UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07923
CITY NATIONAL ROCHDALE FUNDS
(Exact name of registrant as specified in charter)
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
William J. Souza, Esq.
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
Registrant's Telephone Number: 1-888-889-0799
Date of Fiscal Year End: SEPTEMBER 30
Date of Reporting Period: JULY 1, 2014 TO JUNE 30, 2015
NON-VOTING FUNDS
GOVERNMENT MONEY MARKET FUND
Government Money Market Fund Invests In Securities That Do Not Have Voting
Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
PRIME MONEY MARKET FUND
Prime Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
CALIFORNIA TAX EXEMPT MONEY MARKET FUND
California Tax Exempt Money Market Fund Invests In Securities That Do Not Have
Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
LIMITED MATURITY FIXED INCOME FUND
Limited Maturity Fixed Income Fund Invests In Securities That Do Not Have
Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
GOVERNMENT BOND FUND
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
CORPORATE BOND FUND
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
CALIFORNIA TAX EXEMPT BOND FUND
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting
Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
MUNICIPAL HIGH INCOME FUND
Municipal High Income Fund Invests In Securities That Do Not Have Voting
Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
HIGH YIELD BOND FUND
High Yield Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
INTERMEDIATE FIXED INCOME FUND
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting
Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
CUSIP: 88579Y101 TICKER: MMM
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: Linda G. Alvarado Management For Voted - For
1B. Election of Director: Sondra L. Barbour Management For Voted - For
1C. Election of Director: Thomas "tony" K. Brown Management For Voted - For
1D. Election of Director: Vance D. Coffman Management For Voted - For
1E. Election of Director: Michael L. Eskew Management For Voted - For
1F. Election of Director: Herbert L. Henkel Management For Voted - For
1G. Election of Director: Muhtar Kent Management For Voted - For
1H. Election of Director: Edward M. Liddy Management For Voted - For
1I. Election of Director: Inge G. Thulin Management For Voted - For
1J. Election of Director: Robert J. Ulrich Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As 3m's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
AGL RESOURCES INC.
CUSIP: 001204106 TICKER: GAS
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A. Election of Director: Sandra N. Bane Management For Voted - For
1B. Election of Director: Thomas D. Bell, Jr. Management For Voted - For
1C. Election of Director: Norman R. Bobins Management For Voted - For
1D. Election of Director: Charles R. Crisp Management For Voted - For
1E. Election of Director: Brenda J. Gaines Management For Voted - For
1F. Election of Director: Arthur E. Johnson Management For Voted - For
1G. Election of Director: Wyck A. Knox, Jr. Management For Voted - For
1H. Election of Director: Dennis M. Love Management For Voted - For
1I. Election of Director: Dean R. O'hare Management For Voted - For
1J. Election of Director: Armando J. Olivera Management For Voted - For
1K. Election of Director: John E. Rau Management For Voted - For
1L. Election of Director: James A. Rubright Management For Voted - For
1M. Election of Director: John W. Somerhalder II Management For Voted - For
1N. Election of Director: Bettina M. Whyte Management For Voted - For
1O. Election of Director: Henry C. Wolf Management For Voted - For
2. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
3. The Approval of A Non-binding Resolution to Approve
the Compensation of our Named Executive Officers. Management For Voted - For
4. The Approval of an Amendment to the Company's
Amended and Restated Articles of Incorporation to
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Provide Holders of at Least 25% of the Voting Power
of All Outstanding Shares Entitled to Vote the
Right to Call A Special Meeting of Shareholders. Management For Voted - For
5. Shareholder Proposal Regarding Independent Chairman
Policy. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Goals for Reducing
Greenhouse Gas Emissions. Shareholder Against Voted - Against
ALTRIA GROUP, INC.
CUSIP: 02209S103 TICKER: MO
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Gerald L. Baliles Management For Voted - For
1B. Election of Director: Martin J. Barrington Management For Voted - For
1C. Election of Director: John T. Casteen III Management For Voted - For
1D. Election of Director: Dinyar S. Devitre Management For Voted - For
1E. Election of Director: Thomas F. Farrell II Management For Voted - For
1F. Election of Director: Thomas W. Jones Management For Voted - For
1G. Election of Director: Debra J. Kelly- Ennis Management For Voted - For
1H. Election of Director: W. Leo Kiely III Management For Voted - For
1I. Election of Director: Kathryn B. Mcquade Management For Voted - For
1J. Election of Director: George Munoz Management For Voted - For
1K. Election of Director: Nabil Y. Sakkab Management For Voted - For
2. Approval of the 2015 Performance Incentive Plan Management For Voted - For
3. Approval of the 2015 Stock Compensation Plan for
Non-employee Directors Management For Voted - For
4. Ratification of the Selection of Independent
Registered Public Accounting Firm Management For Voted - For
5. Non-binding Advisory Vote to Approve the
Compensation of the Company's Named Executive
Officers Management For Voted - For
6. Shareholder Proposal - Policy on Migrant Labor in
the Tobacco Supply Chain Shareholder Against Voted - Against
7. Shareholder Proposal - Preparation of Health Effect
and Cessation Materials for Poor and Less Formally
Educated Tobacco Consumers Shareholder Against Voted - Against
8. Shareholder Proposal - Report on Actions Taken to
Reduce the Risk of Green Tobacco Sickness Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
CUSIP: 025537101 TICKER: AEP
Meeting Date: 21-Apr-15 Meeting Type: Annual
1A. Election of Director: Nicholas K. Akins Management For Voted - For
1B. Election of Director: David J. Anderson Management For Voted - For
1C. Election of Director: J. Barnie Beasley, Jr. Management For Voted - For
1D. Election of Director: Ralph D. Crosby, Jr. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Linda A. Goodspeed Management For Voted - For
1F. Election of Director: Thomas E. Hoaglin Management For Voted - For
1G. Election of Director: Sandra Beach Lin Management For Voted - For
1H. Election of Director: Richard C. Notebaert Management For Voted - For
1I. Election of Director: Lionel L. Nowell III Management For Voted - For
1J. Election of Director: Stephen S. Rasmussen Management For Voted - For
1K. Election of Director: Oliver G. Richard III Management For Voted - For
1L. Election of Director: Sara Martinez Tucker Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Approve the American Electric Power System 2015
Long-term Incentive Plan. Management For Voted - For
5. Amendment to the Restated Certificate of
Incorporation to Eliminate Article 7. Management For Voted - For
6. Amendment to the By-laws to Eliminate the
Supermajority Provisions. Management For Voted - For
7. Shareholder Proposal for Proxy Access. Shareholder Against Voted - For
APARTMENT INVESTMENT AND MANAGEMENT CO.
CUSIP: 03748R101 TICKER: AIV
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A. Election of Director: James N. Bailey Management For Voted - For
1B. Election of Director: Terry Considine Management For Voted - For
1C. Election of Director: Thomas L. Keltner Management For Voted - For
1D. Election of Director: J. Landis Martin Management For Voted - For
1E. Election of Director: Robert A. Miller Management For Voted - For
1F. Election of Director: Kathleen M. Nelson Management For Voted - For
1G. Election of Director: Michael A. Stein Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
to Serve As the Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Approval of the 2015 Stock Award and Incentive Plan. Management For Voted - For
5. Amendment of Aimco's Charter to Permit the Board of
Directors to Grant Waivers of the "look Through
Ownership Limit" Up to 18%. Management For Voted - For
6. Stockholder Proposal Regarding "proxy Access," If
Properly Presented at the Stockholder's Meeting. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARTHUR J. GALLAGHER & CO.
CUSIP: 363576109 TICKER: AJG
Meeting Date: 01-Jun-15 Meeting Type: Annual
1A. Election of Director: Sherry S. Barrat Management For Voted - For
1B. Election of Director: William L. Bax Management For Voted - For
1C. Election of Director: D. John Coldman Management For Voted - For
1D. Election of Director: Frank E. English, Jr. Management For Voted - For
1E. Election of Director: J. Patrick Gallagher, Jr. Management For Voted - For
1F. Election of Director: Elbert O. Hand Management For Voted - For
1G. Election of Director: David S. Johnson Management For Voted - For
1H. Election of Director: Kay W. Mccurdy Management For Voted - For
1I. Election of Director: Norman L. Rosenthal Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As our Independent Auditor Management For Voted - For
3. Approval of the Arthur J. Gallagher & Co. Employee
Stock Purchase Plan Management For Voted - For
4. Approval of the Arthur J. Gallagher & Co. Senior
Management Incentive Plan Management For Voted - For
5. Approval of the Compensation of our Named Executive
Officers Management For Voted - For
AT&T INC.
CUSIP: 00206R102 TICKER: T
Meeting Date: 24-Apr-15 Meeting Type: Annual
1A. Election of Director: Randall L. Stephenson Management For Voted - For
1B. Election of Director: Scott T. Ford Management For Voted - For
1C. Election of Director: Glenn H. Hutchins Management For Voted - For
1D. Election of Director: William E. Kennard Management For Voted - For
1E. Election of Director: Jon C. Madonna Management For Voted - For
1F. Election of Director: Michael B. Mccallister Management For Voted - For
1G. Election of Director: John B. Mccoy Management For Voted - For
1H. Election of Director: Beth E. Mooney Management For Voted - For
1I. Election of Director: Joyce M. Roche Management For Voted - For
1J. Election of Director: Matthew K. Rose Management For Voted - For
1K. Election of Director: Cynthia B. Taylor Management For Voted - For
1L. Election of Director: Laura D'andrea Tyson Management For Voted - For
2. Ratification of Appointment of Independent Auditors. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
4. Political Spending Report. Shareholder Against Voted - Against
5. Lobbying Report. Shareholder Against Voted - Against
6. Special Meetings. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ATMOS ENERGY CORPORATION
CUSIP: 049560105 TICKER: ATO
Meeting Date: 04-Feb-15 Meeting Type: Annual
1A. Election of Director: Robert W. Best Management For Voted - For
1B. Election of Director: Kim R. Cocklin Management For Voted - For
1C. Election of Director: Richard W. Douglas Management For Voted - For
1D. Election of Director: Ruben E. Esquivel Management For Voted - For
1E. Election of Director: Richard K. Gordon Management For Voted - For
1F. Election of Director: Robert C. Grable Management For Voted - For
1G. Election of Director: Thomas C. Meredith Management For Voted - For
1H. Election of Director: Nancy K. Quinn Management For Voted - For
1I. Election of Director: Richard A. Sampson Management For Voted - For
1J. Election of Director: Stephen R. Springer Management For Voted - For
1K. Election of Director: Richard Ware II Management For Voted - For
2. Proposal to Ratify the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Proposal for an Advisory Vote by Shareholders to
Approve the Compensation of the Company's Named
Executive Officers for Fiscal 2014 ("say-on-pay"). Management For Voted - For
B&G FOODS, INC.
CUSIP: 05508R106 TICKER: BGS
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Election of Director: Deann L. Brunts Management For Voted - For
1.2 Election of Director: Robert C. Cantwell Management For Voted - For
1.3 Election of Director: Charles F. Marcy Management For Voted - For
1.4 Election of Director: Dennis M. Mullen Management For Voted - For
1.5 Election of Director: Cheryl M. Palmer Management For Voted - For
1.6 Election of Director: Alfred Poe Management For Voted - For
1.7 Election of Director: Stephen C. Sherrill Management For Voted - For
1.8 Election of Director: David L. Wenner Management For Voted - For
2. Approval, by Non-binding Advisory Vote, of
Executive Compensation Management For Voted - For
3. Ratification of Appointment of KPMG LLP As
Independent Registered Public Accounting Firm Management For Voted - For
BB&T CORPORATION
CUSIP: 054937107 TICKER: BBT
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A. Election of Director: Jennifer S. Banner Management For Voted - For
1B. Election of Director: K. David Boyer, Jr. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Anna R. Cablik Management For Voted - For
1D. Election of Director: Ronald E. Deal Management For Voted - For
1E. Election of Director: James A. Faulkner Management For Voted - For
1F. Election of Director: I. Patricia Henry Management For Voted - For
1G. Election of Director: John P. Howe III, M.D. Management For Voted - For
1H. Election of Director: Eric C. Kendrick Management For Voted - For
1I. Election of Director: Kelly S. King Management For Voted - For
1J. Election of Director: Louis B. Lynn, Ph.D. Management For Voted - For
1K. Election of Director: Edward C. Milligan Management For Voted - For
1L. Election of Director: Charles A. Patton Management For Voted - For
1M. Election of Director: Nido R. Qubein Management For Voted - For
1N. Election of Director: Tollie W. Rich, Jr. Management For Voted - For
1O. Election of Director: Thomas E. Skains Management For Voted - For
1P. Election of Director: Thomas N. Thompson Management For Voted - For
1Q. Election of Director: Edwin H. Welch, Ph.D. Management For Voted - For
1R. Election of Director: Stephen T. Williams Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Corporation's Independent Registered
Public Accounting Firm for 2015. Management For Voted - For
3. To Vote on an Advisory Resolution to Approve Bb&t's
Executive Compensation Program, Commonly Referred
to As A "say on Pay" Vote. Management For Voted - For
4. To Vote on A Shareholder Proposal Requesting
Reports with Respect to Bb&t's Political
Contributions and Related Policies and Procedures,
If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
5. To Vote on A Shareholder Proposal Regarding
Recoupment of Incentive Compensation to Senior
Executives, If Properly Presented at the Annual
Meeting. Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
CUSIP: 110122108 TICKER: BMY
Meeting Date: 05-May-15 Meeting Type: Annual
1A) Election of Director: L. Andreotti Management For Voted - For
1B) Election of Director: G. Caforio, M.D. Management For Voted - For
1C) Election of Director: L.b. Campbell Management For Voted - For
1D) Election of Director: L.h. Glimcher, M.D. Management For Voted - For
1E) Election of Director: M. Grobstein Management For Voted - For
1F) Election of Director: A.j. Lacy Management For Voted - For
1G) Election of Director: T.j. Lynch, Jr., M.D. Management For Voted - For
1H) Election of Director: D.c. Paliwal Management For Voted - For
1I) Election of Director: V.l. Sato, Ph.D. Management For Voted - For
1J) Election of Director: G.l. Storch Management For Voted - For
1K) Election of Director: T.d. West, Jr. Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers Management For Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
4. Approval of Amendment to Certificate of
Incorporation - Exclusive Forum Provision Management For Voted - Against
5. Approval of Amendment to Certificate of
Incorporation - Supermajority Provisions -
Preferred Stockholders Management For Voted - For
6. Shareholder Action by Written Consent Shareholder Against Voted - For
BUCKEYE PARTNERS, L.P.
CUSIP: 118230101 TICKER: BPL
Meeting Date: 02-Jun-15 Meeting Type: Annual
1.1 Director: Pieter Bakker Management For Voted - For
1.2 Director: Barbara M. Baumann Management For Voted - For
1.3 Director: Mark C. Mckinley Management For Voted - For
1.4 Director: Donald W. Niemiec Management For Voted - For
2. The Ratification of the Selection of Deloitte &
Touche LLP As Buckeye Partners, L.p.'s Independent
Registered Public Accountants for 2015. Management For Voted - For
CAMDEN PROPERTY TRUST
CUSIP: 133131102 TICKER: CPT
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Director: Richard J. Campo Management For Voted - For
1.2 Director: Scott S. Ingraham Management For Voted - For
1.3 Director: Lewis A. Levey Management For Voted - For
1.4 Director: William B. Mcguire, Jr. Management For Voted - For
1.5 Director: William F. Paulsen Management For Voted - For
1.6 Director: D. Keith Oden Management For Voted - For
1.7 Director: F. Gardner Parker Management For Voted - For
1.8 Director: F.a. Sevilla-sacasa Management For Voted - For
1.9 Director: Steven A. Webster Management For Voted - For
1.10 Director: Kelvin R. Westbrook Management For Voted - For
2. Ratification of Deloitte & Touche LLP As the
Independent Registered Public Accounting Firm. Management For Voted - For
3. Approval, by an Advisory Vote, of Executive
Compensation. Management For Voted - For
CAMPBELL SOUP COMPANY
CUSIP: 134429109 TICKER: CPB
Meeting Date: 19-Nov-14 Meeting Type: Annual
1.1 Director: Paul R. Charron Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: Bennett Dorrance Management For Voted - For
1.3 Director: Lawrence C. Karlson Management For Voted - For
1.4 Director: Randall W. Larrimore Management For Voted - For
1.5 Director: Marc B. Lautenbach Management For Voted - For
1.6 Director: Mary Alice D. Malone Management For Voted - For
1.7 Director: Sara Mathew Management For Voted - For
1.8 Director: Denise M. Morrison Management For Voted - For
1.9 Director: Charles R. Perrin Management For Voted - For
1.10 Director: A. Barry Rand Management For Voted - For
1.11 Director: Nick Shreiber Management For Voted - For
1.12 Director: Tracey T. Travis Management For Voted - For
1.13 Director: Archbold D. Van Beuren Management For Voted - For
1.14 Director: Les C. Vinney Management For Voted - For
2 Ratify Appointment of Independent Registered Public
Accounting Firm Management For Voted - For
3 Conduct an Advisory Vote on Executive Compensation. Management For Voted - For
4 Re-approve the Campbell Soup Company Annual
Incentive Plan. Management For Voted - For
CHEVRON CORPORATION
CUSIP: 166764100 TICKER: CVX
Meeting Date: 27-May-15 Meeting Type: Annual
1A. Election of Director: A.b. Cummings Jr. Management For Voted - For
1B. Election of Director: L.f. Deily Management For Voted - For
1C. Election of Director: R.e. Denham Management For Voted - For
1D. Election of Director: A.p. Gast Management For Voted - For
1E. Election of Director: E. Hernandez Jr. Management For Voted - For
1F. Election of Director: J.m. Huntsman Jr. Management For Voted - For
1G. Election of Director: C.w. Moorman Management For Voted - For
1H. Election of Director: J.g. Stumpf Management For Voted - For
1I. Election of Director: R.d. Sugar Management For Voted - For
1J. Election of Director: I.g. Thulin Management For Voted - For
1K. Election of Director: C. Ware Management For Voted - For
1L. Election of Director: J.s. Watson Management For Voted - For
2. Ratification of Appointment of Pwc As Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Disclose Charitable Contributions of $5,000 Or More Shareholder Against Voted - Against
5. Report on Lobbying Shareholder Against Voted - Against
6. Cease Using Corporate Funds for Political Purposes Shareholder Against Voted - Against
7. Adopt Dividend Policy Shareholder Against Voted - Against
8. Adopt Targets to Reduce Ghg Emissions Shareholder Against Voted - Against
9. Report on Shale Energy Operations Shareholder Against Voted - Against
10. Adopt Proxy Access Bylaw Shareholder Against Voted - For
11. Adopt Policy for Independent Chairman Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12. Recommend Independent Director with Environmental
Expertise Shareholder Against Voted - Against
13. Set Special Meetings Threshold at 10% Shareholder Against Voted - Against
CINCINNATI FINANCIAL CORPORATION
CUSIP: 172062101 TICKER: CINF
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Director: William F. Bahl Management For Voted - For
1.2 Director: Gregory T. Bier Management For Voted - For
1.3 Director: Linda W. Clement-holmes Management For Voted - For
1.4 Director: Dirk J. Debbink Management For Voted - For
1.5 Director: Steven J. Johnston Management For Voted - For
1.6 Director: Kenneth C. Lichtendahl Management For Voted - For
1.7 Director: W. Rodney Mcmullen Management For Voted - For
1.8 Director: David P. Osborn Management For Voted - For
1.9 Director: Gretchen W. Price Management For Voted - For
1.10 Director: John J. Schiff, Jr. Management For Voted - For
1.11 Director: Thomas R. Schiff Management For Voted - For
1.12 Director: Douglas S. Skidmore Management For Voted - For
1.13 Director: Kenneth W. Stecher Management For Voted - For
1.14 Director: John F. Steele, Jr. Management For Voted - For
1.15 Director: Larry R. Webb Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. A Nonbinding Proposal to Approve Compensation for
the Company's Named Executive Officers. Management For Voted - For
CLECO CORPORATION
CUSIP: 12561W105 TICKER: CNL
Meeting Date: 26-Feb-15 Meeting Type: Special
1. To Approve the Agreement and Plan of Merger, Dated
As of October 17, 2014 (the "merger Agreement"),
Among Cleco Corporation ("cleco"), Como 1 L.p., A
Delaware Limited Partnership ("parent"), and Como 3
Inc., A Louisiana Corporation and an Indirect,
Wholly- Owned Subsidiary of Parent ("merger
(due to Space Limits, See Proxy Statement for Full
Proposal) Management For Voted - For
2. To Approve, on A Non-binding, Advisory Basis, the
Compensation That May be Paid Or Become Payable to
the Named Executive Officers of Cleco in Connection
with the Completion of the Merger. Management For Voted - For
3. To Approve an Adjournment of the Special Meeting,
If Necessary Or Appropriate, to Solicit Additional
Proxies If There are Not Sufficient Votes at That
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Time to Approve the Proposal to Approve the Merger
Agreement. Management For Voted - For
COMPASS DIVERSIFIED HOLDINGS
CUSIP: 20451Q104 TICKER: CODI
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Director: C. Sean Day Management For Voted - For
1.2 Director: D. Eugene Ewing Management For Voted - For
2. To Approve, by Non-binding Vote, the Compensation
of our Executive Officers As Disclosed in the Proxy
Statement. Management For Voted - For
3. To Ratify the Appointment of Grant Thornton LLP As
Independent Auditor for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
CONAGRA FOODS, INC.
CUSIP: 205887102 TICKER: CAG
Meeting Date: 19-Sep-14 Meeting Type: Annual
1.1 Director: Mogens C. Bay Management For Voted - For
1.2 Director: Thomas K. Brown Management For Voted - For
1.3 Director: Stephen G. Butler Management For Voted - For
1.4 Director: Steven F. Goldstone Management For Voted - For
1.5 Director: Joie A. Gregor Management For Voted - For
1.6 Director: Rajive Johri Management For Voted - For
1.7 Director: W.g. Jurgensen Management For Voted - For
1.8 Director: Richard H. Lenny Management For Voted - For
1.9 Director: Ruth Ann Marshall Management For Voted - For
1.10 Director: Gary M. Rodkin Management For Voted - For
1.11 Director: Andrew J. Schindler Management For Voted - For
1.12 Director: Kenneth E. Stinson Management For Voted - For
2. Approval of the Conagra Foods, Inc. 2014 Stock Plan Management For Voted - For
3. Approval of the Conagra Foods, Inc. 2014 Executive
Incentive Plan Management For Voted - For
4. Ratification of the Appointment of Independent
Auditor Management For Voted - For
5. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
6. Stockholder Proposal Regarding Bylaw Change in
Regard to Vote- Counting Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: Richard L. Armitage Management For Voted - For
1B. Election of Director: Richard H. Auchinleck Management For Voted - For
1C. Election of Director: Charles E. Bunch Management For Voted - For
1D. Election of Director: James E. Copeland, Jr. Management For Voted - For
1E. Election of Director: John V. Faraci Management For Voted - For
1F. Election of Director: Jody L. Freeman Management For Voted - For
1G. Election of Director: Gay Huey Evans Management For Voted - For
1H. Election of Director: Ryan M. Lance Management For Voted - For
1I. Election of Director: Arjun N. Murti Management For Voted - For
1J. Election of Director: Robert A. Niblock Management For Voted - For
1K. Election of Director: Harald J. Norvik Management For Voted - For
2. Proposal to Ratify Appointment of Ernst & Young LLP
As Conocophillips' Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Report on Lobbying Expenditures. Shareholder Against Voted - Against
5. No Accelerated Vesting Upon Change in Control. Shareholder Against Voted - Against
6. Policy on Using Reserves Metrics to Determine
Incentive Compensation. Shareholder Against Voted - Against
7. Proxy Access. Shareholder Against Voted - For
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
CUSIP: 209034107 TICKER: CNSL
Meeting Date: 08-Oct-14 Meeting Type: Special
1. Approval of the Issuance of Consolidated
Communications Holdings, Inc. ("consolidated")
Common Stock to Enventis Corporation ("enventis")
Shareholders in the Merger Contemplated by the
Agreement and Plan of Merger, Dated As of June 29,
2014, by and Among Consolidated, Enventis and Sky
Merger Sub Inc. Management For Voted - For
2. Approval to Adjourn Or Postpone the Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies. Management For Voted - For
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Director: Richard A. Lumpkin Management For Voted - For
1.2 Director: Timothy D. Taron Management For Voted - For
2. Approval of Ernst & Young, LLP, As the Independent
Registered Public Accounting Firm. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Approve Certain Provisions of the Consolidated
Communications, Inc. 2005 Long-term Incentive Plan. Management For Voted - For
DOMINION RESOURCES, INC.
CUSIP: 25746U109 TICKER: D
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: William P. Barr Management For Voted - For
1B. Election of Director: Helen E. Dragas Management For Voted - For
1C. Election of Director: James O. Ellis, Jr. Management For Voted - For
1D. Election of Director: Thomas F. Farrell II Management For Voted - For
1E. Election of Director: John W. Harris Management For Voted - For
1F. Election of Director: Mark J. Kington Management For Voted - For
1G. Election of Director: Pamela J. Royal, M.D. Management For Voted - For
1H. Election of Director: Robert H. Spilman, Jr. Management For Voted - For
1I. Election of Director: Michael E. Szymanczyk Management For Voted - For
1J. Election of Director: David A. Wollard Management For Voted - For
2. Ratification of Appointment of the Independent
Auditors for 2015 Management For Voted - For
3. Advisory Vote on Approval of Executive Compensation
(say on Pay) Management For Voted - Against
4. Approval of an Amendment to our Bylaws Management For Voted - For
5. Right to Act by Written Consent Shareholder Against Voted - For
6. New Nuclear Construction Shareholder Against Voted - Against
7. Report on Methane Emissions Shareholder Against Voted - Against
8. Sustainability As A Performance Measure for
Executive Compensation Shareholder Against Voted - Against
9. Report on the Financial Risks to Dominion Posed by
Climate Change Shareholder Against Voted - Against
10. Adopt Quantitative Goals for Reducing Greenhouse
Gas Emissions Shareholder Against Voted - Against
11. Report on Bioenergy Shareholder Against Voted - Against
DR PEPPER SNAPPLE GROUP,INC.
CUSIP: 26138E109 TICKER: DPS
Meeting Date: 21-May-15 Meeting Type: Annual
1A Election of Director: David E. Alexander Management For Voted - For
1B Election of Director: Antonio Carrillo Management For Voted - For
1C Election of Director: Pamela H. Patsley Management For Voted - For
1D Election of Director: Joyce M. Roche Management For Voted - For
1E Election of Director: Ronald G. Rogers Management For Voted - For
1F Election of Director: Wayne R. Sanders Management For Voted - For
1G Election of Director: Dunia A. Shive Management For Voted - For
1H Election of Director: M. Anne Szostak Management For Voted - For
1I Election of Director: Larry D. Young Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2015. Management For Voted - For
3 To Approve Advisory Resolution Regarding Executive
Compensation: Resolved, That the Compensation Paid
to the Company's Named Executive Officers with
Respect to 2014, As Disclosed Pursuant to the
Compensation Disclosure Rules and Regulations of
the Sec, Including the Compensation Discussion and
Analysis, Compensation Tables and the Narrative
Discussion, is Hereby Approved. Management For Voted - For
4 To Consider and Act Upon A Stockholder Proposal
Regarding Comprehensive Strategy for Recycling of
Beverage Containers. Shareholder Against Voted - Against
5 To Consider and Act Upon A Stockholder Proposal
Regarding Sugar Supply Chain Risks. Shareholder Against Voted - Against
DTE ENERGY COMPANY
CUSIP: 233331107 TICKER: DTE
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Director: Gerard M. Anderson Management For Voted - For
1.2 Director: David A. Brandon Management For Voted - For
1.3 Director: W. Frank Fountain, Jr. Management For Voted - For
1.4 Director: Charles G. Mcclure, Jr. Management For Voted - For
1.5 Director: Gail J. Mcgovern Management For Voted - For
1.6 Director: Mark A. Murray Management For Voted - For
1.7 Director: James B. Nicholson Management For Voted - For
1.8 Director: Charles W. Pryor, Jr. Management For Voted - For
1.9 Director: Josue Robles, Jr. Management For Voted - For
1.10 Director: Ruth G. Shaw Management For Voted - For
1.11 Director: David A. Thomas Management For Voted - For
1.12 Director: James H. Vandenberghe Management For Voted - For
2. Ratification of Independent Registered Public
Accounting Firm PricewaterhouseCoopers LLP Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Management Proposal to Approve A New Executive
Performance Plan Management For Voted - For
5. Shareholder Proposal Relating to Political
Contributions Disclosure Shareholder Against Voted - Against
6. Shareholder Proposal Relating to Proxy Access Shareholder Against Voted - For
7. Shareholder Proposal Relating to Distributed
Generation Shareholder Against Voted - Against
8. Shareholder Proposal Relating to an Independent
Board Chairman Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DUKE ENERGY CORPORATION
CUSIP: 26441C204 TICKER: DUK
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Michael G. Browning Management For Voted - For
1B. Election of Director: Harris E. Deloach, Jr. Management For Voted - For
1C. Election of Director: Daniel R. Dimicco Management For Voted - For
1D. Election of Director: John H. Forsgren Management For Voted - For
1E. Election of Director: Lynn J. Good Management For Voted - For
1F. Election of Director: Ann Maynard Gray Management For Voted - For
1G. Election of Director: James H. Hance, Jr. Management For Voted - For
1H. Election of Director: John T. Herron Management For Voted - For
1I. Election of Director: James B. Hyler, Jr. Management For Voted - For
1J. Election of Director: William E. Kennard Management For Voted - For
1K. Election of Director: E. Marie Mckee Management For Voted - For
1L. Election of Director: Richard A. Meserve Management For Voted - For
1M. Election of Director: James T. Rhodes Management For Voted - For
1N. Election of Director: Carlos A. Saladrigas Management For Voted - For
2. Ratification of Deloitte & Touche LLP As Duke
Energy Corporation's Independent Public Accountant
for 2015 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
4. Approval of the Duke Energy Corporation 2015
Long-term Incentive Plan Management For Voted - For
5. Shareholder Proposal Regarding Limitation of
Accelerated Executive Pay Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Political
Contribution Disclosure Shareholder Against Voted - Against
7. Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
E. I. DU PONT DE NEMOURS AND COMPANY
CUSIP: 263534109 TICKER: DD
Meeting Date: 13-May-15 Meeting Type: Contested-annual
1.1 Director: Lamberto Andreotti Management
1.2 Director: Edward D. Breen Management
1.3 Director: Robert A. Brown Management
1.4 Director: Alexander M. Cutler Management
1.5 Director: Eleuthere I. Du Pont Management
1.6 Director: James L. Gallogly Management
1.7 Director: Marillyn A. Hewson Management
1.8 Director: Lois D. Juliber Management
1.9 Director: Ellen J. Kullman Management
1.10 Director: Ulf M. Schneider Management
1.11 Director: Lee M. Thomas Management
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Director: Patrick J. Ward Management
2. On Ratification of Independent Registered Public
Accounting Firm Management Non-Voting
3. To Approve, by Advisory Vote, Executive Compensation Management Non-Voting
4. On Lobbying Shareholder Non-Voting
5. On Grower Compliance Shareholder Non-Voting
6. On Plant Closures Shareholder Non-Voting
7. On Repealing Certain Amendments to the Bylaws
Adopted by the Board Without Stockholder Approval Shareholder Non-Voting
1.1 Director: Nelson Peltz Management For Voted - For
1.2 Director: John H. Myers Management For Voted - Withheld
1.3 Director: Arthur B. Winkleblack Management For Voted - Withheld
1.4 Director: Robert J. Zatta Management For Voted - Withheld
1.5 Director: Mgt Nom: L. Andreotti Management For Voted - For
1.6 Director: Mgt Nom: E.d. Breen Management For Voted - For
1.7 Director: Mgt Nom: E.i. Du Pont Management For Voted - For
1.8 Director: Mgt Nom: J.l. Gallogly Management For Voted - For
1.9 Director: Mgt Nom: M.a. Hewson Management For Voted - For
1.10 Director: Mgt Nom: E.j. Kullman Management For Voted - For
1.11 Director: Mgt Nom: U.m. Schneider Management For Voted - For
1.12 Director: Mgt Nom: P.j. Ward Management For Voted - For
2 On Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
3 To Approve, by Advisory Vote, Executive Compensation Management For Voted - For
4 On Lobbying Management For Voted - Against
5 On Grower Compliance Management For Voted - Against
6 On Plant Closure Management For Voted - Against
7 To Repeal Each Provision Or Amendment of the Bylaws
of the Company Adopted by the Board of Directors of
the Company (and Not by the Company's Stockholders)
Subsequent to August 12, 2013 and Prior to the
Approval of This Resolution. Management For Voted - For
EATON CORPORATION PLC
CUSIP: G29183103 TICKER: ETN
Meeting Date: 22-Apr-15 Meeting Type: Annual
1A. Election of Director: Todd M. Bluedorn Management For Voted - For
1B. Election of Director: Christopher M. Connor Management For Voted - For
1C. Election of Director: Michael J. Critelli Management For Voted - For
1D. Election of Director: Alexander M. Cutler Management For Voted - For
1E. Election of Director: Charles E. Golden Management For Voted - For
1F. Election of Director: Linda A. Hill Management For Voted - For
1G. Election of Director: Arthur E. Johnson Management For Voted - For
1H. Election of Director: Ned C. Lautenbach Management For Voted - For
1I. Election of Director: Deborah L. Mccoy Management For Voted - For
1J. Election of Director: Gregory R. Page Management For Voted - For
1K. Election of Director: Sandra Pianalto Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1L. Election of Director: Gerald B. Smith Management For Voted - For
2. Approving A Proposed 2015 Stock Plan. Management For Voted - For
3. Approving the Appointment of Ernst & Young LLP As
Independent Auditor for 2015 and Authorizing the
Audit Committee of the Board of Directors to Set
Its Remuneration. Management For Voted - For
4. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
5. Authorizing the Company and Any Subsidiary of the
Company to Make Overseas Market Purchases of
Company Shares. Management For Voted - For
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 04-May-15 Meeting Type: Annual
1A. Election of Director: K. Baicker Management For Voted - For
1B. Election of Director: J.e. Fyrwald Management For Voted - For
1C. Election of Director: E.r. Marram Management For Voted - For
1D. Election of Director: J.p. Tai Management For Voted - For
2. Approve Advisory Vote on Compensation Paid to the
Company's Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment by the Audit
Committee of the Board of Directors of Ernst &
Young LLP As Principal Independent Auditor for 2015. Management For Voted - For
ENERGY TRANSFER PARTNERS, L.P.
CUSIP: 29273R109 TICKER: ETP
Meeting Date: 20-Nov-14 Meeting Type: Special
1 Approval of the Second Amended and Restated Energy
Transfer Partners, L.p. 2008 Long-term Incentive
Plan (as It Has Been Amended from Time to Time, the
"ltip"), Which, Among Other Things, Provides for an
Increase in the Maximum Number of Common Units
Reserved and Available for Delivery with Respect to
Awards Under the Ltip to 10,000,000 Common Units
(the "ltip Proposal"). Management For Voted - For
2 Approval of the Adjournment of the Special Meeting
to A Later Date Or Dates, If Necessary Or
Appropriate, to Solicit Additional Proxies in the
Event There are Not Sufficient Votes at the Time of
the Special Meeting to Approve the Ltip Proposal. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ENTERGY CORPORATION
CUSIP: 29364G103 TICKER: ETR
Meeting Date: 08-May-15 Meeting Type: Annual
1A. Election of Director: M.s. Bateman Management For Voted - For
1B. Election of Director: P.j. Condon Management For Voted - For
1C. Election of Director: L.p. Denault Management For Voted - For
1D. Election of Director: K.h. Donald Management For Voted - For
1E. Election of Director: G.w. Edwards Management For Voted - For
1F. Election of Director: A.m. Herman Management For Voted - For
1G. Election of Director: D.c. Hintz Management For Voted - For
1H. Election of Director: S.l. Levenick Management For Voted - For
1I. Election of Director: B.l. Lincoln Management For Voted - For
1J. Election of Director: K.a. Puckett Management For Voted - For
1K. Election of Director: W.j. Tauzin Management For Voted - For
1L. Election of Director: S.v. Wilkinson Management For Voted - For
2. Ratification of Appointment of Deloitte & Touche
LLP As Independent Registered Public Accountants
for 2015. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Approval of the Entergy Corporation Amended and
Restated Executive Annual Incentive Plan. Management For Voted - For
5. Approval of the Entergy Corporation 2015 Equity
Ownership Plan. Management For Voted - For
6. Shareholder Proposal Regarding Including Carbon
Emission Reductions in Incentive Compensation. Shareholder Against Voted - Against
EPR PROPERTIES
CUSIP: 26884U109 TICKER: EPR
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Director: Jack A. Newman, Jr.@ Management For Voted - For
1.2 Director: Thomas M. Bloch@ Management For Voted - For
1.3 Director: Gregory K. Silvers# Management For Voted - For
2. Proposal to Approve, on A Non- Binding Advisory
Basis, the Compensation of the Company's Named
Executive Officers As Disclosed in These Proxy
Materials. Management For Voted - For
3. Proposal to Ratify the Appointment of KPMG LLP As
the Company's Independent Registered Public
Accounting Firm for 2015. Management For Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Director: M.j. Boskin Management For Voted - For
1.2 Director: P. Brabeck-letmathe Management For Voted - For
1.3 Director: U.m. Burns Management For Voted - For
1.4 Director: L.r. Faulkner Management For Voted - For
1.5 Director: J.s. Fishman Management For Voted - For
1.6 Director: H.h. Fore Management For Voted - For
1.7 Director: K.c. Frazier Management For Voted - For
1.8 Director: D.r. Oberhelman Management For Voted - For
1.9 Director: S.j. Palmisano Management For Voted - For
1.10 Director: S.s Reinemund Management For Voted - For
1.11 Director: R.w. Tillerson Management For Voted - For
1.12 Director: W.c. Weldon Management For Voted - For
2. Ratification of Independent Auditors (page 60) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 61) Management For Voted - For
4. Independent Chairman (page 63) Shareholder Against Voted - Against
5. Proxy Access Bylaw (page 64) Shareholder Against Voted - For
6. Climate Expert on Board (page 66) Shareholder Against Voted - Against
7. Board Quota for Women (page 67) Shareholder Against Voted - Against
8. Report on Compensation for Women (page 68) Shareholder Against Voted - Against
9. Report on Lobbying (page 69) Shareholder Against Voted - Against
10. Greenhouse Gas Emissions Goals (page 70) Shareholder Against Voted - Against
11. Report on Hydraulic Fracturing (page 72) Shareholder Against Voted - Against
FIRSTENERGY CORP.
CUSIP: 337932107 TICKER: FE
Meeting Date: 19-May-15 Meeting Type: Annual
1.1 Director: Paul T. Addison Management For Voted - For
1.2 Director: Michael J. Anderson Management For Voted - For
1.3 Director: William T. Cottle Management For Voted - For
1.4 Director: Robert B. Heisler, Jr. Management For Voted - For
1.5 Director: Julia L. Johnson Management For Voted - For
1.6 Director: Charles E. Jones Management For Voted - For
1.7 Director: Ted J. Kleisner Management For Voted - For
1.8 Director: Donald T. Misheff Management For Voted - For
1.9 Director: Ernest J. Novak, Jr. Management For Voted - For
1.10 Director: Christopher D. Pappas Management For Voted - For
1.11 Director: Luis A. Reyes Management For Voted - For
1.12 Director: George M. Smart Management For Voted - For
1.13 Director: Dr. Jerry Sue Thornton Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
4. Approve the Firstenergy Corp. 2015 Incentive
Compensation Plan Management For Voted - For
5. Shareholder Proposal: Report on Lobbying
Expenditures Shareholder Against Voted - Against
6. Shareholder Proposal: Report on Carbon Dioxide Goals Shareholder Against Voted - Against
7. Shareholder Proposal: Simple Majority Vote Shareholder Against Voted - Against
8. Shareholder Proposal: Proxy Access Regulation
(by-law) Shareholder Against Voted - For
FIRSTMERIT CORPORATION
CUSIP: 337915102 TICKER: FMER
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Director: Lizabeth A. Ardisana Management For Voted - For
1.2 Director: Steven H. Baer Management For Voted - For
1.3 Director: Karen S. Belden Management For Voted - For
1.4 Director: R. Cary Blair Management For Voted - For
1.5 Director: John C. Blickle Management For Voted - For
1.6 Director: Robert W. Briggs Management For Voted - For
1.7 Director: Richard Colella Management For Voted - For
1.8 Director: Robert S. Cubbin Management For Voted - For
1.9 Director: Gina D. France Management For Voted - For
1.10 Director: Paul G. Greig Management For Voted - For
1.11 Director: Terry L. Haines Management For Voted - For
1.12 Director: J.m. Hochschwender Management For Voted - For
1.13 Director: Clifford J. Isroff Management For Voted - For
1.14 Director: Philip A. Lloyd II Management For Voted - For
1.15 Director: Russ M. Strobel Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Firstmerit's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2015. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of Firstmerit's Named Executive Officers. Management For Voted - For
4. To Approve A Proposal to Amend Article III, Section
2, of Firstmerit's Second Amended and Restated Code
of Regulations, As Amended, to Implement Proxy
Access. Management For Voted - For
5. To Consider A Shareholder Proposal If Properly
Presented at the Annual Meeting. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FLY LEASING LTD
CUSIP: 34407D109 TICKER: FLY
Meeting Date: 22-Jun-15 Meeting Type: Annual
1. To Re-elect Erik G. Braathen As A Director of the
Company. Management For Voted - For
2. To Re-elect Joseph M. Donovan As A Director of the
Company. Management For Voted - For
3. To Re-elect Eugene Mccague As A Director of the
Company. Management For Voted - For
4. To Re-elect Susan M. Walton As A Director of the
Company. Management For Voted - For
5. To Appoint Deloitte & Touche LLP As the Company's
Independent Auditors and to Authorize the Board of
Directors of the Company (the "board") to Determine
Their Remuneration. Management For Voted - For
GENERAL DYNAMICS CORPORATION
CUSIP: 369550108 TICKER: GD
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: Mary T. Barra Management For Voted - For
1B. Election of Director: Nicholas D. Chabraja Management For Voted - For
1C. Election of Director: James S. Crown Management For Voted - For
1D. Election of Director: Rudy F. Deleon Management For Voted - For
1E. Election of Director: William P. Fricks Management For Voted - For
1F. Election of Director: John M. Keane Management For Voted - For
1G. Election of Director: Lester L. Lyles Management For Voted - For
1H. Election of Director: James N. Mattis Management For Voted - For
1I. Election of Director: Phebe N. Novakovic Management For Voted - For
1J. Election of Director: William A. Osborn Management For Voted - For
1K. Election of Director: Laura J. Schumacher Management For Voted - For
2. Selection of Independent Auditors. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Shareholder Proposal with Regard to an Independent
Board Chairman. Shareholder Against Voted - Against
GENERAL ELECTRIC COMPANY
CUSIP: 369604103 TICKER: GE
Meeting Date: 22-Apr-15 Meeting Type: Annual
A1 Election of Director: W. Geoffrey Beattie Management For Voted - For
A2 Election of Director: John J. Brennan Management For Voted - For
A3 Election of Director: James I. Cash, Jr. Management For Voted - For
A4 Election of Director: Francisco D'souza Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A5 Election of Director: Marijn E. Dekkers Management For Voted - For
A6 Election of Director: Susan J. Hockfield Management For Voted - For
A7 Election of Director: Jeffrey R. Immelt Management For Voted - For
A8 Election of Director: Andrea Jung Management For Voted - For
A9 Election of Director: Robert W. Lane Management For Voted - For
A10 Election of Director: Rochelle B. Lazarus Management For Voted - For
A11 Election of Director: James J. Mulva Management For Voted - For
A12 Election of Director: James E. Rohr Management For Voted - For
A13 Election of Director: Mary L. Schapiro Management For Voted - For
A14 Election of Director: Robert J. Swieringa Management For Voted - For
A15 Election of Director: James S. Tisch Management For Voted - For
A16 Election of Director: Douglas A. Warner III Management For Voted - For
B1 Advisory Approval of our Named Executives'
Compensation Management For Voted - For
B2 Ratification of KPMG As Independent Auditor for 2015 Management For Voted - For
C1 Cumulative Voting Shareholder Against Voted - Against
C2 Written Consent Shareholder Against Voted - Against
C3 One Director from Ranks of Retirees Shareholder Against Voted - Against
C4 Holy Land Principles Shareholder Against Voted - Against
C5 Limit Equity Vesting Upon Change in Control Shareholder Against Voted - Against
GENERAL MILLS, INC.
CUSIP: 370334104 TICKER: GIS
Meeting Date: 23-Sep-14 Meeting Type: Annual
1A. Election of Director: Bradbury H. Anderson Management For Voted - For
1B. Election of Director: R. Kerry Clark Management For Voted - For
1C. Election of Director: Paul Danos Management For Voted - For
1D. Election of Director: Henrietta H. Fore Management For Voted - For
1E. Election of Director: Raymond V. Gilmartin Management For Voted - For
1F. Election of Director: Judith Richards Hope Management For Voted - For
1G. Election of Director: Heidi G. Miller Management For Voted - For
1H. Election of Director: Hilda Ochoa- Brillembourg Management For Voted - For
1I. Election of Director: Steve Odland Management For Voted - For
1J. Election of Director: Kendall J. Powell Management For Voted - For
1K. Election of Director: Michael D. Rose Management For Voted - For
1L. Election of Director: Robert L. Ryan Management For Voted - For
1M. Election of Director: Dorothy A. Terrell Management For Voted - For
2. Cast an Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratify the Appointment of KPMG LLP As General
Mills' Independent Registered Public Accounting
Firm. Management For Voted - For
4. Stockholder Proposal for Report on Packaging. Shareholder Against Voted - Against
5. Stockholder Proposal for Elimination of Genetically
Modified Ingredients. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GLAXOSMITHKLINE PLC
CUSIP: 37733W105 TICKER: GSK
Meeting Date: 18-Dec-14 Meeting Type: Annual
1. To Approve the Proposed Major Transaction with
Novartis Ag. Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1. To Receive the 2014 Annual Report Management For Voted - For
2. To Approve the Annual Remuneration Report Management For Voted - For
3. To Elect Sir Philip Hampton As A Director Management For Voted - For
4. To Elect Urs Rohner As A Director Management For Voted - For
5. To Re-elect Sir Andrew Witty As A Director Management For Voted - For
6. To Re-elect Professor Sir Roy Anderson As A Director Management For Voted - For
7. To Re-elect Dr Stephanie Burns As A Director Management For Voted - For
8. To Re-elect Stacey Cartwright As A Director Management For Voted - For
9. To Re-elect Simon Dingemans As A Director Management For Voted - For
10. To Re-elect Lynn Elsenhans As A Director Management For Voted - For
11. To Re-elect Judy Lewent As A Director Management For Voted - For
12. To Re-elect Sir Deryck Maughan As A Director Management For Voted - For
13. To Re-elect Dr Daniel Podolsky As A Director Management For Voted - For
14. To Re-elect Dr Moncef Slaoui As A Director Management For Voted - For
15. To Re-elect Hans Wijers As A Director Management For Voted - For
16. To Re-appoint Auditors Management For Voted - For
17. To Determine Remuneration of Auditors Management For Voted - For
18. To Authorise the Company and Its Subsidiaries to
Make Donations to Political Organisations and Incur
Political Expenditure Management For Voted - For
19. To Authorise Allotment of Shares Management For Voted - For
20. To Disapply Pre-emption Rights (special Resolution) Management For Voted - For
21. To Authorise the Company to Purchase Its Own Shares
(special Resolution) Management For Voted - For
22. To Authorise Exemption from Statement of Name of
Senior Statutory Auditor Management For Voted - For
23. To Authorise Reduced Notice of A General Meeting
Other Than an Agm (special Resolution) Management For Voted - Against
24. To Approve the Gsk Share Value Plan Management For Voted - For
GOVERNMENT PROPERTIES INCOME TRUST
CUSIP: 38376A103 TICKER: GOV
Meeting Date: 12-May-15 Meeting Type: Annual
1. Election of Independent Trustee in Class III:
Barbara D. Gilmore Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors to Serve for the 2015
Fiscal Year. Management For Voted - For
HALYARD HEALTH, INC.
CUSIP: 40650V100 TICKER: HYH
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: Gary D. Blackford Management For Voted - For
1.2 Director: Patrick J. O'leary Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm to Audit the Corporation's 2015 Financial
Statements. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Advisory Votes on
Named Executive Officer Compensation. Management 1 Year Voted - 1 Year
HASBRO, INC.
CUSIP: 418056107 TICKER: HAS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Director: Basil L. Anderson Management For Voted - For
1.2 Director: Alan R. Batkin Management For Voted - For
1.3 Director: Kenneth A. Bronfin Management For Voted - For
1.4 Director: Michael R. Burns Management For Voted - For
1.5 Director: Lisa Gersh Management For Voted - For
1.6 Director: Brian D. Goldner Management For Voted - For
1.7 Director: Alan G. Hassenfeld Management For Voted - For
1.8 Director: Tracy A. Leinbach Management For Voted - For
1.9 Director: Edward M. Philip Management For Voted - For
1.10 Director: Richard S. Stoddart Management For Voted - For
1.11 Director: Linda K. Zecher Management For Voted - For
2. The Adoption, on an Advisory Basis, of A Resolution
Approving the Compensation of the Named Executive
Officers of Hasbro, Inc., As Described in the
"compensation Discussion and Analysis" and
"executive Compensation" Sections of the 2015 Proxy
Statement. Management For Voted - For
3. Ratification of the Selection of KPMG LLP As
Hasbro, Inc.'s Independent Registered Public
Accounting Firm for Fiscal 2015. Management For Voted - For
4. Shareholder Proposal: Proxy Access Shareholder Against Voted - For
5. Shareholder Proposal: Post- Termination Holding
Period for Portion of Equity Held by Senior
Executives Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Shareholder Proposal: Limitation on Vesting of
Equity Held by Senior Executives Following A Change
in Control Shareholder Against Voted - Against
HCP, INC.
CUSIP: 40414L109 TICKER: HCP
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A. Election of Director: Brian G. Cartwright Management For Voted - For
1B. Election of Director: Christine N. Garvey Management For Voted - For
1C. Election of Director: David B. Henry Management For Voted - For
1D. Election of Director: James P. Hoffmann Management For Voted - For
1E. Election of Director: Lauralee E. Martin Management For Voted - For
1F. Election of Director: Michael D. Mckee Management For Voted - For
1G. Election of Director: Peter L. Rhein Management For Voted - For
1H. Election of Director: Joseph P. Sullivan Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Hcp's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Stockholder Proposal - Proxy Access. Shareholder Against Voted - For
HEALTH CARE REIT, INC.
CUSIP: 42217K106 TICKER: HCN
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Thomas J. Derosa Management For Voted - For
1B. Election of Director: Jeffrey H. Donahue Management For Voted - For
1C. Election of Director: Fred S. Klipsch Management For Voted - For
1D. Election of Director: Geoffrey G. Meyers Management For Voted - For
1E. Election of Director: Timothy J. Naughton Management For Voted - For
1F. Election of Director: Sharon M. Oster Management For Voted - For
1G. Election of Director: Judith C. Pelham Management For Voted - For
1H. Election of Director: Sergio D. Rivera Management For Voted - For
1I. Election of Director: R. Scott Trumbull Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Independent Registered Public
Accounting Firm for the Fiscal Year 2015. Management For Voted - Against
3. Approval of the Compensation of the Named Executive
Officers As Disclosed in the Proxy Statement
Pursuant to the Compensation Disclosure Rules of
the Sec. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HEALTHCARE REALTY TRUST INCORPORATED
CUSIP: 421946104 TICKER: HR
Meeting Date: 12-May-15 Meeting Type: Annual
1. Approval of the Charter Amendment to Declassify the
Company's Board of Directors Management For Voted - For
1.1 Director: David R. Emery Management For Voted - For
1.2 Director: Errol L. Biggs, Ph.D. Management For Voted - For
1.3 Director: C.r. Fernandez, M.D. Management For Voted - For
1.4 Director: Edwin B. Morris III Management For Voted - For
1.5 Director: John Knox Singleton Management For Voted - For
1.6 Director: Bruce D. Sullivan Management For Voted - For
1.7 Director: Roger O. West Management For Voted - For
1.8 Director: Dan S. Wilford Management For Voted - For
1.9 Director: Errol L. Biggs, Ph.D. Management For Voted - For
1.10 Director: C.r. Fernandez, M.D. Management For Voted - For
1.11 Director: Bruce D. Sullivan Management For Voted - For
3. Ratify the Appointment of Bdo Usa, LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
4. To Approve the Following Resolution: Resolved, That
the Shareholders of Healthcare Realty Trust
Incorporated Approve, on A Non-binding Advisory
Basis, the Compensation of the Named Executive
Officers As Disclosed Pursuant to Item 402 of
Regulation S-k in the Company's Proxy Statement for
the 2015 Annual Meeting of Shareholders Management For Voted - For
5. Approval of the Healthcare Realty Trust
Incorporated 2015 Stock Incentive Plan Management For Voted - For
HOME PROPERTIES, INC.
CUSIP: 437306103 TICKER: HME
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Director: Michael D. Barnello Management For Voted - For
1.2 Election of Director: Bonnie S. Biumi Management For Voted - For
1.3 Election of Director: Stephen R. Blank Management For Voted - For
1.4 Election of Director: Alan L. Gosule Management For Voted - For
1.5 Election of Director: Leonard F. Helbig, III Management For Voted - For
1.6 Election of Director: Thomas P. Lydon, Jr. Management For Voted - For
1.7 Election of Director: Edward J. Pettinella Management For Voted - For
1.8 Election of Director: Clifford W. Smith, Jr. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 TICKER: HON
Meeting Date: 27-Apr-15 Meeting Type: Annual
1A. Election of Director: William S. Ayer Management For Voted - For
1B. Election of Director: Gordon M. Bethune Management For Voted - For
1C. Election of Director: Kevin Burke Management For Voted - For
1D. Election of Director: Jaime Chico Pardo Management For Voted - For
1E. Election of Director: David M. Cote Management For Voted - For
1F. Election of Director: D. Scott Davis Management For Voted - For
1G. Election of Director: Linnet F. Deily Management For Voted - For
1H. Election of Director: Judd Gregg Management For Voted - For
1I. Election of Director: Clive Hollick Management For Voted - For
1J. Election of Director: Grace D. Lieblein Management For Voted - For
1K. Election of Director: George Paz Management For Voted - For
1L. Election of Director: Bradley T. Sheares Management For Voted - For
1M. Election of Director: Robin L. Washington Management For Voted - For
2. Approval of Independent Accountants. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. Independent Board Chairman. Shareholder Against Voted - Against
5. Right to Act by Written Consent. Shareholder Against Voted - For
6. Political Lobbying and Contributions. Shareholder Against Voted - Against
IMPERIAL TOBACCO GROUP PLC
CUSIP: 453142101 TICKER: ITYBY
Meeting Date: 28-Jan-15 Meeting Type: Annual
O1 That the Annual Report and Accounts for the
Financial Year Ended 30 September 2014 be Received. Management For Voted - For
O2 That the Directors Remuneration Report (excluding
the Directors' Remuneration Policy) Set Out on
Pages 46 to 64 of the Annual Report and Accounts
for the Financial Year Ended 30 September 2014, be
Received and Approved. Management For Voted - For
O3 That the Directors' Remuneration Policy, the Full
Text of Which is Contained on Pages 48 to 53 of the
Annual Report and Accounts for the Financial Year
Ended 30 September 2014 be Received and Approved. Management For Voted - For
O4 That A Final Dividend for the Financial Year Ended
30 September 2014 of 89.3 Pence Per Ordinary Share
of 10 Pence Payable on 17 February 2015 to Those
Shareholders on the Register at the Close of
Business on 16 January 2015 be Declared. Management For Voted - For
O5 That Dr K M Burnett be Re-elected As A Director of
the Company. Management For Voted - For
O6 That Mrs A J Cooper be Re-elected As A Director of
the Company. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
O7 That Mr D J Haines be Re-elected As A Director of
the Company. Management For Voted - For
O8 That Mr M H C Herlihy be Re-elected As A Director
of the Company. Management For Voted - For
O9 That Mr M R Phillips be Re-elected As A Director of
the Company. Management For Voted - For
O10 That Mr O R Tant be Re-elected As A Director of the
Company. Management For Voted - For
O11 That Mr M D Williamson be Re-elected As A Director
of the Company. Management For Voted - For
O12 That Mrs K Witts be Elected As A Director of the
Company. Management For Voted - For
O13 That Mr M I Wyman be Re-elected As A Director of
the Company. Management For Voted - For
O14 That PricewaterhouseCoopers LLP be Reappointed As
Auditor of the Company to Hold Office Until the
Conclusion of the Next General Meeting at Which
Accounts are Laid Before the Company. Management For Voted - For
O15 That the Directors be Authorised to Set the
Remuneration of the Auditor. Management For Voted - For
O16 To Consider And, If Thought Fit, Pass Resolution 16
As Ordinary Resolution As Set Forth in the
Company's Notice of Meeting. Management For Voted - For
O17 To Consider And, If Thought Fit, Pass Resolution 17
As Ordinary Resolution As Set Forth in the
Company's Notice of Meeting. Management For Voted - For
S18 To Consider And, If Thought Fit, Pass Resolution 18
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
S19 To Consider And, If Thought Fit, Pass Resolution 19
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
S20 To Consider And, If Thought Fit, Pass Resolution 20
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - Against
GM1 That the Proposed Acquisition by the Company,
And/or Any One Or More of Its Subsidiaries, of
Brands and Assets, Including the U.S. Cigarette
Brands Winston, Maverick, Kool and Salem and the
U.S. and International E-cigarette Brand Blu,
Including Certain Employees, Offices, Production
Facilities and Commercial Infrastructure, Currently
Owned by Reynolds American Inc. and Lorillard, Inc.
and Their Respective Affiliates (the Acquisition),
Substantially on the Terms and Subject to the
(due to Space Limits, See Proxy Material for Full
Proposal) Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JOHNSON & JOHNSON
CUSIP: 478160104 TICKER: JNJ
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Mary Sue Coleman Management For Voted - For
1B. Election of Director: D. Scott Davis Management For Voted - For
1C. Election of Director: Ian E.l. Davis Management For Voted - For
1D. Election of Director: Alex Gorsky Management For Voted - For
1E. Election of Director: Susan L. Lindquist Management For Voted - For
1F. Election of Director: Mark B. Mcclellan Management For Voted - For
1G. Election of Director: Anne M. Mulcahy Management For Voted - For
1H. Election of Director: William D. Perez Management For Voted - For
1I. Election of Director: Charles Prince Management For Voted - For
1J. Election of Director: A. Eugene Washington Management For Voted - For
1K. Election of Director: Ronald A. Williams Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Appointment of Independent
Registered Public Accounting Firm for 2015 Management For Voted - For
4. Shareholder Proposal - Common Sense Policy
Regarding Overextended Directors Shareholder Against Voted - Against
5. Shareholder Proposal - Alignment Between Corporate
Values and Political Contributions Shareholder Against Voted - Against
6. Shareholder Proposal - Independent Board Chairman Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: James S. Crown Management For Voted - For
1F. Election of Director: James Dimon Management For Voted - For
1G. Election of Director: Timothy P. Flynn Management For Voted - For
1H. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1I. Election of Director: Michael A. Neal Management For Voted - For
1J. Election of Director: Lee R. Raymond Management For Voted - For
1K. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
4. Approval of Amendment to Long-term Incentive Plan Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Independent Board Chairman - Require an Independent
Chair Shareholder Against Voted - Against
6. Lobbying - Report on Policies, Procedures and
Expenditures Shareholder Against Voted - Against
7. Special Shareowner Meetings - Reduce Ownership
Threshold from 20% to 10% Shareholder Against Voted - Against
8. How Votes are Counted - Count Votes Using Only for
and Against Shareholder Against Voted - Against
9. Accelerated Vesting Provisions - Report Names of
Senior Executives and Value of Equity Awards That
Would Vest If They Resign to Enter Government
Service Shareholder Against Voted - Against
10. Clawback Disclosure Policy - Disclose Whether the
Firm Recouped Any Incentive Compensation from
Senior Executives Shareholder Against Voted - For
KELLOGG COMPANY
CUSIP: 487836108 TICKER: K
Meeting Date: 24-Apr-15 Meeting Type: Annual
1.1 Director: Benjamin Carson Management For Voted - For
1.2 Director: John Dillon Management For Voted - For
1.3 Director: Zachary Gund Management For Voted - For
1.4 Director: Jim Jenness Management For Voted - For
1.5 Director: Don Knauss Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As Kellogg's Independent
Registered Public Accounting Firm for Fiscal Year
2015. Management For Voted - For
4. Shareowner Proposal, If Properly Presented at the
Meeting, to Adopt Simple Majority Vote. Shareholder Against Voted - For
KIMBERLY-CLARK CORPORATION
CUSIP: 494368103 TICKER: KMB
Meeting Date: 30-Apr-15 Meeting Type: Annual
1A Election of Director: John F. Bergstrom Management For Voted - For
1B Election of Director: Abelardo E. Bru Management For Voted - For
1C Election of Director: Robert W. Decherd Management For Voted - For
1D Election of Director: Thomas J. Falk Management For Voted - For
1E Election of Director: Fabian T. Garcia Management For Voted - For
1F Election of Director: Mae C. Jemison, M.D. Management For Voted - For
1G Election of Director: James M. Jenness Management For Voted - For
1H Election of Director: Nancy J. Karch Management For Voted - For
1I Election of Director: Ian C. Read Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J Election of Director: Linda Johnson Rice Management For Voted - For
1K Election of Director: Marc J. Shapiro Management For Voted - For
2 Ratification of Auditors Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4 Stockholder Proposal Regarding the Right to Act by
Written Consent Shareholder Against Voted - For
KINDER MORGAN ENERGY PARTNERS, L.P.
CUSIP: 494550106 TICKER: KMP
Meeting Date: 20-Nov-14 Meeting Type: Special
1. To Approve the Kmp Merger Agreement. Management For Voted - For
2. To Approve the Kmp Adjournment Proposal. Management For Voted - For
KINDER MORGAN, INC.
CUSIP: 49456B101 TICKER: KMI
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Director: Richard D. Kinder Management For Voted - For
1.2 Director: Steven J. Kean Management For Voted - For
1.3 Director: Ted A. Gardner Management For Voted - For
1.4 Director: Anthony W. Hall, Jr. Management For Voted - For
1.5 Director: Gary L. Hultquist Management For Voted - For
1.6 Director: Ronald L. Kuehn, Jr. Management For Voted - For
1.7 Director: Deborah A. Macdonald Management For Voted - For
1.8 Director: Michael J. Miller Management For Voted - For
1.9 Director: Michael C. Morgan Management For Voted - For
1.10 Director: Arthur C. Reichstetter Management For Voted - For
1.11 Director: Fayez Sarofim Management For Voted - For
1.12 Director: C. Park Shaper Management For Voted - For
1.13 Director: William A. Smith Management For Voted - For
1.14 Director: Joel V. Staff Management For Voted - For
1.15 Director: Robert F. Vagt Management For Voted - For
1.16 Director: Perry M. Waughtal Management For Voted - For
2. Approval of the Kinder Morgan, Inc. 2015 Amended
and Restated Stock Incentive Plan. Management For Voted - For
3. Approval of the Amended and Restated Annual
Incentive Plan of Kinder Morgan, Inc. Management For Voted - For
4. Advisory Vote to Approve Executive Compensation. Management For Voted - For
5. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
6. Approval of the Amended and Restated Certificate of
Incorporation of Kinder Morgan, Inc. Management For Voted - For
7. Stockholder Proposal Relating to A Report on our
Company's Response to Climate Change. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. Stockholder Proposal Relating to A Report on
Methane Emissions. Shareholder Against Voted - Against
9. Stockholder Proposal Relating to an Annual
Sustainability Report. Shareholder Against Voted - For
KRAFT FOODS GROUP, INC.
CUSIP: 50076Q106 TICKER: KRFT
Meeting Date: 05-May-15 Meeting Type: Annual
1A. Election of Director: Abelardo E. Bru Management For Voted - For
1B. Election of Director: John T. Cahill Management For Voted - For
1C. Election of Director: L. Kevin Cox Management For Voted - For
1D. Election of Director: Myra M. Hart Management For Voted - For
1E. Election of Director: Peter B. Henry Management For Voted - For
1F. Election of Director: Jeanne P. Jackson Management For Voted - For
1G. Election of Director: Terry J. Lundgren Management For Voted - For
1H. Election of Director: Mackey J. Mcdonald Management For Voted - For
1I. Election of Director: John C. Pope Management For Voted - For
1J. Election of Director: E. Follin Smith Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Auditors for 2015. Management For Voted - For
4. Shareholder Proposal: Resolution Related to
Egg-laying Chickens. Shareholder Against Voted - Against
5. Shareholder Proposal: Resolution Related to
Deforestation Reporting. Shareholder Against Voted - Against
6. Shareholder Proposal: Resolution Related to
Packaging Reporting. Shareholder Against Voted - Against
7. Shareholder Proposal: Resolution Related to
Sustainability Reporting. Shareholder Against Voted - Against
LAMAR ADVERTISING COMPANY
CUSIP: 512815101 TICKER: LAMR
Meeting Date: 17-Nov-14 Meeting Type: Special
1. Proposal to Adopt the Agreement and Plan of Merger
Dated August 27, 2014 Between Lamar Advertising
Company and Lamar Advertising Reit Company, ,
Which is Part of the Reorganization Through Which
Lamar Advertising Company Intends to Qualify As A
Reit, for U.S. Federal Income Tax Purposes (due
to Space Limits, See Proxy Statement for Full
Proposal). Management For Voted - For
2. Proposal to Permit Lamar Advertising Company's
Board of Directors to Adjourn the Special Meeting,
If Necessary, for Further Solicitation of Proxies
If There are Not Sufficient Votes at the Originally
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Scheduled Time of the Special Meeting to Approve
Proposal 1. Management For Voted - For
LAMAR ADVERTISING COMPANY
CUSIP: 512816109 TICKER: LAMR
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Director: John Maxwell Hamilton Management For Voted - For
1.2 Director: John E. Koerner, III Management For Voted - For
1.3 Director: Stephen P. Mumblow Management For Voted - For
1.4 Director: Thomas V. Reifenheiser Management For Voted - For
1.5 Director: Anna Reilly Management For Voted - For
1.6 Director: Kevin P. Reilly, Jr. Management For Voted - For
1.7 Director: Wendell Reilly Management For Voted - For
2 Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm for
Fiscal 2015. Management For Voted - For
LIBERTY PROPERTY TRUST
CUSIP: 531172104 TICKER: LPT
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Director: Frederick F. Buchholz Management For Voted - For
1.2 Director: Thomas C. Deloach, Jr. Management For Voted - For
1.3 Director: Katherine E. Dietze Management For Voted - For
1.4 Director: Antonio Fernandez Management For Voted - For
1.5 Director: Daniel P. Garton Management For Voted - For
1.6 Director: William P. Hankowsky Management For Voted - For
1.7 Director: M. Leanne Lachman Management For Voted - For
1.8 Director: David L. Lingerfelt Management For Voted - For
1.9 Director: Fredric J. Tomczyk Management For Voted - For
2. Advisory Vote to Approve the Compensation of the
Trust's Named Executive Officers. Management For Voted - For
3. Approval of the Proposal to Ratify the Selection of
Ernst & Young LLP As the Trust's Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
LOCKHEED MARTIN CORPORATION
CUSIP: 539830109 TICKER: LMT
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Daniel F. Akerson Management For Voted - For
1B. Election of Director: Nolan D. Archibald Management For Voted - For
1C. Election of Director: Rosalind G. Brewer Management For Voted - For
1D. Election of Director: David B. Burritt Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: James O. Ellis, Jr. Management For Voted - For
1F. Election of Director: Thomas J. Falk Management For Voted - For
1G. Election of Director: Marillyn A. Hewson Management For Voted - For
1H. Election of Director: Gwendolyn S. King Management For Voted - For
1I. Election of Director: James M. Loy Management For Voted - For
1J. Election of Director: Joseph W. Ralston Management For Voted - For
1K. Election of Director: Anne Stevens Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
Independent Auditors for 2015 Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers ("say-on-pay") Management For Voted - For
4. Stockholder Proposal on Written Consent Shareholder Against Voted - For
5. Stockholder Proposal on Lobbying Expenditures Shareholder Against Voted - Against
LORILLARD, INC.
CUSIP: 544147101 TICKER: LO
Meeting Date: 28-Jan-15 Meeting Type: Special
1. Proposal to Adopt the Agreement and Plan of Merger,
Dated As of July 15, 2014, As It May be Amended
from Time to Time, Among Lorillard, Inc., Reynolds
American Inc. and Lantern Acquisition Co., Pursuant
to Which Lantern Acquisition Co. Will be Merged
with and Into Lorillard, Inc., and Lorillard, Inc.
Will Continue (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
2. Proposal to Approve, on A Non- Binding, Advisory
Basis, the Compensation Payments That Will Or May
be Paid by Lorillard, Inc. to Its Named Executive
Officers in Connection with the Merger. Management For Voted - For
3. Proposal to Approve the Adjournment of the Special
Meeting of Lorillard Shareholders, If Necessary Or
Appropriate, to Solicit Additional Proxies If There
are Not Sufficient Votes to Adopt the Merger
Agreement. Management For Voted - For
MATTEL, INC.
CUSIP: 577081102 TICKER: MAT
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: Michael J. Dolan Management For Voted - For
1B. Election of Director: Trevor A. Edwards Management For Voted - For
1C. Election of Director: Dr. Frances D. Fergusson Management For Voted - For
1D. Election of Director: Ann Lewnes Management For Voted - For
1E. Election of Director: Dominic Ng Management For Voted - For
1F. Election of Director: Vasant M. Prabhu Management For Voted - For
1G. Election of Director: Dean A. Scarborough Management For Voted - For
1H. Election of Director: Christopher A. Sinclair Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Dirk Van De Put Management For Voted - For
1J. Election of Director: Kathy White Loyd Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation, As Described in the Mattel, Inc.
Proxy Statement. Management For Voted - For
3. Approval of the Mattel, Inc. Amended and Restated
2010 Equity and Long- Term Compensation Plan. Management For Voted - For
4. Ratification of the Selection of
PricewaterhouseCoopers LLP As Mattel, Inc.'s
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2015. Management For Voted - For
5. Stockholder Proposal Regarding an Independent Board
Chairman. Shareholder Against Voted - Against
MCDONALD'S CORPORATION
CUSIP: 580135101 TICKER: MCD
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Stephen J. Easterbrook Management For Voted - For
1C. Election of Director: Robert A. Eckert Management For Voted - For
1D. Election of Director: Margaret H. Georgiadis Management For Voted - For
1E. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1F. Election of Director: Jeanne P. Jackson Management For Voted - For
1G. Election of Director: Richard H. Lenny Management For Voted - For
1H. Election of Director: Walter E. Massey Management For Voted - For
1I. Election of Director: Andrew J. Mckenna Management For Voted - For
1J. Election of Director: Sheila A. Penrose Management For Voted - For
1K. Election of Director: John W. Rogers, Jr. Management For Voted - For
1L. Election of Director: Roger W. Stone Management For Voted - For
1M. Election of Director: Miles D. White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2015. Management For Voted - For
4. Advisory Vote on A Shareholder Proposal Requesting
the Board Adopt A Policy to Prohibit Accelerated
Vesting of Performance-based Rsus in the Event of A
Change in Control, If Presented. Shareholder Against Voted - Against
5. Advisory Vote on A Shareholder Proposal Requesting
Ability of Shareholders to Act by Written Consent,
If Presented. Shareholder Against Voted - For
6. Advisory Vote on A Shareholder Proposal Requesting
A Proxy Access Bylaw, If Presented. Shareholder Against Voted - For
7. Advisory Vote on A Shareholder Proposal Requesting
an Annual Congruency Analysis of Company Values and
Political Contributions, If Presented. Shareholder Against Voted - Against
8. Advisory Vote on A Shareholder Proposal Requesting
That the Board Have the Company be More Pro-active
in Educating the American Public on the Health and
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Environmental Benefits of Genetically Modified
Organisms, If Presented. Shareholder Against Voted - Against
9. Advisory Vote on A Shareholder Proposal Requesting
That the Board Publish an Annual Report Providing
Metrics and Key Performance Indicators on Palm Oil,
If Presented. Shareholder Against Voted - Against
MERCK & CO., INC.
CUSIP: 58933Y105 TICKER: MRK
Meeting Date: 26-May-15 Meeting Type: Annual
1A. Election of Director: Leslie A. Brun Management For Voted - For
1B. Election of Director: Thomas R. Cech Management For Voted - For
1C. Election of Director: Kenneth C. Frazier Management For Voted - For
1D. Election of Director: Thomas H. Glocer Management For Voted - For
1E. Election of Director: William B. Harrison Jr. Management For Voted - For
1F. Election of Director: C. Robert Kidder Management For Voted - For
1G. Election of Director: Rochelle B. Lazarus Management For Voted - For
1H. Election of Director: Carlos E. Represas Management For Voted - For
1I. Election of Director: Patricia F. Russo Management For Voted - For
1J. Election of Director: Craig B. Thompson Management For Voted - For
1K. Election of Director: Wendell P. Weeks Management For Voted - For
1L. Election of Director: Peter C. Wendell Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
4. Proposal to Amend and Restate the 2010 Incentive
Stock Plan. Management For Voted - For
5. Proposal to Amend and Restate the Executive
Incentive Plan. Management For Voted - For
6. Shareholder Proposal Concerning Shareholders' Right
to Act by Written Consent. Shareholder Against Voted - For
7. Shareholder Proposal Concerning Accelerated Vesting
of Equity Awards. Shareholder Against Voted - Against
MERCURY GENERAL CORPORATION
CUSIP: 589400100 TICKER: MCY
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Director: George Joseph Management For Voted - For
1.2 Director: Martha E. Marcon Management For Voted - For
1.3 Director: Donald R. Spuehler Management For Voted - For
1.4 Director: Richard E. Grayson Management For Voted - For
1.5 Director: Donald P. Newell Management For Voted - For
1.6 Director: Bruce A. Bunner Management For Voted - For
1.7 Director: Christopher Graves Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Director: Michael D. Curtius Management For Voted - For
1.9 Director: Gabriel Tirador Management For Voted - For
1.10 Director: James G. Ellis Management For Voted - Withheld
2. To Approve the Mercury General Corporation 2015
Incentive Award Plan. Management For Voted - For
3. Shareholder Proposal Regarding Simple Majority
Voting. Shareholder Against Voted - For
MID-AMERICA APARTMENT COMMUNITIES, INC.
CUSIP: 59522J103 TICKER: MAA
Meeting Date: 19-May-15 Meeting Type: Annual
1A. Election of Director: H. Eric Bolton, Jr. Management For Voted - For
1B. Election of Director: Alan B. Graf, Jr. Management For Voted - For
1C. Election of Director: Ralph Horn Management For Voted - For
1D. Election of Director: James K. Lowder Management For Voted - For
1E. Election of Director: Thomas H. Lowder Management For Voted - For
1F. Election of Director: Claude B. Nielsen Management For Voted - For
1G. Election of Director: Philip W. Norwood Management For Voted - For
1H. Election of Director: W. Reid Sanders Management For Voted - For
1I. Election of Director: William B. Sansom Management For Voted - For
1J. Election of Director: Gary Shorb Management For Voted - For
1K. Election of Director: John W. Spiegel Management For Voted - For
2. Non-binding Advisory Vote to Approve the
Compensation of our Named Executive Officers As
Disclosed in the Proxy Statement. Management For Voted - For
3. Ratification of Appointment of Ernst & Young LLP As
Independent Registered Public Accounting Firm for
Fiscal Year 2015. Management For Voted - For
NATIONAL HEALTH INVESTORS, INC.
CUSIP: 63633D104 TICKER: NHI
Meeting Date: 07-May-15 Meeting Type: Annual
1A Election of Director: Robert T. Webb Management For Voted - For
2 Approve the First Amendment to the 2012 Stock
Incentive Plan. Management For Voted - For
3 Approve the Advisory Resolution Approving the
Compensation of the Named Executive Officers As
Disclosed in the Accompanying Proxy Statement. Management For Voted - Against
4 Ratify the Audit Committee's Selection of Bdo Usa,
LLP As Independent Registered Public Accounting
Firm for Year Ending December 31, 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL RETAIL PROPERTIES, INC.
CUSIP: 637417106 TICKER: NNN
Meeting Date: 22-May-15 Meeting Type: Annual
1.1 Director: Don Defosset Management For Voted - For
1.2 Director: David M. Fick Management For Voted - For
1.3 Director: Edward J. Fritsch Management For Voted - For
1.4 Director: Kevin B. Habicht Management For Voted - For
1.5 Director: Richard B. Jennings Management For Voted - For
1.6 Director: Ted B. Lanier Management For Voted - For
1.7 Director: Robert C. Legler Management For Voted - For
1.8 Director: Craig Macnab Management For Voted - For
1.9 Director: Robert Martinez Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of the Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
NE UTILITIES DBA AS EVERSOURCE ENERGY
CUSIP: 30040W108 TICKER: ES
Meeting Date: 29-Apr-15 Meeting Type: Annual
1.1 Director: John S. Clarkeson Management For Voted - For
1.2 Director: Cotton M. Cleveland Management For Voted - For
1.3 Director: Sanford Cloud, Jr. Management For Voted - For
1.4 Director: James S. Distasio Management For Voted - For
1.5 Director: Francis A. Doyle Management For Voted - For
1.6 Director: Charles K. Gifford Management For Voted - For
1.7 Director: Paul A. La Camera Management For Voted - For
1.8 Director: Kenneth R. Leibler Management For Voted - For
1.9 Director: Thomas J. May Management For Voted - For
1.10 Director: William C. Van Faasen Management For Voted - For
1.11 Director: Frederica M. Williams Management For Voted - For
1.12 Director: Dennis R. Wraase Management For Voted - For
2. To Approve the Proposed Amendment to our
Declaration of Trust to Change the Legal Name of
the Company from Northeast Utilities to Eversource
Energy. Management For Voted - For
3. To Consider an Advisory Proposal Approving the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
for 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NISOURCE INC.
CUSIP: 65473P105 TICKER: NI
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: Richard A. Abdoo Management For Voted - For
1B. Election of Director: Aristides S. Candris Management For Voted - For
1C. Election of Director: Sigmund L. Cornelius Management For Voted - For
1D. Election of Director: Michael E. Jesanis Management For Voted - For
1E. Election of Director: Marty R. Kittrell Management For Voted - For
1F. Election of Director: W. Lee Nutter Management For Voted - For
1G. Election of Director: Deborah S. Parker Management For Voted - For
1H. Election of Director: Robert C. Skaggs, Jr. Management For Voted - For
1I. Election of Director: Teresa A. Taylor Management For Voted - For
1J. Election of Director: Richard L. Thompson Management For Voted - For
1K. Election of Director: Carolyn Y. Woo Management For Voted - For
2. To Approve Executive Compensation on an Advisory
Basis. Management For Voted - For
3. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accountants. Management For Voted - For
4. To Amend the Company's Certificate of Incorporation
to Give Stockholders the Power to Request Special
Meetings. Management For Voted - For
5. To Amend the Company's Certificate of Incorporation
to Reduce the Minimum Number of Company Directors
from Nine to Seven. Management For Voted - For
6. To Re-approve the Company's 2010 Omnibus Incentive
Plan. Management For Voted - For
7. To Approve an Amendment to the Company's Employee
Stock Purchase Plan. Management For Voted - For
8. To Consider A Stockholder Proposal Regarding
Reports on Political Contributions. Shareholder Against Voted - Against
NORTHWEST NATURAL GAS COMPANY
CUSIP: 667655104 TICKER: NWN
Meeting Date: 28-May-15 Meeting Type: Annual
1.1 Director: Timothy P. Boyle Management For Voted - For
1.2 Director: Mark S. Dodson Management For Voted - For
1.3 Director: Gregg S. Kantor Management For Voted - For
1.4 Director: Malia H. Wasson Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As Nw Natural's
Independent Registered Public Accountants for the
Fiscal Year 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NUCOR CORPORATION
CUSIP: 670346105 TICKER: NUE
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Director: John J. Ferriola Management For Voted - For
1.2 Director: Harvey B. Gantt Management For Voted - For
1.3 Director: Gregory J. Hayes Management For Voted - For
1.4 Director: Victoria F. Haynes, Phd Management For Voted - For
1.5 Director: Bernard L. Kasriel Management For Voted - For
1.6 Director: Christopher J. Kearney Management For Voted - For
1.7 Director: Raymond J. Milchovich Management For Voted - For
1.8 Director: John H. Walker Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As Nucor's Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2015 Management For Voted - For
3. Stockholder Proposal Regarding Nucor's Lobbying and
Corporate Spending on Political Contributions Shareholder Against Voted - Against
OCCIDENTAL PETROLEUM CORPORATION
CUSIP: 674599105 TICKER: OXY
Meeting Date: 01-May-15 Meeting Type: Annual
1A. Election of Director: Spencer Abraham Management For Voted - For
1B. Election of Director: Howard I. Atkins Management For Voted - For
1C. Election of Director: Eugene L. Batchelder Management For Voted - For
1D. Election of Director: Stephen I. Chazen Management For Voted - For
1E. Election of Director: John E. Feick Management For Voted - For
1F. Election of Director: Margaret M. Foran Management For Voted - For
1G. Election of Director: Carlos M. Gutierrez Management For Voted - For
1H. Election of Director: William R. Klesse Management For Voted - For
1I. Election of Director: Avedick B. Poladian Management For Voted - For
1J. Election of Director: Elisse B. Walter Management For Voted - For
2. Advisory Vote Approving Executive Compensation Management For Voted - For
3. Approval of the Occidental Petroleum Corporation
2015 Long- Term Incentive Plan Management For Voted - For
4. Ratification of Independent Auditors Management For Voted - For
5. Recovery of Unearned Management Bonuses Shareholder Against Voted - Against
6. Proxy Access Shareholder Against Voted - For
7. Methane Emissions and Flaring Shareholder Against Voted - Against
8. Review Lobbying at Federal, State, Local Levels Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OGE ENERGY CORP.
CUSIP: 670837103 TICKER: OGE
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Director: James H. Brandi Management For Voted - For
1.2 Director: Luke R. Corbett Management For Voted - For
1.3 Director: Peter B. Delaney Management For Voted - For
1.4 Director: John D. Groendyke Management For Voted - For
1.5 Director: Kirk Humphreys Management For Voted - For
1.6 Director: Robert Kelley Management For Voted - For
1.7 Director: Robert O. Lorenz Management For Voted - For
1.8 Director: Judy R. Mcreynolds Management For Voted - For
1.9 Director: Sheila G. Talton Management For Voted - For
1.10 Director: Sean Trauschke Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Principal Independent
Accountants for 2015. Management For Voted - For
3 Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4 Shareholder Proposal Regarding Simple Majority Vote. Shareholder For Voted - For
5 Shareholder Proposal Regarding A Report on
Greenhouse Gas Emission Reductions. Shareholder Against Voted - Against
OLIN CORPORATION
CUSIP: 680665205 TICKER: OLN
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Election of Director: Donald W. Bogus Management For Voted - For
1.2 Election of Director: Philip J. Schulz Management For Voted - For
1.3 Election of Director: Vincent J. Smith Management For Voted - For
2. Approval of the Amended and Restated Olin Senior
Management Incentive Compensation Plan and
Performance Measures Pursuant to Section 162(m) of
the Internal Revenue Code. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
ONEOK, INC.
CUSIP: 682680103 TICKER: OKE
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: James C. Day Management For Voted - For
1B. Election of Director: Julie H. Edwards Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: William L. Ford Management For Voted - For
1D. Election of Director: John W. Gibson Management For Voted - For
1E. Election of Director: Steven J. Malcolm Management For Voted - For
1F. Election of Director: Jim W. Mogg Management For Voted - For
1G. Election of Director: Pattye L. Moore Management For Voted - For
1H. Election of Director: Gary D. Parker Management For Voted - For
1I. Election of Director: Eduardo A. Rodriguez Management For Voted - For
1J. Election of Director: Terry K. Spencer Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm of Oneok, Inc.
for the Year Ending December 31, 2015 Management For Voted - For
3. An Advisory Vote to Approve Oneok, Inc.'s Executive
Compensation Management For Voted - For
PARAMOUNT GROUP, INC.
CUSIP: 69924R108 TICKER: PGRE
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: Albert Behler Management For Voted - For
1B. Election of Director: Thomas Armbrust Management For Voted - For
1C. Election of Director: Dan Emmett Management For Voted - For
1D. Election of Director: Lizanne Galbreath Management For Voted - For
1E. Election of Director: Peter Linneman Management For Voted - For
1F. Election of Director: David O'connor Management For Voted - For
1G. Election of Director: Katharina Otto- Bernstein Management For Voted - For
2. Ratification of the Audit Committee's Appointment
of Deloitte & Touche LLP As our Independent
Registered Public Accounting Firm for the Fiscal
Year Ending December 31, 2015. Management For Voted - For
PAYCHEX, INC.
CUSIP: 704326107 TICKER: PAYX
Meeting Date: 15-Oct-14 Meeting Type: Annual
1A. Election of Director: B. Thomas Golisano Management For Voted - For
1B. Election of Director: Joseph G. Doody Management For Voted - For
1C. Election of Director: David J.s. Flaschen Management For Voted - For
1D. Election of Director: Phillip Horsley Management For Voted - For
1E. Election of Director: Grant M. Inman Management For Voted - For
1F. Election of Director: Pamela A. Joseph Management For Voted - For
1G. Election of Director: Martin Mucci Management For Voted - For
1H. Election of Director: Joseph M. Tucci Management For Voted - For
1I. Election of Director: Joseph M. Velli Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm. Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
CUSIP: 712704105 TICKER: PBCT
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Director: John P. Barnes Management For Voted - For
1.2 Director: Collin P. Baron Management For Voted - For
1.3 Director: Kevin T. Bottomley Management For Voted - For
1.4 Director: George P. Carter Management For Voted - For
1.5 Director: William F. Cruger, Jr. Management For Voted - For
1.6 Director: John K. Dwight Management For Voted - For
1.7 Director: Jerry Franklin Management For Voted - For
1.8 Director: Janet M. Hansen Management For Voted - For
1.9 Director: Richard M. Hoyt Management For Voted - For
1.10 Director: Nancy Mcallister Management For Voted - For
1.11 Director: Mark W. Richards Management For Voted - For
1.12 Director: Kirk W. Walters Management For Voted - For
2. Approve the Advisory (non-binding) Resolution
Relating to the Compensation of Named Executive
Officers. Management For Voted - Against
3. Ratify KPMG LLP As our Independent Registered
Public Accounting Firm for 2015. Management For Voted - For
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: Shona L. Brown Management For Voted - For
1B. Election of Director: George W. Buckley Management For Voted - For
1C. Election of Director: Ian M. Cook Management For Voted - For
1D. Election of Director: Dina Dublon Management For Voted - For
1E. Election of Director: Rona A. Fairhead Management For Voted - For
1F. Election of Director: Richard W. Fisher Management For Voted - For
1G. Election of Director: Alberto Ibarguen Management For Voted - For
1H. Election of Director: William R. Johnson Management For Voted - For
1I. Election of Director: Indra K. Nooyi Management For Voted - For
1J. Election of Director: David C. Page Management For Voted - For
1K. Election of Director: Robert C. Pohlad Management For Voted - For
1L. Election of Director: Lloyd G. Trotter Management For Voted - For
1M. Election of Director: Daniel Vasella Management For Voted - For
1N. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accountants
for Fiscal Year 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Establish Board Committee on Sustainability. Shareholder Against Voted - Against
5. Policy Regarding Limit on Accelerated Vesting of
Equity Awards. Shareholder Against Voted - Against
6. Report on Minimizing Impacts of Neonics. Shareholder Against Voted - Against
PFIZER INC.
CUSIP: 717081103 TICKER: PFE
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Dennis A. Ausiello Management For Voted - For
1B. Election of Director: W. Don Cornwell Management For Voted - For
1C. Election of Director: Frances D. Fergusson Management For Voted - For
1D. Election of Director: Helen H. Hobbs Management For Voted - For
1E. Election of Director: James M. Kilts Management For Voted - For
1F. Election of Director: Shantanu Narayen Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: Ian C. Read Management For Voted - For
1I. Election of Director: Stephen W. Sanger Management For Voted - For
1J. Election of Director: James C. Smith Management For Voted - For
1K. Election of Director: Marc Tessier- Lavigne Management For Voted - For
2. Ratify the Selection of KPMG LLP As Independent
Registered Public Accounting Firm for 2015 Management For Voted - For
3. Advisory Approval of Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding Report on Lobbying
Activities Shareholder Against Voted - Against
PHILIP MORRIS INTERNATIONAL INC.
CUSIP: 718172109 TICKER: PM
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: Harold Brown Management For Voted - For
1B. Election of Director: Andre Calantzopoulos Management For Voted - For
1C. Election of Director: Louis C. Camilleri Management For Voted - For
1D. Election of Director: Werner Geissler Management For Voted - For
1E. Election of Director: Jennifer Li Management For Voted - For
1F. Election of Director: Jun Makihara Management For Voted - For
1G. Election of Director: Sergio Marchionne Management For Voted - For
1H. Election of Director: Kalpana Morparia Management For Voted - For
1I. Election of Director: Lucio A. Noto Management For Voted - For
1J. Election of Director: Frederik Paulsen Management For Voted - For
1K. Election of Director: Robert B. Polet Management For Voted - For
1L. Election of Director: Stephen M. Wolf Management For Voted - For
2. Ratification of the Selection of Independent
Auditors Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote Approving Executive Compensation Management For Voted - Against
4. Shareholder Proposal 1 - Lobbying Shareholder Against Voted - Against
5. Shareholder Proposal 2 - Non- Employment of Certain
Farm Workers Shareholder Against Voted - Against
PINNACLE WEST CAPITAL CORPORATION
CUSIP: 723484101 TICKER: PNW
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Director: Donald E. Brandt Management For Voted - For
1.2 Director: Denis A. Cortese, M.D. Management For Voted - For
1.3 Director: Richard P. Fox Management For Voted - For
1.4 Director: Michael L. Gallagher Management For Voted - For
1.5 Director: R.a. Herberger, Jr, Phd Management For Voted - For
1.6 Director: Dale E. Klein, Phd Management For Voted - For
1.7 Director: Humberto S. Lopez Management For Voted - For
1.8 Director: Kathryn L. Munro Management For Voted - For
1.9 Director: Bruce J. Nordstrom Management For Voted - For
1.10 Director: David P. Wagener Management For Voted - For
2 Vote on an Advisory Resolution to Approve Executive
Compensation As Disclosed in the 2015 Proxy
Statement. Management For Voted - Against
3 Ratify the Appointment of the Company's Independent
Accountants for the Year Ending December 31, 2015. Management For Voted - For
4 Vote on the Approval of A Shareholder Proposal
Regarding A Lobbying Report, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
PLUM CREEK TIMBER COMPANY, INC.
CUSIP: 729251108 TICKER: PCL
Meeting Date: 05-May-15 Meeting Type: Annual
1A. Election of Director: Rick R. Holley Management For Voted - For
1B. Election of Director: Robin Josephs Management For Voted - For
1C. Election of Director: Sara Grootwassink Lewis Management For Voted - For
1D. Election of Director: John G. Mcdonald Management For Voted - For
1E. Election of Director: Robert B. Mcleod Management For Voted - For
1F. Election of Director: John F. Morgan Sr. Management For Voted - For
1G. Election of Director: Marc F. Racicot Management For Voted - For
1H. Election of Director: Lawrence A. Selzer Management For Voted - For
1I. Election of Director: Stephen C. Tobias Management For Voted - For
1J. Election of Director: Martin A. White Management For Voted - For
2. To Approve, by Advisory Vote, Executive
Compensation. Management For Voted - Against
3. To Ratify Appointment of Ernst & Young LLP As
Independent Auditors for 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PORTLAND GENERAL ELECTRIC CO
CUSIP: 736508847 TICKER: POR
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: John W. Ballantine Management For Voted - For
1B. Election of Director: Rodney L. Brown, Jr. Management For Voted - For
1C. Election of Director: Jack E. Davis Management For Voted - For
1D. Election of Director: David A. Dietzler Management For Voted - For
1E. Election of Director: Kirby A. Dyess Management For Voted - For
1F. Election of Director: Mark B. Ganz Management For Voted - For
1G. Election of Director: Kathryn J. Jackson Management For Voted - For
1H. Election of Director: Neil J. Nelson Management For Voted - For
1I. Election of Director: M. Lee Pelton Management For Voted - For
1J. Election of Director: James J. Piro Management For Voted - For
1K. Election of Director: Charles W. Shivery Management For Voted - For
2. To Ratify the Appointment of Deloitte and Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year 2015. Management For Voted - For
3. To Approve, by A Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
PPL CORPORATION
CUSIP: 69351T106 TICKER: PPL
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Rodney C. Adkins Management For Voted - For
1B. Election of Director: Frederick M. Bernthal Management For Voted - For
1C. Election of Director: John W. Conway Management For Voted - For
1D. Election of Director: Philip G. Cox Management For Voted - For
1E. Election of Director: Steven G. Elliott Management For Voted - For
1F. Election of Director: Louise K. Goeser Management For Voted - For
1G. Election of Director: Stuart E. Graham Management For Voted - For
1H. Election of Director: Raja Rajamannar Management For Voted - For
1I. Election of Director: Craig A. Rogerson Management For Voted - For
1J. Election of Director: William H. Spence Management For Voted - For
1K. Election of Director: Natica Von Althann Management For Voted - For
1L. Election of Director: Keith H. Williamson Management For Voted - For
1M. Election of Director: Armando Zagalo De Lima Management For Voted - For
2. Amendment of Company's Articles of Incorporation to
Permit Shareowners to Call Special Meetings Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Ratification of the Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
5. Shareowner Proposal - Request for Political
Spending Report Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Shareowner Proposal - Proxy Access Shareholder Against Voted - For
7. Shareowner Proposal - Independent Board Chairman Shareholder Against Voted - Against
8. Shareowner Proposal - Climate Change and Greenhouse
Gas Reduction Shareholder Against Voted - Against
PROSPECT CAPITAL CORPORATION
CUSIP: 74348T102 TICKER: PSEC
Meeting Date: 05-Dec-14 Meeting Type: Annual
1.1 Director: William J. Gremp Management For Voted - For
2. To Authorize the Company, with Approval of Its
Board of Directors, to Sell Shares of Its Common
Stock (during the Next 12 Months) at A Price Or
Prices Below the Company's Then Current Net Asset
Value Per Share in One Or More Offerings Subject to
Certain Conditions As Set Forth in the Accompanying
Proxy Statement. Management For Voted - Against
QTS REALTY TRUST, INC.
CUSIP: 74736A103 TICKER: QTS
Meeting Date: 04-May-15 Meeting Type: Annual
1.1 Director: Chad L. Williams Management For Voted - For
1.2 Director: Philip P. Trahanas Management For Voted - For
1.3 Director: John W. Barter Management For Voted - For
1.4 Director: William O. Grabe Management For Voted - For
1.5 Director: Catherine R. Kinney Management For Voted - For
1.6 Director: Peter A. Marino Management For Voted - For
1.7 Director: Scott D. Miller Management For Voted - For
1.8 Director: Stephen E. Westhead Management For Voted - For
2. To Approve an Amendment to the Qts Realty Trust,
Inc. 2013 Equity Incentive Plan to Increase the
Number of Shares Available for Issuance Thereunder
by 3,000,000 and Add Certain Additional Authorized
Performance Measures and Approve the Material Terms
for Payment of Performance-based Compensation
Thereunder for Purposes of Section 162(m) of the
Internal Revenue Code. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
RAMCO-GERSHENSON PROPERTIES TRUST
CUSIP: 751452202 TICKER: RPT
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Director: Stephen R. Blank Management For Voted - For
1.2 Director: Dennis Gershenson Management For Voted - For
1.3 Director: Arthur Goldberg Management For Voted - For
1.4 Director: David J. Nettina Management For Voted - For
1.5 Director: Joel M. Pashcow Management For Voted - For
1.6 Director: Mark K. Rosenfeld Management For Voted - For
1.7 Director: Michael A. Ward Management For Voted - For
2. Ratification of the Appointment of Grant Thornton
LLP As the Trust's Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
3. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
REYNOLDS AMERICAN INC.
CUSIP: 761713106 TICKER: RAI
Meeting Date: 28-Jan-15 Meeting Type: Special
1. Approval of the Issuance of Rai Common Stock to
Lorillard, Inc. Shareholders As Consideration in
the Merger Contemplated by the Agreement and Plan
of Merger, Dated As of July 15, 2014, Among
Lorillard, Inc., Rai and Lantern Acquisition Co., A
Subsidiary of Rai (redacted, See Proxy Statement
for Full Proposal) Management For Voted - For
2. Approval of the Issuance of Rai Common Stock to
British American Tobacco P.l.c. ("bat"), Directly
Or Indirectly Through One Or More of Its
Subsidiaries, Pursuant to the Subscription and
Support Agreement, Dated As of July 15, 2014, Among
Bat, Rai and Brown & Williamson Holdings, Inc., A
Subsidiary of Bat (redacted, See Proxy Statement
for Full Proposal) Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Class II Director: John P. Daly Management For Voted - For
1B. Election of Class II Director: Holly Keller Koeppel Management For Voted - For
1C. Election of Class II Director: Richard E. Thornburgh Management For Voted - For
1D. Election of Class II Director: Thomas C. Wajnert Management For Voted - For
1E. Election of Class III Director: Ricardo Oberlander Management For Voted - For
2. Advisory Vote to Approve the Compensation of Named
Executive Officers Management For Voted - Against
3. Ratification of the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Shareholder Proposal on Green Tobacco Sickness Shareholder Against Voted - Against
5. Shareholder Proposal on Suppression of Forced Labor Shareholder Against Voted - Against
SCANA CORPORATION
CUSIP: 80589M102 TICKER: SCG
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: James A. Bennett Management For Voted - For
1.2 Director: Lynne M. Miller Management For Voted - For
1.3 Director: James W. Roquemore Management For Voted - For
1.4 Director: Maceo K. Sloan Management For Voted - For
2. Approval of A Long-term Equity Compensation Plan Management For Voted - For
3. Approval of the Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
4. Approval of Board-proposed Amendments to Article 8
of our Articles of Incorporation to Declassify the
Board of Directors and Provide for the Annual
Election of All Directors Management For Voted - For
SEAGATE TECHNOLOGY PLC
CUSIP: G7945M107 TICKER: STX
Meeting Date: 22-Oct-14 Meeting Type: Annual
1A. Election of Director: Stephen J. Luczo Management For Voted - For
1B. Election of Director: Frank J. Biondi, Jr. Management For Voted - For
1C. Election of Director: Michael R. Cannon Management For Voted - For
1D. Election of Director: Mei-wei Cheng Management For Voted - For
1E. Election of Director: William T. Coleman Management For Voted - For
1F. Election of Director: Jay L. Geldmacher Management For Voted - For
1G. Election of Director: Kristen M. Onken Management For Voted - For
1H. Election of Director: Dr. Chong Sup Park Management For Voted - For
1I. Election of Director: Gregorio Reyes Management For Voted - For
1J. Election of Director: Stephanie Tilenius Management For Voted - For
1K. Election of Director: Edward J. Zander Management For Voted - For
2. To Grant the Directors Authority to Issue Shares. Management For Voted - For
3. To Grant the Directors Authority to Issue Shares
for Cash Without First Offering Shares to Existing
Shareholders. Management For Voted - For
4. To Determine the Price Range at Which the Company
Can Re-issue Shares Held As Treasury Shares. Management For Voted - For
5. To Approve the Amended and Restated Seagate
Technology PLC 2012 Equity Incentive Plan. Management For Voted - For
6. To Approve, in A Non-binding Advisory Vote, the
Compensation of Named Executive Officers. Management For Voted - For
7. To Authorize Holding the 2015 Annual General
Meeting of Shareholders of the Company at A
Location Outside of Ireland. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. To Ratify, in A Non-binding Vote, the Appointment
of Ernst & Young As the Independent Auditors of the
Company and to Authorize, in A Binding Vote, the
Audit Committee of the Board of Directors to Set
the Auditors' Remuneration. Management For Voted - For
SELECT INCOME REIT
CUSIP: 81618T100 TICKER: SIR
Meeting Date: 27-Jan-15 Meeting Type: Special
1. Approval of the Issuance of Common Shares of
Beneficial Interest of Select Income Reit Pursuant
to the Agreement and Plan of Merger, Dated As of
August 30, 2014, As It May be Amended from Time to
Time, by and Among Select Income Reit, Sc Merger
Sub Llc and Cole Corporate Income Trust, Inc. Management For Voted - For
2. Approval of the Adjournment of the Special Meeting
of Shareholders of Select Income Reit to A Later
Date Or Dates, If Necessary Or Appropriate, to
Solicit Additional Proxies If There are Not
Sufficient Votes to Approve Such Share Issuance. Management For Voted - For
Meeting Date: 13-May-15 Meeting Type: Annual
1. Election of Independent Trustee in Class III:
William A. Lamkin Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Shareholder Votes
to Approve Named Executive Officer Compensation. Management Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors for the 2015 Fiscal
Year. Management For Voted - For
SENIOR HOUSING PROPERTIES TRUST
CUSIP: 81721M109 TICKER: SNH
Meeting Date: 19-May-15 Meeting Type: Annual
1A. Election of Trustee (for Independent Trustee in
Group I): Jeffrey P. Somers Management For Voted - For
1B. Election of Trustee (for Managing Trustee in Group
I): Barry M. Portnoy Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors to Serve for the 2015
Fiscal Year. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SIMON PROPERTY GROUP, INC.
CUSIP: 828806109 TICKER: SPG
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Melvyn E. Bergstein Management For Voted - For
1B. Election of Director: Larry C. Glasscock Management For Voted - For
1C. Election of Director: Karen N. Horn, Ph.D. Management For Voted - For
1D. Election of Director: Allan Hubbard Management For Voted - For
1E. Election of Director: Reuben S. Leibowitz Management For Voted - For
1F. Election of Director: Daniel C. Smith, Ph.D. Management For Voted - For
1G. Election of Director: J. Albert Smith, Jr. Management For Voted - For
2. Advisory Vote on the Approval of Executive
Compensation. Management For Voted - For
3. Ratification of Ernst & Young LLP As Independent
Registered Public Accounting Firm. Management For Voted - For
4. Stockholder Proposal Shareholder Against Voted - Against
SONOCO PRODUCTS COMPANY
CUSIP: 835495102 TICKER: SON
Meeting Date: 15-Apr-15 Meeting Type: Annual
1.1 Director: P.l. Davies Management For Voted - For
1.2 Director: H.e. Deloach, Jr Management For Voted - For
1.3 Director: E.h. Lawton, III Management For Voted - For
1.4 Director: J.e. Linville Management For Voted - For
1.5 Director: S. Nagarajan Management For Voted - For
1.6 Director: R.g. Kyle Management For Voted - For
2 To Ratify the Selection of PricewaterhouseCoopers,
LLP As the Independent Registered Public Accounting
Firm for the Company for the Year Ending December
31, 2015. Management For Voted - For
3 To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4 (shareholder Proposal) Elect Each Director Annually. Shareholder Against Voted - For
SOUTHERN COPPER CORPORATION
CUSIP: 84265V105 TICKER: SCCO
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: G. Larrea Mota-velasco Management For Voted - Withheld
1.2 Director: Oscar Gonzalez Rocha Management For Voted - Withheld
1.3 Director: Emilio Carrillo Gamboa Management For Voted - For
1.4 Director: Alfredo Casar Perez Management For Voted - Withheld
1.5 Director: Luis Castelazo Morales Management For Voted - Withheld
1.6 Director: E.c. Sanchez Mejorada Management For Voted - Withheld
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Director: X.g. De Quevedo Topete Management For Voted - Withheld
1.8 Director: D. Muniz Quintanilla Management For Voted - Withheld
1.9 Director: L.m. Palomino Bonilla Management For Voted - For
1.10 Director: G.p. Cifuentes Management For Voted - Withheld
1.11 Director: Juan Rebolledo Gout Management For Voted - Withheld
1.12 Director: Carlos Ruiz Sacristan Management For Voted - For
2. Ratify the Audit Committee's Selection of Galaz,
Yamazaki, Ruiz Urquiza, S.c., Member Firm of
Deloitte Touche Tohmatsu Limited, As Independent
Accountants for 2015. Management For Voted - For
3. Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
SOVRAN SELF STORAGE, INC.
CUSIP: 84610H108 TICKER: SSS
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Director: Robert J. Attea Management For Voted - For
1.2 Director: Kenneth F. Myszka Management For Voted - For
1.3 Director: Charles E. Lannon Management For Voted - For
1.4 Director: Stephen R. Rusmisel Management For Voted - For
1.5 Director: Arthur L. Havener, Jr. Management For Voted - For
1.6 Director: Mark G. Barberio Management For Voted - For
2. Adoption of the Sovran Self Storage, Inc. 2015
Award and Option Plan. Management For Voted - For
3. Approval of the Amended and Restated Deferred
Compensation Plan for Directors of Sovran Self
Storage, Inc. Management For Voted - For
4. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2015. Management For Voted - For
5. Proposal to Approve the Compensation of the
Company's Executive Officers. Management For Voted - For
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A. Election of Director: Gregory L. Ebel Management For Voted - For
1B. Election of Director: F. Anthony Comper Management For Voted - For
1C. Election of Director: Austin A. Adams Management For Voted - For
1D. Election of Director: Joseph Alvarado Management For Voted - For
1E. Election of Director: Pamela L. Carter Management For Voted - For
1F. Election of Director: Clarence P. Cazalot Jr Management For Voted - For
1G. Election of Director: Peter B. Hamilton Management For Voted - For
1H. Election of Director: Miranda C. Hubbs Management For Voted - For
1I. Election of Director: Michael Mcshane Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: Michael G. Morris Management For Voted - For
1K. Election of Director: Michael E.j. Phelps Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Spectra Energy Corp's Independent
Registered Public Accounting Firm for Fiscal Year
2015. Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Concerning Disclosure of
Political Contributions. Shareholder Against Voted - Against
5. Shareholder Proposal Concerning Disclosure of
Lobbying Activities. Shareholder Against Voted - Against
SUBURBAN PROPANE PARTNERS, L.P.
CUSIP: 864482104 TICKER: SPH
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Director: Harold R. Logan, Jr. Management For Voted - For
1.2 Director: John Hoyt Stookey Management For Voted - For
1.3 Director: John D. Collins Management For Voted - For
1.4 Director: Jane Swift Management For Voted - For
1.5 Director: Lawrence C. Caldwell Management For Voted - For
1.6 Director: Matthew J. Chanin Management For Voted - For
1.7 Director: Michael A. Stivala Management For Voted - For
2. Proposal to Ratify Independent Registered Public
Accounting Firm for 2015 Fiscal Year. Management For Voted - For
3. Approval of an Amendment to the 2009 Restricted
Unit Plan Increasing by an Additional 1,200,000
Common Units the Number of Common Units Authorized
for Awards Under the Plan. Management For Voted - For
4. Say on Pay - an Advisory Vote on the Approval of
Executive Compensation. Management For Voted - For
SYSCO CORPORATION
CUSIP: 871829107 TICKER: SYY
Meeting Date: 19-Nov-14 Meeting Type: Annual
1A. Election of Director: John M. Cassaday Management For Voted - For
1B. Election of Director: Judith B. Craven, M.D. Management For Voted - For
1C. Election of Director: William J. Delaney Management For Voted - For
1D. Election of Director: Larry C. Glasscock Management For Voted - For
1E. Election of Director: Jonathan Golden Management For Voted - For
1F. Election of Director: Joseph A. Hafner, Jr. Management For Voted - For
1G. Election of Director: Hans-joachim Koerber Management For Voted - For
1H. Election of Director: Nancy S. Newcomb Management For Voted - For
1I. Election of Director: Richard G. Tilghman Management For Voted - For
1J. Election of Director: Jackie M. Ward Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve the Adoption of the Sysco Corporation
2015 Employee Stock Purchase Plan, As A Successor
to Sysco's 1974 Employees' Stock Purchase Plan. Management For Voted - For
3. To Approve, by Advisory Vote, the Compensation Paid
to Sysco's Named Executive Officers, As Disclosed
in Sysco's 2014 Proxy Statement. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
Sysco's Independent Registered Public Accounting
Firm for Fiscal 2015. Management For Voted - For
TANGER FACTORY OUTLET CENTERS, INC.
CUSIP: 875465106 TICKER: SKT
Meeting Date: 15-May-15 Meeting Type: Annual
1A Election of Director: William G. Benton Management For Voted - For
1B Election of Director: Jeffrey B. Citrin Management For Voted - For
1C Election of Director: Donald G. Drapkin Management For Voted - For
1D Election of Director: Thomas J. Reddin Management For Voted - For
1E Election of Director: Thomas E. Robinson Management For Voted - For
1F Election of Director: Bridget M. Ryan- Berman Management For Voted - For
1G Election of Director: Allan L. Schuman Management For Voted - For
1H Election of Director: Steven B. Tanger Management For Voted - For
2 To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3 To Approve, on A Non-binding Basis, Named Executive
Officer Compensation. Management For Voted - For
THE CLOROX COMPANY
CUSIP: 189054109 TICKER: CLX
Meeting Date: 19-Nov-14 Meeting Type: Annual
1A. Election of Director: Daniel Boggan, Jr. Management For Voted - For
1B. Election of Director: Richard H. Carmona Management For Voted - For
1C. Election of Director: Benno Dorer Management For Voted - For
1D. Election of Director: George J. Harad Management For Voted - For
1E. Election of Director: Donald R. Knauss Management For Voted - For
1F. Election of Director: Esther Lee Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Jeffrey Noddle Management For Voted - For
1I. Election of Director: Rogelio Rebolledo Management For Voted - For
1J. Election of Director: Pamela Thomas- Graham Management For Voted - For
1K. Election of Director: Carolyn M. Ticknor Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE COCA-COLA COMPANY
CUSIP: 191216100 TICKER: KO
Meeting Date: 29-Apr-15 Meeting Type: Annual
1A. Election of Director: Herbert A. Allen Management For Voted - For
1B. Election of Director: Ronald W. Allen Management For Voted - For
1C. Election of Director: Marc Bolland Management For Voted - For
1D. Election of Director: Ana Botin Management For Voted - For
1E. Election of Director: Howard G. Buffett Management For Voted - For
1F. Election of Director: Richard M. Daley Management For Voted - For
1G. Election of Director: Barry Diller Management For Voted - For
1H. Election of Director: Helene D. Gayle Management For Voted - For
1I. Election of Director: Evan G. Greenberg Management For Voted - For
1J. Election of Director: Alexis M. Herman Management For Voted - For
1K. Election of Director: Muhtar Kent Management For Voted - For
1L. Election of Director: Robert A. Kotick Management For Voted - For
1M. Election of Director: Maria Elena Lagomasino Management For Voted - For
1N. Election of Director: Sam Nunn Management For Voted - For
1O. Election of Director: David B. Weinberg Management For Voted - For
2. Advisory Vote to Approve Executive Compensation Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
4. Shareowner Proposal Regarding Proxy Access Shareholder Against Voted - For
5. Shareowner Proposal Regarding Restricted Stock Shareholder Against Voted - Against
THE DOW CHEMICAL COMPANY
CUSIP: 260543103 TICKER: DOW
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Ajay Banga Management For Voted - For
1B. Election of Director: Jacqueline K. Barton Management For Voted - For
1C. Election of Director: James A. Bell Management For Voted - For
1D. Election of Director: Richard K. Davis Management For Voted - For
1E. Election of Director: Jeff M. Fettig Management For Voted - For
1F. Election of Director: Andrew N. Liveris Management For Voted - For
1G. Election of Director: Mark Loughridge Management For Voted - For
1H. Election of Director: Raymond J. Milchovich Management For Voted - For
1I. Election of Director: Robert S. Miller Management For Voted - For
1J. Election of Director: Paul Polman Management For Voted - For
1K. Election of Director: Dennis H. Reilley Management For Voted - For
1L. Election of Director: James M. Ringler Management For Voted - For
1M. Election of Director: Ruth G. Shaw Management For Voted - For
2. Ratification of the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Stockholder Proposal to Limit Accelerated Executive
Pay. Shareholder Against Voted - Against
THE HERSHEY COMPANY
CUSIP: 427866108 TICKER: HSY
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Director: P.m. Arway Management For Voted - For
1.2 Director: J.p. Bilbrey Management For Voted - For
1.3 Director: R.f. Cavanaugh Management For Voted - For
1.4 Director: C.a. Davis Management For Voted - For
1.5 Director: M.k. Haben Management For Voted - For
1.6 Director: R.m. Malcolm Management For Voted - For
1.7 Director: J.m. Mead Management For Voted - For
1.8 Director: J.e. Nevels Management For Voted - For
1.9 Director: A.j. Palmer Management For Voted - For
1.10 Director: T.j. Ridge Management For Voted - For
1.11 Director: D.l. Shedlarz Management For Voted - For
2. Ratify the Appointment of KPMG LLP As Independent
Auditors for 2015. Management For Voted - For
3. Approve Named Executive Officer Compensation on A
Non-binding Advisory Basis. Management For Voted - For
THE MACERICH COMPANY
CUSIP: 554382101 TICKER: MAC
Meeting Date: 28-May-15 Meeting Type: Annual
1A. Election of Class I Director: Douglas D. Abbey Management For Voted - For
1B. Election of Class I Director: John H. Alschuler Management For Voted - For
1C. Election of Class I Director: Steven R. Hash Management For Voted - For
1D. Election of Class I Director: Stanley A. Moore Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2015. Management For Voted - For
3. Advisory Vote to Approve our Named Executive
Officer Compensation. Management For Voted - For
THE PROCTER & GAMBLE COMPANY
CUSIP: 742718109 TICKER: PG
Meeting Date: 14-Oct-14 Meeting Type: Annual
1A. Election of Director: Angela F. Braly Management For Voted - For
1B. Election of Director: Kenneth I. Chenault Management For Voted - For
1C. Election of Director: Scott D. Cook Management For Voted - For
1D. Election of Director: Susan Desmond- Hellmann Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: A.g. Lafley Management For Voted - For
1F. Election of Director: Terry J. Lundgren Management For Voted - For
1G. Election of Director: W. James Mcnerney, Jr. Management For Voted - For
1H. Election of Director: Margaret C. Whitman Management For Voted - For
1I. Election of Director: Mary Agnes Wilderotter Management For Voted - For
1J. Election of Director: Patricia A. Woertz Management For Voted - For
1K. Election of Director: Ernesto Zedillo Management For Voted - For
2. Ratify Appointment of the Independent Registered
Public Accounting Firm Management For Voted - For
3. Approve the Procter & Gamble 2014 Stock and
Incentive Compensation Plan Management For Voted - For
4. Advisory Vote on Executive Compensation (the Say on
Pay Vote) Management For Voted - For
5. Shareholder Proposal - Report on Unrecyclable
Packaging Shareholder Against Voted - Against
6. Shareholder Proposal - Report on Alignment Between
Corporate Values and Political Contributions Shareholder Against Voted - Against
TRANSCANADA CORPORATION
CUSIP: 89353D107 TICKER: TRP
Meeting Date: 01-May-15 Meeting Type: Annual And Special Meeting
1.1 Director: Kevin E. Benson Management For Voted - For
1.2 Director: Derek H. Burney Management For Voted - For
1.3 Director: Paule Gauthier Management For Voted - For
1.4 Director: Russell K. Girling Management For Voted - For
1.5 Director: S. Barry Jackson Management For Voted - For
1.6 Director: Paula Rosput Reynolds Management For Voted - For
1.7 Director: John Richels Management For Voted - For
1.8 Director: Mary Pat Salomone Management For Voted - For
1.9 Director: D. Michael G. Stewart Management For Voted - For
1.10 Director: Siim A. Vanaselja Management For Voted - For
1.11 Director: Richard E. Waugh Management For Voted - For
02 Resolution to Appoint KPMG LLP, Chartered
Accountants As Auditors and Authorize the Directors
to Fix Their Remuneration. Management For Voted - For
03 Resolution to Accept Transcanada Corporation's
Approach to Executive Compensation, As Described in
the Accompanying Management Information Circular. Management For Voted - For
04 Special Resolution to Amend the Articles of
Transcanada Corporation to Reduce the Minimum
Number of Directors to 8 and the Maximum Number of
Directors to 15, As Described in the Accompanying
Management Information Circular. Management For Voted - For
05 Resolution Confirming the Amendments to By-law
Number 1 of Transcanada Corporation, As Described
in the Accompanying Management Information Circular. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
U.S. BANCORP
CUSIP: 902973304 TICKER: USB
Meeting Date: 21-Apr-15 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1C. Election of Director: Richard K. Davis Management For Voted - For
1D. Election of Director: Kimberly J. Harris Management For Voted - For
1E. Election of Director: Roland A. Hernandez Management For Voted - For
1F. Election of Director: Doreen Woo Ho Management For Voted - For
1G. Election of Director: Joel W. Johnson Management For Voted - For
1H. Election of Director: Olivia F. Kirtley Management For Voted - For
1I. Election of Director: Jerry W. Levin Management For Voted - For
1J. Election of Director: David B. O'maley Management For Voted - For
1K. Election of Director: O'dell M. Owens, M.D., M.p.h. Management For Voted - For
1L. Election of Director: Craig D. Schnuck Management For Voted - For
1M. Election of Director: Patrick T. Stokes Management For Voted - For
1N. Election of Director: Scott W. Wine Management For Voted - For
2. Approval of the U.S. Bancorp 2015 Stock Incentive
Plan. Management For Voted - For
3. Ratification of Selection of Ernst & Young LLP As
our Independent Auditor for the 2015 Fiscal Year. Management For Voted - For
4. Advisory Vote to Approve the Compensation of our
Executives Disclosed in the Proxy Statement. Management For Voted - For
5. Shareholder Proposal: Adoption of A Policy
Requiring That the Chairman of the Board be an
Independent Director. Shareholder Against Voted - Against
UIL HOLDINGS CORPORATION
CUSIP: 902748102 TICKER: UIL
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Director: Thelma R. Albright Management For Voted - For
1.2 Director: Arnold L. Chase Management For Voted - For
1.3 Director: Betsy Henley-cohn Management For Voted - For
1.4 Director: Suedeen G. Kelly Management For Voted - For
1.5 Director: John L. Lahey Management For Voted - For
1.6 Director: Daniel J. Miglio Management For Voted - For
1.7 Director: William F. Murdy Management For Voted - For
1.8 Director: William B. Plummer Management For Voted - For
1.9 Director: Donald R. Shassian Management For Voted - For
1.10 Director: James P. Torgerson Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As Uil Holdings
Corporation's Independent Registered Public
Accounting Firm for 2015. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Non-binding Advisory Vote to Approve the
Compensation of the Named Executive Officers. Management For Voted - For
UNILEVER PLC
CUSIP: 904767704 TICKER: UL
Meeting Date: 30-Apr-15 Meeting Type: Annual
1. To Receive and Consider the Accounts and Balance
Sheet for the Year Ended 31 December 2014, Together
with the Directors' Report, the Auditor's Report
and the Strategic Report. Management For Voted - For
2. To Consider And, If Thought Fit, Approve the
Directors' Remuneration Report Which is Set Out on
Pages 62 to 77 of the Annual Report and Accounts
for the Year Ended 31 December 2014. Management For Voted - For
3. Re-election of Executive Director: Mr P G J M Polman Management For Voted - For
4. Re-election of Executive Director: Mr R J-m S Huet Management For Voted - For
5. Re-election of Non-executive Director: Mrs L M Cha Management For Voted - For
6. Re-election of Non-executive Director: Professor L
O Fresco Management For Voted - For
7. Re-election of Non-executive Director: Ms A M Fudge Management For Voted - For
8. Re-election of Non-executive Director: Ms M Ma Management For Voted - For
9. Re-election of Non-executive Director: Ms H Nyasulu Management For Voted - For
10. Re-election of Non-executive Director: Mr J Rishton Management For Voted - For
11. Re-election of Non-executive Director: Mr F Sijbesma Management For Voted - For
12. Re-election of Non-executive Director: Mr M Treschow Management For Voted - For
13. Election of Non-executive Director: Mr N S Andersen Management For Voted - For
14. Election of Non-executive Director: Mr V Colao Management For Voted - For
15. Election of Non-executive Director: Dr J Hartmann Management For Voted - For
16. To Re-appoint KPMG LLP As Auditor of the Company to
Hold Office Until the Conclusion of the Next
General Meeting at Which Accounts are Laid Before
the Members. Management For Voted - For
17. To Authorise the Directors to Fix the Remuneration
of the Auditor. Management For Voted - For
18. Directors' Authority to Issue Shares Management For Voted - For
19. Disapplication of Pre-emption Rights Management For Voted - For
20. Company's Authority to Purchase Its Own Shares Management For Voted - For
21. Political Donations and Expenditure Management For Voted - For
22. Notice Period for General Meetings Management For Voted - Against
UNIVERSAL CORPORATION
CUSIP: 913456109 TICKER: UVV
Meeting Date: 05-Aug-14 Meeting Type: Annual
1.1 Director: George C. Freeman, III Management For Voted - For
1.2 Director: Lennart R. Freeman Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Director: Eddie N. Moore, Jr. Management For Voted - For
2. Approve A Non-binding Advisory Resolution Relating
to the Compensation of the Named Executive Officers Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending March 31, 2015 Management For Voted - For
4. Approve the Universal Corporation Amended and
Restated Executive Officer Annual Incentive Plan Management For Voted - For
VECTOR GROUP LTD.
CUSIP: 92240M108 TICKER: VGR
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: Bennett S. Lebow Management For Voted - For
1.2 Director: Howard M. Lorber Management For Voted - For
1.3 Director: Ronald J. Bernstein Management For Voted - For
1.4 Director: Stanley S. Arkin Management For Voted - For
1.5 Director: Henry C. Beinstein Management For Voted - For
1.6 Director: Jeffrey S. Podell Management For Voted - For
1.7 Director: Jean E. Sharpe Management For Voted - For
2. Advisory Approval of Executive Compensation (say on
Pay) Management For Voted - Against
3. Approval of Ratification of PricewaterhouseCoopers
LLP As Independent Registered Certified Public
Accounting Firm for the Year Ending December 31,
2015 Management For Voted - For
VENTAS, INC.
CUSIP: 92276F100 TICKER: VTR
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Melody C. Barnes Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Douglas Crocker II Management For Voted - For
1D. Election of Director: Ronald G. Geary Management For Voted - For
1E. Election of Director: Jay M. Gellert Management For Voted - For
1F. Election of Director: Richard I. Gilchrist Management For Voted - For
1G. Election of Director: Matthew J. Lustig Management For Voted - For
1H. Election of Director: Douglas M. Pasquale Management For Voted - For
1I. Election of Director: Robert D. Reed Management For Voted - For
1J. Election of Director: Glenn J. Rufrano Management For Voted - For
1K. Election of Director: James D. Shelton Management For Voted - For
2. Ratification of the Selection of KPMG LLP As the
Independent Registered Public Accounting Firm for
Fiscal Year 2015. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Mark T. Bertolini Management For Voted - For
1C. Election of Director: Richard L. Carrion Management For Voted - For
1D. Election of Director: Melanie L. Healey Management For Voted - For
1E. Election of Director: M. Frances Keeth Management For Voted - For
1F. Election of Director: Lowell C. Mcadam Management For Voted - For
1G. Election of Director: Donald T. Nicolaisen Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Network Neutrality Report Shareholder Against Voted - Against
5. Political Spending Report Shareholder Against Voted - Against
6. Severance Approval Policy Shareholder Against Voted - Against
7. Stock Retention Policy Shareholder Against Voted - Against
8. Shareholder Action by Written Consent Shareholder Against Voted - For
WAL-MART STORES, INC.
CUSIP: 931142103 TICKER: WMT
Meeting Date: 05-Jun-15 Meeting Type: Annual
1A. Election of Director: Aida M. Alvarez Management For Voted - For
1B. Election of Director: James I. Cash, Jr. Management For Voted - For
1C. Election of Director: Roger C. Corbett Management For Voted - For
1D. Election of Director: Pamela J. Craig Management For Voted - For
1E. Election of Director: Michael T. Duke Management For Voted - For
1F. Election of Director: Timothy P. Flynn Management For Voted - For
1G. Election of Director: Thomas W. Horton Management For Voted - For
1H. Election of Director: Marissa A. Mayer Management For Voted - For
1I. Election of Director: C. Douglas Mcmillon Management For Voted - For
1J. Election of Director: Gregory B. Penner Management For Voted - For
1K. Election of Director: Steven S Reinemund Management For Voted - For
1L. Election of Director: Kevin Y. Systrom Management For Voted - For
1M. Election of Director: Jim C. Walton Management For Voted - For
1N. Election of Director: S. Robson Walton Management For Voted - For
1O. Election of Director: Linda S. Wolf Management For Voted - For
2. Ratification of Ernst & Young LLP As Independent
Accountants Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Approval of the Wal-mart Stores, Inc. Stock
Incentive Plan of 2015 Management For Voted - For
5. Request for Annual Report on Recoupment of
Executive Pay Shareholder Against Voted - For
6. Proxy Access for Shareholders Shareholder Against Voted - Against
7. Report on Greenhouse Gas Emissions from
International Marine Shipping Shareholder Against Voted - Against
8. Request for Annual Report Regarding Incentive
Compensation Plans Shareholder Against Voted - Against
9. Independent Chairman Policy Shareholder Against Voted - Against
WEYERHAEUSER COMPANY
CUSIP: 962166104 TICKER: WY
Meeting Date: 22-May-15 Meeting Type: Annual
1A. Election of Director: David P. Bozeman Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Mark A. Emmert Management For Voted - For
1D. Election of Director: John I. Kieckhefer Management For Voted - For
1E. Election of Director: Wayne W. Murdy Management For Voted - For
1F. Election of Director: Nicole W. Piasecki Management For Voted - For
1G. Election of Director: Doyle R. Simons Management For Voted - For
1H. Election of Director: D. Michael Steuert Management For Voted - For
1I. Election of Director: Kim Williams Management For Voted - For
1J. Election of Director: Charles R. Williamson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Named Executive Officers Management For Voted - For
3. Ratification of Selection of Independent Registered
Public Accounting Firm Management For Voted - For
WINDSTREAM HOLDINGS INC.
CUSIP: 97382A101 TICKER: WIN
Meeting Date: 20-Feb-15 Meeting Type: Special
1. To Adopt an Amendment to the Amended and Restated
Certificate of Incorporation of Windstream
Holdings, Inc. (i) to Effect A Reclassification
(reverse Stock Split) of our Common Stock, Whereby
Each Outstanding Six (6) Shares of Common Stock
Would be Combined Into and Become One (1) Share of
Common Stock and (ii) (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
2. To Approve an Amendment to the Amended and Restated
Certificate of Incorporation of Windstream
Holdings' Wholly-owned Subsidiary Windstream
Corporation to Remove A Provision Therein That
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Requires A Vote of the Stockholders of Windstream
Holdings in Order for Windstream Corporation to
Take Certain Actions (the "subsidiary's Voting
Provision Proposal"). Management For Voted - For
3. To Authorize the Chairman of the Special Meeting to
Adjourn the Special Meeting If Necessary Or
Appropriate in the Discretion of the Chairman to
Obtain A Quorum Or to Permit Further Solicitation
of Proxies If There are Not Sufficient Votes at the
Time of Special Meeting to Approve Either the
Reclassification Proposal Or the Subsidiary's
Voting Provision Proposal. Management For Voted - For
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: Carol B. Armitage Management For Voted - For
1B. Election of Director: Samuel E. Beall, III Management For Voted - For
1C. Election of Director: Francis X. Frantz Management For Voted - For
1D. Election of Director: Jeffrey T. Hinson Management For Voted - For
1E. Election of Director: Judy K. Jones Management For Voted - For
1F. Election of Director: William G. Laperch Management For Voted - For
1G. Election of Director: William A. Montgomery Management For Voted - For
1H. Election of Director: Michael G. Stoltz Management For Voted - For
1I. Election of Director: Anthony W. Thomas Management For Voted - For
1J. Election of Director: Alan L. Wells Management For Voted - For
2. To Vote on an Advisory (non-binding) Resolution on
Executive Compensation. Management For Voted - For
3. To Approve Amendments to the Certificate of
Incorporation and (due to Space Limits, See
Proxy Statement for Full Proposal) Management For Voted - For
4. To Approve Amendments to the Certificate of
Incorporation and Bylaws of Windstream Holdings,
Inc. to Eliminate Super-majority Provisions. Management For Voted - For
5. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Windstream's Independent Registered Public
Accountant for 2015. Management For Voted - For
WISCONSIN ENERGY CORPORATION
CUSIP: 976657106 TICKER: WEC
Meeting Date: 21-Nov-14 Meeting Type: Special
1. Proposal to Approve the Issuance of Common Stock of
Wisconsin Energy Corporation As Contemplated by the
Agreement and Plan of Merger by and Among Wisconsin
Energy Corporation and Integrys Energy Group, Inc.,
Dated June 22, 2014, As It May be Amended from Time
to Time. Management For Voted - For
2. Proposal to Approve an Amendment to Wisconsin
Energy Corporation's Restated Articles of
Incorporation to Change the Name of Wisconsin
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Energy Corporation from "wisconsin Energy
Corporation" to "wec Energy Group, Inc." Management For Voted - For
3. Proposal to Adjourn the Special Meeting, If
Necessary Or Appropriate, to Permit Further
Solicitation of Proxies in the Event That There are
Not Sufficient Votes at the Time of the Special
Meeting to Approve the Issuance of Common Stock in
Proposal 1. Management For Voted - For
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Election of Director: John F. Bergstrom Management For Voted - For
1.2 Election of Director: Barbara L. Bowles Management For Voted - For
1.3 Election of Director: Patricia W. Chadwick Management For Voted - For
1.4 Election of Director: Curt S. Culver Management For Voted - For
1.5 Election of Director: Thomas J. Fischer Management For Voted - For
1.6 Election of Director: Gale E. Klappa Management For Voted - For
1.7 Election of Director: Henry W. Knueppel Management For Voted - For
1.8 Election of Director: Ulice Payne, Jr. Management For Voted - For
1.9 Election of Director: Mary Ellen Stanek Management For Voted - For
02 Ratification of Deloitte & Touche LLP As
Independent Auditors for 2015 Management For Voted - For
03 Advisory Vote to Approve Compensation of the Named
Executive Officers Management For Voted - For
XCEL ENERGY INC.
CUSIP: 98389B100 TICKER: XEL
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Gail K. Boudreaux Management For Voted - For
1B. Election of Director: Richard K. Davis Management For Voted - For
1C. Election of Director: Ben Fowke Management For Voted - For
1D. Election of Director: Albert F. Moreno Management For Voted - For
1E. Election of Director: Richard T. O'brien Management For Voted - For
1F. Election of Director: Christopher J. Policinski Management For Voted - For
1G. Election of Director: A. Patricia Sampson Management For Voted - For
1H. Election of Director: James J. Sheppard Management For Voted - For
1I. Election of Director: David A. Westerlund Management For Voted - For
1J. Election of Director: Kim Williams Management For Voted - For
1K. Election of Director: Timothy V. Wolf Management For Voted - For
2. Company Proposal to Approve, on an Advisory Basis,
Executive Compensation Management For Voted - For
3. Company Proposal to Approve the Xcel Energy Inc.
2015 Omnibus Incentive Plan Management For Voted - For
4. Company Proposal to Ratify the Appointment of
Deloitte & Touche LLP As Xcel Energy Inc.'s
Independent Registered Public Accounting Firm for
2015 Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Shareholder Proposal on the Separation of the Roles
of the Chairman and Chief Executive Officer Shareholder Against Voted - Against
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
CUSIP: 192446102 TICKER: CTSH
Meeting Date: 02-Jun-15 Meeting Type: Annual
1A. Election of Class II Director: Michael Patsalos-fox Management For Voted - For
1B. Election of Class II Director: Robert E. Weissman Management For Voted - For
1C. Election of Class III Director: Francisco D'souza Management For Voted - For
1D. Election of Class III Director: John N. Fox, Jr. Management For Voted - For
1E. Election of Class III Director: Leo S. Mackay, Jr. Management For Voted - For
1F. Election of Class III Director: Thomas M. Wendel Management For Voted - For
2. Approval, on an Advisory (non- Binding) Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for the Year
Ending December 31, 2015. Management For Voted - For
4. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - For
DR. REDDY'S LABORATORIES LIMITED
CUSIP: 256135203 TICKER: RDY
Meeting Date: 31-Jul-14 Meeting Type: Annual
O1 To Receive, Consider and Adopt the Balance Sheet As
of 31 March 2014 and the Statement of Profit and
Loss of the Company for the Year Ended on That Date
Along with the Reports of the Directors' and
Auditors' Thereon. Management For Voted - For
O2 To Declare Dividend on the Equity Shares for the
Financial Year 2013-14. Management For Voted - For
O3 To Appoint A Director in Place of Mr. Anupam Puri
(din: 00209113), Who Retires by Rotation, and Being
Eligible, Seeks Re-appointment As Non-retiring
Independent Director for A Period of 4 (four) Years. Management For Voted - For
O4 To Appoint A Director in Place of Dr. Bruce L A
Carter (din: 02331774), Who Retires by Rotation,
and Being Eligible, Seeks Re-appointment As
Non-retiring Independent Director for A Period of 5
(five) Years. Management For Voted - For
O5 To Appoint A Director in Place of Mr. Sridar
Iyengar (din: 00278512), Who Retires by Rotation,
and Being Eligible, Seeks Re-appointment As
Non-retiring Independent Director for A Period of 5
(five) Years. Management For Voted - For
O6 To Appoint the Statutory Auditors and Fix Their
Remuneration. the Retiring Auditors M/s. B S R &
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Co. LLP, Chartered Accountants are Eligible for
Re-appointment. Management For Voted - For
S7 To Appoint Dr. Ashok S Ganguly (din: 00010812), As
an Independent Director in Terms of Section 149 of
the Companies Act, 2013. Management For Voted - For
S8 To Appoint Dr. J P Moreau (din: 01519325), As an
Independent Director in Terms of Section 149 of the
Companies Act, 2013. Management For Voted - For
S9 To Appoint Ms. Kalpana Morparia (din: 00046081), As
an Independent Director in Terms of Section 149 of
the Companies Act, 2013. Management For Voted - For
S10 To Appoint Dr. Omkar Goswami (din: 00004258), As an
Independent Director in Terms of Section 149 of the
Companies Act, 2013. Management For Voted - For
S11 To Appoint Mr. Ravi Bhoothalingam (din: 00194530),
As an Independent Director in Terms of Section 149
of the Companies Act, 2013. Management For Voted - For
S12 Variation in the Terms of Appointment of Mr. G V
Prasad (din: 00057433), Co- Chairman, Managing
Director and Chief Executive Officer. Management For Voted - For
S13 Variation in the Terms of Appointment of Mr. Satish
Reddy (din: 00129701), Chairman. Management For Voted - For
S14 To Approve the Remuneration Payable to Cost
Auditors, M/s. Sagar & Associates for the Financial
Year 2014-15. Management For Voted - For
S15 To Approve the Material Related Party
Contracts/arrangements/ Transactions with Dr.
Reddy's Laboratories Inc., Usa (a Wholly- Owned
Subsidiary). Please View and Download the Notice of
Meeting from the Company's Website:
Http://www.drreddys.com/investors/p
Df/30agm-notice.pdf Management For Voted - For
TARO PHARMACEUTICAL INDUSTRIES LTD.
CUSIP: M8737E108 TICKER: TARO
Meeting Date: 22-Dec-14 Meeting Type: Annual
1.1 Election of Director: Dilip Shanghvi Management For Voted - Against
1.2 Election of Director: Subramanian Kalyanasundaram
(known in Industry Circles As Kal Sundaram) Management For Voted - Against
1.3 Election of Director: Sudhir Valia Management For Voted - Against
1.4 Election of Director: James Kedrowski Management For Voted - Against
1.5 Election of Director: Dov Pekelman Management For Voted - For
2. Appointment of Ziv Haft Certified Public
Accountants (israel), A Bdo Member Firm, As the
Company's Independent Auditors Until the Close of
the Next Annual General Meeting of the Shareholders
of the Company, and to Authorize Their Remuneration
to be Fixed, in Accordance with the Volume and
Nature of Their Services, by the Audit Committee
and the Board of Directors. Management For Voted - For
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TATA MOTORS LIMITED
CUSIP: 876568502 TICKER: TTM
Meeting Date: 31-Jul-14 Meeting Type: Annual
O1 Approval of the Audited Statement of Profit and
Loss for the Year Ended March 31, 2014 and the
Balance Sheet As at That Date Together with the
Reports of the Directors and the Auditors Thereon. Management For Voted - For
O2 Approval of the Declaration of A Dividend on
Ordinary Shares and 'a' Ordinary Shares, As Set
Forth in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - For
O3 Approval of the Appointment of Director in Place of
Dr. Ralf Speth (din: 03318908), Who Retires by
Rotation and is Eligible for Re- Appointment, As
Set Forth in the Company's Notice of Meeting
Enclosed Herewith. Management For Voted - For
O4 Approval of the Appointment of Auditors and Their
Remuneration, As Set Forth in the Company's Notice
of Meeting Enclosed Herewith. Management For Voted - For
S5 Approval of the Appointment of Mr. Nusli Wadia
(din: 00015731) As an Independent Director, As Set
Forth in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - For
S6 Approval of the Appointment of Dr. Raghunath
Mashelkar (din: 00074119) As an Independent
Director, As Set Forth in the Company's Notice of
Meeting Enclosed Herewith. Management For Voted - For
S7 Approval of the Appointment of Mr. Nasser Munjee
(din: 00010180) As an Independent Director, As Set
Forth in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - For
S8 Approval of the Appointment of Mr. Subodh Bhargava
(din: 00035672) As an Independent Director, As Set
Forth in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - Against
S9 Approval of the Appointment of Mr. Vineshkumar
Jairath (din: 00391684) As an Independent Director,
As Set Forth in the Company's Notice of Meeting
Enclosed Herewith. Management For Voted - For
S10 Approval of the Appointment of Ms. Falguni S. Nayar
(din: 00003633) As an Independent Director, As Set
Forth in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - For
S11 Approval of the Payment of Remuneration to the Cost
Auditor for the Financial Year Ending March 31,
2015, As Set Forth in the Company's Notice of
Meeting Enclosed Herewith. Management For Voted - For
S12 Approval of the Invitation and Acceptance of Fixed
Deposits from the Members and Public, As Set Forth
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
in the Company's Notice of Meeting Enclosed
Herewith. Management For Voted - Against
Meeting Date: 19-Jan-15 Meeting Type: Consent
1. Approval and Ratification for Payment of Minimum
Remuneration to Mr. Ravindra Pisharody, Executive
Director (commercial Vehicles) Due to Inadequacy of
Profits for Financial Year Ended March 31, 2014. Management For Voted - For
2. Approval and Ratification for Payment of Minimum
Remuneration to Mr. Satish Borwankar, Executive
Director (quality) Due to Inadequacy of Profits for
Financial Year Ended March 31, 2014. Management For Voted - For
3. Approval and Ratification for Payment of Minimum
Remuneration and Death Related
Benefits/compensation to (late) Mr. Karl Slym,
Managing Director/his Legal Heir, Due to Inadequacy
of Profits for Financial Year Ended March 31, 2014. Management For Voted - For
4. Approval for Payment of Minimum Remuneration to Mr.
Ravindra Pisharody, Executive Director (commercial
Vehicles) in Case of Inadequacy of Profits for Fy
2014-15 and Fy 2015-16. Management For Voted - For
5. Approval for Payment of Minimum Remuneration to Mr.
Satish Borwankar, Executive Director (quality) in
Case of Inadequacy of Profits for Fy 2014-15 and Fy
2015-16. Management For Voted - For
Meeting Date: 27-Feb-15 Meeting Type: Consent
1. Approval for Issue of Ordinary and 'a' Ordinary
Shares Through A Right Issue Management For Voted - For
FIXED INCOME OPPORTUNITIES FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTEROIL EXPLORATION AND PRODUCTION ASA
SECURITY ID: R3524FAE8 TICKER: IXO
Meeting Date: 17-Nov-14 Meeting Type: Consent
Bondholders' meeting in the bond issue "15.00 per cent Interoil Exploration &
Production ASA Senior Callable Bond Issue 2010/2014" with ISIN NO 001 0584683
1. New notice period as proposed in the summons for
bondholders meeting dated 3 November 2014 clause 2.2: Voted - Against
2. Approval of the transaction as proposed in the summons
for bondholders meeting dated 3 November 2014 clause 2.3 Voted -- For
INTEROIL EXPLORATION AND PRODUCTION ASA
SECURITY ID: R3524FAE8 TICKER: IXO
Meeting Date: 2-Jan-14 Meeting Type: Consent
Bondholders' meeting in the bond issue "15 per cent InterOil Exploration &
Production ASA Senior Callable Bond Issue 2010/2016" with ISIN NO 0010584683
A. Deferral of interest payments as described in paragraph 2 A Voted - For
B. Use of funds in Retention Account as described in paragraph 2 B Voted -- For
JASPER EXPLORER LTD
SECURITY ID: TICKER:
Meeting Date: 6-Jan-15 Meeting Type:
1. Approval of the Summons Voted -- For
2. Approval of the Agenda Voted -- For
3. Election of two persons to co-sign the minutes
together with the Chairman Voted -- For
4. Request for Adoption of Proposal: (cont.) Voted -- For
FIXED INCOME OPPORTUNITIES FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NDR FINANCE PLC, LONDON
SECURITY ID: G6407CAA0 TICKER:
Meeting Date: 6-Feb-15 Meeting Type:
1. That this meeting (The "Meeting") of the holders
(Noteholders") of the outstanding U.S.D.
59,659,591 6.25%. Loan Participation Notes due
2018 (The "Notes") constituted by a Trust Deed
dated June 28, 2007 as supplemented and amended
by a supplemental Trust Deed dated June 21, 2010
and a supplemental Trust Deed dated August 5, 2014
(The "Trust Deed") Between, Inter Alios, NDR Finance
PLC (The "Issuer") and the Law Debenture Trust
Corporation P.L.C. as Trustee (The "Trustee") For the
noteholders hereby: (1) Extends the waiver granted
under clause 1 of the Extraordinary Resolution of
Noteholders passed on July 29, 2014 to (and including)
the settlement date. (2) Sanctions and approves,
authorises, directs, requests and empowers the trustee
to consent to, and the Issuer to effect, the mandatory
exchange of notes for CONTD Voted - Against
MULTI-ASSET FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PIMCO FUNDS
CUSIP: 693391559 TICKER: PEBIX
Meeting Date: 20-Apr-15 Meeting Type: Special
1.1 Director: George E. Borst Management For Voted - For
1.2 Director: Jennifer Holden Dunbar Management For Voted - For
1.3 Director: Douglas M. Hodge Management For Voted - For
1.4 Director: Gary F. Kennedy Management For Voted - For
1.5 Director: Peter B. Mccarthy Management For Voted - For
1.6 Director: Ronald C. Parker Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABBVIE INC.
CUSIP: 00287Y109 TICKER: ABBV
Meeting Date: 08-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
AMERICAN EXPRESS COMPANY
CUSIP: 025816109 TICKER: AXP
Meeting Date: 11-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Corporate Governance Shareholder For Voted - Against
5 S/H Proposal - Political/Government Shareholder For Voted - Against
6 S/H Proposal - Corporate Governance Shareholder Against Voted - For
7 S/H Proposal - Political/Government Shareholder For Voted - Against
8 S/H Proposal - Establish Independent Chairman Shareholder Against Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
BANK OF AMERICA CORPORATION
CUSIP: 060505104 TICKER: BAC
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 Amend Stock Compensation Plan Management For Voted - For
5 S/H Proposal - Environmental Shareholder For Voted - Against
6 S/H Proposal - Political/Government Shareholder For Voted - Against
7 S/H Proposal - Corporate Governance Shareholder Against Voted - For
8 S/H Proposal - Corporate Governance Shareholder For Voted - Against
BAXTER INTERNATIONAL INC.
CUSIP: 071813109 TICKER: BAX
Meeting Date: 05-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Stock Compensation Plan Management For Voted - For
5 S/H Proposal - Executive Compensation Shareholder For Voted - Against
6 S/H Proposal - Establish Independent Chairman Shareholder Against Voted - For
BB&T CORPORATION
CUSIP: 054937107 TICKER: BBT
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
1.15 Election of Directors (Majority Voting) Management For Voted - For
1.16 Election of Directors (Majority Voting) Management For Voted - For
1.17 Election of Directors (Majority Voting) Management For Voted - For
1.18 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Executive Compensation Shareholder For Voted - Against
BECTON, DICKINSON AND COMPANY
CUSIP: 075887109 TICKER: BDX
Meeting Date: 27-Jan-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Animal Rights Shareholder For Voted - Against
BERKSHIRE HATHAWAY INC.
CUSIP: 084670702 TICKER: BRKB
Meeting Date: 02-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
1.9 Election of Directors Management For Voted - For
1.10 Election of Directors Management For Voted - For
1.11 Election of Directors Management For Voted - For
1.12 Election of Directors Management For Voted - For
BROADCOM CORPORATION
CUSIP: 111320107 TICKER: BRCM
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BROOKFIELD ASSET MANAGEMENT INC.
CUSIP: 112585104 TICKER: BAM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
CALPINE CORPORATION
CUSIP: 131347304 TICKER: CPN
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 Approve Liquidation Plan Management For Voted - For
5 Amend Stock Compensation Plan Management For Voted - For
CARDINAL HEALTH, INC.
CUSIP: 14149Y108 TICKER: CAH
Meeting Date: 05-Nov-14 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 Approve Stock Compensation Plan Management For Voted - For
5 S/H Proposal - Political/Government Shareholder For Voted - Against
CISCO SYSTEMS, INC.
CUSIP: 17275R102 TICKER: CSCO
Meeting Date: 20-Nov-14 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 Amend Employee Stock Purchase Plan Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 Ratify Appointment of Independent Auditors Management For Voted - For
5 S/H Proposal - Political/Government Shareholder For Voted - Against
6 S/H Proposal - Access To Proxy Shareholder For Voted - Against
7 S/H Proposal - Political/Government Shareholder For Voted - Against
CONOCOPHILLIPS
CUSIP: 20825C104 TICKER: COP
Meeting Date: 12-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Corporate Governance Shareholder For Voted - Against
6 S/H Proposal - Executive Compensation Shareholder For Voted - Against
7 S/H Proposal - Access To Proxy Shareholder For Voted - Against
CORNING INCORPORATED
CUSIP: 219350105 TICKER: GLW
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Corporate Governance Shareholder For Voted - Against
DAVITA HEALTHCARE PARTNERS, INC.
CUSIP: 23918K108 TICKER: DVA
Meeting Date: 16-Jun-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Access To Proxy Shareholder For Voted - Against
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DEVON ENERGY CORPORATION
CUSIP: 25179M103 TICKER: DVN
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
1.9 Election of Directors Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 Approve Stock Compensation Plan Management For Voted - For
5 S/H Proposal - Access To Proxy Shareholder For Voted - Against
6 S/H Proposal - Environmental Shareholder For Voted - Against
7 S/H Proposal - Corporate Governance Shareholder For Voted - Against
8 S/H Proposal - Environmental Shareholder For Voted - Against
E. I. DU PONT DE NEMOURS AND COMPANY
CUSIP: 263534109 TICKER: DD
Meeting Date: 13-May-15 Meeting Type: Contested-annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
1.9 Election of Directors Management For Voted - For
1.10 Election of Directors Management For Voted - For
1.11 Election of Directors Management For Voted - For
1.12 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Environmental Shareholder For Voted - Against
6 S/H Proposal - Environmental Shareholder For Voted - Against
7 S/H Proposal - Corporate Governance Shareholder For Voted - Against
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EATON CORPORATION PLC
CUSIP: G29183103 TICKER: ETN
Meeting Date: 22-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Adopt Stock Option Plan Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 14A Executive Compensation Management For Voted - For
5 Authorize Directors to Repurchase Shares Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
CUSIP: 30219G108 TICKER: ESRX
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Establish Independent Chairman Shareholder Against Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FIDELITY NATIONAL FINANCIAL, INC.
CUSIP: 31620R303 TICKER: FNF
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 S/H Proposal - Access To Proxy Shareholder For Voted - Against
FORD MOTOR COMPANY
CUSIP: 345370860 TICKER: F
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
1.15 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Corporate Governance Shareholder Against Voted - For
5 S/H Proposal - Corporate Governance Shareholder Against Voted - For
GENWORTH FINANCIAL, INC.
CUSIP: 37247D106 TICKER: GNW
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 S/H Proposal - Corporate Governance Shareholder For Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 Amend Employee Stock Purchase Plan Management For Voted - For
4 14A Executive Compensation Management For Voted - For
5 S/H Proposal - Corporate Governance Shareholder Against Voted - For
6 S/H Proposal - Establish Independent Chairman Shareholder Against Voted - For
7 S/H Proposal - Environmental Shareholder For Voted - Against
8 S/H Proposal - Human Rights Related Shareholder For Voted - Against
HCC INSURANCE HOLDINGS, INC.
CUSIP: 404132102 TICKER: HCC
Meeting Date: 20-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
1.9 Election of Directors Management For Voted - For
1.10 Election of Directors Management For Voted - For
1.11 Election of Directors Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Election of Directors Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORP.
CUSIP: 459200101 TICKER: IBM
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Corporate Governance Shareholder Against Voted - For
6 S/H Proposal - Executive Compensation Shareholder For Voted - Against
7 S/H Proposal - Corporate Governance Shareholder For Voted - Against
JOHNSON CONTROLS, INC.
CUSIP: 478366107 TICKER: JCI
Meeting Date: 28-Jan-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KENNEDY-WILSON HOLDINGS, INC.
CUSIP: 489398107 TICKER: KW
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
LABORATORY CORP. OF AMERICA HOLDINGS
CUSIP: 50540R409 TICKER: LH
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
METLIFE, INC.
CUSIP: 59156R108 TICKER: MET
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Adopt Supermajority Requirements Management For Voted - For
3 Adopt Supermajority Requirements Management For Voted - For
4 Ratify Appointment of Independent Auditors Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 14A Executive Compensation Management For Voted - For
MICROSOFT CORPORATION
CUSIP: 594918104 TICKER: MSFT
Meeting Date: 03-Dec-14 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 S/H Proposal - Access To Proxy Shareholder For Voted - Against
NATIONAL OILWELL VARCO, INC.
CUSIP: 637071101 TICKER: NOV
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
PACCAR INC
CUSIP: 693718108 TICKER: PCAR
Meeting Date: 21-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
2 S/H Proposal - Declassify Board Shareholder Against Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 S/H Proposal - Access To Proxy Shareholder For Voted - Against
PEPSICO, INC.
CUSIP: 713448108 TICKER: PEP
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Environmental Shareholder For Voted - Against
5 S/H Proposal - Corporate Governance Shareholder For Voted - Against
6 S/H Proposal - Environmental Shareholder For Voted - Against
PHILLIPS 66
CUSIP: 718546104 TICKER: PSX
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 Declassify Board Management For Voted - For
5 S/H Proposal - Report/Reduce Greenhouse Gas
Emissions Shareholder For Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
1.13 Election of Directors (Majority Voting) Management For Voted - For
1.14 Election of Directors (Majority Voting) Management For Voted - For
1.15 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 Amend Employee Stock Purchase Plan Management For Voted - For
4 14A Executive Compensation Management For Voted - For
REPUBLIC SERVICES, INC.
CUSIP: 760759100 TICKER: RSG
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 S/H Proposal - Access To Proxy Shareholder No Recommendation Voted - Against
SPECTRA ENERGY CORP
CUSIP: 847560109 TICKER: SE
Meeting Date: 28-Apr-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Corporate Governance Shareholder For Voted - Against
STANLEY BLACK & DECKER, INC.
CUSIP: 854502101 TICKER: SWK
Meeting Date: 16-Apr-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
1.4 Election of Directors Management For Voted - For
1.5 Election of Directors Management For Voted - For
1.6 Election of Directors Management For Voted - For
1.7 Election of Directors Management For Voted - For
1.8 Election of Directors Management For Voted - For
1.9 Election of Directors Management For Voted - For
1.10 Election of Directors Management For Voted - For
1.11 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
STARZ
CUSIP: 85571Q102 TICKER: STRZA
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
SYMETRA FINANCIAL CORPORATION
CUSIP: 87151Q106 TICKER: SYA
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Ratify Appointment of Independent Auditors Management For Voted - For
TARGET CORPORATION
CUSIP: 87612E106 TICKER: TGT
Meeting Date: 10-Jun-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 Amend Stock Compensation Plan Management For Voted - For
5 S/H Proposal - Establish Independent Chairman Shareholder Against Voted - For
6 S/H Proposal - Create a Non-Discriminatory Sexual
Orientation Policy Shareholder For Voted - Against
TE CONNECTIVITY LTD
CUSIP: H84989104 TICKER: TEL
Meeting Date: 03-Mar-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Miscellaneous Corporate Actions Management For Voted - For
3 Miscellaneous Corporate Actions Management For Voted - For
4 Miscellaneous Corporate Actions Management For Voted - For
5 Miscellaneous Corporate Actions Management For Voted - For
6 Ratify Appointment of Independent Auditors Management For Voted - For
7 Receive Consolidated Financial Statements Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For Voted - For
9 Receive Consolidated Financial Statements Management For Voted - For
10 Approve Previous Board's Actions Management For Voted - For
11 Ratify Appointment of Independent Auditors Management For Voted - For
12 Ratify Appointment of Independent Auditors Management For Voted - For
13 Ratify Appointment of Independent Auditors Management For Voted - For
14 Approve Article Amendments Management For Voted - For
15 Approve Article Amendments Management For Voted - For
16 Approve Article Amendments Management For Voted - For
17 Approve Article Amendments Management For Voted - For
18 14A Executive Compensation Management For Voted - For
19 14A Extraordinary Transaction Executive Compensation Management For Voted - For
20 14A Extraordinary Transaction Executive Compensation Management For Voted - For
21 Miscellaneous Corporate Actions Management For Voted - For
22 Dividends Management For Voted - For
23 Amend Articles/Charter to Reflect Changes in Capital Management For Voted - For
24 Amend Articles/Charter to Reflect Changes in Capital Management For Voted - For
25 Approve Motion to Adjourn Meeting Management For Voted - For
26 Miscellaneous Corporate Governance Management For Voted - For
27 Miscellaneous Corporate Governance Management For Voted - For
28 Miscellaneous Corporate Governance Management For Voted - For
29 Miscellaneous Corporate Governance Management For Voted - For
30 Miscellaneous Corporate Governance Management For Voted - For
31 Miscellaneous Corporate Governance Management For Voted - For
32 Miscellaneous Corporate Governance Management For Voted - For
33 Miscellaneous Corporate Governance Management For Voted - For
34 Miscellaneous Corporate Governance Management For Voted - For
35 Miscellaneous Corporate Governance Management For Voted - For
36 Miscellaneous Corporate Governance Management For Voted - For
37 Miscellaneous Corporate Governance Management For Voted - For
38 Miscellaneous Corporate Governance Management For Voted - For
39 Miscellaneous Corporate Governance Management For Voted - For
40 Miscellaneous Corporate Governance Management For Voted - For
41 Miscellaneous Corporate Governance Management For Voted - For
42 Miscellaneous Corporate Governance Management For Voted - For
43 Miscellaneous Corporate Governance Management For Voted - For
44 Miscellaneous Corporate Governance Management For Voted - For
45 Miscellaneous Corporate Governance Management For Voted - For
46 Miscellaneous Corporate Governance Management For Voted - For
47 Ratify Appointment of Independent Auditors Management For Voted - For
48 Ratify Appointment of Independent Auditors Management For Voted - For
49 Ratify Appointment of Independent Auditors Management For Voted - For
50 Miscellaneous Corporate Governance Management For Voted - For
51 Miscellaneous Corporate Governance Management For Voted - For
52 Miscellaneous Corporate Governance Management For Voted - For
53 Miscellaneous Corporate Governance Management For Voted - For
54 14A Executive Compensation Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
55 Miscellaneous Corporate Governance Management For Voted - For
56 Miscellaneous Corporate Governance Management For Voted - For
57 Miscellaneous Corporate Governance Management For Voted - For
58 Miscellaneous Corporate Governance Management For Voted - For
59 Miscellaneous Corporate Governance Management For Voted - For
60 Miscellaneous Corporate Governance Management For Voted - For
61 Miscellaneous Corporate Governance Management For Voted - For
THE PROCTER & GAMBLE COMPANY
CUSIP: 742718109 TICKER: PG
Meeting Date: 14-Oct-14 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 Approve Stock Compensation Plan Management For Voted - For
4 14A Executive Compensation Management For Voted - For
5 S/H Proposal - Environmental Shareholder For Voted - Against
6 S/H Proposal - Political/Government Shareholder For Voted - Against
TYCO INTERNATIONAL LTD.
CUSIP: H89128104 TICKER: TYC
Meeting Date: 09-Sep-14 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Charter Amendment Management For Voted - For
TYCO INTERNATIONAL PLC
CUSIP: G91442106 TICKER: TYC
Meeting Date: 04-Mar-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 Approve Remuneration of Directors and Auditors Management For Voted - For
4 Stock Repurchase Plan Management For Voted - For
5 Miscellaneous Corporate Actions Management For Voted - For
6 14A Executive Compensation Management For Voted - For
UNITED PARCEL SERVICE, INC.
CUSIP: 911312106 TICKER: UPS
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
1.12 Election of Directors (Majority Voting) Management For Voted - For
2 Approve Stock Compensation Plan Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Corporate Governance Shareholder Against Voted - For
6 S/H Proposal - Corporate Governance Shareholder For Voted - Against
USG CORPORATION
CUSIP: 903293405 TICKER: USG
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Election of Directors Management For Voted - For
1.2 Election of Directors Management For Voted - For
1.3 Election of Directors Management For Voted - For
2 Amend Stock Compensation Plan Management For Voted - For
3 Amend Stock Compensation Plan Management For Voted - For
4 Ratify Appointment of Independent Auditors Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
1.11 Election of Directors (Majority Voting) Management For Voted - For
2 Ratify Appointment of Independent Auditors Management For Voted - For
3 14A Executive Compensation Management For Voted - For
4 S/H Proposal - Political/Government Shareholder For Voted - Against
5 S/H Proposal - Political/Government Shareholder For Voted - Against
6 S/H Proposal - Corporate Governance Shareholder For Voted - Against
7 S/H Proposal - Corporate Governance Shareholder For Voted - Against
8 S/H Proposal - Corporate Governance Shareholder Against Voted - For
WEYERHAEUSER COMPANY
CUSIP: 962166104 TICKER: WY
Meeting Date: 22-May-15 Meeting Type: Annual
1.1 Election of Directors (Majority Voting) Management For Voted - For
1.2 Election of Directors (Majority Voting) Management For Voted - For
1.3 Election of Directors (Majority Voting) Management For Voted - For
1.4 Election of Directors (Majority Voting) Management For Voted - For
1.5 Election of Directors (Majority Voting) Management For Voted - For
1.6 Election of Directors (Majority Voting) Management For Voted - For
1.7 Election of Directors (Majority Voting) Management For Voted - For
1.8 Election of Directors (Majority Voting) Management For Voted - For
1.9 Election of Directors (Majority Voting) Management For Voted - For
1.10 Election of Directors (Majority Voting) Management For Voted - For
2 14A Executive Compensation Management For Voted - For
3 Ratify Appointment of Independent Auditors Management For Voted - For
SOCIALLY RESPONSIBLE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WHITING PETROLEUM CORPORATION
CUSIP: 966387102 TICKER: WLL
Meeting Date: 03-Dec-14 Meeting Type: Special
1 Stock Issuance Management For Voted - For
2 Approve Motion to Adjourn Meeting Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADOBE SYSTEMS INCORPORATED
CUSIP: 00724F101 TICKER: ADBE
Meeting Date: 09-Apr-15 Meeting Type: Annual
1A. Election of Director: Amy L. Banse Management For Voted - For
1B. Election of Director: Kelly J. Barlow Management For Voted - For
1C. Election of Director: Edward W. Barnholt Management For Voted - For
1D. Election of Director: Robert K. Burgess Management For Voted - For
1E. Election of Director: Frank A. Calderoni Management For Voted - For
1F. Election of Director: Michael R. Cannon Management For Voted - For
1G. Election of Director: James E. Daley Management For Voted - For
1H. Election of Director: Laura B. Desmond Management For Voted - For
1I. Election of Director: Charles M. Geschke Management For Voted - For
1J. Election of Director: Shantanu Narayen Management For Voted - For
1K. Election of Director: Daniel L. Rosensweig Management For Voted - For
1L. Election of Director: Robert Sedgewick Management For Voted - For
1M. Election of Director: John E. Warnock Management For Voted - For
2. Approval of the Amendment of the 2003 Equity
Incentive Plan to Increase the Available Share
Reserve by 10 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending on November 27,
2015. Management For Voted - For
4. Approve, on an Advisory Basis, the Compensation of
the Named Executive Officers. Management For Voted - For
AFFILIATED MANAGERS GROUP, INC.
CUSIP: 008252108 TICKER: AMG
Meeting Date: 15-Jun-15 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Re-approve the Material Terms of the Performance
Measures Included in the Company's Executive
Incentive Plan, As Amended and Restated, for
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Purposes of Complying with the Requirements of
Section 162(m) of the Internal Revenue Code. Management For Voted - For
4. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP: 026874784 TICKER: AIG
Meeting Date: 13-May-15 Meeting Type: Annual
1A. Election of Director: W. Don Cornwell Management For Voted - For
1B. Election of Director: Peter R. Fisher Management For Voted - For
1C. Election of Director: John H. Fitzpatrick Management For Voted - For
1D. Election of Director: Peter D. Hancock Management For Voted - For
1E. Election of Director: William G. Jurgensen Management For Voted - For
1F. Election of Director: Christopher S. Lynch Management For Voted - For
1G. Election of Director: George L. Miles, Jr. Management For Voted - For
1H. Election of Director: Henry S. Miller Management For Voted - For
1I. Election of Director: Robert S. Miller Management For Voted - For
1J. Election of Director: Suzanne Nora Johnson Management For Voted - For
1K. Election of Director: Ronald A. Rittenmeyer Management For Voted - For
1L. Election of Director: Douglas M. Steenland Management For Voted - For
1M. Election of Director: Theresa M. Stone Management For Voted - For
2. To Vote, on A Non-binding Advisory Basis, to
Approve Executive Compensation. Management For Voted - For
3. To Act Upon A Proposal to Ratify the Selection of
PricewaterhouseCoopers LLP As Aig's Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
AMERICAN WATER WORKS COMPANY, INC.
CUSIP: 030420103 TICKER: AWK
Meeting Date: 01-Jun-15 Meeting Type: Annual
1A. Election of Director: Julie A. Dobson Management For Voted - For
1B. Election of Director: Paul J. Evanson Management For Voted - For
1C. Election of Director: Martha Clark Goss Management For Voted - For
1D. Election of Director: Richard R. Grigg Management For Voted - For
1E. Election of Director: Julia L. Johnson Management For Voted - For
1F. Election of Director: Karl F. Kurz Management For Voted - For
1G. Election of Director: George Mackenzie Management For Voted - For
1H. Election of Director: William J. Marrazzo Management For Voted - For
1I. Election of Director: Susan N. Story Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
Ending December 31, 2015. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. An Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
4. Re-approval of the Material Terms of the
Performance Goals Set Forth in the American Water
Works Company, Inc. 2007 Omnibus Equity
Compensation Plan to Allow Certain Equity Grants
Under the Plan to Continue to be Deductible Under
Section 162(m) of the Internal Revenue Code. Management For Voted - For
5. Approval of the Material Terms of the Performance
Goals Set Forth in the American Water Works
Company, Inc. Annual Incentive Plan to Allow
Certain Incentive Awards Under the Plan to be
Deductible Under Section 162(m) of the Internal
Revenue Code. Management For Voted - For
6. Adoption of an Amendment to the Bylaws of American
Water Works Company, Inc. to Provide That the
Courts Located in the State of Delaware Will Serve
As the Exclusive Forum for Adjudication of Certain
Legal Actions. Management For Voted - Against
APPLE INC.
CUSIP: 037833100 TICKER: AAPL
Meeting Date: 10-Mar-15 Meeting Type: Annual
1A. Election of Director: Tim Cook Management For Voted - For
1B. Election of Director: Al Gore Management For Voted - For
1C. Election of Director: Bob Iger Management For Voted - For
1D. Election of Director: Andrea Jung Management For Voted - For
1E. Election of Director: Art Levinson Management For Voted - For
1F. Election of Director: Ron Sugar Management For Voted - For
1G. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2015 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. The Amendment of the Apple Inc. Employee Stock
Purchase Plan Management For Voted - For
5. A Shareholder Proposal by the National Center for
Public Policy Research Entitled "risk Report" Shareholder Against Voted - Against
6. A Shareholder Proposal by Mr. James Mcritchie and
Mr. John Harrington Entitled "proxy Access for
Shareholders" Shareholder Against Voted - Against
APPLIED MATERIALS, INC.
CUSIP: 038222105 TICKER: AMAT
Meeting Date: 02-Apr-15 Meeting Type: Annual
1A. Election of Director: Aart J. De Geus Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Gary E. Dickerson Management For Voted - For
1C. Election of Director: Stephen R. Forrest Management For Voted - For
1D. Election of Director: Thomas J. Iannotti Management For Voted - For
1E. Election of Director: Susan M. James Management For Voted - For
1F. Election of Director: Alexander A. Karsner Management For Voted - For
1G. Election of Director: Dennis D. Powell Management For Voted - For
1H. Election of Director: Willem P. Roelandts Management For Voted - For
1I. Election of Director: Michael R. Splinter Management For Voted - For
1J. Election of Director: Robert H. Swan Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of Applied Materials' Named Executive Officers. Management For Voted - Against
3. To Ratify the Appointment of KPMG LLP As Applied
Materials' Independent Registered Public Accounting
Firm for Fiscal Year 2015. Management For Voted - For
BIOGEN INC.
CUSIP: 09062X103 TICKER: BIIB
Meeting Date: 10-Jun-15 Meeting Type: Annual
1A. Election of Director: Alexander J. Denner Management For Voted - For
1B. Election of Director: Caroline D. Dorsa Management For Voted - For
1C. Election of Director: Nancy L. Leaming Management For Voted - For
1D. Election of Director: Richard C. Mulligan Management For Voted - For
1E. Election of Director: Robert W. Pangia Management For Voted - For
1F. Election of Director: Stelios Papadopoulos Management For Voted - For
1G. Election of Director: Brian S. Posner Management For Voted - For
1H. Election of Director: Eric K. Rowinsky Management For Voted - For
1I. Election of Director: George A. Scangos Management For Voted - For
1J. Election of Director: Lynn Schenk Management For Voted - For
1K. Election of Director: Stephen A. Sherwin Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As Biogen Inc.'s Independent Registered Public
Accounting Firm. Management For Voted - For
3. Say on Pay - an Advisory Vote on Executive
Compensation. Management For Voted - For
4. To Approve the Biogen Inc. 2015 Employee Stock
Purchase Plan. Management For Voted - For
5. To Approve an Amendment to the Biogen Inc. 2006
Non-employee Directors Equity Plan. Management For Voted - For
CABOT OIL & GAS CORPORATION
CUSIP: 127097103 TICKER: COG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1A. Election of Director: Rhys J. Best Management For Voted - For
1B. Election of Director: Dan O. Dinges Management For Voted - For
1C. Election of Director: James R. Gibbs Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Robert L. Keiser Management For Voted - For
1E. Election of Director: Robert Kelley Management For Voted - For
1F. Election of Director: W. Matt Ralls Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2015 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Consider A Shareholder Proposal to Provide A
Report on the Company's Political Contributions. Shareholder Against Voted - Against
5. To Consider A Shareholder Proposal to Adopt A
"proxy Access" Bylaw. Shareholder Against Voted - For
CELGENE CORPORATION
CUSIP: 151020104 TICKER: CELG
Meeting Date: 17-Jun-15 Meeting Type: Annual
1.1 Director: Robert J. Hugin Management For Voted - For
1.2 Director: R.w. Barker, D. Phil. Management For Voted - For
1.3 Director: Michael W. Bonney Management For Voted - For
1.4 Director: Michael D. Casey Management For Voted - For
1.5 Director: Carrie S. Cox Management For Voted - For
1.6 Director: Michael A. Friedman, Md Management For Voted - For
1.7 Director: Gilla S. Kaplan, Ph.D. Management For Voted - For
1.8 Director: James J. Loughlin Management For Voted - For
1.9 Director: Ernest Mario, Ph.D. Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2015. Management For Voted - For
3. Approval of an Amendment and Restatement of the
Company's 2008 Stock Incentive Plan. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation of the Company's Named Executive
Officers. Management For Voted - For
5. Stockholder Proposal Described in More Detail in
the Proxy Statement. Shareholder Against Voted - Against
COMCAST CORPORATION
CUSIP: 20030N101 TICKER: CMCSA
Meeting Date: 08-Oct-14 Meeting Type: Special
1. To Approve the Issuance of Shares of Comcast Class
A Common Stock to Time Warner Cable Inc.
Stockholders in the Merger. Management For Voted - For
2. To Approve the Adjournment of the Comcast Special
Meeting If Necessary to Solicit Additional Proxies. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 21-May-15 Meeting Type: Annual
1.1 Director: Kenneth J. Bacon Management For Voted - For
1.2 Director: Sheldon M. Bonovitz Management For Voted - For
1.3 Director: Edward D. Breen Management For Voted - For
1.4 Director: Joseph J. Collins Management For Voted - For
1.5 Director: J. Michael Cook Management For Voted - For
1.6 Director: Gerald L. Hassell Management For Voted - For
1.7 Director: Jeffrey A. Honickman Management For Voted - For
1.8 Director: Eduardo Mestre Management For Voted - For
1.9 Director: Brian L. Roberts Management For Voted - For
1.10 Director: Ralph J. Roberts Management For Voted - For
1.11 Director: Johnathan A. Rodgers Management For Voted - For
1.12 Director: Dr. Judith Rodin Management For Voted - For
2. Ratification of the Appointment of our Independent
Auditors Management For Voted - For
3. Approval of our 2006 Cash Bonus Plan Management For Voted - For
4. To Provide an Annual Report on Lobbying Activities Shareholder Against Voted - Against
5. To Prohibit Accelerated Vesting Upon A Change of
Control Shareholder Against Voted - For
6. To Provide Each Share an Equal Vote Shareholder Against Voted - For
COSTCO WHOLESALE CORPORATION
CUSIP: 22160K105 TICKER: COST
Meeting Date: 29-Jan-15 Meeting Type: Annual
1.1 Director: Jeffrey H. Brotman Management For Voted - Withheld
1.2 Director: Daniel J. Evans Management For Voted - Withheld
1.3 Director: Richard A. Galanti Management For Voted - Withheld
1.4 Director: Jeffrey S. Raikes Management For Voted - Withheld
1.5 Director: James D. Sinegal Management For Voted - Withheld
2. Ratification of Selection of Independent Auditors. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. To Amend and Restate the Company's Sixth Restated
Stock Incentive Plan. Management For Voted - Against
5A. To Amend the Articles of Incorporation to Reduce
Voting Standard for Removal of Directors. Management For Voted - For
5B. To Amend the Articles of Incorporation to Reduce
Voting Standard for Amending the Article Dealing
with Removal of Directors for Cause. Management For Voted - For
6. Shareholder Proposal to Regulate Director Tenure. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CUMMINS INC.
CUSIP: 231021106 TICKER: CMI
Meeting Date: 12-May-15 Meeting Type: Annual
1) Election of Director: N. Thomas Linebarger Management For Voted - For
2) Election of Director: Robert J. Bernhard Management For Voted - For
3) Election of Director: Dr. Franklin R. Chang Diaz Management For Voted - For
4) Election of Director: Bruno V. Di Leo Allen Management For Voted - For
5) Election of Director: Stephen B. Dobbs Management For Voted - For
6) Election of Director: Robert K. Herdman Management For Voted - For
7) Election of Director: Alexis M. Herman Management For Voted - For
8) Election of Director: Thomas J. Lynch Management For Voted - For
9) Election of Director: William I. Miller Management For Voted - For
10) Election of Director: Georgia R. Nelson Management For Voted - For
11) Advisory Vote to Approve the Compensation of the
Named Executive Officers As Disclosed in the Proxy
Statement. Management For Voted - For
12) Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Auditors for 2015. Management For Voted - For
13) Shareholder Proposal Regarding Independent Board
Chair. Shareholder Against Voted - Against
CVS HEALTH CORPORATION
CUSIP: 126650100 TICKER: CVS
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Richard M. Bracken Management For Voted - For
1B. Election of Director: C. David Brown II Management For Voted - For
1C. Election of Director: Alecia A. Decoudreaux Management For Voted - For
1D. Election of Director: Nancy-ann M. Deparle Management For Voted - For
1E. Election of Director: David W. Dorman Management For Voted - For
1F. Election of Director: Anne M. Finucane Management For Voted - For
1G. Election of Director: Larry J. Merlo Management For Voted - For
1H. Election of Director: Jean-pierre Millon Management For Voted - For
1I. Election of Director: Richard J. Swift Management For Voted - For
1J. Election of Director: William C. Weldon Management For Voted - For
1K. Election of Director: Tony L. White Management For Voted - For
2. Proposal to Ratify Independent Public Accounting
Firm for 2015. Management For Voted - For
3. Say on Pay - an Advisory Vote on the Approval of
Executive Compensation. Management For Voted - For
4. Proposal to Approve Performance Criteria in the
Company's 2010 Incentive Compensation Plan. Management For Voted - For
5. Stockholder Proposal Regarding Congruency of
Corporate Values and Political Contributions. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EASTMAN CHEMICAL COMPANY
CUSIP: 277432100 TICKER: EMN
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Humberto P. Alfonso Management For Voted - For
1B. Election of Director: Gary E. Anderson Management For Voted - For
1C. Election of Director: Brett D. Begemann Management For Voted - For
1D. Election of Director: Michael P. Connors Management For Voted - For
1E. Election of Director: Mark J. Costa Management For Voted - For
1F. Election of Director: Stephen R. Demeritt Management For Voted - For
1G. Election of Director: Robert M. Hernandez Management For Voted - For
1H. Election of Director: Julie F. Holder Management For Voted - For
1I. Election of Director: Renee J. Hornbaker Management For Voted - For
1J. Election of Director: Lewis M. Kling Management For Voted - For
1K. Election of Director: David W. Raisbeck Management For Voted - For
2. Advisory Approval of Executive Compensation As
Disclosed in Proxy Statement Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP As Independent Auditors Management For Voted - For
EDWARDS LIFESCIENCES CORPORATION
CUSIP: 28176E108 TICKER: EW
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: John T. Cardis Management For Voted - For
1B. Election of Director: Kieran T. Gallahue Management For Voted - For
1C. Election of Director: Barbara J. Mcneil Management For Voted - For
1D. Election of Director: Michael A. Mussallem Management For Voted - For
1E. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote on Executive Compensation Management For Voted - For
3. Approval of the 2015 Edwards Incentive Plan Management For Voted - For
4. Amendment and Restatement of the Long-term Stock
Incentive Compensation Program Management For Voted - For
5. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
6. Stockholder Proposal Regarding Action by Written
Consent Shareholder Against Voted - For
ELI LILLY AND COMPANY
CUSIP: 532457108 TICKER: LLY
Meeting Date: 04-May-15 Meeting Type: Annual
1A. Election of Director: K. Baicker Management For Voted - For
1B. Election of Director: J.e. Fyrwald Management For Voted - For
1C. Election of Director: E.r. Marram Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: J.p. Tai Management For Voted - For
2. Approve Advisory Vote on Compensation Paid to the
Company's Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment by the Audit
Committee of the Board of Directors of Ernst &
Young LLP As Principal Independent Auditor for 2015. Management For Voted - For
EXXON MOBIL CORPORATION
CUSIP: 30231G102 TICKER: XOM
Meeting Date: 27-May-15 Meeting Type: Annual
1.1 Director: M.j. Boskin Management For Voted - For
1.2 Director: P. Brabeck-letmathe Management For Voted - For
1.3 Director: U.m. Burns Management For Voted - For
1.4 Director: L.r. Faulkner Management For Voted - For
1.5 Director: J.s. Fishman Management For Voted - For
1.6 Director: H.h. Fore Management For Voted - For
1.7 Director: K.c. Frazier Management For Voted - For
1.8 Director: D.r. Oberhelman Management For Voted - For
1.9 Director: S.j. Palmisano Management For Voted - For
1.10 Director: S.s Reinemund Management For Voted - For
1.11 Director: R.w. Tillerson Management For Voted - For
1.12 Director: W.c. Weldon Management For Voted - For
2. Ratification of Independent Auditors (page 60) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 61) Management For Voted - For
4. Independent Chairman (page 63) Shareholder Against Voted - Against
5. Proxy Access Bylaw (page 64) Shareholder Against Voted - For
6. Climate Expert on Board (page 66) Shareholder Against Voted - Against
7. Board Quota for Women (page 67) Shareholder Against Voted - Against
8. Report on Compensation for Women (page 68) Shareholder Against Voted - Against
9. Report on Lobbying (page 69) Shareholder Against Voted - Against
10. Greenhouse Gas Emissions Goals (page 70) Shareholder Against Voted - Against
11. Report on Hydraulic Fracturing (page 72) Shareholder Against Voted - Against
FACEBOOK INC.
CUSIP: 30303M102 TICKER: FB
Meeting Date: 11-Jun-15 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d. Desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015 Management For Voted - For
3. To Re-approve the Internal Revenue Code of 1986, As
Amended, Section 162(m) Limits of our 2012 Equity
Incentive Plan to Preserve our Ability to Receive
Corporate Income Tax Deductions That May Become
Available Pursuant to Section 162(m) Management For Voted - Against
4. A Stockholder Proposal Regarding Change in
Stockholder Voting Shareholder Against Voted - For
5. A Stockholder Proposal Regarding an Annual
Sustainability Report Shareholder Against Voted - For
6. A Stockholder Proposal Regarding A Human Rights
Risk Assessment Shareholder Against Voted - Against
GILEAD SCIENCES, INC.
CUSIP: 375558103 TICKER: GILD
Meeting Date: 06-May-15 Meeting Type: Annual
1A. Election of Director: John F. Cogan Management For Voted - For
1B. Election of Director: Etienne F. Davignon Management For Voted - For
1C. Election of Director: Carla A. Hills Management For Voted - For
1D. Election of Director: Kevin E. Lofton Management For Voted - For
1E. Election of Director: John W. Madigan Management For Voted - For
1F. Election of Director: John C. Martin Management For Voted - For
1G. Election of Director: Nicholas G. Moore Management For Voted - For
1H. Election of Director: Richard J. Whitley Management For Voted - For
1I. Election of Director: Gayle E. Wilson Management For Voted - For
1J. Election of Director: Per Wold-olsen Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP by the
Audit Committee of the Board of Directors As the
Independent Registered Public Accounting Firm of
Gilead for the Fiscal Year Ending December 31, 2015. Management For Voted - For
3. To Approve an Amendment and Restatement to Gilead's
Employee Stock Purchase Plan and International
Employee Stock Purchase Plan. Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers As Presented in the
Proxy Statement. Management For Voted - For
5. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Take Steps to Permit Stockholder Action by Written
Consent. Shareholder Against Voted - For
6. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Adopt A Policy That the Chairman of the Board of
Directors be an Independent Director. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That Gilead
Issue an Annual Sustainability Report. Shareholder Against Voted - Against
8. To Vote on A Stockholder Proposal, If Properly
Presented at the Meeting, Requesting That the Board
Report on Certain Risks to Gilead from Rising
Pressure to Contain U.S. Specialty Drug Prices. Shareholder Against Voted - Against
GOOGLE INC.
CUSIP: 38259P508 TICKER: GOOGL
Meeting Date: 03-Jun-15 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2 The Ratification of the Appointment of Ernst &
Young LLP As Google's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2015. Management For Voted - For
3 The Approval of an Amendment to Google's 2012 Stock
Plan to Increase the Share Reserve by 17,000,000
Shares of Class C Capital Stock. Management For Voted - Against
4 A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5 A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6 A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - For
7 A Stockholder Proposal Regarding A Report on
Renewable Energy Cost, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8 A Stockholder Proposal Regarding A Report on
Business Risk Related to Climate Change
Regulations, If Properly Presented at the Meeting. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HCA HOLDINGS, INC.
CUSIP: 40412C101 TICKER: HCA
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: R. Milton Johnson Management For Voted - For
1.2 Director: Robert J. Dennis Management For Voted - For
1.3 Director: Nancy-ann Deparle Management For Voted - For
1.4 Director: Thomas F. Frist III Management For Voted - For
1.5 Director: William R. Frist Management For Voted - For
1.6 Director: Ann H. Lamont Management For Voted - For
1.7 Director: Jay O. Light Management For Voted - For
1.8 Director: Geoffrey G. Meyers Management For Voted - For
1.9 Director: Michael W. Michelson Management For Voted - For
1.10 Director: Wayne J. Riley, M.D. Management For Voted - For
1.11 Director: John W. Rowe, M.D. Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Year Ending December 31, 2015 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
HEXCEL CORPORATION
CUSIP: 428291108 TICKER: HXL
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Nick L. Stanage Management For Voted - For
1B. Election of Director: Joel S. Beckman Management For Voted - For
1C. Election of Director: Lynn Brubaker Management For Voted - For
1D. Election of Director: Jeffrey C. Campbell Management For Voted - For
1E. Election of Director: Cynthia M. Egnotovich Management For Voted - For
1F. Election of Director: W. Kim Foster Management For Voted - For
1G. Election of Director: Thomas A. Gendron Management For Voted - For
1H. Election of Director: Jeffrey A. Graves Management For Voted - For
1I. Election of Director: Guy C. Hachey Management For Voted - For
1J. Election of Director: David C. Hill Management For Voted - For
1K. Election of Director: David L. Pugh Management For Voted - For
2. Advisory Vote to Approve 2014 Executive Compensation Management For Voted - For
3. Ratification of PricewaterhouseCoopers LLP As
Independent Registered Public Accounting Firm Management For Voted - For
HOST HOTELS & RESORTS, INC.
CUSIP: 44107P104 TICKER: HST
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Election of Director: Mary L. Baglivo Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Director: Sheila C. Bair Management For Voted - For
1.3 Election of Director: Terence C. Golden Management For Voted - For
1.4 Election of Director: Ann M. Korologos Management For Voted - For
1.5 Election of Director: Richard E. Marriott Management For Voted - For
1.6 Election of Director: John B. Morse, Jr. Management For Voted - For
1.7 Election of Director: Walter C. Rakowich Management For Voted - For
1.8 Election of Director: Gordon H. Smith Management For Voted - For
1.9 Election of Director: W. Edward Walter Management For Voted - For
2. Ratify Appointment of KPMG LLP As Independent
Registered Public Accountants for 2015. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Stockholder Proposal Relating to Bylaw Amendments. Shareholder Against Voted - For
INTUITIVE SURGICAL, INC.
CUSIP: 46120E602 TICKER: ISRG
Meeting Date: 23-Apr-15 Meeting Type: Annual
1.1 Director: Craig H. Barratt, Ph.D. Management For Voted - For
1.2 Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.3 Director: Eric H. Halvorson Management For Voted - For
1.4 Director: Amal M. Johnson Management For Voted - For
1.5 Director: Alan J. Levy, Ph.D. Management For Voted - For
1.6 Director: Mark J. Rubash Management For Voted - For
1.7 Director: Lonnie M. Smith Management For Voted - For
1.8 Director: George Stalk Jr. Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2015. Management For Voted - For
4. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - Against
JPMORGAN CHASE & CO.
CUSIP: 46625H100 TICKER: JPM
Meeting Date: 19-May-15 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: James S. Crown Management For Voted - For
1F. Election of Director: James Dimon Management For Voted - For
1G. Election of Director: Timothy P. Flynn Management For Voted - For
1H. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Michael A. Neal Management For Voted - For
1J. Election of Director: Lee R. Raymond Management For Voted - For
1K. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - Against
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
4. Approval of Amendment to Long-term Incentive Plan Management For Voted - For
5. Independent Board Chairman - Require an Independent
Chair Shareholder Against Voted - Against
6. Lobbying - Report on Policies, Procedures and
Expenditures Shareholder Against Voted - Against
7. Special Shareowner Meetings - Reduce Ownership
Threshold from 20% to 10% Shareholder Against Voted - Against
8. How Votes are Counted - Count Votes Using Only for
and Against Shareholder Against Voted - Against
9. Accelerated Vesting Provisions - Report Names of
Senior Executives and Value of Equity Awards That
Would Vest If They Resign to Enter Government
Service Shareholder Against Voted - Against
10. Clawback Disclosure Policy - Disclose Whether the
Firm Recouped Any Incentive Compensation from
Senior Executives Shareholder Against Voted - For
LIONS GATE ENTERTAINMENT CORP.
CUSIP: 535919203 TICKER: LGF
Meeting Date: 09-Sep-14 Meeting Type: Annual/special
1.1 Elect Director Michael Burns Management For Voted - For
1.2 Elect Director Gordon Crawford Management For Voted - For
1.3 Elect Director Arthur Evrensel Management For Voted - For
1.4 Elect Director Jon Feltheimer Management For Voted - For
1.5 Elect Director Frank Giustra Management For Voted - For
1.6 Elect Director Morley Koffman Management For Voted - For
1.7 Elect Director Harald Ludwig Management For Voted - For
1.8 Elect Director G. Scott Paterson Management For Voted - For
1.9 Elect Director Mark H. Rachesky Management For Voted - For
1.10 Elect Director Daryl Simm Management For Voted - For
1.11 Elect Director Hardwick Simmons Management For Voted - For
1.12 Elect Director Phyllis Yaffe Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Other Business Management For Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LOWE'S COMPANIES, INC.
CUSIP: 548661107 TICKER: LOW
Meeting Date: 29-May-15 Meeting Type: Annual
1.1 Director: Raul Alvarez Management For Voted - For
1.2 Director: David W. Bernauer Management For Voted - For
1.3 Director: Angela F. Braly Management For Voted - For
1.4 Director: Laurie Z. Douglas Management For Voted - For
1.5 Director: Richard W. Dreiling Management For Voted - For
1.6 Director: Robert L. Johnson Management For Voted - For
1.7 Director: Marshall O. Larsen Management For Voted - For
1.8 Director: Richard K. Lochridge Management For Voted - For
1.9 Director: James H. Morgan Management For Voted - For
1.10 Director: Robert A. Niblock Management For Voted - For
1.11 Director: Eric C. Wiseman Management For Voted - For
2. Advisory Approval of Lowe's Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As Lowe's Independent Registered Public
Accounting Firm for Fiscal 2015. Management For Voted - For
MAGNA INTERNATIONAL INC.
CUSIP: 559222401 TICKER: MGA
Meeting Date: 07-May-15 Meeting Type: Annual
1.1 Director: Scott B. Bonham Management For Voted - For
1.2 Director: Peter G. Bowie Management For Voted - For
1.3 Director: Hon. J. Trevor Eyton Management For Voted - For
1.4 Director: V. Peter Harder Management For Voted - For
1.5 Director: Lady Barbara Judge Management For Voted - For
1.6 Director: Dr. Kurt J. Lauk Management For Voted - For
1.7 Director: Cynthia A. Niekamp Management For Voted - For
1.8 Director: Dr.i.v. Samarasekera Management For Voted - For
1.9 Director: Donald J. Walker Management For Voted - For
1.10 Director: Lawrence D. Worrall Management For Voted - For
1.11 Director: William L. Young Management For Voted - For
02 Re-appointment of Deloitte LLP As the Independent
Auditor of the Corporation and Authorization of the
Audit Committee to Fix the Independent Auditor's
Remuneration. Management For Voted - For
03 Resolved, on an Advisory Basis and Not to Diminish
the Roles and Responsibilities of the Board of
Directors, That the Shareholders Accept the
Approach to Executive Compensation Disclosed in the
Accompanying Management Information Circular/ Proxy
Statement. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MASTERCARD INCORPORATED
CUSIP: 57636Q104 TICKER: MA
Meeting Date: 09-Jun-15 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Marc Olivie Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson P. Tai Management For Voted - For
1M. Election of Director: Edward Suning Tian Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation Management For Voted - For
3. Approval of the Amended and Restated Senior
Executive Annual Incentive Compensation Plan Management For Voted - For
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for 2015 Management For Voted - For
NXP SEMICONDUCTORS NV.
CUSIP: N6596X109 TICKER: NXPI
Meeting Date: 02-Jun-15 Meeting Type: Annual
2C. Adoption of the 2014 Statutory Annual Accounts Management For Voted - For
2D. Granting Discharge to the Directors for Their
Responsibilities in the Financial Year 2014 Management For Voted - For
3A. Proposal to Re-appoint Mr. Richard L. Clemmer As
Executive Director with Effect from June 2, 2015 Management For Voted - For
3B. Proposal to Re-appoint Sir Peter Bonfield and
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3C. Proposal to Re-appoint Mr. Johannes P. Huth As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3D. Proposal to Re-appoint Mr. Kenneth A. Goldman As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3E. Proposal to Re-appoint Dr. Marion Helmes As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3F. Proposal to Re-appoint Mr. Joseph Kaeser As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3G. Proposal to Re-appoint Mr. Ian Loring As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3H. Proposal to Re-appoint Mr. Eric Meurice As
Non-executive Director with Effect from June 2, 2015 Management For Voted - For
3I. Proposal to Re-appoint Ms. Julie Southern As
Non-executive Director Effect from June 2, 2015 Management For Voted - For
3J. Proposal to Appoint Dr. Rick Tsai As Non-executive
Director with Effect from June 2, 2015 Management For Voted - For
4A. Authorization of the Board of Directors to Issue
Shares Or Grant Rights to Acquire Shares Management For Voted - For
4B. Authorization of the Board of Directors to Restrict
Or Exclude Pre-emption Rights Management For Voted - For
5. Authorization of the Board of Directors to
Repurchase Shares in the Company's Capital Management For Voted - For
6. Authorization to Cancel Repurchased Shares in the
Company's Capital Management For Voted - For
7. Re-appointment of KPMG Accountants N.v. As the
Company's External Auditor Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
CUSIP: 674599105 TICKER: OXY
Meeting Date: 01-May-15 Meeting Type: Annual
1A. Election of Director: Spencer Abraham Management For Voted - For
1B. Election of Director: Howard I. Atkins Management For Voted - For
1C. Election of Director: Eugene L. Batchelder Management For Voted - For
1D. Election of Director: Stephen I. Chazen Management For Voted - For
1E. Election of Director: John E. Feick Management For Voted - For
1F. Election of Director: Margaret M. Foran Management For Voted - For
1G. Election of Director: Carlos M. Gutierrez Management For Voted - For
1H. Election of Director: William R. Klesse Management For Voted - For
1I. Election of Director: Avedick B. Poladian Management For Voted - For
1J. Election of Director: Elisse B. Walter Management For Voted - For
2. Advisory Vote Approving Executive Compensation Management For Voted - For
3. Approval of the Occidental Petroleum Corporation
2015 Long- Term Incentive Plan Management For Voted - For
4. Ratification of Independent Auditors Management For Voted - For
5. Recovery of Unearned Management Bonuses Shareholder Against Voted - Against
6. Proxy Access Shareholder Against Voted - For
7. Methane Emissions and Flaring Shareholder Against Voted - Against
8. Review Lobbying at Federal, State, Local Levels Shareholder Against Voted - Against
PG&E CORPORATION
CUSIP: 69331C108 TICKER: PCG
Meeting Date: 04-May-15 Meeting Type: Annual
1A. Election of Director: Lewis Chew Management For Voted - For
1B. Election of Director: Anthony F. Earley, Jr. Management For Voted - For
1C. Election of Director: Fred J. Fowler Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Maryellen C. Herringer Management For Voted - For
1E. Election of Director: Richard C. Kelly Management For Voted - For
1F. Election of Director: Roger H. Kimmel Management For Voted - For
1G. Election of Director: Richard A. Meserve Management For Voted - For
1H. Election of Director: Forrest E. Miller Management For Voted - For
1I. Election of Director: Rosendo G. Parra Management For Voted - For
1J. Election of Director: Barbara L. Rambo Management For Voted - For
1K. Election of Director: Anne Shen Smith Management For Voted - For
1L. Election of Director: Barry Lawson Williams Management For Voted - For
2. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - For
4. Independent Board Chair Shareholder Against Voted - Against
POLARIS INDUSTRIES INC.
CUSIP: 731068102 TICKER: PII
Meeting Date: 30-Apr-15 Meeting Type: Annual
1.1 Director: Annette K. Clayton Management For Voted - For
1.2 Director: Kevin M. Farr Management For Voted - For
1.3 Director: John P. Wiehoff Management For Voted - For
2. Approval of the Amended and Restated 2007 Omnibus
Incentive Plan Management For Voted - Against
3. Ratification of the Selection of Ernst & Young LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2015 Management For Voted - For
4. Advisory Vote to Approve the Compensation of our
Named Executive Officers Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
CUSIP: 744320102 TICKER: PRU
Meeting Date: 12-May-15 Meeting Type: Annual
1A. Election of Director: Thomas J. Baltimore, Jr. Management For Voted - For
1B. Election of Director: Gordon M. Bethune Management For Voted - For
1C. Election of Director: Gilbert F. Casellas Management For Voted - For
1D. Election of Director: James G. Cullen Management For Voted - For
1E. Election of Director: Mark B. Grier Management For Voted - For
1F. Election of Director: Constance J. Horner Management For Voted - For
1G. Election of Director: Martina Hund- Mejean Management For Voted - For
1H. Election of Director: Karl J. Krapek Management For Voted - For
1I. Election of Director: Christine A. Poon Management For Voted - For
1J. Election of Director: Douglas A. Scovanner Management For Voted - For
1K. Election of Director: John R. Strangfeld Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for 2015. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
PULTEGROUP, INC.
CUSIP: 745867101 TICKER: PHM
Meeting Date: 06-May-15 Meeting Type: Annual
1.1 Director: Brian P. Anderson Management For Voted - For
1.2 Director: Bryce Blair Management For Voted - For
1.3 Director: Richard J. Dugas, Jr. Management For Voted - For
1.4 Director: Thomas J. Folliard Management For Voted - For
1.5 Director: Cheryl W. Grise Management For Voted - For
1.6 Director: Andre J. Hawaux Management For Voted - For
1.7 Director: Debra J. Kelly-ennis Management For Voted - For
1.8 Director: Patrick J. O'leary Management For Voted - For
1.9 Director: James J. Postl Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As our Independent Registered Public
Accounting Firm. Management For Voted - For
3. An Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. A Shareholder Proposal Regarding the Use of
Performance-based Options, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
CUSIP: 747525103 TICKER: QCOM
Meeting Date: 09-Mar-15 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Donald G. Cruickshank Management For Voted - For
1C. Election of Director: Raymond V. Dittamore Management For Voted - For
1D. Election of Director: Susan Hockfield Management For Voted - For
1E. Election of Director: Thomas W. Horton Management For Voted - For
1F. Election of Director: Paul E. Jacobs Management For Voted - For
1G. Election of Director: Sherry Lansing Management For Voted - For
1H. Election of Director: Harish Manwani Management For Voted - For
1I. Election of Director: Steven M. Mollenkopf Management For Voted - For
1J. Election of Director: Duane A. Nelles Management For Voted - For
1K. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1L. Election of Director: Francisco Ros Management For Voted - For
1M. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1N. Election of Director: Brent Scowcroft Management For Voted - For
1O. Election of Director: Marc I. Stern Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 27, 2015. Management For Voted - For
3. To Approve an Amendment to the 2001 Employee Stock
Purchase Plan to Increase the Share Reserve by
25,000,000 Shares. Management For Voted - For
4. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
QUANTA SERVICES, INC.
CUSIP: 74762E102 TICKER: PWR
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: James R. Ball Management For Voted - For
1B. Election of Director: J. Michal Conaway Management For Voted - For
1C. Election of Director: Vincent D. Foster Management For Voted - For
1D. Election of Director: Bernard Fried Management For Voted - For
1E. Election of Director: Louis C. Golm Management For Voted - For
1F. Election of Director: Worthing F. Jackman Management For Voted - For
1G. Election of Director: James F. O'neil III Management For Voted - For
1H. Election of Director: Bruce Ranck Management For Voted - For
1I. Election of Director: Margaret B. Shannon Management For Voted - For
1J. Election of Director: Pat Wood, III Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
Firm Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, Quanta's
Executive Compensation Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
CUSIP: 806857108 TICKER: SLB
Meeting Date: 08-Apr-15 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: K. Vaman Kamath Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Michael E. Marks Management For Voted - For
1G. Election of Director: Indra K. Nooyi Management For Voted - For
1H. Election of Director: Lubna S. Olayan Management For Voted - For
1I. Election of Director: Leo Rafael Reif Management For Voted - For
1J. Election of Director: Tore I. Sandvold Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2014 Financial Statements
and the Board's 2014 Declarations of Dividends. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
STARBUCKS CORPORATION
CUSIP: 855244109 TICKER: SBUX
Meeting Date: 18-Mar-15 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Robert M. Gates Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Olden Lee Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - Against
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2015. Management For Voted - For
4. Establish A Board Committee on Sustainability. Shareholder Against Voted - Against
5. Require an Independent Board Chairman. Shareholder Against Voted - Against
STATE STREET CORPORATION
CUSIP: 857477103 TICKER: STT
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: J. Almeida Management For Voted - For
1B. Election of Director: K. Burnes Management For Voted - For
1C. Election of Director: P. De Saint- Aignan Management For Voted - For
1D. Election of Director: A. Fawcett Management For Voted - For
1E. Election of Director: W. Freda Management For Voted - For
1F. Election of Director: L. Hill Management For Voted - For
1G. Election of Director: J. Hooley Management For Voted - For
1H. Election of Director: R. Kaplan Management For Voted - For
1I. Election of Director: R. Sergel Management For Voted - For
1J. Election of Director: R. Skates Management For Voted - For
1K. Election of Director: G. Summe Management For Voted - For
1L. Election of Director: T. Wilson Management For Voted - For
2. To Approve an Advisory Proposal on Executive
Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Ratify the Selection of Ernst & Young LLP As
State Street's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2015. Management For Voted - For
TEXTRON INC.
CUSIP: 883203101 TICKER: TXT
Meeting Date: 22-Apr-15 Meeting Type: Annual
1A. Election of Director: Scott C. Donnelly Management For Voted - For
1B. Election of Director: Kathleen M. Bader Management For Voted - For
1C. Election of Director: R. Kerry Clark Management For Voted - For
1D. Election of Director: James T. Conway Management For Voted - For
1E. Election of Director: IVor J. Evans Management For Voted - For
1F. Election of Director: Lawrence K. Fish Management For Voted - For
1G. Election of Director: Paul E. Gagne Management For Voted - For
1H. Election of Director: Dain M. Hancock Management For Voted - For
1I. Election of Director: Lord Powell of Bayswater Kcmg Management For Voted - For
1J. Election of Director: Lloyd G. Trotter Management For Voted - For
1K. Election of Director: James L. Ziemer Management For Voted - For
2. Approval of the Proposed Textron Inc. 2015
Long-term Incentive Plan. Management For Voted - For
3. Approval of the Advisory (non- Binding) Resolution
to Approve Executive Compensation. Management For Voted - For
4. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
5. Shareholder Proposal Regarding Independent Board
Chairman. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Incentive
Compensation Recoupment Policy. Shareholder Against Voted - Against
THE BOEING COMPANY
CUSIP: 097023105 TICKER: BA
Meeting Date: 27-Apr-15 Meeting Type: Annual
1A. Election of Director: David L. Calhoun Management For Voted - For
1B. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1C. Election of Director: Kenneth M. Duberstein Management For Voted - For
1D. Election of Director: Edmund P. Giambastiani, Jr. Management For Voted - For
1E. Election of Director: Lawrence W. Kellner Management For Voted - For
1F. Election of Director: Edward M. Liddy Management For Voted - For
1G. Election of Director: W. James Mcnerney, Jr. Management For Voted - For
1H. Election of Director: Susan C. Schwab Management For Voted - For
1I. Election of Director: Ronald A. Williams Management For Voted - For
1J. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratify the Appointment of Deloitte & Touche LLP As
Independent Auditor for 2015. Management For Voted - For
4. Amend Existing Clawback Policy. Shareholder Against Voted - Against
5. Independent Board Chairman. Shareholder Against Voted - Against
6. Right to Act by Written Consent. Shareholder Against Voted - For
7. Further Report on Lobbying Activities. Shareholder Against Voted - Against
THE CHARLES SCHWAB CORPORATION
CUSIP: 808513105 TICKER: SCHW
Meeting Date: 13-May-15 Meeting Type: Annual
1A. Election of Director: Nancy H. Bechtle Management For Voted - For
1B. Election of Director: Walter W. Bettinger II Management For Voted - For
1C. Election of Director: C. Preston Butcher Management For Voted - For
1D. Election of Director: Christopher V. Dodds Management For Voted - For
1E. Election of Director: Mark A. Goldfarb Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Approval of Corporate Executive Bonus Plan Management For Voted - For
5. Stockholder Proposal on Political Contributions Shareholder Against Voted - Against
6. Stockholder Proposal on Lobbying Payments Shareholder Against Voted - Against
7. Stockholder Proposal on Annual Disclosure of Eeo-1
Data Shareholder Against Voted - Against
8. Stockholder Proposal on Accelerated Vesting Upon
Change in Control Shareholder Against Voted - For
9. Stockholder Proposal on Vote Tabulation Shareholder Against Voted - Against
THE HOME DEPOT, INC.
CUSIP: 437076102 TICKER: HD
Meeting Date: 21-May-15 Meeting Type: Annual
1A. Election of Director: Ari Bousbib Management For Voted - For
1B. Election of Director: Gregory D. Brenneman Management For Voted - For
1C. Election of Director: J. Frank Brown Management For Voted - For
1D. Election of Director: Albert P. Carey Management For Voted - For
1E. Election of Director: Armando Codina Management For Voted - For
1F. Election of Director: Helena B. Foulkes Management For Voted - For
1G. Election of Director: Wayne M. Hewett Management For Voted - For
1H. Election of Director: Karen L. Katen Management For Voted - For
1I. Election of Director: Craig A. Menear Management For Voted - For
1J. Election of Director: Mark Vadon Management For Voted - For
2. Ratification of the Appointment of KPMG LLP Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding Independent Chairman
of the Board Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Shareholder Proposal Regarding Special Shareholder
Meetings Shareholder Against Voted - For
THE WALT DISNEY COMPANY
CUSIP: 254687106 TICKER: DIS
Meeting Date: 12-Mar-15 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Fred H. Langhammer Management For Voted - For
1F. Election of Director: Aylwin B. Lewis Management For Voted - For
1G. Election of Director: Monica C. Lozano Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Sheryl K. Sandberg Management For Voted - For
1J. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2015. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
4. To Approve the Shareholder Proposal Relating to
Independent Board Chairman. Shareholder Against Voted - Against
5. To Approve the Shareholder Proposal Relating to
Acceleration of Executive Pay. Shareholder Against Voted - Against
THE WHITEWAVE FOODS COMPANY
CUSIP: 966244105 TICKER: WWAV
Meeting Date: 14-May-15 Meeting Type: Annual
1.1 Election of Director: Mary E. Minnick Management For Voted - For
1.2 Election of Director: Doreen A. Wright Management For Voted - For
2. Proposal to Approve the Amendment and Restatement
of the Whitewave Foods Company 2012 Stock Incentive
Plan. Management For Voted - For
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As our Independent Auditor for 2015. Management For Voted - For
THERMO FISHER SCIENTIFIC INC.
CUSIP: 883556102 TICKER: TMO
Meeting Date: 20-May-15 Meeting Type: Annual
1A. Election of Director: Marc N. Casper Management For Voted - For
1B. Election of Director: Nelson J. Chai Management For Voted - For
1C. Election of Director: C. Martin Harris Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Tyler Jacks Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Thomas J. Lynch Management For Voted - For
1G. Election of Director: Jim P. Manzi Management For Voted - For
1H. Election of Director: William G. Parrett Management For Voted - For
1I. Election of Director: Lars R. Sorensen Management For Voted - For
1J. Election of Director: Scott M. Sperling Management For Voted - For
1K. Election of Director: Elaine S. Ullian Management For Voted - For
2. An Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2015 Management For Voted - For
TYSON FOODS, INC.
CUSIP: 902494103 TICKER: TSN
Meeting Date: 30-Jan-15 Meeting Type: Annual
1A. Election of Director: John Tyson Management For Voted - For
1B. Election of Director: Kathleen M. Bader Management For Voted - For
1C. Election of Director: Gaurdie E. Banister Jr. Management For Voted - For
1D. Election of Director: Jim Kever Management For Voted - For
1E. Election of Director: Kevin M. Mcnamara Management For Voted - For
1F. Election of Director: Brad T. Sauer Management For Voted - For
1G. Election of Director: Donnie Smith Management For Voted - For
1H. Election of Director: Robert Thurber Management For Voted - For
1I. Election of Director: Barbara A. Tyson Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Independent Registered Public Accounting
Firm for the Company for the Fiscal Year Ending
October 3, 2015 Management For Voted - For
3. To Consider and Act Upon Shareholder Proposal No. 1
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - For
4. To Consider and Act Upon Shareholder Proposal No. 2
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - For
5. To Consider and Act Upon Shareholder Proposal No. 3
Described in the Proxy Statement, If Properly
Presented at the Annual Meeting Shareholder Against Voted - For
UNION PACIFIC CORPORATION
CUSIP: 907818108 TICKER: UNP
Meeting Date: 14-May-15 Meeting Type: Annual
1A. Election of Director: A.h. Card, Jr. Management For Voted - For
1B. Election of Director: E.b. Davis, Jr. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: D.b. Dillon Management For Voted - For
1D. Election of Director: L.m. Fritz Management For Voted - For
1E. Election of Director: J.r. Hope Management For Voted - For
1F. Election of Director: J.j. Koraleski Management For Voted - For
1G. Election of Director: C.c. Krulak Management For Voted - For
1H. Election of Director: M.r. Mccarthy Management For Voted - For
1I. Election of Director: M.w. Mcconnell Management For Voted - For
1J. Election of Director: T.f. Mclarty III Management For Voted - For
1K. Election of Director: S.r. Rogel Management For Voted - For
1L. Election of Director: J.h. Villarreal Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche As the Independent Registered Public
Accounting Firm. Management For Voted - For
3. An Advisory Vote on Executive Compensation ("say on
Pay"). Management For Voted - For
4. Shareholder Proposal Regarding Executives to Retain
Significant Stock If Properly Presented at the
Annual Meeting. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Independent Chairman
If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
VERIZON COMMUNICATIONS INC.
CUSIP: 92343V104 TICKER: VZ
Meeting Date: 07-May-15 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Mark T. Bertolini Management For Voted - For
1C. Election of Director: Richard L. Carrion Management For Voted - For
1D. Election of Director: Melanie L. Healey Management For Voted - For
1E. Election of Director: M. Frances Keeth Management For Voted - For
1F. Election of Director: Lowell C. Mcadam Management For Voted - For
1G. Election of Director: Donald T. Nicolaisen Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Network Neutrality Report Shareholder Against Voted - Against
5. Political Spending Report Shareholder Against Voted - Against
6. Severance Approval Policy Shareholder Against Voted - Against
7. Stock Retention Policy Shareholder Against Voted - Against
8. Shareholder Action by Written Consent Shareholder Against Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VISA INC.
CUSIP: 92826C839 TICKER: V
Meeting Date: 28-Jan-15 Meeting Type: Annual
1A. Election of Director: Mary B. Cranston Management For Voted - For
1B. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1C. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1D. Election of Director: Robert W. Matschullat Management For Voted - For
1E. Election of Director: Cathy E. Minehan Management For Voted - For
1F. Election of Director: Suzanne Nora Johnson Management For Voted - For
1G. Election of Director: David J. Pang Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: William S. Shanahan Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation to Facilitate
Stock Splits. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
Paid to the Company's Named Executive Officers. Management For Voted - For
4. Approval of the Visa Inc. Employee Stock Purchase
Plan. Management For Voted - For
5A. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Exiting our Core Payment Business Management For Voted - For
5B. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to Sections of the Certificate of
Incorporation Management For Voted - For
5C. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Approval of Exceptions to Transfer Restrictions Management For Voted - For
5D. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Removal of Directors from Office Management For Voted - For
5E. Approval of Amendments to the Fifth Amended and
Restated Certificate of Incorporation and the
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Amended and Restated By-laws to Remove All
Supermajority Vote Requirements and Replace Them
with Majority Vote Requirements for the Action:
Future Amendments to the Advance Notice Provisions
in the By-laws Management For Voted - For
6. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2015 Management For Voted - For
WABTEC CORPORATION
CUSIP: 929740108 TICKER: WAB
Meeting Date: 13-May-15 Meeting Type: Annual
1.1 Director: Brian P. Hehir Management For Voted - For
1.2 Director: Michael W.d. Howell Management For Voted - For
1.3 Director: Nickolas W. Vande Steeg Management For Voted - For
2. Approve an Advisory (non-binding) Resolution
Relating to the Approval of 2014 Named Executive
Officer Compensation Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the 2015 Fiscal Year Management For Voted - For
WELLS FARGO & COMPANY
CUSIP: 949746101 TICKER: WFC
Meeting Date: 28-Apr-15 Meeting Type: Annual
1A) Election of Director: John D. Baker II Management For Voted - For
1B) Election of Director: Elaine L. Chao Management For Voted - For
1C) Election of Director: John S. Chen Management For Voted - For
1D) Election of Director: Lloyd H. Dean Management For Voted - For
1E) Election of Director: Elizabeth A. Duke Management For Voted - For
1F) Election of Director: Susan E. Engel Management For Voted - For
1G) Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1H) Election of Director: Donald M. James Management For Voted - For
1I) Election of Director: Cynthia H. Milligan Management For Voted - For
1J) Election of Director: Federico F. Pena Management For Voted - For
1K) Election of Director: James H. Quigley Management For Voted - For
1L) Election of Director: Judith M. Runstad Management For Voted - For
1M) Election of Director: Stephen W. Sanger Management For Voted - For
1N) Election of Director: John G. Stumpf Management For Voted - For
1O) Election of Director: Susan G. Swenson Management For Voted - For
1P) Election of Director: Suzanne M. Vautrinot Management For Voted - For
2. Vote on an Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm for
2015. Management For Voted - For
4. Adopt A Policy to Require an Independent Chairman. Shareholder Against Voted - Against
5. Provide A Report on the Company's Lobbying Policies
and Practices. Shareholder Against Voted - Against
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CITY NATIONAL ROCHDALE FUNDS
By: /s/ Garrett D'Alessandro
--------------------------
Garrett D'Alessando
President
Date: August 25, 2015