UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-6722
The Homestate Group
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Exact name of registrant as specified in charter)
1703 Oregon Pike, Suite 101, Lancaster, PA 17605
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(Address of principal executive offices) (Zip code)
Citco Mutual Fund Services, 83 General Warren Blvd., Suite 200,
Malvern, PA 19355
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-232-0224
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Date of fiscal year end: 06/30/2004
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Date of reporting period: 06/30/2004
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
SEC 2451 (4-03) Persons who are to respond to the collection of information
contained in this form are not required to respond unless the
form displays a currently valid OMB control number.
ITEM 1. PROXY VOTING RECORD:
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EMAGIN CORPORATION EMA Annual Meeting Date:
07/02/2003
Issuer: 29076N107 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GARY W. JONES* Management For For
JACK RIVKIN* Management For For
PAUL CRONSON** Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 APPROVE REVERSE STOCK SPLIT Management Against Against
04 ADOPT EMPLOYEE STOCK OPTION PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 200 200 06/26/2003
Y2K 000015136500 107 18,500 18,500 06/26/2003
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SEACHANGE INTERNATIONAL, INC. SEAC Annual Meeting Date:
07/16/2003
Issuer: 811699107 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
W.C. STYSLINGER, III Management For For
02 ADOPT STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 124,000 124,000 06/20/2003
Y2K 000015136500 107 9,000 9,000 06/20/2003
- ---------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. LM Annual Meeting Date:
07/22/2003
Issuer: 524901105 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CARL BILDT* Management For For
HARRY M. FORD, JR.* Management For For
JOHN E. KOERNER, III* Management For For
PETER F. O'MALLEY* Management For For
JAMES E. UKROP* Management For For
DENNIS R. BERESFORD** Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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HSS 000015136400 105 23,500 23,500 06/26/2003
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AIRGAS, INC. ARG Annual Meeting Date:
07/29/2003
Issuer: 009363102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES W. HOVEY Management For For
PAULA A. SNEED Management For For
DAVID M. STOUT Management For For
WILLIAM O. ALBERTINI Management For For
02 ADOPT STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 66,700 66,700 07/11/2003
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AMKOR TECHNOLOGY, INC. AMKR Annual Meeting Date:
07/30/2003
Issuer: 031652100 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES J. KIM Management For For
JOHN N. BORUCH Management For For
WINSTON J. CHURCHILL Management For For
THOMAS D. GEORGE Management For For
GREGORY K. HINCKLEY Management For For
JUERGEN KNORR Management For For
JOHN B. NEFF Management For For
JAMES W. ZUG Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 187,905 187,905 07/16/2003
Y2K 000015136500 100 12,800 12,800 07/16/2003
- ---------------------------------------------------------------------------------------------------------------------
BERGER HOLDINGS, LTD. BGRH Annual Meeting Date:
07/30/2003
Issuer: 084037407 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THEODORE A. SCHWARTZ Management For For
JAY D. SEID Management For For
JON M. KRAUT, D.M.D. Management For For
FRANCIS E. WELLOCK, JR. Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 407 118,150 118,150 07/09/2003
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ZORAN CORPORATION ZRAN Annual Meeting Date:
08/08/2003
Issuer: 98975F101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
02 ELECTION OF DIRECTORS Management For For
LEVY GERZBERG Management For For
UZIA GALIL Management For For
JAMES D. MEINDL Management For For
JAMES B. OWENS, JR. Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
04 AMEND STOCK PURCHASE PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 101 700 700 07/21/2003
- ---------------------------------------------------------------------------------------------------------------------
GLOBAL IMAGING SYSTEMS, INC. GISX Annual Meeting Date:
08/18/2003
Issuer: 37934A100 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DANIEL T. HENDRIX Management For For
M. LAZANE SMITH Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 58,500 58,500 07/29/2003
- ---------------------------------------------------------------------------------------------------------------------
K-V PHARMACEUTICAL COMPANY KVA Annual Meeting Date:
08/28/2003
Issuer: 482740206 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
VICTOR M. HERMELIN Management For For
ALAN G. JOHNSON Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 206 41,124 41,124 08/04/2003
- ---------------------------------------------------------------------------------------------------------------------
ALKERMES, INC. ALKS Annual Meeting Date:
09/09/2003
Issuer: 01642T108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FLOYD E. BLOOM Management For For
ROBERT A. BREYER Management For For
GERRI HENWOOD Management For For
PAUL J. MITCHELL Management For For
RICHARD F. POPS Management For For
ALEXANDER RICH Management For For
PAUL SCHIMMEL Management For For
MICHAEL A. WALL Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 84,900 84,900 08/13/2003
Y2K 000015136500 108 6,400 6,400 08/13/2003
- ---------------------------------------------------------------------------------------------------------------------
ENVIRONMENTAL TECTONICS CORPORATION ETC Annual Meeting Date:
09/11/2003
Issuer: 294092101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GEORGE K. ANDERSON M.D. Management For For
HOWARD W. KELLEY Management For For
H.F. LENFEST Management For For
WILLIAM F. MITCHELL Management For For
PETE L. STEPHENS, M.D. Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 197,500 197,500 08/25/2003
- ---------------------------------------------------------------------------------------------------------------------
VIASAT, INC. VSAT Annual Meeting Date:
09/11/2003
Issuer: 92552V100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT W. JOHNSON Management For For
WILLIAM A. OWENS Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 3,335 3,335 08/13/2003
- ---------------------------------------------------------------------------------------------------------------------
FIRST COLONIAL GROUP, INC. FTCG Annual Meeting Date:
10/01/2003
Issuer: 319734109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT J. BERGREN Management For For
RICHARD STEVENS, III Management For For
02 APPROVE MERGER AGREEMENT Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 20,423 20,423 09/05/2003
HSS 000015136400 109 5,238 5,238 09/05/2003
- ---------------------------------------------------------------------------------------------------------------------
DREXLER TECHNOLOGY CORPORATION DRXR Annual Meeting Date:
10/10/2003
Issuer: 261876106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEROME DREXLER Management For For
CHRISTOPHER J. DYBALL Management For For
RICHARD M. HADDOCK Management For For
ARTHUR H. HAUSMAN Management For For
DAN MAYDAN Management For For
WILLIAM E. MCKENNA Management For For
WALTER F. WALKER Management For For
02 S/H PROPOSAL - BUSINESS/INVESTMENT Shareholder For Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 29,100 29,100 09/30/2003
- ---------------------------------------------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD. RELL Annual Meeting Date:
10/15/2003
Issuer: 763165107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EDWARD J. RICHARDSON Management For For
BRUCE W. JOHNSON Management For For
DARIO SACOMANI Management For For
ARNOLD R. ALLEN Management For For
JACQUES BOUYER Management For For
SCOTT HODES Management For For
AD KETELAARS Management For For
JOHN PETERSON Management For For
HAROLD L. PURKEY Management For For
SAMUEL RUBINOVITZ Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 39,290 39,290 09/17/2003
- ---------------------------------------------------------------------------------------------------------------------
LAUREL CAPITAL GROUP, INC. LARL Annual Meeting Date:
10/16/2003
Issuer: 518629100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ANNETTE D. GANASSI Management For For
EDWIN R. MAUS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 8,850 8,850 10/01/2003
- ---------------------------------------------------------------------------------------------------------------------
APPLIED FILMS CORPORATION AFCO Annual Meeting Date:
10/22/2003
Issuer: 038197109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
03 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
05 TRANSACT OTHER BUSINESS Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 70,085 70,085 10/01/2003
Y2K 000015136500 109 4,500 4,500 10/01/2003
- ---------------------------------------------------------------------------------------------------------------------
CHESTER VALLEY BANCORP INC. CVAL Annual Meeting Date:
10/22/2003
Issuer: 166335109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EDWARD T. BORER Management For For
JAMES E. MCERLANE, ESQ. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 74,685 74,685 10/08/2003
- ---------------------------------------------------------------------------------------------------------------------
GUARANTY FEDERAL BANCSHARES, INC. GFED Annual Meeting Date:
10/22/2003
Issuer: 40108P101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KURT D. HELLWEG Management For For
GARY LIPSCOMB Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 41,000 41,000 10/01/2003
- ---------------------------------------------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC. ICST Annual Meeting Date:
10/29/2003
Issuer: 45811K208 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HOCK E. TAN Management For For
NAM P. SUH Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 208 13,300 13,300 10/08/2003
Y2K 000015136500 208 2,000 2,000 10/08/2003
- ---------------------------------------------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC. ACS Annual Meeting Date:
10/30/2003
Issuer: 008190100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DARWIN DEASON Management For For
JEFFREY A. RICH Management For For
MARK A. KING Management For For
JOSEPH P. O'NEILL Management For For
FRANK A. ROSSI Management For For
J. LIVINGSTON KOSBERG Management For
For DENNIS MCCUISTION Management For
For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 100 1,500 1,500 10/08/2003
- ---------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN INC. NEU Special Meeting Date:
10/31/2003
Issuer: 641234109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 38,000 38,000 10/08/2003
- ---------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED IIVI Annual Meeting Date:
11/07/2003
Issuer: 902104108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DUNCAN A.J. MORRISON Management For For
MARC Y.E. PELAEZ Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 S/H PROPOSAL - ADD SUNSET PROVISION TO POISON Shareholder For Against
PILL
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 55,800 55,800 10/17/2003
Y2K 000015136500 108 2,400 2,400 10/17/2003
- ---------------------------------------------------------------------------------------------------------------------
HYPERION SOLUTIONS CORPORATION HYSL Annual Meeting Date:
11/10/2003
Issuer: 44914M104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEFFREY RODEK Management For For
ALDO PAPONE Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 38,000 38,000 10/17/2003
Y2K 000015136500 104 2,500 2,500 10/17/2003
- ---------------------------------------------------------------------------------------------------------------------
RESMED INC. RMD Annual Meeting Date:
11/13/2003
Issuer: 761152107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PETER C. FARRELL Management For For
GARY W. PACE Management For For
02 ADOPT STOCK PURCHASE PLAN Management Against Against
03 DIRECTOR FEES Management Against Against
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 14,100 14,100 10/24/2003
- ---------------------------------------------------------------------------------------------------------------------
RESPIRONICS, INC. RESP Annual Meeting Date:
11/18/2003
Issuer: 761230101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOSEPH C. LAWYER Management For For
SEAN MCDONALD Management For For
JOHN C. MILES II Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 26,100 26,100 10/29/2003
- ---------------------------------------------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC. COCO Annual Meeting Date:
11/20/2003
Issuer: 218868107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PAUL R. ST. PIERRE Management For For
LINDA AREY SKLADANY Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 5,400 5,400 11/06/2003
- ---------------------------------------------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORPORATION EDMC Annual Meeting Date:
11/20/2003
Issuer: 28139T101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT H. ATWELL Management For For
WILLIAM M. CAMPBELL III Management For For
FRIEDRICH TEROERDE Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 29,251 29,251 10/30/2003
- ---------------------------------------------------------------------------------------------------------------------
MICROS SYSTEMS, INC. MCRS Annual Meeting Date:
11/21/2003
Issuer: 594901100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
A.L. GIANNOPOULOS Management For For
LOUIS M. BROWN, JR. Management For For
B. GARY DANDO Management For For
JOHN G. PUENTE Management For For
DWIGHT S. TAYLOR Management For For
WILLIAM S. WATSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 35,500 35,500 10/30/2003
Y2K 000015136500 100 2,600 2,600 10/30/2003
- ---------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. FLWS Annual Meeting Date:
12/02/2003
Issuer: 68243Q106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEFFREY C. WALKER Management For For
KEVIN J. O'CONNOR Management For For
02 APPROVE EXECUTIVE BONUS PLAN Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 103,835 103,835 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
UNITED NATIONAL BANCORP UNBJ Special Meeting Date:
12/02/2003
Issuer: 910909100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
02 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 33,100 33,100 11/13/2003
- ---------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. EXTR Annual Meeting Date:
12/03/2003
Issuer: 30226D106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BOB L. COREY Management For For
PETER WOLKEN Management For For
02 AMEND STOCK PURCHASE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 34,600 34,600 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
NEOWARE SYSTEMS, INC. NWRE Annual Meeting Date:
12/03/2003
Issuer: 64065P102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL G. KANTROWITZ Management For For
JOHN M. RYAN Management For For
CHRISTOPHER G. MCCANN Management For For
JOHN P. KIRWIN, III Management For For
DAVID D. GATHMAN Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 50,955 50,955 11/20/2003
Y2K 000015136500 102 3,900 3,900 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. OZRK Special Meeting Date:
12/09/2003
Issuer: 063904106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 2,600 2,600 11/13/2003
HSS 000015136400 106 42,120 42,120 11/13/2003
- ---------------------------------------------------------------------------------------------------------------------
ALLIANCE GAMING CORPORATION AGI Annual Meeting Date:
12/10/2003
Issuer: 01859P609 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT MIODUNSKI Management For For
DAVID ROBBINS Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 609 54,500 54,500 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
LTX CORPORATION LTXX Annual Meeting Date:
12/10/2003
Issuer: 502392103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROGER W. BLETHEN Management For For
ROBERT J. BOEHLKE Management For For
ROGER J. MAGGS Management For For
02 ADOPT STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 47,000 47,000 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
THERMOGENESIS CORP. KOOL Annual Meeting Date:
12/15/2003
Issuer: 883623209 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PHILIP H. COELHO Management For For
PATRICK MCENANY Management For For
HUBERT E. HUCKEL, M.D. Management For For
GEORGE J. BARRY Management For For
KEVIN SIMPSON Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 209 118,000 118,000 11/20/2003
- ---------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. JBL Annual Meeting Date:
01/13/2004
Issuer: 466313103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM D. MOREAN Management For For
THOMAS A. SANSONE Management For For
TIMOTHY L. MAIN Management For For
LAWRENCE J. MURPHY Management For For
MEL S. LAVITT Management For For
STEVEN A. RAYMUND Management For For
FRANK A. NEWMAN Management For For
LAURENCE S. GRAFSTEIN Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 103 1,000 1,000 12/29/2003
- ---------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE Special Meeting Date:
01/23/2004
Issuer: 13123X102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE AUTHORIZED COMMON & PREFERRED STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 23,000 23,000 01/07/2004
- ---------------------------------------------------------------------------------------------------------------------
PHOTON DYNAMICS, INC. PHTN Annual Meeting Date:
01/26/2004
Issuer: 719364101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MALCOLM J. THOMPSON Management For For
E. FLOYD KVAMME Management For For
ELWOOD H. SPEDDEN Management For For
RICHARD P. BECK Management For For
NICHOLAS E. BRATHWAITE Management For For
MICHAEL J. KIM Management For For
JEFFREY A. HAWTHORNE Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 53,400 53,400 01/13/2004
Y2K 000015136500 101 2,400 2,400 01/13/2004
- ---------------------------------------------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC. MGAM Annual Meeting Date:
02/02/2004
Issuer: 625453105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS W. SARNOFF Management For For
CLIFTON E. LIND Management For For
GORDON T. GRAVES Management For For
ROBERT D. REPASS Management For For
MARTIN A. KEANE Management For For
JOHN M. WINKELMAN Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 5,900 5,900 01/20/2004
- ---------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. ESE Annual Meeting Date:
02/05/2004
Issuer: 296315104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
V.L. RICHEY, JR. Management For For
J.M. STOLZE Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 25,800 25,800 01/13/2004
- ---------------------------------------------------------------------------------------------------------------------
PACIFIC CREST CAPITAL, INC. PCCI Special Meeting Date:
02/06/2004
Issuer: 694166109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
A APPROVE REORGANIZATION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 82,800 82,800 01/23/2004
- ---------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION CUB Annual Meeting Date:
02/10/2004
Issuer: 229669106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WALTER J. ZABLE Management For For
WALTER C. ZABLE Management For For
WILLIAM W. BOYLE Management For For
DR. RICHARD C. ATKINSON Management For
For RAYMOND L. DEKOZAN Management For
For ROBERT T. MONAGAN Management For
For
RAYMOND E. PEET Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 9,300 9,300 01/23/2004
- ---------------------------------------------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC. KLIC Annual Meeting Date:
02/10/2004
Issuer: 501242101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BRIAN R. BACHMAN Management For For
PHILIP V. GERDINE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 101 2,800 2,800 01/29/2004
- ---------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., VSEA Annual Meeting Date:
02/10/2004
Issuer: 922207105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT W. DUTTON Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 35,300 35,300 01/12/2004
Y2K 000015136500 105 1,900 1,900 01/12/2004
- ---------------------------------------------------------------------------------------------------------------------
ZILOG, INC. ZILG Special Meeting Date:
02/12/2004
Issuer: 989524301 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 APPROVE REVERSE STOCK SPLIT Management For For
05 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 202 41,200 41,200 01/23/2004
- ---------------------------------------------------------------------------------------------------------------------
IGEN INTERNATIONAL, INC. IGEN Special Meeting Date:
02/13/2004
Issuer: 449536101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 18,631 18,631 02/11/2004
Y2K 000015136500 101 1,300 1,300 02/11/2004
- ---------------------------------------------------------------------------------------------------------------------
KEITHLEY INSTRUMENTS, INC. KEI Annual Meeting Date:
02/14/2004
Issuer: 487584104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 47,000 0
Y2K 000015136500 104 4,200 0
- ---------------------------------------------------------------------------------------------------------------------
SEMITOOL, INC. SMTL Annual Meeting Date:
02/17/2004
Issuer: 816909105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RAYMON F. THOMPSON Management For For
HOWARD E. BATEMAN Management For For
DONALD P. BAUMANN Management For For
RICHARD A. DASEN Management For For
C. RICHARD DEININGER Management For For
TIMOTHY C. DODKIN Management For For
DANIEL J. EIGEMAN Management For For
CHARLES P. GRENIER Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 122,384 122,384 02/04/2004
Y2K 000015136500 105 12,800 12,800 02/04/2004
- ---------------------------------------------------------------------------------------------------------------------
AMERICAN ITALIAN PASTA COMPANY PLB Annual Meeting Date:
02/19/2004
Issuer: 027070101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
TIM M. POLLAK Management For For
WILLIAM R. PATTERSON Management For For
TERENCE C. O'BRIEN Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 12,500 12,500 01/29/2004
- ---------------------------------------------------------------------------------------------------------------------
MAXIM PHARMACEUTICALS, INC. MAXM Annual Meeting Date:
02/19/2004
Issuer: 57772M107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PER-OLOF MARTENSSON Management For For
LARRY G. STAMBAUGH Management For For
WAYNE P. YETTER Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 27,001 27,001 01/29/2004
Y2K 000015136500 107 5,400 5,400 01/29/2004
- ---------------------------------------------------------------------------------------------------------------------
VIRAGE LOGIC CORPORATION VIRL Annual Meeting Date:
02/24/2004
Issuer: 92763R104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
J. DANIEL MCCRANIE Management For For
ROBERT SMITH Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 59,014 59,014 02/06/2004
Y2K 000015136500 104 5,000 5,000 02/06/2004
- ---------------------------------------------------------------------------------------------------------------------
WHITE ELECTRONIC DESIGNS CORPORATION WEDC Annual Meeting Date:
03/03/2004
Issuer: 963801105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
NORMAN T. HALL Management For For
THOMAS M. REAHARD Management For For
HAMID R. SHOKRGOZAR Management For For
THOMAS J. TOY Management For For
EDWARD A. WHITE Management For For
JACK A. HENRY Management For For
PAUL D. QUADROS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 52,902 52,902 02/06/2004
- ---------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION CCMP Annual Meeting Date:
03/09/2004
Issuer: 12709P103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JUAN ENRIQUEZ-CABOT Management For For
H. LAURANCE FULLER Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 23,000 23,000 02/10/2004
Y2K 000015136500 103 700 700 02/10/2004
- ---------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. UBA Annual Meeting Date:
03/10/2004
Issuer: 917286205 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CHARLES D. URSTADT* Management For For
WILLING L. BIDDLE** Management For For
E. VIRGIL CONWAY** Management For For
ROBERT J. MUELLER** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 AMEND RESTRICTED STOCK AWARD PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 205 50,000 50,000 02/19/2004
- ---------------------------------------------------------------------------------------------------------------------
MARTEK BIOSCIENCES CORPORATION MATK Annual Meeting Date:
03/18/2004
Issuer: 572901106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DOUGLAS J. MACMASTER JR Management For For
JOHN H. MAHAR Management For For
EUGENE H. ROTBERG Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 32,650 32,650 02/23/2004
- ---------------------------------------------------------------------------------------------------------------------
ALLEGIANT BANCORP, INC. ALLE Special Meeting Date:
03/19/2004
Issuer: 017476102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 140,387 140,387 03/03/2004
- ---------------------------------------------------------------------------------------------------------------------
CREDENCE SYSTEMS CORPORATION CMOS Annual Meeting Date:
03/23/2004
Issuer: 225302108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD M. BEYER* Management For For
THOMAS R. FRANZ* Management For For
WILLIAM G. HOWARD, JR.* Management For For
BRUCE R. WRIGHT** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 19,500 19,500 03/05/2004
- ---------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. CBU Special Meeting Date:
03/26/2004
Issuer: 203607106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 106 36,800 36,800 03/03/2004
- ---------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. BSC Annual Meeting Date:
03/31/2004
Issuer: 073902108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES E. CAYNE Management For For
CARL D. GLICKMAN Management For For
ALAN C. GREENBERG Management For For
DONALD J. HARRINGTON Management For For
WILLIAM L. MACK Management For For
FRANK T. NICKELL Management For For
PAUL A. NOVELLY Management For For
FREDERIC V. SALERNO Management For For
ALAN D. SCHWARTZ Management For For
WARREN J. SPECTOR Management For For
VINCENT TESE Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 AMEND STOCK OPTION PLAN Management For For
04 AMEND RESTRICTED STOCK AWARD PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 20,200 20,200 03/15/2004
- ---------------------------------------------------------------------------------------------------------------------
CAPITAL CORP OF THE WEST CCOW Annual Meeting Date:
04/13/2004
Issuer: 140065103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN D. FAWCETT Management For For
THOMAS T. HAWKER Management For For
CURTIS A. RIGGS Management For For
ROBERTO SALAZAR Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 37,300 37,300 03/18/2004
- ---------------------------------------------------------------------------------------------------------------------
HARLEYSVILLE NATIONAL CORPORATION HNBC Annual Meeting Date:
04/13/2004
Issuer: 412850109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management Against
WALTER R. BATEMAN, II Management Withheld Against
LEEANN B. BERGEY Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 39,101 39,101 03/15/2004
HSS 000015136400 109 139,112 139,112 03/15/2004
- ---------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION LKFN Annual Meeting Date:
04/13/2004
Issuer: 511656100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
L. CRAIG FULMER Management For For
CHARLES E. NIEMIER Management For For
DONALD B. STEININGER Management For For
TERRY L. TUCKER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 45,000 45,000 03/16/2004
- ---------------------------------------------------------------------------------------------------------------------
OAK HILL FINANCIAL, INC. OAKF Annual Meeting Date:
04/13/2004
Issuer: 671337103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
C.R. DECLARK-PEACE Management For For
BARRY M. DORSEY Management For For
DONALD R. SEIGNEUR Management For For
WILLIAM S. SIDERS Management For For
H. GRANT STEPHENSON Management For For
DONALD P. WOOD Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 87,605 87,605 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
DONEGAL GROUP INC. DGICA Annual Meeting Date:
04/15/2004
Issuer: 257701201 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
R. RICHARD SHERBAHN Management For For
JOHN J. LYONS Management For For
02 MISCELLANEOUS CORPORATE GOVERNANCE Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 201 129,600 129,600 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
SOUTHSIDE BANCSHARES, INC. SBSI Annual Meeting Date:
04/15/2004
Issuer: 84470P109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRED E. BOSWORTH Management For For
ALTON CADE Management For For
B.G. HARTLEY Management For For
PAUL W. POWELL Management For For
02 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 66,455 66,455 03/23/2004
- ---------------------------------------------------------------------------------------------------------------------
FIRST NATL BANKSHARES OF FLORIDA INC FLB Annual Meeting Date:
04/19/2004
Issuer: 321100109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
G. SCOTT BATON, II Management For For
DAVID A. STRAZ, JR. Management For For
LEE ROY SELMON Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 52,874 52,874 03/22/2004
- ---------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION PRK Annual Meeting Date:
04/19/2004
Issuer: 700658107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MAUREEN BUCHWALD Management For For
J. GILBERT REESE Management For For
RICK R. TAYLOR Management For For
LEON ZAZWORSKY Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 18,500 18,500 03/22/2004
- ---------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. STBA Annual Meeting Date:
04/19/2004
Issuer: 783859101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS A. BRICE Management For For
JAMES L. CARINO Management For For
JEFFREY D. GRUBE Management For For
JOSEPH A. KIRK Management For For
JAMES C. MILLER Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 16,250 16,250 03/30/2004
HSS 000015136400 101 44,491 44,491 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. OZRK Annual Meeting Date:
04/20/2004
Issuer: 063904106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GEORGE GLEASON Management For For
MARK ROSS Management For For
JEAN AREHART Management For For
STEVEN ARNOLD Management For For
RICHARD CISNE Management For For
JERRY DAVIS Management For For
ROBERT EAST Management For For
LINDA GLEASON Management For For
PORTER HILLARD Management For For
HENRY MARIANI Management For For
JAMES MATTHEWS Management For For
R.L. QUALLS Management For For
KENNITH SMITH Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 25,600 25,600 03/22/2004
HSS 000015136400 106 111,740 111,740 03/22/2004
- ---------------------------------------------------------------------------------------------------------------------
CAPITAL CROSSING BANK CAPX Annual Meeting Date:
04/20/2004
Issuer: 140071101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MARK J. PANARESE Management For For
DOUGLAS SHAW Management For For
02 ELECT COMPANY CLERK/SECRETARY Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 66,200 66,200 03/23/2004
- ---------------------------------------------------------------------------------------------------------------------
COMMUNITY FIRST BANKSHARES, INC. CFBX Annual Meeting Date:
04/20/2004
Issuer: 203902101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MARK A. ANDERSON Management For For
PATRICK DELANEY Management For For
JOHN H. FLITTIE Management For For
DARRELL G. KNUDSON Management For For
DAWN R. ELM Management For For
MARILYN R. SEYMANN Management For For
HARVEY L. WOLLMAN Management For For
THOMAS GALLAGHER Management For For
RAHN K. PORTER Management For For
LAURIS N. MOLBERT Management For For
KAREN M. MEYER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 49,500 49,500 03/23/2004
- ---------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. ECBE Annual Meeting Date:
04/20/2004
Issuer: 268253101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ARTHUR H. KEENEY III Management For For
JOSEPH T. LAMB, JR. Management For For
RAY M. SPENCER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 13,000 13,000 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. PNFP Annual Meeting Date:
04/20/2004
Issuer: 72346Q104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
SUE G. ATKINSON Management For For
COLLEEN CONWAY-WELCH Management For For
GREGORY L. BURNS Management For For
CLAY T. JACKSON Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 25,000 25,000 03/23/2004
- ---------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. PRSP Annual Meeting Date:
04/20/2004
Issuer: 743606105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CHARLES A. DAVIS, JR. Management For For
NED S. HOLMES Management For For
TRACY T. RUDOLPH Management For For
DAVID ZALMAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 81,500 81,500 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
QUICKLOGIC CORPORATION QUIK Annual Meeting Date:
04/20/2004
Issuer: 74837P108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GARY H. TAUSS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 28,800 28,800 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
SUMMIT BANCSHARES, INC. SBIT Annual Meeting Date:
04/20/2004
Issuer: 866011109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ELLIOTT S. GARSEK Management For For
RONALD J. GOLDMAN Management For For
F.S. GUNN Management For For
ROBERT L. HERCHERT Management For For
JAY J. LESOK Management For For
WILLIAM W. MEADOWS Management For For
JAMES L. MURRAY Management For For
PHILIP E. NORWOOD Management For For
BYRON B. SEARCY Management For For
RODERICK D. STEPP Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 31,100 31,100 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION UBSH Annual Meeting Date:
04/20/2004
Issuer: 905399101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
R. HUNTER MORIN* Management For For
ROBERT C. SLEDD* Management For For
RONALD L. TILLETT* Management For For
RONALD L. HICKS** Management For For
W.T. MURPHY, JR.** Management For For
A.D. WHITTAKER** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 90,658 90,658 03/22/2004
- ---------------------------------------------------------------------------------------------------------------------
VIRGINIA FINANCIAL GROUP, INC. VFGI Annual Meeting Date:
04/20/2004
Issuer: 927810101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LEE S. BAKER Management For For
O.R. BARHAM, JR. Management For For
BENHAM M. BLACK Management For For
P. WILLIAM MOORE, JR. Management For
For THOMAS F. WILLIAMS, JR. Management
For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 40,700 40,700 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION CFNL Annual Meeting Date:
04/21/2004
Issuer: 14149F109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
B.G. BECK Management For For
MICHAEL A. GARCIA Management For For
J. HAMILTON LAMBERT Management For For
ALICE M. STARR Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 125,000 125,000 03/23/2004
- ---------------------------------------------------------------------------------------------------------------------
CHITTENDEN CORPORATION CHZ Annual Meeting Date:
04/21/2004
Issuer: 170228100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CHARLES W. SMITH Management For For
PALL D. SPERA Management For For
OWEN W. WELLS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 71,300 71,300 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. FLIR Annual Meeting Date:
04/21/2004
Issuer: 302445101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN D. CARTER Management For For
MICHAEL T. SMITH Management For For
02 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 22,400 22,400 03/25/2004
Y2K 000015136500 101 2,300 2,300 03/25/2004
- ---------------------------------------------------------------------------------------------------------------------
MACATAWA BANK CORPORATION MCBC Annual Meeting Date:
04/21/2004
Issuer: 554225102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN F. KOETJE Management For For
PHILIP J. KONING Management For For
02 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 10,815 10,815 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
MIDDLEBURG FINANCIAL CORPORATION MBRG Annual Meeting Date:
04/21/2004
Issuer: 596094102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HOWARD M. ARMFIELD Management For For
JOSEPH L. BOLING Management For For
CHILDS FRICK BURDEN Management For For
J. LYNN CORNWELL, JR. Management For
For WILLIAM F. CURTIS Management For
For ROBERT C. GILKISON Management
For For
C. OLIVER ISELIN, III Management For For
GARY D. LECLAIR Management For For
THOMAS W. NALLS Management For For
JOHN L. SHERMAN Management For For
MILLICENT W. WEST Management For For
EDWARD T. WRIGHT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 45,700 45,700 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
PATRIOT BANK CORP. PBIX Special Meeting Date:
04/21/2004
Issuer: 70335P103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 91,381 91,381 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
SKY FINANCIAL GROUP, INC. SKYF Annual Meeting Date:
04/21/2004
Issuer: 83080P103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRED H. JOHNSON, III Management For For
JAMES C. MCBANE Management For For
GERARD P. MASTROIANNI Management For For
ROBERT E. SPITLER Management For For
JOSEPH N. TOSH, II Management For For
02 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
03 ADOPT RESTRICTED STOCK AWARD PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 120,391 120,391 03/22/2004
- ---------------------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION FULT Annual Meeting Date:
04/22/2004
Issuer: 360271100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DONALD M. BOWMAN, JR. Management For For
CLARK S. FRAME Management For For
CHARLES V. HENRY, III Management For For
GEORGE W. HODGES Management For For
JOSEPH J. MOWAD Management For For
JOHN O. SHIRK Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 59,805 59,805 03/26/2004
- ---------------------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION MBWM Annual Meeting Date:
04/22/2004
Issuer: 587376104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EDWARD J. CLARK Management For For
C. JOHN GILL Management For For
GERALD R. JOHNSON, JR. Management For
For
CALVIN D. MURDOCK Management For For
DONALD WILLIAMS, SR. Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 ADOPT EMPLOYEE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 99,800 99,800 03/24/2004
- ---------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. PVTB Annual Meeting Date:
04/22/2004
Issuer: 742962103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT F. COLEMAN Management For For
JAMES M. GUYETTE Management For For
PHILIP M. KAYMAN Management For For
THOMAS F. MEAGHER Management For For
WILLIAM J. PODL Management For For
WILLIAM R. RYBAK Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 28,150 28,150 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION PRGS Annual Meeting Date:
04/22/2004
Issuer: 743312100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 FIX NUMBER OF DIRECTORS Management Against Against
02 ELECTION OF DIRECTORS Management For For
JOSEPH W. ALSOP Management For For
LARRY R. HARRIS Management For For
ROGER J. HEINEN, JR. Management For For
MICHAEL L. MARK Management For For
SCOTT A. MCGREGOR Management For For
AMRAN RASIEL Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 22,953 22,953 03/26/2004
Y2K 000015136500 100 1,900 1,900 03/26/2004
- ---------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. OKSB Annual Meeting Date:
04/22/2004
Issuer: 844767103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS D. BERRY Management For For
RICK GREEN Management For For
DAVID P. LAMBERT Management For For
LINFORD R. PITTS Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 129,038 129,038 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. SUBI Annual Meeting Date:
04/22/2004
Issuer: 866634108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MAX E. BINGAMAN* Management For For
SIDNEY M. PALMER* Management For For
MARTHA A. BARRICK** Management For For
DANIEL R. GEISE** Management For For
JOHN W. ROSE** Management For For
STEPHEN J. GURGOVITS*** Management For For
ROBERT A. HORMELL*** Management For For
ROBERT J. MCCORMACK*** Management For For
H. DAVID PADDEN*** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 29,477 29,477 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION WBS Annual Meeting Date:
04/22/2004
Issuer: 947890109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOEL S. BECKER Management For For
WILLIAM T. BROMAGE Management For For
JAMES C. SMITH Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 89,400 89,400 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION WSFS Annual Meeting Date:
04/22/2004
Issuer: 929328102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN F. DOWNEY Management For For
THOMAS P. PRESTON Management For For
MARVIN N. SCHOENHALS Management For For
R. TED WESCHLER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 40,000 40,000 03/24/2004
- ---------------------------------------------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC. NPBC Annual Meeting Date:
04/26/2004
Issuer: 637138108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRED D. HAFER Management For For
C. ROBERT ROTH Management For For
WAYNE R. WEIDNER Management For For
DONALD P. WORTHINGTON Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 24,790 24,790 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. BRKS Annual Meeting Date:
04/27/2004
Issuer: 114340102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT J. THERRIEN Management For For
ROGER D. EMERICK Management For For
AMIN J. KHOURY Management For For
JOSEPH R. MARTIN Management For For
EDWARD C. GRADY Management For For
A. CLINTON ALLEN Management For For
JOHN K. MCGILLICUDDY Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 18,500 18,500 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. CPF Annual Meeting Date:
04/27/2004
Issuer: 154760102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CLINT ARNOLDUS Management For For
C. H. H. CAMP FRIEDMAN Management For
For DENNIS I. HIROTA Management For
For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 56,200 56,200 04/12/2004
- ---------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANCSHARES, INC. FCBC Annual Meeting Date:
04/27/2004
Issuer: 31983A103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ALLEN T. HAMNER Management For For
B.W. HARVEY Management For For
JOHN M. MENDEZ Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 23,690 23,690 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
LEESPORT FINANCIAL CORP. FLPB Annual Meeting Date:
04/27/2004
Issuer: 524477106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KAREN A. RIGHTMIRE Management For For
MICHAEL L. SHOR Management For For
ALFRED J. WEBER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 106 41,445 41,445 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD Annual Meeting Date:
04/27/2004
Issuer: 554273102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DANIEL H. LEEVER Management For For
DONALD G. OGILVIE Management For For
JAMES C. SMITH Management For For
JOSEPH M. SILVESTRI Management For For
T. QUINN SPITZER Management For For
ROBERT L. ECKLIN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND STOCK PERFORMANCE PLAN Management For For
04 AMEND INCENTIVE STOCK OPTION PLAN Management For For
05 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 23,700 23,700 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. MBFI Annual Meeting Date:
04/27/2004
Issuer: 55264U108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
E.M. BAKWIN Management For For
MITCHELL FEIGER Management For For
JAMES N. HALLENE Management For For
DAVID L. HUSMAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 103,250 103,250 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. WFR Annual Meeting Date:
04/27/2004
Issuer: 552715104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN MARREN Management For For
WILLIAM E. STEVENS Management For For
WILLIAM D. WATKINS Management For For
JAMES B. WILLIAMS Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN Management For For
04 AMEND INCENTIVE STOCK OPTION PLAN Management For For
05 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 104 6,000 6,000 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
PENNROCK FINANCIAL SERVICES CORP. PRFS Annual Meeting Date:
04/27/2004
Issuer: 708352109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
IRVING E. BRESSLER Management For For
SANDRA J. BRICKER Management For For
ELTON HORNING Management For For
GLENN H. WEAVER Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 24,965 24,965 03/30/2004
- ---------------------------------------------------------------------------------------------------------------------
PRINCETON NATIONAL BANCORP, INC. PNBC Annual Meeting Date:
04/27/2004
Issuer: 742282106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DARYL BECKER Management For For
SHARON L. COVERT Management For For
MARK JANKO Management For For
JAMES B. MILLER Management For For
STEPHEN W. SAMET Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 106 64,000 64,000 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION-PA SLFI Annual Meeting Date:
04/27/2004
Issuer: 859317109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD H. ALBRIGHT JR. Management For For
BERTRAM F. ELSNER Management For For
HOWARD E. GROFF, JR. Management For For
JOHN E. STEFAN Management For For
GLENN R. WALZ Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 103,250 103,250 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
THE LEGACY BANK OF HARRISBURG LBOH Annual Meeting Date:
04/27/2004
Issuer: 52463U104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LAWRENCE S. ALLISON Management For For
LAWRENCE W. BITNER Management For For
THOMAS W. LENNOX Management For For
ROBERT J. MOISEY Management For For
MARTIN F. BROPHY Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 56,027 56,027 03/29/2004
- ---------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP ASBC Annual Meeting Date:
04/28/2004
Issuer: 045487105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PAUL S. BEIDEMAN Management For For
ROBERT C. GALLAGHER Management For For
JOHN C. MENG Management For For
RUTH M. CROWLEY Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 57,900 57,900 03/29/2004
- ---------------------------------------------------------------------------------------------------------------------
AUGUST TECHNOLOGY CORPORATION AUGT Annual Meeting Date:
04/28/2004
Issuer: 05106U105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 SET/CHANGE NUMBER OF DIRECTORS ON BOARD Management Against Against
02 ELECTION OF DIRECTORS Management For For
JEFF L. O'DELL Management For For
MICHAEL W. WRIGHT Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 8,200 8,200 04/06/2004
Y2K 000015136500 105 1,500 1,500 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
HELIX TECHNOLOGY CORPORATION HELX Annual Meeting Date:
04/28/2004
Issuer: 423319102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GIDEON ARGOV Management For For
FRANK GABRON Management For For
ROBERT H. HAYES Management For For
ROBERT J. LEPOFSKY Management For For
MARVIN G. SCHORR Management For For
ALFRED WOOLLACOTT, III Management For For
MARK S. WRIGHTON Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 15,800 15,800 04/06/2004
- ---------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION IBKC Annual Meeting Date:
04/28/2004
Issuer: 450828108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ELAINE D. ABELL Management For For
WILLIAM H. FENSTERMAKER Management For For
LARREY G. MOUTON Management For For
O. MILES POLLARD Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 69,099 69,099 04/12/2004
- ---------------------------------------------------------------------------------------------------------------------
MYKROLIS CORPORATION MYK Annual Meeting Date:
04/28/2004
Issuer: 62852P103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD A. AURELIO Management For For
ROBERT E. CALDWELL Management For For
MICHAEL P.C. CAMS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 64,400 64,400 04/08/2004
Y2K 000015136500 103 2,700 2,700 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC. SIGI Annual Meeting Date:
04/28/2004
Issuer: 816300107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
C. EDWARD HERDER Management For For
GREGORY E. MURPHY Management For For
WILLIAM M. RUE Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 17,500 17,500 04/14/2004
HSS 000015136400 107 44,000 44,000 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. UCBI Annual Meeting Date:
04/28/2004
Issuer: 90984P105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JIMMY C. TALLENT Management For For
ROBERT L. HEAD, JR. Management For For
W.C. NELSON, JR. Management For For
A. WILLIAM BENNETT Management For For
ROBERT H. BLALOCK Management For For
GUY W. FREEMAN Management For For
THOMAS C. GILLILAND Management For For
CHARLES E. HILL Management For For
HOYT O. HOLLOWAY Management For For
CLARENCE W. MASON, SR. Management For For
TIM WALLIS Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 30,200 30,200 04/12/2004
- ---------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, I BPFH Annual Meeting Date:
04/29/2004
Issuer: 101119105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
EUGENE S. COLANGELO Management For For
HAROLD A. FICK Management For For
ALLEN L. SINAI Management For For
TIMOTHY L. VAILL Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 80,000 80,000 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
CB BANCSHARES, INC. CBBI Annual Meeting Date:
04/29/2004
Issuer: 124785106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
TOMIO FUCHU Management For For
DUANE K. KURISU Management For For
MIKE K. SAYAMA Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 106 14,040 14,040 04/08/2004
- ---------------------------------------------------------------------------------------------------------------------
CEPHEID CPHD Annual Meeting Date:
04/29/2004
Issuer: 15670R107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CRISTINA H. KEPNER Management For For
THOMAS L. GUTSHALL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 13,000 13,000 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
GUITAR CENTER, INC. GTRC Annual Meeting Date:
04/29/2004
Issuer: 402040109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LARRY THOMAS Management For For
MARTY ALBERTSON Management For For
WM. CHRISTOPHER GOROG Management For For
WAYNE INOUYE Management For For
GEORGE JONES Management For For
LARRY LIVINGSTON Management For For
GEORGE MRKONIC Management For For
KENNETH REISS Management For For
WALTER ROSSI Management For For
PETER STARRETT Management For For
02 ADOPT STOCK AWARDS PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 21,600 21,600 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
PHILADELPHIA CONSOLIDATED HOLDING CO PHLY Annual Meeting Date:
04/29/2004
Issuer: 717528103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL J. CASCIO Management For For
ELIZABETH H. GEMMILL Management For For
WILLIAM J. HENRICH, JR. Management For For
JAMES J. MAGUIRE Management For For
JAMES J. MAGUIRE, JR. Management For For
MARGARET M. MATTIX Management For For
MAUREEN H. MCCULLOUGH Management For For
MICHAEL J. MORRIS Management For For
DONALD A. PIZER Management For For
DIRK A. STUUROP Management For For
SEAN S. SWEENEY Management For For
J. EUSTACE WOLFINGTON Management For
For
02 AMEND EMPLOYEE STOCK OPTION PLAN TO INCREASE SHARES Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 31,200 31,200 04/14/2004
HSS 000015136400 103 77,200 77,200 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION BOH Annual Meeting Date:
04/30/2004
Issuer: 062540109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL J. CHUN* Management For For
S. HAUNANI APOLIONA** Management For
For ALLAN R. LANDON** Management For
For
MARY G.F. BITTERMAN*** Management For For
MARTIN A. STEIN*** Management For For
BARBARA J. TANABE*** Management For For
ROBERT W. WO, JR.*** Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 20,800 20,800 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION CAC Annual Meeting Date:
05/04/2004
Issuer: 133034108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THEODORE C. JOHANSON Management For For
RICHARD N. SIMONEAU CPA Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 75,100 75,100 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
CASCADE FINANCIAL CORPORATION CASB Annual Meeting Date:
05/04/2004
Issuer: 147272108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JANICE HALLADAY Management For For
HENRY ROBINETT Management For For
CRAIG G. SKOTDAL Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 105,850 105,850 04/12/2004
- ---------------------------------------------------------------------------------------------------------------------
COMMUNITY BANKS, INC. CMTY Annual Meeting Date:
05/04/2004
Issuer: 203628102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS L. MILLER Management For For
JAMES A. ULSH Management For For
RONALD E. BOYER Management For For
PETER DESOTO Management For For
02 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 8,745 8,745 04/07/2004
HSS 000015136400 102 66,427 66,427 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. FCS Annual Meeting Date:
05/04/2004
Issuer: 303726103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KIRK P. POND Management For For
JOSEPH R. MARTIN Management For For
CHARLES P. CARINALLI Management For For
RICHARD M. CASHIN, JR. Management For For
CHARLES M. CLOUGH Management For For
ROBERT F. FRIEL Management For For
THOMAS L. MAGNANTI Management For For
BRYAN R. ROUB Management For For
PAUL C. SCHORR IV Management For For
RONALD W. SHELLY Management For For
WILLIAM N. STOUT Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 103 3,800 3,800 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. FNFG Annual Meeting Date:
05/04/2004
Issuer: 33582V108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GORDON P. ASSAD Management For For
JOHN J. BISGROVE, JR. Management For For
DANIEL W. JUDGE Management For For
LOUISE WOERNER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 111,200 111,200 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
FIRST OAK BROOK BANCSHARES, INC. FOBB Annual Meeting Date:
05/04/2004
Issuer: 335847208 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STUART I. GREENBAUM Management For For
RICHARD M. RIESER, JR. Management For For
MICHAEL L. STEIN Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 208 117,100 117,100 04/12/2004
- ---------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. GSBC Annual Meeting Date:
05/04/2004
Issuer: 390905107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM V. TURNER Management For For
JULIE T. BROWN Management For For
EARL A. STEINERT, JR. Management For For
02 APPROVE REINCORPORATION TO DELAWARE Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 50,800 50,800 04/20/2004
- ---------------------------------------------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC. PSYS Annual Meeting Date:
05/04/2004
Issuer: 74439H108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM F CARPENTER III Management For For
MARK P. CLEIN Management For For
RICHARD D. GORE Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 MISCELLANEOUS SHAREHOLDER EQUITY Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 35,200 35,200 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
ACNB CORPORATION ACNB Annual Meeting Date:
05/05/2004
Issuer: 000868109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 FIX NUMBER OF DIRECTORS Management For For
02 FIX NUMBER OF DIRECTORS Management Against Against
03 FIX NUMBER OF DIRECTORS Management Against Against
04 FIX NUMBER OF DIRECTORS Management Against Against
05 ELECTION OF DIRECTORS Management For For
D. RICHARD GUISE* Management For For
EDGAR S. HEBERLIG* Management For For
RONALD L. HANKEY* Management For For
MARIAN B. SCHULTZ* Management For For
DANIEL W. POTTS** Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 12,000 12,000 04/20/2004
- ---------------------------------------------------------------------------------------------------------------------
ALABAMA NATIONAL BANCORPORATION ALAB Annual Meeting Date:
05/05/2004
Issuer: 010317105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
W. RAY BARNES Management For For
DAN M. DAVID Management For For
JOHN V. DENSON Management For For
GRIFFIN A. GREENE Management For For
JOHN H. HOLCOMB III Management For For
JOHN D. JOHNS Management For For
JOHN J. MCMAHON, JR. Management For For
C. PHILLIP MCWANE Management For For
WILLIAM D. MONTGOMERY Management For
For
RICHARD MURRAY IV Management For For
VICTOR E. NICHOL, JR. Management For For
C. LLOYD NIX Management For For G.
RUFFNER PAGE, JR. Management For For
JOHN M. PLUNK Management For For
W. STANCIL STARNES Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 85,961 85,961 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
MAIN STREET BANKS, INC. MSBK Annual Meeting Date:
05/05/2004
Issuer: 56034R102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT R. FOWLER III* Management For For
SAMUEL B. HAY III* Management For For
C. CANDLER HUNT* Management For For
JOHN R. BURGESS, SR.** Management For For
T. KEN DRISKELL** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 500 500 04/19/2004
HSS 000015136400 102 168,223 168,223 04/19/2004
- ---------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES, INC. MVL Annual Meeting Date:
05/05/2004
Issuer: 57383M108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MORTON E. HANDEL Management For For
F. PETER CUNEO Management For For
ISAAC PERLMUTTER Management For For
02 APPROVE CHARTER AMENDMENT Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 79,900 79,900 04/20/2004
- ---------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. SF Annual Meeting Date:
05/05/2004
Issuer: 860630102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN P. DUBINSKY Management For For
ROBERT E. LEFTON, PH.D. Management For For
JAMES M. OATES Management For For
SCOTT B. MCCUAIG Management For For
02 ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 20,000 20,000 04/19/2004
- ---------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE Annual Meeting Date:
05/06/2004
Issuer: 13123X102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT A. STANGER Management For For
JOHN C. WALLACE Management For For
RICHARD O. WILSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 47,200 47,200 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
CAPITOL BANCORP LIMITED CBC Annual Meeting Date:
05/06/2004
Issuer: 14056D105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
L.G. ALLEN Management For For
P.R. BALLARD Management For For
D.L. BECKER Management For For
R.C. CARR Management For For D.E.
CRIST Management For For
M.J. DEVINE Management For For
C.R. ENGLISH Management For For
J.C. EPOLITO Management For For
G.A. FALKENBERG Management For For
J.I. FERGUSON Management For For
K.A. GASKIN Management For For
H.N. GENOVA Management For For
M.F. HANNLEY Management For For
L.D. JOHNS Management For For
M.L. KASTEN Management For For
J.S. LEWIS Management For For
H.S. LOPEZ Management For For
L. MAAS Management For For L.W.
MILLER Management For For
K.L. MUNRO Management For For
M.D. NOFZIGER Management For For
D. O'LEARY Management For For
J.D. REID Management For For R.K.
SABLE Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 39,800 39,800 04/19/2004
- ---------------------------------------------------------------------------------------------------------------------
LINENS 'N THINGS, INC. LIN Annual Meeting Date:
05/06/2004
Issuer: 535679104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STANLEY P. GOLDSTEIN Management For For
ROBERT KAMERSCHEN Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 27,600 27,600 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
MBT FINANCIAL CORP. MBTF Annual Meeting Date:
05/06/2004
Issuer: 578877102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CONNIE S. CAPE Management For For
H. DOUGLAS CHAFFIN Management For For
JOSEPH S. DALY Management For For
THOMAS M. HUNER Management For For
ROCQUE E. LIPFORD Management For For
W.D. MCINTYRE, JR. Management For For
MICHAEL J. MILLER Management For For
GERALD L. KISER Management For For
RICHARD A. SIEB Management For For
PHILIP P. SWY Management For For
02 SUPERMAJORITY Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 3,837 3,837 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. NRIM Annual Meeting Date:
05/06/2004
Issuer: 666762109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
R. MARC LANGLAND Management For For
LARRY S. CASH Management For For
MARK G. COPELAND Management For For
FRANK A. DANNER Management For For
RONALD A. DAVIS Management For For
ANTHONY DRABEK Management For For
CHRISTOPHER N. KNUDSON Management For For
RICHARD L. LOWELL Management For For
IRENE SPARKS ROWAN Management For For
JOHN C. SWALLING Management For For
JOSEPH E. USIBELLI Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 160,000 160,000 04/07/2004
- ---------------------------------------------------------------------------------------------------------------------
NCRIC GROUP, INC. NCRI Annual Meeting Date:
05/07/2004
Issuer: 62886P103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LUTHER W. GRAY, JR. Management For For
LEONARD M. PARVER Management For For
NELSON P. TRUJILLO Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 63,000 63,000 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
RARE HOSPITALITY INTERNATIONAL, INC. RARE Annual Meeting Date:
05/10/2004
Issuer: 753820109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES D. DIXON* Management For For
EUGENE I. LEE, JR.* Management For For
RONALD W. SAN MARTIN* Management For For
ROGER L. BOEVE** Management For For
02 AMEND LONG TERM INCENTIVE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 29,400 29,400 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. BHE Annual Meeting Date:
05/11/2004
Issuer: 08160H101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DONALD E. NIGBOR Management For For
CARY T. FU Management For For
STEVEN A. BARTON Management For For
JOHN W. COX Management For For
JOHN C. CUSTER Management For For
PETER G. DORFLINGER Management For For
BERNEE D.L. STROM Management For For
02 ADOPT STOCK AWARDS PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 43,950 43,950 04/14/2004
Y2K 000015136500 101 2,700 2,700 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
CAL DIVE INTERNATIONAL, INC. CDIS Annual Meeting Date:
05/11/2004
Issuer: 127914109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
OWEN KRATZ Management For For
BERNARD J. DUROC-DANNER Management For For
JOHN V. LOVOI Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 30,600 30,600 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
COHU, INC. COHU Annual Meeting Date:
05/11/2004
Issuer: 192576106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES W. BARNES Management For For
JAMES A. DONAHUE Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 47,200 47,200 04/13/2004
Y2K 000015136500 106 6,400 6,400 04/13/2004
- ---------------------------------------------------------------------------------------------------------------------
DESERT COMMUNITY BANK DCBK Annual Meeting Date:
05/11/2004
Issuer: 25037Y109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CHARLES R. BRAMMER Management For For
DONALD P. BRITHINEE Management For For
TERRY E. CALDWELL Management For For
ALLEN L. MCKELLIPS Management For For
ROBIN PELLISSIER Management For For
ALFRED D. SMITH Management For For
GEORGE VULICH Management For For
RONALD L. WILSON Management For For
02 ADOPT STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 20,000 20,000 04/23/2004
- ---------------------------------------------------------------------------------------------------------------------
FNB CORPORATION FNBP Annual Meeting Date:
05/11/2004
Issuer: 302930102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HUGH H. BOND* Management For For
WILLIAM P. HEATH, JR.* Management For For
KENDALL O. CLAY** Management For For
HAROLD K. NEAL** Management For For
CHARLES W. STEGER** Management For For
JON T. WYATT** Management For For
R.D. SMOOT, JR.*** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 37,700 37,700 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION MKL Annual Meeting Date:
05/11/2004
Issuer: 570535104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DOUGLAS C. EBY Management For For
LESLIE A. GRANDIS Management For For
STEWART M. KASEN Management For For
ALAN I. KIRSHNER Management For For
ANTHONY F. MARKEL Management For For
STEVEN A. MARKEL Management For For
JAY M. WEINBERG Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 7,100 7,100 04/19/2004
- ---------------------------------------------------------------------------------------------------------------------
MERCANTILE BANKSHARES CORPORATION MRBK Annual Meeting Date:
05/11/2004
Issuer: 587405101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
C. ARCHER Management For For
R. BERNDT Management For For
H. BOWEN Management For For
W. BRODY Management For For
E. KELLY Management For For
M. PLANT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
04 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 70,000 70,000 04/20/2004
- ---------------------------------------------------------------------------------------------------------------------
COLUMBIA LABORATORIES, INC. CBRX Annual Meeting Date:
05/12/2004
Issuer: 197779101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES J. APOSTOLAKIS Management For For
MAX LINK, PH.D. Management For For
DENIS M. O'DONNELL M.D. Management For For
S.P. OSKOWITZ, M.D. Management For For
ROBERT C. STRAUSS Management For For
G. FREDERICK WILKINSON Management For
For
02 AMEND LONG TERM INCENTIVE PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 12,200 12,200 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
ENTERTAINMENT PROPERTIES TRUST EPR Annual Meeting Date:
05/12/2004
Issuer: 29380T105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BARRETT BRADY Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 70,900 70,900 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
F.N.B.
CORPORATION
FNB
Annual
Meeting
Date:
05/12/2004
Issuer: 302520101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM B. CAMPBELL* Management For For
STEPHEN J. GURGOVITS* Management For For
HARRY F. RADCLIFFE* Management For For
JOHN W. ROSE* Management For For
ROBERT B. GOLDSTEIN** Management For For
HENRY M. EKKER*** Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 52,874 52,874 04/13/2004
- ---------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. GWR Annual Meeting Date:
05/12/2004
Issuer: 371559105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LOUIS S. FULLER Management For For
PHILIP J. RINGO Management For For
MARK A. SCUDDER Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 38,400 38,400 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION ISIL Annual Meeting Date:
05/12/2004
Issuer: 46069S109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GREGORY L. WILLIAMS Management For For
RICHARD M. BEYER Management For For
DR. ROBERT W. CONN Management For For
JAMES V. DILLER Management For For
GARY E. GIST Management For For
JAN PEETERS Management For For
ROBERT N. POKELWALDT Management For For
JAMES A. URRY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 109 2,100 2,100 05/10/2004
- ---------------------------------------------------------------------------------------------------------------------
TELIK, INC. TELK Annual Meeting Date:
05/12/2004
Issuer: 87959M109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
M.M. WICK, M.D., PH.D. Management For For
RICHARD NEWMAN, ESQ. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 76,200 76,200 04/22/2004
Y2K 000015136500 109 6,000 6,000 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. ULTI Annual Meeting Date:
05/12/2004
Issuer: 90385D107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
SCOTT SCHERR Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 55,100 55,100 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. VSH Annual Meeting Date:
05/12/2004
Issuer: 928298108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DR. FELIX ZANDMAN Management For For
PHILIPPE GAZEAU Management For For
ZVI GRINFAS Management For For
DR. GERALD PAUL Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 108 2,800 2,800 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP. ETM Annual Meeting Date:
05/13/2004
Issuer: 293639100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DAVID J. BERKMAN* Management For For
DANIEL E. GOLD* Management For For
JOSEPH M. FIELD** Management For For
DAVID J. FIELD** Management For For
JOHN C. DONLEVIE** Management For For
EDWARD H. WEST** Management For For
ROBERT S. WIESENTHAL** Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 11,970 11,970 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. HCC Annual Meeting Date:
05/13/2004
Issuer: 404132102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRANK J. BRAMANTI Management For For
PATRICK B. COLLINS Management For For
JAMES R. CRANE Management For For
J. ROBERT DICKERSON Management For For
EDWARD H. ELLIS, JR. Management For For
JAMES C. FLAGG Management For For
ALLAN W. FULKERSON Management For For
WALTER J. LACK Management For For
MICHAEL A.F. ROBERTS Management For For
STEPHEN L. WAY Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 32,600 32,600 04/28/2004
HSS 000015136400 102 114,900 114,900 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
IXIA XXIA Annual Meeting Date:
05/13/2004
Issuer: 45071R109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JEAN-CLAUDE ASSCHER Management For For
MASSOUD ENTEKHABI Management For For
ERROL GINSBERG Management For For
JON F. RAGER Management For For
02 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
03 AMEND STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 81,004 81,004 04/28/2004
Y2K 000015136500 109 6,000 6,000 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. PRE Annual Meeting Date:
05/13/2004
Issuer: G6852T105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
VITO H. BAUMGARTNER Management For For
JEAN-PAUL MONTUPET Management For For
JOHN A. ROLLWAGEN Management For For
LUCIO STANCA Management For For
02 FIX NUMBER OF DIRECTORS Management For For
03 APPROVE CHARTER AMENDMENT Management For For
04 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
06 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 29,000 29,000 04/14/2004
- ---------------------------------------------------------------------------------------------------------------------
PENN-AMERICA GROUP, INC. PNG Annual Meeting Date:
05/13/2004
Issuer: 707247102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
IRVIN SALTZMAN Management For For
JON S. SALTZMAN Management For For
RICHARD L. DUSZAK Management For For
CHARLES ELLMAN Management For For
ROBERT A. LEAR Management For For
M. MOSHE PORAT Management For For
MARTIN SHEFFIELD Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 97,680 97,680 04/28/2004
HSS 000015136400 102 73,500 73,500 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
VISX, INCORPORATED EYE Annual Meeting Date:
05/13/2004
Issuer: 92844S105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ELIZABETH J. DAVILA Management For For
LAUREEN DE BUONO Management For For
GLENDON E. FRENCH Management For For
JOHN W. GALIARDO Management For For
JAY T. HOLMES Management For For
GARY S. PETERSMEYER Management For For
RICHARD B. SAYFORD Management For For
02 AMEND STOCK OPTION PLAN Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 64,600 64,600 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
DIVERSA CORPORATION DVSA Annual Meeting Date:
05/14/2004
Issuer: 255064107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MR. MARK LESCHLY Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 28,559 28,559 04/27/2004
- ---------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. IVAC Annual Meeting Date:
05/14/2004
Issuer: 461148108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
NORMAN H. POND Management For For
KEVIN FAIRBAIRN Management For For
DAVID S. DURY Management For For
STANLEY J. HILL Management For For
DAVID N. LAMBETH Management For For
ROBERT LEMOS Management For For
ARTHUR L. MONEY Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 25,300 25,300 04/19/2004
- ---------------------------------------------------------------------------------------------------------------------
COMMERCIAL CAPITAL BANCORP, INC CCBI Annual Meeting Date:
05/17/2004
Issuer: 20162L105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 STOCK CONVERSION Management For For
02 ELECTION OF DIRECTORS Management For For
STEPHEN H. GORDON Management For For
MARK E. SCHAFFER Management For For
CHRISTOPHER G. HAGERTY Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 APPROVE AUTHORIZED COMMON STOCK INCREASE Management For For
05 ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN Management For For
06 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
07 APPROVE MOTION TO ADJOURN MEETING Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 63,601 63,601 04/28/2004
HSS 000015136400 105 267,533 267,533 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. EWBC Annual Meeting Date:
05/17/2004
Issuer: 27579R104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JULIA GOUW Management For For
PEGGY CHERNG Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 39,700 39,700 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION IBOC Annual Meeting Date:
05/17/2004
Issuer: 459044103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
L. AVIGAEL Management For For
I. GREENBLUM Management For For
R.D. GUERRA Management For For
R.E. HAYNES Management For For
D.B. HASTINGS, JR. Management For For
I. NAVARRO Management For For S.
NEIMAN Management For For
P.J. NEWMAN Management For For
D.E. NIXON Management For For L.
SALINAS Management For For
A.R. SANCHEZ, JR. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 40,856 40,856 04/23/2004
- ---------------------------------------------------------------------------------------------------------------------
ABIGAIL ADAMS NATIONAL BANCORP, INC. AANB Annual Meeting Date:
05/18/2004
Issuer: 003390101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
KATHLEEN WALSH CARR Management For For
A. GEORGE COOK Management For For
JEANNE D. HUBBARD Management For For
MARSHALL T. REYNOLDS Management For For
ROBERT L. SHELL, JR. Management For For
MARIANNE STEINER Management For For
JOSEPH L. WILLIAMS Management For For
BONITA A. WILSON Management For For
DOUGLAS V. REYNOLDS Management For For
PATRICIA G. SHANNON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 70,437 70,437 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
COAST FINANCIAL HOLDINGS, INC. CFHI Annual Meeting Date:
05/18/2004
Issuer: 190354100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES K. TOOMEY Management For For
JOSEPH GIGLIOTTI Management For For
KENNEDY LEGLER, III Management For For
PAUL G. NOBBS Management For For
THOMAS M. O'BRIEN Management For For
BRIAN P. PETERS Management For For
JOHN R. REINEMEYER Management For For
MICHAEL T. RUFFINO Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 100 61,500 61,500 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC. CVLY Annual Meeting Date:
05/18/2004
Issuer: 192025104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
M. CAROL DRUCK Management For For
DONALD H. WARNER Management For For
MICHAEL L. WAUGH Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 65,085 65,085 04/20/2004
- ---------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. RTEC Annual Meeting Date:
05/18/2004
Issuer: 781270103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DANIEL H. BERRY Management For For
THOMAS G. GREIG Management For For
RICHARD F. SPANIER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 20,250 20,250 05/03/2004
Y2K 000015136500 103 1,500 1,500 05/03/2004
- ---------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. TCBI Annual Meeting Date:
05/18/2004
Issuer: 88224Q107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PETER B. BARTHOLOW Management For For
LEO CORRIGAN, III Management For For
JAMES R. ERWIN Management For For
J. M. (JODY) GRANT Management For For
FREDERICK B. HEGI, JR. Management For For
JAMES R. HOLLAND, JR. Management For For
GEORGE F. JONES, JR. Management For For
LARRY A. MAKEL Management For For
W.W. MCALLISTER III Management For For
LEE ROY MITCHELL Management For For
STEVEN P. ROSENBERG Management For For
JOHN C. SNYDER Management For For
ROBERT W. STALLINGS Management For For
JAMES C. THOMPSON, JR. Management For For
IAN J. TURPIN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 266,620 266,620 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. CBU Annual Meeting Date:
05/19/2004
Issuer: 203607106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN M. BURGESS Management For For
NICHOLAS A. DICERBO Management For For
JAMES A. GABRIEL Management For For
HAROLD S. KAPLAN Management For For
02 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 106 36,800 36,800 04/23/2004
- ---------------------------------------------------------------------------------------------------------------------
GUARANTY FEDERAL BANCSHARES, INC. GFED Annual Meeting Date:
05/19/2004
Issuer: 40108P101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JACK L. BARHAM* Management For For
DON M. GIBSON* Management For For
TIM ROSENBURY* Management For For
SHAUN A. BURKE** Management For For
02 ADOPT STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 101 52,000 52,000 05/03/2004
- ---------------------------------------------------------------------------------------------------------------------
LOCAL FINANCIAL CORPORATION LFIN Annual Meeting Date:
05/19/2004
Issuer: 539553107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
02 ELECTION OF DIRECTORS Management For For
EDWARD A. TOWNSEND Management For For
ROBERT A. KOTECKI Management For For
J. DAVID ROSENBERG Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 APPROVE MOTION TO ADJOURN MEETING Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 50,900 50,900 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION ONNN Annual Meeting Date:
05/19/2004
Issuer: 682189105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
J. DANIEL MCCRANIE Management For For
KEVIN BURNS Management For For
JUSTIN T. CHANG Management For For
EMMANUEL T. HERNANDEZ Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
03 AMEND STOCK PURCHASE PLAN Management For For
04 APPROVE CHARTER AMENDMENT Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 266,800 266,800 05/05/2004
Y2K 000015136500 105 19,500 19,500 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
UNITED FIRE & CASUALTY COMPANY UFCS Annual Meeting Date:
05/19/2004
Issuer: 910331107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MARY K. QUASS Management For For
JOHN A. RIFE Management For For
KYLE D. SKOGMAN Management For For
02 MISCELLANEOUS COMPENSATION PLANS Management For For
03 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 81,257 81,257 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. WCC Annual Meeting Date:
05/19/2004
Issuer: 95082P105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
SANDRA BEACH LIN Management For For
ROBERT J. TARR, JR. Management For For
KENNETH L. WAY Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 121,700 121,700 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. DCOM Annual Meeting Date:
05/20/2004
Issuer: 253922108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PATRICK E. CURTIN Management For For
FRED P. FEHRENBACH Management For For
STANLEY MEISELS Management For For
02 MANAGEMENT INCENTIVE PLAN Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 105,300 105,300 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC. FMBI Annual Meeting Date:
05/20/2004
Issuer: 320867104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BROTHER J. GAFFNEY, FSC Management For For
JOHN L. STERLING Management For For
J. STEPHEN VANDERWOUDE Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 20,000 20,000 04/21/2004
- ---------------------------------------------------------------------------------------------------------------------
FNB FINANCIAL SERVICES CORPORATION FNBF Annual Meeting Date:
05/20/2004
Issuer: 302526108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
O. EDDIE GREEN Management For For
E. REID TEAGUE Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 50,000 50,000 05/03/2004
- ---------------------------------------------------------------------------------------------------------------------
LA QUINTA CORPORATION LQI Annual Meeting Date:
05/20/2004
Issuer: 50419U202 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM G. BYRNES Management For For
FRANCIS W. CASH Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 202 106,000 106,000 04/22/2004
- ---------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION SCSS Annual Meeting Date:
05/20/2004
Issuer: 81616X103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
THOMAS J. ALBANI Management For For
DAVID T. KOLLAT Management For For
WILLIAM R. MCLAUGHLIN Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 18,803 18,803 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. TSRA Annual Meeting Date:
05/20/2004
Issuer: 88164L100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PATRICIA M. CLOHERTY Management For For
BORJE EKHOLM Management For For
JOHN B. GOODRICH Management For For
D. JAMES GUZY Management For For AL
S. JOSEPH, PH.D. Management For For
B. M. MCWILLIAMS, PH.D. Management For
For HENRY R. NOTHHAFT Management For
For
ROBERT A. YOUNG, PH.D. Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 100 3,000 3,000 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
LABONE, INC. LABS Annual Meeting Date:
05/24/2004
Issuer: 50540L105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN P. MASCOTTE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 27,700 27,700 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
CDI CORP. CDI Annual Meeting Date:
05/25/2004
Issuer: 125071100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROGER H. BALLOU Management For For
WALTER E. BLANKLEY Management For For
MICHAEL J. EMMI Management For For
WALTER R. GARRISON Management For For
KAY HAHN HARRELL Management For For
LAWRENCE C. KARLSON Management For For
RONALD J. KOZICH Management For For
BARTON J. WINOKUR Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT OMNIBUS STOCK OPTION PLAN Management For For
04 ADOPT STOCK PURCHASE PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 27,500 27,500 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
COLUMBIA BANCORP CBMD Annual Meeting Date:
05/25/2004
Issuer: 197227101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
HUGH F.Z. COLE, JR. Management For For
HERSCHEL L. LANGENTHAL Management For For
JAMES R. MOXLEY, JR. Management For For
VINCENT D. PALUMBO Management For For
JOHN A. SCALDARA, JR. Management For For
LAWRENCE A. SHULMAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 21,500 21,500 04/27/2004
HSS 000015136400 101 102,373 102,373 04/27/2004
- ---------------------------------------------------------------------------------------------------------------------
GREATER BAY BANCORP GBBK Annual Meeting Date:
05/25/2004
Issuer: 391648102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FREDERICK J. DE GROSZ Management For For
SUSAN FORD DORSEY Management For For
JAMES E. JACKSON Management For For
STANLEY A. KANGAS Management For For
GEORGE M. MARCUS Management For For
DUNCAN L. MATTESON Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 AMEND STOCK OPTION PLAN TO INCREASE SHARES Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
05 DECLASSIFY BOARD Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 25,000 25,000 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
AVID TECHNOLOGY, INC. AVID Annual Meeting Date:
05/26/2004
Issuer: 05367P100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DAVID A. KRALL Management For For
PAMELA F. LENEHAN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 38,300 38,300 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. CTSH Annual Meeting Date:
05/26/2004
Issuer: 192446102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LAKSHMI NARAYANAN Management For For
JOHN E. KLEIN Management For For
02 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management Against Against
03 AMEND INCENTIVE STOCK OPTION PLAN Management For For
04 ADOPT STOCK PURCHASE PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 33,300 33,300 05/05/2004
Y2K 000015136500 102 2,700 2,700 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
EPIX MEDICAL, INC. EPIX Annual Meeting Date:
05/26/2004
Issuer: 26881Q101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STANLEY T CROOKE MD PHD Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
03 APPROVE COMPANY NAME CHANGE Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 34,500 34,500 05/12/2004
- ---------------------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION GOOD Annual Meeting Date:
05/26/2004
Issuer: 376536108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
DAVID GLADSTONE Management For For
PAUL W. ADELGREN Management For For
JOHN H. OUTLAND Management For For
02 AMEND INVESTMENT POLICY Management For For
03 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 25,000 25,000 04/27/2004
- ---------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. PPBI Annual Meeting Date:
05/26/2004
Issuer: 69478X105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STEVEN R. GARDNER Management For For
SAM YELLEN Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 105 81,200 81,200 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
SCICLONE PHARMACEUTICALS, INC. SCLN Annual Meeting Date:
05/26/2004
Issuer: 80862K104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JERE E. GOYAN, PH.D. Management For For
JOHN D. BAXTER, M.D. Management For For
ROLF H. HENEL Management For For
DEAN S. WOODMAN Management For For
DONALD R. SELLERS Management For For
EDWIN C. CADMAN, M.D. Management For For
JON S. SAXE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT STOCK OPTION PLAN Management For For
04 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 18,600 18,600 04/27/2004
- ---------------------------------------------------------------------------------------------------------------------
TRANSMETA CORPORATION TMTA Annual Meeting Date:
05/26/2004
Issuer: 89376R109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
R. HUGH BARNES Management For For
MURRAY A. GOLDMAN Management For For
MATTHEW R. PERRY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 109 137,900 137,900 05/03/2004
Y2K 000015136500 109 20,000 20,000 05/03/2004
- ---------------------------------------------------------------------------------------------------------------------
VAXGEN, INC. VXGN Annual Meeting Date:
05/26/2004
Issuer: 922390208 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LANCE K. GORDON Management For For
FRANKLIN BERGER Management For For
RANDALL L-W. CAUDILL Management For For
MICHEL GRECO Management For For
WILLIAM D. YOUNG Management For For
02 AMEND STOCK PURCHASE PLAN TO INCREASE SHARES Management For For
03 AMEND ARTICLES/BYLAW/CHARTER-ORGANIZATION RELATED Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 208 114,400 114,400 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
ZILOG, INC. ZILG Annual Meeting Date:
05/26/2004
Issuer: 989524301 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MICHAEL D. BURGER* Management For For
FEDERICO FAGGIN* Management For For
ROBIN A. ABRAMS** Management For For
DAVID G. ELKINS** Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 301 30,900 30,900 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
4KIDS ENTERTAINMENT, INC. KDE Annual Meeting Date:
05/27/2004
Issuer: 350865101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RICHARD BLOCK Management For For
JAY EMMETT Management For For
JOSEPH P. GARRITY Management For For
MICHAEL GOLDSTEIN Management For For
STEVEN M. GROSSMAN Management For For
ALFRED R. KAHN Management For For
02 ADOPT STOCK OPTION PLAN Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 25,015 25,015 05/11/2004
- ---------------------------------------------------------------------------------------------------------------------
DEPOMED, INC. DEPO Annual Meeting Date:
05/27/2004
Issuer: 249908104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN W. FARA, PH.D. Management For For
G. STEVEN BURRILL Management For For
MICHAEL J. CALLAGHAN Management For
For
GERALD T. PROEHL Management For For
JOHN W. SHELL, PH.D. Management For For
CRAIG R. SMITH, M.D. Management For For
PETER D. STAPLE Management For For
JULIAN STERN Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 ADOPT STOCK PURCHASE PLAN Management For For
04 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 100,700 100,700 05/10/2004
- ---------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION ET Annual Meeting Date:
05/27/2004
Issuer: 269246104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RONALD D. FISHER Management For For
GEORGE A. HAYTER Management For For
DONNA L. WEAVER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 104 250,600 250,600 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP HTBK Annual Meeting Date:
05/27/2004
Issuer: 426927109 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
FRANK G. BISCEGLIA Management For For
ANNEKE DURY Management For For
LOUIS 'LON' O NORMANDIN Management For For
HUMPHREY P. POLANEN Management For For
02 ADOPT STOCK OPTION PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 TRANSACT OTHER BUSINESS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 109 30,300 30,300 04/27/2004
- ---------------------------------------------------------------------------------------------------------------------
IGATE CORPORATION IGTE Annual Meeting Date:
05/27/2004
Issuer: 45169U105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ASHOK TRIVEDI Management For For
EDWARD YOURDON Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 105 700 700 05/11/2004
- ---------------------------------------------------------------------------------------------------------------------
THE MEDICINES COMPANY MDCO Annual Meeting Date:
05/27/2004
Issuer: 584688105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM W. CROUSE Management For For
T. SCOTT JOHNSON Management For For
DAVID M. STACK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 44,100 44,100 05/05/2004
Y2K 000015136500 105 2,600 2,600 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC. NAVG Annual Meeting Date:
05/27/2004
Issuer: 638904102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
PETER A. CHENEY Management For For
TERENCE N. DEEKS Management For For
ROBERT W. EAGER, JR. Management For For
STANLEY A. GALANSKI Management For For
LEANDRO S. GALBAN, JR. Management For For
JOHN F. KIRBY Management For For
MARC M. TRACT Management For For
ROBERT F. WRIGHT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 102 78,700 78,700 04/28/2004
- ---------------------------------------------------------------------------------------------------------------------
THE WET SEAL, INC. WTSLA Annual Meeting Date:
05/27/2004
Issuer: 961840105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GEORGE H. BENTER JR. Management For For
BARRY J. ENTOUS Management For For
STEPHEN GROSS Management For For
WALTER F. LOEB Management For For
WILFRED POSLUNS Management For For
ALAN SIEGEL Management For For
IRVING TEITELBAUM Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 68,150 68,150 04/30/2004
- ---------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION WTFC Annual Meeting Date:
05/27/2004
Issuer: 97650W108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BRUCE K. CROWTHER Management For For
BERT A. GETZ, JR. Management For For
PAUL J. LISKA Management For For
ALBIN F. MOSCHNER Management For For
INGRID S. STAFFORD Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 41,000 41,000 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. XMSR Annual Meeting Date:
05/27/2004
Issuer: 983759101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GARY M. PARSONS Management For For
HUGH PANERO Management For For
NATHANIEL A. DAVIS Management For For
THOMAS J. DONOHUE Management For For
THOMAS G. ELLIOTT Management For For
GEORGE W. HAYWOOD Management For For
CHESTER A. HUBER, JR. Management For For
JARL MOHN Management For For
PIERCE J. ROBERTS, JR. Management For For
JACK SHAW Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 43,500 43,500 05/05/2004
Y2K 000015136500 101 2,200 2,200 05/05/2004
- ---------------------------------------------------------------------------------------------------------------------
GEN-PROBE INCORPORATED GPRO Annual Meeting Date:
05/28/2004
Issuer: 36866T103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
MAE C. JAMISON, M.D. Management For For
B.A. MCNAMEE, M.B.B.S. Management For
For ARMIN M. KESSLER Management For
For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 60,500 60,500 05/12/2004
Y2K 000015136500 103 2,800 2,800 05/12/2004
- ---------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTING GOODS, INC. HIBB Annual Meeting Date:
06/02/2004
Issuer: 428565105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CARL KIRKLAND Management For For
MICHAEL J. NEWSOME Management For For
THOMAS A. SAUNDERS, III Management For For
02 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 9,044 9,044 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
INTERDIGITAL COMMUNICATIONS CORPORAT IDCC Annual Meeting Date:
06/03/2004
Issuer: 45866A105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ROBERT S. ROATH Management For For
ROBERT W. SHANER Management For For
ALAN P. ZABARSKY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 43,600 43,600 05/12/2004
Y2K 000015136500 105 3,200 3,200 05/12/2004
- ---------------------------------------------------------------------------------------------------------------------
ULTRATECH, INC. UTEK Annual Meeting Date:
06/03/2004
Issuer: 904034105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ARTHUR W. ZAFIROPOULO Management For For
JOEL F. GEMUNDER Management For For
NICHOLAS KONIDARIS Management For For
RICK TIMMINS Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 105 3,100 3,100 05/28/2004
- ---------------------------------------------------------------------------------------------------------------------
YARDVILLE NATIONAL BANCORP YANB Annual Meeting Date:
06/03/2004
Issuer: 985021104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
ELBERT G. BASOLIS, JR.* Management For For
A.M. GIAMPETRO, M.D.* Management For For
PATRICK M. RYAN* Management For For
MARTIN TUCHMAN* Management For For
F. KEVIN TYLUS* Management For For
SAMUEL D. MARRAZZO** Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 104 33,100 33,100 05/18/2004
HSS 000015136400 104 94,800 94,800 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION ZBRA Annual Meeting Date:
06/03/2004
Issuer: 989207105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GERHARD CLESS Management For For
MICHAEL A. SMITH Management For For
02 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 MISCELLANEOUS SHAREHOLDER PROPOSAL Shareholder For Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 105 700 700 05/24/2004
- ---------------------------------------------------------------------------------------------------------------------
KANA SOFTWARE, INC. KANA Annual Meeting Date:
06/07/2004
Issuer: 483600300 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
TOM GALVIN Management For For
JERRY BATT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 300 116,600 116,600 05/28/2004
Y2K 000015136500 300 18,400 18,400 05/28/2004
- ---------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. AMG Annual Meeting Date:
06/08/2004
Issuer: 008252108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
WILLIAM J. NUTT Management For For
SEAN M. HEALEY Management For For
RICHARD E. FLOOR Management For For
STEPHEN J. LOCKWOOD Management For For
HAROLD J. MEYERMAN Management For For
ROBERT C. PUFF, JR. Management For For
DR. RITA M. RODRIGUEZ Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 108 24,000 24,000 05/13/2004
- ---------------------------------------------------------------------------------------------------------------------
INTELLIGROUP, INC. ITIG Annual Meeting Date:
06/08/2004
Issuer: 45816A106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
NAGARJUN VALLURIPALLI Management For For
KLAUS P. BESIER Management For For
DENNIS MCINTOSH Management For For
ALEXANDER G. WILSON Management For For
NIC DI IORIO Management For For
ASHOK PANDEY Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
04 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 25,700 25,700 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR Annual Meeting Date:
06/09/2004
Issuer: 590876306 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
RAYMOND J. DE HONT Management For For
NICHOLAS DE BENEDICTIS Management For For
WILLIAM L. KACIN Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 306 106,666 106,666 05/13/2004
- ---------------------------------------------------------------------------------------------------------------------
RENAL CARE GROUP, INC. RCI Annual Meeting Date:
06/09/2004
Issuer: 759930100 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOSEPH C. HUTTS Management For For
HARRY R. JACOBSON, M.D. Management For For
THOMAS A. LOWERY, M.D. Management For For
02 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
03 AMEND NON-EMPLOYEE DIRECTOR PLAN Management For For
04 APPROVE AUTHORIZED COMMON STOCK INCREASE Management Against Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 100 22,100 22,100 05/24/2004
- ---------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION SMTC Annual Meeting Date:
06/10/2004
Issuer: 816850101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GLEN M. ANTLE Management For For
JAMES P. BURRA Management For For
JASON L. CARLSON Management For For
ROCKELL N. HANKIN Management For For
JAMES T. LINDSTROM Management For For
JOHN L. PIOTROWSKI Management For For
JOHN D. POE Management For For
JAMES T. SCHRAITH Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 17,699 17,699 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. SNBC Annual Meeting Date:
06/11/2004
Issuer: 86663B102 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 MERGER PLAN Management For For
02 ELECTION OF DIRECTORS Management For For
THOMAS A. BRACKEN Management For For
BERNARD A. BROWN Management For For
IKE BROWN Management For For
JEFFREY S. BROWN Management For For
SIDNEY R. BROWN Management For For
PETER GALETTO, JR. Management For For
DOUGLAS J. HEUN Management For For
ANNE E. KOONS Management For For
ALFONSE M. MATTIA Management For For
AUDREY S. OSWELL Management For For
GEORGE A. PRUITT Management For For
ANTHONY RUSSO, III Management For For
EDWARD H. SALMON Management For For
JOHN D. WALLACE Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
04 ADOPT INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 102 37,789 37,789 05/24/2004
HSS 000015136400 102 120,158 120,158 05/24/2004
- ---------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR Annual Meeting Date:
06/12/2004
Issuer: 193068103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES R. ALEXANDER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 103 29,830 29,830 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION CELG Annual Meeting Date:
06/15/2004
Issuer: 151020104 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JOHN W. JACKSON Management For For
SOL J. BARER, PH.D. Management For For
ROBERT J. HUGIN Management For For
JACK L. BOWMAN Management For For
FRANK T. CARY Management For For
MICHAEL D. CASEY Management For For
A. HULL HAYES, JR, M.D. Management For For
GILLA KAPLAN, PH.D. Management For For
RICHARD C.E. MORGAN Management For For
WALTER L. ROBB, PH.D. Management For For
02 AUTHORIZE STOCK INCREASE Management Against Against
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
Y2K 000015136500 104 700 700 06/04/2004
- ---------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFTWARE, INC. CHRD Annual Meeting Date:
06/15/2004
Issuer: 170404107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
R. ANDREW ECKERT Management For For
DAVID R. SPRINGETT Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 INCENTIVE STOCK OPTIONS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 128,900 128,900 06/03/2004
Y2K 000015136500 107 8,600 8,600 06/03/2004
- ---------------------------------------------------------------------------------------------------------------------
EMAGIN CORPORATION EMA Annual Meeting Date:
06/15/2004
Issuer: 29076N107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CLAUDE CHARLES Management For For
DR JACOB (JACK) GOLDMAN Management For For
DR JILL WITTELS Management For For
02 ADOPT NON-EMPLOYEE DIRECTOR PLAN Management For For
03 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 44,400 44,400 06/03/2004
Y2K 000015136500 107 18,500 18,500 06/03/2004
- ---------------------------------------------------------------------------------------------------------------------
THE BANC CORPORATION TBNC Annual Meeting Date:
06/15/2004
Issuer: 05944B103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JAMES R. ANDREWS, M.D. Management For For
DAVID R. CARTER Management For For
JAMES MAILON KENT, JR. Management For For
RONALD W. ORSO, M.D. Management For For
LARRY D. STRIPLIN, JR. Management For For
JAMES A. TAYLOR Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE Management For For
SHARES
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 103 163,591 163,591 05/24/2004
- ---------------------------------------------------------------------------------------------------------------------
AEROPOSTALE, INC. ARO Annual Meeting Date:
06/16/2004
Issuer: 007865108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 CLASSIFY/STAGGER BOARD OF DIRECTORS Management Against Against
02 ELECTION OF DIRECTORS Management For For
JULIAN R. GEIGER Management For For
JOHN S. MILLS Management For For
BODIL ARLANDER Management For For
RONALD L. BEEGLE Management For For
MARY ELIZABETH BURTON Management For For
ROBERT B. CHAVEZ Management For For
DAVID EDWAB Management For For
JOHN D. HOWARD Management For For
DAVID B. VERMYLEN Management For For
03 STOCK BONUS PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 25,800 25,800 06/03/2004
- ---------------------------------------------------------------------------------------------------------------------
DENDREON CORPORATION DNDN Annual Meeting Date:
06/16/2004
Issuer: 24823Q107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
GERARDO CANET Management For For
BOGDAN DZIURZYNSKI Management For For
DOUGLAS WATSON Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 107 54,800 54,800 05/18/2004
- ---------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION PANL Annual Meeting Date:
06/16/2004
Issuer: 91347P105 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
STEVEN V. ABRAMSON Management For For
LEONARD BECKER Management For For
ELIZABETH H. GEMMILL Management For For
C. KEITH HARTLEY Management For For
LAWRENCE LACERTE Management For For
SIDNEY D. ROSENBLATT Management For For
SHERWIN I. SELIGSOHN Management For For
02 AMEND INCENTIVE STOCK OPTION PLAN Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 105 53,400 53,400 05/17/2004
- ---------------------------------------------------------------------------------------------------------------------
HOT TOPIC, INC. HOTT Annual Meeting Date:
06/17/2004
Issuer: 441339108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
CYNTHIA COHEN Management For For
CORRADO FEDERICO Management For For
W. SCOTT HEDRICK Management For For
ELIZABETH MCLAUGHLIN Management For For
BRUCE QUINNELL Management For For
ANDREW SCHUON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 46,302 46,302 05/20/2004
- ---------------------------------------------------------------------------------------------------------------------
ZORAN CORPORATION ZRAN Annual Meeting Date:
06/18/2004
Issuer: 98975F101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
JAMES D. MEINDL Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
02 INCENTIVE STOCK OPTIONS Management For For
03 AMEND DIRECTOR STOCK OPTION PLAN TO INCREASE SHARES Management For For
04 AMEND STOCK PURCHASE PLAN Management For For
05 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 35,300 35,300 05/28/2004
- ---------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. AEOS Annual Meeting Date:
06/22/2004
Issuer: 02553E106 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
JON P. DIAMOND Management For For
JAMES V. O'DONNELL Management For For
JANICE E. PAGE Management For For
02 S/H - EXPENSING OF STOCK OPTIONS Shareholder Against For
03 S/H PROPOSAL - HUMAN RIGHTS RELATED Shareholder For Against
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 106 65,100 65,100 05/25/2004
- ---------------------------------------------------------------------------------------------------------------------
OPSWARE INC. OPSW Annual Meeting Date:
06/22/2004
Issuer: 68383A101 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
BENJAMIN A. HOROWITZ Management For For
SIMON M. LORNE Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 101 130,200 130,200 05/28/2004
Y2K 000015136500 101 16,100 16,100 05/28/2004
- ---------------------------------------------------------------------------------------------------------------------
CNB FLORIDA BANCSHARES, INC. CNBB Special Meeting Date:
06/23/2004
Issuer: 12612H107 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 APPROVE MERGER AGREEMENT Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSS 000015136400 107 60,200 60,200 06/04/2004
- ---------------------------------------------------------------------------------------------------------------------
PARAGON TECHNOLOGIES, INC. PTG Annual Meeting Date:
06/23/2004
Issuer: 69912T108 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
- ---------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Management For For
L. JACK BRADT Management For For
THEODORE W. MYERS Management For For
ANTHONY W. SCHWEIGER Management For For
STEVEN SHULMAN Management For For
LEONARD S. YURKOVIC Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
---------------------------------------------------------------------------------------------------------------------
HSP 000015136300 108 199,715 199,715 05/28/2004
- ---------------------------------------------------------------------------------------------------------------------
CAPITAL BANK CORPORATION CBKN Annual Meeting Date:
06/24/2004
Issuer: 139793103 ISIN:
SEDOL:
- ---------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Mgmt.
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01 ELECTION OF DIRECTORS Management For For
CHARLES F. ATKINS* Management For For
B. GRANT YARBER* Management For For
OSCAR A. KELLER, JR.* Management For
For
JAMES D. MOSER, JR.* Management For For
DON W. PERRY* Management For For
JOHN F. GRIMES, III** Management For For
J. REX THOMAS** Management For For
G.R. PERKINS, III*** Management For
For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
Custodian Stock Ballot Voted Vote
Account Name Account Class Shares Shares Date
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HSS 000015136400 103 40,500 40,500 05/25/2004
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Homestate Group
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By (Signature and Title)* /s/ Daniel W. Moyer IV
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Daniel W. Moyer IV
President
Date 8/23/2004
* Print the name and title of each signing officer under his or her signature.