UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07923
CITY NATIONAL ROCHDALE FUNDS
(Exact name of registrant as specified in charter)
400 North Roxbury Drive
Beverly Hills, CA 90210
(Address of principal executive offices)
Michael Gozzillo
400 North Roxbury Drive
Beverly Hills, CA 90210
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-888-889-0799
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2017 to June 30, 2018
ITEM 1. PROXY VOTING RECORD.
ATTACHED ARE THE PROXY VOTING RECORDS FOR THE FOLLOWING FUNDS:
CALIFORNIA TAX EXEMPT BOND FUND
CORPORATE BOND FUND
DIVIDEND & INCOME FUND
EMERGING MARKETS FUND
FIXED INCOME OPPORTUNITIES FUND
GOVERNMENT BOND FUND
GOVERNMENT MONEY MARKET FUND
HIGH YIELD BOND FUND
INTERMEDIATE FIXED INCOME FUND
MUNICIPAL HIGH INCOME FUND
U.S. CORE EQUITY FUND
<PAGE
NON-VOTING FUNDS
CALIFORNIA TAX EXEMPT BOND FUND
California Tax Exempt Bond Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
CORPORATE BOND FUND
Corporate Bond Fund Invests In Securities That Do Not Have Voting Rights. No
Votes Have Been Cast On Securities By This Fund During the Reporting Period.
FIXED INCOME OPPORTUNITIES FUND
Fixed Income Opportunities Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
GOVERNMENT BOND FUND
Government Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
GOVERNMENT MONEY MARKET FUND
Government Money Market Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
HIGH YIELD BOND FUND
High Yield Bond Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
INTERMEDIATE FIXED INCOME FUND
Intermediate Fixed Income Fund Invests In Securities That Do Not Have Voting
Rights. No Votes Have Been Cast On Securities By This Fund During the Reporting
Period.
MUNICIPAL HIGH INCOME FUND
Municipal High Income Fund Invests In Securities That Do Not Have Voting Rights.
No Votes Have Been Cast On Securities By This Fund During the Reporting Period.
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 08-May-18 Meeting Type: Annual
1a. Election of Director: Sondra L. Barbour Management For Voted - For
1b. Election of Director: Thomas "tony" K. Brown Management For Voted - For
1c. Election of Director: David B. Dillon Management For Voted - For
1d. Election of Director: Michael L. Eskew Management For Voted - For
1e. Election of Director: Herbert L. Henkel Management For Voted - For
1f. Election of Director: Amy E. Hood Management For Voted - For
1g. Election of Director: Muhtar Kent Management For Voted - For
1h. Election of Director: Edward M. Liddy Management For Voted - For
1i. Election of Director: Gregory R. Page Management For Voted - For
1j. Election of Director: Michael F. Roman Management For Voted - For
1k. Election of Director: Inge G. Thulin Management For Voted - For
1l. Election of Director: Patricia A. Woertz Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As 3m's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Stockholder Proposal on Special Shareholder
Meetings. Shareholder Against Voted - For
5. Stockholder Proposal on Setting Target Amounts for
Ceo Compensation. Shareholder Against Voted - Against
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-18 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
7.5 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending on November 30,
2018. Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC.
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Sundar Pichai Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to Increase the Share Reserve by 11,500,000
Shares of Class C Capital Stock and to Prohibit the
Repricing of Stock Options Granted Under the 2012
Stock Plan Without Stockholder Approval. Management For Voted - For
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Simple Majority
Vote, If Properly Presented at the Meeting. Shareholder Against Voted - For
8. A Stockholder Proposal Regarding A Sustainability
Metrics Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding Board Diversity
and Qualifications, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on
Content Governance, If Properly Presented at the
Meeting. Shareholder Against Voted - For
AMERICAN WATER WORKS COMPANY, INC.
SECURITY ID: 030420103 TICKER: AWK
Meeting Date: 11-May-18 Meeting Type: Annual
1a. Election of Director: Jeffrey N. Edwards Management For Voted - For
1b. Election of Director: Martha Clark Goss Management For Voted - For
1c. Election of Director: Veronica M. Hagen Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Julia L. Johnson Management For Voted - For
1e. Election of Director: Karl F. Kurz Management For Voted - For
1f. Election of Director: George Mackenzie Management For Voted - For
1g. Election of Director: James G. Stavridis Management For Voted - For
1h. Election of Director: Susan N. Story Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment, by the Audit
Committee of the Board of Directors, of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
4. Stockholder Proposal on Human Right to Water and
Sanitation As Described in the Proxy Statement. Shareholder Against Voted - Against
5. Stockholder Proposal on Lobbying Expenditures As
Described in the Proxy Statement. Shareholder Against Voted - Against
6. Stockholder Proposal on Political Contributions As
Described in the Proxy Statement. Shareholder Against Voted - Against
AMPHENOL CORPORATION
SECURITY ID: 032095101 TICKER: APH
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Ronald P. Badie Management For Voted - For
1b. Election of Director: Stanley L. Clark Management For Voted - For
1c. Election of Director: John D. Craig Management For Voted - For
1d. Election of Director: David P. Falck Management For Voted - For
1e. Election of Director: Edward G. Jepsen Management For Voted - For
1f. Election of Director: Martin H. Loeffler Management For Voted - For
1g. Election of Director: John R. Lord Management For Voted - For
1h. Election of Director: R. Adam Norwitt Management For Voted - For
1i. Election of Director: Diana G. Reardon Management For Voted - For
1j. Election of Director: Anne Clarke Wolff Management For Voted - For
2. Ratification of Deloitte & Touche LLP As
Independent Accountants of the Company. Management For Voted - For
3. Advisory Vote to Approve Compensation of Named
Executive Officers. Management For Voted - For
4. Stockholder Proposal - Special Shareholder Meeting
Improvement. Shareholder Against Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 13-Feb-18 Meeting Type: Annual
1a. Election of Director: James Bell Management For Voted - For
1b. Election of Director: Tim Cook Management For Voted - For
1c. Election of Director: Al Gore Management For Voted - For
1d. Election of Director: Bob Iger Management For Voted - For
1e. Election of Director: Andrea Jung Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f. Election of Director: Art Levinson Management For Voted - For
1g. Election of Director: Ron Sugar Management For Voted - For
1h. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2018 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
Non-employee Director Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "human Rights
Committee" Shareholder Against Voted - Against
BANK OF AMERICA CORPORATION
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 25-Apr-18 Meeting Type: Annual
1A. Election of Director: Sharon L. Allen Management For Voted - For
1B. Election of Director: Susan S. Bies Management For Voted - For
1C. Election of Director: Jack O. Bovender, Jr. Management For Voted - For
1D. Election of Director: Frank P. Bramble, Sr. Management For Voted - For
1E. Election of Director: Pierre J. P. De Weck Management For Voted - For
1F. Election of Director: Arnold W. Donald Management For Voted - For
1G. Election of Director: Linda P. Hudson Management For Voted - For
1H. Election of Director: Monica C. Lozano Management For Voted - For
1I. Election of Director: Thomas J. May Management For Voted - For
1J. Election of Director: Brian T. Moynihan Management For Voted - For
1K. Election of Director: Lionel L. Nowell, III Management For Voted - For
1L. Election of Director: Michael D. White Management For Voted - For
1M. Election of Director: Thomas D. Woods Management For Voted - For
1N. Election of Director: R. David Yost Management For Voted - For
1O. Election of Director: Maria T. Zuber Management For Voted - For
2. Approving our Executive Compensation (an Advisory,
Non-binding "say on Pay" Resolution) Management For Voted - For
3. Ratifying the Appointment of our Independent
Registered Public Accounting Firm for 2018 Management For Voted - For
4. Stockholder Proposal - Independent Board Chairman Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 05-May-18 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - Withheld
1.2 Director: Charles T. Munger Management For Voted - Withheld
1.3 Director: Gregory E. Abel Management For Voted - Withheld
1.4 Director: Howard G. Buffett Management For Voted - Withheld
1.5 Director: Stephen B. Burke Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Susan L. Decker Management For Voted - For
1.7 Director: William H. Gates III Management For Voted - Withheld
1.8 Director: David S. Gottesman Management For Voted - For
1.9 Director: Charlotte Guyman Management For Voted - For
1.10 Director: Ajit Jain Management For Voted - Withheld
1.11 Director: Thomas S. Murphy Management For Voted - For
1.12 Director: Ronald L. Olson Management For Voted - Withheld
1.13 Director: Walter Scott, Jr. Management For Voted - For
1.14 Director: Meryl B. Witmer Management For Voted - For
2. Shareholder Proposal Regarding Methane Gas
Emissions. Shareholder Against Voted - Against
3. Shareholder Proposal Regarding Adoption of A Policy
to Encourage Berkshire Subsidiaries to Issue Annual
Sustainability Reports. Shareholder Against Voted - For
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Mathis Cabiallavetta Management For Voted - For
1b. Election of Director: Pamela Daley Management For Voted - For
1c. Election of Director: William S. Demchak Management For Voted - For
1d. Election of Director: Jessica P. Einhorn Management For Voted - For
1e. Election of Director: Laurence D. Fink Management For Voted - For
1f. Election of Director: William E. Ford Management For Voted - For
1g. Election of Director: Fabrizio Freda Management For Voted - For
1h. Election of Director: Murry S. Gerber Management For Voted - For
1i. Election of Director: Margaret L. Johnson Management For Voted - For
1j. Election of Director: Robert S. Kapito Management For Voted - For
1k. Election of Director: Sir Deryck Maughan Management For Voted - For
1l. Election of Director: Cheryl D. Mills Management For Voted - For
1m. Election of Director: Gordon M. Nixon Management For Voted - For
1n. Election of Director: Charles H. Robbins Management For Voted - For
1o. Election of Director: IVan G. Seidenberg Management For Voted - For
1p. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1q. Election of Director: Susan L. Wagner Management For Voted - For
1r. Election of Director: Mark Wilson Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - Against
3. Approval of an Amendment to the Blackrock, Inc.
Second Amended and Restated 1999 Stock Award and
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Deloitte LLP As
Blackrock's Independent Registered Public
Accounting Firm for the Fiscal Year 2018. Management For Voted - For
5. Shareholder Proposal - Production of an Annual
Report on Certain Trade Association and Lobbying
Expenditures. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 02-May-18 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Dan O. Dinges Management For Voted - For
1.6 Director: Robert Kelley Management For Voted - For
1.7 Director: W. Matt Ralls Management For Voted - For
1.8 Director: Marcus A. Watts Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2018 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: W.m. Austin Management For Voted - For
1b. Election of Director: J.b. Frank Management For Voted - For
1c. Election of Director: A.p. Gast Management For Voted - For
1d. Election of Director: E. Hernandez, Jr. Management For Voted - For
1e. Election of Director: C.w. Moorman IV Management For Voted - For
1f. Election of Director: D.f. Moyo Management For Voted - For
1g. Election of Director: R.d. Sugar Management For Voted - For
1h. Election of Director: I.g. Thulin Management For Voted - For
1i. Election of Director: D.j. Umpleby III Management For Voted - For
1j. Election of Director: M.k. Wirth Management For Voted - For
2. Ratification of Appointment of Pwc As Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Report on Lobbying Shareholder Against Voted - Against
5. Report on Feasibility of Policy on Not Doing
Business with Conflict Complicit Governments Shareholder Against Voted - Against
6. Report on Transition to A Low Carbon Business Model Shareholder Against Voted - Against
7. Report on Methane Emissions Shareholder Against Voted - For
8. Adopt Policy on Independent Chairman Shareholder Against Voted - Against
9. Recommend Independent Director with Environmental
Expertise Shareholder Against Voted - Against
10. Set Special Meetings Threshold at 10% Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHUBB LIMITED
SECURITY ID: H1467J104 TICKER: CB
Meeting Date: 17-May-18 Meeting Type: Annual
1 Approval of the Management Report, Standalone
Financial Statements and Consolidated Financial
Statements of Chubb Limited for the Year Ended
December 31, 2017 Management For Voted - For
2a Allocation of Disposable Profit Management For Voted - For
2b Distribution of A Dividend Out of Legal Reserves
(by Way of Release and Allocation to A Dividend
Reserve) Management For Voted - For
3 Discharge of the Board of Directors Management For Voted - For
4a Election of Auditor: Election of
PricewaterhouseCoopers Ag (zurich) As our Statutory
Auditor Management For Voted - For
4b Election of Auditor: Ratification of Appointment of
PricewaterhouseCoopers LLP (united States) As
Independent Registered Public Accounting Firm for
Purposes of U.S. Securities Law Reporting Management For Voted - For
4c Election of Auditor: Election of Bdo Ag (zurich) As
Special Audit Firm Management For Voted - For
5a Election of Director: Evan G. Greenberg Management For Voted - For
5b Election of Director: Robert M. Hernandez Management For Voted - For
5c Election of Director: Michael G. Atieh Management For Voted - For
5d Election of Director: Sheila P. Burke Management For Voted - For
5e Election of Director: James I. Cash Management For Voted - For
5f Election of Director: Mary Cirillo Management For Voted - For
5g Election of Director: Michael P. Connors Management For Voted - For
5h Election of Director: John A. Edwardson Management For Voted - For
5i Election of Director: Kimberly A. Ross Management For Voted - For
5j Election of Director: Robert W. Scully Management For Voted - For
5k Election of Director: Eugene B. Shanks, Jr. Management For Voted - For
5l Election of Director: Theodore E. Shasta Management For Voted - For
5m Election of Director: David H. Sidwell Management For Voted - For
5n Election of Director: Olivier Steimer Management For Voted - For
5o Election of Director: James M. Zimmerman Management For Voted - For
6 Election of Evan G. Greenberg As Chairman of the
Board of Directors Management For Voted - For
7a Election of the Compensation Committee of the Board
of Directors: Michael P. Connors Management For Voted - Against
7b Election of the Compensation Committee of the Board
of Directors: Mary Cirillo Management For Voted - For
7c Election of the Compensation Committee of the Board
of Directors: Robert M. Hernandez Management For Voted - For
7d Election of the Compensation Committee of the Board
of Directors: James M. Zimmerman Management For Voted - For
8 Election of Homburger Ag As Independent Proxy Management For Voted - For
9 Amendment to the Articles of Association Relating
to Authorized Share Capital for General Purposes Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10a Compensation of the Board of Directors Until the
Next Annual General Meeting Management For Voted - For
10b Compensation of Executive Management for the Next
Calendar Year Management For Voted - For
11 Advisory Vote to Approve Executive Compensation
Under U.S. Securities Law Requirements Management For Voted - For
A If A New Agenda Item Or A New Proposal for an
Existing Agenda Item is Put Before the Meeting,
I/we Hereby Authorize and Instruct the Independent
Proxy to Vote As Follows. Management For Voted - Abstain
CINTAS CORPORATION
SECURITY ID: 172908105 TICKER: CTAS
Meeting Date: 17-Oct-17 Meeting Type: Annual
1A. Election of Director: Gerald S. Adolph Management For Voted - For
1B. Election of Director: John F. Barrett Management For Voted - For
1C. Election of Director: Melanie W. Barstad Management For Voted - For
1D. Election of Director: Robert E. Coletti Management For Voted - For
1E. Election of Director: Richard T. Farmer Management For Voted - For
1F. Election of Director: Scott D. Farmer Management For Voted - For
1G. Election of Director: James J. Johnson Management For Voted - For
1H. Election of Director: Joseph Scaminace Management For Voted - For
1I. Election of Director: Ronald W. Tysoe Management For Voted - For
2. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
3. To Recommend, on an Advisory Basis, the Frequency
of the Advisory Vote on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. To Ratify Ernst & Young LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2018. Management For Voted - For
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 09-May-18 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1j. Election of Equity Director: Alex J. Pollock Management For Voted - For
1k. Election of Equity Director: Terry L. Savage Management For Voted - For
1l. Election of Equity Director: William R. Shepard Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1m. Election of Equity Director: Howard J. Siegel Management For Voted - For
1n. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
CMS ENERGY CORPORATION
SECURITY ID: 125896100 TICKER: CMS
Meeting Date: 04-May-18 Meeting Type: Annual
1a. Election of Director: Jon E. Barfield Management For Voted - For
1b. Election of Director: Deborah H. Butler Management For Voted - For
1c. Election of Director: Kurt L. Darrow Management For Voted - For
1d. Election of Director: Stephen E. Ewing Management For Voted - For
1e. Election of Director: William D. Harvey Management For Voted - For
1f. Election of Director: Patricia K. Poppe Management For Voted - For
1g. Election of Director: John G. Russell Management For Voted - For
1h. Election of Director: Myrna M. Soto Management For Voted - For
1i. Election of Director: John G. Sznewajs Management For Voted - For
1j. Election of Director: Laura H. Wright Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm (pricewaterhousecoopers LLP). Management For Voted - For
4. Shareholder Proposal - Political Contributions
Disclosure. Shareholder Against Voted - Against
COLGATE-PALMOLIVE COMPANY
SECURITY ID: 194162103 TICKER: CL
Meeting Date: 11-May-18 Meeting Type: Annual
1a. Election of Director: Charles A. Bancroft Management For Voted - For
1b. Election of Director: John P. Bilbrey Management For Voted - For
1c. Election of Director: John T. Cahill Management For Voted - For
1d. Election of Director: Ian Cook Management For Voted - For
1e. Election of Director: Helene D. Gayle Management For Voted - For
1f. Election of Director: Ellen M. Hancock Management For Voted - For
1g. Election of Director: C. Martin Harris Management For Voted - For
1h. Election of Director: Lorrie M. Norrington Management For Voted - For
1i. Election of Director: Michael B. Polk Management For Voted - For
1j. Election of Director: Stephen I. Sadove Management For Voted - For
2. Ratify Selection of PricewaterhouseCoopers LLP As
Colgate's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Stockholder Proposal on 10% Threshold to Call
Special Shareholder Meetings. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 11-Jun-18 Meeting Type: Annual
1.1 Director: Kenneth J. Bacon Management For Voted - For
1.2 Director: Madeline S. Bell Management For Voted - For
1.3 Director: Sheldon M. Bonovitz Management For Voted - For
1.4 Director: Edward D. Breen Management For Voted - For
1.5 Director: Gerald L. Hassell Management For Voted - For
1.6 Director: Jeffrey A. Honickman Management For Voted - For
1.7 Director: Maritza G. Montiel Management For Voted - For
1.8 Director: Asuka Nakahara Management For Voted - For
1.9 Director: David C. Novak Management For Voted - For
1.10 Director: Brian L. Roberts Management For Voted - For
2. Ratification of the Appointment of our Independent
Auditors Management For Voted - For
3. Advisory Vote on Executive Compensation Management For Voted - Against
4. To Provide A Lobbying Report Shareholder Against Voted - Against
COMERICA INCORPORATED
SECURITY ID: 200340107 TICKER: CMA
Meeting Date: 24-Apr-18 Meeting Type: Annual
1a. Election of Director: Ralph W. Babb, Jr. Management For Voted - For
1b. Election of Director: Michael E. Collins Management For Voted - For
1c. Election of Director: Roger A. Cregg Management For Voted - For
1d. Election of Director: T. Kevin Denicola Management For Voted - For
1e. Election of Director: Jacqueline P. Kane Management For Voted - For
1f. Election of Director: Richard G. Lindner Management For Voted - For
1g. Election of Director: Barbara R. Smith Management For Voted - For
1h. Election of Director: Robert S. Taubman Management For Voted - For
1i. Election of Director: Reginald M. Turner, Jr. Management For Voted - For
1j. Election of Director: Nina G. Vaca Management For Voted - For
1k. Election of Director: Michael G. Van De Ven Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Registered Public Accounting Firm Management For Voted - For
3. Approval of A Non-binding, Advisory Proposal
Approving Executive Compensation Management For Voted - For
4. Approval of the Comerica Incorporated 2018
Long-term Incentive Plan Management For Voted - For
CONCHO RESOURCES INC
SECURITY ID: 20605P101 TICKER: CXO
Meeting Date: 17-May-18 Meeting Type: Annual
1A Election of Director: Steven L. Beal Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B Election of Director: Tucker S. Bridwell Management For Voted - For
1C Election of Director: Mark B. Puckett Management For Voted - For
1D Election of Director: E. Joseph Wright Management For Voted - For
2. To Ratify the Selection of Grant Thornton LLP As
Independent Registered Public Accounting Firm of
the Company for the Fiscal Year Ending December 31,
2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation ("say-on-pay"). Management For Voted - For
COSTCO WHOLESALE CORPORATION
SECURITY ID: 22160K105 TICKER: COST
Meeting Date: 30-Jan-18 Meeting Type: Annual
1.1 Director: Kenneth D. Denman Management For Voted - For
1.2 Director: W. Craig Jelinek Management For Voted - For
1.3 Director: Jeffrey S. Raikes Management For Voted - For
2. Ratification of Selection of Independent Auditors. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Regarding Simple Majority Vote. Shareholder Against Voted - For
5. Shareholder Proposal Regarding Prison Labor. Shareholder Against Voted - Against
DANAHER CORPORATION
SECURITY ID: 235851102 TICKER: DHR
Meeting Date: 08-May-18 Meeting Type: Annual
1A. Election of Director: Donald J. Ehrlich Management For Voted - For
1B. Election of Director: Linda Hefner Filler Management For Voted - For
1C. Election of Director: Thomas P. Joyce, Jr. Management For Voted - For
1D. Election of Director: Teri List-stoll Management For Voted - For
1E. Election of Director: Walter G. Lohr, Jr. Management For Voted - For
1F. Election of Director: Mitchell P. Rales Management For Voted - For
1G. Election of Director: Steven M. Rales Management For Voted - For
1H. Election of Director: John T. Schwieters Management For Voted - For
1I. Election of Director: Alan G. Spoon Management For Voted - For
1J. Election of Director: Raymond C. Stevens, Ph.D. Management For Voted - For
1K. Election of Director: Elias A. Zerhouni, M.D. Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP As
Danaher's Independent Registered Public Accounting
Firm. Management For Voted - For
3. To Approve on an Advisory Basis the Company's Named
Executive Officer Compensation. Management For Voted - For
4. To Act Upon A Shareholder Proposal Requesting That
Danaher Reduce Shareholder Special Meeting
Threshold from 25% to 10%. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOWDUPONT INC.
SECURITY ID: 26078J100 TICKER: DWDP
Meeting Date: 25-Apr-18 Meeting Type: Annual
1a. Election of Director: Lamberto Andreotti Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Edward D. Breen Management For Voted - For
1d. Election of Director: Robert A. Brown Management For Voted - For
1e. Election of Director: Alexander M. Cutler Management For Voted - For
1f. Election of Director: Jeff M. Fettig Management For Voted - For
1g. Election of Director: Marillyn A. Hewson Management For Voted - For
1h. Election of Director: Lois D. Juliber Management For Voted - For
1i. Election of Director: Andrew N. Liveris Management For Voted - For
1j. Election of Director: Raymond J. Milchovich Management For Voted - For
1k. Election of Director: Paul Polman Management For Voted - For
1l. Election of Director: Dennis H. Reilley Management For Voted - For
1m. Election of Director: James M. Ringler Management For Voted - For
1n. Election of Director: Ruth G. Shaw Management For Voted - For
1o. Election of Director: Lee M. Thomas Management For Voted - For
1p. Election of Director: Patrick J. Ward Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Advisory Resolution on the Frequency of Future
Advisory Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of the Independent
Registered Public Accounting Firm Management For Voted - Against
5. Elimination of Supermajority Voting Thresholds Shareholder Against Voted - For
6. Preparation of an Executive Compensation Report Shareholder Against Voted - Against
7. Preparation of A Report on Sustainability Metrics
in Performance-based Pay Shareholder Against Voted - Against
8. Preparation of A Report on Investment in India Shareholder Against Voted - Against
9. Modification of Threshold for Calling Special
Stockholder Meetings Shareholder Against Voted - For
ECOLAB INC.
SECURITY ID: 278865100 TICKER: ECL
Meeting Date: 03-May-18 Meeting Type: Annual
1a. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1b. Election of Director: Barbara J. Beck Management For Voted - For
1c. Election of Director: Leslie S. Biller Management For Voted - For
1d. Election of Director: Carl M. Casale Management For Voted - For
1e. Election of Director: Stephen I. Chazen Management For Voted - For
1f. Election of Director: Jeffrey M. Ettinger Management For Voted - For
1g. Election of Director: Arthur J. Higgins Management For Voted - For
1h. Election of Director: Michael Larson Management For Voted - For
1i. Election of Director: David W. Maclennan Management For Voted - For
1j. Election of Director: Tracy B. Mckibben Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k. Election of Director: Victoria J. Reich Management For Voted - For
1l. Election of Director: Suzanne M. Vautrinot Management For Voted - For
1m. Election of Director: John J. Zillmer Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Current Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve the Compensation of
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. Stockholder Proposal Regarding the Threshold to
Call Special Stockholder Meetings, If Properly
Presented. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Michael A. Mussallem Management For Voted - For
1b. Election of Director: Kieran T. Gallahue Management For Voted - For
1c. Election of Director: Leslie S. Heisz Management For Voted - For
1d. Election of Director: William J. Link, Ph.D. Management For Voted - For
1e. Election of Director: Steven R. Loranger Management For Voted - For
1f. Election of Director: Martha H. Marsh Management For Voted - For
1g. Election of Director: Wesley W. Von Schack Management For Voted - For
1h. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
3. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
4. Advisory Vote on A Stockholder Proposal Regarding
Action by Written Consent Shareholder Against Voted - Against
ESSEX PROPERTY TRUST, INC.
SECURITY ID: 297178105 TICKER: ESS
Meeting Date: 15-May-18 Meeting Type: Annual
1.1 Director: Keith R. Guericke Management For Voted - For
1.2 Director: Amal M. Johnson Management For Voted - For
1.3 Director: Irving F. Lyons, III Management For Voted - For
1.4 Director: George M. Marcus Management For Voted - For
1.5 Director: Thomas E. Robinson Management For Voted - For
1.6 Director: Michael J. Schall Management For Voted - For
1.7 Director: Byron A. Scordelis Management For Voted - For
1.8 Director: Janice L. Sears Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm for
the Company for the Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve the Company's Named
Executive Officer Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Company's 2018 Stock Award and
Incentive Compensation Plan. Management For Voted - For
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Susan K. Avery Management For Voted - For
1b. Election of Director: Angela F. Braly Management For Voted - For
1c. Election of Director: Ursula M. Burns Management For Voted - For
1d. Election of Director: Kenneth C. Frazier Management For Voted - For
1e. Election of Director: Steven A. Kandarian Management For Voted - For
1f. Election of Director: Douglas R. Oberhelman Management For Voted - For
1g. Election of Director: Samuel J. Palmisano Management For Voted - For
1h. Election of Director: Steven S Reinemund Management For Voted - For
1i. Election of Director: William C. Weldon Management For Voted - For
1j. Election of Director: Darren W. Woods Management For Voted - For
2. Ratification of Independent Auditors (page 25) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 26) Management For Voted - For
4. Independent Chairman (page 54) Shareholder Against Voted - Against
5. Special Shareholder Meetings (page 55) Shareholder Against Voted - For
6. Board Diversity Matrix (page 56) Shareholder Against Voted - For
7. Report on Lobbying (page 58) Shareholder Against Voted - Against
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 31-May-18 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-hellmann Management For Voted - For
1.5 Director: Reed Hastings Management For Voted - For
1.6 Director: Jan Koum Management For Voted - For
1.7 Director: Sheryl K. Sandberg Management For Voted - For
1.8 Director: Peter A. Thiel Management For Voted - For
1.9 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - For
4. A Stockholder Proposal Regarding A Risk Oversight
Committee. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Simple Majority
Vote. Shareholder Against Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Stockholder Proposal Regarding A Content
Governance Report. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Median Pay by
Gender. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Tax Principles. Shareholder Against Voted - Against
HALLIBURTON COMPANY
SECURITY ID: 406216101 TICKER: HAL
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Abdulaziz F. Al Khayyal Management For Voted - For
1b. Election of Director: William E. Albrecht Management For Voted - For
1c. Election of Director: Alan M. Bennett Management For Voted - For
1d. Election of Director: James R. Boyd Management For Voted - For
1e. Election of Director: Milton Carroll Management For Voted - For
1f. Election of Director: Nance K. Dicciani Management For Voted - For
1g. Election of Director: Murry S. Gerber Management For Voted - For
1h. Election of Director: Jose C. Grubisich Management For Voted - For
1i. Election of Director: David J. Lesar Management For Voted - For
1j. Election of Director: Robert A. Malone Management For Voted - For
1k. Election of Director: Jeffrey A. Miller Management For Voted - For
1l. Election of Director: Debra L. Reed Management For Voted - For
2. Ratification of Selection of Principal Independent
Public Accountants. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
HONEYWELL INTERNATIONAL INC.
SECURITY ID: 438516106 TICKER: HON
Meeting Date: 23-Apr-18 Meeting Type: Annual
1A. Election of Director: Darius Adamczyk Management For Voted - For
1B. Election of Director: Duncan B. Angove Management For Voted - For
1C. Election of Director: William S. Ayer Management For Voted - For
1D. Election of Director: Kevin Burke Management For Voted - For
1E. Election of Director: Jaime Chico Pardo Management For Voted - For
1F. Election of Director: D. Scott Davis Management For Voted - For
1G. Election of Director: Linnet F. Deily Management For Voted - For
1H. Election of Director: Judd Gregg Management For Voted - For
1I. Election of Director: Clive Hollick Management For Voted - For
1J. Election of Director: Grace D. Lieblein Management For Voted - For
1K. Election of Director: George Paz Management For Voted - For
1L. Election of Director: Robin L. Washington Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Independent Accountants. Management For Voted - For
4. Reduce Ownership Threshold Required to Call A
Special Meeting of Shareowners. Management For Voted - For
5. Independent Board Chairman. Shareholder Against Voted - Against
6. Report on Lobbying Payments and Policy. Shareholder Against Voted - Against
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INGERSOLL-RAND PLC
SECURITY ID: G47791101 TICKER: IR
Meeting Date: 07-Jun-18 Meeting Type: Annual
1a. Election of Director: Kirk E. Arnold Management For Voted - For
1b. Election of Director: Ann C. Berzin Management For Voted - For
1c. Election of Director: John Bruton Management For Voted - For
1d. Election of Director: Jared L. Cohon Management For Voted - For
1e. Election of Director: Gary D. Forsee Management For Voted - For
1f. Election of Director: Linda P. Hudson Management For Voted - For
1g. Election of Director: Michael W. Lamach Management For Voted - For
1h. Election of Director: Myles P. Lee Management For Voted - For
1i. Election of Director: Karen B. Peetz Management For Voted - For
1j. Election of Director: John P. Surma Management For Voted - For
1k. Election of Director: Richard J. Swift Management For Voted - For
1l. Election of Director: Tony L. White Management For Voted - For
2. Advisory Approval of the Compensation of the
Company's Named Executive Officers. Management For Voted - For
3. Approval of the Appointment of Independent Auditors
of the Company and Authorization of the Audit
Committee of the Board of Directors to Set the
Auditors' Remuneration. Management For Voted - For
4. Approval of the Company's 2018 Incentive Stock Plan. Management For Voted - For
5. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares. Management For Voted - For
6. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares for Cash Without First
Offering Shares to Existing Shareholders. (special
Resolution) Management For Voted - For
7. Determination of the Price Range at Which the
Company Can Re- Allot Shares That It Holds As
Treasury Shares. (special Resolution) Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 26-Apr-18 Meeting Type: Annual
1a. Election of Director: Mary C. Beckerle Management For Voted - For
1b. Election of Director: D. Scott Davis Management For Voted - For
1c. Election of Director: Ian E. L. Davis Management For Voted - For
1d. Election of Director: Jennifer A. Doudna Management For Voted - For
1e. Election of Director: Alex Gorsky Management For Voted - For
1f. Election of Director: Mark B. Mcclellan Management For Voted - For
1g. Election of Director: Anne M. Mulcahy Management For Voted - For
1h. Election of Director: William D. Perez Management For Voted - For
1i. Election of Director: Charles Prince Management For Voted - For
1j. Election of Director: A. Eugene Washington Management For Voted - For
1k. Election of Director: Ronald A. Williams Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2018 Management For Voted - For
4. Shareholder Proposal - Accounting for Litigation
and Compliance in Executive Compensation
Performance Measures Shareholder Against Voted - For
5. Shareholder Proposal - Amendment to Shareholder
Ability to Call Special Shareholder Meeting Shareholder Against Voted - For
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 15-May-18 Meeting Type: Annual
1a. Election of Director: Linda B. Bammann Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Stephen B. Burke Management For Voted - For
1d. Election of Director: Todd A. Combs Management For Voted - For
1e. Election of Director: James S. Crown Management For Voted - For
1f. Election of Director: James Dimon Management For Voted - For
1g. Election of Director: Timothy P. Flynn Management For Voted - For
1h. Election of Director: Mellody Hobson Management For Voted - For
1i. Election of Director: Laban P. Jackson Jr. Management For Voted - For
1j. Election of Director: Michael A. Neal Management For Voted - For
1k. Election of Director: Lee R. Raymond Management For Voted - For
1l. Election of Director: William C. Weldon Management For Voted - For
2. Ratification of Special Meeting Provisions in the
Firm's By-laws Management For Voted - Against
3. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Approval of Amended and Restated Long- Term
Incentive Plan Effective May 15, 2018 Management For Voted - For
5. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
6. Independent Board Chairman Shareholder Against Voted - Against
7. Vesting for Government Service Shareholder Against Voted - Against
8. Proposal to Report on Investments Tied to Genocide Shareholder Against Voted - Against
9. Cumulative Voting Shareholder Against Voted - Against
MAGNA INTERNATIONAL INC.
SECURITY ID: 559222401 TICKER: MGA
Meeting Date: 10-May-18 Meeting Type: Annual
1.1 Director: Scott B. Bonham Management For Voted - For
1.2 Director: Peter G. Bowie Management For Voted - For
1.3 Director: Mary S. Chan Management For Voted - For
1.4 Director: Dr. Kurt J. Lauk Management For Voted - For
1.5 Director: Robert F. Maclellan Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Cynthia A. Niekamp Management For Voted - For
1.7 Director: William A. Ruh Management For Voted - For
1.8 Director: Dr. I. V. Samarasekera Management For Voted - For
1.9 Director: Donald J. Walker Management For Voted - For
1.10 Director: Lawrence D. Worrall Management For Voted - For
1.11 Director: William L. Young Management For Voted - For
2 Reappointment of Deloitte LLP As the Independent
Auditor of the Corporation and Authorization of the
Audit Committee to Fix the Independent Auditor's
Remuneration. Management For Voted - For
3 Resolved, on an Advisory Basis and Not to Diminish
the Roles and Responsibilities of the Board of
Directors, That the Shareholders Accept the
Approach to Executive Compensation Disclosed in the
Accompanying Management Information Circular/proxy
Statement. Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 26-Jun-18 Meeting Type: Annual
1a. Election of Director: Richard Haythornthwaite Management For Voted - For
1b. Election of Director: Ajay Banga Management For Voted - For
1c. Election of Director: Silvio Barzi Management For Voted - For
1d. Election of Director: David R. Carlucci Management For Voted - For
1e. Election of Director: Richard K. Davis Management For Voted - For
1f. Election of Director: Steven J. Freiberg Management For Voted - For
1g. Election of Director: Julius Genachowski Management For Voted - For
1h. Election of Director: Choon Phong Goh Management For Voted - For
1i. Election of Director: Merit E. Janow Management For Voted - For
1j. Election of Director: Nancy Karch Management For Voted - For
1k. Election of Director: Oki Matsumoto Management For Voted - For
1l. Election of Director: Rima Qureshi Management For Voted - For
1m. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1n. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2018 Management For Voted - For
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 24-May-18 Meeting Type: Annual
1a. Election of Director: Lloyd Dean Management For Voted - For
1b. Election of Director: Stephen Easterbrook Management For Voted - For
1c. Election of Director: Robert Eckert Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Margaret Georgiadis Management For Voted - For
1e. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1f. Election of Director: Jeanne Jackson Management For Voted - For
1g. Election of Director: Richard Lenny Management For Voted - For
1h. Election of Director: John Mulligan Management For Voted - For
1i. Election of Director: Sheila Penrose Management For Voted - For
1j. Election of Director: John Rogers, Jr. Management For Voted - For
1k. Election of Director: Miles White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2018. Management For Voted - For
4. Advisory Vote on A Shareholder Proposal Requesting
the Ability for Shareholders to Act by Written
Consent, If Properly Presented. Shareholder Against Voted - For
5. Advisory Vote on A Shareholder Proposal Requesting
A Report on Plastic Straws, If Properly Presented. Shareholder Against Voted - Against
6. Advisory Vote on A Shareholder Proposal Requesting
A Report on Charitable Contributions, If Properly
Presented. Shareholder Against Voted - Against
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 29-Nov-17 Meeting Type: Annual
1A. Election of Director: William H. Gates III Management For Voted - For
1B. Election of Director: Reid G. Hoffman Management For Voted - For
1C. Election of Director: Hugh F. Johnston Management For Voted - For
1D. Election of Director: Teri L. List- Stoll Management For Voted - For
1E. Election of Director: Satya Nadella Management For Voted - For
1F. Election of Director: Charles H. Noski Management For Voted - For
1G. Election of Director: Helmut Panke Management For Voted - For
1H. Election of Director: Sandra E. Peterson Management For Voted - For
1I. Election of Director: Penny S. Pritzker Management For Voted - For
1J. Election of Director: Charles W. Scharf Management For Voted - For
1K. Election of Director: Arne M. Sorenson Management For Voted - For
1L. Election of Director: John W. Stanton Management For Voted - For
1M. Election of Director: John W. Thompson Management For Voted - For
1N. Election of Director: Padmasree Warrior Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of Deloitte & Touche LLP As our
Independent Auditor for Fiscal Year 2018 Management For Voted - For
5. Approval of Material Terms of the Performance Goals
Under the Executive Incentive Plan Management For Voted - For
6. Approval of the Microsoft Corporation 2017 Stock
Plan Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEXTERA ENERGY, INC.
SECURITY ID: 65339F101 TICKER: NEE
Meeting Date: 24-May-18 Meeting Type: Annual
1a. Election of Director: Sherry S. Barrat Management For Voted - For
1b. Election of Director: James L. Camaren Management For Voted - For
1c. Election of Director: Kenneth B. Dunn Management For Voted - For
1d. Election of Director: Naren K. Gursahaney Management For Voted - For
1e. Election of Director: Kirk S. Hachigian Management For Voted - For
1f. Election of Director: Toni Jennings Management For Voted - For
1g. Election of Director: Amy B. Lane Management For Voted - For
1h. Election of Director: James L. Robo Management For Voted - For
1i. Election of Director: Rudy E. Schupp Management For Voted - For
1j. Election of Director: John L. Skolds Management For Voted - For
1k. Election of Director: William H. Swanson Management For Voted - For
1l. Election of Director: Hansel E. Tookes, II Management For Voted - For
2. Ratification of Appointment of Deloitte & Touche
LLP As Nextera Energy's Independent Registered
Public Accounting Firm for 2018 Management For Voted - For
3. Approval, by Non-binding Advisory Vote, of Nextera
Energy's Compensation of Its Named Executive
Officers As Disclosed in the Proxy Statement Management For Voted - For
4. A Proposal by Myra Young Entitled "right to Act by
Written Consent" to Request the Nextera Energy
Board of Directors to Permit Shareholder Action by
Written Consent Shareholder Against Voted - For
5. A Proposal by the Comptroller of the State of New
York, Thomas P. Dinapoli, Entitled "political
Contributions Disclosure" to Request Semiannual
Reports Disclosing Political Contribution Policies
and Expenditures Shareholder Against Voted - Against
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Mark A. Welsh III Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Proposal to Approve, on an Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2018. Management For Voted - For
4. Proposal to Modify the Ownership Threshold for
Shareholders to Call A Special Meeting. Shareholder Against Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 02-May-18 Meeting Type: Annual
1a. Election of Director: Shona L. Brown Management For Voted - For
1b. Election of Director: George W. Buckley Management For Voted - For
1c. Election of Director: Cesar Conde Management For Voted - For
1d. Election of Director: Ian M. Cook Management For Voted - For
1e. Election of Director: Dina Dublon Management For Voted - For
1f. Election of Director: Richard W. Fisher Management For Voted - For
1g. Election of Director: William R. Johnson Management For Voted - For
1h. Election of Director: Indra K. Nooyi Management For Voted - For
1i. Election of Director: David C. Page Management For Voted - For
1j. Election of Director: Robert C. Pohlad Management For Voted - For
1k. Election of Director: Daniel Vasella Management For Voted - For
1l. Election of Director: Darren Walker Management For Voted - For
1m. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2018. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Special Shareowner Meeting Improvement. Shareholder Against Voted - For
PULTEGROUP, INC.
SECURITY ID: 745867101 TICKER: PHM
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Brian P. Anderson Management For Voted - For
1b. Election of Director: Bryce Blair Management For Voted - For
1c. Election of Director: Richard W. Dreiling Management For Voted - For
1d. Election of Director: Thomas J. Folliard Management For Voted - For
1e. Election of Director: Cheryl W. Grise Management For Voted - For
1f. Election of Director: Andre J. Hawaux Management For Voted - For
1g. Election of Director: Ryan R. Marshall Management For Voted - For
1h. Election of Director: John R. Peshkin Management For Voted - For
1i. Election of Director: Scott F. Powers Management For Voted - For
1j. Election of Director: William J. Pulte Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. The Ratification of the Appointment of Ernst &
Young LLP As our Independent Registered Public
Accounting Firm for 2018. Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve Executive
Compensation. Management For Voted - For
RAYTHEON COMPANY
SECURITY ID: 755111507 TICKER: RTN
Meeting Date: 31-May-18 Meeting Type: Annual
1a. Election of Director: Tracy A. Atkinson Management For Voted - For
1b. Election of Director: Robert E. Beauchamp Management For Voted - For
1c. Election of Director: Adriane M. Brown Management For Voted - For
1d. Election of Director: Vernon E. Clark Management For Voted - For
1e. Election of Director: Stephen J. Hadley Management For Voted - For
1f. Election of Director: Thomas A. Kennedy Management For Voted - For
1g. Election of Director: Letitia A. Long Management For Voted - For
1h. Election of Director: George R. Oliver Management For Voted - For
1i. Election of Director: Dinesh C. Paliwal Management For Voted - For
1j. Election of Director: William R. Spivey Management For Voted - For
1k. Election of Director: James A. Winnefeld, Jr. Management For Voted - For
1l. Election of Director: Robert O. Work Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Independent Auditors Management For Voted - For
4. Shareholder Proposal to Amend the Proxy Access
By-law Shareholder Against Voted - Against
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 21-Mar-18 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: Rosalind G. Brewer Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1G. Election of Director: Satya Nadella Management For Voted - For
1H. Election of Director: Joshua Cooper Ramo Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2018. Management For Voted - For
4. Proxy Access Bylaw Amendments. Shareholder Against Voted - Against
5. Report on Sustainable Packaging. Shareholder Against Voted - Against
6. "proposal Withdrawn". Shareholder Against Voted - Abstain
7. Diversity Report. Shareholder Against Voted - Against
STRYKER CORPORATION
SECURITY ID: 863667101 TICKER: SYK
Meeting Date: 02-May-18 Meeting Type: Annual
1a. Election of Director: Mary K. Brainerd Management For Voted - For
1b. Election of Director: Srikant M. Datar, Ph.D. Management For Voted - For
1c. Election of Director: Roch Doliveux, Dvm Management For Voted - For
1d. Election of Director: Louise L. Francesconi Management For Voted - For
1e. Election of Director: Allan C. Golston (lead
Independent Director) Management For Voted - For
1f. Election of Director: Kevin A. Lobo (chairman of
the Board) Management For Voted - For
1g. Election of Director: Sherilyn S. Mccoy Management For Voted - For
1h. Election of Director: Andrew K. Silvernail Management For Voted - For
1i. Election of Director: Ronda E. Stryker Management For Voted - For
1j. Election of Director: Rajeev Suri Management For Voted - For
2. Ratify Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
SUNTRUST BANKS, INC.
SECURITY ID: 867914103 TICKER: STI
Meeting Date: 24-Apr-18 Meeting Type: Annual
1A. Election of Director: Agnes Bundy Scanlan Management For Voted - For
1B. Election of Director: Dallas S. Clement Management For Voted - For
1C. Election of Director: Paul R. Garcia Management For Voted - For
1D. Election of Director: M. Douglas IVester Management For Voted - For
1E. Election of Director: Donna S. Morea Management For Voted - For
1F. Election of Director: David M. Ratcliffe Management For Voted - For
1G. Election of Director: William H. Rogers, Jr. Management For Voted - For
1H. Election of Director: Frank P. Scruggs, Jr. Management For Voted - For
1I. Election of Director: Bruce L. Tanner Management For Voted - For
1J. Election of Director: Steven C. Voorhees Management For Voted - For
1K. Election of Director: Thomas R. Watjen Management For Voted - For
1L. Election of Director: Dr. Phail Wynn, Jr. Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve the Suntrust Banks, Inc. 2018 Omnibus
Incentive Compensation Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Auditor for 2018. Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
SECURITY ID: 882508104 TICKER: TXN
Meeting Date: 26-Apr-18 Meeting Type: Annual
1a. Election of Director: R. W. Babb, Jr. Management For Voted - For
1b. Election of Director: M. A. Blinn Management For Voted - For
1c. Election of Director: T. M. Bluedorn Management For Voted - For
1d. Election of Director: D. A. Carp Management For Voted - For
1e. Election of Director: J. F. Clark Management For Voted - For
1f. Election of Director: C. S. Cox Management For Voted - For
1g. Election of Director: B. T. Crutcher Management For Voted - For
1h. Election of Director: J. M. Hobby Management For Voted - For
1i. Election of Director: R. Kirk Management For Voted - For
1j. Election of Director: P. H. Patsley Management For Voted - For
1k. Election of Director: R. E. Sanchez Management For Voted - For
1l. Election of Director: R. K. Templeton Management For Voted - For
2. Board Proposal Regarding Advisory Approval of the
Company's Executive Compensation. Management For Voted - For
3. Board Proposal to Approve the Texas Instruments
2018 Director Compensation Plan. Management For Voted - For
4. Board Proposal to Ratify the Appointment of Ernst &
Young LLP As the Company's Independent Registered
Public Accounting Firm for 2018. Management For Voted - For
THE HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Gerard J. Arpey Management For Voted - For
1b. Election of Director: Ari Bousbib Management For Voted - For
1c. Election of Director: Jeffery H. Boyd Management For Voted - For
1d. Election of Director: Gregory D. Brenneman Management For Voted - For
1e. Election of Director: J. Frank Brown Management For Voted - For
1f. Election of Director: Albert P. Carey Management For Voted - For
1g. Election of Director: Armando Codina Management For Voted - For
1h. Election of Director: Helena B. Foulkes Management For Voted - For
1i. Election of Director: Linda R. Gooden Management For Voted - For
1j. Election of Director: Wayne M. Hewett Management For Voted - For
1k. Election of Director: Stephanie C. Linnartz Management For Voted - For
1l. Election of Director: Craig A. Menear Management For Voted - For
1m. Election of Director: Mark Vadon Management For Voted - For
2. Ratification of the Appointment of KPMG LLP Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation
("say-on-pay") Management For Voted - For
4. Shareholder Proposal Regarding Semi- Annual Report
on Political Contributions Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Eeo-1 Disclosure Shareholder Against Voted - For
6. Shareholder Proposal to Reduce the Threshold to
Call Special Shareholder Meetings to 10% of
Outstanding Shares Shareholder Against Voted - For
7. Shareholder Proposal Regarding Amendment of
Compensation Clawback Policy Shareholder Against Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 693475105 TICKER: PNC
Meeting Date: 24-Apr-18 Meeting Type: Annual
1A. Election of Director: Charles E. Bunch Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Marjorie Rodgers Cheshire Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Andrew T. Feldstein Management For Voted - For
1F. Election of Director: Daniel R. Hesse Management For Voted - For
1G. Election of Director: Richard B. Kelson Management For Voted - For
1H. Election of Director: Linda R. Medler Management For Voted - For
1I. Election of Director: Martin Pfinsgraff Management For Voted - For
1J. Election of Director: Donald J. Shepard Management For Voted - For
1K. Election of Director: Michael J. Ward Management For Voted - For
1L. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As Pnc's Independent
Registered Public Accounting Firm for 2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-18 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Safra A. Catz Management For Voted - For
1D. Election of Director: John S. Chen Management For Voted - For
1E. Election of Director: Francis A. Desouza Management For Voted - For
1F. Election of Director: Robert A. Iger Management For Voted - For
1G. Election of Director: Maria Elena Lagomasino Management For Voted - For
1H. Election of Director: Fred H. Langhammer Management For Voted - For
1I. Election of Director: Aylwin B. Lewis Management For Voted - For
1J. Election of Director: Mark G. Parker Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2018. Management For Voted - For
3. To Approve Material Terms of Performance Goals
Under the Amended and Restated 2002 Executive
Performance Plan. Management For Voted - For
4. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
SECURITY ID: 883556102 TICKER: TMO
Meeting Date: 23-May-18 Meeting Type: Annual
1A. Election of Director: Marc N. Casper Management For Voted - For
1B. Election of Director: Nelson J. Chai Management For Voted - For
1C. Election of Director: C. Martin Harris Management For Voted - For
1D. Election of Director: Tyler Jacks Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Thomas J. Lynch Management For Voted - For
1G. Election of Director: Jim P. Manzi Management For Voted - For
1H. Election of Director: Lars R. Sorensen Management For Voted - For
1I. Election of Director: Scott M. Sperling Management For Voted - For
1J. Election of Director: Elaine S. Ullian Management For Voted - For
1K. Election of Director: Dion J. Weisler Management For Voted - For
2. An Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2018. Management For Voted - For
UNION PACIFIC CORPORATION
SECURITY ID: 907818108 TICKER: UNP
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Andrew H. Card Jr. Management For Voted - For
1b. Election of Director: Erroll B. Davis Jr. Management For Voted - For
1c. Election of Director: David B. Dillon Management For Voted - For
1d. Election of Director: Lance M. Fritz Management For Voted - For
1e. Election of Director: Deborah C. Hopkins Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f. Election of Director: Jane H. Lute Management For Voted - For
1g. Election of Director: Michael R. Mccarthy Management For Voted - For
1h. Election of Director: Thomas F. Mclarty III Management For Voted - For
1i. Election of Director: Bhavesh V. Patel Management For Voted - For
1j. Election of Director: Jose H. Villarreal Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm of the Company for 2018. Management For Voted - For
3. An Advisory Vote to Approve Executive Compensation
("say on Pay"). Management For Voted - For
4. Shareholder Proposal Regarding Independent Chairman
If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 04-Jun-18 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William Mcnabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: Glenn M. Renwick Management For Voted - For
1i. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm for the Company for the Year Ending
December 31, 2018. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 30-Jan-18 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: John F. Lundgren Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Suzanne Nora Johnson Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: John A.c. Swainson Management For Voted - For
1J. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2018 Fiscal Year. Management For Voted - For
WALMART INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Stephen J. Easterbrook Management For Voted - For
1b. Election of Director: Timothy P. Flynn Management For Voted - For
1c. Election of Director: Sarah J. Friar Management For Voted - For
1d. Election of Director: Carla A. Harris Management For Voted - For
1e. Election of Director: Thomas W. Horton Management For Voted - For
1f. Election of Director: Marissa A. Mayer Management For Voted - For
1g. Election of Director: C. Douglas Mcmillon Management For Voted - For
1h. Election of Director: Gregory B. Penner Management For Voted - For
1i. Election of Director: Steven S Reinemund Management For Voted - For
1j. Election of Director: S. Robson Walton Management For Voted - For
1k. Election of Director: Steuart L. Walton Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
3. Ratification of Ernst & Young LLP As Independent
Accountants Management For Voted - For
4. Request to Adopt an Independent Chair Policy Shareholder Against Voted - Against
5. Request for Report on Racial Or Ethnic Pay Gaps Shareholder Against Voted - For
WESTLAKE CHEMICAL CORPORATION
SECURITY ID: 960413102 TICKER: WLK
Meeting Date: 18-May-18 Meeting Type: Annual
1.1 Director: James Chao Management For Voted - For
1.2 Director: Mark A. Mccollum Management For Voted - For
1.3 Director: R. Bruce Northcutt Management For Voted - For
1.4 Director: H. John Riley, Jr. Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP to Serve As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
ZOETIS INC.
SECURITY ID: 98978V103 TICKER: ZTS
Meeting Date: 15-May-18 Meeting Type: Annual
1.1 Election of Director: Sanjay Khosla Management For Voted - For
DIVIDEND & INCOME FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Director: Willie M. Reed Management For Voted - For
1.3 Election of Director: Linda Rhodes Management For Voted - For
1.4 Election of Director: William C. Steere, Jr. Management For Voted - For
2. Advisory Vote to Approve our Executive Compensation
(say on Pay) Management For Voted - For
3. Ratification of Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALIBABA GROUP HOLDING LIMITED
SECURITY ID: 01609W102 TICKER: BABA
Meeting Date: 18-Oct-17 Meeting Type: Annual
1A. Election of Director: Jack Yun Ma (to Serve for A
Three Year Term Or Until Such Director's Successor
is Elected Or Appointed and Duly Qualified.) Management For Voted - For
1B. Election of Director: Masayoshi Son ( to Serve for
A Three Year Term Or Until Such Director's
Successor is Elected Or Appointed and Duly
Qualified.) Management For Voted - For
1C. Election of Director: Walter Teh Ming Kwauk (to
Serve for A Three Year Term Or Until Such
Director's Successor is Elected Or Appointed and
Duly Qualified.) Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers As
the Independent Registered Public Accounting Firm
of the Company. Management For Voted - For
TATA MOTORS LIMITED
SECURITY ID: 876568502 TICKER: TTM
Meeting Date: 22-Aug-17 Meeting Type: Annual
O1 To Receive, Consider and Adopt: (a) the Audited
Financial Statement of the Company for the
Financial Year Ended March 31, 2017 Together with
the Board's Report and the Auditors' Report
Thereon; and (b) the Audited Consolidated Financial
Statement of the Company for the Financial Year
Ended March 31, 2017 Together with the Auditors'
Report Thereon. Management For Voted - For
O2 Appointment of Director in Place of Dr Ralf Speth
(din: 03318908), Who Retires by Rotation and Being
Eligible, Offers Himself for Re- Appointment. Management For Voted - Against
O3 Appointment of B S R & Co. LLP, Chartered
Accountants As Statutory Auditors of the Company Management For Voted - For
S4 Appointment of Mr Natarajan Chandrasekaran (din:
00121863) As A Director Management For Voted - Against
S5 Appointment of Mr Om Prakash Bhatt (din: 00548091)
As an Independent Director Management For Voted - For
S6 Re-appointment of Mr Satish Borwankar (din:
01793948) As Executive Director and Chief Operating
Officer and Payment of Remuneration Management For Voted - For
S7 Payment of Remuneration to the Cost Auditor Management For Voted - For
S8 Offer Or Invite for Subscription of Non-convertible
Debentures on Private Placement Basis Management For Voted - For
EMERGING MARKETS FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
Meeting Date: 15-Nov-17 Meeting Type: Special
1. Resolved That Pursuant to the Provisions of
Sections 230 to 232 of the Companies Act, 2013
(including Any Statutory Modification(s) Thereof
for the Time Being in Force), and Other Applicable
Provisions of the Memorandum and Articles of
Association of the Company, and Subject to the
Approval of the Mumbai Bench of the Hon'ble
National Company Law Tribunal, and Subject to Such
Other Approvals, Permissions and Sanctions of
Regulatory and Other Authorities, As May be
Necessary and (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
VIDEOCON D2H LIMITED
SECURITY ID: 92657J101 TICKER: VDTH
Meeting Date: 29-Sep-17 Meeting Type: Special
1. Special Resolution for Transfer, Sell, Hive-off Or
Otherwise Dispose Off, Assign, Convey and Deliver
Or Cause to be Sold, Assigned, Transferred and
Delivered, the Company's Non-core Business of Infra
Support Services (including Set Top Boxes, Dish
Antenna, and Related Services), Subject To, and
Upon the (due to Space Limits, See Proxy
Material for Full Proposal). Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3M COMPANY
SECURITY ID: 88579Y101 TICKER: MMM
Meeting Date: 08-May-18 Meeting Type: Annual
1a. Election of Director: Sondra L. Barbour Management For Voted - For
1b. Election of Director: Thomas "tony" K. Brown Management For Voted - For
1c. Election of Director: David B. Dillon Management For Voted - For
1d. Election of Director: Michael L. Eskew Management For Voted - For
1e. Election of Director: Herbert L. Henkel Management For Voted - For
1f. Election of Director: Amy E. Hood Management For Voted - For
1g. Election of Director: Muhtar Kent Management For Voted - For
1h. Election of Director: Edward M. Liddy Management For Voted - For
1i. Election of Director: Gregory R. Page Management For Voted - For
1j. Election of Director: Michael F. Roman Management For Voted - For
1k. Election of Director: Inge G. Thulin Management For Voted - For
1l. Election of Director: Patricia A. Woertz Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As 3m's Independent Registered Public
Accounting Firm. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - For
4. Stockholder Proposal on Special Shareholder
Meetings. Shareholder Against Voted - For
5. Stockholder Proposal on Setting Target Amounts for
Ceo Compensation. Shareholder Against Voted - Against
ADOBE SYSTEMS INCORPORATED
SECURITY ID: 00724F101 TICKER: ADBE
Meeting Date: 12-Apr-18 Meeting Type: Annual
1A. Election of Director: Amy Banse Management For Voted - For
1B. Election of Director: Edward Barnholt Management For Voted - For
1C. Election of Director: Robert Burgess Management For Voted - For
1D. Election of Director: Frank Calderoni Management For Voted - For
1E. Election of Director: James Daley Management For Voted - For
1F. Election of Director: Laura Desmond Management For Voted - For
1G. Election of Director: Charles Geschke Management For Voted - For
1H. Election of Director: Shantanu Narayen Management For Voted - For
1I. Election of Director: Daniel Rosensweig Management For Voted - For
1J. Election of Director: John Warnock Management For Voted - For
2. Approval of the 2003 Equity Incentive Plan As
Amended to Increase the Available Share Reserve by
7.5 Million Shares. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for the Fiscal Year Ending on November 30,
2018. Management For Voted - For
4. Approval on an Advisory Basis of the Compensation
of the Named Executive Officers. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
ALPHABET INC.
SECURITY ID: 02079K305 TICKER: GOOGL
Meeting Date: 06-Jun-18 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: Eric E. Schmidt Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Diane B. Greene Management For Voted - For
1.7 Director: John L. Hennessy Management For Voted - For
1.8 Director: Ann Mather Management For Voted - For
1.9 Director: Alan R. Mulally Management For Voted - For
1.10 Director: Sundar Pichai Management For Voted - For
1.11 Director: K. Ram Shriram Management For Voted - For
2. The Ratification of the Appointment of Ernst &
Young LLP As Alphabet's Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2018. Management For Voted - For
3. The Approval of Amendments to Alphabet's 2012 Stock
Plan to Increase the Share Reserve by 11,500,000
Shares of Class C Capital Stock and to Prohibit the
Repricing of Stock Options Granted Under the 2012
Stock Plan Without Stockholder Approval. Management For Voted - For
4. A Stockholder Proposal Regarding Equal Shareholder
Voting, If Properly Presented at the Meeting. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding A Lobbying Report,
If Properly Presented at the Meeting. Shareholder Against Voted - Against
6. A Stockholder Proposal Regarding A Report on Gender
Pay, If Properly Presented at the Meeting. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Simple Majority
Vote, If Properly Presented at the Meeting. Shareholder Against Voted - For
8. A Stockholder Proposal Regarding A Sustainability
Metrics Report, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
9. A Stockholder Proposal Regarding Board Diversity
and Qualifications, If Properly Presented at the
Meeting. Shareholder Against Voted - Against
10. A Stockholder Proposal Regarding A Report on
Content Governance, If Properly Presented at the
Meeting. Shareholder Against Voted - For
AMERICAN WATER WORKS COMPANY, INC.
SECURITY ID: 030420103 TICKER: AWK
Meeting Date: 11-May-18 Meeting Type: Annual
1a. Election of Director: Jeffrey N. Edwards Management For Voted - For
1b. Election of Director: Martha Clark Goss Management For Voted - For
1c. Election of Director: Veronica M. Hagen Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Julia L. Johnson Management For Voted - For
1e. Election of Director: Karl F. Kurz Management For Voted - For
1f. Election of Director: George Mackenzie Management For Voted - For
1g. Election of Director: James G. Stavridis Management For Voted - For
1h. Election of Director: Susan N. Story Management For Voted - For
2. Approval, on an Advisory Basis, of the Compensation
of the Company's Named Executive Officers. Management For Voted - For
3. Ratification of the Appointment, by the Audit
Committee of the Board of Directors, of
PricewaterhouseCoopers LLP As the Company's
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
4. Stockholder Proposal on Human Right to Water and
Sanitation As Described in the Proxy Statement. Shareholder Against Voted - Against
5. Stockholder Proposal on Lobbying Expenditures As
Described in the Proxy Statement. Shareholder Against Voted - Against
6. Stockholder Proposal on Political Contributions As
Described in the Proxy Statement. Shareholder Against Voted - Against
AMPHENOL CORPORATION
SECURITY ID: 032095101 TICKER: APH
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Ronald P. Badie Management For Voted - For
1b. Election of Director: Stanley L. Clark Management For Voted - For
1c. Election of Director: John D. Craig Management For Voted - For
1d. Election of Director: David P. Falck Management For Voted - For
1e. Election of Director: Edward G. Jepsen Management For Voted - For
1f. Election of Director: Martin H. Loeffler Management For Voted - For
1g. Election of Director: John R. Lord Management For Voted - For
1h. Election of Director: R. Adam Norwitt Management For Voted - For
1i. Election of Director: Diana G. Reardon Management For Voted - For
1j. Election of Director: Anne Clarke Wolff Management For Voted - For
2. Ratification of Deloitte & Touche LLP As
Independent Accountants of the Company. Management For Voted - For
3. Advisory Vote to Approve Compensation of Named
Executive Officers. Management For Voted - For
4. Stockholder Proposal - Special Shareholder Meeting
Improvement. Shareholder Against Voted - For
APPLE INC.
SECURITY ID: 037833100 TICKER: AAPL
Meeting Date: 13-Feb-18 Meeting Type: Annual
1a. Election of Director: James Bell Management For Voted - For
1b. Election of Director: Tim Cook Management For Voted - For
1c. Election of Director: Al Gore Management For Voted - For
1d. Election of Director: Bob Iger Management For Voted - For
1e. Election of Director: Andrea Jung Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f. Election of Director: Art Levinson Management For Voted - For
1g. Election of Director: Ron Sugar Management For Voted - For
1h. Election of Director: Sue Wagner Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Apple's Independent Registered Public
Accounting Firm for 2018 Management For Voted - For
3. Advisory Vote to Approve Executive Compensation Management For Voted - For
4. Approval of the Amended and Restated Apple Inc.
Non-employee Director Stock Plan Management For Voted - For
5. A Shareholder Proposal Entitled "shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
6. A Shareholder Proposal Entitled "human Rights
Committee" Shareholder Against Voted - Against
BANK OF AMERICA CORPORATION
SECURITY ID: 060505104 TICKER: BAC
Meeting Date: 25-Apr-18 Meeting Type: Annual
1A. Election of Director: Sharon L. Allen Management For Voted - For
1B. Election of Director: Susan S. Bies Management For Voted - For
1C. Election of Director: Jack O. Bovender, Jr. Management For Voted - For
1D. Election of Director: Frank P. Bramble, Sr. Management For Voted - For
1E. Election of Director: Pierre J. P. De Weck Management For Voted - For
1F. Election of Director: Arnold W. Donald Management For Voted - For
1G. Election of Director: Linda P. Hudson Management For Voted - For
1H. Election of Director: Monica C. Lozano Management For Voted - For
1I. Election of Director: Thomas J. May Management For Voted - For
1J. Election of Director: Brian T. Moynihan Management For Voted - For
1K. Election of Director: Lionel L. Nowell, III Management For Voted - For
1L. Election of Director: Michael D. White Management For Voted - For
1M. Election of Director: Thomas D. Woods Management For Voted - For
1N. Election of Director: R. David Yost Management For Voted - For
1O. Election of Director: Maria T. Zuber Management For Voted - For
2. Approving our Executive Compensation (an Advisory,
Non-binding "say on Pay" Resolution) Management For Voted - For
3. Ratifying the Appointment of our Independent
Registered Public Accounting Firm for 2018 Management For Voted - For
4. Stockholder Proposal - Independent Board Chairman Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
SECURITY ID: 084670702 TICKER: BRKB
Meeting Date: 05-May-18 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - Withheld
1.2 Director: Charles T. Munger Management For Voted - Withheld
1.3 Director: Gregory E. Abel Management For Voted - Withheld
1.4 Director: Howard G. Buffett Management For Voted - Withheld
1.5 Director: Stephen B. Burke Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Susan L. Decker Management For Voted - For
1.7 Director: William H. Gates III Management For Voted - Withheld
1.8 Director: David S. Gottesman Management For Voted - For
1.9 Director: Charlotte Guyman Management For Voted - For
1.10 Director: Ajit Jain Management For Voted - Withheld
1.11 Director: Thomas S. Murphy Management For Voted - For
1.12 Director: Ronald L. Olson Management For Voted - Withheld
1.13 Director: Walter Scott, Jr. Management For Voted - For
1.14 Director: Meryl B. Witmer Management For Voted - For
2. Shareholder Proposal Regarding Methane Gas
Emissions. Shareholder Against Voted - Against
3. Shareholder Proposal Regarding Adoption of A Policy
to Encourage Berkshire Subsidiaries to Issue Annual
Sustainability Reports. Shareholder Against Voted - For
BLACKROCK, INC.
SECURITY ID: 09247X101 TICKER: BLK
Meeting Date: 23-May-18 Meeting Type: Annual
1a. Election of Director: Mathis Cabiallavetta Management For Voted - For
1b. Election of Director: Pamela Daley Management For Voted - For
1c. Election of Director: William S. Demchak Management For Voted - For
1d. Election of Director: Jessica P. Einhorn Management For Voted - For
1e. Election of Director: Laurence D. Fink Management For Voted - For
1f. Election of Director: William E. Ford Management For Voted - For
1g. Election of Director: Fabrizio Freda Management For Voted - For
1h. Election of Director: Murry S. Gerber Management For Voted - For
1i. Election of Director: Margaret L. Johnson Management For Voted - For
1j. Election of Director: Robert S. Kapito Management For Voted - For
1k. Election of Director: Sir Deryck Maughan Management For Voted - For
1l. Election of Director: Cheryl D. Mills Management For Voted - For
1m. Election of Director: Gordon M. Nixon Management For Voted - For
1n. Election of Director: Charles H. Robbins Management For Voted - For
1o. Election of Director: IVan G. Seidenberg Management For Voted - For
1p. Election of Director: Marco Antonio Slim Domit Management For Voted - For
1q. Election of Director: Susan L. Wagner Management For Voted - For
1r. Election of Director: Mark Wilson Management For Voted - For
2. Approval, in A Non-binding Advisory Vote, of the
Compensation for Named Executive Officers. Management For Voted - Against
3. Approval of an Amendment to the Blackrock, Inc.
Second Amended and Restated 1999 Stock Award and
Incentive Plan. Management For Voted - For
4. Ratification of the Appointment of Deloitte LLP As
Blackrock's Independent Registered Public
Accounting Firm for the Fiscal Year 2018. Management For Voted - For
5. Shareholder Proposal - Production of an Annual
Report on Certain Trade Association and Lobbying
Expenditures. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CABOT OIL & GAS CORPORATION
SECURITY ID: 127097103 TICKER: COG
Meeting Date: 02-May-18 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Dan O. Dinges Management For Voted - For
1.6 Director: Robert Kelley Management For Voted - For
1.7 Director: W. Matt Ralls Management For Voted - For
1.8 Director: Marcus A. Watts Management For Voted - For
2. To Ratify the Appointment of the Firm
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for the Company
for Its 2018 Fiscal Year. Management For Voted - For
3. To Approve, by Non-binding Advisory Vote, the
Compensation of our Named Executive Officers. Management For Voted - For
CHEVRON CORPORATION
SECURITY ID: 166764100 TICKER: CVX
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: W.m. Austin Management For Voted - For
1b. Election of Director: J.b. Frank Management For Voted - For
1c. Election of Director: A.p. Gast Management For Voted - For
1d. Election of Director: E. Hernandez, Jr. Management For Voted - For
1e. Election of Director: C.w. Moorman IV Management For Voted - For
1f. Election of Director: D.f. Moyo Management For Voted - For
1g. Election of Director: R.d. Sugar Management For Voted - For
1h. Election of Director: I.g. Thulin Management For Voted - For
1i. Election of Director: D.j. Umpleby III Management For Voted - For
1j. Election of Director: M.k. Wirth Management For Voted - For
2. Ratification of Appointment of Pwc As Independent
Registered Public Accounting Firm Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
4. Report on Lobbying Shareholder Against Voted - Against
5. Report on Feasibility of Policy on Not Doing
Business with Conflict Complicit Governments Shareholder Against Voted - Against
6. Report on Transition to A Low Carbon Business Model Shareholder Against Voted - Against
7. Report on Methane Emissions Shareholder Against Voted - For
8. Adopt Policy on Independent Chairman Shareholder Against Voted - Against
9. Recommend Independent Director with Environmental
Expertise Shareholder Against Voted - Against
10. Set Special Meetings Threshold at 10% Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
CHUBB LIMITED
SECURITY ID: H1467J104 TICKER: CB
Meeting Date: 17-May-18 Meeting Type: Annual
1 Approval of the Management Report, Standalone
Financial Statements and Consolidated Financial
Statements of Chubb Limited for the Year Ended
December 31, 2017 Management For Voted - For
2a Allocation of Disposable Profit Management For Voted - For
2b Distribution of A Dividend Out of Legal Reserves
(by Way of Release and Allocation to A Dividend
Reserve) Management For Voted - For
3 Discharge of the Board of Directors Management For Voted - For
4a Election of Auditor: Election of
PricewaterhouseCoopers Ag (zurich) As our Statutory
Auditor Management For Voted - For
4b Election of Auditor: Ratification of Appointment of
PricewaterhouseCoopers LLP (united States) As
Independent Registered Public Accounting Firm for
Purposes of U.S. Securities Law Reporting Management For Voted - For
4c Election of Auditor: Election of Bdo Ag (zurich) As
Special Audit Firm Management For Voted - For
5a Election of Director: Evan G. Greenberg Management For Voted - For
5b Election of Director: Robert M. Hernandez Management For Voted - For
5c Election of Director: Michael G. Atieh Management For Voted - For
5d Election of Director: Sheila P. Burke Management For Voted - For
5e Election of Director: James I. Cash Management For Voted - For
5f Election of Director: Mary Cirillo Management For Voted - For
5g Election of Director: Michael P. Connors Management For Voted - For
5h Election of Director: John A. Edwardson Management For Voted - For
5i Election of Director: Kimberly A. Ross Management For Voted - For
5j Election of Director: Robert W. Scully Management For Voted - For
5k Election of Director: Eugene B. Shanks, Jr. Management For Voted - For
5l Election of Director: Theodore E. Shasta Management For Voted - For
5m Election of Director: David H. Sidwell Management For Voted - For
5n Election of Director: Olivier Steimer Management For Voted - For
5o Election of Director: James M. Zimmerman Management For Voted - For
6 Election of Evan G. Greenberg As Chairman of the
Board of Directors Management For Voted - For
7a Election of the Compensation Committee of the Board
of Directors: Michael P. Connors Management For Voted - Against
7b Election of the Compensation Committee of the Board
of Directors: Mary Cirillo Management For Voted - For
7c Election of the Compensation Committee of the Board
of Directors: Robert M. Hernandez Management For Voted - For
7d Election of the Compensation Committee of the Board
of Directors: James M. Zimmerman Management For Voted - For
8 Election of Homburger Ag As Independent Proxy Management For Voted - For
9 Amendment to the Articles of Association Relating
to Authorized Share Capital for General Purposes Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
10a Compensation of the Board of Directors Until the
Next Annual General Meeting Management For Voted - For
10b Compensation of Executive Management for the Next
Calendar Year Management For Voted - For
11 Advisory Vote to Approve Executive Compensation
Under U.S. Securities Law Requirements Management For Voted - For
A If A New Agenda Item Or A New Proposal for an
Existing Agenda Item is Put Before the Meeting,
I/we Hereby Authorize and Instruct the Independent
Proxy to Vote As Follows. Management For Voted - Abstain
CINTAS CORPORATION
SECURITY ID: 172908105 TICKER: CTAS
Meeting Date: 17-Oct-17 Meeting Type: Annual
1A. Election of Director: Gerald S. Adolph Management For Voted - For
1B. Election of Director: John F. Barrett Management For Voted - For
1C. Election of Director: Melanie W. Barstad Management For Voted - For
1D. Election of Director: Robert E. Coletti Management For Voted - For
1E. Election of Director: Richard T. Farmer Management For Voted - For
1F. Election of Director: Scott D. Farmer Management For Voted - For
1G. Election of Director: James J. Johnson Management For Voted - For
1H. Election of Director: Joseph Scaminace Management For Voted - For
1I. Election of Director: Ronald W. Tysoe Management For Voted - For
2. To Approve, on an Advisory Basis, Named Executive
Officer Compensation. Management For Voted - For
3. To Recommend, on an Advisory Basis, the Frequency
of the Advisory Vote on Named Executive Officer
Compensation. Management 1 Year Voted - 1 Year
4. To Ratify Ernst & Young LLP As our Independent
Registered Public Accounting Firm for Fiscal Year
2018. Management For Voted - For
CME GROUP INC.
SECURITY ID: 12572Q105 TICKER: CME
Meeting Date: 09-May-18 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1j. Election of Equity Director: Alex J. Pollock Management For Voted - For
1k. Election of Equity Director: Terry L. Savage Management For Voted - For
1l. Election of Equity Director: William R. Shepard Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1m. Election of Equity Director: Howard J. Siegel Management For Voted - For
1n. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the Appointment of Ernst & Young As
our Independent Registered Public Accounting Firm
for 2018. Management For Voted - For
3. Advisory Vote on the Compensation of our Named
Executive Officers. Management For Voted - For
CMS ENERGY CORPORATION
SECURITY ID: 125896100 TICKER: CMS
Meeting Date: 04-May-18 Meeting Type: Annual
1a. Election of Director: Jon E. Barfield Management For Voted - For
1b. Election of Director: Deborah H. Butler Management For Voted - For
1c. Election of Director: Kurt L. Darrow Management For Voted - For
1d. Election of Director: Stephen E. Ewing Management For Voted - For
1e. Election of Director: William D. Harvey Management For Voted - For
1f. Election of Director: Patricia K. Poppe Management For Voted - For
1g. Election of Director: John G. Russell Management For Voted - For
1h. Election of Director: Myrna M. Soto Management For Voted - For
1i. Election of Director: John G. Sznewajs Management For Voted - For
1j. Election of Director: Laura H. Wright Management For Voted - For
2. Advisory Vote on Executive Compensation. Management For Voted - For
3. Ratification of Independent Registered Public
Accounting Firm (pricewaterhousecoopers LLP). Management For Voted - For
4. Shareholder Proposal - Political Contributions
Disclosure. Shareholder Against Voted - Against
COLGATE-PALMOLIVE COMPANY
SECURITY ID: 194162103 TICKER: CL
Meeting Date: 11-May-18 Meeting Type: Annual
1a. Election of Director: Charles A. Bancroft Management For Voted - For
1b. Election of Director: John P. Bilbrey Management For Voted - For
1c. Election of Director: John T. Cahill Management For Voted - For
1d. Election of Director: Ian Cook Management For Voted - For
1e. Election of Director: Helene D. Gayle Management For Voted - For
1f. Election of Director: Ellen M. Hancock Management For Voted - For
1g. Election of Director: C. Martin Harris Management For Voted - For
1h. Election of Director: Lorrie M. Norrington Management For Voted - For
1i. Election of Director: Michael B. Polk Management For Voted - For
1j. Election of Director: Stephen I. Sadove Management For Voted - For
2. Ratify Selection of PricewaterhouseCoopers LLP As
Colgate's Independent Registered Public Accounting
Firm. Management For Voted - For
3. Advisory Vote on Executive Compensation. Management For Voted - For
4. Stockholder Proposal on 10% Threshold to Call
Special Shareholder Meetings. Shareholder Against Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
COMCAST CORPORATION
SECURITY ID: 20030N101 TICKER: CMCSA
Meeting Date: 11-Jun-18 Meeting Type: Annual
1.1 Director: Kenneth J. Bacon Management For Voted - For
1.2 Director: Madeline S. Bell Management For Voted - For
1.3 Director: Sheldon M. Bonovitz Management For Voted - For
1.4 Director: Edward D. Breen Management For Voted - For
1.5 Director: Gerald L. Hassell Management For Voted - For
1.6 Director: Jeffrey A. Honickman Management For Voted - For
1.7 Director: Maritza G. Montiel Management For Voted - For
1.8 Director: Asuka Nakahara Management For Voted - For
1.9 Director: David C. Novak Management For Voted - For
1.10 Director: Brian L. Roberts Management For Voted - For
2. Ratification of the Appointment of our Independent
Auditors Management For Voted - For
3. Advisory Vote on Executive Compensation Management For Voted - Against
4. To Provide A Lobbying Report Shareholder Against Voted - Against
COMERICA INCORPORATED
SECURITY ID: 200340107 TICKER: CMA
Meeting Date: 24-Apr-18 Meeting Type: Annual
1a. Election of Director: Ralph W. Babb, Jr. Management For Voted - For
1b. Election of Director: Michael E. Collins Management For Voted - For
1c. Election of Director: Roger A. Cregg Management For Voted - For
1d. Election of Director: T. Kevin Denicola Management For Voted - For
1e. Election of Director: Jacqueline P. Kane Management For Voted - For
1f. Election of Director: Richard G. Lindner Management For Voted - For
1g. Election of Director: Barbara R. Smith Management For Voted - For
1h. Election of Director: Robert S. Taubman Management For Voted - For
1i. Election of Director: Reginald M. Turner, Jr. Management For Voted - For
1j. Election of Director: Nina G. Vaca Management For Voted - For
1k. Election of Director: Michael G. Van De Ven Management For Voted - For
2. Ratification of the Appointment of Ernst & Young
LLP As Independent Registered Public Accounting Firm Management For Voted - For
3. Approval of A Non-binding, Advisory Proposal
Approving Executive Compensation Management For Voted - For
4. Approval of the Comerica Incorporated 2018
Long-term Incentive Plan Management For Voted - For
CONCHO RESOURCES INC
SECURITY ID: 20605P101 TICKER: CXO
Meeting Date: 17-May-18 Meeting Type: Annual
1A Election of Director: Steven L. Beal Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1B Election of Director: Tucker S. Bridwell Management For Voted - For
1C Election of Director: Mark B. Puckett Management For Voted - For
1D Election of Director: E. Joseph Wright Management For Voted - For
2. To Ratify the Selection of Grant Thornton LLP As
Independent Registered Public Accounting Firm of
the Company for the Fiscal Year Ending December 31,
2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation ("say-on-pay"). Management For Voted - For
COSTCO WHOLESALE CORPORATION
SECURITY ID: 22160K105 TICKER: COST
Meeting Date: 30-Jan-18 Meeting Type: Annual
1.1 Director: Kenneth D. Denman Management For Voted - For
1.2 Director: W. Craig Jelinek Management For Voted - For
1.3 Director: Jeffrey S. Raikes Management For Voted - For
2. Ratification of Selection of Independent Auditors. Management For Voted - For
3. Approval, on an Advisory Basis, of Executive
Compensation. Management For Voted - For
4. Shareholder Proposal Regarding Simple Majority Vote. Shareholder Against Voted - For
5. Shareholder Proposal Regarding Prison Labor. Shareholder Against Voted - Against
DANAHER CORPORATION
SECURITY ID: 235851102 TICKER: DHR
Meeting Date: 08-May-18 Meeting Type: Annual
1A. Election of Director: Donald J. Ehrlich Management For Voted - For
1B. Election of Director: Linda Hefner Filler Management For Voted - For
1C. Election of Director: Thomas P. Joyce, Jr. Management For Voted - For
1D. Election of Director: Teri List-stoll Management For Voted - For
1E. Election of Director: Walter G. Lohr, Jr. Management For Voted - For
1F. Election of Director: Mitchell P. Rales Management For Voted - For
1G. Election of Director: Steven M. Rales Management For Voted - For
1H. Election of Director: John T. Schwieters Management For Voted - For
1I. Election of Director: Alan G. Spoon Management For Voted - For
1J. Election of Director: Raymond C. Stevens, Ph.D. Management For Voted - For
1K. Election of Director: Elias A. Zerhouni, M.D. Management For Voted - For
2. To Ratify the Selection of Ernst & Young LLP As
Danaher's Independent Registered Public Accounting
Firm. Management For Voted - For
3. To Approve on an Advisory Basis the Company's Named
Executive Officer Compensation. Management For Voted - For
4. To Act Upon A Shareholder Proposal Requesting That
Danaher Reduce Shareholder Special Meeting
Threshold from 25% to 10%. Shareholder Against Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
DOWDUPONT INC.
SECURITY ID: 26078J100 TICKER: DWDP
Meeting Date: 25-Apr-18 Meeting Type: Annual
1a. Election of Director: Lamberto Andreotti Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Edward D. Breen Management For Voted - For
1d. Election of Director: Robert A. Brown Management For Voted - For
1e. Election of Director: Alexander M. Cutler Management For Voted - For
1f. Election of Director: Jeff M. Fettig Management For Voted - For
1g. Election of Director: Marillyn A. Hewson Management For Voted - For
1h. Election of Director: Lois D. Juliber Management For Voted - For
1i. Election of Director: Andrew N. Liveris Management For Voted - For
1j. Election of Director: Raymond J. Milchovich Management For Voted - For
1k. Election of Director: Paul Polman Management For Voted - For
1l. Election of Director: Dennis H. Reilley Management For Voted - For
1m. Election of Director: James M. Ringler Management For Voted - For
1n. Election of Director: Ruth G. Shaw Management For Voted - For
1o. Election of Director: Lee M. Thomas Management For Voted - For
1p. Election of Director: Patrick J. Ward Management For Voted - For
2. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
3. Advisory Resolution on the Frequency of Future
Advisory Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of the Appointment of the Independent
Registered Public Accounting Firm Management For Voted - Against
5. Elimination of Supermajority Voting Thresholds Shareholder Against Voted - For
6. Preparation of an Executive Compensation Report Shareholder Against Voted - Against
7. Preparation of A Report on Sustainability Metrics
in Performance-based Pay Shareholder Against Voted - Against
8. Preparation of A Report on Investment in India Shareholder Against Voted - Against
9. Modification of Threshold for Calling Special
Stockholder Meetings Shareholder Against Voted - For
ECOLAB INC.
SECURITY ID: 278865100 TICKER: ECL
Meeting Date: 03-May-18 Meeting Type: Annual
1a. Election of Director: Douglas M. Baker, Jr. Management For Voted - For
1b. Election of Director: Barbara J. Beck Management For Voted - For
1c. Election of Director: Leslie S. Biller Management For Voted - For
1d. Election of Director: Carl M. Casale Management For Voted - For
1e. Election of Director: Stephen I. Chazen Management For Voted - For
1f. Election of Director: Jeffrey M. Ettinger Management For Voted - For
1g. Election of Director: Arthur J. Higgins Management For Voted - For
1h. Election of Director: Michael Larson Management For Voted - For
1i. Election of Director: David W. Maclennan Management For Voted - For
1j. Election of Director: Tracy B. Mckibben Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1k. Election of Director: Victoria J. Reich Management For Voted - For
1l. Election of Director: Suzanne M. Vautrinot Management For Voted - For
1m. Election of Director: John J. Zillmer Management For Voted - For
2. Ratify the Appointment of PricewaterhouseCoopers
LLP As Independent Registered Public Accounting
Firm for the Current Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve the Compensation of
Executives Disclosed in the Proxy Statement. Management For Voted - For
4. Stockholder Proposal Regarding the Threshold to
Call Special Stockholder Meetings, If Properly
Presented. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
SECURITY ID: 28176E108 TICKER: EW
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Michael A. Mussallem Management For Voted - For
1b. Election of Director: Kieran T. Gallahue Management For Voted - For
1c. Election of Director: Leslie S. Heisz Management For Voted - For
1d. Election of Director: William J. Link, Ph.D. Management For Voted - For
1e. Election of Director: Steven R. Loranger Management For Voted - For
1f. Election of Director: Martha H. Marsh Management For Voted - For
1g. Election of Director: Wesley W. Von Schack Management For Voted - For
1h. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. Advisory Vote to Approve Compensation of Named
Executive Officers Management For Voted - For
3. Ratification of Appointment of Independent
Registered Public Accounting Firm Management For Voted - For
4. Advisory Vote on A Stockholder Proposal Regarding
Action by Written Consent Shareholder Against Voted - Against
ESSEX PROPERTY TRUST, INC.
SECURITY ID: 297178105 TICKER: ESS
Meeting Date: 15-May-18 Meeting Type: Annual
1.1 Director: Keith R. Guericke Management For Voted - For
1.2 Director: Amal M. Johnson Management For Voted - For
1.3 Director: Irving F. Lyons, III Management For Voted - For
1.4 Director: George M. Marcus Management For Voted - For
1.5 Director: Thomas E. Robinson Management For Voted - For
1.6 Director: Michael J. Schall Management For Voted - For
1.7 Director: Byron A. Scordelis Management For Voted - For
1.8 Director: Janice L. Sears Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Independent Registered Public Accounting Firm for
the Company for the Year Ending December 31, 2018. Management For Voted - For
3. Advisory Vote to Approve the Company's Named
Executive Officer Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
4. Approval of the Company's 2018 Stock Award and
Incentive Compensation Plan. Management For Voted - For
EXXON MOBIL CORPORATION
SECURITY ID: 30231G102 TICKER: XOM
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Susan K. Avery Management For Voted - For
1b. Election of Director: Angela F. Braly Management For Voted - For
1c. Election of Director: Ursula M. Burns Management For Voted - For
1d. Election of Director: Kenneth C. Frazier Management For Voted - For
1e. Election of Director: Steven A. Kandarian Management For Voted - For
1f. Election of Director: Douglas R. Oberhelman Management For Voted - For
1g. Election of Director: Samuel J. Palmisano Management For Voted - For
1h. Election of Director: Steven S Reinemund Management For Voted - For
1i. Election of Director: William C. Weldon Management For Voted - For
1j. Election of Director: Darren W. Woods Management For Voted - For
2. Ratification of Independent Auditors (page 25) Management For Voted - For
3. Advisory Vote to Approve Executive Compensation
(page 26) Management For Voted - For
4. Independent Chairman (page 54) Shareholder Against Voted - Against
5. Special Shareholder Meetings (page 55) Shareholder Against Voted - For
6. Board Diversity Matrix (page 56) Shareholder Against Voted - For
7. Report on Lobbying (page 58) Shareholder Against Voted - Against
FACEBOOK, INC.
SECURITY ID: 30303M102 TICKER: FB
Meeting Date: 31-May-18 Meeting Type: Annual
1.1 Director: Marc L. Andreessen Management For Voted - For
1.2 Director: Erskine B. Bowles Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-hellmann Management For Voted - For
1.5 Director: Reed Hastings Management For Voted - For
1.6 Director: Jan Koum Management For Voted - For
1.7 Director: Sheryl K. Sandberg Management For Voted - For
1.8 Director: Peter A. Thiel Management For Voted - For
1.9 Director: Mark Zuckerberg Management For Voted - For
2. To Ratify the Appointment of Ernst & Young LLP As
Facebook, Inc.'s Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
3. A Stockholder Proposal Regarding Change in
Stockholder Voting. Shareholder Against Voted - For
4. A Stockholder Proposal Regarding A Risk Oversight
Committee. Shareholder Against Voted - For
5. A Stockholder Proposal Regarding Simple Majority
Vote. Shareholder Against Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
6. A Stockholder Proposal Regarding A Content
Governance Report. Shareholder Against Voted - For
7. A Stockholder Proposal Regarding Median Pay by
Gender. Shareholder Against Voted - Against
8. A Stockholder Proposal Regarding Tax Principles. Shareholder Against Voted - Against
HALLIBURTON COMPANY
SECURITY ID: 406216101 TICKER: HAL
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Abdulaziz F. Al Khayyal Management For Voted - For
1b. Election of Director: William E. Albrecht Management For Voted - For
1c. Election of Director: Alan M. Bennett Management For Voted - For
1d. Election of Director: James R. Boyd Management For Voted - For
1e. Election of Director: Milton Carroll Management For Voted - For
1f. Election of Director: Nance K. Dicciani Management For Voted - For
1g. Election of Director: Murry S. Gerber Management For Voted - For
1h. Election of Director: Jose C. Grubisich Management For Voted - For
1i. Election of Director: David J. Lesar Management For Voted - For
1j. Election of Director: Robert A. Malone Management For Voted - For
1k. Election of Director: Jeffrey A. Miller Management For Voted - For
1l. Election of Director: Debra L. Reed Management For Voted - For
2. Ratification of Selection of Principal Independent
Public Accountants. Management For Voted - For
3. Advisory Approval of Executive Compensation. Management For Voted - Against
HONEYWELL INTERNATIONAL INC.
SECURITY ID: 438516106 TICKER: HON
Meeting Date: 23-Apr-18 Meeting Type: Annual
1A. Election of Director: Darius Adamczyk Management For Voted - For
1B. Election of Director: Duncan B. Angove Management For Voted - For
1C. Election of Director: William S. Ayer Management For Voted - For
1D. Election of Director: Kevin Burke Management For Voted - For
1E. Election of Director: Jaime Chico Pardo Management For Voted - For
1F. Election of Director: D. Scott Davis Management For Voted - For
1G. Election of Director: Linnet F. Deily Management For Voted - For
1H. Election of Director: Judd Gregg Management For Voted - For
1I. Election of Director: Clive Hollick Management For Voted - For
1J. Election of Director: Grace D. Lieblein Management For Voted - For
1K. Election of Director: George Paz Management For Voted - For
1L. Election of Director: Robin L. Washington Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Approval of Independent Accountants. Management For Voted - For
4. Reduce Ownership Threshold Required to Call A
Special Meeting of Shareowners. Management For Voted - For
5. Independent Board Chairman. Shareholder Against Voted - Against
6. Report on Lobbying Payments and Policy. Shareholder Against Voted - Against
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
INGERSOLL-RAND PLC
SECURITY ID: G47791101 TICKER: IR
Meeting Date: 07-Jun-18 Meeting Type: Annual
1a. Election of Director: Kirk E. Arnold Management For Voted - For
1b. Election of Director: Ann C. Berzin Management For Voted - For
1c. Election of Director: John Bruton Management For Voted - For
1d. Election of Director: Jared L. Cohon Management For Voted - For
1e. Election of Director: Gary D. Forsee Management For Voted - For
1f. Election of Director: Linda P. Hudson Management For Voted - For
1g. Election of Director: Michael W. Lamach Management For Voted - For
1h. Election of Director: Myles P. Lee Management For Voted - For
1i. Election of Director: Karen B. Peetz Management For Voted - For
1j. Election of Director: John P. Surma Management For Voted - For
1k. Election of Director: Richard J. Swift Management For Voted - For
1l. Election of Director: Tony L. White Management For Voted - For
2. Advisory Approval of the Compensation of the
Company's Named Executive Officers. Management For Voted - For
3. Approval of the Appointment of Independent Auditors
of the Company and Authorization of the Audit
Committee of the Board of Directors to Set the
Auditors' Remuneration. Management For Voted - For
4. Approval of the Company's 2018 Incentive Stock Plan. Management For Voted - For
5. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares. Management For Voted - For
6. Approval of the Renewal of the Directors' Existing
Authority to Issue Shares for Cash Without First
Offering Shares to Existing Shareholders. (special
Resolution) Management For Voted - For
7. Determination of the Price Range at Which the
Company Can Re- Allot Shares That It Holds As
Treasury Shares. (special Resolution) Management For Voted - For
JOHNSON & JOHNSON
SECURITY ID: 478160104 TICKER: JNJ
Meeting Date: 26-Apr-18 Meeting Type: Annual
1a. Election of Director: Mary C. Beckerle Management For Voted - For
1b. Election of Director: D. Scott Davis Management For Voted - For
1c. Election of Director: Ian E. L. Davis Management For Voted - For
1d. Election of Director: Jennifer A. Doudna Management For Voted - For
1e. Election of Director: Alex Gorsky Management For Voted - For
1f. Election of Director: Mark B. Mcclellan Management For Voted - For
1g. Election of Director: Anne M. Mulcahy Management For Voted - For
1h. Election of Director: William D. Perez Management For Voted - For
1i. Election of Director: Charles Prince Management For Voted - For
1j. Election of Director: A. Eugene Washington Management For Voted - For
1k. Election of Director: Ronald A. Williams Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for 2018 Management For Voted - For
4. Shareholder Proposal - Accounting for Litigation
and Compliance in Executive Compensation
Performance Measures Shareholder Against Voted - For
5. Shareholder Proposal - Amendment to Shareholder
Ability to Call Special Shareholder Meeting Shareholder Against Voted - For
JPMORGAN CHASE & CO.
SECURITY ID: 46625H100 TICKER: JPM
Meeting Date: 15-May-18 Meeting Type: Annual
1a. Election of Director: Linda B. Bammann Management For Voted - For
1b. Election of Director: James A. Bell Management For Voted - For
1c. Election of Director: Stephen B. Burke Management For Voted - For
1d. Election of Director: Todd A. Combs Management For Voted - For
1e. Election of Director: James S. Crown Management For Voted - For
1f. Election of Director: James Dimon Management For Voted - For
1g. Election of Director: Timothy P. Flynn Management For Voted - For
1h. Election of Director: Mellody Hobson Management For Voted - For
1i. Election of Director: Laban P. Jackson Jr. Management For Voted - For
1j. Election of Director: Michael A. Neal Management For Voted - For
1k. Election of Director: Lee R. Raymond Management For Voted - For
1l. Election of Director: William C. Weldon Management For Voted - For
2. Ratification of Special Meeting Provisions in the
Firm's By-laws Management For Voted - Against
3. Advisory Resolution to Approve Executive
Compensation Management For Voted - For
4. Approval of Amended and Restated Long- Term
Incentive Plan Effective May 15, 2018 Management For Voted - For
5. Ratification of Independent Registered Public
Accounting Firm Management For Voted - For
6. Independent Board Chairman Shareholder Against Voted - Against
7. Vesting for Government Service Shareholder Against Voted - Against
8. Proposal to Report on Investments Tied to Genocide Shareholder Against Voted - Against
9. Cumulative Voting Shareholder Against Voted - Against
MAGNA INTERNATIONAL INC.
SECURITY ID: 559222401 TICKER: MGA
Meeting Date: 10-May-18 Meeting Type: Annual
1.1 Director: Scott B. Bonham Management For Voted - For
1.2 Director: Peter G. Bowie Management For Voted - For
1.3 Director: Mary S. Chan Management For Voted - For
1.4 Director: Dr. Kurt J. Lauk Management For Voted - For
1.5 Director: Robert F. Maclellan Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.6 Director: Cynthia A. Niekamp Management For Voted - For
1.7 Director: William A. Ruh Management For Voted - For
1.8 Director: Dr. I. V. Samarasekera Management For Voted - For
1.9 Director: Donald J. Walker Management For Voted - For
1.10 Director: Lawrence D. Worrall Management For Voted - For
1.11 Director: William L. Young Management For Voted - For
2 Reappointment of Deloitte LLP As the Independent
Auditor of the Corporation and Authorization of the
Audit Committee to Fix the Independent Auditor's
Remuneration. Management For Voted - For
3 Resolved, on an Advisory Basis and Not to Diminish
the Roles and Responsibilities of the Board of
Directors, That the Shareholders Accept the
Approach to Executive Compensation Disclosed in the
Accompanying Management Information Circular/proxy
Statement. Management For Voted - For
MASTERCARD INCORPORATED
SECURITY ID: 57636Q104 TICKER: MA
Meeting Date: 26-Jun-18 Meeting Type: Annual
1a. Election of Director: Richard Haythornthwaite Management For Voted - For
1b. Election of Director: Ajay Banga Management For Voted - For
1c. Election of Director: Silvio Barzi Management For Voted - For
1d. Election of Director: David R. Carlucci Management For Voted - For
1e. Election of Director: Richard K. Davis Management For Voted - For
1f. Election of Director: Steven J. Freiberg Management For Voted - For
1g. Election of Director: Julius Genachowski Management For Voted - For
1h. Election of Director: Choon Phong Goh Management For Voted - For
1i. Election of Director: Merit E. Janow Management For Voted - For
1j. Election of Director: Nancy Karch Management For Voted - For
1k. Election of Director: Oki Matsumoto Management For Voted - For
1l. Election of Director: Rima Qureshi Management For Voted - For
1m. Election of Director: Jose Octavio Reyes Lagunes Management For Voted - For
1n. Election of Director: Jackson Tai Management For Voted - For
2. Advisory Approval of Mastercard's Executive
Compensation Management For Voted - For
3. Ratification of the Appointment of
PricewaterhouseCoopers LLP As the Independent
Registered Public Accounting Firm for Mastercard
for 2018 Management For Voted - For
MCDONALD'S CORPORATION
SECURITY ID: 580135101 TICKER: MCD
Meeting Date: 24-May-18 Meeting Type: Annual
1a. Election of Director: Lloyd Dean Management For Voted - For
1b. Election of Director: Stephen Easterbrook Management For Voted - For
1c. Election of Director: Robert Eckert Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1d. Election of Director: Margaret Georgiadis Management For Voted - For
1e. Election of Director: Enrique Hernandez, Jr. Management For Voted - For
1f. Election of Director: Jeanne Jackson Management For Voted - For
1g. Election of Director: Richard Lenny Management For Voted - For
1h. Election of Director: John Mulligan Management For Voted - For
1i. Election of Director: Sheila Penrose Management For Voted - For
1j. Election of Director: John Rogers, Jr. Management For Voted - For
1k. Election of Director: Miles White Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Advisory Vote to Approve the Appointment of Ernst &
Young LLP As Independent Auditor for 2018. Management For Voted - For
4. Advisory Vote on A Shareholder Proposal Requesting
the Ability for Shareholders to Act by Written
Consent, If Properly Presented. Shareholder Against Voted - For
5. Advisory Vote on A Shareholder Proposal Requesting
A Report on Plastic Straws, If Properly Presented. Shareholder Against Voted - Against
6. Advisory Vote on A Shareholder Proposal Requesting
A Report on Charitable Contributions, If Properly
Presented. Shareholder Against Voted - Against
MICROSOFT CORPORATION
SECURITY ID: 594918104 TICKER: MSFT
Meeting Date: 29-Nov-17 Meeting Type: Annual
1A. Election of Director: William H. Gates III Management For Voted - For
1B. Election of Director: Reid G. Hoffman Management For Voted - For
1C. Election of Director: Hugh F. Johnston Management For Voted - For
1D. Election of Director: Teri L. List- Stoll Management For Voted - For
1E. Election of Director: Satya Nadella Management For Voted - For
1F. Election of Director: Charles H. Noski Management For Voted - For
1G. Election of Director: Helmut Panke Management For Voted - For
1H. Election of Director: Sandra E. Peterson Management For Voted - For
1I. Election of Director: Penny S. Pritzker Management For Voted - For
1J. Election of Director: Charles W. Scharf Management For Voted - For
1K. Election of Director: Arne M. Sorenson Management For Voted - For
1L. Election of Director: John W. Stanton Management For Voted - For
1M. Election of Director: John W. Thompson Management For Voted - For
1N. Election of Director: Padmasree Warrior Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Advisory Vote on the Frequency of Future Advisory
Votes to Approve Executive Compensation Management 1 Year Voted - 1 Year
4. Ratification of Deloitte & Touche LLP As our
Independent Auditor for Fiscal Year 2018 Management For Voted - For
5. Approval of Material Terms of the Performance Goals
Under the Executive Incentive Plan Management For Voted - For
6. Approval of the Microsoft Corporation 2017 Stock
Plan Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
NEXTERA ENERGY, INC.
SECURITY ID: 65339F101 TICKER: NEE
Meeting Date: 24-May-18 Meeting Type: Annual
1a. Election of Director: Sherry S. Barrat Management For Voted - For
1b. Election of Director: James L. Camaren Management For Voted - For
1c. Election of Director: Kenneth B. Dunn Management For Voted - For
1d. Election of Director: Naren K. Gursahaney Management For Voted - For
1e. Election of Director: Kirk S. Hachigian Management For Voted - For
1f. Election of Director: Toni Jennings Management For Voted - For
1g. Election of Director: Amy B. Lane Management For Voted - For
1h. Election of Director: James L. Robo Management For Voted - For
1i. Election of Director: Rudy E. Schupp Management For Voted - For
1j. Election of Director: John L. Skolds Management For Voted - For
1k. Election of Director: William H. Swanson Management For Voted - For
1l. Election of Director: Hansel E. Tookes, II Management For Voted - For
2. Ratification of Appointment of Deloitte & Touche
LLP As Nextera Energy's Independent Registered
Public Accounting Firm for 2018 Management For Voted - For
3. Approval, by Non-binding Advisory Vote, of Nextera
Energy's Compensation of Its Named Executive
Officers As Disclosed in the Proxy Statement Management For Voted - For
4. A Proposal by Myra Young Entitled "right to Act by
Written Consent" to Request the Nextera Energy
Board of Directors to Permit Shareholder Action by
Written Consent Shareholder Against Voted - For
5. A Proposal by the Comptroller of the State of New
York, Thomas P. Dinapoli, Entitled "political
Contributions Disclosure" to Request Semiannual
Reports Disclosing Political Contribution Policies
and Expenditures Shareholder Against Voted - Against
NORTHROP GRUMMAN CORPORATION
SECURITY ID: 666807102 TICKER: NOC
Meeting Date: 16-May-18 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Mark A. Welsh III Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. Proposal to Approve, on an Advisory Basis, the
Compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to Ratify the Appointment of Deloitte &
Touche LLP As the Company's Independent Auditor for
Fiscal Year Ending December 31, 2018. Management For Voted - For
4. Proposal to Modify the Ownership Threshold for
Shareholders to Call A Special Meeting. Shareholder Against Voted - For
PEPSICO, INC.
SECURITY ID: 713448108 TICKER: PEP
Meeting Date: 02-May-18 Meeting Type: Annual
1a. Election of Director: Shona L. Brown Management For Voted - For
1b. Election of Director: George W. Buckley Management For Voted - For
1c. Election of Director: Cesar Conde Management For Voted - For
1d. Election of Director: Ian M. Cook Management For Voted - For
1e. Election of Director: Dina Dublon Management For Voted - For
1f. Election of Director: Richard W. Fisher Management For Voted - For
1g. Election of Director: William R. Johnson Management For Voted - For
1h. Election of Director: Indra K. Nooyi Management For Voted - For
1i. Election of Director: David C. Page Management For Voted - For
1j. Election of Director: Robert C. Pohlad Management For Voted - For
1k. Election of Director: Daniel Vasella Management For Voted - For
1l. Election of Director: Darren Walker Management For Voted - For
1m. Election of Director: Alberto Weisser Management For Voted - For
2. Ratification of the Appointment of KPMG LLP As the
Company's Independent Registered Public Accounting
Firm for Fiscal Year 2018. Management For Voted - For
3. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
4. Special Shareowner Meeting Improvement. Shareholder Against Voted - For
PULTEGROUP, INC.
SECURITY ID: 745867101 TICKER: PHM
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Brian P. Anderson Management For Voted - For
1b. Election of Director: Bryce Blair Management For Voted - For
1c. Election of Director: Richard W. Dreiling Management For Voted - For
1d. Election of Director: Thomas J. Folliard Management For Voted - For
1e. Election of Director: Cheryl W. Grise Management For Voted - For
1f. Election of Director: Andre J. Hawaux Management For Voted - For
1g. Election of Director: Ryan R. Marshall Management For Voted - For
1h. Election of Director: John R. Peshkin Management For Voted - For
1i. Election of Director: Scott F. Powers Management For Voted - For
1j. Election of Director: William J. Pulte Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. The Ratification of the Appointment of Ernst &
Young LLP As our Independent Registered Public
Accounting Firm for 2018. Management For Voted - For
3. Say on Pay - an Advisory Vote to Approve Executive
Compensation. Management For Voted - For
RAYTHEON COMPANY
SECURITY ID: 755111507 TICKER: RTN
Meeting Date: 31-May-18 Meeting Type: Annual
1a. Election of Director: Tracy A. Atkinson Management For Voted - For
1b. Election of Director: Robert E. Beauchamp Management For Voted - For
1c. Election of Director: Adriane M. Brown Management For Voted - For
1d. Election of Director: Vernon E. Clark Management For Voted - For
1e. Election of Director: Stephen J. Hadley Management For Voted - For
1f. Election of Director: Thomas A. Kennedy Management For Voted - For
1g. Election of Director: Letitia A. Long Management For Voted - For
1h. Election of Director: George R. Oliver Management For Voted - For
1i. Election of Director: Dinesh C. Paliwal Management For Voted - For
1j. Election of Director: William R. Spivey Management For Voted - For
1k. Election of Director: James A. Winnefeld, Jr. Management For Voted - For
1l. Election of Director: Robert O. Work Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - For
3. Ratification of Independent Auditors Management For Voted - For
4. Shareholder Proposal to Amend the Proxy Access
By-law Shareholder Against Voted - Against
STARBUCKS CORPORATION
SECURITY ID: 855244109 TICKER: SBUX
Meeting Date: 21-Mar-18 Meeting Type: Annual
1A. Election of Director: Howard Schultz Management For Voted - For
1B. Election of Director: Rosalind G. Brewer Management For Voted - For
1C. Election of Director: Mary N. Dillon Management For Voted - For
1D. Election of Director: Mellody Hobson Management For Voted - For
1E. Election of Director: Kevin R. Johnson Management For Voted - For
1F. Election of Director: Jorgen Vig Knudstorp Management For Voted - For
1G. Election of Director: Satya Nadella Management For Voted - For
1H. Election of Director: Joshua Cooper Ramo Management For Voted - For
1I. Election of Director: Clara Shih Management For Voted - For
1J. Election of Director: Javier G. Teruel Management For Voted - For
1K. Election of Director: Myron E. Ullman, III Management For Voted - For
1L. Election of Director: Craig E. Weatherup Management For Voted - For
2. Advisory Resolution to Approve our Executive
Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Ratification of Selection of Deloitte & Touche LLP
As our Independent Registered Public Accounting
Firm for Fiscal 2018. Management For Voted - For
4. Proxy Access Bylaw Amendments. Shareholder Against Voted - Against
5. Report on Sustainable Packaging. Shareholder Against Voted - Against
6. "proposal Withdrawn". Shareholder Against Voted - Abstain
7. Diversity Report. Shareholder Against Voted - Against
STRYKER CORPORATION
SECURITY ID: 863667101 TICKER: SYK
Meeting Date: 02-May-18 Meeting Type: Annual
1a. Election of Director: Mary K. Brainerd Management For Voted - For
1b. Election of Director: Srikant M. Datar, Ph.D. Management For Voted - For
1c. Election of Director: Roch Doliveux, Dvm Management For Voted - For
1d. Election of Director: Louise L. Francesconi Management For Voted - For
1e. Election of Director: Allan C. Golston (lead
Independent Director) Management For Voted - For
1f. Election of Director: Kevin A. Lobo (chairman of
the Board) Management For Voted - For
1g. Election of Director: Sherilyn S. Mccoy Management For Voted - For
1h. Election of Director: Andrew K. Silvernail Management For Voted - For
1i. Election of Director: Ronda E. Stryker Management For Voted - For
1j. Election of Director: Rajeev Suri Management For Voted - For
2. Ratify Appointment of Ernst & Young LLP As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
SUNTRUST BANKS, INC.
SECURITY ID: 867914103 TICKER: STI
Meeting Date: 24-Apr-18 Meeting Type: Annual
1A. Election of Director: Agnes Bundy Scanlan Management For Voted - For
1B. Election of Director: Dallas S. Clement Management For Voted - For
1C. Election of Director: Paul R. Garcia Management For Voted - For
1D. Election of Director: M. Douglas IVester Management For Voted - For
1E. Election of Director: Donna S. Morea Management For Voted - For
1F. Election of Director: David M. Ratcliffe Management For Voted - For
1G. Election of Director: William H. Rogers, Jr. Management For Voted - For
1H. Election of Director: Frank P. Scruggs, Jr. Management For Voted - For
1I. Election of Director: Bruce L. Tanner Management For Voted - For
1J. Election of Director: Steven C. Voorhees Management For Voted - For
1K. Election of Director: Thomas R. Watjen Management For Voted - For
1L. Election of Director: Dr. Phail Wynn, Jr. Management For Voted - For
2. To Approve, on an Advisory Basis, the Company's
Executive Compensation. Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. To Approve the Suntrust Banks, Inc. 2018 Omnibus
Incentive Compensation Plan. Management For Voted - For
4. To Ratify the Appointment of Ernst & Young LLP As
the Company's Independent Auditor for 2018. Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
SECURITY ID: 882508104 TICKER: TXN
Meeting Date: 26-Apr-18 Meeting Type: Annual
1a. Election of Director: R. W. Babb, Jr. Management For Voted - For
1b. Election of Director: M. A. Blinn Management For Voted - For
1c. Election of Director: T. M. Bluedorn Management For Voted - For
1d. Election of Director: D. A. Carp Management For Voted - For
1e. Election of Director: J. F. Clark Management For Voted - For
1f. Election of Director: C. S. Cox Management For Voted - For
1g. Election of Director: B. T. Crutcher Management For Voted - For
1h. Election of Director: J. M. Hobby Management For Voted - For
1i. Election of Director: R. Kirk Management For Voted - For
1j. Election of Director: P. H. Patsley Management For Voted - For
1k. Election of Director: R. E. Sanchez Management For Voted - For
1l. Election of Director: R. K. Templeton Management For Voted - For
2. Board Proposal Regarding Advisory Approval of the
Company's Executive Compensation. Management For Voted - For
3. Board Proposal to Approve the Texas Instruments
2018 Director Compensation Plan. Management For Voted - For
4. Board Proposal to Ratify the Appointment of Ernst &
Young LLP As the Company's Independent Registered
Public Accounting Firm for 2018. Management For Voted - For
THE HOME DEPOT, INC.
SECURITY ID: 437076102 TICKER: HD
Meeting Date: 17-May-18 Meeting Type: Annual
1a. Election of Director: Gerard J. Arpey Management For Voted - For
1b. Election of Director: Ari Bousbib Management For Voted - For
1c. Election of Director: Jeffery H. Boyd Management For Voted - For
1d. Election of Director: Gregory D. Brenneman Management For Voted - For
1e. Election of Director: J. Frank Brown Management For Voted - For
1f. Election of Director: Albert P. Carey Management For Voted - For
1g. Election of Director: Armando Codina Management For Voted - For
1h. Election of Director: Helena B. Foulkes Management For Voted - For
1i. Election of Director: Linda R. Gooden Management For Voted - For
1j. Election of Director: Wayne M. Hewett Management For Voted - For
1k. Election of Director: Stephanie C. Linnartz Management For Voted - For
1l. Election of Director: Craig A. Menear Management For Voted - For
1m. Election of Director: Mark Vadon Management For Voted - For
2. Ratification of the Appointment of KPMG LLP Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
3. Advisory Vote to Approve Executive Compensation
("say-on-pay") Management For Voted - For
4. Shareholder Proposal Regarding Semi- Annual Report
on Political Contributions Shareholder Against Voted - Against
5. Shareholder Proposal Regarding Eeo-1 Disclosure Shareholder Against Voted - For
6. Shareholder Proposal to Reduce the Threshold to
Call Special Shareholder Meetings to 10% of
Outstanding Shares Shareholder Against Voted - For
7. Shareholder Proposal Regarding Amendment of
Compensation Clawback Policy Shareholder Against Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY ID: 693475105 TICKER: PNC
Meeting Date: 24-Apr-18 Meeting Type: Annual
1A. Election of Director: Charles E. Bunch Management For Voted - For
1B. Election of Director: Debra A. Cafaro Management For Voted - For
1C. Election of Director: Marjorie Rodgers Cheshire Management For Voted - For
1D. Election of Director: William S. Demchak Management For Voted - For
1E. Election of Director: Andrew T. Feldstein Management For Voted - For
1F. Election of Director: Daniel R. Hesse Management For Voted - For
1G. Election of Director: Richard B. Kelson Management For Voted - For
1H. Election of Director: Linda R. Medler Management For Voted - For
1I. Election of Director: Martin Pfinsgraff Management For Voted - For
1J. Election of Director: Donald J. Shepard Management For Voted - For
1K. Election of Director: Michael J. Ward Management For Voted - For
1L. Election of Director: Gregory D. Wasson Management For Voted - For
2. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As Pnc's Independent
Registered Public Accounting Firm for 2018. Management For Voted - For
3. Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - For
THE WALT DISNEY COMPANY
SECURITY ID: 254687106 TICKER: DIS
Meeting Date: 08-Mar-18 Meeting Type: Annual
1A. Election of Director: Susan E. Arnold Management For Voted - For
1B. Election of Director: Mary T. Barra Management For Voted - For
1C. Election of Director: Safra A. Catz Management For Voted - For
1D. Election of Director: John S. Chen Management For Voted - For
1E. Election of Director: Francis A. Desouza Management For Voted - For
1F. Election of Director: Robert A. Iger Management For Voted - For
1G. Election of Director: Maria Elena Lagomasino Management For Voted - For
1H. Election of Director: Fred H. Langhammer Management For Voted - For
1I. Election of Director: Aylwin B. Lewis Management For Voted - For
1J. Election of Director: Mark G. Parker Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP As the Company's Registered Public Accountants
for 2018. Management For Voted - For
3. To Approve Material Terms of Performance Goals
Under the Amended and Restated 2002 Executive
Performance Plan. Management For Voted - For
4. To Approve the Advisory Resolution on Executive
Compensation. Management For Voted - Against
5. To Approve the Shareholder Proposal Requesting an
Annual Report Disclosing Information Regarding the
Company's Lobbying Policies and Activities. Shareholder Against Voted - Against
6. To Approve the Shareholder Proposal Requesting the
Board to Amend the Company's Bylaws Relating to
Proxy Access to Increase the Number of Permitted
Nominees, Remove the Limit on Aggregating Shares to
Meet the Shareholding Requirement, and Remove the
Limitation on Renomination of Persons Based on
Votes in A Prior Election. Shareholder Against Voted - Against
THERMO FISHER SCIENTIFIC INC.
SECURITY ID: 883556102 TICKER: TMO
Meeting Date: 23-May-18 Meeting Type: Annual
1A. Election of Director: Marc N. Casper Management For Voted - For
1B. Election of Director: Nelson J. Chai Management For Voted - For
1C. Election of Director: C. Martin Harris Management For Voted - For
1D. Election of Director: Tyler Jacks Management For Voted - For
1E. Election of Director: Judy C. Lewent Management For Voted - For
1F. Election of Director: Thomas J. Lynch Management For Voted - For
1G. Election of Director: Jim P. Manzi Management For Voted - For
1H. Election of Director: Lars R. Sorensen Management For Voted - For
1I. Election of Director: Scott M. Sperling Management For Voted - For
1J. Election of Director: Elaine S. Ullian Management For Voted - For
1K. Election of Director: Dion J. Weisler Management For Voted - For
2. An Advisory Vote to Approve Named Executive Officer
Compensation. Management For Voted - Against
3. Ratification of the Audit Committee's Selection of
PricewaterhouseCoopers LLP As the Company's
Independent Auditors for 2018. Management For Voted - For
UNION PACIFIC CORPORATION
SECURITY ID: 907818108 TICKER: UNP
Meeting Date: 10-May-18 Meeting Type: Annual
1a. Election of Director: Andrew H. Card Jr. Management For Voted - For
1b. Election of Director: Erroll B. Davis Jr. Management For Voted - For
1c. Election of Director: David B. Dillon Management For Voted - For
1d. Election of Director: Lance M. Fritz Management For Voted - For
1e. Election of Director: Deborah C. Hopkins Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1f. Election of Director: Jane H. Lute Management For Voted - For
1g. Election of Director: Michael R. Mccarthy Management For Voted - For
1h. Election of Director: Thomas F. Mclarty III Management For Voted - For
1i. Election of Director: Bhavesh V. Patel Management For Voted - For
1j. Election of Director: Jose H. Villarreal Management For Voted - For
2. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm of the Company for 2018. Management For Voted - For
3. An Advisory Vote to Approve Executive Compensation
("say on Pay"). Management For Voted - For
4. Shareholder Proposal Regarding Independent Chairman
If Properly Presented at the Annual Meeting. Shareholder Against Voted - Against
UNITEDHEALTH GROUP INCORPORATED
SECURITY ID: 91324P102 TICKER: UNH
Meeting Date: 04-Jun-18 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William Mcnabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: Glenn M. Renwick Management For Voted - For
1i. Election of Director: Kenneth I. Shine, M.D. Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory Approval of the Company's Executive
Compensation. Management For Voted - For
3. Ratification of the Appointment of Deloitte &
Touche LLP As the Independent Registered Public
Accounting Firm for the Company for the Year Ending
December 31, 2018. Management For Voted - For
VISA INC.
SECURITY ID: 92826C839 TICKER: V
Meeting Date: 30-Jan-18 Meeting Type: Annual
1A. Election of Director: Lloyd A. Carney Management For Voted - For
1B. Election of Director: Mary B. Cranston Management For Voted - For
1C. Election of Director: Francisco Javier
Fernandez-carbajal Management For Voted - For
1D. Election of Director: Gary A. Hoffman Management For Voted - For
1E. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1F. Election of Director: John F. Lundgren Management For Voted - For
1G. Election of Director: Robert W. Matschullat Management For Voted - For
1H. Election of Director: Suzanne Nora Johnson Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1I. Election of Director: John A.c. Swainson Management For Voted - For
1J. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory Vote to Approve Executive Compensation. Management For Voted - For
3. Ratification of the Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
the 2018 Fiscal Year. Management For Voted - For
WALMART INC.
SECURITY ID: 931142103 TICKER: WMT
Meeting Date: 30-May-18 Meeting Type: Annual
1a. Election of Director: Stephen J. Easterbrook Management For Voted - For
1b. Election of Director: Timothy P. Flynn Management For Voted - For
1c. Election of Director: Sarah J. Friar Management For Voted - For
1d. Election of Director: Carla A. Harris Management For Voted - For
1e. Election of Director: Thomas W. Horton Management For Voted - For
1f. Election of Director: Marissa A. Mayer Management For Voted - For
1g. Election of Director: C. Douglas Mcmillon Management For Voted - For
1h. Election of Director: Gregory B. Penner Management For Voted - For
1i. Election of Director: Steven S Reinemund Management For Voted - For
1j. Election of Director: S. Robson Walton Management For Voted - For
1k. Election of Director: Steuart L. Walton Management For Voted - For
2. Advisory Vote to Approve Named Executive Officer
Compensation Management For Voted - Against
3. Ratification of Ernst & Young LLP As Independent
Accountants Management For Voted - For
4. Request to Adopt an Independent Chair Policy Shareholder Against Voted - Against
5. Request for Report on Racial Or Ethnic Pay Gaps Shareholder Against Voted - For
WESTLAKE CHEMICAL CORPORATION
SECURITY ID: 960413102 TICKER: WLK
Meeting Date: 18-May-18 Meeting Type: Annual
1.1 Director: James Chao Management For Voted - For
1.2 Director: Mark A. Mccollum Management For Voted - For
1.3 Director: R. Bruce Northcutt Management For Voted - For
1.4 Director: H. John Riley, Jr. Management For Voted - For
2. To Ratify the Appointment of PricewaterhouseCoopers
LLP to Serve As our Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2018. Management For Voted - For
ZOETIS INC.
SECURITY ID: 98978V103 TICKER: ZTS
Meeting Date: 15-May-18 Meeting Type: Annual
1.1 Election of Director: Sanjay Khosla Management For Voted - For
U.S. CORE EQUITY FUND
PROPOSAL PROPOSED BY MGT. POSITION REGISTRANT VOTED
1.2 Election of Director: Willie M. Reed Management For Voted - For
1.3 Election of Director: Linda Rhodes Management For Voted - For
1.4 Election of Director: William C. Steere, Jr. Management For Voted - For
2. Advisory Vote to Approve our Executive Compensation
(say on Pay) Management For Voted - For
3. Ratification of Appointment of KPMG LLP As our
Independent Registered Public Accounting Firm for
2018. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CITY NATIONAL ROCHDALE FUNDS
By: /s/ Garrett D'Alessandro
-------------------------
Garrett D'Alessando
President
Date: August 31, 2018