Securities Giving Access to Capital
of the Company Via Public Offering and with
Cancellation of Preferential Subscription Rights
But with the Obligation to Grant A Priority Right
for A 26-month Period Management For Voted - For
E.19 Overall Limitation on the Amount of the
Authorizations Granted Under the 17th and 18th
Resolutions Management For Voted - For
E.20 Amendment to Article 15 of the Bylaws of the
Company Relating to Voting Rights Management For Voted - For
E.21 Amendment to Article 16 of the Bylaws of the
Company to Bring the Maximum Number of Executive
Board Members from Five to Seven Management For Voted - For
E.22 Simplifying and Compliance of the Bylaws of the
Company with the Last Legal and Regulatory Changes Management For Voted - For
O.23 Powers to Carry Out All Legal Formalities Management For Voted - For
SAMSUNG SDI CO LTD, YONGIN
CUSIP: Y74866107
Meeting Date: 14-Mar-14 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Election of Inside Director Bak Sang Jin Management For Voted - For
2.2 Election of Outside Director Gim Seong Jae Management For Voted - For
3 Election of Audit Committee Member Management For Voted - For
4 Approval of Remuneration for Director Management For Voted - Against
Meeting Date: 30-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Approval of Merger Agreement Management For Voted - For
2 Amendment of Articles of Incorporation Management For Voted - For
862
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.1 Election of Inside Director Jo Nam Seong Management For Voted - For
3.2 Election of Inside Director I Seung Gu Management For Voted - For
3.3 Election of Outside Director Hong Seok Ju Management For Voted - For
3.4 Election of Outside Director Gim Nan Do Management For Voted - For
3.5 Election of Outside Director Gim Jae Hui Management For Voted - For
4.1 Election of Audit Committee Member Hong Seok Ju Management For Voted - For
4.2 Election of Audit Committee Member Gim Nan Do Management For Voted - For
4.3 Election of Audit Committee Member Gim Jae Hee Management For Voted - For
5 Approval of Remuneration for Director Management For Voted - Against
07 Apr 2014: This Egm is Related to the Corporate
Event of Merger and Acquisit-ion with Repurchase
Offer Non-Voting Non-Voting
07 Apr 2014: in Addition, According to the Official
Confirmation from the Issu-ing Company, the
Shareholders Who Vote for A Proposal at the Meeting
are Not A-ble to Participate in the Repurchase
Offer, Even Though They Might Have Alread-y
Registered A Dissent to the Resolution of Bod Non-Voting Non-Voting
07 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comments. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pr-oxy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
SIMPLO TECHNOLOGY CO LTD
CUSIP: Y7987E104
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
As Per Trust Association's Proxy Voting Guidelines,
Every Shareholder Is-eligible to be Nominated As A
Candidate and be Elected As A
Supervisor,-regardless of Being Recommended by the
Company And/or by Other Parties. If- You Intend to
Vote for A Listed Candidate, You Will Need to
Contact The-candidate And/or the Issuing Company to
Obtain the Candidate's Name and Id-number. Without
Such Specific Information, an Election Would be
Deemed As A-'no Vote'. Non-Voting Non-Voting
Please Note That in Cases Where the Client
Instructs Us to Vote Against Any-proposal to be
Discussed at A Shareholders Meeting and the Voting
With-respect to Such Proposal is Done by Ballot, We
Or our Designee Will Fill Out-the Ballot in Respect
of Such Proposal in Accordance with the
Clients-instructions. However, If the Voting at the
Shareholders Meeting is Done By-acclamation, We/our
Designee Will Not Take Any Action in Respect of
The-relevant Proposal. Thank You Non-Voting Non-Voting
A.1 The 2013 Business Operations Non-Voting Non-Voting
A.2 The 2013 Audited Reports Non-Voting Non-Voting
B.1 The 2013 Business Reports and Financial Statements Management For Voted - For
863
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B.2 The 2013 Profit Distribution. Proposed Cash
Dividend: Twd 6.8 Per Share Management For Voted - For
B.3 The Revision to the Part of the Articles of
Incorporation Management For Voted - For
B.4 The Revision to the Part of the Procedure of the
Election of the Directors and Supervisors and the
Name Change of the Article Management For Voted - For
B.5 The Revision to the Part of the Procedures of
Monetary Loans Management For Voted - For
B.6 The Revision to the Part of the Procedures of
Endorsement and Guarantee Management For Voted - For
B.7 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
B81.1 The Election of Director : Sung, Fu- Hsiang, Id /
Shareholder No: 00000008 Management For Voted - For
B81.2 The Election of Director : Bao Shin International
Investment Co., Ltd., Id / Shareholder No: 00035704 Management For Voted - For
B81.3 The Election of Director : Tlc Capital Co., Ltd.,
Id / Shareholder No: 00028778 Management For Voted - For
B82.1 The Election of Independent Directors : Chen,
Tai-ming, Id / Shareholder No: A12155xxxx Management For Voted - For
B82.2 The Election of Independent Directors : Hsueh,
Pin-pin, Id / Shareholder No: A22136xxxx Management For Voted - For
B82.3 The Election of Independent Directors : Wang,
Chen-hua, Id / Shareholder No: L10179xxxx Management For Voted - Against
B82.4 The Election of Independent Directors : Lin,
Pi-jung, Id / Shareholder No: A12309xxxx Management For Voted - For
B8.3 The Election of Supervisors Management For Voted - For
B.9 The Proposal to Release Non- Competition
Restriction on the Directors Management For Voted - Against
B.10 Extraordinary Motions Management For Voted - Against
SINOPOLY BATTERY LTD
CUSIP: G8187B106
Meeting Date: 28-Feb-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0211/ltn20140211234.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0211/ltn20140211224.pdf Non-Voting Non-Voting
1 To Approve the Acquisition Agreement (as Defined in
the Circular of the Company Dated 12 February 2014
(the "circular")) and Conditional Upon the Listing
Committee of the Stock Exchange Granting the
Listing Of, and Permission to Deal In, the
Consideration Shares (as Defined in the Circular),
864
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Allot and Issue the Consideration Shares, and to
Authorise Mr. Xu Donghui ("mr. Xu"), an Executive
Director of the Company, And/or Ms. Ching Chi Kei
("ms. Ching"), the Chief Financial Officer of the
Company to Do All Such Acts Or Things and Sign All
Documents Necessary in Connection with the
Transactions Contemplated Thereunder Management For Voted - For
2 To Approve the Call Option Deed (as Defined in the
Circular) and to Authorise Mr. Xu And/or Ms. Ching
to Do All Such Acts Or Things and Sign All
Documents Necessary in Connection with the
Transactions Contemplated Thereunder Management For Voted - For
3 To Approve the New Share Option Scheme (as Defined
in the Circular) of the Company and to Authorise
Any One Director of the Company to Take All Such
Steps to Implement the Same Management For Voted - For
4 To Approve the Termination of the Existing Share
Option Scheme (as Defined in the Circular) of the
Company and to Authorise Any One Director of the
Company to Take All Such Steps to Implement the Same Management For Voted - For
Meeting Date: 13-May-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416577.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn20140416617.pdf Non-Voting Non-Voting
1 To Approve the Change of Name of the Company and
Adoption of Chinese Name As Secondary Name of the
Company As Set Out in the Notice of the Meeting Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
CUSIP: 833635105 TICKER: SQM
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors' Report, and External
Auditors' Report for the Business Year Ended
December 31, 2013. Management For Voted - For
2. Appointment of the External Auditing Company and
Account Inspectors for the Business Year 2014. Management For Voted - For
3. Operations Referred to Under Title Xvi of Law
18,046. Management For Voted - For
4. Investment and Finance Policies. Management For Abstain
5. Net Income for Business Year 2013, Distribution of
Definitive Dividend and Future Dividend Policy. Management For Voted - For
865
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Board of Directors' Expenditures During the
Business Year 2013. Management For Voted - For
7. Directors' Salaries. Management For Abstain
8. Matters in Relation with the Directors Committee,
with the Audit Committee and with the Health,
Safety and Environmental Committee. Management For Abstain
9. Other Corresponding Matters in Compliance with the
Pertinent Provisions. Management For Abstain
ULTRALIFE CORPORATION
CUSIP: 903899102 TICKER: ULBI
Meeting Date: 03-Jun-14 Meeting Type: Annual
1. Director Management
1 Steven M. Anderson Management For Voted - For
2 Michael D. Popielec Management For Voted - For
3 Thomas L. Saeli Management For Voted - For
4 Robert W. Shaw II Management For Voted - For
5 Ranjit C. Singh Management For Voted - For
6 Bradford T. Whitmore Management For Voted - For
2. To Ratify the Selection of Bonadio & Co., LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3. To Approve A New Long-term Incentive Plan As the
Successor Plan to the Existing Restated 2004
Long-term Incentive Plan, As Amended, Which Expires
on June 10, 2014. Management For Voted - Against
866
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BUCKEYE PARTNERS, L.P.
CUSIP: 118230101 TICKER: BPL
Meeting Date: 03-Jun-14 Meeting Type: Annual
1. Director Management
1 Forrest E. Wylie Management For Voted - For
2 Barbara J. Duganier Management For Voted - For
3 Joseph A. Lasala, Jr. Management For Voted - For
4 Martin A. White Management For Voted - For
2. The Ratification of the Selection of Deloitte &
Touche LLP As Buckeye Partners, L.p.'s Independent
Registered Public Accountants for 2014. Management For Voted - For
3. The Approval, in an Advisory Vote, of the
Compensation of Buckeye's Named Executive Officers
As Described in our Proxy Statement Pursuant to
Item 402 of Regulation S-k. Management For Voted - Against
ENTERPRISE PRODUCTS PARTNERS L.P.
CUSIP: 293792107 TICKER: EPD
Meeting Date: 30-Sep-13 Meeting Type: Special
1. Proposal to Approve the Amendment and Restatement
of the 2008 Enterprise Products Long-term Incentive
Plan. Management For Voted - For
2. Proposal to Approve the Amendment and Restatement
of the Epd Unit Purchase Plan. Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS,L.P.
CUSIP: 559080106 TICKER: MMP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1. Director Management
1 James C. Kempner Management For Voted - For
2 Michael N. Mears Management For Voted - For
3 James R. Montague Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Ratification of Appointment of Independent Auditor Management For Voted - For
MARKWEST ENERGY PARTNERS LP
CUSIP: 570759100 TICKER: MWE
Meeting Date: 06-Jun-14 Meeting Type: Annual
1. Director Management
867
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Frank M. Semple Management For Voted - For
2 Donald D. Wolf Management For Voted - For
3 W.A. Bruckmann III Management For Voted - For
4 Michael L. Beatty Management For Voted - For
5 Charles K. Dempster Management For Voted - For
6 Donald C. Heppermann Management For Voted - For
7 Randall J. Larson Management For Voted - For
8 Anne E. Fox Mounsey Management For Voted - For
9 William P. Nicoletti Management For Voted - For
2 To Approve, on an Advisory Basis, the Compensation
of the Partnership's Named Executive Officers As
Described in the Partnership's Proxy Statement for
the 2014 Annual Meeting of Common Unitholders. Management For Voted - Against
3 Ratification of Deloitte & Touche LLP As the
Partnership's Independent Registered Public
Accountants for the Fiscal Year Ending December 31,
2014. Management For Voted - For
PLAINS ALL AMERICAN PIPELINE, L.P.
CUSIP: 726503105 TICKER: PAA
Meeting Date: 19-Nov-13 Meeting Type: Special
1. Proposal to Approve the Plains All American 2013
Long-term Incentive Plan. Management For Voted - For
2. Proposal to Approve the Adjournment of the Special
Meeting to A Later Date Or Dates, If Deemed
Necessary Or Appropriate by our General Partner, to
Solicit Additional Proxies. Management For Voted - For
PVR PARTNERS, L.P.
CUSIP: 693665101 TICKER: PVR
Meeting Date: 20-Mar-14 Meeting Type: Special
1 To Consider and Vote on A Proposal to Adopt the
Agreement and Plan of Merger, Dated As of October
9, 2013 (as It May be Amended from Time to Time),
Which is Referred to As the Merger Agreement, by
and Among Pvr, Pvr Gp, Llc, the General Partner of
Pvr, Regency Energy Partners Lp, and Regency Gp Lp,
the General Partner of Regency, and the
Transactions Contemplated Thereby. Management For Voted - For
2 To Consider and Vote on A Proposal to Approve the
Adjournment of the Pvr Special Meeting, If
Necessary, to Solicit Additional Proxies If There
are Not Sufficient Votes to Adopt the Merger
Agreement at the Time of the Special Meeting. Management For Voted - For
3 To Consider and Vote on A Proposal to Approve, on
an Advisory (non- Binding) Basis, the Related
Compensation Payments That Will Or May be Paid by
868
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pvr to Its Named Executive Officers in Connection
with the Merger. Management For Voted - For
869
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BUCKEYE PARTNERS, L.P.
CUSIP: 118230101 TICKER: BPL
Meeting Date: 03-Jun-14 Meeting Type: Annual
1. Director Management
1 Forrest E. Wylie Management For Voted - For
2 Barbara J. Duganier Management For Voted - For
3 Joseph A. Lasala, Jr. Management For Voted - For
4 Martin A. White Management For Voted - For
2. The Ratification of the Selection of Deloitte &
Touche LLP As Buckeye Partners, L.p.'s Independent
Registered Public Accountants for 2014. Management For Voted - For
3. The Approval, in an Advisory Vote, of the
Compensation of Buckeye's Named Executive Officers
As Described in our Proxy Statement Pursuant to
Item 402 of Regulation S-k. Management For Voted - Against
CHENIERE ENERGY, INC.
CUSIP: 16411R208 TICKER: LNG
Meeting Date: 12-Jun-14 Meeting Type: Annual
1A. Election of Director: Charif Souki Management For Voted - For
1B. Election of Director: Vicky A. Bailey Management For Voted - For
1C. Election of Director: G. Andrea Botta Management For Voted - For
1D. Election of Director: Keith F. Carney Management For Voted - For
1E. Election of Director: David I. Foley Management For Voted - For
1F. Election of Director: Randy A. Foutch Management For Voted - For
1G. Election of Director: David B. Kilpatrick Management For Voted - For
1H. Election of Director: Donald F. Robillard, Jr. Management For Voted - For
1I. Election of Director: Neal A. Shear Management For Voted - For
1J. Election of Director: Heather R. Zichal Management For Voted - For
2. Approve, on an Advisory and Non- Binding Basis, the
Compensation of the Company's Named Executive
Officers for Fiscal Year 2013 As Disclosed in This
Proxy Statement. Management For Voted - Against
3. Approve the 2014-2018 Long-term Incentive
Compensation Program. Management For Voted - Against
4. Approve Amendment No. 2 to the Cheniere Energy,
Inc. 2011 Incentive Plan. Management For Voted - Against
5. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
870
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CROSSTEX ENERGY, INC.
CUSIP: 22765Y104 TICKER: XTXI
Meeting Date: 07-Mar-14 Meeting Type: Special
1. Proposal to Adopt the Agreement and Plan of Merger,
Dated As of October 21, 2013, As Such Agreement May
be Amended from Time to Time, by and Among Crosstex
Energy, Inc. ("crosstex"), Devon Energy Corporation
("devon"), Acacia Natural Gas Corp I, Inc. ("new
Acacia"), Enlink Midstream, Llc (formerly Known As
New (due to Space Limits, See Proxy Statement
for Full Proposal) Management For Voted - For
2. Proposal to Approve Adjournment of the Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies in Favor of Proposal 1 Management For Voted - For
3. Proposal to Approve, on an Advisory (non-binding)
Basis, A Resolution Regarding the Compensation
Payments That Will Or May be Paid by Crosstex to
Its Named Executive Officers in Connection with the
Crosstex Merger Management For Voted - For
ENBRIDGE INC.
CUSIP: 29250N105 TICKER: ENB
Meeting Date: 07-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 David A. Arledge Management For Voted - For
2 James J. Blanchard Management For Voted - For
3 J. Lorne Braithwaite Management For Voted - For
4 J. Herb England Management For Voted - For
5 Charles W. Fischer Management For Voted - For
6 V.M. Kempston Darkes Management For Voted - For
7 David A. Leslie Management For Voted - For
8 Al Monaco Management For Voted - For
9 George K. Petty Management For Voted - For
10 Charles E. Shultz Management For Voted - For
11 Dan C. Tutcher Management For Voted - For
12 Catherine L. Williams Management For Voted - For
02 Appoint PricewaterhouseCoopers LLP As Auditors. Management For Voted - For
03 Increase the Number of Shares Reserved Under our
Stock Option Plans. Management For Voted - For
04 Amend, Continue and Approve our Shareholder Rights
Plan. Management For Voted - For
05 Vote on our Approach to Executive Compensation.
While This Vote is Non- Binding, It Gives
Shareholders an Opportunity to Provide Important
Input to our Board. Management For Voted - For
871
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ENTERPRISE PRODUCTS PARTNERS L.P.
CUSIP: 293792107 TICKER: EPD
Meeting Date: 30-Sep-13 Meeting Type: Special
1. Proposal to Approve the Amendment and Restatement
of the 2008 Enterprise Products Long-term Incentive
Plan. Management For Voted - For
2. Proposal to Approve the Amendment and Restatement
of the Epd Unit Purchase Plan. Management For Voted - For
EQT CORPORATION
CUSIP: 26884L109 TICKER: EQT
Meeting Date: 30-Apr-14 Meeting Type: Annual
1A Election of Director: Margaret K. Dorman Management For Voted - For
1B Election of Director: David L. Porges Management For Voted - For
1C Election of Director: James E. Rohr Management For Voted - For
1D Election of Director: David S. Shapira Management For Voted - For
2 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3 Approval of the Company's 2014 Long- Term Incentive
Plan Management For Voted - For
4 Approval of the Material Terms of Performance Goals
for Purposes of Internal Revenue Code Section 162(m) Management For Voted - For
5 Ratification of Ernst & Young LLP As the Company's
Independent Registered Public Accountant Management For Voted - For
KINDER MORGAN, INC.
CUSIP: 49456B101 TICKER: KMI
Meeting Date: 19-May-14 Meeting Type: Annual
1. Director Management
1 Richard D. Kinder Management For Voted - For
2 Steven J. Kean Management For Voted - For
3 Anthony W. Hall, Jr. Management For Voted - For
4 Deborah A. Macdonald Management For Voted - For
5 Michael J. Miller Management For Voted - For
6 Michael C. Morgan Management For Voted - For
7 Fayez Sarofim Management For Voted - For
8 C. Park Shaper Management For Voted - For
9 Joel V. Staff Management For Voted - For
10 John M. Stokes Management For Voted - For
11 Robert F. Vagt Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
872
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Stockholder Proposal Relating to A Report on our
Company's Response to Climate Change. Shareholder Against Voted - Against
4. Stockholder Proposal Relating to A Report on
Methane Emissions and Pipeline Maintenance. Shareholder Against Voted - Against
5. Stockholder Proposal Relating to an Annual
Sustainability Report. Shareholder Against Voted - For
MAGELLAN MIDSTREAM PARTNERS,L.P.
CUSIP: 559080106 TICKER: MMP
Meeting Date: 24-Apr-14 Meeting Type: Annual
1. Director Management
1 James C. Kempner Management For Voted - For
2 Michael N. Mears Management For Voted - For
3 James R. Montague Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Ratification of Appointment of Independent Auditor Management For Voted - For
MARKWEST ENERGY PARTNERS LP
CUSIP: 570759100 TICKER: MWE
Meeting Date: 06-Jun-14 Meeting Type: Annual
1. Director Management
1 Frank M. Semple Management For Voted - For
2 Donald D. Wolf Management For Voted - For
3 W.A. Bruckmann III Management For Voted - For
4 Michael L. Beatty Management For Voted - For
5 Charles K. Dempster Management For Voted - For
6 Donald C. Heppermann Management For Voted - For
7 Randall J. Larson Management For Voted - For
8 Anne E. Fox Mounsey Management For Voted - For
9 William P. Nicoletti Management For Voted - For
2 To Approve, on an Advisory Basis, the Compensation
of the Partnership's Named Executive Officers As
Described in the Partnership's Proxy Statement for
the 2014 Annual Meeting of Common Unitholders. Management For Voted - Against
3 Ratification of Deloitte & Touche LLP As the
Partnership's Independent Registered Public
Accountants for the Fiscal Year Ending December 31,
2014. Management For Voted - For
ONEOK, INC.
CUSIP: 682680103 TICKER: OKE
Meeting Date: 21-May-14 Meeting Type: Annual
1A. Election of Director: James C. Day Management For Voted - For
873
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Julie H. Edwards Management For Voted - For
1C. Election of Director: William L. Ford Management For Voted - For
1D. Election of Director: John W. Gibson Management For Voted - For
1E. Election of Director: Bert H. Mackie Management For Voted - For
1F. Election of Director: Steven J. Malcolm Management For Voted - For
1G. Election of Director: Jim W. Mogg Management For Voted - For
1H. Election of Director: Pattye L. Moore Management For Voted - For
1I. Election of Director: Gary D. Parker Management For Voted - For
1J. Election of Director: Eduardo A. Rodriguez Management For Voted - For
1K. Election of Director: Terry K. Spencer Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm of Oneok, Inc. Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation. Management For Voted - For
4. A Shareholder Proposal Regarding Publication of A
Report on Methane Emissions. Shareholder Against Voted - Against
PLAINS ALL AMERICAN PIPELINE, L.P.
CUSIP: 726503105 TICKER: PAA
Meeting Date: 19-Nov-13 Meeting Type: Special
1. Proposal to Approve the Plains All American 2013
Long-term Incentive Plan. Management For Voted - For
2. Proposal to Approve the Adjournment of the Special
Meeting to A Later Date Or Dates, If Deemed
Necessary Or Appropriate by our General Partner, to
Solicit Additional Proxies. Management For Voted - For
PVR PARTNERS, L.P.
CUSIP: 693665101 TICKER: PVR
Meeting Date: 20-Mar-14 Meeting Type: Special
1 To Consider and Vote on A Proposal to Adopt the
Agreement and Plan of Merger, Dated As of October
9, 2013 (as It May be Amended from Time to Time),
Which is Referred to As the Merger Agreement, by
and Among Pvr, Pvr Gp, Llc, the General Partner of
Pvr, Regency Energy Partners Lp, and Regency Gp Lp,
the General Partner of Regency, and the
Transactions Contemplated Thereby. Management For Voted - For
2 To Consider and Vote on A Proposal to Approve the
Adjournment of the Pvr Special Meeting, If
Necessary, to Solicit Additional Proxies If There
are Not Sufficient Votes to Adopt the Merger
Agreement at the Time of the Special Meeting. Management For Voted - For
3 To Consider and Vote on A Proposal to Approve, on
an Advisory (non- Binding) Basis, the Related
Compensation Payments That Will Or May be Paid by
874
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pvr to Its Named Executive Officers in Connection
with the Merger. Management For Voted - For
SEMGROUP CORPORATION
CUSIP: 81663A105 TICKER: SEMG
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Ronald A. Ballschmiede Management For Voted - For
2 Sarah M. Barpoulis Management For Voted - For
3 John F. Chlebowski Management For Voted - For
4 Carlin G. Conner Management For Voted - For
5 Karl F. Kurz Management For Voted - For
6 James H. Lytal Management For Voted - For
7 Thomas R. Mcdaniel Management For Voted - For
2. To Approve, on A Non-binding Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Ratification of Bdo Usa, LLP As Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 15-Apr-14 Meeting Type: Annual
1A. Election of Director: Gregory L. Ebel Management For Voted - For
1B. Election of Director: Austin A. Adams Management For Voted - For
1C. Election of Director: Joseph Alvarado Management For Voted - For
1D. Election of Director: Pamela L. Carter Management For Voted - For
1E. Election of Director: Clarence P. Cazalot, Jr. Management For Voted - For
1F. Election of Director: F. Anthony Comper Management For Voted - For
1G. Election of Director: Peter B. Hamilton Management For Voted - For
1H. Election of Director: Michael Mcshane Management For Voted - For
1I. Election of Director: Michael G. Morris Management For Voted - For
1J. Election of Director: Michael E.j. Phelps Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Spectra Energy Corp's Independent
Registered Public Accounting Firm for Fiscal Year
2014. Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Concerning Disclosure of
Political Contributions. Shareholder Against Voted - Against
5. Shareholder Proposal Concerning Methane Emissions
Target. Shareholder Against Voted - Against
875
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TARGA RESOURCES CORP.
CUSIP: 87612G101 TICKER: TRGP
Meeting Date: 29-May-14 Meeting Type: Annual
1. Director Management
1 Charles R. Crisp Management For Voted - For
2 Laura C. Fulton Management For Voted - For
3 James W. Whalen Management For Voted - For
2. Ratification of Selection of Independent Auditors Management For Voted - For
3. Advisory Vote on Executive Compensation Management For Voted - For
4. A Shareholder Proposal Regarding Publication of A
Report on Methane Emissions Shareholder Against Voted - Against
THE WILLIAMS COMPANIES, INC.
CUSIP: 969457100 TICKER: WMB
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: Alan S. Armstrong Management For Voted - For
1B. Election of Director: Joseph R. Cleveland Management For Voted - For
1C. Election of Director: Kathleen B. Cooper Management For Voted - For
1D. Election of Director: John A. Hagg Management For Voted - For
1E. Election of Director: Juanita H. Hinshaw Management For Voted - For
1F. Election of Director: Ralph Izzo Management For Voted - For
1G. Election of Director: Frank T. Macinnis Management For Voted - For
1H. Election of Director: Eric W. Mandelblatt Management For Voted - For
1I. Election of Director: Steven W. Nance Management For Voted - For
1J. Election of Director: Murray D. Smith Management For Voted - For
1K. Election of Director: Janice D. Stoney Management For Voted - For
1L. Election of Director: Laura A. Sugg Management For Voted - For
2. Approval of the Amendment to the Williams
Companies, Inc. 2007 Incentive Plan. Management For Voted - For
3. Approval of the Amendment to the Williams
Companies, Inc. 2007 Employee Stock Purchase Plan. Management For Voted - For
4. Ratification of Ernst & Young LLP As Auditors for
2014. Management For Voted - For
5. Approval, by Nonbinding Advisory Vote, of the
Company's Executive Compensation. Management For Voted - For
TRANSCANADA CORPORATION
CUSIP: 89353D107 TICKER: TRP
Meeting Date: 02-May-14 Meeting Type: Annual
01 Director Management
1 Kevin E. Benson Management For Voted - For
2 Derek H. Burney Management For Voted - For
3 Paule Gauthier Management For Voted - For
876
GLOBAL X MLP & ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Russell K. Girling Management For Voted - For
5 S. Barry Jackson Management For Voted - For
6 Paula Rosput Reynolds Management For Voted - For
7 John Richels Management For Voted - For
8 Mary Pat Salomone Management For Voted - For
9 D. Michael G. Stewart Management For Voted - For
10 Siim A. Vanaselja Management For Voted - For
11 Richard E. Waugh Management For Voted - For
02 Resolution to Appoint KPMG LLP, Chartered
Accountants As Auditors and Authorize the Directors
to Fix Their Remuneration. Management For Voted - For
03 Resolution to Accept Transcanada Corporation's
Approach to Executive Compensation, As Described in
the Management Information Circular. Management For Voted - For
877
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21VIANET GROUP INC
CUSIP: 90138A103 TICKER: VNET
Meeting Date: 29-May-14 Meeting Type: Annual
1 The Resolution As Set Out in Item 1 of the Notice
of Annual General Meeting Regarding Increase of the
Company's Authorised Share Capital Management For Voted - For
2 The Resolution As Set Out in Item 2 of the Notice
of Annual General Meeting Regarding the Adoption
the Company's 2014 Share Incentive Plan Management For Abstain
ASIAINFO-LINKAGE, INC.
CUSIP: 04518A104 TICKER: ASIA
Meeting Date: 19-Dec-13 Meeting Type: Special
1. To Adopt the Agreement and Plan of Merger, Dated As
of May 12, 2013 (as It May be Amended from Time to
Time, the "merger Agreement"), Among the Company,
Skipper Limited ("parent") and Skipper Acquisition
Corporation ("merger Sub"), Providing for the
Merger of Merger Sub with and Into the Company
(due to Space Limits, See Proxy Statement for
Full Proposal) Management For Voted - For
2. To Approve, on an Advisory, Non- Binding Basis, the
Agreements Or Understandings with and Items of
Compensation Payable To, Or Which May Become
Payable To, the Named Executive Officers of the
Company That are Based on Or Otherwise Relate to
the Merger. Management For Voted - For
3. To Approve the Adjournment of the Special Meeting,
If Necessary Or Appropriate, to Solicit Additional
Proxies If There are Insufficient Votes at the Time
of the Special Meeting to Adopt the Merger
Agreement. Management For Voted - For
ASM PACIFIC TECHNOLOGY LTD
CUSIP: G0535Q133
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321533.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321523.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
878
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and the Reports of the Directors and of the
Independent Auditor for the Year Ended 31 December
2013 Management For Voted - For
2 To Declare A Final Dividend of Hkd 0.50 Per Share
for the Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect Mr. Arthur H. Del Prado As Director Management For Voted - For
4 To Re-elect Mr. Lee Wai Kwong As Director Management For Voted - For
5 To Re-elect Mr. Chow Chuen, James As Director Management For Voted - For
6 To Re-elect Mr. Robin Gerard Ng Cher Tat As Director Management For Voted - For
7 To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
8 To Re-appoint Deloitte Touche Tohmatsu As the
Auditors and to Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
9 To Give A General Mandate to the Directors to
Issue, Allot and Deal with Additional Shares of the
Company Management For Voted - Against
AUTONAVI HOLDINGS LIMITED (AMAP)
CUSIP: 05330F106 TICKER: AMAP
Meeting Date: 27-Dec-13 Meeting Type: Annual
1) The Adoption of the Company's 2013 Share Incentive
Plan in the Form Attached Hereto As Exhibit A,
Under Which, Subject to Other Provisions of the
Plan, the Award Pool (capitalized Terms Herein Will
Have the Meanings Defined in the Plan Unless Stated
Otherwise) Initially Shall be Equal to 13,830,000
Shares, (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - Against
2) Each Director of the Company is Hereby Authorized
to Take Any and Every Action That Might be
Necessary to Effect the Foregoing Resolution As
Such Director, in His Or Her Absolute Discretion,
Thinks Fit. Management For Voted - Against
BYD ELECTRONIC (INTERNATIONAL) CO LTD
CUSIP: Y1045N107
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429033.pdf-and-
879
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn20140429031.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Re-elect Mr. Wang Chuan-fu As A Non-executive
Director Management For Voted - Against
4 To Re-elect Mr. Antony Francis Mampilly As an
Independent Non- Executive Director Management For Voted - For
5 To Re-elect Mr. Liang Ping As an Independent
Non-executive Director Management For Voted - For
6 To Authorize the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
7 To Re-appoint Ernst & Young As the Company's
Auditor for the Financial Year of 2014 and to Hold
Office Until the Next Annual General Meeting of the
Company, and to Authorize the Board of Directors of
the Company to Determine Its Remuneration Management For Voted - For
8 To Grant A General Mandate to the Board of
Directors of the Company to Allot and Issue Shares Management For Voted - Against
9 To Grant A General Mandate to the Board of
Directors of the Company to Exercise All Powers of
the Company to Purchase Its Own Securities Management For Voted - For
10 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution No. 8 Above by
an Amount Representing the Aggregate Nominal Amount
of Shares in the Capital of the Company Purchased
by the Company Pursuant to the General Mandate
Granted Pursuant to Resolution No. 9 Above Management For Voted - Against
11 To Consider and Approve the Amendments to the
Articles of Association of the Company As Set Out
in the Notice of the Meeting Management For Voted - For
12 To Adopt the New Articles of Association of the
Company As Set Out in the Notice of the Meeting Management For Voted - For
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI
CUSIP: Y1436A102
Meeting Date: 21-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1227/ltn20131227278.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1227/ltn20131227264.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
880
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 That Mr. Si Furong's Appointment As an Executive
Director of the Company be Considered and Approved,
with His Term of Office Effective from the Date on
Which This Resolution is Passed Until the Annual
General Meeting of the Company for the Year 2014 to
be Held in 2015; and That Any One of the Directors
of the Company be Authorized, on Behalf of the
Company, to Enter Into A Service Contract with Mr.
Si Furong, and the Board of Directors of the
Company be Authorised to Determine His Remuneration Management For Voted - Against
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0415/ltn20140415620.p Df-and-
Http://www.hkexnews.hk/listedco/list
Conews/sehk/2014/0415/ltn20140415593.p Df Non-Voting Non-Voting
1 That the Consolidated Financial Statements of the
Company, the Report of the Directors, the Report of
the Supervisory Committee and the Report of the
International Auditors for the Year Ended 31
December 2013 be Considered and Approved, and the
Board of Directors of the Company (the "board") be
Authorized to Prepare the Budget of the Company for
the Year 2014 Management For Voted - For
2 That the Profit Distribution Proposal and the
Declaration and Payment of A Final Dividend for the
Year Ended 31 December 2013 be Considered and
Approved Management For Voted - For
3 That the Appointment of Deloitte Touche Tohmatsu
and Deloitte Touche Tohmatsu Certified Public
Accountants LLP As the International Auditors and
Domestic Auditors of the Company, Respectively, for
the Year Ending 31 December 2014 be Considered and
Approved, and the Board be Authorized to Fix the
Remuneration of the Auditors Management For Voted - For
4.1 To Consider and Approve Each of the Following
Resolutions in Relation to the Granting of A
General Mandate to the Board to Issue Debentures:
That the Grant of A General Mandate to the Board to
Issue Debentures Denominated in Local Or Foreign
Currencies, in One Or More Tranches in the Prc and
Overseas, Including Management For Voted - For
But Not Limited To, Short-term Commercial Paper,
Medium Term Note, Company Bond and Corporate Debts,
with A Maximum Aggregate Outstanding Repayment
Amount of Up to Rmb6 Billion be Considered and
Approved Non-Voting
4.2 To Consider and Approve Each of the Following
Resolutions in Relation to the Granting of A
881
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
General Mandate to the Board to Issue Debentures:
That the Board Or Any Two of Three Directors of the
Company Duly Authorized by the Board, Namely Mr. Li
Ping, Mr. Si Furong and Ms. Hou Rui, Taking Into
Account the Specific Needs of the Company and
Market Conditions, be and are Hereby Generally and
Unconditionally Authorized to Determine the
Specific Terms and Conditions Of, and Other Matters
Relating To, the Issue of Debentures, and Do All
Such Acts Which are Necessary and Incidental to the
Issue of Debentures Management For Voted - For
4.3 To Consider and Approve Each of the Following
Resolutions in Relation to the Granting of A
General Mandate to the Board to Issue Debentures:
That the Grant of the General Mandate Under This
Resolution Shall Come Into Effect Upon Approval
from the General Meeting and Will be Valid for 12
Months from That Date Management For Voted - For
5 That the Grant of A General Mandate to the Board to
Issue, Allot and Deal with the Additional Shares in
the Company Not Exceeding 20% of Each of the
Existing Domestic Shares and H Shares (as the Case
May Be) in Issue be Considered and Approved Management For Voted - Against
6 That the Board be Authorized to Increase the
Registered Capital of the Company to Reflect the
Issue of Shares in the Company Authorized Under
Special Resolution 5, and to Make Such Appropriate
and Necessary Amendments to the Articles of
Association of the Company As They Think Fit to
Reflect Such Increases in the Registered Capital of
the Company and to Take Any Other Action and
Complete Any Formality Required to Effect Such
Increase of the Registered Capital of the Company Management For Voted - Against
CHINA FINANCE ONLINE CO. LIMITED
CUSIP: 169379104 TICKER: JRJC
Meeting Date: 27-Jun-14 Meeting Type: Annual
1. To Re-elect Rongquan Leng As A Director. Management For Voted - For
2. To Re-elect Jun Wang As A Director. Management For Voted - For
3. To Approve the Appointment of Grant Thornton China
As Independent Auditors of the Company for A Term
Ending on the Date of our Next Annual General
Meeting of Shareholders to be Held in 2015 and to
Authorize the Board of Directors to Determine Their
Remuneration. Management For Voted - For
4. To Consider and Approve the Audited Consolidated
Financial Statements for the Fiscal Year Ended on
Or As of December 31, 2013 Together with the Report
of Auditors Thereon As Required by Hong Kong Law,
Which Can be Accessed Through our Website at
Http://ir.chinafinanceonline.com/phoe Nix.
Zhtml?c=183451&p=irol- Reportsannual Starting from
882
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
May 6, 2014, Or Through the Website of the
Securities and Exchange Commission, Or the Sec, at
Www.sec.gov, Starting from (due to Space
Limits, See Proxy Material for Full Proposal) Management For Voted - For
5. To Consider and Approve the Company's 2014 Stock
Incentive Plan ("2014 Plan") and Authorize our
Board of Directors to Do All Such Acts and to Enter
Into All Such Transactions, Arrangements and
Agreements As May be Necessary Or Expedient in
Order to Give Full Effect of the 2014 Plan (due
to Space Limits, See Proxy Material for Full
Proposal) Management For Voted - Against
6. To Consider and Approve the Amendment to the
Company's 2007 Equity Incentive Plan ("amended 2007
Plan") and Authorize the Directors of the Company
to Do All Such Acts and to Enter Into All Such
Transactions, Arrangements and Agreements As May be
Necessary Or Expedient in Order to Give Full Effect
of the Amended 2007 Plan (due to Space Limits,
See Proxy Material for Full Proposal) Management For Voted - Against
7. To Authorize our Board of Directors to Exercise All
the Powers of the Company (a) to Allot, Issue Or
Deal with Additional (1) Ordinary Shares Or (2)
Preference Shares Upon Such Terms and Conditions As
the Board of Directors, in Its Discretion, Shall
Determine During the Period from the Passing of an
Ordinary Resolution for This Proposal (due to
Space Limits, See Proxy Material for Full Proposal) Management For Voted - Against
CHINA WIRELESS TECHNOLOGIES LTD, GEORGE TOWN
CUSIP: G21165108
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1030/ltn20131030132.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1030/ltn20131030130.pdf Non-Voting Non-Voting
1 To Approve the Proposed Change of Name of the
Company: Coolpad Group Limited Management For Voted - For
CHINASOFT INTERNATIONAL LTD, GEORGE TOWN
CUSIP: G2110A111
Meeting Date: 19-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
883
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411021.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411015.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors and Independent Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2.i To Re-elect Dr. Tang Zhenming As Executive Director
of the Company Management For Voted - For
2.ii To Re-elect Mr. Zeng Zhijie (who Has Served As an
Independent Non- Executive Director for More Than 9
Years) As Independent Non-executive Director of the
Company Management For Voted - For
2.iii To Re-elect Dr. Song Jun As Independent
Non-executive Director of the Company Management For Voted - For
3 To Authorise the Board of Directors of the Company
to Fix the Remuneration of Directors of the Company Management For Voted - For
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and Authorise the Board of Directors
of the Company to Fix Their Remuneration Management For Voted - For
5 To Grant General Mandate to Issue and Allot New
Shares Management For Voted - Against
6 To Grant General Mandate to Repurchase Shares Management For Voted - For
7 To Extend General Mandate Granted to Issue New
Shares Management For Voted - Against
8 To Approve Refreshment of the Scheme Mandate Limit Management For Voted - For
CITIC 21CN CO LTD
CUSIP: G2154E102
Meeting Date: 07-Apr-14 Meeting Type: Special General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321192.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0321/ltn20140321194.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting. Non-Voting Non-Voting
1 To Approve the Issue and Allotment of 4,423,175,008
Shares (constituting Approximately 54.33% of the
Share Capital of the Company, As Enlarged by the
Issue of Such Shares) (the "subscription Shares")
by the Company to the Subscriber, Subject To, and
in Accordance With, the Terms and Conditions of the
Subscription Agreement (the "subscription
Agreement") Dated 23 January 2014 Entered Into
884
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Between the Company, Ms. Chen Xiao Ying and Perfect
Advance Holding Limited (the "subscriber") Details
of Which are Set Out in the Circular of the Company
Dated 21 March 2014 (the "subscription") Management For Voted - For
2 Subject to and Conditional on the Passing of
Ordinary Resolution No. 1, to Approve the Waiver
(the "whitewash Waiver") Granted Or to be Granted
by the Executive Director of the Corporate Finance
Division of the Securities and Futures Commission
of Hong Kong and Any Delegate of Such Executive
Director Pursuant to Note 1 on Dispensations from
Rule 26 of the Hong Kong Code on Takeovers and
Mergers in Respect of the Obligation on the Part of
the Subscriber and Parties Acting in Concert with
It to Make A Mandatory General Offer to the
Shareholders of the Company for All Issued Shares
Not Already Owned by the Subscriber Or Parties
Acting in Concert with It Under Rule 26 of the Hong
Kong Code on Takeovers and Mergers As A Result of
the Allotment and Issue of the Subscription Shares Management For Voted - For
3 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, to Authorise
the Directors of the Company (the "directors") to
Do All Acts and Execute All Documents They Consider
Necessary Or Expedient to Give Effect to the
Subscription Management For Voted - For
4 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, to Approve
the Appointment of Mr. Wang Jian to Serve As A
Director As from Completion of the Subscription Management For Voted - For
5 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, to Approve
the Appointment of Mr. Zhang Yong to Serve As A
Director As from Completion of the Subscription Management For Voted - For
6 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, to Approve
the Appointment of Mr. Chen Jun to Serve As A
Director As from Completion of the Subscription Management For Voted - For
7 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, to Approve
the Appointment of Mr. Chia Pun Kok to Serve As A
Director As from Completion of the Subscription Management For Voted - For
8 Subject to and Conditional on the Passing of
Ordinary Resolutions No. 1 and No. 2, the
Appointment of Mr. Yu Feng to Serve As A Director
As from Completion of the Subscription Management For Voted - For
COMBA TELECOM SYSTEMS HOLDINGS LTD
CUSIP: G22972114
Meeting Date: 23-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
885
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428496.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0428/ltn20140428514.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements and the Reports of the
Directors (the "directors") and the Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2.A To Re-elect Mr. Zhang Yue Jun As Executive Director Management For Voted - For
2.B To Re-elect Mr. Zhang Yuan Jian As Executive
Director Management For Voted - For
2.C To Re-elect Mr. Liu Cai As Independent
Non-executive Director Management For Voted - For
2.D To Re-elect Mr. Lau Siu Ki, Kevin As Independent
Non-executive Director Management For Voted - For
2.E To Authorize the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Re-appoint Ernst & Young As the Company's
Auditors and Authorize the Board of Directors to
Fix Their Remuneration Management For Voted - For
4 To Grant the General Mandate to the Directors to
Allot, Issue and Otherwise Deal with the Shares Management For Voted - Against
5 To Grant the General Mandate to the Directors to
Repurchase the Shares Management For Voted - For
6 To Add the Number of Shares Repurchased by the
Company to the Mandate Granted to the Directors
Under the Resolution No. 4 Management For Voted - Against
COOLPAD GROUP LTD, GEORGE TOWN
CUSIP: G2418K100
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415053.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn20140415051.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company (collectively, "directors"
and Individually, A "director") and the Auditors of
the Company ("auditors") for the Year Ended 31
December 2013 Management For Voted - For
2.A.i To Re-elect Mr. Chan King Chung As an Independent
Non-executive Director. Please Refer to the
886
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Bibliography of Mr. Chan King Chung As Set Out in
Appendix II to the Circular of the Company Dated 15
April 2014 Management For Voted - For
2A.ii To Re-elect Dr. Huang Dazhan As an Independent
Non-executive Director. Please Refer to the
Bibliography of Dr. Huang Dazhan As Set Out in
Appendix II to the Circular of the Company Dated 15
April 2014 Management For Voted - Against
2Aiii To Re-elect Mr. Xie Weixin As an Independent
Non-executive Director. Please Refer to the
Bibliography of Mr. Xie Weixin As Set Out in
Appendix II to the Circular of the Company Dated 15
April 2014 Management For Voted - For
2.B To Authorise the Board of Directors ("board") to
Fix the Remuneration of the Directors Management For Voted - For
3 To Re-appoint Ernst & Young As Auditors and to
Authorise the Board to Fix Their Remuneration Management For Voted - For
4 To Grant A General Mandate to the Board to Allot,
Issue and Deal with Additional Shares Management For Voted - Against
5 To Approve the Grant of General Mandate to the
Directors to Repurchase the Shares Management For Voted - For
6 To Approve the Extension of the General Mandate to
the Directors to Issue Additional Shares Up to the
Number of Shares Repurchased by the Company Management For Voted - Against
7 To Approve Proposed Bonus Issue of Shares As Set
Out in the Circular of the Company Dated 15 April
2014 Management For Voted - For
8 To Approve the Adoption of the Share Option Scheme
and the Termination of the Existing Share Option
Scheme Management For Voted - For
DIGITAL CHINA HOLDINGS LTD
CUSIP: G2759B107
Meeting Date: 19-Aug-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0705/ltn20130705598.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0705/ltn20130705617.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
Auditors for the Year Ended 31 March 2013 Management For Voted - For
2 To Declare A Final Dividend of 38.80 Hk Cents Per
Share for the Year Ended 31 March 2013 Management For Voted - For
3.i To Re-elect Mr. Yan Guorong As A Director Management For Voted - For
3.ii To Re-elect Mr. Andrew Y. Yan As A Director Management For Voted - Against
887
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.iii To Re-elect Mr. Hu Zhaoguang As A Director Management For Voted - For
3.iv To Re-elect Ms. Ni Hong (hope) As A Director Management For Voted - For
3.v To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Ernst & Young As Auditors of the
Company and to Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
5.1 To Grant A General and Unconditional Mandate to the
Board of Directors to Issue Shares of the Company Management For Voted - Against
5.2 To Grant A General and Unconditional Mandate to the
Board of Directors to Repurchase Shares of the
Company Management For Voted - For
5.3 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution 5(1) to Cover
the Shares Repurchased by the Company Pursuant to
Resolution 5(2) Management For Voted - Against
Please Note That This is A Revision Due to Receipt
of Dividend Amount. If You-have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unless Y-ou Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410485.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0410/ltn20140410497.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
Auditors for the Nine Months Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Nine Months
Ended 31 December 2013 Management For Voted - For
3.i To Re-elect Mr. Lin Yang As A Director Management For Voted - For
3.ii To Re-elect Mr. Wong Man Chung, Francis As A
Director Management For Voted - For
3.iii To Re-elect Mr. Ong Ka Lueng, Peter As A Director Management For Voted - For
3.iv To Re-elect Dr. Liu Yun, John As A Director Management For Voted - For
3.v To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Ernst & Young As Auditors of the
Company and to Authorise the Board of Directors to
Fix Their Remuneration Management For Voted - For
5.1 To Grant A General and Unconditional Mandate to the
Board of Directors to Issue New Shares of the
Company Not Exceeding 20% of the Issued Share
Capital of the Company As at the Date of Passing
This Resolution, and the Discount for Any Shares to
888
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
be Issued for Cash Shall Not Exceed 20% Unless the
Stock Exchange Agrees Otherwise Management For Voted - Against
5.2 To Grant A General and Unconditional Mandate to the
Board of Directors to Repurchase Shares of the
Company Not Exceeding 10% of the Issued Share
Capital of the Company As at the Date of Passing
This Resolution Management For Voted - For
5.3 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution 5(1) to Cover
the Shares Repurchased by the Company Pursuant to
Resolution 5(2) Management For Voted - Against
FIH MOBILE LTD
CUSIP: G3472Y101
Meeting Date: 19-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0628/ltn20130628420.pdf-and-
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2013/0628/ltn20130628396.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1 To Approve the Product Sales Transaction (as
Defined in the Circular of the Company Dated 2 July
2013) and the Relevant Proposed Annual Cap for the
Year Ending 31 December 2013 Management For Voted - For
2 To Approve the Non-real Property Lease Expense
Transaction, the Framework Nonreal Property Lease
Expense Agreement (each Term As Defined in the
Circular of the Company Dated 2 July 2013) and the
Relevant Proposed Annual Cap for the Year Ending 31
December 2013 Management For Voted - For
Meeting Date: 26-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1106/ltn20131106955.pdf-and-
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2013/1106/ltn20131106939.pdf Non-Voting Non-Voting
1 To Approve the Adoption of the New Share Option
Scheme (as Defined in the Circular of the Company
Dated 7 November 2013 (the ''circular'')) and the
Consequential Termination of the Existing Share
Option Scheme (as Defined in the Circular) Management For Voted - For
889
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the Adoption of the New Share Scheme (as
Defined in the Circular) and the Consequential
Termination of the Existing Share Scheme (as
Defined in the Circular) and to Grant A General
Mandate to the Board of Directors of the Company
(or Its Duly Authorised Committee, Officer(s) Or
Delegate(s)) to Allot, Issue and Deal with
Additional Shares of the Company Under the New
Share Scheme (as Defined in the Circular) Management For Voted - For
3 To Re-appoint Mr. Lau Siu Ki As an Independent
Non-executive Director of the Company for A Further
Term of Three Years from 1 December 2013 to 30
November 2016 (both Dates Inclusive) Management For Voted - For
4 To Approve the Purchase Transaction, the
Supplemental Purchase Agreement (both As Defined in
the Circular) and the Relevant Annual Caps for the
Three Years Ending 31 December 2016 Management For Voted - For
5 To Approve the Product Sales Transaction, the
Supplemental Product Sales Agreement (both As
Defined in the Circular) and the Relevant Annual
Caps for the Three Years Ending 31 December 2016 Management For Voted - For
6 To Approve the Non-real Property Lease Expense
Transaction, the Supplemental Non-real Property
Lease Expense Agreement (both As Defined in the
Circular) and the Relevant Annual Caps for the
Three Years Ending 31 December 2016 Management For Voted - For
7 To Approve the Sub-contracting Income Transaction,
the Supplemental Sub-contracting Income Agreement
(both As Defined in the Circular) and the Relevant
Annual Caps for the Three Years Ending 31 December
2016 Management For Voted - For
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/ltn-20140415758.pdf and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0415/-ltn20140415774.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries for the Year Ended 31 December 2013
Together with the Reports of the Directors and the
Independent Auditors Thereon Management For Voted - For
2 To Re-elect Dr. Lee Jer Sheng As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - Against
3 To Re-elect Dr. Lee Kuo Yu As Director and
Authorise the Board of Directors of the Company to
Fix Her Remuneration Management For Voted - Against
890
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Re-elect Mr. Chen Fung Ming As Director and
Authorise the Board of Directors of the Company to
Fix His Remuneration Management For Voted - For
5 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and Authorise the Board of Directors
of the Company to Fix Their Remuneration Management For Voted - For
6 To Grant A General Mandate to the Directors to
Buy-back Shares of the Company in Accordance with
Ordinary Resolution Number (6) As Set Out in the
Notice of the Meeting Management For Voted - For
7 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company in Accordance with Ordinary Resolution
Number (7) As Set Out in the Notice of the Meeting Management For Voted - Against
8 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares of the Company in Accordance with Ordinary
Resolution Number (8) As Set Out in the Notice of
the Meeting Management For Voted - Against
9 To Grant A General Mandate to the Board of
Directors of the Company (or Its Duly Authorised
Committee, Officer(s) Or Delegate(s)) to Allot,
Issue and Deal with Additional Shares of the
Company Under the Share Scheme of the Company in
Accordance with Ordinary Resolution Number (9) As
Set Out in the Notice of the Meeting Management For Voted - For
JU TENG INTERNATIONAL HOLDINGS LTD
CUSIP: G52105106
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402815.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn20140402771.pdf Non-Voting Non-Voting
1 To Receive and Approve the Audited Consolidated
Financial Statements and the Reports of the
Directors and Auditors of the Company for the Year
Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.a To Re-elect Cheng Li-yen As Executive Director of
the Company Management For Voted - For
3.b To Re-elect Lo Jung-te As Executive Director of the
Company Management For Voted - For
3.c To Re-elect Yip Wai Ming As Independent
Non-executive Director of the Company Management For Voted - For
891
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.d To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint Ernst & Young As the Auditors of the
Company for the Year Ending 31 December 2014 and to
Authorise the Board of Directors of the Company to
Fix Their Remuneration Management For Voted - For
5 To Grant A General and Unconditional Mandate to the
Directors of the Company to Allot, Issue Or
Otherwise Deal with the Unissued Shares in the
Capital of the Company Not Exceeding 20% of the
Issued Share Capital of the Company Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Purchase the Company's Shares Up to 10%
of the Issued Share Capital of the Company Management For Voted - For
7 To Add the Nominal Amount of the Shares Repurchased
by the Company to the General Mandate Granted to
the Directors Under Resolution No.5 Management For Voted - Against
KINGDEE INTERNATIONAL SOFTWARE GROUP CO LTD, GEORG
CUSIP: G52568147
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021427.pdf-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021419.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Accounts and the Reports of the Directors of the
Company (the "directors") and Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2.A To Re-elect Mr. Yang Jian As an Executive Director Management For Voted - For
2.B To Re-elect Mr. Gary Clark Biddle As an Independent
Non-executive Director Management For Voted - For
2.C To Re-elect Mr. Ho Ching Hua As an Independent
Non-executive Director Management For Voted - For
2.D To Re-elect Mr. Liu Chia Yung As an Independent
Non-executive Director Management For Voted - For
3 To Authorize the Board of Directors (the "board")
to Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers, the Retiring
Auditors of the Company, As the Auditors of the
Company and to Authorize the Board to Fix Their
Remuneration Management For Voted - For
5.A To Give A General Mandate to the Directors to Issue
and Allot Additional Shares Not Exceeding 20% of
the Existing Issued Share Capital of the Company Management For Voted - Against
892
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.B To Give A General Mandate to the Directors to
Repurchase the Company's Own Shares Not Exceeding
10% of the Existing Issued Share Capital of the
Company Management For Voted - For
5.C Conditional Upon Ordinary Resolutions 5(a) and 5(b)
Being Passed, to Extend the General Mandate to the
Directors to Issue and Allot Additional Shares by
the Number of Shares Repurchased by the Company
Under the Mandate Referred to in Resolution
Numbered 5(b) Above Management For Voted - Against
LENOVO GROUP LTD, HONG KONG
CUSIP: Y5257Y107
Meeting Date: 16-Jul-13 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/0531/ltn20130531157-.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0531/ltn20130531155.pdf Non-Voting Non-Voting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
1 To Receive and Consider the Audited Accounts for
the Year Ended March 31, 2013 Together with the
Reports of the Directors and Auditor Thereon Management For Voted - For
2 To Declare A Final Dividend for the Issued Ordinary
Shares for the Year Ended March 31, 2013 Management For Voted - For
3.a To Re-elect Mr. William Tudor Brown As Director Management For Voted - For
3.b To Re-elect Mr. Yang Yuanqing As Director Management For Voted - For
3.c To Re-elect Dr. Tian Suning As Director Management For Voted - For
3.d To Re-elect Mr. Nicholas C. Allen As Director Management For Voted - For
3.e To Resolve Not to Fill Up the Vacated Office
Resulted from the Retirement of Dr. Wu Yibing As
Director Management For Voted - For
3.f To Authorize the Board of Directors to Fix
Director's Fees Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor and
Authorize the Board of Directors to Fix Auditor's
Remuneration Management For Voted - For
5 Ordinary Resolution - to Grant A General Mandate to
the Directors to Allot, Issue and Deal with
Additional Ordinary Shares Not Exceeding 20% of the
Aggregate Nominal Amount of the Issued Ordinary
Share Capital of the Company Management For Voted - Against
6 Ordinary Resolution - to Grant A General Mandate to
the Directors to Repurchase Ordinary Shares Not
Exceeding 10% of the Aggregate Nominal Amount of
the Issued Ordinary Share Capital of the Company Management For Voted - For
7 Ordinary Resolution - to Extend the General
Mandate to the Directors to Issue New Ordinary
893
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares of the Company by Adding the Number of the
Shares Repurchased Management For Voted - Against
Meeting Date: 18-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0223/ltn20140223007.pdf-and-
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K/2014/0223/ltn20140223009.pdf Non-Voting Non-Voting
1 Ordinary Resolution in Relation to the Revised
Supply Annual Caps and the Revised Royalty Annual
Caps (as Defined in the Circular of the Company
Dated 24 February 2014) Management For Voted - For
NETEASE, INC.
CUSIP: 64110W102 TICKER: NTES
Meeting Date: 05-Sep-13 Meeting Type: Annual
1A Re-election of Director: William Lei Ding Management For Voted - For
1B Re-election of Director: Alice Cheng Management For Voted - For
1C Re-election of Director: Denny Lee Management For Voted - For
1D Re-election of Director: Joseph Tong Management For Voted - For
1E Re-election of Director: Lun Feng Management For Voted - For
1F Re-election of Director: Michael Leung Management For Voted - For
1G Re-election of Director: Michael Tong Management For Voted - For
2 Appoint PricewaterhouseCoopers Zhong Tian Cpas
Limited Company As Independent Auditors of Netease,
Inc. for the Fiscal Year Ending December 31, 2013 Management For Voted - For
O-NET COMMUNICATIONS (GROUP) LTD, CAYMAN ISLANDS
CUSIP: G6771C100
Meeting Date: 03-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0429/ltn201404291438.pdf-and-
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K/2014/0429/ltn201404291442.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Auditor for the Year Ended 31 December 2013 Management For Voted - For
894
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.a To Re-elect Mr. Na Qinglin As A Director Management For Voted - For
2.b To Re-elect Mr. Chen Zhujiang As A Director Management For Voted - For
2.c To Re-elect Mr. Huang Bin As A Director Management For Voted - For
2.d To Authorise the Directors to Fix Their Remuneration Management For Voted - For
3 To Re-appoint PricewaterhouseCoopers As Auditor and
to Authorise the Directors to Fix Its Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors to
Issue New Shares of the Company Management For Voted - Against
5 To Grant A General Mandate to the Directors to
Repurchase Shares of the Company Management For Voted - For
6 To Extend the General Mandate to Issue New Shares
by Adding the Number of Shares Repurchased Management For Voted - Against
PACTERA TECHNOLOGY INT'L LTD.
CUSIP: 695255109 TICKER: PACT
Meeting Date: 23-Dec-13 Meeting Type: Annual
1. To Re-elect the Retiring Director, Ruby Rong Lu, As
A Director of the Company and to Authorize the
Board of Directors to Fix the Director's
Remuneration Management For Voted - For
2. To Re-elect the Retiring Director, Venkatachalam
Krishnakumar, As A Director of the Company and to
Authorize the Board of Directors to Fix the
Director's Remuneration Management For Voted - For
3. To Approve the Appointment of the Independent
Auditor, Deloitte Touche Tohmatsu LLP, for the
Fiscal Year 2013 and to Authorize the Board of
Directors to Fix Their Remuneration Management For Voted - For
4. To Ratify the Adoption of the Audited Financial
Statements of Fiscal Year 2012 and Report of the
Independent Registered Public Accounting Firm, and
Their Inclusion in the Company's 2012 Annual Report Management For Voted - For
5. To Authorize the Board of Directors to Take Any and
Every Action That Might be Necessary to Effect the
Foregoing Resolutions 1 to 4 As the Board of
Directors, in Its Absolute Discretion, Thinks Fit Management For Voted - Against
Meeting Date: 06-Mar-14 Meeting Type: Special
S1. That the Agreement and Plan of Merger, Dated As of
October 17, 2013 (the "merger Agreement"), Among
the Company, Bcp (singapore) Vi Cayman Acquisition
Co. Ltd. ("parent"), Bcp (singapore) Vi Cayman
Financing Co. Ltd. ("midco") and Bcp (singapore) Vi
Cayman Merger Co. Ltd. ("merger Sub"), the Plan
(due to Space Limits, See Proxy Statement for Full
Proposal) Management For Voted - For
S2. That the Directors and Officers of the Company be
and are Hereby Authorized to Do All Things
Necessary to Give Effect to the Merger Agreement Management For Voted - For
895
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O3. That the Chairman of the Extraordinary General
Meeting be Instructed to Adjourn the Extraordinary
General Meeting in Order to Allow the Company to
Solicit Additional Proxies in the Event That There
are Insufficient Proxies Received at the Time of
the Extraordinary General Meeting to Pass the
Special Resolutions (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP
CUSIP: G8020E101
Meeting Date: 17-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2014/0128/ltn-20140128704.pdf and
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K/2014/0128/-ltn20140128702.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve, Confirm and Ratify the Datang
Further Subscription Agreement in Relation to the
Issue of the Datang Pre-emptive Bonds and the
Transactions Contemplated Thereby. (b) to Approve,
Subject to Completion of the Datang Further
Subscription Agreement, the Creation and Issue of
the Datang Pre-emptive Bonds to Datang Pursuant to
the Terms and Conditions of the Datang Further
Subscription Agreement. (c) to Authorize and Grant
A Special Mandate to the Directors of the Company
to Allot, Issue and Deal with Datang Conversion
Shares Upon Exercise of the Conversion Rights
Attaching to the Datang Pre-emptive Bonds on and
Subject to the Terms and Conditions of the Datang
Further Subscription Agreement and the Datang Pre-
Emptive Bonds. (d) to Authorize Any Director(s) of
the Company to Enter Into Any Agreement, Deed Or
Instrument And/or to Execute and Deliver All Such
Documents And/or Do All Such Acts on Behalf of the
Company As He/she May Consider to be Necessary,
Desirable Or Expedient for the Purpose Of, Or in
Connection with the Implementation and Completion
of the Datang Further Subscription Agreement and
Transactions Contemplated and All Matters
Incidental To, Ancillary to Or in Connection
Thereto (subject to Compliance with the Rules
Governing the Listing of Securities on the Stock
Exchange of Hong Kong Limited (the ''listing
Rules'')) Management For Voted - For
2 (a) to Approve, Confirm and Ratify the Country Hill
Further Subscription Agreement in Relation to the
Issue of the Country Hill Pre-emptive Bonds and the
896
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Transactions Contemplated Thereby. (b) to Approve,
Subject to Completion of the Country Hill Further
Subscription Agreement, the Creation and Issue of
the Country Hill Pre-emptive Bonds to Country Hill
Pursuant to the Terms and Conditions of the Country
Hill Further Subscription Agreement. (c) to
Authorize and Grant A Special Mandate to the
Directors of the Company to Allot, Issue and Deal
with Country Hill Conversion Shares Upon Exercise
of the Conversion Rights Management For Voted - For
Attaching to the Country Hill Pre-emptive Bonds on
and Subject to the Terms and Conditions of the
Country Hill Further Subscription Agreement and the
Country Hill Pre-emptive Bonds. (d) to Authorize
Any Director(s) of the Company to Enter Into Any
Agreement, Deed Or Instrument And/or to Execute and
Deliver All Such Documents And/or Do All Such Acts
on Behalf of the Company As He/she May Consider to
be Necessary, Desirable Or Expedient for the
Purpose Of, Or in Connection with the
Implementation and Completion of the Country Hill
Further Subscription Agreement and Transactions
Contemplated and All Matters Incidental To,
Ancillary to Or in Connection Thereto (subject to
Compliance with the Listing Rules) Non-Voting
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0527/ltn20140527118.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0527/ltn20140527112.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company (''director(s)'') and the
Auditors of the Company for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Mr. Zhang Wenyi As an Executive Director Management For Voted - For
2.b To Re-elect Dr. Tzu-yin Chiu As an Executive
Director Management For Voted - For
2.c To Re-elect Dr. Gao Yonggang As an Executive
Director Management For Voted - For
2.d To Re-elect Mr. William Tudor Brown As an
Independent Non-executive Director Management For Voted - For
2.e To Re-elect Mr. Sean Maloney As an Independent
Non-executive Director Management For Voted - For
2.f To Authorize the Board of Directors (the ''board'')
to Fix Their Remuneration Management For Voted - For
3 To Appoint Messrs. PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP As the
897
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Auditors of the Company for Hong Kong Financial
Reporting and U.S. Financial Reporting Purposes,
Respectively, and to Authorise the Audit Committee
of the Board to Fix Their Remuneration Management For Voted - For
4 To Grant A General Mandate to the Board to Allot,
Issue, Grant, Distribute and Otherwise Deal with
Additional Shares in the Company, Not Exceeding
Twenty Per Cent. of the Issued Share Capital of the
Company at the Date of This Resolution Management For Voted - Against
5 To Grant A General Mandate to the Board to
Repurchase Shares of the Company, Not Exceeding Ten
Per Cent. of the Issued Share Capital of the
Company at the Date of This Resolution Management For Voted - For
6 Conditional on the Passing of Resolutions 4 and 5,
to Authorize the Board to Exercise the Powers to
Allot, Issue, Grant, Distribute and Otherwise Deal
with the Additional Authorized But Unissued Shares
in the Company Repurchased by the Company Management For Voted - Against
7 To Approve, Confirm and Ratify the Grant of
2,910,836 Restricted Share Units to Dr. Gao
Yonggang, an Executive Director, and the
Transactions Contemplated Thereunder Management For Voted - For
SINA CORPORATION
CUSIP: G81477104 TICKER: SINA
Meeting Date: 18-Nov-13 Meeting Type: Annual
1. Re-election of Ter Fung Tsao As A Director of the
Company. Management For Voted - For
2. Re-election of Yichen Zhang As A Director of the
Company. Management For Voted - For
3. Ratify the Appointment of PricewaterhouseCoopers
Zhong Tian LLP As the Independent Auditors of the
Company. Management For Voted - For
SOHU.COM INC.
CUSIP: 83408W103 TICKER: SOHU
Meeting Date: 20-Jun-14 Meeting Type: Annual
1. Director Management
1 Dr. Edward B. Roberts Management For Voted - For
2 Dr. Zhonghan Deng Management For Voted - For
2. Advisory Resolution Approving our Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers Zhong Tian LLP As our
Independent Auditors for the Fiscal Year Ending
December 31, 2014 Management For Voted - For
898
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Stockholder Proposal Regarding the Position of
Chairman of the Board, If the Stockholder Proposal
is Properly Presented at the Annual Meeting Shareholder Against Voted - For
SPREADTRUM COMMUNICATIONS, INC.
CUSIP: 849415203 TICKER: SPRD
Meeting Date: 26-Jul-13 Meeting Type: Annual
1 Resolved As an Ordinary Resolution That Datong
Chen, Currently A Class III Director of the
Company, be Re- Elected for A Full Term of Three
Years Effective from the Date of the Agm, Which is
the Date of Expiry of His Current Directorship As A
Class III Director of the Company, in Accordance
with Article 77(b) of the Articles of Association
of the Company. Management For Voted - For
2 Resolved As an Ordinary Resolution That Scott
Sandell, Currently A Class III Director of the
Company, be Re-elected for A Full Term of Three
Years Effective from the Date of the Agm, Which is
the Date of Expiry of His Current Directorship As A
Class III Director of the Company, in Accordance
with Article 77(b) of the Articles of Association
of the Company. Management For Voted - For
3 Resolved As an Ordinary Resolution That
PricewaterhouseCoopers Zhong Tian Cpas Limited
Company be Retained As the Company's Independent
Auditor for the Fiscal Year Ending December 31,
2013. Management For Voted - For
Meeting Date: 04-Sep-13 Meeting Type: Special
S1 As A Special Resolution, That the Agreement and
Plan of Merger, Dated As of July 12, 2013 (as It
May be Amended from Time to Time, the "merger
Agreement"), by and Among Tsinghua Unigroup Ltd., A
Limited Liability Company Established Under the
Laws of the People's Republic of China ("parent"),
Spreadtrum Acquisition Limited, an Exempted Company
Incorporated Under the Laws of the Cayman Islands
and A Wholly Owned, Indirect, Subsidiary of Parent
("merger Sub"), and the Company, All As More Fully
Described in the Proxy Statement. Management For Voted - For
O2 As an Ordinary Resolution, That the Extraordinary
General Meeting be Adjourned, If Necessary Or
Appropriate, in Order to Allow the Company to
Solicit Additional Proxies in Favor of Approval and
Authorization of the Merger Agreement and the Plan
of Merger in the Event That There are Insufficient
Proxies Received to Pass the Special Resolution
During the Extraordinary General Meeting. Management For Voted - For
899
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TCL COMMUNICATION TECHNOLOGY HOLDINGS LTD, GEORGE
CUSIP: G87016146
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0325/ltn20140325619.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0325/ltn20140325603.pdf Non-Voting Non-Voting
1 To Adopt the Audited Consolidated Financial
Statements, the Reports of the Directors of the
Company (the "directors") and the Independent
Auditors of the Company (the "auditors"), All for
the Year Ended 31 December 2013 Management For Voted - For
2 To Re-appoint Ernst & Young As the Auditors and to
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
3 To Approve the Declaration of A Final Dividend of
10 Hk Cents Per Ordinary Share of the Company
("share") to be Paid to the Shareholders of the
Company ("shareholders") Whose Names Appear on the
Register of Members of the Company on 7 May 2014 Management For Voted - For
4 To Elect Mr. Yan Xiaolin As A Non-executive
Director Until the Conclusion of the Annual General
Meeting of the Company of 2017 Management For Voted - Against
5.a To Re-elect Ms. Xu Fang As A Non-executive Director
Until the Conclusion of the Annual General Meeting
of the Company of 2017 Management For Voted - Against
5.b To Re-elect Mr. Huang Xubin As A Non-executive
Director Until the Conclusion of the Annual General
Meeting of the Company of 2017 Management For Voted - Against
5.c To Re-elect Mr. Kwok Hoi Sing As an Independent
Non-executive Director Until the Conclusion of the
Annual General Meeting of the Company of 2017 Management For Voted - For
6 To Authorize the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
7 To Grant the General Mandate to the Directors to
Issue Or Otherwise Deal with Unissued Shares (the
"general Mandate") As Set Out in Item 7 of the
Notice of Annual General Meeting Dated 25 March
2014 ("notice") Management For Voted - Against
8 To Grant the Repurchase Mandate to the Directors to
Repurchase Shares (the "repurchase Mandate") As Set
Out in Item 8 of the Notice Management For Voted - For
9 To Approve the Addition to the General Mandate of
the Number of Shares Repurchased by the Company
Under the Repurchase Mandate As Set Out in Item 9
of the Notice Management For Voted - Against
900
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 To Approve the Adoption of New Share Option Scheme
and the Termination of Existing Share Option Scheme
As Set Out in Item 10 of the Notice Management For Voted - For
31 Mar 2014: Please Note That This is A Revision
Due to Change in Record Date-from 25 Apr 2014 to 24
Apr 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
TENCENT HOLDINGS LTD, GEORGE TOWN
CUSIP: G87572148
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021681.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021689.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Auditor for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.i.a To Re-elect Mr Lau Chi Ping Martin As Director Management For Voted - For
3.i.b To Re-elect Mr Charles St Leger Searle As Director Management For Voted - For
3.ii To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Auditor and to Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Issue New Shares (ordinary Resolution 5 As Set Out
in the Notice of the Agm) Management For Voted - Against
6 To Grant A General Mandate to the Directors to
Repurchase Shares (ordinary Resolution 6 As Set Out
in the Notice of the Agm) Management For Voted - For
7 To Extend the General Mandate to Issue New Shares
by Adding the Number of Shares Repurchased
(ordinary Resolution 7 As Set Out in the Notice of
the Agm) Management For Voted - Against
8 To Approve the Share Subdivision (ordinary
Resolution 8 As Set Out in the Notice of Agm) Management For Voted - For
9 To Adopt the Option Scheme of Riot Games, Inc.
(ordinary Resolution 9 As Set Out in the Notice of
Agm) Management For Voted - For
10 To Amend the Existing Memorandum of Association and
Articles of Association and to Adopt the Amended
and Restated Memorandum of Association and Articles
901
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Association (special Resolution 10 As Set Out in
the Notice of Agm) Management For Voted - For
TRAVELSKY TECHNOLOGY LTD
CUSIP: Y8972V101
Meeting Date: 05-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn-20140416429.pdf
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn2-0140416633.pdf Non-Voting Non-Voting
1 To Consider and Approve the Resolution in Relation
to the Report of the Board of the Company for the
Year Ended 31 December 2013 Management For Voted - For
2 To Consider and Approve the Resolution in Relation
to the Report of the Supervisory Committee of the
Company for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Resolution in Relation
to the Audited Financial Statements of the Group
(i.e. the Company and Its Subsidiaries) for the
Year Ended 31 December 2013 Management For Voted - For
4 To Consider and Approve the Resolution in Relation
to the Allocation of Profit and Distribution of
Final Dividend for the Year Ended 31 December 2013:
the Board Has Recommended A Final Dividend of
Rmb0.140 Per Share (tax Inclusive) for the Year
Ended 31 December 2013 And, If Such Dividend is
Approved by the Shareholders Upon Passing the
Resolution No. 4, It is Expected to be Paid to
Those Shareholders Whose Names Appear on the
Register of Members of the Company on Wednesday, 25
June 2014 Management For Voted - For
5 To Consider and Approve the Resolution in Relation
to the Re- Appointment of Auditors for the Year
Ending 31 December 2014 and the Authorization to
the Board to Fix the Remuneration Thereof Management For Voted - For
6 To Consider and Approve the Resolution in Relation
to the Authorization of A General Mandate to the
Board of the Company to Issue New H Shares and
Domestic Shares of the Company Management For Voted - Against
7 To Consider and Approve the Resolution in Relation
to the Authorization of A General Mandate to the
Board of the Company to Repurchase H Shares of the
Company Management For Voted - For
902
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 05-Jun-14 Meeting Type: Class Meeting
17 Apr 2014: Please Note That the Company Notice
and Proxy Form are Available-by Clicking on the
Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn2014-0416475.pdf And-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0416/ltn2014-0416645.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Consider and Approve the Authorization of A
General Mandate to the Board of the Company to
Repurchase H Shares of the Company Management For Voted - For
17 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Comment. If You
Have Already Sent in Your Votes, Please Do Not Vote
Again U-nless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
VODONE LTD, HAMILTON
CUSIP: G9388Y101
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423907.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0423/ltn20140423901.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements and the Reports of the
Directors and the Auditors for the Year Ended 31
December 2013 Management For Voted - For
2.a To Re-elect Ms. Wang Chun As an Executive Director Management For Voted - For
2.b To Re-elect Mr. Wang Zhichen As an Independent
Non-executive Director Management For Voted - For
2.c To Authorise the Board of Directors to Fix the
Remuneration of Directors Management For Voted - For
3 To Re-appoint Bdo Limited As the Auditors and to
Authorise the Board of Directors to Fix Their
Remuneration Management For Voted - For
4 To Grant A General Mandate to the Directors to
Purchase the Shares of the Company Not Exceeding
10% of the Aggregate Nominal Amount of the Issued
Share Capital of the Company As at the Date of
Passing This Resolution Management For Voted - For
903
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Grant A General Mandate to the Directors to
Issue, Allot and Deal with Additional Shares of the
Company Not Exceeding 20% of the Aggregate Nominal
Amount of the Issued Share Capital of the Company
As at the Date of Passing This Resolution Management For Voted - Against
6 To Extend the General Mandate Granted to the
Directors to Issue, Allot and Deal with Additional
Shares in the Capital of the Company by the
Aggregate Nominal Amount of Shares Repurchased by
the Company Management For Voted - Against
7 To Refresh the Existing Scheme Mandate Limit Under
the Share Option Scheme of China Mobile Games and
Entertainment Group Limited ("cmge") for Allowing
Cmge to Grant Share Options Up to 10% of the
Aggregate Nominal Amount of the Issued Share
Capital of Cmge As at the Date of Passing This
Resolution Management For Voted - For
8 To Approve the Change of Name of the Company from
Vodone Limited to V1 Group Limited Management For Voted - For
VTECH HOLDINGS LTD, HAMILTON
CUSIP: G9400S132
Meeting Date: 12-Jul-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/0603/ltn20130603157-8.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0603/ltn201306031510.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors of the
Company (''directors'') and the Auditor of the
Company (''auditor'') for the Year Ended 31 March
2013 Management For Voted - For
2 To Consider and Declare A Final Dividend in Respect
of the Year Ended 31 March 2013 Management For Voted - For
3.a To Re-elect Dr. Pang King Fai As Director Management For Voted - For
3.b To Re-elect Mr. Michael Tien Puk Sun As Director Management For Voted - For
3.c To Re-elect Mr. Wong Kai Man As Director Management For Voted - For
3.d To Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint KPMG As the Auditor and Authorise the
Board of Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Repurchase Shares Representing Up to 10% of the
Issued Share Capital of the Company at the Date of
the 2013 Agm Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares
904
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Representing Up to 10% of the Issued Share Capital
of the Company at the Date of the 2013 Agm Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares by the Addition of Such Number of Shares to
be Repurchased by the Company Management For Voted - Against
ZTE CORPORATION
CUSIP: Y0004F105
Meeting Date: 15-Oct-13 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn20130829431.pdf,-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn20130829379.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn20130829312.pdf Non-Voting Non-Voting
1.1 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Basis for
Determining the Participants and the Scope of
Participants of the Scheme Management For Voted - For
1.2 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Source and Number
of Subject Shares Under the Scheme Management For Voted - For
1.3 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Validity Period,
Date of Grant, Vesting Period, Exercise
Arrangements and Lock-up Period for Subject Shares
Under the Scheme Management For Voted - For
1.4 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Exercise Price of
Share Options and Basis of Determination Management For Voted - For
1.5 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Conditions of
Grant and Exercise of Share Options Management For Voted - For
1.6 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Methods and
Procedures for Adjustment of the Scheme Management For Voted - For
1.7 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Accounting
Treatment of Share Options Management For Voted - For
1.8 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Procedures for
905
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Grant by the Company and the Exercise by the
Participants of Share Options Management For Voted - For
1.9 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Respective Rights
and Obligations of the Company and the Participants Management For Voted - For
1.10 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Handling of
Special Case Management For Voted - For
1.11 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Amendment and
Termination of the Scheme Management For Voted - For
2 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme Performance Appraisal
System'' Management For Voted - For
3.1 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Confirm the Qualifications and
Conditions of Participants for Joining the Scheme,
to Confirm the List of Participants (other Than
Those As Connected Persons of the Company) and the
Number of Share Options to be Granted and to
Confirm the Grant Price of the Subject Shares Management For Voted - For
3.2 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Grant Shares to Participants Upon
Their Fulfillment of Relevant Conditions and to
Handle All Matters Required for the Grant and
Unlocking of Shares Management For Voted - For
3.3 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Adjust the Number of Subject Shares
in Accordance with the Principles and in the Manner
Stipulated Under the Scheme When Such Adjustment is
Required in Respect of the Company's Ex-right Or
Ex-dividend Shares Or for Other Reasons Management For Voted - For
3.4 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: Subject to Compliance with the Terms of
the Scheme, to Formulate Or Modify Provisions for
the Administration and Implementation of the Scheme
from Time to Time, Provided That If Such
Modifications are Required by the Laws, Regulations
Or Relevant Regulatory Authorities to be Subject to
the Approval of the General Meeting And/or Relevant
Regulatory Authorities, Such Modifications by the
Board of Directors Must Obtain the Corresponding
Approvals Management For Voted - For
906
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.5 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Sign, Execute, Modify and Terminate
Any Agreements Relating to the Scheme and Other
Relevant Agreements Management For Voted - For
3.6 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Appoint Receiving Banks,
Accountants, Legal Advisers and Other
Intermediaries for the Implementation of the Scheme Management For Voted - For
3.7 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Conduct Other Necessary Matters
Required for the Implementation of the Scheme, Save
for Rights Expressly Stipulated in Relevant
Documents to be Exercised by the General Meeting Management For Voted - For
3.8 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Process Examination, Registration,
Filing, Ratification, Approval and Other Procedures
with Relevant Governments and Authorities in
Connection with the Scheme; to Sign, Execute,
Modify and Complete Documents Submitted to Relevant
Governments, Authorities, Organisations and
Individuals; and to Do All Acts, Deeds and Matters
It Deems Necessary, Proper Or Appropriate in
Connection with the Scheme Management For Voted - For
3.9 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: the Mandate Granted to the Board of
Directors Shall be Coterminous with the Scheme Management For Voted - For
Please Note That This is A Revision Due to Change
in Record Date from 14 Oct T-o 13 Sep. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pr-oxy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 15-Oct-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
232110 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0829/ltn-20130829262.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0917/ltn-20130917173.pdf,
907
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/0917/ltn-20130917189.pdf and
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0924/-ltn20130924225.pdf Non-Voting Non-Voting
1.1 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Basis for
Determining the Participants and the Scope of
Participants of the Scheme Management For Voted - For
1.2 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Source and Number
of Subject Shares Under the Scheme Management For Voted - For
1.3 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Validity Period,
Date of Grant, Vesting Period, Exercise
Arrangements and Lock-up Period for Subject Shares
Under the Scheme Management For Voted - For
1.4 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Exercise Price of
Share Options and Basis of Determination Management For Voted - For
1.5 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Conditions of
Grant and Exercise of Share Options Management For Voted - For
1.6 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Methods and
Procedures for Adjustment of the Scheme Management For Voted - For
1.7 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Accounting
Treatment of Share Options Management For Voted - For
1.8 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Procedures for
the Grant by the Company and the Exercise by the
Participants of Share Options Management For Voted - For
1.9 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Respective Rights
and Obligations of the Company and the Participants Management For Voted - For
1.10 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Handling of
Special Cases Management For Voted - For
1.11 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme (revised Draft)''
(the ''scheme'') and Its Summary: Amendment and
Termination of the Scheme Management For Voted - For
2 To Consider the Resolution on the ''zte Corporation
Share Option Incentive Scheme Performance Appraisal
System" Management For Voted - For
908
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.1 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Confirm the Qualifications and
Conditions of Participants for Joining the Scheme,
to Confirm the List of Participants (other Than
Those As Connected Persons of the Company) and the
Number of Share Options to be Granted and to
Confirm the Grant Price of the Subject Shares Management For Voted - For
3.2 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Grant Shares to Participants Upon
Their Fulfillment of Relevant Conditions and to
Handle All Matters Required for the Grant and
Unlocking of Shares Management For Voted - For
3.3 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Adjust the Number of Subject Shares
in Accordance with the Principles and in the Manner
Stipulated Under the Scheme When Such Adjustment is
Required in Respect of the Company's Ex-right Or
Ex-dividend Shares Or for Other Reasons Management For Voted - For
3.4 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: Subject to Compliance with the Terms of
the Scheme, to Formulate Or Modify Provisions for
the Administration and Implementation of the Scheme
from Time to Time, Provided That If Such
Modifications are Required by the Laws, Regulations
Or Relevant Regulatory Authorities to be Subject to
the Approval of the General Meeting And/or Relevant
Regulatory Authorities, Such Modifications by the
Board of Directors Must Obtain the Corresponding
Approvals Management For Voted - For
3.5 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Sign, Execute, Modify and Terminate
Any Agreements Relating to the Scheme and Other
Relevant Agreements Management For Voted - For
3.6 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Appoint Receiving Banks,
Accountants, Legal Advisers and Other
Intermediaries for the Implementation of the Scheme Management For Voted - For
3.7 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Conduct Other Necessary Matters
Required for the Implementation of the Scheme, Save
for Rights Expressly Stipulated in Relevant
Documents to be Exercised by the General Meeting Management For Voted - For
909
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.8 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: to Process Examination, Registration,
Filing, Ratification, Approval and Other Procedures
with Relevant Governments and Authorities in
Connection with the Scheme; to Sign, Execute,
Modify and Complete Documents Submitted to Relevant
Governments, Authorities, Organisations and
Individuals; and to Do All Acts, Deeds and Matters
It Deems Necessary, Proper Or Appropriate in
Connection with the Scheme Management For Voted - For
3.9 To Consider the Resolution on A Mandate Granted to
the Board of Directors by the General Meeting of
Zte Corporation to Deal with Matters Pertaining to
the Scheme: the Mandate Granted to the Board of
Directors Shall be Coterminous with the Scheme Management For Voted - For
4 To Consider the Resolution on the Waiver of Rights Management For Voted - For
5 To Consider the Resolution on the Provision of
Performance Guarantee in Respect of P.t. Zte
Indonesia, A Wholly-owned Subsidiary Management For Voted - For
Please Note That This is A Revision Due to Receipt
of Additional Url. Thank Yo-u. Non-Voting Non-Voting
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
11 Apr 2014: Deletion of Comment Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408375.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0408/ltn20140408311.pdf Non-Voting Non-Voting
1 To Consider and Approve the 2013 Annual Report of
the Company (including 2013 Financial Statements of
the Company Audited by Prc and Hong Kong Auditors) Management For Voted - For
2 To Consider and Approve the 2013 Report of the
Board of Directors of the Company Management For Voted - For
3 To Consider and Approve the 2013 Report of the
Supervisory Committee of the Company Management For Voted - For
4 To Consider and Approve the 2013 Report of the
President of the Company Management For Voted - For
5 To Consider and Approve the Final Financial
Accounts of the Company for 2013 Management For Voted - For
6 To Consider and Approve the Proposals of Profit
Distribution of the Company for 2013 Management For Voted - For
7.1 To Consider and Approve the Resolutions of the
Company on the Proposed Application for Composite
Credit Facilities: to Consider and Approve the
Resolution of the Company Proposing the Application
to Bank of China Limited, Shenzhen Branch for A
Composite Credit Facility Amounting to Rmb23.0
Billion Management For Voted - For
910
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.2 To Consider and Approve the Resolutions of the
Company on the Proposed Application for Composite
Credit Facilities: to Consider and Approve the
Resolution of the Company Proposing the Application
to China Construction Bank Corporation, Shenzhen
Branch for A Composite Credit Facility Amounting to
Rmb12.5 Billion Management For Voted - For
7.3 To Consider and Approve the Resolutions of the
Company on the Proposed Application for Composite
Credit Facilities: to Consider and Approve the
Resolution of the Company Proposing the Application
to China Development Bank Corporation, Shenzhen
Branch for A Composite Credit Facility Amounting to
Usd6.0 Billion Management For Voted - For
8.1 To Consider and Approve the Resolutions on the
Appointment of the Prc Auditor and the Hong Kong
Auditor of the Company for 2014: to Consider and
Approve the Re- Appointment of Ernst & Young Hua
Ming LLP As the Prc Auditor of the Company's
Financial Report for 2014 and A Proposal be Made to
the 2013 Annual General Meeting to Authorise the
Board of Directors to Fix the Financial Report
Audit Fees of Ernst & Young Hua Ming LLP for 2014
Based on Specific Audit Work to be Conducted Management For Voted - For
8.2 To Consider and Approve the Resolutions on the
Appointment of the Prc Auditor and the Hong Kong
Auditor of the Company for 2014: to Consider and
Approve the Re- Appointment of Ernst & Young As the
Hong Kong Auditor of the Company's Financial Report
for 2014 and A Proposal be Made to the 2013 Annual
General Meeting to Authorise the Board of Directors
to Fix the Financial Report Audit Fees of Ernst &
Young for 2014 Based on the Specific Audit Work to
be Conducted Management For Voted - For
8.3 To Consider and Approve the Resolutions on the
Appointment of the Prc Auditor and the Hong Kong
Auditor of the Company for 2014: to Consider and
Approve the Re- Appointment of Ernst & Young Hua
Ming LLP As the Internal Control Auditor of the
Company for 2014 and A Proposal be Made to the 2013
Annual General Meeting to Authorise the Board of
Directors to Fix the Internal Control Audit Fees of
Ernst & Young Hua Ming LLP for 2014 Based on
Specific Audit Work to be Conducted Management For Voted - For
9 To Consider and Approve the Resolution on the
Application for Investment Limits in Derivative
Products of the Company for 2014. Authorisation for
the Company to Invest in Value Protection
Derivative Products Against Its Foreign Exchange
Risk Exposure by Hedging Through Dynamic Coverage
Rate for an Net Amount Not Exceeding The Management For Voted - For
Equivalent of Usd3.0 Billion (such Limit May be
Applied on A Revolving Basis During the Effective
Period of the Authorisation). the Authorization
Shall be Effective from the Date on Which It is
Approved by Way of Resolution at the General
911
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting to the Date on Which the Next Annual
General Meeting of the Company Closes Or to the
Date on Which This Authorisation is Modified Or
Revoked at A General Meeting, Whichever is Earlier Non-Voting
10.1 To Consider and Approve the Resolution on Matters
Pertaining to Debt Financing of Zte (h.k.) Limited:
That the Provision of Guarantee in Respect of
Overseas Medium/long- Term Debt Financing of Zte
(h.k.) Limited (''zte Hk''), the Details of Which
are As Follows, be Approved: (a) That the Provision
of Guarantee by Way of Joint Liability Assurance
for an Amount of Not More Than Usd600 Million (or
Not More Than Rmb4 Billion) for A Term of Not More
Than Five Years (from the Date on Which the Debt
Financing Agreement Comes Into Effect) by the
Company in Respect of Overseas Medium/long- Term
Debt Financing (including But Not Limited to
Syndicate Loans, Bank Facilities and the Issue of
Corporate Bonds) of Zte Hk be Approved. (b) That
Mr. Hou Weigui, the Legal Representative of the
Company, Or His Authorised Signatory be Contd Management For Voted - For
Contd Authorised to Determine the Specific Amount
and Period of Guarantee-based on the Results of
Negotiations Between Zte Hk and the Relevant
Debt-financing Parties Subject to the Aforesaid
Limit and Period of Guarantee And-to Negotiate with
the Relevant Debt Financing Parties and Execute
All- Guarantee Agreements and Other Pertinent Legal
Contracts and Documents-relating to the Said
Guarantee, and Deal with Other Matters Pertaining
To-such Guarantee Non-Voting Non-Voting
10.2 To Consider and Approve the Resolution on Matters
Pertaining to Debt Financing of Zte (h.k.) Limited:
That Zte Hk be Authorised to Conduct Interest Rate
Swap Transactions with A Nominal Principal Amount
of Not More Than Usd600 Million at Selected Timing
for Its Medium/long- Term Debt Financing with
Matched Time Limits Between the Interest Rate Swap
Transactions and the Medium/long-term Debt Financing Management For Voted - For
11 To Consider and Approve the Resolution of the
Company on the Application for General Mandate for
2014 Management For Voted - Against
12 To Consider and Approve the Resolution on Additions
to the Scope of Business and the Amendment of
Relevant Clauses of the Articles of Association to
Reflect the Same Management For Voted - For
11 Apr 2014: Please Note That This is A Revision
Due to Deletion of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
912
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABU DHABI COMMERCIAL BANK, ABU DHABI
CUSIP: M0152Q104
Meeting Date: 12-Mar-14 Meeting Type: Annual General Meeting
18 Feb 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second
Call on 19 Mar 2014 Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
1 To Hear and Approve the Board of Directors Report
on the Banks Activities and Financial Statements
for the Year Ended 31 December 2013 Management For Voted - For
2 To Hear and Approve the External Auditors Report
for the Year Ended 31 December 2013 Management For Voted - For
3 To Discuss and Approve the Audited Balance Sheet
and the Profit and Loss Account for the Year Ended
31 December 2013 Management For Voted - For
4 To Consider and Approve the Board of Directors
Proposal to Distribute Cash Dividends to
Shareholders for the Year 2013 in Sum Equal 30
Percent of the Bank's Capital Management For Voted - For
5 To Absolve the Board Members and the External
Auditors from Liability for Their Work During the
Year Ended 31 December 2013 Management For Voted - For
6 Determine the Board Members Remuneration for 2013 Management For Voted - For
7 To Appoint External Auditors for the Year 2014 and
to Determine Their Fees for the Same Year Management For Voted - For
8 Appointment Or Reappointment of One Third of the
Board of Directors by Abu Dhabi Investment Council
Pursuant to Its Rights Under the Banks Articles of
Association Management For Abstain
18 Feb 2014: Please Note That This is A Revision
Due to Modification of Text O-f Comment. If You
Have Already Sent in Your Votes, Please Do Not
Return This P-roxy Form Unless You Decide to Amend
Your Original Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 12-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 19 Mar 2014
(and A Third Call on 20 Apr 2014).
Consequently,-your Voting Instructions Will Remain
Valid for All Calls Unless the Agenda Is-amended.
Thank You. Non-Voting Non-Voting
1 The Articles of Association of the Bank be Amended
by Adopting the Following Amendments to be Added at
Article 5 Subject to the Approval of the Relevant
Authorities Management For Voted - For
913
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADVANCED INFO SERVICE PUBLIC CO LTD
CUSIP: Y0014U183
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
3 Mar 2014: Please Note That This is an Amendment
to Meeting Id 281726 Due To-addition of Resolutions
and Change in Voting Status of Resolutions 1 and 3.
Al-l Votes Received on the Previous Meeting Will be
Disregarded and You Will Need-to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 Matter to be Informed Non-Voting Non-Voting
2 To Consider and Adopt the Minutes of the Annual
General Meeting of Shareholders for 2013, Held on
27 March 2013 Management For Voted - For
3 To Acknowledge the Board of Directors Report on the
Company's Operating Result-s for 2013 Non-Voting Non-Voting
4 To Consider and Approve the Audited Financial
Statements for the Year 2013 Ended 31 December 2013 Management For Voted - For
5 To Consider and Appropriate the Net Profit for 2013
As the Annual Dividend Management For Voted - For
6 To Consider and Approve the Appointment of the
Company's External Auditors and Fix Their
Remuneration for 2014 Management For Voted - For
7.A To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mr. Somprasong Boonyachai Management For Voted - For
7.B To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mr. Ng Ching-wah Management For Voted - For
7.C To Consider and Approve the Appointment of Director
to Replace Those Who Retired by Rotation in 2014:
Mrs. Tasanee Manorot Management For Voted - For
8 To Consider and Appoint the New Director: Mr.
Krairit Euchukanonchai Management For Voted - For
9 To Consider and Approve the Remuneration of the
Board of Directors for 2014 Management For Voted - Against
10 To Consider and Approve A Letter to Confirm the
Prohibitive Characters in Connection with Foreign
Dominance Management For Voted - For
11 To Consider and Approve the Issuance and Sale of
Warrants to Directors and Employees of the Company
and Subsidiaries of Not Exceeding 680,000 Units Management For Voted - For
12 To Consider and Approve the Allotment of Not More
Than 680,000 Ordinary Shares at A Par Value of 1
Baht Per Share for the Conversion of Warrants to be
Issued to Directors and Employees of the Company
and Subsidiaries Management For Voted - For
914
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13.A To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted(approve the Allocation of Warrants to Each
Person): Mr. Wichian Mektrakarn (not Exceeding
42,700 Units) Management For Voted - For
13.B To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mrs. Suwimol Kaewkoon (not Exceeding
37,700 Units) Management For Voted - For
13.C To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Pong- Amorn Nimpoonsawat (not
Exceeding 37,700 Units) Management For Voted - For
13.D To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Ms. Somchai Lertsutiwong (not Exceeding
37,700 Units) Management For Voted - For
13.E To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mrs. Vilasinee Puddhikarant (not Exceeding
37,700 Units) Management For Voted - For
13.F To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Kriengsak Wanichnatee (not Exceeding
37,700 Units) Management For Voted - For
13.G To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Mr. Walan Norasetpakdi (not Exceeding
37,700 Units) Management For Voted - For
13.H To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
915
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Person): Mr. Weerawat Kiattipongthaworn (not
Exceeding 37,700 Units) Management For Voted - For
13.I To Consider and Approve the Allotment of Warrants
to Directors and Employees of the Company and
Subsidiaries, Each of Whom is Entitled to Warrants
in Exceeding Five (5) Percent of the Total Warrants
Granted (approve the Allocation of Warrants to Each
Person): Ms. Issara Dejakaisaya (not Exceeding
37,700 Units) Management For Voted - For
14 Other Business (if Any) Management For Voted - Against
3 Mar 2014: Please Note That This is A Revision Due
to Modification to Text Of-comment. If You Have
Already Sent in Your Votes for Mid: 287490 Please
Do No-t Revote on This Meeting Unless You Decide to
Amend Your Instructions. Non-Voting Non-Voting
AFREN PLC, LONDON
CUSIP: G01283103
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
1 That the Financial Statements for the Year Ended 31
December 2013, Together with the Reports of the
Directors and Auditors Thereon, be Received and
Adopted Management For Voted - For
2 That the Directors Remuneration Report (excluding
the Directors Remuneration Policy) for the Year
Ended 31 December 2013, Together with the Auditors
Report Thereon, be Approved Management For Voted - For
3 That the Directors Remuneration Policy Contained in
the Directors Remuneration Report, be Approved and
Shall Take Effect from the Date on Which This
Resolution is Passed Management For Voted - For
4 That Sheree Bryant be Re-elected As A Director of
the Company Management For Voted - For
5 That Lain Mclaren be Re-elected As A Director of
the Company Management For Voted - For
6 That Egbert Imomoh be Re-elected As A Director of
the Company Management For Voted - For
7 That Peter Bingham be Re-elected As A Director of
the Company Management For Voted - For
8 That John St John be Re-elected As A Director of
the Company Management For Voted - Against
9 That Toby Hayward be Re-elected As A Director of
the Company Management For Voted - For
10 That Ennio Sganzerla be Re-elected As A Director of
the Company Management For Voted - For
11 That Patrick Obath be Re-elected As A Director of
the Company Management For Voted - For
12 That Osman Shahenshah be Re- Elected As A Director
of the Company Management For Voted - For
13 That Shahid Ullah be Re-elected As A Director of
the Company Management For Voted - Against
916
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 That Darra Comyn be Re-elected As A Director of the
Company Management For Voted - For
15 That Deloitte LLP be Reappointed As Auditors of the
Company Management For Voted - For
16 That the Directors be and are Hereby Generally and
Unconditionally Authorised to Allot and Grant
Rights to Subscribe for Or to Convert Securities
Into Shares of the Company Management For Voted - For
17 That the Directors be Given Power to Allot Equity
Securities Management For Voted - For
18 That the Company be Generally and Unconditionally
Authorised to Make One Or More Market Purchases Management For Voted - For
19 That A General Meeting of the Company, Other Than
an Annual General Meeting of the Company, May be
Called on Not Less Than 14 Clear Days Notice Management For Voted - Against
AFRICA OIL CORP
CUSIP: 00829Q101
Meeting Date: 03-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
305502 Due to Change in Vo-ting Status of
Resolution 5. All Votes Received on the Previous
Meeting Will B-e Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Thank Yo-u. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only for
Resolution-numbers "2.1 to 2.5 and 3". Thank You. Non-Voting Non-Voting
Please Note That Resolution 4 is to be Approved by
Disinterested Shareholders.-thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Five (5) Management For Voted - For
2.1 Election of Director: Keith C. Hill Management For Voted - For
2.2 Election of Director: J. Cameron Bailey Management For Voted - For
2.3 Election of Director: Gary S. Guidry Management For Voted - For
2.4 Election of Director: Bryan M. Benitz Management For Voted - For
2.5 Election of Director: John H. Craig Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
4 To Ratify, Confirm and Approve, Subject to
Regulatory Approval, the Corporation's Stock Option
Plan, As Amended, As Described in the Accompanying
Management Information Circular Management For Voted - For
5 To Grant the Proxyholder Authority to Vote at
His/her Discretion on Any Other Business Or
Amendment Or Variation to the Previous Resolutions
Or Any Other Matter That May be Properly Brought
Before the Said Meeting Or Any Adjournment Thereof Management For Voted - Against
917
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFRICAN BARRICK GOLD PLC, LONDON
CUSIP: G0128R100
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 That the Audited Annual Accounts for the Company
for the Financial Year Ended 31 December 2013,
Together with the Strategic Report, the Directors'
Report and the Auditors' Reports be Received Management For Voted - For
2 That the Directors' Remuneration Report for the
Financial Year Ended 31 December 2013 be Approved Management For Voted - For
3 That the Directors' Remuneration Policy be Approved
and Shall Take Effect Immediately After the 2014
Annual General Meeting Management For Voted - For
4 That A Final Dividend of Us2.0 Cents Per Ordinary
Share, for the Year Ended 31 December 2013, be
Approved Management For Voted - For
5 That Kelvin Dushnisky be Re-elected As A Director
of the Company Management For Voted - For
6 That Bradley ("brad") Gordon be Elected As A
Director of the Company Management For Voted - For
7 That Ambassador Juma V. Mwapachu be Re- Elected As
A Director of the Company Management For Voted - For
8 That Graham Clow be Elected As A Director of the
Company Management For Voted - For
9 That Rachel English be Elected As A Director of the
Company Management For Voted - For
10 That Andre Falzon be Re-elected As A Director of
the Company Management For Voted - For
11 That Stephen Galbraith be Re-elected As A Director
of the Company Management For Voted - For
12 That Michael Kenyon be Re-elected As A Director of
the Company Management For Voted - For
13 That Steve Lucas be Elected As A Director of the
Company Management For Voted - For
14 That Richard ("rick") Mccreary be Re-elected As A
Director of the Company Management For Voted - For
15 That Peter Tomsett be Elected As A Director of the
Company Management For Voted - For
16 That PricewaterhouseCoopers LLP be Re- Appointed As
Auditors of the Company Management For Voted - For
17 That the Audit Committee of the Company be
Authorised to Agree the Remuneration of the Auditors Management For Voted - For
18 That the Directors of the Company be Authorised to
Allot Shares in the Company Management For Voted - For
19 That the Directors of the Company be Empowered to
Allot Equity Securities for Cash Management For Voted - For
20 That the Company be Authorised to Make Market
Purchases of Ordinary Shares Management For Voted - For
21 That A General Meeting Other Than an Annual General
Meeting May be Called on Not Less Than 14 Clear
Days' Notice Management For Voted - Against
918
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGUAS ANDINAS SA, SANTIAGO
CUSIP: P4171M125
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Examination of the Report from the Outside
Auditors, to Vote Regarding the Annual Report,
Balance Sheet and Financial Statements for the
Fiscal Year That Ran from January 1 to December 31,
2013 Management For Voted - For
2 To Vote Regarding the Distribution of Profit and
Payment of Dividends from the 2013 Fiscal Year Management For Abstain
3 Presentation Regarding the Dividend Policy of the
Company Management For Voted - For
4 To Report Regarding the Related Party Transactions
Under Title Xvi of Law 18,046 Management For Voted - For
5 To Designate the Independent Outside Auditors for
the 2014 Fiscal Year Management For Voted - For
6 To Designate Risk Rating Agencies for the 2014
Fiscal Year Management For Voted - For
7 To Establish the Compensation of the Members of the
Board of Directors for the 2014 Fiscal Year Management For Abstain
8 Account of the Expenses of the Board of Directors
During 2013 Management For Voted - For
9 To Establish the Compensation and Budget of the
Committee of Directors for the 2014 Fiscal Year Management For Abstain
10 Accounting of the Activities and Expenses of the
Committee of Directors During 2013 Management For Voted - For
11 To Determine the Periodical in Which the
Shareholder General Meeting Call Notices, Notices
of the Payment of Dividends and Other Matters of
Interest to the Shareholders Will be Published Management For Abstain
12 Other Matters of Corporate Interest That are Within
the Authority of the General Meeting Management For Voted - Against
AIRPORTS OF THAILAND PUBLIC CO LTD
CUSIP: Y0028Q111
Meeting Date: 24-Jan-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
265742 Due to Receipt of D-irector Names. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain Non-Voting Non-Voting
1 Matters to be Informed to the Shareholders Management For Voted - For
2 To Acknowledge the Operating Results of 2013 Management For Voted - For
919
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Approve the Financial Statements for the Fiscal
Year 2013 Ended September 30, 2013 Management For Voted - For
4 To Approve the Appropriation of Dividend Payment
According to the Operating Results in the
Accounting Period 2013 Management For Voted - For
5.A To Elect New Director in Replacement of the
Director Who Retire by Rotation: Police General
Krisna Polananta Management For Voted - Against
5.B To Elect New Director in Replacement of the
Director Who Retire by Rotation: Police Lieutenant
General Pharnu Kerdlarpphon Management For Voted - Against
5.C To Elect New Director in Replacement of the
Director Who Retire by Rotation: Mr. Wattana
Tiengkul Management For Voted - Against
5.D To Elect New Director in Replacement of the
Director Who Retire by Rotation: Mr. Rakob
Srisupa-at Management For Voted - Against
5.E To Elect New Director in Replacement of the
Director Who Retire by Rotation: Mr. Tongthong
Chandransu Management For Voted - Against
6 To Approve the Remuneration of the Board Members Management For Voted - For
7 To Appoint an Auditor and Determine the Auditors
Remuneration Management For Voted - For
8 The Compensation for Noise Pollution from the
Operation of Suvarnabhumi Airport Management For Abstain
9 Other Matters (if Any) Management For Voted - Against
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Matters to be Informed to the Shareholders Management For Voted - For
2.1 To Elect New Director: Police General Krisna
Polananta Management For Voted - For
2.2 To Elect New Director: Police Lieutenant General
Pharnu Kerdlarpphon Management For Voted - Against
2.3 To Elect New Director: Mr. Rakop Srisupa-at Management For Voted - Against
2.4 To Elect New Director: Mr. Tongthong Chandransu Management For Voted - Against
2.5 To Elect New Director: Mr. Nantasak Poolsuk Management For Voted - Against
3 Other Matters (if Any) Management For Voted - Against
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda
As-abstain. Non-Voting Non-Voting
AKBANK T.A.S., ISTANBUL
CUSIP: M0300L106
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
920
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Appointment of the Presidential Board Management For Voted - For
2 Communication and Discussion of the Report of the
Board of Directors Management For Voted - For
3 Communication and Discussion of the Independent
Auditors Report Management For Voted - For
4 Communication, Discussion and Ratification of the
Financial Statements of 2013 Management For Voted - For
5 Discharge of Liability of the Members of the Board
of Directors Management For Voted - For
6 Decision on the Appropriation of 2013 Net Profit Management For Voted - For
7 Approval of the Member Elected to the Board of
Directors for the Remaining Period Management For Voted - Against
8 Appointment of the Members of the Board of
Directors Whose Terms Have Expired Management For Voted - For
9 Determination of the Compensation of the Members of
the Board of Directors Management For Voted - For
10 Appointment of the Independent Auditors Management For Voted - For
11 Amendment of the 24th, 82nd and Removal of the 84th
Articles from the Articles of Association of the
Bank Management For Voted - For
12 Empowerment of the Board of Directors in Connection
with Matters Falling Within the Scope of Articles
395 and 396 of the Turkish Commercial Code Management For Voted - Against
13 Determining the Limits of Donation for 2014 Management For Voted - For
14 Approval of the Dividend Policy of the Bank Management For Voted - For
15 Information to Shareholders Regarding the Donations
in 2013 and the Remuneration Policy Including for
the Members of the Board of Directors and Senior
Executives Management For Voted - For
ALFA SAB DE CV
CUSIP: P0156P117
Meeting Date: 02-Dec-13 Meeting Type: Ordinary General Meeting
Please be Advised That Shares with Series A are
Commonly Used for Those-shares That Confer Full
Voting Rights and Can Only be Acquired by
Mexican-nationals. in Some Cases, Issuers Have
Established Neutral Trusts to Allow-foreign
Investors to Purchase Otherwise Restricted Shares.
in These- Instances, the Neutral Trust Retains
Voting Rights of the Security. Only Send-voting
Instructions If the Final Beneficial Owner is A
National and This-customer is Registered As Such in
921
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Banamex Mexico Or If the Issuer's- Prospectus Allow
Foreign Investors to Hold Shares with Voting Rights. Non-Voting Non-Voting
I Declaration of A Dividend Management For Abstain
II Designation of Delegates Management For Voted - For
III Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Management For Voted - For
Meeting Date: 27-Feb-14 Meeting Type: Annual General Meeting
Please Note That Only Mexican Nationals Have Voting
Rights at This Meeting.-if You are A Mexican
National and Would Like to Submit Your Vote on
This-meeting Please Contact Your Client Service
Representative. Thank You Non-Voting Non-Voting
I Presentation And, If Deemed Appropriate, Approval
of the Report Referred To-in Article 28, Part IV,
of the Securities Market Law, in Relation to the
2013-fiscal Year Non-Voting Non-Voting
II Proposal Regarding the Allocation of the Results
Account from the 2013 Fiscal-year, in Which are
Included the Determination of the Maximum Amount of
Funds-that Can be Allocated to the Purchase of the
Shares of the Company Non-Voting Non-Voting
III Election of the Members of the Board of Directors
and of the Chairperson Of-the Audit and Corporate
Practices Committee, Determination of Their-
Compensation and Related Resolutions Non-Voting Non-Voting
IV Designation of Delegates Non-Voting Non-Voting
V Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Non-Voting Non-Voting
ALMACENES EXITO SA, COLOMBIA
CUSIP: P3782F107
Meeting Date: 20-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Election of the Committee to Count the Votes and to
Review, Approve and Sign the General Meeting Minutes Management For Voted - For
4 Reading of the Management Report from the Board of
Directors and from the President Management For Voted - For
5 Presentation of the Individual and Consolidated
General Purpose Financial Statements, Their
Attachments, and Other Documents That are Legally
Required, with A Cutoff Date of December 31, 2013 Management For Voted - For
6 Reading of the Reports from the Auditor Management For Voted - For
7 Approval of the Management Report, of the Financial
Statements with A Cutoff Date of December 31, 2013,
Together with Their Attachments and Other Legally
Required Documents Management For Abstain
922
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Establishment of the Allocation for the Board of
Directors Management For Abstain
9 Election of the Members of the Board of Directors
for the Period from 2014 Through 2016 Management For Abstain
10 Election of the Auditor for the Period from 2014
Through 2016 Management For Voted - For
11 Proposals from the Management Plan for the
Distribution of Profit. Donations. Bylaws
Amendments. Rules for the Functioning of the
General Meeting of Shareholders Management For Voted - For
12 Proposals from the Shareholders Management For Voted - Against
ALPEK SAB DE CV, MONTERREY
CUSIP: P01703100
Meeting Date: 02-Dec-13 Meeting Type: Ordinary General Meeting
I Declaration of A Dividend Management For Abstain
II Designation of Delegates Management For Voted - For
III Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Management For Voted - For
Meeting Date: 27-Feb-14 Meeting Type: Annual General Meeting
I Presentation and If Its Case Approval the Reports
Regarding to the Article 28 Section IV of the
Securities Market Law Related to the Fiscal Year
Ended 2013 Management For Abstain
II Proposal on the Application of Profit and Loss
Account for the Fiscal Year 2013, in Which Includes
the Determination of the Maximum Amount of
Resources That Can be Used for the Purchase of Own
Shares Management For Abstain
III Appointment and in Its Case Approval of the Members
of the Board of Directors of the Company As Well As
of the Presidents of the Corporate Practices
Committee of the Company, As Well As Their
Compensation Management For Abstain
IV Designation of Delegates Management For Voted - For
V Lecture and Approval the Act of Meeting Management For Voted - For
AMERICA MOVIL SAB DE CV, MEXICO
CUSIP: P0280A101
Meeting Date: 28-Apr-14 Meeting Type: Special General Meeting
I Election and Or Ratification, If Deemed
Appropriate, of the Members of the Board of
Directors of the Company Whom the Series L
Shareholders Have the Right to Designate.
Resolutions in This Regard Management For Abstain
923
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II Designation of Delegates Who Will Carry Out the
Resolutions That are Passed by This General Meeting
And, If Deemed Appropriate, Formalize Them As is
Correct Resolutions in This Regard Management For Voted - For
ANADOLU EFES BIRACILIK VE MALT SANAYI AS, ISTANBUL
CUSIP: M10225106
Meeting Date: 18-Apr-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening of the Meeting and Establishment of the
Board of the Assembly Management For Voted - For
2 Reading Out, Discussion and Approval of the Annual
Report of the Board of Directors for the Year 2013 Management For Voted - For
3 Reading Out of the Report of the Independent
External Audit Company for the Fiscal Year 2013 Management For Voted - For
4 Reading Out, Discussion and Approval of the
Financial Statements for the Fiscal Year 2013
Prepared in Accordance with the Regulations of Cmb Management For Voted - For
5 Decision to Release the Members of the Board of
Directors Separately Management For Voted - For
6 Decision on the Proposal of the Board of Directors
on Distribution of Profits Management For Voted - For
7 Approval of the Amendments Made on the Dividend
Distribution Policy Management For Voted - For
8 Approval of the Board Members Who Were Elected for
the Places Vacated During the Year 2013 Management For Voted - For
9 Election of the New Members of the Board of
Directors in Place of Those Whose Terms of Office
Have Expired and Determine the Terms of Office and
Remuneration Management For Voted - For
10 Approval of the Selection of the External Audit
Company by the Board of Directors in Accordance
with the Regulations Laid Down by the Capital
Markets Board and Turkish Commercial Code Management For Voted - For
11 Information to be Given to the Shareholders on the
Donations Made by the Company in 2013 in Accordance
with the Regulations Laid Down by the Capital
Markets Board Management For Voted - For
12 According to the Regulations Laid Down by the
Capital Markets Board, Information to be Given to
924
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Shareholders on Any Suretyship and Guarantees
Granted Or Pledges Including Mortgages Instituted
by the Company in Favor of Third Persons Management For Voted - For
13 According to the Regulations Laid Down by the
Capital Markets Board, Information to be Given to
the Shareholders Regarding the Payments Made to the
Board Members and Senior Management Within the
Scope of the "compensation Policy" Management For Voted - For
14 Information to be Given to General Assembly, If A
Transaction Took Place Within the Framework of the
Article 1.3.6 of Cmb's Communique on Corporate
Governance Numbered II-17.1 Management For Voted - For
15 Authorization of the Members of the Board of
Directors About the Transactions and Operations in
the Context of the Articles 395 and 396 of the
Turkish Commercial Code Management For Voted - Against
16 Closing Management For Voted - For
ANGLO AMERICAN PLATINUM LIMITED, JOHANNESBURG
CUSIP: S9122P108
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
O.1.1To Re-elect Mr Rmw Dunne As A Director of the
Company Management For Voted - For
O.1.2To Re-elect Ms Kt Kweyama As A Director of the
Company Management For Voted - For
O.1.3To Re-elect Mr R Medori As A Director of the Company Management For Voted - For
O.1.4To Re-elect Mr B Nqwababa As A Director of the
Company Management For Voted - For
O.2.1Election of Mr M Cutifani As A Director of the
Company Management For Voted - For
O.2.2Election of Mr Np Mageza As A Director of the
Company Management For Voted - For
O.2.3Election of Ms Nt Moholi As A Director of the
Company Management For Voted - For
O.2.4Election of Ms D Naidoo As A Director of the Company Management For Voted - For
O.2.5Election of Mr Am O'neill As A Director of the
Company Management For Voted - For
O.3.1Election of Mr Rmw Dunne As A Member and Chairman
of the Audit and Risk Committee Management For Voted - For
O.3.2Election of Mr Np Mageza As A Member of the Audit
and Risk Committee Management For Voted - For
O.3.3Election of Ms D Naidoo As A Member of the Audit
and Risk Committee Management For Voted - For
O.3.4Election of Mr Jm Vice As A Member of the Audit and
Risk Committee Management For Voted - For
O.4 Re-appointment of External Auditor: Deloitte &
Touche. in Addition, Mr J Welch is Re-appointed As
the Individual Registered Auditor for the Ensuring
Year As Contemplated in Section 90(3) of the Act Management For Voted - For
925
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.5 General Authority Granted to Directors to Allot and
Issue Authorised But Unissued Ordinary Shares Management For Voted - For
O.6 Directors' Authority to Implement Ordinary and
Special Resolutions Management For Voted - For
NB1 Endorsement of the Remuneration Policy Management For Voted - For
S.1 Non-executive Directors' Remuneration Management For Voted - For
S.2 Financial Assistance to Related Or Interrelated
Parties Management For Voted - For
S.3 Reduction of Authorised Securities and Amendment to
the Memorandum of Incorporation - Clause 7.1.2 Management For Voted - For
S.4 General Authority to Repurchase Shares Management For Voted - For
ANGLOGOLD ASHANTI LTD, JOHANNESBURG
CUSIP: S04255196
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1.O.1Re-appointment of Ernst & Young Inc As Auditors of
the Company Management For Voted - For
2.O.2Election of Mr Rn Duffy As A Director Management For Voted - For
3.O.3Re-election of Mr R Gasant As A Director Management For Voted - For
4.O.4Re-election of Mr Sm Pityana As A Director Management For Voted - For
5.O.5Appointment of Prof Lw Nkuhlu As A Member of the
Audit and Risk Committee of the Company Management For Voted - For
6.O.6Appointment of Mr Mj Kirkwood As A Member of the
Audit and Risk Committee of the Company Management For Voted - For
7.O.7Appointment of Mr R Gasant As A Member of the Audit
and Risk Committee of the Company Management For Voted - For
8.O.8Appointment of Mr Rj Ruston As A Member of the
Audit and Risk Committee of the Company Management For Voted - Against
9.O.9General Authority to Directors to Allot and Issue
Ordinary Shares Management For Voted - For
10 Advisory Endorsement of the Anglogold Ashanti
Remuneration Policy Management For Voted - For
11.S1 General Authority to Directors to Issue for Cash.
Those Ordinary Shares Which the Directors are
Authorised to Allot and Issue in Terms of Ordinary
Resolution Number 9 Management For Voted - For
12.S2 Approval of Non-executive Directors Remuneration
for Their Service As Directors Management For Voted - For
13.S3 Approval of Non-executive Directors Remuneration
for Board Committee Meetings Management For Voted - For
14.S4 Amendment of the Company's Memorandum of
Incorporation Management For Voted - For
15.S5 Amendment of the Rules of the Company's Long-term
Incentive Plan Management For Voted - For
16.S6 Amendment of the Rules of the Company's Bonus Share
Plan Management For Voted - For
17.S7 General Authority to Acquire the Company's Own
Shares Management For Voted - For
926
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18.S8 Approval for the Company to Grant Financial
Assistance in Terms of Sections 44and 45 of the
Companies Act Management For Voted - For
19O10 Election of Mr Dl Hodgson As A Director Management For Voted - For
21 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolutions
4.o.4, 18.s8. If You Have Already Sent in Your
Votes, Please-do Not Vote Again Unless You Decide
to Amend Your Original Instructions. Than-k You. Non-Voting Non-Voting
ARCA CONTINENTAL SAB DE CV, MEXICO
CUSIP: P0448R103
Meeting Date: 11-Dec-13 Meeting Type: Ordinary General Meeting
I Proposal And, If Deemed Appropriate, Approval of
the Declaration and Payment of A Cash Dividend, in
Domestic Currency, for the Amount of Mxn 1.50 for
Each One of the Shares in Circulation, Resolutions
in This Regard Management For Voted - For
II Appointment of Delegates Management For Voted - For
III Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Management For Voted - For
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
I Presentation And, If Applicable Approval of the I.
Report of the Chief Executive Officer in Accordance
with Article 44, Subsection Xi, of the Securities
Market Law, Accompanied by the Independent Auditors
Report in Connection with the Operations and
Results for the Fiscal Year Ended the December 31,
2013, As Well As of the Board of Directors Opinion
of the Content of Such Report, II. Report of the
Board of Directors in Accordance with Article 172,
Subsection B, of the General Corporation's Law As
Well As the Report of the Activities and Operations
in Which the Board of Directors Intervened in
Accordance with the Securities Market Law, III.
Annual Report of the President of the Audit
Committee of the Company and Corporate Practices
Committee. Lecture in Accordance of the Tax
Compliance Management For Abstain
II Proposal in Connection to the Application Results
from the Income Account for the Fiscal Year 2013 Management For Abstain
III Proposal to Approve the Maximum Amount That May be
Used by the Company to Repurchase Own Shares Management For Abstain
IV Appointment of the Members of the Board of
Directors of the Company Once Qualified As
Independent Pursuant to Article 26 of the
Securities Market Law and the Determination of
Their Corresponding Compensation. Resolutions
Thereof and Election of Secretaries Management For Abstain
927
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
V Compensation of Different Committees of the Board
of Directors of the Company As Well As Appointment
of the Presidents of the Audit Committee and the
Corporate Practices Committee of the Company Management For Abstain
VI Designation of Delegates Management For Voted - For
VII Lecture and Approval the Act of the Meeting Management For Voted - For
ARCELIK AS, ISTANBUL
CUSIP: M1490L104
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Formation of the Presidency Board Management For Voted - For
2 Reading and Discussion of Report Prepared by the
Board Management For Voted - For
3 Reading and Discussion of the Reports Prepared by
the Independent Audit Firm Management For Voted - For
4 Reading, Discussion and Approval of the Financial
Statements Management For Voted - For
5 Release of the Board Management For Voted - For
6 Approval of Dividend Policy Management For Voted - For
7 Decision on Profit Distribution Management For Voted - For
8 Approval of Amendment of Article 3 of Articles of
Association on the Company Management For Voted - For
9 Election of the Board and Determination of Their
Number and Term of Office and Election of
Independent Board Management For Voted - For
10 Informing the Shareholders About Wage Policy of
Senior Management Management For Voted - For
11 Determination of Wages Management For Abstain
12 Approval of Independent Audit Firm Management For Voted - For
13 Informing the Shareholders About Donations and
Determination of Upper Limit for Donations Management For Voted - For
14 Granting Permission to Carry Out Transactions That
Might Lead to Conflict of Interest with the Company
and to Compete to the Majority Shareholders, Board,
High Level Executives and Their Spouses Accordance
with the Article 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
15 Wishes Management For Voted - For
928
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARCOS DORADOS HOLDINGS INC
CUSIP: G0457F107 TICKER: ARCO
Meeting Date: 21-Apr-14 Meeting Type: Annual
1. Consideration and Approval of the Financial
Statements of the Company Corresponding to the
Fiscal Year Ended December 31, 2013, the
Independent Report of the External Auditors Ey
(pistrelli, Henry Martin Y Asociados S.r.l.,member
Firm of Ernst & Young Global), and the Notes
Corresponding to the Fiscal Year Ended December 31,
2013. Management For Voted - For
2. Appointment and Remuneration of Ey (pistrelli,
Henry Martin Y Asociados S.r.l., Member Firm of
Ernst & Young Global), As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2014. Management For Voted - For
3. Director Management
1 Mr. Sergio Alonso Management For Vote Withheld
2 Mr. Michael Chu Management For Voted - For
3 Mr. Jose Alberto Velez Management For Voted - For
4 Mr. Jose Fernandez Management For Vote Withheld
ASPEN PHARMACARE HOLDINGS PLC
CUSIP: S0754A105
Meeting Date: 03-Dec-13 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
258878 Due to Splitting Of-resolutions O.2 and O.4.
All Votes Received on the Previous Meeting Will be
D-isregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
S.1 Remuneration of Non-executive Directors Management For Voted - For
S.2 Financial Assistance to Related Or Inter-related
Company Management For Voted - For
S.3 General Authority to Repurchase Shares Management For Voted - For
O.1 Presentation and Adoption of Annual Financial
Statements Management For Voted - For
O.2.a Re-election of Director: Roy Andersen Management For Voted - For
O.2.bRe-election of Director: Chris Mortimer Management For Voted - For
O.2.c Re-election of Director: Abbas Hussain Management For Voted - For
O.3 Re-appointment of Independent External Auditors:
PricewaterhouseCoopers Inc Management For Voted - For
O.4.a Election of Audit & Risk Committee Member: John
Buchanan Management For Voted - For
O.4.bElection of Audit & Risk Committee Member: Roy
Andersen Management For Voted - For
O.4.c Election of Audit & Risk Committee Member: Sindi
Zilwa Management For Voted - For
929
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.5 Place Unissued Shares Under the Control of the
Directors Management For Voted - For
O.6 General But Restricted Authority to Issue Shares
for Cash Management For Voted - For
O.7 Remuneration Policy Management For Voted - For
O.8 Authorisation of an Executive Director to Sign
Necessary Documents Management For Voted - For
ASSORE LIMITED
CUSIP: S07525116
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
O.1 Re-election of Mr Desmond Sacco As A Director of
the Company Management For Voted - Against
O.2 Re-election of Mr Cj Cory As A Director of the
Company Management For Voted - Against
O.3 Re-election of Mr Wf Urmson As A Director of the
Company Management For Voted - For
O.4 Election of Messrs S Mhlarhi Em Southey and Wf
Urmson As Members of the Audit and Risk Committee
of the Company Management For Abstain
O.5 Advisory Endorsement of the Remuneration Policy Management For Voted - Against
S.1 General Authorisation to Assore Directors to Effect
Financial Assistance to Subsidiary and Inter
Related Companies of Assore Management For Voted - For
S.2 Approval and Adoption of the New Memorandum of
Incorporation Management For Voted - For
AXIATA GROUP BHD
CUSIP: Y0488A101
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Report of the Directors and the Auditors Thereon Management For Voted - For
2 To Declare A Final Tax Exempt Dividend Under Single
Tier System of 14 Sen Per Ordinary Share for the
Financial Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect Datuk Azzat Kamaludin Who Retires by
Rotation Pursuant to Article 93 of the Company's
Articles of Association and Being Eligible, Offers
Himself for Reelection Management For Voted - For
4 To Re-elect Juan Villalonga Navarro Who Retires by
Rotation Pursuant to Article 93 of the Company's
Articles of Association and Being Eligible, Offers
Himself for Reelection Management For Voted - Against
5 To Re-elect Kenneth Shen Who Retires by Rotation
Pursuant to Article 93 of the Company's Articles of
Association and Being Eligible, Offers Himself for
Re-election Management For Voted - For
930
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 To Approve the Payment of Directors' Fees of
Rm30,000.00 Per Month for the Non-executive
Chairman (nec) and Rm20,000.00 Per Month for Each
Non- Executive Director (ned) with Effect from the
22nd Annual General Meeting (22nd Agm) Until the
Next Annual General Meeting of the Company Management For Voted - For
7 To Determine and Approve the Payment of the
Following Directors' Fees with Effect from the 22nd
Agm Until the Next Annual General Meeting of the
Company: I) Directors' Fees of Rm4,000.00 Per Month
to the Nec and Rm2,000.00 Per Month to Each of the
Neds Who are Members of the Board Audit Committee;
II) Directors' Fees of Rm1,200.00 Per Month to the
Nec and Rm800.00 Per Month to Each of the Neds Who
are Members of the Board Nomination Committee; and
III) Directors' Fees of Rm1,200.00 Per Month to the
Nec and Rm800.00 Per Month to Each of the Neds Who
are Members of the Board Remuneration Committee;
(each of the Foregoing Payments Being Exclusive of
the Others) Management For Voted - For
8 To Re-appoint Messrs PricewaterhouseCoopers Having
Consented to Act As the Auditors of the Company for
the Financial Year Ending 31 December 2014 and to
Authorise the Directors to Fix Their Remuneration Management For Voted - For
9 Proposed Shareholders' Mandate for Recurrent
Related Party Transactions of A Revenue Or Trading
Nature Management For Voted - For
10 Authority Under Section 132d of the Companies Act,
1965 for Directors to Allot and Issue Shares in the
Company Management For Voted - For
11 Proposed Dividend Reinvestment Scheme That Provides
the Shareholders of Axiata ("shareholders") with
the Option to Elect to Reinvest Their Cash Dividend
Entitlements in New Ordinary Shares of Rm1.00 Each
in Axiata ("axiata Shares") ("proposed Drs") Management For Voted - For
12 Proposed Extension of the Duration of Axiata's
Performance Based Share Option and Share Scheme
("axiata Share Scheme") Management For Voted - For
AYALA CORP
CUSIP: Y0486V115
Meeting Date: 11-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
265489 Due to Receipt of D-irectors Names. All
Votes Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 Determination of Quorum Management For Voted - For
2 Approval of Minutes of Previous Meeting Management For Voted - For
3 Annual Report Management For Voted - For
931
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratification of All Acts and Resolutions of the
Board of Directors and Management Adopted During
the Preceding Year Management For Voted - For
5 Amendment of the Third Article of the Articles of
Incorporation to State the Specific Principal
Office Address of the Company in Compliance with
Sec Memorandum Circular No. 6, Series of 2014 Management For Voted - For
6 Election of Director: Jaime Augusto Zobel De Ayala Management For Voted - Against
7 Election of Director: Yoshio Amano Management For Voted - Against
8 Election of Director: Ramon R. Del Rosario, Jr.
(independent Director) Management For Voted - For
9 Election of Director: Delfin L. Lazaro Management For Voted - Against
10 Election of Director: Fernando Zobel De Ayala Management For Voted - Against
11 Election of Director: Xavier P. Loinaz (independent
Director) Management For Voted - For
12 Election of Director: Antonio Jose U. Periquet
(independent Director) Management For Voted - For
13 Election of Auditors and Fixing of Their
Remuneration Management For Voted - For
14 Consideration of Such Other Business As May
Properly Come Before the Meeting Management For Voted - Against
15 Adjournment Management For Voted - For
AYALA LAND INC, MAKATI CITY
CUSIP: Y0488F100
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
293689 Due to Receipt of D-irector Names. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 Proof of Notice and Determination of Quorum Management For Voted - For
2 Approval of Minutes of Previous Meeting Management For Voted - For
3 Annual Report Management For Voted - For
4 Ratification of All Acts and Resolutions of the
Board of Directors and of the Executive Committee
Adopted During the Preceding Year Management For Voted - For
5A Amendments of the Articles of Incorporation: in
Article Seventh, Exempting from Pre-emptive Rights
(1) the Issuance of 1 Billion Common Shares for
Acquisitions Or Debt Payments, and (2) the Issuance
of Common Shares Covered by Stock Options Granted
to Members of Management Committees of Subsidiaries
Or Affiliates Management For Voted - For
5B Amendments of the Articles of Incorporation: in
Article Third, Stating the Specific Principal
Office Address of the Company in Compliance with
Sec Memorandum Circular No. 6, Series of 2014 Management For Voted - For
932
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Amendment of the Stock Option Plan to Include
Members of Management Committees of Subsidiaries
and Affiliates As Eligible Grantees of Stock Options Management For Voted - For
7 Election of Director: Fernando Zobel De Ayala Management For Voted - Against
8 Election of Director: Jaime Augusto Zobel De Ayala Management For Voted - Against
9 Election of Director: Antonio T. Aquino Management For Voted - Against
10 Election of Director: Francis G. Estrada Management For Voted - For
11 Election of Director: Delfin L. Lazaro Management For Voted - Against
12 Election of Director: Jaime C. Laya Management For Voted - For
13 Election of Independent Director: Bernard Vincent
O. Dy Management For Voted - Against
14 Election of Independent Director: Vincent Y. Tan Management For Voted - Against
15 Election of Independent Director: Rizalina G.
Mantaring Management For Voted - For
16 Election of External Auditor and Fixing of Their
Remuneration Management For Voted - For
17 Consideration of Such Other Business As May
Properly Come Before the Meeting Management For Voted - Against
18 Adjournment Management For Voted - For
BANCO DE CHILE, SANTIAGO
CUSIP: P0939W108
Meeting Date: 27-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
279730 Due to Addition Of-resolutions 2 and 3. All
Votes Received on the Previous Meeting Will be
Disreg-arded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Among Other Matters, to Propose the Capitalization
of 30pct of the Net Profit Available for Allocation
of the Bank Concerning to the Period 2013, Through
the Issue of Paidup Shares, No Par Shares, with A
Value of Clp 64.56 Per Banco De Chile Share,
Distributed Among Stockholders at the Rate of
0.02312513083 Shares Per Each Banco De Chile Share,
and to Adopt the Necessary Agreements Subject to
the Exercising of the Options Provided in Article
31 of the Law 19,396 Management For Voted - For
2 To Modify Article Fifth of the Bylaws Concerning
the Capital and Stocks of the Bank, and the First
Provisional Article of the Bylaws Management For Voted - For
3 To Adopt the Other Agreements Necessary to Legalize
and Enforce the Reforms of Bylaws to be Agreed Management For Voted - For
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
a Approval of Annual Report, Balance Sheet, Financial
Statement and Report of External Auditors of Banco
De Chile, for the Year 2013 Management For Voted - For
933
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
b The Distribution of the Distributable Net Income
for the Year Ended December 31, 2013 and Approval
of the Dividend Number 202 of Clp 3.48356970828 Per
Every "banco De Chile" Shares Corresponding to 70%
of Such Distributable Net Income. Said Dividend, If
Approved, Will be Payable After Such Meeting, at
the Bank's Principal Offices Management For Voted - For
c Appointment of the Board of Director's Management For Abstain
d Directors' Remuneration Management For Abstain
e Directors and Audit Committee's Remuneration and
Approval of Its Budget Management For Abstain
f Nomination of External Auditors Management For Voted - For
g Directors and Audit Committee Report Management For Voted - For
h Information with Respect of Related Transactions
Pursuant Chilean Corporation Law (ley Sobre
Sociedades Anonimas) Management For Voted - For
i Other Matters Pertinent to General Ordinary
Shareholders Meetings According to Chilean
Corporate Law and to the Bank's By-laws Management For Voted - Against
BANCO SANTANDER CHILE
CUSIP: P1506A107
Meeting Date: 05-Dec-13 Meeting Type: ExtraOrdinary General Meeting
1 To Vote Regarding the Offer from Banco Santander
S.a. to Banco Santander, Chile, for the Purchase of
the Shares Issued by the Subsidiary of the Latter
That is Called Santander Asset Management S.a.
Administradora General De Fondos and the Signing of
an Agreement for the Provision of the Services of A
Fund Quota Placement Agent Between This Bank and
the Mentioned Administrator Management For Voted - For
2 To Give an Accounting of the Transactions That are
Referred to in Title Xvi of Law 18,046 Management For Abstain
3 To Pass the Other Resolutions and Grant the
Authority That May be Necessary to Fulfill and
Carry Out the Resolutions That are Passed at This
General Meeting Management Against Voted - For
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to the Mid
298026 Due to Addition of Res-olutions. All Votes
Received on the Previous Meeting Will be
Disregarded and Y-ou Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 To Submit for Your Consideration and Approval the
Annual Report, the Balance Sheet, Financial
Statements and Report from the Outside Auditors for
the Fiscal Year That Ran from January 1 to December
31, 2013 Management For Voted - For
934
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Vote Regarding the Allocation of the Profit from
the 2013 Fiscal Year. There Will be A Proposal to
Distribute A Dividend of Clp 1.40706372 Per Share,
Equivalent to 60 Percent of the Profit from the
Fiscal Year, Which Will be Paid, If It is Approved,
from the Day Following the General Meeting.
Likewise, It Will be Proposed to the General
Meeting That the Remaining 40 Percent of the Profit
be Allocated to Increase the Reserves of the Bank Management For Voted - For
3 Election of the Board of Directors Management For Voted - For
4 Determination of the Compensation for the Board of
Directors Management For Voted - For
5 Designation of Outside Auditors Management For Voted - For
6 Designation of Private Risk Rating Agencies Management For Voted - For
7 The Report from the Committee of Directors and
Auditing, Determination of the Compensation for Its
Members and of the Expense Budget for Its Operation Management For Abstain
8 To Give an Accounting of the Transactions That are
Referred to in Title Xvi of Law 18,046 Management For Voted - For
9 To Take Cognizance of Any Matter of Corporate
Interest That It is Appropriate to Deal with at an
Annual General Meeting of Shareholders in
Accordance with the Law and the Bylaws of the Bank Management For Voted - Against
15 Apr 2014: Please Note That This is A Revision
Due to Change in Meeting Time-16:00 to 15:00. If
You Have Already Sent in Your Votes for Mid: 312198
Please-do Not Vote Again Unless You Decide to Amend
Your Original Instructions. Than-k You. Non-Voting Non-Voting
BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO LTD
CUSIP: Y06071222
Meeting Date: 18-Apr-14 Meeting Type: Annual General Meeting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda
As-abstain. Non-Voting Non-Voting
1 To Consider and Certify the Minutes of the Annual
General Meeting of Shareholders Year 2013 Held on
18th April 2013 Management For Voted - For
2 To Acknowledge the Company's Performance for 2013 Management For Voted - For
3 To Approve the Company and Its Subsidiaries Audited
Consolidated Financial Statement for 2013 Management For Voted - For
4 To Approve the Allocation of Profit and Dividend
Payment of 2013 Management For Voted - For
5.1 To Consider and Approve the Appointment of Director
Who Retires: Mr. Prasert Prasarttong- Osoth, M.d Management For Voted - For
5.2 To Consider and Approve the Appointment of Director
Who Retires: Mr. Chatree Duangnet, M.d Management For Voted - For
5.3 To Consider and Approve the Appointment of Director
Who Retires: Mr. Pradit Theekakul Management For Voted - For
935
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.4 To Consider and Approve the Appointment of Director
Who Retires: Mr. Sripop Sarasas Management For Voted - For
5.5 To Consider and Approve the Appointment of Director
Who Retires: Dr. Veerathai Santiprabhob Management For Voted - For
6 To Affix the Director's Remuneration Management For Voted - For
7 To Appoint the Auditors for 2014 and Affix Audit
Remuneration Management For Voted - For
8 To Consider and Approve the Issuance and Offering
of Debentures in the Amount of Not Exceeding Baht
20,000 Million Management For Voted - For
9 To Consider and Approve the Change in the Par Value
of the Company's Shares from Baht 1 Per Share to
Baht 0.10 Per Share and the Amendment to Article 4
of the Company's Memorandum of Association
Regarding the Registered Capital to Reflect the
Change in the Par Value of the Company's Shares Management For Voted - For
10 To Consider and Approve the Reduction of the
Company's Registered Capital in the Amount of Baht
150,909,117 from the Current Registered Capital of
Baht 1,700,004,771 to New Registered Capital of
Baht 1,549,095,654 by Cancelling Its 1,509,091,170
Authorised But Unissued Ordinary Shares at Par
Value of Baht 0.10 Per Share and the Amendment to
Article 4 of Company's Memorandum of Association
Regarding the Registered Capital to Reflect the
Reduction of the Company's Registered Capital Management For Voted - For
11 To Consider and Approve the Increase of the
Company's Registered Capital Under the General
Mandate in the Amount of Baht 154,909,564 from the
Current Registered Capital of Baht 1,549,095,654 to
New Registered Capital of Baht 1,704,005,218 by
Issuing 1,549,095,640 New Ordinary Shares at Par
Value of Baht 0.10 Per Share and the Amendment to
Article 4 of Company's Memorandum of Association
Regarding the Registered Capital to Reflect the
Increase of the Company's Registered Capital Management For Voted - For
12 To Consider and Approve the Allocation of Newly
Issued Ordinary Shares Under the General Mandate in
the Amount of Not Exceeding 1,549,095,640 Shares at
Par Value of Baht 0.10 Per Share Management For Voted - For
13 To Consider Other Matters (if Any) Management For Voted - Against
14 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolutions 5.2
to 5.5. If You Have Already Sent in Your Votes,
Please D-o Not Return This Proxy Form Unless You
Decide to Amend Your Original Instruct-ions. Thank
You. Non-Voting Non-Voting
936
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK MUSCAT SAOG, RUWI
CUSIP: M1681X107
Meeting Date: 19-Mar-14 Meeting Type: MIX
A.1 To Consider and Approve the Report of the Board of
Directors for the Financial Year Ended 31 December
2013 Management For Voted - For
A.2 To Consider and Approve the Report on Corporate
Governance for the Financial Year Ended 31 December
2013 Management For Voted - For
A.3 To Consider the Auditor's Report and Approve the
Balance Sheet and Profit and Loss Accounts for the
Financial Year Ended 31 December 2013 Management For Voted - For
A.4 To Consider and Approve the Board of Directors
Recommendation to Distribute Cash Dividend at the
Rate of 25 Pct of the Issued Share Capital of the
Bank, Being 25 Baisa Per Share of 100 Baisa, for
the Financial Year Ended 31 December 2013 Management For Voted - For
A.5 To Consider and Ratify the Sitting Fees for the
Board of Directors and Its Committees Meeting for
the Financial Year Ended 31 December 2013 and Fix
Sitting Fees for 2014 Management For Voted - For
A.6 To Consider and Approve the Board of Directors
Remuneration of Ro 134850 for the Financial Year
Ended 31 December 2013 Management For Voted - For
A.7 To Consider A Report on Related Party Transactions
for Transactions Concluded During the Financial
Year Ended 31 December 2013 Management For Voted - For
A.8 To Consider and Approve the Board of Directors
Recommendations to Renew Lease Agreements for Three
Branch Premises from Relate Parties for 2015 to
2019 on Yearly Renewable Leases at the Same Rental
Amounts in Addition to Any Increase at the
Applicable Market Rates, Subject to the
Requirements of the Bank Management For Voted - For
A.9 To Consider A Report of Sharia Supervisory Board of
Meethaq, the Islamic Banking Window, for the
Financial Year Ended 31 December 2013 Management For Voted - For
A.10 To Appoint the Statutory Auditors and the External
Independent Sharia Auditors for the Financial Year
2014 and Fixing Their Fees, Subject to the
Applicable Regulatory Approvals Management For Voted - For
E.1 To Approve an Increase in the Amount of the Euro
Medium Term Emtn Programme, As Approved at the
Extraordinary General Meeting Held by the Bank on 6
Feb 2011, from Usd 800 Million to Usd 2 Billion.
the Emtn Programme Involves Issuing Negotiable
Bonds in the International Markets Through Public
Subscription Or Private Placement. the Bond Issue
Made Pursuant to the Emtn Program Would be of
Different Currencies, in Different Amounts on
Different Dates and with Varying Terms of
Subscription. the Total Amount of Bonds Outstanding
937
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Following the Increase Shall Not Exceed Usd 2
Billion Management For Abstain
E.2 To Authorize the Board of Directors of the Bank, Or
Such Person Or Persons As the Board of Directors
May Delegate from Time to Time, to Determine the
Amount, Date and Terms of Subscription of Each
Issue, Provided That the Total Negotiable Bonds
Offered Shall Not Exceed Usd 2 Billion. Each Bonds
Issue Shall be Available for Subscription on
Obtaining the Required Approvals of the Regulatory
Authorities Management For Voted - Against
E.3 To Approve the Setting Up of Ro 500 Million, Or Its
Equivalent in Other Currencies, Meethaq Sukuk
Program for the Issuance of Sukuk by Meethaq in
Various Tranches in the Muscat Securities Market
and International Markets Through Public
Subscription Or Private Placement. the Sukuk
Tranches Under Meethaq Sukuk Program Would be of
Different Amounts, Currencies, Maturities, Profit
Rates, Issued on Different Dates and with Varying
Terms and Conditions of Subscription. the Total
Amount of Sukuk Issued Under Meethaq Sukuk Program
at Any Time Shall Not Exceed Ro 500 Million, Or Its
Equivalent in Other Currencies Management For Abstain
E.4 To Approve the Setting Up of Sar 1 Billion Ksa
Branch Sukuk Program for the Issuance of Sukuk by
Ksa Branch in Various Tranches in the Kingdom of
Saudi Arabia Through Public Subscription Or Private
Placement. the Sukuk Tranches Under Ksa Branch
Sukuk Program Would be of Different Amounts,
Maturities, Profit Rates, Issued on Different Dates
and with Varying Terms and Conditions of
Subscription. the Total Amount of Sukuk Issued
Under Ksa Branch Sukuk Program at Any Time Shall
Not Exceed Sar 1 Billion Management For Abstain
E.5 To Authorize the Board of Directors of the Bank, Or
Such Person Or Persons As Delegated from Time to
Time, by the Board of Directors to Determine the
Amount, Date and Terms of Subscription of Each
Issue, Provided That the Total Amount of Sukuk
Issued Shall Not Exceed Ro 500 Million Under
Meethaq Sukuk Program and Sar 1 Billion Under Ksa
Branch Sukuk Program. Each Issue of Sukuk, Whether
Under Meethaq Sukuk Program Or Ksa Branch Sukuk
Program, Shall be Available for Subscription on
Obtaining the Requisite Regulatory and Sharia
Approvals Management For Abstain
E.6 To Consider and Approve the Board of Director's
Recommendation to Issue Convertible Bonds at the
Rate of 15pct Per Share of the Issued Share Capital
of the Bank, Being 15 Bonds for Each 100 Shares
with A Nominal Value of 100 Baisa and Issue Expense
of 1 Baisa for Each Convertible Bond. the
Convertible Bonds Would Carry A Coupon Rate of
4.5pct P.a. Payable Every Six Months Management For Voted - For
938
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
06 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution A.9.
If You Have Already Sent in Your Votes, Please Do
Not Re-turn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Th-ank You. Non-Voting Non-Voting
BANK OF GEORGIA HOLDINGS PLC, LONDON
CUSIP: G08195102
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Receive the Company's Annual Report and
Accounts, Together with the Reports of the
Directors and Auditors Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - For
4 To Approve the Directors' Remuneration Policy for
the Year Ended 31 December 2013 Management For Voted - For
5 To Re-elect Neil Janin, the Chairman Management For Voted - For
6 To Re-elect Irakli Gilauri, the Executive Director Management For Voted - For
7 To Re-elect David Morrison, A Non- Executive
Director Management For Voted - For
8 To Re-elect Alasdair Breach, A Non- Executive
Director Management For Voted - For
9 To Re-elect Kaha Kiknavelidze, A Non- Executive
Director Management For Voted - For
10 To Elect Kim Bradley, As A Non- Executive Director Management For Voted - For
11 To Elect Bozidar Djelic, As A Non- Executive
Director Management For Voted - For
12 To Elect Tamaz Georgadze, As A Non- Executive
Director Management For Voted - For
13 To Re-appoint Ernst & Young LLP As Auditor to the
Company Management For Voted - For
14 To Authorise the Board to Set the Auditor's Fees Management For Voted - For
15 To Authorise Political Donations and Expenditure Management For Voted - For
16 Authority to Allot Securities Management For Voted - For
17 Authority to Disapply Pre-emption Rights Management For Voted - For
18 Authority for the Company to Purchase Its Own Shares Management For Voted - For
19 That the Directors be Authorised to Call General
Meetings (other Than an Annual General Meeting) on
Not Less Than 14 Clear Days' Notice Management For Voted - Against
01 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 7. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
939
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK POLSKA KASA OPIEKI S.A., WARSZAWA
CUSIP: X0641X106
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of the Chairman Management For Voted - For
3 Concluding the Correctness of Convening the Meeting
and Its Capacity to Adopt Binding Resolutions Management For Voted - For
4 Election of the Voting Commission Management For Voted - For
5 Adoption of the Agenda Management For Voted - For
6 Consideration of Management Board Report on the
Activities of Bank Pekao for 2013 Management For Voted - For
7 Consideration of the Unconsolidated Financial
Statements for 2013 Management For Voted - For
8 Consideration of the Management Board's Report on
the Activities of Bank Pekao Group for 2013 Management For Voted - For
9 Consideration of the Consolidated Financial
Statements of Bank Pekao Group for 2013 Management For Voted - For
10 Consideration of the Management Board Motion on
Distribution of Net Profit for 2013 Management For Voted - For
11 Consideration of the Supervisory Board Report on
Its Activity in 2013 and the Results of the
Performed Assessment of the Reports on Bank Pekao
and Bank Pekao Group Activities in 2013, Financial
Statements of Bank Pekao and Bank Pekao Group for
2013, and of the Motion on the Distribution of Net
Profit for 2013 Management For Voted - For
12.1 Adoption of the Resolution On: Approval of
Management Board's Report on the Activities of Bank
Pekao for 2013 Management For Voted - For
12.2 Adoption of the Resolution On: Approval of the
Unconsolidated Financial Statements for 2013 Management For Voted - For
12.3 Adoption of the Resolution On: Approval of the
Management Board Report on the Activities of Bank
Pekao Group for 2013 Management For Voted - For
12.4 Adoption of the Resolution On: Approval of the
Consolidated Financial Statements of Bank Pekao
Group for 2013 Management For Voted - For
12.5 Adoption of the Resolution On: Distribution of Net
Profit for 2013 Management For Voted - For
12.6 Adoption of the Resolution On: Approval of the
Supervisory Board Report on Its Activity in 2013 Management For Voted - For
940
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12.7 Adoption of the Resolution On: Approval of the
Performance of Duties by Supervisory Board Members
in 2013 Management For Voted - For
12.8 Adoption of the Resolution On: Approval of the
Performance of Duties by Management Board Members
in 2013 Management For Voted - For
13 The Closure of the Meeting Non-Voting Non-Voting
BARCLAYS AFRICA GROUP LIMITED
CUSIP: S0850R101
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
1 Accept Financial Statements and Statutory Reports
for the Year Ended 31 December 2013 Management For Voted - For
2 Reappoint PricewaterhouseCoopers Inc and Ernst
Young Inc As Auditors of the Company with John
Bennett and Emilio Pera As the Designated Auditors
Respectively Management For Voted - For
3 Re-elect Mohamed Husain As Director Management For Voted - For
4 Re-elect Peter Matlare As Director Management For Voted - Against
5 Re-elect Brand Pretorius As Director Management For Voted - For
6 Re-elect David Hodnett As Director Management For Voted - For
7 Elect Mark Merson As Director Management For Voted - For
8.A Elect Colin Beggs As Member of the Audit and
Compliance Committee Management For Voted - For
8.B Elect Trevor Munday As Member of the Audit and
Compliance Committee Management For Voted - For
8.C Elect Mohamed Husain As Member of the Audit and
Compliance Committee Management For Voted - For
9 Place Authorised But Unissued Shares Under Control
of Directors Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Approve Remuneration of Non- Executive Directors Management For Voted - For
12 Authorise Repurchase of Up to Ten Percent of Issued
Share Capital Management For Voted - For
13 Approve Financial Assistance to Related Or
Inter-related Company Or Corporation Management For Voted - For
14 Amend Memorandum of Incorporation Management For Voted - For
BEC WORLD PUBLIC CO LTD
CUSIP: Y0769B133
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda
As-abstain. Non-Voting Non-Voting
1 Considering to Certify the Minutes of Agm for Year
2013 Management For Voted - For
941
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Considering to Certify Director's Remuneration for
the Year 2013 Management For Voted - For
3 Considering to Certify the Participation of the
Auction for License to Use Allocated Frequencies
for National Commercial Digital Television Services
and the Execution of the Digital Television Network
Services Agreement Including the Acquisition of
Related Asset Management For Voted - For
4 To Acknowledge the Board of Director Report Management For Voted - For
5 Considering to Approve the Balance Sheet and Income
Statement for the Fiscal Year As of Dec 31, 2013 Management For Voted - For
6 Considering Approving Profit Allocation and Final
Dividend Payment for Year 2013 Management For Voted - For
7.1 Considering Replacement of Director by Rotation
Retire: Mr. Vichai Maleenont. the Shareholder
Meeting Should Re-elect Such Directors for Another
Term Management For Voted - For
7.2 Considering Replacement of Director by Rotation
Retire: Mr. Prasan Maleenont.the Shareholder
Meeting Should Re-elect Such Director for Another
Term Management For Voted - For
7.3 Considering Replacement of Director by Rotation
Retire: Mr. Pravit Maleenont. the Shareholder
Meeting Should Re-elect Such Director for Another
Term Management For Voted - For
7.4 Considering Replacement of Director by Rotation
Retire: Ms. Ratana Maleenont.the Shareholder
Meeting Should Re-elect Such Director for Another
Term Management For Voted - For
7.5 Considering Replacement of Director by Rotation
Retire: Ms. Nipa Maleenont. the Shareholder Meeting
Should Re-elect Such Director for Another Term Management For Voted - For
8 Considering Director Remuneration for the Year 2014 Management For Voted - For
9 Considering the Appointment of Auditor and Auditing
Fee for the Year 2014 Management For Voted - For
20 Mar 2014: Please Note That This is A Revision
Due to Change in Resolution 1-. If You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
BIDVEST GROUP LTD
CUSIP: S1201R162
Meeting Date: 25-Nov-13 Meeting Type: Annual General Meeting
O.1 To Accept the Audited Financial Statements Management For Voted - For
O.2 To Re-appoint the Auditors and Lead Audit Partner
for the Ensuing Year - Deloitte & Touche and Mr
Trevor Brown Management For Voted - For
O.3.1Re-election of Director Retiring by Rotation and
Available for Re-election: Bl Berson Management For Voted - For
942
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.3.2Re-election of Director Retiring by Rotation and
Available for Re-election: Aa Da Costa Management For Voted - For
O.3.3Re-election of Director Retiring by Rotation and
Available for Re-election: B Joffe Management For Voted - For
O.3.4Re-election of Director Retiring by Rotation and
Available for Re-election: Ng Payne Management For Voted - For
O.3.5Re-election of Director Retiring by Rotation and
Available for Re-election: Adv Fdp Tlakula Management For Voted - For
O.4.1Election of Audit Committee Member: Pc Baloyi Management For Voted - For
O.4.2Election of Audit Committee Member: Ek Diack Management For Voted - For
O.4.3Election of Audit Committee Member: Ng Payne Management For Voted - For
O.5 Endorsement of Bidvest Remuneration Report -
Non-binding Advisory Note Management For Voted - For
O.6 General Authority to Directors to Allot and Issue
Authorised But Unissued Ordinary Shares Management For Voted - For
O.7 General Authority to Issue Shares for Cash Management For Voted - For
O.8 Payment of Dividend by Way of Pro Rata Reduction of
Share Capital Or Share Premium Management For Voted - For
O.9 Creation and Issue of Convertible Debentures Management For Voted - For
S.1 General Authority to Acquire (repurchase) Shares Management For Voted - For
S.2 Approval of Non-executive Directors' Remuneration -
2013/2014 Management For Voted - For
6 Nov 13: Please Note That This is A Revision Due
to Receipt of Auditor Name.-if You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form U-nless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
BIM BIRLESIK MAGAZALAR AS, ISTANBUL
CUSIP: M2014F102
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
1 Opening, Election of Moderator and Authorization of
the Moderator to Sign the Ordinary General Assembly
Meeting Minutes Management For Voted - For
2 Reading and Negotiating the Annual Report for the
Year 2013 Management For Voted - For
3 Reading and Negotiating the Auditor's Reports for
the Year 2013 Management For Voted - For
4 Review, Negotiation and Approval of the Financial
Statements for the Year 2013 Management For Voted - For
5 Negotiation and Approval of the Profit Distribution
Policy That Has Been Revised As Per the Capital
Markets Board's Communique Serial II No: 19.1 on
Dividends Management For Voted - For
6 Discussion and Resolution of Recommendation of the
Board of Directors Regarding Profit Distribution
for the Year 2013 Management For Voted - For
7 Decision on Acquittal of Members of the Board of
Directors Due to Their Activities in the Year 2013 Management For Voted - For
943
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Election of the New Board Members and Determination
of Their Monthly Participation Fee Management For Voted - For
9 Presentation of the Report of the Board of
Directors on Related Party Transactions That are
Common and Continuous As Per Article 10 of the
Capital Markets Board's Communique Serial II
No:17.1 and Article 1.3.6 of the Corporate
Governance Principles, and Informing the General
Assembly About the Transactions Management For Voted - For
10 Grant of Authorization to the Members of the Board
of Directors So That They Can Carry Out the Duties
Specified in Articles 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
11 Information About the Purchases Realized for
Delisting of the Company Shares Under the
Authorization Granted with the Decision of the
Board of Directors Dated December 27, 2013 Management For Voted - For
12 Presentation of the Information Policy That Has
Been Revised As Per the Capital Markets Board's
Communique Serial II No:15.1 on Special Cases Management For Voted - For
13 Presentation of the Donations and Aids by the
Company in 2013 for the General Assembly's
Information and Determination of an Upper Limit for
2014's Donations Management For Voted - For
14 Informing Shareholders That No Pledge, Guarantee
and Hypothec Were Granted by the Company in Favor
of Third Parties Based on the Corporate Governance
Communique of the Capital Markets Board Management For Voted - For
15 Ratifying the Election of Independent Auditor by
the Board of Directors As Per the Turkish
Commercial Law and Regulations of the Capital
Markets Board Management For Voted - For
16 Wishes Management For Voted - For
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would Elimi- Nate the Need for the Individual
Beneficial Owner Poa. in the Absence of
This-arrangement, an Individual Beneficial Owner
Poa May be Required. If You Have A-ny Questions
Please Contact Your Client Service Representative.
Thank You. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by the Benefici-al Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON
CUSIP: G1839G102
Meeting Date: 15-May-14 Meeting Type: Ordinary General Meeting
1 That: the Disposal by the Company of Its 100%
Shareholding in Cmc (the "disposal"), As Described
in the Circular to Shareholders Dated 25 April 2014
944
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Which This Notice Forms Part (the "circular") As
A Class 1 Transaction on the Terms and Subject to
the Conditions of A Disposal Agreement Dated 25
April 2014 Between Sable Holding Limited and Gp
Holding Sas is Hereby Approved for the Purposes of
Chapter 10 of the Listing Rules of the Financial
Conduct Authority and That Each and Any of the
Directors of the Company be and are Hereby
Authorised to Conclude and Implement the Disposal
in Accordance with Such Terms and Conditions and
Contd Management For Voted - For
Contd to Make Such Non-material Modifications,
Variations, Waivers And-extensions of Any of the
Terms of the Disposal and of Any Documents
And-arrangements Connected with the Disposal As He
Or She Thinks Necessary Or-desirable Non-Voting Non-Voting
CEMENTOS ARGOS SA, BOGOTA
CUSIP: P2216Y112
Meeting Date: 21-Mar-14 Meeting Type: Ordinary General Meeting
1 Verification of the Quorum Management For Voted - For
2 Reading and Approval of the Agenda Management For Voted - For
3 Designation of A Committee to Count the Votes and
to Approve and Sign the General Meeting Minutes Management For Voted - For
4 Report from the Board of Directors and the President Management For Voted - For
5 Presentation of the Financial Statements to
December 31, 2013 Management For Voted - For
6 Report from the Auditor Management For Voted - For
7 Approval of the Report from the Board of Directors
and the President and of the Financial Statements
to December 31, 2013 Management For Abstain
8 Presentation and Approval of the Plan for the
Distribution of Profit Management For Voted - For
9 Report on the Plan for the Implementation of the
International Financial Reporting Standards, in
Compliance with Decree 2,784 of December 28, 2012 Management For Voted - For
10 Presentation and Approval of Amendments to Articles
45, 47 and 56 of the Bylaws Management For Voted - For
11 Election of the Board of Directors and Allocation
of Compensation Management For Abstain
12 Election of an Auditor and Allocation of
Compensation Management For Voted - For
13 Approval of Funds for Social Benefits Management For Abstain
14 Proposals Presented by the Shareholders Management For Voted - Against
945
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CENCOSUD SA
CUSIP: P2205J100
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Determination of the Placement Price of the
Shares Reserved for Executive Compensation Plans in
the Share Capital Increase That Was Resolved on at
the 20th Extraordinary General Meeting of
Shareholders, Which Was Held on April 29, 2011, Or
Failing This, to Delegate This Authority to the
Board of Directors Management For Voted - For
2 The Other Resolutions That May be Necessary to
Bring About That Which is Definitively Resolved on
by the General Meeting Management Against Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Ordinary General Meeting
1 Examination of the Status of the Company and the
Approval of the Annual Report, Balance Sheet and
Financial Statements from the Fiscal Year That
Ended on December 31, 2013, and of the Reports from
the Outside Auditing Firm for the Same Fiscal Year Management For Voted - For
2 Distribution of Profit from the 2013 Fiscal Year
and Payment of Dividends, with the Board of
Directors Proposing the Payment of the Amount of
Clp 20.59906 Per Share and That This Payment be
Made Beginning on May 14, 2014 Management For Voted - For
3 Presentation of the Dividend Policy Management For Voted - For
4 Establishment of the Compensation of the Members of
the Board of Directors for 2014 Management For Voted - For
5 Establishment of the Compensation of the Members of
the Committee of Directors and the Expense Budget
for Its Operation and That for Its Advisers for 2014 Management For Voted - For
6 Information Regarding the Expenses of the Board of
Directors and of the Committee of Directors During
the 2013 Fiscal Year Management For Voted - For
7 Designation of an Outside Auditing Firm for 2014 Management For Voted - For
8 Designation of Risk Rating Agencies for 2014 Management For Voted - For
9 To Present the Matters Examined by the Committee of
Directors and the Resolutions Passed by the Board
of Directors to Approve the Related Party
Transactions That are Referred to in Article 146,
Et Seq., of the Share Corporations Law, Mentioning
the Members of the Board of Directors Who Approved
Them Management For Voted - For
10 Information Regarding the Activities Conducted and
Annual Management of the Committee of Directors for
2013 and of the Proposals from the Committee of
Directors That Were Not Approved by the Board of
Directors Management For Voted - For
11 Designation of the Periodical in Which the Legal
Notices Will be Published Management For Voted - For
946
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 In General, to Deal with Other Matters of Corporate
Interest That are Appropriate for an Annual General
Meeting of Shareholders in Accordance with the Law Management For Voted - Against
16 Apr 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
CEZ A.S., PRAHA
CUSIP: X2337V121
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 Opening, Election of the General Meeting Chairman,
Minutes Clerk, Minutes Verifiers and Persons
Authorized to Count the Votes Management For Voted - For
2 The Board of Directors Report on the Company's
Business Operations and the State of Its Assets in
2013 and Summary Report Pursuant to Section 118/8/
of the Act on Conducting Business on the Capital
Market Management For Voted - For
3 Supervisory Board Report on the Results of Control
Activities Management For Voted - For
4 Audit Committee Report on the Results of Activities Management For Voted - For
5 Decision on Amendments to the Articles of
Association of the Company Management For Voted - For
6 Approval of the Financial Statements of Cez, A. S.
and Consolidated Financial Statements of the Cez
Group for 2013 Management For Voted - For
7 Decision on the Distribution of Profit of Cez, A.
S. for 2013. the Proposed Dividend is Czk 40.00 Per
Share Before Tax Management For Voted - For
8 Update to the Concept of Business Activities of the
Cez Group and Cez, A. S Management For Voted - For
9 Appointment of an Auditor to Perform A Statutory
Audit for the Financial Period of Calendar Year
2014, 2015 and 2016 Management For Voted - For
10 Decision on the Volume of Financial Means for
Granting Donations Management For Voted - For
11 Confirmation of Co Opting, Recall and Election of
Supervisory Board Members Management For Voted - For
12 Recall and Election of Audit Committee Members Management For Abstain
13 Approval of Contracts for Performance of the
Function of Supervisory Board Members Management For Voted - For
14 Approval of Contracts for Performance of the
Function of Audit Committee Members Management For Voted - For
15 Conclusion Management For Voted - For
23 June 2014: Please Note That This is A Revision
Due to Receipt of Dividend A- Mount. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
947
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHAROEN POKPHAND FOODS PUBLIC CO LTD
CUSIP: Y1296K166
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain Non-Voting Non-Voting
1 To Adopt the Minutes of the Annual General
Shareholders' Meeting No. 1/2013 Management For Voted - For
2 To Acknowledge the Report on the Company's
Operating Results for the Year 2013 Non-Voting Non-Voting
3 To Approve the Statements of Financial Position and
the Statements of Income for the Year Ended
December 31, 2013 Management For Voted - For
4 To Approve the Appropriation of Profit and Annual
Dividend Payment for the Year 2013 Management For Voted - For
5.1 To Appoint Directors to Replace Directors Who
Retire by Rotation: Mr. Arsa Sarasin Management For Voted - For
5.2 To Appoint Directors to Replace Directors Who
Retire by Rotation: Professor Dr. Pongsak Angkasith Management For Voted - For
5.3 To Appoint Directors to Replace Directors Who
Retire by Rotation: Dr. Veeravat Kanchanadul Management For Voted - For
5.4 To Appoint Directors to Replace Directors Who
Retire by Rotation: Mr. Sunthorn Arunanondchai Management For Voted - For
5.5 To Appoint Directors to Replace Directors Who
Retire by Rotation: Mrs. Arunee Watcharananan Management For Voted - For
6 To Approve the Remuneration of the Directors for
the Year 2014 Management For Voted - For
7 To Appoint the Company's Auditors and Fix the
Remuneration for the Year 2014 Management For Voted - For
8 To Respond to the Queries Management For Voted - For
CIMB GROUP HOLDINGS BHD
CUSIP: Y1636J101
Meeting Date: 15-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 and the
Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect the Following Director Who Retire
Pursuant to Article 76 of the Company's Articles of
Association: Tan Sri Dato' Md Nor Yusof Management For Voted - For
3 To Re-elect the Following Director Who Retire
Pursuant to Article 76 of the Company's Articles of
Association: Dato' Sri Nazir Razak Management For Voted - For
4 To Approve the Payment of Directors' Fees Amounting
to Rm804,307 for the Financial Year Ended 31
December 2013 Management For Voted - For
948
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Re-appoint Messrs. PricewaterhouseCoopers As
Auditors of the Company and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
6 Proposed Renewal of the Authority for Directors to
Issue Shares Management For Voted - For
7 Proposed Renewal of the Authority for Directors to
Allot and Issue New Ordinary Shares of Rm1.00 Each
in the Company (cimb Shares) in Relation to the
Dividend Reinvestment Scheme That Provides the
Shareholders of the Company with the Option to
Elect to Reinvest Their Cash Dividend Entitlements
in New Ordinary Shares of Rm1.00 Each in the
Company (dividend Reinvestment Scheme) "that
Pursuant to the Dividend Reinvestment Scheme (drs)
Approved at the Extraordinary General Meeting Held
on 25 February 2013, Approval be and is Hereby
Given to the Company to Allot and Issue Such Number
of New Cimb Shares for the Drs Until the Conclusion
of the Next Annual General Meeting, Upon Such Terms
and Conditions and to Such Persons As the Directors
May, in Contd Management For Voted - For
Contd Their Absolute Discretion, Deem Fit and in
the Interest of the Company-provided That the Issue
Price of the Said New Cimb Shares Shall be Fixed
By-the Directors at Not More Than 10% Discount to
the Adjusted 5 Day Volume-weighted Average Market
Price (vwamp) of Cimb Shares Immediately Prior to
The-price-fixing Date, of Which the Vwamp Shall be
Adjusted Ex-dividend Before-applying the
Aforementioned Discount in Fixing the Issue Price
and Not Less-than the Par Value of Cimb Shares at
the Material Time; and That The-directors and the
Secretary of the Company be and are Hereby
Authorised to Do-all Such Acts and Enter Into All
Such Transactions, Arrangements And-documents As
May be Necessary Or Expedient in Order to Give Full
Effect To-the Drs with Full Power to Assent to Any
Conditions, Modifications,-variations And/or Contd Non-Voting Non-Voting
Contd Amendments (if Any) As May be Imposed Or
Agreed to by Any Relevant-authorities Or Consequent
Upon the Implementation of the Said
Conditions,-modifications, Variations And/or
Amendments, As They, in Their Absolute- Discretion,
Deemed Fit and in the Best Interest of the Company Non-Voting Non-Voting
8 Proposed Renewal of the Authority to Purchase Own
Shares Management For Voted - For
04 Apr 2014: A Member Shall be Entitled to Appoint
Only One (1) Proxy Unless H-e/she Has More Than
1,000 Shares in Which Case He/she May Appoint Up to
Five (-5) Proxies Provided Each Proxy Appointed
Shall Represent at Least 1,000 Shares Non-Voting Non-Voting
04 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Return
949
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
COCA-COLA FEMSA SAB DE CV
CUSIP: P2861Y136
Meeting Date: 06-Mar-14 Meeting Type: Annual General Meeting
I Report from the General Director of Coca Cola
Femsa, S.a.b. De C.v., Opinion of the Board of
Directors Regarding the Content of the Report from
the General Director and Reports from the Board of
Directors Itself with Regard to the Main Accounting
and Information Policies and Criteria That Were
Followed in the Preparation of the Financial
Information, As Well As Regarding the Operations
and Activities in Which It Has Intervened, Reports
from the Chairpersons of the Audit and Corporate
Practices Committees, Presentation of the Financial
Statements for the 2013 Fiscal Year, in Accordance
with the Terms of Article 172 of the General
Mercantile Companies Law and of the Applicable
Provisions from the Securities Market Law Management For Abstain
II Report Regarding the Fulfillment of the Tax
Obligations Management For Abstain
III Allocation of the Results Account from the 2013
Fiscal Year, in Which are Included the Declaration
and Payment of A Cash Dividend, Paid in Mxn Management For Abstain
IV Proposal to Establish the Maximum Amount of Funds
That Can be Allocated to the Purchase of Shares of
the Company Management For Abstain
V Election of the Members of the Board of Directors
and Secretaries, Classification of Their
Independence, in Accordance with the Terms of the
Securities Market Law, and Determination of Their
Compensation Management For Abstain
VI.I Election of the Members of the Finance and Planning
Committee Management For Abstain
VI.II Election of the Members of the Audit Committee Management For Abstain
VI.3 Election of the Members of the Corporate Practices
Committee, Designation of the Chairperson of Each
One of Them and Determination of Their Compensation Management For Abstain
VII Appointment of Delegates to Formalize the
Resolutions of the General Meeting Management For Voted - For
VIII Reading and Approval, If Deemed Appropriate, of the
General Meeting Minutes Management For Voted - For
950
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COCA-COLA ICECEK A.S., ISTANBUL
CUSIP: M253EL109
Meeting Date: 15-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening of the Meeting and Election of the
Chairmanship Council Management For Voted - For
2 Reading, Discussion and Approval of the Annual
Report Prepared by the Board of Directors Management For Voted - For
3 Reading the Summary of the Independent Audit Report Management For Voted - For
4 Reading, Discussion and Approval of our Company's
Financial Tables for the Year 2013 Prepared in
Accordance with the Regulations of Capital Markets
Board Management For Voted - For
5 Release of Each Member of the Board of Directors
from Liability with Regard to the 2013 Activities
and Accounts of the Company Management For Voted - For
6 Approval of the Board of Directors Proposal on
Distribution of Year 2013 Profits Management For Voted - For
7 Approval of the Amendment to the Dividend Policy of
the Company in Accordance with Capital Markets
Board Legislation Management For Voted - For
8 Presentation to the General Assembly Amendment to
the Disclosure Policy of the Company in Accordance
with the Capital Markets Board Legislation Management For Voted - For
9 Election of the Board of Directors and
Determination of Their Term of Office and Fees Management For Voted - For
10 Approval of the Appointment of the Independent
Audit Firm, Elected by the Board of Directors, in
Accordance with Turkish Commercial Code and Capital
Markets Board Regulations Management For Voted - For
11 Presentation to the General Assembly in Accordance
with the Capital Markets Board S Regulation on
Donations Made by the Company in 2013 Management For Voted - For
12 Presentation to the General Assembly on Any
Guarantees, Pledges and Mortgages Issued by the
Company in Favor of Third Persons for the Year
2013, in Accordance with the Regulations Laid Down
by the Capital Markets Board Management For Voted - For
13 Presentation to the General Assembly on Related
Party Transactions in the Year 2013 in Accordance
951
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with the Regulations Laid Down by the Capital
Markets Board Management For Voted - For
14 According to the Regulations Laid Down by the
Capital Markets Board Information to be Given to
the Shareholders Regarding the Payments Made to
Board Members and Senior Management Within the
Scope of the Compensation Policy Management For Voted - For
15 Presentation to the General Assembly, of the
Transactions, If Any, Within the Context of Article
1.3.6. of the Corporate Governance Communique
II-17.1. of the of the Capital Markets Board Management For Voted - For
16 Granting Authority to Members of Board of Directors
According to Articles 395 and 396 of Turkish
Commercial Code Management For Voted - Against
17 Wishes and Closing Management For Voted - For
COMMERCIAL INTERNATIONAL BANK LTD, CAIRO
CUSIP: M25561107
Meeting Date: 04-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Look Into the Bod Report Regarding the Company
Fiscal Year Ended on 31 December 2013 Management For Voted - For
2 Look Into Credence Internal Auditors Report
Regarding the Budget the Income Statement and the
Other Financial Statements for the Fiscal Year
Ended on 31 December 2013 Management For Voted - For
3 Look Into Credence the Budget the Income Statement
and the Other Financial Statements for the Fiscal
Year Ended on 31 December 2013 Management For Voted - For
4 Look Into Accept the Dividends Distribution Policy
for the Fiscal Year 2013 and Delegate the Bod to
Put and Credence Rules for the Dividends
Distribution for the Employees Management For Abstain
5 Look Into Release Bod from Their Duties for the
Financial Year Ended 31 December 2013 and Determine
Their Bonus for the Year 2014 Management For Voted - For
6 Look Into Hire Auditors and Set Their Fees for the
Year for the Fiscal Year Ended 31 December 2014 Management For Voted - For
7 Acknowledge the Assembly About the Donations During
2013 and Look Into Delegate the Bod to Donate in
the Fiscal Year 2014 for More Than One Thousand
Egyptian Pounds Management For Voted - For
8 Look Into Acknowledge the Shareholders with the
Annual Bonus Approved by the Bod and the Following
Committees to the Bod for the Year 2014 Based on
952
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Recommendation of the Governance Committee and
Evaluate the Benefits Management For Abstain
9 Look Into Credence the Changes That Occurred in the
Bod Since the Last Annual General Meeting Management For Voted - For
10 Look Into Deal with Connected Parties Management For Abstain
COMPANIA CERVECERIAS UNIDAS SA
CUSIP: P24905104
Meeting Date: 09-Apr-14 Meeting Type: Ordinary General Meeting
1 Report from the President Management For Voted - For
2 Approval of the Annual Report, Balance Sheet,
Financial Statements and the Report from the
Outside Officers of the Company for the Fiscal Year
That Ended on December 31, 2013 Management For Voted - For
3 Distribution of the Profit from the 2013 Fiscal
Year and Payment of Dividends Management For Voted - For
4 Presentation Regarding the Dividend Policy of the
Company and Information Regarding the Procedures to
be Used in the Distribution of the Same Management For Abstain
5 Determination of the Compensation of the Board of
Directors for the 2014 Fiscal Year Management For Abstain
6 Determination of the Compensation of the Members of
the Committee of Directors and Its Budget for the
2014 Fiscal Year Management For Abstain
7 Determination of the Compensation for the Members
of the Audit Committee and Its Budget for the 2014
Fiscal Year Management For Abstain
8 Designation of Outside Auditors for the 2014 Fiscal
Year Management For Voted - For
9 Account of the Activities Conducted by the
Committee of Directors During the 2013 Fiscal Year Management For Voted - For
10 Account of the Transactions That are Referred to in
Article 147 of Law Number 18,046 Management For Voted - For
11 To Deal with Any Other Matter of Corporate Matter
of Corporate Interest That is Within the
Jurisdiction of This General Meeting, in Accordance
with the Law and the Corporate Bylaws, Among Which
are A. to Report Which Risk Rating Agencies Were
Hired for 2014, B. Expenses of the Board of
Directors Management For Voted - Against
CP ALL PUBLIC COMPANY LTD
CUSIP: Y1772K169
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
284760 Due to Deletion Of-resolution "9". All Votes
Received on the Previous Meeting Will be
953
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Certify the Minute of the Extraordinary General
Meeting of Shareholders No. 2/2013 Management For Voted - For
2 To Consider the Board of Directors Report Regarding
the Last Year Operations of the Company Management For Voted - For
3 To Consider and Approve Balance Sheet and Income
Statement for the Year Ended December 31, 2013 Management For Voted - For
4 To Consider and Approve the Allocation of Profit
for Legal Reserve and the Cash Dividend Payment Management For Voted - For
5.1 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Prasert Jarupanich Management For Voted - Against
5.2 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Narong Chearavanont Management For Voted - For
5.3 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Pittaya Jearavisitkul Management For Voted - For
5.4 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Piyawat Titasattavorakul Management For Voted - For
5.5 To Consider and Approve the Appointment of the
Company's Director to Replace the Director Who is
Retired by Rotation: Mr. Umroong Sanphasitvong Management For Voted - For
6 To Consider and Approve the Directors Remuneration Management For Voted - Against
7 To Consider and Approve the Appointment of the
Company's Auditors and Fix the Auditors Remuneration Management For Voted - For
8 To Consider and Approve the Issuance and Offering
of the Bonds Management For Voted - Against
9 Others (if Any) Management For Voted - Against
CREDICORP LTD.
CUSIP: G2519Y108 TICKER: BAP
Meeting Date: 31-Mar-14 Meeting Type: Annual
1. To Consider and Approve the Audited Consolidated
Financial Statements of Credicorp and Its
Subsidiaries for the Financial Year Ended December
31, 2013 Including the Report Thereon of
Credicorp's Independent External Auditors. Management For Voted - For
2.1 Election of Director: Dionisio Romero Paoletti Management For Voted - For
2.2 Election of Director: Raimundo Morales Dasso Management For Voted - For
2.3 Election of Director: Fernando Fort Marie Management For Voted - For
2.4 Election of Director: Reynaldo A. Llosa Barber Management For Voted - For
2.5 Election of Director: Juan Carlos Verme Giannoni Management For Voted - For
2.6 Election of Director: Luis Enrique Yarur Rey Management For Voted - For
954
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.7 Election of Director: Benedicto Ciguenas Guevara Management For Voted - For
2.8 Election of Director: Martin Perez Monteverde Management For Voted - For
3. Approval of Remuneration of Directors. (see
Appendix 2) Management For Voted - For
4. To Appoint Independent External Auditors of
Credicorp to Perform Such Services for the
Financial Year 2014 and to Define the Fees for Such
Audit Services. (see Appendix 3) Management For Voted - For
DIGI.COM BHD
CUSIP: Y2070F100
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(a) : Mr Sigve Brekke Management For Voted - For
2 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(a): Dato' Saw Choo
Boon Management For Voted - For
3 To Re-elect the Following Directors of the Company
Retiring Pursuant to the Company's Articles of
Association: Under Article 98(e): Ms Yasmin Binti
Aladad Khan Management For Voted - For
4 To Approve the Directors' Allowances of
Rm527,710.00 for the Financial Year Ended 31
December 2013 Management For Voted - For
5 To Re-appoint Messrs Ernst & Young As Auditors of
the Company and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
6 Proposed Renewal of Existing Shareholders' Mandate
for Recurrent Related Party Transactions of A
Revenue Or Trading Nature to be Entered with
Telenor Asa ("telenor") and Persons Connected with
Telenor "that, Subject to the Provisions of the
Main Market Listing Requirements of Bursa Malaysia
Securities Berhad, Approval be and is Hereby Given
for the Company and Its Subsidiaries, to Enter Into
Recurrent Related Party Transactions of A Revenue
Or Trading Nature with Telenor and Persons
Connected with Telenor As Specified in Section 2.3
of the Circular to Shareholders Dated 22 April 2014
Which are Necessary for the Day-to-day Operations
And/or in the Ordinary Course of Business of the
Company and Its Subsidiaries on Terms Not More
Favorable to the Related Parties Than Those
Generally Available to the Public and are Not Contd Management For Voted - For
Contd Detrimental to the Minority Shareholders of
the Company and That Such-approval Shall Continue
to be in Force Until: (i) the Conclusion of the
Next-annual General Meeting of the Company
Following the General Meeting at Which-this
Ordinary Resolution Shall be Passed, at Which Time
955
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
It Will Lapse, Unless-by A Resolution Passed at A
General Meeting, the Authority Conferred by
This-resolution is Renewed; (ii) the Expiration of
the Period Within Which The-next Annual General
Meeting After the Date It is Required to be Held
Pursuant-to Section 143(1) of the Companies Act,
1965 (but Shall Not Extend to Such-extension As May
be Allowed Pursuant to Section 143(2) of the
Companies Act,-1965); Or (iii) Revoked Or Varied by
Resolution Passed by the Shareholders At-a General
Meeting; Whichever is Earlier; and That in Making
the Contd Non-Voting Non-Voting
Contd Disclosure of the Aggregate Value of the
Recurrent Related Party-transactions Conducted
Pursuant to the Proposed Shareholders' Approval in
The- Company's Annual Reports, the Company Shall
Provide A Breakdown of The-aggregate Value of
Recurrent Related Party Transactions Made During
The- Financial Year, Amongst Others, Based On: (i)
the Type of the Recurrent-related Party
Transactions Made; and (ii) the Name of the Related
Parties-involved in Each Type of the Recurrent
Related Party Transactions Made And-their
Relationship with the Company and Further That
Authority be and Is- Hereby Given to the Directors
of the Company and Its Subsidiaries to Complete-and
Do All Such Acts and Things (including Executing
Such Documents As May Be-required) to Give Effect
to the Transactions As Authorised by This Ordinary-
Resolution" Non-Voting Non-Voting
7 Authority for Dato' Ab. Halim Bin Mohyiddin to
Continue in Office As Independent Non-executive
Director "that Authority be and is Hereby Given to
Dato' Ab. Halim Bin Mohyiddin Who Has Served As an
Independent Non-executive Director of the Company
for A Cumulative Term Of Management For Voted - For
More Than Nine Years, to Continue to Act As an
Independent Non-executive Director of the Company
Until the Conclusion of the Next Annual General
Meeting in Accordance with Malaysian Code of
Corporate Governance 2012" Non-Voting
DP WORLD, DUBAI
CUSIP: M2851K107
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
1 That the Company's Annual Accounts for the
Financial Year Ended 31 December 2013 Together with
the Auditors' Report on Those Accounts be Approved Management For Voted - For
2 That A Final Dividend be Declared of 23 Us Cents
Per Share in Respect of the Year Ended 31 December
2013 Payable to Shareholders on the Register at
5.00pm (dubai Time) on 1 April 2014 Management For Voted - For
956
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 That Sultan Ahmed Bin Sulayem be Re-appointed As A
Director of the Company Management For Voted - Against
4 That Jamal Majid Bin Thaniah be Re-appointed As A
Director of the Company Management For Voted - Against
5 That Mohammed Sharaf be Re-appointed As A Director
of the Company Management For Voted - Against
6 That Sir John Parker be Re-appointed As A Director
of the Company Management For Voted - For
7 That Yuvraj Narayan be Re-appointed As A Director
of the Company Management For Voted - Against
8 That Deepak Parekh be Re-appointed As A Director of
the Company Management For Voted - For
9 That Robert Woods be Appointed As A Director of the
Company Management For Voted - For
10 That KPMG LLP be Re-appointed As Independent
Auditors of the Company to Hold Office from the
Conclusion of This Meeting Until the Conclusion of
the Next General Meeting of the Company at Which
Accounts are Laid Management For Voted - For
11 That the Directors be Generally and Unconditionally
Authorised to Determine the Remuneration of KPMG LLP Management For Voted - For
12 That in Substitution for All Existing Authorities
And/or Powers, the Directors be Generally and
Unconditionally Authorised for the Purposes of the
Articles of Association of the Company (the
"articles") to Exercise All Powers of the Company
to Allot and Issue Relevant Securities (as Defined
in the Articles) Up to an Aggregate Nominal Amount
of Usd 553,333,333.30, Such Authority to Expire on
the Conclusion of the Next Annual General Meeting
of the Company Provided That the Company May Before
Such Expiry Make an Offer Or Agreement Which Would
Or Might Require Allotment Or Issuance of Relevant
Securities in Pursuance of That Offer Or Agreement
As If the Authority Conferred by This Resolution
Had Not Expired Management For Voted - For
13 That the Company be Generally and Unconditionally
Authorised to Make One Or More Market Purchases of
Its Ordinary Shares, Provided That: A. the Maximum
Aggregate Number of Ordinary Shares Authorised to
be Purchased is 29,050,000 Ordinary Shares of Usd
2.00 Each in the Capital of the Company
(representing 3.5 Per Management For Voted - For
Cent of the Company's Issued Ordinary Share
Capital); B. the Number of Ordinary Shares Which
May be Purchased in Any Given Period and the Price
Which May be Paid for Such Ordinary Shares Shall be
in Accordance with the Rules of the Dubai Financial
Services Authority and Nasdaq Dubai, the UK Listing
Rules, Any Conditions Or Restrictions Imposed by
the Dubai Financial Services Authority and
Applicable Law, in Each Case As Applicable from
Time to Time, C. This Authority Shall Expire on the
Conclusion of the Next Contd Non-Voting
957
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contd Annual General Meeting of the Company; and D.
the Company May Make A-contract to Purchase
Ordinary Shares Under This Authority Before the
Expiry-of the Authority Which Will Or May be
Executed Wholly Or Partly After The-expiry of the
Authority, and May Make A Purchase of Ordinary
Shares In-pursuance of Any Such Contract Non-Voting Non-Voting
14 That in Substitution for All Existing Authorities
And/or Powers, the Directors be Generally Empowered
Pursuant to the Articles to Allot Equity Securities
(as Defined in the Articles), Pursuant to the
General Authority Conferred by Resolution 12 As If
Article 7 (pre-emption Rights) of the Articles Did
Not Apply to Such Allotment, Provided That the
Power Conferred by This Resolution: A. Will Expire
on the Conclusion of the Next Annual General
Meeting of the Company Provided That the Company
May Before Such Expiry Make an Offer Or Agreement
Which Would Or Might Require Equity Securities to
be Issued Or Allotted After Expiry of This
Authority and the Directors May Allot Equity
Securities in Pursuance of That Offer Or Agreement
As If the Authority Conferred by This Resolution
Had Not Expired; and B. is Limited to (i) Contd Management For Voted - For
Contd the Allotment of Equity Securities in
Connection with A Rights Issue,-open Offer Or Any
Other Pre-emptive Offer in Favour of Ordinary
Shareholders-but Subject to Such Exclusions As May
be Necessary to Deal with Fractional- Entitlements
Or Legal Or Practical Problems Under Any Laws Or
Requirements Of-any Regulatory Body in Any
Jurisdiction; and (ii) the Allotment (other
Than-pursuant to (i) Above) of Equity Securities
for Cash Up to an Aggregate-amount of Usd
83,000,000 (representing 5 Per Cent of the
Company's Issued-ordinary Share Capital) Non-Voting Non-Voting
15 That the Company be Generally and Unconditionally
Authorised to Reduce Its Share Capital by
Cancelling Any Or All of the Ordinary Shares
Purchased by the Company Pursuant to the General
Authority to Make Market Purchases Conferred by
Resolution 13 at Such Time As the Directors Shall
See Fit in Their Discretion, Or Otherwise to Deal
with Any Or All of Those Ordinary Shares, in
Accordance with Applicable Law and Regulation, in
Such Manner As the Directors Shall Decide Management For Voted - For
28 Mar 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 9. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u Non-Voting Non-Voting
958
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ECOPETROL S.A.
CUSIP: ADPV14028
Meeting Date: 23-Jan-14 Meeting Type: ExtraOrdinary General Meeting
1 Safety Guidelines/open Meeting Management For Voted - For
2 Verification of the Quorum Management For Voted - For
3 Instatement of the General Meeting by the President
of the Company Management For Voted - For
4 Approval of the Agenda Management For Voted - For
5 Designation of the Chairperson of the General
Meeting Management For Voted - For
6 Designation of the Elections and Vote Counting
Committee Management For Voted - For
7 Designation of the Committee to Review and Approve
the Minutes Management For Voted - For
8 Election of the Members of the Board of Directors Management For Voted - For
Meeting Date: 26-Mar-14 Meeting Type: Ordinary General Meeting
1 A Moment of Silence Management For Voted - For
2 Verification of the Quorum Management For Voted - For
3 Instatement of the General Meeting by the President
of Ecopetrol S.a Management For Voted - For
4 Approval of the Agenda Management For Voted - For
5 Designation of the Chairperson of the General
Meeting Management For Voted - For
6 Designation of the Election and Vote Counting
Committee Management For Voted - For
7 Designation of the Committee for the Review and
Approval of the Minutes Management For Voted - For
8 Report from the Board of Directors Regarding Its
Operation, Evaluation of the President and
Development and Fulfillment of the Good Governance
Code Management For Voted - For
9 Presentation of the Annual Report for 2013 by the
Board of Directors and by the President of
Ecopetrol S.a Management For Voted - For
10 Report from the Minority Shareholder Representative Management For Voted - For
11 Reading and Consideration of the Financial
Statements of Ecopetrol S.a. and of the
Consolidated Financial Statements to December 31,
2013 Management For Voted - For
12 Reading of the Opinion of the Auditor Management For Voted - For
13 Approval of the Reports from the Management, of the
Opinion of the Auditor and of the Financial
Statements Management For Abstain
14 Approval of the Plan for the Distribution of Profit Management For Voted - For
15 Election of the Auditor and Allocation of
Compensation Management For Voted - For
16 Election of the Members of the Board of Directors Management For Voted - For
959
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Proposals and Various Management For Voted - Against
EMAAR PROPERTIES, DUBAI
CUSIP: M4025S107
Meeting Date: 23-Apr-14 Meeting Type: Annual General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 30 Apr 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 To Receive and Approve the Report of the Board of
Directors on the Activities and Financial Position
of the Company for the Fiscal Year Ending 31dec2013 Management For Voted - For
2 To Receive and Approve the Auditors Report for the
Fiscal Year Ending 31dec2013 Management For Voted - For
3 To Discuss and Approve the Company's Balance Sheet
and the Profit and Loss Account for the Fiscal Year
Ending 31dec2013 Management For Voted - For
4 To Appoint the Auditors for the Fiscal Year 2014
and Determine Their Remuneration Management For Voted - For
5 To Discharge the Members of the Board of Directors
and Auditors from Liability for the Fiscal Year
Ending 31dec2013 Management For Voted - For
6 To Discuss the Proposal of the Board of Directors
Regarding Distribution of 15 Percent of Share
Capital As Cash Dividends and 10 Percent of Share
Capital As Bonus Shares Management For Voted - For
7 Ratification of Appointment of Mr Jamal Hamed Thani
Buti Al Marri As Board Member in Replacement of
H.e. Abdullah Al Ghobash for the Remainder of the
Latters Term As Member of the Board of Directors of
the Company Management For Voted - For
8 To Grant Approval for the Payment of Bonus to the
Non-executive Members of the Board of Directors
Amounting to Aed 500,000 for Each Non-executive
Board Member Management For Voted - For
9 To Grant Approval Under Article 108 of Federal Law
No.8 of 1984 and the Amendments Thereto for the
Members of the Board of Directors to Carry on
Activities Included in the Objects of the Company
Provided They Do Not Compete Directly with the
Company Management For Voted - For
EMPRESA NACIONAL DE ELECTRICIDAD SA ENDESA (CHILE)
CUSIP: P3710M109
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, Balance Sheet,
Financial Statements and Reports from the Outside
960
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Auditors and Accounts Inspectors for the Fiscal
Year That Ended on December 31, 2013 Management For Voted - For
2 Distribution of the Profit from the Fiscal Year and
Payment of Dividends Management For Voted - For
3 Establishment of the Compensation of the Members of
the Board of Directors Management For Abstain
4 Establishment of the Compensation of the Committee
of Directors and Determination of Their Respective
Budget for 2014 Management For Abstain
5 Report Regarding the Expenses of the Board of
Directors and the Annual Management, Activities and
Expense Report from the Committee of Directors Management For Voted - For
6 Designation of an Outside Auditing Firm Governed by
Title Xxviii of Law 18,045 Management For Voted - For
7 Designation of Two Full Accounts Inspectors and Two
Alternates and the Determination of Their
Compensation Management For Voted - For
8 Designation of Private Risk Rating Agencies Management For Voted - For
9 Approval of the Investment and Financing Policy Management For Voted - For
10 Presentation of the Dividend Policy and Information
Regarding the Procedures to be Used in the
Distribution of Dividends Management For Voted - For
11 Information Regarding the Resolutions of the Board
of Directors Related to the Acts Or Contracts
Governed by Title Xvi of Law Number 18,046 Management For Voted - For
12 Information Regarding the Processing, Printing and
Mailing Costs for the Information Required by
Circular Number 1,816 from the Superintendency of
Securities in Insurance Management For Abstain
13 Other Matters of Corporate Interest That are Within
the Jurisdiction of the Annual General Meeting of
Shareholders Management For Voted - Against
14 The Passage of the Other Resolutions Necessary to
Properly Carry Out the Resolutions That are Passed Management For Voted - For
EMPRESA NACIONAL DE TELECOMUNICACIONES SA ENTEL
CUSIP: P37115105
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Annual Report, Balance Sheet and Other Financial
Statements As of December 31, 2013 Management For Voted - For
2 Approval of Definitive Dividend for the Period 2013 Management For Voted - For
3 Statement of the Board of Directors in Respect of
Policy of Dividends Management For Voted - For
4 Approval of Investment and Financing Policies Management For Voted - For
5 Election of the Board of Directors Management For Voted - Against
6 Determination of the Remuneration of Directors Management For Voted - For
7 Determination of the Remuneration of the Committee
of Directors and Its Expense Budget Management For Voted - For
8 Appointment of Supervisors (external Auditors and
Account Inspectors) Management For Voted - For
961
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of Rating Agencies Management For Voted - For
10 Report on Related Operations Management For Voted - For
11 To Determine the Newspaper for Publishing of
Notices of A Meeting Management For Voted - For
12 Other Matters of Interest for the Company, and of
the Competence of the Meeting Management For Voted - Against
EMPRESAS CMPC SA
CUSIP: P3712V107
Meeting Date: 22-Apr-14 Meeting Type: ExtraOrdinary General Meeting
A To Increase the Share Capital in an Amount to be
Freely Determined by the General Meeting, by Up to
Usd 250 Million, to be Paid in Through the Issuance
of Paid Shares, to be Issued and Placed in the
Manner, at the Times and for the Amount That is
Freely Resolved on by the General Meeting in
Accordance with the Law, with the Delegation to the
Board of Directors of the Final Establishment of
the Placement Price of the Mentioned Paid Shares
Being Allowed, Amending the Corporate Bylaws for
That Purpose Management For Voted - For
B To Pass All the Other Resolutions That are
Necessary to Bring About and Carry Out the Capital
Increase, Bylaws Amendment and Other Resolutions
Passed by the General Meeting, Giving Broad Powers
to the Board of Directors for These Purposes Management For Voted - For
Meeting Date: 22-Apr-14 Meeting Type: Ordinary General Meeting
1 To Discuss the Annual Report, Annual Financial
Statements and Report of External Audit Company for
the Period Ended December 31, 2013 Management For Voted - For
2 To Resolve About the Appropriation of Profits of
the Period and Allocation of A Final Dividend
Number 260 Management For Voted - For
3 Election of the Board of Directors Management For Abstain
4 To Inform About the Agreements of the Board of
Directors in Relation to the Operations Referred to
in Title Xvi of the Law 18.046 Management For Voted - For
5 Appointment of External Audit Company and Rating
Agencies Management For Voted - For
6 Determination of the Remuneration of the Board of
Directors, As Well As the Remuneration and Budget
of the Committee of Directors for the Period 2014 Management For Abstain
7 To Inform About Policies and Procedures Regarding
Profits and Dividends Management For Abstain
8 To Take Notice and Resolve Any Other Matter of the
Competence of the Regular Stockholders Meeting,
Pursuant to the Law and the Bylaws Management For Voted - Against
962
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EMPRESAS COPEC SA
CUSIP: P7847L108
Meeting Date: 23-Apr-14 Meeting Type: Ordinary General Meeting
1 To Submit the Financial Statements of the Company
to December 31, 2013, and the Annual Report from
the Board of Directors to A Vote and to Give an
Accounting of the Progress of the Corporate Business Management For Voted - For
2 Designation of Members of the Board of Directors Management For Abstain
3 To Give an Accounting of the Transactions Conducted
by the Company That are Referred to in Title Xvi of
Law Number 18,046 Management For Voted - For
4 To Establish the Compensation of the Board of
Directors for the Next Fiscal Year Management For Abstain
5 To Establish the Compensation and Expense Budget of
the Committee That is Referred to in Article 50 Bis
of Law Number 18,046, to Give an Accounting of Its
Activities and Its Annual Management Report Management For Abstain
6 To Designate Outside Auditors and Risk Rating
Agencies Management For Voted - For
7 To Deal with Any Other Matter of Corporate Interest
That is Within the Authority of the Type of General
Meeting That is Being Called Management For Voted - Against
ENERSIS SA
CUSIP: P37186106
Meeting Date: 23-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, Balance Sheet,
Financial Statements and Reports from the Outside
Auditors and Accounts Inspectors for the Fiscal
Year That Ended on December 31, 2013 Management For Voted - For
2 Distribution of the Profit from the Fiscal Year and
Payment of Dividends Management For Abstain
3 Establishment of the Compensation of the Members of
the Board of Directors Management For Abstain
4 Establishment of the Compensation of the Committee
of Directors and Determination of Their Respective
Budget for 2014 Management For Abstain
5 Report Regarding the Expenses of the Board of
Directors and Annual Management, Activities and
Expense Report from the Committee of Directors Management For Voted - For
6 Designation of an Outside Auditing Firm Governed by
Title Xxviii of Law 18,045 Management For Voted - For
7 Designation of Two Full Accounts Inspectors and Two
Alternates and the Determination of Their
Compensation Management For Voted - For
8 Designation of Private Risk Rating Agencies Management For Voted - For
9 Approval of the Investment and Financing Policy Management For Voted - For
963
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Presentation of the Dividend Policy and Information
Regarding the Procedures to be Used in the
Distribution of Dividends Management For Voted - For
11 Information Regarding the Resolutions of the Board
of Directors Related to the Acts Or Contracts
Governed by Article 146 of Law Number 18,046 Management For Voted - For
12 Information Regarding the Processing, Printing and
Mailing Costs for the Information Required by
Circular Number 1,816 from the Superintendency of
Securities in Insurance Management For Voted - For
13 Other Matters of Corporate Interest That are Within
the Jurisdiction of the Annual General Meeting of
Shareholders Management For Voted - Against
14 The Passage of the Other Resolutions Necessary to
Properly Carry Out the Resolutions That are Passed Management For Voted - For
ENGRO FOODS LTD
CUSIP: Y229AG101
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Consider the Audited Accounts for
the Year Ended December 31, 2013 and the Directors
and Auditors Reports Thereon Management For Voted - For
2 To Appoint Auditors and Fix Their Remuneration Management For Voted - Against
ENKA INSAAT VE SANAYI A.S
CUSIP: M4055T108
Meeting Date: 27-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Election of the General Assembly Presidential
Board, and Authorization of the Presidential Board
for Signing the Minutes of the General Assembly
Meeting Management For Voted - For
2 Reading and Discussing the Annual Report of the
Board of Directors and the Report of Auditors, and
the Balance Sheet and Income Statement for the
Fiscal Year 2013 Management For Voted - For
964
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Reading and Discussing the Report of Independent
Auditors Management For Voted - For
4 Informing the Shareholders About the Donations Made
Within the Fiscal Year 2013 Management For Voted - For
5 Approval of Balance Sheet and Income Statement
Accounts of 2013 Management For Voted - For
6 Acquittal and Release of the Board Members and
Auditors Management For Voted - For
7 Informing the Shareholders About the Remuneration
Policy Applicable to Board Members and Top Managers Management For Voted - For
8 Election of the Board Members Management For Voted - For
9 Determining the Attendance Fee Payable to Board
Members Management For Voted - For
10 Approval of the Selection of the Independent
Auditors Management For Voted - For
11 Decision on Cash Dividend Distribution Management For Voted - For
12 Approval of Revised Cash Dividend Policy Management For Voted - For
13 Approval of Revised Donation Policy Management For Voted - For
14 Providing Information to the Shareholders About the
Assurances, Mortgages and Heritable Securities
Given to the Third Parties Management For Voted - For
15 Authorization of the Board Members to Engage in
Businesses Mentioned in Articles 395 and 396 of the
Turkish Code of Commerce And, in Compliance with
the Corporate Governance Principles, Informing the
General Assembly on Any Businesses Engaged in and
Performed by the Same Within Such Framework During
the Fiscal Year of 2013 Management For Voted - Against
16 Requests and Recommendations Management For Voted - For
Meeting Date: 19-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Formation of the Presidency Board and Authorization
of the Presidency Board to Sign the Meeting Minutes Management For Voted - For
2 Authorization of the Board for Dividend Advance
Payment Management For Abstain
3 Decision on Setoff in Case of Loss Management For Abstain
4 Wishes and Hopes Management For Voted - For
965
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EREGLI DEMIR VE CELIK FABRIKALARI TURK ANONIM SIRK
CUSIP: M40710101
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Council Management For Voted - For
2 Granting Authorization to the Chairmanship Council
for Signing the Meeting Minutes Management For Voted - For
3 Reading the Annual Report for the Year of 2013 Management For Voted - For
4 Reading Independent Auditing Report for the Year of
2013 Management For Voted - For
5 Reading, Deliberation and Approval of Balance Sheet
and Profit and Loss Statements for the Year of 2013 Management For Voted - For
6 Approval of the New Appointments Within Board of
Directors Management For Abstain
7 Absolving the Members of the Board of Directors Management For Voted - For
8 Submitting to General Assembly's Approval of
Updates on Dividend Policy Management For Voted - For
9 Deliberation and Approval of Profit Distribution
and Distribution Date Management For Voted - For
10 Determination of Numbers of Board Members Management For Abstain
11 Determination of Remuneration of Board Members Management For Voted - For
12 Granting Permission to the Members of Board of
Directors to Conduct Their Activities with the Bank
Adherence to the Articles 395 and 396 of the
Turkish Commercial Code Management For Voted - Against
13 Providing Information to Shareholders Based on
Article 1.3.6 of Corporate Governance Communique
II-17.1 of the Capital Markets Board Management For Voted - For
14 Deliberation and Decision on Independent Auditing
Firm Elected by Board of Directors Adherence to the
Laws and the Regulations of the Capital Markets
Board and the Turkish Commercial Code Management For Voted - For
15 Submitting to General Assembly S Approval of
Amendments on Core Policy Adherence to Corporate
Governance Principles Management For Abstain
16 Providing Information to General Assembly About the
Assurances, Mortgages and Heritable Securities
Given to Third Parties Management For Voted - For
966
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Providing Information to the General Assembly About
Executed Transactions with Related Parties Management For Voted - For
18 Submitting to General Assembly's Approval of
Amendments on Donation Policy Management For Voted - For
19 Providing Information to General Assembly Regarding
the Donations Made Within the Fiscal Year 2013 Management For Voted - For
20 Determination of A Upper Limit for Donations to be
Made in 2014 Management For Voted - For
21 Determination of Wage Policy for Member of Board of
Directors and Senior Executives Management For Voted - For
22 Submitting to General Assembly S Approval of
Amendments on Disclosure Policy Management For Voted - For
23 Wishes and Hopes Management For Voted - For
EXXARO RESOURCES LTD
CUSIP: S26949107
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
1O1.1 Elect Dr Cj Fauconnier As Director Management For Voted - For
1O1.2 Re-elect Mr Nl Sowazi As Director Management For Voted - Against
1O1.3 Re-elect Mr D Zihlangu As Director Management For Voted - For
2O2.1 Elect Dr Cj Fauconnier As Member of the Audit
Committee Management For Voted - For
2O2.2 Re-elect Mr Rp Mohring As Member of the Audit
Committee Management For Voted - For
2O2.3 Re-elect Mr J Van Rooyen As Member of the Audit
Committee Management For Voted - For
3O3.1 Elect Dr Cj Fauconnier As Member of the Social and
Ethics Committee Management For Voted - For
3O3.2 Re-elect Mr Rp Mohring As Member of the Socialand
Ethics Committee Management For Voted - For
3O3.3 Re-elect Dr Mf Randera As Member of the Social and
Ethics Committee Management For Voted - For
4.O Approve Remuneration Policy Management For Voted - For
5.O Reappoint PricewaterhouseCoopers Incorporated As
Auditors of the Company with Td Shango As the
Designated Audit Partner Management For Voted - For
6.O Place Authorised But Unissued Shares Under Control
of Directors Management For Voted - For
7.O Authorise Board to Issue Shares for Cash Up to A
Maximum of Five Percent of Issued Share Capital Management For Voted - For
8.O Authorise Board to Ratify and Execute Approved
Resolutions Management For Voted - For
S.1 Approve Non-executive Directors Fees Management For Voted - For
S.2 Authorise Repurchase of Up to Five Percent of
Issued Share Capital Management For Voted - For
S.3 Approve Financial Assistance in Terms of Section 44
of the Companies Act Management For Voted - For
S.4 Approve Financial Assistance in Terms of Section 45
of the Companies Act Disclaimer Management For Voted - For
967
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 May 2014: Please Note That This is A Revision
Due to Change in Directors Na-mes in Resolutions
1o1.1 to 3o3.3 and Change in Numbering of the
Resolutions.-if You Have Already Sent in Your
Votes, Please Do Not Vote Again Unless You D-ecide
to Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
FAUJI FERTILIZER CO LTD
CUSIP: Y24695101
Meeting Date: 14-Mar-14 Meeting Type: Annual General Meeting
1 Confirmation of the Minutes of Extraordinary
General Meeting Held on August 21, 2013 Management For Voted - For
2 Consideration, Approval and Adoption of Annual
Audited Accounts and the Consolidated Audited
Accounts of Ffc and Its Subsidiaries Along with
Directors' and Auditors' Reports Thereon for the
Year Ended December 31, 2013 Management For Voted - For
3 Appointment of Auditors for the Year 2014 and to
Fix Their Remuneration Management For Voted - For
4 Approval of Final Dividend for the Year Ended
December 31, 2013 As Recommended by the Board of
Directors Management For Voted - For
5 Transact Any Other Business with the Permission of
the Chair Management For Voted - Against
26 Feb 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
FERREXPO PLC, LONDON
CUSIP: G3435Y107
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 To Receive the Accounts and Reports of the
Directors and the Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 (other Than the
Part Containing the Directors' Remuneration Policy) Management For Voted - For
3 To Approve the Directors' Remuneration Policy As
Set Out in the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - For
4 To Declare A Dividend of 3.3 Us Cents Per Ordinary
Share Management For Voted - For
5 To Re-appoint Ernst and Young LLP As Auditors of
the Company Management For Voted - For
6 To Authorise the Directors to Determine the
Auditors' Remuneration Management For Voted - For
968
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Re-elect Michael Abrahams As A Director Management For Voted - For
8 To Re-elect Oliver Baring As A Director Management For Voted - For
9 To Re-elect Raffaele (lucio) Genovese As A Director Management For Voted - For
10 To Re-elect Wolfram Kuoni As A Director Management For Voted - For
11 To Re-elect Christopher Mawe As A Director Management For Voted - For
12 To Re-elect Ihor Mitiukov As A Director Management For Voted - For
13 To Re-elect Miklos Salamon As A Director Management For Voted - For
14 To Re-elect Kostyantin Zhevago As A Director Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply Pre-
Emption Rights Management For Voted - For
17 To Renew the Authority for the Company to Purchase
Its Own Shares Management For Voted - For
18 To Renew the Authority for General Meetings to be
Called on 14 Clear Days' Notice Management For Voted - Against
FIRST GULF BANK, ABU DHABI
CUSIP: M4580N105
Meeting Date: 26-Feb-14 Meeting Type: Annual General Meeting
1 Discuss and Approve the Report of the Board of
Directors on the Activity of the Bank and Its
Financial Statements for the Financial Year Ending
31 Dec 2013 Management For Abstain
2 Discuss and Approve the Bank Balance Sheet and
Profit and Loss Statement for the Financial Year
Ending 31 Dec 2013 Management For Abstain
3 Discuss and Approve the Report of the External
Auditors for the Financial Year Ending 31 Dec 2013 Management For Abstain
4 Consider the Proposal of the Board of Directors on
the Appropriation of Net Profits for the Financial
Year Ending 31 Dec 2013. This Includes Distribution
of 100 Percentage of the Capital As Cash Dividend
and 30 Percentage Bonus Shares Subjected to Central
Banks Approval and Reserves and Provisions Management For Voted - For
5 Discuss and Approve Board of Director's Remuneration Management For Abstain
6 Discharge of the Board Members for Their Actions
During 2013 Management For Abstain
7 Discharge of the External Auditors for Their
Actions During 2013 Management For Voted - For
8 Appointment of Auditors for the Financial Year 2014
and Determine Their Fees Management For Voted - For
FIRSTRAND LTD
CUSIP: S5202Z131
Meeting Date: 03-Dec-13 Meeting Type: Annual General Meeting
O.1.1Re-election of Pk Harris As Director by Way of A
Separate Resolution Management For Voted - For
969
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.1.2Re-election of Wr Jardine As Director by Way of A
Separate Resolution Management For Voted - For
O.1.3Re-election of Eg Matenge-sebesho As Director by
Way of A Separate Resolution Management For Voted - For
O.1.4Re-election of at Nzimande As Director by Way of A
Separate Resolution Management For Voted - For
O.1.5To Elect Vw Bartlett As Director Who Have Reached
Age Seventy Management For Voted - For
O.1.6To Elect Jjh Bester As Director Who Have Reached
Age Seventy Management For Voted - For
O.1.7To Elect Jj Durand As Director Appointed by the
Directors to Fill Vacancies Management For Voted - For
O.1.8To Elect Gg Gelink As Director Appointed by the
Directors to Fill Vacancies Management For Voted - For
O.1.9To Elect P Cooper As an Alternate Director
Appointed by the Directors Management For Voted - For
O.2.1Appointment of Deloitte and Touche As Auditors and
K Black As the Individual Registered Auditor Management For Voted - For
O.2.2Appointment of PricewaterhouseCoopers As Auditors
and T Winterboer As the Individual Registered
Auditor Management For Voted - For
2.3 Endorsement of Remuneration Policy Management For Voted - For
O.3 Place the Unissued Ordinary Shares Under the
Control of the Directors Management For Voted - For
O.4 General Authority to Issue Authorised But Unissued
Ordinary Shares Management For Voted - For
S.1 Authority to Repurchase Ordinary Shares Management For Voted - For
S.2.1 Financial Assistance to Directors and Prescribed
Officers As Employee Share Scheme Beneficiaries Management For Voted - For
S.2.2 Financial Assistance to Related and Interrelated
Companies Management For Voted - For
S.3 Remuneration of Non-executive Directors with Effect
from 20131203 Management For Voted - For
22 Nov 13: Please Note That This is A Revision Due
to Change in the Numbering-of Resolutions. If You
Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo- U. Non-Voting Non-Voting
Meeting Date: 21-May-14 Meeting Type: Ordinary General Meeting
O.1 Amendment of Certain Provisions of the Frbet Deed Management For Voted - For
O.2 Amendment of Certain Provisions of the Frbnedt Deed Management For Voted - For
O.3 Directors' Authority to Implement Resolutions Management For Voted - For
FORD OTOMOTIV SANAYI AS, KOCAELI
CUSIP: M7608S105
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
970
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Formation of the Presidency Board Management For Voted - For
2 Reading and Discussion of the Report Prepared by
the Board Management For Voted - For
3 Reading and Discussion of the Reports Prepared by
the Independent Audit Firm Management For Voted - For
4 Reading, Discussion and Approval of the Financial
Statements Management For Voted - For
5 Approval of Changes Within the Board Management For Voted - For
6 Release of the Board Management For Voted - For
7 Approval of Dividend Policy Management For Voted - For
8 Decision on Profit Distribution Proposal Management For Voted - For
9 Election of the Board and Determination of Their
Number and Term of Office and Election of
Independent Board Management For Voted - For
10 Informing the Shareholders About Wage Policy of
Senior Management Management For Voted - For
11 Determination of Wages Management For Voted - For
12 Approval of Independent Audit Firm Management For Voted - For
13 Informing the Shareholders About Related Party
Transactions Management For Voted - For
14 Informing the Shareholders About Donations and
Determination of Upper Limit for Donations Management For Voted - For
15 Granting Permission to Carry Out Transactions That
Might Lead to Conflict of Interest with the Company
and to Compete to the Majority Shareholders, Board,
High Level Executives and Their Spouses Accordance
with the Article 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
16 Wishes Management For Voted - For
FRESNILLO PLC, LONDON
CUSIP: G371E2108
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 Receiving the 2013 Report and Accounts Management For Voted - For
2 That, A Special Dividend of 6.8 Us Cents Per
Ordinary Share, be Declared. Directors Remuneration
Policy Management For Voted - For
3 Approval of the Directors' Remuneration Policy Management For Voted - For
4 Approval of the Directors' Remuneration Report Management For Voted - For
5 Re-election of Mr Alberto Bailleres Management For Voted - For
971
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Re-election of Mr Fernando Ruiz Management For Voted - Against
7 Re-election of Mr Guy Wilson Management For Voted - For
8 Re-election of Mr Juan Bordes Management For Voted - For
9 Re-election of Mr Arturo Fernandez Management For Voted - For
10 Re-election of Mr Rafael Mac Gregor Management For Voted - For
11 Re-election of Mr Jaime Lomelin Management For Voted - For
12 Re-election of Ms Maria Asuncion Aramburuzabala Management For Voted - For
13 Re-election of Mr Alejandro Bailleres Management For Voted - For
14 Election of Ms Barbara Garza Laguera Management For Voted - For
15 Election of Mr Jaime Serra Management For Voted - For
16 Election of Mr Charles Jacobs Management For Voted - For
17 Re-appointment of Ernst and Young LLP As Auditors Management For Voted - For
18 Authority to Set the Remuneration of the Auditors Management For Voted - For
19 Directors' Authority to Allot Shares Management For Voted - For
20 Authority to Disapply Pre-emption Rights Management For Voted - For
21 Authority for the Company to Purchase Its Own Shares Management For Voted - For
22 Notice Period for A General Meeting Management For Voted - Against
01 May 2014: Please Note That This is A Revision
Due to Change in Text of Reso-lution 2. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GENTING BHD
CUSIP: Y26926116
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
1 To Approve the Payment of Directors' Fees of
Rm928,550 for the Financial Year Ended 31 December
2013 (2012 : Rm830,380) Management For Voted - For
2 To Re-elect Mr Chin Kwai Yoong As A Director of the
Company Pursuant to Article 99 of the Articles of
Association of the Company Management For Voted - For
3 That Dato' Paduka Nik Hashim Bin Nik Yusoff,
Retiring in Accordance with Section 129 of the
Companies Act, 1965, be and is Hereby Re-appointed
As A Director of the Company to Hold Office Until
the Conclusion of the Next Annual General Meeting Management For Voted - For
4 That Tun Mohammed Hanif Bin Omar, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - For
5 That Tan Sri Dr. Lin See Yan, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - For
6 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
972
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Authority to Directors Pursuant to Section 132d of
the Companies Act, 1965 Management For Voted - For
Meeting Date: 12-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Authority for the Company to Purchase Its
Own Shares Management For Voted - For
2 Proposed Shareholders' Mandate for Recurrent
Related Party Transactions of A Revenue Or Trading
Nature Management For Voted - For
GENTING MALAYSIA BHD
CUSIP: Y2698A103
Meeting Date: 11-Jun-14 Meeting Type: Annual General Meeting
1 To Approve the Declaration of A Final Single-tier
Dividend of 3.9 Sen Per Ordinary Share of 10 Sen
Each for the Financial Year Ended 31 December 2013
to be Paid on 22 July 2014 to Members Registered in
the Record of Depositors on 30 June 2014 Management For Voted - For
2 To Approve the Payment of Directors' Fees of
Rm1,079,350 for the Financial Year Ended 31
December 2013 (2012: Rm871,998) Management For Voted - For
3 To Re-elect the Following Person As Director of the
Company Pursuant to Article 99 of the Articles of
Association of the Company: Gen. (r) Tan Sri Dato'
Seri Diraja Mohd Zahidi Bin Hj Zainuddin Management For Voted - For
4 To Re-elect the Following Person As Director of the
Company Pursuant to Article 99 of the Articles of
Association of the Company: Mr Quah Chek Tin Management For Voted - For
5 That Tun Mohammed Hanif Bin Omar, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - For
6 That Tan Sri Alwi Jantan, Retiring in Accordance
with Section 129 of the Companies Act, 1965, be and
is Hereby Re-appointed As A Director of the Company
to Hold Office Until the Conclusion of the Next
Annual General Meeting Management For Voted - For
7 That Tan Sri Clifford Francis Herbert, Retiring in
Accordance with Section 129 of the Companies Act,
1965, be and is Hereby Re-appointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting Management For Voted - Against
8 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
9 Authority to Directors Pursuant to Section 132d of
the Companies Act, 1965 Management For Voted - For
10 Proposed Renewal of Shareholders' Mandate for
Recurrent Related Party Transactions of A Revenue
973
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Or Trading Nature and Proposed New Shareholders'
Mandate for Additional Recurrent Related Party
Transactions of A Revenue Or Trading Nature Management For Voted - For
Meeting Date: 11-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Authority for the Company to Purchase Its
Own Shares Management For Voted - For
GOLDCORP INC, VANCOUVER, BC
CUSIP: 380956409
Meeting Date: 01-May-14 Meeting Type: MIX
A.1 Elect Director: John P. Bell Management For Voted - For
A.2 Elect Director: Beverley A. Briscoe Management For Voted - For
A.3 Elect Director: Peter J. Dey Management For Voted - For
A.4 Elect Director: Douglas M. Holtby Management For Voted - For
A.5 Elect Director: Charles A. Jeannes Management For Voted - For
A.6 Elect Director: Clement A. Pelletier Management For Voted - For
A.7 Elect Director: P. Randy Reifel Management For Voted - For
A.8 Elect Director: Ian W. Telfer Management For Voted - For
A.9 Elect Director: Blanca Trevino Management For Voted - For
A.10 Elect Director: Kenneth F. Williamson Management For Voted - For
B The Appointment of Deloitte LLP, Chartered
Accountants, As Auditors of the Company and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
C Approving Certain Amendments to the Restricted
Share Unit Plan of the Company Management For Voted - For
D Approving an Amendment to the Stock Option Plan of
the Company Management For Voted - For
E A Non-binding Advisory Resolution Accepting the
Company's Approach to Executive Compensation Management For Voted - Against
F Voted on Such Other Business As May Properly Come
Before the Meeting Or Any Adjournment Thereof Management For Voted - Against
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "c, D
and E" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "a.1 to A.10 and B". Thank
You. Non-Voting Non-Voting
GRAMEENPHONE LTD
CUSIP: Y2844C102
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
1 Consideration and Adoption of the Directors Report
and the Audited Financial Statements of the Company
for the Year Ended December 31, 2013 Together with
the Auditors Report Thereon Management For Voted - For
974
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Declaration of Dividend for the Year Ended December
31, 2013 As Recommended by the Board of Directors Management For Voted - For
3 Election/re-election of Directors Management For Abstain
4 Appointment of Auditors and Fixation of Their
Remuneration Management For Voted - For
GRUPO BIMBO SAB DE CV, MEXICO
CUSIP: P4949B104
Meeting Date: 22-Nov-13 Meeting Type: Ordinary General Meeting
I Presentation, Discussion And, If Deemed
Appropriate, Approval of the Payment of A Cash
Dividend in the Amount of Mxn 0.35 for Each One of
the Shares Representative of the Share Capital of
the Company That is in Circulation Management For Voted - For
II Designation of Special Delegates Management For Voted - For
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
I Discussion, Approval Or Amendment of the Report
from the Board of Directors That is Referred to in
the Main Part of Article 172 of the General
Mercantile Companies Law, Including the Audited
Financial Statements of the Company, Consolidated
with Those of Its Subsidiary Companies, for the
Fiscal Year That Ended on December 31, 2013, After
the Reading of the Following Reports, the Report
from the Chairperson of the Board of Directors and
General Director, the One from the Outside Auditor
and the One from the Chairperson of the Audit
Committee of the Company Management For Abstain
II Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report That is
Referred to in Article 86, Part Xx, of the Income
Tax Law in Effect in 2013, Regarding the
Fulfillment of the Tax Obligations of the Company Management For Abstain
III Presentation, Discussion And, If Deemed
Appropriate, Approval of the Allocation of Results
for the Fiscal Year That Ended on December 31, 2013 Management For Abstain
IV Election Or, If Deemed Appropriate, Ratification of
the Appointment of the Members of the Board of
Directors and Determination of Their Compensation Management For Abstain
V Election Or, If Deemed Appropriate, Ratification of
the Appointment of the Chairperson and the Members
of the Audit Committee of the Company, As Well As
the Determination of Their Compensation Management For Abstain
VI Presentation And, If Deemed Appropriate, Approval
of the Report Regarding the Purchase of Shares of
the Company, As Well As the Determination of the
Maximum Amount of Funds That the Company Can
Allocate to the Purchase of Shares of the Company,
in Accordance with the Terms of Article 56, Part
IV, of the Securities Market Law Management For Abstain
975
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VII Designation of Special Delegates Management For Voted - For
Meeting Date: 08-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Presentation, Discussion And, If Deemed
Appropriate, Approval of A Partial Amendment of the
Bylaws of the Company in Relation to Their
Adaptation to the Provisions of the Securities
Market Law Management For Abstain
17 Mar 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
GRUPO ELEKTRA SAB DE CV, CIUDAD DE MEXICO
CUSIP: P3642B213
Meeting Date: 28-Nov-13 Meeting Type: Ordinary General Meeting
1 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Payment of Dividends Management For Abstain
2 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Granting of Powers to Various
Persons Management For Voted - For
3 Appointment of Special Delegates from the General
Meeting to Appear Before the Notary Public of Their
Choice to File the Minutes and Record the
Resolutions of the General Meeting in the Registry
of the Board of Trade, As Well As to Carry Out Any
Other Measures Related to the Same Management For Voted - For
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
I Presentation, Lecture, Discussion If Its Case
Approval the Report of the Board of Directors in
Terms of Article 28 of the Securities Market Law Management For Abstain
II Presentation, Lecture, Discussion and If Its Case
Approval of the Financial Statements of the Company
for the Year Ended on December 31 2013 Management For Abstain
III Presentation, Lecture, Discussion and If Its Case
Approval the Report of the Audit Committee of the
Board of Directors of the Company for the Fiscal
Year Ended on December 31 2013 Management For Abstain
IV Presentation, Lecture, Discussion and If Its Case
Approval the Report of the Corporate Practices
Committee of the Company for the Fiscal Year Ended
on December 31 2013 Management For Abstain
V Presentation, Lecture, Discussion and Approval the
Report of Board of Directors in Accordance to the
Policies of Acquisition and Allocation of Shares As
Well of the Repurchase Shares of the Company Management For Abstain
976
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VI Appointment and Or Ratification of the Members of
the Board Directors, Secretary and Pro-secretary of
the Company, As Well As the Audit Committee and
Corporate Practices Committee of the Company, As
Well As the Determination of Their Compensation and
the Qualification of Their Independence Management For Abstain
VII Proposal And, If Applicable, Resolution Concerning
Revocation and Providing Powers of Attorney Management For Voted - For
VIII Appointment of Special Delegates to Formalize the
Agreements Carry Out in the Shareholders Meeting As
Well As Execute Any Matter Related with the Meeting Management For Voted - For
GRUPO FINANCIERO BANORTE SAB DE CV
CUSIP: P49501201
Meeting Date: 20-Dec-13 Meeting Type: Ordinary General Meeting
I Discussion And, If Deemed Appropriate, Approval of
A Proposal to Amend the First Resolution Passed at
the Annual General Meeting of Shareholders That Was
Held on October 14, 2013, for the Purpose of
Anticipating the Payments of the Dividends
Scheduled to be Settled on January 23, 2014, and
April 23, 2014, in the Amount of Mxn 0.1963 Per
Share, Each, to No Later Than December 31, 2013 Management For Voted - For
II Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
I Presentation And, If Deemed Appropriate, Approval
of the Reports That are Referred to in Part IV of
Article 28 of the Securities Market Law for the
Fiscal Year That Ended on December 31, 2013 Management For Voted - For
II Allocation of Profit Management For Voted - For
III Election of the Members of the Board of Directors
of the Company and the Classification of Their
Independence Management For Voted - For
IV Determination of the Compensation for the Members
of the Board of Directors Management For Voted - For
V Designation of the Members of the Audit and
Corporate Practices Committee Management For Voted - For
VI Designation of the Members of the Risk Policy
Committee Management For Voted - For
VII Report from the Board of Directors Regarding the
Transactions That Were Conducted with the Shares of
the Company During 2013, As Well As the
Determination of the Maximum Amount of Funds That
Can be Allocated to the Purchase of Shares of the
Company for the 2014 Fiscal Year Management For Voted - For
977
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VIII Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting Management For Voted - For
GRUPO FINANCIERO INBURSA SAB DE CV
CUSIP: P4950U165
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
I Presentation of the Tax Report of the Outside
Auditor for the 2012 Fiscal Year, in Compliance
with the Obligation That is Contained in Article
76, Part Xix, of the Income Tax Law. Resolutions in
This Regard Management For Abstain
II.I Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the
General Director That Was Prepared in Accordance
with Article 172 of the General Mercantile
Companies Law and Article 44, Part Xi, of the
Securities Market Law, Accompanied by the Opinion
of the Outside Auditor, Regarding the Operations
and Results of the Company for the Fiscal Year That
Ended on December 31, 2013, As Well As the Opinion
of the Board of Directors Regarding the Content of
That Report Management For Abstain
II.II Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the Board
of Directors That is Referred to in Article 172,
Line B, of the General Mercantile Companies Law, in
Which are Contained the Main Accounting and
Information Policies and Criteria That Were
Followed in the Preparation of the Financial
Information of the Company Management For Abstain
IIIII Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report on the
Activities and Transactions in Which the Board of
Directors Has Intervened in Accordance with Article
28, Part IV, Line E, of the Securities Market Law Management For Abstain
II.IV Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Individual and
Consolidated Financial Statements of the Company to
December 31, 2013 Management For Abstain
II.V Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Annual Reports
Regarding the Activities That Were Carried Out by
the Audit and Corporate Practices Committees in
Accordance with Article 43 of the Securities Market
Law. Resolutions in This Regard Management For Abstain
III Presentation, Discussion And, If Deemed
Appropriate, Approval of the Proposal for the
Allocation of Results. Resolutions in This Regard Management For Abstain
IV Presentation, Discussion And, If Deemed
Appropriate, Approval of the Proposal for the
Payment of A Dividend. Resolutions in This Regard Management For Abstain
978
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
V Discussion And, If Deemed Appropriate, Election and
Or Ratification of the Members of the Board of
Directors, Secretary and Vice Secretary of the
Company. Resolutions in This Regard Management For Abstain
VI Determination of the Compensation for the Members
of the Board of Directors, Secretary and Vice
Secretary of the Company. Resolutions in This Regard Management For Abstain
VII Discussion And, If Deemed Appropriate, Approval of
the Appointment and Or Ratification of the Members
of the Corporate Practices and Audit Committees of
the Company. Resolutions in This Regard Management For Abstain
VIII Determination of the Compensation for the Members
of the Corporate Practices and Audit Committees of
the Company. Resolutions in This Regard Management For Abstain
IX Presentation, Discussion And, If Deemed
Appropriate, Approval of the Annual Report in
Regard to the Acquisition of Shares of the Company
in Accordance with the Terms of Article 56 of the
Securities Market Law and the Determination Or
Ratification of the Maximum Amount of Funds That
Can be Allocated to the Acquisition of Shares of
the Company for the 2014 Fiscal Year. Resolutions
in This Regard Management For Abstain
X Designation of Delegates to Carry Out and Formalize
the Resolutions That are Passed by the General
Meeting. Resolutions in This Regard Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
I Proposal, Discussion And, If Deemed Appropriate,
Approval of the Amendments to the Corporate Bylaws
of the Company Based on the Financial Reform.
Resolutions in This Regard Management For Abstain
II Proposal, Discussion And, If Deemed Appropriate,
Approval to Carry Out A Restatement of the
Corporate Bylaws of the Company. Resolutions in
This Regard Management For Voted - For
III Designation of Delegates to Carry Out and Formalize
the Resolutions That are Passed by the General
Meeting. Resolutions in This Regard Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: Ordinary General Meeting
I Proposal, Discussion And, If Deemed Appropriate,
Approval for Banco Inbursa, S.a., Institucion De
Banca Multiple, Grupo Financiero Inbursa, to Issue
Securities Certificates. Resolutions in This Regard Management For Abstain
II Proposal, Discussion And, If Deemed Appropriate,
Approval for Banco Inbursa, S.a., Institucion De
Banca Multiple, Grupo Financiero Inbursa, to Issue
A Bond in the United States of America. Resolutions
in This Regard Management For Abstain
979
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
III Designation of Delegates to Carry Out and Formalize
the Resolutions That are Passed at the General
Meeting. Resolutions in This Regard Management For Voted - For
GRUPO MEXICO SAB DE CV
CUSIP: P49538112
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
I The Report from the Chief Executive Officer of the
Company for the Fiscal Year That Ran from January 1
to December 31, 2013. Discussion and Approval, If
Deemed Appropriate, of the Consolidated Financial
Statements of the Company and Its Subsidiaries to
December 31, 2013. Presentation of the Opinions and
Reports That are Referred to in Article 28, Part
IV, Lines A, C, D and E of the Securities Market
Law, Regarding the Fiscal Year That Ran from
January 1 to December 31, 2013. Resolutions in This
Regard Management For Abstain
II Reading of the Report Regarding the Fulfillment of
the Tax Obligations That are Referred to in Part Xx
of Article 86 of the Income Tax Law During the 2013
Fiscal Year Management For Abstain
III Resolution Regarding the Allocation of Profit from
the Fiscal Year That Ended on December 31, 2013 Management For Abstain
IV The Report That is Referred to in Part III of
Article 60 of the Provisions of A General Nature
That are Applicable to the Issuers of Securities
and Other Securities Market Participants, Including
A Report Regarding the Allocation of the Results
Intended for the Acquisition of the Shares of the
Company During the Fiscal Year That Ended on
December 31, 2013. Determination of the Maximum
Amount of Funds to be Allocated to the Acquisition
of the Shares of the Company During the 2014 Fiscal
Year. Resolutions in This Regard Management For Abstain
V Resolution Regarding the Ratification of the Acts
That Were Done by the Board of Directors, the Chief
Executive Officer and Its Committees During the
Fiscal Year That Ran from January 1 to December 31,
2013 Management For Abstain
VI Appointment Or Reelection, If Deemed Appropriate,
of the Members of the Board of Directors of the
Company and the Classification of Their
Independence in Accordance with Article 26 of the
Securities Market Law. Appointment Or Reelection,
If Deemed Appropriate, of the Members of the
Committees of the Board of Directors and of Their
Chairpersons Management For Abstain
VII Proposal Regarding the Compensation for the Members
of the Board of Directors and for the Members of
the Committees of the Board of Directors.
Resolutions in This Regard Management For Abstain
980
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VIII Designation of the Delegates Who Will Carry Out and
Formalize the Resolutions That are Passed by This
General Meeting. Resolutions in This Regard Management For Voted - For
GRUPO SANBORNS SAB DE CV, MEXICO
CUSIP: P4984N203
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
I.I Presentation, Discussion and Approval, If Any, of
the Chief Executive Officer Report Prepared in
Accordance with Articles 44 Section Xi of the
Securities Market Law and Article 172 of the
Mexican Corporations Law Accompanied by the
External Auditors Opinion Respect and Results of
Operations of the Company for the Fiscal Year on
December 31 2013 and View on Board Director Report
Such Content Management For Abstain
I.II Presentation, Discussion and Approval, If Any, of
the Governing Council Report Referred to in Article
172, Paragraph B) of the Law of Corporations in
Which Contain Policies and Information and Followed
in the Preparation of Financial Information of the
Company That Includes the Report of Commissioner Management For Abstain
I.III Presentation, Discussion and Approval, If Any, of
the Report of Activities and Operations of the
Board of Directors Pursuant to Article 28, Section
IV Paragraph E) of the Securities Exchange Act Management For Abstain
I.IV Presentation, Discussion and Approval, If Any, of
the Consolidated Financial Statements and Company
at 31 December 2013 Management For Abstain
II Presentation of Report on Tax Obligations for the
Fiscal Year 2013 in Compliance with the Requirement
of Article 86, Section Xx of the Law of Income Tax Management For Abstain
III Presentation, Discussion and Approval If Any, of
the Proposal for the Implementation of Results Management For Abstain
IV Presentation, Discussion and Approval the Payment
of A Cash Dividend of Mxn 0.80 Per Share the
Dividend Will be Paid Into Two Equal Installments
of Mxn 0.40 Per Share Each Management For Abstain
V Appointment and Or Ratification of the Members of
the Board of Directors and Secretary Management For Abstain
VI Determination the Corresponding Compensation for
Members of the Board of Directors and Secretary of
the Company Management For Abstain
VII Appointment and Or Ratification of the Members of
the Audit and Corporate Practices Committee of the
Company Management For Abstain
VIII Determination of the Corresponding Compensation for
Members of the Audit and Corporate Practices of the
Company Management For Abstain
IX Proposal Discussion and Approval If Any, to
Determine the Amount Up to Mxn 3,000,000,000 (three
981
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Thousand Million Pesos) As the Maximum Amount
Resource Used for the Purchase of Own Shares of the
Company for the Fiscal Year 2014, in Terms of
Section 56 of the Securities Market Law Management For Abstain
X Designation of Delegates to Conduct and Execute the
Resolutions Adopted by the Shareholders Meeting
Resolutions Management For Voted - For
14 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution X. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
GUARANTY TRUST BANK PLC
CUSIP: V41619103
Meeting Date: 14-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Year Ended December 31 2013 and the Reports of the
Directors Auditor and Audit Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect A Director Management For Voted - For
4 To Authorize Directors to Fix the Remuneration of
the Auditor Management For Voted - For
5 To Elect Members of the Audit Committee Management For Voted - For
HACI OMER SABANCI HOLDING A.S., ISTANBUL
CUSIP: M8223R100
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Council Management For Voted - For
2 Reading and Deliberation of the Board of Director
Activity Report for the Year 2013 Management For Voted - For
3 Reading and Deliberation of the Auditor Report for
the Year 2013 Management For Voted - For
4 Providing Information to General Assembly About the
Donations Made During the Year 2013 Management For Voted - For
5 Approval of Profit Distribution Policy Management For Voted - For
982
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Reading, Deliberation and Approval for the Balance
Sheet and Income Statements for the Year 2013 Management For Voted - For
7 Absolving Board Members with Respect to Their
Activities of the Year 2013 Management For Voted - For
8 Decision on the Distribution Type for the Profit of
the Year 2013 and Decision on the Dividend Ratio Management For Voted - For
9 Determination of Monthly Gross Salary of the Board
of Directory Members Management For Abstain
10 Decision on the Upper Limit of the Donations to be
Made on the Year 2014 Management For Voted - For
11 Decision on the Amendments Made to the Articles of
Associations 19th and 35th Articles Regarding
Permissions of Capital Markets of Board and
Ministry of Customs and Trade Management For Voted - For
12 Election of the Auditors and Auditors Committee Management For Voted - For
13 Authorizing Board of Directory Member Regarding
395th and 396th Articles of the Turkish Commercial
Code Management For Voted - Against
IHH HEALTHCARE BHD
CUSIP: Y374AH103
Meeting Date: 20-Jun-14 Meeting Type: Annual General Meeting
1 To Approve the Payment of A First and Final Single
Tier Cash Dividend of 2 Sen Per Ordinary Share of
Rm1.00 Each for the Financial Year Ended 31
December 2013 Management For Voted - For
2 To Re-elect the Following Director Who Retire
Pursuant to Article 113(1) of the Articles of
Association of the Company: Satoshi Tanaka Management For Voted - For
3 To Re-elect the Following Director Who Retire
Pursuant to Article 113(1) of the Articles of
Association of the Company: Mehmet Ali Aydinlar Management For Voted - For
4 To Re-elect the Following Director Who Retire
Pursuant to Article 113(1) of the Articles of
Association of the Company: Dr Tan See Leng Management For Voted - For
5 To Re-appoint Tan Sri Dato' Dr Abu Bakar Bin
Suleiman in Accordance with Section 129(6) of the
Companies Act, 1965 Management For Voted - For
6 To Approve the Payment of Directors' Fees to the
Non-executive Directors for the Financial Year
Ended 31 December 2013(as Specified) Management For Voted - For
7 To Approve the Payment of Directors' Fees to the
Non-executive Directors with Effect from 1 January
2014 Until the Next Annual General Meeting of the
Company(as Specified) Management For Voted - For
8 To Re-appoint Messrs KPMG As Auditors of the
Company and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
9 Authority to Allot Shares Pursuant to Section 132d
of the Companies Act, 1965 Management For Voted - For
983
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Proposed Allocation of Units Under the Long Term
Incentive Plan of the Ihh Group and Issuance of New
Ordinary Shares of Rm1.00 Each ("ihh Shares") in
Ihh to Tan Sri Dato ' Dr Abu Bakar Bin Suleiman Management For Voted - For
11 Proposed Allocation of Units Under the Long Term
Incentive Plan of the Ihh Group and Issuance of New
Ordinary Shares of Rm1.00 Each in Ihh ("ihh
Shares") to Dr Tan See Leng Management For Voted - For
12 Proposed Allocation of Units Under the Long Term
Incentive Plan of the Ihh Group and Issuance of New
Ordinary Shares of Rm1.00 Each in Ihh ("ihh
Shares") to Mehmet Ali Aydinlar Management For Voted - For
13 Proposed Allocation of Units Under the Long Term
Incentive Plan of the Ihh Group and Issuance of New
Ordinary Shares of Rm1.00 Each in Ihh ("ihh
Shares") to Ahmad Shahizam Bin Mohd Shariff Management For Voted - For
INDUSTRIAS PENOLES SAB DE CV
CUSIP: P55409141
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
I.I In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the Board
of Directors Management For Abstain
I.II In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the
General Director, Accompanied by the Opinion of the
Outside Auditor Management For Abstain
I.III In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Individual and
Consolidated Financial Statements for the 2013
Fiscal Year Management For Abstain
I.IV In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report Regarding the
Main Accounting and Information Policies and
Criteria That Were Followed in the Preparation of
the Financial Information Management For Abstain
I.V In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
984
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Appropriate, Approval Of: the Report from the Audit
and Corporate Practices Committee Management For Abstain
I.VI In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report Regarding the
Fulfillment of the Tax Obligations of the Company Management For Abstain
II Resolutions Regarding the Allocation of Results Management For Abstain
III Resolution Regarding the Amount That Can be
Allocated to the Purchase of Shares of the Company
in Accordance with the Terms of That Which is
Provided for in Article 56, Part IV, of the
Securities Market Law Management For Abstain
IV Election Or, If Deemed Appropriate, Ratification of
the Members of the Board of Directors,
Classification of Their Independence in Accordance
with the Terms of the Securities Market Law and the
Determination of Their Compensation Management For Abstain
V Designation Or, If Deemed Appropriate, Ratification
of the Chairperson of the Audit and Corporate
Practices Committee Management For Abstain
VI Designation of Special Delegates of the General
Meeting Management For Voted - For
VII Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Management For Voted - For
INDUSTRIES OF QATAR, DOHA
CUSIP: M56303106
Meeting Date: 10-Mar-14 Meeting Type: Annual General Meeting
Please Note That According to the Commercial Law of
Qatar, Votes Can Only Be-represented by A
Shareholder Attending the Meeting in Person and
Casting Your-vote Accordingly. Also, the Proxy
Cannot Represent More Than 5% of The- Company Share
Capital and 25% of the Shares Represented at the
Agm / Egm. Non-Voting Non-Voting
1 The Board Also Recommended Profits Distributing
Being Cash Dividends of 110 Percent from the Share
Par Value, I.e. Qar.11.00 for Each Share Management For Voted - For
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV, MEXICO
CUSIP: P5R19K107
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
I Presentation And, If Deemed Appropriate, Approval
of the Report from the General Director That is
Prepared in Accordance with Article 172 of the
General Mercantile Companies Law, Accompanied by
985
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Opinion of the Outside Auditor, Regarding the
Operations and Results of the Company for the
Fiscal Year That Ended on December 31, 2013, As
Well As the Opinion of the Board of Directors
Regarding the Content of That Report, Presentation
And, If Deemed Appropriate, Approval of the Report
from the Board of Directors That is Referred to in
Article 172, Line B, of the General Mercantile
Companies Law in Which are Contained the Main
Accounting and Information Policies and Criteria
That Were Followed in the Preparation of the
Financial Information of the Company, Presentation
And, If Deemed Appropriate, Approval of the
Financial Contd Management For Abstain
Contd Statements of the Company to December 31,
2013, and the Allocation Of-the Results from the
Fiscal Year, Presentation And, If Deemed
Appropriate,-approval of the Report Regarding the
Fulfillment of the Tax Obligations That-are the
Responsibility of the Company, Presentation And, If
Deemed- Appropriate, Approval of the Annual Report
Regarding the Activities That Were-carried Out by
the Audit and Corporate Practices Committees.
Resolutions In-this Regard Non-Voting Non-Voting
II Election and Or Ratification of the Members of the
Board of Directors, Both Full and Alternate, As
Well As of the Members and Chairpersons of the
Audit and Corporate Practices Committees,
Classification of the Independence of the Members
of the Board of Directors of the Company, in
Accordance with That Which is Established in
Article 26 of the Securities Market Law.
Resolutions in This Regard Management For Abstain
III Compensation for the Members of the Board of
Directors and of the Various Committees, Both Full
and Alternate, As Well As for the Secretary of the
Company. Resolutions in This Regard Management For Abstain
IV Designation of Special Delegates. Resolutions in
This Regard Management For Voted - For
INTERNATIONAL CONTAINER TERMINAL SERVICES INC
CUSIP: Y41157101
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
284840 Due to Receipt of D-irectors Names. All
Votes Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 Call to Order. the Call is Done to Officially Open
the Meeting Management For Voted - For
2 Determination of Existence of Quorum. the Presence
of Shareholders Holding at Least Majority of the
986
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Outstanding Shares is Required for the Existence of
A Quorum Management For Voted - For
3 Approval of the Minutes of the Annual Stockholders'
Meeting Held on 18 April 2013. Said Minutes Record
the Proceedings at the Last Stockholders' Meeting
Prior to This Meeting Management For Voted - For
4 Chairman's Report. the Chairman's Report Will
Present A Summary of Business Operation of the
Corporation and Its Subsidiaries During Preceding
Fiscal Year Management For Voted - For
5 Approval of the Chairman's Report and the 2013
Audited Financial Statements. Having Heard the
Report, the Shareholders are Asked to Approve the
Chairman's Report and the Audited Financial
Statements Management For Voted - For
6 Approval/ratification of Acts, Contracts,
Investments and Resolutions of the Board of
Directors and Management Since the Last Annual
Stockholders' Meeting. Said Acts, Contracts,
Investments and Resolutions are Summarized in Item
15 of the Definitive Information Statement (sec
Form 20-is) to be Furnished to the Shareholders and
Approval Thereof by the Stockholders is Sought Management For Voted - For
7 Election of Director: Enrique K. Razon, Jr. Management For Voted - For
8 Election of Director: Jon Ramon Aboitiz Management For Voted - For
9 Election of Director: Octavio R. Espiritu
(independent Director) Management For Voted - For
10 Election of Director: Joseph R. Higdon (independent
Director) Management For Voted - For
11 Election of Director: Jose C. Ibazeta Management For Voted - For
12 Election of Director: Stephen A. Paradies Management For Voted - For
13 Election of Director: Andres Soriano III Management For Voted - For
14 Appointment of External Auditors. the Appointment
of the External Auditor Named in Item 7 of the
Definitive Information Statement is Being Sought Management For Voted - Against
15 Other Matters. Any Other Matter Which May be
Brought to the Attention of the Stockholders May be
Raised Management For Voted - Against
16 Adjournment. This is Done to Officially End the
Meeting Management For Voted - For
KAZAKHMYS PLC, LONDON
CUSIP: G5221U108
Meeting Date: 07-Jan-14 Meeting Type: Ordinary General Meeting
1 To Approve the Sale of 50 Per Cent. of the Issued
Share Capital of Ekibastuz LLP and 100 Per Cent. of
the Issued Share Capital of Kazhydro to
Samruk-energo Management For Voted - For
987
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the 2013 Directors' and Auditors'
Reports and the Accounts of the Company Management For Voted - For
2 To Approve the Directors' Remuneration Policy Management For Voted - For
3 To Approve the 2013 Directors' Annual Report on
Remuneration Management For Voted - Against
4 To Elect Lynda Armstrong As A Director Management For Voted - For
5 To Re-elect Simon Heale As A Director Management For Voted - For
6 To Re-elect Oleg Novachuk As A Director Management For Voted - For
7 To Re-elect Eduard Ogay As A Director Management For Voted - Against
8 To Re-elect Clinton Dines As A Director Management For Voted - For
9 To Re-elect Vladimir Kim As A Director Management For Voted - For
10 To Re-elect Michael Lynch-bell As A Director Management For Voted - For
11 To Re-elect Lord Renwick As A Director Management For Voted - For
12 To Re-elect Charles Watson As A Director Management For Voted - For
13 To Appoint KPMG LLP As Auditors Management For Voted - For
14 To Authorise the Directors to Set the Auditors'
Remuneration Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply
Pre-emption Rights Management For Voted - For
17 To Authorise the Directors to Make Market Purchases
of the Company's Shares Management For Voted - For
18 To Authorise the Calling of General Meetings on 14
Clear Days' Notice Management For Voted - Against
19 To Approve the Ltip Waiver Granted by the Takeover
Panel Pursuant to the Vesting of Ltip Awards Management For Voted - For
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA
CUSIP: 48666V204
Meeting Date: 25-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
279493 Due to Deletion Of-resolution 2. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 26 Feb
2014. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
1 1.to Introduce the Proposed Amendments to the
Company Charter 2. Mr. Abat Nurseitov, Company Ceo
and Management Board Chairman, Shall Take Necessary
Actions Arising from This Resolution Management For Voted - For
988
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 14-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Cumulative Voting Applies to This
Resolution Regarding The-election of Directors.
Standing Instructions Have Been Removed for
This-meeting. Please Note That Only A Vote "for"
the Director Will be Cumulated.-please Contact Your
Client Service Representative If You Have Any
Questions. Non-Voting Non-Voting
1.1 Elect Daniyar Berlibayev As Director Management For Voted - Against
1.2 Elect Timur Bimagambetov As Director Management For Voted - Against
1.3 Elect Asiya Syrgabekova As Director Management For Voted - Against
1.4 Elect Yerzhan Zhangaulov As Director Management For Voted - Against
1.5 Elect Abat Nurseitov As Director Management For Voted - Against
1.6 Elect Philip Dayer As Director Management For Voted - For
1.7 Elect Edward Walshe As Director Management For Voted - For
1.8 Elect Alastair Ferguson As Director Management For Voted - For
2 Approve Remuneration of Directors Management For Voted - For
03 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 15 Apr 2014. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
03 Apr 2014: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
1 Approve Consolidated Financial Statements Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Annual Report Management For Voted - For
4 Receive Results of Shareholders Appeals on Actions
of Company and Its Officials Management For Voted - For
5 Receive Report on Remuneration of Directors and
Members of Management Board in 2013 Management For Voted - For
6 Approve Report on Activities of Board of Directors
and Management Board in Fiscal 2013 Management For Voted - For
7 Ratify Auditor Management For Voted - For
21 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 14 May 2014 at 10:00 Am. Consequently, Your
Voting I-nstructions Will Remain Valid for All
Calls Unless the Agenda is Amended. Than-k You Non-Voting Non-Voting
21 Apr 2014: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless Y-ou Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
989
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KGHM POLSKA MIEDZ S.A., LUBIN
CUSIP: X45213109
Meeting Date: 23-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Ordinary General Meeting Non-Voting Non-Voting
2 Election of the Chairman of the Ordinary General
Meeting Management For Voted - For
3 Confirmation of the Legality of Convening the
Ordinary General Meeting and Its Capacity to Adopt
Resolutions Management For Voted - For
4 Acceptance of the Agenda Management For Voted - For
5 Review of the Report of the Management Board on the
Activities of Kghm Polska Miedz S.a. in Financial
Year 2013 and the Financial Statements of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
6 Review of the Proposal of the Management Board
Concerning the Appropriation of Company Profit for
Financial Year 2013 Management For Voted - For
7 Review of the Supervisory Board of Kghm Polska
Miedz S.a. Report on the Results of Its Evaluation
of the Report of the Management Board on the
Activities of Kghm Polska Miedz S.a. in Financial
Year 2013 and of the Financial Statements of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
8.A Presentation by the Supervisory Board of A Brief
Assessment of the Standing of Kghm Polska Miedz
S.a. for Financial Year 2013, Including an
Evaluation of the Internal Control System and the
Company's Significant Risk Management System Management For Voted - For
8.B Presentation by the Supervisory Board of A Report
on the Activities of the Supervisory Board of Kghm
Polska Miedz S.a. for Financial Year 2013 Management For Voted - For
9.A Adoption of Resolution: on Approval of the Report
of the Management Board on the Activities of Kghm
Polska Miedz S.a. in Financial Year 2013 Management For Voted - For
9.B Adoption of Resolution: on Approval of the
Financial Statements of Kghm Polska Miedz S.a. for
Financial Year 2013 Management For Voted - For
9.C Adoption of Resolution: on the Appropriation of
Company Profit for Financial Year 2013 Management For Voted - For
10.A Adoption of Resolution: on Approval of the
Performance of Duties of Members of the Management
Board in Financial Year 2013 Management For Voted - For
990
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10.B Adoption of Resolution: on Approval of the
Performance of Duties of Members of the Supervisory
Board in Financial Year 2013 Management For Voted - For
11 Review of the Report of the Management Board on the
Activities of the Kghm Polska Miedz S.a. Group in
Financial Year 2013 and of the Consolidated
Financial Statements of the Kghm Polska Miedz S.a.
Group for Financial Year 2013 Management For Voted - For
12 Review of the Supervisory Board Report on the
Results of Its Evaluation of the Report of the
Management Board on the Activities of the Kghm
Polska Miedz S.a. Group in Financial Year 2013 and
of the Consolidated Financial Statements of the
Kghm Polska Miedz S.a. Group for Financial Year 2013 Management For Voted - For
13.A Adoption of Resolution: on Approval of the Report
of the Management Board on the Activities of the
Kghm Polska Miedz S.a. Group in Financial Year 2013 Management For Voted - For
13.B Adoption of Resolution: on Approval of the
Consolidated Financial Statements of the Kghm
Polska Miedz S.a. Group for Financial Year 2013 Management For Voted - For
14 Appointment of Members of the Supervisory Board of
Kghm Polska Miedz S.a. for the New, 9th Term Management For Abstain
15 Closing of the General Meeting Non-Voting Non-Voting
KIMBERLY-CLARK DE MEXICO SAB DE CV
CUSIP: P60694117
Meeting Date: 27-Feb-14 Meeting Type: Annual General Meeting
Please Note That Only Mexican Nationals Have Voting
Rights at This Meeting.-if You are A Mexican
National and Would Like to Submit Your Vote on
This-meeting Please Contact Your Client Service
Representative. Thank You Non-Voting Non-Voting
I Presentation And, If Deemed Appropriate, Approval
of the Report from The-general Director That is
Prepared in Accordance with Article 172 of
The-general Mercantile Companies Law, Accompanied
by the Opinion of the Outside- Auditor, Regarding
the Operations and Results of the Company for the
Fiscal-year That Ended on December 31, 2013, As
Well As the Opinion of the Board Of-directors
Regarding the Content of That Report, Presentation
And, If Deemed-appropriate, Approval of the Report
from the Board of Directors That Is-referred to in
Article 172, Line B, of the General Mercantile
Companies Law,-in Which are Contained the Main
Accounting and Information Policies And-criteria
Followed in the Preparation of the Financial Contd Non-Voting Non-Voting
Contd Information of the Company, Presentation And,
If Deemed Appropriate,-approval of the Financial
Statements of the Company to December 31, 2013,
And-allocation of the Results of the Fiscal Year,
Presentation And, If Deemed- Appropriate, Approval
991
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Report Regarding the Fulfillment of the
Tax-obligations That are the Responsibility of the
Company, Presentation And, If-deemed Appropriate,
Approval of the Annual Report Regarding the
Activities-carried Out by the Audit and Corporate
Practices Committee. Resolutions In-this Regard Non-Voting Non-Voting
II Presentation And, If Deemed Appropriate, Approval
of the Proposal from The-board of Directors for the
Payment of A Cash Dividend, Coming from The-balance
of the Net Fiscal Profit Account from 2013 and
Earlier Years, in The- Amount of Mxn 1.40 Per Share
for Each One of the Common, Nominative
Shares,-without A Stated Par Value, That are in
Circulation, from the A and B Series.-this Dividend
Will be Paid in Four Installments of Mxn 0.35 Per
Share On-april 3, July 3, October 2 and December 4,
2014. Resolutions in This Regard Non-Voting Non-Voting
III Appointment and Or Ratification of the Members of
the Board of Directors,-both Full and Alternate, As
Well As of the Chairperson of the Audit And-
Corporate Practices Committee, Classification
Regarding the Independence Of-the Members of the
Board of Directors of the Company in Accordance
with That-which is Established in Article 26 of the
Securities Market Law. Resolutions-in This Regard Non-Voting Non-Voting
IV Compensation for the Members of the Board of
Directors and of the Various-committees, Both Full
and Alternate, As Well As for the Secretary of The-
Company. Resolutions in This Regard Non-Voting Non-Voting
V Presentation And, If Deemed Appropriate, Approval
of the Report from The-board of Directors Regarding
the Policies of the Company in Relation to
The-acquisition of Shares of the Company And, If
Deemed Appropriate, Placement Of-the Same, Proposal
And, If Deemed Appropriate, Approval of the Maximum
Amount-of Funds That Can be Allocated to the
Purchase of Shares of the Company For-the 2014
Fiscal Year. Resolutions in This Regard Non-Voting Non-Voting
Meeting Date: 27-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Only Mexican Nationals Have Voting
Rights at This Meeting.-if You are A Mexican
National and Would Like to Submit Your Vote on
This-meeting Please Contact Your Client Service
Representative. Thank You Non-Voting Non-Voting
VI Proposal to Cancel Up to 12,544,597 Common,
Nominative Shares, with No Stated-par Value, from
Class I, That are Representative of the Fixed Part
of The-share Capital, Coming from the Stock
Repurchase Program and That are Held In-the
Treasury of the Company, of Which 6,542,341 are
from Series A And-6,002,256 are from Series B,
Proposal And, If Deemed Appropriate, Approval Of-
the Amendment of Article 5 of the Corporate Bylaws
992
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Company in Order To-reflect the
Corresponding Decrease in the Fixed Part of the
Share Capital.-resolutions in This Regard Non-Voting Non-Voting
VII Designation of Delegates Who Will Formalize and
Carry Out the Resolutions-passed by the Annual and
Extraordinary General Meeting of Shareholders Non-Voting Non-Voting
KOC HOLDING AS, ISTANBUL
CUSIP: M63751107
Meeting Date: 02-Apr-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening, Election of the Chairmanship Council Management For Voted - For
2 Reading, Deliberation of Annual Report for the Year
of 2013 Management For Voted - For
3 Reading of the Independent Audit Report for the
Year of 2013 Management For Voted - For
4 Reading, Deliberation and Submitting the 2013
Balance Sheet and Profit and Loss Statement for
Approval Management For Voted - For
5 Absolving the Members of the Board of Directors Management For Voted - For
6 Submitting to General Assembly's Approval of
Dividend Policy Management For Voted - For
7 Acceptance, Acceptance Through Modification Or
Rejection of Distribution of Profit and the
Dividend, Distribution Date Management For Voted - For
8 Election of Number of Board of Directors, Their
Duty Period, Independent Board of Directors and
Election According to the Number of Board of
Directors Management For Voted - For
9 Determination of Wage Policy for Member of Board of
Directors and Senior Executives Management For Voted - For
10 Determination of the Gross Monthly Remuneration of
the Board Members Management For Abstain
11 Deliberation and Decision on Independent Auditing
Firm Elected by Board of Directors Adherence to the
Laws and the Regulations of the Capital Markets
Board Management For Voted - For
12 Providing Information to General Assembly Regarding
the Donations Made Within the Fiscal Year 2013 and
993
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Determination of A Upper Limit for Donations to be
Made in 2014 Management For Voted - For
13 Providing Information to General Assembly About the
Assurances, Mortgages and Heritable Securities
Given to Third Parties Management For Voted - For
14 Granting of Permission to Shareholders Having
Managerial Control, Shareholder Board Members, Top
Managers and Up to the Second Degree Blood Or
Affinity Relatives in Accordance with Articles 395
and 396 of Turkish Commercial Code, Capital Markets
Board Legislation and Obtaining Information to the
Shareholders Concerning the Transactions Done in
the Year 2013 in Line with Corporate Governance
Principles Management For Voted - Against
15 Wishes and Hopes Management For Voted - For
KOLAO HOLDINGS CO LTD, CAYMAN
CUSIP: G5307W101
Meeting Date: 28-Mar-14 Meeting Type: Annual General Meeting
1 Approval of Financial Statement Management For Voted - Against
2 Approval of Partial Amendment to Articles of
Incorporation Management For Voted - For
3 Approval of Limit of Remuneration for Directors Management For Voted - For
4 Approval of Limit of Remuneration for Auditors Management For Voted - For
5 Approval of Stock Option for Staff Management For Voted - For
KOMERCNI BANKA A.S., PRAHA 1
CUSIP: X45471111
Meeting Date: 28-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
269244 Due to Deletion Of-resolution Number 5 and
Change in Voting Status of Resolution Numbers 1 and
4.-all Votes Received on the Previous Meeting Will
be Disregarded and You Will N- Eed to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Opening Non-Voting Non-Voting
2 Approval of the Rules of Order and of Voting of the
General Meeting, Election of General Meeting
Chairman, Minutes Clerk, Minutes Verifiers and
Scrutineers Management For Voted - For
3 Amendments to the Articles of Association Management For Voted - For
4 Closing Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
303658 Due to Change in Vo-ting Status of
Resolutions "2 to 6". All Votes Received on the
994
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Previous Meetin-g Will be Disregarded and You Will
Need to Reinstruct on This Meeting Notice.-thank
You. Non-Voting Non-Voting
1 Approve Management Board Report on Company's
Operations and State of Its Assets in Fiscal 2013 Management For Voted - For
2 Receive Report on Defensive Structure and
Mechanisms in Case of Takeover Bid Non-Voting Non-Voting
3 Receive Management Board Report on Relations Among
Related Entities Non-Voting Non-Voting
4 Receive Financial Statements, Consolidated
Financial Statements, and Allocatio-n of Income
Proposal Non-Voting Non-Voting
5 Receive Supervisory Board Reports Non-Voting Non-Voting
6 Receive Audit Committee's Report Non-Voting Non-Voting
7 Approve Financial Statements Management For Voted - For
8 Approve Allocation of Income and Dividend of Czk
230 Per Share Management For Voted - For
9 Approve Consolidated Financial Statements Management For Voted - For
10 Approve Agreements with Supervisory Board Members Management For Voted - For
11 Approve Agreements with Audit Committee Board
Members Management For Voted - For
12 Approve Share Repurchase Program Management For Voted - For
13 Ratify Ernst and Young Audit S.r.o. As Auditor Management For Voted - For
KUALA LUMPUR KEPONG BHD
CUSIP: Y47153104
Meeting Date: 19-Feb-14 Meeting Type: Annual General Meeting
1 To Approve the Payment of A Final Single Tier
Dividend of 35 Sen Per Share Management For Voted - For
2 To Re-elect the Following Director Who Retire by
Rotation in Accordance with Article 91(a) of the
Company's Articles of Association: Roy Lim Kiam Chye Management For Voted - For
3 To Re-elect the Following Director Who Retire by
Rotation in Accordance with Article 91(a) of the
Company's Articles of Association: Dato' Lee Hau
Hian Management For Voted - For
4 To Re-elect Tan Sri Azlan Bin Mohd Zainol Who
Retires in Accordance with Article 91(e) of the
Company's Articles of Association Management For Voted - For
5 To Consider And, If Thought Fit, Pass A Resolution
Pursuant to Section 129(6) of the Companies Act,
1965 to Re-appoint the Following As Director of the
Company and to Hold Office Until the Next Annual
General Meeting of the Company: Tan Sri Datuk Seri
Utama Thong Yaw Hong Management For Voted - For
6 To Consider And, If Thought Fit, Pass A Resolution
Pursuant to Section 129(6) of the Companies Act,
1965 to Re-appoint the Following As Director of the
Company and to Hold Office Until the Next Annual
General Meeting of the Company: R. M. Alias Management For Voted - For
995
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Fix and Approve Directors' Fees for the Year
Ended 30 September 2013 Amounting to Rm1,345,617
(2012: Rm1,390,000) Management For Voted - Against
8 To Re-appoint Auditors and to Authorise the
Directors to Fix Their Remuneration Management For Voted - Against
9 Proposed Authority to Buy Back Its Own Shares by
the Company Management For Voted - For
10 Proposed Shareholders' Mandate for Recurrent
Related Party Transactions Management For Voted - For
KUMBA IRON ORE LTD
CUSIP: S4341C103
Meeting Date: 09-May-14 Meeting Type: Annual General Meeting
O.1 To Reappoint Deloitte and Touche As Independent
External Auditors and Sbf Carter As the Designated
Auditor in Terms of Section 90(1) of the Companies
Act Management For Voted - For
O.2 To Elect Am Oneill As A Director of the Company in
Terms of Clause 22.10 of the Memorandum of
Incorporation Management For Voted - For
O.3.1To Elect by Way of Separate Resolution the
Following Non Executive Director of the Company Who
Retire by Rotation in Terms of Article 24.2 of the
Memorandum of Incorporation: Gs Gouws Management For Voted - For
O.3.2To Elect by Way of Separate Resolution the
Following Non Executive Director of the Company Who
Retire by Rotation in Terms of Article 24.2 of the
Memorandum of Incorporation: Kt Kweyama Management For Voted - Against
O.3.3To Elect by Way of Separate Resolution the
Following Non Executive Director of the Company Who
Retire by Rotation in Terms of Article 24.2 of the
Memorandum of Incorporation: Lm Nyhonyha Management For Voted - For
O.4.1To Elect by Way of Separate Resolution the
Following Independent Non Executive Director As
Members of the Audit Committee in Terms of Section
94 of the Companies Act: Zbm Bassa Management For Voted - For
O.4.2To Elect by Way of Separate Resolution the
Following Independent Non Executive Director As
Members of the Audit Committee in Terms of Section
94 of the Companies Act: Aj Morgan Management For Voted - For
O.4.3To Elect by Way of Separate Resolution the
Following Independent Non Executive Director As
Members of the Audit Committee in Terms of Section
94 of the Companies Act: Dd Mokgatle Management For Voted - For
O.4.4To Elect by Way of Separate Resolution the
Following Independent Non Executive Director As
Members of the Audit Committee in Terms of Section
94 of the Companies Act: Lm Nyhonyha Management For Voted - For
O.5.1To Elect by Way of Separate Resolution the
Following Director As Members of the Social and
996
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Ethics Committee in Terms of Regulation 43 of the
Companies Regulations 2011: Dd Mokgatle Management For Voted - For
O.5.2To Elect by Way of Separate Resolution the
Following Director As Members of the Social and
Ethics Committee in Terms of Regulation 43 of the
Companies Regulations 2011: Aj Morgan Management For Voted - For
O.5.3To Elect by Way of Separate Resolution the
Following Director As Members of the Social and
Ethics Committee in Terms of Regulation 43 of the
Companies Regulations 2011: Bp Sonjica Management For Voted - For
O.6 Approval of Remuneration Policy and Its
Implementation by Way of Non Binding Advisory Vote
As Recommended by Principle 2.27 of King III Management For Voted - For
O.7 General Authority for Directors to Control 5
Percent of Authorised But Unissued Shares Management For Voted - For
S.1 General Authority to Issue Shares for Cash Management For Voted - For
S.2 Remuneration of Non Executive Directors in Terms of
Sections 66(8) and 66(9) of the Companies Act Management For Voted - For
S.3 Approval for the Granting of Financial Assistance
in Terms of Sections 44 and 45 of the Companies Act Management For Voted - For
S.4 General Authority to Repurchase Shares Management For Voted - For
14 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 02 May to 23 Apr
2014. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You Non-Voting Non-Voting
KUWAIT FINANCE HOUSE (K.S.C.), MURGNAB
CUSIP: M64176106
Meeting Date: 23-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
290171 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders Cannot Vote Against
the Agenda Item Calling For-the
Appointment/election/re-election of the Board of
Directors of Joint Stock-public Shareholding
Companies. It is Only Possible for Shareholders to
Either:-vote in Favour of Each Respective Nominee,
Or Abstain from Voting. Non-Voting Non-Voting
1 Hearing the Report of the Board for the Financial
Year Ended on 31 Dec 2013 and Certification Thereof Management For Voted - For
2 Hearing the Report of the Auditors for the
Financial Year Ended on 31 Dec 2013 and
Certification Thereof Management For Voted - For
3 Hearing of the Report of the Legal Legislation and
Supervision Authority Pertaining to the Works of
the Kuwait Finance House Abiding by the Provisions
997
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Islamic Sharia Law for the Financial Year
Ended on 31 Dec 2013 Management For Voted - For
4 Hearing of the Report on Financial and Non-
Financial Penalties Imposed Against the Company by
the Central Bank of Kuwait Management For Voted - For
5 Adopting the Balance Sheets and Statements of
Profit and Loss for the Financial Year Ended on 31
Dec 2013 Management For Voted - For
6 Approving of Distributing the Cash Profits of 13pct
on the Capital That is Kwd 0.013 Per Share Subject
to 15pct Withholding Tax for the Shareholders
Registered in the Company Registers on the Date of
Holding the General Assembly Management For Voted - For
7 Approving of Transferring 10 Pct of the Profits to
the Statutory Fund Management For Voted - For
8 Approval of the General Assembly of the Bonus to
the Members of the Board As Well As the Bonuses for
the Board Committees for 2013 Management For Voted - For
9 Increasing the Capital of the Company by
Distributing Grant Shares to Shareholders of 13 Pct
of the Capital, Namely 498 354 529 Shares to the
Shareholders Registered in the Records of the
Company on the Work Day Prior the Day of Amendment
of the Share Price in Accordance with Article One
of the Decision of the Market Committee No. 01 of
2013 Issued by the Kuwait Exchange. the Said
Article Stipulated That. Management For Voted - For
Second, Distribution of Grant Shares, the Share
Price Shall be Amended After Three Work Days in the
Exchange Following the Receipt of the Written
Notification from the Board of the Company
Announcing the End of the Registration Procedures
Pertaining to the Decision of the Extraordinary
General Assembly of the Distribution of the Grant
Shares to the Shareholders Registered in the
Company Records on the Work Day Prior the Day of
Amendment of the Share Price Non-Voting
10 Permitting the Board of Directors to Grant Funding
to the Members of the Board and Concerned Bodies Management For Abstain
11 Delegating the Board to Purchase Or Sell 10pct of
the Bank Shares in Accordance with the Decision of
the Minister of Commerce and Industry No. 10 of
1987 Issued on 16 Feb 1987 and the Directions of
the Central Bank of Kuwait No. 2 Rba 101 2003
Pertaining to the Regulations of the Share Purchase
Operation Completed by Banks for 18 Months Management For Voted - For
12 Discharging the Members of the Board for All
Matters Pertaining to Their Legal Actions for the
Financial Year Ended on 31 Dec 2013 Management For Voted - For
13 Appointing Or Re-appointing the Auditors for the
Financial Year Ended in 2014 and Delegating the
Board to Determine Their Fees Management For Voted - For
14 Appointing Or Re-appointing the Members of the
Legal Legislation and Supervision Authority for
998
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2014 and Delegating the Board to Determine Their
Fees Management For Abstain
15 Electing the Members of the Board for the Three
Coming Years 2014 to 2016 Management For Abstain
13 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution 13.
If You Have Already Sent in Your Votes for Mid:
293012 Pl-ease Do Not Revote on This Meeting Unless
You Decide to Amend Your Instruction-s. Non-Voting Non-Voting
Meeting Date: 23-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
292868 Due to Change in Ag-enda. All Votes Received
on the Previous Meeting Will be Disregarded and You
W-ill Need to Reinstruct on This Meeting Notice.
Thank You. Non-Voting Non-Voting
1 Increasing the Capital of the Company by
Distributing the Grant Shares to Shareholders of 13
Pct of the Capital, Namely 498,354,529 Shares to
the Shareholders Registered in the Company Records
on the Work Day Prior the Day of Amending the Share
Price in Accordance with Article One of the
Decision of the Market Committee No. 01 of 2013
Issued by the Kuwait Exchange. the Said Article
Stipulated That Second Distribution of Grant
Shares. the Share Price Shall be Amended After
Three Work Days in the Exchange Following the
Receipt of the Written Notification from the Board
of the Company Announcing the End of the
Registration Procedures Pertaining to the Decision
of the Extraordinary General Assembly of the
Distribution of the Grant Shares to the
Shareholders Registered in the Company Records on
the Work Day Prior the Day of Amendment of the
Share Price Management For Voted - For
2 Amendment of Article 8 of the Memorandum of
Association and Article 7 of the Articles of
Association As Follows: Current Text of Article 8
of the Memorandum of Association and Article 7 of
the Articles of Association: the Capital of the
Company Has Been Fixed at Three Hundred and Eighty
Three Million and Three Hundred and Forty Nine
Thousand and Six Hundred and Thirty Seven Dinars
Divided Into Three Thousand and Eight Hundred and
Thirty Three Million and Four Hundred and Ninety
Six Thousand and Three Hundred and Seventy Nine
Shares, Each Being for One Hundred Fils. All Shares
are Cash Shares; Suggested Text of Article 8 of the
Memorandum of Association and Article 7 of the
Articles of Association: the Capital of the Company
Has Been Fixed at Four Hundred and Thirty Three
Million and One Hundred and Eighty Five Thousand
and Ninety Dinars Divided Into Four Thousand and
Three Hundred and Thirty One Million and Eight
Hundred and Fifty Thousand and Nine Hundred and
999
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Eight Shares, Each Being for One Hundred Fils. All
Shares are Cash Shares Management For Voted - For
3 Amendments Suggested to the Memorandum and Articles
of Association of Kfh in Accordance with the
Provisions of the Companies Law and the Executive
Deeds Thereof Management For Abstain
LATAM AIRLINES GROUP SA, CHILE
CUSIP: P61894104
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
A Approval of the Annual Report, Balance Sheet and
Financial Statements of the Company for the Fiscal
Year That Ended on December 31, 2013 Management For Voted - For
B Election of the Board of Directors of the Company Management For Abstain
C Establishment of the Compensation for the Board of
Directors of the Company for the Fiscal Year That
Ends on December 31, 2014 Management For Abstain
D The Establishment of the Compensation of the
Committee of Directors of the Company and the
Determination of Its Budget for the Fiscal Year
That Ends on December 31, 2014 Management For Abstain
E Designation of an Outside Auditing Firm for the
Company, Designation of Risk Rating Agencies for
the Company and Accounts Regarding the Matters That
are Referred to in Title Xvi of Law Number 18,046,
the Share Corporations Law Management For Voted - For
F Information Regarding the Cost of Processing,
Printing and Sending the Information That is
Referred to in Circular Number 1816 of the
Superintendency of Securities and Insurance Management For Voted - For
G Designation of the Newspaper in Which the Notices
of the Company Will be Published Management For Voted - For
H Other Matters of Corporate Interest That are
Appropriate for the Cognizance of an Annual General
Meeting of Shareholders of the Company Management For Voted - Against
LT GROUP INC, MAKATI CITY
CUSIP: Y5342M100
Meeting Date: 09-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
333321 Due to Splitting Of-resolution 6. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 Call to Order Management For Voted - For
2 Proof of Notice of Meeting/certification of Quorum Management For Voted - For
3 Approval of the Minutes of the Previous Meeting Management For Voted - For
4 Management Report Management For Voted - For
1000
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratification of All Acts, Transactions and
Resolutions by the Board of Directors and
Management in 2013 Management For Voted - For
6.A Amendment of the Articles of Incorporation: Change
of Principal Office Management For Voted - For
6.B Amendment of the Articles of Incorporation:
Increase in the Number of Directors Management For Voted - For
7 Election of Directors: Dr. Lucio C. Tan Management For Voted - Against
8 Election of Directors: Mr. Harry C. Tan Management For Voted - Against
9 Election of Directors: Ms. Carmen K. Tan Management For Voted - Against
10 Election of Directors: Mr. Lucio K. Tan, Jr Management For Voted - Against
11 Election of Directors: Mr. Michael G. Tan Management For Voted - Against
12 Election of Directors: Ms. Juanita Tan Lee Management For Voted - Against
13 Election of Directors: Mr. Washington Z. Sycip Management For Voted - Against
14 Election of Directors: Mr. Joseph T. Chua Management For Voted - Against
15 Election of Directors: Mr. Peter Y. Ong Management For Voted - Against
16 Election of Independent Director: Mr. Robin C. Sy Management For Voted - For
17 Election of Independent Director: Mr. Antonino L.
Alindogan, Jr Management For Voted - For
18 Election of Independent Director: Atty. Wilfrido E.
Sanchez Management For Voted - For
19 Election of Independent Director: Ms. Florencia G.
Tarriela Management For Voted - For
20 Adjournment Management For Voted - For
MALAYAN BANKING BHD MAYBANK
CUSIP: Y54671105
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Approve the Payment of A Final Single-tier
Dividend in Respect of the Financial Year Ended 31
December 2013 of Single-tier Dividend of 31 Sen Per
Ordinary Share As Recommended by the Board Management For Voted - For
3 To Re-elect the Following Director, Each of Who
Retires by Rotation in Accordance with Articles 96
and 97 of the Company's Articles of Association:-
Dato' Dr Tan Tat Wai Management For Voted - For
4 To Re-elect the Following Director, Each of Who
Retires by Rotation in Accordance with Articles 96
and 97 of the Company's Articles of Association:-
Mr Cheah Teik Seng Management For Voted - For
5 To Re-elect Datuk Abdul Farid Alias Who Retires in
Accordance with Article 100 of the Company's
Articles of Association Management For Voted - For
6 To Re-appoint Messrs Ernst & Young As Auditors of
the Company for the Financial Year Ending 31
December 2014 and to Authorise the Directors to Fix
Their Remuneration Management For Voted - For
1001
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Authority to Directors to Issue Shares Management For Voted - For
8 Allotment and Issuance of New Ordinary Shares of
Rm1.00 Each in Maybank ("maybank Shares") in
Relation to the Recurrent and Optional Dividend
Reinvestment Plan That Allows Shareholders of
Maybank ("shareholders") to Reinvest Their Dividend
to Which the Dividend Reinvestment Plan Applies, in
New Ordinary Shares of Rm1.00 Each in Maybank
("dividend Reinvestment Plan") Management For Voted - For
9 Proposed Allocation of Options And/or Grant of
Maybank Shares to Datuk Abdul Farid Alias Management For Voted - For
MANILA ELECTRIC CO., PASIG CITY
CUSIP: Y5764J148
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
1 Call to Order Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 Approval of the Minutes of the Annual Meeting of
Stockholders Held on May 28, 2013 Management For Voted - For
4 Report of the President and Chief Executive Officer Management For Voted - For
5 Prospect/ Outlook from the Chairman Management For Voted - For
6 Approval of the 2013 Audited Financial Statements Management For Voted - For
7 Approval of Amendment to Section 3 of the Articles
of Incorporation to Comply with Sec Memorandum
Circular No. 6 Series of 2014 Management For Voted - For
8 Ratification of Acts of Board and Management Management For Voted - For
9 Election of Director: Ray C. Espinosa Management For Voted - Against
10 Election of Director: James L. Go Management For Voted - Against
11 Election of Director: John L. Gokongwei, Jr. Management For Voted - Against
12 Election of Director: Lance Y. Gokongwei Management For Voted - Against
13 Election of Director: Jose Ma. K. Lim Management For Voted - Against
14 Election of Director: Manuel M. Lopez Management For Voted - Against
15 Election of Director: Napoleon L. Nazareno Management For Voted - Against
16 Election of Director: Artemio V. Panganiban
(independent Director) Management For Voted - For
17 Election of Director: Manuel V. Pangilinan Management For Voted - Against
18 Election of Director: Oscar S. Reyes Management For Voted - Against
19 Election of Director: Pedro E. Roxas (independent
Director) Management For Voted - For
20 Appointment of External Auditors Management For Voted - For
21 Other Business That May Properly Come Before the
Meeting Management Against Voted - For
22 Adjournment Management For Voted - For
1002
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MAXIS BHD
CUSIP: Y58460109
Meeting Date: 07-May-14 Meeting Type: Annual General Meeting
1 To Declare A Final Single-tier Tax- Exempt Dividend
of 8 Sen Per Ordinary Share for the Financial Year
Ended 31 December 2013 Management For Voted - For
2 To Re-elect the Following Director Who Retire
Pursuant to Article 114(1) of the Company's
Articles of Association and Who Being Eligible,
Have Offered Himself for Re- Election: Robert
William Boyle Management For Voted - Against
3 To Re-elect the Following Director Who Retire
Pursuant to Article 114(1) of the Company's
Articles of Association and Who Being Eligible,
Have Offered Himself for Re- Election: Augustus
Ralph Marshall Management For Voted - Against
4 To Re-elect the Following Director Who is Appointed
to the Board During the Year and Retire Pursuant to
Article 121 of the Company's Articles of
Association: Hamidah Naziadin (appointed on 1
February 2014) Management For Voted - For
5 To Re-elect the Following Director Who is Appointed
to the Board During the Year and Retire Pursuant to
Article 121 of the Company's Articles of
Association: Morten Lundal (appointed on 1 October
2013) Management For Voted - Against
6 To Re-appoint Messrs PricewaterhouseCoopers ("pwc")
As Auditors of the Company to Hold Office from the
Conclusion of This Meeting Until the Conclusion of
the Next Annual General Meeting and to Authorise
the Directors to Fix Their Remuneration Management For Voted - Against
Meeting Date: 07-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Astro Holdings Sdn Bhd And/or Its
Affiliates, Including But Not Limited to Astro
Digital 5 Sdn Bhd, Measat Broadcast Network Systems
Sdn Bhd, Astro Radio Sdn Bhd, Astro Entertainment
Sdn Bhd, Kristal-astro Sdn Bhd and Getit
Infoservices Private Limited Management For Voted - For
2 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Tanjong Public Limited Company And/or
Its Affiliates, Including But Not Limited to
Tanjong City Centre Property Management Sdn Bhd and
Tgv Cinemas Sdn Bhd Management For Voted - For
3 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
1003
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Related Party Transactions of A Revenue Or Trading
Nature with Measat Global Berhad And/or Its
Affiliates, Including But Not Limited to Measat
Satellite Systems Sdn Bhd and Measat Broadband
(international) Ltd Management For Voted - For
4 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Usaha Tegas Sdn Bhd And/or Its
Affiliates, Including But Not Limited to Ut
Hospitality Services Sdn Bhd, Ut Projects Sdn Bhd,
Ut Energy Services Sdn Bhd, Utsb Management Sdn
Bhd, Srg Asia Pacific Sdn Bhd, Bumi Armada Berhad,
Mobitel (private) Limited and Sri Lanka Telecom PLC Management For Voted - For
5 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Umts (malaysia) Sdn Bhd Management For Voted - For
6 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Maxis Communications Berhad And/or Its
Affiliates, Including But Not Limited to Dishnet
Wireless Limited, Aircel Limited and Bridge Mobile
Pte Ltd Management For Voted - For
7 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Saudi Telecom Company And/or Its
Affiliates, Including But Not Limited to Cell C
(ply) Ltd, Kuwait Telecom Company, Avea Iletisim
Hizmetleri A.s., Sebit Egitim Ve Bilgi
Teknolojileri Anonim Sirketi and Viva Bahrain Bsc
(c) Management For Voted - For
8 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Pt Axis Telekom Indonesia Management For Voted - For
9 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Malaysian Jet Services Sdn Bhd Management For Voted - For
10 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Malaysian Landed Property Sdn Bhd Management For Voted - For
11 Proposed Shareholders' Mandate for the Company
And/or Its Subsidiaries to Enter Into Recurrent
Related Party Transactions of A Revenue Or Trading
Nature with Opcom Cables Sdn Bhd Management For Voted - For
10 Apr 2014: Please Note That This is A Revision
Due to Modification of Text O-f Resolution 7. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
1004
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MERCADOLIBRE, INC.
CUSIP: 58733R102 TICKER: MELI
Meeting Date: 17-Jun-14 Meeting Type: Annual
1. Director Management
1 Susan Segal Management For Voted - For
2 Michael Spence Management For Vote Withheld
3 Mario Eduardo Vazquez Management For Voted - For
2. Advisory Vote on the Compensation of our Named
Executive Officers Management For Voted - For
3. Ratification of the Appointment of Deloitte & Co.
S.a. As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014 Management For Voted - For
MEXICHEM SAB DE CV
CUSIP: P57908132
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
I Report from the General Director And, on the Basis
of This Report, the Report from the Board of
Directors, for the Purposes of Article 28, Part IV,
Line B, of the Securities Market Law and Article
172 of the General Mercantile Companies Law,
Regarding the Operations and Results from the
Fiscal Year That Ended on December 31, 2013, and
the Audited Individual and Consolidated Financial
Statements of the Company, with Its Subsidiaries,
to That Date, As Well As the Report That is
Referred to in Part Xix of Article 76 of the Income
Tax Law Management For Abstain
II Presentation of the Annual Report from the Audit
and Corporate Practices Committee of the Company Management For Abstain
III Proposal and Resolution Regarding the Allocation of
the Results for the Fiscal Year That Ended on
December 31, 2013 Management For Abstain
IV Election and Or Ratification of the Members of the
Board of Directors, Both Full and Alternate, the
Secretary and Vice Secretary, As Well As of the
Members and Secretary of the Audit and Corporate
Practices Committee of the Company Management For Abstain
V Determination of the Compensation for the Members
of the Board of Directors, As Well As for the
Persons Who Will Make Up the Audit and Corporate
Practices Committee of the Company Management For Abstain
VI Determination of the Maximum Amount of Funds That
Can be Allocated, During the 2014 Fiscal Year, to
the Purchase of Shares of the Company Management For Abstain
VII The Annual Report from the Board of Directors
Regarding the Adoption Or Modification of the
1005
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Policies Regarding the Acquisition of Shares of the
Company and Regarding the Resolutions of That
Corporate Body in Regard to the Purchase and Or
Placement of Shares of the Company Management For Abstain
VIII Designation of Delegates Who Will Carry Out and
Formalize the Resolutions That are Passed by the
General Meeting Management For Voted - For
MINERA FRISCO SAB DE CV
CUSIP: P6811U102
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Please Note That Only Mexican Nationals Have Voting
Rights at This Meeting. If-you are A Mexican
National and Would Like to Submit Your Vote on This
Meeting-please Contact Your Client Service
Representative. Thank You Non-Voting Non-Voting
I Presentation of the Tax Opinion from the Outside
Auditor for the 2012 Fiscal Y-ear. Resolutions in
This Regard Non-Voting Non-Voting
II.I Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report F-rom the
General Director That Was Prepared in Accordance
with Article 44, Part-xi, of the Securities Market
Law and Article 172 of the General Mercantile Co-
Mpanies Law, Accompanied by the Opinion of the
Outside Auditor, Regarding The-operations and
Results of the Company for the Fiscal Year That
Ended on Decemb-er 31, 2013, As Well As the Opinion
of the Board of Directors Regarding the Co-ntent of
That Report Non-Voting Non-Voting
II.II Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report F-rom the
Board of Directors That is Referred to in Article
172, Line B, of The-general Mercantile Companies
Law, in Which are Contained the Main Accounting
A-nd Information Policies and Criteria That Were
Followed in the Preparation Of-the Financial
Information of the Company Non-Voting Non-Voting
IIIII Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report O-n the
Activities and Transactions in Which the Board of
Directors Has Interven-ed, in Accordance with
Article 28, Part IV, Line E, of the Securities
Market L-aw Non-Voting Non-Voting
II.IV Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Individu-al and
Consolidated Financial Statements of the Company to
December 31, 2013 Non-Voting Non-Voting
II.V Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Annual R-eport
Regarding Activities That Were Carried Out by the
Audit and Corporate Pr-actices Committees in
1006
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accordance with Article 43, Part I and II, of the
Securi- Ties Market Law. Resolutions in This Regard Non-Voting Non-Voting
III Presentation, Discussion And, If Deemed
Appropriate, Approval of the Proposal-for the
Allocation of Results. Resolutions in This Regard Non-Voting Non-Voting
IV Discussion And, If Deemed Appropriate, Election and
Or Ratification of the Mem-bers of the Board of
Directors, Secretary and Vice Secretary of the
Company. R- Esolutions in This Regard Non-Voting Non-Voting
V Determination of the Compensation for the Members
of the Board of Directors, S-ecretary and Vice
Secretary of the Company. Resolutions in This Regard Non-Voting Non-Voting
VI Discussion And, If Deemed Appropriate, Approval of
the Appointment and Or Rati-fication of the
Corporate Practices and Audit Committee of the
Company. Resolu- Tions in This Regard Non-Voting Non-Voting
VII Determination of the Compensation for the Members
of the Corporate Practices A-nd Audit Committee of
the Company. Resolutions in This Regard Non-Voting Non-Voting
VIII Presentation, Discussion And, If Deemed
Appropriate, Approval of A Transaction-under
Article 47 of the Securities Market Law.
Resolutions in This Regard Non-Voting Non-Voting
IX Designation of Delegates to Carry Out and Formalize
the Resolutions That are P-assed by the General
Meeting. Resolutions in This Regard Non-Voting Non-Voting
17 Apr 2014: Please be Advised That Shares with
Series A1 are Commonly Used Fo-r Those Shares That
Confer Full Voting Rights and Can Only be Acquired
by Mexi-can Nationals. in Some Cases, Issuers Have
Established Neutral Trusts to Allow-foreign
Investors to Purchase Otherwise Restricted Shares.
in These Instances-, the Neutral Trust Retains
Voting Rights of the Security. Only Send Voting
In-structions If the Final Beneficial Owner is A
National and This Customer is Re-gistered As Such
in Banamex Mexico Or If the Issuers Prospectus
Allow Foreign-investors to Hold Shares with Voting
Rights Non-Voting Non-Voting
17 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
MISC BHD, KUALA LUMPUR
CUSIP: Y6080H105
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements of the
Company for the Financial Year Ended 31 December
2013 Together with the Reports of the Directors and
Auditors Thereon Management For Voted - For
1007
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Declare A Final Tax Exempt Dividend of 5 Sen Per
Ordinary Share in Respect of the Financial Year
Ended 31 December 2013 Management For Voted - For
3 To Re-elect the Following Director Who Retire by
Rotation Pursuant to Article 97 of the Company's
Articles of Association: Datuk Manharlal A/l Ratilal Management For Voted - For
4 To Re-elect the Following Director Who Retire by
Rotation Pursuant to Article 97 of the Company's
Articles of Association: Mohd. Farid Bin Mohd. Adnan Management For Voted - Against
5 To Approve the Payment of Directors' Fees of
Rm476,000.00 for the Financial Year Ended 31
December 2013 Management For Voted - For
6 To Re-appoint Messrs Ernst & Young As Auditors of
the Company to Hold Office from the Conclusion of
This Annual General Meeting Until the Conclusion of
the Next Annual General Meeting and to Authorise
the Directors to Fix Their Remuneration Management For Voted - For
MOBILE TELECOMMUNICATIONS COMPANY K.S.C, SHUWAIKH
CUSIP: M7034R101
Meeting Date: 20-Feb-14 Meeting Type: Ordinary General Meeting
Please Note That Shareholders Cannot Vote Against
the Agenda Item Calling For-the
Appointment/election/re-election of the Board of
Directors of Joint Stock-public Shareholding
Companies. It is Only Possible for Shareholders to
Either:-vote in Favour of Each Respective Nominee,
Or Abstain from Voting. Non-Voting Non-Voting
Please Note That This is an Amendment to Meeting Id
279578 Due to Addition Of-resolutions 1 to 3 and 5
to 10. All Votes Received on the Previous Meeting
Wi-ll be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Than-k You. Non-Voting Non-Voting
1 To Hear and Approve of the Report of the Board of
Directors for the Year Ended 31 December 2013 Management For Abstain
2 To Hear and Approve of the Report of the Auditors
for the Year Ended 31 December 2013 Management For Abstain
3 To Discuss and Approve of the Final Financials and
Balance Sheet for the Year Ended 31 December 2013 Management For Abstain
4 To Approve of the Proposal of the Board of
Directors to Distribute A Cash Dividend at the Rate
of 50pct of the Capital at Kwd 0.050 Per Share
Excluding the Treasury Shares and That is for the
Shareholders Who are Registered in the Company's
Records on the Agm Date, Record Date Management For Abstain
5 To Approve of Transferring of Kwd 370,470 to the
Legal Reserve from the Profits of the Financial
Year Ended 31 December 2013 Management For Voted - For
6 To Approve of the Remuneration of the Board of
Directors in the Amount of Kwd 430,000 for the
Financial Year Ended 31 December 2013 Management For Voted - For
1008
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Authorize the Board of Directors to Purchase
10pct of the Company's Shares in Accordance with
the Provisions of Article No 175 from Law No. 25
for Year 2012 and Cma Instructions for the
Organization of Buying the Shareholding Companies
Its Shares, Treasury Shares and How to Use and Deal
with It, No. H.a.m Q.t.a T.sh 6 2013 Management For Voted - For
8 Approval of Dealings with Related Parties Management For Abstain
9 To Release the Directors from Liability for Their
Lawful Acts for the Year Ended 31 December 2013 Management For Abstain
10 To Appoint and Or Re-appoint the Auditors for the
Financial Year Ending 31 December 2014 and
Authorize the Board of Directors to Fix Their Fees Management For Voted - For
11 To Elect Board of Directors for the Upcoming Three
Years Management For Abstain
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 02 Mar
2014. Consequently, Your Voting Instructions Will
Remain V-alid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
14 Feb 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-abstain' for
Resolution No 11, Against is Not A Voting Option on
This Resolut-ion Non-Voting Non-Voting
14 Feb 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes for Mid: 282277, Please Do Not
Revote On-this Meeting Unless You Decide to Amend
Your Instructions. Non-Voting Non-Voting
MOL HUNGARIAN OIL AND GAS PLC, BUDAPEST
CUSIP: X5462R112
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
275011 Due to Addition Of-resolution 14 and Change
in Sequence of Resolutions from "14 to 16" to "15
To-17". All Votes Received on the Previous Meeting
Will be Disregarded and You Wi-ll Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
1009
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 24 Apr 2014
at 11:00 Hrs. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
1 Proposed Resolution on the Approval of the
Electronic Vote Collection Method Management For Voted - For
2 Approval of the Election of the Keeper of the
Minutes, the Shareholders to Authenticate the
Minutes and the Counter of the Votes in Line with
the Proposal of the Chairman of the Annual General
Meeting Management For Voted - For
3 The Board of Directors Proposes to the General
Meeting to Approve the Consolidated Financial
Statements of Mol Group Prepared Based on Section
10 of the Hungarian Accounting Act, in Accordance
with Ifrs and the Related Auditor's Report with
Total Assets of Huf 4,641 Bn And Management For Voted - For
Profit Attributable to Equity Holders of Huf 21 Bn.
the Board of Directors Proposes to the General
Meeting to Approve the Annual Report of Mol PLC.
Prepared in Accordance with Hungarian Accounting
Act and the Related Auditors' Report with Total
Assets of Huf 3,059 Bn, Net Loss for the Period of
Huf 78 Bn and Tied Up Reserve of Huf 46 Bn Non-Voting
4 The Board of Directors Proposes to the General
Meeting That Huf 60bn Shall be Paid Out As A
Dividend in 2014, for the Financial Year Ended 31
December 2013, from Reserves Available for Dividend
Distribution. the Dividend on Treasury Shares Will
be Distributed to Those Shareholders Eligible for
Such Dividend, in Proportion to Their Number of
Shares. the Net Loss Shall be Transferred to
Retained Earnings Management For Voted - For
5 The Board of Directors Upon the Approval of the
Supervisory Board Proposes to the General Meeting
to Approve the Corporate Governance Report, Based
on the Corporate Governance Recommendations of the
Budapest Stock Exchange Management For Voted - For
6 The Board of Directors Proposes to the General
Meeting - Under Article 12.12 of the Articles of
Association - to Approve the Work of Board of
Directors Performed in the Business Year 2013 and
Grant Waiver to the Board of Directors and Its
Members Under Subsection (5) of Section 30 of the
Company Act Management For Voted - For
7 The Audit Committee Proposes to the General Meeting
the Election of Ernst & Young Konyvvizsgalo Kft.
(1132 Budapest, Vaci Ut 20.) to be the Independent
Auditor of Mol PLC. for the Year 2014, Until the
Agm Closing the Year But Latest 30 April 2015. the
Audit Committee Proposes the Audit Fee for Mol PLC.
for 2014 to be Huf 75.8 Million Plus Vat. Auditor
1010
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Personally Responsible Appointed by Ernst & Young
Konyvvizsgalo Kft. is Zsuzsanna Bartha
(registration Number: Mkvk-005268), in Case of Her
Hindrance Substituted by Istvan Havas (registration
Number: Mkvk- 003395). in Addition to the
Abovementioned, the Material Elements of the
Contract with the Auditor are As Follows: Scope:
Audit of the Statutory Financial Statements of Mol
PLC. Prepared for the Year 2014 in Accordance with
Law C of 2000 on Accounting and the Audit of the
Consolidated Financial Statements of Mol Group
Prepared Management For Voted - For
For the Year 2014 in Accordance with the
International Financial Reporting Standards (ifrs).
Billing and Settlement: in 12 Equal Monthly
Installments, Invoices are Submitted by the 5th Day
of the Following Month and Mol PLC. is Obliged to
Settle Them in 30 Days. Term of the Contract: from
25 April 2014 Until the General Meeting Closing the
Year 2014 But Latest 30 April 2015. in Any Other
Questions the General Terms and Conditions Relating
to Audit Agreements of Ernst & Young Konyvvizsgalo
Kft. Shall Apply Non-Voting
8 The Board of Directors Proposes to the General
Meeting to Authorize the Board of Directors of the
Company to Acquire Treasury Shares - Simultaneously
Setting Aside the Resolution No 8 of the 25 April
2013 Agm - Pursuant to the Following Terms and
Conditions: Mode of Acquisition of Treasury Shares:
with Or Without Consideration, Either on the Stock
Exchange Or Through Public Offer Or on the Otc
Market If Not Prohibited by Legal Regulations,
Including But Not Limited to Acquiring Shares by
Exercising Rights Ensured by Financial Instruments
for Acquiring Treasury Shares (eg.: Call Right,
Exchange Right Etc.). the Authorization Empowers
the Board of Directors to Acquire Any Type of
Shares of the Company with Any Par Value. the
Amount (number) of Shares That Can be Acquired: the
Total Amount of Nominal Value of Treasury Shares
Owned by the Company at Any Time May Not Exceed 25
% of the Actual Share Capital of the Company. the
Period of Validity of the Authorization: from the
Date of the Resolution Made on the Annual General
Meeting for an 18 Months Period. If the Acquisition
of the Treasury Shares is in Return for A
Consideration, the Minimum Amount Which Can be Paid
for One Piece of Share is Huf 1, While the Maximum
Amount Cannot Exceed 150 % of the Highest of the
Following Prices: A.) the Highest Price of the
Deals Concluded with the Shares on the Budapest
Stock Exchange ("bet") on the Date of the
Transaction Or B.) the Daily Volume Weighted
Average Price of the Shares on Any of the 90 Bet
Trading Days Prior to the Date of the Transaction
Or C.) the Volume- Weighted Average Price of the
1011
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares During 90 Bet Trading Days Prior to the Date
of Signing The Management For Voted - Against
Agreement for Acquiring the Treasury Shares
(particularly Purchase Agreement, Call Option
Agreement Or Other Collateral Agreement), Or the
Date of Acquisition of Financial Instruments
Ensuring Rights to Acquire Treasury Shares Or the
Date of Exercising Option Rights, Pre-emption
Rights; Rights Ensured by Collateral Or by
Financial Instruments for Acquiring Treasury Shares
Or D.) the Closing Price of the Shares on the Bet
on the Trading Day Which Falls Immediately Prior to
the Date of Signing the Agreement for Acquiring the
Treasury Shares (particularly Purchase Agreement,
Call Option Agreement Or Other Collateral
Agreement), Or the Date of Acquisition of Financial
Instruments Ensuring Rights to Acquire Treasury
Shares Or the Date of Exercising Option Rights,
Preemption Rights; Rights Ensured by Collateral Or
by Financial Instruments for Acquiring Treasury
Shares Non-Voting
9 The Board of Directors Proposes to the General
Meeting to Elect Dr. Sandor Csanyi to be A Member
of the Board of Directors from 30 April 2014 to 29
April 2019 Management For Voted - For
10 The Board of Directors Proposes to the General
Meeting to Elect Dr. Anwar Al-kharusi to be A
Member of the Board of Directors from 30 April 2014
to 29 April 2019. in Compliance with Subsection (1)
of Section 25 of the Company Act the General
Meeting Approves Dr. Anwar Al-kharusi's Position As
Member of the Board of Directors of Oman Oil Company Management For Voted - For
11 The Board of Directors Proposes to the General
Meeting to Elect Dr. Anthony Radev to be A Member
of the Board of Directors from 30 April 2014 to 29
April 2019 Management For Voted - For
12 The Board of Directors Proposes to the General
Meeting to Make Decisions on the Amendment of the
Articles of Association of the Company Within the
Agenda Item No. 6 As Follows:-authorization Granted
for the Board of Directors to Increase the Share
Capital and Respective Amendment of Article 17.d.)
Shall be Adopted by A Separate Resolution,-all
Other Amendments Shall be Adopted by A Joint Management For Voted - For
Resolution. the Board of Directors Further Proposes
to the General Meeting, Following the Amendments of
the Articles of Association, to Adopt A Separate
Resolution on the Application of the New Civil Code
for the Company Non-Voting
13 The Board of Directors Proposes to the Holders of
"a" Series Shares Present at the General Meeting to
Grant Their Approval to the Authorization of the
Board of Directors to Increase the Share Capital in
Accordance with the Conditions Defined in Article
17.d.) of the Articles of Associations to be Amended Management For Voted - For
1012
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 The Board of Directors Proposes to the Holder of
"b" Series Share Present at the General Meeting to
Grant His Approval to the Authorization of the
Board of Directors to Increase the Share Capital in
Accordance with the Conditions Defined in Article
17.d.) of the Articles of Associations to be Amended Management For Voted - For
15 The Board of Directors Proposes to the General
Meeting To-pass A Resolution According to Which the
Board of Directors Shall be Authorized to Increase
the Share Capital Until 23 April 2019 in Accordance
with the Conditions Defined in Article 17.d.) of
the Articles of Association Amended As Proposed
Above, And-amend Article 17.d.) of the Articles of
Association As Proposed Above Management For Voted - For
16 The Board of Directors Proposes to the General
Meeting to Delete Article 7.3, Amend Articles 8.1.,
8.2. and 8.5., Amend Article 10.1.2. (ii), Delete
Article 11.2. and Amend Articles 11.1. and 11.3.,
Delete Articles 12.2.k.) and 12.11. and Amend
Articles 12.2.q.), 12.7., 12.9. and 12.10., Amend
Articles 13.2.,13.3., 13.4. and 13.5., Amend
Article 14.3. and Supplement Article 14 with A New
Article 14.5., Amend Articles 15.1., 15.2.j.),
15.7. and 15.10. and Delete Article 15.2.k.),
Delete Article 16.6., Amend the Title of Article 17
and Amend Articles 17.b.) and 17.c.), Amend
Articles 18.1., 18.2. and 18.3., Amend Articles
20.1. and 20.3., Amend Articles 22.1., 22.2.,
22.3.b.) and 22.6., Amend the Title of Article 25
and Amend Articles 25.1. and 25.3., Amend Article
26., Amend Article 27.b.), Amend Article 28. of the
Articles of Association According to the Above
Proposal of the Board of Directors Management For Voted - For
17 The Board of Directors Proposes That the General
Meeting Decides on the Application of the New Civil
Code (act V of 2013 on the Civil Code) for the
Company in the Future Management For Voted - For
08 Apr 2014: Please Note That Only Holders of B
Shares Can Vote on Resolution-14. Non Holders of B
Shares Should Instruct Abstain. Non-Voting Non-Voting
08 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment. If You Have
Already Sent in Your Votes for Mid: 310324 Please
Do Not-revote on This Meeting Unless You Decide to
Amend Your Instructions. Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
1013
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
15 Apr 2014: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 24 Apr 2014 at 11:00. Consequently, Your Voting
Inst-ructions Will Remain Valid for All Calls
Unless the Agenda is Amended. Thank Y-ou. Non-Voting Non-Voting
5 The General Meeting Elects Dr. Janos Martonyi As
Member of the Board of Directors from 1 July 2014
to 29 April 2019 Management For Voted - For
15 Apr 2014: the Board of Directors of Mol PLC.
Hereby Informs the Shareholder-s and the Capital
Market Participants That an Institutional Investor
Sharehold-er Holding at Least 1 % of the Votes
Submitted an Additional Resolution Propos-al
Which is Supported by the Board of Directors of Mol
PLC. Non-Voting Non-Voting
15 Apr 2014: Please Note That This is A Revision
Due to Addition of Comment An-d Modification to
Text of Comment. If You Have Already Sent in Your
Votes, Ple-ase Do Not Vote Again Unless You Decide
to Amend Your Original Instructions. T-hank You. Non-Voting Non-Voting
MTN GROUP LTD, FAIRLANDS
CUSIP: S8039R108
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
O.1.1Re-elect Koosum Kalyan As Director Management For Voted - For
O.1.2Re-elect Johnson Njeke As Director Management For Voted - For
O.1.3Re-elect Jeff Van Rooyen As Director Management For Voted - For
O.1.4Re-elect Jan Strydom As Director Management For Voted - For
O.1.5Re-elect Alan Van Biljon As Director Management For Voted - For
O.1.6Elect Phuthuma Nhleko As Director Management For Voted - For
O.1.7Elect Brett Goschen As Director Management For Voted - For
O.2.1Re-elect Alan Van Biljon As Member of the Audit
Committee Management For Voted - For
O.2.2Re-elect Jeff Van Rooyen As Member of the Audit
Committee Management For Voted - For
O.2.3Re-elect Peter Mageza As Member of the Audit
Committee Management For Voted - Against
O.2.4Re-elect Johnson Njeke As Member of the Audit
Committee Management For Voted - Against
O.3 Re-appoint PricewaterhouseCoopers Inc and
Sizwentsalubagobodo Inc As Joint Auditors of the
Company Management For Voted - For
O.4 Place Authorised But Unissued Shares Under Control
of Directors Management For Voted - For
A.E Approve Remuneration Philosophy Management For Voted - Against
1014
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
S.1 Approve Increase in Non-executive Directors'
Remuneration Management For Voted - For
S.2 Authorise Repurchase of Up to Ten Percent of Issued
Share Capital Management For Voted - For
S.3 Approve Financial Assistance to Subsidiaries and
Other Related and Inter-related Entities and to
Directors, Prescribed Officers and Other Persons
Participating in Share Or Other Employee Incentive
Schemes Management For Voted - For
S.4 Authorise Specific Repurchase of Treasury Shares
from Mobile Telephone Networks Holdings Propriety
Limited Management For Voted - For
12 May 2014: Please Note That This is A Revision
Due to Change in Numbering Of-resolutions and
Change in Numbering of the Resolution 14 to A.e. If
You Have-already Sent in Your Votes, Please Do Not
Return This Proxy Form Unless You De-cide to Amend
Your Original Instructions. Thank You. Non-Voting Non-Voting
NATIONAL BANK OF ABU DHABI, ABU DHABI
CUSIP: M7080Z114
Meeting Date: 11-Mar-14 Meeting Type: Annual General Meeting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 18 Mar 2014.
Consequently, Your Voting Instructions Will-remain
Valid for All Calls Unless the Agenda is Amended.
Thank You. Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors on the Banks Activities and Its Financial
Position for the Fiscal Year Ended on 31 Dec 2013 Management For Voted - For
2 To Consider and Approve the External Auditors
Report for the Fiscal Year Ended on 31 Dec 2013 Management For Voted - For
3 To Discuss and Approve the Balance Sheet and Profit
and Loss Statement for the Fiscal Year Ended on 31
Dec 2013 Management For Voted - For
4 To Consider and Approve the Board of Directors
Proposal Concerning the Distribution of 40 Percent
Cash Dividend and 10 Percent Stock Dividend of the
Banks Capital Management For Voted - For
5 To Consider and Approve the Board Members
Remuneration for the Fiscal Year Ended on 31 Dec
2013 Management For Voted - For
6 To Discharge the Directors and the Auditors of the
Bank from Liability for the Fiscal Year Ended on 31
Dec 2013 Management For Voted - For
7 Ratification to the Appointment of H.e. Dr. Al
Taher Musabah Al Kindi Al Marar As A Board Member
Representing Abu Dhabi Investment Council As A
Successor for the H.e. Late Dr Jauan Salem Al
Dhaheri Management For Voted - For
1015
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Consider the Appointment of External Auditors of
the Bank for the Fiscal Year 2014 and Determine
Their Fees Management For Voted - For
03 Mar 2014: Please Note That This is A Revision
Due to Change in Meeting Time-from 17:00 Pm to
16:00 Pm. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
NATIONAL BANK OF KUWAIT (S.A.K.), SAFAT
CUSIP: M7103V108
Meeting Date: 09-Mar-14 Meeting Type: Annual General Meeting
Please Note That Shareholders Cannot Vote Against
the Agenda Item Calling For-the
Appointment/election/re-election of the Board of
Directors of Joint Stock-public Shareholding
Companies. It is Only Possible for Shareholders
To-either: Vote in Favour of Each Respective
Nominee, Or Abstain from Voting. Non-Voting Non-Voting
1 Declare 30 Percent As Cash Dividend Management For Voted - For
2 Declare 5 Percent As Stock Dividend Management For Voted - For
25 Feb 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution 2.
If You Have Already Sent in Your Votes, Please Do
Not Retu-rn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Than-k You. Non-Voting Non-Voting
NIGERIAN BREWERIES PLC
CUSIP: V6722M101
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 To Lay Before the Meeting the Report of the
Directors and the Statement of Financial Position
As at 31 December 2013 Together with the Income
Statement for the Year Ended on That Date and the
Reports of the Independent Auditors and Audit
Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Re-elect Directors Management For Voted - For
4 To Authorize the Directors to Fix the Remuneration
of the Independent Auditors Management For Voted - For
5 To Elect Members of the Audit Committee Management For Voted - For
6 To Fix the Remuneration of the Directors Management For Voted - For
1016
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NISHAT MILLS LTD
CUSIP: Y63771102
Meeting Date: 31-Mar-14 Meeting Type: ExtraOrdinary General Meeting
1.1 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mian Umer Mansha Management For Voted - Against
1.2 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mian Hassan Mansha Management For Voted - Against
1.3 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mr. Syed Zahid
Hussain Management For Voted - For
1.4 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mr. Khalid Qadeer
Qureshi Management For Voted - Against
1.5 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mr. Muhammad Azam Management For Voted - Against
1.6 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Herself for Re-election:- Ms. Nabiha
Shahnawaz Cheema Management For Voted - Against
1.7 To Elect Director of the Company, As Fixed by the
Board of Directors, for the Next Term of Three
Years, in Accordance with the Provisions of Section
178 of the Companies Ordinance, 1984, in Place of
Following Retiring Director Who is Eligible to
Offer Himself for Re-election:- Mr. Maqsood Ahmed Management For Voted - For
2 Resolved That "consent be and is Hereby Accorded in
Terms of Section 196 (3) (a) of the Companies
Ordinance, 1984 for Entering Into A Lease
Arrangement with Nishat Spinning (private) Limited,
1017
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A Wholly Owned Subsidiary of the Company, for Lease
of Part of Its Land, Building and Spinning
Machinery and Equipment, Initially for A Period of
11 Months Renewable Annually at the End of Each
Lease Term for Initial Monthly Rent of Rs.
25,000,000 (rupees Twenty Five Million Only) to be
Negotiated on Each Renewal and on Such Other Terms
and Conditions As May be Approved by the Board".
Further Resolved That "any of Chief Executive
Officer and Chief Financial Officer be and is
Hereby Authorized Singly to Prepare, Sign and
Deliver Any and All Documents in Relation to the
Subject Agreement and to Sign and Execute Lease
Agreement and to Contd Management For Voted - For
Contd Take All Steps and Actions Necessary,
Incidental and Ancillary for The-lease Arrangement
and to Do All Acts, Matters, Deeds and Things As
May Be-necessary Or Expedient for the Purpose of
Giving Effect to the Spirit And-intent of the
Ordinary Resolution Non-Voting Non-Voting
3.A Resolved That "pursuant to the Requirements of
Section 208 of the Companies Ordinance, 1984,
Nishat Mills Limited (the "company") be and is
Hereby Authorized to Make Long Term Equity
Investment of Up to Pkr 2.593 Billion (rupees Two
Billion Five Hundred and Ninety Three Million Only)
by Way of Purchase of Maximum 7,978,615 Ordinary
Shares of Mcb Bank Limited, an Associated Company,
from Time to Time from the Stock Market at the
Prevailing Market Price Not Exceeding Rs. 325 Per
Share". Further Resolved That "the Above Said
Resolution Shall be Valid for 3 Years and the Chief
Executive Officer and / Or Company Secretary of the
Company be and are Hereby Singly Empowered and
Authorized to Undertake the Decision of Said
Investment of Shares As and When Deemed Appropriate
and Necessary in the Best Interest of the Company
and Contd Management For Voted - For
Contd Its Shareholders and to Take All Steps and
Actions Necessary,-incidental and Ancillary for the
Acquisition of Shares of Mcb Bank Limited-including
Execution of Any and All Documents and Agreements
As May Be-required in This Regard and to Do All
Acts, Matters, Deeds and Things As May-be Necessary
Or Expedient for the Purpose of Giving Effect to
the Spirit And-intent of the Special Resolution for
Making Investment from Time to Time-further
Resolved That "subsequent to the Above Said Equity
Investments, Chief-executive Officer and / Or
Company Secretary of the Company be and are
Hereby-authorized Singly to Dispose Of, Through Any
Mode, A Part Or All of Equity-investments Made by
the Company from Time to Time As and When
Deemed-appropriate and Necessary in the Best
Interest of the Company Non-Voting Non-Voting
1018
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.B Resolved That "pursuant to the Requirements of
Section 208 of the Companies Ordinance, 1984,
Nishat Mills Limited (the "company") be and is
Hereby Authorized to Make Long Term Equity
Investment of Up to Pkr. 1 Billion (rupees One
Billion Only) by Way of Acquisition of Shares of
Nishat Hotels and Properties Limited, an Associated
Company". Further Resolved That "the Above Said
Resolution Shall be Valid for 3 Years and the Chief
Executive Officer and / Or Company Secretary of the
Company be and are Hereby Singly Empowered and
Authorized to Undertake the Decision of Said
Investment of Shares As and When Deemed Appropriate
and Necessary in the Best Interest of the Company
and Its Shareholders and to Take All Steps and
Actions Necessary, Incidental and Ancillary for the
Acquisition of Shares of Nishat Hotel and
Properties Contd Management For Voted - For
Contd Limited Including Execution of Any and All
Documents and Agreements As-may be Required in This
Regard and to Do All Acts, Matters, Deeds and
Things-as May be Necessary Or Expedient for the
Purpose of Giving Effect to The- Spirit and Intent
of the Special Resolution for Making Investment
from Time-to Time". Further Resolved That
"subsequent to the Above Said Equity-investment,
Chief Executive Officer and / Or Company Secretary
of the Company-be and are Hereby Authorized Singly
to Dispose Of, Through Any Mode, A Part-or All of
Equity Investments Made by the Company from Time to
Time As And-when Deemed Appropriate and Necessary
in the Best Interest of the Company Non-Voting Non-Voting
3.C Resolved That "pursuant to the Requirements of
Section 208 of the Companies Ordinance, 1984,
Nishat Mills Limited (the "company") be and is
Hereby Authorized to Make Investment Up to Pkr 1.5
Billion (rupees One Billion Five Hundred Million
Only), in Nishat Power Limited ("npl"), A
Subsidiary of the Company, by Way of Advances and
Loans, As and When Required by Nishat Power Limited
Provided That the Return on Such Loan Or Advance
Shall Not be Less Than the Rate of 3 Months Kibor +
200 Bps and That Such Loan Or Advance Shall be
Repayable Within Three (3) Years Period Starting
from the Date of Approval by Shareholders". Further
Resolved That "the Above Said Resolution Shall be
Valid for 3 Years and the Chief Executive Officer
and / Or Company Secretary of the Company be and
are Hereby Singly Empowered and Authorized to Contd Management For Voted - For
Contd Undertake the Decision of Said Investment As
and When Deemed-appropriate and Necessary in the
Best Interest of the Company and Its-shareholders
and to Take All Steps and Actions Necessary,
Incidental And- Ancillary Including Execution of
Any and All Documents and Agreements As May-be
Required in This Regard and to Do All Acts,
1019
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Matters, Deeds and Things As-may be Necessary Or
Expedient for the Purpose of Giving Effect to the
Spirit-and Intent of the Special Resolution for
Making Investment from Time to Time Non-Voting Non-Voting
OIL SEARCH LTD
CUSIP: Y64695110
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals S.1 to S.4 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit (as Referred in the
Company- Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion Non-Voting Non-Voting
O.2 To Re-elect Kostas Constantinou As A Director of
the Company Management For Voted - For
O.3 To Re-elect Agu Kantsler As A Director of the
Company Management For Voted - For
O.4 To Re-elect Ziggy Switkowski As A Director of the
Company Management For Voted - For
O.5 To Appoint an Auditor and to Authorise the
Directors to Fix the Fees and Expenses of the
Auditor. Deloitte Touche Tohmatsu Retires in
Accordance with Section 190 of the Companies Act
(1997) and Being Eligible to Do So, Offers Itself
for Re- Appointment Management For Voted - For
S.1 To Approve the Issue 222,600 of Performance Rights
to Managing Director, Peter Botten Management For Voted - For
S.2 To Approve the Issue of 48,500 Performance Rights
to Executive Director, Gerea Aopi Management For Voted - For
S.3 To Approve the Issue of 99,460 Restricted Shares to
Managing Director, Peter Botten Management For Voted - For
S.4 To Approve the Issue of 25,996 Restricted Shares to
Executive Director, Gerea Aopi Management For Voted - For
1020
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OOREDOO Q.S.C., DOHA
CUSIP: M8180V102
Meeting Date: 30-Mar-14 Meeting Type: Ordinary General Meeting
Please Note That According to the Commercial Law of
Qatar, Votes Can Only Be-represented by A
Shareholder Attending the Meeting in Person and
Casting Your-vote Accordingly. Also, the Proxy
Cannot Represent More Than 5% of The- Company Share
Capital and 25% of the Shares Represented at the
Agm / Egm. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 6 Apr 2014
at 4.30pm. Your Voting Instructions Will
Remain-valid for All Calls Unless the Agenda is
Amended. Thank You. Non-Voting Non-Voting
1 Hearing and Approving the Boards Report for the
Year Ended 31st of December 2013 and Discussing the
Companys Future Business Plans Management For Voted - For
2 Hearing the External Auditors Report for the Year
Ended 31st of December 2013 Management For Voted - For
3 Discussing and Approving the Companys Financial
Statements for the Year Ended 31st of December 2013 Management For Voted - For
4 Discussing and Approving the Board of Directors
Recommendations Regarding the Distribution of
Dividends 4 Qar Per Share for the Year 2013 Management For Voted - For
5 Discussing the Corporate Governance Report for the
Year 2013 Management For Voted - For
6 Discharging the Members of the Board from
Liabilities and Determining Their Remuneration for
the Year Ended 31st of December 2013 Management For Voted - For
7 Appointing the External Auditor for the Year 2014
and Determining Its Fee Management For Voted - For
8 Election of A Member to Fill the Vacant Position on
the Companys Board of Directors Management For Voted - For
OTP BANK PLC, BUDAPEST
CUSIP: X60746181
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
275012 Due to Non Splittin-g of Resolution 1 and
Splitting of Resolutions 5, 6 and 7. All Votes
Received-on the Previous Meeting Will be
Disregarded and You Will Need to Reinstruct On-this
Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
1021
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A Se-cond Call on 25 Apr 2014
at 11.00 Am. Consequently, Your Voting Instructions
W-ill Remain Valid for All Calls Unless the Agenda
is Amended. Thank You. Non-Voting Non-Voting
1 The Agm Accepts the Bod's Business Report on 2013
Business Activities of the Company, As Well As the
Proposal for the Banks Separate and Consolidated
Statements for the 2013 Year, Together with the
Proposal for Distribution of Profit After Tax,
Based on the Reports of the Supervisory Board and
the Auditor. the Agm Approves the Individual
Balance Sheet of Otp Ban for the Financial Year
2013 with A Corresponding Huf 6 600 634 Million
Balance-sheet Total and Huf 122 185 Million
After-tax Profit and the Agm Will Distribute the
Huf 122 185 Million After Tax Profit As Follows:
Huf 12 218 Million Will be Set Aside Fore General
Reserves Huf 40 600 Million Management For Voted - For
Will be Paid Out As Dividend Thus the Retained
Earnings Will Amount to Huf 69 367 Million Dividend
Will be Huf 146 Per Share Representing 145 Per Cent
of the Face Value of Each Share. the Actual Amount
of Dividends to be Paid to the Individual
Shareholders Will be Calculated and Disbursed in
Accordance with the Company's Bylaws, That is , the
Company Will Distribute the Dividend Calculated in
Respect of All the Shs Qualifying As Treasury Shs
Among the Shareholders Entitled to Receive
Dividends. Dividend Will be Disbursed from June 10,
2014 in Accordance with the Procedural Order Set
Forth in Th Bylaws. the Agm Approves the
Consolidated Balance Sheet of Otp Bank for the 2013
Financial Year with A Corresponding Huf 10 381 047
Million Balance Sheet Total and Huf 64 108 Million
After Tax Profit. the Profit Attributable to Equity
Holders Amounted to Huf 64 199 Million Non-Voting
2 The General Meeting Accepts Otp Bank PLC's 2013
Report on Corporate Governance Management For Voted - For
3 The General Meeting Based on Its Assessment of the
Work of the Executive Management Gave Priority to
the Interests of the Company When Performing Its
Work During the Business Year Management For Voted - For
4 Concerning the Audit of Otp Bank PLC 2014 Separated
Annual Reports Prepared in Accordance with
1022
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Hungarian Accounting Standard and Consolidate 2014
Annual Financial Statements the Agm is Electing
Deloitte Auditing and Consulting Ltd As A Ban
Auditor from May 1, 2014 Until April 30, 2015 the
Agm Approves the Nomination of Dr. Attila Hruby
(no.007118) As the Person Responsible for Auditing
in Case of Any Circumstances Arise Ultimately
Precludes the Activities of Him, the Agm Appoint of
Mr Zoltan Nagy ( No.005027) As Chartered Auditor.
the Gm Establishes the Total Amount of Huf 63 760
000 Plus Vat As the Auditors Remuneration for the
Audit of the 2014 Annual Accounts and for the Audit
of Consolidated Annual Accounts Out of Total
Remuneration Huf 50 700 Plus Vat Will be Paid in
Consideration of the Audit of the Separated Annual
Accounts and Huf 13 060 000 Plus Vat Shall be the
Fee Payable for the Audit of Consolidated Annual
Accounts Management For Voted - For
5.1 Based on the Provision of Article 12 of Act Clxxvii
of 2013 on the Transitional and Authorising
Provisions Related to the Enactment of Act V of
2013 on the Civil Code the Gm Resolves to Continue
the Operation of the Company in Line the Provisions
of the New Civil Code Management For Voted - For
5.2 The Gm Has Decided , by Way of A Single Resolution
to Amend the Company's Bylaws in Accordance with
the Contents Set Forth in the Bods Proposal Management For Voted - For
5.3 The Gm Accepts the Amendment of the Company's
Bylaws Preamble and of Sections
1.2,5.6,5.7,5.13,6.1,6.5
,6.6,6.7,8.4,8.11,8.12,8.13,8.15,
8.16,8.18,8.33,8.35,9.5,9.7,9.12,9.13,9.18,11.2,
11.3,11.5,11.6,11.8
11.11,11.12,12.1,12.2,12.5,12.6,12/a.2,12/a.3,
12/a.5,13.6,13.8, 13.12 As Well As Articles
11/a,16,17,18 in Accordance with Bods Proposal As
Per the Annex to the Minutes of the Gm Management For Voted - For
6.1 The Agm Elects Mr. Tibor Tolnay to the Member of
the Bans Supervisory Board Until the Closing of the
Fiscal Year 2016 Latest Until 30 April 2017 Management For Voted - Against
6.2 The Agm Elects Dr. Gabor Horvath to the Member of
the Banks Sup. Board Until 30 April 2017 Management For Voted - Against
6.3 The Agm Elects Mr. Antal Kovacs to the Member of
Sup. Board Until 30 April 2017 Management For Voted - Against
6.4 The Agm Elects Ms. Andrasd Michnai to the Member of
Sup. Board Until 30 April, 2017 Management For Voted - For
6.5 The Agm Elects Mr.dominique Uzel to the Member of
the Bans Sup. Board Until 30 April, 2017 Management For Voted - For
6.6 The Agm Elects Dr.marton Gellert Vagi to the Member
of the Banks Sup. Board Until 30 April ,2017 Management For Voted - For
7.1 The Agm Elects Mr. Tibor Tolnay to the Member of
the Banks Audit Committee Until the Closing Agm of
the Fiscal 2016 But Latest Until 30 April, 2017 Management For Voted - Against
7.2 The Agm Elects Dr. Gabor Horvath to the Member of
the Banks Audit Committee Until 30 April, 2017 Management For Voted - Against
1023
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.3 The Agm Elects Mr. Dominique Uzel to the Member of
the Banks Audit Committee Until 30 April,2017 Management For Voted - For
7.4 The Agm Elects Dr. Marton Gellert Vagi to the
Member of the Bank Audit Committee Until April
30,2017 Management For Voted - For
8 The Agm Approves the Remuneration Guidelines of Otp
Ban PLC in Accordance with the Annex to the Minutes
of the Gm, and Authorises the Companys Bod to Amend
the Detailed Rules of the Remuneration Policy of
Otp Bank PLC and the Bank Group in Line with the
Attached Approval Proposal Management For Voted - For
9 The Agm Accepts the Remuneration of the Member of
Board of Directors and Supervisory Board Stated in
Its Resolution No 8/2013 Without Amendment. It is
Not Recommended the Remuneration be Determined for
the Members of the Audit Committee Management For Voted - For
10 The Gm Hereby Authorizes the Bod to Acquire
Treasury Shs for the Purpose of Supplying the Shs
Necessary for the Management Incentives System That
is in Operation at Otp Bank PLC. Creating the
Opportunity for Rapid Intervention in the Event of
Share Price Fluctuations Developing and Maintaining
the Services Provided to Customers and Executing
Transactions Related to Optimisation of the
Company's Capital the Bod is Authorised to Acquire
A Maximum of As Many Ordinary Shs with A Nominal
Value of Huf 100 As Ensues That the Portfolio of
Treasury Shs Does Not Exceed 70 000 00 Shs at Any
Moment in Time the Bod May Exercise Its Rights Set
Forth in This Mandate Until October 25, 2014. the
Mandate Set Forth in Gm Resolution 9/2013 Shall
Lose Its Effect Upon the Passing of This Resolution Management For Voted - Against
09 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolutions 1,
3, 4 6.1 and 8. If You Have Already Sent in Your
Votes Fo-r Mid: 310315 Please Do Not Revote on This
Meeting Unless You Decide to Amend-your
Instructions. Non-Voting Non-Voting
PALADIN ENERGY LTD, SUBIACO WA
CUSIP: Q7264T104
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
1024
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Remuneration Report Management For Voted - For
2 Re-election of Director - R Crabb Management For Voted - For
3 Re-election of Director - P Baily Management For Voted - For
4 Ratification of Share Issue Management For Voted - For
PAN AMERICAN SILVER CORP, VANCOUVER BC
CUSIP: 697900108
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Ross J. Beaty Management For Voted - For
1.2 Election of Director: Geoffrey A. Burns Management For Voted - For
1.3 Election of Director: Michael L. Carroll Management For Voted - For
1.4 Election of Director: Christopher Noel Dunn Management For Voted - For
1.5 Election of Director: Neil De Gelder Management For Voted - For
1.6 Election of Director: Robert P. Pirooz Management For Voted - For
1.7 Election of Director: David C. Press Management For Voted - For
1.8 Election of Director: Walter T. Segsworth Management For Voted - For
2 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
3 To Consider And, If Thought Appropriate, to Pass an
Ordinary Resolution Approving the Corporation's
Approach to Executive Compensation, the Complete
Text of Which is Set Out in the Information
Circular for the Meeting Management For Voted - For
PETRONAS CHEMICALS GROUP BHD
CUSIP: Y6811G103
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect the Following Director Who Will Retire
by Rotation Pursuant to Article 93 of the Company's
Articles of Association: Datuk Dr. Abd Hapiz Bin
Abdullah Management For Voted - Against
3 To Re-elect the Following Director Who Will Retire
by Rotation Pursuant to Article 93 of the Company's
1025
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Articles of Association: Rashidah Binti Alias @
Ahmad Management For Voted - Against
4 To Approve the Director's Fees in Respect of the
Financial Year Ended 31 December 2013 Management For Voted - For
5 To Approve the Appointment of Messrs. KPMG, Having
Consented to Act As Auditor of the Company in
Places of the Retiring Auditor Messrs.kpmg Desa
Megat& Company and to Hold the Office Until the
Conclusion of the Next Agm and to Authorise the
Directors to Fix Their Remuneration Management For Voted - Against
PETRONAS DAGANGAN BHD PDB
CUSIP: Y6885A107
Meeting Date: 16-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect Nuraini Binti Ismail Who Retires in
Accordance with Article 93 of the Company's
Articles of Association And, Being Eligible, Offers
Herself for Re-election. Dato' Dr. R. Thillainathan
Who Retires in Accordance with Article 93 of the
Company's Articles of Association Has Expressed His
Intention Not to Seek Re-election. Hence, He Will
Retain Office Until the Conclusion of the Thirty-
Second (32nd) Annual General Meeting Management For Voted - Against
3 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Mohd. Farid Bin Mohd. Adnan Management For Voted - Against
4 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Mohd Ibrahimnuddin Bin Mohd Yunus Management For Voted - Against
5 To Approve the Payment of Directors' Fees in
Respect of the Financial Year Ended 31 December 2013 Management For Voted - For
6 To Appoint Messrs. KPMG, Having Consented to Act,
As the Company's Auditors in Place of the Retiring
Auditors, Messrs. KPMG Desa Megat & Co, Who Will
Hold Office Until the Conclusion of the Next Annual
General Meeting, and to Authorise the Directors to
Fix Their Remuneration Management For Voted - For
PETRONAS GAS BHD
CUSIP: Y6885J116
Meeting Date: 05-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 Together with
the Reports of the Directors and Auditors Thereon Management For Voted - For
1026
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the Payment of Final Dividend of 40 Sen
Per Ordinary Share Under Single Tier System in
Respect of the Financial Year Ended 31 December 2013 Management For Voted - For
3 To Re-elect the Following Director Pursuant to
Article 93 of the Company's Articles of
Association: Pramod Kumar Karunakaran Management For Voted - Against
4 To Re-elect the Following Director Pursuant to
Article 93 of the Company's Articles of
Association: Lim Beng Choon Management For Voted - For
5 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Yusa' Bin Hassan Management For Voted - Against
6 To Re-elect the Following Director Pursuant to
Article 96 of the Company's Articles of
Association: Habibah Binti Abdul Management For Voted - For
7 To Approve the Directors' Fees of Up to Rm986,000
in Respect of the Financial Year Ending 31 December
2014 Management For Voted - For
8 That Messrs. KPMG be and is Hereby Appointed As
Auditors of the Company in Place of the Retiring
Auditors, Messrs. KPMG Desa Megat & Co. and to Hold
Office Until the Conclusion of the Next Annual
General Meeting and That Authority be and is Hereby
Given to the Directors to Determine Their
Remuneration Management For Voted - For
9 That Dato' N. Sadasivan S/o N.n. Pillay, Retiring
in Accordance with Section 129 of the Companies
Act, 1965, Malaysia, be and is Hereby Re- Appointed
As an Independent Director of the Company to Hold
Office Until the Conclusion of Next Annual General
Meeting of the Company Management For Voted - Against
PETROVIETNAM FERTILIZER AND CHEMICAL JOINT STOCK C
CUSIP: Y6825J101
Meeting Date: 15-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
284170 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic Powe-r of Attorney (poa)
Document As Prepared in Advance by the Local Market
Subcus-todian Bank Through Which Your Shares
Settle. However, Certain Issuers May Req- Uire an
Issuer-specific Poa Signed by the Voting Client.
Upon Receipt of an Is-suer-specific Poa Template
from the Local Market Subcustodian, Broadridge
Will-provide This to You for Your Completion and
Submission. Non-Voting Non-Voting
1 Report on Business Situation in 2013 and Business
Plan Targets in 2014 Management For Voted - For
1027
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Activity Report of Bod in 2013 Management For Voted - For
3 Activity Report of Bos in 2013 and Selection of
Auditing Entity for 2014 Management For Voted - For
4 Financial Statement in 2013, Profit Distribution
Method in 2013 and Profit Distribution Plan in 2014 Management For Voted - For
5 Report on Remuneration, Salary, Reward of Bod and
Bos Management For Voted - For
6 Statement of Nomination of Mr Le Cu Tan As A Bod
Members to Replace Mr Bui Minh Tien Management For Voted - Against
7 Any Other Issues Within the Jurisdiction of the Agm Management For Voted - Against
PETROVIETNAM GAS JOINT STOCK COMPANY
CUSIP: Y6383G101
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic-power of Attorney (poa)
Document As Prepared in Advance by the Local
Market-subcustodian Bank Through Which Your Shares
Settle. However, Certain Issuers-may Require an
Issuer-specific Poa Signed by the Voting Client.
Upon Receipt-of an Issuer-specific Poa Template
from the Local Market Subcustodian,- Broadridge
Will Provide This to You for Your Completion and
Submission. Non-Voting Non-Voting
1 Election of Bod Member, Candidate of Bod: Le Nhu
Linh Management For Voted - Against
2 Report on Business Result in 2013, Audited
Financial Statement in 2013, Profit Distribution
Method in 2013, Business and Profit Distribution
Plan for 2014 Management For Voted - For
3 Report of Bod in 2013, Business Orientation in 2014 Management For Voted - For
4 Report of Bos in 2013, Business Orientation for
2014, Selection of Auditing Entity in 2014 Management For Voted - For
5 Report on Salary, Remuneration for Bod, Bos in 2013
and Salary, Remuneration Plan in 2014 Management For Voted - For
6 Any Other Issues Within the Jurisdiction of the Agm Management For Voted - Against
PGE POLSKA GRUPA ENERGETYCZNA S.A., WARSZAWA
CUSIP: X6447Z104
Meeting Date: 28-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
1028
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Election of the Chairman Management For Voted - For
3 The Ascertainment of the Correctness of Convening
the Meeting and It's Capability of Adopting Binding
Resolutions Management For Voted - For
4 Adoption of the Agenda Management For Voted - For
5 Adoption of the Decision Not to Elect the Returning
Committee Management For Voted - For
6 Announcement of the Results of Recruitment
Procedure Related to the Selection of A Member of
Management Board Management For Voted - For
7 Adoption of A Resolution Concerning the
Determination of Number of Supervisory Board Members Management For Voted - For
8 Adoption of Resolutions Concerning the Changes in
Supervisory Board Management For Abstain
9 Adoption of Resolutions Concerning the Changes in
Statute Management For Voted - For
10 Adoption of Resolutions Concerning the
Authorisation of Supervisory Board to Determine the
Consolidated Text of Statute Adopted by the Meeting
on Feb 6th, 2014 Management For Voted - For
11 The Closing of the Meeting Non-Voting Non-Voting
14 Feb 2014: Please Note That This Meeting is an
Adjournment and Not A Postpon-ement and As Such
Clients Cannot Submit New Vote Instructions As the
Registrat-ion Deadline (on 22 Jan 2014) Has Passed Non-Voting Non-Voting
14 Feb 2014: Please Note That This is A Revision
Due to Modification of Commen-t. If You Had Already
Sent in Your Votes for Meeting on the 6th of Feb ,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You Non-Voting Non-Voting
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of the Chairman Management For Voted - For
3 Statement of Meeting Legal Validity and Its Ability
to Adopt Resolutions Management For Voted - For
4 Adoption of the Agenda Management For Voted - For
5 Adoption of A Decision Not to Elect the Returning
Committee Management For Voted - For
6 Consideration of the Ifrs Consistent Standalone
Financial Statements of Pge Polska Grupa
Energetyczna for 2013 and Adoption of A Resolution
Concerning Its Approval Management For Voted - For
1029
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Consideration of Management Board Report on
Activities of Pge Polska Grupa Energettyczna for
2013 and Adoption of A Resolution on Its Approval Management For Voted - For
8 Consideration of the Ifrs Consistent Consolidated
Financial Statements of Capital Group for 2013 and
the Adoption of A Resolution Concerning Its Approval Management For Voted - For
9 Consideration of Management Board Report on
Activities of Capital Group for 2013 and Adoption
Resolution on Its Approval Management For Voted - For
10 Adoption of Resolutions Concerning Distribution of
Net Profit for 2013 and Determination of Dividend
Record and Pay Date As Well As Distribution of
Retained Profits and Capital Solutions and Purpose
of Reserves Management For Voted - For
11 Adoption of Resolutions Concerning the Granting of
Discharge to Members of Management and Supervisory
Board, and Members of Supervisory Board Delegated
to Act Temporarily As Members of Management Board Management For Voted - For
12 The Closing of the Meeting Non-Voting Non-Voting
12 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 6. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
PHA LAI THERMAL POWER JOINT-STOCK COMPANY
CUSIP: Y68268104
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
336845 Due to Receipt of U-pdated Agenda. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic Powe-r of Attorney (poa)
Document As Prepared in Advance by the Local Market
Subcus-todian Bank Through Which Your Shares
Settle. However, Certain Issuers May Req- Uire an
Issuer-specific Poa Signed by the Voting Client.
Upon Receipt of an Is-suer-specific Poa Template
from the Local Market Subcustodian, Broadridge
Will-provide This to You for Your Completion and
Submission Non-Voting Non-Voting
1 Approval of Audited Financial Statement in 2013 Management For Voted - Against
2 Approval of Business Result in 2013 and Business
Plan for 2014 Management For Voted - For
3 Approval of Dividend Ratio in 2013 and Expected
Dividend Ratio in 2014 Management For Voted - For
4 Approval of Salary, Remunerations for Bod, Bos in
2013 and Expected Salary, Remunerations for Bod,
Bos in 2014 Management For Abstain
1030
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Authorization for Bod to Select Independent
Auditing Entity for 2014 Management For Voted - For
6 Approval of Amendment in the Company Charter Management For Voted - For
7 Any Other Issues Within the Jurisdiction of the Agm Management For Voted - Against
PHILIPPINE LONG DISTANCE TELEPHONE CO
CUSIP: 718252109
Meeting Date: 10-Jun-14 Meeting Type: Annual General Meeting
1 Call to Order Management For Voted - For
2 Certification of Service of Notice and Quorum Management For Voted - For
3 President's Report Management For Voted - For
4 Approval of the Audited Financial Statements for
the Fiscal Year Ended December 31, 2013 Contained
in the Company's 2013 Annual Report Accompanying
This Notice and Agenda Management For Voted - For
5 Election of Director: Helen Y. Dee Management For Voted - Against
6 Election of Director: Ray C. Espinosa Management For Voted - For
7 Election of Director: James L. Go Management For Voted - For
8 Election of Director: Setsuya Kimura Management For Voted - For
9 Election of Director: Napoleon L. Nazareno Management For Voted - For
10 Election of Director: Hideaki Ozaki Management For Voted - Against
11 Election of Director: Manuel V. Pangilinan Management For Voted - For
12 Election of Director: Ma. Lourdes C. Rausa-chan Management For Voted - For
13 Election of Director: Juan B. Santos Management For Voted - For
14 Election of Director: Tony Tan Caktiong Management For Voted - For
15 Election of Director: Artemio V. Panganiban
(independent Director) Management For Voted - For
16 Election of Director: Pedro E. Roxas (independent
Director) Management For Voted - For
17 Election of Director: Alfred V. Ty (independent
Director) Management For Voted - For
18 Approval of Amendment to the Third Article of the
Articles of Incorporation to Indicate That the
Place Where the Principal Office of the Company is
to be Established Or Located is at Ramon Cojuangco
Building, Makati Avenue, Makati City As Explained
in the Information Statement Accompanying This
Notice and Agenda Management For Voted - For
19 Other Business As May Properly Come Before the
Meeting and at Any Adjournment Thereof Management Against Voted - For
PKO BANK POLSKI S.A., WARSZAWA
CUSIP: X6919X108
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
342391 Due to Addition Of-resolution "9". All Votes
Received on the Previous Meeting Will be
1031
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of the Chairman Management For Voted - For
3 Statement of Meeting Legal Validity and Its Ability
to Adopt Resolutions Management For Voted - For
4 Approval of the Agenda Management For Voted - For
5 Evaluation of Report on Company Activity for 2013,
Financial Report for 2013 and the Proposal
Concerning the Distribution of Profit for 2013 Management For Voted - For
6 Evaluation of Management Board Report on Capital
Group Activity in 2013 and Consolidated Financial
Report for 2013 Management For Voted - For
7 Evaluation of Supervisory Board Report on the
Results of the Assessment of Financial Report for
2013, Report on the Activity in 2013, the Motion
Concerning the Distribution of Profit for 2013 and
Covering the Loss from Previous Years As Well As
Supervisory Board Report for 2013 Management For Voted - For
8.A Approval of Management Board Report on Company
Activity in 2013 Management For Voted - For
8.B Approval of Financial Reports for 2013 Management For Voted - For
8.C Approval of Report on Capital Group Activity in 2013 Management For Voted - For
8.D Approval of Consolidated Financial Report for 2013 Management For Voted - For
8.E Approval of Supervisory Board Report for 2013 Management For Voted - For
8.F Distribution of Profit for 2013 and the
Undistributed Loss from Previous Years Management For Voted - For
8.G Establishing Dividend Rate Per Share, Record and
Pay Date Management For Voted - For
8.H Granting the Discharge for Management Board Members
for 2013 Management For Voted - For
8.I Granting the Discharge for Supervisory Board
Members for 2013 Management For Voted - For
9 Resolutions on Recalling Members of Supervisory
Board Management For Voted - Against
10 Resolutions on Appointing Supervisory Board Members Management For Abstain
11 Resolution on Changes of Resolution Nr 36/2014 of
General Meeting Held on 25 June 2013 on
Remuneration Rules for Supervisory Board Members Management For Abstain
12 Resolution on Merger Pko Bank Polski Sa with Nordea
Bank Polska Sa Management For Voted - For
13 Resolution on Changes of the Statute in Connection
with the Merger Management For Voted - For
14 Resolutions on Changes of the Statute Not Connected
with the Merger Management For Voted - For
1032
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Presentation of Supervisory Board Report on A
Process of Disposing of Training and Recreation
Centers Management For Voted - For
16 The Closure of the Meeting Non-Voting Non-Voting
POLISH OIL AND GAS COMPANY, WARSAW
CUSIP: X6582S105
Meeting Date: 08-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Election of the Chairman Management For Voted - For
3 Preparing the List of Presence Management For Voted - For
4 Statement of Meeting Legal Validity and Its Ability
to Adopt Resolutions Management For Voted - For
5 Approval of the Agenda Management For Voted - For
6 Resolution on Giving the Consent for Sale of Titles
to the Real Estate Located at Zielona Gora 11/13
Chopina Street Management For Voted - For
7 Resolution on Giving the Consent for Lowering the
Sale Price for Titles to the Real Estate Located at
Zamyslowo in Steszew Management For Voted - For
8 The Closure of the Meeting Non-Voting Non-Voting
Meeting Date: 26-Mar-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Extraordinary General Meeting Non-Voting Non-Voting
2 Election of the Chairman of the General Meeting Management For Voted - For
3 Draw Up A List of Presence Management For Voted - For
4 Validation of Convening an Extraordinary General
Meeting and Its Ability to Adopt Resolutions Management For Voted - For
5 Adoption of the Agenda Management For Voted - For
6 Adoption of A Resolution on the Appointment of A
Member of the Supervisory Board Management For Abstain
7 Closing of the Extraordinary General Meeting Non-Voting Non-Voting
1033
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 24-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Appointment of the Meeting's Chairman Management For Voted - For
3 Make Up the Attendance List Management For Voted - For
4 Statement of the Meeting's Legal Validity Management For Voted - For
5 Approval of the Agenda Management For Voted - For
6 Adoption of the Resolution on Approval of Transfer
of the Set-up Part of Pgning Sa Onto Its Subsidiary
Company - Pgnig Obrot Detailiczny Sp. Z O.o Management For Voted - For
7 Closure of the Meeting Non-Voting Non-Voting
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Appointment of the Chairperson Management For Voted - For
3 Confirmation That the Meeting Has Been Duly
Convened and Has the Capacity to Adopt Resolutions Management For Voted - For
4 Approval of the Agenda Management For Voted - For
5 Preparation of the Attendance List Management For Voted - For
6 Review and Approval of Pgnig Sa Financial
Statements for 2013 and Director's Report on the
Company Operations in 2013 Management For Voted - For
7 Review and Approval of the Pgnig Group Consolidated
Financial Statements for 2013 and Director's Report
on the Group's Operations in 2013 Management For Voted - For
8 Adoption of Resolutions to Grant Discharge to the
Members of the Pgnig Management Board in Respect of
the Performance of Duties in 2013 Management For Voted - For
9 Adoption of Resolutions to Grant Discharge to the
Members of the Pgnig Supervisory Board in Respect
of the Performance of Duties in 2013 Management For Voted - For
10 Adoption of A Resolution on Distribution of Net
Profit for 2013, Allocation of Retained Earnings,
Setting of the Dividend Record Date and Dividend
Payment Date Management For Voted - For
11 Resolutions on Changes in Supervisory Board
Membership Management For Abstain
12 The Closure of the Meeting Non-Voting Non-Voting
1034
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POLSKI KONCERN NAFTOWY ORLEN S.A., PLOCK
CUSIP: X6922W204
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
1 Opening of the General Meeting of Shareholders Non-Voting Non-Voting
2 Election of the Chairman of the General Meeting of
Shareholders Management For Voted - For
3 Confirmation of the Proper Convocation of the
General Meeting of Shareholders and Its Ability to
Adopt Resolutions Management For Voted - For
4 Adoption of the Agenda Management For Voted - For
5 Election of the Tellers Committee Management For Voted - For
6 Examination of the Management Board Report on the
Company's Activities, the Company's Financial
Statements for the Financial Year 2013 and the
Motion of the Management Board Regarding the
Distribution of Profit for the Financial Year 2013 Management For Voted - For
7 Examination of the Report of the Management Board
on the Orlen Capital Group Activities and
Consolidated Financial Statements of the Orlen
Capital Group for the Financial Year 2013 Management For Voted - For
8.A Examination of the Report of the Supervisory Board
for the Year 2013 Containing and Taking Into
Account: Evaluating the Management Board Report on
the Companys Activities and the Companys Financial
Statements for the Financial Year 2013 in Terms of
Their Compliance with Books, Records, and Facts,
and the Motion of the Management Board Regarding
the Distribution of Profit for the Financial Year
2013 Management For Voted - For
8.B Examination of the Report of the Supervisory Board
for the Year 2013 Containing and Taking Into
Account: Evaluating the Management Board Report on
the Orlen Capital Group Activities and Consolidated
Financial Statements of the Orlen Capital Group for
the Financial Year 2013 Management For Voted - For
8.C Examination of the Report of the Supervisory Board
for the Year 2013 Containing and Taking Into
Account: the Requirements of the Best Practices of
Companies Listed on the Warsaw Stock Exchange Management For Voted - For
9 Adoption of the Resolution Regarding the Approval
of the Report of the Management Board on the
Company's Activities for the Financial Year 2013 Management For Voted - For
1035
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Adoption of the Resolution Regarding the Approval
of the Company's Financial Statements for the
Financial Year 2013 Management For Voted - For
11 Adoption of the Resolution Regarding the Approval
of the Report of the Management Board on the Orlen
Capital Group Activities for the Financial Year 2013 Management For Voted - For
12 Adoption of the Resolution Regarding the Approval
of the Consolidated Financial Statements of the
Orlen Capital Group for the Financial Year 2013 Management For Voted - For
13 Adoption of the Resolution Regarding the Allocation
of Profit for the Financial Year 2013 and
Establishing Dividend Day and Dividend Payment Date Management For Voted - For
14 Adoption of the Resolutions Regarding the
Acknowledgement of Fulfilment of Duties by the
Members of the Company's Management Board in 2013 Management For Voted - For
15 Adoption of the Resolutions Regarding the
Acknowledgement of Fulfilment of Duties by the
Members of the Company's Supervisory Board in 2013 Management For Voted - For
16 Adoption of the Resolution Regarding Consent to the
Liquidation of the Privatisation Fund of
Petrochemia Plock S.a. Management For Voted - For
17 Adoption of the Resolution Regarding the
Establishment of the Number of the Supervisory
Board Members Management For Abstain
18 Adoption of the Resolutions Regarding Changes in
the Composition of the Supervisory Board Management For Abstain
19 Conclusion of the General Meeting of Shareholders Non-Voting Non-Voting
POLYUS GOLD INTERNATIONAL LTD, JERSEY
CUSIP: G7166H100
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
1 To Receive the Company's Financial Statements and
the Reports of the Directors and the Auditors for
the Accounting Period Ended 31 December 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - Against
3 To Re-elect Adrian Coates As A Director of the
Company Management For Voted - For
4 To Re-elect Bruce Buck As A Director of the Company Management For Voted - For
5 To Re-elect Kobus Moolman As A Director of the
Company Management For Voted - For
6 To Re-elect Anna Kolonchina As A Director of the
Company Management For Voted - For
7 To Re-elect Igor Gorin As A Director of the Company Management For Voted - For
8 To Re-elect Ilya Yuzhanov As A Director of the
Company Management For Voted - For
9 To Re-elect Edward Dowling As A Director of the
Company Management For Voted - For
10 To Re-elect Pavel Grachev As A Director of the
Company Management For Voted - For
1036
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Re-appoint Deloitte LLP As Auditor of the
Company to Hold Office Until the Conclusion of the
Next General Meeting at Which Accounts are Laid
Before the Company Management For Voted - For
12 To Authorise the Board to Fix the Amount of the
Auditors' Remuneration Management For Voted - For
13 To Authorise the Directors to Allot New Equity
Securities (on the Terms Set Out in Resolution 13) Management For Voted - For
14 To Authorise the Disapplication of Certain
Pre-emption Rights (on the Terms Set Out in
Resolution 14) Management For Voted - For
15 To Authorise the Company to Make Market Share Buy
Backs (on the Terms Set Out in Resolution 15) Management For Voted - For
POWSZECHNY ZAKLAD UBEZPIECZEN SA
CUSIP: X6919T107
Meeting Date: 17-Jun-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
340986 Due to Addition Of-resolution 18. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
1 Open the Ordinary Shareholder Meeting Non-Voting Non-Voting
2 Elect the Chairman of the Ordinary Shareholder
Meeting Management For Voted - For
3 Assert That the Ordinary Shareholder Meeting Has
Been Convened Correctly and That It is Capable of
Adopting Resolutions Management For Voted - For
4 Accept the Agenda of the Ordinary Shareholder
Meeting Management For Voted - For
5 Review Pzu Sa's Financial Statements for the Year
Ended 31 December 2013 Management For Voted - For
6 Review the Management Boards Report on the Activity
of Pzu Sa in 2013 Management For Voted - For
7 Review the Consolidated Financial Statements of the
Pzu Sa Capital Group Compliant with the
International Financial Reporting Standards for the
Year Ended 31 December 2013 Management For Voted - For
8 Review the Management Board's Report on the
Activity of the Pzu Sa Capital Group in 2013 Management For Voted - For
9 Review the Supervisory Board's Report on the
Evaluation of the Financial Statements of Pzu Sa
for the Year Ended 31 December 2013, the Management
Board's Report on the Activity of Pzu Sa in 2013
1037
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and the Management Board's Motion to Distribute the
Net Profit Earned by Pzu Sa for the Financial Year
Ended 31 December 2013 Management For Voted - For
10 Review the Report of the Pzu Sa Supervisory Board
on the Activity of the Pzu Sa Supervisory Board As
A Corporate Body in 2013 Management For Voted - For
11 Approve Pzu Sa's Financial Statements for the Year
Ended 31 December 2013 Management For Voted - For
12 Approve the Management Boards Report on the
Activity of Pzu Sa in 2013 Management For Voted - For
13 Approve the Consolidated Financial Statements of
the Pzu Sa Capital Group Compliant with the
International Financial Reporting Standards for the
Year Ended 31 December 2013 Management For Voted - For
14 Approve the Management Board's Report on the
Activity of the Pzu Sa Capital Group in 2013 Management For Voted - For
15 Adopt Resolution in the Matter of Distribution of
the Net Profit Earned by Pzu Sa for the Year Ended
31 December 2013 Management For Voted - For
16 Adopt Resolutions to Discharge the Pzu Sa
Management Board Members on the Performance of
Their Duties in 2013 Management For Voted - For
17 Adopt Resolutions to Discharge the Pzu Sa
Supervisory Board Members on the Performance of
Their Duties in 2013 Management For Voted - For
18 Adopt Resolutions to Make Changes to the
Composition of the Company's Supervisory Board Management For Voted - Against
19 Close the Ordinary Shareholder Meeting Non-Voting Non-Voting
PREMIER OIL PLC, LONDON
CUSIP: G7216B178
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Annual Report and
Financial Statements for the Year Ended 31 December
2013 Management For Voted - For
2 To Declare A Final Dividend of 5p Per Ordinary
Share for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Annual Report on Remuneration
Contained Within the Annual Report and Financial
Statements 2013 Management For Voted - For
4 To Approve the Director's Remuneration Policy
Contained in the Annual Report and Financial
Statements 2013 Management For Voted - Against
5 To Re-elect Mr R A Allan As A Director of the
Company Management For Voted - For
6 To Elect Dr S A D Bamford As A Director of the
Company Management For Voted - For
7 To Elect Mrs A M Cannon As A Director of the Company Management For Voted - For
8 To Re-elect Mr J Darby As A Director of the Company Management For Voted - For
1038
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Re-elect Mr A R C Durrant As A Director of the
Company Management For Voted - For
10 To Re-elect Mr N Hawkings As A Director of the
Company Management For Voted - For
11 To Re-elect Ms I J Hinkley As A Director of the
Company Management For Voted - For
12 To Re-elect Mr D C Lindsell As A Director of the
Company Management For Voted - For
13 To Re-elect Mr S C Lockett As A Director of the
Company Management For Voted - For
14 To Re-elect Mr A G Lodge As A Director of the
Company Management For Voted - For
15 To Re-elect Mr M Romieu As A Director of the Company Management For Voted - For
16 To Re-elect Mr M W Welton As A Director of the
Company Management For Voted - For
17 To Re-appoint Deloitte LLP As Auditor of the Company Management For Voted - For
18 To Authorise the Audit and Risk Committee to
Determine the Remuneration of the Auditor Management For Voted - For
19 To Authorise the Directors to Allot Relevant
Securities Pursuant to Section 551 of the Companies
Act 2006 Management For Voted - For
20 To Authorise the Directors to Allot Equity
Securities Pursuant to Section 571 of the Companies
Act 2006 Management For Voted - For
21 To Authorise the Company to Make Market Purchases
of Its Own Ordinary Shares Management For Voted - For
22 To Authorise the Calling of General Meetings of the
Company (excluding Annual General Meetings) by
Notice of at Least 14 Clear Days Management For Voted - Against
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SAB DE CV
CUSIP: P7925L103
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
I Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report from the Board
of Directors in Accordance with the Terms of That
Which is Referred to in Article 28, Part IV, of the
Securities Market Law. Resolutions in This Regard Management For Abstain
II Presentation, Discussion And, If Deemed
Appropriate, Approval of the Audited Financial
Statements of the Company for the Fiscal Year That
Ended on December 31, 2013. Resolutions in This
Regard Management For Abstain
III Presentation, Discussion And, If Deemed
Appropriate, Approval of the Results That Were
Obtained by the Company During the Fiscal Year That
Ended on December 31, 2013. Resolutions in This
Regard Management For Abstain
IV Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report That is
Referred to in Article 86, Part Xx, of the Income
1039
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Tax Law, Regarding the Fulfillment of the Tax
Obligations of the Company Management For Abstain
V Election Or, If Deemed Appropriate, Ratification of
the Members of the Board of Directors, As Well As
of the Chairpersons of the Audit and Corporate
Practices Committees of the Company. Resolutions in
This Regard Management For Abstain
VI Determination of the Compensation That is to be
Paid to the Members of the Board of Directors for
the Fiscal Year That Ended on December 31, 2014.
Resolutions in This Regard Management For Abstain
VII Presentation, Discussion And, If Deemed
Appropriate, Approval of the Annual Report in
Regard to the Acquisition of Shares of the Company,
As Well As the Determination of the Maximum Amount
of Funds That the Company Can Allocate to the
Purchase of Its Own Shares, in Accordance with the
Terms of Article 56, Part IV, of the Securities
Market Law. Resolutions in This Regard Management For Abstain
VIII Designation of Special Delegates Who Will Formalize
the Resolutions That are Passed at the General
Meeting Management For Voted - For
Meeting Date: 30-Jun-14 Meeting Type: ExtraOrdinary General Meeting
I Proposal And, If Deemed Appropriate, Approval of
the Proposal to Amend Article 6 of the Corporate
Bylaws Management For Abstain
II Proposal And, If Deemed Appropriate, Approval to
Carry Out A Primary Public Offering for the
Subscription of Shares with Limited Voting Rights,
Series L, Representative of the Share Capital of
the Company, in Mexico and in Other Markets Abroad Management For Abstain
III Proposal And, If Deemed Appropriate, Approval to
Carry Out an Increase to the Capital of the
Company, in Its Fixed Part, Through the Issuance of
Series L Shares, Not Subscribed For, in Accordance
with the Terms of Article 53 of the Securities
Market Law, Or Their Placement Among the Investing
Public, and the Consequent Amendment of Article 6
of the Corporate Bylaws Management For Abstain
IV Proposal And, If Deemed Appropriate, Approval to
Carry Out the Listing of the Shares with Limited
Voting Rights, Series L, Representative of the
Share Capital of the Company, in the National
Securities Registry and on the Bolsa Mexicana De
Valores, S.a.b. De C.v Management For Abstain
V Proposal And, If Deemed Appropriate, Approval
Regarding the Granting of Special Powers to Reduce
the Resolutions Passed at the General Meeting to an
Instrument, If Deemed Appropriate Management For Voted - For
VI Designation of Special Delegates of the General
Meeting to Carry Out and Formalize the Resolutions
That, If Deemed Appropriate, are Passed Management For Voted - For
1040
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT ASTRA INTERNATIONAL TBK
CUSIP: Y7117N172
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Including the Annual
Supervisory Report of Board of Commissioners for
Year End 2013, Along with the Ratification of
Company's Financial Statements for Year 2013 Management For Voted - For
2 Approval of the Appropriation of the Profit for
Year 2013 Management For Voted - For
3 Approval of the Appointment of Members of Board of
Directors and Commissioners and Also Determination
Salary and Allowances for Board of Directors and
Commissioners Management For Abstain
4 Approval of the Appointment of Public Accountant
Office for Year 2014 Management For Voted - For
PT BANK CENTRAL ASIA TBK
CUSIP: Y7123P138
Meeting Date: 07-Apr-14 Meeting Type: Annual General Meeting
1 Approval of the Company's Annual Report Including
the Company's Financial Statements and the Board of
Commissioners Report on Its Supervisory Duties for
the Financial Year Ended 31 December 2013, and
Grant of Release and Discharge (acquit Et Decharge)
to All Members Board of Directors and the Board of
Commissioners of the Company for Their Management
and Supervisory Actions During the Financial Year
Ended 31 December 2013 Management For Voted - For
2 Appropriation of the Company's Profit for the
Financial Year Ended 31 December 2013 Management For Voted - For
3 Approval of the Changes in the Composition of the
Board of Directors And/or the Board of
Commissioners of the Company Management For Abstain
4 Determination of Remuneration Or Honorarium and
Other Benefits for Members of the Board of
Directors and the Board of Commissioners of the
Company Management For Voted - For
5 Appointment of the Registered Public Accountant to
Audit the Company's Books for the Financial Year
Ended 31 December 2014 Management For Voted - For
6 Grant of Power and Authority to the Board of
Directors to Pay Interim Dividends for the
Financial Year Ended 31 December 2014 Management For Voted - For
1041
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT BANK MANDIRI (PERSERO) TBK
CUSIP: Y7123S108
Meeting Date: 27-Feb-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report and Ratification of
the Company's Consolidated Financial Statements,
Also Approval of the Board of Commissioner's
Supervision Report, Ratification of the Annual
Report on the Partnership and Community Development
Program (program Kemitraan Dan Bina Lingkungan) for
the Financial Year Ended on 31 December 2013 Management For Voted - For
2 Approval for the Distribution of the Company's Net
Profit for the Financial Year Ended on 31 December
2013 Management For Voted - For
3 Appointment of the Public Accountant Office to
Audit the Company's Consolidated Financial Report
and the Annual Report on the Partnership and
Community Development Program (program Kemitraan
Dan Bina Lingkungan) for the Financial Year Ended
on 31 December 2014 Management For Voted - For
4 Approval on the Remuneration for the Member of the
Board of Directors, Honorarium for the Member of
the Board of Commissioners and Tantieme, Also Other
Benefits for the Entire Members of the Company's
Board of Directors and Board of Commissioners Management For Voted - Against
5 Approval on the Acquisition of Pt Asuransi Jiwa
Inhealth Indonesia Management For Abstain
6 Alteration on the Articles of Association Regarding
Shares and Shares Certificate Management For Abstain
14 Feb 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 1. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
Meeting Date: 21-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Approval of the Changes of the Company's Management Management For Abstain
PT BANK RAKYAT INDONESIA (PERSERO) TBK
CUSIP: Y0697U112
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report and Financial
Statement Report and Partnership and Community
Development Program for the Financial Year 2013 Management For Voted - For
2 Approval on Profit Utilization for the Financial
Year 2013 Management For Voted - For
3 Approval of Remuneration for Directors and
Commissioner Management For Voted - Against
1042
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approval of Appointment of Public Accountant for
Financial Report and Partnership and Development
Program Report Audit for the Financial Year 2014 Management For Voted - For
5 Approval on Amendment of Article of Association Management For Abstain
PT CHAROEN POKPHAND INDONESIA TBK
CUSIP: Y71207164
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
1 Approval Annual Report and Ratification Financial
Report for Book Year 2013 Management For Voted - For
2 Approval on Utilization of Company Profit for Book
Year 2013 Management For Voted - For
3 Appoint Independent Public Accountant to Audit
Company Books for Book Year 2014 Management For Voted - For
4 Approval to Change the Board of Directors and
Commissioners Structure Management For Abstain
PT GUDANG GARAM TBK
CUSIP: Y7121F165
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
1 Approval on Director's Report of Company's
Performance for Book Year 2013 Management For Voted - For
2 Ratification of Balance Sheet and Profit and Loss
Report of the Company for Book Year 2013 Management For Voted - For
3 Determination of Dividend Management For Voted - For
4 Change in the Composition of Company's Board Management For Abstain
5 Appointment of Public Accountant Management For Voted - For
PT INDOCEMENT TUNGGAL PRAKARSA TBK
CUSIP: Y7127B135
Meeting Date: 06-Dec-13 Meeting Type: ExtraOrdinary General Meeting
1 Change on the Board of Directors Structures Management For Abstain
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report and Financial
Statement Report Management For Voted - For
2 Approval on Profit Utilization Management For Voted - For
3 Approval of Appointment of Public Accountant for
Financial Report Audit Management For Voted - For
4 Approval on the Board of Commissioner Structure Management For Voted - For
5 Approval of Remuneration for Directors and
Commissioner Management For Voted - For
1043
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT INDOFOOD CBP SUKSES MAKMUR TBK
CUSIP: Y71260106
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Management For Voted - For
2 Approval of the Financial Statement Report Management For Voted - For
3 Approval on Profit Utilization Management For Voted - For
4 Approval of Remuneration for Directors and
Commissioners Management For Voted - For
5 Approval of Appointment of Public Accountant for
Financial Report Audit Management For Voted - For
07 May 2014: Please Note That This is A Revision
Due to Change in Meeting Time-from 14:00 Hrs to
10:00 Hrs. If You Have Already Sent in Your Votes,
Please D-o Not Vote Again Unless You Decide to
Amend Your Original Instructions. Thank-you. Non-Voting Non-Voting
PT INDOFOOD SUKSES MAKMUR TBK
CUSIP: Y7128X128
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 Acceptance and Approval of the Annual Report of the
Board of Directors on the Activities and Financial
Results of the Company for the Year Ended on Dec
31, 2013 Management For Voted - For
2 Approval of the Company's Balance Sheet and Income
Statement for the Year Ended Dec 31, 2013 Management For Voted - For
3 Determination of the Use of Net Profit of the
Company for the Year Ended Dec 31, 2013 Management For Voted - For
4 Determination of the Remuneration of All Members of
the Board of Commissioners and Members of the Board
of Directors of the Company Management For Voted - For
5 Appointment of the Public Accountant of the Company
and Give the Authorization to the Board of
Directors to Determine the Fees and Other Terms of
Engagement of the Public Accountant Management For Voted - For
PT JASA MARGA (PERSERO) TBK
CUSIP: Y71285103
Meeting Date: 11-Mar-14 Meeting Type: Annual General Meeting
1 Approval of the Company's Annual Report for
Financial Year 2013 Regarding the Company's
Activities, Ratification of the Commissioners
Supervision Report and Ratification of the
Company's Financial Report for Financial Year Ended
31 December 2013 Management For Voted - For
1044
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratification of the Program of Partnership and
Community Development Program for Financial Year
2013 Management For Voted - For
3 Determination of the Company's Profit Utilization
for Financial Year 2013 Management For Voted - For
4 Appointment of the Public Accountant for Financial
Year 2014 Management For Voted - For
5 Determination Tantiem for Year 2013, Salary,
Honorarium and Benefit and Other Facility for
Directors and Commissioners for Year 2014 Management For Voted - Against
6 Directors Report Regarding Utility of Fund Received
from Initial Public Offering Year 2007 and Bond of
Jasa Marga Year 2010 and 2013 Management For Voted - For
7 Approval of the Implementation of the Regulatory of
the Ministry of Bumn Management For Voted - For
8 Approval to Change the Company's Management Board Management For Abstain
PT KALBE FARMA TBK
CUSIP: Y71287208
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Management For Voted - For
2 Approval and Ratification Financial Report for Book
Year That Ended on 31 Dec 2013 and As Well As to
Grant Acquit Et Decharge to the Board of Directors
and Commissioners Management For Voted - For
3 Approval on Profit Utilization Management For Voted - For
4 Approval on Restructuring of Board of Directors and
Commissioners Management For Abstain
5 Approval of Remuneration for Directors and
Commissioners Management For Voted - For
6 Approval of Appointment of Public Accountant for
Financial Report Audit Management For Voted - For
05 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 2. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
PT MEDIA NUSANTARA CITRA TBK
CUSIP: Y71280104
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
1 Approval the Board of Directors Report for Book
Year Ended on 31 Dec 2013 Management For Voted - For
2 Approval and Ratification Financial Report for Book
Year Ended on 31 Dec 2013 As Well As to Grant
Acquit Et Decharge to the Board of Directors and
Commissioners Management For Voted - For
1045
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approval on Utilization of Company Profit for Book
Year Ended on 31 Dec 2013 Management For Voted - For
4 Approval to Change Company Management Structure Management For Abstain
5 Appoint Independent Public Accountant to Audit
Company Books for Book Year 2014 and Authorize the
Board of Directors to Determine Their Honorarium Management For Voted - For
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Approval to Authorize the Commissioners to Increase
the Paid in and Paid Up Capital in Line with Mesop Management For Voted - For
2 Approval to Increase the Capital Without
Pre-emptive Rights Management For Voted - For
3 Approval on Amendment of Article of Association Management For Abstain
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK
CUSIP: Y7136Y118
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
283086 Due to Addition Of-resolution 6 and 7. All
Votes Received on the Previous Meeting Will be
Disrega-rded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Approval of the Company's Annual Report for Year
2013 and the Partnership and Community Development
Program Report for Year 2013 and the Commissioners
Supervision Report in Year 2013 Management For Voted - For
2 Ratification of the Company's Financial Report for
Year 2013 Including the Financial Report the
Partnership and Community Development Program and
to Release and Discharge the Directors and
Commissioners for Book Year 2013 Management For Voted - For
3 Determination of the Company's Profit Utilization
for Book Year 2013 and Determination Dividend Management For Voted - For
4 Approval of Appointment of Public Accountant for
Financial Report and Partnership and Development
Program Report Audit for Year 2014 Management For Voted - For
5 Determination Remuneration for Commissioners and
Directors Management For Voted - Against
6 Approval on Application of Decree of State Owned
Enterprise Ministry Management For Voted - For
7 Approval of the Changes of the Company's Management Management For Abstain
PT SEMEN INDONESIA (PERSERO) TBK
CUSIP: Y7142G168
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
1 Approval Annual Report Including the Board of
Commissioner Supervisory Report and Ratification
1046
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Financial Report As Well As Give Volledig Acquit Et
Decharge to the Board of Directors and Board of
Commissioners for Book Year Ended 2013 Management For Voted - For
2 Ratification Annual Partnership and Community
Development Program Report for Book Year 2013 As
Well As to Grant Acquit Et De Charge to the Board
of Directors and Commissioners for Book Year 2013 Management For Voted - For
3 Determination on Utilization of Company Profit for
Book Year Ended on 31 Dec 2013 Management For Voted - For
4 Determine Tantiem for Book Year 2013, Salary for
Board of Directors and Honorarium for Board of
Commissioners and Other Allowances, Facilities for
Book Year 2014 Management For Voted - For
5 Appoint of Independent Public Accountant to Audit
Company's Books and Financial Report of Partnership
and Community Development Program for Book Year 2014 Management For Voted - For
6 Approval to Change Company Director Structure and
Change of Nomenclature/title of Board of Directors Management For Abstain
10 Mar 2014: Please Note That This is A Revision
Due to Modification of Text I- N Resolution 6. If
You Have Already Sent in Your Votes, Please Do Not
Return T-his Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank Yo-u. Non-Voting Non-Voting
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK
CUSIP: Y71474145
Meeting Date: 04-Apr-14 Meeting Type: Annual General Meeting
1 Approval the Company Annual Report for Book Year
2013 Including the Board of Commissioners
Supervisory Report Management For Voted - For
2 Ratification of Financial Report and Annual
Partnership and Community Development Program
Report for Book Year 2013 As Well As to Grant
Acquit Et De Charge to the Board of Directors and
Commissioners Management For Voted - For
3 Determine on Utilization of Company Profit for Book
Year 2013 Management For Voted - For
4 Determine Remuneration for Board of Directors and
Board of Commissioners for Book Year 2014 Management For Voted - For
5 Appoint of Independent Public Accountant to Audit
Company Financial Report and Financial Report of
Partnership and Community Development Program for
Book Year 2014 Management For Voted - For
6 Change on Company Management Structures Management For Abstain
1047
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT UNILEVER INDONESIA TBK
CUSIP: Y9064H141
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Including Company's
Financial Statements Along with the Annual
Supervisory of Board of Commissioners for Year
Ended 2013 and Appropriation of Company's Net
Profit for Book Year 2013 Management For Voted - For
2 Appointment of Public Accountant for Book Year 2014
and Determine Their Honorarium Management For Voted - For
3 Re-appointment of Company's Board of Director and
Determination of the Honorarium and Allowances Management For Abstain
PT UNITED TRACTORS TBK
CUSIP: Y7146Y140
Meeting Date: 22-Apr-14 Meeting Type: Annual General Meeting
1 Approval of Annual Report and Financial Statement
for the Book Years 2013 Management For Voted - For
2 Determine Profit Allocation of Company for the Book
Years 2013 Management For Voted - For
3 Determine Salary And/or Allowances for the Members
Board of Directors of Company Include Honorarium
And/or Allowances for the Members Board of
Commissioners Company for Period 2014-2015 Management For Abstain
4 Appointment of Public Accountant for the Book Years
2014 Management For Voted - For
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG
CUSIP: Y7145P165
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
28 Feb 2014: Please Note That This is an Amendment
to Meeting Id 278950 Due To-change in Voting Status
of Resolution 1 and Receipt of Director Names in
Reso-lution 6. All Votes Received on the Previous
Meeting Will be Disregarded and Y-ou Will Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Acknowledge the 2013 Performance Result and 2014
Work Plan of the Company Non-Voting Non-Voting
2 To Approve the 2013 Financial Statements Management For Voted - For
3 To Approve the Dividend Payment for 2013 Performance Management For Voted - For
1048
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Appoint the Auditor and Consider the Auditors
Fees for Year 2014 Management For Voted - For
5 To Approve the Directors and the Sub-committees
Remuneration for Year 2014 Management For Voted - Against
6.A To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Suthep Liumsirijarern Management For Voted - For
6.B To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Ampon Kittiampon Management For Voted - For
6.C To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Pailin Chuchottaworn Management For Voted - For
6.D To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Manas Jamveha Management For Voted - For
6.E To Approve the Appointment of New Director in
Replacement of the Director Who is Due to Retire by
Rotation in 2014: Mr. Tevin Vongvanich Management For Voted - For
7 Other Matters (if Any) Management For Voted - Against
28 Feb 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Amendment
Comment. If You Have Already Sent in Your Votes for
Mid: 28692-0 Please Do Not Revote on This Meeting
Unless You Decide to Amend Your Instruc-tions. Non-Voting Non-Voting
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD
CUSIP: Y7150W105
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
284138 Due to Change in Di-rector Name for
Resolution 5.3. All Votes Received on the Previous
Meeting Wil-l be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Thank-you. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Certify the Minutes of Pttgc 2013 Annual General
Meeting of Shareholders on Apr 4 2013 Management For Voted - For
2 To Acknowledge the Company's Operation for the Year
2013 and the Recommendation for the Company's
Business Plan Management For Voted - For
3 To Consider and Approve the Company's Balance Sheet
and Income Statement for the Year Ended Dec 31 2013 Management For Voted - For
4 To Consider and Approve the Appropriation of Profit
for the Year 2013 Operating Results and Dividend
Distribution Management For Voted - For
5.1 The Board of Directors Agreed with the Nomination
and Remuneration Committees Recommendation to
1049
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Propose the Annual General Meeting of Shareholders
the Re-election of Director: Mr. Prasert Bunsumpun Management For Voted - For
5.2 The Board of Directors Agreed with the Nomination
and Remuneration Committees Recommendation to
Propose the Annual General Meeting of Shareholders
the Re-election of Director: Mr. Amnuay Preemonwong Management For Voted - For
5.3 The Board of Directors Agreed with the Nomination
and Remuneration Committees Recommendation to
Propose the Annual General Meeting of Shareholders:
Mr. Samerjai Suksumek to be Elected As A Director
Replacing Mr. Prajya Phinyawat Management For Voted - For
5.4 The Board of Directors Agreed with the Nomination
and Remuneration Committees Recommendation to
Propose the Annual General Meeting of Shareholders
the Re-election of Director: Mr. Sarun Rungkasiri Management For Voted - For
5.5 The Board of Directors Agreed with the Nomination
and Remuneration Committees Recommendation to
Propose the Annual General Meeting of Shareholders
the Re-election of Director: Mr. Bowon Vongsinudom Management For Voted - For
6 To Consider and Approve the Directors Remunerations Management For Voted - Against
7 To Consider the Appointment of the Auditor and Fix
the Annual Fee for the Year 2014 Management For Voted - Against
8 Other Issues. If Any Management For Voted - Against
PTT PUBLIC COMPANY LIMITED
CUSIP: Y6883U113
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
1 To Certify the 2013 Agm Minutes on April 11, 2013 Management For Voted - For
2 To Approve the 2013 Performance Statement and the
2013 Financial Statement, Year-end on December 31,
2013 Management For Voted - For
3 To Approve 2013 Net Profit Allocation Plan and
Dividend Policy Management For Voted - For
4.1 To Elect Director in Replacement: Air Chief Marshal
Prajin Jantong Management For Voted - Against
4.2 To Elect Director in Replacement: Mr.montri
Sotangkul Management For Voted - Against
4.3 To Elect Director in Replacement: Mr.thosaporn
Sirisumphand Management For Voted - Against
4.4 To Elect Director in Replacement: Mr.sihasak
Phuangketkeow Management For Voted - Against
4.5 To Elect Director in Replacement: Mr. Athapol
Yaisawang Management For Voted - Against
5 To Approve the 2014 Directors' Remuneration Management For Voted - Against
6 To Appoint an Auditor and to Approve the 2013 Audit
Fees Management For Voted - For
7 Other Matters (if Any) Management For Voted - Against
25 Feb 2014: in the Situation Where the Chairman of
the Meeting Suddenly Chang-e the Agenda And/or Add
1050
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
New Agenda During the Meeting, We Will Vote That
Agend-a As Abstain. Non-Voting Non-Voting
25 Feb 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
PUBLIC BANK BHD
CUSIP: Y71497104
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Financial Year Ended 31 December 2013 and the
Reports of the Directors and Auditors Thereon Management For Voted - For
2 To Re-elect Tang Wing Chew Who Retires by Rotation
Pursuant to Article 111 of the Company's Articles
of Association Management For Voted - For
3 That Tan Sri Dato' Sri Dr. Teh Hong Piow, Retiring
Pursuant to Section 129 of the Companies Act, 1965,
be and is Hereby Re-appointed A Director of the
Company to Hold Office Until the Next Annual
General Meeting Management For Voted - For
4 That Tan Sri Datuk Seri Utama Thong Yaw Hong,
Retiring Pursuant to Section 129 of the Companies
Act, 1965, be and is Hereby Re- Appointed A
Director of the Company to Hold Office Until the
Next Annual General Meeting Management For Voted - For
5 That Tan Sri Dato' Sri Tay Ah Lek, Retiring
Pursuant to Section 129 of the Companies Act, 1965,
be and is Hereby Re-appointed A Director of the
Company to Hold Office Until the Next Annual
General Meeting Management For Voted - For
6 That Dato' Sri Lee Kong Lam, Retiring Pursuant to
Section 129 of the Companies Act, 1965, be and is
Hereby Re-appointed A Director of the Company to
Hold Office Until the Next Annual General Meeting Management For Voted - For
7 That Lai Wan, Retiring Pursuant to Section 129 of
the Companies Act, 1965, be and is Hereby Re-
Appointed A Director of the Company to Hold Office
Until the Next Annual General Meeting Management For Voted - For
8 To Approve the Payment of Directors' Fees of
Rm2,469,000 for the Financial Year Ended 31
December 2013 Management For Voted - For
9 To Re-appoint Messrs KPMG As Auditors of the
Company for the Financial Year Ending 31 December
2014 and to Authorise the Directors to Fix the
Auditors' Remuneration Management For Voted - For
10 Proposed Merger of Ordinary Shares of Rm1.00 Each
in Pbb (pbb Shares) Listed and Quoted As "local"
and Pbb Shares Listed and Quoted As "foreign" on
the Main Market of Bursa Malaysia Securities Bhd
1051
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(bursa Securities) (proposed Merger of Pbb 'l'
Shares and Pbb 'f' Shares) Management For Voted - For
S.1 Proposed Amendments to the Memorandum and Articles
of Association of Pbb Management For Voted - For
Meeting Date: 06-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Renounceable Rights Issue of New Ordinary
Shares of Rm1.00 Each ("rights Share(s)") in Public
Bank Berhad to Raise Gross Proceeds of Up to Rm5.00
Billion ("proposed Rights Issue") Management For Voted - For
QATAR NATIONAL BANK S.A.Q., DOHA
CUSIP: M81802106
Meeting Date: 02-Feb-14 Meeting Type: Annual General Meeting
Please Note That According to the Commercial Law of
Qatar, Votes Can Only Be-represented by A
Shareholder Attending the Meeting in Person and
Casting Your-vote Accordingly. Also, the Proxy
Cannot Represent More Than 5% of The- Company Share
Capital and 25% of the Shares Represented at the
Agm / Egm. Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 5 Feb 2014.
Consequently, Your Voting Instructions Will
Remain-valid for All Calls Unless the Agenda is
Amended. Thank You Non-Voting Non-Voting
1 Hearing the Statement of His Excellency the
Chairman and the Report of the Board of Directors
on the Company's Activities and Its Financial
Position for the Year Ended 31st December 2013 and
Its Business Plan for 2014 Management For Voted - For
2 Hearing and Approving the Report of the External
Auditor on the Company's Statement of Financial
Position and on the Accounts Submitted by the Board
of Directors Management For Voted - For
3 Discussing and Approving the Statement of Financial
Position and Income Statement for the Year Ended
31st December 2013 Management For Voted - For
4 Approving the Proposal of the Board of Directors to
Distribute to Shareholders A Cash Dividend at the
Rate of 70 Percent of the Nominal Value of the
Share, Representing Qar 7.0 Per Share Management For Voted - For
5 Absolving the Members of the Board of Directors
from Responsibility and Fixing Their Fees for the
Financial Year Ended 31st December 2013 Management For Voted - For
6 Presenting the Company's Corporate Governance
Report for 2013 Management For Voted - For
7 Appointing an External Auditor for the Financial
Year 2014 and Fixing Its Fees Management For Voted - For
1052
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Jan 2014: Please Note That This is A Revision
Due to Change in Meeting Type-from Ogm to Agm. If
You Have Already Sent in Your Votes, Please Do Not
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
REMGRO LTD
CUSIP: S6873K106
Meeting Date: 03-Dec-13 Meeting Type: Annual General Meeting
O.1 Approval of Annual Financial Statements Management For Voted - For
O.2 Resolved That the Reappointment of
PricewaterhouseCoopers Inc., Who is Independent
from the Company, As the Company's Auditor, As
Nominated by the Company's Audit and Risk
Committee, be Approved and to Note That the
Individual Registered Auditor Who Will Perform the
Function of Auditor During the Financial Year
Ending 30 June 2014, is Mr N H Doman Management For Voted - For
O.3 Election of Director - Mr W E Buhrmann Management For Voted - For
O.4 Election of Director - Mr J J Durand Management For Voted - For
O.5 Election of Director - Mr G T Ferreira Management For Voted - For
O.6 Election of Director - Mr J Malherbe Management For Voted - For
O.7 Election of Director - Mr M M Morobe Management For Voted - For
O.8 Appointment of Member of the Audit and Risk
Committee - Mr N P Mageza Management For Voted - Against
O.9 Appointment of Member of the Audit and Risk
Committee - Mr P J Moleketi Management For Voted - For
O.10 Appointment of Member of the Audit and Risk
Committee - Mr F Robertson Management For Voted - For
O.11 Appointment of Member of the Audit and Risk
Committee - Mr H Wessels Management For Voted - For
S.1 Approval of Directors' Remuneration Management For Voted - For
S.2 General Authority to Repurchase Shares Management For Voted - For
S.3 General Authority to Enter Into Derivative
Transactions Management For Voted - For
S.4 General Authority to Provide Financial Assistance
to Related and Inter-related Companies and
Corporations Management For Voted - For
RESOLUTE MINING LTD, PERTH WA
CUSIP: Q81068100
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
1053
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Election of Mr (bill) Henry Thomas Stuart Price As
Director Management For Voted - For
3 Issue of Performance Rights to Mr Peter Sullivan Management For Voted - For
SACI FALABELLA
CUSIP: P3880F108
Meeting Date: 29-Apr-14 Meeting Type: Ordinary General Meeting
1 Approval of the Annual Report, General Balance
Sheet, Profit and Loss Statements and Opinion of
External Auditors for the Period Ended December 31,
2013 Management For Voted - For
2 Appropriation of Profits of the Period 2013: Clp 40
Per Share Management For Voted - For
3 Policy of Dividends Management For Voted - For
4 Election of the Board of Directors Management For Voted - Against
5 Remuneration of the Board of Directors Management For Abstain
6 Appointment of External Auditors and Rating
Agencies for the Period 2014 Management For Voted - For
7 Determination of the Newspaper for Publications of
the Company Management For Voted - For
8 Report of the Operations Referred to in Title Xvi
of the Law 18.046 Management For Voted - For
9 Report of the Committee of Directors, Determination
of the Budget, Expenses and Remuneration Management For Abstain
10 Other Matters of the Competence of the Regular
Stockholders Meeting Management For Voted - Against
SAPURAKENCANA PETROLEUM BHD
CUSIP: Y7516Y100
Meeting Date: 06-Dec-13 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Acquisition of the Entire Issued and
Outstanding Common Shares of Newfield Malaysia
Holding Inc. for A Total Purchase Price of
Usd898,000,000 to be Satisfied Entirely by Cash Management For Voted - For
25 Nov 13: Please Note That This is A Revision Due
to Change in Record Date Fr-om 5 Dec 13 to 29 Nov
13. If You Have Already Sent in Your Votes, Please
1054
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Do No-t Return This Proxy Form Unless You Decide to
Amend Your Original Instructions-. Thank You. Non-Voting Non-Voting
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
1 To Approve the Directors' Fees for the Financial
Year Ended 31 January 2014 Management For Voted - For
2 To Re-elect the Following Director Who Retire by
Rotation Pursuant to Article 87 of the Articles of
Association of the Company and Being Eligible,
Offer Himself for Re- Election: Dato' Mokhzani
Mahathir Management For Voted - For
3 To Re-elect the Following Director Who Retire by
Rotation Pursuant to Article 87 of the Articles of
Association of the Company and Being Eligible,
Offer Himself for Re- Election: Dato' Shahriman
Shamsuddin Management For Voted - For
4 To Re-elect the Following Director Who Retire by
Rotation Pursuant to Article 87 of the Articles of
Association of the Company and Being Eligible,
Offer Himself for Re- Election: Yeow Kheng Chew Management For Voted - For
5 To Re-elect the Following Director Who Retire
Pursuant to Article 93 of the Articles of
Association of the Company and Being Eligible,
Offer Himself for Re-election: Gee Siew Yoong Management For Voted - For
6 To Re-elect the Following Director Who Retire
Pursuant to Article 93 of the Articles of
Association of the Company and Being Eligible,
Offer Himself for Re-election: Ramlan Abdul Malek Management For Voted - For
7 To Re-appoint Messrs Ernst & Young As Auditors of
the Company Until the Conclusion of the Next Annual
General Meeting and to Authorise the Directors to
Fix Their Remuneration Management For Voted - For
8 "that Dato' Hamzah Bakar Who is Over the Age of 70
Years, be and is Hereby Reappointed As A Director
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting of the Company Management For Voted - For
9 "that Mr John Fredriksen Who is Over the Age of 70
Years, be and is Hereby Reappointed As an Alternate
Director of the Company to Hold Office Until the
Conclusion of the Next Annual General Meeting of
the Company Management For Voted - For
10 Authority for Directors to Issue Shares Under
Section 132d of the Companies Act, 1965 Management For Voted - For
Meeting Date: 25-Jun-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Establishment of A Share Issuance Scheme
of Up to Five Percent (5%) of the Issued and
Paid-up Share Capital of Skpb in Relation to A
Long-term Incentive Plan for the Eligible Employees
(including Executive Directors) of Skpb and Its
Subsidiaries ("proposed Share Issuance Scheme") Management For Voted - For
1055
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Proposed Grant to Tan Sri Dato' Seri Shahril Bin
Shamsuddin ("tss") ("proposed Grant 1") Management For Voted - For
3 Proposed Grant to Ramlan Bin Abdul Malek ("ram")
("proposed Grant 2") Management For Voted - For
12 Jun 2014: Please Note That This is A Revision
Due to Change in Record Date-from 24 Jun 2014 to 18
Jun 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
SASOL LTD, JOHANNESBURG
CUSIP: 803866102
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
1.1 To Elect, the Following Director Retiring in Terms
of Clause 22.2.1 of the Company's Memorandum of
Incorporation: Vn Fakude Management For Voted - For
1.2 To Elect, the Following Director Retiring in Terms
of Clause 22.2.1 of the Company's Memorandum of
Incorporation: Msv Gantsho Management For Voted - For
1.3 To Elect, the Following Director Retiring in Terms
of Clause 22.2.1 of the Company's Memorandum of
Incorporation: in Mkhize Management For Voted - For
1.4 To Elect, the Following Director Retiring in Terms
of Clause 22.2.1 of the Company's Memorandum of
Incorporation: Mjn Njeke Management For Voted - For
2 To Elect the Following Director Appointed by the
Board in Terms of Clause 22.4.1 of the Company's
Memorandum of Incorporation During the Course of
the Year, and Who Will Cease to Hold Office at the
End of the Annual General Meeting: P Victor Management For Voted - For
3 To Appoint PricewaterhouseCoopers Inc to Act As
Independent Auditors of the Company Until the Next
Annual General Meeting Management For Voted - For
4.1 To Elect, the Member of the Audit Committee: C Beggs Management For Voted - For
4.2 To Elect, the Member of the Audit Committee: in
Mkhize (subject to Her Being Re-elected As A
Director) Management For Voted - For
4.3 To Elect, the Member of the Audit Committee: Mjn
Njeke (subject to His Being Re-elected As A
Director) Management For Voted - Against
4.4 To Elect, the Member of the Audit Committee: S
Westwell Management For Voted - For
5 Advisory Endorsement - to Endorse, on A Non-
Binding Advisory Basis, the Company's Remuneration
Policy Management For Voted - For
6.S.1 To Approve the Remuneration Payable to Non-
Executive Directors of the Company for Their
Services As Directors for the Period 1 July 2013
Until This Resolution is Replaced Management For Voted - For
7.S.2 To Authorise the Board to Approve the General
Repurchase by the Company Or Purchase by Any of Its
1056
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Subsidiaries, of Any of the Company's Ordinary
Shares And/or Sasol Bee Ordinary Shares Management For Voted - For
8.S.3 To Authorise the Board to Approve the Purchase by
the Company (as Part of A General Repurchase in
Accordance with Special Resolution Number 2), of
Its Issued Shares from A Director And/or A
Prescribed Officer of the Company, And/or Persons
Related to A Director Or Prescribed Officer of the
Company Management For Voted - For
29 Oct 13: Please Note That This is A Revision Due
to Change in Record Date. I-f You Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
SIME DARBY BHD
CUSIP: Y7962G108
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
1 To Declare A Final Single Tier Dividend of 27 Sen
Per Ordinary Share for the Financial Year Ended 30
June 2013 Management For Voted - For
2 To Approve the Annual Remuneration for the Non-
Executive Directors As Disclosed in the Audited
Financial Statements for the Financial Year Ended
30 June 2013 Management For Voted - For
3 To Re-appoint Tan Sri Dato' Dr Wan Mohd Zahid Mohd
Noordin As A Director of the Company and to Hold
Office Until the Conclusion of the Next Annual
General Meeting Pursuant to Section 129(6) of the
Companies Act, 1965 Management For Voted - For
4 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Dato' Abdul Ghani Othman Management For Voted - For
5 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Tan Sri Dato' Sri Dr Wan
Abdul Aziz Wan Abdullah Management For Voted - For
6 To Re-elect the Following Director Who Retires
Pursuant to Article 104 of the Articles of
Association of the Company and Who Have Offered
Himself for Election: Ir Dr Muhamad Fuad Abdullah Management For Voted - For
7 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
Himself for Re-election: Tan Sri Dato' Sri Hamad
Kama Piah Che Othman Management For Voted - For
8 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
1057
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Himself for Re-election: Tan Sri Datuk Dr Yusof
Basiran Management For Voted - For
9 To Re-elect the Following Director Who Retires
Pursuant to Article 99 of the Articles of
Association of the Company and Who Have Offered
Herself for Re-election: Datuk Zaiton Mohd Hassan Management For Voted - For
10 To Re-appoint PricewaterhouseCoopers As Auditors of
the Company for the Financial Year Ending 30 June
2014, and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
11 Authority to Allot and Issue Shares Pursuant to
Section 132d of the Companies Act, 1965 Management For Voted - For
12 Proposed Renewal of Shareholders' Mandate for
Existing Recurrent Related Party Transactions and
Proposed New Shareholders' Mandate for Additional
Recurrent Related Party Transactions of A Revenue
Or Trading Nature Management For Voted - For
13 Proposed Grant to Muhammad Ali Nuruddin Pursuant to
the Performance-based Employee Share Scheme for the
Eligible Employee (including Executive Directors)
of Sime Darby Berhad and Its Subsidiaries
(excluding Subsidiaries Which are Dormant) (scheme) Management For Voted - For
Meeting Date: 21-Nov-13 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Dividend Reinvestment Plan That Provides
Shareholders of the Company with an Option to
Reinvest Their Cash Dividend in New Ordinary Shares
of Rm0.50 Each in the Company ("sime Darby Shares")
("proposed Drp") Management For Voted - For
SM INVESTMENTS CORP
CUSIP: Y80676102
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting
288667 Due to Addition of Res-olution "17". All
Votes Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Call to Order Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 Approval of Minutes of Annual Meeting of
Stockholders Held on April 25, 2013 Management For Voted - For
4 Annual Report for the Year 2013 Management For Voted - For
5 General Ratification of the Acts of the Board of
Directors and the Management from the Date of the
Last Annual Stockholders' Meeting Up to the Date of
This Meeting Management For Voted - For
6 Amendment of the Articles of Incorporation to State
the Specific Address of the Corporation's Principal
Office Per Sec Mc No. 6, Series of 2014 Management For Voted - For
1058
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Election of Director: Henry Sy, Sr Management For Voted - For
8 Election of Director: Teresita T. Sy Management For Voted - For
9 Election of Director: Henry T. Sy, Jr Management For Voted - For
10 Election of Director: Harley T. Sy Management For Voted - For
11 Election of Director: Jose T. Sio Management For Voted - For
12 Election of Director: Vicente S. Perez, Jr.
(independent Director) Management For Voted - For
13 Election of Director: Ah Doo Lim (independent
Director) Management For Voted - For
14 Election of Director: Joseph R. Higdon (independent
Director) Management For Voted - For
15 Appointment of External Auditors Management For Voted - For
16 Adjournment Management For Voted - For
17 Other Matters Management For Voted - Against
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH, S
CUSIP: P8716X108
Meeting Date: 25-Apr-14 Meeting Type: Ordinary General Meeting
1 Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors' Report, and External
Auditors' Report for the Business Year Ended
December 31, 2013 Management For Voted - For
2 Appointment of the External Auditing Company and
Account Inspectors for the Business Year 2014 Management For Voted - For
3 Operations Referred to Under Title Xvi of Law 18,046 Management For Voted - For
4 Investment and Finance Policies Management For Abstain
5 Net Income for Business Year 2013, Distribution of
Definitive Dividend and Future Dividend Policy Management For Voted - For
6 Board of Directors' Expenditures During the
Business Year 2013 Management For Voted - For
7 Directors' Salaries Management For Abstain
8 Matters in Relation with the Directors Committee,
with the Audit Committee and with the Health,
Safety and Environmental Committee Management For Abstain
9 Other Corresponding Matters in Compliance with the
Pertinent Provisions Management Abstain Abstain
16 Apr 2014: Please Note That This is A Revision
Due to Change in Record Date-from 19 Apr 2014 to 17
Apr 2014. If You Have Already Sent in Your Votes,
Pleas-e Do Not Vote Again Unless You Decide to
Amend Your Original Instructions. Tha-nk You. Non-Voting Non-Voting
STANDARD BANK GROUP LIMITED
CUSIP: S80605140
Meeting Date: 28-Mar-14 Meeting Type: Ordinary General Meeting
O.1 Approval of the Proposed Transaction Management For Voted - For
O.2 Authority to Give Effect to the Above Resolution Management For Voted - For
1059
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
O.1 Accept Financial Statements and Statutory Reports
for the Year Ended 31 December 2013 Management For Voted - For
O.2.1Elect Francine-anne Du Plessis As Director Management For Voted - For
O.2.2Re-elect Saki Macozoma As Director Management For Voted - For
O.2.3Re-elect Lord Smith of Kelvin Kt As Director Management For Voted - For
O.2.4Elect Andre Parker As Director Management For Voted - For
O.2.5Elect Swazi Tshabalala As Director Management For Voted - For
O.2.6Elect Kaisheng Yang As Director Management For Voted - For
O.2.7Elect Wenbin Wang As Director Management For Voted - For
O.2.8Re-elect Ted Woods As Director Management For Voted - For
O.3 Reappoint KPMG Inc and PricewaterhouseCoopers Inc
As Auditors of the Company with Peter Macdonald and
Fulvio Tonelli As the Designated Registered
Auditors Respectively Management For Voted - For
O.4 Place Authorised But Unissued Ordinary Shares Under
Control of Directors Management For Voted - For
O.5 Place Authorised But Unissued Non- Redeemable
Preference Shares Under Control of Directors Management For Voted - Against
O.6 Approve Remuneration Policy Management For Voted - For
S.7.1 Approve Remuneration of Chairman Management For Voted - For
S.7.2 Approve Remuneration of Directors Management For Voted - For
S.7.3 Approve Remuneration of International Directors Management For Voted - For
S7.41 Approve Remuneration of Director's Affairs
Committee Chairman Management For Voted - For
S7.42 Approve Remuneration of Director's Affairs
Committee Member Management For Voted - For
S7.51 Approve Remuneration of Risk and Capital Management
Committee Chairman Management For Voted - For
S7.52 Approve Remuneration of Risk and Capital Management
Committee Member Management For Voted - For
S7.61 Approve Remuneration of Remuneration Committee
Chairman Management For Voted - For
S7.62 Approve Remuneration of Remuneration Committee
Member Management For Voted - For
S7.71 Approve Remuneration of Social and Ethics Committee
Chairman Management For Voted - For
S7.72 Approve Remuneration of Social and Ethics Committee
Member Management For Voted - For
S7.81 Approve Remuneration of Audit Committee Chairman Management For Voted - For
S7.82 Approve Remuneration of Audit Committee Member Management For Voted - For
S7.91 Approve Remuneration of It Committee Chairman Management For Voted - For
S7.92 Approve Remuneration of It Committee Member Management For Voted - For
S7.10 Approve Ad Hoc Meeting Attendance Fees Management For Voted - For
S.8 Authorise Repurchase of Up to Ten Percent of Issued
Ordinary Share Capital Management For Voted - For
S.9 Authorise Repurchase of Up to Ten Percent of Issued
Preference Share Capital Management For Voted - For
S.10 Approve Financial Assistance to Related Or
Inter-related Companies Management For Voted - For
1060
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
01 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions O.2.1,
O.2.3 and S.8 and Numbering of Resolutions. If You
Have A-lready Sent in Your Votes, Please Do Not
Vote Again Unless You Decide to Amend-your Original
Instructions. Thank You Non-Voting Non-Voting
STEINHOFF INTERNATIONAL HOLDINGS LTD
CUSIP: S8217G106
Meeting Date: 03-Dec-13 Meeting Type: Annual General Meeting
1 Presentation of the Annual Financial Statements Non-Voting Non-Voting
2 To Reappoint Deloitte & Touche As Auditors Management For Voted - For
3.1 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Executive Directors' Fees Management For Voted - For
3.2.1 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Chairman Management For Voted - For
3.2.2 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Board Members Management For Voted - For
3.2.3 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Audit Committee Management For Voted - For
3.2.4 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Human Resources and Remuneration Committee Management For Voted - For
3.2.5 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Group Risk Overview Committee Management For Voted - For
3.2.6 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Nominations Committee Management For Voted - For
3.2.7 Special Resolution Number 1: to Approve the
Directors' Fees for the Year Ending June 2014:
Social and Ethics Committee Management For Voted - For
4O141 Board Appointments: to Elect Individually to the
Board: Dc Brink Management For Voted - For
4O142 Board Appointments: to Elect Individually to the
Board: Sf Booysen Management For Voted - For
4O143 Board Appointments: to Elect Individually to the
Board: be Steinhoff Management For Voted - For
4O144 Board Appointments: to Elect Individually to the
Board: Ch Wiese Management For Voted - For
4O145 Board Appointments: to Elect Individually to the
Board: Hj Sonn Management For Voted - For
4O146 Board Appointments: to Elect Individually to the
Board: Mj Jooste Management For Voted - For
4O147 Board Appointments: to Elect Individually to the
Board: Ab La Grange Management For Voted - For
1061
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5O251 To Re-elect Individually Independent Non- Executive
Director to the Audit Committee: Sf Booysen
(chairman) Management For Voted - For
5O252 To Re-elect Individually Independent Non- Executive
Director to the Audit Committee: Dc Brink Management For Voted - For
5O253 To Re-elect Individually Independent Non- Executive
Director to the Audit Committee: Mt Lategan Management For Voted - For
6.O.3Placement of Shares Under the Control of Directors Management For Voted - Against
7.O.4Shares Under the Control of Directors for Share
Incentive Scheme Management For Voted - For
8.S.2 General Authority to Purchase Own Shares Management For Voted - For
9.O.5General Authority to Distribute Share Capital
And/or Reserves Management For Voted - For
10.O6 Authority to Create and Issue Convertible Debentures Management For Voted - For
11.O7 Endorsement of Remuneration Policy Management For Voted - For
12.S3 Authority to Provide Financial Assistance Management For Voted - For
13.S4 To Amend Memorandum of Incorporation by Insertion
of Clause 44: Odd Lot Offers Management For Voted - For
TELEFONICA CZECH REPUBLIC A.S., PRAHA
CUSIP: X89734101
Meeting Date: 12-Mar-14 Meeting Type: Ordinary General Meeting
1 Opening Management For Voted - For
2.1 The General Meeting Approved the Rules of Procedure
of the General Meeting As Submitted by the Board of
Directors Management For Voted - For
2.2 The General Meeting Elects Judr. Petr Kasik Ph.D.
As Chairman of the General Meeting, Ms Zuzana
Duskova As Minutes Clerk, Judr. Jakub Chytil and
Mgr. Eva Stockova As Minutes Verifiers and Messrs
Milan Vacha and Martin Hlavacek As Scrutineers Management For Voted - For
3 The General Meeting Recalls Messrs Lubomir
Vinduska, Antonin Botlik and Jiri Trupl from the
Supervisory Board of the Company Management For Voted - For
4.1 The General Meeting Elects Mr. Martin Stefunko,
Born on 23 June 1977, Residing at Snp 968/43, 92400
Galanta, Slovakia, As A Member of the Supervisory
Board Management For Voted - Against
4.2 The General Meeting Elects Mr. Ladislav Bartonicek,
Born on 27 May 1964, Residing at Vezenska 859/9,
Stare Mesto, 110 00 Praha 1, As A Member of the
Supervisory Board Management For Voted - For
4.3 The General Meeting Elects Mr. Vladimir Mlynar,
Born on 15 January 1966, Residing at Jindrova 911,
Stodulky, 155 00 Praha 5, As A Member of the
Supervisory Board Management For Voted - For
5.1 Considering His Membership in the Supervisory
Board, the General Meeting Approves Entering Into
the Executive Service Agreement with Mr. Martin
Stefunko, Born on 23 June 1977, Residing at Snp
1062
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
968/43, 92400 Galanta, Slovakia, As Submitted to
the General Meeting Management For Voted - For
5.2 Considering His Membership in the Supervisory
Board, the General Meeting Approves Entering Into
the Executive Service Agreement with Mr. Ladislav
Bartonicek, Born on 27 May 1964, Residing at
Vezenska 859/9, Stare Mesto, 110 00 Praha 1, As
Submitted to the General Meeting Management For Voted - For
5.3 Considering His Membership in the Supervisory
Board, the General Meeting Approves Entering Into
the Executive Service Agreement with Mr. Vladimir
Mlynar, Born on 15 January 1966, Residing at
Jindrova 911, Stodulky, 155 00 Praha 5, As
Submitted to the General Meeting Management For Voted - For
6.1 The General Meeting Elects Mr. Martin Stefunko,
Born on 23 June 1977, Residing at Snp 968/43, 92400
Galanta, Slovakia, As A Member of the Audit
Committee Management For Abstain
6.2 The General Meeting Elects Mr. Ondrej Chaloupecky,
Born on 5 December 1972, Residing in Semily,
Chuchelna 5, Postcode 513 01, As A Member of the
Audit Committee Management For Abstain
6.3 The General Meeting Elects Mr. Radek Neuzil, Born
on 22 April 1970, Residing in Brno, Chmelnice
2789/45, Postcode 628 00, As A Member of the Audit
Committee Management For Abstain
7.1 Considering His Membership in the Audit Committee,
the General Meeting Approves Entering Into the
Executive Service Agreement with Mr. Martin
Stefunko, Born on 23 June 1977, Residing at Snp
968/43, 92400 Galanta, Slovakia, As Submitted to
the General Meeting Management For Voted - For
7.2 Considering His Membership in the Supervisory
Board, the General Meeting Approves Entering Into
the Executive Service Agreement with Mr. Ondrej
Chaloupecky, Born on 5 December 1972, Residing in
Semily, Chuchelna 5, Postcode 513 01, As Submitted
to the General Meeting Management For Voted - For
7.3 Considering His Membership in the Supervisory
Board, the General Meeting Approves Entering Into
the Executive Service Agreement with Mr. Radek
Neuzil, Born on 22 April 1970, Residing in Brno,
Chmelnice 2789/45, Postcode 628 00, As Submitted to
the General Meeting Management For Voted - For
8 The General Meeting Resolves on Amending the
Articles of Association Consisting in Replacing the
Current Wording (containing Fundamental Provisions
and Art. 1 to 41) with Amended Wording (containing
Fundamental Provision and Art. 1 to 46), As
Submitted to the General Meeting Management For Voted - For
9 Conclusion Management For Voted - For
Meeting Date: 19-May-14 Meeting Type: Ordinary General Meeting
1 Opening Management For Voted - For
1063
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approval of Rules of Procedure of the General
Meeting, Election of the Chairman of the General
Meeting, the Minutes Clerk, Minutes Verifier Or
Verifiers and Person Or Persons to Count the Votes:
the General Meeting Elects Petr Kasik As Chairman
of the General Meeting, Zuzana Duskova As Minutes
Clerk, Jakub Chytil and Eva Stockova As Minutes
Verifiers and Messrs Milan Vacha and Martin
Hlavacek As Scrutineers Management For Voted - For
3 Resolution on the Amendment to the Company's
Articles of Association: Articles 1(1), 5(3), 8(1),
35(2), 8(1), 14, 20, 34(1), 35(4), 35(5), 36,
38(1)(g) Management For Voted - For
4 Conclusion Management For Voted - For
Meeting Date: 25-Jun-14 Meeting Type: Ordinary General Meeting
1 Opening Management For Voted - For
2 Approval of Rules of Procedure of the General
Meeting, Election of the Chairman of the General
Meeting, the Minutes Clerk, the Minutes Verifier
and Person Or Persons to Count the Votes Management For Voted - For
3 The Board of Directors Report on Company
Performance and the Status of Its Assets As A Part
of the Company's 2013 Annual Report, the
Summarizing Explanatory Report on Various Issues
Dealt with in the Company's 2013 Annual Report,
Conclusions of the 2013 Report on Relations Management For Voted - For
4 Presentation of the Supervisory Boards Surveillance
Activities, Incl. Information on the Report on
Relations Review Management For Voted - For
5 Approval of the Company's 2013 Financial Statements Management For Voted - For
6 Resolution on the Distribution of Company's Profit
for 2013 Management For Voted - For
7 Appointment of an Auditor to Carry Out the
Mandatory Audit of the Company in 2014 :kpmg Ceska
Republika Audit, S.r.o Management For Voted - For
8 Conclusion Management For Voted - For
28 May 2014: Please Note That This is A Revision
Due to Receipt of Auditor Nam-e. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless You-decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
TELEKOM MALAYSIA BHD
CUSIP: Y8578H118
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Declare A Final Single-tier Dividend of 16.3 Sen
Per Ordinary Share in Respect of the Financial Year
Ended 31 December 2013 Management For Voted - For
1064
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Re-elect the Following Director, Who Retire
Pursuant to Article 98(2) of the Company's Articles
of Association: Datuk Seri Fateh Iskandar Tan Sri
Dato' Mohamed Mansor Management For Voted - Against
3 To Re-elect the Following Director, Who Retire
Pursuant to Article 98(2) of the Company's Articles
of Association: Gee Siew Yoong Management For Voted - For
4 To Re-elect the Following Director, Who Retire
Pursuant to Article 103 of the Company's Articles
of Association: Dato' Sri Dr Halim Shafie Management For Voted - For
5 To Re-elect the Following Director, Who Retire
Pursuant to Article 103 of the Company's Articles
of Association: Tan Sri Dato' Sri Zamzamzairani
Mohd Isa Management For Voted - For
6 To Re-elect the Following Director, Who Retire
Pursuant to Article 103 of the Company's Articles
of Association: Davide Giacomo Benello @ David
Benello Management For Voted - For
7 To Re-appoint Dato' Danapalan T.p Vinggrasalam, Who
Retires Pursuant to Section 129(2) of the Companies
Act, 1965 Management For Voted - For
8 To Re-appoint Messrs PricewaterhouseCoopers (pwc),
Having Consented to Act As Auditors of the Company
for the Financial Year Ending 31 December 2014 and
to Authorise the Directors to Fix Their Remuneration Management For Voted - For
9 Authority to Issue and Allot Shares Pursuant to
Section 132d of the Companies Act, 1965(ca 1965) Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Dividend Reinvestment Scheme That Provides
the Shareholders of Tm ("shareholders") with the
Option to Elect to Reinvest Their Cash Dividend
Entitlements in New Ordinary Shares of Rm0.70 Each
in Tm ("tm Shares") ("proposed Drs") Management For Voted - For
2 Proposed Drs Being Applicable to the Company's
Final Single-tier Dividend of 16.3 Sen Per Tm Share
That Was Announced on 27 February 2014("final
Dividend") ("proposed Application") Management For Voted - For
3 Proposed Renewal of Shareholders' Mandate for
Recurrent Related Party Transactions of A Revenue
Or Trading Nature ("proposed Renewal of
Shareholders' Mandate") Management For Voted - For
4 Proposed Additional Shareholders' Mandate for
Recurrent Related Party Transactions of A Revenue
Or Trading Nature ("proposed Additional
Shareholders' Mandate") Management For Voted - For
1065
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TELIASONERA AB, STOCKHOLM
CUSIP: W95890104
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
277961 Due to Change in Vo-ting Status of
Resolution 21 and Addition of Comment. All Votes
Received on Th-e Previous Meeting Will be
Disregarded and You Will Need to Reinstruct on
This-meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
Please Note That the Board Does Not Make Any
Recommendation on Resolution Numb-er 21. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
1 Election of Chair of the Meeting: Eva Hagg, Advokat Non-Voting Non-Voting
2 Preparation and Approval of Voting Register Non-Voting Non-Voting
3 Adoption of Agenda Non-Voting Non-Voting
4 Election of Two Persons to Check the Minutes of the
Meeting Together with The-chair Non-Voting Non-Voting
5 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditor's
Report, the Consolidated F-inancial Statements and
the Auditor's Report on the Consolidated Financial
Sta-tements for 2013. A Description by the Chair of
the Board of Directors Marie E-hrling of the Work
of the Board of Directors During 2013 and A Speech
by Presi- Dent and Ceo Johan Dennelind in
Connection Herewith Non-Voting Non-Voting
7 Resolution to Adopt the Income Statement, the
Balance Sheet, the Consolidated Income Statement
and the Consolidated Balance Sheet for 2013 Management For Voted - For
8 Resolution on Appropriation of the Company's Profit
As Shown on the Adopted Balance Sheet and Setting
of Record Date for the Dividend. the Board of
1066
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors Proposes That A Dividend of Sek 3.00 Per
Share is Distributed to the Shareholders and That
April 7, 2014 be Set As the Record Date for the
Dividend. If the Annual General Meeting Resolves in
Accordance with the Proposal, It is Estimated That
Euroclear Sweden Ab Will Execute the Payment on
April 10, 2014 Management For Voted - For
9 Resolution on Discharge of the Directors and the
Ceo from Personal Liability Towards the Company for
the Administration of the Company in 2013 Management For Voted - Against
10 Resolution on Number of Directors and Alternate
Directors to be Elected at the Meeting: Until the
End of the Annual General Meeting 2015, Eight
Directors with No Alternate Directors Management For Voted - For
11 Resolution on Remuneration Payable to the Directors Management For Voted - For
12 Election of Directors and Any Alternate Directors:
Re-election of Marie Ehrling, Mats Jansson, Olli-
Pekka Kallasvuo, Mikko Kosonen, Nina Linander,
Martin Lorentzon, Per-arne Sandstrom and Kersti
Strandqvist Management For Voted - For
13 Election of Chair and Vice-chair of the Board of
Directors: Re-election of Marie Ehrling As Chair
and Olli-pekka Kallasvuo As Vice-chair Management For Voted - For
14 Resolution on Number of Auditors and Deputy
Auditors: Until the End of the Annual General
Meeting 2015 There Will be One Auditor with No
Deputy Auditors Management For Voted - For
15 Resolution on Remuneration Payable to the Auditor Management For Voted - For
16 Election of Auditor and Any Deputy Auditors :
Election of the Audit Company Deloitte Ab Management For Voted - For
17 Election of Nomination Committee and Resolution on
Instruction for the Nomination Committee: Election
of Magnus Skaninger (swedish State), Kari Jarvinen
(solidium Oy), Jan Andersson (swedbank Robur
Funds), Per Frennberg (alecta) and Marie Ehrling
(chair of the Board of Directors) Management For Voted - For
18 Resolution on Principles for Remuneration to Group
Management Management For Voted - Against
19 Resolution Authorizing the Board of Directors to
Acquire the Company's Own Shares Management For Voted - For
20.a Resolution on Implementation of A Long-term
Incentive Program 2014/2017 Management For Voted - For
20.b Resolution on Hedging Arrangements for the Program Management For Voted - For
21 Resolution on Special Investigation Management For Voted - Against
TENAGA NASIONAL BHD, KUALA LUMPUR
CUSIP: Y85859109
Meeting Date: 19-Dec-13 Meeting Type: Annual General Meeting
1 To Approve the Declaration of A Final Single-tier
Dividend of 15.0 Sen Per Ordinary Share for the
Financial Year Ended 31 August 2013 Management For Voted - For
1067
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the Following Directors' Fees: Increase
in Directors' Fees Amounting to Rm180,000.00 Per
Annum for the Non-executive Chairman and
Rm120,000.00 Per Annum for the Non-executive
Director with Effect from 1 January 2013 Management For Voted - For
3 To Approve the Following Directors' Fees: Payment
of Directors' Fees of Rm 1,900,000.00 for the
Financial Year Ended 31 August 2013 Management For Voted - For
4 To Re-elect the Following Director Who Retires in
Accordance with Article 135 of the Company's
Articles of Association: Datuk Nozirah Binti Bahari Management For Voted - For
5 To Re-elect the Following Director Who Retires in
Accordance with Article 135 of the Company's
Articles of Association: Datuk Chung Hon Cheong Management For Voted - For
6 To Re-appoint the Following Director Who Retires in
Accordance with Section 129(6) of the Companies
Act, 1965 ("act") to Hold Office Until the
Conclusion of the Next Annual General Meeting
("agm"): Tan Sri Leo Moggie Management For Voted - For
7 To Re-appoint the Following Director Who Retires in
Accordance with Section 129(6) of the Companies
Act, 1965 ("act") to Hold Office Until the
Conclusion of the Next Annual General Meeting
("agm"): Tan Sri Dato' Seri Siti Norma Binti Yaakob Management For Voted - For
8 To Re-appoint Messrs PricewaterhouseCoopers, Having
Consented to Act, As Auditors of the Company, to
Hold Office Until the Conclusion of the Next Agm
and to Authorise the Directors to Fix Their
Remuneration Management For Voted - Against
9 Proposed Continuation in Office As Independent
Non-executive Director in Accordance with
Recommendation 3.3 of the Malaysian Code on
Corporate Governance 2012: Dato' Zainal Abidin Bin
Putih Management For Voted - For
10 Proposed Renewal of Authority for the Purchase by
the Company of Its Own Shares Management For Voted - For
THAI BEVERAGE PUBLIC CO LTD, BANGKOK
CUSIP: Y8588A103
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 Adoption of the Minutes of the 2013 Annual General
Meeting of Shareholders Which Was Held on April 25,
2013 Management For Voted - For
2 Acknowledgement of the Business Operation for 2013
and the Report of the Board of Directors Management For Voted - For
3 Approval on the Financial Statements for the Year
Ended December 31, 2013 Together with the Auditor
Report Management For Voted - For
4 Approval on the Dividend Payment and the
Appropriation for Legal Reserve and the
Determination of the Book Closure Date for Dividend
1068
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Payment: the Shareholders are Recommended to
Approve the Declaration of Dividend Payment for the
Operating Results of the Year 2014 for This Time at
Baht 0.30 (thirty Satang) Per Share, the Total
Amount to be Paid is Baht 7,533,007,500 (baht Seven
Thousand Five Hundred Thirty- Three Million Seven
Thousand and Five Hundred) to the Shareholders
Whose Names are Appeared in the Share Registration
of the Company on May 2, 2014 and There Will be No
Additional Appropriation As the Company Legal
Reserve Has Met the Requirement in Compliance with
the Laws. in This Connection, the Company
Determines to Pay Dividend on May 22, 2014 Management For Voted - For
5.1.1 Re-election of Those Directors Who are Due to
Retire by Rotation: Mr. Puchchong Chandhanakij Management For Voted - For
5.1.2 Re-election of Those Directors Who are Due to
Retire by Rotation: Mr. Michael Lau Hwai Keong Management For Voted - For
5.1.3 Re-election of Those Directors Who are Due to
Retire by Rotation: Prof. Pornchai Matangkasombut Management For Voted - For
5.1.4 Re-election of Those Directors Who are Due to
Retire by Rotation: Dr. Sakthip Krairiksh Management For Voted - For
5.1.5 Re-election of Those Directors Who are Due to
Retire by Rotation: Gen. Dr. Choo-chat Kambhu Na
Ayudhya Management For Voted - For
5.1.6 Re-election of Those Directors Who are Due to
Retire by Rotation: Mr. Vivat Tejapaibul Management For Voted - For
5.1.7 Re-election of Those Directors Who are Due to
Retire by Rotation: Mr. Thapana Sirivadhanabhakdi Management For Voted - For
5.2 Amendment of the Director Authorities to Sign for
and on Behalf of the Company Management For Voted - For
6 Approval on the Payment of Director Remuneration
for the Period of April 2014 to March 2015 Management For Voted - For
7 Approval on the Appointment of the Auditor for the
Financial Statements for the Year Ended December
31, 2014 and Determination of the Remuneration: the
Shareholders are Recommended to Approve the
Appointment Of:- 1. Mr. Nirand Lilamethwat
Certified Public Accountant No. 2316; Or 2. Ms.
Nittaya Chetchotiros Certified Public Accountant
No. 4439; Or 3. Ms. Orawan Sirirattanawong
Certified Public Accountant No. 3757 Management For Voted - For
8 Approval on the D&o Insurance for Directors and
Executives Management For Voted - For
9 Approval on the Renewal of the Shareholders'
Mandate for Interested Person Transactions
(shareholders' Mandate) Management For Voted - For
10 Approval on the Purchase of Ordinary Shares of
Chang International Co., Ltd. from Thai Beverage
Marketing Co., Ltd. Which is A Wholly Owned
Subsidiary of the Company Management For Voted - For
11 Other Business (if Any) Management For Voted - Against
1069
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THAI OIL PUBLIC CO LTD, CHATUCHAK
CUSIP: Y8620B119
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
283042 Due to Change in Th-e Sequence of Director
Names in Resolution 6. All Votes Received on the
Previo-us Meeting Will be Disregarded and You Will
Need to Reinstruct on This Meeting- Notice. Thank
You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Certify the Minutes of the 2013 Annual General
Meeting of Shareholders Held on April 2, 2013 Management For Voted - For
2 To Acknowledge the Company's 2013 Operating Results
and to Approve the Audited Financial Statements for
the Year Ended December 31, 2013 Management For Voted - For
3 To Approve the Dividend Payment for the Company's
2013 Operating Results Management For Voted - For
4 To Approve the 2014 Remuneration for the Company's
Directors Management For Voted - Against
5 To Approve the 2014 Annual Appointment of Auditors
and Determination of Their Remuneration Management For Voted - Against
6A To Approve the Appointment of New Director in
Replacement of Those Who Complete Their Terms by
Rotation in 2014: Mr. Veerasak Kositpaisal Management For Voted - For
6B To Approve the Appointment of New Director in
Replacement of Those Who Complete Their Terms by
Rotation in 2014: Mr. Thaworn Phanichaphan Management For Voted - For
6C To Approve the Appointment of New Director in
Replacement of Those Who Complete Their Terms by
Rotation in 2014: Mr. Tanawat Ampunant Management For Voted - For
6D To Approve the Appointment of New Director in
Replacement of Those Who Complete Their Terms by
Rotation in 2014: Mr. Yongyut Jantharotai Management For Voted - For
6E To Approve the Appointment of New Director in
Replacement of Those Who Complete Their Terms by
Rotation in 2014: Ms. Chanatip Weerasubpong Management For Voted - For
7 To Consider and Approve the Issuance of Debentures Management For Voted - For
8 Others (if Any) Management For Voted - Against
THE SIAM COMMERCIAL BANK PUBLIC CO LTD
CUSIP: Y7905M113
Meeting Date: 03-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
285876 Due to Change in Th-e Voting Status of
Resolution "1". All Votes Received on the Previous
1070
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting-will be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Th- Ank You. Non-Voting Non-Voting
In the Situation Where the Chairman of the Meeting
Suddenly Change the Agenda-and/or Add New Agenda
During the Meeting, We Will Vote That Agenda As
Abstain. Non-Voting Non-Voting
1 To Acknowledge the Annual Report of the Board of
Directors Non-Voting Non-Voting
2 To Consider and Approve the Financial Statements
for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider and Approve the Allocation of Profit
from the Banks Operational Results for the Year
2013 and the Dividend Payment Management For Voted - For
4 To Consider and Approve the Directors Remuneration
for the Year 2014 and the Directors Bonus Based on
the Year 2013 Operational Results Management For Voted - Against
5.A To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Khunying Jada
Wattanasiritham Management For Voted - For
5.B To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Disnadda Diskul Management For Voted - For
5.C To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Chirayu
Isarangkun Na Ayuthaya Management For Voted - For
5.D To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Ekamol Kiriwat Management For Voted - For
5.E To Consider and Elect the Directors in Replacement
of Those Retiring by Rotation: Mr. Apisak
Tantivorawong Management For Voted - For
6 To Consider and Appoint the Auditors and Fix the
Audit Fee Management For Voted - For
7 To Consider and Approve the Sale of All Ordinary
Shares in the Siam Commercial Samaggi Insurance
Public Company Limited (scsmg) Held by the Bank to
Ace Ina International Holdings, Limited and Its
Affiliates (ace) Upon Fulfillment of the Conditions
Precedent As Agreed Management For Voted - For
8 To Consider and Approve the Delegation of Authority
to the Executive Committee, Or the Chairman of the
Executive Committee, Or the President to Have Power
to Approve and Execute Any Actions Relating to
And/or in Connection with the Shares Sale and
Purchase Agreement, Including the Sale of All
Ordinary Shares in Scsmg Held by the Bank to Ace Management For Voted - For
9 To Consider and Approve the Amendment to Clause 4
of the Banks Memorandum of Association in Order for
It to be in Line with the Conversion of Preferred
Shares Into Ordinary Shares in the Year 2013 Management For Voted - For
1071
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIGER BRANDS LTD, JOHANNESBURG
CUSIP: S84594142
Meeting Date: 11-Feb-14 Meeting Type: Annual General Meeting
O.221 To Re-elect Ac Parker Management For Voted - For
O.222 To Re-elect Mp Nyama Management For Voted - For
O.223 To Re-elect M Makanjee Management For Voted - For
O.224 To Re-elect Rd Nisbet Management For Voted - For
O.2.3To Consider and Endorse, by Way of Non-binding
Advisory Vote, the Company's Remuneration Policy Management For Voted - For
O.241 To Re-elect Rwm Dunne As Member of the Audit
Committee Management For Voted - For
O.242 To Re-elect Kdk Mokhele Member of the Audit
Committee Management For Voted - Against
O.243 To Re-elect Rd Nisbet Member of the Audit Committee Management For Voted - For
O.2.5To Re-appoint Ernst & Young Inc. As Auditors of the
Company Management For Voted - For
O.2.6General Authority to Implement Resolutions Management For Voted - For
S.131 To Approve the Authority to Provide Financial
Assistance for Subscription of Shares. the
Authority Granted Under This Special Resolution
Number 1 is Limited to Financial Assistance to A
Maximum Per Transaction of R500 Million and an
Aggregate Maximum Value of R2.5 Billion (being
Approximately 5% of the Market Capitalisation of
the Company As at 28 January 2014) for Any Such
Transactions in Any One Year During Which This
Authority is Granted Management For Voted - For
S.132 To Approve the Authority to Provide Financial
Assistance to Related and Inter-related Parties.
the Authority Granted Under This Special Resolution
Number 1 is Limited to Financial Assistance to A
Maximum Per Transaction of R500 Million and an
Aggregate Maximum Value of R2.5 Billion (being
Approximately 5% of the Market Capitalisation of
the Company As at 28 January 2014) for Any Such
Transactions in Any One Year During Which This
Authority is Granted Management For Voted - For
S.233 To Approve the Remuneration Payable to Non-
Executive Directors, Including the Chairman and
Deputy Chairman Management For Voted - For
S.334 To Approve the Remuneration Payable to Non-
Executive Directors Who Participate in the
Subcommittees of the Board Management For Voted - For
S.435 To Increase the Fees Payable to Non-executive
Directors Who Attend Unscheduled Meetings of the
Board and Who Undertake Additional Work Management For Voted - For
S.536 To Approve the Acquisition by the Company And/or
Its Subsidiaries of Shares in the Company Management For Voted - For
04 Feb 2014: Please Note That This is A Revision
Due to Modification in Text O- F Resolution S.334
and Addition of Text to Resolutions S.131 and
1072
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
S.132. If Yo-u Have Already Sent in Your Votes,
Please Do Not Return This Proxy Form Unless-you
Decide to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
TUPRAS-TURKIYE PETROL RAFINELERI AS, KOCAELI
CUSIP: M8966X108
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of Chairmanship Council of the
General Assembly Management For Voted - For
2 Reading, Deliberation and Approval for the Board of
Directors Activities Report for the Year 2013 Management For Voted - For
3 Reading of the Independent Auditors Report for the
Year 2013 Management For Voted - For
4 Reading, Deliberation and Approval for the
Financial Statements for the Year 2013 Management For Voted - For
5 Absolving the Members of the Board of Directors
with Respect to Their Activities for the Year 2013 Management For Voted - For
6 Approval of the Profit Distribution Policy for the
Year 2013 and the Following Years Management For Voted - For
7 Acceptance, Acceptance Through Modification Or
Rejection of Proposal by Board of Directors
Concerning the Profit Distribution for the Year of
2013 Management For Voted - For
8 Determination of Number of Board of Directors,
Their Duty Period and Independent Board of
Directors and Election According to the Number of
Board of Directors Management For Voted - For
9 Providing Information About the Wage Policy for
Members of Board of Directors and Senior Executives
Adherence to Corporate Governance Principles Management For Voted - For
10 Determination of the Monthly Gross Remuneration of
the Board of Directors Management For Voted - For
11 Approval of the Independent Audit Firm Selection
Made by the Board of Directors in Accordance to
Capital Market Legislation Issued by the Capital
Markets Board Management For Voted - For
1073
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Providing Information About the Transactions
Between Concerned Parties During the Year 2013 to
the Shareholders Management For Voted - For
13 Providing Information to the Shareholders About
Donations and Contributions Which are Executed to
Trust and Associations for the Social Welfare
Purposes in 2013, Determination the Upper Limit for
the Year 2014 and Approval of the Donations and
Contributions Policy of the Company Management For Voted - For
14 Providing Information to the Shareholders About the
Assurances, Mortgages and Depositions Given to the
Third Parties During the Year 2013 Management For Voted - For
15 Submitting the Processes Eligibilities of the
Shareholders Who Hold the Administrative Rule of
the Company, Board of Directors, Senior Managers
and Their Close Relatives, Wives and Second Level
Relatives to the General Assembly's Approval As Per
the 395th and the 396th Articles of the Turkish
Commercial Code, Resolving to Authorize the Members
of the Board of Directors to Conduct Business in
Their Own Names and in the Name of Others, and to
Conduct the Operations, Which Fall Within the Scope
of our Company, in Representation of Other
Companies and Presentation of Information to the
General Assembly About These Processes Management For Voted - Against
16 Wishes and Hopes Management For Voted - For
TURK HAVA YOLLARI AO, ISTANBUL
CUSIP: M8926R100
Meeting Date: 27-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening Statement and Appointment of the Board of
Assembly Management For Voted - For
2 Review of the Independent Audit Report of the
Fiscal Year 2013 Management For Voted - For
3 Review, Discussion and Approval of the Financial
Results Relating to Fiscal Year 2013 Management For Voted - For
4 Review, Discussion and Approval of the Board of
Directors Annual Report Relating to Fiscal Year 2013 Management For Voted - For
5 Release of the Board of Directors on Financial and
Operational Activities Relating to Fiscal Year 2013 Management For Voted - For
1074
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Submitting the Board of Directors Proposal for
Profit Distribution for the Fiscal Year 2013, to
the Approval of the General Assembly Management For Voted - Against
7 Determining the Wages of the Members of the Board
of Directors Management For Abstain
8 Pursuant to the Article 399-400 of the Turkish
Commercial Code, Election of the Auditor and Group
Auditor Management For Voted - For
9 Informing the Shareholder's Regarding the
Collateral, Pledge, Mortgage, Revenue and Benefits
Given in Favor of Third Parties As Per Article 12
of Corporate Governance Communique II-17.1 of the
Capital Markets Board Management For Voted - For
10 Informing the Shareholder's Regarding the Donations
Made Within the Fiscal Year 2013 and Determination
of A Upper Limit for Donations to be Made in 2014 Management For Voted - For
11 Recommendations and Closing Statements Management For Voted - For
TURK TELEKOMUNIKASYON
CUSIP: M9T40N131
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
290730 Due to Change in Th-e Voting Status of
Resolutions "3, 4, 5, 16, 18 to 24 and 28". All
Votes Recei-ved on the Previous Meeting Will be
Disregarded and You Will Need to Reinstruc-t on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would Elimi- Nate the Need for the Individual
Beneficial Owner Poa. in the Absence of
This-arrangement, an Individual Beneficial Owner
Poa May be Required. If You Have A-ny Questions
Please Contact Your Client Service Representative.
Thank You. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by the Benefici-al Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Committee Management For Voted - For
2 Authorizing the Chairmanship Committee to Sign the
Minutes of the General Assembly Meeting, and the
List of Attendees Management For Voted - For
3 Reading the Board of Directors Annual Report for
the Year 2013 Non-Voting Non-Voting
4 Reading the Statutory Board of Auditors Annual
Report for the Year 2013 Non-Voting Non-Voting
5 Reading the Summary Reports of the Independent
Audit Company for the Year 2013 Non-Voting Non-Voting
6 Reading, Discussing and Approving the Balance Sheet
and Profit/loss Accounts for the Year 2013 Management For Voted - For
1075
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Releasing the Board of Directors Members for
Operations and Transactions of our Company During
2013 Management For Voted - For
8 Releasing the Independent Auditor for Operations
and Transactions of our Company During 2013 Management For Voted - For
9 Temporary Appointments Made to the Board of
Directors to the Positions Became Vacant Because of
the Resignations Shall be Submitted to the Approval
of the General Assembly Pursuant to Article 363 of
the Turkish Commercial Code and Under the Same
Conditions in Order to be Valid As of the
Appointment Date; and the Membership of the Elected
Members Shall be Approved As of the Appointment
Date for the Remaining Office of the Board of
Directors Management For Abstain
10 Temporary Appointments Made to the Board of
Auditors to the Positions Became Vacant Because of
the Resignations Shall be Submitted to the Approval
of the General Assembly Pursuant to Article 16 of
the Articles of Associations and Under the Same
Conditions in Order to be Valid As of the
Appointment Date; and the Membership of the Elected
Members Shall be Approved As of the Appointment
Date for the Remaining Office of the Board of
Auditors Management For Voted - For
11 Defining the Salaries of the Board of Directors
Members Management For Voted - For
12 Defining the Salaries of the Board of Auditors Management For Abstain
13 Discussing and Resolving on the Proposal of the
Board of Directors About Distribution of the Profit
Generated in 2013: It is Decided to Distribute 20%
of Tl 1,341,728,709.37 (first Dividend Base), Tl
268,345,741.87 As Cash First Dividend. the Second
Legal Reserve of Tl 102,549,503 Shall be Set Aside
and the Remaining Tl 932,149,288.08 Shall be
Distributed As Cash Second Dividend Management For Voted - For
14 Resolving on the Independent Auditing Agreement to
be Signed for the Purpose of Auditing our Company's
Operations and Accounts for the Year 2014, As Per
Article 26 of the Independence Auditing Regulation
Published by the Public Oversight, Accounting and
Auditing Standards Authority, Article 399 of
Turkish Commercial Code and Article 17/a of the
Articles of Association of our Company Management For Voted - For
15 Submitting Donations and Aids Policy to the
Approval of the General Assembly Pursuant to
Corporate Governance Principles Management For Voted - For
16 Informing the General Assembly About the Donations
and Aids Made in 2013 Non-Voting Non-Voting
17 Submitting the Dividend Distribution Policy Which
Has Been Prepared Pursuant to the Amendment Made in
the Dividend Distribution Communique to the
Approval of the General Assembly Management For Voted - For
18 Reading the Written Explanations of the Independent
Audit Company About the Co- Mpliance of the
1076
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Financial Statements and Other Reports with the
Standards, The-accuracy and Precision of the
Information, and That the Independence of the
A-udit Company Or Its Subsidiaries is Not Affected
in Any Way in Relation to The-services Delivered to
our Company Or Its Subsidiaries, Under the
Corporate Go-vernance Principles Non-Voting Non-Voting
19 Informing the General Assembly About Transactions
Made During 2013 with Relate-d Parties and Their
Valuations As Per Articles 9 and 10 of the
Communique No.-ii-17.1 of the Capital Markets Board Non-Voting Non-Voting
20 Informing the General Assembly About the
Guarantees, Pledges and Mortgages Giv-en by our
Company in 2013 in Favor of Third Parties, and
About Revenues Or Int-erests Generated Non-Voting Non-Voting
21 Informing the Shareholders Regarding the
"information Policy" Prepared Pursuan-t to Special
Situations Communique Non-Voting Non-Voting
22 Informing the Shareholders Regarding the
"remuneration Policy" Determined For-the Board of
Directors Members and the Senior Executives in
Accordance with Th-e Corporate Governance Principles Non-Voting Non-Voting
23 Informing the General Assembly of the Transactions
of the Controlling Sharehol-ders, the Board of
Directors Members, the Executives Who are Under
Administrat-ive Liability, Their Spouses and Their
Relatives by Blood and Marriage Up to T- He Second
Degree That are Performed Within the Year 2013
Relating to Make A Ma-terial Transaction Which May
Cause Conflict of Interest for the Company Or
Com-pany's Subsidiaries And/or to Carry Out Works
Within Or Out of the Scope of Th-e Company's
Operations on Their Own Behalf Or on Behalf of
Others Or to be A U-nlimited Partner to the
Companies Operating in the Same Kind of Fields of
Acti-vity in Accordance with the Communique of the
Capital Markets Board No: II- 17.-1 Non-Voting Non-Voting
24 Informing the General Assembly of the Changes That
Have Material Impact on The-management and the
Activities of our Company and Its Subsidiaries and
That We-re Realized Within the Previous Fiscal Year
Or Being Planned for the Following-fiscal Year and
of the Reasons of Such Changes, Pursuant to the
Corporate Gov-ernance Principles Non-Voting Non-Voting
25 Discussing and Voting for Authorizing the Board of
Directors Or Person(s) Designated by the Board of
Directors for Company Acquisitions to be Made by
our Company Or Its Subsidiaries Until the Next
Ordinary General Assembly Meeting Up to 300 Million
Euro Which Will be Separately Valid for Each
Acquisition Management For Voted - For
26 Discussing and Voting for Authorizing the Board of
Directors to Establish Special Purpose Vehicle(s)
When Required for Above Mentioned Acquisitions Management For Voted - For
1077
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
27 Resolving on Giving Permission to the Board of
Directors Members to Carry Out Works Within Or Out
of the Scope of the Company's Operations on Their
Own Behalf Or on Behalf of Others Or to be A
Partner to Companies Who Does Such Works, and to
Carry Out Other Transactions, As Per Article 395
and 396 of Turkish Commercial Code Management For Voted - Against
28 Comments and Closing Non-Voting Non-Voting
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Committee Management For Voted - For
2 Authorizing the Chairmanship Committee to Sign the
Minutes of the General Assembly Meeting, and the
List of Attendees Management For Voted - For
3 Reading the Board of Directors Annual Report for
the Year 2013 Management For Voted - For
4 Reading the Statutory Board of Auditors Annual
Report for the Year 2013 Management For Voted - For
5 Reading the Summary Reports of the Independent
Audit Company for the Year 2013 Management For Voted - For
6 Reading, Discussing and Approving the Balance Sheet
and Profit/loss Accounts for the Year 2013 Management For Voted - For
7 Releasing the Board of Directors Members for
Operations and Transactions of our Company During
2013 Management For Voted - For
8 Temporary Appointments Made to the Board of
Directors to the Positions Became Vacant Because of
the Resignations Shall be Submitted to the Approval
of the General Assembly Pursuant to Article 363 of
the Turkish Commercial Code and Under the Same
Conditions in Order to be Valid As of the
Appointment Date; and the Membership of the Elected
Members Shall be Approved As of the Appointment
Date for the Remaining Office of the Board of
Directors Management For Abstain
9 Temporary Appointments Made to the Board of
Auditors to the Positions Became Vacant Because of
the Resignations Shall be Submitted to the Approval
of the General Assembly Pursuant to Article 16 of
the Articles of Associations and Under the Same
Conditions in Order to be Valid As of the
1078
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Appointment Date; and the Membership of the Elected
Members Shall be Approved As of the Appointment
Date for the Remaining Office of the Board of
Auditors Management For Voted - For
10 Defining the Salaries of the Board of Directors
Members Management For Voted - For
11 Defining the Salaries of the Board of Auditors Management For Abstain
12 Discussing and Resolving on the Proposal of the
Board of Directors About Distribution of the Profit
Generated in 2013 Management For Voted - For
13 Submitting the Independent Auditing Agreement
Signed with Akis Bagimsiz Denetim Ve Serbest
Muhasebeci Mali Musavirlik A.s. (kpmg Turkey) for
the Purpose of Auditing our Company's Operations
and Accounts for the Year 2014, As Per Article 26
of the Independence Auditing Regulation Published
by the Public Oversight, Accounting and Auditing
Standards Authority, Article 399 of Turkish
Commercial Code and Article 17/a of the Articles of
Association of our Company, to the Approval of the
General Assembly Management For Voted - For
14 Submitting Donations and Aids Policy to the
Approval of the General Assembly Pursuant to
Corporate Governance Principles Management For Voted - For
15 Informing the General Assembly About the Donations
and Aids Made in 2013 Management For Voted - For
16 Submitting the Dividend Distribution Policy Which
Has Been Prepared Pursuant to the Amendment Made in
the Dividend Distribution Communique to the
Approval of the General Assembly Management For Voted - For
17 Reading the Written Explanations of the Independent
Audit Company About the Compliance of the Financial
Statements and Other Reports with the Standards,
the Accuracy and Precision of the Information, and
That the Independence of the Audit Company Or Its
Subsidiaries is Not Affected in Any Way in Relation
to the Services Delivered to our Company Or Its
Subsidiaries, Under the Corporate Governance
Principles Management For Voted - For
18 Informing the General Assembly About the Valuation
of the Transactions Made During 2013 with Related
Parties As Per Articles 9 and 10 of the Communique
No. II-17.1 of the Capital Markets Board Management For Voted - For
19 Informing the General Assembly About the
Guarantees, Pledges and Mortgages Given by our
Company in 2013 in Favor of Third Parties, and
About Revenues Or Interests Generated Management For Voted - For
20 Informing the Shareholders Regarding the
"disclosure Policy" Prepared Pursuant to Special
Situations Communique Management For Voted - For
21 Informing the Shareholders Regarding the
"remuneration Policy" Determined for the Board of
Directors Members and the Senior Executives in
Accordance with the Corporate Governance Principles Management For Voted - For
1079
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
22 Informing the General Assembly of the Transactions
of the Controlling Shareholders, the Board of
Directors Members, the Executives Who are Under
Administrative Liability, Their Spouses and Their
Relatives by Blood and Marriage Up to the Second
Degree That are Performed Within the Year 2013
Relating to Make A Material Transaction Which May
Cause Conflict of Interest for the Company Or
Company's Subsidiaries And/or to Carry Out Works
Within Or Out of the Scope of the Company's
Operations on Their Own Behalf Or on Behalf of
Others Or to be A Unlimited Partner to the
Companies Operating in the Same Kind of Fields of
Activity in Accordance with the Communique of the
Capital Markets Board No: II-17.1 Management For Voted - For
23 Informing the General Assembly of the Changes That
Have Material Impact on the Management and the
Activities of our Company and Its Subsidiaries and
That Were Realized Within the Previous Fiscal Year
Or Being Planned for the Following Fiscal Year and
of the Reasons of Such Changes, Pursuant to the
Corporate Governance Principles Management For Voted - For
24 Discussing and Voting for Authorizing the Board of
Directors Or Person(s) Designated by the Board of
Directors for Company Acquisitions to be Made by
our Company Or Its Subsidiaries Until the Next
Ordinary General Assembly Meeting Up to 300 Million
Euro Which Will be Separately Valid for Each
Acquisition Management For Voted - For
25 Discussing and Voting for Authorizing the Board of
Directors to Establish Special Purpose Vehicle(s)
When Required for Above Mentioned Acquisitions Management For Voted - For
26 Resolving on Giving Permission to the Board of
Directors Members to Carry Out Works Within Or Out
of the Scope of the Company's Operations on Their
Own Behalf Or on Behalf of Others Or to be A
Partner to Companies Who Does Such Works, and to
Carry Out Other Transactions, As Per Article 395
and 396 of Turkish Commercial Code Management For Voted - Against
27 Comments and Closing Management For Voted - For
TURKCELL ILETISIM HIZMETLERI A.S., ISTANBUL
CUSIP: M8903B102
Meeting Date: 29-May-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
1080
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Presidency Board Management For Voted - For
2 Authorizing the Presidency Board to Sign the
Minutes of the Meeting Management For Voted - For
3 Reading the Annual Reports of the Board of
Directors Relating to Fiscal Year of 2010 Management For Voted - For
4 Reading the Statutory Auditors Report Relating to
Fiscal Year of 2010 Management For Voted - For
5 Reading the Summary of the Independent Audit Firm S
Report Relating to Fiscal Year 2010 Management For Voted - For
6 Review, Discussion and Approval of the Balance
Sheets and Profits Loss Statements Relating to
Fiscal Year of 2010 Management For Voted - For
7 Discussion of and Decision on the Distribution of
Dividend for the Year 2010 and Determination of the
Dividend Distribution Date Management For Voted - For
8 Release of the Board Member, Colin J. Williams,
from Activities and Operations of the Company in
the Year 2010 Management For Voted - For
9 Release of the Statutory Auditors Individually from
Activities and Operations of the Company Pertaining
to the Years 2010 Management For Voted - For
10 Reading the Annual Reports of the Board of
Directors Relating to Fiscal Year of 2011 Management For Voted - For
11 Reading the Statutory Auditors Report Relating to
Fiscal Year of 2011 Management For Voted - For
12 Reading the Summary of the Independent Audit Firm S
Report Relating to Fiscal Year of 2011 Management For Voted - For
13 Review, Discussion and Approval of the Balance
Sheets and Profits Loss Statements Relating to
Fiscal Year of 2011 Management For Voted - For
14 Discussion of and Decision on the Distribution of
Dividend for the Year 2011 and Determination of the
Dividend Distribution Date Management For Abstain
15 Release of the Board Members Individually from the
Activities and Operations of the Company Pertaining
to the Year of 2011 Management For Voted - For
16 Release of the Statutory Auditors Individually from
Activities and Operations of the Company Pertaining
to the Year of 2011 Management For Voted - For
17 Reading the Annual Reports of the Board of
Directors Relating to Fiscal Year of 2012 Management For Voted - For
18 Reading the Statutory Auditors Report Relating to
Fiscal Year of 2012 Management For Voted - For
19 Discussion of and Approval of the Election of the
Independent Audit Firm Appointed by the Board of
Directors Pursuant to the Capital Markets
Legislation for Auditing of the Accounts and
Financials of the Year 2012 Management For Voted - For
1081
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
20 Reading the Summary of the Independent Audit Firm S
Report Relating to Fiscal Year of 2012 Management For Voted - For
21 Review, Discussion and Approval of the Balance
Sheets and Profits Loss Statements Relating to
Fiscal Year of 2012 Management For Voted - For
22 Discussion of and Decision on the Distribution of
Dividend for the Year 2012 and Determination of the
Dividend Distribution Date Management For Abstain
23 Informing the General Assembly on the Donation and
Contributions Made in the Years 2011 and 2012.
Discussion of and Decision on Board of Directors
Proposal Concerning Determination of Donation Limit
to be Made in the Year 2013 Management For Voted - For
24 Release of the Board Members Individually from the
Activities and Operations of the Company Pertaining
to the Year of 2012 Management For Voted - For
25 Release of the Statutory Auditors Individually from
Activities and Operations of the Company Pertaining
to the Year of 2012 Management For Voted - For
26 Reading the Annual Reports of the Board of
Directors Relating to Fiscal Year of 2013 Management For Voted - For
27 Discussion of and Approval of the Election of the
Independent Audit Firm Appointed by the Board of
Directors Pursuant to Tcc and the Capital Markets
Legislation for Auditing of the Accounts and
Financials of the Year 2013 Management For Voted - For
28 Reading the Summary of the Independent Audit Firm S
Report Relating to Fiscal Year of 2013 Management For Voted - For
29 Review, Discussion and Approval of the Tcc and Cmb
Balance Sheets and Profits Loss Statements Relating
to Fiscal Year of 2013 Management For Voted - For
30 Discussion of and Decision on the Distribution of
Dividend for the Year 2013 and Determination of the
Dividend Distribution Date Management For Voted - For
31 Release of the Board Members Individually from the
Activities and Operations of the Company Pertaining
to the Year of 2013 Management For Voted - For
32 Subject to the Approval of the Ministry of Customs
and Trade and Capital Markets Board. Discussion of
and Voting on the Amendment of Articles 3, 4, 6, 7,
8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21,
24, 25 and 26 of the Articles of Association of the
Company Management For Voted - For
33 In Accordance with Article 363 of Tcc, Submittal
and Approval of the Board Members Elected by the
Board of Directors Due to Vacancies in the Board
Occurred in the Year 2012 Management For Abstain
34 Election of New Board Members in Accordance with
Related Legislation and Determination of the Newly
Elected Board Members Term of Office Management For Abstain
35 Determination of the Fees of the Members of the
Board of Directors Management For Voted - For
36 Discussion of and Approval of the Election of the
Independent Audit Firm Appointed by the Board of
1082
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Directors Pursuant to Tcc and the Capital Markets
Legislation for Auditing of the Accounts and
Financials of the Year 2014 Management For Voted - For
37 Discussion of and Approval of Internal Guide on
General Assembly Rules of Procedures Prepared by
the Board of Directors Management For Voted - For
38 Decision Permitting the Board Members To, Directly
Or on Behalf of Others, be Active in Areas Falling
Within Or Outside the Scope of the Company S
Operations and to Participate in Companies
Operating in the Same Business and to Perform Other
Acts in Compliance with Articles 395 and 396 of the
Turkish Commercial Code Management For Voted - Against
39 Informing the Shareholders on Rule No. 1.3.6 of
Corporate Governance Principles Management For Voted - For
40 Discussion of and Approval of Dividend Policy of
Company Pursuant to the Corporate Governance
Principles Management For Voted - For
41 Informing the General Assembly on the Compensation
Rules Determined for the Board of Directors and the
Senior Management, Pursuant to the Corporate
Governance Principles Management For Voted - For
42 Informing the General Assembly on the Donation and
Contributions Made in the Years 2013. Discussion of
and Decision on Board of Directors Proposal
Concerning Determination of Donation Limit to be
Made in the Year 2014 Management For Voted - For
43 Informing the Shareholders Regarding the
Guarantees, Pledges and Mortgages Provided by the
Company to Third Parties Or the Derived Income
Thereof, in Accordance with the Capital Markets
Board Regulations Management For Voted - For
44 Informing the General Assembly Regarding the
Related Party Transactions, on an Annual Basis Management For Voted - For
45 Closing Management For Voted - For
TURKIYE GARANTI BANKASI A.S., ISTANBUL
CUSIP: M4752S106
Meeting Date: 03-Apr-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1083
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Opening, Formation and Authorization of the Board
of Presidency for Signing the Minutes of the
Ordinary General Meeting of Shareholders Management For Voted - For
2 Reading and Discussion of the Board of Directors
Annual Activity Report Management For Voted - For
3 Reading and Discussion of the Auditors Reports Management For Voted - For
4 Reading, Discussion and Ratification of the
Financial Statements Management For Voted - For
5 Release of the Board Members Management For Voted - For
6 Release of the Auditors Who Were Appointed
According to Old Turkish Commercial Code No. 6762
for Their Duties Between 01.01.2013.30.04.2013 Management For Voted - For
7 Determination of Profit Usage and the Amount of
Profit to be Distributed According to the Board of
Directors Proposal Management For Voted - For
8 Determination of the Remuneration of the Board
Members Management For Voted - For
9 Election of the Auditor in Accordance with Article
399 of Turkish Commercial Code Management For Voted - For
10 Informing the Shareholders About Remuneration
Principles of the Board Members and Directors
Having the Administrative Responsibility in
Accordance with the Corporate Governance Principle
No. 4.6.2 Promulgated by Capital Markets Board Management For Voted - For
11 Informing the Shareholders with Regard to
Charitable Donations Realized in 2013, and
Determination of an Upper Limit for the Charitable
Donations to be Made in 2014 in Accordance with the
Banking Legislation and Capital Markets Board
Regulations Management For Voted - For
12 Authorization of the Board Members to Conduct
Business with the Bank in Accordance with Articles
395 and 396 of the Turkish Commercial Code, Without
Prejudice to the Provisions of the Banking Law Management For Voted - Against
TURKIYE IS BANKASI AS
CUSIP: M8933F115
Meeting Date: 28-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Election of the Chairmanship Council Management For Voted - For
1084
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Reading and Deliberation of Annual Report and
Independent Auditor Report for the Year of 2013 Management For Voted - For
3 Approval of Balance Sheet, Profit and Loss
Statement for the Year of 2013 Management For Voted - For
4 Absolving the Members of the Board of Directors
with Respect to Their Activities Management For Voted - For
5 Decision on Profit Distribution, Dividend
Distribution Method and Distribution Date Management For Voted - For
6 Election of Board Members Management For Abstain
7 Determination on Remuneration of Board Members Management For Voted - For
8 Election of Auditors Management For Voted - For
9 Granting Permission to the Members of Board of
Directors to Conduct Their Activities with the Bank
Adherence to the Articles 395 and 396 of the
Turkish Commercial Code Management For Voted - Against
10 Providing Information to Shareholders Based on
Corporate Governance Communique II-17.1 of the
Capital Markets Board Management For Voted - For
11 Providing Information About the Donations Made
During the Year 2013 Management For Voted - For
TURQUOISE HILL RESOURCES LTD, VANCOUVER BC
CUSIP: 900435108
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.7 and 2". Thank You. Non-Voting Non-Voting
1.1 The Nominee Proposed by Management of the
Corporation Are: Rowena Albones Management For Voted - For
1.2 The Nominee Proposed by Management of the
Corporation Are: Jill Gardiner Management For Voted - For
1.3 The Nominee Proposed by Management of the
Corporation Are: R. Peter Gillin Management For Voted - For
1.4 The Nominee Proposed by Management of the
Corporation Are: David Klingner Management For Voted - For
1.5 The Nominee Proposed by Management of the
Corporation Are: Kay Priestly Management For Voted - For
1.6 The Nominee Proposed by Management of the
Corporation Are: Russel C. Robertson Management For Voted - For
1.7 The Nominee Proposed by Management of the
Corporation Are: Jeffery D. Tygesen Management For Voted - For
2 To Appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As Auditors of the Corporation at A
Remuneration to be Fixed by the Board of Directors Management For Voted - For
3 To Transact Any Other Business As May Properly Come
Before the Meeting Or at Any Adjournment Or
Postponement Thereof Management For Voted - Against
1085
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UMW HOLDINGS BHD
CUSIP: Y90510101
Meeting Date: 19-Jun-14 Meeting Type: Annual General Meeting
1 To Re-elect the Following Director Who is Retiring
in Accordance with Article 109 of the Company's
Articles of Association: Rohaya Binti Mohammad Yusof Management For Voted - For
2 To Re-elect the Following Director Who is Retiring
in Accordance with Article 109 of the Company's
Articles of Association: Tan Sri Hasmah Binti
Abdullah Management For Voted - For
3 To Re-elect the Following Director Who is Retiring
in Accordance with Article 123 of the Company's
Articles of Association: Dr. Leong Chik Weng Management For Voted - For
4 To Re-elect the Following Director Who is Retiring
in Accordance with Article 123 of the Company's
Articles of Association: Dato' Mohd. Nizam Bin
Zainordin Management For Voted - For
5 To Approve Directors' Fees of Rm908,340 for the
Year Ended 31 December 2013 Management For Voted - For
6 To Re-appoint Messrs. Ernst & Young As Auditors for
the Ensuing Financial Year and to Authorise the
Directors to Fix Their Remuneration Management For Voted - Against
7 That Tan Sri Asmat Bin Kamaludin be Re-appointed As
Director of the Company in Accordance with Section
129(6) of the Companies Act, 1965 Management For Voted - For
8 Proposed Renewal of Shareholders' Mandate for
Existing Recurrent Related Party Transactions of A
Revenue Or Trading Nature ("proposed Shareholders'
Mandate") Management For Voted - For
UNIVERSAL ROBINA CORP
CUSIP: Y9297P100
Meeting Date: 12-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
293862 Due to Receipt of D-irectors Names. All
Votes Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 Proof of Notice of the Meeting and Existence of A
Quorum Management For Voted - For
2 Reading and Approval of the Minutes of the Annual
Meeting of the Stockholders Held on April 18, 2013 Management For Voted - For
3 Presentation of Annual Report and Approval of
Financial Statements for the Preceding Year Management For Voted - For
4 Approval to Amend Article Third of the Articles of
Incorporation of the Corporation in Order to Change
the Corporation's Principal Office Address in
1086
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accordance with Sec Memorandum Circular No. 6,
Series of 2014 Management For Voted - For
5 Election of Director: John L. Gokongwei, Jr` Management For Voted - Against
6 Election of Director: James L. Go Management For Voted - Against
7 Election of Director: Lance Y. Gokongwei Management For Voted - Against
8 Election of Director: Patrick Henry C. Go Management For Voted - Against
9 Election of Director: Frederick D. Go Management For Voted - Against
10 Election of Director: Johnson Robert G. Go, Jr Management For Voted - Against
11 Election of Director: Robert G. Coyiuto, Jr Management For Voted - Against
12 Election of Director: Wilfrido E. Sanchez
(independent Director) Management For Voted - For
13 Election of Director: Pascual S. Guerzon
(independent Director) Management For Voted - For
14 Election of External Auditor Management For Voted - For
15 Ratification of All Acts of the Board of Directors
and Management Management For Voted - For
16 Consideration of Such Other Matters As May Properly
Come During the Meeting Management For Voted - Against
17 Adjournment Management For Voted - For
VAALCO ENERGY, INC.
CUSIP: 91851C201 TICKER: EGY
Meeting Date: 04-Jun-14 Meeting Type: Annual
1 Director Management
1 Steven P. Guidry Management For Voted - For
2 W. Russell Scheirman Management For Voted - For
3 Frederick W. Brazelton Management For Voted - For
4 O. Donaldson Chapoton Management For Voted - For
5 James B. Jennings Management For Voted - For
6 John J. Myers, Jr. Management For Voted - For
2 Proposal to Approve and Ratify the Vaalco Energy,
Inc. 2014 Long Term Incentive Plan. Management For Voted - For
3 Proposal to Ratify the Appointment of Deloitte &
Touche, LLP As the Independent Auditors of the
Company. Management For Voted - For
4 Proposal to Approve by Non-binding, Advisory Vote,
the Company's Executive Compensation. Management For Voted - For
VINGROUP JOINT STOCK COMPANY, HANOI
CUSIP: Y9375L104
Meeting Date: 18-Apr-14 Meeting Type: Annual General Meeting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic-power of Attorney (poa)
Document As Prepared in Advance by the Local
Market-subcustodian Bank Through Which Your Shares
Settle. However, Certain Issuers-may Require an
1087
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Issuer-specific Poa Signed by the Voting Client.
Upon Receipt-of an Issuer-specific Poa Template
from the Local Market Subcustodian,- Broadridge
Will Provide This to You for Your Completion and
Submission. Non-Voting Non-Voting
1 Approval of Report of Bod on Business Management
Performance in 2013 Management For Voted - For
2 Approval of Report of Bom on 2013 Business Situation Management For Voted - For
3 Approval of Report of Bos on the Company Management
Activity Performed by Bod and Bom in 2013 Management For Voted - For
4 Approval of 2013 Audited Financial Statement Management For Voted - For
5 Approval of Method of Using Profit After Tax in 2013 Management For Voted - For
6 Report on Situation of International Bond
Conversion Issuance and Suggestion of Ratifying
Related Matters Management For Voted - For
7 Approval of Method of New Shares Issuance and
Shares Conversion Management For Voted - For
8 Approval of Remuneration for Bod and Bos Management For Voted - For
9 Approval of Changing Vingroup Headquarters Address
to No 7, Bang Lang 1 Street, Vinhomes Riverside
Urban Area, Viet Hung Ward, Long Bien District, Ha
Noi. and Thus, Approval of Amendment in Article
3.3, Item 3 in the Company Charter with Regard to
Headquarters Address Management For Voted - For
10 Any Other Issues Within the Jurisdiction of the Agm Management For Voted - Against
WAL-MART DE MEXICO SAB DE CV, MEXICO
CUSIP: P98180105
Meeting Date: 20-Mar-14 Meeting Type: Annual General Meeting
I.A Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: from the Board
of Directors Management For Voted - For
I.B Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: from the
Director General Management For Voted - For
I.C Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: from the Audit
and Corporate Practices Committees Management For Voted - For
I.D Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: Regarding the
Fulfillment of the Tax Obligations Management For Voted - For
I.E Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: Regarding the
Stock Plan for Personnel Management For Voted - For
I.F Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: Regarding the
Status of the Fund for the Purchase of Shares of
the Company and of the Shares of the Company That
Were Purchased During 2013 Management For Voted - For
1088
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
I.G Presentation, Discussion And, If Deemed
Appropriate, Approval of the Report: of the Walmart
De Mexico Foundation Management For Voted - For
II Discussion And, If Deemed Appropriate, Approval of
the Audited, Consolidated Financial Statements to
December 31, 2013 Management For Voted - For
III Discussion And, If Deemed Appropriate, Approval of
the Plan for the Allocation of Results for the
Period from January 1 Through December 31, 2013,
And, If Deemed Appropriate, for the Payment of
Dividends Management For Voted - For
IV Discussion And, If Deemed Appropriate, Approval of
the Plan to Cancel Shares of the Company That Were
Purchased by the Company and That are Currently
Held in Treasury Management For Voted - For
V Appointment Or Ratification of the Members of the
Board of Directors, of the Chairpersons of the
Audit and Corporate Practices Committees and of the
Compensation That They are to Receive During the
Current Fiscal Year Management For Voted - For
VI Discussion And, If Deemed Appropriate, Approval of
the Resolutions That are Contained in the Minutes
of the General Meeting That Was Held and the
Designation of Special Delegates Who Will Execute
the Resolutions That are Passed Management For Voted - For
WOOLWORTHS HOLDINGS LTD, SOUTH AFRICA
CUSIP: S98758121
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
257096 Due to Addition Of-resolution 5o5.2. All
Votes Received on the Previous Meeting Will be
Disregard-ed and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1.O.1Adoption of the Annual Financial Statements Management For Voted - For
2.O.2Re-appointment of Auditor : Ey Management For Voted - For
3O3.1 Re-election of Mr Peter Bacon As Director Management For Voted - For
3O3.2 Re-election of Mr Ian Moir As Director Management For Voted - For
3O3.3 Re-election of Mrs Zyda Rylands As Director Management For Voted - For
4.O.4Election of Mr Reeza Isaacs As Director Management For Voted - For
5O5.1 Election of Mr Peter Bacon As Audit Committee Member Management For Voted - For
5O5.2 Election of Ms Lindiwe Bakoro As Audit Committee
Member Management For Voted - For
5O5.3 Election of Ms Zarina Bassa As Audit Committee
Member Management For Voted - Against
5O5.4 Election of Mr Andrew Higginson As Audit Committee
Member Management For Voted - For
5O5.5 Election of Mr Mike Leeming As Audit Committee
Member Management For Voted - Against
6 Approval of Remuneration Policy Management For Voted - For
1089
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7S.1 Remuneration for the Non-executive Directors Management For Voted - For
8S.2 General Authority to Repurchase Shares Management For Voted - For
9S.3 Financial Assistance to Related Or Inter-related
Companies Or Corporations Management For Voted - For
10S.4 Issue of Shares Or Options and Grant of Financial
Assistance in Terms of the Company's Share- Based
Incentive Schemes Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Ordinary General Meeting
1.S.1 Approve Conversion of Par Value Ordinary Shares to
No Par Value Ordinary Shares Management For Voted - For
2.S.2 Approve Increase in Authorised Share Capital Management For Voted - For
3.S.3 Amend Memorandum of Incorporation: Articles 5 and 52 Management For Voted - For
4.S.4 Authorise Issue of Shares for the Purposes of
Implementing the Rights Offer Management For Voted - For
5.S.5 Authorise Exclusion of Holders of Treasury Shares
and Preference Shares from Participating in the
Rights Offer Management For Voted - For
6.O.1Approve Acquisition by Vela Investments Pty Limited
of David Jones Limited Management For Voted - For
7.O.2Place Authorised But Unissued Shares Under Control
of Directors for the Purpose of Implementing the
Rights Offer Management For Voted - For
8.O.3Authorise Board to Ratify and Execute Approved
Resolutions Disclaimer Management For Voted - For
20 May 2014: Please Note That This is A Revision
Due to Change in Numbering Of-resolutions, Change
in Text of 3.s.3 and Change in Meeting Type from
Egm to O-gm. If You Have Already Sent in Your
Votes, Please Do Not Vote Again Unless Yo-u Decide
to Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
YPF SOCIEDAD ANONIMA
CUSIP: 984245100 TICKER: YPF
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Meeting. Management For Voted - For
2. Consideration of the Board of Directors'
Resolutions Regarding the Creation of A Long-term
Plan of Compensation in Shares for Employees,
Through the Acquisition of Shares Held by the
Company in Accordance with Article 64 Et. Seq. of
Law 26,831. Exemption from the Preemptive Offer of
Shares to Shareholders Pursuant to Article 67 of
Law 26,831. Management For Voted - For
3. Consideration of the Annual Report, Inventory,
Balance Sheet, Income Statement, Statement of
Changes in Shareholders' Equity and Statement of
Cash Flow, with Their Notes, Charts, Exhibits and
Related Documents, and the Report of the
1090
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Supervisory Committee and Independent Auditor,
Corresponding to the Fiscal Year No. 37 Begun on
January 1, 2013 and Ended on December 31, 2013. Management For Voted - For
4. Use of Profits Accumulated As of December 31, 2013.
Constitution of Reserves. Declaration of Dividends. Management For Voted - For
5. Remuneration of the Independent Auditor for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
6. Appointment of the Independent Auditor Who Shall
Report on the Annual Financial Statements As of
December 31, 2014 and Determination of Its
Remuneration. Management For Voted - For
7. Extension of the Powers Delegated to the Board of
Directors to Determine the Terms and Conditions of
the Notes Issued Under the Current Global
Medium-term Notes Program. Management For Voted - For
8. Consideration of the Performance of the Board of
Directors and the Supervisory Committee During the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
9. Remuneration of the Board of Directors for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
10. Remuneration of the Supervisory Committee for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
11. Determination of the Number of Regular and
Alternate Members of the Supervisory Committee. Management For Abstain
12. Appointment of One Regular and One Alternate Member
of the Supervisory Committee for the Class A Shares. Management For Abstain
13. Appointment of the Regular and Alternate Members of
the Supervisory Committee for the Class D Shares. Management For Abstain
14. Determination of the Number of Regular and
Alternate Members of the Board of Directors. Management For Voted - Against
15. Appointment of One Regular and One Alternate
Director for the Class A Shares and Determination
of Their Tenure. Management For Voted - For
16. Appointment of the Regular and Alternate Directors
for Class D Shares and Determination of Their
Tenure. Management For Voted - For
17. Determination of the Remuneration to be Received by
the Members of the Board of Directors and the
Members of the Supervisory Committee for the Fiscal
Year Begun on January 1, 2014. Management For Abstain
18. Consideration of the Withdrawal of the Corporate
Liability Action Initiated by the Company Against
Mr. Antonio Brufau Niubo. Management For Abstain
YTL CORP BHD
CUSIP: Y98610101
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
1 To Re-elect the Following Director Who Retire
Pursuant to Article 84 of the Company's Articles of
Association:- Dato' Yeoh Seok Kian Management For Voted - Against
1091
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Re-elect the Following Director Who Retire
Pursuant to Article 84 of the Company's Articles of
Association:- Dato' Mark Yeoh Seok Kah Management For Voted - Against
3 To Re-elect the Following Director Who Retire
Pursuant to Article 84 of the Company's Articles of
Association:- Dato' Cheong Keap Tai Management For Voted - For
4 That Tan Sri Datuk Seri Panglima (dr) Yeoh Tiong
Lay, Retiring Pursuant to Section 129(6) of the
Companies Act, 1965, be and is Hereby Re- Appointed
A Director of the Company to Hold Office Until the
Next Annual General Meeting Management For Voted - For
5 That Dato' (dr) Yahya Bin Ismail, Retiring Pursuant
to Section 129(6) of the Companies Act, 1965, be
and is Hereby Re-appointed A Director of the
Company to Hold Office Until the Next Annual
General Meeting Management For Voted - For
6 That Eu Peng Meng @ Leslie Eu, Retiring Pursuant to
Section 129(6) of the Companies Act, 1965, be and
is Hereby Re-appointed A Director of the Company to
Hold Office Until the Next Annual General Meeting Management For Voted - For
7 To Approve the Payment of Directors' Fees Amounting
to Rm550,000 for the Financial Year Ended 30 June
2013 Management For Voted - For
8 To Re-appoint the Auditors and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
9 That Subject to the Passing of the Ordinary
Resolution 3, Approval be and is Hereby Given to
Dato' Cheong Keap Tai, Who Has Served As
Independent Non-executive Director of the Company
for A Cumulative Term of More Than Nine Years, to
Continue to Serve As an Independent Non-executive
Director of the Company Management For Voted - For
10 That Subject to the Passing of the Ordinary
Resolution 5, Approval be and is Hereby Given to
Dato' (dr) Yahya Bin Ismail, Who Has Served As
Independent Non-executive Director of the Company
for A Cumulative Term of More Than Nine Years, to
Continue to Serve As an Independent Non-executive
Director of the Company Management For Voted - For
11 That Subject to the Passing of the Ordinary
Resolution 6, Approval be and is Hereby Given to Eu
Peng Meng @ Leslie Eu, Who Has Served As
Independent Non-executive Director for A Cumulative
Term of More Than Nine Years, to Continue to Serve
As an Independent Non- Executive Director of the
Company Management For Voted - For
12 Proposed Authority to Allot Shares Pursuant to
Section 132d of the Companies Act, 1965 Management For Voted - For
13 Proposed Renewal of Share Buy-back Authority Management For Voted - For
14 Proposed Renewal of Shareholder Mandate and New
Shareholder Mandate for Recurrent Related Party
Transactions of A Revenue Or Trading Nature Management For Voted - For
15 Proposed Issue of Options to Faiz Bin Ishak Management For Voted - For
1092
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Proposed Amendments to Articles of Association of
the Company Management For Voted - For
1093
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACCESS BANK NIGERIA PLC
CUSIP: V0014P104
Meeting Date: 11-Sep-13 Meeting Type: Court Meeting
Please Note That This is an Amendment to Meeting Id
229763 Due to Deletion Of-resolutions. All Votes
Received on the Previous Meeting Will be
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
S.1 1. That This Meeting Approves the Scheme of
Arrangement Dated 30 July 2013, A Print of Which
Has Been Submitted to the Meeting and for the
Purposes of Identification Subscribed by the
Chairman, and That the Directors be and are Hereby
Authorized to Consent to Any Modifications of the
Scheme of Arrangement That the Federal High Court
Or Any Regulatory Authority May Deem Fit to Impose
and Approve. 2. That in Accordance with the Scheme,
the 4,883,039,474 Ordinary Shares of 50 Kobo Each
of Wapic Insurance PLC Held by Access Bank PLC be
Transferred to the Eligible Shareholders of Access
Bank PLC Pro Rata in the Proportion of Their
Shareholding in Access Bank PLC, Based on the
Application of the Allocation Ratio As Specified in
the Scheme Document. 3. That Pursuant to the
Provisions of Section 106 of the Companies and
Allied Matters Act and in Consideration for the
Transfer by Access Bank PLC to Its Shareholders of
Its Entire Shares in Wapic Insurance PLC, the Banks
Share Capital Account Shall be Reduced by the Sum
of N6,613,213,318 by the Reduction of Its Share
Premium Account from N165,186,794,503 to
,n158,573,581, 185. 4. That the Board of Directors
of Access Bank PLC be and is Hereby Authorized to
Take All Actions That May Become Necessary to
Effect the Scheme of Arrangement Management For Abstain
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Year Ended December 31, 2013 and the Reports of the
Directors, Auditors and Audit Committee Thereon Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3 To Re-elect Mr Emmanuel Ndubisi Chiejina As A Non
Executive Director Management For Voted - For
4 To Re-elect Mr Oritsedere Samuel Otubu As A Non
Executive Director Management For Voted - For
5 To Re-elect Mrs Anthonia Olufeyikemi Ogunmefun As A
Non Executive Director Management For Voted - For
6 To Elect Dr Mrs Ajoritsedere Awosika Mfr Who Was
Appointed As an Independent Non Executive Director
by the Board Since the Last Annual General Meeting Management For Voted - Against
1094
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Elect Mr Paul Usoro San Who Was Appointed A Non
Executive Director by the Board Since the Last
Annual General Meeting Management For Voted - For
8 To Re-appoint PricewaterhouseCoopers As the
Auditors to the Company from the End of the Annual
General Meeting Until the End of Next Years Annual
General Meeting Management For Voted - For
9 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
10 To Elect Or Re-elect Members of the Audit Committee Management For Voted - For
11 That the Directors Fees for the Financial Year
Ending December 31 2014 be and Hereby Fixed at
Ngn46,500,000.00 Forty Six Million Five Hundred
Thousand Naira Only Management For Voted - For
12 That the Board of Directors be and is Hereby
Authorised to Establish A Medium Term Notes
Programme to Raise Additional Capital Whether by
Way of Public Offering, Private Placement, Rights
Offering, Book Building Process Or Other Methods Or
Combination of Methods, Additional Capital, Not
Exceeding the Sum of Usd1,000,000,000 One Billion
United States Dollars Only Or Its Equivalent in
Other Currencies Through the Issuance of
Convertible Or Non Convertible Loans Medium Term
Notes, Bonds Or Other Securities in Such Tranches,
Series Management For Voted - Against
Or Proportions, Denominated in Such Currencies and
at Such Coupon Or Interest Rates Within Such
Maturity Periods and on Such Other Terms and
Conditions As the Directors May Deem Fit Or
Determine Subject to Obtaining the Approvals of
Relevant Regulatory Authorities Non-Voting
13 That the Board of Directors be and Hereby
Authorised to Take All Actions That May be
Necessary to Give Effect to the Foregoing
Resolutions Management For Voted - For
AFREN PLC, LONDON
CUSIP: G01283103
Meeting Date: 04-Jun-14 Meeting Type: Annual General Meeting
1 That the Financial Statements for the Year Ended 31
December 2013, Together with the Reports of the
Directors and Auditors Thereon, be Received and
Adopted Management For Voted - For
2 That the Directors Remuneration Report (excluding
the Directors Remuneration Policy) for the Year
Ended 31 December 2013, Together with the Auditors
Report Thereon, be Approved Management For Voted - For
3 That the Directors Remuneration Policy Contained in
the Directors Remuneration Report, be Approved and
Shall Take Effect from the Date on Which This
Resolution is Passed Management For Voted - For
1095
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 That Sheree Bryant be Re-elected As A Director of
the Company Management For Voted - For
5 That Lain Mclaren be Re-elected As A Director of
the Company Management For Voted - For
6 That Egbert Imomoh be Re-elected As A Director of
the Company Management For Voted - For
7 That Peter Bingham be Re-elected As A Director of
the Company Management For Voted - For
8 That John St John be Re-elected As A Director of
the Company Management For Voted - Against
9 That Toby Hayward be Re-elected As A Director of
the Company Management For Voted - For
10 That Ennio Sganzerla be Re-elected As A Director of
the Company Management For Voted - For
11 That Patrick Obath be Re-elected As A Director of
the Company Management For Voted - For
12 That Osman Shahenshah be Re- Elected As A Director
of the Company Management For Voted - For
13 That Shahid Ullah be Re-elected As A Director of
the Company Management For Voted - Against
14 That Darra Comyn be Re-elected As A Director of the
Company Management For Voted - For
15 That Deloitte LLP be Reappointed As Auditors of the
Company Management For Voted - For
16 That the Directors be and are Hereby Generally and
Unconditionally Authorised to Allot and Grant
Rights to Subscribe for Or to Convert Securities
Into Shares of the Company Management For Voted - For
17 That the Directors be Given Power to Allot Equity
Securities Management For Voted - For
18 That the Company be Generally and Unconditionally
Authorised to Make One Or More Market Purchases Management For Voted - For
19 That A General Meeting of the Company, Other Than
an Annual General Meeting of the Company, May be
Called on Not Less Than 14 Clear Days Notice Management For Voted - Against
DANGOTE CEMENT PLC, LAGOS
CUSIP: V27546106
Meeting Date: 02-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statement for the
Year Ended 31 December 2013 and the Report of the
Directors, Auditors and Audit Committee Thereon Management For Abstain
2 To Declare A Dividend Management For Abstain
3 To Elect Or Re-elect Directors Management For Abstain
4 To Fix the Remuneration of the Directors Management For Abstain
5 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Abstain
6 To Elect Members of the Audit Committee Management For Abstain
1096
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DANGOTE SUGAR REFINERY PLC
CUSIP: V27544101
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Year Ended 31st December 2013 Together with the
Reports of the Directors, Auditors and Audit
Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect/re-elect Directors Management For Abstain
4 To Approve the Remuneration of the Directors Management For Voted - For
5 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
6 To Elect Members of the Audit Committee Management For Abstain
DIAMOND BANK PLC, LAGOS
CUSIP: V2857Q108
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Report of the Directors the Audited
Financial Statements for the Period Ended December
31 2013 and the Reports of the Auditors and Audit
Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect/ Re-elect Directors Management For Voted - For
4 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Abstain
5 To Elect Members of the Audit Committee Management For Abstain
6 A. That Pursuant to the Approval of the
Shareholders at the Banks 22nd Annual General
Meeting of April 30 2013 to Raise Additional
Capital of Up to 750 000 000 Seven Hundred and
Fifty Million United States Dollars Or Its Naira
Equivalent. I the Directors be and are Hereby
Authorized to Raise Any Proportion of the Approved
750 000 000 Seven Hundred and Fifty Million United
States Dollars Or Its Naira Equivalent Through an
Offer of by Way of Rights Issue in the Ratio and
Terms Conditions and Dates to be Determined by the
Directors Subject to Obtaining the Approvals of
Relevant Regulatory Authorities. II the Rights
Issue Referred to Paragraph 6ai Above Should be
Underwritten on Such Terms and Conditions As the
Directors Deem Fit. III the Shareholders Further to
Paragraph 6aii Above Hereby Waive Their Pre-emptive
Rights Contd Management For Abstain
Contd Issue to Any Unsubscribed Shares Under the
Rights Issue B. That The-directors be and are
Hereby Authorized to Enter Into Any Agreement and
Or-execute Any Document Necessary for and Or
1097
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Incidental to Effecting Resolution-6a Above C. That
the Directors be and are Hereby Authorized to
Appoint Such-professional Parties and Perform All
Such Other Acts and Do All Such Other-things As May
be Necessary for Or Incidental to Effecting the
Above-resolutions Including Without Limitation
Complying with Directives of Any- Regulatory
Authority Non-Voting Non-Voting
ECOBANK TRANSNATIONAL INCORPORATED, LOME
CUSIP: V00005104
Meeting Date: 03-Mar-14 Meeting Type: ExtraOrdinary General Meeting
17 Feb 2014: Please Note That This is an Amendment
to Meeting Id 280450 Due To-change in Sequence of
Resolutions and Splitting of Resolutions 3 and 4.
All-votes Received on the Previous Meeting Will be
Disregarded and You Will Need T-o Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Company Notice Available by
Clicking on the Url Link: Htt-
Ps://materials.proxyvote.com/approved/99999z/1
9840101/nps_192623.pdf Non-Voting Non-Voting
1 Adoption of Governance Action Plan Management For Voted - For
2 Adoption of Resolution on Capital Raising Management For Voted - For
3.a Amendment of Company S Articles of Association:
Article 8 (12) Management For Voted - For
3.b Amendment of Company S Articles of Association:
Article 23 (1) Management For Voted - For
3.c Amendment of Company S Articles of Association:
Article 26(2) Management For Voted - For
3.d Amendment of Company S Articles of Association:
Article 29(3) Management For Voted - For
4.a Reconstitution of the Board of Directors:
Termination of Current Mandates and Election of the
Interim Board: in Order to Facilitate the
Implementation of Corporate Governance Changes
Recommended by the Nigerian Securities and Exchange
Commission, the Extraordinary General Meeting
Hereby Resolves That the Term of Office of All the
Current Directors Shall, and is Hereby Terminated
with Immediate Effect. the Extraordinary General
Meeting Further Resolves That the Following Persons
Shall, and are Hereby, Elected As Directors of the
Company: Asset Management Corporation of Nigeria
(represented by Mr. Hewett Benson), Ecowas Bank for
Investment and Development (represented by Mamman
Bashir Ifo), International Finance Corporation
(represented by Mr.assaad Jabre), Public Investment
Corporation (represented by Dr. Daniel Mmushi
Matjila), Mr. Andre Siaka and Mr. Thierry Tanoh; So
That Such Persons Shall Constitute an Interim Board
of Directors Management For Voted - For
1098
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.b Reconstitution of the Board of Directors: Election
of Kwasi Boatin As Member of the Interim Board Management For Voted - For
17 Feb 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Comment and
Resolutions 3.a and 3.d. If You Have Already Sent
in Your Vo-tes for Mid: 282634 Please Do Not Revote
on This Meeting Unless You Decide To-amend Your
Instructions. Non-Voting Non-Voting
Meeting Date: 30-Jun-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
351591 Due to Splitting Of-resolution 6. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
O.1 Approval of Accounts Management For Voted - For
O.2 Retirement of Directors Management For Voted - For
O.3.a Election of Director: Adesegun Akinjuwon
Akin-olugbade Management For Voted - For
O.3.bElection of Director: Andre Bayala Management For Voted - For
O.3.c Election of Director: Emmanuel Ikazoboh Management For Voted - For
O.3.dElection of Director: Tei Mante Management For Voted - For
O.3.e Election of Director: Kadita Tshibaka Representing
Ifc Management For Voted - For
O.4 Ratification of the Co-option of A Director: Hewett
Benson Representing Amcon Management For Voted - For
O.5 Re-appointment of the Joint Auditors:
PricewaterhouseCoopers Abidjan, Cote D'ivoire, and
PricewaterhouseCoopers Lagos, Nigeria Management For Voted - For
E.6.a Amendment of Article: Article 1 Management For Voted - For
E.6.b Amendment of Article: Article 37 Management For Voted - For
ESSAR ENERGY PLC, LONDON
CUSIP: G3196V102
Meeting Date: 30-Aug-13 Meeting Type: Annual General Meeting
1 To Receive the Company's Annual Report and Accounts
2013 Management For Voted - For
2 To Approve the Remuneration Report Management For Voted - For
3 To Re-elect Mr. Prashant Ruia As A Director Management For Voted - For
4 To Re-elect Mr. Naresh Nayyar As A Director Management For Voted - For
5 To Re-elect Mr.sattar Hajee Abdoula A Director Management For Voted - For
6 To Re-elect Mr. Philip Aiken As A Director Management For Voted - For
7 To Re-elect Mr. Subhas Lallah As A Director Management For Voted - For
8 To Re-elect Mr. Steve Lucas As A Director Management For Voted - For
9 To Re-elect Mr. Simon Murray As A Director Management For Voted - For
10 To Re-elect Mr. Ravi Ruia As A Director Management For Voted - Against
11 To Re-appoint Deloitte LLP As Auditors Management For Voted - For
1099
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 To Authorise the Directors to Set the Remuneration
of the Auditors Management For Voted - For
13 To Authorise the Directors to Allot Shares Management For Voted - For
14 To Disapply Pre-emption Rights Management For Voted - For
15 To Authorise the Company to Make Market Purchases Management For Voted - For
16 To Authorise the Company to Make Political Donations Management For Voted - For
17 To Reduce the Notice Period for General Meetings Management For Voted - Against
FBN HOLDINGS PLC, LAGOS
CUSIP: V342A5109
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
328882 Due to Non-split Of-resolution 3. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
1 To Receive the Audited Accounts for the Year Ended
December 31 2013 Together with the Reports of the
Directors Auditors and Audit Committee Thereon Management For Abstain
2 To Declare A Dividend Management For Voted - For
3 To Re-elect Retiring Directors Pursuant to Section
256 of the Companies Allied Matters Act Special
Notice is Hereby Given That Lt Gen Garba Duba Rtd
and Dr Oba A Otudeko Cfr Who are Eligible for
Re-election are Over 70 Years Old Management For Voted - For
4 To Approve the Remuneration of Directors Management For Voted - For
5 To Appoint Pwc As A Single Auditor Management For Voted - For
6 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
7 To Elect Members of the Audit Committee Management For Voted - For
FIDELITY BANK PLC, VICTORIA ISLAND
CUSIP: V3456T105
Meeting Date: 02-May-14 Meeting Type: Annual General Meeting
1 To Receive the Statement of Accounts for the Period
Ended December 31, 2013 Together with the Report of
the Directors and Joint Auditors Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect/re-elect Directors: Special Notice is
Hereby Given for the Re- Election of Chief
Christopher I. Ezeh, Mfr and Dim Elias E. Nwosu As
Directors of the Company, Notwithstanding That They
are Above 70 Years Old Management For Voted - Against
4 To Approve the Remuneration of Directors Management For Voted - Against
5 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Voted - Against
6 To Elect the Members of the Audit Committee Management For Voted - Against
1100
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Apr 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' for All
Resolutions, Abstain is Not A Voting Option on This
Meeting. Non-Voting Non-Voting
24 Apr 2014: Please Note That This is A Revision
Due to Addition of Comment An-d Change in Meeting
Time to 11:00 If You Have Already Sent in Your
Votes, Plea-se Do Not Vote Again Unless You Decide
to Amend Your Original Instructions. Th-ank You Non-Voting Non-Voting
FIRST CITY MONUMENT BANK PLC, LAGOS
CUSIP: V3558N105
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
1 To Receive and Consider the Report of the Directors
and the Financial Statements for the Year Ended
December 31 2013 the Auditors Report Thereon and
the Audit Committee Report Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Approve the Appointments of the Directors Management For Abstain
4 To Approve the Remuneration of Directors Management For Voted - For
5 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
6 To Elect Members of the Audit Committee Management For Voted - For
FLOUR MILLS NIGERIA PLC
CUSIP: V35663109
Meeting Date: 11-Sep-13 Meeting Type: Annual General Meeting
1 Receive the Audited Financial Statements for the
Year Ended 31st March, 2013 and the Reports of the
Directors, Auditors and Audit Committee Thereon Management For Abstain
2 Declare A Dividend Management For Abstain
3 Re-elect Directors Management For Abstain
4 Fix the Remuneration of the Directors Management For Abstain
5 Authorize the Directors to Fix the Remuneration of
the Auditors Management For Abstain
6 Appoint Members of the Audit Committee Management For Abstain
7 To Consider and If Thought Fit Pass the Following
Resolutions Which Will be Proposed As Special
Resolutions That the Articles of Association of the
Company be and are Hereby Amended As Follows I. by
Inserting at the Following Text at the End of
Article 10 Notwithstanding Any Other Provision of
These Articles, A Member May Elect to Hold His
Shares in Electronic Form. Upon Receiving
Notification to That Effect the Company Shall,
Rather Than Issue A Share Certificate, Ensure That
the Central Securities Clearing System (cscs)
Account of Such Member is Credited with the Number
1101
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Shares Allotted Or Transferred to Him II. by
Deleting the Existing Article 55 and Substituting
in Its Place A New Article 55 the Quorum for Any
General Meeting of the Company Shall be One Third
of the Total Number of Members of the Company Or
Twenty Contd Management For Abstain
Contd Five Members (whichever is Less) Present in
Person Or by Proxy and No-business Shall be
Transacted at Any General Meeting Unless A Quorum
Of-members is Present at the Time the Meeting
Proceeds to Business. III. By-deleting the Existing
Article 98 and Substituting It with the Following
Text-for Purposes of Convenience and in View of
Technological Advancement-directors May Hold
Meetings Physically Or by Teleconference, Telephone
Or-such Other Communication Facilities As They
Think Fit. Questions Arising At-any Meeting Shall
be Decided by A Majority Votes. in Case of an
Equality Of-votes the Chairman Shall Have A Second
Or Casting Vote. IV. by Amending The- Provisions of
Article 109 to Read As Follows the Directors May
from Time To-time Appoint One Or More of Their
Number As Vice-chairman and Or Executive-vice-contd Non-Voting Non-Voting
Contd Chairman. the Directors May Also Appoint One
of Their Numbers to The-office Managing Director
Who Shall Act As the Chief Executive Officer
(ceo),-in Relation to an Executive Vice-chairman
and A Managing Director, Their-appointments Shall
be for Such Period. and on Such Terms As the
Directors May- Think Fit And, Subject to the Terms
of Any Agreement Entered Into in Any-particular
Case, May Revoke Such Appointment. A Director
Appointed to The-office of an Executive Vice
Chairman Or Managing Director Shall Not Whilst-
Holding That Office, be Subject to Retirement by
Rotation Or be Taken Into-account in Determining
the Rotation Or Retirement of Directors But His-
Appointment Shall be Automatically Determined If He
Ceases from Any Cause To-be A Director. V. by
Amending the Provisions of Article 121 in View of
Modem-trend Contd Non-Voting Non-Voting
Contd to Read As Follows Any Dividend, Interest Or
Other Moneys Payable In-cash in Respect of Shares
May be Paid by Cheque Or Warrant Sent Through
The-post Directed to the of the Registered Address
of the Holder Or, in the Case-of Joint Holders, to
the Registered Address of the Holder Who is First
Named-in the Register Or to Such Person and to Such
Address As the Holder Or Joint-holders May in
Writing Direct Or by Any Other Method, Including,
E-dividends,-direct Credit, Bank Transfer to Bank
Accounts Within Nigeria Or Other-electronic Means
of Funds Transfer Which the Directors Consider
Appropriate.-every Such Cheque Or Warrant Or by Any
Other Method, Including E-dividends,-direct Credit,
Bank Transfer to Bank Accounts Within Nigeria Or
1102
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Other- Electronic Means of Funds Transfer Which the
Directors Consider Appropriate-contd Non-Voting Non-Voting
Contd Shall be Made Payable to the Order of the
Person for Whom It is Sent-and Shall be at the Risk
of the Person Entitled to the Money
Presented-thereby. Anyone of Two Or More Joint
Holders May Give Effectual Receipts For-any
Dividends, Bonuses Or Other Moneys Payable in
Respect of the Shares Held-by Them As Joint
Holders. Vi. by Amending the Provisions of Article
131 To-read As Follows the Notice of Meeting And.
Annual Report in Hard Copy Or-electronic Form Or
Partly by One Such Means and Partly by Another May
Be-delivered by the Company to Any Member Either
Personally, by Post Or Courier-to His Registered
Address Or by Email (where He Has Provided an Email
Address-to the Company for Such Purpose). in the
Case of A Member Whose Registered-address is
Outside Nigeria Such Notice May be Given by Post Or
by Email-(where Contd Non-Voting Non-Voting
Contd Lie Has Provided an Email Address to the
Company for Such Purpose.)-vii. by Deleting the
Under Listed Article, for the Corresponding Reasons
As-indicated Below Articles 12-21, 34-40, 67, 119
Articles 23b-24 Articles 26-28-article 46 Non-Voting Non-Voting
GUARANTY TRUST BANK PLC
CUSIP: V41619103
Meeting Date: 14-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Year Ended December 31 2013 and the Reports of the
Directors Auditor and Audit Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect A Director Management For Voted - For
4 To Authorize Directors to Fix the Remuneration of
the Auditor Management For Voted - For
5 To Elect Members of the Audit Committee Management For Voted - For
GUINNESS (NIGERIA) PLC
CUSIP: V4164L103
Meeting Date: 15-Nov-13 Meeting Type: Annual General Meeting
1 To Receive the Report of the Directors, the
Financial Statements for the Year Ended 30 June
2013 and the Report of the Auditors Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Reelect Directors Management For Voted - For
4 To Authorize Directors to Fix the Remuneration of
the Auditors Management For Abstain
1103
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Elect Members of the Audit Committee Management For Abstain
6 To Fix the Remuneration of the Directors Management For Abstain
MART RESOURCES INC, CALGARY, AB
CUSIP: 572903102
Meeting Date: 20-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.6 and 3". Thank
You. Non-Voting Non-Voting
1 Fix the Number of Directors: to Fix the Number of
Directors to be Elected at the Meeting at Six Management For Voted - For
2.1 Election of Director: Wade G. Cherwayko Management For Voted - For
2.2 Election of Director: Dmitri Tsvetkov Management For Voted - For
2.3 Election of Director: Derrick R. Armstrong Management For Voted - For
2.4 Election of Director: Paul A. Crilly Management For Voted - For
2.5 Election of Director: Dallas L. Droppo, Q.c Management For Voted - For
2.6 Election of Director: Leroy Wolbaum Management For Voted - For
3 Appointment of Auditors: to Appoint Deloitte LLP As
Auditors of the Corporation for the Ensuing Year
and to Authorize the Board of Directors to Fix the
Auditor's Remuneration Management For Voted - For
4 Stock Option Plan: to Approve and Adopt an Ordinary
Resolution Relating to the Amendment, Approval and
Ratification of the Stock Option Plan of the
Corporation, and the Approval of Unallocated Stock
Options, As More Particularly Set Out in the
Management Information Circular of the Corporation
Dated May 20, 2014 (the "information Circular") Management For Voted - For
5 Amendment to Articles Relating to Share Dividend
Plan: to Approve and Adopt A Special Resolution
Authorizing Certain Amendments to the Articles of
the Corporation to Permit the Payment of Share
Dividends on the Common Shares of the Corporation
Pursuant to A Share Dividend Plan, As More
Particularly Set Out in the Information Circular Management For Voted - For
MPI, PARIS
CUSIP: F6388M104
Meeting Date: 19-Jun-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
1104
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
04 Jun 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking
on the Material Url Link:- Https://balo.journal-
Officiel.gouv.fr/pdf/2014/0512/2014051214018-
72.pdf . This is A Revision Due to Receipt of
Additional Url Link: Https://bal-o.journal-
Officiel.gouv.fr/pdf/2014/0604/201406041402595.
Pdf. If You Have Alre-ady Sent in Your Votes,
Please Do Not Vote Again Unless You Decide to Amend
Yo-ur Original Instructions. Thank You. Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the Financial Year Ended on December
31st, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.3 Allocation of Income for the Financial Year Ended
on December 31st, 2013 and Distribution of the
Dividend Management For Voted - For
O.4 Approval of an Agreement Pursuant to Article
L.225-38 of the Commercial Code-autonomous First
Demand Guarantee Issued by the Company Management For Abstain
O.5 Setting the Amount of Attendance Allowances to be
Allocated to the Board of Directors Management For Voted - For
O.6 Renewal of Term of Mrs. Nathalie Delapalme As
Director Management For Voted - For
O.7 Renewal of Term of La Macif As Director Management For Voted - For
O.8 Renewal of Term of Mr. Ambrosie Bryant Chukwueloka
Orjiako As Director Management For Voted - For
O.9 Renewal of Term of Mr. Augustine Ojunekwu Avuru As
Director Management For Voted - For
O.10 Appointment of Mrs. Caroline Catoire As Director Management For Voted - For
O.11 Authorization to the Board of Directors to
Purchase, Hold Or Transfer Shares of the Company Management For Voted - Against
E.12 Delegation of Authority to the Board of Directors
to Issue Shares of the Company Or Securities Giving
Access to Capital of the Company Or Any of Its
Subsidiaries While Maintaining Shareholders'
Preferential Subscription Rights Management For Voted - Against
E.13 Delegation of Authority to the Board of Directors
to Issue Shares of the Company Or Securities Giving
Access to Capital of the Company Or Any of Its
Subsidiaries with Cancellation of Shareholders'
Preferential Subscription Rights Via Public
Offerings Management For Voted - Against
E.14 Delegation of Authority to the Board of Directors
to Issue Shares of the Company Or Securities Giving
Access to Capital of the Company Or Any of Its
Subsidiaries with Cancellation of Shareholders'
Preferential Subscription Rights Via Private
1105
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Placement Pursuant to Article L.411- 2, II of the
Monetary and Financial Code Management For Voted - Against
E.15 Authorization to the Board of Directors to Set the
Issue Price According to the Terms Established by
the General Meeting in Case of Issuance of Shares
Or Securities Giving Access to Capital with
Cancellation of Shareholders' Preferential
Subscription Rights Management For Voted - Against
E.16 Authorization to the Board of Directors to Increase
the Number of Securities to be Issued in Case of
Capital Increase with Or Without Shareholders'
Preferential Subscription Rights Management For Voted - Against
E.17 Delegation of Authority to the Board of Directors
to Issue Shares Or Securities Giving Access to
Capital with Cancellation of Shareholders'
Preferential Subscription Rights, in Case of Public
Exchange Offer Initiated by the Company Management For Voted - Against
E.18 Authorization to the Board of Directors to Issue
Shares Or Securities Giving Access to Capital with
Cancellation of Shareholders' Preferential
Subscription Rights, in Consideration for In-kind
Contributions Granted to the Company and Comprised
of Equity Securities Or Securities Giving Access to
Capital Management For Voted - Against
E.19 Delegation of Authority to the Board of Directors
to Decide to Increase Capital of the Company by
Incorporation of Reserves, Profits, Premiums Or
Other Amounts for Which Capitalization is Permitted Management For Voted - For
E.20 Delegation of Authority to the Board of Directors
to Issue Securities Entitling to the Allotment of
Debt Securities Management For Voted - For
E.21 Employees and Corporate Officers Long-term
Incentive Program: Creation of Preferred Shares
Convertible Into Common Shares at the End of A
4-year Period, Subject to Performance Conditions Management For Voted - For
E.22 Authorization to the Board of Directors to Carry
Out the Allotment of Free Preferred Shares of the
Company to Employees And/or Corporate Officers of
the Company and Its Subsidiaries with Cancellation
of Shareholders' Preferential Subscription Rights Management For Voted - For
E.23 Authorization to the Board of Directors to Carry
Out the Allotment of Free Shares of the Company to
Employees And/or Corporate Officers of the Company
and Its Subsidiaries with Cancellation of
Shareholders' Preferential Subscription Rights Management For Voted - For
E.24 Delegation of Authority to the Board of Directors
to Carry Out Capital Increases Reserved for
Employees Who are Members of the Company Savings
Plan with Cancellation of Shareholders'
Preferential Subscription Rights Management For Voted - For
E.25 Authorization to the Board of Directors to Reduce
Capital by Cancellation of Shares Management For Voted - For
E.26 Powers to Carry Out All Formalities Management For Voted - For
1106
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NESTLE FOODS NIGERIA PLC
CUSIP: V6702N103
Meeting Date: 12-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
326370 Due to Receipt of D-irector Names. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Declare A Final Dividend Management For Voted - For
2 To Re-elect Mr. Dharnesh Gordhon As A Director Management For Voted - For
3 To Re-elect Mr. Kais Marzouki As A Director Management For Voted - For
4 To Re-elect Mr. Giuseppe Bonanno As A Director Management For Voted - Against
5 To Re-elect Mr. Gbenga Oyebode As A Director Management For Voted - For
6 To Re-elect Mrs. Ndidi Okonkwo Nwuneli As A Director Management For Voted - For
7 To Authorise Directors to Fix the Remuneration of
Auditors Management For Voted - For
8 To Elect Members of the Audit Committee Management For Voted - For
9 To Fix the Remuneration of Directors Management For Voted - For
NIGERIAN BREWERIES PLC
CUSIP: V6722M101
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
1 To Lay Before the Meeting the Report of the
Directors and the Statement of Financial Position
As at 31 December 2013 Together with the Income
Statement for the Year Ended on That Date and the
Reports of the Independent Auditors and Audit
Committee Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Re-elect Directors Management For Voted - For
4 To Authorize the Directors to Fix the Remuneration
of the Independent Auditors Management For Voted - For
5 To Elect Members of the Audit Committee Management For Voted - For
6 To Fix the Remuneration of the Directors Management For Voted - For
OANDO PLC
CUSIP: V6796A108
Meeting Date: 25-Jul-13 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
218000 Due to Addition Of-resolutions. All Votes
Received on the Previous Meeting Will be
1107
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disregarded An-d You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1.1 To Present the Annual Financial Statements of the
Company and of the Group for the Year Ended 31
December 2012 and Report of Directors and Auditors
Thereon Management For Voted - For
1.2 To Receive the Report of the Audit Committee Management For Voted - For
1.3 To Declare A Dividend of N0.75 Kobo Recommended by
the Directors of the Company Management For Voted - For
1.4 To Elect Members of the Audit Committee Management For Voted - For
1.5 To Re-appoint the Auditors Management For Voted - For
1.6 To Authorize the Directors of the Company to Fix
the Remuneration of the Auditors Management For Voted - For
1.7.1 To Re-elect the Following Director Who in
Accordance with Articles 91 and 93 of the Company's
Articles of Association, Retires by Rotation, But
is Eligible and Offers Himself for Re- Election:
Hrm Oba Michael Adedotun Gbadebo, Cfr (the Alake of
Egbaland) Management For Voted - For
1.7.2 To Re-elect the Following Director Who in
Accordance with Articles 91 and 93 of the Company's
Articles of Association, Retires by Rotation, But
is Eligible and Offers Himself for Re- Election:
Mr. Olufemi Adeyemo Management For Voted - For
1.7.3 To Re-elect the Following Director Who in
Accordance with Articles 91 and 93 of the Company's
Articles of Association, Retires by Rotation, But
is Eligible and Offers Herself for Re- Election:
Chief Sena Anthony Management For Voted - For
2 To Consider, and If Approved, to Pass with Or
Without Modification, the Following Ordinary
Resolution to Fix the Remuneration of the Non-
Executive Directors: It is Hereby Resolved That the
Fees Payable Quarterly in Arrears, be N5,000,000.
Per Annum for the Chairman and N4,000,000 Per Annum
for All Other Non-executive Directors with Effect
from 1, January 2013 Management For Voted - For
Please Note That This is A Revision Due to
Modification in Resolutions 1.7.1 T-o 1.7.3. Thank
You. Non-Voting Non-Voting
Meeting Date: 18-Feb-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting.
Thank You. Non-Voting Non-Voting
1 Resolved That on the Recommendation of the
Directors and in Accordance with Article 46 of the
Articles of Association of the Company, the
Authorised Share Capital of the Company be and is
Hereby Increased from N5,000,000,000 (five Billion
Naira) to N7,500,000,000 (seven Billion, Five
Hundred Million Naira) by the Creation and Addition
1108
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Thereto, of 5,000,000,000 (five Billion) Ordinary
Shares of 50 Kobo (fifty Kobo) Each, Such New
Shares to Rank Pari Passu in All Respects with the
Existing Ordinary Shares in the Capital of the
Company Management For Voted - For
2 Resolved That Clause 6 of the Memorandum of
Association and Article 3 of the Articles of
Association Respectively be and are Hereby Amended
to Reflect the New Authorized Share Capital of
N7,500,000,000 (seven Billion, Five Hundred Million
Naira) Divided Into 15,000,000,000 (fifteen
Billion) Ordinary Shares of 50 Kobo Each Management For Voted - For
3 Resolved That Pursuant to the Company's Articles of
Association: I) the Directors be and are Hereby
Authorized to Raise Further Capital of Up to
N50,000,000,000 (fifty Billion Naira) Through an
Offer by Way of Rights Issue in the Ratio and
Terms, Conditions and Dates to be Determined by the
Directors, Subject to Obtaining the Approvals of
Relevant Regulatory Authorities. II) Pursuant to
the Authority to Undertake the Rights Issue
Referred to in Paragraph 3 (a) (i) Above, the
Directors be and are Further Authorised to
Underwrite the Issue on Such Terms and Conditions
As They May Deem Fit; III) Further to Paragraph 3
(a) (ii) Above, the Shareholders Hereby Waive Their
Pre-emptive Rights to Any Unsubscribed Shares Under
the Rights Issue in the Event of an
Under-subscription. IV) in Addition to Paragraph 3
A (i) Above, the Contd Management For Abstain
Contd Directors be and are Hereby Authorized to
Raise, Whether by Way of A-public Offering, Private
/special Placement, Rights Issue Or Other
Methods,-additional Capital of Up to
N200,000,000,000 (two Hundred Billion Naira)-
Through the Issuance of Shares, Global Depository
Receipts, Convertibles Or-non-convertibles, Medium
Term Notes, Notes, Bonds and Or Any
Other-instruments Either As A Standalone Or Byway
of A Programme, in Such Tranches,-series Or
Proportions, at Such Coupon Or Interest Rates, Non-Voting Non-Voting
Within Such Maturity-periods, and on Such Terms and
Conditions; Including Through A Book Building-
Process Or Other Process All of Which Shall be As
Determined by The-directors, Subject to Obtaining
the Approvals of Relevant Regulatory-authorities V)
the Directors be and are Hereby Authorised in the
Event of An-over-subscription Contd Non-Voting
Contd of Shares in an Issue to the Public, to
Capitalize the Excess Funds To-the Extent Permitted
by the Relevant Regulatory Authorities and to
Allot-additional Shares in A Manner Deemed Fit by
Them, Provided Such Allotment Can- be Accommodated
by the Company's Then Unissued Share Capital. Vi)
in The-event That Such Further Capital Raise
Referred to in 3 (a) (iv) Above be By-way of A
1109
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Rights Issue, the Directors be and are Hereby
Authorised To-underwrite Such Issue on Such Terms
and Conditions As the Directors May Deem-fit. the
Directors be and are Hereby Authorized to Enter
Into Any Agreements-and Or Execute Any Other
Documents Necessary for and Or Incidental
To-effecting the Resolutions Above. the Directors
be and are Hereby Authorized-to Appoint Such
Professional Parties and Perform All Such Other
Acts and Do-all Such Contd Non-Voting Non-Voting
Contd Other Things As May be Necessary for Or
Incidental to Effecting The-above Resolutions,
Including Without Limitation, Complying with
Directives Of-any Regulatory Authority Non-Voting Non-Voting
12 Feb 2014: Please Note That This is A Revision
Due to Receipt of Actual Reco-rd Date. If You Have
Already Sent in Your Votes, Please Do Not Return
This Pro-xy Form Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
PZ CUSSONS NIGERIA PLC
CUSIP: V7615J106
Meeting Date: 26-Sep-13 Meeting Type: Annual General Meeting
1 To Receive the Report and Accounts Management For Abstain
2 To Declare A Dividend Management For Abstain
3 To Re-elect Directors Management For Voted - For
4 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Abstain
5 To Elect Members of the Audit Committee Management For Abstain
6 To Fix the Remuneration of the Directors Management For Abstain
7 To Increase the Share Capital Management For Abstain
8 To Authorise Bonus Issue Management For Abstain
SAIPEM SPA, SAN DONATO MILANESE
CUSIP: T82000117
Meeting Date: 06-May-14 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
303039 Due to Receipt of S-lates of Directors and
Auditor Names Under Resolution 5 and 8. All Votes
Recei-ved on the Previous Meeting Will be
Disregarded and You Will Need to Reinstruc-t on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That the Italian Language Agenda is
Available by Clicking on the U-rl Link:
Https://materials.proxyvote.com/approved/99999
Z/19840101/nps_199046.p-df Non-Voting Non-Voting
1 Statutory Financial Statements at December 31, 2013
of Saipem S.p.a. Relevant Deliberations.
1110
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Presentation of the Consolidated Financial
Statements at December 31, 2013. Reports by the
Board of Directors, the Statutory Auditors and the
External Auditors Management Non-Voting
2 Allocation of Result Management Non-Voting
3 Establishing the Number of Board Directors Management Non-Voting
4 Establishing the Duration of the Board Directors'
Mandate Management Non-Voting
Please Note That Although There are 2 Slates to be
Elected As Directors, There-is Only 1 Slate
Available to be Filled at the Meeting. the Standing
Instructi-ons for This Meeting Will be Disabled
And, If You Choose, You are Required To-vote for
Only 1 of the 2 Slates. Thank You. Non-Voting Non-Voting
5.1 Please Note That This is A Shareholders' Proposal:
Appointment of Board Directors. List Presented by
Eni Representing 42.924% of Company Stock Capital:
Francesco Carbonetti (president Candidate,
Independent), Umberto Vergine, Enrico Laghi
(independent), Rosario Bifulco (independent), Nella
Ciuccarelli (independent), Fabrizio Barbieri Shareholder Non-Voting
5.2 Please Note That This is A Shareholders' Proposal:
Appointment of Board Directors. List Presented by
Shareholders Representing 1.298 % of Company Stock
Capital: Guido Guzzetti (independent), Nicla Picchi
(independent), Federica Ferro-luzzi (independent) Shareholder Non-Voting
6 Appointment of the Chairman of the Board of
Directors Management Non-Voting
7 Establishing the Remuneration of Board Directors Management Non-Voting
Please Note That Although There are 2 Options to
Indicate A Preference on This-resolution, Only One
Can be Selected. the Standing Instructions for This
Meet-ing Will be Disabled And, If You Choose, You
are Required to Vote for Only 1 O-f the 2 Options
Below, Your Other Votes Must be Either Against Or
Abstain. Tha-nk You. Non-Voting Non-Voting
8.1 Please Note That This is A Shareholders' Proposal:
Appointment of Statutory Auditors. List Presented
by Eni Representing 42.924 % of Company Stock
Capital: Effective Auditors: Anna Gervasoni,
Massimo Invernizzi. Alternate Auditor: Elisabetta
Maria Corvi Shareholder Non-Voting
8.2 Please Note That This is A Shareholders' Proposal:
Appointment of Statutory Auditors. List Presented
by Shareholders Representing 1.298 % of Company
Stock Capital: Effective Auditor: Mario Busso.
Alternate Auditor: Paolo Domenico Sfameni Shareholder Non-Voting
9 Appointment of the Chairman of the Board of
Statutory Auditors Management Non-Voting
10 Establishing the Remuneration of Statutory Auditors
and of the Chairman of the Board of Statutory
Auditors Management Non-Voting
11 Additional Fees to the External Auditors Management Non-Voting
12 New Long-term Monetary Incentive Plan Management Non-Voting
1111
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Remuneration Report: Remuneration Policy Management Non-Voting
SEACOR HOLDINGS INC.
CUSIP: 811904101 TICKER: CKH
Meeting Date: 28-May-14 Meeting Type: Annual
1. Director Management
1 Charles Fabrikant Management For Voted - For
2 David R. Berz Management For Voted - For
3 Pierre De Demandolx Management For Voted - For
4 Oivind Lorentzen Management For Voted - For
5 Andrew R. Morse Management For Voted - For
6 R. Christopher Regan Management For Voted - For
7 Steven J. Wisch Management For Voted - For
2. Advisory Approval of the Company's Named Executive
Officer Compensation Management For Voted - Against
3. Reapproval of the Company's Management Incentive
Plan Management For Voted - For
4. Approval of the 2014 Share Incentive Plan Management For Voted - For
5. Ratification of the Appointment of Ernst & Young
LLP As Seacor's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014 Management For Voted - For
SKYE BANK PLC, LAGOS
CUSIP: V7796U128
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Receive and Consider the Audited Financial
Statements for the Year Ended December 31 2013
Together with the Reports of the Directors Auditors
and the Audit Committee Thereon Management For Abstain
2 To Declare A Dividend Management For Voted - For
3 To Re-elect Directors Management For Abstain
4 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
5 To Elect Members of the Audit Committee Management For Abstain
6 To Fix the Directors Fees for the Year Ending
December 31 2014 Management For Abstain
SUBSEA 7 SA, LUXEMBOURG
CUSIP: L8882U106
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 To Consider (i) the Management Reports of the Board
of Directors of the Compan-y in Respect of the
Statutory and Consolidated Financial Statements of
1112
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Com-pany and (ii) the Reports of Deloitte S.a.,
Luxembourg, Authorised Statutory A- Uditor
("reviseur D'entreprises Agree") on the Statutory
Financial Statements-and the Consolidated Financial
Statements of the Company, for the Fiscal
Year-ended December 31, 2013, As Published on March
13, 2014 and As are Available O-n the Company's
Website at Www.subsea7.com Non-Voting Non-Voting
2 To Approve the Statutory Financial Statements of
the Company for the Fiscal Year Ended December 31,
2013, As Published on March 13, 2014 and As are
Available on the Company's Website at
Www.subsea7.com Management For Voted - For
3 To Approve the Consolidated Financial Statements of
the Company for the Fiscal Year Ended December 31,
2013, As Published on March 13, 2014 and As are
Available on the Company's Website at
Www.subsea7.com Management For Voted - For
4 To Approve the Allocation of Results Including the
Payment of A Dividend of the Company for the Fiscal
Year Ended December 31, 2013, As Recommended by the
Board of Directors of the Company, Namely A
Dividend of Nok 3.60 Per Common Share, Payable on
July 10, 2014 Management For Voted - For
5 To Discharge the Directors of the Company in
Respect of the Proper Performance of Their Duties
for the Fiscal Year Ended December 31, 2013 Management For Voted - For
6 To Elect Ernst and Young S.a., Luxembourg As
Authorised Statutory Auditor ("reviseur
D'entreprises Agree") to Audit the Statutory and
Consolidated Financial Statements of the Company,
for A Term to Expire at the Next Annual General
Meeting of Shareholders Management For Voted - For
7 To Re-elect Mr Kristian Siem As A Director of the
Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
8 To Re-elect Sir Peter Mason As Senior Independent
Director of the Company to Hold Office Until the
Annual General Meeting of Shareholders to be Held
in 2016 Or Until His Successor Has Been Duly Elected Management For Voted - For
9 To Re-elect Mr Eystein Eriksrud As A Director of
the Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
10 To Re-elect Mr Jean Cahuzac As A Director of the
Company to Hold Office Until the Annual General
Meeting of Shareholders to be Held in 2016 Or Until
His Successor Has Been Duly Elected Management For Voted - For
11 To Re-elect Mr Robert Long As an Independent
Director of the Company to Hold Office Until the
Annual General Meeting of Shareholders to be Held
in 2016 Or Until His Successor Has Been Duly Elected Management For Voted - For
1113
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TGS-NOPEC GEOPHYSICAL COMPANY ASA, NARSNES
CUSIP: R9138B102
Meeting Date: 03-Jun-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Blocking Should Always be Applied, Record Date Or
Not. Non-Voting Non-Voting
1 Election of Arne Didrik Kjornaes to Chair the
Meeting and Election of A Person to Sign the
Minutes of the General Meeting Together with the
Meeting Chairman Management For Voted - For
2 Approval of the Notice and Agenda for the Meeting Management For Voted - For
3A Approval of the Annual Accounts and Annual Report
(including Presentation of Auditor's Report) Management For Voted - For
3B Approval of the Board of Directors' Proposal to
Distribute Dividend for 2013 of Nok 8.5 Per Share Management For Voted - For
4 Approval of the Auditors Fee Management For Voted - For
5.A Election of Director: Henry H. Hamilton III,
Chairman Management For Voted - For
5.B Election of Director: Dr. Colette Lewiner Management For Voted - For
5.C Election of Director: Elisabeth Harstad Management For Voted - For
5.D Election of Director: Mark Leonard Management For Voted - For
5.E Election of Director: Bengt Lie Hansen Management For Voted - For
5.F Election of Director: Vicki Messer Management For Voted - For
5.G Election of Director: Tor Magne Lonnum Management For Voted - For
6 Approval of Directors Fee for the Period 4 June
2014 to the Ordinary General Meeting in June 2015 Management For Voted - For
7 Approval of Compensation to the Members of the
Nomination Committee for the Period 5 June 2013 to
4 June 2014 Management For Voted - For
1114
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Election of Member to the Nomination Committee
Jarle Sjo, Member Management For Voted - For
9 Statement on Corporate Governance in Accordance
with Section 3-3b of The-norwegian Accounting Act Non-Voting Non-Voting
10 Renewal of Authority to Acquire the Company's Shares Management For Voted - For
11 Reduction of Share Capital by Cancellation of
Treasury Shares and Amendment of the Articles
Section 5 Management For Voted - For
12 Advisory Vote on the Board of Directors Declaration
Relevant to the Guidelines for Determination of
Compensation to Executive Personnel Management For Voted - For
13 Approval of Long-term Incentive Stock Plan and
Resolution to Issue Free-standing Warrants Management For Voted - For
14 Authority to Increase the Share Capital Management For Voted - For
14 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolutions 1, 5g,
8. If You Have Already Sent in Your Votes, Please
Do Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
TRANSNATIONAL CORPORATION OF NIGERIAN PLC, LAGOS
CUSIP: V9156N108
Meeting Date: 31-Mar-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements for the
Year Ended December 31, 2013 and the Reports of the
Directors, Auditors and Audit Committee Thereon Management For Abstain
2 To Declare A Dividend Management For Abstain
3 To Re-elect Retiring Directors Management For Abstain
4 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
5 To Elect/re-elect Members of the Audit Committee Management For Abstain
6 To Approve the Appointment of A Director Management For Voted - For
U A C N PLC
CUSIP: V9220Z103
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
1 Lay Before the Members the Report of the Directors
the Consolidated Statement of Financial Position of
the Company As at 31 December 2013 Together with
the Consolidated Statement of Comprehensive Income
for the Year Ended on That Date and the Reports of
the Auditors and the Audit Committee Thereon Management For Abstain
2 Declare A Dividend Management For Abstain
3 Re-elect Directors Management For Abstain
4 Authorize the Directors to Fix the Remuneration of
the Auditors Management For Abstain
5 Elect Members of the Audit Committee Management For Abstain
1115
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Fix the Remuneration of the Directors Management For Abstain
7 That the Articles of Association of the Company be
and is Hereby Amended by the Inserting the
Following As Article 102 4 That the Directors May
Hold Their Meetings by Physical Presence at Any
Agreed Venue of the Meeting Or by Telephone
Conference Call Or Video Conferencing Or by
Electronic Circulation of Matters Requiring Board
Consideration and Approval to the Directors Management For Abstain
UNILEVER NIGERIA PLC
CUSIP: V9234B100
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
1 To Lay Before the Members the Report of the
Directors the Audited Financial Statements for the
Year Ended 31 December 2013 Together with the
Reports of the Audit Committee and the Independent
Auditors Thereon Management For Abstain
2 To Declare A Dividend Management For Abstain
3 To Re-elect Directors Management For Voted - For
4 To Appoint A New Independent Auditor Notice is
Hereby Given That the Proposed Independent Auditors
is KPMG Professional Services Management For Voted - For
5 To Authorise the Directors to Fix the Remuneration
of the Independent Auditors Management For Abstain
6 To Elect Members of the Audit Committee Management For Abstain
7 To Fix the Directors Fees Management For Abstain
UNITED BANK FOR AFRICA
CUSIP: V9T62Y106
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Accounts for the Year Ended
December 31 2013 Together with the Reports of the
Directors Auditors and the Audit Committee Thereon Management For Abstain
2 To Declare A Dividend Management For Abstain
3 To Elect Re-elect Directors Management For Abstain
4 To Authorise the Directors to Fix the Remuneration
of the Auditor's Management For Abstain
5 To Elect Members of the Audit Committee Management For Abstain
ZENITH BANK PLC, LAGOS
CUSIP: V9T871109
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Audited Accounts for the
Financial Year Ended 31st December 2013 the Reports
1116
GLOBAL X NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Directors Auditors and Audit Committee
Thereon Management For Voted - For
2 To Declare A Dividend Management For Voted - For
3 To Elect/re-elect Directors Management For Voted - For
4 To Authorize the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
5 To Elect Members of the Audit Committee Management For Voted - For
6 To Approve the Remuneration of the Directors for
the Year Ending December 31 2014 Management For Voted - For
14 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolution 3.
If You Have Already Sent in Your Votes, Please Do
Not Retu-rn This Proxy Form Unless You Decide to
Amend Your Original Instructions. Than-k You Non-Voting Non-Voting
1117
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 13-May-14 Meeting Type: Annual
1A. Election of Director: Linda G. Alvarado Management For Voted - For
1B. Election of Director: Thomas "tony" K. Brown Management For Voted - For
1C. Election of Director: Vance D. Coffman Management For Voted - For
1D. Election of Director: Michael L. Eskew Management For Voted - For
1E. Election of Director: Herbert L. Henkel Management For Voted - For
1F. Election of Director: Muhtar Kent Management For Voted - For
1G. Election of Director: Edward M. Liddy Management For Voted - For
1H. Election of Director: Inge G. Thulin Management For Voted - For
1I. Election of Director: Robert J. Ulrich Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As 3m's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Stockholder Proposal on Right to Act by Written
Consent. Shareholder Against Voted - For
ABBVIE INC.
CUSIP: 00287Y109 TICKER: ABBV
Meeting Date: 09-May-14 Meeting Type: Annual
1. Director Management
1 Robert J. Alpern Management For Voted - For
2 Edward M. Liddy Management For Voted - For
3 Frederick H. Waddell Management For Voted - For
2. Ratification of Ernst & Young LLP As Abbvie's
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
3. Say on Pay - an Advisory Vote on the Approval of
Executive Compensation. Management For Voted - For
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 14-May-14 Meeting Type: Annual
1A. Election of Director: Gerald L. Baliles Management For Voted - For
1B. Election of Director: Martin J. Barrington Management For Voted - For
1C. Election of Director: John T. Casteen III Management For Voted - For
1D. Election of Director: Dinyar S. Devitre Management For Voted - For
1E. Election of Director: Thomas F. Farrell II Management For Voted - For
1F. Election of Director: Thomas W. Jones Management For Voted - For
1G. Election of Director: Debra J. Kelly- Ennis Management For Voted - For
1118
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: W. Leo Kiely III Management For Voted - For
1I. Election of Director: Kathryn B. Mcquade Management For Voted - For
1J. Election of Director: George Munoz Management For Voted - For
1K. Election of Director: Nabil Y. Sakkab Management For Voted - For
2. Ratification of the Selection of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers Management For Voted - For
4. Shareholder Proposal - Preparation of Health Effect
and Cessation Materials for Poor and Less Formally
Educated Tobacco Consumers Shareholder Against Voted - Against
5. Shareholder Proposal - Disclosure of Lobbying
Policies and Practices Shareholder Against Voted - Against
AMAZON.COM, INC.
CUSIP: 023135106 TICKER: AMZN
Meeting Date: 21-May-14 Meeting Type: Annual
1A. Election of Director: Jeffrey P. Bezos Management For Voted - For
1B. Election of Director: Tom A. Alberg Management For Voted - For
1C. Election of Director: John Seely Brown Management For Voted - For
1D. Election of Director: William B. Gordon Management For Voted - For
1E. Election of Director: Jamie S. Gorelick Management For Voted - For
1F. Election of Director: Alain Monie Management For Voted - For
1G. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1H. Election of Director: Thomas O. Ryder Management For Voted - For
1I. Election of Director: Patricia Q. Stonesifer Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding A Report Concerning
Corporate Political Contributions Shareholder Against Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 12-May-14 Meeting Type: Annual
1A. Election of Director: Charlene Barshefsky Management For Voted - For
1B. Election of Director: Ursula Burns Management For Voted - For
1C. Election of Director: Kenneth Chenault Management For Voted - For
1D. Election of Director: Peter Chernin Management For Voted - For
1E. Election of Director: Anne Lauvergeon Management For Voted - For
1F. Election of Director: Theodore Leonsis Management For Voted - For
1G. Election of Director: Richard Levin Management For Voted - For
1H. Election of Director: Richard Mcginn Management For Voted - For
1I. Election of Director: Samuel Palmisano Management For Voted - For
1J. Election of Director: Steven Reinemund Management For Voted - For
1119
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K. Election of Director: Daniel Vasella Management For Voted - For
1L. Election of Director: Robert Walter Management For Voted - For
1M. Election of Director: Ronald Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Relating to Annual Disclosure
of Eeo-1 Data. Shareholder Against Voted - Against
5. Shareholder Proposal Relating to Report on Privacy,
Data Security and Government Requests. Shareholder Against Voted - Against
6. Shareholder Proposal Relating to Action by Written
Consent. Shareholder Against Voted - For
7. Shareholder Proposal for Executives to Retain
Significant Stock. Shareholder Against Voted - Against
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 12-May-14 Meeting Type: Annual
1A. Election of Director: Robert H. Benmosche Management For Voted - For
1B. Election of Director: W. Don Cornwell Management For Voted - For
1C. Election of Director: Peter R. Fisher Management For Voted - For
1D. Election of Director: John H. Fitzpatrick Management For Voted - For
1E. Election of Director: William G. Jurgensen Management For Voted - For
1F. Election of Director: Christopher S. Lynch Management For Voted - For
1G. Election of Director: Arthur C. Martinez Management For Voted - For
1H. Election of Director: George L. Miles, Jr. Management For Voted - For
1I. Election of Director: Henry S. Miller Management For Voted - For
1J. Election of Director: Robert S. Miller Management For Voted - For
1K. Election of Director: Suzanne Nora Johnson Management For Voted - For
1L. Election of Director: Ronald A. Rittenmeyer Management For Voted - For
1M. Election of Director: Douglas M. Steenland Management For Voted - For
1N. Election of Director: Theresa M. Stone Management For Voted - For
2. To Vote, on A Non-binding Advisory Basis, to
Approve Executive Compensation. Management For Voted - For
3. To Act Upon A Proposal to Amend and Restate Aig's
Restated Certificate of Incorporation to Continue
to Restrict Certain Transfers of Aig Common Stock
in Order to Protect Aig's Tax Attributes. Management For Voted - For
4. To Act Upon A Proposal to Ratify the Amendment to
Extend the Expiration of the American International
Group, Inc. Tax Asset Protection Plan. Management For Voted - For
5. To Act Upon A Proposal to Ratify the Selection of
PricewaterhouseCoopers LLP As Aig's Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
1120
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 20-May-14 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Ronald M. Dykes Management For Voted - For
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2014. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
AMGEN INC.
CUSIP: 031162100 TICKER: AMGN
Meeting Date: 15-May-14 Meeting Type: Annual
1A Election of Director: Dr. David Baltimore Management For Voted - For
1B Election of Director: Mr. Frank J. Biondi, Jr. Management For Voted - For
1C Election of Director: Mr. Robert A. Bradway Management For Voted - For
1D Election of Director: Mr. Francois De Carbonnel Management For Voted - For
1E Election of Director: Dr. Vance D. Coffman Management For Voted - For
1F Election of Director: Mr. Robert A. Eckert Management For Voted - For
1G Election of Director: Mr. Greg C. Garland Management For Voted - For
1H Election of Director: Dr. Rebecca M. Henderson Management For Voted - For
1I Election of Director: Mr. Frank C. Herringer Management For Voted - For
1J Election of Director: Dr. Tyler Jacks Management For Voted - For
1K Election of Director: Ms. Judtih C. Pelham Management For Voted - For
1L Election of Director: Dr. Ronald D. Sugar Management For Voted - For
2 To Ratify the Selection of Ernst & Young LLP As our
Independent Registered Public Accountants for the
Fiscal Year Ending December 31, 2014. Management For Voted - For
3 Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4 Stockholder Proposal #1 (vote Tabulation) Shareholder Against Voted - Against
ANGLO AMERICAN PLC, LONDON
CUSIP: G03764134
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Report and Accounts Management For Voted - For
1121
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Declare A Final Dividend Management For Voted - For
3 To Elect Judy Dlamini As A Director the Company Management For Voted - For
4 To Elect Mphu Ramatlapeng As A Director of the
Company Management For Voted - For
5 To Elect Jim Rutherford As A Director of the Company Management For Voted - For
6 To Re-elect Mark Cutifani As A Director of the
Company Management For Voted - For
7 To Re-elect Byron Grote As A Director of the Company Management For Voted - For
8 To Re-elect Sir Philip Hampton As A Director of the
Company Management For Voted - For
9 To Re-elect Rene Medori As A Director of the Company Management For Voted - For
10 To Re-elect Phuthuma Nhleko As A Director of the
Company Management For Voted - For
11 To Re-elect Ray Orourke As A Director of the Company Management For Voted - For
12 To Re-elect Sir John Parker As A Director of the
Company Management For Voted - For
13 To Re-elect Anne Stevens As A Director of the
Company Management For Voted - For
14 To Re-elect Jack Thompson As A Director of the
Company Management For Voted - For
15 To Re-appoint Deloitte LLP As Auditors of the
Company for the Year Management For Voted - For
16 To Authorise the Directors to Determine the
Remuneration of the Auditors Management For Voted - For
17 To Approve the Remuneration Policy Management For Voted - For
18 To Approve the Implementation Report Contained in
the Director's Remuneration Report Management For Voted - For
19 To Approve the Rules of the Share Plan 2014 Management For Voted - For
20 To Authorise the Directors to Allot Shares Management For Voted - For
21 To Disapply Pre-emption Rights Management For Voted - For
22 To Authorise the Purchase of Own Shares Management For Voted - For
23 To Authorise the Directors to Call General Meetings
Other Than an Agm on Not Less Than 14 Clear Days
Notice Management For Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-14 Meeting Type: Annual
1. Director Management
1 William Campbell Management For Voted - For
2 Timothy Cook Management For Voted - For
3 Millard Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur Levinson Management For Voted - For
8 Ronald Sugar Management For Voted - For
1122
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. The Amendment of the Company's Restated Articles of
Incorporation (the "articles") to Facilitate the
Implementation of Majority Voting for the Election
of Directors in an Uncontested Election by
Eliminating Article Vii, Which Relates to the Term
of Directors and the Transition from A Classified
Board of Directors to A Declassified Structure Management For Voted - For
3. The Amendment of the Articles to Eliminate the
"blank Check" Authority of the Board to Issue
Preferred Stock Management For Voted - For
4. The Amendment of the Articles to Establish A Par
Value for the Company's Common Stock of $0.00001
Per Share Management For Voted - For
5. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2014 Management For Voted - For
6. A Non-binding Advisory Resolution to Approve
Executive Compensation Management For Voted - For
7. The Approval of the Apple Inc. 2014 Employee Stock
Plan Management For Voted - For
8. A Shareholder Proposal by John Harrington and
Northstar Asset Management Inc. Entitled "board
Committee on Human Rights" to Amend the Company's
Bylaws Shareholder Against Voted - Against
9. A Shareholder Proposal by the National Center for
Public Policy Research of A Non-binding Advisory
Resolution Entitled "report on Company Membership
and Involvement with Certain Trade Associations and
Business Organizations" Shareholder Against Voted - Against
10. A Shareholder Proposal by Carl Icahn of A
Non-binding Advisory Resolution That the Company
Commit to Completing Not Less Than $50 Billion of
Share Repurchases During Its 2014 Fiscal Year (and
Increase the Authorization Under Its Capital Return
Program Accordingly) Shareholder Abstain
11. A Shareholder Proposal by James Mcritchie of A
Non-binding Advisory Resolution Entitled "proxy
Access for Shareholders" Shareholder Against Voted - Against
ARCHER-DANIELS-MIDLAND COMPANY
CUSIP: 039483102 TICKER: ADM
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: A.l. Boeckmann Management For Voted - For
1B. Election of Director: M.h. Carter Management For Voted - For
1C. Election of Director: T.k. Crews Management For Voted - For
1D. Election of Director: P. Dufour Management For Voted - For
1E. Election of Director: D.e. Felsinger Management For Voted - For
1F. Election of Director: A. Maciel Management For Voted - For
1G. Election of Director: P.j. Moore Management For Voted - For
1H. Election of Director: T.f. O'neill Management For Voted - For
1123
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: F. Sanchez Management For Voted - For
1J. Election of Director: D. Shih Management For Voted - For
1K. Election of Director: K.r. Westbrook Management For Voted - For
1L. Election of Director: P.a. Woertz Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As
Independent Auditors for the Year Ending December
31, 2014. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Independent Board Chairman. Shareholder Against Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 25-Apr-14 Meeting Type: Annual
1A. Election of Director: Randall L. Stephenson Management For Voted - For
1B. Election of Director: Reuben V. Anderson Management For Voted - For
1C. Election of Director: Jaime Chico Pardo Management For Voted - For
1D. Election of Director: Scott T. Ford Management For Voted - For
1E. Election of Director: James P. Kelly Management For Voted - For
1F. Election of Director: Jon C. Madonna Management For Voted - For
1G. Election of Director: Michael B. Mccallister Management For Voted - For
1H. Election of Director: John B. Mccoy Management For Voted - For
1I. Election of Director: Beth E. Mooney Management For Voted - For
1J. Election of Director: Joyce M. Roche Management For Voted - For
1K. Election of Director: Matthew K. Rose Management For Voted - For
1L. Election of Director: Cynthia B. Taylor Management For Voted - For
1M. Election of Director: Laura D'andrea Tyson Management For Voted - For
2. Ratification of Appointment of Independent Auditors. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Approve Severance Policy. Management For Voted - For
5. Political Report. Shareholder Against Voted - Against
6. Lobbying Report. Shareholder Against Voted - Against
7. Written Consent. Shareholder Against Voted - For
AVALONBAY COMMUNITIES, INC.
CUSIP: 053484101 TICKER: AVB
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Glyn F. Aeppel Management For Voted - For
2 Alan B. Buckelew Management For Voted - For
3 Bruce A. Choate Management For Voted - For
4 John J. Healy, Jr. Management For Voted - For
5 Timothy J. Naughton Management For Voted - For
6 Lance R. Primis Management For Voted - For
7 Peter S. Rummell Management For Voted - For
8 H. Jay Sarles Management For Voted - For
1124
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 W. Edward Walter Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP As the
Company's Independent Auditors for the Year Ending
December 31, 2014. Management For Voted - For
3. To Adopt A Resolution Approving, on A Non-binding
Advisory Basis, the Compensation Paid to the
Company's Named Executive Officers, As Disclosed
Pursuant to Item 402 of Regulation S-k, Including
the Compensation Discussion and Analysis,
Compensation Tables and Narrative Discussion Set
Forth in the Proxy Statement. Management For Voted - For
4. To Approve Performance Goals Under the Avalonbay
Communities, Inc. 2009 Stock Option and Incentive
Plan. Management For Voted - For
5. To Adopt A Stockholder Proposal, If Properly
Presented at the Meeting, That the Board of
Directors Adopt A Policy Addressing the Separation
of the Roles of Ceo and Chairman. Shareholder Against Voted - For
BANK OF AMERICA CORPORATION
CUSIP: 060505104 TICKER: BAC
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Sharon L. Allen Management For Voted - For
1B. Election of Director: Susan S. Bies Management For Voted - For
1C. Election of Director: Jack O. Bovender, Jr. Management For Voted - For
1D. Election of Director: Frank P. Bramble, Sr. Management For Voted - For
1E. Election of Director: Pierre J.p. De Weck Management For Voted - For
1F. Election of Director: Arnold W. Donald Management For Voted - For
1G. Election of Director: Charles K. Gifford Management For Voted - For
1H. Election of Director: Charles O. Holliday, Jr. Management For Voted - For
1I. Election of Director: Linda P. Hudson Management For Voted - For
1J. Election of Director: Monica C. Lozano Management For Voted - For
1K. Election of Director: Thomas J. May Management For Voted - For
1L. Election of Director: Brian T. Moynihan Management For Voted - For
1M. Election of Director: Lionel L. Nowell, III Management For Voted - For
1N. Election of Director: Clayton S. Rose Management For Voted - For
1O. Election of Director: R. David Yost Management For Voted - For
2. An Advisory (non-binding) Resolution to Approve
Executive Compensation (say on Pay). Management For Voted - For
3. Ratification of the Appointment of our Registered
Independent Public Accounting Firm for 2014. Management For Voted - For
4. Approval of Amendment to the Series T Preferred
Stock. Management For Voted - For
5. Stockholder Proposal - Cumulative Voting in
Director Elections. Shareholder Against Voted - Against
6. Stockholder Proposal - Proxy Access. Shareholder Against Voted - Against
7. Stockholder Proposal - Climate Change Report. Shareholder Against Voted - Against
8. Stockholder Proposal - Lobbying Report. Shareholder Against Voted - For
1125
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRKB
Meeting Date: 03-May-14 Meeting Type: Annual
1. Director Management
1 Warren E. Buffett Management For Voted - For
2 Charles T. Munger Management For Voted - For
3 Howard G. Buffett Management For Voted - For
4 Stephen B. Burke Management For Voted - For
5 Susan L. Decker Management For Voted - For
6 William H. Gates III Management For Voted - For
7 David S. Gottesman Management For Voted - For
8 Charlotte Guyman Management For Voted - For
9 Donald R. Keough Management For Voted - For
10 Thomas S. Murphy Management For Voted - For
11 Ronald L. Olson Management For Voted - For
12 Walter Scott, Jr. Management For Voted - For
13 Meryl B. Witmer Management For Voted - For
2 Non-binding Resolution to Approve the Compensation
of the Company's Named Executive Officers, As
Described in the 2014 Proxy Statement. Management For Voted - For
3 Non-binding Resolution to Determine the Frequency
(whether Annual, Biennial Or Triennial) with Which
Shareholders of the Company Shall be Entitled to
Have an Advisory Vote on Executive Compensation. Management 3 Years Voted - 3 Years
4 Shareholder Proposal Regarding Greenhouse Gas and
Other Air Emissions. Shareholder Against Voted - Against
5 Shareholder Proposal Regarding Dividends. Shareholder Against Voted - Against
BHP BILLITON LIMITED
CUSIP: 088606108 TICKER: BHP
Meeting Date: 21-Nov-13 Meeting Type: Annual
1. To Receive the 2013 Financial Statements and
Reports for Bhp Billiton Management For Voted - For
2. To Appoint KPMG LLP As the Auditor of Bhp Billiton
PLC Management For Voted - For
3. To Authorise the Risk and Audit Committee to Agree
to the Remuneration of the Auditor of Bhp Billiton
PLC Management For Voted - For
4. To Renew the General Authority to Issue Shares in
Bhp Billiton PLC Management For Voted - For
5. To Approve the Authority to Issue Shares in Bhp
Billiton PLC for Cash Management For Voted - For
6. To Approve the Repurchase of Shares in Bhp Billiton
PLC Management For Voted - For
7. To Approve the 2013 Remuneration Report Management For Voted - For
8. To Adopt New Long Term Incentive Plan Rules Management For Voted - For
1126
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9. To Approve Grants to Andrew Mackenzie Management For Voted - For
10. To Elect Andrew Mackenzie As A Director of Bhp
Billiton Management For Voted - For
11. To Re-elect Malcolm Broomhead As A Director of Bhp
Billiton Management For Voted - For
12. To Re-elect Sir John Buchanan As A Director of Bhp
Billiton Management For Voted - For
13. To Re-elect Carlos Cordeiro As A Director of Bhp
Billiton Management For Voted - For
14. To Re-elect David Crawford As A Director of Bhp
Billiton Management For Voted - For
15. To Re-elect Pat Davies As A Director of Bhp Billiton Management For Voted - For
16. To Re-elect Carolyn Hewson As A Director of Bhp
Billiton Management For Voted - For
17. To Re-elect Lindsay Maxsted As A Director of Bhp
Billiton Management For Voted - For
18. To Re-elect Wayne Murdy As A Director of Bhp
Billiton Management For Voted - For
19. To Re-elect Keith Rumble As A Director of Bhp
Billiton Management For Voted - For
20. To Re-elect John Schubert As A Director of Bhp
Billiton Management For Voted - For
21. To Re-elect Shriti Vadera As A Director of Bhp
Billiton Management For Voted - For
22. To Re-elect Jac Nasser As A Director of Bhp Billiton Management For Voted - For
23. To Elect Ian Dunlop As A Director of Bhp Billiton
(this Candidate is Not Endorsed by the Board) Shareholder Against Voted - Against
BP PLC, LONDON
CUSIP: G12793108
Meeting Date: 10-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Annual Report and Accounts for the
Year Ended 31 December 2013 Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report (other Than the Part Containing the
Directors' Remuneration Policy Referred to in
Resolution 3) Contained Within the Annual Report
and Accounts for the Financial Year Ended 31
December 2013 Management For Voted - Against
3 To Receive and Approve the Directors' Remuneration
Policy in the Directors' Remuneration Report
Contained Within the Annual Report and Accounts for
the Financial Year Ended 31 December 2013 Management For Voted - For
4 To Re-elect Mr R W Dudley As A Director Management For Voted - For
5 To Re-elect Mr I C Conn As A Director Management For Voted - For
6 To Re-elect Dr B Gilvary As A Director Management For Voted - For
7 To Re-elect Mr P M Anderson As A Director Management For Voted - For
8 To Re-elect Admiral F L Bowman As A Director Management For Voted - For
9 To Re-elect Mr A Burgmans As A Director Management For Voted - For
10 To Re-elect Mrs C B Carroll As A Director Management For Voted - For
1127
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Re-elect Mr G David As A Director Management For Voted - For
12 To Re-elect Mr I E L Davis As A Director Management For Voted - For
13 To Re-elect Professor Dame Ann Dowling As A Director Management For Voted - For
14 To Re-elect Mr B R Nelson As A Director Management For Voted - For
15 To Re-elect Mr F P Nhleko As A Director Management For Voted - For
16 To Re-elect Mr A B Shilston As A Director Management For Voted - For
17 To Re-elect Mr C-h Svanberg As A Director Management For Voted - For
18 To Reappoint Ernst & Young LLP As Auditors from the
Conclusion of the Meeting Until the Conclusion of
the Next General Meeting Before Which Accounts are
Laid and to Authorize the Directors to Fix the
Auditors' Remuneration Management For Voted - For
19 To Approve the Renewal of the Bp Executive
Directors' Incentive Plan (the 'plan'), the
Principal Terms of Which are Summarised in the
Appendix to This Notice of Meeting and A Copy of
Which is Produced to the Meeting Initialled by the
Chairman for the Purpose of Identification, for A
Further Ten Years, and to Authorize the Directors
to Do All Acts and Things That They May Consider
Necessary Or Expedient to Carry the Plan Into Effect Management For Voted - For
20 To Determine, in Accordance with Article 93 of the
Company's Articles of Association, That the
Remuneration of the Directors Shall be Such Amount
As the Directors Shall Decide Not Exceeding in
Aggregate Gbp 5,000,000 Per Annum Management For Voted - For
21 To Renew, for the Period Ending on the Date of the
Annual General Meeting in 2015 Or 10 July 2015,
Whichever is the Earlier, the Authority and Power
Conferred on the Directors by the Company's
Articles of Association to Allot Relevant
Securities Up to an Aggregate Nominal Amount Equal
to the Section 551 Amount of Usd3,076 Million Management For Voted - For
22 To Renew, for the Period Ending on the Date of the
Annual General Meeting in 2015 Or 10 July 2015,
Whichever is the Earlier, the Authority and Power
Conferred on the Directors by the Company's
Articles of Association to Allot Equity Securities
Wholly for Cash: A. in Connection with A Rights
Issue; and B. Otherwise Than in Connection with A
Rights Issue Up to an Aggregate Nominal Amount
Equal to the Section 561 Amount of Usd 231 Million Management For Voted - For
23 To Authorize the Company Generally and
Unconditionally to Make Market Purchases (as
Defined in Section 693(4) of the Companies Act
2006) of Ordinary Shares with Nominal Value of Usd
0.25 Each in the Company, Provided That: A. the
Company Does Not Purchase Under This Authority More
Than 1.8 Billion Ordinary Shares; B. the Company
Does Not Pay Less Than Usd 0.25 for Each Share;
and C. the Company Does Not Pay More for Each Share
Than 5% Over the Average of the Middle Market
Price of the Ordinary Shares for the Five Business
Days Immediately Preceding the Date on Which the
Company Agrees to Buy the Shares Concerned, Based
1128
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
on Share Prices and Currency Exchange Rates
Published in the Daily Official List of the London
Stock Exchange. in Executing This Authority, the
Company May Purchase Shares Using Any Currency,
Including Pounds Contd Management For Voted - For
Contd Sterling, Us Dollars and Euros. This
Authority Shall Continue for The-period Ending on
the Date of the Annual General Meeting in 2015 Or
10 July-2015, Whichever is the Earlier, Provided
That, If the Company Has Agreed-before This Date to
Purchase Ordinary Shares Where These Purchases Will
Or-may be Executed After the Authority Terminates
(either Wholly Or in Part),-the Company May
Complete Such Purchases Non-Voting Non-Voting
24 To Authorize the Calling of General Meetings of the
Company (not Being an Annual General Meeting) by
Notice of at Least 14 Clear Days Management For Voted - Against
10 Mar 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Resolutions 21,
22 and 23. If You Have Already Sent in Your Votes,
Pleas-e Do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instr-uctions. Thank
You. Non-Voting Non-Voting
BRISTOL-MYERS SQUIBB COMPANY
CUSIP: 110122108 TICKER: BMY
Meeting Date: 06-May-14 Meeting Type: Annual
1A. Election of Director: L. Andreotti Management For Voted - For
1B. Election of Director: L.b. Campbell Management For Voted - For
1C. Election of Director: J.m. Cornelius Management For Voted - For
1D. Election of Director: L.h. Glimcher, M.D. Management For Voted - For
1E. Election of Director: M. Grobstein Management For Voted - For
1F. Election of Director: A.j. Lacy Management For Voted - For
1G. Election of Director: T.j. Lynch, Jr., M.D. Management For Voted - For
1H. Election of Director: D.c. Paliwal Management For Voted - For
1I. Election of Director: V.l. Sato, Ph.D. Management For Voted - For
1J. Election of Director: G.l. Storch Management For Voted - For
1K. Election of Director: T.d. West, Jr. Management For Voted - For
2. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - Against
4. Simple Majority Vote. Shareholder Voted - For
1129
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 28-May-14 Meeting Type: Annual
1A. Election of Director: L.f. Deily Management For Voted - For
1B. Election of Director: R.e. Denham Management For Voted - For
1C. Election of Director: A.p. Gast Management For Voted - For
1D. Election of Director: E. Hernandez, Jr. Management For Voted - For
1E. Election of Director: J.m. Huntsman, Jr. Management For Voted - For
1F. Election of Director: G.l. Kirkland Management For Voted - For
1G. Election of Director: C.w. Moorman Management For Voted - For
1H. Election of Director: K.w. Sharer Management For Voted - For
1I. Election of Director: J.g. Stumpf Management For Voted - For
1J. Election of Director: R.d. Sugar Management For Voted - For
1K. Election of Director: C. Ware Management For Voted - For
1L. Election of Director: J.s. Watson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Charitable Contributions Disclosure Shareholder Against Voted - Against
5. Lobbying Disclosure Shareholder Against Voted - Against
6. Shale Energy Operations Shareholder Against Voted - Against
7. Independent Chairman Shareholder Against Voted - For
8. Special Meetings Shareholder Against Voted - Against
9. Independent Director with Environmental Expertise Shareholder Against Voted - Against
10. Country Selection Guidelines Shareholder Against Voted - Against
CISCO SYSTEMS, INC.
CUSIP: 17275R102 TICKER: CSCO
Meeting Date: 19-Nov-13 Meeting Type: Annual
1A. Election of Director: Carol A. Bartz Management For Voted - For
1B. Election of Director: Marc Benioff Management For Voted - For
1C. Election of Director: Gregory Q. Brown Management For Voted - For
1D. Election of Director: M. Michele Burns Management For Voted - For
1E. Election of Director: Michael D. Capellas Management For Voted - For
1F. Election of Director: John T. Chambers Management For Voted - For
1G. Election of Director: Brian L. Halla Management For Voted - For
1H. Election of Director: Dr. John L. Hennessy Management For Voted - For
1I. Election of Director: Dr. Kristina M. Johnson Management For Voted - For
1J. Election of Director: Roderick C. Mcgeary Management For Voted - For
1K. Election of Director: Arun Sarin Management For Voted - For
1L. Election of Director: Steven M. West Management For Voted - For
2. Approval of Amendment and Restatement of the 2005
Stock Incentive Plan. Management For Voted - For
1130
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Ratification of PricewaterhouseCoopers LLP As
Cisco's Independent Registered Public Accounting
Firm for Fiscal 2014. Management For Voted - For
5. Approval to Have Cisco Hold A Competition for
Giving Public Advice on the Voting Items in the
Proxy Filing for Cisco's 2014 Annual Shareowners
Meeting. Shareholder Against Voted - Against
CITIGROUP INC.
CUSIP: 172967424 TICKER: C
Meeting Date: 22-Apr-14 Meeting Type: Annual
1A. Election of Director: Michael L. Corbat Management For Voted - For
1B. Election of Director: Duncan P. Hennes Management For Voted - For
1C. Election of Director: Franz B. Humer Management For Voted - For
1D. Election of Director: Eugene M. Mcquade Management For Voted - For
1E. Election of Director: Michael E. O'neill Management For Voted - For
1F. Election of Director: Gary M. Reiner Management For Voted - For
1G. Election of Director: Judith Rodin Management For Voted - For
1H. Election of Director: Robert L. Ryan Management For Voted - For
1I. Election of Director: Anthony M. Santomero Management For Voted - For
1J. Election of Director: Joan E. Spero Management For Voted - For
1K. Election of Director: Diana L. Taylor Management For Voted - For
1L. Election of Director: William S. Thompson, Jr. Management For Voted - For
1M. Election of Director: James S. Turley Management For Voted - For
1N. Election of Director: Ernesto Zedillo Ponce De Leon Management For Voted - For
2. Proposal to Ratify the Selection of KPMG LLP As
Citi's Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
3. Advisory Approval of Citi's 2013 Executive
Compensation. Management For Voted - Against
4. Approval of the Citigroup 2014 Stock Incentive Plan. Management For Voted - For
5. Stockholder Proposal Requesting That Executives
Retain A Significant Portion of Their Stock Until
Reaching Normal Retirement Age. Shareholder Against Voted - Against
6. Stockholder Proposal Requesting A Report on
Lobbying and Grassroots Lobbying Contributions. Shareholder Against Voted - Against
7. Stockholder Proposal Requesting That the Board
Institute A Policy to Make It More Practical to
Deny Indemnification for Directors. Shareholder Against Voted - Against
8. Stockholder Proposal Requesting Proxy Access for
Shareholders. Shareholder Against Voted - Against
1131
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMCAST CORPORATION
CUSIP: 20030N101 TICKER: CMCSA
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Kenneth J. Bacon Management For Voted - For
2 Sheldon M. Bonovitz Management For Voted - For
3 Edward D. Breen Management For Voted - For
4 Joseph J. Collins Management For Voted - For
5 J. Michael Cook Management For Voted - For
6 Gerald L. Hassell Management For Voted - For
7 Jeffrey A. Honickman Management For Voted - For
8 Eduardo G. Mestre Management For Voted - For
9 Brian L. Roberts Management For Voted - For
10 Ralph J. Roberts Management For Voted - For
11 Johnathan A. Rodgers Management For Voted - For
12 Dr. Judith Rodin Management For Voted - For
2. Ratification of the Appointment of our Independent
Auditors Management For Voted - For
3. Approval, on an Advisory Basis, of our Executive
Compensation Management For Voted - Against
4. To Prepare an Annual Report on Lobbying Activities Shareholder Against Voted - Against
5. To Prohibit Accelerated Vesting Upon A Change in
Control Shareholder Against Voted - For
CVS CAREMARK CORPORATION
CUSIP: 126650100 TICKER: CVS
Meeting Date: 08-May-14 Meeting Type: Annual
1.1 Election of Director: C. David Brown II Management For Voted - For
1.2 Election of Director: Nancy-ann M. Deparle Management For Voted - For
1.3 Election of Director: David W. Dorman Management For Voted - For
1.4 Election of Director: Anne M. Finucane Management For Voted - For
1.5 Election of Director: Larry J. Merlo Management For Voted - For
1.6 Election of Director: Jean-pierre Millon Management For Voted - For
1.7 Election of Director: Richard J. Swift Management For Voted - For
1.8 Election of Director: William C. Weldon Management For Voted - For
1.9 Election of Director: Tony L. White Management For Voted - For
2 Proposal to Ratify Independent Public Accounting
Firm for 2014. Management For Voted - For
3 Say on Pay - an Advisory Vote on the Approval of
Executive Compensation. Management For Voted - For
1132
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 13-May-14 Meeting Type: Annual
1 Director Management
1 Fred D. Anderson Management For Voted - For
2 Edward W. Barnholt Management For Voted - For
3 Scott D. Cook Management For Voted - For
4 John J. Donahoe Management For Voted - For
2 To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - For
3 To Approve the Amendment and Restatement of our
2008 Equity Incentive Award Plan. Management For Voted - For
4 To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Auditors for our Fiscal Year
Ending December 31, 2014. Management For Voted - For
5 To Consider A Stockholder Proposal Submitted by
John Chevedden Regarding Stockholder Action by
Written Consent Without A Meeting, If Properly
Presented Before the Meeting. Shareholder Against Voted - For
6 Proposal Withdrawn Shareholder Abstain
EQUITY RESIDENTIAL
CUSIP: 29476L107 TICKER: EQR
Meeting Date: 12-Jun-14 Meeting Type: Annual
1. Director Management
1 John W. Alexander Management For Voted - For
2 Charles L. Atwood Management For Voted - For
3 Linda Walker Bynoe Management For Voted - For
4 Mary Kay Haben Management For Voted - For
5 Bradley A. Keywell Management For Voted - For
6 John E. Neal Management For Voted - For
7 David J. Neithercut Management For Voted - For
8 Mark S. Shapiro Management For Voted - For
9 Gerald A. Spector Management For Voted - For
10 B. Joseph White Management For Voted - For
11 Samuel Zell Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
As the Company's Independent Auditor for 2014. Management For Voted - For
3. Approval of Executive Compensation. Management For Voted - For
1133
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 28-May-14 Meeting Type: Annual
1. Director Management
1 M.J. Boskin Management For Voted - For
2 P. Brabeck-letmathe Management For Voted - For
3 U.M. Burns Management For Voted - For
4 L.R. Faulkner Management For Voted - For
5 J.S. Fishman Management For Voted - For
6 H.H. Fore Management For Voted - For
7 K.C. Frazier Management For Voted - For
8 W.W. George Management For Voted - For
9 S.J. Palmisano Management For Voted - For
10 S.s Reinemund Management For Voted - For
11 R.W. Tillerson Management For Voted - For
12 W.C. Weldon Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Majority Vote for Directors Shareholder Against Voted - For
5. Limit Directorships Shareholder Against Voted - Against
6. Amendment of Eeo Policy Shareholder Against Voted - For
7. Report on Lobbying Shareholder Against Voted - Against
8. Greenhouse Gas Emissions Goals Shareholder Against Voted - Against
GENERAL ELECTRIC COMPANY
CUSIP: 369604103 TICKER: GE
Meeting Date: 23-Apr-14 Meeting Type: Annual
A1 Election of Director: W. Geoffrey Beattie Management For Voted - For
A2 Election of Director: John J. Brennan Management For Voted - For
A3 Election of Director: James I. Cash, Jr. Management For Voted - For
A4 Election of Director: Francisco D'souza Management For Voted - For
A5 Election of Director: Marijn E. Dekkers Management For Voted - For
A6 Election of Director: Ann M. Fudge Management For Voted - For
A7 Election of Director: Susan J. Hockfield Management For Voted - For
A8 Election of Director: Jeffrey R. Immelt Management For Voted - For
A9 Election of Director: Andrea Jung Management For Voted - For
A10 Election of Director: Robert W. Lane Management For Voted - For
A11 Election of Director: Rochelle B. Lazarus Management For Voted - For
A12 Election of Director: James J. Mulva Management For Voted - For
A13 Election of Director: James E. Rohr Management For Voted - For
A14 Election of Director: Mary L. Schapiro Management For Voted - For
A15 Election of Director: Robert J. Swieringa Management For Voted - For
A16 Election of Director: James S. Tisch Management For Voted - For
A17 Election of Director: Douglas A. Warner III Management For Voted - For
1134
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B1 Advisory Approval of our Named Executives'
Compensation Management For Voted - For
B2 Ratification of Selection of Independent Auditor
for 2014 Management For Voted - For
C1 Cumulative Voting Shareholder Against Voted - Against
C2 Senior Executives Hold Option Shares for Life Shareholder Against Voted - Against
C3 Multiple Candidate Elections Shareholder Against Voted - Against
C4 Right to Act by Written Consent Shareholder Against Voted - For
C5 Cessation of All Stock Options and Bonuses Shareholder Against Voted - Against
C6 Sell the Company Shareholder Against Voted - Against
GENERAL GROWTH PROPERTIES, INC
CUSIP: 370023103 TICKER: GGP
Meeting Date: 16-May-14 Meeting Type: Annual
1A. Election of Director: Richard B. Clark Management For Voted - Against
1B. Election of Director: Mary Lou Fiala Management For Voted - For
1C. Election of Director: J. Bruce Flatt Management For Voted - For
1D. Election of Director: John K. Haley Management For Voted - For
1E. Election of Director: Daniel B. Hurwitz Management For Voted - For
1F. Election of Director: Brian W. Kingston Management For Voted - For
1G. Election of Director: Sandeep Mathrani Management For Voted - For
1H. Election of Director: David J. Neithercut Management For Voted - For
1I. Election of Director: Mark R. Patterson Management For Voted - For
2. Ratification of the Selection of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
Paid to the Named Executive Officers. Management For Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: John F. Cogan Management For Voted - For
1B. Election of Director: Etienne F. Davignon Management For Voted - For
1C. Election of Director: Carla A. Hills Management For Voted - For
1D. Election of Director: Kevin E. Lofton Management For Voted - For
1E. Election of Director: John W. Madigan Management For Voted - For
1F. Election of Director: John C. Martin Management For Voted - For
1G. Election of Director: Nicholas G. Moore Management For Voted - For
1H. Election of Director: Richard J. Whitley Management For Voted - For
1I. Election of Director: Gayle E. Wilson Management For Voted - For
1J. Election of Director: Per Wold-olsen Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP by the
Audit Committee of the Board of Directors As the
Independent Registered Public Accounting Firm of
Gilead for the Fiscal Year Ending December 31, 2014. Management For Voted - For
1135
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Vote on A Proposed Amendment to Gilead's
Restated Certificate of Incorporation to Designate
Delaware Chancery Court As the Exclusive Forum for
Certain Legal Actions. Management For Voted - Against
4. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers As Presented in the
Proxy Statement. Management For Voted - For
5. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Adopt A Policy That the Chairman of the Board of
Directors be an Independent Director. Shareholder Against Voted - For
6. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Take Steps to Permit Stockholder Action by Written
Consent. Shareholder Against Voted - For
7. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Adopt A Policy That Incentive Compensation for the
Chief Executive Officer Include Non-financial
Measures Based on Patient Access to Gilead's
Medicines. Shareholder Against Voted - Against
GLENCORE XSTRATA PLC, ST HELIER
CUSIP: G39420107
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
1 That the Company's Name be Changed to Glencore PLC
and That the Memorandum of Association of the
Company be Amended by the Deletion of the First
Paragraph Thereof and the Insertion in Its Place of
the Following: the Name of the Company is Glencore
PLC Management For Voted - For
2 That the Articles of Association Produced to the
Meeting and Initialled by the Chairman of the
Meeting for Purposes of Identification be Adopted
As the Articles of Association of the Company in
Substitution For, and to the Exclusion Of, the
Existing Articles of Association Management For Voted - For
3 To Receive the Company's Accounts and the Reports
of the Directors and Auditors for the Year Ended
31dec2013 (2013 Annual Report) Management For Voted - For
4 To Approve A Final Distribution of Usd0.111 Per
Ordinary Share for the Year Ended 31dec2013 Which
the Directors Propose, and the Shareholders
Resolve, is to be Paid Only from the Capital
Contribution Reserves of the Company Management For Voted - For
5 To Re-elect Anthony Hayward (interim Chairman) As A
Director Management For Voted - For
6 To Re-elect Leonhard Fischer (independent
Non-executive Director) As A Director Management For Voted - For
7 To Re-elect William Macaulay (independent
Non-executive Director) As A Director Management For Voted - For
1136
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Re-elect IVan Glasenberg (chief Executive
Officer) As A Director Management For Voted - For
9 To Elect Peter Coates (non-executive Director) As A
Director Management For Voted - For
10 To Elect John Mack (independent Non- Executive
Director) As A Director Management For Voted - For
11 To Elect Peter Grauer (independent Non-executive
Director) As A Director Management For Voted - For
12 To Approve the Directors' Remuneration Report in
the 2013 Annual Report (excluding the Directors'
Remuneration Policy As Set Out in Part A of the
Directors' Remuneration Report) Management For Voted - For
13 To Approve the Directors' Remuneration Policy As
Set Out in Part A of the Directors' Remuneration
Report in the 2013 Annual Report Management For Voted - For
14 To Re-appoint Deloitte LLP As the Company's
Auditors to Hold Office Until the Conclusion of the
Next General Meeting at Which Accounts are Laid Management For Voted - For
15 To Authorise the Audit Committee to Fix the
Remuneration of the Auditors Management For Voted - For
16 To Renew the Authority Conferred on the Directors
Pursuant to Article 10.2 of the Company's Articles
of Association (the Articles) to Allot Shares Or
Grant Rights to Subscribe for Or to Convert Any
Security Into Shares for an Allotment Period (as
Defined in the Articles) Commencing on the Date of
the Passing of This Resolution and Ending on the
Earlier of 30 June 2015 and the Conclusion of the
Companys Agm in 2015, and for That Purpose the
Authorised Allotment Amount (as Defined in the
Articles) Shall be U.S.d44,261,351 Management For Voted - For
17 That Subject to the Passing of Resolution 2 the
Directors be and are Hereby Authorised to Offer and
Allot Ordinary Shares to Ordinary Shareholders in
Lieu of A Cash Distribution from Time to Time Or
for Such Period As They May Determine Pursuant to
the Terms of Article 142 of the Articles Provided
That the Authority Conferred by This Resolution
Shall Expire on 20 May 2019 Management For Voted - For
18 Subject to and Conditionally Upon the Passing of
Resolution 16, to Empower the Directors Pursuant to
Article 10.3 of the Articles to Allot Equity
Securities for an Allotment Period (each As Defined
in the Articles) Commencing on the Date of the
Passing of This Resolution and Ending on the
Earlier of 30 June 2015 and the Conclusion of the
Company's Agm in 2015 Wholly for Cash As If Article
11 of the Articles Did Not Apply to Such Allotment
And, for the Purposes of Article Paragraph 10.3(c),
the Non-pre-emptive Amount (as Defined in the
Articles) Shall be U.S.d6,639,203 Management For Voted - For
19 That: (i) the Company be and is Hereby Generally
and Unconditionally Authorised Pursuant to Article
57 of the Companies (jersey) Law 1991 (the
Companies Law) to Make Market Purchases of Ordinary
1137
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares, Provided That: (a) the Maximum Number of
Ordinary Shares Management For Voted - For
Authorised to be Purchased is 1,327,840,547 (b) the
Minimum Price, Exclusive of Any Expenses, Which May
be Paid for an Ordinary Share is U.S.d0.01; (c) the
Maximum Price, Exclusive of Any Expenses, Which May
be Paid for an Ordinary Share Shall be the Higher
Of: 1. an Amount Equal to 5 Per Cent, Above the
Average of the Middle Market Quotations for
Ordinary Shares Contd Non-Voting
Contd Taken from the London Stock Exchange Daily
Official List for the Five-business Days
Immediately Preceding the Day on Which Such Shares
Are-contracted to be Purchased; and 2. the Higher
of the Price of the Last-independent Trade and the
Highest Current Independent Bid on the London
Stock-exchange Daily Official List at the Time That
the Purchase is Carried Out;-and (d) the Authority
Hereby Conferred Shall Expire on the Earlier of
The- Conclusion of the Company's Agm Contd Non-Voting Non-Voting
Contd in 2015 Or on 30 June 2015 (except That the
Company May Make A Contract-to Purchase Ordinary
Shares Under This Authority Before Such
Authority-expires, Which Will Or May be Executed
Wholly Or Partly After the Expiry Of-such
Authority, and May Make Purchases of Ordinary
Shares in Pursuance of Any-such Contract As If Such
Authority Had Not Expired); and (ii) the Company
Be- and is Hereby Generally and Unconditionally
Contd Non-Voting Non-Voting
Contd Authorised Pursuant to Article 58a of the
Companies Law, to Hold, If-the Directors So Desire,
As Treasury Shares, Any Ordinary Shares
Purchased-pursuant to the Authority Conferred by
Paragraph (i) of This Resolution Non-Voting Non-Voting
06 May 2014: Please Note That This is A Revision
Due to Application of Record-date. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unless-you Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Vote Withheld
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Voted - For
1138
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. The Approval of 2013 Compensation Awarded to Named
Executive Officers. Management For Voted - Against
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - For
6. A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Tax Policy
Principles, If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding an Independent
Chairman of the Board Policy, If Properly Presented
at the Meeting. Shareholder Against Voted - For
HCP, INC.
CUSIP: 40414L109 TICKER: HCP
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: Brian G. Cartwright Management For Voted - For
1B. Election of Director: Christine N. Garvey Management For Voted - For
1C. Election of Director: David B. Henry Management For Voted - For
1D. Election of Director: Lauralee E. Martin Management For Voted - For
1E. Election of Director: Michael D. Mckee Management For Voted - For
1F. Election of Director: Peter L. Rhein Management For Voted - For
1G. Election of Director: Joseph P. Sullivan Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Hcp's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Approval of the Hcp, Inc. 2014 Performance
Incentive Plan. Management For Voted - For
HEALTH CARE REIT, INC.
CUSIP: 42217K106 TICKER: HCN
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: William C. Ballard, Jr. Management For Voted - For
1B. Election of Director: George L. Chapman Management For Voted - For
1139
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Thomas J. Derosa Management For Voted - For
1D. Election of Director: Jeffrey H. Donahue Management For Voted - For
1E. Election of Director: Peter J. Grua Management For Voted - For
1F. Election of Director: Fred S. Klipsch Management For Voted - For
1G. Election of Director: Timothy J. Naughton Management For Voted - For
1H. Election of Director: Sharon M. Oster Management For Voted - For
1I. Election of Director: Judith C. Pelham Management For Voted - For
1J. Election of Director: R. Scott Trumbull Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Independent Registered Public
Accounting Firm for the Fiscal Year 2014. Management For Voted - Against
3. Approval of the Compensation of the Named Executive
Officers As Disclosed in the Proxy Statement
Pursuant to the Compensation Disclosure Rules of
the Sec. Management For Voted - Against
4. The Approval of an Amendment to the Second Restated
Certificate of Incorporation to Increase the Number
of Authorized Shares of Common Stock from
400,000,000 to 700,000,000 for General Corporate
Purposes. Management For Voted - For
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 TICKER: HON
Meeting Date: 28-Apr-14 Meeting Type: Annual
1A. Election of Director: Gordon M. Bethune Management For Voted - For
1B. Election of Director: Kevin Burke Management For Voted - For
1C. Election of Director: Jaime Chico Pardo Management For Voted - For
1D. Election of Director: David M. Cote Management For Voted - For
1E. Election of Director: D. Scott Davis Management For Voted - For
1F. Election of Director: Linnet F. Deily Management For Voted - For
1G. Election of Director: Judd Gregg Management For Voted - For
1H. Election of Director: Clive Hollick Management For Voted - For
1I. Election of Director: Grace D. Lieblein Management For Voted - For
1J. Election of Director: George Paz Management For Voted - For
1K. Election of Director: Bradley T. Sheares Management For Voted - For
1L. Election of Director: Robin L. Washington Management For Voted - For
2. Approval of Independent Accountants. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. Independent Board Chairman. Shareholder Against Voted - For
5. Right to Act by Written Consent. Shareholder Against Voted - For
6. Eliminate Accelerated Vesting in A Change in
Control. Shareholder Against Voted - Against
7. Political Lobbying and Contributions. Shareholder Against Voted - For
1140
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTEL CORPORATION
CUSIP: 458140100 TICKER: INTC
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: Charlene Barshefsky Management For Voted - For
1B. Election of Director: Andy D. Bryant Management For Voted - For
1C. Election of Director: Susan L. Decker Management For Voted - For
1D. Election of Director: John J. Donahoe Management For Voted - For
1E. Election of Director: Reed E. Hundt Management For Voted - For
1F. Election of Director: Brian M. Krzanich Management For Voted - For
1G. Election of Director: James D. Plummer Management For Voted - For
1H. Election of Director: David S. Pottruck Management For Voted - For
1I. Election of Director: Frank D. Yeary Management For Voted - For
1J. Election of Director: David B. Yoffie Management For Voted - For
2. Ratification of Selection of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Current Year Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORP.
CUSIP: 459200101 TICKER: IBM
Meeting Date: 29-Apr-14 Meeting Type: Annual
1A. Election of Director: A.j.p. Belda Management For Voted - For
1B. Election of Director: W.r. Brody Management For Voted - For
1C. Election of Director: K.i. Chenault Management For Voted - For
1D. Election of Director: M.l. Eskew Management For Voted - For
1E. Election of Director: D.n. Farr Management For Voted - For
1F. Election of Director: S.a. Jackson Management For Voted - For
1G. Election of Director: A.n. Liveris Management For Voted - For
1H. Election of Director: W.j. Mcnerney, Jr. Management For Voted - For
1I. Election of Director: J.w. Owens Management For Voted - For
1J. Election of Director: V.m. Rometty Management For Voted - For
1K. Election of Director: J.e. Spero Management For Voted - For
1L. Election of Director: S. Taurel Management For Voted - For
1M. Election of Director: L.h. Zambrano Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm (page 71) Management For Voted - For
3. Advisory Vote on Executive Compensation (page 72) Management For Voted - For
4. Approval of Long-term Incentive Performance Terms
for Certain Executives Pursuant to Section 162(m)
of the Internal Revenue Code (page 73) Management For Voted - For
5. Adoption of the Ibm 2014 Employees Stock Purchase
Plan (page 76) Management For Voted - For
6. Stockholder Proposal for Disclosure of Lobbying
Policies and Practices (page 78) Shareholder Against Voted - Against
1141
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Stockholder Proposal on the Right to Act by Written
Consent (page 79) Shareholder Against Voted - For
8. Stockholder Proposal to Limit Accelerated Executive
Pay (page 80) Shareholder Against Voted - Against
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 24-Apr-14 Meeting Type: Annual
1A. Election of Director: Mary Sue Coleman Management For Voted - For
1B. Election of Director: James G. Cullen Management For Voted - For
1C. Election of Director: Ian E.l. Davis Management For Voted - For
1D. Election of Director: Alex Gorsky Management For Voted - For
1E. Election of Director: Susan L. Lindquist Management For Voted - For
1F. Election of Director: Mark B. Mcclellan Management For Voted - For
1G. Election of Director: Anne M. Mulcahy Management For Voted - For
1H. Election of Director: Leo F. Mullin Management For Voted - For
1I. Election of Director: William D. Perez Management For Voted - For
1J. Election of Director: Charles Prince Management For Voted - For
1K. Election of Director: A. Eugene Washington Management For Voted - For
1L. Election of Director: Ronald A. Williams Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Appointment of Independent
Registered Public Accounting Firm for 2014 Management For Voted - For
4. Shareholder Proposal - Executives to Retain
Significant Stock Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 20-May-14 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: James S. Crown Management For Voted - For
1F. Election of Director: James Dimon Management For Voted - For
1G. Election of Director: Timothy P. Flynn Management For Voted - For
1H. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1I. Election of Director: Michael A. Neal Management For Voted - For
1J. Election of Director: Lee R. Raymond Management For Voted - For
1K. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
1142
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Lobbying Report - Require Annual Report on Lobbying Shareholder Against Voted - Against
5. Special Shareowner Meetings - Reduce Threshold to
15% Rather Than 20% and Remove Procedural Provisions Shareholder Against Voted - Against
6. Cumulative Voting - Require Cumulative Voting for
Directors Rather Than One-share One-vote Shareholder Against Voted - Against
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 03-Jun-14 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Marc Olivie Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson P. Tai Management For Voted - For
1M. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Richard H. Lenny Management For Voted - For
1C. Election of Director: Walter E. Massey Management For Voted - For
1D. Election of Director: Cary D. Mcmillan Management For Voted - For
1E. Election of Director: Sheila A. Penrose Management For Voted - For
1F. Election of Director: John W. Rogers, Jr. Management For Voted - For
1G. Election of Director: Roger W. Stone Management For Voted - For
1H. Election of Director: Miles D. White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Performance Goals for Awards Under the
Mcdonald's Corporation 2009 Cash Incentive Plan. Management For Voted - For
4. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2014. Management For Voted - For
1143
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Advisory Vote Requesting the Ability for
Shareholders to Act by Written Consent, If
Presented. Shareholder Against Voted - For
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 27-May-14 Meeting Type: Annual
1A. Election of Director: Leslie A. Brun Management For Voted - For
1B. Election of Director: Thomas R. Cech Management For Voted - For
1C. Election of Director: Kenneth C. Frazier Management For Voted - For
1D. Election of Director: Thomas H. Glocer Management For Voted - For
1E. Election of Director: William B. Harrison Jr. Management For Voted - For
1F. Election of Director: C. Robert Kidder Management For Voted - For
1G. Election of Director: Rochelle B. Lazarus Management For Voted - For
1H. Election of Director: Carlos E. Represas Management For Voted - For
1I. Election of Director: Patricia F. Russo Management For Voted - For
1J. Election of Director: Craig B. Thompson Management For Voted - For
1K. Election of Director: Wendell P. Weeks Management For Voted - For
1L. Election of Director: Peter C. Wendell Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of the Company's
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
4. Shareholder Proposal Concerning Shareholders' Right
to Act by Written Consent. Shareholder Against Voted - For
5. Shareholder Proposal Concerning Special Shareowner
Meetings. Shareholder Against Voted - Against
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 19-Nov-13 Meeting Type: Annual
1. Election of Director: Steven A. Ballmer Management For Voted - For
2. Election of Director: Dina Dublon Management For Voted - For
3. Election of Director: William H. Gates III Management For Voted - For
4. Election of Director: Maria M. Klawe Management For Voted - For
5. Election of Director: Stephen J. Luczo Management For Voted - For
6. Election of Director: David F. Marquardt Management For Voted - For
7. Election of Director: Charles H. Noski Management For Voted - For
8. Election of Director: Helmut Panke Management For Voted - For
9. Election of Director: John W. Thompson Management For Voted - For
10. Approve Material Terms of the Performance Criteria
Under the Executive Officer Incentive Plan Management For Voted - For
11. Advisory Vote on Executive Compensation Management For Voted - For
12. Ratification of Deloitte & Touche LLP As our
Independent Auditor for Fiscal Year 2014 Management For Voted - For
1144
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 28-Jan-14 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: Laura K. Ipsen Management For Voted - For
1C. Election of Director: William U. Parfet Management For Voted - For
1D. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2014. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Shareowner Proposal Requesting A Report Related to
Labeling of Food Produced with Genetic Engineering. Shareholder Against Voted - Against
5. Shareowner Proposal Requesting A Report on Certain
Matters Related to Gmo Products. Shareholder Against Voted - Against
ORACLE CORPORATION
CUSIP: 68389X105 TICKER: ORCL
Meeting Date: 31-Oct-13 Meeting Type: Annual
1 Director Management
1 Jeffrey S. Berg Management For Voted - For
2 H. Raymond Bingham Management For Voted - For
3 Michael J. Boskin Management For Voted - For
4 Safra A. Catz Management For Voted - For
5 Bruce R. Chizen Management For Voted - For
6 George H. Conrades Management For Voted - For
7 Lawrence J. Ellison Management For Voted - For
8 Hector Garcia-molina Management For Voted - For
9 Jeffrey O. Henley Management For Voted - For
10 Mark V. Hurd Management For Voted - For
11 Naomi O. Seligman Management For Voted - For
2 Advisory Vote to Approve Executive Compensation.
` Management For Voted - Against
3 Approval of Amendment to the Long- Term Equity
Incentive Plan. Management For Voted - Against
4 Ratification of the Selection of Ernst & Young LLP
As Independent Registered Public Accounting Firm
for Fiscal Year 2014. Management For Voted - For
5 Stockholder Proposal Regarding Establishing A Board
Committee on Human Rights. Shareholder Against Voted - Against
6 Stockholder Proposal Regarding Independent Board
Chairman. Shareholder Against Voted - For
7 Stockholder Proposal Regarding Vote Tabulation. Shareholder Against Voted - Against
8 Stockholder Proposal Regarding Multiple Performance
Metrics. Shareholder Against Voted - For
1145
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Stockholder Proposal Regarding Quantifiable
Performance Metrics. Shareholder Against Voted - Against
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Shona L. Brown Management For Voted - For
1B. Election of Director: George W. Buckley Management For Voted - For
1C. Election of Director: Ian M. Cook Management For Voted - For
1D. Election of Director: Dina Dublon Management For Voted - For
1E. Election of Director: Rona A. Fairhead Management For Voted - For
1F. Election of Director: Ray L. Hunt Management For Voted - For
1G. Election of Director: Alberto Ibarguen Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Sharon Percy Rockefeller Management For Voted - For
1J. Election of Director: James J. Schiro Management For Voted - For
1K. Election of Director: Lloyd G. Trotter Management For Voted - For
1L. Election of Director: Daniel Vasella Management For Voted - For
1M. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accountants
for Fiscal Year 2014. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Approval of the Material Terms of the Performance
Goals of the Pepsico, Inc. Executive Incentive
Compensation Plan. Management For Voted - For
5. Policy Regarding Approval of Political
Contributions. Shareholder Against Voted - Against
6. Policy Regarding Executive Retention of Stock. Shareholder Against Voted - Against
PETROCHINA COMPANY LIMITED
CUSIP: 71646E100 TICKER: PTR
Meeting Date: 22-May-14 Meeting Type: Annual
1. To Consider and Approve the Report of the Board of
Directors of the Company for the Year 2013. Management For Voted - For
2. To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2013. Management For Voted - For
3. To Consider and Approve the Audited Financial
Statements of the Company for the Year 2013. Management For Voted - For
4. To Consider and Approve the Declaration and Payment
of the Final Dividends for the Year Ended 31
December 2013 in the Amount and in the Manner
Recommended by the Board of Directors. Management For Voted - For
1146
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Consider and Approve the Authorisation of the
Board of Directors to Determine the Distribution of
Interim Dividends for the Year 2014. Management For Voted - For
6. To Consider and Approve the Appointment of KPMG
Huazhen and KPMG As the Domestic and International
Auditors of the Company, Respectively, for the Year
2014 and to Authorise the Board of Directors to
Determine Their Remuneration. Management For Voted - For
7A. To Consider and Approve the Election of Mr. Zhou
Jiping As the Director of the Company. Management For Voted - Against
7B. To Consider and Approve the Election of Mr. Liao
Yongyuan As the Director of the Company. Management For Voted - Against
7C. To Consider and Approve the Election of Mr. Wang
Dongjin As the Director of the Company. Management For Voted - Against
7D. To Consider and Approve the Election of Mr. Yu
Baocai As the Director of the Company. Management For Voted - Against
7E. To Consider and Approve the Election of Mr. Shen
Diancheng As the Director of the Company. Management For Voted - Against
7F. To Consider and Approve the Election of Mr. Liu
Yuezhen As the Director of the Company. Management For Voted - Against
7G. To Consider and Approve the Election of Mr. Liu
Hongbin As the Director of the Company. Management For Voted - Against
7H. To Consider and Approve the Election of Mr. Chen
Zhiwu As Independent Non-executive Director of the
Company. Management For Voted - For
7I. To Consider and Approve the Election of Mr. Richard
H. Matzke As Independent Non-executive Director of
the Company. Management For Voted - For
8A. To Consider and Approve the Election of Mr. Wang
Lixin As Supervisor of the Company. Management For Voted - Against
8B. To Consider and Approve the Election of Mr. Guo
Jinping As Supervisor of the Company. Management For Voted - For
8C. To Consider and Approve the Election of Mr. Li
Qingyi As Supervisor of the Company. Management For Voted - For
8D. To Consider and Approve the Election of Mr. Jia
Yimin As Supervisor of the Company. Management For Voted - Against
8E. To Consider and Approve the Election of Mr. Zhang
Fengshan As Supervisor of the Company. Management For Voted - For
S9. To Consider and Approve, by Way of Special
Resolution, to Grant A General Mandate to the Board
of Directors to Separately Or Concurrently Issue
and Deal with Additional Domestic Shares and
Overseas Listed Foreign Shares in the Company Not
Exceeding 20% of Each of Its Existing Domestic
Shares and Overseas Listed Foreign Shares of the
Company in Issue. Management For Voted - Against
O10 To Consider and Approve the Election of Mr. Lin
Boqiang As Independent Non-executive Director of
the Company. Management For Voted - For
1147
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PFIZER INC.
CUSIP: 717081103 TICKER: PFE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1A. Election of Director: Dennis A. Ausiello Management For Voted - For
1B. Election of Director: W. Don Cornwell Management For Voted - For
1C. Election of Director: Frances D. Fergusson Management For Voted - For
1D. Election of Director: Helen H. Hobbs Management For Voted - For
1E. Election of Director: Constance J. Horner Management For Voted - For
1F. Election of Director: James M. Kilts Management For Voted - For
1G. Election of Director: George A. Lorch Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Suzanne Nora Johnson Management For Voted - For
1J. Election of Director: Ian C. Read Management For Voted - For
1K. Election of Director: Stephen W. Sanger Management For Voted - For
1L. Election of Director: Marc Tessier- Lavigne Management For Voted - For
2. Ratify the Selection of KPMG LLP As Independent
Registered Public Accounting Firm for 2014 Management For Voted - For
3. Advisory Approval of Executive Compensation Management For Voted - For
4. Approval of Pfizer Inc. 2014 Stock Plan Management For Voted - For
5. Shareholder Proposal Regarding Approval of
Political Contributions Policy Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Lobbying Activities Shareholder Against Voted - Against
7. Shareholder Proposal Regarding Action by Written
Consent Shareholder Against Voted - For
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Harold Brown Management For Voted - For
1B. Election of Director: Andre Calantzopoulos Management For Voted - For
1C. Election of Director: Louis C. Camilleri Management For Voted - For
1D. Election of Director: Jennifer Li Management For Voted - For
1E. Election of Director: Sergio Marchionne Management For Voted - For
1F. Election of Director: Kalpana Morparia Management For Voted - For
1G. Election of Director: Lucio A. Noto Management For Voted - For
1H. Election of Director: Robert B. Polet Management For Voted - For
1I. Election of Director: Carlos Slim Helu Management For Voted - For
1J. Election of Director: Stephen M. Wolf Management For Voted - For
2. Ratification of the Selection of Independent
Auditors Management For Voted - For
3. Advisory Vote Approving Executive Compensation Management For Voted - For
4. Shareholder Proposal 1 - Lobbying Shareholder Against Voted - For
5. Shareholder Proposal 2 - Animal Testing Shareholder Against Voted - Against
1148
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POTASH CORPORATION OF SASKATCHEWAN INC.
CUSIP: 73755L107 TICKER: POT
Meeting Date: 15-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 C.M. Burley Management For Voted - For
2 D.G. Chynoweth Management For Voted - For
3 W.J. Doyle Management For Voted - For
4 J.W. Estey Management For Voted - For
5 G.W. Grandey Management For Voted - For
6 C.S. Hoffman Management For Voted - For
7 D.J. Howe Management For Voted - For
8 A.D. Laberge Management For Voted - For
9 C.E. Madere Management For Voted - For
10 K.G. Martell Management For Voted - For
11 J.J. Mccaig Management For Voted - For
12 M. Mogford Management For Voted - For
13 E. Viyella De Paliza Management For Voted - For
02 The Appointment of Deloitte LLP As Auditors of the
Corporation. Management For Voted - For
03 The Resolution (attached As Appendix B to the
Accompanying Management Proxy Circular) Approving
the Adoption of A New Performance Option Plan, the
Full Text of Which is Attached As Appendix C to the
Accompanying Management Proxy Circular. Management For Voted - For
04 The Advisory Resolution Accepting the Corporation's
Approach to Executive Compensation Disclosed in the
Accompanying Management Proxy Circular. Management For Voted - For
PROLOGIS, INC.
CUSIP: 74340W103 TICKER: PLD
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: Hamid R. Moghadam Management For Voted - For
1B. Election of Director: George L. Fotiades Management For Voted - For
1C. Election of Director: Christine N. Garvey Management For Voted - For
1D. Election of Director: Lydia H. Kennard Management For Voted - For
1E. Election of Director: J. Michael Losh Management For Voted - For
1F. Election of Director: Irving F. Lyons III Management For Voted - For
1G. Election of Director: Jeffrey L. Skelton Management For Voted - For
1H. Election of Director: D. Michael Steuert Management For Voted - For
1I. Election of Director: Carl B. Webb Management For Voted - For
1J. Election of Director: William D. Zollars Management For Voted - For
2. Advisory Vote to Approve the Company's Executive
Compensation for 2013 Management For Voted - Against
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Year 2014 Management For Voted - For
1149
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PUBLIC STORAGE
CUSIP: 74460D109 TICKER: PSA
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Election of Trustee: Ronald L. Havner, Jr. Management For Voted - For
1.2 Election of Trustee: Tamara Hughes Gustavson Management For Voted - For
1.3 Election of Trustee: Uri P. Harkham Management For Voted - For
1.4 Election of Trustee: B. Wayne Hughes, Jr. Management For Voted - For
1.5 Election of Trustee: Avedick B. Poladian Management For Voted - For
1.6 Election of Trustee: Gary E. Pruitt Management For Voted - For
1.7 Election of Trustee: Ronald P. Spogli Management For Voted - For
1.8 Election of Trustee: Daniel C. Staton Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. Approval of Amendments to the 2007 Equity and
Performance-based Incentive Compensation Plan. Management For Voted - For
4. Advisory Vote to Approve Executive Compensation. Management For Voted - For
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 04-Mar-14 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Donald G. Cruickshank Management For Voted - For
1C. Election of Director: Raymond V. Dittamore Management For Voted - For
1D. Election of Director: Susan Hockfield Management For Voted - For
1E. Election of Director: Thomas W. Horton Management For Voted - For
1F. Election of Director: Paul E. Jacobs Management For Voted - For
1G. Election of Director: Sherry Lansing Management For Voted - For
1H. Election of Director: Steven M. Mollenkopf Management For Voted - For
1I. Election of Director: Duane A. Nelles Management For Voted - For
1J. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1K. Election of Director: Francisco Ros Management For Voted - For
1L. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1M. Election of Director: Brent Scowcroft Management For Voted - For
1N. Election of Director: Marc I. Stern Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 28, 2014. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
1150
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RIO TINTO PLC
CUSIP: 767204100 TICKER: RIO
Meeting Date: 15-Apr-14 Meeting Type: Annual
1. Receipt of the 2013 Annual Report. to Receive the
Company's Financial Statements and the Reports of
the Directors and Auditors for the Year Ended 31
December 2013. Management For Voted - For
2. Approval of the Remuneration Policy Report. to
Approve the Remuneration Policy Report As Set Out
in the 2013 Annual Report on Pages 70 to 78. Management For Voted - For
3. Approval of the Directors' Report on Remuneration
and Remuneration Committee Chairman's Letter. to
Approve the Directors' Report on Remuneration for
the Year Ended 31 December 2013 and the
Remuneration Committee Chairman's Letter As Set Out
in the 2013 Annual Report on Pages 68 to 108 (save
for Pages 70 to 78). Management For Voted - For
4. Approval of the Remuneration Report. to Approve the
Remuneration Report for the Year Ended 31 December
2013 As Set Out in the 2013 Annual Report on Pages
68 to 108. Management For Voted - For
5. Approval of Potential Termination Benefits. to
Approve for All Purposes (including for the
Purposes of Sections 200b and 200e of the
Australian Corporations Act 2001) the Giving of
Benefits to Persons (relevant Executives) Who, from
Time to Time, are Key Management Personnel (kmp) of
Rio Tinto Limited Or Who Hold A Managerial Or
Executive Office in Rio Tinto Limited Or A Related
Body Corporate, in Connection with the Person
Ceasing to Hold an Office, Or Position of
Employment, in Rio Tinto Limited Or A Related Body
Corporate. Management For Voted - For
6. To Elect Anne Lauvergeon As A Director Management For Voted - For
7. To Elect Simon Thompson As A Director Management For Voted - For
8. To Re-elect Robert Brown As A Director Management For Voted - For
9. To Re-elect Jan Du Plessis As A Director Management For Voted - For
10. To Re-elect Michael Fitzpatrick As A Director Management For Voted - For
11. To Re-elect Ann Godbehere As A Director Management For Voted - For
12. To Re-elect Richard Goodmanson As A Director Management For Voted - For
13. To Re-elect Lord Kerr As A Director Management For Voted - For
14. To Re-elect Chris Lynch As A Director Management For Voted - For
15. To Re-elect Paul Tellier As A Director Management For Voted - For
16. To Re-elect John Varley As A Director Management For Voted - For
17. To Re-elect Sam Walsh As A Director Management For Voted - For
18. Re-appointment of Auditors Management For Voted - For
19. Remuneration of Auditors Management For Voted - For
20. General Authority to Allot Shares Management For Voted - For
21. Disapplication of Pre-emption Rights Management For Voted - For
22. Authority to Purchase Rio Tinto PLC Shares Management For Voted - For
1151
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
23. Notice Period for General Meetings Other Than
Annual General Meetings Management For Voted - Against
24. Scrip Dividend Authority Management For Voted - For
ROYAL DUTCH SHELL PLC
CUSIP: 780259206 TICKER: RDSA
Meeting Date: 20-May-14 Meeting Type: Annual
1. Receipt of Annual Report & Accounts Management For Voted - For
2. Approval of Directors' Remuneration Policy Management For Voted - For
3. Approval of Directors' Remuneration Report Management For Voted - For
4. Appointment of Euleen Goh As A Director of the
Company Management For Voted - For
5. Appointment of Patricia A. Woertz As A Director of
the Company Management For Voted - For
6. Re-appointment of Director: Ben Van Beurden Management For Voted - For
7. Re-appointment of Director: Guy Elliott Management For Voted - For
8. Re-appointment of Director: Simon Henry Management For Voted - For
9. Re-appointment of Director: Charles O. Holliday Management For Voted - For
10. Re-appointment of Director: Gerard Kleisterlee Management For Voted - For
11. Re-appointment of Director: Jorma Ollila Management For Voted - For
12. Re-appointment of Director: Sir Nigel Sheinwald Management For Voted - For
13. Re-appointment of Director: Linda G. Stuntz Management For Voted - For
14. Re-appointment of Director: Hans Wijers Management For Voted - For
15. Re-appointment of Director: Gerrit Zalm Management For Voted - For
16. Re-appointment of Auditors Management For Voted - For
17. Remuneration of Auditors Management For Voted - For
18. Authority to Allot Shares Management For Voted - For
19. Disapplication of Pre-emption Rights Management For Voted - For
20. Authority to Purchase Own Shares Management For Voted - For
21. Approval of Long-term Incentive Plan Management For Voted - For
22. Approval of Deferred Bonus Plan Management For Voted - For
23. Approval of Restricted Share Plan Management For Voted - For
24. Authority for Certain Donations and Expenditure Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 09-Apr-14 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Tony Isaac Management For Voted - For
1C. Election of Director: K. Vaman Kamath Management For Voted - For
1D. Election of Director: Maureen Kempston Darkes Management For Voted - For
1E. Election of Director: Paal Kibsgaard Management For Voted - For
1F. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1152
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Leo Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2013 Financial Statements
and Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
SIMON PROPERTY GROUP, INC.
CUSIP: 828806109 TICKER: SPG
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Election of Director: Melvyn E. Bergstein Management For Voted - For
1.2 Election of Director: Larry C. Glasscock Management For Voted - For
1.3 Election of Director: Karen N. Horn, Ph.D. Management For Voted - For
1.4 Election of Director: Allan Hubbard Management For Voted - For
1.5 Election of Director: Reuben S. Leibowitz Management For Voted - For
1.6 Election of Director: Daniel C. Smith, Ph.D. Management For Voted - For
1.7 Election of Director: J. Albert Smith, Jr. Management For Voted - For
2. Advisory Vote on the Approval of Executive
Compensation. Management For Voted - For
3. Ratification and Approval of the Amended and
Restated 1998 Stock Incentive Plan. Management For Voted - For
4. Ratification of Ernst & Young LLP As Independent
Registered Public Accounting Firm. Management For Voted - For
THE BOEING COMPANY
CUSIP: 097023105 TICKER: BA
Meeting Date: 28-Apr-14 Meeting Type: Annual
1A. Election of Director: David L. Calhoun Management For Voted - For
1B. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1C. Election of Director: Linda Z. Cook Management For Voted - For
1D. Election of Director: Kenneth M. Duberstein Management For Voted - For
1E. Election of Director: Edmund P. Giambastiani, Jr. Management For Voted - For
1F. Election of Director: Lawrence W. Kellner Management For Voted - For
1G. Election of Director: Edward M. Liddy Management For Voted - For
1H. Election of Director: W. James Mcnerney, Jr. Management For Voted - For
1I. Election of Director: Susan C. Schwab Management For Voted - For
1J. Election of Director: Ronald A. Williams Management For Voted - For
1K. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
3. Approve the Amendment and Restatement of the Boeing
Company 2003 Incentive Stock Plan. Management For Voted - For
1153
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Ratify the Appointment of Deloitte & Touche LLP As
Independent Auditor for 2014. Management For Voted - For
5. Report to Disclose Lobbying. Shareholder Against Voted - Against
6. Right to Act by Written Consent. Shareholder Against Voted - For
7. Independent Board Chairman. Shareholder Against Voted - For
THE COCA-COLA COMPANY
CUSIP: 191216100 TICKER: KO
Meeting Date: 23-Apr-14 Meeting Type: Annual
1A. Election of Director: Herbert A. Allen Management For Voted - For
1B. Election of Director: Ronald W. Allen Management For Voted - For
1C. Election of Director: Ana Botin Management For Voted - For
1D. Election of Director: Howard G. Buffett Management For Voted - For
1E. Election of Director: Richard M. Daley Management For Voted - For
1F. Election of Director: Barry Diller Management For Voted - For
1G. Election of Director: Helene D. Gayle Management For Voted - For
1H. Election of Director: Evan G. Greenberg Management For Voted - For
1I. Election of Director: Alexis M. Herman Management For Voted - For
1J. Election of Director: Muhtar Kent Management For Voted - For
1K. Election of Director: Robert A. Kotick Management For Voted - For
1L. Election of Director: Maria Elena Lagomasino Management For Voted - For
1M. Election of Director: Sam Nunn Management For Voted - For
1N. Election of Director: James D. Robinson III Management For Voted - For
1O. Election of Director: Peter V. Ueberroth Management For Voted - For
2. Advisory Vote to Approve Executive Compensation Management For Voted - For
3. Approval of the Coca-cola Company 2014 Equity Plan Management For Voted - For
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
5. Shareowner Proposal Regarding an Independent Board
Chairman Shareholder Against Voted - For
THE GOLDMAN SACHS GROUP, INC.
CUSIP: 38141G104 TICKER: GS
Meeting Date: 16-May-14 Meeting Type: Annual
1A. Election of Director: Lloyd C. Blankfein Management For Voted - For
1B. Election of Director: M. Michele Burns Management For Voted - For
1C. Election of Director: Gary D. Cohn Management For Voted - For
1D. Election of Director: Claes Dahlback Management For Voted - For
1E. Election of Director: William W. George Management For Voted - For
1F. Election of Director: James A. Johnson Management For Voted - For
1G. Election of Director: Lakshmi N. Mittal Management For Voted - For
1H. Election of Director: Adebayo O. Ogunlesi Management For Voted - For
1I. Election of Director: Peter Oppenheimer Management For Voted - For
1J. Election of Director: James J. Schiro Management For Voted - For
1K. Election of Director: Debora L. Spar Management For Voted - For
1154
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1L. Election of Director: Mark E. Tucker Management For Voted - For
1M. Election of Director: David A. Viniar Management For Voted - For
2. Advisory Vote to Approve Executive Compensation
(say on Pay) Management For Voted - Against
3. Ratification of PricewaterhouseCoopers LLP As our
Independent Registered Public Accounting Firm for
2014 Management For Voted - For
4. Shareholder Proposal Regarding Proxy Access for
Shareholders Shareholder Against Voted - Against
THE HOME DEPOT, INC.
CUSIP: 437076102 TICKER: HD
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: F. Duane Ackerman Management For Voted - For
1B. Election of Director: Francis S. Blake Management For Voted - For
1C. Election of Director: Ari Bousbib Management For Voted - For
1D. Election of Director: Gregory D. Brenneman Management For Voted - For
1E. Election of Director: J. Frank Brown Management For Voted - For
1F. Election of Director: Albert P. Carey Management For Voted - For
1G. Election of Director: Armando Codina Management For Voted - For
1H. Election of Director: Helena B. Foulkes Management For Voted - For
1I. Election of Director: Wayne M. Hewett Management For Voted - For
1J. Election of Director: Karen L. Katen Management For Voted - Against
1K. Election of Director: Mark Vadon Management For Voted - For
2. Ratification of the Appointment of KPMG LLP Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding Special Shareholder
Meetings Shareholder Against Voted - For
5. Shareholder Proposal Regarding Employment Diversity
Report Shareholder Against Voted - Against
THE MOSAIC COMPANY
CUSIP: 61945C103 TICKER: MOS
Meeting Date: 03-Oct-13 Meeting Type: Annual
1A. Election of Director: Timothy S. Gitzel Management For Voted - For
1B. Election of Director: William R. Graber Management For Voted - For
1C. Election of Director: Emery N. Koenig Management For Voted - For
1D. Election of Director: David T. Seaton Management For Voted - For
2. Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm to
Audit Its Financial Statements As of and for the
Seven-month Period Ending December 31, 2013 and the
Effectiveness of Internal Control Over Financial
Reporting As of December 31, 2013. Management For Voted - For
3. A Non-binding Advisory Vote on Executive
Compensation. Management For Voted - For
1155
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 15-May-14 Meeting Type: Annual
1. Approval of an Amendment to Mosaic's Restated
Certificate of Incorporation to Declassify the
Board of Directors. Management For Voted - For
2A. Election of A Director for A Term Expiring in 2015:
Denise C. Johnson Management For Voted - For
2B. Election of A Director for A Term Expiring in 2015:
Nancy E. Cooper (term Expires in 2017 If Proposal 1
is Rejected) Management For Voted - For
2C. Election of A Director for A Term Expiring in 2015:
James L. Popowich (term Expires in 2017 If Proposal
1 is Rejected) Management For Voted - For
2D. Election of A Director for A Term Expiring in 2015:
James T. Prokopanko (term Expires in 2017 If
Proposal 1 is Rejected) Management For Voted - For
2E. Election of A Director for A Term Expiring in 2015:
Steven M. Seibert (term Expires in 2017 If Proposal
1 is Rejected) Management For Voted - For
3. Approval of the Mosaic Company 2014 Stock and
Incentive Plan, As Recommended by the Board of
Directors. Management For Voted - For
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm to
Audit our Financial Statements As of and for the
Year Ending December 31, 2014 and the Effectiveness
of Internal Control Over Financial Reporting As of
December 31, 2014. Management For Voted - For
5. A Non-binding Advisory Vote on Executive
Compensation ("say-on- Pay"). Management For Voted - For
THE PROCTER & GAMBLE COMPANY
CUSIP: 742718109 TICKER: PG
Meeting Date: 08-Oct-13 Meeting Type: Annual
1A. Election of Director: Angela F. Braly Management For Voted - For
1B. Election of Director: Kenneth I. Chenault Management For Voted - For
1C. Election of Director: Scott D. Cook Management For Voted - For
1D. Election of Director: Susan Desmond- Hellmann Management For Voted - For
1E. Election of Director: A.g. Lafley Management For Voted - For
1F. Election of Director: Terry J. Lundgren Management For Voted - For
1G. Election of Director: W. James Mcnerney, Jr. Management For Voted - For
1H. Election of Director: Margaret C. Whitman Management For Voted - For
1I. Election of Director: Mary Agnes Wilderotter Management For Voted - For
1J. Election of Director: Patricia A. Woertz Management For Voted - For
1K. Election of Director: Ernesto Zedillo Management For Voted - For
2. Ratify Appointment of the Independent Registered
Public Accounting Firm Management For Voted - For
3. Amend the Company's Code of Regulations to Reduce
Certain Supermajority Voting Requirements Management For Voted - For
4. Approve the 2013 Non-employee Directors' Stock Plan Management For Voted - For
1156
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Advisory Vote on Executive Compensation (the Say on
Pay Vote) Management For Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 18-Mar-14 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2014. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
4. To Approve an Amendment to the Company's Restated
Certificate of Incorporation. Management For Voted - For
5. To Approve the Shareholder Proposal Relating to
Proxy Access. Shareholder Against Voted - For
6. To Approve the Shareholder Proposal Relating to
Acceleration of Equity Awards. Shareholder Against Voted - Against
U.S. BANCORP
CUSIP: 902973304 TICKER: USB
Meeting Date: 15-Apr-14 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Y. Marc Belton Management For Voted - For
1C. Election of Director: Victoria Buyniski Gluckman Management For Voted - For
1D. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1E. Election of Director: Richard K. Davis Management For Voted - For
1F. Election of Director: Roland A. Hernandez Management For Voted - For
1G. Election of Director: Doreen Woo Ho Management For Voted - For
1H. Election of Director: Joel W. Johnson Management For Voted - For
1I. Election of Director: Olivia F. Kirtley Management For Voted - For
1J. Election of Director: Jerry W. Levin Management For Voted - For
1K. Election of Director: David B. O'maley Management For Voted - For
1L. Election of Director: O'dell M. Owens, M.D., M.p.h. Management For Voted - For
1M. Election of Director: Craig D. Schnuck Management For Voted - For
1N. Election of Director: Patrick T. Stokes Management For Voted - For
1157
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of Selection of Ernst & Young LLP As
our Independent Auditor for the 2014 Fiscal Year. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. Shareholder Proposal: Adoption of A Policy
Requiring That the Chairman of the Board be an
Independent Director. Shareholder Against Voted - For
UNION PACIFIC CORPORATION
CUSIP: 907818108 TICKER: UNP
Meeting Date: 15-May-14 Meeting Type: Annual
1A. Election of Director: A.h. Card, Jr. Management For Voted - For
1B. Election of Director: E.b. Davis, Jr. Management For Voted - For
1C. Election of Director: D.b. Dillon Management For Voted - For
1D. Election of Director: J.r. Hope Management For Voted - For
1E. Election of Director: J.j. Koraleski Management For Voted - For
1F. Election of Director: C.c. Krulak Management For Voted - For
1G. Election of Director: M.r. Mccarthy Management For Voted - For
1H. Election of Director: M.w. Mcconnell Management For Voted - For
1I. Election of Director: T.f. Mclarty III Management For Voted - For
1J. Election of Director: S.r. Rogel Management For Voted - For
1K. Election of Director: J.h. Villarreal Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche As the Independent Registered Public
Accounting Firm. Management For Voted - For
3. An Advisory Vote on Executive Compensation ("say on
Pay"). Management For Voted - For
4. Amendment to the Restated Articles of Incorporation
to Increase the Authorized Number of Shares of
Common Stock. Management For Voted - For
5. Shareholder Proposal Regarding Executives to Retain
Significant Stock If Properly Presented at the
Annual Meeting. Shareholder Against Voted - Against
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 08-May-14 Meeting Type: Annual
1A) Election of Director: F. Duane Ackerman Management For Voted - For
1B) Election of Director: Rodney C. Adkins Management For Voted - For
1C) Election of Director: Michael J. Burns Management For Voted - For
1D) Election of Director: D. Scott Davis Management For Voted - For
1E) Election of Director: Stuart E. Eizenstat Management For Voted - For
1F) Election of Director: Michael L. Eskew Management For Voted - For
1G) Election of Director: William R. Johnson Management For Voted - For
1H) Election of Director: Candace Kendle Management For Voted - For
1I) Election of Director: Ann M. Livermore Management For Voted - For
1158
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J) Election of Director: Rudy H.p. Markham Management For Voted - For
1K) Election of Director: Clark T. Randt, Jr. Management For Voted - For
1L) Election of Director: Carol B. Tome Management For Voted - For
1M) Election of Director: Kevin M. Warsh Management For Voted - For
2. To Approve, on an Advisory Basis, Executive
Compensation. Management For Voted - For
3. To Ratify the Appointment of Deloitte & Touche LLP
As Ups's Independent Registered Public Accountants
for the Year Ending December 31, 2014. Management For Voted - For
4. Shareowner Proposal on Lobbying Disclosure. Shareholder Against Voted - Against
5. Shareowner Proposal to Reduce the Voting Power of
Class A Stock from 10 Votes Per Share to One Vote
Per Share. Shareholder Against Voted - For
UNITED TECHNOLOGIES CORPORATION
CUSIP: 913017109 TICKER: UTX
Meeting Date: 28-Apr-14 Meeting Type: Annual
1A. Election of Director: Louis R. Chenevert Management For Voted - For
1B. Election of Director: John V. Faraci Management For Voted - For
1C. Election of Director: Jean-pierre Garnier Management For Voted - For
1D. Election of Director: Jamie S. Gorelick Management For Voted - For
1E. Election of Director: Edward A. Kangas Management For Voted - For
1F. Election of Director: Ellen J. Kullman Management For Voted - For
1G. Election of Director: Marshall O. Larsen Management For Voted - For
1H. Election of Director: Harold Mcgraw III Management For Voted - For
1I. Election of Director: Richard B. Myers Management For Voted - For
1J. Election of Director: H. Patrick Swygert Management For Voted - For
1K. Election of Director: Andre Villeneuve Management For Voted - For
1L. Election of Director: Christine Todd Whitman Management For Voted - For
2. Appointment of PricewaterhouseCoopers LLP As
Independent Auditor for 2014 Management For Voted - For
3. Approve an Amendment and Restatement of the 2005
Long-term Incentive Plan, Including Approval of
Additional Shares for Future Awards Management For Voted - For
4. Advisory Vote to Approve the Compensation of our
Named Executive Officers Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
CUSIP: 91324P102 TICKER: UNH
Meeting Date: 02-Jun-14 Meeting Type: Annual
1A. Election of Director: William C. Ballard, Jr. Management For Voted - For
1B. Election of Director: Edson Bueno, M.D. Management For Voted - For
1C. Election of Director: Richard T. Burke Management For Voted - For
1D. Election of Director: Robert J. Darretta Management For Voted - For
1E. Election of Director: Stephen J. Hemsley Management For Voted - For
1F. Election of Director: Michele J. Hooper Management For Voted - For
1159
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: Rodger A. Lawson Management For Voted - For
1H. Election of Director: Douglas W. Leatherdale Management For Voted - For
1I. Election of Director: Glenn M. Renwick Management For Voted - For
1J. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1K. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm for the Company for the Year Ending
December 31, 2014. Management For Voted - For
4. The Shareholder Proposal Set Forth in the Proxy
Statement Requesting Cumulative Voting, If Properly
Presented at the 2014 Annual Meeting of
Shareholders. Shareholder Against Voted - Against
5. The Shareholder Proposal Set Forth in the Proxy
Statement Requesting Additional Lobbying
Disclosure, If Properly Presented at the 2014
Annual Meeting of Shareholders. Shareholder Against Voted - Against
VALE S.A.
CUSIP: 91912E105 TICKER: VALE
Meeting Date: 17-Apr-14 Meeting Type: Annual
1.1 Appreciation of the Managements' Report and
Analysis, Discussion and Vote on the Financial
Statements Management For Voted - For
1.2 Proposal for the Destination of Profits of the Said
Fiscal Year Management For Voted - For
1.3 Appointment of Members of the Board of Directors Management For Voted - Against
1.4 Appointment of the Members of the Fiscal Council Management For Abstain
1.5 Establishment of the Remuneration of the Senior
Management and Fiscal Council Members for the
Fiscal Year of 2014 Management For Voted - Against
2.1 Proposal of the Cancellation of 39,536,080 Common
Shares and 81,451,900 Preferred Class "a" Shares Management For Voted - For
2.2 Proposal to Increase the Share Capital of Vale,
Without Issuance of New Shares, in the Total Amount
of R$2,300,000,000.00, Through the Capitalization
of (i) Income Tax Incentive Reserve Related to the
Sudam and Sudene Areas As of December 31, 2012, and
(ii) Part of the Profit Reserve for
Expansion/investments Management For Voted - For
2.3 Amendment of Caput of Article 5th of Vale's Bylaws
in Order to Reflect the Proposals of Items 2.1 and
2.2 Above Management For Voted - For
1160
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VENTAS, INC.
CUSIP: 92276F100 TICKER: VTR
Meeting Date: 15-May-14 Meeting Type: Annual
1A. Election of Director: Debra A. Cafaro Management For Voted - For
1B. Election of Director: Douglas Crocker II Management For Voted - For
1C. Election of Director: Ronald G. Geary Management For Voted - For
1D. Election of Director: Jay M. Gellert Management For Voted - For
1E. Election of Director: Richard I. Gilchrist Management For Voted - For
1F. Election of Director: Matthew J. Lustig Management For Voted - For
1G. Election of Director: Douglas M. Pasquale Management For Voted - For
1H. Election of Director: Robert D. Reed Management For Voted - For
1I. Election of Director: Glenn J. Rufrano Management For Voted - For
1J. Election of Director: James D. Shelton Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
As the Independent Registered Public Accounting
Firm for Fiscal Year 2014. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 28-Jan-14 Meeting Type: Special
1. Approve the Issuance of Up to Approximately 1.28
Billion Shares of Verizon Common Stock to Vodafone
Ordinary Shareholders in Connection with Verizon's
Acquisition of Vodafone's Indirect 45% Interest in
Verizon Wireless Management For Voted - For
2. Approve an Amendment to Article 4(a) of Verizon's
Restated Certificate of Incorporation to Increase
Verizon's Authorized Shares of Common Stock by 2
Billion Shares to an Aggregate of 6.25 Billion
Authorized Shares of Common Stock Management For Voted - For
3. Approve the Adjournment of the Special Meeting to
Solicit Additional Votes and Proxies If There are
Insufficient Votes at the Time of the Special
Meeting to Approve the Above Proposals Management For Voted - For
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Richard L. Carrion Management For Voted - For
1C. Election of Director: Melanie L. Healey Management For Voted - For
1D. Election of Director: M. Frances Keeth Management For Voted - For
1E. Election of Director: Robert W. Lane Management For Voted - For
1F. Election of Director: Lowell C. Mcadam Management For Voted - For
1G. Election of Director: Donald T. Nicolaisen Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1161
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Proposal to Implement Proxy Access Management For Voted - For
5. Network Neutrality Shareholder Against Voted - Against
6. Lobbying Activities Shareholder Against Voted - Against
7. Severance Approval Policy Shareholder Against Voted - Against
8. Shareholder Right to Call A Special Meeting Shareholder Against Voted - For
9. Shareholder Right to Act by Written Consent Shareholder Against Voted - For
10. Proxy Voting Authority Shareholder Against Voted - Against
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 29-Jan-14 Meeting Type: Annual
1A. Election of Director: Mary B. Cranston Management For Voted - For
1B. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1C. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: William S. Shanahan Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2014. Management For Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 06-Jun-14 Meeting Type: Annual
1A. Election of Director: Aida M. Alvarez Management For Voted - For
1B. Election of Director: James I. Cash, Jr. Management For Voted - For
1C. Election of Director: Roger C. Corbett Management For Voted - For
1D. Election of Director: Pamela J. Craig Management For Voted - For
1E. Election of Director: Douglas N. Daft Management For Voted - For
1F. Election of Director: Michael T. Duke Management For Voted - For
1G. Election of Director: Timothy P. Flynn Management For Voted - For
1162
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: Marissa A. Mayer Management For Voted - For
1I. Election of Director: C. Douglas Mcmillon Management For Voted - For
1J. Election of Director: Gregory B. Penner Management For Voted - For
1K. Election of Director: Steven S Reinemund Management For Voted - For
1L. Election of Director: Jim C. Walton Management For Voted - For
1M. Election of Director: S. Robson Walton Management For Voted - For
1N. Election of Director: Linda S. Wolf Management For Voted - For
2. Ratification of Ernst & Young LLP As Independent
Accountants Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Request for Independent Chairman Policy Shareholder Against Voted - For
5. Request for Annual Report on Recoupment of
Executive Pay Shareholder Against Voted - For
6. Request for Annual Report on Lobbying Shareholder Against Voted - For
WELLS FARGO & COMPANY
CUSIP: 949746101 TICKER: WFC
Meeting Date: 29-Apr-14 Meeting Type: Annual
1A) Election of Director: John D. Baker II Management For Voted - For
1B) Election of Director: Elaine L. Chao Management For Voted - For
1C) Election of Director: John S. Chen Management For Voted - For
1D) Election of Director: Lloyd H. Dean Management For Voted - For
1E) Election of Director: Susan E. Engel Management For Voted - For
1F) Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1G) Election of Director: Donald M. James Management For Voted - For
1H) Election of Director: Cynthia H. Milligan Management For Voted - For
1I) Election of Director: Federico F. Pena Management For Voted - For
1J) Election of Director: James H. Quigley Management For Voted - For
1K) Election of Director: Judith M. Runstad Management For Voted - For
1L) Election of Director: Stephen W. Sanger Management For Voted - For
1M) Election of Director: John G. Stumpf Management For Voted - For
1N) Election of Director: Susan G. Swenson Management For Voted - For
2. Vote on an Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
3. Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
4. Adopt A Policy to Require an Independent Chairman. Shareholder Against Voted - For
5. Review and Report on Internal Controls Over the
Company's Mortgage Servicing and Foreclosure
Practices. Shareholder Against Voted - Against
1163
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WILMAR INTERNATIONAL LTD
CUSIP: Y9586L109
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Audited Accounts for the
Year Ended 31 December 2013 and the Reports of the
Directors and Auditors Thereon Management For Voted - For
2 To Approve the Payment of A Proposed Final Tax
Exempt (one-tier) Dividend of Sgd 0.055 Per
Ordinary Share for the Year Ended 31 December 2013 Management For Voted - For
3 To Approve the Increase and the Payment of
Directors' Fees of Sgd 675,000 for the Year Ended
31 December 2013 (2012: Sgd 605,000) Management For Voted - For
4 To Re-elect the Following Director: Mr. Kuok Khoon
Hong (retiring by Rotation Under Article 99) Management For Voted - For
5 To Re-elect the Following Director: Mr. Teo Kim
Yong (retiring by Rotation Under Article 99) Management For Voted - For
6 To Re-elect the Following Director: Mr. Kwah Thiam
Hock (retiring by Rotation Under Article 99) Management For Voted - For
7 To Re-appoint, Pursuant to Section 153(6) of the
Companies Act, Chapter 50 of Singapore ("act"), Mr
Yeo Teng Yang, Who Will be Retiring Under Section
153 of the Act, to Hold Office from the Date of
This Annual General Meeting Until the Next Annual
General Meeting Management For Voted - For
8 To Re-appoint Ernst & Young LLP As Auditor of the
Company and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
9 Renewal of Mandate for Interested Person
Transactions Management For Voted - For
10 Authority to Issue and Allot Shares in the Capital
of the Company Management For Voted - For
11 Authority to Grant Options and Issue and Allot
Shares Under Wilmar Executives Share Option Scheme
2009 Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Renewal of Share Purchase Mandate Management For Voted - For
1164
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFRICAN BARRICK GOLD PLC, LONDON
CUSIP: G0128R100
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 That the Audited Annual Accounts for the Company
for the Financial Year Ended 31 December 2013,
Together with the Strategic Report, the Directors'
Report and the Auditors' Reports be Received Management For Voted - For
2 That the Directors' Remuneration Report for the
Financial Year Ended 31 December 2013 be Approved Management For Voted - For
3 That the Directors' Remuneration Policy be Approved
and Shall Take Effect Immediately After the 2014
Annual General Meeting Management For Voted - For
4 That A Final Dividend of Us2.0 Cents Per Ordinary
Share, for the Year Ended 31 December 2013, be
Approved Management For Voted - For
5 That Kelvin Dushnisky be Re-elected As A Director
of the Company Management For Voted - For
6 That Bradley ("brad") Gordon be Elected As A
Director of the Company Management For Voted - For
7 That Ambassador Juma V. Mwapachu be Re- Elected As
A Director of the Company Management For Voted - For
8 That Graham Clow be Elected As A Director of the
Company Management For Voted - For
9 That Rachel English be Elected As A Director of the
Company Management For Voted - For
10 That Andre Falzon be Re-elected As A Director of
the Company Management For Voted - For
11 That Stephen Galbraith be Re-elected As A Director
of the Company Management For Voted - For
12 That Michael Kenyon be Re-elected As A Director of
the Company Management For Voted - For
13 That Steve Lucas be Elected As A Director of the
Company Management For Voted - For
14 That Richard ("rick") Mccreary be Re-elected As A
Director of the Company Management For Voted - For
15 That Peter Tomsett be Elected As A Director of the
Company Management For Voted - For
16 That PricewaterhouseCoopers LLP be Re- Appointed As
Auditors of the Company Management For Voted - For
17 That the Audit Committee of the Company be
Authorised to Agree the Remuneration of the Auditors Management For Voted - For
18 That the Directors of the Company be Authorised to
Allot Shares in the Company Management For Voted - For
19 That the Directors of the Company be Empowered to
Allot Equity Securities for Cash Management For Voted - For
20 That the Company be Authorised to Make Market
Purchases of Ordinary Shares Management For Voted - For
1165
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 That A General Meeting Other Than an Annual General
Meeting May be Called on Not Less Than 14 Clear
Days' Notice Management For Voted - Against
ALACER GOLD CORP
CUSIP: 010679108
Meeting Date: 27-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.5 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Rodney P. Antal Management For Voted - For
1.2 Election of Director: Thomas R. Bates, Jr. Management For Voted - For
1.3 Election of Director: Jan A. Castro Management For Voted - For
1.4 Election of Director: Edward C. Dowling, Jr. Management For Voted - For
1.5 Election of Director: Richard P. Graff Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors Management For Voted - For
3 Adoption of the 2014 Equity Plan Management For Voted - For
ALAMOS GOLD INC
CUSIP: 011527108
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1,"
and 'in Favor' Or 'abstain' Only for
Resolution-numbers "2.1, to 2.6 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six Management For Voted - For
2.1 Election of Director: Anthony Garson Management For Voted - For
2.2 Election of Director: David Gower Management For Voted - For
2.3 Election of Director: John A. Mccluskey Management For Voted - For
2.4 Election of Director: Paul J. Murphy Management For Voted - For
2.5 Election of Director: Kenneth Stowe Management For Voted - For
2.6 Election of Director: David Fleck Management For Voted - For
3 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
ANGLOGOLD ASHANTI LIMITED
CUSIP: 035128206 TICKER: AU
Meeting Date: 14-May-14 Meeting Type: Annual
1. Ordinary Resolution No. 1 Re- Appointment of Ernst
& Young Inc. As Auditors of the Company Management For Voted - For
1166
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE GLOBAL X FUNDS
\s\ Bruno del Ama
President
Date: August , 2014
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ordinary Resolution No. 2 Election of Mr. Rn Duffy
As A Director Management For Voted - For
3. Ordinary Resolution No. 3 Re-election of Mr. R
Gasant As A Director Management For Voted - For
4. Ordinary Resolution No. 4 Re-election of Mr. Sm
Pityana As A Director Management For Voted - For
5. Ordinary Resolution No. 5 Appointment of Prof. Lw
Nkuhlu As A Member of the Audit and Risk Committee
of the Company Management For Voted - For
6. Ordinary Resolution No. 6 Appointment of Mr. Mj
Kirkwood As A Member of the Audit and Risk
Committee of the Company Management For Voted - For
7. Ordinary Resolution No. 7 Appointment of Mr. R
Gasant As A Member of the Audit and Risk Committee
of the Company Management For Voted - For
8. Ordinary Resolution No. 8 Appointment of Mr. Rj
Ruston As A Member of the Audit and Risk Committee
of the Company Management For Voted - Against
9. Ordinary Resolution No. 9 General Authority to
Directors to Allot and Issue Ordinary Shares Management For Voted - For
10. Non-binding Advisory Endorsement Advisory
Endorsement of the Anglogold Ashanti Remuneration
Policy Management For Voted - For
11. Special Resolution No. 1 General Authority to
Directors to Issue for Cash, Those Ordinary Shares
Which the Directors are Authorised to Allot and
Issue in Terms of Ordinary Resolution Number 9 Management For Voted - For
12. Special Resolution No. 2 Approval of Non-executive
Directors' Remuneration for Their Service As
Directors Management For Voted - For
13. Special Resolution No. 3 Approval of Non-executive
Directors' Remuneration for Board Committee Meetings Management For Voted - For
14. Special Resolution No. 4 Amendment of the Company's
Memorandum of Incorporation Management For Voted - For
15. Special Resolution No. 5 Amendment of the Rules of
the Company's Long- Term Incentive Plan Management For Voted - For
16. Special Resolution No. 6 Amendment of the Rules of
the Company's Bonus Share Plan Management For Voted - For
17. Special Resolution No. 7 General Authority to
Acquire the Company's Own Shares Management For Voted - For
18. Special Resolution No. 8 Approval for the Company
to Grant Financial Assistance in Terms of Sections
44 and 45 of the Companies Act Management For Voted - For
19. Ordinary Resolution No. 10 Election of Mr. Dl
Hodgson As A Director Management For Voted - For
1167
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARGONAUT GOLD INC, TORONTO, ON
CUSIP: 04016A101
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1.1 Election of Director: Peter C. Dougherty Management For Voted - For
1.2 Election of Director: Brian J. Kennedy Management For Voted - For
1.3 Election of Director: James E. Kofman Management For Voted - For
1.4 Election of Director: Christopher R. Lattanzi Management For Voted - For
1.5 Election of Director: Peter Mordaunt Management For Voted - For
1.6 Election of Director: Dale C. Peniuk Management For Voted - For
1.7 Election of Director: David H. Watkins Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, As Auditors of the Company
and the Authorization of the Directors to Fix Their
Remuneration Management For Voted - For
B2GOLD CORP, VANCOUVER BC
CUSIP: 11777Q209
Meeting Date: 13-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.9 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at 9 Management For Voted - For
2.1 Election of Director: Clive Johnson Management For Voted - For
2.2 Election of Director: Robert Cross Management For Voted - For
2.3 Election of Director: Robert Gayton Management For Voted - For
2.4 Election of Director: Barry Rayment Management For Voted - For
2.5 Election of Director: Jerry Korpan Management For Voted - For
2.6 Election of Director: John IVany Management For Voted - For
2.7 Election of Director: Bongani Mtshisi Management For Voted - For
2.8 Election of Director: Michael Carrick Management For Voted - For
2.9 Election of Director: Kevin Bullock Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 To Approve the Option Plan Resolution Relating to
the Adoption of the Amended Plan, As Described in
the Management Information Circular of B2gold Corp.
for the Annual General and Special Meeting of the
Shareholders to be Held on June 13, 2014 Management For Voted - For
1168
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 To Approve the Rsu Plan Resolution Relating to the
Amendment of the Rsu Plan, As Described in the
Management Information Circular of B2gold Corp. for
the Annual General and Special Meeting of the
Shareholders to be Held on June 13, 2014 Management For Voted - For
6 To Approve the Advance Notice Policy Resolution
Relating to the Ratification, Confirmation and
Approval of the Advance Notice Policy, As Described
in the Management Information Circular of B2gold
Corp. for the Annual General and Special Meeting of
the Shareholders to be Held on June 13, 2014 Management For Voted - For
CENTAMIN PLC, ST HELIER
CUSIP: G2055Q105
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Company's Annual Accounts
for the Financial Year Ended 31 December 2013
Together with the Directors' Report and the
Auditor's Report on Those Accounts Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report for the Financial Year Ended 31 December
2013 Detailed in the Annual Report Management For Voted - Against
3.1 To Re-elect Josef El-raghy, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
3.2 To Re-elect Trevor Schultz, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
3.3 To Re-elect Gordon Edward Haslam, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
3.4 To Re-elect Professor G. Robert Bowker, Who Retires
in Accordance with Article 33 of the Company's
Articles Management For Voted - For
3.5 To Re-elect Mark Arnesen, Who Retires in Accordance
with Article 33 of the Company's Articles Management For Voted - For
3.6 To Re-elect Mark Bankes, Who Retires in Accordance
with Article 33 of the Company's Articles Management For Voted - For
3.7 To Re-elect Kevin Tomlinson, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
4.1 To Re-appoint Deloitte LLP As the Company's
Auditors to Hold Office from the Conclusion of This
Meeting Until the Conclusion of the Audit Tender
Process, Whereby the Successful Audit Firm Will be
Appointed to Fill the Casual Vacancy Until the 2015
Agm Management For Voted - For
4.2 To Authorise the Directors to Agree the
Remuneration of the Auditors Management For Voted - For
5 To Authorise the Directors to Allot Relevant
Securities Management For Voted - For
6 To Disapply the Pre-emption Rights Under the
Company's Articles in Respect of the Allotment of
Equity Securities for Cash Management For Voted - For
1169
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 To Authorise the Company to Make Market Purchases
of Its Own Shares Management For Voted - For
CENTERRA GOLD INC, TORONTO ON
CUSIP: 152006102
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
285035 Due to Addition Of-resolution 4. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution Numbers
"1-.1 to 1.11 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Ian Atkinson Management For Voted - For
1.2 Election of Director: Richard W. Connor Management For Voted - For
1.3 Election of Director: Raphael A. Girard Management For Voted - For
1.4 Election of Director: Stephen A. Lang Management For Voted - For
1.5 Election of Director: Emil Orozbaev Management For Voted - For
1.6 Election of Director: Michael Parrett Management For Voted - For
1.7 Election of Director: Sheryl K. Pressler Management For Voted - For
1.8 Election of Director: Terry V. Rogers Management For Voted - For
1.9 Election of Director: Kalinur Sadyrov Management For Voted - For
1.10 Election of Director: Kylychbek Shakirov Management For Voted - For
1.11 Election of Director: Bruce V. Walter Management For Voted - For
2 To Approve the Appointment of KPMG LLP As the
Auditors of the Corporation for the Ensuing Year
and to Authorize the Directors of the Corporation
to Fix the Remuneration to be Paid to the Auditors Management For Voted - For
3 To Approve Amendments to By-law No. 2 of the
Company, in the Form Made by the Board of Directors
and Included As Appendix "b" to the Company's
Management Information Circular Dated April 4, 2014
and to Authorize and Direct Any Director Or Officer
of the Company, Acting For, in the Name of and on
Behalf of the Company, to Execute Or Cause to be
Executed, and to Deliver Or Cause To Management For Voted - For
Be Delivered, Such Other Documents and Instruments,
and to Do Or Cause to be Done All Such Other Acts
and Things, As May in the Opinion of Such Director
Or Officer be Necessary Or Desirable to Carry Out
the Foregoing Resolution Non-Voting
4 To Vote at the Discretion of the Proxyholder on Any
Amendments Or Variations to the Foregoing and on
Any Other Matters (other Than Matters Which are to
Come Before the Meeting and Which are the Subject
of Another Proxy Executed by the Undersigned) Which
May Properly Come Before the Meeting Or Any
Postponement Or Adjournment Thereof Management For Voted - Against
1170
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DETOUR GOLD CORPORATION, TORONTO ON
CUSIP: 250669108
Meeting Date: 01-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or ' Abstain '-for All Resolutions. Non-Voting Non-Voting
1.1 Election of Director: Peter E. Crossgrove Management For Voted - For
1.2 Election of Director: Louis Dionne Management For Voted - For
1.3 Election of Director: Robert E. Doyle Management For Voted - For
1.4 Election of Director: Andre Falzon Management For Voted - For
1.5 Election of Director: Ingrid J. Hibbard Management For Voted - For
1.6 Election of Director: J. Michael Kenyon Management For Voted - For
1.7 Election of Director: Paul Martin Management For Voted - For
1.8 Election of Director: Alex G. Morrison Management For Voted - For
1.9 Election of Director: Jonathan Rubenstein Management For Voted - For
1.10 Election of Director: Graham Wozniak Management For Voted - For
2 Appointment of KPMG LLP, Chartered Accountants As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
ELDORADO GOLD CORPORATION
CUSIP: 284902103 TICKER: EGO
Meeting Date: 01-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 K. Ross Cory Management For Voted - For
2 Robert R. Gilmore Management For Voted - For
3 Geoffrey A. Handley Management For Voted - For
4 Michael A. Price Management For Voted - For
5 Steven P. Reid Management For Voted - For
6 Jonathan A. Rubenstein Management For Voted - For
7 Donald M. Shumka Management For Voted - For
8 Paul N. Wright Management For Voted - For
02 Appoint KPMG LLP As the Independent Auditor (see
Page 22 of the Management Proxy Circular) Management For Voted - For
03 Authorize the Directors to Set the Auditor's Pay,
If KPMG is Reappointed As the Independent Auditor
(see Page 22 of the Management Proxy Circular) Management For Voted - For
04 Approve an Ordinary Resolution Set Out on Page 25
of the Management Proxy Circular Confirming the
Repeal of Former By-law No. 1 and the Adoption of
New By-law No. 1 Management For Voted - For
05 Approve A Special Resolution Set Out on Page 26 of
the Management Proxy Circular Adopting Amendments
to the Restated Articles of Incorporation to
Eliminate the Class of Convertible Non-voting Shares Management For Voted - For
1171
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
06 Approve an Ordinary Resolution Set Out on Page 29
of the Management Proxy Circular Approving the
Amended and Restated Incentive Stock Option Plan
for Officers and Directors Management For Voted - For
07 Approve an Ordinary Resolution Set Out on Page 29
of the Management Proxy Circular Approving the
Amended and Restated Incentive Stock Option Plan
for Employees, Consultants and Advisors Management For Voted - For
08 Approve an Ordinary Resolution Set Out on Page 32
of the Management Proxy Circular Adopting the New
Performance Share Unit Plan. Management For Voted - For
GOLD FIELDS LIMITED
CUSIP: 38059T106 TICKER: GFI
Meeting Date: 09-May-14 Meeting Type: Annual
O1 Re-appointment of Auditors Management For Voted - For
O2 Re-election of A Director: K Ansah Management For Voted - For
O3 Re-election of Director: N J Holland Management For Voted - For
O4 Re-election of Director: P A Schmidt Management For Voted - For
O5 Re-election of A Member of the Audit Committee: G M
Wilson Management For Voted - Against
O6 Re-election of A Member of the Audit Committee: R P
Menell Management For Voted - For
O7 Re-election of A Member of the Audit Committee: D M
J Ncube Management For Voted - For
O8 Approval for the Issue of Authorized But Unissued
Ordinary Shares Management For Voted - For
A1 Advisory Endorsement of the Remuneration Policy Management For Voted - For
S1 Approval for the Issuing of Equity Securities for
Cash Management For Voted - For
S2 Approval of the Remuneration of Non-executive
Directors Management For Voted - For
S3 Approval for the Company to Grant Financial
Assistance in Terms of Sections 44 and 45 of the Act Management For Voted - For
S4 Acquisition of the Company's Own Shares Management For Voted - For
HARMONY GOLD MINING COMPANY LIMITED
CUSIP: 413216300 TICKER: HMY
Meeting Date: 05-Dec-13 Meeting Type: Annual
O1 To Re-elect Joaquim Chissano As A Director Management For Voted - Against
O2 To Re-elect Cathie Marcus As A Director Management For Voted - For
O3 To Re-elect Andre Wilkens As A Director Management For Voted - For
O4 To Elect Karabo Nondumo As A Director Management For Voted - For
O5 To Elect Vishnu Pillay As A Director Management For Voted - For
O6 To Re-elect John Wetton As A Member of the Audit
Committee Management For Voted - For
1172
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O7 To Re-elect Fikile De Buck As A Member of the Audit
and Risk Committee Management For Voted - For
O8 To Re-elect Simo Lushaba As A Member of the Audit
and Risk Committee Management For Voted - For
O9 To Re-elect Modise Motloba As A Member of the Audit
Committee Management For Voted - For
O10 To Elect Karabo Nondumo As A Member of the Audit
Committee Management For Voted - For
O11 To Reappoint the External Auditors Management For Voted - For
O12 To Approve the Remuneration Policy Management For Voted - For
S13 To Approve Non-executive Directors' Remuneration Management For Voted - For
S14 Financial Assistance to Related and Inter-related
Companies Management For Voted - For
S15 Amendment of the Company's Memorandum of
Incorporation Management For Voted - For
KINROSS GOLD CORPORATION
CUSIP: 496902404 TICKER: KGC
Meeting Date: 08-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 John A. Brough Management For Voted - For
2 John K. Carrington Management For Voted - For
3 John M.h. Huxley Management For Voted - For
4 Kenneth C. Irving Management For Voted - For
5 John A. Keyes Management For Voted - For
6 John A. Macken Management For Voted - For
7 C. Mcleod-seltzer Management For Voted - For
8 John E. Oliver Management For Voted - For
9 Una M. Power Management For Voted - For
10 Terence C.w. Reid Management For Voted - For
11 J. Paul Rollinson Management For Voted - For
12 Ruth G. Woods Management For Voted - For
02 To Approve the Appointment of KPMG LLP, Chartered
Accountants, As Auditors of the Company for the
Ensuing Year and to Authorize the Directors to Fix
Their Remuneration. Management For Voted - For
03 To Consider And, If Deemed Appropriate, to Pass,
with Or Without Variation, A Resolution Amending
the Share Option Plan of Kinross to (a) Increase
the Number of Common Shares Reserved for Issuance
Thereunder from 21,166,667 to 31,166,667 and (b) to
Add A Provision Whereby Optionholders Can Surrender
Their Options to the Company in Exchange for the
"in-the- Money" Value in the Form of Either Cash Or
Shares, with A Company Option to Deliver Shares
Even If the Optionholder Elects to Receive Cash. Management For Voted - For
04 To Consider And, If Deemed Appropriate, to Pass,
with Or Without Variation, A Resolution Amending
Kinross' Restricted Share Plan to (a) Increase the
1173
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Number of Shares Reserved for Issuance from
20,000,000 to 35,000,000, (b) Permit Employees Management For Voted - For
(excluding the Senior Leadership Team) to Request
That Settlement of Rsus Vesting in 2014 be in Cash
Instead of Shares and (c) Permit Employees to Elect
to Surrender Vested Rsus in Satisfaction of
Withholding Taxes Due on Vesting. Non-Voting
05 To Consider And, If Deemed Appropriate, to Pass, an
Advisory Resolution on Kinross' Approach to
Executive Compensation. Management For Voted - Against
KOZA ALTIN IZLETMELERI A.S., IZMIR
CUSIP: M6372R103
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening, Election of the Chairmanship Council and
Granting Authorization to the Chairmanship Council
for Signing the Meeting Minutes Management For Voted - For
2 Presentation, Discussion of the Annual Report
Issued by the Board of Directors of the Company for
the Year of 2013 Management For Voted - For
3 Reading the Executive Summary of the Independent
Audit Report for the Year of 2013 Management For Voted - For
4 Reading , Discussion and Adoption of the Financial
Statements of the Related Fiscal Year Management For Voted - For
5 Absolving Board Members and Auditors with Respect
to Their Activities Management For Voted - For
6 Approval of Dividend Policy Adherence to Capital
Market Board Laws and Regulations Management For Voted - For
7 Acceptance, Acceptance Through Modification Or
Rejection of Distribution of Profit and the
Dividend, Distribution Date Management For Voted - For
8 Determination and Election of Board Members A
Decision on Their Duty Period Management For Voted - For
9 Approval and Providing Information About Wage
Policy for the Board Members Management For Voted - For
10 Determination of Remuneration for Board Members Management For Voted - For
11 Approval of Independent Auditing Firm Elected by
Board of Directors Management For Voted - For
1174
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Providing Information to Shareholders About
Donation Policy Management For Voted - For
13 Providing Information to the General Assembly About
the Assurances, Mortgages and Heritable Securities
Given to Third Parties Management For Voted - For
14 General Assembly Regarding the Donations Made
Within the Fiscal Year 2013 and Determination of A
Upper Limit for Donations to be Made in 2014 Management For Voted - For
15 Granting of Permission to Shareholders Having
Managerial Control, Shareholder Board Members, Top
Managers and Up to the Second Degree Blood Or
Affinity Relatives in Accordance with Articles 395
and 396 of Turkish Commercial Code, Capital Markets
Board Legislation and Obtaining Information to the
Shareholders Concerning the Transactions Done in
the Year 2013 in Line with Corporate Governance
Principles Management For Voted - Against
16 Wishes and Hopes Management For Voted - For
MEDUSA MINING LTD
CUSIP: Q59444101
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 5 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
1 Re-election of Director Mr Ciceron Angeles Management For Voted - For
2 Re-election of Director Mr Raul Conde Villanueva Management For Voted - For
3 Re-election of Director Mr Gary Raymond Powell Management For Voted - For
4 Disapplication of Pre-emptive Rights Management For Voted - For
5 Adoption of the Remuneration Report Management For Voted - For
OSISKO MINING CORP
CUSIP: 688278100
Meeting Date: 30-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "1 to
1175
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 and 7 to 10" and 'in Favor' Or 'abstain' Only for
Res-olution Numbers "6.1 to 6.11". Thank You. Non-Voting Non-Voting
Please Note That Resolution 2, 3 and 8 is to be
Approved by Disinterested Shar-eholders. Thank You Non-Voting Non-Voting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer to The-management Information
Circular for Details Non-Voting Non-Voting
1 Special Resolution to Approve the Arrangement Under
Section 192 of the Canada Business Corporations Act
Involving the Company, Agnico Eagle Mines Limited
and Yamana Gold Inc. the Full Text of the Special
Resolution is Set Out in Schedule "a" to the
Circular Management For Voted - For
2 Resolution Approving the Payment of the Out-of The-
Money Option Consideration Amount, As More Fully
Described in the Circular Management For Voted - Against
3 Resolution Approving the New Osisko Stock Option
Plan, As More Fully Described in the Circular Management For Voted - For
4 Resolution Approving the New Osisko Shareholder
Rights Plan, As More Fully Described in the Circular Management For Voted - For
5 Special Resolution Approving the New Osisko Share
Consolidation, on the Basis of One Post
Consolidated New Osisko Share for Each 10 Pre-
Consolidation New Osisko Shares, As More Fully
Described in the Circular Management For Voted - For
6.1 Election of Director: Victor H. Bradley Management For Voted - For
6.2 Election of Director: John F. Burzynski Management For Voted - For
6.3 Election of Director: Marcel Cote Management For Voted - For
6.4 Election of Director: Michele Darling Management For Voted - For
6.5 Election of Director: Joanne Ferstman Management For Voted - For
6.6 Election of Director: Staph Leavenworth Bakali Management For Voted - For
6.7 Election of Director: William A. Mackinnon Management For Voted - For
6.8 Election of Director: Charles E. Page Management For Voted - For
6.9 Election of Director: Sean Roosen Management For Voted - For
6.10 Election of Director: Gary A. Sugar Management For Voted - For
6.11 Election of Director: Serge Vezina Management For Voted - For
7 Resolution Appointing PricewaterhouseCoopers LLP As
Auditors of the Company and Authorizing the
Directors of the Company to Fix Their Remuneration Management For Voted - For
8 Resolution Approving Unallocated Rights and
Entitlements Under the Osisko Employee Share
Purchase Plan, As More Fully Described in the
Circular Management For Voted - For
9 Resolution Approving Unallocated Options Under the
Osisko Stock Option Plan, As More Fully Described
in the Circular Management For Voted - For
10 Resolution - Advisory Vote on Executive
Compensation Approach, As More Fully Described in
the Circular Management For Voted - Against
1176
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PERSEUS MINING LTD
CUSIP: Q74174105
Meeting Date: 15-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (1 and 4), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Mr Jeff Quartermaine As A Director Management For Voted - For
3 Re-election of Mr Reg Gillard As A Director Management For Voted - For
4 Renewal of Employee Option Plan Management For Voted - For
Meeting Date: 04-Jun-14 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 2, 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit (as Referred in the Company-
Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Ratification of Issue of Shares Management For Voted - For
2 Approval of Issue of Performance Rights to Mr.
Quartermaine Management For Voted - For
3 Approval of Issue of Performance Rights to Mr.
Carson Management For Voted - For
1177
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PETROPAVLOVSK PLC
CUSIP: G7053A101
Meeting Date: 14-Nov-13 Meeting Type: Ordinary General Meeting
1 Proposed Sale of 76.62 Per Cent of the Issued
Shares in Ojsc 'ore-mining Company' Berelekh Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Accounts and the Reports
of the Directors and Auditors Thereon Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report Management For Voted - For
3 To Receive and Approve the Directors' Remuneration
Policy Management For Voted - For
4 To Re-appoint Deloitte LLP As Auditors of the
Company Management For Voted - For
5 To Authorise the Directors to Determine the
Remuneration of the Auditors Management For Voted - For
6 To Re-appoint Mr Dmitry Chekashkin As A Director of
the Company Management For Voted - For
7 To Re-elect Mr Peter Hambro As A Director of the
Company Management For Voted - For
8 To Re-elect Mr Sergey Ermolenko As A Director of
the Company Management For Voted - Against
9 To Re-elect Mr Andrey Maruta As A Director of the
Company Management For Voted - For
10 To Re-elect Dr Graham Birch As A Director of the
Company Management For Voted - For
11 To Re-elect Sir Malcolm Field As A Director of the
Company Management For Voted - For
12 To Re-elect Field Marshal the Lord Guthrie of
Craigiebank As A Director of the Company Management For Voted - For
13 To Re-elect Dr David Humphreys As A Director of the
Company Management For Voted - For
14 To Re-elect Sir Roderic Lyne As A Director of the
Company Management For Voted - For
15 To Re-elect Mr Charles Mcveigh III As A Director of
the Company Management For Voted - For
16 To Re-elect Dr Alfiya Samokhvalova As A Director of
the Company Management For Voted - For
17 To Re-elect Mr Martin Smith As A Director of the
Company Management For Voted - For
18 To Authorise the Directors to Allot Shares Management For Voted - For
19 To Disapply Statutory Pre-emption Rights Management For Voted - For
20 To Allow General Meetings to be Called on 14 Clear
Days' Notice Management For Voted - Against
1178
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POLYUS GOLD INTERNATIONAL LTD, JERSEY
CUSIP: G7166H100
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
1 To Receive the Company's Financial Statements and
the Reports of the Directors and the Auditors for
the Accounting Period Ended 31 December 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - Against
3 To Re-elect Adrian Coates As A Director of the
Company Management For Voted - For
4 To Re-elect Bruce Buck As A Director of the Company Management For Voted - For
5 To Re-elect Kobus Moolman As A Director of the
Company Management For Voted - For
6 To Re-elect Anna Kolonchina As A Director of the
Company Management For Voted - For
7 To Re-elect Igor Gorin As A Director of the Company Management For Voted - For
8 To Re-elect Ilya Yuzhanov As A Director of the
Company Management For Voted - For
9 To Re-elect Edward Dowling As A Director of the
Company Management For Voted - For
10 To Re-elect Pavel Grachev As A Director of the
Company Management For Voted - For
11 To Re-appoint Deloitte LLP As Auditor of the
Company to Hold Office Until the Conclusion of the
Next General Meeting at Which Accounts are Laid
Before the Company Management For Voted - For
12 To Authorise the Board to Fix the Amount of the
Auditors' Remuneration Management For Voted - For
13 To Authorise the Directors to Allot New Equity
Securities (on the Terms Set Out in Resolution 13) Management For Voted - For
14 To Authorise the Disapplication of Certain
Pre-emption Rights (on the Terms Set Out in
Resolution 14) Management For Voted - For
15 To Authorise the Company to Make Market Share Buy
Backs (on the Terms Set Out in Resolution 15) Management For Voted - For
RANDGOLD RESOURCES LIMITED
CUSIP: 752344309 TICKER: GOLD
Meeting Date: 06-May-14 Meeting Type: Annual
O1 To Receive and Consider the Audited Financial
Statements of the Company for the Year Ended 31
December 2013 Together with the Directors' Reports
and the Auditors' Report on the Financial
Statements. Management For Voted - For
O2 To Declare A Final Dividend of Us$0.50 Per Ordinary
Share Recommended by the Directors in Respect of
the Financial Year Ended 31 December 2013. Management For Voted - For
1179
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O3 To Approve the Directors' Remuneration Report for
the Financial Year Ended 31 December 2013 (other
Than the Directors' Remuneration Policy Report). Management For Voted - Against
O4 To Approve the Directors' Remuneration Policy
Report. Management For Voted - For
O5 To Re-elect Mark Bristow As A Director of the
Company. Management For Voted - For
O6 To Re-elect Norborne Cole Jr As A Director of the
Company. Management For Voted - For
O7 To Re-elect Christopher Coleman As A Director of
the Company. Management For Voted - For
O8 To Re-elect Kadri Dagdelen As A Director of the
Company. Management For Voted - For
O9 To Re-elect Jamil Kassum As A Director of the
Company. Management For Voted - For
O10 To Re-elect Jeanine Mabunda Lioko As A Director of
the Company. Management For Voted - For
O11 To Re-elect Andrew Quinn As A Director of the
Company. Management For Voted - For
O12 To Re-elect Graham Shuttleworth As A Director of
the Company. Management For Voted - For
O13 To Re-elect Karl Voltaire As A Director of the
Company. Management For Voted - For
O14 To Re-appoint Bdo LLP As the Auditor of the Company
to Hold Office Until the Conclusion of the Next
Annual General Meeting of the Company. Management For Voted - For
O15 To Authorise the Directors to Determine the
Remuneration of the Auditors. Management For Voted - For
S16 To Increase the Authorised Share Capital of the
Company. Management For Voted - For
O17 Authority to Allot Shares and Grant Rights to
Subscribe For, Or Convert Any Security Into Shares. Management For Voted - For
O18 Awards of Ordinary Shares to Non- Executive
Directors. Management For Voted - For
O19 Variation of Directors Powers Under the Articles of
Association. Management For Voted - For
S20 Authority to Disapply Pre-emption Rights. Management For Voted - For
S21 Authority for the Company to Purchase Its Own
Ordinary Shares. Management For Voted - For
S22 Articles of Association. Management For Voted - For
O23 Scrip Dividend. Management For Voted - For
O24 Electronic Communications. Management For Voted - For
SEMAFO INC, SAINT-LAURENT QC
CUSIP: 816922108
Meeting Date: 15-May-14 Meeting Type: MIX
1.1 Election for Director: Terence F. Bowles Management For Voted - For
1.2 Election for Director: Benoit Desormeaux Management For Voted - For
1.3 Election for Director: Jean Lamarre Management For Voted - For
1180
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Election for Director :john Leboutillier Management For Voted - For
1.5 Election for Director :gilles Masson Management For Voted - For
1.6 Election for Director :lawrence Mcbrearty Management For Voted - For
1.7 Election for Director :tertius Zongo Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Determine
Their Compensation Management For Voted - For
3 Extension of the Shareholders Rights Plan Management For Voted - For
4 Advisory Resolution on the Corporations Approach to
Executive Compensation Management For Voted - For
08 Apr 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' Only for
Resolutions 3 and 4 and 'in Favor' Or 'abstain'
Only for Res-olution Numbers 1.1 to 1.7 and 2.
Thank You. Non-Voting Non-Voting
08 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment, Change in
Text of Resolution 2 and Change in Meeting Type
from Agm To-mix. If You Have Already Sent in Your
Votes, Please Do Not Return This Proxy-form Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
SIBANYE GOLD
CUSIP: 825724206 TICKER: SBGL
Meeting Date: 05-Nov-13 Meeting Type: Special
1. Approval for the Allotment and Issue of the
Consideration Shares Management For Voted - For
2. Election of A Director -mr R T L Chan Management For Voted - For
3. Election of A Director -mr C D Chadwick Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual
1. Re-appointment of Auditors Management For Voted - For
2. Election of A Director: Zst Skweyiya Management For Voted - For
3. Re-election of A Director: Ms Moloko Management For Voted - For
4. Re-election of A Director: Nj Froneman Management For Voted - For
5. Re-election of A Director: C Keyter Management For Voted - For
6. Re-election of A Director: Ka Rayner Management For Voted - For
7. Re-election of A Member and Chair of the Audit
Committee: Ka Rayner Management For Voted - For
8. Re-election of A Member of the Audit Committee: Rp
Menell Management For Voted - For
9. Re-election of A Member of the Audit Committee: Ng
Nika Management For Voted - For
10. Re-election of A Member of the Audit Committee: Sc
Van Der Merwe Management For Voted - For
11. Approval for the Issue of Authorised But Unissued
Ordinary Shares Management For Voted - For
1181
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12. Advisory Endorsement of the Renumeration Policy Management For Voted - For
S1. Approval for the Renumeration of Non-executive
Directors Management For Voted - For
S2. Approval for the Company to Grant Financial
Assistance in Terms of Section 44 and 45 of the Act Management For Voted - For
S3. Acquisition of the Company's Own Shares Management For Voted - For
ZHAOJIN MINING INDUSTRY COMPANY LTD, BEIJING
CUSIP: Y988A6104
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/1015/ltn-20131015227.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn-20131015219.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn2-0131015215.pdf Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Non-public Issue of Debt Financial Instruments" and
the Authorization of the Chairman of the Company to
Determine and Handle All Matters Relating to the
Non-public Issue of Debt Financial Instruments Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091025.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/lt-n20140508521.pdf
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091039.pdf, and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/050-8/ltn20140508453.pdf Non-Voting Non-Voting
Please Note That This is an Amendment to Meeting Id
299781 Due to Addition Of-resolution S.4. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
O.i The Report of the Board of Directors ("board") of
the Company for the Year Ended 31 December 2013 Management For Voted - For
O.ii The Report of the Supervisory Committee of the
Company for the Year Ended 31 December 2013 Management For Voted - For
O.iii The Audited Financial Report of the Company for the
Year Ended 31 December 2013 Management For Voted - For
1182
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.iv The Proposal for the Declaration and Payment of
Final Dividends for the Year Ended 31 December 2013 Management For Voted - For
O.v The Proposal for the Re-appointment of Ernst &
Young and Shulun Pan Certified Public Accountants
As the International Auditor and the Prc Auditor of
the Company Respectively for the Year Ended 31
December 2014, and to Authorize the Board to Fix
Their Respective Remuneration Management For Voted - For
S.1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Allot,
Issue Or Deal with the Domestic Shares and H Shares
of Up to A Maximum of 20% of the Aggregate Nominal
Value of Each of the Issued Domestic Shares and H
Shares of the Company As at the Date of Passing
This Resolution Management For Voted - Against
S.2 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - For
S.3 Proposal for the Issuance of Non- Financial
Corporate Debt Financing Instrument in the
Inter-bank Board Market Management For Voted - For
S.4 The Proposed Issue of Corporate Bonds in the Prc
and the Grant of Authority to the Board to Deal
with Such Matters Relating to the Issue of the
Corporate Bonds (as Set Out in the Circular of the
Company Dated 9 May 2014) Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091027.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091045.pdf Non-Voting Non-Voting
1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - Against
1183
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFRICAN BARRICK GOLD PLC, LONDON
CUSIP: G0128R100
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 That the Audited Annual Accounts for the Company
for the Financial Year Ended 31 December 2013,
Together with the Strategic Report, the Directors'
Report and the Auditors' Reports be Received Management For Voted - For
2 That the Directors' Remuneration Report for the
Financial Year Ended 31 December 2013 be Approved Management For Voted - For
3 That the Directors' Remuneration Policy be Approved
and Shall Take Effect Immediately After the 2014
Annual General Meeting Management For Voted - For
4 That A Final Dividend of Us2.0 Cents Per Ordinary
Share, for the Year Ended 31 December 2013, be
Approved Management For Voted - For
5 That Kelvin Dushnisky be Re-elected As A Director
of the Company Management For Voted - For
6 That Bradley ("brad") Gordon be Elected As A
Director of the Company Management For Voted - For
7 That Ambassador Juma V. Mwapachu be Re- Elected As
A Director of the Company Management For Voted - For
8 That Graham Clow be Elected As A Director of the
Company Management For Voted - For
9 That Rachel English be Elected As A Director of the
Company Management For Voted - For
10 That Andre Falzon be Re-elected As A Director of
the Company Management For Voted - For
11 That Stephen Galbraith be Re-elected As A Director
of the Company Management For Voted - For
12 That Michael Kenyon be Re-elected As A Director of
the Company Management For Voted - For
13 That Steve Lucas be Elected As A Director of the
Company Management For Voted - For
14 That Richard ("rick") Mccreary be Re-elected As A
Director of the Company Management For Voted - For
15 That Peter Tomsett be Elected As A Director of the
Company Management For Voted - For
16 That PricewaterhouseCoopers LLP be Re- Appointed As
Auditors of the Company Management For Voted - For
17 That the Audit Committee of the Company be
Authorised to Agree the Remuneration of the Auditors Management For Voted - For
18 That the Directors of the Company be Authorised to
Allot Shares in the Company Management For Voted - For
19 That the Directors of the Company be Empowered to
Allot Equity Securities for Cash Management For Voted - For
20 That the Company be Authorised to Make Market
Purchases of Ordinary Shares Management For Voted - For
1184
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 That A General Meeting Other Than an Annual General
Meeting May be Called on Not Less Than 14 Clear
Days' Notice Management For Voted - Against
AFRICAN MINERALS LTD
CUSIP: G0114P100
Meeting Date: 26-Sep-13 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
219166 Due to Receipt of P-ast Record Date. All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1 Receive and Adopt the Directors' Report, the
Financial Statements and the Auditor's Report for
the Financial Year Ended 31 December 2012, As
Approved by the Directors Management For Voted - For
2 Approve the Directors' Remuneration Report for the
Year Ended 31 December 2012 Management For Voted - Against
3 Approve the Re-appointment of Ernst & Young LLP As
Independent Auditors to the Company and Authorise
the Directors to Set Their Remuneration Management For Voted - For
4 Re-elect Murray John, Who Retired by Rotation, As A
Director of the Company Management For Voted - For
5 Re-elect Bernard Pryor, Who Retired by Rotation, As
A Director of the Company Management For Voted - For
6 Re-elect Li Zhimin, Who Was Appointed As A Director
by the Board, As A Director of the Company Management For Voted - For
7 Re-elect Ian Cockerill, Who Was Appointed As A
Director by the Board, As A Director of the Company Management For Voted - For
ALACER GOLD CORP
CUSIP: 010679108
Meeting Date: 27-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.5 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Rodney P. Antal Management For Voted - For
1.2 Election of Director: Thomas R. Bates, Jr. Management For Voted - For
1.3 Election of Director: Jan A. Castro Management For Voted - For
1.4 Election of Director: Edward C. Dowling, Jr. Management For Voted - For
1.5 Election of Director: Richard P. Graff Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors Management For Voted - For
3 Adoption of the 2014 Equity Plan Management For Voted - For
1185
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALAMOS GOLD INC
CUSIP: 011527108
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1,"
and 'in Favor' Or 'abstain' Only for
Resolution-numbers "2.1, to 2.6 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six Management For Voted - For
2.1 Election of Director: Anthony Garson Management For Voted - For
2.2 Election of Director: David Gower Management For Voted - For
2.3 Election of Director: John A. Mccluskey Management For Voted - For
2.4 Election of Director: Paul J. Murphy Management For Voted - For
2.5 Election of Director: Kenneth Stowe Management For Voted - For
2.6 Election of Director: David Fleck Management For Voted - For
3 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
ALLIED NEVADA GOLD CORP
CUSIP: 019344100 TICKER: ANV
Meeting Date: 01-May-14 Meeting Type: Annual
1. Director Management
1 Robert M. Buchan Management For Voted - For
2 Randy E. Buffington Management For Voted - For
3 John W. IVany Management For Voted - For
4 Stephen A. Lang Management For Voted - For
5 Cameron A. Mingay Management For Voted - For
6 Terry M. Palmer Management For Voted - For
7 Carl A. Pescio Management For Voted - For
8 A. Murray Sinclair Management For Voted - For
9 Robert G. Wardell Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Named Executive Officer Compensation for Fiscal
2013. Management For Voted - For
3. Ratification of Eks&h Lllp As the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
4. Approve the Allied Nevada Gold Corp. Performance
and Incentive Pay Plan. Management For Voted - For
1186
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHA NATURAL RESOURCES, INC.
CUSIP: 02076X102 TICKER: ANR
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Election of Director: Kevin S. Crutchfield Management For Voted - For
1.2 Election of Director: Angelo C. Brisimitzakis Management For Voted - For
1.3 Election of Director: William J. Crowley, Jr. Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Glenn A. Eisenberg Management For Voted - For
1.6 Election of Director: Deborah M. Fretz Management For Voted - For
1.7 Election of Director: P. Michael Giftos Management For Voted - For
1.8 Election of Director: L. Patrick Hassey Management For Voted - For
1.9 Election of Director: Joel Richards, III Management For Voted - For
2. Approval of the Amended and Restated 2012 Long-term
Incentive Plan. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Ratification of Independent Registered Public
Accounting Firm, KPMG LLP. Management For Voted - For
5. A Stockholder Proposal Requesting an Environmental
Report. Shareholder Against Voted - Against
6. A Stockholder Proposal Requesting A Climate Change
Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Requesting an Amendment to
Alpha's Equal Employment Opportunity Policy. Shareholder Against Voted - For
AQUILA RESOURCES LTD
CUSIP: Q0460J103
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
253511 Due to Addition Of-resolution 3(a). All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Voting Exclusions Apply to This Meeting for
Proposal 4 and Votes Cast by Any I-ndividual Or
Related Party Who Benefit from the Passing of the
Proposal/s Will-be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or Expect-to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") on the Releva-nt Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. by Vot-ing (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge That Y- Ou Have Not Obtained Benefit
Neither Expect to Obtain Benefit by the Passing O-f
1187
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 To Re-elect Mr Gordon Galt As A Director Management For Voted - Against
2 To Elect Mr Steve Scudamore As A Director Management For Voted - For
3 To Elect Mr Zhaoming Lu As A Director Management For Voted - For
3(a) To Elect Mr Tim Netscher As A Director Management For Voted - For
4 To Adopt the Remuneration Report Management For Voted - For
5 To Adopt the New Company Constitution Management For Voted - Against
ARCH COAL, INC.
CUSIP: 039380100 TICKER: ACI
Meeting Date: 24-Apr-14 Meeting Type: Annual
1. Director Management
1 John W. Eaves Management For Voted - For
2 Douglas H. Hunt Management For Voted - For
3 J. Thomas Jones Management For Voted - For
4 George C. Morris III Management For Voted - For
5 Paul A. Lang Management For Voted - For
2. Advisory Approval of the Company's Named Executive
Officer Compensation. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young,
LLP As Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
4. Stockholder Proposal: Majority Vote for Directors. Shareholder Against Voted - For
5. Stockholder Proposal: Report on Environmental
Matters. Shareholder Against Voted - Against
ARGONAUT GOLD INC, TORONTO, ON
CUSIP: 04016A101
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' For-all Resolutions. Thank
You. Non-Voting Non-Voting
1.1 Election of Director: Peter C. Dougherty Management For Voted - For
1.2 Election of Director: Brian J. Kennedy Management For Voted - For
1.3 Election of Director: James E. Kofman Management For Voted - For
1.4 Election of Director: Christopher R. Lattanzi Management For Voted - For
1.5 Election of Director: Peter Mordaunt Management For Voted - For
1.6 Election of Director: Dale C. Peniuk Management For Voted - For
1.7 Election of Director: David H. Watkins Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, As Auditors of the Company
and the Authorization of the Directors to Fix Their
Remuneration Management For Voted - For
1188
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARRIUM LTD, SYDNEY NSW
CUSIP: Q05369105
Meeting Date: 18-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
1 Remuneration Report Management For Voted - For
2 Re-election of Mr C R Galbraith Am As A Director Management For Voted - For
3 Re-election of Ms R Warnock As A Director Management For Voted - For
ATLAS IRON LTD
CUSIP: Q0622U103
Meeting Date: 30-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (1, 4 and 5),- You
Acknowledge That You Have Not Obtained Benefit
Neither Expect to Obtain-benefit by the Passing of
the Relevant Proposal/s and You Comply with
The-voting Exclusion Non-Voting Non-Voting
1 Remuneration Report Management For Voted - For
2 Re-election of Ms Tai Sook Yee As A Director Management For Voted - For
3 Re-election of Dr David Smith As A Director Management For Voted - For
4 Authority to Issue Shares to Settle the Performance
Rights & Share Appreciation Rights Vesting in
Fy2015 Issued to Mr Brinsden and to Give Retirement
Benefits Management For Voted - For
5 Authority to Issue Shares to Settle the Performance
Rights & Share Appreciation Rights Vesting in
1189
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Fy2015 Issued to Mr Hancock and to Give Retirement
Benefits Management For Voted - For
AURICO GOLD INC.
CUSIP: 05155C105 TICKER: AUQ
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Alan R. Edwards Management For Voted - For
2 Mark J. Daniel Management For Voted - For
3 Scott G. Perry Management For Voted - For
4 Luis M. Chavez Management For Voted - For
5 Patrick D. Downey Management For Voted - For
6 Ronald E. Smith Management For Voted - For
7 Richard M. Colterjohn Management For Voted - For
8 Joseph G. Spiteri Management For Voted - For
02 Appoint KPMG LLP, Chartered Accountants, As
Auditors for the Company, and to Authorize the
Directors of the Company to Set the Auditors'
Remuneration. Management For Voted - For
03 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders, Confirming and
Ratifying the Company's Advance Notice By-law. Management For Voted - For
04 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders Confirming and Ratifying
the Amendments to the Company's By-law No. 1. Management For Voted - For
05 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders Confirming and Ratifying
the Company's Amended and Restated Employee Share
Purchase Plan To, Among Other Things, Replenish the
Common Shares Reserved for Issuance Under the Plan
and to Specify Amendments to the Plan That Would
Require Shareholder Approval. Management For Voted - For
06 Consider And, If Deemed Advisable, Pass A
Non-binding, Advisory Resolution Accepting the
Company's Approach to Executive Compensation. Management For Voted - Against
B2GOLD CORP, VANCOUVER BC
CUSIP: 11777Q209
Meeting Date: 13-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.9 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at 9 Management For Voted - For
2.1 Election of Director: Clive Johnson Management For Voted - For
2.2 Election of Director: Robert Cross Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.3 Election of Director: Robert Gayton Management For Voted - For
2.4 Election of Director: Barry Rayment Management For Voted - For
2.5 Election of Director: Jerry Korpan Management For Voted - For
2.6 Election of Director: John IVany Management For Voted - For
2.7 Election of Director: Bongani Mtshisi Management For Voted - For
2.8 Election of Director: Michael Carrick Management For Voted - For
2.9 Election of Director: Kevin Bullock Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 To Approve the Option Plan Resolution Relating to
the Adoption of the Amended Plan, As Described in
the Management Information Circular of B2gold Corp.
for the Annual General and Special Meeting of the
Shareholders to be Held on June 13, 2014 Management For Voted - For
5 To Approve the Rsu Plan Resolution Relating to the
Amendment of the Rsu Plan, As Described in the
Management Information Circular of B2gold Corp. for
the Annual General and Special Meeting of the
Shareholders to be Held on June 13, 2014 Management For Voted - For
6 To Approve the Advance Notice Policy Resolution
Relating to the Ratification, Confirmation and
Approval of the Advance Notice Policy, As Described
in the Management Information Circular of B2gold
Corp. for the Annual General and Special Meeting of
the Shareholders to be Held on June 13, 2014 Management For Voted - For
BARISAN GOLD CORP, VANCOUVER, BC
CUSIP: 06759D101
Meeting Date: 18-Jul-13 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
200707 Due to Addition Of-resolution. All Votes
Received on the Previous Meeting Will be
Disregarded And-you Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "1, 4,
5, and 6" and 'in Favor' Or 'abstain' Only for
Resolut-ion Numbers "2.1 to 2.3 and 3". Thank You. Non-Voting Non-Voting
1 Fixing the Number of Directors at 3 Management For Voted - Against
2.1 Election of Alex Granger to the Board of Directors
of the Company Management For Voted - For
2.2 Election of Edward C. Rochette to the Board of
Directors of the Company Management For Voted - For
2.3 Election of J.t. Lionel Martin to the Board of
Directors of the Company Management For Voted - For
3 Appointment of Dale Matheson Carr-hilton Labonte
LLP, Chartered Accountants, of Vancouver, British
Columbia, As Auditors for the Ensuing Year and to
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authorize the Directors to Fix the Remuneration to
be Paid to the Auditor Management For Voted - For
4 Approval of A Special Resolution to (i) Consolidate
the Issued and Outstanding Shares of the Company on
the Basis of Up to Ten Old Shares for One New
Share; (ii) Amend the Articles of the Company to
Allow the Directors to Approve and Implement the
Consolidation of All Or Any of the Company's
Unissued, Or Its Fully Paid Issued, Shares, and
(iii) Allow the Revocation by the Board of
Directors of This Resolution (if Passed by the
Shareholders of the Company) Before It is Acted on
Without Further Approval of the Shareholders Management For Voted - For
5 Approval of an Ordinary Resolution to Ratify,
Approve and Confirm All Lawful Acts, Contracts,
Proceeding, Appointments and Payments of Money of
and by the Directors of the Company Since the Date
of the Company's Last Annual General Meeting Management For Voted - For
6 Approval of Such Other Business As May Properly
Come Before the Meeting As the Proxyholder, in His
Sole Discretion, May See Fit Management For Voted - Against
BEADELL RESOURCES LTD, WEST PERTH WA 6005
CUSIP: Q1398U103
Meeting Date: 19-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4, 5, 6 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit (as Referred in the
Company- Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Approval of the Remuneration Report (non-binding
Resolution) Management For Voted - For
2 Re-election of Dr Michael Donaldson Management For Voted - For
3 Re-election of Mr Ross Kestel Management For Voted - For
4 Renewal of Employee Option Scheme (eos) Management For Voted - For
5 Grant of Performance Rights to Mr Robert Watkins Or
His Nominee Management For Voted - For
6 Grant of Performance Rights to Mr Peter Bowler Or
His Nominee Management For Voted - For
1192
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAPSTONE MINING CORP
CUSIP: 14068G104
Meeting Date: 30-Apr-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.8 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Eight Management For Voted - For
2.1 Election of Director: Lawrence I. Bell Management For Voted - For
2.2 Election of Director: George L. Brack Management For Voted - For
2.3 Election of Director: Chantal Gosselin Management For Voted - For
2.4 Election of Director: Gookho Lee Management For Voted - For
2.5 Election of Director: Kalidas Madhavpeddi Management For Voted - For
2.6 Election of Director: Dale C. Peniuk Management For Voted - For
2.7 Election of Director: Darren M. Pylot Management For Voted - For
2.8 Election of Director: Richard N. Zimmer Management For Voted - For
3 Appointment of Deloitte LLP, Chartered Accountants,
As Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
4 To Consider And, If Thought Advisable, to Pass A
Special Resolution Approving Amendments to the
Company's Articles to Modify the Means by Which
Notice of Meetings of Shareholders and Other
Shareholder Information May be Delivered to
Shareholders and Revising Certain Quorum
Requirements, As More Particularly Described in the
Information Circular Dated As of March 27, 2014 Management For Voted - For
5 To Consider And, If Thought Advisable, to Pass an
Ordinary Resolution Approving Amendments to the
Company's Share Option and Bonus Share Plan, As
More Particularly Described in the Information
Circular Dated As of March 27, 2014 Management For Voted - For
CENTAMIN PLC, ST HELIER
CUSIP: G2055Q105
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Company's Annual Accounts
for the Financial Year Ended 31 December 2013
Together with the Directors' Report and the
Auditor's Report on Those Accounts Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report for the Financial Year Ended 31 December
2013 Detailed in the Annual Report Management For Voted - Against
3.1 To Re-elect Josef El-raghy, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.2 To Re-elect Trevor Schultz, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
3.3 To Re-elect Gordon Edward Haslam, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
3.4 To Re-elect Professor G. Robert Bowker, Who Retires
in Accordance with Article 33 of the Company's
Articles Management For Voted - For
3.5 To Re-elect Mark Arnesen, Who Retires in Accordance
with Article 33 of the Company's Articles Management For Voted - For
3.6 To Re-elect Mark Bankes, Who Retires in Accordance
with Article 33 of the Company's Articles Management For Voted - For
3.7 To Re-elect Kevin Tomlinson, Who Retires in
Accordance with Article 33 of the Company's Articles Management For Voted - For
4.1 To Re-appoint Deloitte LLP As the Company's
Auditors to Hold Office from the Conclusion of This
Meeting Until the Conclusion of the Audit Tender
Process, Whereby the Successful Audit Firm Will be
Appointed to Fill the Casual Vacancy Until the 2015
Agm Management For Voted - For
4.2 To Authorise the Directors to Agree the
Remuneration of the Auditors Management For Voted - For
5 To Authorise the Directors to Allot Relevant
Securities Management For Voted - For
6 To Disapply the Pre-emption Rights Under the
Company's Articles in Respect of the Allotment of
Equity Securities for Cash Management For Voted - For
7 To Authorise the Company to Make Market Purchases
of Its Own Shares Management For Voted - For
CENTERRA GOLD INC, TORONTO ON
CUSIP: 152006102
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
285035 Due to Addition Of-resolution 4. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution Numbers
"1-.1 to 1.11 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Ian Atkinson Management For Voted - For
1.2 Election of Director: Richard W. Connor Management For Voted - For
1.3 Election of Director: Raphael A. Girard Management For Voted - For
1.4 Election of Director: Stephen A. Lang Management For Voted - For
1.5 Election of Director: Emil Orozbaev Management For Voted - For
1.6 Election of Director: Michael Parrett Management For Voted - For
1.7 Election of Director: Sheryl K. Pressler Management For Voted - For
1.8 Election of Director: Terry V. Rogers Management For Voted - For
1.9 Election of Director: Kalinur Sadyrov Management For Voted - For
1194
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Election of Director: Kylychbek Shakirov Management For Voted - For
1.11 Election of Director: Bruce V. Walter Management For Voted - For
2 To Approve the Appointment of KPMG LLP As the
Auditors of the Corporation for the Ensuing Year
and to Authorize the Directors of the Corporation
to Fix the Remuneration to be Paid to the Auditors Management For Voted - For
3 To Approve Amendments to By-law No. 2 of the
Company, in the Form Made by the Board of Directors
and Included As Appendix "b" to the Company's
Management Information Circular Dated April 4, 2014
and to Authorize and Direct Any Director Or Officer
of the Company, Acting For, in the Name of and on
Behalf of the Company, to Execute Or Cause to be
Executed, and to Deliver Or Cause To Management For Voted - For
Be Delivered, Such Other Documents and Instruments,
and to Do Or Cause to be Done All Such Other Acts
and Things, As May in the Opinion of Such Director
Or Officer be Necessary Or Desirable to Carry Out
the Foregoing Resolution Non-Voting
4 To Vote at the Discretion of the Proxyholder on Any
Amendments Or Variations to the Foregoing and on
Any Other Matters (other Than Matters Which are to
Come Before the Meeting and Which are the Subject
of Another Proxy Executed by the Undersigned) Which
May Properly Come Before the Meeting Or Any
Postponement Or Adjournment Thereof Management For Voted - Against
CENTURY ALUMINUM COMPANY
CUSIP: 156431108 TICKER: CENX
Meeting Date: 23-Sep-13 Meeting Type: Annual
1. Director Management
1 Jarl Berntzen Management For Voted - For
2 Michael Bless Management For Voted - For
3 Daniel Goldberg Management For Voted - For
4 Peter Jones Management For Voted - For
5 Andrew Michelmore Management For Voted - For
6 John O'brien Management For Voted - For
2. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Accounting Firm for the Fiscal Year Ending December
31, 2013 Management For Voted - For
3. Proposal to Approve on an Advisory Basis, A
Resolution on Executive Compensation Management For Voted - For
1195
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA PRECIOUS METAL RESOURCES HOLDINGS CO LTD
CUSIP: G2158B104
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425826.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0425/ltn20140425814.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
the Auditor for the Year Ended 31 December 2013 Management For Voted - For
2.a.i To Re-elect Mr. Deng Guoli As an Executive Director Management For Voted - For
2a.ii To Re-elect Mr. Li Xianghong As A Non- Executive
Director Management For Voted - For
2aiii To Re-elect Mr. Chan Kin Sang As an Independent
Non-executive Director Management For Voted - For
2a.iv To Re-elect Professor Xiao Rong Ge As an
Independent Non-executive Director Management For Voted - For
2.b To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
3 To Re-appoint Crowe Horwath (hk) Cpa Limited As the
Auditor of the Company and to Authorize the
Directors to Fix Its Remuneration Management For Voted - For
4.A To Grant an Unconditional General Mandate to the
Directors to Allot and Issue Shares Management For Voted - Against
4.B To Grant an Unconditional General Mandate to the
Directors to Repurchase Shares Management For Voted - For
4.C To Extend the General Mandate Granted to the
Directors to Issue Shares Under Resolution 4(a) by
Adding the Nominal Amount of Shares Repurchased by
the Company Under Resolution 4(b) Management For Voted - Against
Meeting Date: 30-May-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0513/ltn20140513299.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0513/ltn20140513290.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 (a) to Approve and Adopt the New Share Option
Scheme of the Company (the "2014 Share Option
Scheme", the Principal Terms of Which are Set Out
1196
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in the Company's Circular Dated 14 May 2014) and to
Authorize the Directors of the Company to Grant
Options to Subscribe for Shares of the Company of
Hkd 0.125 Each ("shares") Thereunder and to Allot,
Issue and Deal in Any Shares Pursuant to the
Exercise of the Options Which May be Granted Under
the 2014 Share Option Scheme and to Do All Such
Acts As the Directors May in Their Absolute
Discretion Consider Necessary Or Expedient in Order
to Give Full Effect to the 2014 Share Option
Scheme; and (b) to Terminate (save That Any
Outstanding Options Granted and Unexercised Thereof
Will Remain Valid and Exercisable) the Existing
Share Option Scheme Adopted by the Company Pursuant
to A Contd Management For Voted - For
Contd Written Resolution of All the Shareholders of
the Company Dated 18-september 2004 Non-Voting Non-Voting
CLOUD PEAK ENERGY INC.
CUSIP: 18911Q102 TICKER: CLD
Meeting Date: 14-May-14 Meeting Type: Annual
1A. Election of Director: William Fox III Management For Voted - For
1B. Election of Director: James Voorhees Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm for the 2014 Fiscal Year. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers, As
Disclosed in the Proxy Statement Pursuant to Item
402 of Regulation S- K Promulgated by the
Securities and Exchange Commission. Management For Voted - For
COEUR MINING, INC.
CUSIP: 192108504 TICKER: CDE
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Election of Director: Linda L. Adamany Management For Voted - For
1.2 Election of Director: Kevin S. Crutchfield Management For Voted - For
1.3 Election of Director: Sebastian Edwards Management For Voted - For
1.4 Election of Director: Randolph E. Gress Management For Voted - For
1.5 Election of Director: Mitchell J. Krebs Management For Voted - For
1.6 Election of Director: Robert E. Mellor Management For Voted - For
1.7 Election of Director: John H. Robinson Management For Voted - For
1.8 Election of Director: J. Kenneth Thompson Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
1197
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CONTINENTAL GOLD LTD
CUSIP: G23850103
Meeting Date: 02-Jun-14 Meeting Type: Annual General Meeting
1.1 Election of Director: Leon Teicher Management For Voted - For
1.2 Election of Director: Ari B. Sussman Management For Voted - For
1.3 Election of Director: Jaime I. Gutierrez Management For Voted - For
1.4 Election of Director: Gustavo J. Koch Management For Voted - For
1.5 Election of Director: Paul J. Murphy Management For Voted - For
1.6 Election of Director: Kenneth G. Thomas Management For Voted - For
1.7 Election of Director: Timothy A. Warman Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 Resolution Ratifying, Confirming and Approving the
Adoption of A Deferred Share Unit Plan, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - For
4 Resolution Ratifying, Confirming and Approving the
Adoption of A Restricted Share Unit Plan, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - For
5 Resolution Approving Certain Amendments to the
Company's Bye- Laws 60(a) and 61, As More
Particularly Described in the Accompanying
Information Circular Management For Voted - Against
DENISON MINES CORP, TORONTO, ON
CUSIP: 248356107
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: John H. Craig Management For Voted - For
1.2 Election of Director: W. Robert Dengler Management For Voted - For
1.3 Election of Director: Brian D. Edgar Management For Voted - For
1.4 Election of Director: Ron F. Hochstein Management For Voted - For
1.5 Election of Director: Tae Hwan Kim Management For Voted - For
1.6 Election of Director: Lukas H. Lundin Management For Voted - For
1.7 Election of Director: William A. Rand Management For Voted - For
1.8 Election of Director: Catherine J.g. Stefan Management For Voted - For
2 Reappointment of PricewaterhouseCoopers LLP As
Auditors and to Authorize the Directors to Fix the
Remuneration of the Auditors Management For Voted - For
1198
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DETOUR GOLD CORPORATION, TORONTO ON
CUSIP: 250669108
Meeting Date: 01-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or ' Abstain '-for All Resolutions. Non-Voting Non-Voting
1.1 Election of Director: Peter E. Crossgrove Management For Voted - For
1.2 Election of Director: Louis Dionne Management For Voted - For
1.3 Election of Director: Robert E. Doyle Management For Voted - For
1.4 Election of Director: Andre Falzon Management For Voted - For
1.5 Election of Director: Ingrid J. Hibbard Management For Voted - For
1.6 Election of Director: J. Michael Kenyon Management For Voted - For
1.7 Election of Director: Paul Martin Management For Voted - For
1.8 Election of Director: Alex G. Morrison Management For Voted - For
1.9 Election of Director: Jonathan Rubenstein Management For Voted - For
1.10 Election of Director: Graham Wozniak Management For Voted - For
2 Appointment of KPMG LLP, Chartered Accountants As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
DUNDEE PRECIOUS METALS INC, TORONTO ON
CUSIP: 265269209
Meeting Date: 07-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.11. and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Derek H. L. Buntain Management For Voted - For
1.2 Election of Director: R. Peter Gillin Management For Voted - For
1.3 Election of Director: Jonathan Goodman Management For Voted - For
1.4 Election of Director: Richard Howes Management For Voted - For
1.5 Election of Director: Murray John Management For Voted - For
1.6 Election of Director: Jeremy Kinsman Management For Voted - For
1.7 Election of Director: Garth A. C. Macrae Management For Voted - For
1.8 Election of Director: Peter Nixon Management For Voted - For
1.9 Election of Director: Ronald Singer Management For Voted - For
1.10 Election of Director: Anthony P. Walsh Management For Voted - For
1.11 Election of Director: Donald Young Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditor of the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 To Consider, and If Deemed Appropriate, to Pass
with Or Without Variation, Amendments to the
Corporation's Amended and Restated By-law No. 1 to
Increase the Quorum Requirement for Meetings of
Shareholders and Add an Advance Notice Provision
1199
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
for Nominations of Directors by Shareholders, in
Certain Circumstances, As More Particularly
Described in the Accompanying Management
Information Circular Management For Voted - For
ENDEAVOUR SILVER CORP.
CUSIP: 29258Y103 TICKER: EXK
Meeting Date: 08-May-14 Meeting Type: Annual
01 Director Management
1 Ricardo M. Campoy Management For Voted - For
2 Bradford J. Cooke Management For Voted - For
3 Geoffrey A. Handley Management For Voted - For
4 Rex J. Mclennan Management For Voted - For
5 Kenneth Pickering Management For Voted - For
6 Mario D. Szotlender Management For Voted - For
7 Godfrey J. Walton Management For Voted - For
02 Appointment of KPMG LLP, Chartered Accountants As
Auditor of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
03 To Reconfirm the Company's Shareholder Rights Plan. Management For Voted - For
EVOLUTION MINING LIMITED
CUSIP: Q3647R147
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 To Adopt the Remuneration Report Management For Voted - For
2 Re-election of Mr John Rowe As A Director of the
Company Management For Voted - For
3 Election of Mr Colin Johnstone As A Director of the
Company Management For Voted - For
4 Issue of Performance Rights to Mr Jacob Klein Management For Voted - For
1200
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FERREXPO PLC, LONDON
CUSIP: G3435Y107
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 To Receive the Accounts and Reports of the
Directors and the Auditors for the Year Ended 31
December 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Report for
the Year Ended 31 December 2013 (other Than the
Part Containing the Directors' Remuneration Policy) Management For Voted - For
3 To Approve the Directors' Remuneration Policy As
Set Out in the Directors' Remuneration Report for
the Year Ended 31 December 2013 Management For Voted - For
4 To Declare A Dividend of 3.3 Us Cents Per Ordinary
Share Management For Voted - For
5 To Re-appoint Ernst and Young LLP As Auditors of
the Company Management For Voted - For
6 To Authorise the Directors to Determine the
Auditors' Remuneration Management For Voted - For
7 To Re-elect Michael Abrahams As A Director Management For Voted - For
8 To Re-elect Oliver Baring As A Director Management For Voted - For
9 To Re-elect Raffaele (lucio) Genovese As A Director Management For Voted - For
10 To Re-elect Wolfram Kuoni As A Director Management For Voted - For
11 To Re-elect Christopher Mawe As A Director Management For Voted - For
12 To Re-elect Ihor Mitiukov As A Director Management For Voted - For
13 To Re-elect Miklos Salamon As A Director Management For Voted - For
14 To Re-elect Kostyantin Zhevago As A Director Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply Pre-
Emption Rights Management For Voted - For
17 To Renew the Authority for the Company to Purchase
Its Own Shares Management For Voted - For
18 To Renew the Authority for General Meetings to be
Called on 14 Clear Days' Notice Management For Voted - Against
FIRST MAJESTIC SILVER CORP.
CUSIP: 32076V103 TICKER: AG
Meeting Date: 27-May-14 Meeting Type: Annual
01 To Set the Number of Directors at Six. Management For Voted - For
02 Director Management
1 Keith Neumeyer Management For Voted - For
2 Ramon Davila Management For Voted - For
3 Robert Mccallum Management For Voted - For
4 Douglas Penrose Management For Voted - For
5 Tony Pezzotti Management For Voted - For
6 David Shaw Management For Voted - For
1201
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
03 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration. Management For Voted - For
04 Approval of the Resolution Approving the Company's
Proposed Stock Option Plan and the Reservation of
Shares for Issuance Thereunder, As More
Particularly Set Forth in the Information Circular
Prepared for the Annual General Meeting. Management For Voted - For
FORTUNA SILVER MINES INC, VANCOUVER BC
CUSIP: 349915108
Meeting Date: 19-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 10
and 11" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2 to 9". Thank You. Non-Voting Non-Voting
1 To Determine the Number of Directors at Seven Management For Voted - For
2 Elect Jorge Ganoza Durant As A Director Management For Voted - For
3 Elect Simon Ridgway As A Director Management For Voted - For
4 Elect Michael IVerson As A Director Management For Voted - For
5 Elect Mario Szotlender As A Director Management For Voted - For
6 Elect Robert Gilmore As A Director Management For Voted - For
7 Elect Thomas Kelly As A Director Management For Voted - For
8 Elect David Farrell As A Director Management For Voted - For
9 Appoint Deloitte LLP As Auditors of the Company and
Authorize the Directors to Fix Their Remuneration Management For Voted - For
10 Ratify the Adoption of the Company's Advance Notice
Policy Management For Voted - For
11 Transact Such Other Business As May Properly Come
Before the Meeting Management For Voted - Against
GABRIEL RESOURCES LTD, TORONTO
CUSIP: 361970106
Meeting Date: 18-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Dag Cramer Management For Voted - For
1.2 Election of Director: Dr. Alfred Gusenbauer Management For Voted - Against
1.3 Election of Director: Jonathan Henry Management For Voted - For
1.4 Election of Director: Keith Hulley Management For Voted - For
1.5 Election of Director: H. Wayne Kirk Management For Voted - For
1.6 Election of Director: Igor Levental Management For Voted - For
1.7 Election of Director: David Peat Management For Voted - For
1.8 Election of Director: Walter Segsworth Management For Voted - For
1202
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Re-appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As Auditors of the Company for the
Ensuing Year and to Authorize the Directors of the
Company to Fix Their Remuneration Management For Voted - For
3 To Reapprove and Reconfirm the Restricted Share
Unit Plan of the Company and All Unallocated
Restricted Share Units Thereunder for an Additional
Three Years, As Further Described in the Management
Information Circular Accompanying This Proxy Management For Voted - For
4 To Approve the Amendment of the Deferred Share Unit
Plan of the Company to Increase the Maximum Number
of Deferred Share Units That May be Granted Under
Such Plan, As Further Described in the Management
Information Circular Accompanying This Proxy Management For Voted - For
GOLD RESOURCE CORPORATION
CUSIP: 38068T105 TICKER: GORO
Meeting Date: 19-Jun-14 Meeting Type: Annual
1. Director Management
1 Bill M. Conrad Management For Voted - For
2 Jason D. Reid Management For Voted - For
3 Tor Falck Management For Voted - For
4 Gary C. Huber Management For Voted - For
2. Ratify KPMG LLP As Independent Registered Public
Accounting Firm for 2014. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
HARMONY GOLD MINING COMPANY LIMITED
CUSIP: 413216300 TICKER: HMY
Meeting Date: 05-Dec-13 Meeting Type: Annual
O1 To Re-elect Joaquim Chissano As A Director Management For Voted - Against
O2 To Re-elect Cathie Marcus As A Director Management For Voted - For
O3 To Re-elect Andre Wilkens As A Director Management For Voted - For
O4 To Elect Karabo Nondumo As A Director Management For Voted - For
O5 To Elect Vishnu Pillay As A Director Management For Voted - For
O6 To Re-elect John Wetton As A Member of the Audit
Committee Management For Voted - For
O7 To Re-elect Fikile De Buck As A Member of the Audit
and Risk Committee Management For Voted - For
O8 To Re-elect Simo Lushaba As A Member of the Audit
and Risk Committee Management For Voted - For
O9 To Re-elect Modise Motloba As A Member of the Audit
Committee Management For Voted - For
O10 To Elect Karabo Nondumo As A Member of the Audit
Committee Management For Voted - For
O11 To Reappoint the External Auditors Management For Voted - For
O12 To Approve the Remuneration Policy Management For Voted - For
1203
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
S13 To Approve Non-executive Directors' Remuneration Management For Voted - For
S14 Financial Assistance to Related and Inter-related
Companies Management For Voted - For
S15 Amendment of the Company's Memorandum of
Incorporation Management For Voted - For
HECLA MINING CO, COEUR D ALENE, ID
CUSIP: 422704106
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' Only-for Resolution Numbers
"1.1 and 1.2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Phillips S. Baker, Jr. Management For Voted - For
1.2 Election of Director: Dr. Anthony P. Taylor Management For Voted - For
2 Proposal to Ratify and Approve the Selection of Bdo
Usa, LLP As Independent Auditors of the Company for
the Calendar Year Management For Voted - For
3 Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4 Approval of Amendments to the Company's Certificate
of Incorporation and Bylaws to Permit Shareholders
to Call Special Meetings of Shareholders Management For Voted - For
HECLA MINING COMPANY
CUSIP: 422704106 TICKER: HL
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Phillips S. Baker, Jr. Management For Voted - For
2 Dr. Anthony P. Taylor Management For Voted - For
2. Proposal to Ratify and Approve the Selection of Bdo
Usa, LLP As Independent Auditors of the Company for
the Calendar Year. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Approval of Amendments to the Company's Certificate
of Incorporation and Bylaws to Permit Shareholders
to Call Special Meetings of Shareholders. Management For Voted - For
HIDILI INDUSTRY INTERNATIONAL DEVELOPMENT LTD, GRA
CUSIP: G44403106
Meeting Date: 31-Dec-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1204
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212641.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2013/1212/ltn20131212637.pdf Non-Voting Non-Voting
1 To Approve, Confirm and Ratify the Entering Into of
the Agreement, the Equity Pledge and the Guarantees
(as Respectively Defined in the Notice and the
Circular of the Company Dated 12 December 2013) and
to Approve the Performance of All the Respective
Transactions Contemplated Thereunder As More
Particularly Specified in the Notice Management For Voted - For
Meeting Date: 26-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn20140523005.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0523/ltn20140523013.pdf Non-Voting Non-Voting
1 To Receive and Adopt the Audited Consolidated
Financial Statements and the Reports of the
Directors of the Company and the Auditors of the
Company for the Year Ended 31 December 2013 Management For Voted - For
2 To Re-elect Mr. Xian Yang As an Executive Director Management For Voted - For
3 To Re-elect Mr. Chen Limin As an Independent
Non-executive Director Management For Voted - For
4 To Authorise the Board of Directors to Fix the
Remuneration of the Directors of the Company Management For Voted - For
5 To Re-appoint Deloitte Touche Tohmatsu As the
Auditors of the Company and to Authorise the Board
of Directors to Fix Their Remuneration Management For Voted - Against
6 To Grant A General Mandate to the Directors of the
Company to Allot, Issue Or Otherwise Deal with the
Company's New Shares Management For Voted - Against
7 To Grant A General Mandate to the Directors of the
Company to Buy Back the Company's Shares Management For Voted - For
8 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Nominal Amount of
the Shares Bought Back Management For Voted - Against
HOCHSCHILD MINING PLC, LONDON
CUSIP: G4611M107
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Accounts of the Company for
the Year Ended 31 December 2013 Management For Voted - For
1205
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Approve the 2013 Directors' Remuneration Report
(excluding the Directors' Remuneration Policy) Management For Voted - For
3 To Approve the Directors' Remuneration Policy Management For Voted - For
4 To Re-elect Graham Birch As A Director of the
Company Management For Voted - Against
5 To Re-elect Enrico Bombieri As A Director of the
Company Management For Voted - For
6 To Re-elect Jorge Born Jr. As A Director of the
Company Management For Voted - Against
7 To Re-elect Ignacio Bustamante As A Director of the
Company Management For Voted - For
8 To Re-elect Roberto Danino As A Director of the
Company Management For Voted - For
9 To Re-elect Sir Malcolm Field As A Director of the
Company Management For Voted - For
10 To Re-elect Eduardo Hochschild As A Director of the
Company Management For Voted - For
11 To Re-elect Nigel Moore As A Director of the Company Management For Voted - For
12 To Re-appoint Ernst & Young LLP As Auditors Management For Voted - For
13 To Authorise the Audit Committee to Set the
Auditors' Remuneration Management For Voted - For
14 To Authorise the Directors to Allot Shares Management For Voted - For
15 To Approve the Rules of the Deferred Bonus Plan
("dbp") and Authorise the Directors to Establish
Further Plans for Employees Based Overseas Based on
the Dbp Management For Voted - For
16 To Disapply Statutory Pre-emption Rights Management For Voted - For
17 To Authorise the Company to Make Market Purchases
of Its Own Shares Management For Voted - For
18 To Authorise General Meetings Other Than Annual
General Meetings to be Called on Not Less Than 14
Clear Days' Notice Management For Voted - Against
23 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 6. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
HUDBAY MINERALS INC
CUSIP: 443628102
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"2.a to 2.j and 3". Thank You. Non-Voting Non-Voting
1 Amend the Articles of Hudbay to Increase the
Minimum Number of Directors to Six and the Maximum
Number of Directors to Thirteen Management For Voted - For
2.A Election of Director: David Garofalo Management For Voted - For
2.B Election of Director: Igor A. Gonzales Management For Voted - For
1206
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.C Election of Director: Tom A. Goodman Management For Voted - For
2.D Election of Director: Alan R. Hibben Management For Voted - For
2.E Election of Director: W. Warren Holmes Management For Voted - For
2.F Election of Director: Sarah B. Kavanagh Management For Voted - For
2.G Election of Director: John L. Knowles Management For Voted - For
2.H Election of Director: Alan J. Lenczner Management For Voted - For
2.I Election of Director: Kenneth G. Stowe Management For Voted - For
2.J Election of Director: G. Wesley Voorheis Management For Voted - For
3 Appointment of Deloitte LLP As Auditors of Hudbay
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - For
IAMGOLD CORP, TORONTO, ON
CUSIP: 450913108
Meeting Date: 07-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "1.1 to 1.10 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: John E. Caldwell Management For Voted - For
1.2 Election of Director: Donald K. Charter Management For Voted - For
1.3 Election of Director: W. Robert Dengler Management For Voted - For
1.4 Election of Director: Guy G. Dufresne Management For Voted - For
1.5 Election of Director: Richard J. Hall Management For Voted - For
1.6 Election of Director: Stephen J. J. Letwin Management For Voted - For
1.7 Election of Director: Mahendra Naik Management For Voted - For
1.8 Election of Director: William D. Pugliese Management For Voted - For
1.9 Election of Director: John T. Shaw Management For Voted - For
1.10 Election of Director: Timothy R. Snider Management For Voted - For
2 Appointment of KPMG LLP, Chartered Accountants, As
Auditor of the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 Resolved, on an Advisory Basis, and Not to Diminish
the Role and Responsibilities of the Board of
Directors of the Corporation, That the Shareholders
Accept the Approach to Executive Compensation
Disclosed in the Corporation's Information Circular
Delivered in Advance of the 2014 Annual and Special
Meeting of Shareholders Management For Voted - For
4 Resolved That the Amendments to the Share Incentive
Plan of the Corporation Described Under the Heading
"business of the Meeting - Amendments to the Share
Incentive Plan of the Corporation" And, More Fully,
the Plan Resolution As Set Out in Appendix "b" to
the Corporation's Information Circular, Delivered
in Advance of the 2014 Annual and Special Meeting
of Shareholders, be Approved Management For Voted - For
1207
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IAMGOLD CORPORATION
CUSIP: 450913108 TICKER: IAG
Meeting Date: 07-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 John E. Caldwell Management For Voted - For
2 Donald K. Charter Management For Voted - For
3 W. Robert Dengler Management For Voted - For
4 Guy G. Dufresne Management For Voted - For
5 Richard J. Hall Management For Voted - For
6 Stephen J.j. Letwin Management For Voted - For
7 Mahendra Naik Management For Voted - For
8 William D. Pugliese Management For Voted - For
9 John T. Shaw Management For Voted - For
10 Timothy R. Snider Management For Voted - For
02 Appointment of KPMG LLP, Chartered Accountants, As
Auditor of the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
03 Resolved, on an Advisory Basis, and Not to Diminish
the Role and Responsibilities of the Board of
Directors of the Corporation, That the Shareholders
Accept the Approach to Executive Compensation
Disclosed in the Corporation's Information Circular
Delivered in Advance of the 2014 Annual and Special
Meeting of Shareholders. Management For Voted - For
04 Resolved That the Amendments to the Share Incentive
Plan of the Corporation Described Under the Heading
"business of the Meeting - Amendments to the Share
Incentive Plan of the Corporation" And, More Fully,
the Plan Resolution As Set Out in Appendix "b" to
the Corporation's Information Circular, Delivered
in Advance of the 2014 Annual and Special Meeting
of Shareholders, be Approved. Management For Voted - For
INDEPENDENCE GROUP NL
CUSIP: Q48886107
Meeting Date: 27-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
1208
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Mrs Kelly Ross Management For Voted - For
2 Election of Mr Geoffrey Clifford Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Issue of Performance Rights to Mr Christopher
Bonwick Management For Voted - For
5 Approval of New Constitution Management For Voted - For
KAZAKHMYS PLC, LONDON
CUSIP: G5221U108
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the 2013 Directors' and Auditors'
Reports and the Accounts of the Company Management For Voted - For
2 To Approve the Directors' Remuneration Policy Management For Voted - For
3 To Approve the 2013 Directors' Annual Report on
Remuneration Management For Voted - Against
4 To Elect Lynda Armstrong As A Director Management For Voted - For
5 To Re-elect Simon Heale As A Director Management For Voted - For
6 To Re-elect Oleg Novachuk As A Director Management For Voted - For
7 To Re-elect Eduard Ogay As A Director Management For Voted - Against
8 To Re-elect Clinton Dines As A Director Management For Voted - For
9 To Re-elect Vladimir Kim As A Director Management For Voted - For
10 To Re-elect Michael Lynch-bell As A Director Management For Voted - For
11 To Re-elect Lord Renwick As A Director Management For Voted - For
12 To Re-elect Charles Watson As A Director Management For Voted - For
13 To Appoint KPMG LLP As Auditors Management For Voted - For
14 To Authorise the Directors to Set the Auditors'
Remuneration Management For Voted - For
15 To Renew the Directors' Authority to Allot Shares Management For Voted - For
16 To Renew the Directors' Authority to Disapply
Pre-emption Rights Management For Voted - For
17 To Authorise the Directors to Make Market Purchases
of the Company's Shares Management For Voted - For
18 To Authorise the Calling of General Meetings on 14
Clear Days' Notice Management For Voted - Against
19 To Approve the Ltip Waiver Granted by the Takeover
Panel Pursuant to the Vesting of Ltip Awards Management For Voted - For
KENMARE RESOURCES PLC
CUSIP: G52332106
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
1 To Consider the Directors' Report, the Financial
Statements and the Independent Auditors' Report
Thereon for the Year Ended 31 December 2013 Management For Voted - For
1209
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Consider the Directors' Remuneration Report
(other Than the Directors' Remuneration Policy
Report) As Set Out on Pages 45 to 60 of the Annual
Report for the Year Ended 31 December 2013 Management For Voted - For
3 To Consider the Directors' Remuneration Policy
Report As Set Out on Pages 46 to 55 of the Annual
Report for the Year Ended 31 December 2013 Management For Voted - For
4.A To Re-elect the Following Director: Ms. S. Bianchi Management For Voted - For
4.B To Re-elect the Following Director: Mr. M. Carvill Management For Voted - For
4.C To Re-elect the Following Director: Mr. T.
Fitzpatrick Management For Voted - For
4.D To Re-elect the Following Director: Ms. E. Headon Management For Voted - For
4.E To Re-elect the Following Director: Mr. J. Loasby Management For Voted - For
4.F To Re-elect the Following Director: Mr. A. Lowrie Management For Voted - For
4.G To Re-elect the Following Director: Mr. T. Mccluskey Management For Voted - For
4.H To Re-elect the Following Director: Mr. S. Mctiernan Management For Voted - For
4.I To Re-elect the Following Director: Mr. G. Smith Management For Voted - For
5 To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
6 That, for the Purpose of Article 50(a) of the
Articles of Association of the Company, the
Directors be and are Hereby Generally and
Unconditionally Authorised to Call A General
Meeting, Other Than an Annual General Meeting Or A
Meeting for the Passing of A Special Resolution, on
Not Less Than 14 Days' Notice. the Authority Hereby
Conferred Shall Expire at the Conclusion of the
Next Annual General Meeting of the Company After
the Date of the Passing of This Resolution Unless
Previously Renewed, Varied Or Revoked by the
Company in General Meeting Management For Voted - Against
7 That (a) the Rules of the Kenmare Incentive Plan
2014 (the "kip"), A Copy of Which Will be Available
for Inspection Immediately Prior to the Annual
General Meeting and the Key Terms of Which are
Summarised in the Explanatory Notes and Appendix A
to the Circular of Which This Notice Forms Part be
Approved and Adopted and That the Directors of the
Company be Authorised to Do All Such Things in
Accordance with Applicable Law As May be Necessary
Or Desirable to Carry the Kip Into Effect
Including, If Considered Necessary Or Desirable, by
the Establishment of A Discretionary Employee
Benefit Trust to be Used in Conjunction with the
Kip; and (b) the Directors of the Company be Also
Authorised to Adopt Further Schemes Based on the
Kip But Modified to Take Account of Local Tax,
Exchange Control Or Securities Law in Overseas Contd Management For Voted - For
Contd Territories, Provided That Any Shares Made
Available Under Such Further-schemes are Treated As
Counting Against Any Limits on Individual Or
Overall-participation in the Kip Non-Voting Non-Voting
8 That the Granting of Initial Kip Awards (as
Described in the Explanatory Notes and Appendix A
1210
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to the Circular of Which This Notice Forms Part) to
the Current Executive Directors Under the Kip be
Approved and the Directors of the Company be
Authorised to Do All Such Things in Accordance with
Applicable Law As May be Necessary Or Desirable to
Make Such Awards Management For Voted - For
9 That the Authorised Ordinary Share Capital of the
Company be and is Hereby Increased from Eur
180,000,000 to Eur 240,000,000 by the Creation of
1,000,000,000 New Ordinary Shares of Eur 0.06 Each,
Such New Ordinary Shares Ranking Pari Passu in All
Respects with the Existing Authorised and Issued
Ordinary Shares of Eur 0.06 Each in the Capital of
the Company Management For Voted - For
10 That, in Substitution for All Existing Authorities
of the Directors Pursuant to Section 20 of the
Companies (amendment) Act 1983, and Subject to and
Contingent Upon the Passing of Resolution 9 Above,
the Directors be and are Hereby Generally and
Unconditionally Authorised Pursuant to Section 20
of the Companies (amendment) Act 1983 to Exercise
All Powers of The Management For Voted - For
Company to Allot Relevant Securities (within the
Meaning of Section 20 of the Companies (amendment)
Act 1983) Up to an Aggregate Nominal Amount Equal
to Eur 55,639,000. the Authority Hereby Conferred
Shall Expire at the Conclusion of the Next Annual
General Meeting, Or, If Earlier, 28 August 2015
Provided That the Company May Before Such Expiry
Make an Offer Or Agreement Which Would Or Might
Require Relevant Securities to be Allotted After
Such Expiry and the Contd Non-Voting
Contd Directors May Allot Relevant Securities in
Pursuance of Such Offer Or-agreement
Notwithstanding That the Authority Hereby Conferred
Has Expired Non-Voting Non-Voting
11 That, in Substitution for All Existing Authorities
of the Directors Pursuant to Section 24 of the
Companies (amendment) Act 1983, and Subject to the
Passing of Resolution 10 Above, the Directors be
and They are Hereby Empowered Pursuant to Section
24 of the Companies (amendment) Act, 1983 to Allot
Equity Securities (as Defined by Section 23 of the
Companies (amendment) Act, 1983) for Cash Pursuant
to the Authority Conferred by Resolution 10 Above
As If Sub-section (1) of the Said Section 23 Did
Not Apply to Any Such Allotment Provided That This
Power Shall be Limited to the Allotment of Equity
Securities:- (a) in Connection with Any Offer of
Securities Open for Any Period Fixed by the
Directors by Way of Rights Issue, Open Offer Or
Other Invitation to Or in Favour Of, Holders of
Ordinary Shares And/or Any Persons Having Contd Management For Voted - For
Contd A Right to Subscribe for Or Convert
Securities Into Ordinary Shares In-the Capital of
the Company (including, Without Limitation, Any
1211
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Holders Of-options Under Any of the Company's Share
Option Schemes for the Time Being-and Any Holders
of Warrants) and Subject to Such Exclusions Or
Arrangements-as the Directors May Deem Necessary Or
Expedient to Deal with Fractional- Entitlements Or
Legal, Regulatory Or Practical Problems Under the
Laws Of, Or-the Requirements of Any Recognised Body
Or Stock Exchange In, Any Territory;-and (b) (in
Addition to the Authority Conferred By Non-Voting Non-Voting
Paragraph (a) of This-resolution), Up to A Maximum
Aggregate Nominal Value Equal to the Nominal-value
of 5% of the Issued Ordinary Share Capital As at
the Close of Business- on the Date of Passing of
This Resolution. Contd Non-Voting
Contd the Power Hereby Conferred Shall Expire on
the Date of the Next Annual-general Meeting of the
Company After the Passing of This Resolution Or,
It-earlier. 28 August 2015 Save That the Company
May Before Such Expiry Make An-offer Or Agreement
Which Would Or Might Require Equity Securities to
Be- Allotted After Such Expiry and the Directors
May Allot Equity Securities In-pursuance of Such
Offer Or Agreement As If the Power Conferred Hereby
Had Not-expired Non-Voting Non-Voting
KINGSGATE CONSOLIDATED LTD
CUSIP: Q5318K103
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
If You Intend to Vote for the Remuneration Report,
Then You Should Vote-against the Spill Resolution. Non-Voting Non-Voting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4, 5 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Peter Alexander As A Director Management For Voted - For
2 Re-election of Craig Carracher As A Director Management For Voted - For
3 Approval of Remuneration Report Management For Voted - For
4 Issue of Performance Rights to Gavin Thomas Management For Voted - For
5 That: (a) Another Meeting of Shareholders ('spill
Meeting') be Held Within 90 Days of the Company's
2013 Annual General Meeting ('agm'); (b) All the
1212
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Company's Directors (other Than the Managing
Director) Who Were in Office When the Directors'
Resolution to Make the Directors' Remuneration
Report for the Year Ended 30 June 2013 Considered
at the Agm Was Passed, Cease to Hold Office
Immediately Before the End of the Spill Meeting;
and (c) Resolutions to Appoint Persons to Offices
That Will be Vacated Immediately Before the End of
the Spill Meeting be Put to the Vote at the Spill
Meeting Shareholder Against Voted - Against
KIRKLAND LAKE GOLD INC, KIRKLAND LAKE ON
CUSIP: 49740P106
Meeting Date: 29-Oct-13 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "1.1 to 1.9 and 2". Thank You Non-Voting Non-Voting
1.1 Election of Director: Bayley, Brian E. Management For Voted - For
1.2 Election of Director: Dobson, D. Harry W. Management For Voted - For
1.3 Election of Director: Gabriel, Trevor M. Management For Voted - For
1.4 Election of Director: Hinchcliffe, Brian A. Management For Voted - For
1.5 Election of Director: Klessig, Pamela J. Management For Voted - For
1.6 Election of Director: Lemasson, Claude F. Management For Voted - For
1.7 Election of Director: Tessier, Mark S. Management For Voted - For
1.8 Election of Director: Thomson, John S. Management For Voted - For
1.9 Election of Director: Whittaker, Dawn P. Management For Voted - For
2 Appointment of Kmpg LLP, Chartered Accountants, As
Auditor of the Corporation for the Ensuing Year and
Authorizing the Directors to Approve the Auditor's
Remuneration Management For Voted - For
3 Ratify By-law No. 1 Which Includes an Advance
Notice Provision Setting Deadlines and Establishing
A Formal Process for the Nominations of Directors
Other Than by Management, Through A Requisition for
A Meeting Or by Way of A Shareholder Proposal Management For Voted - For
4 Change the Province in Which the Registered Office
of the Corporation is Located Management For Voted - For
KOZA ALTIN IZLETMELERI A.S., IZMIR
CUSIP: M6372R103
Meeting Date: 31-Mar-14 Meeting Type: Ordinary General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
1213
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening, Election of the Chairmanship Council and
Granting Authorization to the Chairmanship Council
for Signing the Meeting Minutes Management For Voted - For
2 Presentation, Discussion of the Annual Report
Issued by the Board of Directors of the Company for
the Year of 2013 Management For Voted - For
3 Reading the Executive Summary of the Independent
Audit Report for the Year of 2013 Management For Voted - For
4 Reading , Discussion and Adoption of the Financial
Statements of the Related Fiscal Year Management For Voted - For
5 Absolving Board Members and Auditors with Respect
to Their Activities Management For Voted - For
6 Approval of Dividend Policy Adherence to Capital
Market Board Laws and Regulations Management For Voted - For
7 Acceptance, Acceptance Through Modification Or
Rejection of Distribution of Profit and the
Dividend, Distribution Date Management For Voted - For
8 Determination and Election of Board Members A
Decision on Their Duty Period Management For Voted - For
9 Approval and Providing Information About Wage
Policy for the Board Members Management For Voted - For
10 Determination of Remuneration for Board Members Management For Voted - For
11 Approval of Independent Auditing Firm Elected by
Board of Directors Management For Voted - For
12 Providing Information to Shareholders About
Donation Policy Management For Voted - For
13 Providing Information to the General Assembly About
the Assurances, Mortgages and Heritable Securities
Given to Third Parties Management For Voted - For
14 General Assembly Regarding the Donations Made
Within the Fiscal Year 2013 and Determination of A
Upper Limit for Donations to be Made in 2014 Management For Voted - For
15 Granting of Permission to Shareholders Having
Managerial Control, Shareholder Board Members, Top
Managers and Up to the Second Degree Blood Or
Affinity Relatives in Accordance with Articles 395
and 396 of Turkish Commercial Code, Capital Markets
Board Legislation and Obtaining Information to the
Shareholders Concerning the Transactions Done in
the Year 2013 in Line with Corporate Governance
Principles Management For Voted - Against
16 Wishes and Hopes Management For Voted - For
1214
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LIONGOLD CORP LTD
CUSIP: G5521X109
Meeting Date: 30-Jul-13 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Audited Financial
Statements for the Financial Year Ended 31 March
2013 and the Reports of the Directors and Auditors
Thereon Management For Voted - For
2 To Approve the Payment of Directors' Fees of Sgd
286,000 for the Year Ending 31 March 2014 (fy14),
to be Payable Quarterly in Arrears (previous Year
Fy13: Sgd 110,000) Management For Voted - Against
3 To Re-elect the Following Director Retiring
Pursuant to Bye-law 104 of the Company: Bernard Soo
Puong Yii Management For Voted - For
4 To Re-elect the Following Director Retiring
Pursuant to Bye-law 104 of the Company: Ng Su Ling Management For Voted - For
5 To Re-elect the Following Director Retiring
Pursuant to Bye-law 104 of the Company: Dato' Md
Wira Dani Bin Abdul Daim Management For Voted - For
6 To Re-elect the Following Director Retiring
Pursuant to Bye-law 107 of the Company: Tan Soo
Khoon Raymond Management For Voted - Against
7 To Re-elect the Following Director Retiring
Pursuant to Bye-law 107 of the Company: Dr Denis
Edmund Clarke Management For Voted - Against
8 To Re-elect the Following Director Retiring
Pursuant to Bye-law 107 of the Company: Gary
Francis Paul Scanlan Management For Voted - Against
9 To Re-elect the Following Director Retiring
Pursuant to Bye-law 107 of the Company: Nicholas Ng
Yick Hing Management For Voted - For
10 To Re-elect Tan Sri Dato' Nik Ibrahim Kamil Bin Tan
Sri Nik Ahmad Kamil Who is Retiring Pursuant to
Section 153(2) of the Companies Act, Cap. 50 Management For Voted - For
11 To Re-appoint PricewaterhouseCoopers LLP As
Auditors of the Company and to Authorise the
Directors to Fix Their Remuneration Management For Voted - For
12 Authority to Directors to Issue Shares Management For Voted - For
13 Authority to Directors to Grant Awards and Issue
Shares Pursuant to the Liongold Performance Share
Plan Management For Voted - For
LYNAS CORPORATION LTD, SYDNEY
CUSIP: Q5683J103
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
1215
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of the Remuneration Report Management For Voted - For
2 Confirmation of Appointment of Mr Eric Noyrez As A
Director Management For Voted - For
3 Re-election of Mr Nicholas Curtis As A Director Management For Voted - For
4 Issue of Performance Rights for the Benefit of an
Executive Director - Mr Eric Noyrez Management For Voted - For
MAG SILVER CORP
CUSIP: 55903Q104
Meeting Date: 24-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1,4,5
and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.7 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: George N. Paspalas Management For Voted - For
2.2 Election of Director: Jonathan A.rubenstein Management For Voted - For
2.3 Election of Director: Richard M. Colterjohn Management For Voted - For
2.4 Election of Director: Derek C. White Management For Voted - For
2.5 Election of Director: Peter D. Barnes Management For Voted - For
2.6 Election of Director: Richard P. Clark Management For Voted - For
2.7 Election of Director: Daniel T. Macinnis Management For Voted - For
3 Appointment of Deloitte LLP, Chartered Accountants,
As the Auditor of the Company for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration Management For Voted - For
4 To Approve the Second Amended and Restated Stock
Option Plan, As More Particularly Described in the
Management Information Circular for the Meeting Management For Voted - For
5 To Approve the Share Unit Plan, As More
Particularly Described in the Management
Information Circular for the Meeting Management For Voted - For
6 To Approve the Directors' Deferred Share Unit Plan,
As More Particularly Described in the Management
Information Circular for the Meeting Management For Voted - For
1216
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MCEWEN MINING INC.
CUSIP: 58039P107 TICKER: MUX
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Robert R. Mcewen Management For Voted - For
2 Michele L. Ashby Management For Voted - For
3 Leanne M. Baker Management For Voted - For
4 Donald R.m. Quick Management For Voted - For
5 Michael L. Stein Management For Voted - For
6 Allen V. Ambrose Management For Voted - For
7 Richard W. Brissenden Management For Voted - For
8 Gregory P. Fauquier Management For Voted - For
2. Say on Pay - an Advisory Vote on the Approval of
Compensation of our Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
MEDUSA MINING LTD
CUSIP: Q59444101
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 5 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
1 Re-election of Director Mr Ciceron Angeles Management For Voted - For
2 Re-election of Director Mr Raul Conde Villanueva Management For Voted - For
3 Re-election of Director Mr Gary Raymond Powell Management For Voted - For
4 Disapplication of Pre-emptive Rights Management For Voted - For
5 Adoption of the Remuneration Report Management For Voted - For
1217
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MMX MINERACAO E METALICOS SA, BRASIL
CUSIP: P6829U102
Meeting Date: 27-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Items I Through Vi Will be Submitted for the
Approval of the Shareholders-with Their Efficacy
Conditioned on an Investment Being Made in Porto
Sudeste-do Brasil S.a., Which Was Formerly Known As
Mmx Porto Sudeste Ltda. Or in Its-holding Company,
in Accordance with the Investment Agreement Entered
Into By-the Company and Its Controlling
Shareholders, Eike Fuhrken Batista And-centennial
Asset Mining Fund Llc, with Impala, A Division of
Trafigura Pte.-ltd., and Mubadala Development
Company Pjsc, Through Their
Respective-subsidiaries, on 10.14.13, Through the
Fulfillment of Certain Conditions-precedent
Provided for There, in Accordance with A Notice of
Material Fact-released by the Company on That Date Non-Voting Non-Voting
I The Approval of the Protocol and Justification of
Merger Concerning the Merger, Into the Company, of
Its Wholly Owned Subsidiary Mmx Porto Sudeste S.a.,
S Closely Held Company, with Its Head Office in the
City of Rio De Janeiro , State of Rio De Janeiro ,
at Praia Do Flamengo Number 66, Part, Tenth Floor,
Zip Code 22210.903, Registered with the Board of
Trade of the State of Rio De Janeiro Under Company
Registration Management For Voted - For
Number, Nire, 333.0028812.1 and with Corporate
Taxpayer Id Number, Cnpj.mf, 10.312.789.0001.70,
from Here Onwards Referred to As Porto Sudeste S.a.
and the Merger, Respectively, Entered Into Between
the Managers of the Company and of Porto Sudeste
S.a. on November 11, 2013 Non-Voting
1218
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II The Ratification of the Appointment and Hiring of
the Specialized, Independent Company Apsis
Consultoria E Avaliacoes Ltda., A Limited Company,
with Its Head Office in the City of Rio De Janeiro
, State of Rio De Janeiro , at Rua Da Assembleia,
Number 35, Twelfth Floor, Zip Code 20011.001, with
Corporate Taxpayer Id Number, Cnpj.mf,
08.681.365.0001.30, and Registered with the Rio De
Janeiro Regional Accounting Council, Crc.rj, Under
Number 05112.o.9, for the Valuation of the Equity
of Porto Sudeste S.a. and for the Preparation of
the Appropriate Valuation Report, from Here Onwards
Referred to As the Valuation Report Management For Voted - For
III The Approval of the Valuation Report Management For Voted - For
IV The Approval of the Proposal for Merger, with the
Consequent Extinction of Porto Sudeste S.a Management For Voted - For
V Authorization for the Managers of the Company to
Take All the Measures Necessary for the
Formalization of the Merger, Including Before the
Government Agencies with Jurisdiction Management For Voted - For
VI The Ratification of All of the Acts Done to the
Present Time by the Managers of the Company for the
Purpose of Implementing the Merger Management For Voted - For
VII Bearing in Mind the Resignation of Mr. Xuhui Liu,
the Election of A New Member of the Board of
Directors Management For Voted - Against
Meeting Date: 29-Jan-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes in Favor and Against in the
Same Agenda Item are Not-allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain
Are-allowed. Thank You Non-Voting Non-Voting
I Reverse Stock Split of the Common Shares
Representing the Capital Stock of the Company, at A
Ratio of 6 Six Shares to 1 One Share, Pursuant to
the Article 12 of the Law No. 6.404.76, Including
the Reverse Stock Split of the Global Depositary
Receipts Gdrs Issued by the Company, in the Same
Proportion Management For Voted - For
II Amendment of the Article 5 of the Company's Bylaws
and Its Subsequent Consolidation, to Reflect the
Reverse Stock Split of the Shares Issued by the
Company Management For Voted - For
III Determination of the Annual Compensation for the
Managers of the Company in the Fiscal Year of 2014 Management For Voted - For
1219
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
07 Apr 2014: Please Note That Common Shareholders
Submitting A Vote to Elect A-member from the List
Provided Must Include the Candidates Name in the
Vote In- Struction. However We Cannot Do This
Through the Proxyedge Platform. in Order-to Submit
A Vote to Elect A Candidate, Clients Must Contact
Their Csr to Inclu-de the Name of the Candidate to
be Elected. If Instructions to Vote on This It-em
are Received Without A Candidate's Name, Your Vote
Will be Processed in Fav-our Or Against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
I To Examine, Discuss and Vote Upon the Board of
Directors Annual Report, the Financial Statements
Relating to Fiscal Year Ended December 31, 2013 Management For Voted - For
II To Decide on the Allocation of the Results from the
Year Ended on December 31, 2013 Management For Voted - For
III To Establish the Number of Members to Compose the
Board of Directors and the Election of the
Directors. Votes in Groups of Candidates Only. Eike
Fuhrken Batista, Chairman, Eliezer Batista Da
Silva, Honorary Chairman, Young Bin Yim, Li Liwu,
Linhong Zhang, Luiz Do Amaral De Franca Pereira,
Samir Zraick. Only to Ordinary Shareholders. Management For Voted - For
07 Apr 2014: Please Note That This is A Revision
Due to Modification to the Te-xt of Comment and
Receipt of Director Names. If You Have Already Sent
in Your-votes, Please Do Not Return This Proxy Form
Unless You Decide to Amend Your Or-iginal
Instructions. Thank You. Non-Voting Non-Voting
MOLYCORP, INC.
CUSIP: 608753109 TICKER: MCP
Meeting Date: 25-Jun-14 Meeting Type: Annual
1. Director Management
1 Russell D. Ball Management For Voted - For
2 Charles R. Henry Management For Voted - For
3 Dr. Michael Schwarzkopf Management For Voted - For
1220
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, on A Non-binding Advisory Basis, the
Compensation of Molycorp, Inc.'s Named Executive
Officers. Management For Voted - For
3. To Approve the Molycorp, Inc. Amended and Restated
2010 Equity and Performance Incentive Plan. Management For Voted - For
4. To Approve Amendments to Molycorp, Inc.'s Amended
and Restated Certificate of Incorporation and
Bylaws to Declassify the Board of Directors of the
Company. Management For Voted - For
5. To Approve Amendments to Molycorp, Inc.'s Amended
and Restated Certificate of Incorporated and Bylaws
to Adopt Majority Voting in Uncontested Director
Elections. Management For Voted - For
6. To Approve an Amendment to Molycorp, Inc.'s Amended
and Restated Certificate of Incorporation to
Increase the Number of Authorized Shares of Common
Stock from 350,000,000 to 700,000,000. Management For Voted - For
MOUNT GIBSON IRON LTD
CUSIP: Q64224100
Meeting Date: 13-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 2 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
Proposal (2), You Acknowledge That-you Have Not
Obtained Benefit Neither Expect to Obtain Benefit
by the Passing-of the Relevant Proposal/s and You
Comply with the Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Director - Lee Seng Hui Management For Voted - For
2 Adoption of Remuneration Report Management For Voted - For
NEVSUN RESOURCES LTD
CUSIP: 64156L101
Meeting Date: 22-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.6 and 3 ". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six (6) Management For Voted - For
2.1 Election of Director: R. Stuart Angus Management For Voted - For
1221
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.2 Election of Director: Ian R. Ashby Management For Voted - For
2.3 Election of Director: Clifford T. Davis Management For Voted - For
2.4 Election of Director: Robert J. Gayton Management For Voted - For
2.5 Election of Director: Gary E. German Management For Voted - For
2.6 Election of Director: Gerard E. Munera Management For Voted - For
3 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - For
4 To Approve the Confirmation, Ratification and
Continuation of the Shareholder Rights Plan Management For Voted - For
5 To Pass an Ordinary Resolution Accepting the
Company's Approach to Executive Compensation Management For Voted - For
NEVSUN RESOURCES LTD.
CUSIP: 64156L101 TICKER: NSU
Meeting Date: 22-May-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Six (6). Management For Voted - For
02 Director Management
1 R. Stuart Angus Management For Voted - For
2 Ian R. Ashby Management For Voted - For
3 Clifford T. Davis Management For Voted - For
4 Robert J. Gayton Management For Voted - For
5 Gary E. German Management For Voted - For
6 Gerard E. Munera Management For Voted - For
03 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration. Management For Voted - For
04 To Approve the Confirmation, Ratification and
Continuation of the Shareholder Rights Plan. Management For Voted - For
05 To Pass an Ordinary Resolution Accepting the
Company's Approach to Executive Compensation. Management For Voted - For
NORTHAM PLATINUM LTD
CUSIP: S56540156
Meeting Date: 06-Nov-13 Meeting Type: Annual General Meeting
O.1 Adoption of the Annual Financial Statements Management For Voted - For
O.2.1Re-election of Mr Ck Chabedi As A Director Who
Retires by Rotation in Terms of the Company's Moi Management For Voted - For
O.2.2Re-election of Ms Et Kgosi As A Director Who
Retires by Rotation in Terms of the Company's Moi Management For Voted - For
O.2.3Re-election of Mr Ar Martin As A Director Who
Retires by Rotation in Terms of the Company's Moi Management For Voted - For
O.3 Re-appointment of Independent External Auditor of
the Company: Ernst & Young Inc. (with the
Designated Registered Auditor Being Michael
Christoffel Herbst) Management For Voted - For
1222
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.4.1Re-election of the Member of the Audit and Risk
Committee: Mr Me Beckett Management For Voted - For
O.4.2Re-election of the Member of the Audit and Risk
Committee: Mr R Havenstein Management For Voted - For
O.4.3Re-election of the Member of the Audit and Risk
Committee: Ms Et Kgosi Management For Voted - For
O.4.4Re-election of the Member of the Audit and Risk
Committee: Mr Ar Martin Management For Voted - Against
O.5 Approval of Group Remuneration Policy Management For Voted - Against
O.6 Approval of Directors' Remuneration Paid for the
Year Ended 30 June 2013 Management For Voted - For
O.7 Approval for the Issue of Authorised But Unissued
Ordinary Shares Management For Voted - For
O.8 Approval for the Issuing of Equity Securities for
Cash Management For Voted - For
S.1 Approval of Amendment to the Existing Moi -
Executive Directors: Clause 40, Articles 40.1,
40.2, 40.3, 40.3.1, 40.3.2 and 40.3.3 Management For Voted - For
S.2 Approval of Amendment to the Existing Moi -
Distributions: Clause 46, Articles 46.1, 46.2,
46.3, 46.4, 46.5.1, 46.5.2, 46.5.3, 46.5.4 and 46.6 Management For Voted - For
S.3 Approval of Non-executive Directors' Remuneration
for the Year Ending 30 June 2014 Management For Voted - For
S.4 Financial Assistance in Terms of Section 45 of the
Companies Act Management For Voted - For
S.5 General Authority to Repurchase Issued Shares Management For Voted - For
09 Oct 13: Please Note That This is A Revision Due
to Change in the Record Dat-e from 5 Nov 13 to 1
Nov 13. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructi-ons. Thank
You. Non-Voting Non-Voting
NORTHERN STAR RESOURCES LTD
CUSIP: Q6951U101
Meeting Date: 20-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4, 5 and 6 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1223
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Director - Mr Christopher Rowe Management For Voted - For
3 Re-election of Mr John Fitzgerald Management For Voted - For
4 Approval of Performance Share Plan Management For Voted - For
5 Approval of Potential Termination Benefits Under
the Company's Performance Share Plan Management For Voted - For
6 Approval for the Company to Issue Shares to Mr Bill
Beament Under the Performance Share Plan Management For Voted - For
Meeting Date: 10-Mar-14 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 2, 3.a, 3.b, 3.c And-3.d and Votes
Cast by Any Individual Or Related Party Who Benefit
from The-passing of the Proposal/s Will be
Disregarded by the Company. Hence, If You-have
Obtained Benefit Or Expect to Obtain Future Benefit
(as Referred in The- Company Announcement) You
Should Not Vote (or Vote "abstain") on the
Relevant-proposal Items. by Doing So, You
Acknowledge That You Have Obtained Benefit-or
Expect to Obtain Benefit by the Passing of the
Relevant Proposal/s. By-voting (for Or Against) on
the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Ratification of Shares Issued Pursuant to Tranche 1
Placement Management For Voted - For
2 Approval to Issue Shares Pursuant to Tranche 2
Placement Management For Voted - For
3.a Approval to Issue Shares to Director: Mr
Christopher Rowe Management For Voted - For
3.b Approval to Issue Shares to Director: Mr William
(bill) Beament Management For Voted - For
3.c Approval to Issue Shares to Director: Mr Peter
O'connor Management For Voted - For
3.d Approval to Issue Shares to Director: Mr John
Fitzgerald Management For Voted - For
NOVAGOLD RESOURCES INC.
CUSIP: 66987E206 TICKER: NG
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 Sharon Dowdall Management For Voted - For
2 Dr. Marc Faber Management For Voted - For
3 Dr. Thomas Kaplan Management For Voted - For
4 Gregory Lang Management For Voted - For
5 Gillyeard Leathley Management For Voted - For
1224
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Igor Levental Management For Voted - For
7 Kalidas Madhavpeddi Management For Voted - For
8 Gerald Mcconnell Management For Voted - For
9 Clynton Nauman Management For Voted - For
10 Rick Van Nieuwenhuyse Management For Voted - For
11 Anthony Walsh Management For Voted - For
2. Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
3. Approve Certain Amendments to the Company's Stock
Award Plan and Approve All Unallocated Entitlements
Under the Stock Award Plan. Management For Voted - For
4. Approve Certain Amendments to the Company's
Performance Share Unit Plan and Approve All
Unallocated Entitlements Under the Performance
Share Unit Plan. Management For Voted - For
5. Approve Certain Amendments to the Company's
Deferred Share Unit Plan and Approve All
Unallocated Entitlements Under the Deferred Share
Unit Plan, and to Ratify All Prior Issuances of
Deferred Share Units Under the Deferred Share Unit
Plan. Management For Voted - For
6. A Non-binding Resolution Approving the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
7. A Non-binding Resolution on the Frequency of
Holding A Non-binding Vote on the Compensation of
the Company's Named Executive Officers. Management 1 Year Voted - 1 Year
NYRSTAR NV, BRUXELLES
CUSIP: B6372M106
Meeting Date: 14-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) May
be Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Receive Special Board and Auditor Reports Re:
Convertible Bonds Non-Voting Non-Voting
2 Authorize Conversion Terms Under Eur 120 Million
Convertible Bonds Issuance Management For Voted - For
3 Approve Change of Control Clause Re : Convertible
Bonds Issuance Under Item 2 Management For Voted - Against
1225
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Oct 2013: Please Note in the Event the Meeting
Does Not Reach Quorum, There-will be A Second Call
on 18 Dec 2013. Consequently, Your Voting
Instructions-will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
15 Oct 2013: Please Note That This is A Revision
Due to Receipt of Quorum Comm-ent. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 23-Dec-13 Meeting Type: MIX
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) May
be Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Please Note That This is A Postponement of the
Meeting Held on 14 Nov 2013. Non-Voting Non-Voting
E.1 Submission and Acknowledgment Of: (a) the Special
Report of the Board Of-directors of the Company in
Accordance With, As Far As Needed and
Applicable,-articles 582, 583 and 596 of the
Belgian Company Code in Connection with The-
Proposed Physically Settled Conversion Right
Attached to the Bonds (as-defined in Section 2 of
the Agenda), the Disapplication of the
Preferential-subscription Right of the Company's
Shareholders in Connection with Such-conversion
Right, and the Potential Issuance of New Shares at
A Price Below-the Fractional Value of the Company's
Shares at the Time of Conversion of The-bonds; (b)
the Special Report of the Statutory Auditor of the
Company In-accordance with Articles 582 and 596 of
the Belgian Company Code In-connection with the
Proposed Disapplication of the Preferential
Subscription- Right of the Contd Non-Voting Non-Voting
Contd Existing Shareholders in Connection with the
Approval of the Physically-settled Conversion Right
Attached to the Bonds and the Potential Issuance
Of-new Shares at A Price Below the Fractional Value
of the Company's Shares At-the Time of Conversion
of the Bonds Non-Voting Non-Voting
E.2 Approval of the Physically Settled Conversion Right
Attached to Bonds Management For Voted - For
1226
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
S.1 Ms. Carole Cable is Elected As Independent Director
Within the Meaning of Article 526ter of the Belgian
Company Code and Provision 2.3 of the Belgian Code
on Corporate Governance, for A Term Up to and
Including the Annual General Meeting to be Held in
2017 Which Will Decide Upon the Financial
Statements for the Financial Year to End on
December 31, 2016. It Appears from Information
Available to the Company and from Information
Provided by Ms. Carole Cable That She Satisfies the
Applicable Requirements with Respect to
Independence. Her Mandate As Director Shall be
Remunerated As Set Out in Relation to Non-executive
Directors in the Remuneration Report for the
Financial Year Ended on December 31, 2012 That Was
Approved by the Shareholders on the General
Shareholders' Meeting Held on April 24, 2013, and
Pursuant to the Contd Management For Voted - For
Contd Principle As Approved by the Shareholders at
the General Shareholders'- Meeting Held on April
27, 2011 Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: MIX
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) May
be Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Please Note in the Event the Meeting Does Not Reach
Quorum, There Will be A-second Call on 19 May 2014
(only for Egm). Consequently, Your Voting-
Instructions Will Remain Valid for All Calls Unless
the Agenda is Amended.- Thank You. Non-Voting Non-Voting
A.1 Reports on the Statutory Financial Statements Non-Voting Non-Voting
A.2 Approval of the Statutory Financial Statements Management For Voted - For
A.3 Reports on the Consolidated Financial Statements Non-Voting Non-Voting
A.4 Consolidated Financial Statements Non-Voting Non-Voting
A.5 Discharge from Liability of the Directors Management For Voted - For
A.6 Discharge from Liability of the Statutory Auditor Management For Voted - For
A.7 Remuneration Report Management For Voted - For
A.8.a Re-appointment of Director: De Wilde J Management
Bvba, Represented by Mr. Julien De Wilde As
Permanent Representative, is Re-appointed As
Independent Director Within the Meaning of Article
1227
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
526ter of the Belgian Company Code and Provision
2.3 of the Belgian Code on Corporate Governance,
for A Term of 4 Years, Up to and Including the
Annual General Meeting to be Held in 2018 Which
Will Decide Upon the Financial Statements for the
Financial Year to End on 31 Management For Voted - For
December 2017. As from 1 July 2014, the
Aforementioned Mandate of Independent Director
Shall be Exercised by Mr. Julien De Wilde in
Person, Instead of As Permanent Representative of
De Wilde J Management Bvba, for the Remainder of
the Aforementioned Term of 4 Years, and De Wilde J
Management Shall Automatically Cease to be
Director. It Appears from Information Contd Non-Voting
Contd Available to the Company and from Information
Provided by Mr. Julien De-wilde That Each of De
Wilde J Management Bvba and Mr. Julien De
Wilde-satisfies the Applicable Requirements with
Respect to Independence. The-mandate Shall be
Remunerated As Set Out in Relation to
Non-executive-directors in the Remuneration Report
Included in the Annual Report of The-board of
Directors for the Financial Year Ended on 31
December 2013, And- Pursuant to the Principle As
Approved by the Shareholders at the
General-shareholders' Meeting Held on 27 April 2011 Non-Voting Non-Voting
A.8.bRe-appointment of Director: Mr. Ray Stewart is
Re-appointed As Independent Director Within the
Meaning of Article 526ter of the Belgian Company
Code and Provision 2.3 of the Belgian Code on
Corporate Governance, for A Term of 4 Years, Up to
and Including the Annual General Meeting to be Held
in 2018 Which Will Decide Upon the Financial
Statements for the Financial Year to End on 31
December 2017. It Appears from Information
Available to the Company and from Information
Provided by Mr. Ray Stewart That He Satisfies the
Applicable Requirements with Respect to
Independence. His Mandate Shall be Remunerated As
Set Out in Relation to Non-executive Directors in
the Remuneration Report Included in the Annual
Report of the Board of Directors for the Financial
Year Ended on 31 December 2013, and Pursuant to the
Principle As Contd Management For Voted - For
Contd Approved by the Shareholders at the General
Shareholders' Meeting Held-on 27 April 2011 Non-Voting Non-Voting
A.9 Approval of A Leveraged Employee Stock Ownership
Plan (lesop) Management For Voted - For
E.1 Submission of Special Report Non-Voting Non-Voting
E.2 The General Shareholders' Meeting Resolves to Grant
Powers to the Board of Directors Within the
Framework of the Authorised Capital As Follows
(whereby the Amount and Date Referred to in the
Sub-sections Between Square Brackets Shall be
Determined at the Time of the Approval of the
1228
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proposed Resolution in Accordance with the Proposal
Set Out in Such Sub- Sections): (a) the Board of
Directors Shall be Authorised to Increase the
Capital of the Company on One Or Several Occasions
by A Maximum Amount of 100% of the Amount of the
Share Capital As at the Time of the Approval of the
Resolution. This Authorisation Shall be Valid for A
Period of One Year As from the Date of Publication
in the Annexes to the Belgian State Gazette of an
Extract of the Minutes of the Extraordinary
Shareholders' Meeting Granting the Authorisation,
and Contd Management For Voted - For
Contd Shall Otherwise Have the Terms and Conditions
As Currently Set Out In-article 9 of the Company's
Articles of Association, Subject to What is
Stated-below. (b) in View of the Provisions of
Paragraph (a), the First Paragraph Of-article 9 of
the Articles of Association Shall be Amended and
Restated As-follows: "the Board of Directors May
Increase the Capital of the Company On-one Or
Several Occasions by A Maximum Amount of 100% of
the Amount of The- Share Capital As at the Time of
the Approval of the Resolution ." (c) in View-of
the Provisions of Paragraph (a), the Third
Paragraph of Article 9 of The-articles of
Association Shall be Amended and Restated As
Follows: "this-authorisation is Valid for A Period
of One Year As from the Date Of-publication in the
Annex to the Belgian State Gazette of an Extract of
The-contd Non-Voting Non-Voting
Contd Minutes of the Extraordinary Shareholders'
Meeting of the Company Held-on the Date of the
Approval of the Proposed Resolution ." (d) the
Last-paragraph of Article 9 of the Articles of
Association Shall be Amended And- Restated As
Follows: "when Exercising Its Powers Under the
Authorised-capital, the Board of Directors Shall
Not be Authorised to Restrict Or Cancel-the
Statutory Preferential Subscription Rights of the
Shareholders (within-the Meaning of Article 592 and
Following Non-Voting Non-Voting
Of the Belgian Company Code) Unless- (i) A
Non-statutory Preferential Subscription Right is
Made Available to The-existing Shareholders Subject
to Applicable Company, Financial and Securities-law
Rules, Or (ii) in Relation to (public Or Non-
Public) Offerings Of-securities Outside of the
European Economic Area, the Offering
Or-availability of A Contd Non-Voting
Contd Statutory Preferential Subscription Right
(within the Meaning Of-article 592 and Following of
the Belgian Company Code) Or A
Non-statutory-preferential Subscription Right Would
Subject the Company to Registration-and/or
Prospectus Requirements in Jurisdictions Outside of
the European-economic Area Non-Voting Non-Voting
1229
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E.3 Amendment of Articles of Association: the General
Shareholders' Meeting Decides to Delete the
Separate Chapter Ix ("temporary Provisions") of the
Articles of Association Management For Voted - For
Meeting Date: 19-May-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) May
be Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Please Note That This is A Postponement of the Egm
Part of the Meeting Held-on 30 Apr 2014. Non-Voting Non-Voting
1 Receive Special Board Report Re: Authorized Capital Non-Voting Non-Voting
2 Authorize Capital Increase with Preemptive Rights
Up to 100 Percent of Issued Capital Management For Voted - For
3 Amend Articles Re in Order to Remove Transitional
Provisions Management For Voted - For
OCEANAGOLD CORP
CUSIP: C6796P114
Meeting Date: 30-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "1.a to 1.g and 2". Thank You. Non-Voting Non-Voting
Voting Exclusions Apply to This Meeting for
Proposals 3 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit (as Referred in the Company-
Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1230
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.a Election of Director: Mr James E. Askew Management For Voted - For
1.b Election of Director: Mr J. Denham Shale Management For Voted - For
1.c Election of Director: Mr Michael F. Wilkes Management For Voted - For
1.d Election of Director: Mr Jose P. Leviste, Jr. Management For Voted - For
1.e Election of Director: Mr Jacob Klein Management For Voted - For
1.f Election of Director: Mr William H. Myckatyn Management For Voted - For
1.g Election of Director: Dr Geoff W. Raby Management For Voted - For
2 To Appoint PricewaterhouseCoopers As the Auditor of
the Company to Hold Office Until the Close of the
Next Annual Meeting of Shareholders Management For Voted - For
3 To Approve the Grant of 261,320 Performance Rights
to Mr Michael F. Wilkes As Described in Section 7
of the Accompanying Management Information Circular Management For Voted - For
4 To Approve the Issue of 6,762,209 Securities to
Pacific Rim Mining Corp. Shareholders As Set Out in
Section 7 of the Accompanying Management
Information Circular Management For Voted - For
OZ MINERALS LTD, MELBOURNE VIC
CUSIP: Q7161P122
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 3 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
2.i Re-election of Mr Dean Pritchard As A Director Management For Voted - For
2.ii Re-election of Ms Rebecca Mcgrath As A Director Management For Voted - For
3 Adoption of Remuneration Report (advisory Only) Management For Voted - For
4 To Renew the Company's Proportional Takeover
Provisions Management For Voted - For
PACIFIC METALS CO.,LTD.
CUSIP: J63481105
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1.1 Appoint A Director Management For Voted - For
1.2 Appoint A Director Management For Voted - For
1231
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Appoint A Director Management For Voted - For
1.4 Appoint A Director Management For Voted - For
1.5 Appoint A Director Management For Voted - For
1.6 Appoint A Director Management For Voted - For
1.7 Appoint A Director Management For Voted - For
1.8 Appoint A Director Management For Voted - For
PALADIN ENERGY LTD, SUBIACO WA
CUSIP: Q7264T104
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Remuneration Report Management For Voted - For
2 Re-election of Director - R Crabb Management For Voted - For
3 Re-election of Director - P Baily Management For Voted - For
4 Ratification of Share Issue Management For Voted - For
PAN AMERICAN SILVER CORP.
CUSIP: 697900108 TICKER: PAAS
Meeting Date: 08-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Ross J. Beaty Management For Voted - For
2 Geoffrey A. Burns Management For Voted - For
3 Michael L. Carroll Management For Voted - For
4 Christopher Noel Dunn Management For Voted - For
5 Neil De Gelder Management For Voted - For
6 Robert P. Pirooz Management For Voted - For
7 David C. Press Management For Voted - For
8 Walter T. Segsworth Management For Voted - For
02 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
03 To Consider And, If Thought Appropriate, to Pass an
Ordinary Resolution Approving the Corporation's
1232
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Approach to Executive Compensation, the Complete
Text of Which is Set Out in the Information
Circular for the Meeting. Management For Voted - For
PANAUST LTD
CUSIP: Q7283A110
Meeting Date: 30-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
2 Adoption of Remuneration Report (non-binding
Resolution) Management For Voted - For
3 Re-election of Mr Garry Hounsell As A Director Management For Voted - For
4 Re-election of Mr John Crofts As A Director Management For Voted - For
5 Amendments to the Constitution of the Company Management For Voted - For
PARK ELEKTRIK URETIM MADENCILIK SANAYI VE TI
CUSIP: M78160104
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Formation of the Presidency Board Management For Voted - For
2 Authorization of the Presidency Board to Sign
Meeting Minutes Management For Voted - For
1233
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Reading, Discussion and Approval of Reports
Prepared by the Board, Auditors and Independent
Auditors Management For Voted - For
4 Reading, Discussion and Approval of Balance Sheet
and Income and Loss Statement Management For Voted - For
5 Release of the Board Management For Voted - For
6 Decision on Profit Distribution Proposal Management For Voted - For
7 Approval of Amendment of Articles 6,19 and 20 of
Articles of Association of the Company Management For Voted - For
8 Approval of Independent Audit Firm Management For Voted - For
9 Election of the Board, Determination of Their Term
of Office and Determination of Independent Board Management For Voted - For
10 Informing the Shareholders About Wage Policy of
Senior Management Management For Voted - For
11 Determination of Wages Management For Voted - For
12 Granting Permission to Carry Out Transactions That
Might Lead to Conflict of Interest with the Company
and to Compete to the Majority Shareholders, Board,
High Level Executives and Their Spouses Accordance
with the Article 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
13 Informing the Shareholders About Donations and
Determination of Upper Limit for Donations Management For Voted - For
14 Informing the Shareholders About Related Party
Transactions Management For Voted - For
15 Informing the Shareholders About Guarantees, Given
Collateral, Pledges Given to the Third Parties and
Realized Benefits from Those Management For Voted - For
16 Wishes and Closing Management For Voted - For
PERSEUS MINING LTD
CUSIP: Q74174105
Meeting Date: 15-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (1 and 4), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Mr Jeff Quartermaine As A Director Management For Voted - For
3 Re-election of Mr Reg Gillard As A Director Management For Voted - For
1234
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Renewal of Employee Option Plan Management For Voted - For
PETROPAVLOVSK PLC
CUSIP: G7053A101
Meeting Date: 14-Nov-13 Meeting Type: Ordinary General Meeting
1 Proposed Sale of 76.62 Per Cent of the Issued
Shares in Ojsc 'ore-mining Company' Berelekh Management For Voted - For
Meeting Date: 17-Jun-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Accounts and the Reports
of the Directors and Auditors Thereon Management For Voted - For
2 To Receive and Approve the Directors' Remuneration
Report Management For Voted - For
3 To Receive and Approve the Directors' Remuneration
Policy Management For Voted - For
4 To Re-appoint Deloitte LLP As Auditors of the
Company Management For Voted - For
5 To Authorise the Directors to Determine the
Remuneration of the Auditors Management For Voted - For
6 To Re-appoint Mr Dmitry Chekashkin As A Director of
the Company Management For Voted - For
7 To Re-elect Mr Peter Hambro As A Director of the
Company Management For Voted - For
8 To Re-elect Mr Sergey Ermolenko As A Director of
the Company Management For Voted - Against
9 To Re-elect Mr Andrey Maruta As A Director of the
Company Management For Voted - For
10 To Re-elect Dr Graham Birch As A Director of the
Company Management For Voted - For
11 To Re-elect Sir Malcolm Field As A Director of the
Company Management For Voted - For
12 To Re-elect Field Marshal the Lord Guthrie of
Craigiebank As A Director of the Company Management For Voted - For
13 To Re-elect Dr David Humphreys As A Director of the
Company Management For Voted - For
14 To Re-elect Sir Roderic Lyne As A Director of the
Company Management For Voted - For
15 To Re-elect Mr Charles Mcveigh III As A Director of
the Company Management For Voted - For
16 To Re-elect Dr Alfiya Samokhvalova As A Director of
the Company Management For Voted - For
17 To Re-elect Mr Martin Smith As A Director of the
Company Management For Voted - For
18 To Authorise the Directors to Allot Shares Management For Voted - For
19 To Disapply Statutory Pre-emption Rights Management For Voted - For
20 To Allow General Meetings to be Called on 14 Clear
Days' Notice Management For Voted - Against
1235
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PREMIER GOLD MINES LIMITED, THUNDER BAY, ON
CUSIP: 74051D104
Meeting Date: 10-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.a to 1.g and 2". Thank You. Non-Voting Non-Voting
1.a Election of Director: John A. Begeman Management For Voted - For
1.b Election of Director: Ewan S. Downie Management For Voted - For
1.c Election of Director: Henry J. Knowles Management For Voted - For
1.d Election of Director: Claude Lemasson Management For Voted - For
1.e Election of Director: Eberhard Scherkus Management For Voted - For
1.f Election of Director: John Seaman Management For Voted - For
1.g Election of Director: Michael Vitton Management For Voted - For
2 Appointment of Grant Thornton LLP As Auditors of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration Management For Voted - For
3 To Consider And, If Deemed Appropriate, to Approve,
with Or Without Variation, A Resolution to Increase
the Number of Common Shares of the Corporation
Which May be Issued Pursuant to the Share Bonus
Plan of the Corporation, As More Particularly
Described in the Accompanying Management
Information Circular of the Corporation Management For Voted - For
PRIMERO MINING CORP, VANCOUVER BC
CUSIP: 74164W106
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Wade Nesmith Management For Voted - For
1.2 Election of Director: Joseph Conway Management For Voted - For
1.3 Election of Director: David Demers Management For Voted - For
1.4 Election of Director: Grant Edey Management For Voted - For
1.5 Election of Director: Rohan Hazelton Management For Voted - For
1.6 Election of Director: Eduardo Luna Management For Voted - For
1.7 Election of Director: Robert Quartermain Management For Voted - For
1.8 Election of Director: Michael Riley Management For Voted - For
1.9 Election of Director: Brad Marchant Management For Voted - For
2 To Appoint Deloitte LLP As Auditor of the Company
to Serve Until the Close of the Next Annual General
Meeting and to Authorize the Directors to Fix the
Auditor's Remuneration Management For Voted - For
1236
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT ANEKA TAMBANG (PERSERO) TBK
CUSIP: Y7116R158
Meeting Date: 26-Mar-14 Meeting Type: Annual General Meeting
1 Approval of the Annual Report of the Board of
Directors, Including the Annual Supervisory Report
of the Board of Commissioners for the Year Ended
December 31, 2013 and to Ratify the Audited
Financial Statements for the Year Ended December
31, 2013 and to Fully Release and Discharge the
Members of the Board of Directors and the Board of
Commissioners from Their Managerial and Supervisory
Responsibilities in Relation to the Company During
the Year Ended December 31, 2013 Management For Voted - For
2 Approval of the Annual Report of the Partnership
and Community Development Program for the Year
Ended December 31, 2013 and to Release and
Discharge the Members of the Board of Directors and
the Board of Commissioners from Their Managerial
and Supervisory Responsibilities in Relation to the
Partnership and Community Development Program
During the Year Ended December 31, 2013 Management For Voted - For
3 Approval of the Appropriation of the Profit for the
Year Ended December 31, 2013, Including Dividend
Distribution Management For Voted - For
4 Approval of the Bonus of the Members of the Board
of Directors and the Board of Commissioners for the
Year Ended December 31, 2013 and Their
Salaries/honorarium Including the Facilities and
Allowances for the Year Ended December 31, 2014 Management For Voted - For
5 Approval of the Appointment of Public Accountant
Office to Audit the Company's Financial Statements
for the Year Ended December 31, 2014 and the
Financial Statements of the Partnership and
Community Development Program for the Year Ended
December 31, 2014 Management For Voted - For
6 Approval of the Amendments of the Company's
Articles of Association Management For Abstain
7 Approval of the Changes of the Company's Management Management For Abstain
RASPADSKAYA OAO, MEZHDURECHENSK
CUSIP: X7457E106
Meeting Date: 23-Oct-13 Meeting Type: ExtraOrdinary General Meeting
1 About Remuneration Payment to Chairmen of
Committees of Board of Directors of Jsc Raspadskaya Management For Abstain
2 Approval of A New Edition of the Company Charter Management For Abstain
1237
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
301693 Due to Receipt of D-irectors Names Under
Resolution 6. All Votes Received on the Previous
Meeting-will be Disregarded and You Will Need to
Reinstruct on This Meeting Notice. Th- Ank You. Non-Voting Non-Voting
1 On the Company's Annual Statement, Balance Sheet,
Profit and Loss, Profit and Loss Distribution Management For Voted - For
2 Election of the Auditor of Jsc Raspadskaya Management For Voted - For
3 Approval of the Company External Auditor Management For Voted - For
4 Approval of A New Edition of the Company Charter Management For Abstain
5 Approval of A New Edition of the Company
Regulations on the Board of Directors Management For Abstain
Please Note Cumulative Voting Applies to This
Resolution Regarding the Electio-n of Directors.
Out of the 7 Directors Presented for Election, You
Can Only Vo-te for 7 Directors. the Local Agent in
the Market Will Apply Cumulative Voting- Evenly
Among Only Directors for Whom You Vote "for".
Cumulative Votes Cannot-be Applied Unevenly Among
Directors Via Proxyedge. Standing Instructions
Have-been Removed for This Meeting. Please Contact
Your Client Service Representati-ve with Any
Questions. Non-Voting Non-Voting
6.1 Election of Bod Member: Kozovoy Gennady IVanovich Management For Voted - Against
6.2 Election of Bod Member: Lifshits Ilya Mikhaylovich Management For Voted - Against
6.3 Election of Bod Member: Stepanov Sergey
Stanislavovich Management For Voted - Against
6.4 Election of Bod Member: Townsend Jeffrey Robert Management For Voted - For
6.5 Election of Bod Member: Terry John Robinson Management For Voted - For
6.6 Election of Bod Member: Frolov Alexander
Vladimirovich Management For Voted - Against
6.7 Election of Bod Member: Eric Hugh John Stoyll Management For Voted - For
REGIS RESOURCES LTD
CUSIP: Q8059N120
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
1238
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Director-nick Giorgetta Management For Voted - For
3 Re-election of Director-frank Fergusson Management For Voted - For
RESOLUTE MINING LTD, PERTH WA
CUSIP: Q81068100
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Election of Mr (bill) Henry Thomas Stuart Price As
Director Management For Voted - For
3 Issue of Performance Rights to Mr Peter Sullivan Management For Voted - For
RIO ALTO MINING LTD, CALGARY AB
CUSIP: 76689T104
Meeting Date: 12-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.7 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: Klaus Zeitler Management For Voted - For
2.2 Election of Director: Alexander Black Management For Voted - For
2.3 Election of Director: Drago Kisic Management For Voted - For
2.4 Election of Director: Ram Ramachandran Management For Voted - For
2.5 Election of Director: Sidney Robinson Management For Voted - For
2.6 Election of Director: Victor Gobitz Management For Voted - For
2.7 Election of Director: Roger Norwich Management For Voted - For
1239
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Appointment of Grant Thornton LLP As Auditors of
the Company for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 To Approve Unallocated Options Pursuant to the
Company's Stock Option Plan Management For Voted - For
5 To Transact Such Other Business As May be Properly
Brought Before the Meeting Or Any Adjournment
Thereof Management For Voted - Against
RTI INTERNATIONAL METALS, INC.
CUSIP: 74973W107 TICKER: RTI
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. Director Management
1 Daniel I. Booker Management For Voted - For
2 Ronald L. Gallatin Management For Voted - For
3 Robert M. Hernandez Management For Voted - For
4 Dawne S. Hickton Management For Voted - For
5 Edith E. Holiday Management For Voted - For
6 Jerry Howard Management For Voted - For
7 Bryan T. Moss Management For Voted - For
8 James A. Williams Management For Voted - For
9 Arthur B. Winkleblack Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As Independent
Registered Public Accountants for 2014. Management For Voted - For
3. Advisory Approval of Compensation of Named
Executive Officers. Management For Voted - For
4. To Approve an Amendment to the Articles of
Incorporation to Increase the Authorized Capital
Stock of Rti International Metals, Inc. and Remove
the Currently Authorized Series A Junior
Participating Preferred Stock. Management For Voted - For
5. To Approve the Rti International Metals, Inc. 2014
Stock and Incentive Plan. Management For Voted - For
RUBICON MINERALS CORPORATION
CUSIP: 780911103 TICKER: RBY
Meeting Date: 25-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven (7). Management For Voted - For
02 Director Management
1 David W. Adamson Management For Voted - For
2 Julian Kemp Management For Voted - For
3 Bruce A. Thomas, Q.c. Management For Voted - For
4 Michael D. Winship Management For Voted - For
5 Michael A. Lalonde Management For Voted - For
6 Peter M. Rowlandson Management For Voted - For
1240
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 David R. Beatty Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorize the Directors to Fix Their Remuneration. Management For Voted - For
04 To Consider and If Thought Appropriate, Pass A
Special Resolution to Approve an Amendment to the
Company's Articles to Include Advance Notice
Provisions Relating to Director Nominations. Management For Voted - For
05 To Consider and If Thought Appropriate, Approve All
Unallocated Entitlements Under the Company's Stock
Option Plan. Management For Voted - For
06 To Consider and If Thought Appropriate, Approve
Certain Amendments to the Company's Stock Option
Plan. Management For Voted - For
RUBICON MINERALS CORPORATION, VANCOUVER BC
CUSIP: 780911103
Meeting Date: 25-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.7 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: David W. Adamson Management For Voted - For
2.2 Election of Director: Julian Kemp Management For Voted - For
2.3 Election of Director: Bruce A. Thomas, Q.c. Management For Voted - For
2.4 Election of Director: Michael D. Winship Management For Voted - For
2.5 Election of Director: Michael A. Lalonde Management For Voted - For
2.6 Election of Director: Peter M. Rowlandson Management For Voted - For
2.7 Election of Director: David R. Beatty Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorize the Directors to Fix Their Remuneration Management For Voted - For
4 To Consider and If Thought Appropriate, Pass A
Special Resolution to Approve an Amendment to the
Company's Articles to Include Advance Notice
Provisions Relating to Director Nominations -
Article 10.11 Management For Voted - For
5 To Consider and If Thought Appropriate, Approve All
Unallocated Entitlements Under the Company's Stock
Option Plan. Management For Voted - For
6 To Consider and If Thought Appropriate, Approve
Certain Amendments to the Company's Stock Option
Plan Management For Voted - For
1241
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SANDFIRE RESOURCES NL
CUSIP: Q82191109
Meeting Date: 27-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Non Binding Resolution to Adopt Remuneration Report Management For Voted - For
2 Re-election of Mr Paul Hallam As A Director Management For Voted - For
3 Re-election of Mr Robert N Scott As A Director Management For Voted - For
4 Employee Share Option Plan Management For Voted - For
5 Maximum Aggregate Non-executive Director Fee Pool Management For Voted - For
SANDSTORM GOLD LTD, VANCOUVER BC
CUSIP: 80013R206
Meeting Date: 16-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.5 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Five (5) Management For Voted - For
2.1 Election of Director: Nolan Watson Management For Voted - For
2.2 Election of Director: David Awram Management For Voted - For
2.3 Election of Director: David E. De Witt Management For Voted - For
2.4 Election of Director: Andrew T. Swarthout Management For Voted - For
2.5 Election of Director: John P.a. Budreski Management For Voted - For
3 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration Management For Voted - For
4 To Consider And, If Deemed Appropriate, to Pass,
with Or Without Variation, an Ordinary Resolution
Confirming the Company's Shareholder Rights Plan,
As More Particularly Described in the Accompanying
Information Circular Management For Voted - For
5 To Transact Such Other Business As May Properly
Come Before the Meeting Or Any Adjournment Thereof Management For Voted - Against
1242
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SANDSTORM GOLD LTD.
CUSIP: 80013R206 TICKER: SAND
Meeting Date: 16-May-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Five (5). Management For Voted - For
02 Director Management
1 Nolan Watson Management For Voted - For
2 David Awram Management For Voted - For
3 David E. De Witt Management For Voted - For
4 Andrew T. Swarthout Management For Voted - For
5 John P.a. Budreski Management For Voted - For
03 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration. Management For Voted - For
04 To Consider And, If Deemed Appropriate, to Pass,
with Or Without Variation, an Ordinary Resolution
Confirming the Company's Shareholder Rights Plan,
As More Particularly Described in the Accompanying
Information Circular. Management For Voted - For
05 To Transact Such Other Business As May Properly
Come Before the Meeting Or Any Adjournment Thereof. Management For Voted - Against
SEABRIDGE GOLD INC.
CUSIP: 811916105 TICKER: SA
Meeting Date: 24-Jun-14 Meeting Type: Annual
01 Director Management
1 A. Frederick Banfield Management For Voted - For
2 D. Scott Barr Management For Voted - For
3 Thomas C. Dawson Management For Voted - For
4 Rudi P. Fronk Management For Voted - For
5 Eliseo Gonzalez-urien Management For Voted - For
6 Richard C. Kraus Management For Voted - For
7 Jay S. Layman Management For Voted - For
8 John W. Sabine Management For Voted - For
02 Appointment of Kmpg LLP, Chartered Accountants, As
Auditors of the Corporation for the Ensuing Year. Management For Voted - For
03 To Authorize the Directors to Fix the Auditors
Remuneration. Management For Voted - For
04 To Approve, by A Majority of Disinterested
Shareholders, the Grants of 750,000 Stock Options
to Directors of the Corporation As More
Particularly Set Out in the Management Proxy
Circular in Respect of the Meeting. Management For Voted - For
05 To Approve, by A Majority of Disinterested
Shareholders, the Proposed Grant of 50,000 Options
to A New Director Nominee, Subject to His Election
1243
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
As A Director, As More Particularly Set Out in the
Management Proxy Circular in Respect of the Meeting. Management For Voted - For
06 To Approve the Restricted Share Unit Plan of the
Corporation and Grants Under Such Plan As More
Particularly Set Out in the Management Proxy
Circular in Respect of the Meeting. Management For Voted - For
07 To Transact Such Other Business As May Properly
Come Before the Meeting. Management For Voted - Against
SEMAFO INC, SAINT-LAURENT QC
CUSIP: 816922108
Meeting Date: 15-May-14 Meeting Type: MIX
1.1 Election for Director: Terence F. Bowles Management For Voted - For
1.2 Election for Director: Benoit Desormeaux Management For Voted - For
1.3 Election for Director: Jean Lamarre Management For Voted - For
1.4 Election for Director :john Leboutillier Management For Voted - For
1.5 Election for Director :gilles Masson Management For Voted - For
1.6 Election for Director :lawrence Mcbrearty Management For Voted - For
1.7 Election for Director :tertius Zongo Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Corporation for the Ensuing Year
and Authorizing the Directors to Determine
Their Compensation Management For Voted - For
3 Extension of the Shareholders Rights Plan Management For Voted - For
4 Advisory Resolution on the Corporations Approach to
Executive Compensation Management For Voted - For
08 Apr 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-against' Only for
Resolutions 3 and 4 and 'in Favor' Or 'abstain'
Only for Res-olution Numbers 1.1 to 1.7 and 2.
Thank You. Non-Voting Non-Voting
08 Apr 2014: Please Note That This is A Revision
Due to Receipt of Additional- Comment, Change in
Text of Resolution 2 and Change in Meeting Type
from Agm To-mix. If You Have Already Sent in Your
Votes, Please Do Not Return This Proxy-form Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
SHERRITT INTERNATIONAL CORP, TORONTO ON
CUSIP: 823901103
Meeting Date: 06-May-14 Meeting Type: MIX
Please Note This is A Contested Meeting. This is
the Management Slate. Please-note You are Not
Permitted to Vote on Both Management and
Opposition. You Are- Only Required to Vote on One
Slate. Non-Voting Non-Voting
1244
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "2, 3,
4, 5, 7, 8, 9, 10, 11 and 12" and 'in Favor' Or
'absta-in' Only for Resolution Numbers "1 & 6.1 to
6.12 ". Thank You. Non-Voting Non-Voting
1 Appointment of Auditor: Deloitte LLP, Chartered
Professional Accountants Management Non-Voting
2 Approval of the Amended By-law No 1 Management Non-Voting
3 Adoption of the Advance Notice By- Law Management Non-Voting
4 Advisory Vote on Non-binding Resolution on Say on
Executive Pay Management Non-Voting
5 Advisory Vote on Non-binding Resolutions on Say on
Director Pay Management Non-Voting
Please Note That Although There are 12 Candidates
to be Elected As Directors,-there are Only 9
Vacancies Available to be Filled at the Meeting.
the Standing- Instructions for This Meeting Will be
Disabled And, If You Choose, You are Re-quired to
Vote for Only 9 of the 12 Directors. Thank You. Non-Voting Non-Voting
6.1 Election of Director: Sherritt Nominees: Harold
(hap) Stephen Management Non-Voting
6.2 Election of Director: Sherritt Nominees: Timothy
Baker Management Non-Voting
6.3 Election of Director: Sherritt Nominees: R. Peter
Gillin Management Non-Voting
6.4 Election of Director: Sherritt Nominees: Sir
Richard Lapthorne Management Non-Voting
6.5 Election of Director: Sherritt Nominees: Adrian
Loader Management Non-Voting
6.6 Election of Director: Sherritt Nominees: Edythe A.
(dee) Marcoux Management Non-Voting
6.7 Election of Director: Sherritt Nominees: Bernard
Michel Management Non-Voting
6.8 Election of Director: Sherritt Nominees: Lisa
Pankratz Management Non-Voting
6.9 Election of Director: Sherritt Nominees: David V.
Pathe Management Non-Voting
6.10 Election of Director: Clarke Nominees: Dustin Haw Shareholder Non-Voting
6.11 Election of Director: Clarke Nominees: Michael Rapps Shareholder Non-Voting
6.12 Election of Director: Clarke Nominees: George
Armoyan Shareholder Non-Voting
7 Please Note That This Resolution is A Shareholder
Proposal: Dissident Number of Directors Resolution Shareholder Non-Voting
8 Please Note That This Resolution is A Shareholder
Proposal: Dissident Helms-burton Resolution Shareholder Non-Voting
9 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Amend Its By-laws to
Require Unanimous Board Approval for Material
Acquisitions Shareholder Non-Voting
10 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal with Respect to Say on Executive Pay Shareholder Non-Voting
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal with Respect to Say on Director Pay Shareholder Non-Voting
12 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal to Stop the Board from Authorizing Special
Payments to Directors That are Not Aligned with
Shareholder Value Shareholder Non-Voting
Please Note This is A Contested Meeting. This is
the Opposition Slate. Please-note You are Not
Permitted to Vote on Both Management and
Opposition. You Are-only Required to Vote on One
Slate. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "2, 3,
4, 5, 6, 7, 8, 10, 11 and 12" and 'in Favor' Or
'absta-in' Only for Resolution Numbers "1a to 1l
and 9". Thank You. Non-Voting Non-Voting
Please Note That Although There are 12 Candidates
to be Elected As Directors,-there are Only 9
Vacancies Available to be Filled at the Meeting.
the Standing- Instructions for This Meeting Will be
Disabled And, If You Choose, You are Re-quired to
Vote for Only 9 of the 12 Directors. Thank You. Non-Voting Non-Voting
1A Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Ashwath Mehra Shareholder Non-Voting
1B Please Note That This Resolution is A Shareholder
Proposal: Election of Director: David Wood Shareholder Non-Voting
1C Please Note That This Resolution is A Shareholder
Proposal: Election of Director: George Armoyan Shareholder Non-Voting
1D Please Note That This Resolution is A Shareholder
Proposal: Election of Director: R. Peter Gillin Shareholder Non-Voting
1E Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Edythe A. (dee)
Marcoux Shareholder Non-Voting
1F Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Bernard Michel Shareholder Non-Voting
1G Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Adrian Loader Shareholder Non-Voting
1H Please Note That This Resolution is A Shareholder
Proposal: Election of Director: David V. Pathe Shareholder Non-Voting
1I Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Harold (hap) Stephen Shareholder Non-Voting
1J Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Timothy Baker Shareholder Non-Voting
1K Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Sir Richard
Lapthorne Shareholder Non-Voting
1L Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Lisa Pankratz Shareholder Non-Voting
2 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Amend Its By-laws to
Require Unanimous Board Approval for Material
Acquisitions Shareholder Non-Voting
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal with Respect to Say on Executive Pay Shareholder Non-Voting
4 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal with Respect to Say on Director Pay Shareholder Non-Voting
5 Please Note That This Resolution is A Shareholder
Proposal: That the Corporation Adopt Clarke's
Proposal to Stop the Board from Authorizing Special
Payments to Directors That are Not Aligned with
Shareholder Value Shareholder Non-Voting
6 Please Note That This Resolution is A Shareholder
Proposal: the Adoption of the Advance Notice By-law
Resolution Shareholder Non-Voting
7 Please Note That This Resolution is A Shareholder
Proposal: the Advisory Vote on the Non-binding Say
on Executive Pay Resolution Proposed by Sherritt Shareholder Non-Voting
8 Please Note That This Resolution is A Shareholder
Proposal: the Advisory Vote on the Non-binding Say
on Director Pay Resolution Proposed by Sherritt Shareholder Non-Voting
9 Please Note That This Resolution is A Shareholder
Proposal: the Reappointment of Deloitte LLP As the
Auditors of Sherritt Shareholder Non-Voting
10 Please Note That This Resolution is A Shareholder
Proposal: the Sherritt Helms-burton Resolution Shareholder Non-Voting
11 Please Note That This Resolution is A Shareholder
Proposal: the Sherritt Number of Directors
Resolution Shareholder Non-Voting
12 Please Note That This Resolution is A Shareholder
Proposal: the Approval of the Amended By-law No. 1 Shareholder Non-Voting
SHOUGANG FUSHAN RESOURCES GROUP LTD
CUSIP: Y7760F104
Meeting Date: 06-Jun-14 Meeting Type: Annual General Meeting
Please Note in the Hong Kong Market That A Vote of
"abstain" Will be Treated-the Same As A "take No
Action" Vote. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411632.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0411/ltn20140411654.pdf Non-Voting Non-Voting
1 To Receive the Report of the Directors and the
Audited Financial Statements for the Year Ended 31
December 2013 Management For Voted - For
2 To Declare A Final Dividend for the Year Ended 31
December 2013 Management For Voted - For
3.A To Re-elect Mr. Chen Zhouping As Director Management For Voted - For
3.B To Re-elect Mr. Wong Lik Ping As Director Management For Voted - Against
3.C To Re-elect Mr. Leung Shun Sang, Tony As Director Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.D To Re-elect Mr. Zhang Yaoping As Director Management For Voted - Against
3.E To Re-elect Mr. Xiang Xu Jia As Director Management For Voted - For
3.F To Re-elect Mr. Choi Wai Yin As Director Management For Voted - For
3.G To Re-elect Mr. Japhet Sebastian Law As Director Management For Voted - For
4 To Appoint Auditor and to Authorise the Directors
to Fix Its Remuneration Management For Voted - For
5 To Give A General Mandate to the Directors to Issue
and Dispose of Shares Not Exceeding 20% of the
Existing Total Number of Shares of the Company in
Issue Management For Voted - Against
6 To Give A General Mandate to the Directors to
Repurchase Shares Not Exceeding 10% of the Existing
Total Number of Shares of the Company in Issue Management For Voted - For
7 To Add, Conditional Upon the Passing of Resolution
6 Above, the Total Number of Repurchased Shares to
the General Mandate Given to the Directors to Allot
Shares Management For Voted - Against
SIBANYE GOLD
CUSIP: 825724206 TICKER: SBGL
Meeting Date: 17-Jun-14 Meeting Type: Annual
1. Re-appointment of Auditors Management For Voted - For
2. Election of A Director: Zst Skweyiya Management For Voted - For
3. Re-election of A Director: Ms Moloko Management For Voted - For
4. Re-election of A Director: Nj Froneman Management For Voted - For
5. Re-election of A Director: C Keyter Management For Voted - For
6. Re-election of A Director: Ka Rayner Management For Voted - For
7. Re-election of A Member and Chair of the Audit
Committee: Ka Rayner Management For Voted - For
8. Re-election of A Member of the Audit Committee: Rp
Menell Management For Voted - For
9. Re-election of A Member of the Audit Committee: Ng
Nika Management For Voted - For
10. Re-election of A Member of the Audit Committee: Sc
Van Der Merwe Management For Voted - For
11. Approval for the Issue of Authorised But Unissued
Ordinary Shares Management For Voted - For
12. Advisory Endorsement of the Renumeration Policy Management For Voted - For
S1. Approval for the Renumeration of Non-executive
Directors Management For Voted - For
S2. Approval for the Company to Grant Financial
Assistance in Terms of Section 44 and 45 of the Act Management For Voted - For
S3. Acquisition of the Company's Own Shares Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SILVER LAKE RESOURCES LTD, PERTH
CUSIP: Q85014100
Meeting Date: 04-Oct-13 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 to 9 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposal (1 to 9), You- Acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
1 Ratification of Issue of Shares - Underwritten
Placement Management For Voted - For
2 Participation of A Director in Additional Placement
- Paul Chapman Management For Voted - For
3 Participation of A Director in Additional Placement
- Leslie Davis Management For Voted - For
4 Participation of A Director in Additional Placement
- Brian Kennedy Management For Voted - For
5 Participation of A Director in Additional Placement
- David Griffiths Management For Voted - For
6 Participation of A Director in Additional Placement
- Christopher Banasik Management For Voted - For
7 Participation of A Director in Additional Placement
- Peter Johnston Management For Voted - For
8 Proposed Issue of Shares - Placement of Share
Purchase Plan Shortfall Management For Voted - For
9 Ratification of Issue of Shares Management For Voted - For
Meeting Date: 15-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 5 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (1 and 5), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
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GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Non Binding Resolution to Adopt Remuneration Report Management For Voted - For
2 Re-election of Mr Peter Johnston As A Director Management For Voted - For
3 Re-election of Mr Christoper Banasik As A Director Management For Voted - For
4 Election of Mr Luke Tonkin As A Director Management For Voted - For
5 Grant of Incentive Options to Mr Luke Tonkin Management For Voted - For
SILVER STANDARD RESOURCES INC.
CUSIP: 82823L106 TICKER: SSRI
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Peter W. Tomsett Management For Voted - For
2 A.E. Michael Anglin Management For Voted - For
3 Richard C.campbell, Mbe Management For Voted - For
4 Gustavo A. Herrero Management For Voted - For
5 Richard D. Paterson Management For Voted - For
6 Steven P. Reid Management For Voted - For
7 John Smith Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
04 Resolution to Confirm and Approve Advance Notice
Policy As Set Out in the Management Information
Circular for the Meeting. Management For Voted - For
05 Resolution to Approve the Amended and Restated
Stock Option Plan As Set Out in the Management
Information Circular for the Meeting. Management For Voted - For
SILVERCORP METALS INC.
CUSIP: 82835P103 TICKER: SVM
Meeting Date: 20-Sep-13 Meeting Type: Annual
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Rui Feng Management For Voted - For
2 Myles Gao Management For Voted - For
3 Paul Simpson Management For Voted - For
4 David Kong Management For Voted - For
5 Yikang Liu Management For Vote Withheld
6 Robert Gayton Management For Voted - For
7 Earl Drake Management For Voted - For
03 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ST BARBARA LTD
CUSIP: Q8744Q108
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 5 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Mr Douglas Weir Bailey As A Director Management For Voted - For
3 Re-election of Ms Elizabeth Ann Donaghey As A
Director Management For Voted - For
4 Election of Ms Ines Scotland As A Director Management For Voted - For
5 Approval of Issue of Performance Rights to Mr
Timothy James Lehany, Managing Director and Chief
Executive Officer Management For Voted - For
STILLWATER MINING COMPANY
CUSIP: 86074Q102 TICKER: SWC
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Director Management
1 Brian Schweitzer Management For Voted - For
2 Michael Mcmullen Management For Voted - For
3 Patrice E. Merrin Management For Voted - For
4 Michael S. Parrett Management For Voted - For
5 Charles Engles Management For Voted - For
6 George M. Bee Management For Voted - For
7 Gary A. Sugar Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Accounting Firm
for 2014. Management For Voted - For
3. An Advisory Vote on Executive Officer Compensation. Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SUNDANCE RESOURCES LTD
CUSIP: Q8802V106
Meeting Date: 29-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 5 to 13 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Non Binding Resolution to Adopt Remuneration Report Management For Voted - For
2 Re-election of Mr George Jones As A Director Management For Voted - For
3 Re-election of Mr Andrew Robin Marshall As A
Director Management For Voted - For
4 Election of Mr David Southam As A Director Management For Voted - For
5 Approval of Performance Rights Plan Management For Voted - For
6 Ratification of Issue of Shares to Congo Mining
Investments Sa Management For Voted - For
7 Ratification of Issue of Convertible Notes to
Hanlong (africa) Mining Investment Limited Management For Voted - For
8 Ratification of Issue of the Noble Note to Noble
Resources International Pte Ltd Management For Voted - For
9 Approval to Issue Noble Options to Noble Resources
International Pte Ltd Management For Voted - For
10 Ratification of Issue of Investor Group Notes to
the Investor Group Management For Voted - For
11 Ratification of Issue of Tranche 1 Options to the
Investor Group Management For Voted - For
12 Approval to Issue Tranche 2 Options to the Investor
Group Management For Voted - For
13 Approval to Issue Tranche 3 Options to the Investor
Group Management For Voted - For
SYRAH RESOURCES LTD, MELBOURNE
CUSIP: Q8806E100
Meeting Date: 19-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4, 5, 6 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
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GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Election of Mr Tolga Kumova As A Director of the
Company Management For Voted - For
3 Election of Mr Rhett Brans As A Director of the
Company Management For Voted - For
4 That for the Purposes of Asx Listing Rule 7.4, and
for All Other Purposes, Shareholders Approve,
Ratify and Confirm the Allotment and Issue on 21
March 2013 of 1,000,000 Unlisted Options in the
Company As Described in the Explanatory Memorandum Management For Voted - For
5 That for the Purposes of Asx Listing Rule 7.4, and
for All Other Purposes, Shareholders Approve,
Ratify and Confirm the Allotment and Issue on 12
June 2013 of 250,000 Unlisted Options in the
Company As Described in the Explanatory Memorandum Management For Voted - For
6 Approval of Issue of Securities Under Employee
Share Option Plan Management For Voted - For
TALVIVAARA MINING COMPANY PLC, SOTKAMO
CUSIP: X8936Y101
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
A Poa is Needed to Appoint Own Representative But
is Not Needed If A Finnish-sub/bank is Appointed
Except If the Shareholder is Finnish Then A Poa
Would-still be Required Non-Voting Non-Voting
Please Note That If Your Shares are Held in
Finland, You Cannot Vote- Differently on the Sub
Points of Resolution 6. Non-Voting Non-Voting
7 Adoption of the Financial Statements of the Company Management For Voted - For
8 Board of Directors' Proposal Concerning the
Resolution on Measures to be Taken Owing to the
Result of the Financial Period and the Payment of
Dividend Management For Voted - For
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PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Resolution on the Discharge of the Members of the
Board of Directors and the Ceo from Liability Management For Voted - For
10 Nomination Panel's Proposal Concerning the
Resolution on the Remuneration of the Members of
the Board of Directors Management For Voted - For
11 Nomination Panel's Proposal Concerning the
Resolution on the Number of Members of the Board of
Directors: Seven (7) Management For Voted - For
12.1 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Mr. Tapani
Jarvinen Management For Voted - For
12.2 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Mr. Pekka Pera Management For Voted - For
12.3 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Mr. Graham
Titcombe Management For Voted - For
12.4 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Mr. Edward
Haslam Management For Voted - For
12.5 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Mr. Stuart
Murray Management For Voted - For
12.6 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Ms. Maija-
Liisa Friman Management For Voted - For
12.7 Nomination Panel's Proposal Concerning the Election
of Member of the Board of Directors: Ms. Solveig
Tornroos-huhtamaki Management For Voted - For
13 Audit Committee's Proposal Concerning the
Resolution on the Remuneration of the Auditor Management For Voted - For
14 Audit Committee's Proposal Concerning the Election
of the Auditor: the Audit Committee Proposes That
Authorised Public Accountants
PricewaterhouseCoopers Oy be Elected As Auditor.
PricewaterhouseCoopers Oy Has Informed the Company
That in the Event It is Re-elected As Auditor, the
Auditor with Principal Responsibility Will be Mr.
Juha Wahlroos Management For Voted - For
15 Board of Directors' Proposal Concerning the
Resolution of the Continuation of the Corporate
Reorganisation Application in Respect of the Company Management For Voted - For
16 Board of Directors' Proposal Concerning the
Resolution to Authorise the Board of Directors to
Cancel the Listing of the Company's Shares on the
Official List Maintained by the UK Financial
Services Authority and Remove Such Shares from
Trading on the Main Market for Listed Securities of
London Stock Exchange PLC Management For Voted - For
17 Board of Directors' Proposal Concerning the
Amendment of the Articles of Association of the
Company: Articles 4, 5, 6, 7, 10, 11, 12, 13, 14, 15 Management For Voted - Against
18 Board of Directors' Proposal Concerning the
Resolution on A Share Issue to the Company Without
Consideration Management For Voted - For
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GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Board of Directors' Proposal Concerning the
Resolution to Authorise the Board of Directors to
Resolve on the Conveyance of the Treasury Shares Management For Voted - For
20 Board of Directors' Proposal Concerning the
Resolution to Authorise the Board of Directors to
Resolve on the Repurchase of the Treasury Shares Management For Voted - For
21 May 2014: Please Note That This is A Revision
Due to Change in Numbering Of-resolutions. If You
Have Already Sent in Your Votes, Please Do Not Vote
Again-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
TASEKO MINES LIMITED
CUSIP: 876511106 TICKER: TGB
Meeting Date: 11-Jun-14 Meeting Type: Annual
01 To Set the Number of Directors at 8. Management For Voted - For
02 Director Management
1 William P. Armstrong Management For Voted - For
2 T. Barry Coughlan Management For Voted - For
3 Scott D. Cousens Management For Voted - For
4 Robert A. Dickinson Management For Voted - For
5 Russell E. Hallbauer Management For Voted - For
6 Richard A. Mundie Management For Voted - For
7 Ronald W. Thiessen Management For Voted - For
8 Alexander G. Morrison Management For Voted - For
03 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration. Management For Voted - For
THOMPSON CREEK METALS COMPANY INC.
CUSIP: 884768102 TICKER: TC
Meeting Date: 13-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Denis C. Arsenault Management For Voted - For
2 Carol T. Banducci Management For Voted - For
3 James L. Freer Management For Voted - For
4 James P. Geyer Management For Voted - For
5 Timothy J. Haddon Management For Voted - For
6 Jacques Perron Management For Voted - For
02 Approve the Amended and Restated Thompson Creek
Metals Company Inc. 2010 Long-term Incentive Plan: Management For Voted - For
03 Approve the Amended and Restated Thompson Creek
Metals Company Inc. 2010 Employee Stock Purchase
Plan: Management For Voted - For
04 Appoint KPMG LLP As the Company's Independent
Registered Public Accounting Firm for the Ensuing
1255
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Year and Authorize our Board of Directors to Fix
Its Remuneration: Management For Voted - For
05 Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers: Management For Voted - For
06 Approve the Amendment to the Company's Articles of
Continuance to Incorporate an Advance Notice
Provision with Respect to the Nomination of
Directors. Management For Voted - For
TOHO ZINC CO.,LTD.
CUSIP: J85409100
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 Approve Appropriation of Surplus Management For Voted - For
2.1 Appoint A Director Management For Voted - For
2.2 Appoint A Director Management For Voted - For
2.3 Appoint A Director Management For Voted - For
2.4 Appoint A Director Management For Voted - For
2.5 Appoint A Director Management For Voted - For
2.6 Appoint A Director Management For Voted - For
3 Appoint A Corporate Auditor Management For Voted - For
4.1 Appoint A Substitute Corporate Auditor Management For Voted - For
4.2 Appoint A Substitute Corporate Auditor Management For Voted - For
TOREX GOLD RESOURCES INC, TORONTO ON
CUSIP: 891054108
Meeting Date: 26-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.7 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Fred Stanford Management For Voted - For
1.2 Election of Director: Michael Murphy Management For Voted - For
1.3 Election of Director: A. Terrance Macgibbon Management For Voted - For
1.4 Election of Director: David Fennell Management For Voted - For
1.5 Election of Director: Andrew Adams Management For Voted - For
1.6 Election of Director: Frank Davis Management For Voted - For
1.7 Election of Director: James Crombie Management For Voted - For
2 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - Against
3 To Consider, And, If Deemed Appropriate, to Pass,
with Or Without Variation, an Ordinary Resolution
to Ratify and Confirm the Adoption of the Company's
Shareholder Rights Plan, As More Particularly
Described in the Accompanying Management
Information Circular Management For Voted - For
1256
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
30 May 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 3. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
TROY RESOURCES LTD, PERTH
CUSIP: Q92350109
Meeting Date: 28-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 7 to 11 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposals Will be Disregarded by the
Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on the Above Mentioned- Proposals, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposals and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Non Binding Resolution to Adopt the Remuneration
Report Management For Voted - For
2 Re-election of Mr David R. Dix As A Director Management For Voted - For
3 Re-election of Mr Frederick S. Grimwade As A
Director Management For Voted - For
4 Re-election of Mr C. Robin W. Parish As A Director Management For Voted - For
5 Election of Mr Richard Monti As A Director Management For Voted - For
6 Election of Mr T. Sean Harvey As A Director Management For Voted - For
7 Approval of the Troy Resources Limited Long Term
Incentive Plan Management For Voted - For
8 Grant of 620,000 Share Appreciation Rights to Mr
Ken Nilsson, Executive Director Management For Voted - For
9 Grant of 180,000 Share Appreciation Rights to Mr
Paul Benson, Managing Director Management For Voted - For
10 Proposed Issue of Shares to Mr Ken Nilsson,
Executive Director Management For Voted - For
11 Proposed Issue of Shares to Mr Paul Benson,
Managing Director Management For Voted - For
12 Provision of Financial Assistance to Azimuth Management For Voted - For
UACJ CORPORATION
CUSIP: J1746Z109
Meeting Date: 27-Jun-14 Meeting Type: Annual General Meeting
1 Approve Appropriation of Surplus Management For Voted - For
1257
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.1 Appoint A Director Management For Voted - For
2.2 Appoint A Director Management For Voted - For
2.3 Appoint A Director Management For Voted - For
2.4 Appoint A Director Management For Voted - For
2.5 Appoint A Director Management For Voted - For
2.6 Appoint A Director Management For Voted - For
2.7 Appoint A Director Management For Voted - For
2.8 Appoint A Director Management For Voted - For
2.9 Appoint A Director Management For Voted - For
2.10 Appoint A Director Management For Voted - For
2.11 Appoint A Director Management For Voted - For
3.1 Appoint A Corporate Auditor Management For Voted - For
3.2 Appoint A Corporate Auditor Management For Voted - For
3.3 Appoint A Corporate Auditor Management For Voted - Against
3.4 Appoint A Corporate Auditor Management For Voted - Against
WESTERN AREAS LTD, WEST PERTH WA
CUSIP: Q9618L100
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2, 3 and 4 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Re-election of Independent Non-executive Director -
Mr Ian Macliver Management For Voted - For
2 Adoption of Remuneration Report Management For Voted - For
3 Issue of Performance Rights to Daniel Lougher Management For Voted - For
4 Issue of Performance Rights to David Southam Management For Voted - For
5 Provision of Financial Assistance by Western Areas
Nickel Pty Ltd Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
1258
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Approval of Prior Issue of Placement Shares Management For Voted - For
ZHAOJIN MINING INDUSTRY COMPANY LTD, BEIJING
CUSIP: Y988A6104
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/1015/ltn-20131015227.pdf,
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn-20131015219.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/1015/ltn2-0131015215.pdf Non-Voting Non-Voting
1 To Consider and Approve the "resolution on the
Non-public Issue of Debt Financial Instruments" and
the Authorization of the Chairman of the Company to
Determine and Handle All Matters Relating to the
Non-public Issue of Debt Financial Instruments Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking O-n the Url Links:
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091025.pdf,
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0508/lt-n20140508521.pdf
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn-201404091039.pdf, and
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/050-8/ltn20140508453.pdf Non-Voting Non-Voting
Please Note That This is an Amendment to Meeting Id
299781 Due to Addition Of-resolution S.4. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
O.i The Report of the Board of Directors ("board") of
the Company for the Year Ended 31 December 2013 Management For Voted - For
1259
GLOBAL X S&P/TSX VENTURE 30 CANADA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.ii The Report of the Supervisory Committee of the
Company for the Year Ended 31 December 2013 Management For Voted - For
O.iii The Audited Financial Report of the Company for the
Year Ended 31 December 2013 Management For Voted - For
O.iv The Proposal for the Declaration and Payment of
Final Dividends for the Year Ended 31 December 2013 Management For Voted - For
O.v The Proposal for the Re-appointment of Ernst &
Young and Shulun Pan Certified Public Accountants
As the International Auditor and the Prc Auditor of
the Company Respectively for the Year Ended 31
December 2014, and to Authorize the Board to Fix
Their Respective Remuneration Management For Voted - For
S.1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Allot,
Issue Or Deal with the Domestic Shares and H Shares
of Up to A Maximum of 20% of the Aggregate Nominal
Value of Each of the Issued Domestic Shares and H
Shares of the Company As at the Date of Passing
This Resolution Management For Voted - Against
S.2 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - For
S.3 Proposal for the Issuance of Non- Financial
Corporate Debt Financing Instrument in the
Inter-bank Board Market Management For Voted - For
S.4 The Proposed Issue of Corporate Bonds in the Prc
and the Grant of Authority to the Board to Deal
with Such Matters Relating to the Issue of the
Corporate Bonds (as Set Out in the Circular of the
Company Dated 9 May 2014) Management For Voted - For
Meeting Date: 26-May-14 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091027.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0409/ltn201404091045.pdf Non-Voting Non-Voting
1 To Grant A General Mandate to be Given to the Board
to Exercise the Power of the Company to Repurchase
H Shares of Up to A Maximum of 10% of the Aggregate
Nominal Value of the Issued H Shares Share Capital
of the Company As at the Date of Passing This
Resolution Management For Voted - Against
1260
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALCYONE RESOURCES LTD, PERTH
CUSIP: Q0177N108
Meeting Date: 15-Jul-13 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 2, 3, 4, 5, 6, 7, 8,-9, 13, 14, 15, 16
and 17 and Votes Cast by Any Individual Or Related
Party- Who Benefit from the Passing of the
Proposal/s Will be Disregarded by The-company.
Hence, If You Have Obtained Benefit Or Expect to
Obtain Future-benefit You Should Not Vote (or Vote
"abstain") on the Relevant Proposal-items. by Doing
So, You Acknowledge That You Have Obtained Benefit
Or Expect-to Obtain Benefit by the Passing of the
Relevant Proposal/s. by Voting (for-or Against) on
Proposals (1, 2, 3, 4, 5, 6, 7, 8, 9, 13, 14, 15,
16 and 17),-you Acknowledge That You Have Not
Obtained Benefit Neither Expect to Obtain-benefit
by the Passing of the Relevant Proposal/s and You
Comply with The-voting Exclusion. Non-Voting Non-Voting
1 Ratification of Issues to Bergen Global Management For Voted - For
2 Approval for Issue of Securities to Bergen Global Management For Voted - For
3 Ratification of Issues to Ya Global Management For Voted - For
4 Ratification of Issue of Placement Shares and
Options Management For Voted - For
5 Ratification of Issue of Shares to Celtic Capital Management For Voted - For
6 Approval for Issue of Securities to Celtic Capital Management For Voted - For
7 Approval for Issue of Shares to Powerline Management For Voted - For
8 Approval of Rights Issue Management For Voted - For
9 Approval for Issue of Broker Options Under the
Broker Offer Management For Voted - For
10 Re-election of Dr Paul D'sylva As Director Management For Voted - For
11 Re-election of Mr Timothy Morrison As Director Management For Voted - For
12 Re-election of Mr Michael Reed As Director Management For Voted - For
13 Re-adoption of Employee Performance Rights Plan Management For Voted - For
14 Issue of Performance Rights to Related Party - Mr
Michael Reed Management For Voted - For
15 Approval of Non Executive Director Performance
Rights Plan Management For Voted - For
16 Issue of Performance Rights to Related Party - Dr
Paul D'sylva Management For Voted - For
17 Issue of Performance Rights to Related Party - Mr
Timothy Morrison Management For Voted - For
Please Note That This is A Revision Due to Change
in Record Date. If You Have-already Sent in Your
Votes, Please Do Not Return This Proxy Form Unless
You De-cide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
1261
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALEXCO RESOURCE CORP.
CUSIP: 01535P106 TICKER: AXU
Meeting Date: 10-Jun-14 Meeting Type: Annual
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Clynton R. Nauman Management For Voted - For
2 George Brack Management For Voted - For
3 Terry Krepiakevich Management For Voted - For
4 David H. Searle Management For Voted - For
5 Rick Van Nieuwenhuyse Management For Vote Withheld
6 Michael D. Winn Management For Voted - For
7 Richard N. Zimmer Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
04 That the New Stock Option Plan (as Defined and
Described in the Company's Information Circular
Dated April 30, 2014), Being A 9% Rolling Stock
Option Plan Pursuant to Which the Directors May,
from Time to Time, Authorize the Granting of
Options to Directors, Officers, Employees and
Service Providers of the Company, be and is Hereby
Authorized, Confirmed and Approved. Management For Voted - For
05 That the New Rsu Plan (as Defined in the Company's
Information Circular Dated April 30, 2014),
Pursuant to Which the Company is Authorized to
Issue in the Aggregate Up to A Maximum of 650,000
Common Shares of the Company in Respect of
Restricted Share Units, be and is Hereby
Authorized, Confirmed and Approved. Management For Voted - For
06 To Transact Such Further Or Other Business As May
Properly Come Before the Meeting and Any
Adjournments Thereof. Management For Voted - Against
ARIAN SILVER CORP
CUSIP: G0472G106
Meeting Date: 29-Aug-13 Meeting Type: Ordinary General Meeting
1 To Approve the Consolidation Or Combination of the
Company's Issued and Outstanding Common Shares on
the Basis of One (1) New Common Share Without Par
Value for Every Existing Ten (10) Common Shares
Without Par Value Management For Voted - For
Please Note That This is A Revision Due to Change
in Meeting Type from Sgm To-ogm. If You Have
Already Sent in Your Votes, Please Do Not Return
This Proxy F-orm Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
1262
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AURCANA CORPORATION, VANCOUVER BC
CUSIP: 051918506
Meeting Date: 05-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.a to 2.e and 3". Thank You. Non-Voting Non-Voting
1 Number of Directors: to Set the Number of Directors
at Five Management For Voted - For
2.a Election of Director: Lenic Rodriguez Management For Voted - For
2.b Election of Director: Robert Tweedy Management For Voted - For
2.c Election of Director: Kevin Drover Management For Voted - For
2.d Election of Director: Adrian Aguirre Management For Voted - For
2.e Election of Director: Jerry Blackwell Management For Voted - For
3 Appointment of Auditors: Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
4 Amendment to Bylaws: to Consider And, If Deemed
Appropriate, to Pass with Or Without Variation, an
Ordinary Resolution (the Full Text of Which is Set
Out in the Accompanying Management Information
Circular) Approving, Ratifying and Confirming the
Amendment to By-law No. 1 As More Particularly
Described in the Attached Information Circular Management For Voted - For
AURICO GOLD INC.
CUSIP: 05155C105 TICKER: AUQ
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Alan R. Edwards Management For Voted - For
2 Mark J. Daniel Management For Voted - For
3 Scott G. Perry Management For Voted - For
4 Luis M. Chavez Management For Voted - For
5 Patrick D. Downey Management For Voted - For
6 Ronald E. Smith Management For Voted - For
7 Richard M. Colterjohn Management For Voted - For
8 Joseph G. Spiteri Management For Voted - For
02 Appoint KPMG LLP, Chartered Accountants, As
Auditors for the Company, and to Authorize the
Directors of the Company to Set the Auditors'
Remuneration. Management For Voted - For
03 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders, Confirming and
Ratifying the Company's Advance Notice By-law. Management For Voted - For
1263
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
04 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders Confirming and Ratifying
the Amendments to the Company's By-law No. 1. Management For Voted - For
05 Consider And, If Deemed Advisable, Pass an Ordinary
Resolution of Shareholders Confirming and Ratifying
the Company's Amended and Restated Employee Share
Purchase Plan To, Among Other Things, Replenish the
Common Shares Reserved for Issuance Under the Plan
and to Specify Amendments to the Plan That Would
Require Shareholder Approval. Management For Voted - For
06 Consider And, If Deemed Advisable, Pass A
Non-binding, Advisory Resolution Accepting the
Company's Approach to Executive Compensation. Management For Voted - Against
BEAR CREEK MINING CORP
CUSIP: 07380N104
Meeting Date: 20-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 4
and 5" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2.1 to 2.7 and 3". Thank
You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: Catherine Mcleod-seltzer Management For Voted - For
2.2 Election of Director: Andrew T. Swarthout Management For Voted - For
2.3 Election of Director: David De Witt Management For Voted - For
2.4 Election of Director: Miguel Grau Management For Voted - For
2.5 Election of Director: Kevin Morano Management For Voted - For
2.6 Election of Director: Nolan Watson Management For Voted - For
2.7 Election of Director: Frank Tweddle Management For Voted - For
3 Appointment of PricewaterhouseCoopers LLP As
Auditors of the Company for the Ensuing Year at A
Remuneration to be Fixed by the Directors Management For Voted - For
4 To Consider And, If Thought Fit, Pass an Ordinary
Resolution to Reapprove the Company's 10% "rolling"
Stock Option Plan Management For Voted - For
5 To Approve the Transaction of Such Other Business
As May Properly Come Before the Meeting and Any
Adjournment(s) Or Postponement(s) Thereof Management For Voted - Against
COEUR MINING INC, COEUR D ALENE, ID
CUSIP: 192108504
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
1.1 Election of Director: Linda L Adamany Management For Voted - For
1.2 Election of Director: Kevin S.crutchfield Management For Voted - For
1.3 Election of Director: Sebastian Edwards Management For Voted - For
1.4 Election of Director: Randolph E.gress Management For Voted - For
1264
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Election of Director: Mitchell J.krebs Management For Voted - For
1.6 Election of Director: Robert E.mellor Management For Voted - For
1.7 Election of Director: John H.robinson Management For Voted - For
1.8 Election of Director: J.kenneth Thompson Management For Voted - For
2 Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3 Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2014 Management For Voted - For
COEUR MINING, INC.
CUSIP: 192108504 TICKER: CDE
Meeting Date: 13-May-14 Meeting Type: Annual
1.1 Election of Director: Linda L. Adamany Management For Voted - For
1.2 Election of Director: Kevin S. Crutchfield Management For Voted - For
1.3 Election of Director: Sebastian Edwards Management For Voted - For
1.4 Election of Director: Randolph E. Gress Management For Voted - For
1.5 Election of Director: Mitchell J. Krebs Management For Voted - For
1.6 Election of Director: Robert E. Mellor Management For Voted - For
1.7 Election of Director: John H. Robinson Management For Voted - For
1.8 Election of Director: J. Kenneth Thompson Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
ENDEAVOUR SILVER CORP.
CUSIP: 29258Y103 TICKER: EXK
Meeting Date: 08-May-14 Meeting Type: Annual
01 Director Management
1 Ricardo M. Campoy Management For Voted - For
2 Bradford J. Cooke Management For Voted - For
3 Geoffrey A. Handley Management For Voted - For
4 Rex J. Mclennan Management For Voted - For
5 Kenneth Pickering Management For Voted - For
6 Mario D. Szotlender Management For Voted - For
7 Godfrey J. Walton Management For Voted - For
02 Appointment of KPMG LLP, Chartered Accountants As
Auditor of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
03 To Reconfirm the Company's Shareholder Rights Plan. Management For Voted - For
1265
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST MAJESTIC SILVER CORP.
CUSIP: 32076V103 TICKER: AG
Meeting Date: 27-May-14 Meeting Type: Annual
01 To Set the Number of Directors at Six. Management For Voted - For
02 Director Management
1 Keith Neumeyer Management For Voted - For
2 Ramon Davila Management For Voted - For
3 Robert Mccallum Management For Voted - For
4 Douglas Penrose Management For Voted - For
5 Tony Pezzotti Management For Voted - For
6 David Shaw Management For Voted - For
03 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration. Management For Voted - For
04 Approval of the Resolution Approving the Company's
Proposed Stock Option Plan and the Reservation of
Shares for Issuance Thereunder, As More
Particularly Set Forth in the Information Circular
Prepared for the Annual General Meeting. Management For Voted - For
FIRST MAJESTIC SILVER CORPORATION, VANCOUVER BC
CUSIP: 32076V103
Meeting Date: 27-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.6 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Six Management For Voted - For
2.1 Election of Director: Keith Neumeyer Management For Voted - For
2.2 Election of Director: Ramon Davila Management For Voted - For
2.3 Election of Director: Robert Mccallum Management For Voted - For
2.4 Election of Director: Douglas Penrose Management For Voted - For
2.5 Election of Director: Tony Pezzotti Management For Voted - For
2.6 Election of Director: David Shaw Management For Voted - For
3 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year and Authorizing the
Directors to Fix Their Remuneration Management For Voted - For
4 Approval of the Resolution Approving the Company's
Proposed Stock Option Plan and the Reservation of
Shares for Issuance Thereunder, As More
Particularly Set Forth in the Information Circular
Prepared for the Annual General Meeting Management For Voted - For
1266
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FORTUNA SILVER MINES INC, VANCOUVER BC
CUSIP: 349915108
Meeting Date: 19-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1, 10
and 11" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "2 to 9". Thank You. Non-Voting Non-Voting
1 To Determine the Number of Directors at Seven Management For Voted - For
2 Elect Jorge Ganoza Durant As A Director Management For Voted - For
3 Elect Simon Ridgway As A Director Management For Voted - For
4 Elect Michael IVerson As A Director Management For Voted - For
5 Elect Mario Szotlender As A Director Management For Voted - For
6 Elect Robert Gilmore As A Director Management For Voted - For
7 Elect Thomas Kelly As A Director Management For Voted - For
8 Elect David Farrell As A Director Management For Voted - For
9 Appoint Deloitte LLP As Auditors of the Company and
Authorize the Directors to Fix Their Remuneration Management For Voted - For
10 Ratify the Adoption of the Company's Advance Notice
Policy Management For Voted - For
11 Transact Such Other Business As May Properly Come
Before the Meeting Management For Voted - Against
FRESNILLO PLC, LONDON
CUSIP: G371E2108
Meeting Date: 16-May-14 Meeting Type: Annual General Meeting
1 Receiving the 2013 Report and Accounts Management For Voted - For
2 That, A Special Dividend of 6.8 Us Cents Per
Ordinary Share, be Declared. Directors Remuneration
Policy Management For Voted - For
3 Approval of the Directors' Remuneration Policy Management For Voted - For
4 Approval of the Directors' Remuneration Report Management For Voted - For
5 Re-election of Mr Alberto Bailleres Management For Voted - For
6 Re-election of Mr Fernando Ruiz Management For Voted - Against
7 Re-election of Mr Guy Wilson Management For Voted - For
8 Re-election of Mr Juan Bordes Management For Voted - For
9 Re-election of Mr Arturo Fernandez Management For Voted - For
10 Re-election of Mr Rafael Mac Gregor Management For Voted - For
11 Re-election of Mr Jaime Lomelin Management For Voted - For
12 Re-election of Ms Maria Asuncion Aramburuzabala Management For Voted - For
13 Re-election of Mr Alejandro Bailleres Management For Voted - For
14 Election of Ms Barbara Garza Laguera Management For Voted - For
15 Election of Mr Jaime Serra Management For Voted - For
16 Election of Mr Charles Jacobs Management For Voted - For
17 Re-appointment of Ernst and Young LLP As Auditors Management For Voted - For
18 Authority to Set the Remuneration of the Auditors Management For Voted - For
1267
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Directors' Authority to Allot Shares Management For Voted - For
20 Authority to Disapply Pre-emption Rights Management For Voted - For
21 Authority for the Company to Purchase Its Own Shares Management For Voted - For
22 Notice Period for A General Meeting Management For Voted - Against
01 May 2014: Please Note That This is A Revision
Due to Change in Text of Reso-lution 2. If You Have
Already Sent in Your Votes, Please Do Not Vote
Again Unl-ess You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GOLDEN MINERALS CO
CUSIP: 381119106
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolutions
Numbers "1.1 to 1.8". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Jeffrey G. Clevenger Management For Voted - For
1.2 Election of Director: W. Durand Eppler Management For Voted - For
1.3 Election of Director: Michael T. Mason Management For Voted - For
1.4 Election of Director: Ian Masterton- Hume Management For Voted - For
1.5 Election of Director: Kevin R. Morano Management For Voted - For
1.6 Election of Director: Terry M. Palmer Management For Voted - For
1.7 Election of Director: Andrew N. Pullar Management For Voted - For
1.8 Election of Director: David H. Watkins Management For Voted - For
2 To Ratify the Selection of Eks&h, Lllp As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014 Management For Voted - For
3 To Vote to Approve Amendments to the Company's 2009
Equity Incentive Plan Management For Voted - For
GOLDEN MINERALS COMPANY
CUSIP: 381119106 TICKER: AUMN
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Jeffrey G. Clevenger Management For Voted - For
2 W. Durand Eppler Management For Voted - For
3 Michael T. Mason Management For Voted - For
4 Ian Masterton-hume Management For Voted - For
5 Kevin R. Morano Management For Voted - For
6 Terry M. Palmer Management For Voted - For
7 Andrew N. Pullar Management For Voted - For
8 David H. Watkins Management For Voted - For
2. To Ratify the Selection of Eks&h, Lllp As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014. Management For Voted - For
1268
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Vote to Approve Amendments to the Company's 2009
Equity Incentive Plan. Management For Voted - For
GREAT PANTHER SILVER LIMITED
CUSIP: 39115V101 TICKER: GPL
Meeting Date: 26-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Six (6). Management For Voted - For
02 Director Management
1 Robert A. Archer Management For Voted - For
2 R.W. (bob) Garnett Management For Voted - For
3 Kenneth W. Major Management For Voted - For
4 John Jennings Management For Voted - For
5 W.J. (james) Mullin Management For Voted - For
6 Jeffrey R. Mason Management For Voted - For
03 Appointment of KPMG LLP, Chartered Accountants As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
04 To Approve the Company's Combined Restricted Share
Unit and Deferred Share Unit Plan. Management For Voted - For
HECLA MINING COMPANY
CUSIP: 422704106 TICKER: HL
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Phillips S. Baker, Jr. Management For Voted - For
2 Dr. Anthony P. Taylor Management For Voted - For
2. Proposal to Ratify and Approve the Selection of Bdo
Usa, LLP As Independent Auditors of the Company for
the Calendar Year. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Approval of Amendments to the Company's Certificate
of Incorporation and Bylaws to Permit Shareholders
to Call Special Meetings of Shareholders. Management For Voted - For
HOCHSCHILD MINING PLC, LONDON
CUSIP: G4611M107
Meeting Date: 29-Nov-13 Meeting Type: ExtraOrdinary General Meeting
1 That the Transaction, on the Terms Set Out in the
Transaction Agreements, be and is Hereby Approved
and the Directors (or A Committee of the Directors)
be and are Hereby Authorised to Waive, Amend, Vary
Or Extend Any of the Terms of the Transaction
Agreements (provided That Any Such Waivers,
1269
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Amendments, Variations Or Extensions are Not A
Material Change to the Terms of the Transaction)
and to Do All Things As They May Consider to be
Necessary Or Desirable to Implement and Give Effect
To, Or Otherwise in Connection With, the
Transaction and Any Matters Incidental to the
Transaction Management For Voted - For
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 To Receive the Audited Accounts of the Company for
the Year Ended 31 December 2013 Management For Voted - For
2 To Approve the 2013 Directors' Remuneration Report
(excluding the Directors' Remuneration Policy) Management For Voted - For
3 To Approve the Directors' Remuneration Policy Management For Voted - For
4 To Re-elect Graham Birch As A Director of the
Company Management For Voted - Against
5 To Re-elect Enrico Bombieri As A Director of the
Company Management For Voted - For
6 To Re-elect Jorge Born Jr. As A Director of the
Company Management For Voted - Against
7 To Re-elect Ignacio Bustamante As A Director of the
Company Management For Voted - For
8 To Re-elect Roberto Danino As A Director of the
Company Management For Voted - For
9 To Re-elect Sir Malcolm Field As A Director of the
Company Management For Voted - For
10 To Re-elect Eduardo Hochschild As A Director of the
Company Management For Voted - For
11 To Re-elect Nigel Moore As A Director of the Company Management For Voted - For
12 To Re-appoint Ernst & Young LLP As Auditors Management For Voted - For
13 To Authorise the Audit Committee to Set the
Auditors' Remuneration Management For Voted - For
14 To Authorise the Directors to Allot Shares Management For Voted - For
15 To Approve the Rules of the Deferred Bonus Plan
("dbp") and Authorise the Directors to Establish
Further Plans for Employees Based Overseas Based on
the Dbp Management For Voted - For
16 To Disapply Statutory Pre-emption Rights Management For Voted - For
17 To Authorise the Company to Make Market Purchases
of Its Own Shares Management For Voted - For
18 To Authorise General Meetings Other Than Annual
General Meetings to be Called on Not Less Than 14
Clear Days' Notice Management For Voted - Against
23 Apr 2014: Please Note That This is A Revision
Due to Modification to Text O-f Resolution 6. If
You Have Already Sent in Your Votes, Please Do Not
Vote Aga-in Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
1270
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INDUSTRIAS PENOLES SAB DE CV
CUSIP: P55409141
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
I.I In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the Board
of Directors Management For Abstain
I.II In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the
General Director, Accompanied by the Opinion of the
Outside Auditor Management For Abstain
I.III In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Individual and
Consolidated Financial Statements for the 2013
Fiscal Year Management For Abstain
I.IV In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report Regarding the
Main Accounting and Information Policies and
Criteria That Were Followed in the Preparation of
the Financial Information Management For Abstain
I.V In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report from the Audit
and Corporate Practices Committee Management For Abstain
I.VI In Accordance with the Applicable Provisions of the
General Mercantile Companies Law, the Securities
Market Law and the Income Tax Law, the
Presentation, Discussion And, If Deemed
Appropriate, Approval Of: the Report Regarding the
Fulfillment of the Tax Obligations of the Company Management For Abstain
II Resolutions Regarding the Allocation of Results Management For Abstain
III Resolution Regarding the Amount That Can be
Allocated to the Purchase of Shares of the Company
in Accordance with the Terms of That Which is
Provided for in Article 56, Part IV, of the
Securities Market Law Management For Abstain
IV Election Or, If Deemed Appropriate, Ratification of
the Members of the Board of Directors,
Classification of Their Independence in Accordance
1271
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
with the Terms of the Securities Market Law and the
Determination of Their Compensation Management For Abstain
V Designation Or, If Deemed Appropriate, Ratification
of the Chairperson of the Audit and Corporate
Practices Committee Management For Abstain
VI Designation of Special Delegates of the General
Meeting Management For Voted - For
VII Reading And, If Deemed Appropriate, Approval of the
General Meeting Minutes Management For Voted - For
MAG SILVER CORP.
CUSIP: 55903Q104 TICKER: MVG
Meeting Date: 24-Jun-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven (7). Management For Voted - For
02 Director Management
1 George N. Paspalas Management For Voted - For
2 Jonathan A. Rubenstein Management For Voted - For
3 Richard M. Colterjohn Management For Voted - For
4 Derek C. White Management For Voted - For
5 Peter D. Barnes Management For Voted - For
6 Richard P. Clark Management For Voted - For
7 Daniel T. Macinnis Management For Voted - For
03 Appointment of Deloitte LLP, Chartered Accountants,
As the Auditor of the Company for the Ensuing Year
and Authorizing the Directors to Fix Their
Remuneration. Management For Voted - For
04 To Approve the Second Amended and Restated Stock
Option Plan, As More Particularly Described in the
Management Information Circular for the Meeting. Management For Voted - For
05 To Approve the Share Unit Plan, As More
Particularly Described in the Management
Information Circular for the Meeting. Management For Voted - For
06 To Approve the Directors' Deferred Share Unit Plan,
As More Particularly Described in the Management
Information Circular for the Meeting. Management For Voted - For
MCEWEN MINING INC.
CUSIP: 58039P107 TICKER: MUX
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Robert R. Mcewen Management For Voted - For
2 Michele L. Ashby Management For Voted - For
3 Leanne M. Baker Management For Voted - For
4 Donald R.m. Quick Management For Voted - For
5 Michael L. Stein Management For Voted - For
6 Allen V. Ambrose Management For Voted - For
1272
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Richard W. Brissenden Management For Voted - For
8 Gregory P. Fauquier Management For Voted - For
2. Say on Pay - an Advisory Vote on the Approval of
Compensation of our Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
PAN AMERICAN SILVER CORP.
CUSIP: 697900108 TICKER: PAAS
Meeting Date: 08-May-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Ross J. Beaty Management For Voted - For
2 Geoffrey A. Burns Management For Voted - For
3 Michael L. Carroll Management For Voted - For
4 Christopher Noel Dunn Management For Voted - For
5 Neil De Gelder Management For Voted - For
6 Robert P. Pirooz Management For Voted - For
7 David C. Press Management For Voted - For
8 Walter T. Segsworth Management For Voted - For
02 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
03 To Consider And, If Thought Appropriate, to Pass an
Ordinary Resolution Approving the Corporation's
Approach to Executive Compensation, the Complete
Text of Which is Set Out in the Information
Circular for the Meeting. Management For Voted - For
POLYMETAL INTERNATIONAL PLC, ST HELIER
CUSIP: G7179S101
Meeting Date: 21-May-14 Meeting Type: Annual General Meeting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend Management For Voted - For
5 Re-elect Bobby Godsell As Director Management For Voted - For
6 Re-elect Vitaly Nesis As Director Management For Voted - For
7 Re-elect Konstantin Yanakov As Director Management For Voted - For
8 Re-elect Marina Gronberg As Director Management For Voted - For
9 Re-elect Jean-pascal Duvieusart As Director Management For Voted - For
10 Re-elect Jonathan Best As Director Management For Voted - For
11 Re-elect Russell Skirrow As Director Management For Voted - For
12 Re-elect Leonard Homeniuk As Director Management For Voted - For
13 Re-appoint Deloitte LLP As Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
1273
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Amend Long-term Incentive Plan Management For Voted - For
16 Authorise Issue of Equity with Pre- Emptive Rights Management For Voted - For
17 Authorise Issue of Equity Without Pre-emptive Rights Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
PRIMERO MINING CORP, VANCOUVER BC
CUSIP: 74164W106
Meeting Date: 27-Feb-14 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1",
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details. Non-Voting Non-Voting
1 To Consider, As Same May be Amended And, If Thought
Advisable, to Pass, with Or Without Amendment, an
Ordinary Resolution the Full Text of Which is Set
Forth in Appendix "a" Attached to the Accompanying
Management Information Circular Dated January 27,
2014 (the "circular"), to Approve the Issuance of
Such Number Common Shares of Primero Mining Corp.
("primero") As May be Required to be Issued
Pursuant to the Terms of the Arrangement Under
Section 192 of the Canada Business Corporations Act
Involving Primero and Brigus Gold Corp. ("brigus"),
As More Particularly Described and Set Forth in the
Circular Management For Voted - For
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Wade Nesmith Management For Voted - For
1.2 Election of Director: Joseph Conway Management For Voted - For
1.3 Election of Director: David Demers Management For Voted - For
1.4 Election of Director: Grant Edey Management For Voted - For
1.5 Election of Director: Rohan Hazelton Management For Voted - For
1.6 Election of Director: Eduardo Luna Management For Voted - For
1.7 Election of Director: Robert Quartermain Management For Voted - For
1.8 Election of Director: Michael Riley Management For Voted - For
1.9 Election of Director: Brad Marchant Management For Voted - For
2 To Appoint Deloitte LLP As Auditor of the Company
to Serve Until the Close of the Next Annual General
Meeting and to Authorize the Directors to Fix the
Auditor's Remuneration Management For Voted - For
1274
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCORPIO MINING CORP
CUSIP: 80917V105
Meeting Date: 12-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' Only-for Resolution Numbers
"1.1 to 1.7 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Ewan Mason Management For Voted - For
1.2 Election of Director: Pierre Lacombe Management For Voted - For
1.3 Election of Director: Peter J. Hawley Management For Voted - For
1.4 Election of Director: Jonathan A. Berg Management For Voted - For
1.5 Election of Director: Thomas Weng Management For Voted - For
1.6 Election of Director: Thomas Mcgrail Management For Voted - For
1.7 Election of Director: Bradley R. Kipp Management For Voted - For
2 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
30 May 2014: Please Note This is A Contested
Meeting. This is the Management-slate. Please Note
You are Not Permitted to Vote on Both Management
and Opposi-tion. You are Only Required to Vote on
One Slate. Non-Voting Non-Voting
30 May 2014: Please Note That This is A Revision
Due to Addition of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You Dec-ide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
Please Note This is A Contested Meeting. This is
the Opposition Slate. Please-note You are Not
Permitted to Vote on Both Management and
Opposition. You Are-only Required to Vote on One
Slate. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or ' Abstain ' Fo-r Resolutions "1.i to
1.x and 2".thankyou. Non-Voting Non-Voting
1.I Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Pierre Lacombe Shareholder Against Voted - For
1.II Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Thomas Mcgrail Shareholder Against Voted - For
1.III Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Mark A. Tashkovich Shareholder Against Voted - For
1.IV Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Peter J. Hawley Shareholder Against Voted - For
1.V Please Note That This Resolution is A Shareholder
Proposal: Election of Director: John J. Ellis Shareholder Against Voted - For
1.VI Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Joseph M. Keane Shareholder Against Voted - For
1.VII Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Thomas Weng Shareholder Against Voted - For
1VIIIPlease Note That This Resolution is A Shareholder
Proposal: Election of Director: Ewan Mason Shareholder Against Voted - For
1275
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.IX Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Jonathan A. Berg Shareholder Against Voted - For
1.X Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Bradley R. Kipp Shareholder Against Voted - For
2 Please Note That This Resolution is A Shareholder
Proposal: the Appointment of Deloitte LLP As
Auditors of Scorpio for the Ensuing Year and
Authorizing the Directors of Scorpio to Fix Their
Remuneration Shareholder Against Voted - For
SILVER STANDARD RESOURCES INC.
CUSIP: 82823L106 TICKER: SSRI
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Peter W. Tomsett Management For Voted - For
2 A.E. Michael Anglin Management For Voted - For
3 Richard C.campbell, Mbe Management For Voted - For
4 Gustavo A. Herrero Management For Voted - For
5 Richard D. Paterson Management For Voted - For
6 Steven P. Reid Management For Voted - For
7 John Smith Management For Voted - For
03 Appointment of PricewaterhouseCoopers LLP, As
Auditors of the Company for the Ensuing Year and
Authorizing the Directors to Fix Their Remuneration. Management For Voted - For
04 Resolution to Confirm and Approve Advance Notice
Policy As Set Out in the Management Information
Circular for the Meeting. Management For Voted - For
05 Resolution to Approve the Amended and Restated
Stock Option Plan As Set Out in the Management
Information Circular for the Meeting. Management For Voted - For
SILVER WHEATON CORP.
CUSIP: 828336107 TICKER: SLW
Meeting Date: 09-May-14 Meeting Type: Annual and Special Meeting
A Director Management
1 Lawrence I. Bell Management For Voted - For
2 George L. Brack Management For Voted - For
3 John A. Brough Management For Voted - For
4 R. Peter Gillin Management For Voted - For
5 Chantal Gosselin Management For Voted - For
6 Douglas M. Holtby Management For Voted - For
7 Eduardo Luna Management For Voted - For
8 Wade D. Nesmith Management For Voted - For
9 Randy V.j. Smallwood Management For Voted - For
1276
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B In Respect of the Appointment of Deloitte LLP,
Independent Registered Public Accounting Firm, As
Auditors of the Company and Authorizing the
Directors to Fix Their Remuneration; Management For Voted - For
C A Non-binding Advisory Resolution Accepting the
Company's Approach to Executive Compensation; Management For Voted - For
D A Resolution Approving an Amendment to the
Company's Share Option Plan; Management For Voted - For
E A Resolution Confirming the Adoption of A By-law
Providing for Advance Notice Requirements for the
Nomination of Directors; Management For Voted - For
F A Resolution Confirming the Adoption of Amendments
to the Existing By- Laws to Increase the Quorum at
A Meeting of Shareholders from 10% to 25%; Management For Voted - For
G A Resolution Confirming the Adoption of Amendments
to the Existing By- Laws to Modernize and Enhance
Notice and Signature Provisions. Management For Voted - For
SILVERCORP METALS INC.
CUSIP: 82835P103 TICKER: SVM
Meeting Date: 20-Sep-13 Meeting Type: Annual
01 To Set the Number of Directors at Seven. Management For Voted - For
02 Director Management
1 Rui Feng Management For Voted - For
2 Myles Gao Management For Voted - For
3 Paul Simpson Management For Voted - For
4 David Kong Management For Voted - For
5 Yikang Liu Management For Vote Withheld
6 Robert Gayton Management For Voted - For
7 Earl Drake Management For Voted - For
03 Appointment of Deloitte LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration. Management For Voted - For
SILVERCREST MINES INC, VANCOUVER BC
CUSIP: 828365106
Meeting Date: 11-Jun-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.7 and 3". Thank You. Non-Voting Non-Voting
1 To Fix the Number of Directors at Seven Management For Voted - For
2.1 Election of Director: Dunham L. Craig Management For Voted - For
2.2 Election of Director: J. Scott Drever Management For Voted - For
2.3 Election of Director: N. Eric Fier Management For Voted - For
2.4 Election of Director: Ross O. Glanville Management For Voted - For
2.5 Election of Director: Barney Magnusson Management For Voted - For
1277
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.6 Election of Director: George W. Sanders Management For Voted - For
2.7 Election of Director: Graham C. Thody Management For Voted - For
3 Appointment of Davidson & Company LLP, Chartered
Accountants As Auditor of the Company for the
Ensuing Year Management For Voted - For
4 To Reconfirm the Company's Shareholder Rights Plan Management For Voted - For
TAHOE RESOURCES INC, RENO NV
CUSIP: 873868103
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3"
and 'in Favor' Or 'abstain' Only for
Resolutions-numbers "1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.01 Election of Director: Lorne B. Anderson Management For Voted - For
1.02 Election of Director: John P. Bell Management For Voted - For
1.03 Election of Director: Tanya M. Jakusconek Management For Voted - For
1.04 Election of Director: C. Kevin Mcarthur Management For Voted - For
1.05 Election of Director: A. Dan Rovig Management For Voted - For
1.06 Election of Director: Paul B. Sweeney Management For Voted - For
1.07 Election of Director: James S. Voorhees Management For Voted - For
1.08 Election of Director: Kenneth F. Williamson Management For Voted - For
2 Appointment of Deloitte LLP As Auditors of the
Company for the Ensuing Year Management For Voted - For
3 To Approve an Ordinary Resolution Approving the
Continuation and Amendment and Restatement of the
Company's Shareholder Rights Plan, As More
Particularly Described in the Information Circular
for the Meeting Management For Voted - For
1278
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANGIE'S LIST INC.
CUSIP: 034754101 TICKER: ANGI
Meeting Date: 13-May-14 Meeting Type: Annual
1. Director Management
1 Mark Britto Management For Voted - For
2 Michael S. Maurer Management For Voted - For
3 Susan E. Thronson Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
CHANGYOU.COM LTD
CUSIP: 15911M107 TICKER: CYOU
Meeting Date: 27-Sep-13 Meeting Type: Annual
I1 Election of Director: Charles Zhang Management For Voted - Against
I2 Election of Director: Tao Wang Management For Voted - Against
I3 Election of Director: Dave De Yang Management For Voted - For
I4 Election of Director: Xiao Chen Management For Voted - For
I5 Election of Director: Charles Sheung Wai Chan Management For Voted - Against
II To Ratify the Appointment of PricewaterhouseCoopers
Zhong Tian LLP As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2013. Management For Voted - For
Meeting Date: 27-Jun-14 Meeting Type: Annual
I1 Election of Director: Charles Zhang Management For Voted - Against
I2 Election of Director: Tao Wang Management For Voted - Against
I3 Election of Director: Dave De Yang Management For Voted - For
I4 Election of Director: Xiao Chen Management For Voted - For
I5 Election of Director: Charles Sheung Wai Chan Management For Voted - Against
II To Ratify the Appointment of PricewaterhouseCoopers
Zhong Tian LLP As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2014. Management For Voted - For
III To Approve the Changyou.com Limited 2014 Share
Incentive Plan. Management For Voted - For
1279
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DEMAND MEDIA, INC.
CUSIP: 24802N109 TICKER: DMD
Meeting Date: 12-Jun-14 Meeting Type: Annual
1A Election of Director: John A. Hawkins Management For Voted - For
1B Election of Director: Joshua G. James Management For Abstain
1C Election of Director: Victor E. Parker Management For Voted - For
2 Ratification of the Appointment of
PricewaterhouseCoopers LLP As Independent
Registered Public Accountants of Demand Media, Inc.
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3 Advisory Vote to Approve the Compensation of our
Named Executive Officers, As Described in the Proxy
Materials. Management For Voted - Against
4 Authorization for the Board of Directors to Effect,
in Its Discretion, A Reverse Stock Split of the
Common Stock of Demand Media, Inc., at A Reverse
Stock Split Ratio of 1-for-5, 1-for-6, 1-for-7,
1-for-8, 1-for-9, 1-for- 10, 1-for-11, Or 1-for-12,
As Determined by the Board of Directors. Management For Voted - For
5 Approval of A Corresponding Amendment to Demand
Media, Inc.'s Amended and Restated Certificate of
Incorporation to Effect the Reverse Stock Split and
to Reduce Proportionately the Total Number of
Shares of Common Stock That Demand Media, Inc. is
Authorized to Issue, Subject to the Board of
Directors Authority to Abandon Such Amendment. Management For Voted - For
6 Approval of A One-time Stock Option Adjustment for
Eligible Stock Options. Management For Voted - For
DENA CO.,LTD.
CUSIP: J1257N107
Meeting Date: 21-Jun-14 Meeting Type: Annual General Meeting
Please Reference Meeting Materials. Non-Voting Non-Voting
1 Approve Appropriation of Surplus Management For Voted - For
2 Appoint A Corporate Auditor Management For Voted - For
FACEBOOK INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Marc L. Andreessen Management For Voted - For
2 Erskine B. Bowles Management For Voted - For
3 S.D. Desmond-hellmann Management For Voted - For
4 Donald E. Graham Management For Voted - For
1280
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Reed Hastings Management For Voted - For
6 Sheryl K. Sandberg Management For Voted - For
7 Peter A. Thiel Management For Voted - For
8 Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - For
4. A Stockholder Proposal Regarding Lobbying
Expenditures. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Political
Contributions. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding Childhood Obesity
and Food Marketing to Youth. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding an Annual
Sustainability Report. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOG
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 Larry Page Management For Voted - For
2 Sergey Brin Management For Vote Withheld
3 Eric E. Schmidt Management For Voted - For
4 L. John Doerr Management For Voted - For
5 Diane B. Greene Management For Voted - For
6 John L. Hennessy Management For Voted - For
7 Ann Mather Management For Voted - For
8 Paul S. Otellini Management For Voted - For
9 K. Ram Shriram Management For Voted - For
10 Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. The Approval of 2013 Compensation Awarded to Named
Executive Officers. Management For Voted - Against
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - For
6. A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Tax Policy
Principles, If Properly Presented at the Meeting. Shareholder Against Voted - Against
1281
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. A Stockholder Proposal Regarding an Independent
Chairman of the Board Policy, If Properly Presented
at the Meeting. Shareholder Against Voted - For
GREE,INC.
CUSIP: J18807107
Meeting Date: 27-Sep-13 Meeting Type: Annual General Meeting
1 Approve Appropriation of Surplus Management For Voted - For
2 Amend Articles To: Reduce Term of Office of
Directors to One Year Management For Voted - For
3.1 Appoint A Director Management For Voted - For
3.2 Appoint A Director Management For Voted - For
3.3 Appoint A Director Management For Voted - For
3.4 Appoint A Director Management For Voted - For
GROUPON, INC.
CUSIP: 399473107 TICKER: GRPN
Meeting Date: 20-May-14 Meeting Type: Annual
1. Director Management
1 Eric Lefkofsky Management For Voted - For
2 Peter Barris Management For Voted - For
3 Robert Bass Management For Voted - For
4 Daniel Henry Management For Voted - For
5 Jeffrey Housenbold Management For Voted - For
6 Bradley Keywell Management For Voted - For
7 Theodore Leonsis Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
of the Company for Fiscal Year 2014. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of our Executive Officers. Management For Voted - For
4. To Approve the Amendment to the Groupon, Inc. 2011
Incentive Plan to Increase the Number of Shares
Available Under the Plan. Management For Voted - For
JIVE SOFTWARE INC.
CUSIP: 47760A108 TICKER: JIVE
Meeting Date: 16-May-14 Meeting Type: Annual
1. Director Management
1 Thomas J. Reilly Management For Voted - For
2 C.J. (chuck) Robel Management For Voted - For
3 Anthony Zingale Management For Voted - For
1282
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of KPMG LLP As Jive
Software's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3. To Consider an Advisory Vote to Approve Named
Executive Officer Compensation. Management For Voted - For
LINKEDIN CORPORATION
CUSIP: 53578A108 TICKER: LNKD
Meeting Date: 10-Jun-14 Meeting Type: Annual
1. Director Management
1 Reid Hoffman Management For Voted - For
2 Stanley J. Meresman Management For Voted - For
3 David Sze Management For Voted - For
2 Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accountants of Linkedin Corporation for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
3 Approval of the Adoption of the Linkedin
Corporation Executive Bonus Compensation Plan for
Purposes of Section 162(m) of the Internal Revenue
Code. Management For Voted - For
MIXI,INC.
CUSIP: J45993102
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
1.1 Appoint A Director Management For Voted - For
1.2 Appoint A Director Management For Voted - For
1.3 Appoint A Director Management For Voted - For
1.4 Appoint A Director Management For Voted - Against
1.5 Appoint A Director Management For Voted - For
1.6 Appoint A Director Management For Voted - For
1.7 Appoint A Director Management For Voted - For
2 Appoint A Corporate Auditor Management For Voted - For
3 Appoint A Substitute Corporate Auditor Management For Voted - For
NETEASE, INC.
CUSIP: 64110W102 TICKER: NTES
Meeting Date: 05-Sep-13 Meeting Type: Annual
1A Re-election of Director: William Lei Ding Management For Voted - For
1B Re-election of Director: Alice Cheng Management For Voted - For
1C Re-election of Director: Denny Lee Management For Voted - For
1D Re-election of Director: Joseph Tong Management For Voted - For
1E Re-election of Director: Lun Feng Management For Voted - For
1283
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F Re-election of Director: Michael Leung Management For Voted - For
1G Re-election of Director: Michael Tong Management For Voted - For
2 Appoint PricewaterhouseCoopers Zhong Tian Cpas
Limited Company As Independent Auditors of Netease,
Inc. for the Fiscal Year Ending December 31, 2013 Management For Voted - For
NEXON CO.,LTD.
CUSIP: J4914X104
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
1.1 Appoint A Director Management For Voted - For
1.2 Appoint A Director Management For Voted - For
1.3 Appoint A Director Management For Voted - For
1.4 Appoint A Director Management For Voted - For
1.5 Appoint A Director Management For Voted - For
2 Amend the Compensation to be Received by Directors Management For Voted - Against
3 Approve Issuance of Share Acquisition Rights As
Stock-linked Compensation Type Stock Options for
Directors and Employees of the Company and the
Company's Subsidiaries Management For Voted - For
4 Approve Issuance of Share Acquisition Rights As
Stock Options for Directors and Employees of the
Company and the Company's Subsidiaries Management For Voted - For
NUTRISYSTEM, INC.
CUSIP: 67069D108 TICKER: NTRI
Meeting Date: 13-May-14 Meeting Type: Annual
1. Director Management
1 Robert F. Bernstock Management For Voted - For
2 Paul Guyardo Management For Voted - For
3 Michael J. Hagan Management For Voted - For
4 Jay Herratti Management For Voted - For
5 Brian P. Tierney Management For Voted - For
6 Andrea M. Weiss Management For Voted - For
7 Stephen T. Zarrilli Management For Voted - For
8 Dawn M. Zier Management For Voted - For
2. Ratify KPMG LLP As our Independent Registered
Public Accounting Firm. Management For Voted - For
3. Approve Named Executive Officers Compensation. Management For Voted - For
PANDORA MEDIA, INC.
CUSIP: 698354107 TICKER: P
Meeting Date: 04-Jun-14 Meeting Type: Annual
1. Director Management
1284
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Peter Chernin Management For Voted - For
2 Brian Mcandrews Management For Voted - For
3 Tim Westergren Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP, As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3. To Approve the 2014 Employee Stock Purchase Plan. Management For Voted - For
PCHOME ONLINE INC
CUSIP: Y6801R101
Meeting Date: 24-Jun-14 Meeting Type: Annual General Meeting
Please Note That in Cases Where the Client
Instructs Us to Vote Against Any-proposal to be
Discussed at A Shareholders Meeting and the Voting
With-respect to Such Proposal is Done by Ballot, We
Or our Designee Will Fill Out-the Ballot in Respect
of Such Proposal in Accordance with the
Clients-instructions. However, If the Voting at the
Shareholders Meeting is Done By-acclamation, We/our
Designee Will Not Take Any Action in Respect of
The-relevant Proposal. Thank You Non-Voting Non-Voting
A.1 The Adoption of Ifrs for the Adjustment of Profit
Distribution and Special-reserve Non-Voting Non-Voting
A.2 The 2013 Business Operations Non-Voting Non-Voting
A.3 The 2013 Audited Reports Non-Voting Non-Voting
B.1 The 2013 Business Reports and Financial Statements Management For Voted - For
B.2 The 2013 Profit Distribution. Proposed Cash
Dividend: Twd 3.61334202 Per Share Management For Voted - For
B.3 The Issuance of New Shares from Retained Earnings.
Proposed Stock Dividend: 55.58987 for 1,000 Shs Held Management For Voted - For
B.4 The Revision to the Articles of Incorporation Management For Voted - For
B.5 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
B.6 Extraordinary Motions Management For Voted - Against
SINA CORPORATION
CUSIP: G81477104 TICKER: SINA
Meeting Date: 18-Nov-13 Meeting Type: Annual
1. Re-election of Ter Fung Tsao As A Director of the
Company. Management For Voted - For
2. Re-election of Yichen Zhang As A Director of the
Company. Management For Voted - For
3. Ratify the Appointment of PricewaterhouseCoopers
Zhong Tian LLP As the Independent Auditors of the
Company. Management For Voted - For
1285
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TENCENT HOLDINGS LTD, GEORGE TOWN
CUSIP: G87572148
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021681.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/seh
K/2014/0402/ltn201404021689.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors and
Auditor for the Year Ended 31 December 2013 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.i.a To Re-elect Mr Lau Chi Ping Martin As Director Management For Voted - For
3.i.b To Re-elect Mr Charles St Leger Searle As Director Management For Voted - For
3.ii To Authorise the Board of Directors to Fix the
Directors' Remuneration Management For Voted - For
4 To Re-appoint Auditor and to Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Issue New Shares (ordinary Resolution 5 As Set Out
in the Notice of the Agm) Management For Voted - Against
6 To Grant A General Mandate to the Directors to
Repurchase Shares (ordinary Resolution 6 As Set Out
in the Notice of the Agm) Management For Voted - For
7 To Extend the General Mandate to Issue New Shares
by Adding the Number of Shares Repurchased
(ordinary Resolution 7 As Set Out in the Notice of
the Agm) Management For Voted - Against
8 To Approve the Share Subdivision (ordinary
Resolution 8 As Set Out in the Notice of Agm) Management For Voted - For
9 To Adopt the Option Scheme of Riot Games, Inc.
(ordinary Resolution 9 As Set Out in the Notice of
Agm) Management For Voted - For
10 To Amend the Existing Memorandum of Association and
Articles of Association and to Adopt the Amended
and Restated Memorandum of Association and Articles
of Association (special Resolution 10 As Set Out in
the Notice of Agm) Management For Voted - For
TWITTER, INC.
CUSIP: 90184L102 TICKER: TWTR
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Richard Costolo Management For Voted - For
1286
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Peter Fenton Management For Voted - For
3 Marjorie Scardino Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014. Management For Voted - For
UNITED ONLINE, INC.
CUSIP: 911268100 TICKER: UNTD
Meeting Date: 05-Sep-13 Meeting Type: Special
1. Authorization for the Board of Directors to Effect,
in Its Discretion, A Reverse Stock Split of the
Common Stock of United Online, Inc., at A Reverse
Stock Split Ratio of 1-for-3, 1-for-4, 1-for-5,
1-for-6, Or 1-for-7, As Determined by the Board of
Directors. Management For Voted - For
2. Approval of A Corresponding Amendment to United
Online, Inc.'s Amended and Restated Certificate of
Incorporation to Effect the Reverse Stock Split and
to Reduce Proportionately the Total Number of
Shares of Common Stock That United Online, Inc. is
Authorized to Issue, Subject to the Board of
Directors' Authority to Abandon Such Amendment. Management For Voted - For
3. Approval of the Adoption and Implementation of the
United Online, Inc. 2010 Employee Stock Purchase
Plan. Management For Voted - For
UNITED ONLINE, INC.
CUSIP: 911268209 TICKER: UNTD
Meeting Date: 12-Jun-14 Meeting Type: Annual
1A. Election of Director: Francis Lobo Management For Voted - For
1B. Election of Director: Howard G. Phanstiel Management For Voted - For
1C. Election of Director: Dr. Carol A. Scott, Phd Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. To Approve an Advisory Resolution Regarding the
Compensation of the Company's Named Executive
Officers. Management For Voted - Against
1287
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XING AG, HAMBURG
CUSIP: D9829E105
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Please Note That by Judgement of Olg Cologne
Rendered on June 6, 2012, Any Sha-reholder Who
Holds an Aggregate Total of 3 Percent Or More of
the Outstanding-share Capital Must Register Under
Their Beneficial Owner Details Before the
Ap-propriate Deadline to be Able to Vote. Failure
to Comply with the Declaration-requirements As
Stipulated in Section 21 of the Securities Trade
Act (wphg) Ma-y Prevent the Shareholder from Voting
at the General Meetings. Therefore, Your-custodian
May Request That We Register Beneficial Owner Data
for All Voted Ac-counts with the Respective Sub
Custodian. If You Require Further Information W-
Hether Or Not Such Bo Registration Will be
Conducted for Your Custodians Accou-nts, Please
Contact Your Csr. Non-Voting Non-Voting
The Sub Custodians Have Advised That Voted Shares
are Not Blocked for Trading-purposes I.e. They are
Only Unavailable for Settlement. Registered Shares
Will-be Deregistered at the Deregistration Date by
the Sub Custodians. in Order To-deliver/settle A
Voted Position Before the Deregistration Date A
Voting Instr-uction Cancellation and
De-registration Request Needs to be Sent to Your
Csr O-r Custodian. Please Contact Your Csr for
Further Information. Non-Voting Non-Voting
The Vote/registration Deadline As Displayed on
Proxyedge is Subject to Change-and Will be Updated
As Soon As Broadridge Receives Confirmation from
the Sub C-ustodians Regarding Their Instruction
Deadline. for Any Queries Please Contact-your
Client Services Representative. Non-Voting Non-Voting
According to German Law, in Case of Specific
Conflicts of Interest in Connecti-on with Specific
Items of the Agenda for the General Meeting You are
Not Entit-led to Exercise Your Voting Rights.
Further, Your Voting Right Might be Exclud-ed When
Your Share in Voting Rights Has Reached Certain
Thresholds and You Non-Voting Non-Voting
Hav-e Not Complied with Any of Your Mandatory
Voting Rights Notifications Pursuant-to the German
Securities Trading Act (whpg). for Questions in
This Regard Ple-ase Contact Your Client Service
Representative for Clarification. If You Do No-t
Have Any Indication Regarding Such Conflict of
Interest, Or Another Exclusio-n from Voting, Please
Submit Your Vote As Usual. Thank You. Non-Voting
Counter Proposals May be Submitted Until 08 May
2014. Further Information on C-ounter Proposals Can
1288
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
be Found Directly on the Issuer's Website (please
Refer T-o the Material Url Section of the
Application). If You Wish to Act on These It-ems,
You Will Need to Request A Meeting Attend and Vote
Your Shares Directly A-t the Company's Meeting.
Counter Proposals Cannot be Reflected in the Ballot
O-n Proxyedge. Non-Voting Non-Voting
1. Receive Financial Statements and Statutory Reports
for Fiscal 2013 Non-Voting Non-Voting
2. Approve Allocation of Income and Dividends of Eur
0.62 Per Share and Special Dividends of Eur 3.58
Per Share Management For Voted - For
3. Approve Discharge of Management Board for Fiscal
2013 Management For Voted - For
4. Approve Discharge of Supervisory Board for Fiscal
2013 Management For Voted - For
5. Ratify PricewaterhouseCoopers Ag As Auditors for
Fiscal 2014 Management For Voted - For
6. Elect Sabine Bendiek to the Supervisory Board Management For Voted - For
7. Amend Articles Re Supervisory Board Remuneration Management For Voted - For
8. Approve Creation of Eur 2.8 Million Pool of Capital
with Partial Exclusion of Preemptive Rights Management For Voted - Against
9. Approve Cancellation of Capital Authorizations Management For Voted - For
10. Approve Issuance of Warrants/bonds with Warrants
Attached/convertible Bonds Without Preemptive
Rights Up to Aggregate Nominal Amount of Eur200
Million Approve Creation of Eur 1.1 Million Pool of
Capital to Guarantee Conversion Rights Management For Voted - Against
11. Authorize Share Repurchase Program and Reissuance
Or Cancellation of Repurchased Shares Management For Voted - For
YANDEX NV
CUSIP: N97284108 TICKER: YNDX
Meeting Date: 21-May-14 Meeting Type: Annual
1. Approval of 2013 Annual Statutory Accounts of the
Company. Management For Voted - For
2. Addition of 2013 Profits of the Company to Retained
Earnings. Management For Voted - For
3. Granting Discharge to the Directors for Their
Management During the Past Financial Year. Management For Voted - For
4. Proposal to Appoint Herman Gref As A Non-executive
Member of the Board of Directors with Effect from
May 21, 2014. Management For Voted - For
5. Proposal to Re-appoint Arkady Volozh As an
Executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
6. Proposal to Re-appoint Alfred Fenaughty As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
1289
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Proposal to Re-appoint Elena IVashenseva As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
8. Proposal to Re-appoint Rogier Rijnja As A
Non-executive Member of the Board of Directors with
Effect from May 21, 2014. Management For Voted - For
9. Authorization to Cancel the Company's Outstanding
Class C Shares. Management For Voted - For
10. Amendment of Company's Articles of Association to
Reduce Number of Authorized Shares and Execute the
Notorial Deed of Amendment. Management For Voted - For
11. Amendment of Equity Incentive Plan. Management For Voted - For
12. Appointment of the External Auditor of the
Company's Consolidated Financial Statements and
Statutory Accounts. Management For Voted - For
13. Authorization to Issue Ordinary Shares and
Preferences Shares. Management For Voted - Against
14. Authorization to Exclude Pre-emptive Rights. Management For Voted - Against
15. Authorization of the Board to Acquire Shares in the
Company. Management For Voted - Against
YELP INC.
CUSIP: 985817105 TICKER: YELP
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Diane Irvine Management For Voted - For
2 Max Levchin Management For Voted - For
3 Mariam Naficy Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
Yelp's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of Yelp's Named Executive Officers, As Disclosed in
the Accompanying Proxy Statement. Management For Voted - For
ZYNGA INC.
CUSIP: 98986T108 TICKER: ZNGA
Meeting Date: 11-Jun-14 Meeting Type: Annual
01 Director Management
1 Mark Pincus Management For Vote Withheld
2 Don A. Mattrick Management For Vote Withheld
3 L. John Doerr Management For Vote Withheld
4 William "bing" Gordon Management For Vote Withheld
5 Stanley J. Meresman Management For Voted - For
6 Sunil Paul Management For Voted - For
7 Ellen Siminoff Management For Voted - For
1290
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
02 To Approve an Amendment to the Company's
Certificate of Incorporation to Decrease the Number
of Authorized Shares of the Company's Class B
Common Stock from 900,000,000 to 200,000,000
Shares, and A Corresponding Increase to the Number
of Authorized Shares of the Company's Class A
Common Stock from 1,100,000,000 to 1,800,000,000
Shares. Management For Voted - For
03 To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
04 To Ratify the Selection of Ernst & Young LLP As the
Independent Registered Public Accounting Firm of
the Company for Its Fiscal Year Ending December 31,
2014. Management For Voted - For
1291
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABACUS PROPERTY GROUP
CUSIP: Q0015N187
Meeting Date: 14-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (2 and 4), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
Please Note That the Resolution Numbers 2 and 3
Pertains to Company Non-Voting Non-Voting
2 Adoption of Remuneration Report Management For Voted - Against
3 Re-election of Mr John Thame Management For Voted - For
Please Note That the Resolution Number 4 Pertains
to Company and Trust Non-Voting Non-Voting
4 Grant of Security Acquisition Rights to the
Managing Director Under the Deferred Security
Acquisition Rights Plan Management For Voted - For
5 Consolidation for Capital Reallocation - Abacus
Group Holdings Limited Management For Voted - For
ADMIRAL GROUP PLC, CARDIFF
CUSIP: G0110T106
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Financial Statements and the Reports
of the Directors and the Auditors Management For Voted - For
2 To Approve the Directors' Remuneration Report Management For Voted - For
3 To Approve the Directors' Remuneration Policy Management For Voted - For
4 To Declare the Final Dividend on the Ordinary
Shares of the Company Management For Voted - For
5 To Elect Jean Park (non-executive Director) As A
Director of the Company Management For Voted - For
6 To Re-elect Alastair Lyons (non-executive Director)
As A Director and Chairman of the Company Management For Voted - For
7 To Re-elect Henry Engelhardt (executive Director)
As A Director of the Company Management For Voted - For
8 To Re-elect David Stevens (executive Director) As A
Director of the Company Management For Voted - For
1292
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 To Re-elect Kevin Chidwick (executive Director) As
A Director of the Company Management For Voted - For
10 To Re-elect Margaret Johnson (non-executive
Director) As A Director of the Company Management For Voted - For
11 To Re-elect Lucy Kellaway (non-executive Director)
As A Director of the Company Management For Voted - For
12 To Re-elect Manfred Aldag (non-executive Director)
As A Director of the Company Management For Voted - For
13 To Re-elect Colin Holmes (non-executive Director)
As A Director of the Company Management For Voted - For
14 To Re-elect Roger Abravanel (non-executive
Director) As A Director of the Company Management For Voted - For
15 To Re-elect Annette Court (non-executive Director)
As A Director of the Company Management For Voted - For
16 To Appoint KPMG LLP As Auditors of the Company Management For Voted - For
17 To Authorise the Directors to Determine the
Remuneration of KPMG LLP Management For Voted - For
18 To Authorise the Directors to Allot Relevant
Securities Management For Voted - For
19 To Dis-apply Statutory Pre-emption Rights Management For Voted - For
20 To Authorise the Company to Make Market Purchases Management For Voted - For
21 To Authorise the Directors to Convene A General
Meeting with Not Less Than 14 Days Clear Notice Management For Voted - Against
AES TIETE SA, SAO PAULO
CUSIP: P4991B101
Meeting Date: 12-Jul-13 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item "iii" Only.-thank You. Non-Voting Non-Voting
I To Replace an Alternate Member of the Board of
Directors Non-Voting Non-Voting
1293
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
II To Increase the Number of Members of the Fiscal
Council That is Currently In-operation to Five Full
Members and Their Respective Alternates Non-Voting Non-Voting
III To Elect One Full Member and His Or Her Respective
Alternate to the Fiscal Council in Separate Voting
by the Shareholders Who Own Preferred Shares Management For Abstain
IV To Elect One Full Member and His Or Her Respective
Alternate to the Fiscal-council Non-Voting Non-Voting
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That the Preferred Shareholders Can
Vote on Item IV and Vi Only.-thank You. Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Shareholders Submitting A Vote to
Elect A Member Must-include the Name of the
Candidate to be Elected. If Instructions to Vote
On-this Item is Received Without A Candidate's
Name, Your Vote Will be Processed-in Favor Or
Against of the Default Company's Candidate. Thank
You. Non-Voting Non-Voting
I Accounts from the Executive Committee, the
Financial Statements And-corresponding Explanatory
Notes, the Report from the Independent Auditors
And-the Annual Report from Management in Regard to
the Fiscal Year That Ended On-december 31, 2013 Non-Voting Non-Voting
II Allocation of the Results of the Company for the
Fiscal Year That Ended On-december 31, 2013 Non-Voting Non-Voting
III Establishment of the Number of Members of the Board
of Directors Non-Voting Non-Voting
IV Election of the Members of the Board of Directors Management For Voted - For
V Establishment of the Number of Members of the
Fiscal Council Non-Voting Non-Voting
VI Election of the Members of the Fiscal Council Management For Abstain
AMERICAN CAP MTG INVT CORP
CUSIP: 02504A104 TICKER: MTGE
Meeting Date: 22-Apr-14 Meeting Type: Annual
1. Director Management
1 Robert M. Couch Management For Voted - For
2 Morris A. Davis Management For Voted - For
1294
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Randy E. Dobbs Management For Voted - For
4 Larry K. Harvey Management For Voted - For
5 Prue B. Larocca Management For Voted - For
6 Alvin N. Puryear Management For Voted - For
7 Malon Wilkus Management For Voted - For
8 John R. Erickson Management For Voted - For
9 Samuel A. Flax Management For Voted - For
2. To Approve an Amendment to the American Capital
Mortgage Investment Corp. Equity Incentive Plan. Management For Voted - For
3. Ratification of Appointment of Ernst & Young LLP As
our Independent Public Accountant for the Year
Ending December 31, 2014. Management For Voted - For
AMLIN PLC, LONDON
CUSIP: G0334Q177
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Company's Accounts for the
Year Ended 31 December 2013 and the Reports of the
Directors and Auditors Thereon Management For Voted - For
2 To Approve the Directors' Remuneration Report
Contained in the Annual Report Management For Voted - For
3 To Approve the Directors' Remuneration Policy As
Set Out in the Remuneration Report Management For Voted - For
4 To Declare A Final Dividend of 18.2p Per Ordinary
Share Management For Voted - For
5 To Re-elect Mr S C W Beale As A Director Management For Voted - For
6 To Re-elect Mr B D Carpenter As A Director Management For Voted - For
7 To Re-elect Ms J Chakraverty As A Director Management For Voted - For
8 To Re-elect Mr R H Davey As A Director Management For Voted - For
9 To Re-elect Mr M D Feinstein As A Director Management For Voted - For
10 To Re-elect Mr R A Hextall As A Director Management For Voted - For
11 To Re-elect Mrs S C R Jemmett-page As A Director Management For Voted - For
12 To Re-elect Mr C E L Philipps As A Director Management For Voted - For
13 To Re-elect Sir Mark Wrightson As A Director Management For Voted - For
14 To Re-appoint PricewaterhouseCoopers LLP As Auditors Management For Voted - For
15 To Authorise the Audit Committee to Determine the
Remuneration of the Auditors Management For Voted - For
16 To Authorise the Company to Make Political Donations Management For Voted - For
17 To Authorise the Directors to Allot Shares Management For Voted - For
18 To Grant the Directors Authority to Disapply
Pre-emption Rights Management For Voted - For
19 To Authorise the Company to Make Market Purchases
of the Company's Own Shares Management For Voted - For
20 To Call General Meetings (other Than an Annual
General Meeting) on Not Less Than 14 Clear Days'
Notice Management For Voted - Against
1295
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APA GROUP
CUSIP: Q0437B100
Meeting Date: 24-Oct-13 Meeting Type: Annual General Meeting
1 Nomination of Steven Crane for Re-election As A
Director Management For Voted - For
2 Nomination of John Fletcher for Re-election As A
Director Management For Voted - For
3 Proposed Amendments to the Constitution of
Australian Pipeline Trust Management For Voted - For
4 Proposed Amendments to the Constitution of Apt
Investment Trust Management For Voted - For
APOLLO COMMERCIAL REAL ESTATE FINANCE
CUSIP: 03762U105 TICKER: ARI
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Director Management
1 Joseph F. Azrack Management For Voted - For
2 Mark C. Biderman Management For Voted - For
3 Robert A. Kasdin Management For Voted - For
4 Eric L. Press Management For Voted - For
5 Scott S. Prince Management For Voted - For
6 Stuart A. Rothstein Management For Voted - For
7 Michael E. Salvati Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Apollo Commercial Real Estate
Finance, Inc.'s Independent Registered Public
Accounting Firm for the 2014 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Apollo Commercial Real Estate Finance, Inc.'s
Named Executive Officers, As More Fully Described
in the 2014 Proxy Statement. Management For Voted - For
ARMOUR RESIDENTIAL REIT, INC
CUSIP: 042315101 TICKER: ARR
Meeting Date: 08-May-14 Meeting Type: Annual
1 Director Management
1 Scott J. Ulm Management For Voted - For
2 Jeffrey J. Zimmer Management For Voted - For
3 Daniel C. Staton Management For Voted - For
4 Marc H. Bell Management For Voted - For
5 Carolyn Downey Management For Voted - For
6 Thomas K. Guba Management For Voted - For
7 Robert C. Hain Management For Voted - For
1296
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 John P. Hollihan, III Management For Voted - For
9 Stewart J. Paperin Management For Voted - For
2 To Approve an Amendment to Armour's Amended and
Restated 2009 Stock Incentive Plan to Increase the
Aggregate Number of Shares of Common Stock
Authorized for Issuance Thereunder from 2,000,000
Shares to 15,000,000 Shares. Management For Voted - For
3 To Ratify the Appointment of Deloitte & Touche LLP
As Armour's Independent Registered Certified Public
Accountants for Fiscal Year 2014. Management For Voted - For
ASCENDAS REAL ESTATE INVESTMENT TRUST
CUSIP: Y0205X103
Meeting Date: 30-Jun-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Report of Hsbc
Institutional Trust Services (singapore) Limited
(as Trustee of A- Reit) (the "trustee"), the
Statement by Ascendas Funds Management (s) Limited
(as Manager of A-reit) (the "manager"), and the
Audited Financial Statements of Areit for the
Financial Year Ended 31 March 2014 and the
Auditors' Report Thereon Management For Voted - For
2 To Re-appoint KPMG LLP As Auditors of A-reit to
Hold Office Until the Conclusion of the Next Agm of
A-reit, and to Authorise the Manager to Fix Their
Remuneration Management For Voted - For
3 That Authority be and is Hereby Given to the
Manager, To: (a) (i) Issue Units in A-reit
("units") Whether by Way of Rights, Bonus Or
Otherwise; And/or (ii) Make Or Grant Offers,
Agreements Or Options (collectively, "instruments")
That Might Or Would Require Units to be Issued,
Including But Not Limited to the Creation and Issue
of (as Well As Adjustments To) Securities,
Warrants, Debentures Or Other Instruments
Convertible Into Units, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Manager May in Its Absolute
Discretion Deem Fit; and (b) Issue Units in
Pursuance of Any Instrument Made Or Granted by the
Manager While This Resolution Was in Force
(notwithstanding That the Authority Conferred by
This Resolution May Have Ceased to be in Force at
the Time Such Units are Issued), Contd Management For Voted - For
Contd Provided That: (a) the Aggregate Number of
Units to be Issued Pursuant-to This Resolution
(including Units to be Issued in Pursuance of
Instruments-made Or Granted Pursuant to This
Resolution) Shall Not Exceed Fifty Per Cent.-(50%)
of the Total Number of Issued Units (excluding
Treasury Units, If Any)-(as Calculated in
Accordance with Sub-paragraph (b) Below), of Which
1297
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The-aggregate Number of Units to be Issued Other
Than on A Pro Rata Basis To- Unitholders Shall Not
Exceed Twenty Non-Voting Non-Voting
Per Cent. (20%) of the Total Number Of-issued Units
(excluding Treasury Units, If Any) (as Calculated
in Accordance-with Sub-paragraph (b) Below); (b)
Subject to Such Manner of Calculation As-may be
Prescribed by Singapore Exchange Securities Trading
Limited (the-"sgx-st") for the Purpose of
Determining the Aggregate Number of Units That-
Contd Non-Voting
Contd May be Issued Under Sub- Paragraph (a) Above,
the Total Number of Issued-units (excluding
Treasury Units, If Any) Shall be Based on the
Number Of-issued Units (excluding Treasury Units,
If Any) at the Time This Resolution-is Passed,
After Adjusting For: (a) Any New Units Arising from
the Conversion-or Exercise of Any Instruments Which
are Outstanding at the Time This- Resolution is
Passed; and (b) Any Subsequent Bonus Issue,
Consolidation Or-subdivision of Units; (c) in
Exercising the Authority Conferred by
This-resolution, the Manager Shall Comply with the
Provisions of the Listing-manual of the Sgx-st for
the Time Being in Force (unless Such Compliance
Has-been Waived by the Sgx-st) and the Trust Deed
Constituting A-reit (as-amended) (the "trust Deed")
for the Time Being in Force (unless
Otherwise-exempted Or Contd Non-Voting Non-Voting
Contd Waived by the Monetary Authority of
Singapore); (d) (unless Revoked Or-varied by the
Unitholders in A General Meeting) the Authority
Conferred By-this Resolution Shall Continue in
Force Until (i) the Conclusion of the Next- Agm of
A-reit Or (ii) the Date by Which the Next Agm of
A-reit is Required By- Applicable Regulations to be
Held, Whichever is Earlier; (e) Where the Terms-of
the Issue of the Instruments Provide for Adjustment
to the Number Of-instruments Or Units Into Which
the Instruments May be Converted, in The-event of
Rights, Bonus Or Other Capitalisation Issues Or Any
Other Events,-the Manager is Authorised to Issue
Additional Instruments Or Units Pursuant-to Such
Adjustment Notwithstanding That the Authority
Conferred by This-resolution May Have Ceased to be
in Force at the Time the Instruments Or-units Contd Non-Voting Non-Voting
Contd are Issued; and (f) the Manager and the
Trustee be and are Hereby- Severally Authorised to
Complete and Do All Such Acts and Things
(including-executing All Such Documents As May be
Required) As the Manager Or, As The-case May Be,
the Trustee May Consider Expedient Or Necessary Or
in The-interest of A- Reit to Give Effect to the
Authority Conferred by This-resolution Non-Voting Non-Voting
1298
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASTRAZENECA PLC, LONDON
CUSIP: G0593M107
Meeting Date: 24-Apr-14 Meeting Type: Annual General Meeting
1 To Receive the Companys Accounts and the Reports of
the Directors and Auditor for the Year Ended 31
December 2013 Management For Voted - For
2 To Confirm Dividends Management For Voted - For
3 To Appoint KPMG LLP London As Auditor Management For Voted - For
4 To Authorise the Directors to Agree the
Remuneration of the Auditor Management For Voted - For
5A To Elect Or Re-elect Leif Johansson As A Director Management For Voted - For
5B To Elect Or Re-elect Pascal Soriot As A Director Management For Voted - For
5C To Elect Or Re-elect Marc Dunoyer As A Director Management For Voted - For
5D To Elect Or Re-elect Genevieve Berger As A Director Management For Voted - For
5E To Elect Or Re-elect Bruce Burlington As A Director Management For Voted - For
5F To Elect Or Re-elect Ann Cairns As A Director Management For Voted - For
5G To Elect Or Re-elect Graham Chipchase As A Director Management For Voted - For
5H To Elect Or Re-elect Jean-philippe Courtois As A
Director Management For Voted - Against
5I To Elect Or Re-elect Rudy Markham As A Director Management For Voted - For
5J To Elect Or Re-elect Nancy Rothwell As A Director Management For Voted - For
5K To Elect Or Re-elect Shriti Vadera As A Director Management For Voted - For
5L To Elect Or Re-elect John Varley As A Director Management For Voted - For
5M To Elect Or Re-elect Marcus Wallenberg As A Director Management For Voted - For
6 To Approve the Annual Report on Remuneration for
the Year Ended 31 December 2013 Management For Voted - For
7 To Approve the Directors Remuneration Policy Management For Voted - For
8 To Authorise Limited Eu Political Donations Management For Voted - For
9 To Authorise the Directors to Allot Shares Management For Voted - For
10 To Authorise the Directors to Disapply Pre- Emption
Rights Management For Voted - For
11 To Authorise the Company to Purchase Its Own Shares Management For Voted - For
12 To Reduce the Notice Period for General Meetings Management For Voted - Against
13 To Approve the Astrazeneca 2014 Performance Share
Plan Management For Voted - For
ASX LIMITED
CUSIP: Q0604U105
Meeting Date: 25-Sep-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 4 and 5 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposals Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
1299
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on Proposals (4 and 5), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposals and You Comply with The-voting Exclusion. Non-Voting Non-Voting
3.a Re-election of Director, Shane Finemore Management For Voted - For
3.b Election of Director, Dr Ken Henry Ac Management For Voted - For
4 Approve Grant of 2013 Performance Rights to Md and
Ceo, Mr Elmer Funke Kupper, Under Lti Plan Management For Voted - For
5 Remuneration Report Management For Voted - For
Please Note That the Resolution 3.a Regarding
Re-election of Director is Withd-rawn from This
Meeting. Thank You Non-Voting Non-Voting
Please Note That This is A Revision Due to Receipt
of Additional Comment. If Y-ou Have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
BANCO DO BRASIL SA BB BRASIL, BRASILIA
CUSIP: P11427112
Meeting Date: 29-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ending on December 31,
2013 Management For Voted - For
II To Deliberate on the Distribution of the Fiscal
Years Net Profits and Distribution of Dividends Management For Voted - For
III To Elect Members of the Fiscal Council: Votes in
Groups of Candidates Only. Candidates Nominated by
the Controller: 3.a Paulo Jose Dos Reis Souza,
Titular, Edelcio De Oliveira, Substitute, Marcos
Machado Guimaraes, Titular, Danielle Ayres
Delduque, Substitute, Aldo Cesar Martins Braido,
Titular, Luiz Fernando Juca Filho, Substitute. Only
to Ordinary Shareholders. Votes in Individual Names
Allowed. Candidates Nominated by Minority Ordinary
1300
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shareholders: 3.b Marcos De Andrade Reis Villela,
Titular, Carlos Roberto De Albuquerque Sa,
Substitute, 3.c Augusto Carneiro De Oliveira Filho,
Titular, Eduardo Georges Chehab, Substitute. Only
to Ordinary Shareholders Management For Abstain
IV To Set the Members of Fiscal Council Remuneration Management For Voted - For
V To Set the Global Remuneration of the Company
Directors Management For Voted - For
Please Note That Common Shareholders Submitting A
Vote to Elect A Member From-the List Provided Must
Include the Candidates Name in the Vote
Instruction.-however We Cannot Do This Through the
Proxyedge Platform. in Order to Submit-a Vote to
Elect A Candidate, Clients Must Contact Their Csr
to Include The- Name of the Candidate to be
Elected. If Instructions to Vote on This Item
Are-received Without A Candidate's Name, Your Vote
Will be Processed in Favour Or-against the Default
Companies Candidate. Thank You Non-Voting Non-Voting
10 Apr 2014: Please Note That This is A Revision
Due to Receipt of Directors N-ames Under Resolution
III. If You Have Already Sent in Your Votes, Please
Do N-ot Return This Proxy Form Unless You Decide to
Amend Your Original Instruction-s. Thank You. Non-Voting Non-Voting
Meeting Date: 29-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
I Bylaws Amendment Relative to the Prohibition
Against the Same Person Holding the Positions of
Chairperson and Vice Chairperson of the Board of
Directors and Serving As President of Banco Do
Brasil Management For Voted - For
II The Exclusion of Article 51 from the Corporate
Bylaws Management For Voted - For
III Ratification of the Paulo Rogerio Caffarelli As A
Member of the Board of Directors to Serve Out the
2013 Through 2015 Term in Office. Votes in Groups
of Candidates Only. Candidates Nominated by the
Controller: 3.a Paulo Rogerio Caffarelli. Only to
Ordinary Shareholders Management For Voted - For
11 Apr 2014: Please Note That This is A Revision
Due to Receipt of Name for Re-solution No. III. If
You Have Already Sent in Your Votes, Please Do Not
1301
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Return-this Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank-you. Non-Voting Non-Voting
BANK OF QUEENSLAND LTD, BRISBANE QLD
CUSIP: Q12764116
Meeting Date: 27-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3 to 9 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2a Re-election of Steve Crane As A Director Management For Voted - For
2b Re-election of David Willis As A Director Management For Voted - For
2c Election of Neil Berkett As A Director Management For Voted - For
3 Ratification of Issue of Ordinary Shares -
Acquisition of Virgin Money Management For Voted - For
4 Approval of Future Issues of Shares Under the Boq
Employee Share Plan Management For Voted - For
5 Approval of Future Issues of Shares Under the Boq
Restricted Share Plan Management For Voted - For
6 Approval of Issue of Restricted Shares Under the
Managing Director's Short Term Incentive Package Management For Voted - For
7 Approval of Performance Award Rights Under the
Managing Director's Long Term Incentive Package Management For Voted - For
8 Non-executive Directors' Remuneration Management For Voted - For
9 Remuneration Report - Non-binding Resolution Management For Voted - For
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
CUSIP: B10414116
Meeting Date: 16-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
295339 Due to Combining Th-e Resolutions 11.1 and
11.2 and Change in the Voting Status of Resolutions
3,-4 and 12. All Votes Received on the Previous
Meeting Will be Disregarded And-you Will Need to
Reinstruct on This Meeting Notice. Thank You. Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
1302
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa)
May be Required in Order to Lodge and Execute Your
Voting Instruc-tions in This Market. Absence of A
Poa, May Cause Your Instructions to be Reje- Cted.
If You Have Any Questions, Please Contact Your
Client Service Representa-tive Non-Voting Non-Voting
1 Examination of the Annual Reports of the Board of
Directors of Belgacom Sa Und-er Public Law with
Regard to the Annual Accounts and the Consolidated
Annual A-ccounts at 31 December 2013 Non-Voting Non-Voting
2 Examination of the Reports of the Board of Auditors
of Belgacom Sa Under Publi-c Law with Regard to the
Annual Accounts and of the Independent Auditors
With-regard to the Consolidated Annual Accounts at
31 December 2013 Non-Voting Non-Voting
3 Examination of the Information Provided by the
Joint Committee Non-Voting Non-Voting
4 Examination of the Consolidated Annual Accounts at
31 December 2013 Non-Voting Non-Voting
5 Approval of the Annual Accounts with Regard to the
Financial Year Closed on 31 December 2013,
Including As Specified Allocation of the Results:
for 2013, the Gross Dividend Amounts to Eur 2.18
Per Share, Entitling Shareholders to A Dividend Net
of Withholding Tax of Eur 1.635 Per Share, of Which
an Interim Dividend of Eur 0.50 Management For Voted - For
(eur 0.375 Per Share Net of Withholding Tax) Was
Already Paid Out on 6 December 2013; This Means
That A Gross Dividend of Eur 1.68 Per Share (eur
1.26 Per Share Net of Withholding Tax) Will be Paid
on 25 April 2014. the Ex-dividend Date is Fixed on
22 April 2014, the Record Date is 24 April 2014 Non-Voting
6 Approval of the Remuneration Report Management For Voted - For
7 Granting of A Discharge to the Members of the Board
of Directors for the Exercise of Their Mandate
During the Financial Year Closed on 31 December 2013 Management For Voted - For
8 Granting of A Special Discharge to Mr. M. Moll,
Mrs. M. Lamote and Mrs. M. Sioen for the Exercise
of Their Mandate Which Ended on 27 September 2013
and to Mr. D. Bellens for the Exercise of His
Mandate Which Ended on 15 November 2013 Management For Voted - For
9 Granting of A Discharge to the Members of the Board
of Auditors for the Exercise of Their Mandate
During the Financial Year Closed on 31 December 2013 Management For Voted - For
10 Granting of A Discharge to the Independent Auditors
Deloitte Statutory Auditors Sc Sfd Scrl,
Represented by Mr. G. Verstraeten and Mr. N.
Houthaeve, for the Exercise of Their Mandate During
the Financial Year Closed on 31 December 2013 Management For Voted - For
1303
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 To Appoint Mrs. Agnes Touraine and Mrs. Catherine
Vandenborre on Nomination by the Board of Directors
After Recommendation of the Nomination and
Remuneration Committee, As Board Members for A
Period Which Will Expire at the Annual General
Meeting of 2018 Management For Voted - For
12 Miscellaneous Non-Voting Non-Voting
Meeting Date: 16-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) May
be Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Renew Authorization to Increase Share Capital
Within the Framework of Authorized Capital and
Amend Articles Accordingly : Article 5 Management For Voted - For
2.a Authorize Board to Issue Shares in the Event of A
Public Tender Offer Or Share Exchange Offer and
Amend Articles Accordingly : Article 5 Management For Voted - Against
2.b Amend Article 5 Re: References to Fsma Management For Voted - For
3 Amend Article10 Re: Dematerialization of Bearer
Shares Management For Voted - For
4 Amend Article 11 Re: References to Fsma Management For Voted - For
5 Authorize Repurchase of Up to 20 Percent of Issued
Share Capital Management For Voted - For
6 Authorize Board to Repurchase Shares in the Event
of A Serious and Imminent Harm Management For Voted - Against
7 Amend Article 14 Re: Dematerialization of Bearer
Shares Management For Voted - For
8 Amend Article 34 Re: Dematerialization of Bearer
Shares Management For Voted - For
9.a Authorize Coordination of Articles of Association Management For Voted - For
9.b Authorize Filing of Required Documents/other
Formalities Management For Voted - For
18 Mar 2014: Please Note That This is A Revision
Due to Change in Meeting Type-to Egm and
Modification to the Text of Resolutions 1 and 2a.
If You Have Alre-ady Sent in Your Votes, Please Do
Not Return This Proxy Form Unless You Decide-to
Amend Your Original Instructions. Thank You. Non-Voting Non-Voting
1304
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BELL ALIANT INC, HALIFAX NS
CUSIP: 07786R204
Meeting Date: 01-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of the Director of Bell Aliant: George Cope Management For Voted - For
1.2 Election of the Director of Bell Aliant: Robert
Dexter Management For Voted - For
1.3 Election of the Director of Bell Aliant: Edward
Reevey Management For Voted - For
1.4 Election of the Director of Bell Aliant: Karen
Sheriff Management For Voted - For
1.5 Election of the Director of Bell Aliant: Louis
Tanguay Management For Voted - For
1.6 Election of the Director of Bell Aliant: Martine
Turcotte Management For Voted - For
1.7 Election of the Director of Bell Aliant: Siim
Vanaselja Management For Voted - For
1.8 Election of the Director of Bell Aliant: John Watson Management For Voted - For
1.9 Election of the Director of Bell Aliant: David Wells Management For Voted - For
2 Re-appointment of Deloitte LLP As Bell Aliant's
Auditors Management For Voted - For
3 Approval of A Non-binding Advisory Resolution on
Executive Compensation (the Full Text of Which is
Set Out in the Section of Bell Aliant's Information
Circular Entitled "business of the Meeting - What
the Meeting Will Cover - 4. Non-binding Advisory
Resolution on Executive Compensation") Management For Voted - For
BENDIGO AND ADELAIDE BANK LTD, BENDIGO VIC
CUSIP: Q1458B102
Meeting Date: 28-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 6 and 7 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (6 and 7), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The-voting Exclusion. Non-Voting Non-Voting
1305
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Election of Robert Hubbard Management For Voted - For
3 Re-election of Jim Hazel Management For Voted - For
4 Re-election of Robert Johanson Management For Voted - For
5 Re-election of David Matthews Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Approval of Managing Director's Participation in
Employee Salary Sacrifice, Deferred Share and
Performance Share Plan Management For Voted - For
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE
CUSIP: M2012Q100
Meeting Date: 27-Mar-14 Meeting Type: ExtraOrdinary General Meeting
As A Condition of Voting, Israeli Market
Regulations Require That You-disclose Whether You
Have A) A Personal Interest in This Company B) are
A-foreign Controlling Shareholder in This Company
C) are A Foreign Senior-officer of This Company D)
That You are A Foreign Institutional Client,
Joint-investment Fund Manager Or Trust Fund by
Voting Through the Proxy Edge- Platform You are
Confirming the Answer for A,b and C to be No and
the Answer-for D to be Yes. Should This Not be the
Case Please Contact Your Client-service
Representative So That We May Lodge Your Vote
Instructions-accordingly Non-Voting Non-Voting
1 Approval of the Distribution Between the
Shareholders of the Company in an Amount of Nis 802
Million. Ex-date 6 April, Payment 23 April Management For Voted - For
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Please Note That This is an Amendment to Meeting Id
297594 Due to Receipt of D-irector Name and Change
in Sequence of Director Names. All Votes Received
on T-he Previous Meeting Will be Disregarded and
You Will Need to Reinstruct on Thi-s Meeting
Notice. Thank You. Non-Voting Non-Voting
As A Condition of Voting, Israeli Market
Regulations Require That You Disclose-whether You
Have A) A Personal Interest in This Company B) are
A Foreign Cont-rolling Shareholder in This Company
C) are A Foreign Senior Officer of This Co- Mpany
D) That You are A Foreign Institutional Client,
Joint Investment Fund Ma-nager Or Trust Fund by
Voting Through the Proxy Edge Platform You are
Confirmi-ng the Answer for A,b and C to be No and
the Answer for D to be Yes. Should Th-is Not be the
Case Please Contact Your Client Service
Representative So That W-e May Lodge Your Vote
Instructions Accordingly Non-Voting Non-Voting
1 Discussion of the Financial Statements and
Directors Report for the Year 2013 Management For Voted - For
1306
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.1 Re-appointment of the Officiating Director: Saul
Elovitch Management For Voted - Against
2.2 Re-appointment of the Officiating Director: Or
Elovitch Management For Voted - Against
2.3 Re-appointment of the Officiating Director: Orna
Elovitch-peled Management For Voted - Against
2.4 Re-appointment of the Officiating Director: Amikam
Shorer Management For Voted - Against
2.5 Re-appointment of the Officiating Director: Felix
Cohen Management For Voted - Against
2.6 Re-appointment of the Officiating Director: Eldad
Ben Moshe Management For Voted - For
2.7 Re-appointment of the Officiating Director: Joshua
Rosensweig Management For Voted - For
2.8 Re-appointment of the Officiating Director: Rami
Numkin (employee Representative) Management For Voted - Against
3 Re-appointment of Accountant- Auditors Until the
Next Agm and Authorization of the Board to Fix
Their Fees Management For Voted - For
4 Approval of A Bonus for the Previous Ceo in an
Amount Equal to His Salary During 3.5 Months in
2013 Totaling Nis 654,000 Management For Voted - For
BGC PARTNERS, INC.
CUSIP: 05541T101 TICKER: BGCP
Meeting Date: 03-Jun-14 Meeting Type: Annual
01 Director Management
1 Howard W. Lutnick Management For Voted - For
2 John H. Dalton Management For Voted - For
3 Stephen T. Curwood Management For Voted - For
4 Albert M. Weis Management For Voted - For
5 William J. Moran Management For Voted - For
6 Linda A. Bell Management For Voted - For
02 Approval, on an Advisory Basis, of Executive
Compensation Management For Voted - Against
03 Approval of the Fifth Amended and Restated Bgc
Partners, Inc. Long Term Incentive Plan Management For Voted - Against
BONTERRA ENERGY CORP
CUSIP: 098546104
Meeting Date: 22-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "1.1 to 1.5 and 2". Thank You. Non-Voting Non-Voting
1.1 Election to the Board of Directors: Gary J. Drummond Management For Voted - For
1.2 Election to the Board of Directors: George F. Fink Management For Voted - For
1307
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Election to the Board of Directors: Randy M. Jarock Management For Voted - For
1.4 Election to the Board of Directors: Carl R. Jonsson Management For Voted - For
1.5 Election to the Board of Directors: Rodger A.
Tourigny Management For Voted - For
2 The Appointment of Deloitte LLP, Chartered
Accountants, As the Auditors of the Corporation for
the Ensuing Year and to Authorize the Directors to
Fix the Remuneration of the Auditors Management For Voted - For
3 Approving Certain Amendments to the Corporation's
Stock Option Plan Management For Voted - For
4 Approving Unallocated Stock Option Entitlements
Under the Corporation's Stock Option Plan Management For Voted - For
5 At the Discretion of the Said Proxyholder, Upon Any
Amendment Or Variation of the Above Matters Or Any
Other Matter That May be Properly Brought Before
the Meeting Or Any Adjournment Thereof in Such
Manner As Such Proxyholder, in Such Proxyholder's
Sole Judgment, May Determine Management For Voted - Against
BOUYGUES, PARIS
CUSIP: F11487125
Meeting Date: 24-Apr-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
09 Apr 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking
on the Material Url Link:- Https://balo.journal-
Officiel.gouv.fr/pdf/2014/0305/2014030514005-
18.pdf.please Note That This is A Revision Due to
Receipt of Additional Url:-http://www.journal-
Officiel.gouv.fr//pdf/2014/0409/201404091401041
.pdf and Cha-nge in Record Date from 17 Apr 14 to
16 Apr 14. If You Have Already Sent in Yo-ur Votes,
Please Do Not Return This Proxy Form Unless You
Decide to Amend Your- Original Instructions. Thank
You Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements and Transactions for the Financial Year
Ended on December 31, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
and Transactions for the Financial Year Ended on
December 31, 2013 Management For Voted - For
1308
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.3 Allocation of Income and Setting the Dividend Management For Voted - For
O.4 Approval of the Regulated Agreements and Commitments Management For Voted - Against
O.5 Renewal of Term of Mr. Herve Le Bouc As Board Member Management For Voted - For
O.6 Renewal of Term of Mr. Helman Le Pas De Secheval As
Board Member Management For Voted - For
O.7 Renewal of Term of Mr. Nonce Paolini As Board Member Management For Voted - For
O.8 Review and Approval of the Components of the
Compensation Owed Or Paid to Mr. Martin Bouygues
for the 2013 Financial Year Management For Voted - For
O.9 Review and Approval of the Components of the
Compensation Owed Or Paid to Mr. Olivier Bouygues
for the 2013 Financial Year Management For Voted - For
O.10 Authorization Granted to the Board of Directors to
Allow the Company to Trade in Its Own Shares Management For Voted - Against
E.11 Authorization Granted to the Board of Directors to
Reduce Share Capital by Cancellation of Treasury
Shares of the Company Management For Voted - For
E.12 Authorization Granted to the Board of Directors to
Grant Share Subscription Or Purchase Options Management For Voted - For
E.13 Delegation of Authority Granted to the Board of
Directors to Issue Share Subscription Warrants
During Public Offering Period Involving Shares of
the Company Management For Voted - Against
E.14 Authorization Granted to the Board of Directors to
Use the Delegations and Authorizations to Increase
Share Capital During Public Offering Period
Involving Shares of the Company Management For Voted - Against
E.15 Amendment to Article 13 of the Bylaws to
Authorizing the Appointment of Board Members
Representing Employees Management For Voted - For
E.16 Powers to Carry Out All Legal Formalities Management For Voted - For
CABCHARGE AUSTRALIA LIMITED
CUSIP: Q1615N106
Meeting Date: 20-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 2 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
1 Re-election of Donnald Mcmichael Management For Voted - For
1309
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Adoption of the Remuneration Report Management For Voted - Against
CANADIAN OIL SANDS LTD
CUSIP: 13643E105
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1, and 2.1 to 2.11". Thank You. Non-Voting Non-Voting
1 Re-appointing PricewaterhouseCoopers LLP As the
Auditors of the Corporation for the Ensuing Year at
A Remuneration to be Fixed by the Board of
Directors of the Corporation Management For Voted - For
2.1 Election of Director: Ian A. Bourne Management For Voted - For
2.2 Election of Director: Gerald W. Grandey Management For Voted - For
2.3 Election of Director: Arthur N. Korpach Management For Voted - For
2.4 Election of Director: Ryan M. Kubik Management For Voted - For
2.5 Election of Director: Donald J. Lowry Management For Voted - For
2.6 Election of Director: Sarah E. Raiss Management For Voted - For
2.7 Election of Director: John K. Read Management For Voted - For
2.8 Election of Director: Brant G. Sangster Management For Voted - For
2.9 Election of Director: C.e. (chuck) Shultz Management For Voted - For
2.10 Election of Director: Wesley R. Twiss Management For Voted - For
2.11 Election of Director: John B. Zaozirny Management For Voted - For
3 To Accept the Corporation's Approach to Executive
Compensation As Disclosed in the Circular Management For Voted - For
25 Mar 2014: Please Note That This is A Revision
Due to Modification to the Nu-mbering of Resolution
2.10. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructio-ns. Thank
You. Non-Voting Non-Voting
CANEXUS CORP
CUSIP: 13751W103
Meeting Date: 08-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3, 4,
5, and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "1.1 to 1.7 and 2". Thank
You. Non-Voting Non-Voting
1.1 Election of Director: David R. Collyer Management For Voted - For
1.2 Election of Director: Stephanie L. Felesky, C.m Management For Voted - For
1.3 Election of Director: Hugh A. Fergusson Management For Voted - For
1.4 Election of Director: Douglas P. Hayhurst Management For Voted - For
1.5 Election of Director: Arthur N. Korpach Management For Voted - For
1.6 Election of Director: William J. Mcadam Management For Voted - For
1310
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Election of Director: Richard A. Ott Management For Voted - For
2 To Appoint Deloitte LLP As Auditors and to
Authorize the Directors to Fix the Remuneration to
be Paid to Them Management For Voted - For
3 To Amend the Corporation's By-laws: the Specified
Section 4.3 be Inserted Into By-law No. 1 of the
Corporation Management For Voted - For
4 To Approve Unallocated Entitlements Management For Voted - For
5 To Renew the Shareholder Rights Plan Agreement Management For Voted - For
6 Advisory Vote (say-on-pay) on Canexus' Approach to
Executive Compensation Management For Voted - For
CAPSTEAD MORTGAGE CORPORATION
CUSIP: 14067E506 TICKER: CMO
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Election of Director: Jack Bernard Management For Voted - For
1.2 Election of Director: Jack Biegler Management For Voted - For
1.3 Election of Director: Michelle P. Goolsby Management For Voted - For
1.4 Election of Director: Andrew F. Jacobs Management For Voted - For
1.5 Election of Director: Gary Keiser Management For Voted - For
1.6 Election of Director: Christopher W. Mahowald Management For Voted - For
1.7 Election of Director: Michael G. O'neil Management For Voted - For
1.8 Election of Director: Mark S. Whiting Management For Voted - For
2. To Conduct an Advisory (nonbinding) Vote to Approve
our 2013 Named Executive Officers' Compensation. Management For Voted - For
3. To Approve our 2014 Flexible Incentive Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
CHONG HONG CONSTRUCTION CO LTD
CUSIP: Y1582T103
Meeting Date: 25-Jun-14 Meeting Type: Annual General Meeting
Please Note That in Cases Where the Client
Instructs Us to Vote Against Any-proposal to be
Discussed at A Shareholders Meeting and the Voting
With-respect to Such Proposal is Done by Ballot, We
Or our Designee Will Fill Out-the Ballot in Respect
of Such Proposal in Accordance with the
Clients-instructions. However, If the Voting at the
Shareholders Meeting is Done By-acclamation, We/our
Designee Will Not Take Any Action in Respect of
The-relevant Proposal. Thank You Non-Voting Non-Voting
A.1 The 2013 Business Operations Non-Voting Non-Voting
A.2 The 2013 Audited Reports Non-Voting Non-Voting
B.1 The 2013 Financial Statements Management For Voted - For
1311
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B.2 The 2013 Profit Distribution. Proposed Cash
Dividend: Twd 6.5 Per Share Management For Voted - For
B.3 The Issuance of New Shares from Retained Earnings.
Proposed Stock Dividend: 50 for 1,000 Shs Held Management For Voted - For
B.4 The Revision to the Articles of Incorporation Management For Voted - For
B.5 The Revision to the Procedures of Asset Acquisition
Or Disposal Management For Voted - For
B.6 Extraordinary Motions Management For Voted - Against
CML HEALTHCARE INC, MISSISSAUGA ON
CUSIP: 12582Q103
Meeting Date: 03-Sep-13 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1". Thank
You. Non-Voting Non-Voting
1 To Approve the Special Resolution Attached As
Appendix A to the Management Information Circular
of Cml Healthcare Inc. Dated July 22, 2013, to
Approve A Plan of Arrangement Pursuant to Section
182 of the Business Corporations Act (ontario),
Involving Cml Healthcare Inc., Lifelabs Ontario
Inc. and the Shareholders of Cml Healthcare Inc.,
All As More Particularly Described in Said
Management Information Circular Management For Voted - For
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW
CUSIP: Q26915100
Meeting Date: 08-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4, 5.a and 5.b And-votes Cast by Any
Individual Or Related Party Who Benefit from the
Passing Of-the Proposals Will be Disregarded by the
Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on Proposals (3, 4, 5.a And- 5.b), You
Acknowledge That You Have Not Obtained Benefit
Neither Expect To-obtain Benefit by the Passing of
the Relevant Proposals and You Comply With-the
Voting Exclusion. Non-Voting Non-Voting
2.a Re-election of Director, Sir John Anderson Management For Voted - For
2.b Re-election of Director, Mr Brian Long Management For Voted - For
1312
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.c Re-election of Director, Ms Jane Hemstritch Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Grant of Securities to Ian Mark Narev Under the
Group Leadership Reward Plan Management For Voted - For
5.a Approval of Selective Buy-back Agreements - Perls V Management For Voted - For
5.b Approval of Selective Capital Reduction - Perls V Management For Voted - For
30 Oct 13: Please Note That Any Holders of Perls V
and Its Associate are Exclu-ded to Vote on
Resolution 5a. Thank You. Non-Voting Non-Voting
30 Oct 13: Please Note That This is A Revision Due
to Addition of Comment. If-you Have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
CUSIP: 209034107 TICKER: CNSL
Meeting Date: 29-Apr-14 Meeting Type: Annual
1. Director Management
1 Robert J. Currey Management For Voted - For
2 C. Robert Udell, Jr. Management For Voted - For
3 Maribeth S. Rahe Management For Voted - For
2. Approval of Ernst & Young, LLP, As the Independent
Registered Public Accounting Firm. Management For Voted - For
3. Executive Compensation - an Advisory Vote on the
Approval of Compensation of our Named Executive
Officers. Management For Voted - For
CORIO NV, UTRECHT
CUSIP: N2273C104
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
4 Adoption of the Financial Statements for the 2013
Financial Year Management For Voted - For
5.a Establishing the Dividend for the 2013 Financial
Year: Eur 2.13 Per Share Management For Voted - For
5.b Offering an Optional Dividend Management For Voted - For
6 Discharge of the Members of the Management Board
for the 2013 Financial Year Management For Voted - For
7 Discharge of the Members of the Supervisory Board
for the 2013 Financial Year Management For Voted - For
8 Reappointment for 4 Years of Mr. Ben Van Der Klift
As Member of the Management Board Management For Voted - For
9 Re-appointment of the External Auditor :
PricewaterhouseCoopers Management For Voted - For
10 Authorization of the Management Board to (i) Issue
Shares Or Grant Rights to Acquire Shares and (ii)
Restrict Or Exclude Pre-emptive Rights Management For Voted - For
1313
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Authorization to Acquire Shares Management For Voted - For
12 Cancellation of Shares Management For Voted - For
13 Mar 2014: Please Note That This is A Revision
Due to Receipt of Dividend Am-ount for Resolution
No. 5.a. If You Have Already Sent in Your Votes,
Please Do-not Return This Proxy Form Unless You
Decide to Amend Your Original Instructi-ons. Thank
You. Non-Voting Non-Voting
COSTAMARE INC
CUSIP: Y1771G102 TICKER: CMRE
Meeting Date: 31-Oct-13 Meeting Type: Annual
1A. Election of Director: Konstantinos Konstantakopoulos Management For Voted - Against
1B. Election of Director: Charlotte Stratos Management For Voted - For
2. Ratification of Appointment of Ernst & Young
(hellas) Certified Auditors Accountants S.a., As
the Company's Independent Auditors for the Fiscal
Year Ending December 31, 2013. Management For Voted - For
CRESCENT POINT ENERGY CORP
CUSIP: 22576C101
Meeting Date: 09-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "1, 3,
4, and 6" and 'in Favor' Or 'abstain' Only for
Resolut-ion Numbers "2.1 to 2.8 and 5". Thank You. Non-Voting Non-Voting
1 To Fix the Number of Directors of the Corporation
for the Ensuing Year at Eight (8) Management For Voted - For
2.1 Election of Director: Rene Amirault Management For Voted - For
2.2 Election of Director: Peter Bannister Management For Voted - For
2.3 Election of Director: Kenney F. Cugnet Management For Voted - For
2.4 Election of Director: D. Hugh Gillard Management For Voted - For
2.5 Election of Director: Robert F. Heinemann Management For Voted - For
2.6 Election of Director: Gerald A. Romanzin Management For Voted - For
2.7 Election of Director: Scott Saxberg Management For Voted - For
2.8 Election of Director: Gregory G. Turnbull Management For Voted - For
3 To Consider, and If Thought Advisable, to Pass,
with Or Without Variation, A Resolution to Approve
an Amendment to the Corporation's Restricted Share
Bonus Plan, the Full Text of Which is Set Forth in
the Information Circular Management For Voted - For
4 To Consider, and If Thought Advisable, to Pass,
with Or Without Variation, A Resolution Authorizing
Certain Amendments to the Corporation's Articles of
Incorporation to Implement A Share Dividend
Program, the Full Text of Which is Set Forth in the
Information Circular Management For Voted - For
1314
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 On the Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, As Auditors of the
Corporation and Authorize the Board of Directors of
the Corporation to Fix Their Remuneration As Such Management For Voted - For
6 To Consider, and If Thought Advisable, to Pass,
with Or Without Variation, an Advisory Resolution
to Accept the Corporation's Approach to Executive
Compensation, the Full Text of Which is Set Forth
in the Information Circular Management For Voted - For
7 At the Discretion of the Said Proxy, to Vote Upon
Any Amendment Or Variation of the Above Matters Or
Any Other Matter Which May Properly Come Before the
Meeting Management For Voted - Against
CTC MEDIA, INC.
CUSIP: 12642X106 TICKER: CTCM
Meeting Date: 19-May-14 Meeting Type: Annual
1. Director Management
1 Tamjid Basunia Management For Voted - For
2 Irina Gofman Management For Voted - For
3 Timur Weinstein Management For Voted - For
2. Ratification of the Selection by the Audit
Committee of Ernst & Young Llc As the Company's
Independent Registered Public Accounting Firm for
the Current Fiscal Year Ending December 31, 2014. Management For Voted - For
3. Say on Pay. Management For Voted - For
DAVID JONES LTD, SYDNEY NSW
CUSIP: Q31227103
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2(a) To Re-elect Philippa Stone As A Director Management For Voted - For
2(b) To Elect Leigh Clapham As A Director Management For Voted - For
2(c) To Elect Melinda Conrad As A Director Management For Voted - For
1315
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 To Adopt the Remuneration Report Management For Voted - Against
4 Allocation of Performance Rights Under the Long
Term Incentive Plan to Paul Zahra Management For Voted - For
DUET GROUP, SYDNEY NSW
CUSIP: Q32878102
Meeting Date: 18-Jul-13 Meeting Type: MIX
Voting Exclusions Apply to This Meeting for
Proposals 5 and 6 of Dihl and Vote-s Cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained Ben-efit
Or Expect to Obtain Future Benefit You Should Not
Vote (or Vote "abstain"-) on the Relevant Proposal
Items. by Doing So, You Acknowledge That You Have
O-btained Benefit Or Expect to Obtain Benefit by
the Passing of the Relevant Pro-posal/s. by Voting
(for Or Against) on Proposals (5 and 6 of Dihl),
You Acknow-ledge That You Have Not Obtained Benefit
Neither Expect to Obtain Benefit By-the Passing
of the Relevant Proposal/s and You Comply with the
Voting Exclusi-on. Non-Voting Non-Voting
Please Note That Below Resolutions Pertains to
Scheme Meeting-duet1 Non-Voting Non-Voting
1 Constitution Amendment Resolution Management For Voted - For
2 Units Acquisition Resolution Management For Voted - For
Please Note That Below Resolutions Pertains to
Scheme Meeting-duet3 Non-Voting Non-Voting
1 Constitution Amendment Resolution Management For Voted - For
2 Units Acquisition Resolution Management For Voted - For
Please Note That Below Resolution Pertains to
Scheme Meeting-dmc1 Non-Voting Non-Voting
1 Company Scheme Resolution Management For Voted - For
Please Note That Below Resolutions Pertains to
General Meeting-duet1 Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
Please Note That Below Resolutions Pertains to
General Meeting-duet2 Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
2 Constitution Amendment Resolution Management For Voted - For
Please Note That Below Resolution Pertains to
General Meeting-duet3 Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
Please Note That Below Resolutions Pertains to
General Meeting-dihl Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
2 Constitution Amendment Resolution Management For Voted - For
3 Appointment of Director Resolution (duncan
Sutherland) Management For Voted - For
1316
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appointment of Director Resolution (shirley In't
Veld) Management For Voted - For
5 Director Remuneration Resolution (1) Management For Voted - For
6 Director Remuneration Resolution (2) Management For Voted - For
Please Note That Below Resolution Pertains to
General Meeting-dmc1 Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
Please Note That Below Resolutions Pertains to
General Meeting-dmc2 Non-Voting Non-Voting
1 Destapling Resolution Management For Voted - For
2 Constitution Amendment Resolution Management For Voted - For
3 Appointment of Director Resolution (michael Lee) Management For Voted - For
4 Appointment of Director Resolution (jane Harvey) Management For Voted - For
5 Approve the Change of Company Name to Duet Finance
Limited Management For Voted - For
Please Note That This is A Revision Due to Change
in Text of Comment. If You H-ave Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unless Yo-u Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
DUET GROUP, SYDNEY NSW
CUSIP: Q32878193
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals (dihl) 1, 6, (dueco) 1,-(dft) 1, (dfl) 1,
4 and Votes Cast by Any Individual Or Related Party
Who-benefit from the Passing of the Proposal/s Will
be Disregarded by The-company. Hence, If You Have
Obtained Benefit Or Expect to Obtain Future-benefit
You Should Not Vote (or Vote "abstain") on the
Relevant Proposal-items. by Doing So, You
Acknowledge That You Have Obtained Benefit Or
Expect-to Obtain Benefit by the Passing of the
Relevant Proposal/s. by Voting (for- Or Against) on
the Above Mentioned Proposal/s, You Acknowledge
That You Have-not Obtained Benefit Neither Expect
to Obtain Benefit by the Passing of The-relevant
Proposal/s and You Comply with the Voting Exclusion. Non-Voting Non-Voting
Please Note the Resolutions 1 to 6 is for the Duet
Investments Holdings- Limited (dihl) Non-Voting Non-Voting
1 Adopting the Remuneration Report Management For Voted - For
2 Re-election of Mr Douglas Halley As A Director of
Dihl Management For Voted - For
3 Re-election of Mr Ron Finlay As A Director of Dihl Management For Voted - For
4 Re-election of Ms Emma Stein As A Director of Dihl Management For Voted - For
5 Re-election of Mr John Roberts As A Director of Dihl Management For Voted - For
6 Refresh Placement Capacity Management For Voted - For
Please Note the Resolution 1 is for the Duet
Company Limited (dueco) Non-Voting Non-Voting
1317
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1 Refresh Placement Capacity Management For Voted - For
Please Note the Resolutions 1 and 2 is for the Duet
Finance Trust (dft) Non-Voting Non-Voting
1 Refresh Placement Capacity Management For Voted - For
2 Amendment of Dft Constitution Management For Voted - For
Please Note the Resolutions 1 to 4 is for the Duet
Finance Limited (dfl) Non-Voting Non-Voting
1 Adopting the Remuneration Report Management For Voted - For
2 Re-election of Mr Eric Goodwin As A Director of Dfl Management For Voted - For
3 Re-election of Mr Ron Finlay As A Director of Dfl Management For Voted - For
4 Refresh Placement Capacity Management For Voted - For
6 Nov 13: Please Note That This is A Revision Due
to Modification of Comments-and Receipt of
Additional Comment. If You Have Already Sent in
Your Votes, Ple-ase Do Not Return This Proxy Form
Unless You Decide to Amend Your Original
Ins-tructions. Thank You. Non-Voting Non-Voting
6 Nov 13: Please be Advised, Duet Group Has Been
Granted A Waiver by the Asx I-n Respect of Voting
Exclusions Applicable to Dihl Resolution 6, Dueco
Resoluti-on 1, Dft Resolution 1 and Dfl Resolution
4 to be Considered at the Agm on 22- November 2013.
. Dihl Resolution 6, Dueco Resolution 1, Dft
Resolution 1 and D-fl Resolution 4 are Subject to
the Following Conditions: the Beneficiaries
Pro-vide Written Confirmation to the Nominee
Holders That They Did Not Participate-in the
Respective Issue, Nor are They an Associate of A
Person Who Participat-ed in the Respective Issue
and the Beneficiaries Direct Hsbc to Vote for Or
Ag-ainst the Respective Resolution. . If Written
Confirmation from the Beneficiar-y is Not Received,
Hsbc Will Abstain from Voting on Dihl Resolution 6,
Dueco R-esolution 1, Dft Resolution 1 and Dfl
Resolution 4 on Your Behalf in Line With-company
Requirements. Non-Voting Non-Voting
EDP-ENERGIAS DE PORTUGAL SA, LISBOA
CUSIP: X67925119
Meeting Date: 12-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
288892 Due to Splitting Of-resolution "3". All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Voting in Portuguese Meetings
Requires the Disclosure of Bene-ficial Owner
Information, Through Declarations of Participation
and Voting. Br- Oadridge Will Disclose the
Beneficial Owner Information for Your Voted
Account-s. Additionally, Portuguese Law Does Not
1318
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Permit Beneficial Owners to Vote Inco-nsistently
Across Their Holdings. Opposing Votes May be
Rejected Summarily By- the Company Holding This
Ballot. Please Contact Your Client Service
Representa-tive for Further Details. Non-Voting Non-Voting
1 Resolve on the Approval of the Individual and
Consolidated Accounts Reporting Documents for 2013,
Including the Global Management Report (which
Incorporates A Chapter Regarding Corporate
Governance), the Individual and Consolidated
Accounts, the Annual Report and the Opinion of the
General and Supervisory Board and the Legal
Certification of the Individual and Consolidated
Accounts Management For Voted - For
2 Resolve on the Allocation of Profits in Relation to
the 2013 Financial Year Management For Voted - For
3.1 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: Executive Board
of Directors Management For Voted - For
3.2 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: General and
Supervisory Board Management For Voted - For
3.3 Resolve on the General Appraisal of the Management
and Supervision of the Company, Under Article 455
of the Portuguese Companies Code: Statutory Auditor Management For Voted - For
4 Resolve on the Granting of Authorization to the
Executive Board of Directors for the Acquisition
and Sale of Own Shares by Edp and Subsidiaries of
Edp Management For Voted - For
5 Resolve on the Granting of Authorization to the
Executive Board of Directors for the Acquisition
and Sale of Own Bonds by Edp and Subsidiaries of Edp Management For Voted - For
6 Resolve on the Remuneration Policy of the Members
of the Executive Board of Directors Presented by
the Remunerations Committee of the General and
Supervisory Board Management For Voted - For
7 Resolve on the Remuneration Policy of the Other
Members of the Corporate Bodies Presented by the
Remunerations Committee Elected by the General
Shareholders' Meeting Management For Voted - For
ELECTRICITE DE FRANCE SA, PARIS
CUSIP: F2940H113
Meeting Date: 15-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
282636 Due to Addition Of-resolutions A, O.19. All
Votes Received on the Previous Meeting Will be
Disreg-arded and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
1319
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Please Note in the French Market That the Only
Valid Vote Options are "for" An-d "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to the
Gl-obal Custodians on the Vote Deadline Date. in
Capacity As Registered Intermedi-ary, the Global
Custodians Will Sign the Proxy Cards and Forward
Them to the L-ocal Custodian. If You Request More
Information, Please Contact Your Client
Re-presentative. Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available by Clic-king on the
Material Url Link: Https://balo.journal-
Officiel.gouv.fr/pdf/2014/- 0418/201404181401205.pdf Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the Financial Year Ended on December
31, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31, 2013 Management For Voted - For
O.3 Allocation of Income for the Financial Year Ended
on December 31, 2013 and Setting the Dividend Management For Voted - For
A Please Note That This Resolution is A Shareholder
Proposal: Allocation of Income for the Financial
Year Ended on December 31st, 2013 and Setting the
Dividend - Resolution Submitted by the Supervisory
Board of Fcpe Actions Edf and Reviewed by the Board
of Directors of Edf During Its Meeting of April
1st, 2014 and Did Not Approve It Shareholder Against Voted - Against
O.4 Payment of Interim Dividend in Shares - Delegation
of Powers to the Board of Directors Management For Voted - For
O.5 Agreements Pursuant to Article L.225-38 of the
Commercial Code Management For Voted - For
O.6 Reviewing the Elements of Compensation Owed Or Paid
to Henri Proglio, Ceo for the 2013 Financial Year Management For Voted - For
O.7 Authorization Granted to the Board of Directors to
Trade in Company's Shares Management For Voted - For
E.8 Delegation of Authority to the Board of Directors
to Issue Shares Or Securities While Maintaining
Shareholders' Preferential Subscription Rights Management For Voted - For
E.9 Delegation of Authority to the Board of Directors
to Issue Shares Or Securities with the Cancellation
of Shareholders' Preferential Subscription Rights
Via Public Offerings Management For Voted - For
E.10 Delegation of Authority to the Board of Directors
to Issue Shares Or Securities with the Cancellation
of Shareholders' Preferential Subscription Rights
Via Offers Pursuant to Article L.411-2, II of the
Monetary and Financial Code Management For Voted - For
E.11 Authorization to the Board of Directors to Increase
the Number of Securities to be Issued in Case of
Capital Increase with Or Without Preferential
Subscription Rights Management For Voted - For
1320
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E.12 Delegation of Authority to the Board of Directors
to Increase Share Capital by Incorporation of
Reserves, Profits, Premiums Or Other Amounts for
Which Capitalization is Allowed Management For Voted - For
E.13 Delegation of Authority to the Board of Directors
to Increase Share Capital, in Consideration for
Securities Tendered in A Public Exchange Offer
Initiated by the Company Management For Voted - For
E.14 Authorization to the Board of Directors to Increase
Share Capital, in Consideration for In-kind
Contributions Granted to the Company Management For Voted - For
E.15 Delegation of Powers to the Board of Directors to
Increase Share Capital in Favor of Members of
Savings Plans with the Cancellation of Preferential
Subscription Rights in Favor of the Latter Management For Voted - For
E.16 Authorization to the Board of Directors to Reduce
Capital by Cancellation of Treasury Shares. Management For Voted - For
E.17 Amendment to Article 10 of the Bylaws Management For Voted - For
OE.18 Powers to Carry Out All Legal Formalities Management For Voted - For
O.19 Ratification of the Appointment of Mrs. Colette
Lewiner As Director, Replacing Mrs. Mireille Faugere Management For Voted - For
ELISA CORPORATION, HELSINKI
CUSIP: X1949T102
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording of the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance of the Meeting and
Adoption of List Votes Non-Voting Non-Voting
6 Presentation of the Financial Statements, the
Report of the Board Of-directors and the Auditor's
Report for Year 2013 Non-Voting Non-Voting
7 Adoption of the Financial Statements Management For Voted - For
8 Resolution on the Use of Profit Shown on the
Balance Sheet and the Payment of Dividend the Board
Proposes That the Profit for the Financial Period
2013 Shall be Added on the Adopted Earnings and
That A Dividend of Eur 1,30 Per Share be Paid Management For Voted - For
9 Resolution on the Discharge of the Members of the
Board of Directors and the Ceo from Liability Management For Voted - For
1321
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Resolution on the Remuneration of the Members of
the Board of Directors and on the Grounds for
Reimbursement of Travel Expenses Management For Voted - For
11 Resolution on the Number of the Board of Directors
the Shareholders' Nomination Board Proposes That
the Number of Board Members to be Seven (7) Management For Voted - For
12 Election of Members of the Board of Directors the
Shareholders' Nomination Board Proposes That
R.lind, L.niemisto, E.palin-lehtinen, J.uotila and
M.vehvilainen be Re-elected and That P.koponen and
S.turunen are to be Elected As New Members Management For Voted - For
13 Resolution on the Remuneration of the Auditor and
on the Grounds for Reimbursement of Travel Expenses Management For Voted - Against
14 Resolution on the Number of Auditors the Board's
Audit Committee Proposes That the Number of
Auditors Would be Resolved to be One (1) Management For Voted - For
15 Election of Auditor the Board's Audit Committee
Proposes That KPMG Oy Ab be Re-elected As the
Company's Auditor Management For Voted - Against
16 Authorizing the Board of Directors to Decide on the
Repurchase of the Company's Own Shares Management For Voted - For
17 Authorizing the Board of Directors to Decide on the
Issuance of Shares As Well As the Issuance of
Special Rights Entitling to Shares Management For Voted - For
18 Closing of the Meeting Non-Voting Non-Voting
10 Feb 2014: Please Note That This is A Revision
Due to Modification of the Te-xt in Res.12 . If You
Have Already Sent in Your Votes, Please Do Not
Return Th-is Proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You-. Non-Voting Non-Voting
EULER HERMES, PARIS
CUSIP: F2013Q107
Meeting Date: 23-Oct-13 Meeting Type: Ordinary General Meeting
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Non- Resident Shareowners
Only: Proxy Cards: Voting-instructions Will be
Forwarded to the Global Custodians on the Vote
Deadline-date. in Capacity As Registered
Intermediary, the Global Custodians Will Sign-the
Proxy Cards and Forward Them to the Local
Custodian. If You Request More-information, Please
Contact Your Client Representative Non-Voting Non-Voting
04 Oct 2013: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking on
the Material Url Link:
Https://balo.journal-officiel.gouv-
.fr/pdf/2013/0916/201309161304909.pdf. Please Note
That This is A Revision Due-to Receipt of
1322
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Additional Url:
Http://www.journal-officiel.gouv.fr//pdf/2013/1-
004/201310041305074.pdf. If You Have Already Sent
in Your Votes, Please Do Not-return This Proxy Form
Unless You Decide to Amend Your Original
Instructions.-thank You. Non-Voting Non-Voting
1 Appointment of Mrs. Umit Boyner As Supervisory
Board Member Management For Voted - For
2 Powers to Carry Out All Legal Formalities Management For Voted - For
Meeting Date: 28-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
320516 Due to Addition Of-resolution O.19. All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to the
Gl-obal Custodians on the Vote Deadline Date. in
Capacity As Registered Intermedi-ary, the Global
Custodians Will Sign the Proxy Cards and Forward
Them to the L-ocal Custodian. If You Request More
Information, Please Contact Your Client
Re-presentative. Non-Voting Non-Voting
Please Note in the French Market That the Only
Valid Vote Options are "for" An-d "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available by Clic-king on the
Material Url Link: Http://www.journal-
Officiel.gouv.fr//pdf/2014/0-
512/201405121401750.pdf and
Http://www.journal-officiel.gouv.fr//pdf/2014/0512-
/201405121401941.pdf Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the Financial Year Ended on December
31st, 2013-approval of Non-tax Deductible Costs and
Expenses Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.3 Allocation of Income for the Financial Year and
Setting the Dividend Management For Voted - For
O.4 Adjusting the Reserve for Own Shares Management For Voted - For
O.5 Special Report of the Statutory Auditors on the
Regulated Agreements and Commitments and Approval
of These Agreements Management For Voted - For
O.6 Advisory Review on the Compensation Owed Or Paid to
Mr. Wilfried Verstraete, Chairman of the Executive
Board for the Financial Year Ended on December
31st, 2013 Management For Voted - For
O.7 Advisory Review on the Compensation Owed Or Paid to
Mr. Gerd-uwe Baden, Mr. Frederic Biziere, Mr. Dirk
1323
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Oevermann and Mr. Paul Overeem, Executive Board
Members for the Financial Year Ended on December
31st, 2013 Management For Voted - For
O.8 Setting the Amount of Attendance Allowances
Allocated to the Supervisory Board Management For Voted - For
O.9 Authorization to be Granted to the Executive Board
to Allow the Company to Repurchase Its Own Shares
Under the Plan Referred to in Article L.225-209 of
the Commercial Code Management For Voted - For
E.10 Authorization to be Granted to the Executive Board
to Cancel Shares Repurchased by the Company Under
the Plan Referred to in Article L.225- 209 of the
Commercial Code Management For Voted - For
E.11 Delegation of Authority to be Granted to the
Executive Board to Increase Capital by
Incorporation of Reserves, Profits And/or Premiums Management For Voted - For
E.12 Delegation of Authority to be Granted to the
Executive Board to Issue Common Shares And/or
Securities Giving Access to Capital And/or
Entitling to the Allotment of Debt Securities While
Maintaining Preferential Subscription Rights Management For Voted - For
E.13 Authorization to Increase the Amount of Issuances
in Case of Oversubscription Management For Voted - For
E.14 Delegation of Authority to be Granted to the
Executive Board to Issue Common Shares with
Cancellation of Preferential Subscription Rights in
Favor of Members of A Company Savings Plan Pursuant
to Articles L.3332-18 Et Seq. of the Code of Labor Management For Voted - For
E.15 Authorization to be Granted to the Executive Board
to Allocate Free Shares to Employees (and/or Some
Corporate Officers.) Management For Voted - For
E.16 Changing the Corporate Name and Consequential
Amendment to Article 2 of the Bylaws Management For Voted - For
E.17 Amendment to Article 20 of the Bylaws Management For Voted - For
E.18 Powers to Carry Out All Formalities Management For Voted - For
O.19 Special Report of the Statutory Auditors on the
Regulated Agreements and Commitments and Approval
of A Commitment Made in Favor of Mrs. Clarisse Kopff Management For Voted - For
FIRSTGROUP PLC, ABERDEEN
CUSIP: G34604101
Meeting Date: 17-Jul-13 Meeting Type: Annual General Meeting
1 To Receive the Annual Report and Financial
Statements Management For Voted - For
2 To Approve the Directors Remuneration Report Management For Voted - For
3 To Re-elect Professor David Begg As A Director Management For Voted - For
4 To Re-elect Martin Gilbert As A Director Management For Voted - For
5 To Re-elect Colin Hood As A Director Management For Voted - For
6 To Re-elect Tim O Toole As A Director Management For Voted - For
7 To Re-elect John Sievwright As A Director Management For Voted - For
1324
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 To Re-elect Mick Barker As A Director Management For Voted - For
9 To Elect Chris Surch As A Director Management For Voted - For
10 To Elect Brian Wallace As A Director Management For Voted - For
11 To Elect Jim Winestock As A Director Management For Voted - For
12 To Re-appoint Deloitte LLP As Independent Auditors Management For Voted - For
13 To Authorise the Directors to Determine the
Remuneration of the Independent Auditors Management For Voted - For
14 To Authorise the Directors to Allot Shares Management For Voted - For
15 To Authorise the Directors to Disapply Pre- Emption
Rights Management For Voted - For
16 To Permit the Company to Purchase Its Own Shares Management For Voted - For
17 To Authorise the Company to Make Political
Donations and Incur Political Expenditure Management For Voted - For
18 To Authorise the Calling of General Meetings of the
Company by Notice of 14 Clear Days Management For Voted - Against
FISHER & PAYKEL HEALTHCARE CORPORATION LTD
CUSIP: Q38992105
Meeting Date: 27-Aug-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 4 and 5 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded. Hence, If You
Have Obtained Benefit Or Do-expect to Obtain Future
Benefit You Should Not Vote (or Vote "abstain")
For-the Relevant Proposal Items. Non-Voting Non-Voting
1 To Elect Donal O'dwyer As A Director Management For Voted - For
2 To Elect Geraldine Mcbride As A Director Management For Voted - For
3 To Authorise the Directors to Fix the Fees and
Expenses of the Company's Auditor Management For Voted - For
4 To Approve the Issue of Share Rights to Michael
Daniell As Set Out in the Notice of Annual
Shareholders' Meeting 2013 Management For Voted - For
5 To Approve the Issue of Options to Michael Daniell
As Set Out in the Notice of Annual Shareholders'
Meeting 2013 Management For Voted - For
6 To Approve the Fisher & Paykel Healthcare (north
America) Share Option Plan and the Fisher & Paykel
Healthcare Performance Share Rights Plan Management For Voted - For
FONCIERE DES REGIONS, METZ
CUSIP: F42399109
Meeting Date: 28-Apr-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
1325
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
11 Apr 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking
on the Material Url Link:- Https://balo.journal-
Officiel.gouv.fr/pdf/2014/0317/2014031714006-
65.pdf. Please Note That This is A Revision Due to
Receipt of Additional Url:-http://www.journal-
Officiel.gouv.fr//pdf/2014/0411/201404111401026
.pdf. If You-have Already Sent in Your Votes,
Please Do Not Return This Proxy Form Unless-you
Decide to Amend Your Original Instructions. Thank
You Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the Financial Year Ended December
31, 2013-discharge to the Board Members, Ceo and
Managing Directors for the Fulfillment of Their
Duties During This Financial Year Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended December 31, 2013 Management For Voted - For
O.3 Allocation of Income-dividend Distribution Management For Voted - For
O.4 Approval of the Special Report of the Statutory
Auditors Prepared Pursuant to Article L.225-40 of
the Commercial Code and the Agreements Pursuant to
Article L.225-38 of the Commercial Code Management For Voted - For
O.5 Appointment of Mrs. Sigrid Duhamel As Board Member Management For Voted - For
O.6 Authorization to be Granted to the Board of
Directors to Allow the Company to Purchase Its Own
Shares Management For Voted - For
O.7 Review of the Compensation Owed Or Paid to Mr. Jean
Laurent, Chairman of the Board of Directors for the
2013 Financial Year Management For Voted - For
O.8 Review of the Compensation Owed Or Paid to Mr.
Christophe Kullmann, Ceo for the 2013 Financial Year Management For Voted - For
O.9 Review of the Compensation Owed Or Paid to Mr.
Olivier Esteve, Managing Director for the 2013
Financial Year Management For Voted - For
O.10 Review of the Compensation Owed Or Paid to Mr. Aldo
Mazzocco, Managing Director for the 2013 Financial
Year Management For Voted - For
E.11 Delegation of Authority Granted to the Board of
Directors to Decide to Increase Share Capital of
the Company by Incorporation of Reserves, Profits
Or Premiums Management For Voted - For
E.12 Authorization to the Board of Directors to Reduce
Share Capital of the Company by Cancellation of
Shares Management For Voted - For
1326
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E.13 Delegation of Authority to the Board of Directors
to Issue Shares And/or Securities Giving Access to
Capital of the Company While Maintaining
Shareholders' Preferential Subscription Rights Management For Voted - For
E.14 Delegation of Authority to the Board of Directors
to Issue Securities Representing Debts Giving
Access to Capital of the Company with Cancellation
of Shareholders' Preferential Subscription Rights
Via Public Offering Management For Voted - Against
E.15 Delegation of Authority to the Board of Directors
to Carry Out Capital Increases Reserved for
Employees of the Company and Companies of Fonciere
Des Regions Group Who are Members of Company
Savings Plan with Cancellation of Shareholders'
Preferential Subscription Rights Management For Voted - For
E.16 Authorization to the Board of Directors to Allocate
Free Existing Shares Or Shares to be Issued to
Employees And/or Corporate Officers of the Company
and Affiliated Companies with Cancellation of
Shareholders' Preferential Subscription Rights Management For Voted - For
E.17 Powers to Carry Out All Legal Formalities Management For Voted - For
FORD OTOMOTIV SANAYI AS, KOCAELI
CUSIP: M7608S105
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: Power of
Attorney (poa) Requirements-vary by Custodian.
Global Custodians May Have A Poa in Place Which
Would- Eliminate the Need for the Individual
Beneficial Owner Poa. in the Absence Of-this
Arrangement, an Individual Beneficial Owner Poa May
be Required. If You-have Any Questions Please
Contact Your Client Service Representative.
Thank-you. Non-Voting Non-Voting
To Attend A Meeting, the Attendee(s) Must Present A
Poa Issued by The- Beneficial Owner, Notarised by A
Turkish Notary. Non-Voting Non-Voting
1 Opening and Formation of the Presidency Board Management For Voted - For
2 Reading and Discussion of the Report Prepared by
the Board Management For Voted - For
3 Reading and Discussion of the Reports Prepared by
the Independent Audit Firm Management For Voted - For
4 Reading, Discussion and Approval of the Financial
Statements Management For Voted - For
5 Approval of Changes Within the Board Management For Voted - For
6 Release of the Board Management For Voted - For
7 Approval of Dividend Policy Management For Voted - For
8 Decision on Profit Distribution Proposal Management For Voted - For
9 Election of the Board and Determination of Their
Number and Term of Office and Election of
Independent Board Management For Voted - For
1327
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Informing the Shareholders About Wage Policy of
Senior Management Management For Voted - For
11 Determination of Wages Management For Voted - For
12 Approval of Independent Audit Firm Management For Voted - For
13 Informing the Shareholders About Related Party
Transactions Management For Voted - For
14 Informing the Shareholders About Donations and
Determination of Upper Limit for Donations Management For Voted - For
15 Granting Permission to Carry Out Transactions That
Might Lead to Conflict of Interest with the Company
and to Compete to the Majority Shareholders, Board,
High Level Executives and Their Spouses Accordance
with the Article 395 and 396 of the Turkish
Commercial Code Management For Voted - Against
16 Wishes Management For Voted - For
FORTUM CORPORATION, ESPOO
CUSIP: X2978Z118
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Presentation of the Annual Accounts, the Report of
the Board of Directors And-the Auditor's Report for
the Year 2013 Non-Voting Non-Voting
7 Adoption of the Financial Statements and
Consolidated Financial Statements for Year 2013 Management For Voted - For
8 Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend the Board
Proposes That A Dividend of Eur 1,10 Per Share Will
be Paid Management For Voted - For
9 Resolution of the Discharge from Liability of the
Members of the Board of Directors, the President
and Ceo and the Deputy President and Ceo Management For Voted - For
10 Resolution on the Remuneration of the Members of
the Board of Directors Management For Voted - For
11 Resolution on the Number of Members of the Board of
Directors the Shareholders Nomination Board
1328
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Proposes That the Board Shall Consist of Eight (8)
Members Management For Voted - For
12 Election of the Chairman, Deputy Chairman and
Members of the Board of Directors the Shareholder's
Nomination Board Proposes That S.baldauf be
Re-elected As Chairman, K.ignatius As Deputy
Chairman, M.akhtarzand, H-w.binzel,
I.ervasti-vaintola and C.ramm-schmidt As Well As
New Members P.taalas and J.talvitie be Elected to
the Board of Directors Management For Voted - For
13 Resolution on the Remuneration of the Auditor Management For Voted - For
14 Election of Auditor on the Recommendation of the
Audit and Risk Committee, the Board Proposes That
Deloitte and Touche Ltd, Authorised Public
Accountants be Re-elected As the Auditor Management For Voted - For
15 Amendment of the Articles of Association the Board
of Directors Proposes That Articles 6, 12, 3 and 4
of Articles of Association be Amended Management For Voted - For
16 Closing of the Meeting Non-Voting Non-Voting
FRANKLIN STREET PROPERTIES CORP.
CUSIP: 35471R106 TICKER: FSP
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 George J. Carter Management For Voted - For
2 Georgia Murray Management For Voted - For
2. To Ratify the Audit Committee's Appointment of
Ernst & Young LLP As our Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2014. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
FREEHOLD ROYALTIES LTD, CALGARY AB
CUSIP: 356500108
Meeting Date: 14-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: D. Nolan Blades Management For Voted - For
1.2 Election of Director: Harry S. Campbell Management For Voted - For
1.3 Election of Director: Peter T. Harrison Management For Voted - For
1.4 Election of Director: Arthur N. Korpach Management For Voted - For
1.5 Election of Director: Susan M. Mackenzie Management For Voted - For
1.6 Election of Director: Thomas J. Mullane Management For Voted - For
1.7 Election of Director: David J. Sandmeyer Management For Voted - For
1.8 Election of Director: Rodger A. Tourigny Management For Voted - For
1329
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Election of Director: Aidan M. Walsh Management For Voted - For
2 Appointment of KPMG LLP, Chartered Accountants, As
Auditors of Freehold for the Ensuing Year Management For Voted - For
FREENET AG, BUEDELSDORF
CUSIP: D3689Q134
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
Please Note That by Judgement of Olg Cologne
Rendered on June 6, 2012, Any Sha-reholder Who
Holds an Aggregate Total of 3 Percent Or More of
the Outstanding-share Capital Must Register Under
Their Beneficial Owner Details Before the
Ap-propriate Deadline to be Able to Vote. Failure
to Comply with the Declaration-requirements As
Stipulated in Section 21 of the Securities Trade
Act (wphg) Ma-y Prevent the Shareholder from Voting
at the General Meetings. Therefore, Your-custodian
May Request That We Register Beneficial Owner Data
for All Voted Ac-counts with the Respective Sub
Custodian. If You Require Further Information W-
Hether Or Not Such Bo Registration Will be
Conducted for Your Custodians Accou-nts, Please
Contact Your Csr. Non-Voting Non-Voting
The Sub Custodians Have Advised That Voted Shares
are Not Blocked for Trading-purposes I.e. They are
Only Unavailable for Settlement. Registered Shares
Will-be Deregistered at the Deregistration Date by
the Sub Custodians. in Order To-deliver/settle A
Voted Position Before the Deregistration Date A
Voting Instr-uction Cancellation and
De-registration Request Needs to be Sent to Your
Csr O-r Custodian. Please Contact Your Csr for
Further Information. Non-Voting Non-Voting
The Vote/registration Deadline As Displayed on
Proxyedge is Subject to Change-and Will be Updated
As Soon As Broadridge Receives Confirmation from
the Sub C-ustodians Regarding Their Instruction
Deadline. for Any Queries Please Contact-your
Client Services Representative. Non-Voting Non-Voting
According to German Law, in Case of Specific
Conflicts of Interest in Connecti-on with Specific
Items of the Agenda for the General Meeting You are
Not Entit-led to Exercise Your Voting Rights.
Further, Your Voting Right Might be Exclud-ed When
Your Share in Voting Rights Has Reached Certain
Thresholds and You Non-Voting Non-Voting
Hav-e Not Complied with Any of Your Mandatory
Voting Rights Notifications Pursuant-to the German
Securities Trading Act (whpg). for Questions in
This Regard Ple-ase Contact Your Client Service
Representative for Clarification. If You Do No-t
Have Any Indication Regarding Such Conflict of
1330
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Interest, Or Another Exclusio-n from Voting, Please
Submit Your Vote As Usual. Thank You. Non-Voting
Counter Proposals May be Submitted Until 28 Apr
2014 Further Information on Co-unter Proposals Can
be Found Directly on the Issuer's Website (please
Refer To-the Material Url Section of the
Application). If You Wish to Act on These Ite-ms,
You Will Need to Request A Meeting Attend and Vote
Your Shares Directly At-the Company's Meeting.
Counter Proposals Cannot be Reflected in the Ballot
On-proxyedge. Non-Voting Non-Voting
1. Receive Financial Statements and Statutory Reports
for Fiscal 2013 Non-Voting Non-Voting
2. Approve Allocation of Income and Dividends of Eur
1.45 Per Share Management For Voted - For
3. Approve Discharge of Management Board for Fiscal
2013 Management For Voted - For
4. Approve Discharge of Supervisory Board for Fiscal
2013 Management For Voted - For
5. Ratify PricewaterhouseCoopers Ag As Auditors for
Fiscal 2014 Management For Voted - For
6. Authorize Share Repurchase Program and Reissuance
Or Cancellation of Repurchased Shares Management For Voted - For
7. Authorize Use of Financial Derivatives When
Repurchasing Shares Management For Voted - For
8. Approve Issuance of Warrants/bonds with Warrants
Attached/convertible Bonds with Partial Exclusion
of Preemptive Rights Up to Aggregate Nominal Amount
of Eur 640 Million Approve Creation of Eur 12.8
Million Pool of Capital to Guarantee Conversion
Rights Management For Voted - For
FRONTIER COMMUNICATIONS CORP
CUSIP: 35906A108 TICKER: FTR
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 Leroy T. Barnes, Jr. Management For Voted - For
2 Peter C.b. Bynoe Management For Voted - For
3 Edward Fraioli Management For Voted - For
4 Daniel J. Mccarthy Management For Voted - For
5 Pamela D.a. Reeve Management For Voted - For
6 Virginia P. Ruesterholz Management For Voted - For
7 Howard L. Schrott Management For Voted - For
8 Larraine D. Segil Management For Voted - For
9 Mark Shapiro Management For Voted - For
10 Myron A. Wick, III Management For Voted - For
11 Mary Agnes Wilderotter Management For Voted - For
2. To Consider and Vote Upon an Advisory Proposal on
Executive Compensation. Management For Voted - For
1331
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Ratify the Selection of KPMG LLP As our
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
G.U.D. HOLDINGS LTD
CUSIP: Q43709106
Meeting Date: 31-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (3, 4 and 5),- You
Acknowledge That You Have Not Obtained Benefit
Neither Expect to Obtain-benefit by the Passing of
the Relevant Proposal/s and You Comply with
The-voting Exclusion Non-Voting Non-Voting
2.1 Re-election of Ross Herron Management For Voted - For
2.2 Re-election of Peter Hay Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Approval of Lti Grant to Managing Director: Mr
Jonathan Ling Management For Voted - For
5 That in Accordance with Rule 36 of the Company's
Constitution, the Maximum Aggregate Remuneration
Payable from the Company to Non- Executive
Directors of the Company for Their Services As
Directors Including Their Service on A Committee of
Directors be Increased by Aud200,000 to A Maximum
Sum of Aud1,000,000 Per Annum Management For Voted - For
GDF SUEZ SA, PARIS
CUSIP: F42768105
Meeting Date: 28-Apr-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
290889 Due to Addition Of-resolution 'a'. All Votes
Received on the Previous Meeting Will be
Disregarded-and You Will Need to Reinstruct on This
Meeting Notice. Thank You. Non-Voting Non-Voting
09 Apr 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking on
the Material Url Link:
Https://balo.journal-officiel.gouv-
.fr/pdf/2014/0307/201403071400511.pdf. Please Note
That This is A Revision Due-to Receipt of
1332
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Additional Url:
Http://www.journal-officiel.gouv.fr//pdf/2014/0-
409/201404091400972.pdf. If You Have Already Sent
in Your Votes for Mid: 3111-91 Please Do Not Revote
on This Meeting Unless You Decide to Amend Your
Instru-ctions Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to the
Gl-obal Custodians on the Vote Deadline Date. in
Capacity As Registered Intermedi-ary, the Global
Custodians Will Sign the Proxy Cards and Forward
Them to the L-ocal Custodian. If You Request More
Information, Please Contact Your Client
Re-presentative. Non-Voting Non-Voting
Please Note in the French Market That the Only
Valid Vote Options are "for" An-d "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
O.1 Approval of the Transactions and Annual Corporate
Financial Statements for the Financial Year Ended
on December 31, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31, 2013 Management For Voted - For
O.3 Allocation of Income and Setting the Dividend for
the Financial Year Ended on December 31, 2013 Management For Voted - For
O.4 Approval of the Regulated Agreements Pursuant to
Article L.225-38 of the Commercial Code Management For Voted - For
O.5 Authorization to be Granted to the Board of
Directors to Trade in Company's Shares Management For Voted - For
O.6 Renewal of Term of Ernst & Young Et Autres As
Principal Statutory Auditor Management For Voted - For
O.7 Renewal of Term of Deloitte & Associes As Principal
Statutory Auditor Management For Voted - For
O.8 Renewal of Term of Auditex As Deputy Statutory
Auditor Management For Voted - For
O.9 Renewal of Term of Beas As Deputy Statutory Auditor Management For Voted - For
E.10 Delegation of Authority to the Board of Directors
to Decide While Maintaining Preferential
Subscription Rights (i) to Issue Common Shares
And/or Any Securities Giving Access to Capital of
the Company And/or Subsidiaries of the Company,
And/or (ii) to Issue Securities Entitling to the
Allotment of Debt Securities Management For Voted - For
E.11 Delegation of Authority to the Board of Directors
to Decide with the Cancellation of Preferential
Subscription Rights (i) to Issue Common Shares
And/or Any Securities Giving Access to Capital of
the Company And/or Subsidiaries of the Company,
And/or (ii) to Issue Securities Entitling to the
Allotment of Debt Securities Management For Voted - For
E.12 Delegation of Authority to the Board of Directors
to Decide to Issue Common Shares Or Various
Securities with the Cancellation of Preferential
Subscription Rights Via an Offer Pursuant to
1333
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Article L.411-2, II of the Monetary and Financial
Code Management For Voted - For
E.13 Delegation of Authority to the Board of Directors
to Increase the Number of Securities to be Issued
in Case of Issuance Carried Out with Or Without
Preferential Subscription Rights As Referred to in
the 10th, 11th and 12th Resolutions Up to 15% of
the Initial Issuance Management For Voted - For
E.14 Delegation of Authority to the Board of Directors
to Issue Common Shares And/or Various Securities,
in Consideration for Contributions of Securities
Granted to the Company Up to 10% of the Share
Capital Management For Voted - For
E.15 Delegation of Authority to the Board of Directors
to Decide to Increase Share Capital by Issuing
Shares Or Securities Giving Access to Capital with
the Cancellation of Preferential Subscription
Rights in Favor of Employees Who are Members of Gdf
Suez Group Savings Plans Management For Voted - For
E.16 Delegation of Authority to the Board of Directors
to Decide to Increase Share Capital by Issuing
Shares Or Securities Giving Access to Capital with
the Cancellation of Preferential Subscription
Rights in Favor of Any Entity Established As Part
of the Implementation of the Gdf Suez Group
International Employee Stock Ownership Plan Management For Voted - For
E.17 Overall Limitation on Future And/or Immediate
Capital Increase Delegations Management For Voted - For
E.18 Delegation of Authority to the Board of Directors
to Decide to Increase Share Capital by
Incorporation of Reserves, Profits, Premiums Or
Otherwise Management For Voted - For
E.19 Authorization to be Granted to the Board of
Directors to Reduce Share Capital by Cancellation
of Treasury Shares Management For Voted - For
E.20 Authorization to be Granted to the Board of
Directors to Allocate Free Shares, on the One Hand
to All Employees and Corporate Officers of
Companies of the Group (with the Exception of
Corporate Officers of the Company), and on the
Other Hand to Employees Participating in A Gdf Suez
Group International Employee Stock Ownership Plan Management For Voted - For
E.21 Authorization to be Granted to the Board of
Directors to Allocate Free Shares to Some Employees
and Corporate Officers of Companies of the Group
(with the Exception of Corporate Officers of the
Company Management For Voted - For
E.22 Dividend Increase in Favor of Any Shareholder Who,
at the End of the Financial Year, Has Held
Registered Shares for at Least Two Years and Still
Holds Them at the Payment Date of the Dividend for
This Financial Year Management For Voted - Against
E.23 Powers to Carry Out Decisions of the General
Meeting and Formalities Management For Voted - For
1334
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.24 Review of the Components of the Compensation Owed
Or Paid to Mr. Gerard Mestrallet, Chairman and Ceo
for the 2013 Financial Year Management For Voted - For
O.25 Review of the Components of the Compensation Owed
Or Paid to Mr. Jean-francois Cirelli, Vice-chairman
and Managing Director for the 2013 Financial Year Management For Voted - For
A Please Note That This Resolution is A Shareholder
Proposal: Addition Submitted by the Supervisory
Board of Fcpe Link France: (resolution Not Approved
by the Board of Directors) Amendment to the Third
Resolution Regarding the Dividend. Setting the
Dividend for the 2013 Financial Year at Euros 0.83
Per Share, Including the Interim Payment of Euros
0.8 Per Share Paid on November 20th, 2013 Shareholder Against Voted - Against
GWA GROUP LTD
CUSIP: Q4394K152
Meeting Date: 30-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on Proposals (3, 4 and 5),- You
Acknowledge That You Have Not Obtained Benefit
Neither Expect to Obtain-benefit by the Passing of
the Relevant Proposal/s and You Comply with
The-voting Exclusion. Non-Voting Non-Voting
1 Re-election of Director-mr Peter Birtles Management For Voted - For
2 Re-election of Director-mr Robert Anderson Management For Voted - For
3 Adoption of Remuneration Report Management For Voted - For
4 Approval of Grant of Performance Rights to Managing
Director Under the Long Term Incentive Plan Management For Voted - For
5 Approval of Grant of Performance Rights to
Executive Director Under the Long Term Incentive
Plan Management For Voted - For
HALFORDS GROUP PLC, REDDITCH, WORCESTERSHIRE
CUSIP: G4280E105
Meeting Date: 30-Jul-13 Meeting Type: Annual General Meeting
1 To Receive the Audited Financial Statements and the
Directors' and Auditor's Reports for the Financial
Year Ended 29 March 2013 Management For Voted - For
1335
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Declare A Final Dividend Management For Voted - For
3 To Approve the Directors' Remuneration Report Management For Voted - Against
4 To Elect Matt Davies As A Director Management For Voted - For
5 To Re-elect Dennis Millard As A Director Management For Voted - For
6 To Re-elect Keith Harris As A Director Management For Voted - For
7 To Re-elect William Ronald As A Director Management For Voted - For
8 To Re-elect David Adams As A Director Management For Voted - For
9 To Re-elect Claudia Arney As A Director Management For Voted - For
10 To Re-elect Andrew Findlay As A Director Management For Voted - For
11 To Appoint KPMG LLP As Auditor Management For Voted - For
12 To Authorise the Directors to Determine the
Remuneration of the Auditor Management For Voted - For
13 To Renew the General Authority to Allot Relevant
Securities Management For Voted - For
14 To Disapply Statutory Pre-emption Rights (special
Resolution) Management For Voted - For
15 To Authorise the Company to Make Market Purchases
of Its Own Shares (special Resolution) Management For Voted - For
16 To Authorise the Company to Make Political Donations Management For Voted - For
17 To Authorise That General Meetings, Other Than Agms
Can be Called on 14 Clear Days' Notice(special
Resolution) Management For Voted - Against
HERA SPA, BOLOGNA
CUSIP: T5250M106
Meeting Date: 23-Apr-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
287860 Due to Receipt of S-lates for Directors' and
Auditors' Names Under Resolutions O.4 and O.6 and
App-lying Spin Control. All Votes Received on the
Previous Meeting Will be Disrega-rded and You Will
Need to Reinstruct on This Meeting Notice. Thank
You. Non-Voting Non-Voting
Please Note That the Italian Language Agenda is
Available by Clicking on the U-rl Link:
Https://materials.proxyvote.com/approved/99999
Z/19840101/nps_194161.p-df Non-Voting Non-Voting
E.1 Amendment of Article 16.1 of the Articles of
Association As Amended by the Transitory Clause of
Said Articles of Association Management Non-Voting
E.2 Amendment of Article 17.2 of the Articles of
Association As Amended by the Transitory Clause of
Said Articles of Association Management Non-Voting
E.3 Approval of the Merger by Incorporation of Amga
Azienda Multiservizi S.p.a. Into Hera S.p.a.
Pursuant to Article 2501 Et. Seq. of the Italian
Civil Code and the Consequent Amendment of
Paragraph 5.1 of the Articles of Association Management Non-Voting
O.1 Financial Statements As of 31 December 2013,
Directors' Report, Proposal to Distribute the
1336
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Profit, and Report of the Board of Statutory
Auditors Management Non-Voting
O.2 Presentation of the Corporate Governance Report and
Remuneration Policy Resolutions Management Non-Voting
O.3 Renewal of the Authorisation to Purchase Treasury
Shares and Procedures for Arrangement of the Same Management Non-Voting
Please Note That Although There are 2 Slates to be
Elected As Board of Directo-rs, There is Only 1
Slate Available to be Filled at the Meeting. the
Standing-instructions for This Meeting Will be
Disabled And, If You Choose, You are Req-uired to
Vote for Only 1 of the 2 Slates. Thank You. Non-Voting Non-Voting
O.4.1Please Note That This is A Shareholders' Proposal:
Appointment of the Members of the Board of
Directors: Majority List: Tomaso Tommasi Di
Vignano, Stefano Venier, Giovanni Basile, Giorgia
Gagliarrii, Stefano Manara, Danilo Manfredi, Forte
Clo, Tiziana Primori, Luca Mandrioli, Cesare
Pillon, Riccardo Illy and Enea Sermasi Shareholder Non-Voting
O.4.2Please Note That This is A Shareholders' Proposal:
Appointment of the Members of the Board of
Directors: Minority List: Mara Bernardini, Massimo
Giusti and Bruno Tani Shareholder Non-Voting
O.5 Determination of Fees for Members of the Board of
Directors Management Non-Voting
Please Note That Although There are 2 Options to
Indicate A Preference on This-resolution, Only One
Can be Selected. the Standing Instructions for This
Meet-ing Will be Disabled And, If You Choose, You
are Required to Vote for Only 1 O-f the 2 Options
Below, Your Other Votes Must be Either Against Or
Abstain. Tha-nk You. Non-Voting Non-Voting
O.6.1Please Note That This is A Shareholders' Proposal:
Appointment of the Members of the Board of
Statutory Auditors and of the Chairman: Majority
List: Marianna Girolomini - Candidate Standing
Auditor, Antonio Gaiani - Candidate Standing
Auditor and Valeria Bortolotti - Candidate
Alternate Auditor Shareholder Non-Voting
O.6.2Please Note That This is A Shareholders' Proposal:
Appointment of the Members of the Board of
Statutory Auditors and of the Chairman: Minority
List: Sergio Santi - Candidate Standing Auditor;
Violetta Frasnedi - Candidate Alternate Auditor Shareholder Non-Voting
O.7 Determination of Fees for Members of the Board of
Statutory Auditors Management Non-Voting
O.8 Appointment of Independent Auditors for the
Statutory Audit for the Years 2015 2023 Management Non-Voting
1337
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HOME LOAN SERVICING SOLUTIONS, LTD
CUSIP: G6648D109 TICKER: HLSS
Meeting Date: 13-May-14 Meeting Type: Annual
1. Director Management
1 William C. Erbey Management For Voted - For
2 John P. Van Vlack Management For Voted - For
3 Kerry Kennedy Management For Voted - For
4 Richard J. Lochrie Management For Voted - For
5 David B. Reiner Management For Voted - For
6 Robert Mcginnis Management For Voted - For
2. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. Proposal to Approve the 2013 Equity Incentive Plan. Management For Voted - For
4. An Advisory Vote to Approve Executive Compensation. Management For Voted - For
HOSPITALITY PROPERTIES TRUST
CUSIP: 44106M102 TICKER: HPT
Meeting Date: 10-Jun-14 Meeting Type: Annual
1.1 Election of Independent Trustee: John L. Harrington Management For Voted - For
1.2 Election of Managing Trustee: Barry M. Portnoy Management For Voted - For
2. Approval of the Amendment to the Declaration of
Trust to Permit the Annual Election of Trustees. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors to Serve for the 2014
Fiscal Year. Management For Voted - For
5. To Consider and Vote Upon A Shareholder Proposal,
If Properly Presented at the Meeting. Shareholder Voted - For
HUTCHISON PORT HOLDINGS TRUST, SINGAPORE
CUSIP: Y3780D104
Meeting Date: 28-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Report of the
Trustee-manager, Statement by the Trustee-manager
and the Audited Accounts of Hph Trust for the Year
Ended 31 December 2013 Together with the
Independent Auditor's Report Thereon Management For Voted - For
2 To Re-appoint PricewaterhouseCoopers LLP As the
Auditor of Hph Trust and to Authorise the Directors
of the Trustee-manager to Fix Its Remuneration Management For Voted - For
1338
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 That Pursuant to Clause 6.1.1 of the Deed of Trust
Dated 25 February 2011, Constituting Hph Trust
("trust Deed"), Section 36 of the Business Trusts
Act, Chapter 31a of Singapore ("bta"), and Rule 806
of the Listing Manual of Singapore Exchange
Securities Trading Limited ("sgx-st"), the Trustee-
Manager, on Behalf of Hph Trust, be Authorised and
Empowered To: (a) (i) Issue Units, Whether by Way
of Rights, Bonus Or Otherwise; And/or (ii) Make Or
Grant Offers, Agreements Or Options (collectively,
"instruments") That Might Or Would Require Units to
be Issued, Including But Not Limited to the
Creation and Issue of (as Well As Adjustments To)
Securities, Warrants, Debentures Or Other
Instruments Convertible Into Units, at Any Time and
Upon Such Terms and Conditions Whether for Cash Or
Otherwise and for Such Purposes and to Such Contd Management For Voted - For
Contd Persons As the Trustee- Manager May in Its
Absolute Discretion Deem Fit;-and (b)
(notwithstanding That the Authority Conferred by
This Resolution May- Have Ceased to be in Force)
Issue Units Pursuant to Any Instrument Made
Or-granted by the Trustee- Manager While This
Resolution Was in Force, Provided-that: (1) the
Aggregate Number of Units to be Issued Pursuant to
This-resolution (including Units to be Issued
Pursuant to the Instruments, Made Or-granted
Pursuant to This Resolution) Shall Not Exceed Fifty
Per Centum-(50.0%) of the Total Non-Voting Non-Voting
Number of Issued Units (excluding Treasury Units,
If-any) (as Calculated in Accordance with
Sub-paragraph (2) Below), of Which The-aggregate
Number of Units to be Issued Other Than on A
Pro-rata Basis To-existing Unitholders Shall Not
Exceed Twenty Per Centum (20.0%) of the Total-contd Non-Voting
Contd Number of Issued Units (excluding Treasury
Units, If Any) (as- Calculated in Accordance with
Subparagraph (2) Below); (2) (subject to
Such-calculation As May be Prescribed by Sgx-st)
for the Purpose of Determining-the Aggregate Number
of Units That May be Issued Under Sub-paragraph
(1)- Above, the Percentage of Issued Units Shall be
Based on the Number of Issued-units (excluding
Treasury Units, If Any) at the Time of the Passing
of This-resolution, After Adjusting For: (a) New
Units Arising from the Conversion Or-exercise of
the Instruments; and (b) Any Subsequent Bonus
Issue,- Consolidation Or Subdivision of Units; (3)
in Exercising the Authority- Conferred by This
Resolution, the Trustee-manager Shall Comply with
The-provisions of the Listing Manual of Sgx-st for
the Time Being in Force- (unless Such Compliance
Has Contd Non-Voting Non-Voting
Contd Been Waived by Sgx-st), the Trust Deed and
the Bta; and (4) Unless-revoked Or Varied by Hph
Trust in A General Meeting, Such Authority
1339
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shall-continue in Force Until (i) the Conclusion of
the Next Annual General Meeting-of the Unitholders
Or the Date by Which the Next Annual General
Meeting Of-the Unitholders is Required by Law to be
Held, Whichever is the Earlier; Or-(ii) in the Case
of Units to be Issued Pursuant to the Instruments,
Made Or-granted Pursuant to This Resolution, Until
the Issuance of Such Units In-accordance with the
Terms of the Instruments Non-Voting Non-Voting
Meeting Date: 28-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Approval of the Trust Deed Supplement Management For Voted - For
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution 1, Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
INTERMEDIATE CAPITAL GROUP PLC, LONDON
CUSIP: G4807D101
Meeting Date: 17-Jul-13 Meeting Type: Annual General Meeting
1 To Receive the Financial Statements and Reports of
the Directors and Auditors for the Financial Year
Ended 31 March 2013 Management For Voted - For
2 To Approve the Directors' Remuneration Report for
the Financial Year Ended 31 March 2013 Management For Voted - Against
3 To Declare A Final Dividend of 13.7 Pence Per
Ordinary Share for the Financial Year Ended 31
March 2013 Management For Voted - For
4 To Reappoint Deloitte LLP As Auditors of the
Company to Hold Office As the Company's Auditors
Until the Conclusion of the Company's Agm in 2014 Management For Voted - Against
5 To Authorise the Directors to Set the Remuneration
of the Auditors Management For Voted - For
6 To Appoint Kim Wahl As A Director Management For Voted - For
7 To Appoint Lindsey Mcmurray As A Director Management For Voted - For
8 To Reappoint Justin Dowley As A Director Management For Voted - For
9 To Reappoint Peter Gibbs As A Director Management For Voted - For
10 To Reappoint Kevin Parry As A Director Management For Voted - For
11 To Reappoint Christophe Evain As A Director Management For Voted - For
12 To Reappoint Philip Keller As A Director Management For Voted - For
13 To Reappoint Benoit Durteste As A Director Management For Voted - For
14 To Grant the Directors Authority to Allot Shares
Pursuant to Section 551 of the Companies Act 2006 Management For Voted - For
15 Subject to the Passing of Res 14, to Authorise the
Directors to Dis-apply Pre-emption Rights Pursuant
to Sections 570 (1) and 573 of the Companies Act
2006 Management For Voted - For
16 To Authorise the Company to Make Market Purchases
of Its Ordinary Shares Pursuant to Section 701 of
the Companies Act 2006 Management For Voted - For
1340
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 To Approve That A General Meeting of the Company
(other Than the Annual General Meeting) May be
Called on Not Less Than 14 Clear Days' Notice Management For Voted - Against
INTERSERVE PLC, TWYFORD
CUSIP: G49105102
Meeting Date: 17-Mar-14 Meeting Type: Ordinary General Meeting
1 That the Acquisition of the Total Facilities
Services Business of Rentokil Initial PLC As
Described in the Circular Dated 28 February 2014
Hereby be Approved Management For Voted - For
INVESCO MORTGAGE CAPITAL INC.
CUSIP: 46131B100 TICKER: IVR
Meeting Date: 01-May-14 Meeting Type: Annual
1.1 Election of Director: G. Mark Armour Management For Voted - For
1.2 Election of Director: James S. Balloun Management For Voted - For
1.3 Election of Director: John S. Day Management For Voted - For
1.4 Election of Director: Karen Dunn Kelley Management For Voted - For
1.5 Election of Director: Edward J. Hardin Management For Voted - For
1.6 Election of Director: James R. Lientz, Jr. Management For Voted - For
2. Advisory Vote to Approve 2013 Executive Compensation Management For Voted - For
3. Appointment of Grant Thornton LLP As the Company's
Independent Registered Public Accounting Firm Management For Voted - For
INVESTORS REAL ESTATE TRUST
CUSIP: 461730103 TICKER: IRET
Meeting Date: 17-Sep-13 Meeting Type: Annual
1.1 Election of Trustee: Timothy P. Mihalick Management For Voted - For
1.2 Election of Trustee: Jeffrey L. Miller Management For Voted - For
1.3 Election of Trustee: John T. Reed Management For Voted - For
1.4 Election of Trustee: W. David Scott Management For Voted - For
1.5 Election of Trustee: Stephen L. Stenehjem Management For Voted - For
1.6 Election of Trustee: John D. Stewart Management For Voted - For
1.7 Election of Trustee: Thomas A. Wentz Jr. Management For Voted - For
1.8 Election of Trustee: Jeffrey K. Woodbury Management For Voted - For
1.9 Election of Trustee: Linda J. Hall Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Re-approval of Incentive Award Plan. Management For Voted - For
4. Ratification of Selection of Grant Thornton LLP As
the Company's Independent Auditors for the Fiscal
Year Ending April 30, 2014. Management For Voted - For
1341
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IOOF HOLDINGS LTD
CUSIP: Q49809108
Meeting Date: 26-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 3, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2.a To Re-elect Ms Jane Harvey As A Director Management For Voted - For
2.b To Re-elect Mr Kevin White As A Director Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Grant of Performance Rights to the Managing Director Management For Voted - For
5 Non Executive Director's Remuneration Management For Voted - For
MAPLETREE LOGISTICS TRUST
CUSIP: Y5759Q107
Meeting Date: 16-Jul-13 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Report of Hsbc
Institutional Trust Services (singapore) Limited,
As Trustee of Mlt (the "trustee"), the Statement by
Mapletree Logistics Trust Management Ltd., As
Manager of Mlt (the "manager"), and the Audited
Financial Statements of Mlt for the Financial Year
Ended 31 March 2013 and the Auditors' Report Thereon Management For Voted - For
2 To Re-appoint PricewaterhouseCoopers LLP As
Auditors of Mlt to Hold Office Until the Conclusion
of the Next Annual General Meeting of Mlt, and to
Authorise the Manager to Fix Their Remuneration Management For Voted - For
3 That Approval be and is Hereby Given to the
Manager, to (a) (i) Issue Units in Mlt ("units")
Whether by Way of Rights, Bonus Or Otherwise;
And/or (ii) Make Or Grant Offers, Agreements Or
Options (collectively, "instruments") That Might Or
Would Require Units to be Issued, Including But Not
Limited to the Creation and Issue of (as Well As
Adjustments To) Securities, Warrants, Debentures Or
Other Instruments Convertible Into Units, at Any
Time and Upon Such Terms and Conditions and for
Such Purposes and to Such Persons As the Manager
1342
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
May in Its Absolute Discretion Deem Fit; and (b)
Issue Units in Pursuance of Any Instruments Made Or
Granted by the Manager While This Resolution Was in
Force (notwithstanding That the Authority Conferred
by This Resolution May Have Ceased to be in Force
at the Time Such Units are Issued), Contd Management For Voted - For
Contd Provided That: (1) the Aggregate Number of
Units to be Issued Pursuant-to This Resolution
(including Units to be Issued in Pursuance of
Instruments-made Or Granted Pursuant to This
Resolution) Shall Not Exceed Fifty Per Cent.-(50%)
of the Total Number of Issued Units (excluding
Treasury Units, If Any)-(as Calculated in
Accordance with Sub-paragraph (2) Below), of Which
The-aggregate Number of Units to be Issued Other
Than on A Pro Rata Basis To- Unitholders (including
Units to be Issued in Pursuance of Instruments Made
Or-granted Pursuant to This Resolution) Shall Not
Exceed Twenty Per Cent. (20%)-of the Total Number
of Issued Units (excluding Treasury Units, If Any)
(as-calculated in Accordance with Sub-paragraph (2)
Below); (2) Subject to Such-manner of Calculation
As May be Prescribed by the Sgx-st for the Contd Non-Voting Non-Voting
Contd Purpose of Determining the Aggregate Number
of Units That May be Issued-under Sub- Paragraph
(1) Above, the Total Number of Issued Units
(excluding-treasury Units, If Any) Shall be Based
on the Number of Issued Units-(excluding Treasury
Units, If Any) at the Time This Resolution is
Passed,-after Adjusting For: (a) Any New Units
Arising from the Conversion Or-exercise of Any
Instruments Which are Outstanding Or Subsisting at
the Time-this Resolution is Passed; and (b) Any
Subsequent Bonus Issue, Consolidation-or
Subdivision of Units; (3) in Exercising the
Authority Conferred by This-resolution, the Manager
Shall Comply with the Provisions of the
Listing-manual of the Sgx-st for the Time Being in
Force (unless Such Compliance Has-been Waived by
the Sgx-st) and the Trust Deed Constituting Mlt (as
Amended)-(the "trust Contd Non-Voting Non-Voting
Contd Deed") for the Time Being in Force (unless
Otherwise Exempted Or Waived-by the Monetary
Authority of Singapore); (4) Unless Revoked Or
Varied By-unitholders in A General Meeting, the
Authority Conferred by This Resolution-shall
Continue in Force Until (i) the Conclusion of the
Next Annual General-meeting of Mlt Or (ii) the Date
by Which the Next Annual General Meeting Of-mlt is
Required by Applicable Regulations to be Held,
Whichever is Earlier;-(5) Where the Terms of the
Issue of the Instruments Provide for Adjustment
To-the Number of Instruments Or Units Into Which
the Instruments May Be-converted in the Event of
Rights, Bonus Or Other Capitalisation Issues Or
Any-other Events, the Manager is Authorised to
1343
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Issue Additional Instruments Or- Units Pursuant to
Such Adjustment Notwithstanding That the Authority
Contd Non-Voting Non-Voting
Contd Conferred by This Resolution May Have Ceased
to be in Force at the Time-the Instruments Or Units
are Issued; and (6) the Manager and the Trustee,
Be-and are Hereby Severally Authorised to Complete
and Do All Such Acts And-things (including
Executing All Such Documents As May be Required) As
The-manager Or, As the Case May Be, the Trustee May
Consider Expedient Or- Necessary Or in the Interest
of Mlt to Give Effect to the Authority Conferred-by
This Resolution Non-Voting Non-Voting
MEDICAL PROPERTIES TRUST, INC.
CUSIP: 58463J304 TICKER: MPW
Meeting Date: 15-May-14 Meeting Type: Annual
1. Director Management
1 Edward K. Aldag, Jr. Management For Voted - For
2 G. Steven Dawson Management For Voted - For
3 R. Steven Hamner Management For Voted - For
4 Robert E. Holmes, Ph.D. Management For Voted - For
5 Sherry A. Kellett Management For Voted - For
6 William G. Mckenzie Management For Voted - For
7 L. Glenn Orr, Jr. Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - Against
METCASH LTD, SYDNEY
CUSIP: Q6014C106
Meeting Date: 28-Aug-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 3 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
Proposal (3), You Acknowledge That-you Have Not
Obtained Benefit Neither Expect to Obtain Benefit
by the Passing-of the Relevant Proposal/s and You
Comply with the Voting Exclusion. Non-Voting Non-Voting
1344
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.a To Re-elect Mrs Fiona Balfour As A Director Management For Voted - For
2.b To Re-elect Mr Neil Hamilton As A Director Management For Voted - For
2.c To Elect Mr Patrick Allaway As A Director Management For Voted - For
3 To Adopt the Remuneration Report Management For Voted - For
MYER HOLDINGS LTD, MELBOURNE VIC
CUSIP: Q64865100
Meeting Date: 20-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 4 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
the Above Mentioned Proposal/s, You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposal/s and You Comply with The- Voting
Exclusion. Non-Voting Non-Voting
3a Re-election of Director - Ms Chris Froggatt Management For Voted - For
3b Re-election of Director - Mr Rupert Myer Am Management For Voted - For
4 Remuneration Report Management For Voted - For
NATIONAL AUSTRALIA BANK LTD
CUSIP: Q65336119
Meeting Date: 19-Dec-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2, 3 and 4 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2 Approval of Securities Issued Management For Voted - For
3 Remuneration Report Management For Voted - For
1345
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Performance Rights-group Chief Executive Officer,
Mr Cameron Clyne Management For Voted - For
5.a Re-election of Director: Mr Daniel Gilbert Management For Voted - For
5.b Re-election of Director: Ms Jillian Segal Management For Voted - For
5.c Re-election of Director: Mr Anthony Yuen Management For Voted - For
5.d Please Note That This Resolution is A Shareholder
Proposal: Election of Director: Mr David Barrow Shareholder Against Voted - For
19 Nov 2013: Please Note That This is A Revision
Due to Modification of Text I- N Resolutions 5.a to
5.d. If You Have Already Sent in Your Votes, Please
Do No-t Return This Proxy Form Unless You Decide to
Amend Your Original Instructions-. Thank You. Non-Voting Non-Voting
NAVITAS LTD
CUSIP: Q6630H109
Meeting Date: 04-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast B-y Any Individual
Or Related Party Who Benefit from the Passing of
the Proposal-s Will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or E- Xpect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") on The-relevant Proposal Items. by Doing
So, You Acknowledge That You Have Obtained B-enefit
Or Expect to Obtain Benefit by the Passing of the
Relevant Proposals. B-y Voting (for Or Against) on
Proposals (1 and 4), You Acknowledge That You Hav-e
Not Obtained Benefit Neither Expect to Obtain
Benefit by the Passing of The- Relevant Proposals
and You Comply with the Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Dr Peter Larsen Management For Voted - For
3 Re-election of Mr Harvey Collins Management For Voted - For
4 Increase in Maximum Remuneration for Non- Executive
Directors Management For Voted - For
NEW YORK COMMUNITY BANCORP, INC.
CUSIP: 649445103 TICKER: NYCB
Meeting Date: 04-Jun-14 Meeting Type: Annual
1A. Election of Director: Dominick Ciampa Management For Voted - For
1B. Election of Director: Max L. Kupferberg Management For Voted - For
1C. Election of Director: Spiros J. Voutsinas Management For Voted - For
1D. Election of Director: Robert Wann Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm of
New York Community Bancorp, Inc. for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
1346
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve, by Non-binding Vote, an Advisory
Proposal on Compensation for Certain of our
Executive Officers. Management For Voted - Against
NEW YORK MORTGAGE TRUST, INC.
CUSIP: 649604501 TICKER: NYMT
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 David R. Bock Management For Voted - For
2 Alan L. Hainey Management For Voted - For
3 Steven R. Mumma Management For Voted - For
4 Douglas E. Neal Management For Voted - For
5 Steven G. Norcutt Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. To Consider and Act Upon A Proposal to Ratify,
Confirm and Approve the Selection of Grant Thornton
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
OMEGA HEALTHCARE INVESTORS, INC.
CUSIP: 681936100 TICKER: OHI
Meeting Date: 12-Jun-14 Meeting Type: Annual
1. Director Management
1 Barbara B. Hill Management For Voted - For
2 Harold J. Kloosterman Management For Voted - For
3 C. Taylor Pickett Management For Voted - For
2 Ratification of Independent Auditors Ernst & Young
LLP. Management For Voted - For
3 Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
ONEBEACON INSURANCE GROUP, LTD.
CUSIP: G67742109 TICKER: OB
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 David T. Foy Management For Voted - For
2 Richard P. Howard Management For Voted - For
3 Ira H. Malis Management For Voted - For
4 Patrick A. Thiele Management For Voted - For
2. To Authorize the Election of the Board of Directors
of Split Rock Insurance, Ltd. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
1347
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
ORION CORPORATION
CUSIP: X6002Y112
Meeting Date: 25-Mar-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Matters of Order for the Meeting Non-Voting Non-Voting
3 Election of Persons to Confirm the Minutes and the
Persons to Verify The-counting of Votes Non-Voting Non-Voting
4 Recording the Legal Convening of the Meeting and
Quorum Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and the
List of Votes Non-Voting Non-Voting
6 Presentation of the Financial Statements 2013, the
Report of the Board Of-directors and the Auditor's
Report Non-Voting Non-Voting
7 Adoption of the Financial Statements Management For Voted - For
8 Decision on the Use of the Profits Shown on the
Balance Sheet and the Payment of the Dividend the
Board Proposes That A Dividend of Eur 1.25 Per
Share be Paid Management For Voted - For
9 Decision on the Discharge of the Members of the
Board of Directors and the President and Ceo from
Liability Management For Voted - For
10 Decision on the Remuneration of the Members of the
Board of Directors Management For Voted - For
11 Decision on the Number of Members of the Board of
Directors in Accordance with the Recommendation by
the Company's Nomination Committee, the Board
Proposes That the Number of the Members of the
Board of Directors be Seven (7) Management For Voted - For
12 Election of the Members and the Chairman of the
Board of Directors in Accordance with the
Recommendation by the Nomination Committee, the
Board Proposes That S.jalkanen, E.karvonen,
T.maasilta, H.syrjanen, H.westerlund and J.ylppo be
Re-elected and That M.silvennoinen be Elected As A
New Member Management For Voted - For
13 Decision on the Remuneration of the Auditor Management For Voted - For
14 Election of the Auditor in Accordance with the
Recommendation by the Board's Audit Committee, the
1348
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Board Proposes That PricewaterhouseCoopers Oy be
Elected As Auditor Management For Voted - For
15 Proposal by the Board of Directors to Amend Section
12 of the Articles of Association Management For Voted - For
16 Closing of the Meeting Non-Voting Non-Voting
PARKLAND FUEL CORP, RED DEER, AB
CUSIP: 70137T105
Meeting Date: 06-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "3, 4,
5 and 6" and 'in Favor' Or 'abstain' Only
For-resolution Numbers "1.1 to 1.6 and 2". Thank
You. Non-Voting Non-Voting
1.1 Election of Director: John F. Bechtold Management For Voted - For
1.2 Election of Director: Robert Espey Management For Voted - For
1.3 Election of Director: Alain Ferland Management For Voted - For
1.4 Election of Director: Jim Pantelidis Management For Voted - For
1.5 Election of Director: Ron Rogers Management For Voted - For
1.6 Election of Director: David A. Spencer Management For Voted - For
2 The Appointment of PricewaterhouseCoopers LLP As
the Auditor of Parkland for the Ensuing Year and
the Authorization of the Directors to Set the
Auditor's Remuneration Management For Voted - Against
3 To Consider And, If Deemed Advisable, Approve an
Ordinary Resolution Confirming the Adoption of A
Shareholder Rights Plan (the "rights Plan") Dated
As of March 18, 2014 Management For Voted - For
4 To Consider And, If Deemed Advisable, Approve
Unallocated Options Under the Corporation's Stock
Option Plan, As Further Described in the Circular Management For Voted - For
5 To Consider And, If Deemed Advisable, Approve
Unallocated Restricted Share Units Under the
Corporation's Restricted Share Unit Plan, As
Further Described in the Circular Management For Voted - For
6 To Approve the Approach to Executive Compensation
As Further Described in the Circular Management For Voted - For
PDL BIOPHARMA, INC.
CUSIP: 69329Y104 TICKER: PDLI
Meeting Date: 28-May-14 Meeting Type: Annual
1. Director Management
1 David W. Gryska Management For Voted - For
2 Paul W. Sandman Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
1349
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of the Company for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers As
Disclosed in the Proxy Statement. Management For Voted - For
4. To Re-approve the Performance Goals Under the 2005
Equity Incentive Plan for Compliance with Section
162(m) of the Internal Revenue Code of 1986, As
Amended. Management For Voted - For
PENNYMAC MORTGAGE INVESTMENT TRUST
CUSIP: 70931T103 TICKER: PMT
Meeting Date: 04-Jun-14 Meeting Type: Annual
1. Director Management
1 Preston Dufauchard Management For Voted - For
2 Nancy Mcallister Management For Voted - For
3 Stacey D. Stewart Management For Voted - For
2 To Ratify the Appointment of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
3 To Approve, by Non-binding Vote, our Executive
Compensation. Management For Voted - For
PROVIDENT FINANCIAL PLC, BRADFORD
CUSIP: G72783171
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the Directors' and Auditor's Reports and
the Financial Statements Management For Voted - For
2 To Approve the Directors' Remuneration Policy Management For Voted - For
3 To Approve the Annual Statement by the Chairman of
the Remuneration Committee and the Annual Report on
Remuneration Management For Voted - For
4 To Declare A Final Dividend Management For Voted - For
5 To Appoint Malcolm Le May As A Director Management For Voted - For
6 To Appoint Alison Halsey As A Director Management For Voted - For
7 To Reappoint Robert Anderson As A Director Management For Voted - For
8 To Reappoint Peter Crook As A Director Management For Voted - For
9 To Reappoint Andrew Fisher As A Director Management For Voted - For
10 To Reappoint Stuart Sinclair As A Director Management For Voted - For
11 To Reappoint Manjit Wolstenholme As A Director Management For Voted - For
12 To Reappoint Deloitte LLP As the Auditor Management For Voted - For
13 To Authorise the Directors to Determine the
Remuneration of the Auditor Management For Voted - For
14 To Grant the Company Authority to Make the
Political Donations Management For Voted - For
15 To Authorise the Directors to Allot Shares Management For Voted - For
1350
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 To Authorise the Company to Purchase Its Own Shares Management For Voted - For
17 To Disapply Pre-emption Rights Management For Voted - For
18 To Authorise the Convening of A General Meeting on
Not Less Than 14 Days' Notice Management For Voted - Against
R.R. DONNELLEY & SONS COMPANY
CUSIP: 257867101 TICKER: RRD
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: Thomas J. Quinlan III Management For Voted - For
1B. Election of Director: Susan M. Cameron Management For Voted - For
1C. Election of Director: Richard L. Crandall Management For Voted - For
1D. Election of Director: Susan M. Gianinno Management For Voted - For
1E. Election of Director: Judith H. Hamilton Management For Voted - For
1F. Election of Director: Jeffrey M. Katz Management For Voted - For
1G. Election of Director: Richard K. Palmer Management For Voted - For
1H. Election of Director: John C. Pope Management For Voted - For
1I. Election of Director: Michael T. Riordan Management For Voted - For
1J. Election of Director: Oliver R. Sockwell Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
REDEFINE PROPERTIES LTD
CUSIP: S6815L105
Meeting Date: 30-Jan-14 Meeting Type: Annual General Meeting
O.1 Adoption of Annual Financial Statements Management For Voted - For
O.2 Confirmation of Appointment of Gz Steffens As
Director Management For Voted - For
O.3 Confirmation of Appointment of M Ruttell As Director Management For Voted - For
O.4 Confirmation of Appointment of R Robinson As
Director Management For Voted - For
O.5 Re-election of D Gihwala As Director Management For Voted - For
O.6 Re-election of Hk Mehta As Director Management For Voted - For
O.7 Vacancy Created by the Retirement of A Director Not
Filled Management For Voted - Against
O.8.1Reappointment of Rw Rees As A Member of the Audit
and Risk Committee Management For Voted - For
O.8.2Reappointment of B Nackan As A Member of the Audit
and Risk Committee Management For Voted - For
O.8.3Reappointment of Hk Mehta As A Member of the Audit
and Risk Committee Management For Voted - Against
O.9 Resolved That Grant Thornton Jhb) Inc., Together
with G Chaitowitz As Individual Registered Auditor
for the Company, be and are Hereby Reappointed As
the Auditors of the Company from the Conclusion of
This Annual General Meeting Until the Conclusion of
1351
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Next Agm." the Audit and Risk Committee Has
Nominated for Appointment Grant Thornton Jhb) Inc.
As Auditors of the Company Under Section 90 of the
Companies Act Management For Voted - For
O.10 To Reduce the Number of Linked Units Which May be
Allotted Or Issued to Fund the Acquisition of
Property Assets from 10% of the Authorised But
Unissued Linked Units of the Company to 10% of the
Issued Linked Units of the Company Management For Voted - Against
O.11 General Authority to Issue Securities for Cash Management For Voted - For
O.12 Approval of Remuneration Policy Management For Voted - For
O.13 Specific Authority to Issue Linked Units Under A
Reinvestment Option Management For Abstain
S.1 Financial Assistance Under the Redefine Executive
Incentive Schemes Management For Voted - For
S.2 Linked Unit Repurchases Management For Voted - For
S.3 Financial Assistance to Related and Inter-related
Parties Management For Voted - For
O.14 Signature of Documentation Management For Voted - For
23 Jan 2014: Please Note That This is A Revision
Due to Change in Text of Reso-lution O.10. If You
Have Already Sent in Your Votes, Please Do Not
Return This-proxy Form Unless You Decide to Amend
Your Original Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 18-Jun-14 Meeting Type: Ordinary General Meeting
S.1 Memorandum of Incorporation Amendment to Enable the
Delinking: Clause 8.3 Management For Voted - For
S.2 Delinking of Linked Units Management For Voted - For
S.3 Amendment of the Company's Memorandum of
Incorporation: Clause 1.1.7, 1.1.8, 1.1.10, 1.1.15,
1.1.16, 1.1.21.2, 8.1.2, 8.3, 8.8, 13.1, 14.2,
32.1, 32.1.3, 32.4, 42 and Re-numbering of Other
Clauses Respectively Management For Voted - For
O.1 General Authority Management For Voted - For
26 May 2014: Please Note That This is A Revision
Due to Change in Record Date-to 06 Jun 14. If You
Have Already Sent in Your Votes, Please Do Not Vote
Again-unless You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 18-Jun-14 Meeting Type: Scheme Meeting
S.1 Amendment of the Debenture Trust Deed Management For Voted - For
S.2 Delinking of Linked Units Management For Voted - For
S.3 Approval of the Scheme Management For Voted - For
S.4 Termination of the Debenture Trust Deed Management For Voted - For
O.1 General Authority Management For Voted - For
1352
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RESOLUTION LIMITED, ST. PETER PORT
CUSIP: G7521S122
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
1 To Receive the Directors' Report, Strategic Report
and Accounts for the Financial Year Ended 31
December 2013 Together with the Report of the
Auditors of the Company Management For Voted - For
2 To Approve the Directors' Remuneration Report,
Excluding the Directors' Remuneration Policy Set
Out on Pages 100 to 107 of the Directors'
Remuneration Report, for the Financial Year Ended
31 December 2013 Management For Voted - For
3 To Approve the Directors' Remuneration Policy, Set
Out on Pages 100 to 107 of the Directors'
Remuneration Report for the Financial Year Ended 31
December 2013 Management For Voted - For
4 To Declare A Final Dividend of 14.09 Pence Per
Share on the Ordinary Shares of the Company Management For Voted - For
5 To Re-appoint Ernst & Young LLP As Auditors of the
Company Until the Conclusion of the Next Annual
General Meeting of the Company Management For Voted - For
6 To Authorise the Board to Determine the
Remuneration of the Auditors of the Company Management For Voted - For
7 To Re-elect David Allvey As A Director of the
Company Management For Voted - For
8 To Re-elect Andy Briggs As A Director of the Company Management For Voted - For
9 To Re-elect Mel Carvill As A Director of the Company Management For Voted - For
10 To Re-elect Peter Gibbs As A Director of the Company Management For Voted - For
11 To Elect Marian Glen As A Director of the Company Management For Voted - For
12 To Re-elect Nick Lyons As A Director of the Company Management For Voted - For
13 To Elect Roger Perkin As A Director of the Company Management For Voted - For
14 To Re-elect Robin Phipps As A Director of the
Company Management For Voted - For
15 To Re-elect Belinda Richards As A Director of the
Company Management For Voted - For
16 To Re-elect Karl Sternberg As A Director of the
Company Management For Voted - For
17 To Re-elect Tim Tookey As A Director of the Company Management For Voted - For
18 To Re-elect Tim Wade As A Director of the Company Management For Voted - For
19 To Re-elect Sir Malcolm Williamson As A Director of
the Company Management For Voted - For
20 Political Donations Management For Voted - For
21 Directors' Authority to Allot Management For Voted - For
22 Performance Share Plan Management For Voted - For
23 That the Name of the Company be Changed from
Resolution Limited to Friends Life Group Limited Management For Voted - For
24 Disapplication of Pre-emption Rights Management For Voted - For
25 Authority to Purchase Own Shares Management For Voted - For
1353
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RESOURCE CAPITAL CORP.
CUSIP: 76120W302 TICKER: RSO
Meeting Date: 29-May-14 Meeting Type: Annual
1A Election of Director: Walter T. Beach Management For Voted - For
1B Election of Director: Edward E. Cohen Management For Voted - For
1C Election of Director: Jonathan Z. Cohen Management For Voted - For
1D Election of Director: Richard L. Fore Management For Voted - For
1E Election of Director: William B. Hart Management For Voted - For
1F Election of Director: Gary Ickowicz Management For Voted - For
1G Election of Director: Steven J. Kessler Management For Voted - For
1H Election of Director: Murray S. Levin Management For Voted - For
1I Election of Director: P. Sherrill Neff Management For Voted - For
1J Election of Director: Stephanie H. Wiggins Management For Voted - For
2. Proposal to Adopt the Resource Capital Corp.
Amended and Restated Omnibus Equity Compensation
Plan. Management For Voted - For
3. Proposal to Approve an Advisory Vote on the
Resource Capital Corp. 2013 Compensation Plan for
Its Named Executive Officers. Management For Voted - For
4. Proposal to Ratify the Appointment of Grant
Thornton LLP As the Independent Registered Public
Accounting Firm for Resource Capital Corp. for the
Fiscal Year Ending December 31, 2014. Management For Voted - For
5. In Their Discretion, the Proxies are Authorized to
Vote Upon Such Other Business As May Properly be
Brought Before Meeting Management For Voted - Against
SABRA HEALTH CARE REIT, INC.
CUSIP: 78573L106 TICKER: SBRA
Meeting Date: 24-Jun-14 Meeting Type: Annual
1A. Election of Director: Craig A. Barbarosh Management For Voted - For
1B. Election of Director: Robert A. Ettl Management For Voted - For
1C. Election of Director: Michael J. Foster Management For Voted - For
1D. Election of Director: Richard K. Matros Management For Voted - For
1E. Election of Director: Milton J. Walters Management For Voted - For
2. Approval of Amendments to the Sabra Health Care
Reit, Inc. 2009 Performance Incentive Plan Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As Sabra's Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2014 Management For Voted - For
4. Approval, on an Advisory Basis, of Executive
Officer Compensation Management For Voted - For
1354
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SEADRILL LIMITED, HAMILTON
CUSIP: G7945E105
Meeting Date: 20-Sep-13 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Shares Held in an Omnibus/nominee Account Need to
be Re-registered in The-beneficial Owners Name to
be Allowed to Vote at Meetings. Shares Will
Be-temporarily Transferred to A Separate Account in
the Beneficial Owner's Name-on the Proxy Deadline
and Transferred Back to the Omnibus/nominee Account
The-day After the Meeting. Non-Voting Non-Voting
Please Note That This is A Revision Due to Change
in Blocking Conditions. If Y-ou Have Already Sent
in Your Votes, Please Do Not Return This Proxy Form
Unles-s You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
1 To Re-elect John Fredriksen As A Director of the
Company Management For Voted - For
2 To Re-elect Tor Olav Troim As A Director of the
Company Management For Voted - For
3 To Re-elect Kate Blankenship As A Director of the
Company Management For Voted - For
4 To Re-elect Kathrine Fredriksen As A Director of
the Company Management For Voted - For
5 To Re-elect Carl Erik Steen As A Director of the
Company Management For Voted - For
6 To Re-elect Bert Bekker As A Director of the Company Management For Voted - For
7 To Re-elect Paul Leand Jr As A Director of the
Company Management For Voted - For
8 To Amend the Company's Bye-laws Numbers 57a, 89,
93b, 103, 104, 105, 106a, 110 and 111 Management For Voted - Against
9 To Appoint PricewaterhouseCoopers LLP, As Auditor
and to Authorize the Directors to Determine Their
Remuneration Management For Voted - For
10 To Approve the Remuneration of the Company's Board
of Directors of A Total Amount of Fees Not to
Exceed Usd 1.500.000 for the Year Ended December
31, 2013 Management For Voted - Against
1355
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SHIP FINANCE INTERNATIONAL LIMITED
CUSIP: G81075106 TICKER: SFL
Meeting Date: 20-Sep-13 Meeting Type: Annual
1. To Re-elect Hans Petter Aas As A Director of the
Company. Management For Voted - For
2. To Re-elect Paul Leand Jr. As A Director of the
Company. Management For Voted - For
3. To Re-elect Kate Blankenship As A Director of the
Company. Management For Voted - For
4. To Re-elect Cecilie Fredriksen As A Director of the
Company. Management For Voted - For
5. To Re-elect Harald Thorstein As A Director of the
Company. Management For Voted - For
6. To Amend the Company's Bye-laws Nos 52 (a), 81, 85,
98, 99, 100, 101 (a), 105 and 106. Management For Voted - For
7. Proposal to Re-appoint Moore Stephens, P.c. As
Auditors and to Authorise the Directors to
Determine Their Remuneration. Management For Voted - For
8. Proposal to Approve the Remuneration of the
Company's Board of Directors of A Total Amount of
Fees Not to Exceed Us$550,000 for the Year Ended
December 31, 2013. Management For Voted - For
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD
CUSIP: G8219Z105
Meeting Date: 01-Nov-13 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0927/ltn20130927319.pdf-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0927/ltn20130927291.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
1 To Adopt the Audited Financial Statements and the
Reports of the Directors and Auditor for the Year
Ended 30 June 2013 Management For Voted - For
2 To Approve the Payment of Final Dividend of Hkd
0.22 Per Share, with A Scrip Dividend Alternative,
in Respect of the Year Ended 30 June 2013 Management For Voted - For
3.i.a To Re-elect Mr. Kwok Ping-luen, Raymond As Director Management For Voted - Against
3.i.b To Re-elect Mr. Chan Kai-lung, Patrick As Director Management For Voted - Against
3.i.c To Re-elect Mr. John Anthony Miller As Director Management For Voted - Against
3.i.d To Re-elect Dr. Li Ka-cheung, Eric As Director Management For Voted - For
3.i.e To Re-elect Mrs. Ip Yeung See-ming, Christine As
Director Management For Voted - For
1356
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.ii To Authorise the Board of Directors to Fix the Fees
of Directors Management For Voted - For
4 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and to Authorise the Board of Directors
to Fix Their Remuneration Management For Voted - For
5 To Give A General Mandate to the Board of Directors
to Issue and Dispose of Additional Shares in the
Company Not Exceeding 10% of the Nominal Amount of
the Issued Share Capital Management For Voted - Against
6 To Give A General Mandate to the Board of Directors
to Repurchase Shares of the Company Not Exceeding
10% of the Nominal Amount of the Issued Share
Capital Management For Voted - For
7 To Extend the General Mandate Granted to the Board
of Directors to Issue Shares in the Capital of the
Company by the Number of Shares Repurchased Management For Voted - Against
8 To Adopt the New Bye-laws in Replacement of the
Existing Bye-laws of the Company Management For Voted - For
SOUTHERN CROSS MEDIA GROUP LTD, SYDNEY NSW
CUSIP: Q8571C107
Meeting Date: 22-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit You Should Not Vote (or Vote
"abstain") On-the Relevant Proposal Items. by Doing
So, You Acknowledge That You Have-obtained Benefit
Or Expect to Obtain Benefit by the Passing of the
Relevant-proposal/s. by Voting (for Or Against) on
Proposal (1), You Acknowledge That-you Have Not
Obtained Benefit Neither Expect to Obtain Benefit
by the Passing-of the Relevant Proposal/s and You
Comply with the Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Chris De Boer As A Director Management For Voted - For
3 Re-election of Tony Bell As A Director Management For Voted - For
4 Re-election of Peter Harvie As A Director Management For Voted - For
SPARK INFRASTRUCTURE GROUP
CUSIP: Q8604W120
Meeting Date: 23-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 2 and Votes Cast By-any Individual Or
Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
1357
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit (as Referred in the Company-
Announcement) You Should Not Vote (or Vote
"abstain") on the Relevant- Proposal Items. by
Doing So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 That Spark Infrastructure's Remuneration Report for
the Financial Period Ended 31 December 2013 be
Adopted Management For Voted - For
2 That Mr Andrew Fay, Who Retires by Rotation, be
Re-elected As A Director of Each of Spark
Infrastructure Re Limited, Spark Infrastructure
Holdings No. 1 Pty Limited, Spark Infrastructure
Holdings No. 2 Pty Limited, Spark Infrastructure
Holdings No. 3 Pty Limited and Spark Infrastructure
Holdings No. 4 Pty Limited Pursuant to the
Governance Deed Management For Voted - For
SSE PLC, PERTH
CUSIP: G8842P102
Meeting Date: 25-Jul-13 Meeting Type: Annual General Meeting
1 Receive the Report and Accounts Management For Voted - For
2 Approve the Remuneration Report Management For Voted - For
3 Declare A Final Dividend Management For Voted - For
4 Re-appoint Katie Bickerstaffe Management For Voted - For
5 Re-appoint Jeremy Beeton Management For Voted - For
6 Re-appoint Lord Smith of Kelvin Management For Voted - For
7 Re-appoint Gregor Alexander Management For Voted - For
8 Re-appoint Alistair Phillips-davies Management For Voted - For
9 Re-appoint Lady Rice Management For Voted - For
10 Re-appoint Richard Gillingwater Management For Voted - For
11 Re-appoint Thomas Thune Andersen Management For Voted - For
12 Appoint KPMG LLP As Auditor Management For Voted - For
13 Authorise the Directors to Determine the Auditor's
Remuneration Management For Voted - For
14 Authorise Allotment of Shares Management For Voted - For
15 To Disapply Pre-emption Rights Management For Voted - For
16 To Empower the Company to Purchase Its Own Ordinary
Shares Management For Voted - For
17 To Approve 14 Days' Notice of General Meetings Management For Voted - Against
1358
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STANDARD LIFE PLC, EDINBURGH
CUSIP: G84278103
Meeting Date: 13-May-14 Meeting Type: Annual General Meeting
1 To Receive and Consider the Annual Report and
Accounts for 2013 Management For Voted - For
2 To Re-appoint PricewaterhouseCoopers LLP As Auditors Management For Voted - For
3 To Authorise the Directors to Set the Auditors' Fees Management For Voted - For
4 To Declare A Final Dividend for 2013 Management For Voted - For
5 To Approve the Directors' Remuneration Report Management For Voted - For
6 To Approve the Directors' Remuneration Policy Management For Voted - For
7 To Approve the Standard Life PLC Executive Long
Term Incentive Plan Management For Voted - For
8.a To Re-elect Gerry Grimstone Management For Voted - For
8.b To Re-elect Pierre Danon Management For Voted - For
8.c To Re-elect Crawford Gillies Management For Voted - For
8.d To Re-elect David Grigson Management For Voted - For
8.e To Re-elect Noel Harwerth Management For Voted - For
8.f To Re-elect David Nish Management For Voted - For
8.g To Re-elect John Paynter Management For Voted - For
8.h To Re-elect Lynne Peacock Management For Voted - For
8.i To Re-elect Keith Skeoch Management For Voted - For
9 To Elect Martin Pike Management For Voted - For
10 To Authorise the Directors to Issue Further Shares Management For Voted - For
11 To Disapply Share Pre-emption Rights Management For Voted - For
12 To Give Authority for the Company to Buy Back Shares Management For Voted - For
13 To Provide Limited Authority to Make Political
Donations and to Incur Political Expenditure Management For Voted - For
14 To Allow the Company to Call General Meetings on 14
Days' Notice Management For Voted - Against
STARHUB LTD, SINGAPORE
CUSIP: Y8152F132
Meeting Date: 14-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and the
Audited Accounts for the Financial Year Ended 31
December 2013 and the Auditors' Report Therein Management For Voted - For
2 To Re-appoint the Following Director, Each of Whom
Will Retire Under Section 153(6) of the Companies
Act, Cap. 50 of Singapore, to Hold Office from the
Date of This Annual General Meeting Until the Next
Annual General Meeting of the Company: Mr Kua Hong
Pak (independent Chairman of Audit Committee) Management For Voted - For
3 To Re-appoint the Following Director, Each of Whom
Will Retire Under Section 153(6) of the Companies
Act, Cap. 50 of Singapore, to Hold Office from the
Date of This Annual General Meeting Until the Next
1359
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Annual General Meeting of the Company: Mr Nihal
Vijaya Devadas Kaviratne (independent Member of
Audit Committee) Management For Voted - For
4 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 93 of
the Company's Articles of Association and Who,
Being Eligible, Will Offer Himself for Re-election:
Mr Tan Guong Ching Management For Voted - Against
5 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 93 of
the Company's Articles of Association and Who,
Being Eligible, Will Offer Himself for Re-election:
Mr Peter Seah Lim Huat Management For Voted - Against
6 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 93 of
the Company's Articles of Association and Who,
Being Eligible, Will Offer Himself for Re-election:
Mr Steven Terrell Clontz Management For Voted - Against
7 To Re-elect the Following Director, Each of Whom
Will Retire by Rotation Pursuant to Article 93 of
the Company's Articles of Association and Who,
Being Eligible, Will Offer Himself for Re-election:
Dr Nasser Marafih Management For Voted - Against
8 To Approve the Sum of Sgd 1,701,500 (fy2012: Sgd
1,696,420) As Directors' Remuneration for the
Financial Year Ended 31 December 2013 Comprising:
(a) Sgd 1,238,300 to be Paid in Cash (2012: Sgd
1,237,684); and (b) Sgd 463,200 to be Paid in the
Form of Restricted Share Awards (2012: Sgd 458,736) Management For Voted - For
9 To Declare A Final Dividend of Five Cents Per
Ordinary Share for the Financial Year Ended 31
December 2013 Management For Voted - For
10 To Re-appoint KPMG LLP As Auditors of the Company
and Authorise the Directors to Fix Their
Remuneration Management For Voted - For
11 That Authority be and is Hereby Given to the
Directors To: (a) (i) Issue Shares in the Capital
of the Company ("shares") Whether by Way of Rights,
Bonus Or Otherwise; And/or (ii) Make Or Grant
Offers, Agreements Or Options (collectively,
"instruments") That Might Or Would Require Shares
to be Issued, Including But Not Limited to the
Creation and Issue of (as Well As Adjustments To)
Warrants, Debentures Or Other Instruments
Convertible Into Shares, at Any Time and Upon Such
Terms and Conditions and for Such Purposes and to
Such Persons As the Directors May in Their Absolute
Discretion Deem Fit; and (b) (notwithstanding the
Authority Conferred by This Resolution May Have
Ceased to be in Force) Issue Shares in Pursuance of
Any Instrument Made Or Granted by the Directors
While This Resolution Was in Force, Provided That:
(1) Contd Management For Voted - For
Contd the Aggregate Number of Shares to be Issued
Pursuant to This Resolution-(including Shares to be
1360
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Issued in Pursuance of Instruments Made Or
Granted-pursuant to This Resolution) Does Not
Exceed 50% of the Total Number Of- Issued Shares
(excluding Treasury Shares) in the Capital of the
Company (as-calculated in Accordance with
Subparagraph (2) Below), of Which the
Aggregate-number of Shares to be Issued Other Than
on A Pro Rata Basis to Shareholders-of the Company
(including Shares to be Issued in Pursuance of
Instruments-made Or Granted Pursuant to This
Resolution) Does Not Exceed 15% of the Total-number
of Issued Shares (excluding Treasury Shares) in the
Capital of The- Company (as Calculated in
Accordance with Subparagraph (2) Below);
(2)-(subject to Such Manner of Calculation As May
be Prescribed by the Singapore-contd Non-Voting Non-Voting
Contd Exchange Securities Trading Limited
("sgx-st")) for the Purpose Of-determining the
Aggregate Number of Shares That May be Issued
Under-subparagraph (1) Above, the Total Number of
Issued Shares (excluding Treasury-shares) Shall be
Based on the Total Number of Issued Shares
(excluding-treasury Shares) in the Capital of the
Company, at the Time This Resolution-is Passed,
After Adjusting For: (i) New Shares Arising from
the Conversion Or-exercise of Any Convertible
Securities Or Share Options Or Vesting of
Share-awards Which are Outstanding Or Subsisting at
the Time This Resolution Is-passed; and (ii) Any
Subsequent Bonus Issue, Consolidation Or
Subdivision Of-shares; (3) in Exercising the
Authority Conferred by This Resolution, The-company
Shall Comply with the Provisions of the Listing
Manual of the Sgx-st- for the Contd Non-Voting Non-Voting
Contd Time Being in Force (unless Such Compliance
Has Been Waived by The-sgx-st) and the Articles of
Association for the Time Being of the Company;-and
(4) (unless Revoked Or Varied by the Company in
General Meeting) The- Authority Conferred by This
Resolution Shall Continue in Force Until
The-conclusion of the Next Annual General Meeting
of the Company Or the Date By-which the Next Annual
General Meeting of the Company is Required by Law
to Be-held, Whichever is the Earlier Non-Voting Non-Voting
12 That Authority be and is Hereby Given to the
Directors to Allot and Issue from Time to Time Such
Number of Ordinary Shares in the Capital of the
Company As May be Required to be Issued Pursuant to
the Exercise of Options Granted Under the Starhub
Pte Ltd Share Option Plan Management For Voted - For
Meeting Date: 14-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 The Proposed Renewal of the Share Purchase Mandate Management For Voted - For
2 The Proposed Renewal of the Shareholders' Mandate
for Interested Person Transactions Management For Voted - For
1361
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 The Proposed Adoption of the Psp 2014 Management For Voted - For
4 The Proposed Adoption of the Rsp 2014 Management For Voted - For
STARWOOD PROPERTY TRUST INC
CUSIP: 85571B105 TICKER: STWD
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Director Management
1 Richard D. Bronson Management For Voted - For
2 Jeffrey F. Dimodica Management For Voted - For
3 Jeffrey G. Dishner Management For Voted - For
4 Camille J. Douglas Management For Voted - For
5 Boyd W. Fellows Management For Voted - For
6 Barry S. Sternlicht Management For Voted - For
7 Strauss Zelnick Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation As Disclosed in the
Accompanying Proxy Statement. Management For Voted - For
3. To Ratify the Audit Committee's Appointment of
Deloitte & Touche LLP As Starwood Property Trust,
Inc.'s Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
4. The Stockholder Proposal Regarding an Independent
Chairman of the Board of Directors As Disclosed in
the Accompanying Proxy Statement. Shareholder Against Voted - For
STOCKLAND
CUSIP: Q8773B105
Meeting Date: 29-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2, 3 and 4 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposals Will be Disregarded by the
Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on Proposals (2, 3 and 4), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposals and You Comply with The-voting Exclusion. Non-Voting Non-Voting
2 Approval of the Remuneration Report Management For Voted - For
3 Grant of 528,000 Performance Rights to Mr M
Steinert As Part of His Fy13 Remuneration Management For Voted - For
4 Grant of 915,000 Performance Rights to Mr M
Steinert As Part of His Fy14 Remuneration Management For Voted - For
1362
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Re-election of Director- Carol Schwartz Management For Voted - For
6 Re-election of Director- Duncan Boyle Management For Voted - For
7 Re-election of Director- Barry Neil Management For Voted - For
8 Re-election of Director- Graham Bradley Management For Voted - For
9.1 Capital Reallocation Amendments to Constitution of
Stockland Corporation Limited Management For Voted - For
9.2 Capital Reallocation Amendments to the Constitution
of Stockland Trust Management For Voted - For
10.1 Approve the Distribution of Capital by Stockland
Trust Management For Voted - For
10.2 To Apply the Distribution from Stockland Trust As
an Additional Capital Payment in Respect of Each
Share of Stockland Corporation Limited Management For Voted - For
11 Approve Amendments to the Constitution of Stockland
Corporation Limited Management For Voted - For
12 Approve Amendments to the Constitution of Stockland
Trust Management For Voted - For
SUEZ ENVIRONNEMENT COMPANY, PARIS
CUSIP: F4984P118
Meeting Date: 22-May-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available By-clicking on the
Material Url Link:-https://balo.journal-
Officiel.gouv.fr/pdf/2014/0328/201403281400853. Pdf Non-Voting Non-Voting
O.1 Approval of the Corporate Financial Statements for
the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.3 Allocation of Income for the Financial Year Ended
on December 31st, 2013 Management For Voted - For
O.4 Appointment of Mrs. Ines Kolmsee As Board Member Management For Voted - For
O.5 Renewal of Term of Mr. Gilles Benoist As Board
Member Management For Voted - For
O.6 Renewal of Term of Mr. Alain Chaigneau As Board
Member Management For Voted - For
O.7 Renewal of Term of Mrs. Penelope Chalmers Small As
Board Member Management For Voted - For
1363
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.8 Renewal of Term of Mr. Guillaume Pepy As Board
Member Management For Voted - For
O.9 Renewal of Term of Mr. Jerome Tolot As Board Member Management For Voted - For
O.10 Setting the Amount of Attendance Allowances to be
Allocated to the Board of Directors Management For Voted - For
O.11 Renewal of Term of the Firm Mazars As Principal
Statutory Auditor Management For Voted - For
O.12 Renewal of Term of the Firm Cba As Deputy Statutory
Auditor Management For Voted - For
O.13 Approval of the Regulated Agreements and
Commitments Pursuant to Articles L.225-38 Et Seq.
of the Commercial Code Management For Voted - For
O.14 Review of the Compensation Owed Or Paid to Mr.
Gerard Mestrallet, Chairman of the Board of
Directors During the 2013 Financial Year Management For Voted - For
O.15 Review of the Compensation Owed Or Paid to Mr.
Jean-louis Chaussade, Ceo During the 2013 Financial
Year Management For Voted - For
O.16 Authorization to Allow the Company to Trade in Its
Own Shares Management For Voted - For
E.17 Amendment to Articles 11 (chairman of the Board of
Directors) and 17 (management) of the Bylaws of the
Company to Change the Age Limit to Serve As
Chairman of the Board of Directors and Ceo Management For Voted - For
E.18 Amendment to Articles 10 of the Bylaws of the
Company to Determine the Terms for Appointing
Directors Representing Employees Pursuant to the
Provisions of Article L.225-27-1 of the Commercial
Code Management For Voted - For
E.19 Authorization to be Granted to the Board of
Directors to Reduce Share Capital by Cancellation
of Treasury Shares of the Company Management For Voted - For
E.20 Delegation of Authority to be Granted to the Board
of Directors to Increase Share Capital of the
Company by Issuing Equity Securities And/or Any
Securities Giving Immediate Or Future Access to
Capital of the Company While Maintaining
Shareholders' Preferential Subscription Rights Management For Voted - For
E.21 Delegation of Authority to be Granted to the Board
of Directors to Increase Share Capital of the
Company by Issuing Equity Securities And/or Any
Securities Giving Immediate Or Future Access to
Capital of the Company with Cancellation of
Shareholders' Preferential Subscription Rights Via
Public Offering Management For Voted - For
E.22 Delegation of Authority to be Granted to the Board
of Directors to Issue Shares And/or Any Securities
Giving Immediate Or Future Access to Capital of the
Company with Cancellation of Shareholders'
Preferential Subscription Rights As Part of an
Offer Pursuant to Article L.411-2, II of the
Monetary and Financial Code Management For Voted - For
E.23 Delegation of Authority to be Granted to the Board
of Directors to Increase the Number of Securities
1364
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to be Issued, in Case of Capital Increase with Or
Without Preferential Subscription Rights Up to 15%
of the Initial Issuance Management For Voted - For
E.24 Delegation of Authority to be Granted to the Board
of Directors to Increase Share Capital of the
Company, in Consideration for In-kind Comprised of
Equity Securities Or Securities Giving Access to
Capital with Cancellation of Shareholders'
Preferential Subscription Rights Management For Voted - For
E.25 Delegation of Authority to be Granted to the Board
of Directors to Increase Share Capital, in
Consideration for Contributions of Securities
Tendered in A Public Exchange Offer Initiated by
the Company with Cancellation of Shareholders'
Preferential Subscription Rights Management For Voted - For
E.26 Delegation of Authority to be Granted to the Board
of Directors to Issue Hybrid Securities
Representing Debts Management For Voted - For
E.27 Delegation of Authority Granted to the Board of
Directors to Increase Share Capital by Issuing
Shares Or Securities Giving Access to Capital
Reserved for Members of Savings Plans with
Cancellation of Shareholders' Preferential
Subscription Rights in Favor of the Latter Management For Voted - For
E.28 Delegation of Authority Granted to the Board of
Directors to Increase Share Capital with
Cancellation of Shareholders' Preferential
Subscription Rights in Favor of A Category Or
Categories of Designated Beneficiaries As Part of
the Implementation of International Share Ownership
and Savings Plans of Suez Environnement Group Management For Voted - For
E.29 Setting the Overall Limitation on Authorizations Management For Voted - For
E.30 Powers to Carry Out All Legal Formalities Management For Voted - For
SUNTEC REAL ESTATE INVESTMENT TRUST, SINGAPORE
CUSIP: Y82954101
Meeting Date: 17-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Report of Hsbc
Institutional Trust Services (singapore) Limited,
As Trustee of Suntec Reit (the "trustee"), the
Statement by Ara Trust Management (suntec) Limited,
As Manager of Suntec Reit (the "manager") and the
Audited Financial Statements of Suntec Reit for the
Financial Year Ended 31 December 2013 and the
Auditors' Report Thereon Management For Voted - For
2 To Re-appoint KPMG LLP As the Auditors of Suntec
Reit to Hold Office Until the Conclusion of the
Next Agm of Suntec Reit and to Authorise the
Manager to Fix Their Remuneration Management For Voted - For
3 General Mandate for the Issue of New Units And/or
Convertible Securities Management For Voted - For
1365
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SYDNEY AIRPORT
CUSIP: Q8808P103
Meeting Date: 19-Sep-13 Meeting Type: ExtraOrdinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposal Sat1 and Sat2 4 And-votes Cast by Any
Individual Or Related Party Who Benefit from the
Passing Of-the Proposal/s Will be Disregarded by
the Company. Hence, If You Have-obtained Benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or-vote "abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge-that You Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
Of-the Relevant Proposal/s. by Voting (for Or
Against) on Proposal (sat1 And- Sat2 4), You
Acknowledge That You Have Not Obtained Benefit
Neither Expect To-obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply With-the
Voting Exclusion. Non-Voting Non-Voting
The Below Resolutions are for the Sydney Airport
Trust Sat1 Non-Voting Non-Voting
1 Approval for Issue of Syd Securities to Mtaa Management For Voted - For
2 Approval for Issue of Syd Securities to Unisuper Management For Voted - For
3 Ratification of Issue of Syd Securities to Hta Management For Voted - For
4 Ratification of Issue of Syd Securities to Future
Fund Management For Voted - For
The Below Resolutions are for the Sydney Airport
Trust Sat2 Non-Voting Non-Voting
1 Approval for Issue of Syd Securities to Mtaa Management For Voted - For
2 Approval for Issue of Syd Securities to Unisuper Management For Voted - For
3 Ratification of Issue of Syd Securities to Hta Management For Voted - For
4 Ratification of Issue of Syd Securities to Future
Fund Management For Voted - For
Meeting Date: 22-Nov-13 Meeting Type: Ordinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 2 of Sat2 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1366
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
The Below Resolutions are for the Sydney Airport
Trust Sat1 of General-meeting Non-Voting Non-Voting
1 Change of Responsible Entity Management For Voted - For
2 Unstapling of Sat1 Units and Sat2 Units Management For Voted - For
3 General Amendment to Sat1 Constitution Management For Voted - For
The Below Resolutions are for the Sydney Airport
Trust Sat2 of Scheme Meeting-and General Meeting Non-Voting Non-Voting
1 Amendments to Sat2 Constitution to Effect the Scheme Management For Voted - For
2 Acquisition Resolution to Effect the Scheme Management For Voted - For
3 Unstapling of Sat1 Units and Sat2 Units Management For Voted - For
Meeting Date: 15-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You- Should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
Please Note That This Resolution is Proposed by Sal Non-Voting Non-Voting
2 Adoption of Remuneration Report Management For Voted - For
3 Re-election of Stephen Ward Management For Voted - For
4 Election of Ann Sherry Ao Management For Voted - For
Please Note That This Resolution is Proposed by Sat1 Non-Voting Non-Voting
1 Re-election of Patrick Gourley Management For Voted - For
TELIASONERA AB, STOCKHOLM
CUSIP: W95890104
Meeting Date: 02-Apr-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
277961 Due to Change in Vo-ting Status of
Resolution 21 and Addition of Comment. All Votes
Received on Th-e Previous Meeting Will be
Disregarded and You Will Need to Reinstruct on
This-meeting Notice. Thank You. Non-Voting Non-Voting
Important Market Processing Requirement: A
Beneficial Owner Signed Power of At-torney (poa) is
Required in Order to Lodge and Execute Your Voting
Instruction-s in This Market. Absence of A Poa, May
Cause Your Instructions to be Rejected-. If You
1367
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Have Any Questions, Please Contact Your Client
Service Representative Non-Voting Non-Voting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need to
Provi-de the Breakdown of Each Beneficial Owner
Name, Address and Share Position To-your Client
Service Representative. This Information is
Required in Order For- Your Vote to be Lodged Non-Voting Non-Voting
An Abstain Vote Can Have the Same Effect As an
Against Vote If the Meeting Req-uire Approval from
Majority of Participants to Pass A Resolution. Non-Voting Non-Voting
Please Note That the Board Does Not Make Any
Recommendation on Resolution Numb-er 21. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
1 Election of Chair of the Meeting: Eva Hagg, Advokat Non-Voting Non-Voting
2 Preparation and Approval of Voting Register Non-Voting Non-Voting
3 Adoption of Agenda Non-Voting Non-Voting
4 Election of Two Persons to Check the Minutes of the
Meeting Together with The-chair Non-Voting Non-Voting
5 Determination of Whether the Meeting Has Been Duly
Convened Non-Voting Non-Voting
6 Presentation of the Annual Report and the Auditor's
Report, the Consolidated F-inancial Statements and
the Auditor's Report on the Consolidated Financial
Sta-tements for 2013. A Description by the Chair of
the Board of Directors Marie E-hrling of the Work
of the Board of Directors During 2013 and A Speech
by Presi- Dent and Ceo Johan Dennelind in
Connection Herewith Non-Voting Non-Voting
7 Resolution to Adopt the Income Statement, the
Balance Sheet, the Consolidated Income Statement
and the Consolidated Balance Sheet for 2013 Management For Voted - For
8 Resolution on Appropriation of the Company's Profit
As Shown on the Adopted Balance Sheet and Setting
of Record Date for the Dividend. the Board of
Directors Proposes That A Dividend of Sek 3.00 Per
Share is Distributed to the Shareholders and That
April 7, 2014 be Set As the Record Date for the
Dividend. If the Annual General Meeting Resolves in
Accordance with the Proposal, It is Estimated That
Euroclear Sweden Ab Will Execute the Payment on
April 10, 2014 Management For Voted - For
9 Resolution on Discharge of the Directors and the
Ceo from Personal Liability Towards the Company for
the Administration of the Company in 2013 Management For Voted - Against
10 Resolution on Number of Directors and Alternate
Directors to be Elected at the Meeting: Until the
End of the Annual General Meeting 2015, Eight
Directors with No Alternate Directors Management For Voted - For
11 Resolution on Remuneration Payable to the Directors Management For Voted - For
12 Election of Directors and Any Alternate Directors:
Re-election of Marie Ehrling, Mats Jansson, Olli-
1368
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pekka Kallasvuo, Mikko Kosonen, Nina Linander,
Martin Lorentzon, Per-arne Sandstrom and Kersti
Strandqvist Management For Voted - For
13 Election of Chair and Vice-chair of the Board of
Directors: Re-election of Marie Ehrling As Chair
and Olli-pekka Kallasvuo As Vice-chair Management For Voted - For
14 Resolution on Number of Auditors and Deputy
Auditors: Until the End of the Annual General
Meeting 2015 There Will be One Auditor with No
Deputy Auditors Management For Voted - For
15 Resolution on Remuneration Payable to the Auditor Management For Voted - For
16 Election of Auditor and Any Deputy Auditors :
Election of the Audit Company Deloitte Ab Management For Voted - For
17 Election of Nomination Committee and Resolution on
Instruction for the Nomination Committee: Election
of Magnus Skaninger (swedish State), Kari Jarvinen
(solidium Oy), Jan Andersson (swedbank Robur
Funds), Per Frennberg (alecta) and Marie Ehrling
(chair of the Board of Directors) Management For Voted - For
18 Resolution on Principles for Remuneration to Group
Management Management For Voted - Against
19 Resolution Authorizing the Board of Directors to
Acquire the Company's Own Shares Management For Voted - For
20.a Resolution on Implementation of A Long-term
Incentive Program 2014/2017 Management For Voted - For
20.b Resolution on Hedging Arrangements for the Program Management For Voted - For
21 Resolution on Special Investigation Management For Voted - Against
TELSTRA CORPORATION LTD, MELBOURNE VIC
CUSIP: Q8975N105
Meeting Date: 15-Oct-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 4 and 5 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on Proposals (4 and 5), You-acknowledge
That You Have Not Obtained Benefit Neither Expect
to Obtain-benefit by the Passing of the Relevant
Proposals and You Comply with The-voting Exclusion. Non-Voting Non-Voting
3.a Election of Director: Mr Chin Hu Lim Management For Voted - For
3.b Re-election of Director: Dr Nora Scheinkestel Management For Voted - For
4 Grant of Performance Rights Management For Voted - For
5 Remuneration Report Management For Voted - For
09 Oct 13: Please Note That This is A Revision Due
to Change in the Record Dat-e from 13 Oct 13 to 11
1369
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Oct 13. If You Have Already Sent in Your Votes,
Please-do Not Return This Proxy Form Unless You
Decide to Amend Your Original Instruc-tions. Thank
You Non-Voting Non-Voting
TOTAL SA, COURBEVOIE
CUSIP: F92124100
Meeting Date: 16-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
282282 Due to Addition Of-resolutions A, B, C, D
and E. All Votes Received on the Previous Meeting
Will-be Disregarded and You Will Need to Reinstruct
on This Meeting Notice. Thank Y-ou. Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available by Clic-king on the
Material Url Link: Http://www.journal-
Officiel.gouv.fr//pdf/2014/0-
407/201404071400940.pdf Non-Voting Non-Voting
Please Note in the French Market That the Only
Valid Vote Options are "for" An-d "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to the
Gl-obal Custodians on the Vote Deadline Date. in
Capacity As Registered Intermedi-ary, the Global
Custodians Will Sign the Proxy Cards and Forward
Them to the L-ocal Custodian. If You Request More
Information, Please Contact Your Client
Re-presentative. Non-Voting Non-Voting
O.1 Approval of the Corporate Financial Statements for
the Financial Year Ended on December 31, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31, 2013 Management For Voted - For
O.3 Allocation of Income and Setting the Dividend Management For Voted - For
O.4 Authorization Granted to the Board of Directors to
Trade in the Company's Shares Management For Voted - For
O.5 Renewal of Term of Mrs. Patricia Barbizet As Board
Member Management For Voted - For
O.6 Renewal of Term of Mrs. Marie- Christine
Coisne-roquette As Board Member Management For Voted - For
O.7 Renewal of Term of Mr. Paul Desmarais, Jr. As Board
Member Management For Voted - Against
O.8 Renewal of Term of Mrs. Barbara Kux As Board Member Management For Voted - For
O.9 Reviewing the Elements of Compensation Owed Or Paid
to Mr. Christophe De Margerie, Ceo, for the
Financial Year Ended on December 31, 2013 Management For Voted - For
E.10 Delegation of Authority Granted to the Board of
Directors to Increase Capital While Maintaining the
Shareholders' Preferential Subscription Rights
Either by Issuing Common Shares And/or Any
1370
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Securities Giving Access to Capital of the Company,
Or by Incorporating Reserves, Profits, Premiums Or
Otherwise Management For Voted - For
E.11 Delegation of Authority Granted to the Board of
Directors to Increase Capital Either by Issuing
Common Shares Or Any Securities Giving Access to
Capital with the Cancellation of Preferential
Subscription Rights Management For Voted - For
E.12 Delegation of Authority Granted to the Board of
Directors to Increase the Number of Securities to
be Issued, in Case of Capital Increase Without
Shareholders' Preferential Subscription Rights Management For Voted - For
E.13 Delegation of Powers Granted to the Board of
Directors to Increase Capital Either by Issuing
Common Shares Or Any Securities Giving Access to
Capital, in Consideration for In-kind Contributions
Granted to the Company, with the Waiver by
Shareholders of Their Preferential Subscription
Right to Shares Issued As Consideration for
Contributions in Kind Management For Voted - For
E.14 Delegation of Authority Granted to the Board of
Directors to Increase Capital Pursuant to Articles
L.3332-18 Et Seq. of the Code of Labor, with the
Waiver by Shareholders of Their Preferential
Subscription Right to Shares Issued Due to the
Subscription for Shares by Employees of the Group Management For Voted - For
E.15 Delegation of Powers Granted to the Board of
Directors to Carry Out Capital Increases Reserved
for Categories of Beneficiaries As Part of A
Transaction Reserved for Employees with the
Cancellation of Preferential Subscription Rights Management For Voted - For
E.16 Authorization to Allocate Bonus Shares of the
Company to Employees of the Group and Corporate
Officers of the Company Or Companies of the Group,
with the Waiver by Shareholders of Their
Preferential Subscription Right to Shares Issued in
Favor of Beneficiaries of Share Allocations Management For Voted - For
E.17 Amendment to Article 11 of the Bylaws for the
Purpose of Establishing the Terms of Appointment of
the Board Member(s)representing Employees Under the
Act of June 14th, 2013 on Securing Employment, and
Integrating Technical Amendments on Some Provisions
Relating to Board Members Representing Employee
Shareholders Management For Voted - For
E.18 Amendment to Article 12 of the Bylaws to Bring the
Age Limit of the Chairman of the Board of Directors
to 70 Management For Voted - For
E.19 Amendment to Article 15 of the Bylaws to Bring the
Age Limit of the General Manager to 67 Management For Voted - For
E.20 Amendment to Article 17 of the Bylaws to Comply
with the Ordinance of December 9th, 2010
Transposing the European Directive on Shareholders'
Rights to be Represented by Any Person of Their
Choice at General Meetings Management For Voted - For
1371
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A Please Note That This Resolution is A Shareholder
Proposal: Distribution of A Quarterly Newsletter by
Employees Directors and Director Representing
Employee Shareholders Shareholder Against Voted - Against
B Please Note That This Resolution is A Shareholder
Proposal: Components of Remuneration of Corporate
Officers and Employees Related to Industrial Safety
Indicators Shareholder Against Voted - Against
C Please Note That This Resolution is A Shareholder
Proposal: Establishing Individual Shareholding Shareholder Against Voted - Against
D Please Note That This Resolution is A Shareholder
Proposal: Including the Employee Director Or
Employees Directors in the Organization of the
Board of Directors Shareholder Against Voted - Against
E Please Note That This Resolution is A Shareholder
Proposal: Distribution of Attendance Allowances Shareholder Against Voted - Against
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA, RIO D
CUSIP: P9T5CD126
Meeting Date: 30-Apr-14 Meeting Type: Annual General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
Please Note That Preference Shareholders Can Submit
A Member from The-candidates List Once They Have
Been Elected Or Alternatively A Candidate-outside
of the Official List, However We Cannot Do This
Through the Proxyedge-platform. in Order to Submit
A Vote to Elect A Candidate, Clients Must-contact
Their Csr to Include the Name of the Candidate to
be Elected. If-instructions to Vote on This Item
are Received Without A Candidate's Name,-your Vote
Will be Processed in Favor Or Against of the
Default Company's-candidate. Thank You Non-Voting Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements Regarding the Fiscal Year
Ending on December 31, 2013 Management For Voted - For
2 Destination of the Year End Results and the
Distribution of Dividends Management For Voted - For
3 To Elect the Members of the Board of Directors.
Votes in Groups of Candidates Only. 3.a Djalma
Bastos De Morais, Titular, Flavio De Almeida
Araujo, Substitute, Wilson Pereira Dos Santos,
1372
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Titular, Joao Procopio Campos Loure Vale,
Substitute, Pedro Grossi Junior, Titular, Eliana
Soares Da Cunha Castello Branco, Substitute, John
Michael Streithorst, Titular, Carlos Alberto
Figueiredo Trindade Neto, Substitute, Luiz Carlos
Da Silva Cantidio Junior, Titular, Marcelo Hudik
Furtado De Albuquerque, Substitute, Sandro Management For Voted - For
Rocha Peres, Titular, Gerson Goncalves Da Silva,
Substitute, Carlos Roberto Cafareli, Titular,
Carlos Massaru Takahashi, Substitute, Joao Almeida
Dos Santos, Titular, Luiz Henrique De Castro
Carvalho, Substitute, Luiz Ricardo Da Camara Lima,
Titular, Jorge Kalache Filho, Substitute. Only to
Ordinary Shareholders Non-Voting
4 To Elect the Members of the Fiscal Council. Votes
in Groups of Candidates Only. 4.a Jorge Khoury
Hedaye, Titular, Ronald Gastao Andrade Reis,
Substitute, Claudio Canalis Goulart, Titular, Maria
Cristina Soares Magalhaes Alves, Substitute,
Clayton Ferraz De Paiva, Titular, Ana Paula Moraes
Venancio Amaral, Substitute, Dio Jaime Machado De
Almeida, Titular, Jose Maria Rabelo, Substitute.
Only to Ordinary Shareholders. Only to Ordinary
Shareholders Management For Abstain
5 To Decide Regarding the Proposal for the Directors
and Fiscal Council Remuneration Management For Voted - For
09 Apr 2014: Please Note That This is A Revision
Due to Receipt of Director An-d Fiscal Council
Member Names. If You Have Already Sent in Your
Votes, Please-do Not Return This Proxy Form Unless
You Decide to Amend Your Original Instruc-tions.
Thank You. Non-Voting Non-Voting
Meeting Date: 30-Apr-14 Meeting Type: ExtraOrdinary General Meeting
Important Market Processing Requirement: A
Beneficial Owner Signed Power Of-attorney (poa) is
Required in Order to Lodge and Execute Your
Voting-instructions in This Market. Absence of A
Poa, May Cause Your Instructions To-be Rejected. If
You Have Any Questions, Please Contact Your Client
Service- Representative Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are- Not Allowed. Only Votes
in Favor And/or Abstain Or Against And/ Or
Abstain-are Allowed. Thank You Non-Voting Non-Voting
1 To Change the Address of the Head Office of the
Company Management For Voted - For
2 The Consequent Amendment of Article 2 of the
Corporate Bylaws of the Company, As Well As the
Restatement of the Mentioned Bylaws Management For Voted - For
3 The Participation of the Company in Public Bid
Number 001.2014, Aneel, Individually Or As A Member
of A Consortium, Being Able to Establish A Special
1373
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Purpose Company in the Event That It Wins the
Public Bid in Question Management For Voted - For
UPM-KYMMENE CORP, HELSINKI
CUSIP: X9518S108
Meeting Date: 08-Apr-14 Meeting Type: Annual General Meeting
Market Rules Require Disclosure of Beneficial Owner
Information for All Voted-accounts. If an Account
Has Multiple Beneficial Owners, You Will Need
To-provide the Breakdown of Each Beneficial Owner
Name, Address and Share-position to Your Client
Service Representative. This Information is
Required-in Order for Your Vote to be Lodged Non-Voting Non-Voting
1 Opening of the Meeting Non-Voting Non-Voting
2 Calling the Meeting to Order Non-Voting Non-Voting
3 Election of Persons to Scrutinize the Minutes and
to Supervise the Counting-of Votes Non-Voting Non-Voting
4 Recording the Legality of the Meeting Non-Voting Non-Voting
5 Recording the Attendance at the Meeting and
Adoption of the List of Votes Non-Voting Non-Voting
6 Presentation of the Financial Statements, the
Report of the Board Of-directors and the Auditor's
Report for the Year 2013 Non-Voting Non-Voting
7 Adoption of the Financial Statement Management For Voted - For
8 Resolution on the Use of the Profit Shown on the
Balance Sheet and the Payment of Dividend. the
Board Proposes That A Dividend of Eur 0.60 Per
Share be Paid Management For Voted - For
9 Resolution on the Discharge of the Members of the
Board of Directors and the President and Ceo from
Liability Management For Voted - For
10 Resolution on the Remuneration of the Members of
the Board of Directors Management For Voted - For
11 Resolution on the Number of Members of the Board of
Directors. the Board of Directors' Nomination and
Governance Committee Proposes That the Number of
Board Members be Resolved to be Nine (9) Instead of
the Current Ten (10) Management For Voted - For
12 Election of Members of the Board of Directors the
Board of Directors' Nomination and Governance
Committee Proposes That M. Alahuhta, B. Brunow,
P.n. Kauppi, W.e. Lane, J.pesonen, V.m. Reinikkala,
K. Wahl and B. Wahlroos be Re- Elected and That
A.puheloinen be Elected As A New Board Member Management For Voted - For
13 Resolution on the Remuneration of the Auditor Management For Voted - For
14 Election of Auditor the Board of Directors' Audit
Committee Proposes That PricewaterhouseCoopers Oy
be Re-elected Management For Voted - For
15 Authorising the Board of Directors to Decide on the
Repurchase of the Company's Own Shares Management For Voted - For
1374
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Authorising the Board of Directors to Decide on
Charitable Contributions Management For Voted - For
17 Closing of the Meeting Non-Voting Non-Voting
05 Feb 2014: Deletion of Comment Non-Voting Non-Voting
05 Feb 2014: Please Note That This is A Revision
Due to Deletion of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
VECTOR GROUP LTD.
CUSIP: 92240M108 TICKER: VGR
Meeting Date: 16-May-14 Meeting Type: Annual
1. Director Management
1 Bennett S. Lebow Management For Voted - For
2 Howard M. Lorber Management For Voted - For
3 Ronald J. Bernstein Management For Voted - For
4 Stanley S. Arkin Management For Voted - For
5 Henry C. Beinstein Management For Voted - For
6 Jeffrey S. Podell Management For Voted - For
7 Jean E. Sharpe Management For Voted - For
2. Advisory Approval of Executive Compensation (say on
Pay) Management For Voted - Against
3. Approval of 2014 Management Incentive Plan Management For Voted - For
4. Approval to Amend the Company's Certificate of
Incorporation to Increase the Number of Authorized
Shares of Common Stock from 150,000,000 to
250,000,000 Management For Voted - For
5. Approval of Ratification of PricewaterhouseCoopers
LLP As Independent Registered Certified Public
Accounting Firm for the Year Ending December 31,
2014 Management For Voted - For
VENTURE CORPORATION LTD
CUSIP: Y9361F111
Meeting Date: 25-Apr-14 Meeting Type: Annual General Meeting
1 To Receive and Adopt the Directors' Report and the
Audited Accounts of the Company for the Year Ended
31 December 2013 Together with the Auditors' Report
Thereon Management For Voted - For
2 To Declare A Final One-tier Tax- Exempt Dividend of
50 Cents Per Ordinary Share for the Year Ended 31
December 2013 (2012 : Final One-tier Tax-exempt
Dividend of 50 Cents Per Ordinary Share) Management For Voted - For
3 To Re-elect the Following Director Retiring
Pursuant to Article 92 of the Company's Articles of
1375
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Association and Who, Being Eligible, Offers Himself
for Re-election: Mr Koh Lee Boon Management For Voted - For
4.a To Re-appoint the Following Director, Pursuant to
Section 153(6) of the Singapore's Companies Act,
Chapter 50 ("companies Act") to Hold Office from
the Date of the Annual General Meeting Until the
Next Annual General Meeting: Mr Cecil Vivian
Richard Wong Management For Voted - For
4.b To Re-appoint the Following Director, Pursuant to
Section 153(6) of the Singapore's Companies Act,
Chapter 50 ("companies Act") to Hold Office from
the Date of the Annual General Meeting Until the
Next Annual General Meeting: Mr Wong Ngit Liong Management For Voted - For
4.c To Re-appoint the Following Director, Pursuant to
Section 153(6) of the Singapore's Companies Act,
Chapter 50 ("companies Act") to Hold Office from
the Date of the Annual General Meeting Until the
Next Annual General Meeting: Mr Goon Kok Loon Management For Voted - For
5 To Approve the Payment of Directors' Fees of Sgd
450,000 for the Year Ended 31 December 2013 (2012 :
Sgd 466,666) Management For Voted - For
6 To Re-appoint Messrs Deloitte & Touche LLP As the
Company's Auditors and to Authorise the Directors
to Fix Their Remuneration Management For Voted - For
7 Authority to Allot and Issue Shares Management For Voted - For
8 Renewal of the Share Purchase Mandate Management For Voted - For
Meeting Date: 25-Apr-14 Meeting Type: ExtraOrdinary General Meeting
1 Proposed Adoption of the Venture Corporation
Executives' Share Option Scheme 2015 Management For Voted - For
VEOLIA ENVIRONNEMENT, PARIS
CUSIP: F9686M107
Meeting Date: 24-Apr-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
310332 Due to Addition Of-resolution O.11. All
Votes Received on the Previous Meeting Will be
Disregarde-d and You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Important Additional Meeting
Information is Available by Clic-king on the
Material Url Link: Https://balo.journal-
Officiel.gouv.fr/pdf/2014/- 0407/201404071400993.pdf Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to the
Gl-obal Custodians on the Vote Deadline Date. in
Capacity As Registered Intermedi-ary, the Global
Custodians Will Sign the Proxy Cards and Forward
Them to the L-ocal Custodian. If You Request More
1376
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Information, Please Contact Your Client
Re-presentative. Non-Voting Non-Voting
Please Note in the French Market That the Only
Valid Vote Options are "for" An-d "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
O.1 Approval of the Annual Corporate Financial
Statements for the 2013 Financial Year Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the 2013 Financial Year Management For Voted - For
O.3 Approval of Non-tax Deductible Costs and Expenses
Pursuant to Article 39-4 of the General Tax Code Management For Voted - For
O.4 Allocation of Income for the 2013 Financial Year
and Payment of the Dividend Management For Voted - For
O.5 Option for Payment of the Dividend in Shares Management For Voted - For
O.6 Approval of the Regulated Agreements and
Commitments (outside of the Amendment to Agreements
and Commitments Regarding the Executive Corporate
Officer.) Management For Voted - Against
O.7 Approval of the Regulated Agreements and
Commitments (amendment to Agreements and
Commitments Regarding the Executive Corporate
Officer.) Management For Voted - For
O.8 Approval of the Commitment Pursuant to Article
L.225-42-1 of the Commercial Code Benefiting Mr.
Antoine Frerot, Executive Corporate Officer Management For Voted - For
O.9 Renewal of Term of Mr. Antoine Frerot As Board
Member Management For Voted - For
O.10 Renewal of Term of Mr. Daniel Bouton As Board Member Management For Voted - For
O.11 Renewal of Term of Groupe Industriel Marcel
Dassault Represented by Mr. Olivier Costa De
Beauregard As Board Member Management For Voted - For
O.12 Renewal of Term of Qatari Diar Real Estate
Investment Company Represented by Mr. Khaled Al
Sayed As Board Member Management For Voted - For
O.13 Review of the Compensation Owed Or Paid to Mr.
Antoine Frerot, Chairman and Ceo for the 2013
Financial Year and the 2014 Compensation Policy Management For Voted - Against
O.14 Setting the Annual Amount of Attendance Allowances
to be Allocated to the Board of Directors Management For Voted - For
O.15 Authorization to be Granted to the Board of
Directors to Trade in Company's Shares Management For Voted - For
E.16 Delegation of Authority to be Granted to the Board
of Directors to Decide to Issue Shares And/or
Securities Giving Access to Capital And/or
Securities Entitling to the Allotment of Debt
Securities While Maintaining Preferential
Subscription Rights Management For Abstain
E.17 Delegation of Authority to be Granted to the Board
of Directors to Decide to Issue Shares And/or
Securities Giving Access to Capital And/or
Securities Entitling to the Allotment of Debt
Securities with Cancellation of Preferential
Subscription Rights Via Public Offering Management For Abstain
1377
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E.18 Delegation of Authority to be Granted to the Board
of Directors to Decide to Issue Shares And/or
Securities Giving Access to Capital And/or
Securities Entitling to the Allotment of Debt
Securities with Cancellation of Preferential
Subscription Rights Via A Private Placement
Pursuant to Article L.411- 2, II of the Monetary
and Financial Code Management For Abstain
E.19 Option to Issue Shares Or Securities Giving Access
to Capital with Cancellation of Preferential
Subscription Rights, in Consideration for In-kind
Contributions of Equity Securities Or Securities
Giving Access to Capital Management For Abstain
E.20 Delegation of Authority to be Granted to the Board
of Directors to Increase the Number of Securities
to be Issued in Case of Capital Increase with Or
Without Preferential Subscription Rights Management For Abstain
E.21 Delegation of Authority to be Granted to the Board
of Directors to Decide to Increase Share Capital by
Incorporation of Reserves, Profits, Premiums Or
Otherwise Management For Voted - For
E.22 Delegation of Authority to be Granted to the Board
of Directors to Decide to Increase Share Capital by
Issuing Shares Or Securities Giving Access to
Capital Reserved for Members of Company Savings
Plans with Cancellation of Preferential
Subscription Rights in Favor of the Latter Management For Voted - For
E.23 Delegation of Authority to be Granted to the Board
of Directors to Decide to Increase Share Capital by
Issuing Shares Reserved for Categories of
Beneficiaries with Cancellation of Preferential
Subscription Rights in Favor of the Latter Management For Voted - For
E.24 Delegation to the Board of Directors to Reduce
Capital by Cancellation of Treasury Shares Management For Voted - For
E.25 Amendment to Article 11 of the Bylaws for the
Purpose of Specifying the Terms for Appointing
Directors Representing Employees Pursuant to the
Provisions of the June 14, 2013 Act on Employment
Security Management For Voted - For
OE.26 Powers to Carry Out All Legal Formalities Management For Voted - For
VERESEN INC, CALGARY AB
CUSIP: 92340R106
Meeting Date: 06-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Donald L. Althoff Management For Voted - For
1.2 Election of Director: J. Paul Charron Management For Voted - For
1.3 Election of Director: Maureen E. Howe Management For Voted - For
1378
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Election of Director: Robert J. IVerach Management For Voted - For
1.5 Election of Director: Rebecca A. Mcdonald Management For Voted - For
1.6 Election of Director: Stephen W.c. Mulherin Management For Voted - For
1.7 Election of Director: Henry W. Sykes Management For Voted - For
1.8 Election of Director: Bertrand A. Valdman Management For Voted - For
2 To Appoint PricewaterhouseCoopers LLP, Chartered
Accountants, As the Auditors of Veresen Inc. Until
the Close of the Next Annual Meeting of Shareholders Management For Voted - For
3 To Approve the Continuation and Amendment and
Restatement of the Shareholder Rights Plan Management For Voted - For
VTECH HOLDINGS LTD, HAMILTON
CUSIP: G9400S132
Meeting Date: 12-Jul-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolutions. Thank
You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url-
Links:http://www.hkexnews.hk/listedco/listconew
S/sehk/2013/0603/ltn20130603157-8.pdf And-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0603/ltn201306031510.pdf Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements and the Reports of the Directors of the
Company (''directors'') and the Auditor of the
Company (''auditor'') for the Year Ended 31 March
2013 Management For Voted - For
2 To Consider and Declare A Final Dividend in Respect
of the Year Ended 31 March 2013 Management For Voted - For
3.a To Re-elect Dr. Pang King Fai As Director Management For Voted - For
3.b To Re-elect Mr. Michael Tien Puk Sun As Director Management For Voted - For
3.c To Re-elect Mr. Wong Kai Man As Director Management For Voted - For
3.d To Fix the Remuneration of the Directors Management For Voted - For
4 To Re-appoint KPMG As the Auditor and Authorise the
Board of Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Repurchase Shares Representing Up to 10% of the
Issued Share Capital of the Company at the Date of
the 2013 Agm Management For Voted - For
6 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares
Representing Up to 10% of the Issued Share Capital
of the Company at the Date of the 2013 Agm Management For Voted - Against
7 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares by the Addition of Such Number of Shares to
be Repurchased by the Company Management For Voted - Against
1379
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WESTPAC BANKING CORP, SYDNEY NSW
CUSIP: Q97417101
Meeting Date: 13-Dec-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 2, 3, 4a and 4b And-votes Cast by Any
Individual Or Related Party Who Benefit from the
Passing Of-the Proposals Will be Disregarded by the
Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposals. by Voting (for Or
Against) on the Above Mentioned- Proposals, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposals and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
2 Remuneration Report Management For Voted - For
3 Grant of Equity to the Chief Executive Officer Management For Voted - For
4.a Selective Buy-back of Westpac Stapled Preferred
Securities II: Buy-back on Mandatory Conversion Date Management For Voted - For
4.b Selective Buy-back of Westpac Stapled Preferred
Securities II: Buy-back Before Mandatory Conversion
Date Management For Voted - For
5.a Re-election of Elizabeth Bryan As A Director Management For Voted - For
5.b Re-election of Peter Hawkins As A Director Management For Voted - For
5.c Election of Ewen Crouch As A Director Management For Voted - For
5.d Election of Peter Marriott As A Director Management For Voted - For
6 Please Note That This Resolution is A Shareholder
Proposal: Election of David Barrow As A Director Shareholder Against Voted - For
06 Dec 13: Deletion of Comment Non-Voting Non-Voting
06 Dec 13: Please Note That This is A Revision Due
to Deletion of Comment. If-you Have Already Sent in
Your Votes, Please Do Not Return This Proxy Form
Unle-ss You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
WINDSTREAM HOLDINGS INC.
CUSIP: 97382A101 TICKER: WIN
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Carol B. Armitage Management For Voted - For
1B. Election of Director: Samuel E. Beall, III Management For Voted - For
1C. Election of Director: Dennis E. Foster Management For Voted - For
1D. Election of Director: Francis X. Frantz Management For Voted - For
1E. Election of Director: Jeffery R. Gardner Management For Voted - For
1F. Election of Director: Jeffrey T. Hinson Management For Voted - For
1380
GLOBAL X SUPERDIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: Judy K. Jones Management For Voted - For
1H. Election of Director: William A. Montgomery Management For Voted - For
1I. Election of Director: Alan L. Wells Management For Voted - For
2. To Vote on an Advisory (non-binding) Resolution on
Executive Compensation. Management For Voted - For
3. To Approve an Amendment to the Windstream Equity
Incentive Plan to Increase the Authorized Shares by
15,000,000 and to Re-approve the Plan's Performance
Goals. Management For Voted - For
4. To Approve an Amendment to the Certificate of
Incorporation of Windstream Corporation to
Eliminate Certain Voting Provisions. Management For Voted - For
5. To Approve Amendments to the Certificate of
Incorporation and Bylaws of Windstream Holdings,
Inc., to Enable Stockholders to Call Special
Meetings Under Certain Circumstances. Management For Voted - For
6. To Approve Amendments to the Certificate of
Incorporation and Bylaws of Windstream Holdings,
Inc., to Eliminate Super-majority Provisions. Management For Voted - For
7. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Windstream's Independent Registered Public
Accountant for 2014. Management For Voted - For
8. Stockholder Proposal - Prohibition on Accelerated
Vesting of Equity Awards. Shareholder Against Voted - Against
9. Stockholder Proposal - Right to Act by Written
Consent. Shareholder Against Voted - For
1381
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 14-May-14 Meeting Type: Annual
1A. Election of Director: Gerald L. Baliles Management For Voted - For
1B. Election of Director: Martin J. Barrington Management For Voted - For
1C. Election of Director: John T. Casteen III Management For Voted - For
1D. Election of Director: Dinyar S. Devitre Management For Voted - For
1E. Election of Director: Thomas F. Farrell II Management For Voted - For
1F. Election of Director: Thomas W. Jones Management For Voted - For
1G. Election of Director: Debra J. Kelly- Ennis Management For Voted - For
1H. Election of Director: W. Leo Kiely III Management For Voted - For
1I. Election of Director: Kathryn B. Mcquade Management For Voted - For
1J. Election of Director: George Munoz Management For Voted - For
1K. Election of Director: Nabil Y. Sakkab Management For Voted - For
2. Ratification of the Selection of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers Management For Voted - For
4. Shareholder Proposal - Preparation of Health Effect
and Cessation Materials for Poor and Less Formally
Educated Tobacco Consumers Shareholder Against Voted - Against
5. Shareholder Proposal - Disclosure of Lobbying
Policies and Practices Shareholder Against Voted - Against
AMEREN CORPORATION
CUSIP: 023608102 TICKER: AEE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1 Director Management
1 Warner L. Baxter Management For Voted - For
2 Catherine S. Brune Management For Voted - For
3 Ellen M. Fitzsimmons Management For Voted - For
4 Walter J. Galvin Management For Voted - For
5 Richard J. Harshman Management For Voted - For
6 Gayle P.w. Jackson Management For Voted - For
7 James C. Johnson Management For Voted - For
8 Steven H. Lipstein Management For Voted - For
9 Patrick T. Stokes Management For Voted - For
10 Thomas R. Voss Management For Voted - For
11 Stephen R. Wilson Management For Voted - For
12 Jack D. Woodard Management For Voted - For
2 Non-binding Advisory Approval of Compensation of
the Executives Disclosed in the Proxy Statement. Management For Voted - For
3 Approval of the 2014 Omnibus Incentive Compensation
Plan. Management For Voted - For
1382
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratification of the Appointment of
PricewaterhouseCoopers LLP As Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
5 Shareholder Proposal Regarding Having an
Independent Board Chairman. Shareholder Against Voted - For
6 Shareholder Proposal Regarding A Report on Lobbying. Shareholder Against Voted - Against
7 Shareholder Proposal Regarding A Report on
Greenhouse Gas Emissions. Shareholder Against Voted - Against
APOLLO RESIDENTIAL MORTGAGE, INC.
CUSIP: 03763V102 TICKER: AMTG
Meeting Date: 19-Jun-14 Meeting Type: Annual
1. Director Management
1 Marc E. Becker Management For Voted - For
2 Mark C. Biderman Management For Voted - For
3 Thomas D. Christopoul Management For Voted - For
4 Michael A. Commaroto Management For Voted - For
5 Frederick N. Khedouri Management For Voted - For
6 Frederick J. Kleisner Management For Voted - For
7 Hope S. Taitz Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Apollo Residential Mortgage, Inc.'s
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Apollo Residential Mortgage, Inc.'s Named
Executive Officers As Described in the 2014 Proxy
Statement. Management For Voted - For
ARMOUR RESIDENTIAL REIT, INC
CUSIP: 042315101 TICKER: ARR
Meeting Date: 08-May-14 Meeting Type: Annual
1 Director Management
1 Scott J. Ulm Management For Voted - For
2 Jeffrey J. Zimmer Management For Voted - For
3 Daniel C. Staton Management For Voted - For
4 Marc H. Bell Management For Voted - For
5 Carolyn Downey Management For Voted - For
6 Thomas K. Guba Management For Voted - For
7 Robert C. Hain Management For Voted - For
8 John P. Hollihan, III Management For Voted - For
9 Stewart J. Paperin Management For Voted - For
2 To Approve an Amendment to Armour's Amended and
Restated 2009 Stock Incentive Plan to Increase the
Aggregate Number of Shares of Common Stock
1383
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authorized for Issuance Thereunder from 2,000,000
Shares to 15,000,000 Shares. Management For Voted - For
3 To Ratify the Appointment of Deloitte & Touche LLP
As Armour's Independent Registered Certified Public
Accountants for Fiscal Year 2014. Management For Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 25-Apr-14 Meeting Type: Annual
1A. Election of Director: Randall L. Stephenson Management For Voted - For
1B. Election of Director: Reuben V. Anderson Management For Voted - For
1C. Election of Director: Jaime Chico Pardo Management For Voted - For
1D. Election of Director: Scott T. Ford Management For Voted - For
1E. Election of Director: James P. Kelly Management For Voted - For
1F. Election of Director: Jon C. Madonna Management For Voted - For
1G. Election of Director: Michael B. Mccallister Management For Voted - For
1H. Election of Director: John B. Mccoy Management For Voted - For
1I. Election of Director: Beth E. Mooney Management For Voted - For
1J. Election of Director: Joyce M. Roche Management For Voted - For
1K. Election of Director: Matthew K. Rose Management For Voted - For
1L. Election of Director: Cynthia B. Taylor Management For Voted - For
1M. Election of Director: Laura D'andrea Tyson Management For Voted - For
2. Ratification of Appointment of Independent Auditors. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Approve Severance Policy. Management For Voted - For
5. Political Report. Shareholder Against Voted - Against
6. Lobbying Report. Shareholder Against Voted - Against
7. Written Consent. Shareholder Against Voted - For
AVISTA CORP.
CUSIP: 05379B107 TICKER: AVA
Meeting Date: 08-May-14 Meeting Type: Annual
1A. Election of Director: Erik J. Anderson Management For Voted - For
1B. Election of Director: Kristianne Blake Management For Voted - For
1C. Election of Director: Donald C. Burke Management For Voted - For
1D. Election of Director: John F. Kelly Management For Voted - For
1E. Election of Director: Rebecca A. Klein Management For Voted - For
1F. Election of Director: Scott L. Morris Management For Voted - For
1G. Election of Director: Marc F. Racicot Management For Voted - For
1H. Election of Director: Heidi B. Stanley Management For Voted - For
1I. Election of Director: R. John Taylor Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for 2014. Management For Voted - For
1384
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Reapproval of the Material Terms of Performance
Goals Under the Company's Long-term Incentive Plan. Management For Voted - For
4. Amendment of the Company's Restated Articles of
Incorporation to Reduce Certain Shareholder
Approval Requirements. Management For Voted - For
5. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
CAPSTEAD MORTGAGE CORPORATION
CUSIP: 14067E506 TICKER: CMO
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Election of Director: Jack Bernard Management For Voted - For
1.2 Election of Director: Jack Biegler Management For Voted - For
1.3 Election of Director: Michelle P. Goolsby Management For Voted - For
1.4 Election of Director: Andrew F. Jacobs Management For Voted - For
1.5 Election of Director: Gary Keiser Management For Voted - For
1.6 Election of Director: Christopher W. Mahowald Management For Voted - For
1.7 Election of Director: Michael G. O'neil Management For Voted - For
1.8 Election of Director: Mark S. Whiting Management For Voted - For
2. To Conduct an Advisory (nonbinding) Vote to Approve
our 2013 Named Executive Officers' Compensation. Management For Voted - For
3. To Approve our 2014 Flexible Incentive Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
CENTURYLINK, INC.
CUSIP: 156700106 TICKER: CTL
Meeting Date: 28-May-14 Meeting Type: Annual
1. Director Management
1 Virginia Boulet Management For Voted - For
2 Peter C. Brown Management For Voted - For
3 Richard A. Gephardt Management For Voted - For
4 W. Bruce Hanks Management For Voted - For
5 Gregory J. Mccray Management For Voted - For
6 C.G. Melville, Jr. Management For Voted - For
7 Fred R. Nichols Management For Voted - For
8 William A. Owens Management For Voted - For
9 Harvey P. Perry Management For Voted - For
10 Glen F. Post, III Management For Voted - For
11 Michael J. Roberts Management For Voted - For
12 Laurie A. Siegel Management For Voted - For
13 Joseph R. Zimmel Management For Voted - For
2. Ratify the Appointment of KPMG LLP As our
Independent Auditor for 2014. Management For Voted - For
3. Ratify A Proxy Access Bylaw Amendment. Management For Voted - For
1385
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Advisory Vote Regarding our Executive Compensation. Management For Voted - For
5. Shareholder Proposal Regarding Equity Retention. Shareholder Against Voted - Against
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 28-May-14 Meeting Type: Annual
1A. Election of Director: L.f. Deily Management For Voted - For
1B. Election of Director: R.e. Denham Management For Voted - For
1C. Election of Director: A.p. Gast Management For Voted - For
1D. Election of Director: E. Hernandez, Jr. Management For Voted - For
1E. Election of Director: J.m. Huntsman, Jr. Management For Voted - For
1F. Election of Director: G.l. Kirkland Management For Voted - For
1G. Election of Director: C.w. Moorman Management For Voted - For
1H. Election of Director: K.w. Sharer Management For Voted - For
1I. Election of Director: J.g. Stumpf Management For Voted - For
1J. Election of Director: R.d. Sugar Management For Voted - For
1K. Election of Director: C. Ware Management For Voted - For
1L. Election of Director: J.s. Watson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Charitable Contributions Disclosure Shareholder Against Voted - Against
5. Lobbying Disclosure Shareholder Against Voted - Against
6. Shale Energy Operations Shareholder Against Voted - Against
7. Independent Chairman Shareholder Against Voted - For
8. Special Meetings Shareholder Against Voted - Against
9. Independent Director with Environmental Expertise Shareholder Against Voted - Against
10. Country Selection Guidelines Shareholder Against Voted - Against
COLONY FINANCIAL INC
CUSIP: 19624R106 TICKER: CLNY
Meeting Date: 08-May-14 Meeting Type: Annual
1. Director Management
1 Thomas J. Barrack, Jr. Management For Voted - For
2 Richard B. Saltzman Management For Voted - For
3 George G.c. Parker Management For Voted - For
4 John A. Somers Management For Voted - For
5 John L. Steffens Management For Voted - For
2. Approval of an Advisory Proposal Regarding the
Compensation Paid to Colony Financial's Named
Executive Officers (the "say on Pay" Proposal). Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As Independent Public Auditor for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
1386
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Colony Financial, Inc. 2014 Equity
Incentive Plan, Which Constitutes an Amendment and
Restatement of the Company's 2011 Equity Incentive
Plan, and Section 162(m) Material Terms for Payment. Management For Voted - For
COMMONWEALTH REIT
CUSIP: 203233101 TICKER: CWH
Meeting Date: 18-Mar-14 Meeting Type: Contested-Consent
01 Director Management
1 Remove B. Portnoy Management For Voted - For
2 Remove A. Portnoy Management For Voted - For
3 Remove J. Morea Management For Voted - For
4 Remove W. Lamkin Management For Voted - For
5 Remove F. Zeytoonjian Management For Voted - For
6 Remove R. Artinian Management For Voted - For
7 Remove A. Logan Management For Voted - For
01 Director Management
1 Remove B. Portnoy Management For Voted - For
2 Remove A. Portnoy Management For Voted - For
3 Remove J. Morea Management For Voted - For
4 Remove W. Lamkin Management For Voted - For
5 Remove F. Zeytoonjian Management For Voted - For
6 Remove R. Artinian Management For Voted - For
7 Remove A. Logan Management For Voted - For
01 Director Management
1 William A. Lamkin Management Non-Voting
2 Joseph L. Morea Management Non-Voting
3 Adam D. Portnoy Management Non-Voting
4 Barry M. Portnoy Management Non-Voting
5 Frederick N Zeytoonjian Management Non-Voting
6 Ronald J. Artinian Management Non-Voting
7 Ann Logan Management Non-Voting
8 Any Other Person Management Non-Voting
01 Director Management
1 William A. Lamkin Management Non-Voting
2 Joseph L. Morea Management Non-Voting
3 Adam D. Portnoy Management Non-Voting
4 Barry M. Portnoy Management Non-Voting
5 Frederick N Zeytoonjian Management Non-Voting
6 Ronald J. Artinian Management Non-Voting
7 Ann Logan Management Non-Voting
8 Any Other Person Management Non-Voting
Meeting Date: 23-May-14 Meeting Type: Contested-Special
1A Election of Director: David Helfand Management For Voted - For
1B Election of Director: Samuel Zell Management For Voted - For
1387
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C Election of Director: James Corl Management For Voted - For
1D Election of Director: Edward Glickman Management For Voted - For
1E Election of Director: Peter Linneman Management For Voted - For
1F Election of Director: Jim Lozier Management For Voted - For
1G Election of Director: Kenneth Shea Management For Voted - For
02 Adjournment of the Special Meeting If A Quorum is
Not Present at the Time of the Special Meeting Or
If Otherwise Necessary to Solicit Additional
Proxies to Elect the Nominees (the "adjournment
Proposal"). Management For Voted - For
1A Election of Director: David Helfand Management For Voted - For
1B Election of Director: Samuel Zell Management For Voted - For
1C Election of Director: James Corl Management For Voted - For
1D Election of Director: Edward Glickman Management For Voted - For
1E Election of Director: Peter Linneman Management For Voted - For
1F Election of Director: Jim Lozier Management For Voted - For
1G Election of Director: Kenneth Shea Management For Voted - For
02 Adjournment of the Special Meeting If A Quorum is
Not Present at the Time of the Special Meeting Or
If Otherwise Necessary to Solicit Additional
Proxies to Elect the Nominees (the "adjournment
Proposal"). Management For Voted - For
CONSOLIDATED EDISON, INC.
CUSIP: 209115104 TICKER: ED
Meeting Date: 19-May-14 Meeting Type: Annual
1A. Election of Director: Kevin Burke Management For Voted - For
1B. Election of Director: Vincent A. Calarco Management For Voted - For
1C. Election of Director: George Campbell, Jr. Management For Voted - For
1D. Election of Director: Michael J. Del Giudice Management For Voted - For
1E. Election of Director: Ellen V. Futter Management For Voted - For
1F. Election of Director: John F. Hennessy III Management For Voted - For
1G. Election of Director: John F. Killian Management For Voted - For
1H. Election of Director: John Mcavoy Management For Voted - For
1I. Election of Director: Armando J. Olivera Management For Voted - For
1J. Election of Director: Sally H. Pinero Management For Voted - For
1K. Election of Director: Michael W. Ranger Management For Voted - For
1L. Election of Director: L. Frederick Sutherland Management For Voted - For
2. Ratification of Appointment of Independent
Accountants Management For Voted - For
3. Approval of the Company's Stock Purchase Plan Management For Voted - For
4. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
1388
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COVANTA HOLDING CORPORATION
CUSIP: 22282E102 TICKER: CVA
Meeting Date: 08-May-14 Meeting Type: Annual
1. Director Management
1 David M. Barse Management For Voted - For
2 Ronald J. Broglio Management For Voted - For
3 Peter C.b. Bynoe Management For Voted - For
4 Linda J. Fisher Management For Voted - For
5 Joseph M. Holsten Management For Voted - For
6 Anthony J. Orlando Management For Voted - For
7 William C. Pate Management For Voted - For
8 Robert S. Silberman Management For Voted - For
9 Jean Smith Management For Voted - For
10 Samuel Zell Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Covanta Holding Corporation's Independent
Registered Public Accountants for the 2014 Fiscal
Year. Management For Voted - For
3. To Approve the Covanta Holding Corporation 2014
Equity Award Plan. Management For Voted - For
4. Advisory Vote to Approve the Compensation of
Covanta Holding Corporation's Named Executive
Officers As Disclosed in the Proxy Statement. Management For Voted - For
ELLINGTON FINANCIAL LLC
CUSIP: 288522303 TICKER: EFC
Meeting Date: 20-May-14 Meeting Type: Annual
1. Director Management
1 Thomas F. Robards Management For Voted - For
2 Michael W. Vranos Management For Voted - For
3 Laurence Penn Management For Voted - For
4 Ronald I. Simon, Ph.D. Management For Voted - For
5 Edward Resendez Management For Voted - For
2. The Approval, on an Advisory Basis, of the
Compensation of the Named Executive Officers. Management For Voted - For
3. The Ratification of PricewaterhouseCoopers LLP As
the Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
ENTERGY CORPORATION
CUSIP: 29364G103 TICKER: ETR
Meeting Date: 02-May-14 Meeting Type: Annual
1A. Election of Director: M.s. Bateman Management For Voted - For
1389
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: L.p. Denault Management For Voted - For
1C. Election of Director: K.h. Donald Management For Voted - For
1D. Election of Director: G.w. Edwards Management For Voted - For
1E. Election of Director: A.m. Herman Management For Voted - For
1F. Election of Director: D.c. Hintz Management For Voted - For
1G. Election of Director: S.l. Levenick Management For Voted - For
1H. Election of Director: B.l. Lincoln Management For Voted - For
1I. Election of Director: S.c. Myers Management For Voted - For
1J. Election of Director: W.j. Tauzin Management For Voted - For
1K. Election of Director: S.v. Wilkinson Management For Voted - For
2. Ratification of Appointment of Deloitte & Touche
LLP As Independent Registered Public Accountants
for 2014. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Shareholder Proposal Regarding Decommissioning of
Indian Point Nuclear Reactors. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Reporting on Nuclear
Safety. Shareholder Against Voted - Against
ENTERPRISE PRODUCTS PARTNERS L.P.
CUSIP: 293792107 TICKER: EPD
Meeting Date: 30-Sep-13 Meeting Type: Special
1. Proposal to Approve the Amendment and Restatement
of the 2008 Enterprise Products Long-term Incentive
Plan. Management For Voted - For
2. Proposal to Approve the Amendment and Restatement
of the Epd Unit Purchase Plan. Management For Voted - For
GREAT PLAINS ENERGY INCORPORATED
CUSIP: 391164100 TICKER: GXP
Meeting Date: 06-May-14 Meeting Type: Annual
1. Director Management
1 Terry Bassham Management For Voted - For
2 David L. Bodde Management For Voted - For
3 Randall C. Ferguson, Jr Management For Voted - For
4 Gary D. Forsee Management For Voted - For
5 Thomas D. Hyde Management For Voted - For
6 James A. Mitchell Management For Voted - For
7 Ann D. Murtlow Management For Voted - For
8 John J. Sherman Management For Voted - For
9 Linda H. Talbott Management For Voted - For
2. To Approve, on A Non-binding Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
1390
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve the Amendment to the Company's Articles
of Incorporation. Management For Voted - For
4. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accountants for 2014. Management For Voted - For
HAWAIIAN ELECTRIC INDUSTRIES, INC.
CUSIP: 419870100 TICKER: HE
Meeting Date: 07-May-14 Meeting Type: Annual
1. Director Management
1 Peggy Y. Fowler Management For Voted - For
2 Keith P. Russell Management For Voted - For
3 Barry K. Taniguchi Management For Voted - For
2. Advisory Vote to Approve Hei's Executive
Compensation Management For Voted - For
3. Approve the 2010 Equity and Incentive Plan As
Amended and Restated (eip) Management For Voted - For
4. Ratify the Appointment of PricewaterhouseCoopers
LLP As Hei's Independent Registered Public
Accounting Firm for 2014 Management For Voted - For
IRON MOUNTAIN INCORPORATED
CUSIP: 462846106 TICKER: IRM
Meeting Date: 29-May-14 Meeting Type: Annual
1A. Election of Director: Ted R. Antenucci Management For Voted - For
1B. Election of Director: Pamela M. Arway Management For Voted - For
1C. Election of Director: Clarke H. Bailey Management For Voted - For
1D. Election of Director: Kent P. Dauten Management For Voted - For
1E. Election of Director: Paul F. Deninger Management For Voted - For
1F. Election of Director: Per-kristian Halvorsen Management For Voted - For
1G. Election of Director: Michael W. Lamach Management For Voted - For
1H. Election of Director: William L. Meaney Management For Voted - For
1I. Election of Director: Walter C. Rakowich Management For Voted - For
1J. Election of Director: Vincent J. Ryan Management For Voted - For
1K. Election of Director: Alfred J. Verrecchia Management For Voted - For
2. The Approval of A Non-binding, Advisory Resolution
Approving the Compensation of our Named Executive
Officers. Management For Voted - For
3. The Ratification of the Selection by the Audit
Committee of Deloitte & Touche LLP As Iron Mountain
Incorporated's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2014. Management For Voted - For
1391
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 24-Apr-14 Meeting Type: Annual
1A. Election of Director: Daniel F. Akerson Management For Voted - For
1B. Election of Director: Nolan D. Archibald Management For Voted - For
1C. Election of Director: Rosalind G. Brewer Management For Voted - For
1D. Election of Director: David B. Burritt Management For Voted - For
1E. Election of Director: James O. Ellis, Jr. Management For Voted - For
1F. Election of Director: Thomas J. Falk Management For Voted - For
1G. Election of Director: Marillyn A. Hewson Management For Voted - For
1H. Election of Director: Gwendolyn S. King Management For Voted - For
1I. Election of Director: James M. Loy Management For Voted - For
1J. Election of Director: Douglas H. Mccorkindale Management For Voted - For
1K. Election of Director: Joseph W. Ralston Management For Voted - For
1L. Election of Director: Anne Stevens Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
Independent Auditors for 2014 Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers ("say-on-pay") Management For Voted - For
4. Management Proposal to Amend the 2011 Incentive
Performance Award Plan to Authorize and Reserve
4,000,000 Additional Shares Management For Voted - For
5. Stockholder Proposal - Right to Act by Written
Consent Shareholder Against Voted - For
6. Stockholder Proposal - Adopt A Policy Requiring
Senior Executives to Retain A Significant
Percentage of Equity Compensation Until Retirement Shareholder Against Voted - Against
7. Stockholder Proposal - Amend the Corporation's
Clawback Policy for Executive Incentive Compensation Shareholder Against Voted - Against
LORILLARD, INC.
CUSIP: 544147101 TICKER: LO
Meeting Date: 15-May-14 Meeting Type: Annual
1.1 Election of Director: Dianne Neal Blixt Management For Voted - For
1.2 Election of Director: Andrew H. Card, Jr. Management For Voted - For
1.3 Election of Director: Virgis W. Colbert Management For Voted - For
1.4 Election of Director: David E.r. Dangoor Management For Voted - For
1.5 Election of Director: Murray S. Kessler Management For Voted - For
1.6 Election of Director: Jerry W. Levin Management For Voted - For
1.7 Election of Director: Richard W. Roedel Management For Voted - For
2. Advisory Vote to Approve the Company's Executive
Compensation. Management For Voted - For
3. Approval of the 2008 Incentive Compensation Plan As
Amended and Restated. Management For Voted - For
4. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
1392
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
5. Shareholder Proposal on Disclosure of Lobbying
Policies and Practices. Shareholder Against Voted - For
6. Shareholder Proposal on Additional Disclosure of
the Health Risks of Smoking. Shareholder Against Voted - Against
MACK-CALI REALTY CORPORATION
CUSIP: 554489104 TICKER: CLI
Meeting Date: 12-May-14 Meeting Type: Annual
1. Director Management
1 Nathan Gantcher Management For Voted - For
2 David S. Mack Management For Voted - For
3 William L. Mack Management For Voted - For
4 Alan G. Philibosian Management For Voted - For
2. Approval and Adoption to Amend the Company's
Charter to Declassify the Board of Directors and
Adoption of Concurrent Annual Terms for All Members
of the Board of Directors. Management For Voted - For
3. Advisory Vote Approving the Compensation of our
Named Executive Officers, As Such Compensation is
Described Under the "compensation Discussion and
Analysis" and "executive Compensation" Sections of
the Accompanying Proxy Statement. Management For Voted - Against
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm of the Company
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 27-May-14 Meeting Type: Annual
1A. Election of Director: Leslie A. Brun Management For Voted - For
1B. Election of Director: Thomas R. Cech Management For Voted - For
1C. Election of Director: Kenneth C. Frazier Management For Voted - For
1D. Election of Director: Thomas H. Glocer Management For Voted - For
1E. Election of Director: William B. Harrison Jr. Management For Voted - For
1F. Election of Director: C. Robert Kidder Management For Voted - For
1G. Election of Director: Rochelle B. Lazarus Management For Voted - For
1H. Election of Director: Carlos E. Represas Management For Voted - For
1I. Election of Director: Patricia F. Russo Management For Voted - For
1J. Election of Director: Craig B. Thompson Management For Voted - For
1K. Election of Director: Wendell P. Weeks Management For Voted - For
1L. Election of Director: Peter C. Wendell Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
1393
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Appointment of the Company's
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
4. Shareholder Proposal Concerning Shareholders' Right
to Act by Written Consent. Shareholder Against Voted - For
5. Shareholder Proposal Concerning Special Shareowner
Meetings. Shareholder Against Voted - Against
NEW YORK COMMUNITY BANCORP, INC.
CUSIP: 649445103 TICKER: NYCB
Meeting Date: 04-Jun-14 Meeting Type: Annual
1A. Election of Director: Dominick Ciampa Management For Voted - For
1B. Election of Director: Max L. Kupferberg Management For Voted - For
1C. Election of Director: Spiros J. Voutsinas Management For Voted - For
1D. Election of Director: Robert Wann Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm of
New York Community Bancorp, Inc. for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
3. To Approve, by Non-binding Vote, an Advisory
Proposal on Compensation for Certain of our
Executive Officers. Management For Voted - Against
NEW YORK MORTGAGE TRUST, INC.
CUSIP: 649604501 TICKER: NYMT
Meeting Date: 14-May-14 Meeting Type: Annual
1. Director Management
1 David R. Bock Management For Voted - For
2 Alan L. Hainey Management For Voted - For
3 Steven R. Mumma Management For Voted - For
4 Douglas E. Neal Management For Voted - For
5 Steven G. Norcutt Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. To Consider and Act Upon A Proposal to Ratify,
Confirm and Approve the Selection of Grant Thornton
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
NORTHWEST NATURAL GAS COMPANY
CUSIP: 667655104 TICKER: NWN
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Martha L. Byorum* Management For Voted - For
1394
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 John D. Carter* Management For Voted - For
3 C. Scott Gibson* Management For Voted - For
4 Gregg S. Kantor# Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As Nw Natural's
Independent Registered Public Accountants for the
Fiscal Year 2014. Management For Voted - For
PEPCO HOLDINGS, INC.
CUSIP: 713291102 TICKER: POM
Meeting Date: 16-May-14 Meeting Type: Annual
1A. Election of Director: Paul M. Barbas Management For Voted - For
1B. Election of Director: Jack B. Dunn, IV Management For Voted - For
1C. Election of Director: H. Russell Frisby, Jr. Management For Voted - For
1D. Election of Director: Terence C. Golden Management For Voted - For
1E. Election of Director: Patrick T. Harker Management For Voted - For
1F. Election of Director: Barbara J. Krumsiek Management For Voted - For
1G. Election of Director: Lawrence C. Nussdorf Management For Voted - For
1H. Election of Director: Patricia A. Oelrich Management For Voted - For
1I. Election of Director: Joseph M. Rigby Management For Voted - For
1J. Election of Director: Lester P. Silverman Management For Voted - For
2. A Proposal to Approve, on an Advisory Basis, Pepco
Holdings, Inc.'s Executive Compensation. Management For Voted - Against
3. A Proposal to Ratify the Appointment, by the Audit
Committee of the Board of Directors, of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm of Pepco
Holdings, Inc. for 2014. Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Harold Brown Management For Voted - For
1B. Election of Director: Andre Calantzopoulos Management For Voted - For
1C. Election of Director: Louis C. Camilleri Management For Voted - For
1D. Election of Director: Jennifer Li Management For Voted - For
1E. Election of Director: Sergio Marchionne Management For Voted - For
1F. Election of Director: Kalpana Morparia Management For Voted - For
1G. Election of Director: Lucio A. Noto Management For Voted - For
1H. Election of Director: Robert B. Polet Management For Voted - For
1I. Election of Director: Carlos Slim Helu Management For Voted - For
1J. Election of Director: Stephen M. Wolf Management For Voted - For
2. Ratification of the Selection of Independent
Auditors Management For Voted - For
1395
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote Approving Executive Compensation Management For Voted - For
4. Shareholder Proposal 1 - Lobbying Shareholder Against Voted - For
5. Shareholder Proposal 2 - Animal Testing Shareholder Against Voted - Against
PROSPECT CAPITAL CORPORATION
CUSIP: 74348T102 TICKER: PSEC
Meeting Date: 06-Dec-13 Meeting Type: Annual
1. Director Management
1 Eugene S. Stark Management For Voted - For
2 John F. Barry III Management For Voted - For
2. To Ratify the Selection of Bdo Usa, LLP to Serve As
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending June 30,
2014. Management For Voted - For
3. To Authorize the Company, with Approval of Its
Board of Directors, to Sell Shares of Its Common
Stock (during the Next 12 Months) at A Price Or
Prices Below the Company's Then Current Net Asset
Value Per Share in One Or More Offerings Subject to
Certain Conditions As Set Forth in the Accompanying
Proxy Statement, All As More Fully Described in the
Proxy Statement. Management For Voted - For
PVR PARTNERS, L.P.
CUSIP: 693665101 TICKER: PVR
Meeting Date: 20-Mar-14 Meeting Type: Special
1 To Consider and Vote on A Proposal to Adopt the
Agreement and Plan of Merger, Dated As of October
9, 2013 (as It May be Amended from Time to Time),
Which is Referred to As the Merger Agreement, by
and Among Pvr, Pvr Gp, Llc, the General Partner of
Pvr, Regency Energy Partners Lp, and Regency Gp Lp,
the General Partner of Regency, and the
Transactions Contemplated Thereby. Management For Voted - For
2 To Consider and Vote on A Proposal to Approve the
Adjournment of the Pvr Special Meeting, If
Necessary, to Solicit Additional Proxies If There
are Not Sufficient Votes to Adopt the Merger
Agreement at the Time of the Special Meeting. Management For Voted - For
3 To Consider and Vote on A Proposal to Approve, on
an Advisory (non- Binding) Basis, the Related
Compensation Payments That Will Or May be Paid by
Pvr to Its Named Executive Officers in Connection
with the Merger. Management For Voted - For
1396
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QR ENERGY LP (QRE)
CUSIP: 74734R108 TICKER: QRE
Meeting Date: 10-Mar-14 Meeting Type: Special
1. Approval of the First Amendment to the Qre Gp, Llc
Long-term Incentive Plan - This Proposal is to
Approve the First Amendment in Order to Approve the
Increase in the Maximum Number of Common Units That
May be Granted As Equity-based Awards Under the
Ltip. This Proposal is Also to Approve the
Modification of an (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
2. Approval of the Adjournment of the Special Meeting
- This Proposal is to Approve the Adjournment of
the Special Meeting to A Later Date Or Dates, If
Necessary Or Appropriate, to Solicit Additional
Proxies in the Event There are Not Sufficient Votes
at the Time of the Special Meeting to Approve
Proposal No. 1. (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
RESOURCE CAPITAL CORP.
CUSIP: 76120W302 TICKER: RSO
Meeting Date: 29-May-14 Meeting Type: Annual
1A Election of Director: Walter T. Beach Management For Voted - For
1B Election of Director: Edward E. Cohen Management For Voted - For
1C Election of Director: Jonathan Z. Cohen Management For Voted - For
1D Election of Director: Richard L. Fore Management For Voted - For
1E Election of Director: William B. Hart Management For Voted - For
1F Election of Director: Gary Ickowicz Management For Voted - For
1G Election of Director: Steven J. Kessler Management For Voted - For
1H Election of Director: Murray S. Levin Management For Voted - For
1I Election of Director: P. Sherrill Neff Management For Voted - For
1J Election of Director: Stephanie H. Wiggins Management For Voted - For
2. Proposal to Adopt the Resource Capital Corp.
Amended and Restated Omnibus Equity Compensation
Plan. Management For Voted - For
3. Proposal to Approve an Advisory Vote on the
Resource Capital Corp. 2013 Compensation Plan for
Its Named Executive Officers. Management For Voted - For
4. Proposal to Ratify the Appointment of Grant
Thornton LLP As the Independent Registered Public
Accounting Firm for Resource Capital Corp. for the
Fiscal Year Ending December 31, 2014. Management For Voted - For
5. In Their Discretion, the Proxies are Authorized to
Vote Upon Such Other Business As May Properly be
Brought Before Meeting Management For Voted - Against
1397
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
REYNOLDS AMERICAN INC.
CUSIP: 761713106 TICKER: RAI
Meeting Date: 08-May-14 Meeting Type: Annual
1A. Election of Class I Director: Susan M. Cameron Management For Voted - For
1B. Election of Class I Director: Luc Jobin Management For Voted - For
1C. Election of Class I Director: Nana Mensah Management For Voted - For
1D. Election of Class I Director: Ronald S. Rolfe Management For Voted - For
1E. Election of Class I Director: John J. Zillmer Management For Voted - For
1F. Election of Class II Director: Sir Nicholas Scheele Management For Voted - For
2. Approval of the Reynolds American Inc. Amended and
Restated 2009 Omnibus Incentive Compensation Plan Management For Voted - For
3. Advisory Vote to Approve the Compensation of Named
Executive Officers Management For Voted - Against
4. Ratification of the Appointment of KPMG LLP As
Independent Auditors Management For Voted - For
5. Shareholder Proposal on Disclosure of Lobbying
Policies and Practices Shareholder Against Voted - Against
6. Shareholder Proposal on Animal Testing Shareholder Against Voted - Against
SIX FLAGS ENTERTAINMENT CORPORATION
CUSIP: 83001A102 TICKER: SIX
Meeting Date: 07-May-14 Meeting Type: Annual
1. Director Management
1 Kurt M. Cellar Management For Voted - For
2 Charles A. Koppelman Management For Voted - For
3 Jon L. Luther Management For Voted - For
4 Usman Nabi Management For Voted - For
5 Stephen D. Owens Management For Voted - For
6 James Reid-anderson Management For Voted - For
7 Richard W. Roedel Management For Voted - For
2. Advisory Vote to Ratify KPMG LLP As the Company's
Independent Public Accounting Firm for the Year
Ending December 31, 2014. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 15-Apr-14 Meeting Type: Annual
1A. Election of Director: Gregory L. Ebel Management For Voted - For
1B. Election of Director: Austin A. Adams Management For Voted - For
1C. Election of Director: Joseph Alvarado Management For Voted - For
1D. Election of Director: Pamela L. Carter Management For Voted - For
1E. Election of Director: Clarence P. Cazalot, Jr. Management For Voted - For
1398
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: F. Anthony Comper Management For Voted - For
1G. Election of Director: Peter B. Hamilton Management For Voted - For
1H. Election of Director: Michael Mcshane Management For Voted - For
1I. Election of Director: Michael G. Morris Management For Voted - For
1J. Election of Director: Michael E.j. Phelps Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Spectra Energy Corp's Independent
Registered Public Accounting Firm for Fiscal Year
2014. Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Concerning Disclosure of
Political Contributions. Shareholder Against Voted - Against
5. Shareholder Proposal Concerning Methane Emissions
Target. Shareholder Against Voted - Against
STARWOOD PROPERTY TRUST INC
CUSIP: 85571B105 TICKER: STWD
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Director Management
1 Richard D. Bronson Management For Voted - For
2 Jeffrey F. Dimodica Management For Voted - For
3 Jeffrey G. Dishner Management For Voted - For
4 Camille J. Douglas Management For Voted - For
5 Boyd W. Fellows Management For Voted - For
6 Barry S. Sternlicht Management For Voted - For
7 Strauss Zelnick Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation As Disclosed in the
Accompanying Proxy Statement. Management For Voted - For
3. To Ratify the Audit Committee's Appointment of
Deloitte & Touche LLP As Starwood Property Trust,
Inc.'s Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
4. The Stockholder Proposal Regarding an Independent
Chairman of the Board of Directors As Disclosed in
the Accompanying Proxy Statement. Shareholder Against Voted - For
THE SOUTHERN COMPANY
CUSIP: 842587107 TICKER: SO
Meeting Date: 28-May-14 Meeting Type: Annual
1A. Election of Director: J.p. Baranco Management For Voted - For
1B. Election of Director: J.a. Boscia Management For Voted - For
1C. Election of Director: H.a. Clark III Management For Voted - For
1D. Election of Director: T.a. Fanning Management For Voted - For
1E. Election of Director: D.j. Grain Management For Voted - For
1399
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: V.m. Hagen Management For Voted - For
1G. Election of Director: W.a. Hood, Jr. Management For Voted - For
1H. Election of Director: L.p. Hudson Management For Voted - For
1I. Election of Director: D.m. James Management For Voted - For
1J. Election of Director: D.e. Klein Management For Voted - For
1K. Election of Director: W.g. Smith, Jr. Management For Voted - For
1L. Election of Director: S.r. Specker Management For Voted - For
1M. Election of Director: E.j. Wood III Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for 2014 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officers'
Compensation Management For Voted - For
4. Stockholder Proposal on an Independent Board Chair Shareholder Against Voted - For
THOMSON REUTERS CORPORATION
CUSIP: 884903105 TICKER: TRI
Meeting Date: 22-May-14 Meeting Type: Annual
01 Director Management
1 David Thomson Management For Voted - For
2 James C. Smith Management For Voted - For
3 Sheila C. Bair Management For Voted - For
4 Manvinder S. Banga Management For Voted - For
5 David W. Binet Management For Voted - For
6 Mary Cirillo Management For Voted - For
7 Michael E. Daniels Management For Voted - For
8 Steven A. Denning Management For Voted - For
9 P. Thomas Jenkins Management For Voted - For
10 Ken Olisa, Obe Management For Voted - For
11 Vance K. Opperman Management For Voted - For
12 Peter J. Thomson Management For Voted - For
13 Wulf Von Schimmelmann Management For Voted - For
02 To Appoint PricewaterhouseCoopers LLP As Auditor
and to Authorize the Directors to Fix the Auditor's
Remuneration. Management For Voted - For
03 To Accept, on an Advisory Basis, the Approach to
Executive Compensation Described in the
Accompanying Management Proxy Circular. Management For Voted - For
UNITED ONLINE, INC.
CUSIP: 911268100 TICKER: UNTD
Meeting Date: 05-Sep-13 Meeting Type: Special
1. Authorization for the Board of Directors to Effect,
in Its Discretion, A Reverse Stock Split of the
Common Stock of United Online, Inc., at A Reverse
Stock Split Ratio of 1-for-3, 1-for-4, 1-for-5,
1400
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1-for-6, Or 1-for-7, As Determined by the Board of
Directors. Management For Voted - For
2. Approval of A Corresponding Amendment to United
Online, Inc.'s Amended and Restated Certificate of
Incorporation to Effect the Reverse Stock Split and
to Reduce Proportionately the Total Number of
Shares of Common Stock That United Online, Inc. is
Authorized to Issue, Subject to the Board of
Directors' Authority to Abandon Such Amendment. Management For Voted - For
3. Approval of the Adoption and Implementation of the
United Online, Inc. 2010 Employee Stock Purchase
Plan. Management For Voted - For
VECTOR GROUP LTD.
CUSIP: 92240M108 TICKER: VGR
Meeting Date: 16-May-14 Meeting Type: Annual
1. Director Management
1 Bennett S. Lebow Management For Voted - For
2 Howard M. Lorber Management For Voted - For
3 Ronald J. Bernstein Management For Voted - For
4 Stanley S. Arkin Management For Voted - For
5 Henry C. Beinstein Management For Voted - For
6 Jeffrey S. Podell Management For Voted - For
7 Jean E. Sharpe Management For Voted - For
2. Advisory Approval of Executive Compensation (say on
Pay) Management For Voted - Against
3. Approval of 2014 Management Incentive Plan Management For Voted - For
4. Approval to Amend the Company's Certificate of
Incorporation to Increase the Number of Authorized
Shares of Common Stock from 150,000,000 to
250,000,000 Management For Voted - For
5. Approval of Ratification of PricewaterhouseCoopers
LLP As Independent Registered Certified Public
Accounting Firm for the Year Ending December 31,
2014 Management For Voted - For
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 28-Jan-14 Meeting Type: Special
1. Approve the Issuance of Up to Approximately 1.28
Billion Shares of Verizon Common Stock to Vodafone
Ordinary Shareholders in Connection with Verizon's
Acquisition of Vodafone's Indirect 45% Interest in
Verizon Wireless Management For Voted - For
2. Approve an Amendment to Article 4(a) of Verizon's
Restated Certificate of Incorporation to Increase
Verizon's Authorized Shares of Common Stock by 2
1401
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Billion Shares to an Aggregate of 6.25 Billion
Authorized Shares of Common Stock Management For Voted - For
3. Approve the Adjournment of the Special Meeting to
Solicit Additional Votes and Proxies If There are
Insufficient Votes at the Time of the Special
Meeting to Approve the Above Proposals Management For Voted - For
Meeting Date: 01-May-14 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Richard L. Carrion Management For Voted - For
1C. Election of Director: Melanie L. Healey Management For Voted - For
1D. Election of Director: M. Frances Keeth Management For Voted - For
1E. Election of Director: Robert W. Lane Management For Voted - For
1F. Election of Director: Lowell C. Mcadam Management For Voted - For
1G. Election of Director: Donald T. Nicolaisen Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Proposal to Implement Proxy Access Management For Voted - For
5. Network Neutrality Shareholder Against Voted - Against
6. Lobbying Activities Shareholder Against Voted - Against
7. Severance Approval Policy Shareholder Against Voted - Against
8. Shareholder Right to Call A Special Meeting Shareholder Against Voted - For
9. Shareholder Right to Act by Written Consent Shareholder Against Voted - For
10. Proxy Voting Authority Shareholder Against Voted - Against
W. P. CAREY INC.
CUSIP: 92936U109 TICKER: WPC
Meeting Date: 11-Jul-13 Meeting Type: Annual
1. Director Management
1 Trevor P. Bond Management For Voted - For
2 Francis J. Carey Management For Voted - For
3 Nathaniel S. Coolidge Management For Voted - For
4 Mark J. Decesaris Management For Voted - For
5 Eberhard Faber, IV Management For Voted - For
6 B.H. Griswold, IV Management For Voted - For
7 Axel K.a. Hansing Management For Voted - For
8 Dr. Richard C. Marston Management For Voted - For
9 R.E. Mittelstaedt, Jr. Management For Voted - For
10 Charles E. Parente Management For Voted - For
11 Nick J.m. Van Ommen Management For Voted - For
12 Dr. Karsten Von Koller Management For Voted - For
13 Reginald Winssinger Management For Voted - For
1402
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval of the Amended and Restated W. P. Carey
Inc. 2009 Share Incentive Plan. Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2013. Management For Voted - For
Meeting Date: 24-Jan-14 Meeting Type: Special
1. To Consider and Vote Upon A Proposal to Approve the
Merger Described in the Agreement and Plan of
Merger Dated As of July 25, 2013 (the "merger
Agreement") by and Among Corporate Property
Associates 16 - Global Incorporated ("cpa:16 -
Global"), W. P. Carey Inc. ("w. P. Carey"), the
Ultimate Parent of the External Manager of Cpa:16 -
Global, Wpc Reit Merger Sub Inc., A Wholly- Owned
Indirect Subsidiary of W. P. Carey, and the Other
Parties Thereto, and the Other Transactions
Contemplated Thereby. Management For Voted - For
2. To Transact Such Other Business As May Properly
Come Before W. P. Carey's Special Meeting Or Any
Adjournments Or Postponements of the Special
Meeting, Including, Without Limitation, A Motion to
Adjourn the Special Meeting to Another Time for the
Purpose of Soliciting Additional Proxies to Approve
the Proposal Above. Management For Voted - Against
WINDSTREAM HOLDINGS INC.
CUSIP: 97382A101 TICKER: WIN
Meeting Date: 07-May-14 Meeting Type: Annual
1A. Election of Director: Carol B. Armitage Management For Voted - For
1B. Election of Director: Samuel E. Beall, III Management For Voted - For
1C. Election of Director: Dennis E. Foster Management For Voted - For
1D. Election of Director: Francis X. Frantz Management For Voted - For
1E. Election of Director: Jeffery R. Gardner Management For Voted - For
1F. Election of Director: Jeffrey T. Hinson Management For Voted - For
1G. Election of Director: Judy K. Jones Management For Voted - For
1H. Election of Director: William A. Montgomery Management For Voted - For
1I. Election of Director: Alan L. Wells Management For Voted - For
2. To Vote on an Advisory (non-binding) Resolution on
Executive Compensation. Management For Voted - For
3. To Approve an Amendment to the Windstream Equity
Incentive Plan to Increase the Authorized Shares by
15,000,000 and to Re-approve the Plan's Performance
Goals. Management For Voted - For
4. To Approve an Amendment to the Certificate of
Incorporation of Windstream Corporation to
Eliminate Certain Voting Provisions. Management For Voted - For
5. To Approve Amendments to the Certificate of
Incorporation and Bylaws of Windstream Holdings,
1403
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Inc., to Enable Stockholders to Call Special
Meetings Under Certain Circumstances. Management For Voted - For
6. To Approve Amendments to the Certificate of
Incorporation and Bylaws of Windstream Holdings,
Inc., to Eliminate Super-majority Provisions. Management For Voted - For
7. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Windstream's Independent Registered Public
Accountant for 2014. Management For Voted - For
8. Stockholder Proposal - Prohibition on Accelerated
Vesting of Equity Awards. Shareholder Against Voted - Against
9. Stockholder Proposal - Right to Act by Written
Consent. Shareholder Against Voted - For
WORLD WRESTLING ENTERTAINMENT, INC.
CUSIP: 98156Q108 TICKER: WWE
Meeting Date: 25-Apr-14 Meeting Type: Annual
1. Director Management
1 Vincent K. Mcmahon Management For Voted - For
2 Stuart U. Goldfarb Management For Voted - For
3 Patricia A. Gottesman Management For Voted - For
4 David Kenin Management For Voted - For
5 Joseph H. Perkins Management For Voted - For
6 Frank A. Riddick, III Management For Voted - For
7 Jeffrey R. Speed Management For Voted - For
2. Approval of Amended and Restated 2007 Omnibus
Incentive Plan. Management For Voted - For
3. Ratification of Deloitte & Touche LLP As our
Independent Registered Public Accounting Firm. Management For Voted - For
4. Advisory Vote to Approve Executive Compensation. Management For Voted - For
1404
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICA MOVIL, S.A.B. DE C.V.
CUSIP: 02364W105 TICKER: AMX
Meeting Date: 28-Apr-14 Meeting Type: Annual
1. Appointment Or, As the Case May Be, Reelection of
the Members of the Board of Directors of the
Company That the Holders of the Series "l" Shares
are Entitled to Appoint. Adoption of Resolutions
Thereon. Management For Abstain
2. Appointment of Delegates to Execute And, If
Applicable, Formalize the Resolutions Adopted by
the Meeting. Adoption of Resolutions Thereon. Management For Voted - For
AMERICAN HOMES 4 RENT
CUSIP: 02665T306 TICKER: AMH
Meeting Date: 08-May-14 Meeting Type: Annual
1. Director Management
1 B. Wayne Hughes Management For Voted - For
2 David P. Singelyn Management For Voted - For
3 John Corrigan Management For Voted - For
4 Dann V. Angeloff Management For Voted - For
5 Matthew J. Hart Management For Voted - For
6 James H. Kropp Management For Voted - For
7 Lynn Swann Management For Voted - For
8 Kenneth M. Woolley Management For Voted - For
2. Ratification of Appointment of Bdo Usa, LLP,
Independent Registered Public Accountants, to Audit
the Accounts of American Homes 4 Rent for the
Fiscal Year Ending December 31, 2014. Management For Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 12-May-14 Meeting Type: Annual
1A. Election of Director: Robert H. Benmosche Management For Voted - For
1B. Election of Director: W. Don Cornwell Management For Voted - For
1C. Election of Director: Peter R. Fisher Management For Voted - For
1D. Election of Director: John H. Fitzpatrick Management For Voted - For
1E. Election of Director: William G. Jurgensen Management For Voted - For
1F. Election of Director: Christopher S. Lynch Management For Voted - For
1G. Election of Director: Arthur C. Martinez Management For Voted - For
1H. Election of Director: George L. Miles, Jr. Management For Voted - For
1I. Election of Director: Henry S. Miller Management For Voted - For
1J. Election of Director: Robert S. Miller Management For Voted - For
1405
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K. Election of Director: Suzanne Nora Johnson Management For Voted - For
1L. Election of Director: Ronald A. Rittenmeyer Management For Voted - For
1M. Election of Director: Douglas M. Steenland Management For Voted - For
1N. Election of Director: Theresa M. Stone Management For Voted - For
2. To Vote, on A Non-binding Advisory Basis, to
Approve Executive Compensation. Management For Voted - For
3. To Act Upon A Proposal to Amend and Restate Aig's
Restated Certificate of Incorporation to Continue
to Restrict Certain Transfers of Aig Common Stock
in Order to Protect Aig's Tax Attributes. Management For Voted - For
4. To Act Upon A Proposal to Ratify the Amendment to
Extend the Expiration of the American International
Group, Inc. Tax Asset Protection Plan. Management For Voted - For
5. To Act Upon A Proposal to Ratify the Selection of
PricewaterhouseCoopers LLP As Aig's Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-14 Meeting Type: Annual
1. Director Management
1 William Campbell Management For Voted - For
2 Timothy Cook Management For Voted - For
3 Millard Drexler Management For Voted - For
4 Al Gore Management For Voted - For
5 Robert Iger Management For Voted - For
6 Andrea Jung Management For Voted - For
7 Arthur Levinson Management For Voted - For
8 Ronald Sugar Management For Voted - For
2. The Amendment of the Company's Restated Articles of
Incorporation (the "articles") to Facilitate the
Implementation of Majority Voting for the Election
of Directors in an Uncontested Election by
Eliminating Article Vii, Which Relates to the Term
of Directors and the Transition from A Classified
Board of Directors to A Declassified Structure Management For Voted - For
3. The Amendment of the Articles to Eliminate the
"blank Check" Authority of the Board to Issue
Preferred Stock Management For Voted - For
4. The Amendment of the Articles to Establish A Par
Value for the Company's Common Stock of $0.00001
Per Share Management For Voted - For
5. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2014 Management For Voted - For
6. A Non-binding Advisory Resolution to Approve
Executive Compensation Management For Voted - For
7. The Approval of the Apple Inc. 2014 Employee Stock
Plan Management For Voted - For
1406
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. A Shareholder Proposal by John Harrington and
Northstar Asset Management Inc. Entitled "board
Committee on Human Rights" to Amend the Company's
Bylaws Shareholder Against Voted - Against
9. A Shareholder Proposal by the National Center for
Public Policy Research of A Non-binding Advisory
Resolution Entitled "report on Company Membership
and Involvement with Certain Trade Associations and
Business Organizations" Shareholder Against Voted - Against
10. A Shareholder Proposal by Carl Icahn of A
Non-binding Advisory Resolution That the Company
Commit to Completing Not Less Than $50 Billion of
Share Repurchases During Its 2014 Fiscal Year (and
Increase the Authorization Under Its Capital Return
Program Accordingly) Shareholder Abstain
11. A Shareholder Proposal by James Mcritchie of A
Non-binding Advisory Resolution Entitled "proxy
Access for Shareholders" Shareholder Against Voted - Against
CANADIAN PACIFIC RAILWAY LIMITED
CUSIP: 13645T100 TICKER: CP
Meeting Date: 01-May-14 Meeting Type: Annual
01 Appointment of Auditors As Named in the Management
Proxy Circular. Management For Voted - For
02 Advisory Vote Accepting the Corporation's Approach
to Executive Compensation As Described in the
Management Proxy Circular. Management For Voted - Against
03 Director Management
1 William A. Ackman Management For Voted - For
2 Gary F. Colter Management For Voted - For
3 Isabelle Courville Management For Voted - For
4 Paul G. Haggis Management For Voted - For
5 E. Hunter Harrison Management For Voted - For
6 Paul C. Hilal Management For Voted - For
7 Krystyna T. Hoeg Management For Voted - For
8 Rebecca Macdonald Management For Voted - For
9 Dr. Anthony R. Melman Management For Voted - For
10 Linda J. Morgan Management For Voted - For
11 The Hon. Jim Prentice Management For Voted - For
12 Andrew F. Reardon Management For Voted - For
13 Stephen C. Tobias Management For Voted - For
CATAMARAN CORPORATION
CUSIP: 148887102 TICKER: CTRX
Meeting Date: 13-May-14 Meeting Type: Annual
1A. Election of Director: Mark Thierer Management For Voted - For
1B. Election of Director: Peter Bensen Management For Voted - For
1407
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Steven Cosler Management For Voted - For
1D. Election of Director: William Davis Management For Voted - For
1E. Election of Director: Steven Epstein Management For Voted - For
1F. Election of Director: Betsy Holden Management For Voted - For
1G. Election of Director: Karen Katen Management For Voted - For
1H. Election of Director: Harry Kraemer Management For Voted - For
1I. Election of Director: Anthony Masso Management For Voted - For
2. To Consider and Approve the Amendment and
Restatement of the Catamaran Corporation Incentive
Plan. Management For Voted - For
3. To Consider and Approve the Material Terms of the
Performance Measures Under the Catamaran
Corporation Third Amended and Restated Long-term
Incentive Plan. Management For Voted - For
4. Advisory Vote to Approve Named Executive Officer
Compensation, As Disclosed in the Company's Proxy
Circular and Proxy Statement. Management For Voted - For
5. To Appoint KPMG LLP As Auditors of the Company and
to Authorize the Board of Directors to Fix the
Auditor's Remuneration and Terms of Engagement. Management For Voted - For
CELANESE CORPORATION
CUSIP: 150870103 TICKER: CE
Meeting Date: 24-Apr-14 Meeting Type: Annual
1A. Election of Director: Jean S. Blackwell Management For Voted - For
1B. Election of Director: Martin G. Mcguinn Management For Voted - For
1C. Election of Director: Daniel S. Sanders Management For Voted - For
1D. Election of Director: John K. Wulff Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. To Ratify the Selection of KPMG LLP As our
Independent Registered Public Accounting Firm for
2014. Management For Voted - For
CEMEX, S.A.B. DE C.V.
CUSIP: 151290889 TICKER: CX
Meeting Date: 20-Mar-14 Meeting Type: Annual
O1. Presentation of the Chief Executive Officer's
Report, Including the Company's Financial
Statements, Report of Changes in Financial
Situation and Variations of Capital Stock, and of
the Board of Directors' Report for the 2013 Fiscal
Year, Pursuant to the Mexican Securities Market Law
(ley Del Mercado De Valores); Discussion and
Approval of Such Reports, After Hearing the Board
of Directors' Opinion to the Chief Executive
Officer's Report, the Audit Committee's and
1408
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Corporate Practices Committee's (due to Space
Limits, See Proxy Statement for Full Proposal) Management For Abstain
O2. Resolution on Allocation of Profits Management For Abstain
O3. Proposal to Increase the Capital Stock of the
Company in Its Variable Portion Through: (a)
Capitalization of Retained Earnings; and (b)
Issuance of Treasury Shares in Order to Preserve
the Rights of Note Holders Pursuant to the
Company's Previous Issuance of Convertible Notes Management For Abstain
O4. Appointment of Directors, Members and President of
the Audit, Corporate Practices and Finance
Committees Management For Voted - Against
O5. Compensation of the Members of the Board of
Directors and of the Audit, Corporate Practices and
Finance Committees Management For Abstain
O6. Appointment of Delegates to Formalize the
Resolutions Adopted at the Meeting Management For Voted - For
E1. Proposal to Expand the Company's Corporate Purpose,
Therefore Modifying Article 2 (two) of the
Company's By-laws and Authorization to Prepare the
Company's Restated By-laws Management For Abstain
E2. Appointment of Delegates to Formalize the
Resolutions Adopted at the Meeting Management For Voted - For
CIT GROUP INC.
CUSIP: 125581801 TICKER: CIT
Meeting Date: 13-May-14 Meeting Type: Annual
1A. Election of Director: John A. Thain Management For Voted - For
1B. Election of Director: Ellen R. Alemany Management For Voted - For
1C. Election of Director: Michael J. Embler Management For Voted - For
1D. Election of Director: William M. Freeman Management For Voted - For
1E. Election of Director: David M. Moffett Management For Voted - For
1F. Election of Director: R. Brad Oates Management For Voted - For
1G. Election of Director: Marianne Miller Parrs Management For Voted - For
1H. Election of Director: Gerald Rosenfeld Management For Voted - For
1I. Election of Director: John R. Ryan Management For Voted - For
1J. Election of Director: Sheila A. Stamps Management For Voted - For
1K. Election of Director: Seymour Sternberg Management For Voted - For
1L. Election of Director: Peter J. Tobin Management For Voted - For
1M. Election of Director: Laura S. Unger Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Cit's Independent Registered Public
Accounting Firm and External Auditors for 2014. Management For Voted - For
3. To Recommend, by Non-binding Vote, the Compensation
of Cit's Named Executive Officers. Management For Voted - For
1409
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CITIGROUP INC.
CUSIP: 172967424 TICKER: C
Meeting Date: 22-Apr-14 Meeting Type: Annual
1A. Election of Director: Michael L. Corbat Management For Voted - For
1B. Election of Director: Duncan P. Hennes Management For Voted - For
1C. Election of Director: Franz B. Humer Management For Voted - For
1D. Election of Director: Eugene M. Mcquade Management For Voted - For
1E. Election of Director: Michael E. O'neill Management For Voted - For
1F. Election of Director: Gary M. Reiner Management For Voted - For
1G. Election of Director: Judith Rodin Management For Voted - For
1H. Election of Director: Robert L. Ryan Management For Voted - For
1I. Election of Director: Anthony M. Santomero Management For Voted - For
1J. Election of Director: Joan E. Spero Management For Voted - For
1K. Election of Director: Diana L. Taylor Management For Voted - For
1L. Election of Director: William S. Thompson, Jr. Management For Voted - For
1M. Election of Director: James S. Turley Management For Voted - For
1N. Election of Director: Ernesto Zedillo Ponce De Leon Management For Voted - For
2. Proposal to Ratify the Selection of KPMG LLP As
Citi's Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
3. Advisory Approval of Citi's 2013 Executive
Compensation. Management For Voted - Against
4. Approval of the Citigroup 2014 Stock Incentive Plan. Management For Voted - For
5. Stockholder Proposal Requesting That Executives
Retain A Significant Portion of Their Stock Until
Reaching Normal Retirement Age. Shareholder Against Voted - Against
6. Stockholder Proposal Requesting A Report on
Lobbying and Grassroots Lobbying Contributions. Shareholder Against Voted - Against
7. Stockholder Proposal Requesting That the Board
Institute A Policy to Make It More Practical to
Deny Indemnification for Directors. Shareholder Against Voted - Against
8. Stockholder Proposal Requesting Proxy Access for
Shareholders. Shareholder Against Voted - Against
CROWN CASTLE INTERNATIONAL CORP
CUSIP: 228227104 TICKER: CCI
Meeting Date: 30-May-14 Meeting Type: Annual
1A. Election of Director: P. Robert Bartolo Management For Voted - For
1B. Election of Director: Dale N. Hatfield Management For Voted - For
1C. Election of Director: Lee W. Hogan Management For Voted - For
1D. Election of Director: Robert F. Mckenzie Management For Voted - For
2. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accountants for
Fiscal Year 2014. Management For Voted - For
1410
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. The Non-binding, Advisory Vote Regarding the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
CYTEC INDUSTRIES INC.
CUSIP: 232820100 TICKER: CYT
Meeting Date: 22-Apr-14 Meeting Type: Annual
1A. Election of Director: Anthony G. Fernandes Management For Voted - For
1B. Election of Director: Shane D. Fleming Management For Voted - For
1C. Election of Director: Raymond P. Sharpe Management For Voted - For
2. Ratification of KPMG LLP As the Company's Auditors
for 2014. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
DECKERS OUTDOOR CORPORATION
CUSIP: 243537107 TICKER: DECK
Meeting Date: 18-Jun-14 Meeting Type: Annual
1. Director Management
1 Angel R. Martinez Management For Voted - For
2 John M. Gibbons Management For Voted - For
3 John G. Perenchio Management For Voted - For
4 Maureen Conners Management For Voted - For
5 Karyn O. Barsa Management For Voted - For
6 Michael F. Devine, III Management For Voted - For
7 James Quinn Management For Voted - For
8 Lauri Shanahan Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Period of January 1, 2014 Through March
31, 2014 (transition Period) and for the Fiscal
Period of April 1, 2014 Through March 31, 2015
(fiscal Year 2015). Management For Voted - For
3. To Approve, by A Non-binding Advisory Vote, the
Compensation of our Named Executive Officers As
Disclosed in the Compensation Discussion and
Analysis Section of the Proxy Statement. Management For Voted - Against
DELL INC.
CUSIP: 24702R101 TICKER: DELL
Meeting Date: 17-Oct-13 Meeting Type: Annual
1A Election of Director: Donald J. Carty Management For Voted - For
1B Election of Director: Janet F. Clark Management For Voted - For
1C Election of Director: Laura Conigliaro Management For Voted - For
1411
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D Election of Director: Michael S. Dell Management For Voted - For
1E Election of Director: Kenneth M. Duberstein Management For Voted - For
1F Election of Director: Gerard J. Kleisterlee Management For Voted - For
1G Election of Director: Klaus S. Luft Management For Voted - For
1H Election of Director: Alex J. Mandl Management For Voted - For
1I Election of Director: Shantanu Narayen Management For Voted - For
1J Election of Director: H. Ross Perot, Jr. Management For Voted - For
2 Ratification of Selection of PricewaterhouseCoopers
LLP As Dell Inc.'s Independent Auditor for Fiscal
2014 Management For Voted - For
3 Approval, on an Advisory Basis, of Dell Inc.'s
Compensation of Its Named Executive Officers As
Disclosed in the Proxy Statement Management For Voted - For
4 Requesting That the Board of Directors Undertake
Such Steps As May be Necessary to Permit Dell
Inc.'s Stockholders to Act by Written Consent
Instead of at A Meeting of Stockholders Shareholder Against Voted - For
DELPHI AUTOMOTIVE PLC
CUSIP: G27823106 TICKER: DLPH
Meeting Date: 03-Apr-14 Meeting Type: Annual
1. Election of Director: Gary L. Cowger Management For Voted - For
2. Election of Director: Nicholas M. Donofrio Management For Voted - For
3. Election of Director: Mark P. Frissora Management For Voted - For
4. Election of Director: Rajiv L. Gupta Management For Voted - For
5. Election of Director: John A. Krol Management For Voted - For
6. Election of Director: J. Randall Macdonald Management For Voted - For
7. Election of Director: Sean O. Mahoney Management For Voted - For
8. Election of Director: Rodney O'neal Management For Voted - For
9. Election of Director: Thomas W. Sidlik Management For Voted - For
10. Election of Director: Bernd Wiedemann Management For Voted - For
11. Election of Director: Lawrence A. Zimmerman Management For Voted - For
12. Proposal to Re-appoint Auditors, Ratify Independent
Public Accounting Firm and Authorize the Directors
to Determine the Fees Paid to the Auditors. Management For Voted - For
13. Say on Pay - to Approve, by Advisory Vote,
Executive Compensation. Management For Voted - For
DELTA AIR LINES, INC.
CUSIP: 247361702 TICKER: DAL
Meeting Date: 27-Jun-14 Meeting Type: Annual
1A. Election of Director: Richard H. Anderson Management For Voted - For
1B. Election of Director: Edward H. Bastian Management For Voted - For
1C. Election of Director: Roy J. Bostock Management For Voted - For
1D. Election of Director: John S. Brinzo Management For Voted - For
1E. Election of Director: Daniel A. Carp Management For Voted - For
1412
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: David G. Dewalt Management For Voted - For
1G. Election of Director: William H. Easter III Management For Voted - For
1H. Election of Director: Mickey P. Foret Management For Voted - For
1I. Election of Director: Shirley C. Franklin Management For Voted - For
1J. Election of Director: David R. Goode Management For Voted - For
1K. Election of Director: George N. Mattson Management For Voted - For
1L. Election of Director: Paula Rosput Reynolds Management For Voted - For
1M. Election of Director: Kenneth C. Rogers Management For Voted - For
1N. Election of Director: Kenneth B. Woodrow Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of Delta's Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
Delta's Independent Auditors for the Year Ending
December 31, 2014. Management For Voted - For
4. To Approve an Increase in the Maximum Number of
Directors. Management For Voted - For
5. A Stockholder Proposal Requesting the Board of
Directors Adopt A Stock Retention Policy for Senior
Executives. Shareholder Against Voted - Against
EDUCATION MANAGEMENT CORPORATION
CUSIP: 28140M103 TICKER: EDMC
Meeting Date: 08-Nov-13 Meeting Type: Annual
1. Director Management
1 Edward H. West Management For Vote Withheld
2 Samuel C. Cowley Management For Voted - For
3 William R. Johnson Management For Voted - For
4 Adrian M. Jones Management For Vote Withheld
5 Jeffrey T. Leeds Management For Vote Withheld
6 Lester L. Lyles Management For Voted - For
7 John R. Mckernan, Jr. Management For Vote Withheld
8 Leo F. Mullin Management For Vote Withheld
9 Brian A. Napack Management For Vote Withheld
10 Paul J. Salem Management For Vote Withheld
11 Peter O. Wilde Management For Vote Withheld
2. Ratification of Appointment of Ernst & Young LLP As
Independent Registered Public Accounting Firm for
Fiscal Year 2014. Management For Voted - For
3. Approval of Amendments to 2012 Omnibus Long-term
Incentive Plan Management For Voted - For
ENDO INTERNATIONAL PLC
CUSIP: G30401106 TICKER: ENDP
Meeting Date: 10-Jun-14 Meeting Type: Annual
1A. Election of Director: Roger H. Kimmel Management For Voted - For
1B. Election of Director: Rajiv De Silva Management For Voted - For
1413
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: John J. Delucca Management For Voted - For
1D. Election of Director: Arthur J. Higgins Management For Voted - For
1E. Election of Director: Nancy J. Hutson, Ph.D. Management For Voted - For
1F. Election of Director: Michael Hyatt Management For Voted - For
1G. Election of Director: William P. Montague Management For Voted - For
1H. Election of Director: Jill D. Smith Management For Voted - For
1I. Election of Director: William F. Spengler Management For Voted - For
2. To Approve the Appointment of Deloitte & Touche As
the Company's Independent Auditors for the Year
Ending December 31, 2014 and to Authorize the Audit
Committee of the Board of Directors to Determine
the Auditors' Remuneration. Management For Voted - For
3. To Approve, by Advisory Vote, Named Executive
Officer Compensation. Management For Voted - For
4. To Approve the Amended and Restated Employee Stock
Purchase Plan. Management For Voted - For
EXTENDED STAY AMERICA, INC.
CUSIP: 30224P200 TICKER: STAY
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Douglas G. Geoga Management For Voted - For
2 A.J. Agarwal Management For Vote Withheld
3 Michael A. Barr Management For Vote Withheld
4 James L. Donald Management For Vote Withheld
5 William A. Kussell Management For Voted - For
6 William D. Rahm Management For Vote Withheld
7 Richard F. Wallman Management For Voted - For
2. Proposal for the Ratification of the Appointment of
Deloitte & Touche LLP As our Independent Registered
Public Accounting Firm for 2014 Management For Voted - For
3. Proposal for an Advisory Vote on the Corporation's
Executive Compensation Management For Voted - For
4. Proposal for an Advisory Vote on the Frequency of
Advisory Votes on the Corporation's Executive
Compensation Management Voted - 1 Year
EXTENDED STAY AMERICA, INC.
CUSIP: 30224P211
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Douglas G. Geoga Management For Voted - For
2 Christopher K. Daniello Management For Vote Withheld
3 Kevin W. Dinnie Management For Vote Withheld
4 Ty E. Wallach Management For Vote Withheld
5 Richard F. Wallman Management For Voted - For
1414
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Proposal for the Ratification of the Appointment of
Deloitte & Touche LLP As our Independent Registered
Public Accounting Firm for 2014 Management For Voted - For
3. Proposal for an Advisory Vote on Esh Reit's
Executive Compensation Management For Voted - For
4. Proposal for an Advisory Vote on the Frequency of
Advisory Votes on Esh Reit's Executive Compensation Management Voted - 1 Year
FACEBOOK INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Marc L. Andreessen Management For Voted - For
2 Erskine B. Bowles Management For Voted - For
3 S.D. Desmond-hellmann Management For Voted - For
4 Donald E. Graham Management For Voted - For
5 Reed Hastings Management For Voted - For
6 Sheryl K. Sandberg Management For Voted - For
7 Peter A. Thiel Management For Voted - For
8 Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - For
4. A Stockholder Proposal Regarding Lobbying
Expenditures. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Political
Contributions. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding Childhood Obesity
and Food Marketing to Youth. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding an Annual
Sustainability Report. Shareholder Against Voted - Against
FAMILY DOLLAR STORES, INC.
CUSIP: 307000109 TICKER: FDO
Meeting Date: 16-Jan-14 Meeting Type: Annual
1. Director Management
1 Mark R. Bernstein Management For Voted - For
2 Pamela L. Davies Management For Voted - For
3 Sharon Allred Decker Management For Voted - For
4 Edward C. Dolby Management For Voted - For
5 Glenn A. Eisenberg Management For Voted - For
6 Edward P. Garden Management For Voted - For
7 Howard R. Levine Management For Voted - For
1415
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 George R. Mahoney, Jr. Management For Voted - For
9 James G. Martin Management For Voted - For
10 Harvey Morgan Management For Voted - For
11 Dale C. Pond Management For Voted - For
2. Approval, on an Advisory Basis, of the Company's
Executive Compensation. Management For Voted - For
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As Independent
Registered Public Accountants. Management For Voted - For
FLEETCOR TECHNOLOGIES INC. (FLT)
CUSIP: 339041105 TICKER: FLT
Meeting Date: 29-May-14 Meeting Type: Annual
1. Director Management
1 Michael Buckman Management For Voted - For
2 Mark A. Johnson Management For Voted - For
3 Steven T. Stull Management For Voted - For
2. Ratify the Selection of Ernst & Young LLP As
Fleetcor's Independent Auditor for 2014. Management For Voted - For
3. Approve the Fleetcor Technologies, Inc. Section
162(m) Performance-based Program. Management For Voted - For
4. Approve, on an Advisory Basis, the Compensation of
Fleetcor's Named Executive Officers. Management For Voted - Against
GENERAL MOTORS COMPANY
CUSIP: 37045V100 TICKER: GM
Meeting Date: 10-Jun-14 Meeting Type: Annual
1A. Election of Director: Joseph J. Ashton Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Erroll B. Davis, Jr. Management For Voted - For
1D. Election of Director: Stephen J. Girsky Management For Voted - For
1E. Election of Director: E. Neville Isdell Management For Voted - For
1F. Election of Director: Kathryn V. Marinello Management For Voted - For
1G. Election of Director: Michael G. Mullen Management For Voted - For
1H. Election of Director: James J. Mulva Management For Voted - For
1I. Election of Director: Patricia F. Russo Management For Voted - For
1J. Election of Director: Thomas M. Schoewe Management For Voted - For
1K. Election of Director: Theodore M. Solso Management For Voted - For
1L. Election of Director: Carol M. Stephenson Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Gm's Independent Registered Public
Accounting Firm for 2014 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote to Approve the Frequency of A
Stockholder Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1416
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Approval of the General Motors Company 2014
Short-term Incentive Plan Management For Voted - For
6. Approval of the General Motors Company 2014
Long-term Incentive Plan Management For Voted - For
7. Cumulative Voting Shareholder Against Voted - Against
8. Independent Board Chairman Shareholder Against Voted - Against
HCA HOLDINGS, INC
CUSIP: 40412C101 TICKER: HCA
Meeting Date: 23-Apr-14 Meeting Type: Annual
1. Director Management
1 Richard M. Bracken Management For Voted - For
2 R. Milton Johnson Management For Voted - For
3 Robert J. Dennis Management For Voted - For
4 Nancy-ann Deparle Management For Voted - For
5 Thomas F. Frist III Management For Voted - For
6 William R. Frist Management For Voted - For
7 Ann H. Lamont Management For Voted - For
8 Jay O. Light Management For Voted - For
9 Geoffrey G. Meyers Management For Voted - For
10 Michael W. Michelson Management For Voted - For
11 Stephen G. Pagliuca Management For Voted - For
12 Wayne J. Riley, M.D. Management For Voted - For
13 John W. Rowe, M.D. Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Year Ending December 31, 2014 Management For Voted - For
3. To Approve the Hca Holdings, Inc. Employee Stock
Purchase Plan Management For Voted - For
4. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
HESS CORPORATION
CUSIP: 42809H107 TICKER: HES
Meeting Date: 07-May-14 Meeting Type: Annual
1.1 Election of Director: T.j. Checki Management For Voted - For
1.2 Election of Director: E.e. Holiday Management For Voted - For
1.3 Election of Director: J.h. Mullin Management For Voted - For
1.4 Election of Director: J.h. Quigley Management For Voted - For
1.5 Election of Director: R.n. Wilson Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Selection of Ernst & Young LLP
As Independent Auditors for Fiscal Year Ending
December 31, 2014. Management For Voted - For
1417
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4A. Elimination of 80% Supermajority Voting Requirement
in the Company's Restated Certificate of
Incorporation and By-laws. Management For Voted - For
4B. Elimination of Two-thirds Supermajority Voting
Requirement in the Company's Restated Certificate
of Incorporation. Management For Voted - For
5. Elimination of Provisions in the Company's Restated
Certificate of Incorporation Concerning $3.50
Cumulative Convertible Preferred Stock. Management For Voted - For
6. Stockholder Proposal Recommending A Report
Regarding Carbon Asset Risk. Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 20-May-14 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: James S. Crown Management For Voted - For
1F. Election of Director: James Dimon Management For Voted - For
1G. Election of Director: Timothy P. Flynn Management For Voted - For
1H. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1I. Election of Director: Michael A. Neal Management For Voted - For
1J. Election of Director: Lee R. Raymond Management For Voted - For
1K. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
4. Lobbying Report - Require Annual Report on Lobbying Shareholder Against Voted - Against
5. Special Shareowner Meetings - Reduce Threshold to
15% Rather Than 20% and Remove Procedural Provisions Shareholder Against Voted - Against
6. Cumulative Voting - Require Cumulative Voting for
Directors Rather Than One-share One-vote Shareholder Against Voted - Against
LEAR CORPORATION
CUSIP: 521865204 TICKER: LEA
Meeting Date: 15-May-14 Meeting Type: Annual
1A Election of Director: Richard H. Bott Management For Voted - For
1B Election of Director: Thomas P. Capo Management For Voted - For
1C Election of Director: Jonathan F. Foster Management For Voted - For
1D Election of Director: Kathleen A. Ligocki Management For Voted - For
1E Election of Director: Conrad L. Mallett, Jr. Management For Voted - For
1F Election of Director: Donald L. Runkle Management For Voted - For
1G Election of Director: Matthew J. Simoncini Management For Voted - For
1418
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Election of Director: Gregory C. Smith Management For Voted - For
1I Election of Director: Henry D.g. Wallace Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
3. Advisory Vote to Approve Lear Corporation's
Executive Compensation. Management For Voted - For
4. Approval of the Material Terms of the Performance
Goals Under the Lear Corporation 2009 Long-term
Stock Incentive Plan. Management For Voted - For
5. Approval of the Material Terms of the Performance
Goals Under the Lear Corporation Annual Incentive
Plan. Management For Voted - For
LIFE TECHNOLOGIES CORPORATION
CUSIP: 53217V109 TICKER: LIFE
Meeting Date: 21-Aug-13 Meeting Type: Special
01 To Consider and Vote on A Proposal to Adopt the
Agreement and Plan of Merger, Dated As of April 14,
2013 (the "merger Agreement"), by and Among Life
Technologies Corporation (the "company"), Thermo
Fisher Scientific Inc., and Polpis Merger Sub Co. Management For Voted - For
02 To Consider and Vote on A Non- Binding, Advisory
Proposal to Approve the Compensation That May be
Paid Or Become Payable to the Company's Named
Executive Officers in Connection With, Or
Following, the Consummation of the Merger. Management For Voted - For
03 To Approve the Adjournment of the Special Meeting,
If Necessary Or Appropriate, to Solicit Additional
Proxies If There are Insufficient Votes at the Time
of the Special Meeting to Adopt the Merger
Agreement. Management For Voted - For
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 24-Apr-14 Meeting Type: Annual
1A. Election of Director: Daniel F. Akerson Management For Voted - For
1B. Election of Director: Nolan D. Archibald Management For Voted - For
1C. Election of Director: Rosalind G. Brewer Management For Voted - For
1D. Election of Director: David B. Burritt Management For Voted - For
1E. Election of Director: James O. Ellis, Jr. Management For Voted - For
1F. Election of Director: Thomas J. Falk Management For Voted - For
1G. Election of Director: Marillyn A. Hewson Management For Voted - For
1H. Election of Director: Gwendolyn S. King Management For Voted - For
1I. Election of Director: James M. Loy Management For Voted - For
1J. Election of Director: Douglas H. Mccorkindale Management For Voted - For
1K. Election of Director: Joseph W. Ralston Management For Voted - For
1419
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1L. Election of Director: Anne Stevens Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
Independent Auditors for 2014 Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers ("say-on-pay") Management For Voted - For
4. Management Proposal to Amend the 2011 Incentive
Performance Award Plan to Authorize and Reserve
4,000,000 Additional Shares Management For Voted - For
5. Stockholder Proposal - Right to Act by Written
Consent Shareholder Against Voted - For
6. Stockholder Proposal - Adopt A Policy Requiring
Senior Executives to Retain A Significant
Percentage of Equity Compensation Until Retirement Shareholder Against Voted - Against
7. Stockholder Proposal - Amend the Corporation's
Clawback Policy for Executive Incentive Compensation Shareholder Against Voted - Against
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 03-Jun-14 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Marc Olivie Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson P. Tai Management For Voted - For
1M. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2014. Management For Voted - For
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 19-Nov-13 Meeting Type: Annual
1. Election of Director: Steven A. Ballmer Management For Voted - For
2. Election of Director: Dina Dublon Management For Voted - For
3. Election of Director: William H. Gates III Management For Voted - For
4. Election of Director: Maria M. Klawe Management For Voted - For
5. Election of Director: Stephen J. Luczo Management For Voted - For
1420
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Election of Director: David F. Marquardt Management For Voted - For
7. Election of Director: Charles H. Noski Management For Voted - For
8. Election of Director: Helmut Panke Management For Voted - For
9. Election of Director: John W. Thompson Management For Voted - For
10. Approve Material Terms of the Performance Criteria
Under the Executive Officer Incentive Plan Management For Voted - For
11. Advisory Vote on Executive Compensation Management For Voted - For
12. Ratification of Deloitte & Touche LLP As our
Independent Auditor for Fiscal Year 2014 Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
CUSIP: 609207105 TICKER: MDLZ
Meeting Date: 21-May-14 Meeting Type: Annual
1A. Election of Director: Stephen F. Bollenbach Management For Voted - For
1B. Election of Director: Lewis W.k. Booth Management For Voted - For
1C. Election of Director: Lois D. Juliber Management For Voted - For
1D. Election of Director: Mark D. Ketchum Management For Voted - For
1E. Election of Director: Jorge S. Mesquita Management For Voted - For
1F. Election of Director: Nelson Peltz Management For Voted - For
1G. Election of Director: Fredric G. Reynolds Management For Voted - For
1H. Election of Director: Irene B. Rosenfeld Management For Voted - For
1I. Election of Director: Patrick T. Siewert Management For Voted - For
1J. Election of Director: Ruth J. Simmons Management For Voted - For
1K. Election of Director: Ratan N. Tata Management For Voted - For
1L. Election of Director: Jean-francois M.l. Van Boxmeer Management For Voted - For
2. Advisory Vote to Approve Executive Compensation Management For Voted - For
3. Approve Mondelez International, Inc. Amended and
Restated 2005 Performance Incentive Plan Management For Voted - For
4. Ratification of PricewaterhouseCoopers LLP As
Independent Registered Public Accountants for
Fiscal Year Ending December 31, 2014 Management For Voted - For
5. Shareholder Proposal: Report on Packaging Shareholder Against Voted - Against
MOTOROLA SOLUTIONS, INC.
CUSIP: 620076307 TICKER: MSI
Meeting Date: 05-May-14 Meeting Type: Annual
1A. Election of Director: Gregory Q. Brown Management For Voted - For
1B. Election of Director: Kenneth C. Dahlberg Management For Voted - For
1C. Election of Director: David W. Dorman Management For Voted - For
1D. Election of Director: Michael V. Hayden Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Anne R. Pramaggiore Management For Voted - For
1G. Election of Director: Samuel C. Scott, III Management For Voted - For
1H. Election of Director: Bradley E. Singer Management For Voted - For
1421
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2014. Management For Voted - For
4. Stockholder Proposal Re: Human Rights Policy. Shareholder Against Voted - Against
5. Stockholder Proposal Re: Political Contribution
Disclosure. Shareholder Against Voted - Against
NATIONSTAR MORTGAGE HOLDINGS INC
CUSIP: 63861C109 TICKER: NSM
Meeting Date: 21-May-14 Meeting Type: Annual
1. Director Management
1 Robert H. Gidel Management For Voted - For
2 Brett Hawkins Management For Voted - For
2. The Ratification of Ernst & Young LLP As
Nationstar's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2014. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Advisory Vote on the Frequency to Hold an Advisory
Vote on Executive Compensation. Management Voted - 1 Year
NORTEK, INC.
CUSIP: 656559309 TICKER: NTK
Meeting Date: 01-May-14 Meeting Type: Annual
1. Director Management
1 Jeffrey C. Bloomberg Management For Voted - For
2 James B. Hirshorn Management For Voted - For
3 Chris A. Mcwilton Management For Voted - For
2. The Approval of Named Executive Officer
Compensation. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
NXP SEMICONDUCTOR NV
CUSIP: N6596X109 TICKER: NXPI
Meeting Date: 28-Mar-14 Meeting Type: Special
1. Proposal to Appoint Mr. E. Meurice As Non-executive
Director of the Company with Effect from April 1,
2014 Management For Voted - For
1422
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 20-May-14 Meeting Type: Annual
2C. Adoption of the 2013 Financial Statements Management For Voted - For
2D. Granting Discharge to the Directors for Their
Management During the Past Financial Year Management For Voted - For
3A. Proposal to Re-appoint Mr. Richard L. Clemmer As
Executive Director of the Company with Effect from
May 20, 2014 Management For Voted - For
3B. Proposal to Re-appoint Sir Peter Bonfield As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3C. Proposal to Re-appoint Mr. Johannes P. Huth As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3D. Proposal to Re-appoint Mr. Kenneth A. Goldman As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3E. Proposal to Re-appoint Dr. Marion Helmes As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3F. Proposal to Re-appoint Mr. Joseph Kaeser As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3G. Proposal to Re-appoint Mr. Ian Loring As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3H. Proposal to Re-appoint Mr. Eric Meurice As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3I. Proposal to Re-appoint Ms. Julie Southern As
Non-executive Director of the Company with Effect
from May 20, 2014 Management For Voted - For
3J. Proposal to Appoint Dr. Rick Tsai As Non-executive
Director of the Company with Effect from July 1,
2014 Management For Voted - For
4. Authorisation to Repurchase Shares in the Company's
Capital Management For Voted - For
5. Authorisation to Cancel Repurchased Shares in the
Company's Capital Management For Voted - For
PANDORA MEDIA, INC.
CUSIP: 698354107 TICKER: P
Meeting Date: 04-Jun-14 Meeting Type: Annual
1. Director Management
1 Peter Chernin Management For Voted - For
2 Brian Mcandrews Management For Voted - For
3 Tim Westergren Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP, As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2014. Management For Voted - For
1423
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve the 2014 Employee Stock Purchase Plan. Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
CUSIP: 723787107 TICKER: PXD
Meeting Date: 28-May-14 Meeting Type: Annual
1.1 Election of Director: Timothy L. Dove Management For Voted - For
1.2 Election of Director: Stacy P. Methvin Management For Voted - For
1.3 Election of Director: Charles E. Ramsey, Jr. Management For Voted - For
1.4 Election of Director: Frank A. Risch Management For Voted - For
1.5 Election of Director: Edison C. Buchanan Management For Voted - For
1.6 Election of Director: Larry R. Grillot Management For Voted - For
1.7 Election of Director: J. Kenneth Thompson Management For Voted - For
1.8 Election of Director: Jim A. Watson Management For Voted - For
2 Ratification of Selection of Independent Registered
Public Accounting Firm Management For Voted - For
3 Advisory Vote to Approve Executive Officer
Compensation Management For Voted - For
4 Reapproval of the Section 162(m) Material Terms
Under the 2006 Long- Term Incentive Plan Management For Voted - For
R.R. DONNELLEY & SONS COMPANY
CUSIP: 257867101 TICKER: RRD
Meeting Date: 22-May-14 Meeting Type: Annual
1A. Election of Director: Thomas J. Quinlan III Management For Voted - For
1B. Election of Director: Susan M. Cameron Management For Voted - For
1C. Election of Director: Richard L. Crandall Management For Voted - For
1D. Election of Director: Susan M. Gianinno Management For Voted - For
1E. Election of Director: Judith H. Hamilton Management For Voted - For
1F. Election of Director: Jeffrey M. Katz Management For Voted - For
1G. Election of Director: Richard K. Palmer Management For Voted - For
1H. Election of Director: John C. Pope Management For Voted - For
1I. Election of Director: Michael T. Riordan Management For Voted - For
1J. Election of Director: Oliver R. Sockwell Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 TICKER: SD
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 Stephen C. Beasley Management For Voted - For
2 James D. Bennett Management For Voted - For
1424
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Edward W. Moneypenny Management For Voted - For
4 Roy T. Oliver, Jr. Management For Voted - For
2. Re-approve Performance Measures Included in the
Sandridge Energy, Inc. 2009 Incentive Plan. Management For Voted - For
3. Approve, in A Non-binding Vote, the Compensation
Provided to the Company's Named Executive Officers,
As Disclosed Pursuant to Item 402 of Regulation S-k
Under the Securities Exchange Act of 1934. Management For Voted - For
4. Ratify the Selection of PricewaterhouseCoopers LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2014. Management For Voted - For
SPIRIT AEROSYSTEMS HOLDINGS INC
CUSIP: 848574109 TICKER: SPR
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Director Management
1 Charles L. Chadwell Management For Voted - For
2 Ivor Evans Management For Voted - For
3 Paul Fulchino Management For Voted - For
4 Richard Gephardt Management For Voted - For
5 Robert Johnson Management For Voted - For
6 Ronald Kadish Management For Voted - For
7 Christopher E. Kubasik Management For Voted - For
8 Larry A. Lawson Management For Voted - For
9 Tawfiq Popatia Management For Voted - For
10 Francis Raborn Management For Voted - For
2. Approve the Spirit Aerosystems Holdings, Inc. 2014
Omnibus Incentive Plan. Management For Voted - For
3. Approve on an Advisory Basis the Compensation of
the Company's Named Executive Officers. Management For Voted - Against
4. Shareholder Proposal Recommending That the Board of
Directors Takes Steps to Ensure That All of the
Company's Outstanding Stock Have One Vote Per Share. Shareholder Against Voted - For
THE HARTFORD FINANCIAL SVCS GROUP, INC.
CUSIP: 416515104 TICKER: HIG
Meeting Date: 21-May-14 Meeting Type: Annual
1A. Election of Director: Robert B. Allardice, III Management For Voted - For
1B. Election of Director: Trevor Fetter Management For Voted - For
1C. Election of Director: Liam E. Mcgee Management For Voted - For
1D. Election of Director: Kathryn A. Mikells Management For Voted - For
1E. Election of Director: Michael G. Morris Management For Voted - For
1F. Election of Director: Thomas A. Renyi Management For Voted - For
1G. Election of Director: Julie G. Richardson Management For Voted - For
1H. Election of Director: Virginia P. Ruesterholz Management For Voted - For
1I. Election of Director: Charles B. Strauss Management For Voted - For
1425
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: H. Patrick Swygert Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm of the Company for the Fiscal Year
Ending December 31, 2014. Management For Voted - For
3. Management Proposal to Approve, on A Non-binding
Advisory Basis, the Compensation of the Company's
Named Executive Officers As Disclosed in the
Company's Proxy Statement. Management For Voted - Against
4. Management Proposal to Approve the Company's 2014
Incentive Stock Plan. Management For Voted - For
5. Management Proposal to Approve the Material Terms
of the Annual Executive Bonus Program. Management For Voted - For
THE HOWARD HUGHES CORPORATION
CUSIP: 44267D107 TICKER: HHC
Meeting Date: 14-May-14 Meeting Type: Annual
1A Election of Director: William Ackman Management For Voted - For
1B Election of Director: Adam Flatto Management For Voted - For
1C Election of Director: Jeffrey Furber Management For Voted - For
1D Election of Director: Gary Krow Management For Voted - For
1E Election of Director: Allen Model Management For Voted - For
1F Election of Director: R. Scot Sellers Management For Voted - For
1G Election of Director: Steven Shepsman Management For Voted - For
1H Election of Director: Burton M. Tansky Management For Voted - For
1I Election of Director: Mary Ann Tighe Management For Voted - For
1J Election of Director: David R. Weinreb Management For Voted - For
2 Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3 The Ratification of the Appointment of Ernst &
Young LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2014. Management For Voted - For
THE PRICELINE GROUP INC.
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 05-Jun-14 Meeting Type: Annual
1. Director Management
1 Timothy M. Armstrong Management For Voted - For
2 Howard W. Barker, Jr. Management For Voted - For
3 Jeffery H. Boyd Management For Voted - For
4 Jan L. Docter Management For Voted - For
5 Jeffrey E. Epstein Management For Voted - For
6 James M. Guyette Management For Voted - For
7 Darren R. Huston Management For Voted - For
8 Nancy B. Peretsman Management For Voted - For
1426
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Thomas E. Rothman Management For Voted - For
10 Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2014. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Stockholder Action
by Written Consent. Shareholder Against Voted - For
THERAVANCE, INC.
CUSIP: 88338T104 TICKER: THRX
Meeting Date: 22-May-14 Meeting Type: Annual
1. Director Management
1 Rick E Winningham Management For Voted - For
2 Henrietta H. Fore Management For Voted - For
3 Robert V. Gunderson, Jr Management For Voted - For
4 Burton G. Malkiel, Ph.d Management For Voted - For
5 Peter S. Ringrose, Ph.d Management For Voted - For
6 William H. Waltrip Management For Voted - For
7 G.M. Whitesides, Ph.d Management For Voted - For
8 William D. Young Management For Voted - For
2. Approve A Non-binding Advisory Resolution Regarding
Executive Compensation. Management For Voted - For
3. Ratify the Selection by the Audit Committee of the
Board of Directors of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2014. Management For Voted - For
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 20-May-14 Meeting Type: Annual
1A. Election of Director: Marc N. Casper Management For Voted - For
1B. Election of Director: Nelson J. Chai Management For Voted - For
1C. Election of Director: C. Martin Harris Management For Voted - For
1D. Election of Director: Tyler Jacks Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Thomas J. Lynch Management For Voted - For
1G. Election of Director: Jim P. Manzi Management For Voted - For
1H. Election of Director: William G. Parrett Management For Voted - For
1I. Election of Director: Lars R. Sorensen Management For Voted - For
1J. Election of Director: Scott M. Sperling Management For Voted - For
1K. Election of Director: Elaine S. Ullian Management For Voted - For
1427
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. An Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2014. Management For Voted - For
TWENTY-FIRST CENTURY FOX, INC.
CUSIP: 90130A200 TICKER: FOX
Meeting Date: 18-Oct-13 Meeting Type: Annual
1A. Election of Director: K. Rupert Murdoch Management Non-Voting
1B. Election of Director: Delphine Arnault Management Non-Voting
1C. Election of Director: James W. Breyer Management Non-Voting
1D. Election of Director: Chase Carey Management Non-Voting
1E. Election of Director: David F. Devoe Management Non-Voting
1F. Election of Director: Viet Dinh Management Non-Voting
1G. Election of Director: Sir Roderick I. Eddington Management Non-Voting
1H. Election of Director: James R. Murdoch Management Non-Voting
1I. Election of Director: Lachlan K. Murdoch Management Non-Voting
1J. Election of Director: Jacques Nasser Management Non-Voting
1K. Election of Director: Robert S. Silberman Management Non-Voting
1L. Election of Director: Alvaro Uribe Management Non-Voting
2. Proposal to Ratify the Selection of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending June 30,
2014. Management Non-Voting
3. Advisory Vote on Executive Compensation. Management Non-Voting
4. Approval of the Twenty-first Century Fox, Inc. 2013
Long-term Incentive Plan. Management Non-Voting
5. Stockholder Proposal - Adopt A Policy That the
Chairman of the Board of Directors be an
Independent Director. Shareholder Non-Voting
6. Stockholder Proposal - Eliminate the Company's Dual
Class Capital Structure. Shareholder Non-Voting
7. Citizenship Certification - Please Mark "yes" If
the Stock is Owned of Record Or Beneficially by A
U.S. Stockholder, Or Mark "no" If Such Stock is
Owned of Record Or Beneficially by A Non-u.s.
Stockholder. If You Do Not Provide A Response to
This Item 7, You Will be Deemed to be A Non-u.s.
Stockholder and the Shares Will be Subject to The Management Non-Voting
Suspension of Voting Rights Unless You are A
Stockholder of Record As of the Record Date and You
Previously Submitted A U.S. Citizenship
Certification to the Company's Transfer Agent Or
Australian Share Registrar. Non-Voting
1428
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 21-Mar-14 Meeting Type: Special
1. Proposal to Approve the Company Making A Request
for Removal of Its Full Foreign Listing from the
Australian Securities Exchange. Management Non-Voting
2. Citizenship Certification - Please Mark "yes" If
the Stock is Owned of Record Or Beneficially by A
U.S. Stockholder, Or Mark "no" If Such Stock is
Owned of Record Or Beneficially by A Non-u.s.
Stockholder. (please Refer to Appendix A of the
Proxy Statement for Additional Guidance.) If You Do
Not Provide A Response to This Item 2, You Will be
Deemed to be A Non-u.s. Stockholder and the Shares
Will be Subject to the Suspension of Voting Rights
Unless You are A Stockholder of Record As of the
(due to Space Limits, See Proxy Statement for
Full Proposal) Management Non-Voting
US AIRWAYS GROUP, INC.
CUSIP: 90341W108 TICKER: LCC
Meeting Date: 12-Jul-13 Meeting Type: Annual
1. A Proposal to Adopt the Agreement and Plan of
Merger, As Amended (the Merger Agreement), Dated As
of February 13, 2013, by and Among Us Airways
Group, Amr Corporation (amr), and Amr Merger Sub,
Inc., A Wholly-owned Subsidiary of Amr. Management For Voted - For
2. A Proposal to Consider and Approve, on A
Non-binding, Advisory Basis, the Merger-related
Compensation of Us Airways Group's Named Executive
Officers As Disclosed in the Proxy
Statement/prospectus. Management For Voted - For
3. A Proposal to Approve the Adjournment of the 2013
Annual Meeting of Stockholders, If Necessary, to
Solicit Additional Proxies in Favor of the Proposal
to Adopt the Merger Agreement If There are Not
Sufficient Votes to Adopt the Merger Agreement
Present at the 2013 Annual Meeting of Stockholders. Management For Voted - For
4A. Election of Director: Denise M. O'leary Management For Voted - For
4B. Election of Director: George M. Philip Management For Voted - For
5. A Proposal to Ratify the Appointment of KPMG LLP As
the Independent Registered Public Accounting Firm. Management For Voted - For
6. A Proposal to Consider and Approve, on A
Non-binding, Advisory Basis, the Compensation of Us
Airways Group's Named Executive Officers As
Disclosed in the Proxy Statement/prospectus. Management For Voted - For
1429
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VALEANT PHARMACEUTICALS INTERNATIONAL
CUSIP: 91911K102 TICKER: VRX
Meeting Date: 20-May-14 Meeting Type: Annual
01 Director Management
1 Ronald H. Farmer Management For Voted - For
2 Colleen A. Goggins Management For Voted - For
3 Robert A. Ingram Management For Voted - For
4 Anders Lonner Management For Voted - For
5 Theo Melas-kyriazi Management For Voted - For
6 J. Michael Pearson Management For Voted - For
7 Robert N. Power Management For Voted - For
8 Norma A. Provencio Management For Voted - For
9 Howard B. Schiller Management For Voted - For
10 Katharine B. Stevenson Management For Voted - For
02 The Approval, in an Advisory Resolution, of the
Compensation of our Named Executive Officers As
Disclosed in the Compensation Discussion and
Analysis Section, Executive Compensation Tables and
Accompanying Narrative Discussions Contained in the
Management Proxy Circular and Proxy Statement. Management For Voted - For
03 To Appoint PricewaterhouseCoopers LLP As the
Auditors for the Company to Hold Office Until the
Close of the 2015 Annual Meeting of Shareholders
and to Authorize the Company's Board of Directors
to Fix the Auditors' Remuneration. Management For Voted - For
04 To Approve the 2014 Omnibus Incentive Plan and
Ratify and Approve the Grants of 320,033 Share
Units and 180,000 Options Which Were Made Subject
to the Shareholder Approval of the 2014 Plan. Management For Voted - For
VERISIGN, INC.
CUSIP: 92343E102 TICKER: VRSN
Meeting Date: 22-May-14 Meeting Type: Annual
1.1 Election of Director: D. James Bidzos Management For Voted - For
1.2 Election of Director: William L. Chenevich Management For Voted - For
1.3 Election of Director: Kathleen A. Cote Management For Voted - For
1.4 Election of Director: Roger H. Moore Management For Voted - For
1.5 Election of Director: John D. Roach Management For Voted - For
1.6 Election of Director: Louis A. Simpson Management For Voted - For
1.7 Election of Director: Timothy Tomlinson Management For Voted - For
2. To Approve an Amendment to Verisign, Inc.'s Fourth
Amended and Restated Certificate of Incorporation
and Sixth Amended and Restated Bylaws to Permit
Stockholders to Call Special Meetings. Management For Voted - For
3. To Approve, on A Non-binding, Advisory Basis,
Verisign, Inc.'s Executive Compensation. Management For Voted - For
1430
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Ratify the Selection of KPMG LLP As Verisign,
Inc.'s Independent Registered Public Accounting
Firm for the Year Ending December 31, 2014. Management For Voted - For
VIVUS, INC.
CUSIP: 928551100 TICKER: VVUS
Meeting Date: 18-Jul-13 Meeting Type: Contested-Annual
01 Director Management
1 Leland F. Wilson Management For Voted - For
2 Peter Y. Tam Management For Vote Withheld
3 Mark B. Logan Management For Vote Withheld
4 J. Martin Carroll Management For Voted - For
5 Charles J. Casamento Management For Vote Withheld
6 Ernest Mario, Ph.d Management For Voted - For
7 Jorge Plutzky, M.D. Management For Voted - For
8 L. M.D. Shortliffe,m.d. Management For Vote Withheld
9 Robert N. Wilson Management For Voted - For
02 Advisory Vote to Approve Executive Compensation. Management For Voted - For
03 Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
04 Repeal Any Amendments to Vivus, Inc.'s Amended and
Restated Bylaws in Effect As of April 18, 2012, As
Amended on February 20, 2013, That is Inconsistent
with the Election of First Manhattan Co.'s Nominees. Management Against Voted - Against
01 Director Management
1 Michael James Astrue Management Non-Voting
2 Rolf Bass Management Non-Voting
3 Jon C. Biro Management Non-Voting
4 Samuel F. Colin Management Non-Voting
5 Alexander J. Denner Management Non-Voting
6 Johannes J.p. Kastelein Management Non-Voting
7 Melvin L. Keating Management Non-Voting
8 David York Norton Management Non-Voting
9 Herman Rosenman Management Non-Voting
02 To Vote on the Company's Proposal to Approve, on an
Advisory Basis, the Compensation of the Company's
Named Executive Officers. Management Non-Voting
03 To Ratify the Appointment of Oum & Co. LLP As the
Company's Independent Registered Public Accounting
Firm for 2013. Management Non-Voting
04 To Adopt A Resolution Repealing Any Provision of
the Company's Amended and Restated Bylaws in Effect
at the Time of the Annual Meeting That Was Not
Included in the Company's Bylaws in Effect As of
April 18, 2012 and Publicly Filed with the Sec on
April 20, 2012, As Amended by Amendment No. 1 to
the Bylaws, Publicly Filed with the Sec on February
26, 2013, and is Inconsistent with the Election of
the Nominees at the Annual Meeting. Management Non-Voting
1431
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 14-Aug-13 Meeting Type: Annual
01 Director Management
1 Michael J. Astrue Management For Voted - For
2 J. Martin Carroll Management For Voted - For
3 Samuel F. Colin, M.D. Management For Voted - For
4 A.J. Denner, Ph.D. Management For Voted - For
5 Johannes J.p. Kastelein Management For Voted - For
6 Mark B. Logan Management For Voted - For
7 David York Norton Management For Voted - For
8 Jorge Plutzky, M.D. Management For Voted - For
9 Herman Rosenman Management For Voted - For
10 Robert N. Wilson Management For Voted - For
11 Anthony P. Zook Management For Voted - For
02 Advisory Vote to Approve Executive Compensation. Management For Voted - For
03 Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
YPF SOCIEDAD ANONIMA
CUSIP: 984245100 TICKER: YPF
Meeting Date: 30-Apr-14 Meeting Type: Annual
1. Appointment of Two Shareholders to Sign the Minutes
of the Meeting. Management For Voted - For
2. Consideration of the Board of Directors'
Resolutions Regarding the Creation of A Long-term
Plan of Compensation in Shares for Employees,
Through the Acquisition of Shares Held by the
Company in Accordance with Article 64 Et. Seq. of
Law 26,831. Exemption from the Preemptive Offer of
Shares to Shareholders Pursuant to Article 67 of
Law 26,831. Management For Voted - For
3. Consideration of the Annual Report, Inventory,
Balance Sheet, Income Statement, Statement of
Changes in Shareholders' Equity and Statement of
Cash Flow, with Their Notes, Charts, Exhibits and
Related Documents, and the Report of the
Supervisory Committee and Independent Auditor,
Corresponding to the Fiscal Year No. 37 Begun on
January 1, 2013 and Ended on December 31, 2013. Management For Voted - For
4. Use of Profits Accumulated As of December 31, 2013.
Constitution of Reserves. Declaration of Dividends. Management For Voted - For
5. Remuneration of the Independent Auditor for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
6. Appointment of the Independent Auditor Who Shall
Report on the Annual Financial Statements As of
December 31, 2014 and Determination of Its
Remuneration. Management For Voted - For
7. Extension of the Powers Delegated to the Board of
Directors to Determine the Terms and Conditions of
1432
GLOBAL X TOP HEDGE FUND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Notes Issued Under the Current Global
Medium-term Notes Program. Management For Voted - For
8. Consideration of the Performance of the Board of
Directors and the Supervisory Committee During the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
9. Remuneration of the Board of Directors for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
10. Remuneration of the Supervisory Committee for the
Fiscal Year Ended on December 31, 2013. Management For Voted - For
11. Determination of the Number of Regular and
Alternate Members of the Supervisory Committee. Management For Abstain
12. Appointment of One Regular and One Alternate Member
of the Supervisory Committee for the Class A Shares. Management For Abstain
13. Appointment of the Regular and Alternate Members of
the Supervisory Committee for the Class D Shares. Management For Abstain
14. Determination of the Number of Regular and
Alternate Members of the Board of Directors. Management For Voted - Against
15. Appointment of One Regular and One Alternate
Director for the Class A Shares and Determination
of Their Tenure. Management For Voted - For
16. Appointment of the Regular and Alternate Directors
for Class D Shares and Determination of Their
Tenure. Management For Voted - For
17. Determination of the Remuneration to be Received by
the Members of the Board of Directors and the
Members of the Supervisory Committee for the Fiscal
Year Begun on January 1, 2014. Management For Abstain
18. Consideration of the Withdrawal of the Corporate
Liability Action Initiated by the Company Against
Mr. Antonio Brufau Niubo. Management For Abstain
1433
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHA MINERALS INC, VANCOUVER BC
CUSIP: 02077G108
Meeting Date: 28-Nov-13 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 To Consider, And, If Deemed Advisable, Pass, with
Or Without Variation, A Special Resolution, the
Full Text of Which is Set Out in Appendix A to the
Accompanying Management Information Circular, to
Approve an Arrangement Under Section 193 of the
Business Corporations Act (alberta), All As More
Particularly Described in the Management
Information Circular Management For Voted - For
AREVA - SOCIETE DES PARTICIPATIONS DU CO
CUSIP: F0379H125
Meeting Date: 20-May-14 Meeting Type: MIX
Please Note in the French Market That the Only
Valid Vote Options are "for"-and "against" A Vote
of "abstain" Will be Treated As an "against" Vote. Non-Voting Non-Voting
The Following Applies to Shareholders That Do Not
Hold Shares Directly with A-french Custodian: Proxy
Cards: Voting Instructions Will be Forwarded to
The-global Custodians on the Vote Deadline Date. in
Capacity As Registered-intermediary, the Global
Custodians Will Sign the Proxy Cards and
Forward-them to the Local Custodian. If You Request
More Information, Please Contact-your Client
Representative. Non-Voting Non-Voting
30 Apr 2014: Please Note That Important Additional
Meeting Information is Avai-lable by Clicking
on the Material Url Link:- Https://balo.journal-
Officiel.gouv.fr/pdf/2014/0331/2014033114008-
35.pdf. Please Note That This is A Revision Due to
Receipt of Additional Url:-http://www.journal-
Officiel.gouv.fr//pdf/2014/0430/201404301401396
.pdf. If You-have Already Sent in Your Votes,
Please Do Not Vote Again Unless You Decide T-o
Amend Your Original Instructions. Thank You Non-Voting Non-Voting
O.1 Approval of the Corporate Financial Statements for
the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.2 Approval of the Consolidated Financial Statements
for the Financial Year Ended on December 31st, 2013 Management For Voted - For
O.3 Allocation of Income for the 2013 Financial Year Management For Voted - For
1434
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O.4 Agreements and Commitments Pursuant to Articles
L.225-86 Et Seq. and L.225-90-1 of the Commercial
Code Management For Voted - For
O.5 Setting the Amount of Attendance Allowances
Allocated to the Supervisory Board for the 2014
Financial Year Management For Voted - For
O.6 Ratification of the Appointment of Mr. Pierre
Blayau As Supervisory Board Member Management For Voted - For
O.7 Advisory Review of the Compensation Owed Or Paid to
Mr. Luc Oursel, Chairman and Executive Board Member
for the 2013 Financial Year Management For Voted - For
O.8 Advisory Review of the Compensation Owed Or Paid to
Mr. Philippe Knoche As Executive Board Member and
Managing Director, Mr. Olivier Wantz As Executive
Board Member and Deputy Managing Director and Mr.
Pierre Aubouin As Executive Board Member and Deputy
Managing Director for the 2013 Financial Year Management For Voted - For
O.9 Authorization to be Granted to the Executive Board
to Trade in Company's Shares Management For Voted - Against
E.10 Delegation of Authority to be Granted to the
Executive Board to Decide to Issue Common Shares
And/or Securities Giving Access to Capital of the
Company While Maintaining Preferential Subscription
Rights Management For Voted - For
E.11 Delegation of Authority to be Granted to the
Executive Board to Decide to Issue Common Shares
And/or Securities Giving Access to Capital of the
Company with Cancellation of Preferential
Subscription Rights Via Public Offering Management For Voted - For
E.12 Delegation of Authority to be Granted to the
Executive Board to Decide to Issue Common Shares
And/or Securities Giving Access to Capital of the
Company with Cancellation of Preferential
Subscription Rights Via an Offer Pursuant to
Article L.411-2, II of the Monetary and Financial
Code Management For Voted - For
E.13 Delegation of Authority to the Executive Board to
Increase the Number of Securities to be Issued, in
Case of Issuance Carried Out with Or Without
Shareholders' Preferential Subscription Rights Management For Voted - For
E.14 Delegation of Powers to be Granted to the Executive
Board to Increase Capital by Issuing Common Shares
And/or Securities Giving Access to Capital, in
Consideration for In-kind Contributions Granted to
the Company and Comprised of Equity Securities Or
Securities Giving Access to Capital Management For Voted - For
E.15 Delegation of Authority to be Granted the Executive
Board to Increase Share Capital by Incorporation of
Reserves, Profits Or Premiums Management For Voted - For
E.16 Delegation of Authority to the Executive Board to
Increase Share Capital by Issuing Common Shares,
Reserved for Members of A Corporate Savings Plan of
the Company Or Its Group Management For Voted - For
E.17 Overall Limitation on Issuance Authorizations Management For Voted - For
1435
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E.18 Powers to Carry Out All Legal Formalities Management For Voted - For
BANNERMAN RESOURCES LTD
CUSIP: Q1291U101
Meeting Date: 22-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 3, 4, 5, 6, 7 and 8-and Votes Cast by
Any Individual Or Related Party Who Benefit from
The-passing of the Proposal/s Will be Disregarded
by the Company. Hence, If You-have Obtained Benefit
Or Expect to Obtain Future Benefit You Should Not
Vote-(or Vote "abstain") on the Relevant Proposal
Items. by Doing So, You-acknowledge That You Have
Obtained Benefit Or Expect to Obtain Benefit by
The-passing of the Relevant Proposal/s. by Voting
(for Or Against) on the Above-mentioned Proposal/s,
You Acknowledge That You Have Not Obtained Benefit-
Neither Expect to Obtain Benefit by the Passing of
the Relevant Proposal/s-and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of the Remuneration Report Management For Voted - For
2.a Re-election of Director-mr Ronnie Beevor Management For Voted - For
2.b Re-election of Director-mr Clive Jones Management For Voted - For
3 Approval of the Grant of Ceo Performance Rights to
Mr Len Jubber Management For Voted - For
4 Refreshing of the Approval to Allot and Issue
4,000,000 Shares to Savanna Management For Voted - For
5 Approval of Additional 10% Share Issue Capacity Management For Voted - For
6 Renewal of the Employee Incentive Plan Management For Voted - For
7 Renewal of the Non- Executive Director Share
Incentive Plan Management For Voted - For
8 Approval of Amendment and Restatement of Rcf
Existing Convertible Note Management For Voted - For
Meeting Date: 19-Jun-14 Meeting Type: ExtraOrdinary General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 1 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
1436
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Approval of the New Convertible Note and the Grant
of Security to Rcf Fund Vi Management For Voted - For
BERKELEY RESOURCES LTD, PERTH WA
CUSIP: Q1482M108
Meeting Date: 19-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 3 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Director - Mr Ian Middlemas Management For Voted - For
3 Approval of 10% Placement Facility Management For Voted - For
CAMECO CORP, SASKATOON, SK
CUSIP: 13321L108
Meeting Date: 28-May-14 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
282894 Due to Addition Of-resolution A. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "d and
E" and 'in Favor' Or 'abstain' Only for Resolution
Num-bers "b.1 to B.13 and C". Thank You. Non-Voting Non-Voting
A Please Note That the Board Doesn't Make Any
Recommendation on This Resolution: the Undersigned
Hereby Certifies That the Shares Represented by
This Proxy are Owned and Controlled by A Canadian Management For Voted - For
B.1 Elect Director Ian Bruce Management For Voted - For
B.2 Elect Director Daniel Camus Management For Voted - For
B.3 Elect Director John Clappison Management For Voted - For
B.4 Elect Director Joe Colvin Management For Voted - For
B.5 Elect Director James Curtiss Management For Voted - For
1437
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B.6 Elect Director Donald Deranger Management For Voted - For
B.7 Elect Director Catherine Gignac Management For Voted - For
B.8 Elect Director Tim Gitzel Management For Voted - For
B.9 Elect Director James Gowans Management For Voted - For
B.10 Elect Director Nancy Hopkins Management For Voted - For
B.11 Elect Director Anne Mclellan Management For Voted - For
B.12 Elect Director Neil Mcmillan Management For Voted - For
B.13 Elect Director Victor Zaleschuk Management For Voted - For
C Ratify KPMG LLP As Auditors Management For Voted - For
D Advisory Vote on Executive Compensation Approach Management For Voted - For
E Amend Bylaws Management For Voted - For
DENISON MINES CORP, TORONTO, ON
CUSIP: 248356107
Meeting Date: 08-May-14 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain'- Only for Resolution
Numbers "1.1 to 1.8 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: John H. Craig Management For Voted - For
1.2 Election of Director: W. Robert Dengler Management For Voted - For
1.3 Election of Director: Brian D. Edgar Management For Voted - For
1.4 Election of Director: Ron F. Hochstein Management For Voted - For
1.5 Election of Director: Tae Hwan Kim Management For Voted - For
1.6 Election of Director: Lukas H. Lundin Management For Voted - For
1.7 Election of Director: William A. Rand Management For Voted - For
1.8 Election of Director: Catherine J.g. Stefan Management For Voted - For
2 Reappointment of PricewaterhouseCoopers LLP As
Auditors and to Authorize the Directors to Fix the
Remuneration of the Auditors Management For Voted - For
ENERGY FUELS INC
CUSIP: 292671104
Meeting Date: 13-Aug-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
2". Thank You. Non-Voting Non-Voting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
1 To Consider And, If Thought Advisable, Pass an
Ordinary Resolution Authorizing the Issuance of
Common Shares of the Corporation Pursuant to an
Arrangement Between the Corporation and Strathmore
Minerals Corp. ("strathmore"), Pursuant to Which,
Among Other Things, the Corporation Will Indirectly
Acquire All of the Issued and Outstanding Common
1438
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shares of Strathmore (each A "strathmore Common
Share") and All of the Issued and Outstanding
Restricted Share Units of Strathmore (each A
"strathmore Rsu") on the Basis of 1.47 Common
Shares of the Corporation (as Currently
Constituted) (each, an "existing Efi Share") for
Each Whole Strathmore Common Share Or Strathmore
Rsu, and Will Issue to the Contd Management For Voted - For
Contd Holders of Stock Options Exercisable to
Purchase Strathmore Common-shares (each A
"strathmore Option"), 1.47 Stock Options
Exercisable To-purchase Efi Common Shares for Each
Strathmore Option Held, on the Same Terms- and
Conditions As the Strathmore Options, As More
Particularly Described In-the Management
Information Circular Dated July 15, 2013 of the
Corporation-(the "circular") Non-Voting Non-Voting
2 To Consider And, If Thought Advisable, Pass A
Special Resolution Authorizing an Amendment to the
Articles of the Corporation Providing That the
Existing Efi Shares be Consolidated on the Basis of
Up to Twenty (20) Existing Efi Shares for One (1)
New Common Share in the Capital of the Corporation,
As More Particularly Described in the Circular Management For Voted - For
3 To Transact Such Other Business As May Properly be
Brought Before the Meeting Or Any Adjournment
Thereof Management For Voted - Against
Meeting Date: 30-Oct-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
1 With Respect to the Share Consolidation Resolution
Attached As Schedule A to the Management
Information Circular of the Corporation Dated
September 24, 2013 Management For Voted - For
2 With Respect to Amendments to the Above Matters and
on Such Other Business As May Properly Come Before
the Meeting Or Any Adjournment Thereof Management Against Voted - For
ENERGY FUELS INC
CUSIP: 292671708
Meeting Date: 21-May-14 Meeting Type: MIX
Please Note That This is an Amendment to Meeting Id
288073 Due to Addition Of-resolution 5. All Votes
Received on the Previous Meeting Will be
Disregarded A-nd You Will Need to Reinstruct on
This Meeting Notice. Thank You. Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "3 and
1439
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4" and 'in Favor' Or 'abstain' Only for Resolution
Num-bers "1.1 to 1.9 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of J. Birks Bovaird As Director Management For Voted - For
1.2 Election of Stephen P. Antony As Director Management For Voted - For
1.3 Election of Paul A. Carroll As Director Management For Voted - For
1.4 Election of Lawrence A. Goldberg As Director Management For Voted - For
1.5 Election of Mark E. Goodman As Director Management For Voted - For
1.6 Election of Bruce D. Hansen As Director Management For Voted - For
1.7 Election of Ron F. Hochstein As Director Management For Voted - For
1.8 Election of Tae Hwan Kim As Director Management For Voted - For
1.9 Election of Richard J. Patricio As Director Management For Voted - For
2 Appointment of KPMG LLP, Chartered Accountants As
Auditors and to Authorize the Directors to Fix the
Remuneration of the Auditors Management For Voted - For
3 The Ordinary Resolution Ratifying By- Law No. 2 of
the Corporation, As Described in the Management
Information Circular Management For Voted - For
4 The Ordinary Resolution Ratifying an Amendment to
the By-laws of the Corporation to Add an Advance
Notice Requirement for Nominations of Directors by
Shareholders in Certain Circumstances, As Described
in the Management Information Circular Management For Voted - For
5 In His/her Discretion with Respect to Amendments to
the Above Matters and on Such Other Business As May
Properly Come Before the Meeting Or Any Adjournment
Thereof Management For Voted - Against
ENERGY RESOURCES OF AUSTRALIA LTD ERA, CANBERRA CI
CUSIP: Q35254111
Meeting Date: 09-Apr-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposal 3 and Votes Cast by Any-individual Or
Related Party Who Benefit from the Passing of the
Proposal/s-will be Disregarded by the Company.
Hence, If You Have Obtained Benefit Or- Expect to
Obtain Future Benefit (as Referred in the Company
Announcement) You-should Not Vote (or Vote
"abstain") on the Relevant Proposal Items. by
Doing-so, You Acknowledge That You Have Obtained
Benefit Or Expect to Obtain-benefit by the Passing
of the Relevant Proposal/s. by Voting (for Or
Against)-on the Above Mentioned Proposal/s, You
Acknowledge That You Have Not Obtained-benefit
Neither Expect to Obtain Benefit by the Passing of
the Relevant- Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
3 Adoption of the Remuneration Report Management For Voted - Against
4 Re-election of Director-dr Helen Garnett Management For Voted - For
1440
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FISSION URANIUM CORP, KELOWNA, BC
CUSIP: 33812R109
Meeting Date: 28-Nov-13 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
Deletion of Comment Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-all Resolution. Thank
You. Non-Voting Non-Voting
1 To Consider, And, If Deemed Advisable, Pass, with
Or Without Variation, A Special Resolution, the
Full Text of Which is Set Out in Appendix "a" to
the Accompanying Management Information Circular,
to Approve an Arrangement Under Section 192 of the
Canada Business Corporations Act, All As More
Particularly Described in the Management
Information Circular Management For Voted - For
2 To Consider, And, If Deemed Advisable, Pass, with
Or Without Variation, an Ordinary Resolution, the
Full Text of Which is Set Out in the Accompanying
Management Information Circular, to Approve the
Stock Option Plan of Fission 3.0 Corp., All As More
Particularly Described in the Management
Information Circular Management For Voted - For
04 Nov 2013: Please Note That This is A Revision
Due to Deletion of Comment. I-f You Have Already
Sent in Your Votes, Please Do Not Return This Proxy
Form Un-less You Decide to Amend Your Original
Instructions. Thank You. Non-Voting Non-Voting
GREENLAND MINERALS AND ENERGY LTD
CUSIP: Q4352V117
Meeting Date: 22-May-14 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4, 5, 6 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit (as Referred in the
Company-announcement) You Should Not Vote (or Vote
"abstain") on the Relevant-proposal Items. by Doing
So, You Acknowledge That You Have Obtained
Benefit-or Expect to Obtain Benefit by the Passing
of the Relevant Proposal/s. By-voting (for Or
Against) on the Above Mentioned Proposal/s, You
Acknowledge-that You Have Not Obtained Benefit
Neither Expect to Obtain Benefit by The-passing of
1441
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
the Relevant Proposal/s and You Comply with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - Against
2 Re-election of Director-john Mair Management For Voted - For
3 Re-election of Director-simon Cato Management For Voted - For
4 Ratify Employee Rights Granted to Employees Management For Voted - For
5 Approval for Placement of Shares Management For Voted - For
6 Approval of Additional Placement Capacity Management For Voted - For
LARAMIDE RESOURCES LTD, SPRING HILL QLD
CUSIP: 51669T101
Meeting Date: 21-May-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.4 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Marc C. Henderson Management For Voted - For
1.2 Election of Director: D. Scott Patterson Management For Voted - For
1.3 Election of Director: John G. Booth Management For Voted - For
1.4 Election of Director: Paul Wilkens Management For Voted - For
2 To Approve the Appointment of Collins Barrow
Toronto LLP As Auditors of the Corporation for the
Ensuing Year and Authorize the Directors to Fix the
Remuneration of the Auditors Management For Voted - For
3 To Consider And, If Deemed Advisable, Approve with
Or Without Variation, A Resolution to Renew the
Stock Option Plan of the Company for the Ensuing
Three (3) Years Management For Voted - For
MEGA URANIUM LTD
CUSIP: ADPV07962
Meeting Date: 30-Sep-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only-for Resolutions "1, 2
and 4" and 'in Favor' Or 'abstain' Only for
Resolution-numbers "3.a to 3.i". Thank You. Non-Voting Non-Voting
"please Note That This Meeting Mentions Dissenter's
Rights, Please Refer to Th-e Management Information
Circular for Details". Thank You. Non-Voting Non-Voting
1 A Special Resolution Approving an Amendment to the
Corporation's Articles to Consolidate Its Common
Shares on the Basis of One (1) Post- Consolidation
Common Share for Every Ten (10) Pre-consolidation
Common Shares Outstanding, As More Fully Described
in the Accompanying Management Information Circular
Dated August 23, 2013 in Respect of the Meeting
(the "circular") Management For Voted - For
1442
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 A Special Resolution Approving an Amendment to the
Corporation's Articles to Change Its Name to
"uranium Capital Corporation", Conditional Upon
Completion of the Arrangement with Rockgate Capital
Corporation, As More Fully Described in the Circular Management For Voted - For
3.a Election of Director: Allen Ambrose, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.b Election of Director: Edward Ford, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.c Election of Director: Anthony Grey, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.d Election of Director: Sheldon Inwentash,
Conditional Upon, and Effective Only Upon,
Completion of the Arrangement with Rockgate Capital
Corporation Management For Voted - For
3.e Election of Director: Karl Kottmeier, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.f Election of Director: Richard Patricio, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.g Election of Director: Douglas Reeson, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.h Election of Director: Michael Sweatman, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
3.i Election of Director: Philip Williams, Conditional
Upon, and Effective Only Upon, Completion of the
Arrangement with Rockgate Capital Corporation Management For Voted - For
4 A Resolution Approving the Issuance of Up to
257,174,434 Common Shares of the Corporation
(subject to Increase Due to Rounding) Pursuant to
the Arrangement with Rockgate Capital Corporation,
As More Fully Described in the Circular Management For Voted - For
Meeting Date: 19-Mar-14 Meeting Type: Annual General Meeting
18 Feb 2014: Please Note That Shareholders are
Allowed to Vote 'in Favor' Or '-abstain' Only for
Resolution Numbers "1.a to 1.f and 2". Thank You. Non-Voting Non-Voting
1.a Election of Director: Anthony Grey Management For Voted - For
1.b Election of Director: Sheldon Inwentash Management For Voted - For
1.c Election of Director: Arni Johannson Management For Voted - Against
1.d Election of Director: Douglas Reeson Management For Voted - For
1.e Election of Director: Michael Sweatman Management For Voted - For
1.f Election of Director: Stewart Taylor Management For Voted - For
2 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
1443
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Feb 2014: Please Note That This is A Revision
Due to Change in Numbering Of-resolutions from 1.a
to 1.f and Modification of Comment. If You Have
Already-sent in Your Votes, Please Do Not Return
This Proxy Form Unless You Decide To-amend Your
Original Instructions. Thank You Non-Voting Non-Voting
PALADIN ENERGY LTD, SUBIACO WA
CUSIP: Q7264T104
Meeting Date: 21-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1 and 4 and Votes Cast-by Any Individual
Or Related Party Who Benefit from the Passing of
The-proposal/s Will be Disregarded by the Company.
Hence, If You Have Obtained-benefit Or Expect to
Obtain Future Benefit You Should Not Vote (or
Vote-"abstain") on the Relevant Proposal Items. by
Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Remuneration Report Management For Voted - For
2 Re-election of Director - R Crabb Management For Voted - For
3 Re-election of Director - P Baily Management For Voted - For
4 Ratification of Share Issue Management For Voted - For
ROCKGATE CAPITAL CORP, VANCOUVER BC
CUSIP: 773405105
Meeting Date: 25-Sep-13 Meeting Type: Special General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "1".
Thank You. Non-Voting Non-Voting
"please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details" Non-Voting Non-Voting
1 To Consider And, If Thought Advisable, to Pass A
Special Resolution to Approve A Plan of Arrangement
Involving Rockgate Capital Corp., the Rockgate
Shareholders and Mega Uranium Ltd. Pursuant to
Section 289 of the Business Corporations Act
(british Columbia). the Full Text of the
Arrangement Resolution is Set Forth in Appendix "a"
to the Accompanying Management Information Circular
Dated August 26, 2013 Management For Voted - For
1444
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 10-Dec-13 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolutions "1 and
4" and 'in Favor' Or 'abstain' Only For- Resolution
Numbers "2.1 to 2.7 and 3". Thank You. Non-Voting Non-Voting
1 To Set the Number of Directors at Seven (7) Management For Voted - For
2.1 Election of Director: Karl Kottmeier Management For Voted - For
2.2 Election of Director: Douglas E. Ford Management For Voted - For
2.3 Election of Director: Bryan Hyde Management For Voted - For
2.4 Election of Director: Allen Ambrose Management For Voted - For
2.5 Election of Director: Gord Neal Management For Voted - For
2.6 Election of Director: Edward D. Ford Management For Voted - For
2.7 Election of Director: Phil Williams Management For Voted - For
3 Appointment of KPMG LLP As Auditors of the Company
for the Ensuing Year and Authorizing the Directors
to Fix Their Remuneration Management For Voted - For
4 To Consider And, If Thought Fit, to Approve the
Company's Stock Option Plan, Which Makes A Total of
10% of the Issued and Outstanding Shares of the
Company Available for Issuance Thereunder, As
Described in the Accompanying Information Circular
Dated November 5, 2013 Management For Voted - For
Meeting Date: 15-Jan-14 Meeting Type: Special General Meeting
Please Note That This Meeting Mentions Dissenter's
Rights, Please Refer To-the Management Information
Circular for Details Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For-resolution "1", Abstain
is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 A Special Resolution, the Full Text of Which is Set
Forth As "appendix A" to the Information Circular,
Approving an Arrangement Under Section 288 of the
Business Corporations Act (british Columbia)
Involving Rockgate Capital Corp., the
Securityholders of Rockgate Capital Corp. and
Denison Mines Corp., and Certain Matters Related
Thereto, All As More Particularly Described in the
Information Circular Which Accompanies This Proxy Management For Voted - For
SILEX SYSTEMS LTD, LUCAS HEIGHTS NSW
CUSIP: Q85045104
Meeting Date: 19-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4 and 5 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
1445
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Re-election of Mr Chris Wilks As A Director Management For Voted - For
3 Election of Mr Andrew Stock As A Director Management For Voted - For
4 Approval of Long Term Incentives to Dr Michael
Goldsworthy Management For Voted - For
5 Approval of Short Term Incentives to Dr Michael
Goldsworthy Management For Voted - For
6 Approval of the Silex Systems Limited Constitution Management For Voted - For
SYRAH RESOURCES LTD, MELBOURNE
CUSIP: Q8806E100
Meeting Date: 19-Nov-13 Meeting Type: Annual General Meeting
Voting Exclusions Apply to This Meeting for
Proposals 1, 4, 5, 6 and Votes-cast by Any
Individual Or Related Party Who Benefit from the
Passing of The-proposal/s Will be Disregarded by
the Company. Hence, If You Have Obtained-benefit Or
Expect to Obtain Future Benefit You Should Not Vote
(or Vote-"abstain") on the Relevant Proposal Items.
by Doing So, You Acknowledge That-you Have Obtained
Benefit Or Expect to Obtain Benefit by the Passing
of The- Relevant Proposal/s. by Voting (for Or
Against) on the Above Mentioned- Proposal/s, You
Acknowledge That You Have Not Obtained Benefit
Neither Expect-to Obtain Benefit by the Passing of
the Relevant Proposal/s and You Comply-with the
Voting Exclusion. Non-Voting Non-Voting
1 Adoption of Remuneration Report Management For Voted - For
2 Election of Mr Tolga Kumova As A Director of the
Company Management For Voted - For
3 Election of Mr Rhett Brans As A Director of the
Company Management For Voted - For
4 That for the Purposes of Asx Listing Rule 7.4, and
for All Other Purposes, Shareholders Approve,
Ratify and Confirm the Allotment and Issue on 21
March 2013 of 1,000,000 Unlisted Options in the
Company As Described in the Explanatory Memorandum Management For Voted - For
5 That for the Purposes of Asx Listing Rule 7.4, and
for All Other Purposes, Shareholders Approve,
Ratify and Confirm the Allotment and Issue on 12
June 2013 of 250,000 Unlisted Options in the
Company As Described in the Explanatory Memorandum Management For Voted - For
1446
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Approval of Issue of Securities Under Employee
Share Option Plan Management For Voted - For
UEX CORP, VANCOUVER, BC
CUSIP: 902666106
Meeting Date: 06-Jun-14 Meeting Type: MIX
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution "3" and
'in Favor' Or 'abstain' Only for Resolution-numbers
"1.1 to 1.6 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Suraj P. Ahuja Management For Voted - For
1.2 Election of Director: Mark P. Eaton Management For Voted - For
1.3 Election of Director: Roger M. Lemaitre Management For Voted - For
1.4 Election of Director: Colin C. Macdonald Management For Voted - For
1.5 Election of Director: Emmet Mcgrath Management For Voted - For
1.6 Election of Director: Graham C. Thody Management For Voted - For
2 To Appoint KPMG LLP As Auditors of the Corporation
for the Ensuing Year and to Authorize the Directors
to Fix Their Remuneration Management For Voted - For
3 To Re-approve the Stock Option Plan of the
Corporation Management For Voted - For
URANERZ ENERGY CORPORATION
CUSIP: 91688T104 TICKER: URZ
Meeting Date: 10-Jul-13 Meeting Type: Annual
1. Director Management
1 Glenn Catchpole Management For Voted - For
2 Dennis Higgs Management For Voted - For
3 Paul Saxton Management For Voted - For
4 Gerhard Kirchner Management For Voted - For
5 Peter Bell Management For Voted - For
6 Arnold Dyck Management For Voted - For
2. To Reconfirm the Shareholder Rights Plan. Management For Voted - Against
3. To Ratify the Appointment of the Company's
Independent Registered Public Accounting Firm,
Manning Elliott LLP, for the Fiscal Year Ending
December 31, 2013. Management For Voted - For
Meeting Date: 11-Jun-14 Meeting Type: Annual
1. Director Management
1 Glenn Catchpole Management For Voted - For
2 Dennis Higgs Management For Voted - For
3 Paul Goranson Management For Voted - For
4 Paul Saxton Management For Voted - For
5 Gerhard Kirchner Management For Voted - For
1447
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Peter Bell Management For Voted - For
7 Arnold Dyck Management For Voted - For
2. To Ratify the Appointment of the Company's
Independent Registered Public Accounting Firm,
Manning Elliott LLP, for the Fiscal Year Ending
December 31, 2014. Management For Voted - For
3. To Approve the Resolution Regarding the Advisory
Vote on the Compensation of our Executive Officers. Management For Voted - For
URANIUM ENERGY CORP.
CUSIP: 916896103 TICKER: UEC
Meeting Date: 24-Jul-13 Meeting Type: Annual
1 Director Management
1 Amir Adnani Management For Voted - For
2 Alan P. Lindsay Management For Voted - For
3 Harry L. Anthony Management For Voted - For
4 Ivan Obolensky Management For Voted - For
5 Vincent Della Volpe Management For Voted - For
6 David Kong Management For Voted - For
7 Katharine Armstrong Management For Voted - For
2 To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm. Management For Voted - For
3 To Approve the Company's 2013 Stock Incentive Plan. Management For Voted - For
4 To Approve, on A Non-binding Advisory Basis, the
Compensation of our Named Executive Officers. Management For Voted - Against
URANIUM RESOURCES, INC.
CUSIP: 916901606 TICKER: URRE
Meeting Date: 29-Jan-14 Meeting Type: Special
1. To Approve the Terms of the Senior Secured Loan
Agreement Between the Company and Resource Capital
Fund V L.p. and the Issuance of Approximately 7.5
Million Shares of Uri Common Stock (subject to
Adjustment), Consisting of Approximately 5.8
Million Shares Issuable Upon the Conversion of
Amounts Drawn Under the (due to Space Limits,
See Proxy Statement for Full Proposal) Management For Voted - For
2. To Approve an Adjournment of the Special Meeting,
If Necessary, If A Quorum is Present, to Solicit
Additional Proxies If There are Not Sufficient
Votes in Favor of Proposal 1 Management For Voted - For
Meeting Date: 04-Jun-14 Meeting Type: Annual
1. Director Management
1 Paul K. Willmott Management For Voted - For
1448
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Christopher M. Jones Management For Voted - For
3 Terence J. Cryan Management For Voted - For
4 Marvin K. Kaiser Management For Voted - For
5 Tracy A. Stevenson Management For Voted - For
6 Mark K. Wheatley Management For Voted - For
2. Ratification of the Appointment of Hein &
Associates LLP As the Company's Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2014. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
UR-ENERGY INC.
CUSIP: 91688R108 TICKER: URG
Meeting Date: 29-Apr-14 Meeting Type: Annual and Special Meeting
01 Director Management
1 Jeffrey T. Klenda Management For Voted - For
2 Wayne W. Heili Management For Voted - For
3 James M. Franklin Management For Voted - For
4 W. William Boberg Management For Voted - For
5 Paul Macdonell Management For Voted - For
6 Thomas Parker Management For Voted - For
02 Re-appoint PricewaterhouseCoopers LLP As our
Independent Auditors of the Company and Authorize
the Directors to Fix Their Remuneration. Management For Voted - For
03 Approve in an Advisory (non-binding) Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
04 Conduct an Advisory (non-binding) Vote Regarding
the Frequency of the Say-on-pay Votes. Management Voted - 1 Year
05 Ratify, Confirm and Approve the Renewal of the
Ur-energy Inc. Amended and Restated Stock Option
Plan 2005, and to Approve and Authorize for A
Period of Three Years All Unallocated Options
Issuable Pursuant to the Option Plan. Management For Voted - For
1449
GLOBAL X WASTE MANAGEMENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTEGRATED WASTE SOLUTIONS GROUP HOLDINGS LTD
CUSIP: G4812S101
Meeting Date: 30-Sep-13 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for All Resolutions.
Thank You. Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0828/ltn20130828439.pdf-and-
Http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0828/ltn20130828423.pdf Non-Voting Non-Voting
1 To Consider and Receive the Audited Consolidated
Financial Statements of the Company and the Reports
of the Directors of the Company and Auditor of the
Company for the Year Ended 31 March 2013 Management For Voted - Against
2 To Re-elect Mr. Lau Shun Chuen, A Retiring
Director, As an Independent Non-executive Director
of the Company Management For Voted - For
3 To Re-elect Mr. Cheng Chi Ming, Brian, A Retiring
Director, As A Non-executive Director of the Company Management For Voted - Against
4 To Re-elect Mr. Lau Sai Cheong, A Retiring
Director, As an Executive Director of the Company Management For Voted - For
5 To Appoint Mr. Tam Sui Kin, Chris, As an Executive
Director of the Company Management For Voted - For
6 To Authorize the Board of Directors of the Company
to Fix the Respective Directors' Remuneration Management For Voted - For
7 To Appoint KPMG As the Auditor of the Company and
to Authorize the Board of Directors of the Company
to Fix Auditor's Remuneration Management For Voted - For
8 To Grant A General Mandate to the Directors of the
Company to Purchase the Company's Shares Not
Exceeding 10% of the Aggregate Nominal Amount of
the Issued Share Capital of the Company As at the
Date of Passing of This Resolution Management For Voted - For
9 To Grant A General Mandate to the Directors of the
Company to Issue, Allot and Deal with Additional
Shares of the Company Not Exceeding 20% of the
Aggregate Nominal Amount of the Issued Share
Capital of the Company As at the Date of Passing of
This Resolution Management For Voted - Against
10 To Extend the General Mandate Granted to the
Directors of the Company to Issue, Allot and Deal
with Additional Shares in the Capital of the
Company by the Aggregate Nominal Amount of Shares
Repurchased by the Company Management For Voted - Against
1450
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE GLOBAL X FUNDS
\s\ Bruno del Ama
President
Date: August 28, 2014