UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 20-F/A
AMENDMENT NO. 1
(Mark One)
[ ] Registration Statement Pursuant to Section 12(b) or (g) of the Securities
Exchange Act of 1934 or
[X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
FOR THE FISCAL YEAR ENDED AUGUST 31, 2003
or
[ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
For the transition period from _________ to _________
Commission file number: 000-30196
HALO RESOURCES LTD.
(Exact name of Registrant as specified in its charter)
HALO RESOURCES LTD.
(Translation of Registrant's name into English)
BRITISH COLUMBIA, CANADA
(Jurisdiction of incorporation or organization)
1305 - 1090 WEST GEORGIA STREET, VANCOUVER, BRITISH COLUMBIA, V6E 3V7
(Address of principal executive offices)
Securities registered or to be registered pursuant to Section 12(b) of the Act.
NONE
Securities registered or to be registered pursuant to Section 12(g) of the Act.
COMMON STOCK, NO PAR VALUE
(Title of Class)
Securities for which there is a reporting obligation pursuant to Section 15(d)
of the Act.
NOT APPLICABLE
(Title of Class)
Indicate the number of outstanding shares of each of the issuer's classes of
capital or common stock as of the close of the period covered by the annual
report.
2,926,859 COMMON SHARES AS OF AUGUST 31, 2003
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes [X] No [ ]
Indicate by check mark which financial statement item the registrant has elected
to follow.
Item 17 [X] Item 18 [ ] Page 1 of 7
ITEM 15. CONTROLS AND PROCEDURES
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An evaluation was performed under the supervision and with the participation of
the Company's management, including Mr. DeMare, the Company's President, CEO and
acting CFO, of the effectiveness of the design and operation of the Company's
disclosure controls and procedures pursuant to Rules 13a-15(b) and 15d-15(b) of
the Securities Exchange Act of 1934 (the "Exchange Act") as of August 31, 2003.
Based upon that evaluation, Mr. DeMare, concluded that the Company's disclosure
controls and procedures are effective to ensure that information required to be
disclosed by the Company in reports that it files or submits under the Exchange
Act is recorded, processed, summarized and reported within the time periods
specified in Securities and Exchange Commission's rules and forms.
During the fiscal year ended August 31, 2003, there were no changes in the
Company's internal control over financial reporting that have materially
affected, or are reasonably likely to materially affect, the Company's internal
control over financial reporting.
ITEM 19. EXHIBITS.
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EXHIBIT
NUMBER DESCRIPTION PAGE
12.1 Certification of Nick DeMare Pursuant to Rule 13a-14(a) 4
13.1 Certification of Nick DeMare Pursuant to 18 U.S.C. Section 1350 6
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SIGNATURES
The registrant hereby certifies that it meets all of the requirements for filing
on Form 20-F and that it has duly caused and authorized the undersigned to sign
this annual report on its behalf.
HALO RESOURCES LTD.
Dated: January 27, 2005 /s/ Nick DeMare
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Nick DeMare,
President, Chief Executive Officer,
Chief Financial Officer and Director
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