UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8061
Diamond Hill Funds
(Exact name of registrant as specified in charter)
375 North Front Street, Suite 300, Columbus, Ohio 43215
(Address of principal executive offices) (Zip code)
James F. Laird, Diamond Hill Funds
375 North Front Street, Suite 300, Columbus, Ohio 43215
(Name and address of agent for service)
Registrant's telephone number, including area code: (614) 255-3333
Date of fiscal year end: 12/31
Date of reporting period: 7/1/03 - 6/30/04
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX
in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss.3507.
Item 1. Proxy Voting Record
DIAMOND HILL SMALL CAP FUND
Issuer Ticker Cusip Meeting Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of
Date Mgmt Shares
- ----------------------- ------- --------- ---------- -------------------------- ------------ ------ --------- ----------- ---------
INTERLAND INLD 458727104 07/01/03 5 DIRECTORS TO BE ELECTED ISSUER Y FOR FOR 196,137
MESABA HOLDINGS MAIR 59066B102 08/21/03 3 DIRECTORS TO BE ELECTED ISSUER Y FOR FOR 34,400
MESABA HOLDINGS MAIR 59066B102 08/21/03 AMEND ARTICLES TO CHANGE ISSUER Y FOR FOR 34,400
CORP NAME
MESABA HOLDINGS MAIR 59066B102 08/21/03 RATIFY AUDITORS ISSUER Y FOR FOR 34,400
DEL MONTE FOODS DLM 24522P103 09/12/03 3 DIRECTORS TO BE ELECTED ISSUER Y FOR FOR 25,000
DEL MONTE FOODS DLM 24522P103 09/12/03 AMEND ARTICLES TO CHANGE ISSUER Y FOR FOR 25,000
CORP NAME
DEL MONTE FOODS DLM 24522P103 09/12/03 RATIFY AUDITORS ISSUER Y FOR FOR 25,000
QUAKER CITY BANCORP QCBC 74731K106 11/19/2003 3 DIRECTORS ISSUER Y FOR FOR 7,250
QUAKER CITY BANCORP QCBC 74731K107 11/19/2003 OTHER BUSINESS ISSUER Y FOR FOR 7,250
BUCKEYE TECHNOLOGIES BKI 118255108 11/06/03 2 DIRECTORS ISSUER Y FOR FOR 61,000
BUCKEYE TECHNOLOGIES BKI 118255108 11/06/03 RATIFY AUDITORS ISSUER Y FOR FOR 61,000
LANCASTER COLONY LANC 513847103 11/17/03 ELECT 3 DIRECTORS ISSUER Y FOR FOR 3,100
GREENBRIER COMPANIES GBX 393657101 01/13/04 ELECT 2 DIRECTORS ISSUER Y FOR FOR 54,000
GREENBRIER COMPANIES GBX 393657101 01/13/04 APPROVE 2004 EMPLOYEE ISSUER Y FOR FOR 54,000
STOCK
PURCHASE PLAN
GREENBRIER COMPANIES GBX 393657101 01/13/04 RATIFY AUDITORS ISSUER Y FOR FOR 54,000
GREENBRIER COMPANIES GBX 393657101 01/13/04 ELECT 2 DIRECTORS ISSUER Y FOR FOR 54,000
GREENBRIER COMPANIES GBX 393657101 01/13/04 APPROVE 2004 EMPLOYEE ISSUER Y FOR FOR 54,000
STOCK
PURCHASE PLAN
GREENBRIER COMPANIES GBX 393657101 01/13/04 RATIFY AUDITORS ISSUER Y FOR FOR 54,000
AMERICAN PACIFIC CORP. APFC 028740108 03/09/04 ELECT 3 DIRECTORS ISSUER Y FOR FOR 19,500
AMERICAN PACIFIC CORP. APFC 028740108 03/09/04 RATIFY AUDITORS ISSUER Y FOR FOR 19,500
UNITED AUTO GROUP UAG 909440109 03/26/04 TO APPROVE ISSUANCE OF ISSUER N 15,800
SHARES
* Meeting Date had
passed by the time
voting was attempted
SUMMIT AMERICA SATH 86600T109 03/30/04 APPROVE MERGER ISSUER Y FOR FOR 123,500
SUMMIT AMERICA SATH 86600T110 03/30/04 OTHER BUSINESS ISSUER Y FOR FOR 123,500
PACIFIC UNION BANK PUBB 695025106 4/7/2004 APPROVE MERGER ISSUER YES FOR FOR 27,829
MERCHANTS BANCSHARES MBVT 588448100 4/27/2004 ELECT DIRECTORS ISSUER YES FOR FOR 2,500
BLACK & DECKER BDK 091797100 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 9,800
BLACK & DECKER BDK 091797100 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 9,800
BLACK & DECKER BDK 091797100 04/27/04 APPROVE RESTRICTED STOCK ISSUER YES FOR FOR 9,800
BLACK & DECKER BDK 091797100 04/27/04 LIMIT EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 9,800
MAF BANCORP MAFB 55261R108 4/28/2004 ELECT DIRECTORS ISSUER YES FOR FOR 2,545
1ST SOURCE SRCE 336901103 4/28/2004 ELECT DIRECTORS ISSUER YES FOR FOR 20,936
1ST SOURCE SRCE 336901103 4/28/2004 REAPPROVE 1998 ISSUER YES FOR FOR 20,936
PERFORMANCE COMP PLAN
BRUNSWICK BC 117043109 04/28/04 ELECT 3 DIRECTORS ISSUER YES FOR FOR 12,750
BRUNSWICK BC 117043109 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 12,750
LUFKIN INDUSTRIES LUFK 549764108 5/5/2004 ELECT DIRECTORS ISSUER YES FOR FOR 6,500
LODGENET LNET 540211109 5/5/2004 ELECT DIRECTORS ISSUER YES FOR FOR 37,012
LODGENET LNET 540211109 5/5/2004 RATIFY AUDITORS ISSUER YES FOR FOR 37,012
LODGENET LNET 540211109 5/5/2004 TRANSACT OTHER BUSINESS ISSUER YES FOR FOR 37,012
MANOR CARE HCR 564055101 5/5/2004 ELECT DIRECTORS ISSUER YES FOR FOR 12,000
MANOR CARE HCR 564055101 5/5/2004 AMEND EQUITY INCENTIVE ISSUER YES FOR FOR 12,000
PLAN
MANOR CARE HCR 564055101 5/5/2004 ELIMINATE CLASSIFIED ISSUER YES FOR FOR 12,000
BOARD
MANOR CARE HCR 564055101 5/5/2004 RATIFY AUDITORS ISSUER YES FOR FOR 12,000
MANOR CARE HCR 564055101 5/5/2004 EXECUTIVE COMP PROPOSALS SHAREHOLDER YES AGAINST FOR 12,000
MAXWELL TECHNOLOGIES MXWL 577767106 5/6/2004 ELECT DIRECTORS ISSUER YES FOR FOR 32,400
BRINK'S BCO 109696104 05/07/04 ELECT DIRECTORS ISSUER YES FOR FOR 25,000
BRINK'S BCO 109696104 05/07/04 APPROVE AUDITORS ISSUER YES FOR FOR 25,000
BRINK'S BCO 109696104 05/07/04 AMEND STOCK PURCHASE PLAN ISSUER YES FOR FOR 25,000
BRINK'S BCO 109696104 05/07/04 APPROVE DIRECTOR'S STOCK ISSUER YES FOR FOR 25,000
PLAN
KAYDON CORP KDN 486587108 5/7/2004 ELECT DIRECTORS ISSUER YES FOR FOR 10,400
KAYDON CORP KDN 486587108 5/7/2004 ELECT DIRECTORS ISSUER YES FOR FOR 10,400
TRINITY INDUSTRIES TRN 896522109 05/10/04 ELECT DIRECTORS ISSUER YES FOR FOR 20,000
TRINITY INDUSTRIES TRN 896522109 05/10/04 APROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 20,000
TRINITY INDUSTRIES TRN 896522109 05/10/04 RATIFY AUDITORS ISSUER YES FOR FOR 20,000
VIAD VVI 92552R109 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 23,000
VIAD VVI 92552R109 05/11/04 APPROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 23,000
VIAD VVI 92552R109 05/11/04 REVERSE STOCK SPLIT ISSUER YES FOR FOR 23,000
VIAD VVI 92552R109 05/11/04 RATIFY AUDITORS ISSUER YES FOR FOR 23,000
BELO BLC 080555105 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 17,000
BELO BLC 080555105 05/11/04 APPROVE EXEC COMP PLAN ISSUER YES AGAINST AGAINST 17,000
SOUTHWESTERN ENERGY SWN 845467109 5/12/2004 ELECT DIRECTORS ISSUER YES FOR FOR 34,500
SOUTHWESTERN ENERGY SWN 845467109 5/12/2004 ADOPT STOCK INCENTIVE ISSUER YES FOR FOR 34,500
PLAN
BOWATER BOW 102183100 5/12/2004 ELECT DIRECTORS ISSUER YES FOR FOR 4,800
TRIZETTO TZIX 896882107 5/13/2004 ELECT DIRECTORS ISSUER YES FOR FOR 90,500
TRIZETTO TZIX 896882107 5/13/2004 AMEND OPTION PLAN ISSUER YES AGAINST AGAINST 90,500
TRIZETTO TZIX 896882107 5/13/2004 RATIFY AUDITORS ISSUER YES FOR FOR 90,500
CIMAREX XEC 171798101 5/19/2004 ELECT DIRECTORS ISSUER YES FOR FOR 33,000
PACIFICARE PHS 695112102 05/20/04 ELECT DIRECTORS ISSUER YES FOR FOR 38,000
PACIFICARE PHS 695112102 05/20/04 APPROVE EMPLOYEE STOCK ISSUER YES FOR FOR 38,000
PURCHASE PLAN
PACIFICARE PHS 695112102 05/20/04 RATIFY AUDITORS ISSUER YES FOR FOR 38,000
UNITED AUTO GROUP UAG 909440109 05/21/04 ELECT DIRECTORS ISSUER YES FOR FOR 15,800
UNITED AUTO GROUP UAG 909440109 05/21/04 ELIMINATE CLASSIFIED ISSUER YES FOR FOR 15,800
BOARD STRUCTURE
UNITED AUTO GROUP UAG 909440109 05/21/04 APPROVE MANAGEMENT ISSUER YES FOR FOR 15,800
INCENTIVE PLAN
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 ELECT DIRECTORS ISSUER YES FOR FOR 9,000
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 DECLASSIFY BOARD ISSUER YES FOR FOR 9,000
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 ELIMINATE RESTRICTIONS ISSUER YES FOR FOR 9,000
ON CERTAIN TRANSACTIONS
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 CHANGE NAME TO AAI ISSUER YES FOR FOR 9,000
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 AUTHORIZE PREFERRED STOCK ISSUER YES FOR FOR 9,000
UNITED INDUSTRIAL CORP UIC 910671106 06/10/04 ELIMINATE CUMULATIVE ISSUER YES AGAINST AGAINST 9,000
VOTING
UNITED INDUSTRIAL CORP UIC 910671106 06/16/04 APPROVE EQUITY INCENTIVE ISSUER YES FOR FOR 9,000
PLAN
UNITED INDUSTRIAL CORP UIC 910671106 06/17/04 RATIFY AUDITORS ISSUER YES FOR FOR 9,000
UNITED INDUSTRIAL CORP UIC 910671106 06/18/04 TRANSACT OTHER BUSINESS ISSUER YES FOR FOR 9,000
AMERICAN GREETINGS AM 026375105 06/25/04 ELECT DIRECTORS ISSUER YES FOR FOR 38,400
AMERICAN GREETINGS AM 026375105 06/25/04 INCREASE SHARES ISSUER YES AGAINST AGAINST 38,400
AVAILABLE UNDER OPTION
PLAN
DIAMOND HILL LARGE CAP FUND
Issuer Ticker Cusip Meeting Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of
Date Mgmt Shares
- ----------------------- ------- --------- ---------- -------------------------- ------------ ------ --------- ----------- ---------
PARKER-HANNIFIN PH 701094104 10/22/03 ELECT 5 DIRECTORS ISSUER Y FOR FOR 450
PARKER-HANNIFIN PH 701094104 10/22/03 RATIFY AUDITORS ISSUER Y FOR FOR 450
PARKER-HANNIFIN PH 701094104 10/22/03 APRROVE STOCK INCENTIVE ISSUER Y FOR FOR 450
PLAN
Pall Corp. PLL 696429307 11/19/03 ELECT 5 DIRECTORS ISSUER Y FOR FOR 5,350
Pall Corp. PLL 696429307 11/19/03 APPROVE 2004 BONUS PLAN ISSUER Y FOR FOR 5,350
Pall Corp. PLL 696429307 11/19/03 AMEND MGMT STOCK ISSUER Y FOR FOR 5,350
PURCHASE PLAN
Pall Corp. PLL 696429307 11/19/03 AMEND EMPLOYEE STOCK ISSUER Y FOR FOR 5,350
PURCHASE PLAN
Apache Corp. APA 037411105 12/18/03 AUTHORIZE SHARES FOR ISSUER Y FOR FOR 1,800
STOCK SPLIT
U.S. BANCORP USB 902973304 4/20/2004 ELECT 5 DIRECTORS ISSUER YES FOR FOR 6,800
U.S. BANCORP USB 902973304 4/20/2004 RATIFY AUDITORS ISSUER YES FOR FOR 6,800
U.S. BANCORP USB 902973304 4/20/2004 SENIOR EXEC. COMPENSATION SHAREHOLDER YES AGAINST FOR 6,800
U.S. BANCORP USB 902973304 4/20/2004 SUPLEMENTAL EXEC. SHAREHOLDER YES FOR AGAINST 6,800
RETIREMENT BENEFITS
U.S. BANCORP USB 902973304 4/20/2004 SIMPLE MAJORITY VOTING SHAREHOLDER YES FOR AGAINST 6,800
JOHNSON & JOHNSON JNJ 478160104 04/22/04 ELECT DIRECTORS ISSUER YES FOR FOR 3,000
JOHNSON & JOHNSON JNJ 478160104 04/22/04 RATIFY AUDITORS ISSUER YES FOR FOR 3,000
JOHNSON & JOHNSON JNJ 478160104 04/22/04 REFRAIN FROM CHARITABLE SHAREHOLDER YES AGAINST FOR 3,000
CONTRIBUTIONS
PFIZER PFE 717081103 04/22/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,400
PFIZER PFE 717081103 04/22/04 APPOINT AUDITORS ISSUER YES FOR FOR 2,400
PFIZER PFE 717081103 04/22/04 APPROVE INCENTIVE STOCK ISSUER YES FOR FOR 2,400
PLAN
PFIZER PFE 717081103 04/22/04 REVIEW ECONOMIC EFFECTS SHAREHOLDER YES AGAINST FOR 2,400
OF PANDEMICS
PFIZER PFE 717081103 04/22/04 POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR 2,400
PFIZER PFE 717081103 04/22/04 POLITICAL ENTITIES OR SHAREHOLDER YES AGAINST FOR 2,400
CANDIDATES
PFIZER PFE 717081103 04/22/04 TERM LIMIOTS ON DIRECTORS SHAREHOLDER YES AGAINST FOR 2,400
PFIZER PFE 717081103 04/22/04 REPORT ON INCREASING SHAREHOLDER YES AGAINST FOR 2,400
ACCESS TO PFIZER PRODUCTS
PFIZER PFE 717081103 04/22/04 PROPOSAL LIMITING STOCK SHAREHOLDER YES AGAINST FOR 2,400
OPTIONS
PFIZER PFE 717081103 04/22/04 PROPOSAL ON IN VITRO SHAREHOLDER YES AGAINST FOR 2,400
TESTING
DOMINION RESOURCES D 25746U109 04/23/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,700
DOMINION RESOURCES D 25746U109 04/23/04 RETAIN AUDITORS ISSUER YES FOR FOR 2,700
DOMINION RESOURCES D 25746U109 04/23/04 LIMIT EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 2,700
AMERICAN ELECTRIC AEP 025537101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 4,500
POWER
AMERICAN ELECTRIC AEP 025537101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 4,500
POWER
AMERICAN ELECTRIC AEP 025537101 04/27/04 EXECUTIVE SEVERANCE SHAREHOLDER YES FOR AGAINST 4,500
POWER AGREEMENTS
AMERICAN ELECTRIC AEP 025537101 04/27/04 SUPPLEMENTAL RETIREMENT SHAREHOLDER YES FOR AGAINST 4,500
POWER PLANS
AMERICAN ELECTRIC AEP 025537101 04/27/04 INDEPENSENT AUDITORS SHAREHOLDER YES FOR AGAINST 4,500
POWER ONLY AUDIT
AMERICAN ELECTRIC AEP 025537101 04/27/04 TERM LIMITS DIRECTORS SHAREHOLDER YES AGAINST FOR 4,500
POWER
BLACK & DECKER BDK 091797100 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 6,660
BLACK & DECKER BDK 091797100 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 6,660
BLACK & DECKER BDK 091797100 04/27/04 APPROVE RESTRICTED STOCK ISSUER YES FOR FOR 6,660
BLACK & DECKER BDK 091797100 04/27/04 LIMIT EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 6,660
MEADWESTVACO MWV 583334107 04/27/04 ELECT 4 DIRECTORS ISSUER YES FOR FOR 10,000
MEADWESTVACO MWV 583334107 04/27/04 APPOINT AUDITORS ISSUER YES FOR FOR 10,000
FORTUNE BRANDS FO 349631101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 3,200
FORTUNE BRANDS FO 349631101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 3,200
FORTUNE BRANDS FO 349631101 04/27/04 POISON PILLS SUBMITTED SHAREHOLDER YES FOR AGAINST 3,200
FOR SHAREHOLDER VOTE
MERCK MRK 589331107 04/27/04 VARIOUS ISSUES ISS / SHRHOL NO 3,800
{ MISSED VOTING
DEADLINE}
WELLS FARGO WFC 949746101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 APPROVE SUPPLEMENTAL ISSUER YES FOR FOR 2,900
401(k)
WELLS FARGO WFC 949746101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 EXPENSING STOCK OPTIONS SHAREHOLDER YES AGAINST FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 REGARDING RESTRICTED SHAREHOLDER YES AGAINST FOR 2,900
STOCK
WELLS FARGO WFC 949746101 04/27/04 REGARDING EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 2,900
& PREDATORY LENDING
WELLS FARGO WFC 949746101 04/27/04 REGARDING POLITICAL SHAREHOLDER YES AGAINST FOR 2,900
CONTRIBUTIONS
BRUNSWICK BC 117043109 04/28/04 ELECT 3 DIRECTORS ISSUER YES FOR FOR 6,150
BRUNSWICK BC 117043109 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 6,150
FLUOR CORP. FLR 343412102 04/28/04 ELECT DIRECTORS ISSUER YES FOR FOR 7,000
FLUOR CORP. FLR 343412102 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 7,000
FLUOR CORP. FLR 343412102 04/28/04 AMEND RESTRICTED STOCK ISSUER YES FOR FOR 7,000
PLAN FOR NON-EMPLOYEE
DIRECTORS
EATON CORP. ETN 278058102 04/28/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,400
EATON CORP. ETN 278058102 04/28/04 APPROVCE STOCK PLAN ISSUER YES FOR FOR 2,400
EATON CORP. ETN 278058102 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 2,400
CONOCOPHILLIPS COP 20825C104 05/05/04 ELECT DIRECTORS ISSUER YES FOR FOR 5,000
CONOCOPHILLIPS COP 20825C104 05/05/04 RATIFY AUDITORS ISSUER YES FOR FOR 5,000
CONOCOPHILLIPS COP 20825C104 05/05/04 STOCK INCENTIVE PLAN ISSUER YES AGAINST AGAINST 5,000
CONOCOPHILLIPS COP 20825C104 05/05/04 OFFICER & DIRECTOR COMP SHAREHOLDER YES AGAINST FOR 5,000
CONOCOPHILLIPS COP 20825C104 05/05/04 COMMONSENSE EXECUTIVE SHAREHOLDER YES AGAINST FOR 5,000
COMP
CONOCOPHILLIPS COP 20825C104 05/05/04 ANWR DRILLING SHAREHOLDER YES AGAINST FOR 5,000
MANOR CARE HCR 564055101 05/05/04 ELECT DIRECTORS ISSUER YES FOR FOR 3,800
MANOR CARE HCR 564055101 05/05/04 AMEND EQUITY INCENTIVE ISSUER YES FOR FOR 3,800
PLAN
MANOR CARE HCR 564055101 05/05/04 ELIMINATE CLASSIFIED ISSUER YES FOR FOR 3,800
BOARD
MANOR CARE HCR 564055101 05/05/04 RATIFY AUDITORS ISSUER YES FOR FOR 3,800
MANOR CARE HCR 564055101 05/05/04 EXECUTIVE COMP PROPOSALS SHAREHOLDER YES AGAINST FOR 3,800
ANADARKO PETROLEUM APC 032511107 05/06/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,500
ANADARKO PETROLEUM APC 032511107 05/06/04 AMEND INCENTIVE PLAN ISSUER YES FOR FOR 2,500
ANADARKO PETROLEUM APC 032511107 05/06/04 RATIFY AUDITORS ISSUER YES FOR FOR 2,500
ANADARKO PETROLEUM APC 032511107 05/06/04 CLIMATE CHANGE REPORT SHAREHOLDER YES AGAINST FOR 2,500
APACHE CORP. APA 037411105 05/06/04 ELECT DIRECTORS ISSUER YES FOR FOR 5,600
APACHE CORP. APA 037411105 05/06/04 REPORT ON CLIMATE CHANGE SHAREHOLDER YES AGAINST FOR 5,600
MASCO MAS 574599106 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 4,000
MASCO MAS 574599106 05/11/04 APPROVE RESTRICTEDSTOCK ISSUER YES FOR FOR 4,000
PLAN
MASCO MAS 574599106 05/11/04 RATIFY AUDITORS ISSUER YES FOR FOR 4,000
BRINK'S BCO 109696104 05/07/04 ELECT DIRECTORS ISSUER YES FOR FOR 8,100
BRINK'S BCO 109696104 05/07/04 APPROVE AUDITORS ISSUER YES FOR FOR 8,100
BRINK'S BCO 109696104 05/07/04 AMEND STOCK PURCHASE PLAN ISSUER YES FOR FOR 8,100
BRINK'S BCO 109696104 05/07/04 APPROVE DIRECTOR'S STOCK ISSUER YES FOR FOR 8,100
PLAN
ECOLAB ECL 278865100 05/07/04 ELECT DIRECTORS ISSUER YES FOR FOR 3,000
ECOLAB ECL 278865100 05/07/04 APPROVE INCENTIVE PLAN ISSUER YES FOR FOR 3,000
ECOLAB ECL 278865100 05/07/04 APPROVE STOCK PURCHASE ISSUER YES FOR FOR 3,000
PLAN
ECOLAB ECL 278865100 05/07/04 RATIFY AUDITORS ISSUER YES FOR FOR 3,000
TRINITY INDUSTRIES TRN 896522109 05/10/04 ELECT DIRECTORS ISSUER YES FOR FOR 10,700
TRINITY INDUSTRIES TRN 896522109 05/10/04 APROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 10,700
TRINITY INDUSTRIES TRN 896522109 05/10/04 RATIFY AUDITORS ISSUER YES FOR FOR 10,700
VIAD VVI 92552R109 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 4,500
VIAD VVI 92552R109 05/11/04 APPROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 4,500
VIAD VVI 92552R109 05/11/04 REVERSE STOCK SPLIT ISSUER YES FOR FOR 4,500
VIAD VVI 92552R109 05/11/04 RATIFY AUDITORS ISSUER YES FOR FOR 4,500
BELO BLC 080555105 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 5,000
BELO BLC 080555105 05/11/04 APPROVE EXEC COMP PLAN ISSUER YES AGAINST AGAINST 5,000
NORFOLK SOUTHERN NSC 655844108 05/13/04 ELECT DIRECTORS ISSUER YES FOR FOR 9,000
NORFOLK SOUTHERN NSC 655844109 05/13/04 RATIFY AUDITORS ISSUER YES FOR FOR 9,000
ALLSTATE ALL 020002101 05/18/04 ELECT DIRECTORS ISSUER YES FOR FOR 8,000
ALLSTATE ALL 020002101 05/18/04 APPOINT AUDITORS ISSUER YES FOR FOR 8,000
ALLSTATE ALL 020002101 05/18/04 APPROVE EMPLOYEE ISSUER YES AGAINST AGAINST 8,000
INCENTIVE COMP
ALLSTATE ALL 020002101 05/18/04 APPROVE EXECUTIVE ISSUER YES AGAINST AGAINST 8,000
INCENTIVE COMP
ALLSTATE ALL 020002101 05/18/04 CUMULATIVE VOTING SHAREHOLDER YES FOR AGAINST 8,000
COMERICA CMA 200340107 5/18/2004 ELECT DIRECTORS ISSUER YES FOR FOR 2,300
COMERICA CMA 200340107 5/18/2004 APPROVE EMPLOYEE STOCK ISSUER YES AGAINST AGAINST 2,300
PURCHASE PLAN
COMERICA CMA 200340107 5/18/2004 APPROVE NON-EMPLOYEE ISSUER YES AGAINST AGAINST 2,300
DIRECTOR PLAN
COMERICA CMA 200340107 5/18/2004 RATIFY AUDITORS ISSUER YES FOR FOR 2,300
PACIFICARE PHS 695112102 05/20/04 ELECT DIRECTORS ISSUER YES FOR FOR 13,400
PACIFICARE PHS 695112102 05/20/04 APPROVE EMPLOYEE STOCK ISSUER YES FOR FOR 13,400
PURCHASE PLAN
PACIFICARE PHS 695112102 05/20/04 RATIFY AUDITORS ISSUER YES FOR FOR 13,400
KROGER KR 501044101 05/25/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,100
KROGER KR 501044101 05/25/04 APPROVE AUDITORS ISSUER YES FOR FOR 2,100
KROGER KR 501044101 05/25/04 ELECT DIRECTORS ANNUALLY SHAREHOLDER YES FOR AGAINST 2,100
KROGER KR 501044101 05/25/04 SEPARATE CEO & CHAIRMAN SHAREHOLDER YES FOR AGAINST 2,100
KROGER KR 501044101 05/25/04 SHAREHOLDER APPROVE SHAREHOLDER YES FOR AGAINST 2,100
SEVERANCE
PHELPS DODGE PD 717265102 05/28/04 ELECT DIRECTORS ISSUER YES FOR FOR 4,600
PHELPS DODGE PD 717265102 05/28/04 CEASE CHARITABLE SHAREHOLDER YES AGAINST FOR 4,600
CONTRIBUTIONS
DEVON ENERGY DVN 25179M103 06/08/04 ELECT DIRECTORS ISSUER YES FOR FOR 4,700
DEVON ENERGY DVN 25179M103 06/08/04 RATIFY AUDITORS ISSUER YES FOR FOR 4,700
DEVON ENERGY DVN 25179M103 06/08/04 REVERSE DIRECTOR SHAREHOLDER YES AGAINST FOR 4,700
THRESHOLD
AMERICAN GREETINGS AM 026375105 06/25/04 ELECT DIRECTORS ISSUER YES FOR FOR 17,100
AMERICAN GREETINGS AM 026375105 06/25/04 INCREASE SHARES ISSUER YES AGAINST AGAINST 17,100
AVAILABLE UNDER OPTION
PLAN
DIAMOND HILL FOCUS LONG-SHORT FUND
Issuer Ticker Cusip Meeting Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of
Date Mgmt Shares
- ----------------------- ------- --------- ---------- -------------------------- ------------ ------ --------- ----------- ---------
Apache Corp. APA 037411105 12/18/03 AUTHORIZE SHARES FOR ISSUER Y FOR FOR 4,900
STOCK SPLIT
U.S. BANCORP USB 902973304 4/20/2004 ELECT 5 DIRECTORS ISSUER YES FOR FOR 20,600
U.S. BANCORP USB 902973304 4/20/2004 RATIFY AUDITORS ISSUER YES FOR FOR 20,600
U.S. BANCORP USB 902973304 4/20/2004 SENIOR EXEC. COMPENSATION SHAREHOLDER YES AGAINST FOR 20,600
U.S. BANCORP USB 902973304 4/20/2004 SUPLEMENTAL EXEC. SHAREHOLDER YES FOR AGAINST 20,600
RETIREMENT BENEFITS
U.S. BANCORP USB 902973304 4/20/2004 SIMPLE MAJORITY VOTING SHAREHOLDER YES FOR AGAINST 20,600
JOHNSON & JOHNSON JNJ 478160104 04/22/04 ELECT DIRECTORS ISSUER YES FOR FOR 8,000
JOHNSON & JOHNSON JNJ 478160104 04/22/04 RATIFY AUDITORS ISSUER YES FOR FOR 8,000
JOHNSON & JOHNSON JNJ 478160104 04/22/04 REFRAIN FROM CHARITABLE SHAREHOLDER YES AGAINST FOR 8,000
CONTRIBUTIONS
BLACK & DECKER BDK 091797100 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 17,000
BLACK & DECKER BDK 091797100 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 17,000
BLACK & DECKER BDK 091797100 04/27/04 APPROVE RESTRICTED STOCK ISSUER YES FOR FOR 17,000
BLACK & DECKER BDK 091797100 04/27/04 LIMIT EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 17,000
MEADWESTVACO MWV 583334107 04/27/04 ELECT 4 DIRECTORS ISSUER YES FOR FOR 34,500
MEADWESTVACO MWV 583334107 04/27/04 APPOINT AUDITORS ISSUER YES FOR FOR 34,500
MERCK MRK 589331107 04/27/04 VARIOUS ISSUES ISS / SHRHOL NO 12,900
{ MISSED VOTING
DEADLINE}
FORTUNE BRANDS FO 349631101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 10,000
FORTUNE BRANDS FO 349631101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 10,000
FORTUNE BRANDS FO 349631101 04/27/04 POISON PILLS SUBMITTED SHAREHOLDER YES FOR AGAINST 10,000
FOR SHAREHOLDER VOTE
WELLS FARGO WFC 949746101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 11,900
WELLS FARGO WFC 949746101 04/27/04 APPROVE SUPPLEMENTAL ISSUER YES FOR FOR 11,900
401(k)
WELLS FARGO WFC 949746101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 11,900
WELLS FARGO WFC 949746101 04/27/04 EXPENSING STOCK OPTIONS SHAREHOLDER YES AGAINST FOR 11,900
WELLS FARGO WFC 949746101 04/27/04 REGARDING RESTRICTED SHAREHOLDER YES AGAINST FOR 11,900
STOCK
WELLS FARGO WFC 949746101 04/27/04 REGARDING EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 11,900
& PREDATORY LENDING
WELLS FARGO WFC 949746101 04/27/04 REGARDING POLITICAL SHAREHOLDER YES AGAINST FOR 11,900
CONTRIBUTIONS
BRUNSWICK BC 117043109 04/28/04 ELECT 3 DIRECTORS ISSUER YES FOR FOR 28,000
BRUNSWICK BC 117043109 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 28,000
FLUOR CORP. FLR 343412102 04/28/04 ELECT DIRECTORS ISSUER YES FOR FOR 23,000
FLUOR CORP. FLR 343412102 04/28/04 RATIFY AUDITORS ISSUER YES FOR FOR 23,000
FLUOR CORP. FLR 343412102 04/28/04 AMEND RESTRICTED STOCK ISSUER YES FOR FOR 23,000
PLAN FOR NON-EMPLOYEE
DIRECTORS
CONOCOPHILLIPS COP 20825C104 05/05/04 ELECT DIRECTORS ISSUER YES FOR FOR 14,000
CONOCOPHILLIPS COP 20825C104 05/05/04 RATIFY AUDITORS ISSUER YES FOR FOR 14,000
CONOCOPHILLIPS COP 20825C104 05/05/04 STOCK INCENTIVE PLAN ISSUER YES AGAINST AGAINST 14,000
CONOCOPHILLIPS COP 20825C104 05/05/04 OFFICER & DIRECTOR COMP SHAREHOLDER YES AGAINST FOR 14,000
CONOCOPHILLIPS COP 20825C104 05/05/04 COMMONSENSE EXECUTIVE SHAREHOLDER YES AGAINST FOR 14,000
COMP
CONOCOPHILLIPS COP 20825C104 05/05/04 ANWR DRILLING SHAREHOLDER YES AGAINST FOR 14,000
APACHE CORP. APA 037411105 05/06/04 ELECT DIRECTORS ISSUER YES FOR FOR 16,000
APACHE CORP. APA 037411105 05/06/04 REPORT ON CLIMATE CHANGE SHAREHOLDER YES AGAINST FOR 16,000
BRINK'S BCO 109696104 05/07/04 ELECT DIRECTORS ISSUER YES FOR FOR 29,825
BRINK'S BCO 109696104 05/07/04 APPROVE AUDITORS ISSUER YES FOR FOR 29,825
BRINK'S BCO 109696104 05/07/04 AMEND STOCK PURCHASE PLAN ISSUER YES FOR FOR 29,825
BRINK'S BCO 109696104 05/07/04 APPROVE DIRECTOR'S STOCK ISSUER YES FOR FOR 29,825
PLAN
TRINITY INDUSTRIES TRN 896522109 05/10/04 ELECT DIRECTORS ISSUER YES FOR FOR 26,100
TRINITY INDUSTRIES TRN 896522109 05/10/04 APROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 26,100
TRINITY INDUSTRIES TRN 896522109 05/10/04 RATIFY AUDITORS ISSUER YES FOR FOR 26,100
BELO BLC 080555105 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 25,000
BELO BLC 080555105 05/11/04 APPROVE EXEC COMP PLAN ISSUER YES AGAINST AGAINST 25,000
VIAD VVI 92552R109 05/11/04 ELECT DIRECTORS ISSUER YES FOR FOR 24,000
VIAD VVI 92552R109 05/11/04 APPROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 24,000
VIAD VVI 92552R109 05/11/04 REVERSE STOCK SPLIT ISSUER YES FOR FOR 24,000
VIAD VVI 92552R109 05/11/04 RATIFY AUDITORS ISSUER YES FOR FOR 24,000
SOUTHWESTERN ENERGY SWN 845467109 05/12/04 ELECT DIRECTORS ISSUER YES FOR FOR 20,000
SOUTHWESTERN ENERGY SWN 845467109 05/12/04 ADOPT STOCK INCENTIVE ISSUER YES FOR FOR 20,000
PLAN
NORFOLK SOUTHERN NSC 655844108 05/13/04 ELECT DIRECTORS ISSUER YES FOR FOR 28,000
NORFOLK SOUTHERN NSC 655844109 05/13/04 RATIFY AUDITORS ISSUER YES FOR FOR 28,000
ALLSTATE ALL 020002101 05/18/04 ELECT DIRECTORS ISSUER YES FOR FOR 22,000
ALLSTATE ALL 020002101 05/18/04 APPOINT AUDITORS ISSUER YES FOR FOR 22,000
ALLSTATE ALL 020002101 05/18/04 APPROVE EMPLOYEE ISSUER YES AGAINST AGAINST 22,000
INCENTIVE COMP
ALLSTATE ALL 020002101 05/18/04 APPROVE EXECUTIVE ISSUER YES AGAINST AGAINST 22,000
INCENTIVE COMP
ALLSTATE ALL 020002101 05/18/04 CUMULATIVE VOTING SHAREHOLDER YES FOR AGAINST 22,000
CIMAREX XEC 171798101 5/19/2004 ELECT DIRECTORS ISSUER YES FOR FOR 40,000
PACIFICARE PHS 695112102 05/20/04 ELECT DIRECTORS ISSUER YES FOR FOR 60,000
PACIFICARE PHS 695112102 05/20/04 APPROVE EMPLOYEE STOCK ISSUER YES FOR FOR 60,000
PURCHASE PLAN
PACIFICARE PHS 695112102 05/20/04 RATIFY AUDITORS ISSUER YES FOR FOR 60,000
PHELPS DODGE PD 717265102 05/28/04 ELECT DIRECTORS ISSUER YES FOR FOR 14,000
PHELPS DODGE PD 717265102 05/28/04 CEASE CHARITABLE SHAREHOLDER YES AGAINST FOR 14,000
CONTRIBUTIONS
AMERICAN GREETINGS AM 026375105 06/25/04 ELECT DIRECTORS ISSUER YES FOR FOR 48,500
AMERICAN GREETINGS AM 026375105 06/25/04 INCREASE SHARES ISSUER YES AGAINST AGAINST 48,500
AVAILABLE UNDER OPTION
PLAN
DIAMOND HILL BANK & FINANCIAL FUND
Issuer Ticker Cusip Meeting Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of
Date Mgmt Shares
- ----------------------- ------- --------- ---------- -------------------------- ------------ ------ --------- ----------- ---------
ITLA Capital ITLA 450565106 7/30/2003 3 DIRECTORS Issuer YES FOR For 9,175
Corporation
ITLA Capital ITLA 450565106 7/30/2003 AUDITORS Issuer YES FOR For 9,175
Corporation
QUAKER CITY BANCORP QCBC 74731K106 11/19/2003 3 DIRECTORS ISSUER YES FOR FOR 8,002
QUAKER CITY BANCORP QCBC 74731K107 11/19/2003 OTHER BUSINESS ISSUER YES FOR FOR 8,002
ST. FRANCIS CAPITAL STFR 789374105 11/26/2003 APPROVE MERGER ISSUER YES FOR FOR 9,100
BANK OF AMERICA BOA 060505104 3/17/2004 ADOPT MERGER AGREEMENT ISSUER YES FOR FOR 5,000
BANK OF AMERICA BOA 060505104 3/17/2004 ADOPT AMENDED STOCK PLAN ISSUER YES FOR FOR 5,000
BANK OF AMERICA BOA 060505104 3/17/2004 INCREASE AUTHORIZED ISSUER YES FOR FOR 5,000
SHARES
BANK OF AMERICA BOA 060505104 3/17/2004 ADJOURN TO SOLICIT ISSUER YES FOR FOR 5,000
PROXIES, IF NECESSARY
FEDERAL HOME LOAN FRE 313400301 3/31/2004 ELECT 13 DIRECTORS ISSUER YES WITHHOLD AGAINST 7,000
FEDERAL HOME LOAN FRE 313400301 3/31/2004 RATIFY AUDITORS ISSUER YES FOR FOR 7,000
CCBT FINANCIAL CCBT 12500Q102 03/31/04 APPROVE MERGER ISSUER Y FOR FOR 4,600
CCBT FINANCIAL CCBT 12500Q102 03/31/04 ADJORN FOR FURTHER PROXY ISSUER Y FOR FOR 4,600
SOLICITATION
PACIFIC UNION BANK PUBB 695025106 4/7/2004 APPROVE MERGER ISSUER YES FOR FOR 35,328
U.S. BANCORP USB 902973304 4/20/2004 ELECT 5 DIRECTORS ISSUER YES FOR FOR 24,600
U.S. BANCORP USB 902973304 4/20/2004 RATIFY AUDITORS ISSUER YES FOR FOR 24,600
U.S. BANCORP USB 902973304 4/20/2004 SENIOR EXEC. COMPENSATION SHAREHOLDER YES AGAINST FOR 24,600
U.S. BANCORP USB 902973304 4/20/2004 SUPLEMENTAL EXEC. SHAREHOLDER YES FOR AGAINST 24,600
RETIREMENT BENEFITS
U.S. BANCORP USB 902973304 4/20/2004 SIMPLE MAJORITY VOTING SHAREHOLDER YES FOR AGAINST 24,600
WASHINGTON MUTUAL WM 939322103 4/20/2004 ELECT DIRECTORS ISSUER YES FOR FOR 6,000
WASHINGTON MUTUAL WM 939322103 4/20/2004 RATIFY AUDITORS ISSUER YES FOR FOR 6,000
CITIGROUP C 172967101 4/20/2004 ELECT DIRECTORS ISSUER YES FOR FOR 12,200
CITIGROUP C 172967101 4/20/2004 RATIFY AUDITORS ISSUER YES FOR FOR 12,200
CITIGROUP C 172967101 4/20/2004 CURB EXEC COMP SHAREHOLDER YES AGAINST FOR 12,200
CITIGROUP C 172967101 4/20/2004 REPORT POLITICAL SHAREHOLDER YES AGAINST FOR 12,200
CONTRIBUTIONS
CITIGROUP C 172967101 4/20/2004 DISCONTINUE ALL OPTIONS, SHAREHOLDER YES AGAINST FOR 12,200
SARS, SEVERANCE TO TOP 5
CITIGROUP C 172967101 4/20/2004 SEPARATE CHAIRMAN/CEO SHAREHOLDER YES FOR AGAINST 12,200
CORUS BANKSHARES CORS 220873103 4/21/2004 ELECT 7 DIRECTORS ISSUER YES FOR FOR 13,000
CORUS BANKSHARES CORS 220873103 4/21/2004 RATIFY AUDITOR ISSUER YES FOR FOR 13,000
CHARTER ONE FINANCIAL COF 160903100 4/21/2004 ELECT DIRECTORS ISSUER YES FOR FOR 8,175
CHARTER ONE FINANCIAL COF 160903100 4/21/2004 APPROVE AMENDMENTS TO ISSUER YES AGAINST AGAINST 8,175
1997 INCENTIVE PLAN
CHARTER ONE FINANCIAL COF 160903100 4/21/2004 RATIFY AUDITORS ISSUER YES FOR FOR 8,175
SOUTHTRUST SOTR 844730101 4/21/2004 ELECT DIRECTORS ISSUER YES FOR FOR 5,000
SOUTHTRUST SOTR 844730101 4/21/2004 RATIFY AUDITORS ISSUER YES FOR FOR 5,000
SOUTHTRUST SOTR 844730101 4/21/2004 AMEND OFFICER INCENTIVE ISSUER YES AGAINST AGAINST 5,000
PLAN
SOUTHTRUST SOTR 844730101 4/21/2004 APPROVE 2004 INCENTIVE ISSUER YES AGAINST AGAINST 5,000
PLAN
SOVEREIGN BANCORP SOV 845905108 4/22/2004 ELECT DIRECTORS ISSUER YES FOR FOR 14,010
SOVEREIGN BANCORP SOV 845905108 4/22/2004 RATIFY AUDITORS ISSUER YES FOR FOR 14,010
SOVEREIGN BANCORP SOV 845905108 4/22/2004 INCREASE AUTHORIZED ISSUER YES AGAINST AGAINST 14,010
SHARES
SOVEREIGN BANCORP SOV 845905108 4/22/2004 APPROVE STOCK INCENTIVE ISSUER YES AGAINST AGAINST 14,010
PLAN
SOVEREIGN BANCORP SOV 845905108 4/22/2004 APPROVE BONUS PLAN ISSUER YES FOR FOR 14,010
MERRILL LYNCH MER 590188108 4/23/2004 ELECT DIRECTORS ISSUER YES FOR FOR 4,300
MERRILL LYNCH MER 590188108 4/23/2004 RATIFY AUDITORS ISSUER YES FOR FOR 4,300
MERRILL LYNCH MER 590188108 4/23/2004 CMULATIVE VOTING SHAREHOLDER YES AGAINST FOR 4,300
MERRILL LYNCH MER 590188108 4/23/2004 SEPARATE CHAIRMAN/CEO SHAREHOLDER YES FOR AGAINST 4,300
NATIONAL CITY CORP. NCC 635405103 4/27/2004 ELECT 12 DIRECTORS ISSUER YES FOR FOR 15,000
NATIONAL CITY CORP. NCC 635405103 4/27/2004 APPROVE CASH & EQUITY ISSUER YES AGAINST AGAINST 15,000
INCENTIVE PLAN
NATIONAL CITY CORP. NCC 635405103 4/27/2004 APPROVE MANAGEMENT ISSUER YES AGAINST AGAINST 15,000
INCENTIVE PLAN
NATIONAL CITY CORP. NCC 635405103 4/27/2004 RATIFY AUDITORS ISSUER YES FOR FOR 15,000
PNC FINANCIAL PNC 693475105 4/27/2004 ELECT DIRECTORS ISSUER YES FOR FOR 7,000
WELLS FARGO WFC 949746101 04/27/04 ELECT DIRECTORS ISSUER YES FOR FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 APPROVE SUPPLEMENTAL ISSUER YES FOR FOR 2,900
401(k)
WELLS FARGO WFC 949746101 04/27/04 RATIFY AUDITORS ISSUER YES FOR FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 EXPENSING STOCK OPTIONS SHAREHOLDER YES AGAINST FOR 2,900
WELLS FARGO WFC 949746101 04/27/04 REGARDING RESTRICTED SHAREHOLDER YES AGAINST FOR 2,900
STOCK
WELLS FARGO WFC 949746101 04/27/04 REGARDING EXECUTIVE COMP SHAREHOLDER YES AGAINST FOR 2,900
& PREDATORY LENDING
WELLS FARGO WFC 949746101 04/27/04 REGARDING POLITICAL SHAREHOLDER YES AGAINST FOR 2,900
CONTRIBUTIONS
MERCHANTS BANCSHARES MBVT 588448100 4/27/2004 ELECT DIRECTORS ISSUER YES FOR FOR 2,500
MAF BANCORP MAFB 55261R108 4/28/2004 ELECT DIRECTORS ISSUER YES FOR FOR 9,189
1ST SOURCE SRCE 336901103 4/28/2004 ELECT DIRECTORS ISSUER YES FOR FOR 21,500
1ST SOURCE SRCE 336901103 4/28/2004 REAPPROVE 1998 ISSUER YES FOR FOR 21,500
PERFORMANCE COMP PLAN
SAFECO SAFC 786429100 5/5/2004 ELECT DIRECTORS ISSUER YES FOR FOR 9,000
SAFECO SAFC 786429100 5/5/2004 RATIFY AUDITORS ISSUER YES FOR FOR 9,000
SAFECO SAFC 786429100 5/5/2004 APPROVE EXEC COMP SHAREHOLDER YES ABSTAIN AGAINST 9,000
FIRST REUBLIC BANK FRC 336158100 5/12/2004 ELECT DIRECTORS ISSUER YES FOR FOR 4,600
FIRST REUBLIC BANK FRC 336158100 5/12/2004 AMEND RESTRICTED STOCK ISSUER YES AGAINST AGAINST 4,600
PLAN
FIRST REUBLIC BANK FRC 336158100 5/12/2004 RATIFY AUDITORS ISSUER YES FOR FOR 4,600
ALLSTATE ALL 020002101 5/18/2004 ELECT DIRECTORS ISSUER YES FOR FOR 17,000
ALLSTATE ALL 020002101 5/18/2004 APPOINT AUDITORS ISSUER YES FOR FOR 17,000
ALLSTATE ALL 020002101 5/18/2004 APPROVE EMPLOYEE ISSUER YES AGAINST AGAINST 17,000
INCENTIVE COMP
ALLSTATE ALL 020002101 5/18/2004 APPROVE EXECUTIVE ISSUER YES AGAINST AGAINST 17,000
INCENTIVE COMP
ALLSTATE ALL 020002101 5/18/2004 CUMULATIVE VOTING SHAREHOLDER YES FOR AGAINST 17,000
COMERICA CMA 200340107 5/18/2004 ELECT DIRECTORS ISSUER YES FOR FOR 6,000
COMERICA CMA 200340107 5/18/2004 APPROVE EMPLOYEE STOCK ISSUER YES AGAINST AGAINST 6,000
PURCHASE PLAN
COMERICA CMA 200340107 5/18/2004 APPROVE NON-EMPLOYEE ISSUER YES AGAINST AGAINST 6,000
DIRECTOR PLAN
COMERICA CMA 200340107 5/18/2004 RATIFY AUDITORS ISSUER YES FOR FOR 6,000
PROVIDENT FINANCIAL PVT 743866105 5/20/2004 APPROVE MERGER ISSUER YES FOR FOR 5,000
PROVIDENT FINANCIAL PVT 743866105 5/20/2004 SOLICIT ADDITIONAL ISSUER YES FOR FOR 5,000
PROXIES
MONTPELIER RE MRH G62185106 5/20/2004 ELECT DIRECTORS ISSUER YES FOR FOR 6,000
MONTPELIER RE MRH G62185106 5/20/2004 APPROVE INCENTIVE PLAN ISSUER YES FOR FOR 6,000
MONTPELIER RE MRH G62185106 5/20/2004 APPOINT AUDITORS ISSUER YES FOR FOR 6,000
GREATER BAY BANCORP GBBK 391648102 5/25/2004 ELECT DIRECTORS ISSUER YES FOR FOR 7,000
GREATER BAY BANCORP GBBK 391648102 5/25/2004 AUTHORIZE SHARES ISSUER YES AGAINST AGAINST 7,000
GREATER BAY BANCORP GBBK 391648102 5/25/2004 INCREASE SHARES ISSUER YES AGAINST AGAINST 7,000
AUTHORIZED FOR OPTION
PLAN
GREATER BAY BANCORP GBBK 391648102 5/25/2004 RATIFY AUDITORS ISSUER YES FOR FOR 7,000
GREATER BAY BANCORP GBBK 391648102 5/25/2004 BYLAWS SHAREHOLDER YES FOR AGAINST 7,000
ELIMINATECLASSIFIED BOARD
GREATER BAY BANCORP GBBK 391648102 5/25/2004 ELIMINATE CLASSIFIED SHAREHOLDER YES FOR AGAINST 7,000
BOARD
COUNTRYWIDE FINANCIAL CFC 222372104 6/16/2004 ELECT DIRECTORS ISSUER YES FOR FOR 3,000
COUNTRYWIDE FINANCIAL CFC 222372104 6/16/2004 APPROVE INCENTIVE PLAN ISSUER YES AGAINST AGAINST 3,000
DIAMOND HILL STRATEGIC INCOME FUND
Issuer Ticker Cusip Meeting Description of Vote Issuer v. SH Voted? Vote Cast For/Against # of
Date Mgmt Shares
- ----------------------- ------- --------- ---------- -------------------------- ------------ ------ --------- ----------- ---------
Salomon Brothers HIX 94907-105 8/7/2003 3 DIRECTORS Issuer YES FOR FOR 6,500
High Income FUND II
Corporate High Yield XCOYX 219914108 8/25/2003 8 DIRECTORS Issuer YES FOR FOR 11,375
Fund, Inc.
Debt Strategies Fund XDSUX 24276Q109 8/25/2003 8 Directors Issuer YES FOR FOR 7,400
Eaton Vance Sr Income EVF 27826S103 10/17/2003 1 DIRECTOR ISSUER YES FOR FOR 7,900
Trust
Magellan Midstream MMP 559080106 11/7/2003 2 DIRECTORS ISSUER YES FOR FOR 2,200
Partners L.P.
Magellan Midstream MMP 559080106 11/7/2003 CONVERSION OF B UNITS ISSUER YES FOR FOR 2,200
Partners L.P.
NATIONAL CITY CORP. NCC 635405103 4/27/2004 ELECT 12 DIRECTORS ISSUER YES FOR FOR 6,000
NATIONAL CITY CORP. NCC 635405103 4/27/2004 APPROVE CASH & EQUITY ISSUER YES AGAINST AGAINST 6,000
INCENTIVE PLAN
NATIONAL CITY CORP. NCC 635405103 4/27/2004 APPROVE MANAGEMENT ISSUER YES AGAINST AGAINST 6,000
INCENTIVE PLAN
NATIONAL CITY CORP. NCC 635405103 4/27/2004 RATIFY AUDITORS ISSUER YES FOR FOR 6,000
WESTERN ASSET/CLAYMORE WIA 95766Q106 5/3/2004 ELECT DIRECTORS ISSUER YES FOR FOR 19,800
HERITAGE PROPERTY HPT 42725M107 5/7/2004 ELECT DIRECTORS ISSUER YES FOR FOR 9,600
INVESTMENT TRUST
HERITAGE PROPERTY HPT 42725M107 5/7/2004 TRANSACT OTHER BUSINESS ISSUER YES FOR FOR 9,600
INVESTMENT TRUST
AGREE REALTY ADC 008492100 5/10/2004 ELECT 2 DIRECTORS ISSUER YES FOR FOR 4,800
RAIT INVESTMENT TRUST RAS 749227104 5/10/2004 ELECT DIRECTORS ISSUER YES FOR FOR 10,350
RAIT INVESTMENT TRUST RAS 749227104 5/10/2004 RATIFY AUDITORS ISSUER YES FOR FOR 10,350
CAPITAL AUTOMOTIVE CARS 139733109 5/11/2004 ELECT DIRECTORS ISSUER YES FOR FOR 7,800
CAPITAL AUTOMOTIVE CARS 139733109 5/11/2004 RATIFY AUDITORS ISSUER YES FOR FOR 7,800
FIRST INDUSTRIAL FR 32054K103 5/12/2004 ELECT DIRECTORS ISSUER YES FOR FOR 8,000
FIRST INDUSTRIAL FR 32054K103 5/12/2004 RATIFY AUDITORS ISSUER YES FOR FOR 8,000
KILROY REALTY KRC 49427F108 5/18/2004 ELECT 3 DIRECTORS ISSUER YES FOR FOR 8,150
KIMCO REALTY KIM 49446R109 5/20/2004 ELECT DIRECTORS ISSUER YES FOR FOR 4,800
KIMCO REALTY KIM 49446R109 5/20/2004 ELECT DIRECTORS ISSUER YES FOR FOR 4,800
KIMCO REALTY KIM 49446R109 5/20/2004 ELECT DIRECTORS SHAREHOLDER YES FOR AGAINST 4,800
LEXINGTON CORPORATE 529043101 5/26/2004 ELECT DIRECTORS ISSUER YES FOR FOR 13,200
PROPERTIES
LEXINGTON CORPORATE 529043101 5/26/2004 TRANSACT BUSINESS ISSUER YES FOR FOR 13,200
PROPERTIES
PUTNAM MASTER 746909100 6/10/2004 ELECT DIRECTORS ISSUER YES FOR FOR 15,000
INTERMEDIATE INCOME
TRUST
PUTNAM PREMIER INCOME 746909100 6/10/2004 ELECT DIRECTORS ISSUER YES FOR FOR 15,000
TRUST
ENERGY TRANSFER 29273R109 6/21/2004 APPROVE CLASS D ISSUER YES FOR FOR 6,800
PARTNERS CONVERSION
ENERGY TRANSFER 29273R109 6/21/2004 APPROVE CLASS B ISSUER YES FOR FOR 6,800
PARTNERS CONVERSION
ENERGY TRANSFER 29273R109 6/21/2004 APPROVE 2004 UNIT PLAN ISSUER YES FOR FOR 6,800
PARTNERS
EATON VANCE 27828G107 6/25/2004 ELECT DIRECTORS ISSUER YES FOR FOR 8,000
TAX-ADVANTAGED
CRESCENT REAL ESTATE 225756105 6/28/2004 ELECT DIRECTORS ISSUER YES FOR FOR 14,000
CRESCENT REAL ESTATE 225756105 6/28/2004 RATIFY AUDITORS ISSUER YES FOR FOR 14,000
DIAMOND HILL SHORT TERM FIXED INCOME FUND
NOTHING TO REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of
1940,the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
(Registrant) Diamond Hill Funds
By (Signatures and Title)* /s/ James F. Laird
----------------------------------------------------
James F. Laird, Chief Executive Officer
Date: August 27, 2004
*Print the name and title of each signing officer under his or her signature.