UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8411
The James Advantage Funds
(Exact name of registrant as specified in charter)
1349 Fairground Road, Beavercreek, Ohio 45385
(Address of principal executive offices) (Zip code)
Barry R. James, P.O. Box 8, Alpha, Ohio 45301
(Name and address of agent for service)
Registrant's telephone number, including area code: (937)426-7640
Date of fiscal year end: 12/31
Date of reporting period: 7/1/03 - 6/30/04
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX
in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss.3507.
ITEM 1. PROXY VOTING RECORD
VOTE SUMMARY REPORT FROM 07/01/03 TO 06/30/04.
Sorted by Company Name.
In All Markets, for all statuses, for JAMES MARKET NEUTRAL FUND, JAMES SMALL CAP
FUND, THE GOLDEN RAINBOW FUND, JAMES LARGE CAP FUND.
MTG COMPANY/ SECURITY/ MGMT VOTE RECORD SHARES
DATE/TYPE BALLOT ISSUES PROPONENT REC CAST DATE VOTED
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04/27/04 AGM Aaron Rents, Inc. 2535201 3/5/2004 9,300
RNT.A
1.1 Elect Director R Charles Loudermilk Sr Mgmt For For
1.2 Elect Director Robert C. Loudermilk Jr Mgmt For For
1.3 Elect Director Gilbert L. Danielson Mgmt For For
1.4 Elect Director Earl Dolive Mgmt For For
1.5 Elect Director Ronald W. Allen Mgmt For For
1.6 Elect Director Leo Benatar Mgmt For For
1.7 Elect Director Ingrid Saunders Jones Mgmt For For
1.8 Elect Director William K. Butler, Jr. Mgmt For For
1.9 Elect Director Ray M. Robinson Mgmt For For
1.1 Elect Director David L. Kolb Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 9,300
Total Shares Voted: 9,300
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11/14/03 AGM Ace Cash Express, Inc. 4403101 9/29/2003 1,170
AACE
1.1 Elect Director Raymond C. Hemmig Mgmt For For
1.2 Elect Director Donald H. Neustadt Mgmt For For
1.3 Elect Director Jay B. Shipowitz Mgmt For For
1.4 Elect Director Marshall B. Payne Mgmt For For
1.5 Elect Director Michael S. Rawlings Mgmt For For
1.6 Elect Director Edward W. Rose, III Mgmt For For
1.7 Elect Director Charles Daniel Yost Mgmt For For
Amend Non-Employee Director Stock
2 Option Plan Mgmt For Against
3 Amend Omnibus Stock Plan Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,170
Total Shares Voted: 1,170
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05/14/04 AGM Adams Resources & Energy, Inc. 6351308 3/31/2004 1,800
AE
1.1 Elect Director K. S. Adams, Jr. Mgmt For Withhold
1.2 Elect Director John A. Barrett Mgmt For Withhold
1.3 Elect Director E. C. Reinauer, Jr. Mgmt For Withhold
1.4 Elect Director Vincent H. Buckley Mgmt For Withhold
1.5 Elect Director Edward Wieck Mgmt For Withhold
1.6 Elect Director E. Jack Webster, Jr. Mgmt For Withhold
1.7 Elect Director William B. Wiener III Mgmt For Withhold
1.8 Elect Director Richard B. Abshire Mgmt For Withhold
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,800
Total Shares Voted: 1,800
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04/30/04 AGM Aetna Inc. 00817Y108 2/27/2004 2,800
AET
1.1 Elect Director Betsy Z. Cohen Mgmt For For
1.2 Elect Director Barbara Hackman Franklin Mgmt For For
1.3 Elect Director Jeffrey E. Garten Mgmt For For
1.4 Elect Director Earl G. Graves Mgmt For For
1.5 Elect Director Gerald Greenwald Mgmt For For
1.6 Elect Director Ellen M. Hancock Mgmt For For
1.7 Elect Director Michael H. Jordan Mgmt For For
1.8 Elect Director Jack D. Kuehler Mgmt For For
1.9 Elect Director Edward J. Ludwig Mgmt For For
1.1 Elect Director Joseph P. Newhouse Mgmt For For
1.11 Elect Director Judith Rodin Mgmt For For
1.12 Elect Director John W. Rowe, M.D. Mgmt For For
1.13 Elect Director Ronald A. Williams Mgmt For For
1.14 Elect Director R. David Yost Mgmt For For
2 Ratify Auditors Mgmt For For
3 Provide for Cumulative Voting ShrHoldr Against For
4 Limit Executive Compensation ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 2,800
Total Shares Voted: 2,800
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04/22/04 AGM ALLTEL Corp. 20039103 2/24/2004 8,100
AT
1.1 Elect Director Scott T. Ford Mgmt For For
Elect Director Lawrence L. Gellerstedt,
1.2 III Mgmt For For
1.3 Elect Director Emon A. Mahony, Jr. Mgmt For For
1.4 Elect Director Ronald Townsend Mgmt For For
2 Ratify Auditors Mgmt For For
3 Ammend EEO - Sexual Orientation ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 5,000
19-4093 JAMES LARGE CAP FUND 3,100
Total Shares Voted: 8,100
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05/05/04 AGM Amerada Hess Corp. 23551104 3/15/2004 11,000
AHC
1.1 Elect Director Nicholas F. Brady Mgmt For For
1.2 Elect Director J. Barclay Collins II Mgmt For For
1.3 Elect Director Thomas H. Kean Mgmt For For
1.4 Elect Director Frank A. Olson Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Establish Other Board Committee ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 11,000
Total Shares Voted: 11,000
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05/18/04 AGM American Medical Security Group, Inc. 02744P101 With 3/22/2004 780
AMZ
1.1 Elect Director Mark A. Brodhagen Mgmt For For
1.2 Elect Director Samuel V. Miller Mgmt For For
1.3 Elect Director Michael T. Riordan Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 780
Total Shares Voted: 780
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05/13/04 AGM Amgen, Inc. 31162100 3/19/2004 6,000
AMGN
1.1 Elect Director Frank J. Biondi, Jr. Mgmt For For
1.2 Elect Director Jerry D. Choate Mgmt For Withhold
1.3 Elect Director Frank C. Herringer Mgmt For For
1.4 Elect Director Gilbert S. Omenn Mgmt For For
2 Ratify Auditors Mgmt For For
3 Prepare Glass Ceiling Report ShrHoldr Against Against
4 Expense Stock Options ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 6,000
Total Shares Voted: 6,000
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05/06/04 AGM Anadarko Petroleum Corp. 32511107 3/8/2004 3,820
APC
1.1 Elect Director Larry Barcus Mgmt For For
1.2 Elect Director James L. Bryan Mgmt For For
1.3 Elect Director James T. Hackett Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Report on Greenhouse Gas Emissions ShrHoldr Against For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,820
Total Shares Voted: 3,820
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12/18/03 EGM Apache Corp. 37411105 With 10/29/2003 8,400
APA
1 Increase Authorized Common Stock Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 8,400
Total Shares Voted: 8,400
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05/06/04 AGM Apache Corp. 37411105 3/17/2004 16,800
APA
1.1 Elect Director Eugene C. Fiedorek Mgmt For For
1.2 Elect Director Patricia Albjerg Graham Mgmt For For
1.3 Elect Director F. H. Merelli Mgmt For Withhold
1.4 Elect Director Raymond Plank Mgmt For For
2 Report on Greenhouse Gas Emissions ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 16,800
Total Shares Voted: 16,800
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05/12/04 AGM AutoNation, Inc. 05329W102 3/26/2004 16,000
AN
1.1 Elect Director Mike Jackson Mgmt For For
1.2 Elect Director Robert J. Brown Mgmt For For
1.3 Elect Director J.P. Bryan Mgmt For For
1.4 Elect Director Rick L. Burdick Mgmt For Withhold
1.5 Elect Director William C. Crowley Mgmt For For
1.6 Elect Director Alan S. Dawes Mgmt For For
1.7 Elect Director Edward S. Lampert Mgmt For For
1.8 Elect Director Irene B. Rosenfeld Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 16,000
Total Shares Voted: 16,000
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12/11/03 AGM AutoZone, Inc. 53332102 With 10/14/2003 3,000
AZO
1.1 Elect Director Charles M. Elson Mgmt For For
1.2 Elect Director Marsha J. Evans Mgmt For For
1.3 Elect Director Earl G. Graves, Jr. Mgmt For For
1.4 Elect Director N. Gerry House Mgmt For For
1.5 Elect Director J.R. Hyde, III Mgmt For For
1.6 Elect Director Edward S. Lampert Mgmt For For
1.7 Elect Director W. Andrew McKenna Mgmt For For
1.8 Elect Director Steve Odland Mgmt For For
1.9 Elect Director James J. Postl Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 3,000
Total Shares Voted: 3,000
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04/28/04 AGM Ball Corp. 58498106 With 3/1/2004 11,000
BLL
1.1 Elect Director Hanno C. Fiedler Mgmt For For
1.2 Elect Director John F. Lehman Mgmt For For
1.3 Elect Director George A. Sissel Mgmt For For
1.4 Elect Director Erik H. van der Kaay Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 8,000
19-4092 JAMES MARKE NEUTRAL FUND 3,000
Total Shares Voted: 11,000
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05/11/04 AGM Bandag Inc. 59815100 3/5/2004 3,800
BDG
1.1 Elect Director Roy J. Carver, Jr. Mgmt For For
1.2 Elect Director James E. Everline Mgmt For For
1.3 Elect Director Phillip J. Hanrahan Mgmt For For
1.4 Elect Director Amy P. Hutton Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,800
Total Shares Voted: 3,800
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03/17/04 EGM Bank of America Corp. 60505104 1/26/2004 4,000
BAC
1 Approve Merger Agreement Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
3 Increase Authorized Common Stock Mgmt For For
4 Adjourn Meeting Mgmt For Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 4,000
Total Shares Voted: 4,000
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05/26/04 AGM Bank of America Corp. 60505104 With 4/7/2004 4,000
BAC
1.1 Elect Director William Barnet, III Mgmt For For
1.2 Elect Director Charles W. Coker Mgmt For For
1.3 Elect Director John T. Collins Mgmt For For
1.4 Elect Director Gary L. Countryman Mgmt For For
1.5 Elect Director Paul Fulton Mgmt For For
1.6 Elect Director Charles K. Gifford Mgmt For For
1.7 Elect Director Donald E. Guinn Mgmt For For
1.8 Elect Director James H. Hance, Jr. Mgmt For For
1.9 Elect Director Kenneth D. Lewis Mgmt For For
1.1 Elect Director Walter E. Massey Mgmt For For
1.11 Elect Director Thomas J. May Mgmt For For
1.12 Elect Director C. Steven Mcmillan Mgmt For For
1.13 Elect Director Eugene M. Mcquade Mgmt For For
1.14 Elect Director Patricia E. Mitchell Mgmt For For
1.15 Elect Director Edward L. Romero Mgmt For For
1.16 Elect Director Thomas M. Ryan Mgmt For For
1.17 Elect Director O. Temple Sloan, Jr. Mgmt For For
1.18 Elect Director Meredith R. Spangler Mgmt For For
1.19 Elect Director Jackie M. Ward Mgmt For For
2 Ratify Auditors Mgmt For For
3 Change Date of Annual Meeting ShrHoldr Against Against
Adopt Nomination Procedures for the
4 Board ShrHoldr Against Against
5 Charitable Contributions ShrHoldr Against Against
Establish Independent Committee to
6 Review Mutual Fund Policy ShrHoldr Against Against
Adopt Standards Regarding Privacy and
7 Information Security ShrHoldr Against Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 4,000
Total Shares Voted: 4,000
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04/27/04 AGM Banta Corp. 66821109 With 3/5/2004 12,775
BN
1.1 Elect Director Jameson A. Baxter Mgmt For For
1.2 Elect Director John F. Bergstrom Mgmt For For
1.3 Elect Director Henry T. DeNero Mgmt For For
1.4 Elect Director Paul C. Reyelts Mgmt For For
1.5 Elect Director Ray C. Richelsen Mgmt For For
1.6 Elect Director Stephanie A. Streeter Mgmt For For
1.7 Elect Director Michael J. Winkler Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 6,475
19-4092 JAMES MARKE NEUTRAL FUND 6,300
Total Shares Voted: 12,775
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06/02/04 AGM Barnes & Noble, Inc. 67774109 4/12/2004 4,400
BKS
1.1 Elect Director Leonard Riggio Mgmt For For
1.2 Elect Director Michael J. Del Giudice Mgmt For For
1.3 Elect Director William Sheluck, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For Against
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Approve Increase in Size of Board Mgmt For For
5 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,400
Total Shares Voted: 4,400
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04/22/04 MIX Barrick Gold Corp. 67901108 With 3/4/2004 30,000
ABX.
1.1 Elect Director H.L. Beck Mgmt For For
1.2 Elect Director C.W.D. Birchall Mgmt For For
1.3 Elect Director G. Cisneros Mgmt For For
1.4 Elect Director M.A. Cohen Mgmt For For
1.5 Elect Director P.A. Crossgrove Mgmt For For
1.6 Elect Director P.C. Godsoe Mgmt For For
1.7 Elect Director A.A. Macnaughton Mgmt For For
1.8 Elect Director B. Mulroney Mgmt For For
1.9 Elect Director A. Munk Mgmt For For
1.1 Elect Director P. Munk Mgmt For For
1.11 Elect Director J.L. Rotman Mgmt For For
1.12 Elect Director J.E. Thompson Mgmt For For
1.13 Elect Director G.C. Wilkins Mgmt For For
Ratify PricewaterhouseCoopers LLP as
2 Auditors Mgmt For For
Approve Stock Option Plan (2004) up to
3 16 Million Common Shares Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 30,000
Total Shares Voted: 30,000
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05/01/04 AGM Berkshire Hathaway Inc. 84670207 3/3/2004 100
BRK.A
1.1 Elect Director Warren E. Buffett Mgmt For Withhold
1.2 Elect Director Charles T. Munger Mgmt For Withhold
1.3 Elect Director Susan T. Buffett Mgmt For Withhold
1.4 Elect Director Howard G. Buffett Mgmt For Withhold
1.5 Elect Director Malcolm G. Chace Mgmt For Withhold
1.6 Elect Director David S. Gottesman Mgmt For Withhold
1.7 Elect Director Charlotte Guyman Mgmt For Withhold
1.8 Elect Director Donald R. Keough Mgmt For Withhold
1.9 Elect Director Thomas S. Murphy Mgmt For Withhold
1.1 Elect Director Ronald L. Olson Mgmt For Withhold
1.11 Elect Director Walter Scott, Jr. Mgmt For Withhold
Report on Political
2 Contributions/Activities ShrHoldr Against Against
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 100
Total Shares Voted: 100
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06/03/04 AGM Books-A-Million, Inc. 98570104 4/5/2004 3,450
BAMM
1.1 Elect Director Charles C. Anderson Mgmt For Withhold
1.2 Elect Director J. Barry Mason Mgmt For Withhold
1.3 Elect Director William H. Rogers, Jr. Mgmt For Withhold
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,450
Total Shares Voted: 3,450
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04/21/04 AGM Borg-Warner, Inc. 99724106 3/5/2004 10,000
BWA
1.1 Elect Director Jere A. Drummond Mgmt For For
1.2 Elect Director Timothy M. Manganello Mgmt For For
1.3 Elect Director Ernest J. Novak, Jr. Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Increase Authorized Common Stock Mgmt For Against
4 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 10,000
Total Shares Voted: 10,000
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06/15/04 AGM Bradley Pharmaceuticals, Inc. 104576103 4/26/2004 6,150
BDY
1.1 Elect Director Michael Bernstein Mgmt For Withhold
1.2 Elect Director Steven Kriegsman Mgmt For Withhold
1.3 Elect Director Alan Wolin, Ph.D. Mgmt For Withhold
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 6,150
Total Shares Voted: 6,150
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10/15/03 AGM Briggs & Stratton Corp. 109043109 With 8/21/2003 20,100
BGG
1.1 Elect Director Robert J. O'Toole Mgmt For For
1.2 Elect Director John S. Shiely Mgmt For For
1.3 Elect Director Charles I. Story Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 15,000
19-4091 JAMES SMALL CAP FUND 5,100
Total Shares Voted: 20,100
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06/03/04 AGM Brigham Exploration Company 109178103 4/20/2004 3,150
BEXP
1.1 Elect Director Ben M. Brigham Mgmt For Withhold
1.2 Elect Director David T. Brigham Mgmt For Withhold
1.3 Elect Director Harold D. Carter Mgmt For Withhold
1.4 Elect Director Stephen C. Hurley Mgmt For Withhold
1.5 Elect Director Stephen P. Reynolds Mgmt For Withhold
1.6 Elect Director Hobart A. Smith Mgmt For Withhold
1.7 Elect Director Steven A. Webster Mgmt For Withhold
1.8 Elect Director R. Graham Whaling Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,150
Total Shares Voted: 3,150
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05/27/04 AGM Brown Shoe Company, Inc. 115736100 With 4/5/2004 7,600
BWS
1.1 Elect Director Julie C. Esrey Mgmt For For
1.2 Elect Director W. Patrick McGinnis Mgmt For For
1.3 Elect Director Hal J. Upbin Mgmt For For
1.4 Elect Director Richard A. Liddy Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 7,600
Total Shares Voted: 7,600
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01/29/04 AGM Candela Corp. 136907102 With 12/20/2003 1,480
CLZR
1.1 Elect Director Kenneth D. Roberts Mgmt For For
1.2 Elect Director Gerard E. Puorro Mgmt For For
1.3 Elect Director George A. Abe Mgmt For For
1.4 Elect Director Ben Bailey III Mgmt For For
1.5 Elect Director Nancy Nager Mgmt For For
1.6 Elect Director Douglas W. Scott Mgmt For For
2 Amend Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,480
Total Shares Voted: 1,480
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05/21/04 AGM Capital Title Group, Inc. 140919101 4/1/2004 3,780
CTGI
1.1 Elect Director Donald R. Head Mgmt For For
1.2 Elect Director Theo F. Lamb Mgmt For Withhold
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,780
Total Shares Voted: 3,780
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11/25/03 AGM CBRL Group, Inc. 12489V106 9/26/2003 24,900
CBRL
1.1 Elect Director James D. Carreker Mgmt For For
1.2 Elect Director Robert V. Dale Mgmt For For
1.3 Elect Director Dan W. Evins Mgmt For For
1.4 Elect Director Robert C. Hilton Mgmt For For
1.5 Elect Director Charles E. Jones, Jr. Mgmt For For
1.6 Elect Director B. F. 'Jack' Lowery Mgmt For Withhold
1.7 Elect Director Gordon L. Miller Mgmt For For
1.8 Elect Director Martha M. Mitchell Mgmt For Withhold
1.9 Elect Director Andrea M. Weiss Mgmt For For
1.1 Elect Director Jimmie D. White Mgmt For Withhold
1.11 Elect Director Michael A. Woodhouse Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 20,000
19-4092 JAMES MARKE NEUTRAL FUND 4,900
Total Shares Voted: 24,900
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06/16/04 AGM CCA Industries, Inc. 124867102 With 5/1/2004 2,500
CAW
1.1 Elect Director Gio Batta Gori, M.D. Mgmt For For
1.2 Elect Director Robert Lage Mgmt For For
1.3 Elect Director Dunnan Edell Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 2,500
Total Shares Voted: 2,500
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04/20/04 AGM Cendant Corporation 151313103 2/23/2004 9,250
CD
Elect Director The Right Honourable
1.1 Brian Mulroney Mgmt For For
1.2 Elect Director Ronald L. Nelson Mgmt For For
1.3 Elect Director Robert W. Pittman Mgmt For For
1.4 Elect Director Myra J. Biblowit Mgmt For For
1.5 Elect Director Sheli Z. Rosenberg Mgmt For For
2 Declassify the Board of Directors Mgmt For For
3 Ratify Auditors Mgmt For For
Shareholder Proposals
4 Separate Chairman and CEO Positions ShrHoldr Against Against
5 Limit Executive Compensation ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 9,250
Total Shares Voted: 9,250
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02/09/04 AGM Central Garden & Pet Co. 153527106 With 12/22/2003 57,230
CENT
1.1 Elect Director William E. Brown Mgmt For For
1.2 Elect Director Glenn W. Novotny Mgmt For For
1.3 Elect Director Brooks M. Pennington III Mgmt For For
1.4 Elect Director John B. Balousek Mgmt For For
1.5 Elect Director David N. Chichester Mgmt For For
1.6 Elect Director Bruce A. Westphal Mgmt For For
1.7 Elect Director Daniel P. Hogan, Jr. Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 36,000
19-4091 JAMES SMALL CAP FUND 11,230
19-4092 JAMES MARKE NEUTRAL FUND 10,000
Total Shares Voted: 57,230
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04/28/04 AGM ChevronTexaco Corp. 166764100 With 3/1/2004 4,470
CVX
1.1 Elect Director Samuel H. Armacost Mgmt For For
1.2 Elect Director Robert E. Denham Mgmt For For
1.3 Elect Director Robert J. Eaton Mgmt For For
1.4 Elect Director Sam Ginn Mgmt For For
1.5 Elect Director Carla Anderson Hills Mgmt For For
1.6 Elect Director Franklyn G. Jenifer Mgmt For For
1.7 Elect Director J. Bennett Johnston Mgmt For For
1.8 Elect Director Sam Nunn Mgmt For For
1.9 Elect Director David J. O'Reilly Mgmt For For
1.1 Elect Director Peter J. Robertson Mgmt For For
1.11 Elect Director Charles R. Shoemate Mgmt For For
1.12 Elect Director Carl Ware Mgmt For For
2 Ratify Auditors Mgmt For For
Adopt Shareholder Rights Plan (Poison
3 Pill) Policy Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For For
Report on Operational Impact of
5 HIV/AIDS, TB, and Malaria Pandemic ShrHoldr Against Against
Report on Political
6 Contributions/Activities ShrHoldr Against Against
Require Affirmative Vote of a Majority
7 of the Shares to Elect Directors ShrHoldr Against Against
Report on Health and Environmental
8 Initiatives in Ecuador ShrHoldr Against Against
9 Report on Renewable Energy ShrHoldr Against Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 4,470
Total Shares Voted: 4,470
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05/12/04 AGM CIT GROUP INC 125581108 3/26/2004 5,150
CIT
1.1 Elect Director Albert R. Gamper, Jr. Mgmt For For
1.2 Elect Director Gary C. Butler Mgmt For For
1.3 Elect Director William A. Farlinger Mgmt For For
1.4 Elect Director William M. Freeman Mgmt For For
1.5 Elect Director Hon. Thomas H. Kean Mgmt For For
1.6 Elect Director Edward J. Kelly, III Mgmt For For
1.7 Elect Director Marianne Miller Parrs Mgmt For For
1.8 Elect Director Jeffrey M. Peek Mgmt For For
1.9 Elect Director John R. Ryan Mgmt For For
1.1 Elect Director Peter J. Tobin Mgmt For For
1.11 Elect Director Lois M. Van Deusen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 5,150
Total Shares Voted: 5,150
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04/30/04 AGM Coca-Cola Enterprises Inc. 191219104 3/4/2004 9,450
CCE
1.1 Elect Director John R. Alm Mgmt For For
1.2 Elect Director J. Trevor Eyton Mgmt For For
1.3 Elect Director Gary P. Fayard Mgmt For For
1.4 Elect Director L. Phillip Humann Mgmt For For
1.5 Elect Director Paula G. Rosput Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Amend Deferred Compensation Plan Mgmt For For
5 Approve Employee Stock Purchase Plan Mgmt For For
6 Approve Employee Stock Purchase Plan Mgmt For For
7 Ratify Auditors Mgmt For For
Submit Severance Agreement
8 (Change-in-Control) to Shareholder Vote ShrHoldr Against For
9 Report on Recycling Policy ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 9,450
Total Shares Voted: 9,450
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05/13/04 AGM Corrections Corporation of America 22025Y407 3/31/2004 11,900
CXW
1.1 Elect Director Donna M. Alvarado Mgmt For For
1.2 Elect Director William F. Andrews Mgmt For For
1.3 Elect Director John D. Ferguson Mgmt For For
1.4 Elect Director Lucius E. Burch, III Mgmt For For
1.5 Elect Director John D. Correnti Mgmt For For
1.6 Elect Director John R. Horne Mgmt For For
1.7 Elect Director C. Michael Jacobi Mgmt For For
1.8 Elect Director Thurgood Marshall, Jr. Mgmt For For
1.9 Elect Director Charles L. Overby Mgmt For For
1.1 Elect Director John R. Prann, Jr. Mgmt For For
1.11 Elect Director Joseph V. Russell Mgmt For For
1.12 Elect Director Henri L. Wedell Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 8,900
19-4093 JAMES LARGE CAP FUND 3,000
Total Shares Voted: 11,900
- ------------------------------------------------------------------------------------------------------------------------------------
06/03/04 AGM Coventry Health Care Inc. 222862104 With 4/5/2004 60,000
CVH
1.1 Elect Director L. Dale Crandall Mgmt For For
1.2 Elect Director Robert W. Morey Mgmt For For
1.3 Elect Director Elizabeth E. Tallett Mgmt For For
1.4 Elect Director Allen F. Wise Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 60,000
Total Shares Voted: 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
06/16/04 AGM CPI Aerostructures, Inc. 125919308 With 5/5/2004 2,000
CVU
1.1 Elect Director Arthur August Mgmt For For
1.2 Elect Director Edward J. Fred Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 2,000
Total Shares Voted: 2,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 MIX Cryptologic Inc. 228906103 4/8/2004 4,500
CRY.
Elect Lorne Abony, Randall Abramson,
Stephen H. Freedhoff, Edward L.
Greenspan, Lewis N. Rose and Robert H.
1 Stikeman as Directors Mgmt For Against
2 Approve Stock Option Plan Mgmt For For
Ratify KPMG LLP as Auditors and
Authorise Directors to Fix Remuneration
3 of Auditors Mgmt For For
Other Business (Voting) as May Come
4 Before the Meeting. Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 4,500
Total Shares Voted: 4,500
- ------------------------------------------------------------------------------------------------------------------------------------
05/12/04 AGM CVS Corporation 126650100 With 3/15/2004 4,400
CVS
1.1 Elect Director W. Don Cornwell Mgmt For For
1.2 Elect Director Thomas P. Gerrity Mgmt For For
1.3 Elect Director Stanley P. Goldstein Mgmt For For
1.4 Elect Director Marian L. Heard Mgmt For For
1.5 Elect Director William H. Joyce Mgmt For For
1.6 Elect Director Terry R. Lautenbach Mgmt For For
1.7 Elect Director Terrence Murray Mgmt For For
1.8 Elect Director Sheli Z. Rosenberg Mgmt For For
1.9 Elect Director Thomas M. Ryan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Limit Executive Compensation ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,400
Total Shares Voted: 4,400
- ------------------------------------------------------------------------------------------------------------------------------------
04/22/04 AGM Cytec Industries Inc. 232820100 With 2/23/2004 14,500
CYT
1.1 Elect Director Chris A. Davis Mgmt For For
1.2 Elect Director William P. Powell Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 14,500
Total Shares Voted: 14,500
- ------------------------------------------------------------------------------------------------------------------------------------
05/24/04 AGM DaVita Inc. 23918K108 With 4/19/2004 18,000
DVA
1.1 Elect Director Nancy-Ann Deparle Mgmt For For
1.2 Elect Director Richard B. Fontaine Mgmt For For
1.3 Elect Director Peter T. Grauer Mgmt For For
1.4 Elect Director Michele J. Hooper Mgmt For For
1.5 Elect Director C. Raymond Larkin, Jr. Mgmt For For
1.6 Elect Director John M. Nehra Mgmt For For
1.7 Elect Director William L. Roper Mgmt For For
1.8 Elect Director Kent J. Thiry Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 18,000
Total Shares Voted: 18,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/03/04 AGM Decoma International Inc. 24359C100 3/25/2004 21,000
DEC.A
1.1 Elect Neil G. Davis as Director Mgmt For For
1.2 Elect Robert J. Fuller as Director Mgmt For For
1.3 Elect Vincent J. Galifi as Director Mgmt For Withhold
1.4 Elect Jennifer J. Jackson as Director Mgmt For For
1.5 Elect Frank E. Macher as Director Mgmt For For
1.6 Elect John T. Mayberry as Director Mgmt For For
1.7 Elect Alan J. Power as Director Mgmt For For
1.8 Elect Siegfried Wolf as Director Mgmt For For
Ratify Ernst and Young LLP as Auditors
and Authorise the Audit Committee to
2 Fix Remuneration. Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 21,000
Total Shares Voted: 21,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/25/04 AGM Del Laboratories, Inc. 245091103 With 4/5/2004 599
DLI
1.1 Elect Director Charles J. Hinkaty Mgmt For For
2 Amend Executive Incentive Bonus Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 599
Total Shares Voted: 599
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 AGM Delta Financial Corp. 247918105 With 4/6/2004 7,600
DFC
1.1 Elect Director Sidney A. Miller Mgmt For For
1.2 Elect Director Martin D. Payon Mgmt For For
1.3 Elect Director Spencer I. Browne Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 7,600
Total Shares Voted: 7,600
- ------------------------------------------------------------------------------------------------------------------------------------
05/18/04 AGM Department 56, Inc. 249509100 3/24/2004 1,180
DFS
1.1 Elect Director Susan E. Engel Mgmt For For
1.2 Elect Director James E. Bloom Mgmt For For
1.3 Elect Director Michael R. Francis Mgmt For For
1.4 Elect Director Charles N. Hayssen Mgmt For For
1.5 Elect Director Stewart M. Kasen Mgmt For For
1.6 Elect Director Reatha Clark King Mgmt For For
1.7 Elect Director Gary S. Matthews Mgmt For For
1.8 Elect Director Vin Weber Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,180
Total Shares Voted: 1,180
- ------------------------------------------------------------------------------------------------------------------------------------
06/08/04 AGM Devon Energy Corp. 25179M103 With 4/9/2004 15,000
DVN
1.1 Elect Director Thomas F. Ferguson Mgmt For For
1.2 Elect Director Peter J. Fluor Mgmt For For
1.3 Elect Director David M. Gavin Mgmt For For
1.4 Elect Director Michael E. Gellert Mgmt For For
2 Ratify Auditors Mgmt For For
Require a Majority Vote for the
3 Election of Directors ShrHoldr Against Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 15,000
Total Shares Voted: 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
04/15/04 AGM Donegal Group Inc. 257701201 With 2/20/2004 980
DGICB
1.1 Elect Director R. Richard Sherbahn Mgmt For For
1.2 Elect Director John J. Lyons Mgmt For For
2 Elect Director Richard D. Wampler, II Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 980
Total Shares Voted: 980
- ------------------------------------------------------------------------------------------------------------------------------------
01/13/04 AGM Dynamex Inc. 26784F103 11/14/2003 2,150
DDN
1.1 Elect Director Richard K. McClelland Mgmt For Withhold
1.2 Elect Director Kenneth H. Bishop Mgmt For Withhold
1.3 Elect Director Brian J. Hughes Mgmt For Withhold
1.4 Elect Director Wayne Kern Mgmt For Withhold
1.5 Elect Director Bruce E. Ranck Mgmt For Withhold
1.6 Elect Director Stephen P. Smiley Mgmt For Withhold
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 2,150
Total Shares Voted: 2,150
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 AGM Eaton Corp. 278058102 With 3/1/2004 2,600
ETN
1.1 Elect Director Michael J. Critelli Mgmt For For
1.2 Elect Director Ernie Green Mgmt For For
1.3 Elect Director Kiran M. Patel Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 2,600
Total Shares Voted: 2,600
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Edison International 281020107 3/22/2004 63,000
EIX
1.1 Elect Director John E. Bryson Mgmt For For
1.2 Elect Director France A. Cordova Mgmt For For
1.3 Elect Director Bradford M. Freeman Mgmt For For
1.4 Elect Director Bruce Karatz Mgmt For For
1.5 Elect Director Luis G. Nogales Mgmt For For
1.6 Elect Director Ronald L. Olson Mgmt For For
1.7 Elect Director James M. Rosser Mgmt For For
Elect Director Richard T. Schlosberg,
1.8 III Mgmt For For
1.9 Elect Director Robert H. Smith Mgmt For For
1.1 Elect Director Thomas C. Sutton Mgmt For For
Submit Shareholder Rights Plan (Poison
2 Pill) to Shareholder Vote ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 53,000
19-4092 JAMES MARKE NEUTRAL FUND 10,000
Total Shares Voted: 63,000
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 AGM Energen Corp. 29265N108 With 3/5/2004 35,400
EGN
1.1 Elect Director Stephen D. Ban Mgmt For For
1.2 Elect Director Julian W. Banton Mgmt For For
1.3 Elect Director T. Michael Goodrich Mgmt For For
1.4 Elect Director Wm. Michael Warren Jr. Mgmt For For
1.5 Elect Director David W. Wilson Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 35,400
Total Shares Voted: 35,400
- ------------------------------------------------------------------------------------------------------------------------------------
05/04/04 AGM EOG Resources, Inc. 26875P101 3/8/2004 15,000
EOG
1.1 Elect Director George A. Alcorn Mgmt For For
1.2 Elect Director Charles R. Crisp Mgmt For For
1.3 Elect Director Mark G. Papa Mgmt For For
1.4 Elect Director Edmund P. Segner, III Mgmt For For
1.5 Elect Director Donald F. Textor Mgmt For For
1.6 Elect Director Frank G. Wisner Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
4 Other Business Mgmt For Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 15,000
Total Shares Voted: 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 AGM Exxon Mobil Corp. 30231G102 4/5/2004 4,000
XOM
1.1 Elect Director Michael J. Boskin Mgmt For For
1.2 Elect Director James R. Houghton Mgmt For For
1.3 Elect Director William R. Howell Mgmt For For
1.4 Elect Director Reatha Clark King Mgmt For For
1.5 Elect Director Philip E. Lippincott Mgmt For For
1.6 Elect Director Harry J. Longwell Mgmt For For
1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For For
1.8 Elect Director Marilyn Carlson Nelson Mgmt For For
1.9 Elect Director Lee R. Raymond Mgmt For For
1.1 Elect Director Walter V. Shipley Mgmt For For
1.11 Elect Director Rex W. Tillerson Mgmt For For
2 Ratify Auditors Mgmt For For
Approve Non-Employee Director
3 Restricted Stock Plan Mgmt For For
4 Affirm Political Nonpartisanship ShrHoldr Against Against
Report on Political
5 Contributions/Activities ShrHoldr Against Against
6 Report on Equatorial Guinea ShrHoldr Against Against
7 Separate Chairman and CEO Positions ShrHoldr Against For
8 Prohibit Awards to Executives ShrHoldr Against Against
Report on Stock Option Distribution by
9 Race and Gender ShrHoldr Against Against
Amend EEO Statement to Include
10 Reference to Sexual Orientation ShrHoldr Against For
11 Report on Climate Change Research ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,000
Total Shares Voted: 4,000
- ------------------------------------------------------------------------------------------------------------------------------------
06/01/04 AGM Flagstar Bancorp, Inc. 337930101 4/16/2004 24,710
FBC
1.1 Elect Director Thomas J. Hammond Mgmt For Withhold
1.2 Elect Director Mark T. Hammond Mgmt For Withhold
1.3 Elect Director Kirstin A. Hammond Mgmt For Withhold
1.4 Elect Director Charles Bazzy Mgmt For Withhold
1.5 Elect Director Michael Lucci, Sr. Mgmt For Withhold
1.6 Elect Director Frank D'Angelo Mgmt For Withhold
1.7 Elect Director Robert W. Dewitt Mgmt For Withhold
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 24,710
Total Shares Voted: 24,710
- ------------------------------------------------------------------------------------------------------------------------------------
12/19/03 AGM Flanders Corporation 338494107 11/12/2003 3,580
FLDR
1.1 Elect Director Robert R. Amerson Mgmt For Withhold
1.2 Elect Director Peter Fredericks Mgmt For For
1.3 Elect Director David M. Mock Mgmt For For
1.4 Elect Director Steven K. Clark Mgmt For Withhold
1.5 Elect Director D. Michael Steele Mgmt For For
2 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,580
Total Shares Voted: 3,580
- ------------------------------------------------------------------------------------------------------------------------------------
11/25/03 AGM Fox Entertainment Group, Inc. 35138T107 9/29/2003 4,600
FOX
1.1 Elect Director K. Rupert Murdoch, AC Mgmt For Withhold
1.2 Elect Director Peter Chernin Mgmt For Withhold
1.3 Elect Director David F. DeVoe Mgmt For Withhold
1.4 Elect Director Arthur M. Siskind Mgmt For Withhold
1.5 Elect Director Lachlan K. Murdoch Mgmt For Withhold
1.6 Elect Director Christos M. Cotsakos Mgmt For For
1.7 Elect Director Thomas W. Jones Mgmt For For
1.8 Elect Director Peter Powers Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,600
Total Shares Voted: 4,600
- ------------------------------------------------------------------------------------------------------------------------------------
06/02/04 AGM FPIC Insurance Group, Inc. 302563101 4/7/2004 12,670
FPIC
1.1 Elect Director John K. Anderson, Jr. Mgmt For For
1.2 Elect Director M.C. Harden, III Mgmt For For
1.3 Elect Director John G. Rich, Esq. Mgmt For For
1.4 Elect Director Joan D. Ruffier Mgmt For For
Amend Non-Employee Director Stock
2 Option Plan Mgmt For Against
Amend Non-Employee Director Stock
3 Option Plan Mgmt For For
4 Amend Omnibus Stock Plan Mgmt For Against
5 Amend Employee Stock Purchase Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 12,670
Total Shares Voted: 12,670
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 AGM Fresh Del Monte Produce Inc. G36738105 3/3/2004 7,000
FDP
Meeting for Holders of ADRs
1.1 Elect Director Amir Abu-Ghazaleh Mgmt For For
1.2 Elect Director Edward L. Boykin Mgmt For For
1.3 Elect Director Salvatore H. Alfiero Mgmt For For
APPROVAL OF THE COMPANY S FINANCIAL
STATEMENTS FOR THE 2003 FISCAL YEAR
2 ENDED DECEMBER 26, 2003. Mgmt For For
APPROVAL OF ERNST & YOUNG AS
INDEPENDENT AUDITORS FOR THE 2004
3 FISCAL YEAR ENDING DECEMBER 31, 2004. Mgmt For For
APPROVAL OF THE COMPANY S FINAL
DIVIDEND PAYMENT FOR THE FISCAL YEAR
ENDED DECEMBER 26, 2003 OF US$0.20 PER
SHARE TO REGISTERED MEMBERS OF THE
COMPANY ON MAY 12, 2004 TO BE PAID ON
4 JUNE 4, 2004. Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 7,000
Total Shares Voted: 7,000
- ------------------------------------------------------------------------------------------------------------------------------------
10/03/03 Consent General Motors Corp. 370442105 With 8/1/2003 9,000
GM
1 Amend Articles Mgmt For For
2 Amend Articles Mgmt For For
3 Approve Hughes Split-Off Mgmt For For
4 Approve GM/News Stock Sale Mgmt For For
5 Approve News Stock Acquisition Mgmt For For
6 Amend Articles Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 9,000
Total Shares Voted: 9,000
- ------------------------------------------------------------------------------------------------------------------------------------
06/02/04 AGM General Motors Corp. 370442105 4/5/2004 9,000
GM
1.1 Elect Director Percy N. Barnevik Mgmt For For
1.2 Elect Director John H. Bryan Mgmt For For
1.3 Elect Director Armando M. Codina Mgmt For For
1.4 Elect Director George M.C. Fisher Mgmt For For
1.5 Elect Director Karen Katen Mgmt For For
1.6 Elect Director Kent Kresa Mgmt For For
1.7 Elect Director Alan G. Lafley Mgmt For For
1.8 Elect Director Philip A. Laskawy Mgmt For For
1.9 Elect Director E.Stanley O'Neal Mgmt For For
1.1 Elect Director Eckhard Pfeiffer Mgmt For For
1.11 Elect Director G.Richard Wagoner, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Prohibit Awards to Executives ShrHoldr Against Against
4 Prohibit Awards to Executives ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against Against
Limit Composition of Committees to
6 Independent Directors ShrHoldr Against Against
7 Report on Greenhouse Gas Emissions ShrHoldr Against Against
Submit Severance Agreement
8 (Change-in-Control) to Shareholder Vote ShrHoldr Against For
Establish Executive and Director Stock
9 Ownership Guidelines ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 9,000
Total Shares Voted: 9,000
- ------------------------------------------------------------------------------------------------------------------------------------
04/29/04 AGM Giant Industries, Inc. 374508109 With 3/5/2004 1,800
GI
1.1 Elect Director Larry L. DeRoin Mgmt For For
1.2 Elect Director Richard T. Kalen, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,800
Total Shares Voted: 1,800
- ------------------------------------------------------------------------------------------------------------------------------------
11/28/03 EGM Golden Telecom, Inc. 38122G107 With 10/22/2003 9,800
GLDN
Issue Shares in Connection with an
1 Acquisition Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 9,800
Total Shares Voted: 9,800
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Golden Telecom, Inc. 38122G107 4/6/2004 9,800
GLDN
1.1 Elect Director Vladimir Androsik Mgmt For For
1.2 Elect Director Petr Aven Mgmt For Withhold
1.3 Elect Director Michael Calvey Mgmt For For
1.4 Elect Director Ashley Dunster Mgmt For For
1.5 Elect Director David Herman Mgmt For For
1.6 Elect Director Kjell Morten Johnsen Mgmt For For
1.7 Elect Director Andrey Kosogov Mgmt For For
1.8 Elect Director Michael North Mgmt For For
1.9 Elect Director Jan Edvard Thygesen Mgmt For For
1.1 Elect Director Alexander Vinogradov Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 9,800
Total Shares Voted: 9,800
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Green Mountain Power Corp. 393154109 3/18/2004 770
GMP
1.1 Elect Director Elizabeth A. Bankowski Mgmt For For
1.2 Elect Director Nordahl L. Brue Mgmt For For
1.3 Elect Director William H. Bruett Mgmt For For
1.4 Elect Director Merrill O. Burns Mgmt For For
1.5 Elect Director David R. Coates Mgmt For For
1.6 Elect Director Christopher L. Dutton Mgmt For For
1.7 Elect Director Kathleen C. Hoyt Mgmt For For
1.8 Elect Director Euclid A. Irving Mgmt For For
1.9 Elect Director Marc A. vanderHeyden Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Charter Mgmt For For
4 Approve Omnibus Stock Plan Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 770
Total Shares Voted: 770
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 EGM Gundle/SLT Environmental, Inc. 402809107 4/8/2004 920
GSE
1 Approve Merger Agreement Mgmt For Against
2 Adjourn Meeting Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 920
Total Shares Voted: 920
- ------------------------------------------------------------------------------------------------------------------------------------
10/14/03 AGM Handleman Co. 410252100 With 8/25/2003 12,500
HDL
1.1 Elect Director James B. Nicholson Mgmt For For
1.2 Elect Director Lloyd E. Reuss Mgmt For For
1.3 Elect Director Stephen Strome Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 12,500
Total Shares Voted: 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
04/15/04 AGM Hartmarx Corp. 417119104 With 2/17/2004 20,000
HMX
1.1 Elect Director Michael F. Anthony Mgmt For For
1.2 Elect Director Jeffrey A. Cole Mgmt For For
1.3 Elect Director James P. Dollive Mgmt For For
1.4 Elect Director Raymond F. Farley Mgmt For For
1.5 Elect Director Elbert O. Hand Mgmt For For
1.6 Elect Director Dipak C. Jain Mgmt For For
1.7 Elect Director Homi B. Patel Mgmt For For
1.8 Elect Director Michael B. Rohlfs Mgmt For For
1.9 Elect Director Stuart L. Scott Mgmt For For
2 Approve Executive Incentive Bonus Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 20,000
Total Shares Voted: 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/06/04 AGM Health Care REIT, Inc. 42217K106 With 3/11/2004 10,000
HCN
1.1 Elect Director Thomas J. DeRosa Mgmt For For
1.2 Elect Director Jeffrey H. Donahue Mgmt For For
1.3 Elect Director Bruce G. Thompson Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 10,000
Total Shares Voted: 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/27/04 AGM Home Depot, Inc. (The) 437076102 3/29/2004 5,500
HD
1.1 Elect Director Gregory D. Brenneman Mgmt For For
1.2 Elect Director Richard H. Brown Mgmt For For
1.3 Elect Director John L. Clendenin Mgmt For For
1.4 Elect Director Berry R. Cox Mgmt For For
1.5 Elect Director Claudio X. Gonzalez Mgmt For For
1.6 Elect Director Milledge A. Hart, III Mgmt For For
1.7 Elect Director Bonnie G. Hill Mgmt For For
1.8 Elect Director Kenneth G. Langone Mgmt For For
1.9 Elect Director Robert L. Nardelli Mgmt For For
1.1 Elect Director Roger S. Penske Mgmt For For
2 Ratify Auditors Mgmt For For
3 Establish Term Limits for Directors ShrHoldr Against Against
Submit Shareholder Rights Plan (Poison
4 Pill) to Shareholder Vote ShrHoldr Against For
5 Performance- Based/Indexed Options ShrHoldr Against For
6 Adopt ILO Based Code of Conduct ShrHoldr Against Against
Submit Severance Agreement
7 (Change-in-Control) to Shareholder Vote ShrHoldr Against For
Require Affirmative Vote of the
Majority of the Shares to Elect
8 Directors ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 5,500
Total Shares Voted: 5,500
- ------------------------------------------------------------------------------------------------------------------------------------
04/22/04 AGM Humana Inc. 444859102 With 3/1/2004 13,000
HUM
1.1 Elect Director David A. Jones Mgmt For For
1.2 Elect Director David A. Jones, Jr. Mgmt For For
1.3 Elect Director Frank A. D'Amelio Mgmt For For
1.4 Elect Director Michael E. Gellert Mgmt For For
1.5 Elect Director John R. Hall Mgmt For For
1.6 Elect Director Kurt J. Hilzinger Mgmt For For
1.7 Elect Director Michael B. McCallister Mgmt For For
1.8 Elect Director W. Ann Reynolds, Ph.D. Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 13,000
Total Shares Voted: 13,000
- ------------------------------------------------------------------------------------------------------------------------------------
01/28/04 AGM Hutchinson Technology Incorporated 448407106 12/4/2003 6,900
HTCH
1.1 Elect Director W. Thomas Brunberg Mgmt For For
1.2 Elect Director Archibald Cox, Jr. Mgmt For For
1.3 Elect Director Wayne M. Fortun Mgmt For For
1.4 Elect Director Jeffrey W. Green Mgmt For For
1.5 Elect Director Russell Huffer Mgmt For For
1.6 Elect Director R. Frederick McCoy, Jr. Mgmt For For
1.7 Elect Director William T. Monahan Mgmt For For
1.8 Elect Director Richard B. Solum Mgmt For For
2 Ratify Auditors Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 6,900
Total Shares Voted: 6,900
- ------------------------------------------------------------------------------------------------------------------------------------
05/19/04 AGM Intel Corp. 458140100 3/22/2004 4,000
INTC
1.1 Elect Director Craig R. Barrett Mgmt For For
1.2 Elect Director Charlene Barshefsky Mgmt For For
1.3 Elect Director E. John P. Browne Mgmt For For
1.4 Elect Director Andrew S. Grove Mgmt For For
1.5 Elect Director D. James Guzy Mgmt For For
1.6 Elect Director Reed E. Hundt Mgmt For For
1.7 Elect Director Paul S. Otellini Mgmt For For
1.8 Elect Director David S. Pottruck Mgmt For For
1.9 Elect Director Jane E. Shaw Mgmt For For
1.1 Elect Director John L. Thornton Mgmt For For
1.11 Elect Director David B. Yoffie Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For Against
4 Expense Stock Options ShrHoldr Against For
5 Limit/Prohibit Awards to Executives ShrHoldr Against For
6 Performance- Based/Indexed Options ShrHoldr Against For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 4,000
Total Shares Voted: 4,000
- ------------------------------------------------------------------------------------------------------------------------------------
04/08/04 AGM Irwin Financial Corp. 464119106 2/19/2004 11,420
IFC
1.1 Elect Director Sally A. Dean Mgmt For For
1.2 Elect Director William H. Kling Mgmt For For
1.3 Elect Director Lance R. Odden Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
Approve Outside Director Stock Options
3 in Lieu of Cash Mgmt For For
Approve/Amend Executive Incentive Bonus
4 Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 11,420
Total Shares Voted: 11,420
- ------------------------------------------------------------------------------------------------------------------------------------
05/28/04 AGM J. Alexander's Corporation 466096104 With 4/14/2004 2,650
JAX
1.1 Elect Director E. Townes Duncan Mgmt For For
1.2 Elect Director Garland G. Fritts Mgmt For For
1.3 Elect Director Brenda Rector Mgmt For For
1.4 Elect Director J. Bradbury Reed Mgmt For For
1.5 Elect Director Joseph N. Steakley Mgmt For For
1.6 Elect Director Lonnie Stout II Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 2,650
Total Shares Voted: 2,650
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 AGM Jarden Corp. 471109108 4/8/2004 34,500
JAH
1.1 Elect Director Ian G.H. Ashken Mgmt For For
1.2 Elect Director Richard L. Molen Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 34,500
Total Shares Voted: 34,500
- ------------------------------------------------------------------------------------------------------------------------------------
10/29/03 AGM John B. Sanfilippo & Son, Inc. 800422107 9/8/2003 1,070
JBSS
Elect Director Governor Jim Edgar as
1.1 Common Stock Director Mgmt For For
Elect Director John W. A. Buyers as
1.2 Common Stock Director Mgmt For For
Elect Director Jasper B. Sanfilippo as
1.3 Class A Common Stock Director Mgmt For Withhold
Elect Director Mathias A. Valentine as
1.4 Class A Common Stock Director Mgmt For Withhold
Elect Director Michael J. Valentine as
1.5 Class A Common Stock Director Mgmt For Withhold
Elect Director Jeffrey T. Sanfilippo as
1.6 Class A Common Stock Director Mgmt For Withhold
Elect Director Timothy R. Donovan as
1.7 Class A Common Stock Director Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,070
Total Shares Voted: 1,070
- ------------------------------------------------------------------------------------------------------------------------------------
04/22/04 AGM John H. Harland Co. 412693103 With 3/3/2004 10,130
JH
1.1 Elect Director John J. McMahon, Jr. Mgmt For For
1.2 Elect Director Larry L. Prince Mgmt For For
1.3 Elect Director Jesse J. Spikes Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 10,130
Total Shares Voted: 10,130
- ------------------------------------------------------------------------------------------------------------------------------------
01/28/04 AGM Johnson Controls, Inc. 478366107 With 11/20/2003 2,755
JCI
1.1 Elect Director Robert L. Barnett Mgmt For For
1.2 Elect Director Willie D. Davis Mgmt For For
1.3 Elect Director Jeffrey A. Joerres Mgmt For For
1.4 Elect Director Richard F. Teerlink Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
Approve Non-Employee Director Stock
5 Option Plan Mgmt For For
6 Amend Restricted Stock Plan Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 2,755
Total Shares Voted: 2,755
- ------------------------------------------------------------------------------------------------------------------------------------
02/25/04 AGM Johnson Outdoors, Inc. 479167108 With 12/17/2003 1,500
JOUT
1.1 Elect Director Terry E. London Mgmt For For
1.2 Elect Director John M. Fahey, Jr. Mgmt For For
Amend Non-Employee Director Omnibus
2 Stock Plan Mgmt For For
3 Amend Employee Stock Purchase Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,500
Total Shares Voted: 1,500
- ------------------------------------------------------------------------------------------------------------------------------------
05/25/04 AGM JP Morgan Chase & Co. 46625H100 4/2/2004 3,900
JPM
1 Approve Merger Agreement Mgmt For For
2.1 Elect Director Hans W. Becherer Mgmt For For
2.2 Elect Director Frank A. Bennack, Jr. Mgmt For For
2.3 Elect Director John H. Biggs Mgmt For For
2.4 Elect Director Lawrence A. Bossidy Mgmt For For
2.5 Elect Director Ellen V. Futter Mgmt For For
2.6 Elect Director William H. Gray, III Mgmt For For
2.7 Elect Director William B. Harrison, Jr Mgmt For For
2.8 Elect Director Helene L. Kaplan Mgmt For For
2.9 Elect Director Lee R. Raymond Mgmt For For
2.1 Elect Director John R. Stafford Mgmt For For
3 Ratify Auditors Mgmt For For
4 Amend Executive Incentive Bonus Plan Mgmt For For
5 Adjourn Meeting Mgmt For Against
6 Establish Term Limits for Directors ShrHoldr Against Against
7 Charitable Contributions ShrHoldr Against Against
8 Political Contributions ShrHoldr Against Against
9 Separate Chairman and CEO Positions ShrHoldr Against For
Provide Adequate Disclosure for over
10 the counter Derivatives ShrHoldr Against Against
11 Auditor Independence ShrHoldr Against For
Submit Non-Employee Director
12 Compensation to Vote ShrHoldr Against Against
13 Report on Pay Disparity ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,900
Total Shares Voted: 3,900
- ------------------------------------------------------------------------------------------------------------------------------------
06/03/04 AGM Landry's Restaurants, Inc. 51508L103 With 4/21/2004 10,130
LNY
1.1 Elect Director Tilman J. Fertitta Mgmt For For
1.2 Elect Director Steven L. Scheinthal Mgmt For For
1.3 Elect Director Paul S. West Mgmt For For
1.4 Elect Director Michael S. Chadwick Mgmt For For
1.5 Elect Director Michael Richmond Mgmt For For
1.6 Elect Director Joe Max Taylor Mgmt For For
1.7 Elect Director Kenneth Brimmer Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 10,130
Total Shares Voted: 10,130
- ------------------------------------------------------------------------------------------------------------------------------------
08/19/03 EGM Magna International Inc. 559222401 7/8/2003 0
MG.A
Ballot for Holders of Class B Shares
1 Approve Spin-Off Agreement Mgmt For
Ballot for Holders of Class A
Subordinate Shares
1 Approve Spin-Off Agreement Mgmt For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 0
Total Shares Voted: 0
- ------------------------------------------------------------------------------------------------------------------------------------
05/06/04 AGM Magna International Inc. 559222401 3/23/2004 2,325
MG.A
1.1 Elect Director William H. Fike Mgmt For For
1.2 Elect Director Manfred Gingl Mgmt For For
1.3 Elect Director Michael D. Harris Mgmt For For
1.4 Elect Director Edward C. Lumley Mgmt For Withhold
1.5 Elect Director Klaus Mangold Mgmt For For
1.6 Elect Director Karlheinz Muhr Mgmt For For
1.7 Elect Director Gerhard Randa Mgmt For For
1.8 Elect Director Donald Resnick Mgmt For For
1.9 Elect Director Royden R. Richardson Mgmt For For
1.1 Elect Director Frank Stronach Mgmt For For
1.11 Elect Director Franz Vranitzky Mgmt For For
1.12 Elect Director Siegfried Wolf Mgmt For For
2 Ratify Ernst & Young LLP as Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 2,325
Total Shares Voted: 2,325
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 AGM Marathon Oil Corp 565849106 3/1/2004 6,515
MRO
1.1 Elect Director Charles F. Bolden, Jr. Mgmt For For
1.2 Elect Director Charles R. Lee Mgmt For For
1.3 Elect Director Dennis H. Reilley Mgmt For For
1.4 Elect Director Thomas J. Usher Mgmt For For
2 Ratify Auditors Mgmt For For
3 Report on Greenhouse Gas Emissions ShrHoldr Against For
Submit Severance Agreement
4 (Change-in-Control) to Shareholder Vote ShrHoldr Against For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 6,515
Total Shares Voted: 6,515
- ------------------------------------------------------------------------------------------------------------------------------------
05/13/04 AGM Methanex Corp. 59151K108 With 3/22/2004 46,150
MX.
1.1 Elect Director Pierre Choquette Mgmt For For
1.2 Elect Director Robert B. Findlay Mgmt For For
1.3 Elect Director Brian D. Gregson Mgmt For For
1.4 Elect Director R.J. Lawrence Mgmt For For
1.5 Elect Director David Morton Mgmt For For
1.6 Elect Director A. Terence Poole Mgmt For For
1.7 Elect Director John M. Reid Mgmt For For
1.8 Elect Director Monica E. Sloan Mgmt For For
1.9 Elect Director Graham D. Sweeney Mgmt For For
1.1 Elect Director Anne L. Wexler Mgmt For For
2 Ratify Auditors Mgmt For For
Authorize Board to Fix Remuneration of
3 the Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 35,650
19-4092 JAMES MARKE NEUTRAL FUND 10,500
Total Shares Voted: 46,150
- ------------------------------------------------------------------------------------------------------------------------------------
04/29/04 AGM Mine Safety Appliances Co. 602720104 2/20/2004 36,000
MSA
1.1 Elect Director James A. Cederna Mgmt For For
1.2 Elect Director John T. Ryan III Mgmt For Withhold
1.3 Elect Director John C. Unkovic Mgmt For Withhold
2 Elect Director Diane M. Pearse Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 36,000
Total Shares Voted: 36,000
- ------------------------------------------------------------------------------------------------------------------------------------
01/29/04 AGM Monsanto Co. 61166W101 12/1/2003 5,900
MON
1.1 Elect Director Frank V. Atlee III Mgmt For For
1.2 Elect Director Gwendolyn S. King Mgmt For For
1.3 Elect Director Sharon R. Long, Ph.D. Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Omnibus Stock Plan Mgmt For For
Shareholder Proposals
Report on Impact of Genetically
4 Engineered Seed ShrHoldr Against Against
5 Report on Export of Hazardous Pesticides ShrHoldr Against Against
Submit Shareholder Rights Plan (Poison
6 Pill) to Shareholder Vote ShrHoldr Against For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 5,900
Total Shares Voted: 5,900
- ------------------------------------------------------------------------------------------------------------------------------------
01/14/04 AGM MOOG Inc. 615394202 With 12/8/2003 14,468
MOG.A
1 Change Range for Size of the Board Mgmt For For
Elect Director Robert R. Banta as Class
2.1 A Director Mgmt For For
Elect Director Kraig H. Kayser as Class
2.2 B Director Mgmt For For
Elect Director Robert H. Maskrey as
2.3 Class B Director Mgmt For For
Elect Director Albert F. Myers as Class
2.4 B Director Mgmt For For
Elect Director Raymond W. Boushie as
2.5 Class B Director Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 10,000
19-4092 JAMES MARKE NEUTRAL FUND 4,468
Total Shares Voted: 14,468
- ------------------------------------------------------------------------------------------------------------------------------------
05/18/04 AGM Nash Finch Co. 631158102 With 3/19/2004 7,650
NAFC
1.1 Elect Director Allister P. Graham Mgmt For For
1.2 Elect Director Ron Marshall Mgmt For For
1.3 Elect Director Laura Stein Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 7,650
Total Shares Voted: 7,650
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 AGM National City Corp. 635405103 With 3/5/2004 3,100
NCC
1.1 Elect Director John E. Barfield Mgmt For For
1.2 Elect Director James S. Broadhurst Mgmt For For
1.3 Elect Director John W. Brown Mgmt For For
1.4 Elect Director Christopher M. Connor Mgmt For For
1.5 Elect Director David A. Daberko Mgmt For For
1.6 Elect Director Joseph T. Gorman Mgmt For For
1.7 Elect Director Bernadine P. Healy Mgmt For For
1.8 Elect Director Paul A. Ormond Mgmt For For
1.9 Elect Director Robert A. Paul Mgmt For For
1.1 Elect Director Gerald L. Shaheen Mgmt For For
1.11 Elect Director Jerry Sue Thornton Mgmt For For
1.12 Elect Director Morry Weiss Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Amend Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,100
Total Shares Voted: 3,100
- ------------------------------------------------------------------------------------------------------------------------------------
10/24/03 AGM New England Business Service, Inc. 643872104 8/29/2003 7,600
NEB
1.1 Elect Director William T. End Mgmt For For
1.2 Elect Director Neil S. Fox Mgmt For For
1.3 Elect Director Robert L. Gable Mgmt For For
1.4 Elect Director Thomas J. May Mgmt For For
1.5 Elect Director Herbert W. Moller Mgmt For For
1.6 Elect Director Robert J. Murray Mgmt For For
1.7 Elect Director Joseph R. Ramrath Mgmt For For
1.8 Elect Director Richard T. Riley Mgmt For For
1.9 Elect Director Brian E. Stern Mgmt For Withhold
1.1 Elect Director M. Anne Szostak Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 7,600
Total Shares Voted: 7,600
- ------------------------------------------------------------------------------------------------------------------------------------
04/28/04 AGM Newmont Mining Corp. (Holding Company) 651639106 3/2/2004 45,400
NEM
1.1 Elect Director Glen A. Barton Mgmt For For
1.2 Elect Director Vincent A. Calarco Mgmt For For
1.3 Elect Director Michael S. Hamson Mgmt For For
1.4 Elect Director Leo I. Higdon, Jr. Mgmt For For
1.5 Elect Director Pierre Lassonde Mgmt For For
1.6 Elect Director Robert J. Miller Mgmt For For
1.7 Elect Director Wayne W. Murdy Mgmt For For
1.8 Elect Director Robin A. Plumbridge Mgmt For For
1.9 Elect Director John B. Prescott Mgmt For For
1.1 Elect Director Michael K. Reilly Mgmt For For
1.11 Elect Director Seymour Schulich Mgmt For For
1.12 Elect Director James V. Taranik Mgmt For For
2 Ratify Auditors Mgmt For For
Submit Shareholder Rights Plan (Poison
3 Pill) to Shareholder Vote ShrHoldr Against For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 42,000
19-4093 JAMES LARGE CAP FUND 3,400
Total Shares Voted: 45,400
- ------------------------------------------------------------------------------------------------------------------------------------
05/27/04 AGM Nextel Communications, Inc. 65332V103 With 4/2/2004 8,200
NXTL
1.1 Elect Director Keith J. Bane Mgmt For For
1.2 Elect Director V. Janet Hill Mgmt For For
2 Ratify Auditors Mgmt For For
3 Amend Employee Stock Purchase Plan Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 8,200
Total Shares Voted: 8,200
- ------------------------------------------------------------------------------------------------------------------------------------
05/11/04 AGM NiSource Inc. 65473P105 With 3/16/2004 28,200
NI
1.1 Elect Director Steven C. Beering Mgmt For For
1.2 Elect Director Dennis E. Foster Mgmt For For
1.3 Elect Director Richard L. Thompson Mgmt For For
1.4 Elect Director Carolyn Y. Woo Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 21,000
19-4093 JAMES LARGE CAP FUND 7,200
Total Shares Voted: 28,200
- ------------------------------------------------------------------------------------------------------------------------------------
06/08/04 AGM NovaStar Financial, Inc. 669947400 With 3/11/2004 12,800
NFI
1.1 Elect Director W. Lance Anderson Mgmt For For
1.2 Elect Director Gregory T. Barmore Mgmt For For
2 Approve Omnibus Stock Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 12,800
Total Shares Voted: 12,800
- ------------------------------------------------------------------------------------------------------------------------------------
01/09/04 AGM Nutraceutical International Corp. 67060Y101 12/10/2003 1,680
NUTR
1.1 Elect Director J. Kimo Esplin Mgmt For For
1.2 Elect Director Frank W. Gay II Mgmt For Withhold
1.3 Elect Director J. Steven Young Mgmt For For
1.4 Elect Director Gregory M. Benson Mgmt For For
2 Ratify Auditors Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,680
Total Shares Voted: 1,680
- ------------------------------------------------------------------------------------------------------------------------------------
05/04/04 AGM Octel Corp. 675727101 3/5/2004 910
OTL
1.1 Elect Director Robert E. Bew Mgmt For Withhold
1.2 Elect Director Dennis J. Kerrison Mgmt For Withhold
1.3 Elect Director Martin M. Hale Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Approve Non-Employee Director Stock
3 Option Plan Mgmt For For
Approve 2004 Executive Co-Investment
4 Plan Mgmt For For
5 Approve Stock Option Plan Mgmt For Against
6 Approve Stock Option Plan Mgmt For Against
Approve Non-Employee Director Stock
7 Option Plan Mgmt For Against
Approve Octel Corp. Savings Related
8 Share Option Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 910
Total Shares Voted: 910
- ------------------------------------------------------------------------------------------------------------------------------------
05/25/04 AGM OMI Corporation - New Y6476W104 3/24/2004 29,000
OMM
1.1 Elect Director Michael Klebanoff Mgmt For Withhold
1.2 Elect Director Donald C. Trauscht Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 29,000
Total Shares Voted: 29,000
- ------------------------------------------------------------------------------------------------------------------------------------
12/05/03 AGM Orleans Homebuilders Inc. 686588104 10/22/2003 1,390
OHB
1.1 Elect Director Benjamin D. Goldman Mgmt For Withhold
1.2 Elect Director Jerome S. Goodman Mgmt For For
1.3 Elect Director Robert N. Goodman Mgmt For For
1.4 Elect Director Andrew N. Heine Mgmt For For
1.5 Elect Director David Kaplan Mgmt For For
1.6 Elect Director Lewis Katz Mgmt For Withhold
1.7 Elect Director Jeffrey P. Orleans Mgmt For Withhold
1.8 Elect Director Robert M. Segal Mgmt For Withhold
1.9 Elect Director John W. Temple Mgmt For For
1.1 Elect Director Michael T. Vesey Mgmt For Withhold
2 Amend Executive Incentive Bonus Plan Mgmt For For
3 Approve Restricted Stock Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,390
Total Shares Voted: 1,390
- ------------------------------------------------------------------------------------------------------------------------------------
04/27/04 AGM Paccar Inc. 693718108 3/1/2004 2,550
PCAR
1.1 Elect Director David K. Newbigging Mgmt For For
1.2 Elect Director Harry C. Stonecipher Mgmt For For
1.3 Elect Director Harold A. Wagner Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Amend Deferred Compensation Plan Mgmt For For
Submit Shareholder Rights Plan (Poison
4 Pill) to Shareholder Vote ShrHoldr Against For
5 Limit Awards to Executives ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 2,550
Total Shares Voted: 2,550
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Patina Oil & Gas Corp. 703224105 4/7/2004 31,236
POG
1.1 Elect Director Charles E. Bayless Mgmt For For
1.2 Elect Director Jeffrey L. Berenson Mgmt For For
1.3 Elect Director Robert J. Clark Mgmt For For
1.4 Elect Director Jay W. Decker Mgmt For For
1.5 Elect Director Thomas J. Edelman Mgmt For For
1.6 Elect Director Elizabeth K. Lanier Mgmt For For
1.7 Elect Director Alexander P. Lynch Mgmt For For
1.8 Elect Director Paul M. Rady Mgmt For For
1.9 Elect Director Jon R. Whitney Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 31,236
Total Shares Voted: 31,236
- ------------------------------------------------------------------------------------------------------------------------------------
05/13/04 AGM Perini Corp. 713839108 With 3/24/2004 1,890
PCR
1.1 Elect Director Robert A. Kennedy Mgmt For For
1.2 Elect Director Ronald N. Tutor Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,890
Total Shares Voted: 1,890
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 AGM Pharmaceutical Resources, Inc. 717125108 With 4/8/2004 15,000
PRX
1.1 Elect Director Peter W. Williams Mgmt For For
1.2 Elect Director Mark Auerbach Mgmt For For
1.3 Elect Director John D. Abernathy Mgmt For For
2 Change Company Name Mgmt For For
3 Approve Omnibus Stock Plan Mgmt For For
Amend Non-Employee Director Stock
4 Option Plan Mgmt For For
5 Approve Executive Incentive Bonus Plan Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 15,000
Total Shares Voted: 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
09/26/03 AGM Polymedica Corp. 731738100 With 8/8/2003 18,617
PLMD
1.1 Elect Director Daniel S. Bernstein, M.D. Mgmt For For
1.2 Elect Director Herbert A. Denton Mgmt For For
1.3 Elect Director Walter R. Maupay, Jr. Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 18,617
Total Shares Voted: 18,617
- ------------------------------------------------------------------------------------------------------------------------------------
04/23/04 AGM PPL Corp. 69351T106 With 2/27/2004 4,075
PPL
1.1 Elect Director William F. Hecht Mgmt For For
1.2 Elect Director Stuart Heydt Mgmt For For
1.3 Elect Director W. Keith Smith Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,075
Total Shares Voted: 4,075
- ------------------------------------------------------------------------------------------------------------------------------------
02/26/04 AGM Quanex Corp. 747620102 With 1/7/2004 4,000
NX
1.1 Elect Director Vincent R. Scorsone Mgmt For For
1.2 Elect Director Joseph J. Ross Mgmt For For
1.3 Elect Director Richard L. Wellek Mgmt For For
2 Amend Employee Stock Purchase Plan Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 4,000
Total Shares Voted: 4,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/28/04 AGM RenaissanceRe Holdings Ltd. G7496G103 4/2/2004 35,030
RNR
Meeting for Holders of ADRs
1.1 Elect Director William F. Hecht Mgmt For For
1.2 Elect Director William I. Riker Mgmt For For
1.3 Elect Director Nicholas L. Trivisonno Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 28,500
19-4092 JAMES MARKE NEUTRAL FUND 6,530
Total Shares Voted: 35,030
- ------------------------------------------------------------------------------------------------------------------------------------
05/19/04 AGM Rent-A-Center, Inc. 76009N100 With 3/25/2004 37,500
RCII
1.1 Elect Director Mitchell E. Fadel Mgmt For For
1.2 Elect Director Peter P. Copses Mgmt For For
1.3 Elect Director Mary Elizabeth Burton Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 37,500
Total Shares Voted: 37,500
- ------------------------------------------------------------------------------------------------------------------------------------
06/23/04 AGM Res-Care, Inc. 760943100 5/21/2004 12,000
RSCR
1.1 Elect Director Ronald G. Geary Mgmt For Withhold
1.2 Elect Director James R. Fornear Mgmt For Withhold
1.3 Elect Director Spiro B. Mitsos Mgmt For Withhold
Approve Issuance of Shares for a
2 Private Placement Mgmt For For
Amend Non-Employee Director Stock
3 Option Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 12,000
Total Shares Voted: 12,000
- ------------------------------------------------------------------------------------------------------------------------------------
03/18/04 AGM Rofin-Sinar Technologies, Inc. 775043102 With 1/23/2004 820
RSTI
1.1 Elect Director Carl F. Baasel Mgmt For For
1.2 Elect Director Gary K. Willis Mgmt For For
1.3 Elect Director Daniel J. Smoke Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 820
Total Shares Voted: 820
- ------------------------------------------------------------------------------------------------------------------------------------
10/10/03 AGM RPM International Inc. 749685103 With 8/15/2003 5,000
RPM
1.1 Elect Director Bruce A. Carbonari Mgmt For For
1.2 Elect Director James A. Karman Mgmt For For
1.3 Elect Director Donald K. Miller Mgmt For For
1.4 Elect Director Joseph P. Viviano Mgmt For For
Approve Non-Employee Director
2 Restricted Stock Plan Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 5,000
Total Shares Voted: 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
02/26/04 AGM Sanderson Farms, Inc. 800013104 1/6/2004 24,825
SAFM
1.1 Elect Director Robert Buck Sanderson Mgmt For Withhold
1.2 Elect Director Donald W. Zacharias Mgmt For Withhold
1.3 Elect Director William R. Sanderson Mgmt For Withhold
1.4 Elect Director Gail Jones Pittman Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 12,000
19-4091 JAMES SMALL CAP FUND 12,825
Total Shares Voted: 24,825
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Sandisk Corp. 80004C101 With 3/30/2004 3,700
SNDK
1.1 Elect Director Eli Harari Mgmt For For
1.2 Elect Director Irwin Federman Mgmt For For
1.3 Elect Director Judy Bruner Mgmt For For
1.4 Elect Director Michael E. Marks Mgmt For For
1.5 Elect Director James D. Meindl Mgmt For For
1.6 Elect Director Alan F. Shugart Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,700
Total Shares Voted: 3,700
- ------------------------------------------------------------------------------------------------------------------------------------
01/26/04 AGM Schnitzer Steel Industries, Inc. 806882106 11/28/2003 19,200
SCHN
1.1 Elect Director Robert W. Philip Mgmt For Withhold
1.2 Elect Director Kenneth M. Novack Mgmt For Withhold
1.3 Elect Director Gary Schnitzer Mgmt For Withhold
1.4 Elect Director Dori Schnitzer Mgmt For Withhold
1.5 Elect Director Carol S. Lewis Mgmt For Withhold
1.6 Elect Director Jean S. Reynolds Mgmt For Withhold
1.7 Elect Director Scott Lewis Mgmt For Withhold
1.8 Elect Director Robert S. Ball Mgmt For Withhold
1.9 Elect Director William A. Furman Mgmt For Withhold
1.1 Elect Director Ralph R. Shaw Mgmt For Withhold
Shareholder Proposal
Require Majority of Independent
2 Directors on Board ShrHoldr Against For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 8,200
19-4092 JAMES MARKE NEUTRAL FUND 11,000
Total Shares Voted: 19,200
- ------------------------------------------------------------------------------------------------------------------------------------
05/13/04 AGM Sears, Roebuck & Co. 812387108 3/15/2004 4,665
S
1.1 Elect Director William L. Bax Mgmt For For
1.2 Elect Director Donald J. Carty Mgmt For For
1.3 Elect Director Alan J. Lacy Mgmt For For
1.4 Elect Director Hugh B. Price Mgmt For For
2 Ratify Auditors Mgmt For For
3 Declassify the Board of Directors ShrHoldr Against For
Submit Shareholder Rights Plan (Poison
4 Pill) to Shareholder Vote ShrHoldr Against For
5 Establish Other Board Committee ShrHoldr Against For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,665
Total Shares Voted: 4,665
- ------------------------------------------------------------------------------------------------------------------------------------
06/07/04 AGM Sharper Image Corp. 820013100 With 4/12/2004 6,700
SHRP
1.1 Elect Director Richard Thalheimer Mgmt For For
1.2 Elect Director Alan Thalheimer Mgmt For For
1.3 Elect Director Gerald Napier Mgmt For For
1.4 Elect Director Morton David Mgmt For For
1.5 Elect Director George James Mgmt For For
2 Increase Authorized Common Stock Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 6,700
Total Shares Voted: 6,700
- ------------------------------------------------------------------------------------------------------------------------------------
05/20/04 AGM Sierra Health Services, Inc. 826322109 With 4/1/2004 17,400
SIE
1.1 Elect Director Albert L. Greene Mgmt For For
1.2 Elect Director Erin E. MacDonald Mgmt For For
1.3 Elect Director William J. Raggio Mgmt For For
1.4 Elect Director Charles L. Ruthe Mgmt For For
2 Amend Employee Stock Purchase Plan Mgmt For For
3 Ratify Auditors Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 17,400
Total Shares Voted: 17,400
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 AGM Southern Company 842587107 With 3/29/2004 8,775
SO
1.1 Elect Director Daniel P. Amos Mgmt For For
1.2 Elect Director Dorrit J. Bern Mgmt For For
1.3 Elect Director Francis S. Blake Mgmt For For
1.4 Elect Director Thomas F. Chapman Mgmt For For
1.5 Elect Director H. Allen Franklin Mgmt For For
1.6 Elect Director Bruce S. Gordon Mgmt For For
1.7 Elect Director Donald M. James Mgmt For For
1.8 Elect Director Zack T. Pate Mgmt For For
1.9 Elect Director J. Neal Purcell Mgmt For For
1.1 Elect Director David M. Ratcliffe Mgmt For For
1.11 Elect Director Gerald J. St. Pe Mgmt For For
2 Ratify Auditors Mgmt For For
Approve Outside Director Stock in Lieu
3 of Cash Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 8,775
Total Shares Voted: 8,775
- ------------------------------------------------------------------------------------------------------------------------------------
12/11/03 EGM Sterling Financial Corp. 859319105 With 10/13/2003 580
STSA
1 Approve Merger Agreement Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 580
Total Shares Voted: 580
- ------------------------------------------------------------------------------------------------------------------------------------
04/30/04 AGM Stewart Information Services Corp. 860372101 With 3/2/2004 19,000
STC
1.1 Elect Director Lloyd Bentsen, III Mgmt For For
1.2 Elect Director Nita B. Hanks Mgmt For For
1.3 Elect Director Dr. E. Douglas Hodo Mgmt For For
1.4 Elect Director Dr. W. Arthur Porter Mgmt For For
1.5 Elect Director Gov. John P. Laware Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 19,000
Total Shares Voted: 19,000
- ------------------------------------------------------------------------------------------------------------------------------------
05/26/04 AGM SUPERVALU, Inc. 868536103 With 4/1/2004 35,300
SVU
1.1 Elect Director Charles M. Lillis Mgmt For For
1.2 Elect Director Jeffrey Noodle Mgmt For For
1.3 Elect Director Steven S. Rogers Mgmt For For
1.4 Elect Director Ronald E. Daly Mgmt For For
1.5 Elect Director Marissa Peterson Mgmt For For
2 Ratify Auditors Mgmt For For
Require Affirmative Vote of the
Majority of the Shares to Elect
3 Directors ShrHoldr Against Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 35,300
Total Shares Voted: 35,300
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11/17/03 EGM Take-Two Interactive Software, Inc. 874054109 With 10/6/2003 30,000
TTWO
1 Increase Authorized Common Stock Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 30,000
Total Shares Voted: 30,000
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05/19/04 AGM Talk America Holdings, Inc. 87426R202 With 3/22/2004 31,700
TALK
1.1 Elect Director Gabriel Battista Mgmt For For
1.2 Elect Director Ronald Thoma Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 17,000
19-4091 JAMES SMALL CAP FUND 14,700
Total Shares Voted: 31,700
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03/31/04 AGM The Bear Stearns Companies Inc. 73902108 2/19/2004 6,400
BSC
1.1 Elect Director James E. Cayne Mgmt For For
1.2 Elect Director Carl D. Glickman Mgmt For For
1.3 Elect Director Alan C. Greenberg Mgmt For For
1.4 Elect Director Donald J. Harrington Mgmt For For
1.5 Elect Director William L. Mack Mgmt For For
1.6 Elect Director Frank T. Nickell Mgmt For For
1.7 Elect Director Paul A. Novelly Mgmt For For
1.8 Elect Director Frederic V. Salerno Mgmt For For
1.9 Elect Director Alan D. Schwartz Mgmt For For
1.1 Elect Director Warren J. Spector Mgmt For For
1.11 Elect Director Vincent Tese Mgmt For For
Amend the Capital Accumulation Plan for
2 Senior Managing Directors Mgmt For Against
3 Amend Stock Option Plan Mgmt For Against
4 Approve Restricted Stock Plan Mgmt For Against
5 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 4,500
19-4093 JAMES LARGE CAP FUND 1,900
Total Shares Voted: 6,400
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04/21/04 AGM The Chile Fund, Inc. 168834109 With 2/23/2004 12,000
1.1 Elect Director George Landau Mgmt For For
1.2 Elect Director William Priest Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 12,000
Total Shares Voted: 12,000
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05/12/04 AGM The Gap, Inc. 364760108 With 3/15/2004 7,900
GPS
1.1 Elect Director Howard Behar Mgmt For For
1.2 Elect Director Adrian D.P. Bellamy Mgmt For For
1.3 Elect Director Donald G. Fisher Mgmt For For
1.4 Elect Director Doris F. Fisher Mgmt For For
1.5 Elect Director Robert J. Fisher Mgmt For For
1.6 Elect Director Glenda A. Hatchett Mgmt For For
1.7 Elect Director Penelope L. Hughes Mgmt For For
1.8 Elect Director Bob L. Martin Mgmt For For
1.9 Elect Director Jorge P. Montoya Mgmt For For
1.1 Elect Director Paul S. Pressler Mgmt For For
1.11 Elect Director James M. Schneider Mgmt For For
1.12 Elect Director Mayo A. Shattuck III Mgmt For For
1.13 Elect Director Margaret C. Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Limit Executive Compensation ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 7,900
Total Shares Voted: 7,900
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06/15/04 AGM The Greater China Fund Inc. 39167B102 With 4/13/2004 10,000
1.1 Elect Director Edward Y. Baker Mgmt For For
1.2 Elect Director John A. Bult Mgmt For For
1.3 Elect Director Jonathan J.K. Taylor Mgmt For For
1.4 Elect Director C. William Maher Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 10,000
Total Shares Voted: 10,000
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12/15/03 EGM The Middleby Corp. 596278101 11/12/2003 1,000
MIDD
1 Amend Executive Incentive Bonus Plan Mgmt For For
2 Amend Omnibus Stock Plan Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,000
Total Shares Voted: 1,000
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05/19/04 AGM The Middleby Corp. 596278101 With 3/26/2004 1,000
MIDD
1.1 Elect Director Selim A. Bassoul Mgmt For For
1.2 Elect Director Robert R. Henry Mgmt For For
1.3 Elect Director A. Don Lummus Mgmt For For
1.4 Elect Director John R. Miller III Mgmt For For
1.5 Elect Director Philip G. Putnam Mgmt For For
1.6 Elect Director David P. Riley Mgmt For For
1.7 Elect Director Sabin C. Streeter Mgmt For For
1.8 Elect Director W. Fifield Whitman III Mgmt For For
1.9 Elect Director Laura B. Whitman Mgmt For For
1.1 Elect Director William F. Whitman, Jr. Mgmt For For
1.11 Elect Director Robert L. Yohe Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 1,000
Total Shares Voted: 1,000
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03/31/04 AGM The Pantry, Inc. 698657103 With 2/12/2004 8,000
PTRY
1.1 Elect Director Peter J. Sodini Mgmt For For
1.2 Elect Director Charles P. Rullman Mgmt For For
1.3 Elect Director Todd W. Halloran Mgmt For For
1.4 Elect Director Jon D. Ralph Mgmt For For
1.5 Elect Director Hubert E. Yarborough, III Mgmt For For
1.6 Elect Director Byron E. Allumbaugh Mgmt For For
1.7 Elect Director Thomas M. Murnane Mgmt For For
1.8 Elect Director Peter M. Starrett Mgmt For For
1.9 Elect Director Paul L. Brunswick Mgmt For For
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 8,000
Total Shares Voted: 8,000
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04/16/04 AGM The Progressive Corp. 743315103 With 2/18/2004 4,000
PGR
1.1 Elect Director Peter B. Lewis Mgmt For For
1.2 Elect Director Glenn M. Renwick Mgmt For For
1.3 Elect Director Donald B. Shackelford Mgmt For For
Amend Articles to Issue Shares without
2 Issuing Physical Certificates Mgmt For For
3 Approve Executive Incentive Bonus Plan Mgmt For For
4 Ratify Auditors Mgmt For For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 4,000
Total Shares Voted: 4,000
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04/21/04 AGM The Ryland Group, Inc. 783764103 2/9/2004 3,680
RYL
1.1 Elect Director R. Chad Dreier Mgmt For For
1.2 Elect Director Daniel T. Bane Mgmt For For
1.3 Elect Director Leslie M. Frecon Mgmt For For
1.4 Elect Director Ronald A. Hernandez Mgmt For For
1.5 Elect Director William L. Jews Mgmt For For
1.6 Elect Director Ned Mansour Mgmt For For
1.7 Elect Director Robert E. Mellor Mgmt For For
1.8 Elect Director Norman J. Metcalfe Mgmt For For
1.9 Elect Director Charlotte St. Martin Mgmt For For
1.1 Elect Director Paul J. Varello Mgmt For For
1.11 Elect Director John O. Wilson Mgmt For For
Approve Non-Employee Director Stock
2 Option Plan Mgmt For For
3 Prepare Sustainability Report ShrHoldr Against For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 3,680
Total Shares Voted: 3,680
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03/12/04 AGM The Toro Company 891092108 1/14/2004 27,130
TTC
1.1 Elect Director Robert C. Buhrmaster Mgmt For For
1.2 Elect Director Winslow H. Buxton Mgmt For For
1.3 Elect Director Robert H. Nassau Mgmt For For
1.4 Elect Director Christopher A. Twomey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Other Business Mgmt For Against
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 16,000
19-4091 JAMES SMALL CAP FUND 11,130
Total Shares Voted: 27,130
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10/08/03 AGM United Industrial Corp. 910671106 8/29/2003 8,195
UIC
1.1 Elect Director Thomas A. Corcoran Mgmt For For
1.2 Elect Director General Paul X. Kelley Mgmt For For
2 Amend Stock Option Plan Mgmt For For
3 Ratify Auditors Mgmt For For
4 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 8,195
Total Shares Voted: 8,195
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06/17/04 AGM United Industrial Corp. 910671106 4/15/2004 8,195
UIC
1 Declassify the Board of Directors Mgmt For For
2 Reduce Supermajority Vote Requirement Mgmt For For
3 Amend Charter Mgmt For For
4 Change Company Name Mgmt For For
5 Authorize New Class of Preferred Stock Mgmt For For
6 Eliminate Cumulative Voting Mgmt For Against
7 Approve Stock Option Plan Mgmt For For
8.1 Elect Director Warren G. Lichtenstein Mgmt For For
Elect Director General Richard I. Neal
8.2 (Retired) Mgmt For For
9 Ratify Auditors Mgmt For For
10 Other Business Mgmt For Against
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 8,195
Total Shares Voted: 8,195
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04/14/04 AGM United Technologies Corp. 913017109 2/17/2004 3,455
UTX
1.1 Elect Director Betsy J. Bernard Mgmt For For
1.2 Elect Director George David Mgmt For For
1.3 Elect Director Jean-Pierre Garnier Mgmt For For
1.4 Elect Director Jamie S. Gorelick Mgmt For For
1.5 Elect Director Charles R. Lee Mgmt For For
1.6 Elect Director Richard D. McCormick Mgmt For For
1.7 Elect Director Harold McGraw III Mgmt For For
1.8 Elect Director Frank P. Popoff Mgmt For For
1.9 Elect Director H. Patrick Swygert Mgmt For For
1.1 Elect Director Andre Villeneuve Mgmt For For
1.11 Elect Director H. A. Wagner Mgmt For For
1.12 Elect Director Christine Todd Whitman Mgmt For For
2 Ratify Auditors Mgmt For For
3 Disclosure of Executive Compensation ShrHoldr Against Against
Develop Ethical Criteria for Military
4 Contracts ShrHoldr Against Against
5 Performance-Based/Indexed Options ShrHoldr Against For
6 Separate Chairman and CEO Positions ShrHoldr Against For
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,455
Total Shares Voted: 3,455
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04/28/04 AGM Verizon Communications 92343V104 3/1/2004 3,985
VZ
1.1 Elect Director James R. Barker Mgmt For For
1.2 Elect Director Richard L. Carrion Mgmt For For
1.3 Elect Director Robert W. Lane Mgmt For For
1.4 Elect Director Sandra O. Moose Mgmt For For
1.5 Elect Director Joseph Neubauer Mgmt For For
1.6 Elect Director Thomas H. O'Brien Mgmt For For
1.7 Elect Director Hugh B. Price Mgmt For For
1.8 Elect Director Ivan G. Seidenberg Mgmt For For
1.9 Elect Director Walter V. Shipley Mgmt For For
1.1 Elect Director John R. Stafford Mgmt For For
1.11 Elect Director Robert D. Storey Mgmt For For
2 Ratify Auditors Mgmt For For
3 Restore or Provide for Cumulative Voting ShrHoldr Against For
Require Majority of Independent
4 Directors on Board ShrHoldr Against Against
5 Separate Chairman and CEO Positions ShrHoldr Against For
Submit Shareholder Rights Plan (Poison
6 Pill) to Shareholder Vote ShrHoldr Against For
7 Submit Executive Compensation to Vote ShrHoldr Against For
8 Prohibit Awards to Executives ShrHoldr Against Against
Report on Stock Option Distribution by
9 Race and Gender ShrHoldr Against Against
Report on Political
10 Contributions/Activities ShrHoldr Against Against
11 Cease Charitable Contributions ShrHoldr Against Against
Fund Name Shares
19-4093 JAMES LARGE CAP FUND 3,985
Total Shares Voted: 3,985
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10/24/03 EGM Vimpel Communications Ao 68370R109 With 9/8/2003 7,500
1 Approve Acquisition of VimpelCom-R Mgmt For For
Approve Acquisition of VimpelCom-R as
2 an Interested Party Transaction Mgmt For For
Issue Shares in Connection with
3 Acquisition of VimpelCom-R Mgmt For For
Approve Conversion of 3,320 VimpelCom-R
Shares Owned by Eco Telecom Ltd. into
7.3 Million VimpelCom Shares as an
4 Interested Party Transaction Mgmt For For
Approve Conversion of 1,659 VimpelCom-R
Shares Owned by Telenor East Invest AS
into 3.6 Million VimpelCom Shares as an
5 Interested Party Transaction Mgmt For For
Fund Name Shares
19-4092 JAMES MARKE NEUTRAL FUND 7,500
Total Shares Voted: 7,500
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04/14/04 AGM Weis Markets, Inc. 948849104 2/20/2004 13,000
WMK
1.1 Elect Director Robert F. Weis Mgmt For Withhold
1.2 Elect Director Jonathan H. Weis Mgmt For Withhold
1.3 Elect Director Norman S. Rich Mgmt For Withhold
1.4 Elect Director William R. Mills Mgmt For Withhold
1.5 Elect Director Michael M. Apfelbaum Mgmt For Withhold
1.6 Elect Director Richard E. Shulman Mgmt For Withhold
1.7 Elect Director Steven C. Smith Mgmt For Withhold
2 Ratify Auditors Mgmt For For
Fund Name Shares
19-4090 THE GOLDEN RAINBOW FUND 13,000
Total Shares Voted: 13,000
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05/19/04 AGM Wesco International, Inc. 95082P105 With 4/5/2004 30,200
WCC
1.1 Elect Director Sandra Beach Lin Mgmt For For
1.2 Elect Director Robert J. Tarr, Jr. Mgmt For For
1.3 Elect Director Kenneth L. Way Mgmt For For
Fund Name Shares
19-4091 JAMES SMALL CAP FUND 17,500
19-4093 JAMES LARGE CAP FUND 12,700
Total Shares Voted: 30,200
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The James Advantage Funds
By (Signatures and Title)* /s/ Barry R. James
-----------------------------------------------------
Barry R. James, Chief Executive Officer
Date: July 27, 2004
*Print the name and title of each signing officer under his or her signature.