UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07923
CITY NATIONAL ROCHDALE FUNDS
(Exact name of registrant as specified in charter)
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
Michael Gozzillo
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2016 to June 30, 2017
ITEM 1. PROXY VOTING RECORD.
ATTACHED ARE THE PROXY VOTING RECORDS FOR THE FOLLOWING FUNDS:
CALIFORNIA TAX EXEMPT BOND FUND CALIFORNIA TAX EXEMPT MONEY MARKET FUND
(THE CALIFORNIA TAX EXEMPT MONEY MARKET FUND LIQUIDATED ON OCTOBER 3, 2016)
CORPORATE BOND FUND
DIVIDEND & INCOME FUND
EMERGING MARKETS FUND
FIXED INCOME OPPORTUNITIES FUND
GOVERNMENT BOND FUND
GOVERNMENT MONEY MARKET FUND
HIGH YIELD BOND FUND
INTERMEDIATE FIXED INCOME FUND
MULTI-ASSET FUND
(THE MULTI-ASSET FUND LIQUIDATED ON SEPTEMBER 29, 2016)
MUNICIPAL HIGH INCOME FUND PRIME MONEY MARKET FUND
(THE PRIME MONEY MARKET FUND LIQUIDATED ON AUGUST 31, 2016)
U.S. CORE EQUITY FUND
NON-VOTING FUNDS
CALIFORNIA TAX EXEMPT BOND FUND
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
CALIFORNIA TAX EXEMPT MONEY MARKET FUND
California Tax Exempt Money Market Fund Invests In Securities That Do Not Have
Voting Rights. No Votes Have Been Cast On Securities By This Fund During the
Reporting Period.
(THE CALIFORNIA TAX EXEMPT MONEY MARKET FUND LIQUIDATED ON OCTOBER 3, 2016)
CORPORATE BOND FUND
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
FIXED INCOME OPPORTUNITIES FUND
Fixed Income Opportunities Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
GOVERNMENT BOND FUND
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
GOVERNMENT MONEY MARKET FUND
Government Money Market Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
HIGH YIELD BOND FUND
High Yield Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
INTERMEDIATE FIXED INCOME FUND
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
MULTI-ASSET FUND
The Registrant did not cast any proxy votes during the reporting period.
Accordingly, there are no proxy votes to report.
(THE MULTI-ASSET FUND LIQUIDATED ON SEPTEMBER 29, 2016)
PRIME MONEY MARKET FUND
Prime Money Market Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
(THE PRIME MONEY MARKET FUND LIQUIDATED ON AUGUST 31, 2016)
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 09-May-17 Meeting Type: Annual
1A. Election of Director: Sondra L. Barbour Management For Voted - For
1B. Election of Director: Thomas "tony" K. Brown Management For Voted - For
1C. Election of Director: Vance D. Coffman Management For Voted - For
1D. Election of Director: David B. Dillon Management For Voted - For
1E. Election of Director: Michael L. Eskew Management For Voted - For
1F. Election of Director: Herbert L. Henkel Management For Voted - For
1G. Election of Director: Muhtar Kent Management For Voted - For
1H. Election of Director: Edward M. Liddy Management For Voted - For
1I. Election of Director: Gregory R. Page Management For Voted - For
1J. Election of Director: Inge G. Thulin Management For Voted - For
1K. Election of Director: Patricia A. Woertz Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As 3m's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Advisory Approval of the Frequency of Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. Stockholder Proposal on Implementation of Holy Land
Principles. Shareholder Against Voted - Against
ALTRIA GROUP, INC.
SECURITY ID: 02209S103 TICKER: MO
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Gerald L. Baliles Management For Voted - For
1B. Election of Director: Martin J. Barrington Management For Voted - For
1C. Election of Director: John T. Casteen III Management For Voted - For
1D. Election of Director: Dinyar S. Devitre Management For Voted - For
1E. Election of Director: Thomas F. Farrell II Management For Voted - For
1F. Election of Director: Debra J. Kelly-ennis Management For Voted - For
1G. Election of Director: W. Leo Kiely III Management For Voted - For
1H. Election of Director: Kathryn B. Mcquade Management For Voted - For
1I. Election of Director: George Munoz Management For Voted - For
1J. Election of Director: Nabil Y. Sakkab Management For Voted - For
1K. Election of Director: Virginia E. Shanks Management For Voted - For
2. Ratification of the Selection of Independent
Registered Public Accounting Firm Management For Voted - For
3. Non-binding Advisory Vote to Approve the
Compensation of Altria's Named Executive Officers Management For Voted - For
4. Non-binding Advisory Vote on the Frequency of
Future Advisory Votes to Approve the Compensation
of Altria's Named Executive Officers Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Shareholder Proposal - Advertising in Minority/ Low
Income Neighborhoods Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
SECURITY ID: 025537101 TICKER: AEP
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Nicholas K. Akins Management For Voted - For
1B. Election of Director: David J. Anderson Management For Voted - For
1C. Election of Director: J. Barnie Beasley, Jr. Management For Voted - For
1D. Election of Director: Ralph D. Crosby, Jr. Management For Voted - For
1E. Election of Director: Linda A. Goodspeed Management For Voted - For
1F. Election of Director: Thomas E. Hoaglin Management For Voted - For
1G. Election of Director: Sandra Beach Lin Management For Voted - For
1H. Election of Director: Richard C. Notebaert Management For Voted - For
1I. Election of Director: Lionel L. Nowell III Management For Voted - For
1J. Election of Director: Stephen S. Rasmussen Management For Voted - For
1K. Election of Director: Oliver G. Richard III Management For Voted - For
1L. Election of Director: Sara Martinez Tucker Management For Voted - For
2. Reapproval of the Material Terms of the American
Electric Power System Senior Officer Incentive Plan. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
4. Advisory Approval of the Company's Executive
Compensation. Management For Voted - Against
5. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
APARTMENT INVESTMENT AND MANAGEMENT CO.
SECURITY ID: 03748R101 TICKER: AIV
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Terry Considine Management For Voted - For
1B. Election of Director: Thomas L. Keltner Management For Voted - For
1C. Election of Director: J. Landis Martin Management For Voted - For
1D. Election of Director: Robert A. Miller Management For Voted - For
1E. Election of Director: Kathleen M. Nelson Management For Voted - For
1F. Election of Director: Michael A. Stein Management For Voted - For
1G. Election of Director: Nina A. Tran Management For Voted - For
2. Ratification of the Selection of Ernst & Young LLP
to Serve As the Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017. Management For Voted - Against
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ARTHUR J. GALLAGHER & CO.
SECURITY ID: 363576109 TICKER: AJG
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: Sherry S. Barrat Management For Voted - For
1B. Election of Director: William L. Bax Management For Voted - For
1C. Election of Director: D. John Coldman Management For Voted - For
1D. Election of Director: Frank E. English, Jr. Management For Voted - For
1E. Election of Director: J. Patrick Gallagher, Jr. Management For Voted - For
1F. Election of Director: Elbert O. Hand Management For Voted - For
1G. Election of Director: David S. Johnson Management For Voted - For
1H. Election of Director: Kay W. Mccurdy Management For Voted - For
1I. Election of Director: Ralph J. Nicoletti Management For Voted - For
1J. Election of Director: Norman L. Rosenthal Management For Voted - For
2. Approval of the 2017 Long-term Incentive Plan
Including Authorized Shares Thereunder and Material
Terms of Performance Goals. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As our Independent Auditor for 2017. Management For Voted - For
4. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
5. Advisory Vote on the Frequency of Future
Stockholder Votes to Approve the Compensation of
our Named Executive Officers. Management 1 Year Voted - 1 Year
AT&T INC.
SECURITY ID: 00206R102 TICKER: T
Meeting Date: 28-Apr-17 Meeting Type: Annual
1A. Election of Director: Randall L. Stephenson Management For Voted - For
1B. Election of Director: Samuel A. Di Piazza, Jr. Management For Voted - For
1C. Election of Director: Richard W. Fisher Management For Voted - For
1D. Election of Director: Scott T. Ford Management For Voted - For
1E. Election of Director: Glenn H. Hutchins Management For Voted - For
1F. Election of Director: William E. Kennard Management For Voted - For
1G. Election of Director: Michael B. Mccallister Management For Voted - For
1H. Election of Director: Beth E. Mooney Management For Voted - For
1I. Election of Director: Joyce M. Roche Management For Voted - For
1J. Election of Director: Matthew K. Rose Management For Voted - For
1K. Election of Director: Cynthia B. Taylor Management For Voted - For
1L. Election of Director: Laura D'andrea Tyson Management For Voted - For
1M. Election of Director: Geoffrey Y. Yang Management For Voted - For
2. Ratification of Appointment of Independent Auditors. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Advisory Approval of Frequency of Vote on Executive
Compensation Management 1 Year Voted - 1 Year
5. Prepare Political Spending Report. Shareholder Against Voted - Against
6. Prepare Lobbying Report. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Modify Proxy Access Requirements. Shareholder Against Voted - Against
8. Reduce Vote Required for Written Consent. Shareholder Against Voted - For
ATMOS ENERGY CORPORATION
SECURITY ID: 049560105 TICKER: ATO
Meeting Date: 08-Feb-17 Meeting Type: Annual
1A. Election of Director: Robert W. Best Management For Voted - For
1B. Election of Director: Kim R. Cocklin Management For Voted - For
1C. Election of Director: Kelly H. Compton Management For Voted - For
1D. Election of Director: Richard W. Douglas Management For Voted - For
1E. Election of Director: Ruben E. Esquivel Management For Voted - For
1F. Election of Director: Rafael G. Garza Management For Voted - For
1G. Election of Director: Richard K. Gordon Management For Voted - For
1H. Election of Director: Robert C. Grable Management For Voted - For
1I. Election of Director: Michael E. Haefner Management For Voted - For
1J. Election of Director: Nancy K. Quinn Management For Voted - For
1K. Election of Director: Richard A. Sampson Management For Voted - For
1L. Election of Director: Stephen R. Springer Management For Voted - For
1M. Election of Director: Richard Ware II Management For Voted - For
2. Proposal to Ratify the Appointment of Ernst & Young
LLP (due to Space Limits, See Proxy Statement
for Full Proposal) Management For Voted - For
3. Proposal for Advisory Vote on Executive
Compensation (due to Space Limits, See Proxy
Statement for Full Proposal) Management For Voted - For
AVANGRID, INC.
SECURITY ID: 05351W103 TICKER: AGR
Meeting Date: 22-Jun-17 Meeting Type: Annual
1.1 Director: Ignacio Sanchez Galan Management For Voted - For
1.2 Director: John E. Baldacci Management For Voted - For
1.3 Director: Pedro Azagra Blazquez Management For Voted - For
1.4 Director: Felipe Calderon Management For Voted - For
1.5 Director: Arnold L. Chase Management For Voted - For
1.6 Director: Alfredo Elias Ayub Management For Voted - For
1.7 Director: Carol L. Folt Management For Voted - For
1.8 Director: John L. Lahey Management For Voted - For
1.9 Director: Santiago M. Garrido Management For Voted - For
1.10 Director: Juan Carlos R. Liceaga Management For Voted - For
1.11 Director: Jose Sainz Armada Management For Voted - For
1.12 Director: Alan D. Solomont Management For Voted - For
1.13 Director: Elizabeth Timm Management For Voted - For
1.14 Director: James P. Torgerson Management For Voted - For
2. Ratification of the Selection of KPMG Us LLP As
Avangrid, Inc.'s Independent Registered Public
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Accounting Firm for the Year Ending December 31,
2017. Management For Voted - For
3. Non-binding Advisory Vote to Approve the
Compensation of the Named Executive Officers. Management For Voted - For
4. Approval of an Amendment to the Avangrid, Inc.
By-laws to Adopt A Majority Voting Standard in the
Election of Directors in Uncontested Elections. Management For Voted - For
5. Approval of an Amendment to the Avangrid, Inc.
By-laws to Increase the Minimum Number of
Independent Members of the Board of Directors from
Three (3) to Five (5). Management For Voted - For
AVISTA CORP.
SECURITY ID: 05379B107 TICKER: AVA
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Erik J. Anderson Management For Voted - For
1B. Election of Director: Kristianne Blake Management For Voted - For
1C. Election of Director: Donald C. Burke Management For Voted - For
1D. Election of Director: Rebecca A. Klein Management For Voted - For
1E. Election of Director: Scott H. Maw Management For Voted - For
1F. Election of Director: Scott L. Morris Management For Voted - For
1G. Election of Director: Marc F. Racicot Management For Voted - For
1H. Election of Director: Heidi B. Stanley Management For Voted - For
1I. Election of Director: R. John Taylor Management For Voted - For
1J. Election of Director: Janet D. Widmann Management For Voted - For
2. Amendment of the Company's Restated Articles of
Incorporation to Reduce Certain Shareholder
Approval Requirements. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Company's Independent Registered
Public Accounting Firm for 2017 Management For Voted - For
4. Advisory (non-binding) Vote on Executive
Compensation. Management For Voted - For
5. Advisory(non-binding) Vote on the Frequency of an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
B&G FOODS, INC.
SECURITY ID: 05508R106 TICKER: BGS
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: Deann L. Brunts Management For Voted - For
1B. Election of Director: Robert C. Cantwell Management For Voted - For
1C. Election of Director: Charles F. Marcy Management For Voted - For
1D. Election of Director: Dennis M. Mullen Management For Voted - For
1E. Election of Director: Cheryl M. Palmer Management For Voted - For
1F. Election of Director: Alfred Poe Management For Voted - For
1G. Election of Director: Stephen C. Sherrill Management For Voted - For
1H. Election of Director: David L. Wenner Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval, by Non-binding Advisory Vote, of
Executive Compensation. Management For Voted - For
3. Recommendation, by Non-binding Advisory Vote, for
the Frequency of Executive Compensation Votes. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
5. Approval of the Amended and Restated Omnibus
Incentive Compensation Plan. Management For Voted - For
BB&T CORPORATION
SECURITY ID: 054937107 TICKER: BBT
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Jennifer S. Banner Management For Voted - For
1B. Election of Director: K. David Boyer, Jr. Management For Voted - For
1C. Election of Director: Anna R. Cablik Management For Voted - For
1D. Election of Director: James A. Faulkner Management For Voted - For
1E. Election of Director: I. Patricia Henry Management For Voted - For
1F. Election of Director: Eric C. Kendrick Management For Voted - For
1G. Election of Director: Kelly S. King Management For Voted - For
1H. Election of Director: Louis B. Lynn, Ph.D. Management For Voted - For
1I. Election of Director: Charles A. Patton Management For Voted - For
1J. Election of Director: Nido R. Qubein Management For Voted - For
1K. Election of Director: William J. Reuter Management For Voted - For
1L. Election of Director: Tollie W. Rich, Jr. Management For Voted - For
1M. Election of Director: Christine Sears Management For Voted - For
1N. Election of Director: Thomas E. Skains Management For Voted - For
1O. Election of Director: Thomas N. Thompson Management For Voted - For
1P. Election of Director: Stephen T. Williams Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Corporation's Independent Registered
Public Accounting Firm for 2017. Management For Voted - For
3. To Vote on an Advisory Resolution to Approve Bb&t's
Executive Compensation Program, Commonly Referred
to As A "say on Pay" Vote. Management For Voted - For
4. To Vote on an Advisory Resolution to Approve the
Frequency of Bb&t's "say on Pay" Vote. Management 1 Year Voted - 1 Year
5. To Approve the Amendments to the Bb&t Corporation
2012 Incentive Plan, Which Include Increasing the
Number of Authorized Shares, and Re-approval of the
Plan for Purposes of Internal Revenue Code Section
162(m). Management For Voted - For
6. To Vote on A Shareholder Proposal Requesting the
Elimination of Supermajority Voting Provisions in
Bb&t Corporation's Articles and Bylaws, If Properly
Presented at the Meeting. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BRISTOL-MYERS SQUIBB COMPANY
SECURITY ID: 110122108 TICKER: BMY
Meeting Date: 02-May-17 Meeting Type: Annual
1A. Election of Director: P. J. Arduini Management For Voted - For
1B. Election of Director: R. J. Bertolini Management For Voted - For
1C. Election of Director: G. Caforio, M.D. Management For Voted - For
1D. Election of Director: M. W. Emmens Management For Voted - For
1E. Election of Director: L. H. Glimcher, M.D. Management For Voted - For
1F. Election of Director: M. Grobstein Management For Voted - For
1G. Election of Director: A. J. Lacy Management For Voted - For
1H. Election of Director: D. C. Paliwal Management For Voted - For
1I. Election of Director: T. R. Samuels Management For Voted - For
1J. Election of Director: G. L. Storch Management For Voted - For
1K. Election of Director: V. L. Sato, Ph.D. Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
3. Advisory Vote on the Frequency of the Advisory Vote
to Approve the Compensation of our Named Executive
Officers. Management 1 Year Voted - 1 Year
4. Re-approval of the Materials Terms of the
Performance-based Awards Under the Company's 2012
Stock Award and Incentive Plan (as Amended). Management For Voted - For
5. Approval of an Amendment to the Company's 2012
Stock Award and Incentive Plan. Management For Voted - For
6. Ratification of the Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
7. Shareholder Proposal to Lower the Share Ownership
Threshold to Call Special Shareholder Meetings. Shareholder Against Voted - For
BUCKEYE PARTNERS, L.P.
SECURITY ID: 118230101 TICKER: BPL
Meeting Date: 06-Jun-17 Meeting Type: Annual
1.1 Director: Barbara J. Duganier Management For Voted - For
1.2 Director: Joseph A. Lasala, Jr. Management For Voted - For
1.3 Director: Larry C. Payne Management For Voted - For
1.4 Director: Martin A. White Management For Voted - For
2. The Approval of the Amendments to the Buckeye
Partners, L.p. 2013 Long-term Incentive Plan, As
Described in our Proxy Statement. Management For Voted - For
3. The Ratification of the Selection of Deloitte &
Touche LLP As Buckeye Partners, L.p.'s Independent
Registered Public Accountants for 2017. Management For Voted - For
4. The Approval, in an Advisory Vote, of the
Compensation of Buckeye's Named Executive Officers
As Described in our Proxy Statement Pursuant to
Item 402 of Regulation S-k. Management For Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. The Vote, on an Advisory Basis, on the Frequency of
the Advisory Vote on the Compensation of the Named
Executive Officers. Management 1 Year Voted - 1 Year
CAMDEN PROPERTY TRUST
SECURITY ID: 133131102 TICKER: CPT
Meeting Date: 12-May-17 Meeting Type: Annual
1.1 Director: Richard J. Campo Management For Voted - For
1.2 Director: Heather J. Brunner Management For Voted - For
1.3 Director: Scott S. Ingraham Management For Voted - For
1.4 Director: Renu Khator Management For Voted - For
1.5 Director: William B. Mcguire, Jr. Management For Voted - For
1.6 Director: D. Keith Oden Management For Voted - For
1.7 Director: William F. Paulsen Management For Voted - For
1.8 Director: F. A. Sevilla-sacasa Management For Voted - For
1.9 Director: Steven A. Webster Management For Voted - For
1.10 Director: Kelvin R. Westbrook Management For Voted - For
2. Ratification of Deloitte & Touche LLP As the
Independent Registered Public Accounting Firm. Management For Voted - For
3. Approval, by an Advisory Vote, of Executive
Compensation. Management For Voted - For
4. Approval, by an Advisory Vote, on the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
CAMPBELL SOUP COMPANY
SECURITY ID: 134429109 TICKER: CPB
Meeting Date: 16-Nov-16 Meeting Type: Annual
1A. Election of Director: Bennett Dorrance Management For Voted - For
1B. Election of Director: Randall W. Larrimore Management For Voted - For
1C. Election of Director: Marc B. Lautenbach Management For Voted - For
1D. Election of Director: Mary Alice D. Malone Management For Voted - For
1E. Election of Director: Sara Mathew Management For Voted - For
1F. Election of Director: Keith R. Mcloughlin Management For Voted - For
1G. Election of Director: Denise M. Morrison Management For Voted - For
1H. Election of Director: Charles R. Perrin Management For Voted - For
1I. Election of Director: Nick Shreiber Management For Voted - For
1J. Election of Director: Tracey T. Travis Management For Voted - For
1K. Election of Director: Archbold D. Van Beuren Management For Voted - For
1L. Election of Director: Les C. Vinney Management For Voted - For
2. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Registered Public Accounting Firm for Fiscal 2017. Management For Voted - For
3. Approval of an Advisory Resolution on the Fiscal
2016 Compensation of our Named Executive Officers. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARE CAPITAL PROPERTIES, INC.
SECURITY ID: 141624106 TICKER: CCP
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Douglas Crocker II Management For Voted - For
1B. Election of Director: John S. Gates, Jr. Management For Voted - For
1C. Election of Director: Ronald G. Geary Management For Voted - For
1D. Election of Director: Raymond J. Lewis Management For Voted - For
1E. Election of Director: Jeffrey A. Malehorn Management For Voted - For
1F. Election of Director: Dale A. Reiss Management For Voted - For
1G. Election of Director: John L. Workman Management For Voted - For
2. Ratification of the Selection of KPMG LLP As the
Independent Registered Public Accounting Firm for
Fiscal Year 2017. Management For Voted - For
CEDAR FAIR, L.P.
SECURITY ID: 150185106 TICKER: FUN
Meeting Date: 07-Jun-17 Meeting Type: Annual
1.1 Director: Gina D. France Management For Voted - For
1.2 Director: Matt Ouimet Management For Voted - For
1.3 Director: Tom Klein Management For Voted - For
2. Confirm the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm. Management For Voted - For
3. Hold an Advisory Vote to Approve the Compensation
of our Named Executive Officers. Management For Voted - For
4. Consider, in an Advisory Vote, If Unitholders
Should Vote on Executive Compensation Every One,
Two, Or Three Years. Management 1 Year Voted - 1 Year
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 31-May-17 Meeting Type: Annual
1A. Election of Director: W. M. Austin Management For Voted - For
1B. Election of Director: L. F. Deily Management For Voted - For
1C. Election of Director: R. E. Denham Management For Voted - For
1D. Election of Director: A. P. Gast Management For Voted - For
1E. Election of Director: E. Hernandez, Jr. Management For Voted - For
1F. Election of Director: J. M. Huntsman Jr. Management For Voted - For
1G. Election of Director: C. W. Moorman IV Management For Voted - For
1H. Election of Director: D. F. Moyo Management For Voted - For
1I. Election of Director: R. D. Sugar Management For Voted - For
1J. Election of Director: I. G. Thulin Management For Voted - For
1K. Election of Director: J. S. Watson Management For Voted - For
1L. Election of Director: M. K. Wirth Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of Appointment of Pwc As Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Named Executive Officer Compensation Management 1 Year Voted - 1 Year
5. Report on Lobbying Shareholder Against Voted - Against
6. Report on Feasibility of Policy on Not Doing
Business with Conflict Complicit Governments Shareholder Against Voted - Against
7. Report on Climate Change Impact Assessment Shareholder Against Voted - Abstain
8. Report on Transition to A Low Carbon Economy Shareholder Against Voted - Against
9. Adopt Policy on Independent Chairman Shareholder Against Voted - Against
10. Recommend Independent Director with Environmental
Expertise Shareholder Against Voted - Against
11. Set Special Meetings Threshold at 10% Shareholder Against Voted - Against
CINCINNATI FINANCIAL CORPORATION
SECURITY ID: 172062101 TICKER: CINF
Meeting Date: 08-May-17 Meeting Type: Annual
1A. Election of Director: William F. Bahl Management For Voted - For
1B. Election of Director: Gregory T. Bier Management For Voted - For
1C. Election of Director: Linda W. Clement-holmes Management For Voted - For
1D. Election of Director: Dirk J. Debbink Management For Voted - For
1E. Election of Director: Steven J. Johnston Management For Voted - For
1F. Election of Director: Kenneth C. Lichtendahl Management For Voted - For
1G. Election of Director: W. Rodney Mcmullen Management For Voted - For
1H. Election of Director: David P. Osborn Management For Voted - For
1I. Election of Director: Gretchen W. Price Management For Voted - For
1J. Election of Director: Thomas R. Schiff Management For Voted - For
1K. Election of Director: Douglas S. Skidmore Management For Voted - For
1L. Election of Director: Kenneth W. Stecher Management For Voted - For
1M. Election of Director: John F. Steele, Jr. Management For Voted - For
1N. Election of Director: Larry R. Webb Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As the Company's Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
3. A Nonbinding Proposal to Approve Compensation for
the Company's Named Executive Officers. Management For Voted - For
4. A Nonbinding Proposal to Establish the Frequency of
Future Nonbinding Votes on Executive Compensation. Management 1 Year Voted - 1 Year
COMPASS DIVERSIFIED HOLDINGS
SECURITY ID: 20451Q104 TICKER: CODI
Meeting Date: 30-Nov-16 Meeting Type: Special
1. To Approve Amendments to the Amended and Restated
Trust Agreement, As Amended to Date (the "trust
Agreement"), of Compass Diversified Holdings to
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Authorize the Board of Directors of Compass Group
Diversified Holdings Llc (the "company") to Create
Classes Or Series Of, and to Issue Up (due to
Space Limits, See Proxy Statement for Full
Proposal). Management For Voted - For
2. To Approve Amendments to the Fourth Amended and
Restated Operating Agreement (the "llc Agreement")
of the Company to Authorize the Board of Directors
of the Company to Create Classes Or Series Of, and
to Issue Up to 50,000,000, Trust Preferred
Interests in the Company with Such Terms As May be
(due to Space Limits, See Proxy Statement for
Full Proposal). Management For Voted - For
3. To Adjourn the Special Meeting, If Necessary Or
Appropriate, to Establish A Quorum Or to Permit
Further Solicitation of Proxies If There are Not
Sufficient Votes at the Time of the Special Meeting
Cast in Favor of Proposal 1 Or Proposal 2. Management For Voted - For
Meeting Date: 24-May-17 Meeting Type: Annual
1.1 Director: James J. Bottiglieri Management For Voted - For
1.2 Director: Gordon M. Burns Management For Voted - For
2. To Approve, on A Non-binding and Advisory Basis,
the Resolution Approving the Compensation of our
Executive Officers As Disclosed in the Proxy
Statement ("say-on-pay Vote"). Management For Voted - For
3. To Recommend, on A Non-binding and Advisory Basis,
the Frequency of the Say-on-pay Vote ("say-on-
Frequency Vote"). Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Grant Thornton LLP to
Serve As Independent Auditor for the Company and
the Trust for the Fiscal Year Ending December 31,
2017. Management For Voted - For
CONAGRA FOODS, INC.
SECURITY ID: 205887102 TICKER: CAG
Meeting Date: 23-Sep-16 Meeting Type: Annual
1.1 Director: Bradley A. Alford Management For Voted - For
1.2 Director: Thomas K. Brown Management For Voted - For
1.3 Director: Stephen G. Butler Management For Voted - For
1.4 Director: Sean M. Connolly Management For Voted - For
1.5 Director: Steven F. Goldstone Management For Voted - For
1.6 Director: Joie A. Gregor Management For Voted - For
1.7 Director: Rajive Johri Management For Voted - For
1.8 Director: W.g. Jurgensen Management For Voted - For
1.9 Director: Richard H. Lenny Management For Voted - For
1.10 Director: Ruth Ann Marshall Management For Voted - For
1.11 Director: Timothy R. Mclevish Management For Voted - For
2. Ratification of the Appointment of Independent
Auditor Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Compensation of the
Company's Named Executive Officers Management For Voted - For
CONOCOPHILLIPS
SECURITY ID: 20825C104 TICKER: COP
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: Richard L. Armitage Management For Voted - For
1B. Election of Director: Richard H. Auchinleck Management For Voted - For
1C. Election of Director: Charles E. Bunch Management For Voted - For
1D. Election of Director: John V. Faraci Management For Voted - For
1E. Election of Director: Jody L. Freeman Management For Voted - For
1F. Election of Director: Gay Huey Evans Management For Voted - For
1G. Election of Director: Ryan M. Lance Management For Voted - For
1H. Election of Director: Arjun N. Murti Management For Voted - For
1I. Election of Director: Robert A. Niblock Management For Voted - For
1J. Election of Director: Harald J. Norvik Management For Voted - For
2. Proposal to Ratify Appointment of Ernst & Young LLP
As Conocophillips' Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
4. Advisory Vote on Frequency of Advisory Vote on
Executive Compensation. Management Voted - 1 Year
5. Report on Lobbying Expenditures. Shareholder Against Voted - Against
6. Report on Executive Compensation Alignment with
Low-carbon Scenarios. Shareholder Against Voted - Against
CONSOLIDATED COMMUNICATIONS HLDGS, INC.
SECURITY ID: 209034107 TICKER: CNSL
Meeting Date: 28-Mar-17 Meeting Type: Special
1. Approval of the Issuance of Consolidated
Communications Holdings, Inc. ("consolidated")
Common Stock to Fairpoint Communications, Inc.
("fairpoint") Stockholders in the Merger
Contemplated by the Agreement and Plan of Merger,
Dated As of December 3, 2016, by and Among
Consolidated, Fairpoint and Falcon Merger Sub, Inc. Management For Voted - For
2. Approval to Adjourn Or Postpone the Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies. Management For Voted - For
Meeting Date: 01-May-17 Meeting Type: Annual
1.1 Director: Robert J. Currey Management For Voted - For
1.2 Director: Maribeth S. Rahe Management For Voted - For
1.3 Director: C. Robert Udell, Jr. Management For Voted - For
2. Approval of Ernst & Young, LLP, As the Independent
Registered Public Accounting Firm. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Executive Compensation - an Advisory Vote on the
Approval of Compensation of our Named Executive
Officers. Management For Voted - For
4. Say When on Pay - an Advisory Vote on the Approval
of the Frequency of Stockholder Votes on
Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
DOMINION RESOURCES, INC.
SECURITY ID: 25746U109 TICKER: D
Meeting Date: 10-May-17 Meeting Type: Annual
1A. Election of Director: William P. Barr Management For Voted - For
1B. Election of Director: Helen E. Dragas Management For Voted - For
1C. Election of Director: James O. Ellis, Jr. Management For Voted - For
1D. Election of Director: Thomas F. Farrell II Management For Voted - For
1E. Election of Director: John W. Harris Management For Voted - For
1F. Election of Director: Ronald W. Jibson Management For Voted - For
1G. Election of Director: Mark J. Kington Management For Voted - For
1H. Election of Director: Joseph M. Rigby Management For Voted - For
1I. Election of Director: Pamela J. Royal, M.D. Management For Voted - For
1J. Election of Director: Robert H. Spilman, Jr. Management For Voted - For
1K. Election of Director: Susan N. Story Management For Voted - For
1L. Election of Director: Michael E. Szymanczyk Management For Voted - For
2. Ratification of Appointment of the Independent
Auditors for 2017 Management For Voted - For
3. Advisory Vote on Approval of Executive Compensation
(say on Pay) Management For Voted - For
4. Advisory Vote on the Frequency of the Say on Pay
Vote Management 1 Year Voted - 1 Year
5. Approval of Amendment to Articles of Incorporation
to Change the Company's Name to Dominion Energy,
Inc. Management For Voted - For
6. Shareholder Proposal Regarding A Report on Lobbying Shareholder Against Voted - Against
7. Shareholder Proposal Regarding the Nomination of A
Director with Environmental Expertise Shareholder Against Voted - Against
8. Shareholder Proposal Regarding an Assessment of the
Impact of Public Policies and Technological
Advances Consistent with Limiting Global Warming Shareholder Against Voted - For
9. Shareholder Proposal Regarding A Report on Methane
Emissions Shareholder Against Voted - Against
DR PEPPER SNAPPLE GROUP, INC.
SECURITY ID: 26138E109 TICKER: DPS
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: David E. Alexander Management For Voted - For
1B. Election of Director: Antonio Carrillo Management For Voted - For
1C. Election of Director: Jose M. Gutierrez Management For Voted - For
1D. Election of Director: Pamela H. Patsley Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Ronald G. Rogers Management For Voted - For
1F. Election of Director: Wayne R. Sanders Management For Voted - For
1G. Election of Director: Dunia A. Shive Management For Voted - For
1H. Election of Director: M. Anne Szostak Management For Voted - For
1I. Election of Director: Larry D. Young Management For Voted - For
2. To Ratify Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
3. To Approve an Advisory Resolution Regarding the
Compensation of our Named Executive Officers, As
Disclosed in Proxy Statement. Management For Voted - For
4. To Vote, on Non-binding Advisory Basis, on
Frequency of the Advisory Vote on Compensation of
our Named Executive Officers. Management 1 Year Voted - 1 Year
5. To Consider and Act Upon A Stockholder Proposal
Requesting the Company to Publicly Report on
Strategies And/or Policy Options to Protect Public
Health and Pollinators Through Reduced Pesticide
Usage in the Company's Supply Chain. Shareholder Against Voted - Against
DTE ENERGY COMPANY
SECURITY ID: 233331107 TICKER: DTE
Meeting Date: 04-May-17 Meeting Type: Annual
1.1 Director: Gerard M. Anderson Management For Voted - For
1.2 Director: David A. Brandon Management For Voted - For
1.3 Director: W. Frank Fountain, Jr. Management For Voted - For
1.4 Director: Charles G. Mcclure, Jr. Management For Voted - For
1.5 Director: Gail J. Mcgovern Management For Voted - For
1.6 Director: Mark A. Murray Management For Voted - For
1.7 Director: James B. Nicholson Management For Voted - For
1.8 Director: Charles W. Pryor, Jr. Management For Voted - For
1.9 Director: Josue Robles, Jr. Management For Voted - For
1.10 Director: Ruth G. Shaw Management For Voted - For
1.11 Director: David A. Thomas Management For Voted - For
1.12 Director: James H. Vandenberghe Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm
PricewaterhouseCoopers LLP Management For Voted - For
3. Advisory Proposal - Nonbinding Vote to Approve
Executive Compensation Management For Voted - For
4. Advisory Proposal - Frequency of Advisory Votes to
Approve Executive Compensation Management 1 Year Voted - 1 Year
5. Shareholder Proposal - Publish an Assessment of
Public Policies and Technological Advances
Consistent with Two Degree Global Warming Limit Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DUKE ENERGY CORPORATION
SECURITY ID: 26441C204 TICKER: DUK
Meeting Date: 04-May-17 Meeting Type: Annual
1.1 Director: Michael J. Angelakis Management For Voted - For
1.2 Director: Michael G. Browning Management For Voted - For
1.3 Director: Theodore F. Craver, Jr. Management For Voted - For
1.4 Director: Daniel R. Dimicco Management For Voted - For
1.5 Director: John H. Forsgren Management For Voted - For
1.6 Director: Lynn J. Good Management For Voted - For
1.7 Director: John T. Herron Management For Voted - For
1.8 Director: James B. Hyler, Jr. Management For Voted - For
1.9 Director: William E. Kennard Management For Voted - For
1.10 Director: E. Marie Mckee Management For Voted - For
1.11 Director: Charles W. Moorman IV Management For Voted - For
1.12 Director: Carlos A. Saladrigas Management For Voted - For
1.13 Director: Thomas E. Skains Management For Voted - For
1.14 Director: William E. Webster, Jr. Management For Voted - For
2. Ratification of Deloitte & Touche LLP As Duke
Energy Corporation's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
3. Advisory Vote to Approve Duke Energy Corporation's
Named Executive Officer Compensation Management For Voted - Against
4. Advisory Vote on the Frequency of the Vote on
Executive Compensation Management 1 Year Voted - 1 Year
5. Amendment to the Amended and Restated Certificate
of Incorporation of Duke Energy Corporation to
Eliminate Supermajority Voting Requirements Management For Voted - For
6. Shareholder Proposal Regarding Providing an Annual
Report on Duke Energy's Lobbying Expenses Shareholder Against Voted - Against
7. Shareholder Proposal Regarding Preparing an
Assessment of the Impacts on Duke Energy's
Portfolio of Climate Change Consistent with A Two
Degree Scenario Shareholder Against Voted - For
8. Shareholder Proposal Regarding Providing A Report
on the Public Health Risks of Duke Energy's Coal Use Shareholder Against Voted - Against
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY ID: 263534109 TICKER: DD
Meeting Date: 20-Jul-16 Meeting Type: Special
1. Adoption of Merger Agreement. to Consider and Vote
on A Proposal (the "dupont Merger Proposal") to
Adopt the Agreement and Plan of Merger, Dated As of
December 11, 2015 (as It May be Amended from Time
to Time, the "merger Agreement"), by and Among
Diamond-orion Holdco, Inc., A Delaware Corporation,
(n/k/a Dowdupont Inc.), E. I. Du Pont De Nemours
and Company, A Delaware Corporation ("dupont"),
Diamond Merger Sub, Inc., A Delaware Corporation,
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Orion Merger Sub, Inc., A Delaware (due to Space
Limits, See Proxy Statement for Full Proposal). Management For Voted - For
2. Adjournment of Special Meeting. to Consider and
Vote on A Proposal to Adjourn the Dupont Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies If There are Not Sufficient
Votes to Approve the Dupont Merger Proposal. Management For Voted - For
3. Advisory Vote Regarding Merger- Related Named
Executive Officer Compensation. to Consider and
Vote on A Non-binding, Advisory Proposal to Approve
the Compensation That May Become Payable to
Dupont's Named Executive Officers in Connection
with the Transaction. Management For Voted - Against
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Lamberto Andreotti Management For Voted - For
1B. Election of Director: Edward D. Breen Management For Voted - For
1C. Election of Director: Robert A. Brown Management For Voted - For
1D. Election of Director: Alexander M. Cutler Management For Voted - For
1E. Election of Director: Eleuthere I. Du Pont Management For Voted - For
1F. Election of Director: James L. Gallogly Management For Voted - For
1G. Election of Director: Marillyn A. Hewson Management For Voted - For
1H. Election of Director: Lois D. Juliber Management For Voted - For
1I. Election of Director: Lee M. Thomas Management For Voted - For
1J. Election of Director: Patrick J. Ward Management For Voted - For
2. To Ratify Appointment of Independent Registered
Public Accounting Firm Management For Voted - For
3. To Approve, by Advisory Vote, Executive Compensation Management For Voted - For
4. To Recommend, by Advisory Vote, the Frequency of
Advisory Votes on Executive Compensation Management 1 Year Voted - 1 Year
5. To Prepare A Report on Executive Compensation Shareholder Against Voted - Against
6. To Prepare A Report on Accident Risk Reduction Shareholder Against Voted - For
EATON CORPORATION PLC
SECURITY ID: G29183103 TICKER: ETN
Meeting Date: 26-Apr-17 Meeting Type: Annual
1A. Election of Director: Craig Arnold Management For Voted - For
1B. Election of Director: Todd M. Bluedorn Management For Voted - For
1C. Election of Director: Christopher M. Connor Management For Voted - For
1D. Election of Director: Michael J. Critelli Management For Voted - For
1E. Election of Director: Richard H. Fearon Management For Voted - For
1F. Election of Director: Charles E. Golden Management For Voted - For
1G. Election of Director: Arthur E. Johnson Management For Voted - For
1H. Election of Director: Deborah L. Mccoy Management For Voted - For
1I. Election of Director: Gregory R. Page Management For Voted - For
1J. Election of Director: Sandra Pianalto Management For Voted - For
1K. Election of Director: Gerald B. Smith Management For Voted - For
1L. Election of Director: Dorothy C. Thompson Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approving A Proposal to Amend the Company's
Articles of Association to Implement Proxy Access. Management For Voted - For
3. Approving A Proposal to Amend the Company's
Articles of Association Regarding Bringing
Shareholder Business and Making Director
Nominations at an Annual General Meeting. Management For Voted - For
4. Approving the Appointment of Ernst & Young LLP As
Independent Auditor for 2017 and Authorizing the
Audit Committee of the Board of Directors to Set
Its Remuneration. Management For Voted - For
5. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
6. Advisory Approval for Frequency of Executive
Compensation Votes. Management 1 Year Voted - 1 Year
7. Approving A Proposal to Grant the Board Authority
to Issue Shares. Management For Voted - For
8. Approving A Proposal to Grant the Board Authority
to Opt Out of Pre- Emption Rights. Management For Voted - For
9. Authorizing the Company and Any Subsidiary of the
Company to Make Overseas Market Purchases of
Company Shares. Management For Voted - For
ENTERGY CORPORATION
SECURITY ID: 29364G103 TICKER: ETR
Meeting Date: 05-May-17 Meeting Type: Annual
1A. Election of Director: M. S. Bateman Management For Voted - For
1B. Election of Director: P. J. Condon Management For Voted - For
1C. Election of Director: L. P. Denault Management For Voted - For
1D. Election of Director: K. H. Donald Management For Voted - For
1E. Election of Director: P. L. Frederickson Management For Voted - For
1F. Election of Director: A. M. Herman Management For Voted - For
1G. Election of Director: D. C. Hintz Management For Voted - For
1H. Election of Director: S. L. Levenick Management For Voted - For
1I. Election of Director: B. L. Lincoln Management For Voted - For
1J. Election of Director: K. A. Puckett Management For Voted - For
1K. Election of Director: W. J. Tauzin Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Recommend the Frequency of Advisory Votes on
Executive Officer Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Deloitte & Touche
LLP As Independent Registered Public Accountants
for 2017. Management For Voted - For
5. Shareholder Proposal Regarding Report on
Distributed Renewable Generation Resources. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EPR PROPERTIES
SECURITY ID: 26884U109 TICKER: EPR
Meeting Date: 31-May-17 Meeting Type: Annual
1.1 Director: Robert J. Druten Management For Voted - For
1.2 Director: Gregory K. Silvers Management For Voted - For
1.3 Director: Robin P. Sterneck Management For Voted - For
2. To Approve, on A Non-binding Advisory Basis, the
Compensation of the Company's Named Executive
Officers As Disclosed in These Proxy Materials. Management For Voted - For
3. To Approve, on A Non-binding Basis, Holding A
Shareholder Advisory Vote on the Compensation of
the Company's Named Executive Officers Every One,
Two Or Three Years,as Indicated. Management 1 Year Voted - 1 Year
4. To Approve the Performance Goals Under the
Company's Annual Performance-based Incentive Plan
for Compliance with Internal Revenue Code Section
162(m). Management For Voted - For
5. To Ratify the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for 2017. Management For Voted - For
EVERSOURCE ENERGY
SECURITY ID: 30040W108 TICKER: ES
Meeting Date: 03-May-17 Meeting Type: Annual
01 Election of Director: John S. Clarkeson Management For Voted - For
02 Election of Director: Cotton M. Cleveland Management For Voted - For
03 Election of Director: Sanford Cloud, Jr. Management For Voted - For
04 Election of Director: James S. Distasio Management For Voted - For
05 Election of Director: Francis A. Doyle Management For Voted - For
06 Election of Director: Charles K. Gifford Management For Voted - For
07 Election of Director: James J. Judge Management For Voted - For
08 Election of Director: Paul A. La Camera Management For Voted - For
09 Election of Director: Kenneth R. Leibler Management For Voted - For
10 Election of Director: William C. Van Faasen Management For Voted - For
11 Election of Director: Frederica M. Williams Management For Voted - For
12 Election of Director: Dennis R. Wraase Management For Voted - For
2. Approve Proposed Amendment to the Company's
Declaration of Trust to Include A Proxy Access
Provision. Management For Voted - For
3. Consider an Advisory Proposal Approving the
Compensation of our Named Executive Officers. Management For Voted - For
4. Consider an Advisory Proposal on the Frequency of
Future Advisory Proposals on Executive Compensation. Management 1 Year Voted - 1 Year
5. Re-approve the Material Terms of the Performance
Goals Under the 2009 Eversource Incentive Plan As
Required by Section 162(m) of the Internal Revenue
Code. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. Ratify the Selection of Deloitte & Touche LLP As
the Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 31-May-17 Meeting Type: Annual
1.1 Director: Susan K. Avery Management For Voted - For
1.2 Director: Michael J. Boskin Management For Voted - For
1.3 Director: Angela F. Braly Management For Voted - For
1.4 Director: Ursula M. Burns Management For Voted - For
1.5 Director: Henrietta H. Fore Management For Voted - For
1.6 Director: Kenneth C. Frazier Management For Voted - For
1.7 Director: Douglas R. Oberhelman Management For Voted - For
1.8 Director: Samuel J. Palmisano Management For Voted - For
1.9 Director: Steven S Reinemund Management For Voted - For
1.10 Director: William C. Weldon Management For Voted - For
1.11 Director: Darren W. Woods Management For Voted - For
2. Ratification of Independent Auditors (page 24) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 25) Management For Voted - For
4. Frequency of Advisory Vote on Executive
Compensation (page 25) Management 1 Year Voted - 1 Year
5. Independent Chairman (page 53) Shareholder Against Voted - Against
6. Majority Vote for Directors (page 54) Shareholder Against Voted - For
7. Special Shareholder Meetings (page 55) Shareholder Against Voted - For
8. Restrict Precatory Proposals (page 56) Shareholder Against Voted - Against
9. Report on Compensation for Women (page 57) Shareholder Against Voted - Against
10. Report on Lobbying (page 59) Shareholder Against Voted - Against
11. Increase Capital Distributions in Lieu of
Investment (page 60) Shareholder Against Voted - Against
12. Report on Impacts of Climate Change Policies (page
62) Shareholder Against Voted - For
13. Report on Methane Emissions (page 64) Shareholder Against Voted - For
FIRSTENERGY CORP.
SECURITY ID: 337932107 TICKER: FE
Meeting Date: 16-May-17 Meeting Type: Annual
1.1 Director: Paul T. Addison Management For Voted - For
1.2 Director: Michael J. Anderson Management For Voted - For
1.3 Director: William T. Cottle Management For Voted - For
1.4 Director: Steven J. Demetriou Management For Voted - For
1.5 Director: Julia L. Johnson Management For Voted - For
1.6 Director: Charles E. Jones Management For Voted - For
1.7 Director: Donald T. Misheff Management For Voted - For
1.8 Director: Thomas N. Mitchell Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Director: James F. O'neil III Management For Voted - For
1.10 Director: Christopher D. Pappas Management For Voted - For
1.11 Director: Luis A. Reyes Management For Voted - For
1.12 Director: George M. Smart Management For Voted - For
1.13 Director: Dr. Jerry Sue Thornton Management For Voted - For
2. Ratify the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
3. Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
4. Approve, on an Advisory Basis, the Frequency of
Future Advisory Votes to Approve Named Executive
Officer Compensation. Management 1 Year Voted - 1 Year
5. Approve A Management Proposal to Amend the
Company's Amended Articles of Incorporation to
Increase the Number of Shares of Authorized Common
Stock from 490,000,000 to 700,000,000. Management For Voted - For
6. Approve A Management Proposal to Amend the
Company's Amended Articles of Incorporation and
Amended Code of Regulations to Replace Existing
Supermajority Voting Requirements with A Majority
Voting Power Threshold. Management For Voted - For
7. Approve A Management Proposal to Amend the
Company's Amended Articles of Incorporation and
Amended Code of Regulations to Implement Majority
Voting for Uncontested Director Elections. Management For Voted - For
8. Approve A Management Proposal to Amend the
Company's Amended Code of Regulations to Implement
Proxy Access. Management For Voted - For
9. Shareholder Proposal Requesting an Annual Report on
Lobbying Policies and Payments. Shareholder Against Voted - Against
10. Shareholder Proposal Requesting A Report on Climate
Change Strategy. Shareholder Against Voted - For
11. Shareholder Proposal Requesting Implementation of
Simple Majority Voting. Shareholder Against Voted - Against
FLY LEASING LTD
SECURITY ID: 34407D109 TICKER: FLY
Meeting Date: 22-Jun-17 Meeting Type: Annual
1. To Re-elect Erik G. Braathen As A Director of the
Company. Management For Voted - For
2. To Re-elect Joseph M. Donovan As A Director of the
Company. Management For Voted - For
3. To Re-elect Eugene Mccague As A Director of the
Company. Management For Voted - For
4. To Re-elect Susan M. Walton As A Director of the
Company. Management For Voted - For
5. To Appoint Deloitte & Touche LLP As the Company's
Independent Auditors and to Authorize the Board of
Directors of the Company to Determine Their
Remuneration. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
GENERAL DYNAMICS CORPORATION
SECURITY ID: 369550108 TICKER: GD
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Nicholas D. Chabraja Management For Voted - For
1B. Election of Director: James S. Crown Management For Voted - For
1C. Election of Director: Rudy F. Deleon Management For Voted - For
1D. Election of Director: John M. Keane Management For Voted - For
1E. Election of Director: Lester L. Lyles Management For Voted - For
1F. Election of Director: Mark M. Malcolm Management For Voted - For
1G. Election of Director: Phebe N. Novakovic Management For Voted - For
1H. Election of Director: William A. Osborn Management For Voted - For
1I. Election of Director: Catherine B. Reynolds Management For Voted - For
1J. Election of Director: Laura J. Schumacher Management For Voted - For
1K. Election of Director: Peter A. Wall Management For Voted - For
2. Advisory Vote on the Selection of Independent
Auditors Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Executive
Compensation Advisory Votes Management 1 Year Voted - 1 Year
5. Approval of the General Dynamics Corporation
Amended and Restated 2012 Equity Compensation Plan Management For Voted - For
GENERAL ELECTRIC COMPANY
SECURITY ID: 369604103 TICKER: GE
Meeting Date: 26-Apr-17 Meeting Type: Annual
A1 Election of Director: Sebastien M. Bazin Management For Voted - For
A2 Election of Director: W. Geoffrey Beattie Management For Voted - For
A3 Election of Director: John J. Brennan Management For Voted - For
A4 Election of Director: Francisco D'souza Management For Voted - For
A5 Election of Director: Marijn E. Dekkers Management For Voted - For
A6 Election of Director: Peter B. Henry Management For Voted - For
A7 Election of Director: Susan J. Hockfield Management For Voted - For
A8 Election of Director: Jeffrey R. Immelt Management For Voted - For
A9 Election of Director: Andrea Jung Management For Voted - For
A10 Election of Director: Robert W. Lane Management For Voted - For
A11 Election of Director: Risa Lavizzo- Mourey Management For Voted - For
A12 Election of Director: Rochelle B. Lazarus Management For Voted - For
A13 Election of Director: Lowell C. Mcadam Management For Voted - For
A14 Election of Director: Steven M. Mollenkopf Management For Voted - For
A15 Election of Director: James J. Mulva Management For Voted - For
A16 Election of Director: James E. Rohr Management For Voted - For
A17 Election of Director: Mary L. Schapiro Management For Voted - For
A18 Election of Director: James S. Tisch Management For Voted - For
B1 Advisory Approval of our Named Executives'
Compensation Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
B2 Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
B3 Approval of Ge's 2007 Long-term Incentive Plan As
Amended Management For Voted - For
B4 Approval of the Material Terms of Senior Officer
Performance Goals Management For Voted - For
B5 Ratification of KPMG As Independent Auditor for 2017 Management For Voted - For
C1 Report on Lobbying Activities Shareholder Against Voted - Against
C2 Require the Chairman of the Board to be Independent Shareholder Against Voted - Against
C3 Adopt Cumulative Voting for Director Elections Shareholder Against Voted - Against
C4 Report on Charitable Contributions Shareholder Against Voted - Against
GENERAL MILLS, INC.
SECURITY ID: 370334104 TICKER: GIS
Meeting Date: 27-Sep-16 Meeting Type: Annual
1A) Election of Director: Bradbury H. Anderson Management For Voted - For
1B) Election of Director: R. Kerry Clark Management For Voted - For
1C) Election of Director: David M. Cordani Management For Voted - For
1D) Election of Director: Roger W. Ferguson Jr. Management For Voted - For
1E) Election of Director: Henrietta H. Fore Management For Voted - For
1F) Election of Director: Maria G. Henry Management For Voted - For
1G) Election of Director: Heidi G. Miller Management For Voted - For
1H) Election of Director: Steve Odland Management For Voted - For
1I) Election of Director: Kendall J. Powell Management For Voted - For
1J) Election of Director: Robert L. Ryan Management For Voted - For
1K) Election of Director: Eric D. Sprunk Management For Voted - For
1L) Election of Director: Dorothy A. Terrell Management For Voted - For
1M) Election of Director: Jorge A. Uribe Management For Voted - For
2. Adopt the 2016 Compensation Plan for Non-employee
Directors. Management For Voted - For
3. Cast an Advisory Vote on Executive Compensation. Management For Voted - For
4. Ratify the Appointment of KPMG LLP As General
Mills' Independent Registered Public Accounting
Firm. Management For Voted - For
GLAXOSMITHKLINE PLC
SECURITY ID: 37733W105 TICKER: GSK
Meeting Date: 04-May-17 Meeting Type: Annual
1. To Receive and Adopt the 2016 Annual Report Management For Voted - For
2. To Approve the Annual Report on Remuneration Management For Voted - For
3. To Approve the Remuneration Policy Management For Voted - For
4. To Elect Emma Walmsley As A Director Management For Voted - For
5. To Elect Dr Vivienne Cox As A Director Management For Voted - For
6. To Elect Dr Patrick Vallance As A Director Management For Voted - For
7. To Re-elect Philip Hampton As A Director Management For Voted - For
8. To Re-elect Professor Sir Roy Anderson As A Director Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
9. To Re-elect Vindi Banga As A Director Management For Voted - For
10. To Re-elect Simon Dingemans As A Director Management For Voted - For
11. To Re-elect Lynn Elsenhans As A Director Management For Voted - For
12. To Re-elect Dr Jesse Goodman As A Director Management For Voted - For
13. To Re-elect Judy Lewent As A Director Management For Voted - For
14. To Re-elect Urs Rohner As A Director Management For Voted - For
15. To Re-appoint Auditors Management For Voted - For
16. To Determine Remuneration of Auditors Management For Voted - For
17. To Authorise the Company and Its Subsidiaries to
Make Donations to Political Organisations and Incur
Political Expenditure Management For Voted - For
18. To Authorise Allotment of Shares Management For Voted - For
19. To Disapply Pre-emption Rights - General Power
(special Resolution) Management For Voted - For
20. To Disapply Pre-emption Rights - in Connection with
an Acquisition Or Specified Capital Investment
(special Resolution) Management For Voted - For
21. To Authorise the Company to Purchase Its Own Shares
(special Resolution) Management For Voted - For
22. To Authorise Exemption from Statement of Name of
Senior Statutory Auditor Management For Voted - For
23. To Authorise Reduced Notice of A General Meeting
Other Than an Agm (special Resolution) Management For Voted - For
24. To Approve the Glaxosmithkline 2017 Performance
Share Plan Management For Voted - For
25. To Approve the Glaxosmithkline 2017 Deferred Annual
Bonus Plan Management For Voted - For
GOVERNMENT PROPERTIES INCOME TRUST
SECURITY ID: 38376A103 TICKER: GOV
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Managing Trustee: Barry M. Portnoy Management For Voted - For
1B. Election of Independent Trustee: Jeffrey P. Somers Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation. Management Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors to Serve for the 2017
Fiscal Year. Management For Voted - For
GRAMERCY PROPERTY TRUST
SECURITY ID: 385002308 TICKER: GPT
Meeting Date: 15-Jun-17 Meeting Type: Annual
1.1 Director: Charles E. Black Management For Voted - For
1.2 Director: Gordon F. Dugan Management For Voted - For
1.3 Director: Allan J. Baum Management For Voted - For
1.4 Director: Z. Jamie Behar Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Director: Thomas D. Eckert Management For Voted - For
1.6 Director: James L. Francis Management For Voted - For
1.7 Director: Gregory F. Hughes Management For Voted - For
1.8 Director: Jeffrey E. Kelter Management For Voted - For
1.9 Director: Louis P. Salvatore Management For Voted - For
2. To Approve our Employee Share Purchase Plan. Management For Voted - For
3. To Ratify the Selection of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2017. Management For Voted - For
4. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers. Management For Voted - For
HASBRO, INC.
SECURITY ID: 418056107 TICKER: HAS
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director for Term Expiring in 2018:
Kenneth A. Bronfin Management For Voted - For
1B. Election of Director for Term Expiring in 2018:
Michael R. Burns Management For Voted - For
1C. Election of Director for Term Expiring in 2018:
Hope Cochran Management For Voted - For
1D. Election of Director for Term Expiring in 2018:
Crispin H. Davis Management For Voted - For
1E. Election of Director for Term Expiring in 2018:
Lisa Gersh Management For Voted - For
1F. Election of Director for Term Expiring in 2018:
Brian D. Goldner Management For Voted - For
1G. Election of Director for Term Expiring in 2018:
Alan G. Hassenfeld Management For Voted - For
1H. Election of Director for Term Expiring in 2018:
Tracy A. Leinbach Management For Voted - For
1I. Election of Director for Term Expiring in 2018:
Edward M. Philip Management For Voted - For
1J. Election of Director for Term Expiring in 2018:
Richard S. Stoddart Management For Voted - For
1K. Election of Director for Term Expiring in 2018:
Mary Beth West Management For Voted - For
1L. Election of Director for Term Expiring in 2018:
Linda K. Zecher Management For Voted - For
2. The Adoption, on an Advisory Basis, of A Resolution
Approving the Compensation of the Named Executive
Officers of Hasbro, Inc., As Described in the
"compensation Discussion and Analysis" and
"executive Compensation" Sections of the 2017 Proxy
Statement. Management For Voted - For
3. The Adoption, on an Advisory Basis, of Approval of
A Frequency for the Vote on the Compensation of the
Named Executive Officers. Management 1 Year Voted - 1 Year
4. Approval of Amendments to the Restated 2003 Stock
Incentive Performance Plan. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Approval of an Amendment to the 2014 Senior
Management Annual Performance Plan. Management For Voted - For
6. Ratification of the Selection of KPMG LLP As
Hasbro, Inc.'s Independent Registered Public
Accounting Firm for Fiscal 2017. Management For Voted - For
HCP, INC.
SECURITY ID: 40414L109 TICKER: HCP
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Brian G. Cartwright Management For Voted - For
1B. Election of Director: Christine N. Garvey Management For Voted - For
1C. Election of Director: David B. Henry Management For Voted - For
1D. Election of Director: Thomas M. Herzog Management For Voted - For
1E. Election of Director: James P. Hoffmann Management For Voted - For
1F. Election of Director: Michael D. Mckee Management For Voted - For
1G. Election of Director: Peter L. Rhein Management For Voted - For
1H. Election of Director: Joseph P. Sullivan Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Hcp's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Approval, on an Advisory Basis, of the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
HEALTHCARE REALTY TRUST INCORPORATED
SECURITY ID: 421946104 TICKER: HR
Meeting Date: 02-May-17 Meeting Type: Annual
1.1 Director: David R. Emery Management For Voted - For
1.2 Director: Todd J. Meredith Management For Voted - For
1.3 Director: Nancy H. Agee Management For Voted - For
1.4 Director: Charles R Fernandez, Md Management For Voted - For
1.5 Director: Peter F. Lyle, Sr. Management For Voted - For
1.6 Director: Edwin B. Morris III Management For Voted - For
1.7 Director: John Knox Singleton Management For Voted - For
1.8 Director: Bruce D. Sullivan Management For Voted - For
1.9 Director: Christann M. Vasquez Management For Voted - For
2. To Approve the Amendment to the Company's Articles
of Incorporation to Increase the Number of
Authorized Shares of Common Stock. Management For Voted - For
3. To Ratify the Appointment of Bdo Usa, LLP As the
Independent Registered Public Accounting Firm for
the Company and Its Subsidiaries for the Company's
2017 Fiscal Year. Management For Voted - For
4. Resolved, That the Shareholders of Healthcare
Realty Trust Incorporated Approve, on A Non-
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Binding Advisory Basis, the Compensation of the
Named Executive Officers As Disclosed Pursuant to
Item 402 of Regulation S-k in the Company's Proxy
Statement for the 2017 Annual Meeting of
Shareholders. Management For Voted - For
5. To Approve, on A Non-binding Advisory Basis, the
Frequency of A Non-binding Advisory Vote on
Executive Compensation. Management 1 Year Voted - 1 Year
HEALTHCARE TRUST OF AMERICA, INC.
SECURITY ID: 42225P501 TICKER: HTA
Meeting Date: 07-Jul-16 Meeting Type: Annual
1A. Election of Director for A One- Year Term: Scott D.
Peters Management For Voted - For
1B. Election of Director for A One- Year Term: W.
Bradley Blair, II Management For Voted - For
1C. Election of Director for A One- Year Term: Maurice
J. Dewald Management For Voted - For
1D. Election of Director for A One- Year Term: Warren
D. Fix Management For Voted - For
1E. Election of Director for A One- Year Term: Peter N.
Foss Management For Voted - For
1F. Election of Director for A One- Year Term: Daniel
S. Henson Management For Voted - For
1G. Election of Director for A One- Year Term: Larry L.
Mathis Management For Voted - For
1H. Election of Director for A One- Year Term: Gary T.
Wescombe Management For Voted - For
2. To Consider and Vote Upon the Ratification of the
Appointment of Deloitte & Touche LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2016. Management For Voted - For
IMPERIAL BRANDS PLC
SECURITY ID: 45262P102 TICKER: IMBBY
Meeting Date: 01-Feb-17 Meeting Type: Annual
1. That the Annual Report and Accounts for the
Financial Year Ended 30 September 2016 be Received. Management For Voted - For
2. That the Directors' Remuneration Report (excluding
the Directors' Remuneration Policy) Set Out on
Pages 51 to 73 of the Annual Report and Accounts
for the Financial Year Ended 30 September 2016, be
Approved. Management For Voted - For
3. That the Directors' Remuneration Policy, the Full
Text of Which is Set Out on Pages 55 to 61 of the
Annual Report and Accounts for the Financial Year
Ended 30 September 2016, be Approved. Management For Voted - For
4. That A Final Dividend for the Financial Year Ended
30 September 2016 of 54.1 Pence Per Ordinary Share
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
of 10 Pence Payable on 31 March 2017 to Those
Shareholders on the Register at the Close of
Business on 17 February 2017 be Declared. Management For Voted - For
5. That Mrs A J Cooper be Re-elected As A Director of
the Company. Management For Voted - For
6. That Mrs T M Esperdy be Elected As A Director of
the Company. Management For Voted - For
7. That Mr D J Haines be Re-elected As A Director of
the Company. Management For Voted - For
8. That Mr M R Phillips be Re-elected As A Director of
the Company. Management For Voted - For
9. That Mr S P Stanbrook be Elected As A Director of
the Company. Management For Voted - For
10. That Mr O R Tant be Re-elected As A Director of the
Company. Management For Voted - For
11. That Mr M D Williamson be Re- Elected As A Director
of the Company. Management For Voted - For
12. That Mrs K Witts be Re-elected As A Director of the
Company. Management For Voted - For
13. That Mr M I Wyman be Re-elected As A Director of
the Company. Management For Voted - For
14. That PricewaterhouseCoopers LLP be Reappointed As
Auditor of the Company to Hold Office Until the
Conclusion of the Next General Meeting at Which
Accounts are Laid Before the Company. Management For Voted - For
15. That the Audit Committee (for and on Behalf of the
Board) be Authorised to Set the Remuneration of the
Auditor. Management For Voted - For
16. To Consider And, If Thought Fit, Pass Resolution 16
As Ordinary Resolution As Set Forth in the
Company's Notice of Meeting. Management For Voted - For
17. To Consider And, If Thought Fit, Pass Resolution 17
As Ordinary Resolution As Set Forth in the
Company's Notice of Meeting. Management For Voted - For
18. To Consider And, If Thought Fit, Pass Resolution 18
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
19. To Consider And, If Thought Fit, Pass Resolution 19
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
20. To Consider And, If Thought Fit, Pass Resolution 20
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
21. To Consider And, If Thought Fit, Pass Resolution 21
As Special Resolution As Set Forth in the Company's
Notice of Meeting. Management For Voted - For
INTEL CORPORATION
SECURITY ID: 458140100 TICKER: INTC
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Charlene Barshefsky Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Aneel Bhusri Management For Voted - For
1C. Election of Director: Andy D. Bryant Management For Voted - For
1D. Election of Director: Reed E. Hundt Management For Voted - For
1E. Election of Director: Omar Ishrak Management For Voted - For
1F. Election of Director: Brian M. Krzanich Management For Voted - For
1G. Election of Director: Tsu-jae King Liu Management For Voted - For
1H. Election of Director: David S. Pottruck Management For Voted - For
1I. Election of Director: Gregory D. Smith Management For Voted - For
1J. Election of Director: Frank D. Yeary Management For Voted - For
1K. Election of Director: David B. Yoffie Management For Voted - For
2. Ratification of Selection of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for 2017 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of Amendment and Restatement of the 2006
Equity Incentive Plan Management For Voted - For
5. Advisory Vote on the Frequency of Holding Future
Advisory Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
6. Stockholder Proposal Requesting an Annual Advisory
Stockholder Vote on Political Contributions Shareholder Against Voted - Against
7. Stockholder Proposal Requesting That Votes Counted
on Stockholder Proposals Exclude Abstentions Shareholder Against Voted - Against
ISHARES MORNINGSTAR FUND
SECURITY ID: 464288687 TICKER: PFF
Meeting Date: 19-Jun-17 Meeting Type: Special
1.1 Director: Jane D. Carlin Management For Voted - For
1.2 Director: Richard L. Fagnani Management For Voted - For
1.3 Director: Drew E. Lawton Management For Voted - For
1.4 Director: Madhav V. Rajan Management For Voted - For
1.5 Director: Mark Wiedman Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Mary C. Beckerle Management For Voted - For
1B. Election of Director: D. Scott Davis Management For Voted - For
1C. Election of Director: Ian E. L. Davis Management For Voted - For
1D. Election of Director: Alex Gorsky Management For Voted - For
1E. Election of Director: Mark B. Mcclellan Management For Voted - For
1F. Election of Director: Anne M. Mulcahy Management For Voted - For
1G. Election of Director: William D. Perez Management For Voted - For
1H. Election of Director: Charles Prince Management For Voted - For
1I. Election of Director: A. Eugene Washington Management For Voted - For
1J. Election of Director: Ronald A. Williams Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote on Frequency of Voting to Approve
Named Executive Officer Compensation Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Re-approval of the Material Terms of Performance
Goals Under the 2012 Long-term Incentive Plan Management For Voted - Against
5. Ratification of Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2017 Management For Voted - For
6. Shareholder Proposal - Independent Board Chairman Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: Todd A. Combs Management For Voted - For
1F. Election of Director: James S. Crown Management For Voted - For
1G. Election of Director: James Dimon Management For Voted - For
1H. Election of Director: Timothy P. Flynn Management For Voted - For
1I. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1J. Election of Director: Michael A. Neal Management For Voted - For
1K. Election of Director: Lee R. Raymond Management For Voted - For
1L. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
4. Advisory Vote on Frequency of Advisory Resolution
to Approve Executive Compensation Management 1 Year Voted - 1 Year
5. Independent Board Chairman Shareholder Against Voted - Against
6. Vesting for Government Service Shareholder Against Voted - Against
7. Clawback Amendment Shareholder Against Voted - Against
8. Gender Pay Equity Shareholder Against Voted - For
9. How Votes are Counted Shareholder Against Voted - Against
10. Special Shareowner Meetings Shareholder Against Voted - For
KELLOGG COMPANY
SECURITY ID: 487836108 TICKER: K
Meeting Date: 28-Apr-17 Meeting Type: Annual
1.1 Director: John Bryant Management For Voted - For
1.2 Director: Stephanie Burns Management For Voted - For
1.3 Director: Richard Dreiling Management For Voted - For
1.4 Director: La June M. Tabron Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Ratification of the Appointment of
PricewaterhouseCoopers LLP As Kellogg's Independent
Registered Public Accounting Firm for Fiscal Year
2017. Management For Voted - For
5. Approval of the Kellogg Company 2017 Long-term
Incentive Plan. Management For Voted - For
3. Advisory Vote on the Frequency of Holding an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
6. Shareowner Proposal, If Properly Presented at the
Meeting, to Amend Proxy Access. Shareholder Against Voted - Against
KIMBERLY-CLARK CORPORATION
SECURITY ID: 494368103 TICKER: KMB
Meeting Date: 20-Apr-17 Meeting Type: Annual
1A. Election of Director: John F. Bergstrom Management For Voted - For
1B. Election of Director: Abelardo E. Bru Management For Voted - For
1C. Election of Director: Robert W. Decherd Management For Voted - For
1D. Election of Director: Thomas J. Falk Management For Voted - For
1E. Election of Director: Fabian T. Garcia Management For Voted - For
1F. Election of Director: Michael D. Hsu Management For Voted - For
1G. Election of Director: Mae C. Jemison, M.D. Management For Voted - For
1H. Election of Director: James M. Jenness Management For Voted - For
1I. Election of Director: Nancy J. Karch Management For Voted - For
1J. Election of Director: Christa S. Quarles Management For Voted - For
1K. Election of Director: Ian C. Read Management For Voted - For
1L. Election of Director: Marc J. Shapiro Management For Voted - For
1M. Election of Director: Michael D. White Management For Voted - For
2. Ratification of Auditors Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
LAMAR ADVERTISING COMPANY
SECURITY ID: 512816109 TICKER: LAMR
Meeting Date: 25-May-17 Meeting Type: Annual
1.1 Director: John Maxwell Hamilton Management For Voted - For
1.2 Director: John E. Koerner, III Management For Voted - For
1.3 Director: Stephen P. Mumblow Management For Voted - For
1.4 Director: Thomas V. Reifenheiser Management For Voted - For
1.5 Director: Anna Reilly Management For Voted - For
1.6 Director: Kevin P. Reilly, Jr. Management For Voted - For
1.7 Director: Wendell Reilly Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approval, on an Advisory and Non- Binding Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Non-binding, Advisory Vote on the Frequency of
Future Advisory Votes on Executive Compensation. Management Voted - 1 Year
4. Ratify the Appointment of KPMG LLP As the Company's
Independent Registered Public Accounting Firm for
Fiscal 2017. Management For Voted - For
LEIDOS HOLDINGS, INC.
SECURITY ID: 525327102 TICKER: LDOS
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Gregory R. Dahlberg Management For Voted - For
1B. Election of Director: David G. Fubini Management For Voted - For
1C. Election of Director: Miriam E. John Management For Voted - For
1D. Election of Director: John P. Jumper Management For Voted - For
1E. Election of Director: Harry M.j. Kraemer, Jr. Management For Voted - For
1F. Election of Director: Roger A. Krone Management For Voted - For
1G. Election of Director: Gary S. May Management For Voted - For
1H. Election of Director: Surya N. Mohapatra Management For Voted - For
1I. Election of Director: Lawrence C. Nussdorf Management For Voted - For
1J. Election of Director: Robert S. Shapard Management For Voted - For
1K. Election of Director: Susan M. Stalnecker Management For Voted - For
1L. Election of Director: Noel B. Williams Management For Voted - For
2. Approve, by an Advisory Vote, Executive
Compensation. Management For Voted - For
3. Approve, by an Advisory Vote, the Frequency of the
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. Approve our Amended and Restated 2006 Employee
Stock Purchase Plan. Management For Voted - For
5. Approve our 2017 Omnibus Incentive Plan. Management For Voted - For
6. The Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
29, 2017. Management For Voted - For
LIBERTY PROPERTY TRUST
SECURITY ID: 531172104 TICKER: LPT
Meeting Date: 18-May-17 Meeting Type: Annual
1.1 Director: Frederick F. Buchholz Management For Voted - For
1.2 Director: Thomas C. Deloach, Jr. Management For Voted - For
1.3 Director: Katherine E. Dietze Management For Voted - For
1.4 Director: Antonio F. Fernandez Management For Voted - For
1.5 Director: Daniel P. Garton Management For Voted - For
1.6 Director: William P. Hankowsky Management For Voted - For
1.7 Director: M. Leanne Lachman Management For Voted - For
1.8 Director: David L. Lingerfelt Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Director: Fredric J. Tomczyk Management For Voted - For
2. Advisory Vote to Approve the Compensation of the
Trust's Named Executive Officers. Management For Voted - For
3. Advisory Vote Regarding the Frequency of the Voting
on the Compensation of the Trust's Named Executive
Officers. Management 1 Year Voted - 1 Year
4. Approval of the Proposal to Ratify the Selection of
Ernst & Young LLP As the Trust's Independent
Registered Public Accounting Firm for 2017. Management For Voted - For
LIFE STORAGE, INC.
SECURITY ID: 53223X107 TICKER: LSI
Meeting Date: 18-May-17 Meeting Type: Annual
1.1 Director: Robert J. Attea Management For Voted - For
1.2 Director: Kenneth F. Myszka Management For Voted - For
1.3 Director: Charles E. Lannon Management For Voted - For
1.4 Director: Stephen R. Rusmisel Management For Voted - For
1.5 Director: Arthur L. Havener, Jr. Management For Voted - For
1.6 Director: Mark G. Barberio Management For Voted - For
2. Proposal to Amend the Bylaws of the Company. Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2017. Management For Voted - For
4. Proposal to Approve the Compensation of the
Company's Executive Officers. Management For Voted - For
5. Proposal on the Frequency of Holding Future Votes
on the Compensation of the Company's Executive
Officers. Management 1 Year Voted - 1 Year
LOCKHEED MARTIN CORPORATION
SECURITY ID: 539830109 TICKER: LMT
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Daniel F. Akerson Management For Voted - For
1B. Election of Director: Nolan D. Archibald Management For Voted - For
1C. Election of Director: Rosalind G. Brewer Management For Voted - For
1D. Election of Director: David B. Burritt Management For Voted - For
1E. Election of Director: Bruce A. Carlson Management For Voted - For
1F. Election of Director: James O. Ellis, Jr. Management For Voted - For
1G. Election of Director: Thomas J. Falk Management For Voted - For
1H. Election of Director: Ilene S. Gordon Management For Voted - For
1I. Election of Director: Marillyn A. Hewson Management For Voted - For
1J. Election of Director: James M. Loy Management For Voted - For
1K. Election of Director: Joseph W. Ralston Management For Voted - For
1L. Election of Director: Anne Stevens Management For Voted - For
2. Ratification of Appointment of Ernst & Young LLP As
Independent Auditors for 2017 Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers (say-on-pay) Management For Voted - For
4. Advisory Vote on Frequency of Holding Votes on
Say-on-pay Management 1 Year Voted - 1 Year
5. Stockholder Proposal Requesting That the
Corporation Adopt the Holy Land Principles Shareholder Against Voted - Against
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Lloyd Dean Management For Voted - For
1B. Election of Director: Stephen Easterbrook Management For Voted - For
1C. Election of Director: Robert Eckert Management For Voted - For
1D. Election of Director: Margaret Georgiadis Management For Voted - For
1E. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1F. Election of Director: Jeanne Jackson Management For Voted - For
1G. Election of Director: Richard Lenny Management For Voted - For
1H. Election of Director: John Mulligan Management For Voted - For
1I. Election of Director: Sheila Penrose Management For Voted - For
1J. Election of Director: John Rogers, Jr. Management For Voted - For
1K. Election of Director: Miles White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
4. Approval of the Material Terms of the Performance
Goals for Awards Under the Mcdonald's Corporation
2012 Omnibus Stock Ownership Plan. Management For Voted - For
5. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2017. Management For Voted - For
6. Advisory Vote on A Shareholder Proposal Requesting
A Change to the Vote-counting Standard for
Shareholder Proposals, If Properly Presented. Shareholder Against Voted - Against
7. Advisory Vote on A Shareholder Proposal Regarding
the Threshold to Call Special Shareholder Meetings,
If Properly Presented. Shareholder Against Voted - For
8. Advisory Vote on A Shareholder Proposal to Issue A
Class of Preferred Stock with the Right to Elect
Its Own Director, If Properly Presented. Shareholder Against Voted - Against
9. Advisory Vote on A Shareholder Proposal Requesting
That the Board Make All Lawful Efforts to Implement
And/or Increase Activity on the Holy Land
Principles, If Properly Presented. Shareholder Against Voted - Against
10. Advisory Vote on A Shareholder Proposal Requesting
the Board to Update the Company's Policy Regarding
Use of Antibiotics by Its Meat Suppliers, If
Properly Presented. Shareholder Against Voted - Against
11. Advisory Vote on A Shareholder Proposal Requesting
A Report Assessing the Environmental Impacts of
Polystyrene Foam Beverage Cups, If Properly
Presented. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
12. Advisory Vote on A Shareholder Proposal Requesting
A Report on Charitable Contributions, If Properly
Presented. Shareholder Against Voted - Against
MERCK & CO., INC.
SECURITY ID: 58933Y105 TICKER: MRK
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: Leslie A. Brun Management For Voted - For
1B. Election of Director: Thomas R. Cech Management For Voted - For
1C. Election of Director: Pamela J. Craig Management For Voted - For
1D. Election of Director: Kenneth C. Frazier Management For Voted - For
1E. Election of Director: Thomas H. Glocer Management For Voted - For
1F. Election of Director: Rochelle B. Lazarus Management For Voted - For
1G. Election of Director: John H. Noseworthy Management For Voted - For
1H. Election of Director: Carlos E. Represas Management For Voted - For
1I. Election of Director: Paul B. Rothman Management For Voted - For
1J. Election of Director: Patricia F. Russo Management For Voted - For
1K. Election of Director: Craig B. Thompson Management For Voted - For
1L. Election of Director: Wendell P. Weeks Management For Voted - For
1M. Election of Director: Peter C. Wendell Management For Voted - For
2. Non-binding Advisory Vote to Approve the
Compensation of our Named Executive Officers. Management For Voted - For
3. Non-binding Advisory Vote on the Frequency of
Future Votes to Approve the Compensation of our
Named Executive Officers. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of the Company's
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
5. Shareholder Proposal Requesting an Independent
Board Chairman. Shareholder Against Voted - Against
6. Shareholder Proposal Requesting Implementation of A
Set of Employee Practices in Israel/palestine. Shareholder Against Voted - Against
7. Shareholder Proposal Requesting A Report on
Conducting Business in Conflict-affected Areas. Shareholder Against Voted - Against
8. Shareholder Proposal Requesting A Report on Board
Oversight of Product Safety and Quality. Shareholder Against Voted - Against
MERCURY GENERAL CORPORATION
SECURITY ID: 589400100 TICKER: MCY
Meeting Date: 10-May-17 Meeting Type: Annual
1.1 Director: George Joseph Management For Voted - For
1.2 Director: Martha E. Marcon Management For Voted - For
1.3 Director: Donald R. Spuehler Management For Voted - For
1.4 Director: Glenn S. Schafer Management For Voted - For
1.5 Director: Joshua E. Little Management For Voted - For
1.6 Director: John G. Nackel Management For Voted - For
1.7 Director: Michael D. Curtius Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.8 Director: Gabriel Tirador Management For Voted - For
1.9 Director: James G. Ellis Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of the Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
MID-AMERICA APARTMENT COMMUNITIES, INC.
SECURITY ID: 59522J103 TICKER: MAA
Meeting Date: 10-Nov-16 Meeting Type: Special
1 To Approve the Agreement and Plan of Merger, Dated
August 15, 2016, As It May be Amended Or Modified
from Time to Time, Which We Refer to As the Merger
Agreement, by and Among Mid- America Apartment
Communities, Inc., Which We Refer to As Maa, Mid-
America Apartments, L.p., Post Properties, Inc.,
(due to Space Limits, See Proxy Statement for Full
Proposal). Management For Voted - For
2 To Approve an Amendment to the Amended and Restated
Charter, As Amended, of Maa, to Increase the Number
of Authorized Shares of Common Stock from
100,000,000 Shares to 145,000,000 Shares, Which We
Refer to As the Maa Charter Amendment. Management For Voted - For
3 To Approve One Or More Adjournments of the Special
Meeting, If Necessary Or Appropriate, Including
Adjournments to Permit Further Solicitation of
Proxies in Favor of the Merger Proposal and the Maa
Charter Amendment Proposal. Management For Voted - For
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: H. Eric Bolton, Jr. Management For Voted - For
1B. Election of Director: Russell R. French Management For Voted - For
1C. Election of Director: Alan B. Graf, Jr. Management For Voted - For
1D. Election of Director: Toni Jennings Management For Voted - For
1E. Election of Director: James K. Lowder Management For Voted - For
1F. Election of Director: Thomas H. Lowder Management For Voted - For
1G. Election of Director: Monica Mcgurk Management For Voted - For
1H. Election of Director: Claude B. Nielsen Management For Voted - For
1I. Election of Director: Philip W. Norwood Management For Voted - For
1J. Election of Director: W. Reid Sanders Management For Voted - For
1K. Election of Director: Gary Shorb Management For Voted - For
1L. Election of Director: David P. Stockert Management For Voted - For
2. Advisory (non-binding) Vote to Approve the
Compensation of our Named Executive Officers As
Disclosed in the Proxy Statement. Management For Voted - For
3. Advisory (non-binding) Vote on the Frequency of an
Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Ernst & Young LLP As
Independent Registered Public Accounting Firm for
Fiscal Year 2017. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
MONDELEZ INTERNATIONAL, INC.
SECURITY ID: 609207105 TICKER: MDLZ
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Lewis W.k. Booth Management For Voted - For
1B. Election of Director: Charles E. Bunch Management For Voted - For
1C. Election of Director: Lois D. Juliber Management For Voted - For
1D. Election of Director: Mark D. Ketchum Management For Voted - For
1E. Election of Director: Jorge S. Mesquita Management For Voted - For
1F. Election of Director: Joseph Neubauer Management For Voted - For
1G. Election of Director: Nelson Peltz Management For Voted - For
1H. Election of Director: Fredric G. Reynolds Management For Voted - For
1I. Election of Director: Irene B. Rosenfeld Management For Voted - For
1J. Election of Director: Christiana S. Shi Management For Voted - For
1K. Election of Director: Patrick T. Siewert Management For Voted - For
1L. Election of Director: Ruth J. Simmons Management For Voted - For
1M. Election of Director: Jean- Francois M. L. Van
Boxmeer Management For Voted - For
2. Ratification of PricewaterhouseCoopers LLP As
Independent Registered Public Accountants for
Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
5. Shareholder Proposal: Report on Non-recyclable
Packaging. Shareholder Against Voted - Against
6. Shareholder Proposal: Create A Committee to Prepare
A Report Regarding the Impact of Plant Closures on
Communities and Alternatives. Shareholder Against Voted - Against
NATIONAL HEALTH INVESTORS, INC.
SECURITY ID: 63633D104 TICKER: NHI
Meeting Date: 08-May-17 Meeting Type: Annual
1A. Election of Director: W. Andrew Adams Management For Voted - For
1B. Election of Director: Robert A Mccabe, Jr. Management For Voted - For
2. Approve the Advisory Resolution Approving the
Compensation of the Named Executive Officers As
Disclosed in the Accompanying Proxy Statement. Management For Voted - For
3. To Consider an Advisory Vote on the Frequency of
the Advisory Vote on Compensation of our Named
Executive Officers. Management 1 Year Voted - 1 Year
4. Ratify the Audit Committee's Selection of Bdo Usa,
LLP As Independent Registered Public Accounting
Firm for Year Ending December 31, 2017. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NATIONAL RETAIL PROPERTIES, INC.
SECURITY ID: 637417106 TICKER: NNN
Meeting Date: 25-May-17 Meeting Type: Annual
1.1 Director: Pamela K. Beall Management For Voted - For
1.2 Director: Steven D. Cosler Management For Voted - For
1.3 Director: Don Defosset Management For Voted - For
1.4 Director: David M. Fick Management For Voted - For
1.5 Director: Edward J. Fritsch Management For Voted - For
1.6 Director: Kevin B. Habicht Management For Voted - For
1.7 Director: Robert C. Legler Management For Voted - For
1.8 Director: Sam L. Susser Management For Voted - For
1.9 Director: Julian E. Whitehurst Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on Frequency of Holding Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
4. Approval of the Company's 2017 Performance
Incentive Plan. Management For Voted - For
5. Ratification of the Selection of the Independent
Registered Public Accounting Firm for 2017. Management For Voted - For
NATIONAL STORAGE AFFILIATES TRUST
SECURITY ID: 637870106 TICKER: NSA
Meeting Date: 25-May-17 Meeting Type: Annual
1.1 Director: Arlen D. Nordhagen Management For Voted - Withheld
1.2 Director: George L. Chapman Management For Voted - For
1.3 Director: Kevin M. Howard Management For Voted - Withheld
1.4 Director: Paul W. Hylbert, Jr. Management For Voted - For
1.5 Director: Chad L. Meisinger Management For Voted - For
1.6 Director: Steven G. Osgood Management For Voted - Withheld
1.7 Director: Dominic M. Palazzo Management For Voted - For
1.8 Director: Mark Van Mourick Management For Voted - Withheld
2. The Ratification of the Appointment of KPMG LLP As
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
NBT BANCORP INC.
SECURITY ID: 628778102 TICKER: NBTB
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Director: Martin A. Dietrich Management For Voted - For
1B. Election of Director: Patricia T. Civil Management For Voted - For
1C. Election of Director: Timothy E. Delaney Management For Voted - For
1D. Election of Director: James H. Douglas Management For Voted - For
1E. Election of Director: Andrew S. Kowalczyk, III Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: John C. Mitchell Management For Voted - For
1G. Election of Director: V. Daniel Robinson, II Management For Voted - For
1H. Election of Director: Matthew J. Salanger Management For Voted - For
1I. Election of Director: Joseph A. Santangelo Management For Voted - For
1J. Election of Director: Lowell A. Seifter Management For Voted - For
1K. Election of Director: Robert A. Wadsworth Management For Voted - For
1L. Election of Director: John H. Watt, Jr. Management For Voted - For
1M. Election of Director: Jack H. Webb Management For Voted - For
2. To Approve, on A Non-binding, Advisory Basis, the
Company's Executive Compensation Policies ("say on
Pay") (proposal 2). Management For Voted - For
3. To Vote, on A Non-binding, Advisory Basis,
Regarding the Frequency of Voting on the
Compensation of the Named Executive Officers of the
Company ("say on Frequency") (proposal 3). Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of KPMG LLP As Nbt
Bancorp Inc.'s Independent Registered Public
Accounting Firm for the Year Ending December 31,
2017 (proposal 4). Management For Voted - For
NISOURCE INC.
SECURITY ID: 65473P105 TICKER: NI
Meeting Date: 09-May-17 Meeting Type: Annual
1A. Election of Director: Richard A. Abdoo Management For Voted - For
1B. Election of Director: Peter A. Altabef Management For Voted - For
1C. Election of Director: Aristides S. Candris Management For Voted - For
1D. Election of Director: Wayne S. Deveydt Management For Voted - For
1E. Election of Director: Joseph Hamrock Management For Voted - For
1F. Election of Director: Deborah A. Henretta Management For Voted - For
1G. Election of Director: Michael E. Jesanis Management For Voted - For
1H. Election of Director: Kevin T. Kabat Management For Voted - For
1I. Election of Director: Richard L. Thompson Management For Voted - For
1J. Election of Director: Carolyn Y. Woo Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Auditor. Management For Voted - For
3. To Approve Named Executive Officer Compensation on
an Advisory Basis. Management For Voted - For
4. To Approve, on an Advisory Basis, the Frequency of
Future Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
NORTHWEST NATURAL GAS COMPANY
SECURITY ID: 667655104 TICKER: NWN
Meeting Date: 25-May-17 Meeting Type: Annual
1.1 Director: David H. Anderson Management For Voted - For
1.2 Director: Martha L. Byorum Management For Voted - For
1.3 Director: John D. Carter Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.4 Director: C. Scott Gibson Management For Voted - For
2. Reapproval and Amendment of the Long Term Incentive
Plan. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Frequency of Future Votes on Executive
Compensation, As an Advisory Vote. Management 1 Year Voted - 1 Year
5. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As Nw Natural's
Independent Registered Public Accountants for the
Fiscal Year 2017. Management For Voted - For
OCCIDENTAL PETROLEUM CORPORATION
SECURITY ID: 674599105 TICKER: OXY
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Spencer Abraham Management For Voted - For
1B. Election of Director: Howard I. Atkins Management For Voted - For
1C. Election of Director: Eugene L. Batchelder Management For Voted - For
1D. Election of Director: John E. Feick Management For Voted - For
1E. Election of Director: Margaret M. Foran Management For Voted - For
1F. Election of Director: Carlos M. Gutierrez Management For Voted - For
1G. Election of Director: Vicki Hollub Management For Voted - For
1H. Election of Director: William R. Klesse Management For Voted - For
1I. Election of Director: Jack B. Moore Management For Voted - For
1J. Election of Director: Avedick B. Poladian Management For Voted - For
1K. Election of Director: Elisse B. Walter Management For Voted - For
2. Advisory Vote Approving Executive Compensation Management For Voted - Against
3. Advisory Vote on the Frequency of Future Advisory
Votes Approving Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of Selection of KPMG LLP As
Independent Auditors Management For Voted - For
5. Climate Change Assessment Report Shareholder Against Voted - For
6. Lower Threshold to Call Special Shareowner Meetings Shareholder Against Voted - For
7. Methane Emissions and Flaring Targets Shareholder Against Voted - For
8. Political Contributions and Expenditures Report Shareholder Against Voted - Against
OGE ENERGY CORP.
SECURITY ID: 670837103 TICKER: OGE
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Frank A. Bozich Management For Voted - For
1B. Election of Director: James H. Brandi Management For Voted - For
1C. Election of Director: Luke R. Corbett Management For Voted - For
1D. Election of Director: David L. Hauser Management For Voted - For
1E. Election of Director: Kirk Humphreys Management For Voted - For
1F. Election of Director: Robert O. Lorenz Management For Voted - For
1G. Election of Director: Judy R. Mcreynolds Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: Sheila G. Talton Management For Voted - For
1I. Election of Director: Sean Trauschke Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As the Company's Principal Independent
Accountants for 2017. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Advisory Votes on
Executive Compensation. Management 1 Year Voted - 1 Year
OLIN CORPORATION
SECURITY ID: 680665205 TICKER: OLN
Meeting Date: 27-Apr-17 Meeting Type: Annual
1.1 Election of Director: Gray G. Benoist Management For Voted - For
1.2 Election of Director: John E. Fischer Management For Voted - For
1.3 Election of Director: Richard M. Rompala Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of A Shareholder
Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Appointment of Independent
Registered Public Accounting Firm. Management For Voted - For
ONEOK, INC.
SECURITY ID: 682680103 TICKER: OKE
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Brian L. Derksen Management For Voted - For
1B. Election of Director: Julie H. Edwards Management For Voted - For
1C. Election of Director: John W. Gibson Management For Voted - For
1D. Election of Director: Randall J. Larson Management For Voted - For
1E. Election of Director: Steven J. Malcolm Management For Voted - For
1F. Election of Director: Kevin S. Mccarthy Management For Voted - For
1G. Election of Director: Jim W. Mogg Management For Voted - For
1H. Election of Director: Pattye L. Moore Management For Voted - For
1I. Election of Director: Gary D. Parker Management For Voted - For
1J. Election of Director: Eduardo A. Rodriguez Management For Voted - For
1K. Election of Director: Terry K. Spencer Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As Oneok, Inc.'s
Independent Auditor for Year Ending Dec 31 2017. Management For Voted - For
3. An Advisory Vote to Approve Oneok, Inc.'s Executive
Compensation. Management For Voted - For
4. An Advisory Vote on the Frequency of Holding the
Advisory Shareholder Vote on Oneok's Executive
Compensation. Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 30-Jun-17 Meeting Type: Special
1. To Approve the Issuance of Shares of Common Stock
of Oneok, Inc. ("oneok") in Connection with the
Merger Contemplated by the Agreement and Plan of
Merger, Dated As of January 31, 2017, by and Among
Oneok, New Holdings Subsidiary, Llc, Oneok
Partners, L.p. and Oneok Partners Gp, L.l.c. Management For Voted - For
2. To Approve an Amendment of Oneok's Amended and
Restated Certificate of Incorporation to Increase
the Number of Authorized Shares of Common Stock
from 600,000,000 to 1,200,000,000. Management For Voted - For
3. To Approve the Adjournment of the Oneok Special
Meeting to A Later Date Or Dates, If Necessary Or
Appropriate, to Solicit Additional Proxies in the
Event There are Not Sufficient Votes at the Time of
the Special Meeting to Approve the Above Proposals. Management For Voted - For
PATTERN ENERGY GROUP INC.
SECURITY ID: 70338P100 TICKER: PEGI
Meeting Date: 01-Jun-17 Meeting Type: Annual
1.1 Election of Director: Alan Batkin Management For Voted - For
1.2 Election of Director: Patricia Bellinger Management For Voted - For
1.3 Election of Director: the Lord Browne of Madingley Management For Voted - For
1.4 Election of Director: Michael Garland Management For Voted - For
1.5 Election of Director: Douglas Hall Management For Voted - For
1.6 Election of Director: Michael Hoffman Management For Voted - For
1.7 Election of Director: Patricia Newson Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2017. Management For Voted - For
3. An Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. To Approve the Amended and Restated 2013 Equity
Incentive Award Plan. Management For Voted - For
PAYCHEX, INC.
SECURITY ID: 704326107 TICKER: PAYX
Meeting Date: 12-Oct-16 Meeting Type: Annual
1A. Election of Director: B. Thomas Golisano Management For Voted - For
1B. Election of Director: Joseph G. Doody Management For Voted - For
1C. Election of Director: David J.s. Flaschen Management For Voted - For
1D. Election of Director: Phillip Horsley Management For Voted - For
1E. Election of Director: Grant M. Inman Management For Voted - For
1F. Election of Director: Pamela A. Joseph Management For Voted - For
1G. Election of Director: Martin Mucci Management For Voted - For
1H. Election of Director: Joseph M. Tucci Management For Voted - For
1I. Election of Director: Joseph M. Velli Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm. Management For Voted - For
PEOPLE'S UNITED FINANCIAL, INC.
SECURITY ID: 712704105 TICKER: PBCT
Meeting Date: 20-Apr-17 Meeting Type: Annual
1A. Election of Director: John P. Barnes Management For Voted - For
1B. Election of Director: Collin P. Baron Management For Voted - For
1C. Election of Director: Kevin T. Bottomley Management For Voted - For
1D. Election of Director: George P. Carter Management For Voted - For
1E. Election of Director: William F. Cruger, Jr. Management For Voted - For
1F. Election of Director: John K. Dwight Management For Voted - For
1G. Election of Director: Jerry Franklin Management For Voted - For
1H. Election of Director: Janet M. Hansen Management For Voted - For
1I. Election of Director: Nancy Mcallister Management For Voted - For
1J. Election of Director: Mark W. Richards Management For Voted - For
1K. Election of Director: Kirk W. Walters Management For Voted - For
2. Approve the Advisory (non-binding) Resolution
Relating to the Compensation of the Named Executive
Officers As Disclosed in the Proxy Statement. Management For Voted - For
3. Approve (non-binding) the Frequency with Which the
Company is to Hold the Advisory Non-binding Vote
Relating to the Compensation of the Named Executive
Officers. Management 1 Year Voted - 1 Year
4. Approve the People's United Financial, Inc. Short-
Term Incentive Plan. Management For Voted - For
5. Approve the Amendments to and Restatement of the
People's United Financial, Inc. 2014 Long- Term
Incentive Plan. Management For Voted - Against
6. Approve the Management Proposal to Amend the
Company's Certificate of Incorporation to
Correspond with the Company's Recently Amended
Bylaws. Management For Voted - For
7. Ratify KPMG LLP As our Independent Registered
Public Accounting Firm for 2017. Management For Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Shona L. Brown Management For Voted - For
1B. Election of Director: George W. Buckley Management For Voted - For
1C. Election of Director: Cesar Conde Management For Voted - For
1D. Election of Director: Ian M. Cook Management For Voted - For
1E. Election of Director: Dina Dublon Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: Rona A. Fairhead Management For Voted - For
1G. Election of Director: Richard W. Fisher Management For Voted - For
1H. Election of Director: William R. Johnson Management For Voted - For
1I. Election of Director: Indra K. Nooyi Management For Voted - For
1J. Election of Director: David C. Page Management For Voted - For
1K. Election of Director: Robert C. Pohlad Management For Voted - For
1L. Election of Director: Daniel Vasella Management For Voted - For
1M. Election of Director: Darren Walker Management For Voted - For
1N. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2017. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Advisory Vote on Frequency of Future Shareholder
Advisory Approval of the Company's Executive
Compensation. Management 1 Year Voted - 1 Year
5. Report Regarding Pesticide Pollution. Shareholder Against Voted - Against
6. Implementation of Holy Land Principles. Shareholder Against Voted - Against
PFIZER INC.
SECURITY ID: 717081103 TICKER: PFE
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Dennis A. Ausiello Management For Voted - For
1B. Election of Director: Ronald E. Blaylock Management For Voted - For
1C. Election of Director: W. Don Cornwell Management For Voted - For
1D. Election of Director: Joseph J. Echevarria Management For Voted - For
1E. Election of Director: Frances D. Fergusson Management For Voted - For
1F. Election of Director: Helen H. Hobbs Management For Voted - For
1G. Election of Director: James M. Kilts Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Suzanne Nora Johnson Management For Voted - For
1J. Election of Director: Ian C. Read Management For Voted - For
1K. Election of Director: Stephen W. Sanger Management For Voted - For
1L. Election of Director: James C. Smith Management For Voted - For
2. Ratify the Selection of KPMG LLP As Independent
Registered Public Accounting Firm for 2017 Management For Voted - For
3. Advisory Approval of Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
5. Shareholder Proposal Regarding the Holy Land
Principles Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Special Shareowner
Meetings Shareholder Against Voted - For
7. Shareholder Proposal Regarding Independent Chair
Policy Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PHILIP MORRIS INTERNATIONAL INC.
SECURITY ID: 718172109 TICKER: PM
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Harold Brown Management For Voted - For
1B. Election of Director: Andre Calantzopoulos Management For Voted - For
1C. Election of Director: Louis C. Camilleri Management For Voted - For
1D. Election of Director: Massimo Ferragamo Management For Voted - For
1E. Election of Director: Werner Geissler Management For Voted - For
1F. Election of Director: Jennifer Li Management For Voted - For
1G. Election of Director: Jun Makihara Management For Voted - For
1H. Election of Director: Sergio Marchionne Management For Voted - For
1I. Election of Director: Kalpana Morparia Management For Voted - For
1J. Election of Director: Lucio A. Noto Management For Voted - For
1K. Election of Director: Frederik Paulsen Management For Voted - For
1L. Election of Director: Robert B. Polet Management For Voted - For
1M. Election of Director: Stephen M. Wolf Management For Voted - For
2. Advisory Vote Approving Executive Compensation Management For Voted - For
3. Advisory Resolution on the Frequency of Future
Advisory Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. Approval of the 2017 Performance Incentive Plan Management For Voted - For
5. Approval of the 2017 Stock Compensation Plan for
Non- Employee Directors Management For Voted - For
6. Ratification of the Selection of Independent
Auditors Management For Voted - For
7. Shareholder Proposal 1 - Human Rights Policy Shareholder Against Voted - Against
8. Shareholder Proposal 2 - Mediation of Alleged Human
Rights Violations Shareholder Against Voted - Against
PINNACLE WEST CAPITAL CORPORATION
SECURITY ID: 723484101 TICKER: PNW
Meeting Date: 17-May-17 Meeting Type: Annual
1.1 Director: Donald E. Brandt Management For Voted - For
1.2 Director: Denis A. Cortese, M.D. Management For Voted - For
1.3 Director: Richard P. Fox Management For Voted - For
1.4 Director: Michael L. Gallagher Management For Voted - For
1.5 Director: R.a. Herberger, Jr. Phd Management For Voted - For
1.6 Director: Dale E. Klein, Ph.D. Management For Voted - For
1.7 Director: Humberto S. Lopez Management For Voted - For
1.8 Director: Kathryn L. Munro Management For Voted - For
1.9 Director: Bruce J. Nordstrom Management For Voted - For
1.10 Director: Paula J. Sims Management For Voted - For
1.11 Director: David P. Wagener Management For Voted - For
2. Advisory Vote to Approve Executive Compensation As
Disclosed in the 2017 Proxy Statement. Management For Voted - For
3. Advisory Vote on the Frequency of the Advisory Vote
on Executive Compensation. Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Vote on Re-approval of the Material Terms of the
Performance Goals Under, and Approval of an
Amendment To, the 2012 Long-term Incentive Plan. Management For Voted - For
5. Ratify the Appointment of the Independent
Accountants for the Year Ending December 31, 2017. Management For Voted - For
PORTLAND GENERAL ELECTRIC CO
SECURITY ID: 736508847 TICKER: POR
Meeting Date: 26-Apr-17 Meeting Type: Annual
1A. Election of Director: John W. Ballantine Management For Voted - Against
1B. Election of Director: Rodney L. Brown, Jr. Management For Voted - For
1C. Election of Director: Jack E. Davis Management For Voted - For
1D. Election of Director: David A. Dietzler Management For Voted - For
1E. Election of Director: Kirby A. Dyess Management For Voted - For
1F. Election of Director: Mark B. Ganz Management For Voted - For
1G. Election of Director: Kathryn J. Jackson Management For Voted - For
1H. Election of Director: Neil J. Nelson Management For Voted - For
1I. Election of Director: M. Lee Pelton Management For Voted - For
1J. Election of Director: James J. Piro Management For Voted - For
1K. Election of Director: Charles W. Shivery Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year 2017. Management For Voted - For
3. To Approve, by A Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
4. To Recommend, in A Non-binding Vote, the Frequency
of Future Non-binding Shareholder Votes to Approve
the Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
PPL CORPORATION
SECURITY ID: 69351T106 TICKER: PPL
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Rodney C. Adkins Management For Voted - For
1B. Election of Director: John W. Conway Management For Voted - For
1C. Election of Director: Steven G. Elliott Management For Voted - For
1D. Election of Director: Raja Rajamannar Management For Voted - For
1E. Election of Director: Craig A. Rogerson Management For Voted - For
1F. Election of Director: William H. Spence Management For Voted - For
1G. Election of Director: Natica Von Althann Management For Voted - For
1H. Election of Director: Keith H. Williamson Management For Voted - For
1I. Election of Director: Armando Zagalo De Lima Management For Voted - For
2. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
3. Advisory Vote on the Frequency of Future Executive
Compensation Votes Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approve Amended and Restated 2012 Stock Incentive
Plan Management For Voted - For
5. Ratification of the Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
6. Shareowner Proposal - Publish Assessment of Impact
on Company's Portfolio, of Public Policies and
Technological Advances Seeking to Limit Global
Warming Shareholder Against Voted - For
QTS REALTY TRUST, INC.
SECURITY ID: 74736A103 TICKER: QTS
Meeting Date: 04-May-17 Meeting Type: Annual
1.1 Director: Chad L. Williams Management For Voted - For
1.2 Director: John W. Barter Management For Voted - For
1.3 Director: William O. Grabe Management For Voted - For
1.4 Director: Catherine R. Kinney Management For Voted - For
1.5 Director: Peter A. Marino Management For Voted - For
1.6 Director: Scott D. Miller Management For Voted - For
1.7 Director: Philip P. Trahanas Management For Voted - For
1.8 Director: Stephen E. Westhead Management For Voted - For
2. To Approve, on A Non-binding Advisory Basis, the
Compensation Paid to the Company's Named Executive
Officers. Management For Voted - For
3. To Approve the 2017 Amended and Restated Qts Realty
Trust, Inc. Employee Stock Purchase Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
QUALITY CARE PROPERTIES, INC.
SECURITY ID: 747545101 TICKER: QCP
Meeting Date: 25-May-17 Meeting Type: Annual
1.1 Director: Glenn G. Cohen Management For Voted - For
1.2 Director: Jerry L. Doctrow Management For Voted - For
1.3 Director: Paul J. Klaassen Management For Voted - For
1.4 Director: Mark S. Ordan Management For Voted - For
1.5 Director: Philip R. Schimmel Management For Voted - For
1.6 Director: Kathleen Smalley Management For Voted - For
1.7 Director: Donald C. Wood Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As Qcp's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SCANA CORPORATION
SECURITY ID: 80589M102 TICKER: SCG
Meeting Date: 27-Apr-17 Meeting Type: Annual
1.1 Director: John F.a.v. Cecil Management For Voted - For
1.2 Director: D. Maybank Hagood Management For Voted - For
1.3 Director: Alfredo Trujillo Management For Voted - For
2. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
3. Advisory (non-binding) Vote on the Frequency of the
Executive Compensation Vote. Management 1 Year Voted - 1 Year
4. Approval of the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
5. Approval of Board-proposed Amendments to Article 8
of our Articles of Incorporation to Declassify the
Board of Directors and Provide for the Annual
Election of All Directors. Management For Voted - For
SEAGATE TECHNOLOGY PLC
SECURITY ID: G7945M107 TICKER: STX
Meeting Date: 19-Oct-16 Meeting Type: Annual
1A. Election of Director: Stephen J. Luczo Management For Voted - For
1B. Election of Director: Frank J. Biondi, Jr. Management For Voted - For
1C. Election of Director: Michael R. Cannon Management For Voted - For
1D. Election of Director: Mei-wei Cheng Management For Voted - For
1E. Election of Director: William T. Coleman Management For Voted - For
1F. Election of Director: Jay L. Geldmacher Management For Voted - For
1G. Election of Director: Dr. Dambisa F. Moyo Management For Voted - For
1H. Election of Director: Dr. Chong Sup Park Management For Voted - For
1I. Election of Director: Stephanie Tilenius Management For Voted - For
1J. Election of Director: Edward J. Zander Management For Voted - For
2. To Approve, in an Advisory, Non- Binding Vote, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Approve an Amendment and Restatement of the
Seagate Technology PLC 2012 Equity Incentive Plan
to Increase the Number of Shares Available for
Issuance. Management For Voted - For
4. To Approve the Rules of the Seagate Technology
Public Limited Company 2012 Equity Incentive Plan
for Share Awards Granted to Participants in France. Management For Voted - For
5. To Ratify, in an Advisory, Non- Binding Vote, the
Appointment of Ernst & Young LLP As the Independent
Auditors of the Company and to Authorize, in A
Binding Vote, the Audit Committee of the Board of
Directors to Set the Auditors' Remuneration. Management For Voted - For
6A. To Amend the Company's Articles of Association to
Make Certain Administrative Amendments. (special
Resolution) Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6B. To Amend the Company's Memorandum of Association to
Make Certain Administrative Amendments. (special
Resolution) Management For Voted - For
7A. To Amend the Company's Articles of Association to
Provide for A Plurality Voting Standard in the
Event of A Contested Director Election. (special
Resolution) Management For Voted - For
7B. To Amend the Company's Articles of Association to
Grant the Board Sole Authority to Determine Its
Size. (special Resolution) Management For Voted - For
8. To Grant the Board the Authority to Issue Shares
Under Irish Law. Management For Voted - For
9. To Grant the Board the Authority to Opt-out of
Statutory Pre- Emption Rights Under Irish Law.
(special Resolution) Management For Voted - For
10. To Determine the Price Range at Which the Company
Can Re-allot Shares That It Holds As Treasury
Shares. (special Resolution) Management For Voted - For
SELECT INCOME REIT
SECURITY ID: 81618T100 TICKER: SIR
Meeting Date: 23-May-17 Meeting Type: Annual
1A. Election of Independent Trustee: Donna D. Fraiche Management For Voted - For
1B. Election of Managing Trustee: Adam D. Portnoy Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors to Serve for the 2017
Fiscal Year. Management For Voted - For
SEMPRA ENERGY
SECURITY ID: 816851109 TICKER: SRE
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Alan L. Boeckmann Management For Voted - For
1B. Election of Director: Kathleen L. Brown Management For Voted - For
1C. Election of Director: Andres Conesa Management For Voted - For
1D. Election of Director: Maria Contreras-sweet Management For Voted - For
1E. Election of Director: Pablo A. Ferrero Management For Voted - For
1F. Election of Director: William D. Jones Management For Voted - For
1G. Election of Director: Bethany J. Mayer Management For Voted - For
1H. Election of Director: William G. Ouchi Management For Voted - For
1I. Election of Director: Debra L. Reed Management For Voted - For
1J. Election of Director: William C. Rusnack Management For Voted - For
1K. Election of Director: Lynn Schenk Management For Voted - For
1L. Election of Director: Jack T. Taylor Management For Voted - For
1M. Election of Director: James C. Yardley Management For Voted - For
2. Ratification of Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of our Executive Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Advisory Approval of How Often Shareholders Will
Vote on our Executive Compensation. Management 1 Year Voted - 1 Year
SIMON PROPERTY GROUP, INC.
SECURITY ID: 828806109 TICKER: SPG
Meeting Date: 10-May-17 Meeting Type: Annual
1A. Election of Director: Glyn F. Aeppel Management For Voted - For
1B. Election of Director: Larry C. Glasscock Management For Voted - For
1C. Election of Director: Karen N. Horn, Ph.D. Management For Voted - For
1D. Election of Director: Allan Hubbard Management For Voted - For
1E. Election of Director: Reuben S. Leibowitz Management For Voted - For
1F. Election of Director: Gary M. Rodkin Management For Voted - For
1G. Election of Director: Daniel C. Smith, Ph.D. Management For Voted - For
1H. Election of Director: J. Albert Smith, Jr. Management For Voted - For
2. An Advisory Vote on the Frequency of Advisory Votes
on Executive Compensation. Management 1 Year Voted - 1 Year
3. An Advisory Vote to Approve Executive Compensation. Management For Voted - Against
4. Ratification of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
SIX FLAGS ENTERTAINMENT CORPORATION
SECURITY ID: 83001A102 TICKER: SIX
Meeting Date: 03-May-17 Meeting Type: Annual
1.1 Director: Kurt M. Cellar Management For Voted - For
1.2 Director: John M. Duffey Management For Voted - For
1.3 Director: Nancy A. Krejsa Management For Voted - For
1.4 Director: Jon L. Luther Management For Voted - For
1.5 Director: Usman Nabi Management For Voted - For
1.6 Director: Stephen D. Owens Management For Voted - For
1.7 Director: James Reid-anderson Management For Voted - For
1.8 Director: Richard W. Roedel Management For Voted - For
2. Approve the Long-term Incentive Plan, As Amended. Management For Voted - For
3. Advisory Vote to Ratify the Appointment of KPMG LLP
As Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
4. Advisory Vote to Approve Executive Compensation. Management For Voted - Against
5. Advisory Vote on the Frequency of the Advisory Vote
to Approve Executive Compensation. Management 1 Year Voted - 1 Year
SONOCO PRODUCTS COMPANY
SECURITY ID: 835495102 TICKER: SON
Meeting Date: 19-Apr-17 Meeting Type: Annual
1.1 Director: H.a. Cockrell Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Director: B.j. Mcgarvie Management For Voted - For
1.3 Director: J.m. Micali Management For Voted - For
1.4 Director: S. Nagarajan Management For Voted - For
1.5 Director: M.D. Oken Management For Voted - For
2. To Ratify the Selection of PricewaterhouseCoopers,
LLP As the Independent Registered Public Accounting
Firm for the Company for the Year Ending December
31, 2017. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
4. Approval, on an Advisory Basis, of the Frequency of
the Advisory Resolution on Executive Compensation. Management 1 Year Voted - 1 Year
5. Proposal to Amend the Articles of Incorporation to
Declassify the Board of Directors and Elect All
Directors Annually. Management For Voted - For
SYSCO CORPORATION
SECURITY ID: 871829107 TICKER: SYY
Meeting Date: 16-Nov-16 Meeting Type: Annual
1A. Election of Director: Daniel J. Brutto Management For Voted - For
1B. Election of Director: John M. Cassaday Management For Voted - For
1C. Election of Director: Judith B. Craven, M.D. Management For Voted - For
1D. Election of Director: William J. Delaney Management For Voted - For
1E. Election of Director: Joshua D. Frank Management For Voted - For
1F. Election of Director: Larry C. Glasscock Management For Voted - For
1G. Election of Director: Jonathan Golden Management For Voted - For
1H. Election of Director: Bradley M. Halverson Management For Voted - For
1I. Election of Director: Hans-joachim Koerber Management For Voted - For
1J. Election of Director: Nancy S. Newcomb Management For Voted - For
1K. Election of Director: Nelson Peltz Management For Voted - For
1L. Election of Director: Edward D. Shirley Management For Voted - For
1M. Election of Director: Richard G. Tilghman Management For Voted - For
1N. Election of Director: Jackie M. Ward Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation Paid
to Sysco's Named Executive Officers, As Disclosed
in Sysco's 2016 Proxy Statement. Management For Voted - For
3. To Ratify the Appointment of Ernst & Young LLP As
Sysco's Independent Registered Public Accounting
Firm for Fiscal 2017. Management For Voted - For
4. To Consider A Stockholder Proposal, If Properly
Presented at the Meeting, Regarding A Policy
Limiting Accelerated Vesting of Equity Awards Upon
A Change in Control. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TANGER FACTORY OUTLET CENTERS, INC.
SECURITY ID: 875465106 TICKER: SKT
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: William G. Benton Management For Voted - For
1B. Election of Director: Jeffrey B. Citrin Management For Voted - For
1C. Election of Director: David B. Henry Management For Voted - For
1D. Election of Director: Thomas J. Reddin Management For Voted - For
1E. Election of Director: Thomas E. Robinson Management For Voted - For
1F. Election of Director: Bridget M. Ryan-berman Management For Voted - For
1G. Election of Director: Allan L. Schuman Management For Voted - For
1H. Election of Director: Steven B. Tanger Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
3. To Approve, on A Non-binding Basis, Named Executive
Officer Compensation. Management For Voted - Against
4. To Approve, on A Non-binding Basis, the Frequency
of Future Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
THE CLOROX COMPANY
SECURITY ID: 189054109 TICKER: CLX
Meeting Date: 16-Nov-16 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Richard H. Carmona Management For Voted - For
1C. Election of Director: Benno Dorer Management For Voted - For
1D. Election of Director: Spencer C. Fleischer Management For Voted - For
1E. Election of Director: Esther Lee Management For Voted - For
1F. Election of Director: A.d. David Mackay Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Jeffrey Noddle Management For Voted - For
1I. Election of Director: Pamela Thomas-graham Management For Voted - For
1J. Election of Director: Carolyn M. Ticknor Management For Voted - For
1K. Election of Director: Christopher J. Williams Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm. Board of Directors Recommends A
Vote "against" Proposal 4. Management For Voted - For
4. Stockholder Proposal to Reduce Threshold to Call
Special Meetings to 10% of Outstanding Shares. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE COCA-COLA COMPANY
SECURITY ID: 191216100 TICKER: KO
Meeting Date: 26-Apr-17 Meeting Type: Annual
1A. Election of Director: Herbert A. Allen Management For Voted - For
1B. Election of Director: Ronald W. Allen Management For Voted - For
1C. Election of Director: Marc Bolland Management For Voted - For
1D. Election of Director: Ana Botin Management For Voted - For
1E. Election of Director: Richard M. Daley Management For Voted - For
1F. Election of Director: Barry Diller Management For Voted - For
1G. Election of Director: Helene D. Gayle Management For Voted - For
1H. Election of Director: Alexis M. Herman Management For Voted - For
1I. Election of Director: Muhtar Kent Management For Voted - For
1J. Election of Director: Robert A. Kotick Management For Voted - For
1K. Election of Director: Maria Elena Lagomasino Management For Voted - For
1L. Election of Director: Sam Nunn Management For Voted - For
1M. Election of Director: James Quincey Management For Voted - For
1N. Election of Director: David B. Weinberg Management For Voted - For
2. Advisory Vote to Approve Executive Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
5. Shareowner Proposal Regarding A Human Rights Review Shareholder Against Voted - Against
THE DOW CHEMICAL COMPANY
SECURITY ID: 260543103 TICKER: DOW
Meeting Date: 20-Jul-16 Meeting Type: Special
1. Adoption of the Merger Agreement. to Consider and
Vote on A Proposal (the "dow Merger Proposal") to
Adopt the Agreement and Plan of Merger, Dated As of
December 11, 2015 (as It May be Amended from Time
to Time, the "merger Agreement"), by and Among
Diamond-orion Holdco, Inc., A Delaware Corporation,
(n/k/a Dowdupont Inc.), the Dow Chemical Company, A
Delaware Corporation ("dow"), Diamond Merger Sub,
Inc., A Delaware Corporation, Orion Merger Sub,
Inc., A Delaware Corporation (due to Space
Limits, See Proxy Statement for Full Proposal). Management For Voted - For
2. Adjournment of Special Meeting. to Consider and
Vote on A Proposal to Adjourn the Dow Special
Meeting, If Necessary Or Appropriate, to Solicit
Additional Proxies If There are Not Sufficient
Votes to Approve the Dow Merger Proposal (the "dow
Adjournment Proposal"). Management For Voted - For
3. Advisory Vote Regarding Merger- Related Named
Executive Officer Compensation. to Consider and
Vote on A Non-binding, Advisory Proposal to Approve
the Compensation That May be Paid Or Become Payable
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
to Dow's Named Executive Officers in Connection
with the Transaction (the "dow Compensation
Proposal"). Management For Voted - For
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Ajay Banga Management For Voted - For
1B. Election of Director: Jacqueline K. Barton Management For Voted - For
1C. Election of Director: James A. Bell Management For Voted - For
1D. Election of Director: Richard K. Davis Management For Voted - For
1E. Election of Director: Jeff M. Fettig Management For Voted - For
1F. Election of Director: Andrew N. Liveris Management For Voted - For
1G. Election of Director: Mark Loughridge Management For Voted - For
1H. Election of Director: Raymond J. Milchovich Management For Voted - For
1I. Election of Director: Robert S. (steve) Miller Management For Voted - For
1J. Election of Director: Paul Polman Management For Voted - For
1K. Election of Director: Dennis H. Reilley Management For Voted - For
1L. Election of Director: James M. Ringler Management For Voted - For
1M. Election of Director: Ruth G. Shaw Management For Voted - For
2. Ratification of the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Advisory Resolution on the Frequency of Future
Advisory Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
THE HERSHEY COMPANY
SECURITY ID: 427866108 TICKER: HSY
Meeting Date: 03-May-17 Meeting Type: Annual
1.1 Director: P. M. Arway Management For Voted - For
1.2 Director: J. P. Bilbrey Management For Voted - For
1.3 Director: J. W. Brown Management For Voted - For
1.4 Director: M. G. Buck Management For Voted - For
1.5 Director: C. A. Davis Management For Voted - For
1.6 Director: M. K. Haben Management For Voted - For
1.7 Director: M. D. Koken Management For Voted - For
1.8 Director: R. M. Malcolm Management For Voted - For
1.9 Director: J. M. Mead Management For Voted - For
1.10 Director: A. J. Palmer Management For Voted - For
1.11 Director: T. J. Ridge Management For Voted - For
1.12 Director: D. L. Shedlarz Management For Voted - For
2. Ratify the Appointment of Ernst & Young LLP As
Independent Auditors for 2017. Management For Voted - For
3. Approve Named Executive Officer Compensation on A
Non-binding Advisory Basis. Management For Voted - For
4. The Frequency of Future Advisory Votes on Named
Executive Officer Compensation. Management 1 Year Voted - 1 Year
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE PROCTER & GAMBLE COMPANY
SECURITY ID: 742718109 TICKER: PG
Meeting Date: 11-Oct-16 Meeting Type: Annual
1A. Election of Director: Francis S. Blake Management For Voted - For
1B. Election of Director: Angela F. Braly Management For Voted - For
1C. Election of Director: Kenneth I. Chenault Management For Voted - For
1D. Election of Director: Scott D. Cook Management For Voted - For
1E. Election of Director: Terry J. Lundgren Management For Voted - For
1F. Election of Director: W. James Mcnerney, Jr. Management For Voted - For
1G. Election of Director: David S. Taylor Management For Voted - For
1H. Election of Director: Margaret C. Whitman Management For Voted - For
1I. Election of Director: Patricia A. Woertz Management For Voted - For
1J. Election of Director: Ernesto Zedillo Management For Voted - For
2. Ratify Appointment of the Independent Registered
Public Accounting Firm Management For Voted - For
3. Advisory Vote on the Company's Executive
Compensation (the "say on Pay" Vote) Management For Voted - For
4. Shareholder Proposal - Report on Lobbying Policies
of Third Party Organizations Shareholder Against Voted - Against
5. Shareholder Proposal - Report on Application of
Company Non- Discrimination Policies in States with
Pro-discrimination Laws Shareholder Against Voted - Against
TRANSCANADA CORPORATION
SECURITY ID: 89353D107 TICKER: TRP
Meeting Date: 05-May-17 Meeting Type: Annual
1.1 Director: Kevin E. Benson Management For Voted - For
1.2 Director: Derek H. Burney Management For Voted - For
1.3 Director: St[]phan Cr[]tier Management For Voted - For
1.4 Director: Russell K. Girling Management For Voted - For
1.5 Director: S. Barry Jackson Management For Voted - For
1.6 Director: John E. Lowe Management For Voted - For
1.7 Director: Paula Rosput Reynolds Management For Voted - For
1.8 Director: Mary Pat Salomone Management For Voted - For
1.9 Director: Indira V. Samarasekera Management For Voted - For
1.10 Director: D. Michael G. Stewart Management For Voted - For
1.11 Director: Siim A. Vanaselja Management For Voted - For
1.12 Director: Richard E. Waugh Management For Voted - For
02 Resolution to Appoint KPMG LLP, Chartered
Professional Accountants As Auditors and Authorize
the Directors to Fix Their Remuneration. Management For Voted - For
03 Resolution to Accept Transcanada's Approach to
Executive Compensation, As Described in the
Management Information Circular. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
U.S. BANCORP
SECURITY ID: 902973304 TICKER: USB
Meeting Date: 18-Apr-17 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Warner L. Baxter Management For Voted - For
1C. Election of Director: Marc N. Casper Management For Voted - For
1D. Election of Director: Andrew Cecere Management For Voted - For
1E. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1F. Election of Director: Richard K. Davis Management For Voted - For
1G. Election of Director: Kimberly J. Harris Management For Voted - For
1H. Election of Director: Roland A. Hernandez Management For Voted - For
1I. Election of Director: Doreen Woo Ho Management For Voted - For
1J. Election of Director: Olivia F. Kirtley Management For Voted - For
1K. Election of Director: Karen S. Lynch Management For Voted - For
1L. Election of Director: David B. O'maley Management For Voted - For
1M. Election of Director: O'dell M. Owens, M.D., M.p.h. Management For Voted - For
1N. Election of Director: Craig D. Schnuck Management For Voted - For
1O. Election of Director: Scott W. Wine Management For Voted - For
2. The Ratification of the Selection of Ernst & Young
LLP As our Independent Auditor for the 2017 Fiscal
Year. Management For Voted - For
3. An Advisory Vote to Approve the Compensation of our
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. An Advisory Vote on the Frequency of Future
Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. Shareholder Proposal: A Shareholder Proposal
Seeking the Adoption of A Policy Requiring That the
Chairman of the Board be an Independent Director. Shareholder Against Voted - Against
UNILEVER PLC
SECURITY ID: 904767704 TICKER: UL
Meeting Date: 27-Apr-17 Meeting Type: Annual
1. To Receive the Report and Accounts for the Year
Ended 31 December 2016 Management For Voted - For
2. To Approve the Directors' Remuneration Report Management For Voted - For
3. To Approve the Directors' Remuneration Policy Management For Voted - For
4. To Approve the Unilever Share Plan 2017 Management For Voted - For
5. To Re-elect Mr N S Andersen As A Non-executive
Director Management For Voted - For
6. To Re-elect Mrs L M Cha As A Non- Executive Director Management For Voted - For
7. To Re-elect Mr V Colao As A Non- Executive Director Management For Voted - For
8. To Re-elect Dr M Dekkers As A Non- Executive
Director Management For Voted - For
9. To Re-elect Ms A M Fudge As A Non- Executive
Director Management For Voted - For
10. To Re-elect Dr J Hartmann As A Non- Executive
Director Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
11. To Re-elect Ms M Ma As A Non- Executive Director Management For Voted - For
12. To Re-elect Mr S Masiyiwa As A Non- Executive
Director Management For Voted - For
13. To Re-elect Professor Y Moon As A Non-executive
Director Management For Voted - For
14. To Re-elect Mr G Pitkethly As an Executive Director Management For Voted - For
15. To Re-elect Mr P G J M Polman As an Executive
Director Management For Voted - For
16. To Re-elect Mr J Rishton As A Non- Executive
Director Management For Voted - For
17. To Re-elect Mr F Sijbesma As A Non- Executive
Director Management For Voted - For
18. To Reappoint KPMG LLP As Auditors of the Company Management For Voted - For
19. To Authorise the Directors to Fix the Remuneration
of the Auditors Management For Voted - For
20. To Authorise Political Donations and Expenditure Management For Voted - For
21. To Renew the Authority to Directors to Issue Shares Management For Voted - For
22. To Renew the Authority to Directors to Disapply
Pre-emption Rights Management For Voted - For
23. To Renew the Authority to Directors to Disapply
Pre-emption Rights for the Purposes of Acquisitions
Or Capital Investments Management For Voted - For
24. To Renew the Authority to the Company to Purchase
Its Own Shares Management For Voted - For
25. To Shorten the Notice Period for General Meetings Management For Voted - For
UNITI GROUP, INC.
SECURITY ID: 91325V108 TICKER: UNIT
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Jennifer S. Banner Management For Voted - For
1B. Election of Director: Scott G. Bruce Management For Voted - For
1C. Election of Director: Francis X. ("skip") Frantz Management For Voted - For
1D. Election of Director: Andrew Frey Management For Voted - For
1E. Election of Director: Kenneth A. Gunderman Management For Voted - For
1F. Election of Director: David L. Solomon Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountant for the Year Ending December 31, 2017. Management For Voted - For
UNIVERSAL CORPORATION
SECURITY ID: 913456109 TICKER: UVV
Meeting Date: 04-Aug-16 Meeting Type: Annual
1.1 Director: Thomas H. Johnson Management For Voted - For
1.2 Director: Michael T. Lawton Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Approve A Non-binding Advisory Resolution Approving
the Compensation of the Named Executive Officers. Management For Voted - For
3. Ratify the Appointment of Ernst & Young LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending March 31, 2017.
the Board of Directors Recommends That You Vote
"against" Proposal 4. Management For Voted - For
4. Vote on A Shareholder Proposal, If Properly
Presented, Regarding Mediation of Alleged Human
Rights Violations. Shareholder Against Voted - Against
VECTOR GROUP LTD.
SECURITY ID: 92240M108 TICKER: VGR
Meeting Date: 27-Apr-17 Meeting Type: Annual
1.1 Director: Bennett S. Lebow Management For Voted - For
1.2 Director: Howard M. Lorber Management For Voted - For
1.3 Director: Ronald J. Bernstein Management For Voted - For
1.4 Director: Stanley S. Arkin Management For Voted - For
1.5 Director: Henry C. Beinstein Management For Voted - For
1.6 Director: Jeffrey S. Podell Management For Voted - For
1.7 Director: Jean E. Sharpe Management For Voted - For
2. Advisory Approval of Executive Compensation (say on
Pay). Management For Voted - Against
3. Approval of Ratification of Deloitte & Touche LLP
As Independent Registered Public Accounting Firm
for the Year Ending December 31, 2017. Management For Voted - For
4. Advisory Vote on the Frequency of Holding the Say
on Pay Vote. Management 1 Year Voted - 1 Year
5. Advisory Approval of A Stockholder Proposal
Regarding Participation in Mediation of Any Alleged
Human Rights Violations Involving Vector's
Operations. Shareholder Against Voted - Against
VENTAS, INC.
SECURITY ID: 92276F100 TICKER: VTR
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Melody C. Barnes Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Jay M. Gellert Management For Voted - For
1D. Election of Director: Richard I. Gilchrist Management For Voted - For
1E. Election of Director: Matthew J. Lustig Management For Voted - For
1F. Election of Director: Roxanne M. Martino Management For Voted - For
1G. Election of Director: Walter C. Rakowich Management For Voted - For
1H. Election of Director: Robert D. Reed Management For Voted - For
1I. Election of Director: Glenn J. Rufrano Management For Voted - For
1J. Election of Director: James D. Shelton Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Selection of KPMG LLP As our
Independent Registered Public Accounting Firm for
Fiscal Year 2017. Management For Voted - For
3. Advisory Vote to Approve our Executive Compensation. Management For Voted - For
4. Advisory Vote As to the Frequency of Advisory Votes
to Approve our Executive Compensation. Management 1 Year Voted - 1 Year
VERIZON COMMUNICATIONS INC.
SECURITY ID: 92343V104 TICKER: VZ
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Shellye L. Archambeau Management For Voted - For
1B. Election of Director: Mark T. Bertolini Management For Voted - For
1C. Election of Director: Richard L. Carrion Management For Voted - For
1D. Election of Director: Melanie L. Healey Management For Voted - For
1E. Election of Director: M. Frances Keeth Management For Voted - For
1F. Election of Director: Karl-ludwig Kley Management For Voted - For
1G. Election of Director: Lowell C. Mcadam Management For Voted - For
1H. Election of Director: Clarence Otis, Jr. Management For Voted - For
1I. Election of Director: Rodney E. Slater Management For Voted - For
1J. Election of Director: Kathryn A. Tesija Management For Voted - For
1K. Election of Director: Gregory D. Wasson Management For Voted - For
1L. Election of Director: Gregory G. Weaver Management For Voted - For
2. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote Related to Future Votes on Executive
Compensation Management 1 Year Voted - 1 Year
5. Approval of 2017 Long-term Incentive Plan Management For Voted - For
6. Human Rights Committee Shareholder Against Voted - Against
7. Report on Greenhouse Gas Reduction Targets Shareholder Against Voted - Against
8. Special Shareowner Meetings Shareholder Against Voted - For
9. Executive Compensation Clawback Policy Shareholder Against Voted - Against
10. Stock Retention Policy Shareholder Against Voted - Against
11. Limit Matching Contributions for Executives Shareholder Against Voted - Against
WEC ENERGY GROUP, INC.
SECURITY ID: 92939U106 TICKER: WEC
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: John F. Bergstrom Management For Voted - For
1B. Election of Director: Barbara L. Bowles Management For Voted - For
1C. Election of Director: William J. Brodsky Management For Voted - For
1D. Election of Director: Albert J. Budney, Jr. Management For Voted - For
1E. Election of Director: Patricia W. Chadwick Management For Voted - For
1F. Election of Director: Curt S. Culver Management For Voted - For
1G. Election of Director: Thomas J. Fischer Management For Voted - For
1H. Election of Director: Paul W. Jones Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Gale E. Klappa Management For Voted - For
1J. Election of Director: Henry W. Knueppel Management For Voted - For
1K. Election of Director: Allen L. Leverett Management For Voted - For
1L. Election of Director: Ulice Payne, Jr. Management For Voted - For
1M. Election of Director: Mary Ellen Stanek Management For Voted - For
2. Ratification of Deloitte & Touche LLP As
Independent Auditors for 2017 Management For Voted - For
3. Advisory Vote on Compensation of the Named
Executive Officers Management For Voted - For
4. Advisory Vote to Establish the Frequency of
"say-on-pay" Advisory Votes Management 1 Year Voted - 1 Year
WELLTOWER INC.
SECURITY ID: 95040Q104 TICKER: HCN
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Kenneth J. Bacon Management For Voted - For
1B. Election of Director: Thomas J. Derosa Management For Voted - For
1C. Election of Director: Jeffrey H. Donahue Management For Voted - For
1D. Election of Director: Fred S. Klipsch Management For Voted - For
1E. Election of Director: Geoffrey G. Meyers Management For Voted - For
1F. Election of Director: Timothy J. Naughton Management For Voted - For
1G. Election of Director: Sharon M. Oster Management For Voted - For
1H. Election of Director: Judith C. Pelham Management For Voted - For
1I. Election of Director: Sergio D. Rivera Management For Voted - For
1J. Election of Director: R. Scott Trumbull Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Independent Registered Public
Accounting Firm for the Fiscal Year 2017. Management For Voted - For
3. The Advisory Vote to Approve Executive Compensation
As Disclosed in the Proxy Statement Pursuant to the
Compensation Disclosure Rules of the Sec. Management For Voted - For
4. The Advisory Vote on the Frequency of Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
WESTAR ENERGY, INC.
SECURITY ID: 95709T100 TICKER: WR
Meeting Date: 26-Sep-16 Meeting Type: Special
01 To Adopt the Agreement and Plan of Merger Dated May
29, 2016 by and Among Westar Energy, Inc., Great
Plains Energy Incorporated and Merger Sub (as
Defined in the Agreement and Plan of Merger). Management For Voted - For
02 To Conduct A Non-binding Advisory Vote on
Merger-related Compensation Arrangements for Named
Executive Officers. Management For Voted - For
03 To Approve Any Motion to Adjourn the Special
Meeting, If Necessary. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WEYERHAEUSER COMPANY
SECURITY ID: 962166104 TICKER: WY
Meeting Date: 19-May-17 Meeting Type: Annual
1A. Election of Director: Mark A. Emmert Management For Voted - For
1B. Election of Director: Rick R. Holley Management For Voted - For
1C. Election of Director: Sara Grootwassink Lewis Management For Voted - For
1D. Election of Director: John F. Morgan, Sr. Management For Voted - For
1E. Election of Director: Nicole W. Piasecki Management For Voted - For
1F. Election of Director: Marc F. Racicot Management For Voted - For
1G. Election of Director: Lawrence A. Selzer Management For Voted - For
1H. Election of Director: Doyle R. Simons Management For Voted - For
1I. Election of Director: D. Michael Steuert Management For Voted - For
1J. Election of Director: Kim Williams Management For Voted - For
1K. Election of Director: Charles R. Williamson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Named Executive Officers. Management For Voted - For
3. Approval, on an Advisory Basis, of the Frequency of
Future Advisory Votes on the Compensation of the
Named Executive Officers. Management 1 Year Voted - 1 Year
4. Ratification of Selection of Independent Registered
Public Accounting Firm. Management For Voted - For
XCEL ENERGY INC.
SECURITY ID: 98389B100 TICKER: XEL
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Gail K. Boudreaux Management For Voted - For
1B. Election of Director: Richard K. Davis Management For Voted - For
1C. Election of Director: Ben Fowke Management For Voted - For
1D. Election of Director: Richard T. O'brien Management For Voted - For
1E. Election of Director: Christopher J. Policinski Management For Voted - For
1F. Election of Director: James T. Prokopanko Management For Voted - For
1G. Election of Director: A. Patricia Sampson Management For Voted - For
1H. Election of Director: James J. Sheppard Management For Voted - For
1I. Election of Director: David A. Westerlund Management For Voted - For
1J. Election of Director: Kim Williams Management For Voted - For
1K. Election of Director: Timothy V. Wolf Management For Voted - For
1L. Election of Director: Daniel Yohannes Management For Voted - For
2. Company Proposal to Approve, on an Advisory Basis,
the Frequency of the Advisory Vote on Executive
Compensation Management 1 Year Voted - 1 Year
3. Company Proposal to Approve, on an Advisory Basis,
Executive Compensation Management For Voted - For
4. Company Proposal to Ratify the Appointment of
Deloitte & Touche LLP As Xcel Energy Inc.'s
Independent Registered Public Accounting Firm for
2017 Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Shareholder Proposal on the Separation of the Roles
of the Chairman and Chief Executive Officer Shareholder Against Voted - Against
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALIBABA GROUP HOLDING LIMITED
SECURITY ID: 01609W102 TICKER: BABA
Meeting Date: 13-Oct-16 Meeting Type: Annual
1A. Election of Director: Daniel Yong Zhang (to Serve
for A Three Year Term Or Until Such Director's
Successor is Elected Or Appointed and Duly
Qualified.) Management For Voted - For
1B. Election of Director: Chee Hwa Tung (to Serve for A
Three Year Term Or Until Such Director's Successor
is Elected Or Appointed and Duly Qualified.) Management For Voted - For
1C. Election of Director: Jerry Yang (to Serve for A
Three Year Term Or Until Such Director's Successor
is Elected Or Appointed and Duly Qualified.) Management For Voted - For
1D. Election of Director: Wan Ling Martello (to Serve
for A Three Year Term Or Until Such Director's
Successor is Elected Or Appointed and Duly
Qualified.) Management For Voted - For
1E. Election of Director: Eric Xiandong Jing (to Serve
Until the Company's Annual General Meeting of
Shareholders to be Held in 2018 Or Until Such
Director's Successor is Elected Or Appointed and
Duly Qualified.) Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers As
the Independent Registered Public Accounting Firm
of the Company. Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY ID: 192446102 TICKER: CTSH
Meeting Date: 06-Jun-17 Meeting Type: Annual
1A. Election of Director: Zein Abdalla Management For Voted - For
1B. Election of Director: Betsy S. Atkins Management For Voted - For
1C. Election of Director: Maureen Breakiron-evans Management For Voted - For
1D. Election of Director: Jonathan Chadwick Management For Voted - For
1E. Election of Director: John M. Dineen Management For Voted - For
1F. Election of Director: Francisco D'souza Management For Voted - For
1G. Election of Director: John N. Fox, Jr. Management For Voted - For
1H. Election of Director: John E. Klein Management For Voted - For
1I. Election of Director: Leo S. Mackay, Jr. Management For Voted - For
1J. Election of Director: Michael Patsalos-fox Management For Voted - For
1K. Election of Director: Robert E. Weissman Management For Voted - For
2. Approval, on an Advisory (non- Binding) Basis, of
the Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Approval, on an Advisory (non- Binding) Basis, of
the Frequency of Future Advisory Votes on the
Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Company's 2017 Incentive Award Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2017. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Eliminate the
Supermajority Voting Provisions of the Company's
Certificate of Incorporation and By-laws. Management For Voted - For
7. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - For
DR. REDDY'S LABORATORIES LIMITED
SECURITY ID: 256135203 TICKER: RDY
Meeting Date: 27-Jul-16 Meeting Type: Annual
1. To Receive, Consider and Adopt the Financial
Statements (standalone and Consolidated) of the
Company for the Year Ended 31 March 2016, Including
the Audited Balance Sheet As at 31 March 2016 and
the Statement of Profit and Loss of the Company for
the Year Ended on That Date, Along with the Reports
of the Board of Directors and Auditors Thereon. Management For Voted - For
2. To Declare Dividend on the Equity Shares for the
Financial Year 2015- 16. Management For Voted - For
3. To Re-appoint Mr. Satish Reddy (din: 00129701), Who
Retires by Rotation, and Being Eligible, Offers
Himself for the Re-appointment. Management For Voted - For
4. To Appoint M/s. S R Batliboi & Associates LLP,
Chartered Accountants, As Statutory Auditors of the
Company and Fix Their Remuneration. Management For Voted - For
5. Re-appointment of Mr. G V Prasad (din: 00057433) As
Whole-time Director Designated As Co- Chairman,
Managing Director and Chief Executive Officer. Management For Voted - Against
6. Appointment of Mr. Bharat Narotam Doshi (din:
00012541) As an Independent Director in Terms of
Section 149 of the Companies Act, 2013. Management For Voted - For
7. Appointment of Mr. Hans Peter Hasler (din:
07535056) As an Independent Director in Terms of
Section 149 of the Companies Act, 2013. Management For Voted - For
8. Remuneration to Directors Other Than the
Managing/whole-time Directors. Management For Voted - For
9. To Ratify the Remuneration Payable to Cost
Auditors, M/s. Sagar & Associates, Cost Accountants
for the Financial Year Ending 31 March 2017. Management For Voted - For
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INFOSYS LIMITED
SECURITY ID: 456788108 TICKER: INFY
Meeting Date: 05-Apr-17 Meeting Type: Special
1. Ordinary Resolution for Revision in Compensation of
U. B. Pravin Rao, Chief Operating Officer & Whole-
Time Director Management For Voted - For
2. Ordinary Resolution for Appointment of D. N.
Prahlad, As an Independent Director Management For Voted - For
3. Special Resolution to Adopt New Articles of
Association of the Company in Conformity with the
Companies Act, 2013 Management For Voted - Against
Meeting Date: 24-Jun-17 Meeting Type: Annual
1. Adoption of Financial Statements Management For Voted - For
2. Declaration of Dividend Management For Voted - For
3. Appointment of U. B. Pravin Rao As A Director
Liable to Retire by Rotation Management For Voted - For
4. Appointment of Auditors Management For Voted - For
5. Appointment of Branch Auditors Management For Voted - For
TARO PHARMACEUTICAL INDUSTRIES LTD.
SECURITY ID: M8737E108 TICKER: TARO
Meeting Date: 29-Dec-16 Meeting Type: Annual
1. Approval of Renewed Compensation Policy for the
Company's Office Holders for A Three-year Period. Management For Voted - Against
1A. The Undersigned Does Not Have A Conflict of
Interest (a "personal Interest" Under the Companies
Law, As Described in the Proxy Statement)
(hereinafter, A "conflict of Interest") in the
Approval of Proposal 1. If You Do Not Vote on This
Item Or Vote Against This Item Your Vote Will Not
Count for Prop 1. for = I Certify That I Have No
Conflict of Interest (personal Interest)for This
Proposal. Against = I Certify That I Do Have A
Conflict of Interest (personal Interest)for This
Proposal. Management For Voted - For
2A. Re-election of Director: Dilip Shanghvi Management For Voted - For
2B. Re-election of Director: Sudhir Valia Management For Voted - For
2C. Re-election of Director: James Kedrowski Management For Voted - For
2D. Re-election of Director: Dov Pekelman Management For Voted - For
3. Approval of the Remuneration Payable to Dilip
Shanghvi, the Chairman of the Board, As Described
in the Proxy Statement (subject to His Election
Under Proposal 2). Management For Voted - For
3A. The Undersigned Does Not Have A Conflict of
Interest in the Approval of Proposal 3. If You Do
Not Vote on This Item Or Vote Against This Item
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Your Vote Will Not Count for Prop 3. for = I
Certify That I Have No Conflict of Interest
(personal Interest)for This Proposal. Against = I
Certify That I Do Have A Conflict of Interest
(personal Interest)for This Proposal. Management For Voted - For
4. Approval of the Remuneration Payable to Sudhir
Valia, A Director of the Company, As Described in
the Proxy Statement (subject to His Election Under
Proposal 2). Management For Voted - For
4A. The Undersigned Does Not Have A Conflict of
Interest in the Approval of Proposal 4. If You Do
Not Vote on This Item Or Vote Against This Item
Your Vote Will Not Count for Prop 4. for = I
Certify That I Have No Conflict of Interest
(personal Interest)for This Proposal. Against = I
Certify That I Do Have A Conflict of Interest
(personal Interest)for This Proposal. Management For Voted - For
5. Approval of the Remuneration Payable to Dov
Pekelman, A Director of the Company, As Described
in the Proxy Statement. Management For Voted - For
6. Election of Uday Baldota (the Company's Prospective
Ceo) to the Board and Approval of the Remuneration
Payable to Him, As Described in the Proxy Statement. Management For Voted - For
6A. The Undersigned Does Not Have A Conflict of
Interest in the Approval of Proposal 6. If You Do
Not Vote on This Item Or Vote Against This Item
Your Vote Will Not Count for Prop 6. for = I
Certify That I Have No Conflict of Interest
(personal Interest)for This Proposal. Against = I
Certify That I Do Have A Conflict of Interest
(personal Interest)for This Proposal. Management For Voted - For
7A. Election of External Director for A Three-year Term
Commencing As of January 1, 2017: Mrs. Linda
Benshoshan Management For Voted - For
7B. Election of External Director for A Three-year Term
Commencing As of January 1, 2017: Mr. Elhanan Streit Management For Voted - For
7AA The Undersigned Does Not Have A Conflict of
Interest in the Election of Mrs. Linda Benshoshan
Pursuant to Proposal 7a. If You Do Not Vote on This
Item Or Vote Against This Item Your Vote Will Not
Count for Prop 7a. for = I Certify That I Have No
Conflict of Interest (personal Interest)for This
Proposal. Against = I Certify That I Do Have A
Conflict of Interest (personal Interest)for This
Proposal. Management For Voted - For
7BB The Undersigned Does Not Have A Conflict of
Interest in the Election of Mr. Elhanan Streit
Pursuant to Proposal 7b. If You Do Not Vote on This
Item Or Vote Against This Item Your Vote Will Not
Count for Prop 7b. for = I Certify That I Have No
Conflict of Interest (personal Interest)for This
Proposal. Against = I Certify That I Do Have A
Conflict of Interest (personal Interest)for This
Proposal. Management For Voted - For
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
8. Election of Abhay Gandhi to the Board and Approval
of the Remuneration Payable to Him, As Described in
the Proxy Statement. Management For Voted - For
9. Re-appointment of Ziv Haft Certified Public
Accountants (israel), A Bdo Member Firm, As the
Company's Independent Auditors for the Fiscal Year
Ending March 31, 2017 and Authorization of the
Company's Audit Committee And/or Board of Directors
to Fix Their Remuneration. Management For Voted - For
TATA MOTORS LIMITED
SECURITY ID: 876568502 TICKER: TTM
Meeting Date: 09-Aug-16 Meeting Type: Annual
O1 To Receive, Consider and Adopt: (a) the Audited
Financial Statements of the Company for the
Financial Year Ended March 31, 2016 Together with
the Reports of the Directors and the Auditors
Thereon. (b) the Audited Consolidated Financial
Statements of the Company for the Financial Year
Ended March 31, 2016, Together with the Report of
the Auditors Thereon Management For Voted - For
O2 To Declare A Dividend on Ordinary Shares and 'a'
Ordinary Shares Management For Voted - For
O3 To Appoint A Director in Place of Mr Ravindra
Pisharody (din:01875848), Who Retires by Rotation
and Being Eligible, Offers Himself for
Re-appointment Management For Voted - Against
O4 Ratification of Auditors' Appointment Management For Voted - For
S5 Appointment of Mr Guenter Butschek As A Director Management For Voted - Against
S6 Appointment of Mr Guenter Butschek As the Chief
Executive Officer and Managing Director Management For Voted - For
S7 Re-appointment of Mr Ravindra Pisharody - Executive
Director (commercial Vehicles) and Payment of
Remuneration Management For Voted - For
S8 Re-appointment of Mr Satish Borwankar - Executive
Director Quality) and Payment of Remuneration Management For Voted - For
S9 Payment of Remuneration to the Cost Auditor Management For Voted - For
S10 Offer Or Invite for Subscription of Non-convertible
Debentures on A Private Placement Basis Management For Voted - For
Meeting Date: 22-Dec-16 Meeting Type: Special
1. Removal of Mr Cyrus P Mistry As A Director. Management For Voted - Against
2. Removal of Mr Nusli N Wadia As A Director. Management For Voted - Against
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VIDEOCON D2H LIMITED
SECURITY ID: 92657J101 TICKER: VDTH
Meeting Date: 08-May-17 Meeting Type: Annual
1.) To Consider and , If Thought Fit, Approve with Or
Without Modification(s), the Scheme of Arrangement
for Amalgamation Between Videocon D2h Limited and
Dish Tv India Limited and Their Respective
Shareholders and Creditors. Management For Voted - For
MUNICIPAL HIGH INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
PR AQUEDUCT ANS SEWER AUTHORITY (PRASA)
SECURITY ID: 745160QA2
Meeting Date: 30-Mar-17 Meeting Type: Special
1. By Marking "for" I Direct the Institution Holding
My Bonds to Transmit and Confirm My Bond Holding
Information (name, Address, Bond and Amounts Held)
for Recording in the Registry. by Marking "against"
My Bonds Shall be "missing" from the Registry. I
Will Not Receive Directly from the Bond Issuer Any
Official Communications Relating to the Bonds,
Since All Communications Will be Sent Indirectly
Via Third Parties. I May Not Directly Participate
in Any Bondowner Initiative in the Absence of
Actions by Third Parties. Management For Did Not Vote
PR AQUEDUCT ANS SEWER AUTHORITY (PRASA)
SECURITY ID: 745160QB0
Meeting Date: 30-Mar-17 Meeting Type: Special
1. By Marking "for" I Direct the Institution Holding
My Bonds to Transmit and Confirm My Bond Holding
Information (name, Address, Bond and Amounts Held)
for Recording in the Registry. by Marking "against"
My Bonds Shall be "missing" from the Registry. I
Will Not Receive Directly from the Bond Issuer Any
Official Communications Relating to the Bonds,
Since All Communications Will be Sent Indirectly
Via Third Parties. I May Not Directly Participate
in Any Bondowner Initiative in the Absence of
Actions by Third Parties. Management For Did Not Vote
PR CHILDREN'S TRUST
SECURITY ID: 16876QBJ7
Meeting Date: 30-Mar-17 Meeting Type: Special
1. By Marking "for" I Direct the Institution Holding
My Bonds to Transmit and Confirm My Bond Holding
Information (name, Address, Bond and Amounts Held)
for Recording in the Registry. by Marking "against"
My Bonds Shall be "missing" from the Registry. I
Will Not Receive Directly from the Bond Issuer Any
Official Communications Relating to the Bonds,
Since All Communications Will be Sent Indirectly
Via Third Parties. I May Not Directly Participate
in Any Bondowner Initiative in the Absence of
Actions by Third Parties. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-17 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
10 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's (due to Space Limits, See Proxy
Statement for Full Proposal). Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
5. Approval on an Advisory Basis of the Frequency of
the Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
ALPHABET INC
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 07-Jun-17 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Paul S. Otellini Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
1.12 Director: Shirley M. Tilghman Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2017. Management For Voted - For
3. The Approval of an Amendment to Alphabet's 2012
Stock Plan to Increase the Share Reserve by
15,000,000 Shares of Class C Capital Stock. Management For Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. The Approval of the 2016 Compensation Awarded to
Named Executive Officers. Management For Voted - Against
5. The Frequency of Future Stockholder Advisory Votes
Regarding Compensation Awarded to Named Executive
Officers. Management Voted - 1 Year
6. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Political
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - For
10. A Stockholder Proposal Regarding A Charitable
Contributions Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
11. A Stockholder Proposal Regarding the Implementation
of "holy Land Principles," If Properly Presented at
the Meeting. Shareholder Against Voted - Against
12. A Stockholder Proposal Regarding A Report on "fake
News," If Properly Presented at the Meeting. Shareholder Against Voted - Against
AMERICAN WATER WORKS COMPANY, INC.
SECURITY ID: 030420103 TICKER: AWK
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Julie A. Dobson Management For Voted - For
1B. Election of Director: Paul J. Evanson Management For Voted - For
1C. Election of Director: Martha Clark Goss Management For Voted - For
1D. Election of Director: Veronica M. Hagen Management For Voted - For
1E. Election of Director: Julia L. Johnson Management For Voted - For
1F. Election of Director: Karl F. Kurz Management For Voted - For
1G. Election of Director: George Mackenzie Management For Voted - For
1H. Election of Director: Susan N. Story Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. Approval, on an Advisory Basis, of the Frequency of
the Approval, on an Advisory Basis, of the
Compensation of the Company's Named Executive
Officers. Management 1 Year Voted - 1 Year
4. Approval of the American Water Works Company, Inc.
2017 Omnibus Equity Compensation Plan. Management For Voted - For
5. Approval of the American Water Works Company, Inc.
and Its Designated Subsidiaries 2017 Nonqualified
Employee Stock Purchase Plan. Management For Voted - For
6. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2017. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 28-Feb-17 Meeting Type: Annual
1A. Election of Director: James Bell Management For Voted - For
1B. Election of Director: Tim Cook Management For Voted - For
1C. Election of Director: Al Gore Management For Voted - For
1D. Election of Director: Bob Iger Management For Voted - For
1E. Election of Director: Andrea Jung Management For Voted - For
1F. Election of Director: Art Levinson Management For Voted - For
1G. Election of Director: Ron Sugar Management For Voted - For
1H. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Shareholder Votes
on Executive Compensation Management 1 Year Voted - 1 Year
5. A Shareholder Proposal Entitled "charitable Giving
- Recipients, Intents and Benefits" Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Diversity Among
our Senior Management and Board of Directors Shareholder Against Voted - Against
7. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
8. A Shareholder Proposal Entitled "executive
Compensation Reform" Shareholder Against Voted - Against
9. A Shareholder Proposal Entitled "executives to
Retain Significant Stock" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 06-May-17 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Howard G. Buffett Management For Voted - For
1.4 Director: Stephen B. Burke Management For Voted - For
1.5 Director: Susan L. Decker Management For Voted - For
1.6 Director: William H. Gates III Management For Voted - For
1.7 Director: David S. Gottesman Management For Voted - For
1.8 Director: Charlotte Guyman Management For Voted - For
1.9 Director: Thomas S. Murphy Management For Voted - For
1.10 Director: Ronald L. Olson Management For Voted - For
1.11 Director: Walter Scott, Jr. Management For Voted - For
1.12 Director: Meryl B. Witmer Management For Voted - For
2. Non-binding Resolution to Approve the Compensation
of the Company's Named Executive Officers, As
Described in the 2017 Proxy Statement. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Non-binding Resolution to Determine the Frequency
(whether Annual, Biennial Or Triennial) with Which
Shareholders of the Company Shall be Entitled to
Have an Advisory Vote on Executive Compensation. Management Voted - 1 Year
4. Shareholder Proposal Regarding Political
Contributions. Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Methane Gas
Emissions. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Divesting of
Investments in Companies Involved with Fossil Fuels. Shareholder Against Voted - Against
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 25-May-17 Meeting Type: Annual
1A. Election of Director: Abdlatif Yousef Al-hamad Management For Voted - For
1B. Election of Director: Mathis Cabiallavetta Management For Voted - For
1C. Election of Director: Pamela Daley Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
1F. Election of Director: Laurence D. Fink Management For Voted - For
1G. Election of Director: Fabrizio Freda Management For Voted - For
1H. Election of Director: Murry S. Gerber Management For Voted - For
1I. Election of Director: James Grosfeld Management For Voted - For
1J. Election of Director: Robert S. Kapito Management For Voted - For
1K. Election of Director: Sir Deryck Maughan Management For Voted - For
1L. Election of Director: Cheryl D. Mills Management For Voted - For
1M. Election of Director: Gordon M. Nixon Management For Voted - For
1N. Election of Director: Charles H. Robbins Management For Voted - For
1O. Election of Director: IVan G. Seidenberg Management For Voted - For
1P. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1Q. Election of Director: John S. Varley Management For Voted - For
1R. Election of Director: Susan L. Wagner Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - Against
3. Recommendation, in A Non-binding Advisory Vote, on
the Frequency of Future Executive Compensation
Advisory Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As Blackrock's Independent Registered
Public Accounting Firm for the Fiscal Year 2017. Management For Voted - For
5. A Shareholder Proposal Regarding Proxy Voting
Record on Executive Compensation. Shareholder Against Voted - Against
6. A Shareholder Proposal Regarding Production of an
Annual Report on Certain Trade Association and
Lobbying Expenditures. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Dorothy M. Ables Management For Voted - For
1B. Election of Director: Rhys J. Best Management For Voted - For
1C. Election of Director: Robert S. Boswell Management For Voted - For
1D. Election of Director: Dan O. Dinges Management For Voted - For
1E. Election of Director: Robert Kelley Management For Voted - For
1F. Election of Director: W. Matt Ralls Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2017 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Recommend, by Non-binding Advisory Vote, the
Frequency of Future Advisory Votes on Executive
Compensation. Management 1 Year Voted - 1 Year
CELGENE CORPORATION
SECURITY ID: 151020104 TICKER: CELG
Meeting Date: 14-Jun-17 Meeting Type: Annual
1.1 Director: Robert J. Hugin Management For Voted - For
1.2 Director: Mark J. Alles Management For Voted - For
1.3 Director: Richard W Barker D Phil Management For Voted - For
1.4 Director: Michael W. Bonney Management For Voted - For
1.5 Director: Michael D. Casey Management For Voted - For
1.6 Director: Carrie S. Cox Management For Voted - For
1.7 Director: Michael A. Friedman, Md Management For Voted - For
1.8 Director: Julia A. Haller, M.D. Management For Voted - For
1.9 Director: Gilla S. Kaplan, Ph.D. Management For Voted - For
1.10 Director: James J. Loughlin Management For Voted - For
1.11 Director: Ernest Mario, Ph.D. Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2017. Management For Voted - For
3. Approval of an Amendment and Restatement of the
Company's Stock Incentive Plan. Management For Voted - For
4. Approval, by Non-binding Vote, of Executive
Compensation of the Company's Named Executive
Officers. Management For Voted - For
5. To Recommend, by Non-binding Vote, the Frequency of
Executive Compensation Votes. Management 1 Year Voted - 1 Year
6. Stockholder Proposal to Request A By-law Provision
Limiting Management's Access to Vote Tallies Prior
to the Annual Meeting with Respect to Certain
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Executive Pay Matters, Described in More Detail in
the Proxy Statement. Shareholder Against Voted - Against
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 31-May-17 Meeting Type: Annual
1A. Election of Director: W. M. Austin Management For Voted - For
1B. Election of Director: L. F. Deily Management For Voted - For
1C. Election of Director: R. E. Denham Management For Voted - For
1D. Election of Director: A. P. Gast Management For Voted - For
1E. Election of Director: E. Hernandez, Jr. Management For Voted - For
1F. Election of Director: J. M. Huntsman Jr. Management For Voted - For
1G. Election of Director: C. W. Moorman IV Management For Voted - For
1H. Election of Director: D. F. Moyo Management For Voted - For
1I. Election of Director: R. D. Sugar Management For Voted - For
1J. Election of Director: I. G. Thulin Management For Voted - For
1K. Election of Director: J. S. Watson Management For Voted - For
1L. Election of Director: M. K. Wirth Management For Voted - For
2. Ratification of Appointment of Pwc As Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Named Executive Officer Compensation Management 1 Year Voted - 1 Year
5. Report on Lobbying Shareholder Against Voted - Against
6. Report on Feasibility of Policy on Not Doing
Business with Conflict Complicit Governments Shareholder Against Voted - Against
7. Report on Climate Change Impact Assessment Shareholder Against Voted - Abstain
8. Report on Transition to A Low Carbon Economy Shareholder Against Voted - Against
9. Adopt Policy on Independent Chairman Shareholder Against Voted - Against
10. Recommend Independent Director with Environmental
Expertise Shareholder Against Voted - Against
11. Set Special Meetings Threshold at 10% Shareholder Against Voted - Against
CINTAS CORPORATION
SECURITY ID: 172908105 TICKER: CTAS
Meeting Date: 18-Oct-16 Meeting Type: Annual
1A. Election of Director: Gerald S. Adolph Management For Voted - For
1B. Election of Director: John F. Barrett Management For Voted - For
1C. Election of Director: Melanie W. Barstad Management For Voted - For
1D. Election of Director: Robert E. Coletti Management For Voted - For
1E. Election of Director: Richard T. Farmer Management For Voted - For
1F. Election of Director: Scott D. Farmer Management For Voted - For
1G. Election of Director: James J. Johnson Management For Voted - For
1H. Election of Director: Joseph Scaminace Management For Voted - For
1I. Election of Director: Ronald W. Tysoe Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
3. To Approve the Cintas Corporation 2016 Equity and
Incentive Compensation Plan. Management For Voted - Against
4. To Ratify Ernst & Young LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2017. Management For Voted - For
CISCO SYSTEMS, INC.
SECURITY ID: 17275R102 TICKER: CSCO
Meeting Date: 12-Dec-16 Meeting Type: Annual
1A. Election of Director: Carol A. Bartz Management For Voted - For
1B. Election of Director: M. Michele Burns Management For Voted - For
1C. Election of Director: Michael D. Capellas Management For Voted - For
1D. Election of Director: John T. Chambers Management For Voted - For
1E. Election of Director: Amy L. Chang Management For Voted - For
1F. Election of Director: Dr. John L. Hennessy Management For Voted - For
1G. Election of Director: Dr. Kristina M. Johnson Management For Voted - For
1H. Election of Director: Roderick C. Mcgeary Management For Voted - For
1I. Election of Director: Charles H. Robbins Management For Voted - For
1J. Election of Director: Arun Sarin Management For Voted - For
1K. Election of Director: Steven M. West Management For Voted - For
2. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
3. Ratification of PricewaterhouseCoopers LLP As
Cisco's Independent Registered Public Accounting
Firm for Fiscal 2017. Management For Voted - For
4. Approval to Request an Annual Report Relating to
Cisco's Lobbying Policies, Procedures and
Activities. Shareholder Against Voted - Against
5. Approval to Request A Report Disclosing Certain
Employment Data Relating to Cisco's Arab and
Non-arab Employees in Israel- Palestine for Each of
the Past Three Years. Shareholder Against Voted - Against
6. Approval to Request the Board to Form A Committee
to Reassess Policies and Criteria for Decisions
with Respect to Cisco's Business Involvements with
Israel's Settlements. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1B. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1C. Election of Equity Director: Charles P. Carey Management For Voted - For
1D. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1E. Election of Equity Director: Ana Dutra Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1G. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1H. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1I. Election of Equity Director: Leo Melamed Management For Voted - For
1J. Election of Equity Director: Alex J. Pollock Management For Voted - For
1K. Election of Equity Director: John F. Sandner Management For Voted - For
1L. Election of Equity Director: Terry L. Savage Management For Voted - For
1M. Election of Equity Director: William R. Shepard Management For Voted - For
1N. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2017. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
4. Advisory Vote on the Frequency of Future Votes on
the Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
5. Approval of the Amended and Restated Cme Group Inc.
Incentive Plan for our Named Executive Officers. Management For Voted - For
6. Approval of the Amended and Restated Cme Group Inc.
Omnibus Stock Plan. Management For Voted - For
COLGATE-PALMOLIVE COMPANY
SECURITY ID: 194162103 TICKER: CL
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: Charles A. Bancroft Management For Voted - For
1B. Election of Director: John P. Bilbrey Management For Voted - For
1C. Election of Director: John T. Cahill Management For Voted - For
1D. Election of Director: Ian Cook Management For Voted - For
1E. Election of Director: Helene D. Gayle Management For Voted - For
1F. Election of Director: Ellen M. Hancock Management For Voted - For
1G. Election of Director: C. Martin Harris Management For Voted - For
1H. Election of Director: Lorrie M. Norrington Management For Voted - For
1I. Election of Director: Michael B. Polk Management For Voted - For
1J. Election of Director: Stephen I. Sadove Management For Voted - For
2. Ratify Selection of PricewaterhouseCoopers LLP As
Colgate's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. Stockholder Proposal on 15% Threshold to Call
Special Shareowner Meetings, If Properly Presented
at the Meeting. Shareholder Against Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 08-Jun-17 Meeting Type: Annual
1.1 Director: Kenneth J. Bacon Management For Voted - For
1.2 Director: Madeline S. Bell Management For Voted - For
1.3 Director: Sheldon M. Bonovitz Management For Voted - For
1.4 Director: Edward D. Breen Management For Voted - For
1.5 Director: Gerald L. Hassell Management For Voted - For
1.6 Director: Jeffrey A. Honickman Management For Voted - For
1.7 Director: Asuka Nakahara Management For Voted - For
1.8 Director: David C. Novak Management For Voted - For
1.9 Director: Brian L. Roberts Management For Voted - For
1.10 Director: Johnathan A. Rodgers Management For Voted - For
2. Ratification of the Appointment of our Independent
Auditors Management For Voted - For
3. Advisory Vote on Executive Compensation Management For Voted - Against
4. Advisory Vote on the Frequency of the Vote on
Executive Compensation Management 1 Year Voted - 1 Year
5. To Provide A Lobbying Report Shareholder Against Voted - Against
6. To Stop 100-to-one Voting Power Shareholder Against Voted - For
COSTCO WHOLESALE CORPORATION
SECURITY ID: 22160K105 TICKER: COST
Meeting Date: 26-Jan-17 Meeting Type: Annual
1.1 Director: Susan L. Decker Management For Voted - For
1.2 Director: Richard A. Galanti Management For Voted - For
1.3 Director: John W. Meisenbach Management For Voted - For
1.4 Director: Charles T. Munger Management For Voted - For
2. Ratification of Selection of Independent Auditors. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Approval, on an Advisory Basis, of the Frequency of
Holding an Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
DANAHER CORPORATION
SECURITY ID: 235851102 TICKER: DHR
Meeting Date: 09-May-17 Meeting Type: Annual
1A. Election of Director: Donald J. Ehrlich Management For Voted - For
1B. Election of Director: Linda Hefner Filler Management For Voted - For
1C. Election of Director: Robert J. Hugin Management For Voted - For
1D. Election of Director: Thomas P. Joyce, Jr. Management For Voted - For
1E. Election of Director: Teri List- Stoll Management For Voted - For
1F. Election of Director: Walter G. Lohr, Jr. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director: Mitchell P. Rales Management For Voted - For
1H. Election of Director: Steven M. Rales Management For Voted - For
1I. Election of Director: John T. Schwieters Management For Voted - For
1J. Election of Director: Alan G. Spoon Management For Voted - For
1K. Election of Director: Raymond C. Stevens, Ph.D. Management For Voted - For
1L. Election of Director: Elias A. Zerhouni, M.D. Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP As
Danaher's Independent Registered Public Accounting
Firm for the Year Ending December 31, 2017. Management For Voted - For
3. To Approve Certain Amendments to Danaher's 2007
Stock Incentive Plan and the Material Terms of the
Performance Goals Under the Plan. Management For Voted - For
4. To Approve Certain Amendments to Danaher's 2007
Executive Incentive Compensation Plan and the
Material Terms of the Performance Goals Under the
Plan. Management For Voted - For
5. To Approve on an Advisory Basis the Company's Named
Executive Officer Compensation. Management For Voted - For
6. To Hold an Advisory Vote Relating to the Frequency
of Future Shareholder Advisory Votes on the
Company's Named Executive Officer Compensation. Management 1 Year Voted - 1 Year
7. To Act Upon A Shareholder Proposal Requesting That
Danaher Adopt and Report on Goals to Reduce
Greenhouse Gas Emissions. Shareholder Against Voted - Against
ECOLAB INC.
SECURITY ID: 278865100 TICKER: ECL
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Barbara J. Beck Management For Voted - For
1C. Election of Director: Leslie S. Biller Management For Voted - For
1D. Election of Director: Carl M. Casale Management For Voted - For
1E. Election of Director: Stephen I. Chazen Management For Voted - For
1F. Election of Director: Jeffrey M. Ettinger Management For Voted - For
1G. Election of Director: Arthur J. Higgins Management For Voted - For
1H. Election of Director: Michael Larson Management For Voted - For
1I. Election of Director: David W. Maclennan Management For Voted - For
1J. Election of Director: Tracy B. Mckibben Management For Voted - For
1K. Election of Director: Victoria J. Reich Management For Voted - For
1L. Election of Director: Suzanne M. Vautrinot Management For Voted - For
1M. Election of Director: John J. Zillmer Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Current Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve the Compensation of
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. Advisory Vote on the Frequency of Future
Stockholder Advisory Votes on Executive
Compensation. Management 1 Year Voted - 1 Year
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Michael A. Mussallem Management For Voted - For
1B. Election of Director: Kieran T. Gallahue Management For Voted - For
1C. Election of Director: Leslie S. Heisz Management For Voted - For
1D. Election of Director: William J. Link, Ph.D. Management For Voted - For
1E. Election of Director: Steven R. Loranger Management For Voted - For
1F. Election of Director: Martha H. Marsh Management For Voted - For
1G. Election of Director: Wesley W. Von Schack Management For Voted - For
1H. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote to Approve Executive Compensation
Every One, Two Or Three Years Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
4. Amendment and Restatement of the Long-term Stock
Incentive Compensation Program Management For Voted - For
5. Amendment and Restatement of the U.S. Employee
Stock Purchase Plan Management For Voted - For
6. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
ELI LILLY AND COMPANY
SECURITY ID: 532457108 TICKER: LLY
Meeting Date: 01-May-17 Meeting Type: Annual
1A. Election of Director: M. L. Eskew Management For Voted - For
1B. Election of Director: W. G. Kaelin, Jr. Management For Voted - For
1C. Election of Director: J. C. Lechleiter Management For Voted - For
1D. Election of Director: D. A. Ricks Management For Voted - For
1E. Election of Director: M. S. Runge Management For Voted - For
2. Advisory Vote on Compensation Paid to the Company's
Named Executive Officers. Management For Voted - For
3. Advisory Vote Regarding the Frequency of Advisory
Votes on Compensation Paid to the Company's Named
Executive Officers. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment by the Audit
Committee of the Board of Directors of Ernst &
Young LLP As Principal Independent Auditor for 2017. Management For Voted - For
5. Approve Amendment to the Lilly Directors' Deferral
Plan. Management For Voted - For
6. Consideration of A Shareholder Proposal Seeking A
Report Regarding Direct and Indirect Political
Contributions. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EQUIFAX INC.
SECURITY ID: 294429105 TICKER: EFX
Meeting Date: 04-May-17 Meeting Type: Annual
1A. Election of Director: Robert D. Daleo Management For Voted - For
1B. Election of Director: Walter W. Driver, Jr. Management For Voted - For
1C. Election of Director: Mark L. Feidler Management For Voted - For
1D. Election of Director: G. Thomas Hough Management For Voted - For
1E. Election of Director: L. Phillip Humann Management For Voted - For
1F. Election of Director: Robert D. Marcus Management For Voted - For
1G. Election of Director: Siri S. Marshall Management For Voted - For
1H. Election of Director: John A. Mckinley Management For Voted - For
1I. Election of Director: Richard F. Smith Management For Voted - For
1J. Election of Director: Elane B. Stock Management For Voted - For
1K. Election of Director: Mark B. Templeton Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Advisory Vote on Frequency of Future Say-on-pay
Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Ernst & Young
LLP As Independent Registered Public Accounting
Firm for 2017. Management For Voted - For
5. Shareholder Proposal Regarding Political
Contributions Disclosure. Shareholder Against Voted - Against
ESSEX PROPERTY TRUST, INC.
SECURITY ID: 297178105 TICKER: ESS
Meeting Date: 16-May-17 Meeting Type: Annual
1.1 Director: Keith R. Guericke Management For Voted - For
1.2 Director: Irving F. Lyons, III Management For Voted - For
1.3 Director: George M. Marcus Management For Voted - For
1.4 Director: Gary P. Martin Management For Voted - For
1.5 Director: Issie N. Rabinovitch Management For Voted - For
1.6 Director: Thomas E. Robinson Management For Voted - For
1.7 Director: Michael J. Schall Management For Voted - For
1.8 Director: Byron A. Scordelis Management For Voted - For
1.9 Director: Janice L. Sears Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm for
the Company for the Year Ending December 31, 2017. Management For Voted - For
3. Advisory Vote to Approve the Company's Named
Executive Officer Compensation. Management For Voted - For
4. Advisory Vote to Determine the Frequency of Named
Executive Officer Compensation Advisory Votes. Management 1 Year Voted - 1 Year
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 31-May-17 Meeting Type: Annual
1.1 Director: Susan K. Avery Management For Voted - For
1.2 Director: Michael J. Boskin Management For Voted - For
1.3 Director: Angela F. Braly Management For Voted - For
1.4 Director: Ursula M. Burns Management For Voted - For
1.5 Director: Henrietta H. Fore Management For Voted - For
1.6 Director: Kenneth C. Frazier Management For Voted - For
1.7 Director: Douglas R. Oberhelman Management For Voted - For
1.8 Director: Samuel J. Palmisano Management For Voted - For
1.9 Director: Steven S Reinemund Management For Voted - For
1.10 Director: William C. Weldon Management For Voted - For
1.11 Director: Darren W. Woods Management For Voted - For
2. Ratification of Independent Auditors (page 24) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 25) Management For Voted - For
4. Frequency of Advisory Vote on Executive
Compensation (page 25) Management 1 Year Voted - 1 Year
5. Independent Chairman (page 53) Shareholder Against Voted - Against
6. Majority Vote for Directors (page 54) Shareholder Against Voted - For
7. Special Shareholder Meetings (page 55) Shareholder Against Voted - For
8. Restrict Precatory Proposals (page 56) Shareholder Against Voted - Against
9. Report on Compensation for Women (page 57) Shareholder Against Voted - Against
10. Report on Lobbying (page 59) Shareholder Against Voted - Against
11. Increase Capital Distributions in Lieu of
Investment (page 60) Shareholder Against Voted - Against
12. Report on Impacts of Climate Change Policies (page
62) Shareholder Against Voted - For
13. Report on Methane Emissions (page 64) Shareholder Against Voted - For
FACEBOOK INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 01-Jun-17 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: S.d.desmond-hellmann Management For Voted - For
1.4 Director: Reed Hastings Management For Voted - For
1.5 Director: Jan Koum Management For Voted - For
1.6 Director: Sheryl K. Sandberg Management For Voted - For
1.7 Director: Peter A. Thiel Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2017. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - For
4. A Stockholder Proposal Regarding A Lobbying Report. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding False News. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Gender Pay
Equity Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding an Independent
Chair. Shareholder Against Voted - Against
HONEYWELL INTERNATIONAL INC.
SECURITY ID: 438516106 TICKER: HON
Meeting Date: 24-Apr-17 Meeting Type: Annual
1A. Election of Director: Darius Adamczyk Management For Voted - For
1B. Election of Director: William S. Ayer Management For Voted - For
1C. Election of Director: Kevin Burke Management For Voted - For
1D. Election of Director: Jaime Chico Pardo Management For Voted - For
1E. Election of Director: David M. Cote Management For Voted - For
1F. Election of Director: D. Scott Davis Management For Voted - For
1G. Election of Director: Linnet F. Deily Management For Voted - For
1H. Election of Director: Judd Gregg Management For Voted - For
1I. Election of Director: Clive Hollick Management For Voted - For
1J. Election of Director: Grace D. Lieblein Management For Voted - For
1K. Election of Director: George Paz Management For Voted - For
1L. Election of Director: Bradley T. Sheares Management For Voted - For
1M. Election of Director: Robin L. Washington Management For Voted - For
2. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. Approval of Independent Accountants. Management For Voted - For
5. Independent Board Chairman. Shareholder Against Voted - Against
6. Political Lobbying and Contributions. Shareholder Against Voted - Against
INGERSOLL-RAND PLC
SECURITY ID: G47791101 TICKER: IR
Meeting Date: 08-Jun-17 Meeting Type: Annual
1A. Election of Director: Ann C. Berzin Management For Voted - For
1B. Election of Director: John Bruton Management For Voted - For
1C. Election of Director: Jared L. Cohon Management For Voted - For
1D. Election of Director: Gary D. Forsee Management For Voted - For
1E. Election of Director: Linda P. Hudson Management For Voted - For
1F. Election of Director: Michael W. Lamach Management For Voted - For
1G. Election of Director: Myles P. Lee Management For Voted - For
1H. Election of Director: John P. Surma Management For Voted - For
1I. Election of Director: Richard J. Swift Management For Voted - For
1J. Election of Director: Tony L. White Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Approval of the Compensation of the
Company's Named Executive Officers. Management For Voted - For
3. Advisory Vote on the Frequency of the Advisory Vote
on the Compensation of our Named Executive Officers. Management 1 Year Voted - 1 Year
4. Approval of the Appointment of Independent Auditors
of the Company and Authorization of the Audit
Committee of the Board of Directors to Set the
Auditors' Remuneration. Management For Voted - For
5. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares. Management For Voted - For
6. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares for Cash Without First
Offering Shares to Existing Shareholders. (special
Resolution) Management For Voted - For
7. Determination of the Price Range at Which the
Company Can Re-allot Shares That It Holds As
Treasury Shares. (special Resolution) Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 27-Apr-17 Meeting Type: Annual
1A. Election of Director: Mary C. Beckerle Management For Voted - For
1B. Election of Director: D. Scott Davis Management For Voted - For
1C. Election of Director: Ian E. L. Davis Management For Voted - For
1D. Election of Director: Alex Gorsky Management For Voted - For
1E. Election of Director: Mark B. Mcclellan Management For Voted - For
1F. Election of Director: Anne M. Mulcahy Management For Voted - For
1G. Election of Director: William D. Perez Management For Voted - For
1H. Election of Director: Charles Prince Management For Voted - For
1I. Election of Director: A. Eugene Washington Management For Voted - For
1J. Election of Director: Ronald A. Williams Management For Voted - For
2. Advisory Vote on Frequency of Voting to Approve
Named Executive Officer Compensation Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Re-approval of the Material Terms of Performance
Goals Under the 2012 Long-term Incentive Plan Management For Voted - Against
5. Ratification of Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2017 Management For Voted - For
6. Shareholder Proposal - Independent Board Chairman Shareholder Against Voted - Against
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 16-May-17 Meeting Type: Annual
1A. Election of Director: Linda B. Bammann Management For Voted - For
1B. Election of Director: James A. Bell Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Crandall C. Bowles Management For Voted - For
1D. Election of Director: Stephen B. Burke Management For Voted - For
1E. Election of Director: Todd A. Combs Management For Voted - For
1F. Election of Director: James S. Crown Management For Voted - For
1G. Election of Director: James Dimon Management For Voted - For
1H. Election of Director: Timothy P. Flynn Management For Voted - For
1I. Election of Director: Laban P. Jackson, Jr. Management For Voted - For
1J. Election of Director: Michael A. Neal Management For Voted - For
1K. Election of Director: Lee R. Raymond Management For Voted - For
1L. Election of Director: William C. Weldon Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
4. Advisory Vote on Frequency of Advisory Resolution
to Approve Executive Compensation Management 1 Year Voted - 1 Year
5. Independent Board Chairman Shareholder Against Voted - Against
6. Vesting for Government Service Shareholder Against Voted - Against
7. Clawback Amendment Shareholder Against Voted - Against
8. Gender Pay Equity Shareholder Against Voted - For
9. How Votes are Counted Shareholder Against Voted - Against
10. Special Shareowner Meetings Shareholder Against Voted - For
LENNOX INTERNATIONAL INC.
SECURITY ID: 526107107 TICKER: LII
Meeting Date: 18-May-17 Meeting Type: Annual
1.1 Director: Janet K. Cooper Management For Voted - For
1.2 Director: John W. Norris, III Management For Voted - For
1.3 Director: Karen H. Quintos Management For Voted - For
1.4 Director: Paul W. Schmidt Management For Voted - For
2. Ratifying the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
3. Advisory Vote to Approve the Compensation of the
Named Executive Officers As Disclosed in our Proxy
Statement. Management For Voted - For
4. Advisory Vote on the Frequency of Future Advisory
Votes on the Compensation of the Named Executive
Officers As Disclosed in our Proxy Statement. Management 1 Year Voted - 1 Year
LOWE'S COMPANIES, INC.
SECURITY ID: 548661107 TICKER: LOW
Meeting Date: 02-Jun-17 Meeting Type: Annual
1.1 Director: Raul Alvarez Management For Voted - For
1.2 Director: Angela F. Braly Management For Voted - For
1.3 Director: Sandra B. Cochran Management For Voted - For
1.4 Director: Laurie Z. Douglas Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Director: Richard W. Dreiling Management For Voted - For
1.6 Director: Robert L. Johnson Management For Voted - For
1.7 Director: Marshall O. Larsen Management For Voted - For
1.8 Director: James H. Morgan Management For Voted - For
1.9 Director: Robert A. Niblock Management For Voted - For
1.10 Director: Bertram L. Scott Management For Voted - For
1.11 Director: Eric C. Wiseman Management For Voted - For
2. Advisory Vote to Approve Lowe's Named Executive
Officer Compensation in Fiscal 2016. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Lowe's Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As Lowe's Independent Registered Public
Accounting Firm for Fiscal 2017. Management For Voted - For
5. Proposal Regarding the Feasibility of Setting
Renewable Energy Sourcing Targets. Shareholder Against Voted - Against
MAGNA INTERNATIONAL INC.
SECURITY ID: 559222401 TICKER: MGA
Meeting Date: 11-May-17 Meeting Type: Annual
1.1 Director: Scott B. Bonham Management For Voted - For
1.2 Director: Peter G. Bowie Management For Voted - For
1.3 Director: Lady Barbara Judge Management For Voted - For
1.4 Director: Dr. Kurt J. Lauk Management For Voted - For
1.5 Director: Cynthia A. Niekamp Management For Voted - For
1.6 Director: William A. Ruh Management For Voted - For
1.7 Director: Dr. I.v. Samarasekera Management For Voted - For
1.8 Director: Donald J. Walker Management For Voted - For
1.9 Director: Lawrence D. Worrall Management For Voted - For
1.10 Director: William L. Young Management For Voted - For
02 Reappointment of Deloitte LLP As the Independent
Auditor of the Corporation and Authorization of the
Audit Committee to Fix the Independent Auditor's
Remuneration. Management For Voted - For
03 Resolved, on an Advisory Basis and Not to Diminish
the Roles and Responsibilities of the Board of
Directors, That the Shareholders Accept the
Approach to Executive Compensation Disclosed in the
Accompanying Management Information Circular/proxy
Statement. Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 27-Jun-17 Meeting Type: Annual
1A. Election of Director: Richard Haythornthwaite Management For Voted - For
1B. Election of Director: Ajay Banga Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1C. Election of Director: Silvio Barzi Management For Voted - For
1D. Election of Director: David R. Carlucci Management For Voted - For
1E. Election of Director: Steven J. Freiberg Management For Voted - For
1F. Election of Director: Julius Genachowski Management For Voted - For
1G. Election of Director: Merit E. Janow Management For Voted - For
1H. Election of Director: Nancy J. Karch Management For Voted - For
1I. Election of Director: Oki Matsumoto Management For Voted - For
1J. Election of Director: Rima Qureshi Management For Voted - For
1K. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1L. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. Re-approval of the Material Terms of the
Performance Goals Under Mastercard's 2006 Long Term
Incentive Plan, As Amended and Restated, for 162(m)
Purposes Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2017 Management For Voted - For
6. Consideration of A Stockholder Proposal on Gender
Pay Equity Shareholder Against Voted - Against
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 24-May-17 Meeting Type: Annual
1A. Election of Director: Lloyd Dean Management For Voted - For
1B. Election of Director: Stephen Easterbrook Management For Voted - For
1C. Election of Director: Robert Eckert Management For Voted - For
1D. Election of Director: Margaret Georgiadis Management For Voted - For
1E. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1F. Election of Director: Jeanne Jackson Management For Voted - For
1G. Election of Director: Richard Lenny Management For Voted - For
1H. Election of Director: John Mulligan Management For Voted - For
1I. Election of Director: Sheila Penrose Management For Voted - For
1J. Election of Director: John Rogers, Jr. Management For Voted - For
1K. Election of Director: Miles White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
4. Approval of the Material Terms of the Performance
Goals for Awards Under the Mcdonald's Corporation
2012 Omnibus Stock Ownership Plan. Management For Voted - For
5. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2017. Management For Voted - For
6. Advisory Vote on A Shareholder Proposal Requesting
A Change to the Vote-counting Standard for
Shareholder Proposals, If Properly Presented. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Advisory Vote on A Shareholder Proposal Regarding
the Threshold to Call Special Shareholder Meetings,
If Properly Presented. Shareholder Against Voted - For
8. Advisory Vote on A Shareholder Proposal to Issue A
Class of Preferred Stock with the Right to Elect
Its Own Director, If Properly Presented. Shareholder Against Voted - Against
9. Advisory Vote on A Shareholder Proposal Requesting
That the Board Make All Lawful Efforts to Implement
And/or Increase Activity on the Holy Land
Principles, If Properly Presented. Shareholder Against Voted - Against
10. Advisory Vote on A Shareholder Proposal Requesting
the Board to Update the Company's Policy Regarding
Use of Antibiotics by Its Meat Suppliers, If
Properly Presented. Shareholder Against Voted - Against
11. Advisory Vote on A Shareholder Proposal Requesting
A Report Assessing the Environmental Impacts of
Polystyrene Foam Beverage Cups, If Properly
Presented. Shareholder Against Voted - Against
12. Advisory Vote on A Shareholder Proposal Requesting
A Report on Charitable Contributions, If Properly
Presented. Shareholder Against Voted - Against
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 30-Nov-16 Meeting Type: Annual
1A. Election of Director: William H. Gates III Management For Voted - For
1B. Election of Director: Teri L. List- Stoll Management For Voted - For
1C. Election of Director: G. Mason Morfit Management For Voted - For
1D. Election of Director: Satya Nadella Management For Voted - For
1E. Election of Director: Charles H. Noski Management For Voted - For
1F. Election of Director: Helmut Panke Management For Voted - For
1G. Election of Director: Sandra E. Peterson Management For Voted - For
1H. Election of Director: Charles W. Scharf Management For Voted - For
1I. Election of Director: John W. Stanton Management For Voted - For
1J. Election of Director: John W. Thompson Management For Voted - For
1K. Election of Director: Padmasree Warrior Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Deloitte & Touche LLP As our
Independent Auditor for Fiscal Year 2017 Management For Voted - For
4. Approval of Amendment to our Amended and Restated
Articles of Incorporation Management For Voted - For
5. Approval of French Sub Plan Under the 2001 Stock
Plan Management For Voted - For
6. Shareholder Proposal - Requesting Certain Proxy
Access Bylaw Amendments Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Wesley G. Bush Management For Voted - For
1B. Election of Director: Marianne C. Brown Management For Voted - For
1C. Election of Director: Victor H. Fazio Management For Voted - For
1D. Election of Director: Donald E. Felsinger Management For Voted - For
1E. Election of Director: Ann M. Fudge Management For Voted - For
1F. Election of Director: Bruce S. Gordon Management For Voted - For
1G. Election of Director: William H. Hernandez Management For Voted - For
1H. Election of Director: Madeleine A. Kleiner Management For Voted - For
1I. Election of Director: Karl J. Krapek Management For Voted - For
1J. Election of Director: Gary Roughead Management For Voted - For
1K. Election of Director: Thomas M. Schoewe Management For Voted - For
1L. Election of Director: James S. Turley Management For Voted - For
1M. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to Approve, on an Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to Vote on the Preferred Frequency of
Future Advisory Votes on the Compensation of the
Company's Named Executive Officers. Management 1 Year Voted - 1 Year
4. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2017. Management For Voted - For
NXP SEMICONDUCTORS NV.
SECURITY ID: N6596X109 TICKER: NXPI
Meeting Date: 27-Jan-17 Meeting Type: Special
3.A The Proposal to Appoint Mr. Steve Mollenkopf As
Executive Director Subject to and Conditional Upon
the Occurrence of and Effective As of Closing. Management For Voted - Against
3.B The Proposal to Appoint Mr. Derek K. Aberle As
Non-executive (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - Against
3.C The Proposal to Appoint Mr. George S. Davis As
Non-executive Director Subject to and Conditional
Upon the Occurrence of and Effective As of Closing. Management For Voted - Against
3.D The Proposal to Appoint Mr. Donald J. Rosenberg As
Non- Executive (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - Against
3.E The Proposal to Appoint Mr. Brian Modoff As
Non-executive Director Subject to and Conditional
Upon the Occurrence of and Effective As of Closing. Management For Voted - Against
4. The Proposal to Grant Full and Final Discharge to
Each Member (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5.A The Proposal to Approve of the Asset Sale As
Required Under Article 2:107a of the Dutch Civil
Code Conditional Upon and Subject to (i) Buyer
Having Accepted for Payment the Acquired Shares and
(ii) the Number of Acquired Shares Meeting the
Asset Sale Threshold. Management For Voted - For
5.B The Proposal to (i) Dissolve Nxp (ii) Appoint
Stichting (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
6.A The Proposal to Amend Nxp's Articles of
Association, Subject to Closing. Management For Voted - For
6.B The Proposal to Convert Nxp and Amend the Articles
of Association, Subject to Delisting of Nxp from
Nasdaq. Management For Voted - For
Meeting Date: 01-Jun-17 Meeting Type: Annual
2-C Adoption of the 2016 Statutory Annual Accounts. Management For Voted - For
2-D Granting Discharge to the Directors for Their
Responsibilities in the Financial Year 2016. Management For Voted - For
3-A Proposal to Re-appoint Mr. Richard L. Clemmer As
Executive Director with Effect from June 1, 2017. Management For Voted - For
3-B Proposal to Re-appoint Sir Peter Bonfield As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-C Proposal to Re-appoint Mr. Johannes P. Huth As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-D Proposal to Re-appoint Mr. Kenneth A. Goldman As
Non- Executive Director with Effect from June 1,
2017. Management For Voted - For
3-E Proposal to Re-appoint Dr. Marion Helmes As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-F Proposal to Re-appoint Mr. Joseph Kaeser As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-G Proposal to Re-appoint Mr. Ian Loring As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-H Proposal to Re-appoint Mr. Eric Meurice As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-I Proposal to Re-appoint Mr. Peter Smitham As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-J Proposal to Re-appoint Ms. Julie Southern As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
3-K Proposal to Re-appoint Mr. Gregory Summe As
Non-executive Director with Effect from June 1,
2017. Management For Voted - For
4-A Authorization of the Board of Directors to Issue
Shares Or Grant Rights to Acquire Shares. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4-B Authorization of the Board of Directors to Restrict
Or Exclude Pre-emption Rights. Management For Voted - For
5 Authorization of the Board of Directors to
Repurchase Shares in the Company's Capital. Management For Voted - For
6 Authorization to Cancel Repurchased Shares in the
Company's Capital. Management For Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Shona L. Brown Management For Voted - For
1B. Election of Director: George W. Buckley Management For Voted - For
1C. Election of Director: Cesar Conde Management For Voted - For
1D. Election of Director: Ian M. Cook Management For Voted - For
1E. Election of Director: Dina Dublon Management For Voted - For
1F. Election of Director: Rona A. Fairhead Management For Voted - For
1G. Election of Director: Richard W. Fisher Management For Voted - For
1H. Election of Director: William R. Johnson Management For Voted - For
1I. Election of Director: Indra K. Nooyi Management For Voted - For
1J. Election of Director: David C. Page Management For Voted - For
1K. Election of Director: Robert C. Pohlad Management For Voted - For
1L. Election of Director: Daniel Vasella Management For Voted - For
1M. Election of Director: Darren Walker Management For Voted - For
1N. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2017. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Advisory Vote on Frequency of Future Shareholder
Advisory Approval of the Company's Executive
Compensation. Management 1 Year Voted - 1 Year
5. Report Regarding Pesticide Pollution. Shareholder Against Voted - Against
6. Implementation of Holy Land Principles. Shareholder Against Voted - Against
PG&E CORPORATION
SECURITY ID: 69331C108 TICKER: PCG
Meeting Date: 30-May-17 Meeting Type: Annual
1A. Election of Director: Lewis Chew Management For Voted - For
1B. Election of Director: Anthony F. Earley, Jr. Management For Voted - For
1C. Election of Director: Fred J. Fowler Management For Voted - For
1D. Election of Director: Jeh C. Johnson Management For Voted - For
1E. Election of Director: Richard C. Kelly Management For Voted - For
1F. Election of Director: Roger H. Kimmel Management For Voted - For
1G. Election of Director: Richard A. Meserve Management For Voted - For
1H. Election of Director: Forrest E. Miller Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: Eric D. Mullins Management For Voted - For
1J. Election of Director: Rosendo G. Parra Management For Voted - For
1K. Election of Director: Barbara L. Rambo Management For Voted - For
1L. Election of Director: Anne Shen Smith Management For Voted - For
1M. Election of Director: Geisha J. Williams Management For Voted - For
2. Ratification of Appointment of the Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve the Company's Executive
Compensation Management For Voted - For
4. Advisory Vote on the Frequency of the Advisory Vote
on Executive Compensation Management 1 Year Voted - 1 Year
5. Shareholder Proposal: Customer Approval of
Charitable Giving Program Shareholder Against Voted - Against
PIONEER NATURAL RESOURCES COMPANY
SECURITY ID: 723787107 TICKER: PXD
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Edison C. Buchanan Management For Voted - For
1B. Election of Director: Andrew F. Cates Management For Voted - For
1C. Election of Director: Timothy L. Dove Management For Voted - For
1D. Election of Director: Phillip A. Gobe Management For Voted - For
1E. Election of Director: Larry R. Grillot Management For Voted - For
1F. Election of Director: Stacy P. Methvin Management For Voted - For
1G. Election of Director: Royce W. Mitchell Management For Voted - For
1H. Election of Director: Frank A. Risch Management For Voted - For
1I. Election of Director: Scott D. Sheffield Management For Voted - For
1J. Election of Director: Mona K. Sutphen Management For Voted - For
1K. Election of Director: J. Kenneth Thompson Management For Voted - For
1L. Election of Director: Phoebe A. Wood Management For Voted - For
1M. Election of Director: Michael D. Wortley Management For Voted - For
2. Ratification of Selection of Ernst & Young LLP As
the Company's Independent Registered Public
Accounting Firm for 2017 Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Advisory Vote Regarding Frequency of Future
Stockholder Advisory Votes on Executive Compensation Management 1 Year Voted - 1 Year
5. Stockholder Proposal Relating to A Sustainability
Report Shareholder Against Voted - For
PULTEGROUP, INC.
SECURITY ID: 745867101 TICKER: PHM
Meeting Date: 03-May-17 Meeting Type: Annual
1A. Election of Director: Brian P. Anderson Management For Voted - For
1B. Election of Director: Bryce Blair Management For Voted - For
1C. Election of Director: Richard W. Dreiling Management For Voted - For
1D. Election of Director: Thomas J. Folliard Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Joshua Gotbaum Management For Voted - For
1F. Election of Director: Cheryl W. Grise Management For Voted - For
1G. Election of Director: Andre J. Hawaux Management For Voted - For
1H. Election of Director: Ryan R. Marshall Management For Voted - For
1I. Election of Director: Patrick J. O'leary Management For Voted - For
1J. Election of Director: John R. Peshkin Management For Voted - For
1K. Election of Director: Scott F. Powers Management For Voted - For
1L. Election of Director: William J. Pulte Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As our Independent Registered Public
Accounting Firm. Management For Voted - For
3. An Advisory Vote to Approve Executive Compensation. Management For Voted - For
4. An Advisory Vote to Approve the Frequency of the
Advisory Vote Regarding Executive Compensation. Management 1 Year Voted - 1 Year
RAYTHEON COMPANY
SECURITY ID: 755111507 TICKER: RTN
Meeting Date: 25-May-17 Meeting Type: Annual
1A. Election of Director: Tracy A. Atkinson Management For Voted - For
1B. Election of Director: Robert E. Beauchamp Management For Voted - For
1C. Election of Director: Vernon E. Clark Management For Voted - For
1D. Election of Director: Stephen J. Hadley Management For Voted - For
1E. Election of Director: Thomas A. Kennedy Management For Voted - For
1F. Election of Director: Letitia A. Long Management For Voted - For
1G. Election of Director: George R. Oliver Management For Voted - For
1H. Election of Director: Dinesh C. Paliwal Management For Voted - Against
1I. Election of Director: William R. Spivey Management For Voted - For
1J. Election of Director: James A. Winnefeld, Jr. Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation Management 1 Year Voted - 1 Year
4. Approval of the Raytheon 2017 Incentive Plan for
Section 162(m) Purposes Management For Voted - For
5. Ratification of Independent Auditors Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 05-Apr-17 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Tore I. Sandvold Management For Voted - For
1L. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Conduct an Advisory Vote on the Frequency of
Future Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Approve the Company's 2016 Financial Statements
and the Board's 2016 Declarations of Dividends. Management For Voted - For
5. To Approve the Appointment of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
6. To Approve the Adoption of the 2017 Schlumberger
Omnibus Stock Incentive Plan. Management For Voted - For
7. To Approve an Amendment and Restatement of the
Schlumberger Discounted Stock Purchase Plan. Management For Voted - For
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 22-Mar-17 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: William W. Bradley Management For Voted - For
1C. Election of Director: Rosalind Brewer Management For Voted - For
1D. Election of Director: Mary N. Dillon Management For Voted - For
1E. Election of Director: Robert M. Gates Management For Voted - For
1F. Election of Director: Mellody Hobson Management For Voted - For
1G. Election of Director: Kevin R. Johnson Management For Voted - For
1H. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1I. Election of Director: Satya Nadella Management For Voted - For
1J. Election of Director: Joshua Cooper Ramo Management For Voted - For
1K. Election of Director: Clara Shih Management For Voted - For
1L. Election of Director: Javier G. Teruel Management For Voted - For
1M. Election of Director: Myron E. Ullman, III Management For Voted - For
1N. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2017. Management For Voted - For
5. Amend Proxy Access Bylaw. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
SUNTRUST BANKS, INC.
SECURITY ID: 867914103 TICKER: STI
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Dallas S. Clement Management For Voted - For
1B. Election of Director: Paul R. Garcia Management For Voted - For
1C. Election of Director: M. Douglas IVester Management For Voted - For
1D. Election of Director: Kyle Prechtl Legg Management For Voted - For
1E. Election of Director: Donna S. Morea Management For Voted - For
1F. Election of Director: David M. Ratcliffe Management For Voted - For
1G. Election of Director: William H. Rogers, Jr. Management For Voted - For
1H. Election of Director: Agnes Bundy Scanlan Management For Voted - For
1I. Election of Director: Frank P. Scruggs, Jr. Management For Voted - For
1J. Election of Director: Bruce L. Tanner Management For Voted - For
1K. Election of Director: Thomas R. Watjen Management For Voted - For
1L. Election of Director: Dr. Phail Wynn, Jr. Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Recommend That A Non-binding, Advisory Vote to
Approve the Compensation of the Company's Named
Executive Officers be Put to Shareholders for Their
Consideration Every: One; Two; Or Three Years. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Ernst & Young LLP As
our Independent Auditor for 2017. Management For Voted - For
THE DOW CHEMICAL COMPANY
SECURITY ID: 260543103 TICKER: DOW
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Ajay Banga Management For Voted - For
1B. Election of Director: Jacqueline K. Barton Management For Voted - For
1C. Election of Director: James A. Bell Management For Voted - For
1D. Election of Director: Richard K. Davis Management For Voted - For
1E. Election of Director: Jeff M. Fettig Management For Voted - For
1F. Election of Director: Andrew N. Liveris Management For Voted - For
1G. Election of Director: Mark Loughridge Management For Voted - For
1H. Election of Director: Raymond J. Milchovich Management For Voted - For
1I. Election of Director: Robert S. (steve) Miller Management For Voted - For
1J. Election of Director: Paul Polman Management For Voted - For
1K. Election of Director: Dennis H. Reilley Management For Voted - For
1L. Election of Director: James M. Ringler Management For Voted - For
1M. Election of Director: Ruth G. Shaw Management For Voted - For
2. Ratification of the Appointment of the Independent
Registered Public Accounting Firm. Management For Voted - For
3. Advisory Resolution to Approve Executive
Compensation. Management For Voted - For
4. Advisory Resolution on the Frequency of Future
Advisory Votes to Approve Executive Compensation. Management 1 Year Voted - 1 Year
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 18-May-17 Meeting Type: Annual
1A. Election of Director: Gerard J. Arpey Management For Voted - For
1B. Election of Director: Ari Bousbib Management For Voted - For
1C. Election of Director: Jeffery H. Boyd Management For Voted - For
1D. Election of Director: Gregory D. Brenneman Management For Voted - For
1E. Election of Director: J. Frank Brown Management For Voted - For
1F. Election of Director: Albert P. Carey Management For Voted - For
1G. Election of Director: Armando Codina Management For Voted - For
1H. Election of Director: Helena B. Foulkes Management For Voted - For
1I. Election of Director: Linda R. Gooden Management For Voted - For
1J. Election of Director: Wayne M. Hewett Management For Voted - For
1K. Election of Director: Karen L. Katen Management For Voted - For
1L. Election of Director: Craig A. Menear Management For Voted - For
1M. Election of Director: Mark Vadon Management For Voted - For
2. Ratification of the Appointment of KPMG LLP. Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
("say-on- Pay"). Management For Voted - For
4. Advisory Vote on the Frequency of Future Say-on-pay
Votes. Management 1 Year Voted - 1 Year
5. Shareholder Proposal Regarding Preparation of an
Employment Diversity Report. Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Advisory Vote on
Political Contributions. Shareholder Against Voted - Against
7. Shareholder Proposal to Reduce the Threshold to
Call Special Shareholder Meetings to 15% of
Outstanding Shares. Shareholder Against Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 693475105 TICKER: PNC
Meeting Date: 25-Apr-17 Meeting Type: Annual
1A. Election of Director: Charles E. Bunch Management For Voted - For
1B. Election of Director: Marjorie Rodgers Cheshire Management For Voted - For
1C. Election of Director: William S. Demchak Management For Voted - For
1D. Election of Director: Andrew T. Feldstein Management For Voted - For
1E. Election of Director: Daniel R. Hesse Management For Voted - For
1F. Election of Director: Kay Coles James Management For Voted - For
1G. Election of Director: Richard B. Kelson Management For Voted - For
1H. Election of Director: Jane G. Pepper Management For Voted - For
1I. Election of Director: Donald J. Shepard Management For Voted - For
1J. Election of Director: Lorene K. Steffes Management For Voted - For
1K. Election of Director: Dennis F. Strigl Management For Voted - For
1L. Election of Director: Michael J. Ward Management For Voted - For
1M. Election of Director: Gregory D. Wasson Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As Pnc's Independent
Registered Public Accounting Firm for 2017. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Recommendation for the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. A Shareholder Proposal Requesting A Diversity
Report with Specific Additional Disclosure,
Including Eeoc-defined Metrics. Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-17 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: John S. Chen Management For Voted - For
1C. Election of Director: Jack Dorsey Management For Voted - For
1D. Election of Director: Robert A. Iger Management For Voted - For
1E. Election of Director: Maria Elena Lagomasino Management For Voted - For
1F. Election of Director: Fred H. Langhammer Management For Voted - For
1G. Election of Director: Aylwin B. Lewis Management For Voted - For
1H. Election of Director: Robert W. Matschullat Management For Voted - For
1I. Election of Director: Mark G. Parker Management For Voted - For
1J. Election of Director: Sheryl K. Sandberg Management For Voted - For
1K. Election of Director: Orin C. Smith Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2017. Management For Voted - For
3. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
4. To Approve Holding an Advisory Vote on Executive
Compensation Every One, Two Or Three Years, As
Indicated. Management 1 Year Voted - 1 Year
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
SECURITY ID: 883556102 TICKER: TMO
Meeting Date: 17-May-17 Meeting Type: Annual
1A. Election of Director: Marc N. Casper Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B. Election of Director: Nelson J. Chai Management For Voted - For
1C. Election of Director: C. Martin Harris Management For Voted - For
1D. Election of Director: Tyler Jacks Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Thomas J. Lynch Management For Voted - For
1G. Election of Director: Jim P. Manzi Management For Voted - For
1H. Election of Director: William G. Parrett Management For Voted - For
1I. Election of Director: Lars R. Sorensen Management For Voted - For
1J. Election of Director: Scott M. Sperling Management For Voted - For
1K. Election of Director: Elaine S. Ullian Management For Voted - For
1L. Election of Director: Dion J. Weisler Management For Voted - For
2. An Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. An Advisory Vote on the Frequency of Future
Executive Compensation Advisory Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2017. Management For Voted - For
TIME WARNER INC.
SECURITY ID: 887317303 TICKER: TWX
Meeting Date: 15-Feb-17 Meeting Type: Special
1. Adopt the Agreement and Plan of Merger, Dated As of
October 22, 2016, As It May be Amended from Time to
Time (the "merger Agreement"), by and Among Time
Warner Inc., A Delaware Corporation, At&t Inc., A
Delaware Corporation, West Merger Sub, Inc., A
Delaware Corporation and A Wholly Owned Subsidiary
of At&t Inc., and West Merger Sub II, Llc, A
Delaware Limited Liability Company and A Wholly
Owned Subsidiary of At&t Inc. Management For Voted - For
2. Approve, by Non-binding, Advisory Vote, Certain
Compensation That May be Paid Or Become Payable to
Time Warner Inc.'s Named Executive Officers in
Connection with the Transactions Contemplated by
the Merger Agreement and the Agreements and
Understandings Pursuant to Which Such Compensation
May be Paid Or Become Payable. Management For Voted - For
3. Approve Adjournments of the Special Meeting, If
Necessary Or Appropriate, to Solicit Additional
Proxies If There are Insufficient Votes at the Time
of the Special Meeting to Adopt the Merger
Agreement. Management For Voted - For
Meeting Date: 15-Jun-17 Meeting Type: Annual
1A. Election of Director: William P. Barr Management For Voted - For
1B. Election of Director: Jeffrey L. Bewkes Management For Voted - For
1C. Election of Director: Robert C. Clark Management For Voted - For
1D. Election of Director: Mathias Dopfner Management For Voted - For
1E. Election of Director: Jessica P. Einhorn Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: Carlos M. Gutierrez Management For Voted - For
1G. Election of Director: Fred Hassan Management For Voted - For
1H. Election of Director: Paul D. Wachter Management For Voted - For
1I. Election of Director: Deborah C. Wright Management For Voted - For
2. Ratification of Appointment of Independent Auditor. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
4. Advisory Vote on the Frequency of Holding an
Advisory Vote on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
U.S. BANCORP
SECURITY ID: 902973304 TICKER: USB
Meeting Date: 18-Apr-17 Meeting Type: Annual
1A. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1B. Election of Director: Warner L. Baxter Management For Voted - For
1C. Election of Director: Marc N. Casper Management For Voted - For
1D. Election of Director: Andrew Cecere Management For Voted - For
1E. Election of Director: Arthur D. Collins, Jr. Management For Voted - For
1F. Election of Director: Richard K. Davis Management For Voted - For
1G. Election of Director: Kimberly J. Harris Management For Voted - For
1H. Election of Director: Roland A. Hernandez Management For Voted - For
1I. Election of Director: Doreen Woo Ho Management For Voted - For
1J. Election of Director: Olivia F. Kirtley Management For Voted - For
1K. Election of Director: Karen S. Lynch Management For Voted - For
1L. Election of Director: David B. O'maley Management For Voted - For
1M. Election of Director: O'dell M. Owens, M.D., M.p.h. Management For Voted - For
1N. Election of Director: Craig D. Schnuck Management For Voted - For
1O. Election of Director: Scott W. Wine Management For Voted - For
2. The Ratification of the Selection of Ernst & Young
LLP As our Independent Auditor for the 2017 Fiscal
Year. Management For Voted - For
3. An Advisory Vote to Approve the Compensation of our
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. An Advisory Vote on the Frequency of Future
Advisory Votes on Executive Compensation. Management 1 Year Voted - 1 Year
5. Shareholder Proposal: A Shareholder Proposal
Seeking the Adoption of A Policy Requiring That the
Chairman of the Board be an Independent Director. Shareholder Against Voted - Against
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 05-Jun-17 Meeting Type: Annual
1A. Election of Director: William C. Ballard, Jr. Management For Voted - For
1B. Election of Director: Richard T. Burke Management For Voted - For
1C. Election of Director: Timothy P. Flynn Management For Voted - For
1D. Election of Director: Stephen J. Hemsley Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1E. Election of Director: Michele J. Hooper Management For Voted - For
1F. Election of Director: Rodger A. Lawson Management For Voted - For
1G. Election of Director: Glenn M. Renwick Management For Voted - For
1H. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1I. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Advisory Approval of the Frequency of Holding
Future Say- On-pay Votes. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm for the Company for the Year Ending
December 31, 2017. Management For Voted - For
5. The Shareholder Proposal Set Forth in the Proxy
Statement Requesting Additional Lobbying
Disclosure, If Properly Presented at the 2017
Annual Meeting of Shareholders. Shareholder Against Voted - Against
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 31-Jan-17 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: Robert W. Matschullat Management For Voted - For
1G. Election of Director: Suzanne Nora Johnson Management For Voted - For
1H. Election of Director: John A.c. Swainson Management For Voted - For
1I. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2017 Fiscal Year. Management For Voted - For
VULCAN MATERIALS COMPANY
SECURITY ID: 929160109 TICKER: VMC
Meeting Date: 12-May-17 Meeting Type: Annual
1A. Election of Director: O. B. Grayson Hall, Jr. Management For Voted - For
1B. Election of Director: James T. Prokopanko Management For Voted - For
1C. Election of Director: David P. Steiner Management For Voted - For
1D. Election of Director: Kathleen Wilson-thompson Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of our Named Executive Officers. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote on the Frequency of Future Advisory
Votes on Executive Compensation. Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of Deloitte &
Touche LLP As our Independent Registered Public
Accounting Firm for 2017. Management For Voted - For
WAL-MART STORES, INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 02-Jun-17 Meeting Type: Annual
1A. Election of Director: James I. Cash, Jr. Management For Voted - For
1B. Election of Director: Timothy P. Flynn Management For Voted - For
1C. Election of Director: Carla A. Harris Management For Voted - For
1D. Election of Director: Thomas W. Horton Management For Voted - For
1E. Election of Director: Marissa A. Mayer Management For Voted - For
1F. Election of Director: C. Douglas Mcmillon Management For Voted - For
1G. Election of Director: Gregory B. Penner Management For Voted - For
1H. Election of Director: Steven S Reinemund Management For Voted - For
1I. Election of Director: Kevin Y. Systrom Management For Voted - For
1J. Election of Director: S. Robson Walton Management For Voted - For
1K. Election of Director: Steuart L. Walton Management For Voted - For
2. Advisory Vote on the Frequency of Future
Shareholder Advisory Votes to Approve Named
Executive Officer Compensation Management 1 Year Voted - 1 Year
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Ratification of Ernst & Young LLP As Independent
Accountants Management For Voted - For
5. Request to Adopt an Independent Chairman Policy Shareholder Against Voted - Against
6. Shareholder Proxy Access Shareholder Against Voted - For
7. Request for Independent Director with Environmental
Expertise Shareholder Against Voted - Against
ZOETIS INC.
SECURITY ID: 98978V103 TICKER: ZTS
Meeting Date: 11-May-17 Meeting Type: Annual
1A. Election of Director: Gregory Norden Management For Voted - For
1B. Election of Director: Louise M. Parent Management For Voted - For
1C. Election of Director: Robert W. Scully Management For Voted - For
2. Advisory Vote to Approve our Executive Compensation
(say on Pay). Management For Voted - For
3. Ratification of Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2017. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CITY NATIONAL ROCHDALE FUNDS
By: /s/ Garrett D'Alessandro
--------------------------
Garrett D'Alessando
President
Date: August 31, 2017