UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22263
EXCHANGE TRADED CONCEPTS TRUST
(Exact name of registrant as specified in charter)
Exchange Traded Concepts Trust
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Address of principal executive offices)
Garrett Stevens
President
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Name and address of agent for service)
Registrant's Telephone Number: 405-778-8377
Date of Reporting Period: July 1, 2015 to June 30, 2016
FUND REPORTING PERIOD
CrowdInvest Wisdom ETF April 30 April 26, 2016 - June 30, 2016
EMQQ The Emerging Markets Internet and
Ecommerce ETF November 30 July 1, 2015 - June 30, 2016
YieldShares High Income ETF August 31 July 1, 2015 - June 30, 2016
WeatherStorm Forensic Accounting Long-Short ETF April 30 July 1, 2015 - June 30, 2016
ROBO Global Robotics and Automation Index ETF November 30 July 1, 2015 - June 30, 2016
Hull Tactical US ETF November 30 July 1, 2015 - June 30, 2016
Janus Equal Risk Weighted Large Cap ETF April 30 July 1, 2015 - June 30, 2016
REX Gold Hedged FTSE Emerging Markets ETF April 30 July 1, 2015 - February 26, 2016
REX Gold Hedged S&P 500 ETF April 30 April 4, 2016 - June 30, 2016
REX VolMAXX(TM) Inverse VIX Weekly Futures
Strategy ETF April 30 April 4, 2016 - June 30, 2016
REX VolMAXX(TM) Long VIX Weekly Futures
Strategy ETF April 30 May 2, 2016 - June 30, 2016
Yorkville High Income Infrastructure MLP ETF November 30 May 2, 2016 - June 30, 2016
Yorkville High Income MLP ETF November 30 July 1, 2015 - June 30, 2016
NON-VOTING FUNDS
HULL TACTICAL US ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
JANUS EQUAL RISK WEIGHTED LARGE CAP ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
The Fund liquidated on February 26, 2016
REX GOLD HEDGED FTSE EMERGING MARKETS ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
REX GOLD HEDGED S&P 500 ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
REX VOLMAXX(TM) INVERSE VIX WEEKLY FUTURES STRATEGY ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
REX VOLMAXX(TM) LONG VIX WEEKLY FUTURES STRATEGY ETF
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
YORKVILLE HIGH INCOME INFRASTRUCTURE MLP ETF
The Yorkville High Income Infrastructure MLP ETF Merged into the Market Vectors
High Income Infrastructure MLP ETF (series# S000051240,) a series of the Market
Vectors ETF Trust (CIK#0001137360) effective Febraury 22, 2016. Proxy voting
results, if any, will be included with the successor fund filing.
YORKVILLE HIGH INCOME MLP ETF
The Yorkville High Income MLP ETF Merged into the Market Vectors High Income
MLP ETF (series# S000051241,) a series of the Market Vectors ETF Trust
(CIK#0001137360) effective Febraury 22, 2016. Proxy voting results, if any,
will be included with the successor fund filing.
CROWDINVEST WISDOM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 20-Jun-16 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - Withheld
1.2 Elect Director Erskine B. Bowles Management For Voted - Withheld
1.3 Elect Director Susan D. Desmond-Hellmann Management For Voted - Withheld
1.4 Elect Director Reed Hastings Management For Voted - For
1.5 Elect Director Jan Koum Management For Voted - Withheld
1.6 Elect Director Sheryl K. Sandberg Management For Voted - Withheld
1.7 Elect Director Peter A. Thiel Management For Voted - For
1.8 Elect Director Mark Zuckerberg Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify the Grant of Restricted Stock Units to
Non-Employee Directors Management For Voted - Against
5 Ratify the Grant of Restricted Stock Units to
Non-Employee Directors Management For Voted - Against
6 Approve Annual Compensation Program for
Non-employee Directors Management For Voted - Against
7A Amend Certificate of Incorporation to Establish the
Class C Capital Stock and to Make Certain
Clarifying Changes Management For Voted - Against
7B Increase Authorized Common Stock Management For Voted - Against
7C Amend Certificate of Incorporation to Provide Equal
Treatment of Shares of Class A Common Stock, Class
B Common Stock, and Class C Capital Stock Management For Voted - For
7D Amend Certificate of Incorporation to Provide for
Additional Events Management For Voted - For
8 Amend Omnibus Stock Plan Management For Voted - Against
9 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
10 Report on Sustainability Shareholder Against Voted - For
11 Report on Lobbying Payments and Policy Shareholder Against Voted - For
12 Establish International Policy Board Committee Shareholder Against Voted - Against
13 Report on Gender Pay Gap Shareholder Against Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 28-Jun-16 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director Silvio Barzi Management For Voted - For
1d Elect Director David R. Carlucci Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
CROWDINVEST WISDOM ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1g Elect Director Merit E. Janow Management For Voted - For
1h Elect Director Nancy J. Karch Management For Voted - For
1i Elect Director Oki Matsumoto Management For Voted - Against
1j Elect Director Rima Qureshi Management For Voted - For
1k Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1l Elect Director Jackson Tai Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
500.COM LIMITED
SECURITY ID: 33829R100 TICKER: WBAI
Meeting Date: 30-Dec-15 Meeting Type: Annual
1 Ratify Ernst & Young Hua Ming as Auditors Management None Voted - For
2 Accept Financial Statements and Statutory Reports
(Voting) Management None Voted - For
51JOB, INC.
SECURITY ID: 316827104 TICKER: JOBS
Meeting Date: 22-Dec-15 Meeting Type: Annual
1 Elect David K. Chao as Director Management For Voted - For
2 Elect Li-Lan Cheng as Director Management For Voted - For
3 Elect Eric He as Director Management For Voted - For
4 Elect Kazumasa Watanabe as Director Management For Voted - For
5 Elect Rick Yan as Director Management For Voted - For
6 Approve the Adoption of 2015 Share Incentive Plan Management For Voted - Against
58.COM INC.
SECURITY ID: 31680Q104 TICKER: WUBA
Meeting Date: 17-Dec-15 Meeting Type: Annual
1 Amend Omnibus Stock Plan Management For Voted - Against
ALIBABA GROUP HOLDING LTD.
SECURITY ID: 01609W102 TICKER: BABA
Meeting Date: 08-Oct-15 Meeting Type: Annual
1.1 Elect Joseph C. Tsai as Director Management For Voted - Against
1.2 Elect Jonathan Zhaoxi Lu as Director Management For Voted - Against
1.3 Elect J. Michael Evans as Director Management For Voted - Against
1.4 Elect Borje E. Ekholm as Director Management For Voted - For
1.5 Elect Wan Ling Martello as Director Management For Voted - For
2 Approve PricewaterhouseCoopers as Independent
Auditors Management For Voted - For
B2W COMPANHIA DIGITAL
SECURITY ID: P19055113 TICKER: BTOW3
Meeting Date: 27-Apr-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2015 Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Remuneration of Company's Management Management For Voted - Against
Meeting Date: 27-Apr-16 Meeting Type: Special
1 Amend Article 3 Re: Corporate Purpose Management For Voted - For
2 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
3 Amend Stock Option Plan Management For Voted - Against
4 Consolidate Bylaws Management For Voted - For
Meeting Date: 31-May-16 Meeting Type: Special
1 Approve Issuance of Shares for a Private Placement Management For Did Not Vote
2 Approve Increase in Authorized Capital and Amend
Article 5 Management For Did Not Vote
COGOBUY GROUP
SECURITY ID: G22537107 TICKER: 400
Meeting Date: 03-Feb-16 Meeting Type: Special
1 Approve Purchase Option Agreement Management For Voted - Against
Meeting Date: 02-Jun-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Zhong Xiaolin, Forrest as Director Management For Voted - For
2b Elect Ye Xin as Director Management For Voted - For
2c Elect Yan Andrew Y as Director Management For Voted - Against
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
8 Approve Issuance of Shares Under the Restricted
Share Unit Scheme Management For Voted - Against
CTRIP.COM INTERNATIONAL LTD.
SECURITY ID: 22943F100 TICKER: CTRP
Meeting Date: 21-Dec-15 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HC INTERNATIONAL INC.
SECURITY ID: G4364T101 TICKER: 02280
Meeting Date: 01-Feb-16 Meeting Type: Special
1 Approve Subscription Agreement and Related
Transactions Management For Voted - For
Meeting Date: 27-May-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3A Elect Guo Jiang as Director Management For Voted - For
3B Elect Lee Wee Ong as Director Management For Voted - For
3C Elect Zhang Ke as Director Management For Voted - For
3D Authorize Board to Fix Remuneration of Directors Management For Voted - For
4A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
4B Authorize Repurchase of Issued Share Capital Management For Voted - For
4C Authorize Reissuance of Repurchased Shares Management For Voted - Against
INTERPARK HOLDINGS CORP
SECURITY ID: Y4165S104 TICKER: A035080
Meeting Date: 30-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Lee Gi-hyeong as Inside Director Management For Voted - For
2.2 Elect Lee Sang-gyu as Inside Director Management For Voted - For
2.3 Elect Yoon Seong-jun as Inside Director Management For Voted - For
2.4 Elect Nam In-bong as Non-independent Non-executive
Director Management For Voted - For
2.5 Elect Han I-bong as Outside Director Management For Voted - For
3.1 Elect Han I-bong as Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
KAKAO CORP.
SECURITY ID: Y2020U108 TICKER: A035720
Meeting Date: 30-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Business
Objectives) Management For Voted - For
2.2 Amend Articles of Incorporation (Authorized Capital) Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.3 Amend Articles of Incorporation (Issuance of New
Shares) Management For Voted - Against
2.4 Amend Articles of Incorporation (Issuance of
Convertible Securities) Management For Voted - For
2.5 Amend Articles of Incorporation (Shareholder
Resolution) Management For Voted - For
2.6 Amend Articles of Incorporation (Board Size) Management For Voted - For
2.7 Amend Articles of Incorporation (Others) Management For Voted - For
3.1 Elect Kang Seong as Inside Director Management For Voted - Against
3.2 Elect Lee Gyu-cheol as Outside Director Management For Voted - Against
4.1 Elect Cho Min-sik as Member of Audit Committee Management For Voted - For
4.2 Elect Choi Jae-hong as Member of Audit Committee Management For Voted - For
4.3 Elect Choi Jun-ho as Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
SECURITY ID: G52568147 TICKER: 268
Meeting Date: 10-May-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2A Elect Xu Shao Chun as Director Management For Voted - For
2B Elect Gary Clark Biddle as Director Management For Voted - For
2C Elect Liu Chia Yung as Director Management For Voted - For
2D Elect Chen Zhang as Director Management For Voted - For
2E Elect Lin Bo as Director Management For Voted - For
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
MAKEMYTRIP LIMITED
SECURITY ID: V5633W109 TICKER: MMYT
Meeting Date: 29-Sep-15 Meeting Type: Annual
1 Appoint KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
2 Accept Financial Statements and Statutory Reports
(Voting) Management For Voted - For
3 Reelect Aditya Tim Guleri as a Director Management For Voted - Against
4 Reelect Gyaneshwarnath Gowrea as a Director Management For Voted - Against
5 Reelect Ranodeb Roy as a Director Management For Voted - For
6 Reelect Mohit Kabra as a Director Management For Voted - Against
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MERCADOLIBRE, INC.
SECURITY ID: 58733R102 TICKER: MELI
Meeting Date: 10-Jun-16 Meeting Type: Annual
1.1 Elect Director Emiliano Calemzuk Management For Voted - For
1.2 Elect Director Marcos Galperin Management For Voted - For
1.3 Elect Director Roberto Balls Sallouti Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Co. S.A. as Auditors Management For Voted - For
NAVER CORP.
SECURITY ID: Y62579100 TICKER: A035420
Meeting Date: 18-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Kim Su-wook as Outside Director Management For Voted - For
2.2 Elect Jeong Ui-jong as Outside Director Management For Voted - For
2.3 Elect Hong Jun-pyo as Outside Director Management For Voted - Against
3.1 Elect Kim Su-wook as Member of Audit Committee Management For Voted - For
3.2 Elect Jeong Ui-jong as Member of Audit Committee Management For Voted - For
3.3 Elect Hong Jun-pyo as Member of Audit Committee Management For Voted - Against
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
NCSOFT CORP.
SECURITY ID: Y6258Y104 TICKER: A036570
Meeting Date: 25-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - Against
3 Elect Park Byeong-mu as Non-independent
Non-executive Director Management For Voted - For
4 Elect Three Outside Directors (Bundled) Management For Voted - For
5 Elect Three Members of Audit Committee Management For Voted - Against
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
NETDRAGON WEBSOFT INC.
SECURITY ID: G6427W104 TICKER: 777
Meeting Date: 19-May-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Final Dividend Management For Voted - For
3 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - Against
4A Elect Liu Dejian as Director Management For Voted - For
4B Elect Zheng Hui as Director Management For Voted - For
4C Elect Leung Lim Kin, Simon as Director Management For Voted - For
4D Elect Chao Guowei, Charles as Director Management For Voted - Against
4E Authorize Board to Fix Remuneration of Directors Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
6 Change English Name and Chinese Name Management For Voted - For
NETEASE INC.
SECURITY ID: 64110W102 TICKER: NTES
Meeting Date: 04-Sep-15 Meeting Type: Annual
1a Re-elect William Lei Ding as Director Management For Voted - For
1b Re-elect Alice Cheng as Director Management For Voted - For
1c Re-elect Denny Lee as Director Management For Voted - For
1d Re-elect Joseph Tong as Director Management For Voted - For
1e Re-elect Lun Feng as Director Management For Voted - For
1f Re-elect Michael Leung as Director Management For Voted - For
1g Re-elect Michael Tong as Director Management For Voted - For
2 Approve Appointment of PricewaterhouseCoopers Zhong
Tian LLP as Independent Auditors of the Company Management For Voted - For
NHN ENTERTAINMENT CORP.
SECURITY ID: Y6347N101 TICKER: A181710
Meeting Date: 25-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Lee Jun-ho as Inside Director Management For Voted - For
3.2 Elect Ahn Hyeon-sik as Inside Director Management For Voted - For
4.1 Elect Lee Jun-young as Outside Director Management For Voted - For
4.2 Elect Han Jeong-su as Outside Director Management For Voted - For
4.3 Elect Lee Seok-woo as Outside Director Management For Voted - For
5.1 Elect Lee Jun-young as Member of Audit Committee Management For Voted - For
5.2 Elect Han Jeong-su as Member of Audit Committee Management For Voted - For
5.3 Elect Lee Seok-woo as Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
7 Approve Stock Option Grants Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PCHOME ONLINE INC.
SECURITY ID: Y6801R101 TICKER: 8044
Meeting Date: 21-Jun-16 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
2 Approve Business Operations Report and Financial
Statements Management For Voted - For
3 Approve Plan on Profit Distribution Management For Voted - For
4 Approve Issuance of New Shares by Capitalization of
Profit Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
QIHOO 360 TECHNOLOGY CO. LTD.
SECURITY ID: 74734M109 TICKER: QIHU
Meeting Date: 30-Mar-16 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Authorize the Special Committee of the Board, the
Company's CEO, CFO, and Co-CFO to Do All Things
Necessary to Give Effect to the Merger Management For Voted - For
3 Adjourn Meeting Management For Voted - For
QIWI PLC
SECURITY ID: 74735M108 TICKER: QIWI
Meeting Date: 28-Jul-15 Meeting Type: Special
1 Reserve Shares for Issuance Under the 2015 Employee
Restricted Stock Plan Management For Voted - Against
2 Approve the 2015 Employee Restricted Stock Plan Management For Voted - Against
Meeting Date: 29-Apr-16 Meeting Type: Special
1 Amend Articles: Board-Related Management For Voted - Against
Meeting Date: 02-Jun-16 Meeting Type: Annual
A.1 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
A.2 Accept Standalone Financial Statements and
Statutory Reports Management For Voted - For
B.1 Ratify Auditors Management For Voted - For
B.2 Approve Remuneration of External Auditors Management For Voted - For
C.1.A Elect Rohinton Minoo Kalifa as Director Management None Voted - For
C.1.B Elect Marcus James Rhodes as Director Management None Voted - For
C.1.C Elect Osama Bedier as Director Management None Voted - For
C.2.A Elect Boris Kim as Director Management None Voted - For
C.2.B Elect Sergey Solonin as Director Management None Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
C.2.C Elect Andrey Romanenko as Director Management None Voted - For
C.2.D Elect David Gerald William Birch as Director Management None Voted - For
D.1 Approve Remuneration of Non-Executive Directors Management For Voted - For
D.2 Approve Remuneration of Executive Directors Management For Voted - For
ROCKET INTERNET SE
SECURITY ID: D6S914104 TICKER: RKET
Meeting Date: 09-Jun-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Discharge of Management Board for Fiscal
2015 Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal
2015 Management For Voted - For
4 Ratify Ernst & Young GmbH as Auditors for Fiscal
2016 Management For Voted - For
5.1 Elect Stefan Krause to the Supervisory Board Management For Voted - For
5.2 Elect Pierre Louette to the Supervisory Board Management For Voted - For
6 Amend Articles Re: Chairman of General Meeting Management For Voted - For
7 Approve Creation of EUR 67.6 Million Pool of
Capital without Preemptive Rights Management For Voted - Against
8 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 2
Billion; Approve Creation of EUR 72 Million Pool of
Capital to Guarantee Conversion Rights Management For Voted - Against
SHANDA GAMES LIMITED
SECURITY ID: 81941U105 TICKER: GAME
Meeting Date: 18-Nov-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Authorization of the Board to Handle All
Matters Related to Merger Agreement Management For Voted - For
3 Adjourn Meeting Management For Voted - For
SINA CORPORATION
SECURITY ID: G81477104 TICKER: SINA
Meeting Date: 06-Nov-15 Meeting Type: Annual
1 Re-elect Yan Wang as Director Management For Voted - For
2 Re-elect Song-Yi Zhang as Director Management For Voted - For
3 Ratify Appointment of PricewaterhouseCoopers Zhong
Tian LLP as Independent Auditor Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SOHU.COM INC.
SECURITY ID: 83408W103 TICKER: SOHU
Meeting Date: 16-Jun-16 Meeting Type: Annual
1.1 Elect Director Charles Zhang Management For Voted - Withheld
1.2 Elect Director Edward B. Roberts Management For Voted - Withheld
1.3 Elect Director Zhonghan Deng Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers Zhong Tian LLP as
Auditors Management For Voted - Against
SOUFUN HOLDINGS LIMITED
SECURITY ID: 836034108 TICKER: SFUN
Meeting Date: 03-Jul-15 Meeting Type: Annual
1 Approve Omnibus Stock Plan Management For Voted - Against
TENCENT HOLDINGS LTD.
SECURITY ID: G87572163 TICKER: 700
Meeting Date: 18-May-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Jacobus Petrus (Koos) Bekker as Director Management For Voted - For
3b Elect Ian Charles Stone as Director Management For Voted - For
3c Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
WEIBO CORPORATION
SECURITY ID: 948596101 TICKER: WB
Meeting Date: 05-Nov-15 Meeting Type: Annual
1 Elect Charles Chao as Director Management For Voted - Against
2 Elect Yichen Zhang as Director Management For Voted - For
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WEMADE ENTERTAINMENT CO. LTD.
SECURITY ID: Y9534D100 TICKER: A112040
Meeting Date: 30-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Kim Jun-seong as Inside Director Management For Voted - For
4 Elect Park Jin-won as Outside Director Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
YANDEX NV
SECURITY ID: N97284108 TICKER: YNDX
Meeting Date: 27-May-16 Meeting Type: Annual
1 Adopt Financial Statements Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Discharge of Board of Directors Management For Voted - For
4 Reelect Rogier Rijnja as Non-Executive Director Management For Voted - For
5 Reelect Charles Ryan as Non-Executive Director Management For Voted - For
6 Reelect Alexander Voloshin as Non-Executive Director Management For Voted - For
7 Approve Cancellation of Class C Shares Held in
Treasury Management For Voted - For
8 Amend Articles to Reflect Changes in Capital Management For Voted - For
9 Ratify ZAO Deloitte & Touche CIS as Auditors Management For Voted - For
10 Approve 2016 Equity Incentive Plan Management For Voted - Against
11 Approve Pledge Agreement Management For Voted - For
12 Approve Amendment of General Guidelines for
Compensation of the Board Management For Voted - Against
13 Grant Board Authority to Issue Ordinary and
Preference Shares Management For Voted - Against
14 Authorize Board to Exclude Preemptive Rights Management For Voted - Against
15 Authorize Repurchase of Share Capital Management For Voted - Against
YOUKU TUDOU INC.
SECURITY ID: 98742U100 TICKER: YOKU
Meeting Date: 14-Mar-16 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Approve Authorization of the Special Committee of
the Board of Directors and Any other Director or
Officer of the Company to Handle All Matters
Related to the Merger Agreement Management For Voted - For
3 Adjourn Meeting Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ACE LIMITED
SECURITY ID: H0023R105 TICKER: ACE
Meeting Date: 22-Oct-15 Meeting Type: Special
1 Increase Authorized Common Shares Management For Voted - For
2 Change Company Name to Chubb Limited Management For Voted - For
3 Issue Shares in Connection with Merger Management For Voted - For
4.1 Elect Sheila P. Burke as Director Management For Voted - For
4.2 Elect James I. Cash, Jr. as Director Management For Voted - For
4.3 Elect Lawrence W. Kellner as Director Management For Voted - For
4.4 Elect James M. Zimmerman as Director Management For Voted - For
5 Approve the Increase in Maximum Aggregate
Remuneration of Directors Management For Voted - For
A Authorize Independent Representative to Vote on Any
Amendment to Previous Resolutions Management For Voted - Against
AFLAC INCORPORATED
SECURITY ID: 001055102 TICKER: AFL
Meeting Date: 02-May-16 Meeting Type: Annual
1a Elect Director Daniel P. Amos Management For Voted - For
1b Elect Director Paul S. Amos, II Management For Voted - For
1c Elect Director W. Paul Bowers Management For Voted - For
1d Elect Director Kriss Cloninger, III Management For Voted - For
1e Elect Director Toshihiko Fukuzawa Management For Voted - For
1f Elect Director Elizabeth J. Hudson Management For Voted - For
1g Elect Director Douglas W. Johnson Management For Voted - For
1h Elect Director Robert B. Johnson Management For Voted - For
1i Elect Director Thomas J. Kenny Management For Voted - For
1j Elect Director Charles B. Knapp Management For Voted - For
1k Elect Director Joseph L. Moskowitz Management For Voted - For
1l Elect Director Barbara K. Rimer Management For Voted - For
1m Elect Director Melvin T. Stith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify KPMG LLP as Auditors Management For Voted - For
AIRGAS, INC.
SECURITY ID: 009363102 TICKER: ARG
Meeting Date: 04-Aug-15 Meeting Type: Annual
1.1 Elect Director James W. Hovey Management For Voted - Withheld
1.2 Elect Director Michael L. Molinini Management For Voted - Withheld
1.3 Elect Director Paula A. Sneed Management For Voted - Withheld
1.4 Elect Director David M. Stout Management For Voted - Withheld
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ALCOA INC.
SECURITY ID: 013817101 TICKER: AA
Meeting Date: 06-May-16 Meeting Type: Annual
1.1 Elect Director Arthur D. Collins, Jr. Management For Voted - For
1.2 Elect Director Sean O. Mahoney Management For Voted - For
1.3 Elect Director Michael G. Morris Management For Voted - For
1.4 Elect Director E. Stanley O'Neal Management For Voted - For
1.5 Elect Director Carol L. Roberts Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
AMDOCS LIMITED
SECURITY ID: G02602103 TICKER: DOX
Meeting Date: 03-Feb-16 Meeting Type: Annual
1.1 Elect Robert A. Minicucci as a Director Management For Voted - For
1.2 Elect Adrian Gardner as a Director Management For Voted - For
1.3 Elect John T. McLennan as a Director Management For Voted - For
1.4 Elect Simon Olswang as a Director Management For Voted - For
1.5 Elect Zohar Zisapel as a Director Management For Voted - For
1.6 Elect Julian A. Brodsky as a Director Management For Voted - For
1.7 Elect Clayton Christensen as a Director Management For Voted - For
1.8 Elect Eli Gelman as a Director Management For Voted - For
1.9 Elect James S. Kahan as a Director Management For Voted - For
1.10 Elect Richard T.C. LeFave as a Director Management For Voted - For
1.11 Elect Giora Yaron as a Director Management For Voted - For
2 Approve Dividends Management For Voted - For
3 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
4 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
AMEREN CORPORATION
SECURITY ID: 023608102 TICKER: AEE
Meeting Date: 28-Apr-16 Meeting Type: Annual
1.1 Elect Director Warner L. Baxter Management For Voted - For
1.2 Elect Director Catherine S. Brune Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director J. Edward Coleman Management For Voted - For
1.4 Elect Director Ellen M. Fitzsimmons Management For Voted - For
1.5 Elect Director Rafael Flores Management For Voted - For
1.6 Elect Director Walter J. Galvin Management For Voted - For
1.7 Elect Director Richard J. Harshman Management For Voted - For
1.8 Elect Director Gayle P.W. Jackson Management For Voted - For
1.9 Elect Director James C. Johnson Management For Voted - For
1.10 Elect Director Steven H. Lipstein Management For Voted - For
1.11 Elect Director Stephen R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report Analyzing Renewable Energy Adoption Shareholder Against Voted - Against
5 Adopt Share Retention Policy For Senior Executives Shareholder Against Voted - For
AMERISOURCEBERGEN CORPORATION
SECURITY ID: 03073E105 TICKER: ABC
Meeting Date: 03-Mar-16 Meeting Type: Annual
1.1 Elect Director Ornella Barra Management For Voted - For
1.2 Elect Director Steven H. Collis Management For Voted - For
1.3 Elect Director Douglas R. Conant Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director Richard W. Gochnauer Management For Voted - For
1.6 Elect Director Lon R. Greenberg Management For Voted - For
1.7 Elect Director Jane E. Henney Management For Voted - For
1.8 Elect Director Kathleen W. Hyle Management For Voted - For
1.9 Elect Director Michael J. Long Management For Voted - For
1.10 Elect Director Henry W. McGee Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
AMGEN INC.
SECURITY ID: 031162100 TICKER: AMGN
Meeting Date: 19-May-16 Meeting Type: Annual
1.1 Elect Director David Baltimore Management For Voted - For
1.2 Elect Director Frank J. Biondi, Jr. Management For Voted - For
1.3 Elect Director Robert A. Bradway Management For Voted - For
1.4 Elect Director Francois de Carbonnel Management For Voted - For
1.5 Elect Director Robert A. Eckert Management For Voted - For
1.6 Elect Director Greg C. Garland Management For Voted - For
1.7 Elect Director Fred Hassan Management For Voted - For
1.8 Elect Director Rebecca M. Henderson Management For Voted - For
1.9 Elect Director Frank C. Herringer Management For Voted - For
1.10 Elect Director Tyler Jacks Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director Judith C. Pelham Management For Voted - For
1.12 Elect Director Ronald D. Sugar Management For Voted - For
1.13 Elect Director R. Sanders Williams Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
ANTHEM, INC.
SECURITY ID: 036752103 TICKER: ANTM
Meeting Date: 03-Dec-15 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Lewis Hay, III Management For Voted - For
1b Elect Director George A. Schaefer, Jr. Management For Voted - For
1c Elect Director Joseph R. Swedish Management For Voted - For
1d Elect Director Elizabeth E. Tallett Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
APACHE CORPORATION
SECURITY ID: 037411105 TICKER: APA
Meeting Date: 12-May-16 Meeting Type: Annual
1 Elect Director Annell R. Bay Management For Voted - For
2 Elect Director John J. Christmann, IV Management For Voted - For
3 Elect Director Chansoo Joung Management For Voted - For
4 Elect Director William C. Montgomery Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
ARTHUR J. GALLAGHER & CO.
SECURITY ID: 363576109 TICKER: AJG
Meeting Date: 17-May-16 Meeting Type: Annual
1a Elect Director Sherry S. Barrat Management For Voted - For
1b Elect Director William L. Bax Management For Voted - For
1c Elect Director D. John Coldman Management For Voted - For
1d Elect Director Frank E. English, Jr Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director J. Patrick Gallagher, Jr. Management For Voted - For
1f Elect Director Elbert O. Hand Management For Voted - For
1g Elect Director David S. Johnson Management For Voted - For
1h Elect Director Kay W. McCurdy Management For Voted - For
1i Elect Director Ralph J. Nicoletti Management For Voted - For
1j Elect Director Norman L. Rosenthal Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AT&T INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 29-Apr-16 Meeting Type: Annual
1.1 Elect Director Randall L. Stephenson Management For Voted - For
1.2 Elect Director Samuel A. Di Piazza, Jr. Management For Voted - For
1.3 Elect Director Richard W. Fisher Management For Voted - For
1.4 Elect Director Scott T. Ford Management For Voted - For
1.5 Elect Director Glenn H. Hutchins Management For Voted - For
1.6 Elect Director William E. Kennard Management For Voted - For
1.7 Elect Director Michael B. McCallister Management For Voted - For
1.8 Elect Director Beth E. Mooney Management For Voted - For
1.9 Elect Director Joyce M. Roche Management For Voted - For
1.10 Elect Director Matthew K. Rose Management For Voted - For
1.11 Elect Director Cynthia B. Taylor Management For Voted - For
1.12 Elect Director Laura D'Andrea Tyson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
BAKER HUGHES INCORPORATED
SECURITY ID: 057224107 TICKER: BHI
Meeting Date: 24-May-16 Meeting Type: Annual
1a Elect Director Larry D. Brady Management For Voted - For
1b Elect Director Gregory D. Brenneman Management For Voted - For
1c Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1d Elect Director Martin S. Craighead Management For Voted - For
1e Elect Director William H. Easter, III Management For Voted - For
1f Elect Director Lynn L. Elsenhans Management For Voted - For
1g Elect Director Anthony G. Fernandes Management For Voted - For
1h Elect Director Claire W. Gargalli Management For Voted - For
1i Elect Director Pierre H. Jungels Management For Voted - For
1j Elect Director James A. Lash Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director J. Larry Nichols Management For Voted - For
1l Elect Director James W. Stewart Management For Voted - For
1m Elect Director Charles L. Watson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
BALL CORPORATION
SECURITY ID: 058498106 TICKER: BLL
Meeting Date: 28-Jul-15 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
BANK OF AMERICA CORPORATION
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 22-Sep-15 Meeting Type: Special
1 Approve Bylaw Amendment to Permit Board to
Determine Leadership Structure Management For Voted - Against
BAXTER INTERNATIONAL INC.
SECURITY ID: 071813109 TICKER: BAX
Meeting Date: 03-May-16 Meeting Type: Annual
1a Elect Director Thomas F. Chen Management For Voted - For
1b Elect Director John D. Forsyth Management For Voted - For
1c Elect Director Michael F. Mahoney Management For Voted - For
1d Elect Director Carole J. Shapazian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
BED BATH & BEYOND INC.
SECURITY ID: 075896100 TICKER: BBBY
Meeting Date: 02-Jul-15 Meeting Type: Annual
1a Elect Director Warren Eisenberg Management For Voted - For
1b Elect Director Leonard Feinstein Management For Voted - For
1c Elect Director Steven H. Temares Management For Voted - For
1d Elect Director Dean S. Adler Management For Voted - For
1e Elect Director Stanley F. Barshay Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director Geraldine T. Elliott Management For Voted - For
1g Elect Director Klaus Eppler Management For Voted - For
1h Elect Director Patrick R. Gaston Management For Voted - For
1i Elect Director Jordan Heller Management For Voted - For
1j Elect Director Victoria A. Morrison Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
BEST BUY CO., INC.
SECURITY ID: 086516101 TICKER: BBY
Meeting Date: 14-Jun-16 Meeting Type: Annual
1a Elect Director Lisa M. Caputo Management For Voted - For
1b Elect Director J. Patrick Doyle Management For Voted - For
1c Elect Director Russell P. Fradin Management For Voted - For
1d Elect Director Kathy J. Higgins Victor Management For Voted - For
1e Elect Director Hubert Joly Management For Voted - For
1f Elect Director David W. Kenny Management For Voted - For
1g Elect Director Karen A. McLoughlin Management For Voted - For
1h Elect Director Thomas L. "Tommy" Millner Management For Voted - For
1i Elect Director Claudia F. Munce Management For Voted - For
1j Elect Director Gerard R. Vittecoq Management For Voted - For
2 Ratify Deloitte & Touche, LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BUNGE LIMITED
SECURITY ID: G16962105 TICKER: BG
Meeting Date: 25-May-16 Meeting Type: Annual
1 Declassify the Board of Directors Management For Voted - For
2.1 Elect Director Paul Cornet de Ways-Ruart Management For Voted - For
2.2 Elect Director William Engels Management For Voted - For
2.3 Elect Director L. Patrick Lupo Management For Voted - For
2.4 Elect Director Soren Schroder Management For Voted - For
3 Approve Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
C. R. BARD, INC.
SECURITY ID: 067383109 TICKER: BCR
Meeting Date: 20-Apr-16 Meeting Type: Annual
1.1 Elect Director David M. Barrett Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director Marc C. Breslawsky Management For Voted - For
1.3 Elect Director Robert M. Davis Management For Voted - For
1.4 Elect Director Herbert L. Henkel Management For Voted - For
1.5 Elect Director John C. Kelly Management For Voted - For
1.6 Elect Director David F. Melcher Management For Voted - For
1.7 Elect Director Gail K. Naughton Management For Voted - For
1.8 Elect Director Timothy M. Ring Management For Voted - For
1.9 Elect Director Tommy G. Thompson Management For Voted - For
1.10 Elect Director John H. Weiland Management For Voted - For
1.11 Elect Director Anthony Welters Management For Voted - For
1.12 Elect Director Tony L. White Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt a Payout Policy Giving Preference to Share
Buybacks Over Dividends Shareholder Against Voted - Against
CA, INC.
SECURITY ID: 12673P105 TICKER: CA
Meeting Date: 05-Aug-15 Meeting Type: Annual
1A Elect Director Jens Alder Management For Voted - For
1B Elect Director Raymond J. Bromark Management For Voted - For
1C Elect Director Gary J. Fernandes Management For Voted - For
1D Elect Director Michael P. Gregoire Management For Voted - For
1E Elect Director Rohit Kapoor Management For Voted - For
1F Elect Director Jeffrey G. Katz Management For Voted - For
1G Elect Director Kay Koplovitz Management For Voted - For
1H Elect Director Christopher B. Lofgren Management For Voted - For
1I Elect Director Richard Sulpizio Management For Voted - For
1J Elect Director Laura S. Unger Management For Voted - For
1K Elect Director Arthur F. Weinbach Management For Voted - For
1L Elect Director Renato (Ron) Zambonini Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAPITAL ONE FINANCIAL CORPORATION
SECURITY ID: 14040H105 TICKER: COF
Meeting Date: 05-May-16 Meeting Type: Annual
1a Elect Director Richard D. Fairbank Management For Voted - For
1b Elect Director Patrick W. Gross Management For Voted - For
1c Elect Director Ann Fritz Hackett Management For Voted - For
1d Elect Director Lewis Hay, III Management For Voted - For
1e Elect Director Benjamin P. Jenkins, III Management For Voted - For
1f Elect Director Peter Thomas Killalea Management For Voted - For
1g Elect Director Pierre E. Leroy Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Peter E. Raskind Management For Voted - For
1i Elect Director Mayo A. Shattuck, III Management For Voted - For
1j Elect Director Bradford H. Warner Management For Voted - For
1k Elect Director Catherine G. West Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
CARDINAL HEALTH, INC.
SECURITY ID: 14149Y108 TICKER: CAH
Meeting Date: 04-Nov-15 Meeting Type: Annual
1.1 Elect Director David J. Anderson Management For Voted - For
1.2 Elect Director Colleen F. Arnold Management For Voted - For
1.3 Elect Director George S. Barrett Management For Voted - For
1.4 Elect Director Carrie S. Cox Management For Voted - For
1.5 Elect Director Calvin Darden Management For Voted - For
1.6 Elect Director Bruce L. Downey Management For Voted - For
1.7 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.8 Elect Director Clayton M. Jones Management For Voted - For
1.9 Elect Director Gregory B. Kenny Management For Voted - For
1.10 Elect Director Nancy Killefer Management For Voted - For
1.11 Elect Director David P. King Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CARNIVAL CORPORATION
SECURITY ID: 143658300 TICKER: CCL
Meeting Date: 14-Apr-16 Meeting Type: Annual
1 Re-elect Micky Arison As A Director Of Carnival
Corporation and As A Director Of Carnival Plc. Management For Voted - For
2 Re-elect Jonathon Band as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
3 Re-elect Arnold W. Donald as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
4 Re-elect Richard J. Glasier as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
5 Re-elect Debra Kelly-Ennis as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
6 Re-elect John Parker as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
7 Re-elect Stuart Subotnick as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
8 Re-elect Laura Weil as Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Re-elect Randall J. Weisenburger as Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
10 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
11 Approve Remuneration Report of Executive Directors Management For Voted - For
12 Reappoint The UK Firm Of PricewaterhouseCoopers LLP
As Independent Auditors For Carnival Plc And Ratify
The U.S. Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation Management For Voted - For
13 Authorize The Audit Committee Of Carnival Plc To
Fix Remuneration Of The Independent Auditors Of
Carnival Plc Management For Voted - For
14 Receive UK Accounts and Reports of the Directors
and Auditors of Carnival plc Management For Voted - For
15 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
CATERPILLAR INC.
SECURITY ID: 149123101 TICKER: CAT
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Elect Director David L. Calhoun Management For Voted - For
1.2 Elect Director Daniel M. Dickinson Management For Voted - For
1.3 Elect Director Juan Gallardo Management For Voted - For
1.4 Elect Director Jesse J. Greene, Jr. Management For Voted - For
1.5 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.6 Elect Director Dennis A. Muilenburg Management For Voted - For
1.7 Elect Director Douglas R. Oberhelman Management For Voted - For
1.8 Elect Director William A. Osborn Management For Voted - For
1.9 Elect Director Debra L. Reed Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Susan C. Schwab Management For Voted - For
1.12 Elect Director Miles D. White Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
CENTENE CORPORATION
SECURITY ID: 15135B101 TICKER: CNC
Meeting Date: 23-Oct-15 Meeting Type: Special
1 Issue Shares in Connection with Merger Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 26-Apr-16 Meeting Type: Annual
1.1 Elect Director Orlando Ayala Management For Voted - For
1.2 Elect Director John R. Roberts Management For Voted - For
1.3 Elect Director Tommy G. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
CENTERPOINT ENERGY, INC.
SECURITY ID: 15189T107 TICKER: CNP
Meeting Date: 28-Apr-16 Meeting Type: Annual
1a Elect Director Milton Carroll Management For Voted - For
1b Elect Director Michael P. Johnson Management For Voted - For
1c Elect Director Janiece M. Longoria Management For Voted - For
1d Elect Director Scott J. McLean Management For Voted - For
1e Elect Director Theodore F. Pound Management For Voted - For
1f Elect Director Scott M. Prochazka Management For Voted - For
1g Elect Director Susan O. Rheney Management For Voted - For
1h Elect Director Phillip R. Smith Management For Voted - For
1i Elect Director Peter S. Wareing Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
CENTURYLINK, INC.
SECURITY ID: 156700106 TICKER: CTL
Meeting Date: 18-May-16 Meeting Type: Annual
1.1 Elect Director Martha H. Bejar Management For Voted - For
1.2 Elect Director Virginia Boulet Management For Voted - For
1.3 Elect Director Peter C. Brown Management For Voted - For
1.4 Elect Director W. Bruce Hanks Management For Voted - For
1.5 Elect Director Mary L. Landrieu Management For Voted - For
1.6 Elect Director Gregory J. McCray Management For Voted - For
1.7 Elect Director William A. Owens Management For Voted - For
1.8 Elect Director Harvey P. Perry Management For Voted - For
1.9 Elect Director Glen F. Post, III Management For Voted - For
1.10 Elect Director Michael J. Roberts Management For Voted - For
1.11 Elect Director Laurie A. Siegel Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Stock Retention/Holding Period Shareholder Against Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 25-May-16 Meeting Type: Annual
1a Elect Director Alexander B. Cummings, Jr. - Resigned Management None Non-Voting
1b Elect Director Linnet F. Deily Management For Voted - For
1c Elect Director Robert E. Denham Management For Voted - For
1d Elect Director Alice P. Gast Management For Voted - For
1e Elect Director Enrique Hernandez, Jr. Management For Voted - For
1f Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1g Elect Director Charles W. Moorman, IV Management For Voted - For
1h Elect Director John G. Stumpf Management For Voted - For
1i Elect Director Ronald D. Sugar Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director John S. Watson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Adopt Quantitative GHG Goals for Products and
Operations Shareholder Against Voted - Against
7 Annually Assess Portfolio Impacts of Policies to
Meet 2 Degree Scenario Shareholder Against Voted - For
8 Annually Report Reserve Replacements in BTUs Shareholder Against Voted - Against
9 Increase Return of Capital to Shareholders in Light
of Climate Change Risks Shareholder Against Voted - Against
10 Report on the Result of Efforts to Minimize
Hydraulic Fracturing Impacts Shareholder Against Voted - For
11 Require Director Nominee with Environmental
Experience Shareholder Against Voted - For
12 Amend Bylaws -- Call Special Meetings Shareholder Against Voted - For
CINCINNATI FINANCIAL CORPORATION
SECURITY ID: 172062101 TICKER: CINF
Meeting Date: 30-Apr-16 Meeting Type: Annual
1.1 Elect Director William F. Bahl Management For Voted - For
1.2 Elect Director Gregory T. Bier Management For Voted - For
1.3 Elect Director Linda W. Clement-Holmes Management For Voted - For
1.4 Elect Director Dirk J. Debbink Management For Voted - For
1.5 Elect Director Steven J. Johnston Management For Voted - For
1.6 Elect Director Kenneth C. Lichtendahl Management For Voted - For
1.7 Elect Director W. Rodney McMullen Management For Voted - For
1.8 Elect Director David P. Osborn Management For Voted - For
1.9 Elect Director Gretchen W.Price Management For Voted - For
1.10 Elect Director John J. Schiff, Jr. Management For Voted - For
1.11 Elect Director Thomas R. Schiff Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.12 Elect Director Douglas S. Skidmore Management For Voted - For
1.13 Elect Director Kenneth W. Stecher Management For Voted - For
1.14 Elect Director John F. Steele, Jr. Management For Voted - For
1.15 Elect Director Larry R. Webb Management For Voted - For
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CISCO SYSTEMS, INC.
SECURITY ID: 17275R102 TICKER: CSCO
Meeting Date: 19-Nov-15 Meeting Type: Annual
1a Elect Director Carol A. Bartz Management For Voted - For
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Michael D. Capellas Management For Voted - For
1d Elect Director John T. Chambers Management For Voted - For
1e Elect Director Brian L. Halla Management For Voted - For
1f Elect Director John L. Hennessy Management For Voted - For
1g Elect Director Kristina M. Johnson Management For Voted - For
1h Elect Director Roderick C. McGeary Management For Voted - For
1i Elect Director Charles H. Robbins Management For Voted - For
1j Elect Director Arun Sarin Management For Voted - For
1k Elect Director Steven M. West Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Adopt Holy Land Principles Shareholder Against Voted - Against
5 Adopt Proxy Access Right Shareholder Against Voted - For
CITIGROUP INC.
SECURITY ID: 172967424 TICKER: C
Meeting Date: 26-Apr-16 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Ellen M. Costello Management For Voted - For
1c Elect Director Duncan P. Hennes Management For Voted - For
1d Elect Director Peter B. Henry Management For Voted - For
1e Elect Director Franz B. Humer Management For Voted - For
1f Elect Director Renee J. James Management For Voted - For
1g Elect Director Eugene M. McQuade Management For Voted - For
1h Elect Director Michael E. O'Neill Management For Voted - For
1i Elect Director Gary M. Reiner Management For Voted - For
1j Elect Director Judith Rodin Management For Voted - For
1k Elect Director Anthony M. Santomero Management For Voted - For
1l Elect Director Joan E. Spero Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1m Elect Director Diana L. Taylor Management For Voted - For
1n Elect Director William S. Thompson, Jr. Management For Voted - For
1o Elect Director James S. Turley Management For Voted - For
1p Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Executive Incentive Bonus Plan Management For Voted - For
6 Demonstrate No Gender Pay Gap Shareholder Against Voted - Against
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Appoint a Stockholder Value Committee Shareholder Against Voted - Against
9 Claw-back of Payments under Restatements Shareholder Against Voted - Against
10 Limit/Prohibit Accelerated Vesting of Awards Shareholder Against Voted - For
CITRIX SYSTEMS, INC.
SECURITY ID: 177376100 TICKER: CTXS
Meeting Date: 23-Jun-16 Meeting Type: Annual
1a Elect Director Robert M. Calderoni Management For Voted - For
1b Elect Director Nanci E. Caldwell Management For Voted - For
1c Elect Director Jesse A. Cohn Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Peter J. Sacripanti Management For Voted - For
1g Elect Director Graham V. Smith Management For Voted - For
1h Elect Director Godfrey R. Sullivan Management For Voted - For
1i Elect Director Kirill Tatarinov Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COACH, INC.
SECURITY ID: 189754104 TICKER: COH
Meeting Date: 04-Nov-15 Meeting Type: Annual
1a Elect Director David Denton Management For Voted - For
1b Elect Director Andrea Guerra Management For Voted - For
1c Elect Director Susan Kropf Management For Voted - For
1d Elect Director Victor Luis Management For Voted - For
1e Elect Director Ivan Menezes Management For Voted - For
1f Elect Director William Nuti Management For Voted - For
1g Elect Director Stephanie Tilenius Management For Voted - For
1h Elect Director Jide Zeitlin Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COCA-COLA ENTERPRISES, INC.
SECURITY ID: 19122T109 TICKER: CCE
Meeting Date: 26-Apr-16 Meeting Type: Annual
1.1 Elect Director Jan Bennink Management For Voted - For
1.2 Elect Director John F. Brock Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director L. Phillip Humann Management For Voted - For
1.5 Elect Director Orrin H. Ingram, II Management For Voted - For
1.6 Elect Director Thomas H. Johnson Management For Voted - For
1.7 Elect Director Veronique Morali Management For Voted - For
1.8 Elect Director Andrea L. Saia Management For Voted - For
1.9 Elect Director Garry Watts Management For Voted - For
1.10 Elect Director Curtis R. Welling Management For Voted - For
1.11 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
Meeting Date: 24-May-16 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Classify the Board of Directors Management For Voted - Against
3 Adjourn Meeting Management For Voted - Against
4 Advisory Vote on Golden Parachutes Management For Voted - For
COLUMBIA PIPELINE GROUP, INC.
SECURITY ID: 198280109 TICKER: CPGX
Meeting Date: 22-Jun-16 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 19-May-16 Meeting Type: Annual
1.1 Elect Director Kenneth J. Bacon Management For Voted - For
1.2 Elect Director Madeline S. Bell Management For Voted - For
1.3 Elect Director Sheldon M. Bonovitz Management For Voted - For
1.4 Elect Director Edward D. Breen Management For Voted - Withheld
1.5 Elect Director Joseph J. Collins Management For Voted - Withheld
1.6 Elect Director Gerald L. Hassell Management For Voted - Withheld
1.7 Elect Director Jeffrey A. Honickman Management For Voted - For
1.8 Elect Director Eduardo G. Mestre Management For Voted - For
1.9 Elect Director Brian L. Roberts Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Johnathan A. Rodgers Management For Voted - For
1.11 Elect Director Judith Rodin Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Restricted Stock Plan Management For Voted - For
4 Amend Stock Option Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
7 Report on Lobbying Payments and Policy Shareholder Against Voted - For
8 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
9 Require Independent Board Chairman Shareholder Against Voted - For
10 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
COMPUTER SCIENCES CORPORATION
SECURITY ID: 205363104 TICKER: CSC
Meeting Date: 14-Aug-15 Meeting Type: Annual
1a Elect Director David J. Barram Management For Voted - For
1b Elect Director Erik Brynjolfsson Management For Voted - For
1c Elect Director Rodney F. Chase Management For Voted - For
1d Elect Director Bruce B. Churchill Management For Voted - For
1e Elect Director Mark Foster Management For Voted - For
1f Elect Director Nancy Killefer Management For Voted - For
1g Elect Director Sachin Lawande Management For Voted - For
1h Elect Director J. Michael Lawrie Management For Voted - For
1i Elect Director Brian Patrick MacDonald Management For Voted - For
1j Elect Director Sean O'Keefe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
CONAGRA FOODS, INC.
SECURITY ID: 205887102 TICKER: CAG
Meeting Date: 25-Sep-15 Meeting Type: Annual
1.1 Elect Director Bradley A. Alford Management For Voted - For
1.2 Elect Director Thomas K. Brown Management For Voted - For
1.3 Elect Director Stephen G. Butler Management For Voted - For
1.4 Elect Director Sean M. Connolly Management For Voted - For
1.5 Elect Director Steven F. Goldstone Management For Voted - For
1.6 Elect Director Joie A. Gregor Management For Voted - For
1.7 Elect Director Rajive Johri Management For Voted - For
1.8 Elect Director W.G. Jurgensen Management For Voted - For
1.9 Elect Director Richard H. Lenny Management For Voted - For
1.10 Elect Director Ruth Ann Marshall Management For Voted - For
1.11 Elect Director Timothy R. McLevish Management For Voted - For
1.12 Elect Director Andrew J. Schindler Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONOCOPHILLIPS
SECURITY ID: 20825C104 TICKER: COP
Meeting Date: 10-May-16 Meeting Type: Annual
1a Elect Director Richard L. Armitage Management For Voted - For
1b Elect Director Richard H. Auchinleck Management For Voted - For
1c Elect Director Charles E. Bunch Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director John V. Faraci Management For Voted - For
1f Elect Director Jody L. Freeman Management For Voted - For
1g Elect Director Gay Huey Evans Management For Voted - For
1h Elect Director Ryan M. Lance Management For Voted - For
1i Elect Director Arjun N. Murti Management For Voted - For
1j Elect Director Robert A. Niblock Management For Voted - For
1k Elect Director Harald J. Norvik Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adjust Executive Compensation Program for Reserve
Write-Downs Shareholder Against Voted - Against
CORNING INCORPORATED
SECURITY ID: 219350105 TICKER: GLW
Meeting Date: 28-Apr-16 Meeting Type: Annual
1.1 Elect Director Donald W. Blair Management For Voted - For
1.2 Elect Director Stephanie A. Burns Management For Voted - For
1.3 Elect Director John A. Canning, Jr. Management For Voted - For
1.4 Elect Director Richard T. Clark Management For Voted - For
1.5 Elect Director Robert F. Cummings, Jr. Management For Voted - For
1.6 Elect Director Deborah A. Henretta Management For Voted - For
1.7 Elect Director Daniel P. Huttenlocher Management For Voted - For
1.8 Elect Director Kurt M. Landgraf Management For Voted - For
1.9 Elect Director Kevin J. Martin Management For Voted - For
1.10 Elect Director Deborah D. Rieman Management For Voted - For
1.11 Elect Director Hansel E. Tookes, II Management For Voted - For
1.12 Elect Director Wendell P. Weeks Management For Voted - For
1.13 Elect Director Mark S. Wrighton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CSX CORPORATION
SECURITY ID: 126408103 TICKER: CSX
Meeting Date: 11-May-16 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director John B. Breaux Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Steven T. Halverson Management For Voted - For
1e Elect Director Edward J. Kelly, III Management For Voted - For
1f Elect Director John D. McPherson Management For Voted - For
1g Elect Director David M. Moffett Management For Voted - For
1h Elect Director Timothy T. O'Toole Management For Voted - For
1i Elect Director David M. Ratcliffe Management For Voted - For
1j Elect Director Donald J. Shepard Management For Voted - For
1k Elect Director Michael J. Ward Management For Voted - For
1l Elect Director J. Steven Whisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CUMMINS INC.
SECURITY ID: 231021106 TICKER: CMI
Meeting Date: 10-May-16 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Robert J. Bernhard Management For Voted - For
3 Elect Director Franklin R. Chang Diaz Management For Voted - For
4 Elect Director Bruno V. Di Leo Allen Management For Voted - For
5 Elect Director Stephen B. Dobbs Management For Voted - For
6 Elect Director Robert K. Herdman Management For Voted - For
7 Elect Director Alexis M. Herman Management For Voted - For
8 Elect Director Thomas J. Lynch Management For Voted - For
9 Elect Director William I. Miller Management For Voted - For
10 Elect Director Georgia R. Nelson Management For Voted - For
11 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
12 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13 Provide Proxy Access Right Management For Voted - For
14 Adopt Proxy Access Right Shareholder Against Voted - For
DARDEN RESTAURANTS, INC.
SECURITY ID: 237194105 TICKER: DRI
Meeting Date: 17-Sep-15 Meeting Type: Annual
1.1 Elect Director Margaret Shan Atkins Management For Voted - For
1.2 Elect Director Jean M. Birch Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Elect Director Bradley D. Blum Management For Voted - For
1.4 Elect Director James P. Fogarty Management For Voted - For
1.5 Elect Director Cynthia T. Jamison Management For Voted - For
1.6 Elect Director Eugene (Gene) I. Lee, Jr. Management For Voted - For
1.7 Elect Director William H. Lenehan Management For Voted - For
1.8 Elect Director Lionel L. Nowell, III Management For Voted - For
1.9 Elect Director William S. Simon Management For Voted - For
1.10 Elect Director Jeffrey C. Smith Management For Voted - For
1.11 Elect Director Charles (Chuck) M. Sonsteby Management For Voted - For
1.12 Elect Director Alan N. Stillman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Amend Right to Call Special Meeting Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Eliminate Supermajority Vote Requirement to Remove
Directors Management For Voted - For
7 Remove Business Combination/Fair Price Provision
from the Charter, and Opt In to the State Business
Combination/Fair Price Provision Management For Voted - For
8 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
9 Approve Omnibus Stock Plan Management For Voted - For
10 Report on Lobbying Payments and Policy Shareholder Against Voted - For
DAVITA HEALTHCARE PARTNERS INC.
SECURITY ID: 23918K108 TICKER: DVA
Meeting Date: 20-Jun-16 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Carol Anthony ('John') Davidson Management For Voted - For
1d Elect Director Barbara J. Desoer Management For Voted - For
1e Elect Director Paul J. Diaz Management For Voted - For
1f Elect Director Peter T. Grauer Management For Voted - For
1g Elect Director John M. Nehra Management For Voted - For
1h Elect Director William L. Roper Management For Voted - For
1i Elect Director Kent J. Thiry Management For Voted - For
1j Elect Director Roger J. Valine Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DEERE & COMPANY
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 24-Feb-16 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Dipak C. Jain Management For Voted - For
1e Elect Director Michael O. Johanns Management For Voted - For
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director Brian M. Krzanich Management For Voted - For
1h Elect Director Gregory R. Page Management For Voted - For
1i Elect Director Sherry M. Smith Management For Voted - For
1j Elect Director Dmitri L. Stockton Management For Voted - For
1k Elect Director Sheila G. Talton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4a Adopt Proxy Access Right Shareholder Against Voted - For
4b Create Feasibility Plan for Net-Zero GHG Emissions Shareholder Against Voted - Against
4c Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
DELTA AIR LINES, INC.
SECURITY ID: 247361702 TICKER: DAL
Meeting Date: 10-Jun-16 Meeting Type: Annual
1a Elect Director Richard H. Anderson Management For Voted - For
1b Elect Director Edward H. Bastian Management For Voted - For
1c Elect Director Francis S. Blake Management For Voted - For
1d Elect Director Daniel A. Carp Management For Voted - For
1e Elect Director David G. DeWalt Management For Voted - For
1f Elect Director Thomas E. Donilon Management For Voted - For
1g Elect Director William H. Easter, III Management For Voted - For
1h Elect Director Mickey P. Foret Management For Voted - For
1i Elect Director Shirley C. Franklin Management For Voted - For
1j Elect Director George N. Mattson Management For Voted - For
1k Elect Director Douglas R. Ralph Management For Voted - For
1l Elect Director Sergio A.L. Rial Management For Voted - For
1m Elect Director Kathy N. Waller Management For Voted - For
1n Elect Director Kenneth B. Woodrow Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Stock Retention Shareholder Against Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DENTSPLY SIRONA INC.
SECURITY ID: 24906P109 TICKER: XRAY
Meeting Date: 25-May-16 Meeting Type: Annual
1a Elect Director Michael C. Alfano Management For Voted - For
1b Elect Director David K. Beecken Management For Voted - For
1c Elect Director Eric K. Brandt Management For Voted - For
1d Elect Director Michael J. Coleman Management For Voted - For
1e Elect Director Willie A. Deese Management For Voted - For
1f Elect Director Thomas Jetter Management For Voted - For
1g Elect Director Arthur D. Kowaloff Management For Voted - For
1h Elect Director Harry M. Jansen Kraemer, Jr. Management For Voted - For
1i Elect Director Francis J. Lunger Management For Voted - For
1j Elect Director Jeffrey T. Slovin Management For Voted - For
1k Elect Director Bret W. Wise Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DEVON ENERGY CORPORATION
SECURITY ID: 25179M103 TICKER: DVN
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director David A. Hager Management For Voted - For
1.4 Elect Director Robert H. Henry Management For Voted - For
1.5 Elect Director Michael M. Kanovsky Management For Voted - For
1.6 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.7 Elect Director Duane C. Radtke Management For Voted - For
1.8 Elect Director Mary P. Ricciardello Management For Voted - For
1.9 Elect Director John Richels Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Review Public Policy Advocacy on Climate Change Shareholder Against Voted - For
5 Annually Assess Portfolio Impacts of Policies to
Meet 2 Degree Scenario Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Cease Using Oil and Gas Reserve Metrics for Senior
Executive's Compensation Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOVER CORPORATION
SECURITY ID: 260003108 TICKER: DOV
Meeting Date: 05-May-16 Meeting Type: Annual
1a Elect Director Peter T. Francis Management For Voted - For
1b Elect Director Kristiane C. Graham Management For Voted - For
1c Elect Director Michael F. Johnston Management For Voted - For
1d Elect Director Robert A. Livingston Management For Voted - For
1e Elect Director Richard K. Lochridge Management For Voted - For
1f Elect Director Bernard G. Rethore Management For Voted - For
1g Elect Director Michael B. Stubbs Management For Voted - For
1h Elect Director Stephen M. Todd Management For Voted - For
1i Elect Director Stephen K. Wagner Management For Voted - Against
1j Elect Director Keith E. Wandell Management For Voted - For
1k Elect Director Mary A. Winston Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
DUKE REALTY CORPORATION
SECURITY ID: 264411505 TICKER: DRE
Meeting Date: 27-Apr-16 Meeting Type: Annual
1a Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1b Elect Director William Cavanaugh, III Management For Voted - For
1c Elect Director Alan H. Cohen Management For Voted - For
1d Elect Director James B. Connor Management For Voted - For
1e Elect Director Ngaire E. Cuneo Management For Voted - For
1f Elect Director Charles R. Eitel Management For Voted - For
1g Elect Director Dennis D. Oklak Management For Voted - For
1h Elect Director Melanie R. Sabelhaus Management For Voted - For
1i Elect Director Peter M. Scott, III Management For Voted - For
1j Elect Director Jack R. Shaw Management For Voted - For
1k Elect Director Michael E. Szymanczyk Management For Voted - For
1l Elect Director Lynn C. Thurber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 27-Apr-16 Meeting Type: Annual
1a Elect Director Fred D. Anderson, Jr. Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director Edward W. Barnholt Management For Voted - For
1c Elect Director Anthony J. Bates Management For Voted - For
1d Elect Director Bonnie S. Hammer Management For Voted - For
1e Elect Director Kathleen C. Mitic Management For Voted - For
1f Elect Director Pierre M. Omidyar Management For Voted - For
1g Elect Director Paul S. Pressler Management For Voted - For
1h Elect Director Robert H. Swan Management For Voted - For
1i Elect Director Thomas J. Tierney Management For Voted - For
1j Elect Director Perry M. Traquina Management For Voted - For
1k Elect Director Devin N. Wenig Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Report on Gender Pay Gap Shareholder Against Voted - For
ELECTRONIC ARTS INC.
SECURITY ID: 285512109 TICKER: EA
Meeting Date: 14-Aug-15 Meeting Type: Annual
1a Elect Director Leonard S. Coleman Management For Voted - For
1b Elect Director Jay C. Hoag Management For Voted - For
1c Elect Director Jeffrey T. Huber Management For Voted - For
1d Elect Director Vivek Paul Management For Voted - For
1e Elect Director Lawrence F. Probst, III Management For Voted - For
1f Elect Director Richard A. Simonson Management For Voted - For
1g Elect Director Luis A. Ubinas Management For Voted - For
1h Elect Director Denise F. Warren Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
EMERSON ELECTRIC CO.
SECURITY ID: 291011104 TICKER: EMR
Meeting Date: 02-Feb-16 Meeting Type: Annual
1.1 Elect Director C. A. H. Boersig Management For Voted - For
1.2 Elect Director J. B. Bolten Management For Voted - For
1.3 Elect Director M. S. Levatich Management For Voted - For
1.4 Elect Director R. L. Stephenson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Sustainability Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Adopt Quantitative Company-wide GHG Goals Shareholder Against Voted - For
ENTERGY CORPORATION
SECURITY ID: 29364G103 TICKER: ETR
Meeting Date: 06-May-16 Meeting Type: Annual
1a Elect Director Maureen Scannel Bateman Management For Voted - For
1b Elect Director Patrick J. Condon Management For Voted - For
1c Elect Director Leo P. Denault Management For Voted - For
1d Elect Director Kirkland H. Donald Management For Voted - For
1e Elect Director Philip L. Frederickson Management For Voted - For
1f Elect Director Alexis M. Herman Management For Voted - For
1g Elect Director Donald C. Hintz Management For Voted - For
1h Elect Director Stuart L. Levenick Management For Voted - For
1i Elect Director Blanche Lambert Lincoln Management For Voted - For
1j Elect Director Karen A. Puckett Management For Voted - For
1k Elect Director W.J. 'Billy' Tauzin Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Assess Plans to Increase Distributed Low-Carbon
Electricity Generation Shareholder Against Voted - For
EXELON CORPORATION
SECURITY ID: 30161N101 TICKER: EXC
Meeting Date: 26-Apr-16 Meeting Type: Annual
1a Elect Director Anthony K. Anderson Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
1c Elect Director Christopher M. Crane Management For Voted - For
1d Elect Director Yves C. de Balmann Management For Voted - For
1e Elect Director Nicholas DeBenedictis Management For Voted - For
1f Elect Director Nancy L. Gioia Management For Voted - For
1g Elect Director Linda P. Jojo Management For Voted - For
1h Elect Director Paul L. Joskow Management For Voted - For
1i Elect Director Robert J. Lawless Management For Voted - For
1j Elect Director Richard W. Mies Management For Voted - For
1k Elect Director John W. Rogers, Jr. Management For Voted - For
1l Elect Director Mayo A. Shattuck, III Management For Voted - For
1m Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Provide Proxy Access Right Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL
PROPOSED BY MGT. POSITION
REGISTRANT VOTED
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 04-May-16 Meeting Type: Annual
1a Elect Director Maura C. Breen Management For Voted - For
1b Elect Director William J. DeLaney Management For Voted - For
1c Elect Director Elder Granger Management For Voted - For
1d Elect Director Nicholas J. LaHowchic Management For Voted - For
1e Elect Director Thomas P. Mac Mahon Management For Voted - For
1f Elect Director Frank Mergenthaler Management For Voted - For
1g Elect Director Woodrow A. Myers, Jr. Management For Voted - For
1h Elect Director Roderick A. Palmore Management For Voted - For
1i Elect Director George Paz Management For Voted - For
1j Elect Director William L. Roper Management For Voted - For
1k Elect Director Seymour Sternberg Management For Voted - For
1l Elect Director Timothy Wentworth Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
FEDEX CORPORATION
SECURITY ID: 31428X106 TICKER: FDX
Meeting Date: 28-Sep-15 Meeting Type: Annual
1.1 Elect Director James L. Barksdale Management For Voted - For
1.2 Elect Director John A. Edwardson Management For Voted - For
1.3 Elect Director Marvin R. Ellison Management For Voted - For
1.4 Elect Director Kimberly A. Jabal Management For Voted - For
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Gary W. Loveman Management For Voted - For
1.7 Elect Director R. Brad Martin Management For Voted - For
1.8 Elect Director Joshua Cooper Ramo Management For Voted - For
1.9 Elect Director Susan C. Schwab Management For Voted - For
1.10 Elect Director Frederick W. Smith Management For Voted - For
1.11 Elect Director David P. Steiner Management For Voted - For
1.12 Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Adopt Policy Prohibiting Tax Payments on Restricted
Stock Awards Shareholder Against Voted - For
6 Clawback of Incentive Payments Shareholder Against Voted - For
7 Adopt Proxy Access Right Shareholder Against Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Report on Political Contributions Shareholder Against Voted - For
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
10 Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
FIRSTENERGY CORP.
SECURITY ID: 337932107 TICKER: FE
Meeting Date: 17-May-16 Meeting Type: Annual
1.1 Elect Director Paul T. Addison Management For Voted - For
1.2 Elect Director Michael J. Anderson Management For Voted - Withheld
1.3 Elect Director William T. Cottle Management For Voted - Withheld
1.4 Elect Director Robert B. Heisler, Jr. Management For Voted - For
1.5 Elect Director Julia L. Johnson Management For Voted - Withheld
1.6 Elect Director Charles E. Jones Management For Voted - For
1.7 Elect Director Ted J. Kleisner Management For Voted - For
1.8 Elect Director Donald T. Misheff Management For Voted - For
1.9 Elect Director Thomas N. Mitchell Management For Voted - For
1.10 Elect Director Ernest J. Novak, Jr. Management For Voted - For
1.11 Elect Director Christopher D. Pappas Management For Voted - For
1.12 Elect Director Luis A. Reyes Management For Voted - Withheld
1.13 Elect Director George M. Smart Management For Voted - Withheld
1.14 Elect Director Jerry Sue Thornton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Management For Voted - For
5 Provide Proxy Access Right Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Financial Risks of Stranded Carbon Assets Shareholder Against Voted - For
8 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
9 Adopt Simple Majority Vote Shareholder Against Voted - For
FORD MOTOR COMPANY
SECURITY ID: 345370860 TICKER: F
Meeting Date: 12-May-16 Meeting Type: Annual
1.1 Elect Director Stephen G. Butler Management For Voted - For
1.2 Elect Director Kimberly A. Casiano Management For Voted - For
1.3 Elect Director Anthony F. Earley, Jr. Management For Voted - For
1.4 Elect Director Mark Fields Management For Voted - For
1.5 Elect Director Edsel B. Ford, II Management For Voted - For
1.6 Elect Director William Clay Ford, Jr. Management For Voted - For
1.7 Elect Director James H. Hance, Jr. Management For Voted - For
1.8 Elect Director William W. Helman, IV Management For Voted - For
1.9 Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1.10 Elect Director William E. Kennard Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.11 Elect Director John C. Lechleiter Management For Voted - For
1.12 Elect Director Ellen R. Marram Management For Voted - For
1.13 Elect Director Gerald L. Shaheen Management For Voted - For
1.14 Elect Director John L. Thornton Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Tax Benefits Preservation Plan Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
FREEPORT-MCMORAN INC.
SECURITY ID: 35671D857 TICKER: FCX
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Elect Director Richard C. Adkerson Management For Voted - For
1.2 Elect Director Gerald J. Ford Management For Voted - For
1.3 Elect Director Lydia H. Kennard Management For Voted - For
1.4 Elect Director Andrew Langham Management For Voted - For
1.5 Elect Director Jon C. Madonna Management For Voted - For
1.6 Elect Director Courtney Mather Management For Voted - For
1.7 Elect Director Dustan E. McCoy Management For Voted - For
1.8 Elect Director Frances Fragos Townsend Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Provide Proxy Access Right Management For Voted - For
5 Increase Authorized Common Stock Management For Voted - For
6 Provide Directors May Be Removed With or Without
Cause. Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
8 Report on Actions to Reduce Impact of Enhanced Oil
Recovery Shareholder Against Voted - For
GENERAL ELECTRIC COMPANY
SECURITY ID: 369604103 TICKER: GE
Meeting Date: 27-Apr-16 Meeting Type: Annual
A1 Elect Director Sebastien M. Bazin Management For Voted - For
A2 Elect Director W. Geoffrey Beattie Management For Voted - For
A3 Elect Director John J. Brennan Management For Voted - For
A4 Elect Director Francisco D' Souza Management For Voted - For
A5 Elect Director Marijn E. Dekkers Management For Voted - For
A6 Elect Director Peter B. Henry Management For Voted - For
A7 Elect Director Susan J. Hockfield Management For Voted - For
A8 Elect Director Jeffrey R. Immelt Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
A9 Elect Director Andrea Jung Management For Voted - For
A10 Elect Director Robert W. Lane Management For Voted - For
A11 Elect Director Rochelle B. Lazarus Management For Voted - For
A12 Elect Director Lowell C. McAdam Management For Voted - For
A13 Elect Director James J. Mulva Management For Voted - For
A14 Elect Director James E. Rohr Management For Voted - For
A15 Elect Director Mary L. Schapiro Management For Voted - For
A16 Elect Director James S. Tisch Management For Voted - For
B1 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
B2 Ratify KPMG LLP as Auditors Management For Voted - For
C1 Report on Lobbying Payments and Policy Shareholder Against Voted - For
C2 Require Independent Board Chairman Shareholder Against Voted - Against
C3 Adopt Holy Land Principles Shareholder Against Voted - Against
C4 Restore or Provide for Cumulative Voting Shareholder Against Voted - Against
C5 Performance-Based and/or Time-Based Equity Awards Shareholder Against Voted - Against
C6 Report on Guidelines for Country Selection Shareholder Against Voted - Against
GENERAL MILLS, INC.
SECURITY ID: 370334104 TICKER: GIS
Meeting Date: 29-Sep-15 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director R. Kerry Clark Management For Voted - For
1c Elect Director David M. Cordani Management For Voted - For
1d Elect Director Paul Danos Management For Voted - For
1e Elect Director Henrietta H. Fore Management For Voted - For
1f Elect Director Heidi G. Miller Management For Voted - For
1g Elect Director Steve Odland Management For Voted - For
1h Elect Director Kendall J. Powell Management For Voted - For
1i Elect Director Michael D. Rose Management For Voted - For
1j Elect Director Robert L. Ryan Management For Voted - For
1k Elect Director Dorothy A. Terrell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
GENERAL MOTORS COMPANY
SECURITY ID: 37045V100 TICKER: GM
Meeting Date: 07-Jun-16 Meeting Type: Annual
1a Elect Director Joseph J. Ashton Management For Voted - For
1b Elect Director Mary T. Barra Management For Voted - For
1c Elect Director Linda R. Gooden Management For Voted - For
1d Elect Director Joseph Jimenez Management For Voted - For
1e Elect Director Kathryn V. Marinello Management For Voted - For
1f Elect Director Jane L. Mendillo Management For Voted - For
1g Elect Director Michael G. Mullen Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director James J. Mulva Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Thomas M. Schoewe Management For Voted - For
1k Elect Director Theodore M. Solso Management For Voted - For
1l Elect Director Carol M. Stephenson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt Holy Land Principles Shareholder Against Voted - Against
GENUINE PARTS COMPANY
SECURITY ID: 372460105 TICKER: GPC
Meeting Date: 25-Apr-16 Meeting Type: Annual
1.1 Elect Director Mary B. Bullock Management For Voted - For
1.2 Elect Director Elizabeth W. Camp Management For Voted - For
1.3 Elect Director Paul D. Donahue Management For Voted - For
1.4 Elect Director Gary P. Fayard Management For Voted - For
1.5 Elect Director Thomas C. Gallagher Management For Voted - For
1.6 Elect Director John R. Holder Management For Voted - For
1.7 Elect Director Donna W. Hyland Management For Voted - For
1.8 Elect Director John D. Johns Management For Voted - For
1.9 Elect Director Robert C. 'Robin' Loudermilk, Jr. Management For Voted - For
1.10 Elect Director Wendy B. Needham Management For Voted - For
1.11 Elect Director Jerry W. Nix Management For Voted - For
1.12 Elect Director Gary W. Rollins Management For Voted - Withheld
1.13 Elect Director E. Jenner Wood, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
H&R BLOCK, INC.
SECURITY ID: 093671105 TICKER: HRB
Meeting Date: 10-Sep-15 Meeting Type: Annual
1a Elect Director Paul J. Brown Management For Voted - For
1b Elect Director William C. Cobb Management For Voted - For
1c Elect Director Robert A. Gerard Management For Voted - For
1d Elect Director Richard A. Johnson Management For Voted - For
1e Elect Director David Baker Lewis Management For Voted - For
1f Elect Director Victoria J. Reich Management For Voted - For
1g Elect Director Bruce C. Rohde Management For Voted - For
1h Elect Director Tom D. Seip Management For Voted - For
1i Elect Director Christianna Wood Management For Voted - For
1j Elect Director James F. Wright Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HALLIBURTON COMPANY
SECURITY ID: 406216101 TICKER: HAL
Meeting Date: 18-May-16 Meeting Type: Annual
1.1 Elect Director Abdulaziz F. Al Khayyal Management For Voted - For
1.2 Elect Director Alan M. Bennett Management For Voted - For
1.3 Elect Director James R. Boyd Management For Voted - For
1.4 Elect Director Milton Carroll Management For Voted - For
1.5 Elect Director Nance K. Dicciani Management For Voted - For
1.6 Elect Director Murry S. Gerber Management For Voted - For
1.7 Elect Director Jose C. Grubisich Management For Voted - For
1.8 Elect Director David J. Lesar Management For Voted - For
1.9 Elect Director Robert A. Malone Management For Voted - For
1.10 Elect Director J. Landis Martin Management For Voted - For
1.11 Elect Director Jeffrey A. Miller Management For Voted - For
1.12 Elect Director Debra L. Reed Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HARRIS CORPORATION
SECURITY ID: 413875105 TICKER: HRS
Meeting Date: 23-Oct-15 Meeting Type: Annual
1a Elect Director William M. Brown Management For Voted - For
1b Elect Director Peter W. Chiarelli Management For Voted - For
1c Elect Director Thomas A. Dattilo Management For Voted - For
1d Elect Director Terry D. Growcock Management For Voted - For
1e Elect Director Lewis Hay, III Management For Voted - For
1f Elect Director Vyomesh I. Joshi Management For Voted - For
1g Elect Director Karen Katen Management For Voted - For
1h Elect Director Leslie F. Kenne Management For Voted - For
1i Elect Director David B. Rickard Management For Voted - For
1j Elect Director James C. Stoffel Management For Voted - For
1k Elect Director Gregory T. Swienton Management For Voted - For
1l Elect Director Hansel E. Tookes, II Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HCA HOLDINGS, INC.
SECURITY ID: 40412C101 TICKER: HCA
Meeting Date: 28-Apr-16 Meeting Type: Annual
1a Elect Director R. Milton Johnson Management For Voted - For
1b Elect Director Robert J. Dennis Management For Voted - For
1c Elect Director Nancy-Ann DeParle Management For Voted - For
1d Elect Director Thomas F. Frist, III Management For Voted - For
1e Elect Director William R. Frist Management For Voted - For
1f Elect Director Charles O. Holliday, Jr. Management For Voted - For
1g Elect Director Ann H. Lamont Management For Voted - For
1h Elect Director Jay O. Light Management For Voted - For
1i Elect Director Geoffrey G. Meyers Management For Voted - For
1j Elect Director Michael W. Michelson Management For Voted - For
1k Elect Director Wayne J. Riley Management For Voted - For
1l Elect Director John W. Rowe Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - Against
HOLLYFRONTIER CORPORATION
SECURITY ID: 436106108 TICKER: HFC
Meeting Date: 11-May-16 Meeting Type: Annual
1a Elect Director Douglas Y. Bech Management For Voted - For
1b Elect Director George J. Damiris Management For Voted - For
1c Elect Director Leldon E. Echols Management For Voted - For
1d Elect Director R. Kevin Hardage Management For Voted - For
1e Elect Director Michael C. Jennings Management For Voted - For
1f Elect Director Robert J. Kostelnik Management For Voted - For
1g Elect Director James H. Lee Management For Voted - For
1h Elect Director Franklin Myers Management For Voted - For
1i Elect Director Michael E. Rose Management For Voted - For
1j Elect Director Tommy A. Valenta Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HOLOGIC, INC.
SECURITY ID: 436440101 TICKER: HOLX
Meeting Date: 02-Mar-16 Meeting Type: Annual
1.1 Elect Director Jonathan Christodoro Management For Voted - For
1.2 Elect Director Sally W. Crawford Management For Voted - For
1.3 Elect Director Scott T. Garrett Management For Voted - For
1.4 Elect Director Nancy L. Leaming Management For Voted - For
1.5 Elect Director Lawrence M. Levy Management For Voted - For
1.6 Elect Director Stephen P. MacMillan Management For Voted - For
1.7 Elect Director Samuel Merksamer Management For Voted - Withheld
1.8 Elect Director Christiana Stamoulis Management For Voted - For
1.9 Elect Director Elaine S. Ullian Management For Voted - For
1.10 Elect Director Christopher J. Coughlin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
HOST HOTELS & RESORTS, INC.
SECURITY ID: 44107P104 TICKER: HST
Meeting Date: 12-May-16 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Terence C. Golden Management For Voted - For
1.4 Elect Director Ann McLaughlin Korologos Management For Voted - For
1.5 Elect Director Richard E. Marriott Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Walter C. Rakowich Management For Voted - For
1.8 Elect Director Gordon H. Smith Management For Voted - For
1.9 Elect Director W. Edward Walter Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Shareholders and the Board with the
Concurrent Power to Amend the Bylaws Management For Voted - For
5 Amend Right to Call Special Meeting Management For Voted - For
6 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
HP INC.
SECURITY ID: 40434L105 TICKER: HPQ
Meeting Date: 04-Apr-16 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c Elect Director Carl Bass Management For Voted - For
1d Elect Director Robert R. Bennett Management For Voted - For
1e Elect Director Charles V. Bergh Management For Voted - For
1f Elect Director Stacy Brown-Philpot Management For Voted - For
1g Elect Director Stephanie A. Burns Management For Voted - For
1h Elect Director Mary Anne Citrino Management For Voted - For
1i Elect Director Rajiv L. Gupta Management For Voted - For
1j Elect Director Stacey Mobley Management For Voted - For
1k Elect Director Subra Suresh Management For Voted - For
1l Elect Director Dion J. Weisler Management For Voted - For
1m Elect Director Margaret C. Whitman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Cumulative Voting Management For Voted - For
INGREDION INCORPORATED
SECURITY ID: 457187102 TICKER: INGR
Meeting Date: 18-May-16 Meeting Type: Annual
1a Elect Director Luis Aranguren-Trellez Management For Voted - For
1b Elect Director David B. Fischer Management For Voted - For
1c Elect Director Ilene S. Gordon Management For Voted - For
1d Elect Director Paul Hanrahan Management For Voted - For
1e Elect Director Rhonda L. Jordan Management For Voted - For
1f Elect Director Gregory B. Kenny Management For Voted - For
1g Elect Director Barbara A. Klein Management For Voted - For
1h Elect Director Victoria J. Reich Management For Voted - For
1i Elect Director Jorge A. Uribe Management For Voted - For
1j Elect Director Dwayne A. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
INTEL CORPORATION
SECURITY ID: 458140100 TICKER: INTC
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director Aneel Bhusri Management For Voted - For
1c Elect Director Andy D. Bryant Management For Voted - For
1d Elect Director John J. Donahoe Management For Voted - For
1e Elect Director Reed E. Hundt Management For Voted - For
1f Elect Director Brian M. Krzanich Management For Voted - For
1g Elect Director James D. Plummer Management For Voted - For
1h Elect Director David S. Pottruck Management For Voted - For
1i Elect Director Frank D. Yeary Management For Voted - For
1j Elect Director David B. Yoffie Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Holy Land Principles Shareholder Against Voted - Against
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
SECURITY ID: 459200101 TICKER: IBM
Meeting Date: 26-Apr-16 Meeting Type: Annual
1.1 Elect Director Kenneth I. Chenault Management For Voted - For
1.2 Elect Director Michael L. Eskew Management For Voted - For
1.3 Elect Director David N. Farr Management For Voted - For
1.4 Elect Director Mark Fields Management For Voted - For
1.5 Elect Director Alex Gorsky Management For Voted - For
1.6 Elect Director Shirley Ann Jackson Management For Voted - For
1.7 Elect Director Andrew N. Liveris Management For Voted - For
1.8 Elect Director W. James McNerney, Jr. Management For Voted - For
1.9 Elect Director Hutham S. Olayan Management For Voted - For
1.10 Elect Director James W. Owens Management For Voted - For
1.11 Elect Director Virginia M. Rometty Management For Voted - For
1.12 Elect Director Joan E. Spero Management For Voted - For
1.13 Elect Director Sidney Taurel Management For Voted - For
1.14 Elect Director Peter R. Voser Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
INTERNATIONAL PAPER COMPANY
SECURITY ID: 460146103 TICKER: IP
Meeting Date: 09-May-16 Meeting Type: Annual
1a Elect Director David J. Bronczek Management For Voted - For
1b Elect Director William J. Burns Management For Voted - For
1c Elect Director Ahmet C. Dorduncu Management For Voted - For
1d Elect Director Ilene S. Gordon Management For Voted - For
1e Elect Director Jay L. Johnson Management For Voted - For
1f Elect Director Stacey J. Mobley Management For Voted - For
1g Elect Director Joan E. Spero Management For Voted - For
1h Elect Director Mark S. Sutton Management For Voted - For
1i Elect Director John L. Townsend, III Management For Voted - For
1j Elect Director William G. Walter Management For Voted - For
1k Elect Director J. Steven Whisler Management For Voted - For
1l Elect Director Ray G. Young Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JETBLUE AIRWAYS CORPORATION
SECURITY ID: 477143101 TICKER: JBLU
Meeting Date: 17-May-16 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director David Checketts Management For Voted - For
1c Elect Director Virginia Gambale Management For Voted - For
1d Elect Director Stephen Gemkow Management For Voted - For
1e Elect Director Robin Hayes Management For Voted - For
1f Elect Director Ellen Jewett Management For Voted - For
1g Elect Director Stanley McChrystal Management For Voted - For
1h Elect Director Joel Peterson Management For Voted - For
1i Elect Director Frank Sica Management For Voted - For
1j Elect Director Thomas Winkelmann Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Directors May Be Removed With or Without
Cause Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 28-Apr-16 Meeting Type: Annual
1a Elect Director Mary C. Beckerle Management For Voted - For
1b Elect Director D. Scott Davis Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Alex Gorsky Management For Voted - For
1e Elect Director Susan L. Lindquist Management For Voted - For
1f Elect Director Mark B. McClellan Management For Voted - For
1g Elect Director Anne M. Mulcahy Management For Voted - For
1h Elect Director William D. Perez Management For Voted - For
1i Elect Director Charles Prince Management For Voted - For
1j Elect Director A. Eugene Washington Management For Voted - For
1k Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Adopt a Payout Policy Giving Preference to Share
Buybacks Over Dividends Shareholder Against Voted - Against
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
7 Report on Policies for Safe Disposal of
Prescription Drugs by Users Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JUNIPER NETWORKS, INC.
SECURITY ID: 48203R104 TICKER: JNPR
Meeting Date: 25-May-16 Meeting Type: Annual
1.1 Elect Director Robert M. Calderoni Management For Voted - For
1.2 Elect Director Gary Daichendt Management For Voted - For
1.3 Elect Director Kevin DeNuccio Management For Voted - For
1.4 Elect Director James Dolce Management For Voted - For
1.5 Elect Director Mercedes Johnson Management For Voted - For
1.6 Elect Director Scott Kriens Management For Voted - For
1.7 Elect Director Rahul Merchant Management For Voted - For
1.8 Elect Director Rami Rahim Management For Voted - For
1.9 Elect Director Pradeep Sindhu Management For Voted - For
1.10 Elect Director William R. Stensrud Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
KELLOGG COMPANY
SECURITY ID: 487836108 TICKER: K
Meeting Date: 29-Apr-16 Meeting Type: Annual
1.1 Elect Director Mary Laschinger Management For Voted - For
1.2 Elect Director Cynthia Hardin Milligan Management For Voted - For
1.3 Elect Director Carolyn Tastad Management For Voted - For
1.4 Elect Director Noel Wallace Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Express Support for Animal Welfare Improvements in
the Company's Supply Chain Shareholder For Voted - For
5 Adopt Simple Majority Vote Shareholder Against Voted - For
KOHL'S CORPORATION
SECURITY ID: 500255104 TICKER: KSS
Meeting Date: 11-May-16 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director Dale E. Jones Management For Voted - For
1d Elect Director Kevin Mansell Management For Voted - For
1e Elect Director Jonas Prising Management For Voted - For
1f Elect Director John E. Schlifske Management For Voted - For
1g Elect Director Frank V. Sica Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Stephanie A. Streeter Management For Voted - For
1i Elect Director Nina G. Vaca Management For Voted - For
1j Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Clawback of Incentive Payments Shareholder Against Voted - For
KRAFT FOODS GROUP, INC.
SECURITY ID: 50076Q106 TICKER: KRFT
Meeting Date: 01-Jul-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY ID: 502424104 TICKER: LLL
Meeting Date: 03-May-16 Meeting Type: Annual
1a Elect Director Claude R. Canizares Management For Voted - For
1b Elect Director Thomas A. Corcoran Management For Voted - For
1c Elect Director Ann E. Dunwoody Management For Voted - For
1d Elect Director Lewis Kramer Management For Voted - For
1e Elect Director Robert B. Millard Management For Voted - For
1f Elect Director Lloyd W. Newton Management For Voted - For
1g Elect Director Vincent Pagano, Jr. Management For Voted - For
1h Elect Director H. Hugh Shelton Management For Voted - For
1i Elect Director Arthur L. Simon Management For Voted - For
1j Elect Director Michael T. Strianese Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Approve Reorganization Plan Management For Voted - For
6 Provide Right to Act by Written Consent Shareholder None Voted - For
LAM RESEARCH CORPORATION
SECURITY ID: 512807108 TICKER: LRCX
Meeting Date: 19-Feb-16 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEAR CORPORATION
SECURITY ID: 521865204 TICKER: LEA
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Richard H. Bott Management For Voted - For
1b Elect Director Thomas P. Capo Management For Voted - For
1c Elect Director Jonathan F. Foster Management For Voted - For
1d Elect Director Mary Lou Jepsen Management For Voted - For
1e Elect Director Kathleen A. Ligocki Management For Voted - For
1f Elect Director Conrad L. Mallett, Jr. Management For Voted - For
1g Elect Director Donald L. Runkle Management For Voted - For
1h Elect Director Matthew J. Simoncini Management For Voted - For
1i Elect Director Gregory C. Smith Management For Voted - For
1j Elect Director Henry D. G. Wallace Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LEGG MASON, INC.
SECURITY ID: 524901105 TICKER: LM
Meeting Date: 28-Jul-15 Meeting Type: Annual
1.1 Elect Director Robert E. Angelica Management For Voted - For
1.2 Elect Director Carol Anthony ('John') Davidson Management For Voted - For
1.3 Elect Director Barry W. Huff Management For Voted - For
1.4 Elect Director Dennis M. Kass Management For Voted - For
1.5 Elect Director Cheryl Gordon Krongard Management For Voted - For
1.6 Elect Director John V. Murphy Management For Voted - For
1.7 Elect Director John H. Myers Management For Voted - For
1.8 Elect Director W. Allen Reed Management For Voted - For
1.9 Elect Director Margaret Milner Richardson Management For Voted - For
1.10 Elect Director Kurt L. Schmoke Management For Voted - For
1.11 Elect Director Joseph A. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LINCOLN NATIONAL CORPORATION
SECURITY ID: 534187109 TICKER: LNC
Meeting Date: 27-May-16 Meeting Type: Annual
1.1 Elect Director William H. Cunningham Management For Voted - For
1.2 Elect Director George W. Henderson, III Management For Voted - For
1.3 Elect Director Eric G. Johnson Management For Voted - For
1.4 Elect Director M. Leanne Lachman Management For Voted - For
1.5 Elect Director William Porter Payne Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Patrick S. Pittard Management For Voted - For
1.7 Elect Director Isaiah Tidwell Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
LOEWS CORPORATION
SECURITY ID: 540424108 TICKER: L
Meeting Date: 10-May-16 Meeting Type: Annual
1a Elect Director Lawrence S. Bacow Management For Voted - For
1b Elect Director Ann E. Berman Management For Voted - For
1c Elect Director Joseph L. Bower Management For Voted - For
1d Elect Director Charles D. Davidson Management For Voted - For
1e Elect Director Charles M. Diker Management For Voted - For
1f Elect Director Jacob A. Frenkel Management For Voted - Against
1g Elect Director Paul J. Fribourg Management For Voted - For
1h Elect Director Walter L. Harris Management For Voted - Against
1i Elect Director Philip A. Laskawy Management For Voted - For
1j Elect Director Ken Miller Management For Voted - For
1k Elect Director Andrew H. Tisch Management For Voted - For
1l Elect Director James S. Tisch Management For Voted - For
1m Elect Director Jonathan M. Tisch Management For Voted - For
1n Elect Director Anthony Welters Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
MACY'S, INC.
SECURITY ID: 55616P104 TICKER: M
Meeting Date: 20-May-16 Meeting Type: Annual
1a Elect Director Francis S. Blake Management For Voted - For
1b Elect Director Stephen F. Bollenbach Management For Voted - For
1c Elect Director John A. Bryant Management For Voted - For
1d Elect Director Deirdre P. Connelly Management For Voted - For
1e Elect Director Leslie D. Hale Management For Voted - For
1f Elect Director William H. Lenehan Management For Voted - For
1g Elect Director Sara Levinson Management For Voted - For
1h Elect Director Terry J. Lundgren Management For Voted - For
1i Elect Director Joyce M. Roche Management For Voted - For
1j Elect Director Paul C. Varga Management For Voted - For
1k Elect Director Craig E. Weatherup Management For Voted - For
1l Elect Director Marna C. Whittington Management For Voted - For
1m Elect Director Annie Young-Scrivner Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MALLINCKRODT PLC
SECURITY ID: G5785G107 TICKER: MNK
Meeting Date: 16-Mar-16 Meeting Type: Annual
1a Elect Director Melvin D. Booth Management For Voted - For
1b Elect Director David R. Carlucci Management For Voted - For
1c Elect Director J. Martin Carroll Management For Voted - For
1d Elect Director Diane H. Gulyas Management For Voted - For
1e Elect Director Nancy S. Lurker Management For Voted - For
1f Elect Director JoAnn A. Reed Management For Voted - For
1g Elect Director Angus C. Russell Management For Voted - For
1h Elect Director Virgil D. Thompson Management For Voted - For
1i Elect Director Mark C. Trudeau Management For Voted - For
1j Elect Director Kneeland C. Youngblood Management For Voted - For
1k Elect Director Joseph A. Zaccagnino Management For Voted - For
2 Approve Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Authorize Share Repurchase up to 10 Percent of
Issued Share Capital Management For Voted - For
6 Determine Price Range for Reissuance of Treasury
Shares Management For Voted - For
MARATHON OIL CORPORATION
SECURITY ID: 565849106 TICKER: MRO
Meeting Date: 25-May-16 Meeting Type: Annual
1a Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1b Elect Director Gregory H. Boyce Management For Voted - For
1c Elect Director Chadwick C. Deaton Management For Voted - For
1d Elect Director Marcela E. Donadio Management For Voted - For
1e Elect Director Philip Lader Management For Voted - For
1f Elect Director Michael E. J. Phelps Management For Voted - For
1g Elect Director Dennis H. Reilley Management For Voted - For
1h Elect Director Lee M. Tillman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MATTEL, INC.
SECURITY ID: 577081102 TICKER: MAT
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Michael J. Dolan Management For Voted - For
1b Elect Director Trevor A. Edwards Management For Voted - For
1c Elect Director Frances D. Fergusson Management For Voted - For
1d Elect Director Ann Lewnes Management For Voted - For
1e Elect Director Dominic Ng Management For Voted - For
1f Elect Director Vasant M. Prabhu Management For Voted - For
1g Elect Director Dean A. Scarborough Management For Voted - For
1h Elect Director Christopher A. Sinclair Management For Voted - For
1i Elect Director Dirk Van de Put Management For Voted - For
1j Elect Director Kathy White Loyd Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
MAXIM INTEGRATED PRODUCTS, INC.
SECURITY ID: 57772K101 TICKER: MXIM
Meeting Date: 12-Nov-15 Meeting Type: Annual
1.1 Elect Director B. Kipling Hagopian Management For Voted - For
1.2 Elect Director Tunc Doluca Management For Voted - For
1.3 Elect Director James R. Bergman Management For Voted - For
1.4 Elect Director Joseph R. Bronson Management For Voted - For
1.5 Elect Director Robert E. Grady Management For Voted - For
1.6 Elect Director William D. Watkins Management For Voted - For
1.7 Elect Director A. R. Frank Wazzan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Eliminate Cumulative Voting Management For Voted - Against
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MCKESSON CORPORATION
SECURITY ID: 58155Q103 TICKER: MCK
Meeting Date: 29-Jul-15 Meeting Type: Annual
1a Elect Director Andy D. Bryant Management For Voted - For
1b Elect Director Wayne A. Budd Management For Voted - For
1c Elect Director N. Anthony Coles Management For Voted - For
1d Elect Director John H. Hammergren Management For Voted - For
1e Elect Director Alton F. Irby, III Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f Elect Director M. Christine Jacobs Management For Voted - For
1g Elect Director Donald R. Knauss Management For Voted - For
1h Elect Director Marie L. Knowles Management For Voted - For
1i Elect Director David M. Lawrence Management For Voted - For
1j Elect Director Edward A. Mueller Management For Voted - For
1k Elect Director Susan R. Salka Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Proxy Access Right Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
METLIFE, INC.
SECURITY ID: 59156R108 TICKER: MET
Meeting Date: 14-Jun-16 Meeting Type: Annual
1.1 Elect Director Cheryl W. Grise Management For Voted - For
1.2 Elect Director Carlos M. Gutierrez Management For Voted - For
1.3 Elect Director R. Glenn Hubbard Management For Voted - For
1.4 Elect Director Steven A. Kandarian Management For Voted - For
1.5 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.6 Elect Director Edward J. Kelly, III Management For Voted - For
1.7 Elect Director William E. Kennard Management For Voted - For
1.8 Elect Director James M. Kilts Management For Voted - For
1.9 Elect Director Catherine R. Kinney Management For Voted - For
1.10 Elect Director Denise M. Morrison Management For Voted - For
1.11 Elect Director Kenton J. Sicchitano Management For Voted - For
1.12 Elect Director Lulu C. Wang Management For Voted - For
2 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
MICRON TECHNOLOGY, INC.
SECURITY ID: 595112103 TICKER: MU
Meeting Date: 28-Jan-16 Meeting Type: Annual
1.1 Elect Director Robert L. Bailey Management For Voted - For
1.2 Elect Director Richard M. Beyer Management For Voted - For
1.3 Elect Director Patrick J. Byrne Management For Voted - For
1.4 Elect Director D. Mark Durcan Management For Voted - For
1.5 Elect Director Mercedes Johnson Management For Voted - For
1.6 Elect Director Lawrence N. Mondry Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Robert E. Switz Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Other Business Management For Voted - Against
NATIONAL OILWELL VARCO, INC.
SECURITY ID: 637071101 TICKER: NOV
Meeting Date: 18-May-16 Meeting Type: Annual
1A Elect Director Clay C. Williams Management For Voted - For
1B Elect Director Greg L. Armstrong Management For Voted - For
1C Elect Director Marcela E. Donadio Management For Voted - For
1D Elect Director Ben A. Guill Management For Voted - For
1E Elect Director James T. Hackett Management For Voted - For
1F Elect Director David D. Harrison Management For Voted - For
1G Elect Director Roger L. Jarvis Management For Voted - For
1H Elect Director Eric L. Mattson Management For Voted - For
1I Elect Director William R. Thomas Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
NETAPP, INC.
SECURITY ID: 64110D104 TICKER: NTAP
Meeting Date: 11-Sep-15 Meeting Type: Annual
1a Elect Director T. Michael Nevens Management For Voted - For
1b Elect Director Jeffry R. Allen Management For Voted - For
1c Elect Director Tor R. Braham Management For Voted - For
1d Elect Director Alan L. Earhart Management For Voted - For
1e Elect Director Gerald Held Management For Voted - For
1f Elect Director Kathryn M. Hill Management For Voted - For
1g Elect Director George Kurian Management For Voted - For
1h Elect Director George T. Shaheen Management For Voted - For
1i Elect Director Robert T. Wall Management For Voted - For
1j Elect Director Richard P. Wallace Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEWMONT MINING CORPORATION
SECURITY ID: 651639106 TICKER: NEM
Meeting Date: 20-Apr-16 Meeting Type: Annual
1.1 Elect Director Gregory H. Boyce Management For Voted - For
1.2 Elect Director Bruce R. Brook Management For Voted - For
1.3 Elect Director J. Kofi Bucknor Management For Voted - For
1.4 Elect Director Vincent A. Calarco Management For Voted - For
1.5 Elect Director Joseph A. Carrabba Management For Voted - For
1.6 Elect Director Noreen Doyle Management For Voted - For
1.7 Elect Director Gary J. Goldberg Management For Voted - For
1.8 Elect Director Veronica M. Hagen Management For Voted - For
1.9 Elect Director Jane Nelson Management For Voted - For
1.10 Elect Director Julio M. Quintana Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NIKE, INC.
SECURITY ID: 654106103 TICKER: NKE
Meeting Date: 17-Sep-15 Meeting Type: Annual
1.1 Elect Director Alan B. Graf, Jr. Management For Voted - For
1.2 Elect Director John C. Lechleiter Management For Voted - For
1.3 Elect Director Michelle A. Peluso Management For Voted - For
1.4 Elect Director Phyllis M. Wise Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
6 Report on Political Contributions Shareholder Against Voted - For
7 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
NORDSTROM, INC.
SECURITY ID: 655664100 TICKER: JWN
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Shellye L. Archambeau Management For Voted - For
1b Elect Director Tanya L. Domier Management For Voted - For
1c Elect Director Enrique Hernandez, Jr. Management For Voted - For
1d Elect Director Blake W. Nordstrom Management For Voted - For
1e Elect Director Erik B. Nordstrom Management For Voted - For
1f Elect Director Peter E. Nordstrom Management For Voted - For
1g Elect Director Philip G. Satre Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i Elect Director Gordon A. Smith Management For Voted - For
1j Elect Director Bradley D. Tilden Management For Voted - For
1k Elect Director B. Kevin Turner Management For Voted - For
1l Elect Director Robert D. Walter Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Executive Incentive Bonus Plan Management For Voted - For
NUCOR CORPORATION
SECURITY ID: 670346105 TICKER: NUE
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Elect Director John J. Ferriola Management For Voted - For
1.2 Elect Director Gregory J. Hayes Management For Voted - For
1.3 Elect Director Victoria F. Haynes Management For Voted - For
1.4 Elect Director Bernard L. Kasriel Management For Voted - For
1.5 Elect Director Christopher J. Kearney Management For Voted - For
1.6 Elect Director Laurette T. Koellner Management For Voted - For
1.7 Elect Director Raymond J. Milchovich Management For Voted - For
1.8 Elect Director John H. Walker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Quantitative Company-wide GHG Goals Shareholder Against Voted - For
NVIDIA CORPORATION
SECURITY ID: 67066G104 TICKER: NVDA
Meeting Date: 18-May-16 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director William J. Miller Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
OMNICOM GROUP INC.
SECURITY ID: 681919106 TICKER: OMC
Meeting Date: 24-May-16 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Bruce Crawford Management For Voted - For
1.3 Elect Director Alan R. Batkin Management For Voted - For
1.4 Elect Director Mary C. Choksi Management For Voted - For
1.5 Elect Director Robert Charles Clark Management For Voted - For
1.6 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.7 Elect Director Susan S. Denison Management For Voted - For
1.8 Elect Director Michael A. Henning Management For Voted - For
1.9 Elect Director Deborah J. Kissire Management For Voted - For
1.10 Elect Director John R. Murphy Management For Voted - For
1.11 Elect Director John R. Purcell Management For Voted - Withheld
1.12 Elect Director Linda Johnson Rice Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prepare Employment Diversity Report Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
PACCAR INC
SECURITY ID: 693718108 TICKER: PCAR
Meeting Date: 26-Apr-16 Meeting Type: Annual
1.1 Elect Director Dame Alison J. Carnwath Management For Voted - For
1.2 Elect Director Luiz Kaufmann Management For Voted - For
1.3 Elect Director John M. Pigott Management For Voted - For
1.4 Elect Director Gregory M. E. Spierkel Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Executive Incentive Bonus Plan Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
6 Adopt Proxy Access Right Shareholder Against Voted - For
PALL CORPORATION
SECURITY ID: 696429307 TICKER: PLL
Meeting Date: 28-Jul-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PATTERSON COMPANIES, INC.
SECURITY ID: 703395103 TICKER: PDCO
Meeting Date: 21-Sep-15 Meeting Type: Annual
1.1 Elect Director Scott P. Anderson Management For Voted - For
1.2 Elect Director John D. Buck Management For Voted - For
1.3 Elect Director Jody H. Feragen Management For Voted - For
1.4 Elect Director Sarena S. Lin Management For Voted - For
1.5 Elect Director Ellen A. Rudnick Management For Voted - For
1.6 Elect Director Neil A. Schrimsher Management For Voted - For
1.7 Elect Director Les C. Vinney Management For Voted - For
1.8 Elect Director James W. Wiltz Management For Voted - Withheld
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 04-May-16 Meeting Type: Annual
1a Elect Director Shona L. Brown Management For Voted - For
1b Elect Director George W. Buckley Management For Voted - For
1c Elect Director Cesar Conde Management For Voted - For
1d Elect Director Ian M. Cook Management For Voted - For
1e Elect Director Dina Dublon Management For Voted - For
1f Elect Director Rona A. Fairhead Management For Voted - For
1g Elect Director Richard W. Fisher Management For Voted - For
1h Elect Director William R. Johnson Management For Voted - For
1i Elect Director Indra K. Nooyi Management For Voted - For
1j Elect Director David C. Page Management For Voted - For
1k Elect Director Robert C. Pohlad Management For Voted - For
1l Elect Director Lloyd G. Trotter Management For Voted - For
1m Elect Director Daniel Vasella Management For Voted - For
1n Elect Director Alberto Weisser Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Establish a Board Committee on Sustainability Shareholder Against Voted - Against
6 Report on Plans to Minimize Pesticides' Impact on
Pollinators Shareholder Against Voted - Against
7 Adopt Holy Land Principles Shareholder Against Voted - Against
8 Adopt Quantitative Renewable Energy Goals Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRINCIPAL FINANCIAL GROUP, INC.
SECURITY ID: 74251V102 TICKER: PFG
Meeting Date: 17-May-16 Meeting Type: Annual
1.1 Elect Director Michael T. Dan Management For Voted - For
1.2 Elect Director C. Daniel Gelatt Management For Voted - For
1.3 Elect Director Sandra L. Helton Management For Voted - For
1.4 Elect Director Blair C. Pickerell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
SECURITY ID: 744320102 TICKER: PRU
Meeting Date: 10-May-16 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gilbert F. Casellas Management For Voted - For
1.3 Elect Director James G. Cullen Management For Voted - For
1.4 Elect Director Mark B. Grier Management For Voted - For
1.5 Elect Director Martina Hund-Mejean Management For Voted - For
1.6 Elect Director Karl J. Krapek Management For Voted - For
1.7 Elect Director Peter R. Lighte Management For Voted - For
1.8 Elect Director George Paz Management For Voted - For
1.9 Elect Director Sandra Pianalto Management For Voted - For
1.10 Elect Director Christine A. Poon Management For Voted - For
1.11 Elect Director Douglas A. Scovanner Management For Voted - For
1.12 Elect Director John R. Strangfeld Management For Voted - For
1.13 Elect Director Michael A. Todma Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
QORVO, INC.
SECURITY ID: 74736K101 TICKER: QRVO
Meeting Date: 10-Aug-15 Meeting Type: Annual
1.1 Elect Director Ralph G. Quinsey Management For Voted - For
1.2 Elect Director Robert A. Bruggeworth Management For Voted - For
1.3 Elect Director Daniel A. DiLeo Management For Voted - For
1.4 Elect Director Jeffery R. Gardner Management For Voted - For
1.5 Elect Director Charles Scott Gibson Management For Voted - For
1.6 Elect Director John R. Harding Management For Voted - For
1.7 Elect Director David H.Y. Ho Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Elect Director Roderick D. Nelson Management For Voted - For
1.9 Elect Director Walden C. Rhines Management For Voted - For
1.10 Elect Director Walter H. Wilkinson, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify KPMG LLP as Auditors Management For Voted - For
QUEST DIAGNOSTICS INCORPORATED
SECURITY ID: 74834L100 TICKER: DGX
Meeting Date: 18-May-16 Meeting Type: Annual
1.1 Elect Director Jenne K. Britell Management For Voted - For
1.2 Elect Director Vicky B. Gregg Management For Voted - For
1.3 Elect Director Jeffrey M. Leiden Management For Voted - For
1.4 Elect Director Timothy L. Main Management For Voted - For
1.5 Elect Director Gary M. Pfeiffer Management For Voted - For
1.6 Elect Director Timothy M. Ring Management For Voted - For
1.7 Elect Director Stephen H. Rusckowski Management For Voted - For
1.8 Elect Director Daniel C. Stanzione Management For Voted - For
1.9 Elect Director Gail R. Wilensky Management For Voted - For
1.10 Elect Director John B. Ziegler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
RALPH LAUREN CORPORATION
SECURITY ID: 751212101 TICKER: RL
Meeting Date: 06-Aug-15 Meeting Type: Annual
1.1 Elect Director Frank A. Bennack, Jr. Management For Voted - For
1.2 Elect Director Joel L. Fleishman Management For Voted - For
1.3 Elect Director Hubert Joly Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
REGIONS FINANCIAL CORPORATION
SECURITY ID: 7591EP100 TICKER: RF
Meeting Date: 21-Apr-16 Meeting Type: Annual
1a Elect Director Carolyn H. Byrd Management For Voted - For
1b Elect Director David J. Cooper, Sr. Management For Voted - For
1c Elect Director Don DeFosset Management For Voted - For
1d Elect Director Eric C. Fast Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director O. B. Grayson Hall, Jr. Management For Voted - For
1f Elect Director John D. Johns Management For Voted - For
1g Elect Director Ruth Ann Marshall Management For Voted - For
1h Elect Director Susan W. Matlock Management For Voted - For
1i Elect Director John E. Maupin, Jr. Management For Voted - For
1j Elect Director Charles D. McCrary Management For Voted - For
1k Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCHLUMBERGER LIMITED
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 06-Apr-16 Meeting Type: Annual
1a Elect Director Peter L.S. Currie Management For Voted - For
1b Elect Director V. Maureen Kempston Darkes Management For Voted - For
1c Elect Director Paal Kibsgaard Management For Voted - For
1d Elect Director Nikolay Kudryavtsev Management For Voted - For
1e Elect Director Michael E. Marks Management For Voted - For
1f Elect Director Indra K. Nooyi Management For Voted - For
1g Elect Director Lubna S. Olayan Management For Voted - For
1h Elect Director Leo Rafael Reif Management For Voted - For
1i Elect Director Tore I. Sandvold Management For Voted - For
1j Elect Director Henri Seydoux Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Amend Articles Management For Voted - For
6 Fix Number of Directors at Twelve Management For Voted - For
7 Amend 2010 Omnibus Stock Incentive Plan Management For Voted - For
SYMANTEC CORPORATION
SECURITY ID: 871503108 TICKER: SYMC
Meeting Date: 03-Nov-15 Meeting Type: Annual
1a Elect Director Michael A. Brown Management For Voted - For
1b Elect Director Frank E. Dangeard Management For Voted - For
1c Elect Director Geraldine B. Laybourne Management For Voted - For
1d Elect Director David L. Mahoney Management For Voted - For
1e Elect Director Robert S. Miller Management For Voted - For
1f Elect Director Anita M. Sands Management For Voted - For
1g Elect Director Daniel H. Schulman Management For Voted - For
1h Elect Director V. Paul Unruh Management For Voted - For
1i Elect Director Suzanne M. Vautrinot Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Establish Public Policy Board Committee Shareholder Against Voted - Against
SYNCHRONY FINANCIAL
SECURITY ID: 87165B103 TICKER: SYF
Meeting Date: 19-May-16 Meeting Type: Annual
1a Elect Director Margaret M. Keane Management For Voted - For
1b Elect Director Paget L. Alves Management For Voted - For
1c Elect Director Arthur W. Coviello, Jr. Management For Voted - For
1d Elect Director William W. Graylin Management For Voted - For
1e Elect Director Roy A. Guthrie Management For Voted - For
1f Elect Director Richard C. Hartnack Management For Voted - For
1g Elect Director Jeffrey G. Naylor Management For Voted - For
1h Elect Director Laurel J. Richie Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
TARGET CORPORATION
SECURITY ID: 87612E106 TICKER: TGT
Meeting Date: 08-Jun-16 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director Brian C. Cornell Management For Voted - For
1d Elect Director Calvin Darden Management For Voted - For
1e Elect Director Henrique De Castro Management For Voted - For
1f Elect Director Robert L. Edwards Management For Voted - For
1g Elect Director Melanie L. Healey Management For Voted - For
1h Elect Director Donald R. Knauss Management For Voted - For
1i Elect Director Monica C. Lozano Management For Voted - For
1j Elect Director Mary E. Minnick Management For Voted - For
1k Elect Director Anne M. Mulcahy Management For Voted - For
1l Elect Director Derica W. Rice Management For Voted - For
1m Elect Director Kenneth L. Salazar Management For Voted - For
1n Elect Director John G. Stumpf Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Guidelines for Country Selection Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE ALLSTATE CORPORATION
SECURITY ID: 020002101 TICKER: ALL
Meeting Date: 24-May-16 Meeting Type: Annual
1a Elect Director Kermit R. Crawford Management For Voted - For
1b Elect Director Michael L. Eskew Management For Voted - For
1c Elect Director Herbert L. Henkel Management For Voted - For
1d Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1e Elect Director Jacques P. Perold Management For Voted - For
1f Elect Director Andrea Redmond Management For Voted - For
1g Elect Director John W. Rowe Management For Voted - For
1h Elect Director Judith A. Sprieser Management For Voted - For
1i Elect Director Mary Alice Taylor Management For Voted - For
1j Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - Against
THE BOEING COMPANY
SECURITY ID: 097023105 TICKER: BA
Meeting Date: 02-May-16 Meeting Type: Annual
1a Elect Director David L. Calhoun Management For Voted - For
1b Elect Director Arthur D. Collins, Jr. Management For Voted - For
1c Elect Director Kenneth M. Duberstein Management For Voted - For
1d Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1e Elect Director Lynn J. Good Management For Voted - For
1f Elect Director Lawrence W. Kellner Management For Voted - For
1g Elect Director Edward M. Liddy Management For Voted - For
1h Elect Director Dennis A. Muilenburg Management For Voted - For
1i Elect Director Susan C. Schwab Management For Voted - For
1j Elect Director Randall L. Stephenson Management For Voted - For
1k Elect Director Ronald A. Williams Management For Voted - For
1l Elect Director Mike S. Zafirovski Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
7 Report on Weapon Sales to Israel Shareholder Against Voted - Against
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE DOW CHEMICAL COMPANY
SECURITY ID: 260543103 TICKER: DOW
Meeting Date: 12-May-16 Meeting Type: Annual
1a Elect Director Ajay Banga Management For Voted - For
1b Elect Director Jacqueline K. Barton Management For Voted - For
1c Elect Director James A. Bell Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Jeff M. Fettig Management For Voted - For
1f Elect Director Andrew N. Liveris Management For Voted - For
1g Elect Director Mark Loughridge Management For Voted - For
1h Elect Director Raymond J. Milchovich Management For Voted - For
1i Elect Director Robert S. Miller Management For Voted - For
1j Elect Director Paul Polman Management For Voted - For
1k Elect Director Dennis H. Reilley Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
1m Elect Director Ruth G. Shaw Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Proxy Access Shareholder Against Voted - For
THE GAP, INC.
SECURITY ID: 364760108 TICKER: GPS
Meeting Date: 17-May-16 Meeting Type: Annual
1a Elect Director Domenico De Sole Management For Voted - For
1b Elect Director Robert J. Fisher Management For Voted - Against
1c Elect Director William S. Fisher Management For Voted - For
1d Elect Director Tracy Gardner Management For Voted - For
1e Elect Director Isabella D. Goren Management For Voted - For
1f Elect Director Bob L. Martin Management For Voted - For
1g Elect Director Jorge P. Montoya Management For Voted - For
1h Elect Director Arthur Peck Management For Voted - For
1i Elect Director Mayo A. Shattuck, III Management For Voted - For
1j Elect Director Katherine Tsang Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
THE GOLDMAN SACHS GROUP, INC.
SECURITY ID: 38141G104 TICKER: GS
Meeting Date: 20-May-16 Meeting Type: Annual
1a Elect Director Lloyd C. Blankfein Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b Elect Director M. Michele Burns Management For Voted - For
1c Elect Director Gary D. Cohn Management For Voted - For
1d Elect Director Mark Flaherty Management For Voted - For
1e Elect Director William W. George Management For Voted - For
1f Elect Director James A. Johnson Management For Voted - For
1g Elect Director Lakshmi N. Mittal Management For Voted - Against
1h Elect Director Adebayo O. Ogunlesi Management For Voted - For
1i Elect Director Peter Oppenheimer Management For Voted - For
1j Elect Director Debora L. Spar Management For Voted - For
1k Elect Director Mark E. Tucker Management For Voted - For
1l Elect Director David A. Viniar Management For Voted - For
1m Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Prohibit Accelerated Vesting of Awards to Pursue
Government Service Shareholder Against Voted - Against
5 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
6 Require Independent Board Chairman Shareholder Against Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 416515104 TICKER: HIG
Meeting Date: 18-May-16 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Trevor Fetter Management For Voted - For
1c Elect Director Kathryn A. Mikells Management For Voted - For
1d Elect Director Michael G. Morris Management For Voted - For
1e Elect Director Thomas A. Renyi Management For Voted - For
1f Elect Director Julie G. Richardson Management For Voted - For
1g Elect Director Teresa W. Roseborough Management For Voted - For
1h Elect Director Virginia P. Ruesterholz Management For Voted - For
1i Elect Director Charles B. Strauss Management For Voted - For
1j Elect Director Christopher J. Swift Management For Voted - For
1k Elect Director H. Patrick Swygert Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
THE J. M. SMUCKER COMPANY
SECURITY ID: 832696405 TICKER: SJM
Meeting Date: 12-Aug-15 Meeting Type: Annual
1a Elect Director Vincent C. Byrd Management For Voted - For
1b Elect Director Paul J. Dolan Management For Voted - For
1c Elect Director Nancy Lopez Knight Management For Voted - For
1d Elect Director Elizabeth Valk Long Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1e Elect Director Gary A. Oatey Management For Voted - For
1f Elect Director Sandra Pianalto Management For Voted - For
1g Elect Director Alex Shumate Management For Voted - For
1h Elect Director Mark T. Smucker Management For Voted - For
1i Elect Director Timothy P. Smucker Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Plans to Increase Renewable Energy Use Shareholder Against Voted - For
THE KROGER CO.
SECURITY ID: 501044101 TICKER: KR
Meeting Date: 23-Jun-16 Meeting Type: Annual
1a Elect Director Nora A. Aufreiter Management For Voted - For
1b Elect Director Robert D. Beyer Management For Voted - For
1c Elect Director Anne Gates Management For Voted - For
1d Elect Director Susan J. Kropf Management For Voted - For
1e Elect Director W. Rodney McMullen Management For Voted - For
1f Elect Director Jorge P. Montoya Management For Voted - For
1g Elect Director Clyde R. Moore Management For Voted - For
1h Elect Director Susan M. Phillips Management For Voted - For
1i Elect Director James A. Runde Management For Voted - For
1j Elect Director Ronald L. Sargent Management For Voted - For
1k Elect Director Bobby S. Shackouls Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - For
5 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
6 Assess Feasibility and Benefits of Adopting
Quantitative Renewable Energy Goals Shareholder Against Voted - For
7 Adopt a Payout Policy Giving Preference to Share
Buybacks Over Dividends Shareholder Against Voted - Against
THE MOSAIC COMPANY
SECURITY ID: 61945C103 TICKER: MOS
Meeting Date: 19-May-16 Meeting Type: Annual
1 Provide Directors May Be Removed With or Without
Cause Management For Voted - For
2 Eliminate Class of Common Stock Management For Voted - For
3a Elect Director Nancy E. Cooper Management For Voted - For
3b Elect Director Gregory L. Ebel Management For Voted - For
3c Elect Director Timothy S. Gitzel Management For Voted - For
3d Elect Director Denise C. Johnson Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3e Elect Director Emery N. Koenig Management For Voted - For
3f Elect Director Robert L. Lumpkins Management For Voted - For
3g Elect Director William T. Monahan Management For Voted - For
3h Elect Director James ('Joc') C. O'Rourke Management For Voted - For
3i Elect Director James L. Popowich Management For Voted - For
3j Elect Director David T. Seaton Management For Voted - For
3k Elect Director Steven M. Seibert Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Other Business Management For Voted - Against
THE PROGRESSIVE CORPORATION
SECURITY ID: 743315103 TICKER: PGR
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Elect Director Stuart B. Burgdoerfer Management For Voted - For
1.2 Elect Director Charles A. Davis Management For Voted - For
1.3 Elect Director Roger N. Farah Management For Voted - For
1.4 Elect Director Lawton W. Fitt Management For Voted - For
1.5 Elect Director Jeffrey D. Kelly Management For Voted - For
1.6 Elect Director Patrick H. Nettles Management For Voted - For
1.7 Elect Director Glenn M. Renwick Management For Voted - For
1.8 Elect Director Bradley T. Sheares Management For Voted - For
1.9 Elect Director Barbara R. Snyder Management For Voted - For
2 Eliminate Supermajority Vote Requirement Management For Voted - For
3 Remove Supermajority Vote Requirement Applicable to
Preferred Stock Management For Voted - For
4 Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
THE WESTERN UNION COMPANY
SECURITY ID: 959802109 TICKER: WU
Meeting Date: 12-May-16 Meeting Type: Annual
1a Elect Director Martin I. Cole Management For Voted - For
1b Elect Director Hikmet Ersek Management For Voted - For
1c Elect Director Richard A. Goodman Management For Voted - For
1d Elect Director Jack M. Greenberg Management For Voted - For
1e Elect Director Betsy D. Holden Management For Voted - For
1f Elect Director Jeffrey A. Joerres Management For Voted - For
1g Elect Director Roberto G. Mendoza Management For Voted - For
1h Elect Director Michael A. Miles, Jr. Management For Voted - For
1i Elect Director Robert W. Selander Management For Voted - For
1j Elect Director Frances Fragos Townsend Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Amend Bylaws to Establish a Board Committee on
Human Rights Shareholder Against Voted - Against
TIME WARNER CABLE INC.
SECURITY ID: 88732J207 TICKER: TWC
Meeting Date: 01-Jul-15 Meeting Type: Annual
1a Elect Director Carole Black Management For Voted - Against
1b Elect Director Thomas H. Castro Management For Voted - For
1c Elect Director David C. Chang Management For Voted - For
1d Elect Director James E. Copeland, Jr. Management For Voted - For
1e Elect Director Peter R. Haje Management For Voted - Against
1f Elect Director Donna A. James Management For Voted - For
1g Elect Director Don Logan Management For Voted - For
1h Elect Director Robert D. Marcus Management For Voted - For
1i Elect Director N.J. Nicholas, Jr. Management For Voted - Against
1j Elect Director Wayne H. Pace Management For Voted - For
1k Elect Director Edward D. Shirley Management For Voted - Against
1l Elect Director John E. Sununu Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
Meeting Date: 21-Sep-15 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
T-MOBILE US, INC.
SECURITY ID: 872590104 TICKER: TMUS
Meeting Date: 16-Jun-16 Meeting Type: Annual
1.1 Elect Director W. Michael Barnes Management For Voted - For
1.2 Elect Director Thomas Dannenfeldt Management For Voted - Withheld
1.3 Elect Director Srikant M. Datar Management For Voted - For
1.4 Elect Director Lawrence H. Guffey Management For Voted - For
1.5 Elect Director Timotheus Hottges Management For Voted - Withheld
1.6 Elect Director Bruno Jacobfeuerborn Management For Voted - Withheld
1.7 Elect Director Raphael Kubler Management For Voted - Withheld
1.8 Elect Director Thorsten Langheim Management For Voted - Withheld
1.9 Elect Director John J. Legere Management For Voted - Withheld
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.10 Elect Director Teresa A. Taylor Management For Voted - For
1.11 Elect Director Kelvin R. Westbrook Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Proxy Access Shareholder Against Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
5 Amend Clawback Policy Shareholder Against Voted - For
TYSON FOODS, INC.
SECURITY ID: 902494103 TICKER: TSN
Meeting Date: 05-Feb-16 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1c Elect Director Mike Beebe Management For Voted - For
1d Elect Director Mikel A. Durham Management For Voted - For
1e Elect Director Kevin M. McNamara Management For Voted - For
1f Elect Director Brad T. Sauer Management For Voted - For
1g Elect Director Donnie Smith Management For Voted - For
1h Elect Director Robert Thurber Management For Voted - For
1i Elect Director Barbara A. Tyson Management For Voted - Against
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on the Risks Associated with Use of
Gestation Crates in Supply Chain Shareholder Against Voted - For
5 Implement a Water Quality Stewardship Policy Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
7 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
8 Report on Working Conditions Shareholder Against Voted - Against
9 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNIVERSAL HEALTH SERVICES, INC.
SECURITY ID: 913903100 TICKER: UHS
Meeting Date: 18-May-16 Meeting Type: Annual
1 Elect Director Robert H. Hotz Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Proxy Access Shareholder Against Voted - For
UNUM GROUP
SECURITY ID: 91529Y106 TICKER: UNM
Meeting Date: 26-May-16 Meeting Type: Annual
1.1 Elect Director Theodore H. Bunting, Jr. Management For Voted - For
1.2 Elect Director E. Michael Caulfield Management For Voted - For
1.3 Elect Director Joseph J. Echevarria Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Elect Director Cynthia L. Egan Management For Voted - For
1.5 Elect Director Pamela H. Godwin Management For Voted - For
1.6 Elect Director Kevin T. Kabat Management For Voted - For
1.7 Elect Director Timothy F. Keaney Management For Voted - For
1.8 Elect Director Gloria C. Larson Management For Voted - For
1.9 Elect Director Richard P. McKenney Management For Voted - For
1.10 Elect Director Edward J. Muhl Management For Voted - For
1.11 Elect Director Ronald P. O'Hanley Management For Voted - For
1.12 Elect Director Francis J. Shammo Management For Voted - For
1.13 Elect Director Thomas R. Watjen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
VALERO ENERGY CORPORATION
SECURITY ID: 91913Y100 TICKER: VLO
Meeting Date: 12-May-16 Meeting Type: Annual
1a Elect Director Joseph W. Gorder Management For Voted - For
1b Elect Director Deborah P. Majoras Management For Voted - For
1c Elect Director Donald L. Nickles Management For Voted - For
1d Elect Director Philip J. Pfeiffer Management For Voted - For
1e Elect Director Robert A. Profusek Management For Voted - For
1f Elect Director Susan Kaufman Purcell Management For Voted - For
1g Elect Director Stephen M. Waters Management For Voted - For
1h Elect Director Randall J. Weisenburger Management For Voted - For
1i Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Certificate of Incorporation to provide for
removal of directors without cause Management For Voted - For
5 Amend Omnibus Stock Plan Management For Voted - For
VEREIT, INC.
SECURITY ID: 92339V100 TICKER: VER
Meeting Date: 04-May-16 Meeting Type: Annual
1a Elect Director Glenn J. Rufrano Management For Voted - For
1b Elect Director Hugh R. Frater Management For Voted - For
1c Elect Director Bruce D. Frank Management For Voted - For
1d Elect Director David B. Henry Management For Voted - For
1e Elect Director Mark S. Ordan Management For Voted - For
1f Elect Director Eugene A. Pinover Management For Voted - For
1g Elect Director Julie G. Richardson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VERIZON COMMUNICATIONS INC.
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 05-May-16 Meeting Type: Annual
1.1 Elect Director Shellye L. Archambeau Management For Voted - For
1.2 Elect Director Mark T. Bertolini Management For Voted - For
1.3 Elect Director Richard L. Carrion Management For Voted - For
1.4 Elect Director Melanie L. Healey Management For Voted - For
1.5 Elect Director M. Frances Keeth Management For Voted - For
1.6 Elect Director Karl-Ludwig Kley Management For Voted - For
1.7 Elect Director Lowell C. McAdam Management For Voted - For
1.8 Elect Director Donald T. Nicolaisen Management For Voted - For
1.9 Elect Director Clarence Otis, Jr. Management For Voted - For
1.10 Elect Director Rodney E. Slater Management For Voted - For
1.11 Elect Director Kathryn A. Tesija Management For Voted - For
1.12 Elect Director Gregory D. Wasson Management For Voted - For
1.13 Elect Director Gregory G. Weaver Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Quantitative Renewable Energy Goals Shareholder Against Voted - Against
5 Report on Indirect Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
8 Submit Severance Agreement (Change-in-Control) to
Shareholder Vote Shareholder Against Voted - For
9 Stock Retention/Holding Period Shareholder Against Voted - Against
VOYA FINANCIAL, INC.
SECURITY ID: 929089100 TICKER: VOYA
Meeting Date: 26-May-16 Meeting Type: Annual
1a Elect Director Lynne Biggar Management For Voted - For
1b Elect Director Jane P. Chwick Management For Voted - For
1c Elect Director Ruth Ann M. Gillis Management For Voted - For
1d Elect Director J. Barry Griswell Management For Voted - For
1e Elect Director Frederick S. Hubbell Management For Voted - For
1f Elect Director Rodney O. Martin, Jr. Management For Voted - For
1g Elect Director Byron H. Pollitt, Jr. Management For Voted - For
1h Elect Director Joseph V. Tripodi Management For Voted - For
1i Elect Director Deborah C. Wright Management For Voted - For
1j Elect Director David Zwiener Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
6 Report on Corporate Values and Policies on
Investments in Companies Tied to Genocide Shareholder Against Voted - Against
WAL-MART STORES, INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 03-Jun-16 Meeting Type: Annual
1a Elect Director James I. Cash, Jr. Management For Voted - For
1b Elect Director Pamela J. Craig Management For Voted - For
1c Elect Director Timothy P. Flynn Management For Voted - For
1d Elect Director Thomas W. Horton Management For Voted - For
1e Elect Director Marissa A. Mayer Management For Voted - For
1f Elect Director C. Douglas McMillon Management For Voted - For
1g Elect Director Gregory B. Penner Management For Voted - For
1h Elect Director Steven S. Reinemund Management For Voted - For
1i Elect Director Kevin Y. Systrom Management For Voted - For
1j Elect Director S. Robson Walton Management For Voted - For
1k Elect Director Steuart L. Walton Management For Voted - For
1l Elect Director Linda S. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Report on Incentive Compensation Plans Shareholder Against Voted - For
7 Report on Guidelines for Country Selection Shareholder Against Voted - Against
WASTE MANAGEMENT, INC.
SECURITY ID: 94106L109 TICKER: WM
Meeting Date: 12-May-16 Meeting Type: Annual
1a Elect Director Bradbury H. Anderson Management For Voted - For
1b Elect Director Frank M. Clark, Jr. Management For Voted - For
1c Elect Director Andres R. Gluski Management For Voted - For
1d Elect Director Patrick W. Gross Management For Voted - For
1e Elect Director Victoria M. Holt Management For Voted - For
1f Elect Director Kathleen M. Mazzarella Management For Voted - For
1g Elect Director John C. Pope Management For Voted - For
1h Elect Director W. Robert Reum Management For Voted - For
1i Elect Director David P. Steiner Management For Voted - For
1j Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 04-Nov-15 Meeting Type: Annual
1a Elect Director Martin I. Cole Management For Voted - For
1b Elect Director Kathleen A. Cote Management For Voted - For
1c Elect Director Henry T. DeNero Management For Voted - For
1d Elect Director Michael D. Lambert Management For Voted - For
1e Elect Director Len J. Lauer Management For Voted - For
1f Elect Director Matthew E. Massengill Management For Voted - For
1g Elect Director Stephen D. Milligan Management For Voted - For
1h Elect Director Paula A. Price Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
Meeting Date: 15-Mar-16 Meeting Type: Special
1 Issue Shares in Connection with Merger Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
WESTLAKE CHEMICAL CORPORATION
SECURITY ID: 960413102 TICKER: WLK
Meeting Date: 10-May-16 Meeting Type: Annual
1.1 Elect Director Robert T. Blakely Management For Voted - For
1.2 Elect Director Albert Chao Management For Voted - Withheld
1.3 Elect Director Michael J. Graff Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
WESTROCK COMPANY
SECURITY ID: 96145D105 TICKER: WRK
Meeting Date: 02-Feb-16 Meeting Type: Annual
1a Elect Director Timothy J. Bernlohr Management For Voted - For
1b Elect Director J. Powell Brown Management For Voted - For
1c Elect Director Michael E. Campbell Management For Voted - For
1d Elect Director Terrell K. Crews Management For Voted - For
1e Elect Director Russell M. Currey Management For Voted - For
1f Elect Director G. Stephen Felker Management For Voted - For
1g Elect Director Lawrence L. Gellerstedt III Management For Voted - For
1h Elect Director John A. Luke, Jr. Management For Voted - For
1i Elect Director Gracia C. Martore Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j Elect Director James E. Nevels Management For Voted - For
1k Elect Director Timothy H. Powers Management For Voted - For
1l Elect Director Steven C. Voorhees Management For Voted - For
1m Elect Director Bettina M. Whyte Management For Voted - For
1n Elect Director Alan D. Wilson Management For Voted - For
2 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
WEYERHAEUSER COMPANY
SECURITY ID: 962166104 TICKER: WY
Meeting Date: 12-Feb-16 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
2 Adjourn Meeting Management For Voted - For
WHIRLPOOL CORPORATION
SECURITY ID: 963320106 TICKER: WHR
Meeting Date: 19-Apr-16 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Marc R. Bitzer Management For Voted - For
1c Elect Director Gary T. DiCamillo Management For Voted - For
1d Elect Director Diane M. Dietz Management For Voted - For
1e Elect Director Gerri T. Elliott Management For Voted - For
1f Elect Director Jeff M. Fettig Management For Voted - For
1g Elect Director Michael F. Johnston Management For Voted - For
1h Elect Director John D. Liu Management For Voted - For
1i Elect Director Harish Manwani Management For Voted - For
1j Elect Director William D. Perez Management For Voted - For
1k Elect Director Michael D. White Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
WHOLE FOODS MARKET, INC.
SECURITY ID: 966837106 TICKER: WFM
Meeting Date: 15-Sep-15 Meeting Type: Annual
1.1 Elect Director John Elstrott Management For Voted - For
1.2 Elect Director Shahid 'Hass' Hassan Management For Voted - For
1.3 Elect Director Stephanie Kugelman Management For Voted - For
1.4 Elect Director John Mackey Management For Voted - For
1.5 Elect Director Walter Robb Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director Jonathan Seiffer Management For Voted - For
1.7 Elect Director Morris 'Mo' Siegel Management For Voted - For
1.8 Elect Director Jonathan Sokoloff Management For Voted - For
1.9 Elect Director Ralph Sorenson Management For Voted - For
1.10 Elect Director Gabrielle Sulzberger Management For Voted - For
1.11 Elect Director William 'Kip' Tindell, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young as Auditors Management For Voted - For
4 Increase Authorized Common Stock Management For Voted - For
5 Limit Accelerated Vesting of Awards Shareholder Against Voted - For
Meeting Date: 09-Mar-16 Meeting Type: Annual
1.1 Elect Director John Elstrott Management For Voted - For
1.2 Elect Director Shahid (Hass) Hassan Management For Voted - For
1.3 Elect Director Stephanie Kugelman Management For Voted - For
1.4 Elect Director John Mackey Management For Voted - For
1.5 Elect Director Walter Robb Management For Voted - For
1.6 Elect Director Jonathan Seiffer Management For Voted - For
1.7 Elect Director Morris (Mo) Siegel Management For Voted - For
1.8 Elect Director Jonathan Sokoloff Management For Voted - For
1.9 Elect Director Ralph Sorenson Management For Voted - For
1.10 Elect Director Gabrielle Sulzberger Management For Voted - For
1.11 Elect Director William (Kip) Tindell, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
6 Pro-rata Vesting of Equity Plan Shareholder Against Voted - For
7 Report on Food Waste Management Shareholder Against Voted - For
XEROX CORPORATION
SECURITY ID: 984121103 TICKER: XRX
Meeting Date: 20-May-16 Meeting Type: Annual
1.1 Elect Director Ursula M. Burns Management For Voted - For
1.2 Elect Director Richard J. Harrington Management For Voted - For
1.3 Elect Director William Curt Hunter Management For Voted - For
1.4 Elect Director Robert J. Keegan Management For Voted - For
1.5 Elect Director Charles Prince Management For Voted - For
1.6 Elect Director Ann N. Reese Management For Voted - For
1.7 Elect Director Stephen H. Rusckowski Management For Voted - For
1.8 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
WEATHERSTORM FORENSIC ACCOUNTING LONG-SHORT ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - For
XILINX, INC.
SECURITY ID: 983919101 TICKER: XLNX
Meeting Date: 12-Aug-15 Meeting Type: Annual
1.1 Elect Director Philip T. Gianos Management For Voted - For
1.2 Elect Director Moshe N. Gavrielov Management For Voted - For
1.3 Elect Director William G. Howard, Jr. Management For Voted - For
1.4 Elect Director J. Michael Patterson Management For Voted - For
1.5 Elect Director Albert A. Pimentel Management For Voted - For
1.6 Elect Director Marshall C. Turner Management For Voted - For
1.7 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ABERDEEN ASIA-PACIFIC INCOME FUND, INC.
SECURITY ID: 003009107 TICKER: FAX
Meeting Date: 24-Mar-16 Meeting Type: Annual
1.1 Elect Director John T. Sheehy Management For Voted - For
1.2 Elect Director Neville J. Miles Management For Voted - For
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC.
SECURITY ID: 01879R106 TICKER: AWF
Meeting Date: 31-Mar-16 Meeting Type: Annual
1.1 Elect Director Michael J. Downey Management For Voted - For
1.2 Elect Director Nancy P. Jacklin Management For Voted - For
1.3 Elect Director Robert M. Keith Management For Voted - For
ALLIANZGI CONVERTIBLE & INCOME FUND
SECURITY ID: 018828103 TICKER: NCV
Meeting Date: 30-Jun-16 Meeting Type: Annual
A1 Elect Director Hans W. Kertess Management For Voted - For
A2 Elect Director William B. Ogden, IV Management For Voted - For
A3 Elect Director Barbara R. Claussen Management For Voted - For
A4 Elect Director A. Douglas Eu Management For Voted - For
ALPINE GLOBAL PREMIER PROPERTIES FUND
SECURITY ID: 02083A103 TICKER: AWP
Meeting Date: 17-May-16 Meeting Type: Annual
1a Elect Director James A. Jacobson Management For Voted - For
1b Elect Director H. Guy Leibler Management For Voted - For
2 Other Business Management For Voted - Against
ALPINE TOTAL DYNAMIC DIVIDEND FUND
SECURITY ID: 021060207 TICKER: AOD
Meeting Date: 17-May-16 Meeting Type: Annual
1a Elect Director James A. Jacobson Management For Voted - For
1b Elect Director H. Guy Leibler Management For Voted - For
2 Other Business Management For Voted - Against
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK CORPORATE HIGH YIELD FUND, INC.
SECURITY ID: 09255P107 TICKER: HYT
Meeting Date: 29-Jul-15 Meeting Type: Annual
1.1 Elect Director Michael J. Castellano Management For Voted - For
1.2 Elect Director Richard E. Cavanagh Management For Voted - For
1.3 Elect Director Frank J. Fabozzi Management For Voted - For
1.4 Elect Director Kathleen F. Feldstein Management For Voted - For
1.5 Elect Director James T. Flynn Management For Voted - For
1.6 Elect Director Jerrold B. Harris Management For Voted - For
1.7 Elect Director R. Glenn Hubbard Management For Voted - For
1.8 Elect Director W. Carl Kester Management For Voted - For
1.9 Elect Director Barbara G. Novick Management For Voted - For
1.10 Elect Director John M. Perlowski Management For Voted - For
1.11 Elect Director Karen P. Robards Management For Voted - For
BLACKROCK INTERNATIONAL GROWTH AND INCOME TRUST
SECURITY ID: 092524107 TICKER: BGY
Meeting Date: 29-Jul-15 Meeting Type: Annual
1.1 Elect Director Frank J. Fabozzi Management For Voted - For
1.2 Elect Director James T. Flynn Management For Voted - For
1.3 Elect Director Barbara G. Novick Management For Voted - For
1.4 Elect Director John M. Perlowski Management For Voted - For
1.5 Elect Director Karen P. Robards Management For Voted - For
BLACKROCK MULTI-SECTOR INCOME TRUST
SECURITY ID: 09258A107 TICKER: BIT
Meeting Date: 29-Jul-15 Meeting Type: Annual
1.1 Elect Director Frank J. Fabozzi Management For Voted - For
1.2 Elect Director James T. Flynn Management For Voted - For
1.3 Elect Director Barbara G. Novick Management For Voted - For
1.4 Elect Director John M. Perlowski Management For Voted - For
1.5 Elect Director Karen P. Robards Management For Voted - For
BLACKSTONE / GSO STRATEGIC CREDIT FUND
SECURITY ID: 09257R101 TICKER: BGB
Meeting Date: 20-Apr-16 Meeting Type: Annual
1.1 Elect Director Michael Holland Management For Voted - For
1.2 Elect Director Daniel H. Smith, Jr. Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CALAMOS GLOBAL DYNAMIC INCOME FUND
SECURITY ID: 12811L107 TICKER: CHW
Meeting Date: 16-Jul-15 Meeting Type: Annual
1.1 Elect Director Virginia G. Breen Management For Voted - For
1.2 Elect Director Theresa A. Hamacher Management For Voted - For
1.3 Elect Director John E. Neal Management For Voted - For
1.4 Elect Director David D. Tripple Management For Voted - For
Meeting Date: 30-Jun-16 Meeting Type: Annual
1.1 Elect Director Virginia G. Breen Management For Voted - For
1.2 Elect Director Theresa A. Hamacher Management For Voted - For
1.3 Elect Director Stephen B. Timbers Management For Voted - For
CLOUGH GLOBAL OPPORTUNITIES FUND
SECURITY ID: 18914E106 TICKER: GLO
Meeting Date: 28-Jul-15 Meeting Type: Annual
1.1 Elect Director Edmund J. Burke Management For Voted - For
1.2 Elect Director John F. Mee Management For Voted - For
DOUBLELINE INCOME SOLUTIONS FUND
SECURITY ID: 258622109 TICKER: DSL
Meeting Date: 26-Feb-16 Meeting Type: Annual
1 Elect Director Joseph J. Ciprari Management For Voted - For
EATON VANCE LIMITED DURATION INCOME FUND
SECURITY ID: 27828H105 TICKER: EVV
Meeting Date: 21-Jan-16 Meeting Type: Annual
1.1 Elect Director Scott E. Eston Management For Voted - For
1.2 Elect Director Cynthia E. Frost Management For Voted - For
1.3 Elect Director Valerie A. Mosley Management For Voted - For
EATON VANCE TAX-MANAGED DIVERSIFIED EQUITY INCOME FUND
SECURITY ID: 27828N102 TICKER: ETY
Meeting Date: 20-Aug-15 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EATON VANCE TAX-MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FUND
SECURITY ID: 27829F108 TICKER: EXG
Meeting Date: 20-Aug-15 Meeting Type: Annual
1a Elect Director Valerie A. Mosley Management For Voted - For
1b Elect Director Helen Frame Peters Management For Voted - For
1c Elect Director Ralph F. Verni Management For Voted - For
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
SECURITY ID: 33718W103 TICKER: FPF
Meeting Date: 22-Apr-16 Meeting Type: Annual
1.1 Elect Director James A. Bowen Management For Voted - For
1.2 Elect Director Niel B. Nielson Management For Voted - For
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST
SECURITY ID: 36465A109 TICKER: GGN
Meeting Date: 09-May-16 Meeting Type: Annual
1.1 Elect Director Vincent D. Enright Management For Voted - For
1.2 Elect Director Michael J. Melarkey Management For Voted - For
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
SECURITY ID: 46132R104 TICKER: VTA
Meeting Date: 26-Aug-15 Meeting Type: Annual
1a.1 Elect Director James T. Bunch Management For Voted - For
1a.2 Elect Director Bruce L. Crockett Management For Voted - For
1a.3 Elect Director Rodney F. Dammeyer Management For Voted - For
1a.4 Elect Director Jack M. Fields Management For Voted - For
1a.5 Elect Director Martin L. Flanagan Management For Voted - For
MFS CHARTER INCOME TRUST
SECURITY ID: 552727109 TICKER: MCR
Meeting Date: 01-Oct-15 Meeting Type: Annual
1a.1 Elect Director Robert E. Butler Management For Voted - For
1a.2 Elect Director David H. Gunning Management For Voted - For
1a.3 Elect Director Robin A. Stelmach Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MFS MULTIMARKET INCOME TRUST
SECURITY ID: 552737108 TICKER: MMT
Meeting Date: 01-Oct-15 Meeting Type: Annual
1a.1 Elect Director Robert E. Butler Management For Voted - For
1a.2 Elect Director David H. Gunning Management For Voted - For
1a.3 Elect Director Robin A. Stelmach Management For Voted - For
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC.
SECURITY ID: 617477104 TICKER: EDD
Meeting Date: 21-Jun-16 Meeting Type: Annual
1.1 Elect Director Frank L. Bowman Management For Voted - For
1.2 Elect Director Jakki L. Haussler Management For Voted - For
1.3 Elect Director James F. Higgins Management For Voted - For
1.4 Elect Director Manuel H. Johnson Management For Voted - For
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
SECURITY ID: 67073B106 TICKER: JPC
Meeting Date: 22-Apr-16 Meeting Type: Annual
1b.1 Elect Director William C. Hunter Management For Voted - For
1b.2 Elect Director Judith M. Stockdale Management For Voted - For
1b.3 Elect Director Carole E. Stone Management For Voted - For
1b.4 Elect Director Margaret L. Wolff Management For Voted - For
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
SECURITY ID: 72201B101 TICKER: PTY
Meeting Date: 29-Apr-16 Meeting Type: Annual
1.1 Elect Director Hans W. Kertess Management For Voted - For
1.2 Elect Director William B. Ogden, IV Management For Voted - For
PIMCO DYNAMIC CREDIT INCOME FUND
SECURITY ID: 72202D106 TICKER: PCI
Meeting Date: 29-Apr-16 Meeting Type: Annual
1.1 Elect Director Deborah A. DeCotis Management For Voted - For
1.2 Elect Director John C. Maney Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
SECURITY ID: 74433A109 TICKER: GHY
Meeting Date: 11-Mar-16 Meeting Type: Annual
1.1 Elect Director Ellen S. Alberding Management For Voted - For
1.2 Elect Director Stuart S. Parker Management For Voted - For
1.3 Elect Director Richard A. Redeker Management For Voted - For
PRUDENTIAL SHORT DURATION HIGH YIELD FUND, INC.
SECURITY ID: 74442F107 TICKER: ISD
Meeting Date: 11-Mar-16 Meeting Type: Annual
1.1 Elect Director Ellen S. Alberding Management For Voted - For
1.2 Elect Director Stuart S. Parker Management For Voted - For
1.3 Elect Director Richard A. Redeker Management For Voted - For
VOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND
SECURITY ID: 92912T100 TICKER: IGD
Meeting Date: 01-Jul-15 Meeting Type: Annual
1.1 Elect Director Colleen D. Baldwin Management For Voted - For
1.2 Elect Director Peter S. Drotch Management For Voted - For
1.3 Elect Director Russell H. Jones Management For Voted - For
1.4 Elect Director Joseph E. Obermeyer Management For Voted - For
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND
SECURITY ID: 94987B105 TICKER: EAD
Meeting Date: 03-Aug-15 Meeting Type: Annual
1.1 Elect Director William R. Ebsworth Management For Voted - For
1.2 Elect Director Jane A. Freeman Management For Voted - For
1.3 Elect Director Judith M. Johnson Management For Voted - For
1.4 Elect Director Donald C. Willeke Management For Voted - For
WELLS FARGO MULTI-SECTOR INCOME FUND
SECURITY ID: 94987D101 TICKER: ERC
Meeting Date: 08-Feb-16 Meeting Type: Annual
1.1 Elect Director Peter G. Gordon Management For Voted - For
1.2 Elect Director Timothy J. Penny Management For Voted - For
1.3 Elect Director Michael S. Scofield Management For Voted - For
YIELDSHARES HIGH INCOME ETF FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
SECURITY ID: 95766A101 TICKER: ESD
Meeting Date: 29-Apr-16 Meeting Type: Annual
1.1 Elect Director Leslie H. Gelb Management For Voted - For
1.2 Elect Director William R. Hutchinson Management For Voted - For
1.3 Elect Director Jane E. Trust Management For Voted - For
WESTERN ASSET HIGH INCOME FUND II INC.
SECURITY ID: 95766J102 TICKER: HIX
Meeting Date: 28-Aug-15 Meeting Type: Annual
1.1 Elect Director Paolo M. Cucchi Management For Voted - For
1.2 Elect Director Leslie H. Gelb Management For Voted - For
1.3 Elect Director Riordan Roett Management For Voted - For
1.4 Elect Director Jane E. Trust Management For Voted - For
1.5 Elect Director Robert D. Agdern Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3D SYSTEMS CORPORATION
SECURITY ID: 88554D205 TICKER: DDD
Meeting Date: 17-May-16 Meeting Type: Annual
1.1 Elect Director William E. Curran Management For Voted - For
1.2 Elect Director Thomas W. Erickson Management For Voted - For
1.3 Elect Director Charles W. Hull Management For Voted - For
1.4 Elect Director William D. Humes Management For Voted - For
1.5 Elect Director Jim D. Kever Management For Voted - Against
1.6 Elect Director G. Walter Loewenbaum, II Management For Voted - For
1.7 Elect Director Kevin S. Moore Management For Voted - For
1.8 Elect Director Daniel S. Van Riper Management For Voted - For
1.9 Elect Director Karen E. Welke Management For Voted - For
2 Ratify BDO USA, LLP as Auditors Management For Voted - For
ABB LTD.
SECURITY ID: H0010V101 TICKER: ABBN
Meeting Date: 21-Apr-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income Management For Voted - For
5 Approve CHF 86 Million Reduction in Share Capital
via Cancellation of Repurchased Shares Management For Voted - For
6 Approve CHF 1.6 Billion Reduction in Share Capital
via Reduction of Nominal Value and Repayment of CHF
0.74 per Share Management For Voted - For
7 Amend Articles to Reflect Changes in Capital Management For Voted - For
8.1 Approve Remuneration of Directors in the Amount of
CHF 4.7 Million Management For Voted - For
8.2 Approve Remuneration of Executive Committee in the
Amount of CHF 50 Million Management For Voted - For
9.1 Reelect Matti Alahuhta as Director Management For Voted - For
9.2 Reelect David Constable as Director Management For Voted - For
9.3 Elect Frederico Fleury Curado as Director Management For Voted - Against
9.4 Elect Robyn Denholm as Director Management For Voted - For
9.5 Reelect Louis Hughes as Director Management For Voted - For
9.6 Elect David Meline as Director Management For Voted - For
9.7 Elect Satish Pai as Director Management For Voted - For
9.8 Reelect Michel de Rosen as Director Management For Voted - For
9.9 Reelect Jacob Wallenberg as Director Management For Voted - For
9.10 Reelect Ying Yeh as Director Management For Voted - For
9.11 Reelect Peter Voser as Director and Board Chairman Management For Voted - For
10.1 Appoint David Constable as Member of the
Compensation Committee Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10.2 Appoint Frederico Fleury Curado as Member of the
Compensation Committee Management For Voted - Against
10.3 Appoint Michel de Rosen as Member of the
Compensation Committee Management For Voted - For
10.4 Appoint Ying Yeh as Member of the Compensation
Committee Management For Voted - For
11 Designate Hans Zehnder as Independent Proxy Management For Voted - For
12 Ratify Ernst & Young as Auditors Management For Voted - For
13 Transact Other Business (Voting) Management For Voted - Against
ACCURAY INCORPORATED
SECURITY ID: 004397105 TICKER: ARAY
Meeting Date: 19-Nov-15 Meeting Type: Annual
1.1 Elect Director Elizabeth Davila Management For Voted - For
1.2 Elect Director Joshua H. Levine Management For Voted - For
1.3 Elect Director Emad Rizk Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Grant Thornton LLP as Auditors Management For Voted - For
ADLINK TECHNOLOGY INC.
SECURITY ID: Y0014R107 TICKER: 6166
Meeting Date: 20-Jun-16 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
2 Approve Business Operations Report and Financial
Statements Management For Voted - For
3 Approve Plan on Profit Distribution Management For Voted - For
4.1 Elect Li Wei Qian as Independent Director Management For Voted - For
4.2 Elect Hong Shi Hao as Independent Director Management For Voted - For
4.3 Elect Non-independent Director No. 1 Shareholder None Voted - Against
4.4 Elect Non-independent Director No. 2 Shareholder None Voted - Against
4.5 Elect Non-independent Director No. 3 Shareholder None Voted - Against
4.6 Elect Non-independent Director No. 4 Shareholder None Voted - Against
4.7 Elect Non-independent Director No. 5 Shareholder None Voted - Against
4.8 Elect Supervisor No. 1 Shareholder None Voted - Against
4.9 Elect Supervisor No. 2 Shareholder None Voted - Against
4.10 Elect Supervisor No. 3 Shareholder None Voted - Against
5 Approve Release of Restrictions of Competitive
Activities of Directors and Representatives Management For Voted - Against
ADVANTECH CO., LTD.
SECURITY ID: Y0017P108 TICKER: 2395
Meeting Date: 25-May-16 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Approve Business Operations Report and Financial
Statements Management For Voted - For
3 Approve Plan on Profit Distribution Management For Voted - For
4 Approve Issuance of Employee Stock Warrants at
Lower-than-market Price Management For Voted - Against
AEROVIRONMENT, INC.
SECURITY ID: 008073108 TICKER: AVAV
Meeting Date: 02-Oct-15 Meeting Type: Annual
1.1. Elect Director Timothy E. Conver Management For Voted - For
1.2 Elect Director Arnold L. Fishman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Declassify the Board of Directors Management For Voted - For
AIDA ENGINEERING LTD.
SECURITY ID: J00546101 TICKER: 6118
Meeting Date: 28-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 30 Management For Voted - For
2.1 Elect Director Aida, Kimikazu Management For Voted - For
2.2 Elect Director Nakanishi, Naoyoshi Management For Voted - For
2.3 Elect Director Yap Teck Meng Management For Voted - For
2.4 Elect Director Masuda, Ken Management For Voted - For
2.5 Elect Director Kitano, Tsukasa Management For Voted - For
2.6 Elect Director Suzuki, Toshihiko Management For Voted - For
2.7 Elect Director Oiso, Kimio Management For Voted - For
2.8 Elect Director Gomi, Hirofumi Management For Voted - For
3 Appoint Statutory Auditor Kanai, Hiroshi Management For Voted - Against
4 Appoint Alternate Statutory Auditor Wakabayashi,
Hiro Management For Voted - For
5 Approve Takeover Defense Plan (Poison Pill) Management For Voted - Against
AIRTAC INTERNATIONAL GROUP
SECURITY ID: G01408106 TICKER: 1590
Meeting Date: 18-May-16 Meeting Type: Annual
1 Amend Articles of Association Management For Voted - For
2 Approve Business Operations Report and Consolidated
Financial Statements Management For Voted - For
3 Approve Profit Distribution Management For Voted - For
4.1 Elect Jhang Bao-Guang as Independent Director Management For Voted - For
4.2 Elect Liang Jin-Sian as Independent Director Management For Voted - For
4.3 Elect Lin Gu-Tong as Independent Director Management For Voted - For
4.4 Elect Non-independent Director No.1 Shareholder For Voted - Against
4.5 Elect Non-independent Director No.2 Shareholder For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.6 Elect Non-independent Director No.3 Shareholder For Voted - Against
4.7 Elect Non-independent Director No.4 Shareholder For Voted - Against
4.8 Elect Non-independent Director No.5 Shareholder For Voted - Against
4.9 Elect Non-independent Director No.6 Shareholder For Voted - Against
5 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - Against
6 Transact Other Business (Non-Voting) Management None Non-Voting
ARCAM AB
SECURITY ID: W05243238 TICKER: ARCM
Meeting Date: 22-Mar-16 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management None Non-Voting
8.1 Accept Financial Statements and Statutory Reports Management For Voted - For
8.2 Approve Allocation of Income and Omission of
Dividends Management For Voted - For
8.3 Approve Discharge of Board and President Management For Voted - For
9 Determine Number of Members and Deputy Members of
Board Management For Voted - For
10 Approve Remuneration of Directors; Approve
Remuneration of Auditors Management For Voted - For
11 Elect Directors Management For Voted - For
12 Ratify Auditors Management For Voted - For
13 Approve Guidelines for Nominating Committee Management For Voted - For
14 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
15 Approve Share Matching Plans; Approve Associated
Formalities Management For Voted - For
16 Approve Creation of a Pool of Capital without
Preemptive Rights Management For Voted - For
17 Close Meeting Management None Non-Voting
ATS AUTOMATION TOOLING SYSTEMS INC.
SECURITY ID: 001940105 TICKER: ATA
Meeting Date: 13-Aug-15 Meeting Type: Annual
1.1 Elect Director Neil D. Arnold Management For Voted - For
1.2 Elect Director Anthony Caputo Management For Voted - For
1.3 Elect Director Michael E. Martino Management For Voted - For
1.4 Elect Director David L. McAusland Management For Voted - For
1.5 Elect Director Gordon E. Presher Management For Voted - For
1.6 Elect Director Ivan Ross Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Elect Director Daryl C.F. Wilson Management For Voted - For
2 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
BROOKS AUTOMATION, INC.
SECURITY ID: 114340102 TICKER: BRKS
Meeting Date: 27-Jan-16 Meeting Type: Annual
1.1 Elect Director A. Clinton Allen Management For Voted - For
1.2 Elect Director Robyn C. Davis Management For Voted - For
1.3 Elect Director Joseph R. Martin Management For Voted - For
1.4 Elect Director John K. McGillicuddy Management For Voted - For
1.5 Elect Director Krishna G. Palepu Management For Voted - For
1.6 Elect Director Kirk P. Pond Management For Voted - For
1.7 Elect Director Stephen S. Schwartz Management For Voted - For
1.8 Elect Director Alfred Woollacott, III Management For Voted - For
1.9 Elect Director Mark S. Wrighton Management For Voted - For
1.10 Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Executive Incentive Bonus Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers, LLP as Auditors Management For Voted - For
CARGOTEC OYJ
SECURITY ID: X10788101 TICKER: CGCBV
Meeting Date: 22-Mar-16 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Call the Meeting to Order Management None Non-Voting
3 Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management None Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR
0.79 Per A Share and EUR 0.80 Per B Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration of Directors in the Amount of
EUR 80,000 for Chairman, EUR 55,000 for Vice
Chairman and for Chariman of Audit and Risk
Management Committee, and EUR 40,000 for Other
Directors; Approve Meeting Fees Management For Voted - For
11 Fix Number of Directors at Eight Management For Voted - For
12 Reelect Jorma Eloranta, Tapio Hakakari, Ilkka
Herlin, Peter Immonen, and Teuvo Salminen as
Directors; Elect Kimmo Alkio, Kaisa Olkkonen, and
Heikki Soljama as New Directors Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
14 Fix Number of Auditors at Two Management For Voted - For
15 Ratify PricewaterhouseCoopers and Tomi Hyrylainen
as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Charitable Donations of EUR 600,000 Management For Voted - For
18 Close Meeting Management None Non-Voting
CHEN JIN-CAI
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 28-Jun-16 Meeting Type: Annual
13 Approve Release of Restrictions of Competitive
Activities of Director LI Management For Voted - For
COGNEX CORPORATION
SECURITY ID: 192422103 TICKER: CGNX
Meeting Date: 28-Apr-16 Meeting Type: Annual
1.1 Elect Director Robert J. Shillman Management For Voted - Withheld
1.2 Elect Director Anthony Sun Management For Voted - Withheld
1.3 Elect Director Robert J. Willett Management For Voted - Withheld
2 Adopt Majority Voting for Uncontested Election of
Directors Management For Voted - For
3 Increase Authorized Common Stock Management For Voted - For
4 Ratify Grant Thornton LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DAIFUKU CO. LTD.
SECURITY ID: J08988107 TICKER: 6383
Meeting Date: 24-Jun-16 Meeting Type: Annual
1.1 Elect Director Hojo, Masaki Management For Voted - For
1.2 Elect Director Tanaka, Akio Management For Voted - For
1.3 Elect Director Inohara, Mikio Management For Voted - For
1.4 Elect Director Honda, Shuichi Management For Voted - For
1.5 Elect Director Iwamoto, Hidenori Management For Voted - For
1.6 Elect Director Nakashima, Yoshiyuki Management For Voted - For
1.7 Elect Director Sato, Seiji Management For Voted - For
1.8 Elect Director Geshiro, Hiroshi Management For Voted - For
1.9 Elect Director Kashiwagi, Noboru Management For Voted - For
1.10 Elect Director Ozawa, Yoshiaki Management For Voted - For
2.1 Appoint Statutory Auditor Kurosaka, Tatsujiro Management For Voted - For
2.2 Appoint Statutory Auditor Aihara, Ryosuke Management For Voted - For
3 Approve Trust-Type Equity Compensation Plan Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DAIHEN CORP.
SECURITY ID: J09114109 TICKER: 6622
Meeting Date: 28-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 8 Management For Voted - For
2 Elect Director Aikyo, Shigenobu Management For Voted - For
DASSAULT SYSTEMES
SECURITY ID: F2457H472 TICKER: DSY
Meeting Date: 04-Sep-15 Meeting Type: Special
1 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
2 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
3 Amend Article 2 of Bylaws Re: Corporate Purpose Management For Voted - For
4 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
Meeting Date: 26-May-16 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
0.47 per Share Management For Voted - For
4 Approve Stock Dividend Program (Cash or New Shares) Management For Voted - For
5 Acknowledge Auditors' Special Report on
Related-Party Transactions Mentioning the Absence
of New Transactions Management For Voted - For
6 Advisory Vote on Compensation of Charles
Edelstenne, Chairman Management For Voted - For
7 Advisory Vote on Compensation of Bernard Charles,
CEO Management For Voted - Against
8 Reelect Marie-Helene Habert as Director Management For Voted - Against
9 Elect Laurence Lescourret as Director Management For Voted - Against
10 Approve Remuneration of Directors in the Aggregate
Amount of EUR 420,000 Management For Voted - For
11 Renew Appointment of Ernst & Young et Autres as
Auditor Management For Voted - For
12 Renew Appointment of Auditex as Alternate Auditor Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - Against
14 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
15 Authorize up to 5 Percent of Issued Capital for Use
in Stock Option Plans Management For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
16 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
17 Amend Article 14, 15 and 20 of Bylaws Re: Board
Composition and Organization Management For Voted - For
18 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
A1 Subject to Approval of Item 17, Amend Article 14 of
Bylaws Re: Employee Representatives Shareholder Against Voted - Against
A2 Subject to Approval of Item 17 and Rejection of
Item A1, Amend Article 14 of Bylaws Re: Employee
Representatives Shareholder Against Voted - Against
B Subject to Approval of Item 17, Amend Article 14 of
Bylaws Re: Nomination and Remuneration Committee Shareholder Against Voted - Against
C Subject to Approval of Item 17, Amend Article 14 of
Bylaws Re: Remuneration of Employee Representatives Shareholder Against Voted - Against
D Authorize Communication by Employee Representatives Shareholder Against Voted - Against
DEERE & COMPANY
SECURITY ID: 244199105 TICKER: DE
Meeting Date: 24-Feb-16 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Crandall C. Bowles Management For Voted - For
1c Elect Director Vance D. Coffman Management For Voted - For
1d Elect Director Dipak C. Jain Management For Voted - For
1e Elect Director Michael O. Johanns Management For Voted - For
1f Elect Director Clayton M. Jones Management For Voted - For
1g Elect Director Brian M. Krzanich Management For Voted - For
1h Elect Director Gregory R. Page Management For Voted - For
1i Elect Director Sherry M. Smith Management For Voted - For
1j Elect Director Dmitri L. Stockton Management For Voted - For
1k Elect Director Sheila G. Talton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4a Adopt Proxy Access Right Shareholder Against Voted - For
4b Create Feasibility Plan for Net-Zero GHG Emissions Shareholder Against Voted - Against
4c Report on Consistency Between Corporate Values and
Political Contributions Shareholder Against Voted - Against
DELTA ELECTRONICS INC.
SECURITY ID: Y20263102 TICKER: 2308
Meeting Date: 08-Jun-16 Meeting Type: Annual
1 Amend Articles of Association Management For Voted - For
2 Approve Financial Statements Management For Voted - For
3 Approve Profit Distribution Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.1 Elect Li Ji Ren with ID No. Y120143XXX as
Independent Director Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors Management For Voted - For
7 Transact Other Business (Non-Voting) Management None Non-Voting
DENSO CORP.
SECURITY ID: J12075107 TICKER: 6902
Meeting Date: 21-Jun-16 Meeting Type: Annual
1.1 Elect Director Kato, Nobuaki Management For Voted - For
1.2 Elect Director Kobayashi, Koji Management For Voted - For
1.3 Elect Director Arima, Koji Management For Voted - For
1.4 Elect Director Miyaki, Masahiko Management For Voted - For
1.5 Elect Director Maruyama, Haruya Management For Voted - For
1.6 Elect Director Yamanaka, Yasushi Management For Voted - For
1.7 Elect Director Makino, Yoshikazu Management For Voted - For
1.8 Elect Director Adachi, Michio Management For Voted - For
1.9 Elect Director Wakabayashi, Hiroyuki Management For Voted - For
1.10 Elect Director Iwata, Satoshi Management For Voted - For
1.11 Elect Director Ito, Masahiko Management For Voted - For
1.12 Elect Director George Olcott Management For Voted - For
1.13 Elect Director Nawa, Takashi Management For Voted - For
2 Approve Annual Bonus Management For Voted - For
E2V TECHNOLOGIES PLC
SECURITY ID: G3209R106 TICKER: E2V
Meeting Date: 15-Jul-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Re-elect Neil Johnson as Director Management For Voted - For
4 Re-elect Alison Wood as Director Management For Voted - For
5 Re-elect Krishnamurthy Rajagopal as Director Management For Voted - For
6 Re-elect Kevin Dangerfield as Director Management For Voted - For
7 Re-elect Stephen Blair as Director Management For Voted - For
8 Re-elect Charles Hindson as Director Management For Voted - For
9 Reappoint KPMG LLP as Auditors Management For Voted - For
10 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
12 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Market Purchase of Ordinary Shares Management For Voted - For
15 Authorise the Company to Call EGM with Two Weeks'
Notice Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ELBIT SYSTEMS LTD.
SECURITY ID: M3760D101 TICKER: ESLT
Meeting Date: 24-Sep-15 Meeting Type: Annual
1.1 Reelect Rina Baum as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.2 Reelect Yoram Ben-Zeev as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.3 Reelect David Federmann as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.4 Reelect Michael Federmann as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.5 Reelect Yigal Ne'eman as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.6 Reelect Dov Ninveh as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.7 Elect Yuli Tamir as Director Until the End of the
Next Annual General Meeting Management For Voted - For
2 Reappoint Kost Forer Gabbay & Kasierer as Auditors Management For Voted - For
3 Discuss Financial Statements and the Report of the
Board for 2014 Management None Non-Voting
4 Report on Dividends Paid to Shareholders Management None Non-Voting
5 Report on Compensation Paid to Directors Management None Non-Voting
6 Report on Compensation Paid to Indepenent Auditor Management None Non-Voting
Meeting Date: 08-Mar-16 Meeting Type: Special
1 Approve Employment Terms of Bezhalel Machlis, CEO Management For Voted - Against
2 Reelect Yehoshua Gleitman as External Director for
a Three-Year Period Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
ELEKTA AB
SECURITY ID: W2479G107 TICKER: EKTA B
Meeting Date: 01-Sep-15 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management None Non-Voting
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8 Receive President's Report; Receive Board and
Committee Report Management None Non-Voting
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK
0.50 Per Share Management For Voted - For
11 Approve Discharge of Board and President Management For Voted - For
12 Receive Nominating Committee Report Management None Non-Voting
13 Determine Number of Members (9) and Deputy Members
(0) of Board Management For Voted - For
14 Approve Remuneration of Directors; Approve
Remuneration of Auditors Management For Voted - For
15 Reelect Luciano Cattani, Laurent Leksell, Siaou-Sze
Lien, Tomas Puusepp, Wolfgang Reim, Jan Secher, and
Birgitta Stymne Goransson as Directors; Elect
Annika Espander Jansson and Johan Malmqvist as New
Directors Management For Voted - For
16 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
17 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
18a Approve Performance Share Program 2015 Management For Voted - For
18b Approve Financing of Performance Share Program 2015 Management For Voted - For
19a Approve Financing of Performance Share Program 2014 Management For Voted - For
19b Approve Financing of Performance Share Programs
2013 and 2014 Management For Voted - For
20a Authorize Share Repurchase Program with 5-percent
Holding Limit Management For Voted - For
20b Authorize Reissuance of Repurchased Shares Management For Voted - For
21 Authorize Chairman of Board and Representatives of
Four of Company's Largest Shareholders to Serve on
Nominating Committee Management For Voted - Against
22a Amend Articles: Voting Rights of Class A and Class
B Shares Shareholder None Voted - Against
22b Amend Articles: Transferability of Class A Shares Shareholder None Voted - Against
22c Instruct Board to Write the Swedish Government
Requesting that the Swedish Companies Act be
Amended so as to Eliminate Supervoting Shares and
Introduce an Obligation for Existing Shareholders
to be Offered Shares Shareholder None Voted - Against
22d Instruct the Board to Take the Necessary Measures
to, if Possible, Establish a Shareholder Association Shareholder None Voted - Against
22e Instruct the Board to Prepare a Proposal for the
Representation of Small- and Midsized Shareholders
in the Board Shareholder None Voted - Against
22f Instruct the Nominating Committee to Take
Particular Account of Candidates' Ethical Standards Shareholder None Voted - Against
23 Close Meeting Management None Non-Voting
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FANUC CORP.
SECURITY ID: J13440102 TICKER: 6954
Meeting Date: 29-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, With a Final Dividend
of JPY 208.21 Management For Voted - For
2.1 Elect Director Inaba, Yoshiharu Management For Voted - For
2.2 Elect Director Yamaguchi, Kenji Management For Voted - For
2.3 Elect Director Uchida, Hiroyuki Management For Voted - For
2.4 Elect Director Gonda, Yoshihiro Management For Voted - For
2.5 Elect Director Inaba, Kiyonori Management For Voted - For
2.6 Elect Director Matsubara, Shunsuke Management For Voted - For
2.7 Elect Director Noda, Hiroshi Management For Voted - For
2.8 Elect Director Kohari, Katsuo Management For Voted - For
2.9 Elect Director Okada, Toshiya Management For Voted - For
2.10 Elect Director Richard E. Schneider Management For Voted - For
2.11 Elect Director Tsukuda, Kazuo Management For Voted - For
2.12 Elect Director Imai, Yasuo Management For Voted - For
2.13 Elect Director Ono, Masato Management For Voted - For
3 Appoint Statutory Auditor Harada, Hajime Management For Voted - For
FARO TECHNOLOGIES, INC.
SECURITY ID: 311642102 TICKER: FARO
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Elect Director John E. Caldwell Management For Voted - For
1.2 Elect Director John Donofrio Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FLIR SYSTEMS, INC.
SECURITY ID: 302445101 TICKER: FLIR
Meeting Date: 22-Apr-16 Meeting Type: Annual
1a Elect Director John D. Carter Management For Voted - For
1b Elect Director William W. Crouch Management For Voted - For
1c Elect Director Catherine A. Halligan Management For Voted - For
1d Elect Director Earl R. Lewis Management For Voted - For
1e Elect Director Angus L. Macdonald Management For Voted - For
1f Elect Director Michael T. Smith Management For Voted - For
1g Elect Director Cathy A. Stauffer Management For Voted - For
1h Elect Director Andrew C. Teich Management For Voted - For
1i Elect Director John W. Wood, Jr. Management For Voted - For
1j Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Eliminate Supermajority Vote Requirement Regarding
the Removal of Directors Management For Voted - For
4 Eliminate Supermajority Vote Requirement Regarding
the Alteration, Amendment, Repeal or Adoption of
Certain Provisions of the Articles of Incorporation Management For Voted - For
5 Proxy Access Shareholder Against Voted - For
FMC TECHNOLOGIES, INC.
SECURITY ID: 30249U101 TICKER: FTI
Meeting Date: 06-May-16 Meeting Type: Annual
1a Elect Director Clarence P. Cazalot, Jr. Management For Voted - For
1b Elect Director Eleazar de Carvalho Filho Management For Voted - For
1c Elect Director C. Maury Devine Management For Voted - For
1d Elect Director Claire S. Farley Management For Voted - For
1e Elect Director John T. Gremp Management For Voted - For
1f Elect Director Thomas M. Hamilton Management For Voted - For
1g Elect Director Peter Mellbye Management For Voted - For
1h Elect Director Joseph H. Netherland Management For Voted - For
1i Elect Director Peter Oosterveer Management For Voted - For
1j Elect Director Richard A. Pattarozzi Management For Voted - For
1k Elect Director Kay G. Priestly Management For Voted - For
1l Elect Director James M. Ringler Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HARMONIC DRIVE SYSTEMS INC.
SECURITY ID: J1886F103 TICKER: 6324
Meeting Date: 17-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 9 Management For Voted - For
2.1 Elect Director Ito, Mitsumasa Management For Voted - For
2.2 Elect Director Nagai, Akira Management For Voted - For
2.3 Elect Director Yasue, Hideo Management For Voted - For
2.4 Elect Director Maruyama, Akira Management For Voted - For
2.5 Elect Director Ito, Yoshimasa Management For Voted - For
2.6 Elect Director Yoshida, Haruhiko Management For Voted - For
2.7 Elect Director Sakai, Shinji Management For Voted - For
2.8 Elect Director Nakamura, Masanobu Management For Voted - For
3.1 Appoint Statutory Auditor Kawakita, Atsushi Management For Voted - For
3.2 Appoint Statutory Auditor Yamazaki, Yoshio Management For Voted - For
3.3 Appoint Statutory Auditor Omi, Junji Management For Voted - Against
3.4 Appoint Statutory Auditor Kimura, Akio Management For Voted - Against
4 Approve Director and Statutory Auditor Retirement
Bonus Management For Voted - Against
5 Approve Annual Bonus Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
HELIX ENERGY SOLUTIONS GROUP, INC.
SECURITY ID: 42330P107 TICKER: HLX
Meeting Date: 12-May-16 Meeting Type: Annual
1.1 Elect Director Owen Kratz Management For Voted - For
1.2 Elect Director John V. Lovoi Management For Voted - For
1.3 Elect Director Jan Rask Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HIWIN TECHNOLOGIES CORP.
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 28-Jun-16 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
2 Approve Business Operations Report and Financial
Statements Management For Voted - For
3 Approve Plan on Profit Distribution Management For Voted - For
4 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Amend Procedures for Endorsement and Guarantees Management For Voted - For
8 Amend Rules and Procedures Regarding Shareholder's
General Meeting Management For Voted - For
9 Amend Rules and Procedures for Election of
Directors and Supervisors Management For Voted - For
10.1 Elect ZHUO YONG-CAI with Shareholder No. 2 as
Non-Independent Director Management For Voted - For
10.2 Elect CHEN JIN-CAI with Shareholder No. 11 as
Non-Independent Director Management For Voted - For
10.3 Elect LI XUN-QIN with Shareholder No. 9 as
Non-Independent Director Management For Voted - For
10.4 Elect CAI HUI-QING with Shareholder No. 3 as
Non-Independent Director Management For Voted - For
10.5 Elect ZHUO WEN-HENG with Shareholder No. 24 as
Non-Independent Director Management For Voted - For
10.6 Elect a Representative of SAN-XING INVESTMENT CO
LTD with Shareholder No. 1711 as Non-Independent
Director Management For Voted - For
10.7 Elect JIANG ZHENG-HAN with ID No. F10257XXXX as
Independent Director Management For Voted - For
10.8 Elect CHEN ZE-YU with ID No. K10001XXXX as
Independent Director Management For Voted - For
10.9 Elect CHEN QING-HUI with ID No. A20168XXXX as
Independent Director Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Approve Release of Restrictions of Competitive
Activities of Director Management For Voted - For
HUI-QING
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 28-Jun-16 Meeting Type: Annual
15 Approve Release of Restrictions of Competitive
Activities of Director Management For Voted - For
IMMERSION CORPORATION
SECURITY ID: 452521107 TICKER: IMMR
Meeting Date: 03-Jun-16 Meeting Type: Annual
1.1 Elect Director David Sugishita Management For Voted - Withheld
1.2 Elect Director John Veschi Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Elect Director Craig H. Barratt Management For Voted - For
1.2 Elect Director Michael A. Friedman Management For Voted - For
1.3 Elect Director Gary S. Guthart Management For Voted - For
1.4 Elect Director Amal M. Johnson Management For Voted - For
1.5 Elect Director Keith R. Leonard, Jr. Management For Voted - For
1.6 Elect Director Alan J. Levy Management For Voted - For
1.7 Elect Director Mark J. Rubash Management For Voted - For
1.8 Elect Director Lonnie M. Smith Management For Voted - For
1.9 Elect Director George Stalk, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - Against
IPG PHOTONICS CORPORATION
SECURITY ID: 44980X109 TICKER: IPGP
Meeting Date: 01-Jun-16 Meeting Type: Annual
1.1 Elect Director Valentin P. Gapontsev Management For Voted - For
1.2 Elect Director Eugene Scherbakov Management For Voted - For
1.3 Elect Director Igor Samartsev Management For Voted - For
1.4 Elect Director Michael C. Child Management For Voted - For
1.5 Elect Director Henry E. Gauthier Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Elect Director William S. Hurley Management For Voted - For
1.7 Elect Director Eric Meurice Management For Voted - For
1.8 Elect Director John R. Peeler Management For Voted - For
1.9 Elect Director Thomas J. Seifert Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
IROBOT CORPORATION
SECURITY ID: 462726100 TICKER: IRBT
Meeting Date: 25-May-16 Meeting Type: Special
Management Proxy (White Card) None Non-Voting
1.1 Elect Director Mohamad Ali Management For Did Not Vote
1.2 Elect Director Michael Bell Management For Did Not Vote
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Did Not Vote
3 Eliminate Supermajority Vote Requirement Management For Did Not Vote
4 Declassify the Board of Directors Management For Did Not Vote
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Did Not Vote
Dissident Proxy (Green Card) None Non-Voting
1.1 Elect Director Willem Mesdag Shareholder For Voted - For
1.2 Elect Director Lawrence S. Peiros Shareholder For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management None Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management None Voted - For
ISRA VISION AG
SECURITY ID: D36816102 TICKER: ISR
Meeting Date: 23-Mar-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014/2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.41 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2014/2015 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2014/2015 Management For Voted - For
5 Ratify PKF Deutschland GmbH as Auditors for Fiscal
2015/2016 Management For Voted - For
6 Approve Cancellation of Capital Authorization Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
JENOPTIK AG
SECURITY ID: D3721X105 TICKER: JEN
Meeting Date: 08-Jun-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.22 per Share Management For Voted - Against
3 Approve Discharge of Management Board for Fiscal
2015 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2015 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2016 Management For Voted - For
6.1 Elect Doreen Nowotne to the Supervisory Board Management For Voted - For
6.2 Elect Evert Dudok to the Supervisory Board Management For Voted - Against
7 Approve Remuneration System for Management Board
Members Management For Voted - Against
JOHN BEAN TECHNOLOGIES CORPORATION
SECURITY ID: 477839104 TICKER: JBT
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Elect Director Edward (Ted) L. Doheny, II Management For Voted - For
1.2 Elect Director Alan D. Feldman Management For Voted - For
1.3 Elect Director James E. Goodwin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
JOHNSON ELECTRIC HOLDINGS LTD.
SECURITY ID: G5150J157 TICKER: 00179
Meeting Date: 09-Jul-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Authorize Repurchase of Issued Share Capital Management For Voted - For
4a Elect Austin Jesse Wang as Director Management For Voted - For
4b Elect Peter Kin-Chung Wang as Director Management For Voted - For
4c Elect Joseph Chi-Kwong Yam as Director Management For Voted - For
5 Authorize Board to Fix Remuneration of Directors Management For Voted - For
6 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9 Adopt Rules of the Restricted and Performance Stock
Unit Plan Management For Voted - Against
KARDEX AG
SECURITY ID: H44577189 TICKER: KARN
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - Against
2 Approve Allocation of Income Management For Voted - For
3.1 Approve CHF 80 Million Reduction in Share Capital
and Repayment of CHF 3. 00 per Share Management For Voted - For
3.2 Amend Articles to Reflect Changes in Capital Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1.1 Reelect Philipp Buhofer as Director Management For Voted - For
5.1.2 Reelect Jakob Bleiker as Director Management For Voted - For
5.1.3 Reelect Ulrich Looser as Director Management For Voted - For
5.1.4 Reelect Felix Thoeni as Director Management For Voted - For
5.1.5 Reelect Walter Vogel as Director Management For Voted - For
5.2 Reelect Philipp Buhofer as Board Chairman Management For Voted - For
5.3.1 Appoint Philipp Buhofer as Member of the
Compensation and Nomination Committee Management For Voted - For
5.3.2 Appoint Ulrich Looser as Member of the Compensation
and Nomination Committee Management For Voted - For
5.3.3 Appoint Felix Thoeni as Member of the Compensation
and Nomination Committee Management For Voted - For
5.3.4 Appoint Walter Vogel as Member of the Compensation
and Nomination Committee Management For Voted - For
5.4 Designate Wenger & Vieli AG as Independent Proxy Management For Voted - For
5.5 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
6.1 Approve Maximum Remuneration of Directors in the
Amount of CHF 1.05 Million Management For Voted - For
6.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 3.05 Million Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
KEYENCE CORP.
SECURITY ID: J32491102 TICKER: 6861
Meeting Date: 11-Sep-15 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 50 Management For Voted - Against
2 Appoint Alternate Statutory Auditor Takeda, Hidehiko Management For Voted - For
Meeting Date: 10-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, With a Final Dividend
of JPY 150 Management For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Amend Articles to Set a One-Time Shortened Fiscal
Term for Tax Benefit Management For Voted - For
3.1 Elect Director Takizaki, Takemitsu Management For Voted - For
3.2 Elect Director Yamamoto, Akinori Management For Voted - For
3.3 Elect Director Kanzawa, Akira Management For Voted - For
3.4 Elect Director Kimura, Tsuyoshi Management For Voted - For
3.5 Elect Director Konishi, Masayuki Management For Voted - For
3.6 Elect Director Kimura, Keiichi Management For Voted - For
3.7 Elect Director Yamada, Jumpei Management For Voted - For
3.8 Elect Director Ideno, Tomohide Management For Voted - For
3.9 Elect Director Fujimoto, Masato Management For Voted - For
3.10 Elect Director Tanabe, Yoichi Management For Voted - For
4.1 Appoint Statutory Auditor Ogawa, Koichi Management For Voted - For
4.2 Appoint Statutory Auditor Nojima, Nobuo Management For Voted - For
5 Appoint Alternate Statutory Auditor Takeda, Hidehiko Management For Voted - For
KONGSBERG GRUPPEN ASA
SECURITY ID: R60837102 TICKER: KOG
Meeting Date: 09-May-16 Meeting Type: Annual
1 Approve Notice of Meeting and Agenda Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management None Non-Voting
3 Receive President's Report Management None Non-Voting
4 Discuss Company's Corporate Governance Statement Management None Non-Voting
5 Accept Financial Statements and Statutory Reports Management For Voted - For
6 Approve Allocation of Income and Dividends of NOK
4.25 Per Share Management For Voted - For
7 Approve Remuneration of Directors in the Amount of
NOK445,000 for Chairman, NOK 239,000 for Deputy
Chairman, and NOK 224,000 for Other Directors;
Approve Remuneration for Committee Work Management For Voted - For
8 Approve Remuneration of Members of Nominating
Committee Management For Voted - For
9 Approve Remuneration of Auditors Management For Voted - For
10a Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Precatory
Guidelines) Management For Voted - For
10b Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Binding
Guidelines) Management For Voted - Against
11 Approve Nominating Committee Instructions Management For Voted - For
12 Elect Members of Nominating Committee Management For Voted - For
13 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
KRONES AG
SECURITY ID: D47441171 TICKER: KRN
Meeting Date: 15-Jun-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.45 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2015 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2015 Management For Voted - For
5.1 Elect Volker Kronseder to the Supervisory Board Management For Voted - Against
5.2 Elect Philipp Lerchenfeld to the Supervisory Board Management For Voted - For
5.3 Elect Norman Kronseder to the Supervisory Board Management For Voted - Against
5.4 Elect Hans-Juergen Thaus to the Supervisory Board Management For Voted - Against
5.5 Elect Susanne Nonnast to the Supervisory Board Management For Voted - For
6 Approve Creation of EUR 10 Million Pool of Capital
with Preemptive Rights Management For Voted - For
7 Ratify KPMG as Auditors for Fiscal 2016 Management For Voted - For
KUKA AG
SECURITY ID: D3862Y102 TICKER: KU2
Meeting Date: 27-May-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.50 per Share Management For Voted - Against
3.1 Approve Discharge of Management Board Member Till
Reuter for Fiscal 2015 Management For Voted - For
3.2 Approve Discharge of Management Board Member Peter
Mohnen for Fiscal 2015 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Bernd
Minning for Fiscal 2015 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Michael Leppek for Fiscal 2015 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Dirk
Abel for Fiscal 2015 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member
Walter Bickel for Fiscal 2015 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member
Wilfried Eberhardt for Fiscal 2015 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member
Siegfried Greulich for Fiscal 2015 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member
Thomas Knabel for Fiscal 2015 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Armin
Kolb for Fiscal 2015 Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4.9 Approve Discharge of Supervisory Board Member
Carola Leitmeir for Fiscal 2015 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member
Hubert Lienhard for Fiscal 2015 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member
Friedhelm Loh for Fiscal 2015 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Uwe
Loos for Fiscal 2015 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member
Michael Proeller for Fiscal 2015 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member Guy
Wyser-Pratte for Fiscal 2015 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member Hans
Ziegler for Fiscal 2015 Management For Voted - For
5.1 Approve Remuneration of Supervisory Board Management For Voted - For
5.2 Amend Articles Re: Attendance Fees Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal 2016 Management For Voted - For
LEONI AG
SECURITY ID: D5009P118 TICKER: LEO
Meeting Date: 04-May-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.00 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2015 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2015 Management For Voted - For
5.1 Ratify Ernst & Young GmbH as Auditors for Fiscal
2016 Management For Voted - For
5.2 Ratify Ernst & Young GmbH as Auditors for the First
Quarter of Fiscal 2017 Management For Voted - For
6 Elect Christian Roedl to the Supervisory Board Management For Voted - Against
LINCOLN ELECTRIC HOLDINGS, INC.
SECURITY ID: 533900106 TICKER: LECO
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Elect Director Curtis E. Espeland Management For Voted - For
1.2 Elect Director Stephen G. Hanks Management For Voted - For
1.3 Elect Director Michael F. Hilton Management For Voted - For
1.4 Elect Director Kathryn Jo Lincoln Management For Voted - For
1.5 Elect Director William E. MacDonald, III Management For Voted - For
1.6 Elect Director Phillip J. Mason Management For Voted - For
1.7 Elect Director George H. Walls, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MACDONALD, DETTWILER AND ASSOCIATES LTD.
SECURITY ID: 554282103 TICKER: MDA
Meeting Date: 04-May-16 Meeting Type: Annual/Special
1.1 Elect Director Robert L. Phillips Management For Voted - For
1.2 Elect Director Daniel E. Friedmann Management For Voted - For
1.3 Elect Director Brian G. Kenning Management For Voted - For
1.4 Elect Director Dennis H. Chookaszian Management For Voted - For
1.5 Elect Director Eric J. Zahler Management For Voted - For
1.6 Elect Director Lori B. Garver Management For Voted - For
1.7 Elect Director Fares F. Salloum Management For Voted - For
2 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Approve Long-Term Incentive Plans Management For Voted - For
5 Approve Continuance of Company [CBCA to BCBCA] Management For Voted - For
MAZOR ROBOTICS LTD.
SECURITY ID: M6872U101 TICKER: MZOR
Meeting Date: 08-Oct-15 Meeting Type: Annual
1 Discuss Financial Statements and Annual Report for
2014 Management None Non-Voting
2 Reappoint Somekh Chaikin (KPMG International) as
Auditors ; Receive Information Regarding Fees Paid
to the Auditor Management For Voted - For
3.1 Reelect Jonathan Adereth as Director Until the End
of the Next Annual General Meeting Management For Voted - For
3.2 Reelect Ori Hadomi as Director Until the End of the
Next Annual General Meeting Management For Voted - For
3.3 Reelect Michael Berman as Director Until the End of
the Next Annual General Meeting Management For Voted - For
3.4 Reelect Sarit Soccary Ben-Yochanan as Director
Until the End of the Next Annual General Meeting Management For Voted - For
5 Grant Ori Hadomi, CEO and Director, Options to
Purchase 60,000 Shares Management For Voted - Against
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MICROCHIP TECHNOLOGY INCORPORATED
SECURITY ID: 595017104 TICKER: MCHP
Meeting Date: 14-Aug-15 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Esther L. Johnson Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Approve Conversion of Securities Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MITSUBISHI ELECTRIC CORP.
SECURITY ID: J43873116 TICKER: 6503
Meeting Date: 29-Jun-16 Meeting Type: Annual
1.1 Elect Director Yamanishi, Kenichiro Management For Voted - For
1.2 Elect Director Sakuyama, Masaki Management For Voted - For
1.3 Elect Director Yoshimatsu, Hiroki Management For Voted - For
1.4 Elect Director Okuma, Nobuyuki Management For Voted - For
1.5 Elect Director Matsuyama, Akihiro Management For Voted - For
1.6 Elect Director Ichige, Masayuki Management For Voted - For
1.7 Elect Director Ohashi, Yutaka Management For Voted - For
1.8 Elect Director Yabunaka, Mitoji Management For Voted - For
1.9 Elect Director Obayashi, Hiroshi Management For Voted - For
1.10 Elect Director Watanabe, Kazunori Management For Voted - For
1.11 Elect Director Nagayasu, Katsunori Management For Voted - Against
1.12 Elect Director Koide, Hiroko Management For Voted - For
MOBILEYE N.V.
SECURITY ID: N51488117 TICKER: MBLY
Meeting Date: 29-Jun-16 Meeting Type: Annual
1 Discuss Disclosure Concerning Compensation of
Present and Former Directors Management None Non-Voting
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Current and Previous Board
Members Management For Voted - For
4.a Elect Eyal Desheh as Non-Executive Director Management For Voted - For
4.b Elect Peter Seth Neustadter as Non-Executive
Director Management For Voted - For
5 Grant Board Authority to Issue Shares Management For Voted - Against
6 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
8 Approval of Appendix B-United States to Company's
2014 Equity Incentive Plan Management For Voted - Against
9 Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
NABTESCO CORP.
SECURITY ID: J4707Q100 TICKER: 6268
Meeting Date: 24-Mar-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 22 Management For Voted - For
2.1 Elect Director Kotani, Kazuaki Management For Voted - For
2.2 Elect Director Osada, Nobutaka Management For Voted - For
2.3 Elect Director Teramoto, Katsuhiro Management For Voted - For
2.4 Elect Director Sakai, Hiroaki Management For Voted - For
2.5 Elect Director Yoshikawa, Toshio Management For Voted - For
2.6 Elect Director Hashimoto, Goro Management For Voted - For
2.7 Elect Director Hakoda, Daisuke Management For Voted - For
2.8 Elect Director Fujiwara, Yutaka Management For Voted - For
2.9 Elect Director Uchida, Norio Management For Voted - For
2.10 Elect Director Yamazaki, Naoko Management For Voted - For
3.1 Appoint Statutory Auditor Ioku, Kensuke Management For Voted - For
3.2 Appoint Statutory Auditor Sasaki, Zenzo Management For Voted - For
3.3 Appoint Statutory Auditor Nagasaka, Takemi Management For Voted - For
NACHI-FUJIKOSHI CORP.
SECURITY ID: J47098108 TICKER: 6474
Meeting Date: 24-Feb-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 10 Management For Voted - For
2.1 Elect Director Urata, Shinichi Management For Voted - For
2.2 Elect Director Tsukamoto, Yutaka Management For Voted - For
2.3 Elect Director Akagawa, Masatoshi Management For Voted - For
2.4 Elect Director Kunisaki, Akira Management For Voted - For
3.1 Appoint Statutory Auditor Yamada, Hiroshi Management For Voted - For
3.2 Appoint Statutory Auditor Hori, Masashi Management For Voted - For
3.3 Appoint Statutory Auditor Yamazaki, Masakazu Management For Voted - Against
3.4 Appoint Statutory Auditor Fukushima, Eiichi Management For Voted - For
NATIONAL INSTRUMENTS CORPORATION
SECURITY ID: 636518102 TICKER: NATI
Meeting Date: 10-May-16 Meeting Type: Annual
1.1 Elect Director James J. Truchard Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Elect Director John M. Berra Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
NORDSON CORPORATION
SECURITY ID: 655663102 TICKER: NDSN
Meeting Date: 01-Mar-16 Meeting Type: Annual
1.1 Elect Director Lee C. Banks Management For Voted - For
1.2 Elect Director Randolph W. Carson Management For Voted - For
1.3 Elect Director Victor L. Richey, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 18-May-16 Meeting Type: Annual
1.1 Elect Director Wesley G. Bush Management For Voted - For
1.2 Elect Director Marianne C. Brown Management For Voted - For
1.3 Elect Director Victor H. Fazio Management For Voted - For
1.4 Elect Director Donald E. Felsinger Management For Voted - For
1.5 Elect Director Ann M. Fudge Management For Voted - For
1.6 Elect Director Bruce S. Gordon Management For Voted - For
1.7 Elect Director William H. Hernandez Management For Voted - For
1.8 Elect Director Madeleine A. Kleiner Management For Voted - For
1.9 Elect Director Karl J. Krapek Management For Voted - For
1.10 Elect Director Richard B. Myers Management For Voted - For
1.11 Elect Director Gary Roughead Management For Voted - For
1.12 Elect Director Thomas M. Schoewe Management For Voted - For
1.13 Elect Director James S. Turley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
NUANCE COMMUNICATIONS, INC.
SECURITY ID: 67020Y100 TICKER: NUAN
Meeting Date: 27-Jan-16 Meeting Type: Annual
1a Elect Director Paul A. Ricci Management For Voted - For
1b Elect Director Robert J. Finocchio Management For Voted - For
1c Elect Director Robert J. Frankenberg Management For Voted - Withheld
1d Elect Director Brett Icahn Management For Voted - For
1e Elect Director William H. Janeway Management For Voted - For
1f Elect Director Mark R. Laret Management For Voted - For
1g Elect Director Katharine A. Martin Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1h Elect Director Philip J. Quigley Management For Voted - For
1i Elect Director David S. Schechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify BDO USA, LLP as Auditors Management For Voted - For
OCEANEERING INTERNATIONAL, INC.
SECURITY ID: 675232102 TICKER: OII
Meeting Date: 06-May-16 Meeting Type: Annual
1.1 Elect Director M. Kevin McEvoy Management For Voted - Withheld
1.2 Elect Director Paul B. Murphy, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
OMRON CORP.
SECURITY ID: J61374120 TICKER: 6645
Meeting Date: 23-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 34 Management For Voted - For
2.1 Elect Director Tateishi, Fumio Management For Voted - For
2.2 Elect Director Yamada, Yoshihito Management For Voted - For
2.3 Elect Director Suzuki, Yoshinori Management For Voted - For
2.4 Elect Director Sakumiya, Akio Management For Voted - For
2.5 Elect Director Nitto, Koji Management For Voted - For
2.6 Elect Director Toyama, Kazuhiko Management For Voted - For
2.7 Elect Director Kobayashi, Eizo Management For Voted - For
2.8 Elect Director Nishikawa, Kuniko Management For Voted - For
3 Appoint Statutory Auditor Uchiyama, Hideyo Management For Voted - For
4 Appoint Alternate Statutory Auditor Watanabe, Toru Management For Voted - For
5 Approve Annual Bonus Management For Voted - For
PARROT
SECURITY ID: F7096P108 TICKER: PARRO
Meeting Date: 06-Nov-15 Meeting Type: Special
1 Approve Transfer of "Drones/Connected Objects"
Branch to Parrot Drones Management For Voted - For
2 Authorize up to 1 Percent of Issued Capital for Use
in Stock Option Plans Management For Voted - Against
3 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.81 Million Management For Voted - Against
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 750,000 Management For Voted - Against
6 Approve Issuance of Equity or Equity-Linked
Securities for up to 20 Percent of Issued Capital
Per Year for Private Placements Management For Voted - Against
7 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - Against
8 Authorize Capital Increase of Up to EUR 750,000 for
Future Exchange Offers Management For Voted - Against
9 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - For
10 Set Total Limit for Capital Increase to Result from
All Issuance Requests (Items 4-9) at EUR 3.81
Million Management For Voted - Against
11 Authorize Capitalization of Reserves of Up to EUR
750,000 for Bonus Issue or Increase in Par Value Management For Voted - For
12 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management Against Voted - For
13 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
Meeting Date: 16-Jun-16 Meeting Type: Annual/Special
1 Approve Financial Statements and Discharge
Directors and Auditors Management For Voted - For
2 Approve Consolidated Financial Statements and
Discharge Directors and Auditors Management For Voted - For
3 Approve Treatment of Losses Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - For
5 Elect Bpifrance Participations SA as Director Management For Voted - Against
6 Approve Remuneration of Directors in the Aggregate
Amount of EUR 255,000 Management For Voted - For
7 Authorize Repurchase of Up to 600,000 Shares of
Issued Share Capital Management For Voted - Against
8 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
9 Authorize up to 1 Percent of Issued Capital for Use
in Stock Option Plans Management For Voted - Against
10 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
11 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
12 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QIAGEN NV
SECURITY ID: N72482107 TICKER: QGEN
Meeting Date: 21-Jun-16 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Receive Report of Management Board (Non-Voting) Management None Non-Voting
3a Receive Report of Supervisory Board (Non-Voting) Management None Non-Voting
3b Discuss Remuneration Report Containing Remuneration
Policy for Management Board Members Management None Non-Voting
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
6 Approve Discharge of Management Board Management For Voted - For
7 Approve Discharge of Supervisory Board Management For Voted - For
8 Amend Article 15.2 and Article 22.1: Binding
Nomination and Director Terms Management For Voted - Against
9a Reelect Stephane Bancel to Supervisory Board Management For Voted - For
9b Reelect Metin Colpan to Supervisory Board Management For Voted - For
9c Reelect Manfred Karobath to Supervisory Board Management For Voted - For
9d Elect Ross Levine to Supervisory Board Management For Voted - For
9e Reelect Elaine Mardis to Supervisory Board Management For Voted - For
9f Reelect Lawrence Rosen to Supervisory Board Management For Voted - For
9g Reelect Elizabeth Tallett to Supervisory Board Management For Voted - For
10a Reelect Peer Schatz to Management Board Management For Voted - For
10b Reelect Roland Sackers to Management Board Management For Voted - For
11 Ratify KPMG as Auditors Management For Voted - For
12a Grant Board Authority to Issue Shares Management For Voted - For
12b Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
14 Allow Questions Management None Non-Voting
15 Close Meeting Management None Non-Voting
RENISHAW PLC
SECURITY ID: G75006117 TICKER: RSW
Meeting Date: 15-Oct-15 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Re-elect Sir David McMurtry as Director Management For Voted - Against
5 Re-elect John Deer as Director Management For Voted - Against
6 Re-elect Ben Taylor as Director Management For Voted - For
7 Re-elect Allen Roberts as Director Management For Voted - For
8 Re-elect Geoff McFarland as Director Management For Voted - For
9 Re-elect David Grant as Director Management For Voted - For
10 Re-elect Carol Chesney as Director Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11 Re-elect John Jeans as Director Management For Voted - For
12 Elect Kath Durrant as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - Against
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
ROCKWELL AUTOMATION, INC.
SECURITY ID: 773903109 TICKER: ROK
Meeting Date: 02-Feb-16 Meeting Type: Annual
A1 Elect Director Keith D. Nosbusch Management For Voted - For
A2 Elect Director William T. McCormick, Jr. Management For Voted - For
B Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
D Amend Omnibus Stock Plan Management For Voted - For
E Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes Management For Voted - Against
SCHNEIDER ELECTRIC SE
SECURITY ID: F86921107 TICKER: SU
Meeting Date: 25-Apr-16 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Treatment of Losses and Dividends of EUR
2.00 per Share Management For Voted - For
4 Receive Auditors' Special Report on Related-Party
Transactions Management For Voted - For
5 Advisory Vote on Compensation of Jean Pascal
Tricoire Management For Voted - Against
6 Advisory Vote on Compensation of Emmanuel Babeau Management For Voted - For
7 Elect Cecile Cabanis as Director Management For Voted - For
8 Elect Fred Kindle as Director Management For Voted - For
9 Reelect Leo Apotheker as Director Management For Voted - For
10 Reelect Xavier Fontanet as Director Management For Voted - For
11 Reelect Antoine Gosset Grainville as Director Management For Voted - For
12 Reelect Willy Kissling as Director Management For Voted - For
13 Approve Remuneration of Directors in the Aggregate
Amount of EUR 1,500,000 Management For Voted - For
14 Renew Appointment of Ernst and Young et Autres as
Auditor Management For Voted - For
15 Renew Appointment of Auditex as Alternate Auditor Management For Voted - For
16 Renew Appointment of Mazars as Auditor Management For Voted - For
17 Renew Appointment of Thierry Blanchetier as
Alternate Auditor Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
18 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
19 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - Against
20 Authorize up to 0.5 Percent of Issued Capital for
Use in Stock Option Plans Management For Voted - Against
21 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for Employees of
International Subsidiaries Management For Voted - For
23 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
SFA ENGINEERING CORP.
SECURITY ID: Y7676C104 TICKER: A056190
Meeting Date: 30-Mar-16 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Kim Young-min as Inside Director Management For Voted - For
2.2 Elect Lee Myeong-jae as Inside Director Management For Voted - For
2.3 Elect Jeon Yong-bae as Inside Director Management For Voted - For
2.4 Elect Park Je-sun as Inside Director Management For Voted - For
2.5 Elect Ko Bong-chan as Outside Director Management For Voted - For
2.6 Elect Lee Gyu-young as Outside Director Management For Voted - For
2.7 Elect Noh Cheol-rae as Non-independent
Non-executive Director Management For Voted - For
3.1 Elect Ko Bong-chan as Members of Audit Committee Management For Voted - For
3.2 Elect Lee Gyu-young as Members of Audit Committee Management For Voted - For
3.3 Elect Noh Cheol-rae as Members of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SIEMENS AG
SECURITY ID: D69671218 TICKER: SIE
Meeting Date: 26-Jan-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2014/2015 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.50 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2014/2015 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2014/2015 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2015/2016 Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6.1 Reelect Nicola Leibinger-Kammueller to the
Supervisory Board Management For Voted - For
6.2 Reelect Jim Hagemann Snabe to the Supervisory Board Management For Voted - For
6.3 Reelect Werner Wenning to the Supervisory Board Management For Voted - For
7 Approve Creation of EUR 90 Million Pool of Capital
for Employee Stock Purchase Plan Management For Voted - For
8 Approve Spin-Off and Takeover Agreement with
Siemens Healthcare GmbH Management For Voted - For
SLM SOLUTIONS GROUP AG
SECURITY ID: D6T690109 TICKER: AM3D
Meeting Date: 14-Jun-16 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2015 (Non-Voting) Management None Non-Voting
2 Approve Discharge of Management Board for Fiscal
2015 Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal
2015 Management For Voted - For
4 Ratify PricewaterhouseCoopers AG as Auditors for
Fiscal 2016 Management For Voted - For
SMC CORP.
SECURITY ID: J75734103 TICKER: 6273
Meeting Date: 28-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, With a Final Dividend
of JPY 100 Management For Voted - For
2.1 Elect Director Takada, Yoshiyuki Management For Voted - For
2.2 Elect Director Maruyama, Katsunori Management For Voted - For
2.3 Elect Director Usui, Ikuji Management For Voted - For
2.4 Elect Director Kosugi, Seiji Management For Voted - For
2.5 Elect Director Satake, Masahiko Management For Voted - For
2.6 Elect Director Kuwahara, Osamu Management For Voted - For
2.7 Elect Director Takada, Yoshiki Management For Voted - For
2.8 Elect Director Ohashi, Eiji Management For Voted - For
2.9 Elect Director Shikakura, Koichi Management For Voted - For
2.10 Elect Director Ogura, Koji Management For Voted - For
2.11 Elect Director Kawada, Motoichi Management For Voted - For
2.12 Elect Director Takada, Susumu Management For Voted - For
2.13 Elect Director Kaizu, Masanobu Management For Voted - For
2.14 Elect Director Kagawa, Toshiharu Management For Voted - For
3 Appoint Statutory Auditor Fujino, Eizo Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STRATASYS LTD.
SECURITY ID: M85548101 TICKER: SSYS
Meeting Date: 09-Oct-15 Meeting Type: Annual
1.1 Reelect Elchanan Jaglom as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.2 Reelect S. Scott Crump as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.3 Reelect David Reis as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.4 Reelect Edward J. Fierko as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.5 Reelect Ilan Levin as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.6 Reelect John J. McEleney as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.7 Reelect Ziva Pattir as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.8 Reelect Clifford H. Schwieter as Director Until the
End of the Next Annual General Meeting Management For Voted - For
2 Approve Bonus of USD 480,645 to David Reis, CEO and
Director Management For Voted - Against
3 Reappoint Kesselman & Kesselman as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Discuss Financial Statements and the Report of the
Board for 2014 Management None Non-Voting
5 Transact Other Business (Non-Voting) Management None Non-Voting
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 05-May-16 Meeting Type: Annual
1.1 Reelect Elchanan Jaglom as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.2 Reelect S. Scott Crump as Director Until the End of
the Next Annual General Meeting Management For Voted - For
1.3 Reelect David Reis as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.4 Reelect Edward J. Fierko as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.5 Reelect Ilan Levin as Director Until the End of the
Next Annual General Meeting Management For Voted - For
1.6 Reelect John J. McEleney as Director Until the End
of the Next Annual General Meeting Management For Voted - For
1.7 Reelect Ziva Patir as Director Until the End of the
Next Annual General Meeting Management For Voted - For
2.1 Reelect Victor Leventhal as External Director for a
Three-Year Period Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2.2 Elect Haim Shani as External Director for a
Three-Year Period Management For Voted - For
3 Approve Compensation of Independent Directors Management For Voted - For
4 Reappoint Kesselman & Kesselman as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Discuss Financial Statements and the Report of the
Board Management None Non-Voting
A Vote FOR this item if you do not have a personal
interest in proposals 2.1 and 2.2. If you do not
vote FOR this item, your vote for Proposal 2.1 and
2. 2 will not be valid.If you do have a personal
interest in proposals 2.1 and 2.2,vote AGAINST this
item. Management None Voted - For
TECAN GROUP AG
SECURITY ID: H84774167 TICKER: TECN
Meeting Date: 13-Apr-16 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF
1.75 per Share Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1a Reelect Heinrich Fischer as Director Management For Voted - For
4.1b Reelect Oliver Fetzer as Director Management For Voted - For
4.1c Reelect Lars Holmqvist as Director Management For Voted - For
4.1d Reelect Karen Huebscher as Director Management For Voted - For
4.1e Reelect Christa Kreuzburg as Director Management For Voted - For
4.1f Reelect Gerard Vaillant as Director Management For Voted - For
4.1g Reelect Rolf Classon as Director Management For Voted - For
4.2 Elect Rolf Classon as Board Chairman Management For Voted - For
4.3a Appoint Oliver Fetzer as Member of the Compensation
Committee Management For Voted - For
4.3b Appoint Christa Kreuzburg as Member of the
Compensation Committee Management For Voted - For
4.3c Appoint Gerard Vaillant as Member of the
Compensation Committee Management For Voted - For
4.4 Ratify Ernst & Young AG as Auditors Management For Voted - For
4.5 Designate Proxy Voting Services GmbH as Independent
Proxy Management For Voted - For
5.1 Approve Remuneration Report Management For Voted - For
5.2 Approve Remuneration of Directors in the Amount of
CHF 1.45 Million Management For Voted - For
5.3 Approve Remuneration of Executive Committee in the
Amount of CHF 18.2 Million Management For Voted - For
6 Extend Duration of CHF 220,000 Pool of Capital
without Preemptive Rights Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TECO ELECTRIC & MACHINERY CO. LTD.
SECURITY ID: Y8563V106 TICKER: 1504
Meeting Date: 16-Jun-16 Meeting Type: Annual
1 Approve Amendments to Articles of Association Management For Voted - For
2 Approve Business Operations Report and Financial
Statements Management For Voted - For
3 Approve Plan on Profit Distribution Management For Voted - For
4.1 Elect JHENG,DING-WANG as Independent Director Management For Voted - For
5 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Independent Director Management For Voted - For
TELEDYNE TECHNOLOGIES INCORPORATED
SECURITY ID: 879360105 TICKER: TDY
Meeting Date: 27-Apr-16 Meeting Type: Annual
1.1 Elect Director Charles Crocker Management For Voted - For
1.2 Elect Director Robert Mehrabian Management For Voted - For
1.3 Elect Director Jane C. Sherburne Management For Voted - For
1.4 Elect Director Michael T. Smith Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TERADYNE, INC.
SECURITY ID: 880770102 TICKER: TER
Meeting Date: 10-May-16 Meeting Type: Annual
1a Elect Director Michael A. Bradley Management For Voted - For
1b Elect Director Daniel W. Christman Management For Voted - For
1c Elect Director Edwin J. Gillis Management For Voted - For
1d Elect Director Timothy E. Guertin Management For Voted - For
1e Elect Director Mark E. Jagiela Management For Voted - For
1f Elect Director Mercedes Johnson Management For Voted - For
1g Elect Director Paul J. Tufano Management For Voted - For
1h Elect Director Roy A. Vallee Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THK CO. LTD.
SECURITY ID: J83345108 TICKER: 6481
Meeting Date: 18-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 25 Management For Voted - For
2 Amend Articles to Adopt Board Structure with Audit
Committee - Amend Provisions on Number of Directors
- Indemnify Directors Management For Voted - For
3.1 Elect Director Teramachi, Akihiro Management For Voted - For
3.2 Elect Director Teramachi, Toshihiro Management For Voted - For
3.3 Elect Director Imano, Hiroshi Management For Voted - For
3.4 Elect Director Maki, Nobuyuki Management For Voted - For
3.5 Elect Director Sakai, Junichi Management For Voted - For
3.6 Elect Director Teramachi, Takashi Management For Voted - For
3.7 Elect Director Shimomaki, Junji Management For Voted - For
3.8 Elect Director Kainosho, Masaaki Management For Voted - For
4.1 Elect Director and Audit Committee Member Hioki,
Masakatsu Management For Voted - For
4.2 Elect Director and Audit Committee Member Omura,
Tomitoshi Management For Voted - For
4.3 Elect Director and Audit Committee Member Ueda,
Yoshiki Management For Voted - For
5 Elect Alternate Director and Audit Committee Member
Toriumi, Tetsuro Management For Voted - For
6 Approve Fixed Cash Compensation Ceiling and
Performance-Based Cash Compensation Ceiling for
Directors Who Are Not Audit Committee Members Management For Voted - For
7 Approve Aggregate Compensation Ceiling for
Directors Who Are Audit Committee Members Management For Voted - For
TOPCON CORP.
SECURITY ID: J87473112 TICKER: 7732
Meeting Date: 28-Jun-16 Meeting Type: Annual
1.1 Elect Director Hirano, Satoshi Management For Voted - For
1.2 Elect Director Iwasaki, Makoto Management For Voted - For
1.3 Elect Director Eto, Takashi Management For Voted - For
1.4 Elect Director Fukuma, Yasufumi Management For Voted - For
1.5 Elect Director Akiyama, Haruhiko Management For Voted - For
1.6 Elect Director Taguchi, Hiroshi Management For Voted - For
1.7 Elect Director Yamazaki, Takayuki Management For Voted - For
1.8 Elect Director Matsumoto, Kazuyuki Management For Voted - For
1.9 Elect Director Sudo, Akira Management For Voted - For
2.1 Appoint Statutory Auditor Sakai, Hiroshi Management For Voted - For
2.2 Appoint Statutory Auditor Taketani, Keiji Management For Voted - For
3 Appoint Alternate Statutory Auditor Kadota, Takeshi Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TOSHIBA MACHINE CO. LTD.
SECURITY ID: J89838106 TICKER: 6104
Meeting Date: 24-Jun-16 Meeting Type: Annual
1.1 Elect Director Iimura, Yukio Management For Voted - For
1.2 Elect Director Sakamoto, Shigetomo Management For Voted - For
1.3 Elect Director Yagi, Masayuki Management For Voted - For
1.4 Elect Director Mikami, Takahiro Management For Voted - For
1.5 Elect Director Ito, Katsuo Management For Voted - For
1.6 Elect Director Kobayashi, Akiyoshi Management For Voted - For
1.7 Elect Director Akiyama, Kan Management For Voted - For
1.8 Elect Director Ogura, Yoshihiro Management For Voted - For
2 Appoint Statutory Auditor Tsuji, Makoto Management For Voted - For
3 Appoint Alternate Statutory Auditor Imamura, Akifumi Management For Voted - For
4 Approve Takeover Defense Plan (Poison Pill) Management For Voted - Against
TRANSENTERIX, INC.
SECURITY ID: 89366M201 TICKER: TRXC
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Elect Director Paul A. LaViolette Management For Voted - For
1.2 Elect Director Todd M. Pope Management For Voted - For
1.3 Elect Director Andrea Biffi Management For Voted - For
1.4 Elect Director Jane H. Hsiao Management For Voted - Withheld
1.5 Elect Director William N. Kelley Management For Voted - For
1.6 Elect Director Aftab R. Kherani Management For Voted - For
1.7 Elect Director David B. Milne Management For Voted - For
1.8 Elect Director Richard C. Pfenniger Management For Voted - For
1.9 Elect Director William N. Starling Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Ratify BDO USA, LLP as Auditors Management For Voted - For
TRIMBLE NAVIGATION LIMITED
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 02-May-16 Meeting Type: Annual
1.1 Elect Director Steven W. Berglund Management For Voted - For
1.2 Elect Director Merit E. Janow Management For Voted - For
1.3 Elect Director Ulf J. Johansson Management For Voted - For
1.4 Elect Director Meaghan Lloyd Management For Voted - For
1.5 Elect Director Ronald S. Nersesian Management For Voted - For
1.6 Elect Director Mark S. Peek Management For Voted - For
1.7 Elect Director Nickolas W. Vande Steeg Management For Voted - For
1.8 Elect Director Borje Ekholm Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Elect Director Kaigham (Ken) Gabriel Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Change State of Incorporation from California to
Delaware Management For Voted - Against
VARIAN MEDICAL SYSTEMS, INC.
SECURITY ID: 92220P105 TICKER: VAR
Meeting Date: 11-Feb-16 Meeting Type: Annual
1.1 Elect Director R. Andrew Eckert Management For Voted - For
1.2 Elect Director Mark R. Laret Management For Voted - Withheld
1.3 Elect Director Erich R. Reinhardt Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
XUN-QIN
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 28-Jun-16 Meeting Type: Annual
14 Approve Release of Restrictions of Competitive
Activities of Director CAI Management For Voted - For
YASKAWA ELECTRIC CORP.
SECURITY ID: J9690T102 TICKER: 6506
Meeting Date: 16-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 10 Management For Voted - For
2 Amend Articles to Authorize Board to Determine
Income Allocation Management For Voted - For
3.1 Elect Director Tsuda, Junji Management For Voted - For
3.2 Elect Director Ogasawara, Hiroshi Management For Voted - For
3.3 Elect Director Murakami, Shuji Management For Voted - For
3.4 Elect Director Minami, Yoshikatsu Management For Voted - For
3.5 Elect Director Nakayama, Yuji Management For Voted - For
3.6 Elect Director Takamiya, Koichi Management For Voted - For
4 Elect Alternate Director and Audit Committee Member
Takeshita, Masafumi Management For Voted - For
ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
YOKOGAWA ELECTRIC CORP.
SECURITY ID: J97272124 TICKER: 6841
Meeting Date: 23-Jun-16 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 12.5 Management For Voted - For
2.1 Elect Director Kaihori, Shuzo Management For Voted - For
2.2 Elect Director Nishijima, Takashi Management For Voted - For
2.3 Elect Director Kurosu, Satoru Management For Voted - For
2.4 Elect Director Nara, Hitoshi Management For Voted - For
2.5 Elect Director Nakahara, Masatoshi Management For Voted - For
2.6 Elect Director Anabuki, Junichi Management For Voted - For
2.7 Elect Director Urano, Mitsudo Management For Voted - For
2.8 Elect Director Uji, Noritaka Management For Voted - For
2.9 Elect Director Seki, Nobuo Management For Voted - For
2.10 Elect Director Sugata, Shiro Management For Voted - For
3.1 Appoint Statutory Auditor Chujo, Koichi Management For Voted - For
3.2 Appoint Statutory Auditor Shishido, Zenichi Management For Voted - For
4 Appoint Alternate Statutory Auditor Nakashige,
Katsumi Management For Voted - For
5 Approve Cash Compensation Ceiling for Directors and
Restricted Stock Plan Management For Voted - For
YUSHIN PRECISION EQUIPMENT CO. LTD.
SECURITY ID: J98526106 TICKER: 6482
Meeting Date: 20-Jun-16 Meeting Type: Annual
1.1 Elect Director Kotani, Mayumi Management For Voted - For
1.2 Elect Director Kimura, Satoshi Management For Voted - For
1.3 Elect Director Odachi, Yasuharu Management For Voted - For
1.4 Elect Director Kitagawa, Yasushi Management For Voted - For
1.5 Elect Director Nishiguchi, Yasuo Management For Voted - For
1.6 Elect Director Matsuhisa, Hiroshi Management For Voted - For
2 Appoint Statutory Auditor Kamakura, Hiroho Management For Voted - Against
3 Approve Aggregate Compensation Ceilings for
Directors and Statutory Auditors Management For Voted - For
ZHUO YONG-CAI
SECURITY ID: Y3226A102 TICKER: 2049
Meeting Date: 28-Jun-16 Meeting Type: Annual
12 Approve Release of Restrictions of Competitive
Activities of Director Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
EXCHANGE TRADED CONCEPTS TRUST
By: /s/ J. GARRETT STEVENS
----------------------
J. Garrett Stevens
CEO
Date: August 22, 2016