UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22263
EXCHANGE TRADED CONCEPTS TRUST
(Exact name of registrant as specified in charter)
Exchange Traded Concepts Trust
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Address of principal executive offices)
Garrett Stevens
President
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Name and address of agent for service)
Registrant's Telephone Number: 405-778-8377
Date of Fiscal Year End: December 31
Date of Reporting Period: July 1, 2014 to June 30, 2015
FUND REPORTING PERIOD
Yorkville MLP ETF November 30 July 1, 2014 - June 30, 2015
EMQQ The Emerging Markets Internet and
Ecommerce ETF August 31 November 12, 2014 -- June 30, 2015
YieldShares High Income ETF April 30 July 1, 2014 - June 30, 2015
Forensic Accounting ETF November 30 July 1, 2014 - June 30, 2015
ROBO-STOX[] Global Robotics and Automation
Index ETF April 30 July 1, 2014 - June 30, 2015
Janus Equal Risk Weighted Large Cap ETF April 30 July 1, 2014 - June 30, 2015
Yorkville High Income Infrastructure MLP ETF November 30 July 1, 2014 - June 30, 2015
Yorkville High Income MLP ETF November 30 July 1, 2014 - June 30, 2015
NON-VOTING FUNDS
YORKVILLE MLP ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QIWI PLC
SECURITY ID: 74735M108 TICKER: QIWI
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Amend Company Bylaws Management For Voted - Against
QUNAR CAYMAN ISLANDS LIMITED
SECURITY ID: 74906P104 TICKER: QUNR
Meeting Date: 12-Feb-15 Meeting Type: Annual
1 Amend Omnibus Stock Plan Management For Voted - Against
YANDEX NV
SECURITY ID: N97284108 TICKER: YNDX
Meeting Date: 21-May-15 Meeting Type: Annual
1 Adopt Financial Statements Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Discharge of Board of Directors Management For Voted - For
4 Reelect John Boynton as Non-Executive Director Management For Voted - Against
5 Reelect Ester Dyson as Non-Executive Director Management For Voted - For
6 Approve Cancellation of Class C Shares Held in
Treasury Management For Voted - For
7 Amend Articles to Reflect Changes in Capital Management For Voted - For
8 Ratify ZAO Deloitte & Touche CIS as Auditors Management For Voted - For
9 Grant Board Authority to Issue Shares Management For Voted - Against
10 Authorize Board to Exclude Preemptive Rights from
Share Issuance under Item 9 Management For Voted - Against
11 Authorize Repurchase of Up to 20 Percent of Issued
Share Capital Management For Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Sondra L. Barbour Management For Voted - For
1c Elect Director Thomas 'Tony' K. Brown Management For Voted - For
1d Elect Director Vance D. Coffman Management For Voted - For
1e Elect Director Michael L. Eskew Management For Voted - For
1f Elect Director Herbert L. Henkel Management For Voted - For
1g Elect Director Muhtar Kent Management For Voted - For
1h Elect Director Edward M. Liddy Management For Voted - For
1i Elect Director Inge G. Thulin Management For Voted - For
1j Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ABBOTT LABORATORIES
SECURITY ID: 002824100 TICKER: ABT
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Products Containing GE Ingredients Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
ABBVIE INC.
SECURITY ID: 00287Y109 TICKER: ABBV
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director Roxanne S. Austin Management For Voted - For
1.2 Elect Director Richard A. Gonzalez Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Glenn F. Tilton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ACCENTURE PLC
SECURITY ID: G1151C101 TICKER: ACN
Meeting Date: 04-Feb-15 Meeting Type: Annual
1a Elect Director Jaime Ardila Management For Voted - For
1b Elect Director Dina Dublon Management For Voted - For
1c Elect Director Charles H. Giancarlo Management For Voted - For
1d Elect Director William L. Kimsey Management For Voted - For
1e Elect Director Marjorie Magner Management For Voted - For
1f Elect Director Blythe J. McGarvie Management For Voted - For
1g Elect Director Pierre Nanterme Management For Voted - For
1h Elect Director Gilles C. Pelisson Management For Voted - For
1i Elect Director Paula A. Price Management For Voted - For
1j Elect Director Wulf von Schimmelmann Management For Voted - For
1k Elect Director Frank K. Tang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Authorize the Holding of the 2016 AGM at a Location
Outside Ireland Management For Voted - For
7 Authorize Open-Market Purchases of Class A Ordinary
Shares Management For Voted - For
8 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ACE LIMITED
SECURITY ID: H0023R105 TICKER: ACE
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Allocate Disposable Profit Management For Voted - For
2.2 Approve Dividend Distribution From Legal Reserves
Through Capital Contributions Reserve Subaccount Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as
Auditors Management For Voted - For
4.2 Ratify PricewaterhouseCoopers LLP (United States)
as Independent Registered Accounting Firm as
Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.3 Ratify BDO AG (Zurich) as Special Auditors Management For Voted - For
5.1 Elect Director Evan G. Greenberg Management For Voted - For
5.2 Elect Director Robert M. Hernandez Management For Voted - For
5.3 Elect Director Michael G. Atieh Management For Voted - For
5.4 Elect Director Mary A. Cirillo Management For Voted - For
5.5 Elect Director Michael P. Connors Management For Voted - For
5.6 Elect Director John Edwardson Management For Voted - For
5.7 Elect Director Peter Menikoff Management For Voted - For
5.8 Elect Director Leo F. Mullin Management For Voted - For
5.9 Elect Director Kimberly Ross Management For Voted - For
5.10 Elect Director Robert Scully Management For Voted - For
5.11 Elect Director Eugene B. Shanks, Jr. Management For Voted - For
5.12 Elect Director Theodore E. Shasta Management For Voted - For
5.13 Elect Director David Sidwell Management For Voted - For
5.14 Elect Director Olivier Steimer Management For Voted - For
6 Elect Evan G. Greenberg as Board Chairman Management For Voted - Against
7.1 Appoint Michael P. Connors as Member of the
Compensation Committee Management For Voted - For
7.2 Appoint Mary A. Cirillo as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint John Edwardson as Member of the
Compensation Committee Management For Voted - For
7.4 Appoint Robert M. Hernandez as Member of the
Compensation Committee Management For Voted - For
8 Designate Homburger AG as Independent Proxy Management For Voted - For
9 Amend Articles Re: Implement New Requirements
Regarding Elections, Related Corporate Governance
and Certain Other Matters Management For Voted - For
10 Amend Articles Re: Implement New Requirements
Regarding the Compensation of the Board of
Directors and Executive Management and Related
Matters Management For Voted - Against
11.1 Approve Compensation of the Board of Directors
until the Next Annual General Meeting Management For Voted - For
11.2 Approve Compensation of Executive Management for
the Next Calendar Year Management For Voted - Against
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Transact Other Business (Voting) Management For Voted - Against
AECOM
SECURITY ID: 00766T100 TICKER: ACM
Meeting Date: 04-Mar-15 Meeting Type: Annual
1.1 Elect Director James H. Fordyce Management For Voted - For
1.2 Elect Director Linda Griego Management For Voted - For
1.3 Elect Director William G. Ouchi Management For Voted - For
1.4 Elect Director Douglas W. Stotlar Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AECOM TECHNOLOGY CORPORATION
SECURITY ID: 00766T100 TICKER: ACM
Meeting Date: 16-Oct-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
AETNA INC.
SECURITY ID: 00817Y108 TICKER: AET
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
1c Elect Director Frank M. Clark Management For Voted - For
1d Elect Director Betsy Z. Cohen Management For Voted - For
1e Elect Director Molly J. Coye Management For Voted - For
1f Elect Director Roger N. Farah Management For Voted - For
1g Elect Director Barbara Hackman Franklin Management For Voted - For
1h Elect Director Jeffrey E. Garten Management For Voted - For
1i Elect Director Ellen M. Hancock Management For Voted - For
1j Elect Director Richard J. Harrington Management For Voted - For
1k Elect Director Edward J. Ludwig Management For Voted - For
1l Elect Director Joseph P. Newhouse Management For Voted - For
1m Elect Director Olympia J. Snowe Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4A Amend Policy to Disclose Payments to Tax-Exempt
Organizations Shareholder Against Voted - For
4B Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 15-Jun-15 Meeting Type: Annual
1a Elect Director Samuel T. Byrne Management For Voted - For
1b Elect Director Dwight D. Churchill Management For Voted - For
1c Elect Director Glenn Earle Management For Voted - For
1d Elect Director Niall Ferguson Management For Voted - For
1e Elect Director Sean M. Healey Management For Voted - For
1f Elect Director Tracy P. Palandjian Management For Voted - For
1g Elect Director Patrick T. Ryan Management For Voted - For
1h Elect Director Jide J. Zeitlin Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AFLAC INCORPORATED
SECURITY ID: 001055102 TICKER: AFL
Meeting Date: 04-May-15 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director Paul S. Amos, II Management For Voted - For
1c Elect Director W. Paul Bowers Management For Voted - For
1d Elect Director Kriss Cloninger, III Management For Voted - For
1e Elect Director Elizabeth J. Hudson Management For Voted - For
1f Elect Director Douglas W. Johnson Management For Voted - For
1g Elect Director Robert B. Johnson Management For Voted - For
1h Elect Director Thomas J. Kenny Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
1j Elect Director Joseph L. Moskowitz Management For Voted - For
1k Elect Director Barbara K. Rimer Management For Voted - For
1l Elect Director Melvin T. Stith Management For Voted - For
1m Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
AGILENT TECHNOLOGIES, INC.
SECURITY ID: 00846U101 TICKER: A
Meeting Date: 18-Mar-15 Meeting Type: Annual
1.1 Elect Director Robert J. Herbold Management For Voted - For
1.2 Elect Director Koh Boon Hwee Management For Voted - For
1.3 Elect Director Michael R. McMullen Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
AGL RESOURCES INC.
SECURITY ID: 001204106 TICKER: GAS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Sandra N. Bane Management For Voted - For
1b Elect Director Thomas D. Bell, Jr. Management For Voted - For
1c Elect Director Norman R. Bobins Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Charles R. Crisp Management For Voted - For
1e Elect Director Brenda J. Gaines Management For Voted - For
1f Elect Director Arthur E. Johnson Management For Voted - For
1g Elect Director Wyck A. Knox, Jr. Management For Voted - For
1h Elect Director Dennis M. Love Management For Voted - For
1i Elect Director Dean R. O'Hare Management For Voted - For
1j Elect Director Armando J. Olivera Management For Voted - For
1k Elect Director John E. Rau Management For Voted - For
1l Elect Director James A. Rubright Management For Voted - For
1m Elect Director John W. Somerhalder, II Management For Voted - For
1n Elect Director Bettina M. Whyte Management For Voted - For
1o Elect Director Henry C. Wolf Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY ID: 009158106 TICKER: APD
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director Susan K. Carter Management For Voted - For
1b Elect Director Seifollah (Seifi) Ghasemi Management For Voted - For
1c Elect Director David H. Y. Ho Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AIRGAS, INC.
SECURITY ID: 009363102 TICKER: ARG
Meeting Date: 05-Aug-14 Meeting Type: Annual
1.1 Elect Director Peter McCausland Management For Voted - Withheld
1.2 Elect Director Lee M. Thomas Management For Voted - Withheld
1.3 Elect Director John C. van Roden, Jr. Management For Voted - Withheld
1.4 Elect Director Ellen C. Wolf Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALCOA INC.
SECURITY ID: 013817101 TICKER: AA
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Kathryn S. Fuller Management For Voted - For
1.2 Elect Director L. Rafael Reif Management For Voted - For
1.3 Elect Director Patricia F. Russo Management For Voted - For
1.4 Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ALLEGHENY TECHNOLOGIES INCORPORATED
SECURITY ID: 01741R102 TICKER: ATI
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Diane C. Creel Management For Voted - For
1.2 Elect Director John R. Pipski Management For Voted - For
1.3 Elect Director James E. Rohr Management For Voted - For
1.4 Elect Director David J. Morehouse Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
ALLEGION PLC
SECURITY ID: G0176J109 TICKER: ALLE
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Michael J. Chesser Management For Voted - For
1b Elect Director Carla Cico Management For Voted - For
1c Elect Director Kirk S. Hachigian Management For Voted - For
1d Elect Director David D. Petratis Management For Voted - For
1e Elect Director Dean I. Schaffer Management For Voted - For
1f Elect Director Martin E. Welch, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Bruce K. Anderson Management For Voted - For
1.2 Elect Director Roger H. Ballou Management For Voted - For
1.3 Elect Director D. Keith Cobb Management For Voted - For
1.4 Elect Director E. Linn Draper, Jr. Management For Voted - For
1.5 Elect Director Edward J. Heffernan Management For Voted - For
1.6 Elect Director Kenneth R. Jensen Management For Voted - For
1.7 Elect Director Robert A. Minicucci Management For Voted - For
1.8 Elect Director Laurie A. Tucker Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Proxy Access Shareholder Against Voted - For
ALTERA CORPORATION
SECURITY ID: 021441100 TICKER: ALTR
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director John P. Daane Management For Voted - For
1b Elect Director T. Michael Nevens Management For Voted - For
1c Elect Director A. Blaine Bowman Management For Voted - For
1d Elect Director Elisha W. Finney Management For Voted - For
1e Elect Director Kevin McGarity Management For Voted - For
1f Elect Director Krish A. Prabhu Management For Voted - For
1g Elect Director Shane V. Robison Management For Voted - For
1h Elect Director John Shoemaker Management For Voted - For
1i Elect Director Thomas H. Waechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
AMEREN CORPORATION
SECURITY ID: 023608102 TICKER: AEE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Warner L. Baxter Management For Voted - For
1.2 Elect Director Catherine S. Brune Management For Voted - For
1.3 Elect Director J. Edward Coleman Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.5 Elect Director Walter J. Galvin Management For Voted - For
1.6 Elect Director Richard J. Harshman Management For Voted - For
1.7 Elect Director Gayle P. W. Jackson Management For Voted - For
1.8 Elect Director James C. Johnson Management For Voted - For
1.9 Elect Director Steven H. Lipstein Management For Voted - For
1.10 Elect Director Stephen R. Wilson Management For Voted - For
1.11 Elect Director Jack D. Woodard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments Shareholder Against Voted - For
6 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY ID: 025537101 TICKER: AEP
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director J. Barnie Beasley, Jr. Management For Voted - For
1.4 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.5 Elect Director Linda A. Goodspeed Management For Voted - For
1.6 Elect Director Thomas E. Hoaglin Management For Voted - For
1.7 Elect Director Sandra Beach Lin Management For Voted - For
1.8 Elect Director Richard C. Notebaert Management For Voted - For
1.9 Elect Director Lionel L. Nowell, III Management For Voted - For
1.10 Elect Director Stephen S. Rasmussen Management For Voted - For
1.11 Elect Director Oliver G. Richard, III Management For Voted - For
1.12 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Eliminate Fair Price Provision Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
AMERICAN FINANCIAL GROUP, INC.
SECURITY ID: 025932104 TICKER: AFG
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Carl H. Lindner, III Management For Voted - For
1.2 Elect Director S. Craig Lindner Management For Voted - For
1.3 Elect Director Kenneth C. Ambrecht Management For Voted - For
1.4 Elect Director John B. Berding Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Joseph E. (Jeff) Consolino Management For Voted - For
1.6 Elect Director Virginia 'Gina' C. Drosos Management For Voted - For
1.7 Elect Director James E. Evans Management For Voted - For
1.8 Elect Director Terry S. Jacobs Management For Voted - For
1.9 Elect Director Gregory G. Joseph Management For Voted - For
1.10 Elect Director William W. Verity Management For Voted - For
1.11 Elect Director John I. Von Lehman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY ID: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director W. Don Cornwell Management For Voted - For
1b Elect Director Peter R. Fisher Management For Voted - For
1c Elect Director John H. Fitzpatrick Management For Voted - For
1d Elect Director Peter D. Hancock Management For Voted - For
1e Elect Director William G. Jurgensen Management For Voted - For
1f Elect Director Christopher S. Lynch Management For Voted - For
1g Elect Director George L. Miles, Jr. Management For Voted - For
1h Elect Director Henry S. Miller Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Suzanne Nora Johnson Management For Voted - For
1k Elect Director Ronald A. Rittenmeyer Management For Voted - For
1l Elect Director Douglas M. Steenland Management For Voted - For
1m Elect Director Theresa M. Stone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AMERIPRISE FINANCIAL, INC.
SECURITY ID: 03076C106 TICKER: AMP
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director James M. Cracchiolo Management For Voted - For
1.1b Elect Director Dianne Neal Blixt Management For Voted - For
1.1c Elect Director Amy DiGeso Management For Voted - For
1.1d Elect Director Lon R. Greenberg Management For Voted - For
1.1e Elect Director Siri S. Marshall Management For Voted - For
1.1f Elect Director Jeffrey Noddle Management For Voted - For
1.1g Elect Director H. Jay Sarles Management For Voted - For
1.1h Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1.1i Elect Director William H. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AMGEN INC.
SECURITY ID: 031162100 TICKER: AMGN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Vance D. Coffman Management For Voted - For
1.6 Elect Director Robert A. Eckert Management For Voted - For
1.7 Elect Director Greg C. Garland Management For Voted - For
1.8 Elect Director Rebecca M. Henderson Management For Voted - For
1.9 Elect Director Frank C. Herringer Management For Voted - For
1.10 Elect Director Tyler Jacks Management For Voted - For
1.11 Elect Director Judith C. Pelham Management For Voted - For
1.12 Elect Director Ronald D. Sugar Management For Voted - For
1.13 Elect Director R. Sanders Williams Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
ANADARKO PETROLEUM CORPORATION
SECURITY ID: 032511107 TICKER: APC
Meeting Date: 12-May-15 Meeting Type: Annual
1.1a Elect Director Anthony R. Chase Management For Voted - For
1.1b Elect Director Kevin P. Chilton Management For Voted - For
1.1c Elect Director H. Paulett Eberhart Management For Voted - For
1.1d Elect Director Peter J. Fluor Management For Voted - For
1.1e Elect Director Richard L. George Management For Voted - For
1.1f Elect Director Joseph W. Gorder Management For Voted - For
1.1g Elect Director John R. Gordon Management For Voted - For
1.1h Elect Director Mark C. McKinley Management For Voted - For
1.1i Elect Director Eric D. Mullins Management For Voted - For
1.1j Elect Director R. A. Walker Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
5 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTHEM, INC.
SECURITY ID: 036752103 TICKER: ANTM
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director Julie A. Hill Management For Voted - For
1b Elect Director Ramiro G. Peru Management For Voted - For
1c Elect Director John H. Short Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Shareholder None Voted - For
5 Proxy Access Shareholder Against Voted - For
AON PLC
SECURITY ID: G0408V102 TICKER: AON
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Elect Director Lester B. Knight Management For Voted - For
1.2 Elect Director Gregory C. Case Management For Voted - For
1.3 Elect Director Fulvio Conti Management For Voted - For
1.4 Elect Director Cheryl A. Francis Management For Voted - For
1.5 Elect Director James W. Leng Management For Voted - For
1.6 Elect Director J. Michael Losh Management For Voted - For
1.7 Elect Director Robert S. Morrison Management For Voted - For
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Richard C. Notebaert Management For Voted - For
1.10 Elect Director Gloria Santona Management For Voted - For
1.11 Elect Director Carolyn Y. Woo Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Ratify Ernst & Young LLP as Aon's Auditors Management For Voted - For
4 Ratify Ernst & Young LLP as U.K. Statutory Auditor Management For Voted - For
5 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Advisory Vote to Ratify Directors' Remuneration
Report Management For Voted - For
8 Authorise Shares for Market Purchase Management For Voted - For
9 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
10 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
11 Approve Political Donations Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APACHE CORPORATION
SECURITY ID: 037411105 TICKER: APA
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director George D. Lawrence Management For Voted - For
2 Elect Director John E. Lowe Management For Voted - For
3 Elect Director Rodman D. Patton Management For Voted - For
4 Elect Director Charles J. Pitman Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
7 Declassify the Board of Directors Management For Voted - For
8 Proxy Access Shareholder For Voted - For
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
SECURITY ID: 03748R101 TICKER: AIV
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director James N. Bailey Management For Voted - For
1.2 Elect Director Terry Considine Management For Voted - For
1.3 Elect Director Thomas L. Keltner Management For Voted - For
1.4 Elect Director J. Landis Martin Management For Voted - For
1.5 Elect Director Robert A. Miller Management For Voted - For
1.6 Elect Director Kathleen M. Nelson Management For Voted - For
1.7 Elect Director Michael A. Stein Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Stock Ownership Limitations Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1.1 Elect Director Tim Cook Management For Voted - For
1.2 Elect Director Al Gore Management For Voted - For
1.3 Elect Director Bob Iger Management For Voted - For
1.4 Elect Director Andrea Jung Management For Voted - For
1.5 Elect Director Art Levinson Management For Voted - For
1.6 Elect Director Ron Sugar Management For Voted - For
1.7 Elect Director Sue Wagner Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Report on Risks Associated with Repeal of Climate
Change Policies Shareholder Against Voted - Against
6 Adopt Proxy Access Right Shareholder Against Voted - For
APPLIED MATERIALS, INC.
SECURITY ID: 038222105 TICKER: AMAT
Meeting Date: 02-Apr-15 Meeting Type: Annual
1a Elect Director Aart J. de Geus Management For Voted - For
1b Elect Director Gary E. Dickerson Management For Voted - For
1c Elect Director Stephen R. Forrest Management For Voted - For
1d Elect Director Thomas J. Iannotti Management For Voted - For
1e Elect Director Susan M. James Management For Voted - For
1f Elect Director Alexander A. Karsner Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Willem P. Roelandts Management For Voted - For
1i Elect Director Michael R. Splinter Management For Voted - For
1j Elect Director Robert H. Swan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY ID: 039483102 TICKER: ADM
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director Mollie Hale Carter Management For Voted - For
1.3 Elect Director Terrell K. Crews Management For Voted - For
1.4 Elect Director Pierre Dufour Management For Voted - For
1.5 Elect Director Donald E. Felsinger Management For Voted - For
1.6 Elect Director Juan R. Luciano Management For Voted - For
1.7 Elect Director Antonio Maciel Neto Management For Voted - For
1.8 Elect Director Patrick J. Moore Management For Voted - For
1.9 Elect Director Thomas F. O'Neill Management For Voted - For
1.10 Elect Director Francisco Sanchez Management For Voted - For
1.11 Elect Director Daniel Shih Management For Voted - For
1.12 Elect Director Kelvin R. Westbrook Management For Voted - For
1.13 Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ASPEN INSURANCE HOLDINGS LIMITED
SECURITY ID: G05384105 TICKER: AHL
Meeting Date: 25-Jul-14 Meeting Type: Special
Management Proxy (Blue Card) None Non-Voting
1 Revoke Consent to Request Special Meeting Shareholder For Voted - For
2 Revoke Consent to Request a Court-Ordered
Shareholder Meeting to Vote on a Scheme of
Arrangement Shareholder For Voted - For
Dissident Proxy (White Card) None Non-Voting
1 Consent to Request Special Meeting Shareholder For Did Not Vote
2 Consent to Request a Court-Ordered Shareholder
Meeting to Vote on a Scheme of Arrangement Shareholder For Did Not Vote
ASSURANT, INC.
SECURITY ID: 04621X108 TICKER: AIZ
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director Elaine D. Rosen Management For Voted - For
1.1b Elect Director Howard L. Carver Management For Voted - For
1.1c Elect Director Juan N. Cento Management For Voted - For
1.1d Elect Director Alan B. Colberg Management For Voted - For
1.1e Elect Director Elyse Douglas Management For Voted - For
1.1f Elect Director Lawrence V. Jackson Management For Voted - For
1.1g Elect Director Charles J. Koch Management For Voted - For
1.1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1.1i Elect Director Paul J. Reilly Management For Voted - For
1.1j Elect Director Robert W. Stein Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Scott T. Ford Management For Voted - For
1.3 Elect Director Glenn H. Hutchins Management For Voted - For
1.4 Elect Director William E. Kennard Management For Voted - For
1.5 Elect Director Jon C. Madonna Management For Voted - For
1.6 Elect Director Michael B. McCallister Management For Voted - For
1.7 Elect Director John B. McCoy Management For Voted - For
1.8 Elect Director Beth E. Mooney Management For Voted - For
1.9 Elect Director Joyce M. Roche Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Matthew K. Rose Management For Voted - For
1.11 Elect Director Cynthia B. Taylor Management For Voted - For
1.12 Elect Director Laura D'Andrea Tyson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Indirect Political Contribution Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
AUTONATION, INC.
SECURITY ID: 05329W102 TICKER: AN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Mike Jackson Management For Voted - For
1.2 Elect Director Robert J. Brown Management For Voted - For
1.3 Elect Director Rick L. Burdick Management For Voted - For
1.4 Elect Director Tomago Collins Management For Voted - For
1.5 Elect Director David B. Edelson Management For Voted - For
1.6 Elect Director Robert R. Grusky Management For Voted - For
1.7 Elect Director Michael Larson Management For Voted - For
1.8 Elect Director G. Mike Mikan Management For Voted - For
1.9 Elect Director Alison H. Rosenthal Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Clawback of Incentive Payments Shareholder Against Voted - For
AUTOZONE, INC.
SECURITY ID: 053332102 TICKER: AZO
Meeting Date: 18-Dec-14 Meeting Type: Annual
1.1 Elect Director Douglas H. Brooks Management For Voted - For
1.2 Elect Director Linda A. Goodspeed Management For Voted - For
1.3 Elect Director Sue E. Gove Management For Voted - For
1.4 Elect Director Earl G. Graves, Jr. Management For Voted - For
1.5 Elect Director Enderson Guimaraes Management For Voted - For
1.6 Elect Director J. R. Hyde, III Management For Voted - For
1.7 Elect Director D. Bryan Jordan Management For Voted - For
1.8 Elect Director W. Andrew McKenna Management For Voted - For
1.9 Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.10 Elect Director Luis P. Nieto Management For Voted - For
1.11 Elect Director William C. Rhodes, III Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVERY DENNISON CORPORATION
SECURITY ID: 053611109 TICKER: AVY
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Bradley A. Alford Management For Voted - For
1b Elect Director Anthony K. Anderson Management For Voted - For
1c Elect Director Peter K. Barker Management For Voted - For
1d Elect Director Ken C. Hicks Management For Voted - For
1e Elect Director David E. I. Pyott Management For Voted - For
1f Elect Director Dean A. Scarborough Management For Voted - For
1g Elect Director Patrick T. Siewert Management For Voted - For
1h Elect Director Julia A. Stewart Management For Voted - For
1i Elect Director Martha N. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AVON PRODUCTS, INC.
SECURITY ID: 054303102 TICKER: AVP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Douglas R. Conant Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director Nancy Killefer Management For Voted - For
1.5 Elect Director Susan J. Kropf Management For Voted - For
1.6 Elect Director Maria Elena Lagomasino Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
1.8 Elect Director Helen McCluskey Management For Voted - For
1.9 Elect Director Sheri McCoy Management For Voted - For
1.10 Elect Director Charles H. Noski Management For Voted - For
1.11 Elect Director Gary M. Rodkin Management For Voted - For
1.12 Elect Director Paula Stern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
BAKER HUGHES INCORPORATED
SECURITY ID: 057224107 TICKER: BHI
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Larry D. Brady Management For Voted - For
1b Elect Director Gregory D. Brenneman Management For Voted - For
1c Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1d Elect Director Martin S. Craighead Management For Voted - For
1e Elect Director William H. Easter, III Management For Voted - For
1f Elect Director Lynn L. Elsenhans Management For Voted - For
1g Elect Director Anthony G. Fernandes Management For Voted - For
1h Elect Director Claire W. Gargalli Management For Voted - For
1i Elect Director Pierre H. Jungels Management For Voted - For
1j Elect Director James A. Lash Management For Voted - For
1k Elect Director J. Larry Nichols Management For Voted - For
1l Elect Director James W. Stewart Management For Voted - For
1m Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
BALL CORPORATION
SECURITY ID: 058498106 TICKER: BLL
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert W. Alspaugh Management For Voted - Withheld
1.2 Elect Director Michael J. Cave Management For Voted - Withheld
1.3 Elect Director R. David Hoover Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
BANK OF AMERICA CORPORATION
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Sharon L. Allen Management For Voted - Against
1b Elect Director Susan S. Bies Management For Voted - For
1c Elect Director Jack O. Bovender, Jr. Management For Voted - For
1d Elect Director Frank P. Bramble, Sr. Management For Voted - Against
1e Elect Director Pierre J. P. de Weck Management For Voted - For
1f Elect Director Arnold W. Donald Management For Voted - For
1g Elect Director Charles K. Gifford Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Monica C. Lozano Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Thomas J. May Management For Voted - Against
1k Elect Director Brian T. Moynihan Management For Voted - For
1l Elect Director Lionel L. Nowell, III Management For Voted - Against
1m Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Climate Change Financing Risk Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
8 Establish Other Governance Board Committee Shareholder Against Voted - Against
BAXTER INTERNATIONAL INC.
SECURITY ID: 071813109 TICKER: BAX
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Uma Chowdhry Management For Voted - For
1b Elect Director James R. Gavin, III Management For Voted - For
1c Elect Director Peter S. Hellman Management For Voted - For
1d Elect Director K. J. Storm Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
BB&T CORPORATION
SECURITY ID: 054937107 TICKER: BBT
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jennifer S. Banner Management For Voted - For
1.2 Elect Director K. David Boyer, Jr. Management For Voted - For
1.3 Elect Director Anna R. Cablik Management For Voted - For
1.4 Elect Director Ronald E. Deal Management For Voted - For
1.5 Elect Director James A. Faulkner Management For Voted - For
1.6 Elect Director I. Patricia Henry Management For Voted - For
1.7 Elect Director John P. Howe, III Management For Voted - For
1.8 Elect Director Eric C. Kendrick Management For Voted - For
1.9 Elect Director Kelly S. King Management For Voted - For
1.10 Elect Director Louis B. Lynn Management For Voted - For
1.11 Elect Director Edward C. Milligan Management For Voted - For
1.12 Elect Director Charles A. Patton Management For Voted - For
1.13 Elect Director Nido R. Qubein Management For Voted - For
1.14 Elect Director Tollie W. Rich, Jr. Management For Voted - For
1.15 Elect Director Thomas E. Skains Management For Voted - For
1.16 Elect Director Thomas N. Thompson Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.17 Elect Director Edwin H. Welch Management For Voted - For
1.18 Elect Director Stephen T. Williams Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Political
Contributions Shareholder Against Voted - For
5 Claw-back of Payments under Restatements Shareholder Against Voted - For
BECTON, DICKINSON AND COMPANY
SECURITY ID: 075887109 TICKER: BDX
Meeting Date: 27-Jan-15 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Henry P. Becton, Jr. Management For Voted - For
1.3 Elect Director Catherine M. Burzik Management For Voted - For
1.4 Elect Director Edward F. DeGraan Management For Voted - For
1.5 Elect Director Vincent A. Forlenza Management For Voted - For
1.6 Elect Director Claire M. Fraser Management For Voted - For
1.7 Elect Director Christopher Jones Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Gary A. Mecklenburg Management For Voted - For
1.10 Elect Director James F. Orr Management For Voted - For
1.11 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.12 Elect Director Claire Pomeroy Management For Voted - For
1.13 Elect Director Rebecca W. Rimel Management For Voted - For
1.14 Elect Director Bertram L. Scott Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
BED BATH & BEYOND INC.
SECURITY ID: 075896100 TICKER: BBBY
Meeting Date: 07-Jul-14 Meeting Type: Annual
1a Elect Director Warren Eisenberg Management For Voted - For
1b Elect Director Leonard Feinstein Management For Voted - For
1c Elect Director Steven H. Temares Management For Voted - For
1d Elect Director Dean S. Adler Management For Voted - For
1e Elect Director Stanley F. Barshay Management For Voted - For
1f Elect Director Geraldine T. Elliott Management For Voted - For
1g Elect Director Klaus Eppler Management For Voted - For
1h Elect Director Patrick R. Gaston Management For Voted - For
1i Elect Director Jordan Heller Management For Voted - For
1j Elect Director Victoria A. Morrison Management For Voted - For
2 Ratify Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
BEMIS COMPANY, INC.
SECURITY ID: 081437105 TICKER: BMS
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director William F. Austen Management For Voted - For
1.2 Elect Director Ronald J. Floto Management For Voted - For
1.3 Elect Director Timothy M. Manganello Management For Voted - For
1.4 Elect Director William L. Mansfield Management For Voted - For
1.5 Elect Director Arun Nayar Management For Voted - For
1.6 Elect Director Edward N. Perry Management For Voted - For
1.7 Elect Director Philip G. Weaver Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRK.B
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Elect Director Warren E. Buffett Management For Voted - For
1.2 Elect Director Charles T. Munger Management For Voted - For
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Stephen B. Burke Management For Voted - For
1.5 Elect Director Susan L. Decker Management For Voted - For
1.6 Elect Director William H. Gates, III Management For Voted - For
1.7 Elect Director David S. Gottesman Management For Voted - For
1.8 Elect Director Charlotte Guyman Management For Voted - For
1.9 Elect Director Thomas S. Murphy Management For Voted - For
1.10 Elect Director Ronald L. Olson Management For Voted - For
1.11 Elect Director Walter Scott, Jr. Management For Voted - For
1.12 Elect Director Meryl B. Witmer Management For Voted - For
BEST BUY CO., INC.
SECURITY ID: 086516101 TICKER: BBY
Meeting Date: 09-Jun-15 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Lisa M. Caputo Management For Voted - For
1c Elect Director J. Patrick Doyle Management For Voted - For
1d Elect Director Russell P. Fradin Management For Voted - For
1e Elect Director Kathy J. Higgins Victor Management For Voted - For
1f Elect Director Hubert Joly Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director David W. Kenny Management For Voted - For
1h Elect Director Thomas L. 'Tommy' Millner Management For Voted - For
1i Elect Director Gerard R. Vittecoq Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BORGWARNER INC.
SECURITY ID: 099724106 TICKER: BWA
Meeting Date: 29-Apr-15 Meeting Type: Annual
1a Elect Director Alexis P. Michas Management For Voted - For
1b Elect Director Richard O. Schaum Management For Voted - For
1c Elect Director Thomas T. Stallkamp Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Reduce Supermajority Vote Requirement Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
SECURITY ID: 101137107 TICKER: BSX
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Nelda J. Connors Management For Voted - For
1b Elect Director Charles J. Dockendorff Management For Voted - For
1c Elect Director Kristina M. Johnson Management For Voted - For
1d Elect Director Edward J. Ludwig Management For Voted - For
1e Elect Director Stephen P. MacMillan Management For Voted - For
1f Elect Director Michael F. Mahoney Management For Voted - For
1g Elect Director Ernest Mario Management For Voted - Withheld
1h Elect Director N.J. Nicholas, Jr. Management For Voted - For
1i Elect Director Pete M. Nicholas Management For Voted - For
1j Elect Director David J. Roux Management For Voted - For
1k Elect Director John E. Sununu Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY ID: 110122108 TICKER: BMY
Meeting Date: 05-May-15 Meeting Type: Annual
1.1A Elect Director Lamberto Andreotti Management For Voted - For
1.1B Elect Director Giovanni Caforio Management For Voted - For
1.1C Elect Director Lewis B. Campbell Management For Voted - For
1.1D Elect Director Laurie H. Glimcher Management For Voted - For
1.1E Elect Director Michael Grobstein Management For Voted - For
1.1F Elect Director Alan J. Lacy Management For Voted - For
1.1G Elect Director Thomas J. Lynch, Jr. Management For Voted - For
1.1H Elect Director Dinesh C. Paliwal Management For Voted - For
1.1I Elect Director Vicki L. Sato Management For Voted - For
1.1J Elect Director Gerald L. Storch Management For Voted - For
1.1K Elect Director Togo D. West, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
5 Remove Supermajority Vote Requirement Applicable to
Preferred Stock Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
BROADCOM CORPORATION
SECURITY ID: 111320107 TICKER: BRCM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Robert J. Finocchio, Jr. Management For Voted - For
1b Elect Director Nancy H. Handel Management For Voted - For
1c Elect Director Eddy W. Hartenstein Management For Voted - For
1d Elect Director Maria M. Klawe Management For Voted - For
1e Elect Director John E. Major Management For Voted - For
1f Elect Director Scott A. McGregor Management For Voted - For
1g Elect Director William T. Morrow Management For Voted - For
1h Elect Director Henry Samueli Management For Voted - For
1i Elect Director Robert E. Switz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
C. R. BARD, INC.
SECURITY ID: 067383109 TICKER: BCR
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Marc C. Breslawsky Management For Voted - For
1.3 Elect Director Herbert L. Henkel Management For Voted - For
1.4 Elect Director John C. Kelly Management For Voted - For
1.5 Elect Director David F. Melcher Management For Voted - For
1.6 Elect Director Gail K. Naughton Management For Voted - For
1.7 Elect Director Timothy M. Ring Management For Voted - For
1.8 Elect Director Tommy G. Thompson Management For Voted - For
1.9 Elect Director John H. Weiland Management For Voted - For
1.10 Elect Director Anthony Welters Management For Voted - For
1.11 Elect Director Tony L. White Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
C.H. ROBINSON WORLDWIDE, INC.
SECURITY ID: 12541W209 TICKER: CHRW
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Scott P. Anderson Management For Voted - For
1b Elect Director Robert Ezrilov Management For Voted - For
1c Elect Director Wayne M. Fortun Management For Voted - For
1d Elect Director Mary J. Steele Guilfoile Management For Voted - For
1e Elect Director Jodee A. Kozlak Management For Voted - For
1f Elect Director ReBecca Koenig Roloff Management For Voted - For
1g Elect Director Brian P. Short Management For Voted - For
1h Elect Director James B. Stake Management For Voted - For
1i Elect Director John P. Wiehoff Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
CA, INC.
SECURITY ID: 12673P105 TICKER: CA
Meeting Date: 30-Jul-14 Meeting Type: Annual
1A Elect Director Jens Alder Management For Voted - For
1B Elect Director Raymond J. Bromark Management For Voted - For
1C Elect Director Gary J. Fernandes Management For Voted - For
1D Elect Director Michael P. Gregoire Management For Voted - For
1E Elect Director Rohit Kapoor Management For Voted - For
1F Elect Director Kay Koplovitz Management For Voted - For
1G Elect Director Christopher B. Lofgren Management For Voted - For
1H Elect Director Richard Sulpizio Management For Voted - For
1I Elect Director Laura S. Unger Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J Elect Director Arthur F. Weinbach Management For Voted - For
1K Elect Director Renato (Ron) Zambonini Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CABLEVISION SYSTEMS CORPORATION
SECURITY ID: 12686C109 TICKER: CVC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Joseph J. Lhota Management For Voted - Withheld
1.2 Elect Director Thomas V. Reifenheiser Management For Voted - Withheld
1.3 Elect Director John R. Ryan Management For Voted - For
1.4 Elect Director Steven J. Simmons Management For Voted - For
1.5 Elect Director Vincent Tese Management For Voted - Withheld
1.6 Elect Director Leonard Tow Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director Rhys J. Best Management For Voted - For
1.1b Elect Director Dan O. Dinges Management For Voted - For
1.1c Elect Director James R. Gibbs Management For Voted - For
1.1d Elect Director Robert L. Keiser Management For Voted - For
1.1e Elect Director Robert Kelley Management For Voted - For
1.1f Elect Director W. Matt Ralls Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Disclosure Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
CAMERON INTERNATIONAL CORPORATION
SECURITY ID: 13342B105 TICKER: CAM
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director H. Paulett Eberhart Management For Voted - For
1.2 Elect Director Peter J. Fluor Management For Voted - For
1.3 Elect Director Douglas L. Foshee Management For Voted - For
1.4 Elect Director Rodolfo Landim Management For Voted - For
1.5 Elect Director Jack B. Moore Management For Voted - For
1.6 Elect Director Michael E. Patrick Management For Voted - For
1.7 Elect Director Timothy J. Probert Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Jon Erik Reinhardsen Management For Voted - For
1.9 Elect Director R. Scott Rowe Management For Voted - For
1.10 Elect Director Brent J. Smolik Management For Voted - For
1.11 Elect Director Bruce W. Wilkinson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAMPBELL SOUP COMPANY
SECURITY ID: 134429109 TICKER: CPB
Meeting Date: 19-Nov-14 Meeting Type: Annual
1.1 Elect Director Paul R. Charron Management For Voted - For
1.2 Elect Director Bennett Dorrance Management For Voted - For
1.3 Elect Director Lawrence C. Karlson Management For Voted - For
1.4 Elect Director Randall W. Larrimore Management For Voted - For
1.5 Elect Director Marc B. Lautenbach Management For Voted - For
1.6 Elect Director Mary Alice Dorrance Malone Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
1.8 Elect Director Denise M. Morrison Management For Voted - For
1.9 Elect Director Charles R. Perrin Management For Voted - For
1.10 Elect Director A. Barry Rand Management For Voted - For
1.11 Elect Director Nick Shreiber Management For Voted - For
1.12 Elect Director Tracey T. Travis Management For Voted - For
1.13 Elect Director Archbold D. van Beuren Management For Voted - For
1.14 Elect Director Les C. Vinney Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
SECURITY ID: 14040H105 TICKER: COF
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Richard D. Fairbank Management For Voted - For
1.1b Elect Director Patrick W. Gross Management For Voted - For
1.1c Elect Director Ann Fritz Hackett Management For Voted - For
1.1d Elect Director Lewis Hay, III Management For Voted - For
1.1e Elect Director Benjamin P. Jenkins, III Management For Voted - For
1.1f Elect Director Pierre E. Leroy Management For Voted - For
1.1g Elect Director Peter E. Raskind Management For Voted - For
1.1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1.1i Elect Director Bradford H. Warner Management For Voted - For
1.1j Elect Director Catherine G. West Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Provide Right to Call Special Meeting Management For Voted - For
5 Amend Bylaws-- Call Special Meetings Shareholder Against Voted - For
CARDINAL HEALTH, INC.
SECURITY ID: 14149Y108 TICKER: CAH
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director David J. Anderson Management For Voted - For
1.2 Elect Director Colleen F. Arnold Management For Voted - For
1.3 Elect Director George S. Barrett Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Calvin Darden Management For Voted - For
1.6 Elect Director Bruce L. Downey Management For Voted - For
1.7 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.8 Elect Director Clayton M. Jones Management For Voted - For
1.9 Elect Director Gregory B. Kenny Management For Voted - For
1.10 Elect Director David P. King Management For Voted - For
1.11 Elect Director Richard C. Notebaert Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
CAREFUSION CORPORATION
SECURITY ID: 14170T101 TICKER: CFN
Meeting Date: 05-Nov-14 Meeting Type: Annual
1a Elect Director Jacqueline B. Kosecoff Management For Voted - For
1b Elect Director Michael D. O'Halleran Management For Voted - For
1c Elect Director Supratim Bose Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
Meeting Date: 21-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
CARNIVAL CORPORATION
SECURITY ID: 143658300 TICKER: CCL
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Re-elect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Re-elect Jonathon Band as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
3 Re-elect Arnold W. Donald as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
4 Re-elect Richard J. Glasier as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
5 Re-elect Debra Kelly-Ennis as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
6 Re-elect John Parker as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
7 Re-elect Stuart Subotnick as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
8 Re-elect Laura Weil as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
9 Re-elect Randall J. Weisenburger as Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
11 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
12 Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival Plc For The Year
Ended November 30, 2014 Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
14 Approve Remuneration Report of Executive Directors Management For Voted - For
15 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
CATERPILLAR INC.
SECURITY ID: 149123101 TICKER: CAT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Director David L. Calhoun Management For Voted - For
1.2 Elect Director Daniel M. Dickinson Management For Voted - For
1.3 Elect Director Juan Gallardo Management For Voted - Against
1.4 Elect Director Jesse J. Greene, Jr. Management For Voted - For
1.5 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.6 Elect Director Dennis A. Muilenburg Management For Voted - For
1.7 Elect Director Douglas R. Oberhelman Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Debra L. Reed Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
1.12 Elect Director Miles D. White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Review and Amend Human Rights Policies Shareholder Against Voted - For
7 Amend Policies to Allow Employees to Participate in
Political Process with No Retribution Shareholder Against Voted - Against
CENTERPOINT ENERGY, INC.
SECURITY ID: 15189T107 TICKER: CNP
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
1b Elect Director Michael P. Johnson Management For Voted - For
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director Scott J. McLean Management For Voted - For
1e Elect Director Theodore F. Pound Management For Voted - For
1f Elect Director Scott M. Prochazka Management For Voted - For
1g Elect Director Susan O. Rheney Management For Voted - For
1h Elect Director Phillip R. Smith Management For Voted - For
1i Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
CENTURYLINK, INC.
SECURITY ID: 156700106 TICKER: CTL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Virginia Boulet Management For Voted - For
1.2 Elect Director Peter C. Brown Management For Voted - For
1.3 Elect Director Richard A. Gephardt Management For Voted - For
1.4 Elect Director W. Bruce Hanks Management For Voted - For
1.5 Elect Director Gregory J. McCray Management For Voted - For
1.6 Elect Director C.G. Melville, Jr. Management For Voted - For
1.7 Elect Director William A. Owens Management For Voted - For
1.8 Elect Director Harvey P. Perry Management For Voted - For
1.9 Elect Director Glen F. Post, III Management For Voted - For
1.10 Elect Director Michael J. Roberts Management For Voted - For
1.11 Elect Director Laurie A. Siegel Management For Voted - For
1.12 Elect Director Joseph R. Zimmel Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Stock Retention/Holding Period Shareholder Against Voted - For
CF INDUSTRIES HOLDINGS, INC.
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 15-May-15 Meeting Type: Annual
1 Elect Director Robert C. Arzbaecher Management For Voted - For
2 Elect Director William Davisson Management For Voted - For
3 Elect Director Stephen A. Furbacher Management For Voted - For
4 Elect Director Stephen J. Hagge Management For Voted - For
5 Elect Director John D. Johnson Management For Voted - For
6 Elect Director Robert G. Kuhbach Management For Voted - For
7 Elect Director Edward A. Schmitt Management For Voted - For
8 Elect Director Theresa E. Wagler Management For Voted - For
9 Elect Director W. Anthony Will Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Ratify KPMG LLP as Auditors Management For Voted - For
12 Proxy Access Shareholder Against Voted - For
13 Provide Right to Act by Written Consent Shareholder Against Voted - For
CHESAPEAKE ENERGY CORPORATION
SECURITY ID: 165167107 TICKER: CHK
Meeting Date: 22-May-15 Meeting Type: Annual
1a Elect Director Archie W. Dunham Management For Voted - For
1b Elect Director Vincent J. Intrieri Management For Voted - For
1c Elect Director Robert D. Lawler Management For Voted - For
1d Elect Director John J. Lipinski Management For Voted - For
1e Elect Director R. Brad Martin Management For Voted - For
1f Elect Director Merrill A. 'Pete' Miller, Jr. Management For Voted - For
1g Elect Director Frederic M. Poses Management For Voted - For
1h Elect Director Kimberly K. Querrey Management For Voted - For
1i Elect Director Louis A. Raspino Management For Voted - For
1j Elect Director Thomas L. Ryan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Director Nominee with Environmental
Experience Shareholder Against Voted - Against
5 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Establish Risk Oversight Committee Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Alexander B. Cummings, Jr. Management For Voted - For
1b Elect Director Linnet F. Deily Management For Voted - For
1c Elect Director Robert E. Denham Management For Voted - For
1d Elect Director Alice P. Gast Management For Voted - For
1e Elect Director Enrique Hernandez, Jr. Management For Voted - For
1f Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1g Elect Director Charles W. Moorman, IV Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director Carl Ware Management For Voted - For
1l Elect Director John S. Watson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Prohibit Political Spending Shareholder Against Voted - Against
7 Increase Return of Capital to Shareholders in Light
of Climate Change Risks Shareholder Against Voted - Against
8 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
9 Report on the Result of Efforts to Minimize
Hydraulic Fracturing Impacts Shareholder Against Voted - For
10 Proxy Access Shareholder Against Voted - For
11 Require Independent Board Chairman Shareholder Against Voted - Against
12 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
13 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
CIGNA CORPORATION
SECURITY ID: 125509109 TICKER: CI
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director John M. Partridge Management For Voted - For
1.2 Elect Director James E. Rogers Management For Voted - For
1.3 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CIMAREX ENERGY CO.
SECURITY ID: 171798101 TICKER: XEC
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Joseph R. Albi Management For Voted - For
1.2 Elect Director Michael J. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
CINCINNATI FINANCIAL CORPORATION
SECURITY ID: 172062101 TICKER: CINF
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Elect Director William F. Bahl Management For Voted - For
1.2 Elect Director Gregory T. Bier Management For Voted - For
1.3 Elect Director Linda W. Clement-Holmes Management For Voted - For
1.4 Elect Director Dirk J. Debbink Management For Voted - For
1.5 Elect Director Steven J. Johnston Management For Voted - For
1.6 Elect Director Kenneth C. Lichtendahl Management For Voted - For
1.7 Elect Director W. Rodney McMullen Management For Voted - For
1.8 Elect Director David P. Osborn Management For Voted - For
1.9 Elect Director Gretchen W. Price Management For Voted - For
1.10 Elect Director John J. Schiff, Jr. Management For Voted - For
1.11 Elect Director Thomas R. Schiff Management For Voted - For
1.12 Elect Director Douglas S. Skidmore Management For Voted - For
1.13 Elect Director Kenneth W. Stecher Management For Voted - For
1.14 Elect Director John F. Steele, Jr. Management For Voted - For
1.15 Elect Director Larry R. Webb Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CINTAS CORPORATION
SECURITY ID: 172908105 TICKER: CTAS
Meeting Date: 21-Oct-14 Meeting Type: Annual
1a Elect Director Gerald S. Adolph Management For Voted - For
1b Elect Director John F. Barrett Management For Voted - For
1c Elect Director Melanie W. Barstad Management For Voted - For
1d Elect Director Richard T. Farmer Management For Voted - For
1e Elect Director Scott D. Farmer Management For Voted - For
1f Elect Director James J. Johnson Management For Voted - For
1g Elect Director Robert J. Kohlhepp Management For Voted - For
1h Elect Director Joseph Scaminace Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Ronald W. Tysoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify Auditors Management For Voted - For
CISCO SYSTEMS, INC.
SECURITY ID: 17275R102 TICKER: CSCO
Meeting Date: 20-Nov-14 Meeting Type: Annual
1a Elect Director Carol A. Bartz Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Michael D. Capellas Management For Voted - For
1d Elect Director John T. Chambers Management For Voted - For
1e Elect Director Brian L. Halla Management For Voted - For
1f Elect Director John L. Hennessy Management For Voted - For
1g Elect Director Kristina M. Johnson Management For Voted - For
1h Elect Director Roderick C. McGeary Management For Voted - For
1i Elect Director Arun Sarin Management For Voted - For
1j Elect Director Steven M. West Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Establish Public Policy Board Committee Shareholder Against Voted - Against
6 Adopt Proxy Access Right Shareholder Against Voted - Against
7 Report on Political Contributions Shareholder Against Voted - For
CITIGROUP INC.
SECURITY ID: 172967424 TICKER: C
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Duncan P. Hennes Management For Voted - For
1c Elect Director Peter B. Henry Management For Voted - For
1d Elect Director Franz B. Humer Management For Voted - For
1e Elect Director Michael E. O'Neill Management For Voted - For
1f Elect Director Gary M. Reiner Management For Voted - For
1g Elect Director Judith Rodin Management For Voted - For
1h Elect Director Anthony M. Santomero Management For Voted - For
1i Elect Director Joan E. Spero Management For Voted - For
1j Elect Director Diana L. Taylor Management For Voted - For
1k Elect Director William S. Thompson, Jr. Management For Voted - For
1l Elect Director James S. Turley Management For Voted - For
1m Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Claw-back of Payments under Restatements Shareholder Against Voted - Against
8 Limits for Directors Involved with Bankruptcy Shareholder Against Voted - Against
9 Report on Certain Vesting Program Shareholder Against Voted - For
CITRIX SYSTEMS, INC.
SECURITY ID: 177376100 TICKER: CTXS
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Thomas F. Bogan Management For Voted - For
1b Elect Director Robert M. Calderoni Management For Voted - For
1c Elect Director Nanci E. Caldwell Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Francis deSouza Management For Voted - For
1g Elect Director Asiff S. Hirji Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CLIFFS NATURAL RESOURCES INC.
SECURITY ID: 18683K101 TICKER: CLF
Meeting Date: 29-Jul-14 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director Gary B. Halverson Management For Did Not Vote
1.2 Elect Director Mark E. Gaumond Management For Did Not Vote
1.3 Elect Director Susan M. Green Management For Did Not Vote
1.4 Elect Director Janice K. Henry Management For Did Not Vote
1.5 Elect Director James F. Kirsch Management For Did Not Vote
1.6 Elect Director Richard K. Riederer Management For Did Not Vote
1.7 Elect Director Timothy W. Sullivan Management For Did Not Vote
2 Approve Non-Employee Director Restricted Stock Plan Management For Did Not Vote
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
4 Amend Omnibus Stock Plan Management For Did Not Vote
5 Ratify Auditors Management For Did Not Vote
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Directors Robert P. Fisher, Jr. Shareholder For Voted - Withheld
1.2 Elect Directors Celso Lourenco Goncalves Shareholder For Voted - For
1.3 Elect Directors Joseph Rutkowski Shareholder For Voted - For
1.4 Elect Directors James S. Sawyer Shareholder For Voted - Withheld
1.5 Elect Directors Gabriel Stoliar Shareholder For Voted - For
1.6 Elect Directors Douglas Taylor Shareholder For Voted - For
2 Approve Non-Employee Director Restricted Stock Plan Management Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management Against Voted - For
4 Amend Omnibus Stock Plan Management Against Voted - For
5 Ratify Auditors Management For Voted - For
CMS ENERGY CORPORATION
SECURITY ID: 125896100 TICKER: CMS
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director Jon E. Barfield Management For Voted - For
1b Elect Director Deborah H. Butler Management For Voted - For
1c Elect Director Kurt L. Darrow Management For Voted - For
1d Elect Director Stephen E. Ewing Management For Voted - For
1e Elect Director Richard M. Gabrys Management For Voted - For
1f Elect Director William D. Harvey Management For Voted - For
1g Elect Director David W. Joos Management For Voted - For
1h Elect Director Philip R. Lochner, Jr. Management For Voted - For
1i Elect Director John G. Russell Management For Voted - For
1j Elect Director Myrna M. Soto Management For Voted - For
1k Elect Director Laura H. Wright Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
COACH, INC.
SECURITY ID: 189754104 TICKER: COH
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Elect Director David Denton Management For Voted - For
1.2 Elect Director Susan Kropf Management For Voted - For
1.3 Elect Director Gary Loveman Management For Voted - For
1.4 Elect Director Victor Luis Management For Voted - For
1.5 Elect Director Ivan Menezes Management For Voted - For
1.6 Elect Director William Nuti Management For Voted - For
1.7 Elect Director Stephanie Tilenius Management For Voted - For
1.8 Elect Director Jide Zeitlin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
COCA-COLA ENTERPRISES, INC.
SECURITY ID: 19122T109 TICKER: CCE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director John F. Brock Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Suzanne B. Labarge Management For Voted - For
1.8 Elect Director Veronique Morali Management For Voted - For
1.9 Elect Director Andrea L. Saia Management For Voted - For
1.10 Elect Director Garry Watts Management For Voted - For
1.11 Elect Director Curtis R. Welling Management For Voted - For
1.12 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
COLGATE-PALMOLIVE COMPANY
SECURITY ID: 194162103 TICKER: CL
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director John P. Bilbrey Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Richard J. Kogan Management For Voted - For
1g Elect Director Delano E. Lewis Management For Voted - For
1h Elect Director Michael B. Polk Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 08-Oct-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Kenneth J. Bacon Management For Voted - For
1.2 Elect Director Sheldon M. Bonovitz Management For Voted - For
1.3 Elect Director Edward D. Breen Management For Voted - For
1.4 Elect Director Joseph J. Collins Management For Voted - For
1.5 Elect Director J. Michael Cook Management For Voted - For
1.6 Elect Director Gerald L. Hassell Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Jeffrey A. Honickman Management For Voted - For
1.8 Elect Director Eduardo G. Mestre Management For Voted - For
1.9 Elect Director Brian L. Roberts Management For Voted - For
1.10 Elect Director Ralph J. Roberts Management For Voted - For
1.11 Elect Director Johnathan A. Rodgers Management For Voted - For
1.12 Elect Director Judith Rodin Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
COMERICA INCORPORATED
SECURITY ID: 200340107 TICKER: CMA
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Ralph W. Babb, Jr. Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director T. Kevin DeNicola Management For Voted - For
1.4 Elect Director Jacqueline P. Kane Management For Voted - For
1.5 Elect Director Richard G. Lindner Management For Voted - For
1.6 Elect Director Alfred A. Piergallini Management For Voted - For
1.7 Elect Director Robert S. Taubman Management For Voted - For
1.8 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.9 Elect Director Nina G. Vaca Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMPUTER SCIENCES CORPORATION
SECURITY ID: 205363104 TICKER: CSC
Meeting Date: 13-Aug-14 Meeting Type: Annual
1a Elect Director David J. Barram Management For Voted - For
1b Elect Director Erik Brynjolfsson Management For Voted - For
1c Elect Director Rodney F. Chase Management For Voted - For
1d Elect Director Bruce B. Churchill Management For Voted - For
1e Elect Director Nancy Killefer Management For Voted - For
1f Elect Director J. Michael Lawrie Management For Voted - For
1g Elect Director Brian P. MacDonald Management For Voted - For
1h Elect Director Sean O'Keefe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CONAGRA FOODS, INC.
SECURITY ID: 205887102 TICKER: CAG
Meeting Date: 19-Sep-14 Meeting Type: Annual
1.1 Elect Director Mogens C. Bay Management For Voted - For
1.2 Elect Director Thomas K. Brown Management For Voted - For
1.3 Elect Director Stephen G. Butler Management For Voted - For
1.4 Elect Director Steven F. Goldstone Management For Voted - For
1.5 Elect Director Joie A. Gregor Management For Voted - For
1.6 Elect Director Rajive Johri Management For Voted - For
1.7 Elect Director W.G. Jurgensen Management For Voted - For
1.8 Elect Director Richard H. Lenny Management For Voted - For
1.9 Elect Director Ruth Ann Marshall Management For Voted - For
1.10 Elect Director Gary M. Rodkin Management For Voted - For
1.11 Elect Director Andrew J. Schindler Management For Voted - For
1.12 Elect Director Kenneth E. Stinson Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
CONOCOPHILLIPS
SECURITY ID: 20825C104 TICKER: COP
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director Charles E. Bunch Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director John V. Faraci Management For Voted - For
1f Elect Director Jody L. Freeman Management For Voted - For
1g Elect Director Gay Huey Evans Management For Voted - For
1h Elect Director Ryan M. Lance Management For Voted - For
1i Elect Director Arjun N. Murti Management For Voted - For
1j Elect Director Robert A. Niblock Management For Voted - For
1k Elect Director Harald J. Norvik Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
6 Remove or Adjust Reserve Metrics used for Executive
Compensation Shareholder Against Voted - Against
7 Adopt Proxy Access Right Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CONSOL ENERGY INC.
SECURITY ID: 20854P109 TICKER: CNX
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director J. Brett Harvey Management For Voted - For
1.2 Elect Director Nicholas J. DeIuliis Management For Voted - For
1.3 Elect Director Philip W. Baxter Management For Voted - For
1.4 Elect Director Alvin R. Carpenter Management For Voted - For
1.5 Elect Director William E. Davis Management For Voted - For
1.6 Elect Director David C. Hardesty, Jr. Management For Voted - For
1.7 Elect Director Maureen E. Lally-Green Management For Voted - For
1.8 Elect Director Gregory A. Lanham Management For Voted - For
1.9 Elect Director John T. Mills Management For Voted - For
1.10 Elect Director William P. Powell Management For Voted - For
1.11 Elect Director William N. Thorndike, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
CONSOLIDATED EDISON, INC.
SECURITY ID: 209115104 TICKER: ED
Meeting Date: 18-May-15 Meeting Type: Annual
1a Elect Director Vincent A. Calarco Management For Voted - For
1b Elect Director George Campbell, Jr. Management For Voted - For
1c Elect Director Michael J. Del Giudice Management For Voted - For
1d Elect Director Ellen V. Futter Management For Voted - For
1e Elect Director John F. Killian Management For Voted - For
1f Elect Director John McAvoy Management For Voted - For
1g Elect Director Armando J. Olivera Management For Voted - For
1h Elect Director Michael W. Ranger Management For Voted - For
1i Elect Director Linda S. Sanford Management For Voted - For
1j Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CORNING INCORPORATED
SECURITY ID: 219350105 TICKER: GLW
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Donald W. Blair Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Stephanie A. Burns Management For Voted - Against
1.3 Elect Director John A. Canning, Jr. Management For Voted - For
1.4 Elect Director Richard T. Clark Management For Voted - For
1.5 Elect Director Robert F. Cummings, Jr. Management For Voted - Against
1.6 Elect Director James B. Flaws Management For Voted - For
1.7 Elect Director Deborah A. Henretta Management For Voted - For
1.8 Elect Director Daniel P. Huttenlocher Management For Voted - For
1.9 Elect Director Kurt M. Landgraf Management For Voted - For
1.10 Elect Director Kevin J. Martin Management For Voted - For
1.11 Elect Director Deborah D. Rieman Management For Voted - For
1.12 Elect Director Hansel E. Tookes II Management For Voted - For
1.13 Elect Director Wendell P. Weeks Management For Voted - For
1.14 Elect Director Mark S. Wrighton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Holy Land Principles Shareholder Against Voted - Against
COSTCO WHOLESALE CORPORATION
SECURITY ID: 22160K105 TICKER: COST
Meeting Date: 29-Jan-15 Meeting Type: Annual
1.1 Elect Director Jeffrey H. Brotman Management For Voted - Withheld
1.2 Elect Director Daniel J. Evans Management For Voted - Withheld
1.3 Elect Director Richard A. Galanti Management For Voted - Withheld
1.4 Elect Director Jeffrey S. Raikes Management For Voted - Withheld
1.5 Elect Director James D. Sinegal Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5a Eliminate Supermajority Vote Requirement for
Removal of Directors Management For Voted - For
5b Reduce Supermajority Vote Requirement to Amend
Article Eight Governing Director Removal Management For Voted - For
6 Establish Tenure Limit for Directors Shareholder Against Voted - Against
COVIDIEN PLC
SECURITY ID: G2554F105 TICKER: COV
Meeting Date: 06-Jan-15 Meeting Type: Court
1 Approve Scheme of Arrangement Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COVIDIEN PLC
SECURITY ID: G2554F113 TICKER: COV
Meeting Date: 06-Jan-15 Meeting Type: Special
1 Approve Scheme of Arrangement Management For Voted - For
2 Approve Reduction of Share Premium Account Management For Voted - For
3 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
4 Amendment to Articles of Association Management For Voted - For
5 Creation of Distributable Reserves of New Medtronic Management For Voted - For
6 Advisory Vote on Golden Parachutes Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 22822V101 TICKER: CCI
Meeting Date: 29-May-15 Meeting Type: Annual
1a Elect Director P. Robert Bartolo Management For Voted - For
1b Elect Director Cindy Christy Management For Voted - For
1c Elect Director Ari Q. Fitzgerald Management For Voted - For
1d Elect Director Robert E. Garrison, II Management For Voted - For
1e Elect Director Dale N. Hatfield Management For Voted - For
1f Elect Director Lee W. Hogan Management For Voted - For
1g Elect Director John P. Kelly Management For Voted - For
1h Elect Director Robert F. McKenzie Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
CSX CORPORATION
SECURITY ID: 126408103 TICKER: CSX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director John D. McPherson Management For Voted - For
1g Elect Director David M. Moffett Management For Voted - For
1h Elect Director Oscar Munoz Management For Voted - For
1i Elect Director Timothy T. O'Toole Management For Voted - For
1j Elect Director David M. Ratcliffe Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Michael J. Ward Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
CUMMINS INC.
SECURITY ID: 231021106 TICKER: CMI
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Robert J. Bernhard Management For Voted - For
3 Elect Director Franklin R. Chang Diaz Management For Voted - For
4 Elect Director Bruno V. Di Leo Allen Management For Voted - For
5 Elect Director Stephen B. Dobbs Management For Voted - For
6 Elect Director Robert K. Herdman Management For Voted - For
7 Elect Director Alexis M. Herman Management For Voted - For
8 Elect Director Thomas J. Lynch Management For Voted - For
9 Elect Director William I. Miller Management For Voted - For
10 Elect Director Georgia R. Nelson Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13 Require Independent Board Chairman Shareholder Against Voted - Against
CVS HEALTH CORPORATION
SECURITY ID: 126650100 TICKER: CVS
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Richard M. Bracken Management For Voted - For
1b Elect Director C. David Brown, II Management For Voted - For
1c Elect Director Alecia A. DeCoudreaux Management For Voted - For
1d Elect Director Nancy-Ann M. DeParle Management For Voted - For
1e Elect Director David W. Dorman Management For Voted - For
1f Elect Director Anne M. Finucane Management For Voted - For
1g Elect Director Larry J. Merlo Management For Voted - For
1h Elect Director Jean-Pierre Millon Management For Voted - For
1i Elect Director Richard J. Swift Management For Voted - For
1j Elect Director William C. Weldon Management For Voted - For
1k Elect Director Tony L. White Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DANAHER CORPORATION
SECURITY ID: 235851102 TICKER: DHR
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Donald J. Ehrlich Management For Voted - For
1.2 Elect Director Linda Hefner Filler Management For Voted - For
1.3 Elect Director Thomas P. Joyce, Jr. Management For Voted - For
1.4 Elect Director Teri List-Stoll Management For Voted - For
1.5 Elect Director Walter G. Lohr, Jr. Management For Voted - For
1.6 Elect Director Mitchell P. Rales Management For Voted - For
1.7 Elect Director Steven M. Rales Management For Voted - For
1.8 Elect Director John T. Schwieters Management For Voted - For
1.9 Elect Director Alan G. Spoon Management For Voted - For
1.10 Elect Director Elias A. Zerhouni Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
DARDEN RESTAURANTS, INC.
SECURITY ID: 237194105 TICKER: DRI
Meeting Date: 10-Oct-14 Meeting Type: Special
Management Proxy (Blue Card) None Non-Voting
1.1 Elect Director Michael W. Barnes Management For Did Not Vote
1.2 Elect Director Gregory L. Burns Management For Did Not Vote
1.3 Elect Director Jeffrey H. Fox Management For Did Not Vote
1.4 Elect Director Christopher J. (CJ) Fraleigh Management For Did Not Vote
1.5 Elect Director Steven Odland Management For Did Not Vote
1.6 Elect Director Michael D. Rose Management For Did Not Vote
1.7 Elect Director Maria A. Sastre Management For Did Not Vote
1.8 Elect Director Enrique Silva Management For Did Not Vote
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
3 Ratify Auditors Management For Did Not Vote
4 Provide Proxy Access Right Management For Did Not Vote
5 Report on Political Contributions Shareholder Against Did Not Vote
6 Report on Lobbying Payments and Policy Shareholder Against Did Not Vote
Opposition Proxy (White Card) None Non-Voting
1.1 Elect Directors Betsy S. Atkins Shareholder For Voted - For
1.2 Elect Directors Margaret Shan Atkins Shareholder For Voted - For
1.3 Elect Directors Jean M. Birch Shareholder For Voted - For
1.4 Elect Directors Bradley D. Blum Shareholder For Voted - For
1.5 Elect Directors Peter A. Feld Shareholder For Voted - For
1.6 Elect Directors James P. Fogarty Shareholder For Voted - For
1.7 Elect Directors Cynthia T. Jamison Shareholder For Voted - For
1.8 Elect Directors William H. Lenehan Shareholder For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Directors Lionel L. Nowell, III Shareholder For Voted - For
1.10 Elect Directors Jeffrey C. Smith Shareholder For Voted - For
1.11 Elect Directors Charles M. Sonsteby Shareholder For Voted - For
1.12 Elect Directors Alan N. Stillman Shareholder For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
3 Ratify Auditors Management None Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Report on Political Contributions Shareholder For Voted - For
6 Report on Lobbying Payments and Policy Shareholder For Voted - For
DAVITA HEALTHCARE PARTNERS INC.
SECURITY ID: 23918K108 TICKER: DVA
Meeting Date: 16-Jun-15 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Carol Anthony ('John') Davidson Management For Voted - For
1d Elect Director Paul J. Diaz Management For Voted - Against
1e Elect Director Peter T. Grauer Management For Voted - For
1f Elect Director John M. Nehra Management For Voted - For
1g Elect Director William L. Roper Management For Voted - For
1h Elect Director Kent J. Thiry Management For Voted - For
1i Elect Director Roger J. Valine Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
DEERE & COMPANY
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 25-Feb-15 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Michael O. Johanns Management For Voted - For
1g Elect Director Clayton M. Jones Management For Voted - For
1h Elect Director Joachim Milberg Management For Voted - For
1i Elect Director Richard B. Myers Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Thomas H. Patrick Management For Voted - For
1l Elect Director Sherry M. Smith Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
DELPHI AUTOMOTIVE PLC
SECURITY ID: G27823106 TICKER: DLPH
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Kevin P. Clark as a Director Management For Voted - For
1.2 Re-elect Gary L. Cowger as a Director Management For Voted - For
1.3 Re-elect Nicholas M. Donofrio as a Director Management For Voted - For
1.4 Re-elect Mark P. Frissora as a Director Management For Voted - For
1.5 Re-elect Rajiv L. Gupta as a Director Management For Voted - For
1.6 Re-elect J. Randall MacDonald as a Director Management For Voted - For
1.7 Re-elect Sean O. Mahoney as a Director Management For Voted - For
1.8 Elect Timothy M. Manganello as a Director Management For Voted - For
1.9 Re-elect Thomas W. Sidlik as a Director Management For Voted - For
1.10 Re-elect Bernd Wiedemann as a Director Management For Voted - For
1.11 Re-elect Lawrence A. Zimmerman as a Director Management For Voted - For
12 Ratify Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
13 Amend Omnibus Stock Plan Management For Voted - Against
14 Approve Executive Incentive Bonus Plan Management For Voted - For
15 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DELTA AIR LINES, INC.
SECURITY ID: 247361702 TICKER: DAL
Meeting Date: 25-Jun-15 Meeting Type: Annual
1a Elect Director Richard H. Anderson Management For Voted - For
1b Elect Director Edward H. Bastian Management For Voted - For
1c Elect Director Francis S. Blake Management For Voted - For
1d Elect Director Roy J. Bostock Management For Voted - For
1e Elect Director John S. Brinzo Management For Voted - For
1f Elect Director Daniel A. Carp Management For Voted - For
1g Elect Director David G. DeWalt Management For Voted - For
1h Elect Director Thomas E. Donilon Management For Voted - For
1i Elect Director William H. Easter, III Management For Voted - For
1j Elect Director Mickey P. Foret Management For Voted - For
1k Elect Director Shirley C. Franklin Management For Voted - For
1l Elect Director David R. Goode Management For Voted - For
1m Elect Director George N. Mattson Management For Voted - For
1n Elect Director Douglas R. Ralph Management For Voted - For
1o Elect Director Sergio A.L. Rial Management For Voted - For
1p Elect Director Kenneth B. Woodrow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
DENBURY RESOURCES INC.
SECURITY ID: 247916208 TICKER: DNR
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Wieland F. Wettstein Management For Voted - For
1.2 Elect Director Michael B. Decker Management For Voted - For
1.3 Elect Director John P. Dielwart Management For Voted - For
1.4 Elect Director Gregory L. McMichael Management For Voted - For
1.5 Elect Director Kevin O. Meyers Management For Voted - For
1.6 Elect Director Phil Rykhoek Management For Voted - For
1.7 Elect Director Randy Stein Management For Voted - For
1.8 Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
DENTSPLY INTERNATIONAL INC.
SECURITY ID: 249030107 TICKER: XRAY
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Michael C. Alfano Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Willie A. Deese Management For Voted - For
1.4 Elect Director William F. Hecht Management For Voted - For
1.5 Elect Director Francis J. Lunger Management For Voted - For
1.6 Elect Director Bret W. Wise Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
DEVON ENERGY CORPORATION
SECURITY ID: 25179M103 TICKER: DVN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director Robert H. Henry Management For Voted - For
1.4 Elect Director Michael M. Kanovsky Management For Voted - For
1.5 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.6 Elect Director J. Larry Nichols Management For Voted - For
1.7 Elect Director Duane C. Radtke Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Mary P. Ricciardello Management For Voted - For
1.9 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Review Public Policy Advocacy on Climate Change Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Report on Financial Risks of Climate Change Shareholder Against Voted - For
DIAMOND OFFSHORE DRILLING, INC.
SECURITY ID: 25271C102 TICKER: DO
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director James S. Tisch Management For Voted - Against
1b Elect Director Marc Edwards Management For Voted - Against
1c Elect Director John R. Bolton Management For Voted - For
1d Elect Director Charles L. Fabrikant Management For Voted - For
1e Elect Director Paul G. Gaffney, II Management For Voted - For
1f Elect Director Edward Grebow Management For Voted - For
1g Elect Director Herbert C. Hofmann Management For Voted - Against
1h Elect Director Kenneth I. Siegel Management For Voted - Against
1i Elect Director Clifford M. Sobel Management For Voted - For
1j Elect Director Andrew H. Tisch Management For Voted - Against
1k Elect Director Raymond S. Troubh Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
DIRECTV
SECURITY ID: 25490A309 TICKER: DTV
Meeting Date: 25-Sep-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
DISCOVER FINANCIAL SERVICES
SECURITY ID: 254709108 TICKER: DFS
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Cynthia A. Glassman Management For Voted - For
1.6 Elect Director Richard H. Lenny Management For Voted - For
1.7 Elect Director Thomas G. Maheras Management For Voted - For
1.8 Elect Director Michael H. Moskow Management For Voted - For
1.9 Elect Director David W. Nelms Management For Voted - For
1.10 Elect Director Mark A. Thierer Management For Voted - For
1.11 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
DOLLAR GENERAL CORPORATION
SECURITY ID: 256677105 TICKER: DG
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Richard W. Dreiling Management For Voted - For
1e Elect Director Patricia D. Fili-Krushel Management For Voted - For
1f Elect Director Paula A. Price Management For Voted - For
1g Elect Director William C. Rhodes, III Management For Voted - For
1h Elect Director David B. Rickard Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
DOMINION RESOURCES, INC.
SECURITY ID: 25746U109 TICKER: D
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director William P. Barr Management For Voted - For
1.2 Elect Director Helen E. Dragas Management For Voted - For
1.3 Elect Director James O. Ellis, Jr. Management For Voted - For
1.4 Elect Director Thomas F. Farrell, II Management For Voted - For
1.5 Elect Director John W. Harris Management For Voted - Against
1.6 Elect Director Mark J. Kington Management For Voted - For
1.7 Elect Director Pamela J. Royal Management For Voted - For
1.8 Elect Director Robert H. Spilman, Jr. Management For Voted - For
1.9 Elect Director Michael E. Szymanczyk Management For Voted - For
1.10 Elect Director David A. Wollard Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Cease Construction of New Nuclear Units Shareholder Against Voted - Against
7 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
9 Report on Financial and Physical Risks of Climate
Change Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
11 Report on Biomass Carbon Footprint and Assess Risks Shareholder Against Voted - For
DOMTAR CORPORATION
SECURITY ID: 257559203 TICKER: UFS
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Giannella Alvarez Management For Voted - For
1.2 Elect Director Robert E. Apple Management For Voted - For
1.3 Elect Director Louis P. Gignac Management For Voted - For
1.4 Elect Director David J. Illingworth Management For Voted - For
1.5 Elect Director Brian M. Levitt Management For Voted - For
1.6 Elect Director David G. Maffucci Management For Voted - For
1.7 Elect Director Domenic Pilla Management For Voted - For
1.8 Elect Director Robert J. Steacy Management For Voted - For
1.9 Elect Director Pamela B. Strobel Management For Voted - For
1.10 Elect Director Denis Turcotte Management For Voted - For
1.11 Elect Director John D. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
DOVER CORPORATION
SECURITY ID: 260003108 TICKER: DOV
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Robert W. Cremin Management For Voted - For
1b Elect Director Jean-Pierre M. Ergas Management For Voted - For
1c Elect Director Peter T. Francis Management For Voted - For
1d Elect Director Kristiane C. Graham Management For Voted - For
1e Elect Director Michael F. Johnston Management For Voted - For
1f Elect Director Robert A. Livingston Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
1h Elect Director Bernard G. Rethore Management For Voted - For
1i Elect Director Michael B. Stubbs Management For Voted - For
1j Elect Director Stephen M. Todd Management For Voted - For
1k Elect Director Stephen K. Wagner Management For Voted - For
1l Elect Director Mary A. Winston Management For Voted - For
2 Ratify PricewaterhouseCoopers LLC as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DR PEPPER SNAPPLE GROUP, INC.
SECURITY ID: 26138E109 TICKER: DPS
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director David E. Alexander Management For Voted - For
1b Elect Director Antonio Carrillo Management For Voted - For
1c Elect Director Pamela H. Patsley Management For Voted - For
1d Elect Director Joyce M. Roche Management For Voted - For
1e Elect Director Ronald G. Rogers Management For Voted - For
1f Elect Director Wayne R. Sanders Management For Voted - For
1g Elect Director Dunia A. Shive Management For Voted - For
1h Elect Director M. Anne Szostak Management For Voted - For
1i Elect Director Larry D. Young Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Comprehensive Recycling Strategy for Beverage
Containers Shareholder Against Voted - For
5 Report on Human Rights Risks is Sugar Supply Chain Shareholder Against Voted - Against
DTE ENERGY COMPANY
SECURITY ID: 233331107 TICKER: DTE
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Gerard M. Anderson Management For Voted - For
1.2 Elect Director David A. Brandon Management For Voted - For
1.3 Elect Director W. Frank Fountain, Jr. Management For Voted - For
1.4 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.5 Elect Director Gail J. McGovern Management For Voted - For
1.6 Elect Director Mark A. Murray Management For Voted - For
1.7 Elect Director James B. Nicholson Management For Voted - For
1.8 Elect Director Charles W. Pryor, Jr. Management For Voted - For
1.9 Elect Director Josue Robles, Jr. Management For Voted - For
1.10 Elect Director Ruth G. Shaw Management For Voted - For
1.11 Elect Director David A. Thomas Management For Voted - For
1.12 Elect Director James H. Vandenberghe Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Assess Plans to Increase Distributed Low-Carbon
Electricity Generation Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DUKE ENERGY CORPORATION
SECURITY ID: 26441C204 TICKER: DUK
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Michael G. Browning Management For Voted - For
1b Elect Director Harris E. DeLoach, Jr. Management For Voted - For
1c Elect Director Daniel R. DiMicco Management For Voted - For
1d Elect Director John H. Forsgren Management For Voted - For
1e Elect Director Lynn J. Good Management For Voted - For
1f Elect Director Ann Maynard Gray Management For Voted - For
1g Elect Director James H. Hance, Jr. Management For Voted - For
1h Elect Director John T. Herron Management For Voted - For
1i Elect Director James B. Hyler, Jr. Management For Voted - For
1j Elect Director William E. Kennard Management For Voted - For
1k Elect Director E. Marie McKee Management For Voted - For
1l Elect Director Richard A. Meserve Management For Voted - For
1m Elect Director James T. Rhodes Management For Voted - For
1n Elect Director Carlos A. Saladrigas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
E*TRADE FINANCIAL CORPORATION
SECURITY ID: 269246401 TICKER: ETFC
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director Richard J. Carbone Management For Voted - For
1.1b Elect Director James P. Healy Management For Voted - For
1.1c Elect Director Paul T. Idzik Management For Voted - For
1.1d Elect Director Frederick W. Kanner Management For Voted - For
1.1e Elect Director James Lam Management For Voted - For
1.1f Elect Director Rodger A. Lawson Management For Voted - For
1.1g Elect Director Shelley B. Leibowitz Management For Voted - For
1.1h Elect Director Rebecca Saeger Management For Voted - For
1.1i Elect Director Joseph L. Sclafani Management For Voted - For
1.1j Elect Director Gary H. Stern Management For Voted - For
1.1k Elect Director Donna L. Weaver Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY ID: 263534109 TICKER: DD
Meeting Date: 13-May-15 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director Lamberto Andreotti Management For Did Not Vote
1.2 Elect Director Edward D. Breen Management For Did Not Vote
1.3 Elect Director Robert A. Brown Management For Did Not Vote
1.4 Elect Director Alexander M. Cutler Management For Did Not Vote
1.5 Elect Director Eleuthere I. du Pont Management For Did Not Vote
1.6 Elect Director James L. Gallogly Management For Did Not Vote
1.7 Elect Director Marillyn A. Hewson Management For Did Not Vote
1.8 Elect Director Lois D. Juliber Management For Did Not Vote
1.9 Elect Director Ellen J. Kullman Management For Did Not Vote
1.10 Elect Director Ulf M. Schneider Management For Did Not Vote
1.11 Elect Director Lee M. Thomas Management For Did Not Vote
1.12 Elect Director Patrick J. Ward Management For Did Not Vote
2 Ratify Auditors Management For Did Not Vote
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
4 Report on Lobbying Payments and Policy Shareholder Against Did Not Vote
5 Report on Herbicide Use on GMO Crops Shareholder Against Did Not Vote
6 Establish Committee on Plant Closures Shareholder Against Did Not Vote
7 Repeal Amendments to the Company's Bylaws Adopted
Without Stockholder Approval After August 12, 2013 Shareholder Against Did Not Vote
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Director Nelson Peltz Shareholder For Voted - For
1.2 Elect Director John H. Myers Shareholder For Voted - For
1.3 Elect Director Arthur B. Winkleblack Shareholder For Voted - Withheld
1.4 Elect Director Robert J. Zatta Shareholder For Voted - Withheld
1.5 Management Nominee - Lamberto Andreotti Shareholder For Voted - For
1.6 Management Nominee - Edward D. Breen Shareholder For Voted - For
1.7 Management Nominee - Eleuthere I. du Pont Shareholder For Voted - For
1.8 Management Nominee - James L. Gallogly Shareholder For Voted - For
1.9 Management Nominee - Marillyn A. Hewson Shareholder For Voted - For
1.10 Management Nominee - Ellen J. Kullman Shareholder For Voted - For
1.11 Management Nominee - Ulf M. Schneider Shareholder For Voted - For
1.12 Management Nominee - Patrick J. Ward Shareholder For Voted - For
2 Ratify Auditors Management None Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
4 Report on Lobbying Payments and Policy Shareholder None Voted - For
5 Report on Herbicide Use on GMO Crops Shareholder None Voted - Against
6 Establish Committee on Plant Closures Shareholder None Voted - Against
7 Repeal Amendments to the Company's Bylaws Adopted
Without Stockholder Approval After August 12, 2013 Shareholder For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EASTMAN CHEMICAL COMPANY
SECURITY ID: 277432100 TICKER: EMN
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Humberto P. Alfonso Management For Voted - For
1.2 Elect Director Gary E. Anderson Management For Voted - For
1.3 Elect Director Brett D. Begemann Management For Voted - For
1.4 Elect Director Michael P. Connors Management For Voted - For
1.5 Elect Director Mark J. Costa Management For Voted - For
1.6 Elect Director Stephen R. Demeritt Management For Voted - For
1.7 Elect Director Robert M. Hernandez Management For Voted - For
1.8 Elect Director Julie F. Holder Management For Voted - For
1.9 Elect Director Renee J. Hornbaker Management For Voted - For
1.10 Elect Director Lewis M. Kling Management For Voted - For
1.11 Elect Director David W. Raisbeck Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
EATON CORPORATION PLC
SECURITY ID: G29183103 TICKER: ETN
Meeting Date: 22-Apr-15 Meeting Type: Annual
1a Elect Director Todd M. Bluedorn Management For Voted - For
1b Elect Director Christopher M. Connor Management For Voted - For
1c Elect Director Michael J. Critelli Management For Voted - For
1d Elect Director Alexander M. Cutler Management For Voted - For
1e Elect Director Charles E. Golden Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Arthur E. Johnson Management For Voted - For
1h Elect Director Ned C. Lautenbach Management For Voted - For
1i Elect Director Deborah L. McCoy Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Sandra Pianalto Management For Voted - For
1l Elect Director Gerald B. Smith Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Approval of Overseas Market Purchases of the
Company Shares Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director Fred D. Anderson Management For Voted - For
1b Elect Director Anthony J. Bates Management For Voted - For
1c Elect Director Edward W. Barnholt Management For Voted - For
1d Elect Director Jonathan Christodoro Management For Voted - For
1e Elect Director Scott D. Cook Management For Voted - For
1f Elect Director John J. Donahoe Management For Voted - For
1g Elect Director David W. Dorman Management For Voted - For
1h Elect Director Bonnie S. Hammer Management For Voted - For
1i Elect Director Gail J. McGovern Management For Voted - For
1j Elect Director Kathleen C. Mitic Management For Voted - For
1k Elect Director David M. Moffett Management For Voted - For
1l Elect Director Pierre M. Omidyar Management For Voted - For
1m Elect Director Thomas J. Tierney Management For Voted - For
1n Elect Director Perry M. Traquina Management For Voted - For
1o Elect Director Frank D. Yeary Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Gender Pay Gap Shareholder Against Voted - Against
EDISON INTERNATIONAL
SECURITY ID: 281020107 TICKER: EIX
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Jagjeet S. Bindra Management For Voted - For
1.2 Elect Director Vanessa C.L. Chang Management For Voted - For
1.3 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.4 Elect Director Richard T. Schlosberg, III Management For Voted - For
1.5 Elect Director Linda G. Stuntz Management For Voted - For
1.6 Elect Director William P. Sullivan Management For Voted - For
1.7 Elect Director Ellen O. Tauscher Management For Voted - For
1.8 Elect Director Peter J. Taylor Management For Voted - For
1.9 Elect Director Brett White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director John T. Cardis Management For Voted - For
1b Elect Director Kieran T. Gallahue Management For Voted - For
1c Elect Director Barbara J. McNeil Management For Voted - For
1d Elect Director Michael A. Mussallem Management For Voted - For
1e Elect Director Nicholas J. Valeriani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
ELECTRONIC ARTS INC.
SECURITY ID: 285512109 TICKER: EA
Meeting Date: 31-Jul-14 Meeting Type: Annual
1a Elect Director Leonard S. Coleman Management For Voted - For
1b Elect Director Jay C. Hoag Management For Voted - For
1c Elect Director Jeffrey T. Huber Management For Voted - For
1d Elect Director Vivek Paul Management For Voted - For
1e Elect Director Lawrence F. Probst, III Management For Voted - For
1f Elect Director Richard A. Simonson Management For Voted - For
1g Elect Director Luis A. Ubinas Management For Voted - For
1h Elect Director Denise F. Warren Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
ELI LILLY AND COMPANY
SECURITY ID: 532457108 TICKER: LLY
Meeting Date: 04-May-15 Meeting Type: Annual
1.1a Elect Director Katherine Baicker Management For Voted - For
1.1b Elect Director J. Erik Fyrwald Management For Voted - For
1.1c Elect Director Ellen R. Marram Management For Voted - For
1.1d Elect Director Jackson P. Tai Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EMC CORPORATION
SECURITY ID: 268648102 TICKER: EMC
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Jose E. Almeida Management For Voted - For
1.1b Elect Director Michael W. Brown Management For Voted - For
1.1c Elect Director Donald J. Carty Management For Voted - For
1.1d Elect Director Randolph L. Cowen Management For Voted - For
1.1e Elect Director James S. DiStasio Management For Voted - For
1.1f Elect Director John R. Egan Management For Voted - For
1.1g Elect Director William D. Green Management For Voted - For
1.1h Elect Director Edmund F. Kelly Management For Voted - For
1.1i Elect Director Jami Miscik Management For Voted - For
1.1j Elect Director Paul Sagan Management For Voted - For
1.1k Elect Director David N. Strohm Management For Voted - For
1.1l Elect Director Joseph M. Tucci Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
EMERSON ELECTRIC CO.
SECURITY ID: 291011104 TICKER: EMR
Meeting Date: 03-Feb-15 Meeting Type: Annual
1.1 Elect Director A. F. Golden Management For Voted - For
1.2 Elect Director W. R. Johnson Management For Voted - For
1.3 Elect Director C. Kendle Management For Voted - For
1.4 Elect Director J. S. Turley Management For Voted - For
1.5 Elect Director A. A. Busch, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ENSCO PLC
SECURITY ID: G3157S106 TICKER: ESV
Meeting Date: 18-May-15 Meeting Type: Annual
1a Re-elect J. Roderick Clark as Director Management For Voted - For
1b Re-elect Roxanne J. Decyk as Director Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Re-elect Mary E. Francis as Director Management For Voted - For
1d Re-elect C. Christopher Gaut as Director Management For Voted - For
1e Re-elect Gerald W. Haddock as Director Management For Voted - For
1f Re-elect Francis S. Kalman as Director Management For Voted - For
1g Re-elect Keith O. Rattie as Director Management For Voted - For
1h Re-elect Paul E. Rowsey, III as Director Management For Voted - For
1i Re-elect Carl G. Trowell as Director Management For Voted - For
2 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
3 Ratify KPMG as US Independent Auditor Management For Voted - For
4 Appoint KPMG LLP as UK Statutory Auditor Management For Voted - For
5 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
6 Amend Omnibus Stock Plan Management For Voted - For
7 Amend Executive Incentive Bonus Plan Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Accept Financial Statements and Statutory Reports Management For Voted - For
11 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
ENTERGY CORPORATION
SECURITY ID: 29364G103 TICKER: ETR
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director Maureen S. Bateman Management For Voted - For
1b Elect Director Patrick J. Condon Management For Voted - For
1c Elect Director Leo P. Denault Management For Voted - For
1d Elect Director Kirkland H. Donald Management For Voted - For
1e Elect Director Gary W. Edwards Management For Voted - For
1f Elect Director Alexis M. Herman Management For Voted - For
1g Elect Director Donald C. Hintz Management For Voted - For
1h Elect Director Stuart L. Levenick Management For Voted - For
1i Elect Director Blanche L. Lincoln Management For Voted - For
1j Elect Director Karen A. Puckett Management For Voted - For
1k Elect Director W. J. 'Billy' Tauzin Management For Voted - For
1l Elect Director Steven V. Wilkinson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Janet F. Clark Management For Voted - For
1.1b Elect Director Charles R. Crisp Management For Voted - For
1.1c Elect Director James C. Day Management For Voted - For
1.1d Elect Director H. Leighton Steward Management For Voted - For
1.1e Elect Director Donald F. Textor Management For Voted - For
1.1f Elect Director William R. Thomas Management For Voted - For
1.1g Elect Director Frank G. Wisner Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
EQT CORPORATION
SECURITY ID: 26884L109 TICKER: EQT
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director Philip G. Behrman Management For Voted - For
1.2 Elect Director A. Bray Cary, Jr. Management For Voted - For
1.3 Elect Director Margaret K. Dorman Management For Voted - For
1.4 Elect Director David L. Porges Management For Voted - For
1.5 Elect Director James E. Rohr Management For Voted - For
1.6 Elect Director David S. Shapira Management For Voted - For
1.7 Elect Director Lee T. Todd, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Director Thomas Bartlett Management For Voted - For
1.2 Elect Director Gary Hromadko Management For Voted - For
1.3 Elect Director Scott Kriens Management For Voted - For
1.4 Elect Director William Luby Management For Voted - For
1.5 Elect Director Irving Lyons, III Management For Voted - For
1.6 Elect Director Christopher Paisley Management For Voted - For
1.7 Elect Director Stephen Smith Management For Voted - For
1.8 Elect Director Peter Van Camp Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
EVERSOURCE ENERGY
SECURITY ID: 30040W108 TICKER: ES
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director John S. Clarkeson Management For Voted - For
1.2 Elect Director Cotton M. Cleveland Management For Voted - For
1.3 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.4 Elect Director James S. DiStasio Management For Voted - For
1.5 Elect Director Francis A. Doyle Management For Voted - For
1.6 Elect Director Charles K. Gifford Management For Voted - For
1.7 Elect Director Paul A. La Camera Management For Voted - For
1.8 Elect Director Kenneth R. Leibler Management For Voted - For
1.9 Elect Director Thomas J. May Management For Voted - For
1.10 Elect Director William C. Van Faasen Management For Voted - For
1.11 Elect Director Frederica M. Williams Management For Voted - For
1.12 Elect Director Dennis R. Wraase Management For Voted - For
2 Amend Declaration of Trust to Change the Name of
the Company from Northeast Utilities to Eversource
Energy Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
EXELON CORPORATION
SECURITY ID: 30161N101 TICKER: EXC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1a Elect Director Anthony K. Anderson Management For Voted - For
1.1b Elect Director Ann C. Berzin Management For Voted - For
1.1c Elect Director John A. Canning Management For Voted - For
1.1d Elect Director Christopher M. Crane Management For Voted - For
1.1e Elect Director Yves C. de Balmann Management For Voted - For
1.1f Elect Director Nicholas DeBenedictis Management For Voted - For
1.1g Elect Director Paul L. Joskow Management For Voted - For
1.1h Elect Director Robert J. Lawless Management For Voted - For
1.1i Elect Director Richard W. Mies Management For Voted - For
1.1j Elect Director William C. Richardson Management For Voted - For
1.1k Elect Director John W. Rogers, Jr. Management For Voted - For
1.1l Elect Director Mayo A. Shattuck, III Management For Voted - For
1.1m Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Provide Proxy Access Right Management For Voted - Against
6 Proxy Access Shareholder Against Voted - For
EXPEDIA, INC.
SECURITY ID: 30212P303 TICKER: EXPE
Meeting Date: 16-Jun-15 Meeting Type: Annual
1.1 Elect Director A. George 'Skip' Battle Management For Voted - For
1.2 Elect Director Pamela L. Coe Management For Voted - Withheld
1.3 Elect Director Barry Diller Management For Voted - Withheld
1.4 Elect Director Jonathan L. Dolgen Management For Voted - For
1.5 Elect Director Craig A. Jacobson Management For Voted - For
1.6 Elect Director Victor A. Kaufman Management For Voted - Withheld
1.7 Elect Director Peter M. Kern Management For Voted - For
1.8 Elect Director Dara Khosrowshahi Management For Voted - Withheld
1.9 Elect Director John C. Malone Management For Voted - Withheld
1.10 Elect Director Jose A. Tazon Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
SECURITY ID: 302130109 TICKER: EXPD
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Robert R. Wright Management For Voted - For
1.2 Elect Director Mark A. Emmert Management For Voted - For
1.3 Elect Director Dan P. Kourkoumelis Management For Voted - For
1.4 Elect Director Michael J. Malone Management For Voted - For
1.5 Elect Director Richard B. McCune Management For Voted - For
1.6 Elect Director John W. Meisenbach Management For Voted - For
1.7 Elect Director Jeffrey S. Musser Management For Voted - For
1.8 Elect Director Liane J. Pelletier Management For Voted - For
1.9 Elect Director James L.K. Wang Management For Voted - For
1.10 Elect Director Tay Yoshitani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Stock Option Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Provide Proxy Access Right Management For Voted - Against
6 Proxy Access Shareholder Against Voted - For
7 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - Against
8 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
9 Stock Retention Shareholder Against Voted - For
10 Clawback of Incentive Payments Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Gary G. Benanav Management For Voted - For
1b Elect Director Maura C. Breen Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Elder Granger Management For Voted - For
1e Elect Director Nicholas J. LaHowchic Management For Voted - For
1f Elect Director Thomas P. Mac Mahon Management For Voted - For
1g Elect Director Frank Mergenthaler Management For Voted - For
1h Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1i Elect Director Roderick A. Palmore Management For Voted - For
1j Elect Director George Paz Management For Voted - For
1k Elect Director William L. Roper Management For Voted - For
1l Elect Director Seymour Sternberg Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Director Michael J. Boskin Management For Voted - For
1.2 Elect Director Peter Brabeck-Letmathe Management For Voted - For
1.3 Elect Director Ursula M. Burns Management For Voted - For
1.4 Elect Director Larry R. Faulkner Management For Voted - For
1.5 Elect Director Jay S. Fishman Management For Voted - For
1.6 Elect Director Henrietta H. Fore Management For Voted - For
1.7 Elect Director Kenneth C. Frazier Management For Voted - For
1.8 Elect Director Douglas R. Oberhelman Management For Voted - For
1.9 Elect Director Samuel J. Palmisano Management For Voted - For
1.10 Elect Director Steven S. Reinemund Management For Voted - For
1.11 Elect Director Rex W. Tillerson Management For Voted - For
1.12 Elect Director William C. Weldon Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
7 Increase the Number of Females on the Board Shareholder Against Voted - Against
8 Disclose Percentage of Females at Each Percentile
of Compensation Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
11 Report on the Result of Efforts to Minimize
Hydraulic Fracturing Impacts Shareholder Against Voted - For
FEDEX CORPORATION
SECURITY ID: 31428X106 TICKER: FDX
Meeting Date: 29-Sep-14 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director John A. Edwardson Management For Voted - For
1.3 Elect Director Marvin R. Ellison Management For Voted - For
1.4 Elect Director Kimberly A. Jabal Management For Voted - For
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Gary W. Loveman Management For Voted - For
1.7 Elect Director R. Brad Martin Management For Voted - For
1.8 Elect Director Joshua Cooper Ramo Management For Voted - For
1.9 Elect Director Susan C. Schwab Management For Voted - For
1.10 Elect Director Frederick W. Smith Management For Voted - For
1.11 Elect Director David P. Steiner Management For Voted - For
1.12 Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - Against
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
6 Adopt Policy Prohibiting Hedging and Pledging
Transactions Shareholder Against Voted - For
7 Adopt Policy Prohibiting Tax Payments on Restricted
Stock Awards Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
SECURITY ID: 31620M106 TICKER: FIS
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Ellen R. Alemany Management For Voted - For
1b Elect Director William P. Foley, II Management For Voted - For
1c Elect Director Thomas M. Hagerty Management For Voted - For
1d Elect Director Keith W. Hughes Management For Voted - For
1e Elect Director David K. Hunt Management For Voted - For
1f Elect Director Stephan A. James Management For Voted - For
1g Elect Director Frank R. Martire Management For Voted - For
1h Elect Director Richard N. Massey Management For Voted - For
1i Elect Director Leslie M. Muma Management For Voted - For
1j Elect Director Gary A. Norcross Management For Voted - For
1k Elect Director James B. Stallings, Jr. Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
FIFTH THIRD BANCORP
SECURITY ID: 316773100 TICKER: FITB
Meeting Date: 14-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director B. Evan Bayh, III Management For Voted - For
1.3 Elect Director Katherine B. Blackburn Management For Voted - For
1.4 Elect Director Ulysses L. Bridgeman, Jr. Management For Voted - For
1.5 Elect Director Emerson L. Brumback Management For Voted - For
1.6 Elect Director James P. Hackett Management For Voted - For
1.7 Elect Director Gary R. Heminger Management For Voted - For
1.8 Elect Director Jewell D. Hoover Management For Voted - For
1.9 Elect Director Kevin T. Kabat Management For Voted - For
1.10 Elect Director Michael B. McCallister Management For Voted - For
1.11 Elect Director Hendrik G. Meijer Management For Voted - For
1.12 Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
FIRST SOLAR, INC.
SECURITY ID: 336433107 TICKER: FSLR
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Sharon L. Allen Management For Voted - For
1.3 Elect Director Richard D. Chapman Management For Voted - For
1.4 Elect Director George A. ('Chip') Hambro Management For Voted - For
1.5 Elect Director James A. Hughes Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director James F. Nolan Management For Voted - For
1.8 Elect Director William J. Post Management For Voted - For
1.9 Elect Director J. Thomas Presby Management For Voted - Withheld
1.10 Elect Director Paul H. Stebbins Management For Voted - Withheld
1.11 Elect Director Michael T. Sweeney Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRSTENERGY CORP.
SECURITY ID: 337932107 TICKER: FE
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Michael J. Anderson Management For Voted - For
1.3 Elect Director William T. Cottle Management For Voted - For
1.4 Elect Director Robert B. Heisler, Jr. Management For Voted - For
1.5 Elect Director Julia L. Johnson Management For Voted - For
1.6 Elect Director Charles E. Jones Management For Voted - For
1.7 Elect Director Ted J. Kleisner Management For Voted - For
1.8 Elect Director Donald T. Misheff Management For Voted - For
1.9 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.10 Elect Director Christopher D. Pappas Management For Voted - For
1.11 Elect Director Luis A. Reyes Management For Voted - For
1.12 Elect Director George M. Smart Management For Voted - For
1.13 Elect Director Jerry Sue Thornton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Quantitative Carbon Dioxide Reduction Goals Shareholder Against Voted - For
7 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
8 Adopt Proxy Access Right Shareholder Against Voted - For
FISERV, INC.
SECURITY ID: 337738108 TICKER: FISV
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Alison Davis Management For Voted - For
1.2 Elect Director Christopher M. Flink Management For Voted - For
1.3 Elect Director Daniel P. Kearney Management For Voted - For
1.4 Elect Director Dennis F. Lynch Management For Voted - For
1.5 Elect Director Denis J. O'Leary Management For Voted - For
1.6 Elect Director Glenn M. Renwick Management For Voted - For
1.7 Elect Director Kim M. Robak Management For Voted - For
1.8 Elect Director Doyle R. Simons Management For Voted - For
1.9 Elect Director Thomas C. Wertheimer Management For Voted - For
1.10 Elect Director Jeffery W. Yabuki Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FLIR SYSTEMS, INC.
SECURITY ID: 302445101 TICKER: FLIR
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Earl R. Lewis Management For Voted - For
1.4 Elect Director Angus L. Macdonald Management For Voted - For
1.5 Elect Director Cathy A. Stauffer Management For Voted - For
1.6 Elect Director Andrew C. Teich Management For Voted - For
1.7 Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
FLOWSERVE CORPORATION
SECURITY ID: 34354P105 TICKER: FLS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Mark A. Blinn Management For Voted - For
1.2 Elect Director Leif E. Darner Management For Voted - For
1.3 Elect Director Gayla J. Delly Management For Voted - For
1.4 Elect Director Lynn L. Elsenhans Management For Voted - For
1.5 Elect Director Roger L. Fix Management For Voted - For
1.6 Elect Director John R. Friedery Management For Voted - For
1.7 Elect Director Joe E. Harlan Management For Voted - For
1.8 Elect Director Rick J. Mills Management For Voted - For
1.9 Elect Director Charles M. Rampacek Management For Voted - For
1.10 Elect Director David E. Roberts Management For Voted - For
1.11 Elect Director William C. Rusnack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
FLUOR CORPORATION
SECURITY ID: 343412102 TICKER: FLR
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - For
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - For
1D Elect Director Peter J. Fluor Management For Voted - For
1E Elect Director Deborah D. McWhinney Management For Voted - For
1F Elect Director Armando J. Olivera Management For Voted - For
1G Elect Director Joseph W. Prueher Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Elect Director Matthew K. Rose Management For Voted - For
1I Elect Director David T. Seaton Management For Voted - For
1J Elect Director Nader H. Sultan Management For Voted - For
1K Elect Director Lynn C. Swann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
FORD MOTOR COMPANY
SECURITY ID: 345370860 TICKER: F
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director Stephen G. Butler Management For Voted - For
2 Elect Director Kimberly A. Casiano Management For Voted - For
3 Elect Director Anthony F. Earley, Jr. Management For Voted - For
4 Elect Director Mark Fields Management For Voted - For
5 Elect Director Edsel B. Ford II Management For Voted - For
6 Elect Director William Clay Ford, Jr. Management For Voted - For
7 Elect Director James P. Hackett Management For Voted - For
8 Elect Director James H. Hance, Jr. Management For Voted - For
9 Elect Director William W. Helman Iv Management For Voted - For
10 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
11 Elect Director William E. Kennard Management For Voted - For
12 Elect Director John C. Lechleiter Management For Voted - For
13 Elect Director Ellen R. Marram Management For Voted - For
14 Elect Director Gerald L. Shaheen Management For Voted - For
15 Elect Director John L. Thornton Management For Voted - For
16 Ratify PricewaterhouseCoopers LLPas Auditors Management For Voted - For
17 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
18 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
19 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
FRANKLIN RESOURCES, INC.
SECURITY ID: 354613101 TICKER: BEN
Meeting Date: 11-Mar-15 Meeting Type: Annual
1a Elect Director Peter K. Barker Management For Voted - For
1b Elect Director Mariann Byerwalter Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
1h Elect Director Laura Stein Management For Voted - For
1i Elect Director Seth H. Waugh Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Geoffrey Y. Yang Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
FREEPORT-MCMORAN INC.
SECURITY ID: 35671D857 TICKER: FCX
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Director Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Director Robert A. Day Management For Voted - For
1.5 Elect Director James C. Flores Management For Voted - For
1.6 Elect Director Gerald J. Ford Management For Voted - For
1.7 Elect Director Thomas A. Fry, III Management For Voted - For
1.8 Elect Director H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Director Lydia H. Kennard Management For Voted - For
1.10 Elect Director Charles C. Krulak Management For Voted - For
1.11 Elect Director Bobby Lee Lackey Management For Voted - For
1.12 Elect Director Jon C. Madonna Management For Voted - For
1.13 Elect Director Dustan E. McCoy Management For Voted - For
1.14 Elect Director James R. Moffett Management For Voted - For
1.15 Elect Director Stephen H. Siegele Management For Voted - For
1.16 Elect Director Frances Fragos Townsend Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
FRONTIER COMMUNICATIONS CORPORATION
SECURITY ID: 35906A108 TICKER: FTR
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Director Peter C.B. Bynoe Management For Voted - For
1.3 Elect Director Diana S. Ferguson Management For Voted - For
1.4 Elect Director Edward Fraioli Management For Voted - For
1.5 Elect Director Daniel J. McCarthy Management For Voted - For
1.6 Elect Director Pamela D.A. Reeve Management For Voted - For
1.7 Elect Director Virginia P. Ruesterholz Management For Voted - For
1.8 Elect Director Howard L. Schrott Management For Voted - For
1.9 Elect Director Larraine D. Segil Management For Voted - For
1.10 Elect Director Mark Shapiro Management For Voted - For
1.11 Elect Director Myron A. Wick, III Management For Voted - For
1.12 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify KPMG LLP as Auditors Management For Voted - For
GAMESTOP CORP.
SECURITY ID: 36467W109 TICKER: GME
Meeting Date: 23-Jun-15 Meeting Type: Annual
1.1 Elect Director Daniel A. DeMatteo Management For Voted - For
1.2 Elect Director Thomas N. Kelly, Jr. Management For Voted - For
1.3 Elect Director Shane S. Kim Management For Voted - For
1.4 Elect Director J. Paul Raines Management For Voted - For
1.5 Elect Director Gerald R. Szczepanski Management For Voted - For
1.6 Elect Director Kathy P. Vrabeck Management For Voted - For
1.7 Elect Director Lawrence S. Zilavy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
GANNETT CO., INC.
SECURITY ID: 364730101 TICKER: GCI
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director John E. Cody Management For Voted - For
1.1b Elect Director Howard D. Elias Management For Voted - For
1.1c Elect Director Lidia Fonseca Management For Voted - For
1.1d Elect Director John Jeffry Louis Management For Voted - For
1.1e Elect Director Marjorie Magner Management For Voted - For
1.1f Elect Director Gracia C. Martore Management For Voted - For
1.1g Elect Director Scott K. McCune Management For Voted - For
1.1h Elect Director Susan Ness Management For Voted - For
1.1i Elect Director Tony A. Prophet Management For Voted - For
1.1j Elect Director Neal Shapiro Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Stock Ownership Limitations Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
GARMIN LTD.
SECURITY ID: H2906T109 TICKER: GRMN
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Dividends Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1 Elect Director Donald H. Eller Management For Voted - For
5.2 Elect Director Joseph J. Hartnett Management For Voted - For
5.3 Elect Director Min H. Kao Management For Voted - For
5.4 Elect Director Charles W. Peffer Management For Voted - For
5.5 Elect Director Clifton A. Pemble Management For Voted - For
5.6 Elect Director Thomas P. Poberezny Management For Voted - For
6 Elect Min Kao as Board Chairman Management For Voted - For
7.1 Appoint Donald H. Eller as Member of the
Compensation Committee Management For Voted - For
7.2 Appoint Joseph J. Hartnett as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint Charles W. Peffer as Member of the
Compensation Committee Management For Voted - For
7.4 Appoint Thomas P. Poberezny as Member of the
Compensation Committee Management For Voted - For
8 Designate Reiss + Preuss LLP as Independent Proxy Management For Voted - For
9 Ratify Ernst & Young LLP as Auditors Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Approve Fiscal Year 2016 Maximum Aggregate
Compensation for the Executive Management Management For Voted - For
12 Approve Maximum Aggregate Compensation for the
Board of Directors for the Period Between the 2015
AGM and the 2016 AGM Management For Voted - For
13 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
GENERAL DYNAMICS CORPORATION
SECURITY ID: 369550108 TICKER: GD
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Mary T. Barra Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Voted - For
1.3 Elect Director James S. Crown Management For Voted - For
1.4 Elect Director Rudy F. deLeon Management For Voted - For
1.5 Elect Director William P. Fricks Management For Voted - For
1.6 Elect Director John M. Keane Management For Voted - For
1.7 Elect Director Lester L. Lyles Management For Voted - For
1.8 Elect Director James N. Mattis Management For Voted - For
1.9 Elect Director Phebe N. Novakovic Management For Voted - For
1.10 Elect Director William A. Osborn Management For Voted - For
1.11 Elect Director Laura J. Schumacher Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL ELECTRIC COMPANY
SECURITY ID: 369604103 TICKER: GE
Meeting Date: 22-Apr-15 Meeting Type: Annual
A1 Elect Director W. Geoffrey Beattie Management For Voted - For
A2 Elect Director John J. Brennan Management For Voted - For
A3 Elect Director James I. Cash, Jr. Management For Voted - For
A4 Elect Director Francisco D'Souza Management For Voted - For
A5 Elect Director Marijn E. Dekkers Management For Voted - For
A6 Elect Director Susan J. Hockfield Management For Voted - For
A7 Elect Director Jeffrey R. Immelt Management For Voted - For
A8 Elect Director Andrea Jung Management For Voted - For
A9 Elect Director Robert W. Lane Management For Voted - For
A10 Elect Director Rochelle B. Lazarus Management For Voted - For
A11 Elect Director James J. Mulva Management For Voted - For
A12 Elect Director James E. Rohr Management For Voted - For
A13 Elect Director Mary L. Schapiro Management For Voted - For
A14 Elect Director Robert J. Swieringa Management For Voted - For
A15 Elect Director James S. Tisch Management For Voted - For
A16 Elect Director Douglas A. Warner, III Management For Voted - For
B1 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
B2 Ratify KPMG LLP as Auditors Management For Voted - For
C1 Provide for Cumulative Voting Shareholder Against Voted - Against
C2 Provide Right to Act by Written Consent Shareholder Against Voted - Against
C3 Select One Director from Ranks of Retirees Shareholder Against Voted - Against
C4 Adopt Holy Land Principles Shareholder Against Voted - Against
C5 Pro-rata Vesting on Equity Plans Shareholder Against Voted - For
GENERAL GROWTH PROPERTIES, INC.
SECURITY ID: 370023103 TICKER: GGP
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Richard B. Clark Management For Voted - For
1b Elect Director Mary Lou Fiala Management For Voted - For
1c Elect Director J. Bruce Flatt Management For Voted - For
1d Elect Director John K. Haley Management For Voted - For
1e Elect Director Daniel B. Hurwitz Management For Voted - For
1f Elect Director Brian W. Kingston Management For Voted - For
1g Elect Director Sandeep Mathrani Management For Voted - For
1h Elect Director David J. Neithercut Management For Voted - For
1i Elect Director Mark R. Patterson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Performance Based Equity Awards Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL MILLS, INC.
SECURITY ID: 370334104 TICKER: GIS
Meeting Date: 23-Sep-14 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director R. Kerry Clark Management For Voted - For
1c Elect Director Paul Danos Management For Voted - For
1d Elect Director Henrietta H. Fore Management For Voted - For
1e Elect Director Raymond V. Gilmartin Management For Voted - For
1f Elect Director Judith Richards Hope Management For Voted - For
1g Elect Director Heidi G. Miller Management For Voted - For
1h Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1i Elect Director Steve Odland Management For Voted - For
1j Elect Director Kendall J. Powell Management For Voted - For
1k Elect Director Michael D. Rose Management For Voted - For
1l Elect Director Robert L. Ryan Management For Voted - For
1m Elect Director Dorothy A. Terrell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - Against
5 Adopt Policy Removing GMO Ingredients from Products Shareholder Against Voted - Against
GENERAL MOTORS COMPANY
SECURITY ID: 37045V100 TICKER: GM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1a Elect Director Joseph J. Ashton Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Stephen J. Girsky Management For Voted - For
1d Elect Director Linda R. Gooden Management For Voted - For
1e Elect Director Joseph Jimenez, Jr. Management For Voted - For
1f Elect Director Kathryn V. Marinello Management For Voted - For
1g Elect Director Michael G. Mullen Management For Voted - For
1h Elect Director James J. Mulva Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Thomas M. Schoewe Management For Voted - For
1k Elect Director Theodore M. Solso Management For Voted - For
1l Elect Director Carol M. Stephenson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide for Cumulative Voting Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENWORTH FINANCIAL, INC.
SECURITY ID: 37247D106 TICKER: GNW
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director William H. Bolinder Management For Voted - For
1.2 Elect Director G. Kent Conrad Management For Voted - For
1.3 Elect Director Melina E. Higgins Management For Voted - For
1.4 Elect Director Nancy J. Karch Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Christine B. Mead Management For Voted - For
1.7 Elect Director David M. Moffett Management For Voted - For
1.8 Elect Director Thomas E. Moloney Management For Voted - For
1.9 Elect Director James A. Parke Management For Voted - For
1.10 Elect Director James S. Riepe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
GILEAD SCIENCES, INC.
SECURITY ID: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director John F. Cogan Management For Voted - For
1b Elect Director Etienne F. Davignon Management For Voted - For
1c Elect Director Carla A. Hills Management For Voted - For
1d Elect Director Kevin E. Lofton Management For Voted - For
1e Elect Director John W. Madigan Management For Voted - For
1f Elect Director John C. Martin Management For Voted - For
1g Elect Director Nicholas G. Moore Management For Voted - For
1h Elect Director Richard J. Whitley Management For Voted - For
1i Elect Director Gayle E. Wilson Management For Voted - For
1j Elect Director Per Wold-Olsen Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Report on Sustainability Shareholder Against Voted - For
8 Report on Specialty Drug Pricing Risks Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
H&R BLOCK, INC.
SECURITY ID: 093671105 TICKER: HRB
Meeting Date: 11-Sep-14 Meeting Type: Annual
1a Elect Director Paul J. Brown Management For Voted - For
1b Elect Director William C. Cobb Management For Voted - For
1c Elect Director Robert A. Gerard Management For Voted - For
1d Elect Director David Baker Lewis Management For Voted - For
1e Elect Director Victoria J. Reich Management For Voted - For
1f Elect Director Bruce C. Rohde Management For Voted - For
1g Elect Director Tom D. Seip Management For Voted - For
1h Elect Director Christianna Wood Management For Voted - For
1i Elect Director James F. Wright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
HALLIBURTON COMPANY
SECURITY ID: 406216101 TICKER: HAL
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Abdulaziz F. Al Khayyal Management For Voted - For
1.2 Elect Director Alan M. Bennett Management For Voted - For
1.3 Elect Director James R. Boyd Management For Voted - For
1.4 Elect Director Milton Carroll Management For Voted - For
1.5 Elect Director Nance K. Dicciani Management For Voted - For
1.6 Elect Director Murry S. Gerber Management For Voted - For
1.7 Elect Director Jose C. Grubisich Management For Voted - For
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Jeffrey A. Miller Management For Voted - For
1.12 Elect Director Debra L. Reed Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
SECURITY ID: 413086109 TICKER: HAR
Meeting Date: 03-Dec-14 Meeting Type: Annual
1a Elect Director Adriane M. Brown Management For Voted - For
1b Elect Director John W. Diercksen Management For Voted - For
1c Elect Director Ann M. Korologos Management For Voted - For
1d Elect Director Edward H. Meyer Management For Voted - For
1e Elect Director Dinesh C. Paliwal Management For Voted - For
1f Elect Director Kenneth M. Reiss Management For Voted - For
1g Elect Director Hellene S. Runtagh Management For Voted - For
1h Elect Director Frank S. Sklarsky Management For Voted - For
1i Elect Director Gary G. Steel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HARRIS CORPORATION
SECURITY ID: 413875105 TICKER: HRS
Meeting Date: 24-Oct-14 Meeting Type: Annual
1a Elect Director William M. Brown Management For Voted - For
1b Elect Director Peter W. Chiarelli Management For Voted - For
1c Elect Director Thomas A. Dattilo Management For Voted - For
1d Elect Director Terry D. Growcock Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Vyomesh I. Joshi Management For Voted - For
1g Elect Director Karen Katen Management For Voted - For
1h Elect Director Leslie F. Kenne Management For Voted - For
1i Elect Director David B. Rickard Management For Voted - For
1j Elect Director James C. Stoffel Management For Voted - For
1k Elect Director Gregory T. Swienton Management For Voted - For
1l Elect Director Hansel E. Tookes, II Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
HASBRO, INC.
SECURITY ID: 418056107 TICKER: HAS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Kenneth A. Bronfin Management For Voted - For
1.4 Elect Director Michael R. Burns Management For Voted - For
1.5 Elect Director Lisa Gersh Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Brian D. Goldner Management For Voted - For
1.7 Elect Director Alan G. Hassenfeld Management For Voted - For
1.8 Elect Director Tracy A. Leinbach Management For Voted - For
1.9 Elect Director Edward M. Philip Management For Voted - For
1.10 Elect Director Richard S. Stoddart Management For Voted - For
1.11 Elect Director Linda K. Zecher Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
6 Limit Accelerated Vesting of Equity Awards Upon a
Change in Control Shareholder Against Voted - For
HCP, INC.
SECURITY ID: 40414L109 TICKER: HCP
Meeting Date: 30-Apr-15 Meeting Type: Annual
1a Elect Director Brian G. Cartwright Management For Voted - For
1b Elect Director Christine N. Garvey Management For Voted - For
1c Elect Director David B. Henry Management For Voted - For
1d Elect Director James P. Hoffmann Management For Voted - For
1e Elect Director Lauralee E. Martin Management For Voted - For
1f Elect Director Michael D. McKee Management For Voted - For
1g Elect Director Peter L. Rhein Management For Voted - For
1h Elect Director Joseph P. Sullivan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
HELMERICH & PAYNE, INC.
SECURITY ID: 423452101 TICKER: HP
Meeting Date: 04-Mar-15 Meeting Type: Annual
1a Elect Director William L. Armstrong Management For Voted - For
1b Elect Director Randy A. Foutch Management For Voted - For
1c Elect Director Hans Helmerich Management For Voted - For
1d Elect Director John W. Lindsay Management For Voted - For
1e Elect Director Paula Marshall Management For Voted - For
1f Elect Director Thomas A. Petrie Management For Voted - For
1g Elect Director Donald F. Robillard, Jr. Management For Voted - For
1h Elect Director Francis Rooney Management For Voted - For
1i Elect Director Edward B. Rust, Jr. Management For Voted - For
1j Elect Director John D. Zeglis Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HENRY SCHEIN, INC.
SECURITY ID: 806407102 TICKER: HSIC
Meeting Date: 22-Jun-15 Meeting Type: Annual
1a Elect Director Barry J. Alperin Management For Voted - For
1b Elect Director Lawrence S. Bacow Management For Voted - For
1c Elect Director Gerald A. Benjamin Management For Voted - For
1d Elect Director Stanley M. Bergman Management For Voted - For
1e Elect Director James P. Breslawski Management For Voted - For
1f Elect Director Paul Brons Management For Voted - For
1g Elect Director Donald J. Kabat Management For Voted - For
1h Elect Director Philip A. Laskawy Management For Voted - For
1i Elect Director Norman S. Matthews Management For Voted - For
1j Elect Director Mark E. Mlotek Management For Voted - For
1k Elect Director Steven Paladino Management For Voted - For
1l Elect Director Carol Raphael Management For Voted - For
1m Elect Director E. Dianne Rekow Management For Voted - For
1n Elect Director Bradley T. Sheares Management For Voted - For
1o Elect Director Louis W. Sullivan Management For Voted - For
2 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify BDO USA, LLP as Auditors Management For Voted - For
HESS CORPORATION
SECURITY ID: 42809H107 TICKER: HES
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Terrence J. Checki Management For Voted - For
1.3 Elect Director Harvey Golub Management For Voted - For
1.4 Elect Director John B. Hess Management For Voted - For
1.5 Elect Director Edith E. Holiday Management For Voted - For
1.6 Elect Director Risa Lavizzo-Mourey Management For Voted - For
1.7 Elect Director David McManus Management For Voted - For
1.8 Elect Director John H. Mullin, III Management For Voted - For
1.9 Elect Director James H. Quigley Management For Voted - For
1.10 Elect Director Robert N. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
6 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HEWLETT-PACKARD COMPANY
SECURITY ID: 428236103 TICKER: HPQ
Meeting Date: 18-Mar-15 Meeting Type: Annual
1a Elect Director Marc L. Andreessen Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Rajiv L. Gupta Management For Voted - For
1e Elect Director Klaus Kleinfeld Management For Voted - For
1f Elect Director Raymond J. Lane Management For Voted - For
1g Elect Director Ann M. Livermore Management For Voted - For
1h Elect Director Raymond E. Ozzie Management For Voted - For
1i Elect Director Gary M. Reiner Management For Voted - For
1j Elect Director Patricia F. Russo Management For Voted - For
1k Elect Director James A. Skinner Management For Voted - For
1l Elect Director Margaret C. Whitman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
HONEYWELL INTERNATIONAL INC.
SECURITY ID: 438516106 TICKER: HON
Meeting Date: 27-Apr-15 Meeting Type: Annual
1A Elect Director William S. Ayer Management For Voted - For
1B Elect Director Gordon M. Bethune Management For Voted - For
1C Elect Director Kevin Burke Management For Voted - For
1D Elect Director Jaime Chico Pardo Management For Voted - For
1E Elect Director David M. Cote Management For Voted - For
1F Elect Director D. Scott Davis Management For Voted - For
1G Elect Director Linnet F. Deily Management For Voted - For
1H Elect Director Judd Gregg Management For Voted - For
1I Elect Director Clive Hollick Management For Voted - For
1J Elect Director Grace D. Lieblein Management For Voted - For
1K Elect Director George Paz Management For Voted - For
1L Elect Director Bradley T. Sheares Management For Voted - For
1M Elect Director Robin L. Washington Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HORMEL FOODS CORPORATION
SECURITY ID: 440452100 TICKER: HRL
Meeting Date: 27-Jan-15 Meeting Type: Annual
1.1 Elect Director Gary C. Bhojwani Management For Voted - For
1.2 Elect Director Terrell K. Crews Management For Voted - For
1.3 Elect Director Jeffrey M. Ettinger Management For Voted - For
1.4 Elect Director Jody H. Feragen Management For Voted - For
1.5 Elect Director Glenn S. Forbes Management For Voted - For
1.6 Elect Director Stephen M. Lacy Management For Voted - For
1.7 Elect Director John L. Morrison Management For Voted - For
1.8 Elect Director Elsa A. Murano Management For Voted - For
1.9 Elect Director Robert C. Nakasone Management For Voted - For
1.10 Elect Director Susan K. Nestegard Management For Voted - For
1.11 Elect Director Dakota A. Pippins Management For Voted - For
1.12 Elect Director Christopher J. Policinski Management For Voted - For
1.13 Elect Director Sally J Smith Management For Voted - For
1.14 Elect Director Steven A. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on the Risks Associated with Use of
Gestation Crates in Supply Chain Shareholder Against Voted - For
HOST HOTELS & RESORTS, INC.
SECURITY ID: 44107P104 TICKER: HST
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann McLaughlin Korologos Management For Voted - For
1.5 Elect Director Richard E. Marriott Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Vote Requirements to Amend Bylaws Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HUDSON CITY BANCORP, INC.
SECURITY ID: 443683107 TICKER: HCBK
Meeting Date: 16-Dec-14 Meeting Type: Annual
1.1 Elect Director William G. Bardel Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - For
1.3 Elect Director Anthony J. Fabiano Management For Voted - For
1.4 Elect Director Cornelius E. Golding Management For Voted - For
1.5 Elect Director Donald O. Quest Management For Voted - For
1.6 Elect Director Joseph G. Sponholz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUMANA INC.
SECURITY ID: 444859102 TICKER: HUM
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Kurt J. Hilzinger Management For Voted - For
1b Elect Director Bruce D. Broussard Management For Voted - For
1c Elect Director Frank A. D'Amelio Management For Voted - For
1d Elect Director W. Roy Dunbar Management For Voted - For
1e Elect Director David A. Jones, Jr. Management For Voted - For
1f Elect Director William J. McDonald Management For Voted - For
1g Elect Director William E. Mitchell Management For Voted - For
1h Elect Director David B. Nash Management For Voted - For
1i Elect Director James J. O'Brien Management For Voted - For
1j Elect Director Marissa T. Peterson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUNTINGTON BANCSHARES INCORPORATED
SECURITY ID: 446150104 TICKER: HBAN
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Ann B. Crane Management For Voted - For
1.2 Elect Director Steven G. Elliott Management For Voted - For
1.3 Elect Director Michael J. Endres Management For Voted - For
1.4 Elect Director John B. Gerlach, Jr. Management For Voted - For
1.5 Elect Director Peter J. Kight Management For Voted - For
1.6 Elect Director Jonathan A. Levy Management For Voted - For
1.7 Elect Director Eddie R. Munson Management For Voted - For
1.8 Elect Director Richard W. Neu Management For Voted - For
1.9 Elect Director David L. Porteous Management For Voted - For
1.10 Elect Director Kathleen H. Ransier Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Stephen D. Steinour Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ILLINOIS TOOL WORKS INC.
SECURITY ID: 452308109 TICKER: ITW
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director James W. Griffith Management For Voted - For
1d Elect Director Richard H. Lenny Management For Voted - For
1e Elect Director Robert S. Morrison Management For Voted - For
1f Elect Director E. Scott Santi Management For Voted - For
1g Elect Director James A. Skinner Management For Voted - For
1h Elect Director David B. Smith, Jr. Management For Voted - For
1i Elect Director Pamela B. Strobel Management For Voted - For
1j Elect Director Kevin M. Warren Management For Voted - For
1k Elect Director Anre D. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Bylaws to Call Special Meetings Shareholder For Voted - For
INGERSOLL-RAND PLC
SECURITY ID: G47791101 TICKER: IR
Meeting Date: 04-Jun-15 Meeting Type: Annual
1a Elect Director Ann C. Berzin Management For Voted - For
1b Elect Director John Bruton Management For Voted - For
1c Elect Director Elaine L. Chao Management For Voted - For
1d Elect Director Jared L. Cohon Management For Voted - For
1e Elect Director Gary D. Forsee Management For Voted - For
1f Elect Director Constance J. Horner Management For Voted - For
1g Elect Director Linda P. Hudson Management For Voted - For
1h Elect Director Michael W. Lamach Management For Voted - For
1i Elect Director Myles P. Lee Management For Voted - For
1j Elect Director John P. Surma Management For Voted - For
1k Elect Director Richard J. Swift Management For Voted - For
1l Elect Director Tony L. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Auditors Management For Voted - For
4 Renew Directors' Authority to Issue Shares Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Renew Directors' Authority to Issue Shares for Cash Management For Voted - For
6 Authorize Reissuance of Repurchased Shares Management For Voted - For
INTEGRYS ENERGY GROUP, INC.
SECURITY ID: 45822P105 TICKER: TEG
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
INTEL CORPORATION
SECURITY ID: 458140100 TICKER: INTC
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Aneel Bhusri Management For Voted - For
1c Elect Director Andy D. Bryant Management For Voted - For
1d Elect Director Susan L. Decker Management For Voted - For
1e Elect Director John J. Donahoe Management For Voted - Against
1f Elect Director Reed E. Hundt Management For Voted - For
1g Elect Director Brian M. Krzanich Management For Voted - For
1h Elect Director James D. Plummer Management For Voted - For
1i Elect Director David S. Pottruck Management For Voted - For
1j Elect Director Frank D. Yeary Management For Voted - For
1k Elect Director David B. Yoffie Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Adopt Holy Land Principles Shareholder Against Voted - Against
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
INTERNATIONAL PAPER COMPANY
SECURITY ID: 460146103 TICKER: IP
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director William J. Burns Management For Voted - For
1c Elect Director Ahmet C. Dorduncu Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Stacey J. Mobley Management For Voted - For
1g Elect Director Joan E. Spero Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Mark S. Sutton Management For Voted - For
1i Elect Director John L. Townsend, III Management For Voted - For
1j Elect Director William G. Walter Management For Voted - For
1k Elect Director J. Steven Whisler Management For Voted - For
1l Elect Director Ray G. Young Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
INTUIT INC.
SECURITY ID: 461202103 TICKER: INTU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director William V. Campbell Management For Voted - For
1b Elect Director Scott D. Cook Management For Voted - For
1c Elect Director Richard L. Dalzell Management For Voted - For
1d Elect Director Diane B. Greene Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
1i Elect Director Jeff Weiner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Craig H. Barratt Management For Voted - For
1.2 Elect Director Gary S. Guthart Management For Voted - For
1.3 Elect Director Eric H. Halvorson Management For Voted - For
1.4 Elect Director Amal M. Johnson Management For Voted - For
1.5 Elect Director Alan J. Levy Management For Voted - For
1.6 Elect Director Mark J. Rubash Management For Voted - For
1.7 Elect Director Lonnie M. Smith Management For Voted - For
1.8 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INVESCO LTD.
SECURITY ID: G491BT108 TICKER: IVZ
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Martin L. Flanagan Management For Voted - For
1.2 Elect Director C. Robert Henrikson Management For Voted - For
1.3 Elect Director Ben F. Johnson, III Management For Voted - For
1.4 Elect Director Sir Nigel Sheinwald Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
IRON MOUNTAIN INCORPORATED
SECURITY ID: 462846106 TICKER: IRM
Meeting Date: 20-Jan-15 Meeting Type: Special
1 Approve Reorganization Plan Management For Voted - For
2 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Adjourn Meeting Management For Voted - For
IRON MOUNTAIN INCORPORATED
SECURITY ID: 46284V101 TICKER: IRM
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Jennifer Allerton Management For Voted - For
1b Elect Director Ted R. Antenucci Management For Voted - For
1c Elect Director Pamela M. Arway Management For Voted - For
1d Elect Director Clarke H. Bailey Management For Voted - For
1e Elect Director Kent P. Dauten Management For Voted - For
1f Elect Director Paul F. Deninger Management For Voted - For
1g Elect Director Per-Kristian Halvorsen Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Walter C. Rakowich Management For Voted - For
1j Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JABIL CIRCUIT, INC.
SECURITY ID: 466313103 TICKER: JBL
Meeting Date: 22-Jan-15 Meeting Type: Annual
1.1 Elect Director Martha F. Brooks Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Mel S. Lavitt Management For Voted - For
1.3 Elect Director Timothy L. Main Management For Voted - For
1.4 Elect Director Mark T. Mondello Management For Voted - For
1.5 Elect Director Lawrence J. Murphy Management For Voted - For
1.6 Elect Director Frank A. Newman Management For Voted - For
1.7 Elect Director Steven A. Raymund Management For Voted - For
1.8 Elect Director Thomas A. Sansone Management For Voted - For
1.9 Elect Director David M. Stout Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JACOBS ENGINEERING GROUP INC.
SECURITY ID: 469814107 TICKER: JEC
Meeting Date: 29-Jan-15 Meeting Type: Annual
1a Elect Director Joseph R. Bronson Management For Voted - For
1b Elect Director Juan Jose Suarez Coppel Management For Voted - For
1c Elect Director Peter J. Robertson Management For Voted - For
1d Elect Director Noel G. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JARDEN CORPORATION
SECURITY ID: 471109108 TICKER: JAH
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Director Martin E. Franklin Management For Voted - For
1.2 Elect Director James E. Lillie Management For Voted - For
1.3 Elect Director Michael S. Gross Management For Voted - Withheld
1.4 Elect Director Ros L'Esperance Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Mary Sue Coleman Management For Voted - For
1b Elect Director D. Scott Davis Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Alex Gorsky Management For Voted - For
1e Elect Director Susan L. Lindquist Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Mark B. McClellan Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
1h Elect Director William D. Perez Management For Voted - For
1i Elect Director Charles Prince Management For Voted - For
1j Elect Director A. Eugene Washington Management For Voted - For
1k Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Policy Regarding Overextended Directors Shareholder Against Voted - Against
5 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - For
JOHNSON CONTROLS, INC.
SECURITY ID: 478366107 TICKER: JCI
Meeting Date: 28-Jan-15 Meeting Type: Annual
1.1 Elect Director Natalie A. Black Management For Voted - For
1.2 Elect Director Raymond L. Conner Management For Voted - For
1.3 Elect Director Richard Goodman Management For Voted - For
1.4 Elect Director William H. Lacy Management For Voted - For
1.5 Elect Director Alex A. Molinaroli Management For Voted - For
1.6 Elect Director Mark P. Vergnano Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOY GLOBAL INC.
SECURITY ID: 481165108 TICKER: JOY
Meeting Date: 10-Mar-15 Meeting Type: Annual
1.1 Elect Director Edward L. Doheny, II Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - Withheld
1.3 Elect Director Mark J. Gliebe Management For Voted - For
1.4 Elect Director John T. Gremp Management For Voted - For
1.5 Elect Director John Nils Hanson Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Richard B. Loynd Management For Voted - For
1.8 Elect Director P. Eric Siegert Management For Voted - For
1.9 Elect Director James H. Tate Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director James A. Bell Management For Voted - For
1c Elect Director Crandall C. Bowles Management For Voted - For
1d Elect Director Stephen B. Burke Management For Voted - For
1e Elect Director James S. Crown Management For Voted - For
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Laban P. Jackson, Jr. Management For Voted - For
1i Elect Director Michael A. Neal Management For Voted - For
1j Elect Director Lee R. Raymond Management For Voted - For
1k Elect Director William C. Weldon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
8 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
9 Report on Certain Vesting Program Shareholder Against Voted - For
10 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
JUNIPER NETWORKS, INC.
SECURITY ID: 48203R104 TICKER: JNPR
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Robert M. Calderoni Management For Voted - For
1.2 Elect Director Gary Daichendt Management For Voted - For
1.3 Elect Director Kevin DeNuccio Management For Voted - For
1.4 Elect Director James Dolce Management For Voted - For
1.5 Elect Director Mercedes Johnson Management For Voted - For
1.6 Elect Director Scott Kriens Management For Voted - For
1.7 Elect Director Rahul Merchant Management For Voted - For
1.8 Elect Director Rami Rahim Management For Voted - For
1.9 Elect Director Pradeep Sindhu Management For Voted - For
1.10 Elect Director William R. Stensrud Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KELLOGG COMPANY
SECURITY ID: 487836108 TICKER: K
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Benjamin Carson Management For Voted - For
1.2 Elect Director John Dillon Management For Voted - For
1.3 Elect Director Zachary Gund Management For Voted - For
1.4 Elect Director Jim Jenness Management For Voted - For
1.5 Elect Director Don Knauss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
KEYCORP
SECURITY ID: 493267108 TICKER: KEY
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Bruce D. Broussard Management For Voted - For
1.2 Elect Director Joseph A. Carrabba Management For Voted - For
1.3 Elect Director Charles P. Cooley Management For Voted - For
1.4 Elect Director Alexander M. Cutler Management For Voted - For
1.5 Elect Director H. James Dallas Management For Voted - For
1.6 Elect Director Elizabeth R. Gile Management For Voted - For
1.7 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.8 Elect Director William G. Gisel, Jr. Management For Voted - For
1.9 Elect Director Richard J. Hipple Management For Voted - For
1.10 Elect Director Kristen L. Manos Management For Voted - For
1.11 Elect Director Beth E. Mooney Management For Voted - For
1.12 Elect Director Demos Parneros Management For Voted - For
1.13 Elect Director Barbara R. Snyder Management For Voted - For
1.14 Elect Director David K. Wilson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
KIMBERLY-CLARK CORPORATION
SECURITY ID: 494368103 TICKER: KMB
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Abelardo E. Bru Management For Voted - For
1.3 Elect Director Robert W. Decherd Management For Voted - For
1.4 Elect Director Thomas J. Falk Management For Voted - For
1.5 Elect Director Fabian T. Garcia Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Mae C. Jemison Management For Voted - For
1.7 Elect Director James M. Jenness Management For Voted - For
1.8 Elect Director Nancy J. Karch Management For Voted - For
1.9 Elect Director Ian C. Read Management For Voted - For
1.10 Elect Director Linda Johnson Rice Management For Voted - For
1.11 Elect Director Marc J. Shapiro Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
KIMCO REALTY CORPORATION
SECURITY ID: 49446R109 TICKER: KIM
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect Director Milton Cooper Management For Voted - For
1.2 Elect Director Philip E. Coviello Management For Voted - For
1.3 Elect Director Richard G. Dooley Management For Voted - For
1.4 Elect Director Joe Grills Management For Voted - For
1.5 Elect Director David B. Henry Management For Voted - For
1.6 Elect Director Frank Lourenso Management For Voted - For
1.7 Elect Director Colombe M. Nicholas Management For Voted - For
1.8 Elect Director Richard B. Saltzman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
KINDER MORGAN, INC.
SECURITY ID: 49456B101 TICKER: KMI
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
2 Issue Shares in Connection with Mergers Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Richard D. Kinder Management For Voted - For
1.2 Elect Director Steven J. Kean Management For Voted - For
1.3 Elect Director Ted A. Gardner Management For Voted - For
1.4 Elect Director Anthony W. Hall, Jr. Management For Voted - For
1.5 Elect Director Gary L. Hultquist Management For Voted - For
1.6 Elect Director Ronald L. Kuehn, Jr. Management For Voted - For
1.7 Elect Director Deborah A. MacDonald Management For Voted - For
1.8 Elect Director Michael J. Miller Management For Voted - For
1.9 Elect Director Michael C. Morgan Management For Voted - For
1.10 Elect Director Arthur C. Reichstetter Management For Voted - For
1.11 Elect Director Fayez Sarofim Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director C. Park Shaper Management For Voted - For
1.13 Elect Director William A. Smith Management For Voted - For
1.14 Elect Director Joel V. Staff Management For Voted - For
1.15 Elect Director Robert F. Vagt Management For Voted - For
1.16 Elect Director Perry M. Waughtal Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Amend Charter to Eliminate Inapplicable Provisions Management For Voted - For
7 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
8 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
9 Report on Sustainability Shareholder Against Voted - For
KLA-TENCOR CORPORATION
SECURITY ID: 482480100 TICKER: KLAC
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director Edward W. Barnholt Management For Voted - For
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director John T. Dickson Management For Voted - For
1.4 Elect Director Emiko Higashi Management For Voted - For
1.5 Elect Director Kevin J. Kennedy Management For Voted - For
1.6 Elect Director Gary B. Moore Management For Voted - For
1.7 Elect Director Robert A. Rango Management For Voted - For
1.8 Elect Director Richard P. Wallace Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
KOHL'S CORPORATION
SECURITY ID: 500255104 TICKER: KSS
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director John E. Schlifske Management For Voted - For
1f Elect Director Frank V. Sica Management For Voted - For
1g Elect Director Stephanie A. Streeter Management For Voted - For
1h Elect Director Nina G. Vaca Management For Voted - For
1i Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Clawback of Incentive Payments Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
KRAFT FOODS GROUP, INC.
SECURITY ID: 50076Q106 TICKER: KRFT
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Abelardo E. Bru Management For Voted - For
1.1b Elect Director John T. Cahill Management For Voted - For
1.1c Elect Director L. Kevin Cox Management For Voted - For
1.1d Elect Director Myra M. Hart Management For Voted - For
1.1e Elect Director Peter B. Henry Management For Voted - For
1.1f Elect Director Jeanne P. Jackson Management For Voted - For
1.1g Elect Director Terry J. Lundgren Management For Voted - For
1.1h Elect Director Mackey J. McDonald Management For Voted - For
1.1i Elect Director John C. Pope Management For Voted - For
1.1j Elect Director E. Follin Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Risks Associated with Use of Battery
Cages in Supply Chain Shareholder Against Voted - For
5 Report on Supply Chain Impact on Deforestation Shareholder Against Voted - For
6 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
7 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
L BRANDS, INC.
SECURITY ID: 501797104 TICKER: LB
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director E. Gordon Gee Management For Voted - For
1.2 Elect Director Stephen D. Steinour Management For Voted - For
1.3 Elect Director Allan R. Tessler Management For Voted - For
1.4 Elect Director Abigail S. Wexner Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY ID: 502424104 TICKER: LLL
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Ann E. Dunwoody Management For Voted - For
1.1b Elect Director Lewis Kramer Management For Voted - For
1.1c Elect Director Robert B. Millard Management For Voted - For
1.1d Elect Director Vincent Pagano, Jr. Management For Voted - For
1.1e Elect Director H. Hugh Shelton Management For Voted - For
1.1f Elect Director Arthur L. Simon Management For Voted - For
1.1g Elect Director Michael T. Strianese Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
5 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
LABORATORY CORPORATION OF AMERICA HOLDINGS
SECURITY ID: 50540R409 TICKER: LH
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director Kerrii B. Anderson Management For Voted - For
1b Elect Director Jean-Luc Belingard Management For Voted - For
1c Elect Director D. Gary Gilliland Management For Voted - For
1d Elect Director David P. King Management For Voted - For
1e Elect Director Garheng Kong Management For Voted - For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For Voted - For
1g Elect Director Peter M. Neupert Management For Voted - For
1h Elect Director Adam H. Schechter Management For Voted - For
1i Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LAM RESEARCH CORPORATION
SECURITY ID: 512807108 TICKER: LRCX
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Elect Director Martin B. Anstice Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Michael R. Cannon Management For Voted - For
1.4 Elect Director Youssef A. El-Mansy Management For Voted - For
1.5 Elect Director Christine A. Heckart Management For Voted - For
1.6 Elect Director Grant M. Inman Management For Voted - For
1.7 Elect Director Catherine P. Lego Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Stephen G. Newberry Management For Voted - For
1.9 Elect Director Krishna C. Saraswat Management For Voted - For
1.10 Elect Director William R. Spivey Management For Voted - For
1.11 Elect Director Abhijit Y. Talwalkar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LEGG MASON, INC.
SECURITY ID: 524901105 TICKER: LM
Meeting Date: 29-Jul-14 Meeting Type: Annual
1.1 Elect Director Robert E. Angelica Management For Voted - For
1.2 Elect Director Carol Anthony ('John') Davidson Management For Voted - For
1.3 Elect Director Barry W. Huff Management For Voted - For
1.4 Elect Director Dennis M. Kass Management For Voted - For
1.5 Elect Director Cheryl Gordon Krongard Management For Voted - For
1.6 Elect Director John V. Murphy Management For Voted - For
1.7 Elect Director John H. Myers Management For Voted - For
1.8 Elect Director Nelson Peltz Management For Voted - For
1.9 Elect Director W. Allen Reed Management For Voted - For
1.10 Elect Director Margaret Milner Richardson Management For Voted - For
1.11 Elect Director Kurt L. Schmoke Management For Voted - For
1.12 Elect Director Joseph A. Sullivan Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
LEGGETT & PLATT, INCORPORATED
SECURITY ID: 524660107 TICKER: LEG
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Robert E. Brunner Management For Voted - For
1b Elect Director Robert G. Culp, III Management For Voted - For
1c Elect Director R. Ted Enloe, III Management For Voted - For
1d Elect Director Manuel A. Fernandez Management For Voted - For
1e Elect Director Richard T. Fisher Management For Voted - For
1f Elect Director Matthew C. Flanigan Management For Voted - For
1g Elect Director Karl G. Glassman Management For Voted - For
1h Elect Director David S. Haffner Management For Voted - For
1i Elect Director Joseph W. McClanathan Management For Voted - For
1j Elect Director Judy C. Odom Management For Voted - For
1k Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LINCOLN NATIONAL CORPORATION
SECURITY ID: 534187109 TICKER: LNC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director George W. Henderson, III Management For Voted - For
1.2 Elect Director Eric G. Johnson Management For Voted - For
1.3 Elect Director M. Leanne Lachman Management For Voted - For
1.4 Elect Director Isaiah Tidwell Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LOCKHEED MARTIN CORPORATION
SECURITY ID: 539830109 TICKER: LMT
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director Daniel F. Akerson Management For Voted - For
1.1b Elect Director Nolan D. Archibald Management For Voted - For
1.1c Elect Director Rosalind G. Brewer Management For Voted - For
1.1d Elect Director David B. Burritt Management For Voted - For
1.1e Elect Director James O. Ellis, Jr. Management For Voted - For
1.1f Elect Director Thomas J. Falk Management For Voted - For
1.1g Elect Director Marillyn A. Hewson Management For Voted - For
1.1h Elect Director Gwendolyn S. King Management For Voted - For
1.1i Elect Director James M. Loy Management For Voted - For
1.1j Elect Director Joseph W. Ralston Management For Voted - For
1.1k Elect Director Anne Stevens Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
LOEWS CORPORATION
SECURITY ID: 540424108 TICKER: L
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
1d Elect Director Charles D. Davidson Management For Voted - For
1e Elect Director Charles M. Diker Management For Voted - For
1f Elect Director Jacob A. Frenkel Management For Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Paul J. Fribourg Management For Voted - For
1h Elect Director Walter L. Harris Management For Voted - Against
1i Elect Director Philip A. Laskawy Management For Voted - For
1j Elect Director Ken Miller Management For Voted - For
1k Elect Director Andrew H. Tisch Management For Voted - For
1l Elect Director James S. Tisch Management For Voted - For
1m Elect Director Jonathan M. Tisch Management For Voted - For
1n Elect Director Anthony Welters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
LORILLARD, INC.
SECURITY ID: 544147101 TICKER: LO
Meeting Date: 28-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
LOWE'S COMPANIES, INC.
SECURITY ID: 548661107 TICKER: LOW
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Elect Director Raul Alvarez Management For Voted - For
1.2 Elect Director David W. Bernauer Management For Voted - For
1.3 Elect Director Angela F. Braly Management For Voted - For
1.4 Elect Director Laurie Z. Douglas Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Robert L. Johnson Management For Voted - For
1.7 Elect Director Marshall O. Larsen Management For Voted - For
1.8 Elect Director Richard K. Lochridge Management For Voted - For
1.9 Elect Director James H. Morgan Management For Voted - For
1.10 Elect Director Robert A. Niblock Management For Voted - For
1.11 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
LYONDELLBASELL INDUSTRIES NV
SECURITY ID: N53745100 TICKER: LYB
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Robin Buchanan Supervisory Board Management For Voted - For
1b Elect Stephen F. Cooper to Supervisory Board Management For Voted - For
1c Elect Isabella D. Goren to Supervisory Board Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Robert G. Gwin to Supervisory Board Management For Voted - For
2a Elect Kevin W. Brown to Management Board Management For Voted - For
2b Elect Jeffrey A. Kaplan to Management Board Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Management Board Management For Voted - For
5 Approve Discharge of Supervisory Board Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 Approve Dividends of USD 2.80 Per Share Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Authorize Board to Issue Shares up to 20 Percent of
Authorized Capital Management For Voted - For
11 Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - Against
12 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
MACY'S, INC.
SECURITY ID: 55616P104 TICKER: M
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director John A. Bryant Management For Voted - For
1c Elect Director Deirdre P. Connelly Management For Voted - For
1d Elect Director Meyer Feldberg Management For Voted - For
1e Elect Director Leslie D. Hale Management For Voted - For
1f Elect Director Sara Levinson Management For Voted - For
1g Elect Director Terry J. Lundgren Management For Voted - For
1h Elect Director Joseph Neubauer Management For Voted - For
1i Elect Director Joyce M. Roche Management For Voted - For
1j Elect Director Paul C. Varga Management For Voted - For
1k Elect Director Craig E. Weatherup Management For Voted - For
1l Elect Director Marna C. Whittington Management For Voted - For
1m Elect Director Annie Young-Scrivner Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MARATHON OIL CORPORATION
SECURITY ID: 565849106 TICKER: MRO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director Gregory H. Boyce Management For Voted - For
1.1b Elect Director Pierre Brondeau Management For Voted - For
1.1c Elect Director Chadwick C. Deaton Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1d Elect Director Marcela E. Donadio Management For Voted - For
1.1e Elect Director Philip Lader Management For Voted - For
1.1f Elect Director Michael E. J. Phelps Management For Voted - For
1.1g Elect Director Dennis H. Reilley Management For Voted - For
1.1h Elect Director Lee M. Tillman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director David A. Daberko Management For Voted - For
1.2 Elect Director Donna A. James Management For Voted - For
1.3 Elect Director James E. Rohr Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
MARRIOTT INTERNATIONAL, INC.
SECURITY ID: 571903202 TICKER: MAR
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director J.W. Marriott, Jr. Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Deborah Marriott Harrison Management For Voted - For
1.4 Elect Director Frederick A. 'Fritz' Henderson Management For Voted - For
1.5 Elect Director Lawrence W. Kellner Management For Voted - For
1.6 Elect Director Debra L. Lee Management For Voted - For
1.7 Elect Director George Munoz Management For Voted - For
1.8 Elect Director Steven S. Reinemund Management For Voted - For
1.9 Elect Director W. Mitt Romney Management For Voted - For
1.10 Elect Director Arne M. Sorenson Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MARSH & MCLENNAN COMPANIES, INC.
SECURITY ID: 571748102 TICKER: MMC
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Oscar Fanjul Management For Voted - For
1b Elect Director Daniel S. Glaser Management For Voted - For
1c Elect Director H. Edward Hanway Management For Voted - For
1d Elect Director Lord Lang of Monkton Management For Voted - For
1e Elect Director Elaine La Roche Management For Voted - For
1f Elect Director Maria Silvia Bastos Marques Management For Voted - For
1g Elect Director Steven A. Mills Management For Voted - For
1h Elect Director Bruce P. Nolop Management For Voted - For
1i Elect Director Marc D. Oken Management For Voted - For
1j Elect Director Morton O. Schapiro Management For Voted - For
1k Elect Director Lloyd M. Yates Management For Voted - For
1l Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
MASCO CORPORATION
SECURITY ID: 574599106 TICKER: MAS
Meeting Date: 04-May-15 Meeting Type: Annual
1a Elect Director Mark R. Alexander Management For Voted - For
1b Elect Director Richard A. Manoogian Management For Voted - For
1c Elect Director John C. Plant Management For Voted - For
1d Elect Director Mary Ann Van Lokeren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
MATTEL, INC.
SECURITY ID: 577081102 TICKER: MAT
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Michael J. Dolan Management For Voted - For
1b Elect Director Trevor A. Edwards Management For Voted - For
1c Elect Director Frances D. Fergusson Management For Voted - For
1d Elect Director Ann Lewnes Management For Voted - For
1e Elect Director Dominic Ng Management For Voted - For
1f Elect Director Vasant M. Prabhu Management For Voted - For
1g Elect Director Dean A. Scarborough Management For Voted - For
1h Elect Director Christopher A. Sinclair Management For Voted - For
1i Elect Director Dirk Van de Put Management For Voted - For
1j Elect Director Kathy White Loyd Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b Elect Director Stephen J. Easterbrook Management For Voted - For
1c Elect Director Robert A. Eckert Management For Voted - For
1d Elect Director Margaret (Margo) H. Georgiadis Management For Voted - For
1e Elect Director Enrique Hernandez, Jr. Management For Voted - For
1f Elect Director Jeanne P. Jackson Management For Voted - For
1g Elect Director Richard H. Lenny Management For Voted - For
1h Elect Director Walter E. Massey Management For Voted - For
1i Elect Director Andrew J. McKenna Management For Voted - For
1j Elect Director Sheila A. Penrose Management For Voted - For
1k Elect Director John W. Rogers, Jr. Management For Voted - For
1l Elect Director Roger W. Stone Management For Voted - For
1m Elect Director Miles D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Proxy Access Shareholder Against Voted - For
7 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
8 Educate Public About GMO Benefits Shareholder Against Voted - Against
9 Report on Practices to Mitigate Palm Oil Sourcing
Impacts Shareholder Against Voted - Against
MCKESSON CORPORATION
SECURITY ID: 58155Q103 TICKER: MCK
Meeting Date: 30-Jul-14 Meeting Type: Annual
1a Elect Director Andy D. Bryant Management For Voted - For
1b Elect Director Wayne A. Budd Management For Voted - For
1c Elect Director N. Anthony Coles Management For Voted - For
1d Elect Director John H. Hammergren Management For Voted - For
1e Elect Director Alton F. Irby, III Management For Voted - For
1f Elect Director M. Christine Jacobs Management For Voted - For
1g Elect Director Marie L. Knowles Management For Voted - For
1h Elect Director David M. Lawrence Management For Voted - For
1i Elect Director Edward A. Mueller Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
MEADWESTVACO CORPORATION
SECURITY ID: 583334107 TICKER: MWV
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Approve Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
MEDTRONIC, INC.
SECURITY ID: 585055106 TICKER: MDT
Meeting Date: 21-Aug-14 Meeting Type: Annual
1.1 Elect Director Richard H. Anderson Management For Voted - For
1.2 Elect Director Scott C. Donnelly Management For Voted - For
1.3 Elect Director Omar Ishrak Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director Michael O. Leavitt Management For Voted - For
1.6 Elect Director James T. Lenehan Management For Voted - For
1.7 Elect Director Denise M. O'Leary Management For Voted - For
1.8 Elect Director Kendall J. Powell Management For Voted - For
1.9 Elect Director Robert C. Pozen Management For Voted - For
1.10 Elect Director Preetha Reddy Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
6 Reduce Supermajority Vote Requirement for
Establishing Range For Board Size Management For Voted - For
7 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
8 Reduce Supermajority Vote Requirement for Amendment
of Articles Management For Voted - For
Meeting Date: 06-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Reduction of Share Premium Account Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
4 Adjourn Meeting Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MERCK & CO., INC.
SECURITY ID: 58933Y105 TICKER: MRK
Meeting Date: 26-May-15 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Kenneth C. Frazier Management For Voted - For
1d Elect Director Thomas H. Glocer Management For Voted - For
1e Elect Director William B. Harrison, Jr. Management For Voted - For
1f Elect Director C. Robert Kidder Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Carlos E. Represas Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Craig B. Thompson Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
METLIFE, INC.
SECURITY ID: 59156R108 TICKER: MET
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Cheryl W. Grise Management For Voted - For
1.2 Elect Director Carlos M. Gutierrez Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director Steven A. Kandarian Management For Voted - For
1.5 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.6 Elect Director Edward J. Kelly, III Management For Voted - For
1.7 Elect Director William E. Kennard Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director Catherine R. Kinney Management For Voted - For
1.10 Elect Director Denise M. Morrison Management For Voted - For
1.11 Elect Director Kenton J. Sicchitano Management For Voted - For
1.12 Elect Director Lulu C. Wang Management For Voted - For
2a Reduce Supermajority Vote Requirement to Amend
Certificate of Incorporation Management For Voted - For
2b Reduce Supermajority Vote Requirement to Amend
Bylaws Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MICROCHIP TECHNOLOGY INCORPORATED
SECURITY ID: 595017104 TICKER: MCHP
Meeting Date: 25-Aug-14 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Esther L. Johnson Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICRON TECHNOLOGY, INC.
SECURITY ID: 595112103 TICKER: MU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1.1 Elect Director Robert L. Bailey Management For Voted - For
1.2 Elect Director Richard M. Beyer Management For Voted - For
1.3 Elect Director Patrick J. Byrne Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director D. Warren A. East Management For Voted - For
1.6 Elect Director Mercedes Johnson Management For Voted - For
1.7 Elect Director Lawrence N. Mondry Management For Voted - For
1.8 Elect Director Robert E. Switz Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Eliminate Cumulative Voting Management For Voted - Against
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 03-Dec-14 Meeting Type: Annual
1.1 Elect Director William H. Gates lll Management For Voted - For
1.2 Elect Director Maria M. Klawe Management For Voted - For
1.3 Elect Director Teri L. List-Stoll Management For Voted - For
1.4 Elect Director G. Mason Morfit Management For Voted - For
1.5 Elect Director Satya Nadella Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Helmut Panke Management For Voted - For
1.8 Elect Director Charles W. Scharf Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director John W. Stanton Management For Voted - For
1.10 Elect Director John W. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - Against
MOLSON COORS BREWING COMPANY
SECURITY ID: 60871R209 TICKER: TAP
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Roger G. Eaton Management For Voted - For
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
SECURITY ID: 609207105 TICKER: MDLZ
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Lewis W.K. Booth Management For Voted - For
1c Elect Director Lois D. Juliber Management For Voted - For
1d Elect Director Mark D. Ketchum Management For Voted - For
1e Elect Director Jorge S. Mesquita Management For Voted - For
1f Elect Director Joseph Neubauer Management For Voted - For
1g Elect Director Nelson Peltz Management For Voted - For
1h Elect Director Fredric G. Reynolds Management For Voted - For
1i Elect Director Irene B. Rosenfeld Management For Voted - For
1j Elect Director Patrick T. Siewert Management For Voted - For
1k Elect Director Ruth J. Simmons Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
MORGAN STANLEY
SECURITY ID: 617446448 TICKER: MS
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Erskine B. Bowles Management For Voted - For
1b Elect Director Thomas H. Glocer Management For Voted - For
1c Elect Director James P. Gorman Management For Voted - For
1d Elect Director Robert H. Herz Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Klaus Kleinfeld Management For Voted - For
1f Elect Director Jami Miscik Management For Voted - For
1g Elect Director Donald T. Nicolaisen Management For Voted - For
1h Elect Director Hutham S. Olayan Management For Voted - For
1i Elect Director James W. Owens Management For Voted - For
1j Elect Director Ryosuke Tamakoshi Management For Voted - For
1k Elect Director Masaaki Tanaka Management For Voted - For
1l Elect Director Perry M. Traquina Management For Voted - For
1m Elect Director Laura D. Tyson Management For Voted - For
1n Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
7 Report on Certain Vesting Program Shareholder Against Voted - For
MOTOROLA SOLUTIONS, INC.
SECURITY ID: 620076307 TICKER: MSI
Meeting Date: 18-May-15 Meeting Type: Annual
1a Elect Director Gregory Q. Brown Management For Voted - For
1b Elect Director Kenneth C. Dahlberg Management For Voted - For
1c Elect Director Michael V. Hayden Management For Voted - For
1d Elect Director Clayton M. Jones Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Anne R. Pramaggiore Management For Voted - For
1g Elect Director Samuel C. Scott, III Management For Voted - For
1h Elect Director Bradley E. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MURPHY OIL CORPORATION
SECURITY ID: 626717102 TICKER: MUR
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director T. Jay Collins Management For Voted - For
1b Elect Director Steven A. Cosse Management For Voted - For
1c Elect Director Claiborne P. Deming Management For Voted - For
1d Elect Director Lawrence R. Dickerson Management For Voted - For
1e Elect Director Roger W. Jenkins Management For Voted - For
1f Elect Director James V. Kelley Management For Voted - For
1g Elect Director Walentin Mirosh Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director R. Madison Murphy Management For Voted - For
1i Elect Director Jeffrey W. Nolan Management For Voted - For
1j Elect Director Neal E. Schmale Management For Voted - For
1k Elect Director Laura A. Sugg Management For Voted - For
1l Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
MYLAN INC.
SECURITY ID: 628530107 TICKER: MYL
Meeting Date: 29-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
NABORS INDUSTRIES LTD.
SECURITY ID: G6359F103 TICKER: NBR
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director James R. Crane Management For Voted - Withheld
1.2 Elect Director John P. Kotts Management For Voted - Withheld
1.3 Elect Director Michael C. Linn Management For Voted - Withheld
1.4 Elect Director Anthony G. Petrello Management For Voted - Withheld
1.5 Elect Director Dag Skattum Management For Voted - For
1.6 Elect Director Howard Wolf Management For Voted - Withheld
1.7 Elect Director John Yearwood Management For Voted - Withheld
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Auditors Management For Voted - For
3 Approve Broker Non-Vote Bye-law Amendment Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Adopt Retention Ratio for Executives Shareholder Against Voted - For
6 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - For
7 Report on Sustainability, Including Goals and ESG
Link to Executive Compensation Shareholder Against Voted - For
8 Adopt Proxy Access Right Shareholder Against Voted - For
9 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL OILWELL VARCO, INC.
SECURITY ID: 637071101 TICKER: NOV
Meeting Date: 13-May-15 Meeting Type: Annual
1A Elect Director Clay C. Williams Management For Voted - For
1B Elect Director Greg L. Armstrong Management For Voted - For
1C Elect Director Robert E. Beauchamp Management For Voted - For
1D Elect Director Marcela E. Donadio Management For Voted - For
1E Elect Director Ben A. Guill Management For Voted - For
1F Elect Director David D. Harrison Management For Voted - For
1G Elect Director Roger L. Jarvis Management For Voted - For
1H Elect Director Eric L. Mattson Management For Voted - For
1I Elect Director Jeffery A. Smisek Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NAVIENT CORPORATION
SECURITY ID: 63938C108 TICKER: NAVI
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director John K. Adams, Jr. Management For Voted - For
1b Elect Director Ann Torre Bates Management For Voted - For
1c Elect Director Anna Escobedo Cabral Management For Voted - For
1d Elect Director William M. Diefenderfer, III Management For Voted - For
1e Elect Director Diane Suitt Gilleland Management For Voted - For
1f Elect Director Katherine A. Lehman Management For Voted - For
1g Elect Director Linda A. Mills Management For Voted - For
1h Elect Director Barry A. Munitz Management For Voted - For
1i Elect Director John (Jack) F. Remondi Management For Voted - For
1j Elect Director Steven L. Shapiro Management For Voted - For
1k Elect Director Jane J. Thompson Management For Voted - For
1l Elect Director Laura S. Unger Management For Voted - For
1m Elect Director Barry L. Williams Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Amend Omnibus Stock Plan Management For Voted - For
NETAPP, INC.
SECURITY ID: 64110D104 TICKER: NTAP
Meeting Date: 05-Sep-14 Meeting Type: Annual
1a Elect Director Thomas Georgens Management For Voted - For
1b Elect Director T. Michael Nevens Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Jeffry R. Allen Management For Voted - For
1d Elect Director Tor R. Braham Management For Voted - For
1e Elect Director Alan L. Earhart Management For Voted - For
1f Elect Director Gerald Held Management For Voted - For
1g Elect Director Kathryn M. Hill Management For Voted - For
1h Elect Director George T. Shaheen Management For Voted - For
1i Elect Director Robert T. Wall Management For Voted - For
1j Elect Director Richard P. Wallace Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Establish Public Policy Board Committee Shareholder Against Voted - Against
7 Ratify Auditors Management For Voted - For
NEWELL RUBBERMAID INC.
SECURITY ID: 651229106 TICKER: NWL
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Thomas E. Clarke Management For Voted - For
1b Elect Director Kevin C. Conroy Management For Voted - For
1c Elect Director Scott S. Cowen Management For Voted - For
1d Elect Director Michael T. Cowhig Management For Voted - For
1e Elect Director Domenico De Sole Management For Voted - For
1f Elect Director Cynthia A. Montgomery Management For Voted - For
1g Elect Director Christopher D. O'Leary Management For Voted - For
1h Elect Director Jose Ignacio Perez-Lizaur Management For Voted - For
1i Elect Director Michael B. Polk Management For Voted - For
1j Elect Director Steven J. Strobel Management For Voted - For
1k Elect Director Michael A. Todman Management For Voted - For
1l Elect Director Raymond G. Viault Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Articles Call Special Meetings Shareholder Against Voted - For
NEWFIELD EXPLORATION COMPANY
SECURITY ID: 651290108 TICKER: NFX
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Lee K. Boothby Management For Voted - For
1b Elect Director Pamela J. Gardner Management For Voted - For
1c Elect Director John Randolph Kemp, III Management For Voted - For
1d Elect Director Steven W. Nance Management For Voted - For
1e Elect Director Thomas G. Ricks Management For Voted - For
1f Elect Director Juanita M. Romans Management For Voted - For
1g Elect Director John W. Schanck Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director J. Terry Strange Management For Voted - For
2 Ratify PricewaterhousCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5A Amend Omnibus Stock Plan Management For Voted - For
5B Amend Executive Incentive Bonus Plan Management For Voted - For
6A Increase Authorized Common Stock Management For Voted - For
6B Increase Authorized Preferred Stock Management For Voted - Against
NEWMONT MINING CORPORATION
SECURITY ID: 651639106 TICKER: NEM
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Bruce R. Brook Management For Voted - For
1.2 Elect Director J. Kofi Bucknor Management For Voted - For
1.3 Elect Director Vincent A. Calarco Management For Voted - For
1.4 Elect Director Alberto Calderon Management For Voted - For
1.5 Elect Director Joseph A. Carrabba Management For Voted - For
1.6 Elect Director Noreen Doyle Management For Voted - For
1.7 Elect Director Gary J. Goldberg Management For Voted - For
1.8 Elect Director Veronica M. Hagen Management For Voted - For
1.9 Elect Director Jane Nelson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEXTERA ENERGY, INC.
SECURITY ID: 65339F101 TICKER: NEE
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director Robert M. Beall, II Management For Voted - For
1c Elect Director James L. Camaren Management For Voted - For
1d Elect Director Kenneth B. Dunn Management For Voted - For
1.e Elect Director Naren K. Gursahaney Management For Voted - For
1f Elect Director Kirk S. Hachigian Management For Voted - For
1g Elect Director Toni Jennings Management For Voted - For
1h Elect Director Amy B. Lane Management For Voted - For
1i Elect Director James L. Robo Management For Voted - For
1j Elect Director Rudy E. Schupp Management For Voted - For
1k Elect Director John L. Skolds Management For Voted - For
1l Elect Director William H. Swanson Management For Voted - For
1m Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Amend Charter to Eliminate Supermajority Vote
Requirement and Provide that the Vote Required is a
Majority of Outstanding Shares, For Shareholder
Approval of Certain Amendments to the Charter Management For Voted - For
7 Amend Charter to Eliminate the 'for cause'
Requirement for the Removal of a Director Management For Voted - For
8 Amend Right to Call Special Meeting Management For Voted - Against
9 Report on Political Contributions Shareholder Against Voted - For
10 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
NIELSEN N.V.
SECURITY ID: N63218106 TICKER: NLSN
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Amend Articles of Association in Connection with
the Merger and Authorize Any and All Lawyers and
(Deputy) Civil Law Notaries Practicing at Clifford
Chance, LLP to Execute the Notarial Deed of
Amendment of the Articles of Association Management For Voted - For
2 Approve Corporate Reorganization Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Board of Directors Management For Voted - For
5a Elect Director James A. Attwood, Jr. Management For Voted - For
5b Elect Director Dwight M. Barns Management For Voted - For
5c Elect Director David L. Calhoun Management For Voted - For
5d Elect Director Karen M. Hoguet Management For Voted - For
5e Elect Director James M. Kilts Management For Voted - For
5f Elect Director Harish Manwani Management For Voted - For
5g Elect Director Kathryn V. Marinello Management For Voted - For
5h Elect Director Alexander Navab Management For Voted - For
5i Elect Director Robert C. Pozen Management For Voted - For
5j Elect Director Vivek Y. Ranadive Management For Voted - For
5k Elect Director Javier G. Teruel Management For Voted - For
6 Ratify Ernst & Young LLP as Auditors Management For Voted - For
7 Appoint Ernst and Young Accountants LLP to Audit
the Dutch Statutory Annual Accounts Management For Voted - For
8 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
9 Advisory Vote to Approve Remuneration of Executives Management For Voted - For
NISOURCE INC.
SECURITY ID: 65473P105 TICKER: NI
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Director Richard A. Abdoo Management For Voted - For
2 Elect Director Aristides S. Candris Management For Voted - For
3 Elect Director Sigmund L. Cornelius Management For Voted - For
4 Elect Director Michael E. Jesanis Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Elect Director Marty R. Kittrell Management For Voted - For
6 Elect Director W. Lee Nutter Management For Voted - For
7 Elect Director Deborah S. Parker Management For Voted - For
8 Elect Director Robert C. Skaggs, Jr. Management For Voted - For
9 Elect Director Teresa A.Taylor Management For Voted - For
10 Elect Director Richard L. Thompson Management For Voted - For
11 Elect Director Carolyn Y. Woo Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
14 Provide Right to Call Special Meeting Management For Voted - For
15 Approve Decrease in Size of Board Management For Voted - For
16 Amend Omnibus Stock Plan Management For Voted - For
17 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
18 Report on Political Contributions Shareholder Against Voted - For
NOBLE CORPORATION PLC
SECURITY ID: G65431101 TICKER: NE
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Authorize Share Repurchase Program Management For Voted - For
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Elect Director Julie H. Edwards Management For Voted - For
2 Elect Director Scott D. Josey Management For Voted - For
3 Elect Director Jon A. Marshall Management For Voted - For
4 Elect Director Mary P. Ricciardello Management For Voted - For
5 Elect Director David W. Williams Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Ratify PricewaterhouseCoopers LLP as Statutory
Auditor Management For Voted - For
8 Authorize Audit Committee to Fix Remuneration of
Statutory Auditors Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
10 Advisory Vote to Ratify Directors' Compensation
Report Management For Voted - Against
11 Approve Omnibus Stock Plan Management For Voted - For
NOBLE ENERGY, INC.
SECURITY ID: 655044105 TICKER: NBL
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Berenson Management For Voted - For
1.2 Elect Director Michael A. Cawley Management For Voted - For
1.3 Elect Director Edward F. Cox Management For Voted - For
1.4 Elect Director Thomas J. Edelman Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Eric P. Grubman Management For Voted - For
1.6 Elect Director Kirby L. Hedrick Management For Voted - For
1.7 Elect Director David L. Stover Management For Voted - For
1.8 Elect Director Scott D. Urban Management For Voted - For
1.9 Elect Director William T. Van Kleef Management For Voted - For
1.10 Elect Director Molly K. Williamson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
8 Report on Impacts of and Plans to Align with Global
Climate Change Policy Shareholder Against Voted - For
NORDSTROM, INC.
SECURITY ID: 655664100 TICKER: JWN
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Shellye L. Archambeau Management For Voted - For
1b Elect Director Phyllis J. Campbell Management For Voted - For
1c Elect Director Michelle M. Ebanks Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director Robert G. Miller Management For Voted - For
1f Elect Director Blake W. Nordstrom Management For Voted - For
1g Elect Director Erik B. Nordstrom Management For Voted - For
1h Elect Director Peter E. Nordstrom Management For Voted - For
1i Elect Director Philip G. Satre Management For Voted - For
1j Elect Director Brad D. Smith Management For Voted - For
1k Elect Director B. Kevin Turner Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
1m Elect Director Alison A. Winter Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORFOLK SOUTHERN CORPORATION
SECURITY ID: 655844108 TICKER: NSC
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Wesley G. Bush Management For Voted - For
1.5 Elect Director Daniel A. Carp Management For Voted - For
1.6 Elect Director Karen N. Horn Management For Voted - For
1.7 Elect Director Steven F. Leer Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Michael D. Lockhart Management For Voted - For
1.9 Elect Director Amy E. Miles Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - For
1.11 Elect Director Martin H. Nesbitt Management For Voted - For
1.12 Elect Director James A. Squires Management For Voted - For
1.13 Elect Director John R. Thompson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
NORTHERN TRUST CORPORATION
SECURITY ID: 665859104 TICKER: NTRS
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1a Elect Director Linda Walker Bynoe Management For Voted - For
1.1b Elect Director Susan Crown Management For Voted - For
1.1c Elect Director Dean M. Harrison Management For Voted - For
1.1d Elect Director Dipak C. Jain Management For Voted - For
1.1e Elect Director Jose Luis Prado Management For Voted - For
1.1f Elect Director John W. Rowe Management For Voted - For
1.1g Elect Director Martin P. Slark Management For Voted - For
1.1h Elect Director David H. B. Smith, Jr. Management For Voted - For
1.1i Elect Director Donald Thompson Management For Voted - For
1.1j Elect Director Charles A. Tribbett, III Management For Voted - For
1.1k Elect Director Frederick H. Waddell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Political
Contributions Shareholder Against Voted - For
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Marianne C. Brown Management For Voted - For
1.3 Elect Director Victor H. Fazio Management For Voted - For
1.4 Elect Director Donald E. Felsinger Management For Voted - For
1.5 Elect Director Bruce S. Gordon Management For Voted - For
1.6 Elect Director William H. Hernandez Management For Voted - For
1.7 Elect Director Madeleine A. Kleiner Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Richard B. Myers Management For Voted - For
1.10 Elect Director Gary Roughead Management For Voted - For
1.11 Elect Director Thomas M. Schoewe Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director James S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
NRG ENERGY, INC.
SECURITY ID: 629377508 TICKER: NRG
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director E. Spencer Abraham Management For Voted - For
1.2 Elect Director Kirbyjon H. Caldwell Management For Voted - For
1.3 Elect Director Lawrence S. Coben Management For Voted - For
1.4 Elect Director Howard E. Cosgrove Management For Voted - For
1.5 Elect Director David Crane Management For Voted - For
1.6 Elect Director Terry G. Dallas Management For Voted - For
1.7 Elect Director William E. Hantke Management For Voted - For
1.8 Elect Director Paul W. Hobby Management For Voted - For
1.9 Elect Director Edward R. Muller Management For Voted - For
1.10 Elect Director Anne C. Schaumburg Management For Voted - For
1.11 Elect Director Evan J. Silverstein Management For Voted - For
1.12 Elect Director Thomas H. Weidemeyer Management For Voted - For
1.13 Elect Director Walter R. Young Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
NUCOR CORPORATION
SECURITY ID: 670346105 TICKER: NUE
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director John J. Ferriola Management For Voted - For
1.2 Elect Director Harvey B. Gantt Management For Voted - For
1.3 Elect Director Gregory J. Hayes Management For Voted - For
1.4 Elect Director Victoria F. Haynes Management For Voted - For
1.5 Elect Director Bernard L. Kasriel Management For Voted - For
1.6 Elect Director Christopher J. Kearney Management For Voted - For
1.7 Elect Director Raymond J. Milchovich Management For Voted - For
1.8 Elect Director John H. Walker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Political Contributions Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NVIDIA CORPORATION
SECURITY ID: 67066G104 TICKER: NVDA
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director William J. Miller Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
SECURITY ID: 674599105 TICKER: OXY
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Spencer Abraham Management For Voted - For
1.2 Elect Director Howard I. Atkins Management For Voted - For
1.3 Elect Director Eugene L. Batchelder Management For Voted - For
1.4 Elect Director Stephen I. Chazen Management For Voted - For
1.5 Elect Director John E. Feick Management For Voted - For
1.6 Elect Director Margaret M. Foran Management For Voted - For
1.7 Elect Director Carlos M. Gutierrez Management For Voted - For
1.8 Elect Director William R. Klesse Management For Voted - For
1.9 Elect Director Avedick B. Poladian Management For Voted - For
1.10 Elect Director Elisse B. Walter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Claw-back of Payments under Restatements Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Methane and Flaring Emissions Management
and Reduction Targets Shareholder Against Voted - For
8 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OMNICOM GROUP INC.
SECURITY ID: 681919106 TICKER: OMC
Meeting Date: 18-May-15 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Errol M. Cook Management For Voted - For
1.8 Elect Director Susan S. Denison Management For Voted - For
1.9 Elect Director Michael A. Henning Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - For
1.12 Elect Director Linda Johnson Rice Management For Voted - For
1.13 Elect Director Gary L. Roubos Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
ONEOK, INC.
SECURITY ID: 682680103 TICKER: OKE
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director James C. Day Management For Voted - For
1.2 Elect Director Julie H. Edwards Management For Voted - For
1.3 Elect Director William L. Ford Management For Voted - For
1.4 Elect Director John W. Gibson Management For Voted - For
1.5 Elect Director Steven J. Malcolm Management For Voted - For
1.6 Elect Director Jim W. Mogg Management For Voted - For
1.7 Elect Director Pattye L. Moore Management For Voted - For
1.8 Elect Director Gary D. Parker Management For Voted - For
1.9 Elect Director Eduardo A. Rodriguez Management For Voted - For
1.10 Elect Director Terry K. Spencer Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ORACLE CORPORATION
SECURITY ID: 68389X105 TICKER: ORCL
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director H. Raymond Bingham Management For Voted - Withheld
1.3 Elect Director Michael J. Boskin Management For Voted - Withheld
1.4 Elect Director Safra A. Catz Management For Voted - For
1.5 Elect Director Bruce R. Chizen Management For Voted - Withheld
1.6 Elect Director George H. Conrades Management For Voted - For
1.7 Elect Director Lawrence J. Ellison Management For Voted - For
1.8 Elect Director Hector Garcia-Molina Management For Voted - For
1.9 Elect Director Jeffrey O. Henley Management For Voted - For
1.10 Elect Director Mark V. Hurd Management For Voted - For
1.11 Elect Director Naomi O. Seligman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
5 Adopt Multiple Performance Metrics Under Executive
Incentive Plans Shareholder Against Voted - For
6 Adopt Specific Performance Standards Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
O'REILLY AUTOMOTIVE, INC.
SECURITY ID: 67103H107 TICKER: ORLY
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect Director David O'Reilly Management For Voted - For
1.2 Elect Director Charlie O'Reilly Management For Voted - For
1.3 Elect Director Larry O'Reilly Management For Voted - For
1.4 Elect Director Rosalie O'Reilly Wooten Management For Voted - For
1.5 Elect Director Jay D. Burchfield Management For Voted - For
1.6 Elect Director Thomas T. Hendrickson Management For Voted - For
1.7 Elect Director Paul R. Lederer Management For Voted - For
1.8 Elect Director John R. Murphy Management For Voted - For
1.9 Elect Director Ronald Rashkow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Claw-back Statements under Restatements Shareholder Against Voted - For
OWENS-ILLINOIS, INC.
SECURITY ID: 690768403 TICKER: OI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Gary F. Colter Management For Voted - For
1.2 Elect Director Gordon J. Hardie Management For Voted - For
1.3 Elect Director Peter S. Hellman Management For Voted - For
1.4 Elect Director Anastasia D. Kelly Management For Voted - For
1.5 Elect Director John J. McMackin, Jr. Management For Voted - For
1.6 Elect Director Alan J. Murray Management For Voted - For
1.7 Elect Director Hari N. Nair Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Hugh H. Roberts Management For Voted - For
1.9 Elect Director Albert P. L. Stroucken Management For Voted - For
1.10 Elect Director Carol A. Williams Management For Voted - For
1.11 Elect Director Dennis K. Williams Management For Voted - For
1.12 Elect Director Thomas L. Young Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PACCAR INC
SECURITY ID: 693718108 TICKER: PCAR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Mark C. Pigott Management For Voted - For
1.2 Elect Director Charles R. Williamson Management For Voted - For
1.3 Elect Director Ronald E. Armstrong Management For Voted - For
2 Declassify the Board of Directors Shareholder Against Voted - For
3 Proxy Access Shareholder Against Voted - For
PALL CORPORATION
SECURITY ID: 696429307 TICKER: PLL
Meeting Date: 10-Dec-14 Meeting Type: Annual
1.1 Elect Director Amy E. Alving Management For Voted - For
1.2 Elect Director Robert B. Coutts Management For Voted - For
1.3 Elect Director Mark E. Goldstein Management For Voted - For
1.4 Elect Director Cheryl W. Grise Management For Voted - For
1.5 Elect Director Ronald L. Hoffman Management For Voted - For
1.6 Elect Director Lawrence D. Kingsley Management For Voted - For
1.7 Elect Director Dennis N. Longstreet Management For Voted - For
1.8 Elect Director B. Craig Owens Management For Voted - For
1.9 Elect Director Katharine L. Plourde Management For Voted - For
1.10 Elect Director Edward Travaglianti Management For Voted - For
1.11 Elect Director Bret W. Wise Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PARKER-HANNIFIN CORPORATION
SECURITY ID: 701094104 TICKER: PH
Meeting Date: 22-Oct-14 Meeting Type: Annual
1.1 Elect Director Robert G. Bohn Management For Voted - For
1.2 Elect Director Linda S. Harty Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director William E. Kassling Management For Voted - For
1.4 Elect Director Robert J. Kohlhepp Management For Voted - For
1.5 Elect Director Kevin A. Lobo Management For Voted - For
1.6 Elect Director Klaus-Peter Muller Management For Voted - For
1.7 Elect Director Candy M. Obourn Management For Voted - For
1.8 Elect Director Joseph M. Scaminace Management For Voted - For
1.9 Elect Director Wolfgang R. Schmitt Management For Voted - For
1.10 Elect Director Ake Svensson Management For Voted - For
1.11 Elect Director James L. Wainscott Management For Voted - For
1.12 Elect Director Donald E. Washkewicz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
PAYCHEX, INC.
SECURITY ID: 704326107 TICKER: PAYX
Meeting Date: 15-Oct-14 Meeting Type: Annual
1a Elect Director B. Thomas Golisano Management For Voted - For
1b Elect Director Joseph G. Doody Management For Voted - For
1c Elect Director David J. S. Flaschen Management For Voted - For
1d Elect Director Phillip Horsley Management For Voted - For
1e Elect Director Grant M. Inman Management For Voted - For
1f Elect Director Pamela A. Joseph Management For Voted - For
1g Elect Director Martin Mucci Management For Voted - For
1h Elect Director Joseph M. Tucci Management For Voted - For
1i Elect Director Joseph M. Velli Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
PENTAIR PLC
SECURITY ID: G7S00T104 TICKER: PNR
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Glynis A. Bryan Management For Voted - For
1b Elect Director Jerry W. Burris Management For Voted - For
1c Elect Director Carol Anthony (John) Davidson Management For Voted - For
1d Elect Director Jacques Esculier Management For Voted - For
1e Elect Director T. Michael Glenn Management For Voted - For
1f Elect Director David H. Y. Ho Management For Voted - For
1g Elect Director Randall J. Hogan Management For Voted - For
1h Elect Director David A. Jones Management For Voted - For
1i Elect Director Ronald L. Merriman Management For Voted - For
1j Elect Director William T. Monahan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Billie Ida Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Authorize General Meetings Outside the Republic of
Ireland Management For Voted - For
5 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
SECURITY ID: 712704105 TICKER: PBCT
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director John P. Barnes Management For Voted - For
1.2 Elect Director Collin P. Baron Management For Voted - For
1.3 Elect Director Kevin T. Bottomley Management For Voted - For
1.4 Elect Director George P. Carter Management For Voted - For
1.5 Elect Director William F. Cruger, Jr. Management For Voted - For
1.6 Elect Director John K. Dwight Management For Voted - For
1.7 Elect Director Jerry Franklin Management For Voted - For
1.8 Elect Director Janet M. Hansen Management For Voted - For
1.9 Elect Director Richard M. Hoyt Management For Voted - For
1.10 Elect Director Nancy McAllister Management For Voted - For
1.11 Elect Director Mark W. Richards Management For Voted - For
1.12 Elect Director Kirk W. Walters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
PEPCO HOLDINGS, INC.
SECURITY ID: 713291102 TICKER: POM
Meeting Date: 23-Sep-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting Management For Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Shona L. Brown Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Ian M. Cook Management For Voted - For
1.4 Elect Director Dina Dublon Management For Voted - For
1.5 Elect Director Rona A. Fairhead Management For Voted - For
1.6 Elect Director Richard W. Fisher Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Alberto Ibarguen Management For Voted - For
1.8 Elect Director William R. Johnson Management For Voted - For
1.9 Elect Director Indra K. Nooyi Management For Voted - For
1.10 Elect Director David C. Page Management For Voted - For
1.11 Elect Director Robert C. Pohlad Management For Voted - For
1.12 Elect Director Lloyd G. Trotter Management For Voted - For
1.13 Elect Director Daniel Vasella Management For Voted - For
1.14 Elect Director Alberto Weisser Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Establish a Board Committee on Sustainability Shareholder Against Voted - Against
5 Pro-Rata Vesting of Equity Awards Shareholder Against Voted - For
6 Report on Plans to Minimize Pesticides' Impact on
Pollinators Shareholder Against Voted - Against
PERKINELMER, INC.
SECURITY ID: 714046109 TICKER: PKI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Peter Barrett Management For Voted - For
1b Elect Director Robert F. Friel Management For Voted - For
1c Elect Director Sylvie Gregoire Management For Voted - For
1d Elect Director Nicholas A. Lopardo Management For Voted - For
1e Elect Director Alexis P. Michas Management For Voted - For
1f Elect Director Vicki L. Sato Management For Voted - For
1g Elect Director Kenton J. Sicchitano Management For Voted - For
1h Elect Director Patrick J. Sullivan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PETSMART, INC.
SECURITY ID: 716768106 TICKER: PETM
Meeting Date: 06-Mar-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
PFIZER INC.
SECURITY ID: 717081103 TICKER: PFE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Dennis A. Ausiello Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Frances D. Fergusson Management For Voted - For
1.4 Elect Director Helen H. Hobbs Management For Voted - For
1.5 Elect Director James M. Kilts Management For Voted - For
1.6 Elect Director Shantanu Narayen Management For Voted - For
1.7 Elect Director Suzanne Nora Johnson Management For Voted - For
1.8 Elect Director Ian C. Read Management For Voted - For
1.9 Elect Director Stephen W. Sanger Management For Voted - For
1.10 Elect Director James C. Smith Management For Voted - For
1.11 Elect Director Marc Tessier-Lavigne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - Against
PG&E CORPORATION
SECURITY ID: 69331C108 TICKER: PCG
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect Director Lewis Chew Management For Voted - For
1.2 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.3 Elect Director Fred J. Fowler Management For Voted - For
1.4 Elect Director Maryellen C. Herringer Management For Voted - For
1.5 Elect Director Richard C. Kelly Management For Voted - For
1.6 Elect Director Roger H. Kimmel Management For Voted - For
1.7 Elect Director Richard A. Meserve Management For Voted - For
1.8 Elect Director Forrest E. Miller Management For Voted - For
1.9 Elect Director Rosendo G. Parra Management For Voted - For
1.10 Elect Director Barbara L. Rambo Management For Voted - For
1.11 Elect Director Anne Shen Smith Management For Voted - For
1.12 Elect Director Barry Lawson Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
PHILIP MORRIS INTERNATIONAL INC.
SECURITY ID: 718172109 TICKER: PM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Harold Brown Management For Voted - For
1.2 Elect Director Andre Calantzopoulos Management For Voted - For
1.3 Elect Director Louis C. Camilleri Management For Voted - For
1.4 Elect Director Werner Geissler Management For Voted - For
1.5 Elect Director Jennifer Li Management For Voted - For
1.6 Elect Director Jun Makihara Management For Voted - For
1.7 Elect Director Sergio Marchionne Management For Voted - Against
1.8 Elect Director Kalpana Morparia Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Lucio A. Noto Management For Voted - For
1.10 Elect Director Frederik Paulsen Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Stephen M. Wolf Management For Voted - For
2 Ratify PricewaterhouseCoopers SA as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Anti-Forced Labor Policy for Tobacco Supply
Chain Shareholder Against Voted - Against
PHILLIPS 66
SECURITY ID: 718546104 TICKER: PSX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director J. Brian Ferguson Management For Voted - For
1b Elect Director Harold W. McGraw, III Management For Voted - For
1c Elect Director Victoria J. Tschinkel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
PINNACLE WEST CAPITAL CORPORATION
SECURITY ID: 723484101 TICKER: PNW
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Donald E. Brandt Management For Voted - For
1.2 Elect Director Denis A. Cortese Management For Voted - For
1.3 Elect Director Richard P. Fox Management For Voted - For
1.4 Elect Director Michael L. Gallagher Management For Voted - For
1.5 Elect Director Roy A. Herberger, Jr. Management For Voted - For
1.6 Elect Director Dale E. Klein Management For Voted - For
1.7 Elect Director Humberto S. Lopez Management For Voted - For
1.8 Elect Director Kathryn L. Munro Management For Voted - For
1.9 Elect Director Bruce J. Nordstrom Management For Voted - For
1.10 Elect Director David P. Wagener Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIONEER NATURAL RESOURCES COMPANY
SECURITY ID: 723787107 TICKER: PXD
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Edison C. Buchanan Management For Voted - For
1.2 Elect Director Andrew F. Cates Management For Voted - For
1.3 Elect Director Timothy L. Dove Management For Voted - For
1.4 Elect Director Phillip A. Gobe Management For Voted - For
1.5 Elect Director Larry R. Grillot Management For Voted - For
1.6 Elect Director Stacy P. Methvin Management For Voted - For
1.7 Elect Director Royce W. Mitchell Management For Voted - For
1.8 Elect Director Frank A. Risch Management For Voted - For
1.9 Elect Director Scott D. Sheffield Management For Voted - For
1.10 Elect Director J. Kenneth Thompson Management For Voted - For
1.11 Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
PITNEY BOWES INC.
SECURITY ID: 724479100 TICKER: PBI
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Anne M. Busquet Management For Voted - For
1c Elect Director Roger Fradin Management For Voted - For
1d Elect Director Anne Sutherland Fuchs Management For Voted - For
1e Elect Director S. Douglas Hutcheson Management For Voted - For
1f Elect Director Marc B. Lautenbach Management For Voted - For
1g Elect Director Eduardo R. Menasce Management For Voted - For
1h Elect Director Michael I. Roth Management For Voted - For
1i Elect Director David L. Shedlarz Management For Voted - For
1j Elect Director David B. Snow, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PPG INDUSTRIES, INC.
SECURITY ID: 693506107 TICKER: PPG
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Bunch Management For Voted - For
1.2 Elect Director Michael W. Lamach Management For Voted - For
1.3 Elect Director Martin H. Richenhagen Management For Voted - For
1.4 Elect Director Thomas J. Usher Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
PPL CORPORATION
SECURITY ID: 69351T106 TICKER: PPL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Rodney C. Adkins Management For Voted - For
1.2 Elect Director Frederick M. Bernthal Management For Voted - For
1.3 Elect Director John W. Conway Management For Voted - Against
1.4 Elect Director Philip G. Cox Management For Voted - For
1.5 Elect Director Steven G. Elliott Management For Voted - For
1.6 Elect Director Louise K. Goeser Management For Voted - Against
1.7 Elect Director Stuart E. Graham Management For Voted - Against
1.8 Elect Director Raja Rajamannar Management For Voted - For
1.9 Elect Director Craig A. Rogerson Management For Voted - Against
1.10 Elect Director William H. Spence Management For Voted - For
1.11 Elect Director Natica von Althann Management For Voted - For
1.12 Elect Director Keith H. Williamson Management For Voted - For
1.13 Elect Director Armando Zagalo de Lima Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Proxy Access Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Report on GHG Emission Reduction Scenarios Shareholder Against Voted - For
PRAXAIR, INC.
SECURITY ID: 74005P104 TICKER: PX
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Oscar Bernardes Management For Voted - For
1.3 Elect Director Nance K. Dicciani Management For Voted - For
1.4 Elect Director Edward G. Galante Management For Voted - For
1.5 Elect Director Ira D. Hall Management For Voted - For
1.6 Elect Director Raymond W. LeBoeuf Management For Voted - For
1.7 Elect Director Larry D. McVay Management For Voted - For
1.8 Elect Director Denise L. Ramos Management For Voted - For
1.9 Elect Director Wayne T. Smith Management For Voted - For
1.10 Elect Director Robert L. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Require Independent Board Chairman Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
SECURITY ID: 74251V102 TICKER: PFG
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Roger C. Hochschild Management For Voted - For
1.2 Elect Director Daniel J. Houston Management For Voted - For
1.3 Elect Director Elizabeth E. Tallett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
SECURITY ID: 744320102 TICKER: PRU
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gordon M. Bethune Management For Voted - For
1.3 Elect Director Gilbert F. Casellas Management For Voted - For
1.4 Elect Director James G. Cullen Management For Voted - For
1.5 Elect Director Mark B. Grier Management For Voted - For
1.6 Elect Director Constance J. Horner Management For Voted - For
1.7 Elect Director Martina Hund-Mejean Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Christine A. Poon Management For Voted - For
1.10 Elect Director Douglas A. Scovanner Management For Voted - For
1.11 Elect Director John R. Strangfeld Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
SECURITY ID: 744573106 TICKER: PEG
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Albert R. Gamper, Jr. Management For Voted - For
1.2 Elect Director William V. Hickey Management For Voted - For
1.3 Elect Director Ralph Izzo Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Thomas A. Renyi Management For Voted - For
1.7 Elect Director Hak Cheol (H.C) Shin Management For Voted - For
1.8 Elect Director Richard J. Swift Management For Voted - For
1.9 Elect Director Susan Tomasky Management For Voted - For
1.10 Elect Director Alfred W. Zollar Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
PULTEGROUP, INC.
SECURITY ID: 745867101 TICKER: PHM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard J. Dugas, Jr. Management For Voted - For
1.4 Elect Director Thomas J. Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director Patrick J. O'Leary Management For Voted - For
1.9 Elect Director James J. Postl Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - For
PVH CORP.
SECURITY ID: 693656100 TICKER: PVH
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Director Mary Baglivo Management For Voted - For
1.2 Elect Director Brent Callinicos Management For Voted - For
1.3 Elect Director Emanuel Chirico Management For Voted - For
1.4 Elect Director Juan R. Figuereo Management For Voted - For
1.5 Elect Director Joseph B. Fuller Management For Voted - For
1.6 Elect Director Fred Gehring Management For Voted - For
1.7 Elect Director V. James Marino Management For Voted - For
1.8 Elect Director G. Penny McIntyre Management For Voted - For
1.9 Elect Director Henry Nasella Management For Voted - For
1.10 Elect Director Edward R. Rosenfeld Management For Voted - For
1.11 Elect Director Craig Rydin Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QEP RESOURCES, INC.
SECURITY ID: 74733V100 TICKER: QEP
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Phillips S. Baker, Jr. Management For Voted - For
1.2 Elect Director Charles B. Stanley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
6 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1a Elect Director Barbara T. Alexander Management For Voted - For
1b Elect Director Donald G. Cruickshank Management For Voted - For
1c Elect Director Raymond V. Dittamore Management For Voted - For
1d Elect Director Susan Hockfield Management For Voted - For
1e Elect Director Thomas W. Horton Management For Voted - For
1f Elect Director Paul E. Jacobs Management For Voted - For
1g Elect Director Sherry Lansing Management For Voted - For
1h Elect Director Harish Manwani Management For Voted - For
1i Elect Director Steven M. Mollenkopf Management For Voted - For
1j Elect Director Duane A. Nelles Management For Voted - For
1k Elect Director Clark T. 'Sandy' Randt, Jr. Management For Voted - For
1l Elect Director Francisco Ros Management For Voted - For
1m Elect Director Jonathan J. Rubinstein Management For Voted - For
1n Elect Director Brent Scowcroft Management For Voted - For
1o Elect Director Marc I. Stern Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
QUANTA SERVICES, INC.
SECURITY ID: 74762E102 TICKER: PWR
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director James R. Ball Management For Voted - For
1.2 Elect Director J. Michal Conaway Management For Voted - For
1.3 Elect Director Vincent D. Foster Management For Voted - For
1.4 Elect Director Bernard Fried Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Louis C. Golm Management For Voted - For
1.6 Elect Director Worthing F. Jackman Management For Voted - For
1.7 Elect Director James F. O'Neil, III Management For Voted - For
1.8 Elect Director Bruce Ranck Management For Voted - For
1.9 Elect Director Margaret B. Shannon Management For Voted - For
1.10 Elect Director Pat Wood, III Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
QUEST DIAGNOSTICS INCORPORATED
SECURITY ID: 74834L100 TICKER: DGX
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Jenne K. Britell Management For Voted - For
1.2 Elect Director Vicky B. Gregg Management For Voted - For
1.3 Elect Director Jeffrey M. Leiden Management For Voted - For
1.4 Elect Director Timothy L. Main Management For Voted - For
1.5 Elect Director Timothy M. Ring Management For Voted - For
1.6 Elect Director Daniel C. Stanzione Management For Voted - For
1.7 Elect Director Gail R. Wilensky Management For Voted - For
1.8 Elect Director John B. Ziegler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
RALPH LAUREN CORPORATION
SECURITY ID: 751212101 TICKER: RL
Meeting Date: 07-Aug-14 Meeting Type: Annual
1.1 Elect Director Frank A. Bennack, Jr. Management For Voted - For
1.2 Elect Director Joel L. Fleishman Management For Voted - For
1.3 Elect Director Hubert Joly Management For Voted - For
1.4 Elect Director Steven P. Murphy Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
RAYTHEON COMPANY
SECURITY ID: 755111507 TICKER: RTN
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Tracy A. Atkinson Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director James E. Cartwright Management For Voted - For
1c Elect Director Vernon E. Clark Management For Voted - For
1d Elect Director Stephen J. Hadley Management For Voted - For
1e Elect Director Thomas A. Kennedy Management For Voted - For
1f Elect Director Letitia A. Long Management For Voted - For
1g Elect Director George R. Oliver Management For Voted - For
1h Elect Director Michael C. Ruettgers Management For Voted - For
1i Elect Director Ronald L. Skates Management For Voted - For
1j Elect Director William R. Spivey Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
REGIONS FINANCIAL CORPORATION
SECURITY ID: 7591EP100 TICKER: RF
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director George W. Bryan Management For Voted - For
1.1b Elect Director Carolyn H. Byrd Management For Voted - For
1.1c Elect Director David J. Cooper, Sr. Management For Voted - For
1.1d Elect Director Don DeFosset Management For Voted - For
1.1e Elect Director Eric C. Fast Management For Voted - For
1.1f Elect Director O. B. Grayson Hall, Jr. Management For Voted - For
1.1g Elect Director John D. Johns Management For Voted - For
1.1h Elect Director Ruth Ann Marshall Management For Voted - For
1.1i Elect Director Susan W. Matlock Management For Voted - For
1.1j Elect Director John E. Maupin, Jr. Management For Voted - For
1.1k Elect Director Charles D. McCrary Management For Voted - For
1.1l Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
REPUBLIC SERVICES, INC.
SECURITY ID: 760759100 TICKER: RSG
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Ramon A. Rodriguez Management For Voted - For
1b Elect Director Tomago Collins Management For Voted - For
1c Elect Director James W. Crownover Management For Voted - For
1d Elect Director Ann E. Dunwoody Management For Voted - For
1e Elect Director William J. Flynn Management For Voted - For
1f Elect Director Manuel Kadre Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Michael Larson Management For Voted - For
1h Elect Director W. Lee Nutter Management For Voted - For
1i Elect Director Donald W. Slager Management For Voted - For
1j Elect Director John M. Trani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder None Voted - For
REYNOLDS AMERICAN INC.
SECURITY ID: 761713106 TICKER: RAI
Meeting Date: 28-Jan-15 Meeting Type: Special
1 Issue Shares in Connection with Mergers Management For Voted - For
2 Issue Shares in Connection with Mergers Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director John P. Daly Management For Voted - For
1.1b Elect Director Holly Keller Koeppel Management For Voted - For
1.1c Elect Director Richard E. Thornburgh Management For Voted - For
1.1d Elect Director Thomas C. Wajnert Management For Voted - For
1.1e Elect Director Ricardo Oberlander Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Green Tobacco Sickness Shareholder Against Voted - Against
5 Adopt Anti-Forced Labor Policy for Tobacco Supply
Chain Shareholder Against Voted - Against
ROBERT HALF INTERNATIONAL INC.
SECURITY ID: 770323103 TICKER: RHI
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Andrew S. Berwick, Jr. Management For Voted - For
1.2 Elect Director Harold M. Messmer, Jr. Management For Voted - For
1.3 Elect Director Barbara J. Novogradac Management For Voted - For
1.4 Elect Director Robert J. Pace Management For Voted - For
1.5 Elect Director Frederick A. Richman Management For Voted - For
1.6 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ROCK-TENN COMPANY
SECURITY ID: 772739207 TICKER: RKT
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
ROCKWELL AUTOMATION, INC.
SECURITY ID: 773903109 TICKER: ROK
Meeting Date: 03-Feb-15 Meeting Type: Annual
A1 Elect Director Betty C. Alewine Management For Voted - For
A2 Elect Director J. Phillip Holloman Management For Voted - For
A3 Elect Director Verne G. Istock Management For Voted - For
A4 Elect Director Lawrence D. Kingsley Management For Voted - For
A5 Elect Director Lisa A. Payne Management For Voted - For
B Ratify Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
ROSS STORES, INC.
SECURITY ID: 778296103 TICKER: ROST
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director George P. Orban Management For Voted - For
1h Elect Director Michael O'Sullivan Management For Voted - For
1i Elect Director Lawrence S. Peiros Management For Voted - For
1j Elect Director Gregory L. Quesnel Management For Voted - For
1k Elect Director Barbara Rentler Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ROWAN COMPANIES PLC
SECURITY ID: G7665A101 TICKER: RDC
Meeting Date: 15-Aug-14 Meeting Type: Special
1 Approve Capital Reduction Management For Voted - For
RYDER SYSTEM, INC.
SECURITY ID: 783549108 TICKER: R
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director John M. Berra Management For Voted - For
1b Elect Director Robert A. Hagemann Management For Voted - For
1c Elect Director Luis P. Nieto, Jr. Management For Voted - For
1d Elect Director E. Follin Smith Management For Voted - For
1e Elect Director Robert E. Sanchez Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement to Alter,
Amend, Repeal, or Adopt Certain Provisions of the
Bylaws Management For Voted - For
6 Reduce Supermajority Vote Requirement to Alter,
Amend, Repeal, or Adopt Certain Provisions of the
Articles Management For Voted - For
7 Reduce Supermajority Vote Requirement for General
Voting Requirement in the Bylaws Management For Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
SAFEWAY INC.
SECURITY ID: 786514208 TICKER: SWY
Meeting Date: 25-Jul-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
4a Elect Director Robert L. Edwards Management For Voted - For
4b Elect Director Janet E. Grove Management For Voted - For
4c Elect Director Mohan Gyani Management For Voted - For
4d Elect Director Frank C. Herringer Management For Voted - For
4e Elect Director George J. Morrow Management For Voted - For
4f Elect Director Kenneth W. Oder Management For Voted - For
4g Elect Director T. Gary Rogers Management For Voted - For
4h Elect Director Arun Sarin Management For Voted - For
4i Elect Director William Y. Tauscher Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Ratify Auditors Management For Voted - For
7 Label Products with GMO Ingredients Shareholder Against Voted - Against
8 Report on Extended Producer Responsibility Policy
Position and Assess Alternatives Shareholder Against Voted - Against
SANDISK CORPORATION
SECURITY ID: 80004C101 TICKER: SNDK
Meeting Date: 18-Jun-15 Meeting Type: Annual
1a Elect Director Michael E. Marks Management For Voted - For
1b Elect Director Irwin Federman Management For Voted - For
1c Elect Director Steven J. Gomo Management For Voted - For
1d Elect Director Eddy W. Hartenstein Management For Voted - For
1e Elect Director Chenming Hu Management For Voted - For
1f Elect Director Catherine P. Lego Management For Voted - For
1g Elect Director Sanjay Mehrotra Management For Voted - For
1h Elect Director D. Scott Mercer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SANMINA CORPORATION
SECURITY ID: 801056102 TICKER: SANM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1a Elect Director Neil R. Bonke Management For Voted - For
1b Elect Director Michael J. Clarke Management For Voted - For
1c Elect Director Eugene A. Delaney Management For Voted - For
1d Elect Director John P. Goldsberry Management For Voted - For
1e Elect Director Joseph G. Licata, Jr. Management For Voted - For
1f Elect Director Mario M. Rosati Management For Voted - For
1g Elect Director Wayne Shortridge Management For Voted - For
1h Elect Director Jure Sola Management For Voted - For
1i Elect Director Jackie M. Ward Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCANA CORPORATION
SECURITY ID: 80589M102 TICKER: SCG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director James A. Bennett Management For Voted - For
1.2 Elect Director Lynne M. Miller Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director James W. Roquemore Management For Voted - For
1.4 Elect Director Maceo K. Sloan Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
SCHLUMBERGER LIMITED
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1a Elect Peter L.S. Currie as Director Management For Voted - For
1b Elect K. Vaman Kamath as Director Management For Voted - For
1c Elect V. Maureen Kempston Darkes as Director Management For Voted - For
1d Elect Paal Kibsgaard as Director Management For Voted - For
1e Elect Nikolay Kudryavtsev as Director Management For Voted - For
1f Elect Michael E. Marks as Director Management For Voted - For
1g Elect Indra K. Nooyi as Director Management For Voted - For
1h Elect Lubna S. Olayan as Director Management For Voted - For
1i Elect Leo Rafael Reif as Director Management For Voted - For
1j Elect Tore I. Sandvold as Director Management For Voted - For
1k Elect Henri Seydoux as Director Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
SCRIPPS NETWORKS INTERACTIVE, INC.
SECURITY ID: 811065101 TICKER: SNI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Jarl Mohn Management For Voted - For
1.2 Elect Director Nicholas B. Paumgarten Management For Voted - For
1.3 Elect Director Jeffrey Sagansky Management For Voted - For
1.4 Elect Director Ronald W. Tysoe Management For Voted - For
SEAGATE TECHNOLOGY PLC
SECURITY ID: G7945M107 TICKER: STX
Meeting Date: 22-Oct-14 Meeting Type: Annual
1a Elect Director Stephen J. Luczo Management For Voted - For
1b Elect Director Frank J. Biondi, Jr. Management For Voted - For
1c Elect Director Michael R. Cannon Management For Voted - For
1d Elect Director Mei-Wei Cheng Management For Voted - For
1e Elect Director William T. Coleman Management For Voted - For
1f Elect Director Jay L. Geldmacher Management For Voted - For
1g Elect Director Kristen M. Onken Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Chong Sup Park Management For Voted - For
1i Elect Director Gregorio Reyes Management For Voted - For
1j Elect Director Stephanie Tilenius Management For Voted - For
1k Elect Director Edward J. Zander Management For Voted - For
2 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
3 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
4 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Authorize the Holding of the 2015 AGM at a Location
Outside Ireland Management For Voted - For
8 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
SEALED AIR CORPORATION
SECURITY ID: 81211K100 TICKER: SEE
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director Michael Chu Management For Voted - For
2 Elect Director Lawrence R. Codey Management For Voted - For
3 Elect Director Patrick Duff Management For Voted - For
4 Elect Director Jacqueline B. Kosecoff Management For Voted - For
5 Elect Director Neil Lustig Management For Voted - For
6 Elect Director Kenneth P. Manning Management For Voted - For
7 Elect Director William J. Marino Management For Voted - For
8 Elect Director Jerome A. Peribere Management For Voted - For
9 Elect Director Richard L. Wambold Management For Voted - Against
10 Elect Director Jerry R. Whitaker Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify Ernst & Young LLP as Auditors Management For Voted - For
SOUTHWEST AIRLINES CO.
SECURITY ID: 844741108 TICKER: LUV
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Gary C. Kelly Management For Voted - For
1g Elect Director Nancy B. Loeffler Management For Voted - For
1h Elect Director John T. Montford Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Thomas M. Nealon Management For Voted - For
1j Elect Director Daniel D. Villanueva Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director John D. Gass Management For Voted - For
1.2 Elect Director Catherine A. Kehr Management For Voted - For
1.3 Elect Director Greg D. Kerley Management For Voted - For
1.4 Elect Director Vello A. Kuuskraa Management For Voted - For
1.5 Elect Director Kenneth R. Mourton Management For Voted - For
1.6 Elect Director Steven L. Mueller Management For Voted - For
1.7 Elect Director Elliott Pew Management For Voted - For
1.8 Elect Director Terry W. Rathert Management For Voted - For
1.9 Elect Director Alan H. Stevens Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Bylaws-- Call Special Meetings Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
ST. JUDE MEDICAL, INC.
SECURITY ID: 790849103 TICKER: STJ
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director John W. Brown Management For Voted - For
1b Elect Director Daniel J. Starks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
STANLEY BLACK & DECKER, INC.
SECURITY ID: 854502101 TICKER: SWK
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director Andrea J. Ayers Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Patrick D. Campbell Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Carlos M. Cardoso Management For Voted - For
1.5 Elect Director Robert B. Coutts Management For Voted - For
1.6 Elect Director Debra A. Crew Management For Voted - For
1.7 Elect Director Benjamin H. Griswold, IV Management For Voted - For
1.8 Elect Director Anthony Luiso Management For Voted - For
1.9 Elect Director John F. Lundgren Management For Voted - For
1.10 Elect Director Marianne M. Parrs Management For Voted - For
1.11 Elect Director Robert L. Ryan Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
STAPLES, INC.
SECURITY ID: 855030102 TICKER: SPLS
Meeting Date: 01-Jun-15 Meeting Type: Annual
1a Elect Director Basil L. Anderson Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Paul-Henri Ferrand Management For Voted - For
1d Elect Director Kunal S. Kamlani Management For Voted - For
1e Elect Director Carol Meyrowitz Management For Voted - For
1f Elect Director Rowland T. Moriarty Management For Voted - For
1g Elect Director Ronald L. Sargent Management For Voted - For
1h Elect Director Robert E. Sulentic Management For Voted - For
1i Elect Director Raul Vazquez Management For Voted - For
1j Elect Director Vijay Vishwanath Management For Voted - For
1k Elect Director Paul F. Walsh Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Eliminate or Restrict Severance Agreements
(Change-in-Control) Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 18-Mar-15 Meeting Type: Annual
1a Elect Director Howard Schultz Management For Voted - For
1b Elect Director William W. Bradley Management For Voted - For
1c Elect Director Robert M. Gates Management For Voted - For
1d Elect Director Mellody Hobson Management For Voted - For
1e Elect Director Kevin R. Johnson Management For Voted - For
1f Elect Director Olden Lee Management For Voted - For
1g Elect Director Joshua Cooper Ramo Management For Voted - For
1h Elect Director James G. Shennan, Jr. Management For Voted - For
1i Elect Director Clara Shih Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Javier G. Teruel Management For Voted - For
1k Elect Director Myron E. Ullman, III Management For Voted - For
1l Elect Director Craig E. Weatherup Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Amend Bylaws to Establish a Board Committee on
Sustainability Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
SECURITY ID: 85590A401 TICKER: HOT
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Adam M. Aron Management For Voted - For
1b Elect Director Bruce W. Duncan Management For Voted - For
1c Elect Director Charlene Barshefsky Management For Voted - For
1d Elect Director Thomas E. Clarke Management For Voted - For
1e Elect Director Clayton C. Daley, Jr. Management For Voted - For
1f Elect Director Lizanne Galbreath Management For Voted - For
1g Elect Director Eric Hippeau Management For Voted - For
1h Elect Director Aylwin B. Lewis Management For Voted - For
1i Elect Director Stephen R. Quazzo Management For Voted - For
1j Elect Director Thomas O. Ryder Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
STATE STREET CORPORATION
SECURITY ID: 857477103 TICKER: STT
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Kennett F. Burnes Management For Voted - For
1c Elect Director Patrick de Saint-Aignan Management For Voted - For
1d Elect Director Amelia C. Fawcett Management For Voted - For
1e Elect Director William C. Freda Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Joseph L. Hooley Management For Voted - For
1h Elect Director Robert S. Kaplan Management For Voted - For
1i Elect Director Richard P. Sergel Management For Voted - For
1j Elect Director Ronald L. Skates Management For Voted - For
1k Elect Director Gregory L. Summe Management For Voted - For
1l Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STRYKER CORPORATION
SECURITY ID: 863667101 TICKER: SYK
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director Howard E. Cox, Jr. Management For Voted - For
1.1b Elect Director Srikant M. Datar Management For Voted - For
1.1c Elect Director Roch Doliveux Management For Voted - For
1.1d Elect Director Louise L. Francesconi Management For Voted - For
1.1e Elect Director Allan C. Golston Management For Voted - For
1.1f Elect Director Kevin A. Lobo Management For Voted - For
1.1g Elect Director William U. Parfet Management For Voted - For
1.1h Elect Director Andrew K. Silvernail Management For Voted - For
1.1i Elect Director Ronda E. Stryker Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SUNTRUST BANKS, INC.
SECURITY ID: 867914103 TICKER: STI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert M. Beall, II Management For Voted - For
1.2 Elect Director Paul R. Garcia Management For Voted - For
1.3 Elect Director David H. Hughes Management For Voted - For
1.4 Elect Director M. Douglas Ivester Management For Voted - For
1.5 Elect Director Kyle Prechtl Legg Management For Voted - For
1.6 Elect Director William A. Linnenbringer Management For Voted - For
1.7 Elect Director Donna S. Morea Management For Voted - For
1.8 Elect Director David M. Ratcliffe Management For Voted - For
1.9 Elect Director William H. Rogers, Jr. Management For Voted - For
1.10 Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1.11 Elect Director Thomas R. Watjen Management For Voted - For
1.12 Elect Director Phail Wynn, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
SYMANTEC CORPORATION
SECURITY ID: 871503108 TICKER: SYMC
Meeting Date: 28-Oct-14 Meeting Type: Annual
1a Elect Director Michael A. Brown Management For Voted - For
1b Elect Director Frank E. Dangeard Management For Voted - For
1c Elect Director Geraldine B. Laybourne Management For Voted - For
1d Elect Director David L. Mahoney Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Robert S. Miller Management For Voted - For
1f Elect Director Anita M. Sands Management For Voted - For
1g Elect Director Daniel H. Schulman Management For Voted - For
1h Elect Director V. Paul Unruh Management For Voted - For
1i Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
SYSCO CORPORATION
SECURITY ID: 871829107 TICKER: SYY
Meeting Date: 19-Nov-14 Meeting Type: Annual
1a Elect Director John M. Cassaday Management For Voted - For
1b Elect Director Judith B. Craven Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Larry C. Glasscock Management For Voted - For
1e Elect Director Jonathan Golden Management For Voted - For
1f Elect Director Joseph A. Hafner, Jr. Management For Voted - For
1g Elect Director Hans-Joachim Koerber Management For Voted - For
1h Elect Director Nancy S. Newcomb Management For Voted - For
1i Elect Director Richard G. Tilghman Management For Voted - For
1j Elect Director Jackie M. Ward Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
T. ROWE PRICE GROUP, INC.
SECURITY ID: 74144T108 TICKER: TROW
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Mark S. Bartlett Management For Voted - For
1b Elect Director Edward C. Bernard Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Donald B. Hebb, Jr. Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director James A.C. Kennedy Management For Voted - For
1g Elect Director Robert F. MacLellan Management For Voted - For
1h Elect Director Brian C. Rogers Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
1j Elect Director Alfred Sommer Management For Voted - For
1k Elect Director Dwight S. Taylor Management For Voted - For
1l Elect Director Anne Marie Whittemore Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LL as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TARGET CORPORATION
SECURITY ID: 87612E106 TICKER: TGT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Brian C. Cornell Management For Voted - For
1d Elect Director Calvin Darden Management For Voted - For
1e Elect Director Henrique De Castro Management For Voted - For
1f Elect Director Mary E. Minnick Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
1h Elect Director Derica W. Rice Management For Voted - For
1i Elect Director Kenneth L. Salazar Management For Voted - For
1j Elect Director John G. Stumpf Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Cease Discrimination in Hiring, Vendor Contracts,
or Customer Relations Shareholder Against Voted - Against
TE CONNECTIVITY LTD.
SECURITY ID: H84989104 TICKER: TEL
Meeting Date: 03-Mar-15 Meeting Type: Annual
1a Elect Director Pierre R. Brondeau Management For Voted - For
1b Elect Director Juergen W. Gromer Management For Voted - For
1c Elect Director William A. Jeffrey Management For Voted - For
1d Elect Director Thomas J. Lynch Management For Voted - For
1e Elect Director Yong Nam Management For Voted - For
1f Elect Director Daniel J. Phelan Management For Voted - For
1g Elect Director Lawrence S. Smith Management For Voted - For
1h Elect Director Paula A. Sneed Management For Voted - For
1i Elect Director David P. Steiner Management For Voted - For
1j Elect Director John C. Van Scoter Management For Voted - For
1k Elect Director Laura H. Wright Management For Voted - For
2 Elect Board Chairman Thomas J. Lynch Management For Voted - Against
3a Elect Daniel J. Phelan as Member of Management
Development & Compensation Committee Management For Voted - For
3b Elect Paula A. Sneed as Member of Management
Development & Compensation Committee Management For Voted - For
3c Elect David P. Steiner as Member of Management
Development & Compensation Committee Management For Voted - For
3d Elect John C. Van Scoter as Member of Management
Development & Compensation Committee Management For Voted - For
4 Designate Jvo Grundler as Independent Proxy Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.1 Accept Annual Report for Fiscal Year Ended
September 26, 2014 Management For Voted - For
5.2 Accept Statutory Financial Statements for Fiscal
Year Ended September 26, 2014 Management For Voted - For
5.3 Approve Consolidated Financial Statements for
Fiscal Year Ended September 26, 2014 Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7.1 Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm for Fiscal Year
Ending September 25, 2015 Management For Voted - For
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8 Amend Articles of Association Re: Implementation of
Requirements Under the Swiss Ordinance Regarding
Elections and Certain Other Matters Management For Voted - For
9 Amend Articles of Association Re: Implementation of
the New Legal Requirements Management For Voted - For
10 Amend Articles of Association Re: Vote Standard for
Shareholder Resolutions and Elections Management For Voted - For
11 Amend Articles of Association Re: Applicable Vote
Standard for Contested Election of Directors,
Chairperson of the Board of Directors or Members of
the Compensation Committee Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Approve the Increase in Maximum Aggregate
Remuneration of Executive Management Management For Voted - For
14 Approve the Increase in Maximum Aggregate
Remuneration of Board of Directors Management For Voted - For
15 Approve Allocation of Available Earnings for Fiscal
Year 2014 Management For Voted - For
16 Approve Declaration of Dividend Management For Voted - For
17 Renew Authorized Capital Management For Voted - Against
18 Approve Reduction of Share Capital Management For Voted - For
19 Adjourn Meeting Management For Voted - Against
TECO ENERGY, INC.
SECURITY ID: 872375100 TICKER: TE
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director James L. Ferman, Jr. Management For Voted - For
1.2 Elect Director Evelyn V. Follit Management For Voted - For
1.3 Elect Director Sherrill W. Hudson Management For Voted - For
1.4 Elect Director Joseph P. Lacher Management For Voted - For
1.5 Elect Director Loretta A. Penn Management For Voted - For
1.6 Elect Director John B. Ramil Management For Voted - For
1.7 Elect Director Tom L. Rankin Management For Voted - For
1.8 Elect Director William D. Rockford Management For Voted - For
1.9 Elect Director Paul L. Whiting Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
TENET HEALTHCARE CORPORATION
SECURITY ID: 88033G407 TICKER: THC
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Trevor Fetter Management For Voted - For
1b Elect Director Brenda J. Gaines Management For Voted - For
1c Elect Director Karen M. Garrison Management For Voted - For
1d Elect Director Edward A. Kangas Management For Voted - For
1e Elect Director J. Robert Kerrey Management For Voted - For
1f Elect Director Freda C. Lewis-Hall Management For Voted - For
1g Elect Director Richard R. Pettingill Management For Voted - For
1h Elect Director Ronald A. Rittenmeyer Management For Voted - For
1i Elect Director Tammy Romo Management For Voted - For
1j Elect Director James A. Unruh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
TERADATA CORPORATION
SECURITY ID: 88076W103 TICKER: TDC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Lisa R. Bacus Management For Voted - For
1b Elect Director Michael F. Koehler Management For Voted - For
1c Elect Director James M. Ringler Management For Voted - For
1d Elect Director John G. Schwarz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
TESORO CORPORATION
SECURITY ID: 881609101 TICKER: TSO
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Gregory J. Goff Management For Voted - For
1.3 Elect Director Robert W. Goldman Management For Voted - For
1.4 Elect Director David Lilley Management For Voted - For
1.5 Elect Director Mary Pat McCarthy Management For Voted - For
1.6 Elect Director J.W. Nokes Management For Voted - For
1.7 Elect Director Susan Tomasky Management For Voted - For
1.8 Elect Director Michael E. Wiley Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Patrick Y. Yang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
SECURITY ID: 882508104 TICKER: TXN
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Ralph W. Babb, Jr. Management For Voted - For
1b Elect Director Mark A. Blinn Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Ronald Kirk Management For Voted - For
1f Elect Director Pamela H. Patsley Management For Voted - For
1g Elect Director Robert E. Sanchez Management For Voted - For
1h Elect Director Wayne R. Sanders Management For Voted - For
1i Elect Director Ruth J. Simmons Management For Voted - For
1j Elect Director Richard K. Templeton Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TEXTRON INC.
SECURITY ID: 883203101 TICKER: TXT
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Scott C. Donnelly Management For Voted - For
1.2 Elect Director Kathleen M. Bader Management For Voted - For
1.3 Elect Director R. Kerry Clark Management For Voted - For
1.4 Elect Director James T. Conway Management For Voted - For
1.5 Elect Director Ivor J. Evans Management For Voted - For
1.6 Elect Director Lawrence K. Fish Management For Voted - For
1.7 Elect Director Paul E. Gagne Management For Voted - For
1.8 Elect Director Dain M. Hancock Management For Voted - For
1.9 Elect Director Lord Powell Management For Voted - For
1.10 Elect Director Lloyd G. Trotter Management For Voted - For
1.11 Elect Director James L. Ziemer Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Claw-back of Payments under Restatements Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE ADT CORPORATION
SECURITY ID: 00101J106 TICKER: ADT
Meeting Date: 17-Mar-15 Meeting Type: Annual
1a Elect Director Thomas Colligan Management For Voted - For
1b Elect Director Richard Daly Management For Voted - For
1c Elect Director Timothy Donahue Management For Voted - For
1d Elect Director Robert Dutkowsky Management For Voted - For
1e Elect Director Bruce Gordon Management For Voted - For
1f Elect Director Naren Gursahaney Management For Voted - For
1g Elect Director Bridgette Heller Management For Voted - For
1h Elect Director Kathleen Hyle Management For Voted - For
1i Elect Director Christopher Hylen Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE AES CORPORATION
SECURITY ID: 00130H105 TICKER: AES
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Andres R. Gluski Management For Voted - For
1.2 Elect Director Charles L. Harrington Management For Voted - For
1.3 Elect Director Kristina M. Johnson Management For Voted - For
1.4 Elect Director Tarun Khanna Management For Voted - For
1.5 Elect Director Holly K. Koeppel Management For Voted - For
1.6 Elect Director Philip Lader Management For Voted - For
1.7 Elect Director James H. Miller Management For Voted - For
1.8 Elect Director John B. Morse, Jr. Management For Voted - For
1.9 Elect Director Moises Naim Management For Voted - For
1.10 Elect Director Charles O. Rossotti Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - Against
7 Provide Proxy Access Right Management For Voted - Against
8 Provide Right to Call Special Meeting Shareholder Against Voted - For
9 Proxy Access Shareholder Against Voted - For
THE ALLSTATE CORPORATION
SECURITY ID: 020002101 TICKER: ALL
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Robert D. Beyer Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Kermit R. Crawford Management For Voted - For
1c Elect Director Michael L. Eskew Management For Voted - For
1d Elect Director Herbert L. Henkel Management For Voted - For
1e Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1f Elect Director Andrea Redmond Management For Voted - For
1g Elect Director John W. Rowe Management For Voted - For
1h Elect Director Judith A. Sprieser Management For Voted - For
1i Elect Director Mary Alice Taylor Management For Voted - For
1j Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
THE BANK OF NEW YORK MELLON CORPORATION
SECURITY ID: 064058100 TICKER: BK
Meeting Date: 14-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas M. Donofrio Management For Voted - For
1.2 Elect Director Joseph J. Echevarria Management For Voted - For
1.3 Elect Director Edward P. Garden Management For Voted - For
1.4 Elect Director Jeffrey A. Goldstein Management For Voted - For
1.5 Elect Director Gerald L. Hassell Management For Voted - For
1.6 Elect Director John M. Hinshaw Management For Voted - For
1.7 Elect Director Edmund F. 'Ted' Kelly Management For Voted - For
1.8 Elect Director Richard J. Kogan Management For Voted - For
1.9 Elect Director John A. Luke, Jr. Management For Voted - For
1.10 Elect Director Mark A. Nordenberg Management For Voted - For
1.11 Elect Director Catherine A. Rein Management For Voted - For
1.12 Elect Director William C. Richardson Management For Voted - For
1.13 Elect Director Samuel C. Scott, III Management For Voted - For
1.14 Elect Director Wesley W. von Schack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
THE BOEING COMPANY
SECURITY ID: 097023105 TICKER: BA
Meeting Date: 27-Apr-15 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Kenneth M. Duberstein Management For Voted - For
1d Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1e Elect Director Lawrence W. Kellner Management For Voted - For
1f Elect Director Edward M. Liddy Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
1h Elect Director Susan C. Schwab Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Ronald A. Williams Management For Voted - For
1j Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
THE CHUBB CORPORATION
SECURITY ID: 171232101 TICKER: CB
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Zoe Baird Budinger Management For Voted - For
1b Elect Director Sheila P. Burke Management For Voted - For
1c Elect Director James I. Cash, Jr. Management For Voted - For
1d Elect Director John D. Finnegan Management For Voted - For
1e Elect Director Timothy P. Flynn Management For Voted - For
1f Elect Director Karen M. Hoguet Management For Voted - For
1g Elect Director Lawrence W. Kellner Management For Voted - For
1h Elect Director Martin G. McGuinn Management For Voted - For
1i Elect Director Lawrence M. Small Management For Voted - For
1j Elect Director Jess Soderberg Management For Voted - For
1k Elect Director Daniel E. Somers Management For Voted - For
1l Elect Director William C. Weldon Management For Voted - For
1m Elect Director James M. Zimmerman Management For Voted - For
1n Elect Director Alfred W. Zollar Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Sustainability, Including Quantitative
Goals Shareholder Against Voted - For
THE CLOROX COMPANY
SECURITY ID: 189054109 TICKER: CLX
Meeting Date: 19-Nov-14 Meeting Type: Annual
1.1 Elect Director Daniel Boggan, Jr. Management For Voted - For
1.2 Elect Director Richard H. Carmona Management For Voted - For
1.3 Elect Director Benno Dorer Management For Voted - For
1.4 Elect Director George J. Harad Management For Voted - For
1.5 Elect Director Donald R. Knauss Management For Voted - For
1.6 Elect Director Esther Lee Management For Voted - For
1.7 Elect Director Robert W. Matschullat Management For Voted - For
1.8 Elect Director Jeffrey Noddle Management For Voted - For
1.9 Elect Director Rogelio Rebolledo Management For Voted - For
1.10 Elect Director Pamela Thomas-Graham Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Carolyn M. Ticknor Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE COCA-COLA COMPANY
SECURITY ID: 191216100 TICKER: KO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Herbert A. Allen Management For Voted - For
1.2 Elect Director Ronald W. Allen Management For Voted - For
1.3 Elect Director Marc Bolland Management For Voted - For
1.4 Elect Director Ana Botin Management For Voted - For
1.5 Elect Director Howard G. Buffet Management For Voted - For
1.6 Elect Director Richard M. Daley Management For Voted - For
1.7 Elect Director Barry Diller Management For Voted - For
1.8 Elect Director Helene D. Gayle Management For Voted - For
1.9 Elect Director Evan G. Greenberg Management For Voted - For
1.10 Elect Director Alexis M. Herman Management For Voted - For
1.11 Elect Director Muhtar Kent Management For Voted - For
1.12 Elect Director Robert A. Kotick Management For Voted - For
1.13 Elect Director Maria Elena Lagomasino Management For Voted - For
1.14 Elect Director Sam Nunn Management For Voted - For
1.15 Elect Director David B. Weinberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Seek Shareholder Approval to Release of Unvested
Restricted Stock Awards and Unvested PSU Awards to
Senior Executives Shareholder Against Voted - Against
THE DOW CHEMICAL COMPANY
SECURITY ID: 260543103 TICKER: DOW
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Ajay Banga Management For Voted - For
1b Elect Director Jacqueline K. Barton Management For Voted - For
1c Elect Director James A. Bell Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Mark Loughridge Management For Voted - For
1h Elect Director Raymond J. Milchovich Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Paul Polman Management For Voted - For
1k Elect Director Dennis H. Reilley Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1m Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE DUN & BRADSTREET CORPORATION
SECURITY ID: 26483E100 TICKER: DNB
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Robert P. Carrigan Management For Voted - For
1b Elect Director Christopher J. Coughlin Management For Voted - For
1c Elect Director L. Gordon Crovitz Management For Voted - For
1d Elect Director James N. Fernandez Management For Voted - For
1e Elect Director Paul R. Garcia Management For Voted - For
1f Elect Director Anastassia Lauterbach Management For Voted - For
1g Elect Director Thomas J. Manning Management For Voted - For
1h Elect Director Sandra E. Peterson Management For Voted - For
1i Elect Director Judith A. Reinsdorf Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Right to Call Special Meeting Management For Voted - For
6 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
THE GAP, INC.
SECURITY ID: 364760108 TICKER: GPS
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Domenico De Sole Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Isabella D. Goren Management For Voted - For
1e Elect Director Bob L. Martin Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Arthur Peck Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Katherine Tsang Management For Voted - For
1j Elect Director Padmasree Warrior Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE GOLDMAN SACHS GROUP, INC.
SECURITY ID: 38141G104 TICKER: GS
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Lloyd C. Blankfein Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Gary D. Cohn Management For Voted - For
1d Elect Director Mark Flaherty Management For Voted - For
1e Elect Director William W. George Management For Voted - For
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Lakshmi N. Mittal Management For Voted - For
1h Elect Director Adebayo O. Ogunlesi Management For Voted - For
1i Elect Director Peter Oppenheimer Management For Voted - For
1j Elect Director Debora L. Spar Management For Voted - For
1k Elect Director Mark E. Tucker Management For Voted - For
1l Elect Director David A. Viniar Management For Voted - For
1m Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
6 Report on Certain Vesting Program Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE GOODYEAR TIRE & RUBBER COMPANY
SECURITY ID: 382550101 TICKER: GT
Meeting Date: 13-Apr-15 Meeting Type: Annual
1a Elect Director William J. Conaty Management For Voted - For
1b Elect Director James A. Firestone Management For Voted - For
1c Elect Director Werner Geissler Management For Voted - For
1d Elect Director Peter S. Hellman Management For Voted - For
1e Elect Director Laurette T. Koellner Management For Voted - For
1f Elect Director Richard J. Kramer Management For Voted - For
1g Elect Director W. Alan McCollough Management For Voted - For
1h Elect Director John E. McGlade Management For Voted - For
1i Elect Director Michael J. Morell Management For Voted - For
1j Elect Director Roderick A. Palmore Management For Voted - For
1k Elect Director Stephanie A. Streeter Management For Voted - For
1l Elect Director Thomas H. Weidemeyer Management For Voted - For
1m Elect Director Michael R. Wessel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Reduce Supermajority Vote Requirement for Certain
Business Combinations Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
THE HANOVER INSURANCE GROUP, INC.
SECURITY ID: 410867105 TICKER: THG
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Neal F. Finnegan Management For Voted - For
1.2 Elect Director P. Kevin Condron Management For Voted - For
1.3 Elect Director Cynthia L. Egan Management For Voted - For
1.4 Elect Director Joseph R. Ramrath Management For Voted - For
1.5 Elect Director Harriett 'Tee' Taggart Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 416515104 TICKER: HIG
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Kathryn A. Mikells Management For Voted - For
1d Elect Director Michael G. Morris Management For Voted - For
1e Elect Director Thomas A. Renyi Management For Voted - For
1f Elect Director Julie G. Richardson Management For Voted - For
1g Elect Director Teresa W. Roseborough Management For Voted - For
1h Elect Director Virginia P. Ruesterholz Management For Voted - For
1i Elect Director Charles B. Strauss Management For Voted - For
1j Elect Director Christopher J. Swift Management For Voted - For
1k Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Ari Bousbib Management For Voted - For
1b Elect Director Gregory D. Brenneman Management For Voted - For
1c Elect Director J. Frank Brown Management For Voted - For
1d Elect Director Albert P. Carey Management For Voted - For
1e Elect Director Armando Codina Management For Voted - For
1f Elect Director Helena B. Foulkes Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Wayne M. Hewett Management For Voted - For
1h Elect Director Karen L. Katen Management For Voted - For
1i Elect Director Craig A. Menear Management For Voted - For
1j Elect Director Mark Vadon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
THE INTERPUBLIC GROUP OF COMPANIES, INC.
SECURITY ID: 460690100 TICKER: IPG
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Director Jocelyn Carter-miller Management For Voted - For
2 Elect Director Deborah G. Ellinger Management For Voted - For
3 Elect Director H. John Greeniaus Management For Voted - For
4 Elect Director Mary Steele Guilfoile Management For Voted - For
5 Elect Director Dawn Hudson Management For Voted - For
6 Elect Director William T. Kerr Management For Voted - For
7 Elect Director Henry S. Miller Management For Voted - For
8 Elect Director Jonathan F. Miller Management For Voted - For
9 Elect Director Michael I. Roth Management For Voted - For
10 Elect Director David M. Thomas Management For Voted - For
11 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE J. M. SMUCKER COMPANY
SECURITY ID: 832696405 TICKER: SJM
Meeting Date: 13-Aug-14 Meeting Type: Annual
1a Elect Director Vincent C. Byrd Management For Voted - For
1b Elect Director Elizabeth Valk Long Management For Voted - For
1c Elect Director Sandra Pianalto Management For Voted - For
1d Elect Director Mark T. Smucker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Regulations Regarding General Voting Standard Management For Voted - Against
THE KROGER CO.
SECURITY ID: 501044101 TICKER: KR
Meeting Date: 25-Jun-15 Meeting Type: Annual
1a Elect Director Nora A. Aufreiter Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director Susan J. Kropf Management For Voted - For
1d Elect Director David B. Lewis Management For Voted - For
1e Elect Director W. Rodney McMullen Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Clyde R. Moore Management For Voted - For
1h Elect Director Susan M. Phillips Management For Voted - For
1i Elect Director James A. Runde Management For Voted - For
1j Elect Director Ronald L. Sargent Management For Voted - For
1k Elect Director Bobby S. Shackouls Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
6 Report on Policy Options to Reduce Antibiotic Use
in Products Shareholder Against Voted - Against
THE MOSAIC COMPANY
SECURITY ID: 61945C103 TICKER: MOS
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Nancy E. Cooper Management For Voted - For
1b Elect Director Gregory L. Ebel Management For Voted - For
1c Elect Director Denise C. Johnson Management For Voted - For
1d Elect Director Robert L. Lumpkins Management For Voted - For
1e Elect Director William T. Monahan Management For Voted - For
1f Elect Director James L. Popowich Management For Voted - For
1g Elect Director James T. Prokopanko Management For Voted - For
1h Elect Director Steven M. Seibert Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE NASDAQ OMX GROUP, INC.
SECURITY ID: 631103108 TICKER: NDAQ
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Charlene T. Begley Management For Voted - For
1b Elect Director Steven D. Black Management For Voted - For
1c Elect Director Borje E. Ekholm Management For Voted - For
1d Elect Director Robert Greifeld Management For Voted - For
1e Elect Director Glenn H. Hutchins Management For Voted - For
1f Elect Director Essa Kazim Management For Voted - For
1g Elect Director Thomas A. Kloet Management For Voted - For
1h Elect Director John D. Markese Management For Voted - For
1i Elect Director Ellyn A. McColgan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Michael R. Splinter Management For Voted - For
1k Elect Director Lars R. Wedenborn Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 693475105 TICKER: PNC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Bunch Management For Voted - For
1.2 Elect Director Paul W. Chellgren Management For Voted - For
1.3 Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1.4 Elect Director William S. Demchak Management For Voted - For
1.5 Elect Director Andrew T. Feldstein Management For Voted - For
1.6 Elect Director Kay Coles James Management For Voted - For
1.7 Elect Director Richard B. Kelson Management For Voted - For
1.8 Elect Director Anthony A. Massaro Management For Voted - For
1.9 Elect Director Jane G. Pepper Management For Voted - For
1.10 Elect Director Donald J. Shepard Management For Voted - For
1.11 Elect Director Lorene K. Steffes Management For Voted - For
1.12 Elect Director Dennis F. Strigl Management For Voted - For
1.13 Elect Director Thomas J. Usher Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE PROCTER & GAMBLE COMPANY
SECURITY ID: 742718109 TICKER: PG
Meeting Date: 14-Oct-14 Meeting Type: Annual
1a Elect Director Angela F. Braly Management For Voted - For
1b Elect Director Kenneth I. Chenault Management For Voted - For
1c Elect Director Scott D. Cook Management For Voted - For
1d Elect Director Susan Desmond-Hellmann Management For Voted - For
1e Elect Director A.G. Lafley Management For Voted - For
1f Elect Director Terry J. Lundgren Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
1h Elect Director Margaret C. Whitman Management For Voted - For
1i Elect Director Mary Agnes Wilderotter Management For Voted - For
1j Elect Director Patricia A. Woertz Management For Voted - For
1k Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
6 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
THE PROGRESSIVE CORPORATION
SECURITY ID: 743315103 TICKER: PGR
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Stuart B. Burgdoerfer Management For Voted - For
1.2 Elect Director Charles A. Davis Management For Voted - For
1.3 Elect Director Roger N. Farah Management For Voted - For
1.4 Elect Director Lawton W. Fitt Management For Voted - For
1.5 Elect Director Stephen R. Hardis Management For Voted - For
1.6 Elect Director Jeffrey D. Kelly Management For Voted - For
1.7 Elect Director Patrick H. Nettles Management For Voted - For
1.8 Elect Director Glenn M. Renwick Management For Voted - For
1.9 Elect Director Bradley T. Sheares Management For Voted - For
1.10 Elect Director Barbara R. Snyder Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP (PwC) as Auditors Management For Voted - For
THE SHERWIN-WILLIAMS COMPANY
SECURITY ID: 824348106 TICKER: SHW
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director Arthur F. Anton Management For Voted - For
1.2 Elect Director Christopher M. Connor Management For Voted - For
1.3 Elect Director David F. Hodnik Management For Voted - For
1.4 Elect Director Thomas G. Kadien Management For Voted - For
1.5 Elect Director Richard J. Kramer Management For Voted - For
1.6 Elect Director Susan J. Kropf Management For Voted - For
1.7 Elect Director Christine A. Poon Management For Voted - For
1.8 Elect Director Richard K. Smucker Management For Voted - For
1.9 Elect Director John M. Stropki Management For Voted - For
1.10 Elect Director Matthew Thornton, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE SOUTHERN COMPANY
SECURITY ID: 842587107 TICKER: SO
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Juanita Powell Baranco Management For Voted - For
1b Elect Director Jon A. Boscia Management For Voted - For
1c Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1d Elect Director Thomas A. Fanning Management For Voted - For
1e Elect Director David J. Grain Management For Voted - For
1f Elect Director Veronica M. Hagen Management For Voted - For
1g Elect Director Warren A. Hood, Jr. Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Donald M. James Management For Voted - For
1j Elect Director John D. Johns Management For Voted - For
1k Elect Director Dale E. Klein Management For Voted - For
1l Elect Director William G. Smith, Jr. Management For Voted - For
1m Elect Director Steven R. Specker Management For Voted - For
1n Elect Director Larry D. Thompson Management For Voted - For
1o Elect Director E. Jenner Wood, III Management For Voted - Against
2 Approve Outside Director Stock Awards Management For Voted - For
3 Provide Right to Act by Written Consent Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
THE TIMKEN COMPANY
SECURITY ID: 887389104 TICKER: TKR
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Maria A. Crowe Management For Voted - For
1.2 Elect Director Richard G. Kyle Management For Voted - For
1.3 Elect Director John A. Luke, Jr. Management For Voted - For
1.4 Elect Director Christopher L. Mapes Management For Voted - For
1.5 Elect Director Ajita G. Rajendra Management For Voted - For
1.6 Elect Director Joseph W. Ralston Management For Voted - For
1.7 Elect Director John P. Reilly Management For Voted - For
1.8 Elect Director Frank C. Sullivan Management For Voted - For
1.9 Elect Director John M. Timken, Jr. Management For Voted - For
1.10 Elect Director Ward J. Timken, Jr. Management For Voted - For
1.11 Elect Director Jacqueline F. Woods Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
THE TJX COMPANIES, INC.
SECURITY ID: 872540109 TICKER: TJX
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Alan M. Bennett Management For Voted - For
1.4 Elect Director David T. Ching Management For Voted - For
1.5 Elect Director Michael F. Hines Management For Voted - For
1.6 Elect Director Amy B. Lane Management For Voted - For
1.7 Elect Director Carol Meyrowitz Management For Voted - For
1.8 Elect Director John F. O'Brien Management For Voted - For
1.9 Elect Director Willow B. Shire Management For Voted - For
1.10 Elect Director William H. Swanson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TRAVELERS COMPANIES, INC.
SECURITY ID: 89417E109 TICKER: TRV
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Alan L. Beller Management For Voted - For
1b Elect Director John H. Dasburg Management For Voted - For
1c Elect Director Janet M. Dolan Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Jay S. Fishman Management For Voted - For
1f Elect Director Patricia L. Higgins Management For Voted - For
1g Elect Director Thomas R. Hodgson Management For Voted - For
1h Elect Director William J. Kane Management For Voted - For
1i Elect Director Cleve L. Killingsworth Jr. Management For Voted - For
1j Elect Director Philip T. (Pete) Ruegger, III Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Laurie J. Thomsen Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director John S. Chen Management For Voted - For
1c Elect Director Jack Dorsey Management For Voted - For
1d Elect Director Robert A. Iger Management For Voted - For
1e Elect Director Fred H. Langhammer Management For Voted - For
1f Elect Director Aylwin B. Lewis Management For Voted - For
1g Elect Director Monica C. Lozano Management For Voted - For
1h Elect Director Robert W. Matschullat Management For Voted - For
1i Elect Director Sheryl K. Sandberg Management For Voted - For
1j Elect Director Orin C. Smith Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE WESTERN UNION COMPANY
SECURITY ID: 959802109 TICKER: WU
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Hikmet Ersek Management For Voted - For
1b Elect Director Richard A. Goodman Management For Voted - For
1c Elect Director Jack M. Greenberg Management For Voted - For
1d Elect Director Betsy D. Holden Management For Voted - For
1e Elect Director Jeffrey A. Joerres Management For Voted - For
1f Elect Director Linda Fayne Levinson Management For Voted - For
1g Elect Director Roberto G. Mendoza Management For Voted - For
1h Elect Director Michael A. Miles, Jr. Management For Voted - For
1i Elect Director Robert W. Selander Management For Voted - For
1j Elect Director Frances Fragos Townsend Management For Voted - For
1k Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - Against
6 Report on Political Contributions Shareholder Against Voted - For
7 Amend Bylaws to Establish a Board Committee on
Human Rights Shareholder Against Voted - Against
TIME WARNER CABLE INC.
SECURITY ID: 88732J207 TICKER: TWC
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIME WARNER INC.
SECURITY ID: 887317303 TICKER: TWX
Meeting Date: 19-Jun-15 Meeting Type: Annual
1a Elect Director James L. Barksdale Management For Voted - For
1b Elect Director William P. Barr Management For Voted - For
1c Elect Director Jeffrey L. Bewkes Management For Voted - For
1d Elect Director Stephen F. Bollenbach Management For Voted - For
1e Elect Director Robert C. Clark Management For Voted - For
1f Elect Director Mathias Dopfner Management For Voted - For
1g Elect Director Jessica P. Einhorn Management For Voted - For
1h Elect Director Carlos M. Gutierrez Management For Voted - For
1i Elect Director Fred Hassan Management For Voted - For
1j Elect Director Kenneth J. Novack Management For Voted - For
1k Elect Director Paul D. Wachter Management For Voted - For
1l Elect Director Deborah C. Wright Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Board Oversight of Tobacco Use Depicted in Products Shareholder Against Voted - Against
6 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
TORCHMARK CORPORATION
SECURITY ID: 891027104 TICKER: TMK
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Adair Management For Voted - For
1.2 Elect Director Marilyn A. Alexander Management For Voted - For
1.3 Elect Director David L. Boren Management For Voted - For
1.4 Elect Director Jane M. Buchan Management For Voted - For
1.5 Elect Director Gary L. Coleman Management For Voted - For
1.6 Elect Director Larry M. Hutchison Management For Voted - For
1.7 Elect Director Robert W. Ingram Management For Voted - For
1.8 Elect Director Lloyd W. Newton Management For Voted - For
1.9 Elect Director Darren M. Rebelez Management For Voted - For
1.10 Elect Director Lamar C. Smith Management For Voted - For
1.11 Elect Director Paul J. Zucconi Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TOTAL SYSTEM SERVICES, INC.
SECURITY ID: 891906109 TICKER: TSS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director James H. Blanchard Management For Voted - For
1b Elect Director Kriss Cloninger, III Management For Voted - For
1c Elect Director Walter W. Driver, Jr. Management For Voted - For
1d Elect Director Gardiner W. Garrard, Jr. Management For Voted - For
1e Elect Director Sidney E. Harris Management For Voted - For
1f Elect Director William M. Isaac Management For Voted - For
1g Elect Director Mason H. Lampton Management For Voted - For
1h Elect Director Connie D. McDaniel Management For Voted - For
1i Elect Director H. Lynn Page Management For Voted - For
1j Elect Director Philip W. Tomlinson Management For Voted - For
1k Elect Director John T. Turner Management For Voted - For
1l Elect Director Richard W. Ussery Management For Voted - For
1m Elect Director M. Troy Woods Management For Voted - For
1n Elect Director James D. Yancey Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TRANSOCEAN LTD.
SECURITY ID: H8817H100 TICKER: RIG
Meeting Date: 22-Sep-14 Meeting Type: Special
1 Approve Decrease in Size of Board Management For Voted - For
2 Elect Merrill A. "Pete" Miller, Jr. as Director Management For Voted - For
Meeting Date: 15-May-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Appropriation of Available Earnings for Fiscal Year
2014 Management For Voted - For
4 Approve Dividends of USD 0.60 per Share from
Capital Contribution Reserves Management For Voted - For
5A Elect Glyn A. Barker as Director Management For Voted - For
5B Elect Vanessa C.L. Chang as Director Management For Voted - For
5C Elect Frederico F. Curado as Director Management For Voted - For
5D Elect Chadwick C. Deaton as Director Management For Voted - For
5E Elect Vincent J. Intrieri as Director Management For Voted - For
5F Elect Martin B. McNamara as Director Management For Voted - For
5G Elect Samuel J. Merksamer as Director Management For Voted - For
5H Elect Merrill A. 'Pete' Miller, Jr. as Director Management For Voted - For
5I Elect Edward R. Muller as Director Management For Voted - For
5J Elect Tan Ek Kia as Director Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Elect Merrill A. 'Pete' Miller, Jr. as Board
Chairman Management For Voted - For
7A Appoint Frederico F. Curado as Member of the
Compensation Committee Management For Voted - For
7B Appoint Vincent J. Intrieri as Member of the
Compensation Committee Management For Voted - For
7C Appoint Martin B. McNamara as Member of the
Compensation Committee Management For Voted - For
7D Appoint Tan Ek Kia as Member of the Compensation
Committee Management For Voted - For
8 Designate Schweiger Advokatur/Notariat as
Independent Proxy Management For Voted - For
9 Appointment Of Ernst & Young LLP as Independent
Registered Public Accounting Firm for Fiscal Year
2015 and Reelection of Ernst & Young Ltd, Zurich as
the Company's Auditor for a Further One-Year Term Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11A Approve Maximum Remuneration of Board of Directors
for the Period Between the 2015 and 2016 Annual
General Meetings in the Amount of USD 4.12 Million Management For Voted - For
11B Approve Maximum Remuneration of the Execution
Management Team for Fiscal Year 2016 in the Amount
of USD 29.62 Million Management For Voted - For
12 Approve Omnibus Stock Plan Management For Voted - For
TYCO INTERNATIONAL LTD.
SECURITY ID: H89128104 TICKER: TYC
Meeting Date: 09-Sep-14 Meeting Type: Special
1 Change Jurisdiction of Incorporation [from
Switzerland to Ireland] Management For Voted - For
2 Approve Creation of Distributable Reserves Management For Voted - For
TYCO INTERNATIONAL PUBLIC LIMITED COMPANY
SECURITY ID: G91442106 TICKER: TYC
Meeting Date: 04-Mar-15 Meeting Type: Annual
1a Elect Director Edward D. Breen Management For Voted - For
1b Elect Director Herman E. Bulls Management For Voted - For
1c Elect Director Michael E. Daniels Management For Voted - For
1d Elect Director Frank M. Drendel Management For Voted - For
1e Elect Director Brian Duperreault Management For Voted - For
1f Elect Director Rajiv L. Gupta Management For Voted - For
1g Elect Director George R. Oliver Management For Voted - For
1h Elect Director Brendan R. O'Neill Management For Voted - For
1i Elect Director Jurgen Tinggren Management For Voted - For
1j Elect Director Sandra S. Wijnberg Management For Voted - For
1k Elect Director R. David Yost Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2a Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
2b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3 Authorize Share Repurchase Program Management For Voted - For
4 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TYSON FOODS, INC.
SECURITY ID: 902494103 TICKER: TSN
Meeting Date: 30-Jan-15 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Kathleen M. Bader Management For Voted - For
1c Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1d Elect Director Jim Kever Management For Voted - For
1e Elect Director Kevin M. McNamara Management For Voted - For
1f Elect Director Brad T. Sauer Management For Voted - For
1g Elect Director Donnie Smith Management For Voted - For
1h Elect Director Robert Thurber Management For Voted - For
1i Elect Director Barbara A. Tyson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Implement a Water Quality Stewardship Policy Shareholder Against Voted - For
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Report on Practices to Mitigate Palm Oil Sourcing
Impacts Shareholder Against Voted - For
U.S. BANCORP
SECURITY ID: 902973304 TICKER: USB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1.1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1.1c Elect Director Richard K. Davis Management For Voted - For
1.1d Elect Director Kimberly J. Harris Management For Voted - For
1.1e Elect Director Roland A. Hernandez Management For Voted - For
1.1f Elect Director Doreen Woo Ho Management For Voted - For
1.1g Elect Director Joel W. Johnson Management For Voted - For
1.1h Elect Director Olivia F. Kirtley Management For Voted - For
1.1i Elect Director Jerry W. Levin Management For Voted - For
1.1j Elect Director David B. O'Maley Management For Voted - For
1.1k Elect Director O'dell M. Owens Management For Voted - For
1.1l Elect Director Craig D. Schnuck Management For Voted - For
1.1m Elect Director Patrick T. Stokes Management For Voted - For
1.1n Elect Director Scott W. Wine Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
UNION PACIFIC CORPORATION
SECURITY ID: 907818108 TICKER: UNP
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
1.3 Elect Director David B. Dillon Management For Voted - For
1.4 Elect Director Lance M. Fritz Management For Voted - For
1.5 Elect Director Judith Richards Hope Management For Voted - For
1.6 Elect Director John J. Koraleski Management For Voted - For
1.7 Elect Director Charles C. Krulak Management For Voted - For
1.8 Elect Director Michael R. McCarthy Management For Voted - For
1.9 Elect Director Michael W. McConnell Management For Voted - For
1.10 Elect Director Thomas F. McLarty, III Management For Voted - For
1.11 Elect Director Steven R. Rogel Management For Voted - For
1.12 Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
SECURITY ID: 911312106 TICKER: UPS
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director David P. Abney Management For Voted - For
1b Elect Director Rodney C. Adkins Management For Voted - For
1c Elect Director Michael J. Burns Management For Voted - For
1d Elect Director D. Scott Davis Management For Voted - For
1e Elect Director William R. Johnson Management For Voted - For
1f Elect Director Candace Kendle Management For Voted - For
1g Elect Director Ann M. Livermore Management For Voted - For
1h Elect Director Rudy H.P. Markham Management For Voted - For
1i Elect Director Clark T. Randt, Jr. Management For Voted - For
1j Elect Director John T. Stankey Management For Voted - For
1k Elect Director Carol B. Tome Management For Voted - For
1l Elect Director Kevin M. Warsh Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Adopt Anti Gross-up Policy Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNITED RENTALS, INC.
SECURITY ID: 911363109 TICKER: URI
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Jenne K. Britell Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Bobby J. Griffin Management For Voted - For
1.4 Elect Director Michael J. Kneeland Management For Voted - For
1.5 Elect Director Singleton B. McAllister Management For Voted - For
1.6 Elect Director Brian D. McAuley Management For Voted - For
1.7 Elect Director John S. McKinney Management For Voted - For
1.8 Elect Director James H. Ozanne Management For Voted - For
1.9 Elect Director Jason D. Papastavrou Management For Voted - For
1.10 Elect Director Filippo Passerini Management For Voted - For
1.11 Elect Director Donald C. Roof Management For Voted - For
1.12 Elect Director Keith Wimbush Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITED TECHNOLOGIES CORPORATION
SECURITY ID: 913017109 TICKER: UTX
Meeting Date: 27-Apr-15 Meeting Type: Annual
1a Elect Director John V. Faraci Management For Voted - For
1b Elect Director Jean-Pierre Garnier Management For Voted - For
1c Elect Director Gregory J. Hayes Management For Voted - For
1d Elect Director Edward A. Kangas Management For Voted - For
1e Elect Director Ellen J. Kullman Management For Voted - For
1f Elect Director Marshall O. Larsen Management For Voted - For
1g Elect Director Harold McGraw, III Management For Voted - For
1h Elect Director Richard B. Myers Management For Voted - For
1i Elect Director H. Patrick Swygert Management For Voted - For
1j Elect Director Andre Villeneuve Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 01-Jun-15 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Edson Bueno Management For Voted - For
1c Elect Director Richard T. Burke Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Robert J. Darretta Management For Voted - For
1e Elect Director Stephen J. Hemsley Management For Voted - For
1f Elect Director Michele J. Hooper Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Glenn M. Renwick Management For Voted - For
1i Elect Director Kenneth I. Shine Management For Voted - For
1j Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Change State of Incorporation from Minnesota to
Delaware Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
UNIVERSAL HEALTH SERVICES, INC.
SECURITY ID: 913903100 TICKER: UHS
Meeting Date: 20-May-15 Meeting Type: Annual
1 Amend Stock Option Plan Management For Voted - For
2 Amend Restricted Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
UNUM GROUP
SECURITY ID: 91529Y106 TICKER: UNM
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Cynthia L. Egan Management For Voted - For
1.2 Elect Director Pamela H. Godwin Management For Voted - For
1.3 Elect Director Timothy F. Keaney Management For Voted - For
1.4 Elect Director Thomas Kinser Management For Voted - For
1.5 Elect Director Gloria C. Larson Management For Voted - For
1.6 Elect Director A.S. (Pat) MacMillan, Jr. Management For Voted - For
1.7 Elect Director Richard P. McKenney Management For Voted - For
1.8 Elect Director Edward J. Muhl Management For Voted - For
1.9 Elect Director William J. Ryan Management For Voted - For
1.10 Elect Director Thomas R. Watjen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
URBAN OUTFITTERS, INC.
SECURITY ID: 917047102 TICKER: URBN
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Edward N. Antoian Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - Against
1.3 Elect Director Harry S. Cherken, Jr. Management For Voted - Against
1.4 Elect Director Margaret A. Hayne Management For Voted - Against
1.5 Elect Director Richard A. Hayne Management For Voted - Against
1.6 Elect Director Elizabeth Ann Lambert Management For Voted - For
1.7 Elect Director Joel S. Lawson, III Management For Voted - For
1.8 Elect Director Robert H. Strouse Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - Against
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
URS CORPORATION
SECURITY ID: 903236107 TICKER: URS
Meeting Date: 16-Oct-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
VALERO ENERGY CORPORATION
SECURITY ID: 91913Y100 TICKER: VLO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Jerry D. Choate Management For Voted - For
1.1b Elect Director Joseph W. Gorder Management For Voted - For
1.1c Elect Director Deborah P. Majoras Management For Voted - For
1.1d Elect Director Donald L. Nickles Management For Voted - For
1.1e Elect Director Philip J. Pfeiffer Management For Voted - For
1.1f Elect Director Robert A. Profusek Management For Voted - For
1.1g Elect Director Susan Kaufman Purcell Management For Voted - For
1.1h Elect Director Stephen M. Waters Management For Voted - For
1.1i Elect Director Randall J. Weisenburger Management For Voted - For
1.1j Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VENTAS, INC.
SECURITY ID: 92276F100 TICKER: VTR
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Melody C. Barnes Management For Voted - For
1b Elect Director Debra A. Cafaro Management For Voted - For
1c Elect Director Douglas Crocker, II Management For Voted - For
1d Elect Director Ronald G. Geary Management For Voted - For
1e Elect Director Jay M. Gellert Management For Voted - For
1f Elect Director Richard I. Gilchrist Management For Voted - For
1g Elect Director Matthew J. Lustig Management For Voted - For
1h Elect Director Douglas M. Pasquale Management For Voted - For
1i Elect Director Robert D. Reed Management For Voted - For
1j Elect Director Glenn J. Rufrano Management For Voted - For
1k Elect Director James D. Shelton Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VERISIGN, INC.
SECURITY ID: 92343E102 TICKER: VRSN
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director D. James Bidzos Management For Voted - For
1.2 Elect Director William L. Chenevich Management For Voted - For
1.3 Elect Director Kathleen A. Cote Management For Voted - For
1.4 Elect Director Jamie S. Gorelick Management For Voted - For
1.5 Elect Director Roger H. Moore Management For Voted - For
1.6 Elect Director Louis A. Simpson Management For Voted - For
1.7 Elect Director Timothy Tomlinson Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
VERIZON COMMUNICATIONS INC.
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Mark T. Bertolini Management For Voted - For
1.3 Elect Director Richard L. Carrion Management For Voted - For
1.4 Elect Director Melanie L. Healey Management For Voted - For
1.5 Elect Director M. Frances Keeth Management For Voted - For
1.6 Elect Director Lowell C. McAdam Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Donald T. Nicolaisen Management For Voted - For
1.8 Elect Director Clarence Otis, Jr. Management For Voted - For
1.9 Elect Director Rodney E. Slater Management For Voted - For
1.10 Elect Director Kathryn A. Tesija Management For Voted - For
1.11 Elect Director Gregory D. Wasson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Net Neutrality Shareholder Against Voted - For
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Provide Right to Act by Written Consent Shareholder Against Voted - For
VORNADO REALTY TRUST
SECURITY ID: 929042109 TICKER: VNO
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Steven Roth Management For Voted - Withheld
1.2 Elect Director Michael D. Fascitelli Management For Voted - Withheld
1.3 Elect Director Russell B. Wight, Jr. Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
W.W. GRAINGER, INC.
SECURITY ID: 384802104 TICKER: GWW
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Rodney C. Adkins Management For Voted - For
1.2 Elect Director Brian P. Anderson Management For Voted - For
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director William K. Hall Management For Voted - For
1.5 Elect Director Stuart L. Levenick Management For Voted - For
1.6 Elect Director Neil S. Novich Management For Voted - For
1.7 Elect Director Michael J. Roberts Management For Voted - For
1.8 Elect Director Gary L. Rogers Management For Voted - For
1.9 Elect Director James T. Ryan Management For Voted - For
1.10 Elect Director E. Scott Santi Management For Voted - For
1.11 Elect Director James D. Slavik Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WALGREEN CO.
SECURITY ID: 931422109 TICKER: WAG
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Issue Shares in Connection with Acquisition Management For Voted - For
3 Adjourn Meeting Management For Voted - For
WALGREENS BOOTS ALLIANCE, INC.
SECURITY ID: 931427108 TICKER: WBA
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Janice M. Babiak Management For Voted - For
1b Elect Director David J. Brailer Management For Voted - For
1c Elect Director Steven A. Davis Management For Voted - For
1d Elect Director William C. Foote Management For Voted - For
1e Elect Director Ginger L. Graham Management For Voted - For
1f Elect Director John A. Lederer Management For Voted - For
1g Elect Director Dominic P. Murphy Management For Voted - For
1h Elect Director Stefano Pessina Management For Voted - For
1i Elect Director Barry Rosenstein Management For Voted - For
1j Elect Director Leonard D. Schaeffer Management For Voted - For
1k Elect Director Nancy M. Schlichting Management For Voted - For
1l Elect Director James A. Skinner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Include Sustainability as a Performance Measure for
Senior Executive Compensation Shareholder Against Voted - Against
WAL-MART STORES, INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
1d Elect Director Pamela J. Craig Management For Voted - For
1e Elect Director Michael T. Duke Management For Voted - For
1f Elect Director Timothy P. Flynn Management For Voted - For
1g Elect Director Thomas W. Horton Management For Voted - For
1h Elect Director Marissa A. Mayer Management For Voted - For
1i Elect Director C. Douglas McMillon Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Gregory B. Penner Management For Voted - For
1k Elect Director Steven S. Reinemund Management For Voted - For
1l Elect Director Kevin Y. Systrom Management For Voted - For
1m Elect Director Jim C. Walton Management For Voted - For
1n Elect Director S. Robson Walton Management For Voted - For
1o Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
6 Provide Proxy Access Right Shareholder Against Voted - For
7 Adopt Quantitative GHG Goals for Maritime Shipping Shareholder Against Voted - Against
8 Report on Incentive Compensation Plans Shareholder Against Voted - For
9 Require Independent Board Chairman Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
SECURITY ID: 94106L109 TICKER: WM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Andres R. Gluski Management For Voted - For
1d Elect Director Patrick W. Gross Management For Voted - For
1e Elect Director Victoria M. Holt Management For Voted - For
1f Elect Director John C. Pope Management For Voted - For
1g Elect Director W. Robert Reum Management For Voted - For
1h Elect Director David P. Steiner Management For Voted - For
1i Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
WATERS CORPORATION
SECURITY ID: 941848103 TICKER: WAT
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Joshua Bekenstein Management For Voted - For
1.2 Elect Director Michael J. Berendt Management For Voted - For
1.3 Elect Director Douglas A. Berthiaume Management For Voted - For
1.4 Elect Director Edward Conard Management For Voted - For
1.5 Elect Director Laurie H. Glimcher Management For Voted - For
1.6 Elect Director Christopher A. Kuebler Management For Voted - For
1.7 Elect Director William J. Miller Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director JoAnn A. Reed Management For Voted - For
1.9 Elect Director Thomas P. Salice Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WELLPOINT, INC.
SECURITY ID: 94973V107 TICKER: WLP
Meeting Date: 05-Nov-14 Meeting Type: Special
1 Change Company Name to Anthem, Inc. Management For Voted - For
WELLS FARGO & COMPANY
SECURITY ID: 949746101 TICKER: WFC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director John D. Baker, II Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director John S. Chen Management For Voted - For
1d Elect Director Lloyd H. Dean Management For Voted - For
1e Elect Director Elizabeth A. Duke Management For Voted - For
1f Elect Director Susan E. Engel Management For Voted - For
1g Elect Director Enrique Hernandez, Jr. Management For Voted - For
1h Elect Director Donald M. James Management For Voted - For
1i Elect Director Cynthia H. Milligan Management For Voted - For
1j Elect Director Federico F. Pena Management For Voted - For
1k Elect Director James H. Quigley Management For Voted - For
1l Elect Director Judith M. Runstad Management For Voted - For
1m Elect Director Stephen W. Sanger Management For Voted - For
1n Elect Director John G. Stumpf Management For Voted - For
1o Elect Director Susan G. Swenson Management For Voted - For
1p Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 05-Nov-14 Meeting Type: Annual
1a Elect Director Kathleen A. Cote Management For Voted - For
1b Elect Director Henry T. DeNero Management For Voted - For
1c Elect Director Michael D. Lambert Management For Voted - For
1d Elect Director Len J. Lauer Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Matthew E. Massengill Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director Thomas E. Pardun Management For Voted - For
1h Elect Director Paula A. Price Management For Voted - For
1i Elect Director Masahiro Yamamura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WEYERHAEUSER COMPANY
SECURITY ID: 962166104 TICKER: WY
Meeting Date: 22-May-15 Meeting Type: Annual
1.1 Elect Director David P. Bozeman Management For Voted - For
1.2 Elect Director Debra A. Cafaro Management For Voted - For
1.3 Elect Director Mark A. Emmert Management For Voted - For
1.4 Elect Director John I. Kieckhefer Management For Voted - For
1.5 Elect Director Wayne W. Murdy Management For Voted - For
1.6 Elect Director Nicole W. Piasecki Management For Voted - For
1.7 Elect Director Doyle R. Simons Management For Voted - For
1.8 Elect Director D. Michael Steuert Management For Voted - For
1.9 Elect Director Kim Williams Management For Voted - For
1.10 Elect Director Charles R. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
WHIRLPOOL CORPORATION
SECURITY ID: 963320106 TICKER: WHR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gary T. DiCamillo Management For Voted - For
1c Elect Director Diane M. Dietz Management For Voted - For
1d Elect Director Gerri T. Elliott Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Michael F. Johnston Management For Voted - For
1g Elect Director John D. Liu Management For Voted - For
1h Elect Director Harish Manwani Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Michael A. Todman Management For Voted - For
1k Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WINDSTREAM HOLDINGS, INC.
SECURITY ID: 97382A101 TICKER: WIN
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Approve Reverse Stock Split Management For Voted - For
2 Amend Certificate of Incorporation of Windstream
Holdings to Eliminate Certain Voting Provisions to
Facilitate a Spin-off without Incurring a Large Tax
Liability Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Carol B. Armitage Management For Voted - For
1b Elect Director Samuel E. Beall, III Management For Voted - For
1c Elect Director Francis X. ('Skip') Frantz Management For Voted - For
1d Elect Director Jeffrey T. Hinson Management For Voted - For
1e Elect Director Judy K. Jones Management For Voted - For
1f Elect Director William G. LaPerch Management For Voted - For
1g Elect Director William A. Montgomery Management For Voted - For
1h Elect Director Michael G. Stoltz Management For Voted - For
1i Elect Director Anthony W. Thomas Management For Voted - For
1j Elect Director Alan L. Wells Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Provide Right to Call Special Meeting Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
WISCONSIN ENERGY CORPORATION
SECURITY ID: 976657106 TICKER: WEC
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Change Company Name to WEC Energy Group, Inc. Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Barbara L. Bowles Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Thomas J. Fischer Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Henry W. Knueppel Management For Voted - For
1.8 Elect Director Ulice Payne, Jr. Management For Voted - For
1.9 Elect Director Mary Ellen Stanek Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WYNDHAM WORLDWIDE CORPORATION
SECURITY ID: 98310W108 TICKER: WYN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Stephen P. Holmes Management For Voted - For
1.2 Elect Director Myra J. Biblowit Management For Voted - For
1.3 Elect Director James E. Buckman Management For Voted - For
1.4 Elect Director George Herrera Management For Voted - For
1.5 Elect Director Brian Mulroney Management For Voted - For
1.6 Elect Director Pauline D.E. Richards Management For Voted - For
1.7 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
WYNN RESORTS, LIMITED
SECURITY ID: 983134107 TICKER: WYNN
Meeting Date: 24-Apr-15 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director John J. Hagenbuch Management For Voted - Withheld
1.2 Elect Director J. Edward Virtue Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Articles of Incorporation to Provide the
Company with Additional Flexibility in Making
Distribution to its Shareholders Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Directors Elaine P. Wynn Shareholder For Did Not Vote
1.2 Elect Directors J. Edward Virtue Shareholder For Did Not Vote
2 Ratify Ernst & Young LLP as Auditors Management For Did Not Vote
3 Amend Articles of Incorporation to Provide the
Company with Additional Flexibility in Making
Distribution to its Shareholders Management For Did Not Vote
4 Report on Political Contributions Shareholder Against Did Not Vote
XCEL ENERGY INC.
SECURITY ID: 98389B100 TICKER: XEL
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Gail K. Boudreaux Management For Voted - For
1b Elect Director Richard K. Davis Management For Voted - For
1c Elect Director Ben Fowke Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Albert F. Moreno Management For Voted - For
1e Elect Director Richard T. O'Brien Management For Voted - For
1f Elect Director Christopher J. Policinski Management For Voted - For
1g Elect Director A. Patricia Sampson Management For Voted - For
1h Elect Director James J. Sheppard Management For Voted - For
1i Elect Director David A. Westerlund Management For Voted - For
1j Elect Director Kim Williams Management For Voted - For
1k Elect Director Timothy V. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
XEROX CORPORATION
SECURITY ID: 984121103 TICKER: XRX
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Ursula M. Burns Management For Voted - For
1.2 Elect Director Richard J. Harrington Management For Voted - For
1.3 Elect Director William Curt Hunter Management For Voted - For
1.4 Elect Director Robert J. Keegan Management For Voted - For
1.5 Elect Director Charles Prince Management For Voted - For
1.6 Elect Director Ann N. Reese Management For Voted - For
1.7 Elect Director Stephen H. Rusckowski Management For Voted - For
1.8 Elect Director Sara Martinez Tucker Management For Voted - For
1.9 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
XL GROUP PLC
SECURITY ID: G98290102 TICKER: XL
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director Ramani Ayer Management For Voted - For
1.2 Elect Director Dale R. Comey Management For Voted - For
1.3 Elect Director Michael S. McGavick Management For Voted - For
1.4 Elect Director Robert R. Glauber Management For Voted - For
1.5 Elect Director Edward J. Kelly, III Management For Voted - For
1.6 Elect Director Suzanne B. Labarge Management For Voted - For
1.7 Elect Director Anne Stevens Management For Voted - For
1.8 Elect Director John M. Vereker Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Renew Director's Authority to Issue Shares Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Renew Director's Authority to Issue Shares for Cash Management For Voted - For
6 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
XYLEM INC.
SECURITY ID: 98419M100 TICKER: XYL
Meeting Date: 12-May-15 Meeting Type: Annual
1.1a Elect Director Patrick K. Decker Management For Voted - For
1.1b Elect Director Victoria D. Harker Management For Voted - For
1.1c Elect Director Markos I. Tambakeras Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reincorporate in Another State [from Indiana to
Delaware] Shareholder Against Voted - For
YUM! BRANDS, INC.
SECURITY ID: 988498101 TICKER: YUM
Meeting Date: 01-May-15 Meeting Type: Annual
1.1a Elect Director Michael J. Cavanagh Management For Voted - For
1.1b Elect Director Greg Creed Management For Voted - For
1.1c Elect Director David W. Dorman Management For Voted - For
1.1d Elect Director Massimo Ferragamo Management For Voted - For
1.1e Elect Director Mirian M. Graddick-Weir Management For Voted - For
1.1f Elect Director Jonathan S. Linen Management For Voted - For
1.1g Elect Director Thomas C. Nelson Management For Voted - For
1.1h Elect Director David C. Novak Management For Voted - For
1.1i Elect Director Thomas M. Ryan Management For Voted - For
1.1j Elect Director Elane B. Stock Management For Voted - For
1.1k Elect Director Jing-Shyh S. Su Management For Voted - For
1.1l Elect Director Robert D. Walter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
ZIMMER HOLDINGS, INC.
SECURITY ID: 98956P102 TICKER: ZMH
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Christopher B. Begley Management For Voted - For
1.1b Elect Director Betsy J. Bernard Management For Voted - For
1.1c Elect Director Paul M. Bisaro Management For Voted - For
1.1d Elect Director Gail K. Boudreaux Management For Voted - For
1.1e Elect Director David C. Dvorak Management For Voted - For
FORENSIC ACCOUNTING ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1f Elect Director Michael J. Farrell Management For Voted - For
1.1g Elect Director Larry C. Glasscock Management For Voted - For
1.1h Elect Director Robert A. Hagemann Management For Voted - For
1.1i Elect Director Arthur J. Higgins Management For Voted - For
1.1j Elect Director Cecil B. Pickett Management For Voted - For
2 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
3 Amend Deferred Compensation Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
ZIONS BANCORPORATION
SECURITY ID: 989701107 TICKER: ZION
Meeting Date: 22-May-15 Meeting Type: Annual
1a Elect Director Jerry C. Atkin Management For Voted - For
1b Elect Director John C. Erickson Management For Voted - For
1c Elect Director Patricia Frobes Management For Voted - For
1d Elect Director Suren K. Gupta Management For Voted - For
1e Elect Director J. David Heaney Management For Voted - For
1f Elect Director Vivian S. Lee Management For Voted - For
1g Elect Director Edward F. Murphy Management For Voted - For
1h Elect Director Roger B. Porter Management For Voted - For
1i Elect Director Stephen D. Quinn Management For Voted - For
1j Elect Director Harris H. Simmons Management For Voted - For
1k Elect Director L. E. Simmons Management For Voted - For
1l Elect Director Shelley Thomas Williams Management For Voted - For
1m Elect Director Steven C. Wheelwright Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
SECURITY ID: 003009107 TICKER: FAX
Meeting Date: 26-Mar-15 Meeting Type: Annual
1 Elect Director Martin J. Gilbert Management For Voted - For
ALLIANZGI CONVERTIBLE & INCOME FUND
SECURITY ID: 018828103 TICKER: NCV
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Deborah A. DeCotis Management For Voted - For
1.2 Elect Director F. Ford Drummond Management For Voted - For
1.3 Elect Director Davey S. Scoon Management For Voted - For
1.4 Elect Director James S. MacLeod Management For Voted - For
1.5 Elect Director Susan M. King Management For Voted - For
1.6 Elect Director Julian Sluyters Management For Voted - For
ALLIANZGI CONVERTIBLE & INCOME FUND II
SECURITY ID: 018825109 TICKER: NCZ
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Hans W. Kertess Management For Voted - For
1.2 Elect Director F. Ford Drummond Management For Voted - For
1.3 Elect Director Davey S. Scoon Management For Voted - For
1.4 Elect Director James S. MacLeod Management For Voted - For
1.5 Elect Director Julian Sluyters Management For Voted - For
1.6 Elect Director Susan M. King Management For Voted - For
ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
SECURITY ID: 01883A107 TICKER: NFJ
Meeting Date: 17-Jul-14 Meeting Type: Annual
1.1 Elect Director Alan Rappaport Management For Voted - For
1.2 Elect Director John C. Maney Management For Voted - For
ALPINE GLOBAL PREMIER PROPERTIES FUND
SECURITY ID: 02083A103 TICKER: AWP
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Samuel A. Lieber Management For Voted - For
2 Other Business Management For Voted - Against
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPINE TOTAL DYNAMIC DIVIDEND FUND
SECURITY ID: 021060207 TICKER: AOD
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Samuel A. Lieber Management For Voted - For
2 Other Business Management For Voted - Against
BLACKROCK CREDIT ALLOCATION INCOME TRUST
SECURITY ID: 092508100 TICKER: BTZ
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
BLACKROCK ENHANCED CAPITAL AND INCOME FUND, INC.
SECURITY ID: 09256A109 TICKER: CII
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director Richard E. Cavanagh Management For Voted - For
1.4 Elect Director Frank J. Fabozzi Management For Voted - For
1.5 Elect Director Kathleen F. Feldstein Management For Voted - For
1.6 Elect Director James T. Flynn Management For Voted - For
1.7 Elect Director Henry Gabbay Management For Voted - For
1.8 Elect Director Jerrold B. Harris Management For Voted - For
1.9 Elect Director R. Glenn Hubbard Management For Voted - For
1.10 Elect Director W. Carl Kester Management For Voted - For
1.11 Elect Director Karen P. Robards Management For Voted - For
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST
SECURITY ID: 09251A104 TICKER: BDJ
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRUST
SECURITY ID: 092501105 TICKER: BOE
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
BLACKROCK INTERNATIONAL GROWTH AND INCOME TRUST
SECURITY ID: 092524107 TICKER: BGY
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
BLACKROCK MULTI-SECTOR INCOME TRUST
SECURITY ID: 09258A107 TICKER: BIT
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
BLACKROCK REAL ASSET EQUITY TRUST
SECURITY ID: 09254B109 TICKER: BCF
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
Meeting Date: 10-Nov-14 Meeting Type: Special
1A Approve Plan of Reorganization between BlackRock
Real Asset Equity Trust and Blackrock Resources &
Commodities Strategy Trust Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST
SECURITY ID: 09257A108 TICKER: BCX
Meeting Date: 30-Jul-14 Meeting Type: Annual
1.1 Elect Director Paul L. Audet Management For Voted - For
1.2 Elect Director Michael J. Castellano Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director W. Carl Kester Management For Voted - For
Meeting Date: 10-Nov-14 Meeting Type: Special
2A Issue Shares in Connection with BlackRock Real
Asset Equity Trust Reorganization Agreement Management For Voted - For
2B Issue Shares in Connection with BlackRock
EcoSolutions Investment Trust Reorganization
Agreement Management For Voted - For
BLACKSTONE / GSO STRATEGIC CREDIT FUND
SECURITY ID: 09257R101 TICKER: BGB
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Thomas W. Jasper Management For Voted - For
1.2 Elect Director Gary S. Schpero Management For Voted - For
EATON VANCE LIMITED DURATION INCOME FUND
SECURITY ID: 27828H105 TICKER: EVV
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director George J. Gorman Management For Voted - For
1b Elect Director Ronald A. Pearlman Management For Voted - For
1c Elect Director Helen Frame Peters Management For Voted - For
EATON VANCE TAX-MANAGED DIVERSIFIED EQUITY INCOME FUND
SECURITY ID: 27828N102 TICKER: ETY
Meeting Date: 21-Aug-14 Meeting Type: Annual
1a Elect Director George J. Gorman Management For Voted - For
1b Elect Director William H. Park Management For Voted - For
1c Elect Director Ronald A. Pearlman Management For Voted - For
1d Elect Director Harriett Tee Taggart Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EATON VANCE TAX-MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FUND
SECURITY ID: 27829F108 TICKER: EXG
Meeting Date: 21-Aug-14 Meeting Type: Annual
1a Elect Director George J. Gorman Management For Voted - For
1b Elect Director William H. Park Management For Voted - For
1c Elect Director Ronald A. Pearlman Management For Voted - For
1d Elect Director Harriett Tee Taggart Management For Voted - For
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
SECURITY ID: 33718W103 TICKER: FPF
Meeting Date: 20-Apr-15 Meeting Type: Annual
1.1 Elect Director Richard E. Erickson Management For Voted - For
1.2 Elect Director Thomas R. Kadlec Management For Voted - For
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST
SECURITY ID: 36465A109 TICKER: GGN
Meeting Date: 11-May-15 Meeting Type: Annual
1.1 Elect Director Salvatore M. Salibello Management For Voted - Withheld
1.2 Elect Director Anthonie C. van Ekris Management For Voted - Withheld
MFS INTERMEDIATE INCOME TRUST
SECURITY ID: 55273C107 TICKER: MIN
Meeting Date: 02-Oct-14 Meeting Type: Annual
1.a1 Elect Director Steven E. Buller Management For Voted - For
1.a2 Elect Director William R. Gutow Management For Voted - For
1.a3 Elect Director Michael Hegarty Management For Voted - For
1.a4 Elect Director John P. Kavanaugh Management For Voted - For
1.a5 Elect Director Robert W. Uek Management For Voted - For
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC.
SECURITY ID: 617477104 TICKER: EDD
Meeting Date: 16-Jun-15 Meeting Type: Annual
1.1 Elect Director Michael Bozic Management For Voted - For
1.2 Elect Director Nancy C. Everett Management For Voted - For
1.3 Elect Director Michael F. Klein Management For Voted - For
1.4 Elect Director W. Allen Reed Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNITIES FUND
SECURITY ID: 67090N109 TICKER: JGT
Meeting Date: 31-Oct-14 Meeting Type: Annual
1.1 Elect Director William Adams, IV Management For Voted - For
1.2 Elect Director David J. Kundert Management For Voted - For
1.3 Elect Director John K. Nelson Management For Voted - For
1.4 Elect Director Terence J. Toth Management For Voted - For
2 Approve Reorganiztion of Funds Between Nuveen
Diversified Currency Opportunities Fund and Nuveen
Global High Income Fund Management For Voted - For
3a Approve Investment Advisory Agreement between
Nuveen Diversified Currency Opportunities Fund and
Nuveen Fund Advisors, LLC Management For Voted - For
3b Approve Sub-Advisory Agreement between Nuveen Fund
Advisors, LLC and Nuveen Asset Management, LLC Management For Voted - For
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
SECURITY ID: 6706EM102 TICKER: JSN
Meeting Date: 05-Dec-14 Meeting Type: Annual
1.1 Elect Director William Adams, IV Management For Voted - For
1.2 Elect Director David J. Kundert Management For Voted - For
1.3 Elect Director John K. Nelson Management For Voted - For
1.4 Elect Director Terence J. Toth Management For Voted - For
2 Approve Reorganization of Funds Between Nuveen
Equity Premium Opportunity Fund and Nuveen Equity
Premium Income Fund Management For Voted - For
5a Approve Investment Management Agreement Between
Nuveen Equity Premium Opportunity Fund and Nuveen
Fund Advisors, LLC Management For Voted - For
5b Approve Subadvisory Agreement Between Nuveen Fund
Advisors, LLC and Gateway Investment Advisers, LLC Management For Voted - For
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
SECURITY ID: 67073B106 TICKER: JPC
Meeting Date: 26-Mar-15 Meeting Type: Annual
1a.1 Elect Director Jack B. Evans Management For Voted - For
1a.2 Elect Director William J. Schneider Management For Voted - For
1a.3 Elect Director Thomas S. Schreier, Jr. Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
SECURITY ID: 72201B101 TICKER: PTY
Meeting Date: 10-Jul-14 Meeting Type: Special
1 Approve Investment Management Agreement Management For Voted - For
PIMCO DYNAMIC CREDIT INCOME FUND
SECURITY ID: 72202D106 TICKER: PCI
Meeting Date: 30-Apr-15 Meeting Type: Special
Management Proposals (White Card) None Non-Voting
1.1 Elect Director Craig A. Dawson Management For Voted - For
1.2 Elect Director Bradford K. Gallagher Management For Voted - For
1.3 Elect Director James A. Jacobson Management For Voted - For
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Directors Richard W. Cohen Shareholder For Did Not Vote
1.2 Elect Directors Robert C. Knapp Shareholder For Did Not Vote
PIMCO HIGH INCOME FUND
SECURITY ID: 722014107 TICKER: PHK
Meeting Date: 10-Jul-14 Meeting Type: Special
1 Approve Investment Management Agreement Management For Voted - For
Meeting Date: 18-Dec-14 Meeting Type: Annual
1.1 Elect Director Craig A. Dawson Management For Voted - For
1.2 Elect Director Bradford K. Gallagher Management For Voted - For
PIMCO INCOME STRATEGY FUND II
SECURITY ID: 72201J104 TICKER: PFN
Meeting Date: 31-Jul-14 Meeting Type: Annual
1.1 Elect Director Hans W. Kertess Management For Voted - For
1.2 Elect Director James A. Jacobson Management For Voted - For
1.3 Elect Director John C. Maney Management For Voted - For
Meeting Date: 31-Jul-14 Meeting Type: Special
1 Approve Investment Management Agreement Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND
SECURITY ID: 45684E107 TICKER: IGD
Meeting Date: 02-Jul-14 Meeting Type: Annual
1.1 Elect Director J. Michael Earley Management For Voted - For
1.2 Elect Director Patrick W. Kenny Management For Voted - For
1.3 Elect Director Roger B. Vincent Management For Voted - For
1.4 Elect Director Shaun P. Mathews Management For Voted - Withheld
VOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND
SECURITY ID: 92912T100 TICKER: IGD
Meeting Date: 10-Feb-15 Meeting Type: Special
1 Approve Subadvisory Agreement between Voya
Investments, LLC and ING Investment Management
Advisors B.V. Management For Voted - For
WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND
SECURITY ID: 94987D101 TICKER: ERC
Meeting Date: 09-Feb-15 Meeting Type: Annual
1.1 Elect Director William R. Ebsworth Management For Voted - For
1.2 Elect Director Jane A. Freeman Management For Voted - For
1.3 Elect Director Judith M. Johnson Management For Voted - For
1.4 Elect Director Donald C. Willeke Management For Voted - For
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
SECURITY ID: 95766A101 TICKER: ESD
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Carol L. Colman Management For Voted - For
1.2 Elect Director Daniel P. Cronin Management For Voted - For
1.3 Elect Director Paolo M. Cucchi Management For Voted - For
1.4 Elect Director Robert D. Agdern Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3D SYSTEMS CORPORATION
SECURITY ID: 88554D205 TICKER: DDD
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director William E. Curran Management For Voted - For
1.2 Elect Director Peter H. Diamandis Management For Voted - For
1.3 Elect Director Charles W. Hull Management For Voted - For
1.4 Elect Director William D. Humes Management For Voted - For
1.5 Elect Director Jim D. Kever Management For Voted - For
1.6 Elect Director G. Walter Loewenbaum, II Management For Voted - For
1.7 Elect Director Kevin S. Moore Management For Voted - For
1.8 Elect Director Abraham N. Reichental Management For Voted - For
1.9 Elect Director Daniel S. Van Riper Management For Voted - For
1.10 Elect Director Karen E. Welke Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify BDO USA, LLP as Auditors Management For Voted - For
ABB LTD.
SECURITY ID: H0010V101 TICKER: ABBN
Meeting Date: 30-Apr-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Allocation of Income and Dividends of CHF
0.55 per Share from Capital Contribution Reserves Management For Voted - For
4.2 Approve CHF 394 Million Reduction in Share Capital
and Repayment of CHF 0. 17 per Share Management For Voted - For
5 Amend Articles to Reflect Changes in Capital If
Item 4.2 is Approved Management For Voted - For
6 Approve Creation of CHF 200 Million Pool of Capital
without Preemptive Rights Management For Voted - For
7.1 Approve Remuneration of Directors in the Amount of
CHF 4.2 Million Management For Voted - For
7.2 Approve Remuneration of Executive Committee in the
Amount of CHF 52 Million Management For Voted - For
8.1 Reelect Roger Agnelli as Director Management For Voted - Against
8.2 Reelect Matti Alahuhta as Director Management For Voted - For
8.3 Elect David Constable as Director Management For Voted - For
8.4 Reelect Louis Hughes as Director Management For Voted - Against
8.5 Reelect Michel de Rosen as Director Management For Voted - For
8.6 Reelect Jacob Wallenberg as Director Management For Voted - Against
8.7 Reelect Ying Yeh as Director Management For Voted - For
8.8 Elect Peter Voser as Director and Board Chairman Management For Voted - For
9.1 Appoint David Constable as Member of the
Compensation Committee Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9.2 Appoint Michel de Rosen as Member of the
Compensation Committee Management For Voted - For
9.3 Appoint Ying Yeh as Member of the Compensation
Committee Management For Voted - For
10 Designate Hans Zehnder as Independent Proxy Management For Voted - For
11 Ratify Ernst & Young AG as Auditors Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
ACCURAY INCORPORATED
SECURITY ID: 004397105 TICKER: ARAY
Meeting Date: 20-Nov-14 Meeting Type: Annual
1.1 Elect Director Louis J. Lavigne, Jr. Management For Voted - For
1.2 Elect Director Dennis L. Winger Management For Voted - For
1.3 Elect Director Jack Goldstein Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
ADLINK TECHNOLOGY INC.
SECURITY ID: Y0014R107 TICKER: 6166
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve Plan on 2014 Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
6 Approve Issuance of Restricted Stocks Management For Voted - Against
ADVANTECH CO., LTD.
SECURITY ID: Y0017P108 TICKER: 2395
Meeting Date: 28-May-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve Plan on 2014 Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Rules and Procedures for Election of
Directors and Supervisors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AEROVIRONMENT, INC.
SECURITY ID: 008073108 TICKER: AVAV
Meeting Date: 17-Oct-14 Meeting Type: Annual
1.1 Elect Director Joseph F. Alibrandi Management For Voted - For
1.2 Elect Director Stephen F. Page Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Declassify the Board of Directors Shareholder Against Voted - For
AIDA ENGINEERING LTD.
SECURITY ID: J00546101 TICKER: 6118
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 30 Management For Voted - For
2 Amend Articles to Reflect Changes in Law Management For Voted - For
3.1 Elect Director Aida, Kimikazu Management For Voted - For
3.2 Elect Director Nakanishi, Naoyoshi Management For Voted - For
3.3 Elect Director Kanemura, Sadayuki Management For Voted - For
3.4 Elect Director Yap Teck Meng Management For Voted - For
3.5 Elect Director Masuda, Ken Management For Voted - For
3.6 Elect Director Kitano, Tsukasa Management For Voted - For
3.7 Elect Director Suzuki, Toshihiko Management For Voted - For
3.8 Elect Director Oiso, Kimio Management For Voted - For
3.9 Elect Director Gomi, Hirofumi Management For Voted - For
AIRTAC INTERNATIONAL GROUP
SECURITY ID: G01408106 TICKER: 1590
Meeting Date: 28-May-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Consolidated Financial Statements Management For Voted - For
2 Approve Plan on 2014 Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Amend Articles of Association Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Rules and Procedures Regarding Shareholder's
General Meeting Management For Voted - For
7 Amend Rules and Procedures for Election of Directors Management For Voted - For
8 Transact Other Business (Non-Voting) Management None Non-Voting
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARCAM AB
SECURITY ID: W05243238 TICKER: ARCM
Meeting Date: 23-Mar-15 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management None Non-Voting
8a Accept Financial Statements and Statutory Reports Management For Voted - For
8b Approve Allocation of Income and Omission of
Dividends Management For Voted - For
8c Approve Discharge of Board and President Management For Voted - For
9 Determine Number of Directors (7) and Deputy
Directors (0) of Board Management For Voted - For
10 Approve Remuneration of Directors in the Amount of
SEK 300,000 for Chairman and SEK 150,000 for Other
Directors; Approve Remuneration of Auditors Management For Voted - For
11 Reelect Goran Malm, Lars Bergstrom, Thomas
Carlstrom, Henrik Hedlund, Anna Stigenberg, and Jan
Olof Bruer as Directors; Elect Anna Bernsten as New
Director Management For Voted - For
12 Approve Guidelines for Nominating Committee Management For Voted - For
13 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
14 Approve Share Matching Plan Management For Voted - Against
15 Approve Creation of SEK 1.8 Million Pool of Capital
without Preemptive Rights Management For Voted - For
16 Close Meeting Management None Non-Voting
Meeting Date: 28-May-15 Meeting Type: Special
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7a Approve Share Matching Plan (LTIP) Management For Voted - For
7b Approve Issuance of 20,000 Ordinary Shares in
Conenection with LTIP Management For Voted - For
7c1.1Amend Articles Re: Class C Shares Management For Voted - For
7c1.2Approve Directed Issuance of Class C Shares to
Support Incentive Plan Management For Voted - For
7c1.3Approve Repurchase of Class C Shares to Support
Incentive Plan Management For Voted - For
7c1.4Approve Reissuance of Shares to Support Incentive
Plan Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7c2 Approve Swap Agreement With Third Part (Alternative
Funding to C1) Management For Voted - Against
8 Close Meeting Management None Non-Voting
ATMEL CORPORATION
SECURITY ID: 049513104 TICKER: ATML
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Steven Laub Management For Voted - For
1.2 Elect Director Tsung-Ching Wu Management For Voted - For
1.3 Elect Director David Sugishita Management For Voted - For
1.4 Elect Director Papken Der Torossian Management For Voted - For
1.5 Elect Director Jack L. Saltich Management For Voted - For
1.6 Elect Director Charles Carinalli Management For Voted - For
1.7 Elect Director Edward Ross Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ATS AUTOMATION TOOLING SYSTEMS INC.
SECURITY ID: 001940105 TICKER: ATA
Meeting Date: 14-Aug-14 Meeting Type: Annual/special
1.1 Elect Director Neil D. Arnold Management For Voted - For
1.2 Elect Director Anthony Caputo Management For Voted - For
1.3 Elect Director Michael E. Martino Management For Voted - For
1.4 Elect Director David L. McAusland Management For Voted - For
1.5 Elect Director Gordon E. Presher Management For Voted - For
1.6 Elect Director Ivan Ross Management For Voted - For
1.7 Elect Director Daryl C.F. Wilson Management For Voted - For
2 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
3 Amend Stock Option Plan Management For Voted - For
BROOKS AUTOMATION, INC.
SECURITY ID: 114340102 TICKER: BRKS
Meeting Date: 04-Feb-15 Meeting Type: Annual
1.1 Elect Director A. Clinton Allen Management For Voted - For
1.2 Elect Director Robyn C. Davis Management For Voted - For
1.3 Elect Director Joseph R. Martin Management For Voted - For
1.4 Elect Director John K. McGillicuddy Management For Voted - For
1.5 Elect Director Krishna G. Palepu Management For Voted - For
1.6 Elect Director Kirk P. Pond Management For Voted - For
1.7 Elect Director Stephen S. Schwartz Management For Voted - For
1.8 Elect Director Alfred Woollacott, III Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Mark S. Wrighton Management For Voted - For
1.10 Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
CARGOTEC OYJ
SECURITY ID: X10788101 TICKER: CGCBV
Meeting Date: 18-Mar-15 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Call the Meeting to Order Management None Non-Voting
3 Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management None Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR
0.54 Per Class A Share and EUR 0.55 Per Class B
Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration of Directors in the Amount of
EUR 80,000 for Chairman, EUR 55,000 for Vice
Chairman and for Chariman of Audit and Risk
Management Committee, and EUR 40,000 for Other
Directors; Approve Meeting Fees Management For Voted - For
11 Fix Number of Directors at Seven Management For Voted - For
12 Reelect Jorma Eloranta, Tapio Hakakari, Ilkka
Herlin, Peter Immonen, Antti Lagerroos, Teuvo
Salminen, and Anja Silvennoinen as Directors Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - For
14 Fix Number of Auditors at Two Management For Voted - For
15 Ratify PricewaterhouseCoopers and Tomi Hyrylainen
as Auditors Management For Voted - For
16 Authorize Repurchase of up to 952,000 Class A
Shares and 5.5 Million Class B Shares Management For Voted - For
17 Close Meeting Management None Non-Voting
COGNEX CORPORATION
SECURITY ID: 192422103 TICKER: CGNX
Meeting Date: 17-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert J. Shillman Management For Voted - For
1.2 Elect Director Jeffrey B. Miller Management For Voted - Withheld
1.3 Elect Director Reuben Wasserman Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - Against
5 Require a Majority Vote for the Election of
Directors Shareholder None Voted - For
CUBIC CORPORATION
SECURITY ID: 229669106 TICKER: CUB
Meeting Date: 24-Feb-15 Meeting Type: Annual
1.1 Elect Director Walter C. Zable Management For Voted - For
1.2 Elect Director Bruce G. Blakley Management For Voted - For
1.3 Elect Director Bradley H. Feldmann Management For Voted - For
1.4 Elect Director Edwin A. Guiles Management For Voted - For
1.5 Elect Director Steven J. Norris Management For Voted - For
1.6 Elect Director Robert S. Sullivan Management For Voted - For
1.7 Elect Director John H. Warner, Jr. Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
CYBERDYNE INC.
SECURITY ID: J1096P107 TICKER: 7779
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Amend Articles to Update Authorized Capital to
Reflect Stock Split Management For Voted - For
2 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
3.1 Elect Director Sankai, Yoshiyuki Management For Voted - Against
3.2 Elect Director Ichihashi, Fumiyuki Management For Voted - For
3.3 Elect Director Uga, Shinji Management For Voted - For
3.4 Elect Director Kawamoto, Hiroaki Management For Voted - For
3.5 Elect Director Nakata, Kinichi Management For Voted - Against
3.6 Elect Director Yoshida, Kazumasa Management For Voted - For
3.7 Elect Director Imai, Hikari Management For Voted - For
4 Approve Stock Option Plan Management For Voted - Against
5 Amend Articles to Update Authorized Capital to
Reflect Stock Split Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DAIHEN CORP.
SECURITY ID: J09114109 TICKER: 6622
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 4 Management For Voted - For
2.1 Elect Director Tajiri, Tetsuya Management For Voted - For
2.2 Elect Director Morino, Yuzo Management For Voted - For
2.3 Elect Director Urai, Naoki Management For Voted - For
2.4 Elect Director Koshino, Shigekazu Management For Voted - For
2.5 Elect Director Ota, Tatsuo Management For Voted - For
2.6 Elect Director Kamo, Kazuo Management For Voted - For
2.7 Elect Director Morimoto, Keiki Management For Voted - For
2.8 Elect Director Minomo, Shoichiro Management For Voted - For
2.9 Elect Director Sanjo, Kusuo Management For Voted - For
3.1 Appoint Statutory Auditor Iwasa, Kanji Management For Voted - For
3.2 Appoint Statutory Auditor Urata, Haruo Management For Voted - Against
3.3 Appoint Statutory Auditor Furusawa, Masayuki Management For Voted - For
4 Appoint Alternate Statutory Auditor Yoshida, Masashi Management For Voted - For
5 Approve Aggregate Compensation Ceiling for Directors Management For Voted - For
DASSAULT SYSTEMES
SECURITY ID: F2457H472 TICKER: DSY
Meeting Date: 28-May-15 Meeting Type: Annual/special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
0.43 per Share Management For Voted - For
4 Approve Stock Dividend Program (Cash or New Shares) Management For Voted - For
5 Acknowledge Auditors' Special Report on
Related-Party Transactions Mentioning the Absence
of New Transactions Except the One Listed under
Item 6 Management For Voted - For
6 Approve Renewal of Severance Payment Agreement with
Bernard Charles, CEO Management For Voted - Against
7 Advisory Vote on Compensation of Charles
Edelstenne, Chairman Management For Voted - For
8 Advisory Vote on Compensation of Bernard Charles,
CEO Management For Voted - For
9 Reelect Jean Pierre Chahid Nourai as Director Management For Voted - For
10 Reelect Arnould De Meyer as Director Management For Voted - For
11 Reelect Nicole Dassault as Director Management For Voted - Against
12 Reelect Toshiko Mori as Director Management For Voted - For
13 Ratify Appointment of Marie Helene Habert as
Director Management For Voted - Against
14 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
15 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million Management For Voted - For
17 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 12 Million Management For Voted - For
18 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to Aggregate
Nominal Amount of EUR 12 Million Management For Voted - For
19 Authorize Capitalization of Reserves of Up to EUR
12 Million for Bonus Issue or Increase in Par Value Management For Voted - For
20 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - Against
21 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
23 Amend Articles 14, 22, and 27 of Bylaws Re:
Directors' Length of Term, Related Party
Transactions, and Record Date Management For Voted - For
24 Approve Change of Corporate Form to Societas
Europaea (SE) Management For Voted - For
25 Subject to Approval of Item 24, Change Company Name
to Dassault Systemes SE Management For Voted - For
26 Subject to Approval of Items 24 and 25, Adopt New
Bylaws Management For Voted - For
27 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
DEERE & COMPANY
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 25-Feb-15 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Michael O. Johanns Management For Voted - For
1g Elect Director Clayton M. Jones Management For Voted - For
1h Elect Director Joachim Milberg Management For Voted - For
1i Elect Director Richard B. Myers Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Thomas H. Patrick Management For Voted - For
1l Elect Director Sherry M. Smith Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
DELTA ELECTRONICS INC.
SECURITY ID: Y20263102 TICKER: 2308
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve Plan on 2014 Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6.1 Elect Zheng Chonghua as Non-independent Director Management For Voted - For
6.2 Elect Hai Yingjun as Non-independent Director Management For Voted - For
6.3 Elect Ke Zixing as Non-independent Director Management For Voted - For
6.4 Elect Zheng Ping as Non-independent Director Management For Voted - For
6.5 Elect Li Zhongjie as Non-independent Director Management For Voted - For
6.6 Elect Zhang Xunhai as Non-independent Director Management For Voted - For
6.7 Elect Zhang Mingzhong as Non-independent Director Management For Voted - For
6.8 Elect Li Zeyuan as Non-independent Director Management For Voted - For
6.9 Elect Huang Chongxing as Non-independent Director Management For Voted - For
6.10 Elect Non-independent Director No. 10 Management For Voted - Against
6.11 Elect Peng Zongping as Independent Director Management For Voted - For
6.12 Elect Zhao Taisheng as Independent Director Management For Voted - For
6.13 Elect Chen Yongqing as Independent Director Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - Against
8 Transact Other Business (Non-Voting) Management None Non-Voting
DENSO CORP.
SECURITY ID: J12075107 TICKER: 6902
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 63 Management For Voted - For
2 Authorize Share Repurchase Program Management For Voted - For
3 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
4.1 Elect Director Kato, Nobuaki Management For Voted - For
4.2 Elect Director Kobayashi, Koji Management For Voted - For
4.3 Elect Director Arima, Koji Management For Voted - For
4.4 Elect Director Miyaki, Masahiko Management For Voted - For
4.5 Elect Director Maruyama, Haruya Management For Voted - For
4.6 Elect Director Yamanaka, Yasushi Management For Voted - For
4.7 Elect Director Tajima, Akio Management For Voted - For
4.8 Elect Director Makino, Yoshikazu Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.9 Elect Director Adachi, Michio Management For Voted - For
4.10 Elect Director Iwata, Satoshi Management For Voted - For
4.11 Elect Director Ito, Masahiko Management For Voted - For
4.12 Elect Director George Olcott Management For Voted - For
4.13 Elect Director Nawa, Takashi Management For Voted - For
5.1 Appoint Statutory Auditor Shimmura, Atsuhiko Management For Voted - For
5.2 Appoint Statutory Auditor Yoshida, Moritaka Management For Voted - Against
5.3 Appoint Statutory Auditor Kondo, Toshimichi Management For Voted - For
6 Approve Annual Bonus Payment to Directors Management For Voted - For
E2V TECHNOLOGIES PLC
SECURITY ID: G3209R106 TICKER: E2V
Meeting Date: 16-Jul-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Stephen Blair as Director Management For Voted - For
4 Elect Alison Wood as Director Management For Voted - For
5 Re-elect Neil Johnson as Director Management For Voted - Abstain
6 Re-elect Krishnamurthy Rajagopal as Director Management For Voted - For
7 Re-elect Kevin Dangerfield as Director Management For Voted - For
8 Re-elect Charles Hindson as Director Management For Voted - For
9 Reappoint KPMG LLP as Auditors Management For Voted - For
10 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Approve Remuneration Report Management For Voted - For
13 Approve Save As You Earn Plan Management For Voted - For
14 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
ELBIT SYSTEMS LTD.
SECURITY ID: M3760D101 TICKER: ESLT
Meeting Date: 31-Mar-15 Meeting Type: Special
1 Reapprove Grant of Letters of Indemnification to M.
Federmann and D. Federmann, Directors and Direct or
Indirect Controlling Shareholders Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ELEKTA AB
SECURITY ID: W2479G107 TICKER: EKTA B
Meeting Date: 28-Aug-14 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management None Non-Voting
8 Receive President's Report Management None Non-Voting
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK
2.00 Per Share Management For Voted - For
11 Approve Discharge of Board and President Management For Voted - For
12 Receive Nomination Committee's Report Management None Non-Voting
13 Determine Number of Members and Deputy Members of
Board Management For Voted - For
14 Approve Remuneration of Directors in the Aggregate
Amount of SEK 3.71 Million; Approve Remuneration of
Auditors Management For Voted - For
15 Reelect Hans Barella, Luciano Cattani, Laurent
Leksell (Chairman), Siaou-Sze Lien, Tomas Puusepp,
Wolfgang Reim, Jan Secher, and Birgitta Stymne
Goransson as Directors Management For Voted - For
16 Ratify PwC as Auditors Management For Voted - For
17 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
18 Approve Performance Share Plan 2014 Management For Voted - Against
19a Authorize Share Repurchase Program Management For Voted - For
19b Authorize Reissuance of Repurchased Shares Management For Voted - For
19c Approve Equity Plan Financing Management For Voted - Against
19d Authorize Transfer of Shares in Conjunction with
Performance Share Plan 2011, 2012, and 2013 Management For Voted - For
20 Authorize Chairman of Board and Representatives of
Four of Company's Largest Shareholders to Serve on
Nominating Committee Management For Voted - Against
21 Close Meeting Management None Non-Voting
FANUC CORP.
SECURITY ID: J13440102 TICKER: 6954
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 491.93 Management For Voted - For
2.1 Elect Director Inaba, Yoshiharu Management For Voted - For
2.2 Elect Director Yamaguchi, Kenji Management For Voted - For
2.3 Elect Director Uchida, Hiroyuki Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.4 Elect Director Gonda, Yoshihiro Management For Voted - For
2.5 Elect Director Inaba, Kiyonori Management For Voted - For
2.6 Elect Director Matsubara, Shunsuke Management For Voted - For
2.7 Elect Director Noda, Hiroshi Management For Voted - For
2.8 Elect Director Kohari, Katsuo Management For Voted - For
2.9 Elect Director Okada, Toshiya Management For Voted - For
2.10 Elect Director Richard E. Schneider Management For Voted - For
2.11 Elect Director Olaf C. Gehrels Management For Voted - For
2.12 Elect Director Ono, Masato Management For Voted - For
2.13 Elect Director Tsukuda, Kazuo Management For Voted - For
2.14 Elect Director Imai, Yasuo Management For Voted - For
3.1 Appoint Statutory Auditor Kimura, Shunsuke Management For Voted - For
3.2 Appoint Statutory Auditor Shimizu, Naoki Management For Voted - For
3.3 Appoint Statutory Auditor Nakagawa, Takeo Management For Voted - For
FARO TECHNOLOGIES, INC.
SECURITY ID: 311642102 TICKER: FARO
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Lynn Brubaker Management For Voted - For
1.2 Elect Director Simon Raab Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FLIR SYSTEMS, INC.
SECURITY ID: 302445101 TICKER: FLIR
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Earl R. Lewis Management For Voted - For
1.4 Elect Director Angus L. Macdonald Management For Voted - For
1.5 Elect Director Cathy A. Stauffer Management For Voted - For
1.6 Elect Director Andrew C. Teich Management For Voted - For
1.7 Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
FMC TECHNOLOGIES, INC.
SECURITY ID: 30249U101 TICKER: FTI
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Mike R. Bowlin Management For Voted - For
1b Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1c Elect Director Eleazar de Carvalho Filho Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director C. Maury Devine Management For Voted - For
1e Elect Director Claire S. Farley Management For Voted - For
1f Elect Director John T. Gremp Management For Voted - For
1g Elect Director Thomas M. Hamilton Management For Voted - For
1h Elect Director Peter Mellbye Management For Voted - For
1i Elect Director Joseph H. Netherland Management For Voted - For
1j Elect Director Peter Oosterveer Management For Voted - For
1k Elect Director Richard A. Pattarozzi Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FORUM ENERGY TECHNOLOGIES, INC.
SECURITY ID: 34984V100 TICKER: FET
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Michael McShane Management For Voted - For
1.2 Elect Director Terence M. O ' Toole Management For Voted - For
1.3 Elect Director Louis A. Raspino Management For Voted - For
1.4 Elect Director John Schmitz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
HARMONIC DRIVE SYSTEMS INC.
SECURITY ID: J1886F103 TICKER: 6324
Meeting Date: 19-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 7 Management For Voted - For
2 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
3.1 Elect Director Ito, Mitsumasa Management For Voted - For
3.2 Elect Director Nagai, Akira Management For Voted - For
3.3 Elect Director Yamazaki, Yoshio Management For Voted - For
3.4 Elect Director Ikuta, Tetsuo Management For Voted - For
3.5 Elect Director Ito, Yoshimasa Management For Voted - For
3.6 Elect Director Yoshida, Haruhiko Management For Voted - For
3.7 Elect Director Sakai, Shinji Management For Voted - For
3.8 Elect Director Nakamura, Masanobu Management For Voted - For
4 Approve Annual Bonus Payment to Directors and
Statutory Auditors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HELIX ENERGY SOLUTIONS GROUP, INC.
SECURITY ID: 42330P107 TICKER: HLX
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director T. William Porter Management For Voted - For
1.2 Elect Director Anthony Tripodo Management For Voted - For
1.3 Elect Director James A. Watt Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HITACHI KOKUSAI ELECTRIC CO. LTD.
SECURITY ID: J20423109 TICKER: 6756
Meeting Date: 29-Jun-15 Meeting Type: Annual
1 Amend Articles to Indemnify Directors Management For Voted - For
2.1 Elect Director Saito, Yutaka Management For Voted - Against
2.2 Elect Director Shinomoto, Manabu Management For Voted - For
2.3 Elect Director Koto, Kenshiro Management For Voted - For
2.4 Elect Director Mitamura, Hideto Management For Voted - For
2.5 Elect Director Shimizu, Akira Management For Voted - Against
2.6 Elect Director Kawano, Takeo Management For Voted - For
HIWIN TECHNOLOGIES CORP.
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve Plan on 2014 Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Amend Articles of Association Management For Voted - For
5 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
6 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
IMMERSION CORPORATION
SECURITY ID: 452521107 TICKER: IMMR
Meeting Date: 05-Jun-15 Meeting Type: Annual
1.1 Elect Director Jack Saltich Management For Voted - Withheld
1.2 Elect Director Victor Viegas Management For Voted - For
1.3 Elect Director John Veschi Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director David Habiger Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Craig H. Barratt Management For Voted - For
1.2 Elect Director Gary S. Guthart Management For Voted - For
1.3 Elect Director Eric H. Halvorson Management For Voted - For
1.4 Elect Director Amal M. Johnson Management For Voted - For
1.5 Elect Director Alan J. Levy Management For Voted - For
1.6 Elect Director Mark J. Rubash Management For Voted - For
1.7 Elect Director Lonnie M. Smith Management For Voted - For
1.8 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
IPG PHOTONICS CORPORATION
SECURITY ID: 44980X109 TICKER: IPGP
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Valentin P. Gapontsev Management For Voted - For
1.2 Elect Director Eugene Scherbakov Management For Voted - For
1.3 Elect Director Igor Samartsev Management For Voted - For
1.4 Elect Director Michael C. Child Management For Voted - For
1.5 Elect Director Henry E. Gauthier Management For Voted - For
1.6 Elect Director William S. Hurley Management For Voted - For
1.7 Elect Director Eric Meurice Management For Voted - For
1.8 Elect Director John R. Peeler Management For Voted - For
1.9 Elect Director Thomas J. Seifert Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
IROBOT CORPORATION
SECURITY ID: 462726100 TICKER: IRBT
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Colin M. Angle Management For Voted - For
1.2 Elect Director Ronald Chwang Management For Voted - For
1.3 Elect Director Deborah G. Ellinger Management For Voted - For
1.4 Elect Director Michelle V. Stacy Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Declassify the Board of Directors Shareholder Against Voted - For
ISRA VISION AG
SECURITY ID: D36816102 TICKER: ISR
Meeting Date: 17-Mar-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013/2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.39 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2013/2014 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2013/2014 Management For Voted - For
5 Ratify PKF Deutschland GmbH as Auditors for Fiscal
2014/2015 Management For Voted - For
6.1 Elect Henning Tolle to the Supervisory Board Management For Voted - For
6.2 Elect Heribert Wiedenhues to the Supervisory Board Management For Voted - For
6.3 Elect Wolfgang Witz to the Supervisory Board Management For Voted - For
6.4 Elect Susanne Wiegand to the Supervisory Board Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
8 Approve Creation of EUR 2.2 Million Pool of Capital
without Preemptive Rights Management For Voted - Against
9 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 150
Million; Approve Creation of EUR 2.1 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - Against
10 Approve Remuneration of Supervisory Board Management For Voted - For
JENOPTIK AG
SECURITY ID: D3721X105 TICKER: JEN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.20 per Share Management For Voted - Against
3 Approve Discharge of Management Board for Fiscal
2014 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2014 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2015 Management For Voted - For
6 Approve Creation of EUR 44 Million Pool of Capital
with Partial Exclusion of Preemptive Rights Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY ID: 477839104 TICKER: JBT
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director C. Maury Devine Management For Voted - For
1.2 Elect Director James M. Ringler Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
JOHNSON ELECTRIC HOLDINGS LTD.
SECURITY ID: G5150J140 TICKER: 00179
Meeting Date: 10-Jul-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Declare Final Dividend Management For Voted - For
3a Elect Christopher Dale Pratt as Director Management For Voted - For
3b Elect Winnie Wing-Yee Wang as Director Management For Voted - For
3c Elect Peter Stuart Allenby Edwards as Director Management For Voted - For
3d Elect Patrick Blackwell Paul as Director Management For Voted - For
3e Elect Michael John Enright as Director Management For Voted - For
4 Authorize Board to Fix Directors' Remuneration Management For Voted - For
5 Reappoint PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
9 Approve Share Consolidation Management For Voted - For
KARDEX AG
SECURITY ID: H44577189 TICKER: KARN
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - Against
2 Approve Allocation of Income Management For Voted - For
3 Approve Dividends of CHF 1.65 per Share from
Capital Contribution Reserves Management For Voted - For
4 Approve CHF 5 Million Reduction in Share Capital
via Reduction of Nominal Value from CHF 11.00 to
CHF 10.35 Management For Voted - For
5 Approve Discharge of Board and Senior Management Management For Voted - For
6.1.1 Reelect Philipp Buhofer as Director Management For Voted - For
6.1.2 Reelect Jakob Bleiker as Director Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.1.3 Reelect Ulrich Looser as Director Management For Voted - For
6.1.4 Reelect Felix Thoeni as Director Management For Voted - For
6.1.5 Reelect Walter Vogel as Director Management For Voted - For
6.2 Reelect Philipp Buhofer as Board Chairman Management For Voted - For
6.3.1 Appoint Philipp Buhofer as Member of the
Compensation and Nomination Committee Management For Voted - For
6.3.2 Appoint Ulrich Looser as Member of the Compensation
and Nomination Committee Management For Voted - For
6.3.3 Appoint Walter Vogel as Member of the Compensation
and Nomination Committee Management For Voted - For
6.4 Designate Wenger & Vieli AG as Independent Proxy Management For Voted - For
6.5 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
7.1 Approve Maximum Remuneration of Board of Directors
in the Amount of CHF 750,000 Management For Voted - For
7.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 3.4 Million Management For Voted - For
8 Amend Articles Re: Ordinance Against Excessive
Remunearation at Listed Companies Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
KEYENCE CORP.
SECURITY ID: J32491102 TICKER: 6861
Meeting Date: 12-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 100 Management For Voted - Against
2 Amend Articles to Set a One-Time Shortened Fiscal
Term for Tax Benefit Management For Voted - For
3.1 Elect Director Takizaki, Takemitsu Management For Voted - For
3.2 Elect Director Yamamoto, Akinori Management For Voted - For
3.3 Elect Director Kanzawa, Akira Management For Voted - For
3.4 Elect Director Kimura, Tsuyoshi Management For Voted - For
3.5 Elect Director Konishi, Masayuki Management For Voted - For
3.6 Elect Director Kimura, Keiichi Management For Voted - For
3.7 Elect Director Miki, Masayuki Management For Voted - For
3.8 Elect Director Yamada, Jumpei Management For Voted - For
3.9 Elect Director Fujimoto, Masato Management For Voted - For
4 Appoint Statutory Auditor Kitayama, Hiroaki Management For Voted - For
5 Appoint Alternate Statutory Auditor Kajiura,
Kazuhito Management For Voted - Against
KONGSBERG GRUPPEN ASA
SECURITY ID: R60837102 TICKER: KOG
Meeting Date: 07-May-15 Meeting Type: Annual
1 Approve Notice of Meeting and Agenda Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management None Non-Voting
3 Receive President's Report Management None Non-Voting
4 Discuss Company's Corporate Governance Statement Management None Non-Voting
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Accept Financial Statements and Statutory Reports Management For Voted - For
6 Approve Allocation of Income and Dividends of NOK
4.25 Per Share Management For Voted - For
7 Approve Remuneration of Directors in the Amount of
NOK432,000 for Chairman, NOK 233,000for Deputy
Chairman, and NOK 218,000 for Other Directors;
Approve Remuneration for Committee Work Management For Voted - For
8 Approve Remuneration of Members of Nominating
Committee Management For Voted - For
9 Approve Remuneration of Auditors Management For Voted - For
10a Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Precatory
Guidelines) Management For Voted - For
10b Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Binding
Guidelines) Management For Voted - Against
11a Elect Directors (Bundled) Management For Voted - For
11b Reelect Finn Jebsen as Director Management For Voted - For
11c Reelect Irene Basili as Director Management For Voted - For
11d Reelect Morten Henriksen as Director Management For Voted - For
11e Elect Anne-Grete Strom-Erichsen as New Director Management For Voted - For
11f Elect Jarle Roth as New Director Management For Voted - For
12 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
KRONES AG
SECURITY ID: D47441171 TICKER: KRN
Meeting Date: 17-Jun-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.25 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2014 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2014 Management For Voted - For
5 Ratify KPMG Bayerische Treuhandgesellschaft AG as
Auditors for Fiscal 2015 Management For Voted - For
KUKA AG
SECURITY ID: D3862Y102 TICKER: KU2
Meeting Date: 10-Jun-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.40 per Share Management For Voted - Against
3.1 Approve Discharge of Management Board Member Till
Reuter for Fiscal 2014 Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.2 Approve Discharge of Management Board Member Peter
Mohnen for Fiscal 2014 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Bernd
Minning for Fiscal 2014 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Michael Leppek for Fiscal 2014 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Dirk
Abel for Fiscal 2014 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member
Walter Bickel for Fiscal 2014 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member
Wilfried Eberhardt for Fiscal 2014 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member
Siegfried Greulich for Fiscal 2014 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member Armin
Kolb for Fiscal 2014 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member
Thomas Knabel for Fiscal 2014 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member
Carola Leitmeir for Fiscal 2014 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member Uwe
Loos for Fiscal 2014 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member
Michael Proeller for Fiscal 2014 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Guy
Wyser-Pratte for Fiscal 2014 Management For Voted - For
5.1 Elect Hubert Lienhard to the Supervisory Board Management For Voted - Against
5.2 Elect Friedhelm Loh to the Supervisory Board Management For Voted - Against
5.3 Elect Hans Ziegler to the Supervisory Board Management For Voted - For
6 Approve Creation of EUR 46.4 Million Pool of
Capital without Preemptive Rights Management For Voted - For
7 Ratify KPMG AG as Auditors for Fiscal 2015 Management For Voted - For
LEONI AG
SECURITY ID: D5009P118 TICKER: LEO
Meeting Date: 07-May-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.20 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2014 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2014 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2015 Management For Voted - For
6 Elect Ulrike Friese-Dormann to the Supervisory Board Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds with Partial Exclusion
of Preemptive Rights up to Aggregate Nominal Amount
of EUR 500 Million; Approve Creation of EUR 6.5
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Million Pool of Capital to Guarantee Conversion
Rights Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
LINCOLN ELECTRIC HOLDINGS, INC.
SECURITY ID: 533900106 TICKER: LECO
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Curtis E. Espeland Management For Voted - For
1.2 Elect Director Stephen G. Hanks Management For Voted - For
1.3 Elect Director Phillip J. Mason Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
MACDONALD, DETTWILER AND ASSOCIATES LTD.
SECURITY ID: 554282103 TICKER: MDA
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect Director Robert L. Phillips Management For Voted - For
1.2 Elect Director Daniel E. Friedmann Management For Voted - For
1.3 Elect Director Thomas S. Chambers Management For Voted - For
1.4 Elect Director Dennis H. Chookaszian Management For Voted - For
1.5 Elect Director Brian G. Kenning Management For Voted - For
1.6 Elect Director Fares F. Salloum Management For Voted - For
1.7 Elect Director Eric J. Zahler Management For Voted - For
2 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Approve Long-Term Incentive Plans Management For Voted - For
5 Approve Deferred Share Unit Plan Management For Voted - For
MAZOR ROBOTICS LTD.
SECURITY ID: M6872U101 TICKER: MZOR
Meeting Date: 22-Jul-14 Meeting Type: Special
1 Reelect Michael Berman as Director and Approve
Director's Remuneration Management For Voted - For
2 Grant Michael Berman, Director, Options to Purchase
40,000 Shares Management For Voted - For
3 Approve Update to the Employment Terms of Ori
Hadomi, CEO Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 22-Oct-14 Meeting Type: Special
1 Grant Ori Hadomi, CEO, Options to Purchase 150,000
Shares Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 31-Dec-14 Meeting Type: Annual
1 Discuss Financial Statements and the Report of the
Board for 2013 Management None Non-Voting
2 Reappoint Somekh Chaikin as Auditors; Report on
Auditor Fees for 2013 Management For Voted - For
3.1 Reelect Jonathan Adereth, Chairman, as Director
Until the End of the Next Annual General Meeting Management For Voted - For
3.2 Reelect Ori Hadomi, CEO, as Director Until the End
of the Next Annual General Meeting Management For Voted - For
3.3 Reelect Michael Berman as Director Until the End of
the Next Annual General Meeting Management For Voted - For
3.4 Reelect Sarit Soccary Ben-Yochanan as Director
Until the End of the Next Annual General Meeting Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
SECURITY ID: 595017104 TICKER: MCHP
Meeting Date: 25-Aug-14 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Esther L. Johnson Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MITSUBISHI ELECTRIC CORP.
SECURITY ID: J43873116 TICKER: 6503
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Amend Articles to Indemnify Directors Management For Voted - For
2.1 Elect Director Yamanishi, Kenichiro Management For Voted - For
2.2 Elect Director Sakuyama, Masaki Management For Voted - For
2.3 Elect Director Yoshimatsu, Hiroki Management For Voted - For
2.4 Elect Director Hashimoto, Noritomo Management For Voted - For
2.5 Elect Director Okuma, Nobuyuki Management For Voted - For
2.6 Elect Director Matsuyama, Akihiro Management For Voted - For
2.7 Elect Director Sasakawa, Takashi Management For Voted - For
2.8 Elect Director Sasaki, Mikio Management For Voted - Against
2.9 Elect Director Miki, Shigemitsu Management For Voted - Against
2.10 Elect Director Yabunaka, Mitoji Management For Voted - For
2.11 Elect Director Obayashi, Hiroshi Management For Voted - For
2.12 Elect Director Watanabe, Kazunori Management For Voted - For
MOBILEYE N.V.
SECURITY ID: N51488117 TICKER: MBLY
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Discuss Disclosure Concerning Compensation of
Present and Former Directors Management None Non-Voting
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Current Board Members Management For Voted - For
4 Approve Discharge of Previous Board Members Management For Voted - For
5a Elect Ammon Shashua as Executive Director Management For Voted - For
5b Elect Ziv Aviram as Executive Director Management For Voted - For
6 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 eceive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
NABTESCO CORP.
SECURITY ID: J4707Q100 TICKER: 6268
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 24 Management For Voted - For
2 Amend Articles to Change Fiscal Year End Management For Voted - For
3.1 Elect Director Kotani, Kazuaki Management For Voted - For
3.2 Elect Director Mishiro, Yosuke Management For Voted - For
3.3 Elect Director Osada, Nobutaka Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3.4 Elect Director Teramoto, Katsuhiro Management For Voted - For
3.5 Elect Director Sakai, Hiroaki Management For Voted - For
3.6 Elect Director Yoshikawa, Toshio Management For Voted - For
3.7 Elect Director Hashimoto, Goro Management For Voted - For
3.8 Elect Director Hakoda, Daisuke Management For Voted - For
3.9 Elect Director Fujiwara, Yutaka Management For Voted - For
3.10 Elect Director Uchida, Norio Management For Voted - For
4.1 Appoint Statutory Auditor Onishi, Takayuki Management For Voted - For
4.2 Appoint Statutory Auditor Katayama, Hisao Management For Voted - For
NACHI-FUJIKOSHI CORP.
SECURITY ID: J47098108 TICKER: 6474
Meeting Date: 19-Feb-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 8 Management For Voted - For
2 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
3.1 Elect Director Homma, Hiro Management For Voted - Against
3.2 Elect Director Shiba, Noriyasu Management For Voted - For
3.3 Elect Director Susukida, Kenji Management For Voted - For
3.4 Elect Director Hori, Isao Management For Voted - For
3.5 Elect Director Hayashi, Hidenori Management For Voted - For
3.6 Elect Director Kobayashi, Masayuki Management For Voted - For
3.7 Elect Director Tsukahara, Kazuo Management For Voted - For
3.8 Elect Director Inoue, Toru Management For Voted - For
3.9 Elect Director Furusawa, Tetsu Management For Voted - For
3.10 Elect Director Honda, Fumio Management For Voted - For
3.11 Elect Director Hori, Tadataka Management For Voted - For
4 Appoint Statutory Auditor Yamazaki, Masakazu Management For Voted - Against
NATIONAL INSTRUMENTS CORPORATION
SECURITY ID: 636518102 TICKER: NATI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Duy-Loan T. Le Management For Voted - For
1.2 Elect Director Charles J. Roesslein Management For Voted - For
2 Approve Restricted Stock Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
NORDSON CORPORATION
SECURITY ID: 655663102 TICKER: NDSN
Meeting Date: 24-Feb-15 Meeting Type: Annual
1.1 Elect Director Arthur L. George, Jr. Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Michael F. Hilton Management For Voted - For
1.3 Elect Director Frank M. Jaehnert Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Marianne C. Brown Management For Voted - For
1.3 Elect Director Victor H. Fazio Management For Voted - For
1.4 Elect Director Donald E. Felsinger Management For Voted - For
1.5 Elect Director Bruce S. Gordon Management For Voted - For
1.6 Elect Director William H. Hernandez Management For Voted - For
1.7 Elect Director Madeleine A. Kleiner Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Richard B. Myers Management For Voted - For
1.10 Elect Director Gary Roughead Management For Voted - For
1.11 Elect Director Thomas M. Schoewe Management For Voted - For
1.12 Elect Director James S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
NUANCE COMMUNICATIONS, INC.
SECURITY ID: 67020Y100 TICKER: NUAN
Meeting Date: 27-Jan-15 Meeting Type: Annual
1a Elect Director Paul A. Ricci Management For Voted - Against
1b Elect Director Robert J. Frankenberg Management For Voted - Against
1c Elect Director Brett Icahn Management For Voted - Against
1d Elect Director William H. Janeway Management For Voted - Against
1e Elect Director Mark R. Laret Management For Voted - Against
1f Elect Director Katharine A. Martin Management For Voted - Against
1g Elect Director Mark B. Myers Management For Voted - Against
1h Elect Director Philip J. Quigley Management For Voted - Against
1i Elect Director David S. Schechter Management For Voted - Against
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6 Ratify Auditors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OCEANEERING INTERNATIONAL, INC.
SECURITY ID: 675232102 TICKER: OII
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director John R. Huff Management For Voted - For
1.2 Elect Director M. Kevin McEvoy Management For Voted - For
1.3 Elect Director Steven A. Webster Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
OMRON CORP.
SECURITY ID: J61374120 TICKER: 6645
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 40 Management For Voted - For
2.1 Elect Director Tateishi, Fumio Management For Voted - For
2.2 Elect Director Yamada, Yoshihito Management For Voted - For
2.3 Elect Director Suzuki, Yoshinori Management For Voted - For
2.4 Elect Director Sakumiya, Akio Management For Voted - For
2.5 Elect Director Nitto, Koji Management For Voted - For
2.6 Elect Director Toyama, Kazuhiko Management For Voted - For
2.7 Elect Director Kobayashi, Eizo Management For Voted - For
2.8 Elect Director Nishikawa, Kuniko Management For Voted - For
3.1 Appoint Statutory Auditor Kondo, Kiichiro Management For Voted - For
3.2 Appoint Statutory Auditor Kawashima, Tokio Management For Voted - For
4 Appoint Alternate Statutory Auditor Watanabe, Toru Management For Voted - For
5 Approve Annual Bonus Payment to Directors Management For Voted - For
PARROT
SECURITY ID: F7096P108 TICKER: PARRO
Meeting Date: 30-Jun-15 Meeting Type: Annual/special
1 Approve Financial Statements and Discharge
Directors and Auditors Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Allocation of Income and Absence of
Dividends Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Mentionning the Absence of New
Transactions Management For Voted - For
5 Reelect Henri Seydoux as Director Management For Voted - Against
6 Reelect Jean-Marie Painvin as Director Management For Voted - Against
7 Reelect Stephane Marie as Director Management For Voted - Against
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Approve Remuneration of Directors in the Aggregate
Amount of EUR 255,000 Management For Voted - For
9 Authorize Repurchase of Up to 486,322 Shares of
Issued Share Capital Management For Voted - Against
10 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
11 Authorize up to 1 Percent of Issued Capital for Use
in Stock Option Plans Management For Voted - Against
12 Authorize up to 1 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
13 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management Against Voted - For
14 Approve Transfer of OEM Automotive to Parrot
Automotive Management For Voted - For
15 Amend Article 11 of Bylaws re: Absence of Double
Voting Rights Management For Voted - For
16 Amend Article 20 of Bylaws Re: Record Date Management For Voted - For
17 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
QIAGEN NV
SECURITY ID: N72482107 TICKER: QIA
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Receive Report of Management Board (Non-Voting) Management None Non-Voting
3a Receive Report of Supervisory Board (Non-Voting) Management None Non-Voting
3b Approve Remuneration Report Containing Remuneration
Policy for Management Board Members Management None Non-Voting
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
6 Approve Discharge of Management Board Management For Voted - For
7 Approve Discharge of Supervisory Board Management For Voted - For
8a Reelect Werner Brandt to Supervisory Board Management For Voted - For
8b Reelect Stephane Bancel to Supervisory Board Management For Voted - For
8c Reelect James E. Bradner to Supervisory Board Management For Voted - For
8d Reelect Metin Colpan to Supervisory Board Management For Voted - For
8e Reelect Manfred Karobath to Supervisory Board Management For Voted - For
8f Reelect Elaine Mardis to Supervisory Board Management For Voted - For
8g Reelect Lawrence A. Rosen to Supervisory Board Management For Voted - For
8h Elizabeth E. Tallet to Supervisory Board Management For Voted - For
9a Reelect Peer Schatz to Management Board Management For Voted - For
9b Roland Sackers to Management Board Management For Voted - For
10 Ratify KPMG as Auditors Management For Voted - For
11a Grant Board Authority to Issue Shares Management For Voted - For
11b Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - For
12 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Allow Questions Management None Non-Voting
14 Close Meeting Management None Non-Voting
QINETIQ GROUP PLC
SECURITY ID: G7303P106 TICKER: QQ.
Meeting Date: 22-Jul-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Final Dividend Management For Voted - For
5 Re-elect Sir James Burnell-Nugent as Director Management For Voted - For
6 Re-elect Mark Elliott as Director Management For Voted - For
7 Re-elect Michael Harper as Director Management For Voted - For
8 Elect Ian Mason as Director Management For Voted - For
9 Re-elect David Mellors as Director Management For Voted - For
10 Re-elect Paul Murray as Director Management For Voted - For
11 Re-elect Leo Quinn as Director Management For Voted - For
12 Elect Susan Searle as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
15 Authorise EU Political Donations and Expenditure Management For Voted - For
16 Approve Bonus Banking Plan Management For Voted - For
17 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
RENISHAW PLC
SECURITY ID: G75006117 TICKER: RSW
Meeting Date: 16-Oct-14 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - Against
4 Approve Final Dividend Management For Voted - For
5 Re-elect Sir David McMurtry as Director Management For Voted - Against
6 Re-elect John Deer as Director Management For Voted - For
7 Re-elect Ben Taylor as Director Management For Voted - For
8 Re-elect Allen Roberts as Director Management For Voted - For
9 Re-elect Geoff McFarland as Director Management For Voted - For
10 Re-elect David Grant as Director Management For Voted - For
11 Re-elect Carol Chesney as Director Management For Voted - For
12 Re-elect John Jeans as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - Against
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
REWALK ROBOTICS LTD.
SECURITY ID: M8216Q101 TICKER: RWLK
Meeting Date: 15-Dec-14 Meeting Type: Special
1.1 Ratify the Election of Glenn Muir as External
Director For a Three Year Term Management For Voted - For
1.2 Ratify the Election of John William Poduska as
External Director For a Three Year Term Management For Voted - For
2 Approve Compensation Policy for the Directors and
Officers of the Company Management For Voted - For
3 Approve Options Grants to Directors Management For Voted - Against
4 Approve Compensation of External Directors Management For Voted - Against
5.1 Grant Jeff Dykan, Chairman, a 6,022 RSUs Grant Management For Voted - Against
5.2 Grant Hadar Ron, Director, a 6,022 RSUs Grant Management For Voted - Against
5.3 Grant Asaf Shinar, Director, a 6,022 RSUs Grant Management For Voted - Against
5.4 Grant Wayne B. Weisman, Director, a 6,022 RSUs Grant Management For Voted - Against
5.5 Grant Aryeh (Arik) Dan, Director, a 6,022 RSUs Grant Management For Voted - Against
5.6 Grant Yasushi Ichiki, Director, a 6,022 RSUs Grant Management For Voted - Against
5.7 Grant Glenn Muir, External Director, a 6,022 RSUs
Grant Management For Voted - Against
5.8 Grant John William Poduska, External Director, a
6,022 RSUs Grant Management For Voted - Against
6 Approve Bonus Plan for 2014-2016 for Larry
Jasinski, CEO, and Amit Goffer, President and CTO Management For Voted - For
7 Approve Cash Bonus, Options and a RSUs Grants to
Larry Jasinski, CEO Management For Voted - Against
8 Transact Other Business (Non-Voting) Management None Non-Voting
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
ROCKWELL AUTOMATION, INC.
SECURITY ID: 773903109 TICKER: ROK
Meeting Date: 03-Feb-15 Meeting Type: Annual
A1 Elect Director Betty C. Alewine Management For Voted - For
A2 Elect Director J. Phillip Holloman Management For Voted - For
A3 Elect Director Verne G. Istock Management For Voted - For
A4 Elect Director Lawrence D. Kingsley Management For Voted - For
A5 Elect Director Lisa A. Payne Management For Voted - For
B Ratify Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCHNEIDER ELECTRIC SA
SECURITY ID: F86921107 TICKER: SU
Meeting Date: 21-Apr-15 Meeting Type: Annual/special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.92 per Share Management For Voted - For
4 Approve Transaction with Vice Chairman Management For Voted - For
5 Approve Agreement with Jean Pascal Tricoire Management For Voted - For
6 Approve Agreement with Emmanuel Babeau Management For Voted - Against
7 Advisory Vote on Compensation of Jean Pascal
Tricoire Management For Voted - Against
8 Advisory Vote on Compensation of Emmanuel Babeau Management For Voted - Against
9 Elect Gregory Spierkel as Director Management For Voted - For
10 Reelect Betsy Atkins as Director Management For Voted - For
11 Reelect Jeong Kim as Director Management For Voted - For
12 Reelect Gerard de La Martiniere as Director Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
14 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million Management For Voted - For
15 Authorize Capitalization of Reserves of Up to EUR
800 Million for Bonus Issue or Increase in Par Value Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 800 Million Management For Voted - For
17 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - For
18 Authorize Capital Increase of up to EUR 230 Million
of Issued Capital for Contributions in Kind Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements up to Aggregate
Nominal Amount of EUR 115 Million Management For Voted - For
20 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
21 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for Employees of
International Subsidiaries Management For Voted - For
22 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
23 Amend Article 13 of Bylaws Re: Related Party
Transactions Management For Voted - For
24 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SFA ENGINEERING CORP.
SECURITY ID: Y7676C104 TICKER: 056190
Meeting Date: 27-Mar-15 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Kim Young-Min as Inside Director Management For Voted - For
2.2 Elect Lee Myung-Jae as Inside Director Management For Voted - For
2.3 Elect Jeon Yong-Bae as Inside Director Management For Voted - For
2.4 Elect Seo Dong-Gi as Inside Director Management For Voted - For
2.5 Elect Ko Bong-Chan as Outisde Director Management For Voted - For
2.6 Elect Lee Gyu-Young as Outside Director Management For Voted - For
3.1 Elect Ko Bong-Chan as Member of Audit Committee Management For Voted - For
3.2 Elect Lee Gyu-Young as Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SIEMENS AG
SECURITY ID: D69671218 TICKER: SIE
Meeting Date: 27-Jan-15 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2013/2014 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.30 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2013/2014 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2013/2014 Management For Voted - For
5 Approve Remuneration System for Management Board
Members Management For Voted - For
6 Ratify Ernst & Young GmbH as Auditors for Fiscal
2014/2015 Management For Voted - For
7.1 Elect Nathalie von Siemens to the Supervisory Board Management For Voted - For
7.2 Elect Norbert Reithofer to the Supervisory Board Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
9 Authorize Use of Financial Derivatives when
Repurchasing Shares Management For Voted - For
10 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
11 Approve Settlement Agreement Between Siemens AG and
Heinz-Joachim Neubuerger, Concluded on August 26,
2014 Management For Voted - For
12 Amend Articles Re: Board-Related Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
13 Approve Affiliation Agreements with Subsidiary
Kyros 47 GmbH Management For Voted - For
SMC CORP.
SECURITY ID: J75734103 TICKER: 6273
Meeting Date: 25-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 100 Management For Voted - For
2.1 Elect Director Takada, Yoshiyuki Management For Voted - For
2.2 Elect Director Maruyama, Katsunori Management For Voted - For
2.3 Elect Director Usui, Ikuji Management For Voted - For
2.4 Elect Director Kosugi, Seiji Management For Voted - For
2.5 Elect Director Satake, Masahiko Management For Voted - For
2.6 Elect Director Takada, Yoshiki Management For Voted - For
2.7 Elect Director Ohashi, Eiji Management For Voted - For
2.8 Elect Director Kuwahara, Osamu Management For Voted - For
2.9 Elect Director Shikakura, Koichi Management For Voted - For
2.10 Elect Director Ogura, Koji Management For Voted - For
2.11 Elect Director Kawada, Motoichi Management For Voted - For
2.12 Elect Director Takada, Susumu Management For Voted - For
2.13 Elect Director Kaizu, Masanobu Management For Voted - For
2.14 Elect Director Kagawa, Toshiharu Management For Voted - For
3.1 Appoint Statutory Auditor Ogawa, Yoshiaki Management For Voted - For
3.2 Appoint Statutory Auditor Suzue, Tatsuo Management For Voted - For
4 Approve Retirement Bonus Payment for Directors Management For Voted - For
STRATASYS LTD.
SECURITY ID: M85548101 TICKER: SSYS
Meeting Date: 03-Feb-15 Meeting Type: Special
1 Amend Company's Articles of Association Management For Voted - For
2.1 Reelect S. Scott Crump, Chairman, as Director Until
the End of the Next Annual General Meeting Management For Voted - For
2.2 Reelect Elchanan Jaglom as Director Until the End
of the Next Annual General Meeting Management For Voted - For
2.3 Reelect Edward J. Fierko as Director Until the End
of the Next Annual General Meeting Management For Voted - For
2.4 Reelect Ilan Levin as Director Until the End of the
Next Annual General Meeting Management For Voted - For
2.5 Reelect John J. McEleney as Director Until the End
of the Next Annual General Meeting Management For Voted - For
2.6 Reelect David Reis as Director Until the End of the
Next Annual General Meeting Management For Voted - For
2.7 Reelect Clifford H. Schwieter as Director Until the
End of the Next Annual General Meeting Management For Voted - For
3 Amend Compensation Policy for the Directors and
Officers of the Company Management For Voted - For
4 Transact Other Business (Non-Voting) Management None Non-Voting
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
SWISSLOG HOLDING AG
SECURITY ID: H80949144 TICKER: SLOG
Meeting Date: 18-Dec-14 Meeting Type: Special
1 Elect Till Reuter as Director Management For Voted - Against
2.1 Appoint Till Reuter as Member of the Compensation
Committee Management For Voted - Against
2.2 Appoint Hans Ziegler as Member of the Compensation
Committee Management For Voted - Against
TECAN GROUP AG
SECURITY ID: H84774167 TICKER: TECN
Meeting Date: 16-Apr-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF
1.50 per Share Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1a Reelect Heinrich Fischer as Director Management For Voted - For
4.1b Reelect Oliver Fetzer as Director Management For Voted - For
4.1c Reelect Karen Huebscher as Director Management For Voted - For
4.1d Reelect Christa Kreuzburg as Director Management For Voted - For
4.1e Reelect Gerard Vaillant as Director Management For Voted - For
4.1f Reelect Rolf Classon as Director Management For Voted - For
4.1.2 Elect Lars Holmqvist as Director Management For Voted - For
4.2 Elect Rolf Classon as Board Chairman Management For Voted - For
4.3a Appoint Oliver Fetzer as Member of the Compensation
Committee Management For Voted - For
4.3b Appoint Christa Kreuzburg as Member of the
Compensation Committee Management For Voted - For
4.4 Ratify KPMG AG as Auditors Management For Voted - For
4.5 Designate Proxy Voting Services GmbH as Independent
Proxy Management For Voted - For
5.1 Approve Remuneration Report Management For Voted - For
5.2 Approve Remuneration of Board of Directors in the
Amount of CHF 1.3 Million Management For Voted - For
5.3.1 Approve Fixed Remuneration of Executive Committee
in the Amount of CHF 6.4 Million Management For Voted - For
5.3.2 Approve Variable Remuneration of Executive
Committee in the Amount of CHF 11.5 Million Management For Voted - For
6 Transact Other Business (Voting) Management For Voted - Against
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TECO ELECTRIC & MACHINERY CO. LTD.
SECURITY ID: Y8563V106 TICKER: 1504
Meeting Date: 11-Jun-15 Meeting Type: Annual
1 Approve 2014 Business Operations Report and
Financial Statements Management For Voted - For
2 Approve 2014 Plan on Profit Distribution Management For Voted - For
3.1 Elect Chao-Kai, Liu, a Representative of Tong Ho
Global Investment Co., Ltd. with Shareholder No.
167061, as Non-Independent Director Management For Voted - For
3.2 Elect Mao-Hsiung, Huang, with Shareholder No. 49,
as Non-Independent Director Management For Voted - For
3.3 Elect Po-Chih, Huang, with Shareholder No. 122, as
Non-Independent Director Management For Voted - For
3.4 Elect Cheng-Tsung, Huang, with Shareholder No.
7623, as Non-Independent Director Management For Voted - For
3.5 Elect Ogi Hiroyuki, a Representative of Yaskawa
Electric Corporation with Shareholder No. 300021,
as Non-Independent Director Management For Voted - For
3.6 Elect Shih-Chien, Yang, a Representative of Kuang
Yuan Industrial Co., Ltd. with Shareholder No.
15700, as Non-Independent Director Management For Voted - For
3.7 Elect Chwen-Jy, Chiu, a Representative of Tung
Kuang Investment Co., Ltd. with Shareholder No.
16234, as Non-Independent Director Management For Voted - For
3.8 Elect Hsien- Sheng, Kuo, with Shareholder No. 103,
as Non-Independent Director Management For Voted - For
3.9 Elect Yung-Hsiang, Chang, a Representative of Mao
Yang Co., Ltd. with Shareholder No. 110364, as
Non-Independent Director Management For Voted - For
3.10 Elect Hong-Hsiang, Lin, a Representative of Tung
Kuang Investment Co., Ltd. with Shareholder No.
16234, as Non-Independent Director Management For Voted - For
3.11 Elect Yu-Ren,Huang, a Representative of Creative
Sensor Inc. with Shareholder No. 367160, as
Non-Independent Director Management For Voted - For
3.12 Elect Ming-Feng, Yeh, a Representative of Lien
Chang Electronic Enterprise Co. , Ltd. with
Shareholder No. 367193, as Non-Independent Director Management For Voted - For
3.13 Elect Tian-Jy, Chen, as Independent Director Management For Voted - For
3.14 Elect Jing-Shown, Wu, as Independent Director Management For Voted - For
3.15 Elect Chien-Yuan, Lin, as Independent Director Management For Voted - For
4 Approve Release of Restrictions of Competitive
Activities of Appointed Directors Management For Voted - For
TELEDYNE TECHNOLOGIES INCORPORATED
SECURITY ID: 879360105 TICKER: TDY
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Simon M. Lorne Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Paul D. Miller Management For Voted - For
1.3 Elect Director Wesley W. von Schack Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE EXONE COMPANY
SECURITY ID: 302104104 TICKER: XONE
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect Director S. Kent Rockwell Management For Voted - For
1.2 Elect Director John Irvin Management For Voted - For
1.3 Elect Director Raymond J. Kilmer Management For Voted - Against
1.4 Elect Director Victor Sellier Management For Voted - Against
1.5 Elect Director Lloyd A. Semple Management For Voted - For
1.6 Elect Director William F. Strome Management For Voted - For
1.7 Elect Director Bonnie K. Wachtel Management For Voted - Against
2 Ratify Baker Tilly Virchow Krause, LLP as Auditors Management For Voted - For
THK CO. LTD.
SECURITY ID: J83345108 TICKER: 6481
Meeting Date: 20-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 30 Management For Voted - For
2 Amend Articles to Reflect Changes in Law Management For Voted - For
3.1 Elect Director Teramachi, Akihiro Management For Voted - For
3.2 Elect Director Teramachi, Toshihiro Management For Voted - For
3.3 Elect Director Imano, Hiroshi Management For Voted - For
3.4 Elect Director Okubo, Takashi Management For Voted - For
3.5 Elect Director Sakai, Junichi Management For Voted - For
3.6 Elect Director Teramachi, Takashi Management For Voted - For
3.7 Elect Director Kainosho, Masaaki Management For Voted - For
3.8 Elect Director Hioki, Masakatsu Management For Voted - For
3.9 Elect Director Maki, Nobuyuki Management For Voted - For
4 Appoint Statutory Auditor Yone, Masatake Management For Voted - For
5 Appoint Alternate Statutory Auditor Omura, Tomitoshi Management For Voted - For
TOPCON CORP.
SECURITY ID: J87473112 TICKER: 7732
Meeting Date: 25-Jun-15 Meeting Type: Annual
1.1 Elect Director Hirano, Satoshi Management For Voted - For
1.2 Elect Director Sawaguchi, Shigeyuki Management For Voted - For
1.3 Elect Director Iwasaki, Makoto Management For Voted - For
1.4 Elect Director Fukuma, Yasufumi Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Taguchi, Hiroshi Management For Voted - For
1.6 Elect Director Eto, Takashi Management For Voted - For
1.7 Elect Director Akiyama, Haruhiko Management For Voted - For
1.8 Elect Director Matsumoto, Kazuyuki Management For Voted - For
1.9 Elect Director Sudo, Akira Management For Voted - For
2.1 Appoint Statutory Auditor Kobayashi, Haruhiko Management For Voted - For
2.2 Appoint Statutory Auditor Nakamura, Hiroyuki Management For Voted - For
2.3 Appoint Statutory Auditor Wakabayashi, Hiroshi Management For Voted - Against
2.4 Appoint Statutory Auditor Kuroyanagi, Tatsuya Management For Voted - For
3 Appoint Alternate Statutory Auditor Kadota, Takeshi Management For Voted - For
TOSHIBA MACHINE CO. LTD.
SECURITY ID: J89838106 TICKER: 6104
Meeting Date: 26-Jun-15 Meeting Type: Annual
1.1 Elect Director Iimura, Yukio Management For Voted - For
1.2 Elect Director Kishimoto, Yoshihiro Management For Voted - For
1.3 Elect Director Sakamoto, Shigetomo Management For Voted - For
1.4 Elect Director Yagi, Masayuki Management For Voted - For
1.5 Elect Director Mikami, Takahiro Management For Voted - For
1.6 Elect Director Takamura, Kazuo Management For Voted - For
1.7 Elect Director Ito, Katsuo Management For Voted - For
1.8 Elect Director Kobayashi, Akiyoshi Management For Voted - For
1.9 Elect Director Akiyama, Kan Management For Voted - For
1.10 Elect Director Ogura, Yoshihiro Management For Voted - For
2.1 Appoint Statutory Auditor Makino, Teruyuki Management For Voted - Against
2.2 Appoint Statutory Auditor Usami, Yutaka Management For Voted - Against
3 Appoint Alternate Statutory Auditor Imamura, Akifumi Management For Voted - For
TRIMBLE NAVIGATION LIMITED
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Steven W. Berglund Management For Voted - For
1.2 Elect Director Merit E. Janow Management For Voted - For
1.3 Elect Director Ulf J. Johansson Management For Voted - For
1.4 Elect Director Ronald S. Nersesian Management For Voted - For
1.5 Elect Director Mark S. Peek Management For Voted - For
1.6 Elect Director Nickolas W. Vande Steeg Management For Voted - For
1.7 Elect Director Borje Ekholm Management For Voted - For
1.8 Elect Director Kaigham (Ken) Gabriel Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VARIAN MEDICAL SYSTEMS, INC.
SECURITY ID: 92220P105 TICKER: VAR
Meeting Date: 12-Feb-15 Meeting Type: Annual
1.1 Elect Director Timothy E. Guertin Management For Voted - For
1.2 Elect Director David J. Illingworth Management For Voted - For
1.3 Elect Director Ruediger Naumann-Etienne Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
YASKAWA ELECTRIC CORP.
SECURITY ID: J9690T102 TICKER: 6506
Meeting Date: 18-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 12 Management For Voted - For
2 Amend Articles to Abolish Board Structure with
Statutory Auditors - Adopt Board Structure with
Audit Committee - Authorize Directors to Execute
Day to Day Operations without Full Board Approval -
Increase Maximum Board Size - Indemnify Directors Management For Voted - For
3.1 Elect Director Tsuda, Junji Management For Voted - For
3.2 Elect Director Usami, Noboru Management For Voted - For
3.3 Elect Director Ogasawara, Hiroshi Management For Voted - For
3.4 Elect Director Murakami, Shuji Management For Voted - For
3.5 Elect Director Minami, Yoshikatsu Management For Voted - For
3.6 Elect Director Nakayama, Yuji Management For Voted - For
4.1 Elect Director and Audit Committee Member Oda,
Masahiko Management For Voted - For
4.2 Elect Director and Audit Committee Member Noda,
Konosuke Management For Voted - For
4.3 Elect Director and Audit Committee Member Akita,
Yoshiki Management For Voted - For
4.4 Elect Director and Audit Committee Member Tatsumi,
Kazumasa Management For Voted - For
4.5 Elect Director and Audit Committee Member Tanaka,
Yasuto Management For Voted - For
5 Elect Alternate Director and Audit Committee Member
Takeshita, Masafumi Management For Voted - For
6 Approve Aggregate Fixed Compensation Ceiling and
Performance-Based Cash Compensation Ceiling for
Directors Who Are Not Audit Committee Members Management For Voted - For
7 Approve Aggregate Compensation Ceiling for
Directors Who Are Audit Committee Members Management For Voted - For
ROBO-STOX[] GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YOKOGAWA ELECTRIC CORP.
SECURITY ID: J97272124 TICKER: 6841
Meeting Date: 24-Jun-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 6 Management For Voted - For
2 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
3.1 Elect Director Kaihori, Shuzo Management For Voted - For
3.2 Elect Director Nishijima, Takashi Management For Voted - For
3.3 Elect Director Kurosu, Satoru Management For Voted - For
3.4 Elect Director Nara, Hitoshi Management For Voted - For
3.5 Elect Director Nakahara, Masatoshi Management For Voted - For
3.6 Elect Director Anabuki, Junichi Management For Voted - For
3.7 Elect Director Urano, Mitsudo Management For Voted - For
3.8 Elect Director Uji, Noritaka Management For Voted - For
3.9 Elect Director Seki, Nobuo Management For Voted - For
YUSHIN PRECISION EQUIPMENT CO. LTD.
SECURITY ID: J98526106 TICKER: 6482
Meeting Date: 23-Jun-15 Meeting Type: Annual
1 Amend Articles to Indemnify Directors - Indemnify
Statutory Auditors Management For Voted - For
2.1 Elect Director Kotani, Mayumi Management For Voted - For
2.2 Elect Director Kimura, Satoshi Management For Voted - For
2.3 Elect Director Odachi, Yasuharu Management For Voted - For
2.4 Elect Director Kitagawa, Yasushi Management For Voted - For
2.5 Elect Director Nishiguchi, Yasuo Management For Voted - For
2.6 Elect Director Matsuhisa, Hiroshi Management For Voted - For
3 Appoint Statutory Auditor Orita, Yasuhiro Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Sondra L. Barbour Management For Voted - For
1c Elect Director Thomas 'Tony' K. Brown Management For Voted - For
1d Elect Director Vance D. Coffman Management For Voted - For
1e Elect Director Michael L. Eskew Management For Voted - For
1f Elect Director Herbert L. Henkel Management For Voted - For
1g Elect Director Muhtar Kent Management For Voted - For
1h Elect Director Edward M. Liddy Management For Voted - For
1i Elect Director Inge G. Thulin Management For Voted - For
1j Elect Director Robert J. Ulrich Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ABBOTT LABORATORIES
SECURITY ID: 002824100 TICKER: ABT
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert J. Alpern Management For Voted - For
1.2 Elect Director Roxanne S. Austin Management For Voted - For
1.3 Elect Director Sally E. Blount Management For Voted - For
1.4 Elect Director W. James Farrell Management For Voted - For
1.5 Elect Director Edward M. Liddy Management For Voted - For
1.6 Elect Director Nancy McKinstry Management For Voted - For
1.7 Elect Director Phebe N. Novakovic Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Samuel C. Scott, III Management For Voted - For
1.10 Elect Director Glenn F. Tilton Management For Voted - For
1.11 Elect Director Miles D. White Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Products Containing GE Ingredients Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
ABBVIE INC.
SECURITY ID: 00287Y109 TICKER: ABBV
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director Roxanne S. Austin Management For Voted - For
1.2 Elect Director Richard A. Gonzalez Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Glenn F. Tilton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ACCENTURE PLC
SECURITY ID: G1151C101 TICKER: ACN
Meeting Date: 04-Feb-15 Meeting Type: Annual
1a Elect Director Jaime Ardila Management For Voted - For
1b Elect Director Dina Dublon Management For Voted - For
1c Elect Director Charles H. Giancarlo Management For Voted - For
1d Elect Director William L. Kimsey Management For Voted - For
1e Elect Director Marjorie Magner Management For Voted - For
1f Elect Director Blythe J. McGarvie Management For Voted - For
1g Elect Director Pierre Nanterme Management For Voted - For
1h Elect Director Gilles C. Pelisson Management For Voted - For
1i Elect Director Paula A. Price Management For Voted - For
1j Elect Director Wulf von Schimmelmann Management For Voted - For
1k Elect Director Frank K. Tang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Authorize the Holding of the 2016 AGM at a Location
Outside Ireland Management For Voted - For
7 Authorize Open-Market Purchases of Class A Ordinary
Shares Management For Voted - For
8 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ACE LIMITED
SECURITY ID: H0023R105 TICKER: ACE
Meeting Date: 21-May-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Allocate Disposable Profit Management For Voted - For
2.2 Approve Dividend Distribution From Legal Reserves
Through Capital Contributions Reserve Subaccount Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as
Auditors Management For Voted - For
4.2 Ratify PricewaterhouseCoopers LLP (United States)
as Independent Registered Accounting Firm as
Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.3 Ratify BDO AG (Zurich) as Special Auditors Management For Voted - For
5.1 Elect Director Evan G. Greenberg Management For Voted - For
5.2 Elect Director Robert M. Hernandez Management For Voted - For
5.3 Elect Director Michael G. Atieh Management For Voted - For
5.4 Elect Director Mary A. Cirillo Management For Voted - For
5.5 Elect Director Michael P. Connors Management For Voted - For
5.6 Elect Director John Edwardson Management For Voted - For
5.7 Elect Director Peter Menikoff Management For Voted - For
5.8 Elect Director Leo F. Mullin Management For Voted - For
5.9 Elect Director Kimberly Ross Management For Voted - For
5.10 Elect Director Robert Scully Management For Voted - For
5.11 Elect Director Eugene B. Shanks, Jr. Management For Voted - For
5.12 Elect Director Theodore E. Shasta Management For Voted - For
5.13 Elect Director David Sidwell Management For Voted - For
5.14 Elect Director Olivier Steimer Management For Voted - For
6 Elect Evan G. Greenberg as Board Chairman Management For Voted - Against
7.1 Appoint Michael P. Connors as Member of the
Compensation Committee Management For Voted - For
7.2 Appoint Mary A. Cirillo as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint John Edwardson as Member of the
Compensation Committee Management For Voted - For
7.4 Appoint Robert M. Hernandez as Member of the
Compensation Committee Management For Voted - For
8 Designate Homburger AG as Independent Proxy Management For Voted - For
9 Amend Articles Re: Implement New Requirements
Regarding Elections, Related Corporate Governance
and Certain Other Matters Management For Voted - For
10 Amend Articles Re: Implement New Requirements
Regarding the Compensation of the Board of
Directors and Executive Management and Related
Matters Management For Voted - Against
11.1 Approve Compensation of the Board of Directors
until the Next Annual General Meeting Management For Voted - For
11.2 Approve Compensation of Executive Management for
the Next Calendar Year Management For Voted - Against
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Transact Other Business (Voting) Management For Voted - Against
ACTAVIS PLC
SECURITY ID: G0083B108 TICKER: ACT
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 05-Jun-15 Meeting Type: Annual
1a Elect Director Paul M. Bisaro Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Nesli Basgoz Management For Voted - For
1c Elect Director James H. Bloem Management For Voted - For
1d Elect Director Christopher W. Bodine Management For Voted - For
1e Elect Director Christopher J. Coughlin Management For Voted - For
1f Elect Director Michael R. Gallagher Management For Voted - For
1g Elect Director Catherine M. Klema Management For Voted - For
1h Elect Director Peter J. McDonnell Management For Voted - For
1i Elect Director Patrick J. O'Sullivan Management For Voted - For
1j Elect Director Brenton L. Saunders Management For Voted - For
1k Elect Director Ronald R. Taylor Management For Voted - For
1l Elect Director Fred G. Weiss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Change Company Name from Actavis plc to Allergan plc Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Report on Sustainability Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 09-Apr-15 Meeting Type: Annual
1a Elect Director Amy L. Banse Management For Voted - For
1b Elect Director Kelly J. Barlow Management For Voted - For
1c Elect Director Edward W. Barnholt Management For Voted - For
1d Elect Director Robert K. Burgess Management For Voted - For
1e Elect Director Frank A. Calderoni Management For Voted - For
1f Elect Director Michael R. Cannon Management For Voted - For
1g Elect Director James E. Daley Management For Voted - For
1h Elect Director Laura B. Desmond Management For Voted - For
1i Elect Director Charles M. Geschke Management For Voted - For
1j Elect Director Shantanu Narayen Management For Voted - For
1k Elect Director Daniel L. Rosensweig Management For Voted - For
1l Elect Director Robert Sedgewick Management For Voted - For
1m Elect Director John E. Warnock Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AETNA INC.
SECURITY ID: 00817Y108 TICKER: AET
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Frank M. Clark Management For Voted - For
1d Elect Director Betsy Z. Cohen Management For Voted - For
1e Elect Director Molly J. Coye Management For Voted - For
1f Elect Director Roger N. Farah Management For Voted - For
1g Elect Director Barbara Hackman Franklin Management For Voted - For
1h Elect Director Jeffrey E. Garten Management For Voted - For
1i Elect Director Ellen M. Hancock Management For Voted - For
1j Elect Director Richard J. Harrington Management For Voted - For
1k Elect Director Edward J. Ludwig Management For Voted - For
1l Elect Director Joseph P. Newhouse Management For Voted - For
1m Elect Director Olympia J. Snowe Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4A Amend Policy to Disclose Payments to Tax-Exempt
Organizations Shareholder Against Voted - For
4B Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 15-Jun-15 Meeting Type: Annual
1a Elect Director Samuel T. Byrne Management For Voted - For
1b Elect Director Dwight D. Churchill Management For Voted - For
1c Elect Director Glenn Earle Management For Voted - For
1d Elect Director Niall Ferguson Management For Voted - For
1e Elect Director Sean M. Healey Management For Voted - For
1f Elect Director Tracy P. Palandjian Management For Voted - For
1g Elect Director Patrick T. Ryan Management For Voted - For
1h Elect Director Jide J. Zeitlin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AFLAC INCORPORATED
SECURITY ID: 001055102 TICKER: AFL
Meeting Date: 04-May-15 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director Paul S. Amos, II Management For Voted - For
1c Elect Director W. Paul Bowers Management For Voted - For
1d Elect Director Kriss Cloninger, III Management For Voted - For
1e Elect Director Elizabeth J. Hudson Management For Voted - For
1f Elect Director Douglas W. Johnson Management For Voted - For
1g Elect Director Robert B. Johnson Management For Voted - For
1h Elect Director Thomas J. Kenny Management For Voted - For
1i Elect Director Charles B. Knapp Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Joseph L. Moskowitz Management For Voted - For
1k Elect Director Barbara K. Rimer Management For Voted - For
1l Elect Director Melvin T. Stith Management For Voted - For
1m Elect Director Takuro Yoshida Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
AGILENT TECHNOLOGIES, INC.
SECURITY ID: 00846U101 TICKER: A
Meeting Date: 18-Mar-15 Meeting Type: Annual
1.1 Elect Director Robert J. Herbold Management For Voted - For
1.2 Elect Director Koh Boon Hwee Management For Voted - For
1.3 Elect Director Michael R. McMullen Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
AGL RESOURCES INC.
SECURITY ID: 001204106 TICKER: GAS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Sandra N. Bane Management For Voted - For
1b Elect Director Thomas D. Bell, Jr. Management For Voted - For
1c Elect Director Norman R. Bobins Management For Voted - For
1d Elect Director Charles R. Crisp Management For Voted - For
1e Elect Director Brenda J. Gaines Management For Voted - For
1f Elect Director Arthur E. Johnson Management For Voted - For
1g Elect Director Wyck A. Knox, Jr. Management For Voted - For
1h Elect Director Dennis M. Love Management For Voted - For
1i Elect Director Dean R. O'Hare Management For Voted - For
1j Elect Director Armando J. Olivera Management For Voted - For
1k Elect Director John E. Rau Management For Voted - For
1l Elect Director James A. Rubright Management For Voted - For
1m Elect Director John W. Somerhalder, II Management For Voted - For
1n Elect Director Bettina M. Whyte Management For Voted - For
1o Elect Director Henry C. Wolf Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AIR PRODUCTS AND CHEMICALS, INC.
SECURITY ID: 009158106 TICKER: APD
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director Susan K. Carter Management For Voted - For
1b Elect Director Seifollah (Seifi) Ghasemi Management For Voted - For
1c Elect Director David H. Y. Ho Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AIRGAS, INC.
SECURITY ID: 009363102 TICKER: ARG
Meeting Date: 05-Aug-14 Meeting Type: Annual
1.1 Elect Director Peter McCausland Management For Voted - Withheld
1.2 Elect Director Lee M. Thomas Management For Voted - Withheld
1.3 Elect Director John C. van Roden, Jr. Management For Voted - Withheld
1.4 Elect Director Ellen C. Wolf Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Shareholder Against Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
AKAMAI TECHNOLOGIES, INC.
SECURITY ID: 00971T101 TICKER: AKAM
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director George Conrades Management For Voted - Against
1.2 Elect Director Jill Greenthal Management For Voted - Against
1.3 Elect Director F. Thomson Leighton Management For Voted - Against
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
ALCOA INC.
SECURITY ID: 013817101 TICKER: AA
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Kathryn S. Fuller Management For Voted - For
1.2 Elect Director L. Rafael Reif Management For Voted - For
1.3 Elect Director Patricia F. Russo Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ALEXION PHARMACEUTICALS, INC.
SECURITY ID: 015351109 TICKER: ALXN
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Leonard Bell Management For Voted - For
1.2 Elect Director David R. Brennan Management For Voted - For
1.3 Elect Director M. Michele Burns Management For Voted - For
1.4 Elect Director Christopher J. Coughlin Management For Voted - For
1.5 Elect Director David L. Hallal Management For Voted - For
1.6 Elect Director John T. Mollen Management For Voted - For
1.7 Elect Director R. Douglas Norby Management For Voted - For
1.8 Elect Director Alvin S. Parven Management For Voted - For
1.9 Elect Director Andreas Rummelt Management For Voted - For
1.10 Elect Director Ann M. Veneman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
6 Amend Charter -- Call Special Meetings Shareholder Against Voted - For
ALLEGHENY TECHNOLOGIES INCORPORATED
SECURITY ID: 01741R102 TICKER: ATI
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Diane C. Creel Management For Voted - For
1.2 Elect Director John R. Pipski Management For Voted - For
1.3 Elect Director James E. Rohr Management For Voted - For
1.4 Elect Director David J. Morehouse Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
ALLEGION PLC
SECURITY ID: G0176J109 TICKER: ALLE
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Michael J. Chesser Management For Voted - For
1b Elect Director Carla Cico Management For Voted - For
1c Elect Director Kirk S. Hachigian Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director David D. Petratis Management For Voted - For
1e Elect Director Dean I. Schaffer Management For Voted - For
1f Elect Director Martin E. Welch, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
ALLERGAN, INC.
SECURITY ID: 018490102 TICKER: AGN
Meeting Date: 10-Mar-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Bruce K. Anderson Management For Voted - For
1.2 Elect Director Roger H. Ballou Management For Voted - For
1.3 Elect Director D. Keith Cobb Management For Voted - For
1.4 Elect Director E. Linn Draper, Jr. Management For Voted - For
1.5 Elect Director Edward J. Heffernan Management For Voted - For
1.6 Elect Director Kenneth R. Jensen Management For Voted - For
1.7 Elect Director Robert A. Minicucci Management For Voted - For
1.8 Elect Director Laurie A. Tucker Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Proxy Access Shareholder Against Voted - For
ALTERA CORPORATION
SECURITY ID: 021441100 TICKER: ALTR
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director John P. Daane Management For Voted - For
1b Elect Director T. Michael Nevens Management For Voted - For
1c Elect Director A. Blaine Bowman Management For Voted - For
1d Elect Director Elisha W. Finney Management For Voted - For
1e Elect Director Kevin McGarity Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Krish A. Prabhu Management For Voted - For
1g Elect Director Shane V. Robison Management For Voted - For
1h Elect Director John Shoemaker Management For Voted - For
1i Elect Director Thomas H. Waechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
ALTRIA GROUP, INC.
SECURITY ID: 02209S103 TICKER: MO
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Gerald L. Baliles Management For Voted - For
1.2 Elect Director Martin J. Barrington Management For Voted - For
1.3 Elect Director John T. Casteen, III Management For Voted - For
1.4 Elect Director Dinyar S. Devitre Management For Voted - For
1.5 Elect Director Thomas F. Farrell, II Management For Voted - For
1.6 Elect Director Thomas W. Jones Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director W. Leo Kiely, III Management For Voted - For
1.9 Elect Director Kathryn B. McQuade Management For Voted - For
1.10 Elect Director George Munoz Management For Voted - For
1.11 Elect Director Nabil Y. Sakkab Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Adopt Anti-Forced Labor Policy for Tobacco Supply
Chain Shareholder Against Voted - Against
7 Inform Poor and Less Educated on Health
Consequences of Tobacco Shareholder Against Voted - Against
8 Report on Green Tobacco Sickness Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Jeffrey P. Bezos Management For Voted - For
1b Elect Director Tom A. Alberg Management For Voted - For
1c Elect Director John Seely Brown Management For Voted - For
1d Elect Director William B. Gordon Management For Voted - For
1e Elect Director Jamie S. Gorelick Management For Voted - For
1f Elect Director Judith A. McGrath Management For Voted - For
1g Elect Director Alain Monie Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Jonathan J. Rubinstein Management For Voted - For
1i Elect Director Thomas O. Ryder Management For Voted - For
1j Elect Director Patricia Q. Stonesifer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Adopt Proxy Access Right Shareholder Against Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
AMEREN CORPORATION
SECURITY ID: 023608102 TICKER: AEE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Warner L. Baxter Management For Voted - For
1.2 Elect Director Catherine S. Brune Management For Voted - For
1.3 Elect Director J. Edward Coleman Management For Voted - For
1.4 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.5 Elect Director Walter J. Galvin Management For Voted - For
1.6 Elect Director Richard J. Harshman Management For Voted - For
1.7 Elect Director Gayle P. W. Jackson Management For Voted - For
1.8 Elect Director James C. Johnson Management For Voted - For
1.9 Elect Director Steven H. Lipstein Management For Voted - For
1.10 Elect Director Stephen R. Wilson Management For Voted - For
1.11 Elect Director Jack D. Woodard Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments Shareholder Against Voted - For
6 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY ID: 025537101 TICKER: AEP
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director J. Barnie Beasley, Jr. Management For Voted - For
1.4 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.5 Elect Director Linda A. Goodspeed Management For Voted - For
1.6 Elect Director Thomas E. Hoaglin Management For Voted - For
1.7 Elect Director Sandra Beach Lin Management For Voted - For
1.8 Elect Director Richard C. Notebaert Management For Voted - For
1.9 Elect Director Lionel L. Nowell, III Management For Voted - For
1.10 Elect Director Stephen S. Rasmussen Management For Voted - For
1.11 Elect Director Oliver G. Richard, III Management For Voted - For
1.12 Elect Director Sara Martinez Tucker Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Eliminate Fair Price Provision Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
AMERICAN EXPRESS COMPANY
SECURITY ID: 025816109 TICKER: AXP
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Ursula M. Burns Management For Voted - For
1c Elect Director Kenneth I. Chenault Management For Voted - For
1d Elect Director Peter Chernin Management For Voted - For
1e Elect Director Anne Lauvergeon Management For Voted - For
1f Elect Director Michael O. Leavitt Management For Voted - For
1g Elect Director Theodore J. Leonsis Management For Voted - For
1h Elect Director Richard C. Levin Management For Voted - For
1i Elect Director Samuel J. Palmisano Management For Voted - For
1j Elect Director Daniel L. Vasella Management For Voted - For
1k Elect Director Robert D. Walter Management For Voted - For
1l Elect Director Ronald A. Williams Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Report on Board Oversight of Privacy and Data
Security and Requests for Customer Information Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - Against
AMERICAN INTERNATIONAL GROUP, INC.
SECURITY ID: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director W. Don Cornwell Management For Voted - For
1b Elect Director Peter R. Fisher Management For Voted - For
1c Elect Director John H. Fitzpatrick Management For Voted - For
1d Elect Director Peter D. Hancock Management For Voted - For
1e Elect Director William G. Jurgensen Management For Voted - For
1f Elect Director Christopher S. Lynch Management For Voted - For
1g Elect Director George L. Miles, Jr. Management For Voted - For
1h Elect Director Henry S. Miller Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Suzanne Nora Johnson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Ronald A. Rittenmeyer Management For Voted - For
1l Elect Director Douglas M. Steenland Management For Voted - For
1m Elect Director Theresa M. Stone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Raymond P. Dolan Management For Voted - For
1b Elect Director Carolyn F. Katz Management For Voted - For
1c Elect Director Gustavo Lara Cantu Management For Voted - For
1d Elect Director Craig Macnab Management For Voted - For
1e Elect Director JoAnn A. Reed Management For Voted - For
1f Elect Director Pamela D.A. Reeve Management For Voted - For
1g Elect Director David E. Sharbutt Management For Voted - For
1h Elect Director James D. Taiclet, Jr. Management For Voted - For
1i Elect Director Samme L. Thompson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
AMERIPRISE FINANCIAL, INC.
SECURITY ID: 03076C106 TICKER: AMP
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director James M. Cracchiolo Management For Voted - For
1.1b Elect Director Dianne Neal Blixt Management For Voted - For
1.1c Elect Director Amy DiGeso Management For Voted - For
1.1d Elect Director Lon R. Greenberg Management For Voted - For
1.1e Elect Director Siri S. Marshall Management For Voted - For
1.1f Elect Director Jeffrey Noddle Management For Voted - For
1.1g Elect Director H. Jay Sarles Management For Voted - For
1.1h Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1.1i Elect Director William H. Turner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AMERISOURCEBERGEN CORPORATION
SECURITY ID: 03073E105 TICKER: ABC
Meeting Date: 05-Mar-15 Meeting Type: Annual
1.1 Elect Director Ornella Barra Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Steven H. Collis Management For Voted - For
1.3 Elect Director Douglas R. Conant Management For Voted - For
1.4 Elect Director Richard W. Gochnauer Management For Voted - For
1.5 Elect Director Richard C. Gozon Management For Voted - For
1.6 Elect Director Lon R. Greenberg Management For Voted - For
1.7 Elect Director Jane E. Henney Management For Voted - For
1.8 Elect Director Kathleen W. Hyle Management For Voted - For
1.9 Elect Director Michael J. Long Management For Voted - For
1.10 Elect Director Henry W. McGee Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
AMETEK, INC.
SECURITY ID: 031100100 TICKER: AME
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director James R. Malone Management For Voted - For
1.2 Elect Director Elizabeth R. Varet Management For Voted - For
1.3 Elect Director Dennis K. Williams Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
AMGEN INC.
SECURITY ID: 031162100 TICKER: AMGN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Vance D. Coffman Management For Voted - For
1.6 Elect Director Robert A. Eckert Management For Voted - For
1.7 Elect Director Greg C. Garland Management For Voted - For
1.8 Elect Director Rebecca M. Henderson Management For Voted - For
1.9 Elect Director Frank C. Herringer Management For Voted - For
1.10 Elect Director Tyler Jacks Management For Voted - For
1.11 Elect Director Judith C. Pelham Management For Voted - For
1.12 Elect Director Ronald D. Sugar Management For Voted - For
1.13 Elect Director R. Sanders Williams Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMPHENOL CORPORATION
SECURITY ID: 032095101 TICKER: APH
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Ronald P. Badie Management For Voted - For
1.2 Elect Director Stanley L. Clark Management For Voted - For
1.3 Elect Director David P. Falck Management For Voted - For
1.4 Elect Director Edward G. Jepsen Management For Voted - For
1.5 Elect Director Randall D. Ledford Management For Voted - For
1.6 Elect Director Andrew E. Lietz Management For Voted - For
1.7 Elect Director Martin H. Loeffler Management For Voted - For
1.8 Elect Director John R. Lord Management For Voted - For
1.9 Elect Director R. Adam Norwitt Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
ANADARKO PETROLEUM CORPORATION
SECURITY ID: 032511107 TICKER: APC
Meeting Date: 12-May-15 Meeting Type: Annual
1.1a Elect Director Anthony R. Chase Management For Voted - For
1.1b Elect Director Kevin P. Chilton Management For Voted - For
1.1c Elect Director H. Paulett Eberhart Management For Voted - For
1.1d Elect Director Peter J. Fluor Management For Voted - For
1.1e Elect Director Richard L. George Management For Voted - For
1.1f Elect Director Joseph W. Gorder Management For Voted - For
1.1g Elect Director John R. Gordon Management For Voted - For
1.1h Elect Director Mark C. McKinley Management For Voted - For
1.1i Elect Director Eric D. Mullins Management For Voted - For
1.1j Elect Director R. A. Walker Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
5 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
ANALOG DEVICES, INC.
SECURITY ID: 032654105 TICKER: ADI
Meeting Date: 11-Mar-15 Meeting Type: Annual
1a Elect Director Ray Stata Management For Voted - For
1b Elect Director Vincent T. Roche Management For Voted - For
1c Elect Director Jose E. Almeida Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Richard M. Beyer Management For Voted - For
1e Elect Director James A. Champy Management For Voted - For
1f Elect Director Edward H. Frank Management For Voted - For
1g Elect Director John C. Hodgson Management For Voted - For
1h Elect Director Yves-Andre Istel Management For Voted - For
1i Elect Director Neil Novich Management For Voted - For
1j Elect Director Kenton J. Sicchitano Management For Voted - For
1k Elect Director Lisa T. Su Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
ANTHEM, INC.
SECURITY ID: 036752103 TICKER: ANTM
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director Julie A. Hill Management For Voted - For
1b Elect Director Ramiro G. Peru Management For Voted - For
1c Elect Director John H. Short Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Shareholder None Voted - For
5 Proxy Access Shareholder Against Voted - For
AON PLC
SECURITY ID: G0408V102 TICKER: AON
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Elect Director Lester B. Knight Management For Voted - For
1.2 Elect Director Gregory C. Case Management For Voted - For
1.3 Elect Director Fulvio Conti Management For Voted - For
1.4 Elect Director Cheryl A. Francis Management For Voted - For
1.5 Elect Director James W. Leng Management For Voted - For
1.6 Elect Director J. Michael Losh Management For Voted - For
1.7 Elect Director Robert S. Morrison Management For Voted - For
1.8 Elect Director Richard B. Myers Management For Voted - For
1.9 Elect Director Richard C. Notebaert Management For Voted - For
1.10 Elect Director Gloria Santona Management For Voted - For
1.11 Elect Director Carolyn Y. Woo Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Ratify Ernst & Young LLP as Aon's Auditors Management For Voted - For
4 Ratify Ernst & Young LLP as U.K. Statutory Auditor Management For Voted - For
5 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Advisory Vote to Ratify Directors' Remuneration
Report Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Authorise Shares for Market Purchase Management For Voted - For
9 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
10 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
11 Approve Political Donations Management For Voted - For
APACHE CORPORATION
SECURITY ID: 037411105 TICKER: APA
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director George D. Lawrence Management For Voted - For
2 Elect Director John E. Lowe Management For Voted - For
3 Elect Director Rodman D. Patton Management For Voted - For
4 Elect Director Charles J. Pitman Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
7 Declassify the Board of Directors Management For Voted - For
8 Proxy Access Shareholder For Voted - For
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
SECURITY ID: 03748R101 TICKER: AIV
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director James N. Bailey Management For Voted - For
1.2 Elect Director Terry Considine Management For Voted - For
1.3 Elect Director Thomas L. Keltner Management For Voted - For
1.4 Elect Director J. Landis Martin Management For Voted - For
1.5 Elect Director Robert A. Miller Management For Voted - For
1.6 Elect Director Kathleen M. Nelson Management For Voted - For
1.7 Elect Director Michael A. Stein Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Stock Ownership Limitations Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1.1 Elect Director Tim Cook Management For Voted - For
1.2 Elect Director Al Gore Management For Voted - For
1.3 Elect Director Bob Iger Management For Voted - For
1.4 Elect Director Andrea Jung Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Art Levinson Management For Voted - For
1.6 Elect Director Ron Sugar Management For Voted - For
1.7 Elect Director Sue Wagner Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Report on Risks Associated with Repeal of Climate
Change Policies Shareholder Against Voted - Against
6 Adopt Proxy Access Right Shareholder Against Voted - For
APPLIED MATERIALS, INC.
SECURITY ID: 038222105 TICKER: AMAT
Meeting Date: 02-Apr-15 Meeting Type: Annual
1a Elect Director Aart J. de Geus Management For Voted - For
1b Elect Director Gary E. Dickerson Management For Voted - For
1c Elect Director Stephen R. Forrest Management For Voted - For
1d Elect Director Thomas J. Iannotti Management For Voted - For
1e Elect Director Susan M. James Management For Voted - For
1f Elect Director Alexander A. Karsner Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Willem P. Roelandts Management For Voted - For
1i Elect Director Michael R. Splinter Management For Voted - For
1j Elect Director Robert H. Swan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
SECURITY ID: 039483102 TICKER: ADM
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director Mollie Hale Carter Management For Voted - For
1.3 Elect Director Terrell K. Crews Management For Voted - For
1.4 Elect Director Pierre Dufour Management For Voted - For
1.5 Elect Director Donald E. Felsinger Management For Voted - For
1.6 Elect Director Juan R. Luciano Management For Voted - For
1.7 Elect Director Antonio Maciel Neto Management For Voted - For
1.8 Elect Director Patrick J. Moore Management For Voted - For
1.9 Elect Director Thomas F. O'Neill Management For Voted - For
1.10 Elect Director Francisco Sanchez Management For Voted - For
1.11 Elect Director Daniel Shih Management For Voted - For
1.12 Elect Director Kelvin R. Westbrook Management For Voted - For
1.13 Elect Director Patricia A. Woertz Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
ASSURANT, INC.
SECURITY ID: 04621X108 TICKER: AIZ
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director Elaine D. Rosen Management For Voted - For
1.1b Elect Director Howard L. Carver Management For Voted - For
1.1c Elect Director Juan N. Cento Management For Voted - For
1.1d Elect Director Alan B. Colberg Management For Voted - For
1.1e Elect Director Elyse Douglas Management For Voted - For
1.1f Elect Director Lawrence V. Jackson Management For Voted - For
1.1g Elect Director Charles J. Koch Management For Voted - For
1.1h Elect Director Jean-Paul L. Montupet Management For Voted - For
1.1i Elect Director Paul J. Reilly Management For Voted - For
1.1j Elect Director Robert W. Stein Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Scott T. Ford Management For Voted - For
1.3 Elect Director Glenn H. Hutchins Management For Voted - For
1.4 Elect Director William E. Kennard Management For Voted - For
1.5 Elect Director Jon C. Madonna Management For Voted - For
1.6 Elect Director Michael B. McCallister Management For Voted - For
1.7 Elect Director John B. McCoy Management For Voted - For
1.8 Elect Director Beth E. Mooney Management For Voted - For
1.9 Elect Director Joyce M. Roche Management For Voted - For
1.10 Elect Director Matthew K. Rose Management For Voted - For
1.11 Elect Director Cynthia B. Taylor Management For Voted - For
1.12 Elect Director Laura D'Andrea Tyson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Indirect Political Contribution Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AUTODESK, INC.
SECURITY ID: 052769106 TICKER: ADSK
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Carl Bass Management For Voted - For
1b Elect Director Crawford W. Beveridge Management For Voted - For
1c Elect Director J. Hallam Dawson Management For Voted - For
1d Elect Director Thomas Georgens Management For Voted - For
1e Elect Director Per-Kristian Halvorsen Management For Voted - For
1f Elect Director Mary T. McDowell Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
1j Elect Director Steven M. West Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
AUTOMATIC DATA PROCESSING, INC.
SECURITY ID: 053015103 TICKER: ADP
Meeting Date: 11-Nov-14 Meeting Type: Annual
1.1 Elect Director Ellen R. Alemany Management For Voted - For
1.2 Elect Director Leslie A. Brun Management For Voted - For
1.3 Elect Director Richard T. Clark Management For Voted - For
1.4 Elect Director Eric C. Fast Management For Voted - For
1.5 Elect Director Linda R. Gooden Management For Voted - For
1.6 Elect Director Michael P. Gregoire Management For Voted - For
1.7 Elect Director R. Glenn Hubbard Management For Voted - For
1.8 Elect Director John P. Jones Management For Voted - For
1.9 Elect Director Carlos A. Rodriguez Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
AUTONATION, INC.
SECURITY ID: 05329W102 TICKER: AN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Mike Jackson Management For Voted - For
1.2 Elect Director Robert J. Brown Management For Voted - For
1.3 Elect Director Rick L. Burdick Management For Voted - For
1.4 Elect Director Tomago Collins Management For Voted - For
1.5 Elect Director David B. Edelson Management For Voted - For
1.6 Elect Director Robert R. Grusky Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Michael Larson Management For Voted - For
1.8 Elect Director G. Mike Mikan Management For Voted - For
1.9 Elect Director Alison H. Rosenthal Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Clawback of Incentive Payments Shareholder Against Voted - For
AUTOZONE, INC.
SECURITY ID: 053332102 TICKER: AZO
Meeting Date: 18-Dec-14 Meeting Type: Annual
1.1 Elect Director Douglas H. Brooks Management For Voted - For
1.2 Elect Director Linda A. Goodspeed Management For Voted - For
1.3 Elect Director Sue E. Gove Management For Voted - For
1.4 Elect Director Earl G. Graves, Jr. Management For Voted - For
1.5 Elect Director Enderson Guimaraes Management For Voted - For
1.6 Elect Director J. R. Hyde, III Management For Voted - For
1.7 Elect Director D. Bryan Jordan Management For Voted - For
1.8 Elect Director W. Andrew McKenna Management For Voted - For
1.9 Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.10 Elect Director Luis P. Nieto Management For Voted - For
1.11 Elect Director William C. Rhodes, III Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
AVAGO TECHNOLOGIES LIMITED
SECURITY ID: Y0486S104 TICKER: AVGO
Meeting Date: 08-Apr-15 Meeting Type: Annual
1a Elect Director Hock E. Tan Management For Voted - For
1b Elect Director John T. Dickson Management For Voted - For
1c Elect Director James V. Diller Management For Voted - For
1d Elect Director Lewis C. Eggebrecht Management For Voted - For
1e Elect Director Bruno Guilmart Management For Voted - For
1f Elect Director Kenneth Y. Hao Management For Voted - For
1g Elect Director Justine F. Lien Management For Voted - For
1h Elect Director Donald Macleod Management For Voted - For
1i Elect Director Peter J. Marks Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Approve Issuance of Shares with or without
Preemptive Rights Management For Voted - For
4 Approve Repurchase of up to 10 Percent of Issued
Capital Management For Voted - For
5 Approve Cash Compensation to Directors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AVALONBAY COMMUNITIES, INC.
SECURITY ID: 053484101 TICKER: AVB
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Glyn F. Aeppel Management For Voted - For
1.2 Elect Director Terry S. Brown Management For Voted - For
1.3 Elect Director Alan B. Buckelew Management For Voted - For
1.4 Elect Director Ronald L. Havner, Jr. Management For Voted - Withheld
1.5 Elect Director John J. Healy, Jr. Management For Voted - For
1.6 Elect Director Timothy J. Naughton Management For Voted - For
1.7 Elect Director Lance R. Primis Management For Voted - For
1.8 Elect Director Peter S. Rummell Management For Voted - For
1.9 Elect Director H. Jay Sarles Management For Voted - For
1.10 Elect Director W. Edward Walter Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
AVERY DENNISON CORPORATION
SECURITY ID: 053611109 TICKER: AVY
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Bradley A. Alford Management For Voted - For
1b Elect Director Anthony K. Anderson Management For Voted - For
1c Elect Director Peter K. Barker Management For Voted - For
1d Elect Director Ken C. Hicks Management For Voted - For
1e Elect Director David E. I. Pyott Management For Voted - For
1f Elect Director Dean A. Scarborough Management For Voted - For
1g Elect Director Patrick T. Siewert Management For Voted - For
1h Elect Director Julia A. Stewart Management For Voted - For
1i Elect Director Martha N. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AVON PRODUCTS, INC.
SECURITY ID: 054303102 TICKER: AVP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Douglas R. Conant Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director V. Ann Hailey Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Nancy Killefer Management For Voted - For
1.5 Elect Director Susan J. Kropf Management For Voted - For
1.6 Elect Director Maria Elena Lagomasino Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
1.8 Elect Director Helen McCluskey Management For Voted - For
1.9 Elect Director Sheri McCoy Management For Voted - For
1.10 Elect Director Charles H. Noski Management For Voted - For
1.11 Elect Director Gary M. Rodkin Management For Voted - For
1.12 Elect Director Paula Stern Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
BAKER HUGHES INCORPORATED
SECURITY ID: 057224107 TICKER: BHI
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Larry D. Brady Management For Voted - For
1b Elect Director Gregory D. Brenneman Management For Voted - For
1c Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1d Elect Director Martin S. Craighead Management For Voted - For
1e Elect Director William H. Easter, III Management For Voted - For
1f Elect Director Lynn L. Elsenhans Management For Voted - For
1g Elect Director Anthony G. Fernandes Management For Voted - For
1h Elect Director Claire W. Gargalli Management For Voted - For
1i Elect Director Pierre H. Jungels Management For Voted - For
1j Elect Director James A. Lash Management For Voted - For
1k Elect Director J. Larry Nichols Management For Voted - For
1l Elect Director James W. Stewart Management For Voted - For
1m Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
BALL CORPORATION
SECURITY ID: 058498106 TICKER: BLL
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert W. Alspaugh Management For Voted - Withheld
1.2 Elect Director Michael J. Cave Management For Voted - Withheld
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director R. David Hoover Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
BANK OF AMERICA CORPORATION
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Sharon L. Allen Management For Voted - Against
1b Elect Director Susan S. Bies Management For Voted - For
1c Elect Director Jack O. Bovender, Jr. Management For Voted - For
1d Elect Director Frank P. Bramble, Sr. Management For Voted - Against
1e Elect Director Pierre J. P. de Weck Management For Voted - For
1f Elect Director Arnold W. Donald Management For Voted - For
1g Elect Director Charles K. Gifford Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Monica C. Lozano Management For Voted - For
1j Elect Director Thomas J. May Management For Voted - Against
1k Elect Director Brian T. Moynihan Management For Voted - For
1l Elect Director Lionel L. Nowell, III Management For Voted - Against
1m Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Climate Change Financing Risk Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
8 Establish Other Governance Board Committee Shareholder Against Voted - Against
BAXTER INTERNATIONAL INC.
SECURITY ID: 071813109 TICKER: BAX
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Uma Chowdhry Management For Voted - For
1b Elect Director James R. Gavin, III Management For Voted - For
1c Elect Director Peter S. Hellman Management For Voted - For
1d Elect Director K. J. Storm Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BB&T CORPORATION
SECURITY ID: 054937107 TICKER: BBT
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jennifer S. Banner Management For Voted - For
1.2 Elect Director K. David Boyer, Jr. Management For Voted - For
1.3 Elect Director Anna R. Cablik Management For Voted - For
1.4 Elect Director Ronald E. Deal Management For Voted - For
1.5 Elect Director James A. Faulkner Management For Voted - For
1.6 Elect Director I. Patricia Henry Management For Voted - For
1.7 Elect Director John P. Howe, III Management For Voted - For
1.8 Elect Director Eric C. Kendrick Management For Voted - For
1.9 Elect Director Kelly S. King Management For Voted - For
1.10 Elect Director Louis B. Lynn Management For Voted - For
1.11 Elect Director Edward C. Milligan Management For Voted - For
1.12 Elect Director Charles A. Patton Management For Voted - For
1.13 Elect Director Nido R. Qubein Management For Voted - For
1.14 Elect Director Tollie W. Rich, Jr. Management For Voted - For
1.15 Elect Director Thomas E. Skains Management For Voted - For
1.16 Elect Director Thomas N. Thompson Management For Voted - For
1.17 Elect Director Edwin H. Welch Management For Voted - For
1.18 Elect Director Stephen T. Williams Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Political
Contributions Shareholder Against Voted - For
5 Claw-back of Payments under Restatements Shareholder Against Voted - For
BECTON, DICKINSON AND COMPANY
SECURITY ID: 075887109 TICKER: BDX
Meeting Date: 27-Jan-15 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Henry P. Becton, Jr. Management For Voted - For
1.3 Elect Director Catherine M. Burzik Management For Voted - For
1.4 Elect Director Edward F. DeGraan Management For Voted - For
1.5 Elect Director Vincent A. Forlenza Management For Voted - For
1.6 Elect Director Claire M. Fraser Management For Voted - For
1.7 Elect Director Christopher Jones Management For Voted - For
1.8 Elect Director Marshall O. Larsen Management For Voted - For
1.9 Elect Director Gary A. Mecklenburg Management For Voted - For
1.10 Elect Director James F. Orr Management For Voted - For
1.11 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.12 Elect Director Claire Pomeroy Management For Voted - For
1.13 Elect Director Rebecca W. Rimel Management For Voted - For
1.14 Elect Director Bertram L. Scott Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
BED BATH & BEYOND INC.
SECURITY ID: 075896100 TICKER: BBBY
Meeting Date: 07-Jul-14 Meeting Type: Annual
1a Elect Director Warren Eisenberg Management For Voted - For
1b Elect Director Leonard Feinstein Management For Voted - For
1c Elect Director Steven H. Temares Management For Voted - For
1d Elect Director Dean S. Adler Management For Voted - For
1e Elect Director Stanley F. Barshay Management For Voted - For
1f Elect Director Geraldine T. Elliott Management For Voted - For
1g Elect Director Klaus Eppler Management For Voted - For
1h Elect Director Patrick R. Gaston Management For Voted - For
1i Elect Director Jordan Heller Management For Voted - For
1j Elect Director Victoria A. Morrison Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRK.B
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Elect Director Warren E. Buffett Management For Voted - For
1.2 Elect Director Charles T. Munger Management For Voted - For
1.3 Elect Director Howard G. Buffett Management For Voted - For
1.4 Elect Director Stephen B. Burke Management For Voted - For
1.5 Elect Director Susan L. Decker Management For Voted - For
1.6 Elect Director William H. Gates, III Management For Voted - For
1.7 Elect Director David S. Gottesman Management For Voted - For
1.8 Elect Director Charlotte Guyman Management For Voted - For
1.9 Elect Director Thomas S. Murphy Management For Voted - For
1.10 Elect Director Ronald L. Olson Management For Voted - For
1.11 Elect Director Walter Scott, Jr. Management For Voted - For
1.12 Elect Director Meryl B. Witmer Management For Voted - For
BEST BUY CO., INC.
SECURITY ID: 086516101 TICKER: BBY
Meeting Date: 09-Jun-15 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Lisa M. Caputo Management For Voted - For
1c Elect Director J. Patrick Doyle Management For Voted - For
1d Elect Director Russell P. Fradin Management For Voted - For
1e Elect Director Kathy J. Higgins Victor Management For Voted - For
1f Elect Director Hubert Joly Management For Voted - For
1g Elect Director David W. Kenny Management For Voted - For
1h Elect Director Thomas L. 'Tommy' Millner Management For Voted - For
1i Elect Director Gerard R. Vittecoq Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BIOGEN INC.
SECURITY ID: 09062X103 TICKER: BIIB
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Director Alexander J. Denner Management For Voted - For
1.2 Elect Director Caroline D. Dorsa Management For Voted - For
1.3 Elect Director Nancy L. Leaming Management For Voted - For
1.4 Elect Director Richard C. Mulligan Management For Voted - For
1.5 Elect Director Robert W. Pangia Management For Voted - For
1.6 Elect Director Stelios Papadopoulos Management For Voted - For
1.7 Elect Director Brian S. Posner Management For Voted - For
1.8 Elect Director Eric K. Rowinsky Management For Voted - For
1.9 Elect Director George A. Scangos Management For Voted - For
1.10 Elect Director Lynn Schenk Management For Voted - For
1.11 Elect Director Stephen A. Sherwin Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Abdlatif Yousef Al-Hamad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
1c Elect Director Pamela Daley Management For Voted - For
1d Elect Director William S. Demchak Management For Voted - For
1e Elect Director Jessica P. Einhorn Management For Voted - For
1f Elect Director Laurence D. Fink Management For Voted - For
1g Elect Director Fabrizio Freda Management For Voted - For
1h Elect Director Murry S. Gerber Management For Voted - For
1i Elect Director James Grosfeld Management For Voted - For
1j Elect Director Robert S. Kapito Management For Voted - For
1k Elect Director David H. Komansky Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1l Elect Director Sir Deryck Maughan Management For Voted - For
1m Elect Director Cheryl D. Mills Management For Voted - For
1n Elect Director Thomas H. O'Brien Management For Voted - For
1o Elect Director Ivan G. Seidenberg Management For Voted - For
1p Elect Director Marco Antonio Slim Domit Management For Voted - For
1q Elect Director John S. Varley Management For Voted - For
1r Elect Director Susan L. Wagner Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
BORGWARNER INC.
SECURITY ID: 099724106 TICKER: BWA
Meeting Date: 29-Apr-15 Meeting Type: Annual
1a Elect Director Alexis P. Michas Management For Voted - For
1b Elect Director Richard O. Schaum Management For Voted - For
1c Elect Director Thomas T. Stallkamp Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Reduce Supermajority Vote Requirement Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - For
7 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
BOSTON PROPERTIES, INC.
SECURITY ID: 101121101 TICKER: BXP
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Carol B. Einiger Management For Voted - For
1.2 Elect Director Jacob A. Frenkel Management For Voted - For
1.3 Elect Director Joel I. Klein Management For Voted - For
1.4 Elect Director Douglas T. Linde Management For Voted - For
1.5 Elect Director Matthew J. Lustig Management For Voted - For
1.6 Elect Director Alan J. Patricof Management For Voted - For
1.7 Elect Director Ivan G. Seidenberg Management For Voted - For
1.8 Elect Director Owen D. Thomas Management For Voted - For
1.9 Elect Director Martin Turchin Management For Voted - For
1.10 Elect Director David A. Twardock Management For Voted - For
1.11 Elect Director Mortimer B. Zuckerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Limit Accelerated Vesting Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
SECURITY ID: 101137107 TICKER: BSX
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Nelda J. Connors Management For Voted - For
1b Elect Director Charles J. Dockendorff Management For Voted - For
1c Elect Director Kristina M. Johnson Management For Voted - For
1d Elect Director Edward J. Ludwig Management For Voted - For
1e Elect Director Stephen P. MacMillan Management For Voted - For
1f Elect Director Michael F. Mahoney Management For Voted - For
1g Elect Director Ernest Mario Management For Voted - Withheld
1h Elect Director N.J. Nicholas, Jr. Management For Voted - For
1i Elect Director Pete M. Nicholas Management For Voted - For
1j Elect Director David J. Roux Management For Voted - For
1k Elect Director John E. Sununu Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Animal Testing and Plans for Improving
Welfare Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
SECURITY ID: 110122108 TICKER: BMY
Meeting Date: 05-May-15 Meeting Type: Annual
1.1A Elect Director Lamberto Andreotti Management For Voted - For
1.1B Elect Director Giovanni Caforio Management For Voted - For
1.1C Elect Director Lewis B. Campbell Management For Voted - For
1.1D Elect Director Laurie H. Glimcher Management For Voted - For
1.1E Elect Director Michael Grobstein Management For Voted - For
1.1F Elect Director Alan J. Lacy Management For Voted - For
1.1G Elect Director Thomas J. Lynch, Jr. Management For Voted - For
1.1H Elect Director Dinesh C. Paliwal Management For Voted - For
1.1I Elect Director Vicki L. Sato Management For Voted - For
1.1J Elect Director Gerald L. Storch Management For Voted - For
1.1K Elect Director Togo D. West, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
5 Remove Supermajority Vote Requirement Applicable to
Preferred Stock Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
BROADCOM CORPORATION
SECURITY ID: 111320107 TICKER: BRCM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Robert J. Finocchio, Jr. Management For Voted - For
1b Elect Director Nancy H. Handel Management For Voted - For
1c Elect Director Eddy W. Hartenstein Management For Voted - For
1d Elect Director Maria M. Klawe Management For Voted - For
1e Elect Director John E. Major Management For Voted - For
1f Elect Director Scott A. McGregor Management For Voted - For
1g Elect Director William T. Morrow Management For Voted - For
1h Elect Director Henry Samueli Management For Voted - For
1i Elect Director Robert E. Switz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
C. R. BARD, INC.
SECURITY ID: 067383109 TICKER: BCR
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
1.2 Elect Director Marc C. Breslawsky Management For Voted - For
1.3 Elect Director Herbert L. Henkel Management For Voted - For
1.4 Elect Director John C. Kelly Management For Voted - For
1.5 Elect Director David F. Melcher Management For Voted - For
1.6 Elect Director Gail K. Naughton Management For Voted - For
1.7 Elect Director Timothy M. Ring Management For Voted - For
1.8 Elect Director Tommy G. Thompson Management For Voted - For
1.9 Elect Director John H. Weiland Management For Voted - For
1.10 Elect Director Anthony Welters Management For Voted - For
1.11 Elect Director Tony L. White Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
C.H. ROBINSON WORLDWIDE, INC.
SECURITY ID: 12541W209 TICKER: CHRW
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Scott P. Anderson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Robert Ezrilov Management For Voted - For
1c Elect Director Wayne M. Fortun Management For Voted - For
1d Elect Director Mary J. Steele Guilfoile Management For Voted - For
1e Elect Director Jodee A. Kozlak Management For Voted - For
1f Elect Director ReBecca Koenig Roloff Management For Voted - For
1g Elect Director Brian P. Short Management For Voted - For
1h Elect Director James B. Stake Management For Voted - For
1i Elect Director John P. Wiehoff Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
CA, INC.
SECURITY ID: 12673P105 TICKER: CA
Meeting Date: 30-Jul-14 Meeting Type: Annual
1A Elect Director Jens Alder Management For Voted - For
1B Elect Director Raymond J. Bromark Management For Voted - For
1C Elect Director Gary J. Fernandes Management For Voted - For
1D Elect Director Michael P. Gregoire Management For Voted - For
1E Elect Director Rohit Kapoor Management For Voted - For
1F Elect Director Kay Koplovitz Management For Voted - For
1G Elect Director Christopher B. Lofgren Management For Voted - For
1H Elect Director Richard Sulpizio Management For Voted - For
1I Elect Director Laura S. Unger Management For Voted - For
1J Elect Director Arthur F. Weinbach Management For Voted - For
1K Elect Director Renato (Ron) Zambonini Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CABLEVISION SYSTEMS CORPORATION
SECURITY ID: 12686C109 TICKER: CVC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Joseph J. Lhota Management For Voted - Withheld
1.2 Elect Director Thomas V. Reifenheiser Management For Voted - Withheld
1.3 Elect Director John R. Ryan Management For Voted - For
1.4 Elect Director Steven J. Simmons Management For Voted - For
1.5 Elect Director Vincent Tese Management For Voted - Withheld
1.6 Elect Director Leonard Tow Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director Rhys J. Best Management For Voted - For
1.1b Elect Director Dan O. Dinges Management For Voted - For
1.1c Elect Director James R. Gibbs Management For Voted - For
1.1d Elect Director Robert L. Keiser Management For Voted - For
1.1e Elect Director Robert Kelley Management For Voted - For
1.1f Elect Director W. Matt Ralls Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Disclosure Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
CAMERON INTERNATIONAL CORPORATION
SECURITY ID: 13342B105 TICKER: CAM
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director H. Paulett Eberhart Management For Voted - For
1.2 Elect Director Peter J. Fluor Management For Voted - For
1.3 Elect Director Douglas L. Foshee Management For Voted - For
1.4 Elect Director Rodolfo Landim Management For Voted - For
1.5 Elect Director Jack B. Moore Management For Voted - For
1.6 Elect Director Michael E. Patrick Management For Voted - For
1.7 Elect Director Timothy J. Probert Management For Voted - For
1.8 Elect Director Jon Erik Reinhardsen Management For Voted - For
1.9 Elect Director R. Scott Rowe Management For Voted - For
1.10 Elect Director Brent J. Smolik Management For Voted - For
1.11 Elect Director Bruce W. Wilkinson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAMPBELL SOUP COMPANY
SECURITY ID: 134429109 TICKER: CPB
Meeting Date: 19-Nov-14 Meeting Type: Annual
1.1 Elect Director Paul R. Charron Management For Voted - For
1.2 Elect Director Bennett Dorrance Management For Voted - For
1.3 Elect Director Lawrence C. Karlson Management For Voted - For
1.4 Elect Director Randall W. Larrimore Management For Voted - For
1.5 Elect Director Marc B. Lautenbach Management For Voted - For
1.6 Elect Director Mary Alice Dorrance Malone Management For Voted - For
1.7 Elect Director Sara Mathew Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Denise M. Morrison Management For Voted - For
1.9 Elect Director Charles R. Perrin Management For Voted - For
1.10 Elect Director A. Barry Rand Management For Voted - For
1.11 Elect Director Nick Shreiber Management For Voted - For
1.12 Elect Director Tracey T. Travis Management For Voted - For
1.13 Elect Director Archbold D. van Beuren Management For Voted - For
1.14 Elect Director Les C. Vinney Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
SECURITY ID: 14040H105 TICKER: COF
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Richard D. Fairbank Management For Voted - For
1.1b Elect Director Patrick W. Gross Management For Voted - For
1.1c Elect Director Ann Fritz Hackett Management For Voted - For
1.1d Elect Director Lewis Hay, III Management For Voted - For
1.1e Elect Director Benjamin P. Jenkins, III Management For Voted - For
1.1f Elect Director Pierre E. Leroy Management For Voted - For
1.1g Elect Director Peter E. Raskind Management For Voted - For
1.1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1.1i Elect Director Bradford H. Warner Management For Voted - For
1.1j Elect Director Catherine G. West Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Amend Bylaws-- Call Special Meetings Shareholder Against Voted - For
CARDINAL HEALTH, INC.
SECURITY ID: 14149Y108 TICKER: CAH
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director David J. Anderson Management For Voted - For
1.2 Elect Director Colleen F. Arnold Management For Voted - For
1.3 Elect Director George S. Barrett Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Calvin Darden Management For Voted - For
1.6 Elect Director Bruce L. Downey Management For Voted - For
1.7 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.8 Elect Director Clayton M. Jones Management For Voted - For
1.9 Elect Director Gregory B. Kenny Management For Voted - For
1.10 Elect Director David P. King Management For Voted - For
1.11 Elect Director Richard C. Notebaert Management For Voted - For
2 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
CAREFUSION CORPORATION
SECURITY ID: 14170T101 TICKER: CFN
Meeting Date: 05-Nov-14 Meeting Type: Annual
1a Elect Director Jacqueline B. Kosecoff Management For Voted - For
1b Elect Director Michael D. O'Halleran Management For Voted - For
1c Elect Director Supratim Bose Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 22-Jun-15 Meeting Type: Annual
1.1 Elect Director Ronald E. Blaylock Management For Voted - For
1.2 Elect Director Thomas J. Folliard Management For Voted - For
1.3 Elect Director Rakesh Gangwal Management For Voted - For
1.4 Elect Director Jeffrey E. Garten Management For Voted - For
1.5 Elect Director Shira Goodman Management For Voted - For
1.6 Elect Director W. Robert Grafton Management For Voted - For
1.7 Elect Director Edgar H. Grubb Management For Voted - For
1.8 Elect Director Marcella Shinder Management For Voted - For
1.9 Elect Director Mitchell D. Steenrod Management For Voted - For
1.10 Elect Director Thomas G. Stemberg Management For Voted - For
1.11 Elect Director William R. Tiefel Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CARNIVAL CORPORATION
SECURITY ID: 143658300 TICKER: CCL
Meeting Date: 14-Apr-15 Meeting Type: Annual
1 Re-elect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
2 Re-elect Jonathon Band as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
3 Re-elect Arnold W. Donald as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
4 Re-elect Richard J. Glasier as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Re-elect Debra Kelly-Ennis as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
6 Re-elect John Parker as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
7 Re-elect Stuart Subotnick as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
8 Re-elect Laura Weil as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
9 Re-elect Randall J. Weisenburger as Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
11 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
12 Receive The UK Accounts And Reports Of The
Directors And Auditors Of Carnival Plc For The Year
Ended November 30, 2014 Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
14 Approve Remuneration Report of Executive Directors Management For Voted - For
15 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
CATERPILLAR INC.
SECURITY ID: 149123101 TICKER: CAT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Director David L. Calhoun Management For Voted - For
1.2 Elect Director Daniel M. Dickinson Management For Voted - For
1.3 Elect Director Juan Gallardo Management For Voted - Against
1.4 Elect Director Jesse J. Greene, Jr. Management For Voted - For
1.5 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.6 Elect Director Dennis A. Muilenburg Management For Voted - For
1.7 Elect Director Douglas R. Oberhelman Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Debra L. Reed Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
1.12 Elect Director Miles D. White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Review and Amend Human Rights Policies Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Amend Policies to Allow Employees to Participate in
Political Process with No Retribution Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBG
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Richard C. Blum Management For Voted - For
1.2 Elect Director Brandon B. Boze Management For Voted - For
1.3 Elect Director Curtis F. Feeny Management For Voted - For
1.4 Elect Director Bradford M. Freeman Management For Voted - For
1.5 Elect Director Michael Kantor Management For Voted - For
1.6 Elect Director Frederic V. Malek Management For Voted - For
1.7 Elect Director Robert E. Sulentic Management For Voted - For
1.8 Elect Director Laura D. Tyson Management For Voted - For
1.9 Elect Director Gary L. Wilson Management For Voted - For
1.10 Elect Director Ray Wirta Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
CELGENE CORPORATION
SECURITY ID: 151020104 TICKER: CELG
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Elect Director Robert J. Hugin Management For Voted - For
1.2 Elect Director Richard W. Barker Management For Voted - For
1.3 Elect Director Michael W. Bonney Management For Voted - For
1.4 Elect Director Michael D. Casey Management For Voted - For
1.5 Elect Director Carrie S. Cox Management For Voted - For
1.6 Elect Director Michael A. Friedman Management For Voted - For
1.7 Elect Director Gilla Kaplan Management For Voted - For
1.8 Elect Director James J. Loughlin Management For Voted - For
1.9 Elect Director Ernest Mario Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Report on Specialty Drug Pricing Risks Shareholder Against Voted - Against
CENTERPOINT ENERGY, INC.
SECURITY ID: 15189T107 TICKER: CNP
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Michael P. Johnson Management For Voted - For
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director Scott J. McLean Management For Voted - For
1e Elect Director Theodore F. Pound Management For Voted - For
1f Elect Director Scott M. Prochazka Management For Voted - For
1g Elect Director Susan O. Rheney Management For Voted - For
1h Elect Director Phillip R. Smith Management For Voted - For
1i Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
CENTURYLINK, INC.
SECURITY ID: 156700106 TICKER: CTL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Virginia Boulet Management For Voted - For
1.2 Elect Director Peter C. Brown Management For Voted - For
1.3 Elect Director Richard A. Gephardt Management For Voted - For
1.4 Elect Director W. Bruce Hanks Management For Voted - For
1.5 Elect Director Gregory J. McCray Management For Voted - For
1.6 Elect Director C.G. Melville, Jr. Management For Voted - For
1.7 Elect Director William A. Owens Management For Voted - For
1.8 Elect Director Harvey P. Perry Management For Voted - For
1.9 Elect Director Glen F. Post, III Management For Voted - For
1.10 Elect Director Michael J. Roberts Management For Voted - For
1.11 Elect Director Laurie A. Siegel Management For Voted - For
1.12 Elect Director Joseph R. Zimmel Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
CERNER CORPORATION
SECURITY ID: 156782104 TICKER: CERN
Meeting Date: 22-May-15 Meeting Type: Annual
1a Elect Director Mitchell E. Daniels, Jr. Management For Voted - For
1b Elect Director Clifford W. Illig Management For Voted - For
1c Elect Director William B. Neaves Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Amend Omnibus Stock Plan Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 15-May-15 Meeting Type: Annual
1 Elect Director Robert C. Arzbaecher Management For Voted - For
2 Elect Director William Davisson Management For Voted - For
3 Elect Director Stephen A. Furbacher Management For Voted - For
4 Elect Director Stephen J. Hagge Management For Voted - For
5 Elect Director John D. Johnson Management For Voted - For
6 Elect Director Robert G. Kuhbach Management For Voted - For
7 Elect Director Edward A. Schmitt Management For Voted - For
8 Elect Director Theresa E. Wagler Management For Voted - For
9 Elect Director W. Anthony Will Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Ratify KPMG LLP as Auditors Management For Voted - For
12 Proxy Access Shareholder Against Voted - For
13 Provide Right to Act by Written Consent Shareholder Against Voted - For
CHESAPEAKE ENERGY CORPORATION
SECURITY ID: 165167107 TICKER: CHK
Meeting Date: 22-May-15 Meeting Type: Annual
1a Elect Director Archie W. Dunham Management For Voted - For
1b Elect Director Vincent J. Intrieri Management For Voted - For
1c Elect Director Robert D. Lawler Management For Voted - For
1d Elect Director John J. Lipinski Management For Voted - For
1e Elect Director R. Brad Martin Management For Voted - For
1f Elect Director Merrill A. 'Pete' Miller, Jr. Management For Voted - For
1g Elect Director Frederic M. Poses Management For Voted - For
1h Elect Director Kimberly K. Querrey Management For Voted - For
1i Elect Director Louis A. Raspino Management For Voted - For
1j Elect Director Thomas L. Ryan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Director Nominee with Environmental
Experience Shareholder Against Voted - Against
5 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Establish Risk Oversight Committee Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Alexander B. Cummings, Jr. Management For Voted - For
1b Elect Director Linnet F. Deily Management For Voted - For
1c Elect Director Robert E. Denham Management For Voted - For
1d Elect Director Alice P. Gast Management For Voted - For
1e Elect Director Enrique Hernandez, Jr. Management For Voted - For
1f Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1g Elect Director Charles W. Moorman, IV Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director Carl Ware Management For Voted - For
1l Elect Director John S. Watson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Charitable Contributions Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Prohibit Political Spending Shareholder Against Voted - Against
7 Increase Return of Capital to Shareholders in Light
of Climate Change Risks Shareholder Against Voted - Against
8 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
9 Report on the Result of Efforts to Minimize
Hydraulic Fracturing Impacts Shareholder Against Voted - For
10 Proxy Access Shareholder Against Voted - For
11 Require Independent Board Chairman Shareholder Against Voted - Against
12 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
13 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
CHIPOTLE MEXICAN GRILL, INC.
SECURITY ID: 169656105 TICKER: CMG
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director John S. Charlesworth Management For Voted - For
1.2 Elect Director Kimbal Musk Management For Voted - For
1.3 Elect Director Montgomery F. (Monty) Moran Management For Voted - For
1.4 Elect Director Patrick J. Flynn Management For Voted - For
1.5 Elect Director Steve Ells Management For Voted - For
1.6 Elect Director Stephen Gillett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
6 Eliminate Supermajority Vote Requirement Management For Voted - For
7 Provide Proxy Access Right Management For Voted - Against
8 Adopt Proxy Access Right Shareholder Against Voted - For
9 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - Against
10 Stock Retention/Holding Period Shareholder Against Voted - For
11 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
12 Report on Sustainability, Including Quantitative
Goals Shareholder Against Voted - For
CIGNA CORPORATION
SECURITY ID: 125509109 TICKER: CI
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director John M. Partridge Management For Voted - For
1.2 Elect Director James E. Rogers Management For Voted - For
1.3 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
CIMAREX ENERGY CO.
SECURITY ID: 171798101 TICKER: XEC
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Joseph R. Albi Management For Voted - For
1.2 Elect Director Michael J. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
CINCINNATI FINANCIAL CORPORATION
SECURITY ID: 172062101 TICKER: CINF
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Elect Director William F. Bahl Management For Voted - For
1.2 Elect Director Gregory T. Bier Management For Voted - For
1.3 Elect Director Linda W. Clement-Holmes Management For Voted - For
1.4 Elect Director Dirk J. Debbink Management For Voted - For
1.5 Elect Director Steven J. Johnston Management For Voted - For
1.6 Elect Director Kenneth C. Lichtendahl Management For Voted - For
1.7 Elect Director W. Rodney McMullen Management For Voted - For
1.8 Elect Director David P. Osborn Management For Voted - For
1.9 Elect Director Gretchen W. Price Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director John J. Schiff, Jr. Management For Voted - For
1.11 Elect Director Thomas R. Schiff Management For Voted - For
1.12 Elect Director Douglas S. Skidmore Management For Voted - For
1.13 Elect Director Kenneth W. Stecher Management For Voted - For
1.14 Elect Director John F. Steele, Jr. Management For Voted - For
1.15 Elect Director Larry R. Webb Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CINTAS CORPORATION
SECURITY ID: 172908105 TICKER: CTAS
Meeting Date: 21-Oct-14 Meeting Type: Annual
1a Elect Director Gerald S. Adolph Management For Voted - For
1b Elect Director John F. Barrett Management For Voted - For
1c Elect Director Melanie W. Barstad Management For Voted - For
1d Elect Director Richard T. Farmer Management For Voted - For
1e Elect Director Scott D. Farmer Management For Voted - For
1f Elect Director James J. Johnson Management For Voted - For
1g Elect Director Robert J. Kohlhepp Management For Voted - For
1h Elect Director Joseph Scaminace Management For Voted - For
1i Elect Director Ronald W. Tysoe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify Auditors Management For Voted - For
CISCO SYSTEMS, INC.
SECURITY ID: 17275R102 TICKER: CSCO
Meeting Date: 20-Nov-14 Meeting Type: Annual
1a Elect Director Carol A. Bartz Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Michael D. Capellas Management For Voted - For
1d Elect Director John T. Chambers Management For Voted - For
1e Elect Director Brian L. Halla Management For Voted - For
1f Elect Director John L. Hennessy Management For Voted - For
1g Elect Director Kristina M. Johnson Management For Voted - For
1h Elect Director Roderick C. McGeary Management For Voted - For
1i Elect Director Arun Sarin Management For Voted - For
1j Elect Director Steven M. West Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Establish Public Policy Board Committee Shareholder Against Voted - Against
6 Adopt Proxy Access Right Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Report on Political Contributions Shareholder Against Voted - For
CITIGROUP INC.
SECURITY ID: 172967424 TICKER: C
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Duncan P. Hennes Management For Voted - For
1c Elect Director Peter B. Henry Management For Voted - For
1d Elect Director Franz B. Humer Management For Voted - For
1e Elect Director Michael E. O'Neill Management For Voted - For
1f Elect Director Gary M. Reiner Management For Voted - For
1g Elect Director Judith Rodin Management For Voted - For
1h Elect Director Anthony M. Santomero Management For Voted - For
1i Elect Director Joan E. Spero Management For Voted - For
1j Elect Director Diana L. Taylor Management For Voted - For
1k Elect Director William S. Thompson, Jr. Management For Voted - For
1l Elect Director James S. Turley Management For Voted - For
1m Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Claw-back of Payments under Restatements Shareholder Against Voted - Against
8 Limits for Directors Involved with Bankruptcy Shareholder Against Voted - Against
9 Report on Certain Vesting Program Shareholder Against Voted - For
CITRIX SYSTEMS, INC.
SECURITY ID: 177376100 TICKER: CTXS
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Thomas F. Bogan Management For Voted - For
1b Elect Director Robert M. Calderoni Management For Voted - For
1c Elect Director Nanci E. Caldwell Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Francis deSouza Management For Voted - For
1g Elect Director Asiff S. Hirji Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Phupinder S. Gill Management For Voted - For
1c Elect Director Timothy S. Bitsberger Management For Voted - For
1d Elect Director Charles P. Carey Management For Voted - For
1e Elect Director Dennis H. Chookaszian Management For Voted - For
1f Elect Director Ana Dutra Management For Voted - For
1g Elect Director Martin J. Gepsman Management For Voted - For
1h Elect Director Larry G. Gerdes Management For Voted - For
1i Elect Director Daniel R. Glickman Management For Voted - For
1j Elect Director J. Dennis Hastert Management For Voted - For
1k Elect Director Leo Melamed Management For Voted - For
1l Elect Director William P. Miller, II Management For Voted - For
1m Elect Director James E. Oliff Management For Voted - For
1n Elect Director Edemir Pinto Management For Voted - For
1o Elect Director Alex J. Pollock Management For Voted - For
1p Elect Director John F. Sandner Management For Voted - For
1q Elect Director Terry L. Savage Management For Voted - For
1r Elect Director William R. Shepard Management For Voted - For
1s Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Ernst & Young as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
CMS ENERGY CORPORATION
SECURITY ID: 125896100 TICKER: CMS
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director Jon E. Barfield Management For Voted - For
1b Elect Director Deborah H. Butler Management For Voted - For
1c Elect Director Kurt L. Darrow Management For Voted - For
1d Elect Director Stephen E. Ewing Management For Voted - For
1e Elect Director Richard M. Gabrys Management For Voted - For
1f Elect Director William D. Harvey Management For Voted - For
1g Elect Director David W. Joos Management For Voted - For
1h Elect Director Philip R. Lochner, Jr. Management For Voted - For
1i Elect Director John G. Russell Management For Voted - For
1j Elect Director Myrna M. Soto Management For Voted - For
1k Elect Director Laura H. Wright Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COACH, INC.
SECURITY ID: 189754104 TICKER: COH
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Elect Director David Denton Management For Voted - For
1.2 Elect Director Susan Kropf Management For Voted - For
1.3 Elect Director Gary Loveman Management For Voted - For
1.4 Elect Director Victor Luis Management For Voted - For
1.5 Elect Director Ivan Menezes Management For Voted - For
1.6 Elect Director William Nuti Management For Voted - For
1.7 Elect Director Stephanie Tilenius Management For Voted - For
1.8 Elect Director Jide Zeitlin Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
COCA-COLA ENTERPRISES, INC.
SECURITY ID: 19122T109 TICKER: CCE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
1.2 Elect Director John F. Brock Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Suzanne B. Labarge Management For Voted - For
1.8 Elect Director Veronique Morali Management For Voted - For
1.9 Elect Director Andrea L. Saia Management For Voted - For
1.10 Elect Director Garry Watts Management For Voted - For
1.11 Elect Director Curtis R. Welling Management For Voted - For
1.12 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
SECURITY ID: 192446102 TICKER: CTSH
Meeting Date: 02-Jun-15 Meeting Type: Annual
1a Elect Director Michael Patsalos-Fox Management For Voted - For
1b Elect Director Robert E. Weissman Management For Voted - For
1c Elect Director Francisco D'Souza Management For Voted - For
1d Elect Director John N. Fox, Jr. Management For Voted - For
1e Elect Director Leo S. Mackay, Jr. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Thomas M. Wendel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
COLGATE-PALMOLIVE COMPANY
SECURITY ID: 194162103 TICKER: CL
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director John P. Bilbrey Management For Voted - For
1b Elect Director John T. Cahill Management For Voted - For
1c Elect Director Ian Cook Management For Voted - For
1d Elect Director Helene D. Gayle Management For Voted - For
1e Elect Director Ellen M. Hancock Management For Voted - For
1f Elect Director Richard J. Kogan Management For Voted - For
1g Elect Director Delano E. Lewis Management For Voted - For
1h Elect Director Michael B. Polk Management For Voted - For
1i Elect Director J. Pedro Reinhard Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 08-Oct-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Kenneth J. Bacon Management For Voted - For
1.2 Elect Director Sheldon M. Bonovitz Management For Voted - For
1.3 Elect Director Edward D. Breen Management For Voted - For
1.4 Elect Director Joseph J. Collins Management For Voted - For
1.5 Elect Director J. Michael Cook Management For Voted - For
1.6 Elect Director Gerald L. Hassell Management For Voted - For
1.7 Elect Director Jeffrey A. Honickman Management For Voted - For
1.8 Elect Director Eduardo G. Mestre Management For Voted - For
1.9 Elect Director Brian L. Roberts Management For Voted - For
1.10 Elect Director Ralph J. Roberts Management For Voted - For
1.11 Elect Director Johnathan A. Rodgers Management For Voted - For
1.12 Elect Director Judith Rodin Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
COMERICA INCORPORATED
SECURITY ID: 200340107 TICKER: CMA
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Ralph W. Babb, Jr. Management For Voted - For
1.2 Elect Director Roger A. Cregg Management For Voted - For
1.3 Elect Director T. Kevin DeNicola Management For Voted - For
1.4 Elect Director Jacqueline P. Kane Management For Voted - For
1.5 Elect Director Richard G. Lindner Management For Voted - For
1.6 Elect Director Alfred A. Piergallini Management For Voted - For
1.7 Elect Director Robert S. Taubman Management For Voted - For
1.8 Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.9 Elect Director Nina G. Vaca Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMPUTER SCIENCES CORPORATION
SECURITY ID: 205363104 TICKER: CSC
Meeting Date: 13-Aug-14 Meeting Type: Annual
1a Elect Director David J. Barram Management For Voted - For
1b Elect Director Erik Brynjolfsson Management For Voted - For
1c Elect Director Rodney F. Chase Management For Voted - For
1d Elect Director Bruce B. Churchill Management For Voted - For
1e Elect Director Nancy Killefer Management For Voted - For
1f Elect Director J. Michael Lawrie Management For Voted - For
1g Elect Director Brian P. MacDonald Management For Voted - For
1h Elect Director Sean O'Keefe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
CONAGRA FOODS, INC.
SECURITY ID: 205887102 TICKER: CAG
Meeting Date: 19-Sep-14 Meeting Type: Annual
1.1 Elect Director Mogens C. Bay Management For Voted - For
1.2 Elect Director Thomas K. Brown Management For Voted - For
1.3 Elect Director Stephen G. Butler Management For Voted - For
1.4 Elect Director Steven F. Goldstone Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Joie A. Gregor Management For Voted - For
1.6 Elect Director Rajive Johri Management For Voted - For
1.7 Elect Director W.G. Jurgensen Management For Voted - For
1.8 Elect Director Richard H. Lenny Management For Voted - For
1.9 Elect Director Ruth Ann Marshall Management For Voted - For
1.10 Elect Director Gary M. Rodkin Management For Voted - For
1.11 Elect Director Andrew J. Schindler Management For Voted - For
1.12 Elect Director Kenneth E. Stinson Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
CONOCOPHILLIPS
SECURITY ID: 20825C104 TICKER: COP
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director Charles E. Bunch Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director John V. Faraci Management For Voted - For
1f Elect Director Jody L. Freeman Management For Voted - For
1g Elect Director Gay Huey Evans Management For Voted - For
1h Elect Director Ryan M. Lance Management For Voted - For
1i Elect Director Arjun N. Murti Management For Voted - For
1j Elect Director Robert A. Niblock Management For Voted - For
1k Elect Director Harald J. Norvik Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
6 Remove or Adjust Reserve Metrics used for Executive
Compensation Shareholder Against Voted - Against
7 Adopt Proxy Access Right Shareholder Against Voted - For
CONSOL ENERGY INC.
SECURITY ID: 20854P109 TICKER: CNX
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director J. Brett Harvey Management For Voted - For
1.2 Elect Director Nicholas J. DeIuliis Management For Voted - For
1.3 Elect Director Philip W. Baxter Management For Voted - For
1.4 Elect Director Alvin R. Carpenter Management For Voted - For
1.5 Elect Director William E. Davis Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director David C. Hardesty, Jr. Management For Voted - For
1.7 Elect Director Maureen E. Lally-Green Management For Voted - For
1.8 Elect Director Gregory A. Lanham Management For Voted - For
1.9 Elect Director John T. Mills Management For Voted - For
1.10 Elect Director William P. Powell Management For Voted - For
1.11 Elect Director William N. Thorndike, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
CONSOLIDATED EDISON, INC.
SECURITY ID: 209115104 TICKER: ED
Meeting Date: 18-May-15 Meeting Type: Annual
1a Elect Director Vincent A. Calarco Management For Voted - For
1b Elect Director George Campbell, Jr. Management For Voted - For
1c Elect Director Michael J. Del Giudice Management For Voted - For
1d Elect Director Ellen V. Futter Management For Voted - For
1e Elect Director John F. Killian Management For Voted - For
1f Elect Director John McAvoy Management For Voted - For
1g Elect Director Armando J. Olivera Management For Voted - For
1h Elect Director Michael W. Ranger Management For Voted - For
1i Elect Director Linda S. Sanford Management For Voted - For
1j Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONSTELLATION BRANDS, INC.
SECURITY ID: 21036P108 TICKER: STZ
Meeting Date: 23-Jul-14 Meeting Type: Annual
1.1 Elect Director Jerry Fowden Management For Voted - For
1.2 Elect Director Barry A. Fromberg Management For Voted - For
1.3 Elect Director Robert L. Hanson Management For Voted - For
1.4 Elect Director Jeananne K. Hauswald Management For Voted - For
1.5 Elect Director James A. Locke, III Management For Voted - Withheld
1.6 Elect Director Richard Sands Management For Voted - For
1.7 Elect Director Robert Sands Management For Voted - For
1.8 Elect Director Judy A. Schmeling Management For Voted - For
1.9 Elect Director Keith E. Wandell Management For Voted - For
1.10 Elect Director Mark Zupan Management For Voted - For
2 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CORNING INCORPORATED
SECURITY ID: 219350105 TICKER: GLW
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Donald W. Blair Management For Voted - For
1.2 Elect Director Stephanie A. Burns Management For Voted - Against
1.3 Elect Director John A. Canning, Jr. Management For Voted - For
1.4 Elect Director Richard T. Clark Management For Voted - For
1.5 Elect Director Robert F. Cummings, Jr. Management For Voted - Against
1.6 Elect Director James B. Flaws Management For Voted - For
1.7 Elect Director Deborah A. Henretta Management For Voted - For
1.8 Elect Director Daniel P. Huttenlocher Management For Voted - For
1.9 Elect Director Kurt M. Landgraf Management For Voted - For
1.10 Elect Director Kevin J. Martin Management For Voted - For
1.11 Elect Director Deborah D. Rieman Management For Voted - For
1.12 Elect Director Hansel E. Tookes II Management For Voted - For
1.13 Elect Director Wendell P. Weeks Management For Voted - For
1.14 Elect Director Mark S. Wrighton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Holy Land Principles Shareholder Against Voted - Against
COSTCO WHOLESALE CORPORATION
SECURITY ID: 22160K105 TICKER: COST
Meeting Date: 29-Jan-15 Meeting Type: Annual
1.1 Elect Director Jeffrey H. Brotman Management For Voted - Withheld
1.2 Elect Director Daniel J. Evans Management For Voted - Withheld
1.3 Elect Director Richard A. Galanti Management For Voted - Withheld
1.4 Elect Director Jeffrey S. Raikes Management For Voted - Withheld
1.5 Elect Director James D. Sinegal Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
5a Eliminate Supermajority Vote Requirement for
Removal of Directors Management For Voted - For
5b Reduce Supermajority Vote Requirement to Amend
Article Eight Governing Director Removal Management For Voted - For
6 Establish Tenure Limit for Directors Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COVIDIEN PLC
SECURITY ID: G2554F105 TICKER: COV
Meeting Date: 06-Jan-15 Meeting Type: Court
1 Approve Scheme of Arrangement Management For Voted - For
COVIDIEN PLC
SECURITY ID: G2554F113 TICKER: COV
Meeting Date: 06-Jan-15 Meeting Type: Special
1 Approve Scheme of Arrangement Management For Voted - For
2 Approve Reduction of Share Premium Account Management For Voted - For
3 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
4 Amendment to Articles of Association Management For Voted - For
5 Creation of Distributable Reserves of New Medtronic Management For Voted - For
6 Advisory Vote on Golden Parachutes Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 228227104 TICKER: CCI
Meeting Date: 19-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
CROWN CASTLE INTERNATIONAL CORP.
SECURITY ID: 22822V101 TICKER: CCI
Meeting Date: 29-May-15 Meeting Type: Annual
1a Elect Director P. Robert Bartolo Management For Voted - For
1b Elect Director Cindy Christy Management For Voted - For
1c Elect Director Ari Q. Fitzgerald Management For Voted - For
1d Elect Director Robert E. Garrison, II Management For Voted - For
1e Elect Director Dale N. Hatfield Management For Voted - For
1f Elect Director Lee W. Hogan Management For Voted - For
1g Elect Director John P. Kelly Management For Voted - For
1h Elect Director Robert F. McKenzie Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CSX CORPORATION
SECURITY ID: 126408103 TICKER: CSX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director John D. McPherson Management For Voted - For
1g Elect Director David M. Moffett Management For Voted - For
1h Elect Director Oscar Munoz Management For Voted - For
1i Elect Director Timothy T. O'Toole Management For Voted - For
1j Elect Director David M. Ratcliffe Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Michael J. Ward Management For Voted - For
1m Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
CUMMINS INC.
SECURITY ID: 231021106 TICKER: CMI
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Robert J. Bernhard Management For Voted - For
3 Elect Director Franklin R. Chang Diaz Management For Voted - For
4 Elect Director Bruno V. Di Leo Allen Management For Voted - For
5 Elect Director Stephen B. Dobbs Management For Voted - For
6 Elect Director Robert K. Herdman Management For Voted - For
7 Elect Director Alexis M. Herman Management For Voted - For
8 Elect Director Thomas J. Lynch Management For Voted - For
9 Elect Director William I. Miller Management For Voted - For
10 Elect Director Georgia R. Nelson Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13 Require Independent Board Chairman Shareholder Against Voted - Against
CVS HEALTH CORPORATION
SECURITY ID: 126650100 TICKER: CVS
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Richard M. Bracken Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director C. David Brown, II Management For Voted - For
1c Elect Director Alecia A. DeCoudreaux Management For Voted - For
1d Elect Director Nancy-Ann M. DeParle Management For Voted - For
1e Elect Director David W. Dorman Management For Voted - For
1f Elect Director Anne M. Finucane Management For Voted - For
1g Elect Director Larry J. Merlo Management For Voted - For
1h Elect Director Jean-Pierre Millon Management For Voted - For
1i Elect Director Richard J. Swift Management For Voted - For
1j Elect Director William C. Weldon Management For Voted - For
1k Elect Director Tony L. White Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
D.R. HORTON, INC.
SECURITY ID: 23331A109 TICKER: DHI
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director Donald R. Horton Management For Voted - For
1b Elect Director Barbara K. Allen Management For Voted - For
1c Elect Director Brad S. Anderson Management For Voted - For
1d Elect Director Michael R. Buchanan Management For Voted - For
1e Elect Director Michael W. Hewatt Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
DANAHER CORPORATION
SECURITY ID: 235851102 TICKER: DHR
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Donald J. Ehrlich Management For Voted - For
1.2 Elect Director Linda Hefner Filler Management For Voted - For
1.3 Elect Director Thomas P. Joyce, Jr. Management For Voted - For
1.4 Elect Director Teri List-Stoll Management For Voted - For
1.5 Elect Director Walter G. Lohr, Jr. Management For Voted - For
1.6 Elect Director Mitchell P. Rales Management For Voted - For
1.7 Elect Director Steven M. Rales Management For Voted - For
1.8 Elect Director John T. Schwieters Management For Voted - For
1.9 Elect Director Alan G. Spoon Management For Voted - For
1.10 Elect Director Elias A. Zerhouni Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Report on Political Contributions Shareholder Against Voted - For
DARDEN RESTAURANTS, INC.
SECURITY ID: 237194105 TICKER: DRI
Meeting Date: 10-Oct-14 Meeting Type: Special
Management Proxy (Blue Card) None Non-Voting
1.1 Elect Director Michael W. Barnes Management For Did Not Vote
1.2 Elect Director Gregory L. Burns Management For Did Not Vote
1.3 Elect Director Jeffrey H. Fox Management For Did Not Vote
1.4 Elect Director Christopher J. (CJ) Fraleigh Management For Did Not Vote
1.5 Elect Director Steven Odland Management For Did Not Vote
1.6 Elect Director Michael D. Rose Management For Did Not Vote
1.7 Elect Director Maria A. Sastre Management For Did Not Vote
1.8 Elect Director Enrique Silva Management For Did Not Vote
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
3 Ratify Auditors Management For Did Not Vote
4 Provide Proxy Access Right Management For Did Not Vote
5 Report on Political Contributions Shareholder Against Did Not Vote
6 Report on Lobbying Payments and Policy Shareholder Against Did Not Vote
Opposition Proxy (White Card) None Non-Voting
1.1 Elect Directors Betsy S. Atkins Shareholder For Voted - For
1.2 Elect Directors Margaret Shan Atkins Shareholder For Voted - For
1.3 Elect Directors Jean M. Birch Shareholder For Voted - For
1.4 Elect Directors Bradley D. Blum Shareholder For Voted - For
1.5 Elect Directors Peter A. Feld Shareholder For Voted - For
1.6 Elect Directors James P. Fogarty Shareholder For Voted - For
1.7 Elect Directors Cynthia T. Jamison Shareholder For Voted - For
1.8 Elect Directors William H. Lenehan Shareholder For Voted - For
1.9 Elect Directors Lionel L. Nowell, III Shareholder For Voted - For
1.10 Elect Directors Jeffrey C. Smith Shareholder For Voted - For
1.11 Elect Directors Charles M. Sonsteby Shareholder For Voted - For
1.12 Elect Directors Alan N. Stillman Shareholder For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
3 Ratify Auditors Management None Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Report on Political Contributions Shareholder For Voted - For
6 Report on Lobbying Payments and Policy Shareholder For Voted - For
DAVITA HEALTHCARE PARTNERS INC.
SECURITY ID: 23918K108 TICKER: DVA
Meeting Date: 16-Jun-15 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Carol Anthony ('John') Davidson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Paul J. Diaz Management For Voted - Against
1e Elect Director Peter T. Grauer Management For Voted - For
1f Elect Director John M. Nehra Management For Voted - For
1g Elect Director William L. Roper Management For Voted - For
1h Elect Director Kent J. Thiry Management For Voted - For
1i Elect Director Roger J. Valine Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
DEERE & COMPANY
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 25-Feb-15 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Michael O. Johanns Management For Voted - For
1g Elect Director Clayton M. Jones Management For Voted - For
1h Elect Director Joachim Milberg Management For Voted - For
1i Elect Director Richard B. Myers Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Thomas H. Patrick Management For Voted - For
1l Elect Director Sherry M. Smith Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
DELPHI AUTOMOTIVE PLC
SECURITY ID: G27823106 TICKER: DLPH
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Kevin P. Clark as a Director Management For Voted - For
1.2 Re-elect Gary L. Cowger as a Director Management For Voted - For
1.3 Re-elect Nicholas M. Donofrio as a Director Management For Voted - For
1.4 Re-elect Mark P. Frissora as a Director Management For Voted - For
1.5 Re-elect Rajiv L. Gupta as a Director Management For Voted - For
1.6 Re-elect J. Randall MacDonald as a Director Management For Voted - For
1.7 Re-elect Sean O. Mahoney as a Director Management For Voted - For
1.8 Elect Timothy M. Manganello as a Director Management For Voted - For
1.9 Re-elect Thomas W. Sidlik as a Director Management For Voted - For
1.10 Re-elect Bernd Wiedemann as a Director Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Re-elect Lawrence A. Zimmerman as a Director Management For Voted - For
12 Ratify Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
13 Amend Omnibus Stock Plan Management For Voted - Against
14 Approve Executive Incentive Bonus Plan Management For Voted - For
15 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DELTA AIR LINES, INC.
SECURITY ID: 247361702 TICKER: DAL
Meeting Date: 25-Jun-15 Meeting Type: Annual
1a Elect Director Richard H. Anderson Management For Voted - For
1b Elect Director Edward H. Bastian Management For Voted - For
1c Elect Director Francis S. Blake Management For Voted - For
1d Elect Director Roy J. Bostock Management For Voted - For
1e Elect Director John S. Brinzo Management For Voted - For
1f Elect Director Daniel A. Carp Management For Voted - For
1g Elect Director David G. DeWalt Management For Voted - For
1h Elect Director Thomas E. Donilon Management For Voted - For
1i Elect Director William H. Easter, III Management For Voted - For
1j Elect Director Mickey P. Foret Management For Voted - For
1k Elect Director Shirley C. Franklin Management For Voted - For
1l Elect Director David R. Goode Management For Voted - For
1m Elect Director George N. Mattson Management For Voted - For
1n Elect Director Douglas R. Ralph Management For Voted - For
1o Elect Director Sergio A.L. Rial Management For Voted - For
1p Elect Director Kenneth B. Woodrow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
DENBURY RESOURCES INC.
SECURITY ID: 247916208 TICKER: DNR
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Wieland F. Wettstein Management For Voted - For
1.2 Elect Director Michael B. Decker Management For Voted - For
1.3 Elect Director John P. Dielwart Management For Voted - For
1.4 Elect Director Gregory L. McMichael Management For Voted - For
1.5 Elect Director Kevin O. Meyers Management For Voted - For
1.6 Elect Director Phil Rykhoek Management For Voted - For
1.7 Elect Director Randy Stein Management For Voted - For
1.8 Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
DENTSPLY INTERNATIONAL INC.
SECURITY ID: 249030107 TICKER: XRAY
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Michael C. Alfano Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Willie A. Deese Management For Voted - For
1.4 Elect Director William F. Hecht Management For Voted - For
1.5 Elect Director Francis J. Lunger Management For Voted - For
1.6 Elect Director Bret W. Wise Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
DEVON ENERGY CORPORATION
SECURITY ID: 25179M103 TICKER: DVN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director Robert H. Henry Management For Voted - For
1.4 Elect Director Michael M. Kanovsky Management For Voted - For
1.5 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.6 Elect Director J. Larry Nichols Management For Voted - For
1.7 Elect Director Duane C. Radtke Management For Voted - For
1.8 Elect Director Mary P. Ricciardello Management For Voted - For
1.9 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Review Public Policy Advocacy on Climate Change Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Report on Financial Risks of Climate Change Shareholder Against Voted - For
DIAMOND OFFSHORE DRILLING, INC.
SECURITY ID: 25271C102 TICKER: DO
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director James S. Tisch Management For Voted - Against
1b Elect Director Marc Edwards Management For Voted - Against
1c Elect Director John R. Bolton Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Charles L. Fabrikant Management For Voted - For
1e Elect Director Paul G. Gaffney, II Management For Voted - For
1f Elect Director Edward Grebow Management For Voted - For
1g Elect Director Herbert C. Hofmann Management For Voted - Against
1h Elect Director Kenneth I. Siegel Management For Voted - Against
1i Elect Director Clifford M. Sobel Management For Voted - For
1j Elect Director Andrew H. Tisch Management For Voted - Against
1k Elect Director Raymond S. Troubh Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
DIRECTV
SECURITY ID: 25490A309 TICKER: DTV
Meeting Date: 25-Sep-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
DISCOVER FINANCIAL SERVICES
SECURITY ID: 254709108 TICKER: DFS
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
1.5 Elect Director Cynthia A. Glassman Management For Voted - For
1.6 Elect Director Richard H. Lenny Management For Voted - For
1.7 Elect Director Thomas G. Maheras Management For Voted - For
1.8 Elect Director Michael H. Moskow Management For Voted - For
1.9 Elect Director David W. Nelms Management For Voted - For
1.10 Elect Director Mark A. Thierer Management For Voted - For
1.11 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
DISCOVERY COMMUNICATIONS, INC.
SECURITY ID: 25470F104 TICKER: DISCA
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Robert R. Beck Management For Voted - Withheld
1.2 Elect Director J. David Wargo Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - Against
4 Report on Plans to Increase Board Diversity Shareholder Against Voted - For
DOLLAR GENERAL CORPORATION
SECURITY ID: 256677105 TICKER: DG
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Richard W. Dreiling Management For Voted - For
1e Elect Director Patricia D. Fili-Krushel Management For Voted - For
1f Elect Director Paula A. Price Management For Voted - For
1g Elect Director William C. Rhodes, III Management For Voted - For
1h Elect Director David B. Rickard Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Director Arnold S. Barron Management For Voted - For
1.2 Elect Director Macon F. Brock, Jr. Management For Voted - For
1.3 Elect Director Mary Anne Citrino Management For Voted - For
1.4 Elect Director H. Ray Compton Management For Voted - For
1.5 Elect Director Conrad M. Hall Management For Voted - For
1.6 Elect Director Lemuel E. Lewis Management For Voted - For
1.7 Elect Director J. Douglas Perry Management For Voted - For
1.8 Elect Director Bob Sasser Management For Voted - For
1.9 Elect Director Thomas A. Saunders, III Management For Voted - For
1.10 Elect Director Thomas E. Whiddon Management For Voted - For
1.11 Elect Director Carl P. Zeithaml Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
DOMINION RESOURCES, INC.
SECURITY ID: 25746U109 TICKER: D
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director William P. Barr Management For Voted - For
1.2 Elect Director Helen E. Dragas Management For Voted - For
1.3 Elect Director James O. Ellis, Jr. Management For Voted - For
1.4 Elect Director Thomas F. Farrell, II Management For Voted - For
1.5 Elect Director John W. Harris Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Mark J. Kington Management For Voted - For
1.7 Elect Director Pamela J. Royal Management For Voted - For
1.8 Elect Director Robert H. Spilman, Jr. Management For Voted - For
1.9 Elect Director Michael E. Szymanczyk Management For Voted - For
1.10 Elect Director David A. Wollard Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Call Special Meeting Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Cease Construction of New Nuclear Units Shareholder Against Voted - Against
7 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
8 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
9 Report on Financial and Physical Risks of Climate
Change Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
11 Report on Biomass Carbon Footprint and Assess Risks Shareholder Against Voted - For
DOVER CORPORATION
SECURITY ID: 260003108 TICKER: DOV
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Robert W. Cremin Management For Voted - For
1b Elect Director Jean-Pierre M. Ergas Management For Voted - For
1c Elect Director Peter T. Francis Management For Voted - For
1d Elect Director Kristiane C. Graham Management For Voted - For
1e Elect Director Michael F. Johnston Management For Voted - For
1f Elect Director Robert A. Livingston Management For Voted - For
1g Elect Director Richard K. Lochridge Management For Voted - For
1h Elect Director Bernard G. Rethore Management For Voted - For
1i Elect Director Michael B. Stubbs Management For Voted - For
1j Elect Director Stephen M. Todd Management For Voted - For
1k Elect Director Stephen K. Wagner Management For Voted - For
1l Elect Director Mary A. Winston Management For Voted - For
2 Ratify PricewaterhouseCoopers LLC as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
DR PEPPER SNAPPLE GROUP, INC.
SECURITY ID: 26138E109 TICKER: DPS
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director David E. Alexander Management For Voted - For
1b Elect Director Antonio Carrillo Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Pamela H. Patsley Management For Voted - For
1d Elect Director Joyce M. Roche Management For Voted - For
1e Elect Director Ronald G. Rogers Management For Voted - For
1f Elect Director Wayne R. Sanders Management For Voted - For
1g Elect Director Dunia A. Shive Management For Voted - For
1h Elect Director M. Anne Szostak Management For Voted - For
1i Elect Director Larry D. Young Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Comprehensive Recycling Strategy for Beverage
Containers Shareholder Against Voted - For
5 Report on Human Rights Risks is Sugar Supply Chain Shareholder Against Voted - Against
DTE ENERGY COMPANY
SECURITY ID: 233331107 TICKER: DTE
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Gerard M. Anderson Management For Voted - For
1.2 Elect Director David A. Brandon Management For Voted - For
1.3 Elect Director W. Frank Fountain, Jr. Management For Voted - For
1.4 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.5 Elect Director Gail J. McGovern Management For Voted - For
1.6 Elect Director Mark A. Murray Management For Voted - For
1.7 Elect Director James B. Nicholson Management For Voted - For
1.8 Elect Director Charles W. Pryor, Jr. Management For Voted - For
1.9 Elect Director Josue Robles, Jr. Management For Voted - For
1.10 Elect Director Ruth G. Shaw Management For Voted - For
1.11 Elect Director David A. Thomas Management For Voted - For
1.12 Elect Director James H. Vandenberghe Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Assess Plans to Increase Distributed Low-Carbon
Electricity Generation Shareholder Against Voted - For
8 Require Independent Board Chairman Shareholder Against Voted - For
DUKE ENERGY CORPORATION
SECURITY ID: 26441C204 TICKER: DUK
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Michael G. Browning Management For Voted - For
1b Elect Director Harris E. DeLoach, Jr. Management For Voted - For
1c Elect Director Daniel R. DiMicco Management For Voted - For
1d Elect Director John H. Forsgren Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Lynn J. Good Management For Voted - For
1f Elect Director Ann Maynard Gray Management For Voted - For
1g Elect Director James H. Hance, Jr. Management For Voted - For
1h Elect Director John T. Herron Management For Voted - For
1i Elect Director James B. Hyler, Jr. Management For Voted - For
1j Elect Director William E. Kennard Management For Voted - For
1k Elect Director E. Marie McKee Management For Voted - For
1l Elect Director Richard A. Meserve Management For Voted - For
1m Elect Director James T. Rhodes Management For Voted - For
1n Elect Director Carlos A. Saladrigas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
E*TRADE FINANCIAL CORPORATION
SECURITY ID: 269246401 TICKER: ETFC
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director Richard J. Carbone Management For Voted - For
1.1b Elect Director James P. Healy Management For Voted - For
1.1c Elect Director Paul T. Idzik Management For Voted - For
1.1d Elect Director Frederick W. Kanner Management For Voted - For
1.1e Elect Director James Lam Management For Voted - For
1.1f Elect Director Rodger A. Lawson Management For Voted - For
1.1g Elect Director Shelley B. Leibowitz Management For Voted - For
1.1h Elect Director Rebecca Saeger Management For Voted - For
1.1i Elect Director Joseph L. Sclafani Management For Voted - For
1.1j Elect Director Gary H. Stern Management For Voted - For
1.1k Elect Director Donna L. Weaver Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY ID: 263534109 TICKER: DD
Meeting Date: 13-May-15 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director Lamberto Andreotti Management For Did Not Vote
1.2 Elect Director Edward D. Breen Management For Did Not Vote
1.3 Elect Director Robert A. Brown Management For Did Not Vote
1.4 Elect Director Alexander M. Cutler Management For Did Not Vote
1.5 Elect Director Eleuthere I. du Pont Management For Did Not Vote
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director James L. Gallogly Management For Did Not Vote
1.7 Elect Director Marillyn A. Hewson Management For Did Not Vote
1.8 Elect Director Lois D. Juliber Management For Did Not Vote
1.9 Elect Director Ellen J. Kullman Management For Did Not Vote
1.10 Elect Director Ulf M. Schneider Management For Did Not Vote
1.11 Elect Director Lee M. Thomas Management For Did Not Vote
1.12 Elect Director Patrick J. Ward Management For Did Not Vote
2 Ratify Auditors Management For Did Not Vote
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
4 Report on Lobbying Payments and Policy Shareholder Against Did Not Vote
5 Report on Herbicide Use on GMO Crops Shareholder Against Did Not Vote
6 Establish Committee on Plant Closures Shareholder Against Did Not Vote
7 Repeal Amendments to the Company's Bylaws Adopted
Without Stockholder Approval After August 12, 2013 Shareholder Against Did Not Vote
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Director Nelson Peltz Shareholder For Voted - For
1.2 Elect Director John H. Myers Shareholder For Voted - For
1.3 Elect Director Arthur B. Winkleblack Shareholder For Voted - Withheld
1.4 Elect Director Robert J. Zatta Shareholder For Voted - Withheld
1.5 Management Nominee - Lamberto Andreotti Shareholder For Voted - For
1.6 Management Nominee - Edward D. Breen Shareholder For Voted - For
1.7 Management Nominee - Eleuthere I. du Pont Shareholder For Voted - For
1.8 Management Nominee - James L. Gallogly Shareholder For Voted - For
1.9 Management Nominee - Marillyn A. Hewson Shareholder For Voted - For
1.10 Management Nominee - Ellen J. Kullman Shareholder For Voted - For
1.11 Management Nominee - Ulf M. Schneider Shareholder For Voted - For
1.12 Management Nominee - Patrick J. Ward Shareholder For Voted - For
2 Ratify Auditors Management None Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
4 Report on Lobbying Payments and Policy Shareholder None Voted - For
5 Report on Herbicide Use on GMO Crops Shareholder None Voted - Against
6 Establish Committee on Plant Closures Shareholder None Voted - Against
7 Repeal Amendments to the Company's Bylaws Adopted
Without Stockholder Approval After August 12, 2013 Shareholder For Voted - For
EASTMAN CHEMICAL COMPANY
SECURITY ID: 277432100 TICKER: EMN
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Humberto P. Alfonso Management For Voted - For
1.2 Elect Director Gary E. Anderson Management For Voted - For
1.3 Elect Director Brett D. Begemann Management For Voted - For
1.4 Elect Director Michael P. Connors Management For Voted - For
1.5 Elect Director Mark J. Costa Management For Voted - For
1.6 Elect Director Stephen R. Demeritt Management For Voted - For
1.7 Elect Director Robert M. Hernandez Management For Voted - For
1.8 Elect Director Julie F. Holder Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Renee J. Hornbaker Management For Voted - For
1.10 Elect Director Lewis M. Kling Management For Voted - For
1.11 Elect Director David W. Raisbeck Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
EATON CORPORATION PLC
SECURITY ID: G29183103 TICKER: ETN
Meeting Date: 22-Apr-15 Meeting Type: Annual
1a Elect Director Todd M. Bluedorn Management For Voted - For
1b Elect Director Christopher M. Connor Management For Voted - For
1c Elect Director Michael J. Critelli Management For Voted - For
1d Elect Director Alexander M. Cutler Management For Voted - For
1e Elect Director Charles E. Golden Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Arthur E. Johnson Management For Voted - For
1h Elect Director Ned C. Lautenbach Management For Voted - For
1i Elect Director Deborah L. McCoy Management For Voted - For
1j Elect Director Gregory R. Page Management For Voted - For
1k Elect Director Sandra Pianalto Management For Voted - For
1l Elect Director Gerald B. Smith Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Approval of Overseas Market Purchases of the
Company Shares Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director Fred D. Anderson Management For Voted - For
1b Elect Director Anthony J. Bates Management For Voted - For
1c Elect Director Edward W. Barnholt Management For Voted - For
1d Elect Director Jonathan Christodoro Management For Voted - For
1e Elect Director Scott D. Cook Management For Voted - For
1f Elect Director John J. Donahoe Management For Voted - For
1g Elect Director David W. Dorman Management For Voted - For
1h Elect Director Bonnie S. Hammer Management For Voted - For
1i Elect Director Gail J. McGovern Management For Voted - For
1j Elect Director Kathleen C. Mitic Management For Voted - For
1k Elect Director David M. Moffett Management For Voted - For
1l Elect Director Pierre M. Omidyar Management For Voted - For
1m Elect Director Thomas J. Tierney Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1n Elect Director Perry M. Traquina Management For Voted - For
1o Elect Director Frank D. Yeary Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Gender Pay Gap Shareholder Against Voted - Against
ECOLAB INC.
SECURITY ID: 278865100 TICKER: ECL
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Douglas M. Baker, Jr. Management For Voted - For
1.2 Elect Director Barbara J. Beck Management For Voted - For
1.3 Elect Director Leslie S. Biller Management For Voted - For
1.4 Elect Director Carl M. Casale Management For Voted - For
1.5 Elect Director Stephen I. Chazen Management For Voted - For
1.6 Elect Director Jeffrey M. Ettinger Management For Voted - For
1.7 Elect Director Jerry A. Grundhofer Management For Voted - For
1.8 Elect Director Arthur J. Higgins Management For Voted - For
1.9 Elect Director Joel W. Johnson Management For Voted - For
1.10 Elect Director Michael Larson Management For Voted - For
1.11 Elect Director Jerry W. Levin Management For Voted - For
1.12 Elect Director Robert L. Lumpkins Management For Voted - For
1.13 Elect Director Tracy B. McKibben Management For Voted - For
1.14 Elect Director Victoria J. Reich Management For Voted - For
1.15 Elect Director Suzanne M. Vautrinot Management For Voted - For
1.16 Elect Director John J. Zillmer Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
EDISON INTERNATIONAL
SECURITY ID: 281020107 TICKER: EIX
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Jagjeet S. Bindra Management For Voted - For
1.2 Elect Director Vanessa C.L. Chang Management For Voted - For
1.3 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.4 Elect Director Richard T. Schlosberg, III Management For Voted - For
1.5 Elect Director Linda G. Stuntz Management For Voted - For
1.6 Elect Director William P. Sullivan Management For Voted - For
1.7 Elect Director Ellen O. Tauscher Management For Voted - For
1.8 Elect Director Peter J. Taylor Management For Voted - For
1.9 Elect Director Brett White Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director John T. Cardis Management For Voted - For
1b Elect Director Kieran T. Gallahue Management For Voted - For
1c Elect Director Barbara J. McNeil Management For Voted - For
1d Elect Director Michael A. Mussallem Management For Voted - For
1e Elect Director Nicholas J. Valeriani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
ELECTRONIC ARTS INC.
SECURITY ID: 285512109 TICKER: EA
Meeting Date: 31-Jul-14 Meeting Type: Annual
1a Elect Director Leonard S. Coleman Management For Voted - For
1b Elect Director Jay C. Hoag Management For Voted - For
1c Elect Director Jeffrey T. Huber Management For Voted - For
1d Elect Director Vivek Paul Management For Voted - For
1e Elect Director Lawrence F. Probst, III Management For Voted - For
1f Elect Director Richard A. Simonson Management For Voted - For
1g Elect Director Luis A. Ubinas Management For Voted - For
1h Elect Director Denise F. Warren Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
ELI LILLY AND COMPANY
SECURITY ID: 532457108 TICKER: LLY
Meeting Date: 04-May-15 Meeting Type: Annual
1.1a Elect Director Katherine Baicker Management For Voted - For
1.1b Elect Director J. Erik Fyrwald Management For Voted - For
1.1c Elect Director Ellen R. Marram Management For Voted - For
1.1d Elect Director Jackson P. Tai Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
EMC CORPORATION
SECURITY ID: 268648102 TICKER: EMC
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Jose E. Almeida Management For Voted - For
1.1b Elect Director Michael W. Brown Management For Voted - For
1.1c Elect Director Donald J. Carty Management For Voted - For
1.1d Elect Director Randolph L. Cowen Management For Voted - For
1.1e Elect Director James S. DiStasio Management For Voted - For
1.1f Elect Director John R. Egan Management For Voted - For
1.1g Elect Director William D. Green Management For Voted - For
1.1h Elect Director Edmund F. Kelly Management For Voted - For
1.1i Elect Director Jami Miscik Management For Voted - For
1.1j Elect Director Paul Sagan Management For Voted - For
1.1k Elect Director David N. Strohm Management For Voted - For
1.1l Elect Director Joseph M. Tucci Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
EMERSON ELECTRIC CO.
SECURITY ID: 291011104 TICKER: EMR
Meeting Date: 03-Feb-15 Meeting Type: Annual
1.1 Elect Director A. F. Golden Management For Voted - For
1.2 Elect Director W. R. Johnson Management For Voted - For
1.3 Elect Director C. Kendle Management For Voted - For
1.4 Elect Director J. S. Turley Management For Voted - For
1.5 Elect Director A. A. Busch, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Auditors Management For Voted - For
6 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
8 Report on Lobbying Payments and Policy Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ENSCO PLC
SECURITY ID: G3157S106 TICKER: ESV
Meeting Date: 18-May-15 Meeting Type: Annual
1a Re-elect J. Roderick Clark as Director Management For Voted - For
1b Re-elect Roxanne J. Decyk as Director Management For Voted - For
1c Re-elect Mary E. Francis as Director Management For Voted - For
1d Re-elect C. Christopher Gaut as Director Management For Voted - For
1e Re-elect Gerald W. Haddock as Director Management For Voted - For
1f Re-elect Francis S. Kalman as Director Management For Voted - For
1g Re-elect Keith O. Rattie as Director Management For Voted - For
1h Re-elect Paul E. Rowsey, III as Director Management For Voted - For
1i Re-elect Carl G. Trowell as Director Management For Voted - For
2 Issue of Equity or Equity-Linked Securities with
Pre-emptive Rights Management For Voted - For
3 Ratify KPMG as US Independent Auditor Management For Voted - For
4 Appoint KPMG LLP as UK Statutory Auditor Management For Voted - For
5 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
6 Amend Omnibus Stock Plan Management For Voted - For
7 Amend Executive Incentive Bonus Plan Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Accept Financial Statements and Statutory Reports Management For Voted - For
11 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
ENTERGY CORPORATION
SECURITY ID: 29364G103 TICKER: ETR
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director Maureen S. Bateman Management For Voted - For
1b Elect Director Patrick J. Condon Management For Voted - For
1c Elect Director Leo P. Denault Management For Voted - For
1d Elect Director Kirkland H. Donald Management For Voted - For
1e Elect Director Gary W. Edwards Management For Voted - For
1f Elect Director Alexis M. Herman Management For Voted - For
1g Elect Director Donald C. Hintz Management For Voted - For
1h Elect Director Stuart L. Levenick Management For Voted - For
1i Elect Director Blanche L. Lincoln Management For Voted - For
1j Elect Director Karen A. Puckett Management For Voted - For
1k Elect Director W. J. 'Billy' Tauzin Management For Voted - For
1l Elect Director Steven V. Wilkinson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Include Carbon Reduction as a Performance Measure
for Senior Executive Compensation Shareholder Against Voted - Against
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Janet F. Clark Management For Voted - For
1.1b Elect Director Charles R. Crisp Management For Voted - For
1.1c Elect Director James C. Day Management For Voted - For
1.1d Elect Director H. Leighton Steward Management For Voted - For
1.1e Elect Director Donald F. Textor Management For Voted - For
1.1f Elect Director William R. Thomas Management For Voted - For
1.1g Elect Director Frank G. Wisner Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
EQT CORPORATION
SECURITY ID: 26884L109 TICKER: EQT
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director Philip G. Behrman Management For Voted - For
1.2 Elect Director A. Bray Cary, Jr. Management For Voted - For
1.3 Elect Director Margaret K. Dorman Management For Voted - For
1.4 Elect Director David L. Porges Management For Voted - For
1.5 Elect Director James E. Rohr Management For Voted - For
1.6 Elect Director David S. Shapira Management For Voted - For
1.7 Elect Director Lee T. Todd, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
EQUIFAX INC.
SECURITY ID: 294429105 TICKER: EFX
Meeting Date: 01-May-15 Meeting Type: Annual
1.1a Elect Director James E. Copeland, Jr. Management For Voted - For
1.1b Elect Director Robert D. Daleo Management For Voted - For
1.1c Elect Director Walter W. Driver, Jr. Management For Voted - For
1.1d Elect Director Mark L. Feidler Management For Voted - For
1.1e Elect Director L. Phillip Humann Management For Voted - For
1.1f Elect Director Robert D. Marcus Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1g Elect Director Siri S. Marshall Management For Voted - For
1.1h Elect Director John A. McKinley Management For Voted - For
1.1i Elect Director Richard F. Smith Management For Voted - For
1.1j Elect Director Mark B. Templeton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EQUITY RESIDENTIAL
SECURITY ID: 29476L107 TICKER: EQR
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect Director John W. Alexander Management For Voted - For
1.2 Elect Director Charles L. Atwood Management For Voted - For
1.3 Elect Director Linda Walker Bynoe Management For Voted - For
1.4 Elect Director Mary Kay Haben Management For Voted - For
1.5 Elect Director Bradley A. Keywell Management For Voted - For
1.6 Elect Director John E. Neal Management For Voted - For
1.7 Elect Director David J. Neithercut Management For Voted - For
1.8 Elect Director Mark S. Shapiro Management For Voted - For
1.9 Elect Director Gerald A. Spector Management For Voted - For
1.10 Elect Director Stephen E. Sterrett Management For Voted - For
1.11 Elect Director B. Joseph White Management For Voted - For
1.12 Elect Director Samuel Zell Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
ESSEX PROPERTY TRUST, INC.
SECURITY ID: 297178105 TICKER: ESS
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director David W. Brady Management For Voted - For
1.2 Elect Director Keith R. Guericke Management For Voted - For
1.3 Elect Director Irving F. Lyons, III Management For Voted - For
1.4 Elect Director George M. Marcus Management For Voted - For
1.5 Elect Director Gary P. Martin Management For Voted - For
1.6 Elect Director Issie N. Rabinovitch Management For Voted - For
1.7 Elect Director Thomas E. Randlett Management For Voted - For
1.8 Elect Director Thomas E. Robinson Management For Voted - For
1.9 Elect Director Michael J. Schall Management For Voted - For
1.10 Elect Director Byron A. Scordelis Management For Voted - For
1.11 Elect Director Janice L. Sears Management For Voted - For
1.12 Elect Director Thomas P. Sullivan Management For Voted - For
1.13 Elect Director Claude J. Zinngrabe, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EVERSOURCE ENERGY
SECURITY ID: 30040W108 TICKER: ES
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director John S. Clarkeson Management For Voted - For
1.2 Elect Director Cotton M. Cleveland Management For Voted - For
1.3 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.4 Elect Director James S. DiStasio Management For Voted - For
1.5 Elect Director Francis A. Doyle Management For Voted - For
1.6 Elect Director Charles K. Gifford Management For Voted - For
1.7 Elect Director Paul A. La Camera Management For Voted - For
1.8 Elect Director Kenneth R. Leibler Management For Voted - For
1.9 Elect Director Thomas J. May Management For Voted - For
1.10 Elect Director William C. Van Faasen Management For Voted - For
1.11 Elect Director Frederica M. Williams Management For Voted - For
1.12 Elect Director Dennis R. Wraase Management For Voted - For
2 Amend Declaration of Trust to Change the Name of
the Company from Northeast Utilities to Eversource
Energy Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
EXELON CORPORATION
SECURITY ID: 30161N101 TICKER: EXC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1a Elect Director Anthony K. Anderson Management For Voted - For
1.1b Elect Director Ann C. Berzin Management For Voted - For
1.1c Elect Director John A. Canning Management For Voted - For
1.1d Elect Director Christopher M. Crane Management For Voted - For
1.1e Elect Director Yves C. de Balmann Management For Voted - For
1.1f Elect Director Nicholas DeBenedictis Management For Voted - For
1.1g Elect Director Paul L. Joskow Management For Voted - For
1.1h Elect Director Robert J. Lawless Management For Voted - For
1.1i Elect Director Richard W. Mies Management For Voted - For
1.1j Elect Director William C. Richardson Management For Voted - For
1.1k Elect Director John W. Rogers, Jr. Management For Voted - For
1.1l Elect Director Mayo A. Shattuck, III Management For Voted - For
1.1m Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Proxy Access Right Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Proxy Access Shareholder Against Voted - For
EXPEDIA, INC.
SECURITY ID: 30212P303 TICKER: EXPE
Meeting Date: 16-Jun-15 Meeting Type: Annual
1.1 Elect Director A. George 'Skip' Battle Management For Voted - For
1.2 Elect Director Pamela L. Coe Management For Voted - Withheld
1.3 Elect Director Barry Diller Management For Voted - Withheld
1.4 Elect Director Jonathan L. Dolgen Management For Voted - For
1.5 Elect Director Craig A. Jacobson Management For Voted - For
1.6 Elect Director Victor A. Kaufman Management For Voted - Withheld
1.7 Elect Director Peter M. Kern Management For Voted - For
1.8 Elect Director Dara Khosrowshahi Management For Voted - Withheld
1.9 Elect Director John C. Malone Management For Voted - Withheld
1.10 Elect Director Jose A. Tazon Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
SECURITY ID: 302130109 TICKER: EXPD
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Robert R. Wright Management For Voted - For
1.2 Elect Director Mark A. Emmert Management For Voted - For
1.3 Elect Director Dan P. Kourkoumelis Management For Voted - For
1.4 Elect Director Michael J. Malone Management For Voted - For
1.5 Elect Director Richard B. McCune Management For Voted - For
1.6 Elect Director John W. Meisenbach Management For Voted - For
1.7 Elect Director Jeffrey S. Musser Management For Voted - For
1.8 Elect Director Liane J. Pelletier Management For Voted - For
1.9 Elect Director James L.K. Wang Management For Voted - For
1.10 Elect Director Tay Yoshitani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Approve Stock Option Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Provide Proxy Access Right Management For Voted - Against
6 Proxy Access Shareholder Against Voted - For
7 Require Shareholder Approval of Specific
Performance Metrics in Equity Compensation Plans Shareholder Against Voted - Against
8 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
9 Stock Retention Shareholder Against Voted - For
10 Clawback of Incentive Payments Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Gary G. Benanav Management For Voted - For
1b Elect Director Maura C. Breen Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Elder Granger Management For Voted - For
1e Elect Director Nicholas J. LaHowchic Management For Voted - For
1f Elect Director Thomas P. Mac Mahon Management For Voted - For
1g Elect Director Frank Mergenthaler Management For Voted - For
1h Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1i Elect Director Roderick A. Palmore Management For Voted - For
1j Elect Director George Paz Management For Voted - For
1k Elect Director William L. Roper Management For Voted - For
1l Elect Director Seymour Sternberg Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Elect Director Michael J. Boskin Management For Voted - For
1.2 Elect Director Peter Brabeck-Letmathe Management For Voted - For
1.3 Elect Director Ursula M. Burns Management For Voted - For
1.4 Elect Director Larry R. Faulkner Management For Voted - For
1.5 Elect Director Jay S. Fishman Management For Voted - For
1.6 Elect Director Henrietta H. Fore Management For Voted - For
1.7 Elect Director Kenneth C. Frazier Management For Voted - For
1.8 Elect Director Douglas R. Oberhelman Management For Voted - For
1.9 Elect Director Samuel J. Palmisano Management For Voted - For
1.10 Elect Director Steven S. Reinemund Management For Voted - For
1.11 Elect Director Rex W. Tillerson Management For Voted - For
1.12 Elect Director William C. Weldon Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
7 Increase the Number of Females on the Board Shareholder Against Voted - Against
8 Disclose Percentage of Females at Each Percentile
of Compensation Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
10 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
11 Report on the Result of Efforts to Minimize
Hydraulic Fracturing Impacts Shareholder Against Voted - For
F5 NETWORKS, INC.
SECURITY ID: 315616102 TICKER: FFIV
Meeting Date: 12-Mar-15 Meeting Type: Annual
1a Elect Director A. Gary Ames Management For Voted - For
1b Elect Director Sandra Bergeron Management For Voted - For
1c Elect Director Jonathan Chadwick Management For Voted - For
1d Elect Director Michael Dreyer Management For Voted - For
1e Elect Director Peter Klein Management For Voted - For
1f Elect Director Stephen Smith Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Susan D. Desmond-Hellmann Management For Voted - For
1.4 Elect Director Reed Hastings Management For Voted - For
1.5 Elect Director Jan Koum Management For Voted - Withheld
1.6 Elect Director Sheryl K. Sandberg Management For Voted - Withheld
1.7 Elect Director Peter A. Thiel Management For Voted - For
1.8 Elect Director Mark Zuckerberg Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Report on Sustainability Shareholder Against Voted - For
6 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
FASTENAL COMPANY
SECURITY ID: 311900104 TICKER: FAST
Meeting Date: 21-Apr-15 Meeting Type: Annual
1a Elect Director Willard D. Oberton Management For Voted - For
1b Elect Director Michael J. Ancius Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Michael J. Dolan Management For Voted - For
1d Elect Director Leland J. Hein Management For Voted - For
1e Elect Director Rita J. Heise Management For Voted - For
1f Elect Director Darren R. Jackson Management For Voted - For
1g Elect Director Hugh L. Miller Management For Voted - For
1h Elect Director Scott A. Satterlee Management For Voted - For
1i Elect Director Reyne K. Wisecup Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FEDEX CORPORATION
SECURITY ID: 31428X106 TICKER: FDX
Meeting Date: 29-Sep-14 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director John A. Edwardson Management For Voted - For
1.3 Elect Director Marvin R. Ellison Management For Voted - For
1.4 Elect Director Kimberly A. Jabal Management For Voted - For
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Gary W. Loveman Management For Voted - For
1.7 Elect Director R. Brad Martin Management For Voted - For
1.8 Elect Director Joshua Cooper Ramo Management For Voted - For
1.9 Elect Director Susan C. Schwab Management For Voted - For
1.10 Elect Director Frederick W. Smith Management For Voted - For
1.11 Elect Director David P. Steiner Management For Voted - For
1.12 Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - Against
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
6 Adopt Policy Prohibiting Hedging and Pledging
Transactions Shareholder Against Voted - For
7 Adopt Policy Prohibiting Tax Payments on Restricted
Stock Awards Shareholder Against Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
SECURITY ID: 31620M106 TICKER: FIS
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Ellen R. Alemany Management For Voted - For
1b Elect Director William P. Foley, II Management For Voted - For
1c Elect Director Thomas M. Hagerty Management For Voted - For
1d Elect Director Keith W. Hughes Management For Voted - For
1e Elect Director David K. Hunt Management For Voted - For
1f Elect Director Stephan A. James Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Frank R. Martire Management For Voted - For
1h Elect Director Richard N. Massey Management For Voted - For
1i Elect Director Leslie M. Muma Management For Voted - For
1j Elect Director Gary A. Norcross Management For Voted - For
1k Elect Director James B. Stallings, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
FIFTH THIRD BANCORP
SECURITY ID: 316773100 TICKER: FITB
Meeting Date: 14-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director B. Evan Bayh, III Management For Voted - For
1.3 Elect Director Katherine B. Blackburn Management For Voted - For
1.4 Elect Director Ulysses L. Bridgeman, Jr. Management For Voted - For
1.5 Elect Director Emerson L. Brumback Management For Voted - For
1.6 Elect Director James P. Hackett Management For Voted - For
1.7 Elect Director Gary R. Heminger Management For Voted - For
1.8 Elect Director Jewell D. Hoover Management For Voted - For
1.9 Elect Director Kevin T. Kabat Management For Voted - For
1.10 Elect Director Michael B. McCallister Management For Voted - For
1.11 Elect Director Hendrik G. Meijer Management For Voted - For
1.12 Elect Director Marsha C. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
FIRST SOLAR, INC.
SECURITY ID: 336433107 TICKER: FSLR
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Sharon L. Allen Management For Voted - For
1.3 Elect Director Richard D. Chapman Management For Voted - For
1.4 Elect Director George A. ('Chip') Hambro Management For Voted - For
1.5 Elect Director James A. Hughes Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director James F. Nolan Management For Voted - For
1.8 Elect Director William J. Post Management For Voted - For
1.9 Elect Director J. Thomas Presby Management For Voted - Withheld
1.10 Elect Director Paul H. Stebbins Management For Voted - Withheld
1.11 Elect Director Michael T. Sweeney Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIRSTENERGY CORP.
SECURITY ID: 337932107 TICKER: FE
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Michael J. Anderson Management For Voted - For
1.3 Elect Director William T. Cottle Management For Voted - For
1.4 Elect Director Robert B. Heisler, Jr. Management For Voted - For
1.5 Elect Director Julia L. Johnson Management For Voted - For
1.6 Elect Director Charles E. Jones Management For Voted - For
1.7 Elect Director Ted J. Kleisner Management For Voted - For
1.8 Elect Director Donald T. Misheff Management For Voted - For
1.9 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.10 Elect Director Christopher D. Pappas Management For Voted - For
1.11 Elect Director Luis A. Reyes Management For Voted - For
1.12 Elect Director George M. Smart Management For Voted - For
1.13 Elect Director Jerry Sue Thornton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Quantitative Carbon Dioxide Reduction Goals Shareholder Against Voted - For
7 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
8 Adopt Proxy Access Right Shareholder Against Voted - For
FISERV, INC.
SECURITY ID: 337738108 TICKER: FISV
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Alison Davis Management For Voted - For
1.2 Elect Director Christopher M. Flink Management For Voted - For
1.3 Elect Director Daniel P. Kearney Management For Voted - For
1.4 Elect Director Dennis F. Lynch Management For Voted - For
1.5 Elect Director Denis J. O'Leary Management For Voted - For
1.6 Elect Director Glenn M. Renwick Management For Voted - For
1.7 Elect Director Kim M. Robak Management For Voted - For
1.8 Elect Director Doyle R. Simons Management For Voted - For
1.9 Elect Director Thomas C. Wertheimer Management For Voted - For
1.10 Elect Director Jeffery W. Yabuki Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FLIR SYSTEMS, INC.
SECURITY ID: 302445101 TICKER: FLIR
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director William W. Crouch Management For Voted - For
1.2 Elect Director Catherine A. Halligan Management For Voted - For
1.3 Elect Director Earl R. Lewis Management For Voted - For
1.4 Elect Director Angus L. Macdonald Management For Voted - For
1.5 Elect Director Cathy A. Stauffer Management For Voted - For
1.6 Elect Director Andrew C. Teich Management For Voted - For
1.7 Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
FLOWSERVE CORPORATION
SECURITY ID: 34354P105 TICKER: FLS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Mark A. Blinn Management For Voted - For
1.2 Elect Director Leif E. Darner Management For Voted - For
1.3 Elect Director Gayla J. Delly Management For Voted - For
1.4 Elect Director Lynn L. Elsenhans Management For Voted - For
1.5 Elect Director Roger L. Fix Management For Voted - For
1.6 Elect Director John R. Friedery Management For Voted - For
1.7 Elect Director Joe E. Harlan Management For Voted - For
1.8 Elect Director Rick J. Mills Management For Voted - For
1.9 Elect Director Charles M. Rampacek Management For Voted - For
1.10 Elect Director David E. Roberts Management For Voted - For
1.11 Elect Director William C. Rusnack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
FLUOR CORPORATION
SECURITY ID: 343412102 TICKER: FLR
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A Elect Director Peter K. Barker Management For Voted - For
1B Elect Director Alan M. Bennett Management For Voted - For
1C Elect Director Rosemary T. Berkery Management For Voted - For
1D Elect Director Peter J. Fluor Management For Voted - For
1E Elect Director Deborah D. McWhinney Management For Voted - For
1F Elect Director Armando J. Olivera Management For Voted - For
1G Elect Director Joseph W. Prueher Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H Elect Director Matthew K. Rose Management For Voted - For
1I Elect Director David T. Seaton Management For Voted - For
1J Elect Director Nader H. Sultan Management For Voted - For
1K Elect Director Lynn C. Swann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
FMC CORPORATION
SECURITY ID: 302491303 TICKER: FMC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1a Elect Director Eduardo E. Cordeiro Management For Voted - For
1.1b Elect Director G. Peter D'Aloia Management For Voted - For
1.1c Elect Director C. Scott Greer Management For Voted - For
1.1d Elect Director K'Lynne Johnson Management For Voted - For
1.1e Elect Director Paul J. Norris Management For Voted - For
1.1f Elect Director William H. Powell Management For Voted - For
1.1g Elect Director Vincent R. Volpe, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FMC TECHNOLOGIES, INC.
SECURITY ID: 30249U101 TICKER: FTI
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Mike R. Bowlin Management For Voted - For
1b Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1c Elect Director Eleazar de Carvalho Filho Management For Voted - For
1d Elect Director C. Maury Devine Management For Voted - For
1e Elect Director Claire S. Farley Management For Voted - For
1f Elect Director John T. Gremp Management For Voted - For
1g Elect Director Thomas M. Hamilton Management For Voted - For
1h Elect Director Peter Mellbye Management For Voted - For
1i Elect Director Joseph H. Netherland Management For Voted - For
1j Elect Director Peter Oosterveer Management For Voted - For
1k Elect Director Richard A. Pattarozzi Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FORD MOTOR COMPANY
SECURITY ID: 345370860 TICKER: F
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director Stephen G. Butler Management For Voted - For
2 Elect Director Kimberly A. Casiano Management For Voted - For
3 Elect Director Anthony F. Earley, Jr. Management For Voted - For
4 Elect Director Mark Fields Management For Voted - For
5 Elect Director Edsel B. Ford II Management For Voted - For
6 Elect Director William Clay Ford, Jr. Management For Voted - For
7 Elect Director James P. Hackett Management For Voted - For
8 Elect Director James H. Hance, Jr. Management For Voted - For
9 Elect Director William W. Helman Iv Management For Voted - For
10 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
11 Elect Director William E. Kennard Management For Voted - For
12 Elect Director John C. Lechleiter Management For Voted - For
13 Elect Director Ellen R. Marram Management For Voted - For
14 Elect Director Gerald L. Shaheen Management For Voted - For
15 Elect Director John L. Thornton Management For Voted - For
16 Ratify PricewaterhouseCoopers LLPas Auditors Management For Voted - For
17 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
18 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
19 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
FOSSIL GROUP, INC.
SECURITY ID: 34988V106 TICKER: FOSL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Elaine B. Agather Management For Voted - For
1.2 Elect Director Jeffrey N. Boyer Management For Voted - For
1.3 Elect Director William B. Chiasson Management For Voted - For
1.4 Elect Director Kosta N. Kartsotis Management For Voted - For
1.5 Elect Director Diane L. Neal Management For Voted - For
1.6 Elect Director Thomas M. Nealon Management For Voted - For
1.7 Elect Director Mark D. Quick Management For Voted - For
1.8 Elect Director Elysia Holt Ragusa Management For Voted - For
1.9 Elect Director Jal S. Shroff Management For Voted - For
1.10 Elect Director James E. Skinner Management For Voted - For
1.11 Elect Director James M. Zimmerman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FRANKLIN RESOURCES, INC.
SECURITY ID: 354613101 TICKER: BEN
Meeting Date: 11-Mar-15 Meeting Type: Annual
1a Elect Director Peter K. Barker Management For Voted - For
1b Elect Director Mariann Byerwalter Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
1h Elect Director Laura Stein Management For Voted - For
1i Elect Director Seth H. Waugh Management For Voted - For
1j Elect Director Geoffrey Y. Yang Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
FREEPORT-MCMORAN INC.
SECURITY ID: 35671D857 TICKER: FCX
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Robert J. Allison, Jr. Management For Voted - For
1.3 Elect Director Alan R. Buckwalter, III Management For Voted - For
1.4 Elect Director Robert A. Day Management For Voted - For
1.5 Elect Director James C. Flores Management For Voted - For
1.6 Elect Director Gerald J. Ford Management For Voted - For
1.7 Elect Director Thomas A. Fry, III Management For Voted - For
1.8 Elect Director H. Devon Graham, Jr. Management For Voted - For
1.9 Elect Director Lydia H. Kennard Management For Voted - For
1.10 Elect Director Charles C. Krulak Management For Voted - For
1.11 Elect Director Bobby Lee Lackey Management For Voted - For
1.12 Elect Director Jon C. Madonna Management For Voted - For
1.13 Elect Director Dustan E. McCoy Management For Voted - For
1.14 Elect Director James R. Moffett Management For Voted - For
1.15 Elect Director Stephen H. Siegele Management For Voted - For
1.16 Elect Director Frances Fragos Townsend Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FRONTIER COMMUNICATIONS CORPORATION
SECURITY ID: 35906A108 TICKER: FTR
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Director Peter C.B. Bynoe Management For Voted - For
1.3 Elect Director Diana S. Ferguson Management For Voted - For
1.4 Elect Director Edward Fraioli Management For Voted - For
1.5 Elect Director Daniel J. McCarthy Management For Voted - For
1.6 Elect Director Pamela D.A. Reeve Management For Voted - For
1.7 Elect Director Virginia P. Ruesterholz Management For Voted - For
1.8 Elect Director Howard L. Schrott Management For Voted - For
1.9 Elect Director Larraine D. Segil Management For Voted - For
1.10 Elect Director Mark Shapiro Management For Voted - For
1.11 Elect Director Myron A. Wick, III Management For Voted - For
1.12 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
GAMESTOP CORP.
SECURITY ID: 36467W109 TICKER: GME
Meeting Date: 23-Jun-15 Meeting Type: Annual
1.1 Elect Director Daniel A. DeMatteo Management For Voted - For
1.2 Elect Director Thomas N. Kelly, Jr. Management For Voted - For
1.3 Elect Director Shane S. Kim Management For Voted - For
1.4 Elect Director J. Paul Raines Management For Voted - For
1.5 Elect Director Gerald R. Szczepanski Management For Voted - For
1.6 Elect Director Kathy P. Vrabeck Management For Voted - For
1.7 Elect Director Lawrence S. Zilavy Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
GANNETT CO., INC.
SECURITY ID: 364730101 TICKER: GCI
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director John E. Cody Management For Voted - For
1.1b Elect Director Howard D. Elias Management For Voted - For
1.1c Elect Director Lidia Fonseca Management For Voted - For
1.1d Elect Director John Jeffry Louis Management For Voted - For
1.1e Elect Director Marjorie Magner Management For Voted - For
1.1f Elect Director Gracia C. Martore Management For Voted - For
1.1g Elect Director Scott K. McCune Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1h Elect Director Susan Ness Management For Voted - For
1.1i Elect Director Tony A. Prophet Management For Voted - For
1.1j Elect Director Neal Shapiro Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Stock Ownership Limitations Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Pro-rata Vesting of Equity Plans Shareholder Against Voted - For
GARMIN LTD.
SECURITY ID: H2906T109 TICKER: GRMN
Meeting Date: 05-Jun-15 Meeting Type: Annual
1 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Dividends Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1 Elect Director Donald H. Eller Management For Voted - For
5.2 Elect Director Joseph J. Hartnett Management For Voted - For
5.3 Elect Director Min H. Kao Management For Voted - For
5.4 Elect Director Charles W. Peffer Management For Voted - For
5.5 Elect Director Clifton A. Pemble Management For Voted - For
5.6 Elect Director Thomas P. Poberezny Management For Voted - For
6 Elect Min Kao as Board Chairman Management For Voted - For
7.1 Appoint Donald H. Eller as Member of the
Compensation Committee Management For Voted - For
7.2 Appoint Joseph J. Hartnett as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint Charles W. Peffer as Member of the
Compensation Committee Management For Voted - For
7.4 Appoint Thomas P. Poberezny as Member of the
Compensation Committee Management For Voted - For
8 Designate Reiss + Preuss LLP as Independent Proxy Management For Voted - For
9 Ratify Ernst & Young LLP as Auditors Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Approve Fiscal Year 2016 Maximum Aggregate
Compensation for the Executive Management Management For Voted - For
12 Approve Maximum Aggregate Compensation for the
Board of Directors for the Period Between the 2015
AGM and the 2016 AGM Management For Voted - For
13 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL DYNAMICS CORPORATION
SECURITY ID: 369550108 TICKER: GD
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Mary T. Barra Management For Voted - For
1.2 Elect Director Nicholas D. Chabraja Management For Voted - For
1.3 Elect Director James S. Crown Management For Voted - For
1.4 Elect Director Rudy F. deLeon Management For Voted - For
1.5 Elect Director William P. Fricks Management For Voted - For
1.6 Elect Director John M. Keane Management For Voted - For
1.7 Elect Director Lester L. Lyles Management For Voted - For
1.8 Elect Director James N. Mattis Management For Voted - For
1.9 Elect Director Phebe N. Novakovic Management For Voted - For
1.10 Elect Director William A. Osborn Management For Voted - For
1.11 Elect Director Laura J. Schumacher Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
GENERAL ELECTRIC COMPANY
SECURITY ID: 369604103 TICKER: GE
Meeting Date: 22-Apr-15 Meeting Type: Annual
A1 Elect Director W. Geoffrey Beattie Management For Voted - For
A2 Elect Director John J. Brennan Management For Voted - For
A3 Elect Director James I. Cash, Jr. Management For Voted - For
A4 Elect Director Francisco D'Souza Management For Voted - For
A5 Elect Director Marijn E. Dekkers Management For Voted - For
A6 Elect Director Susan J. Hockfield Management For Voted - For
A7 Elect Director Jeffrey R. Immelt Management For Voted - For
A8 Elect Director Andrea Jung Management For Voted - For
A9 Elect Director Robert W. Lane Management For Voted - For
A10 Elect Director Rochelle B. Lazarus Management For Voted - For
A11 Elect Director James J. Mulva Management For Voted - For
A12 Elect Director James E. Rohr Management For Voted - For
A13 Elect Director Mary L. Schapiro Management For Voted - For
A14 Elect Director Robert J. Swieringa Management For Voted - For
A15 Elect Director James S. Tisch Management For Voted - For
A16 Elect Director Douglas A. Warner, III Management For Voted - For
B1 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
B2 Ratify KPMG LLP as Auditors Management For Voted - For
C1 Provide for Cumulative Voting Shareholder Against Voted - Against
C2 Provide Right to Act by Written Consent Shareholder Against Voted - Against
C3 Select One Director from Ranks of Retirees Shareholder Against Voted - Against
C4 Adopt Holy Land Principles Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C5 Pro-rata Vesting on Equity Plans Shareholder Against Voted - For
GENERAL GROWTH PROPERTIES, INC.
SECURITY ID: 370023103 TICKER: GGP
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Richard B. Clark Management For Voted - For
1b Elect Director Mary Lou Fiala Management For Voted - For
1c Elect Director J. Bruce Flatt Management For Voted - For
1d Elect Director John K. Haley Management For Voted - For
1e Elect Director Daniel B. Hurwitz Management For Voted - For
1f Elect Director Brian W. Kingston Management For Voted - For
1g Elect Director Sandeep Mathrani Management For Voted - For
1h Elect Director David J. Neithercut Management For Voted - For
1i Elect Director Mark R. Patterson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Performance Based Equity Awards Shareholder Against Voted - For
GENERAL MILLS, INC.
SECURITY ID: 370334104 TICKER: GIS
Meeting Date: 23-Sep-14 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director R. Kerry Clark Management For Voted - For
1c Elect Director Paul Danos Management For Voted - For
1d Elect Director Henrietta H. Fore Management For Voted - For
1e Elect Director Raymond V. Gilmartin Management For Voted - For
1f Elect Director Judith Richards Hope Management For Voted - For
1g Elect Director Heidi G. Miller Management For Voted - For
1h Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1i Elect Director Steve Odland Management For Voted - For
1j Elect Director Kendall J. Powell Management For Voted - For
1k Elect Director Michael D. Rose Management For Voted - For
1l Elect Director Robert L. Ryan Management For Voted - For
1m Elect Director Dorothy A. Terrell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - Against
5 Adopt Policy Removing GMO Ingredients from Products Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL MOTORS COMPANY
SECURITY ID: 37045V100 TICKER: GM
Meeting Date: 09-Jun-15 Meeting Type: Annual
1a Elect Director Joseph J. Ashton Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Stephen J. Girsky Management For Voted - For
1d Elect Director Linda R. Gooden Management For Voted - For
1e Elect Director Joseph Jimenez, Jr. Management For Voted - For
1f Elect Director Kathryn V. Marinello Management For Voted - For
1g Elect Director Michael G. Mullen Management For Voted - For
1h Elect Director James J. Mulva Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Thomas M. Schoewe Management For Voted - For
1k Elect Director Theodore M. Solso Management For Voted - For
1l Elect Director Carol M. Stephenson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide for Cumulative Voting Shareholder Against Voted - For
GENUINE PARTS COMPANY
SECURITY ID: 372460105 TICKER: GPC
Meeting Date: 27-Apr-15 Meeting Type: Annual
1.1 Elect Director Mary B. Bullock Management For Voted - For
1.2 Elect Director Paul D. Donahue Management For Voted - For
1.3 Elect Director Jean Douville Management For Voted - For
1.4 Elect Director Gary P. Fayard Management For Voted - For
1.5 Elect Director Thomas C. Gallagher Management For Voted - For
1.6 Elect Director John R. Holder Management For Voted - For
1.7 Elect Director John D. Johns Management For Voted - For
1.8 Elect Director Robert C. 'Robin' Loudermilk, Jr. Management For Voted - For
1.9 Elect Director Wendy B. Needham Management For Voted - For
1.10 Elect Director Jerry W. Nix Management For Voted - For
1.11 Elect Director Gary W. Rollins Management For Voted - Withheld
1.12 Elect Director E. Jenner Wood III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENWORTH FINANCIAL, INC.
SECURITY ID: 37247D106 TICKER: GNW
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director William H. Bolinder Management For Voted - For
1.2 Elect Director G. Kent Conrad Management For Voted - For
1.3 Elect Director Melina E. Higgins Management For Voted - For
1.4 Elect Director Nancy J. Karch Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Christine B. Mead Management For Voted - For
1.7 Elect Director David M. Moffett Management For Voted - For
1.8 Elect Director Thomas E. Moloney Management For Voted - For
1.9 Elect Director James A. Parke Management For Voted - For
1.10 Elect Director James S. Riepe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
GILEAD SCIENCES, INC.
SECURITY ID: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director John F. Cogan Management For Voted - For
1b Elect Director Etienne F. Davignon Management For Voted - For
1c Elect Director Carla A. Hills Management For Voted - For
1d Elect Director Kevin E. Lofton Management For Voted - For
1e Elect Director John W. Madigan Management For Voted - For
1f Elect Director John C. Martin Management For Voted - For
1g Elect Director Nicholas G. Moore Management For Voted - For
1h Elect Director Richard J. Whitley Management For Voted - For
1i Elect Director Gayle E. Wilson Management For Voted - For
1j Elect Director Per Wold-Olsen Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Report on Sustainability Shareholder Against Voted - For
8 Report on Specialty Drug Pricing Risks Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GOOGLE INC.
SECURITY ID: 38259P508 TICKER: GOOG
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Larry Page Management For Voted - For
1.2 Elect Director Sergey Brin Management For Voted - For
1.3 Elect Director Eric E. Schmidt Management For Voted - For
1.4 Elect Director L. John Doerr Management For Voted - Withheld
1.5 Elect Director Diane B. Greene Management For Voted - For
1.6 Elect Director John L. Hennessy Management For Voted - Withheld
1.7 Elect Director Ann Mather Management For Voted - For
1.8 Elect Director Alan R. Mulally Management For Voted - For
1.9 Elect Director Paul S. Otellini Management For Voted - Withheld
1.10 Elect Director K. Ram Shriram Management For Voted - Withheld
1.11 Elect Director Shirley M. Tilghman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
7 Report on Costs of Renewable Energy Investments Shareholder Against Voted - Against
8 Report on Risks Associated with Repeal of Climate
Change Policies Shareholder Against Voted - Against
H&R BLOCK, INC.
SECURITY ID: 093671105 TICKER: HRB
Meeting Date: 11-Sep-14 Meeting Type: Annual
1a Elect Director Paul J. Brown Management For Voted - For
1b Elect Director William C. Cobb Management For Voted - For
1c Elect Director Robert A. Gerard Management For Voted - For
1d Elect Director David Baker Lewis Management For Voted - For
1e Elect Director Victoria J. Reich Management For Voted - For
1f Elect Director Bruce C. Rohde Management For Voted - For
1g Elect Director Tom D. Seip Management For Voted - For
1h Elect Director Christianna Wood Management For Voted - For
1i Elect Director James F. Wright Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HALLIBURTON COMPANY
SECURITY ID: 406216101 TICKER: HAL
Meeting Date: 27-Mar-15 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Abdulaziz F. Al Khayyal Management For Voted - For
1.2 Elect Director Alan M. Bennett Management For Voted - For
1.3 Elect Director James R. Boyd Management For Voted - For
1.4 Elect Director Milton Carroll Management For Voted - For
1.5 Elect Director Nance K. Dicciani Management For Voted - For
1.6 Elect Director Murry S. Gerber Management For Voted - For
1.7 Elect Director Jose C. Grubisich Management For Voted - For
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Jeffrey A. Miller Management For Voted - For
1.12 Elect Director Debra L. Reed Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
HARLEY-DAVIDSON, INC.
SECURITY ID: 412822108 TICKER: HOG
Meeting Date: 25-Apr-15 Meeting Type: Annual
1.1 Elect Director R. John Anderson Management For Voted - For
1.2 Elect Director Richard I. Beattie Management For Voted - For
1.3 Elect Director Michael J. Cave Management For Voted - For
1.4 Elect Director George H. Conrades Management For Voted - For
1.5 Elect Director Donald A. James Management For Voted - For
1.6 Elect Director Matthew S. Levatich Management For Voted - For
1.7 Elect Director Sara L. Levinson Management For Voted - For
1.8 Elect Director N. Thomas Linebarger Management For Voted - For
1.9 Elect Director George L. Miles, Jr. Management For Voted - For
1.10 Elect Director James A. Norling Management For Voted - For
1.11 Elect Director Jochen Zeitz Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
SECURITY ID: 413086109 TICKER: HAR
Meeting Date: 03-Dec-14 Meeting Type: Annual
1a Elect Director Adriane M. Brown Management For Voted - For
1b Elect Director John W. Diercksen Management For Voted - For
1c Elect Director Ann M. Korologos Management For Voted - For
1d Elect Director Edward H. Meyer Management For Voted - For
1e Elect Director Dinesh C. Paliwal Management For Voted - For
1f Elect Director Kenneth M. Reiss Management For Voted - For
1g Elect Director Hellene S. Runtagh Management For Voted - For
1h Elect Director Frank S. Sklarsky Management For Voted - For
1i Elect Director Gary G. Steel Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HARRIS CORPORATION
SECURITY ID: 413875105 TICKER: HRS
Meeting Date: 24-Oct-14 Meeting Type: Annual
1a Elect Director William M. Brown Management For Voted - For
1b Elect Director Peter W. Chiarelli Management For Voted - For
1c Elect Director Thomas A. Dattilo Management For Voted - For
1d Elect Director Terry D. Growcock Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Vyomesh I. Joshi Management For Voted - For
1g Elect Director Karen Katen Management For Voted - For
1h Elect Director Leslie F. Kenne Management For Voted - For
1i Elect Director David B. Rickard Management For Voted - For
1j Elect Director James C. Stoffel Management For Voted - For
1k Elect Director Gregory T. Swienton Management For Voted - For
1l Elect Director Hansel E. Tookes, II Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
HASBRO, INC.
SECURITY ID: 418056107 TICKER: HAS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Basil L. Anderson Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Kenneth A. Bronfin Management For Voted - For
1.4 Elect Director Michael R. Burns Management For Voted - For
1.5 Elect Director Lisa Gersh Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Brian D. Goldner Management For Voted - For
1.7 Elect Director Alan G. Hassenfeld Management For Voted - For
1.8 Elect Director Tracy A. Leinbach Management For Voted - For
1.9 Elect Director Edward M. Philip Management For Voted - For
1.10 Elect Director Richard S. Stoddart Management For Voted - For
1.11 Elect Director Linda K. Zecher Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
6 Limit Accelerated Vesting of Equity Awards Upon a
Change in Control Shareholder Against Voted - For
HCP, INC.
SECURITY ID: 40414L109 TICKER: HCP
Meeting Date: 30-Apr-15 Meeting Type: Annual
1a Elect Director Brian G. Cartwright Management For Voted - For
1b Elect Director Christine N. Garvey Management For Voted - For
1c Elect Director David B. Henry Management For Voted - For
1d Elect Director James P. Hoffmann Management For Voted - For
1e Elect Director Lauralee E. Martin Management For Voted - For
1f Elect Director Michael D. McKee Management For Voted - For
1g Elect Director Peter L. Rhein Management For Voted - For
1h Elect Director Joseph P. Sullivan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
HEALTH CARE REIT, INC.
SECURITY ID: 42217K106 TICKER: HCN
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Thomas J. DeRosa Management For Voted - For
1b Elect Director Jeffrey H. Donahue Management For Voted - For
1c Elect Director Fred S. Klipsch Management For Voted - For
1d Elect Director Geoffrey G. Meyers Management For Voted - For
1e Elect Director Timothy J. Naughton Management For Voted - For
1f Elect Director Sharon M. Oster Management For Voted - For
1g Elect Director Judith C. Pelham Management For Voted - For
1h Elect Director Sergio D. Rivera Management For Voted - For
1i Elect Director R. Scott Trumbull Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HELMERICH & PAYNE, INC.
SECURITY ID: 423452101 TICKER: HP
Meeting Date: 04-Mar-15 Meeting Type: Annual
1a Elect Director William L. Armstrong Management For Voted - For
1b Elect Director Randy A. Foutch Management For Voted - For
1c Elect Director Hans Helmerich Management For Voted - For
1d Elect Director John W. Lindsay Management For Voted - For
1e Elect Director Paula Marshall Management For Voted - For
1f Elect Director Thomas A. Petrie Management For Voted - For
1g Elect Director Donald F. Robillard, Jr. Management For Voted - For
1h Elect Director Francis Rooney Management For Voted - For
1i Elect Director Edward B. Rust, Jr. Management For Voted - For
1j Elect Director John D. Zeglis Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HESS CORPORATION
SECURITY ID: 42809H107 TICKER: HES
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Terrence J. Checki Management For Voted - For
1.3 Elect Director Harvey Golub Management For Voted - For
1.4 Elect Director John B. Hess Management For Voted - For
1.5 Elect Director Edith E. Holiday Management For Voted - For
1.6 Elect Director Risa Lavizzo-Mourey Management For Voted - For
1.7 Elect Director David McManus Management For Voted - For
1.8 Elect Director John H. Mullin, III Management For Voted - For
1.9 Elect Director James H. Quigley Management For Voted - For
1.10 Elect Director Robert N. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
6 Report on Plans to Address Stranded Carbon Asset
Risks Shareholder Against Voted - For
HEWLETT-PACKARD COMPANY
SECURITY ID: 428236103 TICKER: HPQ
Meeting Date: 18-Mar-15 Meeting Type: Annual
1a Elect Director Marc L. Andreessen Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Rajiv L. Gupta Management For Voted - For
1e Elect Director Klaus Kleinfeld Management For Voted - For
1f Elect Director Raymond J. Lane Management For Voted - For
1g Elect Director Ann M. Livermore Management For Voted - For
1h Elect Director Raymond E. Ozzie Management For Voted - For
1i Elect Director Gary M. Reiner Management For Voted - For
1j Elect Director Patricia F. Russo Management For Voted - For
1k Elect Director James A. Skinner Management For Voted - For
1l Elect Director Margaret C. Whitman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
HONEYWELL INTERNATIONAL INC.
SECURITY ID: 438516106 TICKER: HON
Meeting Date: 27-Apr-15 Meeting Type: Annual
1A Elect Director William S. Ayer Management For Voted - For
1B Elect Director Gordon M. Bethune Management For Voted - For
1C Elect Director Kevin Burke Management For Voted - For
1D Elect Director Jaime Chico Pardo Management For Voted - For
1E Elect Director David M. Cote Management For Voted - For
1F Elect Director D. Scott Davis Management For Voted - For
1G Elect Director Linnet F. Deily Management For Voted - For
1H Elect Director Judd Gregg Management For Voted - For
1I Elect Director Clive Hollick Management For Voted - For
1J Elect Director Grace D. Lieblein Management For Voted - For
1K Elect Director George Paz Management For Voted - For
1L Elect Director Bradley T. Sheares Management For Voted - For
1M Elect Director Robin L. Washington Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
HORMEL FOODS CORPORATION
SECURITY ID: 440452100 TICKER: HRL
Meeting Date: 27-Jan-15 Meeting Type: Annual
1.1 Elect Director Gary C. Bhojwani Management For Voted - For
1.2 Elect Director Terrell K. Crews Management For Voted - For
1.3 Elect Director Jeffrey M. Ettinger Management For Voted - For
1.4 Elect Director Jody H. Feragen Management For Voted - For
1.5 Elect Director Glenn S. Forbes Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Stephen M. Lacy Management For Voted - For
1.7 Elect Director John L. Morrison Management For Voted - For
1.8 Elect Director Elsa A. Murano Management For Voted - For
1.9 Elect Director Robert C. Nakasone Management For Voted - For
1.10 Elect Director Susan K. Nestegard Management For Voted - For
1.11 Elect Director Dakota A. Pippins Management For Voted - For
1.12 Elect Director Christopher J. Policinski Management For Voted - For
1.13 Elect Director Sally J Smith Management For Voted - For
1.14 Elect Director Steven A. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on the Risks Associated with Use of
Gestation Crates in Supply Chain Shareholder Against Voted - For
HOSPIRA, INC.
SECURITY ID: 441060100 TICKER: HSP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1a Elect Director Irving W. Bailey, II Management For Voted - For
1.1b Elect Director F. Michael Ball Management For Voted - For
1.1c Elect Director Barbara L. Bowles Management For Voted - For
1.1d Elect Director William G. Dempsey Management For Voted - For
1.1e Elect Director Dennis M. Fenton Management For Voted - For
1.1f Elect Director Roger W. Hale Management For Voted - For
1.1g Elect Director Heino von Prondzynski Management For Voted - For
1.1h Elect Director Jacque J. Sokolov Management For Voted - For
1.1i Elect Director John C. Staley Management For Voted - For
1.1j Elect Director Mark F. Wheeler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
Meeting Date: 13-May-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting Management For Voted - For
HOST HOTELS & RESORTS, INC.
SECURITY ID: 44107P104 TICKER: HST
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann McLaughlin Korologos Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Richard E. Marriott Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Vote Requirements to Amend Bylaws Shareholder Against Voted - For
HUDSON CITY BANCORP, INC.
SECURITY ID: 443683107 TICKER: HCBK
Meeting Date: 16-Dec-14 Meeting Type: Annual
1.1 Elect Director William G. Bardel Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - For
1.3 Elect Director Anthony J. Fabiano Management For Voted - For
1.4 Elect Director Cornelius E. Golding Management For Voted - For
1.5 Elect Director Donald O. Quest Management For Voted - For
1.6 Elect Director Joseph G. Sponholz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HUMANA INC.
SECURITY ID: 444859102 TICKER: HUM
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Kurt J. Hilzinger Management For Voted - For
1b Elect Director Bruce D. Broussard Management For Voted - For
1c Elect Director Frank A. D'Amelio Management For Voted - For
1d Elect Director W. Roy Dunbar Management For Voted - For
1e Elect Director David A. Jones, Jr. Management For Voted - For
1f Elect Director William J. McDonald Management For Voted - For
1g Elect Director William E. Mitchell Management For Voted - For
1h Elect Director David B. Nash Management For Voted - For
1i Elect Director James J. O'Brien Management For Voted - For
1j Elect Director Marissa T. Peterson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HUNTINGTON BANCSHARES INCORPORATED
SECURITY ID: 446150104 TICKER: HBAN
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Ann B. Crane Management For Voted - For
1.2 Elect Director Steven G. Elliott Management For Voted - For
1.3 Elect Director Michael J. Endres Management For Voted - For
1.4 Elect Director John B. Gerlach, Jr. Management For Voted - For
1.5 Elect Director Peter J. Kight Management For Voted - For
1.6 Elect Director Jonathan A. Levy Management For Voted - For
1.7 Elect Director Eddie R. Munson Management For Voted - For
1.8 Elect Director Richard W. Neu Management For Voted - For
1.9 Elect Director David L. Porteous Management For Voted - For
1.10 Elect Director Kathleen H. Ransier Management For Voted - For
1.11 Elect Director Stephen D. Steinour Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ILLINOIS TOOL WORKS INC.
SECURITY ID: 452308109 TICKER: ITW
Meeting Date: 08-May-15 Meeting Type: Annual
1a Elect Director Daniel J. Brutto Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director James W. Griffith Management For Voted - For
1d Elect Director Richard H. Lenny Management For Voted - For
1e Elect Director Robert S. Morrison Management For Voted - For
1f Elect Director E. Scott Santi Management For Voted - For
1g Elect Director James A. Skinner Management For Voted - For
1h Elect Director David B. Smith, Jr. Management For Voted - For
1i Elect Director Pamela B. Strobel Management For Voted - For
1j Elect Director Kevin M. Warren Management For Voted - For
1k Elect Director Anre D. Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Bylaws to Call Special Meetings Shareholder For Voted - For
INGERSOLL-RAND PLC
SECURITY ID: G47791101 TICKER: IR
Meeting Date: 04-Jun-15 Meeting Type: Annual
1a Elect Director Ann C. Berzin Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director John Bruton Management For Voted - For
1c Elect Director Elaine L. Chao Management For Voted - For
1d Elect Director Jared L. Cohon Management For Voted - For
1e Elect Director Gary D. Forsee Management For Voted - For
1f Elect Director Constance J. Horner Management For Voted - For
1g Elect Director Linda P. Hudson Management For Voted - For
1h Elect Director Michael W. Lamach Management For Voted - For
1i Elect Director Myles P. Lee Management For Voted - For
1j Elect Director John P. Surma Management For Voted - For
1k Elect Director Richard J. Swift Management For Voted - For
1l Elect Director Tony L. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Auditors Management For Voted - For
4 Renew Directors' Authority to Issue Shares Management For Voted - For
5 Renew Directors' Authority to Issue Shares for Cash Management For Voted - For
6 Authorize Reissuance of Repurchased Shares Management For Voted - For
INTEGRYS ENERGY GROUP, INC.
SECURITY ID: 45822P105 TICKER: TEG
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
INTEL CORPORATION
SECURITY ID: 458140100 TICKER: INTC
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Aneel Bhusri Management For Voted - For
1c Elect Director Andy D. Bryant Management For Voted - For
1d Elect Director Susan L. Decker Management For Voted - For
1e Elect Director John J. Donahoe Management For Voted - Against
1f Elect Director Reed E. Hundt Management For Voted - For
1g Elect Director Brian M. Krzanich Management For Voted - For
1h Elect Director James D. Plummer Management For Voted - For
1i Elect Director David S. Pottruck Management For Voted - For
1j Elect Director Frank D. Yeary Management For Voted - For
1k Elect Director David B. Yoffie Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Adopt Holy Land Principles Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
INTERCONTINENTAL EXCHANGE, INC.
SECURITY ID: 45866F104 TICKER: ICE
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Charles R. Crisp Management For Voted - For
1b Elect Director Jean-Marc Forneri Management For Voted - For
1c Elect Director Fred W. Hatfield Management For Voted - For
1d Elect Director Terrence F. Martell Management For Voted - For
1e Elect Director Callum McCarthy Management For Voted - For
1f Elect Director Robert Reid Management For Voted - For
1g Elect Director Frederic V. Salerno Management For Voted - For
1h Elect Director Jeffrey C. Sprecher Management For Voted - For
1i Elect Director Judith A. Sprieser Management For Voted - For
1j Elect Director Vincent Tese Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Article to Delete Provisions not Applicable
following the Sale of Euronext Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORPORATION
SECURITY ID: 459200101 TICKER: IBM
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Alain J.P. Belda Management For Voted - For
1.2 Elect Director William R. Brody Management For Voted - For
1.3 Elect Director Kenneth I. Chenault Management For Voted - For
1.4 Elect Director Michael L. Eskew Management For Voted - For
1.5 Elect Director David N. Farr Management For Voted - For
1.6 Elect Director Alex Gorsky Management For Voted - For
1.7 Elect Director Shirley Ann Jackson Management For Voted - For
1.8 Elect Director Andrew N. Liveris Management For Voted - For
1.9 Elect Director W. James McNerney, Jr. Management For Voted - For
1.10 Elect Director James W. Owens Management For Voted - For
1.11 Elect Director Virginia M. Rometty Management For Voted - For
1.12 Elect Director Joan E. Spero Management For Voted - For
1.13 Elect Director Sidney Taurel Management For Voted - For
1.14 Elect Director Peter R. Voser Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
7 Establish Public Policy Board Committee Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTERNATIONAL FLAVORS & FRAGRANCES INC.
SECURITY ID: 459506101 TICKER: IFF
Meeting Date: 06-May-15 Meeting Type: Annual
1.1a Elect Director Marcello V. Bottoli Management For Voted - For
1.1b Elect Director Linda Buck Management For Voted - For
1.1c Elect Director Michael L. Ducker Management For Voted - For
1.1d Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1.1e Elect Director John F. Ferraro Management For Voted - For
1.1f Elect Director Andreas Fibig Management For Voted - For
1.1g Elect Director Christina Gold Management For Voted - For
1.1h Elect Director Henry W. Howell, Jr. Management For Voted - For
1.1i Elect Director Katherine M. Hudson Management For Voted - For
1.1j Elect Director Dale F. Morrison Management For Voted - For
2 Ratify Pricewaterhousecoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
INTERNATIONAL PAPER COMPANY
SECURITY ID: 460146103 TICKER: IP
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director William J. Burns Management For Voted - For
1c Elect Director Ahmet C. Dorduncu Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Stacey J. Mobley Management For Voted - For
1g Elect Director Joan E. Spero Management For Voted - For
1h Elect Director Mark S. Sutton Management For Voted - For
1i Elect Director John L. Townsend, III Management For Voted - For
1j Elect Director William G. Walter Management For Voted - For
1k Elect Director J. Steven Whisler Management For Voted - For
1l Elect Director Ray G. Young Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
INTUIT INC.
SECURITY ID: 461202103 TICKER: INTU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1a Elect Director William V. Campbell Management For Voted - For
1b Elect Director Scott D. Cook Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Richard L. Dalzell Management For Voted - For
1d Elect Director Diane B. Greene Management For Voted - For
1e Elect Director Edward A. Kangas Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
1i Elect Director Jeff Weiner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Craig H. Barratt Management For Voted - For
1.2 Elect Director Gary S. Guthart Management For Voted - For
1.3 Elect Director Eric H. Halvorson Management For Voted - For
1.4 Elect Director Amal M. Johnson Management For Voted - For
1.5 Elect Director Alan J. Levy Management For Voted - For
1.6 Elect Director Mark J. Rubash Management For Voted - For
1.7 Elect Director Lonnie M. Smith Management For Voted - For
1.8 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
INVESCO LTD.
SECURITY ID: G491BT108 TICKER: IVZ
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Martin L. Flanagan Management For Voted - For
1.2 Elect Director C. Robert Henrikson Management For Voted - For
1.3 Elect Director Ben F. Johnson, III Management For Voted - For
1.4 Elect Director Sir Nigel Sheinwald Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
IRON MOUNTAIN INCORPORATED
SECURITY ID: 462846106 TICKER: IRM
Meeting Date: 20-Jan-15 Meeting Type: Special
1 Approve Reorganization Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
3 Approve Omnibus Stock Plan Management For Voted - For
4 Adjourn Meeting Management For Voted - For
IRON MOUNTAIN INCORPORATED
SECURITY ID: 46284V101 TICKER: IRM
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Jennifer Allerton Management For Voted - For
1b Elect Director Ted R. Antenucci Management For Voted - For
1c Elect Director Pamela M. Arway Management For Voted - For
1d Elect Director Clarke H. Bailey Management For Voted - For
1e Elect Director Kent P. Dauten Management For Voted - For
1f Elect Director Paul F. Deninger Management For Voted - For
1g Elect Director Per-Kristian Halvorsen Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Walter C. Rakowich Management For Voted - For
1j Elect Director Alfred J. Verrecchia Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JACOBS ENGINEERING GROUP INC.
SECURITY ID: 469814107 TICKER: JEC
Meeting Date: 29-Jan-15 Meeting Type: Annual
1a Elect Director Joseph R. Bronson Management For Voted - For
1b Elect Director Juan Jose Suarez Coppel Management For Voted - For
1c Elect Director Peter J. Robertson Management For Voted - For
1d Elect Director Noel G. Watson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Mary Sue Coleman Management For Voted - For
1b Elect Director D. Scott Davis Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Alex Gorsky Management For Voted - For
1e Elect Director Susan L. Lindquist Management For Voted - For
1f Elect Director Mark B. McClellan Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director William D. Perez Management For Voted - For
1i Elect Director Charles Prince Management For Voted - For
1j Elect Director A. Eugene Washington Management For Voted - For
1k Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Policy Regarding Overextended Directors Shareholder Against Voted - Against
5 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - For
JOHNSON CONTROLS, INC.
SECURITY ID: 478366107 TICKER: JCI
Meeting Date: 28-Jan-15 Meeting Type: Annual
1.1 Elect Director Natalie A. Black Management For Voted - For
1.2 Elect Director Raymond L. Conner Management For Voted - For
1.3 Elect Director Richard Goodman Management For Voted - For
1.4 Elect Director William H. Lacy Management For Voted - For
1.5 Elect Director Alex A. Molinaroli Management For Voted - For
1.6 Elect Director Mark P. Vergnano Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JOY GLOBAL INC.
SECURITY ID: 481165108 TICKER: JOY
Meeting Date: 10-Mar-15 Meeting Type: Annual
1.1 Elect Director Edward L. Doheny, II Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - Withheld
1.3 Elect Director Mark J. Gliebe Management For Voted - For
1.4 Elect Director John T. Gremp Management For Voted - For
1.5 Elect Director John Nils Hanson Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Richard B. Loynd Management For Voted - For
1.8 Elect Director P. Eric Siegert Management For Voted - For
1.9 Elect Director James H. Tate Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director James A. Bell Management For Voted - For
1c Elect Director Crandall C. Bowles Management For Voted - For
1d Elect Director Stephen B. Burke Management For Voted - For
1e Elect Director James S. Crown Management For Voted - For
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Laban P. Jackson, Jr. Management For Voted - For
1i Elect Director Michael A. Neal Management For Voted - For
1j Elect Director Lee R. Raymond Management For Voted - For
1k Elect Director William C. Weldon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
8 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
9 Report on Certain Vesting Program Shareholder Against Voted - For
10 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
JUNIPER NETWORKS, INC.
SECURITY ID: 48203R104 TICKER: JNPR
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Robert M. Calderoni Management For Voted - For
1.2 Elect Director Gary Daichendt Management For Voted - For
1.3 Elect Director Kevin DeNuccio Management For Voted - For
1.4 Elect Director James Dolce Management For Voted - For
1.5 Elect Director Mercedes Johnson Management For Voted - For
1.6 Elect Director Scott Kriens Management For Voted - For
1.7 Elect Director Rahul Merchant Management For Voted - For
1.8 Elect Director Rami Rahim Management For Voted - For
1.9 Elect Director Pradeep Sindhu Management For Voted - For
1.10 Elect Director William R. Stensrud Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KANSAS CITY SOUTHERN
SECURITY ID: 485170302 TICKER: KSU
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Lu M. Cordova Management For Voted - For
1.2 Elect Director Thomas A. McDonnell Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
KELLOGG COMPANY
SECURITY ID: 487836108 TICKER: K
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Elect Director Benjamin Carson Management For Voted - For
1.2 Elect Director John Dillon Management For Voted - For
1.3 Elect Director Zachary Gund Management For Voted - For
1.4 Elect Director Jim Jenness Management For Voted - For
1.5 Elect Director Don Knauss Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
KEURIG GREEN MOUNTAIN, INC.
SECURITY ID: 49271M100 TICKER: GMCR
Meeting Date: 29-Jan-15 Meeting Type: Annual
1.1 Elect Director Brian P. Kelley Management For Voted - For
1.2 Elect Director Robert A. Steele Management For Voted - For
1.3 Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
KEYCORP
SECURITY ID: 493267108 TICKER: KEY
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Bruce D. Broussard Management For Voted - For
1.2 Elect Director Joseph A. Carrabba Management For Voted - For
1.3 Elect Director Charles P. Cooley Management For Voted - For
1.4 Elect Director Alexander M. Cutler Management For Voted - For
1.5 Elect Director H. James Dallas Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Elizabeth R. Gile Management For Voted - For
1.7 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.8 Elect Director William G. Gisel, Jr. Management For Voted - For
1.9 Elect Director Richard J. Hipple Management For Voted - For
1.10 Elect Director Kristen L. Manos Management For Voted - For
1.11 Elect Director Beth E. Mooney Management For Voted - For
1.12 Elect Director Demos Parneros Management For Voted - For
1.13 Elect Director Barbara R. Snyder Management For Voted - For
1.14 Elect Director David K. Wilson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
KIMBERLY-CLARK CORPORATION
SECURITY ID: 494368103 TICKER: KMB
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
1.2 Elect Director Abelardo E. Bru Management For Voted - For
1.3 Elect Director Robert W. Decherd Management For Voted - For
1.4 Elect Director Thomas J. Falk Management For Voted - For
1.5 Elect Director Fabian T. Garcia Management For Voted - For
1.6 Elect Director Mae C. Jemison Management For Voted - For
1.7 Elect Director James M. Jenness Management For Voted - For
1.8 Elect Director Nancy J. Karch Management For Voted - For
1.9 Elect Director Ian C. Read Management For Voted - For
1.10 Elect Director Linda Johnson Rice Management For Voted - For
1.11 Elect Director Marc J. Shapiro Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
KIMCO REALTY CORPORATION
SECURITY ID: 49446R109 TICKER: KIM
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect Director Milton Cooper Management For Voted - For
1.2 Elect Director Philip E. Coviello Management For Voted - For
1.3 Elect Director Richard G. Dooley Management For Voted - For
1.4 Elect Director Joe Grills Management For Voted - For
1.5 Elect Director David B. Henry Management For Voted - For
1.6 Elect Director Frank Lourenso Management For Voted - For
1.7 Elect Director Colombe M. Nicholas Management For Voted - For
1.8 Elect Director Richard B. Saltzman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
KINDER MORGAN, INC.
SECURITY ID: 49456B101 TICKER: KMI
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
2 Issue Shares in Connection with Mergers Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Richard D. Kinder Management For Voted - For
1.2 Elect Director Steven J. Kean Management For Voted - For
1.3 Elect Director Ted A. Gardner Management For Voted - For
1.4 Elect Director Anthony W. Hall, Jr. Management For Voted - For
1.5 Elect Director Gary L. Hultquist Management For Voted - For
1.6 Elect Director Ronald L. Kuehn, Jr. Management For Voted - For
1.7 Elect Director Deborah A. MacDonald Management For Voted - For
1.8 Elect Director Michael J. Miller Management For Voted - For
1.9 Elect Director Michael C. Morgan Management For Voted - For
1.10 Elect Director Arthur C. Reichstetter Management For Voted - For
1.11 Elect Director Fayez Sarofim Management For Voted - For
1.12 Elect Director C. Park Shaper Management For Voted - For
1.13 Elect Director William A. Smith Management For Voted - For
1.14 Elect Director Joel V. Staff Management For Voted - For
1.15 Elect Director Robert F. Vagt Management For Voted - For
1.16 Elect Director Perry M. Waughtal Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6 Amend Charter to Eliminate Inapplicable Provisions Management For Voted - For
7 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
8 Report on Methane Emissions Management and
Reduction Targets Shareholder Against Voted - For
9 Report on Sustainability Shareholder Against Voted - For
KLA-TENCOR CORPORATION
SECURITY ID: 482480100 TICKER: KLAC
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director Edward W. Barnholt Management For Voted - For
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director John T. Dickson Management For Voted - For
1.4 Elect Director Emiko Higashi Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Kevin J. Kennedy Management For Voted - For
1.6 Elect Director Gary B. Moore Management For Voted - For
1.7 Elect Director Robert A. Rango Management For Voted - For
1.8 Elect Director Richard P. Wallace Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
KOHL'S CORPORATION
SECURITY ID: 500255104 TICKER: KSS
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director John E. Schlifske Management For Voted - For
1f Elect Director Frank V. Sica Management For Voted - For
1g Elect Director Stephanie A. Streeter Management For Voted - For
1h Elect Director Nina G. Vaca Management For Voted - For
1i Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Clawback of Incentive Payments Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
KRAFT FOODS GROUP, INC.
SECURITY ID: 50076Q106 TICKER: KRFT
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Abelardo E. Bru Management For Voted - For
1.1b Elect Director John T. Cahill Management For Voted - For
1.1c Elect Director L. Kevin Cox Management For Voted - For
1.1d Elect Director Myra M. Hart Management For Voted - For
1.1e Elect Director Peter B. Henry Management For Voted - For
1.1f Elect Director Jeanne P. Jackson Management For Voted - For
1.1g Elect Director Terry J. Lundgren Management For Voted - For
1.1h Elect Director Mackey J. McDonald Management For Voted - For
1.1i Elect Director John C. Pope Management For Voted - For
1.1j Elect Director E. Follin Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Risks Associated with Use of Battery
Cages in Supply Chain Shareholder Against Voted - For
5 Report on Supply Chain Impact on Deforestation Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
7 Report on Sustainability, Including GHG Goals Shareholder Against Voted - For
L BRANDS, INC.
SECURITY ID: 501797104 TICKER: LB
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director E. Gordon Gee Management For Voted - For
1.2 Elect Director Stephen D. Steinour Management For Voted - For
1.3 Elect Director Allan R. Tessler Management For Voted - For
1.4 Elect Director Abigail S. Wexner Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY ID: 502424104 TICKER: LLL
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Ann E. Dunwoody Management For Voted - For
1.1b Elect Director Lewis Kramer Management For Voted - For
1.1c Elect Director Robert B. Millard Management For Voted - For
1.1d Elect Director Vincent Pagano, Jr. Management For Voted - For
1.1e Elect Director H. Hugh Shelton Management For Voted - For
1.1f Elect Director Arthur L. Simon Management For Voted - For
1.1g Elect Director Michael T. Strianese Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
5 Amend Bylaws to Call Special Meetings Shareholder Against Voted - For
LABORATORY CORPORATION OF AMERICA HOLDINGS
SECURITY ID: 50540R409 TICKER: LH
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director Kerrii B. Anderson Management For Voted - For
1b Elect Director Jean-Luc Belingard Management For Voted - For
1c Elect Director D. Gary Gilliland Management For Voted - For
1d Elect Director David P. King Management For Voted - For
1e Elect Director Garheng Kong Management For Voted - For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Peter M. Neupert Management For Voted - For
1h Elect Director Adam H. Schechter Management For Voted - For
1i Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LAM RESEARCH CORPORATION
SECURITY ID: 512807108 TICKER: LRCX
Meeting Date: 06-Nov-14 Meeting Type: Annual
1.1 Elect Director Martin B. Anstice Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Michael R. Cannon Management For Voted - For
1.4 Elect Director Youssef A. El-Mansy Management For Voted - For
1.5 Elect Director Christine A. Heckart Management For Voted - For
1.6 Elect Director Grant M. Inman Management For Voted - For
1.7 Elect Director Catherine P. Lego Management For Voted - For
1.8 Elect Director Stephen G. Newberry Management For Voted - For
1.9 Elect Director Krishna C. Saraswat Management For Voted - For
1.10 Elect Director William R. Spivey Management For Voted - For
1.11 Elect Director Abhijit Y. Talwalkar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
LEGG MASON, INC.
SECURITY ID: 524901105 TICKER: LM
Meeting Date: 29-Jul-14 Meeting Type: Annual
1.1 Elect Director Robert E. Angelica Management For Voted - For
1.2 Elect Director Carol Anthony ('John') Davidson Management For Voted - For
1.3 Elect Director Barry W. Huff Management For Voted - For
1.4 Elect Director Dennis M. Kass Management For Voted - For
1.5 Elect Director Cheryl Gordon Krongard Management For Voted - For
1.6 Elect Director John V. Murphy Management For Voted - For
1.7 Elect Director John H. Myers Management For Voted - For
1.8 Elect Director Nelson Peltz Management For Voted - For
1.9 Elect Director W. Allen Reed Management For Voted - For
1.10 Elect Director Margaret Milner Richardson Management For Voted - For
1.11 Elect Director Kurt L. Schmoke Management For Voted - For
1.12 Elect Director Joseph A. Sullivan Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEGGETT & PLATT, INCORPORATED
SECURITY ID: 524660107 TICKER: LEG
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Robert E. Brunner Management For Voted - For
1b Elect Director Robert G. Culp, III Management For Voted - For
1c Elect Director R. Ted Enloe, III Management For Voted - For
1d Elect Director Manuel A. Fernandez Management For Voted - For
1e Elect Director Richard T. Fisher Management For Voted - For
1f Elect Director Matthew C. Flanigan Management For Voted - For
1g Elect Director Karl G. Glassman Management For Voted - For
1h Elect Director David S. Haffner Management For Voted - For
1i Elect Director Joseph W. McClanathan Management For Voted - For
1j Elect Director Judy C. Odom Management For Voted - For
1k Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LENNAR CORPORATION
SECURITY ID: 526057104 TICKER: LEN
Meeting Date: 08-Apr-15 Meeting Type: Annual
1.1 Elect Director Irving Bolotin Management For Voted - For
1.2 Elect Director Steven L. Gerard Management For Voted - Withheld
1.3 Elect Director Theron I. 'Tig' Gilliam Management For Voted - For
1.4 Elect Director Sherrill W. Hudson Management For Voted - For
1.5 Elect Director Sidney Lapidus Management For Voted - For
1.6 Elect Director Teri P. McClure Management For Voted - For
1.7 Elect Director Stuart A. Miller Management For Voted - For
1.8 Elect Director Armando Olivera Management For Voted - For
1.9 Elect Director Jeffrey Sonnenfeld Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LEUCADIA NATIONAL CORPORATION
SECURITY ID: 527288104 TICKER: LUK
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Linda L. Adamany Management For Voted - For
1.2 Elect Director Robert D. Beyer Management For Voted - For
1.3 Elect Director Francisco L. Borges Management For Voted - For
1.4 Elect Director W. Patrick Campbell Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Brian P. Friedman Management For Voted - For
1.6 Elect Director Richard B. Handler Management For Voted - For
1.7 Elect Director Robert E. Joyal Management For Voted - For
1.8 Elect Director Jeffrey C. Keil Management For Voted - For
1.9 Elect Director Michael T. O'Kane Management For Voted - For
1.10 Elect Director Stuart H. Reese Management For Voted - For
1.11 Elect Director Joseph S. Steinberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LEVEL 3 COMMUNICATIONS, INC.
SECURITY ID: 52729N308 TICKER: LVLT
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director James O. Ellis, Jr. Management For Voted - For
1.2 Elect Director Jeff K. Storey Management For Voted - For
1.3 Elect Director Kevin P. Chilton Management For Voted - For
1.4 Elect Director Steven T. Clontz Management For Voted - For
1.5 Elect Director Irene M. Esteves Management For Voted - For
1.6 Elect Director T. Michael Glenn Management For Voted - For
1.7 Elect Director Spencer B. Hays Management For Voted - For
1.8 Elect Director Michael J. Mahoney Management For Voted - For
1.9 Elect Director Kevin W. Mooney Management For Voted - For
1.10 Elect Director Peter Seah Lim Huat Management For Voted - For
1.11 Elect Director Peter van Oppen Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Renew Rights Plan (NOL Pill) Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
LINCOLN NATIONAL CORPORATION
SECURITY ID: 534187109 TICKER: LNC
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director George W. Henderson, III Management For Voted - For
1.2 Elect Director Eric G. Johnson Management For Voted - For
1.3 Elect Director M. Leanne Lachman Management For Voted - For
1.4 Elect Director Isaiah Tidwell Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LINEAR TECHNOLOGY CORPORATION
SECURITY ID: 535678106 TICKER: LLTC
Meeting Date: 05-Nov-14 Meeting Type: Annual
1a Elect Director Robert H. Swanson, Jr. Management For Voted - For
1b Elect Director Lothar Maier Management For Voted - For
1c Elect Director Arthur C. Agnos Management For Voted - For
1d Elect Director John J. Gordon Management For Voted - For
1e Elect Director David S. Lee Management For Voted - For
1f Elect Director Richard M. Moley Management For Voted - For
1g Elect Director Thomas S. Volpe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
LOCKHEED MARTIN CORPORATION
SECURITY ID: 539830109 TICKER: LMT
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director Daniel F. Akerson Management For Voted - For
1.1b Elect Director Nolan D. Archibald Management For Voted - For
1.1c Elect Director Rosalind G. Brewer Management For Voted - For
1.1d Elect Director David B. Burritt Management For Voted - For
1.1e Elect Director James O. Ellis, Jr. Management For Voted - For
1.1f Elect Director Thomas J. Falk Management For Voted - For
1.1g Elect Director Marillyn A. Hewson Management For Voted - For
1.1h Elect Director Gwendolyn S. King Management For Voted - For
1.1i Elect Director James M. Loy Management For Voted - For
1.1j Elect Director Joseph W. Ralston Management For Voted - For
1.1k Elect Director Anne Stevens Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
LOEWS CORPORATION
SECURITY ID: 540424108 TICKER: L
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Charles D. Davidson Management For Voted - For
1e Elect Director Charles M. Diker Management For Voted - For
1f Elect Director Jacob A. Frenkel Management For Voted - Against
1g Elect Director Paul J. Fribourg Management For Voted - For
1h Elect Director Walter L. Harris Management For Voted - Against
1i Elect Director Philip A. Laskawy Management For Voted - For
1j Elect Director Ken Miller Management For Voted - For
1k Elect Director Andrew H. Tisch Management For Voted - For
1l Elect Director James S. Tisch Management For Voted - For
1m Elect Director Jonathan M. Tisch Management For Voted - For
1n Elect Director Anthony Welters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
LOWE'S COMPANIES, INC.
SECURITY ID: 548661107 TICKER: LOW
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Elect Director Raul Alvarez Management For Voted - For
1.2 Elect Director David W. Bernauer Management For Voted - For
1.3 Elect Director Angela F. Braly Management For Voted - For
1.4 Elect Director Laurie Z. Douglas Management For Voted - For
1.5 Elect Director Richard W. Dreiling Management For Voted - For
1.6 Elect Director Robert L. Johnson Management For Voted - For
1.7 Elect Director Marshall O. Larsen Management For Voted - For
1.8 Elect Director Richard K. Lochridge Management For Voted - For
1.9 Elect Director James H. Morgan Management For Voted - For
1.10 Elect Director Robert A. Niblock Management For Voted - For
1.11 Elect Director Eric C. Wiseman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
LYONDELLBASELL INDUSTRIES NV
SECURITY ID: N53745100 TICKER: LYB
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Robin Buchanan Supervisory Board Management For Voted - For
1b Elect Stephen F. Cooper to Supervisory Board Management For Voted - For
1c Elect Isabella D. Goren to Supervisory Board Management For Voted - For
1d Elect Robert G. Gwin to Supervisory Board Management For Voted - For
2a Elect Kevin W. Brown to Management Board Management For Voted - For
2b Elect Jeffrey A. Kaplan to Management Board Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Management Board Management For Voted - For
5 Approve Discharge of Supervisory Board Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 Approve Dividends of USD 2.80 Per Share Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
10 Authorize Board to Issue Shares up to 20 Percent of
Authorized Capital Management For Voted - For
11 Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - Against
12 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
M&T BANK CORPORATION
SECURITY ID: 55261F104 TICKER: MTB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Brent D. Baird Management For Voted - For
1.2 Elect Director C. Angela Bontempo Management For Voted - For
1.3 Elect Director Robert T. Brady Management For Voted - For
1.4 Elect Director T. Jefferson Cunningham, III Management For Voted - For
1.5 Elect Director Mark J. Czarnecki Management For Voted - For
1.6 Elect Director Gary N. Geisel Management For Voted - For
1.7 Elect Director John D. Hawke, Jr. Management For Voted - For
1.8 Elect Director Patrick W.E. Hodgson Management For Voted - For
1.9 Elect Director Richard G. King Management For Voted - For
1.10 Elect Director Melinda R. Rich Management For Voted - For
1.11 Elect Director Robert E. Sadler, Jr. Management For Voted - For
1.12 Elect Director Herbert L. Washington Management For Voted - For
1.13 Elect Director Robert G. Wilmers Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
MACY'S, INC.
SECURITY ID: 55616P104 TICKER: M
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director John A. Bryant Management For Voted - For
1c Elect Director Deirdre P. Connelly Management For Voted - For
1d Elect Director Meyer Feldberg Management For Voted - For
1e Elect Director Leslie D. Hale Management For Voted - For
1f Elect Director Sara Levinson Management For Voted - For
1g Elect Director Terry J. Lundgren Management For Voted - For
1h Elect Director Joseph Neubauer Management For Voted - For
1i Elect Director Joyce M. Roche Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director Paul C. Varga Management For Voted - For
1k Elect Director Craig E. Weatherup Management For Voted - For
1l Elect Director Marna C. Whittington Management For Voted - For
1m Elect Director Annie Young-Scrivner Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MALLINCKRODT PLC
SECURITY ID: G5785G107 TICKER: MNK
Meeting Date: 19-Mar-15 Meeting Type: Annual
1a Elect Director Melvin D. Booth Management For Voted - For
1b Elect Director Don M. Bailey Management For Voted - For
1c Elect Director David R. Carlucci Management For Voted - For
1d Elect Director J. Martin Carroll Management For Voted - For
1e Elect Director Diane H. Gulyas Management For Voted - For
1f Elect Director Nancy S. Lurker Management For Voted - For
1g Elect Director JoAnn A. Reed Management For Voted - For
1h Elect Director Angus C. Russell Management For Voted - For
1i Elect Director Virgil D. Thompson Management For Voted - For
1j Elect Director Mark C. Trudeau Management For Voted - For
1k Elect Director Kneeland C. Youngblood Management For Voted - For
1l Elect Director Joseph A. Zaccagnino Management For Voted - For
2 Approve Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Authorize Share Repurchase up to 10 Percent of
Issued Share Capital Management For Voted - For
6 Authorize the Price Range at which the Company can
Reissue Shares that it Holds as Treasury Shares Management For Voted - For
7 Authorize the Holding of the 2016 AGM at a Location
Outside Ireland Management For Voted - For
MARATHON OIL CORPORATION
SECURITY ID: 565849106 TICKER: MRO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director Gregory H. Boyce Management For Voted - For
1.1b Elect Director Pierre Brondeau Management For Voted - For
1.1c Elect Director Chadwick C. Deaton Management For Voted - For
1.1d Elect Director Marcela E. Donadio Management For Voted - For
1.1e Elect Director Philip Lader Management For Voted - For
1.1f Elect Director Michael E. J. Phelps Management For Voted - For
1.1g Elect Director Dennis H. Reilley Management For Voted - For
1.1h Elect Director Lee M. Tillman Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Report on Capital Expenditure Strategy with Respect
to Climate Change Policy Shareholder Against Voted - For
MARATHON PETROLEUM CORPORATION
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director David A. Daberko Management For Voted - For
1.2 Elect Director Donna A. James Management For Voted - For
1.3 Elect Director James E. Rohr Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
MARRIOTT INTERNATIONAL, INC.
SECURITY ID: 571903202 TICKER: MAR
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director J.W. Marriott, Jr. Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For
1.3 Elect Director Deborah Marriott Harrison Management For Voted - For
1.4 Elect Director Frederick A. 'Fritz' Henderson Management For Voted - For
1.5 Elect Director Lawrence W. Kellner Management For Voted - For
1.6 Elect Director Debra L. Lee Management For Voted - For
1.7 Elect Director George Munoz Management For Voted - For
1.8 Elect Director Steven S. Reinemund Management For Voted - For
1.9 Elect Director W. Mitt Romney Management For Voted - For
1.10 Elect Director Arne M. Sorenson Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Simple Majority Vote Shareholder Against Voted - For
MARSH & MCLENNAN COMPANIES, INC.
SECURITY ID: 571748102 TICKER: MMC
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Oscar Fanjul Management For Voted - For
1b Elect Director Daniel S. Glaser Management For Voted - For
1c Elect Director H. Edward Hanway Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Lord Lang of Monkton Management For Voted - For
1e Elect Director Elaine La Roche Management For Voted - For
1f Elect Director Maria Silvia Bastos Marques Management For Voted - For
1g Elect Director Steven A. Mills Management For Voted - For
1h Elect Director Bruce P. Nolop Management For Voted - For
1i Elect Director Marc D. Oken Management For Voted - For
1j Elect Director Morton O. Schapiro Management For Voted - For
1k Elect Director Lloyd M. Yates Management For Voted - For
1l Elect Director R. David Yost Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
MARTIN MARIETTA MATERIALS, INC.
SECURITY ID: 573284106 TICKER: MLM
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director David G. Maffucci Management For Voted - For
1.2 Elect Director William E. McDonald Management For Voted - For
1.3 Elect Director Frank H. Menaker, Jr. Management For Voted - For
1.4 Elect Director Richard A. Vinroot Management For Voted - Against
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MASCO CORPORATION
SECURITY ID: 574599106 TICKER: MAS
Meeting Date: 04-May-15 Meeting Type: Annual
1a Elect Director Mark R. Alexander Management For Voted - For
1b Elect Director Richard A. Manoogian Management For Voted - For
1c Elect Director John C. Plant Management For Voted - For
1d Elect Director Mary Ann Van Lokeren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Silvio Barzi Management For Voted - For
1d Elect Director David R. Carlucci Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Merit E. Janow Management For Voted - For
1h Elect Director Nancy J. Karch Management For Voted - For
1i Elect Director Marc Olivie Management For Voted - For
1j Elect Director Rima Qureshi Management For Voted - For
1k Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1l Elect Director Jackson P. Tai Management For Voted - For
1m Elect Director Edward Suning Tian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
MATTEL, INC.
SECURITY ID: 577081102 TICKER: MAT
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Michael J. Dolan Management For Voted - For
1b Elect Director Trevor A. Edwards Management For Voted - For
1c Elect Director Frances D. Fergusson Management For Voted - For
1d Elect Director Ann Lewnes Management For Voted - For
1e Elect Director Dominic Ng Management For Voted - For
1f Elect Director Vasant M. Prabhu Management For Voted - For
1g Elect Director Dean A. Scarborough Management For Voted - For
1h Elect Director Christopher A. Sinclair Management For Voted - For
1i Elect Director Dirk Van de Put Management For Voted - For
1j Elect Director Kathy White Loyd Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b Elect Director Stephen J. Easterbrook Management For Voted - For
1c Elect Director Robert A. Eckert Management For Voted - For
1d Elect Director Margaret (Margo) H. Georgiadis Management For Voted - For
1e Elect Director Enrique Hernandez, Jr. Management For Voted - For
1f Elect Director Jeanne P. Jackson Management For Voted - For
1g Elect Director Richard H. Lenny Management For Voted - For
1h Elect Director Walter E. Massey Management For Voted - For
1i Elect Director Andrew J. McKenna Management For Voted - For
1j Elect Director Sheila A. Penrose Management For Voted - For
1k Elect Director John W. Rogers, Jr. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1l Elect Director Roger W. Stone Management For Voted - For
1m Elect Director Miles D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Proxy Access Shareholder Against Voted - For
7 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
8 Educate Public About GMO Benefits Shareholder Against Voted - Against
9 Report on Practices to Mitigate Palm Oil Sourcing
Impacts Shareholder Against Voted - Against
MCGRAW HILL FINANCIAL, INC.
SECURITY ID: 580645109 TICKER: MHFI
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Winfried Bischoff Management For Voted - For
1.2 Elect Director William D. Green Management For Voted - For
1.3 Elect Director Charles E. Haldeman, Jr. Management For Voted - For
1.4 Elect Director Rebecca Jacoby Management For Voted - For
1.5 Elect Director Robert P. McGraw Management For Voted - For
1.6 Elect Director Hilda Ochoa-Brillembourg Management For Voted - For
1.7 Elect Director Douglas L. Peterson Management For Voted - For
1.8 Elect Director Michael Rake Management For Voted - For
1.9 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.10 Elect Director Kurt L. Schmoke Management For Voted - For
1.11 Elect Director Sidney Taurel Management For Voted - For
1.12 Elect Director Richard E. Thornburgh Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
MCKESSON CORPORATION
SECURITY ID: 58155Q103 TICKER: MCK
Meeting Date: 30-Jul-14 Meeting Type: Annual
1a Elect Director Andy D. Bryant Management For Voted - For
1b Elect Director Wayne A. Budd Management For Voted - For
1c Elect Director N. Anthony Coles Management For Voted - For
1d Elect Director John H. Hammergren Management For Voted - For
1e Elect Director Alton F. Irby, III Management For Voted - For
1f Elect Director M. Christine Jacobs Management For Voted - For
1g Elect Director Marie L. Knowles Management For Voted - For
1h Elect Director David M. Lawrence Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Edward A. Mueller Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
MEAD JOHNSON NUTRITION COMPANY
SECURITY ID: 582839106 TICKER: MJN
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Steven M. Altschuler Management For Voted - For
1.1b Elect Director Howard B. Bernick Management For Voted - For
1.1c Elect Director Kimberly A. Casiano Management For Voted - For
1.1d Elect Director Anna C. Catalano Management For Voted - For
1.1e Elect Director Celeste A. Clark Management For Voted - For
1.1f Elect Director James M. Cornelius Management For Voted - For
1.1g Elect Director Stephen W. Golsby Management For Voted - For
1.1h Elect Director Michael Grobstein Management For Voted - For
1.1i Elect Director Peter Kasper Jakobsen Management For Voted - For
1.1j Elect Director Peter G. Ratcliffe Management For Voted - For
1.1k Elect Director Michael A. Sherman Management For Voted - For
1.1l Elect Director Elliott Sigal Management For Voted - For
1.1m Elect Director Robert S. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
MEADWESTVACO CORPORATION
SECURITY ID: 583334107 TICKER: MWV
Meeting Date: 24-Jun-15 Meeting Type: Special
1 Approve Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
MEDTRONIC, INC.
SECURITY ID: 585055106 TICKER: MDT
Meeting Date: 21-Aug-14 Meeting Type: Annual
1.1 Elect Director Richard H. Anderson Management For Voted - For
1.2 Elect Director Scott C. Donnelly Management For Voted - For
1.3 Elect Director Omar Ishrak Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Michael O. Leavitt Management For Voted - For
1.6 Elect Director James T. Lenehan Management For Voted - For
1.7 Elect Director Denise M. O'Leary Management For Voted - For
1.8 Elect Director Kendall J. Powell Management For Voted - For
1.9 Elect Director Robert C. Pozen Management For Voted - For
1.10 Elect Director Preetha Reddy Management For Voted - Withheld
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
6 Reduce Supermajority Vote Requirement for
Establishing Range For Board Size Management For Voted - For
7 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
8 Reduce Supermajority Vote Requirement for Amendment
of Articles Management For Voted - For
Meeting Date: 06-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Reduction of Share Premium Account Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
4 Adjourn Meeting Management For Voted - For
MERCK & CO., INC.
SECURITY ID: 58933Y105 TICKER: MRK
Meeting Date: 26-May-15 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Kenneth C. Frazier Management For Voted - For
1d Elect Director Thomas H. Glocer Management For Voted - For
1e Elect Director William B. Harrison, Jr. Management For Voted - For
1f Elect Director C. Robert Kidder Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Carlos E. Represas Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Craig B. Thompson Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
METLIFE, INC.
SECURITY ID: 59156R108 TICKER: MET
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Cheryl W. Grise Management For Voted - For
1.2 Elect Director Carlos M. Gutierrez Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director Steven A. Kandarian Management For Voted - For
1.5 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.6 Elect Director Edward J. Kelly, III Management For Voted - For
1.7 Elect Director William E. Kennard Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director Catherine R. Kinney Management For Voted - For
1.10 Elect Director Denise M. Morrison Management For Voted - For
1.11 Elect Director Kenton J. Sicchitano Management For Voted - For
1.12 Elect Director Lulu C. Wang Management For Voted - For
2a Reduce Supermajority Vote Requirement to Amend
Certificate of Incorporation Management For Voted - For
2b Reduce Supermajority Vote Requirement to Amend
Bylaws Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICHAEL KORS HOLDINGS LIMITED
SECURITY ID: G60754101 TICKER: KORS
Meeting Date: 31-Jul-14 Meeting Type: Annual
1a Elect Director John D. Idol Management For Voted - For
1b Elect Director Silas K.F. Chou Management For Voted - For
1c Elect Director Ann McLaughlin Korologos Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
SECURITY ID: 595017104 TICKER: MCHP
Meeting Date: 25-Aug-14 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Esther L. Johnson Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICRON TECHNOLOGY, INC.
SECURITY ID: 595112103 TICKER: MU
Meeting Date: 22-Jan-15 Meeting Type: Annual
1.1 Elect Director Robert L. Bailey Management For Voted - For
1.2 Elect Director Richard M. Beyer Management For Voted - For
1.3 Elect Director Patrick J. Byrne Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director D. Warren A. East Management For Voted - For
1.6 Elect Director Mercedes Johnson Management For Voted - For
1.7 Elect Director Lawrence N. Mondry Management For Voted - For
1.8 Elect Director Robert E. Switz Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Eliminate Cumulative Voting Management For Voted - Against
5 Approve Executive Incentive Bonus Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 03-Dec-14 Meeting Type: Annual
1.1 Elect Director William H. Gates lll Management For Voted - For
1.2 Elect Director Maria M. Klawe Management For Voted - For
1.3 Elect Director Teri L. List-Stoll Management For Voted - For
1.4 Elect Director G. Mason Morfit Management For Voted - For
1.5 Elect Director Satya Nadella Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Helmut Panke Management For Voted - For
1.8 Elect Director Charles W. Scharf Management For Voted - For
1.9 Elect Director John W. Stanton Management For Voted - For
1.10 Elect Director John W. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MOHAWK INDUSTRIES, INC.
SECURITY ID: 608190104 TICKER: MHK
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Bruce C. Bruckmann Management For Voted - For
1.2 Elect Director Frans G. De Cock Management For Voted - For
1.3 Elect Director Joseph A. Onorato Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MOLSON COORS BREWING COMPANY
SECURITY ID: 60871R209 TICKER: TAP
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Roger G. Eaton Management For Voted - For
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
SECURITY ID: 609207105 TICKER: MDLZ
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Stephen F. Bollenbach Management For Voted - For
1b Elect Director Lewis W.K. Booth Management For Voted - For
1c Elect Director Lois D. Juliber Management For Voted - For
1d Elect Director Mark D. Ketchum Management For Voted - For
1e Elect Director Jorge S. Mesquita Management For Voted - For
1f Elect Director Joseph Neubauer Management For Voted - For
1g Elect Director Nelson Peltz Management For Voted - For
1h Elect Director Fredric G. Reynolds Management For Voted - For
1i Elect Director Irene B. Rosenfeld Management For Voted - For
1j Elect Director Patrick T. Siewert Management For Voted - For
1k Elect Director Ruth J. Simmons Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 30-Jan-15 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Janice L. Fields Management For Voted - For
1c Elect Director Hugh Grant Management For Voted - For
1d Elect Director Laura K. Ipsen Management For Voted - For
1e Elect Director Marcos M. Lutz Management For Voted - For
1f Elect Director C. Steven McMillan Management For Voted - For
1g Elect Director William U. Parfet Management For Voted - For
1h Elect Director George H. Poste Management For Voted - For
1i Elect Director Robert J. Stevens Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
MOODY'S CORPORATION
SECURITY ID: 615369105 TICKER: MCO
Meeting Date: 14-Apr-15 Meeting Type: Annual
1.1 Elect Director Jorge A. Bermudez Management For Voted - For
1.2 Elect Director Kathryn M. Hill Management For Voted - For
1.3 Elect Director Leslie F. Seidman Management For Voted - For
1.4 Elect Director Ewald Kist Management For Voted - For
1.5 Elect Director Henry A. McKinnell, Jr. Management For Voted - For
1.6 Elect Director John K. Wulff Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MORGAN STANLEY
SECURITY ID: 617446448 TICKER: MS
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Erskine B. Bowles Management For Voted - For
1b Elect Director Thomas H. Glocer Management For Voted - For
1c Elect Director James P. Gorman Management For Voted - For
1d Elect Director Robert H. Herz Management For Voted - For
1e Elect Director Klaus Kleinfeld Management For Voted - For
1f Elect Director Jami Miscik Management For Voted - For
1g Elect Director Donald T. Nicolaisen Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Hutham S. Olayan Management For Voted - For
1i Elect Director James W. Owens Management For Voted - For
1j Elect Director Ryosuke Tamakoshi Management For Voted - For
1k Elect Director Masaaki Tanaka Management For Voted - For
1l Elect Director Perry M. Traquina Management For Voted - For
1m Elect Director Laura D. Tyson Management For Voted - For
1n Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
7 Report on Certain Vesting Program Shareholder Against Voted - For
MOTOROLA SOLUTIONS, INC.
SECURITY ID: 620076307 TICKER: MSI
Meeting Date: 18-May-15 Meeting Type: Annual
1a Elect Director Gregory Q. Brown Management For Voted - For
1b Elect Director Kenneth C. Dahlberg Management For Voted - For
1c Elect Director Michael V. Hayden Management For Voted - For
1d Elect Director Clayton M. Jones Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Anne R. Pramaggiore Management For Voted - For
1g Elect Director Samuel C. Scott, III Management For Voted - For
1h Elect Director Bradley E. Singer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
MURPHY OIL CORPORATION
SECURITY ID: 626717102 TICKER: MUR
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director T. Jay Collins Management For Voted - For
1b Elect Director Steven A. Cosse Management For Voted - For
1c Elect Director Claiborne P. Deming Management For Voted - For
1d Elect Director Lawrence R. Dickerson Management For Voted - For
1e Elect Director Roger W. Jenkins Management For Voted - For
1f Elect Director James V. Kelley Management For Voted - For
1g Elect Director Walentin Mirosh Management For Voted - For
1h Elect Director R. Madison Murphy Management For Voted - For
1i Elect Director Jeffrey W. Nolan Management For Voted - For
1j Elect Director Neal E. Schmale Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Laura A. Sugg Management For Voted - For
1l Elect Director Caroline G. Theus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
MYLAN INC.
SECURITY ID: 628530107 TICKER: MYL
Meeting Date: 29-Jan-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
NATIONAL OILWELL VARCO, INC.
SECURITY ID: 637071101 TICKER: NOV
Meeting Date: 13-May-15 Meeting Type: Annual
1A Elect Director Clay C. Williams Management For Voted - For
1B Elect Director Greg L. Armstrong Management For Voted - For
1C Elect Director Robert E. Beauchamp Management For Voted - For
1D Elect Director Marcela E. Donadio Management For Voted - For
1E Elect Director Ben A. Guill Management For Voted - For
1F Elect Director David D. Harrison Management For Voted - For
1G Elect Director Roger L. Jarvis Management For Voted - For
1H Elect Director Eric L. Mattson Management For Voted - For
1I Elect Director Jeffery A. Smisek Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NAVIENT CORPORATION
SECURITY ID: 63938C108 TICKER: NAVI
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director John K. Adams, Jr. Management For Voted - For
1b Elect Director Ann Torre Bates Management For Voted - For
1c Elect Director Anna Escobedo Cabral Management For Voted - For
1d Elect Director William M. Diefenderfer, III Management For Voted - For
1e Elect Director Diane Suitt Gilleland Management For Voted - For
1f Elect Director Katherine A. Lehman Management For Voted - For
1g Elect Director Linda A. Mills Management For Voted - For
1h Elect Director Barry A. Munitz Management For Voted - For
1i Elect Director John (Jack) F. Remondi Management For Voted - For
1j Elect Director Steven L. Shapiro Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Jane J. Thompson Management For Voted - For
1l Elect Director Laura S. Unger Management For Voted - For
1m Elect Director Barry L. Williams Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Amend Omnibus Stock Plan Management For Voted - For
NETAPP, INC.
SECURITY ID: 64110D104 TICKER: NTAP
Meeting Date: 05-Sep-14 Meeting Type: Annual
1a Elect Director Thomas Georgens Management For Voted - For
1b Elect Director T. Michael Nevens Management For Voted - For
1c Elect Director Jeffry R. Allen Management For Voted - For
1d Elect Director Tor R. Braham Management For Voted - For
1e Elect Director Alan L. Earhart Management For Voted - For
1f Elect Director Gerald Held Management For Voted - For
1g Elect Director Kathryn M. Hill Management For Voted - For
1h Elect Director George T. Shaheen Management For Voted - For
1i Elect Director Robert T. Wall Management For Voted - For
1j Elect Director Richard P. Wallace Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Establish Public Policy Board Committee Shareholder Against Voted - Against
7 Ratify Auditors Management For Voted - For
NETFLIX, INC.
SECURITY ID: 64110L106 TICKER: NFLX
Meeting Date: 09-Jun-15 Meeting Type: Annual
1.1 Elect Director Richard N. Barton Management For Voted - Withheld
1.2 Elect Director Bradford L. Smith Management For Voted - For
1.3 Elect Director Anne M. Sweeney Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - Against
5 Adopt Proxy Access Right Shareholder Against Voted - For
6 Adopt Simple Majority Vote Shareholder Against Voted - For
7 Declassify the Board of Directors Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEWELL RUBBERMAID INC.
SECURITY ID: 651229106 TICKER: NWL
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Thomas E. Clarke Management For Voted - For
1b Elect Director Kevin C. Conroy Management For Voted - For
1c Elect Director Scott S. Cowen Management For Voted - For
1d Elect Director Michael T. Cowhig Management For Voted - For
1e Elect Director Domenico De Sole Management For Voted - For
1f Elect Director Cynthia A. Montgomery Management For Voted - For
1g Elect Director Christopher D. O'Leary Management For Voted - For
1h Elect Director Jose Ignacio Perez-Lizaur Management For Voted - For
1i Elect Director Michael B. Polk Management For Voted - For
1j Elect Director Steven J. Strobel Management For Voted - For
1k Elect Director Michael A. Todman Management For Voted - For
1l Elect Director Raymond G. Viault Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Articles Call Special Meetings Shareholder Against Voted - For
NEWFIELD EXPLORATION COMPANY
SECURITY ID: 651290108 TICKER: NFX
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Lee K. Boothby Management For Voted - For
1b Elect Director Pamela J. Gardner Management For Voted - For
1c Elect Director John Randolph Kemp, III Management For Voted - For
1d Elect Director Steven W. Nance Management For Voted - For
1e Elect Director Thomas G. Ricks Management For Voted - For
1f Elect Director Juanita M. Romans Management For Voted - For
1g Elect Director John W. Schanck Management For Voted - For
1h Elect Director J. Terry Strange Management For Voted - For
2 Ratify PricewaterhousCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5A Amend Omnibus Stock Plan Management For Voted - For
5B Amend Executive Incentive Bonus Plan Management For Voted - For
6A Increase Authorized Common Stock Management For Voted - For
6B Increase Authorized Preferred Stock Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEWMONT MINING CORPORATION
SECURITY ID: 651639106 TICKER: NEM
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Bruce R. Brook Management For Voted - For
1.2 Elect Director J. Kofi Bucknor Management For Voted - For
1.3 Elect Director Vincent A. Calarco Management For Voted - For
1.4 Elect Director Alberto Calderon Management For Voted - For
1.5 Elect Director Joseph A. Carrabba Management For Voted - For
1.6 Elect Director Noreen Doyle Management For Voted - For
1.7 Elect Director Gary J. Goldberg Management For Voted - For
1.8 Elect Director Veronica M. Hagen Management For Voted - For
1.9 Elect Director Jane Nelson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NEXTERA ENERGY, INC.
SECURITY ID: 65339F101 TICKER: NEE
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director Robert M. Beall, II Management For Voted - For
1c Elect Director James L. Camaren Management For Voted - For
1d Elect Director Kenneth B. Dunn Management For Voted - For
1.e Elect Director Naren K. Gursahaney Management For Voted - For
1f Elect Director Kirk S. Hachigian Management For Voted - For
1g Elect Director Toni Jennings Management For Voted - For
1h Elect Director Amy B. Lane Management For Voted - For
1i Elect Director James L. Robo Management For Voted - For
1j Elect Director Rudy E. Schupp Management For Voted - For
1k Elect Director John L. Skolds Management For Voted - For
1l Elect Director William H. Swanson Management For Voted - For
1m Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Amend Charter to Eliminate Supermajority Vote
Requirement and Provide that the Vote Required is a
Majority of Outstanding Shares, For Shareholder
Approval of Certain Amendments to the Charter Management For Voted - For
7 Amend Charter to Eliminate the 'for cause'
Requirement for the Removal of a Director Management For Voted - For
8 Amend Right to Call Special Meeting Management For Voted - Against
9 Report on Political Contributions Shareholder Against Voted - For
10 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NIELSEN N.V.
SECURITY ID: N63218106 TICKER: NLSN
Meeting Date: 26-Jun-15 Meeting Type: Annual
1 Amend Articles of Association in Connection with
the Merger and Authorize Any and All Lawyers and
(Deputy) Civil Law Notaries Practicing at Clifford
Chance, LLP to Execute the Notarial Deed of
Amendment of the Articles of Association Management For Voted - For
2 Approve Corporate Reorganization Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Discharge of Board of Directors Management For Voted - For
5a Elect Director James A. Attwood, Jr. Management For Voted - For
5b Elect Director Dwight M. Barns Management For Voted - For
5c Elect Director David L. Calhoun Management For Voted - For
5d Elect Director Karen M. Hoguet Management For Voted - For
5e Elect Director James M. Kilts Management For Voted - For
5f Elect Director Harish Manwani Management For Voted - For
5g Elect Director Kathryn V. Marinello Management For Voted - For
5h Elect Director Alexander Navab Management For Voted - For
5i Elect Director Robert C. Pozen Management For Voted - For
5j Elect Director Vivek Y. Ranadive Management For Voted - For
5k Elect Director Javier G. Teruel Management For Voted - For
6 Ratify Ernst & Young LLP as Auditors Management For Voted - For
7 Appoint Ernst and Young Accountants LLP to Audit
the Dutch Statutory Annual Accounts Management For Voted - For
8 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
9 Advisory Vote to Approve Remuneration of Executives Management For Voted - For
NIKE, INC.
SECURITY ID: 654106103 TICKER: NKE
Meeting Date: 18-Sep-14 Meeting Type: Annual
1.1 Elect Director Alan B. Graf, Jr. Management For Voted - For
1.2 Elect Director John C. Lechleiter Management For Voted - For
1.3 Elect Director Michelle A. Peluso Management For Voted - For
1.4 Elect Director Phyllis M. Wise Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
NISOURCE INC.
SECURITY ID: 65473P105 TICKER: NI
Meeting Date: 12-May-15 Meeting Type: Annual
1 Elect Director Richard A. Abdoo Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Elect Director Aristides S. Candris Management For Voted - For
3 Elect Director Sigmund L. Cornelius Management For Voted - For
4 Elect Director Michael E. Jesanis Management For Voted - For
5 Elect Director Marty R. Kittrell Management For Voted - For
6 Elect Director W. Lee Nutter Management For Voted - For
7 Elect Director Deborah S. Parker Management For Voted - For
8 Elect Director Robert C. Skaggs, Jr. Management For Voted - For
9 Elect Director Teresa A.Taylor Management For Voted - For
10 Elect Director Richard L. Thompson Management For Voted - For
11 Elect Director Carolyn Y. Woo Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
14 Provide Right to Call Special Meeting Management For Voted - For
15 Approve Decrease in Size of Board Management For Voted - For
16 Amend Omnibus Stock Plan Management For Voted - For
17 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
18 Report on Political Contributions Shareholder Against Voted - For
NOBLE CORPORATION PLC
SECURITY ID: G65431101 TICKER: NE
Meeting Date: 22-Dec-14 Meeting Type: Special
1 Authorize Share Repurchase Program Management For Voted - For
Meeting Date: 24-Apr-15 Meeting Type: Annual
1 Elect Director Julie H. Edwards Management For Voted - For
2 Elect Director Scott D. Josey Management For Voted - For
3 Elect Director Jon A. Marshall Management For Voted - For
4 Elect Director Mary P. Ricciardello Management For Voted - For
5 Elect Director David W. Williams Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Ratify PricewaterhouseCoopers LLP as Statutory
Auditor Management For Voted - For
8 Authorize Audit Committee to Fix Remuneration of
Statutory Auditors Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
10 Advisory Vote to Ratify Directors' Compensation
Report Management For Voted - Against
11 Approve Omnibus Stock Plan Management For Voted - For
NOBLE ENERGY, INC.
SECURITY ID: 655044105 TICKER: NBL
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Jeffrey L. Berenson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Michael A. Cawley Management For Voted - For
1.3 Elect Director Edward F. Cox Management For Voted - For
1.4 Elect Director Thomas J. Edelman Management For Voted - For
1.5 Elect Director Eric P. Grubman Management For Voted - For
1.6 Elect Director Kirby L. Hedrick Management For Voted - For
1.7 Elect Director David L. Stover Management For Voted - For
1.8 Elect Director Scott D. Urban Management For Voted - For
1.9 Elect Director William T. Van Kleef Management For Voted - For
1.10 Elect Director Molly K. Williamson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
8 Report on Impacts of and Plans to Align with Global
Climate Change Policy Shareholder Against Voted - For
NORDSTROM, INC.
SECURITY ID: 655664100 TICKER: JWN
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Shellye L. Archambeau Management For Voted - For
1b Elect Director Phyllis J. Campbell Management For Voted - For
1c Elect Director Michelle M. Ebanks Management For Voted - For
1d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1e Elect Director Robert G. Miller Management For Voted - For
1f Elect Director Blake W. Nordstrom Management For Voted - For
1g Elect Director Erik B. Nordstrom Management For Voted - For
1h Elect Director Peter E. Nordstrom Management For Voted - For
1i Elect Director Philip G. Satre Management For Voted - For
1j Elect Director Brad D. Smith Management For Voted - For
1k Elect Director B. Kevin Turner Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
1m Elect Director Alison A. Winter Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORFOLK SOUTHERN CORPORATION
SECURITY ID: 655844108 TICKER: NSC
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Thomas D. Bell, Jr. Management For Voted - For
1.2 Elect Director Erskine B. Bowles Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Wesley G. Bush Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director Daniel A. Carp Management For Voted - For
1.6 Elect Director Karen N. Horn Management For Voted - For
1.7 Elect Director Steven F. Leer Management For Voted - For
1.8 Elect Director Michael D. Lockhart Management For Voted - For
1.9 Elect Director Amy E. Miles Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - For
1.11 Elect Director Martin H. Nesbitt Management For Voted - For
1.12 Elect Director James A. Squires Management For Voted - For
1.13 Elect Director John R. Thompson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
NORTHERN TRUST CORPORATION
SECURITY ID: 665859104 TICKER: NTRS
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1a Elect Director Linda Walker Bynoe Management For Voted - For
1.1b Elect Director Susan Crown Management For Voted - For
1.1c Elect Director Dean M. Harrison Management For Voted - For
1.1d Elect Director Dipak C. Jain Management For Voted - For
1.1e Elect Director Jose Luis Prado Management For Voted - For
1.1f Elect Director John W. Rowe Management For Voted - For
1.1g Elect Director Martin P. Slark Management For Voted - For
1.1h Elect Director David H. B. Smith, Jr. Management For Voted - For
1.1i Elect Director Donald Thompson Management For Voted - For
1.1j Elect Director Charles A. Tribbett, III Management For Voted - For
1.1k Elect Director Frederick H. Waddell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Political
Contributions Shareholder Against Voted - For
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Marianne C. Brown Management For Voted - For
1.3 Elect Director Victor H. Fazio Management For Voted - For
1.4 Elect Director Donald E. Felsinger Management For Voted - For
1.5 Elect Director Bruce S. Gordon Management For Voted - For
1.6 Elect Director William H. Hernandez Management For Voted - For
1.7 Elect Director Madeleine A. Kleiner Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Richard B. Myers Management For Voted - For
1.10 Elect Director Gary Roughead Management For Voted - For
1.11 Elect Director Thomas M. Schoewe Management For Voted - For
1.12 Elect Director James S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
NRG ENERGY, INC.
SECURITY ID: 629377508 TICKER: NRG
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director E. Spencer Abraham Management For Voted - For
1.2 Elect Director Kirbyjon H. Caldwell Management For Voted - For
1.3 Elect Director Lawrence S. Coben Management For Voted - For
1.4 Elect Director Howard E. Cosgrove Management For Voted - For
1.5 Elect Director David Crane Management For Voted - For
1.6 Elect Director Terry G. Dallas Management For Voted - For
1.7 Elect Director William E. Hantke Management For Voted - For
1.8 Elect Director Paul W. Hobby Management For Voted - For
1.9 Elect Director Edward R. Muller Management For Voted - For
1.10 Elect Director Anne C. Schaumburg Management For Voted - For
1.11 Elect Director Evan J. Silverstein Management For Voted - For
1.12 Elect Director Thomas H. Weidemeyer Management For Voted - For
1.13 Elect Director Walter R. Young Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
NUCOR CORPORATION
SECURITY ID: 670346105 TICKER: NUE
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director John J. Ferriola Management For Voted - For
1.2 Elect Director Harvey B. Gantt Management For Voted - For
1.3 Elect Director Gregory J. Hayes Management For Voted - For
1.4 Elect Director Victoria F. Haynes Management For Voted - For
1.5 Elect Director Bernard L. Kasriel Management For Voted - For
1.6 Elect Director Christopher J. Kearney Management For Voted - For
1.7 Elect Director Raymond J. Milchovich Management For Voted - For
1.8 Elect Director John H. Walker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Political Contributions Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NVIDIA CORPORATION
SECURITY ID: 67066G104 TICKER: NVDA
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director William J. Miller Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
SECURITY ID: 674599105 TICKER: OXY
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Spencer Abraham Management For Voted - For
1.2 Elect Director Howard I. Atkins Management For Voted - For
1.3 Elect Director Eugene L. Batchelder Management For Voted - For
1.4 Elect Director Stephen I. Chazen Management For Voted - For
1.5 Elect Director John E. Feick Management For Voted - For
1.6 Elect Director Margaret M. Foran Management For Voted - For
1.7 Elect Director Carlos M. Gutierrez Management For Voted - For
1.8 Elect Director William R. Klesse Management For Voted - For
1.9 Elect Director Avedick B. Poladian Management For Voted - For
1.10 Elect Director Elisse B. Walter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Claw-back of Payments under Restatements Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Methane and Flaring Emissions Management
and Reduction Targets Shareholder Against Voted - For
8 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OMNICOM GROUP INC.
SECURITY ID: 681919106 TICKER: OMC
Meeting Date: 18-May-15 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Errol M. Cook Management For Voted - For
1.8 Elect Director Susan S. Denison Management For Voted - For
1.9 Elect Director Michael A. Henning Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - For
1.12 Elect Director Linda Johnson Rice Management For Voted - For
1.13 Elect Director Gary L. Roubos Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
ONEOK, INC.
SECURITY ID: 682680103 TICKER: OKE
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director James C. Day Management For Voted - For
1.2 Elect Director Julie H. Edwards Management For Voted - For
1.3 Elect Director William L. Ford Management For Voted - For
1.4 Elect Director John W. Gibson Management For Voted - For
1.5 Elect Director Steven J. Malcolm Management For Voted - For
1.6 Elect Director Jim W. Mogg Management For Voted - For
1.7 Elect Director Pattye L. Moore Management For Voted - For
1.8 Elect Director Gary D. Parker Management For Voted - For
1.9 Elect Director Eduardo A. Rodriguez Management For Voted - For
1.10 Elect Director Terry K. Spencer Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ORACLE CORPORATION
SECURITY ID: 68389X105 TICKER: ORCL
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director H. Raymond Bingham Management For Voted - Withheld
1.3 Elect Director Michael J. Boskin Management For Voted - Withheld
1.4 Elect Director Safra A. Catz Management For Voted - For
1.5 Elect Director Bruce R. Chizen Management For Voted - Withheld
1.6 Elect Director George H. Conrades Management For Voted - For
1.7 Elect Director Lawrence J. Ellison Management For Voted - For
1.8 Elect Director Hector Garcia-Molina Management For Voted - For
1.9 Elect Director Jeffrey O. Henley Management For Voted - For
1.10 Elect Director Mark V. Hurd Management For Voted - For
1.11 Elect Director Naomi O. Seligman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Auditors Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
5 Adopt Multiple Performance Metrics Under Executive
Incentive Plans Shareholder Against Voted - For
6 Adopt Specific Performance Standards Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
O'REILLY AUTOMOTIVE, INC.
SECURITY ID: 67103H107 TICKER: ORLY
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect Director David O'Reilly Management For Voted - For
1.2 Elect Director Charlie O'Reilly Management For Voted - For
1.3 Elect Director Larry O'Reilly Management For Voted - For
1.4 Elect Director Rosalie O'Reilly Wooten Management For Voted - For
1.5 Elect Director Jay D. Burchfield Management For Voted - For
1.6 Elect Director Thomas T. Hendrickson Management For Voted - For
1.7 Elect Director Paul R. Lederer Management For Voted - For
1.8 Elect Director John R. Murphy Management For Voted - For
1.9 Elect Director Ronald Rashkow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Claw-back Statements under Restatements Shareholder Against Voted - For
OWENS-ILLINOIS, INC.
SECURITY ID: 690768403 TICKER: OI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Gary F. Colter Management For Voted - For
1.2 Elect Director Gordon J. Hardie Management For Voted - For
1.3 Elect Director Peter S. Hellman Management For Voted - For
1.4 Elect Director Anastasia D. Kelly Management For Voted - For
1.5 Elect Director John J. McMackin, Jr. Management For Voted - For
1.6 Elect Director Alan J. Murray Management For Voted - For
1.7 Elect Director Hari N. Nair Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Hugh H. Roberts Management For Voted - For
1.9 Elect Director Albert P. L. Stroucken Management For Voted - For
1.10 Elect Director Carol A. Williams Management For Voted - For
1.11 Elect Director Dennis K. Williams Management For Voted - For
1.12 Elect Director Thomas L. Young Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
PACCAR INC
SECURITY ID: 693718108 TICKER: PCAR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Mark C. Pigott Management For Voted - For
1.2 Elect Director Charles R. Williamson Management For Voted - For
1.3 Elect Director Ronald E. Armstrong Management For Voted - For
2 Declassify the Board of Directors Shareholder Against Voted - For
3 Proxy Access Shareholder Against Voted - For
PALL CORPORATION
SECURITY ID: 696429307 TICKER: PLL
Meeting Date: 10-Dec-14 Meeting Type: Annual
1.1 Elect Director Amy E. Alving Management For Voted - For
1.2 Elect Director Robert B. Coutts Management For Voted - For
1.3 Elect Director Mark E. Goldstein Management For Voted - For
1.4 Elect Director Cheryl W. Grise Management For Voted - For
1.5 Elect Director Ronald L. Hoffman Management For Voted - For
1.6 Elect Director Lawrence D. Kingsley Management For Voted - For
1.7 Elect Director Dennis N. Longstreet Management For Voted - For
1.8 Elect Director B. Craig Owens Management For Voted - For
1.9 Elect Director Katharine L. Plourde Management For Voted - For
1.10 Elect Director Edward Travaglianti Management For Voted - For
1.11 Elect Director Bret W. Wise Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PARKER-HANNIFIN CORPORATION
SECURITY ID: 701094104 TICKER: PH
Meeting Date: 22-Oct-14 Meeting Type: Annual
1.1 Elect Director Robert G. Bohn Management For Voted - For
1.2 Elect Director Linda S. Harty Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director William E. Kassling Management For Voted - For
1.4 Elect Director Robert J. Kohlhepp Management For Voted - For
1.5 Elect Director Kevin A. Lobo Management For Voted - For
1.6 Elect Director Klaus-Peter Muller Management For Voted - For
1.7 Elect Director Candy M. Obourn Management For Voted - For
1.8 Elect Director Joseph M. Scaminace Management For Voted - For
1.9 Elect Director Wolfgang R. Schmitt Management For Voted - For
1.10 Elect Director Ake Svensson Management For Voted - For
1.11 Elect Director James L. Wainscott Management For Voted - For
1.12 Elect Director Donald E. Washkewicz Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
PATTERSON COMPANIES, INC.
SECURITY ID: 703395103 TICKER: PDCO
Meeting Date: 08-Sep-14 Meeting Type: Annual
1.1 Elect Director John D. Buck Management For Voted - For
1.2 Elect Director Jody H. Feragen Management For Voted - For
1.3 Elect Director Sarena S. Lin Management For Voted - For
1.4 Elect Director Neil A. Schrimsher Management For Voted - For
1.5 Elect Director Les C. Vinney Management For Voted - For
2 Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
PAYCHEX, INC.
SECURITY ID: 704326107 TICKER: PAYX
Meeting Date: 15-Oct-14 Meeting Type: Annual
1a Elect Director B. Thomas Golisano Management For Voted - For
1b Elect Director Joseph G. Doody Management For Voted - For
1c Elect Director David J. S. Flaschen Management For Voted - For
1d Elect Director Phillip Horsley Management For Voted - For
1e Elect Director Grant M. Inman Management For Voted - For
1f Elect Director Pamela A. Joseph Management For Voted - For
1g Elect Director Martin Mucci Management For Voted - For
1h Elect Director Joseph M. Tucci Management For Voted - For
1i Elect Director Joseph M. Velli Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PENTAIR PLC
SECURITY ID: G7S00T104 TICKER: PNR
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Glynis A. Bryan Management For Voted - For
1b Elect Director Jerry W. Burris Management For Voted - For
1c Elect Director Carol Anthony (John) Davidson Management For Voted - For
1d Elect Director Jacques Esculier Management For Voted - For
1e Elect Director T. Michael Glenn Management For Voted - For
1f Elect Director David H. Y. Ho Management For Voted - For
1g Elect Director Randall J. Hogan Management For Voted - For
1h Elect Director David A. Jones Management For Voted - For
1i Elect Director Ronald L. Merriman Management For Voted - For
1j Elect Director William T. Monahan Management For Voted - For
1k Elect Director Billie Ida Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Authorize General Meetings Outside the Republic of
Ireland Management For Voted - For
5 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
SECURITY ID: 712704105 TICKER: PBCT
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director John P. Barnes Management For Voted - For
1.2 Elect Director Collin P. Baron Management For Voted - For
1.3 Elect Director Kevin T. Bottomley Management For Voted - For
1.4 Elect Director George P. Carter Management For Voted - For
1.5 Elect Director William F. Cruger, Jr. Management For Voted - For
1.6 Elect Director John K. Dwight Management For Voted - For
1.7 Elect Director Jerry Franklin Management For Voted - For
1.8 Elect Director Janet M. Hansen Management For Voted - For
1.9 Elect Director Richard M. Hoyt Management For Voted - For
1.10 Elect Director Nancy McAllister Management For Voted - For
1.11 Elect Director Mark W. Richards Management For Voted - For
1.12 Elect Director Kirk W. Walters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Shona L. Brown Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Ian M. Cook Management For Voted - For
1.4 Elect Director Dina Dublon Management For Voted - For
1.5 Elect Director Rona A. Fairhead Management For Voted - For
1.6 Elect Director Richard W. Fisher Management For Voted - For
1.7 Elect Director Alberto Ibarguen Management For Voted - For
1.8 Elect Director William R. Johnson Management For Voted - For
1.9 Elect Director Indra K. Nooyi Management For Voted - For
1.10 Elect Director David C. Page Management For Voted - For
1.11 Elect Director Robert C. Pohlad Management For Voted - For
1.12 Elect Director Lloyd G. Trotter Management For Voted - For
1.13 Elect Director Daniel Vasella Management For Voted - For
1.14 Elect Director Alberto Weisser Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Establish a Board Committee on Sustainability Shareholder Against Voted - Against
5 Pro-Rata Vesting of Equity Awards Shareholder Against Voted - For
6 Report on Plans to Minimize Pesticides' Impact on
Pollinators Shareholder Against Voted - Against
PERKINELMER, INC.
SECURITY ID: 714046109 TICKER: PKI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Peter Barrett Management For Voted - For
1b Elect Director Robert F. Friel Management For Voted - For
1c Elect Director Sylvie Gregoire Management For Voted - For
1d Elect Director Nicholas A. Lopardo Management For Voted - For
1e Elect Director Alexis P. Michas Management For Voted - For
1f Elect Director Vicki L. Sato Management For Voted - For
1g Elect Director Kenton J. Sicchitano Management For Voted - For
1h Elect Director Patrick J. Sullivan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PERRIGO COMPANY PLC
SECURITY ID: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-14 Meeting Type: Annual
1.1 Elect Director Laurie Brlas Management For Voted - For
1.2 Elect Director Gary M. Cohen Management For Voted - For
1.3 Elect Director Jacqualyn A. Fouse Management For Voted - For
1.4 Elect Director David T. Gibbons Management For Voted - Against
1.5 Elect Director Ran Gottfried Management For Voted - For
1.6 Elect Director Ellen R. Hoffing Management For Voted - For
1.7 Elect Director Michael J. Jandernoa Management For Voted - Against
1.8 Elect Director Gary K. Kunkle, Jr. Management For Voted - For
1.9 Elect Director Herman Morris, Jr. Management For Voted - For
1.10 Elect Director Donal O'Connor Management For Voted - For
1.11 Elect Director Joseph C. Papa Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Authorize Share Repurchase Program Management For Voted - For
5 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
6 Approve Creation of Distributable Reserves Management For Voted - For
PFIZER INC.
SECURITY ID: 717081103 TICKER: PFE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Dennis A. Ausiello Management For Voted - For
1.2 Elect Director W. Don Cornwell Management For Voted - For
1.3 Elect Director Frances D. Fergusson Management For Voted - For
1.4 Elect Director Helen H. Hobbs Management For Voted - For
1.5 Elect Director James M. Kilts Management For Voted - For
1.6 Elect Director Shantanu Narayen Management For Voted - For
1.7 Elect Director Suzanne Nora Johnson Management For Voted - For
1.8 Elect Director Ian C. Read Management For Voted - For
1.9 Elect Director Stephen W. Sanger Management For Voted - For
1.10 Elect Director James C. Smith Management For Voted - For
1.11 Elect Director Marc Tessier-Lavigne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Review and Assess Membership of Lobbying
Organizations Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PG&E CORPORATION
SECURITY ID: 69331C108 TICKER: PCG
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Elect Director Lewis Chew Management For Voted - For
1.2 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.3 Elect Director Fred J. Fowler Management For Voted - For
1.4 Elect Director Maryellen C. Herringer Management For Voted - For
1.5 Elect Director Richard C. Kelly Management For Voted - For
1.6 Elect Director Roger H. Kimmel Management For Voted - For
1.7 Elect Director Richard A. Meserve Management For Voted - For
1.8 Elect Director Forrest E. Miller Management For Voted - For
1.9 Elect Director Rosendo G. Parra Management For Voted - For
1.10 Elect Director Barbara L. Rambo Management For Voted - For
1.11 Elect Director Anne Shen Smith Management For Voted - For
1.12 Elect Director Barry Lawson Williams Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
PHILIP MORRIS INTERNATIONAL INC.
SECURITY ID: 718172109 TICKER: PM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Harold Brown Management For Voted - For
1.2 Elect Director Andre Calantzopoulos Management For Voted - For
1.3 Elect Director Louis C. Camilleri Management For Voted - For
1.4 Elect Director Werner Geissler Management For Voted - For
1.5 Elect Director Jennifer Li Management For Voted - For
1.6 Elect Director Jun Makihara Management For Voted - For
1.7 Elect Director Sergio Marchionne Management For Voted - Against
1.8 Elect Director Kalpana Morparia Management For Voted - For
1.9 Elect Director Lucio A. Noto Management For Voted - For
1.10 Elect Director Frederik Paulsen Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Stephen M. Wolf Management For Voted - For
2 Ratify PricewaterhouseCoopers SA as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Anti-Forced Labor Policy for Tobacco Supply
Chain Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PHILLIPS 66
SECURITY ID: 718546104 TICKER: PSX
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director J. Brian Ferguson Management For Voted - For
1b Elect Director Harold W. McGraw, III Management For Voted - For
1c Elect Director Victoria J. Tschinkel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
PINNACLE WEST CAPITAL CORPORATION
SECURITY ID: 723484101 TICKER: PNW
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Donald E. Brandt Management For Voted - For
1.2 Elect Director Denis A. Cortese Management For Voted - For
1.3 Elect Director Richard P. Fox Management For Voted - For
1.4 Elect Director Michael L. Gallagher Management For Voted - For
1.5 Elect Director Roy A. Herberger, Jr. Management For Voted - For
1.6 Elect Director Dale E. Klein Management For Voted - For
1.7 Elect Director Humberto S. Lopez Management For Voted - For
1.8 Elect Director Kathryn L. Munro Management For Voted - For
1.9 Elect Director Bruce J. Nordstrom Management For Voted - For
1.10 Elect Director David P. Wagener Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
PIONEER NATURAL RESOURCES COMPANY
SECURITY ID: 723787107 TICKER: PXD
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Edison C. Buchanan Management For Voted - For
1.2 Elect Director Andrew F. Cates Management For Voted - For
1.3 Elect Director Timothy L. Dove Management For Voted - For
1.4 Elect Director Phillip A. Gobe Management For Voted - For
1.5 Elect Director Larry R. Grillot Management For Voted - For
1.6 Elect Director Stacy P. Methvin Management For Voted - For
1.7 Elect Director Royce W. Mitchell Management For Voted - For
1.8 Elect Director Frank A. Risch Management For Voted - For
1.9 Elect Director Scott D. Sheffield Management For Voted - For
1.10 Elect Director J. Kenneth Thompson Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Phoebe A. Wood Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Proxy Access Right Shareholder Against Voted - For
PITNEY BOWES INC.
SECURITY ID: 724479100 TICKER: PBI
Meeting Date: 11-May-15 Meeting Type: Annual
1a Elect Director Linda G. Alvarado Management For Voted - For
1b Elect Director Anne M. Busquet Management For Voted - For
1c Elect Director Roger Fradin Management For Voted - For
1d Elect Director Anne Sutherland Fuchs Management For Voted - For
1e Elect Director S. Douglas Hutcheson Management For Voted - For
1f Elect Director Marc B. Lautenbach Management For Voted - For
1g Elect Director Eduardo R. Menasce Management For Voted - For
1h Elect Director Michael I. Roth Management For Voted - For
1i Elect Director David L. Shedlarz Management For Voted - For
1j Elect Director David B. Snow, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PLUM CREEK TIMBER COMPANY, INC.
SECURITY ID: 729251108 TICKER: PCL
Meeting Date: 05-May-15 Meeting Type: Annual
1a Elect Director Rick R. Holley Management For Voted - For
1b Elect Director Robin Josephs Management For Voted - For
1c Elect Director Sara Grootwassink Lewis Management For Voted - For
1d Elect Director John G. McDonald Management For Voted - For
1e Elect Director Robert B. McLeod Management For Voted - For
1f Elect Director John F. Morgan, Sr. Management For Voted - For
1g Elect Director Marc F. Racicot Management For Voted - For
1h Elect Director Lawrence A. Selzer Management For Voted - For
1i Elect Director Stephen C. Tobias Management For Voted - For
1j Elect Director Martin A. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PPG INDUSTRIES, INC.
SECURITY ID: 693506107 TICKER: PPG
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Bunch Management For Voted - For
1.2 Elect Director Michael W. Lamach Management For Voted - For
1.3 Elect Director Martin H. Richenhagen Management For Voted - For
1.4 Elect Director Thomas J. Usher Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
PPL CORPORATION
SECURITY ID: 69351T106 TICKER: PPL
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Rodney C. Adkins Management For Voted - For
1.2 Elect Director Frederick M. Bernthal Management For Voted - For
1.3 Elect Director John W. Conway Management For Voted - Against
1.4 Elect Director Philip G. Cox Management For Voted - For
1.5 Elect Director Steven G. Elliott Management For Voted - For
1.6 Elect Director Louise K. Goeser Management For Voted - Against
1.7 Elect Director Stuart E. Graham Management For Voted - Against
1.8 Elect Director Raja Rajamannar Management For Voted - For
1.9 Elect Director Craig A. Rogerson Management For Voted - Against
1.10 Elect Director William H. Spence Management For Voted - For
1.11 Elect Director Natica von Althann Management For Voted - For
1.12 Elect Director Keith H. Williamson Management For Voted - For
1.13 Elect Director Armando Zagalo de Lima Management For Voted - For
2 Provide Right to Call Special Meeting Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Proxy Access Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
8 Report on GHG Emission Reduction Scenarios Shareholder Against Voted - For
PRAXAIR, INC.
SECURITY ID: 74005P104 TICKER: PX
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Stephen F. Angel Management For Voted - For
1.2 Elect Director Oscar Bernardes Management For Voted - For
1.3 Elect Director Nance K. Dicciani Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Edward G. Galante Management For Voted - For
1.5 Elect Director Ira D. Hall Management For Voted - For
1.6 Elect Director Raymond W. LeBoeuf Management For Voted - For
1.7 Elect Director Larry D. McVay Management For Voted - For
1.8 Elect Director Denise L. Ramos Management For Voted - For
1.9 Elect Director Wayne T. Smith Management For Voted - For
1.10 Elect Director Robert L. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Require Independent Board Chairman Shareholder Against Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
PRECISION CASTPARTS CORP.
SECURITY ID: 740189105 TICKER: PCP
Meeting Date: 12-Aug-14 Meeting Type: Annual
1a Elect Director Mark Donegan Management For Voted - For
1b Elect Director Don R. Graber Management For Voted - For
1c Elect Director Lester L. Lyles Management For Voted - For
1d Elect Director Daniel J. Murphy Management For Voted - For
1e Elect Director Vernon E. Oechsle Management For Voted - For
1f Elect Director Ulrich Schmidt Management For Voted - For
1g Elect Director Richard L. Wambold Management For Voted - For
1h Elect Director Timothy A. Wicks Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
SECURITY ID: 74251V102 TICKER: PFG
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director Roger C. Hochschild Management For Voted - For
1.2 Elect Director Daniel J. Houston Management For Voted - For
1.3 Elect Director Elizabeth E. Tallett Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
PROLOGIS, INC.
SECURITY ID: 74340W103 TICKER: PLD
Meeting Date: 29-Apr-15 Meeting Type: Annual
1a Elect Director Hamid R. Moghadam Management For Voted - For
1b Elect Director George L. Fotiades Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Christine N. Garvey Management For Voted - For
1d Elect Director Lydia H. Kennard Management For Voted - For
1e Elect Director J. Michael Losh Management For Voted - For
1f Elect Director Irving F. Lyons, III Management For Voted - For
1g Elect Director David P. O'Connor Management For Voted - For
1h Elect Director Jeffrey L. Skelton Management For Voted - For
1i Elect Director Carl B. Webb Management For Voted - For
1j Elect Director William D. Zollars Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
SECURITY ID: 744320102 TICKER: PRU
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gordon M. Bethune Management For Voted - For
1.3 Elect Director Gilbert F. Casellas Management For Voted - For
1.4 Elect Director James G. Cullen Management For Voted - For
1.5 Elect Director Mark B. Grier Management For Voted - For
1.6 Elect Director Constance J. Horner Management For Voted - For
1.7 Elect Director Martina Hund-Mejean Management For Voted - For
1.8 Elect Director Karl J. Krapek Management For Voted - For
1.9 Elect Director Christine A. Poon Management For Voted - For
1.10 Elect Director Douglas A. Scovanner Management For Voted - For
1.11 Elect Director John R. Strangfeld Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
SECURITY ID: 744573106 TICKER: PEG
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Elect Director Albert R. Gamper, Jr. Management For Voted - For
1.2 Elect Director William V. Hickey Management For Voted - For
1.3 Elect Director Ralph Izzo Management For Voted - For
1.4 Elect Director Shirley Ann Jackson Management For Voted - For
1.5 Elect Director David Lilley Management For Voted - For
1.6 Elect Director Thomas A. Renyi Management For Voted - For
1.7 Elect Director Hak Cheol (H.C) Shin Management For Voted - For
1.8 Elect Director Richard J. Swift Management For Voted - For
1.9 Elect Director Susan Tomasky Management For Voted - For
1.10 Elect Director Alfred W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PUBLIC STORAGE
SECURITY ID: 74460D109 TICKER: PSA
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Ronald L. Havner, Jr. Management For Voted - For
1.2 Elect Director Tamara Hughes Gustavson Management For Voted - For
1.3 Elect Director Uri P. Harkham Management For Voted - For
1.4 Elect Director B. Wayne Hughes, Jr Management For Voted - For
1.5 Elect Director Avedick B. Poladian Management For Voted - For
1.6 Elect Director Gary E. Pruitt Management For Voted - For
1.7 Elect Director Ronald P. Spogli Management For Voted - For
1.8 Elect Director Daniel C. Staton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PULTEGROUP, INC.
SECURITY ID: 745867101 TICKER: PHM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard J. Dugas, Jr. Management For Voted - For
1.4 Elect Director Thomas J. Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Debra J. Kelly-Ennis Management For Voted - For
1.8 Elect Director Patrick J. O'Leary Management For Voted - For
1.9 Elect Director James J. Postl Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - For
PVH CORP.
SECURITY ID: 693656100 TICKER: PVH
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Director Mary Baglivo Management For Voted - For
1.2 Elect Director Brent Callinicos Management For Voted - For
1.3 Elect Director Emanuel Chirico Management For Voted - For
1.4 Elect Director Juan R. Figuereo Management For Voted - For
1.5 Elect Director Joseph B. Fuller Management For Voted - For
1.6 Elect Director Fred Gehring Management For Voted - For
1.7 Elect Director V. James Marino Management For Voted - For
1.8 Elect Director G. Penny McIntyre Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Henry Nasella Management For Voted - For
1.10 Elect Director Edward R. Rosenfeld Management For Voted - For
1.11 Elect Director Craig Rydin Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
QEP RESOURCES, INC.
SECURITY ID: 74733V100 TICKER: QEP
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Phillips S. Baker, Jr. Management For Voted - For
1.2 Elect Director Charles B. Stanley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
6 Report on Management of Hydraulic Fracturing Risks
and Opportunities Shareholder Against Voted - For
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1a Elect Director Barbara T. Alexander Management For Voted - For
1b Elect Director Donald G. Cruickshank Management For Voted - For
1c Elect Director Raymond V. Dittamore Management For Voted - For
1d Elect Director Susan Hockfield Management For Voted - For
1e Elect Director Thomas W. Horton Management For Voted - For
1f Elect Director Paul E. Jacobs Management For Voted - For
1g Elect Director Sherry Lansing Management For Voted - For
1h Elect Director Harish Manwani Management For Voted - For
1i Elect Director Steven M. Mollenkopf Management For Voted - For
1j Elect Director Duane A. Nelles Management For Voted - For
1k Elect Director Clark T. 'Sandy' Randt, Jr. Management For Voted - For
1l Elect Director Francisco Ros Management For Voted - For
1m Elect Director Jonathan J. Rubinstein Management For Voted - For
1n Elect Director Brent Scowcroft Management For Voted - For
1o Elect Director Marc I. Stern Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QUANTA SERVICES, INC.
SECURITY ID: 74762E102 TICKER: PWR
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director James R. Ball Management For Voted - For
1.2 Elect Director J. Michal Conaway Management For Voted - For
1.3 Elect Director Vincent D. Foster Management For Voted - For
1.4 Elect Director Bernard Fried Management For Voted - For
1.5 Elect Director Louis C. Golm Management For Voted - For
1.6 Elect Director Worthing F. Jackman Management For Voted - For
1.7 Elect Director James F. O'Neil, III Management For Voted - For
1.8 Elect Director Bruce Ranck Management For Voted - For
1.9 Elect Director Margaret B. Shannon Management For Voted - For
1.10 Elect Director Pat Wood, III Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
QUEST DIAGNOSTICS INCORPORATED
SECURITY ID: 74834L100 TICKER: DGX
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Jenne K. Britell Management For Voted - For
1.2 Elect Director Vicky B. Gregg Management For Voted - For
1.3 Elect Director Jeffrey M. Leiden Management For Voted - For
1.4 Elect Director Timothy L. Main Management For Voted - For
1.5 Elect Director Timothy M. Ring Management For Voted - For
1.6 Elect Director Daniel C. Stanzione Management For Voted - For
1.7 Elect Director Gail R. Wilensky Management For Voted - For
1.8 Elect Director John B. Ziegler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
RALPH LAUREN CORPORATION
SECURITY ID: 751212101 TICKER: RL
Meeting Date: 07-Aug-14 Meeting Type: Annual
1.1 Elect Director Frank A. Bennack, Jr. Management For Voted - For
1.2 Elect Director Joel L. Fleishman Management For Voted - For
1.3 Elect Director Hubert Joly Management For Voted - For
1.4 Elect Director Steven P. Murphy Management For Voted - For
2 Ratify Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
RANGE RESOURCES CORPORATION
SECURITY ID: 75281A109 TICKER: RRC
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Anthony V. Dub Management For Voted - For
1b Elect Director V. Richard Eales Management For Voted - For
1c Elect Director Allen Finkelson Management For Voted - For
1d Elect Director James M. Funk Management For Voted - For
1e Elect Director Christopher A. Helms Management For Voted - For
1f Elect Director Jonathan S. Linker Management For Voted - For
1g Elect Director Mary Ralph Lowe Management For Voted - For
1h Elect Director Kevin S. McCarthy Management For Voted - For
1i Elect Director John H. Pinkerton Management For Voted - For
1j Elect Director Jeffrey L. Ventura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
RAYTHEON COMPANY
SECURITY ID: 755111507 TICKER: RTN
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Tracy A. Atkinson Management For Voted - For
1b Elect Director James E. Cartwright Management For Voted - For
1c Elect Director Vernon E. Clark Management For Voted - For
1d Elect Director Stephen J. Hadley Management For Voted - For
1e Elect Director Thomas A. Kennedy Management For Voted - For
1f Elect Director Letitia A. Long Management For Voted - For
1g Elect Director George R. Oliver Management For Voted - For
1h Elect Director Michael C. Ruettgers Management For Voted - For
1i Elect Director Ronald L. Skates Management For Voted - For
1j Elect Director William R. Spivey Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RED HAT, INC.
SECURITY ID: 756577102 TICKER: RHT
Meeting Date: 07-Aug-14 Meeting Type: Annual
1.1 Elect Director Sohaib Abbasi Management For Voted - For
1.2 Elect Director Narendra K. Gupta Management For Voted - For
1.3 Elect Director William S. Kaiser Management For Voted - For
1.4 Elect Director James M. Whitehurst Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
REGENERON PHARMACEUTICALS, INC.
SECURITY ID: 75886F107 TICKER: REGN
Meeting Date: 12-Jun-15 Meeting Type: Annual
1.1 Elect Director Charles A. Baker Management For Voted - Withheld
1.2 Elect Director Arthur F. Ryan Management For Voted - For
1.3 Elect Director George L. Sing Management For Voted - Withheld
1.4 Elect Director Marc Tessier-Lavigne Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
REGIONS FINANCIAL CORPORATION
SECURITY ID: 7591EP100 TICKER: RF
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1a Elect Director George W. Bryan Management For Voted - For
1.1b Elect Director Carolyn H. Byrd Management For Voted - For
1.1c Elect Director David J. Cooper, Sr. Management For Voted - For
1.1d Elect Director Don DeFosset Management For Voted - For
1.1e Elect Director Eric C. Fast Management For Voted - For
1.1f Elect Director O. B. Grayson Hall, Jr. Management For Voted - For
1.1g Elect Director John D. Johns Management For Voted - For
1.1h Elect Director Ruth Ann Marshall Management For Voted - For
1.1i Elect Director Susan W. Matlock Management For Voted - For
1.1j Elect Director John E. Maupin, Jr. Management For Voted - For
1.1k Elect Director Charles D. McCrary Management For Voted - For
1.1l Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
REPUBLIC SERVICES, INC.
SECURITY ID: 760759100 TICKER: RSG
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Ramon A. Rodriguez Management For Voted - For
1b Elect Director Tomago Collins Management For Voted - For
1c Elect Director James W. Crownover Management For Voted - For
1d Elect Director Ann E. Dunwoody Management For Voted - For
1e Elect Director William J. Flynn Management For Voted - For
1f Elect Director Manuel Kadre Management For Voted - For
1g Elect Director Michael Larson Management For Voted - For
1h Elect Director W. Lee Nutter Management For Voted - For
1i Elect Director Donald W. Slager Management For Voted - For
1j Elect Director John M. Trani Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder None Voted - For
REYNOLDS AMERICAN INC.
SECURITY ID: 761713106 TICKER: RAI
Meeting Date: 28-Jan-15 Meeting Type: Special
1 Issue Shares in Connection with Mergers Management For Voted - For
2 Issue Shares in Connection with Mergers Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1a Elect Director John P. Daly Management For Voted - For
1.1b Elect Director Holly Keller Koeppel Management For Voted - For
1.1c Elect Director Richard E. Thornburgh Management For Voted - For
1.1d Elect Director Thomas C. Wajnert Management For Voted - For
1.1e Elect Director Ricardo Oberlander Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Green Tobacco Sickness Shareholder Against Voted - Against
5 Adopt Anti-Forced Labor Policy for Tobacco Supply
Chain Shareholder Against Voted - Against
ROBERT HALF INTERNATIONAL INC.
SECURITY ID: 770323103 TICKER: RHI
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Andrew S. Berwick, Jr. Management For Voted - For
1.2 Elect Director Harold M. Messmer, Jr. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Barbara J. Novogradac Management For Voted - For
1.4 Elect Director Robert J. Pace Management For Voted - For
1.5 Elect Director Frederick A. Richman Management For Voted - For
1.6 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROCKWELL AUTOMATION, INC.
SECURITY ID: 773903109 TICKER: ROK
Meeting Date: 03-Feb-15 Meeting Type: Annual
A1 Elect Director Betty C. Alewine Management For Voted - For
A2 Elect Director J. Phillip Holloman Management For Voted - For
A3 Elect Director Verne G. Istock Management For Voted - For
A4 Elect Director Lawrence D. Kingsley Management For Voted - For
A5 Elect Director Lisa A. Payne Management For Voted - For
B Ratify Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
ROCKWELL COLLINS, INC.
SECURITY ID: 774341101 TICKER: COL
Meeting Date: 05-Feb-15 Meeting Type: Annual
1.1 Elect Director Anthony J. Carbone Management For Voted - For
1.2 Elect Director Robert K. Ortberg Management For Voted - For
1.3 Elect Director Cheryl L. Shavers Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
ROPER TECHNOLOGIES, INC.
SECURITY ID: 776696106 TICKER: ROP
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Elect Director Amy Woods Brinkley Management For Voted - For
1.2 Elect Director Robert D. Johnson Management For Voted - For
1.3 Elect Director Robert E. Knowling, Jr. Management For Voted - For
1.4 Elect Director Wilbur J. Prezzano Management For Voted - For
1.5 Elect Director Laura G. Thatcher Management For Voted - For
1.6 Elect Director Richard F. Wallman Management For Voted - For
1.7 Elect Director Christopher Wright Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
ROSS STORES, INC.
SECURITY ID: 778296103 TICKER: ROST
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director George P. Orban Management For Voted - For
1h Elect Director Michael O'Sullivan Management For Voted - For
1i Elect Director Lawrence S. Peiros Management For Voted - For
1j Elect Director Gregory L. Quesnel Management For Voted - For
1k Elect Director Barbara Rentler Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
ROWAN COMPANIES PLC
SECURITY ID: G7665A101 TICKER: RDC
Meeting Date: 15-Aug-14 Meeting Type: Special
1 Approve Capital Reduction Management For Voted - For
ROYAL CARIBBEAN CRUISES LTD.
SECURITY ID: V7780T103 TICKER: RCL
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director John F. Brock Management For Voted - For
1b Elect Director Richard D. Fain Management For Voted - For
1c Elect Director Ann S. Moore Management For Voted - For
1d Elect Director Eyal M. Ofer Management For Voted - For
1e Elect Director William K. Reilly Management For Voted - For
1f Elect Director Vagn O. Sorensen Management For Voted - For
1g Elect Director Donald Thompson Management For Voted - For
1h Elect Director Arne Alexander Wilhelmsen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Approve Delisting of Shares from Stock Exchange Management For Voted - For
4 Ratify Pricewaterhouse Coopers LLP as Auditors Management For Voted - For
5 Report on Plans to Increase Board Diversity Shareholder Against Voted - Against
RYDER SYSTEM, INC.
SECURITY ID: 783549108 TICKER: R
Meeting Date: 01-May-15 Meeting Type: Annual
1a Elect Director John M. Berra Management For Voted - For
1b Elect Director Robert A. Hagemann Management For Voted - For
1c Elect Director Luis P. Nieto, Jr. Management For Voted - For
1d Elect Director E. Follin Smith Management For Voted - For
1e Elect Director Robert E. Sanchez Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement to Alter,
Amend, Repeal, or Adopt Certain Provisions of the
Bylaws Management For Voted - For
6 Reduce Supermajority Vote Requirement to Alter,
Amend, Repeal, or Adopt Certain Provisions of the
Articles Management For Voted - For
7 Reduce Supermajority Vote Requirement for General
Voting Requirement in the Bylaws Management For Voted - For
8 Report on Political Contributions Shareholder Against Voted - For
SALESFORCE.COM, INC.
SECURITY ID: 79466L302 TICKER: CRM
Meeting Date: 04-Jun-15 Meeting Type: Annual
1a Elect Director Marc R. Benioff Management For Voted - For
1b Elect Director Keith G. Block Management For Voted - For
1c Elect Director Craig A. Conway Management For Voted - For
1d Elect Director Alan G. Hassenfeld Management For Voted - For
1e Elect Director Colin L. Powell Management For Voted - For
1f Elect Director Sanford R. Robertson Management For Voted - For
1g Elect Director John V. Roos Management For Voted - For
1h Elect Director Lawrence J. Tomlinson Management For Voted - For
1i Elect Director Robin L. Washington Management For Voted - For
1j Elect Director Maynard G. Webb Management For Voted - For
1k Elect Director Susan D. Wojcicki Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SANDISK CORPORATION
SECURITY ID: 80004C101 TICKER: SNDK
Meeting Date: 18-Jun-15 Meeting Type: Annual
1a Elect Director Michael E. Marks Management For Voted - For
1b Elect Director Irwin Federman Management For Voted - For
1c Elect Director Steven J. Gomo Management For Voted - For
1d Elect Director Eddy W. Hartenstein Management For Voted - For
1e Elect Director Chenming Hu Management For Voted - For
1f Elect Director Catherine P. Lego Management For Voted - For
1g Elect Director Sanjay Mehrotra Management For Voted - For
1h Elect Director D. Scott Mercer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCANA CORPORATION
SECURITY ID: 80589M102 TICKER: SCG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director James A. Bennett Management For Voted - For
1.2 Elect Director Lynne M. Miller Management For Voted - For
1.3 Elect Director James W. Roquemore Management For Voted - For
1.4 Elect Director Maceo K. Sloan Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
SCHLUMBERGER LIMITED
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1a Elect Peter L.S. Currie as Director Management For Voted - For
1b Elect K. Vaman Kamath as Director Management For Voted - For
1c Elect V. Maureen Kempston Darkes as Director Management For Voted - For
1d Elect Paal Kibsgaard as Director Management For Voted - For
1e Elect Nikolay Kudryavtsev as Director Management For Voted - For
1f Elect Michael E. Marks as Director Management For Voted - For
1g Elect Indra K. Nooyi as Director Management For Voted - For
1h Elect Lubna S. Olayan as Director Management For Voted - For
1i Elect Leo Rafael Reif as Director Management For Voted - For
1j Elect Tore I. Sandvold as Director Management For Voted - For
1k Elect Henri Seydoux as Director Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
SCRIPPS NETWORKS INTERACTIVE, INC.
SECURITY ID: 811065101 TICKER: SNI
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Jarl Mohn Management For Voted - For
1.2 Elect Director Nicholas B. Paumgarten Management For Voted - For
1.3 Elect Director Jeffrey Sagansky Management For Voted - For
1.4 Elect Director Ronald W. Tysoe Management For Voted - For
SEAGATE TECHNOLOGY PLC
SECURITY ID: G7945M107 TICKER: STX
Meeting Date: 22-Oct-14 Meeting Type: Annual
1a Elect Director Stephen J. Luczo Management For Voted - For
1b Elect Director Frank J. Biondi, Jr. Management For Voted - For
1c Elect Director Michael R. Cannon Management For Voted - For
1d Elect Director Mei-Wei Cheng Management For Voted - For
1e Elect Director William T. Coleman Management For Voted - For
1f Elect Director Jay L. Geldmacher Management For Voted - For
1g Elect Director Kristen M. Onken Management For Voted - For
1h Elect Director Chong Sup Park Management For Voted - For
1i Elect Director Gregorio Reyes Management For Voted - For
1j Elect Director Stephanie Tilenius Management For Voted - For
1k Elect Director Edward J. Zander Management For Voted - For
2 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
3 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
4 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Authorize the Holding of the 2015 AGM at a Location
Outside Ireland Management For Voted - For
8 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
SEALED AIR CORPORATION
SECURITY ID: 81211K100 TICKER: SEE
Meeting Date: 14-May-15 Meeting Type: Annual
1 Elect Director Michael Chu Management For Voted - For
2 Elect Director Lawrence R. Codey Management For Voted - For
3 Elect Director Patrick Duff Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Elect Director Jacqueline B. Kosecoff Management For Voted - For
5 Elect Director Neil Lustig Management For Voted - For
6 Elect Director Kenneth P. Manning Management For Voted - For
7 Elect Director William J. Marino Management For Voted - For
8 Elect Director Jerome A. Peribere Management For Voted - For
9 Elect Director Richard L. Wambold Management For Voted - Against
10 Elect Director Jerry R. Whitaker Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify Ernst & Young LLP as Auditors Management For Voted - For
SEMPRA ENERGY
SECURITY ID: 816851109 TICKER: SRE
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director Alan L. Boeckmann Management For Voted - For
1.2 Elect Director James G. Brocksmith, Jr. Management For Voted - For
1.3 Elect Director Kathleen L. Brown Management For Voted - For
1.4 Elect Director Pablo A. Ferrero Management For Voted - For
1.5 Elect Director William D. Jones Management For Voted - For
1.6 Elect Director William G. Ouchi Management For Voted - For
1.7 Elect Director Debra L. Reed Management For Voted - For
1.8 Elect Director William C. Rusnack Management For Voted - For
1.9 Elect Director William P. Rutledge Management For Voted - For
1.10 Elect Director Lynn Schenk Management For Voted - For
1.11 Elect Director Jack T. Taylor Management For Voted - For
1.12 Elect Director Luis M. Tellez Management For Voted - For
1.13 Elect Director James C. Yardley Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
SIMON PROPERTY GROUP, INC.
SECURITY ID: 828806109 TICKER: SPG
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Melvyn E. Bergstein Management For Voted - For
1b Elect Director Larry C. Glasscock Management For Voted - For
1c Elect Director Karen N. Horn Management For Voted - For
1d Elect Director Allan Hubbard Management For Voted - For
1e Elect Director Reuben S. Leibowitz Management For Voted - For
1f Elect Director Daniel C. Smith Management For Voted - For
1g Elect Director J. Albert Smith, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SNAP-ON INCORPORATED
SECURITY ID: 833034101 TICKER: SNA
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Karen L. Daniel Management For Voted - For
1.2 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.3 Elect Director Nathan J. Jones Management For Voted - For
1.4 Elect Director Henry W. Knueppel Management For Voted - For
1.5 Elect Director Nicholas T. Pinchuk Management For Voted - For
1.6 Elect Director Gregg M. Sherrill Management For Voted - For
1.7 Elect Director Donald J. Stebbins Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SOUTHWEST AIRLINES CO.
SECURITY ID: 844741108 TICKER: LUV
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Gary C. Kelly Management For Voted - For
1g Elect Director Nancy B. Loeffler Management For Voted - For
1h Elect Director John T. Montford Management For Voted - For
1i Elect Director Thomas M. Nealon Management For Voted - For
1j Elect Director Daniel D. Villanueva Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Elect Director John D. Gass Management For Voted - For
1.2 Elect Director Catherine A. Kehr Management For Voted - For
1.3 Elect Director Greg D. Kerley Management For Voted - For
1.4 Elect Director Vello A. Kuuskraa Management For Voted - For
1.5 Elect Director Kenneth R. Mourton Management For Voted - For
1.6 Elect Director Steven L. Mueller Management For Voted - For
1.7 Elect Director Elliott Pew Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Terry W. Rathert Management For Voted - For
1.9 Elect Director Alan H. Stevens Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Bylaws-- Call Special Meetings Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
SPECTRA ENERGY CORP
SECURITY ID: 847560109 TICKER: SE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1a Elect Director Gregory L. Ebel Management For Voted - For
1.1b Elect Director F. Anthony Comper Management For Voted - For
1.1c Elect Director Austin A. Adams Management For Voted - For
1.1d Elect Director Joseph Alvarado Management For Voted - For
1.1e Elect Director Pamela L. Carter Management For Voted - For
1.1f Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1.1g Elect Director Peter B. Hamilton Management For Voted - For
1.1h Elect Director Miranda C. Hubbs Management For Voted - For
1.1i Elect Director Michael McShane Management For Voted - For
1.1j Elect Director Michael G. Morris Management For Voted - For
1.1k Elect Director Michael E.J. Phelps Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ST. JUDE MEDICAL, INC.
SECURITY ID: 790849103 TICKER: STJ
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director John W. Brown Management For Voted - For
1b Elect Director Daniel J. Starks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STANLEY BLACK & DECKER, INC.
SECURITY ID: 854502101 TICKER: SWK
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Elect Director Andrea J. Ayers Management For Voted - For
1.2 Elect Director George W. Buckley Management For Voted - For
1.3 Elect Director Patrick D. Campbell Management For Voted - For
1.4 Elect Director Carlos M. Cardoso Management For Voted - For
1.5 Elect Director Robert B. Coutts Management For Voted - For
1.6 Elect Director Debra A. Crew Management For Voted - For
1.7 Elect Director Benjamin H. Griswold, IV Management For Voted - For
1.8 Elect Director Anthony Luiso Management For Voted - For
1.9 Elect Director John F. Lundgren Management For Voted - For
1.10 Elect Director Marianne M. Parrs Management For Voted - For
1.11 Elect Director Robert L. Ryan Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
STAPLES, INC.
SECURITY ID: 855030102 TICKER: SPLS
Meeting Date: 01-Jun-15 Meeting Type: Annual
1a Elect Director Basil L. Anderson Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Paul-Henri Ferrand Management For Voted - For
1d Elect Director Kunal S. Kamlani Management For Voted - For
1e Elect Director Carol Meyrowitz Management For Voted - For
1f Elect Director Rowland T. Moriarty Management For Voted - For
1g Elect Director Ronald L. Sargent Management For Voted - For
1h Elect Director Robert E. Sulentic Management For Voted - For
1i Elect Director Raul Vazquez Management For Voted - For
1j Elect Director Vijay Vishwanath Management For Voted - For
1k Elect Director Paul F. Walsh Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Eliminate or Restrict Severance Agreements
(Change-in-Control) Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 18-Mar-15 Meeting Type: Annual
1a Elect Director Howard Schultz Management For Voted - For
1b Elect Director William W. Bradley Management For Voted - For
1c Elect Director Robert M. Gates Management For Voted - For
1d Elect Director Mellody Hobson Management For Voted - For
1e Elect Director Kevin R. Johnson Management For Voted - For
1f Elect Director Olden Lee Management For Voted - For
1g Elect Director Joshua Cooper Ramo Management For Voted - For
1h Elect Director James G. Shennan, Jr. Management For Voted - For
1i Elect Director Clara Shih Management For Voted - For
1j Elect Director Javier G. Teruel Management For Voted - For
1k Elect Director Myron E. Ullman, III Management For Voted - For
1l Elect Director Craig E. Weatherup Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Amend Bylaws to Establish a Board Committee on
Sustainability Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
SECURITY ID: 85590A401 TICKER: HOT
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Adam M. Aron Management For Voted - For
1b Elect Director Bruce W. Duncan Management For Voted - For
1c Elect Director Charlene Barshefsky Management For Voted - For
1d Elect Director Thomas E. Clarke Management For Voted - For
1e Elect Director Clayton C. Daley, Jr. Management For Voted - For
1f Elect Director Lizanne Galbreath Management For Voted - For
1g Elect Director Eric Hippeau Management For Voted - For
1h Elect Director Aylwin B. Lewis Management For Voted - For
1i Elect Director Stephen R. Quazzo Management For Voted - For
1j Elect Director Thomas O. Ryder Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STATE STREET CORPORATION
SECURITY ID: 857477103 TICKER: STT
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Kennett F. Burnes Management For Voted - For
1c Elect Director Patrick de Saint-Aignan Management For Voted - For
1d Elect Director Amelia C. Fawcett Management For Voted - For
1e Elect Director William C. Freda Management For Voted - For
1f Elect Director Linda A. Hill Management For Voted - For
1g Elect Director Joseph L. Hooley Management For Voted - For
1h Elect Director Robert S. Kaplan Management For Voted - For
1i Elect Director Richard P. Sergel Management For Voted - For
1j Elect Director Ronald L. Skates Management For Voted - For
1k Elect Director Gregory L. Summe Management For Voted - For
1l Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
STERICYCLE, INC.
SECURITY ID: 858912108 TICKER: SRCL
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Mark C. Miller Management For Voted - For
1b Elect Director Jack W. Schuler Management For Voted - For
1c Elect Director Charles A. Alutto Management For Voted - For
1d Elect Director Lynn D. Bleil Management For Voted - For
1e Elect Director Thomas D. Brown Management For Voted - For
1f Elect Director Thomas F. Chen Management For Voted - For
1g Elect Director Rod F. Dammeyer Management For Voted - For
1h Elect Director William K. Hall Management For Voted - For
1i Elect Director John Patience Management For Voted - For
1j Elect Director Mike S. Zafirovski Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
STRYKER CORPORATION
SECURITY ID: 863667101 TICKER: SYK
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1a Elect Director Howard E. Cox, Jr. Management For Voted - For
1.1b Elect Director Srikant M. Datar Management For Voted - For
1.1c Elect Director Roch Doliveux Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1d Elect Director Louise L. Francesconi Management For Voted - For
1.1e Elect Director Allan C. Golston Management For Voted - For
1.1f Elect Director Kevin A. Lobo Management For Voted - For
1.1g Elect Director William U. Parfet Management For Voted - For
1.1h Elect Director Andrew K. Silvernail Management For Voted - For
1.1i Elect Director Ronda E. Stryker Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SUNTRUST BANKS, INC.
SECURITY ID: 867914103 TICKER: STI
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Robert M. Beall, II Management For Voted - For
1.2 Elect Director Paul R. Garcia Management For Voted - For
1.3 Elect Director David H. Hughes Management For Voted - For
1.4 Elect Director M. Douglas Ivester Management For Voted - For
1.5 Elect Director Kyle Prechtl Legg Management For Voted - For
1.6 Elect Director William A. Linnenbringer Management For Voted - For
1.7 Elect Director Donna S. Morea Management For Voted - For
1.8 Elect Director David M. Ratcliffe Management For Voted - For
1.9 Elect Director William H. Rogers, Jr. Management For Voted - For
1.10 Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1.11 Elect Director Thomas R. Watjen Management For Voted - For
1.12 Elect Director Phail Wynn, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
SYMANTEC CORPORATION
SECURITY ID: 871503108 TICKER: SYMC
Meeting Date: 28-Oct-14 Meeting Type: Annual
1a Elect Director Michael A. Brown Management For Voted - For
1b Elect Director Frank E. Dangeard Management For Voted - For
1c Elect Director Geraldine B. Laybourne Management For Voted - For
1d Elect Director David L. Mahoney Management For Voted - For
1e Elect Director Robert S. Miller Management For Voted - For
1f Elect Director Anita M. Sands Management For Voted - For
1g Elect Director Daniel H. Schulman Management For Voted - For
1h Elect Director V. Paul Unruh Management For Voted - For
1i Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SYSCO CORPORATION
SECURITY ID: 871829107 TICKER: SYY
Meeting Date: 19-Nov-14 Meeting Type: Annual
1a Elect Director John M. Cassaday Management For Voted - For
1b Elect Director Judith B. Craven Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director Larry C. Glasscock Management For Voted - For
1e Elect Director Jonathan Golden Management For Voted - For
1f Elect Director Joseph A. Hafner, Jr. Management For Voted - For
1g Elect Director Hans-Joachim Koerber Management For Voted - For
1h Elect Director Nancy S. Newcomb Management For Voted - For
1i Elect Director Richard G. Tilghman Management For Voted - For
1j Elect Director Jackie M. Ward Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Auditors Management For Voted - For
T. ROWE PRICE GROUP, INC.
SECURITY ID: 74144T108 TICKER: TROW
Meeting Date: 23-Apr-15 Meeting Type: Annual
1a Elect Director Mark S. Bartlett Management For Voted - For
1b Elect Director Edward C. Bernard Management For Voted - For
1c Elect Director Mary K. Bush Management For Voted - For
1d Elect Director Donald B. Hebb, Jr. Management For Voted - For
1e Elect Director Freeman A. Hrabowski, III Management For Voted - For
1f Elect Director James A.C. Kennedy Management For Voted - For
1g Elect Director Robert F. MacLellan Management For Voted - For
1h Elect Director Brian C. Rogers Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
1j Elect Director Alfred Sommer Management For Voted - For
1k Elect Director Dwight S. Taylor Management For Voted - For
1l Elect Director Anne Marie Whittemore Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LL as Auditors Management For Voted - For
TARGET CORPORATION
SECURITY ID: 87612E106 TICKER: TGT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Brian C. Cornell Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Calvin Darden Management For Voted - For
1e Elect Director Henrique De Castro Management For Voted - For
1f Elect Director Mary E. Minnick Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
1h Elect Director Derica W. Rice Management For Voted - For
1i Elect Director Kenneth L. Salazar Management For Voted - For
1j Elect Director John G. Stumpf Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Cease Discrimination in Hiring, Vendor Contracts,
or Customer Relations Shareholder Against Voted - Against
TE CONNECTIVITY LTD.
SECURITY ID: H84989104 TICKER: TEL
Meeting Date: 03-Mar-15 Meeting Type: Annual
1a Elect Director Pierre R. Brondeau Management For Voted - For
1b Elect Director Juergen W. Gromer Management For Voted - For
1c Elect Director William A. Jeffrey Management For Voted - For
1d Elect Director Thomas J. Lynch Management For Voted - For
1e Elect Director Yong Nam Management For Voted - For
1f Elect Director Daniel J. Phelan Management For Voted - For
1g Elect Director Lawrence S. Smith Management For Voted - For
1h Elect Director Paula A. Sneed Management For Voted - For
1i Elect Director David P. Steiner Management For Voted - For
1j Elect Director John C. Van Scoter Management For Voted - For
1k Elect Director Laura H. Wright Management For Voted - For
2 Elect Board Chairman Thomas J. Lynch Management For Voted - Against
3a Elect Daniel J. Phelan as Member of Management
Development & Compensation Committee Management For Voted - For
3b Elect Paula A. Sneed as Member of Management
Development & Compensation Committee Management For Voted - For
3c Elect David P. Steiner as Member of Management
Development & Compensation Committee Management For Voted - For
3d Elect John C. Van Scoter as Member of Management
Development & Compensation Committee Management For Voted - For
4 Designate Jvo Grundler as Independent Proxy Management For Voted - For
5.1 Accept Annual Report for Fiscal Year Ended
September 26, 2014 Management For Voted - For
5.2 Accept Statutory Financial Statements for Fiscal
Year Ended September 26, 2014 Management For Voted - For
5.3 Approve Consolidated Financial Statements for
Fiscal Year Ended September 26, 2014 Management For Voted - For
6 Approve Discharge of Board and Senior Management Management For Voted - For
7.1 Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm for Fiscal Year
Ending September 25, 2015 Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8 Amend Articles of Association Re: Implementation of
Requirements Under the Swiss Ordinance Regarding
Elections and Certain Other Matters Management For Voted - For
9 Amend Articles of Association Re: Implementation of
the New Legal Requirements Management For Voted - For
10 Amend Articles of Association Re: Vote Standard for
Shareholder Resolutions and Elections Management For Voted - For
11 Amend Articles of Association Re: Applicable Vote
Standard for Contested Election of Directors,
Chairperson of the Board of Directors or Members of
the Compensation Committee Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13 Approve the Increase in Maximum Aggregate
Remuneration of Executive Management Management For Voted - For
14 Approve the Increase in Maximum Aggregate
Remuneration of Board of Directors Management For Voted - For
15 Approve Allocation of Available Earnings for Fiscal
Year 2014 Management For Voted - For
16 Approve Declaration of Dividend Management For Voted - For
17 Renew Authorized Capital Management For Voted - Against
18 Approve Reduction of Share Capital Management For Voted - For
19 Adjourn Meeting Management For Voted - Against
TECO ENERGY, INC.
SECURITY ID: 872375100 TICKER: TE
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director James L. Ferman, Jr. Management For Voted - For
1.2 Elect Director Evelyn V. Follit Management For Voted - For
1.3 Elect Director Sherrill W. Hudson Management For Voted - For
1.4 Elect Director Joseph P. Lacher Management For Voted - For
1.5 Elect Director Loretta A. Penn Management For Voted - For
1.6 Elect Director John B. Ramil Management For Voted - For
1.7 Elect Director Tom L. Rankin Management For Voted - For
1.8 Elect Director William D. Rockford Management For Voted - For
1.9 Elect Director Paul L. Whiting Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
TENET HEALTHCARE CORPORATION
SECURITY ID: 88033G407 TICKER: THC
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director Trevor Fetter Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Brenda J. Gaines Management For Voted - For
1c Elect Director Karen M. Garrison Management For Voted - For
1d Elect Director Edward A. Kangas Management For Voted - For
1e Elect Director J. Robert Kerrey Management For Voted - For
1f Elect Director Freda C. Lewis-Hall Management For Voted - For
1g Elect Director Richard R. Pettingill Management For Voted - For
1h Elect Director Ronald A. Rittenmeyer Management For Voted - For
1i Elect Director Tammy Romo Management For Voted - For
1j Elect Director James A. Unruh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
TERADATA CORPORATION
SECURITY ID: 88076W103 TICKER: TDC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Lisa R. Bacus Management For Voted - For
1b Elect Director Michael F. Koehler Management For Voted - For
1c Elect Director James M. Ringler Management For Voted - For
1d Elect Director John G. Schwarz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
TESORO CORPORATION
SECURITY ID: 881609101 TICKER: TSO
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Gregory J. Goff Management For Voted - For
1.3 Elect Director Robert W. Goldman Management For Voted - For
1.4 Elect Director David Lilley Management For Voted - For
1.5 Elect Director Mary Pat McCarthy Management For Voted - For
1.6 Elect Director J.W. Nokes Management For Voted - For
1.7 Elect Director Susan Tomasky Management For Voted - For
1.8 Elect Director Michael E. Wiley Management For Voted - For
1.9 Elect Director Patrick Y. Yang Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TEXAS INSTRUMENTS INCORPORATED
SECURITY ID: 882508104 TICKER: TXN
Meeting Date: 16-Apr-15 Meeting Type: Annual
1a Elect Director Ralph W. Babb, Jr. Management For Voted - For
1b Elect Director Mark A. Blinn Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Ronald Kirk Management For Voted - For
1f Elect Director Pamela H. Patsley Management For Voted - For
1g Elect Director Robert E. Sanchez Management For Voted - For
1h Elect Director Wayne R. Sanders Management For Voted - For
1i Elect Director Ruth J. Simmons Management For Voted - For
1j Elect Director Richard K. Templeton Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TEXTRON INC.
SECURITY ID: 883203101 TICKER: TXT
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Elect Director Scott C. Donnelly Management For Voted - For
1.2 Elect Director Kathleen M. Bader Management For Voted - For
1.3 Elect Director R. Kerry Clark Management For Voted - For
1.4 Elect Director James T. Conway Management For Voted - For
1.5 Elect Director Ivor J. Evans Management For Voted - For
1.6 Elect Director Lawrence K. Fish Management For Voted - For
1.7 Elect Director Paul E. Gagne Management For Voted - For
1.8 Elect Director Dain M. Hancock Management For Voted - For
1.9 Elect Director Lord Powell Management For Voted - For
1.10 Elect Director Lloyd G. Trotter Management For Voted - For
1.11 Elect Director James L. Ziemer Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Claw-back of Payments under Restatements Shareholder Against Voted - For
THE ADT CORPORATION
SECURITY ID: 00101J106 TICKER: ADT
Meeting Date: 17-Mar-15 Meeting Type: Annual
1a Elect Director Thomas Colligan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Richard Daly Management For Voted - For
1c Elect Director Timothy Donahue Management For Voted - For
1d Elect Director Robert Dutkowsky Management For Voted - For
1e Elect Director Bruce Gordon Management For Voted - For
1f Elect Director Naren Gursahaney Management For Voted - For
1g Elect Director Bridgette Heller Management For Voted - For
1h Elect Director Kathleen Hyle Management For Voted - For
1i Elect Director Christopher Hylen Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE AES CORPORATION
SECURITY ID: 00130H105 TICKER: AES
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Elect Director Andres R. Gluski Management For Voted - For
1.2 Elect Director Charles L. Harrington Management For Voted - For
1.3 Elect Director Kristina M. Johnson Management For Voted - For
1.4 Elect Director Tarun Khanna Management For Voted - For
1.5 Elect Director Holly K. Koeppel Management For Voted - For
1.6 Elect Director Philip Lader Management For Voted - For
1.7 Elect Director James H. Miller Management For Voted - For
1.8 Elect Director John B. Morse, Jr. Management For Voted - For
1.9 Elect Director Moises Naim Management For Voted - For
1.10 Elect Director Charles O. Rossotti Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Provide Right to Call Special Meeting Management For Voted - Against
7 Provide Proxy Access Right Management For Voted - Against
8 Provide Right to Call Special Meeting Shareholder Against Voted - For
9 Proxy Access Shareholder Against Voted - For
THE ALLSTATE CORPORATION
SECURITY ID: 020002101 TICKER: ALL
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Robert D. Beyer Management For Voted - For
1b Elect Director Kermit R. Crawford Management For Voted - For
1c Elect Director Michael L. Eskew Management For Voted - For
1d Elect Director Herbert L. Henkel Management For Voted - For
1e Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1f Elect Director Andrea Redmond Management For Voted - For
1g Elect Director John W. Rowe Management For Voted - For
1h Elect Director Judith A. Sprieser Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Mary Alice Taylor Management For Voted - For
1j Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
THE BANK OF NEW YORK MELLON CORPORATION
SECURITY ID: 064058100 TICKER: BK
Meeting Date: 14-Apr-15 Meeting Type: Annual
1.1 Elect Director Nicholas M. Donofrio Management For Voted - For
1.2 Elect Director Joseph J. Echevarria Management For Voted - For
1.3 Elect Director Edward P. Garden Management For Voted - For
1.4 Elect Director Jeffrey A. Goldstein Management For Voted - For
1.5 Elect Director Gerald L. Hassell Management For Voted - For
1.6 Elect Director John M. Hinshaw Management For Voted - For
1.7 Elect Director Edmund F. 'Ted' Kelly Management For Voted - For
1.8 Elect Director Richard J. Kogan Management For Voted - For
1.9 Elect Director John A. Luke, Jr. Management For Voted - For
1.10 Elect Director Mark A. Nordenberg Management For Voted - For
1.11 Elect Director Catherine A. Rein Management For Voted - For
1.12 Elect Director William C. Richardson Management For Voted - For
1.13 Elect Director Samuel C. Scott, III Management For Voted - For
1.14 Elect Director Wesley W. von Schack Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
THE BOEING COMPANY
SECURITY ID: 097023105 TICKER: BA
Meeting Date: 27-Apr-15 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Kenneth M. Duberstein Management For Voted - For
1d Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1e Elect Director Lawrence W. Kellner Management For Voted - For
1f Elect Director Edward M. Liddy Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
1h Elect Director Susan C. Schwab Management For Voted - For
1i Elect Director Ronald A. Williams Management For Voted - For
1j Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Claw-back of Payments under Restatements Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 13-May-15 Meeting Type: Annual
1a Elect Director Nancy H. Bechtle Management For Voted - For
1b Elect Director Walter W. Bettinger, II Management For Voted - For
1c Elect Director C. Preston Butcher Management For Voted - For
1d Elect Director Christopher V. Dodds Management For Voted - For
1e Elect Director Mark A. Goldfarb Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Prepare Employment Diversity Report Shareholder Against Voted - For
8 Pro-Rata Vesting of Equity Awards Shareholder Against Voted - For
9 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
THE CHUBB CORPORATION
SECURITY ID: 171232101 TICKER: CB
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director Zoe Baird Budinger Management For Voted - For
1b Elect Director Sheila P. Burke Management For Voted - For
1c Elect Director James I. Cash, Jr. Management For Voted - For
1d Elect Director John D. Finnegan Management For Voted - For
1e Elect Director Timothy P. Flynn Management For Voted - For
1f Elect Director Karen M. Hoguet Management For Voted - For
1g Elect Director Lawrence W. Kellner Management For Voted - For
1h Elect Director Martin G. McGuinn Management For Voted - For
1i Elect Director Lawrence M. Small Management For Voted - For
1j Elect Director Jess Soderberg Management For Voted - For
1k Elect Director Daniel E. Somers Management For Voted - For
1l Elect Director William C. Weldon Management For Voted - For
1m Elect Director James M. Zimmerman Management For Voted - For
1n Elect Director Alfred W. Zollar Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Sustainability, Including Quantitative
Goals Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CLOROX COMPANY
SECURITY ID: 189054109 TICKER: CLX
Meeting Date: 19-Nov-14 Meeting Type: Annual
1.1 Elect Director Daniel Boggan, Jr. Management For Voted - For
1.2 Elect Director Richard H. Carmona Management For Voted - For
1.3 Elect Director Benno Dorer Management For Voted - For
1.4 Elect Director George J. Harad Management For Voted - For
1.5 Elect Director Donald R. Knauss Management For Voted - For
1.6 Elect Director Esther Lee Management For Voted - For
1.7 Elect Director Robert W. Matschullat Management For Voted - For
1.8 Elect Director Jeffrey Noddle Management For Voted - For
1.9 Elect Director Rogelio Rebolledo Management For Voted - For
1.10 Elect Director Pamela Thomas-Graham Management For Voted - For
1.11 Elect Director Carolyn M. Ticknor Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
THE COCA-COLA COMPANY
SECURITY ID: 191216100 TICKER: KO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Herbert A. Allen Management For Voted - For
1.2 Elect Director Ronald W. Allen Management For Voted - For
1.3 Elect Director Marc Bolland Management For Voted - For
1.4 Elect Director Ana Botin Management For Voted - For
1.5 Elect Director Howard G. Buffet Management For Voted - For
1.6 Elect Director Richard M. Daley Management For Voted - For
1.7 Elect Director Barry Diller Management For Voted - For
1.8 Elect Director Helene D. Gayle Management For Voted - For
1.9 Elect Director Evan G. Greenberg Management For Voted - For
1.10 Elect Director Alexis M. Herman Management For Voted - For
1.11 Elect Director Muhtar Kent Management For Voted - For
1.12 Elect Director Robert A. Kotick Management For Voted - For
1.13 Elect Director Maria Elena Lagomasino Management For Voted - For
1.14 Elect Director Sam Nunn Management For Voted - For
1.15 Elect Director David B. Weinberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
5 Seek Shareholder Approval to Release of Unvested
Restricted Stock Awards and Unvested PSU Awards to
Senior Executives Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE DOW CHEMICAL COMPANY
SECURITY ID: 260543103 TICKER: DOW
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Ajay Banga Management For Voted - For
1b Elect Director Jacqueline K. Barton Management For Voted - For
1c Elect Director James A. Bell Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Mark Loughridge Management For Voted - For
1h Elect Director Raymond J. Milchovich Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Paul Polman Management For Voted - For
1k Elect Director Dennis H. Reilley Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
1m Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE DUN & BRADSTREET CORPORATION
SECURITY ID: 26483E100 TICKER: DNB
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Robert P. Carrigan Management For Voted - For
1b Elect Director Christopher J. Coughlin Management For Voted - For
1c Elect Director L. Gordon Crovitz Management For Voted - For
1d Elect Director James N. Fernandez Management For Voted - For
1e Elect Director Paul R. Garcia Management For Voted - For
1f Elect Director Anastassia Lauterbach Management For Voted - For
1g Elect Director Thomas J. Manning Management For Voted - For
1h Elect Director Sandra E. Peterson Management For Voted - For
1i Elect Director Judith A. Reinsdorf Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Amend Right to Call Special Meeting Management For Voted - For
6 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE ESTEE LAUDER COMPANIES INC.
SECURITY ID: 518439104 TICKER: EL
Meeting Date: 14-Nov-14 Meeting Type: Annual
1.1 Elect Director Charlene Barshefsky Management For Voted - For
1.2 Elect Director Wei Sun Christianson Management For Voted - For
1.3 Elect Director Fabrizio Freda Management For Voted - For
1.4 Elect Director Jane Lauder Management For Voted - For
1.5 Elect Director Leonard A. Lauder Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE GAP, INC.
SECURITY ID: 364760108 TICKER: GPS
Meeting Date: 19-May-15 Meeting Type: Annual
1a Elect Director Domenico De Sole Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Isabella D. Goren Management For Voted - For
1e Elect Director Bob L. Martin Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Arthur Peck Management For Voted - For
1h Elect Director Mayo A. Shattuck, III Management For Voted - For
1i Elect Director Katherine Tsang Management For Voted - For
1j Elect Director Padmasree Warrior Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE GOLDMAN SACHS GROUP, INC.
SECURITY ID: 38141G104 TICKER: GS
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Lloyd C. Blankfein Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Gary D. Cohn Management For Voted - For
1d Elect Director Mark Flaherty Management For Voted - For
1e Elect Director William W. George Management For Voted - For
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Lakshmi N. Mittal Management For Voted - For
1h Elect Director Adebayo O. Ogunlesi Management For Voted - For
1i Elect Director Peter Oppenheimer Management For Voted - For
1j Elect Director Debora L. Spar Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Mark E. Tucker Management For Voted - For
1l Elect Director David A. Viniar Management For Voted - For
1m Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
6 Report on Certain Vesting Program Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE GOODYEAR TIRE & RUBBER COMPANY
SECURITY ID: 382550101 TICKER: GT
Meeting Date: 13-Apr-15 Meeting Type: Annual
1a Elect Director William J. Conaty Management For Voted - For
1b Elect Director James A. Firestone Management For Voted - For
1c Elect Director Werner Geissler Management For Voted - For
1d Elect Director Peter S. Hellman Management For Voted - For
1e Elect Director Laurette T. Koellner Management For Voted - For
1f Elect Director Richard J. Kramer Management For Voted - For
1g Elect Director W. Alan McCollough Management For Voted - For
1h Elect Director John E. McGlade Management For Voted - For
1i Elect Director Michael J. Morell Management For Voted - For
1j Elect Director Roderick A. Palmore Management For Voted - For
1k Elect Director Stephanie A. Streeter Management For Voted - For
1l Elect Director Thomas H. Weidemeyer Management For Voted - For
1m Elect Director Michael R. Wessel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement for Certain
Business Combinations Management For Voted - For
6 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 416515104 TICKER: HIG
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Kathryn A. Mikells Management For Voted - For
1d Elect Director Michael G. Morris Management For Voted - For
1e Elect Director Thomas A. Renyi Management For Voted - For
1f Elect Director Julie G. Richardson Management For Voted - For
1g Elect Director Teresa W. Roseborough Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Virginia P. Ruesterholz Management For Voted - For
1i Elect Director Charles B. Strauss Management For Voted - For
1j Elect Director Christopher J. Swift Management For Voted - For
1k Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HERSHEY COMPANY
SECURITY ID: 427866108 TICKER: HSY
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director John P. Bilbrey Management For Voted - For
1.3 Elect Director Robert F. Cavanaugh Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director Robert M. Malcolm Management For Voted - For
1.7 Elect Director James M. Mead Management For Voted - For
1.8 Elect Director James E. Nevels Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Thomas J. Ridge Management For Voted - For
1.11 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 21-May-15 Meeting Type: Annual
1a Elect Director Ari Bousbib Management For Voted - For
1b Elect Director Gregory D. Brenneman Management For Voted - For
1c Elect Director J. Frank Brown Management For Voted - For
1d Elect Director Albert P. Carey Management For Voted - For
1e Elect Director Armando Codina Management For Voted - For
1f Elect Director Helena B. Foulkes Management For Voted - For
1g Elect Director Wayne M. Hewett Management For Voted - For
1h Elect Director Karen L. Katen Management For Voted - For
1i Elect Director Craig A. Menear Management For Voted - For
1j Elect Director Mark Vadon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE INTERPUBLIC GROUP OF COMPANIES, INC.
SECURITY ID: 460690100 TICKER: IPG
Meeting Date: 21-May-15 Meeting Type: Annual
1 Elect Director Jocelyn Carter-miller Management For Voted - For
2 Elect Director Deborah G. Ellinger Management For Voted - For
3 Elect Director H. John Greeniaus Management For Voted - For
4 Elect Director Mary Steele Guilfoile Management For Voted - For
5 Elect Director Dawn Hudson Management For Voted - For
6 Elect Director William T. Kerr Management For Voted - For
7 Elect Director Henry S. Miller Management For Voted - For
8 Elect Director Jonathan F. Miller Management For Voted - For
9 Elect Director Michael I. Roth Management For Voted - For
10 Elect Director David M. Thomas Management For Voted - For
11 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE J. M. SMUCKER COMPANY
SECURITY ID: 832696405 TICKER: SJM
Meeting Date: 13-Aug-14 Meeting Type: Annual
1a Elect Director Vincent C. Byrd Management For Voted - For
1b Elect Director Elizabeth Valk Long Management For Voted - For
1c Elect Director Sandra Pianalto Management For Voted - For
1d Elect Director Mark T. Smucker Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Regulations Regarding General Voting Standard Management For Voted - Against
THE KROGER CO.
SECURITY ID: 501044101 TICKER: KR
Meeting Date: 25-Jun-15 Meeting Type: Annual
1a Elect Director Nora A. Aufreiter Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director Susan J. Kropf Management For Voted - For
1d Elect Director David B. Lewis Management For Voted - For
1e Elect Director W. Rodney McMullen Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Clyde R. Moore Management For Voted - For
1h Elect Director Susan M. Phillips Management For Voted - For
1i Elect Director James A. Runde Management For Voted - For
1j Elect Director Ronald L. Sargent Management For Voted - For
1k Elect Director Bobby S. Shackouls Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
6 Report on Policy Options to Reduce Antibiotic Use
in Products Shareholder Against Voted - Against
THE MACERICH COMPANY
SECURITY ID: 554382101 TICKER: MAC
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Douglas D. Abbey Management For Voted - Against
1b Elect Director John H. Alschuler Management For Voted - For
1c Elect Director Steven R. Hash Management For Voted - For
1d Elect Director Stanley A. Moore Management For Voted - Against
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
THE MOSAIC COMPANY
SECURITY ID: 61945C103 TICKER: MOS
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Nancy E. Cooper Management For Voted - For
1b Elect Director Gregory L. Ebel Management For Voted - For
1c Elect Director Denise C. Johnson Management For Voted - For
1d Elect Director Robert L. Lumpkins Management For Voted - For
1e Elect Director William T. Monahan Management For Voted - For
1f Elect Director James L. Popowich Management For Voted - For
1g Elect Director James T. Prokopanko Management For Voted - For
1h Elect Director Steven M. Seibert Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE NASDAQ OMX GROUP, INC.
SECURITY ID: 631103108 TICKER: NDAQ
Meeting Date: 06-May-15 Meeting Type: Annual
1a Elect Director Charlene T. Begley Management For Voted - For
1b Elect Director Steven D. Black Management For Voted - For
1c Elect Director Borje E. Ekholm Management For Voted - For
1d Elect Director Robert Greifeld Management For Voted - For
1e Elect Director Glenn H. Hutchins Management For Voted - For
1f Elect Director Essa Kazim Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Thomas A. Kloet Management For Voted - For
1h Elect Director John D. Markese Management For Voted - For
1i Elect Director Ellyn A. McColgan Management For Voted - For
1j Elect Director Michael R. Splinter Management For Voted - For
1k Elect Director Lars R. Wedenborn Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 693475105 TICKER: PNC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Bunch Management For Voted - For
1.2 Elect Director Paul W. Chellgren Management For Voted - For
1.3 Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1.4 Elect Director William S. Demchak Management For Voted - For
1.5 Elect Director Andrew T. Feldstein Management For Voted - For
1.6 Elect Director Kay Coles James Management For Voted - For
1.7 Elect Director Richard B. Kelson Management For Voted - For
1.8 Elect Director Anthony A. Massaro Management For Voted - For
1.9 Elect Director Jane G. Pepper Management For Voted - For
1.10 Elect Director Donald J. Shepard Management For Voted - For
1.11 Elect Director Lorene K. Steffes Management For Voted - For
1.12 Elect Director Dennis F. Strigl Management For Voted - For
1.13 Elect Director Thomas J. Usher Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Director Timothy M. Armstrong Management For Voted - For
1.2 Elect Director Howard W. Barker, Jr. Management For Voted - For
1.3 Elect Director Jeffery H. Boyd Management For Voted - For
1.4 Elect Director Jan L. Docter Management For Voted - For
1.5 Elect Director Jeffrey E. Epstein Management For Voted - For
1.6 Elect Director James M. Guyette Management For Voted - For
1.7 Elect Director Darren R. Huston Management For Voted - For
1.8 Elect Director Charles H. Noski Management For Voted - For
1.9 Elect Director Nancy B. Peretsman Management For Voted - For
1.10 Elect Director Thomas E. Rothman Management For Voted - For
1.11 Elect Director Craig W. Rydin Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Adopt Proxy Access Right Shareholder Against Voted - For
THE PROCTER & GAMBLE COMPANY
SECURITY ID: 742718109 TICKER: PG
Meeting Date: 14-Oct-14 Meeting Type: Annual
1a Elect Director Angela F. Braly Management For Voted - For
1b Elect Director Kenneth I. Chenault Management For Voted - For
1c Elect Director Scott D. Cook Management For Voted - For
1d Elect Director Susan Desmond-Hellmann Management For Voted - For
1e Elect Director A.G. Lafley Management For Voted - For
1f Elect Director Terry J. Lundgren Management For Voted - For
1g Elect Director W. James McNerney, Jr. Management For Voted - For
1h Elect Director Margaret C. Whitman Management For Voted - For
1i Elect Director Mary Agnes Wilderotter Management For Voted - For
1j Elect Director Patricia A. Woertz Management For Voted - For
1k Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
6 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
THE PROGRESSIVE CORPORATION
SECURITY ID: 743315103 TICKER: PGR
Meeting Date: 15-May-15 Meeting Type: Annual
1.1 Elect Director Stuart B. Burgdoerfer Management For Voted - For
1.2 Elect Director Charles A. Davis Management For Voted - For
1.3 Elect Director Roger N. Farah Management For Voted - For
1.4 Elect Director Lawton W. Fitt Management For Voted - For
1.5 Elect Director Stephen R. Hardis Management For Voted - For
1.6 Elect Director Jeffrey D. Kelly Management For Voted - For
1.7 Elect Director Patrick H. Nettles Management For Voted - For
1.8 Elect Director Glenn M. Renwick Management For Voted - For
1.9 Elect Director Bradley T. Sheares Management For Voted - For
1.10 Elect Director Barbara R. Snyder Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP (PwC) as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE SHERWIN-WILLIAMS COMPANY
SECURITY ID: 824348106 TICKER: SHW
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Elect Director Arthur F. Anton Management For Voted - For
1.2 Elect Director Christopher M. Connor Management For Voted - For
1.3 Elect Director David F. Hodnik Management For Voted - For
1.4 Elect Director Thomas G. Kadien Management For Voted - For
1.5 Elect Director Richard J. Kramer Management For Voted - For
1.6 Elect Director Susan J. Kropf Management For Voted - For
1.7 Elect Director Christine A. Poon Management For Voted - For
1.8 Elect Director Richard K. Smucker Management For Voted - For
1.9 Elect Director John M. Stropki Management For Voted - For
1.10 Elect Director Matthew Thornton, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
THE SOUTHERN COMPANY
SECURITY ID: 842587107 TICKER: SO
Meeting Date: 27-May-15 Meeting Type: Annual
1a Elect Director Juanita Powell Baranco Management For Voted - For
1b Elect Director Jon A. Boscia Management For Voted - For
1c Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1d Elect Director Thomas A. Fanning Management For Voted - For
1e Elect Director David J. Grain Management For Voted - For
1f Elect Director Veronica M. Hagen Management For Voted - For
1g Elect Director Warren A. Hood, Jr. Management For Voted - For
1h Elect Director Linda P. Hudson Management For Voted - For
1i Elect Director Donald M. James Management For Voted - For
1j Elect Director John D. Johns Management For Voted - For
1k Elect Director Dale E. Klein Management For Voted - For
1l Elect Director William G. Smith, Jr. Management For Voted - For
1m Elect Director Steven R. Specker Management For Voted - For
1n Elect Director Larry D. Thompson Management For Voted - For
1o Elect Director E. Jenner Wood, III Management For Voted - Against
2 Approve Outside Director Stock Awards Management For Voted - For
3 Provide Right to Act by Written Consent Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE TJX COMPANIES, INC.
SECURITY ID: 872540109 TICKER: TJX
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Alan M. Bennett Management For Voted - For
1.4 Elect Director David T. Ching Management For Voted - For
1.5 Elect Director Michael F. Hines Management For Voted - For
1.6 Elect Director Amy B. Lane Management For Voted - For
1.7 Elect Director Carol Meyrowitz Management For Voted - For
1.8 Elect Director John F. O'Brien Management For Voted - For
1.9 Elect Director Willow B. Shire Management For Voted - For
1.10 Elect Director William H. Swanson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TRAVELERS COMPANIES, INC.
SECURITY ID: 89417E109 TICKER: TRV
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Alan L. Beller Management For Voted - For
1b Elect Director John H. Dasburg Management For Voted - For
1c Elect Director Janet M. Dolan Management For Voted - For
1d Elect Director Kenneth M. Duberstein Management For Voted - For
1e Elect Director Jay S. Fishman Management For Voted - For
1f Elect Director Patricia L. Higgins Management For Voted - For
1g Elect Director Thomas R. Hodgson Management For Voted - For
1h Elect Director William J. Kane Management For Voted - For
1i Elect Director Cleve L. Killingsworth Jr. Management For Voted - For
1j Elect Director Philip T. (Pete) Ruegger, III Management For Voted - For
1k Elect Director Donald J. Shepard Management For Voted - For
1l Elect Director Laurie J. Thomsen Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1a Elect Director Susan E. Arnold Management For Voted - For
1b Elect Director John S. Chen Management For Voted - For
1c Elect Director Jack Dorsey Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Robert A. Iger Management For Voted - For
1e Elect Director Fred H. Langhammer Management For Voted - For
1f Elect Director Aylwin B. Lewis Management For Voted - For
1g Elect Director Monica C. Lozano Management For Voted - For
1h Elect Director Robert W. Matschullat Management For Voted - For
1i Elect Director Sheryl K. Sandberg Management For Voted - For
1j Elect Director Orin C. Smith Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
THE WESTERN UNION COMPANY
SECURITY ID: 959802109 TICKER: WU
Meeting Date: 15-May-15 Meeting Type: Annual
1a Elect Director Hikmet Ersek Management For Voted - For
1b Elect Director Richard A. Goodman Management For Voted - For
1c Elect Director Jack M. Greenberg Management For Voted - For
1d Elect Director Betsy D. Holden Management For Voted - For
1e Elect Director Jeffrey A. Joerres Management For Voted - For
1f Elect Director Linda Fayne Levinson Management For Voted - For
1g Elect Director Roberto G. Mendoza Management For Voted - For
1h Elect Director Michael A. Miles, Jr. Management For Voted - For
1i Elect Director Robert W. Selander Management For Voted - For
1j Elect Director Frances Fragos Townsend Management For Voted - For
1k Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - Against
6 Report on Political Contributions Shareholder Against Voted - For
7 Amend Bylaws to Establish a Board Committee on
Human Rights Shareholder Against Voted - Against
THE WILLIAMS COMPANIES, INC.
SECURITY ID: 969457100 TICKER: WMB
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Alan S. Armstrong Management For Voted - For
1.2 Elect Director Joseph R. Cleveland Management For Voted - For
1.3 Elect Director Kathleen B. Cooper Management For Voted - For
1.4 Elect Director John A. Hagg Management For Voted - For
1.5 Elect Director Juanita H. Hinshaw Management For Voted - For
1.6 Elect Director Ralph Izzo Management For Voted - For
1.7 Elect Director Frank T. MacInnis Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Eric W. Mandelblatt Management For Voted - For
1.9 Elect Director Keith A. Meister Management For Voted - For
1.10 Elect Director Steven W. Nance Management For Voted - For
1.11 Elect Director Murray D. Smith Management For Voted - For
1.12 Elect Director Janice D. Stoney Management For Voted - For
1.13 Elect Director Laura A. Sugg Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THERMO FISHER SCIENTIFIC INC.
SECURITY ID: 883556102 TICKER: TMO
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Marc N. Casper Management For Voted - For
1b Elect Director Nelson J. Chai Management For Voted - For
1c Elect Director C. Martin Harris Management For Voted - For
1d Elect Director Tyler Jacks Management For Voted - For
1e Elect Director Judy C. Lewent Management For Voted - For
1f Elect Director Thomas J. Lynch Management For Voted - For
1g Elect Director Jim P. Manzi Management For Voted - For
1h Elect Director William G. Parrett Management For Voted - For
1i Elect Director Lars R. Sorensen Management For Voted - For
1j Elect Director Scott M. Sperling Management For Voted - For
1k Elect Director Elaine S. Ullian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
TIFFANY & CO.
SECURITY ID: 886547108 TICKER: TIF
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Michael J. Kowalski Management For Voted - For
1b Elect Director Rose Marie Bravo Management For Voted - For
1c Elect Director Gary E. Costley Management For Voted - For
1d Elect Director Frederic Cumenal Management For Voted - For
1e Elect Director Lawrence K. Fish Management For Voted - For
1f Elect Director Abby F. Kohnstamm Management For Voted - For
1g Elect Director Charles K. Marquis Management For Voted - For
1h Elect Director Peter W. May Management For Voted - For
1i Elect Director William A. Shutzer Management For Voted - For
1j Elect Director Robert S. Singer Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TIME WARNER CABLE INC.
SECURITY ID: 88732J207 TICKER: TWC
Meeting Date: 09-Oct-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
TIME WARNER INC.
SECURITY ID: 887317303 TICKER: TWX
Meeting Date: 19-Jun-15 Meeting Type: Annual
1a Elect Director James L. Barksdale Management For Voted - For
1b Elect Director William P. Barr Management For Voted - For
1c Elect Director Jeffrey L. Bewkes Management For Voted - For
1d Elect Director Stephen F. Bollenbach Management For Voted - For
1e Elect Director Robert C. Clark Management For Voted - For
1f Elect Director Mathias Dopfner Management For Voted - For
1g Elect Director Jessica P. Einhorn Management For Voted - For
1h Elect Director Carlos M. Gutierrez Management For Voted - For
1i Elect Director Fred Hassan Management For Voted - For
1j Elect Director Kenneth J. Novack Management For Voted - For
1k Elect Director Paul D. Wachter Management For Voted - For
1l Elect Director Deborah C. Wright Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Board Oversight of Tobacco Use Depicted in Products Shareholder Against Voted - Against
6 Adopt Quantitative GHG Goals for Operations Shareholder Against Voted - For
TORCHMARK CORPORATION
SECURITY ID: 891027104 TICKER: TMK
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Elect Director Charles E. Adair Management For Voted - For
1.2 Elect Director Marilyn A. Alexander Management For Voted - For
1.3 Elect Director David L. Boren Management For Voted - For
1.4 Elect Director Jane M. Buchan Management For Voted - For
1.5 Elect Director Gary L. Coleman Management For Voted - For
1.6 Elect Director Larry M. Hutchison Management For Voted - For
1.7 Elect Director Robert W. Ingram Management For Voted - For
1.8 Elect Director Lloyd W. Newton Management For Voted - For
1.9 Elect Director Darren M. Rebelez Management For Voted - For
1.10 Elect Director Lamar C. Smith Management For Voted - For
1.11 Elect Director Paul J. Zucconi Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TOTAL SYSTEM SERVICES, INC.
SECURITY ID: 891906109 TICKER: TSS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director James H. Blanchard Management For Voted - For
1b Elect Director Kriss Cloninger, III Management For Voted - For
1c Elect Director Walter W. Driver, Jr. Management For Voted - For
1d Elect Director Gardiner W. Garrard, Jr. Management For Voted - For
1e Elect Director Sidney E. Harris Management For Voted - For
1f Elect Director William M. Isaac Management For Voted - For
1g Elect Director Mason H. Lampton Management For Voted - For
1h Elect Director Connie D. McDaniel Management For Voted - For
1i Elect Director H. Lynn Page Management For Voted - For
1j Elect Director Philip W. Tomlinson Management For Voted - For
1k Elect Director John T. Turner Management For Voted - For
1l Elect Director Richard W. Ussery Management For Voted - For
1m Elect Director M. Troy Woods Management For Voted - For
1n Elect Director James D. Yancey Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TRACTOR SUPPLY COMPANY
SECURITY ID: 892356106 TICKER: TSCO
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Elect Director Cynthia T. Jamison Management For Voted - For
1.2 Elect Director Johnston C. Adams Management For Voted - For
1.3 Elect Director Peter D. Bewley Management For Voted - For
1.4 Elect Director Richard W. Frost Management For Voted - For
1.5 Elect Director Keith R. Halbert Management For Voted - For
1.6 Elect Director George MacKenzie Management For Voted - For
1.7 Elect Director Edna K. Morris Management For Voted - For
1.8 Elect Director Gregory A. Sandfort Management For Voted - For
1.9 Elect Director Mark J. Weikel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRANSOCEAN LTD.
SECURITY ID: H8817H100 TICKER: RIG
Meeting Date: 22-Sep-14 Meeting Type: Special
1 Approve Decrease in Size of Board Management For Voted - For
2 Elect Merrill A. "Pete" Miller, Jr. as Director Management For Voted - For
Meeting Date: 15-May-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Appropriation of Available Earnings for Fiscal Year
2014 Management For Voted - For
4 Approve Dividends of USD 0.60 per Share from
Capital Contribution Reserves Management For Voted - For
5A Elect Glyn A. Barker as Director Management For Voted - For
5B Elect Vanessa C.L. Chang as Director Management For Voted - For
5C Elect Frederico F. Curado as Director Management For Voted - For
5D Elect Chadwick C. Deaton as Director Management For Voted - For
5E Elect Vincent J. Intrieri as Director Management For Voted - For
5F Elect Martin B. McNamara as Director Management For Voted - For
5G Elect Samuel J. Merksamer as Director Management For Voted - For
5H Elect Merrill A. 'Pete' Miller, Jr. as Director Management For Voted - For
5I Elect Edward R. Muller as Director Management For Voted - For
5J Elect Tan Ek Kia as Director Management For Voted - For
6 Elect Merrill A. 'Pete' Miller, Jr. as Board
Chairman Management For Voted - For
7A Appoint Frederico F. Curado as Member of the
Compensation Committee Management For Voted - For
7B Appoint Vincent J. Intrieri as Member of the
Compensation Committee Management For Voted - For
7C Appoint Martin B. McNamara as Member of the
Compensation Committee Management For Voted - For
7D Appoint Tan Ek Kia as Member of the Compensation
Committee Management For Voted - For
8 Designate Schweiger Advokatur/Notariat as
Independent Proxy Management For Voted - For
9 Appointment Of Ernst & Young LLP as Independent
Registered Public Accounting Firm for Fiscal Year
2015 and Reelection of Ernst & Young Ltd, Zurich as
the Company's Auditor for a Further One-Year Term Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11A Approve Maximum Remuneration of Board of Directors
for the Period Between the 2015 and 2016 Annual
General Meetings in the Amount of USD 4.12 Million Management For Voted - For
11B Approve Maximum Remuneration of the Execution
Management Team for Fiscal Year 2016 in the Amount
of USD 29.62 Million Management For Voted - For
12 Approve Omnibus Stock Plan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRIPADVISOR, INC.
SECURITY ID: 896945201 TICKER: TRIP
Meeting Date: 18-Jun-15 Meeting Type: Annual
1.1 Elect Director Gregory B. Maffei Management For Voted - Withheld
1.2 Elect Director Stephen Kaufer Management For Voted - Withheld
1.3 Elect Director Jonathan F. Miller Management For Voted - For
1.4 Elect Director Dipchand (Deep) Nishar Management For Voted - For
1.5 Elect Director Jeremy Philips Management For Voted - For
1.6 Elect Director Spencer M. Rascoff Management For Voted - For
1.7 Elect Director Christopher W. Shean Management For Voted - Withheld
1.8 Elect Director Sukhinder Singh Cassidy Management For Voted - For
1.9 Elect Director Robert S. Wiesenthal Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TYCO INTERNATIONAL LTD.
SECURITY ID: H89128104 TICKER: TYC
Meeting Date: 09-Sep-14 Meeting Type: Special
1 Change Jurisdiction of Incorporation [from
Switzerland to Ireland] Management For Voted - For
2 Approve Creation of Distributable Reserves Management For Voted - For
TYCO INTERNATIONAL PUBLIC LIMITED COMPANY
SECURITY ID: G91442106 TICKER: TYC
Meeting Date: 04-Mar-15 Meeting Type: Annual
1a Elect Director Edward D. Breen Management For Voted - For
1b Elect Director Herman E. Bulls Management For Voted - For
1c Elect Director Michael E. Daniels Management For Voted - For
1d Elect Director Frank M. Drendel Management For Voted - For
1e Elect Director Brian Duperreault Management For Voted - For
1f Elect Director Rajiv L. Gupta Management For Voted - For
1g Elect Director George R. Oliver Management For Voted - For
1h Elect Director Brendan R. O'Neill Management For Voted - For
1i Elect Director Jurgen Tinggren Management For Voted - For
1j Elect Director Sandra S. Wijnberg Management For Voted - For
1k Elect Director R. David Yost Management For Voted - For
2a Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
2b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3 Authorize Share Repurchase Program Management For Voted - For
4 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TYSON FOODS, INC.
SECURITY ID: 902494103 TICKER: TSN
Meeting Date: 30-Jan-15 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Kathleen M. Bader Management For Voted - For
1c Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1d Elect Director Jim Kever Management For Voted - For
1e Elect Director Kevin M. McNamara Management For Voted - For
1f Elect Director Brad T. Sauer Management For Voted - For
1g Elect Director Donnie Smith Management For Voted - For
1h Elect Director Robert Thurber Management For Voted - For
1i Elect Director Barbara A. Tyson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Implement a Water Quality Stewardship Policy Shareholder Against Voted - For
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Report on Practices to Mitigate Palm Oil Sourcing
Impacts Shareholder Against Voted - For
U.S. BANCORP
SECURITY ID: 902973304 TICKER: USB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1.1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1.1c Elect Director Richard K. Davis Management For Voted - For
1.1d Elect Director Kimberly J. Harris Management For Voted - For
1.1e Elect Director Roland A. Hernandez Management For Voted - For
1.1f Elect Director Doreen Woo Ho Management For Voted - For
1.1g Elect Director Joel W. Johnson Management For Voted - For
1.1h Elect Director Olivia F. Kirtley Management For Voted - For
1.1i Elect Director Jerry W. Levin Management For Voted - For
1.1j Elect Director David B. O'Maley Management For Voted - For
1.1k Elect Director O'dell M. Owens Management For Voted - For
1.1l Elect Director Craig D. Schnuck Management For Voted - For
1.1m Elect Director Patrick T. Stokes Management For Voted - For
1.1n Elect Director Scott W. Wine Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
UNDER ARMOUR, INC.
SECURITY ID: 904311107 TICKER: UA
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Kevin A. Plank Management For Voted - For
1.2 Elect Director Byron K. Adams, Jr. Management For Voted - For
1.3 Elect Director George W. Bodenheimer Management For Voted - For
1.4 Elect Director Douglas E. Coltharp Management For Voted - For
1.5 Elect Director Anthony W. Deering Management For Voted - For
1.6 Elect Director Karen W. Katz Management For Voted - For
1.7 Elect Director A.B. Krongard Management For Voted - For
1.8 Elect Director William R. McDermott Management For Voted - For
1.9 Elect Director Eric T. Olson Management For Voted - For
1.10 Elect Director Harvey L. Sanders Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
UNION PACIFIC CORPORATION
SECURITY ID: 907818108 TICKER: UNP
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Andrew H. Card, Jr. Management For Voted - For
1.2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
1.3 Elect Director David B. Dillon Management For Voted - For
1.4 Elect Director Lance M. Fritz Management For Voted - For
1.5 Elect Director Judith Richards Hope Management For Voted - For
1.6 Elect Director John J. Koraleski Management For Voted - For
1.7 Elect Director Charles C. Krulak Management For Voted - For
1.8 Elect Director Michael R. McCarthy Management For Voted - For
1.9 Elect Director Michael W. McConnell Management For Voted - For
1.10 Elect Director Thomas F. McLarty, III Management For Voted - For
1.11 Elect Director Steven R. Rogel Management For Voted - For
1.12 Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Stock Retention/Holding Period Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
SECURITY ID: 911312106 TICKER: UPS
Meeting Date: 07-May-15 Meeting Type: Annual
1a Elect Director David P. Abney Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Rodney C. Adkins Management For Voted - For
1c Elect Director Michael J. Burns Management For Voted - For
1d Elect Director D. Scott Davis Management For Voted - For
1e Elect Director William R. Johnson Management For Voted - For
1f Elect Director Candace Kendle Management For Voted - For
1g Elect Director Ann M. Livermore Management For Voted - For
1h Elect Director Rudy H.P. Markham Management For Voted - For
1i Elect Director Clark T. Randt, Jr. Management For Voted - For
1j Elect Director John T. Stankey Management For Voted - For
1k Elect Director Carol B. Tome Management For Voted - For
1l Elect Director Kevin M. Warsh Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Adopt Anti Gross-up Policy Shareholder Against Voted - For
UNITED RENTALS, INC.
SECURITY ID: 911363109 TICKER: URI
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Elect Director Jenne K. Britell Management For Voted - For
1.2 Elect Director Jose B. Alvarez Management For Voted - For
1.3 Elect Director Bobby J. Griffin Management For Voted - For
1.4 Elect Director Michael J. Kneeland Management For Voted - For
1.5 Elect Director Singleton B. McAllister Management For Voted - For
1.6 Elect Director Brian D. McAuley Management For Voted - For
1.7 Elect Director John S. McKinney Management For Voted - For
1.8 Elect Director James H. Ozanne Management For Voted - For
1.9 Elect Director Jason D. Papastavrou Management For Voted - For
1.10 Elect Director Filippo Passerini Management For Voted - For
1.11 Elect Director Donald C. Roof Management For Voted - For
1.12 Elect Director Keith Wimbush Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITED TECHNOLOGIES CORPORATION
SECURITY ID: 913017109 TICKER: UTX
Meeting Date: 27-Apr-15 Meeting Type: Annual
1a Elect Director John V. Faraci Management For Voted - For
1b Elect Director Jean-Pierre Garnier Management For Voted - For
1c Elect Director Gregory J. Hayes Management For Voted - For
1d Elect Director Edward A. Kangas Management For Voted - For
1e Elect Director Ellen J. Kullman Management For Voted - For
1f Elect Director Marshall O. Larsen Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Harold McGraw, III Management For Voted - For
1h Elect Director Richard B. Myers Management For Voted - For
1i Elect Director H. Patrick Swygert Management For Voted - For
1j Elect Director Andre Villeneuve Management For Voted - For
1k Elect Director Christine Todd Whitman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 01-Jun-15 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Edson Bueno Management For Voted - For
1c Elect Director Richard T. Burke Management For Voted - For
1d Elect Director Robert J. Darretta Management For Voted - For
1e Elect Director Stephen J. Hemsley Management For Voted - For
1f Elect Director Michele J. Hooper Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Glenn M. Renwick Management For Voted - For
1i Elect Director Kenneth I. Shine Management For Voted - For
1j Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Change State of Incorporation from Minnesota to
Delaware Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
UNIVERSAL HEALTH SERVICES, INC.
SECURITY ID: 913903100 TICKER: UHS
Meeting Date: 20-May-15 Meeting Type: Annual
1 Amend Stock Option Plan Management For Voted - For
2 Amend Restricted Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
UNUM GROUP
SECURITY ID: 91529Y106 TICKER: UNM
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Cynthia L. Egan Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Pamela H. Godwin Management For Voted - For
1.3 Elect Director Timothy F. Keaney Management For Voted - For
1.4 Elect Director Thomas Kinser Management For Voted - For
1.5 Elect Director Gloria C. Larson Management For Voted - For
1.6 Elect Director A.S. (Pat) MacMillan, Jr. Management For Voted - For
1.7 Elect Director Richard P. McKenney Management For Voted - For
1.8 Elect Director Edward J. Muhl Management For Voted - For
1.9 Elect Director William J. Ryan Management For Voted - For
1.10 Elect Director Thomas R. Watjen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
URBAN OUTFITTERS, INC.
SECURITY ID: 917047102 TICKER: URBN
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Edward N. Antoian Management For Voted - For
1.2 Elect Director Scott A. Belair Management For Voted - Against
1.3 Elect Director Harry S. Cherken, Jr. Management For Voted - Against
1.4 Elect Director Margaret A. Hayne Management For Voted - Against
1.5 Elect Director Richard A. Hayne Management For Voted - Against
1.6 Elect Director Elizabeth Ann Lambert Management For Voted - For
1.7 Elect Director Joel S. Lawson, III Management For Voted - For
1.8 Elect Director Robert H. Strouse Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - Against
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
5 Proxy Access Shareholder Against Voted - For
VALERO ENERGY CORPORATION
SECURITY ID: 91913Y100 TICKER: VLO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1a Elect Director Jerry D. Choate Management For Voted - For
1.1b Elect Director Joseph W. Gorder Management For Voted - For
1.1c Elect Director Deborah P. Majoras Management For Voted - For
1.1d Elect Director Donald L. Nickles Management For Voted - For
1.1e Elect Director Philip J. Pfeiffer Management For Voted - For
1.1f Elect Director Robert A. Profusek Management For Voted - For
1.1g Elect Director Susan Kaufman Purcell Management For Voted - For
1.1h Elect Director Stephen M. Waters Management For Voted - For
1.1i Elect Director Randall J. Weisenburger Management For Voted - For
1.1j Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - For
VARIAN MEDICAL SYSTEMS, INC.
SECURITY ID: 92220P105 TICKER: VAR
Meeting Date: 12-Feb-15 Meeting Type: Annual
1.1 Elect Director Timothy E. Guertin Management For Voted - For
1.2 Elect Director David J. Illingworth Management For Voted - For
1.3 Elect Director Ruediger Naumann-Etienne Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
VENTAS, INC.
SECURITY ID: 92276F100 TICKER: VTR
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Melody C. Barnes Management For Voted - For
1b Elect Director Debra A. Cafaro Management For Voted - For
1c Elect Director Douglas Crocker, II Management For Voted - For
1d Elect Director Ronald G. Geary Management For Voted - For
1e Elect Director Jay M. Gellert Management For Voted - For
1f Elect Director Richard I. Gilchrist Management For Voted - For
1g Elect Director Matthew J. Lustig Management For Voted - For
1h Elect Director Douglas M. Pasquale Management For Voted - For
1i Elect Director Robert D. Reed Management For Voted - For
1j Elect Director Glenn J. Rufrano Management For Voted - For
1k Elect Director James D. Shelton Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VERISIGN, INC.
SECURITY ID: 92343E102 TICKER: VRSN
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director D. James Bidzos Management For Voted - For
1.2 Elect Director William L. Chenevich Management For Voted - For
1.3 Elect Director Kathleen A. Cote Management For Voted - For
1.4 Elect Director Jamie S. Gorelick Management For Voted - For
1.5 Elect Director Roger H. Moore Management For Voted - For
1.6 Elect Director Louis A. Simpson Management For Voted - For
1.7 Elect Director Timothy Tomlinson Management For Voted - For
2 Approve Executive Incentive Bonus Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
VERIZON COMMUNICATIONS INC.
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Mark T. Bertolini Management For Voted - For
1.3 Elect Director Richard L. Carrion Management For Voted - For
1.4 Elect Director Melanie L. Healey Management For Voted - For
1.5 Elect Director M. Frances Keeth Management For Voted - For
1.6 Elect Director Lowell C. McAdam Management For Voted - For
1.7 Elect Director Donald T. Nicolaisen Management For Voted - For
1.8 Elect Director Clarence Otis, Jr. Management For Voted - For
1.9 Elect Director Rodney E. Slater Management For Voted - For
1.10 Elect Director Kathryn A. Tesija Management For Voted - For
1.11 Elect Director Gregory D. Wasson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Net Neutrality Shareholder Against Voted - For
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
7 Stock Retention/Holding Period Shareholder Against Voted - For
8 Provide Right to Act by Written Consent Shareholder Against Voted - For
VERTEX PHARMACEUTICALS INCORPORATED
SECURITY ID: 92532F100 TICKER: VRTX
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Director Jeffrey M. Leiden Management For Voted - For
1.2 Elect Director Bruce I. Sachs Management For Voted - For
1.3 Elect Director Sangeeta N. Bhatia Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Report on Specialty Drug Pricing Risks Shareholder Against Voted - Against
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VF CORPORATION
SECURITY ID: 918204108 TICKER: VFC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Elect Director Richard T. Carucci Management For Voted - For
1.2 Elect Director Juliana L. Chugg Management For Voted - For
1.3 Elect Director Juan Ernesto de Bedout Management For Voted - For
1.4 Elect Director Mark S. Hoplamazian Management For Voted - For
1.5 Elect Director Robert J. Hurst Management For Voted - For
1.6 Elect Director Laura W. Lang Management For Voted - For
1.7 Elect Director W. Alan McCollough Management For Voted - For
1.8 Elect Director Clarence Otis, Jr. Management For Voted - For
1.9 Elect Director Matthew J. Shattock Management For Voted - For
1.10 Elect Director Raymond G. Viault Management For Voted - For
1.11 Elect Director Eric C. Wiseman Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1a Elect Director Mary B. Cranston Management For Voted - For
1b Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1c Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1d Elect Director Robert W. Matschullat Management For Voted - For
1e Elect Director Cathy E. Minehan Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director David J. Pang Management For Voted - For
1h Elect Director Charles W. Scharf Management For Voted - For
1i Elect Director William S. Shanahan Management For Voted - For
1j Elect Director John A. C. Swainson Management For Voted - For
1k Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Approve Amendments to the Certificate of
Incorporation to Facilitate Stock Splits Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5a Remove Supermajority Vote Requirement for Exiting
Core Payment Business Management For Voted - For
5b Remove Supermajority Vote Requirement for Future
Amendments to Certain Sections of Company's
Certificate of Incorporation Management For Voted - For
5c Remove Supermajority Vote Requirement for Approval
of Exceptions to Transfer Certifications Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5d Remove Supermajority Vote Requirement for Removal
of Directors Management For Voted - For
5e Remove Supermajority Vote Requirement for Future
Amendments to the Advance Notice Provision in the
Bylaws Management For Voted - For
6 Ratify Auditors Management For Voted - For
VORNADO REALTY TRUST
SECURITY ID: 929042109 TICKER: VNO
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Elect Director Steven Roth Management For Voted - Withheld
1.2 Elect Director Michael D. Fascitelli Management For Voted - Withheld
1.3 Elect Director Russell B. Wight, Jr. Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
VULCAN MATERIALS COMPANY
SECURITY ID: 929160109 TICKER: VMC
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director Thomas A. Fanning Management For Voted - For
1.2 Elect Director J. Thomas Hill Management For Voted - For
1.3 Elect Director Cynthia L. Hostetler Management For Voted - For
1.4 Elect Director Richard T. O'Brien Management For Voted - For
1.5 Elect Director Elaine L. Chao Management For Voted - For
1.6 Elect Director Donald B. Rice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
W.W. GRAINGER, INC.
SECURITY ID: 384802104 TICKER: GWW
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Elect Director Rodney C. Adkins Management For Voted - For
1.2 Elect Director Brian P. Anderson Management For Voted - For
1.3 Elect Director V. Ann Hailey Management For Voted - For
1.4 Elect Director William K. Hall Management For Voted - For
1.5 Elect Director Stuart L. Levenick Management For Voted - For
1.6 Elect Director Neil S. Novich Management For Voted - For
1.7 Elect Director Michael J. Roberts Management For Voted - For
1.8 Elect Director Gary L. Rogers Management For Voted - For
1.9 Elect Director James T. Ryan Management For Voted - For
1.10 Elect Director E. Scott Santi Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director James D. Slavik Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
WALGREEN CO.
SECURITY ID: 931422109 TICKER: WAG
Meeting Date: 29-Dec-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Issue Shares in Connection with Acquisition Management For Voted - For
3 Adjourn Meeting Management For Voted - For
WALGREENS BOOTS ALLIANCE, INC.
SECURITY ID: 931427108 TICKER: WBA
Meeting Date: 28-May-15 Meeting Type: Annual
1a Elect Director Janice M. Babiak Management For Voted - For
1b Elect Director David J. Brailer Management For Voted - For
1c Elect Director Steven A. Davis Management For Voted - For
1d Elect Director William C. Foote Management For Voted - For
1e Elect Director Ginger L. Graham Management For Voted - For
1f Elect Director John A. Lederer Management For Voted - For
1g Elect Director Dominic P. Murphy Management For Voted - For
1h Elect Director Stefano Pessina Management For Voted - For
1i Elect Director Barry Rosenstein Management For Voted - For
1j Elect Director Leonard D. Schaeffer Management For Voted - For
1k Elect Director Nancy M. Schlichting Management For Voted - For
1l Elect Director James A. Skinner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Stock Retention Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
7 Include Sustainability as a Performance Measure for
Senior Executive Compensation Shareholder Against Voted - Against
WAL-MART STORES, INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director James I. Cash, Jr. Management For Voted - For
1c Elect Director Roger C. Corbett Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d Elect Director Pamela J. Craig Management For Voted - For
1e Elect Director Michael T. Duke Management For Voted - For
1f Elect Director Timothy P. Flynn Management For Voted - For
1g Elect Director Thomas W. Horton Management For Voted - For
1h Elect Director Marissa A. Mayer Management For Voted - For
1i Elect Director C. Douglas McMillon Management For Voted - For
1j Elect Director Gregory B. Penner Management For Voted - For
1k Elect Director Steven S. Reinemund Management For Voted - For
1l Elect Director Kevin Y. Systrom Management For Voted - For
1m Elect Director Jim C. Walton Management For Voted - For
1n Elect Director S. Robson Walton Management For Voted - For
1o Elect Director Linda S. Wolf Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Disclosure of Recoupment Activity from Senior
Officers Shareholder Against Voted - For
6 Provide Proxy Access Right Shareholder Against Voted - For
7 Adopt Quantitative GHG Goals for Maritime Shipping Shareholder Against Voted - Against
8 Report on Incentive Compensation Plans Shareholder Against Voted - For
9 Require Independent Board Chairman Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
SECURITY ID: 94106L109 TICKER: WM
Meeting Date: 12-May-15 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Andres R. Gluski Management For Voted - For
1d Elect Director Patrick W. Gross Management For Voted - For
1e Elect Director Victoria M. Holt Management For Voted - For
1f Elect Director John C. Pope Management For Voted - For
1g Elect Director W. Robert Reum Management For Voted - For
1h Elect Director David P. Steiner Management For Voted - For
1i Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
WATERS CORPORATION
SECURITY ID: 941848103 TICKER: WAT
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Elect Director Joshua Bekenstein Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Michael J. Berendt Management For Voted - For
1.3 Elect Director Douglas A. Berthiaume Management For Voted - For
1.4 Elect Director Edward Conard Management For Voted - For
1.5 Elect Director Laurie H. Glimcher Management For Voted - For
1.6 Elect Director Christopher A. Kuebler Management For Voted - For
1.7 Elect Director William J. Miller Management For Voted - For
1.8 Elect Director JoAnn A. Reed Management For Voted - For
1.9 Elect Director Thomas P. Salice Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WELLPOINT, INC.
SECURITY ID: 94973V107 TICKER: WLP
Meeting Date: 05-Nov-14 Meeting Type: Special
1 Change Company Name to Anthem, Inc. Management For Voted - For
WELLS FARGO & COMPANY
SECURITY ID: 949746101 TICKER: WFC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1a Elect Director John D. Baker, II Management For Voted - For
1b Elect Director Elaine L. Chao Management For Voted - For
1c Elect Director John S. Chen Management For Voted - For
1d Elect Director Lloyd H. Dean Management For Voted - For
1e Elect Director Elizabeth A. Duke Management For Voted - For
1f Elect Director Susan E. Engel Management For Voted - For
1g Elect Director Enrique Hernandez, Jr. Management For Voted - For
1h Elect Director Donald M. James Management For Voted - For
1i Elect Director Cynthia H. Milligan Management For Voted - For
1j Elect Director Federico F. Pena Management For Voted - For
1k Elect Director James H. Quigley Management For Voted - For
1l Elect Director Judith M. Runstad Management For Voted - For
1m Elect Director Stephen W. Sanger Management For Voted - For
1n Elect Director John G. Stumpf Management For Voted - For
1o Elect Director Susan G. Swenson Management For Voted - For
1p Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 05-Nov-14 Meeting Type: Annual
1a Elect Director Kathleen A. Cote Management For Voted - For
1b Elect Director Henry T. DeNero Management For Voted - For
1c Elect Director Michael D. Lambert Management For Voted - For
1d Elect Director Len J. Lauer Management For Voted - For
1e Elect Director Matthew E. Massengill Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director Thomas E. Pardun Management For Voted - For
1h Elect Director Paula A. Price Management For Voted - For
1i Elect Director Masahiro Yamamura Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Auditors Management For Voted - For
WEYERHAEUSER COMPANY
SECURITY ID: 962166104 TICKER: WY
Meeting Date: 22-May-15 Meeting Type: Annual
1.1 Elect Director David P. Bozeman Management For Voted - For
1.2 Elect Director Debra A. Cafaro Management For Voted - For
1.3 Elect Director Mark A. Emmert Management For Voted - For
1.4 Elect Director John I. Kieckhefer Management For Voted - For
1.5 Elect Director Wayne W. Murdy Management For Voted - For
1.6 Elect Director Nicole W. Piasecki Management For Voted - For
1.7 Elect Director Doyle R. Simons Management For Voted - For
1.8 Elect Director D. Michael Steuert Management For Voted - For
1.9 Elect Director Kim Williams Management For Voted - For
1.10 Elect Director Charles R. Williamson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
WHIRLPOOL CORPORATION
SECURITY ID: 963320106 TICKER: WHR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Gary T. DiCamillo Management For Voted - For
1c Elect Director Diane M. Dietz Management For Voted - For
1d Elect Director Gerri T. Elliott Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Michael F. Johnston Management For Voted - For
1g Elect Director John D. Liu Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Harish Manwani Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Michael A. Todman Management For Voted - For
1k Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
WINDSTREAM HOLDINGS, INC.
SECURITY ID: 97382A101 TICKER: WIN
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Approve Reverse Stock Split Management For Voted - For
2 Amend Certificate of Incorporation of Windstream
Holdings to Eliminate Certain Voting Provisions to
Facilitate a Spin-off without Incurring a Large Tax
Liability Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 14-May-15 Meeting Type: Annual
1a Elect Director Carol B. Armitage Management For Voted - For
1b Elect Director Samuel E. Beall, III Management For Voted - For
1c Elect Director Francis X. ('Skip') Frantz Management For Voted - For
1d Elect Director Jeffrey T. Hinson Management For Voted - For
1e Elect Director Judy K. Jones Management For Voted - For
1f Elect Director William G. LaPerch Management For Voted - For
1g Elect Director William A. Montgomery Management For Voted - For
1h Elect Director Michael G. Stoltz Management For Voted - For
1i Elect Director Anthony W. Thomas Management For Voted - For
1j Elect Director Alan L. Wells Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Provide Right to Call Special Meeting Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
WISCONSIN ENERGY CORPORATION
SECURITY ID: 976657106 TICKER: WEC
Meeting Date: 21-Nov-14 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Change Company Name to WEC Energy Group, Inc. Management For Voted - For
3 Adjourn Meeting Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Elect Director John F. Bergstrom Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Barbara L. Bowles Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Thomas J. Fischer Management For Voted - For
1.6 Elect Director Gale E. Klappa Management For Voted - For
1.7 Elect Director Henry W. Knueppel Management For Voted - For
1.8 Elect Director Ulice Payne, Jr. Management For Voted - For
1.9 Elect Director Mary Ellen Stanek Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WYNDHAM WORLDWIDE CORPORATION
SECURITY ID: 98310W108 TICKER: WYN
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Elect Director Stephen P. Holmes Management For Voted - For
1.2 Elect Director Myra J. Biblowit Management For Voted - For
1.3 Elect Director James E. Buckman Management For Voted - For
1.4 Elect Director George Herrera Management For Voted - For
1.5 Elect Director Brian Mulroney Management For Voted - For
1.6 Elect Director Pauline D.E. Richards Management For Voted - For
1.7 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
WYNN RESORTS, LIMITED
SECURITY ID: 983134107 TICKER: WYNN
Meeting Date: 24-Apr-15 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director John J. Hagenbuch Management For Voted - Withheld
1.2 Elect Director J. Edward Virtue Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Articles of Incorporation to Provide the
Company with Additional Flexibility in Making
Distribution to its Shareholders Management For Voted - Against
4 Report on Political Contributions Shareholder Against Voted - For
Dissident Proxy (Gold Card) None Non-Voting
1.1 Elect Directors Elaine P. Wynn Shareholder For Did Not Vote
1.2 Elect Directors J. Edward Virtue Shareholder For Did Not Vote
2 Ratify Ernst & Young LLP as Auditors Management For Did Not Vote
3 Amend Articles of Incorporation to Provide the
Company with Additional Flexibility in Making
Distribution to its Shareholders Management For Did Not Vote
4 Report on Political Contributions Shareholder Against Did Not Vote
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
XCEL ENERGY INC.
SECURITY ID: 98389B100 TICKER: XEL
Meeting Date: 20-May-15 Meeting Type: Annual
1a Elect Director Gail K. Boudreaux Management For Voted - For
1b Elect Director Richard K. Davis Management For Voted - For
1c Elect Director Ben Fowke Management For Voted - For
1d Elect Director Albert F. Moreno Management For Voted - For
1e Elect Director Richard T. O'Brien Management For Voted - For
1f Elect Director Christopher J. Policinski Management For Voted - For
1g Elect Director A. Patricia Sampson Management For Voted - For
1h Elect Director James J. Sheppard Management For Voted - For
1i Elect Director David A. Westerlund Management For Voted - For
1j Elect Director Kim Williams Management For Voted - For
1k Elect Director Timothy V. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
XEROX CORPORATION
SECURITY ID: 984121103 TICKER: XRX
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Elect Director Ursula M. Burns Management For Voted - For
1.2 Elect Director Richard J. Harrington Management For Voted - For
1.3 Elect Director William Curt Hunter Management For Voted - For
1.4 Elect Director Robert J. Keegan Management For Voted - For
1.5 Elect Director Charles Prince Management For Voted - For
1.6 Elect Director Ann N. Reese Management For Voted - For
1.7 Elect Director Stephen H. Rusckowski Management For Voted - For
1.8 Elect Director Sara Martinez Tucker Management For Voted - For
1.9 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
XILINX, INC.
SECURITY ID: 983919101 TICKER: XLNX
Meeting Date: 13-Aug-14 Meeting Type: Annual
1.1 Elect Director Philip T. Gianos Management For Voted - For
1.2 Elect Director Moshe N. Gavrielov Management For Voted - For
1.3 Elect Director John L. Doyle Management For Voted - For
1.4 Elect Director William G. Howard, Jr. Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Elect Director J. Michael Patterson Management For Voted - For
1.6 Elect Director Albert A. Pimentel Management For Voted - For
1.7 Elect Director Marshall C. Turner Management For Voted - For
1.8 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Auditors Management For Voted - For
XL GROUP PLC
SECURITY ID: G98290102 TICKER: XL
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Elect Director Ramani Ayer Management For Voted - For
1.2 Elect Director Dale R. Comey Management For Voted - For
1.3 Elect Director Michael S. McGavick Management For Voted - For
1.4 Elect Director Robert R. Glauber Management For Voted - For
1.5 Elect Director Edward J. Kelly, III Management For Voted - For
1.6 Elect Director Suzanne B. Labarge Management For Voted - For
1.7 Elect Director Anne Stevens Management For Voted - For
1.8 Elect Director John M. Vereker Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Renew Director's Authority to Issue Shares Management For Voted - For
5 Renew Director's Authority to Issue Shares for Cash Management For Voted - For
6 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
XYLEM INC.
SECURITY ID: 98419M100 TICKER: XYL
Meeting Date: 12-May-15 Meeting Type: Annual
1.1a Elect Director Patrick K. Decker Management For Voted - For
1.1b Elect Director Victoria D. Harker Management For Voted - For
1.1c Elect Director Markos I. Tambakeras Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reincorporate in Another State [from Indiana to
Delaware] Shareholder Against Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YAHOO! INC.
SECURITY ID: 984332106 TICKER: YHOO
Meeting Date: 24-Jun-15 Meeting Type: Annual
1.1 Elect Director David Filo Management For Voted - For
1.2 Elect Director Susan M. James Management For Voted - For
1.3 Elect Director Max R. Levchin Management For Voted - For
1.4 Elect Director Marissa A. Mayer Management For Voted - For
1.5 Elect Director Thomas J. McInerney Management For Voted - For
1.6 Elect Director Charles R. Schwab Management For Voted - For
1.7 Elect Director H. Lee Scott, Jr. Management For Voted - For
1.8 Elect Director Jane E. Shaw Management For Voted - For
1.9 Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Establish Board Committee on Human Rights Shareholder Against Voted - Against
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
YUM! BRANDS, INC.
SECURITY ID: 988498101 TICKER: YUM
Meeting Date: 01-May-15 Meeting Type: Annual
1.1a Elect Director Michael J. Cavanagh Management For Voted - For
1.1b Elect Director Greg Creed Management For Voted - For
1.1c Elect Director David W. Dorman Management For Voted - For
1.1d Elect Director Massimo Ferragamo Management For Voted - For
1.1e Elect Director Mirian M. Graddick-Weir Management For Voted - For
1.1f Elect Director Jonathan S. Linen Management For Voted - For
1.1g Elect Director Thomas C. Nelson Management For Voted - For
1.1h Elect Director David C. Novak Management For Voted - For
1.1i Elect Director Thomas M. Ryan Management For Voted - For
1.1j Elect Director Elane B. Stock Management For Voted - For
1.1k Elect Director Jing-Shyh S. Su Management For Voted - For
1.1l Elect Director Robert D. Walter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
ZIMMER HOLDINGS, INC.
SECURITY ID: 98956P102 TICKER: ZMH
Meeting Date: 05-May-15 Meeting Type: Annual
1.1a Elect Director Christopher B. Begley Management For Voted - For
1.1b Elect Director Betsy J. Bernard Management For Voted - For
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.1c Elect Director Paul M. Bisaro Management For Voted - For
1.1d Elect Director Gail K. Boudreaux Management For Voted - For
1.1e Elect Director David C. Dvorak Management For Voted - For
1.1f Elect Director Michael J. Farrell Management For Voted - For
1.1g Elect Director Larry C. Glasscock Management For Voted - For
1.1h Elect Director Robert A. Hagemann Management For Voted - For
1.1i Elect Director Arthur J. Higgins Management For Voted - For
1.1j Elect Director Cecil B. Pickett Management For Voted - For
2 Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
3 Amend Deferred Compensation Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
ZIONS BANCORPORATION
SECURITY ID: 989701107 TICKER: ZION
Meeting Date: 22-May-15 Meeting Type: Annual
1a Elect Director Jerry C. Atkin Management For Voted - For
1b Elect Director John C. Erickson Management For Voted - For
1c Elect Director Patricia Frobes Management For Voted - For
1d Elect Director Suren K. Gupta Management For Voted - For
1e Elect Director J. David Heaney Management For Voted - For
1f Elect Director Vivian S. Lee Management For Voted - For
1g Elect Director Edward F. Murphy Management For Voted - For
1h Elect Director Roger B. Porter Management For Voted - For
1i Elect Director Stephen D. Quinn Management For Voted - For
1j Elect Director Harris H. Simmons Management For Voted - For
1k Elect Director L. E. Simmons Management For Voted - For
1l Elect Director Shelley Thomas Williams Management For Voted - For
1m Elect Director Steven C. Wheelwright Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
ZOETIS INC.
SECURITY ID: 98978V103 TICKER: ZTS
Meeting Date: 01-May-15 Meeting Type: Annual
1.1 Elect Director Sanjay Khosla Management For Voted - For
1.2 Elect Director Willie M. Reed Management For Voted - For
1.3 Elect Director William C. Steere, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATLAS ENERGY, L.P.
SECURITY ID: 04930A104 TICKER: ATLS
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
ATLAS PIPELINE PARTNERS, L.P.
SECURITY ID: 049392103 TICKER: APL
Meeting Date: 20-Feb-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
BUCKEYE PARTNERS, L.P.
SECURITY ID: 118230101 TICKER: BPL
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Elect Director Pieter Bakker Management For Voted - For
1.2 Elect Director Barbara M. Baumann Management For Voted - For
1.3 Elect Director Mark C. McKinley Management For Voted - For
1.4 Elect Director Donald W. Niemiec Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
EL PASO PIPELINE PARTNERS LP
SECURITY ID: 283702108 TICKER: EPB
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
ENERGY TRANSFER PARTNERS L.P.
SECURITY ID: 29273R109 TICKER: ETP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Amend Omnibus Stock Plan Management For Voted - For
2 Adjourn Meeting Management For Voted - For
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KINDER MORGAN ENERGY PARTNERS, L.P.
SECURITY ID: 494550106 TICKER: KMP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
MARKWEST ENERGY PARTNERS, L.P.
SECURITY ID: 570759100 TICKER: MWE
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Elect Director Frank M. Semple Management For Voted - For
1.2 Elect Director Donald D. Wolf Management For Voted - For
1.3 Elect Director Michael L. Beatty Management For Voted - Withheld
1.4 Elect Director William A. Bruckmann, III Management For Voted - For
1.5 Elect Director Donald C. Heppermann Management For Voted - For
1.6 Elect Director Randall J. Larson Management For Voted - For
1.7 Elect Director Anne E. Fox Mounsey Management For Voted - For
1.8 Elect Director William P. Nicoletti Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
REGENCY ENERGY PARTNERS LP
SECURITY ID: 75885Y107 TICKER: RGP
Meeting Date: 28-Apr-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
WILLIAMS PARTNERS L. P.
SECURITY ID: 96950F104 TICKER: WPZ
Meeting Date: 28-Jan-15 Meeting Type: Written Consent
1 Approve Merger Agreement Management For Voted - For
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CAPITAL PRODUCT PARTNERS LP
SECURITY ID: Y11082107 TICKER: CPLP
Meeting Date: 21-Aug-14 Meeting Type: Annual
1 Elect Director Pierre de Demandolx-Dedons Management For Voted - For
2 Amend Agreement of Limited Partnership Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
EXCHANGE TRADED CONCEPTS TRUST
SECURITY ID: 301505103 TICKER: YYY
Meeting Date: 12-Jun-15 Meeting Type: Special
1A Approve Investment Advisory Agreement Between
Exchange Traded Concepts Trust And Exchange Traded
Concepts, LLC Management For Voted - For
2B Approve Subadvisory Agreement Between Exchange
Traded Concepts, LLC And Penserra Capital
Management LLC Management For Voted - For
2C Approve Subadvisory Agreement Between Exchange
Traded Concepts, LLC And Yorkville ETF Advisors, LLC Management For Voted - For
4.1 Elect Director Timothy J. Jacoby Management For Voted - For
GOLAR LNG PARTNERS LP
SECURITY ID: Y2745C102 TICKER: GMLP
Meeting Date: 19-Sep-14 Meeting Type: Annual
1 Elect Carl E. Steen as Director Management For Voted - For
LEGACY RESERVES LP
SECURITY ID: 524707304 TICKER: LGCY
Meeting Date: 12-Jun-15 Meeting Type: Annual
1.1 Elect Director Cary D. Brown Management For Voted - Withheld
1.2 Elect Director Kyle A. McGraw Management For Voted - Withheld
1.3 Elect Director Dale A. Brown Management For Voted - Withheld
1.4 Elect Director G. Larry Lawrence Management For Voted - For
1.5 Elect Director William D. (Bill) Sullivan Management For Voted - For
1.6 Elect Director William R. Granberry Management For Voted - For
1.7 Elect Director Kyle D. Vann Management For Voted - For
1.8 Elect Director Paul T. Horne Management For Voted - Withheld
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify BDO USA, LLP as Auditors Management For Voted - For
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NAVIOS MARITIME PARTNERS L.P.
SECURITY ID: Y62267102 TICKER: NMM
Meeting Date: 21-Nov-14 Meeting Type: Annual
1 Elect Serafeim Kriempardis as Class III Director Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
QR ENERGY, LP
SECURITY ID: 74734R108 TICKER: QRE
Meeting Date: 18-Nov-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
SEADRILL PARTNERS LLC
SECURITY ID: Y7545W109 TICKER: SDLP
Meeting Date: 26-Sep-14 Meeting Type: Annual
1 Elect Harald Thorstein as Director Management For Voted - Against
SUBURBAN PROPANE PARTNERS, L.P.
SECURITY ID: 864482104 TICKER: SPH
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Elect Director Harold R. Logan, Jr. Management For Voted - For
1.2 Elect Director John Hoyt Stookey Management For Voted - For
1.3 Elect Director John D. Collins Management For Voted - For
1.4 Elect Director Jane Swift Management For Voted - For
1.5 Elect Director Lawrence C. Caldwell Management For Voted - For
1.6 Elect Director Matthew J. Chanin Management For Voted - For
1.7 Elect Director Michael A. Stivala Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Restricted Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VANGUARD NATURAL RESOURCES, LLC
SECURITY ID: 92205F106 TICKER: VNR
Meeting Date: 04-Jun-15 Meeting Type: Annual
1.1 Elect Director W. Richard Anderson Management For Voted - For
1.2 Elect Director Bruce W. McCullough Management For Voted - For
YORKVILLE HIGH INCOME MLP ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Richard A. Robert Management For Voted - For
1.4 Elect Director Loren Singletary Management For Voted - For
1.5 Elect Director Scott W. Smith Management For Voted - For
2 Ratify BDO USA, LLP as Auditors Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
EXCHANGE TRADED CONCEPTS TRUST
By: /s/ J. Garrett Stevens
----------------------------
J. Garrett Stevens
CEO
Date: August 25, 2015