UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
RIVERPARK FUNDS TRUST
(Exact name of registrant as specified in charter)
________
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
________
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
________
Registrant's telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2017 to June 30, 2018
________
ITEM 1. PROXY VOTING RECORD.
ATTACHED ARE THE PROXY VOTING RECORDS FOR THE FOLLOWING FUNDS:
RIVERPARK FOCUSED VALUE FUND
RIVERPARK LARGE GROWTH FUND
RIVERPARK LONG/SHORT OPPORTUNITY FUND
RIVERPARK STRATEGIC INCOME FUND
RIVERPARK/WEDGEWOOD FUND
RIVERPARK SHORT TERM HIGH YIELD FUND
NON-VOTING FUNDS
RIVERPARK SHORT TERM HIGH YIELD FUND
No securities held by the RiverPark Short Term High Yield Fund had proxy votes
during the reporting period. Accordingly, no votes have been cast on securities
by this Fund during the reporting period.
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
AERCAP HOLDINGS N.V.
SECURITY ID: N00985106 TICKER: AER
Meeting Date: 25-Apr-18 Meeting Type: Annual
4 Adoption of the Annual Accounts for the 2017
Financial Year. Management For Voted - For
6 Release of Liability of the Directors with Respect
to Their Management During the 2017 Financial Year. Management For Voted - For
7a Re-appointment of the Chairman of the Board of
Directors, Mr. Pieter Korteweg, As Non- Executive
Director for a Period of Two Years. Management For Voted - For
7b Re-appointment of the Company's Chief Executive
Officer, Mr. Aengus Kelly, As Executive Director
for A Period of Four Years. Management For Voted - For
7c Re-appointment of Mr. Salem R.a.a. Al Noaimi as
Non-executive Director for A Period of Two Years. Management For Voted - For
7d Re-appointment of Mr. Homaid A.a.m. Al Shimmari as
Non-executive Director for A Period of Two Years Management For Voted - For
7e Re-appointment of Mr. Paul T. Dacier As Non-
Executive Director for a Period of Two Years. Management For Voted - For
7f Re-appointment of Mr. Richard M. Gradon as
Non-executive Director for A Period of Two Years. Management For Voted - For
7g Re-appointment of Mr. Robert G. Warden as
Non-executive Director for A Period of Two Years. Management For Voted - For
7h Appointment of Mr. Julian B. Branch as Non-
Executive Director for A Period of Four Years. Management For Voted - For
8 Appointment of Mr. Peter L. Juhas as the Person
Referred to in Article 16, Paragraph 8 of the
Company's Articles of Association. Management For Voted - For
9 Appointment of PricewaterhouseCoopers Accountants
N.v. for the Audit of the Company's Annual Accounts
for the 2018 Financial Year. Management For Voted - For
10a Authorization of the Board of Directors to Issue
Shares and to Grant Rights to Subscribe for Shares. Management For Voted - For
10b Authorization of the Board of Directors to Limit Or
Exclude Pre-emptive Rights in Relation to Agenda
Item 10(a). Management For Voted - For
10c Authorization of the Board of Directors to Issue
Additional Shares and to Grant Additional Rights to
Subscribe for Shares. Management For Voted - For
10d Authorization of the Board of Directors to Limit Or
Exclude Pre-emptive Rights in Relation to Agenda
Item 10(c). Management For Voted - For
11a Authorization of the Board of Directors to
Repurchase Shares. Management For Voted - For
11b Conditional Authorization of the Board of Directors
to Repurchase Additional Shares. Management For Voted - For
12 Reduction of Capital Through Cancellation of Shares. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALLERGAN PLC
SECURITY ID: G0177J108 TICKER: AGN
Meeting Date: 02-May-18 Meeting Type: Annual
1a. Election of Director: Nesli Basgoz, M.D. Management For Voted - For
1b. Election of Director: Paul M. Bisaro Management For Voted - For
1c. Election of Director: Joseph H. Boccuzi Management For Voted - For
1d. Election of Director: Christopher W. Bodine Management For Voted - For
1e. Election of Director: Adriane M. Brown Management For Voted - For
1f. Election of Director: Christopher J. Coughlin Management For Voted - For
1g. Election of Director: Carol Anthony (john) Davidson Management For Voted - For
1h. Election of Director: Catherine M. Klema Management For Voted - For
1i. Election of Director: Peter J. Mcdonnell, M.D. Management For Voted - For
1j. Election of Director: Patrick J. O'sullivan Management For Voted - For
1k. Election of Director: Brenton L. Saunders Management For Voted - For
1l. Election of Director: Fred G. Weiss Management For Voted - For
2. To Approve, in A Non-binding Vote, Named Executive
Officer Compensation. Management For Voted - For
3. To Ratify, in A Non-binding Vote, the Appointment
of PricewaterhouseCoopers LLP As the Company's
Independent Auditor for the Fiscal Year Ending
December 31, 2018 and to Authorize, in A Binding
Vote, the Board of Directors, Acting Through Its
Audit and Compliance Committee, to Determine
PricewaterhouseCoopers LLP's Remuneration. Management For Voted - For
4. To Renew the Authority of the Directors of the
Company (the "directors") to Issue Shares. Management For Voted - For
5A. To Renew the Authority of the Directors to Issue
Shares for Cash Without First Offering Shares to
Existing Shareholders. Management For Voted - For
5B. To Authorize the Directors to Allot New Shares Up
to an Additional 5% for Cash in Connection with an
Acquisition Or Other Capital Investment. Management For Voted - For
6. To Consider A Shareholder Proposal Requiring an
Independent Board Chairman, If Properly Presented
at the Meeting. Shareholder Against Voted - Against
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: Kelly J. Barlow Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Timothy J. Theriault Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.9 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of Deloitte & Touche
LLP as the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2018. Management For Voted - For
ALLY FINANCIAL INC
SECURITY ID: 02005N100 TICKER: ALLY
Meeting Date: 08-May-18 Meeting Type: Annual
1a. Election of Director: Franklin W. Hobbs Management For Voted - For
1b. Election of Director: Kenneth J. Bacon Management For Voted - For
1c. Election of Director: Maureen A. Breakiron- Evans Management For Voted - For
1d. Election of Director: William H. Cary Management For Voted - For
1e. Election of Director: Mayree C. Clark Management For Voted - For
1f. Election of Director: Kim S. Fennebresque Management For Voted - For
1g. Election of Director: Marjorie Magner Management For Voted - For
1h. Election of Director: John J. Stack Management For Voted - For
1i. Election of Director: Michael F. Steib Management For Voted - For
1j. Election of Director: Jeffrey J. Brown Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of the Audit Committee's Engagement of
Deloitte & Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2018. Management For Voted - For
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Gustavo Lara Cantu Management For Voted - For
1b. Election of Director: Raymond P. Dolan Management For Voted - For
1c. Election of Director: Robert D. Hormats Management For Voted - For
1d. Election of Director: Grace D. Lieblein Management For Voted - For
1e. Election of Director: Craig Macnab Management For Voted - For
1f. Election of Director: Joann A. Reed Management For Voted - For
1g. Election of Director: Pamela D.a. Reeve Management For Voted - For
1h. Election of Director: David E. Sharbutt Management For Voted - For
1i. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1j. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2018. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ANTHEM, INC.
SECURITY ID: 036752103 TICKER: ANTM
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Lewis Hay, III Management For Voted - For
1b. Election of Director: Julie A. Hill Management For Voted - For
1c. Election of Director: Antonio F. Neri Management For Voted - For
1d. Election of Director: Ramiro G. Peru Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
the Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
4. To Approve Proposed Amendments to our Articles of
Incorporation to Allow Shareholders Owning 20% Or
More of our Common Stock to Call Special Meetings
of Shareholders. Management For Voted - For
5. Shareholder Proposal to Allow Shareholders Owning
10% or More of our Common Stock to Call Special
Meetings of Shareholders. Shareholder Against Voted - Against
BROADCOM LIMITED
SECURITY ID: Y09827109 TICKER: AVGO
Meeting Date: 23-Mar-18 Meeting Type: Special
1. To Approve the Scheme of Arrangement Under
Singapore Law Among Broadcom, the Shareholders of
Broadcom and Broadcom Limited, A Delaware
Corporation, Subject to Approval of the High Court
of the Republic of Singapore, As Set Forth in
Broadcom's Notice Of, and Proxy Statement Relating
To, Its Special Meeting. Management For Voted - For
Meeting Date: 04-Apr-18 Meeting Type: Annual
1A. Election of Director: Mr. Hock E. Tan Management For Voted - For
1B. Election of Director: Mr. James V. Diller Management For Voted - For
1C. Election of Director: Ms. Gayla J. Delly Management For Voted - For
1D. Election of Director: Mr. Lewis C. Eggebrecht Management For Voted - For
1E. Election of Director: Mr. Kenneth Y. Hao Management For Voted - For
1F. Election of Director: Mr. Eddy W. Hartenstein Management For Voted - For
1G. Election of Director: Mr. Check Kian Low Management For Voted - For
1H. Election of Director: Mr. Donald Macleod Management For Voted - For
1I. Election of Director: Mr. Peter J. Marks Management For Voted - For
1J. Election of Director: Dr. Henry Samueli Management For Voted - For
2. To Approve the Re-appointment of
PricewaterhouseCoopers LLP As Broadcom's
Independent Registered Public Accounting Firm and
Independent Singapore Auditor for the Fiscal Year
Ending November 4, 2018 and to Authorize the Audit
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Committee to Fix Its Remuneration, As Set Forth in
Broadcom's Notice Of, and Proxy Statement Relating
To, Its 2018 Annual General Meeting. Management For Voted - For
3. To Approve the General Authorization for the
Directors of Broadcom to Allot and Issue Shares in
Its Capital, As Set Forth in Broadcom's Notice Of,
and Proxy Statement Relating To, Its 2018 Annual
General Meeting. Management For Voted - For
4. Non-binding, Advisory Vote to Approve the
Compensation of Broadcom's Named Executive
Officers, As Disclosed in "compensation Discussion
and Analysis" and in the Compensation Tables and
Accompanying Narrative Disclosure Under "executive
Compensation" in Broadcom's Proxy Statement
Relating to Its 2018 Annual General Meeting. Management For Voted - For
CALPINE CORPORATION
SECURITY ID: 131347304 TICKER: CPN
Meeting Date: 15-Dec-17 Meeting Type: Special
1 To Adopt the Agreement and Plan of Merger, Dated As
of August 17, 2017, As It May be Amended from Time
to Time, by and Among Calpine Corporation, Volt
Parent, LP and Volt Merger Sub, Inc. Management For Voted - For
2 To Approve the Adjournment of the Special Meeting,
If Necessary or Advisable, to Solicit Additional
Proxies If There are Insufficient Votes at the Time
of the Special Meeting to Adopt the Agreement and
Plan of Merger. Management For Voted - For
3 To Approve, on an Advisory (non- Binding) Basis,
the "golden Parachute" Compensation That May be
Payable to Calpine Corporation's Named Executive
Officers in Connection with the Consummation of the
Merger. Management For Voted - For
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 26-Jun-18 Meeting Type: Annual
1A. Election of Director for a One-year Term: Peter J.
Bensen Management For Voted - For
1B. Election of Director for a One-year Term: Ronald E.
Blaylock Management For Voted - For
1C. Election of Director for a One-year Term: Sona
Chawla Management For Voted - For
1D. Election of Director for a One-year Term: Thomas J.
Folliard Management For Voted - For
1E. Election of Director for a One-year Term: Shira
Goodman Management For Voted - For
1F. Election of Director for a One-year Term: Robert J.
Hombach Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1G. Election of Director for a One-year Term: David W.
Mccreight Management For Voted - For
1H. Election of Director for a One-year Term: William
D. Nash Management For Voted - For
1I. Election of Director for a One-year Term: Marcella
Shinder Management For Voted - For
1J. Election of Director for a One-year Term: Mitchell
D. Steenrod Management For Voted - For
1K. Election of Director for a One-year Term: William
R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non-binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CF INDUSTRIES HOLDINGS, INC.
SECURITY ID: 125269100 TICKER: CF
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Robert C. Arzbaecher Management For Voted - For
1b. Election of Director: William Davisson Management For Voted - For
1c. Election of Director: John W. Eaves Management For Voted - For
1d. Election of Director: Stephen A. Furbacher Management For Voted - For
1e. Election of Director: Stephen J. Hagge Management For Voted - For
1f. Election of Director: John D. Johnson Management For Voted - For
1g. Election of Director: Anne P. Noonan Management For Voted - For
1h. Election of Director: Michael J. Toelle Management For Voted - For
1i. Election of Director: Theresa E. Wagler Management For Voted - For
1j. Election of Director: W. Anthony Will Management For Voted - For
2. Approval of an Advisory Resolution Regarding the
Compensation of CF Industries Holdings, Inc.'s
Named Executive Officers. Management For Voted - For
3. Ratification of the Provisions of CF Industries
Holdings, Inc.'s Certificate of Incorporation and
Bylaws Granting Stockholders the Ability to Call
Special Meetings of Stockholders. Management For Voted - For
4. Ratification of the Selection of KPMG LLP As CF
Industries Holdings, Inc.'s Independent Registered
Public Accounting Firm for 2018. Management For Voted - For
COLONY NORTHSTAR, INC.
SECURITY ID: 19625W104 TICKER: CLNS
Meeting Date: 08-May-18 Meeting Type: Annual
1a. Election of Director: Thomas J. Barrack, Jr. Management For Voted - For
1b. Election of Director: Richard B. Saltzman Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c. Election of Director: Douglas Crocker II Management For Voted - For
1d. Election of Director: Nancy A. Curtin Management For Voted - For
1e. Election of Director: Jon A. Fosheim Management For Voted - For
1f. Election of Director: Justin E. Metz Management For Voted - For
1g. Election of Director: George G. C. Parker Management For Voted - For
1h. Election of Director: Charles W. Schoenherr Management For Voted - For
1i. Election of Director: John A. Somers Management For Voted - For
1j. Election of Director: John L. Steffens Management For Voted - For
2. Approval of an Advisory Proposal Regarding the
Compensation Paid to Colony Northstar, Inc.'s Named
Executive Officers (the "say on Pay" Proposal). Management For Voted - For
3. Ratification of the Appointment of Ernst & Young
LLP as Independent Public Auditor for the Fiscal
Year Ending December 31, 2018. Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
SECURITY ID: 30219G108 TICKER: ESRX
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Maura C. Breen Management For Voted - For
1b. Election of Director: William J. Delaney Management For Voted - For
1c. Election of Director: Elder Granger, MD, MG, USA
(retired) Management For Voted - For
1d. Election of Director: Nicholas J. Lahowchic Management For Voted - For
1e. Election of Director: Thomas P. Mac Mahon Management For Voted - For
1f. Election of Director: Kathleen M. Mazzarella Management For Voted - For
1g. Election of Director: Frank Mergenthaler Management For Voted - For
1h. Election of Director: Woodrow A. Myers, Jr., MD Management For Voted - For
1i. Election of Director: Roderick A. Palmore Management For Voted - For
1j. Election of Director: George Paz Management For Voted - For
1k. Election of Director: William L. Roper, MD, Mph Management For Voted - For
1l. Election of Director: Seymour Sternberg Management For Voted - For
1m. Election of Director: Timothy Wentworth Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accountants for 2018. Management For Voted - For
3. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
4. Stockholder Proposal Requesting the Company to
Report Annually to the Board and Stockholders
Identifying Whether There Exists A Gender Pay-gap
Among the Company's Employees and Other Related
Disclosures. Shareholder Against Voted - Against
5. Stockholder Proposal Requesting the Board Annually
Review and Publicly Report on Its Cyber Risk. Shareholder Against Voted - Against
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
LEAR CORPORATION
SECURITY ID: 521865204 TICKER: LEA
Meeting Date: 17-May-18 Meeting Type: Annual
1A. Election of Director: Richard H. Bott Management For Voted - For
1B. Election of Director: Thomas P. Capo Management For Voted - For
1C. Election of Director: Jonathan F. Foster Management For Voted - For
1D. Election of Director: Mary Lou Jepsen Management For Voted - For
1E. Election of Director: Kathleen A. Ligocki Management For Voted - For
1F. Election of Director: Conrad L. Mallett, Jr. Management For Voted - For
1G. Election of Director: Raymond E. Scott Management For Voted - For
1H. Election of Director: Gregory C. Smith Management For Voted - For
1I. Election of Director: Henry D.G. Wallace Management For Voted - For
2. Ratification of the Retention of Ernst & Young LLP
As Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote to Approve Lear Corporation's
Executive Compensation. Management For Voted - For
LIBERTY LATIN AMERICA LTD.
SECURITY ID: G9001E102 TICKER: LILA
Meeting Date: 17-May-18 Meeting Type: Annual
1.1 Election of Director: Charles H.r. Bracken Management For Voted - For
1.2 Election of Director: Balan Nair Management For Voted - For
1.3 Election of Director: Eric L. Zinterhofer Management For Voted - For
2. A Proposal to Appoint KPMG LLP As our Independent
Auditors for the Fiscal Year Ending December 31,
2018 and to Authorize our Board of Directors,
Acting by the Audit Committee, to Determine the
Independent Auditors Remuneration. Management For Voted - For
3. A Proposal to Approve, on an Advisory Basis, the
Compensation of our Named Executive Officers As
Described in This Proxy Statement Under the Heading
"executive Officers and Directors Compensation." Management For Voted - For
4. A Proposal to Approve, on an Advisory Basis, the
Frequency at Which Future Say-on-pay Votes Will be
Held. Management 3 Years Voted - 3 Years
LYONDELLBASELL INDUSTRIES N.V.
SECURITY ID: N53745100 TICKER: LYB
Meeting Date: 01-Jun-18 Meeting Type: Annual
1. Adoption of the Proposed Amendments to our Articles
of Association Management For Voted - For
2a. Election of Director: Bhavesh (bob) Patel (unitary
Board Only) Management For Voted - For
2b. Election of Director: Robert Gwin Management For Voted - For
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2c. Election of Director: Jacques Aigrain Management For Voted - For
2d. Election of Director: Lincoln Benet Management For Voted - For
2e. Election of Director: Jagjeet Bindra Management For Voted - For
2f. Election of Director: Robin Buchanan Management For Voted - For
2g. Election of Director: Stephen Cooper Management For Voted - For
2h. Election of Director: Nance Dicciani Management For Voted - For
2i. Election of Director: Claire Farley Management For Voted - For
2j. Election of Director: Isabella Goren Management For Voted - For
2k. Election of Director: Bruce Smith Management For Voted - For
2l. Election of Director: Rudy Van Der Meer Management For Voted - For
3a. Election of Director to our Management Board:
Bhavesh (bob) Patel Management For Voted - For
3b. Election of Director to our Management Board:
Thomas Aebischer Management For Voted - For
3c. Election of Director to our Management Board:
Daniel Coombs Management For Voted - For
3d. Election of Director to our Management Board:
Jeffrey Kaplan Management For Voted - For
3e. Election of Director to our Management Board: James
Guilfoyle Management For Voted - For
4. Adoption of Dutch Statutory Annual Accounts for 2017 Management For Voted - For
5. Discharge from Liability of Members of the
Management Board Management For Voted - For
6. Discharge from Liability of Members of the
Supervisory Board Management For Voted - For
7. Appointment of PricewaterhouseCoopers Accountants
N.V. As the Auditor for our 2018 Dutch Statutory
Annual Accounts Management For Voted - For
8. Ratification of PricewaterhouseCoopers LLP As our
Independent Registered Public Accounting Firm for
2018 Management For Voted - For
9. Ratification and Approval of Dividends in Respect
of the 2017 Dutch Statutory Annual Accounts Management For Voted - For
10. Advisory (non-binding) Vote Approving Executive
Compensation Management For Voted - For
11. Authorization to Conduct Share Repurchases Management For Voted - For
12. Authorization of the Cancellation of Shares Management For Voted - For
13. Amendment and Extension of Employee Stock Purchase
Plan Management For Voted - For
MACQUARIE INFRASTRUCTURE CORPORATION
SECURITY ID: 55608B105 TICKER: MIC
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Norman H. Brown, Jr. Management For Voted - Against
1b. Election of Director: George W. Carmany, III Management For Voted - Against
1c. Election of Director: James Hooke Management For Voted - Against
1d. Election of Director: Ronald Kirk Management For Voted - Against
1e. Election of Director: H.E. (jack) Lentz Management For Voted - Against
1f. Election of Director: Ouma Sananikone Management For Voted - Against
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. The Ratification of the Selection of KPMG LLP As
our Independent Auditor for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS,L.P.
SECURITY ID: 559080106 TICKER: MMP
Meeting Date: 26-Apr-18 Meeting Type: Annual
1.1 Director: Robert G. Croyle Management For Voted - For
1.2 Director: Stacy P. Methvin Management For Voted - For
1.3 Director: Barry R. Pearl Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Ratification of Appointment of Independent Auditor Management For Voted - For
MARATHON PETROLEUM CORPORATION
SECURITY ID: 56585A102 TICKER: MPC
Meeting Date: 25-Apr-18 Meeting Type: Annual
1a. Election of Class I Director: Abdulaziz F. Alkhayyal Management For Voted - For
1b. Election of Class I Director: Donna A. James Management For Voted - For
1c. Election of Class I Director: James E. Rohr Management For Voted - For
2. Ratification of the Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditor for 2018. Management For Voted - For
3. Aproval, on an Advisory Basis, of the Company's
Named Executive Officer Compensation. Management For Voted - For
4. Recommendation, on an Advisory Basis, of the
Frequency of Advisory Votes on Named Executive
Officer Compensation. Management 1 Year Voted - 1 Year
5. Approval of Amendments to the Company's Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting Requirement Applicable to
Bylaw Amendments. Management For Voted - For
6. Approval of Amendments to the Company's Restated
Certificate of Incorporation to Eliminate the
Supermajority Voting Requirements Applicable to
Certificate Amendments and the Removal of Directors. Management For Voted - For
7. Shareholder Proposal Seeking Alternative
Shareholder Right to Call A Special Meeting
Provision. Shareholder Against Voted - Against
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
QURATE RETAIL, INC.
SECURITY ID: 53071M104
Meeting Date: 23-May-18 Meeting Type: Annual
1.1 Director: Richard N. Barton Management For Voted - For
1.2 Director: Michael A. George Management For Voted - For
1.3 Director: Gregory B. Maffei Management For Voted - For
2. A Proposal to Ratify the Selection of KPMG LLP As
our Independent Auditors for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. Adoption of the Restated Certificate of
Incorporation, Which Amends and Restates our
Current Charter to Eliminate our Tracking Stock
Capitalization Structure, Reclassify Shares of our
Existing Qvc Group Common Stock Into Shares of our
New Common Stock and Make Certain Conforming and
Clarifying Changes in Connection with the Foregoing. Management For Voted - For
REALOGY HOLDINGS CORP.
SECURITY ID: 75605Y106 TICKER: RLGY
Meeting Date: 02-May-18 Meeting Type: Annual
1A Election of Director: Fiona P. Dias Management For Voted - For
1B Election of Director: Matthew J. Espe Management For Voted - For
1C Election of Director: V. Ann Hailey Management For Voted - For
1D Election of Director: Duncan L. Niederauer Management For Voted - For
1E Election of Director: Ryan M. Schneider Management For Voted - For
1F Election of Director: Sherry M. Smith Management For Voted - For
1G Election of Director: Christopher S. Terrill Management For Voted - For
1H Election of Director: Michael J. Williams Management For Voted - For
2. Advisory Approval of the Compensation of our Named
Executive Officers. Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP to Serve As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
4. Approval of the Realogy Holdings Corp. 2018
Long-term Incentive Plan. Management For Voted - For
VISTRA ENERGY CORP
SECURITY ID: 92840M102 TICKER: VST
Meeting Date: 02-Mar-18 Meeting Type: Special
1. Adopt the Agreement and Plan of Merger, Dated As of
October 29, 2017 (the "merger Agreement"), by and
Between Vistra Energy Corp., A Delaware Corporation
("vistra Energy"), and Dynegy Inc., A Delaware
Corporation ("dynegy"), As It May be Amended from
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Time to Time, Pursuant to Which, Among Other
Things, Dynegy Will Merge with and Into Vistra
Energy (the "merger"), with Vistra Energy
Continuing As the Surviving Corporation (the
"merger Proposal"). Management For Voted - For
2. Approve the Issuance of Shares of Vistra Energy
Common Stock to Dynegy Stockholders in Connection
with the Merger, As Contemplated by the Merger
Agreement (the "stock Issuance Proposal"). Management For Voted - For
3. Approve the Adjournment of the Vistra Energy
Special Meeting, If Necessary Or Appropriate, for
the Purpose of Soliciting Additional Votes for the
Approval of the Merger Proposal and the Stock
Issuance Proposal. Management For Voted - For
Meeting Date: 01-May-18 Meeting Type: Annual
1.1 Director: Hilary E. Ackermann* Management For Voted - For
1.2 Director: Brian K. Ferraioli* Management For Voted - For
1.3 Director: Jeff D. Hunter* Management For Voted - For
1.4 Director: Brian K. Ferraioli# Management For Voted - For
1.5 Director: Jeff D. Hunter# Management For Voted - For
3. Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
4. Approve, on an Advisory Basis, the Frequency of
Future Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
5. Ratify the Selection of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for the Year Ending December 31, 2018. Management For Voted - For
WESTERN DIGITAL CORPORATION
SECURITY ID: 958102105 TICKER: WDC
Meeting Date: 02-Nov-17 Meeting Type: Annual
1A. Election of Director: Martin I. Cole Management For Voted - For
1B. Election of Director: Kathleen A. Cote Management For Voted - For
1C. Election of Director: Henry T. Denero Management For Voted - For
1D. Election of Director: Michael D. Lambert Management For Voted - For
1E. Election of Director: Len J. Lauer Management For Voted - For
1F. Election of Director: Matthew E. Massengill Management For Voted - For
1G. Election of Director: Stephen D. Milligan Management For Voted - For
1H. Election of Director: Paula A. Price Management For Voted - For
2. To Approve on an Advisory Basis the Named Executive
Officer Compensation Disclosed in the Proxy
Statement. Management For Voted - For
3. To Approve on an Advisory Basis the Frequency of
Future Advisory Votes on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. To Approve an Amendment and Restatement of our 2004
Performance Incentive Plan That Would, Among Other
Things, Rename the Plan As the "2017 Performance
RIVERPARK FOCUSED VALUE FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Incentive Plan" and Increase by Fourteen Million
(14,000,000) the Number of Shares of our Common
Stock Available for Issuance Under the Plan. Management For Voted - For
5. To Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending June 29, 2018. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADIDAS AG
SECURITY ID: 00687A107 TICKER: ADDYY
Meeting Date: 09-May-18 Meeting Type: Annual
2. Appropriation of Retained Earnings. I Have Noted
That A Proposal Amended in Accordance with A
Further Repurchase, Sale, Transfer Or Issuance of
Shares Will be Presented to the Annual General
Meeting on May 9, 2018, with the Payment Per
Dividend-entitled No-par- Value Share Remaining
Unchanged at Eur 2.60. My Vote Will Also Apply in
This Case. Management For Voted - For
3. Ratification of the Actions of the Executive Board Management For Voted - For
4. Ratification of the Actions of the Supervisory Board Management For Voted - For
5. Approval of the Compensation System for the Members
of the Executive Board Management For Voted - For
6. Amendment of Section 2 of the Articles of
Association Management For Voted - For
7. By-election to the Supervisory Board Management For Voted - For
8. Revocation of the Authorization to Issue Bonds with
Warrants (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
9a. Appointment of the Auditor and the Group Auditor
for the 2018 Financial Year Management For Voted - For
9b. Appointment of the Auditor for A Possible Audit
Review of the 2018 Financial Year Management For Voted - For
9c. Appointment of the Auditor for A Possible Audit
Review of the 2019 Financial Year Prior to the 2019
Annual General Meeting Management For Voted - For
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-18 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
7.5 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Firm for the Fiscal Year Ending on November 30,
2018. Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Kevin J. Dallas Management For Voted - For
1b. Election of Director: Joseph M. Hogan Management For Voted - For
1c. Election of Director: Joseph Lacob Management For Voted - For
1d. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1e. Election of Director: George J. Morrow Management For Voted - For
1f. Election of Director: Thomas M. Prescott Management For Voted - For
1g. Election of Director: Andrea L. Saia Management For Voted - For
1h. Election of Director: Greg J. Santora Management For Voted - For
1i. Election of Director: Susan E. Siegel Management For Voted - For
1j. Election of Director: Warren S. Thaler Management For Voted - For
2. Proposal to Ratify the Appointment of
PricewaterhouseCoopers LLP As Align Technology,
Inc.'s Independent Registered Public Accountants
for the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: Kelly J. Barlow Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Timothy J. Theriault Management For Voted - For
1.9 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2018. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC.
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Sundar Pichai Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to Increase the Share Reserve by 11,500,000
Shares of Class C Capital Stock and to Prohibit the
Repricing of Stock Options Granted Under the 2012
Stock Plan Without Stockholder Approval. Management For Voted - For
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Simple Majority
Vote, If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Sustainability
Metrics Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding Board Diversity
and Qualifications, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on
Content Governance, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Jeffrey P. Bezos Management For Voted - For
1b. Election of Director: Tom A. Alberg Management For Voted - For
1c. Election of Director: Jamie S. Gorelick Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1e. Election of Director: Judith A. Mcgrath Management For Voted - For
1f. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1g. Election of Director: Thomas O. Ryder Management For Voted - For
1h. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1i. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding Diverse Board
Candidates Shareholder Against Voted - Against
5. Shareholder Proposal Regarding A Policy to Require
an Independent Board Chair Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Vote-counting
Practices for Shareholder Proposals Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Gustavo Lara Cantu Management For Voted - For
1b. Election of Director: Raymond P. Dolan Management For Voted - For
1c. Election of Director: Robert D. Hormats Management For Voted - For
1d. Election of Director: Grace D. Lieblein Management For Voted - For
1e. Election of Director: Craig Macnab Management For Voted - For
1f. Election of Director: Joann A. Reed Management For Voted - For
1g. Election of Director: Pamela D.a. Reeve Management For Voted - For
1h. Election of Director: David E. Sharbutt Management For Voted - For
1i. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1j. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2018. Management For Voted - For
3. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 13-Feb-18 Meeting Type: Annual
1a. Election of Director: James Bell Management For Voted - For
1b. Election of Director: Tim Cook Management For Voted - For
1c. Election of Director: Al Gore Management For Voted - For
1d. Election of Director: Bob Iger Management For Voted - For
1e. Election of Director: Andrea Jung Management For Voted - For
1f. Election of Director: Art Levinson Management For Voted - For
1g. Election of Director: Ron Sugar Management For Voted - For
1h. Election of Director: Sue Wagner Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2018 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
Non-employee Director Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "human Rights
Committee" Shareholder Against Voted - Against
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Mathis Cabiallavetta Management For Voted - For
1b. Election of Director: Pamela Daley Management For Voted - For
1c. Election of Director: William S. Demchak Management For Voted - For
1d. Election of Director: Jessica P. Einhorn Management For Voted - For
1e. Election of Director: Laurence D. Fink Management For Voted - For
1f. Election of Director: William E. Ford Management For Voted - For
1g. Election of Director: Fabrizio Freda Management For Voted - For
1h. Election of Director: Murry S. Gerber Management For Voted - For
1i. Election of Director: Margaret L. Johnson Management For Voted - For
1j. Election of Director: Robert S. Kapito Management For Voted - For
1k. Election of Director: Sir Deryck Maughan Management For Voted - For
1l. Election of Director: Cheryl D. Mills Management For Voted - For
1m. Election of Director: Gordon M. Nixon Management For Voted - For
1n. Election of Director: Charles H. Robbins Management For Voted - For
1o. Election of Director: IVan G. Seidenberg Management For Voted - For
1p. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1q. Election of Director: Susan L. Wagner Management For Voted - For
1r. Election of Director: Mark Wilson Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - For
3. Approval of an Amendment to the Blackrock, Inc.
Second Amended and Restated 1999 Stock Award and
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Deloitte LLP As
Blackrock's Independent Registered Public
Accounting Firm for the Fiscal Year 2018. Management For Voted - For
5. Shareholder Proposal - Production of an Annual
Report on Certain Trade Association and Lobbying
Expenditures. Shareholder Against Voted - Against
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BOOKING HOLDINGS INC.
SECURITY ID: 09857L108 TICKER: BKNG
Meeting Date: 07-Jun-18 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jeffrey E. Epstein Management For Voted - For
1.4 Director: Glenn D. Fogel Management For Voted - For
1.5 Director: Mirian Graddick-weir Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Craig W. Rydin Management For Voted - For
1.13 Director: Lynn M. Vojvodich Management For Voted - For
2. Ratification of Deloitte & Touche LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve 2017 Executive
Compensation. Management For Voted - For
4. Vote to Approve Amendments to the Company's 1999
Omnibus Plan. Management For Voted - For
5. Stockholder Proposal Requesting That the Company
Adopt A Policy That the Chairperson of the Board
Must be an Independent Director. Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 02-May-18 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Dan O. Dinges Management For Voted - For
1.6 Director: Robert Kelley Management For Voted - For
1.7 Director: W. Matt Ralls Management For Voted - For
1.8 Director: Marcus A. Watts Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2018 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 26-Jun-18 Meeting Type: Annual
1A. Election of Director for A One-year Term: Peter J.
Bensen Management For Voted - For
1B. Election of Director for A One-year Term: Ronald E.
Blaylock Management For Voted - For
1C. Election of Director for A One-year Term: Sona
Chawla Management For Voted - For
1D. Election of Director for A One-year Term: Thomas J.
Folliard Management For Voted - For
1E. Election of Director for A One-year Term: Shira
Goodman Management For Voted - For
1F. Election of Director for A One-year Term: Robert J.
Hombach Management For Voted - For
1G. Election of Director for A One-year Term: David W.
Mccreight Management For Voted - For
1H. Election of Director for A One-year Term: William
D. Nash Management For Voted - For
1I. Election of Director for A One-year Term: Marcella
Shinder Management For Voted - For
1J. Election of Director for A One-year Term: Mitchell
D. Steenrod Management For Voted - For
1K. Election of Director for A One-year Term: William
R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non-binding) Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
4. To Vote on A Shareholder Proposal for A Report on
Political Contributions, If Properly Presented at
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBRE
Meeting Date: 18-May-18 Meeting Type: Annual
1a. Election of Director: Brandon B. Boze Management For Voted - For
1b. Election of Director: Beth F. Cobert Management For Voted - For
1c. Election of Director: Curtis F. Feeny Management For Voted - For
1d. Election of Director: Christopher T. Jenny Management For Voted - For
1e. Election of Director: Gerardo I. Lopez Management For Voted - For
1f. Election of Director: Paula R. Reynolds Management For Voted - For
1g. Election of Director: Robert E. Sulentic Management For Voted - For
1h. Election of Director: Laura D. Tyson Management For Voted - For
1i. Election of Director: Ray Wirta Management For Voted - For
1j. Election of Director: Sanjiv Yajnik Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation for 2017. Management For Voted - For
4. Approve an Amendment to our Certificate of
Incorporation to Reduce (to 25%) the Stock-
Ownership Threshold Required for our Stockholders
to Request A Special Stockholder Meeting. Management For Voted - For
5. Stockholder Proposal Regarding our Stockholders'
Ability to Call Special Stockholder Meetings. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 09-May-18 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1j. Election of Equity Director: Alex J. Pollock Management For Voted - For
1k. Election of Equity Director: Terry L. Savage Management For Voted - For
1l. Election of Equity Director: William R. Shepard Management For Voted - For
1m. Election of Equity Director: Howard J. Siegel Management For Voted - For
1n. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 14-Jun-18 Meeting Type: Annual
1a. Election of Director: Arnold S. Barron Management For Voted - For
1b. Election of Director: Gregory M. Bridgeford Management For Voted - For
1c. Election of Director: Mary Anne Citrino Management For Voted - For
1d. Election of Director: Conrad M. Hall Management For Voted - For
1e. Election of Director: Lemuel E. Lewis Management For Voted - For
1f. Election of Director: Jeffrey G. Naylor Management For Voted - For
1g. Election of Director: Gary M. Philbin Management For Voted - For
1h. Election of Director: Bob Sasser Management For Voted - For
1i. Election of Director: Thomas A. Saunders III Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1j. Election of Director: Stephanie P. Stahl Management For Voted - For
1k. Election of Director: Thomas E. Whiddon Management For Voted - For
1l. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 07-Jun-18 Meeting Type: Mix
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' Only for Resolutions 3 and
4 and 'in Favor' Or 'abstain' Only for Resolution
Numbers 1.1 to 1.9 and 2. Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Kristin Mugford Management For Voted - For
1.6 Election of Director: Nicholas Nomicos Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: Huw Thomas Management For Voted - For
2 Appointment of PricewaterhouseCoopers LLP,
Chartered Professional Accountants, As Auditor of
the Corporation for the Ensuing Year and
Authorizing the Directors to Fix Its Remuneration Management For Voted - For
3 Adoption of A Special Resolution Authorizing an
Amendment to the Articles of the Corporation
Pursuant to Section 173 of the Canada Business
Corporations Act to Subdivide the Number of Common
Shares of the Corporation, Whether Issued Or
Unissued, on A Three for One Basis, Such That Each
Common Share Will Become Three Common Shares, As
More Particularly Described in the Accompanying
Management Proxy Circular Management For Voted - For
4 Adoption of an Advisory Non- Binding Resolution in
Respect of the Corporation's Approach to Executive
Compensation, As More Particularly Described in the
Accompanying Management Proxy Circular Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Fred D. Anderson Jr. Management For Voted - For
1b. Election of Director: Anthony J. Bates Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1c. Election of Director: Adriane M. Brown Management For Voted - For
1d. Election of Director: Diana Farrell Management For Voted - For
1e. Election of Director: Logan D. Green Management For Voted - For
1f. Election of Director: Bonnie S. Hammer Management For Voted - For
1g. Election of Director: Kathleen C. Mitic Management For Voted - For
1h. Election of Director: Pierre M. Omidyar Management For Voted - For
1i. Election of Director: Paul S. Pressler Management For Voted - For
1j. Election of Director: Robert H. Swan Management For Voted - For
1k. Election of Director: Thomas J. Tierney Management For Voted - For
1l. Election of Director: Perry M. Traquina Management For Voted - For
1m. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of Appointment of Independent Auditors. Management For Voted - For
4. Ratification of Special Meeting Provisions. Management For Voted - For
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 24-Apr-18 Meeting Type: Annual
1a. Election of Director: Janet F. Clark Management For Voted - For
1b. Election of Director: Charles R. Crisp Management For Voted - For
1c. Election of Director: Robert P. Daniels Management For Voted - For
1d. Election of Director: James C. Day Management For Voted - For
1e. Election of Director: C. Christopher Gaut Management For Voted - For
1f. Election of Director: Donald F. Textor Management For Voted - For
1g. Election of Director: William R. Thomas Management For Voted - For
1h. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche LLP,
As Auditors for the Year Ending December 31, 2018. Management For Voted - For
3. To Approve an Amendment and Restatement of the Eog
Resources, Inc. Employee Stock Purchase Plan to (i)
Increase the Number of Shares of Common Stock
Available for Purchase Under the Plan, (ii) Extend
the Term of the Plan and (iii) Effect Certain Other
Changes. Management For Voted - For
4. To Approve, by Non-binding Vote, the Compensation
of the Company's Named Executive Officers. Management For Voted - For
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 07-Jun-18 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: Scott Kriens Management For Voted - For
1.5 Director: William Luby Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Irving Lyons, III Management For Voted - For
1.7 Director: Christopher Paisley Management For Voted - For
1.8 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
4. Stockholder Proposal Related Proxy Access Reform. Shareholder Against Voted - Against
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 31-May-18 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-hellmann Management For Voted - For
1.5 Director: Reed Hastings Management For Voted - For
1.6 Director: Jan Koum Management For Voted - For
1.7 Director: Sheryl K. Sandberg Management For Voted - For
1.8 Director: Peter A. Thiel Management For Voted - For
1.9 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding A Risk Oversight
Committee. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding Simple Majority
Vote. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Content
Governance Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Median Pay by
Gender. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Tax Principles. Shareholder Against Voted - Against
ILLUMINA, INC.
SECURITY ID: 452327109 TICKER: ILMN
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Jay T. Flatley Management For Voted - For
1b. Election of Director: John W. Thompson Management For Voted - For
1c. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 30, 2018. Management For Voted - For
3. To Approve, on an Advisory Basis, the Compensation
of the Named Executive Officers As Disclosed in the
Proxy Statement. Management For Voted - For
4. To Approve, on an Advisory Basis, A Stockholder
Proposal to Elect Each Director Annually. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 22-Sep-17 Meeting Type: Special
1. To Approve the Adoption of an Amendment to our
Amended and Restated Certificate of Incorporation
to Increase the Number of Authorized Shares of our
Common Stock from 100,000,000 Shares to 300,000,000
Shares for the Purpose of Effecting A Three-
For-one Split of our Issued and Outstanding Common
Stock. Management For Voted - For
Meeting Date: 19-Apr-18 Meeting Type: Annual
1A. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1B. Election of Director: Michael A. Friedman, M.D. Management For Voted - For
1C. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1D. Election of Director: Amal M. Johnson Management For Voted - For
1E. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1F. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1G. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1H. Election of Director: Mark J. Rubash Management For Voted - For
1I. Election of Director: Lonnie M. Smith Management For Voted - For
2. To Approve, by Advisory Vote, the Compensation of
the Company's Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment of
PricewaterhouseCoopers LLP ("pwc") As the Company's
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2018. Management For Voted - For
IQVIA HOLDINGS INC.
SECURITY ID: 46266C105 TICKER: IQV
Meeting Date: 10-Apr-18 Meeting Type: Annual
1.1 Director: Ari Bousbib Management For Voted - For
1.2 Director: Colleen A. Goggins Management For Voted - For
1.3 Director: John M. Leonard, M.D. Management For Voted - For
1.4 Director: Todd B. Sisitsky Management For Voted - For
2. The Ratification of the Appointment of
PricewaterhouseCoopers LLP As Iqvia Holdings Inc.'s
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Independent Registered Public Accounting Firm for
the Year Ending December 31, 2018. Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 26-Jun-18 Meeting Type: Annual
1a. Election of Director: Richard Haythornthwaite Management For Voted - For
1b. Election of Director: Ajay Banga Management For Voted - For
1c. Election of Director: Silvio Barzi Management For Voted - For
1d. Election of Director: David R. Carlucci Management For Voted - For
1e. Election of Director: Richard K. Davis Management For Voted - For
1f. Election of Director: Steven J. Freiberg Management For Voted - For
1g. Election of Director: Julius Genachowski Management For Voted - For
1h. Election of Director: Choon Phong Goh Management For Voted - For
1i. Election of Director: Merit E. Janow Management For Voted - For
1j. Election of Director: Nancy Karch Management For Voted - For
1k. Election of Director: Oki Matsumoto Management For Voted - For
1l. Election of Director: Rima Qureshi Management For Voted - For
1m. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1n. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2018 Management For Voted - For
NIKE, INC.
SECURITY ID: 654106103 TICKER: NKE
Meeting Date: 21-Sep-17 Meeting Type: Annual
1.1 Director: Alan B. Graf, Jr. Management For Voted - For
1.2 Director: John C. Lechleiter Management For Voted - For
1.3 Director: Michelle A. Peluso Management For Voted - For
2. To Approve Executive Compensation by an Advisory
Vote. Management For Voted - For
3. To Approve the Frequency of Advisory Votes on
Executive Compensation by an Advisory Vote. Management 1 Year Voted - 1 Year
4. To Approve the Nike, Inc. Long-term Incentive Plan,
As Amended. Management For Voted - For
5. To Consider A Shareholder Proposal Regarding
Political Contributions Disclosure. Shareholder Against Voted - Against
6. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to Approve, on an Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2018. Management For Voted - For
4. Proposal to Modify the Ownership Threshold for
Shareholders to Call A Special Meeting. Shareholder Against Voted - Against
SALESFORCE.COM, INC.
SECURITY ID: 79466L302 TICKER: CRM
Meeting Date: 12-Jun-18 Meeting Type: Annual
1a. Election of Director: Marc Benioff Management For Voted - For
1b. Election of Director: Keith Block Management For Voted - For
1c. Election of Director: Craig Conway Management For Voted - For
1d. Election of Director: Alan Hassenfeld Management For Voted - For
1e. Election of Director: Neelie Kroes Management For Voted - For
1f. Election of Director: Colin Powell Management For Voted - For
1g. Election of Director: Sanford Robertson Management For Voted - For
1h. Election of Director: John V. Roos Management For Voted - For
1i. Election of Director: Bernard Tyson Management For Voted - For
1j. Election of Director: Robin Washington Management For Voted - For
1k. Election of Director: Maynard Webb Management For Voted - For
1l. Election of Director: Susan Wojcicki Management For Voted - For
2. Amendment and Restatement of our Certificate of
Incorporation to Allow Stockholders to Request
Special Meetings of the Stockholders. Management For Voted - For
3. Amendment and Restatement of our 2013 Equity
Incentive Plan To, Among Other Things, Increase the
Number of Shares Authorized for Issuance by 40
Million Shares. Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending January 31, 2019. Management For Voted - For
5. An Advisory Vote to Approve the Fiscal 2018
Compensation of our Named Executive Officers. Management For Voted - For
6. A Stockholder Proposal Requesting the Elimination
of Supermajority Voting Requirements. Shareholder Against Voted - Against
7. A Stockholder Proposal Requesting A Report on
Salesforce's Criteria for Investing In, Operating
in and Withdrawing from High-risk Regions. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 04-Apr-18 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Report on the Course of Business During the Year
Ended December 31, 2017; and Approve our
Consolidated Balance Sheet As of December 31, 2017;
our Consolidated Statement of Income for the Year
Ended December 31, 2017; and our Board of
Directors' Declarations of Dividends in 2017, As
Reflected in our 2017 Annual Report to Stockholders. Management For Voted - For
4. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Auditors for 2018. Management For Voted - For
5. To Approve Amended and Restated French Sub Plan for
Purposes of Qualification Under French Law. Management For Voted - For
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 21-Mar-18 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: Rosalind G. Brewer Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1F. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1G. Election of Director: Satya Nadella Management For Voted - For
1H. Election of Director: Joshua Cooper Ramo Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2018. Management For Voted - For
4. Proxy Access Bylaw Amendments. Shareholder Against Voted - Against
5. Report on Sustainable Packaging. Shareholder Against Voted - Against
6. "proposal Withdrawn". Shareholder Against Take No Action
7. Diversity Report. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 16-Feb-18 Meeting Type: Annual
1.1 Director: Tim Hockey Management For Voted - For
1.2 Director: Brian M. Levitt Management For Voted - For
1.3 Director: Karen E. Maidment Management For Voted - For
1.4 Director: Mark L. Mitchell Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Independent Registered Public Accounting Firm.
Ratification of the Appointment of Ernst & Young
LLP As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
September 30, 2018. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 15-May-18 Meeting Type: Annual
1a. Election of Director: Walter W. Bettinger II Management For Voted - For
1b. Election of Director: Joan T. Dea Management For Voted - For
1c. Election of Director: Christopher V. Dodds Management For Voted - For
1d. Election of Director: Mark A. Goldfarb Management For Voted - For
1e. Election of Director: Charles A. Ruffel Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Approval of 2013 Stock Incentive Plan As Amended
and Restated Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. Approval of Amended and Restated Bylaws to Adopt A
Proxy Access Bylaw for Director Nominations by
Stockholders Management For Voted - For
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Disclosure of the
Company's Political Contributions and Expenditures,
Recipients, and Related Policies and Procedures Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-18 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Safra A. Catz Management For Voted - For
1D. Election of Director: John S. Chen Management For Voted - For
1E. Election of Director: Francis A. Desouza Management For Voted - For
1F. Election of Director: Robert A. Iger Management For Voted - For
1G. Election of Director: Maria Elena Lagomasino Management For Voted - For
1H. Election of Director: Fred H. Langhammer Management For Voted - For
1I. Election of Director: Aylwin B. Lewis Management For Voted - For
1J. Election of Director: Mark G. Parker Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2018. Management For Voted - For
3. To Approve Material Terms of Performance Goals
Under the Amended and Restated 2002 Executive
Performance Plan. Management For Voted - For
4. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - For
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
ULTA BEAUTY, INC.
SECURITY ID: 90384S303 TICKER: ULTA
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Robert F. Diromualdo Management For Voted - For
1.2 Director: Catherine A. Halligan Management For Voted - For
1.3 Director: George R. Mrkonic Management For Voted - For
1.4 Director: Lorna E. Nagler Management For Voted - For
RIVERPARK LARGE GROWTH FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Director: Sally E. Blount Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for our Fiscal Year 2018, Ending February 2, 2019 Management For Voted - For
3. Advisory Resolution to Approve the Company's
Executive Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 04-Jun-18 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William Mcnabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: Glenn M. Renwick Management For Voted - For
1i. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm for the Company for the Year Ending
December 31, 2018. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 30-Jan-18 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: John F. Lundgren Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Suzanne Nora Johnson Management For Voted - For
1I. Election of Director: John A.c. Swainson Management For Voted - For
1J. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2018 Fiscal Year. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ADIDAS AG
SECURITY ID: 00687A107 TICKER: ADDYY
Meeting Date: 09-May-18 Meeting Type: Annual
2. Appropriation of Retained Earnings. I Have Noted
That A Proposal Amended in Accordanc With A
Further Repurchase, Sale, Transfer Or Issuance of
Shares Will be Presented to The Annual General
Meeting on May 9, 2018, With The Payment Per
Dividend-entitled No-par- Value Share Remaining
Unchanged at Eur 2.60. My Vote Will Also Apply in
This Case. Management For Voted - For
3. Ratification of the Actions of the Executive Board Management For Voted - For
4. Ratification of the Actions of the Supervisory Board Management For Voted - For
5. Approval of the Compensation System for The Members
of the Executive Board Management For Voted - For
6. Amendment of Section 2 of the Articles
Of Association Management For Voted - For
7. By-election to the Supervisory Board Management For Voted - For
8. Revocation of the Authorization to Issue Bonds with
Warrants (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
9a. Appointment of the Auditor and the Group Auditor
for the 2018 Financial Year Management For Voted - For
9b. Appointment of the Auditor for A Possible
Audit Review of the 2018 Financial Year Management For Voted - For
9c. Appointment of the Auditor for A Possible
Audit Review of the 2019 Financial Year Prior to
The 2019 Annual General Meeting Management For Voted - For
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-18 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan
As Amended to Increase the Available Share Reserve
by 7.5 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Firm for the Fiscal Year Ending on November 30,
2018. Management For Voted - For
4. Approval on an Advisory Basis of The Compensation
of the Named Executive Officers. Management For Voted - For
ALIGN TECHNOLOGY, INC.
SECURITY ID: 016255101 TICKER: ALGN
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Kevin J. Dallas Management For Voted - For
1b. Election of Director: Joseph M. Hogan Management For Voted - For
1c. Election of Director: Joseph Lacob Management For Voted - For
1d. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1e. Election of Director: George J. Morrow Management For Voted - For
1f. Election of Director: Thomas M. Prescott Management For Voted - For
1g. Election of Director: Andrea L. Saia Management For Voted - For
1h. Election of Director: Greg J. Santora Management For Voted - For
1i. Election of Director: Susan E. Siegel Management For Voted - For
1j. Election of Director: Warren S. Thaler Management For Voted - For
2. Proposal to Ratify the Appointment
Of PricewaterhouseCoopers LLP As Align Technology,
Inc.'s Independent Registered Public Accountants
for the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
ALLIANCE DATA SYSTEMS CORPORATION
SECURITY ID: 018581108 TICKER: ADS
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Election of Director: Bruce K. Anderson Management For Voted - For
1.2 Election of Director: Roger H. Ballou Management For Voted - For
1.3 Election of Director: Kelly J. Barlow Management For Voted - For
1.4 Election of Director: E. Linn Draper, Jr. Management For Voted - For
1.5 Election of Director: Edward J. Heffernan Management For Voted - For
1.6 Election of Director: Kenneth R. Jensen Management For Voted - For
1.7 Election of Director: Robert A. Minicucci Management For Voted - For
1.8 Election of Director: Timothy J. Theriault Management For Voted - For
1.9 Election of Director: Laurie A. Tucker Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of Deloitte & Touche
LLP As the Independent Registered Public Accounting
Firm of Alliance Data Systems Corporation for 2018. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC.
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Sundar Pichai Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
2. The Ratification of the Appointment of Ernst
& Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to Increase the Share Reserve by 11,500,000
Shares of Class C Capital Stock and to Prohibit the
Repricing Of Stock Options Granted Under the 2012
Stock Plan Without Stockholder Approval. Management For Voted - For
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented At The Meeting. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Report On Gender
Pay, If Properly Presented at The Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Simple Majority
Vote, If Properly Presented at The Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Sustainability
Metrics Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding Board Diversity
and Qualifications, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report
On Content Governance, If Properly Presented At The
Meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
SECURITY ID: 023135106 TICKER: AMZN
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Jeffrey P. Bezos Management For Voted - For
1b. Election of Director: Tom A. Alberg Management For Voted - For
1c. Election of Director: Jamie S. Gorelick Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1e. Election of Director: Judith A. Mcgrath Management For Voted - For
1f. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1g. Election of Director: Thomas O. Ryder Management For Voted - For
1h. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1i. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the Appointment Of Ernst & Young
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Shareholder Proposal Regarding Diverse Board
Candidates Shareholder Against Voted - Against
5. Shareholder Proposal Regarding A Policy to Require
an Independent Board Chair Shareholder Against Voted - Against
6. Shareholder Proposal Regarding Vote-counting
Practices For Shareholder Proposals Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
SECURITY ID: 03027X100 TICKER: AMT
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Gustavo Lara Cantu Management For Voted - For
1b. Election of Director: Raymond P. Dolan Management For Voted - For
1c. Election of Director: Robert D. Hormats Management For Voted - For
1d. Election of Director: Grace D. Lieblein Management For Voted - For
1e. Election of Director: Craig Macnab Management For Voted - For
1f. Election of Director: Joann A. Reed Management For Voted - For
1g. Election of Director: Pamela D.a. Reeve Management For Voted - For
1h. Election of Director: David E. Sharbutt Management For Voted - For
1i. Election of Director: James D. Taiclet, Jr. Management For Voted - For
1j. Election of Director: Samme L. Thompson Management For Voted - For
2. To Ratify the Selection of Deloitte & Touche LLP As
the Company's Independent Registered Public
Accounting Firm for 2018. Management For Voted - For
3. To Approve, on an Advisory Basis, The Company's
Executive Compensation. Management For Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 13-Feb-18 Meeting Type: Annual
1a. Election of Director: James Bell Management For Voted - For
1b. Election of Director: Tim Cook Management For Voted - For
1c. Election of Director: Al Gore Management For Voted - For
1d. Election of Director: Bob Iger Management For Voted - For
1e. Election of Director: Andrea Jung Management For Voted - For
1f. Election of Director: Art Levinson Management For Voted - For
1g. Election of Director: Ron Sugar Management For Voted - For
1h. Election of Director: Sue Wagner Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2018 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
Non-employee Director Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "human Rights
Committee" Shareholder Against Voted - Against
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Mathis Cabiallavetta Management For Voted - For
1b. Election of Director: Pamela Daley Management For Voted - For
1c. Election of Director: William S. Demchak Management For Voted - For
1d. Election of Director: Jessica P. Einhorn Management For Voted - For
1e. Election of Director: Laurence D. Fink Management For Voted - For
1f. Election of Director: William E. Ford Management For Voted - For
1g. Election of Director: Fabrizio Freda Management For Voted - For
1h. Election of Director: Murry S. Gerber Management For Voted - For
1i. Election of Director: Margaret L. Johnson Management For Voted - For
1j. Election of Director: Robert S. Kapito Management For Voted - For
1k. Election of Director: Sir Deryck Maughan Management For Voted - For
1l. Election of Director: Cheryl D. Mills Management For Voted - For
1m. Election of Director: Gordon M. Nixon Management For Voted - For
1n. Election of Director: Charles H. Robbins Management For Voted - For
1o. Election of Director: IVan G. Seidenberg Management For Voted - For
1p. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1q. Election of Director: Susan L. Wagner Management For Voted - For
1r. Election of Director: Mark Wilson Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, Of The
Compensation for Named Executive Officers. Management For Voted - For
3. Approval of an Amendment to the Blackrock, Inc.
Second Amended and Restated 1999 Stock Award and
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Deloitte LLP As
Blackrock's Independent Registered
Public Accounting Firm for the Fiscal Year 2018. Management For Voted - For
5. Shareholder Proposal - Production of An Annual
Report on Certain Trade Association And Lobbying
Expenditures. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
BOOKING HOLDINGS INC.
SECURITY ID: 09857L108 TICKER: BKNG
Meeting Date: 07-Jun-18 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jeffrey E. Epstein Management For Voted - For
1.4 Director: Glenn D. Fogel Management For Voted - For
1.5 Director: Mirian Graddick-weir Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Craig W. Rydin Management For Voted - For
1.13 Director: Lynn M. Vojvodich Management For Voted - For
2. Ratification of Deloitte & Touche LLP As
Our Independent Registered Public Accounting
Firm For the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve 2017
Executive Compensation. Management For Voted - For
4. Vote to Approve Amendments to The Company's 1999
Omnibus Plan. Management For Voted - For
5. Stockholder Proposal Requesting That The Company
Adopt A Policy That the Chairperson Of the Board
Must be an Independent Director. Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 02-May-18 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Dan O. Dinges Management For Voted - For
1.6 Director: Robert Kelley Management For Voted - For
1.7 Director: W. Matt Ralls Management For Voted - For
1.8 Director: Marcus A. Watts Management For Voted - For
2. To Ratify the Appointment of the
Firm PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For the Company
for Its 2018 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote,
The Compensation of our Named Executive Officers. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CARMAX, INC.
SECURITY ID: 143130102 TICKER: KMX
Meeting Date: 26-Jun-18 Meeting Type: Annual
1A. Election of Director for A One-year Term: Peter J.
Bensen Management For Voted - For
1B. Election of Director for A One-year Term: Ronald E.
Blaylock Management For Voted - For
1C. Election of Director for A One-year Term:
Sona Chawla Management For Voted - For
1D. Election of Director for A One-year Term: Thomas J.
Folliard Management For Voted - For
1E. Election of Director for A One-year Term:
Shira Goodman Management For Voted -- For
1F. Election of Director for A One-year Term: Robert J.
Hombach Management For Voted - For
1G. Election of Director for A One-year Term: David W.
Mccreight Management For Voted - For
1H. Election of Director for A One-year Term: William
D. Nash Management For Voted - For
1I. Election of Director for A One-year Term: Marcella
Shinder Management For Voted - For
1J. Election of Director for A One-year Term: Mitchell
D. Steenrod Management For Voted - For
1K. Election of Director for A One-year Term: William
R. Tiefel Management For Voted - For
2. To Ratify the Appointment of KPMG LLP
As Independent Registered Public Accounting Firm. Management For Voted - For
3. To Approve, in an Advisory (non-binding) Vote, The
Compensation of our Named Executive
Officers. Management For Voted - For
4. To Vote on A Shareholder Proposal for A Report On
Political Contributions, If Properly Presented At
the Meeting. Shareholder Against Voted - Against
CBRE GROUP, INC.
SECURITY ID: 12504L109 TICKER: CBRE
Meeting Date: 18-May-18 Meeting Type: Annual
1a. Election of Director: Brandon B. Boze Management For Voted - For
1b. Election of Director: Beth F. Cobert Management For Voted - For
1c. Election of Director: Curtis F. Feeny Management For Voted - For
1d. Election of Director: Christopher T. Jenny Management For Voted - For
1e. Election of Director: Gerardo I. Lopez Management For Voted - For
1f. Election of Director: Paula R. Reynolds Management For Voted - For
1g. Election of Director: Robert E. Sulentic Management For Voted - For
1h. Election of Director: Laura D. Tyson Management For Voted - For
1i. Election of Director: Ray Wirta Management For Voted - For
1j. Election of Director: Sanjiv Yajnik Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Ratify the Appointment of KPMG LLP As
Our Independent Registered Public Accounting
Firm For 2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation for 2017. Management For Voted - For
4. Approve an Amendment to our Certificate
Of Incorporation to Reduce (to 25%) the
Stock- Ownership Threshold Required for
Our Stockholders to Request A Special
Stockholder Meeting. Management For Voted - For
5. Stockholder Proposal Regarding Our Stockholders'
Ability to Call Special Stockholder Meetings. Shareholder Against Voted - Against
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 09-May-18 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1j. Election of Equity Director: Alex J. Pollock Management For Voted - For
1k. Election of Equity Director: Terry L. Savage Management For Voted - For
1l. Election of Equity Director: William R. Shepard Management For Voted - For
1m. Election of Equity Director: Howard J. Siegel Management For Voted - For
1n. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote on the Compensation of Our Named
Executive Officers. Management For Voted - For
DOLLAR TREE, INC.
SECURITY ID: 256746108 TICKER: DLTR
Meeting Date: 14-Jun-18 Meeting Type: Annual
1a. Election of Director: Arnold S. Barron Management For Voted - For
1b. Election of Director: Gregory M. Bridgeford Management For Voted - For
1c. Election of Director: Mary Anne Citrino Management For Voted - For
1d. Election of Director: Conrad M. Hall Management For Voted - For
1e. Election of Director: Lemuel E. Lewis Management For Voted - For
1f. Election of Director: Jeffrey G. Naylor Management For Voted - For
1g. Election of Director: Gary M. Philbin Management For Voted - For
1h. Election of Director: Bob Sasser Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1i. Election of Director: Thomas A. Saunders III Management For Voted - For
1j. Election of Director: Stephanie P. Stahl Management For Voted - For
1k. Election of Director: Thomas E. Whiddon Management For Voted - For
1l. Election of Director: Carl P. Zeithaml Management For Voted - For
2. To Approve, on an Advisory Basis, The Compensation
of the Company's Named Executive Officers Management For Voted - For
3. To Ratify the Selection of KPMG LLP As
The Company's Independent Registered
Public Accounting Firm Management For Voted - For
DOLLARAMA INC, MONTREAL QU
SECURITY ID: 25675T107
Meeting Date: 07-Jun-18 Meeting Type: Mix
Please Note That Shareholders Are Allowed to Vote
'in Favor' Or 'against' Only for Resolutions 3 And
4 and 'in Favor' Or 'abstain' Only For Resolution
Numbers 1.1 to 1.9 And 2. Thank You Non-Voting Non-Voting
1.1 Election of Director: Joshua Bekenstein Management For Voted - For
1.2 Election of Director: Gregory David Management For Voted - For
1.3 Election of Director: Elisa D. Garcia C Management For Voted - For
1.4 Election of Director: Stephen Gunn Management For Voted - For
1.5 Election of Director: Kristin Mugford Management For Voted - For
1.6 Election of Director: Nicholas Nomicos Management For Voted - For
1.7 Election of Director: Neil Rossy Management For Voted - For
1.8 Election of Director: Richard Roy Management For Voted - For
1.9 Election of Director: Huw Thomas Management For Voted - For
2 Appointment Of Pricewaterhousecoopers
LLP, Chartered Professional Accountants, As Auditor
of The Corporation for the Ensuing Year And
Authorizing the Directors To Fix Its Remuneration Management For Voted - For
3 Adoption of A Special Resolution Authorizing an
Amendment to The Articles of the
Corporation Pursuant to Section 173 of The Canada
Business Corporations Act To Subdivide the Number
Of Common Shares of The Corporation, Whether Issued
Or Unissued, on A Three for One Basis, Such That
Each Common Share Will Become Three Common Shares,
As More Particularly Described in The Accompanying
Management Proxy Circular Management For Voted - For
4 Adoption of an Advisory Non- Binding Resolution in
Respect Of The Corporation's Approach To Executive
Compensation, As More Particularly Described in
The Accompanying Management Proxy Circular Management For Voted - For
EBAY INC.
SECURITY ID: 278642103 TICKER: EBAY
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Fred D. Anderson Jr. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b. Election of Director: Anthony J. Bates Management For Voted - For
1c. Election of Director: Adriane M. Brown Management For Voted - For
1d. Election of Director: Diana Farrell Management For Voted - For
1e. Election of Director: Logan D. Green Management For Voted - For
1f. Election of Director: Bonnie S. Hammer Management For Voted - For
1g. Election of Director: Kathleen C. Mitic Management For Voted - For
1h. Election of Director: Pierre M. Omidyar Management For Voted - For
1i. Election of Director: Paul S. Pressler Management For Voted - For
1j. Election of Director: Robert H. Swan Management For Voted - For
1k. Election of Director: Thomas J. Tierney Management For Voted - For
1l. Election of Director: Perry M. Traquina Management For Voted - For
1m. Election of Director: Devin N. Wenig Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
3. Ratification of Appointment of Independent Auditors. Management For Voted - For
4. Ratification of Special Meeting Provisions. Management For Voted - For
EOG RESOURCES, INC.
SECURITY ID: 26875P101 TICKER: EOG
Meeting Date: 24-Apr-18 Meeting Type: Annual
1a. Election of Director: Janet F. Clark Management For Voted - For
1b. Election of Director: Charles R. Crisp Management For Voted - For
1c. Election of Director: Robert P. Daniels Management For Voted - For
1d. Election of Director: James C. Day Management For Voted - For
1e. Election of Director: C. Christopher Gaut Management For Voted - For
1f. Election of Director: Donald F. Textor Management For Voted - For
1g. Election of Director: William R. Thomas Management For Voted - For
1h. Election of Director: Frank G. Wisner Management For Voted - For
2. To Ratify the Appointment of Deloitte & Touche Llp,
As Auditors for the Year Ending December 31, 2018. Management For Voted - For
3. To Approve an Amendment and Restatement Of the Eog
Resources, Inc. Employee Stock Purchase Plan to (i)
Increase the Number Of Shares of Common Stock
Available For Purchase Under the Plan, (ii) Extend
the Term Of the Plan and (iii) Effect Certain
Other Changes. Management For Voted - For
4. To Approve, by Non-binding Vote, The Compensation
of the Company's Named Executive Officers. Management For Voted - For
EQUINIX, INC.
SECURITY ID: 29444U700 TICKER: EQIX
Meeting Date: 07-Jun-18 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: Scott Kriens Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Director: William Luby Management For Voted - For
1.6 Director: Irving Lyons, III Management For Voted - For
1.7 Director: Christopher Paisley Management For Voted - For
1.8 Director: Peter Van Camp Management For Voted - For
2. To Approve by A Non-binding Advisory Vote The
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. To Ratify the Appointment Of Pricewaterhousecoopers
LLP As The Company's Independent Registered
Public Accounting Firm for the Fiscal Year
Ending December 31, 2018. Management For Voted - For
4. Stockholder Proposal Related Proxy Access Reform. Shareholder Against Voted - Against
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 31-May-18 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-hellmann Management For Voted - For
1.5 Director: Reed Hastings Management For Voted - For
1.6 Director: Jan Koum Management For Voted - For
1.7 Director: Sheryl K. Sandberg Management For Voted - For
1.8 Director: Peter A. Thiel Management For Voted - For
1.9 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
3. A Stockholder Proposal Regarding Change
In Stockholder Voting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding A Risk Oversight
Committee. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding Simple Majority
Vote. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A
Content Governance Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Median Pay By
Gender. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Tax Principles. Shareholder Against Voted - Against
ILLUMINA, INC.
SECURITY ID: 452327109 TICKER: ILMN
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Jay T. Flatley Management For Voted - For
1b. Election of Director: John W. Thompson Management For Voted - For
1c. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for the Fiscal Year Ending December 30, 2018. Management For Voted - For
3. To Approve, on an Advisory Basis, The Compensation
of the Named Executive Officers As Disclosed in the
Proxy Statement. Management For Voted - For
4. To Approve, on an Advisory Basis, A Stockholder
Proposal to Elect Each Director Annually. Shareholder Against Voted - Against
INTUITIVE SURGICAL, INC.
SECURITY ID: 46120E602 TICKER: ISRG
Meeting Date: 22-Sep-17 Meeting Type: Special
1. To Approve the Adoption of An Amendment to our
Amended And Restated Certificate Of Incorporation
to Increase The Number of Authorized Shares Of Our
Common Stock from 100,000,000 Shares to 300,000,000
Shares For The Purpose of Effecting A
Three- For-one Split of our Issued And Outstanding
Common Stock. Management For Voted - For
Meeting Date: 19-Apr-18 Meeting Type: Annual
1A. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1B. Election of Director: Michael A. Friedman, M.d. Management For Voted - For
1C. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1D. Election of Director: Amal M. Johnson Management For Voted - For
1E. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1F. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1G. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1H. Election of Director: Mark J. Rubash Management For Voted - For
1I. Election of Director: Lonnie M. Smith Management For Voted - For
2. To Approve, by Advisory Vote, The Compensation of
the Company's Named Executive Officers. Management For Voted - For
3. The Ratification of Appointment
Of PricewaterhouseCoopers LLP ("pwc") As
The Company's Independent Registered
Public Accounting Firm for the Fiscal Year
Ending December 31, 2018. Management For Voted - For
IQVIA HOLDINGS INC.
SECURITY ID: 46266C105 TICKER: IQV
Meeting Date: 10-Apr-18 Meeting Type: Annual
1.1 Director: Ari Bousbib Management For Voted - For
1.2 Director: Colleen A. Goggins Management For Voted - For
1.3 Director: John M. Leonard, M.D. Management For Voted - For
1.4 Director: Todd B. Sisitsky Management For Voted - For
2. The Ratification of the Appointment
Of PricewaterhouseCoopers LLP As Iqvia Holdings
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Inc.'s Independent Registered Public Accounting
Firm for the Year Ending December 31, 2018. Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 26-Jun-18 Meeting Type: Annual
1a. Election of Director: Richard Haythornthwaite Management For Voted - For
1b. Election of Director: Ajay Banga Management For Voted - For
1c. Election of Director: Silvio Barzi Management For Voted - For
1d. Election of Director: David R. Carlucci Management For Voted - For
1e. Election of Director: Richard K. Davis Management For Voted - For
1f. Election of Director: Steven J. Freiberg Management For Voted - For
1g. Election of Director: Julius Genachowski Management For Voted - For
1h. Election of Director: Choon Phong Goh Management For Voted - For
1i. Election of Director: Merit E. Janow Management For Voted - For
1j. Election of Director: Nancy Karch Management For Voted - For
1k. Election of Director: Oki Matsumoto Management For Voted - For
1l. Election of Director: Rima Qureshi Management For Voted - For
1m. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1n. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's
Executive Compensation Management For Voted - For
3. Ratification of the Appointment
Of PricewaterhouseCoopers LLP As The Independent
Registered Public Accounting Firm For Mastercard
for 2018 Management For Voted - For
MONSANTO COMPANY
SECURITY ID: 61166W101 TICKER: MON
Meeting Date: 31-Jan-18 Meeting Type: Annual
1A. Election of Director: Dwight M. "mitch" Barns Management For Voted - For
1B. Election of Director: Gregory H. Boyce Management For Voted - For
1C. Election of Director: David L. Chicoine, Ph.D. Management For Voted - For
1D. Election of Director: Janice L. Fields Management For Voted - For
1E. Election of Director: Hugh Grant Management For Voted - For
1F. Election of Director: Laura K. Ipsen Management For Voted - For
1G. Election of Director: Marcos M. Lutz Management For Voted - For
1H. Election of Director: C. Steven Mcmillan Management For Voted - For
1I. Election of Director: Jon R. Moeller Management For Voted - For
1J. Election of Director: George H. Poste, Ph.D., D.v.m. Management For Voted - For
1K. Election of Director: Robert J. Stevens Management For Voted - For
1L. Election of Director: Patricia Verduin, Ph.D. Management For Voted - For
2. Ratify the Appointment of Deloitte & Touche LLP As
our Independent Registered Public Accounting Firm
for Fiscal 2018. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory (non-binding) Vote to Approve Executive
Compensation. Management For Voted - For
4. Shareowner Proposal: Bylaw Amendment To Create
Board Human Rights Committee. Shareholder Against Voted - Against
NIKE, INC.
SECURITY ID: 654106103 TICKER: NKE
Meeting Date: 21-Sep-17 Meeting Type: Annual
1.1 Director: Alan B. Graf, Jr. Management For Voted - For
1.2 Director: John C. Lechleiter Management For Voted - For
1.3 Director: Michelle A. Peluso Management For Voted - For
2. To Approve Executive
Compensation by an Advisory
Vote. Management For Voted - For
3. To Approve the Frequency Of
Advisory Votes on
Executive
Compensation by an Advisory Vote. Management 1 Year Voted - 1 Year
4. To Approve the Nike, Inc. Long-term
Incentive Plan,
As Amended. Management For Voted - For
5. To Consider A Shareholder
Proposal Regarding
Political
Contributions Disclosure. Shareholder Against Voted - Against
6. To Ratify the Appointment Of
Pricewaterhousecoopers
LLP As
Independent Registered Public
Accounting
Firm. Management For Voted - For
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1l. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to Approve, on an Advisory Basis, The
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2018. Management For Voted - For
4. Proposal to Modify the Ownership Threshold For
Shareholders to Call A Special Meeting. Shareholder Against Voted - Against
PACIRA PHARMACEUTICALS, INC.
SECURITY ID: 695127100 TICKER: PCRX
Meeting Date: 12-Jun-18 Meeting Type: Annual
1.1 Director: Laura Brege Management For Voted - For
1.2 Director: Mark I. Froimson Management For Voted - For
1.3 Director: Mark A. Kronenfeld Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve the Compensation Of Our
Named Executive Officers. Management For Voted - For
SALESFORCE.COM, INC.
SECURITY ID: 79466L302 TICKER: CRM
Meeting Date: 12-Jun-18 Meeting Type: Annual
1a. Election of Director: Marc Benioff Management For Voted - For
1b. Election of Director: Keith Block Management For Voted - For
1c. Election of Director: Craig Conway Management For Voted - For
1d. Election of Director: Alan Hassenfeld Management For Voted - For
1e. Election of Director: Neelie Kroes Management For Voted - For
1f. Election of Director: Colin Powell Management For Voted - For
1g. Election of Director: Sanford Robertson Management For Voted - For
1h. Election of Director: John V. Roos Management For Voted - For
1i. Election of Director: Bernard Tyson Management For Voted - For
1j. Election of Director: Robin Washington Management For Voted - For
1k. Election of Director: Maynard Webb Management For Voted - For
1l. Election of Director: Susan Wojcicki Management For Voted - For
2. Amendment and Restatement of Our Certificate of
Incorporation to Allow Stockholders to Request
Special Meetings Of The Stockholders. Management For Voted - For
3. Amendment and Restatement of our 2013 Equity
Incentive Plan To, Among Other Things, Increase the
Number of Shares Authorized For Issuance by 40
Million Shares. Management For Voted - For
4. Ratification of the Appointment of Ernst & Young
LLP As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending January 31, 2019. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
5. An Advisory Vote to Approve the Fiscal
2018 Compensation of our Named Executive Officers. Management For Voted - For
6. A Stockholder Proposal Requesting The Elimination
of Supermajority Voting Requirements. Shareholder Against Voted - Against
7. A Stockholder Proposal Requesting A Report
On Salesforce's Criteria for Investing In,
Operating In and Withdrawing from High-risk Regions. Shareholder Against Voted - Against
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 04-Apr-18 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, The Company's
Executive Compensation. Management For Voted - For
3. To Report on the Course of Business During The Year
Ended December 31, 2017; and Approve Our
Consolidated Balance Sheet As Of December 31, 2017;
our Consolidated Statement of Income for the Year
Ended December 31, 2017; and our Board
Of Directors' Declarations of Dividends in 2017, As
Reflected in our 2017 Annual Report To Stockholders. Management For Voted - For
4. To Ratify the Appointment Of Pricewaterhousecoopers
LLP As Independent Auditors for 2018. Management For Voted - For
5. To Approve Amended and Restated French Sub Plan for
Purposes of Qualification Under French Law. Management For Voted - For
SOUTHWESTERN ENERGY COMPANY
SECURITY ID: 845467109 TICKER: SWN
Meeting Date: 22-May-18 Meeting Type: Annual
1.1 Election of Director: John D. Gass Management For Voted - For
1.2 Election of Director: Catherine A. Kehr Management For Voted - For
1.3 Election of Director: Greg D. Kerley Management For Voted - For
1.4 Election of Director: Gary P. Luquette Management For Voted - For
1.5 Election of Director: Jon A. Marshall Management For Voted - For
1.6 Election of Director: Patrick M. Prevost Management For Voted - For
1.7 Election of Director: Terry W. Rathert Management For Voted - For
1.8 Election of Director: William J. Way Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote to Approve 2017 Named Executive
Officer Compensation. Management For Voted - For
3. Proposal to Ratify the Appointment
Of PricewaterhouseCoopers LLP to Serve As
The Company's Independent Registered
Public Accounting Firm for 2018. Management For Voted - For
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 21-Mar-18 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: Rosalind G. Brewer Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1G. Election of Director: Satya Nadella Management For Voted - For
1H. Election of Director: Joshua Cooper Ramo Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our
Executive Compensation. Management For Voted - For
3. Ratification of Selection of Deloitte & Touche Llp
As our Independent Registered Public Accounting
Firm for Fiscal 2018. Management For Voted - For
4. Proxy Access Bylaw Amendments. Shareholder Against Voted - Against
5. Report on Sustainable Packaging. Shareholder Against Voted - Against
6. "proposal Withdrawn". Shareholder Against Take No Action
7. Diversity Report. Shareholder Against Voted - Against
TD AMERITRADE HOLDING CORPORATION
SECURITY ID: 87236Y108 TICKER: AMTD
Meeting Date: 16-Feb-18 Meeting Type: Annual
1.1 Director: Tim Hockey Management For Voted - For
1.2 Director: Brian M. Levitt Management For Voted - For
1.3 Director: Karen E. Maidment Management For Voted - For
1.4 Director: Mark L. Mitchell Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Independent Registered Public Accounting Firm.
Ratification of The Appointment of Ernst & Young
LLP As The Company's Independent Registered
Public Accounting Firm for the Fiscal Year
Ending September 30, 2018. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 15-May-18 Meeting Type: Annual
1a. Election of Director: Walter W. Bettinger II Management For Voted - For
1b. Election of Director: Joan T. Dea Management For Voted - For
1c. Election of Director: Christopher V. Dodds Management For Voted - For
1d. Election of Director: Mark A. Goldfarb Management For Voted - For
1e. Election of Director: Charles A. Ruffel Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Approval of 2013 Stock Incentive Plan As Amended
and Restated Management For Voted - For
5. Approval of Amended and Restated Bylaws To Adopt A
Proxy Access Bylaw for Director Nominations by
Stockholders Management For Voted - For
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Disclosure Of The
Company's Political Contributions And Expenditures,
Recipients, and Related Policies And Procedures Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-18 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Safra A. Catz Management For Voted - For
1D. Election of Director: John S. Chen Management For Voted - For
1E. Election of Director: Francis A. Desouza Management For Voted - For
1F. Election of Director: Robert A. Iger Management For Voted - For
1G. Election of Director: Maria Elena Lagomasino Management For Voted - For
1H. Election of Director: Fred H. Langhammer Management For Voted - For
1I. Election of Director: Aylwin B. Lewis Management For Voted - For
1J. Election of Director: Mark G. Parker Management For Voted - For
2. To Ratify the Appointment Of Pricewaterhousecoopers
LLP As The Company's Registered Public Accountants
For 2018. Management For Voted - For
3. To Approve Material Terms of Performance Goals
Under the Amended and Restated 2002 Executive
Performance Plan. Management For Voted - For
4. To Approve the Advisory Resolution On Executive
Compensation. Management For Voted - For
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. To Approve the Shareholder Proposal Requesting the
Board to Amend The Company's Bylaws Relating to
Proxy Access To Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares
To Meet the Shareholding Requirement, And Remove
the Limitation on Renomination Of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
ULTA BEAUTY, INC.
SECURITY ID: 90384S303 TICKER: ULTA
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Robert F. Diromualdo Management For Voted - For
1.2 Director: Catherine A. Halligan Management For Voted - For
1.3 Director: George R. Mrkonic Management For Voted - For
1.4 Director: Lorna E. Nagler Management For Voted - For
1.5 Director: Sally E. Blount Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
our Independent Registered Public Accounting Firm
for our Fiscal Year 2018, Ending February 2, 2019 Management For Voted - For
3. Advisory Resolution to Approve the
Company's Executive Compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 04-Jun-18 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William Mcnabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: Glenn M. Renwick Management For Voted - For
1i. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte
& Touche LLP As the Independent Registered Public
Accounting Firm for the Company For The Year Ending
December 31, 2018. Management For Voted - For
RIVERPARK LONG/SHORT OPPORTUNITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 30-Jan-18 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: John F. Lundgren Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Suzanne Nora Johnson Management For Voted - For
1I. Election of Director: John A.c. Swainson Management For Voted - For
1J. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment Of KPMG LLP As our
Independent Registered Public Accounting Firm For
the 2018 Fiscal Year. Management For Voted - For
RIVERPARK STRATEGIC INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
WASTE ITALIA S.P.A., MILANO
SECURITY ID: T9T065AB7
Meeting Date: 13-Nov-17 Meeting Type: Bond
Please Note That the Italian Language Agenda is
Available by Clicking on the Url Link:
Https://materials.proxyvote.com/approved/999
99z/19840101/nps_339344.pdf Non-Voting Non-Voting
1 Assignment of A Legal Advisory Contract in the
Noteholders' Interest in Relation to the
Composition with Creditors Proceeding (i.e. the
Insolvency Proceeding Called 'concordato
Preventive' Under the Italian Insolvency Law)
Initiated by the Company and Its Subsidiary Faeco
S.r.l Examination and Approval of the Advisory
Proposals Received from the Law Firms Dla Piper
Studio Legale Associato and Bonellierede Management For Voted - Abstain
2 Relocation of Alice Ambiente's Registered Office
from Milan to Oleggio (no) Management For Voted - Abstain
Please Note That There is A Minimum to Vote :
100000 and Multiple: 1000 Non-Voting Non-Voting
03 Nov 2017: Please Note in the Event the Meeting
Does Not Reach Quorum, There Will be A Second Call
on 14 Nov 2017. Consequently, Your Voting
Instructions Will Remain Valid for All Calls Unless
the Agenda is Amended. Thank You. Non-Voting Non-Voting
03 Nov 2017: Please Note That This is A Revision
Due to Addition of Comment. If You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You Decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC.
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Sundar Pichai Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to Increase the Share Reserve by 11,500,000
Shares of Class C Capital Stock and to Prohibit the
Repricing of Stock Options Granted Under the 2012
Stock Plan Without Stockholder Approval. Management For Voted - For
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Simple Majority
Vote, If Properly Presented at the Meeting. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding A Sustainability
Metrics Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding Board Diversity
and Qualifications, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on
Content Governance, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 13-Feb-18 Meeting Type: Annual
1a. Election of Director: James Bell Management For Voted - For
1b. Election of Director: Tim Cook Management For Voted - For
1c. Election of Director: Al Gore Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Bob Iger Management For Voted - For
1e. Election of Director: Andrea Jung Management For Voted - For
1f. Election of Director: Art Levinson Management For Voted - For
1g. Election of Director: Ron Sugar Management For Voted - For
1h. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2018 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
Non-employee Director Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "human Rights
Committee" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 05-May-18 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Gregory E. Abel Management For Voted - For
1.4 Director: Howard G. Buffett Management For Voted - For
1.5 Director: Stephen B. Burke Management For Voted - For
1.6 Director: Susan L. Decker Management For Voted - For
1.7 Director: William H. Gates III Management For Voted - For
1.8 Director: David S. Gottesman Management For Voted - For
1.9 Director: Charlotte Guyman Management For Voted - For
1.10 Director: Ajit Jain Management For Voted - For
1.11 Director: Thomas S. Murphy Management For Voted - For
1.12 Director: Ronald L. Olson Management For Voted - For
1.13 Director: Walter Scott, Jr. Management For Voted - For
1.14 Director: Meryl B. Witmer Management For Voted - For
2. Shareholder Proposal Regarding Methane Gas
Emissions. Shareholder Against Voted - Against
3. Shareholder Proposal Regarding Adoption of A Policy
to Encourage Berkshire Subsidiaries to Issue Annual
Sustainability Reports. Shareholder Against Voted - Against
BOOKING HOLDINGS INC.
SECURITY ID: 09857L108 TICKER: BKNG
Meeting Date: 07-Jun-18 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Jeffrey E. Epstein Management For Voted - For
1.4 Director: Glenn D. Fogel Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.5 Director: Mirian Graddick-weir Management For Voted - For
1.6 Director: James M. Guyette Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Craig W. Rydin Management For Voted - For
1.13 Director: Lynn M. Vojvodich Management For Voted - For
2. Ratification of Deloitte & Touche LLP As our
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve 2017 Executive
Compensation. Management For Voted - For
4. Vote to Approve Amendments to the Company's 1999
Omnibus Plan. Management For Voted - For
5. Stockholder Proposal Requesting That the Company
Adopt A Policy That the Chairperson of the Board
Must be an Independent Director. Shareholder Against Voted - Against
CELGENE CORPORATION
SECURITY ID: 151020104 TICKER: CELG
Meeting Date: 13-Jun-18 Meeting Type: Annual
1.1 Director: Mark J. Alles Management For Voted - For
1.2 Director: R W Barker, D.phil, Obe Management For Voted - For
1.3 Director: Hans E. Bishop Management For Voted - For
1.4 Director: Michael W. Bonney Management For Voted - For
1.5 Director: Michael D. Casey Management For Voted - For
1.6 Director: Carrie S. Cox Management For Voted - For
1.7 Director: Michael A. Friedman, Md Management For Voted - For
1.8 Director: Julia A. Haller, M.D. Management For Voted - For
1.9 Director: P. A. Hemingway Hall Management For Voted - For
1.10 Director: James J. Loughlin Management For Voted - For
1.11 Director: Ernest Mario, Ph.D. Management For Voted - For
1.12 Director: John H. Weiland Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 31, 2018. Management For Voted - For
3. Approval, by Non-binding Vote, of Executive
Compensation of the Company's Named Executive
Officers. Management For Voted - For
4. Advisory Vote on Stockholder Proposal to Request
the Company's Board of Directors to Amend the
Company's Proxy Access By-law Provision to
Eliminate the Limit on the Number of Stockholders
That Can Aggregate Their Shares to Achieve the
Holding Requirement for Nomination of Directors,
Described in More Detail in the Proxy Statement. Shareholder Against Voted - Against
5. Advisory Vote on Stockholder Proposal to Request
the Company's Board of Directors to Adopt A Policy
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
and Amend the Company's Governing Documents to
Require That the Chairman of the Board be an
Independent Member, Described in More Detail in the
Proxy Statement. Shareholder Against Voted - Against
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
SECURITY ID: 192446102 TICKER: CTSH
Meeting Date: 05-Jun-18 Meeting Type: Annual
1a. Election of Director: Zein Abdalla Management For Voted - For
1b. Election of Director: Betsy S. Atkins Management For Voted - For
1c. Election of Director: Maureen Breakiron- Evans Management For Voted - For
1d. Election of Director: Jonathan Chadwick Management For Voted - For
1e. Election of Director: John M. Dineen Management For Voted - For
1f. Election of Director: Francisco D'souza Management For Voted - For
1g. Election of Director: John N. Fox, Jr. Management For Voted - For
1h. Election of Director: John E. Klein Management For Voted - For
1i. Election of Director: Leo S. Mackay, Jr. Management For Voted - For
1j. Election of Director: Michael Patsalos-fox Management For Voted - For
1k. Election of Director: Joseph M. Velli Management For Voted - For
2. Approve, on an Advisory (non-binding) Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Independent Registered Public
Accounting Firm for the Year Ending December 31,
2018. Management For Voted - For
4. Approve an Amendment and Restatement of the
Company's 2004 Employee Stock Purchase Plan. Management For Voted - For
5a. Approve the Proposal to Eliminate the Supermajority
Voting Requirements in the Company's Certificate of
Incorporation with Respect To: Amending the
Company's By-laws. Management For Voted - For
5b. Approve the Proposal to Eliminate the Supermajority
Voting Requirements in the Company's Certificate of
Incorporation with Respect To: Removing Directors. Management For Voted - For
5c. Approve the Proposal to Eliminate the Supermajority
Voting Requirements in the Company's Certificate of
Incorporation with Respect To: Amending Certain
Provisions of the Company's Certificate of
Incorporation. Management For Voted - For
6. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Permit
Stockholder Action by Written Consent. Shareholder Against Voted - Against
7. Stockholder Proposal Requesting That the Board of
Directors Take the Steps Necessary to Lower the
Ownership Threshold for Stockholders to Call A
Special Meeting. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CORE LABORATORIES N.V.
SECURITY ID: N22717107 TICKER: CLB
Meeting Date: 24-May-18 Meeting Type: Annual
1a. Re-election of Class III Director: Margaret Ann Van
Kempen Management For Voted - For
1b. Election of Class III Director: Lawrence Bruno Management For Voted - For
2. To Appoint KPMG, Including Its U.S. and Dutch
Affiliates, (collectively, "kpmg") As Core
Laboratories N.v.'s (the "company") Independent
Registered Public Accountants for the Year Ending
December 31, 2018. Management For Voted - For
3. To Confirm and Adopt our Dutch Statutory Annual
Accounts in the English Language for the Fiscal
Year Ended December 31, 2017, Following A
Discussion of our Dutch Report of the Management
Board for That Same Period. Management For Voted - For
4. To Approve and Resolve the Cancellation of our
Repurchased Shares Held at 12:01 A.m. Cest on May
24, 2018. Management For Voted - For
5. To Approve and Resolve the Extension of the
Existing Authority to Repurchase Up to 10% of our
Issued Share Capital from Time to Time for an
18-month Period, Until November 24, 2019, and Such
Repurchased Shares May be Used for Any Legal
Purpose. Management For Voted - For
6. To Approve and Resolve the Extension of the
Authority to Issue Shares And/or to Grant Rights
(including Options to Purchase) with Respect to our
Common and Preference Shares Up to A Maximum of 10%
of Outstanding Shares Per Annum Until November 24,
2019. Management For Voted - For
7. To Approve and Resolve the Extension of the
Authority to Limit Or Exclude the Preemptive Rights
of the Holders of our Common Shares And/or
Preference Shares Up to A Maximum of 10% of
Outstanding Shares Per Annum Until November 24,
2019. Management For Voted - For
8a. The Shareholders Approve the Compensation
Philosophy, Policies and Procedures Described in
the Cd&a, and the Compensation of Core Laboratories
N.v.'s Named Executive Officers As Disclosed
Pursuant to the Sec's Compensation Disclosure
Rules, Including the Compensation Tables. Management For Voted - For
8b. The Shareholders of the Company be Provided an
Opportunity to Approve the Compensation Philosophy,
Policies and Procedures Described in the Cd&a, and
the Compensation of Core Laboratories N.v.'s Named
Executive Officers As Disclosed Pursuant to the
Sec's Compensation Disclosure Rules, Including the
Compensation Tables Every One, Two Or Three Years. Management 1 Year Voted - 1 Year
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Michael A. Mussallem Management For Voted - For
1b. Election of Director: Kieran T. Gallahue Management For Voted - For
1c. Election of Director: Leslie S. Heisz Management For Voted - For
1d. Election of Director: William J. Link, Ph.D. Management For Voted - For
1e. Election of Director: Steven R. Loranger Management For Voted - For
1f. Election of Director: Martha H. Marsh Management For Voted - For
1g. Election of Director: Wesley W. Von Schack Management For Voted - For
1h. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
3. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
4. Advisory Vote on A Stockholder Proposal Regarding
Action by Written Consent Shareholder Against Voted - Against
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 31-May-18 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-hellmann Management For Voted - For
1.5 Director: Reed Hastings Management For Voted - For
1.6 Director: Jan Koum Management For Voted - For
1.7 Director: Sheryl K. Sandberg Management For Voted - For
1.8 Director: Peter A. Thiel Management For Voted - For
1.9 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - Against
4. A Stockholder Proposal Regarding A Risk Oversight
Committee. Shareholder Against Voted - Against
5. A Stockholder Proposal Regarding Simple Majority
Vote. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Content
Governance Report. Shareholder Against Voted - Against
7. A Stockholder Proposal Regarding Median Pay by
Gender. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Tax Principles. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
FASTENAL COMPANY
SECURITY ID: 311900104 TICKER: FAST
Meeting Date: 24-Apr-18 Meeting Type: Annual
1A. Election of Director: Willard D. Oberton Management For Voted - For
1B. Election of Director: Michael J. Ancius Management For Voted - For
1C. Election of Director: Michael J. Dolan Management For Voted - For
1D. Election of Director: Stephen L. Eastman Management For Voted - For
1E. Election of Director: Daniel L. Florness Management For Voted - For
1F. Election of Director: Rita J. Heise Management For Voted - For
1G. Election of Director: Darren R. Jackson Management For Voted - For
1H. Election of Director: Daniel L. Johnson Management For Voted - For
1I Election of Director: Scott A. Satterlee Management For Voted - For
1J. Election of Director: Reyne K. Wisecup Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As
Independent Registered Public Accounting Firm for
the 2018 Fiscal Year. Management For Voted - For
3. Approval, by Non-binding Vote, of Executive
Compensation. Management For Voted - For
4. Approval of the Fastenal Company Non- Employee
Director Stock Option Plan. Management For Voted - For
PAYPAL HOLDINGS, INC.
SECURITY ID: 70450Y103 TICKER: PYPL
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Rodney C. Adkins Management For Voted - For
1b. Election of Director: Wences Casares Management For Voted - For
1c. Election of Director: Jonathan Christodoro Management For Voted - For
1d. Election of Director: John J. Donahoe Management For Voted - For
1e. Election of Director: David W. Dorman Management For Voted - For
1f. Election of Director: Belinda J. Johnson Management For Voted - For
1g. Election of Director: Gail J. Mcgovern Management For Voted - For
1h. Election of Director: David M. Moffett Management For Voted - For
1i. Election of Director: Ann M. Sarnoff Management For Voted - For
1j. Election of Director: Daniel H. Schulman Management For Voted - For
1k. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory Vote to Approve the Compensation of our
Named Executive Officers. Management For Voted - For
3. Approval of the Paypal Holdings, Inc. Amended and
Restated 2015 Equity Incentive Award Plan. Management For Voted - For
4. Approval of the Paypal Holdings, Inc. Amended and
Restated Employee Stock Purchase Plan. Management For Voted - For
5. Ratification of the Appointment of
PricewaterhouseCoopers LLP As our Independent
Auditor for 2018. Management For Voted - For
6. Stockholder Proposal Regarding Stockholder Proxy
Access Enhancement. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
7. Stockholder Proposal Regarding Political
Transparency. Shareholder Against Voted - Against
8. Stockholder Proposal Regarding Human and Indigenous
Peoples' Rights. Shareholder Against Voted - Against
QUALCOMM INCORPORATED
SECURITY ID: 747525103 TICKER: QCOM
Meeting Date: 23-Mar-18 Meeting Type: Contested Annual
1.1 Director: Barbara T. Alexander Management For Voted - For
1.2 Director: Jeffrey W. Henderson Management For Voted - For
1.3 Director: Thomas W. Horton Management For Voted - For
1.4 Director: Paul E. Jacobs Management For Voted - For
1.5 Director: Ann M. Livermore Management For Voted - For
1.6 Director: Harish Manwani Management For Voted - For
1.7 Director: Mark D. Mclaughlin Management For Voted - For
1.8 Director: Steve Mollenkopf Management For Voted - For
1.9 Director: Clark T. Randt, Jr. Management For Voted - For
1.10 Director: Francisco Ros Management For Voted - For
1.11 Director: Anthony J. Vinciquerra Management For Voted - For
2 To Ratify the Selection of PricewaterhouseCoopers
LLP As our Independent Public Accountants. Management For Voted - For
3 To Approve, on an Advisory Basis, our Executive
Compensation. Management For Voted - For
4 To Approve an Amendment to the Amended and Restated
Qualcomm Incorporated 2001 Employee Stock Purchase
Plan, As Amended, to Increase the Share Reserve by
30,000,000 Shares. Management For Voted - For
5 To Approve an Amendment to the Company's Restated
Certificate of Incorporation, As Amended, to
Eliminate Certain Supermajority Voting Provisions
Relating to Removal of Directors. Management For Voted - For
6 To Approve an Amendment to the Company's Restated
Certificate of Incorporation, As Amended, to
Eliminate Certain Supermajority Voting Provisions
Relating to Amendments and Obsolete Provisions. Management For Voted - For
7 To Approve an Amendment to the Company's Restated
Certificate of Incorporation, As Amended, to
Eliminate Provisions Requiring A Supermajority Vote
for Certain Transactions with Interested
Stockholders. Management For Voted - For
8 To Vote on A Stockholder Proposal to Undo
Amendments to the Company's Amended and Restated
Bylaws Adopted Without Stockholder Approval. Shareholder Against Voted - Against
ROSS STORES, INC.
SECURITY ID: 778296103 TICKER: ROST
Meeting Date: 23-May-18 Meeting Type: Annual
1a) Election of Director: Michael Balmuth Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1b) Election of Director: K. Gunnar Bjorklund Management For Voted - For
1c) Election of Director: Michael J. Bush Management For Voted - For
1d) Election of Director: Norman A. Ferber Management For Voted - For
1e) Election of Director: Sharon D. Garrett Management For Voted - For
1f) Election of Director: Stephen D. Milligan Management For Voted - For
1g) Election of Director: George P. Orban Management For Voted - For
1h) Election of Director: Michael O'sullivan Management For Voted - For
1i) Election of Director: Lawrence S. Peiros Management For Voted - For
1j) Election of Director: Gregory L. Quesnel Management For Voted - For
1k) Election of Director: Barbara Rentler Management For Voted - For
2. Advisory Vote to Approve the Resolution on the
Compensation of the Named Executive Officers. Management For Voted - For
3. To Ratify the Appointment of Deloitte & Touche LLP
As the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending February
2, 2019. Management For Voted - For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY ID: 806857108 TICKER: SLB
Meeting Date: 04-Apr-18 Meeting Type: Annual
1A. Election of Director: Peter L.s. Currie Management For Voted - For
1B. Election of Director: Miguel M. Galuccio Management For Voted - For
1C. Election of Director: V. Maureen Kempston Darkes Management For Voted - For
1D. Election of Director: Paal Kibsgaard Management For Voted - For
1E. Election of Director: Nikolay Kudryavtsev Management For Voted - For
1F. Election of Director: Helge Lund Management For Voted - For
1G. Election of Director: Michael E. Marks Management For Voted - For
1H. Election of Director: Indra K. Nooyi Management For Voted - For
1I. Election of Director: Lubna S. Olayan Management For Voted - For
1J. Election of Director: Leo Rafael Reif Management For Voted - For
1K. Election of Director: Henri Seydoux Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
3. To Report on the Course of Business During the Year
Ended December 31, 2017; and Approve our
Consolidated Balance Sheet As of December 31, 2017;
our Consolidated Statement of Income for the Year
Ended December 31, 2017; and our Board of
Directors' Declarations of Dividends in 2017, As
Reflected in our 2017 Annual Report to Stockholders. Management For Voted - For
4. To Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Auditors for 2018. Management For Voted - For
5. To Approve Amended and Restated French Sub Plan for
Purposes of Qualification Under French Law. Management For Voted - For
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
THE CHARLES SCHWAB CORPORATION
SECURITY ID: 808513105 TICKER: SCHW
Meeting Date: 15-May-18 Meeting Type: Annual
1a. Election of Director: Walter W. Bettinger II Management For Voted - For
1b. Election of Director: Joan T. Dea Management For Voted - For
1c. Election of Director: Christopher V. Dodds Management For Voted - For
1d. Election of Director: Mark A. Goldfarb Management For Voted - For
1e. Election of Director: Charles A. Ruffel Management For Voted - For
2. Ratification of the Selection of Deloitte & Touche
LLP As Independent Auditors Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Approval of 2013 Stock Incentive Plan As Amended
and Restated Management For Voted - For
5. Approval of Amended and Restated Bylaws to Adopt A
Proxy Access Bylaw for Director Nominations by
Stockholders Management For Voted - For
6. Stockholder Proposal Requesting Annual Disclosure
of Eeo-1 Data Shareholder Against Voted - Against
7. Stockholder Proposal Requesting Disclosure of the
Company's Political Contributions and Expenditures,
Recipients, and Related Policies and Procedures Shareholder Against Voted - Against
THE KRAFT HEINZ COMPANY
SECURITY ID: 500754106 TICKER: KHC
Meeting Date: 23-Apr-18 Meeting Type: Annual
1A. Election of Director: Gregory E. Abel Management For Voted - For
1B. Election of Director: Alexandre Behring Management For Voted - For
1C. Election of Director: John T. Cahill Management For Voted - For
1D. Election of Director: Tracy Britt Cool Management For Voted - For
1E. Election of Director: Feroz Dewan Management For Voted - For
1F. Election of Director: Jeanne P. Jackson Management For Voted - For
1G. Election of Director: Jorge Paulo Lemann Management For Voted - For
1H. Election of Director: John C. Pope Management For Voted - For
1I. Election of Director: Marcel Herrmann Telles Management For Voted - For
1J. Election of Director: Alexandre Van Damme Management For Voted - For
1K. Election of Director: George Zoghbi Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Selection of
PricewaterhouseCoopers LLP As our Independent
Auditors for 2018. Management For Voted - For
4. Shareholder Proposal: Resolution Related to
Packaging. Shareholder Against Voted - Against
RIVERPARK/WEDGEWOOD FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
TRACTOR SUPPLY COMPANY
SECURITY ID: 892356106 TICKER: TSCO
Meeting Date: 10-May-18 Meeting Type: Annual
1.1 Director: Cynthia T. Jamison Management For Voted - For
1.2 Director: Peter D. Bewley Management For Voted - For
1.3 Director: Denise L. Jackson Management For Voted - For
1.4 Director: Thomas A. Kingsbury Management For Voted - For
1.5 Director: Ramkumar Krishnan Management For Voted - For
1.6 Director: George Mackenzie Management For Voted - For
1.7 Director: Edna K. Morris Management For Voted - For
1.8 Director: Mark J. Weikel Management For Voted - For
1.9 Director: Gregory A. Sandfort Management For Voted - For
2. To Ratify the Re-appointment of Ernst & Young LLP
As our Independent Registered Public Accounting
Firm for the Fiscal Year Ending December 29, 2018 Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve Executive
Compensation Management For Voted - For
4. Approval of the 2018 Omnibus Incentive Plan Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 30-Jan-18 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: John F. Lundgren Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Suzanne Nora Johnson Management For Voted - For
1I. Election of Director: John A.c. Swainson Management For Voted - For
1J. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2018 Fiscal Year. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
RIVERPARK FUNDS TRUST
By: /S/ MORTY SCHAJA
--------------------
Morty Schaja
President
Date: August 30, 2018