UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22209
GLOBAL X FUNDS
(Exact name of registrant as specified in charter)
GLOBAL X Funds
623 Fifth Avenue, 15th Floor
New York, NY 10022
(Address of principal executive offices)
Bruno del Ama
623 Fifth Avenue, 15th Floor
New York, NY 10022
(Name and address of agent for service)
Registrant's Telephone Number: (212) 644-6440 Date of Fiscal Year End:
October 31 Date of Reporting Period: July 1, 2014 to June 30, 2015
NON-VOTING FUNDS
GLOBAL X SCIENTIFIC BETA EUROPE ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X SCIENTIFIC BETA JAPAN ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X SCIENTIFIC BETA ASIA EX-JAPAN ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X GF CHINA BOND ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X GURU ACTIVIST INDEX ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X JPMORGAN US SECTOR ROTATOR INDEX ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X JPMORGAN EFFICIENTE INDEX ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X MSCI PAKISTAN ETF
No votes have been cast on securities by this fund during the reporting
period.
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPARGATAS S.A.
SECURITY ID: P8511H118 TICKER: ALPA4
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Election of Supervisory Council Members Management For Voted - For
AMBEV S.A.
SECURITY ID: 02319V103 TICKER: ABEV
Meeting Date: 01-Oct-14 Meeting Type: Special
1 Merger Agreement Management For Voted - For
2 Ratification of Appointment of Appraiser Management For Voted - For
3 Valuation Report Management For Voted - For
4 Merger Management For Voted - For
5 Amendments to Bylaws Regarding Increase in
Authorized Capital Management For Voted - For
6 Authorization of Legal Formalities Regarding the
Merger Management For Voted - For
7 Restatement of Bylaws Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Supervisory Council Management For Voted - Abstain
4 Remuneration Policy Management For Voted - For
5 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
AREZZO INDUSTRIA E COMERCIO S.A.
SECURITY ID: P04508100 TICKER: ARZZ3
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Capital Expenditure Budget Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Board Size Management For Voted - For
6 Election of Directors Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Election of Chairman and Vice Chairman of the Board
of Directors Management For Voted - Against
8 Remuneration Report Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
B2W COMPANHIA DIGITAL
SECURITY ID: P19055113 TICKER: BTOW3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Election of Directors Management For Voted - For
6 Remuneration Policy Management For Voted - Against
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles (Corporate Purpose) Management For Voted - For
4 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
5 Consolidation of Articles Management For Voted - For
BRF S.A.
SECURITY ID: 10552T107 TICKER: BRFS
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Accounts and Reports; Allocation of Profits Management For Voted - For
2 Distribution of Dividends and Interest on Capital Management For Voted - For
3 Board Size Management For Voted - For
4 Election of Directors Management For Voted - For
5 Orientation of Votes for Multiple Vote Management N/A Voted - Abstain
6 Election of Chairman and Vice Chairman Management For Voted - For
7 Elect Att[]lio Guaspari Management For Voted - For
8 Elect Marcus Vinicius Dias Severini Management For Voted - For
9 Elect Reginaldo Ferreira Alexandre Management For Voted - For
Meeting Date: 08-Apr-15 Meeting Type: Special
1 Remuneration Policy Management For Voted - For
2 Stock Option and Restricted Stock Plans Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CIA HERING
SECURITY ID: P50753105 TICKER: HGTX3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Election of Directors Management For Voted - Against
8 Remuneration Policy Management For Voted - For
Meeting Date: 08-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Capitalization of Reserves Management For Voted - For
5 Cancellation of Treasury Shares Management For Voted - For
6 Transfer of Reserves Management For Voted - For
7 Amendments to Articles (Share Capital) Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
COSAN LOGISTICA S.A.
SECURITY ID: P3R67S106 TICKER: RLOG3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
6 Election of Directors Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
COSAN SA INDUSTRIA E COM
SECURITY ID: P31573101 TICKER: CSAN3
Meeting Date: 01-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Ratification of Appointment of Appraiser Management For Voted - For
4 Partial Spin-off Agreement Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Valuation Report Management For Voted - For
6 Spin-Off Management For Voted - For
7 Authority to Legal Formalities Regarding Spin-Off Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Report Management For Voted - Against
7 Election of Directors Management For Voted - Against
8 Election of Supervisory Council Members Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves w/o Share Issuance Management For Voted - For
ESTACIO PARTICIPACOES SA
SECURITY ID: P3784E108 TICKER: ESTC3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Election of Supervisory Council Management For Voted - For
7 Remuneration Policy Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisitions Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Ratify Acts to Complete Merger Operations; Approve
Appointment of Appraiser Management For Voted - For
6 Ratify Dismissal of Applicability of Legislation Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GAEC EDUCACAO S.A.
SECURITY ID: P4611H116 TICKER: ANIM3
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Remuneration Policy Management For Voted - Against
8 Election of Directors Management For Voted - Against
9 Employee Stock Purchase Plan Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
GAFISA S.A.
SECURITY ID: 362607301 TICKER: GFSAY
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Merger Agreement Management For Voted - For
2 Ratification of Appointment of Appraiser Management For Voted - For
3 Valuation Report Management For Voted - For
4 Merger Management For Voted - For
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Policy Management For Voted - For
3 Establishment of Supervisory Council; Supervisory
Council Size Management For Voted - For
4 Election of Supervisory Council Management For Voted - For
5 Supervisory Council Fees Management For Voted - For
GOL LINHAS AEREAS INTELIGENTES S.A.
SECURITY ID: 38045R107 TICKER: GOL
Meeting Date: 23-Mar-15 Meeting Type: Special
1 Stock Split Management For Voted - For
2 Amendments to Articles Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRENDENE SA
SECURITY ID: P49516100 TICKER: GRND3
Meeting Date: 06-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
HYPERMARCAS SA
SECURITY ID: P5230A101 TICKER: HYPE3
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Partial Spin-Off Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Ratification of Appointment of Appraiser Management For Voted - For
6 Valuation Report Management For Voted - For
7 Partial Spin-off Management For Voted - For
8 Merger of Spun-off Portion Management For Voted - For
9 Merger Agreement of Spun-off Portion Management For Voted - For
10 Ratification of Appointment of Appraiser Management For Voted - For
11 Valuation Report Management For Voted - For
12 Merger of Cosmed Shares Management For Voted - For
13 Authority to Carry Out Merger by Absorption
Formalities Management For Voted - For
Meeting Date: 13-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - Against
7 Remuneration Policy Management For Voted - For
8 Authority to Carry Out Formalities Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HYPERMARCAS SA
SECURITY ID: P5246AAD5 TICKER: HYPE3
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Partial Spin-off Management For Voted - For
4 Merger of Cosmed Shares Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
HYPERMARCAS SA
SECURITY ID: P5246AAE3 TICKER: HYPE3
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Partial Spin-off Management For Voted - For
3 Merger of Cosmed Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
INTERNATIONAL MEAL COMPANY ALIMENTACAO S.A.
SECURITY ID: P5R73V106 TICKER: IMCH3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Election of Directors Management For Voted - Against
Meeting Date: 22-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves w/o Share Issuance Management For Voted - For
4 Amendments to Articles of Association (Admission to
the Novo Mercado Segment) Management For Voted - For
5 Approval of Stock Option Plan Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERNATIONAL MEAL COMPANY HOLDINGS S.A.
SECURITY ID: P5789M100 TICKER: IMCH3
Meeting Date: 01-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger Agreement Management For Voted - For
4 Ratification of the Appointment of Appraiser Management For Voted - For
5 Valuation Report Management For Voted - For
6 Merger by Absorption (International Meal Company
Alimenta[][]o S.A.) Management For Voted - For
7 Authorization of Legal Formalities Regarding Merger Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
JBS SA
SECURITY ID: P59695109 TICKER: JBSS3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Election of Supervisory Council Management For Voted - For
8 Remuneration Policy Management For Voted - Against
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger Agreement Management For Voted - For
4 Ratification of Appointment of Appraiser Management For Voted - For
5 Valuation Report Management For Voted - For
6 Merger by Absorption (Biocamp and JBS Austria
Holding) Management For Voted - For
7 Capitalization of Reserves w/o Share Issue Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Consolidation of Articles Management For Voted - For
KROTON EDUCACIONAL S.A.
SECURITY ID: P6115V129 TICKER: KROT3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Policy Management For Voted - Against
LOCALIZA RENT A CAR
SECURITY ID: P6330Z111 TICKER: RENT3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles; Consolidation of Articles Management For Voted - For
4 Merger Agreement Management For Voted - For
5 Ratification of Appointment of Appraiser Management For Voted - For
6 Valuation Report Management For Voted - For
7 Merger by Absorption Management For Voted - For
8 Authority to Carry Out Merger by Absorption
Formalities Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
LOJAS MARISA S.A.
SECURITY ID: P6462B106 TICKER: AMAR3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Allocation of Profits/Dividends; Capital
Expenditure Budget Management For Voted - For
6 Election of Directors; Board Size Management For Voted - For
7 Remuneration Policy Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to Article Regarding the Position of
Chief Procurement Officer Management For Voted - For
4 Amendment to Article Related to the Duties of the
Chief Procurement Officer Management For Voted - For
LOJAS RENNER S.A.
SECURITY ID: P6332C102 TICKER: LREN3
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Capitalization of Reserves Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
9 Supervisory Council Size Management For Voted - For
10 Election of Supervisory Council Management For Voted - For
11 Supervisory Council Fees Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
M.DIAS BRANCO S.A. INDUSTRIA E COMERCIO DE ALIMENTOS
SECURITY ID: P64876108 TICKER: MDIA3
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Updated Global Remuneration Amount for 2014 Management For Voted - Abstain
4 Remuneration Policy Management For Voted - For
MARFRIG GLOBAL FOODS S.A
SECURITY ID: P64386116 TICKER: MRFG3
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Board Size Management For Voted - For
5 Election of Directors Management For Voted - For
6 Election of Board Member(s) Representative
of
Minority Shareholders Management N/A Voted - Abstain
7 Election of Supervisory Board Management For Voted - For
8 Election of Supervisory Council
Member(s)
Representative of Minority Shareholders Management N/A Voted - Abstain
9 Ratify Updated Global Remuneration Amount for 2011 Management For Voted - Abstain
10 Remuneration Report Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
MINERVA S.A.
SECURITY ID: P6831V106 TICKER: BEEF3
Meeting Date: 01-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Merger Agreement Management For Voted - Abstain
5 Capital Increase Regarding Merger Management For Voted - Abstain
6 Ratification of Appointment of Appraisal Management For Voted - Abstain
7 Valuation Report Management For Voted - Abstain
8 Merger Management For Voted - Abstain
9 Amendments to Articles of Association Management For Voted - For
10 Restatement of Articles of Association Management For Voted - For
11 Election of Directors Management For Voted - For
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 07-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to Articles (Share Capital Reconciliation) Management For Voted - For
4 Amendment to Articles (Management Board Size) Management For Voted - For
5 Consolidation of Articles of Association Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
MULTIPLUS S.A.
SECURITY ID: P69915109 TICKER: MPLU3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Ratify Distribution of Interim Dividends and
Interest Management For Voted - For
6 Ratify Updated Global Remuneration Amount for 2011
to 2014; Remuneration Policy Management For Voted - Against
NATURA COSMETICOS SA
SECURITY ID: P7088C106 TICKER: NATU3
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Board Size Management For Voted - For
5 Elect Silvia Lagnado Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Stock Option Plan Management For Voted - For
4 Restricted Stock Plan Management For Voted - For
5 Amend Remuneration Policy Management For Voted - For
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Board Size Management For Voted - For
6 Election of Directors Management For Voted - For
7 Election of Board Member(s) Representative
of
Minority Shareholders Management N/A Voted - Abstain
8 Remuneration Policy Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 14-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles (Corporate Purpose) Management For Voted - For
4 Amendments to Articles (Environment and Social
Mission) Management For Voted - For
5 Amendments to Articles (Accounting Standards) Management For Voted - For
6 Amendments to Articles (Executive Officers) Management For Voted - For
7 Amendments to Articles (Legal Representation) Management For Voted - For
8 Consolidation of Articles Management For Voted - For
RAIA DROGASIL S.A.
SECURITY ID: P7942C102 TICKER: RADL3
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Remuneration Policy Management For Voted - For
RESTOQUE COMERCIO E CONFECCOES DE ROUPAS S.A.
SECURITY ID: P6292Q109 TICKER: LLIS3
Meeting Date: 21-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Special Dividend Management For Take No Action
5 Merger Agreement Management For Take No Action
6 Ratification of the Appointment of the Appraiser Management For Take No Action
7 Valuation Report Management For Take No Action
8 Approval of Share Merger Management For Take No Action
9 Approval of Capital Increase Due to Merger Management For Take No Action
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Amendment and Consolidation of Articles Regarding
Capital Stock Management For Take No Action
11 Authorization of Legal Formalities Regarding Merger Management For Take No Action
12 Election of Directors Management For Take No Action
13 Statement on Conditions for the Approval of
Previous Proposals Management For Take No Action
14 Non-Voting Meeting Note N/A N/A Take No Action
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Remuneration Policy Management For Voted - Against
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
ROSSI RESIDENCIAL S.A.
SECURITY ID: P8172J106 TICKER: RSID3
Meeting Date: 19-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Reverse Stock Split Management For Take No Action
4 Amendments to Articles Regarding Share Capital Management For Take No Action
5 Authorization of Legal Formalities Management For Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
SAO MARTINHO SA
SECURITY ID: P8493J108 TICKER: SMTO3
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Merger Agreement Management For Take No Action
4 Ratification of the Appointment of the Appraiser
(for Shareholder Equity) Management For Take No Action
5 Valuation Report (PricewaterhouseCoopers) Management For Take No Action
6 Ratification of the Appointment of the Appraiser
(for Adjusted Shareholder Equity) Management For Take No Action
7 Valuation Report (KPMG) Management For Take No Action
8 Merger by Absorption Management For Take No Action
9 Authorization of Legal Formalities Regarding Merger Management For Take No Action
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Amendments to Article 26 of the Bylaws Regarding
Board Composition Management For Take No Action
11 Consolidation of Bylaws Management For Take No Action
12 Remuneration Report Management For Take No Action
SLC AGRICOLA S.A.
SECURITY ID: P8711D107 TICKER: SLCE3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Election of Directors Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Stock Option Plan Management For Voted - For
4 Restricted Stock Plan Management For Voted - For
5 Merger by Absorption (Fazenda Paiagu[]s) Management For Voted - For
SMILES S.A.
SECURITY ID: P8T12E100 TICKER: SMLE3
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Election of Directors; Board Size Management For Voted - For
Meeting Date: 17-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to Articles (Share Capital Reconciliation) Management For Voted - For
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUZA CRUZ S.A.
SECURITY ID: P8T37D137 TICKER: CRUZ3
Meeting Date: 19-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Establishment of Supervisory Council Management For Voted - For
8 Election of Supervisory Council; Fees Management For Voted - For
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Valuation Management N/A Voted - Against
4 Retention of Credit Suisse Management N/A Voted - Against
5 Compensation of New Valuation Institution Management N/A Voted - Against
6 New Valuation Deadline Management N/A Voted - Against
TECHNOS S.A.
SECURITY ID: P90188106 TICKER: TECN3
Meeting Date: 23-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Stock Option Plans Management For Take No Action
5 Authorization of Legal Formalities Regarding Stock
Option Plans Management For Take No Action
6 Board Size Management For Take No Action
7 Resignation of Director Management For Take No Action
8 Election of Directors Management For Take No Action
9 Consolidate Board of Directors Composition Management For Take No Action
10 Non-Voting Meeting Note N/A N/A Take No Action
VIA VAREJO S.A.
SECURITY ID: P9783A153 TICKER: VVAR3
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Merger Agreement Management For Voted - For
4 Ratification of Appointment of Appraiser Management For Voted - For
5 Valuation Report Management For Voted - For
6 Merger by Absorption (Rio Expresso Com[]rcio
Atacadista de Eletrodom[]sticos Ltda. and Ponto Frio
e Administra[][]o e Importa[][]o de Bens Ltda.) Management For Voted - For
7 Amendments to Articles Related to the Management
Board Management For Voted - For
8 Amendments to Articles Related to Legislative
Changes Management For Voted - For
9 Consolidation of Articles Management For Voted - For
10 Authority to Carry Out Meeting Formalities Management For Voted - For
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Election of Supervisory Council Management For Voted - For
9 Election of Supervisory Council Member
Representative of Minority Shareholders Management For Non-Voting
10 Board Size Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Election of Directors Management For Voted - For
13 Election of Board Member(s) Representative of
Minority Shareholders Management For Voted - Abstain
Meeting Date: 23-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Investment Plan Management For Voted - For
4 Ratify Updated Director and Executive Remuneration Management For Voted - Against
5 Remuneration Policy Management For Voted - Against
6 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALIANSCE SHOPPING CENTERS
SECURITY ID: P0161M109 TICKER: ALCPF
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Partial Divestiture Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Establishment of Supervisory Council Board Management For Voted - For
9 Election of Supervisory Council Management For Voted - For
10 Remuneration Policy Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles regarding Share Capital
Reconciliation) Management For Voted - For
4 Amendments to the Stock Option Plan Management For Voted - Against
5 Ratify Interest on Capital Stock Payment Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Regarding Takeover Offers;
Consolidation of Articles Management For Voted - Against
BANCO DO BRASIL S.A.
SECURITY ID: P11427112 TICKER: BBAS3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Supervisory Council Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors Management For Voted - Against
9 Remuneration Report Management For Voted - For
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves Management For Voted - For
4 Increase in Authorized Capital Management For Voted - For
5 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
BANCO DO ESTADO DO RIO GRANDE DO SUL S.A.
SECURITY ID: P12553247 TICKER: BRSR6
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Election of Board Member(s) Representative of
Preferred
Shareholders Management For Voted - Abstain
5 Election of Supervisory Council Member(s)
Representative of
Preferred Shareholders Management For Voted - Abstain
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
BANCO SANTANDER (BRASIL) S.A.
SECURITY ID: 05967A107 TICKER: BSBR
Meeting Date: 23-Jan-15 Meeting Type: Special
1 Deferred Bonus Plans Management For Voted - For
2 Amendments to Articles (Level 2 to Conventional
Listing) Management For Voted - Against
3 Consolidation of Articles Management For Voted - For
Meeting Date: 03-Mar-15 Meeting Type: Special
1 Elect S[]rgio Agapito Lires Rial Management For Voted - For
2 Confirmation of Board Composition Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Election of Directors Management For Voted - For
4 Remuneration Policy Management For Voted - Against
5 Amend Dividend Distribution Date Management For Voted - For
6 Deferred Bonus Plans Management For Voted - For
BB SEGURIDADE PARTICIPACOES S.A.
SECURITY ID: P1R1WJ103 TICKER: BBSE3
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Supervisory Council Management For Voted - Abstain
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors Management For Voted - Abstain
9 Directors' Fees Management For Voted - For
10 Remuneration Policy Management For Voted - For
Meeting Date: 27-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
BM&F BOVESPA SA BOLSA DE VALORES ME
SECURITY ID: P1R0U2138 TICKER: BVMF3
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Remuneration Policy Management For Voted - For
Meeting Date: 13-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BR MALLS PARTICIPACOES S.A
SECURITY ID: P1908S102 TICKER: BRML3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
Meeting Date: 29-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves Management For Voted - For
4 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
BR PROPERTIES S.A.
SECURITY ID: P1909V120 TICKER: BRPR3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Ratify Updated Executive and Director Remuneration Management For Voted - Against
7 Remuneration Policy Management For Voted - For
BRASIL BROKERS PARTICIPACOES S.A.
SECURITY ID: P1630V100 TICKER: BBRK3
Meeting Date: 12-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Extinction of Existing Stock Option Plan Management For Voted - For
4 Stock Option Plan Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO S.A.
SECURITY ID: P1830M108 TICKER: BRIN3
Meeting Date: 02-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Cancellation of the Resolution to Acquire Ben's
Consultoria e Corretora de Seguros Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Remuneration Policy Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to the Stock Option Plan Management For Voted - Against
Meeting Date: 03-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Reconsider the Acquisition of Fidelle
Administradora, Corretora de Seguros e Prestadora
de Servi[]os Ltda. Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Reconsider the Acquisition of a 39% Interest in
I.S.M. Corretora de Seguros Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
BROOKFIELD INCORPORACOES S.A.
SECURITY ID: P1901G105 TICKER: BISA3
Meeting Date: 03-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
4 Amendments to Articles Regarding Capital Increase Management For Voted - For
5 Amendments to Articles 22 and 25 of the Articles of
Association Management For Voted - Against
BTG PACTUAL PARTICIPATIONS LTD.
SECURITY ID: G16634126 TICKER: BBTG13
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Accounts and Reports Management For Take No Action
5 Allocation of Profits/Dividends Management For Take No Action
6 Election of Directors Management For Take No Action
7 Remuneration Policy Management For Take No Action
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Appointment of Meeting Chairman Management For Voted - For
5 Meeting Notice Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Election of Directors Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Change Civil Status of Director Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
CETIP SA - MERCADOS ORGANIZADOS
SECURITY ID: P2325R149 TICKER: CTIP3
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Elect C[]ssio Casseb Lima Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CIELO S.A
SECURITY ID: P2859E100 TICKER: CIEL3
Meeting Date: 10-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends; Capital
Expenditure Budget Management For Voted - For
6 Election of Supervisory Council Management For Voted - For
7 Remuneration Policy Management For Voted - Against
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Capitalization of Reserves for Bonus Share Issue Management For Voted - For
5 Amendments to Articles (Mandatory Dividend) Management For Voted - For
CYRELA BRAZIL REALTY S.A.
SECURITY ID: P34085103 TICKER: CYRE3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - For
6 Publication of Company Notices Management For Voted - For
EVEN CONSTRUTORA E INCORPORADORA
SECURITY ID: P3904U107 TICKER: EVEN3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Election of Directors; Board Size Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Remuneration Policy Management For Voted - Against
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to Stock Option Plan Management For Voted - Abstain
4 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
EZ TEC EMPREENDIMENTOS E PARTICIPACOES S.A.
SECURITY ID: P3912H106 TICKER: EZTC3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves for Bonus Share Issue Management For Voted - For
4 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
5 Consolidation of Articles Management For Voted - For
HELBOR EMPREENDIMENTOS S.A.
SECURITY ID: P5171M106 TICKER: HBOR3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Capital Expenditure Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Board Size Management For Voted - Abstain
8 Election of Directors Management For Voted - For
9 Remuneration Policy Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
IGUATEMI EMPRESA DE SHOPPING CENTRES S.A.
SECURITY ID: P5352J104 TICKER: IGTA3
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Supervisory Board; Fees Management For Voted - For
7 Remuneration Policy Management For Voted - Against
LPS BRASIL - CONSULTORIA DE IMOVEIS S.A.
SECURITY ID: P6413J109 TICKER: LPSB3
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
MRV ENGENHARIA E PARTICIPACOES S.A
SECURITY ID: P6986W107 TICKER: MRVE3
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Relocation of Company's Registered Office Management For Voted - For
6 Amendments to Articles (Share Capital) Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Consolidation of Articles Management For Voted - For
9 Elect Marco Aur[]lio de Vasconcelos Can[]ado Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends; Capital
Expenditure Budget Management For Voted - For
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL
5 Remuneration Policy
6 Election of Directors
7 Non-Voting Meeting Note
Meeting Date: 30-Apr-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Capitalization of Reserves w/o Share Issue
4 Amendments to Article 24 Regarding Accumulation of
Management Positions
5 Amendments to Article 25 Regarding Accumulation of Management Positions
6 Consolidation of Articles
7 Publication of Company Notices
8 Minutes
MULTIPLAN EMPREENDIMENTOS IMBOLIARIOS S.A.
SECURITY ID: P69913104 TICKER: MULT3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Remuneration Policy
Meeting Date: 29-Apr-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Elect Salvatore Iacono
PDG REALTY S.A. EMPREENDIMENTOS E PARTICIPACOES
SECURITY ID: P7649U108 TICKER: PDGR3
Meeting Date: 15-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Relocation of Company's Registered Office
4 Rights Issue
5 Issue of Warrants (Rights Issue)
6 Increase in Authorized Capital
7 Amendments to Articles
8 Non-Voting Meeting Note
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Board Size Management For Voted - For
6 Election of Directors Management For Voted - Against
7 Establishment of Supervisory Council Management For Voted - For
8 Supervisory Council Size Management For Voted - For
9 Election of Supervisory Council Management For Voted - For
10 Remuneration Policy Management For Voted - For
11 Publication of Company Notices Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger by Absorption (PDG 65) Management For Voted - For
4 Appraiser for Valuation Management For Voted - For
5 Valuation Report Management For Voted - For
6 Terms and Conditions Management For Voted - For
7 Authorization of Legal Formalities Management For Voted - For
PORTO SEGURO S.A
SECURITY ID: P7905C107 TICKER: PSSA3
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Ratification of Distribution of Interest on Capital Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Interest on Capital and Dividend Distribution Date Management For Voted - For
8 Remuneration Policy Management For Voted - For
QUALICORP S.A.
SECURITY ID: P7S21H105 TICKER: QUAL3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors; Board Size Management For Voted - Against
7 Remuneration Policy Management For Voted - Against
ROSSI RESIDENCIAL S.A.
SECURITY ID: P8172J106 TICKER: RSID3
Meeting Date: 19-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Reverse Stock Split Management For Take No Action
4 Amendments to Articles Regarding Share Capital Management For Take No Action
5 Authorization of Legal Formalities Management For Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
SUL AMERICA SA
SECURITY ID: P87993120 TICKER: SULA11
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Ratify Updated Global Remuneration Amount for 2014 Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALL AMERICA LATINA LOGISTICA S.A.
SECURITY ID: P01627242 TICKER: ALL
Meeting Date: 07-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Indemnification of Directors and Officers Management For Voted - For
4 Elect Delvio Joaquim Lopes de Brito Management For Voted - Against
BM&F BOVESPA SA BOLSA DE VALORES ME
SECURITY ID: P1R0U2138 TICKER: BVMF3
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Remuneration Policy Management For Voted - For
Meeting Date: 13-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
BR MALLS PARTICIPACOES S.A
SECURITY ID: P1908S102 TICKER: BRML3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
Meeting Date: 29-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Capitalization of Reserves Management For Voted - For
4 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
BRADESPAR S.A.
SECURITY ID: P1808W104 TICKER: BRAP4
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Elect Marcelo Gasparino da Silva as Representative
of Preferred Shareholders Management For Voted - Against
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect Olidio Aralde Junior as Representative of
Preferred Shareholders Management For Voted - For
9 Elect Peter Edward Cortes Marsden Wilson as
Representative of Preferred Shareholders Management For Non-Voting
BRASKEM S.A.
SECURITY ID: P18533110 TICKER: BRKM5
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Election of Supervisory Council Member(s)
Representative of Minority Shareholders Management N/A Voted - Abstain
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Election of Board Member(s) Representative of
Preferred Shareholders Management N/A Voted - Abstain
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CENTRAIS ELETRICAS BRASILEIRAS S.A.
SECURITY ID: 15234Q207 TICKER: EBRB
Meeting Date: 26-Sep-14 Meeting Type: Special
1 Hiring of Deloitte Touche Tohmatsu Consultores Ltda. Management For Voted - Abstain
2 Approve Valuation Reports of Celg Distribuicao S.A. Management For Voted - Abstain
3 Acquisition of Shareholder Control of Celg
Distribuicao S.A. Management For Voted - Abstain
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors; Election of Chairman of the
Board Management For Voted - Against
4 Election of Supervisory Council Management For Voted - For
5 Remuneration Policy Management For Voted - Against
CESP-CIA ENERGETICA DE SAO PAULO
SECURITY ID: P25784193 TICKER: CESP6
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Election of Directors; Election of Supervisory
Council Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
CETIP SA - MERCADOS ORGANIZADOS
SECURITY ID: P2325R149 TICKER: CTIP3
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Elect C[]ssio Casseb Lima Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
CIA DE SANEAMENTO BASICO DE SAO PAULO
SECURITY ID: 20441A102 TICKER: SBS
Meeting Date: 13-Oct-14 Meeting Type: Special
1 Board Size Management For Voted - For
2 Elect Sidnei Franco da Rocha Management For Voted - For
Meeting Date: 29-Jan-15 Meeting Type: Special
1 Board Size Management For Voted - For
2 Elect Benedito Pinto Ferreira Braga Junior Management For Voted - For
Meeting Date: 13-Feb-15 Meeting Type: Special
1 Elect Jerson Kelman Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Supervisory Council Management For Voted - For
4 Remuneration Policy Management For Voted - For
CIA PARANAENSE DE ENERGIA COPEL
SECURITY ID: 20441B407 TICKER: ELPVY
Meeting Date: 23-Apr-15 Meeting Type: Special
1 Election of Supervisory Council Management For Voted - For
2 Election of Directors Management For Voted - Abstain
COSAN SA INDUSTRIA E COM
SECURITY ID: P31573101 TICKER: CSAN3
Meeting Date: 01-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Ratification of Appointment of Appraiser Management For Voted - For
4 Partial Spin-off Agreement Management For Voted - For
5 Valuation Report Management For Voted - For
6 Spin-Off Management For Voted - For
7 Authority to Legal Formalities Regarding Spin-Off Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration Report Management For Voted - Against
7 Election of Directors Management For Voted - Against
8 Election of Supervisory Council Members Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves w/o Share Issuance Management For Voted - For
CPFL ENERGIA S.A
SECURITY ID: 126153105 TICKER: CPL
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Board Size Management For Voted - For
4 Election of Directors Management For Voted - Against
5 Election of Supervisory Board Management For Voted - For
6 Remuneration Policy Management For Voted - Against
7 Supervisory Board Fees Management For Voted - For
8 Bonus Share Issuance Management For Voted - For
9 Amendments to Articles (Bonus Share Issuance) Management For Voted - For
10 Amendments to Articles (Management Board Powers) Management For Voted - For
11 Amendments to Articles (Monetary Update) Management For Voted - For
12 Amendments to Articles (Management Board
Composition) Management For Voted - For
13 Amendments to Articles (Rewording) Management For Voted - For
CYRELA BRAZIL REALTY S.A.
SECURITY ID: P34085103 TICKER: CYRE3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - For
6 Publication of Company Notices Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DURATEX S. A.
SECURITY ID: P3593G146 TICKER: DTEX3
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits; Distribution of Interest on
Capital Management For Voted - For
5 Board Size; Election of Directors Management For Voted - For
6 Remuneration Policy Management For Voted - Against
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles (Board Size) Management For Voted - For
ECORODOVIAS INFRAESTRUTURA E LOGISTICA S.A.
SECURITY ID: P3661R107 TICKER: ECOR3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - For
EDP - ENERGIAS DO BRASIL S.A.
SECURITY ID: P3769R108 TICKER: ENBR3
Meeting Date: 10-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends; Capital Budget
Expenditure Management For Voted - For
6 Election of Directors Management For Voted - For
7 Election of Directors Representative of Minority
Shareholders Management N/A Voted - Abstain
8 Remuneration Policy Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 10-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Regarding the CEO Management For Voted - For
4 Bonus Deferral Plan Management For Voted - For
5 Authorization of Legal Formalities Regarding Bonus
Deferral Plan Management For Voted - For
EMBRAER S.A.
SECURITY ID: 29082A107 TICKER: ERJ
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Supervisory Council Management For Voted - For
4 Remuneration Policy Management For Voted - Against
5 Supervisory Council Fees Management For Voted - For
6 Election of Directors Management For Voted - For
FIBRIA CELULOSE S.A.
SECURITY ID: 31573A109 TICKER: FBR
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Capital Expenditure Budget Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Board Size Management For Voted - For
5 Election of Directors Management For Voted - For
6 Establishment of Supervisory Council Management For Voted - For
7 Supervisory Council Size Management For Voted - For
8 Election of Supervisory Council Management For Voted - For
9 Remuneration Policy Management For Voted - Against
10 Amendments to Articles (Corporate Purpose) Management For Voted - For
11 Amendments to Articles (Board Powers) Management For Voted - For
12 Amendments to Articles (Executive Officer Powers) Management For Voted - For
13 Consolidation of Articles Management For Voted - For
HYPERMARCAS SA
SECURITY ID: P5230A101 TICKER: HYPE3
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Partial Spin-Off Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Ratification of Appointment of Appraiser Management For Voted - For
6 Valuation Report Management For Voted - For
7 Partial Spin-off Management For Voted - For
8 Merger of Spun-off Portion Management For Voted - For
9 Merger Agreement of Spun-off Portion Management For Voted - For
10 Ratification of Appointment of Appraiser Management For Voted - For
11 Valuation Report Management For Voted - For
12 Merger of Cosmed Shares Management For Voted - For
13 Authority to Carry Out Merger by Absorption
Formalities Management For Voted - For
Meeting Date: 13-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - Against
7 Remuneration Policy Management For Voted - For
8 Authority to Carry Out Formalities Management For Voted - For
HYPERMARCAS SA
SECURITY ID: P5246AAD5 TICKER: HYPE3
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Partial Spin-off Management For Voted - For
4 Merger of Cosmed Shares Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
HYPERMARCAS SA
SECURITY ID: P5246AAE3 TICKER: HYPE3
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Partial Spin-off Management For Voted - For
3 Merger of Cosmed Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JBS SA
SECURITY ID: P59695109 TICKER: JBSS3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
7 Election of Supervisory Council Management For Voted - For
8 Remuneration Policy Management For Voted - Against
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger Agreement Management For Voted - For
4 Ratification of Appointment of Appraiser Management For Voted - For
5 Valuation Report Management For Voted - For
6 Merger by Absorption (Biocamp and JBS Austria
Holding) Management For Voted - For
7 Capitalization of Reserves w/o Share Issue Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Consolidation of Articles Management For Voted - For
KLABIN S.A.
SECURITY ID: P60933135 TICKER: KLBN4
Meeting Date: 19-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - Against
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Remuneration Policy Management For Voted - For
9 Election of Supervisory Council Members; Fees Management For Voted - For
Meeting Date: 19-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Ratification of Share Capital Increase Management For Voted - For
4 Capitalization of Reserves Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Amendments to Articles Regarding Share Capital Management For Voted - For
KROTON EDUCACIONAL S.A.
SECURITY ID: P6115V129 TICKER: KROT3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Policy Management For Voted - Against
LOCALIZA RENT A CAR
SECURITY ID: P6330Z111 TICKER: RENT3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles; Consolidation of Articles Management For Voted - For
4 Merger Agreement Management For Voted - For
5 Ratification of Appointment of Appraiser Management For Voted - For
6 Valuation Report Management For Voted - For
7 Merger by Absorption Management For Voted - For
8 Authority to Carry Out Merger by Absorption
Formalities Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LOJAS RENNER S.A.
SECURITY ID: P6332C102 TICKER: LREN3
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Capitalization of Reserves Management For Voted - For
6 Board Size Management For Voted - For
7 Election of Directors Management For Voted - For
8 Remuneration Policy Management For Voted - For
9 Supervisory Council Size Management For Voted - For
10 Election of Supervisory Council Management For Voted - For
11 Supervisory Council Fees Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
M.DIAS BRANCO S.A. INDUSTRIA E COMERCIO DE ALIMENTOS
SECURITY ID: P64876108 TICKER: MDIA3
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - For
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Ratify Updated Global Remuneration Amount for 2014 Management For Voted - Abstain
4 Remuneration Policy Management For Voted - For
METALURGICA GERDAU S.A.
SECURITY ID: P4834C118 TICKER: GOAU4
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Election of Board Member(s) Representative of
Preferred Shareholders Management N/A Voted - Abstain
6 Election of Supervisory Council Member(s)
Representative of Preferred Shareholders Management N/A Voted - Abstain
MULTIPLAN EMPREENDIMENTOS IMBOLIARIOS S.A.
SECURITY ID: P69913104 TICKER: MULT3
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect Salvatore Iacono Management For Voted - Against
NATURA COSMETICOS SA
SECURITY ID: P7088C106 TICKER: NATU3
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Board Size Management For Voted - For
5 Elect Silvia Lagnado Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Stock Option Plan Management For Voted - For
4 Restricted Stock Plan Management For Voted - For
5 Amend Remuneration Policy Management For Voted - For
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Board Size Management For Voted - For
6 Election of Directors Management For Voted - For
7 Election of Board Member(s) Representative
of
Minority Shareholders Management N/A Voted - Abstain
8 Remuneration Policy Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 14-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles (Corporate Purpose) Management For Voted - For
4 Amendments to Articles (Environment and Social
Mission) Management For Voted - For
5 Amendments to Articles (Accounting Standards) Management For Voted - For
6 Amendments to Articles (Executive Officers) Management For Voted - For
7 Amendments to Articles (Legal Representation) Management For Voted - For
8 Consolidation of Articles Management For Voted - For
OI S.A.
SECURITY ID: 670851401 TICKER: OIBRC
Meeting Date: 26-Mar-15 Meeting Type: Special
1 Exchange and Call Option Agreement Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Election of Supervisory Board Management For Voted - For
PORTO SEGURO S.A
SECURITY ID: P7905C107 TICKER: PSSA3
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Ratification of Distribution of Interest on Capital Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Interest on Capital and Dividend Distribution Date Management For Voted - For
8 Remuneration Policy Management For Voted - For
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIM PARTICIPACOES S.A.
SECURITY ID: 88706P205 TICKER: TSU
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - For
4 Election of Supervisory Board Management For Voted - For
5 Remuneration Policy Management For Voted - Against
6 Extension of Cooperation and Suport Agreement Management For Voted - For
TRACTEBEL ENERGIA S.A.
SECURITY ID: P9208W103 TICKER: TBLE3
Meeting Date: 17-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Regarding Board of Directors
and Management Board Management For Voted - For
4 Consolidation of Articles of Association Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Capital Expenditure Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Profit Sharing Management For Voted - For
7 Remuneration Policy Management For Voted - Against
8 Election of Supervisory Council Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA S.A.
SECURITY ID: P9T5CD126 TICKER: TAEE11
Meeting Date: 12-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Authority to Participate in Auction of Transmission
Facility Concessions Management For Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X BRAZIL MID-CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Elect Luiz Henrique de Castro Carvalho Management For Take No Action
ULTRAPAR PARTICIPACOES S.A.
SECURITY ID: 90400P101 TICKER: UGP
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - For
4 Cast Votes Equally in Case of Cumulative Voting Management For Voted - For
5 Remuneration Policy Management For Voted - For
6 Election of Supervisory Council Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
WEG S.A.
SECURITY ID: P9832B129 TICKER: WEGE3
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends; Capital
Expenditure Budget Management For Voted - For
6 Elect Umberto Gobbato Management For Voted - For
7 Remuneration Policy Management For Voted - For
8 Election of Supervisory Council Management For Voted - For
9 Supervisory Council's Fees Management For Voted - For
10 Publication of Company Notices Management For Voted - For
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Stock Split Management For Voted - For
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK OF GEORGIA HOLDINGS PLC
SECURITY ID: G08195102 TICKER: BGEO
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Remuneration Report (Advisory) Management For Voted - For
4 Elect Neil Janin Management For Voted - For
5 Elect Irakli Gilauri Management For Voted - For
6 Elect David Morrison Management For Voted - For
7 Elect Al Breach Management For Voted - For
8 Elect Kakhaber Kiknavelidze Management For Voted - For
9 Elect Kim Bradley Management For Voted - For
10 Elect Bozidar Djelic Management For Voted - For
11 Elect Tamaz Georgadze Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authorisation of Political Donations Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
CENTERRA GOLD INC.
SECURITY ID: 152006102 TICKER: CG
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ian Atkinson Management For Voted - For
3 Elect Richard Connor Management For Voted - For
4 Elect Raphael Girard Management For Voted - For
5 Elect Stephen A. Lang Management For Voted - For
6 Elect Emil Orozbaev Management For Voted - For
7 Elect Michael Parrett Management For Voted - For
8 Elect Sheryl K. Pressler Management For Voted - For
9 Elect Terry V. Rogers Management For Voted - For
10 Elect Kalinur Sadyrov Management For Voted - For
11 Elect Kylychbek Shakirov Management For Voted - For
12 Elect Bruce V. Walter Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CENTRAL ASIA METALS PLC
SECURITY ID: G2069H109 TICKER: CAML
Meeting Date: 15-Apr-15 Meeting Type: Special
1 Cancellation of Share Premium Account Management For Voted - For
Meeting Date: 17-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Howard Nicholson Management For Voted - For
4 Elect Nurlan Zhakupov Management For Voted - For
5 Elect David Swan Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Authority to Set Auditor's Fees Management For Voted - For
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Ratification of Dividends Management For Voted - For
CHINA NONFERROUS GOLD LIMITED
SECURITY ID: G21577104 TICKER: CNG
Meeting Date: 28-Oct-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Pizhao Che Management For Voted - For
3 Elect Yubin Wang Management For Voted - For
4 Elect Leonard Lee Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
7 Hong Kong Listing, Global Offering and Share Option
Scheme Management For Voted - Against
8 Authority to Reissue Treasury Shares Management For Voted - For
9 Increase in Authorised Share Capital Management For Voted - For
10 Share Subdivision Management For Voted - Against
11 Adoption of New Articles Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - Against
14 Cancellation of AIM Listing Management For Voted - Against
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DRAGON OIL PLC
SECURITY ID: G2828W132 TICKER: DGO
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Mohammed Al Ghurair Management For Voted - For
4 Elect Abdul Jaleel Al Khalifa Management For Voted - For
5 Elect Thor Haugnaess Management For Voted - For
6 Elect Ahmad Sharaf Management For Voted - For
7 Elect Ahmad Al Muhairbi Management For Voted - For
8 Elect Saeed Al Mazrooei Management For Voted - For
9 Elect Justin Crowley Management For Voted - For
10 Elect Thor Haugnaess Management For Voted - For
11 Elect Ahmad Al Muhairbi Management For Voted - For
12 Elect Saeed Al Mazrooei Management For Voted - For
13 Elect Justin Crowley Management For Voted - For
14 Remuneration Report (Advisory) Management For Voted - Against
15 Authority to Set Auditor's Fees Management For Voted - For
16 Meeting Location Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Authority to Repurchase Shares Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Authority to Set Price Range for Re-Issuance of
Treasury Shares Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Amendments to Articles (Minority Shareholder
Protections) Management For Voted - For
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Adoption of New Articles Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
DUNDEE PRECIOUS METALS INC.
SECURITY ID: 265269209 TICKER: DPM
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Derek H.L. Buntain Management For Voted - For
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Elect R. Peter Gillin Management For Voted - For
4 Elect Jonathan C. Goodman Management For Voted - For
5 Elect Richard Howes Management For Voted - For
6 Elect W. Murray John Management For Voted - For
7 Elect Jeremy Kinsman Management For Voted - For
8 Elect Garth A.C. MacRae Management For Voted - Against
9 Elect Peter Nixon Management For Voted - For
10 Elect Anthony P. Walsh Management For Voted - For
11 Elect Donald Young Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Approval of Executive Compensation Management For Voted - For
HALYK SAVINGS BANK OF KAZAKHSTAN
SECURITY ID: 46627J302 TICKER: HSBK
Meeting Date: 05-Dec-14 Meeting Type: Special
1 Agenda Management For Voted - For
2 Amendments to Articles Management For Voted - Abstain
3 Amendments to Corporate Governance Code Management For Voted - Abstain
4 Amendments to Regulations on Board of Directors Management For Voted - Abstain
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Agenda Management For Voted - For
2 Accounts Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Presentation of Directors' Report Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Amendment to Corporate Governance Code Management For Voted - For
7 Amendments to Board of Directors Regulations Management For Voted - Abstain
8 Directors' Fees Management For Voted - Abstain
9 Presentation of Information on Shareholders Appeal Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
KAZ MINERALS PLC
SECURITY ID: G5221U108 TICKER: KAZ
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Elect Andrew Southam Management For Voted - For
4 Elect John MacKenzie Management For Voted - For
5 Elect Simon Heale Management For Voted - For
6 Elect Oleg Novachuk Management For Voted - For
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Lynda Armstrong Management For Voted - For
8 Elect Clinton J. Dines Management For Voted - For
9 Elect Vladimir Kim Management For Voted - For
10 Elect Michael Lynch-Bell Management For Voted - For
11 Elect Charles Watson Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
KAZMUNAIGAS EXPLORATION PRODUCTION
SECURITY ID: 48666V204 TICKER: Q9H1
Meeting Date: 13-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Early Termination of Board Powers Management For Voted - For
3 Elect S. Christopher Hopkinson Management For Voted - For
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Receive Appeals of Shareholders Shareholder For Voted - For
7 Report on the Board of Directors Remuneration Management For Voted - For
KCELL
SECURITY ID: 48668G205 TICKER: KCEL
Meeting Date: 03-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Election of Presiding Chairman; Voting Method Management For Voted - For
3 Agenda Management For Voted - For
4 Board Size Management For Voted - For
5 Election of Director Management For Voted - Abstain
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Agenda Management For Voted - For
3 Accounts and Reports Management For Voted - Abstain
4 Allocation of Profits/Dividends Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
MIE HOLDINGS CORPORATION
SECURITY ID: G61157106 TICKER: 1555
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHAO Jiangwei Management For Voted - For
5 Elect WANG Sing Management For Voted - Against
6 Elect CAI Rucheng Management For Voted - For
7 Elect TIAN Hongtao Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
MONGOLIA ENERGY CORPORATION LTD.
SECURITY ID: G6260K126 TICKER: 276
Meeting Date: 12-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capital Reorganisation Management For Voted - For
4 Authority to Issue Convertible Notes Management For Voted - For
5 Whitewash Waiver Management For Voted - For
MONGOLIAN MINING CORPORATION
SECURITY ID: G6264V102 TICKER: 0975
Meeting Date: 24-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Increase in Authorized Share Capital and Rights
Issue Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL
Meeting Date: 29-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Elect Odjargal Jambaljamts
5 Elect Oyungeral Janchiv
6 Elect Gankhuyag Adilbish
7 Elect Ignatius CHAN Tze Ching
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares
NOSTRUM OIL & GAS PLC
SECURITY ID: G66737100 TICKER: NOG
Meeting Date: 19-Sep-14 Meeting Type: Ordinary
1 Gas Treatment Facility Construction
Meeting Date: 26-May-15
Meeting Type: Annual
1 Accounts and Reports
2 Remuneration Report (Advisory)
3 Remuneration Policy (Binding)
4 Allocation of Profits/Dividends
5 Elect Frank Monstrey
6 Elect Kai-Uwe Kessel
7 Elect Jan-Ru Muller
8 Elect Eike von der Linden
9 Elect Piet Everaert
10 Elect Mark Martin
11 Elect Christopher Codrington
12 Elect Atul Gupta
13 Elect Pankaj Jain
14 Appointment of Auditor
15 Authority to Set Auditor's Fees
16 Electronic Communications
17 Authority to Issue Shares w/ Preemptive Rights
18 Authority to Issue Shares w/o Preemptive Rights
19 Authority to Set General Meeting Notice Period at
14 Days
20 Authority to Repurchase Shares
21 Authority to Repurchase Shares Off-Market
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management
For
Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POLYMETAL INTERNATIONAL PLC
SECURITY ID: G7179S101 TICKER: POLY
Meeting Date: 20-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Bobby Godsell Management For Voted - For
5 Elect Vitaly N. Nesis Management For Voted - For
6 Elect Konstantin Yanakov Management For Voted - For
7 Elect Marina Gr[]nberg Management For Voted - For
8 Elect Jean-Pascal Duvieusart Management For Voted - For
9 Elect Jonathan Best Management For Voted - For
10 Elect Russell Skirrow Management For Voted - For
11 Elect Leonard Homeniuk Management For Voted - Against
12 Elect Christine Coignard Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
SPT ENERGY GROUP INC.
SECURITY ID: G8405W106 TICKER: 1251
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Jin Shumao Management For Voted - For
5 Elect Zhang Yujuan Management For Voted - For
6 Elect Andrew WU Kwok Keung Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Refreshment of Share Option Scheme Management For Voted - Against
TELIASONERA AB
SECURITY ID: W95890104 TICKER: TLSN
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Board and Management Acts Management For Voted - For
14 Board Size Management For Voted - For
15 Directors' Fees Management For Voted - For
16 Election of Directors Management For Voted - For
17 Election of Chairman and Vice Chairman Management For Voted - For
18 Number of Auditors Management For Voted - For
19 Authority to Set Auditor's Fees Management For Voted - For
20 Appointment of Auditor Management For Voted - For
21 Nomination Committee Management For Voted - For
22 Remuneration Guidelines Management For Voted - Against
23 Authority to Repurchase Shares Management For Voted - For
24 Approval of long-term incentive plan 2015/2018 Management For Voted - For
25 Transfer of shares pursuant to incentive plan Management For Voted - For
26 Shareholder Proposal Regarding Report Shareholder Against Voted - Against
27 Shareholder Proposal Regarding Special Investigation Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Shareholder
Association Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Minority Shareholder
Representatives Shareholder Against Voted - Against
TURQUOISE HILL RESOURCES LTD
SECURITY ID: 900435108 TICKER: TRQ
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Rowena Albones Management For Voted - For
1.2 Elect Jill Gardiner Management For Voted - For
1.3 Elect James W. Gill Management For Voted - For
1.4 Elect R. Peter Gillin Management For Voted - For
1.5 Elect Russel C. Robertson Management For Voted - For
1.6 Elect Craig Stegman Management For Voted - For
1.7 Elect Jeffery D. Tygesen Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Stock Option Plan Renewal Management For Voted - For
GLOBAL X CENTRAL ASIA & MONGOLIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VIMPELCOM LTD
SECURITY ID: 92719A106 TICKER: VIP
Meeting Date: 19-Jun-15 Meeting Type: Consent
1 Elect Mikhail Fridman Management For Voted - Abstain
2 Elect Gennady Gazin Management For Voted - For
3 Elect Andrei Gusev Management For Voted - Abstain
4 Elect Gunnar Holt Management For Voted - Abstain
5 Elect Julian Horn-Smith Management For Voted - For
6 Elect Nils Katla Management For Voted - Abstain
7 Elect Alexey M. Reznikovich Management For Voted - Abstain
8 Elect Morten Karlsen S[]rby Management For Voted - Abstain
9 Elect Trond [] Westlie Management For Voted - For
10 Ratification of Auditor Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AIR CHINA LTD
SECURITY ID: Y002A6104 TICKER: 601111
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Framework Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' report Management For Voted - For
5 Supervisors' report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditors and Authority to Set Fees Management For Voted - For
9 Elect Stanley HUI Hon-chung Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Debt Instruments Management For Voted - Abstain
12 Financial Services Agreements Management For Voted - Against
AJISEN (CHINA) HOLDINGS LTD.
SECURITY ID: G0192S109 TICKER: 538
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Katsuaki Shigemitsu Management For Voted - Against
6 Elect Eugene WONG Hin Sun Management For Voted - Against
7 Elect POON Wai Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTA SPORTS PRODUCTS
SECURITY ID: G04011105 TICKER: 2020
Meeting Date: 01-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Allocation of Special Dividend Management For Voted - For
6 Elect DING Shijia Management For Voted - For
7 Elect LAI Shixian Management For Voted - For
8 Elect YEUNG Chi Tat Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
BIOSTIME INTERNATIONAL HOLDINGS LIMITED
SECURITY ID: G11259101 TICKER: 1112
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WU Xiong Management For Voted - For
6 Elect LUO Yun Management For Voted - Against
7 Elect CHEN Fufang Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
BOSIDENG INTERNATIONAL HOLDINGS LTD.
SECURITY ID: G12652106 TICKER: 3998
Meeting Date: 06-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Revision of Annual Caps under the Framework
Manufacturing Outsourcing and Agency Agreement Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 18-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Subscription Agreement Management For Voted - For
BYD CO
SECURITY ID: Y1023R104 TICKER: 002594
Meeting Date: 17-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Finance Lease Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 07-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Disposal of 100% Equity Interests and Execution of
The Agreement of A Subsidiary Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Authority to Issue Domestic Corporate Bonds Management For Voted - For
6 Board Authorization to Issue Domestic Corporate
Bonds Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Provision of Guarantee by the Group Management For Voted - Against
10 Guarantees to Leasing Company Management For Voted - Against
11 Estimated Caps of Continuing Connected Transactions Management For Voted - For
12 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Shares w/o Preemptive Rights of
BYD Electronic (International) Company Limited Management For Voted - Against
14 Authority to Issue Perpetual Medium Term Note Management For Voted - For
15 Adoption of Share Award Scheme Management For Voted - For
16 Board Authorization to Implement Share Award Scheme Management For Voted - For
17 Authority to Give Counter-Guarantees Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
SECURITY ID: Y1375F104 TICKER: 606
Meeting Date: 12-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 2014 COFCO Mutual Supply Agreement
4 Elect CHI Jingtao
Meeting Date: 03-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Elect NING Gaoning
5 Elect MA Wangjun
6 Elect Ambrose LAM Wai Hon
7 Elect Victor YANG
8 Elect ONG Teck Chye
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares
13 Amendments to Articles
CHINA DONGXIANG (GROUP) CO., LTD.
SECURITY ID: G2112Y109 TICKER: 3818
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Final Dividends
5 Allocation of Final Special Dividends
6 Elect CHEN Chen
7 Elect GAO Yu
8 Elect XU Yudi
9 Directors' Fees
10 Appointment of Auditor and Authority to Set Fees
11 Authority to Issue Shares w/o Preemptive Rights
12 Authority to Repurchase Shares
13 Authority to Issue Repurchased Shares
14 Authority to Use Share Premium Account for
Interim
Dividends
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA FOODS LTD.
SECURITY ID: G2154F109 TICKER: 506
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2014 COFCO Mutual Provision of Products and
Services Agreement Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect WANG Zhiying Management For Voted - For
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Francis YUEN Tin Fan Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MENGNIU DIARY CO
SECURITY ID: G21096105 TICKER: 2319
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect SUN Yiping Management For Voted - For
6 Elect BAI Ying Management For Voted - For
7 Elect JIAO Shuge Management For Voted - For
8 Elect Julian J. Wolhardt Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
CHINA RESOURCES ENTERPRISE LTD.
SECURITY ID: Y15037107 TICKER: 291
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect CHEN Lang Management For Voted - For
6 Elect Frank LAI Ni Hium Management For Voted - For
7 Elect DU Wenmin Management For Voted - Against
8 Elect WEI Bin Management For Voted - Against
9 Elect YAN Biao Management For Voted - For
10 Elect WANG Yan Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA SOUTHERN AIRLINES COMPANY LTD.
SECURITY ID: Y1503W102 TICKER: ZNH
Meeting Date: 30-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Supplemental Agreement to Financial Services
Agreement Management For Voted - Against
9 Authority to Give Guarantees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Debt Instruments Management For Voted - Abstain
12 Elect GUO Wei as Director Management For Voted - For
13 Elect JIAO Shu Ge as Director Management For Voted - For
CHINA YURUN FOOD GROUP LTD
SECURITY ID: G21159101 TICKER: 1068
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - Against
4 Elect YU Zhangli Management For Voted - Against
5 Elect GE Yuqi Management For Voted - For
6 Elect SUN Tiexin Management For Voted - For
7 Elect LI Qing Management For Voted - For
8 Directors' Fees Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Adoption of New Share Option Scheme Management For Voted - Against
DONGFENG MOTOR GROUP CO
SECURITY ID: Y21042109 TICKER: 0489
Meeting Date: 22-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Medium Term Notes Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Allocation of Interim Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Directors' and Supervisors' Fees Management For Voted - For
11 Removal of Ren Yong as Supervisor Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Removal of XU Ping as Director Management For Voted - For
14 Elect ZHU Yangfeng Management For Voted - For
15 Resignation of ZHOU Qiang as Director Management For Voted - For
16 Resignation of FENG Guo as Supervisor Management For Voted - For
GOLDEN EAGLE RETAIL GROUP LTD.
SECURITY ID: G3958R109 TICKER: 3308
Meeting Date: 13-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Roger WANG Hung Management For Voted - Against
6 Elect WONG Chi Keung Management For Voted - Against
7 Elect Eddie WANG Sung Yun Management For Voted - For
8 Directors' Fees Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchase Shares Management For Voted - Against
Meeting Date: 26-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Equity Transfer Agreement (GE Suxing Motor Sales) Management For Voted - For
4 Equity Transfer Agreement (GE Suxing Motor
Inspection) Management For Voted - For
5 Equity Transfer Agreement (Suxing Motor Sales) Management For Voted - For
6 Third Supplemental Agreement (Zhujiang Tenancy
Agreement) Management For Voted - For
7 Annual Caps for the Third Supplemental Agreement
(Zhujiang Tenancy Agreement) Management For Voted - For
8 Second Supplemental Agreement to Lease Agreement
(Golden Eagle Plaza) Management For Voted - For
9 Annual Caps for Second Supplemental Agreement to
Lease Agreement (Golden Eagle Plaza) Management For Voted - For
10 Third Supplemental Agreement to Hanzhong Plaza Lease Management For Voted - For
11 Annual Caps for Third Supplemental Agreement to
Hanzhong Plaza Lease Management For Voted - For
12 Third Supplemental Agreement to Xianlin Plaza Lease Management For Voted - For
13 Annual Caps for Third Supplemental Agreement to
Xianlin Plaza Lease Management For Voted - For
14 Second Supplemental Agreement to Lease Agreement
(Yancheng Golden Eagle Outlet) Management For Voted - For
15 Annual Caps for Second Supplemental Agreement to
Lease Agreement (Yancheng Golden Eagle Outlet) Management For Voted - For
16 Supplemental Agreement to Lease Agreement
(Xinjiekou Block B) Management For Voted - For
17 Annual Caps for Lease Agreement (Xinjiekou Block B) Management For Voted - For
18 Lease Agreement (Yancheng Tiandi Plaza) Management For Voted - For
19 Annual Caps for Lease Agreement (Yancheng Tiandi
Plaza) Management For Voted - For
20 Lease Agreement (Danyang Tiandi Plaza) Management For Voted - For
21 Annual Caps for Lease Agreement (Danyang Tiandi
Plaza) Management For Voted - For
22 Lease Agreement (Nanjing Jiangning Tiandi Plaza) Management For Voted - For
23 Annual Caps for Lease Agreement (Nanjing Jiangning
Tiandi Plaza) Management For Voted - For
24 Lease Agreement (Ma'anshan Tiandi Plaza) Management For Voted - For
25 Annual Caps for Lease Agreement (Ma'anshan Tiandi
Plaza) Management For Voted - For
26 Cooperation Agreement (Offices) Management For Voted - For
27 Annual Caps for Cooperation Agreement (Offices) Management For Voted - For
28 Cooperation Agreement (Warehouses) Management For Voted - For
29 Annual Caps for Cooperation Agreement (Warehouses) Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GOME ELECTRICAL APPLIANCES HOLDING LTD.
SECURITY ID: G3978C124 TICKER: 493
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Hong Yu Management For Voted - For
6 Elect HUANG Xiu Hong Management For Voted - For
7 Elect YU Sing Wong Management For Voted - For
8 Elect WANG Gao Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2016 Pengrun Lease Agreement Management For Voted - For
GREAT WALL MOTOR CO., LTD.
SECURITY ID: Y2882P106 TICKER: 601633
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Directors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Independent Directors' Report Management For Voted - For
7 Supervisors' Report Management For Voted - For
8 Business Strategy for 2015 Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GUANGZHOU AUTOMOBILE GROUP CO. LTD
SECURITY ID: Y2R318121 TICKER: 2238
Meeting Date: 25-Mar-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Adjust Validity Period of Debt
Instruments Management For Voted - For
Meeting Date: 25-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YAO Yiming Management For Voted - For
3 Elect FENG Xingya Management For Voted - For
4 Elect CHEN Maoshan Management For Voted - For
5 Elect WU Song Management For Voted - For
6 Authority to Adjust Validity Period of Debt
Instruments Management For Voted - For
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
8 Appointment of Internal Control Auditor Management For Voted - Abstain
9 Dividend Distribution Policy Management For Voted - For
10 Elect ZHANG Fangyou Management For Voted - For
11 Elect ZENG Qinghong Management For Voted - For
12 Elect YUAN Zhongrong Management For Voted - For
13 Elect YAO Yiming Management For Voted - For
14 Elect FENG Xingya Management For Voted - For
15 Elect LU Sa Management For Voted - For
16 Elect CHEN Maoshan Management For Voted - For
17 Elect WU Song Management For Voted - For
18 Elect LI Pingyi Management For Voted - For
19 Elect DING Hongxiang Management For Voted - For
20 Elect FU Yuwu Management For Voted - For
21 Elect LAN Hailin Management For Voted - For
22 Elect LI Fangjin Management For Voted - For
23 Elect LEUNG Lincheong Management For Voted - For
24 Elect WANG Susheng Management For Voted - For
25 Elect GAO Fusheng as Supervisor Management For Voted - For
26 Elect WU Chunlin as Supervisor Management For Voted - Against
27 Elect SU Zhanpeng as Supervisor Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
28 Amendments to Articles Management For Voted - For
HENGAN INTERNATIONAL GROUP CO. LTD.
SECURITY ID: G4402L151 TICKER: 1044
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUNG Ching Shan Management For Voted - For
6 Elect XU Shui Shen Management For Voted - For
7 Elect XU Da Zuo Management For Voted - For
8 Elect SZE Wong Kim Management For Voted - For
9 Elect Vincent LOO Hong Shing Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
HOMEINNS HOTEL GROUP
SECURITY ID: 43713W107 TICKER: HMIN
Meeting Date: 18-Nov-14 Meeting Type: Annual
1 Company Name Change Management For Voted - For
INTIME RETAIL (GROUP) COMPANY LIMITED
SECURITY ID: G4922U103 TICKER: 1833
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Jiangxu Management For Voted - For
6 Elect SHEN Guojun Management For Voted - For
7 Elect XIN Xiangdong Management For Voted - For
8 Elect ZHANG Yong Management For Voted - For
9 Elect SUN Xiaoning Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
14 Authority to Issue Repurchased Shares
LI NING CO., LTD.
SECURITY ID: G5496K124 TICKER: 2331
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Elect Louis KOO Fook Sun
5 Elect Bunny CHAN Chung Bun
6 Elect Samuel SU Jing Shyh
7 Directors' Fees
8 Appointment of Auditor and Authority to Set Fees
9 Authority to Issue Shares w/o Preemptive Rights
10 Authority to Repurchase Shares
11 Authority to Issue Repurchased Shares
MELCO CROWN ENTERTAINMENT LTD
SECURITY ID: 585464100 TICKER: MPEL
Meeting Date: 25-Mar-15 Meeting Type: Special
1 Delisting from Hong Kong Stock Exchange
2 Amendment to Articles in Connection with Delisting
Meeting Date: 20-May-15
Meeting Type: Annual
1 Accounts and Reports
2 Elect Lawrence Yau Lung Ho
3 Elect James D. Packer
4 Elect John P. B. Wang
5 Elect Robert John Rankin
6 Directors' Fees
7 Appointment of Auditor and Authority to Set Fees
8 General and Unconditional Mandate to Issue New
Shares
9 Authority to Repurchase Shares (Before the De-Listing)
10 Authority to Repurchase Shares (After the De-Listing)
11 Authority to Issue Repurchased Shares
12 Amendment to the 2011 Share Incentive Plan
13 Amendment to the MCP Share Incentive Plan
Management
For
Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SHENZHOU INTERNATIONAL GROUP HLDGS
SECURITY ID: G8087W101 TICKER: 2313
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Guanlin Management For Voted - For
6 Elect MA Renhe Management For Voted - Against
7 Elect ZHENG Miaohui Management For Voted - For
8 Elect QIU Weiguo Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
SUN ART RETAIL GROUP LIMITED
SECURITY ID: Y8184B109 TICKER: 6808
Meeting Date: 14-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Ming Tuan Management For Voted - For
6 Elect CHENG Chuan-Tai Management For Voted - Against
7 Elect Bruno Robert MERCIER Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
SECURITY ID: G8878S103 TICKER: 910322
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect WU Chung-Yi Management For Voted - For
6 Elect WEI Hong Ming Management For Voted - For
7 Elect Hiromu Fukada Management For Voted - For
8 Elect LEE Tiong Hock Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
TSINGTAO BREWERY COMPANY LIMITED
SECURITY ID: Y8997D102 TICKER: 600600
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Financial Statements Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
UNI-PRESIDENT CHINA HOLDINGS LTD.
SECURITY ID: G9222R106 TICKER: 220
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Framework Purchase Agreement Management For Voted - For
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HOU Jung Lung Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA CONSUMER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WANT WANT CHINA HOLDINGS LTD
SECURITY ID: G9431R103 TICKER: 151
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIAO Ching Tsun Management For Voted - For
6 Elect CHU Chi Wen Management For Voted - For
7 Elect HUANG Yung Sung Management For Voted - For
8 Elect Haruo Maki Management For Voted - Against
9 Elect David TOH Ka Hock Management For Voted - For
10 Elect KAO Ruey Bin Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
WUMART STORES INC
SECURITY ID: Y97176112 TICKER: 1025
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Repurchase H Shares Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Shareholder Proposal Management For Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase H Shares Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTON OILFIELD SERVICES GROUP
SECURITY ID: G03999102 TICKER: 3337
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WU Di Management For Voted - For
5 Elect PI Zhifeng Management For Voted - For
6 Elect ZHANG Yongyi Management For Voted - Against
7 Elect ZHU Xiaoping Management For Voted - Against
8 Elect WANG Mingcai Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Refreshment of Share Option Scheme Management For Voted - Against
BEIJING ENTERPRISES HOLDINGS LTD.
SECURITY ID: Y07702122 TICKER: 392
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect WANG Dong Management For Voted - Against
6 Elect JIANG Xinhao Management For Voted - For
7 Elect WU Jiesi Management For Voted - For
8 Elect LAM Hoi Ham Management For Voted - Against
9 Elect SZE Chi Ching Management For Voted - Against
10 Elect SHI Hanmin Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Amendments to Articles Management For Voted - Against
GLOBAL X CHINA ENERGY ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
BEIJING JINGNENG CLEAN ENERGY CO., LTD
SECURITY ID: Y0R7A0107 TICKER: 0579
Meeting Date: 25-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Accounts and Reports
6 Allocation of Profits/Dividends
7 Annual Report Management
8 Appointment of International Auditor and Authority
to Set Fees
9 Appointment of Domestic Auditor and Authority to Set Fees
10 Budget Report
11 Elect ZHANG Fusheng
12 Authority to Issue H Shares w/o Preemptive Rights
CHINA COAL ENERGY COMPANY
SECURITY ID: Y1434L100 TICKER: 601898
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Coal Supply Framework Agreement
3 Integrated Materials and Services Mutual Provision
Framework Agreement
4 Non-Voting Agenda Item
5 Project Design, Construction and General
Contracting Services Framework Agreement
6 Non-Voting Agenda Item
7 Non-Voting Meeting Note
Meeting Date: 16-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Directors' Report
3 Supervisors' Report
4 Financial Statements
5 Allocation of Profits/Dividends
6 Capital Expenditure Budget
7 Appointment of Auditor and Authority to Set Fees
8 Directors' and Supervisors' Fees
9 Elect WANG An
10 Elect LI Yanjiang
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Elect GAO Jianjun Management For Voted - For
12 Elect PENG Yi Management For Voted - Against
13 Elect LIU Zhiyong Management For Voted - For
14 Elect XIANG XuJia Management For Voted - For
15 Elect ZHANG Ke Management For Voted - For
16 Elect ZHAO Pei Management For Voted - For
17 Elect NGAI Wai Fung Management For Voted - Against
18 Elect ZHOU Litao as Supervisor Management For Voted - For
19 Elect ZHAO Rongzhe as Supervisor Management For Voted - Against
CHINA GAS HOLDINGS LTD.
SECURITY ID: G2109G103 TICKER: 384
Meeting Date: 17-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger/Acquisition Management For Voted - For
4 Issuance of Consideration Shares under Specific
Mandate Management For Voted - For
5 Elect Arun Kumar MANCHANDA Management For Voted - For
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
SECURITY ID: Y1501T101 TICKER: 0916
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Provision of Goods and Services by the Company
under the New Guodian Master Agreement Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Provision of Goods and Services by China Guodian
Corporation under the New Guodian Master Agreement Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Authority to Issue Private Debt Financing
Instruments Management For Voted - For
7 Authority to Issue Ultra Short-Term Debentures Management For Voted - For
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Final Accounts Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Budget Report Management For Voted - For
8 Directors' and Supervisors' Fees Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For
10 Appointment of International Auditor and Authority
to Set Fees Management For Voted - For
11 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
12 Authority to Issue Debt Instruments Management For Voted - For
13 Shareholder Proposal Management For Voted - Against
CHINA OIL AND GAS GROUP LTD.
SECURITY ID: G2155W101 TICKER: 603
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect GUAN Yijun Management For Voted - For
5 Elect SHI Xun Zhi Management For Voted - For
6 Elect WANG Guangtian Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Bonus Share Issuance Management For Voted - For
CHINA OILFIELD SERVICES
SECURITY ID: Y15002101 TICKER: 601808
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Elect Mark FONG Chung (FANG Zhong) as Director Management For Voted - For
8 Elect LI Yong as Director Management For Voted - Against
9 Elect LIU Jian as Director Management For Voted - For
10 Elect CHENG Xinsheng as Supervisor Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
13 Authority to Issue Debt Instruments Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Repurchase Shares Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 02-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
CHINA PETROLEUM & CHEMICAL CORP
SECURITY ID: Y15010104 TICKER: 600028
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Shanghai Petrochemical Share Option Scheme Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Abstain
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Profit Distribution Plan Management For Voted - For
8 Authority to Declare Interim Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Service Contracts of Directors and Supervisors Management For Voted - For
11 Ratification of Board Acts Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Authority to Issue Debt Instruments Management For Voted - Against
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Elect LIU Yun as Supervisor Management For Voted - Against
16 Elect LIU Zhongyun as Supervisor Management For Voted - Against
17 Elect ZHOU Hengyou as Supervisor Management For Voted - Against
18 Elect ZOU Huiping as Supervisor Management For Voted - For
19 Elect WANG Yupu Management For Voted - For
20 Elect LI Chunguang Management For Voted - For
21 Elect ZHANG Jianhua Management For Voted - For
22 Elect WANG Zhigang Management For Voted - For
23 Elect DAI Houliang Management For Voted - For
24 Elect ZHANG Haichao Management For Voted - For
25 Elect JIAO Fangzheng Management For Voted - For
26 Elect JIANG Xiaoming Management For Voted - For
27 Elect Andrew Y. Yan Management For Voted - Against
28 Elect BAO Guoming Management For Voted - For
29 Elect TANG Min Management For Voted - For
30 Elect FAN Gang Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA POWER INTERNATIONAL DEVELOPMENT LTD.
SECURITY ID: Y1508G102 TICKER: 2380
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect YU Bing Management For Voted - For
6 Elect WANG Zichao Management For Voted - For
7 Elect Gordon KWONG Che Keung Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA RESOURCES GAS GROUP LTD
SECURITY ID: G2113B108 TICKER: 1193
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect WANG Chuandong Management For Voted - Against
6 Elect ONG Thiam Kin Management For Voted - For
7 Elect DU Wenmin Management For Voted - Against
8 Elect CHEN Ying Management For Voted - Against
9 Elect WANG Yan Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA RESOURCES POWER HLDGS CO
SECURITY ID: Y1503A100 TICKER: CRPJY
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect DU Wen Min Management For Voted - Against
6 Elect WEI Bin Management For Voted - Against
7 Elect CHEN Ying Management For Voted - Against
8 Elect Andrew MA Chiu Cheung Management For Voted - Against
9 Elect Jack SO Chak Kwong Management For Voted - For
10 Elect WANG Yan Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA SHENHUA ENERGY CO LTD
SECURITY ID: Y1504C113 TICKER: 601088
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Final Dividend Management For Voted - For
8 Directors' and Supervisors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Issuance of Debt Instruments Management For Voted - For
Meeting Date: 29-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
CNOOC LTD.
SECURITY ID: Y1662W117 TICKER: 0883
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect WU Guangqi Management For Voted - Against
6 Elect YANG Hua Management For Voted - For
7 Elect Aloysius TSE Hau Yin Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
DAQO NEW ENERGY CORP
SECURITY ID: 23703Q203 TICKER: DQ
Meeting Date: 30-Dec-14 Meeting Type: Annual
1 2014 Share Incentive Plan Management For Voted - For
DATANG INTERNATIONAL POWER GENERATION CO., LTD.
SECURITY ID: Y20020106 TICKER: 601991
Meeting Date: 30-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Provision of Entrusted Loan Management For Voted - For
5 Elect LIANG Yongpan Management For Voted - For
6 Resignation of FANG Qinghai Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 19-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Entrusted Loans Under Renewable Resource
Agreements (Implemented) Management For Voted - For
4 Entrusted Loans Under Renewable Resource
Agreements (New) Management For Voted - For
5 Entrusted Loans Under Xilinhaote Mining
Entrusted Loan Agreement Management For Voted - For
6 Provision of The Counter Guarantee Undertaking
Letter in Relation to The Issue of The Corporate
Bonds Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 10-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Extension of Framework Agreement of Sale of Natural
Gas and Sale and Purchase Contract of Chemical
Products (Keqi) Management For Voted - For
5 Extension of Sale and Purchase Contract of Chemical
Products (Duolun) Management For Voted - For
6 2015 Sales and Purchase of Coal Management For Voted - For
7 Authority to Give Guarantees Management For Voted - Against
8 Provisions for Asset Impairments Management For Voted - For
9 Authority to Issue Non-public Debt Financing
Instruments Management For Voted - For
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Appointment of LIU Chuandong as Supervisor Management For Voted - Against
10 Resignation of LI Baoqing as Supervisor Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
ENN ENERGY HOLDINGS LIMITED
SECURITY ID: G3066L101 TICKER: 2688
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEUNG Yip Sang Management For Voted - For
6 Elect HAN Jishen Management For Voted - For
7 Elect WANG Dongzhi Management For Voted - For
8 Elect LIM Haw Kuang Management For Voted - For
9 Elect Quinn LAW Yee Kwan Management For Voted - For
10 Director Vacancy Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Authority to Repurchase Shares Management For Voted - For
GCL-POLY ENERGY HOLDINGS LTD.
SECURITY ID: G3774X108 TICKER: 3800
Meeting Date: 15-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of GNE Share Option Scheme Management For Voted - Against
4 Elect Charles YEUNG Man Chung Management For Voted - For
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHU Yufeng Management For Voted - Against
5 Elect ZHU Zhanjun Management For Voted - For
6 Elect SHU Hua Management For Voted - For
7 Elect YIP Tai Him Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
HANWHA Q CELLS CO LTD
SECURITY ID: 41135V103 TICKER: HSOL
Meeting Date: 01-Dec-14 Meeting Type: Annual
1 Elect David N.K. WANG Management For Voted - For
2 Elect Seong Woo Nam Management For Voted - For
3 Elect Jung Pyo Seo Management For Voted - Against
4 Appointment of Auditor Management For Voted - For
Meeting Date: 04-Feb-15 Meeting Type: Special
1 Reverse Merger Management For Voted - Against
2 Adoption of New Articles Management For Voted - Against
3 Increase in Authorized Capital Management For Voted - Against
4 Change in Company Name Management For Voted - Against
Meeting Date: 06-Apr-15 Meeting Type: Special
1 Amendment to the Articles of Association Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HONG KONG & CHINA GAS CO. LTD.
SECURITY ID: Y33370100 TICKER: 3
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LEE Shau Kee Management For Voted - Against
6 Elect POON Chung Kwong Management For Voted - For
7 Elect Alfred CHAN Wing Kin Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Bonus Share Issuance Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
HUADIAN FUXIN ENERGY CORPORATION LIMITED
SECURITY ID: Y3123J107 TICKER: 816
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Independent Auditor's Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Elect HOU Jiawei as Supervisor Management For Voted - Against
11 Elect ZHANG Liying as Supervisor Management For Voted - Against
12 Supervisors' Fees Management For Voted - For
13 Service Contracts of Directors and Supervisors Management For Voted - For
14 Amendment of Articles Management For Voted - For
15 Authority to Issue Debt Instruments Management For Voted - Against
16 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
HUADIAN POWER INTERNATIONAL CORPORATION LTD.
SECURITY ID: Y3738Y101 TICKER: 600027
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA ENERGY ETF
PROPOSAL
2 Amendments to Articles
3 Purchase of Coal
4 Non-Voting Agenda Item
5 Purchase of Engineering Equipment, Systems,
Products, Construction Contracting Projects and Other Services
6 Non-Voting Agenda Item
7 Sale of Coal and Provision of Services
8 Non-Voting Agenda Item
9 Financial Services Agreement
10 Non-Voting Agenda Item
11 Loan by China Huadian
12 Non-Voting Agenda Item
13 Loan by Shandong International Trust
14 Non-Voting Agenda Item
Meeting Date: 13-Feb-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Authority to Issue Shares w/o Preemptive Rights
3 Class of Shares
4 Nominal Value
5 Target Subscriber and Lock-up Period
6 Non-Voting Agenda Item
7 Method of Issue
8 Method of Subscription
9 Determination Date of Issuance Price and Issuance
Price
10 Non-Voting Agenda Item
11 Non-Voting Agenda Item
12 Number of Shares
13 Non-Voting Agenda Item
14 Listing Arrangement
15 Use of Proceeds
16 Arrangement of Retained Profits
17 Validity Period of Resolution
18 Ratification of China Huadian A Share Subscription
Agreement
19 Board Authorization to Implement Non-Public Issuance
20 Non-Voting Agenda Item
21 Non-Voting Agenda Item
22 Non-Voting Agenda Item
23 Eligibility for Private Placement of A Shares
24 Feasibility Analysis Report on Use of Proceeds
25 Report on Previous Use of Proceeds
Meeting Date: 26-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A
N/A
Non-Voting
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
3 Short-Term Debentures Management For Voted - Against
4 Medium-Term Notes Management For Voted - Against
5 Non-Public Placed Bonds Management For Voted - Against
6 Super Short-Term Commercial Papers Management For Voted - Against
7 Corporate Bonds and/or RMB Denominated Bond Management For Voted - Against
8 Directors' Report Management For Voted - For
9 Supervisors' Report Management For Voted - For
10 Accounts and Reports Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Appointment of International and PRC Auditors and
Authority to Set Fees Management For Voted - Abstain
13 Appointment of Internal Control Auditors Management For Voted - Abstain
14 Independent Directors' Report Management For Voted - For
15 Directors' Fees Management For Voted - For
16 Supervisors' Fees Management For Voted - For
17 Elect ZHANG Ke Management For Voted - For
18 Elect WANG Dashu Management For Voted - For
19 Elect WEI Jian Management For Voted - For
20 Elect ZONG Wenlong Management For Voted - For
21 Elect LI Jinghua as Supervisor Management For Voted - For
22 Elect ZHA Jianqiu as Supervisor Management For Voted - For
Meeting Date: 30-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Acquisition Management For Voted - For
3 Supplemental Agreement to Financial Services
Agreement Management For Voted - Against
HUANENG POWER INTERNATIONAL INC.
SECURITY ID: Y3744A105 TICKER: 902
Meeting Date: 28-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Huaneng Group Framework
Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
8 Authority to Issue Short Term Debentures Management For Voted - For
9 Authority to Issue Super Short Term Debentures Management For Voted - For
10 Non-Public Placement of Debt Financing Instruments Management For Voted - For
11 Authority to Issue Debt Financing Instruments In or
Outside of PRC Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Elect ZHU Youseng Management For Voted - For
14 Elect GENG Jianxin Management For Voted - For
15 Elect XIA Qing Management For Voted - For
16 Amendments to Articles Regarding H Share Issuance Management For Voted - For
HUANENG RENEWABLES CORPORATION LIMITED
SECURITY ID: Y3739S103 TICKER: 958
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Elect WANG Kui Management For Voted - Against
8 Elect HE Yan Management For Voted - For
9 Authority to Issue Debt Financing Instruments Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Amendments to Articles Management For Voted - For
JA SOLAR
SECURITY ID: 466090206 TICKER: JASO
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Baofang Jin Management For Voted - Against
3 Elect Bingyan Ren Management For Voted - For
4 Elect Jian Xie Management For Voted - For
5 Elect Hope NI Hong Management For Voted - Against
6 Elect Jiqing Huang Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Yuhong Fan Management For Voted - Against
8 Transaction of Other Business Management For Voted - For
JINKOSOLAR HOLDING CO. LTD
SECURITY ID: 47759T100 TICKER: JKS
Meeting Date: 28-Oct-14 Meeting Type: Annual
1 Elect Kangping Chen Management For Voted - Against
2 Elect Xianhua Li Management For Voted - For
3 Elect Longgen Zhang Management For Voted - Against
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Transaction of Other Business Management For Voted - Against
KUNLUN ENERGY COMPANY LIMITED
SECURITY ID: G5320C108 TICKER: 0135
Meeting Date: 10-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Fifth Supplemental Agreement Management For Voted - For
4 Continuing Connected Transactions Management For Voted - For
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
PETROCHINA CO. LTD.
SECURITY ID: Y6883Q104 TICKER: PTR
Meeting Date: 29-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 New Comprehensive Agreement And Annual Caps Management For Voted - Against
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect ZHANG Biyi as Director Management For Voted - For
5 Elect JIANG Lifu as Supervisor Management For Voted - Against
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Final Dividends Management For Voted - For
7 Authority to Declare Interim Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect ZHAO Zhengzhang Management For Voted - For
10 Elect WANG Yilin Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Debt Instruments Management For Voted - For
POWER ASSETS HOLDINGS LIMITED
SECURITY ID: Y7092Q109 TICKER: 6
Meeting Date: 14-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Neil D. McGee Management For Voted - For
6 Elect Ralph R. Shea Management For Voted - For
7 Elect WAN Chi Tin Management For Voted - For
8 Elect WONG Chung Hin Management For Voted - Against
9 Elect Anthony WU Ting Yuk Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - Against
15 Annual Authorization of Acquisition of Debt
Securities Management For Voted - For
SHOUGANG FUSHAN RESOURCES GROUP LIMITED
SECURITY ID: Y7760F104 TICKER: 0639
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect LI Shaofeng Management For Voted - Against
6 Elect Ding Rucai Management For Voted - For
7 Elect SO Kwok Hoo Management For Voted - For
8 Elect CHEN Zhaoqiang Management For Voted - For
9 Elect LIU Qingshan Management For Voted - For
10 Elect CHAN Pat Lam Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
SHUNFENG INTERNATIONAL CLEAN ENERGY LIMITED
SECURITY ID: G8116S105 TICKER: 1165
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Convertible Bonds Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LUO Xin Management For Voted - For
5 Elect LEI Ting Management For Voted - For
6 Elect TAO Wenquan Management For Voted - Against
7 Elect ZHAO Yuwen Management For Voted - Against
8 Elect Wilson KWONG Wai Sun Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
SHUNFENG INTERNATIONAL CLEAN ENERGY LIMITED
SECURITY ID: G81170105 TICKER: 1165
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Change in Company Name Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIANNENG POWER INTERNATIONAL LTD
SECURITY ID: G8655K109 TICKER: 819
Meeting Date: 16-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Tianren Management For Voted - Against
5 Elect ZHANG Aogen Management For Voted - For
6 Elect WANG Jingzhong Management For Voted - For
7 Elect ZHOU Jianzhong Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Authority to Repurchase Shares Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Authority to Issue Repurchased Shares Management For Voted - Against
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD
SECURITY ID: Y97237112 TICKER: 2208
Meeting Date: 11-Nov-14 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Share Type and Par Value Management For Voted - For
3 Issuing Method Management For Voted - For
4 Size of Issuance Management For Voted - For
5 Target Subscribers and Subscription Method Management For Voted - For
6 Issuing Price and Pricing Principals Management For Voted - For
7 Use of Proceeds Management For Voted - For
8 Lock-up Period Management For Voted - For
9 Listing Market Management For Voted - For
10 Arrangements for Undistributed Profits Management For Voted - For
11 Valid Period of Resolution Management For Voted - For
12 Feasibility Report on Use of Proceeds Management For Voted - For
13 Related Party Transactions Involved in Non-public
Offering of A Shares Management For Voted - For
14 Approval of Conditional Share Subscription
Agreements Management For Voted - For
15 Board Authorization to Amend Articles based on
Non-public Offering of A Shares Management For Voted - For
16 Eligibility for Non-public Offering of A Shares Management For Voted - For
17 Approval of Use and Deposit Report on Previously
Raised Funds Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Board Authorization to Implement Non-public
Offering of A Shares Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 11-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Share Type and Par Value Management For Voted - For
3 Issuing Method Management For Voted - For
4 Size of Issuance Management For Voted - For
5 Target Subscribers and Subscription Method Management For Voted - For
6 Issuing Price and Pricing Principals Management For Voted - For
7 Use of Proceeds Management For Voted - For
8 Lock-up Period Management For Voted - For
9 Listing Market Management For Voted - For
10 Arrangements for Undistributed Profits Management For Voted - For
11 Valid Period of Resolution Management For Voted - For
12 Feasibility Report on Use of Proceeds Management For Voted - For
13 Related Party Transactions Involved in Non-public
Offering of A Shares Management For Voted - For
14 Approval of Conditional Share Subscription
Agreements Management For Voted - For
15 Board Authorization to Amend Articles based on
Non-public Offering of A Shares Management For Voted - For
16 Eligibility for Non-public Offering of A Shares Management For Voted - For
17 Approval of Use and Deposit Report on Previously
Raised Funds Management For Voted - For
18 Board Authorization to Implement Non-public
Offering of A Shares Management For Voted - For
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Continuing Connected Transactions with Xinjiang
Wind Power Co., Ltd. Management For Voted - For
3 Continuing Connected Transactions with China Three
Gorges New Energy
Corporation Management For Voted - For
4 Continuing Connected Transactions with Xinjiang New
Energy (Group) Co., Ltd. Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Establishment of Wholly-Owned Subsidiary Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisory Committee's Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Allocation of Profits/Dividends Management For Voted - For
8 Annual Report Management For Voted - For
9 Application for Credit Facilities Management For Voted - For
10 Authority to Give Guarantees: Letter of Guarantee Management For Voted - Abstain
11 Authority to Give Guarantees Management For Voted - Abstain
12 Shareholders' Return Plan Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
YANZHOU COAL MINING COMPANY LIMITED
SECURITY ID: Y97417102 TICKER: 1171
Meeting Date: 24-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Principal Protected Financing Business Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
Meeting Date: 12-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Materials Supply Agreement Management For Voted - For
4 Labour and Services Agreement Management For Voted - For
5 Insurance Fund Administrative Services Agreement Management For Voted - For
6 Products, Materials and Equipment Leasing Agreement Management For Voted - For
7 Electricity and Heat Agreement Management For Voted - For
8 Financial Services Agreement Management For Voted - Against
9 Issuance of Convertible Hybrid Bonds Management For Voted - For
10 Subscription of Convertible Hybrid Bonds Management For Voted - For
11 Letter of Debt Support Management For Voted - For
12 Possible Deemed Disposal Management For Voted - For
13 Ratification of Board Acts Management For Voted - For
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' and Supervisors' Fees Management For Voted - For
7 Liability Insurance Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Financing Activities Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase H Shares Management For Voted - For
GLOBAL X CHINA ENERGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
YINGLI GREEN ENERGY HOLDING CO LTD.
SECURITY ID: 98584B103 TICKER: YGE
Meeting Date: 17-Nov-14 Meeting Type: Annual
1 Elect Iain Ferguson Bruce Management For Voted - Against
2 Elect Ming Huang Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGILE PROPERTY HOLDINGS LTD.
SECURITY ID: G01198103 TICKER: 3383
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Zhuo Lin Management For Voted - Against
6 Elect Fion LUK Sin Fong Management For Voted - For
7 Elect CHENG Hon Kwan Management For Voted - For
8 Elect Stephen HUI Chiu Chung Management For Voted - Against
9 Elect Peter WONG Shiu Hoi Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
AGRICULTURAL BANK OF CHINA
SECURITY ID: Y00289119 TICKER: 601288
Meeting Date: 05-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect LIU Shiyu Management For Voted - For
4 Elect ZHAO Chao Management For Voted - For
5 Elect ZHANG Dinglong Management For Voted - For
6 Elect CHEN Jianbo Management For Voted - Against
7 Elect HU Xiaohui Management For Voted - For
8 Elect XU Jiangdong Management For Voted - For
Meeting Date: 15-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHANG Yun as Director Management For Voted - Against
4 Elect LU Jianping as Director Management For Voted - For
5 Elect CHE Yingxin as Supervisor Management For Voted - For
6 Adjustment to Mandate for Disposal of Credit Assets Management For Voted - Abstain
7 Elect XIAO Xing as Director Management For Voted - For
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
3 Directors Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Fixed Assets Investment Budget Management For Voted - For
8 Elect CAI Huaxiang Management For Voted - For
9 Elect YUAN Changqing as Supervisor Management For Voted - For
10 Elect LI Wang as Supervisor Management For Voted - For
11 Elect LV Shuqin as Supervisor Management For Voted - For
12 Appointment of Auditor Management For Voted - For
BANK OF CHINA LTD.
SECURITY ID: Y0698A107 TICKER: 601988
Meeting Date: 17-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Financial Statements Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Annual Budget Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect Nout Wellink as Director Management For Voted - For
10 Elect LI Jucai as Director Management For Voted - For
11 Elect CHEN Yuhua as Supervisor Management For Voted - For
12 Authorization to the Board of Directors Scheme Management For Voted - For
13 Issuance of Bonds Management For Voted - For
BANK OF COMMUNICATIONS CO., LTD.
SECURITY ID: Y06988102 TICKER: 601328
Meeting Date: 18-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
4 Type Management For Voted - For
5 Size Management For Voted - For
6 Method of Issuance Management For Voted - For
7 Par Value and Issue Price Management For Voted - For
8 Maturity Management For Voted - For
9 Target Investors Management For Voted - For
10 Lock-up Period Management For Voted - For
11 Terms of Distribution of Dividends Management For Voted - For
12 Terms of Mandatory Conversion Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Terms of Conditional Redemption Management For Voted - For
14 Restrictions on Voting Rights Management For Voted - For
15 Restoration of Voting Rights Management For Voted - For
16 Order of Distribution on Liquidation and Procedures
For Liquidation Management For Voted - For
17 Rating Management For Voted - For
18 Security Management For Voted - For
19 Use of Proceeds Management For Voted - For
20 Transfer Management For Voted - For
21 Validity Period of Resolution Management For Voted - For
22 Relationship Between Offshore and Domestic Issuance Management For Voted - For
23 Board Authorization Management For Voted - For
24 Type Management For Voted - For
25 Number Management For Voted - For
26 Method of Issuance Management For Voted - For
27 Par Value and Issue Price Management For Voted - For
28 Maturity Management For Voted - For
29 Target Investors Management For Voted - For
30 Lock-up Period Management For Voted - For
31 Terms of Distribution of Dividends Management For Voted - For
32 Terms of Mandatory Conversion Management For Voted - For
33 Terms of Conditional Redemption Management For Voted - For
34 Restrictions on Voting Rights Management For Voted - For
35 Restoration of Voting Rights Management For Voted - For
36 Order of Distribution on Liquidation and Procedures
for Liquidation Management For Voted - For
37 Rating Management For Voted - For
38 Security Management For Voted - For
39 Use of Proceeds Management For Voted - For
40 Listing and Trading Arrangements Management For Voted - For
41 Validity Period of Resolution Management For Voted - For
42 Relationship Between Offshore and Domestic Issuances Management For Voted - For
43 Board Authorization Management For Voted - For
44 Dilution of Current Returns and Adoption of
Remedial Measures Management For Voted - For
45 Capital Management Plan Management For Voted - For
46 Shareholder Return Plan Management For Voted - For
47 Accounts and Reports Management For Voted - For
48 Allocation of Profits/Dividends Management For Voted - For
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Fixed Assets Investment Plan Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supevisors' Fees Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect HOU Weidong Management For Voted - For
9 Elect HUANG Bijuan Management For Voted - For
10 Amendments to Board Authorization Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
CHEUNG KONG (HOLDINGS) LTD.
SECURITY ID: Y13213106 TICKER: 1
Meeting Date: 25-Feb-15 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Reorganization Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Feb-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Reorganization Management For Voted - For
CHINA CITIC BANK CORP. LTD.
SECURITY ID: Y1434M116 TICKER: 601998
Meeting Date: 16-Dec-14 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Class and Par Value Management For Voted - For
4 Target Subscriber and Subscription Method Management For Voted - For
5 Issue Method and Date Management For Voted - For
6 Issue Price Management For Voted - For
7 Issue Size Management For Voted - For
8 Lock-up Period Management For Voted - For
9 Arrangements for Accumulated Retained Profits Management For Voted - For
10 Issue Market Management For Voted - For
11 Term of Validity Management For Voted - For
12 Amount and Use of Proceeds Management For Voted - For
13 Whether the Private Placement constitutes connected
transaction Management For Voted - For
14 Whether the Private Placement leads to any change
in the control of the Company Management For Voted - For
15 Approval of Private Placement Plan Management For Voted - For
Meeting Date: 16-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
3 Class and Par Value
4 Target Subscriber and Subscription Method
5 Issue Method and Date
6 Issue Price
7 Issue Size
8 Lock-up Period
9 Arrangements for Accumulated Retained Profits
10 Issue Market
11 Term of Validity
12 Amount and Use of Proceeds
13 Whether the Private Placement constitutes connected
transaction
14 Whether the Private Placement leads to any change in the control of the
Company
15 Ratification of Board Acts
16 Approval of Private Placement Plan
17 Proposal of Qualified for Non-public Issuance of A
Shares
18 Feasibility Study Report on Proceeds from Private Placement
19 Report on the Use of Proceeds from the Previous Offering
20 Signing of Conditional Share Purchase Agreement
21 Shareholder Return Plan
22 Medium-term Capital Management Plan
23 Dilution of Current Return by the Private Placement
and Compensatory Measures
Meeting Date: 28-Jan-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Asset Transfer Framework Agreement
3 Wealth Management and Investment Services Framework
Agreement
4 Annual Cap of Credit Extension Related Party
Transactions
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Directors' Report
5 Supervisors' Report
6 Annual Report
7 Financial Report
8 Financial Budget 2015
9 Allocation of Profits/Dividends
10 Elect CHANG Zhenming
11 Elect ZHU Xiaohuang
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Elect DOU Jianzhong Management For Voted - For
13 Elect ZHANG Xiaowei Management For Voted - For
14 Elect LI Qingping Management For Voted - For
15 Elect SUN Deshun Management For Voted - For
16 Elect WU Xiaoqing Management For Voted - For
17 Elect Andrew WONG Luen Cheung Management For Voted - For
18 Elect YUAN Ming Management For Voted - For
19 Elect QIAN Jun Management For Voted - For
20 Directors' Fees Management For Voted - For
21 Elect OU-YANG Qian Management For Voted - For
22 Elect ZHENG Xuexue Management For Voted - For
23 Elect WANG Xiuhong Management For Voted - For
24 Elect JIA Xiangsen Management For Voted - For
25 Elect ZHANG Wei Management For Voted - For
26 Supervisors' Fees Management For Voted - For
27 Appointment of Auditor and Authority to Set Fees Management For Voted - For
28 Related Party Transactions for the Fiscal Year 2014 Management For Voted - Abstain
29 Eligibility for Private Placement of Preferred
Shares Management For Voted - For
30 Share Type and Size of Issuance Management For Voted - For
31 Par Value and Offering Price Management For Voted - For
32 Duration Period Management For Voted - For
33 Use of Proceed Management For Voted - For
34 Offering Method and Target Subscribers Management For Voted - For
35 Arrangements for Profit/Dividend Distribution Management For Voted - For
36 Mandatory Conversion Clause Management For Voted - For
37 Conditional Repurchase Terms Management For Voted - For
38 Voting Right Restriction and Restoration Clause Management For Voted - For
39 Liquidation Preference and Method Management For Voted - For
40 Rating Arrangements Management For Voted - For
41 Guarantee Arrangements Management For Voted - For
42 Share Transfer and Trading Arrangements Management For Voted - For
43 Validity Period Management For Voted - For
44 Amendments to Articles regarding Preferred Share
Issuance Management For Voted - For
45 Amendments to Management System for Raised Funds Management For Voted - Abstain
46 Indemnification Arrangements for Diluted
Current
Earnings Management For Voted - For
47 Board Authorization to Implement Private Placement
of Preferred Stocks Management For Voted - For
48 Amendments to Articles Management For Voted - For
49 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - For
50 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
51 Acquisition of Equity of CITIC International
Financial Holdings Limited Management For Voted - For
52 Approval of Exemption Conditions for Non-Performing
Bank Loans Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 26-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Share Type and Size of Issuance Management For Voted - For
3 Par value and Offering Price Management For Voted - For
4 Duration Period Management For Voted - For
5 Use of Proceed Management For Voted - For
6 Offering Method and Target Subscribers Management For Voted - For
7 Arrangements for Profit/Dividend Distribution Management For Voted - For
8 Mandatory Conversion Clause Management For Voted - For
9 Conditional Repurchase Terms Management For Voted - For
10 Voting Right Restriction and Restoration Clause Management For Voted - For
11 Liquidation Preference and method Management For Voted - For
12 Rating Arrangements Management For Voted - For
13 Guarantee Arrangements Management For Voted - For
14 Share Transfer and Trading Arrangements Management For Voted - For
15 Validity Period Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA CONSTRUCTION BANK CORP.
SECURITY ID: Y1397N101 TICKER: 601939
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2015 Fixed Asset Investment Plan Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Elect WANG Hongzhang Management For Voted - For
11 Elect PANG Xiusheng Management For Voted - For
12 Elect ZHANG Gengsheng Management For Voted - For
13 Elect Li Jun Management For Voted - For
14 Elect Hao Aiqun Management For Voted - For
15 Elect Elaine La Roche Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 IMPACT ON DILUTION OF CURRENT RETURNS OF THE
ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES Management For Voted - For
18 Shareholder Return Plan 2015-2017 Management For Voted - For
19 Capital Plan 2015-2017 Management For Voted - For
20 Amendments to Articles Management For Voted - For
21 Type and Size Management For Voted - For
22 Par Value and Issue Price Management For Voted - For
23 Maturity Date Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Use of Proceeds Management For Voted - For
25 Issuance Method and Investor Management For Voted - For
26 Profit Distribution Method Management For Voted - For
27 Mandatory Conversion Management For Voted - For
28 Conditional Redemption Management For Voted - For
29 Voting Rights Restriction and Restoration Management For Voted - For
30 Repayment Priority and Manner of Liquidation Management For Voted - For
31 Rating Management For Voted - For
32 Security Management For Voted - For
33 Trading or Transfer Restriction Management For Voted - For
34 Trading Arrangement Management For Voted - For
35 Effective Period of Resolution Management For Voted - For
36 Board Authorization Management For Voted - For
37 Relationship Between Domestic Issuance and Offshore
Issuance Management For Voted - For
38 Application and Approval Procedures Management For Voted - For
39 Type and Size Management For Voted - For
40 Par Value and Issue Price Management For Voted - For
41 Maturity Date Management For Voted - For
42 Use of Proceeds Management For Voted - For
43 Issuance Method and Investor Management For Voted - For
44 Profit Distribution Method Management For Voted - For
45 Mandatory Conversion Management For Voted - For
46 Conditional Redemption Management For Voted - For
47 Voting Rights Restriction and Restoration Management For Voted - For
48 Repayment Priority and Manner of Liquidation Management For Voted - For
49 Rating Management For Voted - For
50 Security Management For Voted - For
51 Lock-up Period Management For Voted - For
52 Effective Period of the Resolution Management For Voted - For
53 Trading/Listing Arrangement Management For Voted - For
54 Board Authorization Management For Voted - For
55 Relationship Between Domestic Issuance and Offshore
Issuance Management For Voted - For
56 Application and Approval Procedures Management For Voted - For
57 Elect WANG Zuji Management For Voted - For
Meeting Date: 15-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Type and Size Management For Voted - For
3 Par Value and Issue Price Management For Voted - For
4 Maturity Date Management For Voted - For
5 Use of Proceeds Management For Voted - For
6 Issuance Method and Investor Management For Voted - For
7 Profit Distribution Method Management For Voted - For
8 Mandatory Conversion Management For Voted - For
9 Conditional Redemption Management For Voted - For
10 Voting Rights Restriction and Restoration Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Repayment Priority and Manner of Liquidation Management For Voted - For
12 Rating Management For Voted - For
13 Security Management For Voted - For
14 Trading or Transfer Restriction Management For Voted - For
15 Trading Arrangement Management For Voted - For
16 Effective Period of Resolution Management For Voted - For
17 Board Authorization Management For Voted - For
18 Relationship Between Domestic Issuance and Offshore
Issuance Management For Voted - For
19 Application and Approval Procedures Management For Voted - For
20 Type and Size Management For Voted - For
21 Par Value and Issue Price Management For Voted - For
22 Maturity Date Management For Voted - For
23 Use of Proceeds Management For Voted - For
24 Issuance Method and Investor Management For Voted - For
25 Profit Distribution Method Management For Voted - For
26 Mandatory Conversion Management For Voted - For
27 Conditional Redemption Management For Voted - For
28 Voting Rights Restriction and Restoration Management For Voted - For
29 Repayment Priority and Manner of Liquidation Management For Voted - For
30 Rating Management For Voted - For
31 Security Management For Voted - For
32 Lock-up Period Management For Voted - For
33 Effective Period of the Resolution Management For Voted - For
34 Trading/Listing Arrangement Management For Voted - For
35 Board Authorization Management For Voted - For
36 Relationship Between Domestic Issuance and Offshore
Issuance Management For Voted - For
37 Application and Approval Procedures Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA EVERBRIGHT LTD.
SECURITY ID: Y1421G106 TICKER: 165
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Jun Management For Voted - Against
6 Elect CHEN Shuang Management For Voted - For
7 Elect WANG Weimin Management For Voted - For
8 Elect John SETO Gin Chung Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
13 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 18-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Deposit Services Framework Agreement Management For Voted - Against
4 Finance Lease Framework Agreement Management For Voted - For
5 Asset Management Services Framework Agreement Management For Voted - For
CHINA GALAXY SECURITIES CO LTD
SECURITY ID: Y1R92J109 TICKER: 6881
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Capital Expenditure Budget Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Remuneration Settlement Plan for Supervisors Management For Voted - For
11 Report on Deposit and Use of Previously Raised
Proceeds Management For Voted - For
12 Elect CHEN Youan Management For Voted - For
13 Elect GU Weiguo Management For Voted - For
14 Elect WU Chengming Management For Voted - For
15 Elect DU Ping Management For Voted - For
16 Elect SHI Xun Management For Voted - Against
17 Elect ZHANG Jinghua Management For Voted - For
18 Elect LIU Feng Management For Voted - For
19 Elect LUO Lin Management For Voted - For
20 Elect WU Yuwu Management For Voted - For
21 Elect CHI Fulin Management For Voted - For
22 Elect YU Wenxiu as Supervisor Management For Voted - For
23 Elect ZHONG Cheng as Supervisor Management For Voted - For
24 Elect FENG Heping as Supervisor Management For Voted - For
25 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
CHINA LIFE INSURANCE CO
SECURITY ID: Y1477R204 TICKER: 2628
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
2 Entrusted Investment and Management Agreement
3 Non-Voting Meeting Note
Meeting Date: 28-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Accounts and Reports
6 Allocation of Profits/Dividends
7 Directors' and Supervisors' Fees
8 Appointment of Auditor and Authority to Set Fees
9 Elect YANG Mingsheng
10 Elect LIN Dairen
11 Elect XU Henping
12 Elect XU Haifeng
13 Elect MIAO Jianmin
14 Elect ZHANG Xiangxian
15 Elect WANG Sidong
16 Elect LIU Jiade
17 Elect Anthony Francis Neoh
18 Elect Stephen CHANG Tso Tung
19 Elect HUANG Yiping
20 Elect Drake Pike
21 Elect MIAO Ping as Non-Employee Representative
Supervisor
22 Elect SHI Xiangming as Non-Employee Representative Supervisor
23 Elect XIONG Junhong as Non-Employee Representative Supervisor
24 Authority to Issue Shares w/o Preemptive Rights
25 Authority to Issue Debt Instruments
26 Amendments to Articles and Procedural Rules
27 Non-Voting Meeting Note
CHINA MERCHANTS BANK
SECURITY ID: Y14896115 TICKER: 600036
Meeting Date: 20-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Elect LI Xiaopeng as Non-Executive Director
3 Elect Antony LEUNG Kam Chung
4 Elect ZHAO Jun
5 Elect JIN Qingjun as Supervisor
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
Meeting Date: 19-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Annual Report
6 Accounts and Reports
7 Allocation of Profits/Dividends
8 Appointment of Auditor and Authority to Set Fees
9 Report on Duty Performance of Directors
10 Report on Duty Performance of Supervisors
11 Duty Performance and Cross-evaluation Reports of
Independent Directors
12 Duty Performance and Cross-evaluation Reports of External Supervisors
13 Related Party Transaction Report
14 Extend Validity Period for Issue of Financial Bonds
15 Authority to Issue Shares w/o Preemptive Rights
16 Compliance of Issuance of A Shares
17 Class and Nominal Value
18 Method and Time
19 Target and Method of Subscription
20 Issue Price
21 Issue Size
22 Lock-up Period
23 Place of Listing
24 Use of Proceeds
25 Arrangement of Profits
26 Effective Period
27 First Phase Employee Stock Ownership Scheme
28 Plan Regarding the Private Placement of A Shares
29 Connected Transaction Relating to the Private
Placement of A Shares
30 Feasibility Report on Use of Proceeds from Private Placement of A Shares
31 Report on Use of Proceeds from Private Placement of A Shares
32 Board Authorization to Implement Private Placement
33 Termination of the H Share Appreciation Rights
Scheme
34 Approval of Conditional Share Subscription Agreement
35 Adoption of Shareholders' Return Plan 2015-2017
36 Adoption of Capital Management Plan 2015-2017
37 Analysis on the Dilution by Private Placement of A
Shares
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 19-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class and Nominal Value Management For Voted - For
3 Method and Time of Issue Management For Voted - For
4 Target and Method of Subscription Management For Voted - For
5 Issue Price Management For Voted - For
6 Issue Size Management For Voted - For
7 Lock-up Period Management For Voted - For
8 Place of Listing Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Arrangement of Profits Management For Voted - For
11 Effective Period Management For Voted - For
12 Plan of Private Placement of A Shares Management For Voted - For
13 Board Authorization to Implement Private Placement Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA MINSHENG BANKING CORPORATION LTD.
SECURITY ID: Y1495M112 TICKER: 600016
Meeting Date: 23-Dec-14 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Type and Number Management For Voted - For
3 Maturity Management For Voted - For
4 Method of Issuance Management For Voted - For
5 Placees Management For Voted - For
6 Nominal Value and Issue Price Management For Voted - For
7 Dividend Distribution Provisions Management For Voted - For
8 Conditional Redemption Management For Voted - For
9 Mandatory Conversion Management For Voted - For
10 Restriction on and Restoration of Voting Rights Management For Voted - For
11 Order of Distribution of Residual Assets and Basis
for Liquidation Management For Voted - For
12 Use of Proceeds Management For Voted - For
13 Rating Management For Voted - For
14 Guarantee Management For Voted - For
15 Transferability Management For Voted - For
16 Legal Compliance Management For Voted - For
17 Effective Period Management For Voted - For
18 Relationship between Domestic and Offshore Issuances Management For Voted - For
19 Type and Number Management For Voted - For
20 Maturity Management For Voted - For
21 Method of Issuance Management For Voted - For
22 Placees Management For Voted - For
23 Nominal Value and Issue Price Management For Voted - For
24 Dividend Distribution Provisions Management For Voted - For
25 Conditional Redemption Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
26 Mandatory Conversion Management For Voted - For
27 Restriction on and Restoration of Voting Rights Management For Voted - For
28 Order of Distribution of Residual Assets and Basis
for Liquidation Management For Voted - For
29 Use of Proceeds Management For Voted - For
30 Rating Management For Voted - For
31 Guarantee Management For Voted - For
32 Transferability Management For Voted - For
33 Legal Compliance Management For Voted - For
34 Effective Period Management For Voted - For
35 Relationship between Domestic and Offshore Issuances Management For Voted - For
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Qualification of Non-public Issuance of Preference
Shares Management For Voted - For
3 Type and Number Management For Voted - For
4 Maturity Management For Voted - For
5 Method of Issuance Management For Voted - For
6 Placees Management For Voted - For
7 Nominal Value and Issue Price Management For Voted - For
8 Dividend Distribution Provisions Management For Voted - For
9 Conditional Redemption Management For Voted - For
10 Mandatory Conversion Management For Voted - For
11 Restriction on and Restoration of Voting Rights Management For Voted - For
12 Order of Distribution of Residual Assets and Basis
for Liquidation Management For Voted - For
13 Use of Proceeds Management For Voted - For
14 Rating Management For Voted - For
15 Guarantee Management For Voted - For
16 Transferability Management For Voted - For
17 Legal Compliance Management For Voted - For
18 Effective Period Management For Voted - For
19 Relationship between Domestic and Offshore Issuances Management For Voted - For
20 Type and Number Management For Voted - For
21 Maturity Management For Voted - For
22 Method of Issuance Management For Voted - For
23 Placees Management For Voted - For
24 Nominal Value and Issue Price Management For Voted - For
25 Dividend Distribution Provisions Management For Voted - For
26 Conditional Redemption Management For Voted - For
27 Mandatory Conversion Management For Voted - For
28 Restriction on and Restoration of Voting Rights Management For Voted - For
29 Order of Distribution of Residual Assets and Basis
for Liquidation Management For Voted - For
30 Use of Proceeds Management For Voted - For
31 Rating Management For Voted - For
32 Guarantee Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
33 Transferability
34 Legal Compliance
35 Effective Period
36 Relationship between Domestic and Offshore Issuances
37 Feasibility Analysis Report of the Use of Proceeds
from Non-public Issuance of Preference Shares
38 Ratification of Board Acts
39 Issuance Plan of Financial Bonds and Tier- 2
Capital Bonds
40 Authorization to the Board to Issue Offshore Bonds
41 Amendments to Articles
42 Change of Registered Share
43 Capital Management Planning for 2014 to 2016
44 Formulation of Shareholder Return Plan
45 Diluted Immediate Returns
46 Amendments to the Rules of Procedures for
Shareholders' General Meeting
47 Amendments to the Rules of Procedure for the Meeting of the Board of
Directors
48 2014 Interim Profit Distribution Plan
49 Elect YAO Dafeng
Meeting Date: 27-Apr-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Postponement of Election of Directors
4 Postponement of Election of Supervisors
Meeting Date: 18-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Annual Report
3 Financial Report
4 Authority to Appropriate Statutory Surplus Reserve
5 Allocation of Profits/Dividends
6 Annual Budget
7 Directors' Report
8 Supervisors' Report
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Changes to the Issuance Plan of Financial Bonds
12 Non-Voting Meeting Note
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
CHINA OVERSEAS LAND & INVESTMENT LTD.
SECURITY ID: Y15004107 TICKER: 688
Meeting Date: 05-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
4 Board Authorization to Implement Sale and Purchase
Agreement Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect HAO Jian Min Management For Voted - For
6 Elect KAN Hongbo Management For Voted - Against
7 Elect Kennedy WONG Ying Ho Management For Voted - Against
8 Elect Rita FAN HSU Lai Tai Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA PACIFIC INSURANCE (GROUP) CO LTD
SECURITY ID: Y1505Z103 TICKER: 601601
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report of A shares Management For Voted - For
6 Annual Report of H shares Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Due Diligence Report Management For Voted - For
11 Report on Performance Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Elect WANG Jian as a Director Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA RESOURCES LAND LTD.
SECURITY ID: G2108Y105 TICKER: 1109
Meeting Date: 21-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Increase in Authorized Capital Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect YU Jian Management For Voted - For
6 Elect YAN Biao Management For Voted - Against
7 Elect DING Jiemin Management For Voted - Against
8 Elect WEI Bin Management For Voted - Against
9 Elect CHEN Ying Management For Voted - Against
10 Elect WANG Yan Management For Voted - For
11 Elect Andrew Y. Yan Management For Voted - Against
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
16 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA TAIPING INSURANCE HOLDINGS CO LTD
SECURITY ID: Y1456Z151 TICKER: 966
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LI Jinfu Management For Voted - Against
5 Elect WU Changming Management For Voted - Against
6 Elect NI Rongming Management For Voted - For
7 Elect WU Jiesi Management For Voted - Against
8 Elect ZHU Dajian Management For Voted - For
9 Elect Anthony WU Ting Yuk Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
CHONGQING RURAL COMMERCIAL BANK
SECURITY ID: Y1594G107 TICKER: 03618
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Yao as Director Management For Voted - For
3 Elect YUAN Zengting as Director Management For Voted - For
4 Elect CAO Guohua as Director Management For Voted - For
5 Elect WANG Hong as Supervisor Management For Voted - For
6 Elect HU Shuchun as Supervisor Management For Voted - For
7 Elect PAN Like as Supervisor Management For Voted - For
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Financial Budget Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect LIU Jianzhong; Directors Fees Management For Voted - For
10 Elect XIE Wenhui; Directors Fees Management For Voted - Against
11 Elect HE Zhiming; Directors Fees Management For Voted - For
12 Elect SUN Lida; Directors Fees Management For Voted - For
13 Elect DUAN Xiaohua; Directors Fees Management For Voted - For
14 Elect CHEN Xiaoyan; Directors Fees Management For Voted - For
15 Elect WEN Honghai; Directors Fees Management For Voted - For
16 Elect LI Zuwei; Directors Fees Management For Voted - For
17 Elect Zheng Haishan; Directors Fees Management For Voted - For
18 Elect Leland SUN Li Hsun; Directors Fees Management For Voted - For
19 Elect YIN Mengbo; Directors Fees Management For Voted - For
20 Elect LI Yao; Directors Fees Management For Voted - For
21 Elect YUAN Zengting; Directors Fees Management For Voted - For
22 Elect CAO Guohua; Directors Fees Management For Voted - For
23 Elect ZENG Jianwu; Supervisor's Fees Management For Voted - For
24 Elect ZUO Ruilan; Supervisor's Fees Management For Voted - For
25 Elect WANG Hong; Supervisor's Fees Management For Voted - For
26 Elect PAN Like; Supervisor's Fees Management For Voted - For
27 Elect HU Shuchun; Supervisor's Fees Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CITIC SECURITIES CO
SECURITY ID: Y1639N117 TICKER: 600030
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger by Absorption Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 16-Feb-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class of Shares Management For Voted - Against
3 Time of Issuance Management For Voted - Against
4 Method of Issuance Management For Voted - Against
5 Target Placees Management For Voted - Against
6 Pricing Mechanism Management For Voted - Against
7 Method of Subscription Management For Voted - Against
8 Size of Issuance Management For Voted - Against
9 Accumulated Profits Management For Voted - Against
10 Use of Proceeds Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Amendments to Articles Management For Voted - Against
13 Board Authorization Management For Voted - Against
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class of Shares Management For Voted - Against
3 Time of Issuance Management For Voted - Against
4 Method of Issuance Management For Voted - Against
5 Target Placees Management For Voted - Against
6 Pricing Mechanism Management For Voted - Against
7 Method of Subscription Management For Voted - Against
8 Size of Issuance Management For Voted - Against
9 Accumulated Profits Management For Voted - Against
10 Use of Proceeds Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Amendments to Articles Management For Voted - Against
13 Board Authorization Management For Voted - Against
14 Report on Previous Use of Proceeds Management For Voted - For
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
3 Amendments to Articles
4 Authority to Issue Shares w/o Preemptive Rights
5 Issuing Entity, Size of Issuance and Method of
Issuance
6 Type of Debt Financing Instruments
7 Term of Debt Financing Instruments
8 Interest Rate of the Debt Financing Instruments
9 Security and Other Arrangements
10 Use of Proceeds
11 Issuing Price
12 Targets of Issue and the Placement Arrangements of
the RMB Debt Financing
13 Listing of the Debt Financing
14 Safeguard Measures for Debt Repayment of the RMB
Debt Financing
15 Validity Period of the Resolutions Passed
16 Authorisation Granted to the Board for the
Issuances of the Onshore and Offshore Corporate Debt Financing Instruments
17 Directors' Report
18 Supervisors' Report
19 Annual Report
20 Allocation of Profits/Dividends
21 Investment Amount for Proprietary Business for 2015
22 Appointment of Auditor and Authority to Set Fees
23 Connected Transactions with the Issuance of Debt
Financing Instruments
24 Authority to Give Guarantees for the offshore borrowings
25 Connected Transactions with CITIC Group
26 Connected Transactions with Subsidiaries
27 Directors' and Supervisors' Fees
CK HUTCHISON HOLDINGS LIMITED
SECURITY ID: G21765105 TICKER: 1
Meeting Date: 20-Apr-15 Meeting Type: Special
1 Merger/Acquisition
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Meeting Note
Meeting Date: 23-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Accounts and Reports Management For Voted - For
5 Elect LI Ka-Shing Management For Voted - Against
6 Elect Canning FOK Kin Ning Management For Voted - Against
7 Elect Susan CHOW WOO Mo Fong Management For Voted - Against
8 Elect Frank J. Sixt Management For Voted - Against
9 Elect Edmond IP Tak Chuen Management For Voted - Against
10 Elect KAM Hing Lam Management For Voted - Against
11 Elect Dominic LAI Kai Ming Management For Voted - For
12 Elect Roland CHOW Kun Chee Management For Voted - For
13 Elect Charles LEE Yeh Kwong Management For Voted - Against
14 Elect LEUNG Siu Hon Management For Voted - For
15 Elect George C. Magnus Management For Voted - For
16 Elect Vincent CHENG Hoi-Chuen Management For Voted - Against
17 Elect Michael David Kadoorie Management For Voted - For
18 Elect Stanley KWOK Tun Li Management For Voted - Against
19 Elect Rose LEE Wai Mun Management For Voted - Against
20 Elect William Shurniak Management For Voted - For
21 Elect WONG Chung Hin Management For Voted - For
22 Elect Rosanna WONG Yick Ming Management For Voted - For
23 Appointment of Auditor and Authority to Set Fees Management For Voted - For
24 Directors' Fees Management For Voted - For
25 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
26 Authority to Repurchase Shares Management For Voted - For
27 Authority to Issue Repurchased Shares Management For Voted - Against
COUNTRY GARDEN HOLDINGS CO., LTD.
SECURITY ID: G24524103 TICKER: 2007
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect YEUNG Kwok Keung Management For Voted - Against
6 Elect YANG Erzhu Management For Voted - For
7 Elect SU Rubo Management For Voted - For
8 Elect OU Xueming Management For Voted - For
9 Elect YANG Zhicheng Management For Voted - For
10 Elect Joseph LAI Ming Management For Voted - Against
11 Elect HUANG Hongyan Management For Voted - For
12 Elect HUANG Xiao Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EVERGRANDE REAL ESTATE GROUP LTD
SECURITY ID: G3225A103 TICKER: 3333
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Tse Wai Wah Management For Voted - For
6 Elect XU Wen Management For Voted - Against
7 Elect David CHAU Shing Yim Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
FRANSHION PROPERTIES (CHINA) LIMITED.
SECURITY ID: Y2642B108 TICKER: 817
Meeting Date: 05-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Renewed Framework Financial Service Agreement Management For Voted - Against
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HE Cao Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Issue Repurchased Shares Management For Voted - Against
GREENTOWN CHINA HOLDINGS LTD.
SECURITY ID: G4100M105 TICKER: 3900
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Elect SONG Weiping Management For Voted - Against
5 Elect ZHU Bixin Management For Voted - For
6 Elect SUN Guoqiang Management For Voted - Against
7 Elect Andrew CHOW Management For Voted - For
8 Elect Paul TSUI Yiu Cheung Management For Voted - Against
9 Elect JIA Shenghua Management For Voted - For
10 Elect Michael SZE Tsai Ping Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
GUANGZHOU R&F PROPERTIES CO. LTD.
SECURITY ID: Y2933F115 TICKER: 2777
Meeting Date: 23-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Issuer Management For Voted - For
4 Place of Issue Management For Voted - For
5 Size of Issue Management For Voted - For
6 Maturity Management For Voted - For
7 Use of Proceeds Management For Voted - For
8 Method of Issue Management For Voted - For
9 Target Investors Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Extend Guarantees Management For Voted - Against
15 Amendments to Articles Management For Voted - For
16 Transfer of Domestic Shares Management For Voted - For
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Director's Report Management For Voted - For
5 Supervisor's Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Declare Interim Dividends Management For Voted - For
9 Elect LI Sze Lim Management For Voted - Against
10 Elect ZHANG LI Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Elect ZHOU Yaonan Management For Voted - For
12 Elect LU Jing Management For Voted - For
13 Elect Daniel NG Yau Wah Management For Voted - For
14 Authority to Extend Guarantees Management For Voted - Against
15 Approve 2014 Guarantees Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
17 Self-Assessment Report Management For Voted - For
18 Letter of Undertaking of Controlling Shareholders Management For Voted - For
19 Letter of Undertaking of Directors Management For Voted - For
20 Letter of Undertaking of Supervisors Management For Voted - For
21 Letter of Undertaking of Senior Managers Management For Voted - For
HAITONG SECURITIES CO LTD
SECURITY ID: Y2988F101 TICKER: 6837
Meeting Date: 30-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Kaiguo Management For Voted - For
3 Elect QU Qiuping Management For Voted - For
4 Elect ZHUANG Guowei Management For Voted - For
5 Elect CHEN Bin Management For Voted - For
6 Elect XU Chao Management For Voted - Against
7 Elect WANG Hongxiang Management For Voted - Against
8 Elect ZHANG Xinmei Management For Voted - For
9 Elect HE Jianyong Management For Voted - For
10 Elect LIU Chee Ming Management For Voted - For
11 Elect XIAO Suining Management For Voted - For
12 Elect LI Guangrong Management For Voted - For
13 Elect LU Changjiang Management For Voted - For
14 Elect FENG Lun Management For Voted - For
15 Elect LI Lin Management For Voted - For
16 Elect DONG Xiaochun Management For Voted - For
17 Elect CHEN Huifeng Management For Voted - Against
18 Elect CHENG Feng Management For Voted - For
19 Elect XU Qi Management For Voted - For
20 Elect HU Jingwu Management For Voted - For
21 Elect FENG Huang Management For Voted - Against
22 Amendments to Articles Management For Voted - For
Meeting Date: 09-Feb-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Type and Nominal Value Management For Voted - For
3 Issue Method Management For Voted - For
4 Issue Targets Management For Voted - For
5 Issue Size Management For Voted - For
6 Issue Price Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Subscription Method Management For Voted - For
8 Accumulated Undistributed Profit Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Validity Period of Resolution Management For Voted - For
11 Authorization for Issue of New H Shares Management For Voted - For
Meeting Date: 09-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Type and Nominal Value Management For Voted - For
3 Issue Method Management For Voted - For
4 Issue Targets Management For Voted - For
5 Issue Size Management For Voted - For
6 Issue Price Management For Voted - For
7 Subscription Method Management For Voted - For
8 Accumulated Undistributed Profit Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Validity Period of Resolution Management For Voted - For
11 Authorization for Issue of New H Shares Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Type Management For Voted - For
14 Term Management For Voted - For
15 Interest Rate Management For Voted - For
16 Issuer, Issue Size and Issue Method Management For Voted - For
17 Issue Price Management For Voted - For
18 Security and Other Credit Enhancement Arrangements Management For Voted - For
19 Use of Proceeds Management For Voted - For
20 Issue Target and Arrangements on Placement to
Shareholders of the Company Management For Voted - For
21 Guarantee Measure For Repayment Management For Voted - For
22 Listing of Debt Financing Instruments Management For Voted - For
23 Validity Period of Resolution Management For Voted - For
24 Authorization for Issuance of Onshore Debt
Financing Instruments Management For Voted - For
25 Use of Proceeds Management For Voted - For
26 Authority to Give Guarantees Management For Voted - For
27 Investment Asset Allocation Management For Voted - For
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect SHEN Tiedong Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Elect YU Liping Management For Voted - For
11 Elect SHOU Weiguang as Supervisor Management For Voted - Against
12 Adoption of Share Option Scheme Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Amendments to Articles Management For Voted - For
INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD.
SECURITY ID: Y3990B112 TICKER: 601398
Meeting Date: 23-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIANG Jianqing as Director Management For Voted - For
3 Elect Anthony Francis Neoh as Director Management For Voted - For
4 Elect WANG Xiaoya as Director Management For Voted - For
5 Elect GE Rongrong as Director Management For Voted - For
6 Elect ZHENG Fuqing as Director Management For Voted - For
7 Elect FEI Zhoulin as Director Management For Voted - For
8 Elect CHENG Fengchao as Director Management For Voted - For
9 Elect WANG Chixi as Supervisor Management For Voted - For
10 Amendment to Terms of Debt Instruments Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Elect QIAN Wenhui as Supervisor Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2015 Fixed Asset Investment Plan Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Elect WANG Xiquan as Director Management For Voted - For
11 Elect OR Ching Fai as Director Management For Voted - Against
KWG PROPERTY HLDGS LTD
SECURITY ID: G53224104 TICKER: 1813
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect KONG Jian Nan Management For Voted - For
6 Elect LI Jian Ming Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Carmelo LEE Ka Sze Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
LONGFOR PROPERTIES CO LTD
SECURITY ID: G5635P109 TICKER: 960
Meeting Date: 15-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Authorize Board to Implement the Acquisition Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect SHAO Mingxiao Management For Voted - For
6 Elect YAN Jianguo Management For Voted - For
7 Elect ZHAO Yi Management For Voted - For
8 Elect ZENG Ming Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
NEW CHINA LIFE INSURANCE CO. LTD
SECURITY ID: Y625A4115 TICKER: 601336
Meeting Date: 28-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WAN Feng Management For Voted - For
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Report of Directors' Performance Management For Voted - For
8 Report of Independent Non-executive
Directors'
Performance Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Amendments to the Administrative Measures on
Related Party Transactions Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
PEOPLE`S INSURANCE COMPANY (GROUP) OF CHINA LTD
SECURITY ID: Y6800A109 TICKER: 1339
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Investment Budget Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect LI Yuquan Management For Voted - For
9 Elect LI Fang Management For Voted - For
10 Elect TANG Shisheng Management For Voted - For
11 Elect LIN Yixiang Management For Voted - For
12 Remuneration Settlement Scheme for Directors and
Supervisors Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
PICC PROPERTY & CASUALTY CO
SECURITY ID: Y6975Z103 TICKER: 2328
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Profit Distribution Plan Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect WU Yan Management For Voted - For
15 Elect GUO Shengchen Management For Voted - Against
16 Elect WANG He Management For Voted - For
17 Elect LIN Zhiyong Management For Voted - For
18 Elect WANG Yincheng Management For Voted - For
19 Elect YU Xiaoping Management For Voted - For
20 Elect LI Tao Management For Voted - Against
21 Elect David LI Xianglin Management For Voted - For
22 Elect LIAO Li Management For Voted - For
23 Elect LIN Hanchuan Management For Voted - For
24 Elect LO Chung Hing Management For Voted - For
25 Elect NA Guoyi Management For Voted - For
26 Elect MA Yusheng Management For Voted - For
27 Elect LI Zhuyong as Supervisor Management For Voted - For
28 Elect DING Ningning as Supervisor Management For Voted - For
29 Elect LU Zhengfei as Supervisor Management For Voted - For
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
SECURITY ID: Y69790106 TICKER: 601318
Meeting Date: 05-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Adoption of Employee Share Purchase Scheme Management For Voted - Against
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect MA Mingzhe Management For Voted - Against
8 Elect SUN Jianyi Management For Voted - For
9 Elect REN Huichuan Management For Voted - For
10 Elect Jason YAO Bo Management For Voted - For
11 Elect LEE Yuansiong Management For Voted - For
12 Elect CAI Fangfang Management For Voted - For
13 Elect FAN Mingchun Management For Voted - For
14 Elect LIN Lijun Management For Voted - For
15 Elect Soopakij Chearavanont Management For Voted - Against
16 Elect YANG Xiaoping Management For Voted - Against
17 Elect LU Hua Management For Voted - For
18 Elect Jackson WOO Ka Biu Management For Voted - Against
19 Elect Stephen T. Meldrum Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
20 Elect Dicky Peter YIP Management For Voted - For
21 Elect Oscar WONG Sai Hung Management For Voted - For
22 Elect SUN Dongdong Management For Voted - For
23 Elect GE Ming Management For Voted - For
24 Elect GU Liji as Supervisor Management For Voted - For
25 Elect PENG Zhijian as Supervisor Management For Voted - For
26 Elect ZHANG Wangjin as Supervisor Management For Voted - For
27 Allocation of Profits/Dividends Management For Voted - For
28 Amendments to Articles Management For Voted - For
29 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
POLY PROPERTY GROUP CO., LIMITED
SECURITY ID: Y7064G105 TICKER: 119
Meeting Date: 18-Dec-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Construction Agreement Management For Voted - For
4 Annual Caps for the Construction Agreement Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HAN Quingtao Management For Voted - For
6 Elect YE Li Wen Management For Voted - For
7 Elect CHOY Shu Kwan Management For Voted - For
8 Elect WONG Ka Lun Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
SHENZHEN INVESTMENT LTD.
SECURITY ID: Y7743P120 TICKER: 604
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Chong Management For Voted - For
6 Elect WU Jiesi Management For Voted - For
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect LI Wai Keung Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
SHIMAO PROPERTY HOLDINGS LTD.
SECURITY ID: G81043104 TICKER: 813
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUI Wing Mau Management For Voted - Against
6 Elect LIU Sai Fei Management For Voted - For
7 Elect LAM Ching Kam Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
SHUI ON LAND LIMITED
SECURITY ID: G81151113 TICKER: 272
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger/Acquisition Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 24-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Disposal of Hub Hotel Management For Voted - For
5 Disposal of Magic Garden Management For Voted - For
6 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Frankie Y. L. WONG Management For Voted - Against
6 Elect Gary C. Biddle Management For Voted - Against
7 Elect David J. Shaw Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
SINO-OCEAN LAND HOLDINGS LTD.
SECURITY ID: Y8002N103 TICKER: 3377
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Hui Management For Voted - For
6 Elect CHEN Runfu Management For Voted - For
7 Elect YANG Zheng Management For Voted - Against
8 Elect FANG Jun Management For Voted - For
9 Elect Eric CHUNG Chun Kwong Management For Voted - Against
10 Elect GU Yunchang Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
SOHO CHINA LTD.
SECURITY ID: G82600100 TICKER: 410
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA FINANCIALS ETF
PROPOSAL
SUNAC CHINA HOLDINGS LIMITED
SECURITY ID: G8569A106 TICKER: 1918
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect SHANG Yu
6 Elect JING Hong
7 Elect ZHU Jia
8 Elect POON Chiu Kwok
9 Directors' Fees
10 Appointment of Auditor and Authority to Set Fees
11 Authority to Issue Shares w/o Preemptive Rights
12 Authority to Repurchase Shares
13 Authority to Issue Repurchased Shares
Meeting Date: 30-Jun-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Sale and Purchase Agreement
4 Framework Agreement
YUEXIU PROPERTY COMPANY LIMITED
SECURITY ID: Y9863Z102 TICKER: 123
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect CHEN Zhihong
6 Elect Joseph YU Lup Fat
7 Elect LEE Ka Lun
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Repurchase Shares
11 Authority to Issue Shares w/o Preemptive Rights
12 Authority to Issue Repurchased Shares
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ANHUI CONCH CEMENT COMPANY LIMITED
SECURITY ID: Y01373102 TICKER: 600585
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHAO Jianguang Management For Voted - For
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Elect QI Shengli as Supervisor Management For Voted - Against
10 Elect WANG Pengfei as Supervisor Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
AVICHINA INDUSTRY & TECHNOLOGY
SECURITY ID: Y0485Q109 TICKER: 2357
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Framework Agreements Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Financial Services Framework Agreement Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendment to Restricted Share Incentive Scheme Management For Voted - For
4 Charitable Donations Management For Voted - For
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect LIN Zuoming as Director Management For Voted - Against
9 Elect TAN Ruisong as Director Management For Voted - Against
10 Elect GU Huizhong as Director Management For Voted - Against
11 Elect GAO Jianshe as Director Management For Voted - For
12 Elect Maurice Savart as Director Management For Voted - Against
13 Elect GUO Chongqing as Director Management For Voted - For
14 Elect Louis LAU Chung Man as Director Management For Voted - Against
15 Elect LIU Renuhai as Director Management For Voted - For
16 Elect Jason YEUNG Chi Wai as Director Management For Voted - For
17 Elect CHEN Guanjun as Supervisor Management For Voted - For
18 Elect LIU Fumin as Supervisor Management For Voted - For
19 Shareholder Proposal in Ordinary Resolution Management For Voted - Against
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
21 Shareholder Proposal in Special Resolution Management For Voted - Against
BEIJING CAPITAL INT AIRPORT
SECURITY ID: Y07717104 TICKER: 694
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Asset Transfer Agreement Management For Voted - For
4 Supply of Power and Energy Agreement Management For Voted - For
5 Supply of Aviation Safety and Security Guard
Services Agreement Management For Voted - For
6 Elect MA Zheng Management For Voted - For
7 Authority to Issue Short-Term Debentures Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Supplemental Financial Services Agreement and
Annual Caps Management For Voted - Against
BYD CO
SECURITY ID: Y1023R104 TICKER: 002594
Meeting Date: 17-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Finance Lease Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 07-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Disposal of 100% Equity Interests and Execution of
The Agreement of A Subsidiary Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Authority to Issue Domestic Corporate Bonds Management For Voted - For
6 Board Authorization to Issue Domestic Corporate
Bonds Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Provision of Guarantee by the Group Management For Voted - Against
10 Guarantees to Leasing Company Management For Voted - Against
11 Estimated Caps of Continuing Connected Transactions Management For Voted - For
12 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Shares w/o Preemptive Rights of
BYD Electronic (International) Company Limited Management For Voted - Against
14 Authority to Issue Perpetual Medium Term Note Management For Voted - For
15 Adoption of Share Award Scheme Management For Voted - For
16 Board Authorization to Implement Share Award Scheme Management For Voted - For
17 Authority to Give Counter-Guarantees Management For Voted - Against
CHINA CNR CORP LTD
SECURITY ID: Y1434N114 TICKER: 601299
Meeting Date: 09-Mar-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger/Acquisition Management For Voted - For
3 Termination of Stock Option Incentive Plan Management For Voted - For
4 Delisting Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Restructuring Management For Voted - For
3 Parties to the Merger Management For Voted - For
4 Method of the Merger Management For Voted - For
5 Name of the Post-Merger New Company Management For Voted - For
6 Share Exchange Targets Management For Voted - For
7 Class and Par Value of Issued Shares upon Share
Exchange Management For Voted - For
8 Exchange Ratio and Exchange Price Management For Voted - For
9 Protection Mechanism for CSR Dissenting Shareholders Management For Voted - For
10 Protection Mechanism for CNR Dissenting Shareholders Management For Voted - For
11 Arrangements for Share Option Schemes Management For Voted - For
12 Arrangements for Employees Management For Voted - For
13 Assets Arrangement and Issue of Shares Management For Voted - For
14 Listing of New Shares Management For Voted - For
15 Liabilities for Breach of Merger Agreement Management For Voted - For
16 The Merger Agreement becoming effective Management For Voted - For
17 Implementation of the Merger Management For Voted - For
18 Effective Period of the Resolution Management For Voted - For
19 Approve Terms and Conditions of the Merger Agreement Management For Voted - For
20 Draft Report for the Merger Management For Voted - For
21 Authorization of the Board to Proceed with the
Merger Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Allocation of Profits Management For Voted - For
29 Termination of Stock Option Incentive Plan Management For Voted - For
30 Non-Voting Meeting Note N/A N/A Non-Voting
31 Non-Voting Meeting Note N/A N/A Non-Voting
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Reports Management For Voted - For
6 Financial Report Management For Voted - For
7 Profit Distribution Plan Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Related Party Transactions Management For Voted - For
9 Authority to Issue Debt Instruments Management For Voted - Abstain
10 Provision of Guarantees Management For Voted - For
11 Ratification of Board Acts Management For Voted - For
12 Audit Fees for 2014 and Engagement of Auditors for
2015 Management For Voted - For
13 Directors' and Supervisors' Fees Management For Voted - For
14 Authority to Give Guarantees (South Africa
Locomotives) Management For Voted - For
15 Adoption of New Articles Management For Voted - For
16 Adoption of Procedural Rules (General Meetings) Management For Voted - For
17 Adoption of Procedural Rules (Directors) Management For Voted - For
18 Adoption of Procedural Rules (Supervisors) Management For Voted - For
19 Elect CUI Dianguo Management For Voted - For
20 Elect ZHENG Changhong Management For Voted - For
21 Elect LIU Hualong Management For Voted - For
22 Elect XI Guohua Management For Voted - For
23 Elect FU Jianguo Management For Voted - For
24 Elect LIU Zhiyong Management For Voted - For
25 Elect LI Guo'an Management For Voted - For
26 Elect ZHANG Zhong Management For Voted - For
27 Elect WU Zhuo Management For Voted - For
28 Elect Patrick SUN Management For Voted - Against
29 Elect Peter CHAN Ka Keung Management For Voted - For
30 Elect WAN Jun as Supervisor Management For Voted - Against
31 Elect CHEN Fangping as Supervisor Management For Voted - For
32 Authorization of Board Acts Management For Voted - For
CHINA COMMUNICATIONS CONSTRUCTION
SECURITY ID: Y14369105 TICKER: CCCCLZ
Meeting Date: 15-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendment to Share Issuance Mandate Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Issuance Size Management For Voted - For
7 Method of Issuance Management For Voted - For
8 Target Investors Management For Voted - For
9 Par Value and Issuance Price Management For Voted - For
10 Principles for Determination of Dividend Management For Voted - For
11 Method of Profit Distribution Management For Voted - For
12 Redemption Terms Management For Voted - For
13 Voting Rights Restrictions Management For Voted - For
14 Voting Rights Restoration Management For Voted - For
15 Sequence of Settlement and Method of Liquidation Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
16 Rating Arrangement
17 Guarantee Arrangement
18 Listing and Transfer Arrangement
19 Use of Proceeds
20 Validity Period of the Resolution
21 Board Authorization to Implement Preferred Share
Issuance
22 Amendments to Articles
23 Feasibility Analysis Report of the Use of Proceeds
from Issuance of Preference Shares
24 Dilution of Current Return and Remedial measures Regarding Proposed
Issuance
25 Shareholder Returns Plan
26 Amendments to Rules of Procedures for Shareholder
Meeting
27 Amendments to Rules of Procedures for Board Meeting
28 Amendments to Work Manual of Independent Directors
29 Elect ZHEN Shaohua as Supervisor
30 Authority to Give Guarantees
CHINA COMMUNICATIONS CONSTRUCTION
SECURITY ID: Y1R36J108 TICKER: CCCCLZ
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Accounts and Reports
3 Allocation of Profits/Dividends
4 Appointment of Domestic and International Auditor
and Authority to Set Fees
5 Authority to Give Guarantees
6 Directors' Report
7 Supervisors' Report
8 Undertaking Letter Issued by Controlling Shareholder
9 Undertaking Letter Issued by Directors, Supervisors
and Senior Management
10 Self-Inspection Report
11 Plan of Overseas Listing of CCCC Dredging
12 Compliance of Overseas Listing of CCCC Dredging
13 Undertaking of Independent Listing Status
14 Description of Sustained Profitability and Prospects
15 Board Authorization to Implement The Spin-off and
Listing of CCCC Dredging
16 Authority to Issue Shares w/o Preemptive Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Authority to Issue Asset Backed Securities
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Authority to Issue Debt Instruments (Short-Term
Bonds) Management For Voted - For
22 Authority to Issue Debt Instruments (Mid-to
Long-Term Bonds) Management For Voted - For
CHINA COSCO HLDGS LTD
SECURITY ID: Y1455B106 TICKER: 601919
Meeting Date: 30-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 New Financial Services Agreement Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect WAN Min Management For Voted - For
8 Provision of Guarantees Management For Voted - For
9 Internal Accountability System Management For Voted - For
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.
SECURITY ID: G2112D105 TICKER: 658
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect HU Yueming Management For Voted - Against
5 Elect LIU Jianguo Management For Voted - Against
6 Elect ZHU Junsheng Management For Voted - For
7 Elect JIANG Jianhua Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA HUARONG ENERGY COMPANY LIMITED
SECURITY ID: ADPV28148 TICKER: 1101
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - Against
4 Elect CHEN Qiang Management For Voted - Against
5 Elect WU Zhen Guo Management For Voted - Against
6 Elect HONG Liang Management For Voted - For
7 Elect ZHOU Zhan Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA HUARONG ENERGY COMPANY LIMITED
SECURITY ID: G21187102 TICKER: 1101
Meeting Date: 13-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Issuance of Warrants w/o Preemptive Rights Management For Voted - For
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
5 Amendments to Articles - Change in Company Name Management For Voted - For
CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO. LTD.
SECURITY ID: Y1457J123 TICKER: 39
Meeting Date: 03-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 New Framework Agreement Management For Voted - For
5 Authority to Issue Perpetual Medium Term Note Management For Voted - For
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Banking Facility and Project Guarantee for
Subsidiaries Management For Voted - Against
9 Banking Facility Guarantees provided by CIMC
Vehicle to its subsidiaries Management For Voted - Against
10 Credit Guarantee provided by CIMC Vehicle to
Distributors and Customers Management For Voted - Against
11 Application of External Guarantee provided by CIMC
Finance Company Management For Voted - Against
12 Credit Guarantee provided by C&C Trucks to
Distributors and Customers Management For Voted - Against
13 Non-public Offering of H Shares to COSCO Container
Industries Limited Management For Voted - For
14 Non-public Offering of H Shares to Broad Ride
Limited Management For Voted - For
15 Non-public Offering of H Shares to Promotor
Holdings Limited Management For Voted - For
16 Elect WANG Zhixian as Supervisor Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
18 Elect LI Kejun as Director Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA LESSO GROUP HOLDINGS LIMITED
SECURITY ID: G2157Q102 TICKER: 2128
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Guirong Management For Voted - For
6 Elect LUO Jianfeng Management For Voted - For
7 Elect LIN Dewei Management For Voted - Against
8 Elect BAI Chongen Management For Voted - For
9 Elect CHEUNG Man Yu Management For Voted - For
10 Elect LAN Fang Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Authority to Repurchase Shares Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
SECURITY ID: Y1489Q103 TICKER: 144
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Xiaopeng Management For Voted - For
6 Elect SU Xingang Management For Voted - For
7 Elect YU Liming Management For Voted - For
8 Elect WANG Hong Management For Voted - For
9 Elect Francis BONG Shu Ying Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Grant Share Options Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repuchased Shares Management For Voted - Against
CHINA NATIONAL BUILDING MATERIAL CO
SECURITY ID: Y15045100 TICKER: 3323
Meeting Date: 17-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect TAO Zheng as Director Management For Voted - For
4 Elect TANG Yunwei as Director Management For Voted - For
5 Elect ZHAO Lihua as Director Management For Voted - For
6 Elect SUN Yanjun as Director Management For Voted - For
7 Elect WU Weiku as Supervisor Management For Voted - For
8 Elect LIU Jianwen as Supervisor Management For Voted - For
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Authority to Declare Interim Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Authority to Issue Shares w/o Preemptive Rights and
Related Amendments to Articles Management For Voted - Against
10 Authority to Issue Debt Financing Instruments Management For Voted - Abstain
CHINA NATIONAL MATERIALS CO
SECURITY ID: Y15048104 TICKER: 1893
Meeting Date: 21-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect PENG Jianxin Management For Voted - For
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Final Dividend Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights and
Related Amendments to Articles Management For Voted - Against
9 Authority to Issue Interim Notes Management For Voted - For
CHINA RAILWAY CONSTRUCTION CORP
SECURITY ID: Y1508P110 TICKER: 601186
Meeting Date: 28-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration of Chairman of the Supervisory
Committee Management For Voted - For
4 Elect MENG Fengchao Management For Voted - Against
5 Elect PENG Shugui Management For Voted - For
6 Elect ZHANG Zongyan Management For Voted - For
7 Elect ZHUANG Shangbiao Management For Voted - For
8 Elect GE Fuxing Management For Voted - For
9 Elect WANG Huacheng Management For Voted - For
10 Elect Patrick SUN Management For Voted - For
11 Elect CHENG Wen Management For Voted - For
12 Elect LU Xiaoqiang Management For Voted - For
13 Elect HUANG Shaojun Management For Voted - Against
14 Elect LI Xuefu Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 05-Feb-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Share Class and Par Value Management For Voted - For
3 Target Subscribers Management For Voted - For
4 Size of Issuance and Subscription Method Management For Voted - For
5 Issuing Metohd Management For Voted - For
6 Pricing Benchmark Date, Issue Price and Pricing
Method Management For Voted - For
7 Lock-up Period Management For Voted - For
8 Listing Place Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Accumulated Profit Distribution Management For Voted - For
11 Valid Period of Resolution Management For Voted - For
12 Approval of Preliminary Plan of Private Placement
of A Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 05-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Eligibility for Private Placement of A Shares Management For Voted - For
4 Feasibility Report on Use of Proceeds Management For Voted - For
5 Report on Deposit and Use of Previously Raised Funds Management For Voted - Abstain
6 Amendments to Administrative Measure for Raised
Funds Management For Voted - Abstain
7 Overseas Listing Plan of Kunming China
Railway
Large Maintenance Machinery Co., Ltd. Management For Voted - For
8 Eligibility for Overseas Listing of Kunming China
Railway Large Maintenance Machinery Co., Ltd. Management For Voted - For
9 Undertaking to Maintain the Company's Independence
as a Public Listed Company Management For Voted - For
10 Explanations on the Company's Continued
Profitability Management For Voted - For
11 Board Authorization to Implement Overseas Listing
of Kunming China Railway Large Maintenance
Machinery Co., Ltd. Management For Voted - For
12 Elect QI Xiaofei Management For Voted - For
13 Share Class and Par Value Management For Voted - For
14 Target Subscribers Management For Voted - For
15 Size of Issuance and Subscription Method Management For Voted - For
16 Issuing Metohd Management For Voted - For
17 Pricing Benchmark Date, Issue Price and Pricing
Method Management For Voted - For
18 Lock-up Period Management For Voted - For
19 Listing Place Management For Voted - For
20 Use of Proceeds Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
21 Accumulated Profit Distribution
22 Valid Period of Resolution
23 Approval of Preliminary Plan of Private Placement
of A Shares
24 Board Authorization to Implement Private Placement of A Shares
25 Shareholder Returns Plan
26 Amendments to Articles
27 Amendments to Procedural Rules for Shareholder
Meetings
28 Non-Voting Meeting Note
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Directors' Report
5 Supervisors' Report
6 Accounts and Reports
7 Allocation of Profits/Dividends
8 Annual Report
9 Authority to Give Guarantees
10 Appointment of External Auditor and Authority to
Set Fees
11 Appointment of Internal Control Auditor and Authority to Set Fees
12 Directors' Fees and Supervisors' Fees
13 Special Self-Inspection Report
14 Controlling Shareholder's Letter on Business
Undertakings
15 Company's Letter on Business Undertakings
16 Authority to Issue Shares w/o Preemptive Rights
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Provision of Assured Entitlement
21 Authority to Issue Debt Instruments
22 Non-Voting Agenda Item
23 Non-Voting Agenda Item
24 Non-Voting Agenda Item
Meeting Date: 02-Jun-15
Meeting Type: Other
1 Non-Voting Meeting Note
2 Provision of Assured Entitlement
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
CHINA RAILWAY GROUP LTD
SECURITY ID: Y1509D116 TICKER: 390
Meeting Date: 31-Mar-15 Meeting Type: Other
1 Non-Voting Meeting Note
2 Class and Nominal Value of Shares
3 Method of Issuance
4 Target Subscribers and Method of Subscription
5 Number of Shares
6 Issue Price and Pricing Principles
7 Lock-Up Arrangement
8 Amount and Use of Proceeds
9 Place of Listing
10 Accumulated Profit Distribution Prior to Issuance
11 Valid Period
12 Approval of Preliminary Plan of Non-Public Issuance
13 Subscription Agreement with China Railway
Engineering Corporation
14 Non-Voting Meeting Note
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note
2 General Authority to Issue Shares w/o Preemptive
Rights
3 Class and Nominal Value of Shares
4 Method of Issuance
5 Target Subscribers and Method of Subscription
6 Number of Shares
7 Issue Price and Pricing Principles
8 Lock-Up Arrangement
9 Amount and Use of Proceeds
10 Place of Listing
11 Accumulated Profit Distribution Prior to Issuance
12 Valid Period
13 Approval of Preliminary Plan of Non-Public Issuance
14 Subscription Agreement with China Railway
Engineering Corporation
15 Related Party Transactions Involved in Non-public Issuance
16 Board Authorization to Implement Non-Public Issuance
17 Amendments to Articles
18 Amendments to Procedural Rules: Shareholder Meetings
19 Eligibility for Non-Public Issuance
20 Report on Deposit and Use of Previously Raised Funds
21 Feasibility Report on Use of Proceeds
22 Shareholder Returns Plan
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Independent Directors' Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of International and PRC Auditors and
Authority to Set Fees Management For Voted - For
10 Appointment of Internal Control Auditors and
Authority to Set Fees Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Abstain
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Special Self-Inspection Report Management For Voted - For
14 Company's Letter on Business Undertakings Management For Voted - For
15 Controlling Shareholder's Letter on Business
Undertakings Management For Voted - For
16 Extension of Validity Period Management For Voted - For
CHINA RESOURCES CEMENT HOLDINGS LTD.
SECURITY ID: G2113L106 TICKER: 1313
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DU Wenmin Management For Voted - Against
6 Elect WEI Bin Management For Voted - Against
7 Elect CHEN Ying Management For Voted - Against
8 Elect WANG Yan Management For Voted - For
9 Elect Nelson LAM Chi Yuen Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA SHANSHUI CEMENT GROUP LTD
SECURITY ID: G2116M101 TICKER: 691
Meeting Date: 22-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Jian Management For Voted - Against
5 Elect CHEN Xueshi Management For Voted - For
6 Elect CHANG Zhangli Management For Voted - For
7 Elect LEE Kuan-chun Management For Voted - For
8 Elect ZENG Xuemin Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Refreshment of Share Option Scheme Management For Voted - Against
CHINA SHIPPING CONTAINER LINES CO
SECURITY ID: Y1513C104 TICKER: 601866
Meeting Date: 08-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect HAI Chi Yuet Management For Voted - For
4 Authority to Give Guarantees Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Elect Graeme A. Jack Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Authority to Set PRC Auditor's Fees Management For Voted - For
11 Authority to Set Internal Auditor's Fees Management For Voted - For
12 Authority to Set International Auditor's Fees Management For Voted - For
CHINA SHIPPING DEVELOPMENT CO
SECURITY ID: Y1503Y108 TICKER: 1138
Meeting Date: 16-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Guoliang Management For Voted - For
4 Equity Transfer Agreement Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
Meeting Date: 18-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Directors' Report
5 Supervisors' Report
6 Independent Directors' Report
7 Annual Report
8 Allocation of Profits/Dividends
9 Directors' and Supervisors' Fees
10 Appointment of Domestic Auditor and Authority to
Set Fees
11 Appointment of International Auditor and Authority to Set Fees
12 Appointment of Internal Control Auditor and Authority to Set Fees
13 Elect XU Lirong
14 Elect ZHANG Guofa
15 Elect SU Min
16 Elect HUANG Xiaowen
17 Elect DING Nong
18 Elect YU Zenggang
19 Elect HAN Jun
20 Elect QIU Guoxuan
21 Elect WANG Wusheng
22 Elect RUAN Yongping
23 Elect IP Sing Chi
24 Elect RUI Meng
25 Elect XU Wenrong as Supervisor
26 Elect CHENG Jihong as Supervisor
CHINA ZHONGWANG HOLDINGS LTD
SECURITY ID: G215AT102 TICKER: 1333
Meeting Date: 15-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect WONG Chun Wa
6 Elect WEN Xianjun
7 Elect Roy LO Wa Kei
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Authority to Issue Repurchased Shares Management For Voted - Against
CRRC CORPORATION LIMITED
SECURITY ID: Y1822T103 TICKER: 1766
Meeting Date: 09-Mar-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger/Acquisition Management For Voted - For
3 Issuance of CSR A and H Shares Management For Voted - For
4 Termination of Share Option Scheme Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Restructuring Management For Voted - For
3 Parties to the Merger Management For Voted - For
4 Method of the Merger Management For Voted - For
5 Name of the Post-Merger New Company Management For Voted - For
6 Share Exchange Targets Management For Voted - For
7 Class and Par Value of Issued Shares upon Share
Exchange Management For Voted - For
8 Exchange Ratio and Exchange Price Management For Voted - For
9 Protection Mechanism for CSR Dissenting Shareholders Management For Voted - For
10 Protection Mechanism for CNR Dissenting
Shareholders Management For Voted - For
11 Arrangements for Share Option Schemes Management For Voted - For
12 Arrangements for Employees Management For Voted - For
13 Assets Arrangement and Issue of Shares Management For Voted - For
14 Listing of New Shares Management For Voted - For
15 Liabilities for Breach of Merger Agreement Management For Voted - For
16 The Merger Agreement becoming effective Management For Voted - For
17 Implementation of the Merger Management For Voted - For
18 Effective Period of the Resolution Management For Voted - For
19 Approve Terms and Conditions of the Merger Agreement Management For Voted - For
20 Draft Report for the Merger Management For Voted - For
21 Issuance of CSR H Shares and A Shares Management For Voted - For
22 Authorization of the Board to Proceed with the
Merger Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Allocation of Profits Management For Voted - For
30 Termination of the Stock Option Incentive Plan Management For Voted - For
31 Waiver of Mandatory Takeover Requirement Management For Voted - For
32 Non-Voting Agenda Item N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Shareholders' Return Plan Management For Voted - For
5 Authority to Issue Debt Instruments Management For Voted - For
6 Adoption of New Articles Management For Voted - For
7 Adoption of Procedural Rules (General Meetings) Management For Voted - For
8 Adoption of Procedural Rules (Directors) Management For Voted - For
9 Adoption of Procedural Rules (Supervisors) Management For Voted - For
10 Profit Distribution Plan Management For Voted - For
11 Directors' Report Management For Voted - For
12 Supervisors' Report Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Authority to Give Guarantees Management For Voted - For
15 Directors' and Supervisors' Fees Management For Voted - For
16 Related Party Transactions and Annual Caps Management For Voted - Against
17 Elect CUI Dianguo Management For Voted - For
18 Elect ZHENG Changhong Management For Voted - For
19 Elect LIU Hualong Management For Voted - For
20 Elect XI Guohua Management For Voted - For
21 Elect FU Jianguo Management For Voted - For
22 Elect LIU Zhiyong Management For Voted - For
23 Elect LI Guo'an Management For Voted - For
24 Elect ZHANG Zhong Management For Voted - For
25 Elect WU Zhuo Management For Voted - For
26 Elect Patrick SUN Management For Voted - Against
27 Elect Peter CHAN Ka Keung Management For Voted - For
28 Elect WAN Jun as Supervisor Management For Voted - Against
29 Elect CHEN Fangping as Supervisor Management For Voted - For
30 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
DONGFANG ELECTRIC CORPORATION LTD.
SECURITY ID: Y20958107 TICKER: 600875
Meeting Date: 23-Dec-14
Meeting Type: Special
1 Non-Voting Meeting Note
2 2015 Purchase and Production Services Framework
Agreement
3 2015 Sales and Production Services Framework
Agreement
4 2015 Financial Services Framework Agreement
Meeting Date: 26-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Director's Report
4 Supervisor's Report
5 Allocation of Profits/Dividends
6 Accounts and Reports
7 Appointment of Auditor and Authority to Set Fees
8 Elect WEN Limen as Supervisor
9 Elect WANG Zaiqiu as Supervisor
10 Directors' Fees
11 Supervisors' Fees
12 Elect SI Zefu
13 Elect ZHANG Xiaolun
14 Elect WEN Shugang
15 Elect HUANG Wei
16 Elect ZHU Yuanchao
17 Elect ZHANG Jilie
18 Elect CHEN Zhangwu
19 Elect GU Dake
20 Elect XU Haihe
FIRST TRACTOR CO
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
SECURITY ID: Y25714109 TICKER: 601038
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - Against
5 Liability Insurance Management For Voted - For
6 Amendments to Articles Management For Voted - Against
7 Revised Annual Caps of Sales of Goods Agreement Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Final Dividend Management For Voted - For
6 Appointment of International and Domestic Auditors
and Authority to Set Fees Management For Voted - For
7 Appointment of Internal Control Auditors and
Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees to Dealers Management For Voted - For
9 Authority to Give Guarantees to Subsidiaries Management For Voted - For
10 Procurement Framework Agreement Management For Voted - For
11 Sales Framework Agreement Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
GUANGSHEN RAILWAY CO. LTD.
SECURITY ID: Y2930P108 TICKER: 601333
Meeting Date: 16-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Removal of LI Wenxin
3 Elect WU Yong
Meeting Date: 28-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Directors' Report
3 Supervisors' Report
4 Accounts and Reports
5 Allocation of Profits/Dividends
6 Financial Budget
7 Appointment of Domestic Auditor and Authority to
Set Fees
8 Appointment of International Auditor and Authority to Set Fees
9 Amendments to Rules of Procedures of General Meeting
10 Remove Huang Xin
11 Elect CHEN Jianping
12 Amendments to Articles of Association
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HAITIAN INTERNATIONAL HOLDINGS
SECURITY ID: G4232C108 TICKER: 1882
Meeting Date: 26-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2014 Framework Agreement Management For Voted - For
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Jianguo Management For Voted - For
5 Elect ZHANG Jianfeng Management For Voted - For
6 Elect LIU Jianbo Management For Voted - For
7 Elect JIN Hailiang Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
HARBIN ELECTRIC COMPANY LIMITED
SECURITY ID: Y30683109 TICKER: 1133
Meeting Date: 18-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect FENG Yong Qiang as Supervisor Management For Voted - Against
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Director's Report Management For Voted - For
4 Supervisor's Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Authority to Appoint Additional Directors Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
9 Elect YU Wen Xing Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JIANGSU EXPRESSWAY CO. LTD.
SECURITY ID: Y4443L103 TICKER: 600377
Meeting Date: 12-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
4 Acquisition Management For Voted - For
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Auditors' Report Management For Voted - For
6 Final Financial Report Management For Voted - For
7 Financial Budget Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
11 Issue of Super Short-Term Commercial Papers Management For Voted - For
12 Issue of Medium-Term Notes Management For Voted - For
13 Elect QIAN Yong Xiang Management For Voted - For
14 Elect CHEN Xiang Hui Management For Voted - For
15 Elect DU Wen Yi Management For Voted - Against
16 Elect ZHANG Yang Management For Voted - For
17 Elect HU Yu Management For Voted - For
18 Elect Lawrence MA Chung Lai Management For Voted - For
19 Elect ZHANG Erzhen Management For Voted - For
20 Elect GE Yang Management For Voted - For
21 Elect ZHANG Zhuting Management For Voted - For
22 Elect CHEN Liang Management For Voted - For
23 Elect CHANG Qing as Supervisor Management For Voted - For
24 Elect SUN Hong Ning as Supervisor Management For Voted - Against
25 Elect WANG Wen Jie as Supervisor Management For Voted - Against
METALLURGICAL CORPORATION OF CHINA LTD
SECURITY ID: Y5949Y119 TICKER: 601618
Meeting Date: 13-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect GUO Wenqing Management For Voted - For
3 Elect ZHANG Zhaoxiang Management For Voted - For
4 Elect JING Tianliang Management For Voted - Against
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect YU Hailong Management For Voted - For
6 Elect REN Xudong Management For Voted - For
7 Elect Peter CHAN Ka Keung Management For Voted - For
8 Elect Xu Xiangchun Management For Voted - Against
9 Elect PENG Haiqing Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Amendments to Procedural Rules Management For Voted - For
Meeting Date: 20-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Debt Instruments Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' and Supervisors' Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Elect LI Shiyu as Supervisor Management For Voted - Against
12 Authority to Issue Debt Instruments Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Amendments to Procedural Rules Management For Voted - For
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO LTD
SECURITY ID: G78163105 TICKER: 631
Meeting Date: 19-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - Against
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Authority to Create Preferred Shares Management For Voted - Against
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WU Jialiang Management For Voted - For
5 Elect LU Ben Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect TANG Xiuguo Management For Voted - For
7 Elect MAO Zhongwu Management For Voted - For
8 Elect XU Yaxiong Management For Voted - For
9 Elect NG Yuk Keung Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
SHANGHAI ELECTRIC GROUP CO
SECURITY ID: Y76824104 TICKER: 601727
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Give Guarantees Management For Voted - For
Meeting Date: 05-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Huang Ou Management For Voted - For
4 Annual Report Management For Voted - For
5 Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Liability Insurance Management For Voted - Abstain
12 Revision of annual caps under SEC Framework Deposit
Agreement Management For Voted - Against
13 Revision of annual caps under SEC Framework Loan
Agreement Management For Voted - For
14 MESMEE Framework Purchase Agreement Management For Voted - For
15 Continuing Connected Transactions between Company
and Siemens Group Management For Voted - For
16 Authority to Give Guarantees to Shanghai Heavy
Machinery Plant Management For Voted - For
17 Authority to Give Guarantees to Shanghai Electric
Wind Power Equipment Management For Voted - For
18 Authority to Give Guarantees to Shanghai Electric
Wind Energy Management For Voted - For
19 Authority to Give Guarantees to SEC - SPX
Air-cooling Engineering Management For Voted - For
20 Authority to Give Guarantees to Shanghai Electric
Wind Power Equipment Dongtai Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Authority to Give Guarantees to Shanghai Electric
Wind Power Equipment Gansu Management For Voted - For
22 Provision of Electronic Bankers' Acceptance Management For Voted - For
23 Issuance of Bonds by Shanghai Electric Newage
Company Management For Voted - For
SHANGHAI INDUSTRIAL HOLDINGS LTD.
SECURITY ID: Y7683K107 TICKER: 363
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect XU Bo Management For Voted - For
6 Elect LO Ka Shui Management For Voted - Against
7 Elect WOO Chia-Wei Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 15-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
SHENZHEN INTERNATIONAL HOLDINGS LTD.
SECURITY ID: G8086V146 TICKER: 152
Meeting Date: 07-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Land Premium Agreement Management For Voted - For
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Zhong Shan Qun Management For Voted - For
6 Elect LIU Jun Management For Voted - For
7 Elect LI Lu Ning Management For Voted - Against
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Yim Fung Management For Voted - For
9 Elect DING Xun Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Increase in Authorized Capital Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
SUNNY OPTICAL TECHNOLOGY (GROUP) CO., LTD.
SECURITY ID: G8586D109 TICKER: 2382
Meeting Date: 22-Sep-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect SUN Yang Management For Voted - For
6 Elect WANG Wenjian Management For Voted - For
7 Elect Richard CHU Peng Fei Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
WEICHAI POWER CO
SECURITY ID: Y9531A109 TICKER: 000338
Meeting Date: 27-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Weichai Westport Supply Agreement Management For Voted - For
3 Weichai Westport Purchase Agreement Management For Voted - For
4 Weichai Westport Logistics Agreement Management For Voted - For
5 Weichai Westport Leasing Agreement Management For Voted - For
6 Amendments to Articles Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 30-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Final Financial Report Management For Voted - For
7 Financial Budget Report Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
9 Appointment of Internal Control Auditor Management For Voted - For
10 Allocation of Interim Dividends Management For Voted - For
11 Elect TAN Xuguang Management For Voted - Against
12 Elect WANG Yuepu Management For Voted - For
13 Elect YEUNG Sai Hong Management For Voted - For
14 Elect JIANG Kui Management For Voted - For
15 Elect ZHANG Quan Management For Voted - For
16 Elect XU Xinyu Management For Voted - For
17 Elect LI Dakai Management For Voted - For
18 Elect FANG Hongwei Management For Voted - For
19 Elect SUN Shaojun Management For Voted - For
20 Elect Gordon Riske Management For Voted - For
21 Elect LOH Yih Management For Voted - For
22 Elect ZHANG Zhenhua Management For Voted - For
23 Elect ZHANG Zhong Management For Voted - For
24 Elect WANG Gongyong Management For Voted - For
25 Elect NING Xiangdong Management For Voted - For
26 Elect LU Wenwu as Supervisor Management For Voted - For
27 Elect JIANG Jianfang as Supervisor Management For Voted - Against
28 Allocation of Dividend and Bonus Shares Management For Voted - For
29 Amendments to Articles Management For Voted - For
30 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
31 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Dividend and Bonus Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
YANGZIJIANG SHIPBUILDING (HLDGS)LTD
SECURITY ID: Y9728A102 TICKER: BS6
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect XU Wen Jiong Management For Voted - Against
5 Elect REN Yuanlin Management For Voted - For
6 Elect TEO Yi-dar Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
ZHEJIANG EXPRESSWAY CO
SECURITY ID: Y9891F102 TICKER: 576
Meeting Date: 16-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Declare Interim Dividends Management For Voted - For
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect DAI Benmeng Management For Voted - For
4 Elect ZHOU Jianping Management For Voted - For
5 Elect Rosa LEE Wai Tsang Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Director's Report Management For Voted - For
4 Supervisor's Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Final Accounts and Financial Budget Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For
10 Elect ZHAN Xiaozhang Management For Voted - Against
11 Elect CHENG Tao Management For Voted - For
12 Elect LUO Jianhu Management For Voted - For
13 Elect WANG Dongjie Management For Voted - Against
14 Elect DAI Benmeng Management For Voted - For
15 Elect ZHOU Jianping Management For Voted - Against
16 Elect ZHOU Jun Management For Voted - For
17 Elect PEI Kerwei (Ker Wei) Management For Voted - For
18 Elect Rosa LEE Wai Tsang Management For Voted - For
19 Elect YAO Huiliang Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
20 Elect WU Yongmin Management For Voted - For
21 Elect ZHANG Guohua Management For Voted - For
22 Elect SHI Ximin Management For Voted - For
23 Service Contract of Directors and Supervisors Management For Voted - For
24 New Financial Services Agreement Management For Voted - Against
ZHUZHOU CSR TIMES ELECTRIC CO., LTD.
SECURITY ID: Y9892N104 TICKER: 3898
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
7 Revised Annual Cap of Surplus Funds Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Revision of MA Yunkun's Emolument Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD
SECURITY ID: Y9895V103 TICKER: 000157
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Accounts and Reports
6 Report of A Shares
7 Report of H Shares
8 Allocation of Profits/Dividends
9 Appointment of Domestic and Internal Control Auditor
10 Appointment of International Auditor
11 Authority to Set Auditor's Fees
12 Change in Use of Proceeds
13 Application for Banking Credit Line
14 Financing Limit for Zoomlion Finance and Leasing
(China) Co., Ltd.
15 Financing Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd.
16 Authority to Give Guarantees
17 Approval of Investment and Financial Management
18 Approval of Financial Derivatives Business
19 Amendments to Procedural Rules
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA INDUSTRIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
20 Elect ZHAN Chunxin Management For Voted - Against
21 Elect HU Xinbao Management For Voted - For
22 Elect ZHAO John Huan Management For Voted - For
23 Elect LIU Guiliang Management For Voted - For
24 Elect HU Xinbao Management For Voted - For
25 Elect LAI Kin Keung Management For Voted - For
26 Elect FU Zheng as Supervisor Management For Voted - Against
27 Elect LIU Quan as Supervisor Management For Voted - For
28 Amendments to Articles Management For Voted - For
29 Authority to Issue Debt Instruments Management For Voted - For
30 Authority to Repurchase Shares Management For Voted - For
31 Amendments to Articles Management For Voted - For
Meeting Date: 29-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Authority to Repurchase Shares Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALUMINUM CORP. OF CHINA
SECURITY ID: Y0094N109 TICKER: 601600
Meeting Date: 26-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect GE Honglin Management For Voted - For
3 Elect LIU Caiming Management For Voted - For
4 Elect CHEN Lijie Management For Voted - For
5 Divestiture/Spin-off Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Renewed Financial Services Agreement Management For Voted - Against
8 Continuing Connected Transactions Management For Voted - For
9 Provision of Guarantees to Chalco Hong Kong Management For Voted - For
10 Authority to Give Guarantees to CIT Management For Voted - For
11 Approve the matters on guarantees of Ningxia Energy Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Liability Insurance Management For Voted - Abstain
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Authority to Issue Debt Instruments Management For Voted - Against
16 Authority to Issue Overseas Bonds Management For Voted - Against
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
18 Extension of Authorization Period for A Share
Issuance Management For Voted - For
19 Elect HU Shihai Management For Voted - For
Meeting Date: 25-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Extension of Authorization Period for A Share
Issuance Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANGANG STEEL CO. LTD.
SECURITY ID: Y0132D105 TICKER: 000898
Meeting Date: 14-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Mineral Ore Purchase and Agency Service Agreement Management For Voted - For
3 Pellet Distribution Agreement Management For Voted - For
4 Elect SONG Jun as Supervisor Management For Voted - Against
5 Amendments to Articles Management For Voted - For
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' and Supervisors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect YAO Lin Management For Voted - For
10 Elect ZHANG Lifen Management For Voted - For
11 Amendments to Rules of Procedures for Board Meeting Management For Voted - For
12 Authority to Issue Financing Bonds Management For Voted - For
BBMG CORPORATION
SECURITY ID: Y076A3105 TICKER: 601992
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration of Executive Directors Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Approve Change of Project Structure and Use of
Proceeds Management For Voted - For
9 Authority to Issue Debt Instruments (Medium-Term
Notes) Management For Voted - For
10 Authority to Issue Debt Instruments (Short-Term
Notes) Management For Voted - For
11 Authority to Issue Debt Instruments (Super
Short-Term Notes) Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Compliance with Conditions for the Non-Public Issue
and Placing of A Shares Management For Voted - For
14 Class and Par Value of Shares Management For Voted - For
15 Method and Time of Issuance Management For Voted - For
16 Number of Shares to be Issued Management For Voted - For
17 Subscription Price and Pricing Principles Management For Voted - For
18 Target Subscribers and Subscription Method Management For Voted - For
19 Lock-up Period Management For Voted - For
20 Application for Listing of the A Shares Management For Voted - For
21 Use of Proceeds Management For Voted - For
22 Undistributed Profits Management For Voted - For
23 Validity Period of Resolution Management For Voted - For
24 Preliminary Plan of Non-Public Issuance Management For Voted - For
25 Feasibility Report on Use of Proceeds Management For Voted - For
26 Related Party Transactions Regarding Non-Public
Issuance Management For Voted - For
27 Report on Use of Proceeds from Previous Placing Management For Voted - For
28 Shareholders' Return Plan Management For Voted - For
29 Board Authorization to Implement the Proposed
Placing Management For Voted - For
CHINA BLUECHEMICAL LTD.
SECURITY ID: Y14251105 TICKER: 3983
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Hui Management For Voted - For
4 Dongfang 1-1 Gasfield Phase I Adjusted Project
Natural Gas Sale and
Purchase Framework Agreement Management For Voted - For
5 Annual Cap of Natural Gas Sale and
Purchase
Framework Agreement Management For Voted - For
6 Comprehensive Services and Product Sales Agreement Management For Voted - For
7 Annual Cap of Comprehensive Services and Product
Sales Agreement Management For Voted - For
8 Finance Lease Agreement Management For Voted - For
9 Annual Cap of Finance Lease Agreement Management For Voted - For
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Final Dividend Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Allocation of Special Dividend Management For Voted - For
8 Financial Budget Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Elect WANG Hui as Director Management For Voted - Against
11 Elect LI Hui as Director Management For Voted - For
12 Elect ZHOU Dechun as Director Management For Voted - Against
13 Elect ZHU Lei as Director Management For Voted - Against
14 Elect LEE Kit Ying as Director Management For Voted - For
15 Elect LEE Kwan Hung as Director Management For Voted - Against
16 Elect ZHOU Hongjun as Director Management For Voted - For
17 Elect WANG Mingyang as Supervisor Management For Voted - For
18 Elect LI Xiaoyu as Supervisor Management For Voted - For
19 Service Contract with LIU Lijie as Supervisor Management For Voted - For
20 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Authority to Repurchase H Shares Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 28-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
CHINA HONGQIAO GROUP LIMITED
SECURITY ID: G21150100 TICKER: 1378
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHENG Shuliang Management For Voted - For
5 Elect YANG Congsen Management For Voted - For
6 Elect ZHANG Jinglei Management For Voted - For
7 Elect XING Jian Management For Voted - For
8 Elect CHEN Yinghai Management For Voted - For
9 Elect HAN Benwen Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MOLYBDENUM CO
SECURITY ID: Y1503Z105 TICKER: 603993
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Financial Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Budget Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' Report Management For Voted - For
8 Supervisors' Report Management For Voted - For
9 Annual Report Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Liability Insurance Management For Voted - For
12 Authority to Declare Interim Dividend and Quarterly
Dividend Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Directors' and Supervisors' Fees Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
17 Authority to Issue Short-term Financing Bonds Management For Voted - For
18 Authority to Issue Medium-term Notes Management For Voted - For
19 Authority to Issue Bonds in Overseas Market Management For Voted - For
20 Elect LI Chaochun Management For Voted - For
21 Elect LI Faben Management For Voted - For
22 Elect YUAN Honglin Management For Voted - For
23 Elect MA Hui Management For Voted - For
24 Elect CHENG Yunlei Management For Voted - For
25 Elect BAI Yanchun Management For Voted - For
26 Elect XU Shan Management For Voted - For
27 Elect CHENG Gordon Management For Voted - For
28 Elect ZHANG Zhenhao as Supervisor Management For Voted - For
29 Elect KOU Youmin as Supervisor Management For Voted - Against
30 Investment in Wealth Management Products Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHINA PRECIOUS METAL RESOURCES HOLDINGS CO LTD
SECURITY ID: G2158B104 TICKER: 1194
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LAM Cham Management For Voted - Against
5 Elect ZHANG Shuguang Management For Voted - For
6 Elect ZHANG Liwei Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
CITIC LTD
SECURITY ID: Y1639J116 TICKER: 267
Meeting Date: 16-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Jiong Management For Voted - For
4 Elect DOU Jianzhong Management For Voted - For
5 Elect YU Zhensheng Management For Voted - For
6 Elect YANG Jinming Management For Voted - For
7 Elect CAO Pu Management For Voted - Against
8 Elect LIU Zhongyuan Management For Voted - For
9 Elect LIU Yeqiao Management For Voted - For
10 Elect Anthony Francis Neoh Management For Voted - For
11 Elect Lee Boo Jin Management For Voted - For
12 Preferred Shares Subscription Agreement Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Board Authorization to Implement Preferred Shares
Issuance Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Amendments to Articles Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHANG Zhenming Management For Voted - Against
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect ZHANG Jijing Management For Voted - For
7 Elect Francis SIU Wai Keung Management For Voted - For
8 Elect XU Jinwu Management For Voted - For
9 Resignation of Director Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Non-Executive Directors' Fees Management For Voted - For
14 Audit Committee Members' Fees Management For Voted - For
DONGYUE GROUP LTD.
SECURITY ID: G2816P107 TICKER: 189
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect FU Kwan Management For Voted - Against
5 Elect LIU Chuanqi Management For Voted - For
6 Elect ZHANG Jian Management For Voted - For
7 Elect FENG Jianjun Management For Voted - For
8 Elect YANG Xiaoyang Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
FOSUN INTERNATIONAL LTD.
SECURITY ID: Y2618Y108 TICKER: 656
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect WANG Qunbin Management For Voted - For
6 Elect DING Guoqi Management For Voted - For
7 Elect ZHANG Huaqiao Management For Voted - Against
8 Elect David T. ZHANG Management For Voted - For
9 Elect YANG Chao Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Authority to Grant Options under Share Option Scheme Management For Voted - Against
16 Authority to Award Shares Under the Share Award
Scheme Management For Voted - Against
17 Authority to Carry out Formalities to Implement the
Share Awards Management For Voted - Against
18 Issuance of Shares under Share Award Scheme Management For Voted - Against
19 Adoption of Share Option Scheme of Sisram Medical
Ltd. Management For Voted - Against
20 Authority to Grant Options under Sisram Medical's
Share Option Scheme Management For Voted - Against
FUFENG GROUP LTD.
SECURITY ID: G36844119 TICKER: 546
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect FENG Zhenquan Management For Voted - For
6 Elect XU Guohua Management For Voted - For
7 Elect Sammy CHOI Tze Kit Management For Voted - Against
8 Elect Qi Qing Zhong Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to issue Repurchased Shares Management For Voted - Against
HUNAN NONFERROUS METALS CORP
SECURITY ID: Y3767E109 TICKER: 2626
Meeting Date: 28-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WU Xiaopeng Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Mar-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Privatisation Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 06-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Delisting Management For Voted - For
4 Merger by Absorption Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger by Absorption Management For Voted - For
JIANGXI COPPER CO. LTD
SECURITY ID: Y4446C100 TICKER: 600362
Meeting Date: 12-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supply and Service Agreement I Management For Voted - For
4 Consolidated Supply and Service Agreement II Management For Voted - For
5 Land Leasing Agreement Management For Voted - For
6 Resignation of Director Management For Voted - For
7 Elect TU Shutian Management For Voted - For
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Senior Management Incentive Plan Management For Voted - For
7 Elect LI Baomin Management For Voted - Against
8 Elect LONG Ziping Management For Voted - For
9 Elect GAN Chengjiu Management For Voted - For
10 Elect LIU Fangyun Management For Voted - For
11 Elect GAO Jianmin Management For Voted - For
12 Elect LIANG Qing Management For Voted - For
13 Elect SHI Jialiang Management For Voted - For
14 Elect QIU Guanzhou Management For Voted - For
15 Elect DENG Hui Management For Voted - For
16 Elect ZHANG Weidong Management For Voted - Against
17 Elect TU Shutian Management For Voted - For
18 Service Contract of Directors Management For Voted - For
19 Elect HU Qingwen Management For Voted - For
20 Elect WU Jinxing Management For Voted - Against
21 Elect WAN Sujuan Management For Voted - Against
22 Elect LIN Jinliang Management For Voted - For
23 Elect XIE Ming Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Service Contract of Supervisors Management For Voted - For
25 Internal executive directors' fees Management For Voted - For
26 External executive directors' fees Management For Voted - For
27 Independent non-executive directors' fees Management For Voted - For
28 Supervisors' fees Management For Voted - For
29 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
30 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
31 Profit Distribution Plan Management For Voted - For
KINGBOARD CHEMICAL HOLDINGS LTD.
SECURITY ID: G52562140 TICKER: 148
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEUNG Kwong Kwan Management For Voted - For
6 Elect Stephanie CHEUNG Wai Lin Management For Voted - For
7 Elect CHEUNG Ka Shing Management For Voted - For
8 Elect HO Yin Sang Management For Voted - For
9 Elect Robert LAI Chung Wing Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 08-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of Company's Foreign Name Management For Voted - For
KINGBOARD LAMINATES HOLDINGS LTD.
SECURITY ID: G5257K107 TICKER: 1888
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Min Management For Voted - For
6 Elect ZHOU Pei Feng Management For Voted - For
7 Elect Michael CHAN Yue Kwong Management For Voted - For
8 Elect Stephen IP Shu Kwan Management For Voted - For
9 Elect ZHANG Lu Fu Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Issue Repurchased Shares Management For Voted - Against
MAANSHAN IRON & STEEL CO. LTD.
SECURITY ID: Y5361G109 TICKER: 600808
Meeting Date: 03-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Medium-term Notes Management For Voted - For
4 Authority to Issue Short-term Financing Bonds Management For Voted - For
5 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
MIDAS HOLDINGS LIMITED
SECURITY ID: Y6039M114 TICKER: MIDAS
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Directors' Fees Management For Voted - For
5 Elect TONG Din Eu Management For Voted - For
6 Elect CHAN Soo Sen Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
NINE DRAGONS PAPER (HOLDINGS) LTD.
SECURITY ID: G65318100 TICKER: 2689
Meeting Date: 15-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Cheng Fei Management For Voted - Against
6 Elect Maria TAM Wai Chu Management For Voted - Against
7 Elect CHENG Chi Pang Management For Voted - Against
8 Elect WANG Hong Bo Management For Voted - For
9 Directors' Fees Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
NORTH MINING SHARES CO LTD
SECURITY ID: G6661B121 TICKER: 433
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - Against
5 Elect GAO Yuan Xing Management For Voted - Against
6 Elect YANG Ying Min Management For Voted - For
7 Elect LI Li Juan Management For Voted - For
8 Elect MU Xiangming Management For Voted - Against
9 Elect CHENG Chak Ho Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Elect CHEN Jian Bao Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
SHOUGANG CONCORD INTERNATIONAL ENTERPRISES CO. LTD.
SECURITY ID: Y78299107 TICKER: 697
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Ding Rucai Management For Voted - For
5 Elect Edmond IP Tak Chuen Management For Voted - Against
6 Elect WONG Kun Kim Management For Voted - For
7 Elect LEUNG Kai Cheung Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - Against
SINOFERT HOLDINGS LTD.
SECURITY ID: G8403G103 TICKER: 297
Meeting Date: 12-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Fertilizer Sales Co-operation Framework Agreement Management For Voted - For
4 Sulphur Import Framework Agreement Management For Voted - For
Meeting Date: 17-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 New MOU Agreement Management For Voted - For
5 Elect LU Xin Management For Voted - For
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect LIU De Shu Management For Voted - For
6 Elect Stephen F. Dowdle Management For Voted - For
7 Elect Edward KO Ming Tung Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares
SINOPEC OILFIELD SERVICE CORPORATION
SECURITY ID: Y8038V103 TICKER: 600871
Meeting Date: 11-Nov-14 Meeting Type: Other
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Counterparty
4 Assets to be Disposed
5 Consideration
6 Payment Method of Consideration
7 Attribution of Profits and Losses for the
Transitional Period
8 Staff Arrangement
9 Transfer of Liabilities
10 Completion Arrangement
11 Counterparty
12 Shares to be Repurchased
13 Consideration
14 Payment Method of Consideration
15 Reduction of Registered Capital
16 Arrangement of Accumulated Undistributed Profits
17 Assets to be Acquired by Issuance of New Shares
18 Consideration of the Assets to be Acquired by
Issuance of New Shares and Pricing Basis
19 Attribution of Profits and Losses Generated from the Incoming Equities
During the Transitional Period
20 Class and Nominal Value of the Shares to be Issued
21 Method of Issuance
22 Subscriber
23 Offering Price and Basis for Price Determination
24 Number of Shares to be Issued
25 Lock-up Period
26 Place of Listing
27 Arrangement of Accumulated Undistributed Profits
28 Validity Period of the Resolutions in Respect of
the Share Issuance and Assets Acquisition
29 Class and Nominal Value of the Shares to be Issued
30 Offering Mechanism and Subscribers
31 Offering Price and Basis for Price Determination
32 Amount of Proceeds to be Raised in the Subsequent
Financing
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL
33 Number of Shares to be Issued
34 Lock-up Period
35 Place of Listing
36 Arrangement of Accumulated Undistributed Profits of
the Company
37 Use of Proceeds from the Subsequent Financing
38 Validity Period of the Resolutions in Respect of
the Subsequent Financing
39 Report on Material Assets Disposal, Share Repurchase, Share Issuance and
Assets Acquisition, Financing and Connected Transaction
40 Assets Disposal Agreement
41 Share Repurchase Agreement
42 Share Issue and Assets Acquisition Agreement
43 Whitewash Waiver
44 Non-Voting Meeting Note
Meeting Date: 11-Nov-14
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Eligibility to Reorganize Material Assets
4 Issues Arising from Material Assets Reorganization
5 Reorganization as a Connected Transaction
6 Counterparty
7 Assets to be Disposed
8 Consideration
9 Payment Method of Consideration
10 Attribution of Profits and Losses for the
Transitional Period
11 Staff Arrangement
12 Transfer of Liabilities
13 Completion Arrangement
14 Counterparty
15 Shares to be Repurchased
16 Consideration
17 Payment Method of Consideration
18 Reduction of Registered Capital
19 Arrangement of Accumulated Undistributed Profits
20 Assets to be Acquired by Issuance of New Shares
21 Consideration of the Assets to be Acquired by
Issuance of New Shares and Pricing Basis
22 Attribution of Profits and Losses Generated from the Incoming Equities
During the Transitional Period
23 Class and Nominal Value of the Shares to be Issued
24 Method of Issuance
25 Subscriber
26 Offering Price and Basis for Price Determination
27 Number of Shares to be Issued
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
28 Lock-up Period Management For Voted - For
29 Place of Listing Management For Voted - For
30 Arrangement of Accumulated Undistributed Profits Management For Voted - For
31 Validity Period of the Resolutions in Respect of
the Share Issuance and Assets Acquisition Management For Voted - For
32 Class and Nominal Value of the Shares to be Issued Management For Voted - For
33 Offering Mechanism and Subscribers Management For Voted - For
34 Offering Price and Basis for Price Determination Management For Voted - For
35 Amount of Proceeds to be Raised in the Subsequent
Financing Management For Voted - For
36 Number of Shares to be Issued Management For Voted - For
37 Lock-up Period Management For Voted - For
38 Place of Listing Management For Voted - For
39 Arrangement of Accumulated Undistributed Profits of
the Company Management For Voted - For
40 Use of Proceeds from the Subsequent Financing Management For Voted - For
41 Validity Period of the Resolutions in Respect of
the Subsequent Financing Management For Voted - For
42 Report on Material Assets Disposal, Share
Repurchase, Share Issuance and Assets Acquisition,
Financing and Connected Transaction Management For Voted - For
43 Financial Reports, Profit Forecast Report and Asset
Appraisal Reports in Relation to Reorganization Management For Voted - For
44 Assets Disposal Agreement Management For Voted - For
45 Share Repurchase Agreement Management For Voted - For
46 Share Issue and Assets Acquisition Agreement Management For Voted - For
47 Authorization of Legal Formalities for
Reorganization Management For Voted - For
48 Amendments to Articles Management For Voted - For
49 Whitewash Waiver Management For Voted - For
50 Mutual Supply Framework Agreement Management For Voted - For
51 General Services Framework Agreement Management For Voted - For
52 Engineering and Construction Services Framework
Agreement Management For Voted - For
53 Financial Services Framework Agreement Management For Voted - Against
54 Technology R&D Framework Agreement Management For Voted - For
55 Land Use Right and Property Lease Framework
Agreement Management For Voted - For
56 Impairment of Assets and Accelerate Amortization of
Long-Term Deferred Expenses Management For Voted - For
57 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
4 Amendments to Rules of Procedures for Shareholders'
General Meeting Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL
5 Amendments to Rules of Procedures for Board of Directors
6 Amendments to Rules of Procedures for Supervisory Committee
7 Authority to Issue Shares w/o Preemptive Rights
8 Change in Company Name
9 Change in Business Scope
10 Change of Registered Address
11 Elect JIAO Fangzheng
12 Elect YUAN Zhengwen
13 Elect ZHU Ping
14 Elect ZHOU Shiliang
15 Elect LI Lianwu
16 Elect JIANG Bo
17 Elect ZHANG Huaqiao
18 Elect Kennedy WONG Ying Ho
19 Elect ZHANG Jixing
20 Elect ZOU Huiping
21 Elect WEN Dongfen
22 Elect ZHANG Qin
23 Elect CONG Peixin
24 Directors' and Supervisors' Fees
25 Change of Auditors and Authority to Set Fees
Meeting Date: 16-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Board's Report
4 Supervisors' Report
5 Accounts and Reports
6 Allocation of Profits/Dividends
7 Appointment of Auditor and Authority to Set Fees
8 Elect ZHANG Hong as Director
9 Elect DU Jiang Bo as Supervisor
10 Authority to Issue Shares w/o Preemptive Rights
11 Amendments to Articles
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
SECURITY ID: Y80373106 TICKER: 600688
Meeting Date: 23-Dec-14 Meeting Type: Other
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Participants
4 Source and Number of the Underlying Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL
5 Validity Period; Grant Date; Vesting Period; Exercise Arrangement and Lock-up
Provisions
6 Exercise Price
7 Grant Conditions
8 Number and Exercise Price Adjustment Method
9 Accounting Policy
10 Procedures
11 Rights and Obligations
12 Special Circumstances
13 Amendments and Termination
14 Ratification of Board Acts
15 Non-Voting Agenda Item
16 Non-Voting Agenda Item
17 Non-Voting Agenda Item
18 Non-Voting Meeting Note
Meeting Date: 23-Dec-14
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Participants
4 Source and Number of the Underlying Shares
5 Validity Period; Grant Date; Vesting Period;
Exercise Arrangement and Lock-up Provisions
6 Exercise Price
7 Grant Conditions
8 Number and Exercise Price Adjustment Method
9 Accounting Policy
10 Procedures
11 Rights and Obligations
12 Special Circumstances
13 Amendments and Termination
14 Administrative Measures on A-Share Option Incentive
Scheme
15 Administrative Measures for Appraisal under A-Share Option Scheme
16 Ratification of Board Acts
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Elect ZHENG Yunrui as Supervisor
Meeting Date: 18-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Accounts and Reports
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Allocation of Profits/Dividends Management For Voted - For
7 Financial Budget Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect PAN Fei as Independent Supervisor Management For Voted - For
10 Elect LIU Yunhong Management For Voted - For
11 Elect DU Weifeng Management For Voted - For
WEST CHINA CEMENT LTD
SECURITY ID: G9550B111 TICKER: 2233
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect MA Zhaoyang Management For Voted - For
6 Elect Franck WU Management For Voted - For
7 Elect WONG Kun Kau Management For Voted - For
8 Elect Conway LEE Kong Wai Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
YINGDE GASES GROUP CO LTD
SECURITY ID: G98430104 TICKER: 2168
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHAO Xiangti Management For Voted - For
6 Elect WANG Ching Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ZHAOJIN MINING INDUSTRY CO., LTD.
SECURITY ID: Y988A6104 TICKER: 1818
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect XU Xiaoliang Management For Voted - Against
5 Elect NIE Fengjun Management For Voted - For
6 Authority to Issue Medium-Term Notes Management For Voted - For
7 Authority to Issue Super Short-Term Bonds Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Elect WU Yijian Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Bonds Management For Voted - For
12 Amendment to Term of Validity Management For Voted - For
13 Amendments to Rules of Procedures For General
Meeting Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
ZIJIN MINING GROUP CO., LTD.
SECURITY ID: Y9892H107 TICKER: 601899
Meeting Date: 23-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
4 Elect QIU Guanzhou Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X CHINA MATERIALS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Completion of Share Repurchase Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Authority to Repurchase Shares Management For Voted - For
7 Authority to Issue Debt Financing Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Directors' Report Management For Voted - For
10 Independent Directors' Report Management For Voted - For
11 Supervisors' Report Management For Voted - For
12 Financial Report Management For Voted - For
13 Annual Report Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Directors' and Supervisors' Fees Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
17 Elect FANG Qixue Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 11-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTOFAGASTA PLC
SECURITY ID: G0398N128 TICKER: ANTO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Jean-Paul Luksic Fontbona Management For Voted - For
5 Elect William M. Hayes Management For Voted - For
6 Elect Gonzalo Men[]ndez Duque Management For Voted - For
7 Elect Ram[]n F. Jara Management For Voted - Against
8 Elect Juan Claro Gonz[]lez Management For Voted - For
9 Elect Hugo Dryland Management For Voted - Against
10 Elect Timothy C. Baker Management For Voted - For
11 Elect Manuel Lino S. De Sousa-Oliveira Management For Voted - For
12 Elect Andr[]nico Luksic Craig Management For Voted - Against
13 Elect Vivianne Blanlot Management For Voted - For
14 Elect Jorge Bande Bruck Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Authority to Repurchase Shares Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Authority to Set General Meeting Notice Period at
14 Dyas Management For Voted - Against
CAPSTONE MINING CORPORATION
SECURITY ID: 14068G104 TICKER: CS
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Lawrence I. Bell Management For Voted - For
4 Elect George L. Brack Management For Voted - For
5 Elect Chantal Gosselin Management For Voted - For
6 Elect Soon Jin Kwon Management For Voted - For
7 Elect Kalidas V. Madhavpeddi Management For Voted - Against
8 Elect Dale C. Peniuk Management For Voted - For
9 Elect Darren M. Pylot Management For Voted - For
10 Elect Richard N. Zimmer Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
COPPER MOUNTAIN MINING CORPORATION
SECURITY ID: 21750U101 TICKER: CUM
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect James C. O'Rourke Management For Voted - For
4 Elect Rodney Shier Management For Voted - Against
5 Elect John A. Tapics Management For Voted - For
6 Elect Marin Katusa Management For Voted - For
7 Elect Carl L. Renzoni Management For Voted - Against
8 Elect Al Cloke Management For Voted - For
9 Elect Bruce W. Aunger Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Shareholder Proposal Regarding Independent Lead
Director Shareholder Against Voted - For
12 Shareholder Proposal Regarding Advisory Vote on
Compensation (Say on Pay) Shareholder Against Voted - For
13 Shareholder Proposal Regarding Clawback Policies Shareholder For Voted - For
14 Shareholder Proposal Regarding Disclosure of Key
Performance Metrics Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Key Performance
Indicators Used to Assess Compensation Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Dilution Safeguards Shareholder Against Voted - Against
CUDECO LTD
SECURITY ID: Q3046H120 TICKER: CDU
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect David J.E. Taylor Management For Voted - For
4 Re-elect Peter R. Hutchison Management For Voted - Against
5 Re-elect Hongwei LIU Management For Voted - For
6 Ratify Placement of Securities (R. Enders) Management For Voted - For
7 Ratify Placement of Securities (Australian
Generators) Management For Voted - For
8 Ratify Placement of Securities (Carmichael) Management For Voted - For
9 Ratify Placement of Securities (Shine Fly) Management For Voted - For
10 Ratify Placement of Securities (Shine Fly) Management For Voted - For
11 Approve Increase in NEDs' Fee Cap Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 30-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Shares (Watkins Group Pty Ltd) Management For Voted - For
3 Ratify Placement of Shares (Shinefly Holdings
Limited) Management For Voted - For
4 Ratify Placement of Shares (Haitong-AC Asian
Special Opportunities Master Fund) Management For Voted - For
5 Approve Issue of Shares (China Oceanwide
International Investment Co Ltd) Management For Voted - For
6 Approve Issue of Options (Century Spirit
Investments Limited) Management For Voted - For
Meeting Date: 30-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Securities (Shares - GAO Zhan
Ying) Management For Voted - For
3 Ratify Placement of Securities (Shares - Focus Sun
Holdings Limited) Management For Voted - For
4 Approve Issue of Securities (Shares - Focus Sun
Holdings Limited) Management For Voted - For
5 Approve Issue of Securities (Options - Focus Sun
Holdings Limited) Management For Voted - For
6 Adopt New Constitution Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
FIRST QUANTUM MINERALS LTD.
SECURITY ID: 335934105 TICKER: FM
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Philip K.R. Pascall Management For Voted - For
4 Elect G. Clive Newall Management For Voted - For
5 Elect Martin R. Rowley Management For Voted - Against
6 Elect Peter St. George Management For Voted - For
7 Elect Andrew B. Adams Management For Voted - For
8 Elect Paul Brunner Management For Voted - For
9 Elect Michael Hanley Management For Voted - For
10 Elect Robert J. Harding Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FREEPORT-MCMORAN INC
SECURITY ID: 35671D857 TICKER: FCXPRA
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Richard C. Adkerson Management For Voted - For
1.2 Elect Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Robert A. Day Management For Voted - For
1.5 Elect James C. Flores Management For Voted - For
1.6 Elect Gerald J. Ford Management For Voted - For
1.7 Elect Thomas A. Fry III Management For Voted - For
1.8 Elect H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Lydia H. Kennard Management For Voted - For
1.1 Elect Charles C. Krulak Management For Voted - For
1.11 Elect Bobby Lee Lackey Management For Voted - For
1.12 Elect Jon C. Madonna Management For Voted - For
1.13 Elect Dustan E. McCoy Management For Voted - For
1.14 Elect James R. Moffett Management For Voted - For
1.15 Elect Stephen H. Siegele Management For Voted - For
1.16 Elect Frances Fragos Townsend Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2006 Stock Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
GLENCORE PLC
SECURITY ID: G39420107 TICKER: GLEN
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Lonmin Share Distribution Management For Voted - For
4 Elect Anthony B. Hayward Management For Voted - For
5 Elect Leonhard Fischer Management For Voted - For
6 Elect William E. Macaulay Management For Voted - For
7 Elect Ivan Glasenberg Management For Voted - For
8 Elect Peter R. Coates Management For Voted - For
9 Elect John J. Mack Management For Voted - For
10 Elect Peter T. Grauer Management For Voted - For
11 Elect Patrice E. Merrin Management For Voted - For
12 Remuneration Report (Advisory) Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Authority to Repurchase Shares Management For Voted - For
GRUPO MEXICO S.A.
SECURITY ID: P49538112 TICKER: GMBXF
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Authority to Repurchase Shares; Report on the
Company's Repurchase Program Management For Voted - Abstain
5 Ratification of Board Acts Management For Voted - Abstain
6 Election of Directors; Election of Board Committee
Members and Chairman Management For Voted - Abstain
7 Directors' and Board Committee Members' Fees Management For Voted - Abstain
8 Election of Meeting Delegates Management For Voted - For
HUDBAY MINERALS INC.
SECURITY ID: 443628102 TICKER: HBM
Meeting Date: 22-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect David Garofalo Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Tom A. Goodman Management For Voted - For
5 Elect Alan Roy Hibben Management For Voted - For
6 Elect W. Warren Holmes Management For Voted - For
7 Elect Sarah B. Kavanagh Management For Voted - For
8 Elect Carin S. Knickel Management For Voted - For
9 Elect Alan J. Lenczner Management For Voted - For
10 Elect Kenneth G. Stowe Management For Voted - For
11 Elect Michael T. Waites Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Issuance of Shares Management For Voted - For
IMPERIAL METALS CORP.
SECURITY ID: 452892102 TICKER: III
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Pierre Lebel Management For Voted - For
4 Elect J. Brian Kynoch Management For Voted - For
5 Elect Larry G. Moeller Management For Voted - For
6 Elect Theodore W. Muraro Management For Voted - Against
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Laurie Pare Management For Voted - For
8 Elect Edward Yurkowski Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
JIANGXI COPPER CO. LTD
SECURITY ID: Y4446C100 TICKER: 600362
Meeting Date: 12-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supply and Service Agreement I Management For Voted - For
4 Consolidated Supply and Service Agreement II Management For Voted - For
5 Land Leasing Agreement Management For Voted - For
6 Resignation of Director Management For Voted - For
7 Elect TU Shutian Management For Voted - For
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Senior Management Incentive Plan Management For Voted - For
7 Elect LI Baomin Management For Voted - Against
8 Elect LONG Ziping Management For Voted - For
9 Elect GAN Chengjiu Management For Voted - For
10 Elect LIU Fangyun Management For Voted - For
11 Elect GAO Jianmin Management For Voted - For
12 Elect LIANG Qing Management For Voted - For
13 Elect SHI Jialiang Management For Voted - For
14 Elect QIU Guanzhou Management For Voted - For
15 Elect DENG Hui Management For Voted - For
16 Elect ZHANG Weidong Management For Voted - Against
17 Elect TU Shutian Management For Voted - For
18 Service Contract of Directors Management For Voted - For
19 Elect HU Qingwen Management For Voted - For
20 Elect WU Jinxing Management For Voted - Against
21 Elect WAN Sujuan Management For Voted - Against
22 Elect LIN Jinliang Management For Voted - For
23 Elect XIE Ming Management For Voted - For
24 Service Contract of Supervisors Management For Voted - For
25 Internal executive directors' fees Management For Voted - For
26 External executive directors' fees Management For Voted - For
27 Independent non-executive directors' fees Management For Voted - For
28 Supervisors' fees Management For Voted - For
29 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
GLOBAL X COPPER MINERS ETF
PROPOSAL
30 Authority to Issue Shares w/o Preemptive Rights
31 Profit Distribution Plan
KAZ MINERALS PLC
SECURITY ID: G5221U108 TICKER: KAZ
Meeting Date: 07-May-15
Meeting Type: Annual
1 Accounts and Reports
2 Remuneration Report (Advisory)
3 Elect Andrew Southam
4 Elect John MacKenzie
5 Elect Simon Heale
6 Elect Oleg Novachuk
7 Elect Lynda Armstrong
8 Elect Clinton J. Dines
9 Elect Vladimir Kim
10 Elect Michael Lynch-Bell
11 Elect Charles Watson
12 Appointment of Auditor
13 Authority to Set Auditor's Fees
14 Authority to Issue Shares w/ Preemptive Rights
15 Authority to Issue Shares w/o Preemptive Rights
16 Authority to Repurchase Shares
17 Authority to Set General Meeting Notice Period at
14 Days
KGHM POLSKA MIEDZ S.A.
SECURITY ID: X45213109 TICKER: KGHM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Election of Presiding Chairman
5 Compliance with Rules of Convocation
6 Agenda
7 Presentation of Accounts and Reports
8 Presentation of Allocation of Profits
9 Presentation of Supervisory Board Report
10 Presentation of Supervisory Board Report on
Company's Position
11 Presentation of Supervisory Board Report on its Activities
12 Management Board Report
13 Financial Statements
14 Allocation of Profits/Dividends
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Ratification of Management Board Acts Management For Voted - For
16 Ratification of Supervisory Board Acts Management For Voted - For
17 Presentation of Accounts and Reports (Consolidated) Management For Voted - For
18 Presentation of Supervisory Board Report
(Consolidated) Management For Voted - For
19 Management Board Report (Consolidated) Management For Voted - For
20 Financial Statements (Consolidated) Management For Voted - For
21 Shareholder Proposal Regarding Changes to
Supervisory Board Composition Shareholder N/A Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
LUNDIN MINING CORP.
SECURITY ID: 550372106 TICKER: LUMI-SDB
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald Charter Management For Voted - For
3 Elect Paul K. Conibear Management For Voted - For
4 Elect John H. Craig Management For Voted - Against
5 Elect Peter C. Jones Management For Voted - For
6 Elect Lukas H. Lundin Management For Voted - For
7 Elect Dale C. Peniuk Management For Voted - For
8 Elect William A. Rand Management For Voted - For
9 Elect Catherine J.G. Stefan Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
OZ MINERALS LIMITED
SECURITY ID: Q7161P122 TICKER: OZL
Meeting Date: 25-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Neil D. Hamilton Management For Voted - For
3 Re-elect Charles Lenegan Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Andrew Cole) Management For Voted - For
PANAUST LIMITED
SECURITY ID: Q7283A110 TICKER: PNA
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Re-elect Kenneth Pickering Management For Voted - For
4 Re-elect Geoffrey A. Handley Management For Voted - Against
5 Equity Grant (MD Fred Hess) Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Approve Termination Payments (Former EGM Robert
Usher) Management For Voted - For
SANDFIRE RESOURCES
SECURITY ID: Q82191109 TICKER: SFR
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect W. John Evans Management For Voted - For
SOUTHERN COPPER CORPORATION
SECURITY ID: 84265V105 TICKER: SCCO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Germ[]n Larrea Mota-Velasco Management For Voted - For
1.2 Elect Oscar Gonz[]lez Rocha Management For Voted - Withheld
1.3 Elect Emilio Carrillo Gamboa Management For Voted - Withheld
1.4 Elect Alfredo Casar P[]rez Management For Voted - For
1.5 Elect Luis Castelazo Morales Management For Voted - For
1.6 Elect Enrique Castillo S[]nchez Mejorada Management For Voted - Withheld
1.7 Elect Xavier Garcia de Quevedo Topete Management For Voted - Withheld
1.8 Elect Daniel Mu[]iz Quintanilla Management For Voted - For
1.9 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
1.1 Elect Gilberto Perezalonso Cifuentes Management For Voted - Withheld
1.11 Elect Juan Rebolledo Gout Management For Voted - For
1.12 Elect Carlos Ruiz Sacrist[]n Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
TASEKO MINES LTD.
SECURITY ID: 876511106 TICKER: TGB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect William P. Armstrong Management For Voted - For
2.2 Elect Robert A. Dickinson Management For Voted - Withheld
2.3 Elect Ronald Thiessen Management For Voted - Withheld
2.4 Elect Russell E. Hallbauer Management For Voted - For
2.5 Elect Alex G. Morrison Management For Voted - For
2.6 Elect Richard A. Mundie Management For Voted - For
2.7 Elect George R. Ireland Management For Voted - For
2.8 Elect Linda Thorstad Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X COPPER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Share Option Plan Renewal Management For Voted - For
5 Performance Share Unit Plan Management For Voted - For
TECK RESOURCES LTD
SECURITY ID: 878742204 TICKER: TCK
Meeting Date: 22-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Mayank M. Ashar Management For Voted - For
3 Elect Felix P. Chee Management For Voted - For
4 Elect Jack L. Cockwell Management For Voted - For
5 Elect Laura L. Dottori-Attanasio Management For Voted - For
6 Elect Edward C. Dowling Management For Voted - For
7 Elect Norman B. Keevil Management For Voted - For
8 Elect Norman B. Keevil III Management For Voted - For
9 Elect Takeshi Kubota Management For Voted - For
10 Elect Takashi Kuriyama Management For Voted - For
11 Elect Donald R. Lindsay Management For Voted - For
12 Elect Tracey L. McVicar Management For Voted - For
13 Elect Kenneth W. Pickering Management For Voted - For
14 Elect Warren S.R. Seyffert Management For Voted - For
15 Elect Timothy R. Snider Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Amendment to the 2010 Stock Option Plan Management For Voted - For
TURQUOISE HILL RESOURCES LTD
SECURITY ID: 900435108 TICKER: TRQ
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Rowena Albones Management For Voted - For
1.2 Elect Jill Gardiner Management For Voted - For
1.3 Elect James W. Gill Management For Voted - For
1.4 Elect R. Peter Gillin Management For Voted - For
1.5 Elect Russel C. Robertson Management For Voted - For
1.6 Elect Craig Stegman Management For Voted - For
1.7 Elect Jeffery D. Tygesen Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Stock Option Plan Renewal Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGRIUM INC.
SECURITY ID: 008916108 TICKER: AGU
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect David C. Everitt Management For Voted - For
1.2 Elect Russell K. Girling Management For Voted - For
1.3 Elect M. Marianne Harris Management For Voted - For
1.4 Elect Susan A. Henry Management For Voted - For
1.5 Elect Russell J. Horner Management For Voted - For
1.6 Elect John E. Lowe Management For Voted - For
1.7 Elect Charles V. Magro Management For Voted - For
1.8 Elect Anne McLellan Management For Voted - For
1.9 Elect Derek G. Pannell Management For Voted - For
1.10 Elect Mayo M. Schmidt Management For Voted - For
1.11 Elect Victor J. Zaleschuk Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect David C. Everitt Management For Voted - For
3 Elect Russell K. Girling Management For Voted - For
4 Elect M. Marianne Harris Management For Voted - For
5 Elect Susan A. Henry Management For Voted - For
6 Elect Russell J. Horner Management For Voted - For
7 Elect John E. Lowe Management For Voted - For
8 Elect Charles V. Magro Management For Voted - For
9 Elect Anne McLellan Management For Voted - For
10 Elect Derek G. Pannell Management For Voted - For
11 Elect Mayo M. Schmidt Management For Voted - For
12 Elect Victor J. Zaleschuk Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
BAGFAS BANDIRMA GUBRE FABRIKALARI A.S.
SECURITY ID: M15695105 TICKER: BAGFS
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
5 Presentation of Directors' Report Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Presentation of Auditors' Report Management For Voted - For
7 Accounts Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Election of Directors Management For Voted - Abstain
11 Presentation of Dividend Policy Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Presentation of Compensation Policy Management For Voted - For
15 Presentation of Report on Related Party Transactions Management For Voted - For
16 Presentation of Report on Guarantees Management For Voted - For
17 Charitable Donations Management For Voted - For
18 Presentation of Report on Competing Activites Management For Voted - For
19 Authority to Carry Out Competing Activites or
Related Party Transactions Management For Voted - Against
20 Wishes and Closing Management For Voted - For
CF INDUSTRIES HOLDINGS INC
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 15-May-15 Meeting Type: Annual
1 Elect Robert C. Arzbaecher Management For Voted - For
2 Elect William Davisson Management For Voted - For
3 Elect Stephen A. Furbacher Management For Voted - For
4 Elect Stephen J. Hagge Management For Voted - For
5 Elect John D. Johnson Management For Voted - For
6 Elect Robert G. Kuhbach Management For Voted - For
7 Elect Edward A. Schmitt Management For Voted - For
8 Elect Theresa E Wagler Management For Voted - For
9 Elect W. Anthony Will Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
13 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
CHINA BLUECHEMICAL LTD.
SECURITY ID: Y14251105 TICKER: 3983
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Hui Management For Voted - For
4 Dongfang 1-1 Gasfield Phase I Adjusted Project
Natural Gas Sale and
Purchase Framework Agreement Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL
5 Annual Cap of Natural Gas Sale and Purchase Framework Agreement
6 Comprehensive Services and Product Sales Agreement
7 Annual Cap of Comprehensive Services and Product
Sales Agreement
8 Finance Lease Agreement
9 Annual Cap of Finance Lease Agreement
Meeting Date: 28-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Supervisors' Report
5 Accounts and Reports
6 Allocation of Final Dividend
7 Allocation of Special Dividend
8 Financial Budget
9 Appointment of Auditor and Authority to Set Fees
10 Elect WANG Hui as Director
11 Elect LI Hui as Director
12 Elect ZHOU Dechun as Director
13 Elect ZHU Lei as Director
14 Elect LEE Kit Ying as Director
15 Elect LEE Kwan Hung as Director
16 Elect ZHOU Hongjun as Director
17 Elect WANG Mingyang as Supervisor
18 Elect LI Xiaoyu as Supervisor
19 Service Contract with LIU Lijie as Supervisor
20 Authority to Issue Domestic and H Shares w/o
Preemptive Rights
21 Non-Voting Agenda Item
22 Non-Voting Agenda Item
23 Non-Voting Agenda Item
24 Authority to Repurchase H Shares
25 Non-Voting Agenda Item
26 Non-Voting Agenda Item
Meeting Date: 28-May-15
Meeting Type: Other
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Authority to Repurchase Shares
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GUBRE FABRIKALARI T.A.S.
SECURITY ID: M5246E108 TICKER: GUBRF
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
5 Presentation of Directors' Report Management For Voted - For
6 Presentation of Auditors' Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of Co-option Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Presentation of Report on Guarantees Management For Voted - For
13 Presentation of Report on Charitable Donations Management For Voted - For
14 Amendments to Articles 7 and 14 Management For Voted - Against
15 Election of Directors Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Presentation of Report on Competing Activities or
Related Party Transactions Management For Voted - For
18 Authority to Carry Out Competing Activities or
Related Party Transactions Management For Voted - Against
19 Wishes Management For Voted - For
20 Closing Management For Voted - For
ICL-ISRAEL CHEMICALS LTD.
SECURITY ID: M5920A109 TICKER: ICL
Meeting Date: 11-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Nir Gilad Management For Voted - For
3 Elect Avisar Paz Management For Voted - For
4 Elect Eran Sarig Management For Voted - For
5 Elect Ovadia Eli Management For Voted - For
6 Elect Victor Medina Management For Voted - For
7 Elect Avraham Shochat Management For Voted - For
8 Elect Aviad Kaufman Management For Voted - For
9 Amendment of Compensation Policy Management For Voted - For
10 Equity Grant of CEO Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Accounts and Reports Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 26-Feb-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Yaacov Dior Management For Voted - For
3 Elect Miriam Haran Management For Voted - For
4 Elect Geoffery E. Merszei Management For Voted - For
5 Elect Shimon Eckhaus Management For Voted - For
6 Elect Stefan Borgas Management For Voted - For
7 Remuneration of Directors Management For Voted - For
8 Remuneration of Directors (Controlling Shareholders) Management For Voted - For
9 Management Services Agreement with Controlling
Shareholder Management For Voted - Against
Meeting Date: 29-Jun-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Equity Grant of CEO Management For Voted - Against
3 Compensation Terms of Chairman Management For Voted - For
INCITEC PIVOT
SECURITY ID: Q4887E101 TICKER: IPL
Meeting Date: 19-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kathryn J. Fagg Management For Voted - For
3 Elect Gregory J. Hayes Management For Voted - For
4 Re-elect Rebecca McGrath Management For Voted - For
5 Equity Grant (MD/CEO James Fazzino) Management For Voted - For
6 Remuneration Report Management For Voted - For
INTREPID POTASH INC
SECURITY ID: 46121Y102 TICKER: IPI
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Terry Considine Management For Voted - Against
2 Elect Chris A. Elliott Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
ISRAEL CORP
SECURITY ID: M8785N109 TICKER: ILCO
Meeting Date: 31-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Spin-off Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 19-Feb-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect Ron Moskovitz Management For Voted - For
5 Elect Amnon Lion Management For Voted - For
6 Elect Zeev Nahari Management For Voted - For
7 Elect Zehavit Cohen Management For Voted - For
8 Elect Aviad Kaufman Management For Voted - For
9 Elect Eitan Raff Management For Voted - For
10 Elect Dan Suesskind Management For Voted - For
11 Elect Michael Bricker Management For Voted - For
K & S AG
SECURITY ID: D48164129 TICKER: SDF
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Allocation of Profits/Dividends Management For Take No Action
8 Ratification of Management Board Acts Management For Take No Action
9 Ratification of Supervisory Board Acts Management For Take No Action
10 Appointment of Auditor Management For Take No Action
11 Elect Philip Freiherr von dem Bussche Management For Take No Action
12 Elect Andreas Kreimeyer Management For Take No Action
13 Elect George Cardona Management For Take No Action
14 Increase in Authorized Capital Management For Take No Action
15 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Take No Action
16 Authority to Repurchase Shares Management For Take No Action
KENON HOLDINGS LTD
SECURITY ID: ADPV28327 TICKER: KEN
Meeting Date: 27-May-15 Meeting Type: Special
1 Capital Reduction in Respect of a Distribution of
Shares of Tower Semiconductor Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MOSAIC COMPANY
SECURITY ID: 61945C103 TICKER: MOS
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Nancy E. Cooper Management For Voted - For
2 Elect Gregory L. Ebel Management For Voted - For
3 Elect Denise C. Johnson Management For Voted - For
4 Elect Robert L. Lumpkins Management For Voted - For
5 Elect William T. Monahan Management For Voted - For
6 Elect James L. Popowich Management For Voted - For
7 Elect James T. Prokopanko Management For Voted - For
8 Elect Steven M. Seibert Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
NAMHAE CHEMICAL
SECURITY ID: Y6200J106 TICKER: 025860
Meeting Date: 20-Mar-15 Meeting Type: Annual
1 Accounts and Allocation of Profits/Dividends Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Election of Directors (Slate) Management For Voted - For
4 Election of Corporate Auditor Management For Voted - Against
5 Directors' Fees Management For Voted - For
6 Corporate Auditors' Fees Management For Voted - For
7 Special Contribution Bonus to KIM Jun Ho Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
NUFARM LIMITED
SECURITY ID: Q7007B105 TICKER: NUF
Meeting Date: 04-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Anne Brennan Management For Voted - For
4 Re-elect Gordon Davis Management For Voted - For
5 Re-elect Peter Margin Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OCI N.V.
SECURITY ID: N6667A111 TICKER: OCINY
Meeting Date: 12-Nov-14 Meeting Type: Special
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Amendment to Par Value; Increase in Authorized
Capital Management For Voted - Abstain
3 Amendment to Par Value; Decrease Authorized Capital
(Spin-off of Construction Unit) Management For Voted - Abstain
4 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 10-Jun-15 Meeting Type: Ordinary
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of Executive Directors' Acts Management For Voted - For
8 Ratification of Non-Executive Directors' Acts Management For Voted - For
9 Elect G. Heckman to the Board of Directors Management For Voted - For
10 Elect Michael L. Bennett to the Board of Directors Management For Voted - For
11 Elect Jan Alberts Ter Wisch to the Board of
Directors Management For Voted - For
12 Remuneration Policy Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Amendments to Par-Value; Increase Authorized Capital Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Supress Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
PJSC URALKALI
SECURITY ID: 91688E206 TICKER: URKA
Meeting Date: 11-Nov-14 Meeting Type: Special
1 Adoption of New Charter Management For Voted - For
2 Cost of Directors and Officers Liability Insurance Management For Voted - For
3 Related Party Transactions (Directors and Officers
Liability Insurance) Management For Voted - For
Meeting Date: 26-Dec-14 Meeting Type: Special
1 Interim Dividend Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Meeting Procedures Management For Voted - For
2 Annual Report Management For Voted - For
3 Financial Statements Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Major Transaction Management For Voted - For
6 Elect Irina V. Razumova Management For Voted - For
7 Elect Andrei Kononov Management For Voted - For
8 Elect Maria Kuzmina Management For Voted - For
9 Elect Marina Risukhina Management For Voted - For
10 Elect Irina Sharandina Management For Voted - For
11 Amendments to Regulations on Audit Comimission Management For Voted - For
12 Related Party Transaction with OJSC Ural Research
and Design Institute of
Galurgia Management For Voted - For
13 Related Party Transaction with CJSC VNII Galurgii Management For Voted - For
14 Related Party Transaction with SMT Berezniki Shaft
Construction Department
LLC Management For Voted - For
15 Related Party Transaction with CJSC Novaya
Nedvizhimost Management For Voted - For
16 Related Party Transaction with OJSC Baltic Bulker
Terminal Management For Voted - For
17 Related Party Transaction with Balakhontsy Railcar
Depot LLC Management For Voted - For
18 Related Party Transaction with Avtotranskali LLC Management For Voted - For
19 Related Party Transaction with Satellite Service LLC Management For Voted - For
20 Related Party Transaction with EN-Resource LLC Management For Voted - For
21 Related Party Transaction with Centre of
Automation and Measurements LLC Management For Voted - For
22 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For
23 Related Party Transaction with OJSC Ural Research
and Design Institute of Galurgia Management For Voted - For
24 Related Party Transaction with CJSC VNII Galurgii Management For Voted - For
25 Related Party Transaction with Sylvinit-Transport
LLC Management For Voted - For
26 Related Party Transaction with SMT Berezniki Shaft
Construction Department LLC Management For Voted - For
27 Related Party Transaction with CJSC Novaya
Nedvizhimost Management For Voted - For
28 Related Party Transaction with Balakhontsy Railcar
Depot LLC Management For Voted - For
29 Related Party Transaction with Avtotranskali LLC Management For Voted - For
30 Related Party Transaction with Satellite-Service
LLC Management For Voted - For
31 Related Party Transaction with JSC
Uralkali-Technology Management For Voted - For
32 Related Party Transaction with EN-Resource LLC Management For Voted - For
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
33 Related Party Transaction with Centre of
Automation and Measurements LLC Management For Voted - For
34 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For
35 Related Party Transaction with Media-Sphere LLC Management For Voted - For
36 Related Party Transaction with Avtotranskali LLC Management For Voted - For
37 Related Party Transaction with OJSC URALCHEM LLC Management For Voted - For
38 Related Party Transaction with OJSC Mineral
Fertiliser Plant of the Kirovo-Chepetsk Chemical
Complex Management For Voted - For
39 Related Party Transaction with OJSC Voskresensk
Mineral Fertilisers Management For Voted - For
40 Related Party Transaction with OJSC VSMPO-AVISMA Management For Voted - For
41 Related Party Transaction with SMT Berezniki Shaft
Construction Department LLC Management For Voted - For
42 Related Party Transaction with CJSC Solikamsk
Construction Trust Management For Voted - For
43 Related Party Transaction with CJSC Novaya
Nedvizhimost Management For Voted - For
44 Related Party Transaction with Balakhontsy Railcar
Depot LLC Management For Voted - For
45 Related Party Transaction with Avtotranskali LLC Management For Voted - For
46 Related Party Transaction with Satellite-Service LLC Management For Voted - For
47 Related Party Transaction with EN-Resource LLC Management For Voted - For
48 Related Party Transaction with Centre of
Automation and Measurements LLC Management For Voted - For
49 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For
50 Related Party Transaction with Vodokanal LLC Management For Voted - For
51 Related Party Transaction with OJSC Voskresensk
Mineral Fertilisers Management For Voted - For
52 Related Party Transaction with OJSC URALCHEM Management For Voted - For
53 Related Party Transaction with OJSC VSPMO-AVISMA Management For Voted - For
54 Related Party Transaction with SMT Berezniki Shaft
Construction Department LLC Management For Voted - For
55 Related Party Transaction with CJSC Solikamsk
Construction Trust Management For Voted - For
56 Related Party Transaction with CJSC Novaya
Nedvizhimost Management For Voted - For
57 Related Party Transaction with Balakhontsy Railcar
Depot LLC Management For Voted - For
58 Related Party Transaction with Satellite-Service
LLC Management For Voted - For
59 Related Party Transaction with Uralkali-Remont LLC Management For Voted - For
60 Related Party Transaction with Centre of Automation
and Measurements LLC Management For Voted - For
61 Related Party Transaction with Avtotranskali LLC Management For Voted - For
62 Related Party Transaction with Vodokanal LLC Management For Voted - For
63 Related Party Transaction with EN-Resource LLC Management For Voted - For
64 Asset Contributions Contracts Management For Voted - For
65 Non-Voting Agenda Item N/A N/A Non-Voting
66 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
67 Elect Dmitry V. Konyaev Management N/A Voted - Abstain
68 Elect Luc Marc J. Maene Management N/A Voted - For
69 Elect Dmitry A. Mazepin Management N/A Voted - Abstain
70 Elect Robert J. Margetts Management N/A Voted - For
71 Elect Dmitry V. Osipov Management N/A Voted - Abstain
72 Elect Paul J. Ostling Management N/A Voted - For
73 Elect Dmitry V. Razumov Management N/A Voted - Abstain
74 Elect Ekaterina M. Salnikova Management N/A Voted - Abstain
75 Elect Valery V. Senko Management N/A Voted - Abstain
76 Elect Mikhail A. Sosnovsky Management N/A Voted - Abstain
77 Elect Sergey V. Chemezov Management N/A Voted - Abstain
78 Elect Jian Chen Management N/A Voted - Abstain
79 Appointment of Auditor (IFRS) Management For Voted - For
80 Appointment of Auditor (Russian Federal Law) Management For Voted - For
81 Appointment of Auditor (Russian Accounting
Standards) Management For Voted - For
82 Cost of Directors' and Officers' Liability Insurance Management For Voted - For
83 Related Party Transaction (D&O Insurance) Management For Voted - For
84 Non-Voting Meeting Note N/A N/A Non-Voting
85 Non-Voting Meeting Note N/A N/A Non-Voting
POTASH CORP. OF SASKATCHEWAN INC.
SECURITY ID: 73755L107 TICKER: POT
Meeting Date: 12-May-15 Meeting Type: Special
1.1 Elect Christopher M. Burley Management For Voted - For
1.2 Elect Donald G. Chynoweth Management For Voted - For
1.3 Elect John W. Estey Management For Voted - For
1.4 Elect Gerald W. Grandey Management For Voted - For
1.5 Elect Charles S. Hoffman Management For Voted - For
1.6 Elect Alice D. Laberge Management For Voted - For
1.7 Elect Consuelo E. Madere Management For Voted - For
1.8 Elect Keith G. Martell Management For Voted - For
1.9 Elect Jeffrey J. McCaig Management For Voted - For
1.10 Elect Jochen E. Tilk Management For Voted - For
1.11 Elect Elena Viyella de Paliza Management For Voted - Withheld
2 Appointment of Auditor Management For Voted - For
3 Approval of the 2015 Performance Option Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendments to By-laws Management For Voted - For
6 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCOTTS MIRACLE-GRO COMPANY
SECURITY ID: 810186106 TICKER: SMG
Meeting Date: 29-Jan-15 Meeting Type: Annual
1.1 Elect Michelle A. Johnson Management For Voted - For
1.2 Elect Thomas N. Kelly, Jr. Management For Voted - For
1.3 Elect John R. Vines Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
SINOFERT HOLDINGS LTD.
SECURITY ID: G8403G103 TICKER: 297
Meeting Date: 12-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Fertilizer Sales Co-operation Framework Agreement Management For Voted - For
4 Sulphur Import Framework Agreement Management For Voted - For
Meeting Date: 17-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 New MOU Agreement Management For Voted - For
5 Elect LU Xin Management For Voted - For
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect LIU De Shu Management For Voted - For
6 Elect Stephen F. Dowdle Management For Voted - For
7 Elect Edward KO Ming Tung Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
SECURITY ID: 833635105 TICKER: SQM
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports
2 Appointment of Auditor and Account Inspectors
3 Related Party Transactions
4 Investment and Finance Policy
5 Allocation of Profits/Dividends; Dividend Policy
6 Board of Directors' Expenses
7 Election of Directors; Fees
8 Matters Regarding the Directors' Committee
9 Transaction of Other Business
SYNGENTA AG
SECURITY ID: H84140112 TICKER: SYNN
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Accounts and Reports
3 Compensation Report
4 Ratification of Board and Management Acts
5 Allocation of Profits/Dividends
6 Elect Vinita Bali
7 Elect Stefan Borgas
8 Elect Gunnar Brock
9 Elect Michel Demar[]
10 Elect Eleni Gabre-Madhin
11 Elect David Lawrence
12 Elect Michael Mack
13 Elect Eveline Saupper
14 Elect Jacques Vincent
15 Elect J[]rg Witmer
16 Elect Michel Demar[] as Chairman
17 Elect Eveline Saupper as Compensation Committee
Member
18 Elect Jacques Vincent as Compensation Committee
Member
19 Elect J[]rg Witmer as Compensation Committee Member
20 Board Compensation
21 Executive Compensation
22 Appointment of Independent Proxy
23 Appointment of Auditor
24 Non-Voting Meeting Note
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Against
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
GLOBAL X FERTILIZERS/POTASH ETF
PROPOSAL
TAIWAN FERTILIZER CO
SECURITY ID: Y84171100 TICKER: 1722
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Accounts and Reports
3 Allocation of Profits/Dividends
4 Elect LEE Fu-Hsing
5 Elect CHEN Wen-De
6 Elect LEE Tsang-Lang
7 Elect LIAO Chen-Hsien
8 Elect HSU Sheng-Ming
9 Elect TSAI Chang-Hai
10 Elect HSU Ching-Lien
11 Elect HSU Ming-Tsai
12 Elect SHEN Hui-Ya
13 Elect WU Yuan-Jen as Supervisor
14 Elect CHEN Tsai-Lai as Supervisor
15 Elect Tsai Ling-Lan as Supervisor
16 Non-compete Restrictions for Director LIAO Zhen-Xian
YARA INTERNATIONAL ASA.
SECURITY ID: R9900C106 TICKER: YARO
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Meeting Note
6 Opening of Meeting; Agenda
7 Election of Presiding Chairman; Election of
Individuals to Check Minutes
8 Accounts and Reports; Allocation of Profits/Dividends
9 Compensation Guidelines
10 Corporate Governance Report
11 Authority to Set Auditor's Fees
12 Directors' Fees
13 Nomination Committee Fees
14 Election of Directors
15 Cancellation of Shares
16 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AES GENER S.A.
SECURITY ID: P0607L111 TICKER: GENER
Meeting Date: 23-Oct-14 Meeting Type: Special
1 Election of Directors Management For Voted - Abstain
2 Related Party Transactions Management For Voted - For
3 Authority to Carry Out Formalities Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Committee Fees and Budget; Presentation
of Directors' Committee Report Management For Voted - Abstain
4 Appointment of Auditor and Risk Rating Agency Management For Voted - Abstain
5 DIVIDEND POLICY Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Publication of Company Notices Management For Voted - For
8 Transaction of Other Business Management For Voted - Against
9 Authority to Carry out Formalities Management For Voted - For
AGUAS ANDINAS S.A.
SECURITY ID: P4171M125 TICKER: AGUAS
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Related Party Transactions Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Appointment of Risk Rating Agencies Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Report on Board of Directors' Expenses Management For Voted - For
9 Directors' Committee Fees and Budget Management For Voted - For
10 Report on Directors' Committee Acts and Expenditures Management For Voted - For
11 Publication of Company Notices Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
ALMACENES EXITO S.A.
SECURITY ID: P3782F107 TICKER: EXITO
Meeting Date: 17-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
3 Agenda
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of the Report of the Board and CEO
6 Presentation of Accounts and Reports
7 Presentation of the Auditor's Report
8 Accounts and Reports
9 Allocation of Profits/Dividends; Charitable
Donations; Amendments to Articles; Amendments to General Shareholders Meeting
Regulations; Board of Directors Sucession Policy
10 Transaction of Other Business
Meeting Date: 11-Jun-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Quorum
4 Agenda
5 Appointment of Delegates in Charge of Meeting
Minutes
6 Election of Directors
7 Board of Directors' Remuneration Policy
BANCO DE CHILE
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management N/A Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
SECURITY ID: 059520106 TICKER: BCH
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Consolidated Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - Abstain
4 Directors' and Audit Committee Fees and Budget Management For Voted - Abstain
5 Appointment of Auditor Management For Voted - Abstain
6 Capitalization of Reserves for Bonus Share Issuance Management For Voted - For
BANCO DE CREDITO E INVERSIONES
SECURITY ID: P32133111 TICKER: BCI
Meeting Date: 24-Mar-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - Against
4 Directors' Commitee Fees and Budget Management For Voted - For
5 Appointment of Auditor and Risk Rating Agency Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Presentation of Report of Directors' Committee Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Ratification of the Co-Option of Lionel Olavarr[]a
Leyton Management For Voted - For
9 Publication of Company Notices Management For Voted - For
10 Transaction of Other Business Management For Voted - Against
Meeting Date: 24-Mar-15 Meeting Type: Special
1 Capitalization of Reserves for Bonus Share Issue Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Authority to Carry Out Formalities Management For Voted - For
BANCO SANTANDER CHILE SA
SECURITY ID: 05965X109 TICKER: BSAC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Appointment of Risk Rating Agency Management For Voted - Abstain
5 Election of Director to Replace Carlos Olivo Management For Voted - Abstain
6 Election of Director (Alternate) to Replace Orlando
Poblete Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Directors' Committee Fees and Budget; Presentation
of
Directors' Committee and Auditor's Report Management For Voted - Abstain
BBVA BANCO CONTINENTAL
SECURITY ID: P09083109 TICKER: CON
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Auditor's Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - Abstain
8 Capitalization of Reserves w/o Share Issuance Management For Voted - Abstain
9 Election of Directors; Fees Management For Voted - Against
10 Calculation of Effective Equity Management For Voted - Abstain
11 Authority to Issue Debt Instruments Management For Voted - Abstain
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAP S.A.
SECURITY ID: P25625107 TICKER: CAP
Meeting Date: 15-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Directors' Fees Management For Voted - Against
5 Directors' Committees Fees and Budget Management For Voted - For
6 Appointment of Risk Rating Agencies Management For Voted - For
7 Transaction of Other Business Management For Voted - Against
CELSIA SA ESP
SECURITY ID: P3774N100 TICKER: CELSIA
Meeting Date: 24-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates
in charge of Meeting
Minutes Management For Voted - For
5 Presentation of Report of the Board and CEO Management For Voted - For
6 Presentation of the Auditor's Report Management For Voted - For
7 Presentation of Accounts and Reports Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Charitable Donations Management For Voted - For
11 Election of Directors Management For Voted - Abstain
12 Appointment of Auditor Management For Voted - For
13 Presentation of Report on the Plan to Implement IFRS Management For Voted - For
14 Amendments to Articles Management For Voted - For
CEMENTOS ARGOS S.A
SECURITY ID: P2216Y112 TICKER: CEMARGOS
Meeting Date: 20-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Report of the Board and CEO Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Presentation of Report of Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Presentation of Report on the Plan to Implement IFRS Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Payment of Tax on Wealth Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Charitable Donations Management For Voted - For
CENCOSUD S.A.
SECURITY ID: P2205J100 TICKER: CNCO
Meeting Date: 24-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Directors' Committee Fees and Budget Management For Voted - Abstain
6 Presentation of Report on Board of Directors' and
Directors' Committee Expenses Management For Voted - For
7 Appointment of Auditor Management For Voted - Abstain
8 Appointment of Risk Rating Agency Management For Voted - Abstain
9 Related Party Transactions Management For Voted - For
10 Report on Directors' Oppositions Recorded at Board
Meetings Management For Voted - For
11 Directors' Committee Activities Report Management For Voted - For
12 Publication of Company Notices Management For Voted - For
13 Transaction of Other Business Management For Voted - Against
14 Non-Voting Meeting Note N/A N/A Non-Voting
COLBUN SA
SECURITY ID: P2867K130 TICKER: COLBUN
Meeting Date: 22-Apr-15 Meeting Type: Ordinary
1 Auditor's Report and Account Inspectors' Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Investment and Finance Policy Management For Voted - Abstain
5 Dividend Policy Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Appointment of Account Inspectors Management For Voted - Abstain
8 Election of Directors Management For Voted - Abstain
9 Directors' Fees Management For Voted - Abstain
10 Directors' Committee Report Management For Voted - For
11 Directors' Committee Fees and Budget Management For Voted - Abstain
12 Related Party Transactions Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Publication of Company Notices Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
COMPANIA DE MINAS BUENAVENTURA S.A.
SECURITY ID: 204448104 TICKER: BVN
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Authority to Issue Debt Management For Voted - Abstain
CORPBANCA
SECURITY ID: 21987A209 TICKER: BCA
Meeting Date: 12-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - Abstain
3 Ratification of the Co-Option of Julio Barriga Silva Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Related Party Transactions Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Dividend Policy Management For Voted - For
8 Directors Committee Fees and Budget; Presentation
of the Directors Committee and the Audit Committee
Reports Management For Voted - Abstain
9 Publication of Company Notices Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Special Dividend Management For Voted - For
3 Ratification of Actions to Carry Out the Acquisition Management For Voted - For
CORPORACION FINANCIERA COLOMBIANA S A
SECURITY ID: P3138W200 TICKER: CORFICOL
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Bonus Issue Through Capitalization of Reserves Management For Voted - For
5 Minutes Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Payment of Tax on Wealth Management For Voted - For
Meeting Date: 04-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Reports of the Board and Chairman Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
7 Presentation of Reports of the Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Amendments to Article 5 Regarding the Duration of
the Company Management For Voted - For
11 Approval of Report of the Board Regarding Internal
Control System and Audit Committee Management For Voted - Abstain
12 Election of Directors; Fees Management For Voted - Abstain
13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
14 Transaction of Other Business Management N/A Voted - Against
CORPORACION FINANCIERA COLOMBIANA S A
SECURITY ID: P3138W283 TICKER: CORFICOL
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Bonus Issue Through Capitalization of Reserves Management For Voted - For
5 Minutes Management For Voted - For
Meeting Date: 27-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Payment of Tax on Wealth Management For Voted - For
Meeting Date: 04-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Reports of the Board and Chairman Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Presentation of Accounts and Reports Management For Voted - For
7 Presentation of Reports of the Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Amendments to Article 5 Regarding the Duration of
the Company Management For Voted - For
11 Approval of Report of the Board Regarding Internal
Control System and Audit Committee Management For Voted - Abstain
12 Election of Directors; Fees Management For Voted - Abstain
13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
14 Transaction of Other Business Management N/A Voted - Against
CREDICORP
SECURITY ID: G2519Y108 TICKER: BAP
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Approval of Consolidated Financial Statements Management For Voted - For
5 Presentation of the Annual Report and Annual
Information Document Management For Voted - For
6 Approval of Consolidated Financial Statements Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
E.CL S.A.
SECURITY ID: P36020108 TICKER: ECL
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Directors' Committee Fees and Budget Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Appointment of Risk Rating Agency Management For Voted - For
7 Dividend Policy Management For Voted - For
8 Presentation of Report of the Director's Committee
Acts and Expenditures Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Transaction of Other Business Management For Voted - Against
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ECOPETROL SA
SECURITY ID: 279158109 TICKER: EC
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Agenda Management For Voted - For
2 Appointment of Meeting Chairman Management For Voted - For
3 Appointment of Delegates in Charge of Meeting
Polling Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Election of Directors Management For Voted - For
9 Amendments to General Meeting Regulations Management For Voted - For
10 Amendments to Articles Regarding Corporate
Governance Compliance Management For Voted - For
EMPRESA NACIONAL DE ELECTRICIDAD S.A.
SECURITY ID: 29244T101 TICKER: EOC
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Election of Directors Management For Voted - Abstain
4 Directors' Committee Fees for Past Fiscal Year Management For Voted - For
5 Directors' Fees Management For Voted - Abstain
6 Directors' Committee Fees and Budget Management For Voted - Abstain
7 Appointment of Auditor Management For Voted - For
8 Appointment of Account Inspector Management For Voted - Abstain
9 Appointment of Risk Rating Agency Management For Voted - Abstain
10 Investment and Finance Policy Management For Voted - For
11 Transaction of Other Business Management For Voted - Against
12 Authority to Carry Out Formalities Management For Voted - For
EMPRESA NACIONAL DE TELECOMUNICACIONES S.A.
SECURITY ID: P37115105 TICKER: ENTEL
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Investment and Finance Policy Management For Voted - For
5 Election of Directors Management For Voted - Abstain
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Directors' Fees Management For Voted - For
7 Director's Committees Fees and Budget Management For Voted - For
8 Appointment of Auditor and Account Inspectors Management For Voted - For
9 Appointment of Risk Rating Agency Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Publication of Company Notices Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
EMPRESAS CMPC S.A.
SECURITY ID: P3712V107 TICKER: CMPC
Meeting Date: 17-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Appointment of Auditor and Risk Rating Agencies Management For Voted - For
5 Directors' Fees; Directors' Committee Fees and
Budget Management For Voted - Abstain
6 Dividend Policy Management For Voted - For
7 Transaction of Other Business Management N/A Voted - Against
EMPRESAS COPEC S.A.
SECURITY ID: P7847L108 TICKER: COPEC
Meeting Date: 22-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Related Party Transactions Management For Voted - For
3 Directors' Fees Management For Voted - Abstain
4 Directors' Committee Fees and Budget; Directors'
Committee Report Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agencies Management For Voted - Abstain
6 Transaction of Other Business Management N/A Voted - Against
ENERSIS S.A.
SECURITY ID: 29274F104 TICKER: ENI
Meeting Date: 25-Nov-14 Meeting Type: Special
1 Related Party Transaction Management For Voted - For
2 Amendments to Article 5 of the Bylaws Regarding
Capital Increase Management For Voted - For
3 Amendments to Article 15 of the Bylaws Regarding
Governing Bodies Management For Voted - For
4 Amendments to Article 22 of the Bylaws Regarding
Meeting Announcements Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Amendments to Articles 26 of the Bylaws Regarding
Referenced Article Management For Voted - For
6 Amendments to Article 37 of the Bylaws Regarding
Updates on Current Legislation Management For Voted - For
7 Amendments to Article 42 of the Bylaws Regarding
Arbitration Management For Voted - For
8 Consolidation of Articles Management For Voted - For
9 Authorization of Legal Formalities Regarding
Related Party Transactions Management For Voted - For
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - Abstain
4 Directors' Fees Management For Voted - For
5 Directors' Committee Fees and Budget Management For Voted - For
6 Appointment of Auditor Management For Voted - Abstain
7 Appointment of Account Inspectors; Fees Management For Voted - Abstain
8 Appointment of Risk Rating Agency Management For Voted - Abstain
9 Investment and Finance Policy Management For Voted - Abstain
10 Transaction of Other Business Management For Voted - Against
11 Authority to Carry Out Formalities Management For Voted - For
GRUPO ARGOS S.A.
SECURITY ID: P0275K122 TICKER: GRUPOARGOS
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Election of Meeting Delegates in Charge of Meeting
Minutes.
5 Presentation of the Report of the Board and the CEO
6 Presentation of Financial Statements
7 Presentation of Auditor's Report
8 Accounts and Reports
9 Allocation of Profits/Dividends
10 Charitable Donations
11 Presentation of IFRS Action Plan
12 Presentation of Corporate Governance Compliance
Plan and Schedule
13 Amendments to Articles Regarding Corporate Governance Practices
14 Election of Directors; Fees
15 Appointment of Auditor and Authority to Set Fees
16 Non-Voting Meeting Note
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
N/A N/A Non-Voting
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL
GRUPO DE INVERSIONES SURAMERICANA S.A.
SECURITY ID: P4950L132 TICKER: GRUPOSUR
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Appointment of Meeting Delegates in charge of
Meeting Minutes
4 Presentation of the Board and CEO Reports
5 Presentation of Financial Statements
6 Presentation of Auditor's Report
7 Accounts and Reports
8 Allocation of Profits/Dividends
9 Amendments to Articles
10 Approval of the New Country Code Policies
11 Directors and Auditor's Fees
12 Election of Directors
13 Transaction of Other Business
GRUPO NUTRESA S.A.
SECURITY ID: P5041C114 TICKER: NUTRESA
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Quorum
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of CEO and Board Reports Management
6 Presentation of the Financial Statements Management
7 Presentation of Auditor's Report Management
8 Accounts and Reports
9 Allocation of Profits/Dividends
10 Amendments to Articles
11 Election of Directors
12 Appointment of Independent Auditor
13 Directors' Fees
14 Auditors' Fees
15 Approval of the Board of Directors' Remuneration
and Evaluation Policy
16 Approval of the Board of Directors' Succession Policy
17 Approval of the Shares Repurchase Policy
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management N/A Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
For Voted - For
For Voted - For
For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Use of Reserves Management For Voted - For
19 Presentation of the Plan to Implement IFRS Management For Voted - For
20 Transaction of Other Business Management N/A Voted - Against
INTERCONEXION ELECTRICA SA
SECURITY ID: P5624U101 TICKER: ISA
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Appointment of Meeting Chairman Management For Voted - For
3 Report of Secretary Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Speech of the Minister of Mines and Energy Management For Voted - For
6 Speech of the Chairman Regarding the Board Management For Voted - For
7 Presentation of Report of the Board and Management Management For Voted - For
8 Report on Corporate Governance Management For Voted - For
9 Presentation of Accounts and Reports Management For Voted - For
10 Report of the Auditor Management For Voted - For
11 Accounts and Reports Management For Voted - Abstain
12 Allocation of Profits/Dividends Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Election of Directors Management For Voted - Abstain
16 Board of Directors Remuneration Policy Management For Voted - For
17 Directors' Fees Management For Voted - Abstain
18 Approval of the Board Succession Policy Management For Voted - For
19 Transaction of Other Business Management For Voted - Against
ISAGEN
SECURITY ID: P5892H105 TICKER: ISAGEN
Meeting Date: 26-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum; Agenda Management For Voted - For
3 Election of Meeting Chairman Management For Voted - For
4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
5 Election of Directors Management For Voted - Abstain
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum; Agenda Management For Voted - For
3 Appointment of Meeting Chairman Management For Voted - For
4 Presentation of Meeting Minutes Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Appointment of Delegates in charge of Meeting
Minutes Management For Voted - For
6 Presentation of the Board, Corporate Governance and
Audit Committee Reports Management For Voted - For
7 Presentation of Management Report Management For Voted - For
8 Presentation of the Representatives of Minority
Shareholders' Report Management For Voted - For
9 Presentation of the Financial Statements Management For Voted - For
10 Presentation of the Auditor's Report Management For Voted - For
11 Accounts and Reports Management For Voted - For
12 Use of Reserves Management For Voted - For
13 Increase in Authorized Capital through the
Capitalization of Reserves; Amendment to Par Value Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Election of Directors Management For Voted - Abstain
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Transaction of Other Business Management N/A Voted - Against
LATAM AIRLINES GROUP S.A.
SECURITY ID: 51817R106 TICKER: LFL
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Election of Directors Management For Voted - Abstain
3 Directors' Fees Management For Voted - Abstain
4 Directors' Committee Fees and Budget Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agency Management For Voted - Abstain
6 Report on Circular No. 1816 Management For Voted - For
7 Publication of Company Notices Management For Voted - For
8 Transaction of Other Business Management For Voted - Against
PACIFIC RUBIALES ENERGY CORP
SECURITY ID: 69480U206 TICKER: PRE
Meeting Date: 28-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jos[] Francisco Arata Management For Voted - For
4 Elect Miguel de la Campa Management For Voted - For
5 Elect German Efromovich Management For Voted - Against
6 Elect Serafino Iacono Management For Voted - For
7 Elect Augusto Lopez Management For Voted - For
8 Elect Hernan Martinez Management For Voted - Against
9 Elect Dennis Mills Management For Voted - For
10 Elect Ronald Pantin Management For Voted - For
11 Elect Victor Rivera Management For Voted - For
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Elect Miguel Rodriguez Management For Voted - For
13 Elect Francisco Sol[] Management For Voted - For
14 Elect Neil Woodyer Management For Voted - Against
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Renewal of Shareholder Rights Plan Management For Voted - For
PARQUE ARAUCO S.A.
SECURITY ID: P76328106 TICKER: PARAUCO
Meeting Date: 15-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Directors' Fees; Presentation of Board Expenditure Management For Voted - Abstain
3 Report on Directors' Committee's Activities and
Expenditures; Directors' Committe Fees and Budget Management For Voted - Abstain
4 Related Party Transactions Management For Voted - For
5 Appointment of Auditors Management For Voted - Abstain
6 Appointment of Risk Rating Agencies Management For Voted - Abstain
7 Publication of Company Notices Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
S.A.C.I. FALABELLA
SECURITY ID: P3880F108 TICKER: FALAB
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 DIVIDEND POLICY Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agency Management For Voted - Abstain
6 Publication of Company Notices Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Directors' Committee Fees and Budget; Presentation
of Directors' Committee Report Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
SOCIEDAD MATRIZ DEL BANCO DE CHILE S.A.
SECURITY ID: P8716M110 TICKER: SMCHILEA
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Consolidated Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Appointment Management For Voted - Abstain
5 Directors' Committees Fees and Budget Management For Voted - Abstain
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Appointment of Auditor Management For Voted - Abstain
7 Presentation of Report of the Board Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Transaction of Other Business Management N/A Voted - Against
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
SECURITY ID: 833635105 TICKER: SQM
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Account Inspectors Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Investment and Finance Policy Management For Voted - For
5 Allocation of Profits/Dividends; Dividend Policy Management For Voted - For
6 Board of Directors' Expenses Management For Voted - For
7 Election of Directors; Fees Management For Voted - Abstain
8 Matters Regarding the Directors' Committee Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
SONDA S.A.
SECURITY ID: P87262104 TICKER: SONDA
Meeting Date: 22-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits; Dividend Policy Management For Voted - For
3 Directors' Fees; Directors' Committee Fees and
Budget Management For Voted - Abstain
4 Presentation of Report on Directors' Committee
Activities and Expenditures Management For Voted - For
5 Related Party Transactions Management For Voted - For
6 Appointment of Auditor and Risk Rating Agency Management For Voted - For
7 Publication of Company Notices Management For Voted - For
8 Transaction of Other Business Management For Voted - Against
SOUTHERN COPPER CORPORATION
SECURITY ID: 84265V105 TICKER: SCCO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Germ[]n Larrea Mota-Velasco Management For Voted - For
1.2 Elect Oscar Gonz[]lez Rocha Management For Voted - Withheld
1.3 Elect Emilio Carrillo Gamboa Management For Voted - Withheld
1.4 Elect Alfredo Casar P[]rez Management For Voted - For
1.5 Elect Luis Castelazo Morales Management For Voted - For
1.6 Elect Enrique Castillo S[]nchez Mejorada Management For Voted - Withheld
1.7 Elect Xavier Garcia de Quevedo Topete Management For Voted - Withheld
GLOBAL X FTSE ANDEAN 40 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Daniel Mu[]iz Quintanilla Management For Voted - For
1.9 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
1.10 Elect Gilberto Perezalonso Cifuentes Management For Voted - Withheld
1.11 Elect Juan Rebolledo Gout Management For Voted - For
1.12 Elect Carlos Ruiz Sacrist[]n Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHA EUROBANK
SECURITY ID: X1687N119 TICKER: ALPHA
Meeting Date: 07-Nov-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Authority to Access the Special Framework Regarding
Deferred Tax Assets Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports; Allocation of Losses Management For Voted - For
3 Ratification of Directors' and Auditor's Acts Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Ratification of Directors' and Agents' Acts
Regarding Merger by Absorption W/ Diners Club of
Greece Management For Voted - For
7 Board Transactions Management For Voted - For
8 Non-voting Meeting Note N/A N/A Non-Voting
ATHENS WATER SUPPLY & SEWERAGE S.A.
SECURITY ID: X0257L107 TICKER: EYDAP
Meeting Date: 29-Apr-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Election of Directors to Represent Majority
Shareholder Management For Voted - Abstain
5 Designation of Independent Directors Management For Voted - Abstain
6 Election of Audit Committee Members Management For Voted - Abstain
7 Allocation of Profits/dividends Management For Voted - For
8 Remuneration of Chairman and Ceo Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
11 Announcements Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Election of Directors to Represent Majority
Shareholder Management For Voted - Abstain
3 Designation of Independent Directors Management For Voted - Abstain
4 Election of Audit Committee Members Management For Voted - Abstain
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 02-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Election of Directors to Represent Majority
Shareholder Management For Voted - Abstain
3 Designation of Independent Directors Management For Voted - Abstain
4 Election of Audit Committee Members Management For Voted - Abstain
BANK OF CYPRUS PUBLIC CO., LTD.
SECURITY ID: M16502128 TICKER: BC9N
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - Against
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Remuneration Report; Directors' Fees Management For Voted - For
5 Election of Directors Management For Voted - Abstain
6 Amendments to Article 81 Management For Voted - For
7 Amendments to Article 83 Management For Voted - For
8 Amendments to Article 103 Management For Voted - For
9 Amendments to Articles 114 - 120 Management For Voted - For
10 Shareholder Proposal Regarding Removal of Anton
Smetanin Shareholder N/A Voted - Against
11 Shareholder Proposal Regarding Removal of Anjelica
Anshakova Shareholder N/A Voted - Against
12 Shareholder Proposal Regarding Removal of Dmitry
Chichikashvili Shareholder N/A Voted - Against
13 Shareholder Proposal Regarding Removal of Eriskhan
Kurazov Shareholder N/A Voted - Against
14 Shareholder Proposal Regarding Removal of Adonis
Papaconstantinou Shareholder N/A Voted - Against
15 Shareholder Proposal Regarding Removal of Marinos
Gialelis Shareholder N/A Voted - Abstain
16 Shareholder Proposal Regarding the Election of
Josef Ackermann Shareholder N/A Voted - Against
17 Shareholder Proposal Regarding Election of Wilbur
Ross Shareholder N/A Voted - Against
18 Shareholder Proposal Regarding Election of Arne
Berggren Shareholder N/A Voted - Against
19 Shareholder Proposal Regarding Election of Maxim
Goldman Shareholder N/A Voted - Against
20 Shareholder Proposal Regarding Election of
Christodoulos Patsalides Shareholder N/A Voted - Against
21 Shareholder Proposal Regarding Election of Michalis
Spanos Shareholder N/A Voted - Against
22 Shareholder Proposal Regarding Amendments to
Article 81 Shareholder N/A Voted - For
23 Shareholder Proposal Regarding Amendments to
Article 104 Shareholder N/A Voted - Against
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL
COCA COLA HBC AG
SECURITY ID: H1512E100 TICKER: CCH
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Non-voting Meeting Note
2 Accounts and Reports
3 Allocation of Profits
4 Dividend from Reserves
5 Ratification of Board and Management Acts
6 Authority to Repurchase Shares
7 Amendments to Articles
8 Authorisation to Adopt the Amendment of the Stock
Option Plan
9 Remuneration Report (advisory)
10 Elect George A. David
11 Elect Antonio D'amato
12 Elect Michael Llewellyn-smith
13 Elect Dimitris Lois
14 Elect George A. David
15 Elect Irial Finan
16 Elect Nigel Macdonald
17 Elect Christo Leventis
18 Elect Anastasios I. Leventis
19 Elect Jos[] Octavio Reyes Lagunes
20 Elect John P. Sechi
21 Elect Olusola David-borha
22 Elect Alexandra Papalexopoulou
23 Election of Independent Proxy
24 Re-election of the Statutory Auditor
25 Advisory Vote on Re-appointment of the Independent
Registered Public Accounting Firm for UK Purposes
26 Election of the Audit Expert for Audits of Capital Increases
27 Directors' Fees
28 Approval of the Maximum Aggregate Amount of the
Remuneration for the Operating Committee
29 Non-voting Meeting Note
30 Non-voting Meeting Note
ELLAKTOR S.A
SECURITY ID: X1959E102 TICKER: ELLAKTOR
Meeting Date: 26-Jun-15 Meeting Type: Ordinary
1 Accounts and Reports
2 Ratification of Directors' and Auditor's Acts
3 Directors' Fees
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Board Transactions Management For Voted - For
6 Related Party Transactions Management For Voted - Abstain
7 Announcements Management For Voted - For
8 Non-voting Meeting Note N/A N/A Non-Voting
EUROBANK ERGASIAS S.A.
SECURITY ID: X1898P135 TICKER: EUROB
Meeting Date: 07-Nov-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Authority to Access the Special Framework Regarding
Deferred Tax Assets Management For Voted - For
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Non-voting Agenda Item N/A N/A Non-Voting
3 Election of Directors; Board Size Management For Voted - For
4 Non-voting Meeting Note N/A N/A Non-Voting
5 Non-voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Ratification of Directors' and Auditor's Acts Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Ratification of Board Appointment Management For Voted - For
6 Election of Directors Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Non-voting Meeting Note N/A N/A Non-Voting
FF GROUP
SECURITY ID: X1890Z115 TICKER: FF
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Tax Payment on Reserves Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Board Transactions Management For Voted - For
5 Amendments to Article 13.3 Management For Voted - For
6 Transaction of Other Business Management For Voted - Against
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 26-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Non-voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/dividends Management For Voted - For
5 Ratification of Directors' and Auditor's Acts Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Board Transactions Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - Abstain
10 Capitalization of Reserves Management For Voted - Abstain
11 Capital Repayment Management For Voted - Abstain
12 Election of Directors; Election of Audit Committee
Members Management For Voted - Abstain
13 Transaction of Other Business Management For Voted - Against
14 Non-voting Meeting Note N/A N/A Non-Voting
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A.
SECURITY ID: X3232T104 TICKER: OPAP
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Distribution of Reserves Management For Voted - For
3 Non-voting Agenda Item N/A N/A Non-Voting
4 Non-voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Apr-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/dividends Management For Voted - For
4 Ratification of Directors' and Auditor's Acts Management For Voted - For
5 2014 Directors' Fees Management For Voted - For
6 2015 Directors' Fees Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Board Transactions Management For Voted - For
9 Related Party Transactions (2014) Management For Voted - For
10 Related Party Transactions (neurosoft S.a.) Management For Voted - For
11 Related Party Transactions (emerging Markets
Capital) Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRIVALIA PROPERTIES REIC
SECURITY ID: X3260A100 TICKER: GRIV
Meeting Date: 17-Mar-15 Meeting Type: Ordinary
1 Accounts and Reports; Allocation of
Profits/dividends Management For Voted - For
2 Ratification of Board and Auditor's Acts Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
4 Appointment of Certified Appraiser and Authority to
Set Fees Management For Voted - For
5 Related Party Transactions Management For Voted - For
6 Property Purchase Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Announcements Management For Voted - For
HELLENIC PETROLEUM S.A.
SECURITY ID: X3234A111 TICKER: ELPE
Meeting Date: 15-Dec-14 Meeting Type: Special
1 Distribution of Reserves Management For Voted - For
2 Amendment to Resolution Regarding 2005 Stock Option
Plan Management For Voted - For
3 Non-voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Directors' and Auditor's Reports Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Losses Management For Voted - For
5 Ratification of Directors' and Auditor's Acts Management For Voted - For
6 Directors' Fees; Related Party Transactions Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Election of Audit Committee Members Management For Voted - For
9 Amendments to the Stock Option Plan Management For Voted - For
10 Distribution of Reserves Management For Voted - For
11 Announcements Management For Voted - For
HELLENIC TELECOMMUNICATIONS ORGANIZATION S.A.
SECURITY ID: X3258B102 TICKER: OTE
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Related Party Transactions Management For Voted - For
3 Amendment to Ceo Remuneration Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Use of Reserves Management For Voted - For
5 Announcements Management For Voted - For
Meeting Date: 12-Jun-15 Meeting Type: Ordinary
1 Accounts and Reports; Allocation of
Profits/dividends Management For Voted - For
2 Ratification of Directors' and Auditor's Acts Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Directors' Fees and Remuneration of Michael Tsamaz,
Chairman and Ceo, and of Charalambos Mazarakis, Cfo Management For Voted - For
5 Related Party Transactions (contracts) Management For Voted - Abstain
6 D&o Insurance Policy Management For Voted - For
7 Related Party Transactions (subsidiaries) Management For Voted - For
8 Related Party Transactions (deutsche Telekom Ag) Management For Voted - For
9 Related Party Transactions (albanian Mobile
Communications Sh.a., Deutsche Telekom Ag) Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
12 Election of Directors; Designation of Independent
Members Management For Voted - Abstain
13 Election of Audit Committee Members Management For Voted - Abstain
14 Announcement of Board Appointments Management For Voted - For
15 Announcements Management For Voted - For
16 Non-voting Meeting Note N/A N/A Non-Voting
JUMBO S.A.
SECURITY ID: X4114P111 TICKER: BELA
Meeting Date: 17-Oct-14 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Restated Accounts and Reports (fy 2012/2013) Management For Voted - For
3 Ratification of Resolution (capital Increase) Management For Voted - For
4 Accounts and Reports (fy 2013/2014) Management For Voted - For
5 Allocation of Profits/dividends; Director's Fees Management For Voted - For
6 Ratification of Directors' and Auditor's Acts Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
8 Directors' Fees (fy 2013/2014) Management For Voted - For
9 Directors' Fees (fy 2014/2015) Management For Voted - Abstain
10 Non-voting Meeting Note N/A N/A Non-Voting
Meeting Date: 12-Dec-14 Meeting Type: Special
1 Special Dividend Management For Voted - For
2 Non-voting Meeting Note N/A N/A Non-Voting
3 Non-voting Meeting Note N/A N/A Non-Voting
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
METKA S.A.
SECURITY ID: X5328R165 TICKER: METTK
Meeting Date: 06-May-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/dividends; Directors' Fees Management For Voted - For
4 Ratification of Directors' and Auditor's Acts Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
6 Related Party Transactions Management For Voted - For
7 Ratification of Audit Committee Members Management For Voted - For
8 Announcements Management For Voted - For
9 Non-voting Meeting Note N/A N/A Non-Voting
MOTOR OIL (HELLAS) CORINTH REFINERIES S.A.
SECURITY ID: X55904100 TICKER: MOH
Meeting Date: 02-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Offset of Losses Management For Voted - For
3 Non-voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports; Allocation of Losses Management For Voted - For
3 Ratification of Directors' and Auditors' Acts Management For Voted - For
4 Election of Directors Management For Voted - Against
5 Election of Audit Committee Members Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
7 Directors' Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
MYTILINEOS HOLDINGS S.A.
SECURITY ID: X56014131 TICKER: MYTIL
Meeting Date: 06-May-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Ratification of Directors' and Auditor's Acts Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
5 Authority to Reduce Share Capital; Capital Repayment Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Related Party Transactions Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Board Transactions Management For Voted - For
9 Announcements Management For Voted - For
Meeting Date: 18-May-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Non-voting Meeting Note N/A N/A Non-Voting
3 Authority to Reduce Share Capital; Capital Repayment Management For Voted - For
PIRAEUS BANK SA
SECURITY ID: X06397156 TICKER: TPEIR
Meeting Date: 30-Oct-14 Meeting Type: Special
1 Merger by Absorption Management For Voted - For
2 Cancellation of Greek State Preference Shares Management For Voted - For
3 Announcements Management For Voted - For
Meeting Date: 19-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Authority to Access the Special Framework Regarding
Deferred Tax Assets Management For Voted - For
3 Announcements Management For Voted - For
Meeting Date: 29-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Ratification of Directors' and Auditor's Acts Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Board Transactions Management For Voted - For
7 Announcements Management For Voted - For
PUBLIC POWER CORPORATION S.A.
SECURITY ID: X7023M103 TICKER: PPC
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Tax Payment on Reserves Management For Voted - For
3 Implementation of Previous Resolution Management For Voted - Abstain
4 Announcement of Board Appointment Management For Voted - For
5 Ratification of Audit Committee Member Management For Voted - For
6 Announcements Management For Voted - For
7 Non-voting Meeting Note N/A N/A Non-Voting
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 03-Apr-15 Meeting Type: Special
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Election of Ceo Management For Voted - Abstain
3 Election of Directors Management For Voted - Abstain
4 Announcements Management For Voted - For
Meeting Date: 29-Jun-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Dividends from Reserves Management For Voted - For
3 Ratification of Directors' and Auditor's Acts Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
6 Authority to Give Guarantees Management For Voted - For
7 Election of Audit Committee Members Management For Voted - For
8 Elect Vassilis Hatziathanasiou Management For Voted - For
9 Announcements Management For Voted - For
10 Non-voting Meeting Note N/A N/A Non-Voting
11 Non-voting Meeting Note N/A N/A Non-Voting
TERNA ENERGY S.A.
SECURITY ID: X8979G108 TICKER: TENERGY
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/dividends; Directors' Fees Management For Voted - For
4 Ratification of Directors' and Auditor's Acts Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Capital Repayment Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Board Transactions Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Transaction of Other Business Management For Voted - Against
TITAN CEMENT CO.
SECURITY ID: X90766126 TICKER: TITK
Meeting Date: 19-Jun-15 Meeting Type: Ordinary
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/dividends Management For Voted - For
4 Special Dividend Management For Voted - For
5 Ratification of Board and Auditor's Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
GLOBAL X FTSE GREECE 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Board Transactions Management For Voted - For
VIOHALCO SA/NV
SECURITY ID: B97150104 TICKER: VIO
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-voting Meeting Note N/A N/A Non-Voting
2 Non-voting Meeting Note N/A N/A Non-Voting
3 Non-voting Agenda Item N/A N/A Non-Voting
4 Non-voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports; Allocation of Losses Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Ratification of Auditor's Acts Management For Voted - For
8 Elect Nikolaos Stassinopoulos Management For Voted - For
9 Elect Jacques Moulaert Management For Voted - For
10 Elect Evangelos Moustakas Management For Voted - For
11 Elect Michail Stassinopoulos Management For Voted - For
12 Elect Ippokratis Ioannis Stassinopoulos Management For Voted - For
13 Elect Jean-charles Faulx Management For Voted - For
14 Elect Xavier Bedoret Management For Voted - For
15 Elect Rudolf Wiedenmann Management For Voted - For
16 Elect Efthimios Christodoulou Management For Voted - For
17 Elect Francis Mer Management For Voted - For
18 Elect Thanasis Molokotos Management For Voted - For
19 Elect Yvan De Launoit Management For Voted - For
20 Remuneration Report Management For Voted - Against
21 Directors' Fees Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASSA ABLOY AB
SECURITY ID: W0817X105 TICKER: ASSAB
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Accounts and Reports Management For Voted - For
15 Allocation of Profits/Dividends Management For Voted - For
16 Ratification of Board and CEO Acts Management For Voted - For
17 Board Size Management For Voted - For
18 Directors' and Auditors' Fees Management For Voted - For
19 Election of Directors; Appointment of Auditor Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Nomination Committee Management For Voted - For
22 Compensation Guidelines Management For Voted - Against
23 Authority to Repurchase and Transfer Shares Management For Voted - For
24 Long-Term Incentive Plan 2015 Management For Voted - Against
25 Stock Split Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
ATLAS COPCO AB
SECURITY ID: W10020118 TICKER: ATCO-A
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Accounts and Reports Management For Voted - For
12 Ratification of Board and CEO Acts Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Dividend Record Date Management For Voted - For
15 Board Size; Number of Auditors Management For Voted - For
16 Election of Directors; Appointment of Auditor Management For Voted - Against
17 Directors and Auditors' Fees Management For Voted - For
18 Remuneration Guidelines Management For Voted - For
19 Performance Option Plan 2015 Management For Voted - For
20 Authority to Repurchase Shares Pursuant to 2015
Performance Option Plan Management For Voted - For
21 Authority to Repurchase Shares Pursuant to
Directors' Fees Management For Voted - For
22 Authority to Transfer Treasury Shares Pursuant to
2015 Performance Option Plan Management For Voted - For
23 Authority to Issue Treasury Shares Pursuant to
Directors' Fees Management For Voted - For
24 Authority to Issue Treasury Shares Pursuant to
2010, 2011 and 2012 Stock Option Plans Management For Voted - For
25 Stock Split Management For Voted - For
26 Reduction in Share Capital Management For Voted - For
27 Bonus Issue Management For Voted - For
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Non-Voting Agenda Item N/A N/A Non-Voting
CARLSBERG
SECURITY ID: K36628137 TICKER: CARLB
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports; Ratification of Board and
Management Acts Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Remuneration Guidelines Management For Voted - For
10 Supervisory Board Fees Management For Voted - For
11 Elect Flemming Besenbacher Management For Voted - For
12 Elect Richard Burrows Management For Voted - For
13 Elect Donna Cordner Management For Voted - For
14 Elect Elisabeth Fleuriot Management For Voted - For
15 Elect Kees van der Graaf Management For Voted - For
16 Elect Carl Bache Management For Voted - For
17 Elect S[]ren-Peter Fuchs Olesen Management For Voted - For
18 Elect Nina Smith Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Elect Lars Stemmerik Management For Voted - For
20 Elect Lars Rebien S[]rensen Management For Voted - For
21 Appointment of Auditor Management For Voted - For
COLOPLAST AS
SECURITY ID: K16018192 TICKER: COLOB
Meeting Date: 04-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Elect Michael Pram Rasmussen Management For Voted - Abstain
11 Elect Niels Peter Louis-Hansen Management For Voted - For
12 Elect Sven H[]kan Bj[]rklund Management For Voted - For
13 Elect Per Magid Management For Voted - For
14 Elect Brian Petersen Management For Voted - For
15 Elect J[]rgen Tang-Jensen Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
DANSKE BANK AS
SECURITY ID: K22272114 TICKER: DANSKE
Meeting Date: 18-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Elect Ole Andersen Management For Voted - For
8 Elect Urban B[]ckstr[]m Management For Voted - For
9 Elect Lars F[]rberg Management For Voted - For
10 Elect J[]rn P. Jensen Management For Voted - Against
11 Elect Rolv E. Ryssdal Management For Voted - For
12 Elect Carol Sergeant Management For Voted - For
13 Elect Jim Hagemann Snabe Management For Voted - For
14 Elect Trond [] Westlie Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Amendments to Articles Regarding Hybrid Core Capital Management For Voted - For
18 Amendments to Articles Regarding Secondary Names Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Directors' Fees Management For Voted - For
21 Shareholder Proposal Regarding Language of
Publications Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Layout of Annual
Summary Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Technical Facilities
at General Meeting Shareholder Against Voted - Against
24 Shareholder Proposal Regarding Staff Costs and
Gender Equality Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Taxable Staff
Benefits Shareholder Against Voted - Against
26 Shareholder Proposal Regarding Administrative
Expenses Shareholder Against Voted - Against
DNB ASA
SECURITY ID: R1812S105 TICKER: DNHBY
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Agenda Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Remuneration Guidelines (Advisory) Management For Take No Action
11 Incentive Guidelines (Binding) Management For Take No Action
12 Corporate Governance Report Management For Take No Action
13 Authority to Repurchase Shares Management For Take No Action
14 Election of Supervisory Board Management For Take No Action
15 Control Committee Management For Take No Action
16 Election Committee Management For Take No Action
17 Governing Bodies Fees Management For Take No Action
18 Amendments to Articles Regarding Removal of the
Supervisory Board and the Control Committee Management For Take No Action
19 Election Committee Guidelines Management For Take No Action
20 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ERICSSON
SECURITY ID: 294821608 TICKER: ERIC
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Election of Presiding Chairman
2 Accounts and Reports
3 Ratification of Board and Management Acts
4 Allocation of Profits/Dividends
5 Board Size
6 Directors' Fees
7 Election of Directors
8 Authority to Set Auditor's Fees
9 Number of Auditors
10 Appointment of Auditor
11 Remuneration Guidelines
12 Stock Purchase Plan
13 Treasury Shares to Employees for the Stock Purchase
Plan
14 Equity Swap Agreement for the Stock Purchase Plan
15 Key Contributor Retention Plan
16 Treasury Shares to Employees for the Key
Contributor Retention Program
17 Equity Swap Agreement for the Key Contributor Retention Program
18 Executive Performance Stock Plan
19 Transfer of Treasury Shares to employees for the
Executive Performance Stock Plan
20 Equity Swap Agreement for the Executive Performance Stock Plan
21 Authority to Issue Treasury Shares
22 Shareholder Proposal Regarding Unequal Voting Rights
23 Shareholder Proposal Regarding Shareholders
Association
24 Shareholder Proposal Regarding Petition
25 Shareholder Proposal Regarding Board Representation
26 Shareholder Proposal Regarding Politicians'
Attendance
27 Shareholder Proposal Regarding Unequal Voting Rights
28 Shareholder Proposal Regarding Special Examination
29 Indication of Beneficial Ownership
FORTUM OYJ
SECURITY ID: X2978Z118 TICKER: FUM1V
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Shareholder N/A Take No Action
Management For Take No Action
N/A
N/A
Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and Management Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
HENNES & MAURITZ AB
SECURITY ID: W41422101 TICKER: HNNMY
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratification of Board and CEO Acts Management For Voted - For
16 Board Size Management For Voted - For
17 Directors and Auditors' Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Nomination Committee Management For Voted - Against
20 Remuneration Guidelines Management For Voted - Against
21 Shareholder Proposal Regarding Voting Rights Shareholder N/A Voted - Against
22 Shareholder Proposal Regarding Petition Shareholder N/A Voted - Against
23 Shareholder Proposal Regarding Shareholders'
Association Shareholder N/A Voted - Against
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Non-Voting Agenda Item N/A N/A Non-Voting
HEXAGON AB
SECURITY ID: W40063104 TICKER: HXGBY
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Accounts and Reports Management For Voted - For
15 Allocation of Profits/Dividends Management For Voted - For
16 Ratification of Board and CEO Acts Management For Voted - For
17 Board Size Management For Voted - For
18 Directors and Auditors' Fees Management For Voted - For
19 Election of Directors; Appointment of Auditor Management For Voted - For
20 Nomination Committee Management For Voted - For
21 Remuneration Guidelines Management For Voted - Against
22 Amendments to Articles Regarding Incentive Plan Management For Voted - Against
23 Long-Term Incentive Plan Management For Voted - Against
24 Authority to Repurchase Shares Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
INVESTOR AB
SECURITY ID: W48102128 TICKER: INVEB
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
11 Non-Voting Agenda Item
12 Accounts and Reports
13 Ratification of Board and CEO Acts
14 Allocation of Profits/Dividends
15 Board Size
16 Number of Auditors
17 Directors' Fees
18 Authority to Set Auditor's Fees
19 Election of Directors
20 Appointment of Auditor
21 Compensation Guidelines
22 Long-Term Incentive Plan
23 Authority to Repurchase Shares and Issue Treasury
Shares
24 Authority to Issue Treasury Shares Pursuant to Long Term-Incentive Plan
25 Shareholder Proposal Regarding Voting Rights
26 Shareholder Proposal Regarding Petition
27 Shareholder Proposal Regarding Politicians'
Attendance
28 Shareholder Proposal Regarding Shareholders
Association
29 Non-Voting Agenda Item
KONE CORP.
SECURITY ID: X4551T105 TICKER: KNEBV
Meeting Date: 23-Feb-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Accounts and Reports
10 Allocation of Profits/Dividends
11 Ratification of Board and Management Acts
12 Directors' Fees
13 Board Size
14 Election of Directors
15 Authority to Set Auditor's Fees
16 Number of Auditors
17 Appointment of Auditor
18 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
19 Authority to Issue Shares w/ or w/o Preemptive Rights
20 Non-Voting Agenda Item
21 Non-Voting Meeting Note
22 Non-Voting Meeting Note
NOKIA CORP
SECURITY ID: 654902204 TICKER: NOK
Meeting Date: 05-May-15 Meeting Type: Annual
1 Accounts and Reports
2 Allocation of Profits/Dividends
3 Ratification of Board and CEO Acts
4 Directors' Fees
5 Board Size
6.1 Elect Vivek Badrinath
6.2 Elect Bruce Brown
6.3 Elect Elizabeth Doherty
6.4 Elect Simon Jiang
6.5 Elect Jouko Karvinen
6.6 Elect Elizabeth A. Nelson
6.7 Elect Risto Siilasmaa
6.8 Elect Kari Stadigh
7 Authority to Set Auditor's Fees
8 Appointment of Auditor
9 Authority to Repurchase Shares
10 Authority to Issue Shares w/ or w/o Preemptive
Rights
NORDEA BANK AB
SECURITY ID: W57996105 TICKER: NDA-SEK
Meeting Date: 19-Mar-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Accounts and Reports
11 Allocation of Profits/Dividends
12 Ratification of Board and Management Acts
13 Board Size
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Number of Auditors Management For Voted - For
15 Directors and Auditors' Fees Management For Voted - For
16 Election of Directors Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Nomination Committee Management For Voted - For
19 Authority to Issue Convertible Debt Instruments Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Issue Treasury Shares Management For Voted - For
22 Authority to Repurchase Shares for Securities
Trading Management For Voted - For
23 Compensation Guidelines Management For Voted - Against
24 Shareholder Proposal Regarding Redemption of
C-Shares Shareholder N/A Voted - Against
25 Shareholder Proposal Regarding Unequal Voting Rights Shareholder N/A Voted - Against
26 Shareholder Proposal Regarding Petition Shareholder N/A Voted - Against
27 Shareholder Proposal Regarding Shareholders
Association Shareholder N/A Voted - Against
28 Shareholder Proposal Regarding Special Examination Shareholder N/A Voted - Against
29 Non-Voting Meeting Note N/A N/A Non-Voting
NORSK HYDRO
SECURITY ID: R61115102 TICKER: NHY
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Agenda Management For Take No Action
6 Election of Individuals to Check Minutes Management For Take No Action
7 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
8 Authority to Set Auditor's Fees Management For Take No Action
9 Non-Voting Agenda Item N/A N/A Take No Action
10 Remuneration Guidelines Management For Take No Action
11 Amendments to Articles Regarding Nomination
Committee Management For Take No Action
12 Elect Berit Ledel Henriksen Management For Take No Action
13 Elect Berit Ledel Henriksen Management For Take No Action
14 Election of Terje Venold as Chairperson Management For Take No Action
15 Corporate Assembly Fees Management For Take No Action
16 Nomination Committee Fees Management For Take No Action
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NOVOZYMES AS
SECURITY ID: K7317J133 TICKER: NZYMB
Meeting Date: 25-Feb-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Elect Henrik G[]rtler Management For Voted - Abstain
10 Elect Agnete Raaschou-Nielsen Management For Voted - Abstain
11 Elect Lars Green Management For Voted - Abstain
12 Elect Lena Olving Management For Voted - For
13 Elect J[]rgen Buhl Rasmussen Management For Voted - For
14 Elect Mathias Uhl[]n Management For Voted - For
15 Elect Heinz-J[]rgen Bertram Management For Voted - For
16 Appointment of Auditor Management For Voted - Abstain
17 Authority to Reduce Share Capital Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/ or w/out Preemptive
rights Management For Voted - For
20 Authority to Issue Warrants to Employees Management For Voted - For
21 Authority to Carry Out Formalities Management For Voted - For
SAMPO
SECURITY ID: X75653109 TICKER: SAMAS
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and CEO Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Authority to Set Auditor's Fees Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
SANDVIK AB
SECURITY ID: W74857165 TICKER: SAND
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Ratification of Board and CEO Acts Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Amendments to Articles Regarding Auditor Management For Voted - For
16 Board Size; Report of the Nomination Committee Management For Voted - For
17 Directors' and Auditor's Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Appointment of Auditor Management For Voted - For
20 Remuneration Guidelines Management For Voted - For
21 Long-Term Incentive Program Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
SKANDINAVISKA ENSKILDA BANKEN
SECURITY ID: W25381141 TICKER: SEBA
Meeting Date: 25-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Ratification of Board and Management Acts Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Board Size; Number of Auditors Management For Voted - For
17 Directors' Fees and Auditor's Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Appointment of Auditor Management For Voted - For
20 Compensation Guidelines Management For Voted - Against
21 SEB All Employee Programme (AEP) Management For Voted - For
22 SEB Share Deferral Programme (SDP) Management For Voted - For
23 Authority to Trade in Company Stock Management For Voted - For
24 Authority to Repurchase Shares Management For Voted - For
25 Transfer of Shares Pursuant to LTIPs Management For Voted - For
26 Appointment of Auditors in Foundations Management For Voted - For
27 Shareholder Proposal Regarding Voting Rights Shareholder N/A Voted - Against
28 Shareholder Proposal Regarding Shareholder
Association Shareholder N/A Voted - Against
29 Shareholder Proposal Regarding Voting Rights Shareholder N/A Voted - Against
30 Shareholder Proposal Regarding Special Examination Shareholder N/A Voted - Against
31 Non-Voting Agenda Item N/A N/A Non-Voting
32 Non-Voting Meeting Note N/A N/A Non-Voting
SKF AB
SECURITY ID: W84237143 TICKER: SKFB
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Ratification of Board and Management Acts Management For Voted - For
15 Board Size Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Election of Directors Management For Voted - For
18 Authority to Set Auditor's Fees Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Remuneration Policy Management For Voted - For
20 Performance Share Plan Management For Voted - For
21 Nomination Committee Management For Voted - For
22 Non-Voting Meeting Note N/A N/A Non-Voting
STATOIL ASA
SECURITY ID: 85771P102 TICKER: STO
Meeting Date: 19-May-15 Meeting Type: Annual
1 Election of Presiding Chairman Management For Voted - For
2 Agenda Management For Voted - For
3 Election of Individuals to Check Minutes Management For Voted - For
4 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Voted - For
6 Shareholder Proposal Regarding Reporting on Climate
Change Asset Risks Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Climate Change
Strategy Shareholder Against Voted - Against
8 Corporate Governance Report Management For Voted - For
9 Remuneration Guidelines Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Nomination Committee Management For Voted - For
12 Corporate Assembly Fees Management For Voted - For
13 Nomination Committee Fees Management For Voted - For
14 Authority to Distribute Dividend Management For Voted - For
15 Authority to Repurchase Shares in Relation to Share
Saving Plan Management For Voted - For
16 Authority to Repurchase Shares for Cancellation Management For Voted - For
SVENSKA CELLULOSA AB
SECURITY ID: W90152120 TICKER: SCAB
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
12 Allocation of Profits/Dividends
13 Ratification of Board and CEO Acts
14 Board Size
15 Number of Auditors
16 Directors and Auditors' Fees
17 Election of Directors
18 Appointment of Auditor
19 Remuneration Report
20 Non-Voting Agenda Item
SVENSKA HANDELSBANKEN
SECURITY ID: W90937181 TICKER: SHBA
Meeting Date: 25-Mar-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Accounts and Reports
12 Allocation of Profits/Dividends
13 Ratification of Board and Management Acts
14 Authority to Repurchase Shares; Authority to Issue
Treasury Shares
15 Authority to Trade in Company Stock
16 Stock Split
17 Board Size
18 Number of Auditors
19 Directors' and Auditors' Fees
20 Election of Directors
21 Appointment of Auditor
22 Remuneration Guidelines
23 Appointment of Auditors in Foundations
24 Non-Voting Agenda Item
25 Shareholder Proposal Regarding Voting Rights
26 Shareholder Proposal Regarding Investigation
Assignment for the Board.
27 Shareholder Proposal Regarding Abolishing Unequal Voting Rights
28 Shareholder Proposal Regarding Shareholders' Association
29 Shareholder Proposal Regarding Special Examination
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
Shareholder N/A Voted - Against
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
30 Non-Voting Agenda Item N/A N/A Non-Voting
SWEDBANK AB
SECURITY ID: W9423X102 TICKER: SWEDA
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Allocation of Profits/Dividends Management For Voted - For
16 Ratification of Board and Management Acts Management For Voted - For
17 Board Size Management For Voted - For
18 Directors' and Auditors' Fees Management For Voted - For
19 Election of Directors Management For Voted - For
20 Nomination Committee Management For Voted - For
21 Compensation Guidelines Management For Voted - For
22 Authority to Trade in Company Stock Management For Voted - For
23 Authority to Repurchase Shares Management For Voted - For
24 Authority to Issue Convertible Debt Instruments Management For Voted - For
25 Long Term Incentive Plan 2015 (EKEN) Management For Voted - For
26 Long Term Incentive Plan 2015 (IP 2015) Management For Voted - For
27 Authority to Issue Treasury Shares for Equity
Compensation Plans Management For Voted - For
28 Shareholder Proposal Regarding Special Examination Shareholder N/A Voted - Against
29 Shareholder Proposal Regarding Special Examination Shareholder N/A Voted - Against
30 Shareholder Proposal Regarding Economic Historian Shareholder N/A Voted - Against
31 Shareholder Proposal Regarding Shareholder
Association Shareholder N/A Voted - Against
32 Shareholder Proposal Regarding Private Jet Shareholder N/A Voted - Against
33 Shareholder Proposal Regarding Lean-Concept Shareholder N/A Voted - Against
34 Non-Voting Agenda Item N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TELENOR
SECURITY ID: R21882106 TICKER: TELO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Agenda Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
10 Authority to Distribute Dividend Management For Take No Action
11 Authority to Set Auditor's Fees Management For Take No Action
12 Non-Voting Agenda Item N/A N/A Take No Action
13 Remuneration Guidelines (Advisory) Management For Take No Action
14 Incentive Guidelines (Binding) Management For Take No Action
15 Authority to Repurchase Shares for Cancellation Management For Take No Action
16 Elect Anders Skj[]vestad Management For Take No Action
17 Elect John Gordon Bernander Management For Take No Action
18 Elect Kirsten Ideb[]en Management For Take No Action
19 Elect Didrik Munch Management For Take No Action
20 Elect Elin Merete Myrmel-Johansen Management For Take No Action
21 Elect Widar Salbuvik Management For Take No Action
22 Elect Tore Onshuus Sandvik Management For Take No Action
23 Elect Silvija Seres Management For Take No Action
24 Elect Siri Pettersen Strandenes Management For Take No Action
25 Elect Olaug Svarva Management For Take No Action
26 Elect Anne Kvam (First Deputy) Management For Take No Action
27 Elect Nils-Edvard Olsen (Second Deputy) Management For Take No Action
28 Elect Ingvild Nyb[] Holth (Third Deputy) Management For Take No Action
29 Elect Mette I. Wikborg Management For Take No Action
30 Elect Christian Berg Management For Take No Action
31 Governing Bodies' Fees Management For Take No Action
TELIASONERA AB
SECURITY ID: W95890104 TICKER: TLSN
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Accounts and Reports
12 Allocation of Profits/Dividends
13 Ratification of Board and Management Acts
14 Board Size
15 Directors' Fees
16 Election of Directors
17 Election of Chairman and Vice Chairman
18 Number of Auditors
19 Authority to Set Auditor's Fees
20 Appointment of Auditor
21 Nomination Committee
22 Remuneration Guidelines
23 Authority to Repurchase Shares
24 Approval of long-term incentive plan 2015/2018
25 Transfer of shares pursuant to incentive plan
26 Shareholder Proposal Regarding Report
27 Shareholder Proposal Regarding Special Investigation
28 Shareholder Proposal Regarding Shareholder
Association
29 Shareholder Proposal Regarding Minority Shareholder
Representatives
VOLVO AB
SECURITY ID: 928856301 TICKER: VOLVB
Meeting Date: 01-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Agenda Item
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Non-Voting Agenda Item
12 Accounts and Reports
13 Allocation of Profits/Dividends
14 Ratification of Board and Management Acts
15 Board Size
PROPOSED BY MGT. POSITION REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X FTSE NORDIC REGION ETF
PROPOSAL
16 Directors' Fees
17 Election of Directors
18 Nomination Committee
19 Compensation Guidelines
20 Non-Voting Meeting Note
YARA INTERNATIONAL ASA.
SECURITY ID: R9900C106 TICKER: YARO
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Meeting Note
6 Opening of Meeting; Agenda
7 Election of Presiding Chairman; Election of
Individuals to Check Minutes
8 Accounts and Reports; Allocation of Profits/Dividends
9 Compensation Guidelines
10 Corporate Governance Report
11 Authority to Set Auditor's Fees
12 Directors' Fees
13 Nomination Committee Fees
14 Election of Directors
15 Cancellation of Shares
16 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALTRI SGPS S.A.
SECURITY ID: X0142R103 TICKER: ALTR
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Shareholder Proposal Regarding Ratification of
Board and Supervisory Council Acts Shareholder For Voted - For
5 Remuneration Report Management For Voted - For
6 Authority to Trade in Company Stock Management For Voted - For
7 Authority to Trade in Company Debt Instruments Management For Voted - For
BANCO BPI SA
SECURITY ID: X03168410 TICKER: BPI
Meeting Date: 17-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Access the Special Regime Regarding
Deferred Tax Assets Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 29-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Board and Supervisory Bodies Acts Management For Voted - For
6 Ratification of Co-option of Antonio Massanell
Lavilla Management For Voted - For
7 Remuneration Policy Management For Voted - For
8 Selection and Evaluation Policy Management For Voted - For
9 Shareholder Proposal Regarding Amendments to
Articles Shareholder N/A Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Shareholder Proposal Regarding Amendments to
Articles Management N/A Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO COMERCIAL PORTUGUES, S.A.
SECURITY ID: X03188137 TICKER: BCP
Meeting Date: 15-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval to Access the Special Regime Regarding
Deferred Tax Assets Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Shareholder Proposal Regarding Ratification of
Board, Management and Audit Committee Acts Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Selection and Evaluation Policy Management For Voted - For
7 Ratification of Co-option of Raquel da Costa David
Vunge Management For Voted - For
8 Shareholder Proposal Regarding Election of
Directors and Audit Committee Members Management For Voted - For
9 Election of International Strategic Board Members Management For Voted - For
10 Shareholder Proposal Regarding Election of
Remuneration and Welfare Board Members Management For Voted - For
11 Ratification of Statutory Auditor Management For Voted - For
12 Authority to Increase Share Capital Pursuant to
Exchange of Subordinated Securities Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Trade in Company Stocks and Bonds Management For Voted - For
BANIF - BANCO INTERNACIONAL DO FUNCHAL. S.A
SECURITY ID: X0521E103 TICKER: BANIF
Meeting Date: 28-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval to Access the Special Regime Regarding
Deferred Tax Assets Management For Voted - For
3 Ratification of the Co-option of Fernando M[]rio
Teixeira de Almeida Management For Voted - For
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Approve Selection and Evaluation Policy Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Election of General Shareholders' Meeting Board Management For Voted - For
8 Election of Directors Management For Voted - For
9 Appointment of Statutory Auditor Management For Voted - For
10 Election of Remuneration Committee Members Management For Voted - For
11 Election of Strategic Committee Members Management For Voted - For
12 Authority to Trade in Company Debt Instruments Management For Voted - For
CIMPOR CIMENTOS DE PORTUGAL SGPS S.A.
SECURITY ID: X13765106 TICKER: CPR
Meeting Date: 25-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Remuneration Policy Management For Voted - For
7 Election of Directors; Election of Board Committee
Members Management For Voted - Abstain
8 Election of Board of General Meeting Management For Voted - Abstain
9 Appointment of Auditor Management For Voted - Abstain
10 Authority to Trade in Company Stock Management For Voted - For
CTT CORREIOS DE PORTUGAL SA
SECURITY ID: X1R05J122 TICKER: CTT
Meeting Date: 05-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Ratification of Co-option of Rui Horta e Costa and
Jose Baptista Fino Management For Voted - For
7 Ratification of Co-option of Nuno Fernandes Thomaz
as Audit Committee Member Management For Voted - For
8 Authority to Trade in Company Stock Management For Voted - For
9 Remuneration Report Management For Voted - For
10 Share Allocation Plan Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDP RENOVAVEIS S.A.
SECURITY ID: E3847K101 TICKER: EDPR
Meeting Date: 09-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Management and Corporate Governance Reports Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Ant[]nio Luis Guerra Nunes Mexia Management For Voted - For
7 Elect Jo[]o Manso Neto Management For Voted - For
8 Elect Nuno Maria Pestana de Almeida Alves Management For Voted - For
9 Elect Rui Manuel Lopes Teixeira Management For Voted - For
10 Elect Jo[]o Paulo Nogueira da Souza Costeira Management For Voted - For
11 Elect Gabriel Alonso Imaz Management For Voted - For
12 Elect Jo[]o de Mello Franco Management For Voted - For
13 Elect Jorge Manuel Azevedo Henriques dos Santos Management For Voted - For
14 Elect Jo[]o Jos[] Belard da Fonseca Lopes Raimundo Management For Voted - For
15 Elect Ant[]nio Nogueira Leite Management For Voted - For
16 Elect Manuel Men[]ndez Men[]ndez Management For Voted - For
17 Elect Gilles August Management For Voted - Against
18 Elect Jos[] Ant[]nio Ferreira Machado Management For Voted - For
19 Elect Ac[]cio Jaime Liberado Mota Piloto Management For Voted - For
20 Elect Francisca Guedes de De Oliveira Management For Voted - For
21 Elect Allan J Katz Management For Voted - For
22 Amendments to Article 12.3 Management For Voted - For
23 Amendments to Article 14.1 Management For Voted - For
24 Amendments to Article 14.4 Management For Voted - For
25 Amendments to Article 17.2 Management For Voted - For
26 Amendments to Article 17.4 Management For Voted - For
27 Amendments to Article 24.1 Management For Voted - For
28 Amendments to Article 24.7 Management For Voted - For
29 Amendments to Article 27.2 Management For Voted - For
30 Authority to Trade in Company Stock Management For Voted - For
31 Authority to Issue Debt Instruments Management For Voted - For
32 Non-Voting Agenda Item N/A N/A Non-Voting
33 Remuneration Report Management For Voted - For
34 Appointment of Auditor Management For Voted - For
35 Authorization of Legal Formalities Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDP-ENERGIAS DE PORTUGAL S.A.
SECURITY ID: X67925119 TICKER: EDP
Meeting Date: 21-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Executive Board of Directors Acts Management For Voted - For
6 Shareholder Proposal Regarding Ratification of
General and Supervisory Board Acts Management For Voted - For
7 Shareholder Proposal Regarding Ratification of
Statutory Auditor Acts Management For Voted - For
8 Authority to Trade in Company Stock Management For Voted - For
9 Authority to Trade in Company Debt Instruments Management For Voted - For
10 Remuneration Report (Management Board) Management For Voted - For
11 Remuneration Report (Corporate Bodies) Management For Voted - For
12 Amendment to Article 4 Management For Voted - For
13 Amendment to Article 11 Management For Voted - For
14 Amendment to Article 16.2 Management For Voted - For
15 Amendments to Article 16.4 Management For Voted - For
16 Shareholder Proposal Regarding Election of General
and Supervisory Board Management For Voted - Abstain
17 Shareholder Proposal Regarding Election of
Executive Board Management For Voted - For
18 Election of Statutory and Alternate Statutory
Auditors Management For Voted - For
19 Shareholder Proposal Regarding Election of Board of
the General Shareholders' Meeting Management For Voted - For
20 Shareholder Proposal Regarding Election of
Remuneration Committee Management For Voted - For
21 Shareholder Proposal Regarding Remuneration
Committee Fees Management For Voted - For
22 Election of Environment and Sustainability Board Management For Voted - For
GALP ENERGIA SGPS
SECURITY ID: X3078L108 TICKER: GALP
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Co-option of Thore Kristiansen Management For Voted - For
5 Ratification of Co-option of Raquel Vunge Management For Voted - For
6 Shareholder Proposal Regarding Ratification of
Board Acts Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Shareholder Proposal Regarding Ratification of
Supervisory Board Acts Management For Voted - For
8 Shareholder Proposal Regarding Ratification of
Statutory Auditor Acts Management For Voted - For
9 Shareholder Proposal Regarding Election of Directors Management For Voted - For
10 Shareholder Proposal Regarding Election of
Supervisory Council Management For Voted - For
11 Appointment of Statutory Auditor Management For Voted - For
12 Shareholder Proposal Regarding Election of General
Shareholders' Meeting Board Management For Voted - For
13 Shareholder Proposal Regarding Election of
Remuneration Committee Management For Voted - For
14 Remuneration Report Management For Voted - For
15 Authority to Trade in Company Stock Management For Voted - For
16 Authority to Trade in Company Debt Instruments Management For Voted - For
JERONIMO MARTINS - S.G.P.S., S.A.
SECURITY ID: X40338109 TICKER: JMT
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Consolidated Accounts and Reports Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Board and Supervisory Council Acts Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Shareholder Proposal Regarding Election of Directors Management For Voted - For
8 Amendment to Pension Plan C Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
MOTA-ENGIL S.G.P.S., S.A.
SECURITY ID: X5588N110 TICKER: EGL
Meeting Date: 28-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Corporate Governance Report Management For Voted - For
7 Ratification of Board and Supervisory Council Acts Management For Voted - For
8 Remuneration Report Management For Voted - Against
9 Consolidated Accounts and Reports Management For Voted - For
10 Shareholder Proposal Regarding Supervisory Council
Size Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Shareholder Proposal Regarding Election of
Supervisory Council Management For Voted - For
12 Shareholder Proposal Regarding the Election of
Chairman of the Supervisory Council Management For Voted - For
13 Shareholder Proposal Regarding the Supervisory
Council's Indemnification Insurance Management For Voted - For
14 Appointment of Internal Auditor Management For Voted - For
15 Authority to Trade in Company Stock Management For Voted - For
16 Authority to Trade in Debt Instruments Management For Voted - For
17 Replace Authority Granted at 2012 General Meeting
to Issue Debt Instruments Management For Voted - For
18 Authority to Issue Debt Instruments Management For Voted - For
19 Shareholder Proposal Regarding Terms of Debt
Instruments Management For Voted - For
20 Shareholder Proposal Regarding Amendments to
Articles Management For Voted - For
NOS SGPS SA.
SECURITY ID: X5S8LH105 TICKER: NOS
Meeting Date: 06-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Shareholder Proposal Regarding Ratification of
Board and Supervisory Bodies Acts Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Authority to Trade in Company Stock Management For Voted - For
7 Authority to Trade in Company Debt Instruments Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
PHAROL SGPS SA
SECURITY ID: X6769Q104 TICKER: PTC
Meeting Date: 22-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Consolidated Accounts and Reports Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board and Supervisory Council Acts Management For Voted - Against
6 Ratification of Co-Option Management For Voted - For
7 Shareholder Proposal Regarding Amendments to
Articles Management For Voted - For
8 Shareholder Proposal Regaring Election of Corporate
Bodies Management For Voted - For
9 Appointment of Statutory Auditor Management For Voted - For
10 Remuneration Policy Management For Voted - For
11 Creation of Committee to Set Remuneration Committee
Fees Management For Voted - Abstain
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
PORTUCEL S.A.
SECURITY ID: X67182109 TICKER: PTI
Meeting Date: 29-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports (Individual) Management For Voted - For
3 Accounts and Reports (Consolidated) Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Special Dividend Management For Voted - For
6 Shareholder Proposal Regarding Ratification of
Board and Supervisory Acts Management For Voted - For
7 Shareholder Proposal Regarding Election of
Corporate Bodies Management For Voted - Against
8 Appointment of Auditor Management For Voted - For
9 Remuneration Policy Management For Voted - Against
10 Authority to Trade in Company Stock and Debt
Instruments Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
REDES ENERGETICAS NACIONAIS SGPS SA
SECURITY ID: X70955103 TICKER: RENE
Meeting Date: 17-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Authority to Trade in Company Stock Management For Voted - For
6 Authority to Trade in Company Debt Instruments Management For Voted - For
7 Remuneration Report Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Ratification of Co-option of OLIREN, SGPS S.A.
(Francisco Joao Oliveira), Rodrigo Costa and
Longhua Jiang Management For Voted - For
9 Amendments to Articles 4, 7A, 7B, 10, 12 and 27. Management For Voted - For
10 Election of Corporate Bodies Management For Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
SEMAPA - SOCIEDADE DE INVESTIMENTO E GESTAO, S.G.P.S., S.A.
SECURITY ID: X7936A113 TICKER: SEM
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports (Individual) Management For Voted - For
3 Accounts and Reports (Consolidated) Management For Voted - For
4 Transfer of Reserves Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Shareholder Proposal Regarding Ratification of
Board and Auditor Acts Management For Voted - For
7 Remuneration Report Management For Voted - Against
8 Authority to Trade in Company Stock and Debt
Instruments Management For Voted - For
9 Authority to Reduce Share Capital Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Shareholder Proposal Regarding Authority to Cancel
Shares and Reduce Share Capital Management N/A Voted - Abstain
3 Shareholder Proposal Regarding Public Tender Offer
Regarding Own Shares Management N/A Voted - Abstain
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
SONAE CAPITAL SGPS SA
SECURITY ID: X8252W150 TICKER: SONC
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Board and Supervisory Council Acts Shareholder For Voted - For
6 Remuneration Policy Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Amendments to Articles 9 and 29 Management For Voted - Against
8 Shareholder Proposal Regarding Election of
Corporate Bodies Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Shareholder Proposal Regarding Remuneration
Committee Fees Management For Voted - For
11 Authority to Trade in Company Stock Management For Voted - For
12 Authority to Trade in Company Debt Instruments Management For Voted - For
13 Authority for Subsidiaries to Trade in Company Stock Management For Voted - For
SONAE CAPITAL SGPS SA
SECURITY ID: X8252W176 TICKER: SONC
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Shareholder Proposal Regarding Ratification of
Board and Auditor Acts Management For Voted - For
5 Shareholder Proposal Regarding Election of
Corporate Bodies Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Remuneration
Committees' Fees Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Authority to Trade in Company Stock Management For Voted - For
10 Authority to Trade in Company Debt Instruments Management For Voted - For
11 Authority for Subsidiaries to Trade in Company Stock Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
SONAE INDUSTRIA SGPS SA
SECURITY ID: X8308P126 TICKER: SONI
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Board and Supervisory Council Acts Shareholder For Voted - For
6 Ratification of the Co-option of Carlos Antonio
Rocha Moreira da Silva Management For Voted - For
7 Shareholder Proposal Regarding Election of
Corporate Bodies Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Remuneration Policy Management For Voted - For
GLOBAL X FTSE PORTUGAL 20 ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Shareholder Proposal Regarding Remuneration
Committee Fees Management For Voted - For
11 Authority to Trade in Company Stock Management For Voted - For
12 Authority to Trade in Company Debt Instruments Management For Voted - For
13 Authority for Subsidiaries to Trade in Company Stock Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
SONAECOM, SGPS SA.
SECURITY ID: X8250N111 TICKER: SNC
Meeting Date: 20-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Amendments to Article 33 Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Authority to Trade in Company Stock Management For Voted - For
8 Authority for Subsidiaries to Repurchase Company
Stock Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASANKO GOLD INC
SECURITY ID: 04341Y105 TICKER: AKG
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Colin G. Steyn Management For Voted - For
4 Elect Peter Breese Management For Voted - For
5 Elect Shawn K. Wallace Management For Voted - For
6 Elect Gordon J. Fretwell Management For Voted - Against
7 Elect Marcel de Groot Management For Voted - For
8 Elect Michael Price Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
ATAC RESOURCES LTD.
SECURITY ID: 046491106 TICKER: ATC
Meeting Date: 18-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert C. Carne Management For Voted - Against
4 Elect Bruce J. Kenway Management For Voted - For
5 Elect Glenn R. Yeadon Management For Voted - Against
6 Elect Helmut H. W[]ber Management For Voted - For
7 Elect Douglas O. Goss Management For Voted - Against
8 Elect Bruce A. Youngman Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 Advance Notice Provision Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
CHESAPEAKE GOLD CORP
SECURITY ID: 165184102 TICKER: CKG
Meeting Date: 17-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Daniel J. Kunz Management For Voted - Against
4 Elect Lian Li Management For Voted - For
5 Elect John Perston Management For Voted - For
6 Elect P. Randy Reifel Management For Voted - Against
7 Elect Greg D. Smith Management For Voted - For
8 Elect Gerald L. Sneddon Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
CONTINENTAL GOLD LTD
SECURITY ID: G23850103 TICKER: CNL
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Elect Leon Teicher Management For Voted - For
2 Elect Ari B. Sussman Management For Voted - For
3 Elect Claudia Jimenez Management For Voted - For
4 Elect Gustavo J. Koch Management For Voted - For
5 Elect Paul J. Murphy Management For Voted - For
6 Elect Kenneth G. Thomas Management For Voted - For
7 Elect Timothy A. Warman Management For Voted - Against
8 Board Size Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendment to the DSU Plan Management For Voted - For
11 Restricted Share Unit Plan Management For Voted - For
12 Stock Option Plan Renewal Management For Voted - For
13 Scheme of Arrangement and Change of Continuance Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
EXETER RESOURCE CORP.
SECURITY ID: 301835104 TICKER: XRA
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Bryce G. Roxburgh Management For Voted - For
2.2 Elect Yale R. Simpson Management For Voted - For
2.3 Elect Robert G. Reynolds Management For Voted - Withheld
2.4 Elect John C Simmons Management For Voted - For
2.5 Elect Julian Bavin Management For Voted - Withheld
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GOLD CANYON RESOURCES INC.
SECURITY ID: 38055D105 TICKER: GCU
Meeting Date: 11-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Akiko Levinson Management For Voted - For
4 Elect Quinton Hennigh Management For Voted - Against
5 Elect Ron Schmitz Management For Voted - Against
6 Elect Julie Desjardins Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Peter Levinson Management For Voted - For
8 Elect Jayant Bhandari Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
GRYPHON MINERALS LIMITED
SECURITY ID: Q4352M109 TICKER: GRY
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Bruce McFadzean Management For Voted - For
4 Re-elect Didier M. Murcia Management For Voted - Against
5 Approve Issue of Securities (10% Placement Facility) Management For Voted - For
GUYANA GOLDFIELDS INC.
SECURITY ID: 403530108 TICKER: GUY
Meeting Date: 15-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect J. Patrick Sheridan Management For Voted - For
3 Elect Alan Ferry Management For Voted - For
4 Elect Ren[] Marion Management For Voted - For
5 Elect Michael B. Richings Management For Voted - For
6 Elect Daniel Noone Management For Voted - For
7 Elect Jean-Pierre Chauvin Management For Voted - For
8 Elect Scott A. Caldwell Management For Voted - For
9 Elect David Beatty Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Stock Option Plan Management For Voted - For
12 Adoption of Shareholder Rights Plan Management For Voted - For
INTERNATIONAL TOWER HILL MINES LTD
SECURITY ID: 46050R102 TICKER: THM
Meeting Date: 28-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Anton J. Drescher Management For Voted - Withheld
2.2 Elect John J. Ellis Management For Voted - For
2.3 Elect Mark R. Hamilton Management For Voted - For
2.4 Elect Stephen A. Lang Management For Voted - For
2.5 Elect Thomas S. Weng Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Stock Option Plan Renewal Management For Voted - For
6 Shareholder Rights Plan Renewal Management For Voted - For
KAMINAK GOLD CORPORATION
SECURITY ID: 48356P202 TICKER: KAM
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Eira Thomas Management For Voted - For
4 Elect John Robins Management For Voted - Against
5 Elect James Paterson Management For Voted - Against
6 Elect D. Bruce McLeod Management For Voted - For
7 Elect Richard Hall Management For Voted - For
8 Elect Bradley Blacketor Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 Advance Notice Provision Management For Voted - Against
LYDIAN INTERNATIONAL LTD
SECURITY ID: G5724R107 TICKER: LYD
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Gordon Wylie Management For Voted - For
3 Elect Howard H.J. Stevenson Management For Voted - For
4 Elect Willian J. Abel Management For Voted - For
5 Elect Timothy Read Management For Voted - For
6 Elect Stephen J. Altmann Management For Voted - For
7 Elect Vahan Kololian Management For Voted - For
8 Appointment of Auditor Management For Voted - For
NEWSTRIKE CAPITAL INC
SECURITY ID: 652507104 TICKER: NES
Meeting Date: 28-Jan-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Richard Whittall Management For Voted - For
4 Elect Kevin D. Rathbun Management For Voted - For
5 Elect Kenneth R. Thorsen Management For Voted - For
6 Elect Robert K. Withers Management For Voted - For
7 Elect Wojteck A. Wodzicki Management For Voted - For
8 Elect George L. Brack Management For Voted - Against
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Mark D. Backens Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Stock Option Plan Renewal Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
NOVAGOLD RESOURCES INC.
SECURITY ID: 66987E206 TICKER: NVGRF
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Sharon E. Dowdall Management For Voted - For
2 Elect Marc Faber Management For Voted - For
3 Elect Thomas S. Kaplan Management For Voted - For
4 Elect Gregory A. Lang Management For Voted - For
5 Elect Gillyeard J. Leathley Management For Voted - Abstain
6 Elect Igor Levental Management For Voted - For
7 Elect Kalidas V. Madhavpeddi Management For Voted - For
8 Elect Gerald J. McConnell Management For Voted - For
9 Elect Clynton R. Nauman Management For Voted - For
10 Elect Rick Van Nieuwenhuyse Management For Voted - Abstain
11 Elect Anthony P. Walsh Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
PARAMOUNT GOLD AND SILVER CORP
SECURITY ID: 69924P102 TICKER: PZG
Meeting Date: 18-Dec-14 Meeting Type: Annual
1.1 Elect Christopher Crupi Management For Voted - For
1.2 Elect Michel Yvan Stinglhamber Management For Voted - For
1.3 Elect John Carden Management For Voted - For
1.4 Elect Robert Dinning Management For Voted - Withheld
1.5 Elect Christopher Reynolds Management For Voted - For
1.6 Elect Eliseo Gonzalez-Urien Management For Voted - For
1.7 Elect Shawn Kennedy Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 17-Apr-15 Meeting Type: Special
1 Merger Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
PRETIUM RESOURCES INC
SECURITY ID: 74139C102 TICKER: PVG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert Quartermain Management For Voted - For
4 Elect C. Noel Dunn Management For Voted - For
5 Elect Ross A. Mitchell Management For Voted - For
6 Elect Joseph J. Ovsenek Management For Voted - For
7 Elect George Paspalas Management For Voted - For
8 Elect Peter Birkey Management For Voted - For
9 Elect Shaoyang Shen Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PROBE MINES LTD.
SECURITY ID: 742667504 TICKER: PRB
Meeting Date: 11-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger Management For Voted - For
4 New Probe Stock Option Plan Management For Voted - For
5 Shareholder Rights Plan Management For Voted - For
6 Amendment to By-laws Regarding Quorum Management For Voted - Against
RUBICON MINERALS CORP.
SECURITY ID: 780911103 TICKER: RBY
Meeting Date: 24-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect David Ross Beatty Management For Voted - For
4 Elect Julian Kemp Management For Voted - For
5 Elect Michael Lalonde Management For Voted - For
6 Elect Peter Rowlandson Management For Voted - For
7 Elect Bruce A. Thomas Management For Voted - For
8 Elect Michael D. Winship Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Employee Share Purchase plan Management For Voted - For
11 Long-Term Incentive Plan Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Amendment to the Stock Option Plan Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect David Ross Beatty Management For Voted - For
2.2 Elect Julian Kemp Management For Voted - For
2.3 Elect Michael Lalonde Management For Voted - For
2.4 Elect Peter Rowlandson Management For Voted - For
2.5 Elect Bruce A. Thomas Management For Voted - For
2.6 Elect Michael D. Winship Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Employee Share Purchase plan Management For Voted - For
5 Long-Term Incentive Plan Management For Voted - For
6 Amendment to the Stock Option Plan Management For Voted - For
SABINA GOLD & SILVER CORP
SECURITY ID: 785246109 TICKER: SBB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect David A. Fennell Management For Voted - Against
4 Elect Jonathan C. Goodman Management For Voted - For
5 Elect James N. Morton Management For Voted - Against
6 Elect D. Bruce McLeod Management For Voted - For
7 Elect Anthony P. Walsh Management For Voted - Against
8 Elect LeRoy E. Wilkes Management For Voted - For
9 Appointment of Auditor Management For Voted - For
SEABRIDGE GOLD, INC.
SECURITY ID: 811916105 TICKER: SA
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect A. Frederick Banfield Management For Voted - Withheld
1.2 Elect Douglas Barr Management For Voted - For
1.3 Elect Thomas C. Dawson Management For Voted - For
1.4 Elect Rudi P. Fronk Management For Voted - For
1.5 Elect Eliseo Gonzalez-Urien Management For Voted - For
1.6 Elect Richard C. Kraus Management For Voted - For
1.7 Elect Jay Layman Management For Voted - For
1.8 Elect John Sabine Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
GLOBAL X GOLD EXPLORERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Stock Option Grants to Directors Management For Voted - Against
5 Transaction of Other Business Management For Voted - Against
TOREX GOLD RESOURCES INC
SECURITY ID: 891054108 TICKER: TXG
Meeting Date: 23-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Fred Stanford Management For Voted - For
3 Elect Michael Murphy Management For Voted - For
4 Elect A. Terrance MacGibbon Management For Voted - For
5 Elect David A. Fennell Management For Voted - Against
6 Elect Andrew B. Adams Management For Voted - For
7 Elect Frank L. Davis Management For Voted - For
8 Elect James A. Crombie Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 RSU Plan Renewal Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AKAMAI TECHNOLOGIES INC
SECURITY ID: 00971T101 TICKER: AKAM
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect George H. Conrades Management For Voted - For
2 Elect Jill A. Greenthal Management For Voted - Against
3 Elect F. Thomson Leighton Management For Voted - For
4 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
ALLERGAN PLC
SECURITY ID: G0083B108 TICKER: ACT
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Elect Paul M. Bisaro Management For Voted - For
2 Elect Nesli Basgoz Management For Voted - For
3 Elect James H. Bloem Management For Voted - For
4 Elect Christopher W. Bodine Management For Voted - For
5 Elect Christopher J. Coughlin Management For Voted - For
6 Elect Michael R. Gallagher Management For Voted - For
7 Elect Catherine M. Klema Management For Voted - For
8 Elect Peter J. McDonnell Management For Voted - For
9 Elect Patrick J. O'Sullivan Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - For
11 Elect Ronald R. Taylor Management For Voted - For
12 Elect Fred G. Weiss Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Name Change to Allergan plc Management For Voted - For
16 Approval of the Amended 2013 Incentive Award Plan Management For Voted - Against
17 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Retention of Shares
Until Retirement Shareholder Against Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLY FINANCIAL INC
SECURITY ID: 02005N100 TICKER: ALLY
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Franklin W. Hobbs Management For Voted - For
1.2 Elect Robert T. Blakely Management For Voted - For
1.3 Elect Mayree C. Clark Management For Voted - For
1.4 Elect Stephen A. Feinberg Management For Voted - For
1.5 Elect Kim S. Fennebresque Management For Voted - For
1.6 Elect Marjorie Magner Management For Voted - For
1.7 Elect Mathew Pendo Management For Voted - For
1.8 Elect John Stack Management For Voted - For
1.9 Elect Jeffrey J. Brown Management For Voted - For
1.10 Elect Kenneth J. Bacon Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Ratification of Tax Asset Protection Plan and
Transfer Restrictions Management For Voted - For
AMERICA MOVIL S.A.B.DE C.V.
SECURITY ID: 02364W105 TICKER: AMX
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Directors; Ratification of CEO and
Board Acts; Committee Chairman; Directors' Fees. Management For Voted - Abstain
2 Election of Meeting Delegates Management For Voted - For
AMERICAN INTERNATIONAL GROUP INC
SECURITY ID: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect W. Don Cornwell Management For Voted - For
2 Elect Peter R. Fisher Management For Voted - For
3 Elect John Fitzpatrick Management For Voted - For
4 Elect Peter D. Hancock Management For Voted - For
5 Elect William G. Jurgensen Management For Voted - For
6 Elect Christopher S. Lynch Management For Voted - For
7 Elect George L. Miles, Jr. Management For Voted - Against
8 Elect Henry S. Miller Management For Voted - For
9 Elect Robert S. Miller Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect Ronald A. Rittenmeyer Management For Voted - For
12 Elect Douglas M. Steenland Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Elect Theresa M. Stone Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
AMERICAN TOWER CORP.
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Raymond P. Dolan Management For Voted - For
2 Elect Carolyn Katz Management For Voted - For
3 Elect Gustavo Lara Cantu Management For Voted - For
4 Elect Craig Macnab Management For Voted - For
5 Elect JoAnn A. Reed Management For Voted - For
6 Elect Pamela D.A. Reeve Management For Voted - For
7 Elect David E. Sharbutt Management For Voted - For
8 Elect James D. Taiclet, Jr. Management For Voted - For
9 Elect Samme L. Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
APPLE INC
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1 Elect Timothy D. Cook Management For Voted - For
2 Elect Albert A. Gore, Jr. Management For Voted - For
3 Elect Robert A. Iger Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Arthur D. Levinson Management For Voted - For
6 Elect Ronald D. Sugar Management For Voted - For
7 Elect Sue Wagner Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Amendment to the Employee Stock Purchase Plan Management For Voted - For
11 Shareholder Proposal Regarding Renewable Energy and
Climate Change Policy Risk Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
CANADIAN PACIFIC RAILWAY LTD
SECURITY ID: 13645T100 TICKER: CP
Meeting Date: 14-May-15 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.1 Elect William A. Ackman Management For Voted - For
3.2 Elect John Baird Management For Voted - For
3.3 Elect Gary F. Colter Management For Voted - For
3.4 Elect Isabelle Courville Management For Voted - For
3.5 Elect Keith E. Creel Management For Voted - For
3.6 Elect E. Hunter Harrison Management For Voted - For
3.7 Elect Paul C. Hilal Management For Voted - For
3.8 Elect Krystyna T. Hoeg Management For Voted - For
3.9 Elect Rebecca MacDonald Management For Voted - For
3.10 Elect Anthony R. Melman Management For Voted - For
3.11 Elect Linda J. Morgan Management For Voted - For
3.12 Elect Andrew F. Reardon Management For Voted - For
3.13 Elect Stephen C. Tobias Management For Voted - For
4 Advance Notice Provision Management For Voted - For
5 Amendments to Articles Regarding Meeting Location Management For Voted - For
CDW CORP.
SECURITY ID: 12514G108 TICKER: CDW
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect James A. Bell Management For Voted - For
1.2 Elect Benjamin D. Chereskin Management For Voted - For
1.3 Elect Glenn M. Creamer Management For Voted - For
1.4 Elect Paul J. Finnegan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CELANESE CORP
SECURITY ID: 150870103 TICKER: CE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Elect James E. Barlett Management For Voted - For
2 Elect Edward G. Galante Management For Voted - For
3 Elect David F. Hoffmeister Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
CITIGROUP INC
SECURITY ID: 172967424 TICKER: C
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Michael L. Corbat Management For Voted - For
2 Elect Duncan P. Hennes Management For Voted - For
3 Elect Peter B. Henry Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Franz B. Humer Management For Voted - For
5 Elect Michael E. O'Neill Management For Voted - For
6 Elect Gary M. Reiner Management For Voted - For
7 Elect Judith Rodin Management For Voted - For
8 Elect Anthony M. Santomero Management For Voted - For
9 Elect Joan E. Spero Management For Voted - For
10 Elect Diana L. Taylor Management For Voted - For
11 Elect William S. Thompson, Jr. Management For Voted - For
12 Elect James S. Turley Management For Voted - For
13 Elect Ernesto Zedillo Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Amendment to the 2014 Stock Incentive Plan Management For Voted - For
17 Shareholder Proposal Regarding Proxy Access Shareholder For Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Audit Committee
Membership Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on
Compensation in the Event of Resignation for
Government Service Shareholder Against Voted - Against
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 228227104 TICKER: CCI
Meeting Date: 19-Nov-14 Meeting Type: Special
1 Reorganization (Conversion to REIT) Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 22822V101 TICKER: CCI
Meeting Date: 29-May-15 Meeting Type: Annual
1 Elect Robert Bartolo Management For Voted - For
2 Elect Cindy Christy Management For Voted - Against
3 Elect Ari Q. Fitzgerald Management For Voted - For
4 Elect Robert E. Garrison II Management For Voted - For
5 Elect Dale N. Hatfield Management For Voted - For
6 Elect Lee W. Hogan Management For Voted - For
7 Elect John P. Kelly Management For Voted - For
8 Elect Robert F. McKenzie Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DARLING INGREDIENTS INC
SECURITY ID: 237266101 TICKER: DAR
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Randall C. Stuewe Management For Voted - For
2 Elect O. Thomas Albrecht Management For Voted - Against
3 Elect D. Eugene Ewing Management For Voted - Against
4 Elect Dirk Kloosterboer Management For Voted - For
5 Elect Mary R. Korby Management For Voted - For
6 Elect Charles Macaluso Management For Voted - For
7 Elect John D. March Management For Voted - Against
8 Elect Justinus J.G.M. Sanders Management For Voted - For
9 Elect Michael Urbut Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
DUNKIN BRANDS GROUP INC
SECURITY ID: 265504100 TICKER: DNKN
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Sandra Horbach Management For Voted - For
1.2 Elect Mark Nunnelly Management For Voted - For
1.3 Elect Carl Sparks Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 2015 Omnibus Long-Term Incentive Plan Management For Voted - For
5 2015 Employee Stock Purchase Plan Management For Voted - For
6 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - Against
EMC CORP.
SECURITY ID: 268648102 TICKER: EMC
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Elect Jos[] E. Almeida Management For Voted - For
2 Elect Michael W. Brown Management For Voted - For
3 Elect Donald J. Carty Management For Voted - For
4 Elect Randolph L. Cowen Management For Voted - For
5 Elect James S. DiStasio Management For Voted - For
6 Elect John R. Egan Management For Voted - For
7 Elect William D. Green Management For Voted - For
8 Elect Edmund F. Kelly Management For Voted - For
9 Elect Jami Miscik Management For Voted - For
10 Elect Paul Sagan Management For Voted - For
11 Elect David N. Strohm Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Elect Joseph M. Tucci Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2003 Stock Plan Management For Voted - For
16 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
FACEBOOK INC
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Marc L. Andreessen Management For Voted - Withheld
1.2 Elect Erskine B. Bowles Management For Voted - For
1.3 Elect Susan D. Desmond-Hellmann Management For Voted - For
1.4 Elect Reed Hastings Management For Voted - For
1.5 Elect Jan Koum Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Peter A. Thiel Management For Voted - For
1.8 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Re-approval of 2012 Equity Incentive Plan Management For Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Human Rights Report Shareholder Against Voted - Against
FLEETCOR TECHNOLOGIES INC
SECURITY ID: 339041105 TICKER: FLT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Andrew B. Balson Management For Voted - Withheld
1.2 Elect Mark A. Johnson Management For Voted - Withheld
1.3 Elect Jeffrey S. Sloan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
FMC CORP.
SECURITY ID: 302491303 TICKER: FMCPRC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Eduardo E. Cordeiro Management For Voted - For
2 Elect G. Peter D'Aloia Management For Voted - For
3 Elect C. Scott Greer Management For Voted - For
4 Elect K'Lynne Johnson Management For Voted - For
5 Elect Paul J. Norris Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect William H. Powell Management For Voted - For
7 Elect Vincent R. Volpe Jr. Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
GENERAL MOTORS COMPANY
SECURITY ID: 37045V100 TICKER: GM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Elect Joseph J. Ashton Management For Voted - For
2 Elect Mary T. Barra Management For Voted - For
3 Elect Stephen J. Girsky Management For Voted - For
4 Elect Linda R. Gooden Management For Voted - For
5 Elect Joseph Jimenez Management For Voted - For
6 Elect Kathryn V. Marinello Management For Voted - For
7 Elect Michael G. Mullen Management For Voted - For
8 Elect James J. Mulva Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Thomas M. Schoewe Management For Voted - For
11 Elect Theodore M. Solso Management For Voted - For
12 Elect Carol M. Stephenson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Cumulative Voting Shareholder Against Voted - Against
HEWLETT-PACKARD CO. (DE)
SECURITY ID: 428236103 TICKER: HPQ
Meeting Date: 18-Mar-15 Meeting Type: Annual
1 Elect Marc L. Andreessen Management For Voted - For
2 Elect Shumeet Banerji Management For Voted - For
3 Elect Robert R. Bennett Management For Voted - For
4 Elect Rajiv L. Gupta Management For Voted - For
5 Elect Klaus Kleinfeld Management For Voted - For
6 Elect Raymond J. Lane Management For Voted - For
7 Elect Ann M. Livermore Management For Voted - For
8 Elect Raymond E. Ozzie Management For Voted - For
9 Elect Gary M. Reiner Management For Voted - For
10 Elect Patricia F. Russo Management For Voted - For
11 Elect James A. Skinner Management For Voted - For
12 Elect Margaret C. Whitman Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
HOUGHTON MIFFLIN HARCOURT CO
SECURITY ID: 44157R109 TICKER: HMHC
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Sheru Chowdhry Management For Voted - For
1.2 Elect L. Gordon Crovitz Management For Voted - For
1.3 Elect Lawrence K. Fish Management For Voted - For
1.4 Elect Jill A. Greenthal Management For Voted - For
1.5 Elect John F. Killian Management For Voted - For
1.6 Elect John R. McKernan, Jr. Management For Voted - For
1.7 Elect Jonathan F. Miller Management For Voted - For
1.8 Elect E. Rogers Novak, Jr. Management For Voted - For
1.9 Elect Linda K. Zecher Management For Voted - For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - For
3 Employee Stock Purchase Plan Management For Voted - For
4 2015 Omnibus Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Return of Capital to
Shareholders Shareholder Against Voted - Against
6 Ratification of Auditor Management For Voted - For
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect Linda B. Bammann Management For Voted - For
2 Elect James A. Bell Management For Voted - For
3 Elect Crandall C. Bowles Management For Voted - For
4 Elect Stephen B. Burke Management For Voted - For
5 Elect James S. Crown Management For Voted - For
6 Elect James Dimon Management For Voted - For
7 Elect Timothy P. Flynn Management For Voted - For
8 Elect Laban P. Jackson, Jr. Management For Voted - For
9 Elect Michael A. Neal Management For Voted - For
10 Elect Lee R. Raymond Management For Voted - For
11 Elect William C. Weldon Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
14 Amendment to the Long-Term Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Right to Call a
Special Meeting Shareholder Against Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Compensation in the Event of Resignation for
Government Service Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Recoupment Report Shareholder Against Voted - For
LINKEDIN CORP
SECURITY ID: 53578A108 TICKER: LNKD
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Leslie Kilgore Management For Voted - For
1.2 Elect Jeffrey Weiner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2011 Equity Incentive Plan Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Shareholder Proposal Regarding Board Diversity Shareholder N/A Voted - For
LOCKHEED MARTIN CORP.
SECURITY ID: 539830109 TICKER: LMT
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Elect Daniel F. Akerson Management For Voted - For
2 Elect Nolan D. Archibald Management For Voted - For
3 Elect Rosalind G. Brewer Management For Voted - For
4 Elect David B. Burritt Management For Voted - For
5 Elect James O. Ellis, Jr. Management For Voted - For
6 Elect Thomas J. Falk Management For Voted - For
7 Elect Marillyn A. Hewson Management For Voted - For
8 Elect Gwendolyn S. King Management For Voted - For
9 Elect James M. Loy Management For Voted - For
10 Elect Joseph W. Ralston Management For Voted - For
11 Elect Anne L. Stevens Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
MASTERCARD INC
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Elect Richard Haythornthwaite Management For Voted - For
2 Elect Ajay Banga Management For Voted - For
3 Elect Silvio Barzi Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect David R. Carlucci Management For Voted - For
5 Elect Steven J. Freiberg Management For Voted - For
6 Elect Julius Genachowski Management For Voted - For
7 Elect Merit E. Janow Management For Voted - For
8 Elect Nancy J. Karch Management For Voted - For
9 Elect Marc Olivi[] Management For Voted - For
10 Elect Rima Qureshi Management For Voted - For
11 Elect Jos[] Octavio Reyes Lagunes Management For Voted - For
12 Elect Jackson P. Tai Management For Voted - For
13 Elect Edward Suning Tian Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the Senior Executive Annual Incentive
Compensation Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
MICHAELS COMPANIES INC
SECURITY ID: 59408Q106 TICKER: MIK
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Josh Bekenstein Management For Voted - For
1.2 Elect Nadim El Gabbani Management For Voted - For
1.3 Elect Karen Kaplan Management For Voted - For
1.4 Elect Lewis S. Klessel Management For Voted - For
1.5 Elect Mathew S. Levin Management For Voted - For
1.6 Elect John J. Mahoney Management For Voted - Withheld
1.7 Elect James A. Quella Management For Voted - For
1.8 Elect Beryl B. Raff Management For Voted - For
1.9 Elect Carl S. Rubin Management For Voted - For
1.10 Elect Peter F. Wallace Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Amendment to the 2014 Omnibus Long-term Incentive
Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
MICRON TECHNOLOGY INC.
SECURITY ID: 595112103 TICKER: MU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1 Elect Robert L. Bailey Management For Voted - For
2 Elect Richard M. Beyer Management For Voted - For
3 Elect Patrick J. Byrne Management For Voted - For
4 Elect D. Mark Durcan Management For Voted - For
5 Elect Warren A. East Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Lawrence N. Mondry Management For Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Robert E. Switz Management For Voted - Against
9 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Elimination of Cumulative Voting Management For Voted - For
12 Amendment to the Executive Officer Performance
Incentive Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
MONDELEZ INTERNATIONAL INC.
SECURITY ID: 609207105 TICKER: MDLZ
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Stephen F. Bollenbach Management For Voted - For
2 Elect Lewis W.K. Booth Management For Voted - For
3 Elect Lois D. Juliber Management For Voted - For
4 Elect Mark D. Ketchum Management For Voted - For
5 Elect Jorge S. Mesquita Management For Voted - For
6 Elect Joseph Neubauer Management For Voted - For
7 Elect Nelson Peltz Management For Voted - For
8 Elect Fredric G. Reynolds Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Patrick Siewert Management For Voted - For
11 Elect Ruth J. Simmons Management For Voted - For
12 Elect Jean-Francois M. L. van Boxmeer Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Reporting on the Use
of Non-Recyclable Packaging Shareholder Against Voted - Against
MOODY`S CORP.
SECURITY ID: 615369105 TICKER: MCO
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Elect Jorge A. Bermudez Management For Voted - For
2 Elect Kathryn M. Hill Management For Voted - For
3 Elect Leslie F. Seidman Management For Voted - For
4 Elect Ewald Kist Management For Voted - For
5 Elect Henry A. McKinnell, Jr. Management For Voted - For
6 Elect John K. Wulff Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Amendment to the 2004 Covered Employee Cash
Incentive Plan Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MOTOROLA SOLUTIONS INC
SECURITY ID: 620076307 TICKER: MOT
Meeting Date: 18-May-15 Meeting Type: Annual
1 Elect Gregory Q. Brown Management For Voted - For
2 Elect Kenneth C. Dahlberg Management For Voted - For
3 Elect Michael V. Hayden Management For Voted - For
4 Elect Clayton M. Jones Management For Voted - For
5 Elect Judy C. Lewent Management For Voted - For
6 Elect Anne R. Pramaggiore Management For Voted - For
7 Elect Samuel C. Scott III Management For Voted - Against
8 Elect Bradley E. Singer Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Amendment to Omnibus Incentive Plan Management For Voted - For
11 Employee Stock Option Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
NCR CORP.
SECURITY ID: 62886E108 TICKER: NCR
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect William R. Nuti Management For Voted - For
1.2 Elect Gary J. Daichendt Management For Voted - For
1.3 Elect Robert P. DeRodes Management For Voted - For
1.4 Elect Richard T. McGuire Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the Economic Profit Plan Management For Voted - For
5 Elimination of Supermajority Requirement Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Transaction of Other Business Management For Voted - Against
OWENS-ILLINOIS, INC.
SECURITY ID: 690768403 TICKER: OI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Gary F. Colter Management For Voted - For
1.2 Elect Gordon J. Hardie Management For Voted - For
1.3 Elect Peter S. Hellman Management For Voted - For
1.4 Elect Anastasia D. Kelly Management For Voted - For
1.5 Elect John J. McMackin, Jr. Management For Voted - Withheld
1.6 Elect Alan J. Murray Management For Voted - For
1.7 Elect Hari N. Nair Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Hugh H. Roberts Management For Voted - For
1.9 Elect Albert P.L. Stroucken Management For Voted - For
1.10 Elect Carol A. Williams Management For Voted - For
1.11 Elect Dennis K. Williams Management For Voted - For
1.12 Elect Thomas L. Young Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to 2004 Equity Incentive Plan for
Directors Management For Voted - For
PANDORA MEDIA INC
SECURITY ID: 698354107 TICKER: P
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Timothy Leiweke Management For Voted - For
1.2 Elect Roger Faxon Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PROCTER & GAMBLE CO.
SECURITY ID: 742718109 TICKER: PG
Meeting Date: 14-Oct-14
Meeting Type: Annual
1 Elect Angela F. Braly
2 Elect Kenneth I. Chenault
3 Elect Scott D. Cook
4 Elect Susan D. Desmond-Hellmann
5 Elect Alan G. Lafley
6 Elect Terry J. Lundgren
7 Elect W. James McNerney, Jr.
8 Elect Margaret C. Whitman
9 Elect Mary Agnes Wilderotter
10 Elect Patricia A. Woertz
11 Elect Ernesto Zedillo
12 Ratification of Auditor
13 2014 Stock and Incentive Equity Compensation Plan
14 Advisory Vote on Executive Compensation
15 Shareholder Proposal Regarding Reporting on the Use
of Non-Recyclable Packaging
16 Shareholder Proposal Regarding Incorporation of Values in Political
Spending
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
R.R. DONNELLEY & SONS CO.
SECURITY ID: 257867101 TICKER: RRD
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Thomas J. Quinlan, III Management For Voted - For
2 Elect Susan M. Cameron Management For Voted - For
3 Elect Richard L. Crandall Management For Voted - For
4 Elect Susan M. Gianinno Management For Voted - For
5 Elect Judith H. Hamilton Management For Voted - For
6 Elect Jeffrey M. Katz Management For Voted - For
7 Elect Richard K. Palmer Management For Voted - For
8 Elect John C. Pope Management For Voted - For
9 Elect Michael T. Riordan Management For Voted - For
10 Elect Oliver R. Sockwell Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
SHIRE PLC
SECURITY ID: 82481R106 TICKER: SHPG
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Remuneration Policy (Binding) Management For Voted - For
4 Elect Dominic Blakemore Management For Voted - For
5 Elect William M. Burns Management For Voted - For
6 Elect Steven Gillis Management For Voted - For
7 Elect David Ginsburg Management For Voted - For
8 Elect David Kappler Management For Voted - For
9 Elect Susan Kilsby Management For Voted - For
10 Elect Anne Minto Management For Voted - For
11 Elect Flemming Ornskov Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Long Term Incentive Plan 2015 Management For Voted - For
15 Employee Stock Purchase Plan Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SPIRIT AEROSYSTEMS HOLDINGS INC
SECURITY ID: 848574109 TICKER: SPR
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Charles L. Chadwell Management For Voted - For
1.2 Elect Paul E. Fulchino Management For Voted - For
1.3 Elect Richard A. Gephardt Management For Voted - For
1.4 Elect Robert D. Johnson Management For Voted - For
1.5 Elect Ronald T. Kadish Management For Voted - For
1.6 Elect Christopher E. Kubasik Management For Voted - For
1.7 Elect Larry A. Lawson Management For Voted - For
1.8 Elect John L. Plueger Management For Voted - For
1.9 Elect Francis Raborn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Technical Amendments to Bylaws Management For Voted - For
THERMO FISHER SCIENTIFIC INC.
SECURITY ID: 883556102 TICKER: TMO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Marc N. Casper Management For Voted - For
2 Elect Nelson J. Chai Management For Voted - For
3 Elect C. Martin Harris Management For Voted - For
4 Elect Tyler Jacks Management For Voted - For
5 Elect Judy C. Lewent Management For Voted - For
6 Elect Thomas J. Lynch Management For Voted - For
7 Elect Jim P. Manzi Management For Voted - For
8 Elect William G. Parrett Management For Voted - For
9 Elect Lars R. S[]renson Management For Voted - For
10 Elect Scott M. Sperling Management For Voted - For
11 Elect Elaine S. Ullian Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
TIME WARNER CABLE INC
SECURITY ID: 88732J207 TICKER: TWC
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TWENTY-FIRST CENTURY FOX INC
SECURITY ID: 90130A200 TICKER: FOXA
Meeting Date: 12-Nov-14 Meeting Type: Annual
1 Elect K. Rupert Murdoch Management For Voted - For
2 Elect Lachlan K. Murdoch Management For Voted - Against
3 Elect Delphine Arnault Management For Voted - Against
4 Elect James W. Breyer Management For Voted - For
5 Elect Chase Carey Management For Voted - For
6 Elect David F. DeVoe Management For Voted - For
7 Elect Viet D. Dinh Management For Voted - For
8 Elect Roderick Ian Eddington Management For Voted - Against
9 Elect James Murdoch Management For Voted - Against
10 Elect Jacques Nasser Management For Voted - For
11 Elect Robert S. Silberman Management For Voted - Against
12 Elect Tidjane Thiam Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Declaration of Domicile Management N/A Voted - For
VOYA FINANCIAL INC
SECURITY ID: 929089100 TICKER: VOYA
Meeting Date: 28-May-15 Meeting Type: Annual
1 Elect Lynne Biggar Management For Voted - For
2 Elect Jane P. Chwick Management For Voted - For
3 Elect J. Barry Griswell Management For Voted - For
4 Elect Frederick S. Hubbell Management For Voted - For
5 Elect Rodney O. Martin, Jr. Management For Voted - For
6 Elect Joseph V. Tripodi Management For Voted - For
7 Elect Deborah C. Wright Management For Voted - For
8 Elect David K. Zwiener Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Shareholder Proposal Regarding Genocide-Free
Investing Shareholder Against Voted - Against
WILLIAMS COS INC
SECURITY ID: 969457100 TICKER: WMB
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Alan S. Armstrong Management For Voted - For
2 Elect Joseph R. Cleveland Management For Voted - For
3 Elect Kathleen B. Cooper Management For Voted - For
GLOBAL X GURU INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect John A. Hagg Management For Voted - For
5 Elect Juanita H. Hinshaw Management For Voted - For
6 Elect Ralph Izzo Management For Voted - For
7 Elect Frank T. MacInnis Management For Voted - Against
8 Elect Eric W. Mandelblatt Management For Voted - For
9 Elect Keith A. Meister Management For Voted - For
10 Elect Steven Nance Management For Voted - For
11 Elect Murray D. Smith Management For Voted - For
12 Elect Janice D. Stoney Management For Voted - For
13 Elect Laura A. Sugg Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
YPF
SECURITY ID: 984245100 TICKER: YPF
Meeting Date: 05-Feb-15 Meeting Type: Annual
1 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Authority to Increase Debt Under Global Notes
Program Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AERCAP HOLDINGS N.V.
SECURITY ID: N00985106 TICKER: AER
Meeting Date: 13-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Release of Director Liability Management For Voted - For
3 Elect William N. Dooley Management For Voted - For
4 Elect Pieter Korteweg Management For Voted - For
5 Elect Salem Rashed Abdulla Ali Al Noaimi Management For Voted - Against
6 Elect Homaid Abdulla Al Shemmari Management For Voted - For
7 Designation of CFO as Person Temporarily
Responsible for Management Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Reduce Share Capital through
Cancellation of Shares Management For Voted - For
AGRIUM INC.
SECURITY ID: 008916108 TICKER: AGU
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect David C. Everitt Management For Voted - For
1.2 Elect Russell K. Girling Management For Voted - For
1.3 Elect M. Marianne Harris Management For Voted - For
1.4 Elect Susan A. Henry Management For Voted - For
1.5 Elect Russell J. Horner Management For Voted - For
1.6 Elect John E. Lowe Management For Voted - For
1.7 Elect Charles V. Magro Management For Voted - For
1.8 Elect Anne McLellan Management For Voted - For
1.9 Elect Derek G. Pannell Management For Voted - For
1.10 Elect Mayo M. Schmidt Management For Voted - For
1.11 Elect Victor J. Zaleschuk Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
SECURITY ID: L0175J104 TICKER: ASPS
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Timo V[]tt[] Management For Voted - For
1.2 Elect William B. Shepro Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect W. Michael Linn Management For Voted - For
1.4 Elect Roland M[]eller-Ineichen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Approval of Annual Reports Management For Voted - For
4 Approval of Directors' Report Management For Voted - For
5 Allocation of Results Management For Voted - For
6 Discharge of Current and Past Directors Management For Voted - For
7 Amendment to Compensation of Non-Management
Directors Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
AMBEV S.A.
SECURITY ID: 02319V103 TICKER: ABEV
Meeting Date: 01-Oct-14 Meeting Type: Special
1 Merger Agreement Management For Voted - For
2 Ratification of Appointment of Appraiser Management For Voted - For
3 Valuation Report Management For Voted - For
4 Merger Management For Voted - For
5 Amendments to Bylaws Regarding Increase in
Authorized Capital Management For Voted - For
6 Authorization of Legal Formalities Regarding the
Merger Management For Voted - For
7 Restatement of Bylaws Management For Voted - For
AMERICA MOVIL S.A.B.DE C.V.
SECURITY ID: 02364W105 TICKER: AMX
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Directors; Ratification of CEO and
Board Acts; Committee Chairman; Directors' Fees. Management For Voted - Abstain
2 Election of Meeting Delegates Management For Voted - For
ANHEUSER-BUSCH INBEV
SECURITY ID: 03524A108 TICKER: BUD
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Ratification of Auditor's Acts Management For Voted - For
5 Elect M. Michele Burns Management For Voted - For
6 Elect Olivier Goudet Management For Voted - For
7 Elect Kasper Rorsted Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Paul Cornet de Ways Ruart Management For Voted - For
9 Elect St[]fan Descheemaeker Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 STOCK OPTIONS FOR DIRECTORS Management For Voted - For
13 Coordinate Articles of Association Management For Voted - For
AVAGO TECHNOLOGIES LIMITED
SECURITY ID: Y0486S104 TICKER: AVGO
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Elect Hock E. Tan Management For Voted - For
2 Elect John T. Dickson Management For Voted - For
3 Elect James V. Diller, Sr. Management For Voted - For
4 Elect Lewis C. Eggebrecht Management For Voted - For
5 Elect Bruno Guilmart Management For Voted - For
6 Elect Kenneth Y. Hao Management For Voted - For
7 Elect Justine Lien Management For Voted - For
8 Elect Donald Macleod Management For Voted - Against
9 Elect Peter J. Marks Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Directors' Fees Management For Voted - For
BANCO SANTANDER (BRASIL) S.A.
SECURITY ID: 05967A107 TICKER: BSBR
Meeting Date: 23-Jan-15 Meeting Type: Special
1 Deferred Bonus Plans Management For Voted - For
2 Amendments to Articles (Level 2 to Conventional
Listing) Management For Voted - Against
3 Consolidation of Articles Management For Voted - For
Meeting Date: 03-Mar-15 Meeting Type: Special
1 Elect S[]rgio Agapito Lires Rial Management For Voted - For
2 Confirmation of Board Composition Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - For
4 Remuneration Policy Management For Voted - Against
5 Amend Dividend Distribution Date Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Deferred Bonus Plans Management For Voted - For
BARRICK GOLD CORP.
SECURITY ID: 067901108 TICKER: ABX
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Charles W. D. Birchall Management For Voted - For
1.2 Elect Gustavo A. Cisneros Management For Voted - For
1.3 Elect J. Michael Evans Management For Voted - For
1.4 Elect Ned Goodman Management For Voted - For
1.5 Elect Brian L. Greenspun Management For Voted - For
1.6 Elect J. Brett Harvey Management For Voted - For
1.7 Elect Nancy H.O. Lockhart Management For Voted - For
1.8 Elect Dambisa Moyo Management For Voted - For
1.9 Elect Anthony Munk Management For Voted - For
1.10 Elect C. David Naylor Management For Voted - For
1.11 Elect Steven J. Shapiro Management For Voted - For
1.12 Elect John L. Thornton Management For Voted - For
1.13 Elect Ernie L. Thrasher Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
BLACKBERRY LTD
SECURITY ID: 09228F103 TICKER: BBRY
Meeting Date: 23-Jun-15 Meeting Type: Annual
1.1 Elect John Chen Management For Voted - For
1.2 Elect Michael A. Daniels Management For Voted - For
1.3 Elect Timothy D. Dattels Management For Voted - For
1.4 Elect Richard Lynch Management For Voted - For
1.5 Elect Barbara G. Stymiest Management For Voted - For
1.6 Elect Prem Watsa Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Employee Share Purchase Plan Management For Voted - For
4 Amendment to the Equity Incentive Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
BP PLC
SECURITY ID: 055622104 TICKER: BP
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Elect Robert W. Dudley Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Brian Gilvary Management For Voted - For
5 Elect Paul M. Anderson Management For Voted - For
6 Elect Alan L. Boeckmann Management For Voted - For
7 Elect Frank L. Bowman Management For Voted - For
8 Elect Antony Burgmans Management For Voted - For
9 Elect Cynthia B. Carroll Management For Voted - For
10 Elect Ian E.L. Davis Management For Voted - For
11 Elect Ann Dowling Management For Voted - For
12 Elect Brendan R. Nelson Management For Voted - For
13 Elect Phuthuma F. Nhleko Management For Voted - For
14 Elect Andrew B. Shilston Management For Voted - For
15 Elect Carl-Henric Svanberg Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Scrip Dividend Alternative Management For Voted - For
18 Share Award Plan 2015 Management For Voted - For
19 Authorisation of Political Donations Management For Voted - For
20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Amendments to Articles (Technical) Management For Voted - For
24 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
25 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Voted - For
BROOKFIELD ASSET MANAGEMENT INC.
SECURITY ID: 112585104 TICKER: BAM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Angela F. Braly Management For Voted - For
1.2 Elect Marcel R. Coutu Management For Voted - For
1.3 Elect V. Maureen Kempston Darkes Management For Voted - For
1.4 Elect Lance Liebman Management For Voted - For
1.5 Elect Frank J. McKenna Management For Voted - For
1.6 Elect Youssef A. Nasr Management For Voted - For
1.7 Elect Seek Ngee Huat Management For Voted - For
1.8 Elect George S. Taylor Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CANADIAN NATIONAL RAILWAY CO.
SECURITY ID: 136375102 TICKER: CNI
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Donald J. Carty Management For Voted - For
1.2 Elect Gordon D. Giffin Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Edith E. Holiday Management For Voted - For
1.4 Elect V. Maureen Kempston Darkes Management For Voted - For
1.5 Elect Denis Losier Management For Voted - For
1.6 Elect Kevin G. Lynch Management For Voted - For
1.7 Elect Claude Mongeau Management For Voted - For
1.8 Elect James E. O'Connor Management For Voted - For
1.9 Elect Robert Pace Management For Voted - For
1.10 Elect Robert L. Phillips Management For Voted - For
1.11 Elect Laura Stein Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CANADIAN PACIFIC RAILWAY LTD
SECURITY ID: 13645T100 TICKER: CP
Meeting Date: 14-May-15 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3.1 Elect William A. Ackman Management For Voted - For
3.2 Elect John Baird Management For Voted - For
3.3 Elect Gary F. Colter Management For Voted - For
3.4 Elect Isabelle Courville Management For Voted - For
3.5 Elect Keith E. Creel Management For Voted - For
3.6 Elect E. Hunter Harrison Management For Voted - For
3.7 Elect Paul C. Hilal Management For Voted - For
3.8 Elect Krystyna T. Hoeg Management For Voted - For
3.9 Elect Rebecca MacDonald Management For Voted - For
3.10 Elect Anthony R. Melman Management For Voted - For
3.11 Elect Linda J. Morgan Management For Voted - For
3.12 Elect Andrew F. Reardon Management For Voted - For
3.13 Elect Stephen C. Tobias Management For Voted - For
4 Advance Notice Provision Management For Voted - For
5 Amendments to Articles Regarding Meeting Location Management For Voted - For
CEMEX S.A.B. DE C.V.
SECURITY ID: 151290889 TICKER: CXWSB
Meeting Date: 27-Oct-14 Meeting Type: Annual
1 Election of Technical Committee Chairman; Approve
Restatement of Clauses of Trust Agreement Management For Voted - For
2 Election of Meeting Delegates Management For Voted - For
3 Minutes Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CREDICORP
SECURITY ID: G2519Y108 TICKER: BAP
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DRYSHIPS INC.
SECURITY ID: Y2109Q101 TICKER: DRYS
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Elect George Xiridakis Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Reverse Stock Split Management For Voted - For
EMBRAER S.A.
SECURITY ID: 29082A107 TICKER: ERJ
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Supervisory Council Management For Voted - For
4 Remuneration Policy Management For Voted - Against
5 Supervisory Council Fees Management For Voted - For
6 Election of Directors Management For Voted - For
FIAT CHRYSLER AUTOMOBILES NV
SECURITY ID: N31738102 TICKER: FCAU
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect John Elkann Management For Voted - For
4 Elect Sergio Marchionne Management For Voted - For
5 Elect Ronald L. Thompson Management For Voted - For
6 Elect Andrea Agnelli Management For Voted - For
7 Elect Tiberto Brandolini d'Adda Management For Voted - For
8 Elect Glenn Earle Management For Voted - For
9 Elect Valerie A. Mars Management For Voted - For
10 Elect Ruth J. Simmons Management For Voted - For
11 Elect Patience Wheatcroft Management For Voted - For
12 Elect Stephen M. Wolf Management For Voted - For
13 Elect Ermenegildo Zegna Management For Voted - Against
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Appointment of Auditor Management For Voted - For
15 Remuneration Policy Management For Voted - Against
16 APPROVAL OF AWARDS TO EXECUTIVE DIRECTORS Management For Voted - Against
17 Authority to Repurchase Shares Management For Voted - For
FLAMEL TECHNOLOGIES SA
SECURITY ID: 338488109 TICKER: FLML
Meeting Date: 26-Jun-15
Meeting Type: Annual
1 Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax
Deductible Expenses
2 Allocation of Profits/Dividends
3 Elect Michael Anderson
4 Elect Guillaume Cerutti
5 Elect Francis J.T Fildes
6 Elect Christophe Navarre
7 Elect Craig R. Stapleton
8 Elect Ben Van Assche
9 Directors' Fees
10 Related Party Transactions
11 Authority to Issue Free Shares
12 Authority to Grant Warrants
13 Eliminate Pre-Emptive Rights Pursuant to Item 12.00
14 Employee Stock Purchase Plan
15 Cancel Preemptive Rights in Favour of Employees of
the Company
16 Authority to Issue American Depository Shares (ADS) w/o Preemptive Rights to
any Public or Private Company in the Pharmaceutical Industry
17 Cancel Preemptive Rights in Favour of any Public or Private Company in the
Pharmaceutical Industry
18 Authorization of Legal Formalities
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GILDAN ACTIVEWEAR INC
SECURITY ID: 375916103 TICKER: GIL
Meeting Date: 05-Feb-15 Meeting Type: Annual
1.1 Elect William D. Anderson Management For Voted - For
1.2 Elect Donald C. Berg Management For Voted - For
1.3 Elect Glenn J. Chamandy Management For Voted - For
1.4 Elect Russell Goodman Management For Voted - For
1.5 Elect Russ Hagey Management For Voted - For
1.6 Elect George Heller Management For Voted - For
1.7 Elect Anne Martin-Vachon Management For Voted - For
1.8 Elect Sheila H. O'Brien Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Gonzalo F. Valdes-Fauli Management For Voted - For
2 Advisory Report on Executive Compensation Management For Voted - For
3 Appointment of Auditor Management For Voted - For
IMAX CORP
SECURITY ID: 45245E109 TICKER: IMAX
Meeting Date: 01-Jun-15 Meeting Type: Annual
1.1 Elect Neil S. Braun Management For Voted - For
1.2 Elect Eric Demirian Management For Voted - For
1.3 Elect Richard L. Gelfond Management For Voted - For
1.4 Elect David W. Leebron Management For Voted - Withheld
1.5 Elect Michael Lynee Management For Voted - For
1.6 Elect Michael MacMillan Management For Voted - For
1.7 Elect I. Martin Pompadur Management For Voted - For
1.8 Elect Darren D. Throop Management For Voted - For
1.9 Elect Bradley J. Wechsler Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
INFOSYS LTD
SECURITY ID: 456788108 TICKER: INFY
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Increase in Authorized Capital Management For Voted - For
2 Amendments to Memorandum Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Bonus Share Issuance Management For Voted - For
Meeting Date: 27-Feb-15 Meeting Type: Special
1 Elect Jeffrey Lehman Management For Voted - For
2 Elect John W. Etchemendy Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1 Increase in Authorized Capital Management For Voted - For
2 Amendments to Memorandum Management For Voted - For
3 Bonus Share Issuance Management For Voted - For
4 Transfer of Finacle to Edgeverve Systems Limited Management For Voted - For
5 Transfer of Edge Services to Edgeverve Systems
Limited Management For Voted - For
Meeting Date: 22-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect U. B. Pravin Rao Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Elect Roopa V. Kudva Management For Voted - For
6 Non-executive Directors' Commission Management For Voted - For
7 Acquisition of Healthcare Business Management For Voted - For
INTERXION HOLDING NV
SECURITY ID: N47279109 TICKER: INXN
Meeting Date: 10-Nov-14 Meeting Type: Special
1 Elect Rob Ruijter Management For Voted - For
KONINKLIJKE PHILIPS N.V.
SECURITY ID: 500472303 TICKER: PHG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Spin-Off of Lighting Business Management For Voted - For
6 Elect F.A. van Houten to the Management Board Management For Voted - For
7 Elect R.H. Wirahadiraksa to the Management Board Management For Voted - For
8 Elect P.A.J. Nota to the Management Board Management For Voted - For
9 Elect Jackson P. Tai to the Supervisory Board Management For Voted - For
10 Elect Heino von Prondzynski to the Supervisory Board Management For Voted - For
11 Elect Cornelis Van Lede to the Supervisory Board Management For Voted - For
12 Elect David Pyott to the Supervisory Board Management For Voted - For
13 Supervisory Board Fees Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Amendments to Articles Regarding Auditor's Term
Length Management For Voted - Against
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Suppress Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Cancellation of Shares Management For Voted - For
MELCO CROWN ENTERTAINMENT LTD
SECURITY ID: 585464100 TICKER: MPEL
Meeting Date: 25-Mar-15 Meeting Type: Special
1 Delisting from Hong Kong Stock Exchange Management For Voted - For
2 Amendment to Articles in Connection with Delisting Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL
Meeting Date: 20-May-15
Meeting Type: Annual
1 Accounts and Reports
2 Elect Lawrence Yau Lung Ho
3 Elect James D. Packer
4 Elect John P. B. Wang
5 Elect Robert John Rankin
6 Directors' Fees
7 Appointment of Auditor and Authority to Set Fees
8 General and Unconditional Mandate to Issue New
Shares
9 Authority to Repurchase Shares (Before the De-Listing)
10 Authority to Repurchase Shares (After the De-Listing)
11 Authority to Issue Repurchased Shares
12 Amendment to the 2011 Share Incentive Plan
13 Amendment to the MCP Share Incentive Plan
METHANEX CORP.
SECURITY ID: 59151K108 TICKER: MEOH
Meeting Date: 30-Apr-15 Meeting Type: Special
1.1 Elect Bruce Aitken
1.2 Elect Howard Balloch
1.3 Elect Phillip Cook
1.4 Elect John Floren
1.5 Elect Thomas Hamilton
1.6 Elect Robert J. Kostelnik
1.7 Elect Douglas Mahaffy
1.8 Elect A. Terence Poole
1.9 Elect John Reid
1.10 Elect Janice G. Rennie
1.11 Elect Monica Sloan
1.12 Elect Margaret Walker
2 Appointment of Auditor and Authority to Set Fees
3 Advisory Vote on Executive Compensation
4 Amendments to Articles (Bundled)
MINDRAY MEDICAL INTERNATIONAL LIMITED
SECURITY ID: 602675100 TICKER: MR
Meeting Date: 10-Dec-14 Meeting Type: Annual
1 Elect LI Xiting
2 Elect Peter WAN Kam To
3 Elect Kern Lim
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
NOKIA CORP
SECURITY ID: 654902204 TICKER: NOK
Meeting Date: 05-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Board and CEO Acts Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Board Size Management For Voted - For
6.1 Elect Vivek Badrinath Management For Voted - For
6.2 Elect Bruce Brown Management For Voted - For
6.3 Elect Elizabeth Doherty Management For Voted - For
6.4 Elect Simon Jiang Management For Voted - For
6.5 Elect Jouko Karvinen Management For Voted - For
6.6 Elect Elizabeth A. Nelson Management For Voted - For
6.7 Elect Risto Siilasmaa Management For Voted - For
6.8 Elect Kari Stadigh Management For Voted - For
7 Authority to Set Auditor's Fees Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
POTASH CORP. OF SASKATCHEWAN INC.
SECURITY ID: 73755L107 TICKER: POT
Meeting Date: 12-May-15 Meeting Type: Special
1.1 Elect Christopher M. Burley Management For Voted - For
1.2 Elect Donald G. Chynoweth Management For Voted - For
1.3 Elect John W. Estey Management For Voted - For
1.4 Elect Gerald W. Grandey Management For Voted - For
1.5 Elect Charles S. Hoffman Management For Voted - For
1.6 Elect Alice D. Laberge Management For Voted - For
1.7 Elect Consuelo E. Madere Management For Voted - For
1.8 Elect Keith G. Martell Management For Voted - For
1.9 Elect Jeffrey J. McCaig Management For Voted - For
1.10 Elect Jochen E. Tilk Management For Voted - For
1.11 Elect Elena Viyella de Paliza Management For Voted - Withheld
2 Appointment of Auditor Management For Voted - For
3 Approval of the 2015 Performance Option Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendments to By-laws Management For Voted - For
6 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRETIUM RESOURCES INC
SECURITY ID: 74139C102 TICKER: PVG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Robert Quartermain Management For Voted - For
2.2 Elect C. Noel Dunn Management For Voted - For
2.3 Elect Ross A. Mitchell Management For Voted - For
2.4 Elect Joseph J. Ovsenek Management For Voted - For
2.5 Elect George Paspalas Management For Voted - For
2.6 Elect Peter Birkey Management For Voted - For
2.7 Elect Shaoyang Shen Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PROGRESSIVE WASTE SOLUTIONS LTD
SECURITY ID: 74339G101 TICKER: BIN
Meeting Date: 13-May-15 Meeting Type: Special
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2.1 Elect John T. Dillon Management For Voted - For
2.2 Elect James J. Forese Management For Voted - For
2.3 Elect Larry S. Hughes Management For Voted - For
2.4 Elect Jeffrey L. Keefer Management For Voted - For
2.5 Elect Douglas W. Knight Management For Voted - For
2.6 Elect Susan Lee Management For Voted - For
2.7 Elect Daniel R. Milliard Management For Voted - For
2.8 Elect Joseph D. Quarin Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Adoption of Advanced Notice Provision Management For Voted - For
5 Amendment to Share Option Plan Management For Voted - For
RESTAURANT BRANDS INTERNATIONAL INC
SECURITY ID: 76131D103 TICKER: QSR
Meeting Date: 17-Jun-15 Meeting Type: Special
1 Elect Alexandre Behring Management For Voted - For
2 Elect Marc Caira Management For Voted - For
3 Elect Martin E. Franklin Management For Voted - For
4 Elect Paul J. Fribourg Management For Voted - For
5 Elect John A. Lederer Management For Voted - For
6 Elect Thomas V. Milroy Management For Voted - For
7 Elect Alan C. Parker Management For Voted - For
8 Elect Daniel S. Schwartz Management For Voted - For
9 Elect Carlos Alberto Sicupira Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Elect Roberto Moses Thompson Motta Management For Voted - For
11 Elect Alexandre van Damme Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 2014 Omnibus Incentive Plan Management For Voted - For
16 Reduction of Stated Capital Management For Voted - For
ROYAL DUTCH SHELL PLC
SECURITY ID: 780259206 TICKER: RDSB
Meeting Date: 19-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Elect Ben Van Beurden Management For Voted - For
4 Elect Guy Elliott Management For Voted - For
5 Elect Euleen GOH Yiu Kiang Management For Voted - For
6 Elect Simon Henry Management For Voted - For
7 Elect Charles O. Holliday, Jr. Management For Voted - For
8 Elect Gerard Kleisterlee Management For Voted - For
9 Elect Sir Nigel Sheinwald Management For Voted - For
10 Elect Linda G. Stuntz Management For Voted - For
11 Elect Hans Wijers Management For Voted - For
12 Elect Patricia A. Woertz Management For Voted - For
13 Elect Gerrit Zalm Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Scrip Dividend Management For Voted - For
20 Authorisation of Political Donations Management For Voted - For
21 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Voted - For
SHIRE PLC
SECURITY ID: 82481R106 TICKER: SHPG
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Remuneration Policy (Binding) Management For Voted - For
4 Elect Dominic Blakemore Management For Voted - For
5 Elect William M. Burns Management For Voted - For
6 Elect Steven Gillis Management For Voted - For
7 Elect David Ginsburg Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect David Kappler Management For Voted - For
9 Elect Susan Kilsby Management For Voted - For
10 Elect Anne Minto Management For Voted - For
11 Elect Flemming Ornskov Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Long Term Incentive Plan 2015 Management For Voted - For
15 Employee Stock Purchase Plan Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
SK TELECOM
SECURITY ID: 78440P108 TICKER: SKM
Meeting Date: 20-Mar-15 Meeting Type: Annual
1 Accounts and Allocation of Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect JANG Dong Hyun Management For Voted - For
4 Election of Audit Committee Member: LEE Jae Hoon Management For Voted - For
5 Directors' Fees Management For Voted - For
STATOIL ASA
SECURITY ID: 85771P102 TICKER: STO
Meeting Date: 19-May-15 Meeting Type: Annual
1 Election of Presiding Chairman Management For Voted - For
2 Agenda Management For Voted - For
3 Election of Individuals to Check Minutes Management For Voted - For
4 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Voted - For
6 Shareholder Proposal Regarding Reporting on Climate
Change Asset Risks Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Climate Change
Strategy Shareholder Against Voted - Against
8 Corporate Governance Report Management For Voted - For
9 Remuneration Guidelines Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Nomination Committee Management For Voted - For
12 Corporate Assembly Fees Management For Voted - For
13 Nomination Committee Fees Management For Voted - For
14 Authority to Distribute Dividend Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Authority to Repurchase Shares in Relation to Share
Saving Plan Management For Voted - For
16 Authority to Repurchase Shares for Cancellation Management For Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING
SECURITY ID: 874039100 TICKER: TSM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3.1 Elect Morris CHANG Management For Voted - For
3.2 Elect F.C. TSENG Management For Voted - For
3.3 Elect Johnsee LEE Management For Voted - For
3.4 Elect Peter Leahy Bonfield Management For Voted - For
3.5 Elect Stan SHIH Management For Voted - For
3.6 Elect Thomas J. Engibous Management For Voted - Withheld
3.7 Elect CHEN Kok-Choo Management For Voted - For
3.8 Elect Michael R. Splinter Management For Voted - For
TALISMAN ENERGY, INC.
SECURITY ID: 87425E103 TICKER: TLM
Meeting Date: 18-Feb-15 Meeting Type: Special
1 Acquisition Management For Voted - For
TECK RESOURCES LTD
SECURITY ID: 878742204 TICKER: TCK
Meeting Date: 22-Apr-15 Meeting Type: Special
1.1 Elect Mayank M. Ashar Management For Voted - For
1.2 Elect Felix P. Chee Management For Voted - For
1.3 Elect Jack L. Cockwell Management For Voted - For
1.4 Elect Laura L. Dottori-Attanasio Management For Voted - For
1.5 Elect Edward C. Dowling Management For Voted - For
1.6 Elect Norman B. Keevil Management For Voted - For
1.7 Elect Norman B. Keevil III Management For Voted - For
1.8 Elect Takeshi Kubota Management For Voted - For
1.9 Elect Takashi Kuriyama Management For Voted - For
1.10 Elect Donald R. Lindsay Management For Voted - For
1.11 Elect Tracey L. McVicar Management For Voted - For
1.12 Elect Kenneth W. Pickering Management For Voted - For
1.13 Elect Warren S.R. Seyffert Management For Voted - For
1.14 Elect Timothy R. Snider Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amendment to the 2010 Stock Option Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
TOWER SEMICONDUCTOR LTD.
SECURITY ID: M87915274 TICKER: TSEM
Meeting Date: 08-Apr-15 Meeting Type: Special
1 Elect Ilan Flato Management For Voted - For
2 Declaration of Material Interest Management N/A Voted - Against
3 Directors' Stock Options Management For Voted - Against
TRANSCANADA CORP.
SECURITY ID: 89353D107 TICKER: TRP
Meeting Date: 01-May-15 Meeting Type: Special
1.1 Elect Kevin E. Benson Management For Voted - For
1.2 Elect Derek H. Burney Management For Voted - For
1.3 Elect Paule Gauthier Management For Voted - For
1.4 Elect Russell K. Girling Management For Voted - For
1.5 Elect S. Barry Jackson Management For Voted - For
1.6 Elect Paula Rosput Reynolds Management For Voted - For
1.7 Elect John Richels Management For Voted - For
1.8 Elect Mary Pat Salomone Management For Voted - For
1.9 Elect D. Michael G. Stewart Management For Voted - For
1.10 Elect Siim A. Vanaselja Management For Voted - For
1.11 Elect Richard E. Waugh Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to Articles Regarding Board Size Management For Voted - For
5 Amendments to By-Law No. 1 Management For Voted - For
YPF
SECURITY ID: 984245100 TICKER: YPF
Meeting Date: 05-Feb-15 Meeting Type: Annual
1 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Authority to Increase Debt Under Global Notes
Program Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Long-Term Incentive Plan Management For Voted - Abstain
GLOBAL X GURU INTERNATIONAL INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Auditor's Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Ratification of Board and Supervisory Council Acts Management For Voted - For
8 Ratification of Directors' Fees Management For Voted - For
9 Ratification of Supervisory Council's Fees Management For Voted - For
10 Supervisory Council Size Management For Voted - Abstain
11 Election of Supervisory Council Members and
Alternates (Class A) Management For Voted - Abstain
12 Election of Supervisory Council Members and
Alternates (Class D) Management For Voted - Abstain
13 Board Size Management For Voted - Abstain
14 Election of Directors (Class A) Management For Voted - Abstain
15 Election of Directors (Class D) Management For Voted - Abstain
16 Directors' Fees; Supervisory Council's Fees Management For Voted - Abstain
17 Indemnification of Board Members, Supervisory
Council and Employees Management For Voted - Abstain
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ALLSCRIPTS HEALTHCARE SOLUTIONS INC
SECURITY ID: 01988P108 TICKER: MDRX
Meeting Date: 29-May-15 Meeting Type: Annual
1 Elect Stuart L. Bascomb Management For Voted - For
2 Elect Paul M. Black Management For Voted - For
3 Elect Dennis H. Chookaszian Management For Voted - For
4 Elect Michael A. Klayko Management For Voted - For
5 Elect Anita V. Pramoda Management For Voted - For
6 Elect David D. Stevens Management For Voted - For
7 Elect Ralph H. Thurman Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Technical Amendments to Certificate Management For Voted - For
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
SECURITY ID: L0175J104 TICKER: ASPS
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Timo V[]tt[] Management For Voted - For
1.2 Elect William B. Shepro Management For Voted - For
1.3 Elect W. Michael Linn Management For Voted - For
1.4 Elect Roland M[]eller-Ineichen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Approval of Annual Reports Management For Voted - For
4 Approval of Directors' Report Management For Voted - For
5 Allocation of Results Management For Voted - For
6 Discharge of Current and Past Directors Management For Voted - For
7 Amendment to Compensation of Non-Management
Directors Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
AMBAC FINANCIAL GROUP INC.
SECURITY ID: 023139884 TICKER: ABKFQ
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Eugene M. Bullis Management For Voted - For
1.2 Elect Victor Mandel Management For Voted - For
1.3 Elect Jeffrey S. Stein Management For Voted - For
1.4 Elect Nader Tavakoli Management For Voted - For
1.5 Elect Alexander D. Greene Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EAGLE OUTFITTERS INC.
SECURITY ID: 02553E106 TICKER: AEO
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Elect Janice E. Page Management For Voted - For
2 Elect David M. Sable Management For Voted - For
3 Elect Noel J. Spiegel Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
AMERICAN RAILCAR INDUSTRIES
SECURITY ID: 02916P103 TICKER: ARII
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Elect SungHwan Cho Management For Voted - Against
2 Elect James C. Pontious Management For Voted - For
3 Elect J. Mike Laisure Management For Voted - For
4 Elect Harold First Management For Voted - Against
5 Elect Hunter C. Gary Management For Voted - Against
6 Elect Andrew Roberto Management For Voted - For
7 Elect Courtney Mather Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
ATLAS ENERGY L.P
SECURITY ID: 04930A104 TICKER: ATLS
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
BEACON ROOFING SUPPLY INC
SECURITY ID: 073685109 TICKER: BECN
Meeting Date: 11-Feb-15 Meeting Type: Annual
1.1 Elect Robert R. Buck Management For Voted - For
1.2 Elect Paul M. Isabella Management For Voted - For
1.3 Elect Richard W. Frost Management For Voted - For
1.4 Elect James J. Gaffney Management For Voted - For
1.5 Elect Peter M. Gotsch Management For Voted - Withheld
1.6 Elect Neil S. Novich Management For Voted - For
1.7 Elect Stuart A. Randle Management For Voted - For
1.8 Elect Wilson B. Sexton Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Douglas L. Young Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CACI INTERNATIONAL INC.
SECURITY ID: 127190304 TICKER: CACI
Meeting Date: 20-Nov-14 Meeting Type: Annual
1.1 Elect Kenneth Asbury Management For Voted - For
1.2 Elect Michael A. Daniels Management For Voted - For
1.3 Elect James S. Gilmore III Management For Voted - For
1.4 Elect William L. Jews Management For Voted - For
1.5 Elect Gregory G. Johnson Management For Voted - For
1.6 Elect J.P. London Management For Voted - For
1.7 Elect James L. Pavitt Management For Voted - For
1.8 Elect Warren R. Phillips Management For Voted - For
1.9 Elect Charles P. Revoile Management For Voted - For
1.10 Elect William S. Wallace Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
CALIFORNIA RESOURCES CORPORATION
SECURITY ID: 13057Q107 TICKER: CRC
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Justin A. Gannon Management For Voted - For
1.2 Elect Avedick B. Poladian Management For Voted - For
1.3 Elect Timothy J. Sloan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CARBONITE INC
SECURITY ID: 141337105 TICKER: CARB
Meeting Date: 01-Jun-15 Meeting Type: Annual
1.1 Elect Mohamad Ali Management For Voted - For
1.2 Elect Peter Gyenes Management For Voted - For
1.3 Elect Pravin Vazirani Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHICO`S FAS, INC.
SECURITY ID: 168615102 TICKER: CHS
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Elect Ross E. Roeder Management For Voted - For
2 Elect Andrea M. Weiss Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Reapprove the Cash Bonus Incentive Plan Management For Voted - For
CHILDRENS PLACE INC
SECURITY ID: 168905107 TICKER: PLCE
Meeting Date: 22-May-15 Meeting Type: Annual
1 Elect Norman S. Matthews Management For Take No Action
2 Elect Kenneth M. Reiss Management For Take No Action
3 Elect Stanley W. Reynolds Management For Take No Action
4 Ratification of Auditor Management For Take No Action
5 Advisory Vote on Executive Compensation Management For Take No Action
1.1 Elect Seth R. Johnson Management N/A Voted - Withheld
1.2 Elect Robert L. Mettler Management N/A Voted - For
1.3 Elect Management Nominee Kenneth M. Reiss Management N/A Voted - For
2 Ratification of Auditor Management N/A Voted - For
3 Advisory Vote on Executive Compensation Management N/A Voted - For
COMPANIA DE MINAS BUENAVENTURA S.A.
SECURITY ID: 204448104 TICKER: BVN
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Authority to Issue Debt Management For Voted - Abstain
COOPER-STANDARD HOLDINGS INC
SECURITY ID: 21676P103 TICKER: CPS
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Glenn R. August Management For Voted - For
1.2 Elect Jeffrey S. Edwards Management For Voted - For
1.3 Elect Sean O. Mahoney Management For Voted - For
1.4 Elect David J. Mastrocola Management For Voted - For
1.5 Elect Justin E. Mirro Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Robert J. Remenar Management For Voted - For
1.7 Elect Thomas W. Sidlik Management For Voted - Withheld
1.8 Elect Stephen A. Van Oss Management For Voted - For
2 Ratification of Auditor Management For Voted - For
DARLING INGREDIENTS INC
SECURITY ID: 237266101 TICKER: DAR
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Randall C. Stuewe Management For Voted - For
2 Elect O. Thomas Albrecht Management For Voted - Against
3 Elect D. Eugene Ewing Management For Voted - Against
4 Elect Dirk Kloosterboer Management For Voted - For
5 Elect Mary R. Korby Management For Voted - For
6 Elect Charles Macaluso Management For Voted - For
7 Elect John D. March Management For Voted - Against
8 Elect Justinus J.G.M. Sanders Management For Voted - For
9 Elect Michael Urbut Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
DEAN FOODS CO.
SECURITY ID: 242370203 TICKER: DF
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect Tom C. Davis Management For Voted - For
2 Elect Janet Hill Management For Voted - For
3 Elect J. Wayne Mailloux Management For Voted - For
4 Elect John R. Muse Management For Voted - For
5 Elect Hector M. Nevares Management For Voted - For
6 Elect Gregg A. Tanner Management For Voted - For
7 Elect Jim L. Turner Management For Voted - For
8 Elect Robert T. Wiseman Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Shareholder Proposal Regarding Genetically Modified
Organisms Shareholder Against Voted - Against
DEPOMED, INC.
SECURITY ID: 249908104 TICKER: DEPO
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Peter D. Staple Management For Voted - For
1.2 Elect Vicente Anido, Jr. Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Karen A. Dawes Management For Voted - For
1.4 Elect Louis J. Lavigne, Jr. Management For Voted - For
1.5 Elect Samuel R. Saks, M.D. Management For Voted - For
1.6 Elect James A. Schoeneck Management For Voted - For
1.7 Elect David B. Zenoff Management For Voted - For
2 Increase of Authorized Common Stock Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
DHT HOLDINGS INC
SECURITY ID: Y2065G121 TICKER: DHT
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Elect Erik A. Lind Management For Voted - For
2 Increase of Authorized Common Stock Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DREAMWORKS ANIMATION SKG INC
SECURITY ID: 26153C103 TICKER: DWA
Meeting Date: 26-May-15 Meeting Type: Annual
1.1 Elect Jeffrey Katzenberg Management For Voted - For
1.2 Elect Harry Brittenham Management For Voted - Withheld
1.3 Elect Thomas E. Freston Management For Voted - For
1.4 Elect Lucian Grainge Management For Voted - For
1.5 Elect Mellody Hobson Management For Voted - For
1.6 Elect Jason Kilar Management For Voted - For
1.7 Elect Michael J. Montgomery Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
DRYSHIPS INC.
SECURITY ID: Y2109Q101 TICKER: DRYS
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Elect George Xiridakis Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Reverse Stock Split Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DYCOM INDUSTRIES, INC.
SECURITY ID: 267475101 TICKER: DY
Meeting Date: 25-Nov-14 Meeting Type: Annual
1.1 Elect Charles B. Coe Management For Voted - For
1.2 Elect Dwight B. Duke Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ENPRO INDUSTRIES INC.
SECURITY ID: 29355X107 TICKER: NPO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Stephen E. Macadam Management For Voted - For
1.2 Elect Thomas M. Botts Management For Voted - Withheld
1.3 Elect Felix M. Brueck Management For Voted - For
1.4 Elect B. Bernard Burns, Jr. Management For Voted - For
1.5 Elect Diane C. Creel Management For Voted - For
1.6 Elect Gordon D. Harnett Management For Voted - For
1.7 Elect David L. Hauser Management For Voted - For
1.8 Elect Kees van der Graaf Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
ENSTAR GROUP LIMITED
SECURITY ID: G3075P101 TICKER: ESGR
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Dominic F. Silvester Management For Voted - For
2 Elect Kenneth W. Moore Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Election of Subsidiary Directors Management For Voted - For
EXTERRAN HOLDINGS INC
SECURITY ID: 30225X103 TICKER: EXH
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Ann-Marie N. Ainsworth Management For Voted - For
1.2 Elect D. Bradley Childers Management For Voted - For
1.3 Elect William M. Goodyear Management For Voted - For
1.4 Elect Gordon T. Hall Management For Voted - For
1.5 Elect Frances Powell Hawes Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect J.W.G. Honeybourne Management For Voted - For
1.7 Elect James H. Lytal Management For Voted - For
1.8 Elect Mark A. McCollum Management For Voted - For
1.9 Elect John P. Ryan Management For Voted - For
1.10 Elect Christopher T. Seaver Management For Voted - For
1.11 Elect Mark R. Sotir Management For Voted - For
1.12 Elect Richard R. Stewart Management For Voted - For
1.13 Elect Ieda Gomes Yell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
FEDERAL-MOGUL CORP.
SECURITY ID: 313549404 TICKER: FDMLQ
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Carl C. Icahn Management For Voted - For
1.2 Elect Sung Hwan Cho Management For Voted - Withheld
1.3 Elect Thomas W. Elward Management For Voted - For
1.4 Elect George Feldenkreis Management For Voted - For
1.5 Elect Hunter C. Gary Management For Voted - Withheld
1.6 Elect Rainer Jueckstock Management For Voted - For
1.7 Elect J. Michael Laisure Management For Voted - Withheld
1.8 Elect Daniel A. Ninivaggi Management For Voted - For
1.9 Elect Neil S. Subin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendments to the 2010 Stock Incentive Plan Management For Voted - For
FIRST CASH FINANCIAL SERVICES INC
SECURITY ID: 31942D107 TICKER: FCFS
Meeting Date: 22-Jun-15 Meeting Type: Annual
1.1 Elect Rick L. Wessel Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Re-Approval of the Executive Performance Incentive
Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
FLAMEL TECHNOLOGIES SA
SECURITY ID: 338488109 TICKER: FLML
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Accounts and Reports; Ratification of Board
Acts;
Approval of Non-Tax Deductible Expenses Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Elect Michael Anderson Management For Voted - For
4 Elect Guillaume Cerutti Management For Voted - For
5 Elect Francis J.T Fildes Management For Voted - For
6 Elect Christophe Navarre Management For Voted - For
7 Elect Craig R. Stapleton Management For Voted - For
8 Elect Ben Van Assche Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Related Party Transactions Management For Voted - Abstain
11 Authority to Issue Free Shares Management For Voted - Against
12 Authority to Grant Warrants Management For Voted - Against
13 Eliminate Pre-Emptive Rights Pursuant to Item 12.00 Management For Voted - Against
14 Employee Stock Purchase Plan Management For Voted - For
15 Cancel Preemptive Rights in Favour of Employees of
the Company Management For Voted - For
16 Authority to Issue American Depository Shares (ADS)
w/o Preemptive Rights to any Public or Private
Company in the Pharmaceutical Industry Management For Voted - For
17 Cancel Preemptive Rights in Favour of any Public or
Private Company in the Pharmaceutical Industry Management For Voted - For
18 Authorization of Legal Formalities Management For Voted - For
FLOTEK INDUSTRIES INC
SECURITY ID: 343389102 TICKER: FTK
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
FTD COMPANIES INC
SECURITY ID: 30281V108 TICKER: FTD
Meeting Date: 09-Jun-15 Meeting Type: Annual
1.1 Elect James Armstrong Management For Voted - For
1.2 Elect Candace H. Duncan Management For Voted - For
1.3 Elect Dennis Holt Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2013 Incentive Compensation Plan Management For Voted - For
4 2015 Employee Stock Purchase Plan Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GATX CORP.
SECURITY ID: 361448103 TICKER: GMT
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Elect Anne L. Arvia Management For Voted - For
2 Elect Ernst A. H[]berli Management For Voted - For
3 Elect Brian A. Kenney Management For Voted - For
4 Elect James B. Ream Management For Voted - For
5 Elect Robert J. Ritchie Management For Voted - For
6 Elect David S. Sutherland Management For Voted - For
7 Elect Casey J. Sylla Management For Voted - For
8 Elect Stephen R. Wilson Management For Voted - For
9 Elect Paul G. Yovovich Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
HEARTLAND PAYMENT SYSTEMS INC
SECURITY ID: 42235N108 TICKER: HPY
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Robert O. Carr Management For Voted - For
1.2 Elect Maureen Breakiron-Evans Management For Voted - For
1.3 Elect Mitchell L. Hollin Management For Voted - For
1.4 Elect Robert H. Niehaus Management For Voted - For
1.5 Elect Marc J. Ostro Management For Voted - For
1.6 Elect Jonathan J. Palmer Management For Voted - For
1.7 Elect Richard W. Vague Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of Second Amended and Restated 2008 Equity
Incentive Plan Management For Voted - For
HILL-ROM HOLDINGS INC
SECURITY ID: 431475102 TICKER: HRC
Meeting Date: 04-Mar-15 Meeting Type: Annual
1.1 Elect Rolf A. Classon Management For Voted - For
1.2 Elect William G. Dempsey Management For Voted - For
1.3 Elect James R. Giertz Management For Voted - For
1.4 Elect Charles E. Golden Management For Voted - For
1.5 Elect John J. Greisch Management For Voted - For
1.6 Elect William H. Kucheman Management For Voted - For
1.7 Elect Ronald A. Malone Management For Voted - For
1.8 Elect Eduardo R. Menasc[] Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Stacy Enxing Seng Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
HORIZON PHARMA PLC
SECURITY ID: G4617B105 TICKER: HZNP
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect William F. Daniel Management For Voted - For
2 Elect H. Thomas Watkins Management For Voted - For
3 Amendment to the 2014 Equity Incentive Plan Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
HOUGHTON MIFFLIN HARCOURT CO
SECURITY ID: 44157R109 TICKER: HMHC
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Sheru Chowdhry Management For Voted - For
1.2 Elect L. Gordon Crovitz Management For Voted - For
1.3 Elect Lawrence K. Fish Management For Voted - For
1.4 Elect Jill A. Greenthal Management For Voted - For
1.5 Elect John F. Killian Management For Voted - For
1.6 Elect John R. McKernan, Jr. Management For Voted - For
1.7 Elect Jonathan F. Miller Management For Voted - For
1.8 Elect E. Rogers Novak, Jr. Management For Voted - For
1.9 Elect Linda K. Zecher Management For Voted - For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - For
3 Employee Stock Purchase Plan Management For Voted - For
4 2015 Omnibus Incentive Plan Management For Voted - For
5 Shareholder Proposal Regarding Return of Capital to
Shareholders Shareholder Against Voted - Against
6 Ratification of Auditor Management For Voted - For
IMAX CORP
SECURITY ID: 45245E109 TICKER: IMAX
Meeting Date: 01-Jun-15 Meeting Type: Annual
1.1 Elect Neil S. Braun Management For Voted - For
1.2 Elect Eric Demirian Management For Voted - For
1.3 Elect Richard L. Gelfond Management For Voted - For
1.4 Elect David W. Leebron Management For Voted - Withheld
1.5 Elect Michael Lynee Management For Voted - For
1.6 Elect Michael MacMillan Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect I. Martin Pompadur Management For Voted - For
1.8 Elect Darren D. Throop Management For Voted - For
1.9 Elect Bradley J. Wechsler Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
INTELSAT S.A
SECURITY ID: L5140P101 TICKER: I
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 APPROVAL OF STATUTORY STAND-ALONE FINANCIAL
STATEMENTS Management For Voted - For
2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For Voted - For
3 Allocation of Annual Results Management For Voted - For
4 APPROVAL OF DECLARATION OF PREFERRED SHARE DIVIDENDS Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect David P. McGlade Management For Voted - For
7 Elect Robert F. Callahan Management For Voted - For
8 Elect Denis Francois Villafranca Management For Voted - For
9 APPROVAL OF DIRECTOR REMUNERATION Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Approval of Share Repurchases and Treasury Share
Holdings Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
INTERDIGITAL INC
SECURITY ID: 45867G101 TICKER: IDCC
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Elect Jeffrey K. Belk Management For Voted - For
2 Elect S. Douglas Hutcheson Management For Voted - For
3 Elect John A. Kritzmacher Management For Voted - For
4 Elect William J. Merritt Management For Voted - For
5 Elect Kai O. Oistamo Management For Voted - For
6 Elect Jean F. Rankin Management For Voted - For
7 Elect Robert S. Roath Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
INTERXION HOLDING NV
SECURITY ID: N47279109 TICKER: INXN
Meeting Date: 10-Nov-14 Meeting Type: Special
1 Elect Rob Ruijter Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ITT EDUCATIONAL SERVICES, INC.
SECURITY ID: 45068B109 TICKER: ESI
Meeting Date: 30-Dec-14 Meeting Type: Annual
1 Elect John E. Dean Management For Voted - Against
2 Elect James D. Fowler, Jr. Management For Voted - Against
3 Elect Vin Weber Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
KERYX BIOPHARMACEUTICALS INC
SECURITY ID: 492515101 TICKER: KERX
Meeting Date: 17-Nov-14 Meeting Type: Special
1 Amendment to the 2013 Incentive Plan Management For Voted - For
KINDRED HEALTHCARE INC
SECURITY ID: 494580103 TICKER: KND
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Joel Ackerman Management For Voted - For
2 Elect Jonathan D. Blum Management For Voted - For
3 Elect Benjamin A Breier Management For Voted - For
4 Elect Thomas P. Cooper Management For Voted - For
5 Elect Paul J. Diaz Management For Voted - For
6 Elect Heyward R. Donigan Management For Voted - For
7 Elect Richard A. Goodman Management For Voted - For
8 Elect Christopher T. Hjelm Management For Voted - For
9 Elect Frederick J. Kleisner Management For Voted - For
10 Elect John H. Short Management For Voted - Abstain
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendment to the 2012 Equity Plan for Non-Employee
Directors Management For Voted - For
14 Ratification of Auditor Management For Voted - For
LANDS` END, INC.
SECURITY ID: 51509F105 TICKER: LE
Meeting Date: 05-Jun-15 Meeting Type: Annual
1.1 Elect Robert Galvin Management For Voted - For
1.2 Elect Elizabeth Darst Leykum Management For Voted - For
1.3 Elect Josephine Linden Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Federica Marchionni Management For Voted - For
1.5 Elect John T. McClain Management For Voted - For
1.6 Elect Jignesh Patel Management For Voted - For
1.7 Elect Jonah Staw Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the Umbrella Incentive Program Management For Voted - For
5 2014 Stock Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
LIBBEY INC.
SECURITY ID: 529898108 TICKER: LBY
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Carol B. Moerdyk Management For Voted - For
1.2 Elect John C. Orr Management For Voted - For
1.3 Elect Stephanie A. Streeter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Reapproval of the Material Terms of Performance
Goals Under the 2006 Omnibus Incentive Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
LIBERTY TRIPADVISOR HOLDINGS INC
SECURITY ID: 531465102 TICKER: LTRPA
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - For
1.2 Elect John C. Malone Management For Voted - For
1.3 Elect Michael J. Malone Management For Voted - For
1.4 Elect Chris Mueller Management For Voted - For
1.5 Elect Larry E. Romrell Management For Voted - For
1.6 Elect Albert E. Rosenthaler Management For Voted - For
1.7 Elect J. David Wargo Management For Voted - For
2 Amendment to the Omnibus Incentive Plan Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
5 Ratification of Auditor Management For Voted - For
LIFE TIME FITNESS INC.
SECURITY ID: 53217R207 TICKER: LTM
Meeting Date: 04-Jun-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote on Golden Parachutes Management For Voted - Against
LOUISIANA-PACIFIC CORP.
SECURITY ID: 546347105 TICKER: LPX
Meeting Date: 01-May-15 Meeting Type: Annual
1 Elect Daniel K. Frierson Management For Voted - For
2 Elect Curtis M. Stevens Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
LUMBER LIQUIDATORS HOLDINGS INC
SECURITY ID: 55003T107 TICKER: LL
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Douglas T. Moore Management For Voted - For
1.2 Elect Nancy M. Taylor Management For Voted - For
1.3 Elect Jimmie L. Wade Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
MBIA INC.
SECURITY ID: 55262C100 TICKER: MBI
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Joseph W. Brown Management For Voted - For
2 Elect Maryann Bruce Management For Voted - For
3 Elect Sean D. Carney Management For Voted - For
4 Elect David A. Coulter Management For Voted - For
5 Elect Steven J. Gilbert Management For Voted - For
6 Elect Charles R. Rinehart Management For Voted - For
7 Elect Theodore Shasta Management For Voted - For
8 Elect Richard C. Vaughan Management For Voted - For
9 Adoption of the 2016 Annual Incentive Plan Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
MEDICINES CO
SECURITY ID: 584688105 TICKER: MDCO
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Armin M. Kessler Management For Voted - For
1.2 Elect Robert G. Savage Management For Voted - Withheld
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Glenn P. Sblendorio Management For Voted - Withheld
1.4 Elect Melvin K. Spigelman Management For Voted - For
2 Increase of Authorized Common Stock Management For Voted - For
3 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
MENTOR GRAPHICS CORP.
SECURITY ID: 587200106 TICKER: MENT
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Elect Keith L. Barnes Management For Voted - For
1.2 Elect Peter Leahy Bonfield Management For Voted - Withheld
1.3 Elect Gregory K. Hinckley Management For Voted - Withheld
1.4 Elect Paul A. Mascarenas Management For Voted - For
1.5 Elect J. Daniel McCranie Management For Voted - For
1.6 Elect Patrick B. McManus Management For Voted - For
1.7 Elect Walden C. Rhines Management For Voted - For
1.8 Elect Jeffrey M. Stafeil Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
MERCER INTERNATIONAL INC.
SECURITY ID: 588056101 TICKER: MERC
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Elect Jimmy S.H. Lee Management For Voted - For
1.2 Elect William D. McCartney Management For Voted - For
1.3 Elect Eric Lauritzen Management For Voted - For
1.4 Elect Graeme A. Witts Management For Voted - For
1.5 Elect Bernard Picchi Management For Voted - For
1.6 Elect James Shepherd Management For Voted - For
1.7 Elect R. Keith Purchase Management For Voted - For
1.8 Elect Nancy Orr Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
MERITAGE HOMES CORP.
SECURITY ID: 59001A102 TICKER: MTH
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect Peter L. Ax Management For Voted - For
2 Elect Robert G. Sarver Management For Voted - Against
3 Elect Gerald W. Haddock Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Michael R. Odell Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
MINDRAY MEDICAL INTERNATIONAL LIMITED
SECURITY ID: 602675100 TICKER: MR
Meeting Date: 10-Dec-14 Meeting Type: Annual
1 Elect LI Xiting Management For Voted - For
2 Elect Peter WAN Kam To Management For Voted - Against
3 Elect Kern Lim Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
MRC GLOBAL INC
SECURITY ID: 55345K103 TICKER: MRC
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Andrew R. Lane Management For Voted - For
1.2 Elect Leonard M. Anthony Management For Voted - For
1.3 Elect Rhys J. Best Management For Voted - For
1.4 Elect Henry Cornell Management For Voted - For
1.5 Elect Craig Ketchum Management For Voted - For
1.6 Elect Gerald P. Krans Management For Voted - For
1.7 Elect Cornelis A. Linse Management For Voted - For
1.8 Elect John A. Perkins Management For Voted - For
1.9 Elect H.B. Wehrle, III Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendment to the 2011 Omnibus Incentive Plan Management For Voted - For
4 Approval of Material Terms Under the 2011 Omnibus
Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
NATIONSTAR MORTGAGE HOLDINGS INC
SECURITY ID: 63861C109 TICKER: NSM
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Wesley R. Edens Management For Voted - For
1.2 Elect Jay Bray Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Approval of Equity Grant Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NAVISTAR INTERNATIONAL CORP.
SECURITY ID: 63934E108 TICKER: NAV
Meeting Date: 11-Feb-15 Meeting Type: Annual
1.1 Elect Troy A. Clarke Management For Voted - For
1.2 Elect John D. Correnti Management For Voted - For
1.3 Elect Michael N. Hammes Management For Voted - For
1.4 Elect Vincent J. Intrieri Management For Voted - For
1.5 Elect James H. Keyes Management For Voted - For
1.6 Elect Stanley McChrystal Management For Voted - For
1.7 Elect Samuel J. Merksamer Management For Voted - For
1.8 Elect Mark H. Rachesky Management For Voted - For
1.9 Elect Michael Sirignano Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Technical Amendments to Charter/Bylaw Management For Voted - For
NETSCOUT SYSTEMS INC
SECURITY ID: 64115T104 TICKER: NTCT
Meeting Date: 25-Jun-15 Meeting Type: Special
1 Issuance of Common Stock for Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
NMI HOLDINGS INC
SECURITY ID: 629209305 TICKER: NMIHZ
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Bradley M. Shuster Management For Voted - For
1.2 Elect Michael Embler Management For Voted - For
1.3 Elect James G. Jones Management For Voted - For
1.4 Elect Michael Montgomery Management For Voted - For
1.5 Elect John Brandon Osmon Management For Voted - For
1.6 Elect James H. Ozanne Management For Voted - For
1.7 Elect Steven L. Scheid Management For Voted - For
2 Ratification of Auditor Management For Voted - For
NOODLES & COMPANY
SECURITY ID: 65540B105 TICKER: NDLS
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Stuart Frenkiel Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Jeffery Jones Management For Voted - For
1.3 Elect Andrew Taub Management For Voted - For
2 Ratification of Auditor Management For Voted - For
NORTEK INC
SECURITY ID: 656559309 TICKER: NTK
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Michael J. Clarke Management For Voted - For
1.2 Elect Daniel C. Lukas Management For Voted - For
1.3 Elect Bennett Rosenthal Management For Voted - For
2 Ratification of Auditor Management For Voted - For
OSI SYSTEMS, INC.
SECURITY ID: 671044105 TICKER: OSIS
Meeting Date: 12-Dec-14 Meeting Type: Annual
1.1 Elect Deepak Chopra Management For Voted - For
1.2 Elect Ajay Mehra Management For Voted - For
1.3 Elect Steven C. Good Management For Voted - Withheld
1.4 Elect Meyer Luskin Management For Voted - Withheld
1.5 Elect David T. Feinberg Management For Voted - Withheld
1.6 Elect William F. Ballhaus Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
OUTERWALL INC
SECURITY ID: 690070107 TICKER: OUTR
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Elect Nelson C. Chan Management For Voted - For
2 Elect Ross G. Landsbaum Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - Against
PBF ENERGY INC
SECURITY ID: 69318G106 TICKER: PBF
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Thomas D. O'Malley Management For Voted - For
2 Elect Spencer Abraham Management For Voted - For
3 Elect Jefferson F. Allen Management For Voted - For
4 Elect Wayne A. Budd Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect S. Eugene Edwards Management For Voted - For
6 Elect Dennis M. Houston Management For Voted - For
7 Elect Edward F. Kosnik Management For Voted - For
8 Elect Eija Malmivirta Management For Voted - For
9 Elect Thomas J. Nimbley Management For Voted - For
10 Ratification of Auditor Management For Voted - For
PINNACLE ENTERTAINMENT INC
SECURITY ID: 723456109 TICKER: PNK
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect Charles L. Atwood Management N/A Did Not Vote
2 Elect Stephen C. Comer Management N/A Did Not Vote
3 Elect Bruce A. Leslie Management N/A Did Not Vote
4 James L. Martineau Management N/A Did Not Vote
5 Elect Desiree Rogers Management N/A Did Not Vote
6 Anthony M. Sanfilippo Management N/A Did Not Vote
7 Miller Studenmund Management N/A Did Not Vote
8 Advisory Vote on Executive Compensation Management N/A Did Not Vote
9 Ratification of Auditor Management N/A Did Not Vote
10 2015 Equity and Performance Incentive Plan Management N/A Did Not Vote
11 Increase of Authorized Common Stock Management N/A Did Not Vote
12 Adoption of Shareholder Rights Plan Management N/A Did Not Vote
13 Shareholder Proposal Regarding Allowing Spin-Off
Shareholders to Amend Bylaws Shareholder N/A Did Not Vote
14 Shareholder Proposal Regarding Annual Election of
All Directors of Spin-Off Shareholder N/A Did Not Vote
15 Shareholder Proposal Regarding Right to Call A
Special Meeting at Spin-Off Shareholder N/A Did Not Vote
16 Shareholder Proposal Regarding Shareholder Approval
of Spin-Off Poison Pill Shareholder N/A Did Not Vote
17 Shareholder Proposal Regarding Spin-Off Opt Out of
Anti-Takeover Statutes Shareholder N/A Did Not Vote
18 Shareholder Proposal Regarding Restricting Board's
Ability to Amend Bylaws Shareholder N/A Did Not Vote
19 Shareholder Proposal Regarding Shareholder Ability
to Amend Bylaws Shareholder N/A Did Not Vote
1 Elect Charles L. Atwood Management For Voted - For
2 Elect Stephen C. Comer Management For Voted - For
3 Elect Bruce A. Leslie Management For Voted - For
4 Elect James L. Martineau Management For Voted - For
5 Elect Desiree Rogers Management For Voted - For
6 Elect Anthony M. Sanfilippo Management For Voted - For
7 Elect Miller Studenmund Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 2015 Equity and Performance Incentive Plan Management For Voted - For
11 Increase of Authorized Common Stock Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Adoption of Shareholder Rights Plan Management For Voted - For
13 Shareholder Proposal Regarding Allowing Spin-Off
Shareholders to Amend Bylaws Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Annual Election of
All Directors of Spin-Off Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Right to Call A
Special Meeting at Spin-Off Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Shareholder Approval
of Spin-Off Poison Pill Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Spin-Off Opt Out of
Anti-Takeover Statutes Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Restricting Board's
Ability to Amend Bylaws Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Shareholder Ability
to Amend Bylaws Shareholder Against Voted - Against
PRETIUM RESOURCES INC
SECURITY ID: 74139C102 TICKER: PVG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Robert Quartermain Management For Voted - For
2.2 Elect C. Noel Dunn Management For Voted - For
2.3 Elect Ross A. Mitchell Management For Voted - For
2.4 Elect Joseph J. Ovsenek Management For Voted - For
2.5 Elect George Paspalas Management For Voted - For
2.6 Elect Peter Birkey Management For Voted - For
2.7 Elect Shaoyang Shen Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PRIMERICA INC
SECURITY ID: 74164M108 TICKER: PRI
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect John A. Addison, Jr. Management For Voted - For
1.2 Elect Joel M. Babbit Management For Voted - For
1.3 Elect P. George Benson Management For Voted - For
1.4 Elect Gary L. Crittenden Management For Voted - For
1.5 Elect Cynthia N. Day Management For Voted - For
1.6 Elect Mark Mason Management For Voted - For
1.7 Elect Robert F. McCullough Management For Voted - For
1.8 Elect Beatriz R. Perez Management For Voted - For
1.9 Elect D. Richard Williams Management For Voted - For
1.10 Elect Glenn J. Williams Management For Voted - For
1.11 Elect Barbara A. Yastine Management For Voted - For
2 Ratification of Auditor Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QUAD/GRAPHICS INC
SECURITY ID: 747301109 TICKER: QUAD
Meeting Date: 18-May-15 Meeting Type: Annual
1.1 Elect William J. Abraham, Jr. Management For Voted - For
1.2 Elect Mark A. Angelson Management For Voted - For
1.3 Elect Douglas P. Buth Management For Voted - Withheld
1.4 Elect Christopher B. Harned Management For Voted - For
1.5 Elect J. Joel Quadracci Management For Voted - For
1.6 Elect Kathryn Quadracci Flores Management For Voted - For
1.7 Elect Thomas O. Ryder Management For Voted - For
1.8 Elect John S. Shiely Management For Voted - For
QUANEX BUILDING PRODUCTS CORP
SECURITY ID: 747619104 TICKER: NX
Meeting Date: 26-Feb-15 Meeting Type: Annual
1.1 Elect Robert R. Buck Management For Voted - For
1.2 Elect Joseph D. Rupp Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
RENT-A-CENTER INC.
SECURITY ID: 76009N100 TICKER: RCII
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Elect Michael J. Gade Management For Voted - For
2 Elect J. V. Lentell Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
REPUBLIC AIRWAYS HLDGS INC
SECURITY ID: 760276105 TICKER: RJET
Meeting Date: 09-Jun-15 Meeting Type: Annual
1.1 Elect Bryan K. Bedford Management For Voted - For
1.2 Elect Lawrence J. Cohen Management For Voted - For
1.3 Elect Neal S. Cohen Management For Voted - For
1.4 Elect Robert L. Colin Management For Voted - For
1.5 Elect Daniel P. Garton Management For Voted - For
1.6 Elect Douglas J. Lambert Management For Voted - For
1.7 Elect Mark L. Plaumann Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratification of Auditor Management For Voted - For
RESOLUTE FOREST PRODUCTS INC
SECURITY ID: 76117W109 TICKER: RFP
Meeting Date: 29-May-15 Meeting Type: Annual
1 Elect Michel P. Desbiens Management For Voted - For
2 Elect Jennifer C. Dolan Management For Voted - For
3 Elect Richard D. Falconer Management For Voted - For
4 Elect Richard Garneau Management For Voted - For
5 Elect Jeffrey A. Hearn Management For Voted - For
6 Elect Bradley P. Martin Management For Voted - Against
7 Elect Alain Rh[]aume Management For Voted - For
8 Elect Michael Rousseau Management For Voted - For
9 Elect David H. Wilkins Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the Equity Incentive Plan Management For Voted - For
RYLAND GROUP INC
SECURITY ID: 783764103 TICKER: RYL
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect William L. Jews Management For Voted - For
2 Elect Ned Mansour Management For Voted - For
3 Elect Robert E. Mellor Management For Voted - For
4 Elect Norman J. Metcalfe Management For Voted - For
5 Elect Larry T. Nicholson Management For Voted - For
6 Elect Charlotte St. Martin Management For Voted - For
7 Elect Thomas W. Toomey Management For Voted - For
8 Elect Robert G. Van Schoonenberg Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
SANDRIDGE ENERGY INC
SECURITY ID: 80007P307 TICKER: SD
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Everett R. Dobson Management For Voted - Withheld
1.2 Elect Alan J. Weber Management For Voted - For
1.3 Elect Dan A. Westbrook Management For Voted - For
2 Increase of Authorized Common Stock Management For Voted - Against
3 Amendment to Incentive Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Advisory Vote on Executive Compensation Management For Voted - Against
SCIENTIFIC GAMES CORPORATION
SECURITY ID: 80874P109 TICKER: SGMS
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Ronald O. Perelman Management For Voted - For
1.2 Elect M. Gavin Isaacs Management For Voted - For
1.3 Elect Richard Haddrill Management For Voted - For
1.4 Elect Peter A. Cohen Management For Voted - For
1.5 Elect David L. Kennedy Management For Voted - For
1.6 Elect Gerald J. Ford Management For Voted - For
1.7 Elect Gabrielle K. McDonald Management For Voted - For
1.8 Elect Paul M. Meister Management For Voted - For
1.9 Elect Michael J. Regan Management For Voted - For
1.10 Elect Barry F. Schwartz Management For Voted - For
1.11 Elect Frances F. Townsend Management For Voted - For
2 Amendment to the 2003 Incentive Compensation Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
SCORPIO TANKERS INC
SECURITY ID: Y7542C106 TICKER: STNG
Meeting Date: 26-May-15 Meeting Type: Annual
1.1 Elect Robert Bugbee Management For Voted - For
1.2 Elect Donald C. Trauscht Management For Voted - Withheld
1.3 Elect Jose Tarruella Management For Voted - For
2 Ratification of Auditor Management For Voted - For
SEARS HOMETOWN AND OUTLET STORES INC
SECURITY ID: 812362101 TICKER: SHOS
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect E.J. Bird Management For Voted - For
1.2 Elect Jeffrey Flug Management For Voted - For
1.3 Elect James F. Gooch Management For Voted - For
1.4 Elect Josephine Linden Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SINCLAIR BROADCAST GROUP, INC.
SECURITY ID: 829226109 TICKER: SBGI
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect David D. Smith Management For Voted - For
1.2 Elect Frederick G. Smith Management For Voted - For
1.3 Elect J. Duncan Smith Management For Voted - For
1.4 Elect Robert E. Smith Management For Voted - For
1.5 Elect Howard E. Friedman Management For Voted - For
1.6 Elect Lawrence E. McCanna Management For Voted - Withheld
1.7 Elect Daniel C. Keith Management For Voted - For
1.8 Elect Martin R. Leader Management For Voted - For
2 Ratification of Auditor Management For Voted - For
SOUTH JERSEY INDUSTRIES, INC.
SECURITY ID: 838518108 TICKER: SJI
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Elect Sarah M. Barpoulis Management For Voted - For
2 Elect Thomas A. Bracken Management For Voted - For
3 Elect Keith S. Campbell Management For Voted - For
4 Elect Sheila Hartnett-Devlin Management For Voted - For
5 Elect Victor A. Fortkiewicz Management For Voted - For
6 Elect Walter M. Higgins III Management For Voted - For
7 Elect Sunita Holzer Management For Voted - For
8 Elect Joseph H. Petrowski Management For Voted - For
9 Elect Michael J. Renna Management For Voted - For
10 Elect Frank L. Sims Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 2015 Omnibus Equity Compensation Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
SPARTANNASH CO
SECURITY ID: 847215100 TICKER: SPTN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect M. Sh[]n Atkins Management For Voted - For
1.2 Elect Dennis Eidson Management For Voted - For
1.3 Elect Mickey P. Foret Management For Voted - For
1.4 Elect Frank M. Gambino Management For Voted - For
1.5 Elect Douglas A. Hacker Management For Voted - For
1.6 Elect Yvonne R. Jackson Management For Voted - For
1.7 Elect Elizabeth A. Nickels Management For Voted - For
1.8 Elect Timothy J. O'Donovan Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Hawthorne L. Proctor Management For Voted - For
1.10 Elect Craig C. Sturken Management For Voted - For
1.11 Elect William R. Voss Management For Voted - For
2 Stock Incentive Plan of 2015 Management For Voted - For
3 Amendment to the Executive Cash Incentive Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Elimination of Supermajority Voting Provisions with
Respect to Business Combinations Management For Voted - For
6 Elimination of Supermajority Voting Provisions with
Respect to Amendment or Repeal of Articles of
Incorporation Management For Voted - For
7 Elimination of Supermajority Voting Provisions with
Respect to Amendment of Bylaws Management For Voted - For
8 Elimination of Provision Relating to Michigan
Control Share Act Management For Voted - For
9 Ratification of Auditor Management For Voted - For
ST. JOE CO.
SECURITY ID: 790148100 TICKER: JOE
Meeting Date: 30-Jun-15 Meeting Type: Annual
1 Elect Cesar L. Alvarez Management For Voted - Against
2 Elect Bruce R. Berkowitz Management For Voted - For
3 Elect Howard S. Frank Management For Voted - For
4 Elect Jeffrey C. Keil Management For Voted - For
5 Elect Stanley Martin Management For Voted - For
6 Elect Thomas P. Murphy, Jr. Management For Voted - For
7 Elect Vito S. Portera Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 2015 Performance and Equity Incentive Plan Management For Voted - For
STATE NATIONAL COMPANIES INC
SECURITY ID: 85711T305 TICKER: SNC
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Gene Becker Management For Voted - Withheld
1.2 Elect Marsha Cameron Management For Voted - For
1.3 Elect David King Management For Voted - For
1.4 Elect Terry Ledbetter Management For Voted - For
1.5 Elect Fred Reichelt Management For Voted - For
2 Approval of the 2015 Cash Incentive Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STONE ENERGY CORP.
SECURITY ID: 861642106 TICKER: SGY
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect George R. Christmas Management For Voted - For
2 Elect B.J. Duplantis Management For Voted - For
3 Elect Peter D. Kinnear Management For Voted - For
4 Elect David T. Lawrence Management For Voted - For
5 Elect Robert S. Murley Management For Voted - For
6 Elect Richard A. Pattarozzi Management For Voted - For
7 Elect Donald E. Powell Management For Voted - For
8 Elect Kay G. Priestly Management For Voted - For
9 Elect Phyllis M. Taylor Management For Voted - For
10 Elect David H. Welch Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Increase of Authorized Common Stock Management For Voted - For
14 Second Amendment to the 2009 Stock Incentive Plan Management For Voted - For
15 Third Amendment to the 2009 Stock Incentive Plan Management For Voted - For
SYNAPTICS INC
SECURITY ID: 87157D109 TICKER: SYNA
Meeting Date: 21-Oct-14 Meeting Type: Annual
1 Elect Francis F. Lee Management For Voted - For
2 Elect Nelson C. Chan Management For Voted - For
3 Elect Richard L. Sanquini Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
TEREX CORP.
SECURITY ID: 880779103 TICKER: TEX
Meeting Date: 15-May-15 Meeting Type: Annual
1 Elect Ronald M. DeFeo Management For Voted - For
2 Elect G. Chris Andersen Management For Voted - For
3 Elect Paula H. J. Cholmondeley Management For Voted - For
4 Elect Don DeFosset Management For Voted - For
5 Elect Thomas J. Hansen Management For Voted - For
6 Elect Raimund Klinkner Management For Voted - For
7 Elect David A. Sachs Management For Voted - For
8 Elect Oren G. Shaffer Management For Voted - For
9 Elect David C. Wang Management For Voted - For
10 Elect Scott W. Wine Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
THERAVANCE INC.
SECURITY ID: 88338T104 TICKER: THRX
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Michael W. Aguiar Management For Voted - For
1.2 Elect Catherine J. Friedman Management For Voted - For
1.3 Elect Terrence C. Kearney Management For Voted - For
1.4 Elect Paul Pepe Management For Voted - For
1.5 Elect James L. Tyree Management For Voted - For
1.6 Elect William H. Waltrip Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
TRONOX LIMITED
SECURITY ID: Q9235V101 TICKER: TROX
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Thomas Casey Management For Voted - For
1.2 Elect Andrew P. Hines Management For Voted - Withheld
1.3 Elect Wayne A. Hinman Management For Voted - Withheld
1.4 Elect Peter Johnston Management For Voted - For
1.5 Elect Ilan Kaufthal Management For Voted - Withheld
1.6 Elect Jeffry N. Quinn Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
UNIVERSAL DISPLAY CORP.
SECURITY ID: 91347P105 TICKER: OLED
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Elect Steven V. Abramson Management For Voted - For
2 Elect Leonard Becker Management For Voted - For
3 Elect Richard C. Elias Management For Voted - For
4 Elect Elizabeth H. Gemmill Management For Voted - Against
5 Elect Rosemarie B. Greco Management For Voted - For
6 Elect C. Keith Hartley Management For Voted - For
7 Elect Lawrence Lacerte Management For Voted - For
8 Elect Sidney D. Rosenblatt Management For Voted - Against
9 Elect Sherwin I. Seligsohn Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VAIL RESORTS INC.
SECURITY ID: 91879Q109 TICKER: MTN
Meeting Date: 05-Dec-14 Meeting Type: Annual
1 Elect Roland A. Hernandez Management For Voted - For
2 Elect Robert A. Katz Management For Voted - For
3 Elect Richard D. Kincaid Management For Voted - For
4 Elect John T. Redmond Management For Voted - For
5 Elect Hilary A. Schneider Management For Voted - For
6 Elect D. Bruce Sewell Management For Voted - For
7 Elect John F. Sorte Management For Voted - For
8 Elect Peter A. Vaughn Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Reapproval of Material Terms of the Incentive
Compensation Plans Management For Voted - For
11 Ratification of Auditor Management For Voted - For
VANDA PHARMACEUTICALS INC
SECURITY ID: 921659108 TICKER: VNDA
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Mihael H. Polymeropoulos Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Reapproval of Performance Goals Under the 2006
Equity Incentive Plan Management For Voted - For
VASCO DATA SECURITY INTERNATIONAL INC
SECURITY ID: 92230Y104 TICKER: VDSI
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Elect T. Kendall Hunt Management For Voted - For
1.2 Elect Michael P. Cullinane Management For Voted - For
1.3 Elect John N. Fox, Jr. Management For Voted - For
1.4 Elect Jean K. Holley Management For Voted - Withheld
1.5 Elect Matthew Moog Management For Voted - For
2 Ratification of Auditor Management For Voted - For
WOLVERINE WORLD WIDE, INC.
SECURITY ID: 978097103 TICKER: WWW
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Roxane Divol Management For Voted - For
GLOBAL X GURU SMALL CAP INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Joseph R. Gromek Management For Voted - For
1.3 Elect Brenda J. Lauderback Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
YRC WORLDWIDE INC
SECURITY ID: 984249607 TICKER: YRCWA
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Raymond J. Bromark Management For Voted - For
1.2 Elect Matthew A. Doheny Management For Voted - For
1.3 Elect Robert L. Friedman Management For Voted - For
1.4 Elect James E. Hoffman Management For Voted - For
1.5 Elect Michael J. Kneeland Management For Voted - For
1.6 Elect James L. Welch Management For Voted - For
1.7 Elect James F. Winestock Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Elect Patricia M. Nazemetz Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACACIA MINING PLC
SECURITY ID: G0067D104 TICKER: ABG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Kelvin Dushnisky Management For Voted - For
5 Elect Bradley Gordon Management For Voted - For
6 Elect Juma V. Mwapachu Management For Voted - For
7 Elect Graham G. Clow Management For Voted - For
8 Elect Rachel English Management For Voted - For
9 Elect Andre Falzon Management For Voted - For
10 Elect Michael P. Kenyon Management For Voted - For
11 Elect Steve Lucas Management For Voted - For
12 Elect Peter W. Tomsett Management For Voted - For
13 Elect Stephen Galbraith Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
ACACIA MINING PLC
SECURITY ID: G0128R100 TICKER: ABG
Meeting Date: 26-Nov-14 Meeting Type: Ordinary
1 Change in Company Name Management For Voted - For
ALACER GOLD CORP
SECURITY ID: 010679108 TICKER: AQG
Meeting Date: 10-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Rodney P. Antal Management For Voted - For
3 Elect Thomas R. Bates, Jr. Management For Voted - For
4 Elect Edward C. Dowling, Jr. Management For Voted - For
5 Elect Richard P. Graff Management For Voted - For
6 Elect Anna Kolonchina Management For Voted - For
7 Elect Alan P. Krusi Management For Voted - For
8 Appointment of Auditor Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Advisory Vote on Executive Compensation Management For Voted - For
ALAMOS GOLD INC.
SECURITY ID: 011527108 TICKER: AGI
Meeting Date: 03-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Anthony Garson Management For Voted - For
4 Elect David Gower Management For Voted - For
5 Elect John A. McCluskey Management For Voted - For
6 Elect Paul J. Murphy Management For Voted - For
7 Elect Kenneth G. Stowe Management For Voted - For
8 Elect David Fleck Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Change of Continuance from British Columbia to
Ontario Management For Voted - For
4 Merger Management For Voted - For
5 Approve Long Term Incentive Plan and Employee Share
Purchase Plan for AuRico Metals Inc. Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
ALPHA NATURAL RESOURCES INC
SECURITY ID: 02076X102 TICKER: ANR
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Kevin S. Crutchfield Management For Voted - For
2 Elect William J. Crowley, Jr. Management For Voted - For
3 Elect E. Linn Draper, Jr. Management For Voted - For
4 Elect Deborah M. Fretz Management For Voted - For
5 Elect P. Michael Giftos Management For Voted - Against
6 Elect L. Patrick Hassey Management For Voted - For
7 Elect Joel Richards, III Management For Voted - For
8 Increase Authorized Common Shares from 400 Million
to 600 Million Management For Voted - For
9 Reverse Stock Split Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
ANEKA TAMBANG
SECURITY ID: Y7116R158 TICKER: ANTM
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Partnership and Community development Program Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Amendments to Articles Management For Voted - Against
7 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
ARCH COAL INC.
SECURITY ID: 039380100 TICKER: ACI
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Elect David Freudenthal Management For Voted - For
2 Elect Patricia F. Godley Management For Voted - For
3 Elect James A. Sabala Management For Voted - For
4 Elect Wesley M. Taylor Management For Voted - For
5 Elect Peter I. Wold Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Reverse Stock Split Management For Voted - For
9 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
ARGONAUT GOLD INC
SECURITY ID: 04016A101 TICKER: AR
Meeting Date: 05-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter C. Dougherty Management For Voted - For
3 Elect Brian J. Kennedy Management For Voted - For
4 Elect James E. Kofman Management For Voted - For
5 Elect Christopher R. Lattanzi Management For Voted - For
6 Elect Peter Mordaunt Management For Voted - For
7 Elect Dale C. Peniuk Management For Voted - For
8 Elect David H. Watkins Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Shareholder Rights Plan Management For Voted - For
11 Shareholder Proposal Regarding Advisory Vote on
Compensation (Say on Pay) Shareholder Against Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Shareholder Proposal Regarding Retention of Shares Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Setting Performance
Measures Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Dilution Safeguards Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Approval of High
Risk Investments Shareholder Against Voted - Against
ARRIUM LIMITED
SECURITY ID: Q05369105 TICKER: ARI
Meeting Date: 17-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Jeremy (Jerry) Maycock Management For Voted - For
4 Re-elect Peter Nankervis Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
ASANKO GOLD INC
SECURITY ID: 04341Y105 TICKER: AKG
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Colin G. Steyn Management For Voted - For
4 Elect Peter Breese Management For Voted - For
5 Elect Shawn K. Wallace Management For Voted - For
6 Elect Gordon J. Fretwell Management For Voted - Against
7 Elect Marcel de Groot Management For Voted - For
8 Elect Michael Price Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
ATLAS IRON LTD
SECURITY ID: Q0622U103 TICKER: AGO
Meeting Date: 29-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 REMUNERATION REPORT Management For Voted - For
3 Re-elect David Hannon Management For Voted - For
4 Renew Proportional Takeover Provisions Management For Voted - For
5 Approve Employee Share Plan Management For Voted - For
6 Approve Long Term Incentive Plan Management For Voted - For
7 Approve Short Term Incentive Deferral Plan Management For Voted - For
8 Equity Grant FY2016 (MD/CEO Kenneth Brinsden) Management For Voted - For
9 Equity Grant FY2016 (Executive Director Mark
Hancock) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Equity Grant FY2017 (MD/CEO Kenneth Brinsden) Management For Voted - For
11 Equity Grant FY2017 (Executive Director, Mark
Hancock) Management For Voted - For
AURICO GOLD INC
SECURITY ID: 05155C105 TICKER: AUQ
Meeting Date: 07-May-15 Meeting Type: Special
1.1 Elect Alan Edwards Management For Voted - For
1.2 Elect Richard M. Colterjohn Management For Voted - For
1.3 Elect Mark J. Daniel Management For Voted - For
1.4 Elect Patrick D. Downey Management For Voted - For
1.5 Elect Scott G. Perry Management For Voted - For
1.6 Elect Ronald E. Smith Management For Voted - For
1.7 Elect Joseph G. Spiteri Management For Voted - For
1.8 Elect Janice A. Stairs Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Amendment to the 2014 ESPP Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Approve Long Term Incentive Plan and Employee Share
Purchase Plan for AuRico Metals Inc. Management For Voted - For
B2GOLD CORP
SECURITY ID: 11777Q209 TICKER: BTG
Meeting Date: 12-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Clive T. Johnson Management For Voted - For
4 Elect Robert Cross Management For Voted - For
5 Elect Robert Gayton Management For Voted - Against
6 Elect Barry D. Rayment Management For Voted - For
7 Elect Jerry R. Korpan Management For Voted - For
8 Elect Bongani Mtshisi Management For Voted - For
9 Elect Kevin Bullock Management For Voted - For
10 Elect Mark A. Connelly Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Stock Option Plan Management For Voted - For
13 Amendment to the Restricted Share Unit Plan Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BEADELL RESOURCES LIMITED
SECURITY ID: Q1398U103 TICKER: BDR
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Craig L. Readhead Management For Voted - For
4 Re-elect Robert Watkins Management For Voted - For
5 Equity Grant (Executive director Robert Watkins) Management For Voted - For
6 Equity Grant (MD Peter Bowler) Management For Voted - For
CAPSTONE MINING CORPORATION
SECURITY ID: 14068G104 TICKER: CS
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Lawrence I. Bell Management For Voted - For
4 Elect George L. Brack Management For Voted - For
5 Elect Chantal Gosselin Management For Voted - For
6 Elect Soon Jin Kwon Management For Voted - For
7 Elect Kalidas V. Madhavpeddi Management For Voted - Against
8 Elect Dale C. Peniuk Management For Voted - For
9 Elect Darren M. Pylot Management For Voted - For
10 Elect Richard N. Zimmer Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
CENTAMIN PLC
SECURITY ID: G2055Q105 TICKER: CEY
Meeting Date: 18-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Remuneration Report (Advisory) Management For Voted - For
4 Remuneration Policy (Binding) Management For Voted - For
5 Elect Josef El-Raghy Management For Voted - For
6 Elect Andrew M. Pardey Management For Voted - For
7 Elect Trevor Schultz Management For Voted - For
8 Elect Gordon E. Haslam Management For Voted - For
9 Elect Mark R. Arnesen Management For Voted - For
10 Elect Mark Bankes Management For Voted - For
11 Elect Kevin M. Tomlinson Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Restricted Share Plan Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
CENTERRA GOLD INC.
SECURITY ID: 152006102 TICKER: CG
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ian Atkinson Management For Voted - For
3 Elect Richard Connor Management For Voted - For
4 Elect Raphael Girard Management For Voted - For
5 Elect Stephen A. Lang Management For Voted - For
6 Elect Emil Orozbaev Management For Voted - For
7 Elect Michael Parrett Management For Voted - For
8 Elect Sheryl K. Pressler Management For Voted - For
9 Elect Terry V. Rogers Management For Voted - For
10 Elect Kalinur Sadyrov Management For Voted - For
11 Elect Kylychbek Shakirov Management For Voted - For
12 Elect Bruce V. Walter Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
CHINA GOLD INTERNATIONAL RESOURCES CORP LTD
SECURITY ID: 16890P103 TICKER: CGG
Meeting Date: 30-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Xin Song Management For Voted - For
4 Elect Bing Liu Management For Voted - For
5 Elect Lianzhong Sun Management For Voted - For
6 Elect Liangyou Jiang Management For Voted - For
7 Elect Ian He Management For Voted - Against
8 Elect Yunfei Chen Management For Voted - For
9 Elect Gregory Hall Management For Voted - For
10 Elect John King Burns Management For Voted - For
11 Elect Xiangdong Jiang Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Amendment to the Product and Service Framework
Agreement Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Annual Caps for the Product and Service Framework
Agreement (2015) Management For Voted - For
18 Annual Caps for the Product and Service Framework
Agreement (2016-2017) Management For Voted - For
19 Financial Services Agreement Management For Voted - Against
20 Annual Caps for the Financial Services Agreement Management For Voted - Against
21 Board Authorization Management For Voted - Against
22 Transaction of Other Business Management For Voted - Against
23 Authority For Proxyholders to Vote on Amended
Proposals Management For Voted - Against
CHINA PRECIOUS METAL RESOURCES HOLDINGS CO LTD
SECURITY ID: G2158B104 TICKER: 1194
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LAM Cham Management For Voted - Against
5 Elect ZHANG Shuguang Management For Voted - For
6 Elect ZHANG Liwei Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
CLOUD PEAK ENERGY INC
SECURITY ID: 18911Q102 TICKER: CLD
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect Colin Marshall Management For Voted - For
2 Elect Steven Nance Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amend Bylaws to Provide for Proxy Access Management For Voted - Against
6 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
COEUR MINING INC
SECURITY ID: 192108504 TICKER: CDE
Meeting Date: 17-Apr-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Linda Adamany Management For Voted - For
2 Elect Kevin S. Crutchfield Management For Voted - For
3 Elect Sebastian Edwards Management For Voted - For
4 Elect Randolph Gress Management For Voted - For
5 Elect Mitchell J. Krebs Management For Voted - For
6 Elect Robert E. Mellor Management For Voted - For
7 Elect John H. Robinson Management For Voted - For
8 Elect J. Kenneth Thompson Management For Voted - For
9 Increase of Authorized Common Stock Management For Voted - For
10 2015 Long-Term Incentive Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
CONTINENTAL GOLD LTD
SECURITY ID: G23850103 TICKER: CNL
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Elect Leon Teicher Management For Voted - For
2 Elect Ari B. Sussman Management For Voted - For
3 Elect Claudia Jimenez Management For Voted - For
4 Elect Gustavo J. Koch Management For Voted - For
5 Elect Paul J. Murphy Management For Voted - For
6 Elect Kenneth G. Thomas Management For Voted - For
7 Elect Timothy A. Warman Management For Voted - Against
8 Board Size Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendment to the DSU Plan Management For Voted - For
11 Restricted Share Unit Plan Management For Voted - For
12 Stock Option Plan Renewal Management For Voted - For
13 Scheme of Arrangement and Change of Continuance Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
DENISON MINES CORP
SECURITY ID: 248356107 TICKER: DML
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John H. Craig Management For Voted - Against
3 Elect W. Robert Dengler Management For Voted - For
4 Elect Brian D. Edgar Management For Voted - Against
5 Elect Ron F. Hochstein Management For Voted - For
6 Elect Lukas H. Lundin Management For Voted - Against
7 Elect Joo Soo Park Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect William A. Rand Management For Voted - For
9 Elect Catherine J.G. Stefan Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DETOUR GOLD CORPORATION
SECURITY ID: 250669108 TICKER: DRGDF
Meeting Date: 05-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Lisa Colnett Management For Voted - For
3 Elect Robert E. Doyle Management For Voted - For
4 Elect Andre Falzon Management For Voted - For
5 Elect Ingrid J. Hibbard Management For Voted - For
6 Elect J. Michael Kenyon Management For Voted - For
7 Elect Paul Martin Management For Voted - For
8 Elect Alex G. Morrison Management For Voted - For
9 Elect Jonathan A. Rubenstein Management For Voted - For
10 Elect Graham Wozniak Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DUNDEE PRECIOUS METALS INC.
SECURITY ID: 265269209 TICKER: DPM
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Derek H.L. Buntain Management For Voted - For
3 Elect R. Peter Gillin Management For Voted - For
4 Elect Jonathan C. Goodman Management For Voted - For
5 Elect Richard Howes Management For Voted - For
6 Elect W. Murray John Management For Voted - For
7 Elect Jeremy Kinsman Management For Voted - For
8 Elect Garth A.C. MacRae Management For Voted - Against
9 Elect Peter Nixon Management For Voted - For
10 Elect Anthony P. Walsh Management For Voted - For
11 Elect Donald Young Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Approval of Executive Compensation Management For Voted - For
ENDEAVOUR SILVER CORP.
SECURITY ID: 29258Y103 TICKER: EXK
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Ricardo M. Campoy Management For Voted - For
1.2 Elect Bradford J. Cooke Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Geoffrey A. Handley Management For Voted - For
1.4 Elect Rex J. McLennan Management For Voted - For
1.5 Elect Kenneth Pickering Management For Voted - For
1.6 Elect Mario Szotlender Management For Voted - Withheld
1.7 Elect Godfrey J. Walton Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Stock Option Plan Renewal Management For Voted - For
4 Perfomance Share Unit Plan Management For Voted - For
EVOLUTION MINING LIMITED
SECURITY ID: Q3647R147 TICKER: EVN
Meeting Date: 26-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect James E. Askew Management For Voted - For
4 Re-elect Lawrence (Lawrie) J. Conway Management For Voted - For
5 Elect Thomas McKeith Management For Voted - For
6 Approve Employee Share Option and Performance
Rights Plan Management For Voted - For
7 Equity Grant (Executive Chairman Jacob Klein) Management For Voted - For
8 Equity Grant (Finance Director/CFO Lawrie Conway) Management For Voted - For
FERREXPO PLC
SECURITY ID: G3435Y107 TICKER: FXPO
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Elect Bert Nacken Management For Voted - For
7 Elect Michael Abrahams Management For Voted - For
8 Elect Oliver Baring Management For Voted - For
9 Elect Wolfram Kuoni Management For Voted - For
10 Elect Christopher Mawe Management For Voted - For
11 Elect Ihor Mitiukov Management For Voted - For
12 Elect Mike Salamon Management For Voted - For
13 Elect Kostyantin Zhevago Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GLOBAL X JUNIOR MINERS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
FIRST MAJESTIC SILVER CORPORATION
SECURITY ID: 32076V103 TICKER: AG
Meeting Date: 21-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Keith Neumeyer Management For Voted - For
2.2 Elect Ramon Davila Management For Voted - For
2.3 Elect Robert A. McCallum Management For Voted - For
2.4 Elect Douglas Penrose Management For Voted - For
2.5 Elect Tony Pezzotti Management For Voted - For
2.6 Elect David Shaw Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Executive Compensation Advisory Vote Management For Voted - For
FORTUNA SILVER MINES INC.
SECURITY ID: 349915108 TICKER: FVI
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jorge Ganoza Durant Management For Voted - For
4 Elect Simon Ridgway Management For Voted - Against
5 Elect Michael Iverson Management For Voted - For
6 Elect Mario Szotlender Management For Voted - Against
7 Elect Robert Gilmore Management For Voted - For
8 Elect Thomas Kelly Management For Voted - For
9 Elect David Farrell Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
HARMONY GOLD MINING CO LTD
SECURITY ID: 413216300 TICKER: HMY
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Re-elect Ken Dicks Management For Voted - For
2 Re-elect Simo Lushaba Management For Voted - For
3 Re-elect Mavuso Msimang Management For Voted - For
4 Re-elect John Wetton Management For Voted - For
5 Elect Audit and Risk Committee Member (John Wetton) Management For Voted - For
6 Elect Audit and Risk Committee Member (Fikile De
Buck) Management For Voted - For
7 Elect Audit and Risk Committee Member (Simo Lushaba) Management For Voted - For
8 Elect Audit and Risk Committee Member (Modise
Motloba) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
9 Elect Audit and Risk Committee Member (Karabo Nondumo)
10 Appointment of Auditor
11 Approve Remuneration Policy
12 Approve NEDs' Fees
HECLA MINING CO.
SECURITY ID: 422704106 TICKER: HL
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect George R. Nethercutt, Jr.
1.2 Elect John H. Bowles
2 Ratification of Auditor
3 Advisory Vote on Executive Compensation
1 Non-Voting Meeting Note
2 Elect George R. Nethercutt, Jr.
3 Elect John H. Bowles
4 Ratification of Auditor
5 Advisory Vote on Executive Compensation
6 Non-Voting Agenda Item
HOCHSCHILD MINING PLC
SECURITY ID: G4611M107 TICKER: HOC
Meeting Date: 29-Dec-14
Meeting Type: Special
1 Restricted Share Plan
2 Equity Grant (CEO)
3 Non-Voting Meeting Note
Meeting Date: 15-May-15
Meeting Type: Annual
1 Accounts and Reports
2 Remuneration Report (Advisory)
3 Remuneration Policy (Binding)
4 Elect Graham Birch
5 Elect Enrico Bombieri
6 Elect Jorge Born
7 Elect Ignacio Bustamante
8 Elect Roberto Da[]ino
9 Elect Sir Malcom Field
10 Elect Eduardo Hochschild
11 Elect Nigel Moore
12 Appointment of Auditor
13 Authority to Set Auditor's Fees
14 Authority to Issue Shares w/ Preemptive Rights
15 Authority to Issue Shares w/o Preemptive Rights
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
HUDBAY MINERALS INC.
SECURITY ID: 443628102 TICKER: HBM
Meeting Date: 22-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect David Garofalo Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Tom A. Goodman Management For Voted - For
5 Elect Alan Roy Hibben Management For Voted - For
6 Elect W. Warren Holmes Management For Voted - For
7 Elect Sarah B. Kavanagh Management For Voted - For
8 Elect Carin S. Knickel Management For Voted - For
9 Elect Alan J. Lenczner Management For Voted - For
10 Elect Kenneth G. Stowe Management For Voted - For
11 Elect Michael T. Waites Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Issuance of Shares Management For Voted - For
IAMGOLD CORP.
SECURITY ID: 450913108 TICKER: IAG
Meeting Date: 11-May-15 Meeting Type: Annual
1.1 Elect John E. Caldwell Management For Voted - For
1.2 Elect Donald Charter Management For Voted - For
1.3 Elect W. Robert Dengler Management For Voted - For
1.4 Elect Richard J. Hall Management For Voted - For
1.5 Elect Stephen J.J. Letwin Management For Voted - For
1.6 Elect Mahendra Naik Management For Voted - For
1.7 Elect Timothy R. Snider Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John E. Caldwell Management For Voted - For
3 Elect Donald Charter Management For Voted - For
4 Elect W. Robert Dengler Management For Voted - For
5 Elect Richard J. Hall Management For Voted - For
6 Elect Stephen J.J. Letwin Management For Voted - For
7 Elect Mahendra Naik Management For Voted - For
8 Elect Timothy R. Snider Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INDEPENDENCE GROUP NL.
SECURITY ID: Q48886107 TICKER: IGO
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter Buck Management For Voted - For
3 REMUNERATION REPORT Management For Voted - For
4 Approve Performance Rights Plan Management For Voted - For
5 Equity Grant (MD/CEO Peter Bradford) Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management For Voted - For
INDO TAMBANGRAYA MEGAH TBK, PT
SECURITY ID: Y71244100 TICKER: ITMG
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - For
5 Election of Directors (Slate) Management For Voted - For
6 Amendments to Articles Management For Voted - Against
7 Use of Proceeds Management For Voted - For
IVANHOE MINES LTD.
SECURITY ID: 46579R104 TICKER: IVN
Meeting Date: 21-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert M. Friedland Management For Voted - For
4 Elect Ian D. Cockerill Management For Voted - For
5 Elect Markus Faber Management For Voted - For
6 Elect William T. Hayden Management For Voted - Against
7 Elect Oyvind Hushovd Management For Voted - For
8 Elect William Lamarque Management For Voted - For
9 Elect Livia Maler Management For Voted - For
10 Elect Peter G. Meredith Management For Voted - Against
11 Elect Charles Russell Management For Voted - For
12 Elect Guy de Selliers Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Adoption of Restricted Share Unit Plan Management For Voted - For
15 Transaction of Other Business Management For Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X JUNIOR MINERS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
JASTRZEBSKA SPOLKA WEGLOWA S.A.
SECURITY ID: X4038D103 TICKER: JSW
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Election of Presiding Chairman Management For Voted - For
4 Compliance with Rules of Convocation Management For Voted - For
5 Election of Scrutiny Commission Management For Voted - For
6 Agenda Management For Voted - For
7 Disposal of Shares in OPA-ROW Sp. z.o.o. Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Adoption of Uniform Text of Articles Management For Voted - For
10 Changes to Composition of Supervisory Board Management For Voted - Abstain
11 Coverage of Meeting Costs Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Election of Presiding Chairman Management For Voted - For
4 Compliance with Rules of Convocation Management For Voted - For
5 Election of Scrutiny Commission Management For Voted - For
6 Agenda Management For Voted - For
7 Presentation of Management Board Report Management For Voted - For
8 Presentation of Financial Statements Management For Voted - For
9 Presentation on Coverage of Loss Management For Voted - For
10 Presentation of Supervisory Board Evaluation of
Management Board Report Management For Voted - For
11 Presentation of Supervisory Board Evaluation of
Financial Statements Management For Voted - For
12 Presentation of Supervisory Board Evaluation of
Coverage of Loss Management For Voted - For
13 Presentation of Supervisory Board Report on Its
Activities Management For Voted - For
14 Presentation of Supervisory Board Report on Board
Committees' Activities Management For Voted - For
15 Presentation of Supervisory Board Evaluation of the
Coverage of Other Comprehensive Loss Management For Voted - For
16 Management Board Report Management For Voted - For
17 Financial Statements Management For Voted - For
18 Coverage of Loss Management For Voted - For
19 Presentation of Consolidated Management Board Report Management For Voted - For
20 Presentation of Consolidated Financial Statements Management For Voted - For
21 Presentation of Supervisory Board Evaluation of
Consolidated Management Board Report Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
22 Presentation of Supervisory Board Evaluation of
Consolidated Financial Statements Management For Voted - For
23 Management Board Report (Consolidated) Management For Voted - For
24 Financial Statements (Consolidated) Management For Voted - For
25 Ratification of Management Board Acts Management For Voted - For
26 Ratification of Supervisory Board Acts Management For Voted - For
27 Coverage of Other Comprehensive Loss Management For Voted - For
28 Supervisory Board Size Management For Voted - For
29 Presentation of Report on Election of Supervisory
Board Members Management For Voted - For
30 Election of Supervisory Board Members Management For Voted - Abstain
31 Presentation of Appointment of CEO Management For Voted - For
32 Amendments to Articles; Approval of Uniform Text of
Articles Management For Voted - For
33 Non-Voting Agenda Item N/A N/A Non-Voting
KAZ MINERALS PLC
SECURITY ID: G5221U108 TICKER: KAZ
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Elect Andrew Southam Management For Voted - For
4 Elect John MacKenzie Management For Voted - For
5 Elect Simon Heale Management For Voted - For
6 Elect Oleg Novachuk Management For Voted - For
7 Elect Lynda Armstrong Management For Voted - For
8 Elect Clinton J. Dines Management For Voted - For
9 Elect Vladimir Kim Management For Voted - For
10 Elect Michael Lynch-Bell Management For Voted - For
11 Elect Charles Watson Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
KOZA ALTIN ISLETMELERI
SECURITY ID: M6372R103 TICKER: KOZAL
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Opening; Election of Presiding Chairman; Minutes Management For Voted - For
5 Directors' Report Management For Voted - For
6 Auditor's Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Dividend Policy Management For Voted - Against
10 Allocation of Profits/Dividends Management For Voted - For
11 Election of Directors; Board Term Length Management For Voted - For
12 Compensation Policy Management For Voted - For
13 Directors Fees' Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Presentation of Disclosure Policy Management For Voted - For
16 Presentation of Guarantees Management For Voted - For
17 Charitable Donations Management For Voted - For
18 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
19 Wishes Management For Voted - For
LAKE SHORE GOLD CORPORATION
SECURITY ID: 510728108 TICKER: LSG
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Alan C. Moon Management For Voted - For
4 Elect Anthony Makuch Management For Voted - For
5 Elect Arnold Klassen Management For Voted - For
6 Elect Jonathan Gill Management For Voted - For
7 Elect Frank Hallam Management For Voted - Against
8 Elect Diane Francis Management For Voted - For
9 Elect Peter Crossgrove Management For Voted - Against
10 Elect Ingrid J. Hibbard Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
LYNAS CORPORATION LTD.
SECURITY ID: Q5683J103 TICKER: LYC
Meeting Date: 28-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Amanda Lacaze Management For Voted - For
4 Re-elect William (Liam) Forde Management For Voted - Against
5 Re-elect Kathleen Conlon Management For Voted - For
6 Ratify Placement of Securities (June Placement) Management For Voted - For
7 Ratify Placement of Securities (October Placement) Management For Voted - For
8 Ratify Placement of Securities (Placement Options) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Approve Issue of Securities (Underwriter Options) Management For Voted - For
10 Approve Issue of Securities (Chairman Nicholas
Curtis) Management For Voted - For
11 Approve Issue of Securities (MD/CEO Amanda Lacaze) Management For Voted - For
12 Approve Issue of Securities (Stephen Conlon) Management For Voted - For
13 Renew Option Incentive Plan Management For Voted - For
14 Renew Performance Rights Plan Management For Voted - For
15 Equity Grant (MD/CEO Amanda Lacaze) Management For Voted - For
MAG SILVER CORP.
SECURITY ID: 55903Q104 TICKER: MAG
Meeting Date: 22-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Peter D. Barnes Management For Voted - For
4 Elect Richard P. Clark Management For Voted - For
5 Elect Richard M. Colterjohn Management For Voted - For
6 Elect Jill D. Leversage Management For Voted - For
7 Elect Daniel T. MacInnis Management For Voted - For
8 Elect George N. Paspalas Management For Voted - For
9 Elect Jonathan A. Rubenstein Management For Voted - For
10 Elect Derek C. White Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendments to Deferred Share Unit Plan Management For Voted - For
MCEWEN MINING INC
SECURITY ID: 58039P107 TICKER: MUX
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Robert R. McEwen Management For Voted - For
1.2 Elect Allen V. Ambrose Management For Voted - For
1.3 Elect Michele L. Ashby Management For Voted - For
1.4 Elect Leanne M. Baker Management For Voted - For
1.5 Elect Richard W. Brissenden Management For Voted - Withheld
1.6 Elect Gregory P. Fauquier Management For Voted - For
1.7 Elect Donald R. M. Quick Management For Voted - For
1.8 Elect Michael L. Stein Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendment to the Equity Compensation Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MEDUSA MINING LTD.
SECURITY ID: Q59444101 TICKER: MML
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Andrew Teo Management For Voted - For
3 Remuneration Report Management For Voted - For
Meeting Date: 28-Jan-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Share Option Plan Management For Voted - Against
3 Approve Performance Rights Plan Management For Voted - Against
4 Equity Grant (Executive Director Raul Villanueva) Management For Voted - Against
5 Equity Grant (Gary Powell) Management For Voted - Against
6 Ratify Placement of Securities (Employee Options) Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
MINERAL RESOURCES LTD
SECURITY ID: Q60976109 TICKER: MIN
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Kelvin Flynn Management For Voted - For
4 Approve Increase in NEDs' Fees Cap Management For Voted - For
MMX MINERACAO E METALICOS
SECURITY ID: P6829U102 TICKER: MMXM3
Meeting Date: 15-Sep-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Election of Directors Management For Did Not Vote
5 Increase in Global Aggregate Remuneration Management For Did Not Vote
MONGOLIAN MINING CORPORATION
SECURITY ID: G6264V102 TICKER: 0975
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Elect Odjargal Jambaljamts Management For Voted - Against
5 Elect Oyungeral Janchiv Management For Voted - Against
6 Elect Gankhuyag Adilbish Management For Voted - Against
7 Elect Ignatius CHAN Tze Ching Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
MOUNT GIBSON IRON LTD
SECURITY ID: Q64224100 TICKER: MGX
Meeting Date: 12-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Alan Jones Management For Voted - Against
3 Remuneration Report Management For Voted - For
4 Renew Proportional Takeover Provisions Management For Voted - For
NEVSUN RESOURCES LTD.
SECURITY ID: 64156L101 TICKER: NSU
Meeting Date: 04-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect R. Stuart Angus Management For Voted - For
4 Elect Ian R. Ashby Management For Voted - For
5 Elect Clifford T. Davis Management For Voted - For
6 Elect Robert Gayton Management For Voted - Against
7 Elect Gary E. German Management For Voted - For
8 Elect Gerard E. Munera Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 04-May-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect R. Stuart Angus Management For Voted - For
2.2 Elect Ian R. Ashby Management For Voted - For
2.3 Elect Clifford T. Davis Management For Voted - For
2.4 Elect Robert Gayton Management For Voted - Withheld
2.5 Elect Gary E. German Management For Voted - For
2.6 Elect Gerard E. Munera Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL
4 Stock Option Plan Renewal
5 Advisory Vote on Executive Compensation
NORTH MINING SHARES CO LTD
SECURITY ID: G6661B121 TICKER: 433
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports
5 Elect GAO Yuan Xing
6 Elect YANG Ying Min
7 Elect LI Li Juan
8 Elect MU Xiangming
9 Elect CHENG Chak Ho
10 Directors' Fees
11 Appointment of Auditor and Authority to Set Fees
12 Authority to Issue Shares w/o Preemptive Rights
13 Authority to Repurchase Shares
14 Authority to Issue Repurchased Shares
15 Elect CHEN Jian Bao
NORTHAM PLATINUM LTD
SECURITY ID: S56540156 TICKER: NHM
Meeting Date: 05-Nov-14 Meeting Type: Annual
1 Accounts and Reports
2 Elect Paul Dunne
3 Re-elect James A.K. Cochrane
4 Re-elect Ralph Havenstein
5 Re-elect Lazarus Zim
6 Appointment of Auditor
7 Elect Audit and Risk Committee Member (Michael
Beckett)
8 Elect Audit and Risk Committee Member (Ralph Havenstein)
9 Elect Audit and Risk Committee Member (Emily Kgosi)
10 Elect Audit and Risk Committee Member (Alwyn Martin)
11 Approve Remuneration Policy
12 Ratify NEDs' Fees
13 General Authority to Issue Shares
14 Amendment to Share incentive Plan
15 Increase NEDs' Fees
16 Approve Financial Assistance
17 GENERAL AUTHORITY TO REPURCHASE SHARES
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 19-Mar-15 Meeting Type: Ordinary
1 Adopt New Memorandum Management For Voted - Against
2 Authority to Issue New Shares Management For Voted - For
3 Approve Financial Assistance Management For Voted - For
4 Authority to Repurchase Shares Management For Voted - For
5 Specific authority to Issue Subscription Shares Management For Voted - For
6 Specific authority to Issue New Shares Management For Voted - For
NORTHERN STAR RESOURCES LTD
SECURITY ID: Q6951U101 TICKER: NST
Meeting Date: 12-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Peter E. O'Connor Management For Voted - For
4 Appoint Auditor Management For Voted - For
5 Approve Increase in NEDs' Fee Cap Management For Voted - For
6 Ratify Placement of Securities Management For Voted - For
NOVAGOLD RESOURCES INC.
SECURITY ID: 66987E206 TICKER: NVGRF
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Sharon E. Dowdall Management For Voted - For
2 Elect Marc Faber Management For Voted - For
3 Elect Thomas S. Kaplan Management For Voted - For
4 Elect Gregory A. Lang Management For Voted - For
5 Elect Gillyeard J. Leathley Management For Voted - Abstain
6 Elect Igor Levental Management For Voted - For
7 Elect Kalidas V. Madhavpeddi Management For Voted - For
8 Elect Gerald J. McConnell Management For Voted - For
9 Elect Clynton R. Nauman Management For Voted - For
10 Elect Rick Van Nieuwenhuyse Management For Voted - Abstain
11 Elect Anthony P. Walsh Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
NYRSTAR NV
SECURITY ID: B6372M106 TICKER: NYR
Meeting Date: 04-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Change in Control Clause Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports; Allocation of Losses Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Ratification of Board Acts Management For Voted - For
9 Ratification of Auditor's Acts Management For Voted - For
10 REMUNERATION REPORT Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Shareholder Proposal Regarding Election of
Christopher Cox Shareholder For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Shareholder Proposal Regarding Election of Martyn
Konig Shareholder Against Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Shareholder Proposal Regarding Election of Karel
Vinck Shareholder For Voted - For
OCEANAGOLD CORPORATION
SECURITY ID: C6796P114 TICKER: OGC
Meeting Date: 12-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect James E. Askew Management For Voted - Against
5 Elect J. Denham Shale Management For Voted - For
6 Elect Michael F. Wilkes Management For Voted - For
7 Elect Jose Paredes Leviste Jr. Management For Voted - For
8 Elect Paul Bristol Sweeney Management For Voted - For
9 Elect William H. Myckatyn Management For Voted - Against
10 Elect Geoffrey W. Raby Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Equity Grant to Mr. Michael Wilkes Management For Voted - For
13 Equity Grant to Mr. Paul Sweeney Management For Voted - For
14 Amendment to the Performance Share Rights Plan Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Non-Voting Meeting Note N/A N/A Non-Voting
OSISKO GOLD ROYALTIES LTD
SECURITY ID: 68827L101 TICKER: OR
Meeting Date: 30-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Fran[]oise Bertrand Management For Voted - For
3 Elect Victor H. Bradley Management For Voted - For
4 Elect John F. Burzynski Management For Voted - For
5 Elect Joanne Ferstman Management For Voted - For
6 Elect Andr[] Gaumond Management For Voted - Against
7 Elect Pierre Labb[] Management For Voted - For
8 Elect Charles E. Page Management For Voted - Against
9 Elect Sean E.O. Roosen Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Employee Share Purchase Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
OZ MINERALS LIMITED
SECURITY ID: Q7161P122 TICKER: OZL
Meeting Date: 25-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Neil D. Hamilton Management For Voted - For
3 Re-elect Charles Lenegan Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Andrew Cole) Management For Voted - For
PACIFIC METALS CO. LTD.
SECURITY ID: J63481105 TICKER: 5541
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Elect Akira Sasaki Management For Voted - Against
2 Elect Tamaki Fujiyama Management For Voted - For
3 Elect Keiichi Koide Management For Voted - For
4 Elect Etsuroh Kashu Management For Voted - For
5 Elect Tetsuo Hatakeyama Management For Voted - For
6 Elect Kazuyuki Sugai Management For Voted - For
7 Elect Masayuki Aoyama Management For Voted - For
8 Elect Shinya Matsumoto Management For Voted - For
9 Elect Kiichi Tatsunaka Management For Voted - Against
10 Elect Shigeru Kobayashi Management For Voted - Against
11 Elect Fumiaki Yamamoto Management For Voted - Against
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PALADIN ENERGY LTD
SECURITY ID: Q7264T104 TICKER: PDN
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 REMUNERATION REPORT Management For Voted - For
3 Re-Elect Sean R. Llewelyn Management For Voted - For
Meeting Date: 30-Mar-15 Meeting Type: Ordinary
1 Approve Issue of Securities Management For Voted - For
2 Ratify Placement of Securities Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
PAN AMERICAN SILVER CORP
SECURITY ID: 697900108 TICKER: PAAS
Meeting Date: 11-May-15 Meeting Type: Special
1.1 Elect Ross J. Beaty Management For Voted - For
1.2 Elect Geoffrey A. Burns Management For Voted - For
1.3 Elect Michael L. Carroll Management For Voted - For
1.4 Elect C. Noel Dunn Management For Voted - For
1.5 Elect Neil de Gelder Management For Voted - For
1.6 Elect David C. Press Management For Voted - For
1.7 Elect Walter T. Segsworth Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendments to the 2008 Stock Option Plan. Management For Voted - For
PANAUST LIMITED
SECURITY ID: Q7283A110 TICKER: PNA
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Re-elect Kenneth Pickering Management For Voted - For
4 Re-elect Geoffrey A. Handley Management For Voted - Against
5 Equity Grant (MD Fred Hess) Management For Voted - For
6 Approve Termination Payments (Former EGM Robert
Usher) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PAPILLON RESOURCES LIMITED
SECURITY ID: Q7330A113 TICKER: PIR
Meeting Date: 15-Sep-14 Meeting Type: Special
1 Merger Management For Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
PARK ELEKTRIK URETIM MADENCILIK SANAYI VE TIC. A.S.
SECURITY ID: M78160104 TICKER: PRKME
Meeting Date: 14-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman Management For Voted - For
5 Minutes Management For Voted - For
6 Directors' and Auditor's Report Management For Voted - For
7 Financial Statements Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Presentation of Compensation Policy Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
14 Charitable Donations Management For Voted - For
15 Presentation of Report on Related Party Transactions Management For Voted - For
16 Presentation of Report on Guarantees Management For Voted - For
17 Wishes and Closing Management For Voted - For
PETRA DIAMONDS
SECURITY ID: G70278109 TICKER: PDL
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Remuneration Policy (Advisory--Non-UK Issuer) Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Elect Adonis Pouroulis Management For Voted - For
7 Elect Johan Dippenaar Management For Voted - For
8 Elect David Abery Management For Voted - For
9 Elect Jim Davidson Management For Voted - Against
10 Elect Anthony C. Lowrie Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Elect Patrick Bartlett Management For Voted - For
12 Elect Gordon K. Hamilton Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
PREMIER GOLD MINES LTD
SECURITY ID: 74051D104 TICKER: PG
Meeting Date: 25-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect John A. Begeman Management For Voted - For
4 Elect Ewan S. Downie Management For Voted - For
5 Elect Henry J. Knowles Management For Voted - For
6 Elect Claude Lemasson Management For Voted - For
7 Elect John Seaman Management For Voted - Against
8 Elect Michael Stephen Vitton Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 RSU Plan and Amendment to the Share Purchase Plan Management For Voted - For
11 Deferred Share Unit Plan Management For Voted - For
PRIMERO MINING CORP
SECURITY ID: 74164W106 TICKER: P
Meeting Date: 06-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Wade Nesmith Management For Voted - For
3 Elect Joseph Conway Management For Voted - For
4 Elect David Demers Management For Voted - Against
5 Elect Grant Edey Management For Voted - Against
6 Elect Rohan Hazelton Management For Voted - Against
7 Elect Eduardo Luna Management For Voted - For
8 Elect Robert Quartermain Management For Voted - For
9 Elect Michael Riley Management For Voted - Against
10 Elect Brad Marchant Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Directors' Phantom Share Unit Plan Renewal Management For Voted - Against
13 Deferred Share Unit Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Advance Notice Provision Management For Voted - For
16 Shareholder Proposal Regarding Clawback Policies Shareholder For Voted - For
17 Shareholder Proposal Regarding Retention of Shares Shareholder For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Shareholder Proposal Regarding Hedging Company Stock Shareholder For Voted - For
20 Shareholder Proposal Regarding Approval of High
Risk Investments Shareholder Against Voted - Against
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Non-Voting Meeting Note N/A N/A Non-Voting
RASPADSKAYA OAO
SECURITY ID: X7457E106 TICKER: RASP
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports; Allocation of
profits/Dividends Management For Voted - For
2 Elect Elena V. Gordeeva Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Amendments to Board of Directors Regulations Management For Voted - Abstain
5 Directors' Fees Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect Gennady I. Kozovoy Management For Voted - Abstain
8 Elect Ilya M. Lifshits Management For Voted - Abstain
9 Elect Olga A. Pokrovskaja Management For Voted - Abstain
10 Elect John Terry Robinson Management For Voted - For
11 Elect Sergey S. Stepanov Management For Voted - Abstain
12 Elect Eric Stoyle Management For Voted - For
13 Elect Alexander V. Frolov Management For Voted - Abstain
14 Non-Voting Meeting Note N/A N/A Non-Voting
REGIS RESOURCES LTD
SECURITY ID: Q8059N120 TICKER: RRL
Meeting Date: 28-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect D. Mark Okeby Management For Voted - For
4 Elect Glyn Evans Management For Voted - For
5 Approve The 2014 Employee Share Option Plan Management For Voted - For
RESOLUTE MINING LTD.
SECURITY ID: Q81068100 TICKER: RSG
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Marthinus Johan Botha Management For Voted - For
4 Re-elect Peter E. Huston Management For Voted - For
5 Equity Grant (CEO Peter Sullivan) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RIO ALTO MINING LTD
SECURITY ID: 76689T104 TICKER: RIOM
Meeting Date: 30-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger/Acquisition Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
ROMARCO MINERALS, INC.
SECURITY ID: 775903206 TICKER: R
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Diane R. Garrett Management For Voted - For
4 Elect James R. Arnold Management For Voted - For
5 Elect Leendert G. Krol Management For Voted - For
6 Elect R.J. (Don) MacDonald Management For Voted - For
7 Elect John O. Marsden Management For Voted - For
8 Elect Patrick Michaels Management For Voted - For
9 Elect Robert Van Doorn Management For Voted - For
10 Elect Gary A. Sugar Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
RUBICON MINERALS CORP.
SECURITY ID: 780911103 TICKER: RMX
Meeting Date: 24-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect David Ross Beatty Management For Voted - For
4 Elect Julian Kemp Management For Voted - For
5 Elect Michael Lalonde Management For Voted - For
6 Elect Peter Rowlandson Management For Voted - For
7 Elect Bruce A. Thomas Management For Voted - For
8 Elect Michael D. Winship Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Employee Share Purchase plan Management For Voted - For
11 Long-Term Incentive Plan Management For Voted - For
12 Amendment to the Stock Option Plan Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect David Ross Beatty Management For Voted - For
2.2 Elect Julian Kemp Management For Voted - For
2.3 Elect Michael Lalonde Management For Voted - For
2.4 Elect Peter Rowlandson Management For Voted - For
2.5 Elect Bruce A. Thomas Management For Voted - For
2.6 Elect Michael D. Winship Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Employee Share Purchase plan Management For Voted - For
5 Long-Term Incentive Plan Management For Voted - For
6 Amendment to the Stock Option Plan Management For Voted - For
SANDFIRE RESOURCES
SECURITY ID: Q82191109 TICKER: SFR
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect W. John Evans Management For Voted - For
SANDSTORM GOLD LTD
SECURITY ID: 80013R206 TICKER: SNDXF
Meeting Date: 22-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Nolan Watson Management For Voted - For
2.2 Elect David Awram Management For Voted - For
2.3 Elect David De Witt Management For Voted - Withheld
2.4 Elect Andrew T. Swarthout Management For Voted - Withheld
2.5 Elect John P.A. Budreski Management For Voted - Withheld
2.6 Elect Mary L. Little Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Transaction of Other Business Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Nolan Watson Management For Voted - For
4 Elect David Awram Management For Voted - For
5 Elect David De Witt Management For Voted - Against
6 Elect Andrew T. Swarthout Management For Voted - Against
7 Elect John P.A. Budreski Management For Voted - Against
8 Elect Mary L. Little Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Transaction of Other Business Management For Voted - Against
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SEABRIDGE GOLD, INC.
SECURITY ID: 811916105 TICKER: SA
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect A. Frederick Banfield Management For Voted - Withheld
1.2 Elect Douglas Barr Management For Voted - For
1.3 Elect Thomas C. Dawson Management For Voted - For
1.4 Elect Rudi P. Fronk Management For Voted - For
1.5 Elect Eliseo Gonzalez-Urien Management For Voted - For
1.6 Elect Richard C. Kraus Management For Voted - For
1.7 Elect Jay Layman Management For Voted - For
1.8 Elect John Sabine Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Stock Option Grants to Directors Management For Voted - Against
5 Transaction of Other Business Management For Voted - Against
SEMAFO, INC.
SECURITY ID: 816922108 TICKER: SMF
Meeting Date: 14-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Terence F. Bowles Management For Voted - For
3 Elect Benoit Desormeaux Management For Voted - For
4 Elect Flore Konan Management For Voted - For
5 Elect Jean Lamarre Management For Voted - For
6 Elect John LeBoutillier Management For Voted - For
7 Elect Gilles Masson Management For Voted - For
8 Elect Lawrence I. McBrearty Management For Voted - For
9 Elect Tertius Zongo Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
SHERRITT INTERNATIONAL CORP.
SECURITY ID: 823901103 TICKER: S
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Appointment of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Elect Harold (Hap) S. Stephen Management For Voted - For
5 Elect Timothy Baker Management For Voted - For
6 Elect R. Peter Gillin Management For Voted - For
7 Elect Sir Richard Lapthorne Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Adrian Loader Management For Voted - For
9 Elect Edythe A. Marcoux Management For Voted - For
10 Elect Lisa Pankratz Management For Voted - For
11 Elect David V. Pathe Management For Voted - For
SHOUGANG FUSHAN RESOURCES GROUP LIMITED
SECURITY ID: Y7760F104 TICKER: 0639
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Shaofeng Management For Voted - Against
6 Elect Ding Rucai Management For Voted - For
7 Elect SO Kwok Hoo Management For Voted - For
8 Elect CHEN Zhaoqiang Management For Voted - For
9 Elect LIU Qingshan Management For Voted - For
10 Elect CHAN Pat Lam Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
SIBANYE GOLD LIMITED
SECURITY ID: 825724206 TICKER: SBGL
Meeting Date: 12-May-15 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
2 Elect Christopher D. Chadwick Management For Voted - For
3 Elect Robert CHAN Tze Leung Management For Voted - For
4 Elect Timothy J. Cumming Management For Voted - For
5 Elect Richard P. Menell Management For Voted - For
6 Elect Jerry S. Vilakazi Management For Voted - For
7 Elect Audit Committee Member (Keith Rayner) Management For Voted - For
8 Elect Audit Committee Member (Richard Menell) Management For Voted - For
9 Elect Audit Committee Member (Nkosemntu Nika) Management For Voted - For
10 Elect Audit Committee Member (Susan van der Merwe) Management For Voted - For
11 General Authority to Issue Shares Management For Voted - For
12 Authority to Issue Shares for Cash Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve NEDs' Fees Management For Voted - For
15 Approve Financial Assistance Management For Voted - For
16 Authority to Increase Authorised Capital Management For Voted - For
17 Amendment to Memorandum Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Authority to Repurchase Shares Management For Voted - For
SILVER LAKE RESOURCES LTD
SECURITY ID: Q85014100 TICKER: SLR
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Paul Chapman Management For Voted - For
4 Re-elect David Griffiths Management For Voted - For
5 Equity Grant (MD Luke Tonkin) Management For Voted - For
6 Approve Termination Payments Management For Voted - For
7 Ratify Placement of Securities Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
SILVER STANDARD RESOURCES, INC.
SECURITY ID: 82823L106 TICKER: SSRI
Meeting Date: 13-May-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect Peter W. Tomsett Management For Voted - For
2.2 Elect A.E. Michael Anglin Management For Voted - For
2.3 Elect Gustavo A. Herrero Management For Voted - For
2.4 Elect Beverlee F. Park Management For Voted - For
2.5 Elect Richard D. Paterson Management For Voted - For
2.6 Elect Steven P. Reid Management For Voted - For
2.7 Elect John Smith Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Renewal of Shareholder Rights Plan Management For Voted - For
SIRIUS RESOURCES NL
SECURITY ID: Q8511D157 TICKER: SIR
Meeting Date: 15-Oct-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Securities Management For Voted - For
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Terrence R Grammer Management For Voted - For
4 Re-elect Anna Neuling Management For Voted - For
5 Equity Grant (MD/CEO Mark Bennett) Management For Voted - For
6 Equity Grant (Executive director Anna Neuling) Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STILLWATER MINING CO.
SECURITY ID: 86074Q102 TICKER: SWC
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect George M. Bee Management For Voted - For
1.2 Elect Michael McMullen Management For Voted - For
1.3 Elect Patrice E. Merrin Management For Voted - For
1.4 Elect Michael S. Parrett Management For Voted - For
1.5 Elect Brian Schweitzer Management For Voted - For
1.6 Elect Gary A. Sugar Management For Voted - For
1.7 Elect Lawrence Peter O'Hagan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SUNCOKE ENERGY INC
SECURITY ID: 86722A103 TICKER: SXC
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Frederick A. Henderson Management For Voted - For
1.2 Elect Alvin Bledsoe Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
SUNDANCE RESOURCES LTD.
SECURITY ID: Q8802V106 TICKER: SDL
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Michael G. Blakiston Management For Voted - Against
4 Re-elect Fiona E. Harris Management For Voted - For
5 Elect Wallace M. King Management For Voted - Abstain
6 Equity Grant (MD/CEO Giulio Casello) Management For Voted - For
7 Ratify Placement of Securities (Wafin Limited) Management For Voted - For
8 Ratify Placement of Securities (Wafin Limited) Management For Voted - For
9 Approve Issue of Securities (Wafin Limited) Management For Voted - For
SYRAH RESOURCES LIMITED
SECURITY ID: Q8806E100 TICKER: SYR
Meeting Date: 01-Oct-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Jacana Minerals Spin-off Management For Voted - For
3 Amendments to Constitution Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Equity Grant (Chairman Tom Eadie) Management For Voted - Against
5 Equity Grant (MD Paul Kehoe) Management For Voted - Against
6 Equity Grant (Executive Director Tolga Kumova) Management For Voted - Against
7 Equity Grant (NED Rhett Brans) Management For Voted - Against
8 Equity Grant (NED Jose Manuel Caldeira) Management For Voted - Against
9 Ratify Placement of Securities Management For Voted - For
Meeting Date: 24-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect James E. Askew Management For Voted - For
4 Elect Sam Riggall Management For Voted - For
5 Elect Jos[] Pedro Torres Garcia Caldeira da Silva Management For Voted - For
6 Re-elect Rhett Brans Management For Voted - For
7 Approve to increase NEDs' Fee Cap Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
TAHOE RESOURCES INC
SECURITY ID: 873868103 TICKER: THO
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect C. Kevin McArthur Management For Voted - For
3 Elect Alex Black Management For Voted - For
4 Elect Tanya M. Jakusconek Management For Voted - For
5 Elect A. Dan Rovig Management For Voted - For
6 Elect Paul B. Sweeney Management For Voted - For
7 Elect James S. Voorhees Management For Voted - For
8 Elect Drago Kisic Wagner Management For Voted - For
9 Elect Kenneth F. Williamson Management For Voted - For
10 Elect Klaus Zeitler Management For Voted - For
11 Appointment of Auditor Management For Voted - For
TAMBANG BATUBARA BUKIT ASAM TBK
SECURITY ID: Y8520P101 TICKER: TBNGY
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
GLOBAL X JUNIOR MINERS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
THOMPSON CREEK METALS COMPANY INC
SECURITY ID: 884768102 TICKER: TC
Meeting Date: 07-May-15 Meeting Type: Special
1.1 Elect Denis C. Arsenault Management For Voted - For
1.2 Elect Carol T. Banducci Management For Voted - For
1.3 Elect James L. Freer Management For Voted - For
1.4 Elect James P. Geyer Management For Voted - For
1.5 Elect Anne E. Giardini Management For Voted - For
1.6 Elect Timothy J. Haddon Management For Voted - For
1.7 Elect Jacques Perron Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
TOHO ZINC CO. LTD
SECURITY ID: J85409100 TICKER: 5707
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Elect Tatsuya Tejima Management For Voted - For
4 Elect Tsutomu Imai Management For Voted - For
5 Elect Toshio Otoba Management For Voted - For
6 Elect Kimiyasu Marusaki Management For Voted - For
7 Elect Masaaki Yamagishi Management For Voted - For
8 Elect Shunsuke Takagi Management For Voted - For
9 Elect Tsuneo Nishida Management For Voted - For
10 Elect Awashi Sanada Management For Voted - For
11 Elect Masashi Shishime Management For Voted - For
TOREX GOLD RESOURCES INC
SECURITY ID: 891054108 TICKER: TXG
Meeting Date: 23-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Fred Stanford Management For Voted - For
3 Elect Michael Murphy Management For Voted - For
4 Elect A. Terrance MacGibbon Management For Voted - For
5 Elect David A. Fennell Management For Voted - Against
6 Elect Andrew B. Adams Management For Voted - For
7 Elect Frank L. Davis Management For Voted - For
8 Elect James A. Crombie Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 RSU Plan Renewal Management For Voted - For
UACJ CORPORATION
SECURITY ID: J9138T102 TICKER: 5741
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Shigetoku Yamauchi Management For Voted - Against
3 Elect Mitsuru Okada Management For Voted - For
4 Elect Shujiroh Itoh Management For Voted - For
5 Elect Keizoh Shohji Management For Voted - For
6 Elect Takayoshi Nakano Management For Voted - For
7 Elect Kiyoshi Tanaka Management For Voted - For
8 Elect Hironori Tsuchiya Management For Voted - For
9 Elect Kazuhisa Shibue Management For Voted - For
10 Elect Hisashi Hasegawa Management For Voted - For
11 Elect Miyuki Ishihara Management For Voted - For
12 Elect Toshio Suzuki Management For Voted - For
13 Elect Ryohko Sugiyama Management For Voted - For
14 Elect Kazumasa Katoh Management For Voted - Against
15 Elect Atsuki Matsumura Management For Voted - Against
WESTERN AREAS LIMITED
SECURITY ID: Q9618L100 TICKER: WSA
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Craig L. Readhead Management For Voted - Against
3 Elect Tim Netscher Management For Voted - For
4 Re-elect David Southam Management For Voted - Against
5 Remuneration Report Management For Voted - For
6 Renew Performance Rights Plan Management For Voted - For
7 Equity Grant (MD/CEO Daniel Lougher) Management For Voted - For
8 Equity Grant (Executive Director David Southam) Management For Voted - For
WESTMORELAND COAL CO.
SECURITY ID: 960878106 TICKER: WLB
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Keith E. Alessi Management For Voted - For
1.2 Elect Gail E. Hamilton Management For Voted - For
1.3 Elect Michael G. Hutchinson Management For Voted - For
1.4 Elect Terry J. Bachynski Management For Voted - For
1.5 Elect Richard M. Klingaman Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Craig R. Mackus Management For Voted - For
1.7 Elect Jan B. Packwood Management For Voted - Withheld
1.8 Elect Robert C. Scharp Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Approval of Amendments to Certificate of
Incorporation Management For Voted - For
5 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
WHITEHAVEN COAL LTD
SECURITY ID: Q97664108 TICKER: WHC
Meeting Date: 28-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Equity Grant (MD/CEO Paul Flynn) Management For Voted - For
4 Re-elect Mark Anthony James Vaile Management For Voted - For
5 Re-elect Christine McLoughlin Management For Voted - For
ZHAOJIN MINING INDUSTRY CO., LTD.
SECURITY ID: Y988A6104 TICKER: 1818
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect XU Xiaoliang Management For Voted - Against
5 Elect NIE Fengjun Management For Voted - For
6 Authority to Issue Medium-Term Notes Management For Voted - For
7 Authority to Issue Super Short-Term Bonds Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Elect WU Yijian Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Bonds Management For Voted - For
12 Amendment to Term of Validity Management For Voted - For
GLOBAL X JUNIOR MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Amendments to Rules of Procedures For General
Meeting Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATLAS ENERGY L.P
SECURITY ID: 04930A104 TICKER: ATLS
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
BREITBURN ENERGY PARTNERS LP.
SECURITY ID: 106776107 TICKER: BBEP
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect John R. Butler, Jr. Management For Voted - For
1.2 Elect Gregory J. Moroney Management For Voted - For
2 Amendment to the 2006 Long-Term Incentive Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
DORCHESTER MINERALS LP
SECURITY ID: 25820R105 TICKER: DMLP
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Buford P. Berry Management For Voted - Withheld
1.2 Elect C.W. Russell Management For Voted - For
1.3 Elect Ronald P. Trout Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 2015 Equity Incentive Program Management For Voted - For
LEGACY RESERVES LP
SECURITY ID: 524707304 TICKER: LGCY
Meeting Date: 12-Jun-15 Meeting Type: Annual
1.1 Elect Cary D. Brown Management For Voted - Withheld
1.2 Elect Kyle A. McGraw Management For Voted - For
1.3 Elect Dale A. Brown Management For Voted - Withheld
1.4 Elect G. Larry Lawrence Management For Voted - For
1.5 Elect William D. Sullivan Management For Voted - For
1.6 Elect William R. Granberry Management For Voted - Withheld
1.7 Elect Kyle D. Vann Management For Voted - For
1.8 Elect Paul T. Horne Management For Voted - For
2 Amendment to the Long-Term Incentive Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X JUNIOR MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NUSTAR GP HOLDINGS LLC
SECURITY ID: 67059L102 TICKER: NSH
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect James F. Clingman, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
OILTANKING PARTNERS L.P.
SECURITY ID: 678049107 TICKER: OILT
Meeting Date: 13-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
QR ENERGY LP
SECURITY ID: 74734R108 TICKER: QRE
Meeting Date: 18-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
VANGUARD NATURAL RESOURCES LLC
SECURITY ID: 92205F106 TICKER: VNR
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect W. Richard Anderson Management For Voted - For
1.2 Elect Bruce W. McCullough Management For Voted - For
1.3 Elect Richard A. Robert Management For Voted - Withheld
1.4 Elect Loren Singletary Management For Voted - For
1.5 Elect Scott W. Smith Management For Voted - For
2 Ratification of Auditor Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ADVANCED LITHIUM ELECTROCHEMIS
SECURITY ID: G0100G106 TICKER: 5227
Meeting Date: 12-Jun-15
Meeting Type: Annual
1 Accounts and Reports
2 Loss Disposition
3 Amendments to Articles
4 Amendments to Procedural Rules for Shareholder
Meetings
5 Amendments to Procedural Rules: Election of Directors
6 Amendments to Procedural Rules: Endorsements and Guarantees
7 Elect WANG Tai-Chang
8 Non-compete Restrictions for Directors
9 EXTRAORDINARY MOTIONS
10 Non-Voting Meeting Note
ALBEMARLE CORP.
SECURITY ID: 012653101 TICKER: ALB
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect William H. Hernandez
1.2 Elect Luther C. Kissam IV
1.3 Elect Douglas L. Maine
1.4 Elect Kent Masters
1.5 Elect Jim W. Nokes
1.6 Elect James J. O'Brien
1.7 Elect Barry W. Perry
1.8 Elect John Sherman Jr.
1.9 Elect Gerald A. Steiner
1.10 Elect Harriett Tee Taggart
1.11 Elect Alejandro Wolff
2 Ratification of Auditor
3 Amendment to the 2008 Incentive Plan
4 Advisory Vote on Executive Compensation
AVALON RARE METALS INC
SECURITY ID: 053470100 TICKER: AVL
Meeting Date: 24-Feb-15 Meeting Type: Annual
1.1 Elect Donald S. Bubar
1.2 Elect Brian D. MacEachen
1.3 Elect Alan Ferry
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management N/A Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Withheld
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Peter McCarter Management For Voted - For
1.5 Elect Phil Fontaine Management For Voted - For
1.6 Elect Kenneth G. Thomas Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald S. Bubar Management For Voted - For
3 Elect Brian D. MacEachen Management For Voted - For
4 Elect Alan Ferry Management For Voted - Against
5 Elect Peter McCarter Management For Voted - For
6 Elect Phil Fontaine Management For Voted - For
7 Elect Kenneth G. Thomas Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
BLUE SOLUTIONS
SECURITY ID: F11845108 TICKER: 18B
Meeting Date: 04-Jun-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Approval of Non
Tax-Deductible Expenses; Ratification of Board Acts Management For Voted - Against
5 Consolidated Accounts and Reports Management For Voted - For
6 Allocation of Loss Management For Voted - For
7 Related Party Transactions Management For Voted - Abstain
8 Elect Didier Marginedes Management For Voted - For
9 Elect Cyrille Bollor[] Management For Voted - For
10 Elect Val[]rie Hortefeux Management For Voted - For
11 Elect Jean-Louis Milin Management For Voted - For
12 Elect Martine Studer Management For Voted - For
13 Remuneration of Vincent Bollor[], Chairman Management For Voted - Against
14 Remuneration of Gilles Alix, CEO Management For Voted - Against
15 Authorization of Legal Formalities Management For Voted - For
BYD CO
SECURITY ID: Y1023R104 TICKER: 002594
Meeting Date: 17-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Finance Lease Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 07-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Disposal of 100% Equity Interests and Execution of
The Agreement of A Subsidiary Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Authority to Issue Domestic Corporate Bonds Management For Voted - For
6 Board Authorization to Issue Domestic Corporate
Bonds Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Provision of Guarantee by the Group Management For Voted - Against
10 Guarantees to Leasing Company Management For Voted - Against
11 Estimated Caps of Continuing Connected Transactions Management For Voted - For
12 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Shares w/o Preemptive Rights of
BYD Electronic (International) Company Limited Management For Voted - Against
14 Authority to Issue Perpetual Medium Term Note Management For Voted - For
15 Adoption of Share Award Scheme Management For Voted - For
16 Board Authorization to Implement Share Award Scheme Management For Voted - For
17 Authority to Give Counter-Guarantees Management For Voted - Against
CHANGS ASCENDING ENTERPRISE CO
SECURITY ID: Y1295K100 TICKER: 8038
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Loss Disposition Management For Voted - For
3 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
4 Amendments to Procedural Rules: Election of
Directors Management For Voted - For
5 EXTRAORDINARY MOTIONS Management N/A Voted - Against
GLOBAL X LITHIUM ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
COSLIGHT TEHNOLOGY INTERNATIONAL GROUP LTD.
SECURITY ID: G24431101 TICKER: 1043
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect SONG Dian Quan Management For Voted - For
5 Elect LUO Ming Hua Management For Voted - For
6 Elect YIN Ge Ping Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Non-Voting Meeting Note N/A N/A Non-Voting
DYNAPACK INTERNATIONAL TECHNOLOGY
SECURITY ID: Y2185V107 TICKER: 3211
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Transaction of Other Business Management N/A Voted - Against
FDG ELECTRIC VEHICLES LIMITED
SECURITY ID: G3361N109 TICKER: 729
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger/Acquisition Management For Voted - For
4 Placement Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
FMC CORP.
SECURITY ID: 302491303 TICKER: FMCPRC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Eduardo E. Cordeiro Management For Voted - For
2 Elect G. Peter D'Aloia Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Elect C. Scott Greer Management For Voted - For
4 Elect K'Lynne Johnson Management For Voted - For
5 Elect Paul J. Norris Management For Voted - For
6 Elect William H. Powell Management For Voted - For
7 Elect Vincent R. Volpe Jr. Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
GALAXY RESOURCES LTD
SECURITY ID: Q39596103 TICKER: GXY
Meeting Date: 17-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Divestiture Management For Voted - For
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Jian-Nan Zhang Management For Voted - For
4 Equity Grant (MD Anthony Tse) Management For Voted - For
5 Equity Grant (Executive Director Charles Whitfield) Management For Voted - For
6 Equity Grant (Chairman Martin Rowley) Management For Voted - For
7 Equity Grant (NED Jian-Nan Zhang) Management For Voted - For
8 Approve Issue of Securities Management For Voted - For
9 Approve Long Term Incentive Plan Management For Voted - Against
10 Equity Grant (MD Anthony Tse) Management For Voted - For
11 Equity Grant (Executive Director Charles Whitfield) Management For Voted - For
12 Equity Grant (Chairman Martin Rowley) Management For Voted - Against
13 Equity Grant (NED Jian-Nan Zhang) Management For Voted - Against
14 Approve Issue of Securities (10% Placement Facility) Management For Voted - For
15 Ratify Placement of Securities Management For Voted - For
16 Approve Issue of Securities (Clipper Group Limited) Management For Voted - For
GS YUASA CORPORATION
SECURITY ID: J1770L109 TICKER: 6674
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Makoto Yoda Management For Voted - Against
3 Elect Osamu Murao Management For Voted - For
4 Elect Kei Nishida Management For Voted - For
5 Elect Shinji Tatsumi Management For Voted - For
6 Elect Toshiyuki Nakagawa Management For Voted - For
7 Elect Masahide Kuragaki Management For Voted - For
8 Elect Masaru Sawada Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Tohru Bohmoto Management For Voted - For
10 Elect Ryohichi Okuyama Management For Voted - For
11 Elect Masayuki Murakami Management For Voted - For
12 Elect Hiroaki Yoshida Management For Voted - For
13 Elect Hirofumi Ohnishi Management For Voted - For
14 Bonus Management For Voted - For
15 Renewal of Takeover Defense Plan Management For Voted - Against
JOHNSON CONTROLS INC
SECURITY ID: 478366107 TICKER: JCI
Meeting Date: 28-Jan-15 Meeting Type: Annual
1.1 Elect Natalie A. Black Management For Voted - For
1.2 Elect Raymond L. Conner Management For Voted - For
1.3 Elect Richard Goodman Management For Voted - For
1.4 Elect William H. Lacy Management For Voted - For
1.5 Elect Alex A. Molinaroli Management For Voted - For
1.6 Elect Mark P. Vergnano Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
L G CHEMICAL
SECURITY ID: Y52758102 TICKER: 051910
Meeting Date: 13-Mar-15 Meeting Type: Annual
1 Accounts and Allocation of Profits/Dividends Management For Voted - Against
2 Election of Directors (Slate) Management For Voted - For
3 Directors' Fees Management For Voted - For
OROCOBRE LTD
SECURITY ID: Q7142R106 TICKER: ORE
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect James D. Calaway Management For Voted - Against
4 Re-elect John W. Gibson, Jr. Management For Voted - For
5 Equity Grant (MD/CEO Richard Seville) Management For Voted - For
6 Approve Termination Payments (MD/CEO Richard
Seville) Management For Voted - For
Meeting Date: 16-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Securities (Share Placement) Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approve Issue of Securities (Chairman James Calaway) Management For Voted - For
4 Approve Issue of Securities (MD/CEO Richard Seville) Management For Voted - For
5 Approve Issue of Securities (Share Purchase Plan) Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
PANASONIC CORP
SECURITY ID: J6354Y104 TICKER: PCRFY
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Shusaku Nagae Management For Voted - Against
3 Elect Masayuki Matsushita Management For Voted - For
4 Elect Kazuhiro Tsuga Management For Voted - For
5 Elect Yoshihiko Yamada Management For Voted - For
6 Elect Kazunori Takami Management For Voted - For
7 Elect Hideaki Kawai Management For Voted - For
8 Elect Yoshiyuki Miyabe Management For Voted - For
9 Elect Yoshio Itoh Management For Voted - For
10 Elect Tamio Yoshioka Management For Voted - For
11 Elect Takashi Tohyama Management For Voted - For
12 Elect Jun Ishii Management For Voted - For
13 Elect Mototsugu Satoh Management For Voted - For
14 Elect Masayuki Oku Management For Voted - For
15 Elect Hiroko Ohta Management For Voted - For
16 Elect Yasuji Enokido Management For Voted - For
17 Elect Tetsuroh Homma Management For Voted - For
18 Elect Yoshinobu Tsutsui Management For Voted - For
19 Elect Hirofumi Yasuhara as Statutory Auditor Management For Voted - Against
ROCKWOOD HLDGS INC
SECURITY ID: 774415103 TICKER: ROC
Meeting Date: 14-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
SAFT GROUPE S.A.
SECURITY ID: F7758P107 TICKER: SAFT
Meeting Date: 12-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Accounts and Reports Management For Voted - For
5 Consolidated Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Scrip Dividend Management For Voted - For
8 Authority to Repurchase Shares Through Intermediary Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Elect Marie-Claire Daveu Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Remuneration of Bruno Dathis, Executive Chairman Management For Voted - For
13 Remuneration of Franck Cecchi, Executive Director Management For Voted - For
14 Remuneration of Tom Alcide, Executive Director Management For Voted - For
15 Remuneration of Xavier Delacroix, Executive Director Management For Voted - For
16 Remuneration of Elizabeth Ledger, Executive Director Management For Voted - For
17 Authority to Cancel Shares and Reduce Share Capital Management For Voted - For
18 Authority to Issue Shares through Private Placement Management For Voted - Against
19 Employee Stock Purchase Plan Management For Voted - For
20 Authority to issue Restricted Shares Management For Voted - Against
21 Authorization of Legal Formalities Management For Voted - For
SAMSUNG SDI CO. LTD.
SECURITY ID: Y74866107 TICKER: 006400
Meeting Date: 13-Mar-15 Meeting Type: Annual
1 Accounts and Allocation of Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect JUNG Se Oong Management For Voted - For
4 Elect NO Min Gi Management For Voted - For
5 Election of Audit Committee Member: NO Min Gi Management For Voted - For
6 Directors' Fees Management For Voted - Against
SIMPLO TECHNOLOGY CO., LTD.
SECURITY ID: Y7987E104 TICKER: 6121
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 EXTRAORDINARY MOTIONS Management N/A Voted - Against
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
SECURITY ID: 833635105 TICKER: SQM
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appointment of Auditor and Account Inspectors Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Investment and Finance Policy Management For Voted - For
5 Allocation of Profits/Dividends; Dividend Policy Management For Voted - For
6 Board of Directors' Expenses Management For Voted - For
7 Election of Directors; Fees Management For Voted - Abstain
8 Matters Regarding the Directors' Committee Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
TESLA MOTORS INC.
SECURITY ID: 88160R101 TICKER: TSLA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Elect Antonio J. Gracias Management For Voted - Against
2 Elect Kimbal Musk Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Reducing
Environmental Impacts from Animal Products Shareholder Against Voted - Against
5 Shareholder Proposal Regarding Animal Welfare Shareholder Against Voted - Against
ULTRALIFE CORP
SECURITY ID: 903899102 TICKER: ULBI
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Steven M. Anderson Management For Voted - For
1.2 Elect Michael D. Popielec Management For Voted - For
1.3 Elect Thomas L. Saeli Management For Voted - For
1.4 Elect Robert W. Shaw II Management For Voted - For
1.5 Elect Ranjit C. Singh Management For Voted - Withheld
1.6 Elect Bradford T. Whitmore Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
WESTERN LITHIUM USA CORP
SECURITY ID: 95854Q109 TICKER: WUC
Meeting Date: 30-Mar-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jay Chmelauskas Management For Voted - For
4 Elect R. Edward Flood Management For Voted - Against
5 Elect William R. Haldane Management For Voted - For
6 Elect Matthew Hornor Management For Voted - For
7 Elect Terry Krepiakevich Management For Voted - For
GLOBAL X LITHIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect John A. Macken Management For Voted - For
9 Elect William Sheriff Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Amendment to the Stock Option Plan Management For Voted - For
12 Amendments to Articles Regarding Requirements to
Alter Share Structure Management For Voted - Against
13 Amendments to Articles Regarding Requirements to
Alter the Articles Generally Management For Voted - Against
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATLAS PIPELINE PARTNERS LP
SECURITY ID: 049392103 TICKER: APL
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
BUCKEYE PARTNERS L.P.
SECURITY ID: 118230101 TICKER: BPL
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Pieter Bakker Management For Voted - For
1.2 Elect Barbara M. Bauman Management For Voted - For
1.3 Elect Mark C. McKinley Management For Voted - For
1.4 Elect Donald W. Niemiec Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CHENIERE ENERGY INC.
SECURITY ID: 16411R208 TICKER: CHEX
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Elect Charif Souki Management For Voted - For
2 Elect Vicky A. Bailey Management For Voted - Against
3 Elect G. Andrea Botta Management For Voted - For
4 Elect Nuno Brandolini Management For Voted - Against
5 Elect David I. Foley Management For Voted - For
6 Elect David B. Kilpatrick Management For Voted - Against
7 Elect Donald F. Robillard, Jr. Management For Voted - For
8 Elect Neal A. Shear Management For Voted - For
9 Elect Heather R. Zichal Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
EL PASO PIPELINE PARTNERS LP
SECURITY ID: 283702108 TICKER: EPB
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ENBRIDGE INC
SECURITY ID: 29250N105 TICKER: ENB
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect David A. Arledge Management For Voted - For
1.2 Elect James J. Blanchard Management For Voted - For
1.3 Elect Marcel R. Coutu Management For Voted - For
1.4 Elect J. Herb England Management For Voted - For
1.5 Elect Charles W. Fischer Management For Voted - For
1.6 Elect V. Maureen Kempston Darkes Management For Voted - For
1.7 Elect Al Monaco Management For Voted - For
1.8 Elect George K. Petty Management For Voted - For
1.9 Elect Rebecca B. Roberts Management For Voted - For
1.10 Elect Dan C. Tutcher Management For Voted - For
1.11 Elect Catherine L. Williams Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Adoption of Advance Notice Requirement Management For Voted - For
4 Advisory Vote on Executive Compensation Approach Management For Voted - For
ENERGY TRANSFER PARTNERS, L.P.
SECURITY ID: 29273R109 TICKER: ETP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
EQT CORP
SECURITY ID: 26884L109 TICKER: EQT
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Elect Philip G. Behrman Management For Voted - For
2 Elect A. Bray Cary, Jr. Management For Voted - For
3 Elect Margaret K. Dorman Management For Voted - For
4 Elect David L. Porges Management For Voted - For
5 Elect James E. Rohr Management For Voted - For
6 Elect David S. Shapira Management For Voted - For
7 Elect Lee T. Todd, Jr. Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KINDER MORGAN INC
SECURITY ID: 49456B101 TICKER: KMI
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Increase of Authorized Common Stock Management For Voted - For
2 Merger/Acquisition Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Richard D. Kinder Management For Voted - For
1.2 Elect Steven J. Kean Management For Voted - For
1.3 Elect Ted A. Gardner Management For Voted - For
1.4 Elect Anthony W. Hall, Jr. Management For Voted - For
1.5 Elect Gary L. Hultquist Management For Voted - For
1.6 Elect Ronald L. Kuehn, Jr. Management For Voted - For
1.7 Elect Deborah A. Macdonald Management For Voted - For
1.8 Elect Michael Miller Management For Voted - Withheld
1.9 Elect Michael C. Morgan Management For Voted - For
1.10 Elect Arthur C. Reichstetter Management For Voted - For
1.11 Elect Fayez S. Sarofim Management For Voted - For
1.12 Elect C. Park Shaper Management For Voted - For
1.13 Elect William A. Smith Management For Voted - For
1.14 Elect Joel V. Staff Management For Voted - For
1.15 Elect Robert F. Vagt Management For Voted - For
1.16 Elect Perry M. Waughtal Management For Voted - For
2 Approval of the 2015 Stock Incentive Plan Management For Voted - For
3 Approval of the 2015 Annual Incentive Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendments to Certificate of Incorporation to
Comply with Jones Act Management For Voted - For
7 Shareholder Proposal Regarding Report on Response
to Climate Change Policy Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Methane Emissions
Reporting and Reduction Targets Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - For
KINDER MORGAN MANAGEMENT, LLC
SECURITY ID: 49455U100 TICKER: KMR
Meeting Date: 20-Nov-14 Meeting Type: Special
1 KMR Merger Agreement Management For Voted - For
2 Right to Adjourn Meeting (KMR Merger) Management For Voted - For
3 KMP Merger Agreement Management For Voted - For
4 Right to Adjourn Meeting (KMP Merger) Management For Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MAGELLAN MIDSTREAM PARTNERS
SECURITY ID: 559080106 TICKER: MMP
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Robert G. Croyle Management For Voted - For
1.2 Elect Stacy P. Methvin Management For Voted - For
1.3 Elect Barry R. Pearl Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
MARATHON PETROLEUM CORP
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect David A. Daberko Management For Voted - For
1.2 Elect Donna A. James Management For Voted - For
1.3 Elect James E. Rohr Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Reporting and
Reducing Greenhouse Gas Emissions Shareholder Against Voted - Against
MARKWEST ENERGY PARTNERS LP
SECURITY ID: 570759100 TICKER: MWE
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Frank M. Semple Management For Voted - For
1.2 Elect Donald D. Wolf Management For Voted - For
1.3 Elect Michael L. Beatty Management For Voted - Withheld
1.4 Elect William A. Bruckmann, III Management For Voted - For
1.5 Elect Donald C. Heppermann Management For Voted - For
1.6 Elect Randall J. Larson Management For Voted - For
1.7 Elect Anne E. Fox Mounsey Management For Voted - For
1.8 Elect William P. Nicoletti Management For Voted - For
2 Ratification of Auditor Management For Voted - For
OILTANKING PARTNERS L.P.
SECURITY ID: 678049107 TICKER: OILT
Meeting Date: 13-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ONE GAS INC
SECURITY ID: 68235P108 TICKER: OGS
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect John W. Gibson Management For Voted - For
2 Elect Pattye L. Moore Management For Voted - For
3 Elect Douglas H. Yaegar Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Equity Compensation Plan Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ONEOK INC.
SECURITY ID: 682680103 TICKER: OKE
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect James C. Day Management For Voted - For
2 Elect Julie H. Edwards Management For Voted - For
3 Elect William L. Ford Management For Voted - For
4 Elect John W. Gibson Management For Voted - For
5 Elect Steven J. Malcolm Management For Voted - For
6 Elect Jim W. Mogg Management For Voted - For
7 Elect Pattye L. Moore Management For Voted - For
8 Elect Gary D. Parker Management For Voted - For
9 Elect Eduardo A. Rodriguez Management For Voted - For
10 Elect Terry K. Spencer Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
SEMGROUP CORP
SECURITY ID: 81663A105 TICKER: SEMG
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Ronald A. Ballschmiede Management For Voted - For
1.2 Elect Sarah M. Barpoulis Management For Voted - For
1.3 Elect John F. Chlebowski Management For Voted - For
1.4 Elect Carlin G. Conner Management For Voted - For
1.5 Elect Karl F. Kurz Management For Voted - For
1.6 Elect James H. Lytal Management For Voted - For
1.7 Elect Thomas R. McDaniel Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SPECTRA ENERGY CORP
SECURITY ID: 847560109 TICKER: SE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Gregory L. Ebel Management For Voted - For
2 Elect F. Anthony Comper Management For Voted - For
3 Elect Austin A. Adams Management For Voted - For
4 Elect Joseph Alvarado Management For Voted - For
5 Elect Pamela L. Carter Management For Voted - Against
6 Elect Clarence P. Cazalot, Jr. Management For Voted - For
7 Elect Peter B. Hamilton Management For Voted - For
8 Elect Miranda C. Hubbs Management For Voted - For
9 Elect Michael McShane Management For Voted - For
10 Elect Michael G. Morris Management For Voted - For
11 Elect Michael E.J. Phelps Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
TARGA RESOURCES CORP
SECURITY ID: 87612G101 TICKER: TRGP
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 18-May-15 Meeting Type: Annual
1.1 Elect Joe Bob Perkins Management For Voted - For
1.2 Elect Ershel C. Redd, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Methane Emissions
Reporting and Reduction Targets Shareholder Against Voted - Against
WILLIAMS COS INC
SECURITY ID: 969457100 TICKER: WMB
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Alan S. Armstrong Management For Voted - For
2 Elect Joseph R. Cleveland Management For Voted - For
3 Elect Kathleen B. Cooper Management For Voted - For
4 Elect John A. Hagg Management For Voted - For
5 Elect Juanita H. Hinshaw Management For Voted - For
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Ralph Izzo Management For Voted - For
7 Elect Frank T. MacInnis Management For Voted - Against
8 Elect Eric W. Mandelblatt Management For Voted - For
9 Elect Keith A. Meister Management For Voted - For
10 Elect Steven Nance Management For Voted - For
11 Elect Murray D. Smith Management For Voted - For
12 Elect Janice D. Stoney Management For Voted - For
13 Elect Laura A. Sugg Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
WILLIAMS PARTNERS L.P.
SECURITY ID: 96950F104 TICKER: WPZ
Meeting Date: 28-Jan-15 Meeting Type: Consent
1 Merger Management For Voted - For
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATLAS ENERGY L.P
SECURITY ID: 04930A104 TICKER: ATLS
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
ATLAS PIPELINE PARTNERS LP
SECURITY ID: 049392103 TICKER: APL
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
BUCKEYE PARTNERS L.P.
SECURITY ID: 118230101 TICKER: BPL
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Pieter Bakker Management For Voted - For
1.2 Elect Barbara M. Bauman Management For Voted - For
1.3 Elect Mark C. McKinley Management For Voted - For
1.4 Elect Donald W. Niemiec Management For Voted - For
2 Ratification of Auditor Management For Voted - For
EL PASO PIPELINE PARTNERS LP
SECURITY ID: 283702108 TICKER: EPB
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
ENERGY TRANSFER PARTNERS, L.P.
SECURITY ID: 29273R109 TICKER: ETP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KINDER MORGAN ENERGY PARTNERS L.P.
SECURITY ID: 494550106 TICKER: KMP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS
SECURITY ID: 559080106 TICKER: MMP
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Robert G. Croyle Management For Voted - For
1.2 Elect Stacy P. Methvin Management For Voted - For
1.3 Elect Barry R. Pearl Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
MARKWEST ENERGY PARTNERS LP
SECURITY ID: 570759100 TICKER: MWE
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Frank M. Semple Management For Voted - For
1.2 Elect Donald D. Wolf Management For Voted - For
1.3 Elect Michael L. Beatty Management For Voted - Withheld
1.4 Elect William A. Bruckmann, III Management For Voted - For
1.5 Elect Donald C. Heppermann Management For Voted - For
1.6 Elect Randall J. Larson Management For Voted - For
1.7 Elect Anne E. Fox Mounsey Management For Voted - For
1.8 Elect William P. Nicoletti Management For Voted - For
2 Ratification of Auditor Management For Voted - For
REGENCY ENERGY PARTNERS LP
SECURITY ID: 75885Y107 TICKER: RGP
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
GLOBAL X MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SUBURBAN PROPANE PARTNERS LP
SECURITY ID: 864482104 TICKER: SPH
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Harold R. Logan, Jr. Management For Voted - For
1.2 Elect John H. Stookey Management For Voted - For
1.3 Elect John D. Collins Management For Voted - For
1.4 Elect Jane M. Swift Management For Voted - For
1.5 Elect Lawrence C. Caldwell Management For Voted - For
1.6 Elect Matthew J. Chanin Management For Voted - For
1.7 Elect Michael A. Stivala Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2009 Restricted Unit Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
WILLIAMS PARTNERS L.P.
SECURITY ID: 96950F104 TICKER: WPZ
Meeting Date: 28-Jan-15 Meeting Type: Consent
1 Merger Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APCO OIL & GAS INTERNATIONAL INC
SECURITY ID: G0471F109 TICKER: APAGF
Meeting Date: 26-Jan-15 Meeting Type: Special
1 Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
ARCA CONTINENTAL S.A.B. DE C.V.
SECURITY ID: P0448R103 TICKER: AC
Meeting Date: 15-Apr-15 Meeting Type: Ordinary
1 Financial Statements, Auditor's Report and CEO's CEO Management For Voted - Abstain
2 Report of the Board Management For Voted - Abstain
3 Report of Committee Chairmen; Report on Tax
Compliance Management For Voted - Abstain
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Repurchase Shares Management For Voted - Abstain
6 Election of Directors Management For Voted - Abstain
7 Election of Committee Chairman; Committee Member
Fees Management For Voted - Abstain
8 Election of Meeting Delegates Management For Voted - For
9 Minutes Management For Voted - For
ARCOS DORADOS HOLDINGS INC
SECURITY ID: G0457F107 TICKER: ARCO
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3.1 Election of Directors Management For Voted - For
3.2 Election of Directors Management For Voted - For
BANCO MACRO S.A.
SECURITY ID: 05961W105 TICKER: BMA
Meeting Date: 23-Apr-15 Meeting Type: Special
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board and Supervisory Council Acts Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Allocation of Dividends Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council Members' Fees Management For Voted - Abstain
8 Ratification of Auditor's Fees Management For Voted - Abstain
9 Election of Directors Management For Voted - Abstain
10 Election of Supervisory Council Management For Voted - Abstain
11 Appointment of Auditor Management For Voted - Abstain
12 Audit Committee Budget Management For Voted - Abstain
13 Authority to Set Terms of Global Notes Program Management For Voted - For
14 Authority to Carry Out Formalities Management For Voted - For
BBVA BANCO FRANCES ORDINARIAS SA
SECURITY ID: 07329M100 TICKER: BFR
Meeting Date: 07-Apr-15 Meeting Type: Special
1 Election of Meeting Delegates Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board, CEO and Supervisory Council
Acts Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Supervisory Council's Fees Management For Voted - For
7 Election of Directors; Board Size Management For Voted - Abstain
8 Election of Supervisory Council Management For Voted - Abstain
9 Ratification of Auditor's Fees Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Audit Committe Budget Management For Voted - For
12 Authority to Set Terms of Global Note Program Management For Voted - For
CENCOSUD S.A.
SECURITY ID: P2205J100 TICKER: CNCO
Meeting Date: 24-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Directors' Committee Fees and Budget Management For Voted - Abstain
6 Presentation of Report on Board of Directors' and
Directors' Committee Expenses Management For Voted - For
7 Appointment of Auditor Management For Voted - Abstain
8 Appointment of Risk Rating Agency Management For Voted - Abstain
9 Related Party Transactions Management For Voted - For
10 Report on Directors' Oppositions Recorded at Board
Meetings Management For Voted - For
11 Directors' Committee Activities Report Management For Voted - For
12 Publication of Company Notices Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL
13 Transaction of Other Business
14 Non-Voting Meeting Note
CRESUD
SECURITY ID: 226406106 TICKER: CRESY
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Election of Meeting Delegates
2 Accounts and Reports
3 Allocation of Profits/Dividends
4 Application of Treasury Stock
5 Authority to Repurchase Shares
6 Ratification of Board Acts
7 Ratification of Supervisory Council Acts
8 Directors' Fees
9 Supervisory Council's Fees
10 Election of Directors; Board Size
11 Election of Supervisory Council Board
12 Appointment of Auditor and Authority to Set Fees
13 Update to Shared Services Agreement
14 Income Tax on Personal Assets to Shareholders
15 Amendments to Article 1 of the Company's Bylaws
16 Amendments to Article 24 of the Company's Bylaws
17 Amendments to the Incentive Plan
18 Authority to Issue Convertible Debt Instruments
Meeting Date: 04-Dec-14 Meeting Type: Special
1 Appointment of Two Shareholders to Sign Meeting
Minutes
2 Merger/Acquisition
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
EMBOTELLADORA ANDINA S.A.
SECURITY ID: 29081P303 TICKER: AKOA
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Directors' Fees; Directors' Committee Fees; Audit
Committee Fees; Presentation of Board of Directors'
Reports Management For Voted - Abstain
5 Appointment of Auditor Management For Voted - For
6 Appointment of Risk Rating Agency Management For Voted - Abstain
7 Related Party Transactions Management For Voted - For
8 Publication of Company Notices Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Transaction of Other Business Management For Voted - Against
EMPRESA DISTRIBUIDORA Y COMERCIAL NORTE S.A.
SECURITY ID: 29244A102 TICKER: EDN
Meeting Date: 18-Nov-14 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Extension of Holding Period of Treasury Shares Management For Voted - For
3 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council Fees Management For Voted - For
8 Election of Directors Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - Abstain
10 Ratification of Auditor's Fees Management For Voted - Abstain
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
12 Audit Committee Budget Management For Voted - Abstain
13 Executive Committee Budget Management For Voted - Abstain
14 Amendment to Par Value Management For Voted - For
15 Amendments to Articles Management For Voted - Abstain
16 Authorization of Legal Formalities Management For Voted - For
EPI (HOLDINGS) LTD.
SECURITY ID: G3155U129 TICKER: 689
Meeting Date: 17-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Extension of Maturity Period Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capital Reorganization Management For Voted - For
4 Refreshment of Share Option Scheme Mandate Limit Management For Voted - Against
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EPI (HOLDINGS) LTD.
SECURITY ID: G3155U137 TICKER: 689
Meeting Date: 22-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Eric HO King Fung Management For Voted - For
5 Elect Sammy TSE Kwok Fai Management For Voted - Against
6 Elect Anthony CHAN Chi Hung Management For Voted - For
7 Elect QIAN Zhi Hui Management For Voted - Against
8 Elect TEOH Chun Ming Management For Voted - Against
9 Elect ZHU Tiansheng Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
FINNING INTERNATIONAL INC.
SECURITY ID: 318071404 TICKER: FTT
Meeting Date: 05-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Marcelo Awad Management For Voted - For
3 Elect James E.C. Carter Management For Voted - For
4 Elect Jacynthe C[]t[] Management For Voted - For
5 Elect Nicholas Hartery Management For Voted - For
6 Elect Kevin A. Neveu Management For Voted - For
7 Elect Kathleen M. O'Neill Management For Voted - For
8 Elect Christopher W. Patterson Management For Voted - For
9 Elect John Reid Management For Voted - For
10 Elect L. Scott Thomson Management For Voted - For
11 Elect Douglas W. G. Whitehead Management For Voted - For
12 Elect Michael M. Wilson Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
GRUPO CLARIN SA
SECURITY ID: 40052A209 TICKER: GCLA
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates Management For Voted - For
2 Accounts and Reports Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratification of Board Acts Management For Voted - For
4 Ratification of Directors' Fees and Authorization
to make Advanced Payments Management For Voted - Abstain
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Supervisory Council Fees and
Authorization to make Advanced Payments Management For Voted - Abstain
7 Allocation of Profits/Dividends Management For Voted - Abstain
8 Election of Directors Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - Abstain
10 Audit Committee Budget Management For Voted - Abstain
11 Authority to Set Auditor's Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
GRUPO FINANCIERO GALICIA
SECURITY ID: 399909100 TICKER: GGAL
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Authority to Cast Votes and Attend General Meeting
of Subsidiary Management For Voted - For
3 Accounts and Reports Management For Voted - Abstain
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board and Supervisory Council Acts Management For Voted - Abstain
6 Ratification of Supervisory Council Fees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Authority to Advance Directors' Fees Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - For
10 Election of Directors Management For Voted - Against
11 Ratification of Auditor's Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
IRSA
SECURITY ID: 450047204 TICKER: IRIVF
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Election of Meeting Delegates Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Ratification of Supervisory Council Acts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council's Fees Management For Voted - Abstain
8 Election of Directors Management For Voted - Abstain
9 Election of Supervisory Council Directors Management For Voted - Abstain
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Update on Shared Services Agreement Management For Voted - Abstain
12 Income Tax on Personal Assets of Shareholders Management For Voted - For
13 Report on Exchange Offer Management For Voted - Abstain
14 Amendments to Article 1 Regarding Company's Name Management For Voted - For
15 Amendments to Article 24 Regarding Remote Meeting Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - Abstain
17 Amendment to the Incentive Plan Management For Voted - Abstain
MERCADOLIBRE INC
SECURITY ID: 58733R102 TICKER: MELI
Meeting Date: 12-Jun-15 Meeting Type: Annual
1.1 Elect Nicolas Galperin Management For Voted - For
1.2 Elect Meyer Malka Rais Management For Voted - For
1.3 Elect Javier Olivan Management For Voted - For
1.4 Elect Roberto Balls Sallouti Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
PAMPA ENERGIA SA
SECURITY ID: 697660207 TICKER: PAM
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates to Subscribe the
Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Supervisory Council's Fees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Auditor's Fees Management For Voted - Abstain
9 Election of Directors; Election of Supervisory
Council Members Management For Voted - Abstain
10 Appointment of Auditor Management For Voted - Abstain
11 Authority to Set Auditor's Fees Management For Voted - Abstain
12 Audit Committee Budget Management For Voted - Abstain
13 Authorization to Carry Out Legal Formalities Management For Voted - For
PAN AMERICAN SILVER CORP
SECURITY ID: 697900108 TICKER: PAAS
Meeting Date: 11-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Elect Ross J. Beaty Management For Voted - For
3 Elect Geoffrey A. Burns Management For Voted - For
4 Elect Michael L. Carroll Management For Voted - For
5 Elect C. Noel Dunn Management For Voted - For
6 Elect Neil de Gelder Management For Voted - For
7 Elect David C. Press Management For Voted - For
8 Elect Walter T. Segsworth Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendments to the 2008 Stock Option Plan. Management For Voted - For
Meeting Date: 11-May-15 Meeting Type: Special
1.1 Elect Ross J. Beaty Management For Voted - For
1.2 Elect Geoffrey A. Burns Management For Voted - For
1.3 Elect Michael L. Carroll Management For Voted - For
1.4 Elect C. Noel Dunn Management For Voted - For
1.5 Elect Neil de Gelder Management For Voted - For
1.6 Elect David C. Press Management For Voted - For
1.7 Elect Walter T. Segsworth Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendments to the 2008 Stock Option Plan. Management For Voted - For
PETROBRAS ENERGIA PARTICIPACIONES S.A.
SECURITY ID: 71646J109 TICKER: PZE
Meeting Date: 19-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board and Supervisory Council Acts Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Allocation of Profits to Voluntary Reserves Management For Voted - For
5 Election of Directors Management For Voted - Abstain
6 Election of Supervisory Council Management For Voted - Abstain
7 Directors' and Supervisory Board's Fees Management For Voted - Abstain
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Audit Committee Budget Management For Voted - Abstain
10 Merger by Absorption (Canadian Hunter Argentina and
Atalaya Energy) Management For Voted - For
11 Authority to Set Terms of Debt Issuance Management For Voted - For
12 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
PROSEGUR COMPANIA DE SEGURIDAD SA
SECURITY ID: E83453188 TICKER: PSG
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect Eduardo Paraja Quir[]s Management For Voted - For
6 Elect Fernando Vives Ruiz Management For Voted - Against
7 Amendments to Articles 14 to 20 Management For Voted - For
8 Amendments to Articles 21 to 27 Management For Voted - For
9 Amendments to General Meetiing Regulation Management For Voted - For
10 Long-term Incentive Plan 2015-2017 Management For Voted - For
11 Authorization of Legal Formalities Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
SILVER STANDARD RESOURCES, INC.
SECURITY ID: 82823L106 TICKER: SSRI
Meeting Date: 13-May-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect Peter W. Tomsett Management For Voted - For
2.2 Elect A.E. Michael Anglin Management For Voted - For
2.3 Elect Gustavo A. Herrero Management For Voted - For
2.4 Elect Beverlee F. Park Management For Voted - For
2.5 Elect Richard D. Paterson Management For Voted - For
2.6 Elect Steven P. Reid Management For Voted - For
2.7 Elect John Smith Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Renewal of Shareholder Rights Plan Management For Voted - For
TELECOM ARGENTINA S.A.
SECURITY ID: 879273209 TICKER: TEO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
7 Authority to Advance Directors' Fees
8 Ratification Supervisory Council Fees
9 Supervisory Council Size
10 Election of Supervisory Council
11 Election of Alternate Supervisory Council Members
12 Authorization to Advance Supervisory Council Fees
13 Ratification of Auditor's Fees
14 Appointment of Auditor
15 Authority to Set Auditor's Fees
16 Audit Committee Budget
Meeting Date: 22-Jun-15 Meeting Type: Special
1 Election of Meeting Delegates in Charge of Meeting
Minutes
2 Elect Oscar Carlos Cristianci to the Board of
Directors
3 Amendments to Article 3 (Corporate Purpose)
TENARIS S.A.
SECURITY ID: 88031M109 TICKER: TS
Meeting Date: 06-May-15 Meeting Type: Annual
1 Presentation of Accounts and Reports
2 Consolidated Accounts and Reports
3 Company Accounts and Reports
4 Allocation of Profits/Dividends
5 Ratification of Board Acts
6 Election of Directors
7 Directors' Fees
8 Appointment of Auditor and Authority to Set Fees
9 Authority to Repurchase Shares
10 Electronic Communications
11 Increase Authorized Capital
TRANSPORTADORA DE GAS DEL SUR
SECURITY ID: 893870204 TICKER: TGS
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates
2 Accounts and Reports
3 Reserve for Future Investments; Reserve for Future
Dividends
4 Allocation of Profits/Dividends
5 Ratification of Board and Supervisory Council Acts
and Fees
Management For Voted - Against
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
GLOBAL X MSCI ARGENTINA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Audit Committee Budget Management For Voted - Abstain
7 Election of Alternate Directors Management For Voted - Abstain
8 Election of Supervisory Council Management For Voted - Abstain
9 Authority to Set Auditor's Fees Management For Voted - Abstain
10 Appointment of Auditor Management For Voted - Abstain
11 Authority to Set Terms of Global Notes Program Management For Voted - For
YPF
SECURITY ID: 984245100 TICKER: YPF
Meeting Date: 05-Feb-15 Meeting Type: Annual
1 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Authority to Increase Debt Under Global Notes
Program Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Long-Term Incentive Plan Management For Voted - Abstain
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Auditor's Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Ratification of Board and Supervisory Council Acts Management For Voted - For
8 Ratification of Directors' Fees Management For Voted - For
9 Ratification of Supervisory Council's Fees Management For Voted - For
10 Supervisory Council Size Management For Voted - Abstain
11 Election of Supervisory Council Members and
Alternates (Class A) Management For Voted - Abstain
12 Election of Supervisory Council Members and
Alternates (Class D) Management For Voted - Abstain
13 Board Size Management For Voted - Abstain
14 Election of Directors (Class A) Management For Voted - Abstain
15 Election of Directors (Class D) Management For Voted - Abstain
16 Directors' Fees; Supervisory Council's Fees Management For Voted - Abstain
17 Indemnification of Board Members, Supervisory
Council and Employees Management For Voted - Abstain
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ALMACENES EXITO S.A.
SECURITY ID: P3782F107 TICKER: EXITO
Meeting Date: 17-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of the Report of the Board and CEO
6 Presentation of Accounts and Reports
7 Presentation of the Auditor's Report
8 Accounts and Reports
9 Allocation of Profits/Dividends; Charitable
Donations; Amendments to Articles; Amendments to General Shareholders Meeting
Regulations; Board of Directors Sucession Policy
10 Transaction of Other Business
Meeting Date: 11-Jun-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Quorum
4 Agenda
5 Appointment of Delegates in Charge of Meeting
Minutes
6 Election of Directors
7 Board of Directors' Remuneration Policy
AVIANCA HOLDINGS S.A
SECURITY ID: P0603X119 TICKER: AVH
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Report on the Notice of Meeting
5 Approval of the Report of the Board and CEO
6 Presentation of Auditor's Report
7 Accounts and Reports
8 Election of Directors
9 Allocation of Profits/Dividends
10 Minutes
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management N/A Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO DE BOGOTA
SECURITY ID: P09252100 TICKER: BOGOTA
Meeting Date: 22-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - Abstain
Meeting Date: 26-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 ALLOCATION OF RESERVES FOR TAX PURPOSES Management For Voted - Abstain
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Quorum Management For Voted - For
4 Agenda Management For Voted - For
5 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
6 Presentation of Report of the Board and CEO Management For Voted - For
7 Presentation of Report on Internal Control System Management For Voted - For
8 Presentation of the Report of the Consumer Finance
Ombudsman Management For Voted - For
9 Accounts and Reports Management For Voted - Abstain
10 Allocation of Profits/Dividends Management For Voted - For
11 Election of Directors; Appointment of Auditors Management For Voted - Abstain
12 Directors' Fees Management For Voted - Abstain
13 Authority to Set Auditor's Fees Management For Voted - Abstain
14 Transaction of Other Business Management N/A Voted - Against
Meeting Date: 25-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Quorum Management For Voted - For
4 Agenda Management For Voted - For
5 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
6 Allocation of Reserves for Tax Purposes Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BOLSA DE VALORES DE COLOMBIA
SECURITY ID: P17326102 TICKER: BVC
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Appointment of Meeting Chairman and Secretary Management For Voted - For
4 Agenda Management For Voted - For
5 Appointment of Delegates in charge of Meeting
Minutes Management For Voted - For
6 Presentation of Report of the Board and CEO Management For Voted - For
7 Presentation of Auditor Report Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Amendments to General Meeting Regulations Management For Voted - For
12 Election of Directors (Independent) Management For Voted - Abstain
13 Election of Directors (Non-Independent) Management For Voted - Abstain
14 Directors' Fees Management For Voted - Abstain
15 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
16 Transaction of Other Business Management N/A Voted - Against
CANACOL ENERGY LTD
SECURITY ID: 134808203 TICKER: CNE
Meeting Date: 21-Nov-14 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Charle Gamba Management For Voted - For
4 Elect Michael Hibberd Management For Voted - Against
5 Elect Jason Bednar Management For Voted - For
6 Elect Stuart Hensman Management For Voted - For
7 Elect David Winter Management For Voted - For
8 Elect Gregory D. Elliot Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Management For Voted - For
CELSIA SA ESP
SECURITY ID: P3774N100 TICKER: CELSIA
Meeting Date: 24-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Appointment of Delegates
in charge of Meeting
Minutes Management For Voted - For
5 Presentation of Report of the Board and CEO Management For Voted - For
6 Presentation of the Auditor's Report Management For Voted - For
7 Presentation of Accounts and Reports Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Charitable Donations Management For Voted - For
11 Election of Directors Management For Voted - Abstain
12 Appointment of Auditor Management For Voted - For
13 Presentation of Report on the Plan to Implement IFRS Management For Voted - For
14 Amendments to Articles Management For Voted - For
CEMENTOS ARGOS S.A
SECURITY ID: P2216Y112 TICKER: CEMARGOS
Meeting Date: 20-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Report of the Board and CEO Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
7 Presentation of Report of Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Presentation of Report on the Plan to Implement IFRS Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Payment of Tax on Wealth Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Charitable Donations Management For Voted - For
CEMEX LATAM HOLDINGS S.A.
SECURITY ID: E28096100 TICKER: CLH
Meeting Date: 16-Jun-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Amendments to Articles (Company Name and Share
Capital) Management For Voted - For
7 Amendments to Articles (General Meetings) Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL
8 Amendments to Articles (Company's Management)
9 Amendments to Articles (Annual Account, Profit
Sharing, Dissolution and Liquidation)
10 Amendments to Final and Transitory Provisions
11 Amendments to Preliminary Items
12 Amendments to Functions and Duties of General
Meetings
13 Amendments to Call of Meetings
14 Amendments to Shareholder Attendance and
Representation
15 Amendments to Meetings' Organization (Location and Shareholders' Office)
16 Amendments to General Meeting Proceedings
17 Amendments to Adoption of Resolutions
18 Amendments to Closing of Meeting and Minutes
19 Amendments to Final Proceedings
20 Deletion of Transitory Provisions
21 Report on Amendments to General Meeting Regulations
22 Report on Directors' Remuneration
23 Authority to Carry Out Formalities
24 Minutes
25 Non-Voting Meeting Note
CONCONCRETO S.A.
SECURITY ID: P3069N104 TICKER: CONCONC
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of Board of Directors and CEO Reports
6 Presentation of Financial Statements
7 Presentation of Statutory Reports
8 Presentation of Auditor's Report
9 Accounts and Reports
10 Allocation of Profits/Dividends
11 Amendments to Articles
12 Directors and Auditors' Fees
13 Election of Directors
14 Transaction of Other Business
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Against
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CONSTRUCCIONES EL CONDOR SA
SECURITY ID: P3138S100 TICKER: ELCONDOR
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in charge of Meeting
Minutes Management For Voted - For
5 Presentation of the Report of the Board and the CEO Management For Voted - For
6 Presentation of Financial Statements Management For Voted - For
7 Presentation of Auditor's Report Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Payment of Tax on Wealth Management For Voted - For
11 PROPOSAL REGARDING THE BYLAWS AMENDMENT TO
ACCOMMODATE THE RECOMMENDATIONS OF THE COUNTRY CODE Management N/A
Voted - For
12 Presentation of Corporate Governance Compliance
Plan and Schedule Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - Abstain
14 Transaction of Other Business Management For Voted - Against
CORPORACION FINANCIERA COLOMBIANA S A
SECURITY ID: P3138W200 TICKER: CRPFY
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Bonus Issue Through Capitalization of Reserves Management For Voted - For
5 Minutes Management For Voted - For
Meeting Date: 27-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Payment of Tax on Wealth Management For Voted - For
Meeting Date: 04-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Reports of the Board and Chairman Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Presentation of Reports of the Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Amendments to Article 5 Regarding the Duration of
the Company Management For Voted - For
11 Approval of Report of the Board Regarding Internal
Control System and Audit Committee Management For Voted - Abstain
12 Election of Directors; Fees Management For Voted - Abstain
13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
14 Transaction of Other Business Management N/A Voted - Against
CORPORACION FINANCIERA COLOMBIANA S A
SECURITY ID: P3138W283 TICKER: CRPFY
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Bonus Issue Through Capitalization of Reserves Management For Voted - For
5 Minutes Management For Voted - For
Meeting Date: 27-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Payment of Tax on Wealth Management For Voted - For
Meeting Date: 04-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Reports of the Board and Chairman Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
7 Presentation of Reports of the Auditor Management For Voted - For
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Amendments to Article 5 Regarding the Duration of
the Company Management For Voted - For
11 Approval of Report of the Board Regarding Internal
Control System and Audit Committee Management For Voted - Abstain
12 Election of Directors; Fees Management For Voted - Abstain
13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
14 Transaction of Other Business Management N/A Voted - Against
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ECOPETROL SA
SECURITY ID: 279158109 TICKER: EC
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Agenda
2 Appointment of Meeting Chairman
3 Appointment of Delegates in Charge of Meeting
Polling
4 Appointment of Delegates in Charge of Meeting Minutes
5 Accounts and Reports
6 Allocation of Profits/Dividends
7 Appointment of Auditor and Authority to Set Fees
8 Election of Directors
9 Amendments to General Meeting Regulations
10 Amendments to Articles Regarding Corporate
Governance Compliance
EMPRESA DE ENERGIA DE BOGOTA S.A. ESP
SECURITY ID: P37100107 TICKER: EEB
Meeting Date: 23-Dec-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Quorum
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Appointment of Meeting Chairman
6 Accounts and Reports
7 Interim Dividend
8 Transaction of Other Business
Meeting Date: 30-Mar-15
Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Singing of Colombian National Anthem
3 Singing of Anthem of the City of Bogot[]
4 Quorum
5 Appointment of Delegates in Charge of Meeting
Minutes
6 Appointment of Meeting Chairman
7 Speech of Meeting Chairman
8 Presentation of Report on Corporate Governance
9 Accounts and Reports
10 Allocation of Profits/Dividends
11 Election of Directors
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Transaction of Other Business Management N/A Voted - Against
GRUPO ARGOS S.A.
SECURITY ID: P0275K122 TICKER: GRUPOARG
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Election of Meeting Delegates in Charge of Meeting
Minutes.
5 Presentation of the Report of the Board and the CEO
6 Presentation of Financial Statements
7 Presentation of Auditor's Report
8 Accounts and Reports
9 Allocation of Profits/Dividends
10 Charitable Donations
11 Presentation of IFRS Action Plan
12 Presentation of Corporate Governance Compliance
Plan and Schedule
13 Amendments to Articles Regarding Corporate Governance Practices
14 Election of Directors; Fees
15 Appointment of Auditor and Authority to Set Fees
16 Non-Voting Meeting Note
GRUPO AVAL ACCIONES Y VALORES S.A.
SECURITY ID: P4948U103 TICKER: AVAL
Meeting Date: 30-Sep-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of the Board and Chairman's Reports
6 Presentation of Accounts and Reports
7 Presentation of Auditor's Report
8 Accounts and Reports
9 Presentation of Report on Past Annual General
Meeting
10 Allocation of Profits/Dividends
11 Transaction of Other Business
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - Against
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of the Board and CEO Reports Management For Voted - For
6 Presentation of the Financial Statements Management For Voted - For
7 Presentation of the Auditor's Report Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Election of Directors; Fees Management For Voted - Abstain
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
12 Transaction of Other Business Management N/A Voted - Against
GRUPO DE INVERSIONES SURAMERICANA S.A.
SECURITY ID: P4950L132 TICKER: GRUPOSUR
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Appointment of Meeting Delegates in charge of
Meeting Minutes Management For Voted - For
4 Presentation of the Board and CEO Reports Management For Voted - For
5 Presentation of Financial Statements Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Approval of the New Country Code Policies Management For Voted - Abstain
11 Directors and Auditor's Fees Management For Voted - Abstain
12 Election of Directors Management For Voted - Abstain
13 Transaction of Other Business Management N/A Voted - Against
GRUPO NUTRESA S.A.
SECURITY ID: P5041C114 TICKER: NUTRESA
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Quorum Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of CEO and Board Reports
Management For Voted - For
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL
6 Presentation of the Financial Statements Management
7 Presentation of Auditor's Report Management
8 Accounts and Reports
9 Allocation of Profits/Dividends
10 Amendments to Articles
11 Election of Directors
12 Appointment of Independent Auditor
13 Directors' Fees
14 Auditors' Fees
15 Approval of the Board of Directors' Remuneration
and Evaluation Policy
16 Approval of the Board of Directors' Succession Policy
17 Approval of the Shares Repurchase Policy
18 Use of Reserves
19 Presentation of the Plan to Implement IFRS
20 Transaction of Other Business
INTERCONEXION ELECTRICA SA
SECURITY ID: P5624U101 TICKER: ISA
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Appointment of Meeting Chairman
3 Report of Secretary
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Speech of the Minister of Mines and Energy
6 Speech of the Chairman Regarding the Board
7 Presentation of Report of the Board and Management
8 Report on Corporate Governance
9 Presentation of Accounts and Reports
10 Report of the Auditor
11 Accounts and Reports
12 Allocation of Profits/Dividends
13 Appointment of Auditor and Authority to Set Fees
14 Amendments to Articles
15 Election of Directors
16 Board of Directors Remuneration Policy
17 Directors' Fees
18 Approval of the Board Succession Policy
19 Transaction of Other Business
PROPOSED BY MGT. POSITION REGISTRANT VOTED
For Voted - For
For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management N/A Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Against
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ISAGEN
SECURITY ID: P5892H105 TICKER: ISAGEN
Meeting Date: 26-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum; Agenda Management For Voted - For
3 Election of Meeting Chairman Management For Voted - For
4 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
5 Election of Directors Management For Voted - Abstain
Meeting Date: 25-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum; Agenda Management For Voted - For
3 Appointment of Meeting Chairman Management For Voted - For
4 Presentation of Meeting Minutes Management For Voted - For
5 Appointment of Delegates in charge of Meeting
Minutes Management For Voted - For
6 Presentation of the Board, Corporate Governance and
Audit Committee Reports Management For Voted - For
7 Presentation of Management Report Management For Voted - For
8 Presentation of the Representatives of Minority
Shareholders' Report Management For Voted - For
9 Presentation of the Financial Statements Management For Voted - For
10 Presentation of the Auditor's Report Management For Voted - For
11 Accounts and Reports Management For Voted - For
12 Use of Reserves Management For Voted - For
13 Increase in Authorized Capital through the
Capitalization of Reserves; Amendment to Par Value Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Election of Directors Management For Voted - Abstain
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Transaction of Other Business Management N/A Voted - Against
MINEROS S.A.
SECURITY ID: P68068108 TICKER: MINEROS
Meeting Date: 18-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
4 Presentation of the Management Report Management For Voted - For
5 Presentation of Special Report Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts and Reports Management For Voted - Abstain
GLOBAL X MSCI COLOMBIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Presentation of Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Directors' and Auditor's Fees Management For Voted - Abstain
11 Election of Directors; Appointment of Auditor Management For Voted - Abstain
12 Transaction of Other Business Management N/A Voted - Against
13 Transaction of Other Business Management N/A Voted - Against
PACIFIC RUBIALES ENERGY CORP
SECURITY ID: 69480U206 TICKER: PRE
Meeting Date: 28-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jos[] Francisco Arata Management For Voted - For
4 Elect Miguel de la Campa Management For Voted - For
5 Elect German Efromovich Management For Voted - Against
6 Elect Serafino Iacono Management For Voted - For
7 Elect Augusto Lopez Management For Voted - For
8 Elect Hernan Martinez Management For Voted - Against
9 Elect Dennis Mills Management For Voted - For
10 Elect Ronald Pantin Management For Voted - For
11 Elect Victor Rivera Management For Voted - For
12 Elect Miguel Rodriguez Management For Voted - For
13 Elect Francisco Sol[] Management For Voted - For
14 Elect Neil Woodyer Management For Voted - Against
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Renewal of Shareholder Rights Plan Management For Voted - For
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACCESS BANK NIGERIA PLC
SECURITY ID: V0014P104 TICKER: ACCESS
Meeting Date: 13-Oct-14 Meeting Type: Special
1 Increase in Authorized Capital Management For Voted - For
2 Amendments to Memorandum and Articles of Association Management For Voted - For
3 Amendments to Memorandum of Association Management For Voted - For
4 Authority to Issue Shares w/ Preemptive Rights
(Rights Issuance) Management For Voted - For
5 Approval of Terms of Rights Issue Management For Voted - For
6 Authority to Suppress Preemptive Rights for
Unsubscribed Shares Management For Voted - For
7 Authorization of Legal Formalities Management For Voted - For
8 Authority to Take All Necessary Steps to Execute
Approved Resolutions Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Against
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Mahmoud Isa-Dutse Management For Voted - For
4 Elect Mosun Belo-Olusoga Management For Voted - For
5 Elect Ernest Chukwuka Anene Ndukwe Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Authority to Set Auditor's Fees Management For Voted - For
8 Election of Audit Committee Members Management For Voted - For
9 Directors' Fees Management For Voted - For
DANGOTE CEMENT PLC
SECURITY ID: V27546106 TICKER: DANGCEM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Election of Directors Management For Voted - Abstain
4 Elect Abdu Dantata Management For Voted - Abstain
5 Elect Devakumar Edwin Management For Voted - Abstain
6 Elect Fidelis Madovo Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Authority to Set Auditor's Fees Management For Voted - Abstain
9 Election of Audit Committee Members Management For Voted - Abstain
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DIAMOND BANK PLC
SECURITY ID: V2857Q108 TICKER: DIAMONDB
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Election of Directors (Slate) Management For Voted - For
3 Elect John D. Edozien Management For Voted - For
4 Elect Genevieve Sangudi Management For Voted - For
5 Elect Sunil Kaul Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - Abstain
7 Appointment of Auditor Management For Voted - For
8 Authority to Set Auditor's Fees Management For Voted - For
9 Election of Audit Committee Members Management For Voted - For
10 Directors' Fees Management For Voted - For
ECOBANK TRANSNATIONAL INCORPORATED
SECURITY ID: V00005104 TICKER: ETI
Meeting Date: 19-Jun-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 APPROPRIATION OF THE PROFITS Management For Voted - For
3 Elect Bashir M. Ifo Management For Voted - For
4 Co-option of Directors Management For Voted - For
5 Elect Alain F. Nkontchou Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Bonus Share Issuance Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
FBN HOLDINGS PLC
SECURITY ID: V342A5109 TICKER: FBNH
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Election of Directors (Slate) Management For Voted - For
6 Election of Directors (Slate) Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Set Auditor's Fees Management For Voted - For
9 Election of Audit Committee Members Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Bonus Share Issuance Management For Voted - For
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST CITY MONUMENT BANK PLC
SECURITY ID: V3558N105 TICKER: FCMB
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Approve Appointment of Martin Dirks Management For Voted - For
4 Election of Directors (Slate) Management For Voted - Abstain
5 Directors' Fees Management For Voted - For
6 Authority to Set Auditor's Fees Management For Voted - For
7 Election of Audit Committee Members Management For Voted - For
8 Authority to Accept Development Financial
Institutions Investment Management For Voted - Abstain
FORTE OIL PLC
SECURITY ID: V00846101 TICKER: FO
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Election of Directors (Slate) Management For Voted - Abstain
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Authority to Set Auditor's Fees Management For Voted - For
5 Election of Audit Committee Members Management For Voted - Abstain
6 Election of Directors Management For Voted - Abstain
7 Bonus Share Issuance Management For Voted - For
GT BANK PLC
SECURITY ID: V41619103 TICKER: 37G1
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hezekiah Adesola Oyinlola Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Members of Statutory Audit Committee Management For Voted - For
GUINNESS NIGERIA PLC
SECURITY ID: V4164L103 TICKER: GUINNESS
Meeting Date: 13-Nov-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - Abstain
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Authority to Set Auditor's Fees Management For Voted - Abstain
5 Election of Audit Committee Members Management For Voted - Abstain
6 Directors' Fees Management For Voted - Abstain
LAFARGE AFRICA PLC
SECURITY ID: V2856X104 TICKER: WAPCO
Meeting Date: 22-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Elect Anders Kristiansson Management For Voted - Abstain
4 Elect Adepeju Adebajo Management For Voted - Abstain
5 Elect Dr. Shamsuddeen Usman, CON Management For Voted - Abstain
6 Elect Elenda Osima-Dokubo Management For Voted - Abstain
7 Elect Adenike Ogunlesi Management For Voted - Abstain
8 Elect Alhaji Umaru Kwairanga Management For Voted - Abstain
9 Elect Joe Hudson Management For Voted - Abstain
10 Elect Adebode Adefioye Management For Voted - Abstain
11 Elect Sylvie Rochier Management For Voted - Abstain
12 Elect Oludewa Edodo-Thorpe Management For Voted - Abstain
13 Authority to Set Auditor's Fees Management For Voted - Abstain
14 Election of Audit Committee Members Management For Voted - Abstain
15 Directors' Fees Management For Voted - Abstain
NESTLE FOODS NIGERIA PLC
SECURITY ID: V6702N103 TICKER: NESTLE
Meeting Date: 11-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Election of Directors (Slate) Management For Voted - Abstain
4 Appointment of Auditor Management For Voted - Abstain
5 Authority to Set Auditor's Fees Management For Voted - Abstain
6 Election of Audit Committee Members Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Approve Transactions with Related Companies Management For Voted - Abstain
NIGERIAN BREWERIES PLC
SECURITY ID: V6722M101 TICKER: NB
Meeting Date: 04-Dec-14 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Merger Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors (Slate) Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Election of Audit Committee Members Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Related Party Transactions Management For Voted - Abstain
9 Non-Voting Meeting Note N/A N/A Non-Voting
OANDO PLC
SECURITY ID: V6796A108 TICKER: OAO
Meeting Date: 27-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - Abstain
6 Elect Francesco Cuzzocrea Management For Voted - For
7 Re-elect Ammuna Lawan Ali Management For Voted - For
8 Re-elect Mobolaji Osunsanya Management For Voted - For
9 Re-elect Yusuf N'jie Management For Voted - For
10 Election of Audit Committee Members Management For Voted - Abstain
11 Directors' Fees Management For Voted - For
12 Divestiture/Restructuring Management For Voted - Abstain
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
SEPLAT PETROLEUM DEVELOPMENT COMPANY PLC
SECURITY ID: V78799109 TICKER: SEPL
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Mark Malloch-Brown Management For Voted - For
6 Elect Michael Richard Alexander Management For Voted - For
7 Election of Statutory Audit Committee Members Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STANBIC IBTC HOLDINGS PLC
SECURITY ID: V8288Q104 TICKER: STANBIC
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - Abstain
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Election of Directors (Slate) Management For Voted - Abstain
5 Authority to Set Auditor's Fees Management For Voted - Abstain
6 Election of Board Committee Members Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Abstain
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Abstain
10 Amendments to Articles Management For Voted - Abstain
TRANSNATIONAL CORPORATION OF NIGERIAN PLC
SECURITY ID: V9156N108 TICKER: TRANSCORP
Meeting Date: 08-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Election of Directors (Slate) Management For Voted - Abstain
4 Authority to Set Auditor's Fees Management For Voted - Abstain
5 Election of Audit Committee Members Management For Voted - Abstain
6 Election of One Director Management For Voted - Abstain
7 Management Proposal Regarding Directors'
Authorities Subject to SEC Approval for
Investments, Acquisitions and Disposals Management For Voted - Abstain
8 Non-Voting Agenda Item N/A N/A Non-Voting
UNITED BK FOR AFRICA
SECURITY ID: V9T62Y106 TICKER: UBA
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors (Slate) Management For Voted - Abstain
4 Authority to Set Auditor's Fees Management For Voted - For
5 Election of Audit Committee Members Management For Voted - Abstain
GLOBAL X MSCI NIGERIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ZENITH BANK
SECURITY ID: V9T871109 TICKER: ZENITHBA
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Jim Ovia Management For Voted - For
4 Elect Olusola Oladipo Management For Voted - For
5 Elect Steve Omojafor Management For Voted - For
6 Elect Babatunde Adejuwon Management For Voted - For
7 Elect Chukuka S. Enwemeka Management For Voted - For
8 Elect Alhaji B. Tela Management For Voted - For
9 Authority to Set Auditor's Fees Management For Voted - For
10 Election of Audit Committee Members Management For Voted - For
11 Directors' Fees Management For Voted - For
GLOBAL X MSCI NORWAY ETF
PROPOSAL
AKASTOR ASA
SECURITY ID: R0180X100 TICKER: AKA
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Agenda
7 Election of Individuals to Check Minutes
8 Non-Voting Agenda Item
9 Accounts and Reports
10 Non-Voting Agenda Item
11 Compensation Guidelines (Advisory)
12 Incentive Guidelines (Binding)
13 Directors' Fees
14 Nomination Committee Fees
15 Authority to Set Auditor's Fees
16 Nomination Committee
17 Authority to Repurchase Shares for Mergers
18 Authority to Repurchase Shares for LTIPs
19 Authority to Repurchase Shares for Cancellation of
Shares
20 Authority to Repurchase Shares for Buy-back Programs
21 Authorize the Board to Distribute Dividend
22 Authority to Issue Shares w/ or w/o Preemptive
Rights
23 Authority to Issue Shares for Distribution of Dividend
AKER ASA
SECURITY ID: R0114P108 TICKER: AKER
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Opening of Meeting; Agenda
6 Election of Individuals to Check Minutes
7 Non-Voting Agenda Item
8 Amendments to Articles Regarding Registered Office
9 Accounts and Reports; Allocation of
Profits/Dividends
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authority to Issue Shares with Preemptive Rights Management For Take No Action
11 Remuneration Guidelines (Advisory) Management For Take No Action
12 Incentive Guidelines (Binding) Management For Take No Action
13 Non-Voting Agenda Item N/A N/A Take No Action
14 Directors' Fees Management For Take No Action
15 Nomination Committee Fees Management For Take No Action
16 Election of Directors Management For Take No Action
17 Nomination Committee Management For Take No Action
18 Authority to Set Auditor's Fees Management For Take No Action
19 Authority to Repurchase Treasury Shares Pursuant to
Mergers or Acquisitions Management For Take No Action
20 Authority to Repurchase Treasury Shares Pursuant to
LTIP Management For Take No Action
21 Authority to Repurchase Treasury Shares Pursuant to
Cancellation Management For Take No Action
22 Non-Voting Meeting Note N/A N/A Take No Action
AKER SOLUTIONS ASA
SECURITY ID: R0138P118 TICKER: AKSO
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Agenda Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports; Allocation of Profits Management For Take No Action
10 Non-Voting Agenda Item N/A N/A Take No Action
11 Remuneration Report (Advisory) Management For Take No Action
12 Incentive Guidelines (Binding) Management For Take No Action
13 Directors' Fees Management For Take No Action
14 Nomination Committee Fees Management For Take No Action
15 Nomination Committee Management For Take No Action
16 Authority to Set Auditor's Fees Management For Take No Action
17 Authority to Repurchase Shares Management For Take No Action
18 Authority to Repurchase Shares for LTIPs Management For Take No Action
19 Authority to Repurchase Shares for Cancellation of
Shares Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN SHIPPING COMPANY ASA
SECURITY ID: R0395J102 TICKER: AMSC
Meeting Date: 01-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting; Agenda Management For Take No Action
6 Election of Presiding Chairman; Minutes Management For Take No Action
7 Elect Kristian R[]kke Management For Take No Action
8 Nominating Committee Management For Take No Action
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting; Agenda Management For Take No Action
6 Election of Individuals to Check Minutes Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Accounts and Reports Management For Take No Action
9 Remuneration Guidelines (Advisory) Management For Take No Action
10 Incentive Guidelines (Binding) Management For Take No Action
11 Non-Voting Agenda Item N/A N/A Take No Action
12 Directors' Fees Management For Take No Action
13 Nomination Committee Fees Management For Take No Action
14 Authority to Set Auditor's Fees Management For Take No Action
15 Election of Directors Management For Take No Action
16 Nomination Committee Management For Take No Action
17 Allocation of Profits/Dividends Management For Take No Action
18 Authority to Repurchase Shares Pursuant to LTIPs Management For Take No Action
19 Authority to Repurchase Shares Management For Take No Action
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
ATEA ASA
SECURITY ID: R0728G106 TICKER: ATEA
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chairman Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Election of Individuals to Check Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports Management For Take No Action
10 Allocation of Profits/Dividends Management For Take No Action
11 Authority to Set Auditor's Fees Management For Take No Action
12 Fees to the Chairman of the Board Management For Take No Action
13 Fees to the Shareholder Elected Directors Management For Take No Action
14 Fees to the Employee Elected Directors Management For Take No Action
15 Nomination Committee Guidelines Management For Take No Action
16 Nomination Committee; Nomination Committee Fees Management For Take No Action
17 Elect Saloume Djoudat Management For Take No Action
18 Remuneration Guidelines (Advisory) Management For Take No Action
19 Remuneration guidelines (Binding) Management For Take No Action
20 Corporate Governance Guidelines Management For Take No Action
21 Authority to Issue Shares in Regards to Share
Option Programme Management For Take No Action
22 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
23 Authority to Repurchase Shares Management For Take No Action
AUSTEVOLL SEAFOOD ASA
SECURITY ID: R0814U100 TICKER: AUSS
Meeting Date: 22-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chairman Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Agenda Management For Take No Action
9 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
10 Corporate Governance Report Management For Take No Action
11 Directors' Fees Management For Take No Action
12 Nomination Committee Fees Management For Take No Action
13 Audit Committee Fees Management For Take No Action
14 Authority to Set Auditor's Fees Management For Take No Action
15 Elect Oddvar Skjegstad Management For Take No Action
16 Elect Inga Lise L Moldestad Management For Take No Action
17 Elect Siren M. Gr[]nhaug Management For Take No Action
18 Elect Oddvar Skjegstad as Vice Chairman Management For Take No Action
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
20 Authority to Repurchase Shares Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Remuneration Guidelines Management For Take No Action
22 Non-Voting Meeting Note N/A N/A Take No Action
AVANCE GAS HOLDING LTD
SECURITY ID: G06723103 TICKER: AVACF
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Elect Niels G. Stolt-Nielsen Management For Take No Action
6 Elect Erling Lind Management For Take No Action
7 Elect Francois Sunier Management For Take No Action
8 Elect Jan Engelhardtsen Management For Take No Action
9 Elect Jan Kastrup-Nielsen Management For Take No Action
10 Elect Kate Blankenship Management For Take No Action
11 Appoint Niels G. Stolt-Nielsen to Chairman Management For Take No Action
12 Directors' Fees Management For Take No Action
13 Appointment of Auditor Management For Take No Action
14 Non-Voting Meeting Note N/A N/A Take No Action
AWILCO DRILLING PLC
SECURITY ID: G0727A102 TICKER: AWLCF
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Accounts and Reports Management For Take No Action
6 Authority to Set General Meeting Notice Period at
14 Days Management For Take No Action
7 Elect Sigurd Thorvildsen Management For Take No Action
8 Elect Henrik Fougner Management For Take No Action
9 Elect Daniel Gold Management For Take No Action
10 Elect Jon Oliver Bryce Management For Take No Action
11 Elect John Simpson Management For Take No Action
12 Elect Synne Syrrist Management For Take No Action
13 Directors' Fees Management For Take No Action
14 Nomination Committee Fees Management For Take No Action
15 Appointment of Auditor Management For Take No Action
16 Authority to Set Auditor's Fees Management For Take No Action
17 Authority to Issue Shares w/ Preemptive Rights Management For Take No Action
18 Authority to Issue Shares w/o Preemptive Rights Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BORREGAARD ASA
SECURITY ID: R1R79W105 TICKER: BRG
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Agenda; Election of Presiding Chairman; Minutes Management For Take No Action
6 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Remuneration Guidelines (Advisory) Management For Take No Action
9 Incentive Guidelines (Binding) Management For Take No Action
10 Non-Voting Agenda Item N/A N/A Take No Action
11 Authority to Repurchase Shares Management For Take No Action
12 Authority to Repurchase Shares for Amortisation Management For Take No Action
13 Elect Jan A. Oksum Management For Take No Action
14 Elect Terje Andersen Management For Take No Action
15 Elect Jan-Erik Korssj[]en Management For Take No Action
16 Elect Kristine Ryssdal Management For Take No Action
17 Elect Ragnhild Wiborg Management For Take No Action
18 Elect Jan A. Oksum as Chairman Management For Take No Action
19 Directors' Fees Management For Take No Action
20 Nomination Committee Fees Management For Take No Action
21 Authority to Set Auditor's Fees Management For Take No Action
BW LPG LIMITED
SECURITY ID: G17384101 TICKER: BWLPG
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Elect Carsten Mortensen Management For Take No Action
6 Elect Andreas Sohmen-Pao Management For Take No Action
7 Elect Andreas Beroutsos Management For Take No Action
8 Elect Anne Grethe Dalane Management For Take No Action
9 Allocation of Profits/Dividends Management For Take No Action
10 Nomination Committee Guidelines Management For Take No Action
11 Authority to Repurchase Shares Management For Take No Action
12 Directors' Fees Management For Take No Action
13 Board Size Management For Take No Action
14 Authority to Fill Board Vacancies Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Appointment of Auditor; Authority to Set Auditor's
Fees Management For Take No Action
BW OFFSHORE
SECURITY ID: G1190N100 TICKER: BWO
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Board Size Management For Take No Action
6 Elect Andreas Sohmen-Pao Management For Take No Action
7 Elect Ronny Johan Langeland Management For Take No Action
8 Elect Maarten Scholten Management For Take No Action
9 Elect Christophe Pettenati-Auziere Management For Take No Action
10 Elect Clare Spottiswoode, CBE Management For Take No Action
11 Elect Carsten Mortensen Management For Take No Action
12 Authority to Fill Board Vacancies Management For Take No Action
13 Nomination Committee Guidelines Management For Take No Action
14 Directors' Fees Management For Take No Action
15 Appointment of Auditor; Authority to Set Auditor's
Fees Management For Take No Action
DEEP SEA SUPPLY PLC
SECURITY ID: M27613104 TICKER: DSSPF
Meeting Date: 06-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Harald Thorstein Management For Voted - Against
3 Elect Hans Petter Aas Management For Voted - For
4 Elect Neophytos Neophytou Management For Voted - For
5 Elect Kathrine Fredriksen as Alternate Director Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Nomination Committee; Nomination Committee Fees Management For Voted - Abstain
8 Appointment of Auditor and Authority to Set
Auditor's Fees Management For Voted - For
Meeting Date: 06-May-15 Meeting Type: Special
1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
2 Authority to Repurchase Shares Management For Voted - For
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DET NORSKE OLJESELSKAP ASA
SECURITY ID: R7173B102 TICKER: DETNOR
Meeting Date: 13-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chaiman; Election of
Individuals to Check Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Accounts and Reports; Corporate Governance Report Management For Take No Action
9 Remuneration Guidelines Management For Take No Action
10 Authority to Set Auditor's Fees Management For Take No Action
11 Corporate Assembly Fees Management For Take No Action
12 Nomination Committee Fees Management For Take No Action
13 Election of Corporate Assembly Management For Take No Action
14 Election of Nomination Committee Management For Take No Action
15 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
16 Authority to Repurchase Shares Management For Take No Action
17 Non-Voting Agenda Item N/A N/A Take No Action
DNB ASA
SECURITY ID: R1812S105 TICKER: DNHBY
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Agenda Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Remuneration Guidelines (Advisory) Management For Take No Action
11 Incentive Guidelines (Binding) Management For Take No Action
12 Corporate Governance Report Management For Take No Action
13 Authority to Repurchase Shares Management For Take No Action
14 Election of Supervisory Board Management For Take No Action
15 Control Committee Management For Take No Action
16 Election Committee Management For Take No Action
17 Governing Bodies Fees Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Amendments to Articles Regarding Removal of the
Supervisory Board and the Control Committee Management For Take No Action
19 Election Committee Guidelines Management For Take No Action
20 Non-Voting Meeting Note N/A N/A Take No Action
DNO ASA
SECURITY ID: R6007G105 TICKER: DNOO
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 Accounts and Reports; Allocation of
Profits/Dividends; Corporate Governance Report Management For Take No Action
8 Election of Directors Management For Take No Action
9 Directors' Fees Management For Take No Action
10 Nomination Committee Fees Management For Take No Action
11 Authority to Set Auditor's Fees Management For Take No Action
12 Compensation Guidelines (Advisory) Management For Take No Action
13 Share Based Incentive Guidelines (Binding) Management For Take No Action
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
15 Authority to Repurchase Shares Management For Take No Action
16 Authority to Issue Convertible Debt Instruments Management For Take No Action
FRED. OLSEN ENERGY
SECURITY ID: R25663106 TICKER: FOE
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting Management For Take No Action
6 Election of Presiding Chairman; Election of
Individuals to Check Minutes; Agenda Management For Take No Action
7 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
8 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
9 Authority to Repurchase Shares Management For Take No Action
10 Compensation Guidelines Management For Take No Action
11 Directors' Fees Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
12 Authority to Set Auditor's Fees
13 Elect Anette S. Olsen
14 Elect Jan Peter Valheim
15 Elect Cecilie B. Heuch
16 Elect Agnar Gravdal
GJENSIDIGE FORSIKRING BA
SECURITY ID: R2763X101 TICKER: GJF
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Agenda
8 Non-Voting Agenda Item
9 Accounts and Reports; Allocation of
Profits/Dividends
10 Presentation of Remuneration Guidelines
11 Remuneration Guidelines (advisory)
12 Remuneration Guidelines (binding)
13 Authority to Distribute Dividend
14 Authority to Repurchase Shares
15 Authority to Issue Subordinated Bonds
16 Amendments to Articles Regarding Control Committee;
Supervisory Board
17 Amendments to Rules of Procedure for the Nomination Committee
18 Elect Benedikte Bettina Bj[]rn
19 Elect Knud Peder Daugaard
20 Elect Randi Dille
21 Elect Marit Frogner
22 Elect Hanne Solheim Hansen
23 Elect Geir Holtet
24 Elect Bj[]rn Iversen
25 Elect P[]l Olimb
26 Elect John Ove Ottestad
27 Elect Stephen Adler Petersen
28 Elect Lilly T[]nnevold Stakkeland
29 Elect Christina Stray
30 Elect Even S[]fteland
31 Elect Terje Wold
32 Elect Ivar Kvinlaug
33 Elect Nils-Ragnar Myhra
34 Elect Bj[]rnar Kleiven
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
35 Elect Berit Raadim
36 Elect Bj[]rn Iversen as Chairman of the Supervisory
Board
37 Elect Christina Stray as Vice Chairman of the Supervisory board
38 Elect Sven Iver Steen
39 Elect Liselotte Aune Lee
40 Elect Hallvard Str[]mme
41 Elect Vigdis Myhre N[]sseth
42 Elect Bj[]rn Iversen
43 Elect Mai-Lill Ibsen
44 Elect Ivar Kvinlaug
45 Elect John Ove Ottestad
46 Governing Bodies' Fees
GOLDEN OCEAN GROUP LTD.
SECURITY ID: G4032A104 TICKER: VLCCF
Meeting Date: 26-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Merger
6 Non-Voting Meeting Note
HEXAGON COMPOSITES
SECURITY ID: R32035116 TICKER: HEX
Meeting Date: 21-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Election of Presiding Chairman; Election of
Individuals to Check Minutes
6 Agenda
7 Accounts and Reports; Allocation of
Profits/Dividends
8 Corporate Governance Report
9 Remuneration Guidelines (Advisory)
10 Incentive Guidelines (Binding)
11 Directors' Fees
12 Nomination Committee Fees
13 Authority to Set Auditor's Fees
14 Elect Knut T. Flakk
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
15 Elect Kristine Landmark
16 Amendments to Articles Regarding Nomination
Committee
17 Elect Bj[]rn Gjerde
18 Elect Odd J. Gj[]rtz
19 Elect Knut T. Flakk
20 Authority to Issue Shares w/ or w/o Preemptive
Rights
21 Authority to Repurchase Shares Pursuant to
Acquisitions
22 Authority to Repurchase Shares Pursuant to LTIP
23 Authority to Repurchase and Cancel Shares
24 Corporate Governance Guidelines
HOEGH LNG HOLDING LTD.
SECURITY ID: G45422105 TICKER: HLNG
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Appointment of Auditor
10 Authority to Set Auditor's Fees
11 Elect Morten W. H[]egh
12 Elect Ditlev Wedell-Wedellsborg
13 Elect Cameron Adderley
14 Elect Cristopher Geoffrey Finlayson
15 Board Size
16 Directors' Fees
17 Non-Voting Agenda Item
18 Directors' Fees to Appleby Services Ltd.
19 Board Committee Fees
20 Elect Stephen Knudtzon
21 Elect Morten W. H[]egh
22 Elect William Homan-Russel
23 Nomination Committee Fees
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KONGSBERG AUTOMOTIVE ASA
SECURITY ID: R3552X104 TICKER: KOA
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
10 Remuneration Guidelines Management For Take No Action
11 Election of Directors Management For Take No Action
12 Directors' Fees Management For Take No Action
13 Nomination Committee Management For Take No Action
14 Committee Fees Management For Take No Action
15 Authority to Set Auditor's Fees Management For Take No Action
16 Non-Voting Agenda Item N/A N/A Take No Action
17 Authority to Repurchase Shares Management For Take No Action
18 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
19 Non-Voting Meeting Note N/A N/A Take No Action
KVAERNER ASA
SECURITY ID: R38879244 TICKER: KVAER
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting Management For Take No Action
6 Election of Individuals to Check Minutes Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
9 Remuneration Guidelines Management For Take No Action
10 Equity Compensation Plan Management For Take No Action
11 Non-Voting Agenda Item N/A N/A Take No Action
12 Directors' Fees Management For Take No Action
13 Nomination Committee Fees Management For Take No Action
14 Election of Directors Management For Take No Action
15 Nomination Committee Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Appointment of Auditor Management For Take No Action
17 Authority to Repurchase Shares Management For Take No Action
18 Authority to Repurchase Shares Pursuant to
Incentive Program Management For Take No Action
19 Authority to Repurchase Shares for Cancellation Management For Take No Action
20 AUTHORISATION TO THE BOARD OF DIRECTORS TO APPROVE
DISTRIBUTION OF DIVIDENDS Management For Take No Action
21 Non-Voting Meeting Note N/A N/A Take No Action
LEROY SEAFOOD GROUP
SECURITY ID: R4279D108 TICKER: LSG
Meeting Date: 21-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Agenda Management For Take No Action
6 Remuneration Guidelines Management For Take No Action
7 Remuneration Guidelines Regarding Options and Other
Benefits Management For Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends; Directors Fees; Nomination
Committee Fees; Auditors Fees Management For Take No Action
9 Elect Britt Katrine Drivenes Management For Take No Action
10 Elect Hege Charlotte Bakken Management For Take No Action
11 Elect Didrik Munch Management For Take No Action
12 Authority to Repurchase Shares; Authority to Issue
Treasury Shares Management For Take No Action
13 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
14 Non-Voting Meeting Note N/A N/A Take No Action
MARINE HARVEST ASA
SECURITY ID: R2326D113 TICKER: MHG
Meeting Date: 16-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chairman; Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 Elect []rjan Svanevik Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
Meeting Date: 08-Jun-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Election of Presiding Chairman; Minutes
6 Agenda
7 Non-Voting Agenda Item
8 Accounts and Reports; Allocation of
Profits/Dividends
9 Non-Voting Agenda Item
10 Remuneration Guidelines (Advisory)
11 Guidelines for Share Options (Binding)
12 Directors' Fees
13 Nomination Committee Fees
14 Authority to Set Auditor's Fees
15 Elect Ole Erik Ler[]y
16 Elect Leif F. Onarheim
17 Elect []rjan Svanevik
18 Elect Lisbet N[]r[]
19 Elect Robin Bakken
20 Elect Nils Bastiansen
21 Elect Merete Haugli
22 Authority to Distribute Dividends
23 Authority to Repurchase Shares and to Issue
Treasury Shares
24 Authority to Issue Shares w/ or w/o Preemptive Rights
25 Authority to Issue Convertible Debt Instruments
26 Amendments to Articles Regarding Advance Voting
27 Non-Voting Meeting Note
NORDIC SEMICONDUCTOR
SECURITY ID: R4988P103 TICKER: NOD
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Opening of Meeting; Voting List
6 Election of Presiding Chairman; Election of
Individuals to Check Minutes
7 Compliance with Rules of Convocation; Agenda
8 Accounts and Reports; Allocation of
Profits/Dividends
9 Directors and Auditors' Fees
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authority to Repurchase Shares Management For Take No Action
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
12 Election of Directors Management For Take No Action
13 Nomination Committee Management For Take No Action
14 Compensation Guidelines Management For Take No Action
15 Amendments to Articles Regarding Audit Committee Management For Take No Action
16 Non-Voting Meeting Note N/A N/A Take No Action
NORSK HYDRO
SECURITY ID: R61115102 TICKER: NHY
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Agenda Management For Take No Action
6 Election of Individuals to Check Minutes Management For Take No Action
7 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
8 Authority to Set Auditor's Fees Management For Take No Action
9 Non-Voting Agenda Item N/A N/A Take No Action
10 Remuneration Guidelines Management For Take No Action
11 Amendments to Articles Regarding Nomination
Committee Management For Take No Action
12 Elect Berit Ledel Henriksen Management For Take No Action
13 Elect Berit Ledel Henriksen Management For Take No Action
14 Election of Terje Venold as Chairperson Management For Take No Action
15 Corporate Assembly Fees Management For Take No Action
16 Nomination Committee Fees Management For Take No Action
NORWEGIAN AIR SHUTTLE ASA
SECURITY ID: R63179106 TICKER: NAS
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting Management For Take No Action
6 Election of Presiding Chairman Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Agenda Management For Take No Action
9 Report of the Management Management For Take No Action
10 Corporate Governance Report Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
11 Accounts and Reports; Allocation of
Profits/Dividends
12 Compensation Guidelines
13 Election of Directors
14 Directors' Fees
15 Authority to Set Auditor's Fees
16 Authority to Repurchase Shares
17 Authority to Issue Shares w/ or w/o Preemptive
Rights
18 Authority to Set General Meeting Notice Period at 14 Days
NORWEGIAN PROPERTY ASA
SECURITY ID: R6370J108 TICKER: NPRO
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Agenda
6 Election of Directors
7 Directors' Fees
8 Election of Nomination Committee
9 Nomination Committee Fees
10 Non-Voting Meeting Note
11 Non-Voting Meeting Note
Meeting Date: 09-Apr-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Agenda
6 Accounts and Reports
7 Election of Directors
8 Election of Nomination Committee
9 Directors' Fees
10 Nomination Committee Fees
11 Authority to Set Auditor's Fees
12 Remuneration Report
13 Authority to Issue Shares with Regards to Private
Placements
14 Authority to Issue Shares with Regards to Property Transactions
15 Authority to Issue Convertible Debt Instruments
16 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management N/A Take No Action
Management N/A Take No Action
Management N/A Take No Action
Management N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Allocation of Profits/Dividends Management For Take No Action
OCEAN YIELD AS
SECURITY ID: R6495G104 TICKER: OCY
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting; Agenda Management For Take No Action
6 Election of Presiding Chairman Management For Take No Action
7 Election of Individuals to Check Minutes Management For Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports Management For Take No Action
10 Authorize Board to Declare Dividends Management For Take No Action
11 Remuneration Guidelines (Advisory) Management For Take No Action
12 Incentive Guidelines (Binding) Management For Take No Action
13 Non-Voting Agenda Item N/A N/A Take No Action
14 Election of Directors Management For Take No Action
15 Nomination Committee Management For Take No Action
16 Directors' Fees Management For Take No Action
17 Nomination Committee Fees Management For Take No Action
18 Authority to Set Auditor's Fees Management For Take No Action
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
21 Authority to Repurchase Shares Management For Take No Action
ODFJELL DRILLING LTD
SECURITY ID: G67180102 TICKER: ODL
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Elect Carl Erik Haavaldsen Management For Take No Action
2 Elect Helene Odfjell Management For Take No Action
3 Elect Bengt Lie Hansen Management For Take No Action
4 Elect Henry H. Hamilton III Management For Take No Action
5 Elect Kirk L. Davis Management For Take No Action
6 Abolishment of the Nomination Committee Management For Take No Action
7 Appointment of Auditor and Authority to Set Fees Management For Take No Action
8 Directors' Fees Management For Take No Action
9 Non-Voting Meeting Note N/A N/A Take No Action
10 Non-Voting Meeting Note N/A N/A Take No Action
11 Non-Voting Meeting Note N/A N/A Take No Action
12 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Non-Voting Meeting Note N/A N/A Take No Action
OPERA SOFTWARE SA
SECURITY ID: R6664U108 TICKER: OPERA
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chairman Management For Take No Action
7 Agenda Management For Take No Action
8 Election of Individual to Check Minutes Management For Take No Action
9 Accounts and Reports Management For Take No Action
10 Allocation of Profits/Dividends Management For Take No Action
11 Group Contribution to Subsidiaries Management For Take No Action
12 Authority to Set Auditor's Fees Management For Take No Action
13 Non-Voting Agenda Item N/A N/A Take No Action
14 Directors' Fees Management For Take No Action
15 Board Committee Fees Management For Take No Action
16 Nomination Committee Fees Management For Take No Action
17 Authority to Repurchase Shares Management For Take No Action
18 Authority to Issue Shares Pursuant to Incentive
Program Management For Take No Action
19 Authority to Issue Shares Pursuant to Acquisitions Management For Take No Action
20 Elect Sverre Munck Management For Take No Action
21 Elect Andr[] Christensen Management For Take No Action
22 Elect Sophie-Charlotte Moatti Management For Take No Action
23 Elect Audun Wickstrand Iversen Management For Take No Action
24 Elect Marianne H. Blystad Management For Take No Action
25 Elect Jakob Iqbal Management For Take No Action
26 Elect Kari Stautland Management For Take No Action
27 Elect Nils A. Foldal Management For Take No Action
28 Remuneration Guidelines (Advisory) Management For Take No Action
29 Equity Incentive Guidelines (Binding) Management For Take No Action
30 Approval of Annual RSU Program Management For Take No Action
31 Approval of Annual Option Program Management For Take No Action
32 Amendments to Articles Regarding Nomination
Committee Management For Take No Action
33 Non-Voting Agenda Item N/A N/A Take No Action
34 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
ORKLA
SECURITY ID: R67787102 TICKER: ORKO
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Opening of Meeting; Election of Presiding Chairman
6 Accounts and Reports; Allocation of
Profits/Dividends
7 Remuneration Guidelines (Advisory)
8 Approval of Share-Based Incentive Guidelines
(Binding)
9 Authority to Repurchase Shares and Issue Treasury Shares
10 Authority to Reduce Share Capital
11 Elect Stein Erik Hagen
12 Elect Grace Reksten Skaugen
13 Elect Ingrid Jonasson Blank
14 Elect Lisbeth Valther Pallesen
15 Elect Lars Dahlgren
16 Elect Nils Selte
17 Elect Stein Erik Hagen as Chairman of the Board
18 Elect Grace Reksten Skaugen as Vice Chairman
19 Election of Nomination Committee
20 Directors' Fees
21 Nomination Committee Fees
22 Authority to Set Auditor's Fees
P/F BAKKAFROST
SECURITY ID: K4002E115 TICKER: BAKKA
Meeting Date: 11-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Election of Presiding Chairman
6 Report of the Board of Directors; CEO[]s Adress
7 Accounts and Reports
8 Allocation of Profits/Dividends
9 Election of Directors
10 Election of R[]ni M. Hansen as Chairman of the Board
11 Directors' Fees
12 Nomination Committee
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Nomination Committee Fees Management For Take No Action
14 Appointment of Auditor Management For Take No Action
15 Remuneration Guidelines Management For Take No Action
16 Transaction of Other Business Management For Take No Action
PETROLEUM GEO-SERVICES ASA
SECURITY ID: R69628114 TICKER: PGSO
Meeting Date: 13-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Agenda Management For Take No Action
6 Election of Individuals to Check Minutes Management For Take No Action
7 Accounts and Reports Management For Take No Action
8 Allocation of Profits/Dividends Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Elect Francis R. Gugen Management For Take No Action
11 Elect Harald J. Norvik Management For Take No Action
12 Elect Daniel J. Piette Management For Take No Action
13 Elect Holly A. Van Deursen Management For Take No Action
14 Elect Carol Bell Management For Take No Action
15 Elect Anne Grethe Dalane Management For Take No Action
16 Elect Walter Qvam Management For Take No Action
17 Elect Morten Borge Management For Take No Action
18 Elect Roger O'Neil Management For Take No Action
19 Elect C. Maury Devine Management For Take No Action
20 Elect Hanne Harlem Management For Take No Action
21 Directors' and Nomination Committee Fees (2014) Management For Take No Action
22 Directors' Fees Management For Take No Action
23 Nomination Committee Fees Management For Take No Action
24 Authority to Repurchase Shares Management For Take No Action
25 Remuneration Guidelines Management For Take No Action
26 Adoption of Restricted Stock Plan Management For Take No Action
27 Authority to Issue Shares w/o Preemptive Rights Management For Take No Action
28 Authority to Issue Shares Pursuant to Stock Option
Plans Management For Take No Action
29 Authority to Issue Convertible Debt Instruments Management For Take No Action
30 Ratification of Board and CEO Acts Management For Take No Action
31 Non-Voting Agenda Item N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POLARCUS LTD
SECURITY ID: G7153K108 TICKER: PLCSO
Meeting Date: 20-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Increase in Authorized Capital Management For Voted - Against
6 Amendments to Articles Regarding Share Capital Management For Voted - Against
7 Non-Voting Meeting Note N/A N/A Non-Voting
PROSAFE SE
SECURITY ID: M8175T104 TICKER: PRS
Meeting Date: 13-May-15 Meeting Type: Annual
1 Election of Presiding Chairman Management For Voted - For
2 Agenda Management For Voted - For
3 Report of the Board of Directors Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Report of the Auditor Management For Voted - For
6 Synthetic Option Plan Management For Voted - For
7 Elect Christian Brinch Management For Voted - For
8 Elect Roger Cornish Management For Voted - For
9 Elect Carine Smith Ihenacho Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Election Committee Management For Voted - For
12 Election Committee Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Waive Preemptive Rights Management For Voted - For
18 Authority to Issue Shares Pursuant to a Convertible
Loan Management For Voted - For
19 Amendments to Articles Regarding Electronic Voting Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Day Management For Voted - Against
REC SILICON ASA
SECURITY ID: R7154S108 TICKER: REC
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Directors' Fees; Nomination Committee Fees Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
11 Remuneration Guidelines Management For Take No Action
12 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
13 Authority to Repurchase Shares Management For Take No Action
14 Election of Directors Management For Take No Action
15 Nomination Committee Management For Take No Action
REC SOLAR
SECURITY ID: R7S689105 TICKER: RECSOL
Meeting Date: 15-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chairman; Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Divestiture Management For Take No Action
9 Amendments to Articles Regarding Company Purpose Management For Take No Action
10 Amendments to Articles Regarding Business Address Management For Take No Action
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
8 Agenda Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
11 Remuneration Guidelines (Advisory) Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Remuneration Guidelines (Binding) Management For Take No Action
13 Dissolution of the Company Management For Take No Action
14 ELECTION OF LIQUIDATION BOARD Management For Take No Action
15 Liquidation Board Fees Management For Take No Action
16 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
17 Authority to Issue Shares Regarding Consolidation
of Shares Management For Take No Action
18 Authority to Issue Shares Regarding Financial
Flexibility Management For Take No Action
19 Authority to Repurchase Shares Management For Take No Action
20 Authority to Issue Shares Regarding Consolidation
of Shares Management For Take No Action
21 Authority to Repurchase Shares to Increase ROI Management For Take No Action
22 Election of Directors Management For Take No Action
23 Nomination Committee Management For Take No Action
24 Directors' Fees; Nomination Committee Fees Management For Take No Action
25 Non-Voting Meeting Note N/A N/A Take No Action
SALMAR ASA
SECURITY ID: R7445C102 TICKER: SALM
Meeting Date: 02-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
9 Directors' Fees Management For Take No Action
10 Authority to Set Auditor's Fees Management For Take No Action
11 Corporate Governance Report Management For Take No Action
12 Long-Term Incentive Plan Management For Take No Action
13 Remuneration Guidelines Management For Take No Action
14 Elect Bj[]rn Flatg[]rd Management For Take No Action
15 Elect Gustav Witz[]e Management For Take No Action
16 Elect Bente Rathe Management For Take No Action
17 Nomination Committee Management For Take No Action
18 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
19 Authority to Repurchase Shares Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
SCHIBSTED
SECURITY ID: R75677105 TICKER: SCH
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Election of Presiding Chairman
6 Agenda
7 Election of Individuals to Check Minutes
8 Accounts and Reports
9 Allocation of Profits/Dividends
10 Authority to Set Auditor's Fees
11 Authority to Repurchase Shares
12 Non-Voting Agenda Item
13 Compensation Guidelines
14 Elect Eva Berneke
15 Elect Tanya Cordrey
16 Elect Arnaud de Puyfontaine
17 Elect Christian Ringnes
18 Elect Birger Steen
19 Elect Eugenie van Wiechen
20 Directors' Fees
21 Nomination Committee Fees
22 Elect John A Rein
23 Elect Spencer Adair
24 Elect Ann Kristin Brautaset
25 Amendments to Articles
26 Creation of New Share Class; Stock Split;
Amendments to Articles
27 Authority to Issue Shares w/ or w/o Preemptive Rights
SELVAAG BOLIG ASA
SECURITY ID: R7800E107 TICKER: SBO
Meeting Date: 09-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Meeting Note
6 Non-Voting Agenda Item
7 Election of Presiding Chairman; Minutes
8 Agenda
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Peter Groth Management For Take No Action
10 Nomination Committee Management For Take No Action
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Opening of Meeting; Voting List Management For Take No Action
6 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
9 Directors' Fees Management For Take No Action
10 Nomination Committee Fees Management For Take No Action
11 Authority to Set Auditor's Fees Management For Take No Action
12 Remuneration Guidelines Management For Take No Action
13 Authority to Repurchase Shares Management For Take No Action
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
15 Election of Directors Management For Take No Action
16 Nomination Committee Management For Take No Action
SONGA OFFSHORE SE
SECURITY ID: M8548M109 TICKER: SONG
Meeting Date: 23-Mar-15 Meeting Type: Special
1 Election of Presiding Chairman Management For Voted - For
2 Extend Authority to Increase Authorized Capital Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Election of Presiding Chairman Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Johan Kr. Mikkelsen Management For Voted - For
6 Approval of Resignation from Nomination Committee Management For Voted - For
7 Elect Ronald Blakely Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Remuneration Committee Fees Management For Voted - For
10 Approval of Resignation from Nomination Committee Management For Voted - For
11 Elect Paal Minne Management For Voted - For
12 Nomination Committee Fees Management For Voted - For
GLOBAL X MSCI NORWAY ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
SPAREBANK 1 NORD-NORGE
SECURITY ID: R8288N106 TICKER: NONG
Meeting Date: 25-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A
2 Non-Voting Meeting Note N/A N/A
3 Non-Voting Meeting Note N/A N/A
4 Non-Voting Meeting Note N/A N/A
5 Elect H[]kon L[]bach Willumsen Management For
6 Elect Ane Engel R[]ger Management For
7 Elect Linn Knudsen Management For
8 Elect Gry-Janne Rug[]s Management For
9 Elect Stig Vonka Management For
10 Elect Jorhill Andreassen Management For
11 Elect Hallgeir Angell Management For
12 Elect Erik Tostrup Management For
13 Elect Marie Fangel Management For
14 Elect Kjell Kolbeinsen Management For
15 Elect Rigmor Berntsen Management For
16 Elect Odd Erik Hansen Management For
17 Non-Voting Meeting Note N/A N/A
SPAREBANK 1 SMN
SECURITY ID: R83262114 TICKER: MING
Take No Action Take No Action Take No Action Take No Action Take No Action Take
No Action Take No Action Take No Action Take No Action Take No Action Take No
Action Take No Action Take No Action Take No Action Take No Action Take No
Action Take No Action
Meeting Date: 05-Feb-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Elect Lars Tvete Management For Take No Action
6 Elect Ragnar Lyng Management For Take No Action
7 Elect Trond Brekke Management For Take No Action
8 Elect Knut Solberg Management For Take No Action
9 Elect Marius Vinje Management For Take No Action
10 Elect Lars Tvete Management For Take No Action
11 Elect Johan Brobakke Management For Take No Action
12 Elect Asbjoern Tronsgaard Management For Take No Action
STATOIL ASA
SECURITY ID: R8413J103 TICKER: STL
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Election of Presiding Chairman Management For Take No Action
8 Agenda Management For Take No Action
9 Election of Individuals to Check Minutes Management For Take No Action
10 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
11 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Take No Action
12 Shareholder Proposal Regarding Reporting on Climate
Change Asset Risks Shareholder Against Take No Action
13 Shareholder Proposal Regarding Climate Change
Strategy Shareholder Against Take No Action
14 Corporate Governance Report Management For Take No Action
15 Remuneration Guidelines Management For Take No Action
16 Authority to Set Auditor's Fees Management For Take No Action
17 Nomination Committee Management For Take No Action
18 Corporate Assembly Fees Management For Take No Action
19 Nomination Committee Fees Management For Take No Action
20 Authority to Distribute Dividend Management For Take No Action
21 Authority to Repurchase Shares in Relation to Share
Saving Plan Management For Take No Action
22 Authority to Repurchase Shares for Cancellation Management For Take No Action
STOLT-NIELSEN LIMITED
SECURITY ID: G85080102 TICKER: SN6
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Authority to Repurchase Shares Management For Voted - Against
3 Elect Christer Olsson Management For Voted - Against
4 Elect Niels G. Stolt-Nielsen Management For Voted - For
5 Elect Samuel Cooperman Management For Voted - Against
6 Elect H[]kan Larsson Management For Voted - For
7 Elect Jacob B. Stolt-Nielsen Management For Voted - For
8 Authority to Fill Board Vacancies Management For Voted - Against
9 Elect Christer Olsson as Chairman Management For Voted - Against
10 Appointment of Auditor Management For Voted - For
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STOREBRAND
SECURITY ID: R85746106 TICKER: STB
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Agenda Management For Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Non-Voting Agenda Item N/A N/A Take No Action
10 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
11 Corporate Governance Report Management For Take No Action
12 Remuneration Guidelines (Advisory) Management For Take No Action
13 Incentive Guidelines (Binding) Management For Take No Action
14 Authority to Repurchase Shares Management For Take No Action
15 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
16 Elect Anne-Lise Aukner Management For Take No Action
17 Elect Maalfrid Brath Management For Take No Action
18 Elect Henrik Klouman Management For Take No Action
19 Elect Tone M. Reierselmoen as Alternate Member Management For Take No Action
20 Appoint Terje R. Venold as Chairman Management For Take No Action
21 Appoint Vibeke Hammer Madsen as Vice Chairman Management For Take No Action
22 Elect Terje R. Venold Management For Take No Action
23 Elect Olaug Svarva Management For Take No Action
24 Elect Leif Ola R[]d Management For Take No Action
25 Elect Per Otto Dyb Management For Take No Action
26 Appoint Terje R. Venold as Chairman Management For Take No Action
27 Elect Finn Myhre Management For Take No Action
28 Elect Harald Moen Management For Take No Action
29 Elect Anne Grete Steinkjer Management For Take No Action
30 Elect Tone M. Reierselmoen as Alternate Member Management For Take No Action
31 Board of Representatives', Nomination Committee's
and Control Committee's Fees Management For Take No Action
32 Authority to Set Auditor's Fees Management For Take No Action
33 Amendments to Articles Regarding Control Committee Management For Take No Action
34 Amendments to Rules of Procedure for the Nomination
Committee Management For Take No Action
35 Non-Voting Agenda Item N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SUBSEA 7 S.A.
SECURITY ID: L8882U106 TICKER: SUBCO
Meeting Date: 27-Nov-14 Meeting Type: Special
1 Authority to Reduce Share Capital Management For Voted - For
2 Authority to Repurchase Shares; Authority to
Reduce Share Capital Management For Voted - For
3 Increase in Authorized Capital Management For Voted - Against
4 Amendments to Articles Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Apr-15 Meeting Type: Mix
1 Opening of Meeting Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Consolidated Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
8 Elect Dod A. Fraser Management For Voted - For
9 Elect Allen L. Stevens Management For Voted - For
10 Elect Robert Long Management For Voted - For
11 Increase in Authorized Capital Management For Voted - For
TELENOR
SECURITY ID: R21882106 TICKER: TELO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Agenda Management For Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Non-Voting Agenda Item N/A N/A Take No Action
9 Accounts and Reports; Allocation of
Profits/Dividends Management For Take No Action
10 Authority to Distribute Dividend Management For Take No Action
11 Authority to Set Auditor's Fees Management For Take No Action
12 Non-Voting Agenda Item N/A N/A Take No Action
13 Remuneration Guidelines (Advisory) Management For Take No Action
14 Incentive Guidelines (Binding) Management For Take No Action
15 Authority to Repurchase Shares for Cancellation Management For Take No Action
16 Elect Anders Skj[]vestad Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Elect John Gordon Bernander Management For Take No Action
18 Elect Kirsten Ideb[]en Management For Take No Action
19 Elect Didrik Munch Management For Take No Action
20 Elect Elin Merete Myrmel-Johansen Management For Take No Action
21 Elect Widar Salbuvik Management For Take No Action
22 Elect Tore Onshuus Sandvik Management For Take No Action
23 Elect Silvija Seres Management For Take No Action
24 Elect Siri Pettersen Strandenes Management For Take No Action
25 Elect Olaug Svarva Management For Take No Action
26 Elect Anne Kvam (First Deputy) Management For Take No Action
27 Elect Nils-Edvard Olsen (Second Deputy) Management For Take No Action
28 Elect Ingvild Nyb[] Holth (Third Deputy) Management For Take No Action
29 Elect Mette I. Wikborg Management For Take No Action
30 Elect Christian Berg Management For Take No Action
31 Governing Bodies' Fees Management For Take No Action
TGS NOPEC GEOPHYSICAL CO
SECURITY ID: R9138B102 TICKER: TGS
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chairman; Election of
Individuals to Check Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 Accounts and Reports Management For Take No Action
8 Allocation of Profits/Dividends Management For Take No Action
9 Authority to Set Auditor's Fees Management For Take No Action
10 Elect Henry H. Hamilton III Management For Take No Action
11 Elect Elisabeth Harstad Management For Take No Action
12 Elect Mark Leonard Management For Take No Action
13 Elect Vicki Messer Management For Take No Action
14 Elect Tor Magne L[]nnum Management For Take No Action
15 Elect Wenche Agerup Management For Take No Action
16 Elect J[]rgen C. Arentz Rostrup Management For Take No Action
17 Directors' Fees Management For Take No Action
18 Nomination Committee Fees Management For Take No Action
19 Elect Tor Himberg-Larsen Management For Take No Action
20 Elect Christina Stray Management For Take No Action
21 Non-Voting Agenda Item N/A N/A Take No Action
22 Authority to Repurchase Shares Management For Take No Action
23 Cancellation of Shares Management For Take No Action
24 Remuneration Guidelines (Advisory) Management For Take No Action
25 Long-Term Incentive Stock Plan Management For Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
26 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
27 Authority to Distribute Dividend Management For Take No Action
THIN FILM ELECTRONICS ASA
SECURITY ID: R9138C100 TICKER: THIN
Meeting Date: 14-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Voting List; Election of Presiding Chairman; Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 PRIVATE PLACEMENT Management For Take No Action
8 Issuance of Warrants w/o Preemptive Rights Management For Take No Action
9 Amendments to Articles Management For Take No Action
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Voting List; Election of Presiding Chairman;
Election of Individuals to Check Minutes Management For Take No Action
6 Agenda Management For Take No Action
7 Accounts and Reports Management For Take No Action
8 Remuneration Guidelines Management For Take No Action
9 Authority to Issue Shares w/o Preemptive Rights Management For Take No Action
10 Authority to Issue Shares w/ Preemptive Rights Management For Take No Action
11 Share-Based Incentive Plan Management For Take No Action
12 Directors' Fees Management For Take No Action
13 Election of Directors Management For Take No Action
14 Nomination Committee Fees Management For Take No Action
15 Nomination Committee Management For Take No Action
16 Amendments to Articles Regarding Company Purpose Management For Take No Action
17 Authority to Repurchase Shares and Issue Treasury
Shares Management For Take No Action
18 Authority to Set Auditor's Fees Management For Take No Action
WILH. WILHELMSEN ASA
SECURITY ID: R9883B109 TICKER: WWASA
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X MSCI NORWAY ETF
PROPOSAL
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Agenda
6 Accounts and Reports; Allocation of
Profits/Dividends
7 Authority to Pay Additional Dividends
8 Remuneration Guidelines
9 Authority to Set Auditor's Fees
10 Directors' Fees
11 Nomination Committee Fees
12 Election of Directors
13 Authority to Issue Shares w/ or w/o Preemptive
Rights
YARA INTERNATIONAL ASA.
SECURITY ID: R9900C106 TICKER: YARO
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Meeting Note
6 Opening of Meeting; Agenda
7 Election of Presiding Chairman; Election of
Individuals to Check Minutes
8 Accounts and Reports; Allocation of Profits/Dividends
9 Compensation Guidelines
10 Corporate Governance Report
11 Authority to Set Auditor's Fees
12 Directors' Fees
13 Nomination Committee Fees
14 Election of Directors
15 Cancellation of Shares
16 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
N/A N/A Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
Management For Take No Action
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
500.COM LTD
SECURITY ID: 33829R100 TICKER: WBAI
Meeting Date: 19-Dec-14 Meeting Type: Annual
1 Ratification of Auditor Management For Voted - Abstain
2 Accounts and Reports Management For Voted - Abstain
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
SECURITY ID: G0171K101 TICKER: 241
Meeting Date: 24-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Bye-Laws Management For Voted - For
4 Ratification of Board Acts Regarding Amendments to
Bye-Laws Management For Voted - For
5 Adoption of Share Award Scheme Management For Voted - Against
6 Adoption of Rules of the New Share Award Scheme Management For Voted - Against
7 Authorization to Grant Awards of Options or
Restricted Share Units Management For Voted - Against
8 Grant of a Mandate Authorizing Board to Grant
Awards of Options and/or RSUs up to 3% of Issued
Share Capital Management For Voted - Against
9 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 12-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WU Yongming Management For Voted - Against
4 Elect WANG Lei Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Equity Grant to WANG Yaqing Management For Voted - Against
7 Authority to Award Shares Under the Share Award
Scheme Management For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
ASM PACIFIC TECHNOLOGY LTD.
SECURITY ID: G0535Q133 TICKER: 522
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect John LOK Kam Chong Management For Voted - For
6 Director's Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
AUTOHOME INC
SECURITY ID: 05278C107 TICKER: ATHM
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Elect Xiang Li Management For Voted - For
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
SECURITY ID: Y1045N107 TICKER: 285
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect SUN Yi Zao Management For Voted - For
8 Elect WU Jing Sheng Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Elect WANG Nian Qiang Management For Voted - Against
15 Elect QIAN Jing Jie Management For Voted - For
CHINA COMMUNICATIONS SERVICES CORP
SECURITY ID: Y1436A102 TICKER: 552
Meeting Date: 19-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect SUN Kangmin Management For Voted - For
4 Article 2.2 Management For Voted - For
5 Article 10.1 Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect SUN Kangmin Management For Voted - For
8 Elect SI Furong Management For Voted - For
9 Elect HOU Rui Management For Voted - For
10 Elect LI Zhengmao Management For Voted - For
11 Elect ZHANG Junan Management For Voted - For
12 Elect WANG Jun Management For Voted - For
13 Elect ZHAO Chunjun Management For Voted - For
14 Elect Francis SIU Wai Keung Management For Voted - Against
15 Elect LV Tingjie Management For Voted - For
16 Elect WU Taishi Management For Voted - For
17 Elect XIA Jianghua as Supervisor Management For Voted - For
18 Elect HAI Liancheng as Supervisor Management For Voted - For
19 Supervisors' Fees Management For Voted - For
20 Authority to Issue Debentures Management For Voted - For
21 Ratification of Board Acts Management For Voted - For
22 Validity Period for Issue of Debentures Management For Voted - For
23 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
24 Increase in Authorised Capital Management For Voted - Against
CHINA FINANCE ONLINE CO. LTD.
SECURITY ID: 169379104 TICKER: JRJC
Meeting Date: 30-Jun-15 Meeting Type: Annual
1 Elect Dr. Z. James Chen Management For Voted - For
2 Elect Jian Wang Management For Voted - For
3 Elect Yaowei Zhang Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Authority to Issue Common and Preferred Shares Management For Voted - Against
CHINA PUBLIC PROCUREMENT LTD
SECURITY ID: G2157R100 TICKER: 1094
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WONG Wei Kit Management For Voted - For
5 Elect ZHANG Zhongmin Management For Voted - For
6 Elect YANG Lei Management For Voted - For
7 Elect PENG Zhiyong Management For Voted - For
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect ZHENG Jinwei Management For Voted - For
9 Elect WANG Ning Management For Voted - Against
10 Elect Fred WU Fong Management For Voted - Against
11 Elect DENG Xiang Management For Voted - For
12 Elect HE Qian Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
17 Authority to Issue Repurchased Shares Management For Voted - Against
CHINASOFT INTERNATIONAL LIMITED
SECURITY ID: G2110A111 TICKER: 354
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Elect CHEN Yuhong Management For Voted - Against
6 Elect John ZHAO Huan Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Refreshment of Share Option Scheme Management For Voted - Against
COMBA TELECOM SYSTEMS HLDGS
SECURITY ID: G22972114 TICKER: 2342
Meeting Date: 08-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Bonus Share Issuance Management For Voted - For
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Wilson TONG Chak Wai Management For Voted - For
6 Elect ZHENG Guo Bao Management For Voted - For
7 Elect LIU Cai Management For Voted - For
8 Elect Kevin LAU Siu Ki Management For Voted - Against
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL
9 Directors' Fees
10 Appointment of Auditor and Authority to Set Fees
11 Authority to Issue Shares w/o Preemptive Rights
12 Authority to Repurchase Shares
13 Authority to Issue Repurchased Shares
14 Refreshment of Share Option Scheme
15 Bonus Share Issuance
COOLPAD GROUP LIMITED
SECURITY ID: G2418K100 TICKER: 2369
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Subscription Agreement
4 Shareholders' Agreement
Meeting Date: 18-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Elect GUO Deying
5 Elect LI Bin
6 Elect LI Wang
7 Directors' Fees
8 Appointment of Auditor and Authority to Set Fees
9 Authority to Issue Shares w/o Preemptive Rights
10 Authority to Repurchase Shares
11 Authority to Issue Repurchased Shares Management
DIGITAL CHINA HLGDS
SECURITY ID: G2759B107 TICKER: 861
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect YAN Guorong
6 Elect Andrew Y. Yan
7 Elect Francis WONG Man Chung
8 Elect Hope NI Hong
9 Elect YAN Xiaoyan
10 Directors' Fees
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchase Shares Management For Voted - Against
FIH MOBILE LIMITED
SECURITY ID: G3472Y101 TICKER: 2038
Meeting Date: 24-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Approval to Increase Annual Caps for the Purchase
Transaction Management For Voted - For
Meeting Date: 28-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Allocation of Special Dividend Management For Voted - For
6 Elect LAU Siu Ki Management For Voted - Against
7 Elect Daniel J. Mehan Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Authority to Grant Awards and Issue Shares Under
Share Scheme Management For Voted - Against
HI SUN TECHNOLOGY (CHINA) LTD.
SECURITY ID: G4512G126 TICKER: 818
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LI Wenjin Management For Voted - Against
5 Elect Jimmy TAM Chun Fai Management For Voted - Against
6 Elect XU Sitao Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
JU TENG INTERNATIONAL HOLDINGS LTD.
SECURITY ID: G52105106 TICKER: 9136
Meeting Date: 11-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect CHENG Li Yu
6 Elect HUANG Kuo Kuang
7 Elect CHERNG Chia Jiun
8 Elect TSAI Wen Yu
9 Directors' Fees
10 Appointment of Auditor and Authority to Set Fees
11 Authority to Issue Shares w/o Preemptive Rights
12 Authority to Repurchase Shares
13 Authority to Issue Repurchased Shares
14 Adoption of New Share Option Scheme
KINGDEE INTL SOFTWARE GROUP
SECURITY ID: G52568147 TICKER: 268
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Elect CHEN Deng Kun
5 Elect DONG Ming Zhu
6 Elect WU Cheng
7 Directors' Fees
8 Allocation of Profits/Dividends
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares Management
13 Adoption of New Share Option Scheme
PAX GLOBAL TECHNOLOGY LIMITED
SECURITY ID: G6955J103 TICKER: 327
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Elect WU Min Management For Voted - For
5 Elect Charles MAN Kwok Kuen Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to issue Repurchased Shares Management For Voted - Against
SEMICONDUCTOR MANUFACTURING INTL CO
SECURITY ID: G8020E101 TICKER: 981
Meeting Date: 05-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Datang Pre-emptive Share Subscription Agreement Management For Voted - For
4 Authority to Issue and Allot Datang Pre-emptive
Shares Management For Voted - For
5 Datang Pre-emptive Bond Subscription Agreement Management For Voted - For
6 Authority to Issue Datang Pre-emptive Bonds Management For Voted - For
7 Datang Supplemental Agreement Management For Voted - For
8 Authority to Issue, Allot and Deal with Datang
Pre-emptive Shares and Datang Conversion Shares Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Country Hill Pre-emptive Subscription Agreement Management For Voted - For
11 Authority to Issue Country Hill Pre-emptive Shares Management For Voted - For
12 Authority to Issue, Allot and Deal with Country
Hill Pre-emptive Shares Management For Voted - For
13 Ratification of Board Acts Management For Voted - For
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHOU Zixue Management For Voted - Against
5 Elect CHEN Shanzhi Management For Voted - For
6 Elect Lip-Bu Tan Management For Voted - For
7 Elect Frank Meng Management For Voted - For
8 Elect Carmen CHANG I-Hua Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SHANGHAI BAOSIGHT SOFTWARE CO. LTD
SECURITY ID: Y7691Z104 TICKER: 600845
Meeting Date: 08-May-15 Meeting Type: Special
1 Replenishment of Working Capital with Surplus Funds Management For Voted - For
SOHU.COM INC
SECURITY ID: 83408W103 TICKER: SOHU
Meeting Date: 19-Jun-15 Meeting Type: Annual
1.1 Elect Charles Huang Management For Voted - For
1.2 Elect QI Daqing Management For Voted - Withheld
1.3 Elect Shi Wang Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
4 Shareholder Proposal Regarding Declassification of
the Board Shareholder Against Voted - For
SUNCORP TECHNOLOGIES LTD.
SECURITY ID: G8571C223 TICKER: 1063
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHU Xiao Dong Management For Voted - For
5 Elect WANG Zhen Dong Management For Voted - For
6 Elect WANG Yan Management For Voted - For
7 Elect LEE Ho Yiu Management For Voted - Against
8 Elect LEE Ka Sing Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Refreshment of Share Option Scheme Management For Voted - Against
TCL COMMUNICATION TECHNOLOGY HOLDINGS LTD.
SECURITY ID: G87016146 TICKER: 2618
Meeting Date: 16-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
3 Master Financial Services (2014 Renewal) Agreement Management For Voted - Against
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect LI Dongsheng Management For Voted - Against
7 Elect GUO Aiping Management For Voted - For
8 Elect WANG Jiyang Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
TENCENT HOLDINGS LTD.
SECURITY ID: G87572163 TICKER: TCEHY
Meeting Date: 13-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Dong Sheng Management For Voted - Against
6 Elect Iain Ferguson Bruce Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
TRAVELSKY TECHNOLOGY
SECURITY ID: Y8972V101 TICKER: 696
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect CAO Jianxiong Management For Voted - For
4 Eastern Airlines Transactions Management For Voted - For
5 Eastern Airlines Transaction Annual Caps Management For Voted - For
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Director's Report Management For Voted - For
4 Supervisor's Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
9 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 16-Jun-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase H Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
V1 GROUP LIMITED
SECURITY ID: G9310X106 TICKER: 82
Meeting Date: 29-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Lijun Management For Voted - Against
5 Elect LOKE Yu Management For Voted - Against
6 Elect GONG Zhankui Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Refreshment of Share Option Scheme Management For Voted - Against
ZTE CORP.
SECURITY ID: Y0004F105 TICKER: 000063
Meeting Date: 15-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Give Guarantees Management For Voted - For
4 Authority to Issue Medium-term Notes Management For Voted - For
5 Authority to Give Performance Guarantees Management For Voted - For
GLOBAL X NASDAQ CHINA TECHNOLOGY ETF
PROPOSAL
Meeting Date: 28-May-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Annual Report
4 Directors' Report
5 Supervisors' Report
6 President's Report
7 Accounts and Reports
8 Application to Bank of China Limited
9 Application to China Construction Bank Corporation
10 Application to China Development Bank Corporation
11 Appointment of PRC Auditor
12 Appointment of Hong Kong Auditor
13 Appointment of Internal Control Auditor
14 Application for Investment Limits in Derivative
Products
15 Provision of Guarantee for Debt Financing of ZTE
(H.K.) or ZTE Netherlands
16 Financial Service Agreement
17 Revised Annual Cap for Purchase of Raw Materials
18 Allocation of Profits/Dividends and Bonus Share
Issue
19 Proposed Registration and Issue of SCP
20 Authority to Issue Shares w/o Preemptive Rights
21 Elect CHEN Shaohua
22 Elect L[] Hongbing
23 Elect TENG BingSheng
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABOITIZ POWER CORP
SECURITY ID: Y0005M109 TICKER: AP
Meeting Date: 18-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 CALL TO ORDER Management For Voted - For
3 PROOF OF NOTICE OF MEETING Management For Voted - For
4 DETERMINATION OF QUORUM Management For Voted - For
5 Meeting Minutes Management For Voted - For
6 President's Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Delegation of Authority to Appoint Auditor Management For Voted - Against
9 Ratification of Board Acts Management For Voted - For
10 Elect Jon Ramon Aboitiz Management For Voted - Against
11 Elect Erramon I. Aboitiz Management For Voted - For
12 Elect Antonio R. Moraza Management For Voted - Against
13 Elect Mikel A. Aboitiz Management For Voted - Against
14 Elect Enrique M. Aboitiz, Jr. Management For Voted - Against
15 Elect Jaime Jose Y. Aboitiz Management For Voted - For
16 Elect Romeo L. Bernardo Management For Voted - Against
17 Elect Alfonso A. Uy Management For Voted - Against
18 Elect Carlos C. Ejercito Management For Voted - Against
19 Directors' Fees Management For Voted - For
20 Board Authorization to Amend or Repeal By-Laws Management For Voted - Against
21 Transaction of Other Business Management For Voted - Against
22 ADJOURNMENT Management For Voted - For
ACACIA MINING PLC
SECURITY ID: G0067D104 TICKER: ABG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Kelvin Dushnisky Management For Voted - For
5 Elect Bradley Gordon Management For Voted - For
6 Elect Juma V. Mwapachu Management For Voted - For
7 Elect Graham G. Clow Management For Voted - For
8 Elect Rachel English Management For Voted - For
9 Elect Andre Falzon Management For Voted - For
10 Elect Michael P. Kenyon Management For Voted - For
11 Elect Steve Lucas Management For Voted - For
12 Elect Peter W. Tomsett Management For Voted - For
13 Elect Stephen Galbraith Management For Voted - For
14 Appointment of Auditor Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
ACACIA MINING PLC
SECURITY ID: G0128R100 TICKER: ABG
Meeting Date: 26-Nov-14 Meeting Type: Ordinary
1 Change in Company Name Management For Voted - For
ADECOAGRO S.A.
SECURITY ID: L00849106 TICKER: AGRO
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Consolidated Financial Statements Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor Management For Voted - Abstain
7 Elect Abbas F Zuaiter Management For Voted - For
8 Elect Guillaume van der Linden Management For Voted - For
9 Elect Mark Schachter Management For Voted - For
10 Final Appointment (Co-Opted) of Marcelo Vieira Management For Voted - For
ADVANCED INFO SERVICE
SECURITY ID: Y0014U183 TICKER: ADVANC
Meeting Date: 24-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 MATTERS TO BE INFORMED Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 Results of Operations Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect Allen LEW Yoong Keong Management For Voted - Against
9 Elect Somchai Lertsutiwong Management For Voted - For
10 Elect YEK Boon Seng Management For Voted - For
11 Elect Preeya Danchaivijit Management For Voted - Against
12 Directors' Fees Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Prohibition of Business Dominance by Foreigners Management For Voted - For
14 Issuance of Warrants w/o Preemptive Rights Management For Voted - For
15 Issuance of Shares w/o Preemptive Rights Management For Voted - For
16 Somchai Lertsutiwong Management For Voted - For
17 Sumiwol Kaewkoon Management For Voted - For
18 Pong-amorn Nimpoonsawat Management For Voted - For
19 Vilaseinee Puddhikarant Management For Voted - For
20 Kriengsak Wanichnatee Management For Voted - For
21 Walan Norasetpakdi Management For Voted - For
22 Weerawat Kiattipongthaworn Management For Voted - For
23 Issara Dejakaisaya Management For Voted - For
24 Bussaya Satirapipatkul Management For Voted - For
25 Pratthana Leelapanang Management For Voted - For
26 Transaction of Other Business Management For Voted - Against
27 Non-Voting Meeting Note N/A N/A Non-Voting
AFREN
SECURITY ID: G01283103 TICKER: AFR
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Remuneration Report (Binding) Management For Voted - For
4 Elect Alan S. Linn Management For Voted - For
5 Elect Sheree Bryant Management For Voted - For
6 Elect Iain McLaren Management For Voted - For
7 Elect Egbert Imomoh Management For Voted - For
8 Elect Toby Hayward Management For Voted - For
9 Elect Patrick Obath Management For Voted - For
10 Elect Darra Comyn Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
AIRPORTS OF THAILAND PUBLIC CO
SECURITY ID: Y0028Q111 TICKER: AOT
Meeting Date: 23-Jan-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Matters to be Informed Management For Voted - For
3 Results of Operations Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
6 Elect Prajak Sajjasophon
7 Elect Prakit Skunasingha
8 Elect Thawatachai Arunyik
9 Elect Suttirat Rattanachot
10 Elect Thanin Pa-Em
11 Directors' Fees
12 Appointment of Auditor and Authority to Set Fees
13 Transaction of Other Business
14 Non-Voting Meeting Note
AKBANK TURK ANONIM SIRKETI
SECURITY ID: M0300L106 TICKER: AKBNK
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Election of Presiding Chairman
5 Presentation of Directors' Report
6 Presentation of Auditor's Report
7 Financial Statements
8 Ratification of Board Acts
9 Allocation of Profits/Dividends
10 Election of Directors
11 Directors' Fees
12 Appointment of Auditor
13 Authorization to Carry out Competing Activities or
Related Party Transactions
14 Limit on Charitable Donations
15 Presentation of Report on Charitable Donations
AL SALAM BANK - BAHRAIN
SECURITY ID: V01979109 TICKER: SALAMBAH
Meeting Date: 24-Feb-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Meeting Minutes
3 Directors' Report
4 Presentation of Sharia Supervisory Board Report
5 Presentation of Auditor's Report
6 Financial Statements
7 Allocation of Profits/Dividends; Directors Fees
8 Presentation of Report on Compliance with Corporate
Governance Guidelines and Requirements of Central Bank of Bahrain
9 Ratification of Board Acts
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
10 Remuneration Policy
11 Election of Sharia Supervisory Board
12 Appointment of Auditor and Authority to Set Fees
13 Board Size
14 Election of Directors
15 Transaction of Other Business
ALMACENES EXITO S.A.
SECURITY ID: P3782F107 TICKER: EXITO
Meeting Date: 17-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Quorum
3 Agenda
4 Appointment of Delegates in Charge of Meeting
Minutes
5 Presentation of the Report of the Board and CEO
6 Presentation of Accounts and Reports
7 Presentation of the Auditor's Report
8 Accounts and Reports
9 Allocation of Profits/Dividends; Charitable
Donations; Amendments to Articles; Amendments to General Shareholders Meeting
Regulations; Board of Directors Sucession Policy
10 Transaction of Other Business
Meeting Date: 11-Jun-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Quorum
4 Agenda
5 Appointment of Delegates in Charge of Meeting
Minutes
6 Election of Directors
7 Board of Directors' Remuneration Policy
AMERICA MOVIL S.A.B.DE C.V.
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Against
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management N/A Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
SECURITY ID: P0280A101 TICKER: AMX
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Election of Directors; Ratification of CEO and
Board Acts; Committee Chairman; Directors' Fees. Management For Voted - Abstain
2 Election of Meeting Delegates Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
ANADOLU EFES BIRACILIK VE MALT SANAYI A.S.
SECURITY ID: M10225106 TICKER: AEFES
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Opening; Election of Presiding Chairman
5 Presentation of Directors' Report
6 Presentation of Auditor's Report
7 Accounts
8 Ratification of Board Acts
9 Allocation of Profits/Dividends
10 Election of Board of Directors; Directors' Fees
11 Appointment of Auditor
12 Presentation of the Report on Charitable Donations
13 Presentation of Disclosure Policy
14 Presentation of Guarantees
15 Authority to Carry out Competing Activities or
Related Party Transactions
16 CLOSING
ANGLO AMERICAN PLATINUM LIMITED
SECURITY ID: S9122P108 TICKER: AMS
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Re-elect Valli Moosa
2 Re-elect Christopher I. Griffith
3 Re-elect Nkateko P. Mageza
4 Re-elect John M. Vice
5 Elect Audit and Risk Committee Member (Richard M.W.
Dunne)
6 Elect Audit and Risk Committee Member (Nkateko P.
Mageza)
7 Elect Audit and Risk Committee Member (Daisy Naidoo)
8 Elect Audit and Risk Committee Member (John M. Vice)
9 Appointment of Auditor
10 General Authority to Issue Shares
11 Authorisation of Legal Formalities
12 APPROVE REMUNERATION POLICY
13 Approve NEDs' Fees
14 Approve Financial Assistance
15 Authority to Reduce Authorised Capital
16 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANGLOGOLD ASHANTI LTD
SECURITY ID: S04255196 TICKER: ANG
Meeting Date: 06-May-15 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
2 Elect Christine Ramon Management For Voted - For
3 Elect Maria Richter Management For Voted - For
4 Elect Albert Garner Management For Voted - For
5 Re-elect Wiseman L. Nkuhlu Management For Voted - For
6 Re-elect Nozipho January-Bardill Management For Voted - For
7 Re-elect Rodney J. Ruston Management For Voted - For
8 Elect Audit and Risk Committee Member (Rhidwaan
Gasant) Management For Voted - For
9 Elect Audit and Risk Committee Member (Wiseman
Nkuhlu) Management For Voted - For
10 Elect Audit and Risk Committee Member (Michael
Kirkwood) Management For Voted - For
11 Elect Audit and Risk Committee Member (Rodney
Ruston) Management For Voted - For
12 Elect Audit and Risk Committee Member (Albert
Garner) Management For Voted - For
13 Elect Audit and Risk Committee Member (Maria
Richter) Management For Voted - For
14 General Authority to Issue Shares Management For Voted - For
15 Approve Amendments to the Schemes (Plan Limits) Management For Voted - For
16 Approve Amendments to the Schemes (Individual
Limits) Management For Voted - For
17 Approve Remuneration Policy Management For Voted - For
18 Approve NEDs' Fees Management For Voted - For
19 Authority to Issue Shares for Cash Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Approve Financial Assistance Management For Voted - For
22 Amendments to Memorandum Management For Voted - For
AQUARIUS PLATINUM LTD.
SECURITY ID: G0440M128 TICKER: AQP
Meeting Date: 28-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Sir Nigel R. Rudd Management For Voted - For
3 Re-elect Timothy G. Freshwater Management For Voted - For
4 Re-elect Zwelakhe Mankazana Management For Voted - For
5 Re-elect G. Edward Haslam Management For Voted - For
6 Re-elect David R. Dix Management For Voted - For
7 Re-elect Nicholas T. Sibley Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Equity Grant (NED Nigel Rudd) Management For Voted - For
11 Approve Restricted Share Scheme Management For Voted - For
12 Authority to Increase Authorised Capital under
Bermuda Law Management For Voted - For
13 Amendments to Constitution Management For Voted - For
14 Appoint Auditor and Authorise Board to Set Fees Management For Voted - For
ARCA CONTINENTAL S.A.B. DE C.V.
SECURITY ID: P0448R103 TICKER: AC
Meeting Date: 15-Apr-15 Meeting Type: Ordinary
1 Financial Statements, Auditor's Report and CEO's CEO Management For Voted - Abstain
2 Report of the Board Management For Voted - Abstain
3 Report of Committee Chairmen; Report on Tax
Compliance Management For Voted - Abstain
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Repurchase Shares Management For Voted - Abstain
6 Election of Directors Management For Voted - Abstain
7 Election of Committee Chairman; Committee Member
Fees Management For Voted - Abstain
8 Election of Meeting Delegates Management For Voted - For
9 Minutes Management For Voted - For
ARCOS DORADOS HOLDINGS INC
SECURITY ID: G0457F107 TICKER: ARCO
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3.1 Election of Directors Management For Voted - For
3.2 Election of Directors Management For Voted - For
ASANKO GOLD INC
SECURITY ID: 04341Y105 TICKER: AKG
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Colin G. Steyn Management For Voted - For
4 Elect Peter Breese Management For Voted - For
5 Elect Shawn K. Wallace Management For Voted - For
6 Elect Gordon J. Fretwell Management For Voted - Against
7 Elect Marcel de Groot Management For Voted - For
8 Elect Michael Price Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
ASPEN PHARMACARE HOLDINGS LTD
SECURITY ID: S0754A105 TICKER: APN
Meeting Date: 08-Dec-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Re-elect Mogammed R. Bagus Management For Voted - For
3 Re-elect John F. Buchanan Management For Voted - For
4 Re-elect Judy Dlamini Management For Voted - For
5 Re-elect Abbas Hussain Management For Voted - For
6 Elect Maureen Manyama-Matome Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Elect Audit and Risk Committee Member (Roy Andersen) Management For Voted - For
9 Elect Audit and Risk Committee Member (John
Buchanan) Management For Voted - For
10 Elect Audit and Risk Committee Member (Maureen
Manyama-Matome) Management For Voted - For
11 Elect Audit and Risk Committee Member (Sindi Zilwa) Management For Voted - Against
12 General Authority to Issue Shares Management For Voted - For
13 Authority to Issue Shares for Cash Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
15 Authorisation of Legal Formalities Management For Voted - For
16 Approve NEDs' Fees (Board Chairman) Management For Voted - For
17 Approve NEDs' Fees (Board Member) Management For Voted - For
18 Approve NEDs' Fees (Audit and Risk Committee
Chairman) Management For Voted - For
19 Approve NEDs' Fees (Audit and Risk Committee Member) Management For Voted - For
20 Approve NEDs' Fees (Remuneration and Nomination
Committee Chairman) Management For Voted - For
21 Approve NEDs' Fees (Remuneration and Nomination
Committee Member) Management For Voted - For
22 Approve NEDs' Fees (Social and Ethics Committee
Chairman) Management For Voted - For
23 Approve NEDs' Fees (Social and Ethics Committee
Member) Management For Voted - For
24 Approve Financial Assistance Management For Voted - For
25 Authority to Repurchase Shares Management For Voted - For
26 Non-Voting Meeting Note N/A N/A Non-Voting
ASTRA INTERNATIONAL
SECURITY ID: Y7117N172 TICKER: PTAIY
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Amendments to Articles Management For Voted - Against
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Election of Directors and Commissioners (Slate);
and Approval of Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
AVIANCA HOLDINGS S.A
SECURITY ID: P0603X119 TICKER: AVH
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Report on the Notice of Meeting Management For Voted - For
5 Approval of the Report of the Board and CEO Management For Voted - Abstain
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts and Reports Management For Voted - Abstain
8 Election of Directors Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Minutes Management For Voted - For
AXIATA GROUP BERHAD
SECURITY ID: Y0488A101 TICKER: AXXTF
Meeting Date: 20-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Azman Mokhtar Management For Voted - For
4 Elect David LAU Nai Pek Management For Voted - For
5 Elect Abdul Rahman Ahmad Management For Voted - For
6 Elect Muhamad Chatib Basri Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Dividend Reinvestment Scheme Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
AYALA CORPORATION
SECURITY ID: Y0486V115 TICKER: ALI
Meeting Date: 10-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 DETERMINATION OF QUORUM Management For Voted - For
3 Approve Minutes Management For Voted - For
4 ANNUAL REPORT Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratification of Board Acts Management For Voted - For
6 Elect Jaime Augusto Zobel de Ayala Management For Voted - For
7 Elect Fernando Zobel de Ayala Management For Voted - Against
8 Elect Yoshio Amano Management For Voted - Against
9 Elect Ramon R. del Rosario Jr. Management For Voted - For
10 Elect Delfin L. Lazaro Management For Voted - For
11 Elect Xavier P. Loinaz Management For Voted - For
12 Elect Antonio Jose U. Periquet Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
15 ADJOURNMENT Management For Voted - For
AYALA LAND INC.
SECURITY ID: Y0488F100 TICKER: ALI
Meeting Date: 06-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Notice and Determination of Quorum Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 ANNUAL REPORT Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Fernando Zobel de Ayala Management For Voted - Against
7 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against
8 Elect Bernard Vincent O. Dy Management For Voted - For
9 Elect Antonino T. Aquino Management For Voted - For
10 Elect Delfin L. Lazaro Management For Voted - For
11 Elect Vincent Y. Tan Management For Voted - For
12 Elect Rizalina G. Mantaring Management For Voted - For
13 Elect Francis G. Estrada Management For Voted - For
14 Elect Jaime C. Laya Management For Voted - For
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Transaction of Other Business Management For Voted - Against
17 ADJOURNMENT Management For Voted - For
BANCO DE CHILE
SECURITY ID: P0939W108 TICKER: BCH
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Consolidated Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Directors' and Audit Committee Fees and Budget Management For Voted - Abstain
6 Appointment of Auditor Management For Voted - Abstain
7 Report of the Board and Audit Committee Management For Voted - For
8 Related Party Transactions Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
9 Transaction of Other Business Management N/A Voted - Against
Meeting Date: 26-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Capitalization of Reserves for Bonus Share Issuance Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Authority to Carry Out Formalities Management For Voted - For
BANCO SANTANDER CHILE SA
SECURITY ID: P1506A107 TICKER: BSAC
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Appointment of Risk Rating Agency Management For Voted - Abstain
5 Election of Directors Management For Voted - Abstain
6 Directors' Fees Management For Voted - Abstain
7 Directors' Committee Fees and Budget; Presentation
of
Directors' Committee and Auditor's Report Management For Voted - Abstain
8 Related Party Transactions Management For Voted - For
9 Transaction of Other Business Management For Voted - Against
BANGKOK DUSIT MEDICAL SERVICES
SECURITY ID: Y06071255 TICKER: BDMS
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Meeting Minutes Management For Voted - For
2 Results of Operations Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Arun Pausawasdi Management For Voted - For
6 Elect Chuladej Yossundhrakul Management For Voted - Against
7 Elect Udom Kachintorn Management For Voted - For
8 Elect Thongchai Jira-alongkorn Management For Voted - For
9 Elect Poramaporn Prasarttong-osoth Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendments to Memorandum of Association Management For Voted - For
13 Transaction of Other Business Management For Voted - Against
14 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK MUSCAT
SECURITY ID: M1681X107 TICKER: BKM
Meeting Date: 18-Mar-15 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Corporate Governance Report Management For Voted - For
3 Auditor's Report; Accounts Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Bonus Share Issuance Management For Voted - For
6 Directors' Sitting Fees Management For Voted - For
7 Directors' Remuneration Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Lease of Two Branch Premises Management For Voted - Abstain
10 Sharia Supervisory Board Report Management For Voted - Abstain
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
Meeting Date: 18-Mar-15 Meeting Type: Special
1 Authority to Issue Mandatory Convertible Bonds Management For Voted - For
2 Authority to Issue Sukuk Management For Voted - Abstain
3 Authorization of Board of Directors to Determine
Specifics of Sukuk Issuance Management For Voted - Abstain
BANK OF GEORGIA HOLDINGS PLC
SECURITY ID: G08195102 TICKER: BGEO
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Remuneration Report (Advisory) Management For Voted - For
4 Elect Neil Janin Management For Voted - For
5 Elect Irakli Gilauri Management For Voted - For
6 Elect David Morrison Management For Voted - For
7 Elect Al Breach Management For Voted - For
8 Elect Kakhaber Kiknavelidze Management For Voted - For
9 Elect Kim Bradley Management For Voted - For
10 Elect Bozidar Djelic Management For Voted - For
11 Elect Tamaz Georgadze Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authorisation of Political Donations Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
BANK PEKAO S.A.
SECURITY ID: X0R77T117 TICKER: PEO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Election of Presiding Chairman
4 Compliance with Rules of Convocation
5 Election of Scrutiny Commission
6 Agenda
7 Presentation of Management Board Report
8 Presentation of Accounts and Reports
9 Presentation of Management Board Report
(Consolidated)
10 Presentation of Accounts and Reports (Consolidated)
11 Presentation of Profit Distribution Proposal
12 Presentation of Supervisory Board Report
13 Management Board Report
14 Accounts
15 Management Board Report (Consolidated)
16 Accounts (Consolidated)
17 Allocation of Profits/Dividends
18 Supervisory Board Report
19 Ratification of Supervisory Board Acts
20 Ratification of Management Board Acts
21 Adoption of Corporate Governance Rules
for
Supervised Institutions
22 Amendments to Articles
23 Adoption of Uniform Text of Articles
24 Changes in Supervisory Board Composition
25 Supervisory Board Fees
26 Non-Voting Agenda Item
BANK RAKYAT INDONESIA
SECURITY ID: Y0697U112 TICKER: BBRI
Meeting Date: 19-Mar-15 Meeting Type: Annual
1 Accounts and Reports
2 Allocation of Profits/Dividends
3 Directors' and Commissioners' Fees
4 Appointment of Auditor
5 Amendments to Articles
6 Election of Directors and/or Commissioners (Slate)
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANK ZACHODNI WBK
SECURITY ID: X0646L107 TICKER: BZW
Meeting Date: 30-Sep-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Election of Presiding Chairman Management For Voted - For
4 Compliance with Rules of Convocation Management For Voted - For
5 Agenda Management For Voted - For
6 Division of Dom Maklerski BZ WBK SA Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Opening of Meeting Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Accounts and Reports (Consolidated) Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Supervisory Board Reports Management For Voted - For
12 Ratification of Supervisory Board Acts Management For Voted - For
13 Elect Jos[] Antonio Garc[]a Cantera Management For Voted - For
14 Supervisory Board Fees Management For Voted - Against
15 Adoption of Corporate Governance Rules Management For Voted - For
16 Interim Financial Statements (Dom Maklerski BZ WBK
S.A.) Management For Voted - For
17 Ratification of Management Board Acts (Dom
Maklerski BZ WBK S.A.) Management For Voted - For
18 Ratification of Supervisory Board Acts (Dom
Maklerski BZ WBK S.A.) Management For Voted - For
19 Shareholder Proposal Regarding Supervisory Board's
Remuneration Policy Shareholder N/A Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
BIDVEST GROUP LTD
SECURITY ID: S1201R162 TICKER: BVT
Meeting Date: 24-Nov-14 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
2 Elect Nompumelelo T. Madisa Management For Voted - For
3 Elect Flora N. Mantashe Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
4 Elect Sibongile Masinga
5 Re-elect Douglas D.B. Band
6 Re-elect David E. Cleasby
7 Re-elect Anthony W. Dawe
8 Re-elect Donald Masson
9 Re-elect Lindsay P. Ralphs
10 Re-elect Tania Slabbert
11 Elect Audit Committee Member (Paul Baloyi)
12 Elect Audit Committee Member (Eric Diack)
13 Elect Audit Committee Member (Sibongile Masinga)
14 Elect Audit Committee Member (Nigel Payne)
15 Approve Remuneration Policy (Base Pay)
16 Approve Remuneration Policy (Short-Term Incentives)
17 Approve Remuneration Policy (Long-Term Incentives)
18 General Authority to Issue Shares
19 Authority to Issue Shares for Cash
20 Approve Allocation to Distribute Share Capital or
Premium
21 Authority to Issue Convertible Debentures
22 Authorisation of Legal Formalities
23 Authority to Repurchase Shares
24 Approve NEDs' Fees
25 Approve Financial Assistance
BIM BIRLESIK MAGAZALAR
SECURITY ID: M2014F102 TICKER: BIMAS
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Opening; Election of Presiding Chairman; Minutes
5 Presentation of Directors' Report
6 Presentation of Auditors' Report
7 Accounts
8 Ratification of Board Acts
9 Allocation of Profits/Dividends
10 Election of Directors; Directors' Fees
11 Presentation of the Report on Competing Activities
or Related Party Transactions
12 Authority to Carry out Competing Activities or Related Party Transactions
13 Presentation of Report on Repurchase of Shares
14 Charitable Donations Policy
15 Presentation of Report on Charitable Donations
16 Presentation of Report on Guarantees
17 Appointment of Auditor
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Wishes Management For Voted - For
BRITISH AMERICAN TOBACCO (MALAYSIA) BHD
SECURITY ID: Y0971P110 TICKER: ROTH
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Mohamad Salim bin Fateh Din Management For Voted - Against
3 Elect James R. Suttie Management For Voted - Against
4 Elect Pablo Daniel Sconfianza Management For Voted - For
5 Elect OH Chong Peng Management For Voted - For
6 Retantion of OH Chong Peng as Independent Director Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Related Party Transactions Management For Voted - For
CABLE & WIRELESS PLC
SECURITY ID: G1839G102 TICKER: CWC
Meeting Date: 05-Dec-14 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Acquisition Management For Voted - For
Meeting Date: 05-Dec-14 Meeting Type: Ordinary
1 Acquisition Management For Voted - For
2 Issuance to Effect Acquisition Management For Voted - For
3 Put Option Deeds Management For Voted - For
4 Allotment to Fund Repurchase of Shares Management For Voted - For
5 Approve Deferred Bonus Plan Management For Voted - For
6 Waiver of Mandatory Takeover Requirement Management For Voted - For
7 Scheme Acquisition Management For Voted - For
8 Approve New Share Plans Management For Voted - For
CEMENTOS ARGOS S.A
SECURITY ID: P2216Y112 TICKER: CEMARGOS
Meeting Date: 20-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Agenda Management For Voted - For
4 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
5 Presentation of Report of the Board and CEO Management For Voted - For
6 Presentation of Accounts and Reports Management For Voted - For
7 Presentation of Report of Auditor Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Accounts and Reports Management For Voted - Abstain
9 Allocation of Profits/Dividends Management For Voted - For
10 Presentation of Report on the Plan to Implement IFRS Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Payment of Tax on Wealth Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Charitable Donations Management For Voted - For
CEMEX S.A.B. DE C.V.
SECURITY ID: P2253T133 TICKER: CXWSB
Meeting Date: 27-Oct-14 Meeting Type: Special
1 Election of Technical Committee Chairman; Approve
Restatement of Clauses of Trust Agreement Management For Voted - For
2 Election of Meeting Delegates Management For Voted - For
3 Minutes Management For Voted - For
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Capitalization of Reserves; Authority to Increase
Share Capital Management For Voted - For
4 Election of Directors, Election of Committee
Members and Chairman Management For Voted - Against
5 Directors' and Committee Members' Fees Management For Voted - Abstain
6 Election of Meeting Delegates Management For Voted - For
Meeting Date: 26-Mar-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Election of Meeting Delegates Management For Voted - For
CENCOSUD S.A.
SECURITY ID: P2205J100 TICKER: CNCO
Meeting Date: 24-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Directors' Committee Fees and Budget Management For Voted - Abstain
6 Presentation of Report on Board of Directors' and
Directors' Committee Expenses Management For Voted - For
7 Appointment of Auditor Management For Voted - Abstain
8 Appointment of Risk Rating Agency Management For Voted - Abstain
9 Related Party Transactions Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
10 Report on Directors' Oppositions Recorded at Board Meetings
11 Directors' Committee Activities Report
12 Publication of Company Notices
13 Transaction of Other Business
14 Non-Voting Meeting Note
CEZ, A.S.
SECURITY ID: X2337V121 TICKER: CEZ
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Non-Voting Agenda Item
4 Non-Voting Agenda Item
5 Financial Statements
6 Consolidated Financial Statements
7 Allocation of Profits/Dividends
8 Appointment of Auditor
9 Charitable Donations
10 Changes to Supervisory Board Composition
11 Changes to Audit Committee Composition
12 Approval of Contract of Petr Blazek
13 Approval of Contract of Jir[] Borovec
14 Approval of Contract of Zdenek Cern[]
15 Approval of Contract of Vladim[]r Hronek
16 Approval of Contract of Drahoslav Simek
17 Approval of Contract of Jir[] Tyc
18 Approval of Contract of Vladim[]r Vlk
19 Approval of Contract of Lubom[]r Charv[]t
20 Approval of Contract of Luk[]s Wagenknecht
21 Approval of Contract of Robert Stastn[]
22 Approval of Contract of Andrea K[]nov[]
23 Approval of Contract of Luk[]s Wagenknecht
24 Spin-off (V[]tkovice Heating Plant)
25 Spin-off (Tisov[] Power Plant)
CHAROEN POKPHAN INDONESIA TBK, PT
SECURITY ID: Y71207164 TICKER: CPIN
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Accounts and Reports
2 Allocation of Profits/Dividends
3 Appointment of Auditor and Authority to Set Fees
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 19-Jun-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
SECURITY ID: Y1296K166 TICKER: CPF
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Meeting Minutes Management For Voted - For
3 Results of Operations Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect Dhanin Chearavanont Management For Voted - Against
7 Elect Prasert Poongkumarn Management For Voted - Against
8 Elect Athasit Vejjajiva Management For Voted - For
9 Elect Supapun Ruttanaporn Management For Voted - For
10 Elect Phongthep Chiaravanont Management For Voted - Against
11 Directors' Fees Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
13 Acquisition Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
CHEMICAL WORKS OF GEDEON RICHTER PLC.
SECURITY ID: X3124S107 TICKER: 14626
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Voting Method Management For Voted - For
6 Recording Device for Meeting Management For Voted - For
7 Election of Presiding Chairman, Individuals to Keep
Minutes and Counting Commission Management For Voted - For
8 Directors' Report (Consolidated) Management For Voted - For
9 Auditor's Report (Consolidated) Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Allocation of Profits to Reserves Management For Voted - For
12 Annual Report Management For Voted - For
13 Corporate Governance Report Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Directors' Report on Share Repurchase Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Elect Attila Chik[]n Management For Voted - For
18 Elect Tam[]sn[] M[]h[]sz Management For Voted - For
19 Elect Jonath[]n R[]bert Bedros Management For Voted - For
20 Elect Kl[]ra Csik[]s Kov[]csn[] Management For Voted - For
21 Elect []va Kozsda Kov[]csn[] Management For Voted - For
22 Election of Audit Committee Members Management For Voted - For
23 Directors' Fees Management For Voted - For
24 Supervisory Board Members' Fees Management For Voted - For
25 Amendments to Supervisory Board Regulations Management For Voted - For
26 Appointment of Auditor Management For Voted - For
27 Authority to Set Auditor's Fees Management For Voted - For
CIMB GROUP HOLDINGS BHD
SECURITY ID: Y1636J101 TICKER: CIMB
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Zainal Abidin bin Putih Management For Voted - For
3 Elect Kenji Kobayashi Management For Voted - For
4 Elect Robert Neil Coombe Management For Voted - For
5 Elect Joseph Dominic Silva Management For Voted - For
6 Elect TEOH Su Yin Management For Voted - For
7 Elect Zafrul Abdul Aziz Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Issue Shares Under Script Dividend Plan Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
COCA COLA ICECEK SANAYI A.S.
SECURITY ID: M2R39A121 TICKER: CCOLA
Meeting Date: 14-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
5 Presentation of Directors' Report Management For Voted - For
6 Presentation of Auditors' Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Ratification of Co-option Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Election of Directors; Board Term Length;
Directors' Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Presentation of Report on Charitable Donations Management For Voted - For
14 Presentation of Report on Guarantees Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Presentation of Report on Competing Activities or
Related Party Transactions Management For Voted - For
17 Authority to Carry Out Competing Activities or
Related Party Transactions Management For Voted - Against
18 CLOSING Management For Voted - For
COCA-COLA FEMSA S.A.B. DE C.V.
SECURITY ID: P2861Y136 TICKER: KOF
Meeting Date: 12-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - Abstain
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Authority to Repurchase Shares Management For Voted - Abstain
5 Election of Directors; Fees Management For Voted - Abstain
6 Election of Board Committee Members; Fees Management For Voted - Abstain
7 Election of Meeting Delegates Management For Voted - For
8 Minutes Management For Voted - For
COMMERCIAL INTERNATIONAL BANK (EGYPT)
SECURITY ID: M25561107 TICKER: PINX
Meeting Date: 12-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Presentation of Directors' Report Management For Take No Action
3 Presentation of Auditor's Report Management For Take No Action
4 Financial Statements Management For Take No Action
5 Allocation of Profits/Dividends Management For Take No Action
6 Ratification of Board Acts; Director's Fees Management For Take No Action
7 Appointment of Auditor and Authority to Set Fees Management For Take No Action
8 Charitable Donations Management For Take No Action
9 Board Committees' Fees Management For Take No Action
10 Changes to the Board Management For Take No Action
11 Capitalization of Reserves Management For Take No Action
12 Non-Voting Meeting Note N/A N/A Take No Action
13 Non-Voting Meeting Note N/A N/A Take No Action
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CP ALL PUBLIC COMPANY LIMITED
SECURITY ID: Y1772K169 TICKER: CPALL
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Meeting Minutes Management For Voted - For
3 Results of Operations Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect Dhanin Chearavanont Management For Voted - Against
7 Elect Korsak Chairasmisak Management For Voted - Against
8 Elect Soopakij Chearavanont Management For Voted - Against
9 Elect Adirek Sripratak Management For Voted - Against
10 Elect Tanin Buranamanit Management For Voted - For
11 Directors' Fees Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Transaction of Other Business Management For Voted - Against
CREDICORP
SECURITY ID: G2519Y108 TICKER: BAP
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DIGI.COM BHD
SECURITY ID: Y2070F100 TICKER: DIGI
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Hakon Bruaset Kjol Management For Voted - Against
2 Directors' Fees Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Related Party Transactions Management For Voted - For
DONACO INTERNATIONAL LIMITED
SECURITY ID: Q32504104 TICKER: DNA
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Benedict Paul Reichel Management For Voted - Against
4 Equity Grant (Executive Director Benedict Reichel) Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Acquisition Management For Voted - For
3 Elect Ham T. Sukjaroenkraisri Management For Voted - For
4 Elect Paul P. Amatavivadhana Management For Voted - For
DP WORLD LTD.
SECURITY ID: M2851K107 TICKER: DPW
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Acquisition Management For Voted - For
2 Ratification of the Co-option of Mark Russell Management For Voted - For
3 Delisting Management For Voted - For
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Ahmed Bin Sulayem Management For Voted - For
4 Elect Jamal Majid Bin Thaniah Management For Voted - For
5 Elect Mohammed Sharaf Management For Voted - For
6 Elect Sir John Parker Management For Voted - For
7 Elect Yuvraj Narayan Management For Voted - For
8 Elect Deepak S. Parekh Management For Voted - For
9 Elect Robert B. Woods Management For Voted - For
10 Elect Mark Russell Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Cancellation of Shares Management For Voted - For
19 Amendments to Articles Management For Voted - Abstain
ECOPETROL SA
SECURITY ID: ADPV14028 TICKER: EC
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Safety Guidelines Management For Voted - For
3 Quorum Management For Voted - For
4 Opening by the CEO Management For Voted - For
5 Agenda Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Appointment of Meeting Chairman Management For Voted - For
7 Appointment of Delegates in Charge of Meeting
Polling Management For Voted - For
8 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
9 Presentation of Report on Activities of the
Board,
Performance of CEO and Company's
Corporate
Governance Management For Voted - For
10 Presentation of CEO and Board Reports Management For Voted - For
11 Presentation of Report of Minority Shareholders Management For Voted - For
12 Presentation of Accounts and Reports Management For Voted - For
13 Presentation of the Auditor's Report Management For Voted - For
14 Accounts and Reports Management For Voted - For
15 Allocation of Profits/Dividends Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Election of Directors Management For Voted - For
18 Amendments to General Meeting Regulations Management For Voted - For
19 Amendments to Articles Regarding Corporate
Governance Compliance Management For Voted - For
20 Transaction of Other Business Management For Voted - Against
EMAAR PROPERTIES
SECURITY ID: M4025S107 TICKER: EMAAR
Meeting Date: 24-Nov-14 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Dividends Management For Voted - For
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Directors' Report Management For Voted - For
4 Auditor's Report Management For Voted - For
5 Financial Statements Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
7 Ratification of Board and Auditor's Acts Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Directors' Fees Management For Voted - Against
10 Election of Directors Management For Voted - Abstain
11 Board Transactions Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
EMPRESA NACIONAL DE ELECTRICIDAD S.A.
SECURITY ID: P3710M109 TICKER: EOC
Meeting Date: 27-Apr-15
Meeting Type: Ordinary
1 Accounts and Reports
2 Allocation of Profits/Dividends
3 Election of Directors
4 Directors' Committee Fees for Past Fiscal Year
5 Directors' Fees
6 Directors' Committee Fees and Budget
7 Board of Directors' Expenses Report; Presentation
of Report of
Directors' Committee
8 Appointment of Auditor
9 Appointment of Account Inspector
10 Appointment of Risk Rating Agency
11 Investment and Finance Policy
12 Dividend Policy
13 Related Party Transactions
14 Report on Circular No. 1816
15 Transaction of Other Business
16 Authority to Carry Out Formalities
EMPRESAS CMPC S.A.
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Against
Management For Voted - For
SECURITY ID: P3712V107 TICKER: CMPC
Meeting Date: 17-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Appointment of Auditor and Risk Rating Agencies Management For Voted - For
5 Directors' Fees; Directors' Committee Fees and
Budget Management For Voted - Abstain
6 Dividend Policy Management For Voted - For
7 Transaction of Other Business Management N/A Voted - Against
EMPRESAS COPEC S.A.
SECURITY ID: P7847L108 TICKER: COPEC
Meeting Date: 22-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Related Party Transactions Management For Voted - For
3 Directors' Fees Management For Voted - Abstain
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Directors' Committee Fees and Budget; Directors'
Committee Report Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agencies Management For Voted - Abstain
6 Transaction of Other Business Management N/A Voted - Against
ENDEAVOUR MINING CORP
SECURITY ID: G3040R109 TICKER: EDV
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Michael E. Beckett Management For Voted - Against
3 Elect Neil Woodyer Management For Voted - For
4 Elect Wayne McManus Management For Voted - For
5 Elect Ian J. Henderson Management For Voted - For
6 Elect Miquel Rodriguez Management For Voted - For
7 Elect Ian D. Cockerill Management For Voted - Against
8 Elect Frank Giustra Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendment to the Stock Option Plan Management For Voted - For
ENERSIS S.A.
SECURITY ID: P37186106 TICKER: ENI
Meeting Date: 25-Nov-14 Meeting Type: Special
1 Related Party Transaction Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Amendments to Article 5 of the Bylaws Regarding
Capital Increase Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Authorization of Legal Formalities Regarding
Related Party Transactions Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Presentation of Report on Related Party Transactions Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - Abstain
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Directors' Fees Management For Voted - For
5 Directors' Committee Fees and Budget Management For Voted - For
6 Board's Expenditures; Directors' Committee Report Management For Voted - For
7 Appointment of Auditor Management For Voted - Abstain
8 Appointment of Account Inspectors; Fees Management For Voted - Abstain
9 Appointment of Risk Rating Agency Management For Voted - Abstain
10 Investment and Finance Policy Management For Voted - Abstain
11 Dividend Policy Management For Voted - For
12 Related Party Transactions Management For Voted - For
13 Report on Circular No.1816 Management For Voted - Abstain
14 Transaction of Other Business Management For Voted - Against
15 Authority to Carry Out Formalities Management For Voted - For
ENKA INSAAT VE SANAYI AS
SECURITY ID: M4055T108 TICKER: ENKAI
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Election of Presiding Chairman; Minutes Management For Voted - For
5 Presentation of Accounts and Reports Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Presentation of Charitable Donations Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Election of Directors Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Presentation of Report on Guarantees Management For Voted - For
15 Authority to Make Advance Payments of Dividends Management For Voted - For
16 Approve Accounting Transfer in Case of Losses Management For Voted - For
17 Authority to Carry Out Competing Activities and
Related Party Transactions Management For Voted - Against
18 Wishes and Recommendations Management For Voted - For
EREGLI DEMIR CELIK FABRIKALARI A.S.
SECURITY ID: M40710101 TICKER: EREGL
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
5 Minutes Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
6 Presentation of Directors' Report
7 Presentation of Auditor's Report
8 Financial Statements
9 Ratification of Board Acts
10 Dividend Policy
11 Allocation of Profits/Dividends
12 Election of Directors
13 Directors' Fees
14 Authority to carry Out Competing Activities or
Related Party Transactions
15 Appointment of Auditor
16 Presentation of Report on Guarantees
17 Presentation of Report on Charitable Donations
18 Limit on Charitable Donations
19 CLOSING
20 Non-Voting Meeting Note
EXXARO RESOURCES LTD
SECURITY ID: S26949107 TICKER: EXX
Meeting Date: 26-May-15 Meeting Type: Annual
1 Elect Vuyisa Nkonyeni
2 Re-elect Salukazi Dakile-Hlongwane
3 Re-elect Len Konar
4 Re-elect Jeffrey van Rooyen
5 Elect Audit Committee Member (Constatinus
Fauconnier)
6 Elect Audit Committee Member (Richard Mohring)
7 Elect Audit Committee Member (Vuyisa Nkonyeni)
8 Elect Audit Committee Member (Jeffrey van Rooyen)
9 Elect Social and Ethics Committee Member
(Constatinus Fauconnier)
10 Elect Social and Ethics Committee Member (Richard Mohring)
11 Elect Social and Ethics Committee Member (Fazel Randera)
12 APPROVE REMUNERATION POLICY
13 Appointment of Auditor
14 Authorisation of Legal Formalities
15 Approve NEDs' Fees
16 Authority to Repurchase Shares
17 Approve Financial Assistance (Section 44)
18 Approve Financial Assistance (Section 45)
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRST GULF BANK
SECURITY ID: M4580N105 TICKER: FGB
Meeting Date: 25-Feb-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Report Management For Voted - Abstain
3 Auditor's Report Management For Voted - For
4 Financial Statements Management For Voted - For
5 Allocation of Profits/Dividends; Bonus Shares
Issuance Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Ratification of Auditor's Acts Management For Voted - For
9 Election of Directors Management For Voted - Abstain
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
FIRST QUANTUM MINERALS LTD.
SECURITY ID: 335934105 TICKER: FM
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Philip K.R. Pascall Management For Voted - For
4 Elect G. Clive Newall Management For Voted - For
5 Elect Martin R. Rowley Management For Voted - Against
6 Elect Peter St. George Management For Voted - For
7 Elect Andrew B. Adams Management For Voted - For
8 Elect Paul Brunner Management For Voted - For
9 Elect Michael Hanley Management For Voted - For
10 Elect Robert J. Harding Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
FIRSTRAND LTD
SECURITY ID: S5202Z131 TICKER: FSR
Meeting Date: 02-Dec-14 Meeting Type: Annual
1 Re-elect Leon Crouse Management For Voted - Against
2 Re-elect Mary S. Bomela Management For Voted - For
3 Re-elect Nolulamo Gwagwa Management For Voted - Against
4 Re-elect Deepak Premnarayen Management For Voted - Against
5 Re-elect Kgotso B. Schoeman Management For Voted - For
6 Re-elect Benedict J. van der Ross Management For Voted - Against
7 Re-elect Jan (Hennie) H. van Greuning Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Re-elect Vivian W. Bartlett Management For Voted - Against
9 Elect Hetash S. Kellan Management For Voted - Against
10 Elect Russell M. Loubser Management For Voted - For
11 Appointment of Deloitte & Touche Management For Voted - For
12 Appointment of PricewaterhouseCoopers Management For Voted - For
13 Appointment of Francois Prinsloo as Individual
Registered Auditor Management For Voted - For
14 APPROVE REMUNERATION POLICY Management For Voted - Against
15 General Authority to Issue Shares Management For Voted - For
16 Authority to Issue Shares for Cash Management For Voted - For
17 General Authority to Repurchase Shares Management For Voted - For
18 Authority to Repurchase Shares (FRBET) Management For Voted - For
19 Authority to Repurchase Shares (FRBNEDT) Management For Voted - For
20 Authority to Repurchase Shares (FRSAT) Management For Voted - For
21 Approve Financial Assistance (Prescribed Officers) Management For Voted - For
22 Approve Financial Assistance (Related and
Inter-related companies) Management For Voted - For
23 Approve NEDs' Fees Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V.
SECURITY ID: P4182H115 TICKER: FMX
Meeting Date: 19-Mar-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Authority to Repurchase Shares Management For Voted - Abstain
5 Election of Directors; Fees Management For Voted - Abstain
6 Election of Board Committee Members; Fees Management For Voted - Abstain
7 Election of Meeting Delegates Management For Voted - For
8 Minutes Management For Voted - For
FORD OTOMOTIV SANAYI A.S.
SECURITY ID: M7608S105 TICKER: FROTO
Meeting Date: 31-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Opening; Election of Presiding Chairman Management For Voted - For
4 Special Dividend Management For Voted - For
5 Wishes Management For Voted - For
Meeting Date: 23-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman Management For Voted - For
5 Directors' Report Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of the Co-Option of Board Members Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Election of Directors; Board Term Length Management For Voted - For
12 Compensation Policy Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Charitable Donations Management For Voted - For
16 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
17 Wishes Management For Voted - For
FRESNILLO PLC
SECURITY ID: G371E2108 TICKER: FRES
Meeting Date: 06-Oct-14 Meeting Type: Ordinary
1 Acquisition Management For Voted - For
Meeting Date: 18-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Remuneration Report (Advisory) Management For Voted - For
4 Elect Alberto Bailleres Gonz[]lez Management For Voted - For
5 Elect Juan Bordes Aznar Management For Voted - For
6 Elect Arturo Manuel Fern[]ndez P[]rez Management For Voted - For
7 Elect Rafael MacGregor Anciola Management For Voted - For
8 Elect Jaime Lomelin Management For Voted - For
9 Elect Alejandro Baill[]res Gual Management For Voted - For
10 Elect Guy Wilson Management For Voted - For
11 Elect Fernando Benjamin Ruiz Sahag[]n Management For Voted - Against
12 Elect Mar[]a Asunci[]n Aramburuzabala Larregui Management For Voted - For
13 Elect B[]rbara Garza Lag[]era Gonda Management For Voted - For
14 Elect Jaime Serra Management For Voted - For
15 Elect Charles Jacobs Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GENTING BHD
SECURITY ID: Y26926116 TICKER: GENT
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
3 Elect LIM Kok Thay Management For Voted - Against
4 Elect Mohammed Hanif bin Omar Management For Voted - For
5 Elect Hashim bin Yusoff Management For Voted - For
6 Elect LIN See Yan Management For Voted - For
7 Elect R. Thillainathan Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Related Party Transactions Management For Voted - For
GENTING MALAYSIA BERHAD
SECURITY ID: Y2698A103 TICKER: GENM
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
3 Elect LIM Kok Thay Management For Voted - Against
4 Elect TEO Eng Siong Management For Voted - For
5 Elect Mohammed Hanif bin Omar Management For Voted - For
6 Elect Alwi bin Jantan Management For Voted - For
7 Elect Clifford Francis Herbert Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Related Party Transactions Management For Voted - For
GLOBAL TELECOM HOLDING
SECURITY ID: M7526D107 TICKER: OTLD
Meeting Date: 16-Jun-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Directors' Report Management For Take No Action
3 Financial Statements Management For Take No Action
4 Auditor's Report Management For Take No Action
5 Appointment of Auditor and Authority to Set Fees Management For Take No Action
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Changes to the Board Management For Take No Action
7 Ratification of Board Acts; Election of Directors Management For Take No Action
8 Directors' Fees Management For Take No Action
9 Charitable Donations Management For Take No Action
10 Report on Measures to Correct Financial
Indicators Management For Take No Action
11 Mutual Services Agreement Management For Take No Action
12 Write-off of Fees of Subsidiaries' Management Management For Take No Action
Meeting Date: 16-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Continuation of Business Activity Management For Take No Action
3 Amendments to Articles Management For Take No Action
GRAMEEN PHONE LTD
SECURITY ID: Y2844C102 TICKER: GP
Meeting Date: 21-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors (Slate) Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GRUPO BIMBO S.A.B. DE C.V
SECURITY ID: P4949B104 TICKER: BIMBOA
Meeting Date: 10-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - Abstain
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Election of Directors; Fees Management For Voted - Abstain
5 Election of Audit Committee Members and Chairman;
Fees Management For Voted - Abstain
6 Report on the Company's Repurchase Program Management For Voted - Abstain
7 Election of Meeting Delegates Management For Voted - For
GRUPO DE INVERSIONES SURAMERICANA S.A.
SECURITY ID: P4950L132 TICKER: GRUPOSUR
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Quorum Management For Voted - For
3 Appointment of Meeting Delegates in charge of
Meeting Minutes Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Presentation of the Board and CEO Reports Management For Voted - For
5 Presentation of Financial Statements Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Approval of the New Country Code Policies Management For Voted - Abstain
11 Directors and Auditor's Fees Management For Voted - Abstain
12 Election of Directors Management For Voted - Abstain
13 Transaction of Other Business Management N/A Voted - Against
GRUPO ELEKTRA S.A.
SECURITY ID: P3642B213 TICKER: XEKT
Meeting Date: 23-Mar-15 Meeting Type: Ordinary
1 Report of the Board of Directors Management For Voted - Abstain
2 Accounts and Reports Management For Voted - Abstain
3 Report of the Audit Committee Management For Voted - Abstain
4 Report of the Governance Committee Management For Voted - Abstain
5 Report on the Company's Share Repurchase Program Management For Voted - Abstain
6 Election of Directors; Election of Committee
Members; Fees Management For Voted - Abstain
7 Election of Meeting Delegates Management For Voted - For
GRUPO FINANCIERO BANORTE
SECURITY ID: P49501201 TICKER: GBOOY
Meeting Date: 22-Oct-14 Meeting Type: Ordinary
1 Elect Carlos Hank Gonz[]lez Management For Voted - For
2 Elect Graciela Gonz[]lez Moreno (Alternate) Management For Voted - For
3 Authority to Exempt Directors from Providing Own
Indemnification Management For Voted - For
4 Interim Dividend Management For Voted - For
5 Share Purchase for Equity Compensation Plan Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Report on Tax Compliance Management For Voted - For
8 Election of Meeting Delegates Management For Voted - For
Meeting Date: 21-Jan-15 Meeting Type: Ordinary
1 Interim Dividend Management For Voted - For
2 Election of Meeting Delegates Management For Voted - For
Meeting Date: 24-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Accounts and Reports; Ratification of Board, CEO
and Audit and Corporate Governance Practices
Committee Management For Voted - For
3 Allocation of Profits Management For Voted - For
4 Allocation of Dividends Management For Voted - For
5 Elect Carlos Hank Gonz[]lez Management For Voted - For
6 Elect Juan Antonio Gonz[]lez Moreno Management For Voted - For
7 Elect David Villarreal Montemayor Management For Voted - For
8 Elect Jose Marcos Ramirez Miguel Management For Voted - For
9 Elect Everardo Elizondo Almaguer Management For Voted - For
10 Elect Patricia Armend[]riz Guerra Management For Voted - For
11 Elect H[]ctor Reyes Retana Management For Voted - For
12 Elect Juan Carlos Braniff Hierro Management For Voted - For
13 Elect Armando Garza Sada Management For Voted - For
14 Elect Alfredo El[]as Ayub Management For Voted - For
15 Elect Adri[]n Sada Cueva Management For Voted - For
16 Elect Miguel Alem[]n Magnania Management For Voted - For
17 Elect Alejandro Burillo Azcarraga Management For Voted - For
18 Elect Jos[] Antonio Chedraui Eguia Management For Voted - For
19 Elect Alfonso de Angoitia Noriega Management For Voted - For
20 Elect Graciela Gonzalez Moreno (Alternate) Management For Voted - For
21 Elect Juan Antonio Gonzalez Marcos (Alternate) Management For Voted - For
22 Elect Jose Maria Garza Trevino (Alternate) Management For Voted - For
23 Elect Robert William Chandler Edwards (Alternate) Management For Voted - For
24 Elect Alberto Halabe Hamui (Alternate) Management For Voted - For
25 Elect Roberto Kelleher Vales (Alternate) Management For Voted - For
26 Elect Manuel Aznar Nicolin (Alternate) Management For Voted - For
27 Elect Guillermo Mascarenas Milmo (Alternate) Management For Voted - For
28 Elect Ramon A. Leal Chapa (Alternate) Management For Voted - For
29 Elect Isaac Becker Kabacnick (Alternate) Management For Voted - For
30 Elect Eduardo Livas Cantu (Alternate) Management For Voted - For
31 Elect Lorenzo Lazo Margain (Alternate) Management For Voted - For
32 Elect Javier Braun Burillo (Alternate) Management For Voted - For
33 Elect Rafael Contreras Grosskelwing (Alternate) Management For Voted - For
34 Elect Guadalupe Philips Margain (Alternate) Management For Voted - For
35 Election of Board Secretary Management For Voted - For
36 Authority to Exempt Directors from Providing Own
Indemnification Management For Voted - For
37 Directors' Fees Management For Voted - For
38 Election of Audit and Corporate Governance
Committee Chairman Management For Voted - For
39 Authority to Repurchase Shares; Report on the
Company's Repurchase Program Management For Voted - For
40 Election of Meeting Delegates Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
GRUPO FINANCIERO INBURSA S A DE C V
SECURITY ID: P4950U165 TICKER: GPFOY
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Report on Tax Compliance Management For Voted - For
2 Report of the CEO Management For Voted - For
3 Report of the Board on Accounting Practices Management For Voted - For
4 Report of the Board's Activities Management For Voted - For
5 Accounts Management For Voted - Abstain
6 Report of the Board's Committees Management For Voted - For
7 Allocation of Profits Management For Voted - Abstain
8 Dividends Management For Voted - Abstain
9 Election of Directors Management For Voted - Abstain
10 Directors' Fees Management For Voted - Abstain
11 Election of Board Committee Members Management For Voted - Abstain
12 Board Committee's Fees Management For Voted - Abstain
13 Authority to Repurchase Shares; Report on Share
Repurchase Program Management For Voted - Abstain
14 Election of Meeting Delegates Management For Voted - For
GRUPO LALA SAB DE CV
SECURITY ID: P49543104 TICKER: LALAB
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Report of the Board on Accounting Practices Management For Voted - For
2 Report of the Board Management For Voted - For
3 Report of the CEO Management For Voted - For
4 Accounts Management For Voted - Abstain
5 Report of the Audit and Corporate Governance
Committee Management For Voted - For
6 Report on the Company's Repurchase Program Management For Voted - For
7 Report on Tax Compliance Management For Voted - For
8 Ratification of Board Acts and Management by CEO Management For Voted - Abstain
9 Election of Directors; Election of Committee
Members; Fees Management For Voted - Abstain
10 Authority to Repurchase Shares Management For Voted - Abstain
11 Amendment to Article 6 Management For Voted - Abstain
12 Election of Meeting Delegates Management For Voted - For
13 Minutes Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GRUPO MEXICO S.A.
SECURITY ID: P49538112 TICKER: GMBXF
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report on Tax Compliance Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Authority to Repurchase Shares; Report on the
Company's Repurchase Program Management For Voted - Abstain
5 Ratification of Board Acts Management For Voted - Abstain
6 Election of Directors; Election of Board Committee
Members and Chairman Management For Voted - Abstain
7 Directors' and Board Committee Members' Fees Management For Voted - Abstain
8 Election of Meeting Delegates Management For Voted - For
GT BANK PLC
SECURITY ID: V41619103 TICKER: 37G1
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hezekiah Adesola Oyinlola Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Members of Statutory Audit Committee Management For Voted - For
GUDANG GARAM TBK
SECURITY ID: Y7121F165 TICKER: GGRM
Meeting Date: 27-Jun-15 Meeting Type: Annual
1 Director's Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Delegation of Duties of Directors Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Commissioners' Fees Management For Voted - For
7 Election of Directors and Commissioners (Slate) Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
Meeting Date: 27-Jun-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IHH HEALTHCARE BHD
SECURITY ID: Y374AH103 TICKER: Q0F
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Chang See Hiang Management For Voted - Against
3 Elect Kuok Khoon Ean Management For Voted - Against
4 Elect Rossana Annizah binti Ahmad Rashid Management For Voted - For
5 Elect Shirish Moreshwar Apte Management For Voted - For
6 Elect Abu Bakar bin Suleiman Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Allocation of Units to Abu Bakar bin Suleiman Management For Voted - For
11 Allocation of Units to TAN See Leng Management For Voted - For
12 Allocation of Units to Mehmet Ali Aydinlar Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 15-Jun-15 Meeting Type: Special
1 Establishment of Enterprise Option Scheme Management For Voted - For
2 Grant of Options to Abu Bakar Bin Suleiman Management For Voted - For
3 Grant of Options to TAN See Leng Management For Voted - For
4 Grant of Options to Mehmet Ali Aydinlar Management For Voted - For
IMPALA PLATINUM HOLDINGS LTD
SECURITY ID: S37840113 TICKER: IMP
Meeting Date: 22-Oct-14 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
2 Elect Audit Committee Member (Hugh Cameron) Management For Voted - For
3 Elect Audit Committee Member (Almorie Maule) Management For Voted - For
4 Elect Audit Committee Member (Thabo Mokgatlha) Management For Voted - For
5 Elect Audit Committee Member (Babalwa Ngonyama) Management For Voted - For
6 APPROVE REMUNERATION POLICY Management For Voted - For
7 Re-elect Almorie Maule Management For Voted - For
8 Re-elect Thabo Mokgatlha Management For Voted - For
9 Re-elect Khotso D.K. Mokhele Management For Voted - For
10 Re-elect Babalwa Ngonyama Management For Voted - For
11 Re-elect Noluthando (Thandi) Orleyn Management For Voted - For
12 Approve NEDs' Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INDOCEMENT TUNGGAL
SECURITY ID: Y7127B135 TICKER: INTP
Meeting Date: 13-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Election of Directors and Commissioners (Slate) Management For Voted - Against
5 Directors' and Commissioners' Fees Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
INDOFOOD CBP SUKSES MAKMUR
SECURITY ID: Y71260106 TICKER: ICBP
Meeting Date: 08-May-15 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Election of Directors and Commissioners (Slate) Management For Voted - For
5 Directors' and Commissioners' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
Meeting Date: 08-May-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
INDOFOOD SUKSES
SECURITY ID: Y7128X128 TICKER: INDF
Meeting Date: 08-May-15 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Election of Directors and Commissioners (Slate) Management For Voted - For
5 Directors' and Commissioners' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
Meeting Date: 08-May-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INDUSTRIAS PENOLES S.A.
SECURITY ID: P55409141 TICKER: IPOAF
Meeting Date: 21-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Authority to Repurchase Shares Management For Voted - Abstain
4 Election of Directors; Fees Management For Voted - Abstain
5 Election of Audit and Corporate Governance
Committee Chairmen Management For Voted - Abstain
6 Election of Meeting Delegates Management For Voted - For
7 Minutes Management For Voted - For
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V
SECURITY ID: P5R19K107 TICKER: IENOVA
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - Abstain
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Election of Directors Management For Voted - Abstain
4 Directors' and Committees' Fees Management For Voted - Abstain
5 Election of Meeting Delegates Management For Voted - For
INTERNATIONAL CONTAINER TERMINAL SERVICES INC.
SECURITY ID: Y41157101 TICKER: ICT
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 CALL TO ORDER Management For Voted - For
3 Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Chairman's Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Elect Enrique K. Razon, Jr. Management For Voted - For
9 Elect Jon Ramon Aboitiz Management For Voted - For
10 Elect Octavio Victor R. Espiritu Management For Voted - For
11 Elect Joseph R. Higdon Management For Voted - For
12 Elect Jose C. Ibazeta Management For Voted - For
13 Elect Stephen A. Paradies Management For Voted - Against
14 Elect Andres Soriano III Management For Voted - Against
15 Amendments to Articles Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Transaction of Other Business Management For Voted - Against
18 ADJOURNMENT Management For Voted - For
INTOUCH HOLDINGS PUBLIC COMPANY LIMITED
SECURITY ID: Y4192A100 TICKER: INTUCH
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 MATTERS TO BE INFORMED Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Directors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 2014 Annual Dividend Management For Voted - For
8 2015 Interim Dividend Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Elect Virach Aphimeteetamrong Management For Voted - For
11 Elect Prasert Bunsumpun Management For Voted - Against
12 Elect Boon Swan Foo Management For Voted - Against
13 Directors' Fees Management For Voted - For
14 Issuance of Warrants to Directors and Employees Management For Voted - For
15 Issuance of Shares w/o Preemptive Rights Management For Voted - For
16 Grant of Warrants to Somprasong Boonyachai Management For Voted - For
17 Grant of Warrants to Anek Pana-apichon Management For Voted - For
18 Grant of Warrants to Wichai Kittiwittayakul Management For Voted - For
19 Grant of Warrants to Kim Siritaweechai Management For Voted - For
20 Transaction of Other Business Management For Voted - Against
IOI CORPORATION BHD
SECURITY ID: Y41763106 TICKER: IOI
Meeting Date: 29-Oct-14 Meeting Type: Annual
1 Elect LEE Yeow Seng Management For Voted - For
2 Elect LEE Cheng Leang Management For Voted - Against
3 Elect LEE Shin Cheng Management For Voted - For
4 Directors' Fees for the Financial Year Ended June
30, 2014 Management For Voted - For
5 Directors' Fees for the Financial Year Ended June
30, 2015 Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Related Party Transactions Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
ISENTRIC LIMITED
SECURITY ID: Q4995E100 TICKER: OMI
Meeting Date: 26-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Remuneration Report
3 Re-elect Terry Cuthbertson
4 Re-elect CHONG Kwong Yang
5 Approve Issue of Securities
6 Approve Issue of Securities (10% Placement Facility)
7 Non-Voting Meeting Note
Meeting Date: 28-Jan-15
Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Merger/Acquisition
3 APPROVAL FOR NG CHIN KONG TO SUB-UNDERWRITE
ENTITLEMENTS OFFER
4 APPROVAL FOR LEE CHIN WEE TO SUB-UNDERWRITE
ENTITLEMENTS OFFER
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - Abstain
JG SUMMIT HOLDINGS INC.
SECURITY ID: Y44425117 TICKER: JGS
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proof of Notice of Meeting and Determination of
Quorum Management For Voted - For
3 Approve Minutes Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Elect John L. Gokongwei, Jr. Management For Voted - Against
6 Elect James L. Go Management For Voted - Against
7 Elect Lance Y. Gokongwei Management For Voted - Against
8 Elect Lily G. Ngochua Management For Voted - For
9 Elect Patrick Henry C. Go Management For Voted - For
10 Elect Johnson Robert G. Go, Jr. Management For Voted - Against
11 Elect Robina Y. Gokongwei-Pe Management For Voted - For
12 Elect Ricardo J. Romulo Management For Voted - For
13 Elect Cornelio T. Peralta Management For Voted - For
14 Elect Jose T. Pardo Management For Voted - For
15 Elect Renato De Guzman Management For Voted - Abstain
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Ratification of Board Acts Management For Voted - For
18 Transaction of Other Business Management For Voted - Against
19 ADJOURNMENT Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KALBE FARMA TBK
SECURITY ID: Y71287208 TICKER: KLBF
Meeting Date: 18-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors and Commissioners (Slate) Management For Voted - Against
4 Directors' and Commissioners' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
Meeting Date: 18-May-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
KAZ MINERALS PLC
SECURITY ID: G5221U108 TICKER: KAZ
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Elect Andrew Southam Management For Voted - For
4 Elect John MacKenzie Management For Voted - For
5 Elect Simon Heale Management For Voted - For
6 Elect Oleg Novachuk Management For Voted - For
7 Elect Lynda Armstrong Management For Voted - For
8 Elect Clinton J. Dines Management For Voted - For
9 Elect Vladimir Kim Management For Voted - For
10 Elect Michael Lynch-Bell Management For Voted - For
11 Elect Charles Watson Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
KAZMUNAIGAS EXPLORATION PRODUCTION
SECURITY ID: 48666V204 TICKER: Q9H1
Meeting Date: 13-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Early Termination of Board Powers Management For Voted - For
3 Elect S. Christopher Hopkinson Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Receive Appeals of Shareholders Shareholder For Voted - For
7 Report on the Board of Directors Remuneration Management For Voted - For
KERNEL HOLDING SA
SECURITY ID: L5829P109 TICKER: KER
Meeting Date: 10-Dec-14 Meeting Type: Annual
1 Presentation of Board and Auditor Report Management For Voted - For
2 Consolidated Accounts and Reports Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Andrzej Danilczuk Management For Voted - For
7 Elect Ton Schurink Management For Voted - For
8 Elect Sergei Shibaev Management For Voted - For
9 Elect Anastasia Usachova Management For Voted - Against
10 Elect Victoriia Lukyanenko Management For Voted - For
11 Elect Yuriy Kovalchuk Management For Voted - For
12 Elect Kostiantyn Lytvynskyi Management For Voted - Against
13 Independent Directors' Fees Management For Voted - For
14 Executive Directors' Fees Management For Voted - For
15 Ratification of Auditor's Acts Management For Voted - For
16 Appointment of Auditor Management For Voted - For
KGHM POLSKA MIEDZ S.A.
SECURITY ID: X45213109 TICKER: KGHM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Presentation of Accounts and Reports Management For Voted - For
8 Presentation of Allocation of Profits Management For Voted - For
9 Presentation of Supervisory Board Report Management For Voted - For
10 Presentation of Supervisory Board Report on
Company's Position Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Presentation of Supervisory Board Report on its
Activities Management For Voted - For
12 Management Board Report Management For Voted - For
13 Financial Statements Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratification of Management Board Acts Management For Voted - For
16 Ratification of Supervisory Board Acts Management For Voted - For
17 Presentation of Accounts and Reports (Consolidated) Management For Voted - For
18 Presentation of Supervisory Board Report
(Consolidated) Management For Voted - For
19 Management Board Report (Consolidated) Management For Voted - For
20 Financial Statements (Consolidated) Management For Voted - For
21 Shareholder Proposal Regarding Changes to
Supervisory Board Composition Shareholder N/A Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
KOC HOLDING A.S.
SECURITY ID: M63751107 TICKER: KCHOL
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
5 Directors' Report Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Financial Statements Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Ratification of Cooption of Mustafa Kemal Olgac
Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Election of Directors; Board Size; Board Term Length Management For Voted - For
12 Compensation Policy Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Charitable Donations Management For Voted - For
16 Presentation of Report on Guarantees Management For Voted - For
17 Authority to Carry Out Competing Activities or
Related Party Transactions Management For Voted - Against
18 Wishes Management For Voted - For
KOLAO HOLDINGS
SECURITY ID: G5307W101 TICKER: 900140
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Account and Allocation of Profits/Dividends Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Election of Directors (Slate) Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Corporate Auditor's Fees Management For Voted - For
KOMERCNI BANKA, A.S.
SECURITY ID: X45471111 TICKER: KMERF
Meeting Date: 23-Apr-15 Meeting Type: Ordinary
1 Directors' Report Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Accounts and Reports (Consolidated) Management For Voted - For
10 Elect Sylvie Remond Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Maximum Variable Pay Ratio (Management Board) Management For Voted - For
15 Maximum Variable Pay Ratio (Key Employees) Management For Voted - For
KUALA LUMPUR KEPONG BHD
SECURITY ID: Y47153104 TICKER: KLK
Meeting Date: 16-Feb-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect LEE Oi Hian Management For Voted - For
3 Elect YEOH Eng Khoon Management For Voted - For
4 Elect Raja Muhammad Alias bin Raja Muhammad Ali Management For Voted - For
5 Elect KWOK Kian Hai Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Ex-Gratia Payment to THONG Yaw Hong Management For Voted - Against
KUMBA IRON ORE LTD.
SECURITY ID: S4341C103 TICKER: KIO
Meeting Date: 08-May-15 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL
2 Re-elect Buyelwa Sonjica
3 Re-elect Fani Titi
4 Re-elect Dolly Mokgatle
5 Re-elect Allen Morgan
6 Elect Audit Committee Member (Zarina Bassa)
7 Elect Audit Committee Member (Litha Nyhonyha)
8 Elect Audit Committee Member (Dolly Mokgatle)
9 Elect Audit Committee Member (Allen Morgan)
10 APPROVE REMUNERATION POLICY
11 General Authority to Issue Shares
12 Authority to Issue Shares for Cash
13 Approve NEDs' Fees
14 Approve Financial Assistance
15 Authority to Repurchase Shares
16 Non-Voting Meeting Note
KUWAIT FINANCE HOUSE
SECURITY ID: M64176106 TICKER: KFIN
Meeting Date: 16-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Directors' Report
4 Auditors' Report
5 Presentation of Fatwa and Sharia Supervisory Board
Report
6 Presentation of Report Concerning Financial and Non-Financial Sanctions
7 Financial Statements
8 Allocation of Profits/Dividends
9 Bonus Share Issuance
10 Transfer of Reserves to Retained Earning
11 Directors' Fees
12 Authority to Give Guarantees
13 Authority to Repurchase and Sell Shares
14 Ratification of Board Acts
15 Appointment of Auditor and Authority to Set Fees
16 Appoint Fatwa and Sharia Supervisory Board; Set
Their Fees
Meeting Date: 16-Mar-15
Meeting Type: Special
1 Non-Voting Meeting Note
2 Capitalization of Reserves for Bonus Share Issuance
3 Amendments to Articles
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - Abstain
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Abstain
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LATAM AIRLINES GROUP S.A.
SECURITY ID: P61894104 TICKER: LFL
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Election of Directors Management For Voted - Abstain
3 Directors' Fees Management For Voted - Abstain
4 Directors' Committee Fees and Budget Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agency Management For Voted - Abstain
6 Report on Circular No. 1816 Management For Voted - For
7 Publication of Company Notices Management For Voted - For
8 Transaction of Other Business Management For Voted - Against
LPP SA
SECURITY ID: X5053G103 TICKER: LPP
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Opening of Meeting; Election of Presiding Chairman Management For Voted - For
3 Compliance with Rules of Convocation; Attendance
List Management For Voted - For
4 Election of Scrutiny Commission Management For Voted - For
5 Agenda Management For Voted - For
6 Presentation of Supervisory Board Reports Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Management Board Report Management For Voted - For
9 Supervisory Board Report (Activities) Management For Voted - For
10 Financial Statements Management For Voted - For
11 Financial Statements (Consolidated) Management For Voted - For
12 Ratification of Management Board Acts Management For Voted - For
13 Ratification of Supervisory Board Acts Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Amendments to Article 13(1) Management For Voted - For
16 Amendments to Article 17(3) Management For Voted - For
17 Election of Supervisory Board Member Management For Voted - Abstain
18 Amendments to Warrants Plan 2011-2014 Management For Voted - For
19 Amendments to Previous Resolution (Issuance of
Warrants) Management For Voted - For
20 Amendments to Previous Resolution (Increase in
Share Capital) Management For Voted - For
21 Amendments to Previous Resolution (Dis-application
of Preemptive Rights) Management For Voted - For
22 Amendments to Previous Resolution (Authorization of
Legal Formalities) Management For Voted - For
23 Amendments to Previous Resolution (Amendments to
Articles) Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Cross-Border Merger by Incorporation Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
MALAYAN BANKING BHD
SECURITY ID: Y54671105 TICKER: MLYBY
Meeting Date: 07-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hadenan A. Jalil Management For Voted - For
4 Elect Johan Ariffin Management For Voted - For
5 Elect Mohaiyani binti Shamsudin Management For Voted - For
6 Elect Karownakaran @ Karunakaran a/l Ramasamy Management For Voted - For
7 Elect CHENG Kee Check Management For Voted - For
8 Elect Mohd Salleh Harun Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Dividend Reinvestment Scheme Management For Voted - For
13 Increase in Authorized Share Capital Management For Voted - For
14 Amendments to Articles Management For Voted - For
MANILA ELECTRIC COMPANY
SECURITY ID: Y5764J148 TICKER: MER
Meeting Date: 26-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 CALL TO ORDER Management For Voted - For
3 CERTIFICATION OF NOTICE AND QUORUM Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Report of President and Chief Executive Officer Management For Voted - For
6 Prospect and Outlook from the Chairman Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Elect Ray C. Espinosa Management For Voted - Against
10 Elect James L. Go Management For Voted - Against
11 Elect John L. Gokongwei, Jr. Management For Voted - Against
12 Elect Lance Y. Gokongwei Management For Voted - Against
13 Elect Jose Ma. K. Lim Management For Voted - Against
14 Elect Manuel M. Lopez Management For Voted - Against
15 Elect Napoleon L. Nazareno Management For Voted - For
16 Elect Artemio V. Panganiban Management For Voted - Against
17 Elect Manuel V. Pangilinan Management For Voted - Against
18 Elect Oscar S. Reyes Management For Voted - For
19 Elect Pedro E. Roxas Management For Voted - Against
20 Appointment of Auditor Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Transaction of Other Business Management For Voted - For
22 ADJOURNMENT Management For Voted - For
MAUREL ET PROM
SECURITY ID: F60858101 TICKER: MAU
Meeting Date: 13-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Amendment Regarding Duration of Company Management For Voted - For
5 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 18-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Approval of Non-Tax
Deductible Expenses; Ratification of Board Acts Management For Voted - For
5 Consolidated Accounts and Reports Management For Voted - For
6 Allocation of Loss Management For Voted - For
7 Amendment to the Employment Contract of Michel
Hochard, CEO Management For Voted - Against
8 Related Party Transactions, Maurel & Prom Gabon Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Elect G[]rard Andreck Management For Voted - For
11 Elect Carole Delorme d'Armaill[] Management For Voted - For
12 Elect Alexandre Vilgrain Management For Voted - For
13 Remuneration of Jean-Francois Henin, Chairman and
former CEO Management For Voted - For
14 Remuneration of Michel Hochard, CEO Management For Voted - Against
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
18 Authority to Issue Shares Through Private Placement Management For Voted - Against
19 Authority to Set Offering Price of Shares Management For Voted - Against
20 Greenshoe Management For Voted - Against
21 Authority to Increase Capital in Case of Exchange
Offer Management For Voted - Against
22 Authority to Increase Capital in Consideration for
Contributions in Kind Management For Voted - Against
23 Authority to Increase Capital Through
Capitalizations Management For Voted - For
24 Adoption of Preference Share Plan Management For Voted - For
25 Authority to Issue Preference Shares Management For Voted - For
26 Authority to Issue Performance Shares Management For Voted - For
27 Employee Stock Purchase Plan Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
28 Authority to Reduce Capital and Cancel Shares Management For Voted - For
29 Authorization of Legal Formalities Management For Voted - For
MAXIS BERHAD
SECURITY ID: Y58460109 TICKER: MAXIS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Raja Arshad bin Raja Tun Uda Management For Voted - Against
3 Elect Mokhzani bin Mahathir Management For Voted - Against
4 Elect Alvin Michael Hew Thai Kheam Management For Voted - Against
5 Elect Fraser Mark Curley Management For Voted - Against
6 Elect LIM Ghee Keong Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Related Party Transactions With Astro Holdings Sdn.
Bhd. Management For Voted - For
2 Related Party Transactions With Astro Malaysia
Holdings Berhad Management For Voted - For
3 Related Party Transactions With Tanjong Public
Limited Company Management For Voted - For
4 Related Party Transactions With MEASAT Global Berhad Management For Voted - For
5 Related Party Transactions With Usaha Tegas Sdn.
Bhd. Management For Voted - For
6 Related Party Transactions With UMTS (Malaysia)
Sdn. Bhd. Management For Voted - For
7 Related Party Transactions With Maxis
Communications Berhad Management For Voted - For
8 Related Party Transactions With Saudi Telecom
Company Management For Voted - For
9 Related Party Transactions With Malaysian Jet
Services Sdn. Bhd. Management For Voted - For
10 Related Party Transactions With SRG Asia Pacific
Sdn. Bhd. Management For Voted - For
11 Related Party Transactions With Malaysian Landed
Property Sdn. Bhd. Management For Voted - For
12 Related Party Transactions With OPCOM Cables Sdn.
Bhd. Management For Voted - For
13 Authority to Grant Awards and Issue Shares Under
the Employee Incentive Plan Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MERCADOLIBRE INC
SECURITY ID: 58733R102 TICKER: MELI
Meeting Date: 12-Jun-15 Meeting Type: Annual
1.1 Elect Nicolas Galperin Management For Voted - For
1.2 Elect Meyer Malka Rais Management For Voted - For
1.3 Elect Javier Olivan Management For Voted - For
1.4 Elect Roberto Balls Sallouti Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
METKA S.A.
SECURITY ID: X5328R165 TICKER: METTK
Meeting Date: 06-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends; Directors' Fees Management For Voted - For
4 Ratification of Directors' and Auditor's Acts Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
6 Related Party Transactions Management For Voted - For
7 Ratification of Audit Committee Members Management For Voted - For
8 Announcements Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
MEXICHEM SA DE CV
SECURITY ID: P57908132 TICKER: MEXCHEM
Meeting Date: 28-Nov-14 Meeting Type: Ordinary
1 Allocation of Dividends Management For Voted - For
2 Election of Meeting Delegates Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Report of the Audit and Corporate Governance
Committee Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Election of Directors; Election of Committee Members Management For Voted - Abstain
5 Directors' Fees Management For Voted - Abstain
6 Authority to Repurchase Shares Management For Voted - Abstain
7 Report on the Company's Repurchase Program Management For Voted - For
8 Election of Meeting Delegates Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MISC BHD
SECURITY ID: Y6080H105 TICKER: 3816
Meeting Date: 27-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Ab Halim bin Mohyiddin Management For Voted - For
3 Elect Sekhar Krishnan Management For Voted - For
4 Elect YEE Yang Chien Management For Voted - For
5 Elect Halipah binti Esa Management For Voted - For
6 Elect LIM Beng Choon Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
MOL HUNGARIAN OIL AND GAS PLC.
SECURITY ID: X5462R112 TICKER: MOL
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Voting Method Management For Voted - For
6 Minutes of Meeting Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Corporate Governance Report Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Presentation Regarding Repurchase of Shares Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - Against
14 Elect Zsigmond J[]rai Management For Voted - For
15 Elect L[]szl[] Parragh Management For Voted - For
16 Elect Martin Roman Management For Voted - Against
17 Directors' Fees Management For Voted - For
18 Supervisory Board Members' Fees Management For Voted - For
MONDI LTD
SECURITY ID: S5274K111 TICKER: MND
Meeting Date: 13-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Stephen C. Harris Management For Voted - For
3 Elect David Hathorn Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Andrew King Management For Voted - For
5 Elect Imogen Mkhize Management For Voted - For
6 Elect John E. Nicholas Management For Voted - For
7 Elect Peter Oswald Management For Voted - For
8 Elect Fred Phaswana Management For Voted - For
9 Elect Anne Quinn Management For Voted - For
10 Elect David Williams Management For Voted - For
11 Elect Audit Committee Member (Stephen Harris) Management For Voted - For
12 Elect Audit Committee Member (John Nicholas) Management For Voted - For
13 Elect Audit Committee Member (Anne Quinn) Management For Voted - For
14 Accounts and Reports (Mondi Ltd) Management For Voted - For
15 Remuneration Policy (Mondi Ltd) Management For Voted - For
16 Approve NEDs' Fees (Mondi Ltd) Management For Voted - For
17 Allocation of Profits/Dividends (Mondi Ltd) Management For Voted - For
18 Appointment of Auditor (Mondi Ltd) Management For Voted - For
19 Authority to Set Auditor's Fees (Mondi Ltd) Management For Voted - For
20 Approve Financial Assistance (Mondi Ltd) Management For Voted - For
21 General Authority to Issue Shares (Mondi Ltd) Management For Voted - For
22 General Authority to Issue Special Converting
Shares (Mondi Ltd) Management For Voted - For
23 Authority to Issue Shares w/o Preemptive Rights
(Mondi Ltd) Management For Voted - For
24 Authority to Repurchase Shares (Mondi Ltd) Management For Voted - For
25 Accounts and Reports (Mondi plc) Management For Voted - For
26 Remuneration Report (Mondi plc) Management For Voted - For
27 Allocation of Profits/Dividends (Mondi plc) Management For Voted - For
28 Appointment of Auditor (Mondi plc) Management For Voted - For
29 Authority to Set Auditor's Fees (Mondi plc) Management For Voted - For
30 Authority to Issue Shares w/ Preemptive Rights
(Mondi plc) Management For Voted - For
31 Authority to Issue Shares w/o Preemptive Rights
(Mondi plc) Management For Voted - For
32 Authority to Repurchase Shares (Mondi plc) Management For Voted - For
MTN GROUP LTD.
SECURITY ID: S8039R108 TICKER: MTN
Meeting Date: 27-May-15 Meeting Type: Annual
1 Re-elect Alan Harper Management For Voted - For
2 Re-elect Nkateko P. Mageza Management For Voted - Against
3 Re-elect Dawn M.L. Marole Management For Voted - For
4 Re-elect Jan H.N. Strydom Management For Voted - Against
5 Re-elect Alan van Biljon Management For Voted - For
6 Elect Christine Ramon Management For Voted - For
7 Elect Audit Committee Member (Christine Ramon) Management For Voted - For
8 Elect Audit Committee Member (Nkateko Mageza) Management For Voted - Against
9 Elect Audit Committee Member (Johnson Njeke) Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Elect Audit Committee Member (Jeff van Rooyen) Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 General Authority to Issue Shares Management For Voted - For
13 Authority to Issue Shares for Cash Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
15 Approve NEDs' Fees Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Approve Financial Assistance Management For Voted - For
18 Approve Amendment to the Performance Share Plan 2010 Management For Voted - For
NAGACORP LTD.
SECURITY ID: G6382M109 TICKER: 3918
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Timothy P. McNally Management For Voted - For
6 Elect Abdul Kadir bin Fadzir Management For Voted - For
7 Elect LIM Mun Kee Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
NATIONAL BANK OF ABU DHABI
SECURITY ID: M7080Z114 TICKER: NBAD
Meeting Date: 10-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - Abstain
3 Auditor's Report Management For Voted - For
4 Financial Statements Management For Voted - For
5 Allocation of Profits Management For Voted - For
6 Dividends; Bonus Share Issuance Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Ratification of Board and Auditor's Acts Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
10 Election of Directors Management For Voted - Abstain
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Approval of Tier 1 Perpetual Bond Programme Management For Voted - Abstain
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
NATIONAL BANK OF KUWAIT
SECURITY ID: M7103V108 TICKER: NBK
Meeting Date: 07-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - Abstain
3 Auditors' Report Management For Voted - For
4 Presentation of Report on Sanctions Management For Voted - For
5 Financial Statements Management For Voted - For
6 Allocation of Profits Management For Voted - For
7 Dividends; Bonus Share Issuance Management For Voted - For
8 Authority to Repurchase and Reissue Shares Management For Voted - For
9 Authority to Issue Bonds Management For Voted - Abstain
10 Related Party Transactions Management For Voted - Abstain
11 Authority to Grant Loans and Give Guarantees Management For Voted - Abstain
12 Ratification of Board Acts; Directors' Fees Management For Voted - Against
13 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
Meeting Date: 07-Mar-15 Meeting Type: Special
1 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
2 Amendments to Articles Management For Voted - For
NIGERIAN BREWERIES PLC
SECURITY ID: V6722M101 TICKER: NB
Meeting Date: 04-Dec-14 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Merger Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors (Slate) Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Election of Audit Committee Members Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Directors' Fees Management For Voted - For
8 Related Party Transactions Management For Voted - Abstain
9 Non-Voting Meeting Note N/A N/A Non-Voting
O2 CZECH REPUBLIC A.S.
SECURITY ID: X89734101 TICKER: TECZ
Meeting Date: 17-Dec-14
Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Agenda Item
3 Compliance with Rules of Convocation; Election of
Presiding Chairman; Election of Scrutiny Commission
4 Amendments to Articles
5 Provision of Financial Assistance
6 Non-Voting Agenda Item
Meeting Date: 28-Apr-15
Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Agenda Item
4 Compliance with Rules of Procedure Management
5 Election of Presiding Chairman; Election of
Scrutiny Commission; Election of Minutes Clerk
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Accounts and Reports
9 Accounts and Reports (Consolidated)
10 Allocation of Profits/Dividends
11 Spin-off
12 Appointment of Auditor
13 Shareholder Proposal Regarding Election of
Supervisory Board Members
14 Shareholder Proposal Regarding Management Agreement
15 Non-Voting Agenda Item
OHL MEXICO SAB
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Shareholder For Voted - Against
Shareholder For Voted - Against
N/A N/A Non-Voting
SECURITY ID: P7356Z100 TICKER: OHLMEX
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Presentation of Statutory Reports Management For Voted - For
2 Report of the CEO; Report of the Board; Auditor's
Report; Report on Tax Compliance Management For Voted - For
3 Financial Statements; Report on Board Activities;
Report on Accounting Practices Management For Voted - Abstain
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Allocation of Profits; Authority to Repurchase
Shares Management For Voted - Abstain
5 Election of Directors; Election of Board
Committee
Chairmen; Fees Management For Voted - Abstain
6 Election of Meeting Delegates Management For Voted - For
OIL & GAS DEVELOPMENT CO. LTD.
SECURITY ID: Y6448X107 TICKER: OLGDF
Meeting Date: 24-Oct-14 Meeting Type: Annual
1 Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Elect Zahid Muzaffar Management For Voted - For
6 Elect Muhammad Rafi Management For Voted - For
7 Elect Abid Saeed Management For Voted - Against
8 Elect Saif Ullah Chattha Management For Voted - Against
9 Elect Iskander Mohammed Khan Management For Voted - Against
10 Elect Hamid Farooq Management For Voted - For
11 Elect Muhammad Ali Tabba Management For Voted - For
12 Elect Zafar Masud Management For Voted - For
13 Elect Ahmed Omar Ahmedzai Management For Voted - For
14 Elect Syed Shafqat Ali Shah Management For Voted - For
15 Elect Rehmat Salam Khattak Management For Voted - For
16 Elect Muhammad Yawar Irfan Khan Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
OIL SEARCH LTD
SECURITY ID: Y64695110 TICKER: OSH
Meeting Date: 15-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Gerea Aopi Management For Voted - For
3 Re-elect Richard J. Lee Management For Voted - For
4 Re-elect Bart Philemon Management For Voted - For
5 Appoint Auditor and Authorise Board to Set Fees Management For Voted - For
6 Equity Grant (MD Peter Botten - Performance Rights) Management For Voted - For
7 Equity Grant (Executive director Gerea Aopi -
Performance Rights) Management For Voted - For
8 Equity Grant (MD Peter Botten - Restricted Shares) Management For Voted - For
9 Equity Grant (Executive director Gerea Aopi -
Restricted Shares) Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OMAN TELECOMMUNICATION COMPANY SOAG
SECURITY ID: M7524Z100 TICKER: OTEL
Meeting Date: 22-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Corporate Governance Report Management For Voted - For
4 Auditor's Report; Accounts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Pay Interim Dividend Management For Voted - For
7 Directors' Remuneration Management For Voted - For
8 Directors' Sitting Fees Management For Voted - For
9 Presentation of Related Party Transactions Management For Voted - For
10 Presentation of Charitable Donations Management For Voted - For
11 Charitable Donations Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
Meeting Date: 22-Mar-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Authority to Issue Sukuk Management For Voted - Abstain
OTP BANK
SECURITY ID: X60746181 TICKER: OTP
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Corporate Governance Report Management For Voted - For
7 Ratification of Management Acts Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Amendments to Articles Related to Act CCXXXVII of
2013 of Credit Institutions and Financial
Enterprises Management For Voted - For
11 Amendments to Articles Related to Act V of 2013 of
the Civil Code Management For Voted - For
12 Remuneration Guidelines Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PACIFIC RUBIALES ENERGY CORP
SECURITY ID: 69480U206 TICKER: PRE
Meeting Date: 28-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jos[] Francisco Arata Management For Voted - For
4 Elect Miguel de la Campa Management For Voted - For
5 Elect German Efromovich Management For Voted - Against
6 Elect Serafino Iacono Management For Voted - For
7 Elect Augusto Lopez Management For Voted - For
8 Elect Hernan Martinez Management For Voted - Against
9 Elect Dennis Mills Management For Voted - For
10 Elect Ronald Pantin Management For Voted - For
11 Elect Victor Rivera Management For Voted - For
12 Elect Miguel Rodriguez Management For Voted - For
13 Elect Francisco Sol[] Management For Voted - For
14 Elect Neil Woodyer Management For Voted - Against
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Renewal of Shareholder Rights Plan Management For Voted - For
PAKISTAN PETROLEUM LTD.
SECURITY ID: Y6611E100 TICKER: PPL
Meeting Date: 24-Oct-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PAKISTAN TELECOMMUNICATION
SECURITY ID: Y66756100 TICKER: PKTLY
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Approval of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Transaction of Other Business Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PALADIN ENERGY LTD
SECURITY ID: Q7264T104 TICKER: PDN
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 REMUNERATION REPORT Management For Voted - For
3 Re-Elect Sean R. Llewelyn Management For Voted - For
Meeting Date: 30-Mar-15 Meeting Type: Ordinary
1 Approve Issue of Securities Management For Voted - For
2 Ratify Placement of Securities Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
PAN AMERICAN SILVER CORP
SECURITY ID: 697900108 TICKER: PAAS
Meeting Date: 11-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ross J. Beaty Management For Voted - For
3 Elect Geoffrey A. Burns Management For Voted - For
4 Elect Michael L. Carroll Management For Voted - For
5 Elect C. Noel Dunn Management For Voted - For
6 Elect Neil de Gelder Management For Voted - For
7 Elect David C. Press Management For Voted - For
8 Elect Walter T. Segsworth Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendments to the 2008 Stock Option Plan. Management For Voted - For
PERUSAHAAN GAS NEGARA (PGN)
SECURITY ID: Y7136Y118 TICKER: PGAS
Meeting Date: 06-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Commissioners' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
7 Amendments to Articles Management For Voted - Against
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PETRONAS CHEMICALS GROUP BHD
SECURITY ID: Y6811G103 TICKER: PCHEM
Meeting Date: 13-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect CHING Yew Chye Management For Voted - Against
3 Elect Vimala A/P V.R. Menon Management For Voted - For
4 Elect Sazali bin Hamzah Management For Voted - Against
5 Elect TOH Ah Wah Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PETRONAS DAGANGAN
SECURITY ID: Y6885A107 TICKER: PETD
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Vimala V R Menon Management For Voted - For
3 Elect Anuar bin Ahmad Management For Voted - Against
4 Elect Erwin Miranda Elechicon Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PETRONAS GAS BHD
SECURITY ID: Y6885J116 TICKER: PNAGF
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Rosli bin Boni Management For Voted - Against
3 Elect Ab Halim bin Mohyiddin Management For Voted - For
4 Elect Manharlal a/l Ratilal Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect Sadasivan s/o N. N. Pillay Management For Voted - Against
PETROVIETNAM GAS JOINT STOCK CORPORATION
SECURITY ID: Y6383G101 TICKER: GAS
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect NGUYEN Xuan Hoa Management For Voted - Against
3 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
4 Directors' Report Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Supervisors' Report Management For Voted - For
6 Directors' and Supervisors Fees Management For Voted - For
7 Transaction of Other Business Management For Voted - Against
PGE POLSKA GRUPA ENERGETYCZNA SA
SECURITY ID: X6447Z104 TICKER: PGE
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Election of Scrutiny Commission Management For Voted - For
8 Financial Statements Management For Voted - For
9 Management Board Report Management For Voted - For
10 Financial Statements (Consolidated) Management For Voted - For
11 Management Board Report (Consolidated) Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Management and Supervisory Board
Acts Management For Voted - For
14 Election of Supervisory Board Members Management For Voted - Abstain
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Shareholder Proposal Regarding Amendments to
Articles Shareholder N/A Voted - Abstain
17 Shareholder Proposal Regarding Adoption of Uniform
Text of Articles Shareholder N/A Voted - Abstain
18 Non-Voting Agenda Item N/A N/A Non-Voting
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY ID: 718252109 TICKER: PHTCF
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 CALL TO ORDER Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 President's Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Elect Helen Y. Dee Management For Voted - For
6 Elect Ray C. Espinosa Management For Voted - Against
7 Elect James L. Go Management For Voted - Against
8 Elect Setsuya Kimura Management For Voted - For
9 Elect Napoleon L. Nazareno Management For Voted - For
10 Elect Hideaki Ozaki Management For Voted - For
11 Elect Manuel V. Pangilinan Management For Voted - Against
12 Elect Ma. Lourdes C. Rausa-Chan Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Elect Juan B. Santos Management For Voted - For
14 Elect Tony Tan Caktiong Management For Voted - For
15 Elect Artemio V. Panganiban Management For Voted - Against
16 Elect Pedro E. Roxas Management For Voted - Against
17 Elect Alfred Vy Ty Management For Voted - For
18 Transaction of Other Business Management For Voted - For
POLISH OIL & GAS
SECURITY ID: X6582S105 TICKER: PGN
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Election of Presiding Chairman Management For Voted - For
4 Attendance List Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Approval of Reduction in Sale Price of Properties Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Attendance List Management For Voted - For
7 Agenda Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Accounts and Reports (Consolidated) Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Shareholder Proposal Regarding Amendments to
Articles Shareholder N/A Voted - For
14 Shareholder Proposal Regarding Election of
Supervisory Board Member Shareholder N/A Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
POLSKI KONCERN NAFTOWY ORLEN S.A.
SECURITY ID: X6922W204 TICKER: PKY1
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Election of Presiding Chairman Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Agenda Management For Voted - For
6 Election of Scrutiny Commision Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Management Board Report Management For Voted - For
13 Accounts Management For Voted - For
14 Management Board Report (Consolidated) Management For Voted - For
15 Accounts (Consolidated) Management For Voted - For
16 Coverage of Loss Management For Voted - For
17 Dividends Management For Voted - For
18 Ratification of Management Board Acts Management For Voted - For
19 Ratification of Supervisory Board Acts Management For Voted - For
20 Amendments to Articles; Adoption of Uniform Text of
Articles Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
POLYUS GOLD INTERNATIONAL LIMITED
SECURITY ID: G7166H100 TICKER: PGIL
Meeting Date: 15-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Adrian Coates Management For Voted - For
5 Elect Bruce Buck Management For Voted - For
6 Elect Kobus Moolman Management For Voted - For
7 Elect Anastasia Galochkina Management For Voted - For
8 Elect Igor Gorin Management For Voted - For
9 Elect Ilya A. Yuzhanov Management For Voted - For
10 Elect Edward C. Dowling Management For Voted - For
11 Elect Pavel Grachev Management For Voted - For
12 Elect Vitalii Koval Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Long-term Incentive Plan Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
SECURITY ID: X6919X108 TICKER: PKO
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Presentation of Accounts and Reports and Profit
Distribution Proposal Management For Voted - For
8 Presentation of Accounts and Reports (Consolidated) Management For Voted - For
9 Presentation of Supervisory Board Report Management For Voted - For
10 Management Board Report Management For Voted - For
11 Financial Statements Management For Voted - For
12 Management Board Report (Consolidated) Management For Voted - For
13 Financial Statements (Consolidated) Management For Voted - For
14 Supervisory Board Report Management For Voted - For
15 Allocation of Profits Management For Voted - For
16 Ratification of Management Board Acts Management For Voted - For
17 Ratification of Supervisory Board Acts Management For Voted - For
18 Ratification of Management Board Acts (Nordea Bank
Polska S.A.) Management For Voted - For
19 Ratification of Supervisory Board Acts (Nordea Bank
Polska S.A.) Management For Voted - For
20 Principles of Corporate Governance for
Supervised
Institutions Management For Voted - For
21 Amendments to Articles Management For Voted - For
22 Amendments to Supervisory Board Regulations Management For Voted - For
23 Shareholder Proposal Regarding Changes to
Supervisory Board Composition Shareholder N/A Voted - Against
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
POWSZECHNY ZAKLAD UBEZPIECZEN SA
SECURITY ID: X6919T107 TICKER: PZU
Meeting Date: 30-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Presentation of Financial Statements Management For Voted - For
8 Presentation of Management Board Report Management For Voted - For
9 Presentation of Financial Statements (Consolidated) Management For Voted - For
10 Presentation of Management Board Report
(Consolidated) Management For Voted - For
11 Presentation of Supervisory Board Report (Accounts
and Reports) Management For Voted - For
12 Presentation of Supervisory Board Report
(Operations) Management For Voted - For
13 Financial Statements Management For Voted - For
14 Management Board Report Management For Voted - For
15 Financial Statements (Consolidated) Management For Voted - For
16 Management Board Report (Consolidated) Management For Voted - For
17 Allocation of Profits/Dividends Management For Voted - For
18 Ratification of Management Board Acts Management For Voted - For
19 Ratification of Supervisory Board Acts Management For Voted - For
20 Election of Supervisory Board Member Management For Voted - Abstain
21 Stock Split Management For Voted - For
22 Adoption of Corporate Governance Principles for
Supervised Institutions Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Shareholder Proposal Regarding Amendments to
Articles Shareholder N/A Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
PREMIER OIL PLC.
SECURITY ID: G7216B178 TICKER: PMO
Meeting Date: 13-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Elect Robin Allan Management For Voted - For
4 Elect David Bamford Management For Voted - For
5 Elect Anne Marie Cannon Management For Voted - For
6 Elect Joe Darby Management For Voted - For
7 Elect Tony Durrant Management For Voted - For
8 Elect Neil Hawkings Management For Voted - For
9 Elect Jane Hinkley Management For Voted - For
10 Elect David Lindsell Management For Voted - For
11 Elect Michel Romieu Management For Voted - For
12 Elect Richard Rose Management For Voted - For
13 Elect Mike Welton Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA S.A.
SECURITY ID: P7925L103 TICKER: PINFRA
Meeting Date: 30-Apr-15 Meeting Type: Ordinary
1 Report of the Board Management For Voted - For
2 Accounts and Reports Management For Voted - Abstain
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Report on the Increase in Authorized Shared Capital
Approved in the Extraordinary Meeting Management For Voted - For
5 Report on Tax Compliance Management For Voted - For
6 Election of Directors Management For Voted - Abstain
7 Directors' Fees Management For Voted - Abstain
8 Authority to Repurchase Shares; Report on Share
Repurchase Program Management For Voted - Abstain
9 Election of Meeting Delegates Management For Voted - For
PT BANK CENTRAL ASIA TBK
SECURITY ID: Y7123P138 TICKER: BBCA
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Allocation of Interim Dividends Management For Voted - For
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
PT BANK MANDIRI (PERSERO) TBK
SECURITY ID: Y7123S108 TICKER: BMRI
Meeting Date: 16-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Amendments to Articles Management For Voted - Abstain
6 Election of Directors and Commissioners (Slate) Management For Voted - Against
7 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PTT EXPLORATION & PRODUCTION
SECURITY ID: Y7145P165 TICKER: PTTEP
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Performance Results and 2015 Work Plan Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Issue Debentures Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - Against
9 Elect Prajya Phinyawat Management For Voted - Against
10 Elect Chakkrit Parapuntakul Management For Voted - Against
11 Elect Tanarat Ubol Management For Voted - Against
12 Elect Nuttachat Charuchinda Management For Voted - Against
13 Elect Songsak Saicheua Management For Voted - Against
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD
SECURITY ID: Y7150W105 TICKER: PTTGC
Meeting Date: 01-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Results of Operations Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Somchai Kuvijitsuwan Management For Voted - Against
6 Elect Vasin Teeravechyan Management For Voted - Against
7 Elect Surapon Nitikraipot Management For Voted - Against
8 Elect Nithi Chungcharoen Management For Voted - Against
9 Elect Boobpha Amorkniatkajorn Management For Voted - Against
10 Directors' Fees Management For Voted - Against
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
PTT PUBLIC COMPANY LIMITED
SECURITY ID: Y6883U113 TICKER: PTT
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Areepong Bhoocha-Oom Management For Voted - Against
5 Elect Watcharakiti Watcharothai Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Nuntawan Sakuntanaga Management For Voted - Against
7 Elect Chanvit Amatamatucharti Management For Voted - Against
8 Elect Pailin Chuchottaworn Management For Voted - Against
9 Directors' Fees Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
11 Sale of Bangchack Utility Plant Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
PUBLIC BANK BHD
SECURITY ID: Y71497104 TICKER: PBK
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect CHEAH Kim Ling Management For Voted - For
3 Elect TEH Hong Piow Management For Voted - For
4 Elect THONG Yaw Hong Management For Voted - Against
5 Elect TAY Ah Lek Management For Voted - For
6 Elect LEE Kong Lam Management For Voted - Against
7 Elect TANG Wing Chew Management For Voted - For
8 Elect LAI Wan Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
QATAR INDUSTRIES
SECURITY ID: M56303106 TICKER: IQCD
Meeting Date: 01-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Chairman's Message Management For Voted - For
5 Presentation of Board Report Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Financial Statements Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Board Acts; Directors' Fees Management For Voted - For
10 Presentation of Corporate Governance Report Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QATAR NATIONAL BANK
SECURITY ID: M81802106 TICKER: QNBK
Meeting Date: 01-Feb-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Presentation of Directors' Report Management For Voted - For
4 Auditor's Report Management For Voted - For
5 Financial Statements Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of Board Acts; Directors' Fees Management For Voted - For
8 Presentation of Corporate Governance Report Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
RESOLUTE MINING LTD.
SECURITY ID: Q81068100 TICKER: RSG
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Marthinus Johan Botha Management For Voted - For
4 Re-elect Peter E. Huston Management For Voted - For
5 Equity Grant (CEO Peter Sullivan) Management For Voted - For
S.A.C.I. FALABELLA
SECURITY ID: P3880F108 TICKER: FALAB
Meeting Date: 28-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 DIVIDEND POLICY Management For Voted - For
4 Directors' Fees Management For Voted - Abstain
5 Appointment of Auditor and Risk Rating Agency Management For Voted - Abstain
6 Publication of Company Notices Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Directors' Committee Fees and Budget; Presentation
of Directors' Committee Report Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAFARICOM
SECURITY ID: V74587102 TICKER: SCOM
Meeting Date: 16-Sep-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Susan Mudhune Management For Voted - For
5 Note Continuation of Auditor and Authority to Set
Fees Management For Voted - For
6 Acquisition of East Africa Tower Company Limited Management For Voted - Abstain
7 Transaction of Other Business Management For Voted - Against
SAPURAKENCANA PETROLEUM BERHAD
SECURITY ID: Y7516Y100 TICKER: SAKP
Meeting Date: 16-Jun-15 Meeting Type: Annual
1 Directors' Fees Management For Voted - Against
2 Elect Amar Hamid Bugo Management For Voted - For
3 Elect Mohamed Rashdi Mohamed Ghazalli Management For Voted - For
4 Elect Eduardo Navarro Antonello Management For Voted - For
5 Elect Muhamad Noor Hamid Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect Hamzah Bakar Management For Voted - Against
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
SASOL LTD
SECURITY ID: 803866102 TICKER: SOL
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Re-elect Colin Beggs Management For Voted - For
2 Re-elect David Constable Management For Voted - For
3 Re-elect Henk Dijkgraaf Management For Voted - For
4 Re-elect Moses Z. Mkhize Management For Voted - For
5 Re-elect Peter J. Robertson Management For Voted - For
6 Elect Bongani Nqwababa Management For Voted - For
7 Elect Nomgando Matyumza Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Elect Audit Committee Member (Colin Beggs) Management For Voted - For
10 Elect Audit Committee Member (Nomgando Matyumza) Management For Voted - For
11 Elect Audit Committee Member (Imogen Mkhize) Management For Voted - For
12 Elect Audit Committee Member (Johnson Njeke) Management For Voted - Against
13 Elect Audit Committee Member (Stephen Westwell) Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Approve NEDs' Fees Management For Voted - For
16 Approve Financial Assistance Management For Voted - For
17 Amendments to Memorandum (Clause 26) Management For Voted - For
18 Amendment to Memorandum (Clause 29.4.2) Management For Voted - For
19 General Authority to Repurchase Shares Management For Voted - For
20 Specific Authority to Repurchase Shares Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
SEMEN INDONESIA TBK
SECURITY ID: Y7142G168 TICKER: SMGR
Meeting Date: 23-Jan-15 Meeting Type: Special
1 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Partnership and Community Development Program Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
SHOPRITE HOLDINGS LTD
SECURITY ID: S76263102 TICKER: SHP
Meeting Date: 27-Oct-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - Abstain
3 Re-elect ATM Mokgokong Management For Voted - For
4 Re-elect JJ Fouch[] Management For Voted - For
5 Re-elect JG Rademeyer Management For Voted - For
6 Re-elect Joseph A. Rock Management For Voted - For
7 Elect JF Basson Management For Voted - For
8 Elect Audit and Risk Committee Member (JG Rademeyer) Management For Voted - Against
9 Elect Audit and Risk Committee Member (JA Louw) Management For Voted - Against
10 Elect Audit and Risk Committee Member (JJ Fouch[]) Management For Voted - For
11 Elect Audit and Risk Committee Member (JF Basson) Management For Voted - For
12 Elect Audit and Risk Committee Member (JA Rock) Management For Voted - For
13 General Authority to Issue Shares Management For Voted - For
14 Authority to Issue Shares for Cash Management For Voted - For
15 Authorisation of Legal Formalities Management For Voted - For
16 APPROVE REMUNERATION POLICY Management For Voted - Against
17 Approve Redemption of Preference Shares Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Approve NEDs' Fees Management For Voted - For
19 Approve Financial Assistance (Section 45) Management For Voted - For
20 Approve Financial Assistance (Section 44) Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to Issue Deferred Shares (Thibault Square
Financial Services) Management For Voted - For
23 Approve Amendments to MOI (Clause 9.3) Management For Voted - For
24 Approve Amendments to MOI(Clause 9.4) Management For Voted - For
25 Approve Amendments to MOI (Clause 9.5) Management For Voted - For
26 Approve Amendments to MOI (Clause 9.6) Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
SIAM COMMERCIAL BANK PUBLIC CO. LTD.
SECURITY ID: Y7905M113 TICKER: SCB
Meeting Date: 02-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' Fees Management For Voted - Against
7 Elect Vichit Suraphongchai Management For Voted - For
8 Elect Kulpatra Sirodom Management For Voted - For
9 Elect Weerawong Chittmittrapap Management For Voted - For
10 Elect Kulit Sombatsiri Management For Voted - For
11 Elect Arthid Nanthawithaya Management For Voted - For
12 Elect Yol Phokasub Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Amendments to Memorandum - Business Object Management For Voted - For
16 Amendments to Memorandum - Conversion of Preferred
Shares Management For Voted - For
SIME DARBY BERHAD
SECURITY ID: Y7962G108 TICKER: SMEBF
Meeting Date: 13-Nov-14 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
3 Elect Mohd Zahid Mohd Noordin Management For Voted - Against
4 Elect Henry S. Barlow Management For Voted - For
5 Elect Rohana Mahmood Management For Voted - For
6 Elect Samsudin bin Osman Management For Voted - For
7 Elect Amar Tommy Bugo @ Hamid Bugo Management For Voted - For
8 Elect Mohd Bakke bin Salleh Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Azmi Mohd Ali Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Related Party Transactions Management For Voted - For
13 Dividend Reinvestment Plan Management For Voted - For
SM INVESTMENTS CORP
SECURITY ID: Y80676102 TICKER: SM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 CALL TO ORDER Management For Voted - For
2 CERTIFICATION OF NOTICE AND QUORUM Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 Annual Report Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Henry Sy, Sr. Management For Voted - For
7 Elect Teresita T. Sy Management For Voted - Against
8 Elect Henry T. Sy, Jr. Management For Voted - For
9 Elect Harley T. Sy Management For Voted - For
10 Elect Jose T. Sio Management For Voted - Against
11 Elect Vicente S. Perez, Jr. Management For Voted - Against
12 Elect LIM Ah Doo Management For Voted - Against
13 Elect Joseph R. Higdon Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
15 Transaction of Other Business Management For Voted - Against
16 ADJOURNMENT Management For Voted - For
SM PRIME HOLDINGS INC.
SECURITY ID: Y8076N112 TICKER: SMPH
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 CALL TO ORDER Management For Voted - For
2 CERTIFICATION OF NOTICE AND QUORUM Management For Voted - For
3 Approve Minutes Management For Voted - For
4 Annual Report Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Henry Sy, Sr. Management For Voted - For
7 Elect Henry T. Sy, Jr. Management For Voted - For
8 Elect Hans T. Sy Management For Voted - For
9 Elect Herbert T. Sy Management For Voted - For
10 Elect Jorge T. Mendiola Management For Voted - For
11 Elect Jose L. Cuisia, Jr. Management For Voted - Against
12 Elect Gregorio U Kilayko Management For Voted - For
13 Elect Joselito H. Sibayan Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Transaction of Other Business Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 ADJOURNMENT Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
SECURITY ID: P8716X108 TICKER: SQM
Meeting Date: 24-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Account Inspectors Management For Voted - For
3 Related Party Transactions Management For Voted - For
4 Investment and Finance Policy Management For Voted - For
5 Allocation of Profits/Dividends; Dividend Policy Management For Voted - For
6 Board of Directors' Expenses Management For Voted - For
7 Election of Directors; Fees Management For Voted - Abstain
8 Matters Regarding the Directors' Committee Management For Voted - Abstain
9 Transaction of Other Business Management For Voted - Against
STANDARD BANK GROUP LTD.
SECURITY ID: S80605140 TICKER: SBK
Meeting Date: 28-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Re-elect Richard M.W. Dunne Management For Voted - For
3 Re-elect Thulani Gcabashe Management For Voted - For
4 Elect GU Shu Management For Voted - For
5 Re-elect Kgomotso Moroka Management For Voted - For
6 Elect Atedo N. A. Peterside Management For Voted - For
7 Appointment of Auditor (KPMG) Management For Voted - For
8 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
9 General Authority to Issue Ordinary Shares Management For Voted - For
10 General Authority to Issue Preference Shares Management For Voted - Against
11 APPROVE REMUNERATION POLICY Management For Voted - For
12 Approve NEDs' Fees (Chairman) Management For Voted - For
13 Approve NEDs' Fees (Director) Management For Voted - For
14 Approve NEDs' Fees (International Director) Management For Voted - For
15 Approve NEDs' Fees (Chairman) Management For Voted - For
16 Approve NEDs' Fees (Member) Management For Voted - For
17 Approve NEDs' Fees (Chairman) Management For Voted - For
18 Approve NEDs' Fees (Member) Management For Voted - For
19 Approve NEDs' Fees (Chairman) Management For Voted - For
20 Approve NEDs' Fees (Member) Management For Voted - For
21 Approve NEDs' Fees (Chairman) Management For Voted - For
22 Approve NEDs' Fees (Member) Management For Voted - For
23 Approve NEDs' Fees (Chairman) Management For Voted - For
24 Approve NEDs' Fees (Member) Management For Voted - For
25 Approve NEDs' Fees (Chairman) Management For Voted - For
26 Approve NEDs' Fees (Member) Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
27 Approve NEDs' Fees (Ad Hoc Meeting Attendance) Management For Voted - For
28 Authority to Repurchase Ordinary Shares Management For Voted - For
29 Authority to Repurchase Preference Shares Management For Voted - For
30 Approve Financial Assistance Management For Voted - For
31 Non-Voting Meeting Note N/A N/A Non-Voting
STEINHOFF INTERNATIONAL HOLDINGS LTD
SECURITY ID: S8217G106 TICKER: SHF
Meeting Date: 02-Dec-14 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Appointment of Auditor Management For Voted - For
3 Approve Directors' Fees (Executive Directors) Management For Voted - For
4 Approve Directors' Fees (Chairman) Management For Voted - For
5 Approve Directors' Fees (Board Members) Management For Voted - For
6 Approve Directors' Fees (Audit Committee) Management For Voted - For
7 Approve Directors' Fees (Human Resources and
Remuneration Committee) Management For Voted - For
8 Approve Directors' Fees (Group Risk Overview
Committee) Management For Voted - For
9 Approve Directors' Fees (Nominations Committee) Management For Voted - For
10 Approve Directors' Fees (Social & Ethics Committee) Management For Voted - For
11 Re-elect David C. Brink Management For Voted - For
12 Re-elect Claas E. Daun Management For Voted - Against
13 Re-elect Johannes F. Mouton Management For Voted - Against
14 Re-elect Bruno E. Steinhoff Management For Voted - For
15 Re-elect Christo Wiese Management For Voted - For
16 Re-elect Stephanus J. Grobler Management For Voted - Against
17 Re-elect Piet J.K. Ferreira Management For Voted - Against
18 Elect Audit Committee Member (Steve Booysen) Management For Voted - For
19 Elect Audit Committee Member (David Brink) Management For Voted - For
20 Elect Audit Committee Member (Marthinus Lategan) Management For Voted - For
21 Approve Conversion of Par Value Shares Management For Voted - For
22 Increase in Authorised Capital Management For Voted - For
23 General Authority to Issue Shares Management For Voted - Against
24 Authority to Issue Shares Pursuant to Share
Incentive Schemes Management For Voted - For
25 Authority to Repurchase Shares Management For Voted - For
26 Authority to Distribute Share Capital and Reserves Management For Voted - For
27 AUTHORITY TO CREATE AND ISSUE CONVERTIBLE DEBENTURES Management For Voted - For
28 Approve Remuneration Policy Management For Voted - For
29 Approve Financial Assistance Management For Voted - For
Meeting Date: 26-Jan-15 Meeting Type: Ordinary
1 Related Party Transaction Management For Voted - For
2 30% Issuance to a Director Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 30% Issuance to a Related Person Management For Voted - For
4 30% Issuance Management For Voted - For
5 Waiver of Mandatory Offer Management For Voted - For
6 Financial Assistance Management For Voted - For
7 Acquisition from Thibault Management For Voted - For
8 Revocation of Resolution 5 Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
TALAAT MOSTAFA GROUP(TMG)
SECURITY ID: M8763H108 TICKER: TMGH
Meeting Date: 28-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Directors' Report Management For Take No Action
3 Auditors' Report Management For Take No Action
4 Financial Statements; Allocation of
Profits/Dividends Management For Take No Action
5 Ratification of Board Acts Management For Take No Action
6 Election of Directors Management For Take No Action
7 Appointment of Auditor and Authority to Set Fees Management For Take No Action
8 Directors' Fees Management For Take No Action
9 Charitable Donations Management For Take No Action
10 Related Party Transactions Management For Take No Action
TELEKOM MALAYSIA BHD
SECURITY ID: Y8578H118 TICKER: T
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Sulaiman Mahbob Management For Voted - For
3 Elect Fauziah Yaacob Management For Voted - For
4 Elect Zalekha Hassan Management For Voted - Against
5 Elect Ibrahim Marsidi Management For Voted - Against
6 Elect Danapalan Vinggrasalam Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
8 Directors' Fees for 2014 Management For Voted - For
9 Directors' Fees for 2015 Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Issue Shares under the Dividend
Reinvestment Scheme Management For Voted - For
12 Related Party Transactions Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TELEKOMUNIKASI
SECURITY ID: Y71474145 TICKER: TLK
Meeting Date: 19-Dec-14 Meeting Type: Special
1 Election of Directors and/or Commissioners (Slate) Management For Voted - Abstain
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Partnership and Community Development Program Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Use of Company's Treasury Stocks Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
TENAGA NASIONAL BHD
SECURITY ID: Y85859109 TICKER: TNABY
Meeting Date: 18-Dec-14 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
3 Elect Sakthivel a/l Alagappan Management For Voted - For
4 Elect Wira Md Sidek bin Ahmad Management For Voted - For
5 Elect Ahmad Farouk bin Mohamed Management For Voted - For
6 Elect Zainal Abidin bin Putih Management For Voted - For
7 Elect Abd Manaf bin Hashim Management For Voted - For
8 Elect Leo Moggie Management For Voted - For
9 Elect Siti Norma binti Yaakob Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Retention of Zainal Abidin bin Putih as Independent
Director Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Establishment of Long Term Incentive Plan Management For Voted - For
2 Equity Grant to Azman bin Mohd under the LTIP Management For Voted - For
THAI BEVERAGE PUBLIC COMPANY LTD
SECURITY ID: Y8588A103 TICKER: Y92
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Meeting Minutes Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Results of Operation Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Charoen Sirivadhanabhakdi Management For Voted - For
6 Elect Wanna Sirivadhanabhakdi Management For Voted - Against
7 Elect Komen Tantiwiwatthanaphan Management For Voted - For
8 Elect Prasit Kovilaikool Management For Voted - Against
9 Elect Kanung Luchai Management For Voted - For
10 Elect NG Tat Pun Management For Voted - For
11 Elect Panote Sirivadhanabhakdi Management For Voted - Against
12 Authorization of Directors to Sign on Behalf of the
Company Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Liability Insurance for Directors and Executives Management For Voted - For
16 Related Party Transactions Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
TIGER BRANDS LTD
SECURITY ID: S84594142 TICKER: TBS
Meeting Date: 09-Feb-15 Meeting Type: Annual
1 Re-elect Bheki L. Sibiya Management For Voted - For
2 Re-elect Richard M.W. Dunne Management For Voted - For
3 Re-elect Peter Matlare Management For Voted - For
4 Re-elect Funke Ighodaro Management For Voted - For
5 Approve Remuneration Policy Management For Voted - For
6 Elect Audit Committee Member (Richard Dunne) Management For Voted - For
7 Elect Audit Committee Member (Khotso Mokhele) Management For Voted - For
8 Elect Audit Committee Member (Rob Nisbet) Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authorisation of Legal Formalities Management For Voted - For
11 Approve Financial Assistance Management For Voted - For
12 Approve NEDs' Fees (Board) Management For Voted - For
13 Approve NEDs' Fees (Subcommittees) Management For Voted - For
14 Approve NEDs' Fees (Special Meetings and Additional
Work) Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
TOTAL ACCESS COMM PUB CO LTD
SECURITY ID: Y8904F141 TICKER: B2W
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Meeting Minutes Management For Voted - For
2 Annual Report Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Boonchai Bencharongkul Management For Voted - Against
6 Elect Stephen W. Fordham Management For Voted - Against
7 Elect Chananyarak Phetcharat Management For Voted - For
8 Elect Kamonwan Wipulakorn Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Prohibition of Business Dominance by Foreigners Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
TURK HAVA YOLLARI A.O.
SECURITY ID: M8926R100 TICKER: THYAO
Meeting Date: 06-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Appointing Meeting Chairman Management For Voted - For
5 Ratification of the Co-Option of Board Members Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts Management For Voted - For
8 Directors' Report Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Increase in Authorized Capital and Amendments to
the Articles Management For Voted - Against
12 Election of Directors Management For Voted - Abstain
13 Directors' Fees Management For Voted - Abstain
14 Appointment of Auditor Management For Voted - Abstain
15 Presentation of Report on Guarantees Management For Voted - For
16 Charitable Donations and Limit on Charitable
Donations Management For Voted - For
17 Wishes; Closing Management For Voted - For
TURK TELEKOMUNIKASYON A.S.
SECURITY ID: M9T40N131 TICKER: TTKOM
Meeting Date: 31-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman Management For Voted - For
5 Minutes Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Presentation of Directors' Report Management For Voted - For
7 Presentation of Auditor's Report Management For Voted - For
8 Accounts Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Ratification of Co-option of Board Members Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Election of Statutory Auditors; Term Length;
Statutory Auditors' Fees Management For Voted - Abstain
13 Allocation of Profits/Dividends Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Presentation of Charitable Donations Management For Voted - For
16 Presentation of Report on Guarantees Management For Voted - For
17 Presentation of Report on Company Activities Management For Voted - For
18 Presentation of Report on Competing Activities and
Related Party Transactions Management For Voted - For
19 Presentation of Compensation Policy Management For Voted - For
20 Authorization to Make Acquisitions Management For Voted - For
21 Authority to Establish Special Purpose Entities Management For Voted - For
22 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
23 Wishes and Closing Management For Voted - For
TURKCELL ILETISIM HIZMETLERI A.S.
SECURITY ID: M8903B102 TICKER: TKC
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman Management For Voted - For
5 Minutes Management For Voted - For
6 Presentation of the Directors' Report for 2010 Management For Voted - For
7 Presentation of the Statutory Auditors' Report for
2010 Management For Voted - For
8 Presentation of the Independent Auditors' Report
for 2010 Management For Voted - For
9 Accounts for 2010 Management For Voted - For
10 Allocation of Profits/Dividends for 2010 Management For Voted - For
11 Ratification of Director Colin J. Williams' Acts
for 2010 Management For Voted - For
12 Ratification of Statutory Auditors' Acts for 2010 Management For Voted - For
13 Presentation of the Directors' Report for 2011 Management For Voted - For
14 Presentation of the Statutory Auditors' Report for
2011 Management For Voted - For
15 Presentation of the Independent Auditors' Report
for 2011 Management For Voted - For
16 Accounts for 2011 Management For Voted - For
17 Allocation of Profits/Dividends for 2011 Management For Voted - Against
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Ratification of Board Acts for 2011 Management For Voted - For
19 Ratification of Statutory Auditors' Acts for 2011 Management For Voted - For
20 Presentation of the Directors' Report for 2012 Management For Voted - For
21 Presentation of the Statutory Auditors' Report for
2012 Management For Voted - For
22 Appointment of Auditor for 2012 Management For Voted - For
23 Presentation of the Independent Auditors' Report
for 2012 Management For Voted - For
24 Accounts for 2012 Management For Voted - For
25 Allocation of Profits/Dividends for 2012 Management For Voted - Against
26 Ratification of Co-option of Board Members for 2012 Management For Voted - Against
27 Ratification of Board Acts for 2012 Management For Voted - Against
28 Ratification of Statutory Auditors' Acts for 2012 Management For Voted - For
29 Presentation of the Directors' Report for 2013 Management For Voted - For
30 Presentation of the Independent Auditors' Report
for 2013 Management For Voted - For
31 Accounts for 2013 Management For Voted - For
32 Allocation of Profits/Dividends for 2013 Management For Voted - Against
33 Ratification of Board Acts for 2013 Management For Voted - Against
34 Presentation of the Directors' Report for 2014 Management For Voted - For
35 Appointment of Auditor for 2014 Management For Voted - For
36 Presentation of the Independent Auditors' Report
for 2014 Management For Voted - For
37 Accounts for 2014 Management For Voted - For
38 Allocation of Profits/Dividends for 2014 Management For Voted - Against
39 Ratification of Board Acts for 2014 Management For Voted - Against
40 Charitable Donations Management For Voted - For
41 Amendments to Articles Management For Voted - For
42 Election of Directors Management For Voted - Against
43 Directors' Fees Management For Voted - For
44 Appointment of Auditor for 2015 Management For Voted - For
45 Internal Regulation of General Assembly Management For Voted - For
46 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
47 Dividend Policy Management For Voted - For
48 Presentation of Compensation Policy Management For Voted - For
49 Presentation of the Report on Guarantees Management For Voted - For
50 Presentation of the Report on Competing Activities
or Related Party Transactions Management For Voted - For
51 CLOSING Management For Voted - For
TURKIYE GARANTI BANKASI A.S.
SECURITY ID: M4752S106 TICKER: GARAN
Meeting Date: 09-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Opening of Meeting; Election of Presiding Chairman;
Minutes
Management For Voted - For
5 Directors' Report Management For Voted - For
6 Presentation of Auditors' Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Ratification of Co-option Management For Voted - Against
10 Election of Directors Management For Voted - Against
11 Allocation of Profits/Dividends Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Presentation of Compensation Policy Management For Voted - For
15 Charitable Donations Management For Voted - For
16 Authority to Carry Out Competing Activities or
Related Party Transactions Management For Voted - Against
17 Presentation of Report on Competing Activities or
Related Party Transactions Management For Voted - For
TURKIYE IS BANKASI
SECURITY ID: M8933F115 TICKER: ISCTR
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman; Minutes Management For Voted - For
5 Directors' and Auditor's Reports Management For Voted - For
6 Accounts Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Elect Turkay Berksoy Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
13 Presentation of Report on Competing Activities or
Related Party Transactions Management For Voted - For
14 Presentation of Report on Charitable Donations Management For Voted - For
15 Amendments to Articles Management For Voted - For
TURKIYE PETROL RAFINERILERI AS
SECURITY ID: M8966X108 TICKER: TUPRS
Meeting Date: 30-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chairman Management For Voted - For
5 Directors' Report Management For Voted - For
6 Presentation of Auditor's Report Management For Voted - For
7 Accounts Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Election of Directors Management For Voted - For
11 Compensation Policy Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Make Advance Payments of Dividends Management For Voted - For
15 Charitable Donations Management For Voted - For
16 Presentation of Report on Guarantees Management For Voted - For
17 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - Against
18 Wishes Management For Voted - For
TURQUOISE HILL RESOURCES LTD
SECURITY ID: 900435108 TICKER: TRQ
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Rowena Albones Management For Voted - For
3 Elect Jill Gardiner Management For Voted - For
4 Elect James W. Gill Management For Voted - For
5 Elect R. Peter Gillin Management For Voted - For
6 Elect Russel C. Robertson Management For Voted - For
7 Elect Craig Stegman Management For Voted - For
8 Elect Jeffery D. Tygesen Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Stock Option Plan Renewal Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
UNILEVER INDONESIA
SECURITY ID: Y9064H141 TICKER: UNLRF
Meeting Date: 27-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Election of Directors and Commissioners (Slate) Management For Voted - Abstain
3 Amendments to Articles Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Accounts and Reports; and Allocation of
Profits/Dividend Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
3 Election of Commissioners (Slate); Approval of
Directors' and Commissioners' Fees Management For Voted - For
Meeting Date: 08-Jun-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
2 Amendments to Pension Plan Management For Voted - Against
UNITED TRACTORS TBK
SECURITY ID: Y7146Y140 TICKER: UNTR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Election of Directors and Commissioners (Slate);
Approval of Directors' and Commissioners' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
UNIVERSAL ROBINA CORPORATION
SECURITY ID: Y9297P100 TICKER: URC
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Certification of Notice and Quorum Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Absorption of CFC Clubhouse Property, Inc. Management For Voted - For
6 Amendments to Articles Management For Voted - For
7 Elect John L. Gokongwei, Jr. Management For Voted - Against
8 Elect James L. Go Management For Voted - Against
9 Elect Lance Y. Gokongwei Management For Voted - Against
10 Elect Patrick Henry C. Go Management For Voted - For
11 Elect Frederick D. Go Management For Voted - Against
12 Elect Johnson Robert G. Go, Jr. Management For Voted - Against
13 Elect Robert G. Coyiuto, Jr. Management For Voted - For
14 Elect Wilfrido E. Sanchez Management For Voted - For
15 Elect Pascual S. Guerzon Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Ratification of Board Acts Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Transaction of Other Business Management For Voted - Against
19 ADJOURNMENT Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
VAALCO ENERGY, INC.
SECURITY ID: 91851C201 TICKER: EGY
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Steven P. Guidry Management For Voted - For
1.2 Elect Frederick W. Brazelton Management For Voted - For
1.3 Elect O. Donaldson Chapoton Management For Voted - For
1.4 Elect Andrew L. Fawthrop Management For Voted - For
1.5 Elect James B. Jennings Management For Voted - For
1.6 Elect John J. Myers, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
WAL-MART DE MEXICO S A B DE C V
SECURITY ID: P98180188 TICKER: WALMEXV
Meeting Date: 24-Mar-15 Meeting Type: Annual
1 Presentation of Statutory Reports Management For Voted - For
2 Accounts and Reports Management For Voted - Abstain
3 Allocation of Profits/Dividends; Authority to
Repurchase Shares Management For Voted - For
4 Authority to Cancel Treasury Shares Management For Voted - For
5 Election of Directors Management For Voted - For
6 Minutes; Election of Meeting Delegates Management For Voted - For
WOOLWORTHS HOLDINGS LTD, SOUTH AFRICA
SECURITY ID: S98758121 TICKER: WHL
Meeting Date: 26-Nov-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Re-elect Zarina Bassa Management For Voted - For
4 Re-elect Sir Stuart Rose Management For Voted - Against
5 Re-elect Simon Susman Management For Voted - For
6 Elect Hubert Brody Management For Voted - For
7 Elect Nombulelo T. Moholi Management For Voted - For
8 Elect Sam Ngumeni Management For Voted - For
9 Elect Audit Committee Member (Peter Bacon) Management For Voted - For
10 Elect Audit Committee Member (Zarina Bassa) Management For Voted - For
11 Elect Audit Committee Member (Hubert Brody) Management For Voted - For
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Elect Audit Committee Member (Andrew Higginson) Management For Voted - For
13 Elect Audit Committee Member (Mike Leeming) Management For Voted - For
14 APPROVE REMUNERATION POLICY Management For Voted - For
15 Approve NEDs' Fees Management For Voted - For
16 Authority to Reduce Authorised Share Capital Management For Voted - For
17 Amendment to Memorandum Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Approve Financial Assistance Management For Voted - For
20 Authority to Issue Shares Pursuant to Scheme Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
YPF
SECURITY ID: 984245100 TICKER: YPF
Meeting Date: 05-Feb-15 Meeting Type: Annual
1 Appointment of Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Authority to Increase Debt Under Global Notes
Program Management For Voted - For
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Election of Meeting Delegates in Charge of Meeting
Minutes Management For Voted - For
2 Long-Term Incentive Plan Management For Voted - Abstain
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Auditor's Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Ratification of Board and Supervisory Council Acts Management For Voted - For
8 Ratification of Directors' Fees Management For Voted - For
9 Ratification of Supervisory Council's Fees Management For Voted - For
10 Supervisory Council Size Management For Voted - Abstain
11 Election of Supervisory Council Members and
Alternates (Class A) Management For Voted - Abstain
12 Election of Supervisory Council Members and
Alternates (Class D) Management For Voted - Abstain
13 Board Size Management For Voted - Abstain
14 Election of Directors (Class A) Management For Voted - Abstain
15 Election of Directors (Class D) Management For Voted - Abstain
16 Directors' Fees; Supervisory Council's Fees Management For Voted - Abstain
17 Indemnification of Board Members, Supervisory
Council and Employees Management For Voted - Abstain
GLOBAL X NEXT EMERGING & FRONTIER ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YTL CORPORATION BHD
SECURITY ID: Y98610101 TICKER: YTL
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Elect YEOH Soo Min Management For Voted - For
2 Elect YEOH Seok Hong Management For Voted - Against
3 Elect Abdullah bin Abd Kadir Management For Voted - Against
4 Elect YEOH Tiong Lay Management For Voted - Against
5 Elect Yahya bin Ismail Management For Voted - For
6 Elect EU Peng Meng @ Leslie EU Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Retention of CHEONG Keap Tai as an Independent
Director Management For Voted - For
10 Retention of Yahya bin Ismail as an Independent
Director Management For Voted - For
11 Retention of EU Peng Meng @ Leslie EU as an
Independent Director Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Related Party Transactions Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M CO.
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Linda G. Alvarado Management For Voted - For
2 Elect Sondra L. Barbour Management For Voted - For
3 Elect Thomas K. Brown Management For Voted - For
4 Elect Vance D. Coffman Management For Voted - For
5 Elect Michael L. Eskew Management For Voted - For
6 Elect Herbert L. Henkel Management For Voted - For
7 Elect Muhtar Kent Management For Voted - For
8 Elect Edward M. Liddy Management For Voted - For
9 Elect Inge G. Thulin Management For Voted - For
10 Elect Robert J. Ulrich Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
ABBVIE INC
SECURITY ID: 00287Y109 TICKER: ABBV
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Roxanne S. Austin Management For Voted - For
1.2 Elect Richard A. Gonzalez Management For Voted - For
1.3 Elect Glenn F. Tilton Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ALTRIA GROUP INC.
SECURITY ID: 02209S103 TICKER: MO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Gerald L. Baliles Management For Voted - Against
2 Elect Martin J. Barrington Management For Voted - For
3 Elect John T. Casteen III Management For Voted - Against
4 Elect Dinyar S. Devitre Management For Voted - For
5 Elect Thomas F. Farrell II Management For Voted - Against
6 Elect Thomas W. Jones Management For Voted - For
7 Elect Debra J. Kelly-Ennis Management For Voted - For
8 Elect W. Leo Kiely III Management For Voted - For
9 Elect Kathryn B. McQuade Management For Voted - For
10 Elect George Mu[]oz Management For Voted - For
11 Elect Nabil Y. Sakkab Management For Voted - For
12 Approval of 2015 Performance Incentive Plan Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 2015 Stock Compensation Plan for Non-Employee
Directors Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Labor Policies Shareholder Against Voted - Against
17 Shareholder Proposal Regarding
Health Effects of
Tobacco Use to Low Income Groups Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Green
Tobacco Sickness Report Shareholder Against Voted - Against
AMAZON.COM INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Tom A. Alberg Management For Voted - For
3 Elect John Seely Brown Management For Voted - For
4 Elect William B. Gordon Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Judith A McGrath Management For Voted - For
7 Elect Alain Moni[] Management For Voted - For
8 Elect Jonathan Rubinstein Management For Voted - For
9 Elect Thomas O. Ryder Management For Voted - Against
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
14 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - For
15 Shareholder Proposal Regarding Human Rights Report Shareholder Against Voted - Against
AMERICAN EXPRESS CO.
SECURITY ID: 025816109 TICKER: AXP
Meeting Date: 11-May-15 Meeting Type: Annual
1 Elect Charlene Barshefsky Management For Voted - Against
2 Elect Ursula M. Burns Management For Voted - For
3 Elect Kenneth I. Chenault Management For Voted - For
4 Elect Peter Chernin Management For Voted - For
5 Elect Anne Lauvergeon Management For Voted - For
6 Elect Micheal O. Leavitt Management For Voted - For
7 Elect Theodore J. Leonsis Management For Voted - For
8 Elect Richard C. Levin Management For Voted - For
9 Elect Samuel J. Palmisano Management For Voted - For
10 Elect Daniel L. Vasella Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Elect Robert D. Walter Management For Voted - For
12 Elect Ronald A. Williams Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Employment Diversity
Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Privacy and Data
Security Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
AMERICAN INTERNATIONAL GROUP INC
SECURITY ID: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1 Elect W. Don Cornwell Management For Voted - For
2 Elect Peter R. Fisher Management For Voted - For
3 Elect John Fitzpatrick Management For Voted - For
4 Elect Peter D. Hancock Management For Voted - For
5 Elect William G. Jurgensen Management For Voted - For
6 Elect Christopher S. Lynch Management For Voted - For
7 Elect George L. Miles, Jr. Management For Voted - Against
8 Elect Henry S. Miller Management For Voted - For
9 Elect Robert S. Miller Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect Ronald A. Rittenmeyer Management For Voted - For
12 Elect Douglas M. Steenland Management For Voted - For
13 Elect Theresa M. Stone Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
AMERICAN TOWER CORP.
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Raymond P. Dolan Management For Voted - For
2 Elect Carolyn Katz Management For Voted - For
3 Elect Gustavo Lara Cantu Management For Voted - For
4 Elect Craig Macnab Management For Voted - For
5 Elect JoAnn A. Reed Management For Voted - For
6 Elect Pamela D.A. Reeve Management For Voted - For
7 Elect David E. Sharbutt Management For Voted - For
8 Elect James D. Taiclet, Jr. Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Samme L. Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
AMGEN INC.
SECURITY ID: 031162100 TICKER: AMGN
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect David Baltimore Management For Voted - For
2 Elect Frank J. Biondi, Jr. Management For Voted - For
3 Elect Robert A. Bradway Management For Voted - For
4 Elect Fran[]ois de Carbonnel Management For Voted - For
5 Elect Vance D. Coffman Management For Voted - For
6 Elect Robert A. Eckert Management For Voted - For
7 Elect Greg C. Garland Management For Voted - For
8 Elect Rebecca M. Henderson Management For Voted - For
9 Elect Frank C. Herringer Management For Voted - For
10 Elect Tyler Jacks Management For Voted - For
11 Elect Judith C. Pelham Management For Voted - For
12 Elect Ronald D. Sugar Management For Voted - For
13 Elect R. Sanders Williams Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against
ANGLO AMERICAN PLC
SECURITY ID: G03764134 TICKER: AAL
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Mark Cutifani Management For Voted - For
4 Elect Judy Dlamini Management For Voted - For
5 Elect Byron E. Grote Management For Voted - For
6 Elect Sir Philip Hampton Management For Voted - For
7 Elect Ren[] M[]dori Management For Voted - For
8 Elect Phuthuma F. Nhleko Management For Voted - For
9 Elect Ray O'Rourke Management For Voted - For
10 Elect Sir John Parker Management For Voted - For
11 Elect Mphu Ramatlapeng Management For Voted - For
12 Elect Jim Rutherford Management For Voted - For
13 Elect Anne L. Stevens Management For Voted - For
14 Elect Jack E. Thompson Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Remuneration Report (Advisory) Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Authority to Repurchase Shares Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
APPLE INC
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1 Elect Timothy D. Cook Management For Voted - For
2 Elect Albert A. Gore, Jr. Management For Voted - For
3 Elect Robert A. Iger Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Arthur D. Levinson Management For Voted - For
6 Elect Ronald D. Sugar Management For Voted - For
7 Elect Sue Wagner Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Amendment to the Employee Stock Purchase Plan Management For Voted - For
11 Shareholder Proposal Regarding Renewable Energy and
Climate Change Policy Risk Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
ARCHER DANIELS MIDLAND CO.
SECURITY ID: 039483102 TICKER: ADM
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Alan L. Boeckmann Management For Voted - For
2 Elect Mollie Hale Carter Management For Voted - For
3 Elect Terrell K. Crews Management For Voted - For
4 Elect Pierre Dufour Management For Voted - For
5 Elect Donald E. Felsinger Management For Voted - For
6 Elect Juan Richardo Luciano Management For Voted - For
7 Elect Antonio dos Santos Maciel Neto Management For Voted - For
8 Elect Patrick J. Moore Management For Voted - For
9 Elect Thomas F. O'Neill Management For Voted - For
10 Elect Francisco Sanchez Management For Voted - For
11 Elect Daniel Shih Management For Voted - For
12 Elect Kelvin R. Westbrook Management For Voted - For
13 Elect Patricia A. Woertz Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Reapproval of the 2009 Incentive Compensation Plan Management For Voted - For
17 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
AT&T, INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Elect Randall L. Stephenson Management For Voted - For
2 Elect Scott T. Ford Management For Voted - For
3 Elect Glenn H. Hutchins Management For Voted - For
4 Elect William E. Kennard Management For Voted - For
5 Elect Jon C. Madonna Management For Voted - For
6 Elect Michael B. McCallister Management For Voted - For
7 Elect John B. McCoy Management For Voted - For
8 Elect Beth E. Mooney Management For Voted - For
9 Elect Joyce M. Roch[] Management For Voted - For
10 Elect Matthew K. Rose Management For Voted - For
11 Elect Cynthia B. Taylor Management For Voted - For
12 Elect Laura D'Andrea Tyson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Right to Call a
Special Meeting Shareholder Against Voted - Against
BANK OF AMERICA CORP.
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Sharon L. Allen Management For Voted - For
2 Elect Susan S. Bies Management For Voted - For
3 Elect Jack O. Bovender, Jr. Management For Voted - For
4 Elect Frank P. Bramble, Sr. Management For Voted - For
5 Elect Pierre J. P. de Weck Management For Voted - For
6 Elect Arnold W. Donald Management For Voted - For
7 Elect Charles K. Gifford Management For Voted - For
8 Elect Linda P. Hudson Management For Voted - For
9 Elect Monica C. Lozano Management For Voted - For
10 Elect Thomas J. May Management For Voted - Against
11 Elect Brian T. Moynihan Management For Voted - For
12 Elect Lionel L. Nowell III Management For Voted - For
13 Elect R. David Yost Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Ratification of Auditor Management For Voted - For
16 Amendment to the 2003 Key Associate Stock Plan Management For Voted - For
17 Shareholder Proposal Regarding Lending Portfolio
Exposure to Climate Change Risk Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
20 Shareholder Proposal Regarding Formation of
Shareholder Value Committee Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKA
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Elect Warren E. Buffett Management For Voted - For
1.2 Elect Charles T. Munger Management For Voted - For
1.3 Elect Howard G. Buffett Management For Voted - For
1.4 Elect Stephen B. Burke Management For Voted - For
1.5 Elect Susan L. Decker Management For Voted - For
1.6 Elect William H. Gates III Management For Voted - For
1.7 Elect David S. Gottesman Management For Voted - For
1.8 Elect Charlotte Guyman Management For Voted - For
1.9 Elect Thomas S. Murphy Management For Voted - For
1.10 Elect Ronald L. Olson Management For Voted - For
1.11 Elect Walter Scott, Jr. Management For Voted - For
1.12 Elect Meryl B. Witmer Management For Voted - For
BHP BILLITON LIMITED
SECURITY ID: 088606108 TICKER: BHP
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Accounts and Reports (BHP Billiton plc & BHP
Billiton Limited) Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
6 Authority to Repurchase Shares Management For Voted - For
7 Remuneration Policy (Binding - UK) Management For Voted - For
8 Remuneration Report (Advisory - UK) Management For Voted - For
9 Remuneration Report (Advisory - AUS) Management For Voted - For
10 Approve Termination Benefits Management For Voted - For
11 Equity Grant (CEO Andrew Mackenzie) Management For Voted - For
12 Elect Malcolm Brinded Management For Voted - For
13 Re-elect Malcolm Broomhead Management For Voted - For
14 Re-elect Sir John Buchanan Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Re-elect Carlos Cordeiro Management For Voted - For
16 Re-elect Pat Davies Management For Voted - For
17 Re-elect Carolyn Hewson Management For Voted - For
18 Re-elect Andrew Mackenzie Management For Voted - For
19 Re-elect Lindsay P. Maxsted Management For Voted - For
20 Re-elect Wayne Murdy Management For Voted - For
21 Re-elect Keith C. Rumble Management For Voted - For
22 Re-elect John Schubert Management For Voted - For
23 Re-elect Shriti Vadera Management For Voted - For
24 Re-elect Jacques Nasser Management For Voted - For
25 Elect Dissident Ian Dunlop Shareholder Against Voted - Against
Meeting Date: 06-May-15 Meeting Type: Annual
1 Demerger Management For Voted - For
BOEING CO.
SECURITY ID: 097023105 TICKER: BA
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Elect David L. Calhoun Management For Voted - For
2 Elect Arthur D. Collins, Jr. Management For Voted - For
3 Elect Kenneth M. Duberstein Management For Voted - For
4 Elect Edmund P. Giambastiani, Jr. Management For Voted - For
5 Elect Lawrence W. Kellner Management For Voted - For
6 Elect Edward M. Liddy Management For Voted - For
7 Elect W. James McNerney, Jr. Management For Voted - For
8 Elect Susan C. Schwab Management For Voted - For
9 Elect Ronald A. Williams Management For Voted - For
10 Elect Mike S. Zafirovski Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Recoupment of
Unearned Bonuses Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
15 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB CO.
SECURITY ID: 110122108 TICKER: BMY
Meeting Date: 05-May-15 Meeting Type: Annual
1 Elect Lamberto Andreotti Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Elect Lewis B. Campbell Management For Voted - For
4 Elect Laurie H. Glimcher Management For Voted - For
5 Elect Michael Grobstein Management For Voted - For
6 Elect Alan J. Lacy Management For Voted - For
7 Elect Thomas J. Lynch Management For Voted - For
8 Elect Dinesh Paliwal Management For Voted - For
9 Elect Vicki L. Sato Management For Voted - For
10 Elect Gerald L. Storch Management For Voted - For
11 Elect Togo D. West, Jr. Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
14 Adoption of Exclusive Forum Provision Management For Voted - Against
15 Elimination of Supermajority Provisions Management For Voted - For
16 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
CHEVRON CORP.
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Alexander B. Cummings, Jr. Management For Voted - For
2 Elect Linnet F. Deily Management For Voted - For
3 Elect Robert E. Denham Management For Voted - For
4 Elect Alice P. Gast Management For Voted - For
5 Elect Enrique Hernandez, Jr. Management For Voted - For
6 Elect Jon M. Huntsman, Jr. Management For Voted - For
7 Elect Charles W. Moorman, IV Management For Voted - For
8 Elect John G. Stumpf Management For Voted - For
9 Elect Ronald D. Sugar Management For Voted - For
10 Elect Inge G. Thulin Management For Voted - For
11 Elect Carl Ware Management For Voted - For
12 Elect John S. Watson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Charitable
Contributions Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Prohibiting
Political Spending Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Dividend Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Reporting and
Reducing Greenhouse Gas Emissions Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Hydraulic Fracturing Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
22 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
23 Shareholder Proposal Regarding Environmental
Expertise on Board Shareholder Against Voted - Against
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
24 Shareholder Proposal Regarding Right to Call a
Special Meeting Shareholder Against Voted - Against
CISCO SYSTEMS, INC.
SECURITY ID: 17275R102 TICKER: CSCO
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Elect Carol A. Bartz Management For Voted - For
2 Elect M. Michele Burns Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect John T. Chambers Management For Voted - For
5 Elect Brian L. Halla Management For Voted - For
6 Elect John L. Hennessy Management For Voted - Against
7 Elect Kristina M. Johnson Management For Voted - For
8 Elect Roderick C. McGeary Management For Voted - For
9 Elect Arun Sarin Management For Voted - For
10 Elect Steven M. West Management For Voted - For
11 Amendment to the Employee Stock Purchase Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Formation of a
Public Policy Committee of the Board Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
CITIGROUP INC
SECURITY ID: 172967424 TICKER: C
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Michael L. Corbat Management For Voted - For
2 Elect Duncan P. Hennes Management For Voted - For
3 Elect Peter B. Henry Management For Voted - For
4 Elect Franz B. Humer Management For Voted - For
5 Elect Michael E. O'Neill Management For Voted - For
6 Elect Gary M. Reiner Management For Voted - For
7 Elect Judith Rodin Management For Voted - For
8 Elect Anthony M. Santomero Management For Voted - For
9 Elect Joan E. Spero Management For Voted - For
10 Elect Diana L. Taylor Management For Voted - For
11 Elect William S. Thompson, Jr. Management For Voted - For
12 Elect James S. Turley Management For Voted - For
13 Elect Ernesto Zedillo Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Amendment to the 2014 Stock Incentive Plan Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
17 Shareholder Proposal Regarding Proxy Access Shareholder For Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Audit Committee
Membership Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on
Compensation in the Event of Resignation for
Government Service Shareholder Against Voted - Against
COCA-COLA CO
SECURITY ID: 191216100 TICKER: KO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Elect Herbert A. Allen Management For Voted - For
2 Elect Ronald W. Allen Management For Voted - For
3 Elect Marc Bolland Management For Voted - For
4 Elect Ana Bot[]n Management For Voted - For
5 Elect Howard G. Buffett Management For Voted - For
6 Elect Richard M. Daley Management For Voted - For
7 Elect Barry Diller Management For Voted - Against
8 Elect Helene D. Gayle Management For Voted - For
9 Elect Evan G. Greenberg Management For Voted - For
10 Elect Alexis M. Herman Management For Voted - For
11 Elect Muhtar Kent Management For Voted - For
12 Elect Robert A. Kotick Management For Voted - For
13 Elect Maria Elena Lagomasino Management For Voted - For
14 Elect Sam Nunn Management For Voted - For
15 Elect David B. Weinberg Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
19 Shareholder Proposal Regarding Unvested Restricted
Stock Awards Shareholder Against Voted - Against
COMCAST CORP.
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 08-Oct-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Kenneth J. Bacon Management For Voted - For
1.2 Elect Sheldon M. Bonovitz Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Edward D. Breen Management For Voted - For
1.4 Elect Joseph J. Collins Management For Voted - Withheld
1.5 Elect J. Michael Cook Management For Voted - For
1.6 Elect Gerald L. Hassell Management For Voted - Withheld
1.7 Elect Jeffrey A. Honickman Management For Voted - For
1.8 Elect Eduardo G. Mestre Management For Voted - For
1.9 Elect Brian L. Roberts Management For Voted - For
1.10 Elect Ralph J. Roberts Management For Voted - For
1.11 Elect Johnathan A. Rodgers Management For Voted - For
1.12 Elect Judith Rodin Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2006 Cash Bonus Plan Management For Voted - For
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
5 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - For
6 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 228227104 TICKER: CCI
Meeting Date: 19-Nov-14 Meeting Type: Special
1 Reorganization (Conversion to REIT) Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 22822V101 TICKER: CCI
Meeting Date: 29-May-15 Meeting Type: Annual
1 Elect Robert Bartolo Management For Voted - For
2 Elect Cindy Christy Management For Voted - Against
3 Elect Ari Q. Fitzgerald Management For Voted - For
4 Elect Robert E. Garrison II Management For Voted - For
5 Elect Dale N. Hatfield Management For Voted - For
6 Elect Lee W. Hogan Management For Voted - For
7 Elect John P. Kelly Management For Voted - For
8 Elect Robert F. McKenzie Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GLOBAL X PERMANENT ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
CVS HEALTH CORP
SECURITY ID: 126650100 TICKER: CVS
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Richard M. Bracken
2 Elect C. David Brown II
3 Elect Alecia A. DeCoudreaux
4 Elect Nancy-Ann M. Deparle
5 Elect David W. Dorman
6 Elect Anne M. Finucane
7 Elect Larry J. Merlo
8 Elect Jean-Pierre Millon
9 Elect Richard J. Swift
10 Elect William C. Weldon
11 Elect Tony L. White
12 Ratification of Auditor
13 Advisory Vote on Executive Compensation
14 Approval of the Performance Criteria in the 2010
Incentive Compensation Plan
15 Shareholder Proposal Regarding Incorporation of Values in Political
Spending
DEERE & CO.
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 25-Feb-15 Meeting Type: Annual
1 Elect Samuel R. Allen
2 Elect Crandall C. Bowles
3 Elect Vance D. Coffman
4 Elect Charles O. Holliday, Jr.
5 Elect Dipak C. Jain
6 Elect Michael O. Johanns
7 Elect Clayton M. Jones
8 Elect Joachim Milberg
9 Elect Richard B. Myers
10 Elect Gregory R. Page
11 Elect Thomas H. Patrick
12 Elect Sherry M. Smith
13 Right to Call a Special Meeting
14 ADVISORY VOTE ON EXECUTIVE COMPENSATION
15 Amendment to the Omnibus Equity and Incentive Plan
16 Re-Approval of the Short-Term Incentive Bonus Plan
17 Ratification of Auditor
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DISNEY WALT CO.
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1 Elect Susan E. Arnold Management For Voted - For
2 Elect John S. Chen Management For Voted - For
3 Elect Jack Dorsey Management For Voted - For
4 Elect Robert A. Iger Management For Voted - For
5 Elect Fred H. Langhammer Management For Voted - For
6 Elect Aylwin B. Lewis Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Robert W. Matschullat Management For Voted - For
9 Elect Sheryl Sandberg Management For Voted - For
10 Elect Orin C. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
14 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - Against
EQUITY RESIDENTIAL PROPERTIES TRUST
SECURITY ID: 29476L107 TICKER: EQR
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect John W. Alexander Management For Voted - For
1.2 Elect Charles L. Atwood Management For Voted - For
1.3 Elect Linda Walker Bynoe Management For Voted - For
1.4 Elect Mary Kay Haben Management For Voted - For
1.5 Elect Bradley A. Keywell Management For Voted - For
1.6 Elect John E. Neal Management For Voted - For
1.7 Elect David J. Neithercut Management For Voted - For
1.8 Elect Mark S. Shapiro Management For Voted - For
1.9 Elect Gerald A. Spector Management For Voted - For
1.10 Elect Stephen E. Sterrett Management For Voted - For
1.11 Elect B. Joseph White Management For Voted - For
1.12 Elect Samuel Zell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
EXXON MOBIL CORP.
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Michael J. Boskin
1.2 Elect Peter Brabeck-Letmathe
1.3 Elect Ursula M. Burns
1.4 Elect Larry R. Faulkner
1.5 Elect Jay S. Fishman
1.6 Elect Henrietta H. Fore
1.7 Elect Kenneth C. Frazier
1.8 Elect Douglas R. Oberhelman
1.9 Elect Samuel J. Palmisano
1.10 Elect Steven S. Reinemund
1.11 Elect Rex W. Tillerson
1.12 Elect William C. Weldon
2 Ratification of Auditor
3 Advisory Vote on Executive Compensation
4 Shareholder Proposal Regarding Independent Board
Chairman
5 Shareholder Proposal Regarding Proxy Access
6 Shareholder Proposal Regarding Climate Change
Expertise on Board
7 Shareholder Proposal Regarding Board Gender Diversity
8 Shareholder Proposal Regarding Gender Pay Equity Report
9 Shareholder Proposal Regarding Lobbying Report
10 Shareholder Proposal Regarding Reporting and
Reducing Greenhouse Gas Emissions
11 Shareholder Proposal Regarding Hydraulic Fracturing
FACEBOOK INC
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Marc L. Andreessen
1.2 Elect Erskine B. Bowles
1.3 Elect Susan D. Desmond-Hellmann
1.4 Elect Reed Hastings
1.5 Elect Jan Koum
1.6 Elect Sheryl K. Sandberg
1.7 Elect Peter A. Thiel
1.8 Elect Mark Zuckerberg
2 Ratification of Auditor
3 Re-approval of 2012 Equity Incentive Plan
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Management For Voted - Withheld
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
GLOBAL X PERMANENT ETF
PROPOSAL
4 Shareholder Proposal Regarding Recapitalization
5 Shareholder Proposal Regarding Sustainability Report
6 Shareholder Proposal Regarding Human Rights Report
GENERAL ELECTRIC CO.
SECURITY ID: 369604103 TICKER: GE
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Elect W. Geoffrey Beattie
2 Elect John J. Brennan
3 Elect James I. Cash, Jr.
4 Elect Francisco D'Souza
5 Elect Marijn E. Dekkers
6 Elect Susan Hockfield
7 Elect Jeffrey R. Immelt
8 Elect Andrea Jung
9 Elect Robert W. Lane
10 Elect Rochelle B. Lazarus
11 Elect James J. Mulva
12 Elect James E. Rohr
13 Elect Mary L. Schapiro
14 Elect Robert J. Swieringa
15 Elect James S. Tisch
16 Elect Douglas A. Warner III
17 Advisory Vote on Executive Compensation
18 Ratification of Auditor
19 Shareholder Proposal Regarding Cumulative Voting
20 Shareholder Proposal Regarding Right to Act by
Written Consent
21 Shareholder Proposal Regarding Nomination of Retiree Directors
22 Shareholder Proposal Regarding Holy Land Principles
23 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control
GENERAL GROWTH PROPERTIES, INC.
SECURITY ID: 370023103 TICKER: GGP
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Elect Richard B. Clark
2 Elect Mary Lou Fiala
3 Elect J. Bruce Flatt
4 Elect John K. Haley
5 Elect Daniel B. Hurwitz
6 Elect Brian W. Kingston
7 Elect Sandeep Mathrani
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Shareholder Against Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect David J. Neithercut Management For Voted - For
9 Elect Mark R Patterson Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Shareholder Proposal Regarding Performance-Based
Equity Compensation Shareholder Against Voted - For
GILEAD SCIENCES, INC.
SECURITY ID: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect John F. Cogan Management For Voted - For
2 Elect Etienne F. Davignon Management For Voted - For
3 Elect Carla A. Hills Management For Voted - For
4 Elect Kevin E. Lofton Management For Voted - For
5 Elect John W. Madigan Management For Voted - For
6 Elect John C. Martin Management For Voted - For
7 Elect Nicholas G. Moore Management For Voted - For
8 Elect Richard J. Whitley Management For Voted - For
9 Elect Gayle E. Wilson Management For Voted - For
10 Elect Per Wold-Olsen Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plans Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
15 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
16 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Drug Pricing Report Shareholder Against Voted - Against
GLENCORE PLC
SECURITY ID: G39420107 TICKER: GLEN
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Lonmin Share Distribution Management For Voted - For
4 Elect Anthony B. Hayward Management For Voted - For
5 Elect Leonhard Fischer Management For Voted - For
6 Elect William E. Macaulay Management For Voted - For
7 Elect Ivan Glasenberg Management For Voted - For
8 Elect Peter R. Coates Management For Voted - For
9 Elect John J. Mack Management For Voted - For
10 Elect Peter T. Grauer Management For Voted - For
11 Elect Patrice E. Merrin Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12 Remuneration Report (Advisory) Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
GOLDMAN SACHS GROUP, INC.
SECURITY ID: 38141G104 TICKER: GS
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Lloyd C. Blankfein Management For Voted - For
2 Elect M. Michele Burns Management For Voted - For
3 Elect Gary D. Cohn Management For Voted - For
4 Elect Mark Flaherty Management For Voted - For
5 Elect William W. George Management For Voted - For
6 Elect James A. Johnson Management For Voted - For
7 Elect Lakshmi N. Mittal Management For Voted - For
8 Elect Adebayo O. Ogunlesi Management For Voted - For
9 Elect Peter Oppenheimer Management For Voted - For
10 Elect Debora L. Spar Management For Voted - For
11 Elect Mark E. Tucker Management For Voted - For
12 Elect David A. Viniar Management For Voted - For
13 Elect Mark O. Winkelman Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 2015 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on
Compensation in the Event of Resignation for
Government Service Shareholder Against Voted - Against
19 SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY
WRITTEN CONSENT Shareholder Against Voted - For
GOOGLE INC
SECURITY ID: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Larry Page Management For Voted - For
1.2 Elect Sergey Brin Management For Voted - For
1.3 Elect Eric E. Schmidt Management For Voted - For
1.4 Elect L. John Doerr Management For Voted - Withheld
1.5 Elect Diane B. Greene Management For Voted - For
1.6 Elect John L. Hennessy Management For Voted - Withheld
1.7 Elect Ann Mather Management For Voted - For
1.8 Elect Alan R. Mulally Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Paul S. Otellini Management For Voted - For
1.10 Elect K. Ram Shriram Management For Voted - For
1.11 Elect Shirley M. Tilghman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2012 Stock Plan Management For Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
7 Shareholder Proposal Regarding Renewable Energy
Cost Report Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Climate Change
Policy Risk Shareholder Against Voted - Against
HCP INC
SECURITY ID: 40414L109 TICKER: HCP
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Elect Brian G. Cartwright Management For Voted - For
2 Elect Christine N. Garvey Management For Voted - For
3 Elect David B. Henry Management For Voted - For
4 Elect James P. Hoffmann Management For Voted - For
5 Elect Lauralee E. Martin Management For Voted - For
6 Elect Michael D. McKee Management For Voted - For
7 Elect Peter L. Rhein Management For Voted - For
8 Elect Joseph P. Sullivan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
HEALTH CARE REIT, INC.
SECURITY ID: 42217K106 TICKER: HCN
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Thomas J. DeRosa Management For Voted - For
2 Elect Jeffrey H. Donahue Management For Voted - For
3 Elect Fred S. Klipsch Management For Voted - For
4 Elect Geoffrey G. Meyers Management For Voted - For
5 Elect Timothy J. Naughton Management For Voted - For
6 Elect Sharon M. Oster Management For Voted - For
7 Elect Judith C. Pelham Management For Voted - For
8 Elect Sergio D. Rivera Management For Voted - For
9 Elect R. Scott Trumbull Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL
HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Ari Bousbib
2 Elect Gregory D. Brenneman
3 Elect J. Frank Brown
4 Elect Albert P. Carey
5 Elect Armando M. Codina
6 Elect Helena B. Foulkes
7 Elect Wayne M. Hewett
8 Elect Karen Katen
9 Elect Craig A. Menear
10 Elect Mark Vadon
11 Ratification of Auditor
12 Advisory Vote on Executive Compensation
13 Shareholder Proposal Regarding Independent Board
Chairman
14 Shareholder Proposal Regarding Right to Call a Special Meeting
INTEL CORP.
SECURITY ID: 458140100 TICKER: INTC
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Charlene Barshefsky
2 Elect Aneel Bhusri
3 Elect Andy D. Bryant
4 Elect Susan L. Decker
5 Elect John J. Donahoe
6 Elect Reed E. Hundt
7 Elect Brian M. Krzanich
8 Elect James D. Plummer
9 Elect David S. Pottruck
10 Elect Frank D. Yeary
11 Elect David B. Yoffie
12 Ratification of Auditor
13 Advisory Vote on Executive Compensation
14 Amendment to the 2006 Equity Incentive Plan
15 Amendment to the 2006 Stock Purchase Plan
16 Stockholder Proposal Regarding Holy Land Principles
17 Shareholder Proposal Regarding Independent Board
Chairman
18 Shareholder Proposal Regarding Counting Abstentions
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - For
Shareholder Against Voted - Against
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY ID: 459200101 TICKER: IBM
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Alain J. P. Belda Management For Voted - For
2 Elect William R. Brody Management For Voted - For
3 Elect Kenneth I. Chenault Management For Voted - For
4 Elect Michael L. Eskew Management For Voted - Against
5 Elect David N. Farr Management For Voted - For
6 Elect Alex Gorsky Management For Voted - For
7 Elect Shirley Ann Jackson Management For Voted - Against
8 Elect Andrew N. Liveris Management For Voted - For
9 Elect W. James McNerney, Jr. Management For Voted - For
10 Elect James W. Owens Management For Voted - For
11 Elect Virginia M. Rometty Management For Voted - For
12 Elect Joan E. Spero Management For Voted - For
13 Elect Sidney Taurel Management For Voted - For
14 Elect Peter R. Voser Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
19 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Formation of a
Public Policy Committee of the Board Shareholder Against Voted - Against
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Elect Mary Sue Coleman Management For Voted - For
2 Elect D. Scott Davis Management For Voted - For
3 Elect Ian E.L. Davis Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Susan L. Lindquist Management For Voted - For
6 Elect Mark B. McClellan Management For Voted - For
7 Elect Anne M. Mulcahy Management For Voted - For
8 Elect William D. Perez Management For Voted - For
9 Elect Charles Prince Management For Voted - For
10 Elect A. Eugene Washington Management For Voted - For
11 Elect Ronald A. Williams Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Shareholder Proposal Regarding Overextended
Directors Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Incorporation of
Values in Political Spending Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect Linda B. Bammann
2 Elect James A. Bell
3 Elect Crandall C. Bowles
4 Elect Stephen B. Burke
5 Elect James S. Crown
6 Elect James Dimon
7 Elect Timothy P. Flynn
8 Elect Laban P. Jackson, Jr.
9 Elect Michael A. Neal
10 Elect Lee R. Raymond
11 Elect William C. Weldon
12 Advisory Vote on Executive Compensation
13 Ratification of Auditor
14 Amendment to the Long-Term Incentive Plan
15 Shareholder Proposal Regarding Independent Board
Chairman
16 Shareholder Proposal Regarding Lobbying Report
17 Shareholder Proposal Regarding Right to Call a
Special Meeting
18 Shareholder Proposal Regarding Counting Abstentions
19 Shareholder Proposal Regarding Report on
Compensation in the Event of Resignation for Government Service
20 Shareholder Proposal Regarding Recoupment Report
MASTERCARD INC
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Elect Richard Haythornthwaite
2 Elect Ajay Banga
3 Elect Silvio Barzi
4 Elect David R. Carlucci
5 Elect Steven J. Freiberg
6 Elect Julius Genachowski
7 Elect Merit E. Janow
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Nancy J. Karch Management For Voted - For
9 Elect Marc Olivi[] Management For Voted - For
10 Elect Rima Qureshi Management For Voted - For
11 Elect Jos[] Octavio Reyes Lagunes Management For Voted - For
12 Elect Jackson P. Tai Management For Voted - For
13 Elect Edward Suning Tian Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the Senior Executive Annual Incentive
Compensation Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
MCDONALD`S CORP
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 21-May-15
Meeting Type: Annual
1 Elect Susan E. Arnold
2 Elect Stephen J. Easterbrook
3 Elect Robert A. Eckert
4 Elect Margaret H. Georgiadis
5 Elect Enrique Hernandez, Jr.
6 Elect Jeanne P. Jackson
7 Elect Richard H. Lenny
8 Elect Walter E. Massey
9 Elect Andrew J. McKenna
10 Elect Sheila A. Penrose
11 Elect John W. Rogers, Jr.
12 Elect Roger W. Stone
13 Elect Miles D. White
14 Advisory Vote on Executive Compensation
15 Ratification of Auditor
16 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control
17 Shareholder Proposal Regarding Right to Act by Written Consent
18 Shareholder Proposal Regarding Proxy Access
19 Shareholder Proposal Regarding Report of Values in
Political Spending
20 Shareholder Proposal Regarding Educating the Public On Genetically Modified
Organisms
21 Shareholder Proposal Regarding Report on Palm Oil
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - For
Shareholder Against Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
MERCK & CO INC
SECURITY ID: 58933Y105 TICKER: MRK
Meeting Date: 26-May-15 Meeting Type: Annual
1 Elect Leslie A. Brun Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Elect Thomas R. Cech Management For Voted - For
3 Elect Kenneth C. Frazier Management For Voted - For
4 Elect Thomas H. Glocer Management For Voted - For
5 Elect William B. Harrison, Jr. Management For Voted - For
6 Elect C. Robert Kidder Management For Voted - For
7 Elect Rochelle B. Lazarus Management For Voted - For
8 Elect Carlos E. Represas Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Craig B. Thompson Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Elect Peter C. Wendell Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Amendment to the 2010 Incentive Plan Management For Voted - For
16 Amendment to the Executive Incentive Plan Management For Voted - For
17 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
18 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - Against
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 03-Dec-14 Meeting Type: Annual
1 Elect William H. Gates III Management For Voted - For
2 Elect Maria Klawe Management For Voted - For
3 Elect Teri L. List-Stoll Management For Voted - For
4 Elect G. Mason Morfit Management For Voted - For
5 Elect Satya Nadella Management For Voted - For
6 Elect Charles H. Noski Management For Voted - For
7 Elect Helmut G. W. Panke Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - Against
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
MONSANTO CO.
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 30-Jan-15 Meeting Type: Annual
1 Elect Gregory H. Boyce Management For Voted - For
2 Elect Janice L. Fields Management For Voted - For
3 Elect Hugh Grant Management For Voted - For
4 Elect Laura K. Ipsen Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL
5 Elect Marcos M. Lutz
6 Elect C. Steven McMillan
7 Elect William U. Parfet
8 Elect George H. Poste
9 Elect Robert J. Stevens
10 Ratification of Auditor
11 Advisory Vote on Executive Compensation
12 Shareholder Proposal Regarding Lobbying Report
13 Shareholder Proposal Regarding Proxy Access
14 Shareholder Proposal Regarding Independent Chairman
ORACLE CORP.
SECURITY ID: 68389X105 TICKER: ORCL
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Jeffrey S. Berg
1.2 Elect H. Raymond Bingham
1.3 Elect Michael J. Boskin
1.4 Elect Safra A. Catz
1.5 Elect Bruce R. Chizen
1.6 Elect George H. Conrades
1.7 Elect Lawrence J. Ellison
1.8 Elect Hector Garcia-Molina
1.9 Elect Jeffrey O. Henley
1.10 Elect Mark V. Hurd
1.11 Elect Naomi O. Seligman
2 Advisory Vote on Executive Compensation
3 Ratification of Auditor
4 Shareholder Proposal Regarding Counting Abstentions
5 Shareholder Proposal Regarding the Use of Metrics
for Executive Performance Measures
6 Shareholder Proposal Regarding Shareholder Approval of Specific Performance
Metrics in Equity Compensation Plans
7 Shareholder Proposal Regarding Proxy Access
PEPSICO INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Shona L. Brown
2 Elect George W. Buckley
3 Elect Ian M. Cook
4 Elect Dina Dublon
5 Elect Rona A. Fairhead
6 Elect Richard W. Fisher
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - For
Shareholder Against Voted - For
Management For Voted - For
Management For Voted - Withheld
Management For Voted - For
Management For Voted - For
Management For Voted - Withheld
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Withheld
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Alberto Ibarg[]en Management For Voted - For
8 Elect William R. Johnson Management For Voted - For
9 Elect Indra K. Nooyi Management For Voted - For
10 Elect David C. Page Management For Voted - For
11 Elect Robert C. Pohlad Management For Voted - For
12 Elect Lloyd G. Trotter Management For Voted - For
13 Elect Daniel Vasella Management For Voted - For
14 Elect Alberto Weisser Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Shareholder Proposal Regarding Formation of
Sustainability Committee Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Neonicotinoids Shareholder Against Voted - Against
PETROCHINA CO. LTD.
SECURITY ID: 71646E100 TICKER: PTR
Meeting Date: 29-Oct-14 Meeting Type: Special
1 New Comprehensive Agreement And Annual Caps Management For Voted - Against
2 Elect ZHANG Biyi as Director Management For Voted - For
3 Elect JIANG Lifu as Supervisor Management For Voted - Against
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividends Management For Voted - For
5 Authority to Declare Interim Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect ZHAO Zhengzhang Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Issue Debt Instruments Management For Voted - For
10 Elect WANG Yilin Management For Voted - For
PFIZER INC.
SECURITY ID: 717081103 TICKER: PFE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Elect Dennis A. Ausiello Management For Voted - For
2 Elect W. Don Cornwell Management For Voted - For
3 Elect Frances D. Fergusson Management For Voted - For
4 Elect Helen H. Hobbs Management For Voted - For
5 Elect James M. Kilts Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Ian C. Read Management For Voted - For
9 Elect Stephen W. Sanger Management For Voted - For
10 Elect James C. Smith Management For Voted - For
11 Elect Marc Tessier-Lavigne Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Lobbying Review Shareholder Against Voted - Against
PHILIP MORRIS INTERNATIONAL INC
SECURITY ID: 718172109 TICKER: PM
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Harold Brown Management For Voted - For
2 Elect Andre Calantzopoulos Management For Voted - For
3 Elect Louis C. Camilleri Management For Voted - For
4 Elect Werner Geissler Management For Voted - For
5 Elect Jennifer Li Management For Voted - For
6 Elect Jun Makihara Management For Voted - For
7 Elect Sergio Marchionne Management For Voted - For
8 Elect Kalpana Morparia Management For Voted - For
9 Elect Lucio A. Noto Management For Voted - For
10 Elect Frederik Paulsen Management For Voted - For
11 Elect Robert B. Polet Management For Voted - For
12 Elect Stephen M. Wolf Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal on Suppression of Forced Labor Shareholder Against Voted - Against
POTASH CORP. OF SASKATCHEWAN INC.
SECURITY ID: 73755L107 TICKER: POT
Meeting Date: 12-May-15 Meeting Type: Special
1.1 Elect Christopher M. Burley Management For Voted - For
1.2 Elect Donald G. Chynoweth Management For Voted - For
1.3 Elect John W. Estey Management For Voted - For
1.4 Elect Gerald W. Grandey Management For Voted - For
1.5 Elect Charles S. Hoffman Management For Voted - For
1.6 Elect Alice D. Laberge Management For Voted - For
1.7 Elect Consuelo E. Madere Management For Voted - For
1.8 Elect Keith G. Martell Management For Voted - For
1.9 Elect Jeffrey J. McCaig Management For Voted - For
1.10 Elect Jochen E. Tilk Management For Voted - For
1.11 Elect Elena Viyella de Paliza Management For Voted - Withheld
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appointment of Auditor Management For Voted - For
3 Approval of the 2015 Performance Option Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendments to By-laws Management For Voted - For
6 Shareholder Proposal Regarding Sourcing Phosphate
from Western Sahara Shareholder Against Voted - Against
PROCTER & GAMBLE CO.
SECURITY ID: 742718109 TICKER: PG
Meeting Date: 14-Oct-14 Meeting Type: Annual
1 Elect Angela F. Braly Management For Voted - For
2 Elect Kenneth I. Chenault Management For Voted - For
3 Elect Scott D. Cook Management For Voted - For
4 Elect Susan D. Desmond-Hellmann Management For Voted - For
5 Elect Alan G. Lafley Management For Voted - For
6 Elect Terry J. Lundgren Management For Voted - For
7 Elect W. James McNerney, Jr. Management For Voted - For
8 Elect Margaret C. Whitman Management For Voted - For
9 Elect Mary Agnes Wilderotter Management For Voted - For
10 Elect Patricia A. Woertz Management For Voted - For
11 Elect Ernesto Zedillo Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 2014 Stock and Incentive Equity Compensation Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Shareholder Proposal Regarding Reporting on the Use
of Non-Recyclable Packaging Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Incorporation of
Values in Political Spending Shareholder Against Voted - Against
PROLOGIS
SECURITY ID: 74340W103 TICKER: PLD
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect George L. Fotiades Management For Voted - For
3 Elect Christine N. Garvey Management For Voted - For
4 Elect Lydia H. Kennard Management For Voted - For
5 Elect J. Michael Losh Management For Voted - For
6 Elect Irving F. Lyons III Management For Voted - For
7 Elect David P. O'Connor Management For Voted - For
8 Elect Jeffrey L. Skelton Management For Voted - For
9 Elect Carl B. Webb Management For Voted - For
10 Elect William D. Zollars Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PUBLIC STORAGE
SECURITY ID: 74460D109 TICKER: PSA
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Elect Ronald L. Havner, Jr. Management For Voted - For
2 Elect Tamara Hughes Gustavson Management For Voted - For
3 Elect Uri P. Harkham Management For Voted - For
4 Elect B. Wayne Hughes, Jr. Management For Voted - Against
5 Elect Avedick B. Poladian Management For Voted - For
6 Elect Gary E. Pruitt Management For Voted - For
7 Elect Ronald P. Spogli Management For Voted - For
8 Elect Daniel C. Staton Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
QUALCOMM, INC.
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1 Elect Barbara T. Alexander Management For Voted - For
2 Elect Donald G. Cruickshank Management For Voted - For
3 Elect Raymond V. Dittamore Management For Voted - For
4 Elect Susan Hockfield Management For Voted - For
5 Elect Thomas W. Horton Management For Voted - For
6 Elect Paul E. Jacobs Management For Voted - For
7 Elect Sherry Lansing Management For Voted - For
8 Elect Harish M. Manwani Management For Voted - For
9 Elect Steven M. Mollenkopf Management For Voted - For
10 Elect Duane A. Nelles Management For Voted - For
11 Elect Clark T. Randt, Jr. Management For Voted - For
12 Elect Francisco Ros Management For Voted - For
13 Elect Jonathan J. Rubinstein Management For Voted - For
14 Elect Brent Scowcroft Management For Voted - For
15 Elect Marc I. Stern Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Amendment to the 2001 Employee Stock Purchase Plan Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
RIO TINTO PLC
SECURITY ID: 767204100 TICKER: RIO
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Binding - UK) Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Remuneration Report (Advisory - UK) Management For Voted - For
4 Remuneration Report (Advisory - AUS) Management For Voted - For
5 Elect Megan Clark Management For Voted - For
6 Elect Michael L'Estrange Management For Voted - For
7 Re-elect Robert E. Brown Management For Voted - For
8 Re-elect Jan du Plessis Management For Voted - For
9 Re-elect Ann Godbehere Management For Voted - For
10 Re-elect Richard R. Goodmanson Management For Voted - For
11 Re-elect Anne Lauvergeon Management For Voted - For
12 Re-elect Chris J. Lynch Management For Voted - For
13 Re-elect Paul M. Tellier Management For Voted - For
14 Re-elect Simon R. Thompson Management For Voted - For
15 Re-elect John S. Varley Management For Voted - For
16 Re-elect Samuel M.C. Walsh Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authorise Board to Set Auditor's Fees Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
ROYAL DUTCH SHELL PLC
SECURITY ID: 780259206 TICKER: RDSB
Meeting Date: 19-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Elect Ben Van Beurden Management For Voted - For
4 Elect Guy Elliott Management For Voted - For
5 Elect Euleen GOH Yiu Kiang Management For Voted - For
6 Elect Simon Henry Management For Voted - For
7 Elect Charles O. Holliday, Jr. Management For Voted - For
8 Elect Gerard Kleisterlee Management For Voted - For
9 Elect Sir Nigel Sheinwald Management For Voted - For
10 Elect Linda G. Stuntz Management For Voted - For
11 Elect Hans Wijers Management For Voted - For
12 Elect Patricia A. Woertz Management For Voted - For
13 Elect Gerrit Zalm Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Scrip Dividend Management For Voted - For
20 Authorisation of Political Donations Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
21 Shareholder Proposal Regarding Climate Change
Reporting Shareholder For Voted - For
SCHLUMBERGER LTD.
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1 Elect Peter L.S. Currie Management For Voted - For
2 Elect K. Vaman Kamath Management For Voted - For
3 Elect V. Maureen Kempston Darkes Management For Voted - For
4 Elect Paal Kibsgaard Management For Voted - For
5 Elect Nikolay Kudryavtsev Management For Voted - For
6 Elect Michael E. Marks Management For Voted - For
7 Elect Indra K. Nooyi Management For Voted - For
8 Elect Lubna S. Olayan Management For Voted - For
9 Elect Leo Rafael Reif Management For Voted - For
10 Elect Tore I. Sandvold Management For Voted - For
11 Elect Henri Seydoux Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Approval of Financial Statements/Dividends Management For Voted - For
14 Ratification of Auditor Management For Voted - For
SIMON PROPERTY GROUP, INC.
SECURITY ID: 828806109 TICKER: SPG
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Melvyn E. Bergstein Management For Voted - For
2 Elect Larry C. Glasscock Management For Voted - For
3 Elect Karen N. Horn Management For Voted - For
4 Elect Allan B. Hubbard Management For Voted - For
5 Elect Reuben S. Leibowitz Management For Voted - For
6 Elect Daniel C. Smith Management For Voted - For
7 Elect J. Albert Smith, Jr. Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Shareholder Proposal Regarding Counting Abstentions Shareholder Against Voted - Against
SYNGENTA AG
SECURITY ID: 87160A100 TICKER: SYT
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Compensation Report Management For Voted - For
3 Ratification of Board and Management Acts Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL
4 Allocation of Profits/Dividends
5 Elect Vinita Bali
6 Elect Stefan Borgas
7 Elect Gunnar Brock
8 Elect Michel Demar[]
9 Elect Eleni Gabre-Madhin
10 Elect David Lawrence
11 Elect Michael Mack
12 Elect Eveline Saupper
13 Elect Jacques Vincent
14 Elect J[]rg Witmer
15 Elect Michel Demar[] as Chairman
16 Elect Eveline Saupper as Compensation Committee
Member
17 Elect Jacques Vincent as Compensation Committee
Member
18 Elect J[]rg Witmer as Compensation Committee Member
19 Board Compensation
20 Executive Compensation
21 Appointment of Independent Proxy
22 Appointment of Auditor
23 Additional Shareholder Proposals
TOTAL S.A.
SECURITY ID: F92124100 TICKER: TOT
Meeting Date: 29-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Accounts and Reports
6 Consolidated Accounts and Reports
7 Allocation of Profits/Dividends
8 Scrip Dividend
9 Authority to Repurchase Shares
10 Elect Patrick Artus
11 Elect Anne-Marie Idrac
12 Elect Patrick Pouyann[]
13 Severance Agreement, Retirement Benefits and
Supplementary Pension Plan of Patrick Pouyann[], CEO
14 Remuneration of Thierry Desmarest, Chairman
15 Remuneration of Patrick Pouyann[], CEO
16 Remuneration of Christophe de Margerie, Chairman
and CEO until October 20, 2014
17 Shareholder Proposal Regarding Profit-Sharing
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder N/A Voted - Abstain
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
GLOBAL X PERMANENT ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
U S BANCORP
SECURITY ID: 902973304 TICKER: USB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1 Elect Douglas M. Baker, Jr.
2 Elect Arthur D. Collins, Jr.
3 Elect Richard K. Davis
4 Elect Kimberly J. Harris
5 Elect Roland A. Hernandez
6 Elect Doreen Woo Ho
7 Elect Joel W. Johnson
8 Elect Olivia F. Kirtley
9 Elect Jerry W. Levin
10 Elect David B. O'Maley
11 Elect O'dell M. Owens
12 Elect Craig D. Schnuck
13 Elect Patrick T. Stokes
14 Elect Scott W. Wine
15 2015 Stock Incentive Plan
16 Ratification of Auditor
17 Advisory Vote on Executive Compensation
18 Shareholder Proposal Regarding Independent Board
Chairman
UNION PACIFIC CORP.
SECURITY ID: 907818108 TICKER: UNP
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Andrew H. Card, Jr.
2 Elect Erroll B. Davis, Jr.
3 Elect David B. Dillon
4 Elect Lance M. Fritz
5 Elect Judith Richards Hope
6 Elect John J. Koraleski
7 Elect Charles C. Krulak
8 Elect Michael R. McCarthy
9 Elect Michael W. McConnell
10 Elect Thomas F. McLarty III
11 Elect Steven R. Rogel
12 Elect Jose H. Villarreal
13 Ratification of Auditor
14 Advisory Vote on Executive Compensation
15 Shareholder Proposal Regarding Retention of Shares
Until Retirement
16 Shareholder Proposal regarding Independent Chairman
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNITED PARCEL SERVICE, INC.
SECURITY ID: 911312106 TICKER: UPS
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Rodney C. Adkins Management For Voted - For
3 Elect Michael J. Burns Management For Voted - For
4 Elect D. Scott Davis Management For Voted - For
5 Elect William R. Johnson Management For Voted - For
6 Elect Candace Kendle Management For Voted - For
7 Elect Ann M. Livermore Management For Voted - For
8 Elect Rudy H.P. Markham Management For Voted - For
9 Elect Clark T. Randt, Jr. Management For Voted - For
10 Elect John T. Stankey Management For Voted - For
11 Elect Carol B. Tom[] Management For Voted - For
12 Elect Kevin M. Warsh Management For Voted - For
13 Approval of the 2015 Omnibus Incentive Equity
Compensation Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
17 Shareholder Proposal Regarding Tax Gross-Up Payments Shareholder Against Voted - For
UNITED TECHNOLOGIES CORP.
SECURITY ID: 913017109 TICKER: UTX
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Elect John V. Faraci Management For Voted - For
2 Elect Jean-Pierre Garnier Management For Voted - For
3 Elect Gregory J. Hayes Management For Voted - For
4 Elect Edward A. Kangas Management For Voted - For
5 Elect Ellen J. Kullman Management For Voted - For
6 Elect Marshall O. Larsen Management For Voted - For
7 Elect Harold W. McGraw III Management For Voted - For
8 Elect Richard B. Myers Management For Voted - For
9 Elect H. Patrick Swygert Management For Voted - For
10 Elect Andr[] Villeneuve Management For Voted - For
11 Elect Christine Todd Whitman Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNITEDHEALTH GROUP INC
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Elect William C. Ballard, Jr. Management For Voted - For
2 Elect Edson Bueno Management For Voted - For
3 Elect Richard T. Burke Management For Voted - For
4 Elect Robert J. Darretta Management For Voted - For
5 Elect Stephen J. Hemsley Management For Voted - For
6 Elect Michele J. Hooper Management For Voted - For
7 Elect Rodger A. Lawson Management For Voted - For
8 Elect Glenn M. Renwick Management For Voted - For
9 Elect Kenneth I. Shine Management For Voted - For
10 Elect Gail R. Wilensky Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2011 Stock Incentive Plan Management For Voted - For
13 Reincorporation from Minnesota to Delaware Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - Against
VALE S.A.
SECURITY ID: 91912E105 TICKER: VALE
Meeting Date: 23-Dec-14 Meeting Type: Special
1 Merger (Minera[][]o Constela[][]o de Apolo S.A and Vale
Mina do Azul S.A.) Management For Voted - For
2 Ratification of the Appointment of the Appraiser Management For Voted - For
3 Valuation Report Management For Voted - For
4 Merger Agreement Management For Voted - For
5 Election of Directors Management For Voted - For
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors Management For Voted - Abstain
4 Election of Supervisory Council Management For Voted - For
5 Remuneration Policy Management For Voted - Abstain
6 Amendments to Articles (Committee Duties) Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VENTAS INC
SECURITY ID: 92276F100 TICKER: VTR
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Melody C. Barnes Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Douglas Crocker, II Management For Voted - For
4 Elect Ronald G. Geary Management For Voted - For
5 Elect Jay M. Gellert Management For Voted - For
6 Elect Richard I. Gilchrist Management For Voted - For
7 Elect Matthew J. Lustig Management For Voted - For
8 Elect Douglas M. Pasquale Management For Voted - For
9 Elect Robert D. Reed Management For Voted - For
10 Elect Glenn J. Rufrano Management For Voted - For
11 Elect James D. Shelton Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
VERIZON COMMUNICATIONS INC
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Mark T. Bertolini Management For Voted - For
3 Elect Richard L. Carri[]n Management For Voted - For
4 Elect Melanie L. Healey Management For Voted - For
5 Elect M. Frances Keeth Management For Voted - For
6 Elect Lowell C. McAdam Management For Voted - For
7 Elect Donald T. Nicolaisen Management For Voted - For
8 Elect Clarence Otis, Jr. Management For Voted - For
9 Elect Rodney E. Slater Management For Voted - For
10 Elect Kathryn A. Tesija Management For Voted - For
11 Elect Gregory D. Wasson Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Network Neutrality Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal Regarding Approval of
Severance Agreements Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Retention of Shares
Until Retirement Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VISA INC
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1 Elect Mary B. Cranston Management For Voted - Against
2 Elect Francisco Javier Fern[]ndez Carbajal Management For Voted - For
3 Elect Alfred F. Kelly, Jr. Management For Voted - For
4 Elect Robert W. Matschullat Management For Voted - For
5 Elect Cathy E. Minehan Management For Voted - For
6 Elect Suzanne Nora Johnson Management For Voted - For
7 Elect David J. Pang Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect William S. Shanahan Management For Voted - For
10 Elect John A.C. Swainson Management For Voted - For
11 Elect Maynard G. Webb, Jr. Management For Voted - For
12 Amendments to Articles Regarding Stock Splits Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Employee Stock Purchase Plan Management For Voted - For
15 Eliminate Supermajority Requirement for Exiting
Core Payment Business Management For Voted - For
16 Eliminate Supermajority Requirement for Amendments
to Certificate of Incorporation Management For Voted - For
17 Eliminate Supermajority Requirement for Approval of
Exceptions to Transfer Restrictions Management For Voted - For
18 Eliminate Supermajority Requirement for Removal of
Directors Management For Voted - For
19 Eliminate Supermajority Requirement for Amendments
to Advance Notice Provisions Management For Voted - For
20 Ratification of Auditor Management For Voted - For
WAL-MART STORES, INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - Against
2 Elect James I. Cash, Jr. Management For Voted - Against
3 Elect Roger C. Corbett Management For Voted - For
4 Elect Pamela J. Craig Management For Voted - For
5 Elect Michael T. Duke Management For Voted - Against
6 Elect Timothy P. Flynn Management For Voted - For
7 Elect Thomas W. Horton Management For Voted - For
8 Elect Marissa A. Mayer Management For Voted - For
9 Elect C. Douglas McMillon Management For Voted - For
10 Elect Gregory B. Penner Management For Voted - For
11 Elect Steven S. Reinemund Management For Voted - For
12 Elect Kevin Y. Systrom Management For Voted - For
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Elect Jim C. Walton Management For Voted - For
14 Elect S. Robson Walton Management For Voted - For
15 Elect Linda S. Wolf Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 2015 Equity Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Recoupment Report Shareholder Against Voted - For
20 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Reporting and
Reducing Greenhouse Gas Emissions in Maritime
Shipping Supply Chain Shareholder Against Voted - Against
22 Shareholder Proposal Regarding an Incentive
Compensation Report Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
WELLS FARGO & CO.
SECURITY ID: 949746101 TICKER: WFC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect John D. Baker II Management For Voted - For
2 Elect Elaine L. Chao Management For Voted - For
3 Elect John S. Chen Management For Voted - For
4 Elect Lloyd H. Dean Management For Voted - For
5 Elect Elizabeth A. Duke Management For Voted - For
6 Elect Susan E. Engel Management For Voted - For
7 Elect Enrique Hernandez, Jr. Management For Voted - For
8 Elect Donald M. James Management For Voted - For
9 Elect Cynthia H. Milligan Management For Voted - Against
10 Elect Federico F. Pe[]a Management For Voted - For
11 Elect James H. Quigley Management For Voted - For
12 Elect Judith M. Runstad Management For Voted - For
13 Elect Stephen W. Sanger Management For Voted - For
14 Elect John G. Stumpf Management For Voted - For
15 Elect Susan G. Swenson Management For Voted - For
16 Elect Suzanne M. Vautrinot Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Ratification of Auditor Management For Voted - For
19 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
20 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
GLOBAL X PERMANENT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WP GLIMCHER INC
SECURITY ID: 92939N102 TICKER: WPG
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Mark S. Ordan Management For Voted - For
1.2 Elect Michael P. Glimcher Management For Voted - For
1.3 Elect Louis G. Conforti Management For Voted - For
1.4 Elect Robert J. Laikin Management For Voted - For
1.5 Elect Niles C. Overly Management For Voted - For
1.6 Elect Jacquelyn R. Soffer Management For Voted - Withheld
1.7 Elect Richard S. Sokolov Management For Voted - For
1.8 Elect Marvin L. White Management For Voted - For
2 Company Name Change Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Ratification of Auditor Management For Voted - For
GLOBAL X PURE GOLD MINERS ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
THE GLOBAL X PURE GOLD MINERS ETF LIQUIDATED ON OCTOBER 24, 2014.
ZHAOJIN MINING INDUSTRY CO., LTD.
SECURITY ID: Y988A6104 TICKER: 1818
Meeting Date: 10-Oct-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect XU Xiaoliang Management For Voted - Against
5 Elect NIE Fengjun Management For Voted - For
6 Authority to Issue Medium-Term Notes Management For Voted - For
7 Authority to Issue Super Short-Term Bonds Management For Voted - For
GLOBAL X SCIENTIFIC BETA US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NIELSEN HOLDINGS PLC
SECURITY ID: N63218106 TICKER: NLSN
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Amendment of Articles in Connection With the Merger Management For Voted - For
2 Change of Incorporation from the Netherlands to the
UK Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect James A. Attwood, Jr. Management For Voted - For
6 Elect Dwight M. Barns Management For Voted - For
7 Elect David L. Calhoun Management For Voted - For
8 Elect Karen M. Hoguet Management For Voted - For
9 Elect James M. Kilts Management For Voted - For
10 Elect Harish M. Manwani Management For Voted - For
11 Elect Kathryn V. Marinello Management For Voted - For
12 Elect Alexander Navab Management For Voted - For
13 Elect Robert C. Pozen Management For Voted - For
14 Elect Vivek Y. Ranadive Management For Voted - For
15 Elect Javier G. Teruel Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Appointment of Auditor for the Dutch Annual Accounts Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALEXCO RESOURCE CORP
SECURITY ID: 01535P106 TICKER: AXU
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Clynton R. Nauman Management For Voted - For
2.2 Elect Michael D. Winn Management For Voted - Withheld
2.3 Elect Terry Krepiakevich Management For Voted - For
2.4 Elect Richard N. Zimmer Management For Voted - For
2.5 Elect Rick Van Nieuwenhuyse Management For Voted - Withheld
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Transaction of Other Business Management For Voted - Against
AMERICAS SILVER CORP
SECURITY ID: 80917V105 TICKER: PAA
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger/Acquisition Management For Voted - For
AURICO GOLD INC
SECURITY ID: 05155C105 TICKER: AUQ
Meeting Date: 07-May-15 Meeting Type: Special
1.1 Elect Alan Edwards Management For Voted - For
1.2 Elect Richard M. Colterjohn Management For Voted - For
1.3 Elect Mark J. Daniel Management For Voted - For
1.4 Elect Patrick D. Downey Management For Voted - For
1.5 Elect Scott G. Perry Management For Voted - For
1.6 Elect Ronald E. Smith Management For Voted - For
1.7 Elect Joseph G. Spiteri Management For Voted - For
1.8 Elect Janice A. Stairs Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Amendment to the 2014 ESPP Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Approve Long Term Incentive Plan and Employee Share
Purchase Plan for AuRico Metals Inc. Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BEAR CREEK MINING CORP.
SECURITY ID: 07380N104 TICKER: BCM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Andrew T. Swarthout Management For Voted - For
4 Elect Catherine McLeod-Seltzer Management For Voted - For
5 Elect David De Witt Management For Voted - Against
6 Elect Miguel Grau Management For Voted - Against
7 Elect Kevin R. Morano Management For Voted - For
8 Elect Nolan Watson Management For Voted - Against
9 Elect Frank Tweddle Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Stock Option Plan Renewal Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
COEUR MINING INC
SECURITY ID: 192108504 TICKER: CDE
Meeting Date: 17-Apr-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
1 Merger Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Linda Adamany Management For Voted - For
2 Elect Kevin S. Crutchfield Management For Voted - For
3 Elect Sebastian Edwards Management For Voted - For
4 Elect Randolph Gress Management For Voted - For
5 Elect Mitchell J. Krebs Management For Voted - For
6 Elect Robert E. Mellor Management For Voted - For
7 Elect John H. Robinson Management For Voted - For
8 Elect J. Kenneth Thompson Management For Voted - For
9 Increase of Authorized Common Stock Management For Voted - For
10 2015 Long-Term Incentive Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
1 Elect Linda Adamany Management For Voted - For
2 Elect Kevin S. Crutchfield Management For Voted - For
3 Elect Sebastian Edwards Management For Voted - For
4 Elect Randolph Gress Management For Voted - For
5 Elect Mitchell J. Krebs Management For Voted - For
6 Elect Robert E. Mellor Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect John H. Robinson Management For Voted - For
8 Elect J. Kenneth Thompson Management For Voted - For
9 Increase of Authorized Common Stock Management For Voted - For
10 2015 Long-Term Incentive Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
ENDEAVOUR SILVER CORP.
SECURITY ID: 29258Y103 TICKER: EXK
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Ricardo M. Campoy Management For Voted - For
1.2 Elect Bradford J. Cooke Management For Voted - For
1.3 Elect Geoffrey A. Handley Management For Voted - For
1.4 Elect Rex J. McLennan Management For Voted - For
1.5 Elect Kenneth Pickering Management For Voted - For
1.6 Elect Mario Szotlender Management For Voted - Withheld
1.7 Elect Godfrey J. Walton Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Stock Option Plan Renewal Management For Voted - For
4 Perfomance Share Unit Plan Management For Voted - For
FIRST MAJESTIC SILVER CORPORATION
SECURITY ID: 32076V103 TICKER: AG
Meeting Date: 21-May-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Keith Neumeyer Management For Voted - For
2.2 Elect Ramon Davila Management For Voted - For
2.3 Elect Robert A. McCallum Management For Voted - For
2.4 Elect Douglas Penrose Management For Voted - For
2.5 Elect Tony Pezzotti Management For Voted - For
2.6 Elect David Shaw Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Executive Compensation Advisory Vote Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Keith Neumeyer Management For Voted - For
4 Elect Ramon Davila Management For Voted - For
5 Elect Robert A. McCallum Management For Voted - For
6 Elect Douglas Penrose Management For Voted - For
7 Elect Tony Pezzotti Management For Voted - For
8 Elect David Shaw Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Executive Compensation Advisory Vote Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FORTUNA SILVER MINES INC.
SECURITY ID: 349915108 TICKER: FSM
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jorge Ganoza Durant Management For Voted - For
4 Elect Simon Ridgway Management For Voted - Against
5 Elect Michael Iverson Management For Voted - For
6 Elect Mario Szotlender Management For Voted - Against
7 Elect Robert Gilmore Management For Voted - For
8 Elect Thomas Kelly Management For Voted - For
9 Elect David Farrell Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
FRESNILLO PLC
SECURITY ID: G371E2108 TICKER: FRES
Meeting Date: 06-Oct-14 Meeting Type: Ordinary
1 Acquisition Management For Voted - For
Meeting Date: 18-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Remuneration Report (Advisory) Management For Voted - For
4 Elect Alberto Bailleres Gonz[]lez Management For Voted - For
5 Elect Juan Bordes Aznar Management For Voted - For
6 Elect Arturo Manuel Fern[]ndez P[]rez Management For Voted - For
7 Elect Rafael MacGregor Anciola Management For Voted - For
8 Elect Jaime Lomelin Management For Voted - For
9 Elect Alejandro Baill[]res Gual Management For Voted - For
10 Elect Guy Wilson Management For Voted - For
11 Elect Fernando Benjamin Ruiz Sahag[]n Management For Voted - Against
12 Elect Mar[]a Asunci[]n Aramburuzabala Larregui Management For Voted - For
13 Elect B[]rbara Garza Lag[]era Gonda Management For Voted - For
14 Elect Jaime Serra Management For Voted - For
15 Elect Charles Jacobs Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GREAT PANTHER SILVER LTD
SECURITY ID: 39115V101 TICKER: GPL
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Robert A. Archer Management For Voted - For
2.2 Elect Robert W. Garnett Management For Voted - For
2.3 Elect Kenneth W. Major Management For Voted - For
2.4 Elect John Jennings Management For Voted - For
2.5 Elect W. J. Mullin Management For Voted - For
2.6 Elect Jeffrey R. Mason Management For Voted - Withheld
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
HECLA MINING CO.
SECURITY ID: 422704106 TICKER: HL
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect George R. Nethercutt, Jr. Management For Voted - For
1.2 Elect John H. Bowles Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
HOCHSCHILD MINING PLC
SECURITY ID: G4611M107 TICKER: HOC
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Restricted Share Plan Management For Voted - Against
2 Equity Grant (CEO) Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - Against
3 Remuneration Policy (Binding) Management For Voted - Against
4 Elect Graham Birch Management For Voted - For
5 Elect Enrico Bombieri Management For Voted - For
6 Elect Jorge Born Management For Voted - Against
7 Elect Ignacio Bustamante Management For Voted - For
8 Elect Roberto Da[]ino Management For Voted - For
9 Elect Sir Malcom Field Management For Voted - Against
10 Elect Eduardo Hochschild Management For Voted - For
11 Elect Nigel Moore Management For Voted - Against
12 Appointment of Auditor Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
INDUSTRIAS PENOLES S.A.
SECURITY ID: P55409141 TICKER: IPOAF
Meeting Date: 21-Apr-15 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - Abstain
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Authority to Repurchase Shares Management For Voted - Abstain
4 Election of Directors; Fees Management For Voted - Abstain
5 Election of Audit and Corporate Governance
Committee Chairmen Management For Voted - Abstain
6 Election of Meeting Delegates Management For Voted - For
7 Minutes Management For Voted - For
MAG SILVER CORP.
SECURITY ID: 55903Q104 TICKER: MVG
Meeting Date: 22-Jun-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect Peter D. Barnes Management For Voted - For
2.2 Elect Richard P. Clark Management For Voted - For
2.3 Elect Richard M. Colterjohn Management For Voted - For
2.4 Elect Jill D. Leversage Management For Voted - For
2.5 Elect Daniel T. MacInnis Management For Voted - For
2.6 Elect George N. Paspalas Management For Voted - For
2.7 Elect Jonathan A. Rubenstein Management For Voted - For
2.8 Elect Derek C. White Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Amendments to Deferred Share Unit Plan Management For Voted - For
MCEWEN MINING INC
SECURITY ID: 58039P107 TICKER: MUX
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Robert R. McEwen Management For Voted - For
1.2 Elect Allen V. Ambrose Management For Voted - For
1.3 Elect Michele L. Ashby Management For Voted - For
1.4 Elect Leanne M. Baker Management For Voted - For
1.5 Elect Richard W. Brissenden Management For Voted - Withheld
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Gregory P. Fauquier Management For Voted - For
1.7 Elect Donald R. M. Quick Management For Voted - For
1.8 Elect Michael L. Stein Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendment to the Equity Compensation Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
PAN AMERICAN SILVER CORP
SECURITY ID: 697900108 TICKER: PAAS
Meeting Date: 11-May-15 Meeting Type: Special
1.1 Elect Ross J. Beaty Management For Voted - For
1.2 Elect Geoffrey A. Burns Management For Voted - For
1.3 Elect Michael L. Carroll Management For Voted - For
1.4 Elect C. Noel Dunn Management For Voted - For
1.5 Elect Neil de Gelder Management For Voted - For
1.6 Elect David C. Press Management For Voted - For
1.7 Elect Walter T. Segsworth Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendments to the 2008 Stock Option Plan. Management For Voted - For
POLYMETAL INTERNATIONAL PLC
SECURITY ID: G7179S101 TICKER: POLY
Meeting Date: 20-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Bobby Godsell Management For Voted - For
5 Elect Vitaly N. Nesis Management For Voted - For
6 Elect Konstantin Yanakov Management For Voted - For
7 Elect Marina Gr[]nberg Management For Voted - For
8 Elect Jean-Pascal Duvieusart Management For Voted - For
9 Elect Jonathan Best Management For Voted - For
10 Elect Russell Skirrow Management For Voted - For
11 Elect Leonard Homeniuk Management For Voted - Against
12 Elect Christine Coignard Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRIMERO MINING CORP
SECURITY ID: 74164W106 TICKER: PPP
Meeting Date: 06-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Wade Nesmith Management For Voted - For
3 Elect Joseph Conway Management For Voted - For
4 Elect David Demers Management For Voted - Against
5 Elect Grant Edey Management For Voted - Against
6 Elect Rohan Hazelton Management For Voted - Against
7 Elect Eduardo Luna Management For Voted - For
8 Elect Robert Quartermain Management For Voted - For
9 Elect Michael Riley Management For Voted - Against
10 Elect Brad Marchant Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Directors' Phantom Share Unit Plan Renewal Management For Voted - Against
13 Deferred Share Unit Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Advance Notice Provision Management For Voted - For
16 Shareholder Proposal Regarding Clawback Policies Shareholder For Voted - For
17 Shareholder Proposal Regarding Retention of Shares Shareholder For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Shareholder Proposal Regarding Hedging Company Stock Shareholder For Voted - For
20 Shareholder Proposal Regarding Approval of High
Risk Investments Shareholder Against Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
SILVER STANDARD RESOURCES, INC.
SECURITY ID: 82823L106 TICKER: SSRI
Meeting Date: 13-May-15 Meeting Type: Special
1 Board Size Management For Voted - For
2.1 Elect Peter W. Tomsett Management For Voted - For
2.2 Elect A.E. Michael Anglin Management For Voted - For
2.3 Elect Gustavo A. Herrero Management For Voted - For
2.4 Elect Beverlee F. Park Management For Voted - For
2.5 Elect Richard D. Paterson Management For Voted - For
2.6 Elect Steven P. Reid Management For Voted - For
2.7 Elect John Smith Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Renewal of Shareholder Rights Plan Management For Voted - For
GLOBAL X SILVER MINERS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SILVER WHEATON CORP.
SECURITY ID: 828336107 TICKER: SLW
Meeting Date: 21-May-15 Meeting Type: Special
1.1 Elect Lawrence I. Bell Management For Voted - For
1.2 Elect George L. Brack Management For Voted - For
1.3 Elect John A. Brough Management For Voted - For
1.4 Elect R. Peter Gillin Management For Voted - For
1.5 Elect Chantal Gosselin Management For Voted - For
1.6 Elect Douglas M. Holtby Management For Voted - For
1.7 Elect Eduardo Luna Management For Voted - For
1.8 Elect Wade Nesmith Management For Voted - For
1.9 Elect Randy V.J. Smallwood Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SILVERCREST MINES, INC.
SECURITY ID: 828365106 TICKER: SVLC
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Dunham L. Craig Management For Voted - For
4 Elect J. Scott Drever Management For Voted - For
5 Elect Ross Glanville Management For Voted - Against
6 Elect George W. Sanders Management For Voted - For
7 Elect Graham C. Thody Management For Voted - For
8 Appointment of Auditor Management For Voted - For
TAHOE RESOURCES INC
SECURITY ID: 873868103 TICKER: TAHO
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect C. Kevin McArthur Management For Voted - For
3 Elect Alex Black Management For Voted - For
4 Elect Tanya M. Jakusconek Management For Voted - For
5 Elect A. Dan Rovig Management For Voted - For
6 Elect Paul B. Sweeney Management For Voted - For
7 Elect James S. Voorhees Management For Voted - For
8 Elect Drago Kisic Wagner Management For Voted - For
9 Elect Kenneth F. Williamson Management For Voted - For
10 Elect Klaus Zeitler Management For Voted - For
11 Appointment of Auditor Management For Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANGIES LIST INC
SECURITY ID: 034754101 TICKER: ANGI
Meeting Date: 09-Jun-15 Meeting Type: Annual
1.1 Elect John H. Chuang Management For Voted - For
1.2 Elect William S. Oesterle Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2015 Employee Stock Purchase Plan Management For Voted - For
DEMAND MEDIA INC
SECURITY ID: 24802N208 TICKER: DMD
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Elect Peter Guber Management For Voted - Abstain
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2010 Incentive Award Plan Management For Voted - For
DENA CO LTD
SECURITY ID: J1257N107 TICKER: 2432
Meeting Date: 20-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Isao Moriyasu Management For Voted - Against
5 Elect Tomoko Namba Management For Voted - For
6 Elect Shuhei Kawasaki Management For Voted - For
7 Elect Rehito Hatoyama Management For Voted - For
8 Elect Hiroyuki Ohtsuka Management For Voted - For
9 Elect Taketsune Watanabe Management For Voted - For
10 Elect Masaru Iida Management For Voted - For
11 Elect Hisaaki Fujikawa Management For Voted - For
FACEBOOK INC
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Marc L. Andreessen Management For Voted - Withheld
1.2 Elect Erskine B. Bowles Management For Voted - For
1.3 Elect Susan D. Desmond-Hellmann Management For Voted - For
1.4 Elect Reed Hastings Management For Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Jan Koum Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Peter A. Thiel Management For Voted - For
1.8 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Re-approval of 2012 Equity Incentive Plan Management For Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Sustainability Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Human Rights Report Shareholder Against Voted - Against
GOOGLE INC
SECURITY ID: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Larry Page Management For Voted - For
1.2 Elect Sergey Brin Management For Voted - For
1.3 Elect Eric E. Schmidt Management For Voted - For
1.4 Elect L. John Doerr Management For Voted - Withheld
1.5 Elect Diane B. Greene Management For Voted - For
1.6 Elect John L. Hennessy Management For Voted - Withheld
1.7 Elect Ann Mather Management For Voted - For
1.8 Elect Alan R. Mulally Management For Voted - For
1.9 Elect Paul S. Otellini Management For Voted - For
1.10 Elect K. Ram Shriram Management For Voted - For
1.11 Elect Shirley M. Tilghman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2012 Stock Plan Management For Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
6 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
7 Shareholder Proposal Regarding Renewable Energy
Cost Report Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Climate Change
Policy Risk Shareholder Against Voted - Against
GROUPON INC
SECURITY ID: 399473107 TICKER: GRPN
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Eric P. Lefkofsky Management For Voted - For
1.2 Elect Peter J. Barris Management For Voted - For
1.3 Elect Robert J. Bass Management For Voted - For
1.4 Elect Daniel T. Henry Management For Voted - For
1.5 Elect Jeffrey T. Housenbold Management For Voted - For
1.6 Elect Bradley A. Keywell Management For Voted - Withheld
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Theodore J. Leonsis Management For Voted - For
1.8 Elect Ann Ziegler Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
JIVE SOFTWARE INC
SECURITY ID: 47760A108 TICKER: JIVE
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Margaret ("Marge") A. Breya Management For Voted - For
1.2 Elect Elisa A. Steele Management For Voted - For
1.3 Elect Jonathan G. Heiliger Management For Voted - Withheld
1.4 Elect Matthew A. Tucker Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 2015 Employee Stock Purchase Plan Management For Voted - For
KING DIGITAL ENTERTAINMENT PLC
SECURITY ID: G5258J109 TICKER: KING
Meeting Date: 26-Sep-14 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Authority to Set Auditor's Fees Management For Voted - For
3 Authority to Determine Location of Annual Meeting Management For Voted - For
4 Authority to Repurchase Shares Management For Voted - Against
5 Authority to Issue Treasury Shares Management For Voted - Against
Meeting Date: 29-Jan-15 Meeting Type: Special
1 Waiver of Mandatory Takeover Requirement in Respect
of Apax Partners Management For Voted - For
2 Waiver of Mandatory Takeover Requirement in respect
to Apax/Board Concert Party Management N/A Voted - For
3 Authority to Repurchase Stock from Directors Management For Voted - For
LINKEDIN CORP
SECURITY ID: 53578A108 TICKER: LNKD
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Leslie Kilgore Management For Voted - For
1.2 Elect Jeffrey Weiner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2011 Equity Incentive Plan Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Shareholder Proposal Regarding Board Diversity Shareholder N/A Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MAIL.RU GROUP LTD
SECURITY ID: 560317208 TICKER: MAIL
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Elect Dmitry Grishin Management For Voted - Against
3 Elect Verdi Israelyan Management For Voted - For
4 Elect Vladimir Yakovlevich Streshinsky Management For Voted - For
5 Elect Matthew Hammond Management For Voted - For
6 Elect Vasily Brovko Management For Voted - For
7 Elect Mark Remon Sorour Management For Voted - For
8 Elect Charles St Leger Searle Management For Voted - For
9 Elect Vasileios Sgourdos Management For Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
MIXI, INC.
SECURITY ID: J45993110 TICKER: 2121
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Amendments to Articles Management For Voted - For
2 Elect Hiroki Morita Management For Voted - For
3 Elect Yasuhiro Ogino Management For Voted - For
4 Elect Shuhei Nishio Management For Voted - For
5 Elect Kenji Kasahara Management For Voted - Against
6 Elect Ichiya Nakamura Management For Voted - For
7 Elect Tatsuya Aoyagi Management For Voted - For
8 Elect Kohki Kimura Management For Voted - For
9 Elect Takayuki Satoh as Statutory Auditor Management For Voted - For
10 Elect Shohichi Kobayashi as Alternate Statutory
Auditor Management For Voted - For
11 Directors' Fees Management For Voted - For
NEXON CO LTD
SECURITY ID: J4914X104 TICKER: 3659
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Elect Owen Mahoney Management For Voted - Against
2 Elect Shiroh Uemura Management For Voted - For
3 Elect PARK Ji Won Management For Voted - For
4 Elect KIM Jeong Ju Management For Voted - For
5 Elect Satoshi Honda Management For Voted - For
6 Elect Shiroh Kuniya Management For Voted - For
7 Elect Toshishige Tanaka Management For Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Elect Iwao Ohtomo Management For Voted - For
9 Elect Ryoji Mori Management For Voted - For
10 Equity Compensation Plan Management For Voted - Against
NUTRISYSTEM INC
SECURITY ID: 67069D108 TICKER: NTRI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Robert F. Bernstock Management For Voted - For
1.2 Elect Paul Guyardo Management For Voted - For
1.3 Elect Michael J. Hagan Management For Voted - For
1.4 Elect Jay Herratti Management For Voted - For
1.5 Elect Brian P. Tierney Management For Voted - For
1.6 Elect Andrea M. Weiss Management For Voted - For
1.7 Elect Stephen T. Zarrilli Management For Voted - For
1.8 Elect Dawn M. Zier Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PANDORA MEDIA INC
SECURITY ID: 698354107 TICKER: P
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Timothy Leiweke Management For Voted - For
1.2 Elect Roger Faxon Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PCHOME ONLINE INC.
SECURITY ID: Y6801R101 TICKER: 8044
Meeting Date: 22-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Capitalization of Profits and Issuance of New Shares Management For Voted - For
6 Elect YOU Zhang-Song Management For Voted - For
7 Elect HUANG Shao-Hua Management For Voted - Against
8 Elect Director No.1 Management For Voted - Abstain
9 Elect Director No.2 Management For Voted - Abstain
10 Elect Director No.3 Management For Voted - Abstain
11 Elect Director No.4 Management For Voted - Abstain
12 Elect Director No.5 Management For Voted - Abstain
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Elect Director No.6 Management For Voted - Abstain
14 Elect Director No.7 Management For Voted - Abstain
15 Elect Supervisor No.1 Management For Voted - Abstain
16 Elect Supervisor No.2 Management For Voted - Abstain
17 Elect Supervisor No.3 Management For Voted - Abstain
18 Non-compete Restrictions for Directors Management For Voted - Against
19 EXTRAORDINARY MOTIONS Management N/A Voted - Against
TENCENT HOLDINGS LTD.
SECURITY ID: G87572163 TICKER: TCEHY
Meeting Date: 13-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Dong Sheng Management For Voted - Against
6 Elect Iain Ferguson Bruce Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
TWITTER INC
SECURITY ID: 90184L102 TICKER: TWTR
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect David Rosenblatt Management For Voted - For
1.2 Elect Evan Williams Management For Voted - For
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
3 Ratification of Auditor Management For Voted - For
UNITED ONLINE INC.
SECURITY ID: 911268209 TICKER: UNTD
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Elect James T. Armstrong Management For Voted - For
2 Elect Andrew Miller Management For Voted - For
3 Elect Kenneth D. Denman Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XING AG
SECURITY ID: D9829E105 TICKER: O1BC
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Allocation of Profits/Dividends Management For Take No Action
8 Ratification of Management Board Acts Management For Take No Action
9 Ratification of Supervisory Board Acts Management For Take No Action
10 Appointment of Auditor Management For Take No Action
11 Increase in Authorized Capital Management For Take No Action
YANDEX NV
SECURITY ID: N97284108 TICKER: YNDX
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Elect John Boynton Management For Voted - Against
5 Elect Esther Dyson Management For Voted - For
6 Cancellation of Shares Management For Voted - For
7 Amendment to Articles Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
10 Suppress Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
YELP INC
SECURITY ID: 985817105 TICKER: YELP
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Geoff Donaker Management For Voted - For
1.2 Elect Robert Gibbs Management For Voted - For
1.3 Elect Jeremy Stoppelman Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X SOCIAL MEDIA INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ZYNGA INC
SECURITY ID: 98986T108 TICKER: ZNGA
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Mark Pincus Management For Voted - For
1.2 Elect L. John Doerr Management For Voted - For
1.3 Elect Regina E. Dugan Management For Voted - For
1.4 Elect William B. Gordon Management For Voted - For
1.5 Elect Louis J. Lavigne, Jr. Management For Voted - For
1.6 Elect Sunil Paul Management For Voted - Withheld
1.7 Elect Ellen F. Siminoff Management For Voted - Withheld
2 Amendment to the 2011 Equity Plan Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - Against
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADVANCED INFO SERVICE
SECURITY ID: Y0014U183 TICKER: ADVANC
Meeting Date: 24-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 MATTERS TO BE INFORMED Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 Results of Operations Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect Allen LEW Yoong Keong Management For Voted - Against
9 Elect Somchai Lertsutiwong Management For Voted - For
10 Elect YEK Boon Seng Management For Voted - For
11 Elect Preeya Danchaivijit Management For Voted - Against
12 Directors' Fees Management For Voted - Against
13 Prohibition of Business Dominance by Foreigners Management For Voted - For
14 Issuance of Warrants w/o Preemptive Rights Management For Voted - For
15 Issuance of Shares w/o Preemptive Rights Management For Voted - For
16 Somchai Lertsutiwong Management For Voted - For
17 Sumiwol Kaewkoon Management For Voted - For
18 Pong-amorn Nimpoonsawat Management For Voted - For
19 Vilaseinee Puddhikarant Management For Voted - For
20 Kriengsak Wanichnatee Management For Voted - For
21 Walan Norasetpakdi Management For Voted - For
22 Weerawat Kiattipongthaworn Management For Voted - For
23 Issara Dejakaisaya Management For Voted - For
24 Bussaya Satirapipatkul Management For Voted - For
25 Pratthana Leelapanang Management For Voted - For
26 Transaction of Other Business Management For Voted - Against
27 Non-Voting Meeting Note N/A N/A Non-Voting
ASTRA INTERNATIONAL
SECURITY ID: Y7117N172 TICKER: PTAIY
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Amendments to Articles Management For Voted - Against
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Election of Directors and Commissioners (Slate);
and Approval of Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AXIATA GROUP BERHAD
SECURITY ID: Y0488A101 TICKER: AXXTF
Meeting Date: 20-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Azman Mokhtar Management For Voted - For
4 Elect David LAU Nai Pek Management For Voted - For
5 Elect Abdul Rahman Ahmad Management For Voted - For
6 Elect Muhamad Chatib Basri Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Dividend Reinvestment Scheme Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
BANK RAKYAT INDONESIA
SECURITY ID: Y0697U112 TICKER: BBRI
Meeting Date: 19-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor Management For Voted - Abstain
5 Amendments to Articles Management For Voted - Abstain
6 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
CAPITALAND LTD
SECURITY ID: Y10923103 TICKER: C31
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Elect NG Kee Choe Management For Voted - Against
5 Elect John Powell Morschel Management For Voted - For
6 Elect Euleen GOH Yiu Kiang Management For Voted - For
7 Elect Amirsham A Aziz Management For Voted - For
8 Elect KEE Teck Koon Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Grant Awards and Issue Shares under
CapitaLand Performance Share Plan 2010 and
CapitaLand Restricted Share Plan 2010 Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 30-Apr-15 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
CIMB GROUP HOLDINGS BHD
SECURITY ID: Y1636J101 TICKER: CIMB
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Zainal Abidin bin Putih Management For Voted - For
3 Elect Kenji Kobayashi Management For Voted - For
4 Elect Robert Neil Coombe Management For Voted - For
5 Elect Joseph Dominic Silva Management For Voted - For
6 Elect TEOH Su Yin Management For Voted - For
7 Elect Zafrul Abdul Aziz Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Issue Shares Under Script Dividend Plan Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
CP ALL PUBLIC COMPANY LIMITED
SECURITY ID: Y1772K169 TICKER: CPALL
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Meeting Minutes Management For Voted - For
3 Results of Operations Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect Dhanin Chearavanont Management For Voted - Against
7 Elect Korsak Chairasmisak Management For Voted - Against
8 Elect Soopakij Chearavanont Management For Voted - Against
9 Elect Adirek Sripratak Management For Voted - Against
10 Elect Tanin Buranamanit Management For Voted - For
11 Directors' Fees Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Transaction of Other Business Management For Voted - Against
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DBS GROUP HOLDINGS LTD
SECURITY ID: Y20246107 TICKER: D05
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends on Ordinary Shares Management For Voted - For
3 Allocation of Profits/Dividends on Non-Voting
Redeemable Convertible Preference Shares Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect Peter Seah Lim Huat Management For Voted - Against
7 Elect OW Foong Pheng Management For Voted - Against
8 Elect Andre Sekulic Management For Voted - For
9 Elect Nihal Vijaya Devadas Kaviratne Management For Voted - For
10 Authority to Grant Awards and Issue Shares under
the DBSH Share Option Plan and DBSH Share Plan Management For Voted - Against
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Authority to Issue Ordinary and Non-Voting
Convertible Preference Shares under the DBSH Scrip
Dividend Scheme for 2014 Management For Voted - For
17 Authority to Issue Ordinary and Non-Voting
Convertible Preference Shares under the DBSH Scrip
Dividend Scheme for 2015 Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Apr-15 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
DIGI.COM BHD
SECURITY ID: Y2070F100 TICKER: DIGI
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Hakon Bruaset Kjol Management For Voted - Against
2 Directors' Fees Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Related Party Transactions Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENTING SINGAPORE PLC
SECURITY ID: G3825Q102 TICKER: G13
Meeting Date: 21-Apr-15 Meeting Type: Annual
1 Directors' Fees Management For Voted - For
2 Elect Tjong Yik Min Management For Voted - For
3 Elect LIM Kok Hoong Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Amendments to Articles Management For Voted - For
IHH HEALTHCARE BHD
SECURITY ID: Y374AH103 TICKER: Q0F
Meeting Date: 15-Jun-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Chang See Hiang Management For Voted - Against
3 Elect Kuok Khoon Ean Management For Voted - Against
4 Elect Rossana Annizah binti Ahmad Rashid Management For Voted - For
5 Elect Shirish Moreshwar Apte Management For Voted - For
6 Elect Abu Bakar bin Suleiman Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Allocation of Units to Abu Bakar bin Suleiman Management For Voted - For
11 Allocation of Units to TAN See Leng Management For Voted - For
12 Allocation of Units to Mehmet Ali Aydinlar Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 15-Jun-15 Meeting Type: Special
1 Establishment of Enterprise Option Scheme Management For Voted - For
2 Grant of Options to Abu Bakar Bin Suleiman Management For Voted - For
3 Grant of Options to TAN See Leng Management For Voted - For
4 Grant of Options to Mehmet Ali Aydinlar Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IOI CORPORATION BHD
SECURITY ID: Y41763106 TICKER: IOI
Meeting Date: 29-Oct-14 Meeting Type: Annual
1 Elect LEE Yeow Seng Management For Voted - For
2 Elect LEE Cheng Leang Management For Voted - Against
3 Elect LEE Shin Cheng Management For Voted - For
4 Directors' Fees for the Financial Year Ended June
30, 2014 Management For Voted - For
5 Directors' Fees for the Financial Year Ended June
30, 2015 Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Related Party Transactions Management For Voted - For
JARDINE CYCLE & CARRIAGE LIMITED
SECURITY ID: Y43703100 TICKER: C07
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Elect CHIEW Sin Cheok Management For Voted - For
7 Elect Benjamin William Keswick Management For Voted - Against
8 Elect LIM Hwee Hua Management For Voted - For
9 Elect David Alexander Newbigging Management For Voted - For
10 Elect Marty Muliana Natalegawa Management For Voted - For
11 Elect BOON Yoon Chiang Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Related Party Transactions Management For Voted - For
KASIKORNBANK PUBLIC CO. LTD
SECURITY ID: Y4591R118 TICKER: KBANK
Meeting Date: 02-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Meeting Minutes Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Directors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Elect Sujitpan Lamsam Management For Voted - For
8 Elect Khunying Suchada Kiranandana Management For Voted - For
9 Elect Abhijai Chandrasen Management For Voted - Against
10 Elect Predee Daochai Management For Voted - For
11 Elect Wiboon Khusakul as Director Management For Voted - For
12 Directors' Fees Management For Voted - Against
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Transaction of Other Business Management For Voted - Against
KEPPEL CORPORATION LTD
SECURITY ID: Y4722Z120 TICKER: BN4
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect LEE Boon Yang Management For Voted - For
4 Elect OON Kum Loon Management For Voted - For
5 Elect TAN Puay Chiang Management For Voted - For
6 Elect Till Vestring Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Repurchase Shares Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Related Party Transactions Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
MALAYAN BANKING BHD
SECURITY ID: Y54671105 TICKER: MLYBY
Meeting Date: 07-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hadenan A. Jalil Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Johan Ariffin Management For Voted - For
5 Elect Mohaiyani binti Shamsudin Management For Voted - For
6 Elect Karownakaran @ Karunakaran a/l Ramasamy Management For Voted - For
7 Elect CHENG Kee Check Management For Voted - For
8 Elect Mohd Salleh Harun Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Dividend Reinvestment Scheme Management For Voted - For
13 Increase in Authorized Share Capital Management For Voted - For
14 Amendments to Articles Management For Voted - For
MAXIS BERHAD
SECURITY ID: Y58460109 TICKER: MAXIS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Elect Raja Arshad bin Raja Tun Uda Management For Voted - Against
3 Elect Mokhzani bin Mahathir Management For Voted - Against
4 Elect Alvin Michael Hew Thai Kheam Management For Voted - Against
5 Elect Fraser Mark Curley Management For Voted - Against
6 Elect LIM Ghee Keong Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Related Party Transactions With Astro Holdings Sdn.
Bhd. Management For Voted - For
2 Related Party Transactions With Astro Malaysia
Holdings Berhad Management For Voted - For
3 Related Party Transactions With Tanjong Public
Limited Company Management For Voted - For
4 Related Party Transactions With MEASAT Global Berhad Management For Voted - For
5 Related Party Transactions With Usaha Tegas Sdn.
Bhd. Management For Voted - For
6 Related Party Transactions With UMTS (Malaysia)
Sdn. Bhd. Management For Voted - For
7 Related Party Transactions With Maxis
Communications Berhad Management For Voted - For
8 Related Party Transactions With Saudi Telecom
Company Management For Voted - For
9 Related Party Transactions With Malaysian Jet
Services Sdn. Bhd. Management For Voted - For
10 Related Party Transactions With SRG Asia Pacific
Sdn. Bhd. Management For Voted - For
11 Related Party Transactions With Malaysian Landed
Property Sdn. Bhd. Management For Voted - For
12 Related Party Transactions With OPCOM Cables Sdn.
Bhd. Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Authority to Grant Awards and Issue Shares Under
the Employee Incentive Plan Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
OVERSEA-CHINESE BANKING CORPORATION LIMITED
SECURITY ID: Y64248209 TICKER: O39
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect CHEONG Choong Kong Management For Voted - For
4 Elect LAI Teck Poh Management For Voted - For
5 Elect LEE Seng Wee Management For Voted - For
6 Elect OOI Sang Kuang Management For Voted - For
7 Elect LEE Tih Shih Management For Voted - For
8 Elect QUAH Wee Ghee Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Authority to Issue Bonus Shares to Non-Executive
Directors Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Grant Awards and Issue Shares under
the OCBC Share Option Scheme 2001 and OCBC Employee
Share Purchase Plan Management For Voted - For
16 Authority to Issue Shares under the OCBC Scrip
Dividend Scheme Management For Voted - For
17 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
PERUSAHAAN GAS NEGARA (PGN)
SECURITY ID: Y7136Y118 TICKER: PGAS
Meeting Date: 06-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Commissioners' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
7 Amendments to Articles Management For Voted - Against
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PETRONAS CHEMICALS GROUP BHD
SECURITY ID: Y6811G103 TICKER: PCHEM
Meeting Date: 13-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect CHING Yew Chye Management For Voted - Against
3 Elect Vimala A/P V.R. Menon Management For Voted - For
4 Elect Sazali bin Hamzah Management For Voted - Against
5 Elect TOH Ah Wah Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PETRONAS GAS BHD
SECURITY ID: Y6885J116 TICKER: PNAGF
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Rosli bin Boni Management For Voted - Against
3 Elect Ab Halim bin Mohyiddin Management For Voted - For
4 Elect Manharlal a/l Ratilal Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect Sadasivan s/o N. N. Pillay Management For Voted - Against
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY ID: 718252604 TICKER: PHTCF
Meeting Date: 09-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2.1 Elect Artemio V. Panganiban Management For Voted - Withheld
2.2 Elect Pedro E. Roxas Management For Voted - Withheld
2.3 Elect Alfred Vy Ty Management For Voted - For
2.4 Elect Helen Y. Dee Management For Voted - For
2.5 Elect Ray C. Espinosa Management For Voted - Withheld
2.6 Elect James L. Go Management For Voted - Withheld
2.7 Elect Setsuya Kimura Management For Voted - For
2.8 Elect Napoleon L. Nazareno Management For Voted - For
2.9 Elect Hideaki Ozaki Management For Voted - For
2.10 Elect Manuel V. Pangilinan Management For Voted - Withheld
2.11 Elect Ma. Lourdes C. Rausa-Chan Management For Voted - For
2.12 Elect Juan B. Santos Management For Voted - For
2.13 Elect Tony Tan Caktiong Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PT BANK CENTRAL ASIA TBK
SECURITY ID: Y7123P138 TICKER: BBCA
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Allocation of Interim Dividends Management For Voted - For
Meeting Date: 09-Apr-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
PT BANK MANDIRI (PERSERO) TBK
SECURITY ID: Y7123S108 TICKER: BMRI
Meeting Date: 16-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - Abstain
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Amendments to Articles Management For Voted - Abstain
6 Election of Directors and Commissioners (Slate) Management For Voted - Against
7 Non-Voting Meeting Note N/A N/A Non-Voting
PTT EXPLORATION & PRODUCTION
SECURITY ID: Y7145P165 TICKER: PTTEP
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Performance Results and 2015 Work Plan Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Issue Debentures Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - Against
9 Elect Prajya Phinyawat Management For Voted - Against
10 Elect Chakkrit Parapuntakul Management For Voted - Against
11 Elect Tanarat Ubol Management For Voted - Against
12 Elect Nuttachat Charuchinda Management For Voted - Against
13 Elect Songsak Saicheua Management For Voted - Against
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PTT PUBLIC COMPANY LIMITED
SECURITY ID: Y6883U113 TICKER: PTT
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Areepong Bhoocha-Oom Management For Voted - Against
5 Elect Watcharakiti Watcharothai Management For Voted - Against
6 Elect Nuntawan Sakuntanaga Management For Voted - Against
7 Elect Chanvit Amatamatucharti Management For Voted - Against
8 Elect Pailin Chuchottaworn Management For Voted - Against
9 Directors' Fees Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
11 Sale of Bangchack Utility Plant Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
PUBLIC BANK BHD
SECURITY ID: Y71497104 TICKER: PBK
Meeting Date: 30-Mar-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect CHEAH Kim Ling Management For Voted - For
3 Elect TEH Hong Piow Management For Voted - For
4 Elect THONG Yaw Hong Management For Voted - Against
5 Elect TAY Ah Lek Management For Voted - For
6 Elect LEE Kong Lam Management For Voted - Against
7 Elect TANG Wing Chew Management For Voted - For
8 Elect LAI Wan Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SIAM CEMENT
SECURITY ID: Y7866P147 TICKER: SCC
Meeting Date: 25-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Meeting Minutes Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect Panas Simasathien Management For Voted - For
7 Elect Arsa Sarasin Management For Voted - For
8 Elect Chumpol Na Lamlieng Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Elect Roongrote Rangsiyopash Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Directors and Sub-committees' Fees Management For Voted - Against
12 Authority to Issue Debentures Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
SIAM COMMERCIAL BANK PUBLIC CO. LTD.
SECURITY ID: Y7905M113 TICKER: SCB
Meeting Date: 02-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' Fees Management For Voted - Against
7 Elect Vichit Suraphongchai Management For Voted - For
8 Elect Kulpatra Sirodom Management For Voted - For
9 Elect Weerawong Chittmittrapap Management For Voted - For
10 Elect Kulit Sombatsiri Management For Voted - For
11 Elect Arthid Nanthawithaya Management For Voted - For
12 Elect Yol Phokasub Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Amendments to Memorandum - Business Object Management For Voted - For
16 Amendments to Memorandum - Conversion of Preferred
Shares Management For Voted - For
SIME DARBY BERHAD
SECURITY ID: Y7962G108 TICKER: SMEBF
Meeting Date: 13-Nov-14 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
3 Elect Mohd Zahid Mohd Noordin Management For Voted - Against
4 Elect Henry S. Barlow Management For Voted - For
5 Elect Rohana Mahmood Management For Voted - For
6 Elect Samsudin bin Osman Management For Voted - For
7 Elect Amar Tommy Bugo @ Hamid Bugo Management For Voted - For
8 Elect Mohd Bakke bin Salleh Management For Voted - For
9 Elect Azmi Mohd Ali Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Related Party Transactions Management For Voted - For
13 Dividend Reinvestment Plan Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SM INVESTMENTS CORP
SECURITY ID: Y80676102 TICKER: SM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 CALL TO ORDER Management For Voted - For
2 CERTIFICATION OF NOTICE AND QUORUM Management For Voted - For
3 Meeting Minutes Management For Voted - For
4 Annual Report Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Elect Henry Sy, Sr. Management For Voted - For
7 Elect Teresita T. Sy Management For Voted - Against
8 Elect Henry T. Sy, Jr. Management For Voted - For
9 Elect Harley T. Sy Management For Voted - For
10 Elect Jose T. Sio Management For Voted - Against
11 Elect Vicente S. Perez, Jr. Management For Voted - Against
12 Elect LIM Ah Doo Management For Voted - Against
13 Elect Joseph R. Higdon Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
15 Transaction of Other Business Management For Voted - Against
16 ADJOURNMENT Management For Voted - For
TELEKOMUNIKASI
SECURITY ID: 715684106 TICKER: TLK
Meeting Date: 19-Dec-14 Meeting Type: Special
1 Election of Directors and/or Commissioners (Slate) Management For Voted - Abstain
Meeting Date: 17-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Partnership and Community Development Program Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' and Commissioners' Fees Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
6 Amendments to Articles Management For Voted - Against
7 Use of Company's Treasury Stocks Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
TENAGA NASIONAL BHD
SECURITY ID: Y85859109 TICKER: TNABY
Meeting Date: 18-Dec-14 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Voted - For
2 Directors' Fees Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Elect Sakthivel a/l Alagappan Management For Voted - For
4 Elect Wira Md Sidek bin Ahmad Management For Voted - For
5 Elect Ahmad Farouk bin Mohamed Management For Voted - For
6 Elect Zainal Abidin bin Putih Management For Voted - For
7 Elect Abd Manaf bin Hashim Management For Voted - For
8 Elect Leo Moggie Management For Voted - For
9 Elect Siti Norma binti Yaakob Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Retention of Zainal Abidin bin Putih as Independent
Director Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Establishment of Long Term Incentive Plan Management For Voted - For
2 Equity Grant to Azman bin Mohd under the LTIP Management For Voted - For
UNILEVER INDONESIA
SECURITY ID: Y9064H141 TICKER: UNLRF
Meeting Date: 27-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Election of Directors and Commissioners (Slate) Management For Voted - Abstain
3 Amendments to Articles Management For Voted - For
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Accounts and Reports; and Allocation of
Profits/Dividend Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
3 Election of Commissioners (Slate); Approval of
Directors' and Commissioners' Fees Management For Voted - For
Meeting Date: 08-Jun-15 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
2 Amendments to Pension Plan Management For Voted - Against
UNITED OVERSEAS BANK LTD
SECURITY ID: Y9T10P105 TICKER: U11
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Fees to WEE Cho Yaw Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X SOUTHEAST ASIA ETF
PROPOSAL
6 Elect HSIEH Fu Hua
7 Elect WEE Ee Cheong
8 Elect LIM Hwee Hua
9 Elect WEE Cho Yaw
10 Authority to Issue Shares w/ or w/o Preemptive
Rights
11 Non-Voting Agenda Item
12 Non-Voting Agenda Item
13 Non-Voting Agenda Item
14 Authority to issue shares under the UOB Scrip
Dividend Scheme
15 Authority to renew Share Purchase Mandate
16 Non-Voting Agenda Item
17 Non-Voting Agenda Item
18 Non-Voting Agenda Item
19 Non-Voting Agenda Item
20 Non-Voting Agenda Item
WILMAR INTERNATIONAL LTD
SECURITY ID: Y9586L109 TICKER: F34
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports
2 Allocation of Profits/Dividends
3 Directors' Fees
4 Elect LEONG Horn Kee
5 Elect TAY Kah Chye
6 Elect Juan Richardo Luciano
7 Elect George YEO Yong-Boon
8 Elect YEO Teng Yang
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/ or w/o Preemptive
Rights
11 Authority to Grant Options and Issue and Allot
Shares Under Wilmar Executives Share Option Scheme 2009
12 Related Party Transactions
13 Authority to Repurchase Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABACUS PROPERTY GROUP.
SECURITY ID: Q0015N187 TICKER: ABP
Meeting Date: 14-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management For Voted - Against
4 Re-elect Malcolm G. Irving Management For Voted - For
5 Re-elect Myra Salkinder Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Equity Grant (MD Frank Wolf) Management For Voted - For
ADMIRAL GROUP
SECURITY ID: G0110T106 TICKER: ADM
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Remuneration Policy (Binding) Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Geraint Jones Management For Voted - For
6 Elect Penny James Management For Voted - For
7 Elect Alastair D. Lyons Management For Voted - For
8 Elect Henry Engelhardt Management For Voted - For
9 Elect David Stevens Management For Voted - For
10 Elect Margaret Johnson Management For Voted - For
11 Elect Lucy Kellaway Management For Voted - For
12 Elect Manfred Aldag Management For Voted - For
13 Elect Colin P. Holmes Management For Voted - For
14 Elect Annette Court Management For Voted - For
15 Elect Jean Park Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Approve Discretionary Free Share Scheme Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AES TIETE S.A
SECURITY ID: P4991B101 TICKER: GETI4
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Election of Directors Management For Voted - Against
6 Election of Supervisory Council Management For Voted - Abstain
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP
SECURITY ID: 02504A104 TICKER: MTGE
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Robert M. Couch Management For Voted - For
1.2 Elect Morris A. Davis Management For Voted - For
1.3 Elect Randy E. Dobbs Management For Voted - For
1.4 Elect Larry K. Harvey Management For Voted - For
1.5 Elect Prue B. Larocca Management For Voted - For
1.6 Elect Alvin N. Puryear Management For Voted - For
1.7 Elect Malon Wilkus Management For Voted - For
1.8 Elect John R. Erickson Management For Voted - Withheld
1.9 Elect Samuel A. Flax Management For Voted - For
2 Ratification of Auditor Management For Voted - For
AMLIN
SECURITY ID: G0334Q177 TICKER: AML
Meeting Date: 24-Nov-14 Meeting Type: Ordinary
1 Remuneration Policy (Binding) Management For Voted - For
2 Performance Share Plan Management For Voted - For
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Oliver Peterken Management For Voted - For
5 Elect Simon Beale Management For Voted - For
6 Elect Julie Chakraverty Management For Voted - For
7 Elect Richard Davey Management For Voted - For
8 Elect Martin D. Feinstein Management For Voted - For
9 Elect Richard Hextall Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Elect Shonaid Jemmett-Page Management For Voted - For
11 Elect Charles Philipps Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authorisation of Political Donations Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
ANNALY CAPITAL MANAGEMENT INC
SECURITY ID: 035710409 TICKER: NLY
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Wellington J. Denahan-Norris Management For Voted - For
2 Elect Michael Haylon Management For Voted - For
3 Elect Donnell A. Segalas Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
APA GROUP.
SECURITY ID: Q0437B100 TICKER: APA
Meeting Date: 24-Oct-14 Meeting Type: Annual
1 Re-elect Patricia McKenzie Management For Voted - For
2 Re-elect Robert J. Wright Management For Voted - For
APOLLO COMMERCIAL REAL ESTATE FINANCE INC
SECURITY ID: 03762U105 TICKER: ARI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Jeffery M. Gault Management For Voted - For
1.2 Elect Mark C. Biderman Management For Voted - For
1.3 Elect Robert A. Kasdin Management For Voted - For
1.4 Elect Eric L. Press Management For Voted - For
1.5 Elect Scott S. Prince Management For Voted - For
1.6 Elect Stuart A. Rothstein Management For Voted - For
1.7 Elect Michael E. Salvati Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder N/A Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARLINGTON ASSET INVESTMENT CORP
SECURITY ID: 041356205 TICKER: AI
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Eric F. Billings Management For Voted - For
1.2 Elect Daniel J. Altobello Management For Voted - For
1.3 Elect Daniel E. Berce Management For Voted - For
1.4 Elect David W. Faeder Management For Voted - For
1.5 Elect Peter A. Gallagher Management For Voted - For
1.6 Elect Ralph S. Michael, III Management For Voted - For
1.7 Elect Anthony P. Nader, III. Management For Voted - For
1.8 Elect J. Rock Tonkel, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
ARMOUR RESIDENTIAL REIT INC
SECURITY ID: 042315101 TICKER: ARR
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Scott J. Ulm Management For Voted - For
1.2 Elect Jeffrey J. Zimmer Management For Voted - For
1.3 Elect Daniel C. Staton Management For Voted - For
1.4 Elect Marc H. Bell Management For Voted - Withheld
1.5 Elect Carolyn Downey Management For Voted - For
1.6 Elect Thomas K. Guba Management For Voted - For
1.7 Elect Robert C. Hain Management For Voted - For
1.8 Elect John P. Hollihan III Management For Voted - For
1.9 Elect Stewart J. Paperin Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ASCENDAS REAL ESTATE INVESTMENT TRUST
SECURITY ID: Y0205X103 TICKER: A17U
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASTRAZENECA PLC
SECURITY ID: G0593M107 TICKER: AZN
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Leif Johansson Management For Voted - For
6 Elect Pascal Soriot Management For Voted - For
7 Elect Marc Dunoyer Management For Voted - For
8 Elect Cornelia Bargmann Management For Voted - For
9 Elect Genevi[]ve B. Berger Management For Voted - For
10 Elect Bruce Burlington Management For Voted - For
11 Elect Ann Cairns Management For Voted - For
12 Elect Graham Chipchase Management For Voted - For
13 Elect Jean-Philippe Courtois Management For Voted - For
14 Elect Rudy H.P. Markham Management For Voted - For
15 Elect Shriti Vadera Management For Voted - For
16 Elect Marcus Wallenberg Management For Voted - For
17 Remuneration Report (Advisory) Management For Voted - For
18 Authorisation of Political Donations Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to set General Meeting Notice Period at
14 days Management For Voted - Against
23 Amendments to Articles Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
ASX LTD
SECURITY ID: Q0604U105 TICKER: ASX
Meeting Date: 23-Sep-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Peter H. Warne Management For Voted - Against
3 Elect Dominic Stevens Management For Voted - For
4 Elect Damian Roche Management For Voted - For
5 REMUNERATION REPORT Management For Voted - For
6 Equity Grant (MD/CEO Elmer Kupper) Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BANCO DO BRASIL S.A.
SECURITY ID: P11427112 TICKER: BBAS3
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Supervisory Council Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors Management For Voted - Against
9 Remuneration Report Management For Voted - For
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalization of Reserves Management For Voted - For
4 Increase in Authorized Capital Management For Voted - For
5 Amendments to Articles (Reconciliation of Share
Capital) Management For Voted - For
BANCO SANTANDER S.A.
SECURITY ID: E19790109 TICKER: SAN
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Carlos Fern[]ndez Gonz[]lez Management For Voted - For
6 Elect Sol Daurella Comadr[]n Management For Voted - For
7 Elect Bruce Carnegie-Brown Management For Voted - For
8 Elect Jos[] Antonio []lvarez []lvarez Management For Voted - For
9 Elect Juan Rodr[]guez Inciarte Management For Voted - For
10 Elect Mat[]as Rodr[]guez Inciarte Management For Voted - For
11 Elect Juan-Miguel Villar Mir Management For Voted - Against
12 Elect Guillermo de la Dehesa Romero Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Amendments to Articles 20, 23, 24, 25, 31 and 35 Management For Voted - For
15 Amendments to Articles 42, 43, 44, 45, 46, 47, 50,
52, 53, 54, 54 bis, 55, 56, 57, 58, 59, and 59 bis. Management For Voted - For
16 Amendments to Articles 60 and 61 Management For Voted - For
17 Amendments to Articles 62, 64 and 65 Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Amendments to General Meeting Regulations' Articles
2, 4, 5, 6, 7 and 8 Management For Voted - For
19 Amendments to General Meeting Regulations' Articles
18, 21, 22 and 23 Management For Voted - For
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
21 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
22 First Scrip Dividend Management For Voted - For
23 Second Scrip Dividend Management For Voted - For
24 Authority to Issue Convertible Debt Instruments Management For Voted - For
25 Authority to Issue Debt Instruments Management For Voted - For
26 Remuneration Policy (Binding) Management For Voted - For
27 Directors' Fees Management For Voted - For
28 Maximum Variable Remuneration Management For Voted - For
29 Deferred and Conditional Variable Remuneration Plan
2015 Management For Voted - For
30 Performance Share Plan Management For Voted - For
31 Employee Share Scheme Management For Voted - For
32 Authorization of Legal Formalities Management For Voted - For
33 Remuneration Report (Advisory) Management For Voted - For
34 Non-Voting Meeting Note N/A N/A Non-Voting
BANK OF QUEENSLAND
SECURITY ID: Q12764116 TICKER: BOQ
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Roger Davis Management For Voted - For
3 Re-elect Michelle Tredenick Management For Voted - For
4 Elect Bruce J. Carter Management For Voted - For
5 Elect Margaret L. Seale Management For Voted - For
6 Renew Award Rights Plan Management For Voted - For
7 Remuneration Report Management For Voted - For
BENDIGO AND ADELAIDE BANK LTD
SECURITY ID: Q1458B102 TICKER: BEN
Meeting Date: 27-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Jacqueline Hey Management For Voted - For
3 Ratify Placement of Securities Management For Voted - For
4 REMUNERATION REPORT Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BEZEQ THE ISRAELI TELECOMUNICATION CORP. LTD.
SECURITY ID: M2012Q100 TICKER: BEZQ
Meeting Date: 05-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Indemnification of Directors (Controlling
Shareholders) Management For Voted - For
Meeting Date: 14-Jan-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Purchase Set-Top Boxes from the Controlling
Shareholder Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendment of Compensation Policy Management For Voted - For
3 Bonus Targets of CEO for 2015 Management For Voted - For
Meeting Date: 23-Mar-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Antitrust Commissioner's Terms Management For Voted - For
3 DBS Satellite Acquisition Management For Voted - For
Meeting Date: 06-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Dividend Management For Voted - For
4 Elect Shaul Elovitch Management For Voted - Against
5 Elect Or Elovitch Management For Voted - Against
6 Elect Orna Elovitch Peled Management For Voted - For
7 Elect Amikam Shorer Management For Voted - For
8 Elect Rami Nomkin Management For Voted - For
9 Elect Eldad Ben Moshe Management For Voted - For
10 Elect Joshua Rosenzweig Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
BGC PARTNERS INC
SECURITY ID: 05541T101 TICKER: BGCP
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Howard W. Lutnick Management For Voted - For
1.2 Elect John H. Dalton Management For Voted - Withheld
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Albert M. Weis Management For Voted - Withheld
1.4 Elect Stephen T. Curwood Management For Voted - Withheld
1.5 Elect William J. Moran Management For Voted - Withheld
1.6 Elect Linda A. Bell Management For Voted - Withheld
2 Long Term Incentive Plan Management For Voted - Against
BOUYGUES
SECURITY ID: F11487125 TICKER: EN
Meeting Date: 23-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Related Party Transactions Management For Voted - Against
9 Elect Fran[]ois Berti[]re Management For Voted - Against
10 Elect Martin Bouygues Management For Voted - For
11 Elect Anne-Marie Idrac Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Appointment of Alternate Auditor Management For Voted - For
14 Remuneration of Martin Bouygues, Chairman and CEO Management For Voted - For
15 Remuneration of Olivier Bouygues, Deputy CEO Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - Against
17 Authority to Cancel Shares and Reduce Capital Management For Voted - For
18 Authority to Issue Shares and/or Convertible
Securities w/ Preemptive Rights Management For Voted - Against
19 Authority to Increase Capital Through
Capitalizations Management For Voted - Against
20 Authority to Issue Shares Authority to Issue Shares
and/or Convertible Securities w/o Preemptive Rights Management For Voted - Against
21 Authority to Issue Shares Authority to Issue Shares
and/or Convertible Securities Through Private
Placement Management For Voted - Against
22 Authority to Set Offering Price of Shares Management For Voted - Against
23 Greenshoe Management For Voted - Against
24 Authority to Increase Capital in Consideration for
Contributions in Kind Management For Voted - Against
25 Authority to Increase Capital in Case of Exchange
Offer Management For Voted - Against
26 Authority for Subsidiaries to Issue Securities
Convertible into Company Shares Management For Voted - Against
27 Employee Stock Purchase Plan Management For Voted - Against
28 Authority to Grant Stock Options Management For Voted - Against
29 Authority to Issue Warrants as a Takeover Defense Management For Voted - Against
30 Authorization of Legal Formalities Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAPSTEAD MORTGAGE CORP.
SECURITY ID: 14067E506 TICKER: CMO
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Jack Bernard Management For Voted - For
2 Elect Jack Biegler Management For Voted - For
3 Elect Michelle P. Goolsby Management For Voted - For
4 Elect Andrew F. Jacobs Management For Voted - For
5 Elect Gary Keiser Management For Voted - For
6 Elect Christopher W. Mahowald Management For Voted - For
7 Elect Michael G. O'Neil Management For Voted - For
8 Elect Mark S. Whiting Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
CHARTER HALL RETAIL REIT
SECURITY ID: Q2308D108 TICKER: CQR
Meeting Date: 17-Oct-14 Meeting Type: Annual
1 Ratify John B. Harkness Management For Voted - For
CHIMERA INVESTMENT CORP
SECURITY ID: 16934Q109 TICKER: CIM
Meeting Date: 23-Oct-14 Meeting Type: Annual
1 Elect Paul Donlin Management For Voted - For
2 Elect Mark Abrams Management For Voted - For
3 Elect Gerard Creagh Management For Voted - For
4 Elect Dennis M. Mahoney Management For Voted - Against
5 Elect Paul A. Keenan Management For Voted - For
6 Elect John P. Reilly Management For Voted - For
7 Elect Matthew Lambiase Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
COMMONWEALTH BANK OF AUSTRALIA
SECURITY ID: Q26915100 TICKER: CBA
Meeting Date: 12-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Launa K. Inman Management For Voted - For
3 Re-elect Andrew M. Mohl Management For Voted - For
4 Elect Shirish Apte Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect David Higgins Management For Voted - For
6 Elect Stephen Mayne Management Against Voted - Against
7 REMUNERATION REPORT Management For Voted - For
8 Equity Grant (MD/CEO Ian Narev) Management For Voted - For
9 Shareholder Proposal Regarding Reporting the
Financing of Greenhouse Gas Emissions Shareholder Against Voted - Against
CONSOLIDATED COMMUNICATIONS HOLDINGS INC
SECURITY ID: 209034107 TICKER: CNSL
Meeting Date: 08-Oct-14 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect Richard A. Lumpkin Management For Voted - Withheld
1.2 Elect Timothy D. Taron Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Amendment to the Equity Compensation Plan Management For Voted - For
CORIO NV
SECURITY ID: N2273C104 TICKER: CORA
Meeting Date: 08-Dec-14 Meeting Type: Special
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Amendments to Articles (Pre-Merger) Management For Voted - For
4 Merger Management For Voted - For
5 Amendments to Articles (Post-Merger) Management For Voted - For
6 Amendments to Articles (Post-Delisting) Management For Voted - For
7 Elect Jean-Marc Jestin Management For Voted - For
8 Elect Bruno Valentin Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Elect Laurent Morel Management For Voted - For
11 Elect Jean-Michel Gault Management For Voted - For
12 Elect Marie-Th[]r[]se Dimasi Management For Voted - For
13 Ratification of Supervisory Board Acts Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CRESCENT POINT ENERGY CORP
SECURITY ID: 22576C101 TICKER: CPG
Meeting Date: 07-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Rene Amirault Management For Voted - For
4 Elect Peter Bannister Management For Voted - For
5 Elect Laura A. Cillis Management For Voted - For
6 Elect D. Hugh Gillard Management For Voted - For
7 Elect Robert F. Heinemann Management For Voted - For
8 Elect Gerald A. Romanzin Management For Voted - For
9 Elect Scott Saxberg Management For Voted - For
10 Elect Gregory G. Turnbull Management For Voted - Against
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Restricted Share Bonus Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
CROMWELL PROPERTY GROUP
SECURITY ID: Q2995J103 TICKER: CMW
Meeting Date: 26-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Geoffrey H. Levy Management For Voted - For
4 Elect Jane Tongs Management For Voted - For
5 Elect Andrew Konig Management For Voted - For
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ratify Placement of Securities Management For Voted - For
CYS INVESTMENTS INC
SECURITY ID: 12673A108 TICKER: CYS
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Kevin E. Grant Management For Voted - For
1.2 Elect Tanya S. Beder Management For Voted - For
1.3 Elect Karen Hammond Management For Voted - For
1.4 Elect Jeffrey P. Hughes Management For Voted - For
1.5 Elect Stephen P. Jonas Management For Voted - For
1.6 Elect Raymond A. Redlingshafer, Jr. Management For Voted - For
1.7 Elect Dale Anne Reiss Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
1.8 Elect James A. Stern
1.9 Elect David A. Tyson
2 Advisory Vote on Executive Compensation
3 Ratification of Auditor
DREAM GLOBAL REAL ESTATE INVESTMENT TRUST
SECURITY ID: 26154A106 TICKER: DRG.UN
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Elect Detlef Bierbaum
3 Elect Michael J. Cooper
4 Elect Jane Gavan
5 Elect Duncan N.R. Jackman
6 Elect Johann Koss
7 Elect John Sullivan
8 Appointment of Auditor and Authority to Set Fees
9 Amendment to the Deferred Unit Incentive Plan
DUET GROUP
SECURITY ID: Q32878193 TICKER: DUE
Meeting Date: 19-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Remuneration Report (DIHL)
4 Re-elect Doug Halley (DIHL)
5 Re-elect Shirley In't Veld (DIHL)
6 Elect Jack Hamilton (DIHL)
7 Ratify Placement of Securities (DIHL) Management
8 Amendment to Constitution (DIHL)
9 Non-Voting Agenda Item
10 Remuneration Report (DUECo)
11 Re-elect Doug Halley (DUECo)
12 Re-elect Shirley In't Veld (DUECo)
13 Elect Jack Hamilton (DUECo)
14 Ratify Placement of Securities (DUECo)
15 Amendment to Constitution (DUECo)
16 Non-Voting Agenda Item
17 Ratify Placement of Securities (DFT)
18 Amendment to Constitution (DFT)
19 Non-Voting Agenda Item
20 Remuneration Report (DFL)
21 Re-elect Jane M. Harvey (DFL)
22 Elect Terri Benson (DFL)
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
23 Ratify Placement of Securities (DFL) Management For Voted - For
24 Amendment to Constitution (DFL) Management For Voted - For
25 Non-Voting Meeting Note N/A N/A Non-Voting
EDF
SECURITY ID: F2940H113 TICKER: EDF
Meeting Date: 21-Nov-14 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Amendments to Articles Management For Voted - For
6 Amendment Regarding Director Term Lengths Management For Voted - For
7 Amendment Regarding Board Meetings Management For Voted - For
8 Amendments Regarding Allocation of Profits and
Dividends Management For Voted - For
9 Elect Olivier Appert Management For Voted - Against
10 Elect Philippe Crouzet Management For Voted - For
11 Elect Bruno Lafont Management For Voted - For
12 Elect Bruno L[]chevin Management For Voted - For
13 Elect Marie-Christine Lepetit Management For Voted - For
14 Elect Colette Lewiner Management For Voted - Against
15 Elect Christian Masset Management For Voted - For
16 Elect Jean-Bernard L[]vy Management For Voted - For
17 Elect G[]rard Magnin Management For Voted - For
18 Elect Laurence Parisot Management For Voted - For
19 Elect Philippe Varin Management For Voted - For
20 Directors' Fees Management For Voted - For
21 Shareholder Proposal Regarding Directors' Fees
(Resolution A) Shareholder Against Voted - Against
22 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Approval of Non
Tax-Deductible Expenses Management For Voted - Against
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Shareholder Proposal Regarding Dividend Payments
(Resolution A) Shareholder Against Voted - Against
9 Scrip Dividend Management For Voted - For
10 Related Party Transactions Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Severance Agreement of Jean-Bernard L[]vy, interim
chairman and CEO Management For Voted - For
12 Remuneration of Henri Proglio, Former Chairman and
CEO Management For Voted - For
13 Remuneration of Jean-Bernard L[]vy, Interim Chairman
and CEO Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authorization of Legal Formalities Management For Voted - For
EDP-ENERGIAS DE PORTUGAL S.A.
SECURITY ID: X67925119 TICKER: EDP
Meeting Date: 21-Apr-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Shareholder Proposal Regarding Ratification of
Executive Board of Directors Acts Management For Voted - For
6 Shareholder Proposal Regarding Ratification of
General and Supervisory Board Acts Management For Voted - For
7 Shareholder Proposal Regarding Ratification of
Statutory Auditor Acts Management For Voted - For
8 Authority to Trade in Company Stock Management For Voted - For
9 Authority to Trade in Company Debt Instruments Management For Voted - For
10 Remuneration Report (Management Board) Management For Voted - For
11 Remuneration Report (Corporate Bodies) Management For Voted - For
12 Amendment to Article 4 Management For Voted - For
13 Amendment to Article 11 Management For Voted - For
14 Amendment to Article 16.2 Management For Voted - For
15 Amendments to Article 16.4 Management For Voted - For
16 Shareholder Proposal Regarding Election of General
and Supervisory Board Management For Voted - Abstain
17 Shareholder Proposal Regarding Election of
Executive Board Management For Voted - For
18 Election of Statutory and Alternate Statutory
Auditors Management For Voted - For
19 Shareholder Proposal Regarding Election of Board of
the General Shareholders' Meeting Management For Voted - For
20 Shareholder Proposal Regarding Election of
Remuneration Committee Management For Voted - For
21 Shareholder Proposal Regarding Remuneration
Committee Fees Management For Voted - For
22 Election of Environment and Sustainability Board Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ELISA OYJ
SECURITY ID: X1949T102 TICKER: ELI1V
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and Management Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Number of Auditors Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
EULER HERMES GROUP
SECURITY ID: F2013Q107 TICKER: ELE
Meeting Date: 27-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Approval of Non-Tax
Deductible Expenses Management For Voted - For
5 Consolidated Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Transfer of Reserves Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Elect Cl[]ment Booth Management For Voted - For
10 Elect Philippe Carli Management For Voted - For
11 Elect Maria Gara[]a Management For Voted - For
12 Elect Axel Theis Management For Voted - For
13 Remuneration of Wilfried Verstraete, Chairman of
the Management Board Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
14 Remuneration of Gerd-UweBaden, Fr[]d[]ric Bizi[]re, Clarisse Kopff, Dirk
Oevermann and Paul Overeem.
15 Authority to Repurchase Shares
16 Amendment Regarding Corporate Purpose
17 Amendments to Articles
18 Authorization of Legal Formalities
EVERGRANDE REAL ESTATE GROUP LTD
SECURITY ID: G3225A103 TICKER: 3333
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect Tse Wai Wah
6 Elect XU Wen
7 Elect David CHAU Shing Yim
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares
FBN HOLDINGS PLC
SECURITY ID: V342A5109 TICKER: FBNH
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Election of Directors (Slate)
6 Election of Directors (Slate)
7 Appointment of Auditor
8 Authority to Set Auditor's Fees
9 Election of Audit Committee Members
10 Directors' Fees
11 Bonus Share Issuance
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
FONCIERE DES REGIONS
SECURITY ID: F3832L139 TICKER: FDR
Meeting Date: 17-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports : Ratification of Board Acts
;
Approval of Non Tax-Deductible Expenses
5 Consolidated Accounts and Reports
6 Allocation of Profits/Dividends
7 Related Party Transactions
8 Severance agreement of Mr Christophe Kullmann, CEO
9 Severance agreement of Mr Olivier Esteve
10 Remuneration of Jean Laurent, Chairman
11 Remuneration of Christophe Kullman, CEO
12 Remuneration of Olivier Esteve
13 Remuneration of Aldo Mazzocco
14 Elect Jean Laurent
15 Elect Leonardo Del Vecchio
16 Elect ACM Vie
17 Elect Jean-Luc Biamonti
18 Elect GMF Vie
19 Elect Bertrand de Feydeau
20 Elect P Predica
21 Elect Pierre Vaquier
22 Elect Romolo Bardin
23 Elect Delphine Benchetrit
24 Authority to Repurchase Shares
25 Amendment Regarding Double Voting Rights
26 Amendment Regarding Director Term Length
27 Amendments to Articles
28 Authority to Increase Capital Through
Capitalizations
29 Authority to Cancel Shares and Reduce Share Capital
30 Authority to Issue Shares and/or Convertible
Securities w/ Preemptive Rights
31 Authority to Issue Shares and/or Convertible Securities w/o Preemptive
Rights
32 Employee Stock Purchase Plan
33 Authorization of Legal Formalities
34 Non-Voting Meeting Note
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
FONCIERE DES REGIONS
SECURITY ID: F42399109 TICKER: FDR
Meeting Date: 17-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Accounts and Reports : Ratification of Board Acts
;
Approval of Non Tax-Deductible Expenses
5 Consolidated Accounts and Reports
6 Allocation of Profits/Dividends
7 Related Party Transactions
8 Severance agreement of Mr Christophe Kullmann, CEO
9 Severance agreement of Mr Olivier Esteve
10 Remuneration of Jean Laurent, Chairman
11 Remuneration of Christophe Kullman, CEO
12 Remuneration of Olivier Esteve
13 Remuneration of Aldo Mazzocco
14 Elect Jean Laurent
15 Elect Leonardo Del Vecchio
16 Elect ACM VIE
17 Elect Jean-Luc Biamonti
18 Elect GMF Vie
19 Elect Bertrand de Feydeau
20 Elect P Predica
21 Elect Pierre Vaquier
22 Elect Romolo Bardin
23 Elect Delphine Benchetrit
24 Authority to Repurchase Shares
25 Amendment Regarding Double Voting Rights
26 Amendment Regarding Director Term Length
27 Amendments to Articles
28 Authority to Increase Capital Through
Capitalizations
29 Authority to Cancel Shares and Reduce Share Capital
30 Authority to Issue Shares and/or Convertible
Securities w/ Preemptive Rights
31 Authority to Issue Shares and/or Convertible Securities w/o Preemptive
Rights
32 Employee Stock Purchase Plan
33 Authorization of Legal Formalities
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FORTUM OYJ
SECURITY ID: X2978Z118 TICKER: FUM1V
Meeting Date: 31-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and Management Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
FRANKLIN STREET PROPERTIES CORP.
SECURITY ID: 35471R106 TICKER: FSP
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect John N. Burke Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
FREENET AG
SECURITY ID: D3689Q134 TICKER: FNTN
Meeting Date: 21-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Allocation of Profits/Dividends Management For Take No Action
8 Ratification of Management Board Acts Management For Take No Action
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Ratification of Supervisory Board Acts Management For Take No Action
10 Appointment of Auditor Management For Take No Action
11 ELECT SABINE CHRISTIANSEN TO THE SUPERVISORY BOARD Management For Take No Action
FRIENDS LIFE GROUP LIMITED.
SECURITY ID: G8138T107 TICKER: FLG
Meeting Date: 26-Mar-15 Meeting Type: Court
1 Approve Scheme of Arrangement Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Mar-15 Meeting Type: Ordinary
1 Effect Scheme of Arrangement Management For Voted - For
FRONTIER COMMUNICATIONS CORP
SECURITY ID: 35906A108 TICKER: FTR
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Peter C. B. Bynoe Management For Voted - For
1.3 Elect Diana S. Ferguson Management For Voted - For
1.4 Elect Edward Fraioli Management For Voted - For
1.5 Elect Daniel J. McCarthy Management For Voted - For
1.6 Elect Pamela D.A. Reeve Management For Voted - For
1.7 Elect Virginia P. Ruesterholz Management For Voted - For
1.8 Elect Howard L. Schrott Management For Voted - For
1.9 Elect Larraine D. Segil Management For Voted - For
1.10 Elect Mark S. Shapiro Management For Voted - For
1.11 Elect Myron A. Wick, III Management For Voted - For
1.12 Elect Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
HERA SPA
SECURITY ID: T5250M106 TICKER: HER
Meeting Date: 28-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - Against
3 Amendments to Articles Management For Voted - Against
4 Accounts and Reports; Allocation of
Profits/Dividends Management For Voted - For
5 Remuneration Report Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Authority to Repurchase and Reissue Shares Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
HOSPITALITY PROPERTIES TRUST
SECURITY ID: 44106M102 TICKER: HPT
Meeting Date: 01-Jun-15 Meeting Type: Annual
1 Elect Bruce M. Gans Management For Did Not Vote
2 Elect Adam D. Portnoy Management For Did Not Vote
3 Ratification of Policy Regarding Maryland's
Anti-Takeover Law Management For Did Not Vote
4 Advisory Vote on Executive Compensation Management For Did Not Vote
5 Ratification of Auditor Management For Did Not Vote
1 Elect Bruce M. Gans Management N/A Voted - Against
2 Elect Adam D. Portnoy Management N/A Voted - Against
3 Ratification of Policy Regarding Maryland's
Anti-Takeover Law Management N/A Voted - Against
4 Advisory Vote on Executive Compensation Management N/A Voted - For
5 Ratification of Auditor Management N/A Voted - For
6 Shareholder Proposal Regarding Opt Out of
Maryland's Unsolicited Takeover Act Shareholder N/A Voted - For
HUTCHISON PORT HOLDINGS TRUST
SECURITY ID: Y3780D104 TICKER: NS8U
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
INVESCO MORTGAGE CAPITAL INC
SECURITY ID: 46131B100 TICKER: IVR
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect G. Mark Armour Management For Voted - For
2 Elect James S. Balloun Management For Voted - For
3 Elect John S. Day Management For Voted - For
4 Elect Karen D. Kelley Management For Voted - For
5 Elect Edward J. Hardin Management For Voted - For
6 Elect James R. Lientz, Jr. Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
IOOF HOLDINGS
SECURITY ID: Q49809108 TICKER: IFL
Meeting Date: 25-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Ian G. Griffiths Management For Voted - For
3 Re-elect Roger N. Sexton Management For Voted - For
4 Elect Allan R. Griffiths Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Equity Grant (MD, Christopher Kelaher) Management For Voted - For
7 Approve Financial Assistance Management For Voted - For
KAZMUNAIGAS EXPLORATION PRODUCTION
SECURITY ID: 48666V204 TICKER: Q9H1
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Receive Appeals of Shareholders Shareholder For Voted - For
7 Report on the Board of Directors Remuneration Management For Voted - For
MEDICAL PROPERTIES TRUST INC
SECURITY ID: 58463J304 TICKER: MPW
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Edward K. Aldag, Jr. Management For Voted - For
1.2 Elect G. Steven Dawson Management For Voted - For
1.3 Elect R. Steven Hamner Management For Voted - Withheld
1.4 Elect Robert E. Holmes Management For Voted - For
1.5 Elect Sherry A. Kellett Management For Voted - For
1.6 Elect William G. McKenzie Management For Voted - For
1.7 Elect L. Glenn Orr, Jr. Management For Voted - Withheld
1.8 Elect D. Paul Sparks Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Change to Majority with Resignation voting for
directors Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MYER HOLDINGS LTD
SECURITY ID: Q64865100 TICKER: MYR
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ian Cornell Management For Voted - For
3 Elect Bob Thorn Management For Voted - For
4 Re-elect Paul McClintock Management For Voted - For
5 Re-elect Anne Brennan Management For Voted - For
6 REMUNERATION REPORT Management For Voted - For
7 Equity Grant (MD/CEO Bernie Brookes) Management For Voted - For
8 Approve Termination Benefits Management For Voted - For
9 Renew Proportional Takeover Provisions Management For Voted - For
NATIONAL AUSTRALIA BANK
SECURITY ID: Q65336119 TICKER: NAB
Meeting Date: 18-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Kenneth R. Henry Management For Voted - For
3 Elect David H. Armstrong Management For Voted - For
4 Elect Peeyush Kumar Gupta Management For Voted - For
5 Elect Geraldine McBride Management For Voted - For
6 REMUNERATION REPORT Management For Voted - For
7 Equity Grant (MD/CEO Andrew Thorburn) Management For Voted - For
NEW YORK COMMUNITY BANCORP INC.
SECURITY ID: 649445103 TICKER: NYCB
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Elect Maureen E. Clancy Management For Voted - For
2 Elect Hanif M. Dahya Management For Voted - For
3 Elect Joseph R. Ficalora Management For Voted - For
4 Elect James J. O'Donovan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
NEW YORK MORTGAGE TRUST INC
SECURITY ID: 649604501 TICKER: NTR
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect David R. Bock Management For Voted - For
1.2 Elect Alan L. Hainey Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Steven R. Mumma Management For Voted - For
1.4 Elect Douglas E. Neal Management For Voted - Withheld
1.5 Elect Steven G. Norcutt Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
NORTHSTAR REALTY FINANCE CORP
SECURITY ID: 66704R704 TICKER: NRF
Meeting Date: 28-Nov-14 Meeting Type: Special
1 Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect David T. Hamamoto Management For Voted - For
1.2 Elect Judith A. Hannaway Management For Voted - Withheld
1.3 Elect Wesley D. Minami Management For Voted - Withheld
1.4 Elect Louis J. Paglia Management For Voted - Withheld
1.5 Elect Charles W. Schoenherr Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
OMEGA HEALTHCARE INVESTORS, INC.
SECURITY ID: 681936100 TICKER: OHI
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Increase of Authorized Common Stock Management For Voted - For
3 Repeal of Classified Board Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Right to Adjourn Meeting Management For Voted - For
ONEBEACON INSURANCE GROUP LTD.
SECURITY ID: G67742109 TICKER: OB
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Raymond Barrette Management For Voted - For
1.2 Elect Reid T. Campbell Management For Voted - Withheld
1.3 Elect Morgan W. Davis Management For Voted - For
2 Election Directors of Split Rock Insurance Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ORION OSJ
SECURITY ID: X6002Y112 TICKER: OODH
Meeting Date: 24-Mar-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and Management Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
PARKLAND FUEL CORPORATION
SECURITY ID: 70137T105 TICKER: PKI
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John Bechtold Management For Voted - For
3 Elect Lisa Colnett Management For Voted - For
4 Elect Robert B. Espey Management For Voted - For
5 Elect James Pantelidis Management For Voted - For
6 Elect Domenic Pilla Management For Voted - For
7 Elect Ron D. Rogers Management For Voted - For
8 Elect David A. Spencer Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
PDL BIOPHARMA INC
SECURITY ID: 69329Y104 TICKER: PDLI
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Jody S. Lindell Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect John P. McLaughlin Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Adoption of the Amended 2005 Equity Incentive Plan Management For Voted - For
PENNYMAC MORTGAGE INVESTMENT TRUST
SECURITY ID: 70931T103 TICKER: PMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1.1 Elect Stanford L. Kurland Management For Voted - For
1.2 Elect David A. Spector Management For Voted - For
1.3 Elect Randall D. Hadley Management For Voted - For
1.4 Elect Clay A. Halvorsen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PHOENIX GROUP HOLDINGS
SECURITY ID: G7091M109 TICKER: PHNX
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report (Advisory) Management For Voted - For
3 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
5 Authority to Repurchase Shares Management For Voted - For
6 Elect Ren[]-Pierre Azria Management For Voted - For
7 Elect Alastair W.S. Barbour Management For Voted - For
8 Elect Clive Bannister Management For Voted - For
9 Elect Ian Cormack Management For Voted - For
10 Elect Tom Cross Brown Management For Voted - For
11 Elect Howard J. Davies Management For Voted - For
12 Elect Isabel Hudson Management For Voted - For
13 Elect Jim McConville Management For Voted - For
14 Elect David Woods Management For Voted - For
15 Elect Kory Sorenson Management For Voted - For
16 Allocation of Profits/Dividends Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authority to Set Auditor's Fees Management For Voted - For
PROVIDENT FINANCIAL PLC
SECURITY ID: G72783171 TICKER: PFG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Remuneration Report (Advisory) Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Rob Anderson Management For Voted - For
5 Elect Peter Crook Management For Voted - For
6 Elect Andrew C. Fisher Management For Voted - For
7 Elect Alison Halsey Management For Voted - For
8 Elect Malcolm Le May Management For Voted - For
9 Elect Stuart Sinclair Management For Voted - For
10 Elect Manjit Wolstenholme Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authorisation of Political Donations Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Long Term Incentive Scheme Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
19 Variable Pay Cap (Vanquis Bank Limited) Management For Voted - For
R.R. DONNELLEY & SONS CO.
SECURITY ID: 257867101 TICKER: RRD
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Thomas J. Quinlan, III Management For Voted - For
2 Elect Susan M. Cameron Management For Voted - For
3 Elect Richard L. Crandall Management For Voted - For
4 Elect Susan M. Gianinno Management For Voted - For
5 Elect Judith H. Hamilton Management For Voted - For
6 Elect Jeffrey M. Katz Management For Voted - For
7 Elect Richard K. Palmer Management For Voted - For
8 Elect John C. Pope Management For Voted - For
9 Elect Michael T. Riordan Management For Voted - For
10 Elect Oliver R. Sockwell Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
RAIT FINANCIAL TRUST
SECURITY ID: 749227609 TICKER: RAS
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Scott F. Schaeffer Management For Voted - For
2 Elect Andrew Batinovich Management For Voted - For
3 Elect Edward S. Brown Management For Voted - Against
4 Elect Frank A. Farnesi Management For Voted - Against
5 Elect S. Kristin Kim Management For Voted - Against
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
6 Elect Jon C. Sarkisian
7 Elect Andrew M. Silberstein
8 Elect Murray Stempel, III
9 Ratification of Auditor
REDEFINE PROPERTIES LIMITED
SECURITY ID: S6815L196 TICKER: RDF
Meeting Date: 19-Feb-15 Meeting Type: Annual
1 Accounts and Reports
2 Elect David A. Nathan
3 Elect Mike J. Watters
4 Elect Leon C. Kok
5 Re-elect Bernard Nackan
6 Re-elect G[]nter Steffens
7 Elect Audit and Risk Committee Member (David Nathan)
8 Elect Audit and Risk Committee Member (Bernard
Nackan)
9 Elect Audit and Risk Committee Member (G[]nter Steffens)
10 Appointment of Auditor
11 General Authority to Issue Shares
12 Authority to Issue Shares for Cash
13 Approve Remuneration Policy
14 Authority to Issue Shares Pursuant to Reinvestment
Option
15 Approve NEDs' Fees
16 Authority to Repurchase Shares
17 Approve Financial Assistance
18 Authorisation of Legal Formalities
Meeting Date: 05-Jun-15
Meeting Type: Ordinary
1 Approve Financial Assistance
2 Authority to Issue Shares for Cash
3 Authorisation of Legal Formalities
RESOURCE CAPITAL CORP
SECURITY ID: 76120W302 TICKER: RSO
Meeting Date: 03-Jun-15
Meeting Type: Annual
1 Elect Walter T. Beach
2 Elect Edward E. Cohen
3 Elect Jonathan Z. Cohen
4 Elect Richard L. Fore
5 Elect William B. Hart
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Abstain
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Gary Ickowicz Management For Voted - For
7 Elect Steven J. Kessler Management For Voted - For
8 Elect Murray S. Levin Management For Voted - Against
9 Elect P. Sherrill Neff Management For Voted - For
10 Elect Stephanie H. Wiggins Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Transaction of Other Business Management For Voted - Against
SABRA HEALTHCARE REIT INC
SECURITY ID: 78573L106 TICKER: SBRA
Meeting Date: 17-Jun-15 Meeting Type: Annual
1 Elect Craig Barbarosh Management For Voted - For
2 Elect Robert A. Ettl Management For Voted - For
3 Elect Michael J. Foster Management For Voted - For
4 Elect Richard K. Matros Management For Voted - For
5 Elect Milton J. Walters Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
SENIOR HOUSING PROPERTIES TRUST
SECURITY ID: 81721M109 TICKER: SNH
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect Jeffrey P. Somers Management For Voted - Abstain
2 Elect Barry M. Portnoy Management For Voted - Abstain
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
SOUTHERN CROSS MEDIA GROUP LIMITED
SECURITY ID: Q8571C107 TICKER: SXL
Meeting Date: 21-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Robert Murray Management For Voted - For
4 Elect Kathryn J. Gramp Management For Voted - For
5 Elect Glen Boreham Management For Voted - For
6 Re-elect Leon Pasternak Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Board Spill Meeting Resolution Management Against Voted - Against
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SPARK INFRASTRUCTURE GROUP
SECURITY ID: Q8604W120 TICKER: SKI
Meeting Date: 22-May-15 Meeting Type: Annual
1 Remuneration Report Management For Voted - For
2 Re-elect Anne McDonald Management For Voted - For
3 Re-elect Keith S. Turner Management For Voted - For
4 Elect Christine McLoughlin Management For Voted - For
5 Elect Karen Penrose Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
STANDARD LIFE PLC
SECURITY ID: G84278103 TICKER: SL
Meeting Date: 03-Oct-14 Meeting Type: Ordinary
1 Divestiture Management For Voted - For
Meeting Date: 13-Mar-15 Meeting Type: Ordinary
1 Return of Capital (B/C Share Scheme) and Share
Consolidation Management For Voted - For
STANDARD LIFE PLC
SECURITY ID: G84278129 TICKER: SL
Meeting Date: 12-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Report (Advisory) Management For Voted - For
6 Remuneration Policy (Binding) Management For Voted - For
7 Amendments to Executive LTIP Management For Voted - For
8 Elect Gerry Grimstone Management For Voted - For
9 Elect Pierre Danon Management For Voted - For
10 Elect Crawford Gillies Management For Voted - For
11 Elect No[]l Harwerth Management For Voted - For
12 Elect David Nish Management For Voted - For
13 Elect John G.H. Paynter Management For Voted - For
14 Elect Lynne Peacock Management For Voted - For
15 Elect Martin Pike Management For Voted - For
16 Elect Keith Skeoch Management For Voted - For
17 Elect Isabel Hudson Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Elect Kevin Parry Management For Voted - For
19 Elect Luke Savage Management For Voted - For
20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authorisation of Political Donations Management For Voted - For
24 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - Against
25 Amendments to Articles Management For Voted - For
STARHUB LIMITED
SECURITY ID: Y8152F132 TICKER: CC3
Meeting Date: 28-Apr-15
Meeting Type: Annual
1 Accounts and Reports
2 Elect KUA Hong Pak
3 Elect Nihal Vijaya Devadas Kaviratne
4 Elect Robert J. Sachs
5 Elect LIM Ming Seong
6 Elect TEO Ek Tor
7 Elect LIU Chee Ming
8 Elect Takeshi Kazami
9 Directors' Fees
10 Allocation of Profits/Dividends
11 Appointment of Auditor and Authority to Set Fees
12 Authority to Issue Shares w/ or w/o Preemptive
Rights
13 Non-Voting Agenda Item
14 Non-Voting Agenda Item
15 Non-Voting Agenda Item
16 Authority to Grant Awards and Issue Awards under
StarHub Performance Share Plan 2014 and the StarHub Restricted Stock Plan 2014
Meeting Date: 28-Apr-15
Meeting Type: Special
1 Authority to Repurchase Shares
2 Related Party Transactions
3 Non-Voting Meeting Note
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
STARWOOD PROPERTY TRUST INC
SECURITY ID: 85571B105 TICKER: STWD
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Richard D. Bronson Management For Voted - For
1.2 Elect Jeffrey G. Dishner Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Camille J. Douglas Management For Voted - For
1.4 Elect Solomon J. Kumin Management For Voted - For
1.5 Elect Barry S. Sternlicht Management For Voted - For
1.6 Elect Strauss Zelnick Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - Against
STOCKLAND
SECURITY ID: Q8773B105 TICKER: SGP
Meeting Date: 28-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect Thomas W. Pockett Management For Voted - For
4 Re-elect Peter Scott Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Equity Grant (MD/CEO, Mark Steinert) Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
SUEZ ENVIRONNEMENT COMPANY
SECURITY ID: F4984P118 TICKER: SEV
Meeting Date: 12-May-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports; Approval of Non
Tax-Deductible Expenses Management For Voted - For
5 Consolidated Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Ratification of the Co-option and election of Anne
Lauvergeon Management For Voted - For
8 Ratification of the Co-option Isidro Faine Casas Management For Voted - Against
9 Elect Nicolas Bazire Management For Voted - Against
10 Elect Val[]rie Bernis Management For Voted - For
11 Elect Lorenz d'Este Management For Voted - For
12 Elect Isabelle Kocher Management For Voted - Against
13 Related Party Transactions Management For Voted - For
14 Remuneration of G[]rard Mestrallet, Chairman Management For Voted - For
15 Remuneration of Jean-Louis Chaussade, CEO Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Amendments Regarding Employee Shareholder
Representatives Management For Voted - For
18 Amendments Regarding Double Voting Rights Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
19 Amendments Regarding Record Date Management For Voted - For
20 Authority to Cancel Shares and Reduce Capital Management For Voted - For
21 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
22 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
23 Authority to Issue Through Private Placement Management For Voted - For
24 Greenshoe Management For Voted - For
25 Authority Increase Capital for Contributions in Kind Management For Voted - For
26 Authority Increase Capital in Case of Exchange Offer Management For Voted - For
27 Employee Stock Purchase Plan Management For Voted - For
28 Employee Stock Purchase Plan for Overseas Employees Management For Voted - For
29 Limit to Capital Increase Management For Voted - For
30 Authorization of Legal Formalities Management For Voted - For
SUNTEC REAL ESTATE INVESTMENT TRUST
SECURITY ID: Y82954101 TICKER: T82U
Meeting Date: 15-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
SURGE ENERGY INC
SECURITY ID: 86880Y109 TICKER: SGY
Meeting Date: 04-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Paul Colborne Management For Voted - For
4 Elect P. Daniel O'Neil Management For Voted - For
5 Elect Robert A. Leach Management For Voted - For
6 Elect James Pasieka Management For Voted - Against
7 Elect Keith E. Macdonald Management For Voted - Against
8 Elect Murray Smith Management For Voted - For
9 Elect Colin Davies Management For Voted - For
10 Elect Daryl Gilbert Management For Voted - Against
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SYDNEY AIRPORT
SECURITY ID: Q8808P103 TICKER: SYD
Meeting Date: 14-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
4 Re-elect Trevor Gerber
5 Non-Voting Agenda Item
6 Re-elect Russell Balding
TELIASONERA AB
SECURITY ID: W95890104 TICKER: TLSN
Meeting Date: 08-Apr-15
Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Non-Voting Agenda Item
6 Non-Voting Agenda Item
7 Non-Voting Agenda Item
8 Non-Voting Agenda Item
9 Non-Voting Agenda Item
10 Non-Voting Agenda Item
11 Accounts and Reports
12 Allocation of Profits/Dividends
13 Ratification of Board and Management Acts
14 Board Size
15 Directors' Fees
16 Election of Directors
17 Election of Chairman and Vice Chairman
18 Number of Auditors
19 Authority to Set Auditor's Fees
20 Appointment of Auditor
21 Nomination Committee
22 Remuneration Guidelines
23 Authority to Repurchase Shares
24 Approval of long-term incentive plan 2015/2018
25 Transfer of shares pursuant to incentive plan
26 Shareholder Proposal Regarding Report
27 Shareholder Proposal Regarding Special Investigation
28 Shareholder Proposal Regarding Shareholder
Association
29 Shareholder Proposal Regarding Minority Shareholder
Representatives
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
Shareholder Against Voted - Against
TELSTRA CORPORATION
SECURITY ID: Q8975N105 TICKER: TLS
Meeting Date: 14-Oct-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter R. Hearl Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Re-elect John P. Mullen Management For Voted - For
4 Re-elect Catherine B. Livingstone Management For Voted - For
5 Equity Grant (CEO David Thodey) Management For Voted - For
6 REMUNERATION REPORT Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
TOTAL S.A.
SECURITY ID: F92124100 TICKER: TOT
Meeting Date: 29-May-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Scrip Dividend Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Elect Patrick Artus Management For Voted - For
11 Elect Anne-Marie Idrac Management For Voted - For
12 Elect Patrick Pouyann[] Management For Voted - For
13 Severance Agreement, Retirement Benefits and
Supplementary Pension Plan of Patrick Pouyann[], CEO Management For Voted - For
14 Remuneration of Thierry Desmarest, Chairman Management For Voted - For
15 Remuneration of Patrick Pouyann[], CEO Management For Voted - For
16 Remuneration of Christophe de Margerie, Chairman
and CEO until October 20, 2014 Management For Voted - For
17 Shareholder Proposal Regarding Profit-Sharing Shareholder Against Voted - Against
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA S.A.
SECURITY ID: P9T5CD126 TICKER: TAEE11
Meeting Date: 12-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Authority to Participate in Auction of Transmission
Facility Concessions Management For Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Elect Luiz Henrique de Castro Carvalho Management For Take No Action
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Authority to Participate in Auction of Transmission
Facility Concessions Management For Take No Action
Meeting Date: 12-Feb-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Election of Directors Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Election of Directors Management For Voted - Against
7 Election of Board Member(s) Representative of
Minority
Shareholders Management N/A Voted - Abstain
8 Election of Board Member(s) Representative of
Preferred Shareholders Management N/A Voted - Abstain
9 Election of Supervisory Board Management For Voted - For
10 Election of Supervisory Council Member(s)
Representative of Minority Shareholders Management N/A Voted - Abstain
11 Election of Supervisory Council Member(s)
Representative of Preferred Shareholders Management N/A Voted - Abstain
12 Remuneration Policy Management For Voted - Abstain
Meeting Date: 22-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles (Share Capital
Reconciliation) Management For Voted - For
UPM-KYMMENE OYJ
SECURITY ID: X9518S108 TICKER: UPM1V
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratification of Board and CEO Acts Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Board Size Management For Voted - For
14 Election of Directors Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Charitable Donations Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
VECTOR GROUP LTD
SECURITY ID: 92240M108 TICKER: VGR
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Bennett S. LeBow Management For Voted - For
1.2 Elect Howard M. Lorber Management For Voted - For
1.3 Elect Ronald J. Bernstein Management For Voted - For
1.4 Elect Stanley S. Arkin Management For Voted - For
1.5 Elect Henry C. Beinstein Management For Voted - Withheld
1.6 Elect Jeffrey S. Podell Management For Voted - Withheld
1.7 Elect Jean E. Sharpe Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
VENTURE CORPORATION LTD.
SECURITY ID: Y9361F111 TICKER: V03
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Jonathan S. Huberman Management For Voted - For
4 Elect Cecil Vivian Richard Wong Management For Voted - For
5 Elect GOON Kok Loon Management For Voted - For
6 Elect KOH Lee Boon Management For Voted - For
7 Elect WONG Ngit Liong Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Authority to Issue Shares under the Venture
Corporation Executives' Share Option Schemes Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
VEOLIA ENVIRONNEMENT
SECURITY ID: F9686M107 TICKER: VIE
Meeting Date: 22-Apr-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Consolidated Accounts and Reports Management For Voted - For
6 Approval of Non Tax-Deductible Expenses Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Incentive Plan for Antoine Fr[]rot, CEO Management For Voted - Against
10 Elect Maryse Aulagnon Management For Voted - Against
11 Elect Baudouin Prot Management For Voted - For
12 Elect Louis Schweitzer Management For Voted - For
13 Elect Homaira Akbari Management For Voted - For
14 Elect Clara Gaymard Management For Voted - For
15 Ratification of the Co-Option of Georges Ralli Management For Voted - For
16 Remuneration of Antoine Fr[]rot, CEO Management For Voted - Against
17 Directors' Fees Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Amendment Regarding Record Date Management For Voted - For
20 Amendment Regarding Double Voting Rights
(Resolution A) Management Against Voted - For
21 Authorization of Legal Formalities Management For Voted - For
VERESEN INC
SECURITY ID: 92340R106 TICKER: VSN
Meeting Date: 06-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald L. Althoff Management For Voted - For
3 Elect J. Paul Charron Management For Voted - For
4 Elect Maureen E. Howe Management For Voted - For
5 Elect Robert J. Iverach Management For Voted - For
6 Elect Rebecca A. McDonald Management For Voted - For
7 Elect Stephen W.C. Mulherin Management For Voted - For
8 Elect Henry W. Sykes Management For Voted - For
9 Elect Bertrand A. Valdman Management For Voted - For
GLOBAL X SUPER DIVIDEND ETF
PROPOSAL
10 Elect Thierry Vandal
11 Appointment of Auditor
12 Advance Notice Provision
WESTPAC BANKING CORP
SECURITY ID: Q97417101 TICKER: WBK
Meeting Date: 12-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note
2 REMUNERATION REPORT
3 Re-elect Lindsay P. Maxsted
4 Re-elect Robert G. Elstone
5 Elect Alison Deans
WINDSTREAM HOLDINGS INC
SECURITY ID: 97382A101 TICKER: WIN
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Reverse Stock Split
2 In Connection with Spin-Off, Remove Voting
Requirement in Subsidiary's Certificate of
Incorporation
3 Right to Adjourn Meeting
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Carol B. Armitage
2 Elect Samuel E. Beall III
3 Elect Francis X. Frantz
4 Elect Jeffrey T. Hinson
5 Elect Judy K. Jones
6 Elect William G. LaPerch
7 Elect William A. Montgomery
8 Elect Michael G. Stoltz
9 Elect Anthony W. Thomas
10 Elect Alan L. Wells
11 Advisory Vote on Executive Compensation
12 Enable Shareholders to Call a Special Meeting
13 Elimination of Supermajority Requirement
14 Ratification of Auditor
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AGILE PROPERTY HOLDINGS LTD.
SECURITY ID: G01198103 TICKER: 3383
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Zhuo Lin Management For Voted - Against
6 Elect Fion LUK Sin Fong Management For Voted - For
7 Elect CHENG Hon Kwan Management For Voted - For
8 Elect Stephen HUI Chiu Chung Management For Voted - Against
9 Elect Peter WONG Shiu Hoi Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
BRADESPAR S.A.
SECURITY ID: P1808W104 TICKER: BRAP4
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Non-Voting Meeting Note N/A N/A Did Not Vote
5 Non-Voting Meeting Note N/A N/A Did Not Vote
6 Elect Marcelo Gasparino da Silva as Representative
of Preferred Shareholders Management For Did Not Vote
7 Non-Voting Agenda Item N/A N/A Did Not Vote
8 Elect Olidio Aralde Junior as Representative of
Preferred Shareholders Management For Did Not Vote
9 Elect Peter Edward Cortes Marsden Wilson as
Representative of Preferred Shareholders Management For Did Not Vote
CAPITAL PROPERTY FUND LTD
SECURITY ID: S1542R236 TICKER: CPF
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Elect Banus van der Walt Management For Did Not Vote
2 Elect Trurman M. Zakhe Zuma Management For Did Not Vote
3 Elect Tshiamo Vilakazi Management For Did Not Vote
4 Elect Andrew Teixeira Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect Rual Bornman Management For Did Not Vote
6 Elect Audit Committee Member (Protas Phili) Management For Did Not Vote
7 Elect Audit Committee Member (Jan Potgieter) Management For Did Not Vote
8 Elect Audit Committee Member (Trurman Zuma) Management For Did Not Vote
9 Appointment of Auditor Management For Did Not Vote
10 Authority to Set Auditor's Fees Management For Did Not Vote
11 General Authority to Issue Shares Management For Did Not Vote
12 Authority to Issue Shares for Cash Management For Did Not Vote
13 Authority to Issue Shares for Cash (BEE) Management For Did Not Vote
14 APPROVE REMUNERATION POLICY Management For Did Not Vote
15 Approve Financial Assistance (Section 45) Management For Did Not Vote
16 Authority to Repurchase Shares Management For Did Not Vote
17 Approve Financial Assistance (Section 44) Management For Did Not Vote
18 Approve NEDs' Fees Management For Did Not Vote
19 Authorisation of Legal Formalities Management For Did Not Vote
20 Non-Voting Meeting Note N/A N/A Did Not Vote
CCR S.A.
SECURITY ID: P1413U105 TICKER: CCRO3
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Accounts and Reports Management For Did Not Vote
5 Capital Expenditure Budget Management For Did Not Vote
6 Allocation of Profits/Dividends Management For Did Not Vote
7 Election of Directors; Board Size Management For Did Not Vote
8 Election of Supervisory Council Management For Did Not Vote
9 Remuneration Policy Management For Did Not Vote
Meeting Date: 16-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Amendments to Articles (Management Board Size) Management For Did Not Vote
4 Amendments to Articles (Legal Representation) Management For Did Not Vote
5 Consolidation of Articles Management For Did Not Vote
CESP-CIA ENERGETICA DE SAO PAULO
SECURITY ID: P25784193 TICKER: CESP6
Meeting Date: 27-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Non-Voting Meeting Note N/A N/A Did Not Vote
5 Election of Directors; Election of Supervisory
Council Management For Did Not Vote
6 Non-Voting Meeting Note N/A N/A Did Not Vote
CEZ, A.S.
SECURITY ID: X2337V121 TICKER: CEZ
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Financial Statements Management For Voted - For
6 Consolidated Financial Statements Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Charitable Donations Management For Voted - For
10 Changes to Supervisory Board Composition Management For Voted - Abstain
11 Changes to Audit Committee Composition Management For Voted - Abstain
12 Approval of Contract of Petr Blazek Management For Voted - For
13 Approval of Contract of Jir[] Borovec Management For Voted - For
14 Approval of Contract of Zdenek Cern[] Management For Voted - For
15 Approval of Contract of Vladim[]r Hronek Management For Voted - For
16 Approval of Contract of Drahoslav Simek Management For Voted - For
17 Approval of Contract of Jir[] Tyc Management For Voted - For
18 Approval of Contract of Vladim[]r Vlk Management For Voted - For
19 Approval of Contract of Lubom[]r Charv[]t Management For Voted - For
20 Approval of Contract of Luk[]s Wagenknecht Management For Voted - For
21 Approval of Contract of Robert Stastn[] Management For Voted - For
22 Approval of Contract of Andrea K[]nov[] Management For Voted - For
23 Approval of Contract of Luk[]s Wagenknecht Management For Voted - For
24 Spin-off (V[]tkovice Heating Plant) Management For Voted - For
25 Spin-off (Tisov[] Power Plant) Management For Voted - For
CHINA HONGQIAO GROUP LIMITED
SECURITY ID: G21150100 TICKER: 1378
Meeting Date: 19-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Accounts and Reports Management For Did Not Vote
4 Elect ZHENG Shuliang Management For Did Not Vote
5 Elect YANG Congsen Management For Did Not Vote
6 Elect ZHANG Jinglei Management For Did Not Vote
7 Elect XING Jian Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL
8 Elect CHEN Yinghai
9 Elect HAN Benwen
10 Directors' Fees
11 Appointment of Auditor and Authority to Set Fees
12 Allocation of Profits/Dividends
13 Authority to Repurchase Shares
14 Authority to Issue Shares w/o Preemptive Rights
15 Authority to Issue Repurchased Shares
CIA PARANAENSE DE ENERGIA COPEL
SECURITY ID: P30557139 TICKER: CPLE6
Meeting Date: 23-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Election of Supervisory Council Member(s)
Representative of Preferred Shareholders
5 Election of Board Member Representative of Minority Shareholders
6 Non-Voting Meeting Note
7 Non-Voting Meeting Note
COUNTRY GARDEN HOLDINGS CO., LTD.
SECURITY ID: G24524103 TICKER: 2007
Meeting Date: 20-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect YEUNG Kwok Keung
6 Elect YANG Erzhu
7 Elect SU Rubo
8 Elect OU Xueming
9 Elect YANG Zhicheng
10 Elect Joseph LAI Ming
11 Elect HUANG Hongyan
12 Elect HUANG Xiao
13 Directors' Fees
14 Appointment of Auditor and Authority to Set Fees
15 Authority to Issue Shares w/o Preemptive Rights
16 Authority to Repurchase Shares
17 Authority to Issue Repurchased Shares
PROPOSED BY MGT. POSITION REGISTRANT VOTED
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
Management N/A Did Not Vote
Management N/A Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CPFL ENERGIA S.A
SECURITY ID: P3179C105 TICKER: CPL
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Accounts and Reports Management For Did Not Vote
5 Allocation of Profits/Dividends Management For Did Not Vote
6 Board Size Management For Did Not Vote
7 Election of Directors Management For Did Not Vote
8 Election of Supervisory Board Management For Did Not Vote
9 Remuneration Policy Management For Did Not Vote
10 Supervisory Board Fees Management For Did Not Vote
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Bonus Share Issuance Management For Did Not Vote
4 Amendments and Consolidation to Articles Management For Did Not Vote
DEUTSCHE BANK MEXICO SA REAL ESTATE INVESTMENT TRUST
SECURITY ID: P3515D155 TICKER: FIBRAS
Meeting Date: 23-Apr-15 Meeting Type: Special
1 Financial Statements Management For Did Not Vote
2 Annual Report Management For Did Not Vote
3 Election of Meeting Delegates Management For Did Not Vote
DOGUS OTOMOTIV SERVIS VE TICARET
SECURITY ID: M28191100 TICKER: DOAS
Meeting Date: 27-Mar-15 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Opening; Election of Presiding Chairman Management For Did Not Vote
5 Accounts and Reports Management For Did Not Vote
6 Ratification of Board Acts Management For Did Not Vote
7 Directors' Fees Management For Did Not Vote
8 Appointment of Auditor Management For Did Not Vote
9 Allocation of Profits/Dividends Management For Did Not Vote
10 Presentation of Charitable Donations Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Presentation of Report on Related Party Transactions Management For Did Not Vote
12 Presentation of Report on Guarantees Management For Did Not Vote
13 Authority to Carry out Competing Activities or
Related Party Transactions Management For Did Not Vote
14 Wishes and Closing
Management For Did Not Vote
ECORODOVIAS INFRAESTRUTURA E LOGISTICA S.A.
SECURITY ID: P3661R107 TICKER: ECOR3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Accounts and Reports Management For Did Not Vote
4 Allocation of Profits/Dividends Management For Did Not Vote
5 Remuneration Policy Management For Did Not Vote
EDP - ENERGIAS DO BRASIL S.A.
SECURITY ID: P3769R108 TICKER: ENBR3
Meeting Date: 10-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Accounts and Reports Management For Did Not Vote
5 Allocation of Profits/Dividends; Capital Budget
Expenditure Management For Did Not Vote
6 Election of Directors Management For Did Not Vote
7 Election of Directors Representative of Minority
Shareholders Management N/A Did Not Vote
8 Remuneration Policy Management For Did Not Vote
Meeting Date: 10-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Amendments to Articles Regarding the CEO Management For Did Not Vote
4 Bonus Deferral Plan Management For Did Not Vote
5 Authorization of Legal Formalities Regarding Bonus
Deferral Plan Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL
EVERGRANDE REAL ESTATE GROUP LTD
SECURITY ID: G3225A103 TICKER: 3333
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Accounts and Reports
4 Allocation of Profits/Dividends
5 Elect Tse Wai Wah
6 Elect XU Wen
7 Elect David CHAU Shing Yim
8 Directors' Fees
9 Appointment of Auditor and Authority to Set Fees
10 Authority to Issue Shares w/o Preemptive Rights
11 Authority to Repurchase Shares
12 Authority to Issue Repurchased Shares
EXXARO RESOURCES LTD
SECURITY ID: S26949107 TICKER: EXX
Meeting Date: 26-May-15 Meeting Type: Annual
1 Elect Vuyisa Nkonyeni
2 Re-elect Salukazi Dakile-Hlongwane
3 Re-elect Len Konar
4 Re-elect Jeffrey van Rooyen
5 Elect Audit Committee Member (Constatinus
Fauconnier)
6 Elect Audit Committee Member (Richard Mohring)
7 Elect Audit Committee Member (Vuyisa Nkonyeni)
8 Elect Audit Committee Member (Jeffrey van Rooyen)
9 Elect Social and Ethics Committee Member
(Constatinus Fauconnier)
10 Elect Social and Ethics Committee Member (Richard Mohring)
11 Elect Social and Ethics Committee Member (Fazel Randera)
12 APPROVE REMUNERATION POLICY
13 Appointment of Auditor
14 Authorisation of Legal Formalities
15 Approve NEDs' Fees
16 Authority to Repurchase Shares
17 Approve Financial Assistance (Section 44)
18 Approve Financial Assistance (Section 45)
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GAZPROM
SECURITY ID: 368287207 TICKER: GAZP
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Financial Statements Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - Against
8 Audit Commission's Fees Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Related Party Transaction (Gazprombank OJSC) Management For Voted - For
11 Related Party Transaction (OJSC Sberbank of Russia) Management For Voted - For
12 Related Party Transaction (OJSC Bank VTB) Management For Voted - For
13 Related Party Transaction (Gazprombank OJSC) Management For Voted - For
14 Related Party Transaction (OJSC Sberbank of Russia Management For Voted - For
15 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
16 Related Party Transactions (Gazprombank OJSC and
OJSC Sberbank of Russia) Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Related Party Transactions (Rosselkhozbank OJSC) Management For Voted - For
19 Related Party Transactions ( OJSC Bank VTB) Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
22 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
23 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
24 Related Party Transactions (OJSC Sberbank of Russia) Management For Voted - For
25 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
26 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
27 Related Party Transactions (OJSC Sberbank of Russia) Management For Voted - For
28 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
29 Related Party Transactions (OJSC Sberbank of
Russia) Management For Voted - For
30 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
31 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
32 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
33 Related Party Transactions (OJSC Sberbank of
Russia) Management For Voted - For
34 Related Party Transactions (OJSC Bank VTB) Management For Voted - For
35 Related Party Transactions (OJSC Rosselkhozbank) Management For Voted - For
36 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
37 Related Party Transactions (SOJSC Tsentrenergogaz) Management For Voted - For
38 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
39 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
40 Related Party Transactions (OJSC Vostokgazprom) Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
41 Related Party Transactions (OJSC Gazprom
Kosmicheskie Sistemy) Management For Voted - For
42 Related Party Transactions (LLC Gazprom
Mezhregiongaz ) Management For Voted - For
43 Related Party Transactions (LLC Gazprom
Komplektatsia ) Management For Voted - For
44 Related Party Transactions (LLC Gazprom
Tsentrremont) Management For Voted - For
45 Related Party Transactions (OJSC Gazprom
Gazoraspredelenie) Management For Voted - For
46 Related Party Transactions (OJSC Spetsgazavtotrans) Management For Voted - For
47 Related Party Transactions (OJSC Mosenergo) Management For Voted - For
48 Related Party Transactions (OJSC Gazprom Transgaz
Belarus) Management For Voted - For
49 Related Party Transactions (LLC Gazprom
Investproekt) Management For Voted - For
50 Related Party Transactions (OJSC Druzhba) Management For Voted - For
51 Related Party Transactions (OJSC NOVAK) Management For Voted - For
52 Related Party Transactions (LLC Gazprom
Mezhregiongaz) Management For Voted - For
53 Non-Voting Agenda Item N/A N/A Non-Voting
54 Related Party Transactions (OJSC Tomskgazprom) Management For Voted - For
55 Related Party Transactions (LLC Gazprom
Mezhregiongaz) Management For Voted - For
56 Related Party Transactions (LLC Gazprom
Mezhregiongaz) Management For Voted - For
57 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
58 Related Party Transactions (OJSC AK Transneft) Management For Voted - For
59 Related Party Transactions (OJSC Gazprom
Gazenergoset) Management For Voted - For
60 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
61 Related Party Transactions (Gazprombank OJSC) Management For Voted - For
62 Related Party Transactions (OJSC Severneftegazprom) Management For Voted - For
63 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
64 Related Party Transactions (OJSC Gazprom
Gazenergoset) Management For Voted - For
65 Related Party Transactions (A/S Latvijas Gaze) Management For Voted - For
66 Related Party Transactions (AO Moldovagaz) Management For Voted - For
67 Related Party Transactions (KazRosGaz LLP) Management For Voted - For
68 Related Party Transactions (OJSC Gazprom Transgaz
Belarus) Management For Voted - For
69 Related Party Transactions (Gazprom Kyrgyzstan
LLC) Management For Voted - For
70 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
71 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
72 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
73 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
74 Related Party Transactions (Russian Presidential
Academy of National Economy and Public
Administration) Management For Voted - For
75 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
76 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
77 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
78 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
79 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
80 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
81 Related Party Transactions (I.M. Gubkin Russian
National University of Oil and Gas) Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Related Party Transactions (Subsidiaries and OJSC
SOGAZ) Management For Voted - For
3 Related Party Transactions (OJSC Gazprom
Tsentrremont) Management For Voted - For
4 Related Party Transactions (JSC SOGAZ) Management For Voted - For
5 Related Party Transactions (JSC SOGAZ) Management For Voted - For
6 Related Party Transactions (JSC SOGAZ) Management For Voted - For
7 Related Party Transactions (JSC SOGAZ) Management For Voted - For
8 Related Party Transactions (JSC SOGAZ) Management For Voted - For
9 Related Party Transactions (JSC SOGAZ) Management For Voted - For
10 Related Party Transactions (CJSC Gazprom Armenia) Management For Voted - For
11 Related Party Transactions (LLC Gazprom
Tsentrremont) Management For Voted - For
12 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
13 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
14 Related Party Transactions (GAZPROM Germania GmbH) Management For Voted - For
15 Related Party Transactions (Gazprom Marketing &
Trading Limited) Management For Voted - For
16 Related Party Transactions (LLC Gazprom Kyrgyzstan) Management For Voted - For
17 Related Party Transactions (Gazprom Austria GmbH) Management For Voted - For
18 Related Party Transactions (Subsidiaries) Management For Voted - For
19 Related Party Transactions (OJSC SOGAZ) Management For Voted - For
20 Related Party Transactions (CJSC Gazprom Armenia) Management For Voted - For
21 Related Party Transactions (OJSC Rosneft Oil
Company) Management For Voted - For
22 Related Party Transactions (OJSC NOVATEK) Management For Voted - For
23 Related Party Transactions (LLC Gazprom
Mezhregiongaz) Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect Andrey I. Akimov Management N/A Voted - Abstain
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
26 Elect Farit R. Gazizullin Management N/A Voted - Abstain
27 Elect Viktor A. Zubkov Management N/A Voted - Abstain
28 Elect Elena E. Karpel Management N/A Voted - Abstain
29 Elect Timur A. Kulibaev Management N/A Voted - Abstain
30 Elect Vitaly A. Markelov Management N/A Voted - Abstain
31 Elect Viktor G Martynov Management N/A Voted - Abstain
32 Elect Vladimir A. Mau Management N/A Voted - Abstain
33 Elect Alexey B. Miller Management N/A Voted - Abstain
34 Elect Valery A. Musin Management N/A Voted - For
35 Elect Alexander V. Novak Management N/A Voted - Abstain
36 Elect Andrey Y. Sapelin Management N/A Voted - Abstain
37 Elect Mikhail L. Sereda Management N/A Voted - Abstain
38 Non-Voting Agenda Item N/A N/A Non-Voting
39 Elect Vladimir I. Alisov Management For Non-Voting
40 Elect Aleksey A. Afonyashin Management For Voted - For
41 Elect Andrei V. Belobrov Management For Non-Voting
42 Elect Vadim K. Bikulov Management For Voted - For
43 Elect Olga L. Gracheva Management For Voted - For
44 Elect Aleksander S. Ivannikov Management For Non-Voting
45 Elect Viktor V. Mamin Management For Voted - For
46 Elect Margarita I. Mironova Management For Non-Voting
47 Elect Marina V. Mikhina Management For Voted - For
48 Elect Lidia V. Morozova Management For Non-Voting
49 Elect Ekaterina S. Nikitina Management For Non-Voting
50 Elect Yuri S. Nosov Management For Voted - For
51 Elect Karen I. Oganyan Management For Non-Voting
52 Elect Sergey R. Platonov Management For Voted - For
53 Elect Mikhail N. Rosseyev Management For Non-Voting
54 Elect Viktoria V. Semerikova Management For Non-Voting
55 Elect Oleg R. Fedorov Management For Voted - For
56 Elect Tatyana V. Fisenko Management For Voted - For
57 Non-Voting Meeting Note N/A N/A Non-Voting
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Related Party Transactions (Subsidiaries and OJSC
SOGAZ) Management For Voted - For
3 Related Party Transactions (OJSC Gazprom
Tsentrremont) Management For Voted - For
4 Related Party Transactions (JSC SOGAZ) Management For Voted - For
5 Related Party Transactions (JSC SOGAZ) Management For Voted - For
6 Related Party Transactions (JSC SOGAZ) Management For Voted - For
7 Related Party Transactions (JSC SOGAZ) Management For Voted - For
8 Related Party Transactions (JSC SOGAZ) Management For Voted - For
9 Related Party Transactions (JSC SOGAZ) Management For Voted - For
10 Related Party Transactions (CJSC Gazprom Armenia) Management For Voted - For
11 Related Party Transactions (LLC Gazprom
Tsentrremont) Management For Voted - For
12 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
13 Related Party Transactions (OJSC Gazpromneft) Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Related Party Transactions (GAZPROM Germania GmbH) Management For Voted - For
15 Related Party Transactions (Gazprom Marketing &
Trading Limited) Management For Voted - For
16 Related Party Transactions (LLC Gazprom Kyrgyzstan) Management For Voted - For
17 Related Party Transactions (Gazprom Austria GmbH) Management For Voted - For
18 Related Party Transactions (Subsidiaries) Management For Voted - For
19 Related Party Transactions (OJSC SOGAZ) Management For Voted - For
20 Related Party Transactions (CJSC Gazprom Armenia) Management For Voted - For
21 Related Party Transactions (OJSC Rosneft Oil
Company) Management For Voted - For
22 Related Party Transactions (OJSC NOVATEK) Management For Voted - For
23 Related Party Transactions (LLC Gazprom
Mezhregiongaz) Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect Andrey I. Akimov Management N/A Voted - Abstain
26 Elect Farit R. Gazizullin Management N/A Voted - Abstain
27 Elect Viktor A. Zubkov Management N/A Voted - Abstain
28 Elect Elena E. Karpel Management N/A Voted - Abstain
29 Elect Timur A. Kulibaev Management N/A Voted - Abstain
30 Elect Vitaly A. Markelov Management N/A Voted - Abstain
31 Elect Viktor G Martynov Management N/A Voted - Abstain
32 Elect Vladimir A. Mau Management N/A Voted - Abstain
33 Elect Alexey B. Miller Management N/A Voted - Abstain
34 Elect Valery A. Musin Management N/A Voted - For
35 Elect Alexander V. Novak Management N/A Voted - Abstain
36 Elect Andrey Y. Sapelin Management N/A Voted - Abstain
37 Elect Mikhail L. Sereda Management N/A Voted - Abstain
38 Non-Voting Agenda Item N/A N/A Non-Voting
39 Elect Vladimir I. Alisov Management For Non-Voting
40 Elect Aleksey A. Afonyashin Management For Voted - For
41 Elect Andrei V. Belobrov Management For Non-Voting
42 Elect Vadim K. Bikulov Management For Voted - For
43 Elect Olga L. Gracheva Management For Voted - For
44 Elect Aleksander S. Ivannikov Management For Non-Voting
45 Elect Viktor V. Mamin Management For Voted - For
46 Elect Margarita I. Mironova Management For Non-Voting
47 Elect Marina V. Mikhina Management For Voted - For
48 Elect Lidia V. Morozova Management For Non-Voting
49 Elect Ekaterina S. Nikitina Management For Non-Voting
50 Elect Yuri S. Nosov Management For Voted - For
51 Elect Karen I. Oganyan Management For Non-Voting
52 Elect Sergey R. Platonov Management For Voted - For
53 Elect Mikhail N. Rosseyev Management For Non-Voting
54 Elect Viktoria V. Semerikova Management For Non-Voting
55 Elect Oleg R. Fedorov Management For Voted - For
56 Elect Tatyana V. Fisenko Management For Voted - For
57 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HAP SENG CONSOLIDATED BHD
SECURITY ID: Y6579W100 TICKER: HAP
Meeting Date: 04-Jun-15 Meeting Type: Annual
1 Elect Jorgen Bornhoft Management For Voted - Against
2 Elect Abdul Aziz bin Hasan Management For Voted - Against
3 Elect Mohammed bin Che Hussein Management For Voted - Against
4 Elect CHEAH Yee Leng Management For Voted - For
5 Elect Ch'ng Kok Phan Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Retention of Jorgen Bornhoft as Independent Chairman Management For Voted - For
10 Amendments to Articles Management For Voted - For
Meeting Date: 04-Jun-15 Meeting Type: Special
1 Related Party Transactions with Gek Poh (Holdings)
Sdn
Bhd Group Management For Voted - For
2 Related Party Transactions with Lei Shing Hong
Limited
Group Management For Voted - For
3 Related Party Transactions with Samling Strategic
Corporation Sdn Bhd Group, Lingui Developments Bhd
Group and Glenealy Planatations (Malaya) Bhd Group Management For Voted - For
4 Related Party Transactions with Corporated
International Consultant Management For Voted - Against
5 Authority to Repurchase Shares Management For Voted - For
6 Disposal Management For Voted - For
7 Acquisition Management For Voted - For
HEXAWARE TECHNOLOGIES LTD.
SECURITY ID: Y31825121 TICKER: HEXAWARE
Meeting Date: 07-May-15 Meeting Type: Annual
1 Accounts and Reports Management For Did Not Vote
2 Allocation of Profits/Dividends Management For Did Not Vote
3 Elect P.R. Chandrasekar Management For Did Not Vote
4 Elect Atul Nishar Management For Did Not Vote
5 Appointment of Auditor and Authority to Set Fees Management For Did Not Vote
6 Elect Basab Pradhan Management For Did Not Vote
7 Elect Christian Oecking Management For Did Not Vote
8 Elect R. Srikrishna Management For Did Not Vote
9 Elect Jack Hennessy Management For Did Not Vote
10 Elect Punita Kumar Sinha Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Amendments to Articles Management For Did Not Vote
12 Directors' Commission Management For Did Not Vote
13 Adoption of the Hexaware Technologies Limited
Employee Stock Options Plan 2015 ("ESOP 2015") Management For Did Not Vote
14 Extension of the Hexaware Technologies Limited
Employee Stock Options Plan 2015 to Subsidiaries Management For Did Not Vote
INTIME RETAIL (GROUP) COMPANY LIMITED
SECURITY ID: G4922U103 TICKER: 1833
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Jiangxu Management For Voted - For
6 Elect SHEN Guojun Management For Voted - For
7 Elect XIN Xiangdong Management For Voted - For
8 Elect ZHANG Yong Management For Voted - For
9 Elect SUN Xiaoning Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
KUMBA IRON ORE LTD.
SECURITY ID: S4341C103 TICKER: KIO
Meeting Date: 08-May-15 Meeting Type: Annual
1 Appointment of Auditor Management For Did Not Vote
2 Re-elect Buyelwa Sonjica Management For Did Not Vote
3 Re-elect Fani Titi Management For Did Not Vote
4 Re-elect Dolly Mokgatle Management For Did Not Vote
5 Re-elect Allen Morgan Management For Did Not Vote
6 Elect Audit Committee Member (Zarina Bassa) Management For Did Not Vote
7 Elect Audit Committee Member (Litha Nyhonyha) Management For Did Not Vote
8 Elect Audit Committee Member (Dolly Mokgatle) Management For Did Not Vote
9 Elect Audit Committee Member (Allen Morgan) Management For Did Not Vote
10 APPROVE REMUNERATION POLICY Management For Did Not Vote
11 General Authority to Issue Shares Management For Did Not Vote
12 Authority to Issue Shares for Cash Management For Did Not Vote
13 Approve NEDs' Fees Management For Did Not Vote
14 Approve Financial Assistance Management For Did Not Vote
15 Authority to Repurchase Shares Management For Did Not Vote
16 Non-Voting Meeting Note N/A N/A Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KWG PROPERTY HLDGS LTD
SECURITY ID: G53224104 TICKER: 1813
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect KONG Jian Nan Management For Voted - For
6 Elect LI Jian Ming Management For Voted - For
7 Elect Carmelo LEE Ka Sze Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
LIGHT SERVICOS DE ELETRICIDADE S.A.
SECURITY ID: P63529104 TICKER: LIGH3
Meeting Date: 10-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Accounts and Reports Management For Did Not Vote
4 Allocation of Profits/Dividends Management For Did Not Vote
5 Remuneration Policy Management For Did Not Vote
6 Election of Supervisory Council Members Management For Did Not Vote
7 Supervisory Council Fees Management For Did Not Vote
8 Non-Voting Meeting Note N/A N/A Did Not Vote
9 Non-Voting Meeting Note N/A N/A Did Not Vote
Meeting Date: 10-Apr-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Elect Marcelo Pedreira de Oliveira to the Board of
Directors Management For Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Non-Voting Meeting Note N/A N/A Did Not Vote
Meeting Date: 18-May-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Non-Voting Meeting Note N/A N/A Did Not Vote
4 Elect Marcos Ricardo Lot Management For Did Not Vote
5 Non-Voting Meeting Note N/A N/A Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 25-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Consolidation of Articles Management For Voted - For
MALAYAN BANKING BHD
SECURITY ID: Y54671105 TICKER: MLYBY
Meeting Date: 07-Apr-15 Meeting Type: Annual
1 Accounts and Reports Management For Did Not Vote
2 Allocation of Profits/Dividends Management For Did Not Vote
3 Elect Hadenan A. Jalil Management For Did Not Vote
4 Elect Johan Ariffin Management For Did Not Vote
5 Elect Mohaiyani binti Shamsudin Management For Did Not Vote
6 Elect Karownakaran @ Karunakaran a/l Ramasamy Management For Did Not Vote
7 Elect CHENG Kee Check Management For Did Not Vote
8 Elect Mohd Salleh Harun Management For Did Not Vote
9 Directors' Fees Management For Did Not Vote
10 Appointment of Auditor and Authority to Set Fees Management For Did Not Vote
11 Authority to Issue Shares w/o Preemptive Rights Management For Did Not Vote
12 Dividend Reinvestment Scheme Management For Did Not Vote
13 Increase in Authorized Share Capital Management For Did Not Vote
14 Amendments to Articles Management For Did Not Vote
MAXIS BERHAD
SECURITY ID: Y58460109 TICKER: MAXIS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Allocation of Profits/Dividends Management For Did Not Vote
2 Elect Raja Arshad bin Raja Tun Uda Management For Did Not Vote
3 Elect Mokhzani bin Mahathir Management For Did Not Vote
4 Elect Alvin Michael Hew Thai Kheam Management For Did Not Vote
5 Elect Fraser Mark Curley Management For Did Not Vote
6 Elect LIM Ghee Keong Management For Did Not Vote
7 Appointment of Auditor and Authority to Set Fees Management For Did Not Vote
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Related Party Transactions With Astro Holdings Sdn.
Bhd. Management For Did Not Vote
2 Related Party Transactions With Astro Malaysia
Holdings Berhad Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Related Party Transactions With Tanjong Public
Limited Company Management For Did Not Vote
4 Related Party Transactions With MEASAT Global Berhad Management For Did Not Vote
5 Related Party Transactions With Usaha Tegas Sdn.
Bhd. Management For Did Not Vote
6 Related Party Transactions With UMTS (Malaysia)
Sdn. Bhd. Management For Did Not Vote
7 Related Party Transactions With Maxis
Communications Berhad Management For Did Not Vote
8 Related Party Transactions With Saudi Telecom
Company Management For Did Not Vote
9 Related Party Transactions With Malaysian Jet
Services Sdn. Bhd. Management For Did Not Vote
10 Related Party Transactions With SRG Asia Pacific
Sdn. Bhd. Management For Did Not Vote
11 Related Party Transactions With Malaysian Landed
Property Sdn. Bhd. Management For Did Not Vote
12 Related Party Transactions With OPCOM Cables Sdn.
Bhd. Management For Did Not Vote
13 Authority to Grant Awards and Issue Shares Under
the Employee Incentive Plan Management For Did Not Vote
14 Non-Voting Meeting Note N/A N/A Did Not Vote
MINING AND METALLURGICAL CO NORILSK NICKEL
SECURITY ID: 46626D108 TICKER: NILSY
Meeting Date: 13-May-15 Meeting Type: Annual
1 Annual Report Management For
2 Financial Statements Management For
3 Financial Statements (Consolidated) Management For
4 Allocation of Profits/Dividends Management For
5 Non-Voting Agenda Item N/A N/A
6 Elect Sergey V. Barbashev Management For
7 Elect Alexey V. Bashkirov Management For
8 Elect Rushan Bogaudinov Management For
9 Elect Sergey B. Bratukhin Management For
10 Elect Andrey E. Bougrov Management For
11 Elect Marianna A. Zakharova Management For
12 Elect Andrey Korobov Management For
13 Elect Stalbek S. Mishakov Management For
14 Elect Gareth Penny Management For
15 Elect Cornelis Johannes Gerhard Prinsloo Management For
16 Elect Maxim M. Sokov Management For
17 Elect Vladislav A. Soloviev Management For
18 Elect Robert W. Edwards Management For
19 Elect Ekaterina E. Voziyanova Management For
20 Elect Georgiy E. Svanidze Management For
21 Elect Vladimir N. Shilkov Management For
Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote
Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote
Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote
Did Not Vote Did Not Vote Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
22 Elect Anna V. Masalova Management For Did Not Vote
23 Elect Elena A. Yanevich Management For Did Not Vote
24 Appointment of Auditor (RAS) Management For Did Not Vote
25 Appointment of Auditor (IFRS) Management For Did Not Vote
26 Directors' Fees Management For Did Not Vote
27 Audit Commission Fees Management For Did Not Vote
28 Indemnification of Directors/Officers Management For Did Not Vote
29 Related Party Transactions (D&O Insurance) Management For Did Not Vote
30 Amendments to Articles Management For Did Not Vote
31 Participation in Association of Energy Consumers Management For Did Not Vote
32 Related Party Transactions (NORMETIMPEX JSC) Management For Did Not Vote
33 Related Party Transactions (Norilsknickelremont LLC) Management For Did Not Vote
34 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
35 Related Party Transactions (Taymyr Fuel Company
CJSC) Management For Did Not Vote
36 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
37 Related Party Transactions ( Enisey River Shipping
Company OJSC) Management For Did Not Vote
38 Related Party Transactions (Norilsknickelremont LLC) Management For Did Not Vote
39 Related Party Transactions ( NTEK OJSC) Management For Did Not Vote
40 Related Party Transactions (Taymyr Fuel Company
CJSC) Management For Did Not Vote
41 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
42 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
43 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
44 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
45 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
46 Related Party Transactions (Gipronickel Institute
OJSC) Management For Did Not Vote
47 Related Party Transactions (AMTP OJSC) Management For Did Not Vote
48 Related Party Transactions (Enisey River Shipping
Company OJSC) Management For Did Not Vote
49 Related Party Transactions (Enisey River Shipping
Company OJSC) Management For Did Not Vote
50 Related Party Transactions (Enisey River Shipping
Company OJSC) Management For Did Not Vote
51 Related Party Transactions (Taymyr Fuel Company
CJSC) Management For Did Not Vote
52 Related Party Transactions (Taymyr Fuel Company
CJSC) Management For Did Not Vote
53 Related Party Transactions (Taymyr Fuel Company
CJSC) Management For Did Not Vote
54 Related Party Transactions (Enisey River
Shipping
Company OJSC) Management For Did Not Vote
55 Related Party Transactions (Norilskgazprom OJSC) Management For Did Not Vote
56 Related Party Transactions (Norilskgazprom OJSC) Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
57 Related Party Transactions (Norilskgazprom OJSC) Management For Did Not Vote
58 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
59 Related Party Transactions (NTEK OJSC) Management For Did Not Vote
60 Related Party Transactions (Taymyrgaz) Management For Did Not Vote
61 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
62 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
63 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
64 Related Party Transactions (Gipronickel Institute
LLC) Management For Did Not Vote
65 Related Party Transactions (Gipronickel Institute
LLC) Management For Did Not Vote
66 Related Party Transactions (Gipronickel Institute
LLC) Management For Did Not Vote
67 Related Party Transactions (Norilsknickelremont LLC) Management For Did Not Vote
68 Non-Voting Agenda Item N/A N/A Did Not Vote
69 Related Party Transactions (Norilsknickelremont LLC) Management For Did Not Vote
70 Related Party Transactions (Norilsknickelremont LLC
) Management For Did Not Vote
71 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
72 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
73 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
74 Related Party Transactions (CJSC Taimyr Fuel
Company) Management For Did Not Vote
75 Related Party Transactions (CJSC Taimyr Fuel
Company) Management For Did Not Vote
76 Related Party Transactions (CJSC Taimyr Fuel
Company) Management For Did Not Vote
77 Related Party Transactions (CJSC Taimyr Fuel
Company) Management For Did Not Vote
78 Related Party Transactions (OJSC Yenisei River
Shipping Company) Management For Did Not Vote
79 Related Party Transactions (OJSC Norilskgazprom) Management For Did Not Vote
80 Related Party Transactions (OJSC Norilskgazprom) Management For Did Not Vote
81 Related Party Transactions (OJSC NTEK) Management For Did Not Vote
82 Related Party Transactions (OJSC NTEK) Management For Did Not Vote
83 Related Party Transactions (OJSC Taimyrgaz) Management For Did Not Vote
84 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
85 Non-Voting Agenda Item N/A N/A Did Not Vote
86 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
87 Related Party Transactions (Polar Construction
Company LLC) Management For Did Not Vote
88 Related Party Transactions (Gipronickel Institute
LLC) Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
89 Non-Voting Agenda Item N/A N/A Did Not Vote
90 Related Party Transactions (Norilsknickelremont LLC) Management For Did Not Vote
91 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
92 Related Party Transactions (Norilskpromtransport
LLC) Management For Did Not Vote
93 Non-Voting Meeting Note N/A N/A Did Not Vote
MTN GROUP LTD.
SECURITY ID: S8039R108 TICKER: MTN
Meeting Date: 27-May-15 Meeting Type: Annual
1 Re-elect Alan Harper Management For Voted - For
2 Re-elect Nkateko P. Mageza Management For Voted - Against
3 Re-elect Dawn M.L. Marole Management For Voted - For
4 Re-elect Jan H.N. Strydom Management For Voted - Against
5 Re-elect Alan van Biljon Management For Voted - For
6 Elect Christine Ramon Management For Voted - For
7 Elect Audit Committee Member (Christine Ramon) Management For Voted - For
8 Elect Audit Committee Member (Nkateko Mageza) Management For Voted - Against
9 Elect Audit Committee Member (Johnson Njeke) Management For Voted - Against
10 Elect Audit Committee Member (Jeff van Rooyen) Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 General Authority to Issue Shares Management For Voted - For
13 Authority to Issue Shares for Cash Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
15 Approve NEDs' Fees Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Approve Financial Assistance Management For Voted - For
18 Approve Amendment to the Performance Share Plan 2010 Management For Voted - For
MULTIPLUS S.A.
SECURITY ID: P69915109 TICKER: MPLU3
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Meeting Note N/A N/A Did Not Vote
3 Accounts and Reports Management For Did Not Vote
4 Allocation of Profits Management For Did Not Vote
5 Ratify Distribution of Interim Dividends and
Interest Management For Did Not Vote
6 Ratify Updated Global Remuneration Amount for 2011
to 2014; Remuneration Policy Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ORANGE POLSKA SPOLKA AKCYJNA
SECURITY ID: X5984X100 TICKER: PTTWF
Meeting Date: 09-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Non-Voting Agenda Item N/A N/A Did Not Vote
3 Election of Presiding Chairman Management For Did Not Vote
4 Compliance with Rules of Convocation Management For Did Not Vote
5 Agenda Management For Did Not Vote
6 ELECTION OF SCRUTINY COMMISSION Management For Did Not Vote
7 Presentation of Management Board Report on Accounts
and Reports Management For Did Not Vote
8 Presentation on Allocation of Profits Management For Did Not Vote
9 Presentation of Supervisory Board Report Management For Did Not Vote
10 Presentation of Management Board Report on
Consolidated Accounts and Reports Management For Did Not Vote
11 Presentation of Supervisory Board Report on
Consolidated Accounts and Reports Management For Did Not Vote
12 Presentation of Supervisory Board Report
(Activities) Management For Did Not Vote
13 Management Board Report Management For Did Not Vote
14 Accounts and Reports Management For Did Not Vote
15 Allocation of Profits/Dividends Management For Did Not Vote
16 Management Board Report (Consolidated) Management For Did Not Vote
17 Accounts and Reports (Consolidated) Management For Did Not Vote
18 Ratification of Management and Supervisory Board
Acts Management For Did Not Vote
19 Supervisory Board Members' Fees Management For Did Not Vote
20 Amendments to Meeting Regulations Management For Did Not Vote
21 Changes to Supervisory Board Composition Management For Did Not Vote
22 Non-Voting Agenda Item N/A N/A Did Not Vote
PETROLEO BRASILEIRO S.A.
SECURITY ID: 71654V408 TICKER: PBRA
Meeting Date: 29-Apr-15 Meeting Type: Special
1 Election of Directors
Management For Did Not Vote
2 Elect Walter Mendes de Oliveira Filho as
Representative of Minority Shareholders Management N/A Did Not Vote
3 Election of Chairman of the Board Management For Did Not Vote
4 Election of Supervisory Council Management For Did Not Vote
5 Election of Supervisory Council Member(s)
Representative of Minority Shareholders Management N/A Did Not Vote
6 Remuneration Policy Management For Did Not Vote
7 Ratify Retroactive Executive Remuneration Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 25-May-15 Meeting Type: Special
1 Accounts and Reports Management For Did Not Vote
PGE POLSKA GRUPA ENERGETYCZNA SA
SECURITY ID: X6447Z104 TICKER: PGE
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chairman Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Election of Scrutiny Commission Management For Voted - For
8 Financial Statements Management For Voted - For
9 Management Board Report Management For Voted - For
10 Financial Statements (Consolidated) Management For Voted - For
11 Management Board Report (Consolidated) Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Management and Supervisory Board
Acts Management For Voted - For
14 Election of Supervisory Board Members Management For Voted - Abstain
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Shareholder Proposal Regarding Amendments to
Articles Shareholder N/A Voted - Abstain
17 Shareholder Proposal Regarding Adoption of Uniform
Text of Articles Shareholder N/A Voted - Abstain
18 Non-Voting Agenda Item N/A N/A Non-Voting
REDEFINE PROPERTIES LIMITED
SECURITY ID: S6815L196 TICKER: RDF
Meeting Date: 05-Jun-15 Meeting Type: Ordinary
1 Approve Financial Assistance Management For Voted - For
2 Authority to Issue Shares for Cash Management For Voted - For
3 Authorisation of Legal Formalities Management For Voted - For
SINOPEC ENGINEERING (GROUP) CO LTD
SECURITY ID: Y80359105 TICKER: 2386
Meeting Date: 18-May-15 Meeting Type: Annual
1 Directors' Report Management For Did Not Vote
2 Supervisors' Report Management For Did Not Vote
3 Accounts and Reports Management For Did Not Vote
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Allocation of Profits/Dividends Management For Did Not Vote
5 Authority to Declare Interim Dividends Management For Did Not Vote
6 Appointment of Auditor and Authority to Set Fees Management For Did Not Vote
7 Approval of Business Operation Plan, Investment
Plan and Financial Budget Plan Management For Did Not Vote
8 Elect DENG Qunwei as Supervisor Management For Did Not Vote
9 Authority to Repurchase Domestic Shares and/or H
Shares Management For Did Not Vote
10 Authority to Issue Domestic Shares and/or H Shares
w/o Preemptive Rights Management For Did Not Vote
11 Non-Voting Meeting Note N/A N/A Did Not Vote
Meeting Date: 18-May-15 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Authority to Repurchase Domestic Shares and/or H
Shares Management For Did Not Vote
SISTEMA JSFC
SECURITY ID: 48122U204 TICKER: AFKS
Meeting Date: 27-Jun-15 Meeting Type: Annual
1 Meeting Procedures Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Marina V. Bougorskaya Management For Voted - For
5 Elect Alexey I. Guryev Management For Voted - For
6 Elect Ekaterina Y. Kuznetsova Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect Sergey F. Boev Management For Voted - Abstain
9 Elect Brian Dickie Management For Voted - For
10 Elect Andrey A. Dubovsky Management For Voted - Abstain
11 Elect Vladimir P. Evtushenkov Management For Voted - Abstain
12 Elect Felix V. Evtushenkov Management For Voted - Abstain
13 Elect Dmitry L. Zubov Management For Voted - Abstain
14 Elect Patrick James Clanwillam Management For Voted - For
15 Elect Robert S. Kocharyan Management For Voted - For
16 Elect Jeannot Kreck[] Management For Voted - For
17 Elect Peter Mandelson Management For Voted - For
18 Elect Roger Munnings Management For Voted - For
19 Elect Mikhail V. Shamolin Management For Voted - Abstain
20 Elect David Iakobachvili Management For Voted - For
21 Appointment of Auditor (RAS) Management For Voted - For
22 Appointment of Auditor (IFRS) Management For Voted - For
23 Amendments to Meeting Regulations Management For Voted - For
24 Amendments to Board of Directors' Regulations Management For Voted - For
25 Amendments to Regulations on Directors' Remuneration Management For Voted - Against
26 Board Size Management For Voted - For
GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
27 Non-Voting Meeting Note N/A N/A Non-Voting
SOHO CHINA LTD.
SECURITY ID: G82600100 TICKER: 410
Meeting Date: 08-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A
2 Non-Voting Meeting Note N/A N/A
3 Accounts and Reports Management For
4 Allocation of Profits/Dividends Management For
5 Directors' Fees Management For
6 Appointment of Auditor and Authority to Set Fees Management For
7 Authority to Issue Shares w/o Preemptive Rights Management For
8 Authority to Repurchase Shares Management For
9 Authority to Issue Repurchased Shares Management For
Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote Did Not Vote
Did Not Vote Did Not Vote Did Not Vote
GLOBAL X SUPERDIVIDEND REIT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARMOUR RESIDENTIAL REIT INC
SECURITY ID: 042315101 TICKER: ARR
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Scott J. Ulm Management For Did Not Vote
1.2 Elect Jeffrey J. Zimmer Management For Did Not Vote
1.3 Elect Daniel C. Staton Management For Did Not Vote
1.4 Elect Marc H. Bell Management For Did Not Vote
1.5 Elect Carolyn Downey Management For Did Not Vote
1.6 Elect Thomas K. Guba Management For Did Not Vote
1.7 Elect Robert C. Hain Management For Did Not Vote
1.8 Elect John P. Hollihan III Management For Did Not Vote
1.9 Elect Stewart J. Paperin Management For Did Not Vote
2 Ratification of Auditor Management For Did Not Vote
3 Advisory Vote on Executive Compensation Management For Did Not Vote
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Did Not Vote
BLACKSTONE MORTGAGE TRUST INC
SECURITY ID: 09257W100 TICKER: BXMT
Meeting Date: 16-Jun-15 Meeting Type: Annual
1.1 Elect Michael Nash Management For Voted - For
1.2 Elect Steven D. Plavin Management For Voted - For
1.3 Elect Leonard W. Cotton Management For Voted - For
1.4 Elect Thomas E. Dobrowski Management For Voted - For
1.5 Elect Martin L. Edelman Management For Voted - Withheld
1.6 Elect Henry N. Nassau Management For Voted - Withheld
1.7 Elect Lynne B. Sagalyn Management For Voted - For
1.8 Elect John Schreiber Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
COMINAR REAL ESTATE INVESTMENT TRUST
SECURITY ID: 199910100 TICKER: CUF.UN
Meeting Date: 12-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Did Not Vote
2 Elect Robert Despr[]s Management For Did Not Vote
3 Elect G[]rard Coulombe Management For Did Not Vote
4 Elect Alain Dallaire Management For Did Not Vote
5 Elect Michel Dallaire Management For Did Not Vote
6 Elect Ghislaine Laberge Management For Did Not Vote
7 Elect Alban D'Amours Management For Did Not Vote
GLOBAL X SUPERDIVIDEND REIT ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
8 Elect Mary-Ann Bell
9 Elect Johanne M. L[]pine
10 Elect Michel Theroux
11 Appointment of Auditor and Authority to Set Fees
GPT GROUP
SECURITY ID: Q4252X155 TICKER: GPT
Meeting Date: 05-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Elect LIM Swe Guan
5 Remuneration Report
6 Approve Increase in NEDs' Fee Cap
7 Ratify Placement of Securities
8 Renew Partial Takeover Provisions
H&R REAL ESTATE INVESTMENT TRUST
SECURITY ID: 404428203 TICKER: HR.UN
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note
2 Elect Thomas J. Hofstedter
3 Elect Robert E. Dickson
4 Elect Edward Gilbert
5 Elect Laurence A. Lebovic
6 Elect Ronald C. Rutman
7 Appointment of Auditor and Authority to Set Fees
8 Amendment to Unitholder Rights Plan
9 Elect Marvin Rubner
10 Elect Shimshon (Stephen) Gross
11 Elect Neil Sigler
12 Appointment of Auditor and Authority to Set Fees
13 Transaction of Other Business
NOVION PROPERTY GROUP
SECURITY ID: Q6994B102 TICKER: NVN
Meeting Date: 27-May-15 Meeting Type: Special
1 Acquisition
1 De-Stapling of Novion Limited Shares from Novion
Trust Units
2 De-Stapling of Novion Trust Units From Novion Limited Shares
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
N/A N/A Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
Management For Did Not Vote
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPERDIVIDEND REIT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Novion Trust Constitution Management For Voted - For
4 Acquisition Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
PENNYMAC MORTGAGE INVESTMENT TRUST
SECURITY ID: 70931T103 TICKER: PMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1.1 Elect Stanford L. Kurland Management For Voted - For
1.2 Elect David A. Spector Management For Voted - For
1.3 Elect Randall D. Hadley Management For Voted - For
1.4 Elect Clay A. Halvorsen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
REDEFINE PROPERTIES LIMITED
SECURITY ID: S6815L196 TICKER: RDF
Meeting Date: 05-Jun-15 Meeting Type: Ordinary
1 Approve Financial Assistance Management For Voted - For
2 Authority to Issue Shares for Cash Management For Voted - For
3 Authorisation of Legal Formalities Management For Voted - For
RIOCAN REAL ESTATE INVESTMENT TRUST
SECURITY ID: 766910103 TICKER: REI.UN
Meeting Date: 17-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect Bonnie Brooks Management For Voted - For
5 Elect Clare R. Copeland Management For Voted - Against
6 Elect Raymond M. Gelgoot Management For Voted - For
7 Elect Paul V. Godfrey Management For Voted - For
8 Elect Dale H. Lastman Management For Voted - Against
9 Elect Jane Marshall Management For Voted - For
10 Elect Sharon Sallows Management For Voted - For
11 Elect Edward Sonshine Management For Voted - For
12 Elect Luc Vanneste Management For Voted - For
13 Elect Charles M. Winograd Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Amendment to Option Plan Management For Voted - For
16 Amendments to the Declaration of Trust Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
GLOBAL X SUPERDIVIDEND REIT ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Transaction of Other Business Management For Voted - Against
SPIRIT REALTY CAPITAL INC
SECURITY ID: 84860W102 TICKER: SRC
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Kevin M. Charlton Management For Voted - For
1.2 Elect Todd A. Dunn Management For Voted - For
1.3 Elect David J. Gilbert Management For Voted - For
1.4 Elect Richard I. Gilchrist Management For Voted - For
1.5 Elect Diane M. Morefield Management For Voted - For
1.6 Elect Thomas H. Nolan, Jr. Management For Voted - For
1.7 Elect Sheli Z. Rosenberg Management For Voted - For
1.8 Elect Thomas D. Senkbeil Management For Voted - For
1.9 Elect Nicholas P. Shepherd Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
W. P. CAREY INC
SECURITY ID: 92936U109 TICKER: WPC
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Trevor P. Bond Management For Voted - For
1.2 Elect Nathaniel S. Coolidge Management For Voted - For
1.3 Elect Mark J. DeCesaris Management For Voted - For
1.4 Elect Benjamin H. Griswold, IV Management For Voted - For
1.5 Elect Axel K.A. Hansing Management For Voted - For
1.6 Elect Jean Hoysradt Management For Voted - For
1.7 Elect Richard C. Marston Management For Voted - For
1.8 Elect Robert E. Mittelstaedt, Jr. Management For Voted - For
1.9 Elect Charles E. Parente Management For Voted - For
1.10 Elect Mary M. VanDeWeghe Management For Voted - For
1.11 Elect Nick J.M. van Ommen Management For Voted - For
1.12 Elect Karsten von K[]ller Management For Voted - For
1.13 Elect Reginald Winssinger Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
AG MORTGAGE INVESTMENT TRUST INC
SECURITY ID: 001228105 TICKER: MITT
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Arthur S. Ainsberg Management For Voted - For
1.2 Elect Andrew L. Berger Management For Voted - For
1.3 Elect Joseph LaManna Management For Voted - For
1.4 Elect Jonathan Lieberman Management For Voted - For
1.5 Elect Peter Linneman Management For Voted - Withheld
1.6 Elect David Roberts Management For Voted - For
1.7 Elect Frank Stadelmaier Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ALTRIA GROUP INC.
SECURITY ID: 02209S103 TICKER: MO
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Gerald L. Baliles Management For Voted - Against
2 Elect Martin J. Barrington Management For Voted - For
3 Elect John T. Casteen III Management For Voted - Against
4 Elect Dinyar S. Devitre Management For Voted - For
5 Elect Thomas F. Farrell II Management For Voted - Against
6 Elect Thomas W. Jones Management For Voted - For
7 Elect Debra J. Kelly-Ennis Management For Voted - For
8 Elect W. Leo Kiely III Management For Voted - For
9 Elect Kathryn B. McQuade Management For Voted - For
10 Elect George Mu[]oz Management For Voted - For
11 Elect Nabil Y. Sakkab Management For Voted - For
12 Approval of 2015 Performance Incentive Plan Management For Voted - For
13 2015 Stock Compensation Plan for Non-Employee
Directors Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Labor Policies Shareholder Against Voted - Against
17 Shareholder Proposal Regarding
Health Effects of
Tobacco Use to Low Income Groups Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Green
Tobacco Sickness Report Shareholder Against Voted - Against
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMEREN CORP.
SECURITY ID: 023608102 TICKER: AEE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Warner L. Baxter Management For Voted - For
1.2 Elect Catherine S. Brune Management For Voted - For
1.3 Elect J. Edward Coleman Management For Voted - For
1.4 Elect Ellen M. Fitzsimmons Management For Voted - For
1.5 Elect Walter J. Galvin Management For Voted - For
1.6 Elect Richard J. Harshman Management For Voted - For
1.7 Elect Gayle P.W. Jackson Management For Voted - For
1.8 Elect James C. Johnson Management For Voted - For
1.9 Elect Steven H. Lipstein Management For Voted - For
1.10 Elect Stephen R. Wilson Management For Voted - For
1.11 Elect Jack D. Woodard Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
6 Shareholder Proposal Regarding Linking Executive
Pay to Carbon Emissions Shareholder Against Voted - Against
APOLLO COMMERCIAL REAL ESTATE FINANCE INC
SECURITY ID: 03762U105 TICKER: ARI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Jeffery M. Gault Management For Voted - For
1.2 Elect Mark C. Biderman Management For Voted - For
1.3 Elect Robert A. Kasdin Management For Voted - For
1.4 Elect Eric L. Press Management For Voted - For
1.5 Elect Scott S. Prince Management For Voted - For
1.6 Elect Stuart A. Rothstein Management For Voted - For
1.7 Elect Michael E. Salvati Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder N/A Voted - For
APOLLO RESIDENTIAL MORTGAGE INC
SECURITY ID: 03763V102 TICKER: AMTG
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Mark C. Biderman Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Thomas D. Christopoul Management For Voted - For
1.3 Elect Michael A. Commaroto Management For Voted - For
1.4 Elect James E. Galowski Management For Voted - For
1.5 Elect Frederick N. Khedouri Management For Voted - For
1.6 Elect Frederick J. Kleisner Management For Voted - For
1.7 Elect Hope S. Taitz Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ARLINGTON ASSET INVESTMENT CORP
SECURITY ID: 041356205 TICKER: AI
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Eric F. Billings Management For Voted - For
1.2 Elect Daniel J. Altobello Management For Voted - For
1.3 Elect Daniel E. Berce Management For Voted - For
1.4 Elect David W. Faeder Management For Voted - For
1.5 Elect Peter A. Gallagher Management For Voted - For
1.6 Elect Ralph S. Michael, III Management For Voted - For
1.7 Elect Anthony P. Nader, III. Management For Voted - For
1.8 Elect J. Rock Tonkel, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
AT&T, INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Elect Randall L. Stephenson Management For Voted - For
2 Elect Scott T. Ford Management For Voted - For
3 Elect Glenn H. Hutchins Management For Voted - For
4 Elect William E. Kennard Management For Voted - For
5 Elect Jon C. Madonna Management For Voted - For
6 Elect Michael B. McCallister Management For Voted - For
7 Elect John B. McCoy Management For Voted - For
8 Elect Beth E. Mooney Management For Voted - For
9 Elect Joyce M. Roch[] Management For Voted - For
10 Elect Matthew K. Rose Management For Voted - For
11 Elect Cynthia B. Taylor Management For Voted - For
12 Elect Laura D'Andrea Tyson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Right to Call a
Special Meeting Shareholder Against Voted - Against
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVISTA CORP.
SECURITY ID: 05379B107 TICKER: AVA
Meeting Date: 07-May-15 Meeting Type: Annual
12 Ratification of Auditor Management For Voted - For
13 Amendment to the Long-Term Incentive Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
1 Elect Erik J. Anderson Management For Voted - For
2 Elect Kristianne Blake Management For Voted - For
3 Elect Donald C. Burke Management For Voted - For
4 Elect John F. Kelly Management For Voted - For
5 Elect Rebecca A. Klein Management For Voted - For
6 Elect Scott L. Morris Management For Voted - For
7 Elect Marc F. Racicot Management For Voted - For
8 Elect Heidi B. Stanley Management For Voted - For
9 Elect R. John Taylor Management For Voted - For
10 Elect Janet D. Widmann Management For Voted - For
11 Elimination of Supermajority Requirement Management For Voted - For
B&G FOODS, INC
SECURITY ID: 05508R106 TICKER: BGS
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect DeAnn L. Brunts Management For Voted - For
2 Elect Robert C. Cantwell Management For Voted - For
3 Elect Charles F. Marcy Management For Voted - For
4 Elect Dennis M. Mullen Management For Voted - For
5 Elect Cheryl M. Palmer Management For Voted - For
6 Elect Alfred Poe Management For Voted - For
7 Elect Stephen C. Sherrill Management For Voted - For
8 Elect David L. Wenner Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
CAPSTEAD MORTGAGE CORP.
SECURITY ID: 14067E506 TICKER: CMO
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Jack Bernard Management For Voted - For
2 Elect Jack Biegler Management For Voted - For
3 Elect Michelle P. Goolsby Management For Voted - For
4 Elect Andrew F. Jacobs Management For Voted - For
5 Elect Gary Keiser Management For Voted - For
6 Elect Christopher W. Mahowald Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Michael G. O'Neil Management For Voted - For
8 Elect Mark S. Whiting Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
CENTURYLINK INC
SECURITY ID: 156700106 TICKER: CTL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Virginia Boulet Management For Voted - For
1.2 Elect Peter C. Brown Management For Voted - For
1.3 Elect Richard A. Gephardt Management For Voted - For
1.4 Elect W. Bruce Hanks Management For Voted - For
1.5 Elect Gregory J. McCray Management For Voted - For
1.6 Elect C. G. Melville, Jr. Management For Voted - For
1.7 Elect William A. Owens Management For Voted - For
1.8 Elect Harvey P. Perry Management For Voted - For
1.9 Elect Glen F. Post III Management For Voted - For
1.10 Elect Michael J. Roberts Management For Voted - For
1.11 Elect Laurie A. Siegel Management For Voted - For
1.12 Elect Joseph R. Zimmel Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Approval of the 2015 Executive Officer Short-Term
Incentive Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Shareholder Proposal Regarding Retention of Shares
Until Retirement Shareholder Against Voted - Against
CHIMERA INVESTMENT CORP
SECURITY ID: 16934Q109 TICKER: CIM
Meeting Date: 23-Oct-14 Meeting Type: Annual
1 Elect Paul Donlin Management For Voted - For
2 Elect Mark Abrams Management For Voted - For
3 Elect Gerard Creagh Management For Voted - For
4 Elect Dennis M. Mahoney Management For Voted - Against
5 Elect Paul A. Keenan Management For Voted - For
6 Elect John P. Reilly Management For Voted - For
7 Elect Matthew Lambiase Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Ratification of Auditor Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COLONY CAPITAL INC
SECURITY ID: 19624R106 TICKER: CLNY
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Merger Management For Voted - For
2 Article Amendments to Designate Terms of Class B
Common Stock Management For Voted - For
3 Article Amendments to Reduce Common Stock Ownership
Limit Management For Voted - For
4 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Thomas J. Barrack, Jr. Management For Voted - For
1.2 Elect Richard Saltzman Management For Voted - For
1.3 Elect George G. C. Parker Management For Voted - For
1.4 Elect John A. Somers Management For Voted - For
1.5 Elect John L. Steffens Management For Voted - For
1.6 Elect Nancy A. Curtin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
CONSOLIDATED EDISON, INC.
SECURITY ID: 209115104 TICKER: ED
Meeting Date: 18-May-15 Meeting Type: Annual
1 Elect Vincent A. Calarco Management For Voted - For
2 Elect George Campbell, Jr. Management For Voted - For
3 Elect Michael J. Del Giudice Management For Voted - For
4 Elect Ellen V. Futter Management For Voted - Against
5 Elect John F. Killian Management For Voted - For
6 Elect John McAvoy Management For Voted - For
7 Elect Armando J. Olivera Management For Voted - For
8 Elect Michael W. Ranger Management For Voted - For
9 Elect Linda S. Sanford Management For Voted - For
10 Elect L. Frederick Sutherland Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
COVANTA HOLDING CORPORATION
SECURITY ID: 22282E102 TICKER: CVA
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect David M. Barse Management For Voted - For
1.2 Elect Ronald J. Broglio Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Peter C. B. Bynoe Management For Voted - For
1.4 Elect Linda J. Fisher Management For Voted - For
1.5 Elect Joseph M. Holsten Management For Voted - For
1.6 Elect Stephen J. Jones Management For Voted - For
1.7 Elect Anthony J. Orlando Management For Voted - For
1.8 Elect William C. Pate Management For Voted - For
1.9 Elect Robert S. Silberman Management For Voted - For
1.10 Elect Jean Smith Management For Voted - For
1.11 Elect Samuel Zell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CYS INVESTMENTS INC
SECURITY ID: 12673A108 TICKER: CYS
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Kevin E. Grant Management For Voted - For
1.2 Elect Tanya S. Beder Management For Voted - For
1.3 Elect Karen Hammond Management For Voted - For
1.4 Elect Jeffrey P. Hughes Management For Voted - For
1.5 Elect Stephen P. Jonas Management For Voted - For
1.6 Elect Raymond A. Redlingshafer, Jr. Management For Voted - For
1.7 Elect Dale Anne Reiss Management For Voted - For
1.8 Elect James A. Stern Management For Voted - For
1.9 Elect David A. Tyson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
DUKE ENERGY CORP.
SECURITY ID: 26441C204 TICKER: DUK
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Michael G. Browning Management For Voted - For
2 Elect Harris E. DeLoach, Jr. Management For Voted - For
3 Elect Daniel R. DiMicco Management For Voted - For
4 Elect John H. Forsgren Management For Voted - For
5 Elect Lynn J. Good Management For Voted - For
6 Elect Ann M. Gray Management For Voted - For
7 Elect James H. Hance, Jr. Management For Voted - For
8 Elect John T. Herron Management For Voted - For
9 Elect James B. Hyler, Jr. Management For Voted - For
10 Elect William E. Kennard Management For Voted - For
11 Elect E. Marie McKee Management For Voted - For
12 Elect Richard A. Meserve Management For Voted - For
13 Elect James T. Rhodes Management For Voted - For
14 Elect Carlos A. Saladrigas Management For Voted - For
15 Ratification of Auditor Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Approval of 2015 Long-Term Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Compensation in the
Event of a Change in Control Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
EMPIRE DISTRICT ELECTRIC CO.
SECURITY ID: 291641108 TICKER: EDE
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect D. Randy Laney Management For Voted - For
1.2 Elect Bonnie C. Lind Management For Voted - For
1.3 Elect B. Thomas Mueller Management For Voted - For
1.4 Elect Paul R. Portney Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ENERGY TRANSFER PARTNERS, L.P.
SECURITY ID: 29273R109 TICKER: ETP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
ENTERGY CORP.
SECURITY ID: 29364G103 TICKER: ETR
Meeting Date: 08-May-15 Meeting Type: Annual
1 Elect Maureen S. Bateman Management For Voted - For
2 Elect P.J. Condon Management For Voted - For
3 Elect Leo P. Denault Management For Voted - For
4 Elect Kirkland H. Donald Management For Voted - For
5 Elect Gary W. Edwards Management For Voted - For
6 Elect Alexis M. Herman Management For Voted - For
7 Elect Donald C. Hintz Management For Voted - For
8 Elect Stuart L. Levenick Management For Voted - For
9 Elect Blanche L. Lincoln Management For Voted - For
10 Elect Karen A. Puckett Management For Voted - For
11 Elect W.J. Tauzin Management For Voted - For
12 Elect Steven V. Wilkinson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the Executive Annual Incentive Plan Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 2015 Equity Ownership Plan Management For Voted - For
17 Shareholder Proposal Regarding Linking Executive
Pay to Carbon Emissions Shareholder Against Voted - Against
FRONTIER COMMUNICATIONS CORP
SECURITY ID: 35906A108 TICKER: FTR
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Peter C. B. Bynoe Management For Voted - For
1.3 Elect Diana S. Ferguson Management For Voted - For
1.4 Elect Edward Fraioli Management For Voted - For
1.5 Elect Daniel J. McCarthy Management For Voted - For
1.6 Elect Pamela D.A. Reeve Management For Voted - For
1.7 Elect Virginia P. Ruesterholz Management For Voted - For
1.8 Elect Howard L. Schrott Management For Voted - For
1.9 Elect Larraine D. Segil Management For Voted - For
1.10 Elect Mark S. Shapiro Management For Voted - For
1.11 Elect Myron A. Wick, III Management For Voted - For
1.12 Elect Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
IRON MOUNTAIN INC
SECURITY ID: 462846106 TICKER: IRM
Meeting Date: 20-Jan-15 Meeting Type: Special
1 Conversion to REIT Management For Voted - For
2 Approval of Exclusive Forum Bylaw Management For Voted - Against
3 2014 Stock and Cash Incentive Plan Management For Voted - For
4 Right to Adjourn Meeting Management For Voted - For
KRONOS WORLDWIDE, INC.
SECURITY ID: 50105F105 TICKER: KRO
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Keith R. Coogan Management For Voted - For
1.2 Elect Loretta J. Feehan Management For Voted - For
1.3 Elect Cecil H. Moore, Jr. Management For Voted - Withheld
1.4 Elect Bobby D. O'Brien Management For Voted - For
1.5 Elect Thomas P. Stafford Management For Voted - For
1.6 Elect R. Gerald Turner Management For Voted - For
1.7 Elect Steven L. Watson Management For Voted - For
1.8 Elect C. Kern Wildenthal Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote on Executive Compensation Management For Voted - For
LILLY(ELI) & CO
SECURITY ID: 532457108 TICKER: LLY
Meeting Date: 04-May-15 Meeting Type: Annual
1 Elect Katherine Baicker Management For Voted - For
2 Elect J. Erik Fyrwald Management For Voted - For
3 Elect Ellen R. Marram Management For Voted - For
4 Elect Jackson P. Tai Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
LINN CO LLC
SECURITY ID: 535782106 TICKER: LNCO
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Mark E. Ellis Management For Voted - For
1.2 Elect David D. Dunlap Management For Voted - Withheld
1.3 Elect Stephen J. Hadden Management For Voted - For
1.4 Elect Michael C. Linn Management For Voted - For
1.5 Elect Joseph P. McCoy Management For Voted - For
1.6 Elect Jeffrey C. Swoveland Management For Voted - For
2 Ratification of Auditor for Linn Energy Management For Voted - For
3 Ratification of Auditor for LinnCo Management For Voted - For
LORILLARD INC
SECURITY ID: 544147101 TICKER: LO
Meeting Date: 28-Jan-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
MACQUARIE INFRASTRUCTURE CO LLC
SECURITY ID: 55608B105 TICKER: MIC
Meeting Date: 15-May-15 Meeting Type: Special
1 Conversion from Limited Liability Company to
Corporation Management For Voted - For
2 Authorization of Preferred Stock Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Norman H. Brown, Jr. Management For Voted - For
1.2 Elect George W. Carmany, III Management For Voted - For
1.3 Elect H. E. Lentz Management For Voted - For
1.4 Elect Ouma Sananikone Management For Voted - For
1.5 Elect William H. Webb Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
MATTEL, INC.
SECURITY ID: 577081102 TICKER: MAT
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Michael J. Dolan Management For Voted - For
2 Elect Trevor A. Edwards Management For Voted - For
3 Elect Frances D. Fergusson Management For Voted - For
4 Elect Ann Lewnes Management For Voted - For
5 Elect Dominic Ng Management For Voted - For
6 Elect Vasant M. Prabhu Management For Voted - For
7 Elect Dean Scarborough Management For Voted - For
8 Elect Christopher A. Sinclair Management For Voted - For
9 Elect Dirk Van de Put Management For Voted - For
10 Elect Kathy White Loyd Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2010 Equity and Long-Term
Compensation Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
NEW YORK COMMUNITY BANCORP INC.
SECURITY ID: 649445103 TICKER: NYCB
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Elect Maureen E. Clancy Management For Voted - For
2 Elect Hanif M. Dahya Management For Voted - For
3 Elect Joseph R. Ficalora Management For Voted - For
4 Elect James J. O'Donovan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEW YORK MORTGAGE TRUST INC
SECURITY ID: 649604501 TICKER: NTR
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect David R. Bock Management For Voted - For
1.2 Elect Alan L. Hainey Management For Voted - For
1.3 Elect Steven R. Mumma Management For Voted - For
1.4 Elect Douglas E. Neal Management For Voted - Withheld
1.5 Elect Steven G. Norcutt Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
NORTHWEST NATURAL GAS CO.
SECURITY ID: 667655104 TICKER: NWN
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Timothy P. Boyle Management For Voted - For
1.2 Elect Mark S. Dodson Management For Voted - For
1.3 Elect Gregg S. Kantor Management For Voted - For
1.4 Elect Malia H. Wasson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
PDL BIOPHARMA INC
SECURITY ID: 69329Y104 TICKER: PDLI
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Elect Jody S. Lindell Management For Voted - For
1.2 Elect John P. McLaughlin Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Adoption of the Amended 2005 Equity Incentive Plan Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC
SECURITY ID: 718172109 TICKER: PM
Meeting Date: 06-May-15 Meeting Type: Annual
1 Elect Harold Brown Management For Voted - For
2 Elect Andre Calantzopoulos Management For Voted - For
3 Elect Louis C. Camilleri Management For Voted - For
4 Elect Werner Geissler Management For Voted - For
5 Elect Jennifer Li Management For Voted - For
6 Elect Jun Makihara Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Elect Sergio Marchionne Management For Voted - For
8 Elect Kalpana Morparia Management For Voted - For
9 Elect Lucio A. Noto Management For Voted - For
10 Elect Frederik Paulsen Management For Voted - For
11 Elect Robert B. Polet Management For Voted - For
12 Elect Stephen M. Wolf Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal on Suppression of Forced Labor Shareholder Against Voted - Against
PPL CORP
SECURITY ID: 69351T106 TICKER: PPL
Meeting Date: 20-May-15 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Frederick M. Bernthal Management For Voted - For
3 Elect John W. Conway Management For Voted - For
4 Elect Philip G. Cox Management For Voted - For
5 Elect Steven G. Elliott Management For Voted - For
6 Elect Louise K. Goeser Management For Voted - For
7 Elect Stuart E. Graham Management For Voted - For
8 Elect Raja Rajamannar Management For Voted - For
9 Elect Craig A. Rogerson Management For Voted - For
10 Elect William H. Spence Management For Voted - For
11 Elect Natica von Althann Management For Voted - For
12 Elect Keith H. Williamson Management For Voted - For
13 Elect Armando Zagalo De Lima Management For Voted - For
14 Amendment of Company's Articles to Permit
Shareholders to Call Special Meetings Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Political
Contributions and Expenditure Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
19 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Greenhouse
Gas Emissions Reductions Scenarios Shareholder Against Voted - Against
QR ENERGY LP
SECURITY ID: 74734R108 TICKER: QRE
Meeting Date: 18-Nov-14 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Right to Adjourn Meeting Management For Voted - For
REYNOLDS AMERICAN INC.
SECURITY ID: 761713106 TICKER: RAI
Meeting Date: 28-Jan-15 Meeting Type: Special
1 Lorillard Issuance Management For Voted - For
2 BAT Issuance Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect John P. Daly Management For Voted - For
2 Elect Holly K. Koeppel Management For Voted - For
3 Elect Richard E. Thornburgh Management For Voted - For
4 Elect Thomas C. Wajnert Management For Voted - For
5 Elect Ricardo Oberlander Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Ratification of Auditor Management For Voted - For
8 Shareholder Proposal Regarding Report on Green
Tobacco Sickness Report Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Labor Policies Shareholder Against Voted - Against
SIX FLAGS INC
SECURITY ID: 83001A102 TICKER: SIX
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Kurt M. Cellar Management For Voted - For
1.2 Elect Charles A. Koppelman Management For Voted - For
1.3 Elect Jon L. Luther Management For Voted - For
1.4 Elect Usman Nabi Management For Voted - For
1.5 Elect Stephen D. Owens Management For Voted - For
1.6 Elect James Reid-Anderson Management For Voted - For
1.7 Elect Richard W. Roedel Management For Voted - For
2 Amendment to the Long-Term Incentive Plan Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
SOUTHERN COMPANY
SECURITY ID: 842587107 TICKER: SO
Meeting Date: 27-May-15 Meeting Type: Annual
1 Elect Juanita Powell Baranco Management For Voted - For
2 Elect Jon A. Boscia Management For Voted - For
3 Elect Henry A. Clark III Management For Voted - For
4 Elect Thomas A. Fanning Management For Voted - For
5 Elect David J. Grain Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Veronica M. Hagen Management For Voted - For
7 Elect Warren A. Hood, Jr. Management For Voted - For
8 Elect Linda P. Hudson Management For Voted - For
9 Elect Donald M. James Management For Voted - For
10 Elect John D. Johns Management For Voted - For
11 Elect Dale E. Klein Management For Voted - For
12 Elect William G. Smith, Jr. Management For Voted - For
13 Elect Steven R. Specker Management For Voted - For
14 Elect Larry D. Thompson Management For Voted - For
15 Elect E. Jenner Wood III Management For Voted - For
16 Approval of the Outside Directors Stock Plan Management For Voted - For
17 Amendment to Allow Action by Written Consent of
Shareholders Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
19 Ratification of Auditor Management For Voted - For
20 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
21 Shareholder Proposal Regarding Reporting and
Reducing Greenhouse Gas Emissions Shareholder Against Voted - Against
SPECTRA ENERGY CORP
SECURITY ID: 847560109 TICKER: SE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1 Elect Gregory L. Ebel Management For Voted - For
2 Elect F. Anthony Comper Management For Voted - For
3 Elect Austin A. Adams Management For Voted - For
4 Elect Joseph Alvarado Management For Voted - For
5 Elect Pamela L. Carter Management For Voted - Against
6 Elect Clarence P. Cazalot, Jr. Management For Voted - For
7 Elect Peter B. Hamilton Management For Voted - For
8 Elect Miranda C. Hubbs Management For Voted - For
9 Elect Michael McShane Management For Voted - For
10 Elect Michael G. Morris Management For Voted - For
11 Elect Michael E.J. Phelps Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
STARWOOD PROPERTY TRUST INC
SECURITY ID: 85571B105 TICKER: STWD
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Richard D. Bronson Management For Voted - For
1.2 Elect Jeffrey G. Dishner Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Camille J. Douglas Management For Voted - For
1.4 Elect Solomon J. Kumin Management For Voted - For
1.5 Elect Barry S. Sternlicht Management For Voted - For
1.6 Elect Strauss Zelnick Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Independent Board
Chairman Shareholder Against Voted - Against
STONEMOR PARTNERS L P
SECURITY ID: 86183Q100 TICKER: STON
Meeting Date: 13-Nov-14 Meeting Type: Special
1 Ratification of Auditor Management For Voted - For
2 2014 Long-Tern Incentive Plan Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
TECO ENERGY INC.
SECURITY ID: 872375100 TICKER: TE
Meeting Date: 29-Apr-15 Meeting Type: Annual
1 Elect James L. Ferman, Jr. Management For Voted - For
2 Elect Evelyn V. Follit Management For Voted - For
3 Elect Sherrill W. Hudson Management For Voted - For
4 Elect Joseph P. Lacher Management For Voted - For
5 Elect Loretta A. Penn Management For Voted - For
6 Elect John B. Ramil Management For Voted - For
7 Elect Tom L. Rankin Management For Voted - For
8 Elect William D. Rockford Management For Voted - For
9 Elect Paul L. Whiting Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
VECTOR GROUP LTD
SECURITY ID: 92240M108 TICKER: VGR
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Bennett S. LeBow Management For Voted - For
1.2 Elect Howard M. Lorber Management For Voted - For
1.3 Elect Ronald J. Bernstein Management For Voted - For
1.4 Elect Stanley S. Arkin Management For Voted - For
1.5 Elect Henry C. Beinstein Management For Voted - Withheld
1.6 Elect Jeffrey S. Podell Management For Voted - Withheld
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Jean E. Sharpe Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
VERIZON COMMUNICATIONS INC
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Mark T. Bertolini Management For Voted - For
3 Elect Richard L. Carri[]n Management For Voted - For
4 Elect Melanie L. Healey Management For Voted - For
5 Elect M. Frances Keeth Management For Voted - For
6 Elect Lowell C. McAdam Management For Voted - For
7 Elect Donald T. Nicolaisen Management For Voted - For
8 Elect Clarence Otis, Jr. Management For Voted - For
9 Elect Rodney E. Slater Management For Voted - For
10 Elect Kathryn A. Tesija Management For Voted - For
11 Elect Gregory D. Wasson Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Network Neutrality Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal Regarding Approval of
Severance Agreements Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Retention of Shares
Until Retirement Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
WESTERN ASSET MORTGAGE CAPITAL CORP
SECURITY ID: 95790D105 TICKER: WMC
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect James W. Hirschmann Management For Voted - For
1.2 Elect Gavin James Management For Voted - For
1.3 Elect Edward D. Fox Management For Voted - For
1.4 Elect Ranjit M. Kripalani Management For Voted - For
1.5 Elect M. Christian Mitchell Management For Voted - For
1.6 Elect Richard W. Roll Management For Voted - For
2 Ratification of Auditor Management For Voted - For
GLOBAL X SUPERDIVIDEND US ETF
PROPOSAL
WINDSTREAM HOLDINGS INC
SECURITY ID: 97382A101 TICKER: WIN
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Reverse Stock Split
2 In Connection with Spin-Off, Remove Voting
Requirement in Subsidiary's Certificate of
Incorporation
3 Right to Adjourn Meeting
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Carol B. Armitage
2 Elect Samuel E. Beall III
3 Elect Francis X. Frantz
4 Elect Jeffrey T. Hinson
5 Elect Judy K. Jones
6 Elect William G. LaPerch
7 Elect William A. Montgomery
8 Elect Michael G. Stoltz
9 Elect Anthony W. Thomas
10 Elect Alan L. Wells
11 Advisory Vote on Executive Compensation
12 Enable Shareholders to Call a Special Meeting
13 Elimination of Supermajority Requirement
14 Ratification of Auditor
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X SUPERINCOME PREFERRED ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CLIFFS NATURAL RESOURCES INC
SECURITY ID: 18683K408 TICKER: CLF
Meeting Date: 19-May-15 Meeting Type: Annual
1 Elect John T. Baldwin Management For Voted - For
2 Elect Robert P. Fisher, Jr. Management For Voted - For
3 Elect C. Lourenco Goncalves Management For Voted - For
4 Elect Susan M. Green Management For Voted - For
5 Elect Joseph A. Rutkowski Management For Voted - For
6 Elect James S. Sawyer Management For Voted - For
7 Elect Michael D. Siegal Management For Voted - For
8 Elect Gabriel Stoliar Management For Voted - For
9 Elect Douglas C. Taylor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 2015 Equity and Incentive Compensation Plan Management For Voted - For
12 2015 Employee Stock Purchase Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL
AREVA
SECURITY ID: F0379H125 TICKER: AREVA
Meeting Date: 08-Jan-15 Meeting Type: Mix
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Elect Bernard Bigot
5 Adoption of a New Governance Structure
6 Amendments to Articles Regarding Legal Conversion
7 Ratification of the Cooption of Philippe Varin
8 Elect Sophie Boissard
9 Elect Claude Imauven
10 Elect Philippe Knoche
11 Elect Christian Masset
12 Elect Denis Morin
13 Elect Pascale Sourisse
14 Elect Philippe Varin
15 Directors' Fees
16 Authority to Repurchase Shares
17 Authority to Issue Shares w/ Preemptive Rights
18 Authority to Issue Shares w/o Preemptive Rights
19 Authority to Issue Shares and/or Convertible
Securities Through Private Placement
20 Greenshoe
21 Increase in Authorized Capital in Consideration
for Contributions in Kind
22 Increase in Authorized Capital Through Capitalizations
23 Employee Stock Purchase Plan
24 Limit to Capital Increase
25 Authorization of Legal Formalities
26 Non-Voting Meeting Note
Meeting Date: 21-May-15
Meeting Type: Mix
1 Non-Voting Meeting Note
2 Non-Voting Meeting Note
3 Non-Voting Meeting Note
4 Non-Voting Meeting Note
5 Accounts and Reports; Approval of Non
Tax-Deductible Expenses
6 Consolidated Accounts and Reports
7 Allocation of Profits/Dividends
8 Related Party Transactions, SET
9 Related Party Transactions, Areva TA
10 Related Party Transactions, RJH Project
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - For
Management For Voted - Against
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
N/A N/A Non-Voting
Management For Voted - Against
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Severance Agreement for Philippe Knoche, CEO Management For Voted - Against
12 Ratification of the Co-optation of Daniel Verwaerde Management For Voted - For
13 Remuneration of Luc Oursel, Former CEO Management For Voted - For
14 Remuneration of Philippe Knoche, new CEO, Olivier
Wantz, Deputy CEO and Pierre Aubouin, Deputy CEO
until January 8, 2015 Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Authorization of Legal Formalities Management For Voted - For
BANNERMAN RESOURCES LTD
SECURITY ID: Q1291U101 TICKER: BMN
Meeting Date: 04-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 REMUNERATION REPORT Management For Voted - For
3 Re-elect Ian C. Burvill Management For Voted - Against
4 Re-elect David Tucker Management For Voted - Against
5 Approve Issue of Securities (Savanna Settlement
Agreement) Management For Voted - For
6 Equity Grant (CEO Leonard Jubber) Management For Voted - For
7 Approve Issue of Securities (10% Placement Facility) Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-15 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Issue of Securities (Chairman Ronald Beevor) Management For Voted - For
3 Approve Issue of Securities (MD/CEO Leonard Jubber) Management For Voted - For
4 Approve Issue of Securities (NED David Tucker) Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
BERKELEY RESOURCES
SECURITY ID: Q1482M108 TICKER: BKY
Meeting Date: 27-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Robert Behets Management For Voted - For
4 Approve Issue of Securities (10% Placement Facility) Management For Voted - For
5 Adopt New Constitution Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAMECO CORP.
SECURITY ID: 13321L108 TICKER: CCJ
Meeting Date: 22-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Resident Status Management N/A Voted - For
3 Elect Ian Bruce Management For Voted - For
4 Elect Daniel Camus Management For Voted - For
5 Elect John H. Clappison Management For Voted - For
6 Elect James R. Curtiss Management For Voted - For
7 Elect Donald H.F. Deranger Management For Voted - For
8 Elect Catherine A. Gignac Management For Voted - For
9 Elect Timothy S. Gitzel Management For Voted - For
10 Elect James K. Gowans Management For Voted - For
11 Elect Nancy E. Hopkins Management For Voted - For
12 Elect Anne McLellan Management For Voted - For
13 Elect Neil McMillan Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
CENTRUS ENERGY CORP
SECURITY ID: 15643U104 TICKER: LEU
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Michael S. Diament Management For Voted - For
1.2 Elect Osbert M. Hood Management For Voted - For
1.3 Elect W. Thomas Jagodinski Management For Voted - For
1.4 Elect Patricia J. Jamieson Management For Voted - For
1.5 Elect Suleman E. Lunat Management For Voted - For
1.6 Elect William J. Madia Management For Voted - For
1.7 Elect Michael P. Morrell Management For Voted - For
1.8 Elect Daniel B. Poneman Management For Voted - For
1.9 Elect Mikel H. Williams Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
DENISON MINES CORP
SECURITY ID: 248356107 TICKER: DNN
Meeting Date: 07-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John H. Craig Management For Voted - Against
3 Elect W. Robert Dengler Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Brian D. Edgar Management For Voted - Against
5 Elect Ron F. Hochstein Management For Voted - For
6 Elect Lukas H. Lundin Management For Voted - Against
7 Elect Joo Soo Park Management For Voted - For
8 Elect William A. Rand Management For Voted - For
9 Elect Catherine J.G. Stefan Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
ENERGY FUELS INC
SECURITY ID: 292671708 TICKER: UUUU
Meeting Date: 18-Jun-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect J. Birks Bovaird Management For Voted - For
5 Elect Stephen P. Antony Management For Voted - For
6 Elect Paul A. Carroll Management For Voted - For
7 Elect Lawrence A. Goldberg Management For Voted - For
8 Elect Bruce D. Hansen Management For Voted - For
9 Elect Ron F. Hochstein Management For Voted - Against
10 Elect Joo Soo Park Management For Voted - For
11 Elect Richard Patricio Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Shareholder Rights Plan renewal Management For Voted - For
14 Approval of the 2015 Omnibus Equity Incentive Plan Management For Voted - For
15 Merger/Acquisition Management For Voted - Against
16 Transaction of Other Business Management For Voted - Against
ENERGY RESOURCES OF AUSTRALIA LTD
SECURITY ID: Q35254111 TICKER: ERA
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Elect Joanne Farrell Management For Voted - For
4 Elect Bruce Cox Management For Voted - For
5 Elect David M. Smith Management For Voted - For
FISSION 3.0 CORP
SECURITY ID: 338124100 TICKER: FUU
Meeting Date: 18-Dec-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Board Size Management For Voted - For
3 Elect Devinder Randhawa Management For Voted - For
4 Elect Ross McElroy Management For Voted - For
5 Elect Frank Estergaard Management For Voted - For
6 Elect William Marsh Management For Voted - For
7 Elect Jeremy Ross Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Approval of Stock Option Plan Management For Voted - For
GREENLAND MINERALS AND ENERGY LIMITED
SECURITY ID: Q4352V117 TICKER: GGG
Meeting Date: 14-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Re-elect Jeremy S. Whybrow Management For Voted - Against
4 Ratify Placement of Securities (Long State
Investment Limited) Management For Voted - For
5 Ratify Placement of Securities (Royalty Vendors) Management For Voted - For
6 Renew Employee Rights Plan Management For Voted - Against
7 Approve Issue of Securities (10% Placement Facility) Management For Voted - For
LARAMIDE RESOURCES LTD.
SECURITY ID: 51669T101 TICKER: LAM
Meeting Date: 27-May-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Marc C. Henderson Management For Voted - For
3 Elect D. Scott Patterson Management For Voted - For
4 Elect John G. Booth Management For Voted - Against
5 Elect Paul Wilkens Management For Voted - Against
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
MEGA URANIUM LTD
SECURITY ID: ADPV07962 TICKER: MGA
Meeting Date: 23-Mar-15 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Anthony Grey Management For Voted - For
3 Elect Sheldon Inwentash Management For Voted - Against
4 Elect Arni Johannson Management For Voted - For
5 Elect Douglas Reeson Management For Voted - For
6 Elect Michael Sweatman Management For Voted - Against
7 Elect Stewart Taylor Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Shareholder Rights Plan Renewal Management For Voted - For
10 Advance Notice Provision Management For Voted - Against
PALADIN ENERGY LTD
SECURITY ID: Q7264T104 TICKER: PDN
Meeting Date: 20-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 REMUNERATION REPORT Management For Voted - For
3 Re-Elect Sean R. Llewelyn Management For Voted - For
Meeting Date: 30-Mar-15 Meeting Type: Ordinary
1 Approve Issue of Securities Management For Voted - For
2 Ratify Placement of Securities Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
SILEX SYSTEMS
SECURITY ID: Q85045104 TICKER: SLX
Meeting Date: 18-Nov-14 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Lisa McIntyre Management For Voted - For
UEX CORP
SECURITY ID: 902666106 TICKER: UEX
Meeting Date: 08-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Suraj P. Ahuja Management For Voted - For
4 Elect Mark P. Eaton Management For Voted - For
5 Elect Roger M. Lemaitre Management For Voted - For
6 Elect Colin C. Macdonald Management For Voted - For
7 Elect Emmet A. McGrath Management For Voted - For
8 Elect Graham C. Thody Management For Voted - Against
9 Appointment of Auditor Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
URANERZ ENERGY CORPORATION.
SECURITY ID: 91688T104 TICKER: URZ
Meeting Date: 18-Jun-15 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
4 Transaction of Other Business Management For Voted - Against
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect Glenn Catchpole Management For Voted - For
1.2 Elect Dennis Higgs Management For Voted - For
1.3 Elect Paul Goranson Management For Voted - For
1.4 Elect Paul F. Saxton Management For Voted - For
1.5 Elect Gerhard Kirchner Management For Voted - For
1.6 Elect Peter Bell Management For Voted - For
1.7 Elect Arnold J. Dyck Management For Voted - For
2 Ratification of Auditor Management For Voted - For
URANIUM PARTICIPATION CORPORATION
SECURITY ID: 917017105 TICKER: U
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Paul J. Bennett Management For Voted - For
3 Elect Thomas Hayslett Management For Voted - For
4 Elect Jeff Kennedy Management For Voted - Against
5 Elect Garth A.C. MacRae Management For Voted - Against
6 Elect Ganpat Mani Management For Voted - For
7 Elect Richard H. McCoy Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
UR-ENERGY INC.
SECURITY ID: 91688R108 TICKER: URG
Meeting Date: 28-May-15 Meeting Type: Special
1.1 Elect Jeffrey T. Klenda Management For Voted - For
1.2 Elect James M. Franklin Management For Voted - For
1.3 Elect W. William Boberg Management For Voted - For
1.4 Elect Paul Macdonell Management For Voted - For
1.5 Elect Thomas Parker Management For Voted - For
1.6 Elect Gary C. Huber Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GLOBAL X URANIUM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory vote on Executive Compensation Management For Voted - For
4 Amendment to Shareholder Rights Plan Management For Voted - For
5 Adoption of Advance Notice Policy Management For Voted - Against
6 Amendment to the RSU Plan Management For Voted - For
GLOBAL X YIELDCO INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEXTENERGY SOLAR FUND LIMITED
SECURITY ID: G65006101 TICKER: NESF
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Elect Kevin Lyon Management For Voted - For
2 Elect Vic Holmes Management For Voted - For
3 Elect Patrick Firth Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Scrip Dividend Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
SAETA YIELD S.A.
SECURITY ID: E8541K109 TICKER: SAY
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Resignation of Alfonso Aguirre D[]az-Guardamino Management For Voted - For
7 Resignation of Epifanio Lozano Pueyo Management For Voted - For
8 Ratify Co-option and Elect Deepak Agrawal Management For Voted - For
9 Ratify Co-option and Elect Rajaram Rao Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE GLOBAL X FUNDS
By: /s/ Bruno del Ama
-------------------------
Bruno del Ama
President
Date: August 26, 2015