UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-22431
RIVERPARK FUNDS TRUST
(Exact name of registrant as specified in charter)
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
Registrant's Telephone Number: 1-212-484-2100
Date of Fiscal Year End: SEPTEMBER 30
Date of Reporting Period: JULY 1, 2015 TO JUNE 30, 2016
< PAGE>
NON-VOTING FUNDS
SHORT TERM HIGH YIELD FUND
No Securities Held by the Fund Had Proxy Votes During the Reporting Period.
Accordingly, no Votes Have Been Cast On Securities By This Fund During the
Reporting Period.
STRUCTURAL ALPHA FUND
Structural Alpha Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 01-Jun-16 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Robert D. Hormats Management For Voted - For
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Craig Macnab Management For Voted - For
1F. Election of Director: Joann A. Reed Management For Voted - For
1G. Election of Director: Pamela D.a. Reeve Management For Voted - For
1H. Election of Director: David E. Sharbutt Management For Voted - For
1I. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1J. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation Management For Voted - For
4. To Amend the Bylaws to Reduce the Ownership
Threshold Required to Call A Special Meeting of the
Stockholders Shareholder Against Voted - For
AVAGO TECHNOLOGIES U.S. INC.
SECURITY ID: Y0486S104 TICKER: AVGO
Meeting Date: 10-Nov-15 Meeting Type: Special
1. Avago Scheme Proposal: to Approve the Statutory
Scheme of Arrangement Between (i) Avago, (ii) the
Avago Shareholders, and (iii) Pavonia Limited
Whereby All Issued Ordinary Shares of Avago Will be
Transferred to Avago Technologies Cayman Finance
Limited, As the Entity Designated by Pavonia
Limited to Receive Such Shares, in Consideration
for Newly Allotted and Issued Ordinary Shares in
the Capital of Pavonia Limited, As Set Forth in
Avago's Notice Of, and Proxy Statement Relating To,
Its Court Meeting of Avago Shareholders. Management For Voted - For
2. Equity Issuance Proposal: to Approve the Allotment
and Issuance of Ordinary Shares in the Capital of
Pavonia Limited And/or Limited Partnership
Interests of Safari Cayman L.p. (including the
Allotment and Issuance of Ordinary Shares in the
Capital of Pavonia Limited Upon the Exchange of
Such Limited Partnership Interests in Accordance
with the Terms Thereof and the Pavonia Limited
Voting Rights Attached Thereto) to Shareholders of
Broadcom Corporation, As Set Forth in Avago's
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Notice Of, & Proxy Statement Relating To, Its Court
Meeting of Avago Shareholders. Management For Voted - For
BROADCOM LIMITED
SECURITY ID: Y09827109 TICKER: AVGO
Meeting Date: 06-Apr-16 Meeting Type: Annual
1A. Election of Director: Mr. Hock E. Tan Management For Voted - For
1B. Election of Director: Mr. James V. Diller Management For Voted - For
1C. Election of Director: Mr. Lewis C. Eggebrecht Management For Voted - For
1D. Election of Director: Mr. Kenneth Y. Hao Management For Voted - For
1E. Election of Director: Mr. Eddy W. Hartenstein Management For Voted - For
1F. Election of Director: Ms. Justine F. Lien Management For Voted - For
1G. Election of Director: Mr. Donald Macleod Management For Voted - For
1H. Election of Director: Mr. Peter J. Marks Management For Voted - For
1I. Election of Director: Dr. Henry S. Samueli Management For Voted - For
1J. Election of Director: Mr. Lucien Y.k. Wong Management For Voted - For
2. To Approve the Re-appointment of
PricewaterhouseCoopers LLP As Broadcom's
Independent Registered Public Accounting Firm and
Independent Singapore Auditor for the Fiscal Year
Ending October 30, 2016 and to Authorize the Audit
Committee to Fix Its Remuneration, As Set Forth in
Broadcom's Notice Of, and Proxy Statement Relating
To, Its 2016 Annual General Meeting. Management For Voted - For
3. To Approve the General Authorization for the
Directors of Broadcom to Allot and Issue Shares in
Its Capital, As Set Forth in Broadcom's Notice Of,
and Proxy Statement Relating To, Its 2016 Annual
General Meeting. Management For Voted - For
4. To Approve the Cash Compensation for Broadcom's
Non-employee Directors for Services Rendered by
Them Through the Date of Broadcom's 2017 Annual
General Meeting of Shareholders and for Each
Approximately 12-month Period Thereafter, As Set
Forth in Broadcom's Notice Of, and Proxy Statement
Relating To, Its 2016 Annual General Meeting. Management For Voted - For
CALPINE CORPORATION
SECURITY ID: 131347304 TICKER: CPN
Meeting Date: 11-May-16 Meeting Type: Annual
1.1 Director: Frank Cassidy Management For Voted - For
1.2 Director: Jack A. Fusco Management For Voted - For
1.3 Director: John B. (thad) Hill III Management For Voted - For
1.4 Director: Michael W. Hofmann Management For Voted - For
1.5 Director: David C. Merritt Management For Voted - For
1.6 Director: W. Benjamin Moreland Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Director: Robert A. Mosbacher,jr. Management For Voted - For
1.8 Director: Denise M. O'leary Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2016. Management For Voted - For
3. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 12-May-16 Meeting Type: Annual
1A. Election of Director: Robert C. Arzbaecher Management For Voted - For
1B. Election of Director: William Davisson Management For Voted - For
1C. Election of Director: Stephen A. Furbacher Management For Voted - For
1D. Election of Director: Stephen J. Hagge Management For Voted - For
1E. Election of Director: John D. Johnson Management For Voted - For
1F. Election of Director: Robert G. Kuhbach Management For Voted - For
1G. Election of Director: Anne P. Noonan Management For Voted - For
1H. Election of Director: Edward A. Schmitt Management For Voted - For
1I. Election of Director: Theresa E. Wagler Management For Voted - For
1J. Election of Director: W. Anthony Will Management For Voted - For
2. Approval of an Advisory Resolution Regarding the
Compensation of Cf Industries Holdings, Inc.'s
Named Executive Officers. Management For Voted - For
3. Ratification of the Selection of KPMG LLP As Cf
Industries Holdings, Inc.'s Independent Registered
Public Accounting Firm for 2016. Management For Voted - For
4. Stockholder Proposal Regarding the Right to Act by
Written Consent, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 04-May-16 Meeting Type: Annual
1A. Election of Director: Maura C. Breen Management For Voted - For
1B. Election of Director: William J. Delaney Management For Voted - For
1C. Election of Director: Elder Granger, Md, Mg, Usa
(retired) Management For Voted - For
1D. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1E. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1F. Election of Director: Frank Mergenthaler Management For Voted - For
1G. Election of Director: Woodrow A. Myers, Jr., Md Management For Voted - For
1H. Election of Director: Roderick A. Palmore Management For Voted - For
1I. Election of Director: George Paz Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: William L. Roper, Md, Mph Management For Voted - For
1K. Election of Director: Seymour Sternberg Management For Voted - For
1L. Election of Director: Timothy Wentworth Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2016. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
4. To Approve and Ratify the Express Scripts Holding
Company 2016 Long- Term Incentive Plan. Management For Voted - For
5. Stockholder Proposal Regarding an Independent Board
Chairman. Shareholder Against Voted - Against
6. Stockholder Proposal Regarding Political Activities
Disclosure. Shareholder Against Voted - Against
HELMERICH & PAYNE, INC.
SECURITY ID: 423452101 TICKER: HP
Meeting Date: 02-Mar-16 Meeting Type: Annual
1A. Election of Director: William L. Armstrong Management For Voted - Abstain
1B. Election of Director: Randy A. Foutch Management For Voted - Abstain
1C. Election of Director: Hans Helmerich Management For Voted - Abstain
1D. Election of Director: John W. Lindsay Management For Voted - Abstain
1E. Election of Director: Paula Marshall Management For Voted - Abstain
1F. Election of Director: Thomas A. Petrie Management For Voted - Abstain
1G. Election of Director: Donald F. Robillard, Jr. Management For Voted - Abstain
1H. Election of Director: Francis Rooney Management For Voted - Abstain
1I. Election of Director: Edward B. Rust, Jr. Management For Voted - Abstain
1J. Election of Director: John D. Zeglis Management For Voted - Abstain
2. Ratification of Ernst & Young LLP As Auditors for
2016. Management For Voted - Abstain
3. Advisory Vote on Executive Compensation. Management For Voted - Abstain
4. Helmerich & Payne, Inc. 2016 Omnibus Incentive Plan. Management For Voted - Abstain
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 03-Jun-16 Meeting Type: Annual
1.1 Director: Sheldon G. Adelson Management For Voted - For
1.2 Director: Irwin Chafetz Management For Voted - For
1.3 Director: Robert G. Goldstein Management For Voted - For
1.4 Director: Charles A. Koppelman Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2016 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LIBERTY GLOBAL PLC
SECURITY ID: G5480U104 TICKER: LBTYA
Meeting Date: 16-Jun-16 Meeting Type: Annual
1. To Elect Andrew J. Cole As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
2. To Elect Richard R. Green As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
3. To Elect David E. Rapley As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
4. To Approve on an Advisory Basis the Annual Report
on the Implementation of the Directors'
Compensation Policy for the Year Ended December 31,
2015, Contained in Appendix A of the Proxy
Statement (in Accordance with Requirements
Applicable to U.k. Companies) Management For Voted - For
5. To Ratify the Appointment of KPMG LLP (u.s.) As
Liberty Global's Independent Auditor for the Year
Ending December 31, 2016 Management For Voted - For
6. To Appoint KPMG LLP (u.k.) As Liberty Global's U.k.
Statutory Auditor Under the U.k. Companies Act 2006
(to Hold Office Until the Conclusion of the Next
Annual General Meeting at Which Accounts are Laid
Before Liberty Global) Management For Voted - For
7. To Authorize the Audit Committee of Liberty
Global's Board of Directors to Determine the U.k.
Statutory Auditor's Compensation Management For Voted - For
8. To Authorize Liberty Global and Its Subsidiaries to
Make Political Donations and Incur Political
Expenditures of Up to $1,000,000 Under the U.k.
Companies Act 2006 Management For Voted - For
LIBERTY GLOBAL PLC
SECURITY ID: G5480U138 TICKER: LILA
Meeting Date: 16-Jun-16 Meeting Type: Annual
1. To Elect Andrew J. Cole As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
2. To Elect Richard R. Green As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
3. To Elect David E. Rapley As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2019 Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Approve on an Advisory Basis the Annual Report
on the Implementation of the Directors'
Compensation Policy for the Year Ended December 31,
2015, Contained in Appendix A of the Proxy
Statement (in Accordance with Requirements
Applicable to U.k. Companies) Management For Voted - For
5. To Ratify the Appointment of KPMG LLP (u.s.) As
Liberty Global's Independent Auditor for the Year
Ending December 31, 2016 Management For Voted - For
6. To Appoint KPMG LLP (u.k.) As Liberty Global's U.k.
Statutory Auditor Under the U.k. Companies Act 2006
(to Hold Office Until the Conclusion of the Next
Annual General Meeting at Which Accounts are Laid
Before Liberty Global) Management For Voted - For
7. To Authorize the Audit Committee of Liberty
Global's Board of Directors to Determine the U.k.
Statutory Auditor's Compensation Management For Voted - For
8. To Authorize Liberty Global and Its Subsidiaries to
Make Political Donations and Incur Political
Expenditures of Up to $1,000,000 Under the U.k.
Companies Act 2006 Management For Voted - For
LIBERTY GLOBAL PLC.
SECURITY ID: G5480U104 TICKER: LBTYA
Meeting Date: 20-Apr-16 Meeting Type: Special
1. "share Issuance Proposal": to Approve the Issuance
of Liberty Global Class A and Class C Ordinary
Shares and Lilac Class A and Class C Ordinary
Shares to Shareholders of Cable & Wireless
Communications PLC ("cwc") in Connection with the
Proposed Acquisition by Liberty Global PLC of All
the Ordinary Shares of Cwc on the Terms Set Forth
in the Proxy Statement Management For Voted - For
2. "substantial Property Transaction Proposal": to
Approve the Acquisition by Liberty Global of the
Ordinary Shares of Cwc Held by Columbus Holding
Llc, an Entity That Owns Approximately 13% of the
Cwc Shares and is Controlled by John C. Malone, the
Chairman of the Board of Directors of Liberty
Global, in the Acquisition by Liberty Global of All
the Ordinary Shares of Cwc Management For Voted - For
3. "adjournment Proposal": to Approve the Adjournment
of the Meeting for A Period of Not More Than 10
Business Days, If Necessary Or Appropriate, to
Solicit Additional Proxies in the Event There are
Insufficient Votes at the Time of Such Adjournment
to Approve the Share Issuance Proposal and the
Substantial Property Transaction Proposal Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LIBERTY GLOBAL PLC.
SECURITY ID: G5480U138 TICKER: LILA
Meeting Date: 20-Apr-16 Meeting Type: Special
1. "share Issuance Proposal": to Approve the Issuance
of Liberty Global Class A and Class C Ordinary
Shares and Lilac Class A and Class C Ordinary
Shares to Shareholders of Cable & Wireless
Communications PLC ("cwc") in Connection with the
Proposed Acquisition by Liberty Global PLC of All
the Ordinary Shares of Cwc on the Terms Set Forth
in the Proxy Statement Management For Voted - For
2. "substantial Property Transaction Proposal": to
Approve the Acquisition by Liberty Global of the
Ordinary Shares of Cwc Held by Columbus Holding
Llc, an Entity That Owns Approximately 13% of the
Cwc Shares and is Controlled by John C. Malone, the
Chairman of the Board of Directors of Liberty
Global, in the Acquisition by Liberty Global of All
the Ordinary Shares of Cwc Management For Voted - For
3. "adjournment Proposal": to Approve the Adjournment
of the Meeting for A Period of Not More Than 10
Business Days, If Necessary Or Appropriate, to
Solicit Additional Proxies in the Event There are
Insufficient Votes at the Time of Such Adjournment
to Approve the Share Issuance Proposal and the
Substantial Property Transaction Proposal Management For Voted - For
LYONDELLBASELL INDUSTRIES N.V.
SECURITY ID: N53745100 TICKER: LYB
Meeting Date: 11-May-16 Meeting Type: Annual
1A. Election of Class III Supervisory Director: Jacques
Aigrain Management For Voted - For
1B. Election of Class III Supervisory Director: Lincoln
Benet Management For Voted - For
1C. Election of Class III Supervisory Director: Nance
K. Dicciani Management For Voted - For
1D. Election of Class III Supervisory Director: Bruce
A. Smith Management For Voted - For
2A. To Elect Managing Director to Serve A Two-year
Term: Thomas Aebischer Management For Voted - For
2B. To Elect Managing Director to Serve A Two-year
Term: Dan Coombs Management For Voted - For
2C. To Elect Managing Director to Serve A Two-year
Term: James D. Guilfoyle Management For Voted - For
3. Adoption of Annual Accounts for 2015 Management For Voted - For
4. Discharge from Liability of Members of the
Management Board Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Discharge from Liability of Members of the
Supervisory Board Management For Voted - For
6. Ratification of PricewaterhouseCoopers LLP As our
Independent Registered Public Accounting Firm Management For Voted - For
7. Appointment of PricewaterhouseCoopers Accountants
N.v. As our Auditor for the Dutch Annual Accounts Management For Voted - For
8. Ratification and Approval of Dividends in Respect
of the 2015 Fiscal Year Management For Voted - For
9. Advisory (non-binding) Vote Approving Executive
Compensation Management For Voted - For
10. Approval to Repurchase Up to 10% of our Outstanding
Shares Management For Voted - For
MACQUARIE INFRASTRUCTURE CORPORATION
SECURITY ID: 55608B105 TICKER: MIC
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Director: Norman H. Brown, Jr. Management For Voted - For
1B. Election of Director: George W. Carmany, III Management For Voted - For
1C. Election of Director: H.e. (jack) Lentz Management For Voted - For
1D. Election of Director: Ouma Sananikone Management For Voted - For
1E. Election of Director: William H. Webb Management For Voted - For
2. The Ratification of the Selection of KPMG LLP As
our Independent Auditor for the Fiscal Year Ending
December 31, 2016. Management For Voted - For
3. The Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. The Approval of the Macquarie Infrastructure
Corporation 2016 Omnibus Employee Incentive Plan. Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS,L.P.
SECURITY ID: 559080106 TICKER: MMP
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Director: Walter R. Arnheim Management For Voted - For
1.2 Director: Patrick C. Eilers Management For Voted - For
2. Amendment of Long-term Incentive Plan Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Ratification of Appointment of Independent Auditor Management For Voted - For
MARATHON PETROLEUM CORPORATION
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 27-Apr-16 Meeting Type: Annual
1.1 Director: Evan Bayh Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: Charles E. Bunch Management For Voted - For
1.3 Director: Frank M. Semple Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditor for 2016. Management For Voted - For
3. Advisory Approval of the Company's Named Executive
Officer Compensation. Management For Voted - For
4. Shareholder Proposal Seeking the Adoption of an
Alternative Shareholder Proxy Access Bylaw to the
Company's Existing Proxy Access Bylaw. Shareholder Against Voted - For
5. Shareholder Proposal Seeking Certain Safety and
Environmental Incident Reports. Shareholder Against Voted - For
6. Shareholder Proposal Seeking the Adoption of
Quantitative Greenhouse Gas Emission Reduction
Goals and Associated Reports. Shareholder Against Voted - For
NATIONAL OILWELL VARCO, INC.
SECURITY ID: 637071101 TICKER: NOV
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Director: Clay C. Williams Management For Voted - For
1B. Election of Director: Greg L. Armstrong Management For Voted - For
1C. Election of Director: Marcela E. Donadio Management For Voted - For
1D. Election of Director: Ben A. Guill Management For Voted - For
1E. Election of Director: James T. Hackett Management For Voted - For
1F. Election of Director: David D. Harrison Management For Voted - For
1G. Election of Director: Roger L. Jarvis Management For Voted - For
1H. Election of Director: Eric L. Mattson Management For Voted - For
1I. Election of Director: William R. Thomas Management For Voted - For
2. Ratification of Independent Auditors Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers Management For Voted - For
4. Approve Amendments to the National Oilwell Varco,
Inc. Long- Term Incentive Plan Management For Voted - For
PRAXAIR, INC.
SECURITY ID: 74005P104 TICKER: PX
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Stephen F. Angel Management For Voted - For
1B. Election of Director: Oscar Bernardes Management For Voted - For
1C. Election of Director: Nance K. Dicciani Management For Voted - For
1D. Election of Director: Edward G. Galante Management For Voted - For
1E. Election of Director: Ira D. Hall Management For Voted - For
1F. Election of Director: Raymond W. Leboeuf Management For Voted - For
1G. Election of Director: Larry D. Mcvay Management For Voted - For
1H. Election of Director: Denise L. Ramos Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Martin H. Richenhagen Management For Voted - For
1J. Election of Director: Wayne T. Smith Management For Voted - For
1K. Election of Director: Robert L. Wood Management For Voted - For
2. To Ratify the Appointment of the Independent Auditor Management For Voted - For
3. To Approve, on an Advisory and Non-binding Basis,
the Compensation of Praxair's Named Executive
Officers Management For Voted - For
4. To Approve the Material Terms of Performance Goals
Under Praxair's Section 162(m) Plan Management For Voted - For
5. Shareholder Proposal Regarding Dividends and Share
Repurchases Shareholder Against Voted - Against
VALEANT PHARMACEUTICALS INTERNATIONAL
SECURITY ID: 91911K102 TICKER: VRX
Meeting Date: 14-Jun-16 Meeting Type: Annual
1A. Election of Director: William A. Ackman Management For Voted - For
1B. Election of Director: Dr. Fredric N. Eshelman Management For Voted - For
1C. Election of Director: Stephen Fraidin Management For Voted - For
1D. Election of Director: D. Robert Hale Management For Voted - For
1E. Election of Director: Robert A. Ingram Management For Voted - For
1F. Election of Director: Dr. Argeris (jerry) N.
Karabelas Management For Voted - For
1G. Election of Director: Joseph C. Papa Management For Voted - For
1H. Election of Director: Robert N. Power Management For Voted - For
1I. Election of Director: Russel C. Robertson Management For Voted - For
1J. Election of Director: Thomas W. Ross, Sr. Management For Voted - For
1K. Election of Director: Amy B. Wechsler, M.D. Management For Voted - For
2. The Approval, in an Advisory Resolution, of the
Compensation of our Named Executive Officers As
Disclosed in the Compensation Discussion and
Analysis Section, Executive Compensation Tables and
Accompanying Narrative Discussions Contained in the
Management Proxy Circular and Proxy Statement. Management For Voted - For
3. To Appoint PricewaterhouseCoopers LLP As the
Auditors for the Company to Hold Office Until the
Close of the 2017 Annual Meeting of Shareholders
and to Authorize the Company's Board of Directors
to Fix the Auditors' Remuneration. Management For Voted - For
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 04-Nov-15 Meeting Type: Annual
1A. Election of Director: Martin I. Cole Management For Voted - For
1B. Election of Director: Kathleen A. Cote Management For Voted - For
1C. Election of Director: Henry T. Denero Management For Voted - For
< PAGE>
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Michael D. Lambert Management For Voted - For
1E. Election of Director: Len J. Lauer Management For Voted - For
1F. Election of Director: Matthew E. Massengill Management For Voted - For
1G. Election of Director: Stephen D. Milligan Management For Voted - For
1H. Election of Director: Paula A. Price Management For Voted - For
2. To Approve on an Advisory Basis the Named Executive
Officer Compensation Disclosed in the Proxy
Statement. Management For Voted - For
3. To Approve an Amendment and Restatement of our 2004
Performance Incentive Plan That Would, Among Other
Things, Increase by Seventeen Million (17,000,000)
the Number of Shares of our Common Stock Available
for Issuance Under That Plan. Management For Voted - For
4. To Approve an Amendment and Restatement of our 2005
Employee Stock Purchase Plan That Would, Among
Other Things, Increase by Six Million (6,000,000)
the Number of Shares of our Common Stock Available
for Issuance Under That Plan. Management For Voted - For
5. To Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending July 1, 2016. Management For Voted - For
Meeting Date: 15-Mar-16 Meeting Type: Special
1. To Approve the Issuance of Western Digital
Corporation ("western Digital") Common Stock in
Connection with the Merger (the "merger") of
Schrader Acquisition Corporation with and Into
Sandisk Corporation ("sandisk") with Sandisk
Continuing As the Surviving Corporation and As A
Direct Wholly Owned Subsidiary of Western Digital
Technologies, Inc., Which is A Wholly Owned
Subsidiary of Western Digital, to the Extent Such
Issuance Would Require Approval Under Nasdaq Stock
Market Rule 5635(a) (the "nasdaq Stock Issuance
Proposal"). Management For Voted - For
2. To Approve Adjournments of the Western Digital
Special Meeting, If Necessary Or Appropriate,
Including to Permit Further Solicitation of Proxies
If There are Not Sufficient Votes at the Time of
the Western Digital Special Meeting to Approve the
Nasdaq Stock Issuance Proposal. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote,
Compensation That Will Or May be Paid Or Become
Payable by Western Digital to One of Its Named
Executive Officers, in Connection with the Merger. Management For Voted - For
< PAGE>
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE FUND MERGED INTO THE TCW/GARGOYLE HEDGED VALUE FUND, A SERIES OF TCW ALTERNATIVE FUNDS ON JULY
10, 2015. THE CIK# OF THE TCW ALTERNATIVE FUNDS IS 0001625654 AND THE SERIES # IS S000048880.
COMPUTER SCIENCES CORPORATION
SECURITY ID: 205363104 TICKER: CSC
Meeting Date: 14-Aug-15 Meeting Type: Annual
1A. Election of Director: David J. Barram Management For Voted - For
1B. Election of Director: Erik Brynjolfsson Management For Voted - For
1C. Election of Director: Rodney F. Chase Management For Voted - For
1D. Election of Director: Bruce B. Churchill Management For Voted - For
1E. Election of Director: Mark Foster Management For Voted - For
1F. Election of Director: Nancy Killefer Management For Voted - For
1G. Election of Director: Sachin Lawande Management For Voted - For
1H. Election of Director: J. Michael Lawrie Management For Voted - For
1I. Election of Director: Brian P. Macdonald Management For Voted - For
1J. Election of Director: Sean O'keefe Management For Voted - For
2. Approval, by Non-binding Vote, of Executive
Compensation Management For Voted - Against
3. Ratification of the Appointment of Independent
Auditors Management For Voted - For
FLEXTRONICS INTERNATIONAL LTD.
SECURITY ID: Y2573F102 TICKER: FLEX
Meeting Date: 20-Aug-15 Meeting Type: Annual
1A. Re-election of Mr. Lay Koon Tan As A Director of
Flextronics. Management For Voted - For
1B. Re-election of Mr. William D. Watkins As A Director
of Flextronics. Management For Voted - For
2. Re-appointment of Mr. Lawrence A. Zimmerman As A
Director of Flextronics. Management For Voted - For
3. To Approve the Re-appointment of Deloitte & Touche
LLP As Flextronics's Independent Auditors for the
2016 Fiscal Year and to Authorize the Board of
Directors to Fix Its Remuneration. Management For Voted - For
4. To Approve A General Authorization for the
Directors of Flextronics to Allot and Issue
Ordinary Shares. Management For Voted - Against
5. Non-binding, Advisory Resolution. to Approve the
Compensation of Flextronics's Named Executive
Officers, As Disclosed Pursuant to Item 402 of
Regulation S-k, Set Forth in "compensation
Discussion and Analysis" and in the Compensation
< PAGE>
RIVERPARK/GARGOYLE HEDGED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Tables and the Accompanying Narrative Disclosure
Under "executive Compensation" in Flextronics's
Proxy Statement Relating to Its 2015 Annual General
Meeting. Management For Voted - Against
S1. Extraordinary General Meeting Proposal: to Approve
the Renewal of the Share Purchase Mandate Relating
to Acquisitions by Flextronics of Its Own Issued
Ordinary Shares. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 14-Jun-16 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Director: Joseph M. Hogan Management For Voted - For
1B. Election of Director: Joseph Lacob Management For Voted - For
1C. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1D. Election of Director: George J. Morrow Management For Voted - For
1E. Election of Director: Thomas M. Prescott Management For Voted - For
1F. Election of Director: Andrea L. Saia Management For Voted - For
1G. Election of Director: Greg J. Santora Management For Voted - For
1H. Election of Director: Warren S. Thaler Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Align Technology, Inc.'s Independent
Registered Public Accountants. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Amendment of Article V of our Amended and Restated
Certificate of Incorporation to Eliminate the "for
Cause" Requirement for Stockholder Removal of A
Director. Management For Voted - For
5. Amendment to our Amended and Restated Certificate
of Incorporation to Eliminate the Super Majority
Vote Requirement for Stockholder Removal of A
Director. Management For Voted - For
6. Approve Amended and Restated 2005 Incentive Plan. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 07-Jun-16 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: D. Keith Cobb Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Eliminate
Restrictions on Removal of Directors. Management For Voted - For
4. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2016. Management For Voted - For
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2016. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. The Approval of an Amendment to the Fourth Amended
and Restated Certificate of Incorporation of Google
Inc., Alphabet's Wholly Owned Subsidiary, to Remove
A Provision That Requires the Vote of the
Stockholders of Alphabet, in Addition to the Vote
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Alphabet (as Sole Stockholder), in Order for
Google to Take Certain Actions. Management For Voted - For
5. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding an Independent
Chairman of the Board Policy, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: Jeffrey P. Bezos Management For Voted - For
1B. Election of Director: Tom A. Alberg Management For Voted - For
1C. Election of Director: John Seely Brown Management For Voted - For
1D. Election of Director: William B. Gordon Management For Voted - For
1E. Election of Director: Jamie S. Gorelick Management For Voted - For
1F. Election of Director: Judith A. Mcgrath Management For Voted - For
1G. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1H. Election of Director: Thomas O. Ryder Management For Voted - For
1I. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1J. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
3. Shareholder Proposal Regarding Sustainability
Reporting Shareholder Against Voted - Against
4. Shareholder Proposal Regarding A Report Concerning
Human Rights Shareholder Against Voted - Against
5. Shareholder Proposal Regarding A Report Concerning
Corporate Political Contributions Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 01-Jun-16 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Robert D. Hormats Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Craig Macnab Management For Voted - For
1F. Election of Director: Joann A. Reed Management For Voted - For
1G. Election of Director: Pamela D.a. Reeve Management For Voted - For
1H. Election of Director: David E. Sharbutt Management For Voted - For
1I. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1J. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation Management For Voted - For
4. To Amend the Bylaws to Reduce the Ownership
Threshold Required to Call A Special Meeting of the
Stockholders Shareholder Against Voted - Against
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 26-Feb-16 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
2014 Employee Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "net-zero
Greenhouse Gas Emissions by 2030" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "human Rights
Review - High Risk Regions" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "shareholder Proxy
Access" Shareholder Against Voted - Against
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 25-May-16 Meeting Type: Annual
1A. Election of Director: Abdlatif Yousef Al-hamad Management For Voted - For
1B. Election of Director: Mathis Cabiallavetta Management For Voted - For
1C. Election of Director: Pamela Daley Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
1F. Election of Director: Laurence D. Fink Management For Voted - For
1G. Election of Director: Fabrizio Freda Management For Voted - For
1H. Election of Director: Murry S. Gerber Management For Voted - For
1I. Election of Director: James Grosfeld Management For Voted - For
1J. Election of Director: Robert S. Kapito Management For Voted - For
1K. Election of Director: David H. Komansky Management For Voted - For
1L. Election of Director: Sir Deryck Maughan Management For Voted - For
1M. Election of Director: Cheryl D. Mills Management For Voted - For
1N. Election of Director: Gordon M. Nixon Management For Voted - For
1O. Election of Director: Thomas H. O'brien Management For Voted - For
1P. Election of Director: IVan G. Seidenberg Management For Voted - For
1Q. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1R. Election of Director: John S. Varley Management For Voted - For
1S. Election of Director: Susan L. Wagner Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation of the Named Executive Officers, As
Disclosed and Discussed in the Proxy Statement. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As Blackrock's Independent Registered
Public Accounting Firm for the Year 2016. Management For Voted - For
4. Approval of A Management Proposal to Amend the
Bylaws to Implement "proxy Access". Management For Voted - For
5. A Stockholder Proposal by the Stephen M.
Silberstein Revocable Trust Regarding Proxy Voting
Practices Relating to Executive Compensation. Shareholder Against Voted - Against
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 28-Jun-16 Meeting Type: Annual
1A. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Ronald E.
Blaylock Management For Voted - For
1B. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Alan B.
Colberg Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Thomas J.
Folliard Management For Voted - For
1D. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Rakesh
Gangwal Management For Voted - For
1E. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Jeffrey
E. Garten Management For Voted - For
1F. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Shira
Goodman Management For Voted - For
1G. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: W. Robert
Grafton Management For Voted - For
1H. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Edgar H.
Grubb Management For Voted - For
1I. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Marcella
Shinder Management For Voted - For
1J. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Mitchell
D. Steenrod Management For Voted - For
1K. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: William
R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non- Binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Approve the Carmax, Inc. 2002 Stock Incentive
Plan, As Amended and Restated. Management For Voted - For
5. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBG
Meeting Date: 13-May-16 Meeting Type: Annual
1A. Election of Director: Brandon B. Boze Management For Voted - For
1B. Election of Director: Curtis F. Feeny Management For Voted - For
1C. Election of Director: Bradford M. Freeman Management For Voted - For
1D. Election of Director: Christopher T. Jenny Management For Voted - For
1E. Election of Director: Gerardo I. Lopez Management For Voted - For
1F. Election of Director: Frederic V. Malek Management For Voted - For
1G. Election of Director: Paula R. Reynolds Management For Voted - For
1H. Election of Director: Robert E. Sulentic Management For Voted - For
1I. Election of Director: Laura D. Tyson Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: Ray Wirta Management For Voted - For
2. Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation for 2015. Management For Voted - For
4. Approve an Amendment to our Certificate of
Incorporation to Reduce (to 30%) the Stock-
Ownership Threshold Required for our Stockholders
to Request A Special Stockholder Meeting. Management For Voted - For
5. Stockholder Proposal Regarding our Stockholders'
Ability to Call Special Stockholder Meetings. Shareholder Against Voted - Against
CHIPOTLE MEXICAN GRILL, INC.
SECURITY ID: 169656105 TICKER: CMG
Meeting Date: 11-May-16 Meeting Type: Annual
1.1 Director: Al Baldocchi Management For Voted - For
1.2 Director: Darlene Friedman Management For Voted - For
1.3 Director: John Charlesworth Management For Voted - For
1.4 Director: Kimbal Musk Management For Voted - For
1.5 Director: Monty Moran Management For Voted - For
1.6 Director: Neil Flanzraich Management For Voted - For
1.7 Director: Pat Flynn Management For Voted - For
1.8 Director: Stephen Gillett Management For Voted - For
1.9 Director: Steve Ells Management For Voted - For
2. An Advisory Vote to Approve the Compensation of our
Executive Officers As Disclosed in the Proxy
Statement ("say-on-pay"). Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Year Ending December 31, 2016. Management For Voted - For
4. A Proposal to Approve an Amendment to the Amended
and Restated Certificate of Incorporation of
Chipotle Mexican Grill, Inc., to Remove A Provision
Allowing Only the Board of Directors Or the
Chairman of the Board the Ability to Call Special
Meetings of Shareholders. Management For Voted - For
5. A Proposal to Approve Amendments to the Chipotle
Mexican Grill, Inc. Amended and Restated Bylaws to
Adopt A "proxy Access" Bylaw Allowing A
Shareholder, Or Group of Not More Than 20
Shareholders, Owning an Aggregate of Not Less Than
5% of our Outstanding Common Stock Continuously for
at Least Three Years to Submit A Limited Number of
Candidates for Election to our Board and to Require
Us to Include Such Candidate(s), Subject to
Satisfaction of the Requirements of our Bylaws, in
our Proxy Materials for the Meeting at Which Such
Election Will be Held. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Adopt and Present for Shareholder Approval A "proxy
Access" Bylaw to Allow A Shareholder Or Group of
Shareholders Owning an Aggregate of 3% Or More of
our Outstanding Common Stock Continuously for at
Least Three Years to Submit A Limited Number of
Candidates for Election to our Board and to Require
Us to Include Such Candidate(s) in our Proxy
Materials for the Meeting at Which Such Election
Will be Held. Shareholder Against Voted - Against
7. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting Adoption of A Stock
Retention Policy for Senior Executives. Shareholder Against Voted - Against
8. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Implement Changes to Chipotle's Governing Documents
to Allow Shareholders Owning an Aggregate of 10% of
our Outstanding Common Stock to Call Special
Meetings of Shareholders. Shareholder Against Voted - Against
9. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting Chipotle to Issue an Annual
Sustainability Report Meeting Specified Criteria. Shareholder Against Voted - Against
10. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That our Compensation
Committee Prepare and Disclose A Report on the
Feasibility of Incorporating Sustainability
Measures Into Executive Officer Incentive
Compensation Programs. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1B. Election of Equity Director: Phupinder S. Gill Management For Voted - For
1C. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1D. Election of Equity Director: Charles P. Carey Management For Voted - For
1E. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1F. Election of Equity Director: Ana Dutra Management For Voted - For
1G. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1H. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1I. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1J. Election of Equity Director: Leo Melamed Management For Voted - For
1K. Election of Equity Director: William P. Miller II Management For Voted - For
1L. Election of Equity Director: James E. Oliff Management For Voted - For
1M. Election of Equity Director: Alex J. Pollock Management For Voted - For
1N. Election of Equity Director: John F. Sandner Management For Voted - For
1O. Election of Equity Director: Terry L. Savage Management For Voted - For
1P. Election of Equity Director: William R. Shepard Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1Q. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2016. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 16-Jun-16 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Gregory M. Bridgeford Management For Voted - For
1C. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1D. Election of Director: Mary Anne Citrino Management For Voted - For
1E. Election of Director: H. Ray Compton Management For Voted - For
1F. Election of Director: Conrad M. Hall Management For Voted - For
1G. Election of Director: Lemuel E. Lewis Management For Voted - For
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
4. To Approve the Material Terms of the Performance
Goals Under the Omnibus Incentive Plan Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 08-Jun-16 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' Only for Resolution Numbers
"1.1 to 1.10 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C. Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: John J. Swidler Management For Voted - For
1.10 Election of Director: Huw Thomas Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 27-Apr-16 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Jr. Management For Voted - For
1B. Election of Director: Edward W. Barnholt Management For Voted - For
1C. Election of Director: Anthony J. Bates Management For Voted - For
1D. Election of Director: Bonnie S. Hammer Management For Voted - For
1E. Election of Director: Kathleen C. Mitic Management For Voted - For
1F. Election of Director: Pierre M. Omidyar Management For Voted - For
1G. Election of Director: Paul S. Pressler Management For Voted - For
1H. Election of Director: Robert H. Swan Management For Voted - For
1I. Election of Director: Thomas J. Tierney Management For Voted - For
1J. Election of Director: Perry M. Traquina Management For Voted - For
1K. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Approval of the Amendment and Restatement of the
2008 Equity Incentive Award Plan. Management For Voted - For
4. Ratification of Appointment of Independent Auditors. Management For Voted - For
5. Stockholder Proposal Regarding Gender Pay Equity. Shareholder Against Voted - Against
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: James C. Day Management For Voted - For
1D. Election of Director: H. Leighton Steward Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2016. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 01-Jun-16 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: John Hughes Management For Voted - For
1.5 Director: Scott Kriens Management For Voted - For
1.6 Director: William Luby Management For Voted - For
1.7 Director: Irving Lyons, III Management For Voted - For
1.8 Director: Christopher Paisley Management For Voted - For
1.9 Director: Stephen Smith Management For Voted - For
1.10 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2016. Management For Voted - For
FACEBOOK INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 20-Jun-16 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d. Desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2016. Management For Voted - For
3. To Hold A Non-binding Advisory Vote on the
Compensation Program for our Named Executive
Officers As Disclosed in our Proxy Statement. Management For Voted - For
4. To Ratify our Grant of Restricted Stock Units
(rsus) to our Non- Employee Directors During the
Year Ended December 31, 2013. Management For Voted - For
5. To Ratify our Grant of Rsus to our Non-employee
Directors During the Years Ended December 31, 2014
and 2015. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. To Approve our Annual Compensation Program for Non-
Employee Directors. Management For Voted - For
7A. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Establish
the Class C Capital Stock and to Make Certain
Clarifying Changes. Management For Voted - For
7B. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Increase
the Number of Authorized Shares of Class A Common
Stock from 5,000,000,000 to 20,000,000,000. Management For Voted - For
7C. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Provide
for the Equal Treatment of Shares of Class A Common
Stock, Class B Common Stock, and Class C Capital
Stock in Connection with Dividends and
Distributions, Certain Transactions, and Upon our
Liquidation, Dissolution, Or Winding Up. Management For Voted - For
7D. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Provide
for Additional Events Upon Which All of our Shares
of Class B Common Stock Will Automatically Convert
to Class A Common Stock, to Provide for Additional
Instances Where Class B Common Stock Would Not
Convert to Class A Common Stock in Connection with
Certain Transfers, and to Make Certain Related
Changes to the Class B Common Stock Conversion
Provisions. Management For Voted - For
8. To Amend and Restate our 2012 Equity Incentive Plan. Management For Voted - For
9. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding an Annual
Sustainability Report. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding A Lobbying Report. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding an International
Public Policy Committee. Shareholder Against Voted - Against
13. A Stockholder Proposal Regarding A Gender Pay
Equity Report. Shareholder Against Voted - Against
INTERCONTINENTAL EXCHANGE, INC.
SECURITY ID: 45866F104 TICKER: ICE
Meeting Date: 13-May-16 Meeting Type: Annual
1A. Election of Director: Charles R. Crisp Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Jean-marc Forneri Management For Voted - For
1C. Election of Director: the Rt. Hon. the Lord Hague
of Richmond Management For Voted - For
1D. Election of Director: Fred W. Hatfield Management For Voted - For
1E. Election of Director: Frederic V. Salerno Management For Voted - For
1F. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1G. Election of Director: Judith A. Sprieser Management For Voted - For
1H. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2016. Management For Voted - For
4. Stockholder Proposal Regarding the Preparation of A
Sustainability Report. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Director: Craig H. Barratt, Ph.D. Management For Voted - For
1.2 Director: Michael A. Friedman, Md Management For Voted - For
1.3 Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.4 Director: Amal M. Johnson Management For Voted - For
1.5 Director: Keith R. Leonard, Jr. Management For Voted - For
1.6 Director: Alan J. Levy, Ph.D. Management For Voted - For
1.7 Director: Mark J. Rubash Management For Voted - For
1.8 Director: Lonnie M. Smith Management For Voted - For
1.9 Director: George Stalk, Jr. Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Public Management For Voted - For
4. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 03-Jun-16 Meeting Type: Annual
1.1 Director: Sheldon G. Adelson Management For Voted - For
1.2 Director: Irwin Chafetz Management For Voted - For
1.3 Director: Robert G. Goldstein Management For Voted - For
1.4 Director: Charles A. Koppelman Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2016 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 28-Jun-16 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Oki Matsumoto Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2016 Management For Voted - For
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 29-Jan-16 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1C. Election of Director: Janice L. Fields Management For Voted - For
1D. Election of Director: Hugh Grant Management For Voted - For
1E. Election of Director: Arthur H. Harper Management For Voted - For
1F. Election of Director: Laura K. Ipsen Management For Voted - For
1G. Election of Director: Marcos M. Lutz Management For Voted - For
1H. Election of Director: C. Steve Mcmillan Management For Voted - For
1I. Election of Director: Jon R. Moeller Management For Voted - For
1J. Election of Director: William U. Parfet Management For Voted - For
1K. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1L. Election of Director: Robert J. Stevens Management For Voted - For
1M. Election of Director: Patricia Verduin, Ph.D. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2016. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Approval of Code Section 162(m) Annual Incentive
Plan. Management For Voted - For
5. Shareowner Proposal: Glyphosate Report. Shareholder Against Voted - For
6. Shareowner Proposal: Lobbying Report. Shareholder Against Voted - For
7. Shareowner Proposal: Independent Board Chairman. Shareholder Against Voted - For
PERRIGO COMPANY PLC
SECURITY ID: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-15 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1E. Election of Director: Ellen R. Hoffing Management For Voted - For
1F. Election of Director: Michael J. Jandernoa Management For Voted - For
1G. Election of Director: Gerard K. Kunkle, Jr. Management For Voted - For
1H. Election of Director: Herman Morris, Jr. Management For Voted - For
1I. Election of Director: Donal O'connor Management For Voted - For
1J. Election of Director: Joseph C. Papa Management For Voted - For
1K. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Period Ending December 31, 2015, and Authorize
the Board of Directors, Acting Through the Audit
Committee, to Fix the Remuneration of the Auditors. Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation. Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares. Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares. Management For Voted - For
6. Approve Amendments to the Memorandum of Association
of the Company. Management For Voted - For
7. Adopt Revised Articles of Association of the
Company. Management For Voted - For
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Ellen R. Hoffing Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Michael J. Jandernoa Management For Voted - For
1F. Election of Director: Gerald K. Kunkle, Jr. Management For Voted - For
1G. Election of Director: Herman Morris, Jr. Management For Voted - For
1H. Election of Director: Donal O'connor Management For Voted - For
1I. Election of Director: Joseph C. Papa Management For Voted - For
1J. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditor for the Period Ending December
31, 2016, and Authorize the Board of Directors,
Acting Through the Audit Committee, to Fix the
Remuneration of the Auditor Management For Voted - For
3. Approve in an Advisory Vote the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
to Make Market Purchases of Perrigo Company PLC's
Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
PRECISION CASTPARTS CORP.
SECURITY ID: 740189105 TICKER: PCP
Meeting Date: 17-Aug-15 Meeting Type: Annual
1A. Election of Director: Peter B. Delaney Management For Voted - For
1B. Election of Director: Mark Donegan Management For Voted - For
1C. Election of Director: Don R. Graber Management For Voted - For
1D. Election of Director: Lester L. Lyles Management For Voted - For
1E. Election of Director: Vernon E. Oechsle Management For Voted - For
1F. Election of Director: James F. Palmer Management For Voted - For
1G. Election of Director: Ulrich Schmidt Management For Voted - For
1H. Election of Director: Richard L. Wambold Management For Voted - For
1I. Election of Director: Timothy A. Wicks Management For Voted - For
1J. Election of Director: Janet C. Wolfenbarger Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Vote Regarding Compensation of Named
Executive Officers. Management For Voted - For
4. Shareholder Proposal Regarding Proxy Access. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 08-Mar-16 Meeting Type: Annual
1A. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Barbara T. Alexander Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Raymond V. Dittamore Management For Voted - For
1C. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jeffrey W. Henderson Management For Voted - For
1D. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Thomas W. Horton Management For Voted - For
1E. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Paul E. Jacobs Management For Voted - For
1F. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Harish Manwani Management For Voted - For
1G. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Mark D. Mclaughlin Management For Voted - For
1H. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Steve Mollenkopf Management For Voted - For
1I. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Clark T. Randt, Jr. Management For Voted - For
1J. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Francisco Ros Management For Voted - For
1K. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jonathan J. Rubinstein Management For Voted - For
1L. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Anthony J. Vinciquerra Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 25, 2016. Management For Voted - For
3. To Approve the 2016 Long-term Incentive Plan. Management For Voted - For
4. To Approve our Executive Compensation. Management For Voted - For
5. A Stockholder Proposal, If Properly Presented at
the Annual Meeting. Shareholder Against Voted - Against
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 04-May-16 Meeting Type: Annual
1.1 Election of Director: Raul Alvarez Management For Voted - For
1.2 Election of Director: Marc E. Becker Management For Voted - For
1.3 Election of Director: V. Ann Hailey Management For Voted - For
1.4 Election of Director: Duncan L. Niederauer Management For Voted - For
1.5 Election of Director: Richard A. Smith Management For Voted - For
1.6 Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
4. Approval of the Realogy Holdings Corp. Amended and
Restated 2012 Long-term Incentive Plan. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
SECURITY ID: 78388J106 TICKER: SBAC
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Election of Director: Kevin L. Beebe (for A
Three-year Term Expiring at the 2019 Annual Meeting) Management For Voted - For
1.2 Election of Director: Jack Langer (for A Three-year
Term Expiring at the 2019 Annual Meeting) Management For Voted - For
1.3 Election of Director: Jeffrey A. Stoops (for A
Three-year Term Expiring at the 2019 Annual Meeting) Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2016 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
4. Approval of Sba's Proxy Access Bylaw. Management For Voted - For
5. Vote on Shareholder Proposal Regarding Proxy
Access, If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 06-Apr-16 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1C. Election of Director: Paal Kibsgaard Management For Voted - For
1D. Election of Director: Nikolay Kudryavtsev Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Michael E. Marks Management For Voted - For
1F. Election of Director: Indra K. Nooyi Management For Voted - For
1G. Election of Director: Lubna S. Olayan Management For Voted - For
1H. Election of Director: Leo Rafael Reif Management For Voted - For
1I. Election of Director: Tore I. Sandvold Management For Voted - For
1J. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2015 Financial Statements
and the Board's 2015 Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
5. To Approve Amendments to the Company's Articles of
Incorporation to Allow the Board to Fix the
Authorized Number of Directors at A Meeting Subject
to Stockholder Approval and to Reflect Changes to
the Curacao Civil Code. Management For Voted - For
6. To Approve A Resolution to Fix the Number of
Directors Constituting the Board of Directors at
Not More Than 12, Subject to Approval of Item 5. Management For Voted - For
7. To Approve our Amended and Restated French Sub-plan
for Purposes of Qualification Under French Law, to
Provide Recipients of Equity Grants Thereunder with
Preferential Tax Treatment Under French Law. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: John D. Gass Management For Voted - For
1B. Election of Director: Catherine A. Kehr Management For Voted - For
1C. Election of Director: Greg D. Kerley Management For Voted - For
1D. Election of Director: Kenneth R. Mourton Management For Voted - For
1E. Election of Director: Elliott Pew Management For Voted - For
1F. Election of Director: Terry W. Rathert Management For Voted - For
1G. Election of Director: Alan H. Stevens Management For Voted - For
1H. Election of Director: William J. Way Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Proposal to Approve the Amended Southwestern Energy
Company 2013 Incentive Plan, Primarily to Increase
the Number of Shares Available for Issuance. Management For Voted - For
4. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP to Serve As the
Company's Independent Registered Public Accounting
Firm for 2016. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 23-Mar-16 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Robert M. Gates Management For Voted - For
1E. Election of Director: Mellody Hobson Management For Voted - For
1F. Election of Director: Kevin R. Johnson Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Approve Amendment and Restatement of our Executive
Management Bonus Plan. Management For Voted - For
4. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2016. Management For Voted - For
5. Adopt Proxy Access Bylaw. Shareholder Against Voted - Against
6. Review Policies Related to Human Rights. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 18-Feb-16 Meeting Type: Annual
1.1 Director: Bharat B. Masrani Management For Voted - For
1.2 Director: Irene R. Miller Management For Voted - For
1.3 Director: Todd M. Ricketts Management For Voted - For
1.4 Director: Allan R. Tessler Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Approval of the Amended and Restated Long-term
Incentive Plan. Management For Voted - For
4. Approval of the Amended and Restated Management
Incentive Plan. Management For Voted - For
5. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2016. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: John K. Adams, Jr. Management For Voted - For
1B. Election of Director: Stephen A. Ellis Management For Voted - For
1C. Election of Director: Arun Sarin Management For Voted - For
1D. Election of Director: Charles R. Schwab Management For Voted - For
1E. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
5. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 02-Jun-16 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jan L. Docter Management For Voted - For
1.4 Director: Jeffrey E. Epstein Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Charles H. Noski Management For Voted - For
1.7 Director: Nancy B. Peretsman Management For Voted - For
1.8 Director: Thomas E. Rothman Management For Voted - For
1.9 Director: Craig W. Rydin Management For Voted - For
1.10 Director: Lynn M. Vojvodich Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2016. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 03-Mar-16 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Maria Elena Lagomasino Management For Voted - For
1F. Election of Director: Fred H. Langhammer Management For Voted - For
1G. Election of Director: Aylwin B. Lewis Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Mark G. Parker Management For Voted - For
1J. Election of Director: Sheryl K. Sandberg Management For Voted - For
1K. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2016. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve the Amendment to the Restated
Certificate of Incorporation. Management For Voted - For
5. To Approve the Shareholder Proposal Relating to
Simple Majority Vote. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Relating to
Lobbying Disclosure. Shareholder Against Voted - Against
TRIMBLE NAVIGATION LIMITED
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 02-May-16 Meeting Type: Annual
1.1 Director: Steven W. Berglund Management For Voted - For
1.2 Director: Merit E. Janow Management For Voted - For
1.3 Director: Ulf J. Johansson Management For Voted - For
1.4 Director: Meaghan Lloyd Management For Voted - For
1.5 Director: Ronald S. Nersesian Management For Voted - For
1.6 Director: Mark S. Peek Management For Voted - For
1.7 Director: Nickolas W. Vande Steeg Management For Voted - For
1.8 Director: Borje Ekholm Management For Voted - For
1.9 Director: Kaigham (ken) Gabriel Management For Voted - For
2. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Fiscal Year Ending December 30, 2016. Management For Voted - For
4. To Approve the Reincorporation of the Company from
California to Delaware. Management For Voted - For
< PAGE>
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 03-Feb-16 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1E. Election of Director: Robert W. Matschullat Management For Voted - For
1F. Election of Director: Cathy E. Minehan Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: David J. Pang Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Visa Inc. 2007 Equity Incentive
Compensation Plan, As Amended and Restated. Management For Voted - For
4. Approval of Visa Inc. Incentive Plan, As Amended
and Restated. Management For Voted - For
5. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2016 Fiscal Year. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 14-Jun-16 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Director: Joseph M. Hogan Management For Voted - For
1B. Election of Director: Joseph Lacob Management For Voted - For
1C. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1D. Election of Director: George J. Morrow Management For Voted - For
1E. Election of Director: Thomas M. Prescott Management For Voted - For
1F. Election of Director: Andrea L. Saia Management For Voted - For
1G. Election of Director: Greg J. Santora Management For Voted - For
1H. Election of Director: Warren S. Thaler Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Align Technology, Inc.'s Independent
Registered Public Accountants. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Amendment of Article V of our Amended and Restated
Certificate of Incorporation to Eliminate the "for
Cause" Requirement for Stockholder Removal of A
Director. Management For Voted - For
5. Amendment to our Amended and Restated Certificate
of Incorporation to Eliminate the Super Majority
Vote Requirement for Stockholder Removal of A
Director. Management For Voted - For
6. Approve Amended and Restated 2005 Incentive Plan. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 07-Jun-16 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: D. Keith Cobb Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Approval of Executive Compensation. Management For Voted - For
3. To Amend the Certificate of Incorporation of
Alliance Data Systems Corporation to Eliminate
Restrictions on Removal of Directors. Management For Voted - For
4. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of Alliance Data Systems Corporation for 2016. Management For Voted - For
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2016. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. The Approval of an Amendment to the Fourth Amended
and Restated Certificate of Incorporation of Google
Inc., Alphabet's Wholly Owned Subsidiary, to Remove
A Provision That Requires the Vote of the
Stockholders of Alphabet, in Addition to the Vote
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Alphabet (as Sole Stockholder), in Order for
Google to Take Certain Actions. Management For Voted - For
5. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding an Independent
Chairman of the Board Policy, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: Jeffrey P. Bezos Management For Voted - For
1B. Election of Director: Tom A. Alberg Management For Voted - For
1C. Election of Director: John Seely Brown Management For Voted - For
1D. Election of Director: William B. Gordon Management For Voted - For
1E. Election of Director: Jamie S. Gorelick Management For Voted - For
1F. Election of Director: Judith A. Mcgrath Management For Voted - For
1G. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1H. Election of Director: Thomas O. Ryder Management For Voted - For
1I. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1J. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
3. Shareholder Proposal Regarding Sustainability
Reporting Shareholder Against Voted - Against
4. Shareholder Proposal Regarding A Report Concerning
Human Rights Shareholder Against Voted - Against
5. Shareholder Proposal Regarding A Report Concerning
Corporate Political Contributions Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 01-Jun-16 Meeting Type: Annual
1A. Election of Director: Raymond P. Dolan Management For Voted - For
1B. Election of Director: Robert D. Hormats Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Carolyn F. Katz Management For Voted - For
1D. Election of Director: Gustavo Lara Cantu Management For Voted - For
1E. Election of Director: Craig Macnab Management For Voted - For
1F. Election of Director: Joann A. Reed Management For Voted - For
1G. Election of Director: Pamela D.a. Reeve Management For Voted - For
1H. Election of Director: David E. Sharbutt Management For Voted - For
1I. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1J. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation Management For Voted - For
4. To Amend the Bylaws to Reduce the Ownership
Threshold Required to Call A Special Meeting of the
Stockholders Shareholder Against Voted - Against
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 26-Feb-16 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
2014 Employee Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "net-zero
Greenhouse Gas Emissions by 2030" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "human Rights
Review - High Risk Regions" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "shareholder Proxy
Access" Shareholder Against Voted - Against
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 25-May-16 Meeting Type: Annual
1A. Election of Director: Abdlatif Yousef Al-hamad Management For Voted - For
1B. Election of Director: Mathis Cabiallavetta Management For Voted - For
1C. Election of Director: Pamela Daley Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
1F. Election of Director: Laurence D. Fink Management For Voted - For
1G. Election of Director: Fabrizio Freda Management For Voted - For
1H. Election of Director: Murry S. Gerber Management For Voted - For
1I. Election of Director: James Grosfeld Management For Voted - For
1J. Election of Director: Robert S. Kapito Management For Voted - For
1K. Election of Director: David H. Komansky Management For Voted - For
1L. Election of Director: Sir Deryck Maughan Management For Voted - For
1M. Election of Director: Cheryl D. Mills Management For Voted - For
1N. Election of Director: Gordon M. Nixon Management For Voted - For
1O. Election of Director: Thomas H. O'brien Management For Voted - For
1P. Election of Director: IVan G. Seidenberg Management For Voted - For
1Q. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1R. Election of Director: John S. Varley Management For Voted - For
1S. Election of Director: Susan L. Wagner Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation of the Named Executive Officers, As
Disclosed and Discussed in the Proxy Statement. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As Blackrock's Independent Registered
Public Accounting Firm for the Year 2016. Management For Voted - For
4. Approval of A Management Proposal to Amend the
Bylaws to Implement "proxy Access". Management For Voted - For
5. A Stockholder Proposal by the Stephen M.
Silberstein Revocable Trust Regarding Proxy Voting
Practices Relating to Executive Compensation. Shareholder Against Voted - Against
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 28-Jun-16 Meeting Type: Annual
1A. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Ronald E.
Blaylock Management For Voted - For
1B. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Alan B.
Colberg Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Thomas J.
Folliard Management For Voted - For
1D. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Rakesh
Gangwal Management For Voted - For
1E. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Jeffrey
E. Garten Management For Voted - For
1F. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Shira
Goodman Management For Voted - For
1G. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: W. Robert
Grafton Management For Voted - For
1H. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Edgar H.
Grubb Management For Voted - For
1I. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Marcella
Shinder Management For Voted - For
1J. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: Mitchell
D. Steenrod Management For Voted - For
1K. Election of Director for A One- Year Term Expiring
at the 2017 Annual Shareholders' Meeting: William
R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non- Binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Approve the Carmax, Inc. 2002 Stock Incentive
Plan, As Amended and Restated. Management For Voted - For
5. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBG
Meeting Date: 13-May-16 Meeting Type: Annual
1A. Election of Director: Brandon B. Boze Management For Voted - For
1B. Election of Director: Curtis F. Feeny Management For Voted - For
1C. Election of Director: Bradford M. Freeman Management For Voted - For
1D. Election of Director: Christopher T. Jenny Management For Voted - For
1E. Election of Director: Gerardo I. Lopez Management For Voted - For
1F. Election of Director: Frederic V. Malek Management For Voted - For
1G. Election of Director: Paula R. Reynolds Management For Voted - For
1H. Election of Director: Robert E. Sulentic Management For Voted - For
1I. Election of Director: Laura D. Tyson Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: Ray Wirta Management For Voted - For
2. Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation for 2015. Management For Voted - For
4. Approve an Amendment to our Certificate of
Incorporation to Reduce (to 30%) the Stock-
Ownership Threshold Required for our Stockholders
to Request A Special Stockholder Meeting. Management For Voted - For
5. Stockholder Proposal Regarding our Stockholders'
Ability to Call Special Stockholder Meetings. Shareholder Against Voted - Against
CHIPOTLE MEXICAN GRILL, INC.
SECURITY ID: 169656105 TICKER: CMG
Meeting Date: 11-May-16 Meeting Type: Annual
1.1 Director: Al Baldocchi Management For Voted - For
1.2 Director: Darlene Friedman Management For Voted - For
1.3 Director: John Charlesworth Management For Voted - For
1.4 Director: Kimbal Musk Management For Voted - For
1.5 Director: Monty Moran Management For Voted - For
1.6 Director: Neil Flanzraich Management For Voted - For
1.7 Director: Pat Flynn Management For Voted - For
1.8 Director: Stephen Gillett Management For Voted - For
1.9 Director: Steve Ells Management For Voted - For
2. An Advisory Vote to Approve the Compensation of our
Executive Officers As Disclosed in the Proxy
Statement ("say-on-pay"). Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Year Ending December 31, 2016. Management For Voted - For
4. A Proposal to Approve an Amendment to the Amended
and Restated Certificate of Incorporation of
Chipotle Mexican Grill, Inc., to Remove A Provision
Allowing Only the Board of Directors Or the
Chairman of the Board the Ability to Call Special
Meetings of Shareholders. Management For Voted - For
5. A Proposal to Approve Amendments to the Chipotle
Mexican Grill, Inc. Amended and Restated Bylaws to
Adopt A "proxy Access" Bylaw Allowing A
Shareholder, Or Group of Not More Than 20
Shareholders, Owning an Aggregate of Not Less Than
5% of our Outstanding Common Stock Continuously for
at Least Three Years to Submit A Limited Number of
Candidates for Election to our Board and to Require
Us to Include Such Candidate(s), Subject to
Satisfaction of the Requirements of our Bylaws, in
our Proxy Materials for the Meeting at Which Such
Election Will be Held. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Adopt and Present for Shareholder Approval A "proxy
Access" Bylaw to Allow A Shareholder Or Group of
Shareholders Owning an Aggregate of 3% Or More of
our Outstanding Common Stock Continuously for at
Least Three Years to Submit A Limited Number of
Candidates for Election to our Board and to Require
Us to Include Such Candidate(s) in our Proxy
Materials for the Meeting at Which Such Election
Will be Held. Shareholder Against Voted - Against
7. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting Adoption of A Stock
Retention Policy for Senior Executives. Shareholder Against Voted - Against
8. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Implement Changes to Chipotle's Governing Documents
to Allow Shareholders Owning an Aggregate of 10% of
our Outstanding Common Stock to Call Special
Meetings of Shareholders. Shareholder Against Voted - Against
9. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting Chipotle to Issue an Annual
Sustainability Report Meeting Specified Criteria. Shareholder Against Voted - Against
10. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That our Compensation
Committee Prepare and Disclose A Report on the
Feasibility of Incorporating Sustainability
Measures Into Executive Officer Incentive
Compensation Programs. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 18-May-16 Meeting Type: Annual
1A. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1B. Election of Equity Director: Phupinder S. Gill Management For Voted - For
1C. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1D. Election of Equity Director: Charles P. Carey Management For Voted - For
1E. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1F. Election of Equity Director: Ana Dutra Management For Voted - For
1G. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1H. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1I. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1J. Election of Equity Director: Leo Melamed Management For Voted - For
1K. Election of Equity Director: William P. Miller II Management For Voted - For
1L. Election of Equity Director: James E. Oliff Management For Voted - For
1M. Election of Equity Director: Alex J. Pollock Management For Voted - For
1N. Election of Equity Director: John F. Sandner Management For Voted - For
1O. Election of Equity Director: Terry L. Savage Management For Voted - For
1P. Election of Equity Director: William R. Shepard Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1Q. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2016. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 16-Jun-16 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Gregory M. Bridgeford Management For Voted - For
1C. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1D. Election of Director: Mary Anne Citrino Management For Voted - For
1E. Election of Director: H. Ray Compton Management For Voted - For
1F. Election of Director: Conrad M. Hall Management For Voted - For
1G. Election of Director: Lemuel E. Lewis Management For Voted - For
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
4. To Approve the Material Terms of the Performance
Goals Under the Omnibus Incentive Plan Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 08-Jun-16 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'abstain' Only for Resolution Numbers
"1.1 to 1.10 and 2". Thank You. Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C. Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: John J. Swidler Management For Voted - For
1.10 Election of Director: Huw Thomas Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 27-Apr-16 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Jr. Management For Voted - For
1B. Election of Director: Edward W. Barnholt Management For Voted - For
1C. Election of Director: Anthony J. Bates Management For Voted - For
1D. Election of Director: Bonnie S. Hammer Management For Voted - For
1E. Election of Director: Kathleen C. Mitic Management For Voted - For
1F. Election of Director: Pierre M. Omidyar Management For Voted - For
1G. Election of Director: Paul S. Pressler Management For Voted - For
1H. Election of Director: Robert H. Swan Management For Voted - For
1I. Election of Director: Thomas J. Tierney Management For Voted - For
1J. Election of Director: Perry M. Traquina Management For Voted - For
1K. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Approval of the Amendment and Restatement of the
2008 Equity Incentive Award Plan. Management For Voted - For
4. Ratification of Appointment of Independent Auditors. Management For Voted - For
5. Stockholder Proposal Regarding Gender Pay Equity. Shareholder Against Voted - Against
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: James C. Day Management For Voted - For
1D. Election of Director: H. Leighton Steward Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2016. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 01-Jun-16 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: John Hughes Management For Voted - For
1.5 Director: Scott Kriens Management For Voted - For
1.6 Director: William Luby Management For Voted - For
1.7 Director: Irving Lyons, III Management For Voted - For
1.8 Director: Christopher Paisley Management For Voted - For
1.9 Director: Stephen Smith Management For Voted - For
1.10 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2016. Management For Voted - For
FACEBOOK INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 20-Jun-16 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d. Desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2016. Management For Voted - For
3. To Hold A Non-binding Advisory Vote on the
Compensation Program for our Named Executive
Officers As Disclosed in our Proxy Statement. Management For Voted - For
4. To Ratify our Grant of Restricted Stock Units
(rsus) to our Non- Employee Directors During the
Year Ended December 31, 2013. Management For Voted - For
5. To Ratify our Grant of Rsus to our Non-employee
Directors During the Years Ended December 31, 2014
and 2015. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. To Approve our Annual Compensation Program for Non-
Employee Directors. Management For Voted - For
7A. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Establish
the Class C Capital Stock and to Make Certain
Clarifying Changes. Management For Voted - For
7B. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Increase
the Number of Authorized Shares of Class A Common
Stock from 5,000,000,000 to 20,000,000,000. Management For Voted - For
7C. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Provide
for the Equal Treatment of Shares of Class A Common
Stock, Class B Common Stock, and Class C Capital
Stock in Connection with Dividends and
Distributions, Certain Transactions, and Upon our
Liquidation, Dissolution, Or Winding Up. Management For Voted - For
7D. To Approve the Adoption of our Amended and Restated
Certificate of Incorporation, Comprising: the
Approval of the Adoption of Amendments to our
Restated Certificate of Incorporation to Provide
for Additional Events Upon Which All of our Shares
of Class B Common Stock Will Automatically Convert
to Class A Common Stock, to Provide for Additional
Instances Where Class B Common Stock Would Not
Convert to Class A Common Stock in Connection with
Certain Transfers, and to Make Certain Related
Changes to the Class B Common Stock Conversion
Provisions. Management For Voted - For
8. To Amend and Restate our 2012 Equity Incentive Plan. Management For Voted - For
9. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding an Annual
Sustainability Report. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding A Lobbying Report. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding an International
Public Policy Committee. Shareholder Against Voted - Against
13. A Stockholder Proposal Regarding A Gender Pay
Equity Report. Shareholder Against Voted - Against
IMAX CORPORATION
SECURITY ID: 45245E109 TICKER: IMAX
Meeting Date: 06-Jun-16 Meeting Type: Annual And Special
1.1 Director: Neil S. Braun Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: Eric A. Demirian Management For Voted - For
1.3 Director: Richard L. Gelfond Management For Voted - For
1.4 Director: David W. Leebron Management For Voted - For
1.5 Director: Michael Lynne Management For Voted - For
1.6 Director: Michael Macmillan Management For Voted - For
1.7 Director: I. Martin Pompadur Management For Voted - For
1.8 Director: Dana Settle Management For Voted - For
1.9 Director: Darren Throop Management For Voted - For
1.10 Director: Bradley J. Wechsler Management For Voted - For
02 In Respect of the Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Company and Authorizing the Directors to Fix Their
Remuneration. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
03 In Respect of the Approval of the Amended and
Restated Long-term Incentive Plan As Set Forth in
Appendix "a" to the Proxy Circular and Proxy
Statement. Note: Voting Withhold is the Equivalent
to Voting Abstain. Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
SECURITY ID: 45866F104 TICKER: ICE
Meeting Date: 13-May-16 Meeting Type: Annual
1A. Election of Director: Charles R. Crisp Management For Voted - For
1B. Election of Director: Jean-marc Forneri Management For Voted - For
1C. Election of Director: the Rt. Hon. the Lord Hague
of Richmond Management For Voted - For
1D. Election of Director: Fred W. Hatfield Management For Voted - For
1E. Election of Director: Frederic V. Salerno Management For Voted - For
1F. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1G. Election of Director: Judith A. Sprieser Management For Voted - For
1H. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2016. Management For Voted - For
4. Stockholder Proposal Regarding the Preparation of A
Sustainability Report. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 21-Apr-16 Meeting Type: Annual
1.1 Director: Craig H. Barratt, Ph.D. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: Michael A. Friedman, Md Management For Voted - For
1.3 Director: Gary S. Guthart, Ph.D. Management For Voted - For
1.4 Director: Amal M. Johnson Management For Voted - For
1.5 Director: Keith R. Leonard, Jr. Management For Voted - For
1.6 Director: Alan J. Levy, Ph.D. Management For Voted - For
1.7 Director: Mark J. Rubash Management For Voted - For
1.8 Director: Lonnie M. Smith Management For Voted - For
1.9 Director: George Stalk, Jr. Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Public Management For Voted - For
4. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 03-Jun-16 Meeting Type: Annual
1.1 Director: Sheldon G. Adelson Management For Voted - For
1.2 Director: Irwin Chafetz Management For Voted - For
1.3 Director: Robert G. Goldstein Management For Voted - For
1.4 Director: Charles A. Koppelman Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ended December 31, 2016 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 28-Jun-16 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Oki Matsumoto Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson Tai Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2016 Management For Voted - For
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 29-Jan-16 Meeting Type: Annual
1A. Election of Director: Gregory H. Boyce Management For Voted - For
1B. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1C. Election of Director: Janice L. Fields Management For Voted - For
1D. Election of Director: Hugh Grant Management For Voted - For
1E. Election of Director: Arthur H. Harper Management For Voted - For
1F. Election of Director: Laura K. Ipsen Management For Voted - For
1G. Election of Director: Marcos M. Lutz Management For Voted - For
1H. Election of Director: C. Steve Mcmillan Management For Voted - For
1I. Election of Director: Jon R. Moeller Management For Voted - For
1J. Election of Director: William U. Parfet Management For Voted - For
1K. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1L. Election of Director: Robert J. Stevens Management For Voted - For
1M. Election of Director: Patricia Verduin, Ph.D. Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2016. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Approval of Code Section 162(m) Annual Incentive
Plan. Management For Voted - For
5. Shareowner Proposal: Glyphosate Report. Shareholder Against Voted - For
6. Shareowner Proposal: Lobbying Report. Shareholder Against Voted - For
7. Shareowner Proposal: Independent Board Chairman. Shareholder Against Voted - For
PACIRA PHARMACEUTICALS, INC.
SECURITY ID: 695127100 TICKER: PCRX
Meeting Date: 14-Jun-16 Meeting Type: Annual
1.1 Director: Paul Hastings Management For Voted - For
1.2 Director: John Longenecker Management For Voted - For
1.3 Director: Andreas Wicki Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2016. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Amended and Restated 2011 Stock
Incentive Plan. Management For Voted - For
PERRIGO COMPANY PLC
SECURITY ID: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-15 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1E. Election of Director: Ellen R. Hoffing Management For Voted - For
1F. Election of Director: Michael J. Jandernoa Management For Voted - For
1G. Election of Director: Gerard K. Kunkle, Jr. Management For Voted - For
1H. Election of Director: Herman Morris, Jr. Management For Voted - For
1I. Election of Director: Donal O'connor Management For Voted - For
1J. Election of Director: Joseph C. Papa Management For Voted - For
1K. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Period Ending December 31, 2015, and Authorize
the Board of Directors, Acting Through the Audit
Committee, to Fix the Remuneration of the Auditors. Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation. Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares. Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares. Management For Voted - For
6. Approve Amendments to the Memorandum of Association
of the Company. Management For Voted - For
7. Adopt Revised Articles of Association of the
Company. Management For Voted - For
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Ellen R. Hoffing Management For Voted - For
1E. Election of Director: Michael J. Jandernoa Management For Voted - For
1F. Election of Director: Gerald K. Kunkle, Jr. Management For Voted - For
1G. Election of Director: Herman Morris, Jr. Management For Voted - For
1H. Election of Director: Donal O'connor Management For Voted - For
1I. Election of Director: Joseph C. Papa Management For Voted - For
1J. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditor for the Period Ending December
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
31, 2016, and Authorize the Board of Directors,
Acting Through the Audit Committee, to Fix the
Remuneration of the Auditor Management For Voted - For
3. Approve in an Advisory Vote the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
to Make Market Purchases of Perrigo Company PLC's
Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 08-Mar-16 Meeting Type: Annual
1A. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Barbara T. Alexander Management For Voted - For
1B. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Raymond V. Dittamore Management For Voted - For
1C. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jeffrey W. Henderson Management For Voted - For
1D. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Thomas W. Horton Management For Voted - For
1E. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Paul E. Jacobs Management For Voted - For
1F. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Harish Manwani Management For Voted - For
1G. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Mark D. Mclaughlin Management For Voted - For
1H. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Steve Mollenkopf Management For Voted - For
1I. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Clark T. Randt, Jr. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Francisco Ros Management For Voted - For
1K. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jonathan J. Rubinstein Management For Voted - For
1L. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Anthony J. Vinciquerra Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 25, 2016. Management For Voted - For
3. To Approve the 2016 Long-term Incentive Plan. Management For Voted - For
4. To Approve our Executive Compensation. Management For Voted - For
5. A Stockholder Proposal, If Properly Presented at
the Annual Meeting. Shareholder Against Voted - Against
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 04-May-16 Meeting Type: Annual
1.1 Election of Director: Raul Alvarez Management For Voted - For
1.2 Election of Director: Marc E. Becker Management For Voted - For
1.3 Election of Director: V. Ann Hailey Management For Voted - For
1.4 Election of Director: Duncan L. Niederauer Management For Voted - For
1.5 Election of Director: Richard A. Smith Management For Voted - For
1.6 Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
4. Approval of the Realogy Holdings Corp. Amended and
Restated 2012 Long-term Incentive Plan. Management For Voted - For
RENTRAK CORPORATION
SECURITY ID: 760174102 TICKER: RENT
Meeting Date: 11-Aug-15 Meeting Type: Annual
1.1 Director: David Boylan Management For Voted - For
1.2 Director: William Engel Management For Voted - For
1.3 Director: Patricia Gottesman Management For Voted - For
1.4 Director: William Livek Management For Voted - For
1.5 Director: Anne Macdonald Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Martin O'connor Management For Voted - For
1.7 Director: Brent Rosenthal Management For Voted - For
1.8 Director: Ralph Shaw Management For Voted - For
2. Ratify the Appointment of Grant Thornton LLP As
Rentrak's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Approve, on an Advisory Basis, the Compensation of
Rentrak's Named Executive Officers. Management For Voted - For
SBA COMMUNICATIONS CORPORATION
SECURITY ID: 78388J106 TICKER: SBAC
Meeting Date: 13-May-16 Meeting Type: Annual
1.1 Election of Director: Kevin L. Beebe (for A
Three-year Term Expiring at the 2019 Annual Meeting) Management For Voted - For
1.2 Election of Director: Jack Langer (for A Three-year
Term Expiring at the 2019 Annual Meeting) Management For Voted - For
1.3 Election of Director: Jeffrey A. Stoops (for A
Three-year Term Expiring at the 2019 Annual Meeting) Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Sba's Independent Registered Public
Accounting Firm for the 2016 Fiscal Year. Management For Voted - For
3. Approval, on an Advisory Basis, of the Compensation
of Sba's Named Executive Officers. Management For Voted - For
4. Approval of Sba's Proxy Access Bylaw. Management For Voted - For
5. Vote on Shareholder Proposal Regarding Proxy
Access, If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 06-Apr-16 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1C. Election of Director: Paal Kibsgaard Management For Voted - For
1D. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1E. Election of Director: Michael E. Marks Management For Voted - For
1F. Election of Director: Indra K. Nooyi Management For Voted - For
1G. Election of Director: Lubna S. Olayan Management For Voted - For
1H. Election of Director: Leo Rafael Reif Management For Voted - For
1I. Election of Director: Tore I. Sandvold Management For Voted - For
1J. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2015 Financial Statements
and the Board's 2015 Declarations of Dividends. Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
5. To Approve Amendments to the Company's Articles of
Incorporation to Allow the Board to Fix the
Authorized Number of Directors at A Meeting Subject
to Stockholder Approval and to Reflect Changes to
the Curacao Civil Code. Management For Voted - For
6. To Approve A Resolution to Fix the Number of
Directors Constituting the Board of Directors at
Not More Than 12, Subject to Approval of Item 5. Management For Voted - For
7. To Approve our Amended and Restated French Sub-plan
for Purposes of Qualification Under French Law, to
Provide Recipients of Equity Grants Thereunder with
Preferential Tax Treatment Under French Law. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: John D. Gass Management For Voted - For
1B. Election of Director: Catherine A. Kehr Management For Voted - For
1C. Election of Director: Greg D. Kerley Management For Voted - For
1D. Election of Director: Kenneth R. Mourton Management For Voted - For
1E. Election of Director: Elliott Pew Management For Voted - For
1F. Election of Director: Terry W. Rathert Management For Voted - For
1G. Election of Director: Alan H. Stevens Management For Voted - For
1H. Election of Director: William J. Way Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Proposal to Approve the Amended Southwestern Energy
Company 2013 Incentive Plan, Primarily to Increase
the Number of Shares Available for Issuance. Management For Voted - For
4. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP to Serve As the
Company's Independent Registered Public Accounting
Firm for 2016. Management For Voted - For
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 23-Mar-16 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Robert M. Gates Management For Voted - For
1E. Election of Director: Mellody Hobson Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: Kevin R. Johnson Management For Voted - For
1G. Election of Director: Joshua Cooper Ramo Management For Voted - For
1H. Election of Director: James G. Shennan, Jr. Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Approve Amendment and Restatement of our Executive
Management Bonus Plan. Management For Voted - For
4. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2016. Management For Voted - For
5. Adopt Proxy Access Bylaw. Shareholder Against Voted - Against
6. Review Policies Related to Human Rights. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 18-Feb-16 Meeting Type: Annual
1.1 Director: Bharat B. Masrani Management For Voted - For
1.2 Director: Irene R. Miller Management For Voted - For
1.3 Director: Todd M. Ricketts Management For Voted - For
1.4 Director: Allan R. Tessler Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Approval of the Amended and Restated Long-term
Incentive Plan. Management For Voted - For
4. Approval of the Amended and Restated Management
Incentive Plan. Management For Voted - For
5. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2016. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: John K. Adams, Jr. Management For Voted - For
1B. Election of Director: Stephen A. Ellis Management For Voted - For
1C. Election of Director: Arun Sarin Management For Voted - For
1D. Election of Director: Charles R. Schwab Management For Voted - For
1E. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
5. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 02-Jun-16 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jan L. Docter Management For Voted - For
1.4 Director: Jeffrey E. Epstein Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Charles H. Noski Management For Voted - For
1.7 Director: Nancy B. Peretsman Management For Voted - For
1.8 Director: Thomas E. Rothman Management For Voted - For
1.9 Director: Craig W. Rydin Management For Voted - For
1.10 Director: Lynn M. Vojvodich Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2016. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 03-Mar-16 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Maria Elena Lagomasino Management For Voted - For
1F. Election of Director: Fred H. Langhammer Management For Voted - For
1G. Election of Director: Aylwin B. Lewis Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Mark G. Parker Management For Voted - For
1J. Election of Director: Sheryl K. Sandberg Management For Voted - For
1K. Election of Director: Orin C. Smith Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2016. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve the Amendment to the Restated
Certificate of Incorporation. Management For Voted - For
5. To Approve the Shareholder Proposal Relating to
Simple Majority Vote. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Relating to
Lobbying Disclosure. Shareholder Against Voted - Against
TRIMBLE NAVIGATION LIMITED
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 02-May-16 Meeting Type: Annual
1.1 Director: Steven W. Berglund Management For Voted - For
1.2 Director: Merit E. Janow Management For Voted - For
1.3 Director: Ulf J. Johansson Management For Voted - For
1.4 Director: Meaghan Lloyd Management For Voted - For
1.5 Director: Ronald S. Nersesian Management For Voted - For
1.6 Director: Mark S. Peek Management For Voted - For
1.7 Director: Nickolas W. Vande Steeg Management For Voted - For
1.8 Director: Borje Ekholm Management For Voted - For
1.9 Director: Kaigham (ken) Gabriel Management For Voted - For
2. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Fiscal Year Ending December 30, 2016. Management For Voted - For
4. To Approve the Reincorporation of the Company from
California to Delaware. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 03-Feb-16 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1E. Election of Director: Robert W. Matschullat Management For Voted - For
1F. Election of Director: Cathy E. Minehan Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: David J. Pang Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
< PAGE>
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Visa Inc. 2007 Equity Incentive
Compensation Plan, As Amended and Restated. Management For Voted - For
4. Approval of Visa Inc. Incentive Plan, As Amended
and Restated. Management For Voted - For
5. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2016 Fiscal Year. Management For Voted - For
WEBMD HEALTH CORP.
SECURITY ID: 94770V102 TICKER: WBMD
Meeting Date: 01-Oct-15 Meeting Type: Annual
1.1 Director: Mark J. Adler, M.D. Management For Voted - For
1.2 Director: Neil F. Dimick Management For Voted - For
1.3 Director: James V. Manning Management For Voted - For
1.4 Director: Joseph E. Smith Management For Voted - For
2. Advisory Vote to Approve Webmd's Executive
Compensation. Management For Voted - For
3. To Approve an Amendment to Webmd's 2005 Long-term
Incentive Plan to Increase the Number of Shares
Reserved for Issuance. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
to Serve As Webmd's Independent Auditor for the
Fiscal Year Ending December 31, 2015. Management For Voted - For
< PAGE>
RIVERPARK STRATEGIC INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SANJEL CORP, CALGARY, AB
SECURITY ID: C81776AA1
Meeting Date: 10-Mar-16 Meeting Type: Bond
Please Note That There is A Minimum to Vote :
100000 and Multiple: 100000. Non-Voting Non-Voting
1 Approval of the Summons Management For Did Not Vote
2 Approval of the Agenda Management For Did Not Vote
3 Election of Two Persons to Co- Sign the Minutes
Together with the Chairman Management For Did Not Vote
Please Note That You Cannot Vote in Favour for Both
Points 4.a and 4.b of the Agenda. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
4.A Request for Adoption of Authorizing Resolution: to
Consider A Proposal to Exercise Rights and Remedies
Available Under the Bond Agreement Or at Law in
Connection with the Defaults ("remedies Option"),
As More Particularly Described in Section 2 of the
Notice Management For Did Not Vote
4.B Request for Adoption of Authorizing Resolution: to
Consider A Proposal to Approve and Implement the
Arrangements Contemplated by the Standstill
Arrangements Subject to Certain Amendments to the
Standstill Arrangements (the "forbearance Option"),
As More Particularly Described in Section 2 of the
Notice Management For Did Not Vote
Meeting Date: 14-Apr-16 Meeting Type: Bond
1 Approval of the Summons Management For Voted - For
2 Approval of the Agenda Management For Voted - For
3 Election of Two Persons to Co- Sign the Minutes
Together with the Chairman Management For Voted - For
Please Note That You Cannot Vote in Favour for Both
Points 4.a and 4.b of the Agenda. Standing
Instructions Have Been Removed for This Meeting.
Thank You. Non-Voting Non-Voting
4.A Request for Adoption of Authorizing Resolution: to
Consider A Proposal to Exercise Rights and Remedies
Available Under the Bond Agreement Or at Law in
Connection with the Defaults ("remedies Option"),
As More Particularly Described in Section 2 of the
Notice Management For Voted - Against
4.B Request for Adoption of Authorizing Resolution: to
Consider A Proposal to Approve and Implement the
Arrangements Contemplated by the Standstill
Arrangements Subject to Certain Amendments to the
Standstill Arrangements (the "forbearance Option"),
< PAGE>
RIVERPARK STRATEGIC INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
As More Particularly Described in Section 2 of the
Notice Management For Voted - For
1 Apr 2016: Please Note That This is A Revision Due
to Postponement of the Meeting Date from 31 Mar
2016 to 14 Apr 2016. If You Have Already Sent in
Your Votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
25 Mar 2016: Please Note That There is A Minimum to
Vote: 100000 and Multiple: 100000. Non-Voting Non-Voting
1 Apr 2016: Deletion of Comment Non-Voting Non-Voting
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 08-Jun-16 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Diane B. Greene Management For Voted - For
1.6 Director: John L. Hennessy Management For Voted - For
1.7 Director: Ann Mather Management For Voted - For
1.8 Director: Alan R. Mulally Management For Voted - For
1.9 Director: Paul S. Otellini Management For Voted - For
1.10 Director: K. Ram Shriram Management For Voted - For
1.11 Director: Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2016. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. The Approval of an Amendment to the Fourth Amended
and Restated Certificate of Incorporation of Google
Inc., Alphabet's Wholly Owned Subsidiary, to Remove
A Provision That Requires the Vote of the
Stockholders of Alphabet, in Addition to the Vote
of Alphabet (as Sole Stockholder), in Order for
Google to Take Certain Actions. Management For Voted - For
5. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding the Adoption of A
Majority Vote Standard for the Election of
Directors, If Properly Presented at the Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding an Independent
Chairman of the Board Policy, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 26-Feb-16 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
3. An Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
2014 Employee Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "net-zero
Greenhouse Gas Emissions by 2030" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "human Rights
Review - High Risk Regions" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "shareholder Proxy
Access" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 30-Apr-16 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Howard G. Buffett Management For Voted - For
1.4 Director: Stephen B. Burke Management For Voted - For
1.5 Director: Susan L. Decker Management For Voted - For
1.6 Director: William H. Gates III Management For Voted - For
1.7 Director: David S. Gottesman Management For Voted - For
1.8 Director: Charlotte Guyman Management For Voted - For
1.9 Director: Thomas S. Murphy Management For Voted - For
1.10 Director: Ronald L. Olson Management For Voted - For
1.11 Director: Walter Scott, Jr. Management For Voted - For
1.12 Director: Meryl B. Witmer Management For Voted - For
2. Shareholder Proposal Regarding the Reporting of
Risks Posed by Climate Change. Shareholder Against Voted - Against
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COACH, INC.
SECURITY ID: 189754104 TICKER: COH
Meeting Date: 04-Nov-15 Meeting Type: Annual
1A. Election of Director: David Denton Management For Voted - For
1B. Election of Director: Andrea Guerra Management For Voted - For
1C. Election of Director: Susan Kropf Management For Voted - For
1D. Election of Director: Victor Luis Management For Voted - For
1E. Election of Director: IVan Menezes Management For Voted - For
1F. Election of Director: William Nuti Management For Voted - For
1G. Election of Director: Stephanie Tilenius Management For Voted - For
1H. Election of Director: Jide Zeitlin Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for Fiscal Year 2016 Management For Voted - For
3. Approval, on A Non-binding Advisory Basis, of the
Company's Executive Compensation As Disclosed in
the Proxy Statement for the 2015 Annual Meeting Management For Voted - For
4. Approval of the Amended and Restated Coach, Inc.
2010 Stock Incentive Plan (amended and Restated As
of September 18, 2015) Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY ID: 192446102 TICKER: CTSH
Meeting Date: 15-Jun-16 Meeting Type: Annual
1A. Election of Director: Zein Abdalla Management For Voted - For
1B. Election of Director: Maureen Breakiron-evans Management For Voted - For
1C. Election of Director: Jonathan Chadwick Management For Voted - For
1D. Election of Director: Francisco D'souza Management For Voted - For
1E. Election of Director: John N. Fox, Jr. Management For Voted - For
1F. Election of Director: John E. Klein Management For Voted - For
1G. Election of Director: Leo S. Mackay, Jr. Management For Voted - For
1H. Election of Director: Lakshmi Narayanan Management For Voted - For
1I. Election of Director: Michael Patsalos-fox Management For Voted - For
1J. Election of Director: Robert E. Weissman Management For Voted - For
1K. Election of Director: Thomas M. Wendel Management For Voted - For
2. Approval, on an Advisory (non- Binding) Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2016. Management For Voted - For
4. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CORE LABORATORIES N.V.
SECURITY ID: N22717107 TICKER: CLB
Meeting Date: 19-May-16 Meeting Type: Annual
1A. Re-election of Class II Supervisory Director:
Charles L. Dunlap Management For Voted - For
1B. Re-election of Class II Supervisory Director: Lucia
Van Geuns Management For Voted - For
1C. Election of Class II Supervisory Director: Michael
Straughen Management For Voted - For
2A. Election of Class I Supervisory Director: Martha Z.
Carnes (pending Approval and Implementation of
Agenda Item No. 3 Below, Or in the Event Agenda
Item No. 3 is Not Approved, to Serve As A Class II
Supervisory Director Until our Annual Meeting in
2019) Management For Voted - For
3. To Amend Article 16, Sub-article 15 of our Articles
of Association to Read in Its Entirety, As Follows
(the Following Being an English Translation of the
Official Dutch Text): "the Supervisory Board Shall
Institute A Retirement Rota in Order to Preclude,
to the Extent Possible, A Situation in Which A
Substantial Number of Supervisory Directors Retire
Simultaneously Or the Composition of the
Supervisory Board is Not Properly Constituted in
the Opinion of the Supervisory (due to Space
Limits, See Proxy Statement for Full Proposal) Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
Philosophy, Policies and Procedures Described in
the Section Entitled Compensation Discussion and
Analysis, and the Compensation of Core Laboratories
N.v.'s Named Executive Officers As Disclosed
Pursuant to the Security and Exchange Commission's
Compensation Disclosure Rules, Including the
Compensation Tables Management For Voted - For
5. To Confirm and Adopt our Dutch Statutory Annual
Accounts in the English Language for the Fiscal
Year Ended December 31, 2015. Management For Voted - For
6. To Approve and Resolve the Cancellation of our
Repurchased Shares Held at 12:01 A.m. Cest on May
19, 2016. Management For Voted - For
7. To Approve and Resolve the Extension of the
Existing Authority to Repurchase Up to 10% of our
Issued Share Capital from Time to Time for an
18-month Period, Until November 19, 2017, and Such
Repurchased Shares May be Used for Any Legal
Purpose. Management For Voted - For
8. To Approve and Resolve the Extension of the
Authority to Issue Shares And/or to Grant Rights
(including Options to Purchase) with Respect to our
Common and Preference Shares Up to A Maximum of 10%
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of Outstanding Shares Per Annum Until November 19,
2017 Management For Voted - For
9. To Approve and Resolve the Extension of the
Authority to Limit Or Exclude the Preemptive Rights
of the Holders of our Common Shares And/or
Preference Shares Up to A Maximum of 10% of
Outstanding Shares Per Annum Until November 19, 2017 Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 04-May-16 Meeting Type: Annual
1A. Election of Director: Maura C. Breen Management For Voted - For
1B. Election of Director: William J. Delaney Management For Voted - For
1C. Election of Director: Elder Granger, Md, Mg, Usa
(retired) Management For Voted - For
1D. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1E. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1F. Election of Director: Frank Mergenthaler Management For Voted - For
1G. Election of Director: Woodrow A. Myers, Jr., Md Management For Voted - For
1H. Election of Director: Roderick A. Palmore Management For Voted - For
1I. Election of Director: George Paz Management For Voted - For
1J. Election of Director: William L. Roper, Md, Mph Management For Voted - For
1K. Election of Director: Seymour Sternberg Management For Voted - For
1L. Election of Director: Timothy Wentworth Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2016. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
4. To Approve and Ratify the Express Scripts Holding
Company 2016 Long- Term Incentive Plan. Management For Voted - For
5. Stockholder Proposal Regarding an Independent Board
Chairman. Shareholder Against Voted - Against
6. Stockholder Proposal Regarding Political Activities
Disclosure. Shareholder Against Voted - Against
LKQ CORPORATION
SECURITY ID: 501889208 TICKER: LKQ
Meeting Date: 02-May-16 Meeting Type: Annual
1A. Election of Director: Sukhpal Singh Ahluwalia Management For Voted - For
1B. Election of Director: A. Clinton Allen Management For Voted - For
1C. Election of Director: Robert M. Hanser Management For Voted - For
1D. Election of Director: Joseph M. Holsten Management For Voted - For
1E. Election of Director: Blythe J. Mcgarvie Management For Voted - For
1F. Election of Director: Paul M. Meister Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: John F. O'brien Management For Voted - For
1H. Election of Director: Guhan Subramanian Management For Voted - For
1I. Election of Director: Robert L. Wagman Management For Voted - For
1J. Election of Director: William M. Webster, IV Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm. Management For Voted - For
3. Re-approval of our Management Incentive Plan to
Maintain (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. Re-approval Of, and Approval of an Amendment To,
our Long Term Incentive Plan to Maintain
Qualification of Payouts Under the Plan As
Tax-deductible Performance-based Compensation. Management For Voted - For
5. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
MEAD JOHNSON NUTRITION COMPANY
SECURITY ID: 582839106 TICKER: MJN
Meeting Date: 11-May-16 Meeting Type: Annual
1A. Election of Director: Steven M. Altschuler, M.D. Management For Voted - For
1B. Election of Director: Howard B. Bernick Management For Voted - For
1C. Election of Director: Kimberly A. Casiano Management For Voted - For
1D. Election of Director: Anna C. Catalano Management For Voted - For
1E. Election of Director: Celeste A. Clark, Ph.D. Management For Voted - For
1F. Election of Director: James M. Cornelius Management For Voted - For
1G. Election of Director: Stephen W. Golsby Management For Voted - For
1H. Election of Director: Michael Grobstein Management For Voted - For
1I. Election of Director: Peter Kasper Jakobsen Management For Voted - For
1J. Election of Director: Peter G. Ratcliffe Management For Voted - For
1K. Election of Director: Michael A. Sherman Management For Voted - For
1L. Election of Director: Elliott Sigal, M.D., Ph.D. Management For Voted - For
1M. Election of Director: Robert S. Singer Management For Voted - For
2. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
3. The Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
PAYPAL HOLDINGS, INC.
SECURITY ID: 70450Y103 TICKER: PYPL
Meeting Date: 25-May-16 Meeting Type: Annual
1A. Election of Director: Wences Casares Management For Voted - For
1B. Election of Director: Jonathan Christodoro Management For Voted - For
1C. Election of Director: John J. Donahoe Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: David W. Dorman Management For Voted - For
1E. Election of Director: Gail J. Mcgovern Management For Voted - For
1F. Election of Director: David M. Moffett Management For Voted - For
1G. Election of Director: Pierre M. Omidyar Management For Voted - For
1H. Election of Director: Daniel H. Schulman Management For Voted - For
1I. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
3. Advisory Vote to Approve the Frequency of our
Future Stockholder Advisory Votes Approving the
Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
4. Approval of the Amendment and Restatement of our
2015 Equity Incentive Award Plan. Management For Voted - For
5. Approval of the Amendment and Restatement of the
Paypal Employee Incentive Plan. Management For Voted - For
6. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Auditor for 2016. Management For Voted - For
PERRIGO COMPANY PLC
SECURITY ID: G97822103 TICKER: PRGO
Meeting Date: 04-Nov-15 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Jacqualyn A. Fouse Management For Voted - For
1E. Election of Director: Ellen R. Hoffing Management For Voted - For
1F. Election of Director: Michael J. Jandernoa Management For Voted - For
1G. Election of Director: Gerard K. Kunkle, Jr. Management For Voted - For
1H. Election of Director: Herman Morris, Jr. Management For Voted - For
1I. Election of Director: Donal O'connor Management For Voted - For
1J. Election of Director: Joseph C. Papa Management For Voted - For
1K. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Period Ending December 31, 2015, and Authorize
the Board of Directors, Acting Through the Audit
Committee, to Fix the Remuneration of the Auditors. Management For Voted - For
3. An Advisory Vote to Approve the Company's Executive
Compensation. Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
of Perrigo Company PLC to Make Market Purchases of
Perrigo Company PLC's Ordinary Shares. Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares. Management For Voted - For
6. Approve Amendments to the Memorandum of Association
of the Company. Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Adopt Revised Articles of Association of the
Company. Management For Voted - For
Meeting Date: 26-Apr-16 Meeting Type: Annual
1A. Election of Director: Laurie Brlas Management For Voted - For
1B. Election of Director: Gary M. Cohen Management For Voted - For
1C. Election of Director: Marc Coucke Management For Voted - For
1D. Election of Director: Ellen R. Hoffing Management For Voted - For
1E. Election of Director: Michael J. Jandernoa Management For Voted - For
1F. Election of Director: Gerald K. Kunkle, Jr. Management For Voted - For
1G. Election of Director: Herman Morris, Jr. Management For Voted - For
1H. Election of Director: Donal O'connor Management For Voted - For
1I. Election of Director: Joseph C. Papa Management For Voted - For
1J. Election of Director: Shlomo Yanai Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As our
Independent Auditor for the Period Ending December
31, 2016, and Authorize the Board of Directors,
Acting Through the Audit Committee, to Fix the
Remuneration of the Auditor Management For Voted - For
3. Approve in an Advisory Vote the Company's Executive
Compensation Management For Voted - For
4. Authorize Perrigo Company PLC And/or Any Subsidiary
to Make Market Purchases of Perrigo Company PLC's
Ordinary Shares Management For Voted - For
5. Determine the Reissue Price Range for Perrigo
Company PLC Treasury Shares Management For Voted - For
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 08-Mar-16 Meeting Type: Annual
1A. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Barbara T. Alexander Management For Voted - For
1B. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Raymond V. Dittamore Management For Voted - For
1C. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jeffrey W. Henderson Management For Voted - For
1D. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Thomas W. Horton Management For Voted - For
1E. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Respective Successors Have Been Elected and
Qualified: Paul E. Jacobs Management For Voted - For
1F. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Harish Manwani Management For Voted - For
1G. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Mark D. Mclaughlin Management For Voted - For
1H. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Steve Mollenkopf Management For Voted - For
1I. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Clark T. Randt, Jr. Management For Voted - For
1J. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Francisco Ros Management For Voted - For
1K. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Jonathan J. Rubinstein Management For Voted - For
1L. Election of Director to Hold Office Until the Next
Annual Meeting of Stockholders and Until Their
Respective Successors Have Been Elected and
Qualified: Anthony J. Vinciquerra Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants for our
Fiscal Year Ending September 25, 2016. Management For Voted - For
3. To Approve the 2016 Long-term Incentive Plan. Management For Voted - For
4. To Approve our Executive Compensation. Management For Voted - For
5. A Stockholder Proposal, If Properly Presented at
the Annual Meeting. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 06-Apr-16 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1C. Election of Director: Paal Kibsgaard Management For Voted - For
1D. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1E. Election of Director: Michael E. Marks Management For Voted - For
1F. Election of Director: Indra K. Nooyi Management For Voted - For
1G. Election of Director: Lubna S. Olayan Management For Voted - For
1H. Election of Director: Leo Rafael Reif Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Tore I. Sandvold Management For Voted - For
1J. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Approve the Company's 2015 Financial Statements
and the Board's 2015 Declarations of Dividends. Management For Voted - For
4. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2016. Management For Voted - For
5. To Approve Amendments to the Company's Articles of
Incorporation to Allow the Board to Fix the
Authorized Number of Directors at A Meeting Subject
to Stockholder Approval and to Reflect Changes to
the Curacao Civil Code. Management For Voted - For
6. To Approve A Resolution to Fix the Number of
Directors Constituting the Board of Directors at
Not More Than 12, Subject to Approval of Item 5. Management For Voted - For
7. To Approve our Amended and Restated French Sub-plan
for Purposes of Qualification Under French Law, to
Provide Recipients of Equity Grants Thereunder with
Preferential Tax Treatment Under French Law. Management For Voted - For
STERICYCLE, INC.
SECURITY ID: 858912108 TICKER: SRCL
Meeting Date: 25-May-16 Meeting Type: Annual
1A. Election of Director: Mark C. Miller Management For Voted - For
1B. Election of Director: Jack W. Schuler Management For Voted - For
1C. Election of Director: Charles A. Alutto Management For Voted - For
1D. Election of Director: Lynn D. Bleil Management For Voted - For
1E. Election of Director: Thomas D. Brown Management For Voted - For
1F. Election of Director: Thomas F. Chen Management For Voted - For
1G. Election of Director: Rod F. Dammeyer Management For Voted - For
1H. Election of Director: William K. Hall Management For Voted - For
1I. Election of Director: John Patience Management For Voted - For
1J. Election of Director: Mike S. Zafirovski Management For Voted - For
2. Approval of the Stericycle, Inc. Canadian Employee
Stock Purchase Plan Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for 2016 Management For Voted - For
4. Advisory Vote to Approve Executive Compensation Management For Voted - For
5. Stockholder Proposal on Independent Chairman Shareholder Against Voted - Against
6. Stockholder Proposal Entitled "shareholder Proxy
Access" Shareholder Against Voted - Against
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 17-May-16 Meeting Type: Annual
1A. Election of Director: John K. Adams, Jr. Management For Voted - For
1B. Election of Director: Stephen A. Ellis Management For Voted - For
1C. Election of Director: Arun Sarin Management For Voted - For
1D. Election of Director: Charles R. Schwab Management For Voted - For
1E. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Advisory Approval of Named Executive Officer
Compensation Management For Voted - For
4. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
5. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
THE KRAFT HEINZ COMPANY
SECURITY ID: 500754106 TICKER: KHC
Meeting Date: 21-Apr-16 Meeting Type: Annual
1A. Election of Director: Gregory E. Abel Management For Voted - For
1B. Election of Director: Alexandre Behring Management For Voted - For
1C. Election of Director: Warren E. Buffett Management For Voted - For
1D. Election of Director: John T. Cahill Management For Voted - For
1E. Election of Director: Tracy Britt Cool Management For Voted - For
1F. Election of Director: Jeanne P. Jackson Management For Voted - For
1G. Election of Director: Jorge Paulo Lemann Management For Voted - For
1H. Election of Director: Mackey J. Mcdonald Management For Voted - For
1I. Election of Director: John C. Pope Management For Voted - For
1J. Election of Director: Marcel Herrmann Telles Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of an Executive
Compensation Vote. Management 1 Year Voted - 1 Year
4. Approval of the Kraft Heinz Company 2016 Omnibus
Incentive Plan. Management For Voted - For
5. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Auditors for 2016. Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 02-Jun-16 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jan L. Docter Management For Voted - For
1.4 Director: Jeffrey E. Epstein Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Charles H. Noski Management For Voted - For
1.7 Director: Nancy B. Peretsman Management For Voted - For
1.8 Director: Thomas E. Rothman Management For Voted - For
1.9 Director: Craig W. Rydin Management For Voted - For
1.10 Director: Lynn M. Vojvodich Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2016. Management For Voted - For
3. To Approve on an Advisory Basis the Compensation
Paid by the Company to Its Named Executive Officers. Management For Voted - For
VERISK ANALYTICS INC
SECURITY ID: 92345Y106 TICKER: VRSK
Meeting Date: 18-May-16 Meeting Type: Annual
1.1 Election of Director: John F. Lehman, Jr. Management For Voted - For
1.2 Election of Director: Andrew G. Mills Management For Voted - For
1.3 Election of Director: Constantine P. Iordanou Management For Voted - For
1.4 Election of Director: Scott G. Stephenson Management For Voted - For
2. To Approve Executive Compensation on an Advisory,
Non- Binding Basis. Management For Voted - For
3. To Ratify the Appointment of Deloitte and Touche
LLP As our Independent Auditor for the 2016 Fiscal
Year. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 03-Feb-16 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1E. Election of Director: Robert W. Matschullat Management For Voted - For
< PAGE>
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: Cathy E. Minehan Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: David J. Pang Management For Voted - For
1I. Election of Director: Charles W. Scharf Management For Voted - For
1J. Election of Director: John A.c. Swainson Management For Voted - For
1K. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Visa Inc. 2007 Equity Incentive
Compensation Plan, As Amended and Restated. Management For Voted - For
4. Approval of Visa Inc. Incentive Plan, As Amended
and Restated. Management For Voted - For
5. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2016 Fiscal Year. Management For Voted - For
< PAGE>
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /s/ Morty Schaja
----------------
Morty Schaja
President
Date: August 17, 2016