UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22431
RIVERPARK FUNDS TRUST
(Exact name of registrant as specified in charter)
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
Registrant's Telephone Number: 1-212-484-2100
Date of Fiscal Year End: SEPTEMBER 30
Date of Reporting Period: JULY 1, 2014 TO JUNE 30, 2015
NON-VOTING FUNDS
SHORT TERM HIGH YIELD FUND
No Securities Held by the Fund Had Proxy Votes During the Reporting Period.
Accordingly, no Votes Have Been Cast On Securities By This Fund During the
Reporting Period.
STRATEGIC INCOME FUND
No Securities Held by the Fund Had Proxy Votes During the Reporting Period.
Accordingly, no Votes Have Been Cast On Securities By This Fund During the
Reporting Period.
STRUCTURAL ALPHA FUND
Structural Alpha Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Jason N. Ader Management For Voted - For
1.2 Director: Micheline Chau Management For Voted - For
1.3 Director: Michael A. Leven Management For Voted - For
1.4 Director: David F. Levi Management For Voted - For
2 Ratification of the Selection of Deloitte & Touche
Llc As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2015 Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
LIBERTY GLOBAL PLC.
CUSIP: G5480U104 TICKER: LBTYA
Meeting Date: 25-Jun-15 Meeting Type: Annual
1. To Elect Michael T. Fries As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2018. Management For Voted - For
2. To Elect Paul A. Gould As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2018. Management For Voted - For
3. To Elect John C. Malone As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2018. Management For Voted - For
4. To Elect Larry E. Romrell As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2018. Management For Voted - For
5. To Approve on an Advisory Basis the Annual Report
on the Implementation of the Directors'
Compensation Policy for the Year Ended December 31,
2014, Contained in Appendix A of the Proxy
Statement (in Accordance with Requirements
Applicable to U.k. Companies). Management For Voted - For
6. To Ratify the Appointment of KPMG LLP (u.s.) As
Liberty Global's Independent Auditor for the Year
Ending December 31, 2015. Management For Voted - For
7. To Appoint KPMG LLP (u.k.) As Liberty Global's U.k.
Statutory Auditor Under the U.k. Companies Act 2006
(to Hold Office Until the Conclusion of the Next
Annual General Meeting at Which Accounts are Laid
Before Liberty Global). Management For Voted - For
8. To Authorize the Audit Committee of Liberty
Global's Board of Directors to Determine the U.k.
Statutory Auditor's Compensation. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LIBERTY INTERACTIVE CORPORATION
CUSIP: 53071M104 TICKER: QVCA
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Director: Michael A. George Management For Voted - For
1.2 Director: Gregory B. Maffei Management For Voted - For
1.3 Director: M. Lavoy Robison Management For Voted - For
2. A Proposal to Approve the Adoption of the Amendment
and Restatement of our Restated Certificate of
Incorporation (i) to Change the Name of the
"interactive Group" to the "qvc Group," (ii) to
Change the Name of the "liberty Interactive Common
Stock" to the "qvc Group Common Stock," (iii) to
Reclassify Each (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
3. A Proposal to Approve the Adoption of the Amendment
of our Certificate of Incorporation to Increase (i)
the Total Number of Shares of our Capital Stock
Which our Company Will Have the Authority to Issue,
(ii) the Number of Shares of our Capital Stock
Designated As "common Stock," and (iii) the Number
of (due to Space Limits, See Proxy Statement
for Full Proposal) Management For Voted - Against
4. A Proposal to Ratify the Selection of KPMG LLP As
our Independent Auditors for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALERE INC.
CUSIP: 01449J105 TICKER: ALR
Meeting Date: 21-Aug-14 Meeting Type: Annual
1A. Election of Director: Gregg J. Powers Management For Voted - For
1B. Election of Director: Regina Benjamin, M.D. Management For Voted - For
1C. Election of Director: Hakan Bjorklund, Ph.D. Management For Voted - For
1D. Election of Director: John F. Levy Management For Voted - For
1E. Election of Director: Stephen P. Macmillan Management For Voted - For
1F. Election of Director: Brian A. Markison Management For Voted - For
1G. Election of Director: Sir Thomas Fulton Wilson
Mckillop, Ph.D. Management For Voted - For
1H. Election of Director: John A. Quelch, C.b.e., D.b.a. Management For Voted - For
2. Approval of an Increase in the Number of Shares of
Common Stock (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
3. Approval of an Increase to the Number of Shares of
Common Stock Available for Issuance Under the Alere
Inc. 2001 Employee Stock Purchase Plan by
1,000,000, from 4,000,000 to 5,000,000. Management For Voted - For
4. Approval of an Amendment to our Certificate of
Incorporation to (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for our Fiscal
Year Ending December 31, 2014. Management For Voted - For
6. Approval, by Non-binding Vote, of Executive
Compensation. Management For Voted - Against
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
CUSIP: 01988P108 TICKER: MDRX
Meeting Date: 29-May-15 Meeting Type: Annual
1A. Election of Director: Stuart L. Bascomb Management For Voted - For
1B. Election of Director: Paul M. Black Management For Voted - For
1C. Election of Director: Dennis H. Chookaszian Management For Voted - For
1D. Election of Director: Michael A. Klayko Management For Voted - For
1E. Election of Director: Anita V. Pramoda Management For Voted - For
1F. Election of Director: David D. Stevens Management For Voted - For
1G. Election of Director: Ralph H. Thurman Management For Voted - For
2 To Ratify the Appointment of Grant Thornton LLP As
the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
3 To Approve, on an Advisory Basis, the Company's
Named Executive Officer Compensation. Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Approve the Amendment and Restatement of the
Company's Fourth Amended and Restated Certificate
of Incorporation. Management For Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1A. Election of Director: W. Don Cornwell Management For Voted - For
1B. Election of Director: Peter R. Fisher Management For Voted - For
1C. Election of Director: John H. Fitzpatrick Management For Voted - For
1D. Election of Director: Peter D. Hancock Management For Voted - For
1E. Election of Director: William G. Jurgensen Management For Voted - For
1F. Election of Director: Christopher S. Lynch Management For Voted - For
1G. Election of Director: George L. Miles, Jr. Management For Voted - For
1H. Election of Director: Henry S. Miller Management For Voted - For
1I. Election of Director: Robert S. Miller Management For Voted - For
1J. Election of Director: Suzanne Nora Johnson Management For Voted - For
1K. Election of Director: Ronald A. Rittenmeyer Management For Voted - For
1L. Election of Director: Douglas M. Steenland Management For Voted - For
1M. Election of Director: Theresa M. Stone Management For Voted - For
2. To Vote, on A Non-binding Advisory Basis, to
Approve Executive Compensation. Management For Voted - Against
3. To Act Upon A Proposal to Ratify the Selection of
PricewaterhouseCoopers LLP As Aig's Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
AOL INC.
CUSIP: 00184X105 TICKER: AOL
Meeting Date: 27-May-15 Meeting Type: Annual
1A. Election of Director: Tim Armstrong Management For Voted - For
1B. Election of Director: Eve Burton Management For Voted - For
1C. Election of Director: Richard Dalzell Management For Voted - For
1D. Election of Director: Alberto Ibarguen Management For Voted - For
1E. Election of Director: Hugh Johnston Management For Voted - For
1F. Election of Director: Dawn Lepore Management For Voted - For
1G. Election of Director: Patricia Mitchell Management For Voted - For
1H. Election of Director: Fredric Reynolds Management For Voted - For
1I. Election of Director: James Stengel Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2015. Management For Voted - For
3. Approval of the Company's Executive Compensation on
an Advisory Basis. Management For Voted - Against
4. Approval of the Company's Amended and Restated Aol
Inc. Annual Incentive Plan for Executive Officers. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APACHE CORPORATION
CUSIP: 037411105 TICKER: APA
Meeting Date: 14-May-15 Meeting Type: Annual
1. Election of Director: George D. Lawrence Management For Voted - For
2. Election of Director: John E. Lowe Management For Voted - For
3. Election of Director: Rodman D. Patton Management For Voted - For
4. Election of Director: Charles J. Pitman Management For Voted - For
5. Ratification of Ernst & Young LLP As Apache's
Independent Auditors Management For Voted - For
6. Advisory Vote to Approve the Compensation of
Apache's Named Executive Officers Management For Voted - Against
7. Approval of Amendment to Apache's Restated
Certificate of Incorporation to Eliminate Apache's
Classified Board of Directors Management For Voted - For
8. Consideration of Shareholder Proposal Regarding
Proxy Access Shareholder For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1A. Election of Director: Tim Cook Management For Voted - For
1B. Election of Director: Al Gore Management For Voted - For
1C. Election of Director: Bob Iger Management For Voted - For
1D. Election of Director: Andrea Jung Management For Voted - For
1E. Election of Director: Art Levinson Management For Voted - For
1F. Election of Director: Ron Sugar Management For Voted - For
1G. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
4. The Amendment of the Apple Inc. Employee Stock
Purchase Plan Management For Voted - For
5. A Shareholder Proposal by the National Center for
Public Policy Research Entitled "risk Report" Shareholder Against Voted - Against
6. A Shareholder Proposal by Mr. James Mcritchie and
Mr. John Harrington Entitled "proxy Access for
Shareholders" Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARRIS GROUP, INC.
CUSIP: 04270V106 TICKER: ARRS
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Alex B. Best Management For Voted - For
1B. Election of Director: Harry L. Bosco Management For Voted - For
1C. Election of Director: J. Timothy Bryan Management For Voted - For
1D. Election of Director: James A. Chiddix Management For Voted - For
1E. Election of Director: Andrew T. Heller Management For Voted - For
1F. Election of Director: Dr. Jeong H. Kim Management For Voted - For
1G. Election of Director: Robert J. Stanzione Management For Voted - For
1H. Election of Director: Doreen A. Toben Management For Voted - For
1I. Election of Director: Debora J. Wilson Management For Voted - For
1J. Election of Director: David A. Woodle Management For Voted - For
2. Voting, on A Non-binding Advisory Basis, on
Executive Compensation ("say on Pay") As Disclosed
in the Proxy Statement. Management For Voted - Against
3. Ratifying the Retention of Ernst & Young LLP As the
Independent Registered Public Accounting Firm for
the Company for 2015. Management For Voted - For
AVON PRODUCTS, INC.
CUSIP: 054303102 TICKER: AVP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Director: Douglas R. Conant Management For Voted - For
1.2 Director: W. Don Cornwell Management For Voted - For
1.3 Director: V. Ann Hailey Management For Voted - For
1.4 Director: Nancy Killefer Management For Voted - For
1.5 Director: Susan J. Kropf Management For Voted - For
1.6 Director: Maria Elena Lagomasino Management For Voted - For
1.7 Director: Sara Mathew Management For Voted - For
1.8 Director: Helen Mccluskey Management For Voted - For
1.9 Director: Sheri Mccoy Management For Voted - For
1.10 Director: Charles H. Noski Management For Voted - For
1.11 Director: Gary M. Rodkin Management For Voted - For
1.12 Director: Paula Stern Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
3. Approval of Amended and Restated 2013 Stock
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
5. Shareholder Proposal on Proxy Access. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AXIALL CORPORATION
CUSIP: 05463D100 TICKER: AXLL
Meeting Date: 19-May-15 Meeting Type: Annual
1A. Election of Director: Paul D. Carrico Management For Voted - For
1B. Election of Director: T. Kevin Denicola Management For Voted - For
1C. Election of Director: Patrick J. Fleming Management For Voted - For
1D. Election of Director: Robert M. Gervis Management For Voted - For
1E. Election of Director: Victoria F. Haynes Management For Voted - For
1F. Election of Director: Michael H. Mcgarry Management For Voted - For
1G. Election of Director: William L. Mansfield Management For Voted - For
1H. Election of Director: Mark L. Noetzel Management For Voted - For
1I. Election of Director: Robert Ripp Management For Voted - For
1J. Election of Director: David N. Weinstein Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
3. To Ratify the Appointment of Ernst & Young LLP to
Serve As the Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
BEST BUY CO., INC.
CUSIP: 086516101 TICKER: BBY
Meeting Date: 09-Jun-15 Meeting Type: Annual
1A. Election of Director: Bradbury H. Anderson Management For Voted - For
1B. Election of Director: Lisa M. Caputo Management For Voted - For
1C. Election of Director: J. Patrick Doyle Management For Voted - For
1D. Election of Director: Russell P. Fradin Management For Voted - For
1E. Election of Director: Kathy J. Higgins Victor Management For Voted - For
1F. Election of Director: Hubert Joly Management For Voted - For
1G. Election of Director: David W. Kenny Management For Voted - For
1H. Election of Director: Thomas L. Millner Management For Voted - For
1I. Election of Director: Gerard R. Vittecoq Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending January 30, 2016. Management For Voted - For
3. To Approve in A Non-binding Advisory Vote our Named
Executive Officer Compensation. Management For Voted - Against
BROCADE COMMUNICATIONS SYSTEMS, INC.
CUSIP: 111621306 TICKER: BRCD
Meeting Date: 07-Apr-15 Meeting Type: Annual
1.1 Election of Director: Judy Bruner Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Director: Lloyd A. Carney Management For Voted - For
1.3 Election of Director: Renato A. Dipentima Management For Voted - For
1.4 Election of Director: Alan L. Earhart Management For Voted - For
1.5 Election of Director: John W. Gerdelman Management For Voted - For
1.6 Election of Director: Dave House Management For Voted - For
1.7 Election of Director: L. William Krause Management For Voted - For
1.8 Election of Director: David E. Roberson Management For Voted - For
1.9 Election of Director: Sanjay Vaswani Management For Voted - For
2. Nonbinding Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
3. Approval of the Amendment and Restatement of the
2009 Stock Plan Management For Voted - For
4. Approval of the Amendment and Restatement of the
2009 Director Plan Management For Voted - For
5. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accountants of
Brocade Communications Systems, Inc. for the Fiscal
Year Ending October 31, 2015 Management For Voted - For
6. Stockholder Proposal to Adopt an Incentive
Compensation Recoupment Policy Shareholder Against Voted - Against
CABLEVISION SYSTEMS CORPORATION
CUSIP: 12686C109 TICKER: CVC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Director: Joseph J. Lhota Management For Voted - For
1.2 Director: Thomas V. Reifenheiser Management For Voted - For
1.3 Director: John R. Ryan Management For Voted - For
1.4 Director: Steven J. Simmons Management For Voted - For
1.5 Director: Vincent Tese Management For Voted - For
1.6 Director: Leonard Tow Management For Voted - For
2. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Approval of Cablevision Systems Corporation 2015
Employee Stock Plan. Management For Voted - For
CABOT CORPORATION
CUSIP: 127055101 TICKER: CBT
Meeting Date: 12-Mar-15 Meeting Type: Annual
1.1 Election of Director Whose Term Expires in 2018:
John K. Mcgillicuddy Management For Voted - For
1.2 Election of Director Whose Term Expires in 2018:
John F. O'brien Management For Voted - For
1.3 Election of Director Whose Term Expires in 2018:
Lydia W. Thomas Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Election of Director Whose Term Expires in 2018:
Mark S. Wrighton Management For Voted - For
2. To Approve, in an Advisory Vote, Cabot's Executive
Compensation. Management For Voted - Against
3. To Approve the Cabot Corporation 2015 Directors'
Stock Compensation Plan. Management For Voted - Against
4. To Ratify the Appointment of Deloitte & Touche LLP
As Cabot's Independent Registered Public Accounting
Firm for the Fiscal Year Ending September 30, 2015. Management For Voted - For
CALPINE CORPORATION
CUSIP: 131347304 TICKER: CPN
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Director: Frank Cassidy Management For Voted - For
1.2 Director: Jack A. Fusco Management For Voted - For
1.3 Director: John B. (thad) Hill III Management For Voted - For
1.4 Director: Michael W. Hofmann Management For Voted - For
1.5 Director: David C. Merritt Management For Voted - For
1.6 Director: W. Benjamin Moreland Management For Voted - For
1.7 Director: Robert A. Mosbacher, Jr Management For Voted - For
1.8 Director: Denise M. O'leary Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
3. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - Against
4. To Amend and Restate the Company's Bylaws to
Implement Majority Voting in Uncontested Director
Elections. Management For Voted - For
5. To Reapprove the Material Terms of the Performance
Goals Under the Calpine Corporation 2008 Equity
Incentive Plan for Purposes of Section 162(m) of
the Internal Revenue Code. Management For Voted - For
CELANESE CORPORATION
CUSIP: 150870103 TICKER: CE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: James E. Barlett Management For Voted - For
1B. Election of Director: Edward G. Galante Management For Voted - For
1C. Election of Director: David F. Hoffmeister Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
3. To Ratify the Selection of KPMG LLP As our
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CENTURYLINK, INC.
CUSIP: 156700106 TICKER: CTL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Virginia Boulet Management For Voted - For
1.2 Director: Peter C. Brown Management For Voted - For
1.3 Director: Richard A. Gephardt Management For Voted - For
1.4 Director: W. Bruce Hanks Management For Voted - For
1.5 Director: Gregory J. Mccray Management For Voted - For
1.6 Director: C.g. Melville, Jr. Management For Voted - For
1.7 Director: William A. Owens Management For Voted - For
1.8 Director: Harvey P. Perry Management For Voted - For
1.9 Director: Glen F. Post, III Management For Voted - For
1.10 Director: Michael J. Roberts Management For Voted - For
1.11 Director: Laurie A. Siegel Management For Voted - For
1.12 Director: Joseph R. Zimmel Management For Voted - For
2 Ratify the Appointment of KPMG LLP As our
Independent Auditor for 2015. Management For Voted - For
3 Approve our 2015 Executive Officer Short-term
Incentive Plan. Management For Voted - For
4 Advisory Vote Regarding our Executive Compensation. Management For Voted - Against
5 Shareholder Proposal Regarding Equity Retention. Shareholder Against Voted - Against
CHESAPEAKE ENERGY CORPORATION
CUSIP: 165167107 TICKER: CHK
Meeting Date: 22-May-15 Meeting Type: Annual
1A. Election of Director: Archie W. Dunham Management For Voted - For
1B. Election of Director: Vincent J. Intrieri Management For Voted - For
1C. Election of Director: Robert D. Lawler Management For Voted - For
1D. Election of Director: John J. Lipinski Management For Voted - For
1E. Election of Director: R. Brad Martin Management For Voted - For
1F. Election of Director: Merrill A. "pete" Miller, Jr. Management For Voted - For
1G. Election of Director: Frederic M. Poses Management For Voted - For
1H. Election of Director: Kimberly K. Querrey Management For Voted - For
1I. Election of Director: Louis A. Raspino Management For Voted - For
1J. Election of Director: Thomas L. Ryan Management For Voted - For
2. To Approve on an Advisory Basis our Named Executive
Officer Compensation. Management For Voted - Against
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2015. Management For Voted - For
4. Appointment of Environmental Director. Shareholder Against Voted - Against
5. Climate Change Report. Shareholder Against Voted - Against
6. Political Spending Report. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Creation of Board of Director Risk Oversight
Committee. Shareholder Against Voted - Against
CIT GROUP INC.
CUSIP: 125581801 TICKER: CIT
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: John A. Thain Management For Voted - For
1B. Election of Director: Ellen R. Alemany Management For Voted - For
1C. Election of Director: Michael J. Embler Management For Voted - For
1D. Election of Director: William M. Freeman Management For Voted - For
1E. Election of Director: David M. Moffett Management For Voted - For
1F. Election of Director: R. Brad Oates Management For Voted - For
1G. Election of Director: Marianne Miller Parrs Management For Voted - For
1H. Election of Director: Gerald Rosenfeld Management For Voted - For
1I. Election of Director: John R. Ryan Management For Voted - For
1J. Election of Director: Sheila A. Stamps Management For Voted - For
1K. Election of Director: Seymour Sternberg Management For Voted - For
1L. Election of Director: Peter J. Tobin Management For Voted - For
1M. Election of Director: Laura S. Unger Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Cit's Independent Registered Public
Accounting Firm and External Auditors for 2015. Management For Voted - For
3. To Recommend, by Non-binding Vote, the Compensation
of Cit's Named Executive Officers. Management For Voted - Against
4. To Approve the Cit Group Inc. 2015 Executive
Incentive Plan. Management For Voted - For
CLIFFS NATURAL RESOURCES INC.
CUSIP: 18683K101 TICKER: CLF
Meeting Date: 29-Jul-14 Meeting Type: Contested Annual
1.1 Director: Gary B. Halverson Management For Voted - For
1.2 Director: Barry J. Eldridge Management For Voted - For
1.3 Director: Mark E. Gaumond Management For Voted - For
1.4 Director: Susan M. Green Management For Voted - For
1.5 Director: Janice K. Henry Management For Voted - For
1.6 Director: Stephen M. Johnson Management For Voted - For
1.7 Director: James F. Kirsch Management For Voted - For
1.8 Director: Richard K. Riederer Management For Voted - For
1.9 Director: Timothy W. Sullivan Management For Voted - For
2 Approval of the 2014 Nonemployee Directors'
Compensation Plan. Management For Voted - Against
3 Approval, on an Advisory Basis, of our Named
Executive Officers' Compensation. Management For Voted - Against
4 Approval of the Cliffs Natural Resources Inc.
Amended and Restated 2012 Incentive Equity Plan. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Ratification of the Appointment of Deloitte &
Touche, LLP As our Independent Registered Public
Accounting Firm to Serve for the 2014 Fiscal Year. Management For Voted - For
COMPUTER SCIENCES CORPORATION
CUSIP: 205363104 TICKER: CSC
Meeting Date: 13-Aug-14 Meeting Type: Annual
1A. Election of the Csc Board of Director: David J.
Barram Management For Voted - For
1B. Election of the Csc Board of Director: Erik
Brynjolfsson Management For Voted - For
1C. Election of the Csc Board of Director: Rodney F.
Chase Management For Voted - For
1D. Election of the Csc Board of Director: Bruce B.
Churchill Management For Voted - For
1E. Election of the Csc Board of Director: Nancy
Killefer Management For Voted - For
1F. Election of the Csc Board of Director: J. Michael
Lawrie Management For Voted - For
1G. Election of the Csc Board of Director: Brian P.
Macdonald Management For Voted - For
1H. Election of the Csc Board of Director: Sean O'keefe Management For Voted - For
2. Approval, by Non-binding Vote, of Executive
Compensation Management For Voted - Against
3. Ratification of the Appointment of Independent
Auditors Management For Voted - For
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: Richard L. Armitage Management For Voted - For
1B. Election of Director: Richard H. Auchinleck Management For Voted - For
1C. Election of Director: Charles E. Bunch Management For Voted - For
1D. Election of Director: James E. Copeland, Jr. Management For Voted - For
1E. Election of Director: John V. Faraci Management For Voted - For
1F. Election of Director: Jody L. Freeman Management For Voted - For
1G. Election of Director: Gay Huey Evans Management For Voted - For
1H. Election of Director: Ryan M. Lance Management For Voted - For
1I. Election of Director: Arjun N. Murti Management For Voted - For
1J. Election of Director: Robert A. Niblock Management For Voted - For
1K. Election of Director: Harald J. Norvik Management For Voted - For
2. Proposal to Ratify Appointment of Ernst & Young LLP
As Conocophillips' Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Report on Lobbying Expenditures. Shareholder Against Voted - Against
5. No Accelerated Vesting Upon Change in Control. Shareholder Against Voted - Against
6. Policy on Using Reserves Metrics to Determine
Incentive Compensation. Shareholder Against Voted - Against
7. Proxy Access. Shareholder Against Voted - Against
DELTA AIR LINES, INC.
CUSIP: 247361702 TICKER: DAL
Meeting Date: 25-Jun-15 Meeting Type: Annual
1A. Election of Director: Richard H. Anderson Management For Voted - For
1B. Election of Director: Edward H. Bastian Management For Voted - For
1C. Election of Director: Francis S. Blake Management For Voted - For
1D. Election of Director: Roy J. Bostock Management For Voted - For
1E. Election of Director: John S. Brinzo Management For Voted - For
1F. Election of Director: Daniel A. Carp Management For Voted - For
1G. Election of Director: David G. Dewalt Management For Voted - For
1H. Election of Director: Thomas E. Donilon Management For Voted - For
1I. Election of Director: William H. Easter III Management For Voted - For
1J. Election of Director: Mickey P. Foret Management For Voted - For
1K. Election of Director: Shirley C. Franklin Management For Voted - For
1L. Election of Director: David R. Goode Management For Voted - For
1M. Election of Director: George N. Mattson Management For Voted - For
1N. Election of Director: Douglas R. Ralph Management For Voted - For
1O. Election of Director: Sergio A.l. Rial Management For Voted - For
1P. Election of Director: Kenneth B. Woodrow Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of Delta's Named Executive Officers. Management For Voted - Against
3. To Ratify the Appointment of Ernst & Young LLP As
Delta's Independent Auditors for the Year Ending
December 31, 2015. Management For Voted - For
4. A Stockholder Proposal for Senior Executives to
Retain Significant Stock. Shareholder Against Voted - Against
DENBURY RESOURCES INC.
CUSIP: 247916208 TICKER: DNR
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Director: Wieland F. Wettstein Management For Voted - For
1.2 Director: Michael B. Decker Management For Voted - For
1.3 Director: John P. Dielwart Management For Voted - For
1.4 Director: Gregory L. Mcmichael Management For Voted - For
1.5 Director: Kevin O. Meyers Management For Voted - For
1.6 Director: Phil Rykhoek Management For Voted - For
1.7 Director: Randy Stein Management For Voted - For
1.8 Director: Laura A. Sugg Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. An Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
3. To Vote on the Amendment and Restatement of our
2004 Omnibus Stock and Incentive Plan, Including to
Increase the Number of Reserved Shares and for
Internal Revenue Code Section 162(m) Qualification Management For Voted - For
4. To Ratify the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2015 Management For Voted - For
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Barbara M. Baumann Management For Voted - For
1.2 Director: John E. Bethancourt Management For Voted - For
1.3 Director: Robert H. Henry Management For Voted - For
1.4 Director: Michael M. Kanovsky Management For Voted - For
1.5 Director: Robert A. Mosbacher, Jr Management For Voted - For
1.6 Director: J. Larry Nichols Management For Voted - For
1.7 Director: Duane C. Radtke Management For Voted - For
1.8 Director: Mary P. Ricciardello Management For Voted - For
1.9 Director: John Richels Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
3. Ratify the Appointment of the Company's Independent
Auditors for 2015. Management For Voted - For
4. Adoption of the Devon Energy Corporation 2015
Long-term Incentive Plan. Management For Voted - For
5. Adoption of Proxy Access Bylaw. Shareholder Against Voted - Against
6. Report on Lobbying Activities Related to Energy
Policy and Climate Change. Shareholder Against Voted - Against
7. Report Disclosing Lobbying Policy and Activity. Shareholder Against Voted - Against
8. Report on Plans to Address Climate Change. Shareholder Against Voted - Against
DYNEGY INC.
CUSIP: 26817R108 TICKER: DYN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Hilary E. Ackermann Management For Voted - For
1.2 Director: Paul M. Barbas Management For Voted - For
1.3 Director: Robert C. Flexon Management For Voted - For
1.4 Director: Richard L. Kuersteiner Management For Voted - For
1.5 Director: Jeffrey S. Stein Management For Voted - For
1.6 Director: John R. Sult Management For Voted - For
1.7 Director: Pat Wood III Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, on an Advisory Basis, the Compensation
of Dynegy's Named Executive Officers. Management For Voted - Against
3. To Act Upon A Proposal to Ratify the Appointment of
Ernst & Young LLP As Dynegy's Independent
Registered Public Accountants for the Fiscal Year
Ending December 31, 2015. Management For Voted - For
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: John T. Cardis Management For Voted - For
1B. Election of Director: Kieran T. Gallahue Management For Voted - For
1C. Election of Director: Barbara J. Mcneil Management For Voted - For
1D. Election of Director: Michael A. Mussallem Management For Voted - For
1E. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote on Executive Compensation Management For Voted - Against
3. Approval of the 2015 Edwards Incentive Plan Management For Voted - For
4. Amendment and Restatement of the Long-term Stock
Incentive Compensation Program Management For Voted - For
5. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
6. Stockholder Proposal Regarding Action by Written
Consent Shareholder Against Voted - Against
FIDELITY NATIONAL FINANCIAL, INC.
CUSIP: 31620R303 TICKER: FNF
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Director: Frank P. Willey Management For Voted - For
1.2 Director: Willie D. Davis Management For Voted - For
1.3 Director: John D. Rood Management For Voted - For
2. Approval of A Non-binding Advisory Resolution on
the Compensation Paid to our Named Executive
Officers. Management For Voted - Against
3. Ratification of the Selection of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2015 Fiscal Year. Management For Voted - For
4. A Stockholder Proposal on Proxy Access. Shareholder Against Voted - Against
FIRST SOLAR, INC.
CUSIP: 336433107 TICKER: FSLR
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Michael J. Ahearn Management For Voted - For
1.2 Director: Sharon L. Allen Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Director: Richard D. Chapman Management For Voted - For
1.4 Director: George A. Hambro Management For Voted - For
1.5 Director: James A. Hughes Management For Voted - For
1.6 Director: Craig Kennedy Management For Voted - For
1.7 Director: James F. Nolan Management For Voted - For
1.8 Director: William J. Post Management For Voted - For
1.9 Director: J. Thomas Presby Management For Voted - For
1.10 Director: Paul H. Stebbins Management For Voted - For
1.11 Director: Michael Sweeney Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2015. Management For Voted - For
3. Approval of the Adoption of the First Solar, Inc.
2015 Omnibus Incentive Compensation Plan. Management For Voted - For
FLEXTRONICS INTERNATIONAL LTD.
CUSIP: Y2573F102 TICKER: FLEX
Meeting Date: 28-Aug-14 Meeting Type: Annual
1. Re-election of Mr. Daniel H. Schulman As A Director
of Flextronics. Management For Voted - For
2A. Re-election of Mr. Michael D. Capellas As A
Director of Flextronics. Management For Voted - For
2B. Re-election of Mr. Marc A. Onetto As A Director of
Flextronics. Management For Voted - For
3. Re-appointment of Mr. Lawrence A. Zimmerman As A
Director of Flextronics. Management For Voted - For
4. To Approve the Re-appointment of Deloitte & Touche
LLP As Flextronics's Independent Auditors for the
2015 Fiscal Year and to Authorize the Board of
Directors to Fix Its Remuneration. Management For Voted - For
5. To Approve A General Authorization for the
Directors of Flextronics to Allot and Issue
Ordinary Shares. Management For Voted - For
6. Non-binding, Advisory Resolution. to Approve the
Compensation of Flextronics's Named Executive
Officers, As Disclosed Pursuant to Item 402 of
Regulation S-k, Set Forth in "compensation
Discussion and Analysis" and in the Compensation
Tables and the Accompanying Narrative Disclosure
Under "executive Compensation" in Flextronics's
Proxy Statement Relating to Its 2014 Annual General
Meeting. Management For Voted - Against
7. To Approve Changes in the Cash Compensation Payable
to Flextronics's Compensation Committee Members and
the Chairman of the Compensation Committee. Management For Voted - Against
S1. Extraordinary General Meeting Proposal: to Approve
the Renewal of the Share Purchase Mandate Relating
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Acquisitions by Flextronics of Its Own Issued
Ordinary Shares. Management For Voted - For
FORD MOTOR COMPANY
CUSIP: 345370860 TICKER: F
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Stephen G. Butler Management For Voted - For
1B. Election of Director: Kimberly A. Casiano Management For Voted - For
1C. Election of Director: Anthony F. Earley, Jr. Management For Voted - For
1D. Election of Director: Mark Fields Management For Voted - For
1E. Election of Director: Edsel B. Ford II Management For Voted - For
1F. Election of Director: William Clay Ford, Jr. Management For Voted - For
1G. Election of Director: James P. Hackett Management For Voted - For
1H. Election of Director: James H. Hance, Jr. Management For Voted - For
1I. Election of Director: William W. Helman IV Management For Voted - For
1J. Election of Director: Jon M. Huntsman, Jr. Management For Voted - For
1K. Election of Director: William E. Kennard Management For Voted - For
1L. Election of Director: John C. Lechleiter Management For Voted - For
1M. Election of Director: Ellen R. Marram Management For Voted - For
1N. Election of Director: Gerald L. Shaheen Management For Voted - For
1O. Election of Director: John L. Thornton Management For Voted - For
2. Ratification of Selection of Independent Registered
Public Accounting Firm. Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve the
Compensation of the Named Executives. Management For Voted - Against
4. Relating to Consideration of A Recapitalization
Plan to Provide That All of the Company's
Outstanding Stock Have One Vote Per Share. Shareholder Against Voted - Against
5. Relating to Allowing Holders of 20% of Outstanding
Common Stock to Call Special Meetings of
Shareholders. Shareholder Against Voted - Against
FREEPORT-MCMORAN INC.
CUSIP: 35671D857 TICKER: FCX
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Director: Richard C. Adkerson Management For Voted - For
1.2 Director: Robert J. Allison, Jr. Management For Voted - For
1.3 Director: Alan R. Buckwalter, III Management For Voted - For
1.4 Director: Robert A. Day Management For Voted - For
1.5 Director: James C. Flores Management For Voted - For
1.6 Director: Gerald J. Ford Management For Voted - For
1.7 Director: Thomas A. Fry, III Management For Voted - For
1.8 Director: H. Devon Graham, Jr. Management For Voted - For
1.9 Director: Lydia H. Kennard Management For Voted - For
1.10 Director: Charles C. Krulak Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Director: Bobby Lee Lackey Management For Voted - For
1.12 Director: Jon C. Madonna Management For Voted - For
1.13 Director: Dustan E. Mccoy Management For Voted - For
1.14 Director: James R. Moffett Management For Voted - For
1.15 Director: Stephen H. Siegele Management For Voted - For
1.16 Director: Frances Fragos Townsend Management For Voted - For
2 Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
3 Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for 2015. Management For Voted - Against
4 Reapproval of the Material Terms of the Section
162(m) Performance Goals Under our Amended and
Restated 2006 Stock Incentive Plan. Management For Voted - For
5 Stockholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
GENERAL MOTORS COMPANY
CUSIP: 37045V100 TICKER: GM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1A. Election of Director: Joseph J. Ashton Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Stephen J. Girsky Management For Voted - For
1D. Election of Director: Linda R. Gooden Management For Voted - For
1E. Election of Director: Joseph Jimenez, Jr. Management For Voted - For
1F. Election of Director: Kathryn V. Marinello Management For Voted - For
1G. Election of Director: Michael G. Mullen Management For Voted - For
1H. Election of Director: James J. Mulva Management For Voted - For
1I. Election of Director: Patricia F. Russo Management For Voted - For
1J. Election of Director: Thomas M. Schoewe Management For Voted - For
1K. Election of Director: Theodore M. Solso Management For Voted - For
1L. Election of Director: Carol M. Stephenson Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Gm's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - Against
4. Independent Board Chairman Shareholder Against Voted - Against
5. Cumulative Voting Shareholder Against Voted - Against
GENWORTH FINANCIAL, INC.
CUSIP: 37247D106 TICKER: GNW
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: William H. Bolinder Management For Voted - For
1B. Election of Director: G. Kent Conrad Management For Voted - For
1C. Election of Director: Melina E. Higgins Management For Voted - For
1D. Election of Director: Nancy J. Karch Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Thomas J. Mcinerney Management For Voted - For
1F. Election of Director: Christine B. Mead Management For Voted - For
1G. Election of Director: David M. Moffett Management For Voted - For
1H. Election of Director: Thomas E. Moloney Management For Voted - For
1I. Election of Director: James A. Parke Management For Voted - For
1J. Election of Director: James S. Riepe Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Ratification of the Selection of KPMG LLP As the
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
4. Stockholder Proposal Regarding the Preparation of
an Annual Sustainability Report. Shareholder Against Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: John F. Cogan Management For Voted - For
1B. Election of Director: Etienne F. Davignon Management For Voted - For
1C. Election of Director: Carla A. Hills Management For Voted - For
1D. Election of Director: Kevin E. Lofton Management For Voted - For
1E. Election of Director: John W. Madigan Management For Voted - For
1F. Election of Director: John C. Martin Management For Voted - For
1G. Election of Director: Nicholas G. Moore Management For Voted - For
1H. Election of Director: Richard J. Whitley Management For Voted - For
1I. Election of Director: Gayle E. Wilson Management For Voted - For
1J. Election of Director: Per Wold- Olsen Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP by the
Audit Committee of the Board of Directors As the
Independent Registered Public Accounting Firm of
Gilead for the Fiscal Year Ending December 31, 2015. Management For Voted - For
3. To Approve an Amendment and Restatement to Gilead's
Employee Stock Purchase Plan and International
Employee Stock Purchase Plan. Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers As Presented in the
Proxy Statement. Management For Voted - Against
5. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Take Steps to Permit Stockholder Action by Written
Consent. Shareholder Against Voted - Against
6. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Adopt A Policy That the Chairman of the Board of
Directors be an Independent Director. Shareholder Against Voted - Against
7. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That Gilead
Issue an Annual Sustainability Report. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Report on Certain Risks to Gilead from Rising
Pressure to Contain U.S. Specialty Drug Prices. Shareholder Against Voted - Against
HERBALIFE LTD.
CUSIP: G4412G101 TICKER: HLF
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Director: Pedro Cardoso Management For Voted - For
1.2 Director: Jonathan Christodoro Management For Voted - For
1.3 Director: Keith Cozza Management For Voted - For
1.4 Director: James L. Nelson Management For Voted - For
2. Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - Against
3. Ratify the Appointment of the Company's Independent
Registered Public Accountants for Fiscal 2015. Management For Voted - For
4. Approve an Amendment to the Company's Amended and
Restated Memorandum and Articles of Association to
Provide for Majority Voting in Uncontested Director
Elections. Management For Voted - For
HESS CORPORATION
CUSIP: 42809H107 TICKER: HES
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: R.f. Chase Management For Voted - For
1B. Election of Director: T.j. Checki Management For Voted - For
1C. Election of Director: H. Golub Management For Voted - For
1D. Election of Director: J.b. Hess Management For Voted - For
1E. Election of Director: E.e. Holiday Management For Voted - For
1F. Election of Director: R. Lavizzo- Mourey Management For Voted - For
1G. Election of Director: D. Mcmanus Management For Voted - For
1H. Election of Director: J.h. Mullin III Management For Voted - For
1I. Election of Director: J.h. Quigley Management For Voted - For
1J. Election of Director: R.n. Wilson Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - Against
3. Ratification of the Selection of Ernst & Young LLP
As Independent Auditors for Fiscal Year Ending
December 31, 2015. Management For Voted - For
4. Approval of the Amended and Restated 2008 Long-term
Incentive Plan. Management For Voted - For
5. Stockholder Proposal Recommending Proxy Access. Shareholder Against Voted - Against
6. Stockholder Proposal Recommending A Scenario
Analysis Report Regarding Carbon Asset Risk. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HEWLETT-PACKARD COMPANY
CUSIP: 428236103 TICKER: HPQ
Meeting Date: 18-Mar-15 Meeting Type: Annual
1A. Election of Director: Marc L. Andreessen Management For Voted - For
1B. Election of Director: Shumeet Banerji Management For Voted - For
1C. Election of Director: Robert R. Bennett Management For Voted - For
1D. Election of Director: Rajiv L. Gupta Management For Voted - For
1E. Election of Director: Klaus Kleinfeld Management For Voted - For
1F. Election of Director: Raymond J. Lane Management For Voted - For
1G. Election of Director: Ann M. Livermore Management For Voted - For
1H. Election of Director: Raymond E. Ozzie Management For Voted - For
1I. Election of Director: Gary M. Reiner Management For Voted - For
1J. Election of Director: Patricia F. Russo Management For Voted - For
1K. Election of Director: James A. Skinner Management For Voted - For
1L. Election of Director: Margaret C. Whitman Management For Voted - For
02. To Ratify the Appointment of the Independent
Registered Public Accounting Firm for the Fiscal
Year Ending October 31, 2015. Management For Voted - For
03. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
04. Stockholder Proposal Related to Action by Written
Consent of Stockholders Shareholder Against Voted - Against
HUNTINGTON INGALLS INDUSTRIES, INC.
CUSIP: 446413106 TICKER: HII
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: Paul D. Miller Management For Voted - For
1.2 Director: C. Michael Petters Management For Voted - For
1.3 Director: Karl M. Von Der Heyden Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Auditors for 2015. Management For Voted - For
3. Approve Executive Compensation on an Advisory Basis. Management For Voted - Against
4. Approve an Amendment to our Certificate of
Incorporation to Declassify our Board of Directors. Management For Voted - Against
IAC/INTERACTIVECORP
CUSIP: 44919P508 TICKER: IACI
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Director: Edgar Bronfman, Jr. Management For Voted - For
1.2 Director: Chelsea Clinton Management For Voted - For
1.3 Director: Sonali De Rycker Management For Voted - For
1.4 Director: Barry Diller Management For Voted - For
1.5 Director: Michael D. Eisner Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Bonnie Hammer Management For Voted - For
1.7 Director: Victor A. Kaufman Management For Voted - For
1.8 Director: Bryan Lourd Management For Voted - For
1.9 Director: David Rosenblatt Management For Voted - For
1.10 Director: Alan G. Spoon Management For Voted - For
1.11 Director: A. Von Furstenberg Management For Voted - For
1.12 Director: Richard F. Zannino Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Iac's Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
INGREDION INC
CUSIP: 457187102 TICKER: INGR
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Luis Aranguren-trellez Management For Voted - For
1B. Election of Director: David B. Fischer Management For Voted - For
1C. Election of Director: Ilene S. Gordon Management For Voted - For
1D. Election of Director: Paul Hanrahan Management For Voted - For
1E. Election of Director: Rhonda L. Jordan Management For Voted - For
1F. Election of Director: Gregory B. Kenny Management For Voted - For
1G. Election of Director: Barbara A. Klein Management For Voted - For
1H. Election of Director: Victoria J. Reich Management For Voted - For
1I. Election of Director: Dwayne A. Wilson Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
the Company's "named Executive Officers" Management For Voted - Against
3. To Approve the Ingredion Incorporated Annual
Incentive Plan Management For Voted - For
4. To Ratify the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm of
the Company and Its Subsidiaries, in Respect of the
Company's Operations in 2015 Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
CUSIP: 45866F104 TICKER: ICE
Meeting Date: 15-May-15 Meeting Type: Annual
1A. Election of Director: Charles R. Crisp Management For Voted - For
1B. Election of Director: Jean-marc Forneri Management For Voted - For
1C. Election of Director: Fred W. Hatfield Management For Voted - For
1D. Election of Director: Terrence F. Martell Management For Voted - For
1E. Election of Director: Sir Callum Mccarthy Management For Voted - For
1F. Election of Director: Sir Robert Reid Management For Voted - For
1G. Election of Director: Frederic V. Salerno Management For Voted - For
1H. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1I. Election of Director: Judith A. Sprieser Management For Voted - For
1J. Election of Director: Vincent Tese Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - Against
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm. Management For Voted - For
4. To Approve the Adoption of our Second Amended and
Restated Certificate of Incorporation, Which
Deletes Provisions No Longer Applicable to Us
Following our Sale of Euronext. Management For Voted - For
INTERNATIONAL GAME TECHNOLOGY
CUSIP: 459902102 TICKER: IGT
Meeting Date: 10-Feb-15 Meeting Type: Special
1. To Approve the Agreement and Plan of Merger, Dated
As of July 15, 2014, As Amended, by and Among
International Game Technology, A Nevada
Corporation, Gtech S.p.a., Gtech Corporation
(solely with Respect to Section 5.02(a) and Article
Viii), Georgia Worldwide PLC and Georgia Worldwide
Corporation (as Amended, the "merger Agreement"). Management For Voted - For
2. To Adjourn the Special Meeting, If Necessary Or
Appropriate, to Solicit Additional Proxies If There
are Not Sufficient Votes to Approve the Foregoing
Proposal. Management For Voted - For
3. A Non-binding Advisory Vote to Approve Certain
Compensation Arrangements for Igt's Named Executive
Officers in Connection with the Transactions
Contemplated by the Merger Agreement. Management For Voted - Against
ITRON, INC.
CUSIP: 465741106 TICKER: ITRI
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Election of Director: Kirby A. Dyess Management For Voted - For
1.2 Election of Director: Philip C. Mezey Management For Voted - For
1.3 Election of Director: Daniel S. Pelino Management For Voted - For
1.4 Election of Director: Timothy M. Leyden Management For Voted - For
2. Proposal to Re-approve the Itron, Inc. Executive
Management Incentive Plan. Management For Voted - For
3. Proposal to Approve the Advisory (non-binding)
Resolution Relating to Executive Compensation. Management For Voted - Against
4. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JAZZ PHARMACEUTICALS PLC
CUSIP: G50871105 TICKER: JAZZ
Meeting Date: 31-Jul-14 Meeting Type: Annual
1A. Election of Director: Bruce C. Cozadd Management For Voted - Abstain
1B. Election of Director: Heather Ann Mcsharry Management For Voted - Abstain
1C. Election of Director: Rick E Winningham Management For Voted - Abstain
2. To Approve the Appointment of KPMG As the
Independent Auditors of Jazz Pharmaceuticals PLC
for the Fiscal Year Ending December 31, 2014 and to
Authorize the Audit Committee of the Board of
Directors to Determine the Auditors' Remuneration. Management For Voted - Abstain
3. To Authorize Jazz Pharmaceuticals PLC And/or Any
Subsidiary of Jazz Pharmaceuticals PLC to Make
Market Purchases of Jazz Pharmaceuticals PLC's
Ordinary Shares. Management For Voted - Abstain
4. To Approve, on an Advisory Basis, the Compensation
of Jazz Pharmaceuticals PLC's Named Executive
Officers As Disclosed in the Accompanying Proxy
Statement. Management For Voted - Abstain
JONES LANG LASALLE INCORPORATED
CUSIP: 48020Q107 TICKER: JLL
Meeting Date: 29-May-15 Meeting Type: Annual
1A. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Hugo Bague Management For Voted - For
1B. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Samuel A. Di Piazza, Jr. Management For Voted - For
1C. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Colin Dyer Management For Voted - For
1D. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Dame Deanne Julius Management For Voted - For
1E. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Ming Lu Management For Voted - For
1F. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Martin H. Nesbitt Management For Voted - For
1G. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Sheila A. Penrose Management For Voted - For
1H. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Ann Marie Petach Management For Voted - For
1I. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Shailesh Rao Management For Voted - For
1J. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: David B. Rickard Management For Voted - For
1K. Election of Director to Serve One- Year Term Until
the 2016 Annual Meeting: Roger T. Staubach Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, by Non-binding Vote, Executive
Compensation ("say-on- Pay"). Management For Voted - Against
3. To Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2015. Management For Voted - For
JOY GLOBAL INC.
CUSIP: 481165108 TICKER: JOY
Meeting Date: 10-Mar-15 Meeting Type: Annual
1.1 Director: Edward L. Doheny II Management For Voted - For
1.2 Director: Steven L. Gerard Management For Voted - For
1.3 Director: Mark J. Gliebe Management For Voted - For
1.4 Director: John T. Gremp Management For Voted - For
1.5 Director: John Nils Hanson Management For Voted - For
1.6 Director: Gale E. Klappa Management For Voted - For
1.7 Director: Richard B. Loynd Management For Voted - For
1.8 Director: P. Eric Siegert Management For Voted - For
1.9 Director: James H. Tate Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Corporation's Independent Registered
Public Accounting Firm for Fiscal 2015. Management For Voted - For
3. Advisory Vote on the Compensation of the
Corporation's Named Executive Officers. Management For Voted - Against
KOSMOS ENERGY LTD
CUSIP: G5315B107 TICKER: KOS
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Andrew G. Inglis Management For Voted - For
1.2 Director: Brian F. Maxted Management For Voted - For
1.3 Director: Sir Richard B. Dearlove Management For Voted - For
1.4 Director: David I. Foley Management For Voted - For
1.5 Director: David B. Krieger Management For Voted - For
1.6 Director: Joseph P. Landy Management For Voted - For
1.7 Director: Prakash A. Melwani Management For Voted - For
1.8 Director: Adebayo O. Ogunlesi Management For Voted - For
1.9 Director: Chris Tong Management For Voted - For
1.10 Director: Christopher A. Wright Management For Voted - For
2 To Appoint Ernst & Young LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2015 and to
Authorize the Company's Audit Committee of the
Board of Directors to Determine Their Remuneration. Management For Voted - For
3 To Approve, on A Nonbinding, Advisory Basis, Named
Executive Officer Compensation. Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 To Approve (i) an Amendment to the Kosmos Energy
Ltd. Long Term Incentive Plan ("ltip") to Increase
the Aggregate Number of Common Shares Authorized
for Issuance Under the Ltip by 15,000,000 Common
Shares and (ii) the Material Terms of the
Performance Goals Under the Ltip for Purposes of
Section 162(m) of the Internal Revenue Code. Management For Voted - For
LAM RESEARCH CORPORATION
CUSIP: 512807108 TICKER: LRCX
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Director: Martin B. Anstice Management For Voted - For
1.2 Director: Eric K. Brandt Management For Voted - For
1.3 Director: Michael R. Cannon Management For Voted - For
1.4 Director: Youssef A. El-mansy Management For Voted - For
1.5 Director: Christine A. Heckart Management For Voted - For
1.6 Director: Grant M. Inman Management For Voted - For
1.7 Director: Catherine P. Lego Management For Voted - For
1.8 Director: Stephen G. Newberry Management For Voted - For
1.9 Director: Krishna C. Saraswat Management For Voted - For
1.10 Director: William R. Spivey Management For Voted - For
1.11 Director: Abhijit Y. Talwalkar Management For Voted - For
2. Advisory Vote on the Compensation of the Named
Executive Officers of Lam Research ("say on Pay"). Management For Voted - Against
3. Ratification of the Appointment of the Independent
Registered Public Accounting Firm for Fiscal Year
2015. Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Jason N. Ader Management For Voted - For
1.2 Director: Micheline Chau Management For Voted - For
1.3 Director: Michael A. Leven Management For Voted - For
1.4 Director: David F. Levi Management For Voted - For
2 Ratification of the Selection of Deloitte & Touche
Llc As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2015 Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEGG MASON, INC.
CUSIP: 524901105 TICKER: LM
Meeting Date: 29-Jul-14 Meeting Type: Annual
1.1 Director: Robert E. Angelica Management For Voted - For
1.2 Director: Carol Anthony Davidson Management For Voted - For
1.3 Director: Barry W. Huff Management For Voted - For
1.4 Director: Dennis M. Kass Management For Voted - For
1.5 Director: Cheryl Gordon Krongard Management For Voted - For
1.6 Director: John V. Murphy Management For Voted - For
1.7 Director: John H. Myers Management For Voted - For
1.8 Director: Nelson Peltz Management For Voted - For
1.9 Director: W. Allen Reed Management For Voted - For
1.10 Director: Margaret M. Richardson Management For Voted - For
1.11 Director: Kurt L. Schmoke Management For Voted - For
1.12 Director: Joseph A. Sullivan Management For Voted - For
2. Amendment to the Legg Mason, Inc. Executive
Incentive Compensation Plan. Management For Voted - Against
3. An Advisory Vote to Approve the Compensation of the
Company's Named Executive Officers. Management For Voted - Against
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending March 31, 2015. Management For Voted - For
LEUCADIA NATIONAL CORPORATION
CUSIP: 527288104 TICKER: LUK
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: Linda L. Adamany Management For Voted - For
1B. Election of Director: Robert D. Beyer Management For Voted - For
1C. Election of Director: Francisco L. Borges Management For Voted - For
1D. Election of Director: W. Patrick Campbell Management For Voted - For
1E. Election of Director: Brian P. Friedman Management For Voted - For
1F. Election of Director: Richard B. Handler Management For Voted - For
1G. Election of Director: Robert E. Joyal Management For Voted - For
1H. Election of Director: Jeffrey C. Keil Management For Voted - For
1I. Election of Director: Michael T. O'kane Management For Voted - For
1J. Election of Director: Stuart H. Reese Management For Voted - For
1K. Election of Director: Joseph S. Steinberg Management For Voted - For
2. Approve Named Executive Officer Compensation on an
Advisory Basis. Management For Voted - Against
3. Ratify the Selection of PricewaterhouseCoopers LLP
As Independent Auditors for the Year-ended December
31, 2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEXMARK INTERNATIONAL, INC.
CUSIP: 529771107 TICKER: LXK
Meeting Date: 21-Apr-15 Meeting Type: Annual
1A. Election of Director: Ralph E. Gomory Management For Voted - For
1B. Election of Director: Michael J. Maples Management For Voted - For
1C. Election of Director: Stephen R. Hardis Management For Voted - For
1D. Election of Director: William R. Fields Management For Voted - For
1E. Election of Director: Robert Holland, Jr. Management For Voted - For
1F. Election of Director: Jared L. Cohon Management For Voted - For
1G. Election of Director: J. Edward Coleman Management For Voted - For
1H. Election of Director: Sandra L. Helton Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2015 Management For Voted - For
3. Approval, by Non-binding Advisory Vote, of Lexmark
International, Inc. Executive Compensation Management For Voted - Against
4. Approval of the Company's 2005 Non-employee
Director Stock Plan, As Amended and Restated Management For Voted - For
LIONS GATE ENTERTAINMENT CORP.
CUSIP: 535919203 TICKER: LGF
Meeting Date: 09-Sep-14 Meeting Type: Annual And Special
1.1 Director: Michael Burns Management For Voted - For
1.2 Director: Gordon Crawford Management For Voted - For
1.3 Director: Arthur Evrensel Management For Voted - For
1.4 Director: Jon Feltheimer Management For Voted - For
1.5 Director: Frank Giustra Management For Voted - For
1.6 Director: Morley Koffman Management For Voted - For
1.7 Director: Harald Ludwig Management For Voted - For
1.8 Director: G. Scott Paterson Management For Voted - For
1.9 Director: Mark H. Rachesky, M.D. Management For Voted - For
1.10 Director: Daryl Simm Management For Voted - For
1.11 Director: Hardwick Simmons Management For Voted - For
1.12 Director: Phyllis Yaffe Management For Voted - For
02 Proposal to Reappoint Ernst & Young LLP As the
Independent Registered Public Accounting Firm for
the Company for the Fiscal Year Ending March 31,
2015. Management For Voted - For
03 Proposal to Conduct an Advisory Vote to Approve
Executive Compensation. Management For Voted - Against
04 Proposal to Approve Amendments to the Lions Gate
Entertainment Corp. 2012 Performance Incentive Plan. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
05 In Their Discretion, the Proxies are Authorized to
Vote Upon Such Other Business As May Properly Come
Before the Meeting. Management For Voted - Against
LYONDELLBASELL INDUSTRIES N.V.
CUSIP: N53745100 TICKER: LYB
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Class II Supervisory Director to Serve
Until the Annual General Meeting in 2018: Robin
Buchanan Management For Voted - For
1B. Election of Class II Supervisory Director to Serve
Until the Annual General Meeting in 2018: Stephen
F. Cooper Management For Voted - For
1C. Election of Class II Supervisory Director to Serve
Until the Annual General Meeting in 2018: Isabella
D. Goren Management For Voted - For
1D. Election of Class II Supervisory Director to Serve
Until the Annual General Meeting in 2018: Robert G.
Gwin Management For Voted - For
2A. Election of Managing Director to Serve A Three-year
Term: Kevin W. Brown Management For Voted - For
2B. Election of Managing Director to Serve A Three-year
Term: Jeffrey A. Kaplan Management For Voted - For
3. Adoption of Annual Accounts for 2014 Management For Voted - For
4. Discharge from Liability of Members of the
Management Board Management For Voted - Against
5. Discharge from Liability of Members of the
Supervisory Board Management For Voted - Against
6. Ratification of PricewaterhouseCoopers LLP As our
Independent Registered Public Accounting Firm Management For Voted - For
7. Appointment of PricewaterhouseCoopers Accountants
N.v. As our Auditor for the Dutch Annual Accounts Management For Voted - For
8. Ratification and Approval of Dividends in Respect
of the 2014 Fiscal Year Management For Voted - For
9. Advisory (non-binding) Vote Approving Executive
Compensation Management For Voted - Against
10. Approval of Authority of the Supervisory Board to
Issue Shares Or Grant Rights to Acquire Shares Management For Voted - For
11. Approval for the Supervisory Board to Limit Or
Exclude Pre- Emptive Rights from Any Shares Or
Grants of Rights to Acquire Shares That It Issues Management For Voted - For
12. Approval of Amendment to the Lyondellbasell N.v.
2012 Global Employee Stock Purchase Plan Management For Voted - For
13. Approval to Repurchase Up to 10% of Issued Share
Capital Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MACQUARIE INFRASTRUCTURE CO. LLC
CUSIP: 55608B105 TICKER: MIC
Meeting Date: 15-May-15 Meeting Type: Special
1. Approve A Plan of Conversion, Including the
Conversion and the Certificate of Incorporation and
Bylaws, Dated As of April 10, 2015, Providing for
the Conversion of Macquarie Infrastructure Company
Llc from A Limited Liability Company Organized
Under the Laws of the State of Delaware to A
Corporation Organized Under the Laws of the State
of Delaware. Management For Voted - For
2. Approve the Authority of 100,000,000 Shares of
Preferred Stock, Including the Approval of the
Bracketed Provisions in the Certificate of
Incorporation. Management For Voted - For
3. Approve the Adjournment of the Special Meeting of
Shareholders to A Later Date Or Dates, If Necessary
Or Appropriate, to Solicit Additional Proxies If
There are Insufficient Votes at the Time of the
Special Meeting of Shareholders to Approve
Proposals 1 Or 2 Above. Management For Voted - For
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Norman H. Brown, Jr. Management For Voted - For
1.2 Director: George W. Carmany, III Management For Voted - For
1.3 Director: H.e. (jack) Lentz Management For Voted - For
1.4 Director: Ouma Sananikone Management For Voted - For
1.5 Director: William H. Webb Management For Voted - For
2. The Ratification of the Selection of KPMG LLP As
our Independent Auditor for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
3. The Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
MANPOWERGROUP INC.
CUSIP: 56418H100 TICKER: MAN
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Director: Cari M. Dominguez Management For Voted - For
1.2 Election of Director: Jeffrey A. Joerres Management For Voted - For
1.3 Election of Director: Roberto Mendoza Management For Voted - For
1.4 Election of Director: Ulice Payne, Jr. Management For Voted - For
1.5 Election of Director: Jonas Prising Management For Voted - For
1.6 Election of Director: Paul Read Management For Voted - For
1.7 Election of Director: Elizabeth P. Sartain Management For Voted - For
1.8 Election of Director: John R. Walter Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Election of Director: Edward J. Zore Management For Voted - For
2. Ratification of Deloitte & Touche LLP As
Independent Auditors for 2015. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - Against
MARATHON OIL CORPORATION
CUSIP: 565849106 TICKER: MRO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Did Not Vote
1B. Election of Director: Pierre Brondeau Management For Did Not Vote
1C. Election of Director: Chadwick C. Deaton Management For Did Not Vote
1D. Election of Director: Marcela E. Donadio Management For Did Not Vote
1E. Election of Director: Philip Lader Management For Did Not Vote
1F. Election of Director: Michael E.j. Phelps Management For Did Not Vote
1G. Election of Director: Dennis H. Reilley Management For Did Not Vote
1H. Election of Director: Lee M. Tillman Management For Did Not Vote
2. Ratify the Selection of PricewaterhouseCoopers LLP
As our Independent Auditor for 2015. Management For Did Not Vote
3. Advisory Vote to Approve our Named Executive
Officer Compensation. Management For Did Not Vote
4. Stockholder Proposal Seeking Approval of
Stockholders' Rights to Proxy Access. Shareholder Against Did Not Vote
5. Stockholder Proposal Seeking A Report Regarding
Climate Change Risk. Shareholder Against Did Not Vote
MEDTRONIC, INC.
CUSIP: 585055106 TICKER: MDT
Meeting Date: 21-Aug-14 Meeting Type: Annual
1.1 Director: Richard H. Anderson Management For Voted - For
1.2 Director: Scott C. Donnelly Management For Voted - For
1.3 Director: Omar Ishrak Management For Voted - For
1.4 Director: Shirley Ann Jackson Phd Management For Voted - For
1.5 Director: Michael O. Leavitt Management For Voted - For
1.6 Director: James T. Lenehan Management For Voted - For
1.7 Director: Denise M. O'leary Management For Voted - For
1.8 Director: Kendall J. Powell Management For Voted - For
1.9 Director: Robert C. Pozen Management For Voted - For
1.10 Director: Preetha Reddy Management For Voted - For
2. To Ratify Appointment of PricewaterhouseCoopers LLP
As Medtronic's Independent Registered Public
Accounting Firm for Fiscal Year 2015. Management For Voted - For
3. To Approve, in A Non-binding Advisory Vote, Named
Executive Officer Compensation (a "say-on- Pay"
Vote). Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Approve the Medtronic, Inc. 2014 Employees Stock
Purchase Plan. Management For Voted - For
5. To Amend and Restate the Company's Articles of
Incorporation to Provide That Directors Will be
Elected by A Majority Vote in Uncontested Elections. Management For Voted - For
6. To Amend and Restate the Company's Articles of
Incorporation to Allow Changes to the Size of the
Board of Directors Upon the Affirmative Vote of A
Simple Majority of Shares. Management For Voted - For
7. To Amend and Restate the Company's Articles of
Incorporation to Allow Removal of A Director Upon
the Affirmative Vote of A Simple Majority of Shares. Management For Voted - For
8. To Amend and Restate the Company's Articles of
Incorporation to Allow Amendments to Section 5.3 of
Article 5 Upon the Affirmative Vote of A Simple
Majority of Shares. Management For Voted - For
MICRON TECHNOLOGY, INC.
CUSIP: 595112103 TICKER: MU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1.1 Election of Director: Robert L. Bailey Management For Voted - For
1.2 Election of Director: Richard M. Beyer Management For Voted - For
1.3 Election of Director: Patrick J. Byrne Management For Voted - For
1.4 Election of Director: D. Mark Durcan Management For Voted - For
1.5 Election of Director: D. Warren A. East Management For Voted - For
1.6 Election of Director: Mercedes Johnson Management For Voted - For
1.7 Election of Director: Lawrence N. Mondry Management For Voted - For
1.8 Election of Director: Robert E. Switz Management For Voted - For
2. To Approve Amended & Restated 2007 Equity Incentive
Plan & Increase Shares Reserved for Issuance
Thereunder by 30,000,000. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm. Management For Voted - For
4. To Amend the Company's Restated Certificate of
Incorporation to Eliminate Cumulative Voting. Management For Voted - For
5. To Approve the Material Terms of the Performance
Goals Under the Company's Executive Officer
Performance Incentive Plan. Management For Voted - For
6. To Approve A Non-binding Resolution to Approve the
Compensation of our Named Executive Officers As
Described in the Proxy Statement. Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MOLSON COORS BREWING CO.
CUSIP: 60871R209 TICKER: TAP
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Roger G. Eaton Management For Voted - For
1.2 Director: Charles M. Herington Management For Voted - For
1.3 Director: H. Sanford Riley Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers. Management For Voted - Against
MYLAN INC.
CUSIP: 628530107 TICKER: MYL
Meeting Date: 29-Jan-15 Meeting Type: Special
1. Approval of the Amended and Restated Business
Transfer Agreement and Plan of Merger, Dated As of
November 4, 2014, by and Among Mylan, Inc.
("mylan"), New Moon B.v., Moon of Pa Inc., and
Abbott Laboratories (the "business Transfer
Agreement"). Management For Voted - For
2. Approval, on A Non-binding Advisory Basis, of the
Specified Compensatory Arrangements Between Mylan
and Its Named Executive Officers Relating to the
Merger and the Other Transactions Contemplated by
the Business Transfer Agreement. Management For Voted - Against
3. Adjournment of the Special Meeting, If Necessary Or
Appropriate, to Solicit Additional Proxies If There
are Not Sufficient Votes to Approve the Business
Transfer Agreement. Management For Voted - For
MYRIAD GENETICS, INC.
CUSIP: 62855J104 TICKER: MYGN
Meeting Date: 04-Dec-14 Meeting Type: Annual
1.1 Director: Walter Gilbert, Ph.D. Management For Voted - For
1.2 Director: D.h. Langer, M.D., J.d. Management For Voted - For
1.3 Director: Lawrence C. Best Management For Voted - For
2. To Approve A Proposed Amendment to the Company's
2010 Employee, Director and Consultant Equity
Incentive Plan Management For Voted - For
3. To Ratify the Selection of Ernst & Young LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending June 30, 2015 Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers, As
Disclosed in the Proxy Statement Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NAVIENT CORPORATION
CUSIP: 63938C108 TICKER: NAVI
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: John K. Adams, Jr. Management For Voted - For
1B. Election of Director: Ann Torre Bates Management For Voted - For
1C. Election of Director: Anna Escobedo Cabral Management For Voted - For
1D. Election of Director: William M. Diefenderfer, III Management For Voted - For
1E. Election of Director: Diane Suitt Gilleland Management For Voted - For
1F. Election of Director: Katherine A. Lehman Management For Voted - For
1G. Election of Director: Linda A. Mills Management For Voted - For
1H. Election of Director: Barry A. Munitz Management For Voted - For
1I. Election of Director: John F. Remondi Management For Voted - For
1J. Election of Director: Steve L. Shapiro Management For Voted - For
1K. Election of Director: Jane J. Thompson Management For Voted - For
1L. Election of Director: Laura S. Unger Management For Voted - For
1M. Election of Director: Barry L. Williams Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
4. Advisory Approval of the Frequency of an Executive
Compensation Vote. Management For Voted - Abstain
5. Approval of the Material Terms for
Performance-based Awards Under the Navient
Corporation 2014 Omnibus Incentive Plan. Management For Voted - For
NCR CORPORATION
CUSIP: 62886E108 TICKER: NCR
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Director: William R. Nuti* Management For Voted - For
1.2 Director: Gary J. Daichendt* Management For Voted - For
1.3 Director: Robert P. Derodes* Management For Voted - For
1.4 Director: Richard T. Mcguire III$ Management For Voted - For
2. Ratify the Appointment of Independent Registered
Public Accounting Firm for 2015. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation As
Disclosed in These Proxy Materials. Management For Voted - Against
4. To Approve the Directors' Proposal to Approve the
Amendment and Restatement of the Ncr Corporation
Economic Profit Plan for Purposes of Section 162(m)
of the Internal Revenue Code. Management For Voted - For
5. To Approve the Directors' Proposal to Amend and
Restate the Charter of the Company to Eliminate the
Supermajority Provisions Contemplated by the
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Maryland General Corporation Law and the Company's
Charter. Management For Voted - Against
6. To Approve the Directors' Proposal to Amend the
Charter of the Company to Eliminate the
Classification of the Board of Directors of the
Company and Provide for the Annual Election of All
Directors Elected at Or After the Company's 2016
Annual Meeting of Stockholders. Management For Voted - Against
7. To Vote and Otherwise Represent the Undersigned on
Any Other Matter That May Properly Come Before the
Meeting, Or Any Adjournment Or Postponement
Thereof, in the Discretion of the Proxy Holder. Management For Voted - Against
NEWFIELD EXPLORATION COMPANY
CUSIP: 651290108 TICKER: NFX
Meeting Date: 15-May-15 Meeting Type: Annual
1A. Election of Director: Lee K. Boothby Management For Voted - For
1B. Election of Director: Pamela J. Gardner Management For Voted - For
1C. Election of Director: John Randolph Kemp III Management For Voted - For
1D. Election of Director: Steven W. Nance Management For Voted - For
1E. Election of Director: Thomas G. Ricks Management For Voted - For
1F. Election of Director: Juanita M. Romans Management For Voted - For
1G. Election of Director: John W. Schanck Management For Voted - For
1H. Election of Director: J. Terry Strange Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As Independent Auditor
for Fiscal 2015. Management For Voted - For
3. Advisory Vote on Named Executive Officer
Compensation. Management For Voted - Against
4. Approval of Second Amended and Restated Newfield
Exploration Company 2011 Omnibus Stock Plan. Management For Voted - For
5A. Approval of Material Terms of the Performance Goals
for Performance Awards Under 2011 Omnibus Stock
Plan. Management For Voted - For
5B. Approval of Material Terms of the Performance Goals
and Metrics Under 2011 Annual Incentive Plan. Management For Voted - For
6A. Approval of Amendment to Third Amended and Restated
Certificate of Incorporation to Increase Authorized
Shares of Common Stock. Management For Voted - Against
6B. Approval of Amendment to Third Amended & Restated
Certificate of Incorporation to Increase Authorized
Shares of Preferred Stock. Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEWMONT MINING CORPORATION
CUSIP: 651639106 TICKER: NEM
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Election of Director: B.r. Brook Management For Voted - For
1.2 Election of Director: J.k. Bucknor Management For Voted - For
1.3 Election of Director: V.a. Calarco Management For Voted - For
1.4 Election of Director: A. Calderon Management For Voted - For
1.5 Election of Director: J.a. Carrabba Management For Voted - For
1.6 Election of Director: N. Doyle Management For Voted - For
1.7 Election of Director: G.j. Goldberg Management For Voted - For
1.8 Election of Director: V.m. Hagen Management For Voted - For
1.9 Election of Director: J. Nelson Management For Voted - For
2. Ratify Appointment of Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - Against
NVIDIA CORPORATION
CUSIP: 67066G104 TICKER: NVDA
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Robert K. Burgess Management For Voted - For
1B. Election of Director: Tench Coxe Management For Voted - For
1C. Election of Director: Persis S. Drell Management For Voted - For
1D. Election of Director: James C. Gaither Management For Voted - For
1E. Election of Director: Jen-hsun Huang Management For Voted - For
1F. Election of Director: Dawn Hudson Management For Voted - For
1G. Election of Director: Harvey C. Jones Management For Voted - For
1H. Election of Director: Michael G. Mccaffery Management For Voted - For
1I. Election of Director: William J. Miller Management For Voted - For
1J. Election of Director: Mark L. Perry Management For Voted - For
1K. Election of Director: A. Brooke Seawell Management For Voted - For
1L. Election of Director: Mark A. Stevens Management For Voted - For
2. To Approve our Executive Compensation. Management For Voted - Against
3. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm for our Fiscal Year Ending January 31, 2016. Management For Voted - For
OASIS PETROLEUM INC
CUSIP: 674215108 TICKER: OAS
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Director: William J. Cassidy Management For Voted - For
1.2 Director: Taylor L. Reid Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Director: Bobby S. Shackouls Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2015. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers As Described in the
"executive Compensation and Other Information -
Compensation Discussion and Analysis" Section of
the Accompanying Proxy Statement. Management For Voted - Against
4. To Approve the First Amendment to the Amended and
Restated 2010 Long-term Incentive Plan (the "ltip")
to Increase the Maximum Number of Shares That May
be Issued Under the Ltip by 1,350,000 Shares (the
"additional Shares"). Management For Voted - For
5. To Approve the Material Terms of the Ltip for
Purposes of Complying with Section 162(m) of the
Internal Revenue Code with Respect to the
Additional Shares. Management For Voted - For
6. To Request That the Board Adopt A Policy That the
Board's Chairman Should be an Independent Director
Who Has Not Previously Served As an Executive
Officer of the Company. Shareholder Against Voted - Against
OCWEN FINANCIAL CORPORATION
CUSIP: 675746309 TICKER: OCN
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Director: Phyllis R. Caldwell Management For Voted - For
1.2 Director: Ronald M. Faris Management For Voted - For
1.3 Director: Ronald J. Korn Management For Voted - For
1.4 Director: William H. Lacy Management For Voted - For
1.5 Director: Deforest B. Soaries Jr. Management For Voted - For
1.6 Director: Robert A. Salcetti Management For Voted - For
1.7 Director: Barry N. Wish Management For Voted - For
1.8 Director: Alan J. Bowers Management For Voted - For
2. Ratification, on an Advisory Basis, of the
Appointment of Deloitte & Touche LLP As Ocwen
Financial Corporation's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of the Named Executive Officers, As Disclosed in
the Accompanying Proxy Statement. Management For Voted - Against
OIL STATES INTERNATIONAL, INC.
CUSIP: 678026105 TICKER: OIS
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Director: S. James Nelson Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: Gary L. Rosenthal Management For Voted - For
1.3 Director: William T. Van Kleef Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
As the Independent Registered Public Accounting
Firm for the Company for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
3. Proposal to Approve the Advisory Vote Relating to
Executive Compensation. Management For Voted - Against
ON SEMICONDUCTOR CORPORATION
CUSIP: 682189105 TICKER: ON
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Election of Director: Atsushi Abe Management For Voted - For
1.2 Election of Director: Curtis J. Crawford, Ph.D. Management For Voted - For
1.3 Election of Director: Paul A. Mascarenas Management For Voted - For
1.4 Election of Director: Daryl A. Ostrander, Ph.D. Management For Voted - For
2. To Vote on an Advisory Resolution to Approve
Executive Compensation. Management For Voted - Against
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Year. Management For Voted - For
4. To Approve the Second Amendment to the on
Semiconductor Corporation Amended and Restated
Stock Incentive Plan and Reapproval of the Material
Terms of the Plan to Continue to Allow the
Compensation Committee to Grant Awards That are
Intended to Qualify for the "performance- Based
Compensation" (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
5. To Approve an Amendment to the on Semiconductor
Corporation 2000 Employee Stock Purchase Plan to
Increase the Cumulative Total Number of Shares of
Common Stock Issuable Thereunder from 18,000,000 to
23,500,000. Management For Voted - For
ORACLE CORPORATION
CUSIP: 68389X105 TICKER: ORCL
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Director: Jeffrey S. Berg Management For Voted - For
1.2 Director: H. Raymond Bingham Management For Voted - For
1.3 Director: Michael J. Boskin Management For Voted - For
1.4 Director: Safra A. Catz Management For Voted - For
1.5 Director: Bruce R. Chizen Management For Voted - For
1.6 Director: George H. Conrades Management For Voted - For
1.7 Director: Lawrence J. Ellison Management For Voted - For
1.8 Director: Hector Garcia-molina Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Director: Jeffrey O. Henley Management For Voted - For
1.10 Director: Mark V. Hurd Management For Voted - For
1.11 Director: Naomi O. Seligman Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
3. Ratification of the Selection of Ernst & Young LLP
As Independent Registered Public Accounting Firm
for Fiscal Year 2015. Management For Voted - For
4. Stockholder Proposal Regarding Vote Tabulation. Shareholder Against Voted - Against
5. Stockholder Proposal Regarding Multiple Performance
Metrics. Shareholder Against Voted - For
6. Stockholder Proposal Regarding Quantifiable
Performance Metrics. Shareholder Against Voted - For
7. Stockholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
OWENS CORNING
CUSIP: 690742101 TICKER: OC
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Director: James J. Mcmonagle Management For Voted - For
1.2 Director: W. Howard Morris Management For Voted - For
1.3 Director: Suzanne P. Nimocks Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Registered Public Accounting
Firm for 2015. Management For Voted - For
3. To Approve, on an Advisory Basis, 2014 Named
Executive Officer Compensation. Management For Voted - Against
PEABODY ENERGY CORPORATION
CUSIP: 704549104 TICKER: BTU
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Director: Gregory H. Boyce Management For Voted - For
1.2 Director: William A. Coley Management For Voted - For
1.3 Director: William E. James Management For Voted - For
1.4 Director: Robert B. Karn III Management For Voted - For
1.5 Director: Glenn L. Kellow Management For Voted - For
1.6 Director: Henry E. Lentz Management For Voted - For
1.7 Director: Robert A. Malone Management For Voted - For
1.8 Director: William C. Rusnack Management For Voted - For
1.9 Director: Michael W. Sutherlin Management For Voted - For
1.10 Director: John F. Turner Management For Voted - For
1.11 Director: Sandra A. Van Trease Management For Voted - For
1.12 Director: Heather A. Wilson Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for 2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval, on an Advisory Basis, of our Named
Executive Officers' Compensation. Management For Voted - Against
4. Approval of our 2015 Long-term Incentive Plan. Management For Voted - For
5. Shareholder Proposal on Proxy Access. Shareholder Against Voted - Against
PENTAIR PLC
CUSIP: G7S00T104 TICKER: PNR
Meeting Date: 05-May-15 Meeting Type: Annual
1A. Election of Director: Glynis A. Bryan Management For Voted - For
1B. Election of Director: Jerry W. Burris Management For Voted - For
1C. Election of Director: Carol Anthony (john) Davidson Management For Voted - For
1D. Election of Director: Jacques Esculier Management For Voted - For
1E. Election of Director: T. Michael Glenn Management For Voted - For
1F. Election of Director: David H.y. Ho Management For Voted - For
1G. Election of Director: Randall J. Hogan Management For Voted - For
1H. Election of Director: David A. Jones Management For Voted - For
1I. Election of Director: Ronald L. Merriman Management For Voted - For
1J. Election of Director: William T. Monahan Management For Voted - For
1K. Election of Director: Billie Ida Williamson Management For Voted - For
2. To Approve, by Non-binding Advisory Vote, the
Compensation of the Named Executive Officers. Management For Voted - Against
3. To Ratify, by Non-binding Advisory Vote, the
Appointment of Deloitte & Touche LLP As the
Independent Auditors of Pentair PLC and to
Authorize, by Binding Vote, the Audit and Finance
Committee of the Board of Directors to Set the
Auditors' Remuneration. Management For Voted - For
4. To Authorize Holding the 2016 Annual General
Meeting of Shareholders of Pentair PLC at A
Location Outside of Ireland. Management For Voted - For
5. To Authorize the Price Range at Which Pentair PLC
Can Reissue Shares It Holds As Treasury Shares
Under Irish Law (special Resolution). Management For Voted - For
PERRIGO COMPANY PLC
CUSIP: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-14 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1D. Election of Director: David T. Gibbons Management For Voted - For
1E. Election of Director: Ran Gottfried Management For Voted - For
1F. Election of Director: Ellen R. Hoffing Management For Voted - For
1G. Election of Director: Michael J. Jandernoa Management For Voted - For
1H. Election of Director: Gary K. Kunkle, Jr. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Herman Morris, Jr. Management For Voted - For
1J. Election of Director: Donal O'connor Management For Voted - For
1K. Election of Director: Joseph C. Papa Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditors for Fiscal Year 2015 Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - Against
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
6. Approve the Creation of Distributable Reserves by
Reducing Some Or All of Perrigo Company PLC's Share
Premium Management For Voted - For
PILGRIM'S PRIDE CORPORATION
CUSIP: 72147K108 TICKER: PPC
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Director: Gilberto Tomazoni* Management For Voted - For
1.2 Director: Joesley M. Batista* Management For Voted - For
1.3 Director: Wesley M. Batista* Management For Voted - For
1.4 Director: William W. Lovette* Management For Voted - For
1.5 Director: Andre N. De Souza* Management For Voted - For
1.6 Director: W.c.d. Vasconcellos Jr* Management For Voted - For
1.7 Director: David E. Bell# Management For Voted - For
1.8 Director: Michael L. Cooper# Management For Voted - For
1.9 Director: Charles Macaluso# Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - Against
4. Ratify the Appointment of KPMG LLP As Independent
Registered Public Accounting Firm for the Company
for the Fiscal Year Ending December 27, 2015. Management For Voted - For
PTC INC.
CUSIP: 69370C100 TICKER: PTC
Meeting Date: 04-Mar-15 Meeting Type: Annual
1.1 Director: Thomas Bogan Management For Voted - For
1.2 Director: Janice Chaffin Management For Voted - For
1.3 Director: Donald Grierson Management For Voted - For
1.4 Director: James Heppelmann Management For Voted - For
1.5 Director: Paul Lacy Management For Voted - For
1.6 Director: Robert Schechter Management For Voted - For
1.7 Director: Renato Zambonini Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers (say-on-pay). Management For Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Re-approve the Performance Goals Under the 2009
Executive Cash Incentive Performance Plan. Management For Voted - For
4. Advisory Vote to Confirm the Selection of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Current
Fiscal Year. Management For Voted - For
QUESTCOR PHARMACEUTICALS, INC.
CUSIP: 74835Y101 TICKER: QCOR
Meeting Date: 14-Aug-14 Meeting Type: Special
1. To Approve and Adopt the Agreement and Plan of
Merger, Dated As of April 5, 2014 (the "merger
Agreement"), by and Among Mallinckrodt PLC
("mallinckrodt"), Quincy Merger Sub, Inc. ("merger
Sub"), and Questcor Pharmaceuticals, Inc.
("questcor"), and to Approve the Transactions
Contemplated by the Merger (due to Space
Limits, See Proxy Statement for Full Proposal) Management For Did Not Vote
2. To Adjourn the Meeting to Another Date and Place If
Necessary Or Appropriate to Solicit Additional
Votes If There are Insufficient Votes at the Time
of the Questcor Special Meeting to Approve the
Merger Proposal Management For Did Not Vote
3. To Approve, on A Non-binding, Advisory Basis, the
Merger-related Compensation of Questcor's Named
Executive Officers Management For Did Not Vote
RADIAN GROUP INC.
CUSIP: 750236101 TICKER: RDN
Meeting Date: 13-May-15 Meeting Type: Annual
1A Election of Director: Herbert Wender Management For Voted - For
1B Election of Director: David C. Carney Management For Voted - For
1C Election of Director: Howard B. Culang Management For Voted - For
1D Election of Director: Lisa W. Hess Management For Voted - For
1E Election of Director: Stephen T. Hopkins Management For Voted - For
1F Election of Director: Sanford A. Ibrahim Management For Voted - For
1G Election of Director: Brian D. Montgomery Management For Voted - For
1H Election of Director: Gaetano Muzio Management For Voted - For
1I Election of Director: Gregory V. Serio Management For Voted - For
1J Election of Director: Noel J. Spiegel Management For Voted - For
2 To Approve, by an Advisory, Non- Binding Vote, the
Overall Compensation of Radian's Named Executive
Officers. Management For Voted - Against
3 To Ratify the Appointment of PricewaterhouseCoopers
LLP As Radian's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SAFEWAY INC.
CUSIP: 786514208 TICKER: SWY
Meeting Date: 25-Jul-14 Meeting Type: Annual
1. Approval and Adoption of the Agreement and Plan of
Merger (the "merger Agreement"), Dated March 6,
2014 and Amended on April 7, 2014 and on June 13,
2014, by and Among Safeway Inc., Ab Acquisition
Llc, Albertson's Holdings Llc, Albertson's Llc and
Saturn Acquisition Merger Sub, Inc. Management For Voted - Abstain
2. Non-binding Advisory Approval of the Compensation
That May be Paid Or Become Payable to Safeway's
Named Executive Officers in Connection with the
Merger. Management For Voted - Abstain
3. Approval and Adoption of the Adjournment of the
Annual Meeting, If Necessary Or Appropriate, to
Solicit Additional Proxies for the Adoption of the
Merger Agreement. Management For Voted - Abstain
5. Non-binding Advisory Approval of the Company's
Executive Compensation ("say-on-pay"). Management For Voted - Abstain
6. Ratification of Appointment of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2014. Management For Voted - Abstain
7. Stockholder Proposal Regarding Labeling Products
That Contain Genetically Engineered Ingredients. Shareholder Against Voted - Abstain
8. Stockholder Proposal Regarding Extended Producer
Responsibility. Shareholder Against Voted - Abstain
4A. Election of Director: Robert L. Edwards Management For Voted - Abstain
4B. Election of Director: Janet E. Grove Management For Voted - Abstain
4C. Election of Director: Mohan Gyani Management For Voted - Abstain
4D. Election of Director: Frank C. Herringer Management For Voted - Abstain
4E. Election of Director: George J. Morrow Management For Voted - Abstain
4F. Election of Director: Kenneth W. Oder Management For Voted - Abstain
4G. Election of Director: T. Gary Rogers Management For Voted - Abstain
4H. Election of Director: Arun Sarin Management For Voted - Abstain
4I. Election of Director: William Y. Tauscher Management For Voted - Abstain
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 TICKER: SD
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Everett R. Dobson Management For Voted - For
1.2 Director: Alan J. Weber Management For Voted - For
1.3 Director: Dan A. Westbrook Management For Voted - For
2. Approve an Amendment to the Company's Certificate
of Incorporation to Increase the Number of
Authorized Shares of Company Common Stock to
1,800,000,000 Shares from 800,000,000 Shares, and
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Correspondingly Increase the Number of
Authorized Shares of Company Capital Stock. Management For Voted - Against
3. Approve an Amendment to the Sandridge Energy, Inc.
2009 Incentive Plan to Increase the Number of
Shares of Company Common Stock Issuable Under the
Plan to 36,250,000 Shares from 28,500,000 Shares. Management For Voted - For
4. Ratify the Selection of PricewaterhouseCoopers LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2015. Management For Voted - For
5. Approve, in A Non-binding Vote, the Compensation
Provided to the Company's Named Executive Officers. Management For Voted - Against
SEAGATE TECHNOLOGY PLC
CUSIP: G7945M107 TICKER: STX
Meeting Date: 22-Oct-14 Meeting Type: Annual
1A. Election of Director: Stephen J. Luczo Management For Voted - For
1B. Election of Director: Frank J. Biondi, Jr. Management For Voted - For
1C. Election of Director: Michael R. Cannon Management For Voted - For
1D. Election of Director: Mei-wei Cheng Management For Voted - For
1E. Election of Director: William T. Coleman Management For Voted - For
1F. Election of Director: Jay L. Geldmacher Management For Voted - For
1G. Election of Director: Kristen M. Onken Management For Voted - For
1H. Election of Director: Dr. Chong Sup Park Management For Voted - For
1I. Election of Director: Gregorio Reyes Management For Voted - For
1J. Election of Director: Stephanie Tilenius Management For Voted - For
1K. Election of Director: Edward J. Zander Management For Voted - For
2. To Grant the Directors Authority to Issue Shares. Management For Voted - Against
3. To Grant the Directors Authority to Issue Shares
for Cash Without First Offering Shares to Existing
Shareholders. Management For Voted - Against
4. To Determine the Price Range at Which the Company
Can Re-issue Shares Held As Treasury Shares. Management For Voted - Against
5. To Approve the Amended and Restated Seagate
Technology PLC 2012 Equity Incentive Plan. Management For Voted - For
6. To Approve, in A Non-binding Advisory Vote, the
Compensation of Named Executive Officers. Management For Voted - Against
7. To Authorize Holding the 2015 Annual General
Meeting of Shareholders of the Company at A
Location Outside of Ireland. Management For Voted - For
8. To Ratify, in A Non-binding Vote, the Appointment
of Ernst & Young As the Independent Auditors of the
Company and to Authorize, in A Binding Vote, the
Audit Committee of the Board of Directors to Set
the Auditors' Remuneration. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SEARS HOLDINGS CORPORATION
CUSIP: 812350106 TICKER: SHLD
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Director: Cesar L. Alvarez Management For Voted - For
1.2 Director: Paul G. Depodesta Management For Voted - For
1.3 Director: Kunal S. Kamlani Management For Voted - For
1.4 Director: William C. Kunkler, III Management For Voted - For
1.5 Director: Edward S. Lampert Management For Voted - For
1.6 Director: Steven T. Mnuchin Management For Voted - For
1.7 Director: Ann N. Reese Management For Voted - For
1.8 Director: Thomas J. Tisch Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - Against
3. Ratify the Appointment by the Audit Committee of
Deloitte & Touche LLP As the Company's Independent
Registered Public Accounting Firm for Fiscal Year
2015. Management For Voted - For
SOHU.COM INC.
CUSIP: 83408W103 TICKER: SOHU
Meeting Date: 19-Jun-15 Meeting Type: Annual
1.1 Director: Mr. Charles Huang Management For Voted - For
1.2 Director: Dr. Dave Qi Management For Voted - For
1.3 Director: Mr. Shi Wang Management For Voted - For
2. Advisory Resolution Approving our Executive
Compensation Management For Voted - Against
3. Ratification of the Appointment of
PricewaterhouseCoopers Zhong Tian LLP As our
Independent Auditors for the Fiscal Year Ending
December 31, 2015 Management For Voted - For
4. Stockholder Proposal Regarding the Classification
of our Board of Directors, If the Stockholder
Proposal is Properly Presented at the Annual Meeting Shareholder Against Voted - Against
SPX CORPORATION
CUSIP: 784635104 TICKER: SPW
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Election of Director: Christopher J. Kearney Management For Voted - For
1.2 Election of Director: Robert F. Hull, Jr. Management For Voted - For
1.3 Election of Director: Anne K. Altman Management For Voted - For
2. To Approve, by Non-binding Vote, Spx's Executive
Compensation Practices. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Amend and Restate our 2002 Stock Compensation
Plan. Management For Voted - Against
4. To Amend our Certificate of Incorporation. Management For Voted - For
5. To Ratify the Appointment of Deloitte & Touche LLP
As our Independent Public Accountants for 2015. Management For Voted - For
STAPLES, INC.
CUSIP: 855030102 TICKER: SPLS
Meeting Date: 01-Jun-15 Meeting Type: Annual
1A. Election of Director: Basil L. Anderson Management For Voted - For
1B. Election of Director: Drew G. Faust Management For Voted - For
1C. Election of Director: Paul-henri Ferrand Management For Voted - For
1D. Election of Director: Kunal S. Kamlani Management For Voted - For
1E. Election of Director: Carol Meyrowitz Management For Voted - For
1F. Election of Director: Rowland T. Moriarty Management For Voted - For
1G. Election of Director: Ronald L. Sargent Management For Voted - For
1H. Election of Director: Robert E. Sulentic Management For Voted - For
1I. Election of Director: Raul Vazquez Management For Voted - For
1J. Election of Director: Vijay Vishwanath Management For Voted - For
1K. Election of Director: Paul F. Walsh Management For Voted - For
2. Approval of an Amendment to the 2012 Employee Stock
Purchase Plan. Management For Voted - For
3. Approval, on an Advisory Basis, of Named Executive
Officer Compensation. Management For Voted - Against
4. Ratification of the Selection by the Audit
Committee of Ernst & Young LLP As Staples'
Independent Registered Public Accounting Firm for
the Current Fiscal Year. Management For Voted - For
5. Non-binding Stockholder Proposal Regarding Senior
Executive Severance Agreements. Shareholder Against Voted - Against
6. Non-binding Stockholder Proposal Regarding
Independent Board Chairman. Shareholder Against Voted - Against
SUPERIOR ENERGY SERVICES, INC.
CUSIP: 868157108 TICKER: SPN
Meeting Date: 22-May-15 Meeting Type: Annual
1.1 Director: Harold J. Bouillion Management For Voted - For
1.2 Director: David D. Dunlap Management For Voted - For
1.3 Director: James M. Funk Management For Voted - For
1.4 Director: Terence E. Hall Management For Voted - For
1.5 Director: Peter D. Kinnear Management For Voted - For
1.6 Director: Michael M. Mcshane Management For Voted - For
1.7 Director: W. Matt Ralls Management For Voted - For
1.8 Director: Justin L. Sullivan Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - Against
3. Adoption of the Amended and Restated 2013 Stock
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
SYMANTEC CORPORATION
CUSIP: 871503108 TICKER: SYMC
Meeting Date: 28-Oct-14 Meeting Type: Annual
1A. Election of Director: Michael A. Brown Management For Voted - For
1B. Election of Director: Frank E. Dangeard Management For Voted - For
1C. Election of Director: Geraldine B. Laybourne Management For Voted - For
1D. Election of Director: David L. Mahoney Management For Voted - For
1E. Election of Director: Robert S. Miller Management For Voted - For
1F. Election of Director: Anita M. Sands Management For Voted - For
1G. Election of Director: Daniel H. Schulman Management For Voted - For
1H. Election of Director: V. Paul Unruh Management For Voted - For
1I. Election of Director: Suzanne M. Vautrinot Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2015 Fiscal Year. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
TELEPHONE AND DATA SYSTEMS, INC.
CUSIP: 879433829 TICKER: TDS
Meeting Date: 21-May-15 Meeting Type: Contested Annual
1.1 Director: C.a. Davis Management For Voted - For
1.2 Director: G.w. Off Management For Voted - For
1.3 Director: M.h. Saranow Management For Voted - For
1.4 Director: G.l. Sugarman Management For Voted - For
2. Ratify Accountants for 2015. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
TEREX CORPORATION
CUSIP: 880779103 TICKER: TEX
Meeting Date: 15-May-15 Meeting Type: Annual
1A) Election of Director: Ronald M. Defeo Management For Voted - For
1B) Election of Director: G. Chris Andersen Management For Voted - For
1C) Election of Director: Paula H.j. Cholmondeley Management For Voted - For
1D) Election of Director: Don Defosset Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E) Election of Director: Thomas J. Hansen Management For Voted - For
1F) Election of Director: Raimund Klinkner Management For Voted - For
1G) Election of Director: David A. Sachs Management For Voted - For
1H) Election of Director: Oren G. Shaffer Management For Voted - For
1I) Election of Director: David C. Wang Management For Voted - For
1J) Election of Director: Scott W. Wine Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
Firm for the Company for 2015. Management For Voted - For
3. To Approve the Compensation of the Company's Named
Executive Officers. Management For Voted - Against
TESORO CORPORATION
CUSIP: 881609101 TICKER: TSO
Meeting Date: 07-May-15 Meeting Type: Annual
1A Election of Director: Rodney F. Chase Management For Voted - For
1B Election of Director: Gregory J. Goff Management For Voted - For
1C Election of Director: Robert W. Goldman Management For Voted - For
1D Election of Director: David Lilley Management For Voted - For
1E Election of Director: Mary Pat Mccarthy Management For Voted - For
1F Election of Director: J.w. Nokes Management For Voted - For
1G Election of Director: Susan Tomasky Management For Voted - For
1H Election of Director: Michael E. Wiley Management For Voted - For
1I Election of Director: Patrick Y. Yang Management For Voted - For
02 To Conduct an Advisory Vote to Approve Executive
Compensation; Management For Voted - Against
3 To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for Fiscal Year 2015. Management For Voted - For
THE AES CORPORATION
CUSIP: 00130H105 TICKER: AES
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Andres Gluski Management For Voted - For
1B. Election of Director: Charles L. Harrington Management For Voted - For
1C. Election of Director: Kristina M. Johnson Management For Voted - For
1D. Election of Director: Tarun Khanna Management For Voted - For
1E. Election of Director: Holly K. Koeppel Management For Voted - For
1F. Election of Director: Philip Lader Management For Voted - For
1G. Election of Director: James H. Miller Management For Voted - For
1H. Election of Director: John B. Morse, Jr. Management For Voted - For
1I. Election of Director: Moises Naim Management For Voted - For
1J. Election of Director: Charles O. Rossotti Management For Voted - For
2. To Re-approve the Aes Corporation 2003 Long Term
Compensation Plan, As Amended and Restated. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Re-approve the Aes Corporation Performance
Incentive Plan, As Amended and Restated. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditors of the Company for the
Year 2015. Management For Voted - For
5. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - Against
6. To Approve, on an Advisory Basis, the Company's
Nonbinding Proposal to Allow Stockholders to
Request Special Meetings of Stockholders. Management For Voted - For
7. To Approve, on an Advisory Basis, the Company's
Nonbinding Proposal to Provide Proxy Access for
Stockholder-nominated Director Candidates. Management For Voted - For
8. If Properly Presented, to Vote on A Nonbinding
Stockholder Proposal Relating to Special Meetings
of Stockholders. Shareholder Against Voted - Against
9. If Properly Presented, to Vote on A Nonbinding
Stockholder Proposal Relating to Proxy Access. Shareholder Against Voted - Against
THE BANK OF NEW YORK MELLON CORPORATION
CUSIP: 064058100 TICKER: BK
Meeting Date: 14-Apr-15 Meeting Type: Annual
1A. Election of Director: Nicholas M. Donofrio Management For Voted - For
1B. Election of Director: Joseph J. Echevarria Management For Voted - For
1C. Election of Director: Edward P. Garden Management For Voted - For
1D. Election of Director: Jeffrey A. Goldstein Management For Voted - For
1E. Election of Director: Gerald L. Hassell Management For Voted - For
1F. Election of Director: John M. Hinshaw Management For Voted - For
1G. Election of Director: Edmund F. Kelly Management For Voted - For
1H. Election of Director: Richard J. Kogan Management For Voted - For
1I. Election of Director: John A. Luke, Jr. Management For Voted - For
1J. Election of Director: Mark A. Nordenberg Management For Voted - For
1K. Election of Director: Catherine A. Rein Management For Voted - For
1L. Election of Director: William C. Richardson Management For Voted - For
1M. Election of Director: Samuel C. Scott III Management For Voted - For
1N. Election of Director: Wesley W. Von Schack Management For Voted - For
2. Advisory Resolution to Approve the 2014
Compensation of our Named Executive Officers. Management For Voted - Against
3. Ratification of KPMG LLP As our Independent Auditor
for 2015. Management For Voted - For
THE NASDAQ OMX GROUP, INC.
CUSIP: 631103108 TICKER: NDAQ
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: Charlene T. Begley Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Steven D. Black Management For Voted - For
1C. Election of Director: Borje E. Ekholm Management For Voted - For
1D. Election of Director: Robert Greifeld Management For Voted - For
1E. Election of Director: Glenn H. Hutchins Management For Voted - For
1F. Election of Director: Essa Kazim Management For Voted - For
1G. Election of Director: Thomas A. Kloet Management For Voted - For
1H. Election of Director: John D. Markese Management For Voted - For
1I. Election of Director: Ellyn A. Mccolgan Management For Voted - For
1J. Election of Director: Michael R. Splinter Management For Voted - For
1K. Election of Director: Lars R. Wedenborn Management For Voted - For
2. To Approve the Company's Executive Compensation on
an Advisory Basis. Management For Voted - Against
3. To Ratify the Appointment of Ernst & Young LLP As
Nasdaq's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2015. Management For Voted - For
4. To Approve the Nasdaq Executive Corporate Incentive
Plan, As Amended and Restated. Management For Voted - For
5. To Consider the Stockholder Proposal Entitled
"right to Act by Written Consent." Shareholder Against Voted - Against
TIME WARNER INC.
CUSIP: 887317303 TICKER: TWX
Meeting Date: 19-Jun-15 Meeting Type: Annual
1A. Election of Director: James L. Barksdale Management For Voted - For
1B. Election of Director: William P. Barr Management For Voted - For
1C. Election of Director: Jeffrey L. Bewkes Management For Voted - For
1D. Election of Director: Stephen F. Bollenbach Management For Voted - For
1E. Election of Director: Robert C. Clark Management For Voted - For
1F. Election of Director: Mathias Dopfner Management For Voted - For
1G. Election of Director: Jessica P. Einhorn Management For Voted - For
1H. Election of Director: Carlos M. Gutierrez Management For Voted - For
1I. Election of Director: Fred Hassan Management For Voted - For
1J. Election of Director: Kenneth J. Novack Management For Voted - For
1K. Election of Director: Paul D. Wachter Management For Voted - For
1L. Election of Director: Deborah C. Wright Management For Voted - For
2. Ratification of Appointment of Independent Auditor. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
4. Shareholder Proposal on Right to Act by Written
Consent. Shareholder Against Voted - For
5. Shareholder Proposal on Tobacco Depictions in Films. Shareholder Against Voted - For
6. Shareholder Proposal on Greenhouse Gas Emissions
Reduction Targets. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRIBUNE MEDIA COMPANY
CUSIP: 896047503 TICKER: TRCO
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Michael Kreger Management For Voted - For
1.2 Director: Peter Liguori Management For Voted - For
2. Advisory Vote Approving Executive Compensation. Management For Voted - Against
3. Advisory Vote on the Frequency of Future Advisory
Votes Approving Executive Compensation. Management For Voted - Abstain
4. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As Independent
Registered Public Accounting Firm for the 2015
Fiscal Year. Management For Voted - For
TRONOX LIMITED
CUSIP: Q9235V101 TICKER: TROX
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Thomas Casey Management For Voted - For
1.2 Director: Andrew P. Hines Management For Voted - For
1.3 Director: Wayne A. Hinman Management For Voted - For
1.4 Director: Peter Johnston Management For Voted - For
1.5 Director: Ilan Kaufthal Management For Voted - For
1.6 Director: Jeffry N. Quinn Management For Voted - For
2. To Ratify the Appointment of the Company's
Independent Registered Public Accounting Firm, Who
Will Serve Until Such Accounting Firm Resigns Or is
Removed. Management For Voted - For
3. To Approve, on A Non-binding Advisory Basis, the
Compensation of the Company's Named Executive
Officers (the "say-on-pay"). Management For Voted - Against
TYSON FOODS, INC.
CUSIP: 902494103 TICKER: TSN
Meeting Date: 30-Jan-15 Meeting Type: Annual
1A. Election of Director: John Tyson Management For Voted - For
1B. Election of Director: Kathleen M. Bader Management For Voted - For
1C. Election of Director: Gaurdie E. Banister Jr. Management For Voted - For
1D. Election of Director: Jim Kever Management For Voted - For
1E. Election of Director: Kevin M. Mcnamara Management For Voted - For
1F. Election of Director: Brad T. Sauer Management For Voted - For
1G. Election of Director: Donnie Smith Management For Voted - For
1H. Election of Director: Robert Thurber Management For Voted - For
1I. Election of Director: Barbara A. Tyson Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
Firm for the Company for the Fiscal Year Ending
October 3, 2015 Management For Voted - For
3. To Consider and Act Upon Shareholder Proposal No. 1
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - Against
4. To Consider and Act Upon Shareholder Proposal No. 2
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - Against
5. To Consider and Act Upon Shareholder Proposal No. 3
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - Against
UNITED STATES CELLULAR CORPORATION
CUSIP: 911684108 TICKER: USM
Meeting Date: 10-Nov-14 Meeting Type: Special
1. Declassification Amendment Management For Voted - For
2. Section 203 Amendment Management For Voted - For
3. Ancillary Amendment Management For Voted - For
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Director: J. Samuel Crowley Management For Voted - For
1.2 Director: Paul-henri Denuit Management For Voted - For
1.3 Director: Harry J. Harczak, Jr. Management For Voted - For
1.4 Director: Gregory P. Josefowicz Management For Voted - For
2. Ratify Accountants for 2015. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
UNITED THERAPEUTICS CORPORATION
CUSIP: 91307C102 TICKER: UTHR
Meeting Date: 26-Jun-15 Meeting Type: Annual
1.1 Director: Katherine Klein Management For Voted - For
1.2 Director: Raymond Kurzweil Management For Voted - For
1.3 Director: Martine Rothblatt Management For Voted - For
1.4 Director: Louis Sullivan Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - Against
3. Approval of the United Therapeutics Corporation
2015 Stock Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Ernst & Young
LLP As United Therapeutics Corporation's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VALERO ENERGY CORPORATION
CUSIP: 91913Y100 TICKER: VLO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Jerry D. Choate Management For Voted - For
1B. Election of Director: Joseph W. Gorder Management For Voted - For
1C. Election of Director: Deborah P. Majoras Management For Voted - For
1D. Election of Director: Donald L. Nickles Management For Voted - For
1E. Election of Director: Philip J. Pfeiffer Management For Voted - For
1F. Election of Director: Robert A. Profusek Management For Voted - For
1G. Election of Director: Susan Kaufman Purcell Management For Voted - For
1H. Election of Director: Stephen M. Waters Management For Voted - For
1I. Election of Director: Randall J. Weisenburger Management For Voted - For
1J. Election of Director: Rayford Wilkins, Jr. Management For Voted - For
2. Ratify the Appointment of KPMG LLP As Valero
Energy's Independent Registered Public Accounting
Firm for 2015. Management For Voted - For
3. Approve, by Non-binding Vote, the 2014 Compensation
of our Named Executive Officers. Management For Voted - Against
4. Vote on A Stockholder Proposal Entitled,
"greenhouse Gas Emissions." Shareholder Against Voted - Against
VERISIGN, INC.
CUSIP: 92343E102 TICKER: VRSN
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: D. James Bidzos Management For Voted - For
1B. Election of Director: William L. Chenevich Management For Voted - For
1C. Election of Director: Kathleen A. Cote Management For Voted - For
1D. Election of Director: Jamie S. Gorelick Management For Voted - For
1E. Election of Director: Roger H. Moore Management For Voted - For
1F. Election of Director: Louis A. Simpson Management For Voted - For
1G. Election of Director: Timothy Tomlinson Management For Voted - For
2. To Approve Verisign, Inc.'s Annual Incentive
Compensation Plan. Management For Voted - For
3. To Approve, on A Non-binding, Advisory Basis,
Verisign, Inc.'s Executive Compensation. Management For Voted - Against
4. To Ratify the Selection of KPMG LLP As Verisign,
Inc.'s Independent Registered Public Accounting
Firm for the Year Ending December 31, 2015. Management For Voted - For
5. To Vote, on an Advisory Basis, on A Stockholder
Proposal, If Properly Presented at the Meeting,
Requesting That the Board Take Steps to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Mark T. Bertolini Management For Voted - For
1C. Election of Director: Richard L. Carrion Management For Voted - For
1D. Election of Director: Melanie L. Healey Management For Voted - For
1E. Election of Director: M. Frances Keeth Management For Voted - For
1F. Election of Director: Lowell C. Mcadam Management For Voted - For
1G. Election of Director: Donald T. Nicolaisen Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - Against
4. Network Neutrality Report Shareholder Against Voted - Against
5. Political Spending Report Shareholder Against Voted - Against
6. Severance Approval Policy Shareholder Against Voted - Against
7. Stock Retention Policy Shareholder Against Voted - Against
8. Shareholder Action by Written Consent Shareholder Against Voted - Against
VISHAY INTERTECHNOLOGY, INC.
CUSIP: 928298108 TICKER: VSH
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Director: Marc Zandman Management For Voted - For
1.2 Director: Ruta Zandman Management For Voted - For
1.3 Director: Ziv Shoshani Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Vishay's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2015. Management For Voted - For
WESTERN REFINING, INC.
CUSIP: 959319104 TICKER: WNR
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Director: Carin Marcy Barth Management For Voted - For
1.2 Director: Sigmund L. Cornelius Management For Voted - For
1.3 Director: Paul L. Foster Management For Voted - For
1.4 Director: L. Frederick Francis Management For Voted - For
1.5 Director: Robert J. Hassler Management For Voted - For
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Brian J. Hogan Management For Voted - For
1.7 Director: Scott D. Weaver Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
the Company's Independent Auditors for Fiscal Year
2015. Management For Voted - For
3. Approval of the Amended and Restated 2010 Incentive
Plan of Western Refining, Inc. for Purposes of
Section 162(m) of the Internal Revenue Code. Management For Voted - For
WOLVERINE WORLD WIDE, INC.
CUSIP: 978097103 TICKER: WWW
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Director: Roxane Divol Management For Voted - For
1.2 Director: Joseph R. Gromek Management For Voted - For
1.3 Director: Brenda J. Lauderback Management For Voted - For
2. Proposal to Ratify the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2015. Management For Voted - For
3. An Advisory Resolution Approving Compensation for
the Company's Named Executive Officers. Management For Voted - Against
YAHOO! INC.
CUSIP: 984332106 TICKER: YHOO
Meeting Date: 24-Jun-15 Meeting Type: Annual
1A. Election of Director: David Filo Management For Voted - For
1B. Election of Director: Susan M. James Management For Voted - For
1C. Election of Director: Max R. Levchin Management For Voted - For
1D. Election of Director: Marissa A. Mayer Management For Voted - For
1E. Election of Director: Thomas J. Mcinerney Management For Voted - For
1F. Election of Director: Charles R. Schwab Management For Voted - For
1G. Election of Director: H. Lee Scott, Jr. Management For Voted - For
1H. Election of Director: Jane E. Shaw, Ph.D. Management For Voted - For
1I. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval, on an Advisory Basis, of the Company's
Executive Compensation. Management For Voted - Against
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm. Management For Voted - For
4. Shareholder Proposal Regarding A Board Committee on
Human Rights, If Properly Presented at the Annual
Meeting. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding A Right to Act by
Written Consent, If Properly Presented at the
Annual Meeting. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFFILIATED MANAGERS GROUP, INC.
CUSIP: 008252108 TICKER: AMG
Meeting Date: 15-Jun-15 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Re-approve the Material Terms of the Performance
Measures Included in the Company's Executive
Incentive Plan, As Amended and Restated, for
Purposes of Complying with the Requirements of
Section 162(m) of the Internal Revenue Code. Management For Voted - For
4. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: D. Keith Cobb Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. Approval of 2015 Omnibus Incentive Plan. Management For Voted - For
4. Approval of 2015 Employee Stock Purchase Program. Management For Voted - For
5. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2015. Management For Voted - For
6. Stockholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 11-May-15 Meeting Type: Annual
1A. Election of Director: Charlene Barshefsky Management For Voted - For
1B. Election of Director: Ursula Burns Management For Voted - For
1C. Election of Director: Kenneth Chenault Management For Voted - For
1D. Election of Director: Peter Chernin Management For Voted - For
1E. Election of Director: Anne Lauvergeon Management For Voted - For
1F. Election of Director: Michael Leavitt Management For Voted - For
1G. Election of Director: Theodore Leonsis Management For Voted - For
1H. Election of Director: Richard Levin Management For Voted - For
1I. Election of Director: Samuel Palmisano Management For Voted - For
1J. Election of Director: Daniel Vasella Management For Voted - For
1K. Election of Director: Robert Walter Management For Voted - For
1L. Election of Director: Ronald Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Relating to Annual Disclosure
of Eeo-1 Data. Shareholder Against Voted - Against
5. Shareholder Proposal Relating to Report on Privacy,
Data Security and Government Requests. Shareholder Against Voted - Against
6. Shareholder Proposal Relating to Action by Written
Consent. Shareholder Against Voted - Against
7. Shareholder Proposal Relating to Lobbying
Disclosure. Shareholder Against Voted - Against
8. Shareholder Proposal Relating to Independent Board
Chairman. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Carolyn F. Katz Management For Voted - For
1C. Election of Director: Gustavo Lara Cantu Management For Voted - For
1D. Election of Director: Craig Macnab Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1A. Election of Director: Tim Cook Management For Voted - For
1B. Election of Director: Al Gore Management For Voted - For
1C. Election of Director: Bob Iger Management For Voted - For
1D. Election of Director: Andrea Jung Management For Voted - For
1E. Election of Director: Art Levinson Management For Voted - For
1F. Election of Director: Ron Sugar Management For Voted - For
1G. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. The Amendment of the Apple Inc. Employee Stock
Purchase Plan Management For Voted - For
5. A Shareholder Proposal by the National Center for
Public Policy Research Entitled "risk Report" Shareholder Against Voted - Against
6. A Shareholder Proposal by Mr. James Mcritchie and
Mr. John Harrington Entitled "proxy Access for
Shareholders" Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Rhys J. Best Management For Voted - For
1B. Election of Director: Dan O. Dinges Management For Voted - For
1C. Election of Director: James R. Gibbs Management For Voted - For
1D. Election of Director: Robert L. Keiser Management For Voted - For
1E. Election of Director: Robert Kelley Management For Voted - For
1F. Election of Director: W. Matt Ralls Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2015 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Consider A Shareholder Proposal to Provide A
Report on the Company's Political Contributions. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Consider A Shareholder Proposal to Adopt A
"proxy Access" Bylaw. Shareholder Against Voted - Against
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Terrence A. Duffy Management For Voted - For
1B. Election of Director: Phupinder S. Gill Management For Voted - For
1C. Election of Director: Timothy S. Bitsberger Management For Voted - For
1D. Election of Director: Charles P. Carey Management For Voted - For
1E. Election of Director: Dennis H. Chookaszian Management For Voted - For
1F. Election of Director: Ana Dutra Management For Voted - For
1G. Election of Director: Martin J. Gepsman Management For Voted - For
1H. Election of Director: Larry G. Gerdes Management For Voted - For
1I. Election of Director: Daniel R. Glickman Management For Voted - For
1J. Election of Director: J. Dennis Hastert Management For Voted - For
1K. Election of Director: Leo Melamed Management For Voted - For
1L. Election of Director: William P. Miller II Management For Voted - For
1M. Election of Director: James E. Oliff Management For Voted - For
1N. Election of Director: Edemir Pinto Management For Voted - For
1O. Election of Director: Alex J. Pollock Management For Voted - For
1P. Election of Director: John F. Sandner Management For Voted - For
1Q. Election of Director: Terry L. Savage Management For Voted - For
1R. Election of Director: William R. Shepard Management For Voted - For
1S. Election of Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2015. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Approval, on an Advisory Basis, of an Amendment to
our Tenth Amended and Restated Bylaws to Adopt
Delaware As the Exclusive Forum for Certain Legal
Actions. Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 18-Jun-15 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1C. Election of Director: Mary Anne Citrino Management For Voted - For
1D. Election of Director: H. Ray Compton Management For Voted - For
1E. Election of Director: Conrad M. Hall Management For Voted - For
1F. Election of Director: Lemuel E. Lewis Management For Voted - For
1G. Election of Director: J. Douglas Perry Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG As the Company's
Independent Registered Public Accounting Firm Management For Voted - For
4. To Approve the Company's 2015 Employee Stock
Purchase Plan Management For Voted - For
DOLLARAMA INC, MONTREAL QU
CUSIP: 25675T107
Meeting Date: 10-Jun-15 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
in Favor' Or 'abstain' Only for Resolution Numbers
"1.1 to 1.10 and 2". Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: John J. Swidler Management For Voted - For
1.10 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 01-May-15 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Management For Voted - For
1B. Election of Director: Anthony J. Bates Management For Voted - For
1C. Election of Director: Edward W. Barnholt Management For Voted - For
1D. Election of Director: Jonathan Christodoro Management For Voted - For
1E. Election of Director: Scott D. Cook Management For Voted - For
1F. Election of Director: John J. Donahoe Management For Voted - For
1G. Election of Director: David W. Dorman Management For Voted - For
1H. Election of Director: Bonnie S. Hammer Management For Voted - For
1I. Election of Director: Gail J. Mcgovern Management For Voted - For
1J. Election of Director: Kathleen C. Mitic Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K. Election of Director: David M. Moffett Management For Voted - For
1L. Election of Director: Pierre M. Omidyar Management For Voted - For
1M. Election of Director: Thomas J. Tierney Management For Voted - For
1N. Election of Director: Perry M. Traquina Management For Voted - For
1O. Election of Director: Frank D. Yeary Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - For
3. To Approve the Material Terms, Including the
Performance Goals, of the Amendment and Restatement
of the Ebay Incentive Plan. Management For Voted - For
4. To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Auditors for our Fiscal Year
Ending December 31, 2015. Management For Voted - For
5. To Consider A Stockholder Proposal Regarding
Stockholder Action by Written Consent Without A
Meeting, If Properly Presented Before the Meeting. Shareholder Against Voted - Against
6. To Consider A Stockholder Proposal Regarding
Stockholder Proxy Access, If Properly Presented
Before the Meeting. Shareholder Against Voted - Against
7. To Consider A Stockholder Proposal Regarding Gender
Pay, If Properly Presented Before the Meeting. Shareholder Against Voted - Against
ECOLAB INC.
CUSIP: 278865100 TICKER: ECL
Meeting Date: 07-May-15 Meeting Type: Annual
1A Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B Election of Director: Barbara J. Beck Management For Voted - For
1C Election of Director: Leslie S. Biller Management For Voted - For
1D Election of Director: Carl M. Casale Management For Voted - For
1E Election of Director: Stephen I. Chazen Management For Voted - For
1F Election of Director: Jeffrey M. Ettinger Management For Voted - For
1G Election of Director: Jerry A. Grundhofer Management For Voted - For
1H Election of Director: Arthur J. Higgins Management For Voted - For
1I Election of Director: Joel W. Johnson Management For Voted - For
1J Election of Director: Michael Larson Management For Voted - For
1K Election of Director: Jerry W. Levin Management For Voted - For
1L Election of Director: Robert L. Lumpkins Management For Voted - For
1M Election of Director: Tracy B. Mckibben Management For Voted - For
1N Election of Director: Victoria J. Reich Management For Voted - For
1O Election of Director: Suzanne M. Vautrinot Management For Voted - For
1P Election of Director: John J. Zillmer Management For Voted - For
2 Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Current Year Ending December 31, 2015. Management For Voted - For
3 Advisory Vote to Approve the Compensation of
Executives Disclosed in the Proxy Statement. Management For Voted - For
4 Stockholder Proposal Requesting an Independent
Board Chair. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EOG RESOURCES, INC.
CUSIP: 26875P101 TICKER: EOG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: James C. Day Management For Voted - For
1D. Election of Director: H. Leighton Steward Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2015. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
4. Stockholder Proposal Concerning Proxy Access, If
Properly Presented. Shareholder Against Voted - Against
5. Stockholder Proposal Concerning A Methane Emissions
Report, If Properly Presented. Shareholder Against Voted - Against
EQUINIX, INC.
CUSIP: 29444U700 TICKER: EQIX
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Gary Hromadko Management For Voted - For
1.3 Director: Scott Kriens Management For Voted - For
1.4 Director: William Luby Management For Voted - For
1.5 Director: Irving Lyons, III Management For Voted - For
1.6 Director: Christopher Paisley Management For Voted - For
1.7 Director: Stephen Smith Management For Voted - For
1.8 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FACEBOOK INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d. Desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015 Management For Voted - For
3. To Re-approve the Internal Revenue Code of 1986, As
Amended, Section 162(m) Limits of our 2012 Equity
Incentive Plan to Preserve our Ability to Receive
Corporate Income Tax Deductions That May Become
Available Pursuant to Section 162(m) Management For Voted - For
4. A Stockholder Proposal Regarding Change in
Stockholder Voting Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding an Annual
Sustainability Report Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Human Rights
Risk Assessment Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2 The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 The Approval of an Amendment to Google's 2012 Stock
Plan to Increase the Share Reserve by 17,000,000
Shares of Class C Capital Stock. Management For Voted - For
4 A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5 A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6 A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7 A Stockholder Proposal Regarding A Report on
Renewable Energy Cost, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8 A Stockholder Proposal Regarding A Report on
Business Risk Related to Climate Change
Regulations, If Properly Presented at the Meeting. Shareholder Against Voted - Against
INTERCONTINENTAL EXCHANGE, INC.
CUSIP: 45866F104 TICKER: ICE
Meeting Date: 15-May-15 Meeting Type: Annual
1A. Election of Director: Charles R. Crisp Management For Voted - For
1B. Election of Director: Jean-marc Forneri Management For Voted - For
1C. Election of Director: Fred W. Hatfield Management For Voted - For
1D. Election of Director: Terrence F. Martell Management For Voted - For
1E. Election of Director: Sir Callum Mccarthy Management For Voted - For
1F. Election of Director: Sir Robert Reid Management For Voted - For
1G. Election of Director: Frederic V. Salerno Management For Voted - For
1H. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1I. Election of Director: Judith A. Sprieser Management For Voted - For
1J. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm. Management For Voted - For
4. To Approve the Adoption of our Second Amended and
Restated Certificate of Incorporation, Which
Deletes Provisions No Longer Applicable to Us
Following our Sale of Euronext. Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Director: Craig H. Barratt, Ph.D. Management For Voted - For
1.2 Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.3 Director: Eric H. Halvorson Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Director: Amal M. Johnson Management For Voted - For
1.5 Director: Alan J. Levy, Ph.D. Management For Voted - For
1.6 Director: Mark J. Rubash Management For Voted - For
1.7 Director: Lonnie M. Smith Management For Voted - For
1.8 Director: George Stalk Jr. Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2015. Management For Voted - For
4. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Jason N. Ader Management For Voted - For
1.2 Director: Micheline Chau Management For Voted - For
1.3 Director: Michael A. Leven Management For Voted - For
1.4 Director: David F. Levi Management For Voted - For
2 Ratification of the Selection of Deloitte & Touche
Llc As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2015 Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Marc Olivie Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson P. Tai Management For Voted - For
1M. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval of the Amended and Restated Senior
Executive Annual Incentive Compensation Plan Management For Voted - For
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for 2015 Management For Voted - For
MELCO CROWN ENTERTAINMENT LTD.
CUSIP: 585464100 TICKER: MPEL
Meeting Date: 25-Mar-15 Meeting Type: Special
O1. To Approve the Voluntary Withdrawal of the Listing
of the Company's Ordinary Shares on the Main Board
of the Stock Exchange of Hong Kong Limited (the
"proposed De-listing"), and Upon Approval by the
Shareholders of the Company in Accordance with Rule
6.11 of the Rules Governing the Listing of
Securities on the Stock Exchange, Authorize Any
Director and Officer of the Company, Including the
Chief Executive Officer, Chief Financial Officer,
Chief Legal Officer and Company Secretary
(collectively (due to Space Limits, See Proxy
Material for Full Proposal) Management For Voted - For
S2. To Amend and Restate the Memorandum and Articles of
Association of the Company by the Deletion of the
Existing Memorandum and Articles of Association in
Their Entirety and the Substitution in Their Place
of the Amended and Restated Memorandum and Articles
of Association As Set Out in Appendix II to the
Company's Circular Dated March 4, 2015, Conditional
on and with Effect from the Proposed De- Listing
Becoming Effective, and Authorize Any One
Authorized Representative to Execute Such (due
to Space Limits, See Proxy Material for Full
Proposal) Management For Voted - For
Meeting Date: 20-May-15 Meeting Type: Annual
1. To Ratify the Annual Report on Form 20-f Filed with
the U.S. Securities and Exchange Commission, and to
Receive and Adopt the Audited Consolidated
Financial Statements and the Directors' and
Auditors' Reports, for the Year Ended December 31,
2014. Management For Take No Action
2A. To Re-elect Mr. Lawrence Yau Lung Ho As the
Executive Director of the Company. Management For Take No Action
2B. To Re-elect Mr. James Douglas Packer As A
Non-executive Director of the Company. Management For Take No Action
2C. To Re-elect Mr. John Peter Ben Wang As A
Non-executive Director of the Company. Management For Take No Action
3. To Appoint Mr. Robert Rankin As A Non-executive
Director of the Company. Management For Take No Action
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Authorize the Board of Directors of the Company
(the "directors") to Fix the Remuneration of Each
Director. Management For Take No Action
5. To Ratify the Appointment of and Re-appoint the
Independent Auditors of the Company, Deloitte
Touche Tohmatsu, and to Authorize the Directors to
Fix Their Remuneration. Management For Take No Action
6. To Grant A General and Unconditional Mandate to the
Directors to Issue New Shares of the Company Not
Exceeding 20% of the Issued Share Capital of the
Company As at the Date of Passing This Resolution,
Valid for A Period Commencing from This Resolution
Date Until the Earliest of (i) the Conclusion of
the Next Annual General Meeting; (ii) the
Expiration of the Period Within Which the Next
Annual General Meeting is Required to be Held by
Articles, Cayman Islands Laws Or Any Other
Applicable Law; and (due to Space Limits, See
Proxy Material for Full Proposal) Management For Take No Action
7A. To Grant A General and Unconditional Mandate to the
Directors to Repurchase Shares of the Company Not
Exceeding 10% of the Issued Share Capital of the
Company As at the Date of Passing This Resolution,
Valid for A Period Commencing from This Resolution
Date Until the Earliest of (i) the Relevant Period;
and (ii) the Effective Date and Time of the
Proposed Voluntary Withdrawal of the Listing of the
Company's Shares on the Main Board of the Stock
Exchange of Hong Kong Limited (the "proposed
De-listing"). Management For Take No Action
7B. To Grant A General and Unconditional Mandate to the
Directors to Repurchase Shares of the Company,
Valid for A Period Immediately Following the
Effective Date and Time of the Proposed De-listing
Until the End of the Relevant Period. Management For Take No Action
8. To Extend the General Mandate Granted to the
Directors to Issue New Shares of the Company Under
Resolution No. 6 by the Aggregate Nominal Amount of
Shares Repurchased by the Company Pursuant to the
General Mandates Granted to the Directors to
Repurchase Shares of the Company Under Resolutions
7a and 7b. Management For Take No Action
9. To (a) Approve Certain Amendments to the Company's
2011 Share Incentive Plan, Including Removing
References To, and Provisions Required by Hong Kong
Laws and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (the "listing Rules"), Adding
Clarifications and Modifying and Updating Certain
Provisions, to be Implemented As of the Effective
Date and Time of the Proposed De-listing, and (b)
Authorize Any One Director and Officer of the
Company, Including (due to Space Limits, See
Proxy Material for Full Proposal) Management For Take No Action
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. To (a) Approve Certain Amendments to the Share
Incentive Plan of Melco Crown (philippines) Resorts
Corporation ("mcp"), Including Removing References
to Hong Kong Laws and Listing Rules, Adding
Clarifications and Modifying and Updating Certain
Provisions, to be Implemented Upon the Occurrence
of the Following Events: (i) the Effective Date and
Time of the Proposed De-listing; (ii) the Passing
of the Necessary Resolutions by the Directors and
Shareholders of Mcp; and (iii) the Philippine
Securities and (due to Space Limits, See Proxy
Material for Full Proposal) Management For Take No Action
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 30-Jan-15 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: Janice L. Fields Management For Voted - For
1C. Election of Director: Hugh Grant Management For Voted - For
1D. Election of Director: Laura K. Ipsen Management For Voted - For
1E. Election of Director: Marcos M. Lutz Management For Voted - For
1F. Election of Director: C. Steven Mcmillan Management For Voted - For
1G. Election of Director: William U. Parfet Management For Voted - For
1H. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1I. Election of Director: Robert J. Stevens Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2015. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Shareowner Proposal: Lobbying Report. Shareholder Against Voted - Against
5. Shareowner Proposal: Shareowner Proxy Access. Shareholder Against Voted - Against
6. Shareowner Proposal: Independent Board Chairman. Shareholder Against Voted - Against
PERRIGO COMPANY PLC
CUSIP: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-14 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1D. Election of Director: David T. Gibbons Management For Voted - For
1E. Election of Director: Ran Gottfried Management For Voted - For
1F. Election of Director: Ellen R. Hoffing Management For Voted - For
1G. Election of Director: Michael J. Jandernoa Management For Voted - For
1H. Election of Director: Gary K. Kunkle, Jr. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Herman Morris, Jr. Management For Voted - For
1J. Election of Director: Donal O'connor Management For Voted - For
1K. Election of Director: Joseph C. Papa Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditors for Fiscal Year 2015 Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
6. Approve the Creation of Distributable Reserves by
Reducing Some Or All of Perrigo Company PLC's Share
Premium Management For Voted - For
PRAXAIR, INC.
CUSIP: 74005P104 TICKER: PX
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A. Election of Director: Stephen F. Angel Management For Voted - For
1B. Election of Director: Oscar Bernardes Management For Voted - For
1C. Election of Director: Nance K. Dicciani Management For Voted - For
1D. Election of Director: Edward G. Galante Management For Voted - For
1E. Election of Director: Ira D. Hall Management For Voted - For
1F. Election of Director: Raymond W. Leboeuf Management For Voted - For
1G. Election of Director: Larry D. Mcvay Management For Voted - For
1H. Election of Director: Denise L. Ramos Management For Voted - For
1I. Election of Director: Wayne T. Smith Management For Voted - For
1J. Election of Director: Robert L. Wood Management For Voted - For
2. To Approve, on an Advisory and Non-binding Basis,
the Compensation of Praxair's Named Executive
Officers As Disclosed in the 2015 Proxy Statement Management For Voted - For
3. Shareholder Proposal Regarding an Independent Board
Chairman Shareholder Against Voted - Against
4. To Ratify the Appointment of the Independent Auditor Management For Voted - For
PRECISION CASTPARTS CORP.
CUSIP: 740189105 TICKER: PCP
Meeting Date: 12-Aug-14 Meeting Type: Annual
1A. Election of Director: Mark Donegan Management For Voted - For
1B. Election of Director: Don R. Graber Management For Voted - For
1C. Election of Director: Lester L. Lyles Management For Voted - For
1D. Election of Director: Daniel J. Murphy Management For Voted - For
1E. Election of Director: Vernon E. Oechsle Management For Voted - For
1F. Election of Director: Ulrich Schmidt Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: Richard L. Wambold Management For Voted - For
1H. Election of Director: Timothy A. Wicks Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote Regarding Compensation of Named
Executive Officers. Management For Voted - For
4. Shareholder Proposal Regarding Accelerated Vesting
of Equity Awards Upon A Change in Control. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Donald G. Cruickshank Management For Voted - For
1C. Election of Director: Raymond V. Dittamore Management For Voted - For
1D. Election of Director: Susan Hockfield Management For Voted - For
1E. Election of Director: Thomas W. Horton Management For Voted - For
1F. Election of Director: Paul E. Jacobs Management For Voted - For
1G. Election of Director: Sherry Lansing Management For Voted - For
1H. Election of Director: Harish Manwani Management For Voted - For
1I. Election of Director: Steven M. Mollenkopf Management For Voted - For
1J. Election of Director: Duane A. Nelles Management For Voted - For
1K. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1L. Election of Director: Francisco Ros Management For Voted - For
1M. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1N. Election of Director: Brent Scowcroft Management For Voted - For
1O. Election of Director: Marc I. Stern Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 27, 2015. Management For Voted - For
3. To Approve an Amendment to the 2001 Employee Stock
Purchase Plan to Increase the Share Reserve by
25,000,000 Shares. Management For Voted - For
4. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
REALOGY HOLDINGS CORP.
CUSIP: 75605Y106 TICKER: RLGY
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Director: Marc E. Becker Management For Voted - For
1.2 Director: Richard A. Smith Management For Voted - For
1.3 Director: Michael J. Williams Management For Voted - For
2 Advisory Vote to Approve Realogy Holdings Executive
Compensation Program. Management For Voted - For
3 Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Registered Public Accounting Firm for
Fiscal Year 2015. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: Brian C. Carr Management For Voted - For
1.2 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: Mary S. Chan Management For Voted - For
1.3 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: George R.
Krouse, Jr. Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2015 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
4. Approval of Sba's Proposal Regarding Proxy Access. Management For Voted - For
5. Vote on Shareholder Proposal Regarding Proxy
Access, If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: K. Vaman Kamath Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Michael E. Marks Management For Voted - For
1G. Election of Director: Indra K. Nooyi Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: Leo Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2014 Financial Statements
and the Board's 2014 Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Election of Director: John D. Gass Management For Voted - For
1.2 Election of Director: Catherine A. Kehr Management For Voted - For
1.3 Election of Director: Greg D. Kerley Management For Voted - For
1.4 Election of Director: Vello A. Kuuskraa Management For Voted - For
1.5 Election of Director: Kenneth R. Mourton Management For Voted - For
1.6 Election of Director: Steven L. Mueller Management For Voted - For
1.7 Election of Director: Elliott Pew Management For Voted - For
1.8 Election of Director: Terry W. Rathert Management For Voted - For
1.9 Election of Director: Alan H. Stevens Management For Voted - For
2. Proposal to Ratify Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Proposal from Stockholder Regarding Special
Meetings. Shareholder Against Voted - Against
5. Proposal from Stockholder Regarding Proxy Access. Shareholder Against Voted - Against
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 18-Mar-15 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Robert M. Gates Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Olden Lee Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2015. Management For Voted - For
4. Establish A Board Committee on Sustainability. Shareholder Against Voted - Against
5. Require an Independent Board Chairman. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 TICKER: AMTD
Meeting Date: 12-Feb-15 Meeting Type: Annual
1.1 Director: W. Edmund Clark Management For Voted - For
1.2 Director: Karen E. Maidment Management For Voted - For
1.3 Director: Mark L. Mitchell Management For Voted - For
1.4 Director: Fredric J. Tomczyk Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2015. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 13-May-15 Meeting Type: Annual
1A. Election of Director: Nancy H. Bechtle Management For Voted - For
1B. Election of Director: Walter W. Bettinger II Management For Voted - For
1C. Election of Director: C. Preston Butcher Management For Voted - For
1D. Election of Director: Christopher V. Dodds Management For Voted - For
1E. Election of Director: Mark A. Goldfarb Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Approval of Corporate Executive Bonus Plan Management For Voted - For
5. Stockholder Proposal on Political Contributions Shareholder Against Voted - Against
6. Stockholder Proposal on Lobbying Payments Shareholder Against Voted - Against
7. Stockholder Proposal on Annual Disclosure of Eeo-1
Data Shareholder Against Voted - Against
8. Stockholder Proposal on Accelerated Vesting Upon
Change in Control Shareholder Against Voted - Against
9. Stockholder Proposal on Vote Tabulation Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Howard W. Barker, Jr. Management For Voted - For
1.3 Director: Jeffery H. Boyd Management For Voted - For
1.4 Director: Jan L. Docter Management For Voted - For
1.5 Director: Jeffrey E. Epstein Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Director: Darren R. Huston Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Thomas E. Rothman Management For Voted - For
1.11 Director: Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Stockholder Action
by Written Consent. Shareholder Against Voted - Against
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Proxy Access. Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2015. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve the Shareholder Proposal Relating to
Independent Board Chairman. Shareholder Against Voted - Against
5. To Approve the Shareholder Proposal Relating to
Acceleration of Executive Pay. Shareholder Against Voted - Against
TRIMBLE NAVIGATION LIMITED
CUSIP: 896239100 TICKER: TRMB
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Director: Steven W. Berglund Management For Voted - For
1.2 Director: Merit E. Janow Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Director: Ulf J. Johansson Management For Voted - For
1.4 Director: Ronald S. Nersesian Management For Voted - For
1.5 Director: Mark S. Peek Management For Voted - For
1.6 Director: Nickolas W. Vande Steeg Management For Voted - For
1.7 Director: Borje Ekholm Management For Voted - For
1.8 Director: Kaigham (ken) Gabriel Management For Voted - For
2. To Re-approve the Material Terms of the Performance
Goals Applicable to Stock Awards Under the
Company's Amended and Restated 2002 Stock Plan That
are Intended to Qualify As Performance-based
Compensation Under Section 162(m) of the Internal
Revenue Code. Management For Voted - For
3. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Fiscal Year Ending January 1, 2016. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1A. Election of Director: Mary B. Cranston Management For Voted - For
1B. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1C. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: William S. Shanahan Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation to Facilitate
Stock Splits. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
Paid to the Company's Named Executive Officers. Management For Voted - For
4. Approval of the Visa Inc. Employee Stock Purchase
Plan. Management For Voted - For
5A. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Exiting our Core Payment Business Management For Voted - For
5B. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to Sections of the Certificate of
Incorporation Management For Voted - For
5C. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Approval of Exceptions to Transfer Restrictions Management For Voted - For
5D. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Removal of Directors from Office Management For Voted - For
5E. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to the Advance Notice Provisions
in the By-laws Management For Voted - For
6. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2015 Management For Voted - For
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 24-Apr-15 Meeting Type: Contested Annual
1.1 Director: Elaine P. Wynn Management Unknown Voted - For
1.2 Director: Mgt Nom: J. E. Virtue Management Unknown Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for 2015. Management Unknown Voted - For
3. To Approve the Articles Amendment to Provide the
Company with Additional Flexibility in Making
Distributions to Its Stockholders. Management Unknown Voted - For
4. To Vote on A Stockholder Proposal Regarding A
Political Contributions Report, If Properly
Presented at the Annual Meeting. Shareholder Unknown Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFFILIATED MANAGERS GROUP, INC.
CUSIP: 008252108 TICKER: AMG
Meeting Date: 15-Jun-15 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Re-approve the Material Terms of the Performance
Measures Included in the Company's Executive
Incentive Plan, As Amended and Restated, for
Purposes of Complying with the Requirements of
Section 162(m) of the Internal Revenue Code. Management For Voted - For
4. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
CUSIP: 018581108 TICKER: ADS
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: D. Keith Cobb Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. Approval of 2015 Omnibus Incentive Plan. Management For Voted - For
4. Approval of 2015 Employee Stock Purchase Program. Management For Voted - For
5. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2015. Management For Voted - For
6. Stockholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 11-May-15 Meeting Type: Annual
1A. Election of Director: Charlene Barshefsky Management For Voted - For
1B. Election of Director: Ursula Burns Management For Voted - For
1C. Election of Director: Kenneth Chenault Management For Voted - For
1D. Election of Director: Peter Chernin Management For Voted - For
1E. Election of Director: Anne Lauvergeon Management For Voted - For
1F. Election of Director: Michael Leavitt Management For Voted - For
1G. Election of Director: Theodore Leonsis Management For Voted - For
1H. Election of Director: Richard Levin Management For Voted - For
1I. Election of Director: Samuel Palmisano Management For Voted - For
1J. Election of Director: Daniel Vasella Management For Voted - For
1K. Election of Director: Robert Walter Management For Voted - For
1L. Election of Director: Ronald Williams Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Relating to Annual Disclosure
of Eeo-1 Data. Shareholder Against Voted - Against
5. Shareholder Proposal Relating to Report on Privacy,
Data Security and Government Requests. Shareholder Against Voted - Against
6. Shareholder Proposal Relating to Action by Written
Consent. Shareholder Against Voted - Against
7. Shareholder Proposal Relating to Lobbying
Disclosure. Shareholder Against Voted - Against
8. Shareholder Proposal Relating to Independent Board
Chairman. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
CUSIP: 03027X100 TICKER: AMT
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Carolyn F. Katz Management For Voted - For
1C. Election of Director: Gustavo Lara Cantu Management For Voted - For
1D. Election of Director: Craig Macnab Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation Management For Voted - For
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1A. Election of Director: Tim Cook Management For Voted - For
1B. Election of Director: Al Gore Management For Voted - For
1C. Election of Director: Bob Iger Management For Voted - For
1D. Election of Director: Andrea Jung Management For Voted - For
1E. Election of Director: Art Levinson Management For Voted - For
1F. Election of Director: Ron Sugar Management For Voted - For
1G. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. The Amendment of the Apple Inc. Employee Stock
Purchase Plan Management For Voted - For
5. A Shareholder Proposal by the National Center for
Public Policy Research Entitled "risk Report" Shareholder Against Voted - Against
6. A Shareholder Proposal by Mr. James Mcritchie and
Mr. John Harrington Entitled "proxy Access for
Shareholders" Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Rhys J. Best Management For Voted - For
1B. Election of Director: Dan O. Dinges Management For Voted - For
1C. Election of Director: James R. Gibbs Management For Voted - For
1D. Election of Director: Robert L. Keiser Management For Voted - For
1E. Election of Director: Robert Kelley Management For Voted - For
1F. Election of Director: W. Matt Ralls Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2015 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Consider A Shareholder Proposal to Provide A
Report on the Company's Political Contributions. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Consider A Shareholder Proposal to Adopt A
"proxy Access" Bylaw. Shareholder Against Voted - Against
CME GROUP INC.
CUSIP: 12572Q105 TICKER: CME
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Terrence A. Duffy Management For Voted - For
1B. Election of Director: Phupinder S. Gill Management For Voted - For
1C. Election of Director: Timothy S. Bitsberger Management For Voted - For
1D. Election of Director: Charles P. Carey Management For Voted - For
1E. Election of Director: Dennis H. Chookaszian Management For Voted - For
1F. Election of Director: Ana Dutra Management For Voted - For
1G. Election of Director: Martin J. Gepsman Management For Voted - For
1H. Election of Director: Larry G. Gerdes Management For Voted - For
1I. Election of Director: Daniel R. Glickman Management For Voted - For
1J. Election of Director: J. Dennis Hastert Management For Voted - For
1K. Election of Director: Leo Melamed Management For Voted - For
1L. Election of Director: William P. Miller II Management For Voted - For
1M. Election of Director: James E. Oliff Management For Voted - For
1N. Election of Director: Edemir Pinto Management For Voted - For
1O. Election of Director: Alex J. Pollock Management For Voted - For
1P. Election of Director: John F. Sandner Management For Voted - For
1Q. Election of Director: Terry L. Savage Management For Voted - For
1R. Election of Director: William R. Shepard Management For Voted - For
1S. Election of Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2015. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Approval, on an Advisory Basis, of an Amendment to
our Tenth Amended and Restated Bylaws to Adopt
Delaware As the Exclusive Forum for Certain Legal
Actions. Management For Voted - For
DOLLAR TREE, INC.
CUSIP: 256746108 TICKER: DLTR
Meeting Date: 18-Jun-15 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1C. Election of Director: Mary Anne Citrino Management For Voted - For
1D. Election of Director: H. Ray Compton Management For Voted - For
1E. Election of Director: Conrad M. Hall Management For Voted - For
1F. Election of Director: Lemuel E. Lewis Management For Voted - For
1G. Election of Director: J. Douglas Perry Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG As the Company's
Independent Registered Public Accounting Firm Management For Voted - For
4. To Approve the Company's 2015 Employee Stock
Purchase Plan Management For Voted - For
DOLLARAMA INC, MONTREAL QU
CUSIP: 25675T107
Meeting Date: 10-Jun-15 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
in Favor' Or 'abstain' Only for Resolution Numbers
"1.1 to 1.10 and 2". Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: John J. Swidler Management For Voted - For
1.10 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
EBAY INC.
CUSIP: 278642103 TICKER: EBAY
Meeting Date: 01-May-15 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Management For Voted - For
1B. Election of Director: Anthony J. Bates Management For Voted - For
1C. Election of Director: Edward W. Barnholt Management For Voted - For
1D. Election of Director: Jonathan Christodoro Management For Voted - For
1E. Election of Director: Scott D. Cook Management For Voted - For
1F. Election of Director: John J. Donahoe Management For Voted - For
1G. Election of Director: David W. Dorman Management For Voted - For
1H. Election of Director: Bonnie S. Hammer Management For Voted - For
1I. Election of Director: Gail J. Mcgovern Management For Voted - For
1J. Election of Director: Kathleen C. Mitic Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1K. Election of Director: David M. Moffett Management For Voted - For
1L. Election of Director: Pierre M. Omidyar Management For Voted - For
1M. Election of Director: Thomas J. Tierney Management For Voted - For
1N. Election of Director: Perry M. Traquina Management For Voted - For
1O. Election of Director: Frank D. Yeary Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - For
3. To Approve the Material Terms, Including the
Performance Goals, of the Amendment and Restatement
of the Ebay Incentive Plan. Management For Voted - For
4. To Ratify the Appointment of PricewaterhouseCoopers
LLP As our Independent Auditors for our Fiscal Year
Ending December 31, 2015. Management For Voted - For
5. To Consider A Stockholder Proposal Regarding
Stockholder Action by Written Consent Without A
Meeting, If Properly Presented Before the Meeting. Shareholder Against Voted - Against
6. To Consider A Stockholder Proposal Regarding
Stockholder Proxy Access, If Properly Presented
Before the Meeting. Shareholder Against Voted - Against
7. To Consider A Stockholder Proposal Regarding Gender
Pay, If Properly Presented Before the Meeting. Shareholder Against Voted - Against
EOG RESOURCES, INC.
CUSIP: 26875P101 TICKER: EOG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: James C. Day Management For Voted - For
1D. Election of Director: H. Leighton Steward Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2015. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
4. Stockholder Proposal Concerning Proxy Access, If
Properly Presented. Shareholder Against Voted - Against
5. Stockholder Proposal Concerning A Methane Emissions
Report, If Properly Presented. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EQUINIX, INC.
CUSIP: 29444U700 TICKER: EQIX
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Gary Hromadko Management For Voted - For
1.3 Director: Scott Kriens Management For Voted - For
1.4 Director: William Luby Management For Voted - For
1.5 Director: Irving Lyons, III Management For Voted - For
1.6 Director: Christopher Paisley Management For Voted - For
1.7 Director: Stephen Smith Management For Voted - For
1.8 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
FACEBOOK INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d. Desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015 Management For Voted - For
3. To Re-approve the Internal Revenue Code of 1986, As
Amended, Section 162(m) Limits of our 2012 Equity
Incentive Plan to Preserve our Ability to Receive
Corporate Income Tax Deductions That May Become
Available Pursuant to Section 162(m) Management For Voted - For
4. A Stockholder Proposal Regarding Change in
Stockholder Voting Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding an Annual
Sustainability Report Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Human Rights
Risk Assessment Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2 The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3 The Approval of an Amendment to Google's 2012 Stock
Plan to Increase the Share Reserve by 17,000,000
Shares of Class C Capital Stock. Management For Voted - For
4 A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5 A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6 A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7 A Stockholder Proposal Regarding A Report on
Renewable Energy Cost, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8 A Stockholder Proposal Regarding A Report on
Business Risk Related to Climate Change
Regulations, If Properly Presented at the Meeting. Shareholder Against Voted - Against
IMAX CORPORATION
CUSIP: 45245E109 TICKER: IMAX
Meeting Date: 01-Jun-15 Meeting Type: Annual
1.1 Director: Neil S. Braun Management For Voted - For
1.2 Director: Eric A. Demirian Management For Voted - For
1.3 Director: Richard L. Gelfond Management For Voted - For
1.4 Director: David W. Leebron Management For Voted - For
1.5 Director: Michael Lynne Management For Voted - For
1.6 Director: Michael Macmillan Management For Voted - For
1.7 Director: I. Martin Pompadur Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Director: Darren D. Throop Management For Voted - For
1.9 Director: Bradley J. Wechsler Management For Voted - For
02 In Respect of the Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Company and Authorizing the Directors to Fix Their
Remuneration. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
03 Advisory Resolution to Approve the Compensation of
the Named Executive Officers As Disclosed in the
Accompanying Proxy Circular and Proxy Statement.
Note: Voting Abstain is the Equivalent to Voting
Withhold. Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
CUSIP: 45866F104 TICKER: ICE
Meeting Date: 15-May-15 Meeting Type: Annual
1A. Election of Director: Charles R. Crisp Management For Voted - For
1B. Election of Director: Jean-marc Forneri Management For Voted - For
1C. Election of Director: Fred W. Hatfield Management For Voted - For
1D. Election of Director: Terrence F. Martell Management For Voted - For
1E. Election of Director: Sir Callum Mccarthy Management For Voted - For
1F. Election of Director: Sir Robert Reid Management For Voted - For
1G. Election of Director: Frederic V. Salerno Management For Voted - For
1H. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1I. Election of Director: Judith A. Sprieser Management For Voted - For
1J. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm. Management For Voted - For
4. To Approve the Adoption of our Second Amended and
Restated Certificate of Incorporation, Which
Deletes Provisions No Longer Applicable to Us
Following our Sale of Euronext. Management For Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Director: Craig H. Barratt, Ph.D. Management For Voted - For
1.2 Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.3 Director: Eric H. Halvorson Management For Voted - For
1.4 Director: Amal M. Johnson Management For Voted - For
1.5 Director: Alan J. Levy, Ph.D. Management For Voted - For
1.6 Director: Mark J. Rubash Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Director: Lonnie M. Smith Management For Voted - For
1.8 Director: George Stalk Jr. Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2015. Management For Voted - For
4. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
CUSIP: 517834107 TICKER: LVS
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Jason N. Ader Management For Voted - For
1.2 Director: Micheline Chau Management For Voted - For
1.3 Director: Michael A. Leven Management For Voted - For
1.4 Director: David F. Levi Management For Voted - For
2 Ratification of the Selection of Deloitte & Touche
Llc As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2015 Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Marc Olivie Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson P. Tai Management For Voted - For
1M. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Approval of the Amended and Restated Senior
Executive Annual Incentive Compensation Plan Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for 2015 Management For Voted - For
MELCO CROWN ENTERTAINMENT LTD.
CUSIP: 585464100 TICKER: MPEL
Meeting Date: 25-Mar-15 Meeting Type: Special
O1. To Approve the Voluntary Withdrawal of the Listing
of the Company's Ordinary Shares on the Main Board
of the Stock Exchange of Hong Kong Limited (the
"proposed De-listing"), and Upon Approval by the
Shareholders of the Company in Accordance with Rule
6.11 of the Rules Governing the Listing of
Securities on the Stock Exchange, Authorize Any
Director and Officer of the Company, Including the
Chief Executive Officer, Chief Financial Officer,
Chief Legal Officer and Company Secretary
(collectively (due to Space Limits, See Proxy
Material for Full Proposal) Management For Voted - For
S2. To Amend and Restate the Memorandum and Articles of
Association of the Company by the Deletion of the
Existing Memorandum and Articles of Association in
Their Entirety and the Substitution in Their Place
of the Amended and Restated Memorandum and Articles
of Association As Set Out in Appendix II to the
Company's Circular Dated March 4, 2015, Conditional
on and with Effect from the Proposed De- Listing
Becoming Effective, and Authorize Any One
Authorized Representative to Execute Such (due
to Space Limits, See Proxy Material for Full
Proposal) Management For Voted - For
Meeting Date: 20-May-15 Meeting Type: Annual
1. To Ratify the Annual Report on Form 20-f Filed with
the U.S. Securities and Exchange Commission, and to
Receive and Adopt the Audited Consolidated
Financial Statements and the Directors' and
Auditors' Reports, for the Year Ended December 31,
2014. Management For Take No Action
2A. To Re-elect Mr. Lawrence Yau Lung Ho As the
Executive Director of the Company. Management For Take No Action
2B. To Re-elect Mr. James Douglas Packer As A
Non-executive Director of the Company. Management For Take No Action
2C. To Re-elect Mr. John Peter Ben Wang As A
Non-executive Director of the Company. Management For Take No Action
3. To Appoint Mr. Robert Rankin As A Non-executive
Director of the Company. Management For Take No Action
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Authorize the Board of Directors of the Company
(the "directors") to Fix the Remuneration of Each
Director. Management For Take No Action
5. To Ratify the Appointment of and Re-appoint the
Independent Auditors of the Company, Deloitte
Touche Tohmatsu, and to Authorize the Directors to
Fix Their Remuneration. Management For Take No Action
6. To Grant A General and Unconditional Mandate to the
Directors to Issue New Shares of the Company Not
Exceeding 20% of the Issued Share Capital of the
Company As at the Date of Passing This Resolution,
Valid for A Period Commencing from This Resolution
Date Until the Earliest of (i) the Conclusion of
the Next Annual General Meeting; (ii) the
Expiration of the Period Within Which the Next
Annual General Meeting is Required to be Held by
Articles, Cayman Islands Laws Or Any Other
Applicable Law; and (due to Space Limits, See
Proxy Material for Full Proposal) Management For Take No Action
7A. To Grant A General and Unconditional Mandate to the
Directors to Repurchase Shares of the Company Not
Exceeding 10% of the Issued Share Capital of the
Company As at the Date of Passing This Resolution,
Valid for A Period Commencing from This Resolution
Date Until the Earliest of (i) the Relevant Period;
and (ii) the Effective Date and Time of the
Proposed Voluntary Withdrawal of the Listing of the
Company's Shares on the Main Board of the Stock
Exchange of Hong Kong Limited (the "proposed
De-listing"). Management For Take No Action
7B. To Grant A General and Unconditional Mandate to the
Directors to Repurchase Shares of the Company,
Valid for A Period Immediately Following the
Effective Date and Time of the Proposed De-listing
Until the End of the Relevant Period. Management For Take No Action
8. To Extend the General Mandate Granted to the
Directors to Issue New Shares of the Company Under
Resolution No. 6 by the Aggregate Nominal Amount of
Shares Repurchased by the Company Pursuant to the
General Mandates Granted to the Directors to
Repurchase Shares of the Company Under Resolutions
7a and 7b. Management For Take No Action
9. To (a) Approve Certain Amendments to the Company's
2011 Share Incentive Plan, Including Removing
References To, and Provisions Required by Hong Kong
Laws and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (the "listing Rules"), Adding
Clarifications and Modifying and Updating Certain
Provisions, to be Implemented As of the Effective
Date and Time of the Proposed De-listing, and (b)
Authorize Any One Director and Officer of the
Company, Including (due to Space Limits, See
Proxy Material for Full Proposal) Management For Take No Action
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10. To (a) Approve Certain Amendments to the Share
Incentive Plan of Melco Crown (philippines) Resorts
Corporation ("mcp"), Including Removing References
to Hong Kong Laws and Listing Rules, Adding
Clarifications and Modifying and Updating Certain
Provisions, to be Implemented Upon the Occurrence
of the Following Events: (i) the Effective Date and
Time of the Proposed De-listing; (ii) the Passing
of the Necessary Resolutions by the Directors and
Shareholders of Mcp; and (iii) the Philippine
Securities and (due to Space Limits, See Proxy
Material for Full Proposal) Management For Take No Action
MONSANTO COMPANY
CUSIP: 61166W101 TICKER: MON
Meeting Date: 30-Jan-15 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: Janice L. Fields Management For Voted - For
1C. Election of Director: Hugh Grant Management For Voted - For
1D. Election of Director: Laura K. Ipsen Management For Voted - For
1E. Election of Director: Marcos M. Lutz Management For Voted - For
1F. Election of Director: C. Steven Mcmillan Management For Voted - For
1G. Election of Director: William U. Parfet Management For Voted - For
1H. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1I. Election of Director: Robert J. Stevens Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2015. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Shareowner Proposal: Lobbying Report. Shareholder Against Voted - Against
5. Shareowner Proposal: Shareowner Proxy Access. Shareholder Against Voted - Against
6. Shareowner Proposal: Independent Board Chairman. Shareholder Against Voted - Against
PERRIGO COMPANY PLC
CUSIP: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-14 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1D. Election of Director: David T. Gibbons Management For Voted - For
1E. Election of Director: Ran Gottfried Management For Voted - For
1F. Election of Director: Ellen R. Hoffing Management For Voted - For
1G. Election of Director: Michael J. Jandernoa Management For Voted - For
1H. Election of Director: Gary K. Kunkle, Jr. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Herman Morris, Jr. Management For Voted - For
1J. Election of Director: Donal O'connor Management For Voted - For
1K. Election of Director: Joseph C. Papa Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditors for Fiscal Year 2015 Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
6. Approve the Creation of Distributable Reserves by
Reducing Some Or All of Perrigo Company PLC's Share
Premium Management For Voted - For
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Donald G. Cruickshank Management For Voted - For
1C. Election of Director: Raymond V. Dittamore Management For Voted - For
1D. Election of Director: Susan Hockfield Management For Voted - For
1E. Election of Director: Thomas W. Horton Management For Voted - For
1F. Election of Director: Paul E. Jacobs Management For Voted - For
1G. Election of Director: Sherry Lansing Management For Voted - For
1H. Election of Director: Harish Manwani Management For Voted - For
1I. Election of Director: Steven M. Mollenkopf Management For Voted - For
1J. Election of Director: Duane A. Nelles Management For Voted - For
1K. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1L. Election of Director: Francisco Ros Management For Voted - For
1M. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1N. Election of Director: Brent Scowcroft Management For Voted - For
1O. Election of Director: Marc I. Stern Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 27, 2015. Management For Voted - For
3. To Approve an Amendment to the 2001 Employee Stock
Purchase Plan to Increase the Share Reserve by
25,000,000 Shares. Management For Voted - For
4. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
REALOGY HOLDINGS CORP.
CUSIP: 75605Y106 TICKER: RLGY
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Director: Marc E. Becker Management For Voted - For
1.2 Director: Richard A. Smith Management For Voted - For
1.3 Director: Michael J. Williams Management For Voted - For
2 Advisory Vote to Approve Realogy Holdings Executive
Compensation Program. Management For Voted - For
3 Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
Fiscal Year 2015. Management For Voted - For
RENTRAK CORPORATION
CUSIP: 760174102 TICKER: RENT
Meeting Date: 13-Aug-14 Meeting Type: Annual
1.1 Director: David Boylan Management For Voted - For
1.2 Director: William Engel Management For Voted - For
1.3 Director: Patricia Gottesman Management For Voted - For
1.4 Director: William Livek Management For Voted - For
1.5 Director: Anne Macdonald Management For Voted - For
1.6 Director: Martin O'connor Management For Voted - For
1.7 Director: Brent Rosenthal Management For Voted - For
1.8 Director: Ralph Shaw Management For Voted - For
2. Ratify the Appointment of Grant Thornton LLP As
Rentrak's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Approve Amendment to Article III of Rentrak
Corporation's Restated Articles of Incorporation to
Increase the Number of Authorized Shares of Common
Stock from 30,000,000 to 75,000,000. Management For Voted - For
4. Approve Amendment to Rentrak Corporation's 2011
Employee Stock Purchase Plan to Increase the Number
of Shares of Common Stock Available for Issuance
Under the Plan by 100,000 Shares. Management For Voted - For
5. Approve, on an Advisory Basis, the Compensation of
Rentrak's Named Executive Officers. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
CUSIP: 78388J106 TICKER: SBAC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: Brian C. Carr Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: Mary S. Chan Management For Voted - For
1.3 Election of Director for A Three- Year Term
Expiring at the 2018 Annual Meeting: George R.
Krouse, Jr. Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2015 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
4. Approval of Sba's Proposal Regarding Proxy Access. Management For Voted - For
5. Vote on Shareholder Proposal Regarding Proxy
Access, If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: K. Vaman Kamath Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Michael E. Marks Management For Voted - For
1G. Election of Director: Indra K. Nooyi Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: Leo Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2014 Financial Statements
and the Board's 2014 Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
CUSIP: 845467109 TICKER: SWN
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Election of Director: John D. Gass Management For Voted - For
1.2 Election of Director: Catherine A. Kehr Management For Voted - For
1.3 Election of Director: Greg D. Kerley Management For Voted - For
1.4 Election of Director: Vello A. Kuuskraa Management For Voted - For
1.5 Election of Director: Kenneth R. Mourton Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Election of Director: Steven L. Mueller Management For Voted - For
1.7 Election of Director: Elliott Pew Management For Voted - For
1.8 Election of Director: Terry W. Rathert Management For Voted - For
1.9 Election of Director: Alan H. Stevens Management For Voted - For
2. Proposal to Ratify Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Proposal from Stockholder Regarding Special
Meetings. Shareholder Against Voted - Against
5. Proposal from Stockholder Regarding Proxy Access. Shareholder Against Voted - Against
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 18-Mar-15 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Robert M. Gates Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Olden Lee Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2015. Management For Voted - For
4. Establish A Board Committee on Sustainability. Shareholder Against Voted - Against
5. Require an Independent Board Chairman. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
CUSIP: 87236Y108 TICKER: AMTD
Meeting Date: 12-Feb-15 Meeting Type: Annual
1.1 Director: W. Edmund Clark Management For Voted - For
1.2 Director: Karen E. Maidment Management For Voted - For
1.3 Director: Mark L. Mitchell Management For Voted - For
1.4 Director: Fredric J. Tomczyk Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accounting Firm for the Fiscal Year Ending
September 30, 2015. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 13-May-15 Meeting Type: Annual
1A. Election of Director: Nancy H. Bechtle Management For Voted - For
1B. Election of Director: Walter W. Bettinger II Management For Voted - For
1C. Election of Director: C. Preston Butcher Management For Voted - For
1D. Election of Director: Christopher V. Dodds Management For Voted - For
1E. Election of Director: Mark A. Goldfarb Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Approval of Corporate Executive Bonus Plan Management For Voted - For
5. Stockholder Proposal on Political Contributions Shareholder Against Voted - Against
6. Stockholder Proposal on Lobbying Payments Shareholder Against Voted - Against
7. Stockholder Proposal on Annual Disclosure of Eeo-1
Data Shareholder Against Voted - Against
8. Stockholder Proposal on Accelerated Vesting Upon
Change in Control Shareholder Against Voted - Against
9. Stockholder Proposal on Vote Tabulation Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Howard W. Barker, Jr. Management For Voted - For
1.3 Director: Jeffery H. Boyd Management For Voted - For
1.4 Director: Jan L. Docter Management For Voted - For
1.5 Director: Jeffrey E. Epstein Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Darren R. Huston Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Thomas E. Rothman Management For Voted - For
1.11 Director: Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Stockholder Action
by Written Consent. Shareholder Against Voted - Against
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Proxy Access. Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2015. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve the Shareholder Proposal Relating to
Independent Board Chairman. Shareholder Against Voted - Against
5. To Approve the Shareholder Proposal Relating to
Acceleration of Executive Pay. Shareholder Against Voted - Against
TRIMBLE NAVIGATION LIMITED
CUSIP: 896239100 TICKER: TRMB
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Director: Steven W. Berglund Management For Voted - For
1.2 Director: Merit E. Janow Management For Voted - For
1.3 Director: Ulf J. Johansson Management For Voted - For
1.4 Director: Ronald S. Nersesian Management For Voted - For
1.5 Director: Mark S. Peek Management For Voted - For
1.6 Director: Nickolas W. Vande Steeg Management For Voted - For
1.7 Director: Borje Ekholm Management For Voted - For
1.8 Director: Kaigham (ken) Gabriel Management For Voted - For
2. To Re-approve the Material Terms of the Performance
Goals Applicable to Stock Awards Under the
Company's Amended and Restated 2002 Stock Plan That
are Intended to Qualify As Performance-based
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Compensation Under Section 162(m) of the Internal
Revenue Code. Management For Voted - For
3. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Fiscal Year Ending January 1, 2016. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1A. Election of Director: Mary B. Cranston Management For Voted - For
1B. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1C. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: William S. Shanahan Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation to Facilitate
Stock Splits. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
Paid to the Company's Named Executive Officers. Management For Voted - For
4. Approval of the Visa Inc. Employee Stock Purchase
Plan. Management For Voted - For
5A. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Exiting our Core Payment Business Management For Voted - For
5B. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to Sections of the Certificate of
Incorporation Management For Voted - For
5C. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Approval of Exceptions to Transfer Restrictions Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5D. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Removal of Directors from Office Management For Voted - For
5E. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to the Advance Notice Provisions
in the By-laws Management For Voted - For
6. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2015 Management For Voted - For
WEBMD HEALTH CORP.
CUSIP: 94770V102 TICKER: WBMD
Meeting Date: 01-Oct-14 Meeting Type: Annual
1.1 Director: William J. Marino Management For Voted - For
1.2 Director: Herman Sarkowsky Management For Voted - For
1.3 Director: Kristiina Vuori, M.D. Management For Voted - For
1.4 Director: Martin J. Wygod Management For Voted - For
2. Advisory Vote to Approve Webmd's Executive
Compensation. Management For Voted - For
3. To Approve Webmd's Amended and Restated 2005
Long-term Incentive Plan, Including an Increase in
the Number of Shares Reserved for Issuance. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
to Serve As Webmd's Independent Auditor for the
Fiscal Year Ending December 31, 2014. Management For Voted - For
WYNN RESORTS, LIMITED
CUSIP: 983134107 TICKER: WYNN
Meeting Date: 24-Apr-15 Meeting Type: Contested Annual
1.1 Director: Elaine P. Wynn Management Unknown Voted - For
1.2 Director: Mgt Nom: J. E. Virtue Management Unknown Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for 2015. Management Unknown Voted - For
3. To Approve the Articles Amendment to Provide the
Company with Additional Flexibility in Making
Distributions to Its Stockholders. Management Unknown Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Vote on A Stockholder Proposal Regarding A
Political Contributions Report, If Properly
Presented at the Annual Meeting. Shareholder Unknown Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1A. Election of Director: Tim Cook Management For Voted - For
1B. Election of Director: Al Gore Management For Voted - For
1C. Election of Director: Bob Iger Management For Voted - For
1D. Election of Director: Andrea Jung Management For Voted - For
1E. Election of Director: Art Levinson Management For Voted - For
1F. Election of Director: Ron Sugar Management For Voted - For
1G. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. The Amendment of the Apple Inc. Employee Stock
Purchase Plan Management For Voted - For
5. A Shareholder Proposal by the National Center for
Public Policy Research Entitled "risk Report" Shareholder Against Voted - Against
6. A Shareholder Proposal by Mr. James Mcritchie and
Mr. John Harrington Entitled "proxy Access for
Shareholders" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRKB
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Howard G. Buffett Management For Voted - For
1.4 Director: Stephen B. Burke Management For Voted - For
1.5 Director: Susan L. Decker Management For Voted - For
1.6 Director: William H. Gates III Management For Voted - For
1.7 Director: David S. Gottesman Management For Voted - For
1.8 Director: Charlotte Guyman Management For Voted - For
1.9 Director: Thomas S. Murphy Management For Voted - For
1.10 Director: Ronald L. Olson Management For Voted - For
1.11 Director: Walter Scott, Jr. Management For Voted - For
1.12 Director: Meryl B. Witmer Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COACH, INC.
CUSIP: 189754104 TICKER: COH
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Director: David Denton Management For Voted - For
1.2 Director: Susan Kropf Management For Voted - For
1.3 Director: Gary Loveman Management For Voted - For
1.4 Director: Victor Luis Management For Voted - For
1.5 Director: IVan Menezes Management For Voted - For
1.6 Director: William Nuti Management For Voted - For
1.7 Director: Stephanie Tilenius Management For Voted - For
1.8 Director: Jide Zeitlin Management For Voted - For
2 Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for Fiscal Year 2015 Management For Voted - For
3 Approval, on A Non-binding Advisory Basis, of the
Company's Executive Compensation As Disclosed in
the Proxy Statement for the 2014 Annual Meeting Management For Voted - For
4 Approval of the Amended and Restated Coach, Inc.
2010 Stock Incentive Plan Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 02-Jun-15 Meeting Type: Annual
1A. Election of Class II Director: Michael Patsalos-fox Management For Voted - For
1B. Election of Class II Director: Robert E. Weissman Management For Voted - For
1C. Election of Class III Director: Francisco D'souza Management For Voted - For
1D. Election of Class III Director: John N. Fox, Jr. Management For Voted - For
1E. Election of Class III Director: Leo S. Mackay, Jr. Management For Voted - For
1F. Election of Class III Director: Thomas M. Wendel Management For Voted - For
2. Approval, on an Advisory (non- Binding) Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2015. Management For Voted - For
4. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CORE LABORATORIES N.V.
CUSIP: N22717107 TICKER: CLB
Meeting Date: 21-May-15 Meeting Type: Annual
1A. To Re-elect Class III Supervisory Director to Serve
Until our Annual Meeting in 2018 and Until Their
Successors Shall Have Been Duly Elected and
Qualified: Richard L. Bergmark Management For Voted - For
1B. To Re-elect Class III Supervisory Director to Serve
Until our Annual Meeting in 2018 and Until Their
Successors Shall Have Been Duly Elected and
Qualified: Margaret Ann Van Kempen Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
As our Company's Independent Registered Public
Accountants for the Year Ending December 31, 2015. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation,
Philosophy, Policies and Procedures Described in
the Cd&a, and the Compensation of Core Laboratories
N.v.'s Named Executive Officers As Disclosed
Pursuant to the Sec's Compensation Disclosure
Rules, Including the Compensation Tables. Management For Voted - For
4. To Confirm and Adopt our Dutch Statutory Annual
Accounts in the English Language for the Fiscal
Year Ended December 31, 2014. Management For Voted - For
5. To Approve and Resolve the Cancellation of our
Repurchased Shares Held at 12:01 A.m. Cest on May
21, 2015. Management For Voted - For
6. To Approve and Resolve the Extension of the
Existing Authority to Repurchase Up to 10% of our
Issued Share Capital from Time to Time for an
18-month Period, Until November 21, 2016, and Such
Repurchased Shares May be Used for Any Legal
Purpose. Management For Voted - For
7. To Approve and Resolve the Extension of the
Authority to Issue Shares And/or to Grant Rights
(including Options to Purchase) with Respect to our
Common and Preference Shares Up to A Maximum of 10%
of Outstanding Shares Per Annum Until November 21,
2016. Management For Voted - For
8. To Approve and Resolve the Extension of the
Authority to Limit Or Exclude the Preemptive Rights
of the Holders of our Common Shares And/or
Preference Shares Up to A Maximum of 10% of
Outstanding Shares Per Annum Until November 21,
2016. Management For Voted - For
9. To Approve the Appointment of KPMG As our Company's
Independent Registered Public Accountants for the
Year Ending December 31, 2016. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 12-May-15 Meeting Type: Annual
1) Election of Director: N. Thomas Linebarger Management For Voted - For
2) Election of Director: Robert J. Bernhard Management For Voted - For
3) Election of Director: Dr. Franklin R. Chang Diaz Management For Voted - For
4) Election of Director: Bruno V. Di Leo Allen Management For Voted - For
5) Election of Director: Stephen B. Dobbs Management For Voted - For
6) Election of Director: Robert K. Herdman Management For Voted - For
7) Election of Director: Alexis M. Herman Management For Voted - For
8) Election of Director: Thomas J. Lynch Management For Voted - For
9) Election of Director: William I. Miller Management For Voted - For
10) Election of Director: Georgia R. Nelson Management For Voted - For
11) Advisory Vote to Approve the Compensation of the
Named Executive Officers As Disclosed in the Proxy
Statement. Management For Voted - For
12) Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Auditors for 2015. Management For Voted - For
13) Shareholder Proposal Regarding Independent Board
Chair. Shareholder Against Voted - Against
EMC CORPORATION
CUSIP: 268648102 TICKER: EMC
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Jose E. Almeida Management For Voted - For
1B. Election of Director: Michael W. Brown Management For Voted - For
1C. Election of Director: Donald J. Carty Management For Voted - For
1D. Election of Director: Randolph L. Cowen Management For Voted - For
1E. Election of Director: James S. Distasio Management For Voted - For
1F. Election of Director: John R. Egan Management For Voted - For
1G. Election of Director: William D. Green Management For Voted - For
1H. Election of Director: Edmund F. Kelly Management For Voted - For
1I. Election of Director: Jami Miscik Management For Voted - For
1J. Election of Director: Paul Sagan Management For Voted - For
1K. Election of Director: David N. Strohm Management For Voted - For
1L. Election of Director: Joseph M. Tucci Management For Voted - For
2. Ratification of the Selection by the Audit
Committee of PricewaterhouseCoopers LLP As Emc's
Independent Auditors for the Fiscal Year Ending
December 31, 2015, As Described in Emc's Proxy
Statement. Management For Voted - For
3. Advisory Approval of our Executive Compensation, As
Described in Emc's Proxy Statement. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Emc Corporation Amended and
Restated 2003 Stock Plan, As Described in Emc's
Proxy Statement. Management For Voted - For
5. To Act Upon A Shareholder Proposal Relating to an
Independent Board Chairman, As Described in Emc's
Proxy Statement. Shareholder Against Voted - Against
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: Gary G. Benanav Management For Voted - For
1B. Election of Director: Maura C. Breen Management For Voted - For
1C. Election of Director: William J. Delaney Management For Voted - For
1D. Election of Director: Elder Granger, Md, Mg, Usa
(retired) Management For Voted - For
1E. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1F. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1G. Election of Director: Frank Mergenthaler Management For Voted - For
1H. Election of Director: Woodrow A. Myers, Jr., Md Management For Voted - For
1I. Election of Director: Roderick A. Palmore Management For Voted - For
1J. Election of Director: George Paz Management For Voted - For
1K. Election of Director: William L. Roper, Md, Mph Management For Voted - For
1L. Election of Director: Seymour Sternberg Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2015. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
4. Stockholder Proposal Regarding Political Disclosure
and Accountability. Shareholder Against Voted - Against
5. Stockholder Proposal Regarding an Independent Board
Chairman. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2 The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3 The Approval of an Amendment to Google's 2012 Stock
Plan to Increase the Share Reserve by 17,000,000
Shares of Class C Capital Stock. Management For Voted - For
4 A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5 A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6 A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7 A Stockholder Proposal Regarding A Report on
Renewable Energy Cost, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8 A Stockholder Proposal Regarding A Report on
Business Risk Related to Climate Change
Regulations, If Properly Presented at the Meeting. Shareholder Against Voted - Against
LKQ CORPORATION
CUSIP: 501889208 TICKER: LKQ
Meeting Date: 04-May-15 Meeting Type: Annual
1A. Election of Director: Sukhpal Singh Ahluwalia Management For Voted - For
1B. Election of Director: A. Clinton Allen Management For Voted - For
1C. Election of Director: Ronald G. Foster Management For Voted - For
1D. Election of Director: Joseph M. Holsten Management For Voted - For
1E. Election of Director: Blythe J. Mcgarvie Management For Voted - For
1F. Election of Director: Paul M. Meister Management For Voted - For
1G. Election of Director: John F. O'brien Management For Voted - For
1H. Election of Director: Guhan Subramanian Management For Voted - For
1I. Election of Director: Robert L. Wagman Management For Voted - For
1J. Election of Director: William M. Webster, IV Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for our Fiscal Year Ending December
31, 2015. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
M&T BANK CORPORATION
CUSIP: 55261F104 TICKER: MTB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Director: Brent D. Baird Management For Voted - For
1.2 Director: C. Angela Bontempo Management For Voted - For
1.3 Director: Robert T. Brady Management For Voted - For
1.4 Director: T.j. Cunningham III Management For Voted - For
1.5 Director: Mark J. Czarnecki Management For Voted - For
1.6 Director: Gary N. Geisel Management For Voted - For
1.7 Director: John D. Hawke, Jr. Management For Voted - For
1.8 Director: Patrick W.e. Hodgson Management For Voted - For
1.9 Director: Richard G. King Management For Voted - For
1.10 Director: Melinda R. Rich Management For Voted - For
1.11 Director: Robert E. Sadler, Jr. Management For Voted - For
1.12 Director: Herbert L. Washington Management For Voted - For
1.13 Director: Robert G. Wilmers Management For Voted - For
2. To Approve the Material Terms of the M&t Bank
Corporation 2009 Equity Incentive Compensation Plan. Management For Voted - For
3. To Approve the Compensation of M&t Bank
Corporation's Named Executive Officers. Management For Voted - For
4. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
Firm of M&t Bank Corporation for the Year Ending
December 31, 2015. Management For Voted - For
MEAD JOHNSON NUTRITION COMPANY
CUSIP: 582839106 TICKER: MJN
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Steven M. Altschuler, M.D. Management For Voted - For
1B. Election of Director: Howard B. Bernick Management For Voted - For
1C. Election of Director: Kimberly A. Casiano Management For Voted - For
1D. Election of Director: Anna C. Catalano Management For Voted - For
1E. Election of Director: Celeste A. Clark, Ph.D. Management For Voted - For
1F. Election of Director: James M. Cornelius Management For Voted - For
1G. Election of Director: Stephen W. Golsby Management For Voted - For
1H. Election of Director: Michael Grobstein Management For Voted - For
1I. Election of Director: Peter Kasper Jakobsen Management For Voted - For
1J. Election of Director: Peter G. Ratcliffe Management For Voted - For
1K. Election of Director: Michael A. Sherman Management For Voted - For
1L. Election of Director: Elliott Sigal, M.D., Ph.D. Management For Voted - For
1M. Election of Director: Robert S. Singer Management For Voted - For
2. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approval of the Mead Johnson Nutrition Company
Long-term Incentive Plan Management For Voted - For
4. The Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 13-May-15 Meeting Type: Annual
1A Election of Director: Clay C. Williams Management For Voted - For
1B Election of Director: Greg L. Armstrong Management For Voted - For
1C Election of Director: Robert E. Beauchamp Management For Voted - For
1D Election of Director: Marcela E. Donadio Management For Voted - For
1E Election of Director: Ben A. Guill Management For Voted - For
1F Election of Director: David D. Harrison Management For Voted - For
1G Election of Director: Roger L. Jarvis Management For Voted - For
1H Election of Director: Eric L. Mattson Management For Voted - For
1I Election of Director: Jeffery A. Smisek Management For Voted - For
2. Ratification of Independent Auditors. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
NOW INC.
CUSIP: 67011P100 TICKER: DNOW
Meeting Date: 27-May-15 Meeting Type: Annual
1A Election of Director: Terry Bonno Management For Voted - For
1B Election of Director: Galen Cobb Management For Voted - For
1C Election of Director: James Crandell Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
Independent Auditors for 2015 Management For Voted - For
3. Approval of Compensation of our Named Executive
Officers Management For Voted - For
4. Recommend, by Non-binding Vote, the Frequency of
the Advisory Vote on Named Executive Officer
Compensation Management 1 Year Voted - 1 Year
5. Approval of the Now Inc. Executive Officer Annual
Incentive Plan Management For Voted - For
PERRIGO COMPANY PLC
CUSIP: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-14 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1D. Election of Director: David T. Gibbons Management For Voted - For
1E. Election of Director: Ran Gottfried Management For Voted - For
1F. Election of Director: Ellen R. Hoffing Management For Voted - For
1G. Election of Director: Michael J. Jandernoa Management For Voted - For
1H. Election of Director: Gary K. Kunkle, Jr. Management For Voted - For
1I. Election of Director: Herman Morris, Jr. Management For Voted - For
1J. Election of Director: Donal O'connor Management For Voted - For
1K. Election of Director: Joseph C. Papa Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditors for Fiscal Year 2015 Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
6. Approve the Creation of Distributable Reserves by
Reducing Some Or All of Perrigo Company PLC's Share
Premium Management For Voted - For
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Donald G. Cruickshank Management For Voted - For
1C. Election of Director: Raymond V. Dittamore Management For Voted - For
1D. Election of Director: Susan Hockfield Management For Voted - For
1E. Election of Director: Thomas W. Horton Management For Voted - For
1F. Election of Director: Paul E. Jacobs Management For Voted - For
1G. Election of Director: Sherry Lansing Management For Voted - For
1H. Election of Director: Harish Manwani Management For Voted - For
1I. Election of Director: Steven M. Mollenkopf Management For Voted - For
1J. Election of Director: Duane A. Nelles Management For Voted - For
1K. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1L. Election of Director: Francisco Ros Management For Voted - For
1M. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1N. Election of Director: Brent Scowcroft Management For Voted - For
1O. Election of Director: Marc I. Stern Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 27, 2015. Management For Voted - For
3. To Approve an Amendment to the 2001 Employee Stock
Purchase Plan to Increase the Share Reserve by
25,000,000 Shares. Management For Voted - For
4. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: K. Vaman Kamath Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Michael E. Marks Management For Voted - For
1G. Election of Director: Indra K. Nooyi Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: Leo Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2014 Financial Statements
and the Board's 2014 Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
STERICYCLE, INC.
CUSIP: 858912108 TICKER: SRCL
Meeting Date: 27-May-15 Meeting Type: Annual
1A. Election of Director: Mark C. Miller Management For Voted - For
1B. Election of Director: Jack W. Schuler Management For Voted - For
1C. Election of Director: Charles A. Alutto Management For Voted - For
1D. Election of Director: Lynn D. Bleil Management For Voted - For
1E. Election of Director: Thomas D. Brown Management For Voted - For
1F. Election of Director: Thomas F. Chen Management For Voted - For
1G. Election of Director: Rod F. Dammeyer Management For Voted - For
1H. Election of Director: William K. Hall Management For Voted - For
1I. Election of Director: John Patience Management For Voted - For
1J. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. Advisory Resolution Approving the Compensation Paid
to the Company's Executive Officers Management For Voted - For
4. Stockholder Proposal to Require an Independent
Board Chairman Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PRICELINE GROUP INC.
CUSIP: 741503403 TICKER: PCLN
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Howard W. Barker, Jr. Management For Voted - For
1.3 Director: Jeffery H. Boyd Management For Voted - For
1.4 Director: Jan L. Docter Management For Voted - For
1.5 Director: Jeffrey E. Epstein Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Darren R. Huston Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Thomas E. Rothman Management For Voted - For
1.11 Director: Craig W. Rydin Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
4. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Stockholder Action
by Written Consent. Shareholder Against Voted - Against
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Proxy Access. Shareholder Against Voted - Against
VARIAN MEDICAL SYSTEMS, INC.
CUSIP: 92220P105 TICKER: VAR
Meeting Date: 12-Feb-15 Meeting Type: Annual
1.1 Director: Timothy E. Guertin Management For Voted - For
1.2 Director: David J. Illingworth Management For Voted - For
1.3 Director: R. Naumann-etienne Management For Voted - For
2. To Approve the Compensation of the Varian Medical
Systems, Inc. Named Executive Officers As Described
in the Proxy Statement. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Varian Medical Systems, Inc.'s Independent
Registered Public Accounting Firm for Fiscal Year
2015. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERISK ANALYTICS INC
CUSIP: 92345Y106 TICKER: VRSK
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: J. Hyatt Brown Management For Voted - For
1.2 Director: Samuel G. Liss Management For Voted - For
1.3 Director: Therese M. Vaughan Management For Voted - For
1.4 Director: Bruce Hansen Management For Voted - For
2. To Amend our Bylaws to Implement Majority Voting
for the Uncontested Election of Directors. Management For Voted - For
3 To Amend and Restate our Amended and Restated
Certificate of Incorporation and Bylaws to
Eliminate References to our Class B Common Stock,
Rename our Class A Common Stock, Make Related
Conforming Changes, and Update Certain Outdated
Provisions and Remove Certain Redundant Provisions. Management For Voted - For
4 To Approve Executive Compensation on an Advisory,
Non- Binding Basis. Management For Voted - For
5 To Ratify the Appointment of Deloitte and Touche
LLP As our Independent Auditor for the 2015 Fiscal
Year. Management For Voted - For
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1A. Election of Director: Mary B. Cranston Management For Voted - For
1B. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1C. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: William S. Shanahan Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation to Facilitate
Stock Splits. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
Paid to the Company's Named Executive Officers. Management For Voted - For
4. Approval of the Visa Inc. Employee Stock Purchase
Plan. Management For Voted - For
5A. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Exiting our Core Payment Business Management For Voted - For
5B. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to Sections of the Certificate of
Incorporation Management For Voted - For
5C. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Approval of Exceptions to Transfer Restrictions Management For Voted - For
5D. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Removal of Directors from Office Management For Voted - For
5E. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to the Advance Notice Provisions
in the By-laws Management For Voted - For
6. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2015 Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /s/ Morty Schaja
------------------------
Morty Schaja
President
Date: August 25, 2015