UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2004 - June 30, 2005
INVESTMENT COMPANY REPORT
01-JUL-04 TO 30-JUN-05
3M COMPANY
SECURITY 88579Y101 Meeting Type Annual
TICKER SYMBOL MMM Meeting Date 10-May-05
ISIN Agenda 932286873 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR Mgmt
1 VANCE D. COFFMAN Withhold Against
2 ROZANNE L. RIDGWAY Withhold Against
3 LOUIS W. SULLIVAN Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS 3M'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE 2005 MANAGEMENT STOCK Mgmt For For
OWNERSHIP PROGRAM
04 STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shr Against For
05 STOCKHOLDER PROPOSAL RELATING TO OPERATIONS IN Shr Against For
CHINA
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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5108741 91B 1400 0 12-Apr-05 12-Apr-05
AAR. CORP.
Security 000361105 Meeting Type Annual
Ticker Symbol AIR Meeting Date 13-Oct-04
ISIN Agenda 932219670 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR Mgmt
Vote is Contrary to Policy
Comments:
1 JAMES E. GOODWIN Withhold Against
2 MARC J. WALFISH Withhold Against
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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4056503 91B 2000 0 30-Aug-04 30-Aug-04
AARON RENTS, INC.
Security 002535201 Meeting Type Annual
Ticker Symbol RNT Meeting Date 03-May-05
ISIN Agenda 932306322 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR Mgmt
1 R. C. LOUDERMILK, SR. For For
2 R. C. LOUDERMILK, JR. For For
3 GILBERT L. DANIELSON For For
4 WILLIAM K. BUTLER, JR. For For
5 RONALD W. ALLEN For For
6 LEO BENATAR For For
7 EARL DOLIVE For For
8 INGRID SAUNDERS JONES For For
9 DAVID L. KOLB For For
10 RAY M. ROBINSON For For
02 APPROVAL OF THE AARON RENTS, INC. EXECUTIVE Mgmt For For
BONUS PLAN.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055977 91B 5000 0 12-Apr-05 12-Apr-05
ABB LTD
Security 000375204 Meeting Type Annual
Ticker Symbol ABB Meeting Date 12-May-05
ISIN Agenda 932320930 - Management
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For/Against
Item Proposal Type Vote Management
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02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2004.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF Mgmt
DIRECTORS AND THE PERSONS ENTRUSTED WITH
MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Mgmt
AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
05 APPROVAL OF THE ELECTIONS TO THE BOARD OF Mgmt
DIRECTORS, AS SET FORTH IN THE COMPANY'S NOTICE
OF MEETING ENCLOSED HEREWITH.
06 APPROVAL OF THE ELECTION OF ERNST & YOUNG AG AS Mgmt
AUDITORS AND GROUP AUDITORS AND OBT AG AS
SPECIAL AUDITORS.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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5108741 91B 20000 0
ABERDEEN AUSTRALIA EQUITY FUND, INC.
Security 003011103 Meeting Type Annual
Ticker Symbol IAF Meeting Date 08-Apr-05
ISIN Agenda 932277622 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR DIRECTOR Mgmt
1 DAVID L. ELSUM Withhold Against
2 PETER D. SACKS Withhold Against
3 HUGH YOUNG Withhold Against
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055985 91B 98100 0 28-Mar-05 28-Mar-05
ABN AMRO HOLDING N.V.
Security 000937102 Meeting Type Special
Ticker Symbol ABN Meeting Date 25-Aug-04
ISIN Agenda 932211650 - Management
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For/Against
Item Proposal Type Vote Management
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01 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF ABN Mgmt
AMRO (THE ARTICLES OF ASSOCIATION ) IN CONNECTION
WITH THE ISSUE OF THE FINANCING PREFERENCE
SHARES AND THE CONDITIONAL CANCELLATION OF THE
FINANCING PREFERENCE SHARES
02 AMENDMENT OF THE EXISTING AUTHORIZATION GRANTED Mgmt
TO THE MANAGING BOARD AT THE GENERAL MEETING OF
SHAREHOLDERS DATED APRIL 29, 2004 TO ISSUE
ORDINARY SHARES AND CONVERTIBLE PREFERENCE
SHARES, OR TO GRANT RIGHTS TO TAKE UP SUCH
CLASSES OF SHARES, TO THE EXTENT THAT THE
AUTHORIZATION SHALL ALSO INCLUDE THE RIGHT TO
ISSUE FINANCING PREFERENCE SHARES, AS DESCRIBED
IN THE STATEMENT
03 APPROVAL OF THE CANCELLATION OF THE LISTING OF Mgmt
THE ABN AMRO HOLDING N.V. SECURITIES FROM THE
SINGAPORE EXCHANGE
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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4056503 91B 20745 0
5108741 91B 1 0
ADVANCED MICRO DEVICES, INC.
Security 007903SMH Meeting Type Annual
Ticker Symbol Meeting Date 28-Apr-05
ISIN Agenda 932269649 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR Mgmt
1 HECTOR DE J. RUIZ For For
2 W. MICHAEL BARNES For For
3 BRUCE L. CLAFLIN For For
4 H. PAULETT EBERHART For For
5 DAVID J. EDMONDSON For For
6 ROBERT B. PALMER For For
7 LEONARD M. SILVERMAN For For
8 MORTON L. TOPFER For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF STOCKHOLDER PROPOSAL TO AMEND THE Shr Against For
CORPORATE DOCUMENTS.
04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING Shr Against For
STOCK OPTION EXPENSING.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055985 91B 9000 0 11-Apr-05 11-Apr-05
ADVANCED NEUROMODULATION SYSTEMS, IN
Security 00757T101 Meeting Type Annual
Ticker Symbol ANSI Meeting Date 24-May-05
ISIN Agenda 932323354 - Management
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For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HUGH M. MORRISON For For
2 ROBERT C. EBERHART, PHD For For
3 MICHAEL J. TORMA, M.D. For For
4 RICHARD D. NIKOLAEV For For
5 CHRISTOPHER G. CHAVEZ For For
6 JOSEPH E. LAPTEWICZ For For
7 J. PHILIP MCCORMICK For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2005 FISCAL YEAR.
03 APPROVAL OF AMENDMENT TO THE ADVANCED Mgmt For For
NEUROMODULATION SYSTEMS, INC. 2004 STOCK
INCENTIVE PLAN.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055977 91B 2500 0 03-May-05 03-May-05
AEGON N.V.
Security 007924EKH Meeting Type Annual
Ticker Symbol Meeting Date 21-Apr-05
ISIN Agenda 932267203 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
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2A APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
2004.
2B APPROVAL OF THE FINAL DIVIDEND 2004. Mgmt For For
2C APPROVAL OF THE RESOLUTION TO RELEASE THE Mgmt For For
MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY
FOR THEIR DUTIES.
2D APPROVAL OF THE RESOLUTION TO RELEASE THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY
FOR THEIR DUTIES.
03 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
5A APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY.
5B APPROVAL OF THE AUTHORIZATION TO EXECUTE THE Mgmt For For
AMENDMENT OF THE ARTICLES OF INCORPORATION OF
THE COMPANY.
06 APPROVAL OF THE REMUNERATION SUPERVISORY BOARD Mgmt For For
MEMBERS. ASSOCIATION AEGON.
7A APPROVAL OF THE REAPPOINTMENT OF MR. D.J. Mgmt Against Against
SHEPARD TO THE EXECUTIVE BOARD.
7B APPROVAL OF THE REAPPOINTMENT OF MR. J.B.M. Mgmt Against Against
STREPPEL TO THE EXECUTIVE BOARD.
8A APPROVAL OF THE APPOINTMENT OF MR. S. LEVY TO THE Mgmt Against Against
SUPERVISORY BOARD.
8B APPROVAL OF THE REAPPOINTMENT OF MR. D.G. Mgmt Against Against
EUSTACE TO THE SUPERVISORY BOARD.
8C APPROVAL OF THE REAPPOINTMENT OF MR. W.F.C. Mgmt Against Against
STEVENS TO THE SUPERVISORY BOARD.
Vote is Contrary to Policy
9A APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF Mgmt For For
THE COMPANY.
9B APPROVAL OF THE AUTHORIZATION TO RESTRICT OR Mgmt For For
EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING SHARES
OF THE COMPANY.
9C APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF Mgmt For For
THE COMPANY UNDER INCENTIVE PLANS.
9D APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES Mgmt For For
OF THE COMPANY.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055985 91B 1000 0 11-Apr-05 11-Apr-05
AFFILIATED COMPUTER SERVICES, INC.
Security 008190100 Meeting Type Annual
Ticker Symbol ACS Meeting Date 28-Oct-04
ISIN Agenda 932224885 - Management
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For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DARWIN DEASON For For
2 JEFFREY A. RICH For For
3 MARK A. KING For For
4 JOSEPH P. O'NEILL For For
5 FRANK A. ROSSI For For
6 J. LIVINGSTON KOSBERG For For
7 DENNIS MCCUISTION For For
02 TO APPROVE THE PERFORMANCE-BASED INCENTIVE Mgmt For For
COMPENSATION FOR THE CORPORATION S EXECUTIVE
OFFICERS
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATIONS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2005
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055977 91B 2000 0 07-Oct-04 07-Oct-04
AFLAC INCORPORATED
SECURITY 001055102 Meeting Type Contested Annual
TICKER SYMBOL AFL Meeting Date 02-May-05
ISIN Agenda 932268534 - Management
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For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DANIEL P. AMOS For For
2 JOHN SHELBY AMOS II For For
3 MICHAEL H. ARMACOST For For
4 KRISS CLONINGER III For For
5 JOE FRANK HARRIS For For
6 ELIZABETH J. HUDSON For For
7 KENNETH S. JANKE SR. For For
8 DOUGLAS W. JOHNSON For For
9 ROBERT B. JOHNSON For For
10 CHARLES B. KNAPP For For
11 HIDEFUMI MATSUI For For
12 E. STEPHEN PURDOM, M.D. For For
13 BARBARA K. RIMER, PH.D. For For
14 MARVIN R. SCHUSTER For For
15 DAVID GARY THOMPSON For For
16 TOHRU TONOIKE For For
17 ROBERT L. WRIGHT For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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5108741 91B 3000 0 12-Apr-05 12-Apr-05
ALBERTSON'S, INC.
SECURITY 013104104 Meeting Type Annual
TICKER SYMBOL ABS Meeting Date 02-Jun-05
ISIN Agenda 932329825 - Management
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For/Against
Item Proposal Type Vote Management
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01 DIRECTOR Mgmt
1 HENRY I. BRYANT Withhold Against
2 BONNIE G. HILL Withhold Against
3 LAWRENCE R. JOHNSTON Withhold Against
4 KATHI P. SEIFERT Withhold Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt
ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For
FOR DIRECTOR ELECTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTING.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
SEVERANCE AGREEMENTS.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY GRANTS.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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4056503 91B 40000 0 26-May-05 26-May-05
ALCATEL
SECURITY 013904EKH Meeting Type Consent
TICKER SYMBOL Meeting Date 20-May-05
ISIN Agenda 932340704 - Management
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For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MR. DAVID JOHNSTON
2 MR. PIERRE-LOUIS LIONS
3 MR. PHILIPPE BISSARA
4 MR. FRANK W. BLOUNT
5 MR. JEAN-PIERRE HALBRON
6 MR. PETER MIHATSCH
7 MR. THIERRY DE LOPPINOT
8 MR. BRUNO VAILLANT
O2 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2004.
O3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2004.
O4 RESULT FOR THE FISCAL YEAR - APPROPRIATION. Mgmt
O5 APPROVAL OF REGULATED AGREEMENTS. Mgmt
O6 FORMAL ACKNOWLEDGMENT OF THE CONTINUATION BY Mgmt
DELOITTE & ASSOCIES OF THE MANDATE OF PRINCIPAL
STATUTORY AUDITOR FOLLOWING THE MERGER OF
DELOITTE TOUCHE TOHMATSU INTO THAT FIRM.
O7 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt
DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND
SELL ITS OWN SHARES.
E15 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt
DIRECTORS TO REDUCE THE CAPITAL OF THE COMPANY.
E16 AMENDMENT OF ARTICLE 7 OF THE ARTICLES OF Mgmt
INCORPORATION AND BYLAWS.
E17 AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF Mgmt
INCORPORATION AND BYLAWS.
E18 AMENDMENT OF ARTICLE 18 OF THE ARTICLES OF Mgmt
INCORPORATION AND BYLAWS.
E19 TO ISSUE ORDINARY SHARES OF THE COMPANY AND ANY Mgmt
SECURITIES WITH PRESERVATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS.
E20 TO ISSUE ORDINARY SHARES OF THE COMPANY AND ANY Mgmt
SECURITIES WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. MERGER OF DELOITTE TOUCHE
TOHMATSUE INTO THAT FIRM.
E21 TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN Mgmt
THE EVENT OF AN INCREASE IN THE CAPITAL WITH OR
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E22 TO INCREASE THE CAPITAL OF THE COMPANY, BY A Mgmt
PUBLIC OFFERING OF SHARES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS.
E23 TO INCREASE THE CAPITAL OF THE COMPANY, TO Mgmt
COMPENSATE FOR CONTRIBUTIONS.
E24 OVERALL LIMITS ON THE AMOUNT OF ISSUANCES TO BE Mgmt
MADE PURSUANT TO THE 19TH, 20TH, 21ST, 22ND AND
23RD RESOLUTIONS.
E25 TO INCREASE THE CAPITAL OF THE COMPANY BY THE Mgmt
ISSUANCE OF SHARES.
E26 TO DISTRIBUTE EXISTING SHARES OF THE COMPANY, Mgmt
FREE OF CHARGE.
E27 TO GRANT SHARE SUBSCRIPTION OPTIONS OR SHARE Mgmt
PURCHASE OPTIONS IN THE COMPANY.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
ALCATEL
SECURITY 013904EKH Meeting Type Consent
TICKER SYMBOL Meeting Date 20-May-05
ISIN Agenda 932337719 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
E28 POWERS TO IMPLEMENT THE DECISIONS OF THE Mgmt
SHAREHOLDERS' MEETING AND TO CARRY OUT THE
CORRESPONDING FORMALITIES.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055985 91B 1000 0
ALCOA INC.
SECURITY 013817101 Meeting Type Annual
TICKER SYMBOL AA Meeting Date 22-Apr-05
ISIN Agenda 932268851 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSEPH T. GORMAN Withhold Against
2 KLAUS KLEINFELD Withhold Against
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
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3055977 91B 900 0 11-Apr-05 11-Apr-05
ALLIED CAPITAL CORPORATION
SECURITY 01903Q108 Meeting Type Annual
TICKER SYMBOL ALD Meeting Date 17-May-05
ISIN Agenda 932295505 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN D. FIRESTONE Withhold Against
2 ANTHONY T. GARCIA Withhold Against
3 LAWRENCE I. HEBERT Withhold Against
4 MARC F. RACICOT Withhold Against
5 LAURA W. VAN ROIJEN Withhold Against
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ALLIED CAPITAL CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2005.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 12000 0 12-Apr-05 12-Apr-05
5108741 91B 1500 0 12-Apr-05 12-Apr-05
ALLTEL CORPORATION
SECURITY 020039103 Meeting Type Annual
TICKER SYMBOL AT Meeting Date 21-Apr-05
ISIN Agenda 932267796 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 JOHN R. BELK Withhold Against
2 GREGORY W. PENSKE Withhold Against
3 WARREN A. STEPHENS Withhold Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 200 0 11-Apr-05 11-Apr-05
ALTERA CORPORATION
SECURITY 021441SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 10-May-05
ISIN Agenda 932301586 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN P. DAANE For For
2 ROBERT W. REED For For
3 CHARLES M. CLOUGH For For
4 ROBERT J. FINOCCHIO, JR For For
5 KEVIN MCGARITY For For
6 PAUL NEWHAGEN For For
7 WILLIAM E. TERRY For For
8 SUSAN WANG For For
02 TO APPROVE OUR 2005 EQUITY INCENTIVE PLAN. Mgmt For For
03 ONLY IN THE EVENT STOCKHOLDERS VOTE AGAINST Mgmt For For
PROPOSAL 2, TO APPROVE AN AMENDMENT TO THE 1996
STOCK OPTION PLAN TO INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 30, 2005.
06 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shr Against For
CONSIDER A STOCKHOLDER PROPOSAL TO REQUIRE THE
EXPENSING OF STOCK OPTION GRANTS ISSUED BY THE
COMPANY.
07 IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO Shr Against For
CONSIDER A STOCKHOLDER PROPOSAL TO REQUIRE
THAT DIRECTORS BE ELECTED BY MAJORITY VOTE.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 27-Apr-05 27-Apr-05
AMERADA HESS CORPORATION
SECURITY 023551104 Meeting Type Annual
TICKER SYMBOL AHC Meeting Date 04-May-05
ISIN Agenda 932270503 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 E.E. HOLIDAY Withhold Against
2 J.J. O'CONNOR Withhold Against
3 F.B. WALKER Withhold Against
4 R.N. WILSON Withhold Against
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2005.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 12-Apr-05 12-Apr-05
AMERICAN PHARMACEUTICAL PARTNERS, IN
SECURITY 02886P109 Meeting Type Annual
TICKER SYMBOL APPX Meeting Date 17-Jun-05
ISIN Agenda 932353573 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 P. SOON-SHIONG, M.D. For For
2 ALAN L. HELLER For For
3 DAVID S. CHEN, PH.D. For For
4 STEPHEN D. NIMER, M.D. For For
5 LEONARD SHAPIRO For For
6 KIRK K. CALHOUN For For
02 TO APPROVE AMENDMENTS TO OUR 2001 STOCK Mgmt For For
INCENTIVE PLAN TO COMPLY WITH THE PERFORMANCE-
BASED COMPENSATION EXCEPTION TO THE DEDUCTION
LIMIT OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE OF 1986, AS AMENDED.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
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Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 13-Jun-05 13-Jun-05
AMGEN INC.
SECURITY 031162100 Meeting Type Annual
TICKER SYMBOL AMGN Meeting Date 11-May-05
ISIN Agenda 932287990 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR. DAVID BALTIMORE Withhold Against
2 MS. JUDITH C. PELHAM Withhold Against
3 MR. KEVIN W. SHARER Withhold Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2005.
03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shr Against For
03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE Shr Against For
COMPENSATION)
03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 11-Apr-05 11-Apr-05
AMKOR TECHNOLOGY, INC.
SECURITY 031652SMH Meeting Type Annual
TICKER SYMBOL AMKR Meeting Date 29-Jul-04
ISIN Agenda 932204807 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES J. KIM For For
2 JOHN N. BORUCH For For
3 WINSTON J. CHURCHILL For For
4 THOMAS D. GEORGE For For
5 GREGORY K. HINCKLEY For For
6 JUERGEN KNORR For For
7 JOHN B. NEFF For For
8 JAMES W. ZUG For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 26-Jul-04 26-Jul-04
AMSOUTH BANCORPORATION
SECURITY 032165RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 21-Apr-05
ISIN Agenda 932274448 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 E.W. DEAVENPORT, JR. Withhold Against
2 JAMES R. MALONE Withhold Against
3 RONALD L. KUEHN, JR. Withhold Against
02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 31-Mar-05 31-Mar-05
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 Meeting Type Annual
TICKER SYMBOL APC Meeting Date 12-May-05
ISIN Agenda 932284778 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN R. BUTLER, JR. Withhold Against
2 PRESTON M. GEREN III Withhold Against
3 JOHN R. GORDON Withhold Against
02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK Mgmt For For
INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS
04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL Shr Against For
GIVING
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 800 0 28-Apr-05 28-Apr-05
ANALOG DEVICES, INC.
SECURITY 032654SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 08-Mar-05
ISIN Agenda 932259662 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN L. DOYLE Withhold Against
2 CHRISTINE KING Withhold Against
3 RAY STATA Withhold Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shr Against For
EXPENSING IN THE COMPANY'S ANNUAL INCOME
STATEMENT THE COSTS OF ALL STOCK OPTIONS ISSUED
BY THE COMPANY.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 02-Feb-05 02-Feb-05
ANHEUSER-BUSCH COMPANIES, INC.
SECURITY 035229103 Meeting Type Annual
TICKER SYMBOL BUD Meeting Date 27-Apr-05
ISIN Agenda 932267657 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN E. JACOB Withhold Against
2 CHARLES F. KNIGHT Withhold Against
3 JOYCE M. ROCHE Withhold Against
4 HENRY HUGH SHELTON Withhold Against
5 PATRICK T. STOKES Withhold Against
02 APPROVE THE OFFICER BONUS PLAN, AS AMENDED Mgmt For For
03 APPROVE THE 1998 INCENTIVE STOCK PLAN, AS Mgmt For For
AMENDED
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 10000 0 20-Apr-05 20-Apr-05
APACHE CORPORATION
SECURITY 037411105 Meeting Type Annual
TICKER SYMBOL APA Meeting Date 05-May-05
ISIN Agenda 932275161 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 G. STEVEN FARRIS Withhold Against
2 RANDOLPH M. FERLIC Withhold Against
3 A.D. FRAZIER, JR. Withhold Against
4 JOHN A. KOCUR Withhold Against
02 APPROVAL OF THE 2005 STOCK OPTION PLAN Mgmt For For
03 APPROVAL OF THE 2005 SHARE APPRECIATION PLAN Mgmt For For
04 STOCKHOLDER PROPOSAL CONCERNING DIRECTOR Shr Against For
ELECTION MAJORITY VOTE STANDARD
05 STOCKHOLDER PROPOSAL CONCERNING AUDITOR Shr Against For
INDEPENDENCE
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 500 0 11-Apr-05 11-Apr-05
APPLE COMPUTER, INC.
SECURITY 037833100 Meeting Type Annual
TICKER SYMBOL AAPL Meeting Date 21-Apr-05
ISIN Agenda 932272800 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 FRED D. ANDERSON For For
2 WILLIAM V. CAMPBELL For For
3 MILLARD S. DREXLER For For
4 ALBERT A. GORE, JR. For For
5 STEVEN P. JOBS For For
6 ARTHUR D. LEVINSON For For
7 JEROME B. YORK For For
02 TO APPROVE THE APPLE COMPUTER, INC. PERFORMANCE Mgmt For For
BONUS PLAN.
03 TO APPROVE AMENDMENTS TO THE 2003 EMPLOYEE Mgmt For For
STOCK OPTION PLAN, INCLUDING AN INCREASE IN THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 49 MILLION SHARES.
04 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2 MILLION SHARES.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2005.
06 TO CONSIDER A SHAREHOLDER PROPOSAL IF PROPERLY Mgmt Against For
PRESENTED AT THE MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 11000 0 20-Apr-05 20-Apr-05
APPLIED MATERIALS, INC.
SECURITY 038222SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 23-Mar-05
ISIN Agenda 932263635 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL H. ARMACOST For For
2 DEBORAH A. COLEMAN For For
3 HERBERT M. DWIGHT, JR. For For
4 PHILIP V. GERDINE For For
5 PAUL R. LOW For For
6 DAN MAYDAN For For
7 STEVEN L. MILLER For For
8 JAMES C. MORGAN For For
9 GERHARD H. PARKER For For
10 WILLEM P. ROELANDTS For For
11 MICHAEL R. SPLINTER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 07-Mar-05 07-Mar-05
AQUA AMERICA, INC.
SECURITY 03836W103 Meeting Type Annual
TICKER SYMBOL Meeting Date 19-May-05
ISIN Agenda 932306358 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARY C. CARROLL Withhold Against
2 DR. C. PAPADAKIS Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 10000 0 28-Apr-05 28-Apr-05
ARM HOLDINGS PLC
SECURITY 042068EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 25-Apr-05
ISIN Agenda 932271389 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Mgmt
THE YEAR ENDED 31 DECEMBER 2004.
O2 TO DECLARE A DIVIDEND. Mgmt
O3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Mgmt
O4 TO ELECT MR J SCUDAMORE AS A DIRECTOR. Mgmt
O5 TO ELECT MR P ROWLEY AS A DIRECTOR Mgmt
O6 TO ELECT MR S SEGARS AS A DIRECTOR. Mgmt
O7 TO RE-ELECT SIR ROBIN SAXBY AS A DIRECTOR. Mgmt
O8 TO RE-ELECT MR M MULLER AS A DIRECTOR. Mgmt
O9 TO RE-ELECT MR T BROWN AS A DIRECTOR. Mgmt
O10 TO RE-ELECT MR D DUNN AS A DIRECTOR. Mgmt
O11 TO RE-ELECT MR J SCARISBRICK AS A DIRECTOR. Mgmt
O12 TO RE-ELECT MR T. SCORE AS A DIRECTOR. Mgmt
O13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt
AUDITORS OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION.
S14 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt
PURCHASES OF ITS OWN SHARES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
ASHLAND INC.
SECURITY 044204105 Meeting Type Annual
TICKER SYMBOL ASH Meeting Date 27-Jan-05
ISIN Agenda 932239355 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 BERNADINE P. HEALY, MD Withhold Against
2 KATHLEEN LIGOCKI Withhold Against
3 JAMES J. O'BRIEN Withhold Against
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Mgmt For For
AUDITORS FOR FISCAL 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108717 91B 5600 0 23-Dec-04 23-Dec-04
ASHLAND INC.
SECURITY 044204105 Meeting Type Special
TICKER SYMBOL ASH Meeting Date 29-Jun-05
ISIN Agenda 932360566 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 APPROVAL OF THE TRANSACTIONS AND TRANSACTION Mgmt For For
AGREEMENTS, ANNOUNCED ON APRIL 28, 2005, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT/PROSPECTUS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5600 0 13-Jun-05 13-Jun-05
ASM INTERNAIONAL N.V.
SECURITY N07045EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-May-05
ISIN Agenda 932335777 - Management
- ------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ------------------------------------------------------------------------------------
04 APPROVAL TO ADOPT THE FINANCIAL STATEMENTS, Mgmt
INCLUDING THE BALANCE SHEET, THE STATEMENT OF
OPERATIONS AND THE NOTES THERETO
06 APPROVAL TO ALLOCATE THE RESULTS OF OPERATIONS Mgmt
FOR 2004
07 APPROVAL TO GRANT DISCHARGE (DECHARGE Mgmt
VERLENEN) TO THE MANAGEMENT BOARD FOR ITS
MANAGEMENT
08 APPROVAL TO GRANT DISCHARGE (DECHARGE Mgmt
VERLENEN) TO THE SUPERVISORY BOARD FOR ITS
SUPERVISION
09 APPROVAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS Mgmt
INDEPENDENT CERTIFIED ACCOUNTANTS OF THE ISSUER
FOR THE FISCAL YEAR 2005
10 APPROVAL TO APPOINT TO MR. NAUD A.J.M. VAN DER VEN Mgmt
TO THE MANAGEMENT BOARD
11 APPROVAL TO ADOPT THE REMUNERATION POLICY FOR Mgmt
THE MANAGEMENT BOARD
12 APPROVAL OF THE STOCK OPTION SCHEME FOR THE Mgmt
MANAGEMENT BOARD
13A APPROVAL TO RE-APPOINT PAUL C. VAN DEN HOEK TO Mgmt
THE SUPERVISORY BOARD
13B APPROVAL TO APPOINT LEON P.E.M. VAN DEN BOOM TO Mgmt
THE SUPERVISORY BOARD
14 APPROVAL OF THE AUTHORIZATION OF THE Mgmt
MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS TO
REPURCHASE CAPITAL SHARES
15A AUTHORIZATION OF THE MANAGEMENT BOARD FOR A Mgmt
PERIOD OF 18 MONTHS TO ISSUE SHARES AND GRANT
SUBSCRIPTIONS FOR SHARES
15B AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt
DEVIATE FROM PRE-EMPTIVE RIGHTS OF COMMON
SHAREHOLDERS AND PREFERRED SHARES
16 AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt
DETERMINE A RECORD DATE FOR FUTURE GENERAL
MEETINGS OF SHAREHOLDERS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
ASTRAZENECA PLC
SECURITY 046353108 Meeting Type Annual
TICKER SYMBOL AZN Meeting Date 28-Apr-05
ISIN Agenda 932278965 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 TO RECEIVE THE DIRECTORS' REPORT AND ACCOUNTS Mgmt For
FOR THE YEAR ENDED DECEMBER 31, 2004
02 TO CONFIRM DIVIDENDS Mgmt For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE Mgmt For
REMUNERATION OF THE AUDITOR
05 DIRECTOR Mgmt
1 LOUIS SCHWEITZER For For
2 HAKAN MOGREN For For
3 SIR TOM MCKILLOP For For
4 JONATHAN SYMONDS For For
5 JOHN PATTERSON For For
6 DAVID R. BRENNAN For For
7 SIR PETER BONFIELD For For
8 JOHN BUCHANAN For For
9 JANE HENNEY For For
10 MICHELE HOOPER For For
11 JOE JIMENEZ For For
12 ERNA MOLLER For For
13 DAME BRIDGET OGILVIE For For
14 MARCUS WALLENBERG For For
06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For
FOR THE YEAR ENDED DECEMBER 31, 2004
07 TO APPROVE THE ASTRAZENECA PERFORMANCE SHARE Mgmt For
PLAN
08 TO AUTHORIZE LIMITED EU POLITICAL DONATIONS Mgmt For
09 TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED Mgmt For
SHARES
10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE- Mgmt No Action
EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN Mgmt
SHARES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0 20-Apr-05 20-Apr-05
ATMEL CORPORATION
SECURITY 049513SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 11-May-05
ISIN Agenda 932307451 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE PERLEGOS For For
2 GUST PERLEGOS For For
3 TSUNG-CHING WU For For
4 T. PETER THOMAS For For
5 NORM HALL For For
6 PIERRE FOUGERE For For
7 DR. CHAIHO KIM For For
8 DAVID SUGISHITA For For
02 APPROVAL OF THE ATMEL CORPORATION 2005 STOCK Mgmt For For
PLAN (AN AMENDMENT AND RESTATEMENT OF THE ATMEL
CORPORATION 1996 STOCK PLAN).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ATMEL CORPORATION FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 28-Apr-05 28-Apr-05
ATMOS ENERGY CORPORATION
SECURITY 049560105 Meeting Type Annual
TICKER SYMBOL ATO Meeting Date 09-Feb-05
ISIN Agenda 932251440 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 TRAVIS W. BAIN, II* Withhold Against
2 DAN BUSBEE* Withhold Against
3 RICHARD K. GORDON* Withhold Against
4 GENE C. KOONCE* Withhold Against
5 NANCY K. QUINN** Withhold Against
02 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO 200,000,000
SHARES FROM 100,000,000 SHARES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 10000 0 04-Jan-05 04-Jan-05
AUTOZONE, INC.
SECURITY 053332102 Meeting Type Annual
TICKER SYMBOL AZO Meeting Date 16-Dec-04
ISIN Agenda 932234848 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHARLES M. ELSON For For
2 EARL G. GRAVES, JR. For For
3 N. GERRY HOUSE For For
4 J.R. HYDE, III For For
5 EDWARD S. LAMPERT For For
6 W. ANDREW MCKENNA For For
7 STEVE ODLAND For For
8 JAMES J. POSTL For For
02 APPROVAL OF 2005 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 08-Nov-04 08-Nov-04
AVALONBAY COMMUNITIES, INC.
SECURITY 053484101 Meeting Type Annual
TICKER SYMBOL AVB Meeting Date 11-May-05
ISIN Agenda 932289437 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BRYCE BLAIR For For
2 BRUCE A. CHOATE For For
3 JOHN J. HEALY, JR. For For
4 GILBERT M. MEYER For For
5 CHARLES D. PEEBLER, JR. For For
6 LANCE R. PRIMIS For For
7 ALLAN D. SCHUSTER For For
8 AMY P. WILLIAMS For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 1000 0 28-Apr-05 28-Apr-05
AXA - UAP
SECURITY 054536107 Meeting Type Consent
TICKER SYMBOL AXA Meeting Date 20-Apr-05
ISIN Agenda 932288788 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 FIRST RESOLUTION Mgmt For
02 SECOND RESOLUTION Mgmt For
03 THIRD RESOLUTION Mgmt For
04 FOURTH RESOLUTION Mgmt For
05 FIFTH RESOLUTION Mgmt For
06 SIXTH RESOLUTION Mgmt Against
08 EIGHTH RESOLUTION Mgmt Against
07 SEVENTH RESOLUTION Mgmt Against
09 NINTH RESOLUTION Mgmt Against
10 TENTH RESOLUTION Mgmt Against
11 ELEVENTH RESOLUTION Mgmt Against
12 TWELFTH RESOLUTION Mgmt Against
13 THIRTEENTH RESOLUTION Mgmt For
14 FOURTEENTH RESOLUTION Mgmt For
15 FIFTEENTH RESOLUTION Mgmt For
16 SIXTEENTH RESOLUTION Mgmt For
17 SEVENTEENTH RESOLUTION Mgmt For
18 EIGHTEENTH RESOLUTION Mgmt For
19 NINETEENTH RESOLUTION Mgmt For
20 TWENTIETH RESOLUTION Mgmt For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 30000 0 06-Apr-05 06-Apr-05
AXA - UAP
SECURITY 054536107 Meeting Type Consent
TICKER SYMBOL AXA Meeting Date 20-Apr-05
ISIN Agenda 932292941 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
21 TWENTY-FIRST RESOLUTION Mgmt No Action
22 TWENTY-SECOND RESOLUTION Mgmt Abstain
23 TWENTY-THIRD RESOLUTION Mgmt Abstain
24 TWENTY-FOURTH RESOLUTION Mgmt Abstain
25 TWENTY-FIFTH RESOLUTION Mgmt Abstain
26 TWENTY-SIXTH RESOLUTION Mgmt Abstain
27 TWENTY-SEVENTH RESOLUTION Mgmt Abstain
28 TWENTY-EIGHT RESOLUTION Mgmt Abstain
29 TWENTY-NINTH RESOLUTION Mgmt Abstain
30 THIRTIETH RESOLUTION Mgmt Abstain
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 30000 0 20-Apr-05 20-Apr-05
AXA - UAP
Security 054536EKH Meeting Type Consent
Ticker Symbol Meeting Date 20-Apr-05
ISIN Agenda 932288788 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 FIRST RESOLUTION Mgmt For
02 SECOND RESOLUTION Mgmt For
03 THIRD RESOLUTION Mgmt For
04 FOURTH RESOLUTION Mgmt For
05 FIFTH RESOLUTION Mgmt For
06 SIXTH RESOLUTION Mgmt Against
07 SEVENTH RESOLUTION Mgmt Against
08 EIGHTH RESOLUTION Mgmt Against
09 NINTH RESOLUTION Mgmt Against
10 TENTH RESOLUTION Mgmt Against
11 ELEVENTH RESOLUTION Mgmt Against
12 TWELFTH RESOLUTION Mgmt Against
13 THIRTEENTH RESOLUTION Mgmt For
14 FOURTEENTH RESOLUTION Mgmt For
15 FIFTEENTH RESOLUTION Mgmt For
16 SIXTEENTH RESOLUTION Mgmt For
17 SEVENTEENTH RESOLUTION Mgmt For
18 EIGHTEENTH RESOLUTION Mgmt For
19 NINETEENTH RESOLUTION Mgmt For
20 TWENTIETH RESOLUTION Mgmt For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 06-Apr-05 06-Apr-05
AXA - UAP
SECURITY 054536EKH Meeting Type Consent
TICKER SYMBOL Meeting Date 20-Apr-05
ISIN Agenda 932292941 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
21 TWENTY-FIRST RESOLUTION Mgmt Abstain
22 TWENTY-SECOND RESOLUTION Mgmt Abstain
23 TWENTY-THIRD RESOLUTION Mgmt Abstain
24 TWENTY-FOURTH RESOLUTION Mgmt Abstain
25 TWENTY-FIFTH RESOLUTION Mgmt Abstain
26 TWENTY-SIXTH RESOLUTION Mgmt Abstain
27 TWENTY-SEVENTH RESOLUTION Mgmt
28 TWENTY-EIGHT RESOLUTION Mgmt
29 TWENTY-NINTH RESOLUTION Mgmt
30 THIRTIETH RESOLUTION Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 20-Apr-05 20-Apr-05
BAKER HUGHES INCORPORATED
SECURITY 057224OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 28-Apr-05
ISIN Agenda 932274397 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LARRY D. BRADY Withhold Against
2 CLARENCE P. CAZALOT, JR Withhold Against
3 ANTHONY G. FERNANDES Withhold Against
4 J. LARRY NICHOLS Withhold Against
02 RATIFICATION OF DELOITTE & TOUCHE AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR
2005.
03 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY Shr Against For
VOTES PROTOCOL.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 11-Apr-05 11-Apr-05
BANCO SANTANDER CENTRAL HISPANO S.A.
SECURITY 05964H105 Meeting Type Special
TICKER SYMBOL STD Meeting Date 21-Oct-04
ISIN Agenda 932229897 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF Mgmt For For
755,688,951.5 EUROS BY MEANS OF THE ISSUANCE OF
1,511,377,903 NEW ORDINARY SHARES HAVING A PAR
VALUE OF ONE-HALF (0.5) EURO AND AN ISSUANCE
PREMIUM TO BE DETERMINED BY THE BOARD OF
DIRECTORS OR, IN SUBSTITUTION THEREOF, THE
EXECUTIVE COMMITTEE, AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 AUTHORIZATION, WITHIN THE FRAMEWORK OF THE Mgmt For For
ACQUISITION OF ABBEY NATIONAL PLC BY THE BANK,
AND ONCE SUCH ACQUISITION HAS BEEN COMPLETED,
FOR THE CONTINUATION OF CERTAIN OPTION PLANS
FOR SHARES AND RIGHTS TO RECEIVE SHARES OF
ABBEY NATIONAL PLC THAT IT CURRENTLY GRANTS TO
EMPLOYEES IN ITS GROUP.
03 AUTHORIZATION FOR THE DELIVERY OF ONE HUNDRED Mgmt For For
(100) SHARES OF THE BANK TO EACH OF THE
EMPLOYEES OF THE ABBEY NATIONAL GROUP PLC, AS
A SPECIAL BONUS UPON THE ACQUISITION OF ABBEY
NATIONAL PLC, ONCE SUCH ACQUISITION HAS BEEN
COMPLETED.
04 RATIFICATION OF DIRECTOR. Mgmt Against Against
Vote is Contrary to Policy
05 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
INTERPRET, RECTIFY, SUPPLEMENT, EXECUTE AND
FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE GENERAL MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 6000 0 07-Oct-04 07-Oct-04
BANK OF AMERICA CORPORATION
SECURITY 060505104 Meeting Type Annual
TICKER SYMBOL BAC Meeting Date 27-Apr-05
ISIN Agenda 932279979 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM BARNET, III For For
2 CHARLES W. COKER For For
3 JOHN T. COLLINS For For
4 GARY L. COUNTRYMAN For For
5 PAUL FULTON For For
6 CHARLES K. GIFFORD For For
7 W. STEVEN JONES For For
8 KENNETH D. LEWIS For For
9 WALTER E. MASSEY For For
10 THOMAS J. MAY For For
11 PATRICIA E. MITCHELL For For
12 EDWARD L. ROMERO For For
13 THOMAS M. RYAN For For
14 O. TEMPLE SLOAN, JR. For For
15 MEREDITH R. SPANGLER For For
16 ROBERT L. TILLMAN For For
17 JACKIE M. WARD For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For
03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 10000 0 11-Apr-05 11-Apr-05
BANK OF AMERICA CORPORATION
SECURITY 060505RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 27-Apr-05
ISIN Agenda 932279979 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM BARNET, III For For
2 CHARLES W. COKER For For
3 JOHN T. COLLINS For For
4 GARY L. COUNTRYMAN For For
5 PAUL FULTON For For
6 CHARLES K. GIFFORD For For
7 W. STEVEN JONES For For
8 KENNETH D. LEWIS For For
9 WALTER E. MASSEY For For
10 THOMAS J. MAY For For
11 PATRICIA E. MITCHELL For For
12 EDWARD L. ROMERO For For
13 THOMAS M. RYAN For For
14 O. TEMPLE SLOAN, JR. For For
15 MEREDITH R. SPANGLER For For
16 ROBERT L. TILLMAN For For
17 JACKIE M. WARD For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For
03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 11-Apr-05 11-Apr-05
BB&T CORPORATION
SECURITY 054937RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932286607 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 ALFRED E. CLEVELAND Withhold Against
2 ANNA R. CABLIK Withhold Against
3 JOHN P. HOWE III Withhold Against
4 NIDO R. QUBEIN Withhold Against
5 ALBERT F. ZETTLEMOYER Withhold Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BB&T'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 11-Apr-05 11-Apr-05
BCE INC.
SECURITY 05534B109 Meeting Type Annual
TICKER SYMBOL BCE Meeting Date 25-May-05
ISIN Agenda 932285542 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
A DIRECTOR Mgmt
1 A. BERARD For For
2 R.A. BRENNEMAN For For
3 R.J. CURRIE For For
4 A.S. FELL For For
5 D. SOBLE KAUFMAN For For
6 B.M. LEVITT For For
7 E.C. LUMLEY For For
8 J. MAXWELL For For
9 J.H. MCARTHUR For For
10 T.C. O'NEILL For For
11 J.A. PATTISON For For
12 R.C. POZEN For For
13 M.J. SABIA For For
14 P.M. TELLIER For For
15 V.L. YOUNG For For
B APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR. Mgmt For For
C FORBID ANY COMMERCIAL RELATIONSHIP WITH THE Shr Against For
EXTERNAL AUDITOR AND ITS AFFILIATES OTHER
THAN IN
D LIMIT THE NUMBER OF YEARS DURING WHICH AN Shr Against For
INDEPENDENT DIRECTOR MAY SERVE ON THE BOARD.
E IMPLEMENT A CUMULATIVE VOTING MECHANISM FOR THE Shr Against For
ELECTION OF THE DIRECTORS.
F REPLACE THE STOCK OPTION PLAN WITH A RESTRICTED Shr Against For
SHARE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0 20-Apr-05 20-Apr-05
BELLSOUTH CORPORATION
SECURITY 079860102 Meeting Type Annual
TICKER SYMBOL BLS Meeting Date 25-Apr-05
ISIN Agenda 932264182 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 F. DUANE ACKERMAN For For
2 REUBEN V. ANDERSON For For
3 JAMES H. BLANCHARD For For
4 J. HYATT BROWN For For
5 ARMANDO M. CODINA For For
6 KATHLEEN F. FELDSTEIN For For
7 JAMES P. KELLY For For
8 LEO F. MULLIN For For
9 WILLIAM S. STAVROPOULOS For For
10 ROBIN B. SMITH For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr For Against
POLITICAL CONTRIBUTIONS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 25000 0 20-Apr-05 20-Apr-05
BHP BILLITON LIMITED
SECURITY 088606108 Meeting Type Annual
TICKER SYMBOL BHP Meeting Date 22-Oct-04
ISIN Agenda 932226978 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Mgmt For For
OF BHP BILLITON LIMITED
02 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Mgmt For For
OF BHP BILLITON PLC
03 DIRECTOR Mgmt
1 MR D R ARGUS* For For
2 MR D R ARGUS** For For
3 MR D A CRAWFORD* For For
4 MR D A CRAWFORD** For For
5 MR C W GOODYEAR* For For
6 MR C W GOODYEAR** For For
7 DR J M SCHUBERT* For For
8 DR J M SCHUBERT** For For
11 TO RE-APPOINT AUDITORS OF BHP BILLITON PLC Mgmt For For
12 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES IN BHP BILLITON PLC
13 TO RENEW THE DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN BHP BILLITON PLC
14 TO APPROVE THE RE-PURCHASE OF SHARES OF BHP Mgmt For For
BILLITON PLC
15 TO APPROVE THE REMUNERATION REPORT Mgmt For For
16 TO APPROVE THE AMENDED GROUP INCENTIVE SCHEME Mgmt For For
(GIS)
17 TO APPROVE THE LONG TERM INCENTIVE PLAN (LTIP) Mgmt For For
18 TO APPROVE THE GRANT OF AWARDS TO MR C W Mgmt For For
GOODYEAR UNDER THE AMENDED GIS AND LTIP
19 TO APPROVE THE GRANT OF AWARDS TO MR M SALAMON Mgmt For For
UNDER THE AMENDED GIS AND LTIP
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 12000 0 07-Oct-04 07-Oct-04
BIOSITE INCORPORATED
SECURITY 090945106 Meeting Type Annual
TICKER SYMBOL BSTE Meeting Date 17-Jun-05
ISIN Agenda 932352468 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANTHONY DEMARIA, M.D. Withhold Against
2 HOWARD E. GREENE, JR. Withhold Against
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1996 STOCK INCENTIVE PLAN TO
INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE.
03 TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES
AND THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 8000 0 27-May-05 27-May-05
BJ SERVICES COMPANY
SECURITY 055482OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 24-Mar-05
ISIN Agenda 932260451 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 L. WILLIAM HEILIGBRODT Withhold Against
2 JAMES L. PAYNE Withhold Against
3 J.W. STEWART Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 11-Feb-05 11-Feb-05
BP P.L.C
SECURITY 055622104 Meeting Type Annual
TICKER SYMBOL BP Meeting Date 14-Apr-05
ISIN Agenda 932264548 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR D C ALLEN** For For
2 LORD BROWNE** For For
3 MR J H BRYAN** For For
4 MR A BURGMANS** For For
5 MR I C CONN* For For
6 MR E B DAVIS, JR** For For
7 MR D J FLINT* For For
8 DR B E GROTE** For For
9 DR A B HAYWARD** For For
10 DR D S JULIUS** For For
11 SIR TOM MCKILLOP* For For
12 MR J A MANZONI** For For
13 DR W E MASSEY** For For
14 MR H M P MILES** For For
15 SIR IAN PROSSER** For For
16 MR M H WILSON** For For
17 MR P D SUTHERLAND** For For
02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For
SPECIFIED AMOUNT
04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT
MAKING AN OFFER TO SHAREHOLDERS
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY
THE COMPANY
06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS' Mgmt For For
INCENTIVE PLAN
08 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND THE Mgmt For For
ACCOUNTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 7300 0 28-Mar-05 28-Mar-05
BP P.L.C.
SECURITY 055622EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 14-Apr-05
ISIN Agenda 932264548 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR D C ALLEN** For For
2 LORD BROWNE** For For
3 MR J H BRYAN** For For
4 MR A BURGMANS** For For
5 MR I C CONN* For For
6 MR E B DAVIS, JR** For For
7 MR D J FLINT* For For
8 DR B E GROTE** For For
9 DR A B HAYWARD** For For
10 DR D S JULIUS** For For
11 SIR TOM MCKILLOP* For For
12 MR J A MANZONI** For For
13 DR W E MASSEY** For For
14 MR H M P MILES** For For
15 SIR IAN PROSSER** For For
16 MR M H WILSON** For For
17 MR P D SUTHERLAND** For For
02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For
SPECIFIED AMOUNT
04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH WITHOUT
MAKING AN OFFER TO SHAREHOLDERS
05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE
COMPANY
06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS' Mgmt For For
INCENTIVE PLAN
08 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND THE Mgmt For For
ACCOUNTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 28-Mar-05 28-Mar-05
BRASCAN CORPORATION
SECURITY 10549P606 Meeting Type Special
TICKER SYMBOL BNN Meeting Date 29-Apr-05
ISIN Agenda 932294200 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 SPECIAL RESOLUTION TO DECREASE THE NUMBER OF Mgmt For For
DIRECTORS FROM 16 TO 14.
02 DIRECTORS Mgmt
1 WILLIAM A. DIMMA For For
2 LANCE LIEBMAN For For
3 PHILIP B. LIND For For
4 ROY MACLAREN For For
5 G. WALLACE F. MCCAIN For For
6 JACK M. MINTZ For For
7 GEORGE S. TAYLOR For For
03 THE APPOINTMENT OF AUDITORS AND AUTHORIZING THE Mgmt For For
DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO
THE AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 11-Apr-05 11-Apr-05
BRISTOL - MYERS SQUIBB COMPANY
SECURITY 110122108 Meeting Type Annual
TICKER SYMBOL BMY Meeting Date 03-May-05
ISIN Agenda 932282914 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 V.D. COFFMAN Withhold Against
2 J.M. CORNELIUS Withhold Against
3 P.R. DOLAN Withhold Against
4 E.V. FUTTER Withhold Against
5 L.V. GERSTNER, JR. Withhold Against
6 L. JOHANSSON Withhold Against
7 L.W. SULLIVAN, M.D. Withhold Against
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION
04 POLITICAL CONTRIBUTIONS Shr Against For
05 HIV/AIDS-TB-MALARIA Shr Against For
06 ANIMAL TESTING Shr Against For
07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr Against For
08 RESTATEMENT SITUATIONS Shr Against For
09 RESTRICTED STOCK Shr Against For
10 DIRECTOR VOTE THRESHOLD Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 30000 0 20-Apr-05 20-Apr-05
BROADCOM CORPORATION
SECURITY 111320SMH Meeting Type Annual
TICKER SYMBOL BMY Meeting Date 28-Apr-05
ISIN Agenda 932287798 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE L. FARINSKY For For
2 JOHN MAJOR For For
3 SCOTT A. MCGREGOR For For
4 ALAN E. ROSS For For
5 HENRY SAMUELI, PH.D. For For
6 ROBERT E. SWITZ For For
7 WERNER F. WOLFEN For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S 1998 STOCK INCENTIVE PLAN, AS
PREVIOUSLY AMENDED AND RESTATED, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2005.
04 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 27-Apr-05 27-Apr-05
BUCKEYE PARTNERS, L.P.
SECURITY 118230101 Meeting Type Consent
TICKER SYMBOL Meeting Date 31-Mar-05
ISIN Agenda 932257505 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 TO APPROVE THE AMENDED AND RESTATED UNIT OPTION Mgmt For For
AND DISTRIBUTION EQUIVALENT PLAN OF BUCKEYE
PARTNERS, L.P., WHICH INCORPORATES THE PROPOSED
AMENDMENTS DESCRIBED IN THE CONSENT
SOLICITATION STATEMENT.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 8200 0 24-Jan-05 24-Jan-05
BUSINESS OBJECTS S.A.
SECURITY 12328XEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 14-Jun-05
ISIN Agenda 932334965 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
O1 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2004.
O3 ALLOCATION OF EARNINGS FOR THE FISCAL YEAR Mgmt For For
ENDED DECEMBER 31, 2004.
O4 RENEWAL OF THE TERM OF OFFICE OF MR. GERALD Mgmt Against Against
HELD AS DIRECTOR.
O5 RATIFICATION OF THE APPOINTMENT OF MR. CARL Mgmt Against Against
PASCARELLA AS DIRECTOR.
O6 APPOINTMENT OF, AS REPLACEMENTS FOR THE SECOND Mgmt For For
STATUTORY AUDITORS, AND THE SECOND ALTERNATE
STATUTORY AUDITORS.
O7 RATIFICATION OF REGULATED AGREEMENTS. Mgmt For For
O8 INCREASE OF THE AGGREGATE AMOUNT OF AUTHORIZED Mgmt For For
DIRECTORS' FEES.
O9 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE ORDINARY SHARES
OF THE COMPANY.
E10 TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF Mgmt For For
TREASURY SHARES.
E11 TO ISSUE WARRANTS TO SUBSCRIBE UP TO A MAXIMUM Mgmt For For
OF 45,000 ORDINARY SHARES RESERVED FOR MR.
GERALD HELD.
E12 TO ISSUE WARRANTS TO SUSBCRIBE UP TO A MAXIMUM Mgmt For For
OF 45,000 ORDINARY SHARES RESERVED FOR MR.
CARL PASCARELLA.
E13 TO INCREASE THE SHARE CAPITAL THROUGH THE Mgmt For For
ISSUANCE OF ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE PARTICIPANTS IN THE COMPANY
EMPLOYEE SAVINGS PLAN.
E14 TO INCREASE THE SHARE CAPITAL TRHOUGH THE Mgmt For For
ISSUANCE OF ORDINARY SHARES, WITH SUBSCRIPTION
RESERVED TO THE 2004 BUSINESS OBJECTS S.A.
EMPLOYEE BENEFITS TRUST UNDER THE 2004
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
E15 TO ALLOCATE, FREE OF CHARGE, EXISTING ORDINARY Mgmt For For
SHARES, OR TO ISSUE NEW ORDINARY SHARES, FREE
OF CHARGE, TO THE EMPLOYEES AND CERTAIN
OFFICERS OF THE COMPANY AND TO THE EMPLOYEES
OF THE COMPANY'S SUBSIDIARIES.
E16 THE AMENDMENT OF THE ARTICLE 7.2 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION.
E17 AMENDMENTS OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO CONFORM THEM TO THE NEW
PROVISIONS OF THE FRENCH COMMERCIAL CODE.
E18 THE REMOVAL OF THE FIFTEENTH, SEVENTEENTH AND Mgmt For For
TWENTY-FOURTH PARAGRAPHS OF THE ARTICLE 6 OF
THE COMPANY'S ARTICLES OF ASSOCIATION.
O19 TO GRANT FULL POWERS OF ATTORNEY TO CARRY OUT Mgmt For For
REGISTRATIONS AND FORMALITIES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 20-May-05 20-May-05
C.R. BARD, INC.
SECURITY 067383109 Meeting Type Annual
TICKER SYMBOL BCR Meeting Date 20-Apr-05
ISIN Agenda 932279967 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 T. KEVIN DUNNIGAN Withhold Against
2 GAIL K. NAUGHTON Withhold Against
3 JOHN H. WEILAND Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO WORKPLACE Shr Against For
CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION CONVENTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0 20-Apr-05 20-Apr-05
CACI INTERNATIONAL INC
SECURITY 127190304 Meeting Type Annual
TICKER SYMBOL CAI Meeting Date 01-Dec-04
ISIN Agenda 932233101 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HERBERT W. ANDERSON For For
2 MICHAEL J. BAYER For For
3 PETER A. DEROW For For
4 RICHARD L. LEATHERWOOD For For
5 J. PHILLIP LONDON For For
6 BARBARA A. MCNAMARA For For
7 ARTHUR L. MONEY For For
8 WARREN R. PHILLIP For For
9 CHARLES P. REVOILE For For
10 JOHN M. TOUPS For For
11 LARRY D. WELCH For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S 1996 Mgmt For For
STOCK INCENTIVE PLAN.
04 APPROVAL TO ADJOURN THE MEETING IF NECESSARY TO Mgmt For For
PERMIT FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE ITEM 3.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 08-Nov-04 08-Nov-04
CADBURY SCHWEPPES PLC
SECURITY 127209302 Meeting Type Annual
TICKER SYMBOL CSG Meeting Date 19-May-05
ISIN Agenda 932283992 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Mgmt
02 DECLARATION OF FINAL DIVIDEND 2004 Mgmt
03 REPORT ON DIRECTORS' REMUNERATION Mgmt
04 RE-APPOINTMENT OF WOLFGANG BERNDT Mgmt
05 RE-APPOINTMENT OF BOB STACK Mgmt
06 RE-APPOINTMENT OF ROSEMARY THORNE Mgmt
07 RE-APPOINTMENT OF BARONESS WILCOX Mgmt
08 RE-APPOINTMENT OF AUDITORS Mgmt
09 REMUNERATION OF AUDITORS Mgmt
10 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt
11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0
CAPITAL ONE FINANCIAL CORPORATION
SECURITY 14040H105 Meeting Type Annual
TICKER SYMBOL COF Meeting Date 28-Apr-05
ISIN Agenda 932284538 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PATRICK W. GROSS Withhold Against
2 ANN FRITZ HACKETT Withhold Against
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2005.
03 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION Shr Against For
MAJORITY VOTE STANDARD.
04 STOCKHOLDER PROPOSAL: REPORT ON LONG-TERM Shr Against For
TARGETS FOR STOCK OPTIONS TO BE HELD BY
EXECUTIVES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 27-Apr-05 27-Apr-05
CARDINAL HEALTH, INC
SECURITY 14149Y108 Meeting Type Annual
TICKER SYMBOL CAH Meeting Date 08-Dec-04
ISIN Agenda 932238884 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 GEORGE H. CONRADES Withhold Against
2 ROBERT L. GERBIG Withhold Against
3 RICHARD C. NOTEBAERT Withhold Against
02 PROPOSAL TO AMEND THE COMPANY S PERFORMANCE- Mgmt For For
BASED INCENTIVE COMPENSATION PLAN AND APPROVE
THE MATERIAL TERMS OF THE PERFORMANCE
GOALS UNDER SUCH PLAN, AS AMENDED.
03 PROPOSAL FROM A SHAREHOLDER ON ANNUAL ELECTION Shr For Against
OF DIRECTORS, IF PRESENTED PROPERLY.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3500 0 29-Nov-04 29-Nov-04
5108741 91B 5500 0 29-Nov-04 29-Nov-04
CAREER EDUCATION CORPORATION
SECURITY 141665109 Meeting Type Contested Consent
TICKER SYMBOL CECO Meeting Date 20-May-05
ISIN Agenda 932325815 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS H. CHOOKASZIAN Withhold Against
2 ROBERT E. DOWDELL Withhold Against
3 PATRICK K. PESCH Withhold Against
02 RATIFICATION OF AUDITORS FOR FISCAL YEAR 2005. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 03-May-05 03-May-05
CBRL GROUP, INC.
SECURITY 12489V106 Meeting Type Annual
TICKER SYMBOL CBRL Meeting Date 23-Nov-04
ISIN Agenda 932232539 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES D. CARREKER For For
2 ROBERT V. DALE For For
3 ROBERT C. HILTON For For
4 CHARLES E. JONES, JR. For For
5 B.F. (JACK) LOWERY For For
6 MARTHA M. MITCHELL For For
7 ANDREA M. WEISS For For
8 JIMMIE D. WHITE For For
9 MICHAEL A. WOODHOUSE For For
02 TO APPROVE THE AMENDMENT TO THE CBRL 2002 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 08-Nov-04 08-Nov-04
CEMEX, S.A. DE C.V.
SECURITY 151290889 Meeting Type Annual
TICKER SYMBOL CX Meeting Date 28-Apr-05
ISIN Agenda 932302627 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
A1 PRESENTATION, DISCUSSION AND, IF APPLICABLE, Mgmt
APPROVAL OF THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2004, AS
REQUIRED BY THE MEXICAN CORPORATION LAW AND
THE SECURITIES MARKET LAW, AFTER PRESENTATION
OF THE REPORTS.
A2 PROPOSAL FOR THE ALLOCATION OF PROFITS AND THE Mgmt
MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE
PURCHASE OF COMPANY SHARES.
A3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE Mgmt
COMPANY IN ITS VARIABLE PORTION THROUGH
CAPITALIZATION CHARGED AGAINST RETAINED
EARNINGS, SUBMITTED FOR CONSIDERATION OF THE
SHAREHOLDERS AT THE MEETING.
A4 APPOINTMENT OF DIRECTORS AND STATUTORY Mgmt
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION.
A5 COMPENSATION OF DIRECTORS AND STATUTORY Mgmt
AUDITORS, ACCORDING TO THE PROPOSAL OF
SHAREHOLDERS SUBMITTED FOR CONSIDERATION.
A6 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt
RESOLUTIONS ADOPTED AT THE MEETING.
S1 PROPOSAL TO SPLIT EACH OF THE COMPANY'S SERIES Mgmt
"A" AND SERIES "B" SHARES CURRENTLY OUTSTANDING
INTO TWO NEW SHARES OF THE SAME SERIES AND TYPE
OF CAPITAL, FIXED OR VARIABLE, AND TO AMEND
ARTICLE 6 OF THE COMPANY'S BY-LAWS OR ESTATUTOS
SOCIALES.
S2 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt
RESOLUTIONS ADOPTED AT THE MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4500 0
3055977 91B 1132 0
CENDANT CORPORATION
SECURITY 151313103 Meeting Type Annual
TICKER SYMBOL CD Meeting Date 26-Apr-05
ISIN Agenda 932270452 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MYRA J. BIBLOWIT
2 LEONARD S. COLEMAN
3 CHERYL D. MILLS
4 RT. HON. BRIAN MULRONEY
5 ROBERT E. NEDERLANDER
6 RONALD L. NELSON
7 ROBERT W. PITTMAN
8 PAULINE D.E. RICHARDS
9 SHELI Z. ROSENBERG
10 ROBERT F. SMITH
02 TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE CENDANT Mgmt
AMENDED AND RESTATED 1999 NON-EMPLOYEE
DIRECTORS DEFERRED COMPENSATION PLAN.
04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Mgmt
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr
EXECUTIVE OFFICER COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE Shr
AGREEMENTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0
CERADYNE, INC.
SECURITY 156710105 Meeting Type Annual
TICKER SYMBOL CRDN Meeting Date 23-May-05
ISIN Agenda 932323479 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOEL P. MOSKOWITZ For For
2 RICHARD A. ALLIEGRO For For
3 EDUARD BAGDASARIAN For For
4 FRANK EDELSTEIN For For
5 RICHARD A. KERTSON For For
6 MILTON L. LOHR For For
02 APPROVAL OF AMENDMENT TO THE COMPANY'S 2003 Mgmt For For
STOCK INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 5250 0 03-May-05 03-May-05
CHESAPEAKE UTILITIES CORPORATION
SECURITY 165303108 Meeting Type Annual
TICKER SYMBOL CPK Meeting Date 05-May-05
ISIN Agenda 932294349 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS J. BRESNAN Withhold Against
2 WALTER J. COLEMAN Withhold Against
3 JOSEPH E. MOORE Withhold Against
4 JOHN R. SCHIMKAITIS Withhold Against
02 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For
CORPORATION EMPLOYEE STOCK AWARD PLAN.
03 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For
CORPORATION PERFORMANCE INCENTIVE PLAN.
04 FOR ADOPTION OF THE CHESAPEAKE UTILITIES Mgmt For For
CORPORATION DIRECTORS STOCK COMPENSATION PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4450 0 11-Apr-05 11-Apr-05
CHEVRONTEXACO CORPORATION
SECURITY 166764100 Meeting Type Annual
TICKER SYMBOL CVX Meeting Date 27-Apr-05
ISIN Agenda 932279917 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 S.H. ARMACOST For For
2 R.E. DENHAM For For
3 R.J. EATON For For
4 S. GINN For For
5 C.A. HILLS For For
6 F.G. JENIFER For For
7 S. NUNN For For
8 D.J. O'REILLY For For
9 P.J. ROBERTSON For For
10 C.R. SHOEMATE For For
11 R.D. SUGAR For For
12 C. WARE For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 DIRECTORS' COMPENSATION Shr Against For
04 EXECUTIVE SEVERANCE AGREEMENTS Shr Against For
05 STOCK OPTION EXPENSING Shr Against For
06 ANIMAL TESTING Shr Against For
07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shr Against For
08 REPORT ON ECUADOR Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 11-Apr-05 11-Apr-05
5108741 91B 6200 0 11-Apr-05 11-Apr-05
CHICAGO MERCANTILE EXCHANGE HOLDINGS
SECURITY 167760107 Meeting Type Annual
TICKER SYMBOL CME Meeting Date 27-Apr-05
ISIN Agenda 932278220 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CRAIG S. DONOHUE Withhold Against
2 TERRENCE A. DUFFY Withhold Against
3 DANIEL R. GLICKMAN Withhold Against
4 WILLIAM P. MILLER II Withhold Against
5 JAMES E. OLIFF Withhold Against
6 JOHN F. SANDNER Withhold Against
7 TERRY L. SAVAGE Withhold Against
02 APPROVAL OF THE CHICAGO MERCANTILE EXCHANGE Mgmt For For
HOLDINGS INC. 2005 DIRECTOR STOCK PLAN.
03 APPROVAL OF THE CHICAGO MERCANTILE EXCHANGE Mgmt For For
HOLDINGS INC. EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 6000 0 31-Mar-05 31-Mar-05
CHICO'S FAS, INC.
SECURITY 168615102 Meeting Type Annual
TICKER SYMBOL CHS Meeting Date 21-Jun-05
ISIN Agenda 932334991 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARVIN J. GRALNICK Withhold Against
2 JOHN W. BURDEN, III Withhold Against
3 STEWART P. MITCHELL Withhold Against
4 DAVID F. WALKER Withhold Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 200 0 09-May-05 09-May-05
CHUNGHWA TELECOM CO., LTD.
SECURITY 17133Q205 Meeting Type Annual
TICKER SYMBOL CHT Meeting Date 21-Jun-05
ISIN Agenda 932360871 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
A1 THE COMPANY'S OPERATION REPORTS FOR 2004 Mgmt
A2 THE SUPERVISORS' AUDIT REPORTS ON THE COMPANY'S Mgmt
FINANCIAL STATEMENTS FOR 2004
A3 THE COMPANY'S FINANCIAL STATEMENTS FOR 2003 Mgmt
APPROVED BY THE MINISTRY OF AUDIT OF THE
REPUBLIC OF CHINA
A4 THE COMPANY'S PROCUREMENT OF LIABILITY Mgmt
INSURANCE FOR ITS DIRECTORS AND SUPERVISORS
A5 THE COMPANY'S ENACTMENT OF CODE OF ETHICS Mgmt
B1 THE COMPANY'S FINANCIAL STATEMENTS FOR 2004 Mgmt
B2 THE COMPANY'S DISTRIBUTION OF EARNINGS FOR 2004 Mgmt
C1 THE DISBURSEMENT OF REMUNERATION TO THE Mgmt
COMPANY'S DIRECTORS AND SUPERVISORS
D EXTRAORDINARY MOTIONS Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0
CIGNA CORPORATION
SECURITY 125509109 Meeting Type Annual
TICKER SYMBOL CI Meeting Date 27-Apr-05
ISIN Agenda 932270111 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER N. LARSON Withhold Against
2 CAROL COX WAIT Withhold Against
3 WILLIAM D. ZOLLARS Withhold Against
4 MARILYN WARE Withhold Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
03 APPROVAL OF CIGNA LONG-TERM INCENTIVE PLAN. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 14000 0 20-Apr-05 20-Apr-05
CISCO SYSTEMS, INC.
SECURITY 17275R102 Meeting Type Annual
TICKER SYMBOL CSCO Meeting Date 18-Nov-04
ISIN Agenda 932215874 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CAROL A. BARTZ For For
2 M. MICHELE BURNS For For
3 LARRY R. CARTER For For
4 JOHN T. CHAMBERS For For
5 DR. JAMES F. GIBBONS For For
6 DR. JOHN L. HENNESSY For For
7 RODERICK C. MCGEARY For For
8 JAMES C. MORGAN For For
9 JOHN P. MORGRIDGE For For
10 DONALD T. VALENTINE For For
11 STEVEN M. WEST For For
12 JERRY YANG For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 30, 2005.
03 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THAT THE BOARD S COMPENSATION COMMITTEE
INITIATE A REVIEW OF CISCO S EXECUTIVE
COMPENSATION POLICIES AND MAKE AVAILABLE,
UPON REQUEST, A REPORT OF THAT REVIEW BY
JANUARY 1, 2005, AS MORE FULLY SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 7500 0 07-Oct-04 07-Oct-04
CITIGROUP INC.
SECURITY 172967101 Meeting Type Annual
TICKER SYMBOL C Meeting Date 19-Apr-05
ISIN Agenda 932272608 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. MICHAEL ARMSTRONG For For
2 ALAIN J.P. BELDA For For
3 GEORGE DAVID For For
4 KENNETH T. DERR For For
5 JOHN M. DEUTCH For For
6 R. HERNANDEZ RAMIREZ For For
7 ANN DIBBLE JORDAN For For
8 KLAUS KLEINFELD For For
9 DUDLEY C. MECUM For For
10 ANNE MULCAHY For For
11 RICHARD D. PARSONS For For
12 CHARLES PRINCE For For
13 JUDITH RODIN For For
14 ROBERT E. RUBIN For For
15 FRANKLIN A. THOMAS For For
16 SANFORD I. WEILL For For
17 ROBERT B. WILLUMSTAD For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
CITIGROUP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
CITIGROUP 1999 STOCK INCENTIVE PLAN. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
PROPOSALS 4-10
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON Shr Against For
EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION
GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION
PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO Shr Against For
COMPENSATION BE LIMITED TO NO MORE THAN 100
TIMES THE AVERAGE COMPENSATION PAID TO THE
COMPANY'S NON-MANAGERIAL WORKERS UNLESS PRIOR
STOCKHOLDER APPROVAL IS GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF Shr Against For
DIRECTOR NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW Shr Against For
AMENDMENT PROHIBITING THE PAYMENT OF NON-
DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS
PRIOR STOCKHOLDER APPROVAL IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shr Against For
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE
SUBJECT TO A SHAREHOLDER VOTE.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0 01-Apr-05 01-Apr-05
4056503 91B 8133 0 01-Apr-05 01-Apr-05
CITIGROUP INVESTMENTS CORP LOAN FUND
SECURITY 17307C107 Meeting Type Annual
TICKER SYMBOL TLI Meeting Date 28-Jan-05
ISIN Agenda 932252719 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT A. FRANKEL
2 GEORGE M. PAVIA
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 5000 0
COGNOS INCORPORATED
SECURITY 19244C109 Meeting Type Annual
TICKER SYMBOL COGN Meeting Date 23-Jun-05
ISIN Agenda 932355565 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT G. ASHE For For
2 JOHN E. CALDWELL For For
3 PAUL D. DAMP For For
4 PIERRE Y. DUCROS For For
5 ROBERT W. KORTHALS For For
6 JOHN J. RANDO For For
7 BILL V. RUSSELL For For
8 JAMES M. TORY For For
9 RENATO ZAMBONINI For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM
03 APPROVAL OF RESOLUTION A RESERVING ADDITIONAL Mgmt For For
COMMON SHARES TO THE 2003-2008 COGNOS
INCORPORATED STOCK OPTION PLAN
04 APPROVAL OF RESOLUTION B REGARDING AN Mgmt For For
AMENDMENT TO THE COGNOS INCORPORATED 2002-2005
RESTRICTED SHARE UNIT PLAN
05 APPROVAL OF RESOLUTION C REGARDING AN Mgmt For For
AMENDMENT TO THE COGNOS EMPLOYEE STOCK
PURCHASE PLAN
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 31-May-05 31-May-05
COMERICA INCORPORATED
SECURITY 200340107 Meeting Type Annual
TICKER SYMBOL CMA Meeting Date 17-May-05
ISIN Agenda 932289639 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSEPH J BUTTIGIEG, III
2 J. PHILIP DINAPOLI
3 ROGER FRIDHOLM
4 ALFRED A. PIERGALLINI
5 PATRICIA M. WALLINGTON
6 GAIL L. WARDEN
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt
LLP AS INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 9550 0
COMERICA INCORPORATED
SECURITY 200340RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 17-May-05
ISIN Agenda 932289639 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSEPH J BUTTIGIEG, III
2 J. PHILIP DINAPOLI
3 ROGER FRIDHOLM
4 ALFRED A. PIERGALLINI
5 PATRICIA M. WALLINGTON
6 GAIL L. WARDEN
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt
LLP AS INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0
COMPUTER SCIENCES CORPORATION
SECURITY 205363104 Meeting Type Annual
TICKER SYMBOL CSC Meeting Date 09-Aug-04
ISIN Agenda 932203158 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 IRVING W. BAILEY, II For For
2 STEPHEN L. BAUM For For
3 RODNEY F. CHASE For For
4 VAN B. HONEYCUTT For For
5 WILLIAM R. HOOVER For For
6 LEON J. LEVEL For For
7 F. WARREN MCFARLAN For For
8 JAMES R. MELLOR For For
9 THOMAS H. PATRICK For For
02 TO APPROVE THE 2004 INCENTIVE PLAN Mgmt For For
03 TO RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3500 0 23-Jul-04 23-Jul-04
CONAGRA FOODS, INC.
SECURITY 205887102 Meeting Type Annual
TICKER SYMBOL CAGPRE Meeting Date 23-Sep-04
ISIN Agenda 932212462 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 MOGENS C. BAY Withhold Against
2 STEPHEN G. BUTLER Withhold Against
3 ALICE B. HAYES Withhold Against
4 W.G. JURGENSEN Withhold Against
5 CARL E. REICHARDT Withhold Against
02 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE THE CONAGRA FOODS EXECUTIVE Mgmt For For
INCENTIVE PLAN
04 STOCKHOLDER PROPOSAL - SUSPENSION OF ALL Shr For Against
STOCK GRANTS FOR DIRECTORS AND SENIOR
EXECUTIVE OFFICERS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 30000 0 30-Aug-04 30-Aug-04
CONOCOPHILIPS
SECURITY 20825C104 Meeting Type Annual
TICKER SYMBOL COP Meeting Date 05-May-05
ISIN Agenda 932293498 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.J. MULVA Withhold Against
2 NORMAN R. AUGUSTINE Withhold Against
3 LARRY D. HORNER Withhold Against
4 CHARLES C. KRULAK Withhold Against
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 COMPENSATION LIMITATIONS Shr Against For
04 DIRECTOR ELECTION VOTE STANDARD Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 6518 0 20-Apr-05 20-Apr-05
5108741 91B 4128 0 20-Apr-05 20-Apr-05
CONSTELLATION ENERGY GROUP, INC.
SECURITY 210371100 Meeting Type Annual
TICKER SYMBOL CEG Meeting Date 20-May-05
ISIN Agenda 932313214 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 YVES C. DE BALMANN Withhold Against
2 F.A. HRABOWSKI, III Withhold Against
3 NANCY LAMPTON Withhold Against
4 LYNN M. MARTIN Withhold Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
ASINDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 14500 0 03-May-05 03-May-05
COOPER CAMERON CORPORATION
SECURITY 216640OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 05-May-05
ISIN Agenda 932286431 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 PETER J. FLUOR Withhold Against
2 DAVID ROSS III Withhold Against
3 BRUCE W. WILKINSON Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
03 VOTE ON MANAGEMENT INCENTIVE COMPENSATION Mgmt For For
PLAN
04 VOTE ON 2005 EQUITY INCENTIVE PLAN Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 27-Apr-05 27-Apr-05
COSTCO WHOLESALE CORPORATION
SECURITY 22160K105 Meeting Type Annual
TICKER SYMBOL COST Meeting Date 27-Jan-05
ISIN Agenda 932249306 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 RICHARD D. DICERCHIO Withhold Against
2 RICHARD M. LIBENSON Withhold Against
3 JOHN W. MEISENBACH Withhold Against
4 CHARLES T. MUNGER Withhold Against
5 SUSAN L. DECKER Withhold Against
02 AMENDMENTS TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
03 SHAREHOLDER PROPOSAL TO ADOPT A VENDOR Shr Against For
CODE OF CONDUCT.
04 SHAREHOLDER PROPOSAL TO DEVELOP A POLICY Shr Against For
FOR LAND PROCUREMENT AND USE.
05 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 04-Jan-05 04-Jan-05
COUNTRYWIDE FINANCIAL CORPORATION
SECURITY 222372104 Meeting Type Special
TICKER SYMBOL CFC Meeting Date 17-Aug-04
ISIN Agenda 932207726 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO APPROVE THE AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
INCREASING THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 11250 0 26-Jul-04 26-Jul-04
CREE, INC.
SECURITY 225447101 Meeting Type Annual
TICKER SYMBOL CREE Meeting Date 04-Nov-04
ISIN Agenda 932223833 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 F. NEAL HUNTER For For
2 CHARLES M. SWOBODA For For
3 JOHN W. PALMOUR, PH.D. For For
4 DOLPH W. VON ARX For For
5 JAMES E. DYKES For For
6 ROBERT J. POTTER, PH.D For For.
7 HARVEY A. WAGNER For For
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JUNE 26, 2005
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 10000 0 28-Sep-04 28-Sep-04
CUNO INCORPORATED
SECURITY 126583103 Meeting Type Annual
TICKER SYMBOL CUNO Meeting Date 03-Mar-05
ISIN Agenda 932260362 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. EDWARD MIDGLEY Withhold Against
2 FREDERICK C. FLYNN, JR. Withhold Against
02 REAPPROVE THE PERFORMANCE GOALS IN THE Mgmt For For
EXECUTIVE MANAGEMENT INCENTIVE PLAN.
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 500 0 11-Feb-05 11-Feb-05
CURTISS-WRIGHT CORPORATION
SECURITY 231561101 Meeting Type Annual
TICKER SYMBOL CW Meeting Date 19-May-05
ISIN Agenda 932320904 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
02 DIRECTOR DIRECTOR Mgmt
1 S. MARCE FULLER Withhold Against
03 PROPOSAL TO COMBINE THE COMPANY'S TWO Mgmt For For
CLASSES OF COMMON STOCK INTO A SINGLE
CLASS OF COMMON STOCK BY CONVERTING THE
COMMON STOCK AND CLASS B COMMON STOCK INTO
A NEW CLASS OF COMMON STOCK ON A
ONE-FOR-ONE BASIS
04 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 45,000,000 SHARES TO 100,000,000
SHARES.
05 PROPOSAL TO APPROVE THE COMPANY'S 2005 OMNIBUS Mgmt For For
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY'S 2005 Mgmt For For
STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0 28-Apr-05 28-Apr-05
CVS CORPORATION
SECURITY 126650100 Meeting Type Annual
TICKER SYMBOL CVS Meeting Date 12-May-05
ISIN Agenda 932293501 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W. DON CORNWELL For For
2 THOMAS P. GERRITY For For
3 STANLEY P. GOLDSTEIN For For
4 MARIAN L. HEARD For For
5 WILLIAM H. JOYCE For For
6 TERRENCE MURRAY For For
7 SHELI Z. ROSENBERG For For
8 THOMAS M. RYAN For For
9 ALFRED J. VERRECCHIA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS CVS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
03 STOCKHOLDER PROPOSAL REGARDING ELECTION OF Shr Against For
DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES.
05 STOCKHOLDER PROPOSAL REGARDING NON Shr Against For
DEDUCTIBLE EXECUTIVE COMPENSATION.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 20-Apr-05 20-Apr-05
DAIMLERCHRYSLER A.G.
SECURITY D1668REKH Meeting Type Annual
TICKER SYMBOL Meeting Date 06-Apr-05
ISIN Agenda 932272901 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
02 RESOLUTION ON THE ALLOCATION OF UNAPPROPRIATED Mgmt
PROFIT
03 RESOLUTION ON RATIFICATION OF BOARD OF Mgmt
MANAGEMENT ACTIONS IN THE 2004 FINANCIAL
YEAR.
04 RESOLUTION ON RATIFICATION OF SUPERVISORY BOARD Mgmt
ACTIONS IN THE 2004 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF AUDITORS Mgmt
FOR THE 2005 FINANCIAL YEAR.
06 RESOLUTION ON AUTHORIZING THE COMPANY TO Mgmt
ACQUIRE ITS OWN SHARES.
07 RESOLUTION ON THE ELECTION OF A SUPERVISORY Mgmt
BOARD MEMBER.
08 RESOLUTION ON RESCINDING THE EXISTING Mgmt
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND NOTES WITH WARRANTS AND THE EXISTING
CONDITIONAL CAPITAL I AND II AND AMENDMENT OF
THE MEMORANDUM AND ARTICLES OF
INCORPORATION.
09 RESOLUTION ON THE AUTHORIZATION OF THE Mgmt
BOARD OF MANAGEMENT TO ISSUE CONVERTIBLE
BONDS AND/OR NOTES WITH WARRANTS, TO
CREATE CONDITIONAL CAPITAL I AND AMENDMENT
TO THE MEMORANDUM AND ARTICLES OF
INCORPORATION.
10 RESOLUTION ON THE RESCISSION OF SECTION Mgmt
14 (2) OF THE MEMORANDUM AND ARTICLES
OF INCORPORATION.
CAA COUNTER MOTION A Mgmt
CAB COUNTER MOTION B Mgmt
CAC COUNTER MOTION C Mgmt
CAD COUNTER MOTION D Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
DEL MONTE FOODS COMPANY
SECURITY 24522P103 Meeting Type Annual
TICKER SYMBOL DLM Meeting Date 30-Sep-04
ISIN Agenda 932216282 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 JOE L. MORGAN Withhold Against
2 DAVID R. WILLIAMS Withhold Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT
AUDITORS FOR ITS FISCAL YEAR ENDING MAY
1, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 33421 0 30-Aug-04 30-Aug-04
DEUTSCHE TELEKOM AG
SECURITY 251566EKH Meeting Type Consent
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932293169 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Mgmt
OF NET INCOME.
03 APPROVAL OF ACTIONS BY THE BOARD OF Mgmt
MANAGEMENT FOR THE FINANCIAL YEAR 2004.
04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Mgmt
FOR THE FINANCIAL YEAR 2004.
05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR Mgmt
AND GROUP AUDITOR FOR THE 2005 FINANCIAL
YEAR.
06 APPROVAL OF THE RESOLUTION AUTHORIZING THE Mgmt
COMPANY TO PURCHASE AND USE ITS OWN
SHARES.
07 APPROVAL OF THE RESOLUTION ON THE
ELECTION OF STATE SECRETARY VOLKER HALSCH Mgmt
AS MEMBER OF THE SUPERVISORY BOARD.
08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Mgmt
DR. WOLFGANG REITZLE AS MEMBER OF THE
SUPERVISORY BOARD.
09 APPROVAL OF THE RESOLUTION ON THE Mgmt
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND/OR BONDS WITH WARRANTS.
10 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH MAGYARCOM HOLDING GMBH.
11 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH DETEFLEET SERVICES GMBH.
12 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH DFMG HOLDING GMBH.
13 APPROVAL OF THE RESOLUTION ON CONTROL Mgmt
AGREEMENT WITH DE TELMMOBILIEN, DEUTSCHE
TELEKOM IMMOBILIEN UND SERVICE GMBH.
14 APPROVAL OF THE RESOLUTION ON CONTROL Mgmt
AGREEMENT WITH DE TE ASSEKURANZ -
DEUTSCHE TELEKOM
ASSEKURANZVERMITTLUNGSGESELLSCHAFT MBH.
15 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH T-PUNKT VERTRIEBSGESELLSCHAFT
MBH.
16 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH DEUTSCHE TELEKOM TRAINING
GMBH.
17 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH T-SYSTEMS INTERNATIONAL GMBH.
18 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH DETEMEDIEN DEUTSCHE TELEKOM
MEDIEN GMBH.
19 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH CARMEN
TELEKOMMUNIKATIONSDIENSTE GMBH.
20 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH NORMA
TELEKOMMUNIKATIONSDIANSTE GMBH.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
DEUTSCHE TELEKOM AG
SECURITY 251566EKH Meeting Type Consent
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932296709 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
21 APPROVAL OF THE RESOLUTION ON THE CONTROL Mgmt
AGREEMENT WITH TRAVIATA
TELEKOMMUNIKATIONSDIENSTE GMBH.
22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT Mgmt
WITH MAGYARCOM HOLDING GMBH.
23 APPROVAL OF THE ARTICLES OF INCORPORATION Mgmt
IN LINE WITH UMAG
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
DEVON ENERGY CORPORATION
SECURITY 25179M103 Meeting Type Annual
TICKER SYMBOL DVN Meeting Date 08-Jun-05
ISIN Agenda 932331921 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN A. HILL Withhold Against
2 WILLIAM J. JOHNSON Withhold Against
3 ROBERT A. MOSBACHER JR. Withhold Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2005
03 ADOPTION OF THE DEVON ENERGY CORPORATION 2005 Mgmt For For
LONG-TERM INCENTIVE PLAN
04 REVISED DIRECTOR ELECTION VOTE STANDARD Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 12000 0 26-May-05 26-May-05
5108741 91B 3000 0 26-May-05 26-May-05
DIAMOND OFFSHORE DRILLING, INC.
SECURITY 25271COIH Meeting Type Annual
TICKER SYMBOL Meeting Date 23-May-05
ISIN Agenda 932267823 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES S. TISCH For For
2 LAWRENCE R. DICKERSON For For
3 ALAN R. BATKIN For For
4 CHARLES L. FABRIKANT For For
5 PAUL G. GAFFNEY, II For For
6 HERBERT C. HOFMANN For For
7 ARTHUR L. REBELL For For
8 RAYMOND S. TROUBH For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Mgmt For For
THE AMENDED AND RESTATED DIAMOND OFFSHORE
DRILLING, INC. 2000 STOCK OPTION PLAN.
03 TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE DIAMOND OFFSHORE DRILLING, INC.
INCENTIVE COMPENSATION PLAN FOR
EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR FISCAL YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 03-May-05 03-May-05
DOMINION RESOURCES, INC.
SECURITY 25746U109 Meeting Type Annual
TICKER SYMBOL D Meeting Date 22-Apr-05
ISIN Agenda 932284641 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER W. BROWN For For
2 RONALD J. CALISE For For
3 THOS. E. CAPPS For For
4 GEORGE A. DAVIDSON, JR. For For
5 THOMAS F. FARRELL, II For For
6 JOHN W. HARRIS For For
7 ROBERT S. JEPSON, JR. For For
8 MARK J. KINGTON For For
9 BENJAMIN J. LAMBERT III For For
10 RICHARD L. LEATHERWOOD For For
11 MARGARET A. MCKENNA For For
12 KENNETH A. RANDALL For For
13 FRANK S. ROYAL For For
14 S. DALLAS SIMMONS For For
15 DAVID A. WOLLARD For For
02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE Mgmt For For
DIRECTORS COMPENSATION PLAN.
03 APPROVE THE ADOPTION OF THE 2005 Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR THE 2005 FINANCIAL STATEMENTS.
05 SHAREHOLDER PROPOSAL. Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 7000 0 20-Apr-05 20-Apr-05
DORAL FINANCIAL CORPORATION
SECURITY 25811P100 Meeting Type Annual
TICKER SYMBOL DRL Meeting Date 20-Apr-05
ISIN Agenda 932281710 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD F. BONINI For For
2 EDGAR M. CULLMAN, JR. For For
3 JOHN L. ERNST For For
4 PETER A. HOFFMAN For For
5 EFRAIM KIER For For
6 SALOMON LEVIS For For
7 ZOILA LEVIS For For
8 HAROLD D. VICENTE For For
9 JOHN B. HUGHES For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 20-Apr-05 20-Apr-05
DRS TECHNOLOGIES, INC.
SECURITY 23330X100 Meeting Type Annual
TICKER SYMBOL DRS Meeting Date 05-Aug-04
ISIN Agenda 932206382 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 WILLIAM F. HEITMANN Withhold Against
2 C. SHELTON JAMES Withhold Against
3 RADM S.F. PLATT USN RET Withhold Against
4 ERIC J. ROSEN Withhold Against
02 TO APPROVE THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM RATIFICATION
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 6500 0 23-Jul-04 23-Jul-04
DUKE ENERGY CORPORATION
SECURITY 264399106 Meeting Type Annual
TICKER SYMBOL DUK Meeting Date 12-May-05
ISIN Agenda 932272684 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROGER AGNELLI* Withhold Against
2 G. ALEX BERNHARDT, SR.* Withhold Against
3 DENNIS R. HENDRIX* Withhold Against
4 A. MAX LENNON** Withhold Against
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
ELIMINATE CLASSIFICATION OF DUKE ENERGY'S
BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For
ENERGY'S INDEPENDENT AUDITORS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 15462 0 12-Apr-05 12-Apr-05
DUKE REALTY CORPORATION
SECURITY 264411505 Meeting Type Annual
TICKER SYMBOL DRE Meeting Date 27-Apr-05
ISIN Agenda 932281570 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BARRINGTON H. BRANCH
2 GEOFFREY BUTTON
3 WILLIAM CAVANAUGH III
4 NGAIRE E. CUNEO
5 CHARLES R. EITEL
6 R. GLENN HUBBARD
7 MARTIN C. JISCHKE
8 L. BEN LYTLE
9 WILLIAM O. MCCOY
10 JOHN W. NELLEY, JR.
11 DENNIS D. OKLAK
12 JACK R. SHAW
13 ROBERT J. WOODWARD, JR.
02 PROPOSAL TO APPROVE THE 2005 LONG-TERM Mgmt
INCENTIVE PLAN
03 PROPOSAL TO APPROVE AMENDMENTS TO Mgmt
ANTI-DILUTION PROVISIONS OF PREVIOUSLY
EXISTING LONG-TERM INCENTIVE PLANS
04 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt
OF KPMG LLP AS INDEPENDENT AUDITORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 10000 0
ELECTRONIC ARTS, INC.
SECURITY 285512109 Meeting Type Annual
TICKER SYMBOL ERTS Meeting Date 29-Jul-04
ISIN Agenda 932197468 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M. RICHARD ASHER For For
2 WILLIAM J. BYRON For For
3 LEONARD S. COLEMAN For For
4 GARY M. KUSIN For For
5 GREGORY B. MAFFEI For For
6 TIMOTHY MOTT For For
7 ROBERT W. PITTMAN For For
8 LAWRENCE F. PROBST III For For
9 LINDA J. SRERE For For
02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE Mgmt For For
PLAN
03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
04 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Mgmt For For
TO CONSOLIDATE COMMON STOCK
05 AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3500 0 30-Jun-04 30-Jun-04
EMERSON ELECTRIC CO.
SECURITY 291011104 Meeting Type Annual
TICKER SYMBOL EMR Meeting Date 01-Feb-05
ISIN Agenda 932245726 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 D.N. FARR
2 C.A. PETERS
3 D.C. FARRELL
4 J.W. PRUEHER
5 R.B. HORTON
02 APPROVAL OF THE EMERSON ELECTRIC CO. RESTRICTED Mgmt
STOCK PLAN FOR NON-MANAGEMENT DIRECTORS
03 REAPPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt
EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN
04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt
05 THE STOCKHOLDER PROPOSAL ON SEXUAL ORIENTATION Shr
DESCRIBED IN THE PROXY STATEMENT
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 8300 0
5108741 91B 3500 0
ENERGEN CORPORATION
SECURITY 29265N108 Meeting Type Annual
TICKER SYMBOL EGN Meeting Date 27-Apr-05
ISIN Agenda 932279981 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 J. MASON DAVIS, JR. Withhold Against
2 JAMES S.M. FRENCH Withhold Against
3 DAVID W. WILSON Withhold Against
02 PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED SHARES OF COMMON STOCK
FROM 75,000,000 TO 150,000,000 SHARES AS
DISCUSSED IN THE COMPANY'S PROXY STATEMENT
WITH RESPECT TO THE ANNUAL MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 500 0 11-Apr-05 11-Apr-05
ENERPLUS RESOURCES FUND
SECURITY 29274D604 Meeting Type Special
TICKER SYMBOL ERF Meeting Date 12-Apr-05
ISIN Agenda 932269889 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 THE NOMINATION AS DIRECTORS OF ENERMARK INC. Mgmt For For
OF THE NOMINEES DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR AND PROXY
STATEMENT.
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
FUND, AT A REMUNERATION TO BE FIXED BY THE
DIRECTORS OF ENERMARK INC. UPON THE
RECOMMENDATION OF THE AUDIT COMMITTEE.
03 THE AMENDMENT OF THE FUND'S TRUST UNIT RIGHTS Mgmt For For
INCENTIVE PLAN AS DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR AND PROXY
STATEMENT.
04 THE CONTINUATION AND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FUND'S UNITHOLDER RIGHTS
PLAN AGREEMENT AS DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR AND PROXY
STATEMENT.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 8000 0 28-Mar-05 28-Mar-05
ENSCO INTERNATIONAL INCORPORATED
SECURITY 26874QOIH Meeting Type Annual
TICKER SYMBOL Meeting Date 03-May-05
ISIN Agenda 932279741 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MORTON H. MEYERSON Against Against
2 JOEL V. STAFF Against Against
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO CONSOLIDATE THE
EXISTING AUTHORIZED TWO CLASSES OF PREFERRED
STOCK INTO A SINGLE CLASS OF PREFERRED STOCK.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE
RESTRICTIONS ON OWNERSHIP AND CONTROL OF
SHARES OF THE COMPANY BY NON-UNITED STATES
CITIZENS.
04 APPROVAL OF AMENDMENTS TO SIMPLIFY AND Mgmt For For
MODERNIZE THE COMPANY'S CERTIFICATE OF
INCORPORATION.
05 APPROVAL OF THE 2005 CASH INCENTIVE PLAN. Mgmt For For
06 APPROVAL OF THE 2005 LONG-TERM INCENTIVE PLAN. Mgmt For For
07 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 27-Apr-05 27-Apr-05
ERESEARCH TECHNOLOGY, INC.
SECURITY 29481V108 Meeting Type Annual
TICKER SYMBOL ERES Meeting Date 26-Apr-05
ISIN Agenda 932281431 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOEL MORGANROTH, MD. Withhold Against
2 STEPHEN S. PHILLIPS Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 7000 0 20-Apr-05 20-Apr-05
EVEREST RE GROUP, LTD.
SECURITY G3223R108 Meeting Type Annual
TICKER SYMBOL RE Meeting Date 25-May-05
ISIN Agenda 932317008 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 THOMAS J. GALLAGHER Withhold Against
2 WILLIAM F. GALTNEY, JR. Withhold Against
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2005 AND AUTHORIZE THE BOARD
OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF
THE BOARD TO SET THE FEES FOR THE INDEPENDENT
AUDITORS.
03 TO APPROVE AN AMENDMENT TO THE EVEREST RE Mgmt For For
GROUP, LTD. 2003 NON-EMPLOYEE DIRECTOR EQUITY
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE EVEREST RE. Mgmt For For
GROUP, LTD. EXECUTIVE PERFORMANCE ANNUAL
INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 03-May-05 03-May-05
EXXON MOBIL CORPORATION
SECURITY 30231G102 Meeting Type Annual
TICKER SYMBOL XOM Meeting Date 25-May-05
ISIN Agenda 932295442 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M.J. BOSKIN For For
2 W.W. GEORGE For For
3 J.R. HOUGHTON For For
4 W.R. HOWELL For For
5 R.C. KING For For
6 P.E. LIPPINCOTT For For
7 H.A. MCKINNELL, JR. For For
8 M.C. NELSON For For
9 L.R. RAYMOND For For
10 W.V. SHIPLEY For For
11 R.W. TILLERSON For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28) Mgmt For For
THE DIRECTORS RECOMMEND A VOTE "AGAINST"
SHAREHOLDER PROPOSAL ITEMS 3 THROUGH 10.
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
04 BOARD COMPENSATION (PAGE 31). Shr Against For
05 INDUSTRY EXPERIENCE (PAGE 32). Shr Against For
06 ACEH SECURITY REPORT (PAGE 33). Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 34). Shr Against For
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shr Against For
09 CLIMATE SCIENCE REPORT (PAGE 37). Shr Against For
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 15004 0 03-May-05 03-May-05
5108741 91B 5100 0 03-May-05 03-May-05
FEDERAL SIGNAL CORPORATION
SECURITY 313855108 Meeting Type Annual
TICKER SYMBOL FSS Meeting Date 27-Apr-05
ISIN Agenda 932279599 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHARLES R. CAMPBELL Withhold Against
2 PAUL W. JONES Withhold Against
02 APPROVE THE FEDERAL SIGNAL CORPORATION 2005 Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION PLAN, THE
RESERVATION OF 4,000,000 SHARES OF FEDERAL
SIGNAL CORPORATION COMMON STOCK FOR FUTURE
ISSUANCE UNDER THE PLAN AND THE PERFORMANCE
CRITERIA AND LIMITS UNDER THE PLAN FOR PURPOSES
OF INTERNAL REVENUE CODE SECTION 162(M).
03 APPROVE THE FEDERAL SIGNAL CORPORATION Mgmt For For
EXECUTIVE INCENTIVE PERFORMANCE PLAN.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
FEDERAL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 45000 0 20-Apr-05 20-Apr-05
FIFTH THIRD BANCORP
SECURITY 316773100 Meeting Type Annual
TICKER SYMBOL FITB Meeting Date 22-Mar-05
ISIN Agenda 932262380 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES P. HACKETT Withhold Against
2 JOAN R. HERSCHEDE Withhold Against
3 ROBERT L. KOCH II Withhold Against
4 KENNETH W. LOWE Withhold Against
5 THOMAS W. TRAYLOR Withhold Against
02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Mgmt For For
REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO
REDUCE THE MINIMUM NUMBER OF DIRECTORS THE
BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL.
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 15-Mar-05 15-Mar-05
FIFTH THIRD BANCORP
SECURITY 316773RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 22-Mar-05
ISIN Agenda 932267683 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES P. HACKETT Withhold Against
2 JOAN R. HERSCHEDE Withhold Against
3 ROBERT L. KOCH II Withhold Against
4 KENNETH W. LOWE Withhold Against
5 THOMAS W. TRAYLOR Withhold Against
02 PROPOSAL TO AMEND THE CODE OR REGULATIONS TO Mgmt For For
REDUCE THE DEFAULT NUMBER OF DIRECTORS AND TO
REDUCE THE MINIMUM NUMBER OF DIRECTORS THE
BOARD MAY SET WITHOUT SHAREHOLDER APPROVAL.
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 15-Mar-05 15-Mar-05
FIRST BANCORP P R
SECURITY 318672102 Meeting Type Annual
TICKER SYMBOL FBP Meeting Date 28-Apr-05
ISIN Agenda 932293436 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANNIE ASTOR-CARBONELL Withhold Against
2 JORGE L. DIAZ Withhold Against
3 JOSE MENENDEZ CORTADA Withhold Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATIONS INDEPENDENT ACCOUNTANTS FOR
FISCAL YEAR 2005.
03 TO CONSIDER ANY OTHER MATTERS THAT MAY BE Mgmt For For
PROPERLY BROUGHT UP FOR CONSIDERATION AT THE
ANNUAL MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3750 0 27-Apr-05 27-Apr-05
FIRSTENERGY CORP.
SECURITY 337932107 Meeting Type Annual
TICKER SYMBOL FE Meeting Date 17-May-05
ISIN Agenda 932276240 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 A.J. ALEXANDER Withhold Against
2 R.W. MAIER Withhold Against
3 R.N. POKELWALDT Withhold Against
4 W.M. TAYLOR Withhold Against
5 J.T. WILLIAMS, SR Withhold Against
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL Shr Against For
04 SHAREHOLDER PROPOSAL Shr Against For
05 SHAREHOLDER PROPOSAL Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0 28-Apr-05 28-Apr-05
FLIR SYSTEMS, INC.
SECURITY 302445101 Meeting Type Annual
TICKER SYMBOL FLIR Meeting Date 20-Apr-05
ISIN Agenda 932277165 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN C. HART Withhold Against
2 ANGUS L. MACDONALD Withhold Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT THE
COMPANY IS AUTHORIZED TO ISSUE FROM 100,000,000
TO 200,000,000.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0 20-Apr-05 20-Apr-05
FLUOR CORPORATION
SECURITY 343412102 Meeting Type Annual
TICKER SYMBOL FLR Meeting Date 27-Apr-05
ISIN Agenda 932286506 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER J. FLUOR Withhold Against
2 DAVID P. GARDNER Withhold Against
3 JOSEPH W. PRUEHER Withhold Against
4 SUZANNE H. WOOLSEY Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS FOR 2005.
03 SHAREHOLDER PROPOSAL FOR MAJORITY VOTE Shr For Against
STANDARD IN DIRECTOR ELECTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 14700 0 20-Apr-05 20-Apr-05
FOREST LABORATORIES, INC.
SECURITY 345838106 Meeting Type Annual
TICKER SYMBOL FRX Meeting Date 11-Aug-04
ISIN Agenda 932201736 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HOWARD SOLOMON For For
2 WILLIAM J. CANDEE, III For For
3 GEORGE S. COHAN For For
4 DAN L. GOLDWASSER For For
5 LESTER B. SALANS For For
6 KENNETH E. GOODMAN For For
7 PHILLIP M. SATOW For For
02 RATIFICATION OF AMENDMENT OF THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL SHARES OF THE COMPANY S COMMON
STOCK.
03 RATIFICATION OF 2004 STOCK OPTION PLAN Mgmt For For
04 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 5500 0 23-Jul-04 23-Jul-04
FOREST LABORATORIES, INC.
SECURITY 345838PPH Meeting Type Annual
TICKER SYMBOL FRX Meeting Date 11-Aug-04
ISIN Agenda 932204263 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HOWARD SOLOMON For For
2 WILLIAM J. CANDEE, III For For
3 GEORGE S. COHAN For For
4 DAN L. GOLDWASSER For For
5 LESTER B. SALANS For For
6 KENNETH E. GOODMAN For For
7 PHILLIP M. SATOW For For
02 RATIFICATION OF AMENDMENT OF THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL SHARES OF THE COMPANY S COMMON
STOCK.
03 RATIFICATION OF 2004 STOCK OPTION PLAN Mgmt For For
04 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 23-Jul-04 23-Jul-04
FORTUNE BRANDS, INC.
SECURITY 349631101 Meeting Type Annual
TICKER SYMBOL FO Meeting Date 26-Apr-05
ISIN Agenda 932272432 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS C. HAYS Withhold Against
2 PIERRE E. LEROY Withhold Against
3 GORDON R. LOHMAN Withhold Against
4 J. CHRISTOPHER REYES Withhold Against
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
03 APPROVE THE 2005 NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 12-Apr-05 12-Apr-05
FOUNDRY NETWORKS, INC.
SECURITY 35063R100 Meeting Type Annual
TICKER SYMBOL FDRY Meeting Date 28-Jun-05
ISIN Agenda 932348293 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BOBBY R. JOHNSON, JR. For For
2 ANDREW K. LUDWICK For For
3 ALFRED J. AMOROSO For For
4 C. NICHOLAS KEATING For For
5 J. STEVEN YOUNG For For
6 ALAN L. EARHART For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 9000 0 03-Jun-05 03-Jun-05
FPL GROUP, INC.
SECURITY 302571104 Meeting Type Annual
TICKER SYMBOL FPL Meeting Date 20-May-05
ISIN Agenda 932292167 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
A DIRECTOR DIRECTOR Mgmt
1 H. JESSE ARNELLE For For
2 SHERRY S. BARRAT For For
3 ROBERT M. BEALL, II For For
4 J. HYATT BROWN For For
5 JAMES L. CAMAREN For For
6 LEWIS HAY, III For For
7 RUDY E. SCHUPP For For
8 MICHAEL H. THAMAN For For
9 HANSEL E. TOOKES II For For
10 PAUL R. TREGURTHA For For
11 FRANK G. ZARB For For
B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 11000 0 03-May-05 03-May-05
FRANKLIN ELECTRIC CO., INC.
SECURITY 353514102 Meeting Type Annual
TICKER SYMBOL FELE Meeting Date 29-Apr-05
ISIN Agenda 932276822 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 DAVID A. ROBERTS Withhold Against
2 HOWARD B. WITT Withhold Against
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FRANKLIN ELECTRIC CO., INC. PERFORMANCE
INCENTIVE STOCK PLAN.
03 APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM - PROPOSAL TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 11-Apr-05 11-Apr-05
FREMONT GENERAL CORPORATION
SECURITY 357288109 Meeting Type Annual
TICKER SYMBOL FMT Meeting Date 19-May-05
ISIN Agenda 932316828 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES A. MCINTYRE For For
2 LOUIS J. RAMPINO For For
3 WAYNE R. BAILEY For For
4 THOMAS W. HAYES For For
5 ROBERT F. LEWIS For For
6 RUSSELL K. MAYERFELD For For
7 DICKINSON C. ROSS For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 09-May-05 09-May-05
GARMIN LTD.
SECURITY G37260109 Meeting Type Annual
TICKER SYMBOL GRMN Meeting Date 03-Jun-05
ISIN Agenda 932335931 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DONALD H. ELLER* Withhold Against
2 CLIFTON A. PEMBLE* Withhold Against
3 CHARLES W. PEFFER** Withhold Against
02 APPROVAL OF THE GARMIN LTD. 2005 EQUITY Mgmt For For
INCENTIVE PLAN
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3500 0 20-May-05 20-May-05
GENERAL DYNAMICS CORPORATION
SECURITY 369550108 Meeting Type Annual
TICKER SYMBOL GD Meeting Date 04-May-05
ISIN Agenda 932269118 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 N.D. CHABRAJA For For
2 J.S. CROWN For For
3 L. CROWN For For
4 W.P. FRICKS For For
5 C.H. GOODMAN For For
6 J.L. JOHNSON For For
7 G.A. JOULWAN For For
8 P.G. KAMINSKI For For
9 J.M. KEANE For For
10 L.L. LYLES For For
11 C.E. MUNDY, JR. For For
12 R. WALMSLEY For For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO FUTURE Shr Against For
SEVERANCE AGREEMENTS
04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN Shr Against For
MILITARY SALES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0 01- Apr-05 01-Apr-05
GENERAL ELECTRIC COMPANY
SECURITY 369604103 Meeting Type Annual
TICKER SYMBOL GE Meeting Date 27-Apr-05
ISIN Agenda 932264916 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
A DIRECTOR Mgmt
1 JAMES I. CASH, JR. For For
2 WILLIAM M. CASTELL For For
3 DENNIS D. DAMMERMAN For For
4 ANN M. FUDGE For For
5 CLAUDIO X. GONZALEZ For For
6 JEFFREY R. IMMELT For For
7 ANDREA JUNG For For
8 ALAN G. LAFLEY For For
9 RALPH S. LARSEN For For
10 ROCHELLE B. LAZARUS For For
11 SAM NUNN For For
12 ROGER S. PENSKE For For
13 ROBERT J. SWIERINGA For For
14 DOUGLAS A. WARNER III For For
15 ROBERT C. WRIGHT For For
B RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR
01 CUMULATIVE VOTING Shr Against For
02 REPORT ON NUCLEAR RISK Shr Against For
03 REPORT ON PCB CLEANUP COSTS Shr Against For
04 CURB OVER-EXTENDED DIRECTORS Shr Against For
05 REPORT ON SUSTAINABILITY Shr Against For
06 DISCLOSE POLITICAL CONTRIBUTIONS Shr Against For
07 ANIMAL TESTING Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 23000 0 07-Mar-05 07-Mar-05
GENERAL MILLS, INC.
SECURITY 370334104 Meeting Type Annual
TICKER SYMBOL GIS Meeting Date 27-Sep-04
ISIN Agenda 932210444 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEPHEN R. DEMERITT For For
2 LIVIO D. DESIMONE For For
3 WILLIAM T. ESREY For For
4 RAYMOND V. GILMARTIN For For
5 JUDITH R. HOPE For For
6 ROBERT L. JOHNSON For For
7 HEIDI G. MILLER For For
8 H. OCHOA-BRILLEMBOURG For For
9 MICHAEL D. ROSE For For
10 STEPHEN W. SANGER For For
11 A. MICHAEL SPENCE For For
12 DOROTHY A. TERRELL For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY- Mgmt For For
LAWS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 30-Aug-04 30-Aug-04
GLADSTONE CAPITAL CORPORATION
SECURITY 376535100 Meeting Type Annual
TICKER SYMBOL GLAD Meeting Date 09-Feb-05
ISIN Agenda 932252947 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHELA ENGLISH Withhold Against
2 ANTHONY W. PARKER Withhold Against
3 GEORGE STELLJES III Withhold Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
AMENDED AND RESTATED 2001 EQUITY INCENTIVE PLAN
TO INCREASE THE AGGREGATE NUMBER OF SHARES OF
CAPITAL STOCK AUTHORIZED FOR ISSUANCE UNDER
SUCH PLAN BY 250,000 SHARES AND TO GRANT THE
BOARD OF DIRECTORS THE AUTHORITY TO REDUCE THE
EXERCISE PRICE FOR EACH OUTSTANDING OPTION, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 6000 0 21-Jan-05 21-Jan-05
GLAXOSMITHKLINE PLC
SECURITY 37733WEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 25-May-05
ISIN Agenda 932285516 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 DIRECTORS' REPORT AND FINANCIAL STATEMENTS Mgmt
O2 REMUNERATION REPORT Mgmt
O3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Mgmt
O4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Mgmt
O5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR Mgmt
O6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A Mgmt
DIRECTOR
O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Mgmt
O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Mgmt
O9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR Mgmt
O10 RE-APPOINTMENT OF AUDITORS Mgmt
O11. REMUNERATION OF AUDITORS Mgmt
S12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Mgmt
EU POLITICAL ORGANISATIONS AND INCUR EU
POLITICAL EXPENDITURE
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS* Mgmt
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt
SHARES*
S15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES OF Mgmt
ASSOCIATION*
S16 DELETION OF ARTICLE 154.2 OF ARTICLES OF Mgmt
ASSOCIATION*
S17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF Mgmt
ASSOCIATION*
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
GLOBALSANTAFE CORPORATION
SECURITY G3930EOIH Meeting Type Annual
TICKER SYMBOL Meeting Date 07-Jun-05
ISIN Agenda 932338052 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD L. GEORGE Withhold Against
2 ROBERT E. ROSE Withhold Against
3 STEPHEN J. SOLARZ Withhold Against
4 NADER H. SULTAN Withhold Against
02 PROPOSAL TO AMEND THE COMPANY'S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN TO REDUCE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND
INCREASE THE NUMBER OF SUCH SHARES AVAILABLE
FOR FULL-VALUE STOCK AWARDS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 20-May-05 20-May-05
GOLDEN WEST FINANCIAL CORPORATION
SECURITY 381317106 Meeting Type Annual
TICKER SYMBOL GDW Meeting Date 26-Apr-05
ISIN Agenda 932269079 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LOUIS J. GALEN Withhold Against
2 ANTONIA HERNANDEZ Withhold Against
3 BERNARD A. OSHER Withhold Against
02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS THE COMPANY'S
INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0 31-Mar-05 31-Mar-05
GRANT PRIDECO, INC.
SECURITY 38821GOIH Meeting Type Annual
TICKER SYMBOL Meeting Date 11-May-05
ISIN Agenda 932309013 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTORS DIRECTORS Mgmt
1 DAVID J. BUTTERS For For
2 ELIOT M. FRIED For For
3 DENNIS R. HENDRIX For For
4 HAROLD E. LAYMAN For For
5 SHELDON B. LUBAR For For
6 MICHAEL MCSHANE For For
7 ROBERT K. MOSES, JR. For For
8 JOSEPH E. REID For For
9 DAVID A. TRICE For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055989 91B 3500 0 28-Apr-05 28-Apr-05
GTECH HOLDINGS CORPORATION
SECURITY 400518106 Meeting Type Annual
TICKER SYMBOL GTK Meeting Date 02-Aug-04
ISIN Agenda 932202651 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 CHRISTINE M. COURNOYER Withhold Against
2 ROBERT M. DEWEY, JR. Withhold Against
3 PHILIP R. LOCHNER, JR. Withhold Against
02 APPROVAL OF THE GTECH HOLDINGS CORPORATION 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION OF GTECH HOLDINGS CORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $.01 PAR VALUE, FROM 150,000,000 TO
200,000,000.
04 RATIFICATION OF ERNST & YOUNG LLP, INDEPENDENT Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 26-Jul-04 26-Jul-04
GULFTERRA ENERGY PARTNERS, L.P.
SECURITY 40274U108 Meeting Type Special
TICKER SYMBOL GTM Meeting Date 29-Jul-04
ISIN Agenda 932202839 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 ADOPTION AND APPROVAL OF THE MERGER AGREEMENT, Mgmt For For
DATED AS OF DECEMBER 15, 2003, BY AND AMONG
ENTERPRISE PRODUCTS PARTNERS, L.P., ENTERPRISE
PRODUCTS GP, L.L.C., ENTERPRISE PRODUCTS
MANAGEMENT L.L.C., GULFTERRA AND GULFTERRA
ENERGY COMPANY, L.L.C., AS IT MAY BE AMENDED
FROM TIME TO TIME.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 14000 0 26-Jul-04 26-Jul-04
H.J. HEINZ COMPANY
SECURITY 423074103 Meeting Type Annual
TICKER SYMBOL HNZ Meeting Date 08-Sep-04
ISIN Agenda 932201267 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W.R. JOHNSON For For
2 C.E. BUNCH For For
3 M.C. CHOKSI For For
4 L.S. COLEMAN, JR. For For
5 P.H. COORS For For
6 E.E. HOLIDAY For For
7 C. KENDLE For For
8 D.R. O'HARE For For
9 L.C. SWANN For For
10 T.J. USHER For For
11 J.M. ZIMMERMAN For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 11900 0 23-Jul-04 23-Jul-04
HALLIBURTON COMPANY
SECURITY 406216101 Meeting Type Annual
TICKER SYMBOL HAL Meeting Date 18-May-05
ISIN Agenda 932290226 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 R.L. CRANDALL For For
2 K.T. DERR For For
3 S.M. GILLIS For For
4 W.R. HOWELL For For
5 R.L. HUNT For For
6 D.J. LESAR For For
7 J.L. MARTIN For For
8 J.A. PRECOURT For For
9 D.L. REED For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE Shr Against For
AGREEMENTS.
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION Shr Against For
VOTE THRESHOLD.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 1500 0 11-Apr-05 11-Apr-05
HALLIBURTON COMPANY
SECURITY 406216OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 18-May-05
ISIN Agenda 932295757 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 R.L. CRANDALL For For
2 K.T. DERR For For
3 S.M. GILLIS For For
4 W.R. HOWELL For For
5 R.L. HUNT For For
6 D.J. LESAR For For
7 J.L. MARTIN For For
8 J.A. PRECOURT For For
9 D.L. REED For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE Shr Against For
AGREEMENTS.
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION Shr Against For
VOTE THRESHOLD.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 11-Apr-05 11-Apr-05
HANOVER COMPRESSOR COMPANY
SECURITY 410768OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-May-05
ISIN Agenda 932311789 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 I. JON BRUMLEY For For
2 TED COLLINS, JR. For For
3 MARGARET K. DORMAN For For
4 ROBERT R. FURGASON For For
5 VICTOR E. GRIJALVA For For
6 GORDAN T. HALL For For
7 JOHN E. JACKSON For For
8 STEPHEN M. PAZUK For For
9 ALVIN V. SHOEMAKER For For
02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 09-May-05 09-May-05
HEAD N.V.
SECURITY 422070102 Meeting Type Annual
TICKER SYMBOL HED Meeting Date 25-May-05
ISIN Agenda 932332036 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
03 TO ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS Mgmt
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2004.
4A SUB (A) - TO DISCHARGE EACH MEMBER OF THE BOARD Mgmt
OF MANAGEMENT FROM LIABILITY IN RESPECT OF ACTS
AND OMISSIONS.
4B SUB (B) - TO DISCHARGE EACH MEMBER OF THE Mgmt
SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF
ACTS AND OMISSIONS.
05 TO ADOPT RENUMERATION POLICY OF THE BOARD OF Mgmt
MANAGEMENT.
06 TO EXTEND THE AUTHORITY OF THE BOARD Mgmt
MANAGEMENT TO REPURCHASE SHARES FOR A MAXIMUM
OF 30% OF THE ISSUED SHARE CAPITAL.
7A SUB (A) - TO CANCEL ORDINARY SHARES WHICH HAVE Mgmt
BEEN REPURCHASED BY THE COMPANY FOR A MAXIMUM
OF 30% OF THE ISSUED SHARE CAPITAL.
7B SUB (B) - TO AMEND THE ARTICLES OF ASSOCIATION Mgmt
TO REDUCE THE AUTHORISED SHARE CAPITAL OF THE
COMPANY.
08 TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt
MANAGEMENT AS THE CORPORATE BODY AUTHORISED
TO ISSUE SHARES.
09 TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt
MANAGEMENT TO LIMIT OR EXCLUDE THE RIGHT OF
PREEMPTION OF HOLDERS OF ORDINARY SHARES.
10 TO AUTHORISE THE BOARD OF MANAGEMENT TO Mgmt
APPROVE A NEW HEAD EXECUTIVE STOCK OPTION PLAN.
11 TO AUTHORISE THE BOARD OF MANAGEMENT TO APPLY Mgmt
FOR A DE-LISTING FROM THE NEW YORK STOCK
EXCHANGE AND TO TERMINATE THE "COMMON SHARE
AGREEMENT" BETWEEN THE COMPANY AND THE BANK OF
NEW YORK.
12 TO AUTHORISE THE BOARD OF MANAGEMENT TO APPLY Mgmt
FOR A SUSPENSION OF THE COMPANY'S REPORTING
OBLIGATIONS WITH THE SECURITIES AND EXCHANGE
COMMISSION.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 170600 0
HERLY INDUSTRIES, INC.
SECURITY 427398102 Meeting Type Annual
TICKER SYMBOL HRLY Meeting Date 20-Jan-05
ISIN Agenda 932249659 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 MYRON LEVY Withhold Against
2 DR. EDWARD A. BOGUCZ Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 500 0 04-Jan-05 04-Jan-05
HSBC HOLDINGS PLC
SECURITY 404280406 Meeting Type Annual
TICKER SYMBOL HBC Meeting Date 27-May-05
ISIN Agenda 932298373 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2004 Mgmt For For
02 DIRECTORS Mgmt
1 SIR JOHN BOND For For
2 R K F CH'IEN For For
3 J D COOMBE For For
4 BARONESS DUNN For For
5 D J FLINT For For
6 J W J HUGHES-HALLETT For For
7 SIR BRIAN MOFFAT For For
8 S W NEWTON For For
9 H SOHMEN For For
03 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Mgmt. For For
DETERMINED BY THE GROUP AUDIT COMMITTEE
04 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt. For For
FOR 2004
05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt. For For
06 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt. For For
RESOLUTION)
07 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt. For For
ORDINARY SHARES
08 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED Mgmt For For
SHARE OPTION PLAN.
09 TO AMEND THE HSBC HOLDINGS SAVINGS-RELATED Mgmt For For
SHARE OPTION PLAN: INTERNATIONAL
10 TO APPROVE THE HSBC US EMPLOYEE STOCK PLAN Mgmt For For
11 TO APPROVE THE HSBC SHARE PLAN Mgmt For For
12 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3155 0 09-May-05 09-May-05
HUANENG POWER INTERNATIONAL, INC.
SECURITY 443304100 Meeting Type Special
TICKER SYMBOL HNP Meeting Date 17-Dec-04
ISIN Agenda 932241552 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
1A TO APPROVE THE ACQUISITION OF 60% EQUITY Mgmt
INTEREST IN SICHUAN HUANENG HYDRO POWER
DEVELOPMENT LIMITED LIABILITY COMPANY BY THE
COMPANY FROM CHINA HUANENG GROUP AND THE
TRANSFER AGREEMENT THEREOF.
1B TO APPROVE THE ACQUISITION OF 65% EQUITY Mgmt
INTEREST IN GANSU HUANENG PINGLIANG POWER
GENERATION LIMITED LIABILITY COMPANY BY THE
COMPANY FROM CHINA HUANENG GROUP AND THE
TRANSFER AGREEMENT THEREOF.
2A TO APPROVE THE GUARANTEE ARRANGEMENT AND THE Mgmt
RELEVANT AGREEMENTS BETWEEN GANSU HUANENG
PINGLIANG POWER GENERATION LIMITED LIABILITY
COMPANY, SICHUAN HUANENG HYDRO POWER
DEVELOPMENT LIMITED LIABILITY COMPANY AND THE
SUBSIDIARIES THEREOF AND CHINA HUANENG GROUP.
2B TO APPROVE TO CONTINUE TO IMPLEMENT THE ASSET Mgmt
SWAP ARRANGEMENT BETWEEN SICHUAN HUANENG
HYDRO POWER DEVELOPMENT LIMITED LIABILITY
COMPANY SICHUAN HUANENG INDUSTRIAL COMPANY.
2C TO APPROVE THE LOAN AND DEPOSIT ARRANGEMENT Mgmt
BETWEEN GANSU HUANENG PINGLIANG POWER
GENERATION LIMITED LIABILITY COMPANY, SICHUAN
HUANENG HYDRO POWER DEVELOPMENT LIMITED
LIABILITY COMPANY AND THE SUBSIDIARIES THEREOF
AND CHINA HUANENG FINANCE LIMITED LIABILITY
COMPANY.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0
HUANENG POWER INTERNATIONAL, INC.
SECURITY 443304100 Meeting Type Annual
TICKER SYMBOL HNP Meeting Date 11-May-05
ISIN Agenda 932325118 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt
FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR
YEAR 2004.
O2 TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt
FROM THE SUPERVISORY COMMITTEE OF THE COMPANY
FOR YEAR 2004.
O3 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Mgmt
STATEMENTS OF THE COMPANY FOR YEAR 2004.
O4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION Mgmt
PLAN OF THE COMPANY FOR YEAR 2004.
05 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt
ZHONG TIAN CPAS CO. LTD AS THE PRC AUDITORS AND
PRICEWATERHOUSECOOPERS AS THE COMPANY'S
INTERNATIONAL AUDITORS FOR 2005 WITH A TOTAL
REMUNERATION OF US$2.01 MILLION.
O6 DIRECTOR Mgmt
1 MR. LI XIAOPENG
2 MR. HUANG YONGDA
3 MR. WANG XIAOSONG
4 MR. NA XIZHI
5 MR. HUANG LONG
6 MR. WU DAWEI
7 MR. SHAN QUNYING
8 MR. YANG SHENGMING
9 MR. XU ZUJIAN
10 MR. LIU SHUYUAN
11 MR. QIAN ZHONGWEI
12 MR. XIA DONGLIN
13 MR. LIU JIPENG
14 MR. WU YUSHENG
15 MR. YU NING
O7A APPOINTMENT OF MR. YE DAJI AS THE COMPANY'S Mgmt
SUPERVISOR.
O7B APPOINTMENT OF MR. SHEN WEIBING AS THE Mgmt
COMPANY'S SUPERVISOR.
O7C APPOINTMENT OF MR. SHEN ZONGMIN AS THE Mgmt
COMPANY'S SUPERVISOR.
O7D APPOINTMENT OF MS. YU YING AS THE COMPANY'S Mgmt
SUPERVISOR.
S8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt
AMENDMENTS TO THE ARTICLES OF ASSOCIATION.
S9 TO CONSIDER AND APPROVE THAT (I) AN APPROVAL Mgmt
TO BE GIVEN TO THE COMPANY TO ISSUE A SHORT-
TERM DEBENTURE.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0
ICU MEDICAL, INC.
SECURITY 44930G107 Meeting Type Annual
TICKER SYMBOL ICUI Meeting Date 13-May-05
ISIN Agenda 932311777 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN J. CONNORS Withhold Against
2 M.T. KOVALCHIK, III MD Withhold Against
3 JOSEPH R. SAUCEDO Withhold Against
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR THE COMPANY
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 7000 0 28-Apr-05 28-Apr-05
IMPERIAL OIL LIMITED
SECURITY 453038408 Meeting Type Annual
TICKER SYMBOL IMO Meeting Date 21-Apr-05
ISIN Agenda 932272759 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS Mgmt For For
AUDITORS OF THE COMPANY.
02 DIRECTOR Mgmt
1 B.J. (BRIAN) FISCHER For For
2 T.J. (TIM) HEARN For For
3 J.M. (JACK) MINTZ For For
4 R. (ROGER) PHILLIPS For For
5 J.F. (JIM) SHEPARD For For
6 P.A. (PAUL) SMITH For For
7 SHEELAGH WHITTAKER For For
8 J.M. (MICHAEL) YEAGER For For
9 V.L. (VICTOR) YOUNG For For
3A SHAREHOLDER PROPOSAL NO. 1 Shr Against For
3B SHAREHOLDER PROPOSAL NO. 2 Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 20-Apr-05 20-Apr-05
5108741 91B 1700 0 20-Apr-05 20-Apr-05
INDYMAC BANCORP, INC.
SECURITY 456607100 Meeting Type Annual
TICKER SYMBOL NDE Meeting Date 27-Apr-05
ISIN Agenda 932268914 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL W. PERRY For For
2 LOUIS E. CALDERA For For
3 LYLE E. GRAMLEY For For
4 HUGH M. GRANT For For
5 PATRICK C. HADEN For For
6 TERRANCE G. HODEL For For
7 ROBERT L. HUNT II For For
8 SENATOR JOHN SEYMOUR For For
9 JAMES R. UKROPINA For For
02 RATIFICATION OF APPOINTMENT OF INDYMAC'S Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 11-Apr-05 11-Apr-05
INFOSYS TECHNOLOGIES LIMITED
SECURITY 456788108 Meeting Type Annual
TICKER SYMBOL INFY Meeting Date 11-Jun-05
ISIN Agenda 932355262 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET Mgmt
AND THE PROFIT & LOSS ACCOUNT AND THE REPORT OF
THE DIRECTORS. ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND THE AUDITORS THERON.
02 TO DECLARE A FINAL DIVIDEND. Mgmt
03 TO APPOINT A DIRECTOR IN PLACE OF MR. N.R Mgmt
NARAYANA MURTHY, WHO RETIRES BY
ROTATION AND OFFERS HIMSELF FOR RE-ELECTION.
RE-ELECTION.
04 TO APPOINT A DIRECTOR IN PLACE OF MR. NANDAN M. Mgmt
NILEKANI, WHO RETIRES BY ROTATION AND OFFERS
HIMSELF FOR RE-ELECTION. RE-ELECTION.
05 TO APPOINT A DIRECTOR IN PLACE OF MR. K. DINESH, Mgmt
WHO RETIRES BY ROTATION AND OFFERS HIMSELF FOR
RE-ELECTION.
06 TO APPOINT A DIRECTOR IN PLACE OF MR. CLAUDE Mgmt
SMADJA, WHO RETIRES BY ROTATION AND OFFERS
HIMSELF FOR RE-ELECTION.
07 TO RESOLVE NOT TO FILL THE VACANCY FOR THE TIME Mgmt
BEING IN THE BOARD, DUE TO THE RETIREMENT OF MR.
PHILIP YEO. ROTATION AND DOES NOT SEEK RE-
ELECTION.
08 TO APPOINT STATUTORY AUDITORS FOR THE FINANCIAL Mgmt
YEAR 2005-2006.
09 TO APPROVE THE RE-APPOINTMENT OF MR. T.V. Mgmt
MOHANDAS PAI AS DIRECTOR IN THE WHOLE-TIME
EMPLOYMENT OF THE COMPANY.
10 TO APPROVE THE RE-APPOINTMENT OF MR. SRINATH Mgmt
BATNI AS DIRECTOR IN THE WHOLE-TIME EMPLOYMENT
OF THE COMPANY.
11 TO APPROVE KEEPING OF REGISTER OF MEMBERS, INDEX Mgmt
OF MEMBERS, RETURNS AND COPIES OF CERTIFICATES
AND DOCUMENTS IN THE OFFICE OF KARVY
COMPUTERSHARE PRIVATE LIMITED, THE COMPANY'S
REGISTRAR AND SHARE TRANSFER AGENTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0
ING GROEP N.V.
SECURITY 456837103 Meeting Type Annual
TICKER SYMBOL ING Meeting Date 26-Apr-05
ISIN Agenda 932284350 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
3A ANNUAL ACCOUNTS FOR 2004. Mgmt For For
3B DIVIDEND FOR 2004. Mgmt For For
4A DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT OF Mgmt For For
THE DUTIES PERFORMED DURING THE YEAR 2004.
4B DISCHARGE OF THE SUPERVISORY BOARD IN RESPECT Mgmt For For
OF THE DUTIES PERFORMED DURING THE YEAR 2004.
5A ING'S RESPONSE TO THE DUTCH CORPORATE Mgmt For For
GOVERNANCE CODE.
6A REAPPOINTMENT OF LUELLA GROSS GOLDBERG. Mgmt Against Against
6B REAPPOINTMENT OF GODFRIED VAN DER LUGT. Mgmt Against Against
6C APPOINTMENT OF JAN HOMMEN. Mgmt Against Against
6D APPOINTMENT OF CHRISTINE LAGARDE. Mgmt Against Against
PERFORMANCE SHARES TO BE GRANTED TO MEMBERS
OF THE EXECUTIVE BOARD FOR 2004.
7 MAXIMUM NUMBER OF STOCK OPTIONS AND Mgmt For For
PERFORMANCE SHARES TO BE GRANTED TO MEMBERS
OF THE EXECUTIVE BOARD FOR 2004.
8A AUTHORIZATION TO ISSUE ORDINARY SHARES WITH OR Mgmt For For
WITHOUT PREFERENTIAL RIGHTS.
8B AUTHORIZATION TO ISSUE PREFERENCE B SHARES WITH Mgmt For For
OR WITHOUT PREFERENTIAL RIGHTS.
RECEIPTS FOR SHARES IN ITS OWN CAPITAL.
9 AUTHORIZATION TO ACQUIRE SHARES OR DEPOSITARY Mgmt For For
RECEIPTS FOR SHARES IN ITS OWN CAPITAL.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 21764 0 20-Apr-05 20-Apr-05
INTEL CORPORATION
SECURITY 458140SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 18-May-05
ISIN Agenda 932297472 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CRAIG R. BARRETT For For
2 CHARLENE BARSHEFSKY For For
3 E. JOHN P. BROWNE For For
4 D. JAMES GUZY For For
5 REED E. HUNDT For For
6 PAUL S. OTELLINI For For
7 DAVID S. POTTRUCK For For
8 JANE E. SHAW For For
9 JOHN L. THORNTON For For
10 DAVID B. YOFFIE For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
EXECUTIVE OFFICER INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 11-Apr-05 11-Apr-05
INTERNATIONAL BUSINESS MACHINES CORP
SECURITY 459200101 Meeting Type Annual
TICKER SYMBOL IBM Meeting Date 26-Apr-05
ISIN Agenda 932265576 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. BLACK For For
2 K.I. CHENAULT For For
3 J. DORMANN For For
4 M.L. ESKEW For For
5 C. GHOSN For For
6 C.F. KNIGHT For For
7 M. MAKIHARA For For
8 L.A. NOTO For For
9 S.J. PALMISANO For For
10 J.E. SPERO For For
11 S. TAUREL For For
12 C.M. VEST For For
13 L.H. ZAMBRANO For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING Shr Against For
(PAGE 25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND Shr Against For
RETIREMENT MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE Shr Against For
COMPENSATION (PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK Shr Against For
OPTIONS (PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 5000 0 20-Apr-05 20-Apr-05
INTERNATIONAL GAME TECHNOLOGY
SECURITY 459902102 Meeting Type Annual
TICKER SYMBOL IGT Meeting Date 01-Mar-05
ISIN Agenda 932251058 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 NEIL BARSKY For For
2 ROBERT A. BITTMAN For For
3 RICHARD R. BURT For For
4 LESLIE S. HEISZ For For
5 ROBERT A. MATHEWSON For For
6 THOMAS J. MATTHEWS For For
7 ROBERT MILLER For For
8 FREDERICK B. RENTSCHLER For For
02 APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL Mgmt For For
GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS IGT'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 500 0 24-Jan-05 24-Jan-05
IVAX CORPORATION
SECURITY 465823PPH Meeting Type Annual
TICKER SYMBOL IVX Meeting Date 15-Jul-04
ISIN Agenda 932195325 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 BETTY G. AMOS For For
2 MARK ANDREWS For For
3 ERNST BIEKERT, PH.D. For For
4 PAUL L. CEJAS For For
5 JACK FISHMAN, PH.D. For For
6 NEIL FLANZRAICH For For
7 PHILLIP FROST, M.D. For For
8 BRUCE W. GREER For For
9 JANE HSIAO, PH.D. For For
10 DAVID A. LIEBERMAN For For
11 RICHARD C. PFENNIGER JR For For
12 BERTRAM PITT, M.D. For For
02 APPROVAL OF 2004 INCENTIVE COMPENSATION PLAN Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 10-Jun-04 10-Jun-04
JOHN HANCOCK PATRIOT SELECT DIVIDEND
SECURITY 41013U102 Meeting Type Annual
TICKER SYMBOL DIV Meeting Date 02-Mar-05
ISIN Agenda 932257428 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES F. CARLIN
2 WILLIAM H. CUNNINGHAM
3 RICHARD P. CHAPMAN, JR.
4 JAMES A. SHEPHERDSON
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt
AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 10000 0
JPMORGAN CHASE & CO.
SECURITY 46625H100 Meeting Type Annual
TICKER SYMBOL JPM Meeting Date 17-May-05
ISIN Agenda 932288156 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HANS W. BECHERER For For
2 JOHN H. BIGGS For For
3 LAWRENCE A. BOSSIDY For For
4 STEPHEN B. BURKE For For
5 JAMES S. CROWN For For
6 JAMES DIMON For For
7 ELLEN V. FUTTER For For
8 WILLIAM H. GRAY III For For
9 WILLIAM B. HARRISON JR. For For
10 LABAN P. JACKSON JR. For For
11 JOHN W. KESSLER For For
12 ROBERT I. LIPP For For
13 RICHARD A. MANOOGIAN For For
14 DAVID C. NOVAK For For
15 LEE R. RAYMOND For For
16 WILLIAM C. WELDON For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Mgmt For For
04 DIRECTOR TERM LIMITS Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr Against For
06 COMPETITIVE PAY Shr Against For
07 RECOUP UNEARNED MANAGEMENT BONUSES Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0 28-Apr-05 28-Apr-05
JPMORGAN CHASE & CO.
SECURITY 46625HRKH Meeting Type Annual
TICKER SYMBOL Meeting Date 17-May-05
ISIN Agenda 932286330 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 HANS W. BECHERER For For
2 JOHN H. BIGGS For For
3 LAWRENCE A. BOSSIDY For For
4 STEPHEN B. BURKE For For
5 JAMES S. CROWN For For
6 JAMES DIMON For For
7 ELLEN V. FUTTER For For
8 WILLIAM H. GRAY, III For For
9 WILLIAM B. HARRISON, JR For For
10 LABAN P. JACKSON, JR. For For
11 JOHN W. KESSLER For For
12 ROBERT I. LIPP For For
13 RICHARD A. MANOOGIAN For For
14 DAVID C. NOVAK For For
15 LEE R. RAYMOND For For
16 WILLIAM C. WELDON For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Mgmt For For
04 DIRECTOR TERM LIMITS Shr Against For
05 SEPARATION OF CHAIRMAN AND CEO Shr Against For
06 COMPETITIVE PAY Shr Against For
07 RECOUP UNEARNED MANAGEMENT BONUSES Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 28-Apr-05 28-Apr-05
KANEB PIPE LINE PARTNERS, L.P.
SECURITY 484169107 Meeting Type Special
TICKER SYMBOL KPP Meeting Date 11-Mar-05
ISIN Agenda 932259369 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 31, 2004, BY AND AMONG VALERO L.P., KANEB
PIPE LINE PARTNERS, L.P. AND THE OTHER PARTIES
THERETO, AS IT MAY BE AMENDED FROM TIME TO TIME,
UNDER WHICH, AMONG OTHER THINGS, KANEB PIPE LINE
PARTNERS, L.P. WILL MERGE WITH A SUBSIDIARY OF
VALERO L.P.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING IF NECESSARY TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE AND ADOPT THE MERGER
AGREEMENT DESCRIBED IN THE IMMEDIATELY ABOVE
PROPOSAL.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0 02-Feb-05 02-Feb-05
KEYCORP
SECURITY 493267RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 05-May-05
ISIN Agenda 932283346 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD P. CAMPBELL Withhold Against
2 H. JAMES DALLAS Withhold Against
3 CHARLES R. HOGAN Withhold Against
4 LAURALEE E. MARTIN Withhold Against
5 BILL R. SANFORD Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 27-Apr-05 27-Apr-05
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 Meeting Type Annual
TICKER SYMBOL KMB Meeting Date 28-Apr-05
ISIN Agenda 932261201 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN F. BERGSTROM Withhold Against
2 ROBERT W. DECHERD Withhold Against
3 G. CRAIG SULLIVAN Withhold Against
02 APPROVAL OF AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
GLOBAL HUMAN RIGHTS STANDARDS BASED ON
INTERNATIONAL LABOR ORGANIZATION CONVENTIONS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0 11-Apr-05 11-Apr-05
KLA-TENCOR CORPORATION
SECURITY 482480SMH Meeting Type Annual
TICKER SYMBOL KLAC Meeting Date 18-Oct-04
ISIN Agenda 932219151 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 EDWARD W. BARNHOLT Withhold Against
2 STEPHEN P. KAUFMAN Withhold Against
3 KENNETH L. SCHROEDER Withhold Against
02 TO APPROVE THE COMPANY S 2004 EQUITY INCENTIVE Mgmt For For
PLAN, INCLUDING APPROVAL OF ITS MATERIAL TERMS
AND PERFORMANCE GOALS FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M).
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 28-Sep-04 28-Sep-04
L-3 COMMUNICATIONS HOLDINGS, INC.
SECURITY 502424104 Meeting Type Annual
TICKER SYMBOL LLL Meeting Date 26-Apr-05
ISIN Agenda 932295682 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 FRANK C. LANZA
2 JOHN M. SHALIKASHVILI
3 JOHN P. WHITE
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt
INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2000 0
LABORATORY CORP. OF AMERICA HOLDINGS
SECURITY 50540R409 Meeting Type Annual
TICKER SYMBOL LH Meeting Date 18-May-05
ISIN Agenda 932306017 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS P. MAC MAHON For For
2 JEAN-LUC BELINGARD For For
3 WENDY E. LANE For For
4 R.E. MITTELSTAEDT, JR. For For
5 ARTHUR H. RUBENSTEIN For For
6 ANDREW G. WALLACE For For
7 M. KEITH WEIKEL For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS LABORATORY
CORPORATION OF AMERICA HOLDINGS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 6400 0 28-Apr-05 28-Apr-05
LAN AIRLINES
SECURITY 501723100 Meeting Type Annual
TICKER SYMBOL LFL Meeting Date 29-Apr-05
ISIN Agenda 932316272 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
Mgmt
A APPROVAL OF: COMPANY'S ANNUAL REPORT, BALANCE
SHEET AND FINANCIAL STATEMENTS FOR THE YEAR
CONCLUDED ON DECEMBER 31, 2004
B APPROVAL OF A DIVIDEND TO BE PAID NOT LESS THAN Mgmt
THE LEGAL 30% MINIMUM TO BE CHARGED TO THE 2004
PROFITS
C FIX THE DIRECTOR'S FEES FOR 2005 Mgmt
D FIX THE DIRECTORS' COMMITTEE FEES FOR 2005 AND Mgmt
DETERMINATION OF ITS BUDGET
E APPOINTMENT OF EXTERNAL AUDITORS Mgmt
F APPOINTMENT OF RATING AGENCIES Mgmt
G STATUS OF TRANSACTIONS REFERRED TO IN ARTICLE 44 Mgmt
OF ACT NO. 18,064 ON CORPORATIONS (TRANSACTIONS
HELD WITH RELATED PERSONS)
H INFORMATION ON THE PROCESSING, PRINTING AND Mgmt
MAILING COSTS OF THE INFORMATION REFERRED TO IN
ORDER NO. 1494 OF THE CHILEAN SECURITIES
AUTHORITY (SUPERINTENDENCIA DE VALORES Y
SEGUROS)
I ANY OTHER MATTER OF THE COMPANY'S INTEREST Mgmt
WHICH SHALL BE SUBMITTED TO THE ANNUAL
SHAREHOLDERS' MEETING
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0
LANCASTER COLONY CORPORATION
SECURITY 513847103 Meeting Type Annual
TICKER SYMBOL LANC Meeting Date 15-Nov-04
ISIN Agenda 932231107 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 JOHN L. BOYLAN Withhold Against
2 HENRY M. O'NEILL, JR. Withhold Against
3 ZUHEIR SOFIA Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 08-Nov-04 08-Nov-04
LANDSTAR SYSTEM, INC.
SECURITY 515098101 Meeting Type Annual
TICKER SYMBOL LSTR Meeting Date 12-May-05
ISIN Agenda 932294022 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID G. BANNISTER Withhold Against
2 JEFFREY C. CROWE Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2005.
03 TO CONSIDER APPROVAL OF AN AMENDMENT TO ARTICLE Mgmt For For
IV OF THE COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED SHARES
OF COMMON STOCK OF THE COMPANY.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 6000 0 28-Apr-05 28-Apr-05
LIBERTY MEDIA CORPORATION
SECURITY 530718105 Meeting Type Annual
TICKER SYMBOL L Meeting Date 08-Jun-05
ISIN Agenda 932336856 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID E. RAPLEY Withhold Against
2 LARRY E. ROMRELL Withhold Against
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 13000 0 26-May-05 26-May-05
LINEAR TECHNOLOGY CORPORATION
SECURITY 535678SMH Meeting Type Annual
TICKER SYMBOL LLTC Meeting Date 03-Nov-04
ISIN Agenda 932225990 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT H. SWANSON, JR. For For
2 DAVID S. LEE For For
3 LEO T. MCCARTHY For For
4 RICHARD M. MOLEY For For
5 THOMAS S. VOLPE For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 3, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 07-Oct-04 07-Oct-04
LSI LOGIC CORPORATION
SECURITY 502161SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 12-May-05
ISIN Agenda 932296848 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILFRED J. CORRIGAN For For
2 JAMES H. KEYES For For
3 MALCOLM R. CURRIE For For
4 T.Z. CHU For For
5 R. DOUGLAS NORBY For For
6 MATTHEW J. O'ROURKE For For
7 GREGORIO REYES For For
8 LARRY W. SONSINI For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005
FISCAL YEAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 28-Apr-05 28-Apr-05
M.D.C. HOLDINGS, INC.
SECURITY 552676108 Meeting Type Annual
TICKER SYMBOL MDC Meeting Date 21-Apr-05
ISIN Agenda 932266706 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 GILBERT GOLDSTEIN Withhold Against
2 WILLIAM B. KEMPER Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 5000 0 22-Mar-05 22-Mar-05
MANULIFE FINANCIAL CORPORATION
SECURITY 56501R106 Meeting Type Annual
TICKER SYMBOL MFC Meeting Date 05-May-05
ISIN Agenda 932271303 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 KEVIN E. BENSON For For
2 JOHN M. CASSADAY For For
3 LINO J. CELESTE For For
4 GAIL C. A. COOK-BENNETT For For
5 DOMINIC D'ALESSANDRO For For
6 THOMAS P. D'AQUINO For For
7 RICHARD B. DEWOLFE For For
8 ROBERT E. DINEEN, JR. For For
9 PIERRE Y. DUCROS For For
10 ALLISTER P. GRAHAM For For
11 THOMAS E. KIERANS For For
12 LORNA R. MARSDEN For For
13 ARTHUR R. SAWCHUK For For
14 HUGH W. SLOAN, JR. For For
15 GORDON G. THIESSEN For For
16 MICHAEL H. WILSON For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
04 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2360 0 27-Apr-05 27-Apr-05
MARATHON OIL CORPORATION
SECURITY 565849106 Meeting Type Annual
TICKER SYMBOL MRO Meeting Date 27-Apr-05
ISIN Agenda 932274638 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SHIRLEY ANN JACKSON** Withhold Against
2 PHILIP LADER** Withhold Against
3 SETH E. SCHOFIELD** Withhold Against
4 DOUGLAS C. YEARLEY** Withhold Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shr For Against
OF DIRECTORS
04 STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY A Shr Against For
MAJORITY VOTE
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3500 0 12-Apr-05 12-Apr-05
MARSHALL & ILSLEY CORPORATION
SECURITY 571834RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932275983 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANDREW N. BAUR Withhold Against
2 JOHN W. DANIELS, JR. Withhold Against
3 JOHN A. MELLOWES Withhold Against
4 ROBERT J. O'TOOLE Withhold Against
5 JOHN S. SHIELY Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO AUDIT THE FINANCIAL STATEMENTS OF
MARSHALL & ILSLEY CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 11-Apr-05 11-Apr-05
MAVERICK TUBE CORPORATION
SECURITY 577914104 Meeting Type Annual
TICKER SYMBOL MVK Meeting Date 16-May-05
ISIN Agenda 932304277 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. ROBERT BUNCH For For
2 GERALD HAGE For For
3 DAVID H. KENNEDY For For
4 WAYNE P. MANG For For
5 PAUL MCDERMOTT For For
6 C. ADAMS MOORE For For
02 APPROVAL OF SECOND AMENDED AND RESTATED 2004 Mgmt For For
OMNIBUS INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 28-Apr-05 28-Apr-05
MAXIM INTEGRATED PRODUCTS, INC.
SECURITY 57772KSMH Meeting Type Special
TICKER SYMBOL MXIM Meeting Date 17-Sep-04
ISIN Agenda 932217397 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 RATIFICATION AND APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 1996 STOCK
INCENTIVE PLAN TO (A) INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY
13,000,000 SHARES FROM 104,600,000 SHARES TO
117,600,000 SHARES AND (B) REQUIRE THAT ALL STOCK
OPTIONS BE GRANTED WITH AN EXERCISE PRICE NO
LESS THAN 100% OF THE FAIR MARKET VALUE OF THE
COMMON STOCK.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 30-Aug-04 30-Aug-04
MAXIM INTEGRATED PRODUCTS, INC.
SECURITY 57772KSMH Meeting Type Annual
TICKER SYMBOL MXIM Meeting Date 18-Nov-04
ISIN Agenda 932232642 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES R. BERGMAN For For
2 JOHN F. GIFFORD For For
3 B. KIPLING HAGOPIAN For For
4 M.D. SAMPELS For For
5 A.R. FRANK WAZZAN For For
02 TO RATIFY AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 1987 EMPLOYEE
STOCK PARTICIPATION PLAN, INCLUDING THE INCREASE
IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 1,500,000 SHARES FROM 15,051,567
SHARES TO 16,551,567 SHARES.
03 TO RATIFY THE RETENTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JUNE 25, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 08-Nov-04 08-Nov-04
MCDONALD'S CORPORATION
SECURITY 580135101 Meeting Type Annual
TICKER SYMBOL MCD Meeting Date 11-May-05
ISIN Agenda 932291711 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HALL ADAMS, JR. Withhold Against
2 CARY D. MCMILLAN Withhold Against
3 MICHAEL J. ROBERTS Withhold Against
4 JAMES A. SKINNER Withhold Against
5 ANNE-MARIE SLAUGHTER Withhold Against
02 APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
GENETIC ENGINEERING OF FOOD AND SEED
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 25300 0 20-Apr-05 20-Apr-05
MDU RESOPURCES GROUP, INC.
SECURITY 552690109 Meeting Type Annual
TICKER SYMBOL MDU Meeting Date 26-Apr-05
ISIN Agenda 932266275 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 THOMAS EVERIST Withhold Against
2 PATRICIA L. MOSS Withhold Against
3 ROBERT L. NANCE Withhold Against
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2005
03 REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE 1997 EXECUTIVE
LONG-TERM INCENTIVE PLAN
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5250 0 11-Apr-05 11-Apr-05
MEDTRONIC, INC.
SECURITY 585055106 Meeting Type Annual
TICKER SYMBOL MDT Meeting Date 26-Aug-04
ISIN Agenda 932209326 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 WILLIAM R BRODY MD PHD Withhold Against
2 ARTHUR D COLLINS JR Withhold Against
3 ANTONIO M GOTTO JR MD Withhold Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER Shr Against For
PROPOSAL REGARDING ELIMINATION OF CHARITABLE
CONTRIBUTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 26-Jul-04 26-Jul-04
MELLON FINANCIAL CORPORATION
SECURITY 58551ARKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-Apr-05
ISIN Agenda 932273244 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RUTH E. BRUCH Withhold Against
2 STEVEN G. ELLIOTT Withhold Against
3 EDMUND F. KELLY Withhold Against
4 ROBERT MEHRABIAN Withhold Against
5 WESLEY W. VON SCHACK Withhold Against
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 28-Mar-05 28-Mar-05
MERCK & CO., INC.
SECURITY 589331107 Meeting Type Annual
TICKER SYMBOL MRK Meeting Date 26-Apr-05
ISIN Agenda 932226205 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROCHELLE B. LAZARUS Withhold Against
2 WILLIAM G. BOWEN Withhold Against
3 RAYMOND V. GILMARTIN Withhold Against
4 THOMAS E. SHENK Withhold Against
5 ANNE M. TATLOCK Withhold Against
6 SAMUEL O. THIER Withhold Against
7 WENDELL P. WEEKS Withhold Against
8 PETER C. WENDELL Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A
VOTE "AGAINST" ITEMS 3 THROUGH 9.
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shr Against For
AWARDS.
04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING Shr Against For
NON-DEDUCTIBLE EXECUTIVE COMPENSATION TO
SHAREHOLDER VOTE
05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shr Against For
ANIMAL-BASED TEST METHODS
06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING Shr Against For
THE ROLES OF BOARD CHAIR AND CEO
07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY OF Shr Against For
COMPANY PRODUCTS TO CANADIAN WHOLESALERS
08 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr For For
SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES
09 STOCKHOLDER PROPOSAL CONCERNING A REPORT Shr Against For
RELATED TO THE GLOBAL HIV\AIDS-TB-MALARIA
PANDEMICS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 30000 0 20-Apr-05 20-Apr-05
MEXICO FUND, INC.
SECURITY 592835102 Meeting Type Annual
TICKER SYMBOL MXF Meeting Date 09-Mar-05
ISIN Agenda 932262164 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EUGENIO CLARIOND Withhold Against
2 EMILIO CARRILLO GAMBOA Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 22226 0 07-Mar-05 07-Mar-05
MICRON TECHNOLOGY, INC.
SECURITY 595112SMH Meeting Type Annual
TICKER SYMBOL MU Meeting Date 18-Nov-04
ISIN Agenda 932233884 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEVEN R. APPLETON For For
2 JAMES W. BAGLEY For For
3 RONALD C. FOSTER For For
4 ROBERT A. LOTHROP For For
5 THOMAS T. NICHOLSON For For
6 GORDON C. SMITH For For
7 WILLIAM P. WEBER For For
02 PROPOSAL BY THE COMPANY TO APPROVE AN Mgmt For For
AMENDMENT TO THE COMPANY S 1989 EMPLOYEE STOCK
PURCHASE PLAN INCREASING THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 4,000,000
03 PROPOSAL BY THE COMPANY TO APPROVE 2004 EQUITY Mgmt For For
INCENTIVE PLAN WITH 14,000,000 SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER
04 PROPOSAL BY THE COMPANY TO APPROVE THE Mgmt For For
EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN
05 PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2005
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 08-Nov-04 08-Nov-04
MICROSOFT CORPORATION
SECURITY 594918104 Meeting Type Annual
TICKER SYMBOL MSFT Meeting Date 09-Nov-04
ISIN Agenda 932226067 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM H. GATES III For For
2 STEVEN A. BALLMER For For
3 JAMES I. CASH JR. For For
4 RAYMOND V. GILMARTIN For For
5 A. MCLAUGHLIN KOROLOGOS For For
6 DAVID F. MARQUARDT For For
7 CHARLES H. NOSKI For For
8 HELMUT PANKE For For
9 JON A. SHIRLEY For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Mgmt For For
PLAN AND THE 1991 STOCK OPTION PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK
OPTION PLAN FOR NON-EMPLOYEE DIRECTORS AND THE
STOCK OPTION PLAN FOR CONSULTANTS AND ADVISORS
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN
05 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 6500 0 07-Oct-04 07-Oct-04
4056503 91B 23000 0 07-Oct-04 07-Oct-04
MOODY'S CORPORATION
SECURITY 615369105 Meeting Type Annual
TICKER SYMBOL MCO Meeting Date 26-Apr-05
ISIN Agenda 932281176 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
I DIRECTOR Mgmt
Vote is Contrary to Policy
1 ROBERT R. GLAUBER Withhold Against
2 CONNIE MACK Withhold Against
3 NANCY S. NEWCOMB Withhold Against
II APPROVAL OF AMENDMENT TO MOODY'S CORPORATION'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400 MILLION TO 1 BILLION
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 8000 0 11-Apr-05 11-Apr-05
MORGAN STANLEY ASIA-PACIFIC FUND, IN
SECURITY 61744U106 Meeting Type Annual
TICKER SYMBOL APF Meeting Date 21-Jun-05
ISIN Agenda 932357470 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 JOSEPH J. KEARNS Withhold Against
2 MICHAEL NUGENT Withhold Against
3 FERGUS REID Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 46000 0 31-May-05 31-May-05
MULTIMEDIA GAMES, INC.
SECURITY 625453105 Meeting Type Annual
TICKER SYMBOL MGAM Meeting Date 02-Mar-05
ISIN Agenda 832260134 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS W. SARNOFF For For
2 CLIFTON E. LIND For For
3 MICHAEL J. MAPLES, SR. For For
4 ROBERT D. REPASS For For
5 JOHN M. WINKELMAN For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Mgmt For For
THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0 11-Feb-05 11-Feb-05
MYLAN LABORATORIES INC.
SECURITY 628530107 Meeting Type Annual
TICKER SYMBOL MYL Meeting Date 30-Jul-04
ISIN Agenda 932202663 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MILAN PUSKAR For For
2 ROBERT J. COURY For For
3 WENDY CAMERON For For
4 LAURENCE S. DELYNN For For
5 DOUGLAS J. LEECH For For
6 JOSEPH C. MAROON, M.D. For For
7 ROD PIATT For For
8 PATRICIA A. SUNSERI For For
9 C.B. TODD For For
10 R.L. VANDERVEEN, PH.D. For For
11 STUART A. WILLIAMS, ESQ For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 1500 0 26-Jul-04 26-Jul-04
MYLAN LABORATORIES INC.
SECURITY 628530PPH Meeting Type Annual
TICKER SYMBOL MYL Meeting Date 30-Jul-04
ISIN Agenda 932203160 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MILAN PUSKAR For For
2 ROBERT J. COURY For For
3 WENDY CAMERON For For
4 LAURENCE S. DELYNN For For
5 DOUGLAS J. LEECH For For
6 JOSEPH C. MAROON, M.D. For For
7 ROD PIATT For For
8 PATRICIA A. SUNSERI For For
9 C.B. TODD For For
10 R.L. VANDERVEEN, PH.D. For For
11 STUART A. WILLIAMS, ESQ For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 26-Jul-04 26-Jul-04
NABORS INDUSTRIES LTD.
SECURITY G6359FOIH Meeting Type Annual
TICKER SYMBOL Meeting Date 07-Jun-05
ISIN Agenda 932328126 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANTHONY G. PETRELLO Withhold Against
2 MYRON M. SHEINFELD Withhold Against
3 MARTIN J. WHITMAN Withhold Against
Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
AUDITORS' REMUNERATION.
03 AMENDMENT TO AMENDED AND RESTATED BYE-LAWS TO Mgmt For For
REQUIRE SHAREHOLDER APPROVAL OF CERTAIN
DISPOSITIONS OF COMPANY'S ASSETS.
04 AMENDMENT TO 2003 EMPLOYEE STOCK PLAN TO MAKE Mgmt For For
NONEMPLOYEE DIRECTORS ELIGIBLE PARTICIPANTS.
05 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr Against For
TO ADOPT A POLICY THAT A SIGNIFICANT AMOUNT OF
FUTURE STOCK GRANTS TO SENIOR EXECUTIVES BE
PERFORMANCE BASED.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 20-May-05 20-May-05
NATIONAL CITY CORPORATION
SECURITY 635405RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932272709 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.E. BARFIELD For For
2 J.S. BROADHURST For For
3 C.M. CONNOR For For
4 D.A. DABERKO For For
5 J.T. GORMAN For For
6 B.P. HEALY For For
7 S.C. LINDNER For For
8 P.A. ORMOND For For
9 R.A. PAUL For For
10 G.L. SHAHEEN For For
11 J.S. THORNTON For For
12 M. WEISS For For
02 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 12-Apr-05 12-Apr-05
NATIONAL COMMERCE FINANCIAL CORP.
SECURITY 63545P104 Meeting Type Special
TICKER SYMBOL NCF Meeting Date 15-Sep-04
ISIN Agenda 932213301 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 7, 2004, BY AND BETWEEN SUNTRUST
BANKS, INC. AND NATIONAL COMMERCE FINANCIAL
CORPORATION (THE MERGER AGREEMENT ), AS
DESCRIBED IN THE JOINT PROXY STATEMENT-
PROSPECTUS AND THE MERGER AGREEMENT.
02 TO ADJOURN OR POSTPONE THE NCF SPECIAL MEETING, Mgmt For For
IF NECESSARY, FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3500 0 30-Aug-04 30-Aug-04
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 Meeting Type Annual
TICKER SYMBOL NFG Meeting Date 17-Feb-05
ISIN Agenda 932251678 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 ROBERT T. BRADY* Withhold Against
2 ROLLAND E. KIDDER* Withhold Against
3 RICHARD G. REITEN** Withhold Against
4 CRAIG G. MATTHEWS** Withhold Against
02 APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 ADOPTION OF, IF PRESENTED AT THE MEETING, A Shr Against For
SHAREHOLDER PROPOSAL.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 10000 0 04-Jan-05 04-Jan-05
NATIONAL SEMICONDUCTOR CORPORATION
SECURITY 637640SMH Meeting Type Annual
TICKER SYMBOL NSM Meeting Date 01-Oct-04
ISIN Agenda 932218945 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BRIAN L. HALLA For For
2 STEVEN R. APPLETON For For
3 GARY P. ARNOLD For For
4 RICHARD J. DANZIG For For
5 ROBERT J. FRANKENBERG For For
6 E. FLOYD KVAMME For For
7 MODESTO A. MAIDIQUE For For
8 EDWARD R. MCCRACKEN For For
02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Mgmt For For
03 TO APPROVE THE ADOPTION OF THE EXECUTIVE OFFICER Mgmt For For
INCENTIVE PLAN, AS AMENDED.
04 TO APPROVE THE ADOPTION OF THE 2005 EXECUTIVE Mgmt For For
OFFICER EQUITY PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 30-Aug-04 30-Aug-04
NATIONAL-OILWELL, INC.
SECURITY 637071OIH Meeting Type Special
TICKER SYMBOL NFG Meeting Date 11-Mar-05
ISIN Agenda 932261960 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 TO APPROVE THE ADOPTION OF THE AMENDED AND Mgmt For For
RESTATED AGREEMENT AND PLAN OF MERGER,
EFFECTIVE AS OF AUGUST 11, 2004, BETWEEN
NATIONAL- OILWELL, INC. AND VARCO INTERNATIONAL,
INC. AS AMENDED PRIOR TO THE SPECIAL MEETING, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE NATIONAL OILWELL VARCO LONG-TERM Mgmt For For
INCENTIVE PLAN, SUBJECT TO COMPLETION OF THE
MERGER CONTEMPLATED BY THE AMENDED AND
RESTATED AGREEMENT AND PLAN OF MERGER,
EFFECTIVE AS OF AUGUST 11, 2004, BETWEEN
NATIONAL-OILWELL, INC. AND VARCO INTERNATIONAL,
INC. AS AMENDED PRIOR TO THE SPECIAL MEETING.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, FOR ANY REASON, INCLUDING TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSALS.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 11-Feb-05 11-Feb-05
NESTLE S.A.
SECURITY 641069406 Meeting Type Annual
TICKER SYMBOL NSRGY Meeting Date 14-Apr-05
ISIN Agenda 932281241 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
1A APPROVAL OF THE 2004 ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF NESTLE S.A.
1B APPROVAL OF 2004 CONSOLIDATED ACCOUNTS OF THE Mgmt For For
NESTLE GROUP.
02 APPROVAL OF THE RELEASE OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT.
03 APPROVAL OF THE DECISION ON THE APPROPRIATION OF Mgmt For For
PROFITS RESULTING FROM THE BALANCE SHEET OF
NESTLE S.A.
4A PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For
ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS,
RELATING TO THE ORGANIZATION OF THE BOARD OF
DIRECTORS (AMENDMENT TO ARTICLE 24 PARA.1).
4B PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For
ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS,
RELATING TO THE TERM OF OFFICE AND ELECTION OF
THE BOARD OF DIRECTORS (AMENDMENT TO ARTICLE 23
PARA.S 1 AND 2).
4C PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against For
ASSOCIATION SUBMITTED BY CERTAIN SHAREHOLDERS
(AMENDMENT TO ARTICLE 20).
05 APPROVAL OF THE ELECTION TO THE BOARD OF Mgmt Against Against
DIRECTORS, AS SET FORTH IN THE COMPANY'S
INVITATION TO THE GENERAL MEETING.
06 APPROVAL OF THE ELECTION OF THE AUDITORS, AS SET Mgmt For For
FORTH IN THE COMPANY'S INVITATION TO THE GENERAL
MEETING.
07 MARK THE "FOR" BOX AT RIGHT IF YOU WISH TO GIVE Mgmt
A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR.
JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN
THE COMPANY'S INVITATION).
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 12300 0 31-Mar-05 31-Mar-05
NEW CENTURY FINANCIAL CORPORATION
SECURITY 64352D101 Meeting Type Annual
TICKER SYMBOL NCEN Meeting Date 15-Sep-04
ISIN Agenda 932216179 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER DATED AS OF APRIL 21, 2004, BY AND AMONG
THE COMPANY, NEW CENTURY REIT, INC. AND
NC MERGER SUB, INC., WHICH WILL IMPLEMENT THE
RESTRUCTURING OF THE COMPANY TO ALLOW THE
COMPANY TO QUALIFY AS A REAL ESTATE INVESTMENT
TRUST, OR REIT, FOR U.S. FEDERAL INCOME
TAX PURPOSES.
Vote is Contrary to Policy
02 DIRECTOR Mgmt
1 FREDRIC J. FORSTER Withhold Against
2 EDWARD F. GOTSCHALL Withhold Against
3 RICHARD A. ZONA Withhold Against
03 TO APPROVE THE PROPOSED NEW CENTURY FINANCIAL Mgmt For For
CORPORATION 2004 PERFORMANCE INCENTIVE PLAN,
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT/PROSPECTUS.
04 TO RATIFY KPMG LLP S APPOINTMENT AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2004.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 30-Aug-04 30-Aug-04
NEW CENTURY FINANCIAL CORPORATION
SECURITY 6435EV108 Meeting Type Annual
TICKER SYMBOL NEW Meeting Date 17-May-05
ISIN Agenda 932293880 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARILYN A. ALEXANDER Withhold Against
2 HAROLD A. BLACK. PH.D. Withhold Against
3 BRAD A. MORRICE Withhold Against
4 MICHAEL M. SACHS Withhold Against
02 TO APPROVE THE AMENDMENT TO THE NEW CENTURY Mgmt For For
FINANCIAL CORPORATION 2004 PERFORMANCE
INCENTIVE PLAN, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO RATIFY KPMG LLP'S APPOINTMENT AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 5000 0 28-Apr-05 28-Apr-05
NEWMONT MINING CORPORATION
SECURITY 651639106 Meeting Type Annual
TICKER SYMBOL NEM Meeting Date 27-Apr-05
ISIN Agenda 932281708 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 G.A. BARTON
2 V.A. CALARCO
3 M.S. HAMSON
4 L.I. HIGDON, JR.
5 P. LASSONDE
6 R.J. MILLER
7 W.W. MURDY
8 R.A. PLUMBRIDGE
9 J.B. PRESCOTT
10 D.C. ROTH
11 S. SCHULICH
12 J.V. TARANIK
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt
03 APPROVE 2005 STOCK INCENTIVE PLAN Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 9000 0
NEWS CORPORATION
SECURITY 65248E203 Meeting Type Special
TICKER SYMBOL NWS Meeting Date 30-Jun-05
ISIN Agenda 932359955 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 PROPOSED ADOPTION OF THE 2005 LONG-TERM Mgmt For For
INCENTIVE PLAN
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 45000 0 03-Jun-05 03-Jun-05
NIPPON TELGRAPH & TELEPHONE CORPORA
SECURITY 654624105 Meeting Type Annual
TICKER SYMBOL NTT Meeting Date 28-Jun-05
ISIN Agenda 932364146 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 APPROVAL OF PROPOSED APPROPRIATION OF Mgmt For For
UNAPPROPRIATED RETAINED EARNINGS FOR THE 20TH
FISCAL YEAR ENDED MARCH 31, 2005.
02 REPURCHASE OF OWN SHARES. Mgmt For For
03 DIRECTOR Mgmt
Vote is Contrary to Policy
1 SATOSHI MIURA Withhold Against
2 AKIRA ARIMA Withhold Against
3 KIYOSHI KOUSAKA Withhold Against
04 ELECTION OF A CORPORATE AUDITOR. Mgmt For For
05 PRESENTATION OF RETIREMENT ALLOWANCE TO Mgmt For For
RETIRING DIRECTORS AND A CORPORATE AUDITOR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 11000 0 13-Jun-05 13-Jun-05
NOBLE CORPORATION
SECURITY G65422OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 28-Apr-05
ISIN Agenda 932281304 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LAWRENCE J. CHAZEN Withhold Against
2 MARY P. RICCIARDELLO Withhold Against
3 WILLIAM A. SEARS* Withhold Against
02 APPROVAL OF ADOPTION OF SPECIAL RESOLUTION OF Mgmt For For
MEMBERS TO AMEND ARTICLES OF ASSOCIATION TO
INCREASE DIRECTOR RETIREMENT AGE.
03 APPROVAL OF THE PROPOSAL REGARDING THE AMENDED Mgmt For For
AND RESTATED NOBLE CORPORATION 1992
NONQUALIFIED STOCK OPTION PLAN FOR NON-
EMPLOYEE DIRECTORS.
04 APPROVAL OF THE PROPOSAL TO AMEND THE NOBLE Mgmt For For
CORPORATION EQUITY COMPENSATION PLAN FOR NON-
EMPLOYEE DIRECTORS.
05 APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 31-Mar-05 31-Mar-05
NOKIA CORPORATION
SECURITY 654902EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 07-Apr-05
ISIN Agenda 932245067 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
02 APPROVAL OF THE INCOME STATEMENTS AND THE Mgmt For For
BALANCE SHEET.
03 APPROVAL OF A PROPOSAL TO THE ANNUAL GENERAL Mgmt For For
MEETING OF A DIVIDEND OF EUR 0.33 PER SHARE.
04 DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS, AND THE PRESIDENT, FROM
LIABILITY.
06 PROPOSAL ON THE COMPOSITION OF THE BOARD AS Mgmt For For
PROPOSED BY THE CORPORATE GOVERNANCE AND
NOMINATION COMMITTEE.
07 DIRECTORS Mgmt
1 PAUL J. COLLINS For For
2 GEORG EHRNROOTH For For
3 BENGT HOLMSTROM For For
4 PER KARLSSON For For
5 JORMA OLLILA For For
6 MARJORIE SCARDINO For For
7 VESA VAINIO For For
8 ARNE WESSBERG For For
9 DAN HESSE For For
10 EDOUARD MICHELIN For For
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt
AUDITOR. AS THE AUDITORS FOR FISCAL YEAR 2005.
09 APPROVAL OF THE RE-ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR
FISCAL YEAR 2005.
10 APPROVAL OF THE PROPOSAL TO GRANT STOCK OPTIONS Mgmt For For
TO SELECTED PERSONNEL OF THE COMPANY.
11 APPROVAL OF THE PROPOSAL OF THE BOARD TO Mgmt For For
REDUCE THE SHARE CAPITAL THROUGH CANCELLATION
OF NOKIA SHARES HELD BY COMPANY.
12 AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE Mgmt For For
CAPITAL OF THE COMPANY.
13 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Mgmt For For
SHARES.
14 AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA Mgmt For For
SHARES HELD BY THE COMPANY.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA'S Mgmt No Action
LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON
YOUR BEHALF ONLY UPON ITEM 15.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 07-Mar-05 07-Mar-05
NORDIC AMERICAN TANKER SHIPPING LIMI
SECURITY G65773106 Meeting Type Annual
TICKER SYMBOL NAT Meeting Date 20-Jun-05
ISIN Agenda 932365326 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HERBJORN HANSSON For For
2 TORBJORN GLADSO For For
3 SIR DAVID GIBBONS For For
4 GEORGE C. LODGE For For
5 ANDREAS OVE UGLAND For For
6 ANDREW W. MARCH For For
7 PAUL J. HOPKINS For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 13-Jun-05 13-Jun-05
NORTEL NETWORKS CORPORATION
SECURITY 656568102 Meeting Type Annual
TICKER SYMBOL NT Meeting Date 29-Jun-05
ISIN Agenda 932339092 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JALYNN H. BENNETT
2 DR. MANFRED BISCHOFF
3 ROBERT E. BROWN
4 JOHN E. CLEGHORN
5 HON. JAMES B. HUNT, JR.
6 ROBERT A. INGRAM
7 JOHN A. MACNAUGHTON
8 HON. JOHN P. MANLEY
9 RICHARD D. MCCORMICK
10 RONALD W. OSBORNE
11 WILLIAM A. OWENS
12 HARRY J. PEARCE
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt
INDEPENDENT AUDITORS.
3 THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE Mgmt
PLAN, THE NORTEL GLOBAL STOCK PURCHASE PLAN,
AND THE NORTEL STOCK PURCHASE PLAN FOR
MEMBERS OF THE NORTEL SAVINGS AND RETIREMENT
PROGRAM.
4 THE ADOPTION OF THE NORTEL 2005 STOCK INCENTIVE Mgmt
PLAN. INCENTIVE PLAN.
5 SHAREHOLDER PROPOSAL NO. 1 Shr
6 SHAREHOLDER PROPOSAL NO. 2 Shr
7 SHAREHOLDER PROPOSAL NO. 3 Shr
8 SHAREHOLDER PROPOSAL NO. 4 Shr
9 SHAREHOLDER PROPOSAL NO. 5 Shr
010 SHAREHOLDER PROPOSAL NO. 6 Shr
011 SHAREHOLDER PROPOSAL NO. 7 Shr
012 SHAREHOLDER PROPOSAL NO. 8 Shr
013 SHAREHOLDER PROPOSAL NO. 9 Shr
014 SHAREHOLDER PROPOSAL NO. 10 Shr
015 SHAREHOLDER PROPOSAL NO. 11 Shr
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 110000 0
NORTH AMERICAN PALLADIUM LTD.
SECURITY 656912102 Meeting Type Annual
TICKER SYMBOL PAL Meeting Date 25-May-05
ISIN Agenda 932288776 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
A DIRECTOR Mgmt
1 MICHAEL P. AMSDEN For For
2 ANDRE J. DOUCHANE For For
3 LOUIS J. FOX For For
4 STEVEN R. BERLIN For For
5 JAMES D. EXCELL For For
6 GREGORY J. VAN STAVEREN For For
B THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 30000 0 03-May-05 03-May-05
NORTHERN TRUST CORPORATION
SECURITY 656859RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-Apr-05
ISIN Agenda 932274587 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DUANE L. BURNHAM For For
2 SUSAN CROWN For For
3 ROBERT A. HELMAN For For
4 DIPAK C. JAIN For For
5 ARTHUR L. KELLY For For
6 ROBERT C. MCCORMACK For For
7 EDWARD J. MOONEY For For
8 WILLIAM A. OSBORN For For
9 JOHN W. ROWE For For
10 HAROLD B. SMITH For For
11 WILLIAM D. SMITHBURG For For
12 CHARLES A. TRIBBETT III For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 28-Mar-05 28-Mar-05
NOVASTAR FINANCIAL, INC.
SECURITY 669947400 Meeting Type Annual
TICKER SYMBOL NFI Meeting Date 20-May-05
ISIN Agenda 932290442 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SCOTT F. HARTMAN Withhold Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 03-May-05 03-May-05
NOVELLUS SYSTEMS, INC.
SECURITY 670008SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 29-Apr-05
ISIN Agenda 932274208 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD S. HILL For For
2 NEIL R. BONKE For For
3 YOUSSEF A. EL-MANSY For For
4 J. DAVID LITSTER For For
5 YOSHIO NISHI For For
6 GLEN G. POSSLEY For For
7 ANN D. RHOADS For For
8 WILLIAM R. SPIVEY For For
9 DELBERT A. WHITAKER For For
02 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY'S 2001 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 6,360,000
SHARES TO 10,860,000 SHARES.
03 PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY'S AMENDED AND RESTATED 1992
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER FROM 4,900,000 SHARES TO
5,900,000 SHARES.
04 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 27-Apr-05 27-Apr-05
NSTAR
SECURITY 67019E107 Meeting Type Annual
TICKER SYMBOL NST Meeting Date 28-Apr-05
ISIN Agenda 932299236 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 CHARLES K. GIFFORD Withhold Against
2 PAUL A. LA CAMERA Withhold Against
3 SHERRY H. PENNEY Withhold Against
4 WILLIAM C. VAN FAASEN Withhold Against
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005.
03 TO AMEND SECTION 28 OF THE COMPANY'S DECLARATION Mgmt For For
OF TRUST TO INCREASE THE NUMBER OF THE
COMPANY'S AUTHORIZED COMMON SHARES FROM
100,000,000 TO 200,000,000.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 27-Apr-05 27-Apr-05
NUCOR CORPORATION
SECURITY 670346105 Meeting Type Annual
TICKER SYMBOL NUE Meeting Date 12-May-05
ISIN Agenda 932280427 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER C. BROWNING Withhold Against
2 VICTORIA F. HAYNES Withhold Against
3 THOMAS A. WALTERMIRE Withhold Against
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2005
03 APPROVE THE AMENDMENT TO NUCOR'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION INCREASING ITS
AUTHORIZED COMMON STOCK FROM 200,000,000
SHARES TO 400,000,000 SHARES
04 APPROVE THE 2005 STOCK OPTION AND AWARD PLAN Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 28-Apr-05 28-Apr-05
OMI CORPORATION
SECURITY Y6476W104 Meeting Type Annual
TICKER SYMBOL OMM Meeting Date 19-May-05
ISIN Agenda 932315307 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 ROBERT BUGBEE Withhold Against
2 JAMES N. HOOD Withhold Against
3 PHILIP J. SHAPIRO Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 19500 0 03-May-05 03-May-05
OMNICARE, INC
SECURITY 681904108 Meeting Type Annual
TICKER SYMBOL OCR Meeting Date 17-May-05
ISIN Agenda 932307855 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD L. HUTTON For For
2 JOEL F. GEMUNDER For For
3 JOHN T. CROTTY For For
4 CHARLES H. ERHART, JR. For For
5 DAVID W. FROESEL, JR. For For
6 SANDRA E. LANEY For For
7 A.R. LINDELL, DNSC, RN For For
8 JOHN H. TIMONEY For For
9 AMY WALLMAN For For
02 TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 3000 0 28-Apr-05 28-Apr-05
OMNIVISION TECHNOLOGIES, INC.
SECURITY 682128103 Meeting Type Annual
TICKER SYMBOL OVTI Meeting Date 28-Sep-04
ISIN Agenda 932220421 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 SHAW HONG Withhold Against
2 EDWARD C.V. WINN Withhold Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING APRIL 30, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 08-Sep-04 08-Sep-04
ONEOK, INC.
SECURITY 682680103 Meeting Type Annual
TICKER SYMBOL OKE Meeting Date 19-May-05
ISIN Agenda 932301283 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES C. DAY* Withhold Against
2 DAVID L. KYLE* Withhold Against
3 BERT H. MACKIE* Withhold Against
4 MOLLIE B. WILLIFORD* Withhold Against
5 EDUARDO A. RODRIGUEZ** Withhold Against
02 TO APPROVE THE ONEOK, INC. EQUITY COMPENSATION Mgmt For For
PLAN.
03 TO APPROVE AN AMENDMENT TO THE ONEOK, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR OF THE CORPORATION FOR THE
2005 FISCAL YEAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 28000 0 09-May-05 09-May-05
OVERSEAS SHIPHOLDING GROUP, INC.
SECURITY 690368105 Meeting Type Annual
TICKER SYMBOL OSG Meeting Date 07-Jun-05
ISIN Agenda 932336325 - Management
- -----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MORTEN ARNTZEN For For
2 OUDI RECANATI For For
3 G. ALLEN ANDREAS III For For
4 ALAN R. BATKIN For For
5 THOMAS B. COLEMAN For For
6 CHARLES A. FRIBOURG For For
7 STANLEY KOMAROFF For For
8 SOLOMON N. MERKIN For For
9 JOEL I. PICKET For For
10 ARIEL RECANATI For For
11 THOMAS F. ROBARDS For For
12 MICHAEL J. ZIMMERMAN For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 9000 0 20-May-05 20-May-05
PACIFICARE HEALTH SYSTEMS, INC.
SECURITY 695112102 Meeting Type Annual
TICKER SYMBOL PHS Meeting Date 19-May-05
ISIN Agenda 932315775 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 AIDA ALVAREZ For For
2 BRADLEY C. CALL For For
3 TERRY O. HARTSHORN For For
4 DOMINIC NG For For
5 HOWARD G. PHANSTIEL For For
6 WARREN E. PINCKERT II For For
7 DAVID A. REED For For
8 CHARLES R. RINEHART For For
9 LINDA ROSENSTOCK For For
10 LLOYD E. ROSS For For
02 APPROVAL OF THE PACIFICARE HEALTH SYSTEMS, INC. Mgmt For For
2005 EQUITY INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP. Mgmt For For
AS INDEPENDENT AUDITORS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0 03-May-05 03-May-05
PEDIATRIX MEDICAL GROUP, INC.
SECURITY 705324101 Meeting Type Annual
TICKER SYMBOL PDX Meeting Date 06-May-05
ISIN Agenda 932301384 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CESAR L. ALVAREZ For For
2 WALDEMAR A. CARLO, M.D. For For
3 MICHAEL B. FERNANDEZ For For
4 ROGER K. FREEMAN, M.D. For For
5 PAUL G. GABOS For For
6 ROGER J. MEDEL M.D. For For
7 LAWRENCE M. MULLEN For For
8 ENRIQUE J. SOSA, PH. D. For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 8000 0 27-Apr-05 27-Apr-05
PEPSICO, INC.
SECURITY 713448108 Meeting Type Annual
TICKER SYMBOL PEP Meeting Date 04-May-05
ISIN Agenda 932284754 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.F. AKERS For For
2 R.E. ALLEN For For
3 R.L. HUNT For For
4 A.C. MARTINEZ For For
5 I.K. NOOYI For For
6 S.S REINEMUND For For
7 S.P. ROCKEFELLER For For
8 J.J. SCHIRO For For
9 F.A. THOMAS For For
10 C.M. TRUDELL For For
11 S.D. TRUJILLO For For
12 D. VASELLA For For
02 APPROVAL OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 11-Apr-05 11-Apr-05
PFIZER INC.
SECURITY 717081103 Meeting Type Annual
TICKER SYMBOL PFE Meeting Date 28-Apr-05
ISIN Agenda 932269423 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL S. BROWN For For
2 M. ANTHONY BURNS For For
3 ROBERT N. BURT For For
4 W. DON CORNWELL For For
5 WILLIAM H. GRAY III For For
6 CONSTANCE J. HORNER For For
7 WILLIAM R. HOWELL For For
8 STANLEY O. IKENBERRY For For
9 GEORGE A. LORCH For For
10 HENRY A. MCKINNELL For For
11 DANA G. MEAD For For
12 RUTH J. SIMMONS For For
13 WILLIAM C. STEERE, JR. For For
14 JEAN-PAUL VALLES For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING Shr Against For
TO TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For
A REPORT ON INCREASING ACCESS
TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING Shr Against For
TO IMPORTATION OF PRESCRIPTION
DRUGS.
06 SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS.
07 SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PRODUCT AVAILABILITY IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE SEPARATION OF THE ROLES
OF CHAIR AND CEO AND ACCESS TO
PHARMACEUTICAL PRODUCTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 116000 0 31-Mar-05 31-Mar-05
PIPER JAFFRAY COMPANIES
SECURITY 724078RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 27-Apr-05
ISIN Agenda 932277139 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTORS Mgmt
1 MICHAEL R. FRANCIS Withhold Against
2 ADDISON L. PIPER Withhold Against
02 RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 20-Apr-05 20-Apr-05
POGO PRODUCING COMPANY
SECURITY 730448107 Meeting Type Annual
TICKER SYMBOL PPP Meeting Date 26-Apr-05
ISIN Agenda 932283423 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT H. CAMPBELL
2 THOMAS A. FRY, III
3 STEPHEN A. WELLS
02 RATIFICATION OF THE APPOINTMENT Mgmt
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE
COMPANY FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0
POLYMEDICA CORPORATION
SECURITY 731738100 Meeting Type Annual
TICKER SYMBOL PLMD Meeting Date 17-Sep-04
ISIN Agenda 932212347 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 FRANK W. LOGERFO, M.D. Withhold Against
2 MARCIA J. HOOPER Withhold Against
3 EDWARD A. BURKHARDT Withhold Against
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANYS 2000 STOCK INCENTIVE PLAN,
INCREASING FROM 4,600,000 TO
6,400,000 THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE UNDER THE
2000 STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANYS INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
MARCH 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3100 0 30-Aug-04 30-Aug-04
POSSIS MEDICAL, INC.
SECURITY 737407106 Meeting Type Annual
TICKER SYMBOL POSS Meeting Date 08-Dec-04
ISIN Agenda 932237363 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT G. DUTCHER For For
2 MARY K. BRAINERD For For
3 SEYMOUR J. MANSFIELD For For
4 WILLIAM C. MATTISON, JR For For
5 WHITNEY A. MCFARLIN For For For
6 DONALD C. WEGMILLER For For
7 RODNEY A. YOUNG For For
02 PROPOSAL TO RATIFY SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 100 0 29-Nov-04 29-Nov-04
PRECISION DRILLING CORPORATION
SECURITY 74022D100 Meeting Type Special
TICKER SYMBOL PDS Meeting Date 10-May-05
ISIN Agenda 932296420 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W.C. (MICKEY) DUNN For For
2 ROBERT J.S. GIBSON For For
3 PATRICK M. MURRAY For For
4 FRED W. PHEASEY For For
5 ROBERT L. PHILLIPS For For
6 HANK B. SWARTOUT For For
7 H. GARTH WIGGINS For For
02 TO APPOINT KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR.
03 TO AMEND THE CORPORATION'S ARTICLES Mgmt For For
TO DIVIDE THE ISSUED AND OUTSTANDING
COMMON SHARES ON A TWO- FOR-ONE BASIS.
04 TO APPROVE THE 2005 STOCK OPTION Mgmt For For
PLAN AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 27-Apr-05 27-Apr-05
PROVIDENT ENERGY TRUST
SECURITY 74386K104 Meeting Type Annual
TICKER SYMBOL PVX Meeting Date 05-May-05
ISIN Agenda 932304532 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 THE RESOLUTION APPOINTING Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
OF THE TRUST.
02 THE RESOLUTION ELECTING THE ELEVEN Mgmt For For
DIRECTORS OF PROVIDENT ENERGY LTD. TO
HOLD OFFICE UNTIL THE NEXT ANNUAL
MEETING OF TRUST UNITHOLDERS OR UNTIL
THEIR SUCCESSORS ARE ELECTED OR APPOINTED.
03 THE RESOLUTION RE-APPOINTING Mgmt For For
COMPUTERSHARE TRUST COMPANY OF
CANADA AS TRUSTEE OF THE TRUST.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 12000 0 27-Apr-05 27-Apr-05
QIAGEN N.V.
SECURITY N72482EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 17-Jun-05
ISIN Agenda 932351593 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2004
("FISCAL YEAR 2004").
02 PROPOSAL TO APPROVE THE PERFORMANCE OF Mgmt For For
THE MANAGING BOARD DURING FISCAL
YEAR 2004, INCLUDING A DISCHARGE
FROM LIABILITY.
03 PROPOSAL TO APPROVE THE PERFORMANCE Mgmt For For
OF THE SUPERVISORY BOARD DURING FISCAL
YEAR 2004, INCLUDING A DISCHARGE
FROM LIABILITY.
04 PROPOSAL TO REAPPOINT DR. METIN Mgmt For For
COLPAN, DR. HEINRICH HORNEF, MR.
ERIK HORNNAESS, PROF. DR. MANFRED
KAROBATH, PROF. DR. DETLEV H.
RIESNER, MR. JOCHEN WALTER AND DR.
FRANZ A. WIRTZ AS SUPERVISORY
DIRECTORS OF THE COMPANY.
05 PROPOSAL TO REAPPOINT MR. PEER M. Mgmt For For
SCHATZ, DR. JOACHIM SCHORR AND MR.
BERND UDER AS MANAGING DIRECTORS
OF THE COMPANY.
06 PROPOSAL TO ADOPT THE REMUNERATION Mgmt For For
POLICY WITH RESPECT TO THE MANAGING
BOARD AND APPROVE GUIDELINES
REGARDING REMUNERATION.
07 PROPOSAL TO ADOPT CASH REMUNERATION Mgmt For For
OF THE SUPERVISORY BOARD.
08 PROPOSAL TO ADOPT EQUITY-BASED Mgmt For For
REMUNERATION OF THE SUPERVISORY BOARD.
09 PROPOSAL TO REAPPOINT ERNST & YOUNG Mgmt For For
LLP AS AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2005.
10 PROPOSAL TO EXTEND THE AUTHORITY Mgmt For For
OF THE MANAGING BOARD UNTIL
DECEMBER 14, 2006, PURSUANT TO
ARTICLE 6 OF THE ARTICLES OF ASSOCIATION.
11 PROPOSAL TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY.
12 PROPOSAL TO APPROVE THE AMENDED Mgmt For For
AND RESTATED 2005 STOCK PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 27-May-05 27-May-05
QLT INC.
SECURITY 746927102 Meeting Type Special
TICKER SYMBOL QLTI Meeting Date 19-Nov-04
ISIN Agenda 932233389 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF THE COMPANYS Mgmt For For
COMMON SHARES PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF JUNE 14, 2004, BY AND AMONG THE
COMPANY, ASPEN ACQUISITION CORP.,
WHICH IS A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY, AND ATRIX LABORATORIES,
INC.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0 08-Nov-04 08-Nov-04
QUEST DIAGNOSTICS INCORPORATED
SECURITY 74834L100 Meeting Type Annual
TICKER SYMBOL DGX Meeting Date 10-May-05
ISIN Agenda 932297509 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM F. BUEHLER Withhold Against
2 ROSANNE HAGGERTY Withhold Against
3 GARY M. PFEIFFER Withhold Against
4 DANIEL C. STANZIONE PHD Withhold Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
03 PROPOSAL TO APPROVE THE AMENDED EMPLOYEE Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE AMENDED DIRECTOR LONG- Mgmt For For
TERM INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 27-Apr-05 27-Apr-05
QUESTAR CORPORATION
SECURITY 748356102 Meeting Type Annual
TICKER SYMBOL STR Meeting Date 17-May-05
ISIN Agenda 932309467 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 PHILLIPS S. BAKER* Withhold Against
2 L. RICHARD FLURY* Withhold Against
3 JAMES A. HARMON* Withhold Against
4 M.W. SCOGGINS** Withhold Against
02 TO APPROVE THE ANNUAL MANAGEMENT INCENTIVE Mgmt For For
PLAN II.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 7500 0 28-Apr-05 28-Apr-05
RAMBUS, INC.
SECURITY 750917106 Meeting Type Annual
TICKER SYMBOL RMBS Meeting Date 03-May-05
ISIN Agenda 932292496 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J. THOMAS BENTLEY Withhold Against
2 P. MICHAEL FARMWALD Withhold Against
3 KEVIN KENNEDY Withhold Against
4 GEOFF TATE Withhold Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 7000 0 20-Apr-05 20-Apr-05
REGIONS FINANCIAL CORP.
SECURITY 7591EP100 Meeting Type Annual
TICKER SYMBOL RF Meeting Date 19-May-05
ISIN Agenda 932321502 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ALLEN B. MORGAN, JR. Withhold Against
2 JORGE M. PEREZ Withhold Against
3 SPENCE L. WILSON Withhold Against
4 HARRY W. WITT Withhold Against
02 TO APPROVE THE REGIONS FINANCIAL CORPORATION Mgmt For For
EXECUTIVE BONUS PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS REGIONS' INDEPENDENT AUDITORS FOR THE
YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 17000 0 20-Apr-05 20-Apr-05
RENAL CARE GROUP, INC.
SECURITY 759930100 Meeting Type Annual
TICKER SYMBOL RCI Meeting Date 08-Jun-05
ISIN Agenda 932329938 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER J. GRUA Withhold Against
2 WILLIAM P. JOHNSTON Withhold Against
3 C. THOMAS SMITH Withhold Against
02 PROPOSAL TO: CONSIDER AND VOTE UPON A PROPOSAL Mgmt For For
TO AMEND THE RENAL CARE GROUP, INC. AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN, WHICH
WE REFER TO AS THE EMPLOYEE STOCK PURCHASE
PLAN, TO INCREASE THE NUMBER OF SHARES AVAILABLE
UNDER THE EMPLOYEE STOCK PURCHASE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 7500 0 26-May-05 26-May-05
ROWAN COMPANIES, INC.
SECURITY 779382OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 22-Apr-05
ISIN Agenda 932283194 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTORS Mgmt
1 R.G. CROYLE Withhold Against
2 D.F. MCNEASE Withhold Against
3 LORD MOYNIHAN Withhold Against
02 THE APPROVAL OF THE 2005 ROWAN COMPANIES, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 31-Mar-05 31-Mar-05
ROYAL DUTCH PETROLEUM COMPANY
SECURITY 780257804 Meeting Type Annual
TICKER SYMBOL RD Meeting Date 28-Jun-05
ISIN Agenda 932360706 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
02 ANNUAL ACCOUNTS 2004 Mgmt For For
03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Mgmt For For
2004
04A DISCHARGE OF THE MANAGING DIRECTORS Mgmt For For
4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD
06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Mgmt For For
SHARES
07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Mgmt For For
COMPANY
9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Mgmt For For
10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON- Mgmt Against Against
EXECUTIVE DIRECTOR
11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR
11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON- Mgmt Against Against
EXECUTIVE DIRECTOR
12 ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For
BOARD OF DIRECTORS
13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Mgmt For For
14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Mgmt For For
15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 3500 0 03-Jun-05 03-Jun-05
ROYAL KPN N.V.
SECURITY 780641EKH Meeting Type Annual
TICKER SYMBOL RD Meeting Date 12-Apr-05
ISIN Agenda 932288675 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
3A PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR Mgmt
THE FINANCIAL YEAR 2004.
3C PROPOSAL TO ADOPT A DIVIDEND OVER THE FINANCIAL Mgmt
YEAR 2004.
4A PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Mgmt
OF MANAGEMENT FROM LIABILITY.
4B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt
SUPERVISORY BOARD FROM LIABILITY.
5B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt
6 PROPOSAL TO APPOINT THE AUDITOR. Mgmt
7C1 APPOINTMENT OF MR. A.H.J. RISSEEUW TO THE Mgmt
SUPERVISORY BOARD.
7C2 APPOINTMENT OF MS. M.E. VAN LIER LELS TO THE Mgmt
SUPERVISORY BOARD.
7E PROPOSAL TO AMEND THE REMUNERATION OF MEMBERS Mgmt
OF THE SUPERVISORY BOARD.
8A PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Mgmt
TO RESOLVE FOR THE COMPANY TO ACQUIRE ITS OWN
SHARES.
8B PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Mgmt
OF MANAGEMENT AS COMPETENT BODY TO ISSUE
SHARES.
8C PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD Mgmt
OF MANAGEMENT AS COMPETENT BODY TO RESTRICT OR
EXCLUDE PRE-EMPTIVE RIGHTS.
8D PROPOSAL TO REDUCE THE CAPITAL THROUGH Mgmt
CANCELLATION OF OWN SHARES. * VOTING CUT-OFF
DATE: APRIL 4, 2005 AT 10:00 AM EDT
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
ROYCE VALUE TRUST, INC.
SECURITY 780910105 Meeting Type Annual
TICKER SYMBOL RVTPRA Meeting Date 28-Sep-04
ISIN Agenda 932217284 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 MARK R. FETTING Withhold Against
2 RICHARD M. GALKIN Withhold Against
3 ARTHUR S. MEHLMAN Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 387 0 30-Aug-04 30-Aug-04
SAFEWAY INC.
SECURITY 786514208 Meeting Type Annual
TICKER SYMBOL SWY Meeting Date 25-May-05
ISIN Agenda 932312565 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEVEN A. BURD For For
2 JANET E. GROVE For For
3 MOHAN GYANI For For
4 PAUL HAZEN For For
5 ROBERT I. MACDONNELL For For
6 DOUGLAS J. MACKENZIE For For
7 REBECCA A. STIRN For For
8 WILLIAM Y. TAUSCHER For For
9 RAYMOND G. VIAULT For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE Shr Against For
VOTING.
04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF Shr Against For
SAFEWAY TO THE HIGHEST BIDDER.
05 STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
COMPANY ISSUE AN ANNUAL SUSTAINABILITY REPORT.
07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF Shr Against For
EACH DIRECTOR'S COMPENSATION BE PAID IN
RESTRICTED STOCK.
08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE Shr Against For
FOR ELECTION OF DIRECTORS.
09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT Shr Against For
BOARD COMMITTEES.
10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF Shr Against For
THE BOARD OF DIRECTORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 40000 0 20-Apr-05 20-Apr-05
SANDISK CORPORATION
SECURITY 80004CSMH Meeting Type Annual
TICKER SYMBOL Meeting Date 27-May-05
ISIN Agenda 932304239 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR. ELI HARARI For For
2 IRWIN FEDERMAN For For
3 CATHERINE P. LEGO For For
4 MICHAEL E. MARKS For For
5 DR. JAMES D. MEINDL For For
6 ALAN F. SHUGART For For
02 TO APPROVE THE IMPLEMENTATION OF THE SANDISK Mgmt For For
CORPORATION 2005 STOCK INCENTIVE PLAN.
03 TO APPROVE THE IMPLEMENTATION OF THE SANDISK Mgmt For For
CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN
AND THE SANDISK CORPORATION 2005 INTERNATIONAL
EMPLOYEE STOCK PURCHASE PLAN, WHICH WILL SHARE
A COMMON SHARE RESERVE OF THE COMPANY'S COMMON
STOCK.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 1, 2006.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 03-May-05 03-May-05
SAP AG
SECURITY 803054EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 12-May-05
ISIN Agenda 932316258 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF THE RETAINED Mgmt
EARNINGS OF THE FISCAL YEAR 2004
03 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS Mgmt
OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2004
04 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS Mgmt
OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2004
05 APPOINTMENT OF THE AUDITOR OF THE FINANCIAL Mgmt
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2005
06 ELECTION OF MEMBERS OF THE SUPERVISORY BOARD Mgmt
CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2005.
7A RESOLUTION ON THE ADJUSTMENT OF THE AMOUNTS Mgmt
AND FIGURES STATED IN SECTION 4 (1) OF THE
ARTICLES OF ASSOCIATION (CAPITAL STOCK)
7B RESOLUTION ON THE CANCELLATION OF CONTINGENT Mgmt
CAPITAL IIA AND ON THE DELETION OF SECTION 4 (5)
OF THE ARTICLES OF ASSOCIATION
7C REDUCTION OF CONTINGENT CAPITAL IIIA AND Mgmt
ADJUSTMENT OF THE AMOUNTS AND FIGURES STATED IN
SECTION 4 (7) OF THE ARTICLES
08 RESOLUTION ON THE AMENDMENT OF SECTION 1 (1) OF Mgmt
THE ARTICLES OF ASSOCIATION (CORPORATE NAME)
09 RESOLUTION ON THE ADJUSTMENT OF THE ARTICLES OF Mgmt
ASSOCIATION TO REFLECT THE PROVISIONS OF THE
GERMAN ACT
10A CANCELLATION OF AUTHORIZED CAPITAL I AND Mgmt
CREATION OF A NEW AUTHORIZED CAPITAL I
10B CANCELLATION OF AUTHORIZED CAPITAL II AND Mgmt
CREATION OF A NEW AUTHORIZED CAPITAL II
11 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND Mgmt
USE TREASURY SHARES PURSUANT TO THE GERMAN
STOCK CORPORATION ACT
12 RESOLUTION ON THE AUTHORIZATION TO USE EQUITY Mgmt
DERIVATIVES IN CONNECTION WITH THE ACQUISITION
OF TREASURY SHARES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
SBC COMMUNICATIONS INC.
SECURITY 78387G103 Meeting Type Annual
TICKER SYMBOL SBC Meeting Date 29-Apr-05
ISIN Agenda 932269675 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GILBERT F. AMELIO
2 AUGUST A. BUSCH III
3 MARTIN K. EBY, JR.
4 JAMES A. HENDERSON
5 CHARLES F. KNIGHT
6 LYNN M. MARTIN
7 JOHN B. MCCOY
8 MARY S. METZ
9 TONI REMBE
10 S. DONLEY RITCHEY
11 JOYCE M. ROCHE
12 LAURA D'ANDREA TYSON
13 PATRICIA P. UPTON
14 EDWARD E. WHITACRE, JR
02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt
03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Mgmt
04 STOCKHOLDER PROPOSAL A Shr
05 STOCKHOLDER PROPOSAL B Shr
06 STOCKHOLDER PROPOSAL C Shr
07 STOCKHOLDER PROPOSAL D Shr
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 20000 0
SCHLUMBERGER LIMITED (SCHLUMBERGER N
SECURITY 806857OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 13-Apr-05
ISIN Agenda 932276062 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 J. DEUTCH For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 A. LAJOUS For For
6 A. LEVY-LANG For For
7 M.E. MARKS For For
8 D. PRIMAT For For
9 T.I. SANDVOLD For For
10 N. SEYDOUX For For
11 L.G. STUNTZ For For
12 R. TALWAR For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND Mgmt For For
DIVIDENDS
3A ADOPTION OF MANDATORY AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION
3B ADOPTION OF VOLUNTARY AMENDMENTS TO THE Mgmt For For
ARTICLES OF INCORPORATION
4 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2005 Mgmt For For
OPTION PLAN
5 APPROVAL OF ADOPTION OF AN AMENDMENT TO THE Mgmt For For
SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN
6 APPROVAL OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 31-Mar-05 31-Mar-05
SCHNITZER STEEL INDUSTRIES, INC.
SECURITY 806882106 Meeting Type Annual
TICKER SYMBOL SCHN Meeting Date 31-Jan-05
ISIN Agenda 932253191 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT W. PHILIP For For
2 KENNETH M. NOVACK For For
3 GARY SCHNITZER For For
4 DORI SCHNITZER For For
5 CAROL S. LEWIS For For
6 JEAN S. REYNOLDS For For
7 SCOTT LEWIS For For
8 ROBERT S. BALL For For
9 WILLIAM A. FURMAN For For
10 RALPH R. SHAW For For
02 APPROVAL OF EXECUTIVE ANNUAL BONUS PLAN. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 21-Jan-05 21-Jan-05
SEMPRA ENERGY
SECURITY 816851109 Meeting Type Annual
TICKER SYMBOL SRE Meeting Date 05-Apr-05
ISIN Agenda 932266148 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 RICHARD A. COLLATO Withhold Against
2 DENISE K. FLETCHER Withhold Against
3 WILLIAM C. RUSNACK Withhold Against
4 WILLIAM P. RUTLEDGE Withhold Against
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 PROPOSAL REGARDING STOCK OPTION EXPENSING Shr Against For
04 PROPOSAL REGARDING ANNUAL ELECTION OF Shr For Against
DIRECTORS
05 PROPOSAL REGARDING PERFORMANCE-BASED STOCK Shr Against For
OPTIONS
06 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0 28-Mar-05 28-Mar-05
SERONO S.A.
SECURITY 81752MEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932304138 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 APPROVAL OF SERONO S.A.'S ANNUAL REPORT, Mgmt
ACCOUNTS AND CONSOLIDATED ACCOUNTS OF THE
SERONO GROUP
02 PROPOSED APPROPRIATION OF AVAILABLE EARNINGS IN Mgmt
THE 2004 BALANCE SHEET AND DIVIDEND PROPOSAL
03 REDUCTION OF SHARE CAPITAL Mgmt
04 DISCHARGE TO THE BOARD OF DIRECTORS AND THE Mgmt
MANAGEMENT
5A DIRECTOR Mgmt
1 ERNESTO BERTARELLI
2 PIERRE E. DOUAZE
3 PATRICK GAGE
4 BERNARD MACH
5 SERGIO MARCHIONNE
6 GEORGES MULLER
7 JACQUES THEURILLAT
8 ALBERTO TOGNI
5B AUDITORS Mgmt
5C SPECIAL AUDITORS Mgmt
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
SHELL TRANSPORT & TRADING COMPANY, P
SECURITY 822703609 Meeting Type Special
TICKER SYMBOL SC Meeting Date 28-Jun-05
ISIN Agenda 932361102 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
C1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
E1 CANCELLATION OF THE FIRST PREFERENCE SHARES Mgmt For For
E2 CANCELLATION OF THE SECOND PREFERENCE SHARES Mgmt For For
E3 SCHEME OF ARRANGEMENT Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 10200 0 03-Jun-05 03-Jun-05
5108741 91B 3000 0 03-Jun-05 03-Jun-05
SHELL TRANSPORT & TRADING COMPANY, P
SECURITY 822703609 Meeting Type Annual
TICKER SYMBOL SC Meeting Date 28-Jun-05
ISIN Agenda 932361227 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
02 APPROVAL OF REMUNERATION REPORT Mgmt For For
03 ELECTION OF PETER VOSER Mgmt Against Against
04 RE-ELECTION OF SIR PETER JOB*@# Mgmt Against Against
05 RE-ELECTION OF LORD OXBURGH@# Mgmt Against Against
06 REAPPOINTMENT OF AUDITORS Mgmt For For
07 REMUNERATION OF AUDITORS Mgmt For For
08 SPECIAL RESOLUTION TO AUTHORIZE SHARE PURCHASES Mgmt For For
09 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For
10 APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
11 APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 10200 0 03-Jun-05 03-Jun-05
5108741 91B 3000 0 03-Jun-05 03-Jun-05
SHUFFLE MASTER, INC.
SECURITY 825549108 Meeting Type Annual
TICKER SYMBOL SHFL Meeting Date 15-Mar-05
ISIN Agenda 932263661 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARK L. YOSELOFF For For
2 KEN ROBSON For For
3 GARRY W. SAUNDERS For For
4 LOUIS CASTLE For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 750 0 07-May-05 07-May-05
SMITH INTERNATIONAL, INC.
SECURITY 832110OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932269461 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 G. CLYDE BUCK For For
2 LOREN K. CARROLL For For
3 DOD A. FRASER For For
02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Mgmt
OF INCORPORATION.
03 APPROVAL OF LONG-TERM INCENTIVE COMPENSATION Mgmt
PLAN, AS AMENDED AND RESTATED.
04 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt
AUDITORS OF THE COMPANY.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0
SOUTH JERSEY INDUSTRIES, INC.
SECURITY 838518108 Meeting Type Annual
TICKER SYMBOL SJI Meeting Date 21-Apr-05
ISIN Agenda 932278357 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHARLES BISCIEGLIA Withhold Against
2 KEITH S. CAMPBELL Withhold Against
3 W. CARY EDWARDS Withhold Against
02 TO APPROVE A PROPOSAL TO AMEND OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
FROM 20,000,000 SHARES TO 60,000,000 SHARES TO
AMONG OTHER THINGS PERMIT A STOCK SPLIT.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
1997 STOCK-BASED COMPENSATION PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES
AUTHORIZED UNDER THE PLAN, EXTEND ITS TERM AND
PERMIT NON-EMPLOYEE DIRECTORS TO PARTICIPATE IN
THE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 2700 0 31-Mar-05 31-Mar-05
SOUTHERN PERU COPPER CORPORATION
SECURITY 843611104 Meeting Type Special
TICKER SYMBOL PCU Meeting Date 28-Mar-05
ISIN Agenda 932268003 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK AND TO
DESIGNATE SUCH NEWLY-AUTHORIZED SHARES AS
SHARES OF COMMON STOCK
02 ISSUANCE OF 67,207,640 NEWLY-AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK IN THE MERGER
03 AMENDMENT OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO CHANGE THE COMPOSITION AND
RESPONSIBILITIES OF CERTAIN COMMITTEES OF THE
BOARD OF DIRECTORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 15-Mar-05 15-Mar-05
5108741 91B 2500 0 15-Mar-05 15-Mar-05
SOUTHERN PERU COPPER CORPORATION
SECURITY 843611104 Meeting Type Annual
TICKER SYMBOL PCU Meeting Date 16-May-05
ISIN Agenda 932311727 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 L.M. PALOMINO BONILLA Withhold Against
2 G.P. CIFUENTES Withhold Against
02 APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
COMPANY'S DIRECTORS' STOCK AWARD PLAN.
03 RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 09-May-05 09-May-05
5108741 91B 2500 0 09-May-05 09-May-05
STANDARD PACIFIC CORP.
SECURITY 85375C101 Meeting Type Annual
TICKER SYMBOL SPF Meeting Date 10-May-05
ISIN Agenda 932295238 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEPHEN J. SCARBOROUGH Withhold Against
2 DOUGLAS C. JACOBS Withhold Against
3 LARRY D. MCNABB Withhold Against
02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2500 0 12-Apr-05 12-Apr-05
STANDEX INTERNATIONAL CORPORATION
SECURITY 854231107 Meeting Type Annual
TICKER SYMBOL SXI Meeting Date 26-Oct-04
ISIN Agenda 932223807 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 THOMAS E. CHORMAN* Withhold Against
2 GERALD H. FICKENSCHER* Withhold Against
3 CHARLES H. CANNON, JR** Withhold Against
4 CHRISTIAN STORCH** Withhold Against
5 WILLIAM R. FENOGLIO*** Withhold Against
6 WALTER F. GREELEY*** Withhold Against
7 THOMAS L. KING*** Withhold Against
8 DEBORAH A. ROSEN*** Withhold Against
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 18800 0 07-Oct-04 07-Oct-04
STATE STREET CORPORATION
SECURITY 857477RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 20-Apr-05
ISIN Agenda 932281215 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 T. ALBRIGHT For For
2 K. BURNES For For
3 T. CASNER For For
4 N. DAREHSHORI For For
5 A. GOLDSTEIN For For
6 D. GRUBER For For
7 L. HILL For For
8 C. LAMANTIA For For
9 R. LOGUE For For
10 R. SERGEL For For
11 R. SKATES For For
12 G. SUMME For For
13 D. WALSH For For
14 R. WEISSMAN For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 20-Apr-05 20-Apr-05
SUN MICROSYSTEMS, INC.
SECURITY 866810104 Meeting Type Annual
TICKER SYMBOL SUNW Meeting Date 10-Nov-04
ISIN Agenda 932216840 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 STEPHEN M. BENNETT For For
4 L. JOHN DOERR For For
5 ROBERT J. FISHER For For
6 MICHAEL E. LEHMAN For For
7 M. KENNETH OSHMAN For For
8 NAOMI O. SELIGMAN For For
9 LYNN E. TURNER For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. PROPOSAL TO
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 139800 0 07-Oct-04 07-Oct-04
SUNCOR ENERGY INC.
SECURITY 867229106 Meeting Type Special
TICKER SYMBOL SU Meeting Date 28-Apr-05
ISIN Agenda 932269245 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MEL E. BENSON
2 BRIAN A. CANFIELD
3 BRYAN P. DAVIES
4 BRIAN A. FELESKY
5 JOHN T. FERGUSON
6 W. DOUGLAS FORD
7 RICHARD L. GEORGE
8 JOHN R. HUFF
9 ROBERT W. KORTHALS
10 M. ANN MCCAIG
11 MICHAEL W. O'BRIEN
12 JR SHAW
02 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 AMENDMENT AND CONTINUATION OF SHAREHOLDER Mgmt
RIGHTS PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0
SUNTRUST BANKS, INC.
SECURITY 867914RKH Meeting Type Special
TICKER SYMBOL STIKO Meeting Date 15-Sep-04
ISIN Agenda 932214389 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON Mgmt For For
STOCK TO NATIONAL COMMERCE FINANCIAL
CORPORATION SHAREHOLDERS IN THE MERGER
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 7, 2004, BY AND BETWEEN SUNTRUST
BANKS, INC. AND NATIONAL COMMERCE FINANCIAL
CORPORATION (THE MERGER AGREEMENT ), AS
DESCRIBED IN THE JOINT PROXY STATEMENT-
PROSPECTUS AND THE MERGER AGREEMENT.
02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL Mgmt For For
MEETING, IF NECESSARY, FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 30-Aug-04 30-Aug-04
SUNTRUST BANKS, INC.
SECURITY 867914103 Meeting Type Annual
TICKER SYMBOL STI Meeting Date 19-Apr-05
ISIN Agenda 932274551 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS C FARNSWORTH JR* Withhold Against
2 PATRICIA C. FRIST* Withhold Against
3 BLAKE P. GARRETT, JR.* Withhold Against
4 L. PHILLIP HUMANN* Withhold Against
5 M. DOUGLAS IVESTER* Withhold Against
6 KAREN HASTIE WILLIAMS* Withhold Against
7 PHAIL WYNN, JR.** Withhold Against
8 THOMAS M GARROTT III*** Withhold Against
9 E. NEVILLE ISDELL*** Withhold Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 1733 0 28-Mar-05 28-Mar-05
SUNTRUST BANKS, INC.
SECURITY 867914RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-Apr-05
ISIN Agenda 932274551 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 THOMAS C FARNSWORTH JR* Withhold Against
2 PATRICIA C. FRIST* Withhold Against
3 BLAKE P. GARRETT, JR.* Withhold Against
4 L. PHILLIP HUMANN* Withhold Against
5 M. DOUGLAS IVESTER* Withhold Against
6 KAREN HASTIE WILLIAMS* Withhold Against
7 PHAIL WYNN, JR.** Withhold Against
8 THOMAS M GARROTT III*** Withhold Against
9 E. NEVILLE ISDELL*** Withhold Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 28-Mar-05 28-Mar-05
SYMANTEC CORPORATION
SECURITY 871503108 Meeting Type Annual
TICKER SYMBOL SYMC Meeting Date 15-Sep-04
ISIN Agenda 932210026 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 TANIA AMOCHAEV For For
2 WILLIAM T. COLEMAN For For
3 FRANCISCUS LION For For
4 DAVID MAHONEY For For
5 ROBERT S. MILLER For For
6 GEORGE REYES For For
7 DANIEL H. SCHULMAN For For
8 JOHN W. THOMPSON For For
02 TO APPROVE THE ADOPTION OF SYMANTEC S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 900,000,000 TO
1,600,000,000.
03 TO APPROVE THE ADOPTION OF THE SYMANTEC 2004 Mgmt For For
EQUITY INCENTIVE PLAN, AND THE RESERVATION OF
9,000,000 SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 TO APPROVE AMENDMENTS TO SYMANTEC S 2000 Mgmt For For
DIRECTOR EQUITY INCENTIVE PLAN, AS AMENDED (THE
DIRECTOR PLAN ), TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE THEREUNDER
FROM 25,000 TO 50,000 AND TO PROVIDE FOR
PROPORTIONATE ADJUSTMENT TO SHARES SUBJECT TO
THE DIRECTOR PLAN UPON ANY STOCK DIVIDEND, STOCK
SPLIT OR SIMILAR CHANGE IN SYMANTEC S CAPITAL
STRUCTURE.
05 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
SYMANTEC S INDEPENDENT AUDITORS FOR THE 2005
FISCAL YEAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 7800 0 30-Aug-04 30-Aug-04
SYMANTEC CORPORATION
SECURITY 871503108 Meeting Type Special
TICKER SYMBOL SYMC Meeting Date 24-Jun-05
ISIN Agenda 932354638 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE AND RESERVATION FOR Mgmt For For
ISSUANCE OF SYMANTEC COMMON STOCK TO HOLDERS
OF VERITAS SOFTWARE CORPORATION SECURITIES
PURSUANT TO THE AGREEMENT AND PLAN OF
REORGANIZATION DATED DECEMBER 15, 2004, BY AND
AMONG SYMANTEC, CARMEL ACQUISITION CORP., A
WHOLLY OWNED SUBSIDIARY OF SYMANTEC, AND
VERITAS, AS THE SAME MAY BE AMENDED FROM TIME TO
TIME.
02 TO APPROVE AMENDMENTS TO SYMANTEC'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK OF SYMANTEC
FROM 1,600,000,000 SHARES, $0.01 PAR VALUE PER
SHARE, TO 3,000,000,000 SHARES, $0.01 PAR VALUE
PER SHARE, AND TO AUTHORIZE ONE SHARE OF A CLASS
OF SPECIAL VOTING STOCK, $1.00 PAR VALUE PER
SHARE.
03 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, IF Mgmt For For
A QUORUM IS PRESENT, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE FOREGOING PROPOSALS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1000 0 01-Jun-05 01-Jun-05
SYNGENTA AG
SECURITY 87160A100 Meeting Type Annual
TICKER SYMBOL SYT Meeting Date 26-Apr-05
ISIN Agenda 932282178 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2004
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
03 APPROPRIATION OF BALANCE SHEET PROFIT 2004 Mgmt For For
04 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF Mgmt For For
SHARES REPURCHASED ON THE SECOND TRADING LINE
05 REDUCTION OF SHARE CAPITAL BY REPAYMENT OF Mgmt For For
NOMINAL VALUE OF SHARES
6A ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against
OF MARTIN TAYLOR FOR A THREE-YEAR TERM
Vote is Contrary to Policy
6B ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against
OF PETER THOMPSON FOR A THREE-YEAR TERM
6C ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against
OF ROLF WATTER FOR A THREE-YEAR TERM
6D ELECTIONS TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Against Against
OF FELIX WEBER FOR A THREE-YEAR TERM
6E ELECTIONS TO THE BOARD OF DIRECTORS: NEW- Mgmt Against Against
ELECTION OF JACQUES VINCENT FOR A TWO-YEAR TERM
07 ELECTION OF THE AUDITORS AND GROUP AUDITORS Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 31-Mar-05 31-Mar-05
SYNOVUS FINANCIAL CORP.
SECURITY 87161CRKH Meeting Type Annual
TICKER SYMBOL SYT Meeting Date 28-Apr-05
ISIN Agenda 932291216 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DANIEL P. AMOS Withhold Against
2 RICHARD E. ANTHONY Withhold Against
3 C. EDWARD FLOYD Withhold Against
4 MASON H. LAMPTON Withhold Against
5 ELIZABETH C. OGIE Withhold Against
6 MELVIN T. STITH Withhold Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SYNOVUS' INDEPENDENT AUDITOR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 27-Apr-05 27-Apr-05
SYSCO CORPORATION
SECURITY 871829107 Meeting Type Annual
TICKER SYMBOL SYY Meeting Date 12-Nov-04
ISIN Agenda 932224431 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 COLIN G. CAMPBELL Withhold Against
2 JOHN M. CASSADAY Withhold Against
3 J.K. STUBBLEFIELD, JR. Withhold Against
4 JACKIE M. WARD Withhold Against
02 APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR FISCAL 2005.
03 APPROVAL OF THE 2004 STOCK OPTION PLAN. Mgmt For For
04 APPROVAL OF THE PAYMENT OF COMPENSATION TO Mgmt For For
CERTAIN EXECUTIVE OFFICERS UNDER THE 2004 LONG-
TERM INCENTIVE CASH PLAN PURSUANT TO SECTION
162(M) OF THE INTERNAL REVENUE CODE.
05 SHAREHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD REVIEW THE COMPANY S POLICIES FOR FOOD
PRODUCTS CONTAINING GENETICALLY ENGINEERED
INGREDIENTS AND REPORT TO SHAREHOLDERS WITHIN
SIX MONTHS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 5000 0 28-Sep-04 28-Sep-04
TECO ENERGY, INC.
SECURITY 872375100 Meeting Type Annual
TICKER SYMBOL TE Meeting Date 27-Apr-05
ISIN Agenda 932266718 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DUBOSE AUSLEY Withhold Against
2 JAMES L. FERMAN, JR. Withhold Against
3 JAMES O. WELCH, JR. Withhold Against
4 PAUL L. WHITING Withhold Against
02 RATIFICATION OF THE CORPORATION'S INDEPENDENT Mgmt For For
AUDITOR
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 65000 0 20-Apr-05 20-Apr-05
TEEKAY SHIPPING CORPORATION
SECURITY Y8564W103 Meeting Type Annual
TICKER SYMBOL TK Meeting Date 01-Jun-05
ISIN Agenda 932340766 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS KUO-YUEN HSU Withhold Against
2 AXEL KARLSHOEJ Withhold Against
3 BJORN MOLLER Withhold Against
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 1500 0 20-May-05 20-May-05
TELEFONICA, S.A.
SECURITY 879382EKH Meeting Type Annual
TICKER SYMBOL Meeting Date 31-May-05
ISIN Agenda 932339458 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE Mgmt For For
MANAGEMENT REPORT OF TELEFONICA, S.A., AND OF
ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS
THE PROPOSAL FOR THE APPLICATION OF THE RESULTS
OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT
OF ITS BOARD OF DIRECTORS CORRESPONDING TO THE
FISCAL YEAR 2004.
02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Mgmt For For
DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE
ADDITIONAL PAID-IN CAPITAL RESERVE AND B)
EXTRAORDINARY NON-CASH DISTRIBUTIONS OF
ADDITIONAL PAID-IN CAPITAL.
03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Mgmt For For
S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS
THE MERGER BALANCE SHEET, OF TELEFONICA S.A.'S
BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004, AS
SET FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Mgmt For For
05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS Mgmt For For
AUDITOR FOR TELEFONICA S.A. AND ITS CONSOLIDATED
GROUP OF COMPANIES.
06 APPROVAL OF THE AUTHORIZATION FOR THE Mgmt For For
ACQUISITION OF TREASURY STOCK.
07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL Mgmt For For
THROUGH THE AMORTIZATION OF TREASURY STOCK.
08 DELEGATION OF POWERS FOR THE FORMALIZING, Mgmt For For
INTERPRETING, CORRECTING AND EXECUTING OF THE
RESOLUTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 26-May-05 26-May-05
TEMPLETON DRAGON FUND, INC.
SECURITY 88018T101 Meeting Type Annual
TICKER SYMBOL TDF Meeting Date 20-May-05
ISIN Agenda 932312010 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HARRIS J. ASHTON Withhold Against
2 FRANK J. CROTHERS Withhold Against
3 S. JOSEPH FORTUNATO Withhold Against
4 C.D. TSERETOPOULOS Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 37000 0 09-May-05 09-May-05
TERADYNE, INC.
SECURITY 880770SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-May-05
ISIN Agenda 932314026 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 JAMES W. BAGLEY Withhold Against
2 MICHAEL A. BRADLEY Withhold Against
3 VINCENT M. O'REILLY Withhold Against
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 03-May-05 03-May-05
TERRA NETWORKS S.A.
SECURITY 88100WEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 02-Jun-05
ISIN Agenda 932337149 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
MANAGEMENT REPORT OF THE COMPANY AND FOR ITS
CONSOLIDATED GROUP.
03 APPROVAL OF THE SHAREHOLDER REMUNERATION: Mgmt For For
DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE
ADDITIONAL PAID-IN CAPITAL RESERVE.
04 APPROVAL OF THE APPOINTMENT OF AUDITOR OF TERRA Mgmt For For
NETWORKS, S.A. AND ITS CONSOLIDATED GROUP OF
COMPANIES.
05 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Mgmt For For
S.A. AND TERRA NETWORKS, S.A. AND APPROVAL,
AS THE MERGER BALANCE SHEET, OF TERRA
NETWORKS'BALANCE SHEET CLOSED AS OF DECEMBER
31, 2004.
06 APPROVAL OF THE RESOLUTIONS TO BE ADOPTED BY Mgmt For For
THE ANNUAL SHAREHOLDERS' MEETING OF TELEFONICA,
S.A. UNDER ITEMS 4 AND 7 OF THE AGENDA FOR THE
MEETING RELATING TO: (I) APPOINTMENT OF
DIRECTORS; AND (II) CAPITAL REDUCTION BY
MEANS OF THE RETIREMENT OF TREASURY STOCK,
WITH THE EXCLUSION OF THE RIGHT OF CREDITORS
TO OBJECT, RE-WORDING THE ARTICLE IN THE
CORPORATE BYLAWS.
07 APPROVAL OF THE DELEGATION OF POWERS TO Mgmt For For
FORMALIZE, INTERPRET, RECTIFY AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE ANNUAL GENERAL
SHAREHOLDERS' MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 20-May-05 20-May-05
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508SMH Meeting Type Annual
TICKER SYMBOL Meeting Date 21-Apr-05
ISIN Agenda 932268863 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.R. ADAMS For For
2 D.L. BOREN For For
3 D.A. CARP For For
4 C.S. COX For For
5 T.J. ENGIBOUS For For
6 G.W. FRONTERHOUSE For For
7 D.R. GOODE For For
8 P.H. PATSLEY For For
9 W.R. SANDERS For For
10 R.J. SIMMONS For For
11 R.K. TEMPLETON For For
12 C.T. WHITMAN For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2005 STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE GOALS UNDER THE TEXAS
INSTRUMENTS 2000 LONG-TERM INCENTIVE PLAN.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 31-Mar-05 31-Mar-05
THE ARBITRAGE FUND
SECURITY 03875R106 Meeting Type Special
TICKER SYMBOL ARBFX Meeting Date 22-Oct-04
ISIN Agenda 932220786 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN S. ORRICO For For
2 JOEL C. ACKERMAN For For
3 JOHN C. ALVARADO For For
4 JAY N. GOLDBERG For For
5 ALEXANDER GREENBERG For For
02 WITH RESPECT TO RATIFICATION OF THE SELECTION Mgmt For For
OF TAIT, WELLER & BAKER AS THE TRUST S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING MAY 31, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 14788 0 28-Sep-04 28-Sep-04
THE BOEING COMPANY
SECURITY 097023105 Meeting Type Annual
TICKER SYMBOL BA Meeting Date 02-May-05
ISIN Agenda 932284843 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 KENNETH M. DUBERSTEIN Withhold Against
2 W. JAMES MCNERNEY, JR. Withhold Against
3 LEWIS E. PLATT Withhold Against
4 MIKE S. ZAFIROVSKI Withhold Against
02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr Against For
07 ADOPT SIMPLE MAJORITY VOTE. Shr Against For
08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shr Against For
09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 8200 0 20-Apr-05 20-Apr-05
THE COCA-COLA COMPANY
SECURITY 191216100 Meeting Type Annual
TICKER SYMBOL KO Meeting Date 19-Apr-05
ISIN Agenda 932270351 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HERBERT A. ALLEN For For
2 RONALD W. ALLEN For For
3 CATHLEEN P. BLACK For For
4 WARREN E. BUFFETT For For
5 BARRY DILLER For For
6 E. NEVILLE ISDELL For For
7 DONALD R. KEOUGH For For
8 MARIA ELENA LAGOMASINO For For
9 DONALD F. MCHENRY For For
10 SAM NUNN For For
11 J. PEDRO REINHARD For For
12 JAMES D. ROBINSON III For For
13 PETER V. UEBERROTH For For
14 JAMES B. WILLIAMS For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shr Against For
DELEGATION OF INQUIRY TO COLOMBIA
04 SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
05 SHAREOWNER PROPOSAL REGARDING SEVERANCE Shr Against For
AGREEMENTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 20000 0 06-Apr-05 06-Apr-05
THE COOPER COMPANIES, INC.
SECURITY 216648402 Meeting Type Special
TICKER SYMBOL COO Meeting Date 16-Nov-04
ISIN Agenda 932232868 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 APPROVE THE ISSUANCE OF COOPER COMMON STOCK Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER
BY AND AMONG THE COOPER COMPANIES, INC., TCC
ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF
COOPER, AND OCULAR SCIENCES, INC., AS DESCRIBED
IN THE JOINT PROXY STATEMENT/PROSPECTUS DATED
OCTOBER 12, 2004.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 6000 0 08-Nov-04 08-Nov-04
THE COOPER COMPANIES, INC.
SECURITY 216648402 Meeting Type Annual
TICKER SYMBOL COO Meeting Date 22-Mar-05
ISIN Agenda 932261908 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 A. THOMAS BENDER For For
2 EDGAR J. CUMMINS For For
3 JOHN D. FRUTH For For
4 MICHAEL H. KALKSTEIN For For
5 MOSES MARX For For
6 DONALD PRESS For For
7 STEVEN ROSENBERG For For
8 ALLAN E RUBENSTEIN M.D. For For
9 ROBERT S. WEISS For For
10 STANLEY ZINBERG, M.D. For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF
THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2005.
03 THE AMENDMENT OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY'S COMMON STOCK FROM 70,000,000 TO
120,000,000 SHARES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 6000 0 07-Mar-05 07-Mar-05
THE GERMANY FUND, INC.
SECURITY 374143105 Meeting Type Annual
TICKER SYMBOL GER Meeting Date 21-Jun-05
ISIN Agenda 932356290 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MR. FRED H. LANGHAMMER Withhold Against
2 MR. CHRISTIAN STRENGER Withhold Against
3 MR. WERNER WALBROL Withhold Against
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
AND THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 12072 0 31-May-05 31-May-05
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 Meeting Type Annual
TICKER SYMBOL GS Meeting Date 06-Apr-05
ISIN Agenda 932263609 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN H. BRYAN Withhold Against
2 STEPHEN FRIEDMAN Withhold Against
3 WILLIAM W. GEORGE Withhold Against
4 HENRY M. PAULSON, JR. Withhold Against
02 APPROVAL OF AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF ALL OF OUR DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITORS FOR OUR 2005 FISCAL YEAR.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 1000 0 22-Mar-05 22-Mar-05
THE INDIA FUND, INC.
SECURITY 454089103 Meeting Type Annual
TICKER SYMBOL IFN Meeting Date 21-Apr-05
ISIN Agenda 932284920 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LESLIE H. GELB Withhold Against
2 STEPHANE R.F. HENRY Withhold Against
3 LUIS F. RUBIO Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3000 0 31-Mar-05 31-Mar-05
THE KROGER CO.
SECURITY 501044101 Meeting Type Annual
TICKER SYMBOL KR Meeting Date 23-Jun-05
ISIN Agenda 932352242 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT D. BEYER Withhold Against
2 JOHN T. LAMACCHIA Withhold Against
3 EDWARD M. LIDDY Withhold Against
4 KATHERINE D. ORTEGA Withhold Against
5 BOBBY S. SHACKOULS Withhold Against
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Mgmt For For
03 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
04 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO AMEND REGULATIONS TO ELIMINATE
THE SUPER-MAJORITY SHAREHOLDER APPROVAL
REQUIREMENT.
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO RECOMMEND FEASIBILITY REPORT ON
SUPPLIERS'CONTROLLED-ATMOSPHERE KILLING OF
CHICKENS. F
06 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO RECOMMEND SHAREHOLDER APPROVAL
OF SEVERANCE AGREEMENTS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 20000 0 03-Jun-05 03-Jun-05
THE MALAYSIA FUND, INC.
SECURITY 560905101 Meeting Type Annual
TICKER SYMBOL MF Meeting Date 21-Jun-05
ISIN Agenda 932357470 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSEPH J. KEARNS Withhold Against
2 MICHAEL NUGENT Withhold Against
3 FERGUS REID Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 43000 0 31-May-05 31-May-05
THE NEW IRELAND FUND, INC.
SECURITY 645673104 Meeting Type Annual
TICKER SYMBOL IRL Meeting Date 07-Jun-05
ISIN Agenda 932351327 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES J. BOYLE Withhold Against
2 BRENDAN DONOHOE Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 15000 0 20-May-05 20-May-05
THE PNC FINANCIAL SERVICES GROUP, IN
SECURITY 693475RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932289083 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MR. CHELLGREN Withhold Against
2 MR. CLAY Withhold Against
3 MR. COOPER Withhold Against
4 MR. DAVIDSON Withhold Against
5 MR. KELSON Withhold Against
6 MR. LINDSAY Withhold Against
7 MR. MASSARO Withhold Against
8 MR. O'BRIEN Withhold Against
9 MS. PEPPER Withhold Against
10 MR. ROHR Withhold Against
11 MS. STEFFES Withhold Against
12 MR. STRIGL Withhold Against
13 MR. THIEKE Withhold Against
14 MR. USHER Withhold Against
15 MR. WASHINGTON Withhold Against
16 MR. WEHMEIER Withhold Against
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt
OF DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0
THE SERVICEMASTER COMPANY
SECURITY 81760N109 Meeting Type Annual
TICKER SYMBOL SVM Meeting Date 06-May-05
ISIN Agenda 932291379 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERTO R. HERENCIA Withhold Against
2 LOUIS J. GIULIANO Withhold Against
3 BETTY JANE HESS Withhold Against
4 JONATHAN P. WARD Withhold Against
5 EILEEN A. KAMERICK Withhold Against
6 COLEMAN H. PETERSON Withhold Against
02 APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 45000 0 20-Apr-05 20-Apr-05
THE SOUTHERN COMPANY
SECURITY 81760N107 Meeting Type Annual
TICKER SYMBOL SO Meeting Date 25-May-05
ISIN Agenda 932308819 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 D.P. AMOS For For
2 D.J. BERN For For
3 F.S. BLAKE For For
4 T.F. CHAPMAN For For
5 B.S. GORDON For For
6 D.M. JAMES For For
7 Z.T. PATE For For
8 J.N. PURCELL For For
9 D.M. RATCLIFFE For For
10 G.J. ST. PE For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS INDEPENDENT AUDITORS FOR 2005
03 STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS REPORT
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0 03-May-05 03-May-05
THE SPAIN FUND, INC.
SECURITY 846330108 Meeting Type Annual
TICKER SYMBOL SNF Meeting Date 29-Jun-05
ISIN Agenda 932359777 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 D. DE FERNANDO GARCIA Withhold Against
2 IGNACIO GOMEZ-ACEBO Withhold Against
3 JOSE IGNACIO COMENGE Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 25200 0 31-May-05 31-May-05
THE SWISS HELVETIA FUND, INC.
SECURITY 870875101 Meeting Type Annual
TICKER SYMBOL SWZ Meeting Date 26-May-05
ISIN Agenda 932309796 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PAUL R. BRENNER, ESQ. Withhold Against
2 D. PINEAU-VALENCIENNE Withhold Against
3 SAMUEL B. WITT, III Withhold Against
02 TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt For For
BETWEEN THE SWISS HELVETIA FUND, INC. AND
HOTTINGER CAPITAL CORP.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 25479 0 09-May-05 09-May-05
THE TAIWAN FUND, INC.
SECURITY 874036106 Meeting Type Annual
TICKER SYMBOL TWN Meeting Date 28-Jan-05
ISIN Agenda 932251224 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M.C. CANAVAN, JR. For For
2 HARVEY CHANG For For
3 BENNY T. HU For For
4 CHRISTINA LIU For For
5 ANTHONY KAI YIU LO For For
6 BLAIR PICKERELL For For
7 JOE O. ROGERS For For
8 SHAO-YU WANG For For
9 LAWRENCE F. WEBER For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 10000 0 21-Jan-05 21-Jan-05
THORNBURG MORTGAGE, INC.
SECURITY 885218107 Meeting Type Annual
TICKER SYMBOL TMA Meeting Date 19-Apr-05
ISIN Agenda 932268990 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 OWEN M. LOPEZ Withhold Against
2 FRANCIS I. MULLIN III Withhold Against
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4000 0 12-Apr-05 12-Apr-05
TIDEWATER INC.
SECURITY 886423OIH Meeting Type Annual
TICKER SYMBOL TDW Meeting Date 15-Jul-04
ISIN Agenda 932196264 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
Vote is Contrary to Policy
1 RICHARD T. DU MOULIN Withhold Against
2 J. WAYNE LEONARD Withhold Against
3 PAUL W. MURRILL Withhold Against
4 DEAN E. TAYLOR Withhold Against
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
03 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS AND
THE ANNUAL ELECTION OF ALL DIRECTORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 10-Jun-04 10-Jun-04
TOTAL S.A.
SECURITY 89151E109 Meeting Type Annual
TICKER SYMBOL TOT Meeting Date 17-May-05
ISIN Agenda 932319343 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt
STATEMENTS
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt
STATEMENTS
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt
TRADE SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt
DESMARAIS JR. AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND Mgmt
JACQUILLAT AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE Mgmt
LIPPENS AS A DIRECTOR
O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Mgmt
AS A DIRECTOR
E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt
EQUITY OR EQUITY- LINKED SECURITIES WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt
EQUITY OR EQUITY- LINKED SECURITIES WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF Mgmt
CAPITAL INCREASES PURSUANT TO ARTICLE L.
443-5 OF THE FRENCH LABOR CODE
E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY TO Mgmt
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
A AMENDED AUTHORIZATION TO GRANT SHARES TO Mgmt
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 5500 0
5108741 91B 500 0
TOTAL S.A.
SECURITY 89151EEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 17-May-05
ISIN Agenda 932319343 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 APPROVAL OF THE PARENT COMPANY FINANCIAL Mgmt
STATEMENTS
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt
STATEMENTS
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt
TRADE SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt
DESMARAIS JR. AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND Mgmt
JACQUILLAT AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE Mgmt
LIPPENS AS A DIRECTOR
O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Mgmt
AS A DIRECTOR
E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt
EQUITY OR EQUITY- LINKED SECURITIES WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Mgmt
EQUITY OR EQUITY- LINKED SECURITIES WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF Mgmt
CAPITAL INCREASES PURSUANT TO ARTICLE L.
443-5 OF THE FRENCH LABOR CODE
E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY TO Mgmt
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
A AMENDED AUTHORIZATION TO GRANT SHARES TO Mgmt
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
TRANSOCEAN INC.
SECURITY G90078OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 12-May-05
ISIN Agenda 932290187 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JUDY J. KELLY Withhold Against
2 ROBERTO MONTI Withhold Against
3 IAN C. STRACHAN Withhold Against
02 APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
ORDINARY SHARES RESERVED FOR ISSUANCE UNDER
THE PLAN FROM 2,500,000 TO 3,500,000.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 28-Apr-05 28-Apr-05
TXU CORP.
SECURITY 873168108 Meeting Type Annual
TICKER SYMBOL TXU Meeting Date 20-May-05
ISIN Agenda 932291139 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DEREK C. BONHAM For For
2 E. GAIL DE PLANQUE For For
3 WILLIAM M. GRIFFIN For For
4 KERNEY LADAY For For
5 JACK E. LITTLE For For
6 ERLE NYE For For
7 J.E. OESTERREICHER For For
8 MICHAEL W. RANGER For For
9 HERBERT H. RICHARDSON For For
10 C. JOHN WILDER For For
02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Mgmt For For
03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 03-May-05 03-May-05
TYCO INTERNATIONAL LTD.
SECURITY 902124106 Meeting Type Annual
TICKER SYMBOL TYC Meeting Date 10-Mar-05
ISIN Agenda 932255789 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS C. BLAIR For For
2 EDWARD D. BREEN For For
3 GEORGE W. BUCKLEY For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 RAJIV L. GUPTA For For
7 JOHN A. KROL For For
8 MACKEY J. MCDONALD For For
9 H. CARL MCCALL For For
10 BRENDAN R. O'NEILL For For
11 SANDRA S. WIJNBERG For For
12 JEROME B. YORK For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
TYCO'S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 07-Mar-05 07-Mar-05
4056503 91B 28000 0 07-Mar-05 07-Mar-05
U.S. BANCORP
SECURITY 902973304 Meeting Type Annual
TICKER SYMBOL USB Meeting Date 19-Aprl-05
ISIN Agenda 932267772 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOEL W. JOHNSON Withhold Against
2 DAVID B. O'MALEY Withhold Against
3 O'DELL M. OWENS MD, MPH Withhold Against
4 CRAIG D. SCHNUCK Withhold Against
5 WARREN R. STALEY Withhold Against
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING Shr For Against
SHARES.
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shr For Against
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 13700 0 20-Apr-05 20-Apr-05
U.S. BANCORP
SECURITY 902973RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-Apr-05
ISIN Agenda 932267772 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOEL W. JOHNSON Withhold Against
2 DAVID B. O'MALEY Withhold Against
3 O'DELL M. OWENS MD, MPH Withhold Against
4 CRAIG D. SCHNUCK Withhold Against
5 WARREN R. STALEY Withhold Against
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR THE 2005 FISCAL YEAR.
03 AMEND CERTIFICATE OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY VOTING.
04 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING Shr For Against
SHARES.
05 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX AND Shr For Against
NON-AUDIT WORK BY INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 20-Apr-05 20-Apr-05
UBS AG
SECURITY H8920MEKH Meeting Type Annual
TICKER SYMBOL Meeting Date 21-Apr-05
ISIN Agenda 932278282 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY Mgmt For For
ACCOUNTS FOR 2004. REPORTS OF THE GROUP AND
STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS. DIVIDEND Mgmt For For
FOR FINANCIAL YEAR 2004
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL Mgmt Against Against
4A2 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. Mgmt Against Against
WEINBACH
4B1 ELECTION OF NEW BOARD MEMBER: MARCO SUTER Mgmt Against Against
4B2 ELECTION OF NEW BOARD MEMBER: PETER R. VOSER Mgmt Against Against
4C RE-ELECTION OF GROUP AND STATUTORY AUDITORS: Mgmt For For
ERNST & YOUNG LTD., BASEL
5A CANCELLATION OF SHARES REPURCHASED UNDER THE Mgmt For For
2004/2005 SHARE BUYBACK PROGRAM AND RESPECTIVE
AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
5B APPROVAL OF A NEW 2005/2006 SHARE BUYBACK Mgmt For For
PROGRAM
06 IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING Mgmt For
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0 20-Apr-05 20-Apr-05
UGI CORPORATION
SECURITY 902681105 Meeting Type Annual
TICKER SYMBOL UGI Meeting Date 23-Feb-05
ISIN Agenda 932247845 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.W. STRATTON For For
2 S.D. BAN For For
3 R.C. GOZON For For
4 L.R. GREENBERG For For
5 T.F. DONOVANFor For For
6 M.O. SCHLANGER For For
7 A. POL For For
8 E.E. JONES For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108717 91B 5000 0 21-Jan-05 21-Jan-05
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 Meeting Type Annual
TICKER SYMBOL UNH Meeting Date 03-May-05
ISIN Agenda 932303491 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS H. KEAN Withhold Against
2 ROBERT L. RYAN Withhold Against
3 WILLIAM G. SPEARS Withhold Against
4 GAIL R. WILENSKY, PH.D. Withhold Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
03 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
PERFORMANCE-VESTING SHARES.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
PERFORMANCE-BASED OPTIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 27-Apr-05 27-Apr-05
VALERO ENERGY CORPORATION
SECURITY 91913Y100 Meeting Type Special
TICKER SYMBOL VLO Meeting Date 13-Sep-04
ISIN Agenda 932212006 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 APPROVAL OF AN AMENDMENT TO VALERO S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
TOTAL NUMBER OF SHARES OF COMMON STOCK, PAR
VALUE $0.01 PER SHARE, THAT VALERO HAS THE
AUTHORITY TO ISSUE FROM 300,000,000 SHARES TO
600,000,000 SHARES.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 2000 0 30-Aug-04 30-Aug-04
VALERO ENERGY CORPORATION
SECURITY 91913Y100 Meeting Type Annual
TICKER SYMBOL VLO Meeting Date 28-Apr-05
ISIN Agenda 932289475 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W.E. 'BILL' BRADFORD Withhold Against
2 RONALD K. CALGAARD Withhold Against
3 WILLIAM E. GREEHEY Withhold Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2005.
03 APPROVE THE 2005 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 15800 0 11-Apr-05 11-Apr-05
VISTEON CORPORATION
SECURITY 92839U107 Meeting Type Annual
TICKER SYMBOL VC Meeting Date 11-May-05
ISIN Agenda 932293789 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARLA C. GOTTSCHALK Withhold Against
2 WILLIAM H. GRAY, III Withhold Against
3 JAMES D. THORNTON Withhold Against
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2005.
03 A SHAREHOLDER PROPOSAL RELATING TO THE ANNUAL Shr Against For
ELECTION OF DIRECTORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
4056503 91B 50000 0 20-Apr-05 20-Apr-05
VITESSE SEMICONDUCTOR CORPORATION
SECURITY 928497SMH Meeting Type Annual
TICKER SYMBOL VTSS Meeting Date 24-Jan-05
ISIN Agenda 932248607 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 VINCENT CHAN For For
2 JAMES A. COLE For For
3 ALEX DALY For For
4 JOHN C. LEWIS For For
5 LOUIS R. TOMASETTA For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 23-Dec-04 23-Dec-04
VIVENDI UNIVERSAL
SECURITY 92851SEKH Meeting Type Consent
TICKER SYMBOL Meeting Date 28-Apr-05
ISIN Agenda 932307780 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND Mgmt
STATUTORY FINANCIAL STATEMENTS FOR FISCAL YEAR
2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE Mgmt
STATUTORY AUDITORS' SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Mgmt
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Mgmt
BOARD MEMBERS' FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY Mgmt
AUDITORS.
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS Mgmt
ALTERNATE STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Mgmt
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL Mgmt
FORMALITIES.
05 TRANSFORMATION OF THE COMPANY'S STRUCTURE TO A Mgmt
STRUCTURE WITH A MANAGEMENT BOARD AND A
SUPERVISORY BOARD.
06 ADOPTION OF THE COMPANY'S AMENDED BY-LAWS. Mgmt
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ("VOTING Mgmt
RIGHTS") BY INSERTION OF A FOURTH
SUB-PARAGRAPH: ADJUSTMENT OF THE VOTING RIGHTS
IN SHAREHOLDERS' MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt
BOARD TO ISSUE ORDINARY SHARES OR MARKETABLE
SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR
WILL BE ISSUED AS A PART OF A SHARE CAPITAL
INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt
BOARD TO ISSUE ORDINARY SHARES OR MARKETABLE
SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR
WILL BE ISSUED AS A PART OF A SHARE CAPITAL
INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt
INCREASE THE NUMBER OF SHARES OR MARKETABLE
SECURITIES TO BE ISSUED IN THE EVENT OF AN
INCREASE IN THE SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt
BOARD TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES, INCOME OR
OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt
PROCEED WITH CAPITAL INCREASES RESERVED FOR
EMPLOYEES AND PENSION SCHEMES OF THE COMPANY
AND COMPANIES IN THE GROUP TAKING PART IN THE
GROUP'S SAVINGS PLAN
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt
GRANT COMPANY STOCK OPTIONS.
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt
GRANT RESTRICTED STOCK FROM TREASURY STOCK OR
SHARES TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO Mgmt
DECREASE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY STOCK.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
VIVENDI UNIVERSAL
SECURITY 92851SEKH Meeting Type Consent
TICKER SYMBOL Meeting Date 28-Apr-05
ISIN Agenda 932319658 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
14 DIRECTORS STOCK FROM TREASURY STOCK OR Mgmt
SHARES TO BE ISSUED.
1 FOUTOU
2 BEBAER
3 BREMOND
4 FERNANDEZ
5 FRIBOURG
6 HAWAWINI
7 LACHMANN
8 RODOCANACHI
9 MIERT
10 FRANK
11 KRON
12 OLECHOWSKI
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1000 0
WACHOVIA CORPORATION
SECURITY 929903RKH Meeting Type Special
TICKER SYMBOL WB Meeting Date 28-Oct-04
ISIN Agenda 932227184 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE PLAN OF MERGER Mgmt For For
CONTAINED IN THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JUNE 20, 2004, BETWEEN SOUTHTRUST
CORPORATION AND WACHOVIA, PURSUANT TO WHICH
SOUTHTRUST WILL MERGE WITH AND INTO WACHOVIA, AS
MORE FULLY DESCRIBED IN THE JOINT PROXY
STATEMENT-PROSPECTUS DATED SEPTEMBER 24, 2004. A
PROPOSAL TO APPROVE THE PLAN OF MERGER
CONTAINED IN THE
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 28-Sep-04 28-Sep-04
WACHOVIA CORPORATION
SECURITY 929903RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 19-Apr-05
ISIN Agenda 932273422 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN D. BAKER, II* Withhold Against
2 PETER C. BROWNING* Withhold Against
3 DONALD M. JAMES* Withhold Against
4 VAN L. RICHEY* Withhold Against
5 G. KENNEDY THOMPSON* Withhold Against
6 JOHN C. WHITAKER, JR.* Withhold Against
7 WALLACE D. MALONE, JR** Withhold Against
8 ROBERT J. BROWN*** Withhold Against
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 11-Apr-05 11-Apr-05
WASHINGTON MUTUAL, INC.
SECURITY 939322103 Meeting Type Annual
TICKER SYMBOL WM Meeting Date 19-Apr-05
ISIN Agenda 932267140 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PHILLIP D. MATTHEWS Withhold Against
2 MARY E. PUGH Withhold Against
3 WILLIAM G. REED, JR. Withhold Against
4 JAMES H. STEVER Withhold Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2005
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 4000 0 20-Apr-05 20-Apr-05
4056503 91B 23300 0 20-Apr-05 20-Apr-05
WATERFORD WEDGWOOD PLC
SECURITY 941513301 Meeting Type Special
TICKER SYMBOL WATFZ Meeting Date 26-Jul-04
ISIN Agenda 932205455 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 TO APPROVE THE SALE OF ALL-CLAD Mgmt For For
O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt For For
AUTHORISED SHARE CAPITAL OF THE COMPANY
O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt For For
AUTHORISING THE DIRECTORS TO ALLOT RELEVANT
SECURITIES UP TO THE AUTHORISED BUT AS YET
UNISSUED SHARE CAPITAL OF THE COMPANY
S4 TO AUTHORISE THE DIRECTRS TO ALLOT EQUITY Mgmt For For
SECURITIES IN CERTAIN CIRCUMSTANCES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 49800 0 23-Jul-04 23-Jul-04
WATERFORD WEDGWOOD PLC
SECURITY 941513301 Meeting Type Annual
TICKER SYMBOL WATFZ Meeting Date 21-Oct-04
ISIN Agenda 932225445 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 ADOPTION OF ACCOUNTS Mgmt For For
O2A RE-ELECTION OF P.B. CAMERON Mgmt Against Against
Vote is Contrary to Policy
O2B RE-ELECTION OF G.P. DEMPSEY Mgmt Against Against
Vote is Contrary to Policy
O2C RE-ELECTION OF P.J. GOULANDRIS Mgmt Against Against
Vote is Contrary to Policy
O2D RE-ELECTION OF P.R. O DONOGHUE Mgmt Against Against
Vote is Contrary to Policy
O2E RE-ELECTION OF LADY O REILLY Mgmt Against Against
Vote is Contrary to Policy
O2F RE-ELECTION OF D.W. SCULLEY Mgmt Against Against
Vote is Contrary to Policy
O3 ELECTION OF P. D ALTON Mgmt Against Against
Vote is Contrary to Policy
O4 REMUNERATION OF AUDITORS Mgmt For For
S5 AUTHORITIES RELATED TO PURCHASE OF OWN SHARES Mgmt For For
AND RE-ISSUE PRICE OF TREASURY SHARES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 49800 0 28-Sep-04 28-Sep-04
WATERFORD WEDGWOOD PLC
SECURITY 941513301 Meeting Type Special
TICKER SYMBOL WATFZ Meeting Date 14-Dec-04
ISIN Agenda 932245271 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
O1 TO APPROVE THE WAIVER Mgmt
O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt
AUTHORIZED SHARE CAPITAL OF THE COMPANY
O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt
AUTHORISING THE DIRECTORS TO ALLOT RELEVANT
SECURITIES UP TO THE AUTHORISED BUT AS YET
UNISSUED SHARE CAPITAL OF THE COMPANY
S4 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt
SECURITIES IN CERTAIN CIRCUMSTANCES
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 49800 0
WATERFORD WEDGWOOD PLC
SECURITY 941513301 Meeting Type Special
TICKER SYMBOL WATFZ Meeting Date 10-Jan-05
ISIN Agenda 932251010 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 TO APPROVE THE ACQUISITION OF ROYAL DOULTON Mgmt For For
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 49800 0 28-Dec-04 28-Dec-04
WATERFORD WEDGWOOD PLC
SECURITY 941513301 Meeting Type Special
TICKER SYMBOL WATFZ Meeting Date 20-Jun-05
ISIN Agenda 932366710 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
O1 TO APPROVE THE WAIVER Mgmt
O2 TO APPROVE THE PROPOSED INCREASE IN THE Mgmt
AUTHORISED SHARE CAPITAL OF THE COMPANY
O3 TO AMEND THE ARTICLES FOR THE PURPOSES OF Mgmt
AUTHORISING THE DIRECTORS TO ALLOT RELEVANT
SECURITIES UP TO THE AUTHORISED BUT AS YET
UNISSUED SHARE CAPITAL OF THE COMPANY
S4 TO AUTHORISE THE DIRECTORS TO WAIVE PRE-EMPTION Mgmt
RIGHTS FOR ANY OFFER OF SECURITIES BY WAY OF
RIGHTS, OPEN OFFER OR OTHERWISE IN FAVOUR OF THE
ORDINARY SHAREHOLDERS
S5 TO AUTHORISE THE DIRECTORS TO WAIVE PRE-EMPTION Mgmt
RIGHTS OTHER THAN IN THE CIRCUMSTANCES TO WHICH
RESOLUTION 4 APPLIES UP TO A MAXIMUM AGGREGATE
NOMINAL VALUE OF 10% OF THE ENLARGED ISSUED
SHARE CAPITAL
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 49800 0
WEATHERFORD INTERNATIONAL LTD.
SECURITY G95089OIH Meeting Type Annual
TICKER SYMBOL Meeting Date 13-May-05
ISIN Agenda 932286316 - Management
- ----------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ----------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 NICHOLAS F. BRADY For For
2 DAVID J. BUTTERS For For
3 BERNARD J. DUROC-DANNER For For
4 SHELDON B. LUBAR For For
5 WILLIAM E. MACAULAY For For
6 ROBERT B. MILLARD For For
7 ROBERT K. MOSES, JR. For For
8 ROBERT A. RAYNE For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2005, AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO
SET ERNST & YOUNG LLP'S REMUNERATION.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 3500 0 28-Apr-05 28-Apr-05
WEINGARTEN REALTY INVESTORS
SECURITY 948741103 Meeting Type Annual
TICKER SYMBOL WRI Meeting Date 03-May-05
ISIN Agenda 932280198 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STANFORD ALEXANDER For For
2 ANDREW M. ALEXANDER For For
3 J. MURRY BOWDEN For For
4 JAMES W. CROWNOVER For For
5 ROBERT J. CRUIKSHANK For For
6 MELVIN A. DOW For For
7 STEPHEN A. LASHER For For
8 DOUGLAS W. SCHNITZER For For
9 MARC J. SHAPIRO For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
WEINGARTEN'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO TAKE ACTION UPON ANY OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 4500 0 27-Apr-05 27-Apr-05
WELLS FARGO & COMPANY
SECURITY 949746101 Meeting Type Annual
TICKER SYMBOL WFC Meeting Date 26-Apr-05
ISIN Agenda 932269055 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.A. BLANCHARD III For For
2 SUSAN E. ENGEL For For
3 ENRIQUE HERNANDEZ, JR. For For
4 ROBERT L. JOSS For For
5 REATHA CLARK KING For For
6 RICHARD M. KOVACEVICH For For
7 RICHARD D. MCCORMICK For For
8 CYNTHIA H. MILLIGAN For For
9 PHILIP J. QUIGLEY For For
10 DONALD B. RICE For For
11 JUDITH M. RUNSTAD For For
12 STEPHEN W. SANGER For For
13 SUSAN G. SWENSON For For
14 MICHAEL W. WRIGHT For For
02 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2005.
04 STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION AND PREDATORY LENDING.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For
SHARES.
07 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For
EXECUTIVE OFFICER COMPENSATION.
08 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIR AND CEO POSITIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 3000 0 11-Apr-05 11-Apr-05
WELLS FARGO & COMPANY
SECURITY 949746RKH Meeting Type Annual
TICKER SYMBOL Meeting Date 26-Apr-05
ISIN Agenda 932269055 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.A. BLANCHARD III For For
2 SUSAN E. ENGEL For For
3 ENRIQUE HERNANDEZ, JR. For For
4 ROBERT L. JOSS For For
5 REATHA CLARK KING For For
6 RICHARD M. KOVACEVICH For For
7 RICHARD D. MCCORMICK For For
8 CYNTHIA H. MILLIGAN For For
9 PHILIP J. QUIGLEY For For
10 DONALD B. RICE For For
11 JUDITH M. RUNSTAD For For
12 STEPHEN W. SANGER For For
13 SUSAN G. SWENSON For For
14 MICHAEL W. WRIGHT For For
02 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2005.
04 STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION AND PREDATORY LENDING.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE Shr Against For
SHARES.
07 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For
EXECUTIVE OFFICER COMPENSATION.
08 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIR AND CEO POSITIONS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 1400 0 11-Apr-05 11-Apr-05
WESTERN DIGITAL CORPORATION
SECURITY 958102105 Meeting Type Annual
TICKER SYMBOL WDC Meeting Date 18-Nov-04
ISIN Agenda 932228667 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MATTHEW E. MASSENGILL For For
2 PETER D. BEHRENDT For For
3 KATHLEEN A. COTE For For
4 HENRY T. DENERO For For
5 WILLIAM L. KIMSEY For For
6 MICHAEL D. LAMBERT For For
7 ROGER H. MOORE For For
8 THOMAS E. PARDUN For For
9 ARIF SHAKEEL For For
02 TO APPROVE THE WESTERN DIGITAL CORPORATION 2004 Mgmt For For
PERFORMANCE INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS FOR WESTERN DIGITAL
CORPORATION FOR THE FISCAL YEAR ENDING JULY 1,
2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
5108741 91B 10000 0 12-Oct-04 12-Oct-04
XILINX, INC>
SECURITY 983919SMH Meeting Type Annual
TICKER SYMBOL XLNX Meeting Date 05-Aug-04
ISIN Agenda 932198573 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLEM P. ROELANDTS For For
2 JOHN L. DOYLE For For
3 JERALD G. FISHMAN For For
4 PHILIP T. GIANOS For For
5 HAROLD E. HUGHES, JR. For For
6 WILLIAM G. HOWARD, JR. For For
7 RICHARD W. SEVCIK For For
8 ELIZABETH VANDERSLICE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF XILINX
FOR THE FISCAL YEAR ENDING APRIL 2, 2005.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055985 91B 9000 0 22-Jun-04 22-Jun-04
XM SATELLITE RADIO HOLDINGS INC.
SECURITY 983759101 Meeting Type Annual
TICKER SYMBOL XMSR Meeting Date 26-May-05
ISIN Agenda 932326336 - Management
- ---------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- ---------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GARY M. PARSONS For For
2 HUGH PANERO For For
3 NATHANIEL A. DAVIS For For
4 THOMAS J. DONOHUE For For
5 EDDY W. HARTENSTEIN For For
6 GEORGE W. HAYWOOD For For
7 CHESTER A. HUBER, JR. For For
8 JOHN MENDEL For For
9 JARL MOHN For For
10 PIERCE J. ROBERTS, JR. For For
11 JACK SHAW For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -----------------------------------------------------------------------------------
Account Number Custodian Ballot Shares Shares On Loan Vote Date Date Confirmed
- -----------------------------------------------------------------------------------
3055977 91B 6000 0 03-May-05 03-May-05
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
BMC FUND, INC.
By: /s/ Paul H. Broyhill
--------------------
Paul H. Broyhill, President
Date: August 18, 2005