UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
RIVERPARK FUNDS TRUST
(Exact name of registrant as specified in charter)
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2016 to June 30, 2017
ITEM 1. PROXY VOTING RECORD.
ATTACHED ARE THE PROXY VOTING RECORDS FOR THE FOLLOWING FUNDS:
RIVERPARK FOCUSED VALUE FUND
RIVERPARK LARGE GROWTH FUND
RIVERPARK LONG/SHORT OPPORTUNITY FUND
RIVERPARK STRATEGIC INCOME FUND
RIVERPARK/WEDGEWOOD FUND
RIVERPARK SHORT TERM HIGH YIELD FUND
RIVERPARK STRUCTURAL ALPHA FUND
NON-VOTING FUNDS
RIVERPARK SHORT TERM HIGH YIELD FUND
No securities held by the RiverPark Short Term High Yield Fund had proxy votes
during the reporting period. Accordingly, no votes have been cast on securities
by this Fund during the reporting period.
RIVERPARK STRUCTURAL ALPHA FUND
RiverPark Structural Alpha Fund invests in securities that do not have voting
rights. Accordingly, no votes have been cast on securities by this Fund during
the reporting period.
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AERCAP HOLDINGS N.V.
SECURITY ID: N00985106 TICKER: AER
Meeting Date: 05-May-17 Meeting Type: Annual
4 Adoption of the Annual Accounts for the 2016
Financial Year. Management For Voted - For
6 Release of Liability of the Directors with Respect
to Their Management During the 2016 Financial Year. Management For Voted - For
7A Appointment of Mr. Michael G. Walsh As
Non-executive Director for A Period of Four Years. Management For Voted - For
7B Appointment of Mr. James A. Lawrence As
Non-executive Director for A Period of Four Years. Management For Voted - For
7C Re-appointment of Mr. Salem R.a.a. Al Noaimi As
Non-executive Director for A Period of One Year. Management For Voted - For
7D Re-appointment of Mr. Homaid A.a.m. Al Shimmari As
Non-executive Director for A Period of One Year. Management For Voted - For
7E Re-appointment of Mr. James N. Chapman As
Non-executive Director for A Period of One Year. Management For Voted - For
7F Re-appointment of Mr. Marius J.l. Jonkhart As
Non-executive Director for A Period of One Year. Management For Voted - For
8 Appointment of Mr. Peter L. Juhas As the Person
Referred to in Article 16, Paragraph 8 of the
Company's Articles of Association. Management For Voted - For
9. Appointment of PricewaterhouseCoopers Accountants
N.v. for the Audit of the Company's Annual Accounts
for the 2017 Financial Year. Management For Voted - For
10A Authorization of the Board of Directors to Issue
Shares and to Grant Rights to Subscribe for Shares. Management For Voted - For
10B Authorization of the Board of Directors to Limit Or
Exclude Pre- Emptive Rights in Relation to Agenda
Item 10(a). Management For Voted - For
10C Authorization of the Board of Directors to Issue
Additional Shares and to Grant Additional Rights to
Subscribe for Shares. Management For Voted - For
10D Authorization of the Board of Directors to Limit Or
Exclude Pre- Emptive Rights in Relation to Agenda
Item 10(c). Management For Voted - For
11A Authorization of the Board of Directors to
Repurchase Shares. Management For Voted - For
11B Conditional Authorization of the Board of Directors
to Repurchase Additional Shares. Management For Voted - For
12 Reduction of Capital Through Cancellation of Shares. Management For Voted - For
ALLERGAN PLC
SECURITY ID: G0177J108 TICKER: AGN
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Nesli Basgoz, M.D. Management For Voted - For
1B. Election of Director: Paul M. Bisaro Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: James H. Bloem Management For Voted - For
1D. Election of Director: Christopher W. Bodine Management For Voted - For
1E. Election of Director: Adriane M. Brown Management For Voted - For
1F. Election of Director: Christopher J. Coughlin Management For Voted - For
1G. Election of Director: Catherine M. Klema Management For Voted - For
1H. Election of Director: Peter J. Mcdonnell, M.D. Management For Voted - For
1I. Election of Director: Patrick J. O'sullivan Management For Voted - For
1J. Election of Director: Brenton L. Saunders Management For Voted - For
1K. Election of Director: Ronald R. Taylor Management For Voted - For
1L. Election of Director: Fred G. Weiss Management For Voted - For
2. To Approve, in A Non-binding Vote, Named Executive
Officer Compensation. Management For Voted - For
3. To Recommend, in A Non-binding Vote, Whether A
Shareholder Vote to Approve the Compensation of the
Company's Named Executive Officers Should Occur
Every One, Two Or Three Years. Management 1 Year Voted - 1 Year
4. To Ratify, in A Non-binding Vote, the Appointment
of PricewaterhouseCoopers LLP As the Company's
Independent Auditor for the Fiscal Year Ending
December 31, 2017 and to Authorize, in A Binding
Vote, the Board of Directors, Acting Through Its
Audit and Compliance Committee, to Determine
PricewaterhouseCoopers LLP's Remuneration. Management For Voted - For
5. To Approve the Material Terms of the Performance
Goals for the Purposes of Section 162(m) Under the
Allergan PLC 2017 Annual Incentive Compensation
Plan. Management For Voted - For
6. To Consider A Shareholder Proposal Regarding an
Independent Board Chairman, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 07-Jun-17 Meeting Type: Annual
1A. Election of Director: Bruce K. Anderson Management For Voted - For
1B. Election of Director: Roger H. Ballou Management For Voted - For
1C. Election of Director: Kelly J. Barlow Management For Voted - For
1D. Election of Director: D. Keith Cobb Management For Voted - For
1E. Election of Director: E. Linn Draper, Jr. Management For Voted - For
1F. Election of Director: Edward J. Heffernan Management For Voted - For
1G. Election of Director: Kenneth R. Jensen Management For Voted - For
1H. Election of Director: Robert A. Minicucci Management For Voted - For
1I. Election of Director: Timothy J. Theriault Management For Voted - For
1J. Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of an Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2017. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 31-May-17 Meeting Type: Annual
1A. Election of Director: Gustavo Lara Cantu Management For Voted - For
1B. Election of Director: Raymond P. Dolan Management For Voted - For
1C. Election of Director: Robert D. Hormats Management For Voted - For
1D. Election of Director: Craig Macnab Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
4. To Approve, on an Advisory Basis, the Frequency
with Which the Company Will Hold A Stockholder
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
ANTHEM, INC.
SECURITY ID: 036752103 TICKER: ANTM
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: R. Kerry Clark Management For Voted - For
1B. Election of Director: Robert L. Dixon, Jr. Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
4. Advisory Vote on the Frequency of the Advisory Vote
to Approve the Compensation of our Named Executive
Officers. Management 1 Year Voted - 1 Year
5. To Approve Proposed Amendments to our Articles of
Incorporation to Allow Shareholders to Amend our
By-laws. Management For Voted - For
6. To Approve the 2017 Anthem Incentive Compensation
Plan. Management For Voted - For
BROADCOM LIMITED
SECURITY ID: Y09827109 TICKER: AVGO
Meeting Date: 05-Apr-17 Meeting Type: Annual
1A. Election of Director: Mr. Hock E. Tan Management For Voted - For
1B. Election of Director: Mr. James V. Diller Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Mr. Lewis C. Eggebrecht Management For Voted - For
1D. Election of Director: Mr. Kenneth Y. Hao Management For Voted - For
1E. Election of Director: Mr. Eddy W. Hartenstein Management For Voted - For
1F. Election of Director: Mr. Check Kian Low Management For Voted - For
1G. Election of Director: Mr. Donald Macleod Management For Voted - For
1H. Election of Director: Mr. Peter J. Marks Management For Voted - For
1I. Election of Director: Dr. Henry Samueli Management For Voted - For
2. To Approve the Re-appointment of
PricewaterhouseCoopers LLP As Broadcom's
Independent Registered Public Accounting Firm and
Independent Singapore Auditor for the Fiscal Year
Ending October 29, 2017 and to Authorize the Audit
Committee to Fix Its Remuneration, As Set Forth in
Broadcom's Notice Of, and Proxy Statement Relating
To, Its 2017 Annual General Meeting. Management For Voted - For
3. To Approve the General Authorization for the
Directors of Broadcom to Allot and Issue Shares in
our Capital, As Set Forth in Broadcom's Notice Of,
and Proxy Statement Relating To, Its 2017 Annual
General Meeting. Management For Voted - For
4. To Approve the Compensation of Broadcom's Named
Executive Officers, As Disclosed in "compensation
Discussion and Analysis" and in the Compensation
Tables and Accompanying Narrative Disclosure Under
"executive Compensation" in Broadcom's Proxy
Statement Relating to Its 2017 Annual General
Meeting. Management For Voted - For
5. To Recommend That A Non-binding, Advisory Vote to
Approve the Compensation of the Broadcom's Named
Executive Officers be Put to Shareholders for Their
Consideration Every: One; Two; Or Three Years, As
Set Forth in Broadcom's Notice Of, and Proxy
Statement Relating To, Its 2017 Annual General
Meeting. Management 1 Year Voted - 1 Year
CALPINE CORPORATION
SECURITY ID: 131347304 TICKER: CPN
Meeting Date: 10-May-17 Meeting Type: Annual
1A. Election of Director: Mary L. Brlas Management For Voted - For
1B. Election of Director: Frank Cassidy Management For Voted - For
1C. Election of Director: Jack A. Fusco Management For Voted - For
1D. Election of Director: John B. (thad) Hill III Management For Voted - For
1E. Election of Director: Michael W. Hofmann Management For Voted - For
1F. Election of Director: David C. Merritt Management For Voted - For
1G. Election of Director: W. Benjamin Moreland Management For Voted - For
1H. Election of Director: Robert A. Mosbacher, Jr. Management For Voted - For
1I. Election of Director: Denise M. O'leary Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
4. To Approve, on an Advisory Basis, the Frequency of
Future Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
5. To Approve the Calpine Corporation 2017 Equity
Incentive Plan. Management For Voted - For
6. To Approve the Calpine Corporation 2017 Equity
Compensation Plan for Non- Employee Directors. Management For Voted - For
7. To Amend and Restate the Company's Bylaws to Adopt
"proxy Access" and to Implement Conforming
Revisions to Related Procedures for Shareholders to
Nominate Directors Or Propose Other Matters for
Consideration at Shareholder Meetings. Management For Voted - For
8. Shareholder Proposal Regarding Annual Report on
Lobbying Activities and Expenditures, If Properly
Introduced at the Annual Meeting. Shareholder Against Voted - Against
CF INDUSTRIES HOLDINGS, INC.
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Robert C. Arzbaecher Management For Voted - For
1B. Election of Director: William Davisson Management For Voted - For
1C. Election of Director: Stephen A. Furbacher Management For Voted - For
1D. Election of Director: Stephen J. Hagge Management For Voted - For
1E. Election of Director: John D. Johnson Management For Voted - For
1F. Election of Director: Robert G. Kuhbach Management For Voted - For
1G. Election of Director: Anne P. Noonan Management For Voted - For
1H. Election of Director: Edward A. Schmitt Management For Voted - For
1I. Election of Director: Theresa E. Wagler Management For Voted - For
1J. Election of Director: W. Anthony Will Management For Voted - For
2. Approval of an Advisory Resolution Regarding the
Compensation of Cf Industries Holdings, Inc.'s
Named Executive Officers. Management For Voted - For
3. Recommendation, by A Non-binding Advisory Vote, on
the Frequency of Future Advisory Votes to Approve
the Compensation of Cf Industries Holdings, Inc.'s
Named Executive Officers. Management 1 Year Voted - 1 Year
4. Ratification of the Selection of KPMG LLP As Cf
Industries Holdings, Inc.'s Independent Registered
Public Accounting Firm in 2017. Management For Voted - For
COLONY NORTHSTAR, INC.
SECURITY ID: 19625W104 TICKER: CLNS
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Thomas J. Barrack, Jr. Management For Voted - For
1B. Election of Director: David T. Hamamoto Management For Voted - For
1C. Election of Director: Douglas Crocker II Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Nancy A. Curtin Management For Voted - For
1E. Election of Director: Jon A. Fosheim Management For Voted - For
1F. Election of Director: Justin E. Metz Management For Voted - For
1G. Election of Director: George G. C. Parker Management For Voted - For
1H. Election of Director: Charles W. Schoenherr Management For Voted - For
1I. Election of Director: John A. Somers Management For Voted - For
1J. Election of Director: John L. Steffens Management For Voted - For
2. Approval of an Advisory Proposal Regarding the
Compensation Paid to Northstar Asset Management
Group Inc.'s Named Executive Officers (the "say on
Pay" Proposal). Management For Voted - For
3. To Recommend the Frequency of Future Stockholder
Votes on "say on Pay" Proposals. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Public Auditor for the Fiscal
Year Ending December 31, 2017. Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Maura C. Breen Management For Voted - For
1B. Election of Director: William J. Delaney Management For Voted - For
1C. Election of Director: Elder Granger, Md, Mg, Usa
(retired) Management For Voted - For
1D. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1E. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1F. Election of Director: Frank Mergenthaler Management For Voted - For
1G. Election of Director: Woodrow A. Myers, Jr., Md Management For Voted - For
1H. Election of Director: Roderick A. Palmore Management For Voted - For
1I. Election of Director: George Paz Management For Voted - For
1J. Election of Director: William L. Roper, Md, Mph Management For Voted - For
1K. Election of Director: Seymour Sternberg Management For Voted - For
1L. Election of Director: Timothy Wentworth Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2017. Management For Voted - For
3. To Approve, by Non-binding Vote, Executive
Compensation. Management For Voted - For
4. To Recommend, by Non-binding Vote, the Frequency of
Executive Compensation Votes. Management 1 Year Voted - 1 Year
5. Stockholder Proposal Requesting the Board Adopt A
Policy and Amend the Company's Governance
Documents, As Necessary, to Require the Chairman of
the Board, Whenever Possible, to be an Independent
Member of the Board. Shareholder Against Voted - Against
6. Stockholder Proposal Requesting the Company to
Report Annually to the Board and Stockholders,
Identifying Whether There Exists A Gender Pay-gap
Among the Company's Employees, and If So, the
Measures Being Taken to Eliminate Any Such Pay
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Disparities and to Facilitate an Environment That
Promotes Opportunities for Equal Advancement of
Women. Shareholder Against Voted - Against
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 08-Jun-17 Meeting Type: Annual
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017 Management For Voted - For
3. An Advisory (non-binding) Vote to Approve the
Compensation of the Named Executive Officers Management For Voted - For
4. An Advisory (non-binding) Vote on How Frequently
Stockholders Should Vote to Approve the
Compensation of the Named Executive Officers Management 1 Year Voted - 1 Year
LIBERTY GLOBAL PLC
SECURITY ID: G5480U104 TICKER: LBTYA
Meeting Date: 21-Jun-17 Meeting Type: Annual
1. To Elect Miranda Curtis As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
2. To Elect John W. Dick As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
3. To Elect Jc Sparkman As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
4. To Elect David Wargo As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
5. To Approve the Director's Compensation Policy
Contained in Appendix A of Liberty Global's Proxy
Statement for the 2017 Annual General Meeting of
Shareholders (in Accordance with Requirements
Applicable to United Kingdom (u.k.) Companies) to
be Effective As of the Date of the 2017 Annual
General Meeting of Shareholders. Management For Voted - For
6. To Approve, on an Advisory Basis, the Compensation
of the Named Executive Officers, As Disclosed in
Liberty Global's Proxy Statement for the 2017
Annual General Meeting of Shareholders Pursuant to
the Compensation Disclosure Rules of the Securities
and Exchange Commission, Including the Compensation
Discussion and Analysis Section, the Summary
Compensation Table and Other Related Tables and
Disclosure. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. To Approve, on an Advisory, Basis the Annual Report
on the Implementation of the Directors'
Compensation Policy for the Year Ended December 31,
2016, Contained in Appendix A of the Proxy
Statement (in Accordance with Requirements
Applicable to U.k. Companies). Management For Voted - For
8. To Ratify the Appointment of KPMG LLP (u.s.) As
Liberty Global's Independent Auditor for the Year
Ending December 31, 2017. Management For Voted - For
9. To Appoint KPMG LLP (u.k.) As Liberty Global's U.k.
Statutory Auditor Under the U.k. Companies Act 2006
(to Hold Office Until the Conclusion of the Next
Annual General Meeting at Which Accounts are Laid
Before Liberty Global). Management For Voted - For
10. To Authorize the Audit Committee of Liberty
Global's Board of Directors to Determine the U.k.
Statutory Auditor's Compensation Management For Voted - For
11. To Approve the Form of Agreements and
Counterparties Pursuant to Which Liberty Global May
Conduct the Purchase of Its Ordinary Shares in Its
Capital and Authorize All Or Any of Liberty
Global's Directors and Senior Officers to Enter
Into, Complete and Make Purchases of Ordinary
Shares in the Capital of Liberty Global Pursuant to
the Form of Agreements and with Any of the Approved
Counterparties, Which Approvals Will Expire on the
Fifth Anniversary of the 2017 Annual General
Meeting of Shareholders. Management For Voted - For
LIBERTY GLOBAL PLC
SECURITY ID: G5480U138 TICKER: LILA
Meeting Date: 21-Jun-17 Meeting Type: Annual
1. To Elect Miranda Curtis As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
2. To Elect John W. Dick As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
3. To Elect Jc Sparkman As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
4. To Elect David Wargo As A Director of Liberty
Global for A Term Expiring at the Annual General
Meeting to be Held in 2020. Management For Voted - For
5. To Approve the Director's Compensation Policy
Contained in Appendix A of Liberty Global's Proxy
Statement for the 2017 Annual General Meeting of
Shareholders (in Accordance with Requirements
Applicable to United Kingdom (u.k.) Companies) to
be Effective As of the Date of the 2017 Annual
General Meeting of Shareholders. Management For Voted - For
6. To Approve, on an Advisory Basis, the Compensation
of the Named Executive Officers, As Disclosed in
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Liberty Global's Proxy Statement for the 2017
Annual General Meeting of Shareholders Pursuant to
the Compensation Disclosure Rules of the Securities
and Exchange Commission, Including the Compensation
Discussion and Analysis Section, the Summary
Compensation Table and Other Related Tables and
Disclosure. Management For Voted - For
7. To Approve, on an Advisory, Basis the Annual Report
on the Implementation of the Directors'
Compensation Policy for the Year Ended December 31,
2016, Contained in Appendix A of the Proxy
Statement (in Accordance with Requirements
Applicable to U.k. Companies). Management For Voted - For
8. To Ratify the Appointment of KPMG LLP (u.s.) As
Liberty Global's Independent Auditor for the Year
Ending December 31, 2017. Management For Voted - For
9. To Appoint KPMG LLP (u.k.) As Liberty Global's U.k.
Statutory Auditor Under the U.k. Companies Act 2006
(to Hold Office Until the Conclusion of the Next
Annual General Meeting at Which Accounts are Laid
Before Liberty Global). Management For Voted - For
10. To Authorize the Audit Committee of Liberty
Global's Board of Directors to Determine the U.k.
Statutory Auditor's Compensation Management For Voted - For
11. To Approve the Form of Agreements and
Counterparties Pursuant to Which Liberty Global May
Conduct the Purchase of Its Ordinary Shares in Its
Capital and Authorize All Or Any of Liberty
Global's Directors and Senior Officers to Enter
Into, Complete and Make Purchases of Ordinary
Shares in the Capital of Liberty Global Pursuant to
the Form of Agreements and with Any of the Approved
Counterparties, Which Approvals Will Expire on the
Fifth Anniversary of the 2017 Annual General
Meeting of Shareholders. Management For Voted - For
LIBERTY INTERACTIVE CORPORATION
SECURITY ID: 53071M104 TICKER: QVCA
Meeting Date: 23-Aug-16 Meeting Type: Annual
2. A Proposal to Ratify the Selection of KPMG LLP As
our Independent Auditors for the Fiscal Year Ending
December 31, 2016. Management For Voted - For
3. A Proposal to Adopt the Liberty Interactive
Corporation 2016 Omnibus Incentive Plan. Management For Voted - For
Meeting Date: 24-May-17 Meeting Type: Annual
2. A Proposal to Ratify the Selection of KPMG LLP As
our Independent Auditors for the Fiscal Year Ending
December 31,2017 Management For Voted - For
3. The Say-on-pay Proposal, to Approve, on an Advisory
Basis, the Compensation of our Named Executive
Officers. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. The Say-on-frequency Proposal, to Approve, on an
Advisory Basis, the Frequency at Which Stockholders
are Provided an Advisory Vote on the Compensation
of our Named Executive Officers. Management 3 Years Voted - 3 Years
LYONDELLBASELL INDUSTRIES N.V.
SECURITY ID: N53745100 TICKER: LYB
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Robert G. Gwin Management For Voted - For
1B. Election of Director: Jacques Aigrain Management For Voted - For
1C. Election of Director: Lincoln Benet Management For Voted - For
1D. Election of Director: Jagjeet S. Bindra Management For Voted - For
1E. Election of Director: Robin Buchanan Management For Voted - For
1F. Election of Director: Stephen F. Cooper Management For Voted - For
1G. Election of Director: Nance K. Dicciani Management For Voted - For
1H. Election of Director: Claire S. Farley Management For Voted - For
1I. Election of Director: Isabella D. Goren Management For Voted - For
1J. Election of Director: Bruce A. Smith Management For Voted - For
1K. Election of Director: Rudy Van Der Meer Management For Voted - For
2. Adoption of Dutch Statutory Annual Accounts for
2016. Management For Voted - For
3. Discharge from Liability of Members of the
Management Board. Management For Voted - For
4. Discharge from Liability of Members of the
Supervisory Board. Management For Voted - For
5. Appointment of PricewaterhouseCoopers Accountants
N.v. As our Auditor for the Dutch Statutory Annual
Accounts. Management For Voted - For
6. Ratification of PricewaterhouseCoopers LLP As our
Independent Registered Public Accounting Firm. Management For Voted - For
7. Ratification and Approval of Dividends in Respect
of the 2016 Fiscal Year. Management For Voted - For
8. Advisory (non-binding) Vote Approving Executive
Compensation. Management For Voted - For
9. Advisory Vote to Determine the Frequency of the
Say-on-pay Vote. Management 1 Year Voted - 1 Year
10. Approval of the Authority of the Management Board
to Conduct Share Repurchases. Management For Voted - For
11. Re-approval of the Long-term Incentive Plan for
Purposes of Section162(m). Management For Voted - For
MACQUARIE INFRASTRUCTURE CORPORATION
SECURITY ID: 55608B105 TICKER: MIC
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Norman H. Brown, Jr. Management For Voted - For
1B. Election of Director: George W. Carmany, III Management For Voted - For
1C. Election of Director: Ronald Kirk Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: H.e. (jack) Lentz Management For Voted - For
1E. Election of Director: Ouma Sananikone Management For Voted - For
2. The Ratification of the Selection of KPMG LLP As
our Independent Auditor for the Fiscal Year Ending
December 31, 2017. Management For Voted - For
3. The Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. The Approval, on an Advisory Basis, of the
Frequency of Future Advisory Votes on Executive
Compensation. Management 1 Year Voted - 1 Year
MAGELLAN MIDSTREAM PARTNERS,L.P.
SECURITY ID: 559080106 TICKER: MMP
Meeting Date: 20-Apr-17 Meeting Type: Annual
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation Vote Frequency Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Independent Auditor Management For Voted - For
MARATHON PETROLEUM CORPORATION
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 26-Apr-17 Meeting Type: Annual
1A. Election of Class III Director: Steven A. Davis Management For Voted - For
1B. Election of Class III Director: Gary R. Heminger Management For Voted - For
1C. Election of Class III Director: J. Michael Stice Management For Voted - For
1D. Election of Class III Director: John P. Surma Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditor for 2017. Management For Voted - For
3. Advisory Approval of the Company's Named Executive
Officer Compensation. Management For Voted - For
4. Approval of 162(m)-related Provisions of the
Amended and Restated Marathon Petroleum Corporation
2012 Incentive Compensation Plan. Management For Voted - For
5. Shareholder Proposal Seeking Various Disclosures
Respecting Environmental and Human Rights Due
Diligence. Shareholder Against Voted - Against
6. Shareholder Proposal Seeking Climate-related
Two-degree Transition Plan. Shareholder Against Voted - Against
7. Shareholder Proposal Seeking Simple Majority Vote
Provisions. Shareholder Against Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL OILWELL VARCO, INC.
SECURITY ID: 637071101 TICKER: NOV
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Clay C. Williams Management For Voted - For
1B. Election of Director: Greg L. Armstrong Management For Voted - For
1C. Election of Director: Marcela E. Donadio Management For Voted - For
1D. Election of Director: Ben A. Guill Management For Voted - For
1E. Election of Director: James T. Hackett Management For Voted - For
1F. Election of Director: David D. Harrison Management For Voted - For
1G. Election of Director: Eric L. Mattson Management For Voted - For
1H. Election of Director: William R. Thomas Management For Voted - For
2. Ratification of Independent Auditors. Management For Voted - For
3. Approve, by Non-binding Vote, the Compensation of
our Named Executive Officers. Management For Voted - For
4. Recommend, by Non-binding Vote, the Frequency of
the Advisory Vote on Named Executive Officer
Compensation Management 1 Year Voted - 1 Year
5. Approve Stockholder Proposal Regarding Proxy Access Shareholder For Voted - For
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Raul Alvarez Management For Voted - For
1B. Election of Director: Fiona P. Dias Management For Voted - For
1C. Election of Director: Matthew J. Espe Management For Voted - For
1D. Election of Director: V. Ann Hailey Management For Voted - For
1E. Election of Director: Duncan L. Niederauer Management For Voted - For
1F. Election of Director: Richard A. Smith Management For Voted - For
1G. Election of Director: Sherry M. Smith Management For Voted - For
1H. Election of Director: Christopher S. Terrill Management For Voted - For
1I. Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 04-Nov-16 Meeting Type: Annual
1A. Election of Director: Martin I. Cole Management For Voted - For
1B. Election of Director: Kathleen A. Cote Management For Voted - For
1C. Election of Director: Henry T. Denero Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Michael D. Lambert Management For Voted - For
1E. Election of Director: Len J. Lauer Management For Voted - For
1F. Election of Director: Matthew E. Massengill Management For Voted - For
1G. Election of Director: Sanjay Mehrotra Management For Voted - For
1H. Election of Director: Stephen D. Milligan Management For Voted - For
1I. Election of Director: Paula A. Price Management For Voted - For
2. To Approve on an Advisory Basis the Named Executive
Officer Compensation Disclosed in the Proxy
Statement. Management For Voted - For
3. To Ratify the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm for
the Company for the Fiscal Year Ending June 30,
2017. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-17 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
10 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
5. Approval on an Advisory Basis of the Frequency of
the Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 13-Jun-17 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve, by A Non-binding Advisory Vote, the
Frequency of Future Advisory Votes Regarding the
Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
4. To Approve an Amendment of the Company's Amended
and Restated Certificate of Incorporation to Enable
Shareholders to Remove Directors with Or Without
Cause by A Majority Stockholder Vote. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Joseph M. Hogan Management For Voted - For
1B. Election of Director: Joseph Lacob Management For Voted - For
1C. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1D. Election of Director: George J. Morrow Management For Voted - For
1E. Election of Director: Thomas M. Prescott Management For Voted - For
1F. Election of Director: Andrea L. Saia Management For Voted - For
1G. Election of Director: Greg J. Santora Management For Voted - For
1H. Election of Director: Susan E. Siegel Management For Voted - For
1I. Election of Director: Warren S. Thaler Management For Voted - For
2. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Align Technology,
Inc.'s Independent Registered Public Accountants
for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 07-Jun-17 Meeting Type: Annual
1A. Election of Director: Bruce K. Anderson Management For Voted - For
1B. Election of Director: Roger H. Ballou Management For Voted - For
1C. Election of Director: Kelly J. Barlow Management For Voted - For
1D. Election of Director: D. Keith Cobb Management For Voted - For
1E. Election of Director: E. Linn Draper, Jr. Management For Voted - For
1F. Election of Director: Edward J. Heffernan Management For Voted - For
1G. Election of Director: Kenneth R. Jensen Management For Voted - For
1H. Election of Director: Robert A. Minicucci Management For Voted - For
1I. Election of Director: Timothy J. Theriault Management For Voted - For
1J. Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of an Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2017. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 07-Jun-17 Meeting Type: Annual
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2017. Management For Voted - For
3. The Approval of an Amendment to Alphabet's 2012
Stock Plan to Increase the Share Reserve by
15,000,000 Shares of Class C Capital Stock. Management For Voted - For
4. The Approval of the 2016 Compensation Awarded to
Named Executive Officers. Management For Voted - For
5. The Frequency of Future Stockholder Advisory Votes
Regarding Compensation Awarded to Named Executive
Officers. Management 3 Years Voted - 3 Years
6. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Charitable
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding the Implementation
of "holy Land Principles," If Properly Presented at
the Meeting. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding A Report on "fake
News," If Properly Presented at the Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: Jeffrey P. Bezos Management For Voted - For
1B. Election of Director: Tom A. Alberg Management For Voted - For
1C. Election of Director: John Seely Brown Management For Voted - For
1D. Election of Director: Jamie S. Gorelick Management For Voted - For
1E. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1F. Election of Director: Judith A. Mcgrath Management For Voted - For
1G. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1H. Election of Director: Thomas O. Ryder Management For Voted - For
1I. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1J. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 3 Years Voted - 3 Years
5. Approval of the Company's 1997 Stock Incentive
Plan, As Amended and Restated Management For Voted - For
6. Shareholder Proposal Regarding A Report on Use of
Criminal Background Checks in Hiring Decisions Shareholder Against Voted - Against
7. Shareholder Proposal Regarding Sustainability As an
Executive Compensation Performance Measure Shareholder Against Voted - Against
8. Shareholder Proposal Regarding Vote-counting
Practices for Shareholder Proposals Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 31-May-17 Meeting Type: Annual
1A. Election of Director: Gustavo Lara Cantu Management For Voted - For
1B. Election of Director: Raymond P. Dolan Management For Voted - For
1C. Election of Director: Robert D. Hormats Management For Voted - For
1D. Election of Director: Craig Macnab Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
4. To Approve, on an Advisory Basis, the Frequency
with Which the Company Will Hold A Stockholder
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-17 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Shareholder Votes
on Executive Compensation Management 1 Year Voted - 1 Year
5. A Shareholder Proposal Entitled "charitable Giving
- Recipients, Intents and Benefits" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "executive
Compensation Reform" Shareholder Against Voted - Against
9. A Shareholder Proposal Entitled "executives to
Retain Significant Stock" Shareholder Against Voted - Against
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 25-May-17 Meeting Type: Annual
1A. Election of Director: Abdlatif Yousef Al-hamad Management For Voted - For
1B. Election of Director: Mathis Cabiallavetta Management For Voted - For
1C. Election of Director: Pamela Daley Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
1F. Election of Director: Laurence D. Fink Management For Voted - For
1G. Election of Director: Fabrizio Freda Management For Voted - For
1H. Election of Director: Murry S. Gerber Management For Voted - For
1I. Election of Director: James Grosfeld Management For Voted - For
1J. Election of Director: Robert S. Kapito Management For Voted - For
1K. Election of Director: Sir Deryck Maughan Management For Voted - For
1L. Election of Director: Cheryl D. Mills Management For Voted - For
1M. Election of Director: Gordon M. Nixon Management For Voted - For
1N. Election of Director: Charles H. Robbins Management For Voted - For
1O. Election of Director: IVan G. Seidenberg Management For Voted - For
1P. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1Q. Election of Director: John S. Varley Management For Voted - For
1R. Election of Director: Susan L. Wagner Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - For
3. Recommendation, in A Non-binding Advisory Vote, on
the Frequency of Future Executive Compensation
Advisory Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As Blackrock's Independent Registered
Public Accounting Firm for the Fiscal Year 2017. Management For Voted - For
5. A Shareholder Proposal Regarding Proxy Voting
Record on Executive Compensation. Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Production of an
Annual Report on Certain Trade Association and
Lobbying Expenditures. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 26-Jun-17 Meeting Type: Annual
1A. Election of Director: Ronald E. Blaylock Management For Voted - For
1B. Election of Director: Sona Chawla Management For Voted - For
1C. Election of Director: Alan B. Colberg Management For Voted - For
1D. Election of Director: Thomas J. Folliard Management For Voted - For
1E. Election of Director: Jeffrey E. Garten Management For Voted - For
1F. Election of Director: Shira Goodman Management For Voted - For
1G. Election of Director: W. Robert Grafton Management For Voted - For
1H. Election of Director: Edgar H. Grubb Management For Voted - For
1I. Election of Director: William D. Nash Management For Voted - For
1J. Election of Director: Marcella Shinder Management For Voted - For
1K. Election of Director: John T. Standley Management For Voted - For
1L. Election of Director: Mitchell D. Steenrod Management For Voted - For
1M. Election of Director: William R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non- Binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Determine, in an Advisory (non- Binding) Vote,
Whether A Shareholder Vote to Approve the
Compensation of our Named Executive Officers Should
Occur Every One, Two, Or Three Years. Management 1 Year Voted - 1 Year
5. To Approve the Carmax, Inc. Annual
Performance-based Bonus Plan, As Amended and
Restated. Management For Voted - For
6. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBG
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: Brandon B. Boze Management For Voted - For
1B. Election of Director: Beth F. Cobert Management For Voted - For
1C. Election of Director: Curtis F. Feeny Management For Voted - For
1D. Election of Director: Bradford M. Freeman Management For Voted - For
1E. Election of Director: Christopher T. Jenny Management For Voted - For
1F. Election of Director: Gerardo I. Lopez Management For Voted - For
1G. Election of Director: Frederic V. Malek Management For Voted - For
1H. Election of Director: Paula R. Reynolds Management For Voted - For
1I. Election of Director: Robert E. Sulentic Management For Voted - For
1J. Election of Director: Laura D. Tyson Management For Voted - For
1K. Election of Director: Ray Wirta Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. An Advisory Vote on Named Executive Officer
Compensation for the Fiscal Year Ended December 31,
2016. Management For Voted - For
4. An Advisory Vote on the Frequency of Future
Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
5. Approve the 2017 Equity Incentive Plan. Management For Voted - For
CHIPOTLE MEXICAN GRILL, INC.
SECURITY ID: 169656105 TICKER: CMG
Meeting Date: 25-May-17 Meeting Type: Annual
2. An Advisory Vote to Approve the Compensation of our
Executive Officers As Disclosed in the Proxy
Statement ("say-on-pay"). Management For Voted - For
3. An Advisory Vote on the Frequency of Future
Say-on-pay Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Year Ending December 31, 2017. Management For Voted - For
5. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Implement Changes to Chipotle's Governing Documents
to Lower the Threshold for Shareholders to Call
Special Meetings of Shareholders to an Aggregate of
15% of our Outstanding Common Stock. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1B. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1C. Election of Equity Director: Charles P. Carey Management For Voted - For
1D. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1E. Election of Equity Director: Ana Dutra Management For Voted - For
1F. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1G. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1H. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1I. Election of Equity Director: Leo Melamed Management For Voted - For
1J. Election of Equity Director: Alex J. Pollock Management For Voted - For
1K. Election of Equity Director: John F. Sandner Management For Voted - For
1L. Election of Equity Director: Terry L. Savage Management For Voted - For
1M. Election of Equity Director: William R. Shepard Management For Voted - For
1N. Election of Equity Director: Dennis A. Suskind Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Advisory Vote on the Frequency of Future Votes on
the Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
5. Approval of the Amended and Restated Cme Group Inc.
Incentive Plan for our Named Executive Officers. Management For Voted - For
6. Approval of the Amended and Restated Cme Group Inc.
Omnibus Stock Plan. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 15-Jun-17 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Gregory M. Bridgeford Management For Voted - For
1C. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1D. Election of Director: Mary Anne Citrino Management For Voted - For
1E. Election of Director: H. Ray Compton Management For Voted - For
1F. Election of Director: Conrad M. Hall Management For Voted - For
1G. Election of Director: Lemuel E. Lewis Management For Voted - For
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Recommend, on an Advisory Basis, the Frequency
of Future Advisory Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 07-Jun-17 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only for Resolutions 3 and
4 and 'in Favor' Or 'abstain' Only for Resolution
Numbers 1.1 to 1.9 and 2. Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C. Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
3 Adoption of an Ordinary Resolution Ratifying and
Confirming By-law No. 2 of the Corporation Setting
Advance Notice Requirements for Nominations of
Directors by Shareholders, As More Particularly
Described in the Accompanying Management Proxy
Circular Management For Voted - For
4 Adoption of an Advisory Non- Binding Resolution in
Respect of the Corporation's Approach to Executive
Compensation, As More Particularly Described in the
Accompanying Management Proxy Circular Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Jr. Management For Voted - For
1B. Election of Director: Edward W. Barnholt Management For Voted - For
1C. Election of Director: Anthony J. Bates Management For Voted - For
1D. Election of Director: Logan D. Green Management For Voted - For
1E. Election of Director: Bonnie S. Hammer Management For Voted - For
1F. Election of Director: Kathleen C. Mitic Management For Voted - For
1G. Election of Director: Pierre M. Omidyar Management For Voted - For
1H. Election of Director: Paul S. Pressler Management For Voted - For
1I. Election of Director: Robert H. Swan Management For Voted - For
1J. Election of Director: Thomas J. Tierney Management For Voted - For
1K. Election of Director: Perry M. Traquina Management For Voted - For
1L. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote to Approve the Frequency with Which
the Advisory Vote to Approve Named Executive
Officer Compensation Should be Held. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Independent Auditors. Management For Voted - For
5. Consideration of A Stockholder Proposal Regarding
Right to Act by Written Consent. Shareholder Against Voted - Against
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Robert P. Daniels Management For Voted - For
1D. Election of Director: James C. Day Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2017. Management For Voted - For
3. To Approve an Amendment of the Company's Restated
Certificate of Incorporation to Increase the Number
of Authorized Shares of Common Stock from 640
Million to 1.28 Billion. Management For Voted - For
4. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
5. To Recommend, by Non-binding Vote, the Frequency of
Holding Advisory Votes on the Compensation of the
Company's Named Executive Officers. Management 1 Year Voted - 1 Year
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 31-May-17 Meeting Type: Annual
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve by A Non-binding Advisory Vote the
Frequency of Stockholder Non-binding Advisory Votes
on the Company's Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. To Approve Long-term Incentive Performance Terms
for Certain of our Executives, Pursuant to Section
162(m) of the Internal Revenue Code. Management For Voted - For
5. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
FACEBOOK INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 01-Jun-17 Meeting Type: Annual
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding A Lobbying Report. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding False News. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Stockholder Proposal Regarding A Gender Pay
Equity Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding an Independent
Chair. Shareholder Against Voted - Against
ILLUMINA, INC.
SECURITY ID: 452327109 TICKER: ILMN
Meeting Date: 30-May-17 Meeting Type: Annual
1A. Election of Director: Caroline D. Dorsa Management For Voted - For
1B. Election of Director: Robert S. Epstein, M.D. Management For Voted - For
1C. Election of Director: Philip W. Schiller Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Named Executive Officers As Disclosed in the
Proxy Statement. Management For Voted - For
4. To Recommend, by Non-binding Vote, the Frequency of
Executive Compensation Votes. Management 1 Year Voted - 1 Year
5. To Approve an Amendment to our Certificate of
Incorporation to Remove Certain Supermajority
Voting Requirements As Disclosed in the Proxy
Statement. Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
SECURITY ID: 45866F104 TICKER: ICE
Meeting Date: 12-Oct-16 Meeting Type: Special
1. To Approve the Adoption of the Third Amended and
Restated Certificate of Incorporation, Which
Increases the Total Number of Authorized Shares of
Common Stock, Par Value $0.01 Per Share, from
500,000,000 to 1,500,000,000, and Correspondingly
Increases the Total Number of Shares of Capital
Stock That Ice is Authorized to Issue from
600,000,000 to 1,600,000,000. Management For Voted - For
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: Ann M. Cairns Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: Duriya M. Farooqui Management For Voted - For
1D. Election of Director: Jean-marc Forneri Management For Voted - For
1E. Election of Director: the Rt. Hon. the Lord Hague
of Richmond Management For Voted - For
1F. Election of Director: Fred W. Hatfield Management For Voted - For
1G. Election of Director: Thomas E. Noonan Management For Voted - For
1H. Election of Director: Frederic V. Salerno Management For Voted - For
1I. Election of Director: Jeffrey C. Sprecher Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1J. Election of Director: Judith A. Sprieser Management For Voted - For
1K. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. To Approve, by Non-binding Vote, the Advisory
Resolution on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Intercontinental Exchange, Inc. 2017
Omnibus Employee Incentive Plan. Management For Voted - For
5. To Approve an Amendment to the Intercontinental
Exchange, Inc. 2013 Omnibus Non-employee Director
Incentive Plan to Add an Aggregate Annual
Compensation Limit. Management For Voted - For
6. To Approve the Adoption of our Fourth Amended and
Restated Certificate of Incorporation to Update and
Streamline References to our National Securities
Exchange Subsidiaries, Their Members, and the
Holding Companies That Control Such Exchanges, and
Delete References to Certain Other Subsidiaries. Management For Voted - For
7. To Approve the Adoption of our Fourth Amended and
Restated Certificate of Incorporation to Remove an
Obsolete Proviso Cross-referencing A Section of our
Bylaws That Was Deleted After the Sale of the
Euronext Business in 2014. Management For Voted - For
8. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
9. Stockholder Proposal Regarding the Preparation of A
Report Assessing Esg Market Disclosure Expectations. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 20-Apr-17 Meeting Type: Annual
1A. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1B. Election of Director: Michael A. Friedman, M.D. Management For Voted - For
1C. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1D. Election of Director: Amal M. Johnson Management For Voted - For
1E. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1F. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1G. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1H. Election of Director: Mark J. Rubash Management For Voted - For
1I. Election of Director: Lonnie M. Smith Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
the Company's Named Executive Officers. Management For Voted - For
3. To Vote, on an Advisory Basis, on the Frequency of
the Advisory Vote on the Compensation of the
Company's Named Executive Officers. Management 1 Year Voted - 1 Year
4. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
5. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2000 Employee Stock
Purchase Plan. Management For Voted - For
6. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 08-Jun-17 Meeting Type: Annual
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017 Management For Voted - For
3. An Advisory (non-binding) Vote to Approve the
Compensation of the Named Executive Officers Management For Voted - For
4. An Advisory (non-binding) Vote on How Frequently
Stockholders Should Vote to Approve the
Compensation of the Named Executive Officers Management 1 Year Voted - 1 Year
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 27-Jun-17 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Oki Matsumoto Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. Re-approval of the Material Terms of the
Performance Goals Under Mastercard's 2006 Long Term
Incentive Plan, As Amended and Restated, for 162(m)
Purposes Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2017 Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Consideration of A Stockholder Proposal on Gender
Pay Equity Shareholder Against Voted - Against
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 13-Dec-16 Meeting Type: Special
1. To Adopt the Agreement and Plan of Merger, Dated As
of September 14, 2016 (as It May be Amended from
Time to Time, the "merger Agreement"), by and Among
Monsanto Company (the "company"), Bayer
Aktiengesellschaft, A German Stock Corporation
("bayer"), and Kwa Investment Co., A Delaware
(due to Space Limits, See Proxy Statement for
Full Proposal). Management For Voted - For
2. To Approve, on an Advisory (non- Binding) Basis,
Certain Compensation That May be Paid Or Become
Payable to the Company's Named Executive Officers
in Connection with the Merger. Management For Voted - For
3. To Approve the Adjournment of the Special Meeting,
If Necessary Or Appropriate, Including to Solicit
Additional Proxies If There are Insufficient Votes
at the Time of the Special Meeting to Approve the
Proposal to Adopt the Merger Agreement Or in the
Absence of A Quorum. Management For Voted - For
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Raul Alvarez Management For Voted - For
1B. Election of Director: Fiona P. Dias Management For Voted - For
1C. Election of Director: Matthew J. Espe Management For Voted - For
1D. Election of Director: V. Ann Hailey Management For Voted - For
1E. Election of Director: Duncan L. Niederauer Management For Voted - For
1F. Election of Director: Richard A. Smith Management For Voted - For
1G. Election of Director: Sherry M. Smith Management For Voted - For
1H. Election of Director: Christopher S. Terrill Management For Voted - For
1I. Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 05-Apr-17 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Tore I. Sandvold Management For Voted - For
1L. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Conduct an Advisory Vote on the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Company's 2016 Financial Statements
and the Board's 2016 Declarations of Dividends. Management For Voted - For
5. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
6. To Approve the Adoption of the 2017 Schlumberger
Omnibus Stock Incentive Plan. Management For Voted - For
7. To Approve an Amendment and Restatement of the
Schlumberger Discounted Stock Purchase Plan. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: John D. Gass Management For Voted - For
1B. Election of Director: Catherine A. Kehr Management For Voted - For
1C. Election of Director: Greg D. Kerley Management For Voted - For
1D. Election of Director: Jon A. Marshall Management For Voted - For
1E. Election of Director: Elliott Pew Management For Voted - For
1F. Election of Director: Terry W. Rathert Management For Voted - For
1G. Election of Director: Alan H. Stevens Management For Voted - For
1H. Election of Director: William J. Way Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote to Approve the Frequency of Future
Say-on-pay Votes. Management 1 Year Voted - 1 Year
4. Proposal to Approve an Amendment to the
Southwestern Energy Company 2013 Incentive Plan to
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Increase the Number of Shares Authorized for
Issuance. Management For Voted - For
5. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registerd Public Accounting Firm. Management For Voted - For
6. Advisory Vote on A Stockholder Proposal Regarding
Voting Standards. Shareholder Against Voted - Against
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 22-Mar-17 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Rosalind Brewer Management For Voted - For
1D. Election of Director: Mary N. Dillon Management For Voted - For
1E. Election of Director: Robert M. Gates Management For Voted - For
1F. Election of Director: Mellody Hobson Management For Voted - For
1G. Election of Director: Kevin R. Johnson Management For Voted - For
1H. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1I. Election of Director: Satya Nadella Management For Voted - For
1J. Election of Director: Joshua Cooper Ramo Management For Voted - For
1K. Election of Director: Clara Shih Management For Voted - For
1L. Election of Director: Javier G. Teruel Management For Voted - For
1M. Election of Director: Myron E. Ullman, III Management For Voted - For
1N. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2017. Management For Voted - For
5. Amend Proxy Access Bylaw. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 17-Feb-17 Meeting Type: Annual
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2017. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: William S. Haraf Management For Voted - For
1B. Election of Director: Frank C. Herringer Management For Voted - For
1C. Election of Director: Stephen T. Mclin Management For Voted - For
1D. Election of Director: Roger O. Walther Management For Voted - For
1E. Election of Director: Robert N. Wilson Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Frequency of Advisory Vote on Named Executive
Officer Compensation Management 1 Year Voted - 1 Year
4. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
5. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Adoption of A Proxy
Access Bylaw for Director Nominations by
Stockholders Shareholder Against Voted - Against
8. Stockholder Proposal Requesting Majority Vote
Tabulation for All Non-binding Matters Presented by
Stockholders Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 08-Jun-17 Meeting Type: Annual
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. To Approve on A Non-binding Advisory Basis the 2016
Compensation Paid by the Company to Its Named
Executive Officers. Management For Voted - For
4. To Cast A Non-binding Advisory Vote on the
Frequency of Future Non-binding Advisory Votes on
the Compensation Paid by the Company to Its Named
Executive Officers. Management 1 Year Voted - 1 Year
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Special Meetings. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-17 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Maria Elena Lagomasino Management For Voted - For
1F. Election of Director: Fred H. Langhammer Management For Voted - For
1G. Election of Director: Aylwin B. Lewis Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Mark G. Parker Management For Voted - For
1J. Election of Director: Sheryl K. Sandberg Management For Voted - For
1K. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2017. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve Holding an Advisory Vote on Executive
Compensation Every One, Two Or Three Years, As
Indicated. Management 1 Year Voted - 1 Year
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
TRIMBLE INC.
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 02-May-17 Meeting Type: Annual
2. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
3. To Hold an Advisory Vote on the Frequency of
Holding A Vote on Approving the Compensation for
our Named Executive Officers. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Current Fiscal Year Ending December 29, 2017. Management For Voted - For
5. To Approve Amendments to the Company's Amended and
Restated 2002 Stock Plan, Including to Increase the
Number of Shares Authorized for Issuance by
12,000,000. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. To Approve Amendments to the Company's Amended and
Restated Employee Stock Purchase Plan, Including to
Extend the Term of the Plan. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 31-Jan-17 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: Robert W. Matschullat Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: John A.c. Swainson Management For Voted - For
1I. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-17 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
10 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
5. Approval on an Advisory Basis of the Frequency of
the Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
AFFILIATED MANAGERS GROUP, INC.
SECURITY ID: 008252108 TICKER: AMG
Meeting Date: 13-Jun-17 Meeting Type: Annual
1A. Election of Director: Samuel T. Byrne Management For Voted - For
1B. Election of Director: Dwight D. Churchill Management For Voted - For
1C. Election of Director: Glenn Earle Management For Voted - For
1D. Election of Director: Niall Ferguson Management For Voted - For
1E. Election of Director: Sean M. Healey Management For Voted - For
1F. Election of Director: Tracy P. Palandjian Management For Voted - For
1G. Election of Director: Patrick T. Ryan Management For Voted - For
1H. Election of Director: Jide J. Zeitlin Management For Voted - For
2. To Approve, by A Non-binding Advisory Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve, by A Non-binding Advisory Vote, the
Frequency of Future Advisory Votes Regarding the
Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
4. To Approve an Amendment of the Company's Amended
and Restated Certificate of Incorporation to Enable
Shareholders to Remove Directors with Or Without
Cause by A Majority Stockholder Vote. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. To Ratify the Selection of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Current Fiscal Year. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Joseph M. Hogan Management For Voted - For
1B. Election of Director: Joseph Lacob Management For Voted - For
1C. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1D. Election of Director: George J. Morrow Management For Voted - For
1E. Election of Director: Thomas M. Prescott Management For Voted - For
1F. Election of Director: Andrea L. Saia Management For Voted - For
1G. Election of Director: Greg J. Santora Management For Voted - For
1H. Election of Director: Susan E. Siegel Management For Voted - For
1I. Election of Director: Warren S. Thaler Management For Voted - For
2. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Align Technology,
Inc.'s Independent Registered Public Accountants
for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 07-Jun-17 Meeting Type: Annual
1A. Election of Director: Bruce K. Anderson Management For Voted - For
1B. Election of Director: Roger H. Ballou Management For Voted - For
1C. Election of Director: Kelly J. Barlow Management For Voted - For
1D. Election of Director: D. Keith Cobb Management For Voted - For
1E. Election of Director: E. Linn Draper, Jr. Management For Voted - For
1F. Election of Director: Edward J. Heffernan Management For Voted - For
1G. Election of Director: Kenneth R. Jensen Management For Voted - For
1H. Election of Director: Robert A. Minicucci Management For Voted - For
1I. Election of Director: Timothy J. Theriault Management For Voted - For
1J. Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of an Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2017. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 07-Jun-17 Meeting Type: Annual
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2017. Management For Voted - For
3. The Approval of an Amendment to Alphabet's 2012
Stock Plan to Increase the Share Reserve by
15,000,000 Shares of Class C Capital Stock. Management For Voted - For
4. The Approval of the 2016 Compensation Awarded to
Named Executive Officers. Management For Voted - For
5. The Frequency of Future Stockholder Advisory Votes
Regarding Compensation Awarded to Named Executive
Officers. Management 3 Years Voted - 3 Years
6. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Charitable
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding the Implementation
of "holy Land Principles," If Properly Presented at
the Meeting. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding A Report on "fake
News," If Properly Presented at the Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: Jeffrey P. Bezos Management For Voted - For
1B. Election of Director: Tom A. Alberg Management For Voted - For
1C. Election of Director: John Seely Brown Management For Voted - For
1D. Election of Director: Jamie S. Gorelick Management For Voted - For
1E. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1F. Election of Director: Judith A. Mcgrath Management For Voted - For
1G. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1H. Election of Director: Thomas O. Ryder Management For Voted - For
1I. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1J. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 3 Years Voted - 3 Years
5. Approval of the Company's 1997 Stock Incentive
Plan, As Amended and Restated Management For Voted - For
6. Shareholder Proposal Regarding A Report on Use of
Criminal Background Checks in Hiring Decisions Shareholder Against Voted - Against
7. Shareholder Proposal Regarding Sustainability As an
Executive Compensation Performance Measure Shareholder Against Voted - Against
8. Shareholder Proposal Regarding Vote-counting
Practices for Shareholder Proposals Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 31-May-17 Meeting Type: Annual
1A. Election of Director: Gustavo Lara Cantu Management For Voted - For
1B. Election of Director: Raymond P. Dolan Management For Voted - For
1C. Election of Director: Robert D. Hormats Management For Voted - For
1D. Election of Director: Craig Macnab Management For Voted - For
1E. Election of Director: Joann A. Reed Management For Voted - For
1F. Election of Director: Pamela D.a. Reeve Management For Voted - For
1G. Election of Director: David E. Sharbutt Management For Voted - For
1H. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1I. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
4. To Approve, on an Advisory Basis, the Frequency
with Which the Company Will Hold A Stockholder
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-17 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Shareholder Votes
on Executive Compensation Management 1 Year Voted - 1 Year
5. A Shareholder Proposal Entitled "charitable Giving
- Recipients, Intents and Benefits" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "executive
Compensation Reform" Shareholder Against Voted - Against
9. A Shareholder Proposal Entitled "executives to
Retain Significant Stock" Shareholder Against Voted - Against
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 25-May-17 Meeting Type: Annual
1A. Election of Director: Abdlatif Yousef Al-hamad Management For Voted - For
1B. Election of Director: Mathis Cabiallavetta Management For Voted - For
1C. Election of Director: Pamela Daley Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
1F. Election of Director: Laurence D. Fink Management For Voted - For
1G. Election of Director: Fabrizio Freda Management For Voted - For
1H. Election of Director: Murry S. Gerber Management For Voted - For
1I. Election of Director: James Grosfeld Management For Voted - For
1J. Election of Director: Robert S. Kapito Management For Voted - For
1K. Election of Director: Sir Deryck Maughan Management For Voted - For
1L. Election of Director: Cheryl D. Mills Management For Voted - For
1M. Election of Director: Gordon M. Nixon Management For Voted - For
1N. Election of Director: Charles H. Robbins Management For Voted - For
1O. Election of Director: IVan G. Seidenberg Management For Voted - For
1P. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1Q. Election of Director: John S. Varley Management For Voted - For
1R. Election of Director: Susan L. Wagner Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - For
3. Recommendation, in A Non-binding Advisory Vote, on
the Frequency of Future Executive Compensation
Advisory Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As Blackrock's Independent Registered
Public Accounting Firm for the Fiscal Year 2017. Management For Voted - For
5. A Shareholder Proposal Regarding Proxy Voting
Record on Executive Compensation. Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Production of an
Annual Report on Certain Trade Association and
Lobbying Expenditures. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 26-Jun-17 Meeting Type: Annual
1A. Election of Director: Ronald E. Blaylock Management For Voted - For
1B. Election of Director: Sona Chawla Management For Voted - For
1C. Election of Director: Alan B. Colberg Management For Voted - For
1D. Election of Director: Thomas J. Folliard Management For Voted - For
1E. Election of Director: Jeffrey E. Garten Management For Voted - For
1F. Election of Director: Shira Goodman Management For Voted - For
1G. Election of Director: W. Robert Grafton Management For Voted - For
1H. Election of Director: Edgar H. Grubb Management For Voted - For
1I. Election of Director: William D. Nash Management For Voted - For
1J. Election of Director: Marcella Shinder Management For Voted - For
1K. Election of Director: John T. Standley Management For Voted - For
1L. Election of Director: Mitchell D. Steenrod Management For Voted - For
1M. Election of Director: William R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non- Binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Determine, in an Advisory (non- Binding) Vote,
Whether A Shareholder Vote to Approve the
Compensation of our Named Executive Officers Should
Occur Every One, Two, Or Three Years. Management 1 Year Voted - 1 Year
5. To Approve the Carmax, Inc. Annual
Performance-based Bonus Plan, As Amended and
Restated. Management For Voted - For
6. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBG
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: Brandon B. Boze Management For Voted - For
1B. Election of Director: Beth F. Cobert Management For Voted - For
1C. Election of Director: Curtis F. Feeny Management For Voted - For
1D. Election of Director: Bradford M. Freeman Management For Voted - For
1E. Election of Director: Christopher T. Jenny Management For Voted - For
1F. Election of Director: Gerardo I. Lopez Management For Voted - For
1G. Election of Director: Frederic V. Malek Management For Voted - For
1H. Election of Director: Paula R. Reynolds Management For Voted - For
1I. Election of Director: Robert E. Sulentic Management For Voted - For
1J. Election of Director: Laura D. Tyson Management For Voted - For
1K. Election of Director: Ray Wirta Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. An Advisory Vote on Named Executive Officer
Compensation for the Fiscal Year Ended December 31,
2016. Management For Voted - For
4. An Advisory Vote on the Frequency of Future
Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
5. Approve the 2017 Equity Incentive Plan. Management For Voted - For
CHIPOTLE MEXICAN GRILL, INC.
SECURITY ID: 169656105 TICKER: CMG
Meeting Date: 25-May-17 Meeting Type: Annual
2. An Advisory Vote to Approve the Compensation of our
Executive Officers As Disclosed in the Proxy
Statement ("say-on-pay"). Management For Voted - For
3. An Advisory Vote on the Frequency of Future
Say-on-pay Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Year Ending December 31, 2017. Management For Voted - For
5. A Shareholder Proposal, If Properly Presented at
the Meeting, Requesting That the Board of Directors
Implement Changes to Chipotle's Governing Documents
to Lower the Threshold for Shareholders to Call
Special Meetings of Shareholders to an Aggregate of
15% of our Outstanding Common Stock. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1B. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1C. Election of Equity Director: Charles P. Carey Management For Voted - For
1D. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1E. Election of Equity Director: Ana Dutra Management For Voted - For
1F. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1G. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1H. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1I. Election of Equity Director: Leo Melamed Management For Voted - For
1J. Election of Equity Director: Alex J. Pollock Management For Voted - For
1K. Election of Equity Director: John F. Sandner Management For Voted - For
1L. Election of Equity Director: Terry L. Savage Management For Voted - For
1M. Election of Equity Director: William R. Shepard Management For Voted - For
1N. Election of Equity Director: Dennis A. Suskind Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Advisory Vote on the Frequency of Future Votes on
the Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
5. Approval of the Amended and Restated Cme Group Inc.
Incentive Plan for our Named Executive Officers. Management For Voted - For
6. Approval of the Amended and Restated Cme Group Inc.
Omnibus Stock Plan. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 15-Jun-17 Meeting Type: Annual
1A. Election of Director: Arnold S. Barron Management For Voted - For
1B. Election of Director: Gregory M. Bridgeford Management For Voted - For
1C. Election of Director: Macon F. Brock, Jr. Management For Voted - For
1D. Election of Director: Mary Anne Citrino Management For Voted - For
1E. Election of Director: H. Ray Compton Management For Voted - For
1F. Election of Director: Conrad M. Hall Management For Voted - For
1G. Election of Director: Lemuel E. Lewis Management For Voted - For
1H. Election of Director: Bob Sasser Management For Voted - For
1I. Election of Director: Thomas A. Saunders III Management For Voted - For
1J. Election of Director: Thomas E. Whiddon Management For Voted - For
1K. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Recommend, on an Advisory Basis, the Frequency
of Future Advisory Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 07-Jun-17 Meeting Type: Agm
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only for Resolutions 3 and
4 and 'in Favor' Or 'abstain' Only for Resolution
Numbers 1.1 to 1.9 and 2. Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C. Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Nicholas Nomicos Management For Voted - For
1.6 Election of Director: Larry Rossy Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
3 Adoption of an Ordinary Resolution Ratifying and
Confirming By-law No. 2 of the Corporation Setting
Advance Notice Requirements for Nominations of
Directors by Shareholders, As More Particularly
Described in the Accompanying Management Proxy
Circular Management For Voted - For
4 Adoption of an Advisory Non- Binding Resolution in
Respect of the Corporation's Approach to Executive
Compensation, As More Particularly Described in the
Accompanying Management Proxy Circular Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Fred D. Anderson Jr. Management For Voted - For
1B. Election of Director: Edward W. Barnholt Management For Voted - For
1C. Election of Director: Anthony J. Bates Management For Voted - For
1D. Election of Director: Logan D. Green Management For Voted - For
1E. Election of Director: Bonnie S. Hammer Management For Voted - For
1F. Election of Director: Kathleen C. Mitic Management For Voted - For
1G. Election of Director: Pierre M. Omidyar Management For Voted - For
1H. Election of Director: Paul S. Pressler Management For Voted - For
1I. Election of Director: Robert H. Swan Management For Voted - For
1J. Election of Director: Thomas J. Tierney Management For Voted - For
1K. Election of Director: Perry M. Traquina Management For Voted - For
1L. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote to Approve the Frequency with Which
the Advisory Vote to Approve Named Executive
Officer Compensation Should be Held. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Independent Auditors. Management For Voted - For
5. Consideration of A Stockholder Proposal Regarding
Right to Act by Written Consent. Shareholder Against Voted - Against
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Janet F. Clark Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Robert P. Daniels Management For Voted - For
1D. Election of Director: James C. Day Management For Voted - For
1E. Election of Director: Donald F. Textor Management For Voted - For
1F. Election of Director: William R. Thomas Management For Voted - For
1G. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
Independent Registered Public Accounting Firm, As
Auditors for the Company for the Year Ending
December 31, 2017. Management For Voted - For
3. To Approve an Amendment of the Company's Restated
Certificate of Incorporation to Increase the Number
of Authorized Shares of Common Stock from 640
Million to 1.28 Billion. Management For Voted - For
4. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
5. To Recommend, by Non-binding Vote, the Frequency of
Holding Advisory Votes on the Compensation of the
Company's Named Executive Officers. Management 1 Year Voted - 1 Year
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 31-May-17 Meeting Type: Annual
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve by A Non-binding Advisory Vote the
Frequency of Stockholder Non-binding Advisory Votes
on the Company's Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. To Approve Long-term Incentive Performance Terms
for Certain of our Executives, Pursuant to Section
162(m) of the Internal Revenue Code. Management For Voted - For
5. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
FACEBOOK INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 01-Jun-17 Meeting Type: Annual
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding A Lobbying Report. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding False News. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Stockholder Proposal Regarding A Gender Pay
Equity Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding an Independent
Chair. Shareholder Against Voted - Against
ILLUMINA, INC.
SECURITY ID: 452327109 TICKER: ILMN
Meeting Date: 30-May-17 Meeting Type: Annual
1A. Election of Director: Caroline D. Dorsa Management For Voted - For
1B. Election of Director: Robert S. Epstein, M.D. Management For Voted - For
1C. Election of Director: Philip W. Schiller Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Named Executive Officers As Disclosed in the
Proxy Statement. Management For Voted - For
4. To Recommend, by Non-binding Vote, the Frequency of
Executive Compensation Votes. Management 1 Year Voted - 1 Year
5. To Approve an Amendment to our Certificate of
Incorporation to Remove Certain Supermajority
Voting Requirements As Disclosed in the Proxy
Statement. Management For Voted - For
IMAX CORPORATION
SECURITY ID: 45245E109 TICKER: IMAX
Meeting Date: 06-Jun-17 Meeting Type: Annual
02 In Respect of the Appointment of
PricewaterhouseCoopers LLP As Auditors of the
Company and Authorizing the Directors to Fix Their
Remuneration. Note: Voting Withhold is the
Equivalent to Voting Abstain. Management For Voted - For
03 Advisory Resolution to Approve the Compensation of
the Company's Named Executive Officers As Set Forth
in the Accompanying Proxy Circular. Note: Voting
Abstain is the Equivalent to Voting Withhold. Management For Voted - For
04 Advisory Resolution on the Frequency of Future
Advisory Votes on Executive Compensation. Note:
Voting Abstain is the Equivalent to Voting Withhold. Management 1 Year Voted - 1 Year
INTERCONTINENTAL EXCHANGE, INC.
SECURITY ID: 45866F104 TICKER: ICE
Meeting Date: 12-Oct-16 Meeting Type: Special
1. To Approve the Adoption of the Third Amended and
Restated Certificate of Incorporation, Which
Increases the Total Number of Authorized Shares of
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Common Stock, Par Value $0.01 Per Share, from
500,000,000 to 1,500,000,000, and Correspondingly
Increases the Total Number of Shares of Capital
Stock That Ice is Authorized to Issue from
600,000,000 to 1,600,000,000. Management For Voted - For
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: Ann M. Cairns Management For Voted - For
1B. Election of Director: Charles R. Crisp Management For Voted - For
1C. Election of Director: Duriya M. Farooqui Management For Voted - For
1D. Election of Director: Jean-marc Forneri Management For Voted - For
1E. Election of Director: the Rt. Hon. the Lord Hague
of Richmond Management For Voted - For
1F. Election of Director: Fred W. Hatfield Management For Voted - For
1G. Election of Director: Thomas E. Noonan Management For Voted - For
1H. Election of Director: Frederic V. Salerno Management For Voted - For
1I. Election of Director: Jeffrey C. Sprecher Management For Voted - For
1J. Election of Director: Judith A. Sprieser Management For Voted - For
1K. Election of Director: Vincent Tese Management For Voted - For
2. To Approve, by Non-binding Vote, the Advisory
Resolution on Executive Compensation for Named
Executive Officers. Management For Voted - For
3. To Approve, by Non-binding Vote, the Advisory
Resolution on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Intercontinental Exchange, Inc. 2017
Omnibus Employee Incentive Plan. Management For Voted - For
5. To Approve an Amendment to the Intercontinental
Exchange, Inc. 2013 Omnibus Non-employee Director
Incentive Plan to Add an Aggregate Annual
Compensation Limit. Management For Voted - For
6. To Approve the Adoption of our Fourth Amended and
Restated Certificate of Incorporation to Update and
Streamline References to our National Securities
Exchange Subsidiaries, Their Members, and the
Holding Companies That Control Such Exchanges, and
Delete References to Certain Other Subsidiaries. Management For Voted - For
7. To Approve the Adoption of our Fourth Amended and
Restated Certificate of Incorporation to Remove an
Obsolete Proviso Cross-referencing A Section of our
Bylaws That Was Deleted After the Sale of the
Euronext Business in 2014. Management For Voted - For
8. Ratify the Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
9. Stockholder Proposal Regarding the Preparation of A
Report Assessing Esg Market Disclosure Expectations. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 20-Apr-17 Meeting Type: Annual
1A. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1B. Election of Director: Michael A. Friedman, M.D. Management For Voted - For
1C. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1D. Election of Director: Amal M. Johnson Management For Voted - For
1E. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1F. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1G. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1H. Election of Director: Mark J. Rubash Management For Voted - For
1I. Election of Director: Lonnie M. Smith Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
the Company's Named Executive Officers. Management For Voted - For
3. To Vote, on an Advisory Basis, on the Frequency of
the Advisory Vote on the Compensation of the
Company's Named Executive Officers. Management 1 Year Voted - 1 Year
4. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
5. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2000 Employee Stock
Purchase Plan. Management For Voted - For
6. To Approve the Amendment and Restatement of the
Intuitive Surgical, Inc. 2010 Incentive Award Plan. Management For Voted - For
LAS VEGAS SANDS CORP.
SECURITY ID: 517834107 TICKER: LVS
Meeting Date: 08-Jun-17 Meeting Type: Annual
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017 Management For Voted - For
3. An Advisory (non-binding) Vote to Approve the
Compensation of the Named Executive Officers Management For Voted - For
4. An Advisory (non-binding) Vote on How Frequently
Stockholders Should Vote to Approve the
Compensation of the Named Executive Officers Management 1 Year Voted - 1 Year
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 27-Jun-17 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Oki Matsumoto Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. Re-approval of the Material Terms of the
Performance Goals Under Mastercard's 2006 Long Term
Incentive Plan, As Amended and Restated, for 162(m)
Purposes Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2017 Management For Voted - For
6. Consideration of A Stockholder Proposal on Gender
Pay Equity Shareholder Against Voted - Against
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 13-Dec-16 Meeting Type: Special
1. To Adopt the Agreement and Plan of Merger, Dated As
of September 14, 2016 (as It May be Amended from
Time to Time, the "merger Agreement"), by and Among
Monsanto Company (the "company"), Bayer
Aktiengesellschaft, A German Stock Corporation
("bayer"), and Kwa Investment Co., A Delaware
(due to Space Limits, See Proxy Statement for
Full Proposal). Management For Voted - For
2. To Approve, on an Advisory (non- Binding) Basis,
Certain Compensation That May be Paid Or Become
Payable to the Company's Named Executive Officers
in Connection with the Merger. Management For Voted - For
3. To Approve the Adjournment of the Special Meeting,
If Necessary Or Appropriate, Including to Solicit
Additional Proxies If There are Insufficient Votes
at the Time of the Special Meeting to Approve the
Proposal to Adopt the Merger Agreement Or in the
Absence of A Quorum. Management For Voted - For
Meeting Date: 27-Jan-17 Meeting Type: Annual
1A. Election of Director: Dwight M. "mitch" Barns Management For Voted - For
1B. Election of Director: Gregory H. Boyce Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1D. Election of Director: Janice L. Fields Management For Voted - For
1E. Election of Director: Hugh Grant Management For Voted - For
1F. Election of Director: Arthur H. Harper Management For Voted - For
1G. Election of Director: Laura K. Ipsen Management For Voted - For
1H. Election of Director: Marcos M. Lutz Management For Voted - For
1I. Election of Director: C. Steven Mcmillan Management For Voted - For
1J. Election of Director: Jon R. Moeller Management For Voted - For
1K. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1L. Election of Director: Robert J. Stevens Management For Voted - For
1M. Election of Director: Patricia Verduin, Ph.D. Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2017. Management For Voted - For
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Advisory (non-binding) Vote on Frequency of
Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. Approval of Performance Goals Under, and an
Amendment To, the Long-term Incentive Plan. Management For Voted - For
6. Shareowner Proposal: Lobbying Report. Shareholder Against Voted - Against
7. Shareowner Proposal: Glyphosate Report. Shareholder Against Voted - Against
PACIRA PHARMACEUTICALS, INC.
SECURITY ID: 695127100 TICKER: PCRX
Meeting Date: 13-Jun-17 Meeting Type: Annual
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Raul Alvarez Management For Voted - For
1B. Election of Director: Fiona P. Dias Management For Voted - For
1C. Election of Director: Matthew J. Espe Management For Voted - For
1D. Election of Director: V. Ann Hailey Management For Voted - For
1E. Election of Director: Duncan L. Niederauer Management For Voted - For
1F. Election of Director: Richard A. Smith Management For Voted - For
1G. Election of Director: Sherry M. Smith Management For Voted - For
1H. Election of Director: Christopher S. Terrill Management For Voted - For
1I. Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 05-Apr-17 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Tore I. Sandvold Management For Voted - For
1L. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Conduct an Advisory Vote on the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Company's 2016 Financial Statements
and the Board's 2016 Declarations of Dividends. Management For Voted - For
5. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
6. To Approve the Adoption of the 2017 Schlumberger
Omnibus Stock Incentive Plan. Management For Voted - For
7. To Approve an Amendment and Restatement of the
Schlumberger Discounted Stock Purchase Plan. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: John D. Gass Management For Voted - For
1B. Election of Director: Catherine A. Kehr Management For Voted - For
1C. Election of Director: Greg D. Kerley Management For Voted - For
1D. Election of Director: Jon A. Marshall Management For Voted - For
1E. Election of Director: Elliott Pew Management For Voted - For
1F. Election of Director: Terry W. Rathert Management For Voted - For
1G. Election of Director: Alan H. Stevens Management For Voted - For
1H. Election of Director: William J. Way Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote to Approve the Frequency of Future
Say-on-pay Votes. Management 1 Year Voted - 1 Year
4. Proposal to Approve an Amendment to the
Southwestern Energy Company 2013 Incentive Plan to
Increase the Number of Shares Authorized for
Issuance. Management For Voted - For
5. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registerd Public Accounting Firm. Management For Voted - For
6. Advisory Vote on A Stockholder Proposal Regarding
Voting Standards. Shareholder Against Voted - Against
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 22-Mar-17 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Rosalind Brewer Management For Voted - For
1D. Election of Director: Mary N. Dillon Management For Voted - For
1E. Election of Director: Robert M. Gates Management For Voted - For
1F. Election of Director: Mellody Hobson Management For Voted - For
1G. Election of Director: Kevin R. Johnson Management For Voted - For
1H. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1I. Election of Director: Satya Nadella Management For Voted - For
1J. Election of Director: Joshua Cooper Ramo Management For Voted - For
1K. Election of Director: Clara Shih Management For Voted - For
1L. Election of Director: Javier G. Teruel Management For Voted - For
1M. Election of Director: Myron E. Ullman, III Management For Voted - For
1N. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2017. Management For Voted - For
5. Amend Proxy Access Bylaw. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 17-Feb-17 Meeting Type: Annual
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2017. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: William S. Haraf Management For Voted - For
1B. Election of Director: Frank C. Herringer Management For Voted - For
1C. Election of Director: Stephen T. Mclin Management For Voted - For
1D. Election of Director: Roger O. Walther Management For Voted - For
1E. Election of Director: Robert N. Wilson Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Frequency of Advisory Vote on Named Executive
Officer Compensation Management 1 Year Voted - 1 Year
4. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
5. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Adoption of A Proxy
Access Bylaw for Director Nominations by
Stockholders Shareholder Against Voted - Against
8. Stockholder Proposal Requesting Majority Vote
Tabulation for All Non-binding Matters Presented by
Stockholders Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 08-Jun-17 Meeting Type: Annual
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. To Approve on A Non-binding Advisory Basis the 2016
Compensation Paid by the Company to Its Named
Executive Officers. Management For Voted - For
4. To Cast A Non-binding Advisory Vote on the
Frequency of Future Non-binding Advisory Votes on
the Compensation Paid by the Company to Its Named
Executive Officers. Management 1 Year Voted - 1 Year
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Special Meetings. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-17 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Maria Elena Lagomasino Management For Voted - For
1F. Election of Director: Fred H. Langhammer Management For Voted - For
1G. Election of Director: Aylwin B. Lewis Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Mark G. Parker Management For Voted - For
1J. Election of Director: Sheryl K. Sandberg Management For Voted - For
1K. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2017. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. To Approve Holding an Advisory Vote on Executive
Compensation Every One, Two Or Three Years, As
Indicated. Management 1 Year Voted - 1 Year
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
TRIMBLE INC.
SECURITY ID: 896239100 TICKER: TRMB
Meeting Date: 02-May-17 Meeting Type: Annual
2. To Hold an Advisory Vote on Approving the
Compensation for our Named Executive Officers. Management For Voted - For
3. To Hold an Advisory Vote on the Frequency of
Holding A Vote on Approving the Compensation for
our Named Executive Officers. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Ernst & Young LLP As
the Independent Auditor of the Company for the
Current Fiscal Year Ending December 29, 2017. Management For Voted - For
5. To Approve Amendments to the Company's Amended and
Restated 2002 Stock Plan, Including to Increase the
Number of Shares Authorized for Issuance by
12,000,000. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. To Approve Amendments to the Company's Amended and
Restated Employee Stock Purchase Plan, Including to
Extend the Term of the Plan. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 31-Jan-17 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: Robert W. Matschullat Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: John A.c. Swainson Management For Voted - For
1I. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
RIVERPARK STRATEGIC INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
POSTMEDIA NETWORK INC, NORTH YORK
SECURITY ID: 737524AE8
Meeting Date: 07-Sep-16 Meeting Type: Sgm
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' for Resolution, Abstain is
Not A Voting Option on This Meeting Non-Voting Non-Voting
1 The Approval of A Special Resolution, the Full Text
of Which is Set Forth in Appendix A of the
Accompanying Management Information Circular of the
Company and Postmedia Network Canada Corp. Dated
August 5, 2016 (the "information Circular"),
Approving A Plan of Arrangement Under Section 192
of the Canada Business Corporations Act, As More
Particularly Described in the Information Circular Management For Voted - For
17aug2016: Please Note That the Meeting Type Was
Changed from Bnd to Sgm. If You Have Already Sent
in Your Votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instructions. Thank
You Non-Voting Non-Voting
WASTE ITALIA S.P.A., MILANO
SECURITY ID: T9T065AB7
Meeting Date: 12-Dec-16 Meeting Type: Bond
1 Appointment of the Common Representative of the
Noteholders Management For Voted - Abstain
2 Relevant and Consequent Resolutions Management For Voted - Abstain
Please Note That There is A Minimum to Vote :
100000 and Multiple: 1000 Non-Voting Non-Voting
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 07-Jun-17 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Paul S. Otellini Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
1.12 Director: Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2017. Management For Voted - For
3. The Approval of an Amendment to Alphabet's 2012
Stock Plan to Increase the Share Reserve by
15,000,000 Shares of Class C Capital Stock. Management For Voted - For
4. The Approval of the 2016 Compensation Awarded to
Named Executive Officers. Management For Voted - For
5. The Frequency of Future Stockholder Advisory Votes
Regarding Compensation Awarded to Named Executive
Officers. Management 3 Years Voted - 3 Years
6. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Charitable
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding the Implementation
of "holy Land Principles," If Properly Presented at
the Meeting. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding A Report on "fake
News," If Properly Presented at the Meeting. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-17 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Shareholder Votes
on Executive Compensation Management 1 Year Voted - 1 Year
5. A Shareholder Proposal Entitled "charitable Giving
- Recipients, Intents and Benefits" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "executive
Compensation Reform" Shareholder Against Voted - Against
9. A Shareholder Proposal Entitled "executives to
Retain Significant Stock" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 06-May-17 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Howard G. Buffett Management For Voted - For
1.4 Director: Stephen B. Burke Management For Voted - For
1.5 Director: Susan L. Decker Management For Voted - For
1.6 Director: William H. Gates III Management For Voted - For
1.7 Director: David S. Gottesman Management For Voted - For
1.8 Director: Charlotte Guyman Management For Voted - For
1.9 Director: Thomas S. Murphy Management For Voted - For
1.10 Director: Ronald L. Olson Management For Voted - For
1.11 Director: Walter Scott, Jr. Management For Voted - For
1.12 Director: Meryl B. Witmer Management For Voted - For
2. Non-binding Resolution to Approve the Compensation
of the Company's Named Executive Officers, As
Described in the 2017 Proxy Statement. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Non-binding Resolution to Determine the Frequency
(whether Annual, Biennial Or Triennial) with Which
Shareholders of the Company Shall be Entitled to
Have an Advisory Vote on Executive Compensation. Management 3 Years Voted - 3 Years
4. Shareholder Proposal Regarding Political
Contributions. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Methane Gas
Emissions. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Divesting of
Investments in Companies Involved with Fossil Fuels. Shareholder Against Voted - Against
CELGENE CORPORATION
SECURITY ID: 151020104 TICKER: CELG
Meeting Date: 14-Jun-17 Meeting Type: Annual
1.1 Director: Robert J. Hugin Management For Voted - For
1.2 Director: Mark J. Alles Management For Voted - For
1.3 Director: Richard W Barker D Phil Management For Voted - For
1.4 Director: Michael W. Bonney Management For Voted - For
1.5 Director: Michael D. Casey Management For Voted - For
1.6 Director: Carrie S. Cox Management For Voted - For
1.7 Director: Michael A. Friedman, Md Management For Voted - For
1.8 Director: Julia A. Haller, M.D. Management For Voted - For
1.9 Director: Gilla S. Kaplan, Ph.D. Management For Voted - For
1.10 Director: James J. Loughlin Management For Voted - For
1.11 Director: Ernest Mario, Ph.D. Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Approval of an Amendment and Restatement of the
Company's Stock Incentive Plan. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation of the Company's Named Executive
Officers. Management For Voted - For
5. To Recommend, by Non-binding Vote, the Frequency of
Executive Compensation Votes. Management 1 Year Voted - 1 Year
6. Stockholder Proposal to Request A By-law Provision
Limiting Management's Access to Vote Tallies Prior
to the Annual Meeting with Respect to Certain
Executive Pay Matters, Described in More Detail in
the Proxy Statement. Shareholder Against Voted - Against
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY ID: 192446102 TICKER: CTSH
Meeting Date: 06-Jun-17 Meeting Type: Annual
1A. Election of Director: Zein Abdalla Management For Voted - For
1B. Election of Director: Betsy S. Atkins Management For Voted - For
1C. Election of Director: Maureen Breakiron-evans Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1D. Election of Director: Jonathan Chadwick Management For Voted - For
1E. Election of Director: John M. Dineen Management For Voted - For
1F. Election of Director: Francisco D'souza Management For Voted - For
1G. Election of Director: John N. Fox, Jr. Management For Voted - For
1H. Election of Director: John E. Klein Management For Voted - For
1I. Election of Director: Leo S. Mackay, Jr. Management For Voted - For
1J. Election of Director: Michael Patsalos-fox Management For Voted - For
1K. Election of Director: Robert E. Weissman Management For Voted - For
2. Approval, on an Advisory (non- Binding) Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Approval, on an Advisory (non- Binding) Basis, of
the Frequency of Future Advisory Votes on the
Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
4. Approval of the Company's 2017 Incentive Award Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2017. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Eliminate the
Supermajority Voting Provisions of the Company's
Certificate of Incorporation and By-laws. Management For Voted - For
7. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
CORE LABORATORIES N.V.
SECURITY ID: N22717107 TICKER: CLB
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Re-election of Director: David M. Demshur Management For Voted - For
1B. Re-election of Director: Jan Willem Sodderland Management For Voted - For
2. To Amend Article 20, Paragraph 5(ii), of our
Articles of Association to Allow for Any Future
Amendments to the Articles of Association Which are
Proposed by the Board of Management and Which
Proposal is Approved by the Board of Supervisory
Directors, to be Passed with an Absolute Majority
of Votes Cast, Without Regard to the Number of
Shares Represented at the Meeting. Management For Voted - For
3. To Appoint KPMG, Including Its U.S. and Dutch
Affiliates, (collectively, "kpmg") As Core
Laboratories N.v.'s (the "company") Independent
Registered Public Accountants for the Year Ending
December 31, 2017. Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
Philosophy, Policies and Procedures Described in
the Section Entitled Compensation Discussion and
Analysis ("cd&a Section"), and the Compensation of
the Company's Named Executive Officers As Disclosed
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Pursuant to the Security and Exchange Commission's
Compensation Disclosure Rules, Including the
Compensation Tables Management For Voted - For
5. To Confirm and Adopt our Dutch Statutory Annual
Accounts in the English Language for the Fiscal
Year Ended December 31, 2016, Following A
Discussion of our Dutch Report of the Management
Board for That Same Period. Management For Voted - For
6. To Approve and Resolve the Cancellation of our
Repurchased Shares Held at 12:01 A.m. Cest on May
18, 2017. Management For Voted - For
7. To Approve and Resolve the Extension of the
Existing Authority to Repurchase Up to 10% of our
Issued Share Capital from Time to Time for an
18-month Period, Until November 18, 2018, and Such
Repurchased Shares May be Used for Any Legal
Purpose. Management For Voted - For
8. To Approve and Resolve the Extension of the
Authority to Issue Shares And/or to Grant Rights
(including Options to Purchase) with Respect to our
Common and Preference Shares Up to A Maximum of 10%
of Outstanding Shares Per Annum Until November 18,
2018. Management For Voted - For
9. To Approve and Resolve the Extension of the
Authority to Limit Or Exclude the Preemptive Rights
of the Holders of our Common Shares And/or
Preference Shares Up to A Maximum of 10% of
Outstanding Shares Per Annum Until November 18,
2018. Management For Voted - For
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Michael A. Mussallem Management For Voted - For
1B. Election of Director: Kieran T. Gallahue Management For Voted - For
1C. Election of Director: Leslie S. Heisz Management For Voted - For
1D. Election of Director: William J. Link, Ph.D. Management For Voted - For
1E. Election of Director: Steven R. Loranger Management For Voted - For
1F. Election of Director: Martha H. Marsh Management For Voted - For
1G. Election of Director: Wesley W. Von Schack Management For Voted - For
1H. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote to Approve Executive Compensation
Every One, Two Or Three Years Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
4. Amendment and Restatement of the Long-term Stock
Incentive Compensation Program Management For Voted - For
5. Amendment and Restatement of the U.S. Employee
Stock Purchase Plan Management For Voted - For
6. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FASTENAL COMPANY
SECURITY ID: 311900104 TICKER: FAST
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Willard D. Oberton Management For Voted - For
1B. Election of Director: Michael J. Ancius Management For Voted - For
1C. Election of Director: Michael J. Dolan Management For Voted - For
1D. Election of Director: Stephen L. Eastman Management For Voted - For
1E. Election of Director: Daniel L. Florness Management For Voted - For
1F. Election of Director: Rita J. Heise Management For Voted - For
1G. Election of Director: Darren R. Jackson Management For Voted - For
1H. Election of Director: Daniel L. Johnson Management For Voted - For
1I. Election of Director: Scott A. Satterlee Management For Voted - For
1J. Election of Director: Reyne K. Wisecup Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
3. Re-approval of the Fastenal Company Incentive Plan. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation. Management For Voted - For
5. Approval, by Non-binding Vote, of the Frequency of
Future Executive Compensation Votes. Management 1 Year Voted - 1 Year
PAYPAL HOLDINGS, INC.
SECURITY ID: 70450Y103 TICKER: PYPL
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Wences Casares Management For Voted - For
1B. Election of Director: Jonathan Christodoro Management For Voted - For
1C. Election of Director: John J. Donahoe Management For Voted - For
1D. Election of Director: David W. Dorman Management For Voted - For
1E. Election of Director: Belinda Johnson Management For Voted - For
1F. Election of Director: Gail J. Mcgovern Management For Voted - For
1G. Election of Director: David M. Moffett Management For Voted - For
1H. Election of Director: Daniel H. Schulman Management For Voted - For
1I. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
3. Approval of an Amendment to our Amended and
Restated Certificate of Incorporation to Increase
the Number of Stockholders Who May, for Proxy
Access Purposes, Aggregate Their Holdings from 15
to 20. Management For Voted - For
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Auditor for 2017. Management For Voted - For
5. Stockholder Proposal Regarding Stockholder Written
Consent Without A Meeting. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Stockholder Proposal Regarding A Sustainability
Report. Shareholder Against Voted - Against
7. Stockholder Proposal Regarding A "net-zero"
Greenhouse Gas Emissions Report. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 07-Mar-17 Meeting Type: Annual
1A. Election of Director: Barbara T. Alexander Management For Voted - For
1B. Election of Director: Jeffrey W. Henderson Management For Voted - For
1C. Election of Director: Thomas W. Horton Management For Voted - For
1D. Election of Director: Paul E. Jacobs Management For Voted - For
1E. Election of Director: Ann M. Livermore Management For Voted - For
1F. Election of Director: Harish Manwani Management For Voted - For
1G. Election of Director: Mark D. Mclaughlin Management For Voted - For
1H. Election of Director: Steve Mollenkopf Management For Voted - For
1I. Election of Director: Clark T. Randt, Jr. Management For Voted - For
1J. Election of Director: Francisco Ros Management For Voted - For
1K. Election of Director: Anthony J. Vinciquerra Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Public Accountants for our Fiscal Year Ending
September 24, 2017. Management For Voted - For
3. Approval, on an Advisory Basis, of our Executive
Compensation. Management For Voted - For
4. Stockholder Proposal to Amend the Proxy Access
Provision of our Amended and Restated Bylaws, If
Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
ROSS STORES, INC.
SECURITY ID: 778296103 TICKER: ROST
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Michael Balmuth Management For Voted - For
1B. Election of Director: K. Gunnar Bjorklund Management For Voted - For
1C. Election of Director: Michael J. Bush Management For Voted - For
1D. Election of Director: Norman A. Ferber Management For Voted - For
1E. Election of Director: Sharon D. Garrett Management For Voted - For
1F. Election of Director: Stephen D. Milligan Management For Voted - For
1G. Election of Director: George P. Orban Management For Voted - For
1H. Election of Director: Michael O'sullivan Management For Voted - For
1I. Election of Director: Lawrence S. Peiros Management For Voted - For
1J. Election of Director: Gregory L. Quesnel Management For Voted - For
1K. Election of Director: Barbara Rentler Management For Voted - For
2. To Approve Adoption of the Ross Stores, Inc. 2017
Equity Incentive Plan. Management For Voted - For
3. Advisory Vote to Approve the Resolution on the
Compensation of the Named Executive Officers. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Advisory Vote on the Frequency of Holding Future
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending February
3, 2018. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 05-Apr-17 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Tore I. Sandvold Management For Voted - For
1L. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Conduct an Advisory Vote on the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Company's 2016 Financial Statements
and the Board's 2016 Declarations of Dividends. Management For Voted - For
5. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
6. To Approve the Adoption of the 2017 Schlumberger
Omnibus Stock Incentive Plan. Management For Voted - For
7. To Approve an Amendment and Restatement of the
Schlumberger Discounted Stock Purchase Plan. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: William S. Haraf Management For Voted - For
1B. Election of Director: Frank C. Herringer Management For Voted - For
1C. Election of Director: Stephen T. Mclin Management For Voted - For
1D. Election of Director: Roger O. Walther Management For Voted - For
1E. Election of Director: Robert N. Wilson Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Frequency of Advisory Vote on Named Executive
Officer Compensation Management 1 Year Voted - 1 Year
4. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
5. Stockholder Proposal Requesting Disclosure of
Lobbying Policy, Procedures and Oversight; Lobbying
Expenditures; and Participation in Organizations
Engaged in Lobbying Shareholder Against Voted - Against
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Adoption of A Proxy
Access Bylaw for Director Nominations by
Stockholders Shareholder Against Voted - Against
8. Stockholder Proposal Requesting Majority Vote
Tabulation for All Non-binding Matters Presented by
Stockholders Shareholder Against Voted - Against
THE KRAFT HEINZ COMPANY
SECURITY ID: 500754106 TICKER: KHC
Meeting Date: 19-Apr-17 Meeting Type: Annual
1A. Election of Director: Gregory E. Abel Management For Voted - For
1B. Election of Director: Alexandre Behring Management For Voted - For
1C. Election of Director: Warren E. Buffett Management For Voted - For
1D. Election of Director: John T. Cahill Management For Voted - For
1E. Election of Director: Tracy Britt Cool Management For Voted - For
1F. Election of Director: Feroz Dewan Management For Voted - For
1G. Election of Director: Jeanne P. Jackson Management For Voted - For
1H. Election of Director: Jorge Paulo Lemann Management For Voted - For
1I. Election of Director: Mackey J. Mcdonald Management For Voted - For
1J. Election of Director: John C. Pope Management For Voted - For
1K. Election of Director: Marcel Herrmann Telles Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Auditors for 2017. Management For Voted - For
4. Shareholder Proposal: Resolution Related to
Sustainability and Nutrition. Shareholder Against Voted - Against
5. Shareholder Proposal: Resolution Related to
Packaging. Shareholder Against Voted - Against
6. Shareholder Proposal: Resolution Related to
Deforestation. Shareholder Against Voted - Against
THE PRICELINE GROUP INC.
SECURITY ID: 741503403 TICKER: PCLN
Meeting Date: 08-Jun-17 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.3 Director: Jan L. Docter Management For Voted - For
1.4 Director: Jeffrey E. Epstein Management For Voted - For
1.5 Director: Glenn D. Fogel Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Thomas E. Rothman Management For Voted - For
1.11 Director: Craig W. Rydin Management For Voted - For
1.12 Director: Lynn M. Vojvodich Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. To Approve on A Non-binding Advisory Basis the 2016
Compensation Paid by the Company to Its Named
Executive Officers. Management For Voted - For
4. To Cast A Non-binding Advisory Vote on the
Frequency of Future Non-binding Advisory Votes on
the Compensation Paid by the Company to Its Named
Executive Officers. Management 1 Year Voted - 1 Year
5. To Consider and Vote Upon A Non- Binding
Stockholder Proposal Concerning Special Meetings. Shareholder Against Voted - Against
THE TJX COMPANIES, INC.
SECURITY ID: 872540109 TICKER: TJX
Meeting Date: 06-Jun-17 Meeting Type: Annual
1A. Election of Director: Zein Abdalla Management For Voted - For
1B. Election of Director: Jose B. Alvarez Management For Voted - For
1C. Election of Director: Alan M. Bennett Management For Voted - For
1D. Election of Director: David T. Ching Management For Voted - For
1E. Election of Director: Ernie Herrman Management For Voted - For
1F. Election of Director: Michael F. Hines Management For Voted - For
1G. Election of Director: Amy B. Lane Management For Voted - For
1H. Election of Director: Carol Meyrowitz Management For Voted - For
1I. Election of Director: Jackwyn L. Nemerov Management For Voted - For
1J. Election of Director: John F. O'brien Management For Voted - For
1K. Election of Director: Willow B. Shire Management For Voted - For
2. Ratification of Appointment of
PricewaterhouseCoopers As Tjx's Independent
Registered Public Accounting Firm for Fiscal 2018 Management For Voted - For
3. Reapproval of Material Terms of Performance Goals
Under the Stock Incentive Plan Management For Voted - For
4. Reapproval of Material Terms of Performance Goals
Under the Cash Incentive Plans Management For Voted - For
5. Advisory Approval of Tjx's Executive Compensation
(the Say- On-pay Vote) Management For Voted - For
6. Advisory Approval of the Frequency of Tjx's
Say-on-pay Votes Management 1 Year Voted - 1 Year
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Shareholder Proposal for Inclusion of Diversity As
A Ceo Performance Measure Shareholder Against Voted - Against
8. Shareholder Proposal for A Review and Summary
Report on Executive Compensation Policies Shareholder Against Voted - Against
9. Shareholder Proposal for A Report on Compensation
Disparities Based on Race, Gender, Or Ethnicity Shareholder Against Voted - Against
10. Shareholder Proposal for A Report on Net-zero
Greenhouse Gas Emissions Shareholder Against Voted - Against
TRACTOR SUPPLY COMPANY
SECURITY ID: 892356106 TICKER: TSCO
Meeting Date: 09-May-17 Meeting Type: Annual
1.1 Director: Cynthia T. Jamison Management For Voted - For
1.2 Director: Johnston C. Adams Management For Voted - For
1.3 Director: Peter D. Bewley Management For Voted - For
1.4 Director: Ramkumar Krishnan Management For Voted - For
1.5 Director: George Mackenzie Management For Voted - For
1.6 Director: Edna K. Morris Management For Voted - For
1.7 Director: Mark J. Weikel Management For Voted - For
1.8 Director: Gregory A. Sandfort Management For Voted - For
2. To Ratify the Re-appointment of Ernst & Young LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 30, 2017 Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve Executive
Compensation Management For Voted - For
4. Say When on Pay - an Advisory Vote on the Approval
of the Frequency of Shareholder Votes on Executive
Compensation Management 1 Year Voted - 1 Year
TREEHOUSE FOODS, INC.
SECURITY ID: 89469A104 TICKER: THS
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Dennis F. O'brien Management For Voted - For
1B. Election of Director: Sam K. Reed Management For Voted - For
1C. Election of Director: Ann M. Sardini Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors. Management For Voted - For
3. To Provide an Advisory Vote to Approve the
Company's Executive Compensation. Management For Voted - For
4. To Provide an Advisory Vote to Approve the
Frequency of Future Advisory Votes of the Company's
Executive Compensation Program. Management 1 Year Voted - 1 Year
5. To Approve the Amendment of the Treehouse Foods,
Inc. Equity and Incentive Plan, Including an
Increase in the Number of Shares Subject to the
Plan. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VERISK ANALYTICS INC
SECURITY ID: 92345Y106 TICKER: VRSK
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Frank J. Coyne Management For Voted - For
1B. Election of Director: Christopher M. Foskett Management For Voted - For
1C. Election of Director: David B. Wright Management For Voted - For
1D. Election of Director: Annell R. Bay Management For Voted - For
2. To Approve Executive Compensation on an Advisory,
Non- Binding Basis. Management For Voted - For
3. To Recommend the Frequency of Executive
Compensation Votes on an Advisory, Non-binding
Basis. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Deloitte and Touche
LLP As our Independent Auditor for the 2017 Fiscal
Year. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 31-Jan-17 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: Robert W. Matschullat Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: John A.c. Swainson Management For Voted - For
1I. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /s/ Morty Schaja
--------------------
Morty Schaja
President
Date: August xx, 2017