As filed with the Securities and Exchange Commission on August 10, 2005
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07737
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THE PURISIMA FUNDS
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(Exact name of registrant as specified in charter)
13100 Skyline Boulevard
Woodside, CA 94062-4547
(Address of principal executive offices) (Zip code)
Kenneth L. Fisher, President
13100 Skyline Boulevard
Woodside, CA 94062-4547
(Name and address of agent for service)
Copy to:
David A. Hearth
Paul, Hastings, Janofsky & Walker LLP
55 Second Street, 24th Floor
San Francisco, CA 94105
(650) 851-3334
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Registrant's telephone number, including area code
Date of fiscal year end: August, 31
Date of reporting period: June 30, 2005
Item 1. Proxy Voting Record.
============================ PURISIMA PURE AMERICAN ============================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vance D. Coffman For For Management
1.2 Elect Director Rozanne L. Ridgway For For Management
1.3 Elect Director Louis W. Sullivan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Eliminate Animal Testing Against Against Shareholder
5 Implement China Principles Against Against Shareholder
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Company-Specific--Compensation-Related Against Against Shareholder
4 Report on Political Contributions Against Against Shareholder
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For Withhold Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director W. Steven Jones For For Management
1.8 Elect Director Kenneth D. Lewis For For Management
1.9 Elect Director Walter E. Massey For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Patricia E. Mitchell For For Management
1.12 Elect Director Edward L. Romero For For Management
1.13 Elect Director Thomas M. Ryan For Withhold Management
1.14 Elect Director O. Temple Sloan, Jr. For For Management
1.15 Elect Director Meredith R. Spangler For For Management
1.16 Elect Director Robert L. Tillman For For Management
1.17 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
4 Director Nominee Amendment Against Against Shareholder
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BANKNORTH GROUP, INC.
Ticker: BNK Security ID: 06646R107
Meeting Date: FEB 18, 2005 Meeting Type: Special
Record Date: DEC 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Change State of Incorporation from Maine For For Management
to Delaware
3 Authorize a New Class of Class B Common For For Management
Stock
4 Amend Articles For For Management
5 Permit Right to Act by Written Consent For For Management
6 Permit Right to Call Special Meeting For For Management
7 Declassify the Board of Directors For For Management
8 Amend Articles to Remove Antitakeover For For Management
Provisions
9 Reduce Supermajority Vote Requirement for For For Management
Mergers
10 Amend Articles For For Management
11 Amend Articles to Remove Antitakeover For For Management
Provisions
12 Amend Articles to Remove Antitakeover For For Management
Provisions
13 Amend Articles For For Management
14 Amend Articles For For Management
15 Adjourn Meeting For For Management
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BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 25, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director James H. Blanchard For For Management
1.4 Elect Director J. Hyatt Brown For Withhold Management
1.5 Elect Director Armando M. Codina For For Management
1.6 Elect Director Kathleen F. Feldstein For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William S. Stavropoulos For For Management
1.10 Elect Director Robin B. Smith For For Management
2 Ratify Auditors For For Management
3 Political Contributions Against Against Shareholder
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 084670207
Meeting Date: APR 30, 2005 Meeting Type: Annual
Record Date: MAR 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Malcolm G. Chace For For Management
1.5 Elect Director William H. Gates III For For Management
1.6 Elect Director David S. Gottesman For For Management
1.7 Elect Director Charlotte Guyman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Thomas S. Murphy For For Management
1.10 Elect Director Ronald L. Olson For For Management
1.11 Elect Director Walter Scott, Jr. For For Management
2 Amend Articles For For Management
3 Amend Articles For For Management
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BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: MAR 24, 2005 Meeting Type: Annual
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. William Heiligbrodt For For Management
1.2 Elect Director James L. Payne For For Management
1.3 Elect Director J.W. Stewart For For Management
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BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: AUG 24, 2004 Meeting Type: Annual
Record Date: JUL 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director Lew W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
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BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 20, 2005 Meeting Type: Annual
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.L. Boeckmann For For Management
1.2 Elect Director V.S. Martinez For Withhold Management
1.3 Elect Director M.F. Racicot For Withhold Management
1.4 Elect Director R.S. Roberts For For Management
1.5 Elect Director M.K. Rose For For Management
1.6 Elect Director M.J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director R.H. West For For Management
1.9 Elect Director J.S. Whisler For For Management
1.10 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
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BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.T. Alexander For For Management
1.2 Elect Director R.V. Anderson For For Management
1.3 Elect Director L.I. Grant For For Management
1.4 Elect Director R.J. Harding For For Management
1.5 Elect Director J.T. LaMacchia For For Management
1.6 Elect Director R.L. Limbacher For For Management
1.7 Elect Director J.F. McDonald For Withhold Management
1.8 Elect Director K.W. Orce For Withhold Management
1.9 Elect Director D.M. Roberts For For Management
1.10 Elect Director J.A. Runde For For Management
1.11 Elect Director J.F. Schwarz For For Management
1.12 Elect Director W. Scott, Jr. For For Management
1.13 Elect Director B.S. Shackouls For For Management
1.14 Elect Director S.J. Shapiro For For Management
1.15 Elect Director W.E. Wade, Jr For For Management
2 Ratify Auditors For For Management
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director John R. Brazil For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Gaul D. Fosler For For Management
1.5 Elect Director Peter A. Magowan For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Equipment Sales to Israel Against Against Shareholder
5 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
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CHEVRON CORP
Ticker: CVX Security ID: 166764100
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director Sam Nunn For For Management
1.8 Elect Director David J. O'Reilly For For Management
1.9 Elect Director Peter J. Robertson For For Management
1.10 Elect Director Charles R. Shoemate For For Management
1.11 Elect Director Ronald D. Sugar For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against For Shareholder
6 Eliminate Animal Testing Against Against Shareholder
7 Report on Drilling in Protected Areas Against Against Shareholder
8 Report on Remediation Programs in Ecuador Against Against Shareholder
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CINTAS CORP.
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 19, 2004 Meeting Type: Annual
Record Date: AUG 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Farmer For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Scott D. Farmer For For Management
1.4 Elect Director Paul R. Carter For For Management
1.5 Elect Director Gerald V. Dirvin For For Management
1.6 Elect Director Robert J. Herbold For For Management
1.7 Elect Director Joyce Hergenhan For For Management
1.8 Elect Director Roger L. Howe For For Management
1.9 Elect Director David C. Phillips For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Report on Vendor Standards For For Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2004 Meeting Type: Annual
Record Date: SEP 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Larry R. Carter For For Management
1.4 Elect Director John T. Chambers For For Management
1.5 Elect Director Dr. James F. Gibbons For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Roderick C. McGeary For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director John P. Morgridge For For Management
1.10 Elect Director Donald T. Valentine For For Management
1.11 Elect Director Steven M. West For For Management
1.12 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Report on Pay Disparity Against Against Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Anne Mulcahy For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director Charles Prince For For Management
1.13 Elect Director Judith Rodin For For Management
1.14 Elect Director Robert E. Rubin For For Management
1.15 Elect Director Franklin A. Thomas For For Management
1.16 Elect Director Sanford I. Weill For For Management
1.17 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Awards to Executives Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Prohibit Chairman From Management Duties, Against For Shareholder
Titles or Responsibilities
7 Limit Executive Compensation Against Against Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Review/Limit Executive Compensation Against Against Shareholder
10 Adopt Simple Majority Vote Against For Shareholder
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CLOROX COMPANY, THE
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 17, 2004 Meeting Type: Annual
Record Date: SEP 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Tully M. Friedman For For Management
1.3 Elect Director Christoph Henkel For For Management
1.4 Elect Director William R. Johnson For For Management
1.5 Elect Director Gerald E. Johnston For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Klaus Morwind For For Management
1.9 Elect Director Jan L. Murley For For Management
1.10 Elect Director Lary R. Scott For For Management
1.11 Elect Director Michael E. Shannon For For Management
2 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
3 Ratify Auditors For For Management
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COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director E. Neville Isdell For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Maria Elena Lagomasino For For Management
1.9 Elect Director Donald F. McHenry For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director J. Pedro Reinhard For For Management
1.12 Elect Director James D. Robinson III For For Management
1.13 Elect Director Peter V. Ueberroth For For Management
1.14 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Review Labor Rights in Columbia Against Against Shareholder
4 Performance- Based/Indexed Options Against For Shareholder
5 Submit Severance Agreement to Shareholder Against For Shareholder
Vote
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COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Buttigieg, III For For Management
1.2 Elect Director J. Philip DiNapoli For For Management
1.3 Elect Director Roger Fridholm For For Management
1.4 Elect Director Alfred A. Piergallini For For Management
1.5 Elect Director Patricia M. Wallington For For Management
1.6 Elect Director Gail L. Warden For For Management
2 Ratify Auditors For For Management
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date: MAR 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.J. Mulva For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Larry D. Horner For For Management
1.4 Elect Director Charles C. Krulak For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
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COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 27, 2005 Meeting Type: Annual
Record Date: DEC 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Dicerchio For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
1.5 Elect Director Susan L. Decker For For Management
2 Amend Stock Option Plan For For Management
3 Adopt Vendor Standards Against Against Shareholder
4 Develop Land Procurement Policy Against Against Shareholder
5 Ratify Auditors For For Management
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DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 16, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Judy C. Lewent For For Management
1.5 Elect Director Thomas W. Luce, III For For Management
1.6 Elect Director Klaus S. Luft For For Management
1.7 Elect Director Alex J. Mandl For For Management
1.8 Elect Director Michael A. Miles For For Management
1.9 Elect Director Samuel A. Nunn, Jr. For For Management
1.10 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
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ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: APR 22, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Roy Dunbar For For Management
1.2 Elect Director Michael H. Jordan For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Supermajority Vote Requirement For For Management
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ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 18, 2005 Meeting Type: Annual
Record Date: FEB 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G.M.C. Fisher For Withhold Management
1.2 Elect Director A.G. Gilman For For Management
1.3 Elect Director K.N. Horn For Withhold Management
1.4 Elect Director J. Rose For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Review and Report on Drug Reimportation Against Against Shareholder
Policy
5 Report on Product Availability in Canada Against For Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Adopt Policy on Performance-based Stock Against For Shareholder
Option Grants
8 Eliminate Animal Testing Against Against Shareholder
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EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cronin For For Management
1.2 Elect Director W. Paul Fitzgerald For For Management
1.3 Elect Director Joseph M. Tucci For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Performance- Based/Indexed Options Against Against Shareholder
5 Creation of an Independent Audit Against Against Shareholder
Committee
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ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morton H. Meyerson For For Management
1.2 Elect Director Joel V. Staff For For Management
2 Eliminate Class of Preferred Stock For For Management
3 Amend Stock Ownership Limitations For For Management
4 Amend Articles For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
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EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: APR 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director William W. George For For Management
1.3 Elect Director James R. Houghton For For Management
1.4 Elect Director William R. Howell For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Philip E. Lippincott For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Political Contributions/Activities Against Against Shareholder
4 Review/Limit Executive Compensation Against Against Shareholder
5 Nominate Independent Directors with Against Against Shareholder
Industry Experience
6 Report on Payments to Indonesian Military Against Against Shareholder
7 Adopt Policy Prohibiting Discrimination Against For Shareholder
based on Sexual Orientation
8 Report on Potential Damage of Drilling in Against Against Shareholder
Protected Regions
9 Disclose Information Supporting the Against Against Shareholder
Company Position on Climate Change
10 Report on Company Policies for Compliance Against For Shareholder
with the Kyoto Protocol
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FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2004 Meeting Type: Annual
Record Date: AUG 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Manatt For For Management
1.2 Elect Director Judith L. Estrin For For Management
1.3 Elect Director Philip Greer For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Frederick W. Smith For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For Withhold Management
1.2 Elect Director William M. Burns For Withhold Management
1.3 Elect Director Erich Hunziker For Withhold Management
1.4 Elect Director Jonathan K.C. Knowles For Withhold Management
1.5 Elect Director Arthur D. Levinson For Withhold Management
1.6 Elect Director Charles A. Sanders For For Management
2 Ratify Auditors For For Management
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GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 6, 2005 Meeting Type: Annual
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Bryan For For Management
1.2 Elect Director Stephen Friedman For For Management
1.3 Elect Director William W. George For For Management
1.4 Elect Director Henry M. Paulson, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director D. James Guzy For For Management
1.5 Elect Director Reed E. Hundt For For Management
1.6 Elect Director Paul S. Otellini For For Management
1.7 Elect Director David S. Pottruck For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director John L. Thornton For For Management
1.10 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Juergen Dormann For For Management
1.4 Elect Director Michael L. Eskew For Withhold Management
1.5 Elect Director Carlos Ghosn For For Management
1.6 Elect Director Charles F. Knight For For Management
1.7 Elect Director Minoru Makihara For For Management
1.8 Elect Director Lucio A. Noto For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Joan E. Spero For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Charles M. Vest For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Eliminate Age Discrimination in Against Against Shareholder
Retirement Benefits
5 Calculate Executive Salary Without Regard Against For Shareholder
to Pension Income
6 Expense Stock Options Against Against Shareholder
7 Report on Executive Compensation Against Against Shareholder
8 Report on Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Amen For For Management
1.2 Elect Director Samir G. Gibara For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Robert J. Darretta For For Management
1.4 Elect Director Michael M. E. Johns For For Management
1.5 Elect Director Ann Dibble Jordan For For Management
1.6 Elect Director Arnold G. Langbo For For Management
1.7 Elect Director Susan L. Lindquist For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director William C. Weldon For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 26, 2005 Meeting Type: Annual
Record Date: NOV 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Robert A. Cornog For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Stephen A. Roell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: OCT 18, 2004 Meeting Type: Annual
Record Date: AUG 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Barnholt For For Management
1.2 Elect Director Stephen P. Kaufman For For Management
1.3 Elect Director Kenneth L. Schroeder For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 5, 2005 Meeting Type: Annual
Record Date: FEB 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director John F. Akers For For Management
1.3 Elect Director Richard S. Fuld, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
LIMITED BRANDS
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 16, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Leonard A. Schlesinger For For Management
1.3 Elect Director Jeffrey B. Swartz For For Management
1.4 Elect Director Raymond Zimmerman For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Marcus C. Bennett For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director Douglas H. McCorkindale For For Management
1.7 Elect Director Eugene F. Murphy For For Management
1.8 Elect Director Joseph W. Ralston For Withhold Management
1.9 Elect Director Frank Savage For Withhold Management
1.10 Elect Director Anne Stevens For For Management
1.11 Elect Director Robert J. Stevens For For Management
1.12 Elect Director James R. Ukropina For For Management
1.13 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Performance-Based/Indexed Options Against Against Shareholder
5 Adopt Simple Majority Vote Requirement Against For Shareholder
for All Issues
6 Report on Pay Disparity Against Against Shareholder
7 and amend its code of conduct and Against Against Shareholder
policies related to bidding Review Code
of Conduct on Military Contracts
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 11, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hall Adams, Jr. For For Management
1.2 Elect Director Cary D. McMillan For For Management
1.3 Elect Director Michael J. Roberts For For Management
1.4 Elect Director James A. Skinner For For Management
1.5 Elect Director Anne-Marie Slaughter For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 26, 2004 Meeting Type: Annual
Record Date: JUL 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Brody, M.D., For For Management
Ph.D.
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Antonio M. Gotto, Jr., For For Management
M.D., D. Phil.
2 Ratify Auditors For For Management
3 Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rochelle B. Lazarus For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director Raymond V. Gilmartin For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Anne M. Tatlock For For Management
1.6 Elect Director Samuel O. Thier For For Management
1.7 Elect Director Wendell P. Weeks For For Management
1.8 Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Product Availability in Canada Against For Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 22, 2005 Meeting Type: Annual
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Heinz-Joachim Neuburger For For Management
1.3 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Provide for Cumulative Voting Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 18, 2004 Meeting Type: Annual
Record Date: SEP 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director James W. Bagley For For Management
1.3 Elect Director Ronald C. Foster For For Management
1.4 Elect Director Robert A. Lothrop For For Management
1.5 Elect Director Thomas T. Nicholson For For Management
1.6 Elect Director Gordon C. Smith For For Management
1.7 Elect Director William P. Weber For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2004 Meeting Type: Annual
Record Date: SEP 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Jon A. Shirley For For Management
2 Amend Bundled Compensation Plans For For Management
3 Amend Bundled Compensation Plans For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director David A. Daberko For For Management
1.5 Elect Director Joseph T. Gorman For For Management
1.6 Elect Director Bernadine P. Healy For For Management
1.7 Elect Director S. Craig Lindner For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Ratify Auditor For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2004 Meeting Type: Annual
Record Date: JUL 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip Frost For Withhold Management
1.2 Elect Director John B. Slaughter For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Nonemployee Director Plan (Stock For For Management
Awards in Lieu of Cash)
5 Adopt Simply Majority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Management
5 Implement/ Report on Animal Welfare Against Against Shareholder
Standards
- --------------------------------------------------------------------------------
ROHM AND HAAS CO.
Ticker: ROH Security ID: 775371107
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.J. Avery For For Management
1.2 Elect Director R.L. Gupta For For Management
1.3 Elect Director D.W. Hass For For Management
1.4 Elect Director T.W. Hass For For Management
1.5 Elect Director R.L. Keyser For For Management
1.6 Elect Director R.J. Mills For For Management
1.7 Elect Director J.P. Montoya For For Management
1.8 Elect Director S.O. Moose For For Management
1.9 Elect Director G.S. Omenn For For Management
1.10 Elect Director G.L. Rogers For For Management
1.11 Elect Director R.H. Schmitz For For Management
1.12 Elect Director G.M. Whitesides For For Management
1.13 Elect Director M.C. Whittington For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Amend 401(k)/Savings Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
SAFECO CORP.
Ticker: SAFC Security ID: 786429100
Meeting Date: MAY 4, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director Phyllis J. Campbell For For Management
1.3 Elect Director Kerry Killinger For For Management
1.4 Elect Director Gary Locke For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 28, 2004 Meeting Type: Annual
Record Date: SEP 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director J.T. Battenberg III For Withhold Management
1.3 Elect Director Charles W. Coker For Withhold Management
1.4 Elect Director James S. Crown For Withhold Management
1.5 Elect Director Willie D. Davis For Withhold Management
1.6 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.7 Elect Director Laurette T. Koellner For Withhold Management
1.8 Elect Director Cornelis J.A. van Lede For Withhold Management
1.9 Elect Director Joan D. Manley For Withhold Management
1.10 Elect Director C. Steven McMillan For Withhold Management
1.11 Elect Director Sir Ian Prosser For For Management
1.12 Elect Director Rozanne L. Ridgway For Withhold Management
1.13 Elect Director Richard L. Thomas For Withhold Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 3, 2004 Meeting Type: Annual
Record Date: SEP 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director James F. McDonald For For Management
1.3 Elect Director Terence F. McGuirk For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEI DAILY INCOME TRUST
Ticker: TCPGX Security ID: 783965668
Meeting Date: OCT 27, 2004 Meeting Type: Special
Record Date: AUG 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosemarie B. Greco For For Management
1.2 Elect Director Nina Lesavoy For For Management
1.3 Elect Director James M. Williams For For Management
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 8, 2005 Meeting Type: Annual
Record Date: APR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Siebel For For Management
1.2 Elect Director James C. Gaither For For Management
1.3 Elect Director Marc F. Racicot For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 13, 2005 Meeting Type: Annual
Record Date: NOV 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director H. Paulett Eberhart For For Management
1.5 Elect Director Heinz Fridrich For For Management
1.6 Elect Director William R. Graber For For Management
1.7 Elect Director Dr. Paul R. Low For For Management
1.8 Elect Director C. Wesley M. Scott For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director Dorrit J. Bern For For Management
1.3 Elect Director Francis S. Blake For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Donald M. James For For Management
1.7 Elect Director Zack T. Pate For For Management
1.8 Elect Director J. Neal Purcell For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 13, 2005 Meeting Type: Annual
Record Date: APR 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director Mary Elizabeth Burton For For Management
1.3 Elect Director Richard J. Currie For For Management
1.4 Elect Director Rowland T. Moriarty For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 10, 2004 Meeting Type: Annual
Record Date: SEP 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director Stephen M. Bennett For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Michael E. Lehman For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director J. Alfred Broaddus, Jr. For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: Security ID: G90078109
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy J. Kelly For For Management
1.2 Elect Director Roberto Monti For For Management
1.3 Elect Director Ian C. Strachan For For Management
2 APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE For For Management
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF ORDINARY SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN FROM 2,500,000 TO
3,500,000.
3 APPROVAL OF THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
UNIONBANCAL CORP.
Ticker: UB Security ID: 908906100
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director David R. Andrews For For Management
1.3 Elect Director L. Dale Crandall For For Management
1.4 Elect Director Richard D. Farman For For Management
1.5 Elect Director Stanley F. Farrar For Withhold Management
1.6 Elect Director Philip B. Flynn For For Management
1.7 Elect Director Michael J. Gillfillan For For Management
1.8 Elect Director Ronald L. Havner, Jr. For For Management
1.9 Elect Director Norimichi Kanari For For Management
1.10 Elect Director Mary S. Metz For For Management
1.11 Elect Director Shigemitsu Miki For Withhold Management
1.12 Elect Director Takahiro Moriguchi For Withhold Management
1.13 Elect Director Takashi Morimura For For Management
1.14 Elect Director J. Fernando Niebla For For Management
1.15 Elect Director Tetsuo Shimura For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Provide for Confidential Voting For For Shareholder
- --------------------------------------------------------------------------------
VERITAS SOFTWARE CORP.
Ticker: VRTS Security ID: 923436109
Meeting Date: AUG 25, 2004 Meeting Type: Annual
Record Date: JUN 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Brown For For Management
1.2 Elect Director Kurt J. Lauk For For Management
1.3 Elect Director Fred van den Bosch For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERITAS SOFTWARE CORP.
Ticker: VRTS Security ID: 923436109
Meeting Date: JUN 24, 2005 Meeting Type: Special
Record Date: MAY 12, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker, II For Withhold Management
1.2 Elect Director Peter C. Browing For For Management
1.3 Elect Director Donald M. James For For Management
1.4 Elect Director Van L. Richey For For Management
1.5 Elect Director G. Kennedy Thompson For For Management
1.6 Elect Director John C. Whitaker, Jr. For For Management
1.7 Elect Director Wallace D. Malone, Jr. For For Management
1.8 Elect Director Robert J. Brown For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: OCT 28, 2004 Meeting Type: Special
Record Date: AUG 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: FEB 11, 2005 Meeting Type: Annual
Record Date: DEC 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For For Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director Monica C. Lozano For For Management
1.9 Elect Director Robert W. Matschullat For For Management
1.10 Elect Director George J. Mitchell For For Management
1.11 Elect Director Leo J. O'Donovan, S.J. For For Management
1.12 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Prohibit Greenmail Payments Against For Shareholder
5 Report on Vendor Standards in China Against Against Shareholder
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Robert Essner For For Management
1.3 Elect Director John D. Feerick For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director Robert Langer For For Management
1.6 Elect Director John P. Mascotte For For Management
1.7 Elect Director Mary Lake Polan For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Review and Report on Drug Reimportation Against For Shareholder
Policy
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Discontinue Promotion of Premarin and Against Against Shareholder
Report on Animal Testing
- --------------------------------------------------------------------------------
============================ PURISIMA PURE FOREIGN =============================
ABBEY NATIONAL PLC
Ticker: ABYNY Security ID: 002920106
Meeting Date: OCT 14, 2004 Meeting Type: Special
Record Date: SEP 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE SCHEME OF ARRANGEMENT For For Management
DATED SEPTEMBER 17, 2004.
2 TO APPROVE THE SPECIAL RESOLUTION TO For For Management
IMPLEMENT THE SCHEME OF ARRANGEMENT DATED
SEPTEMBER 17, 2004 BY APPROVING THE
SCHEME AND RELATED MATTERS.
- --------------------------------------------------------------------------------
ABN AMRO HOLDING NV
Ticker: ABN Security ID: 000937102
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2004 FINANCIAL For For Management
STATEMENTS.
2 DISCHARGE OF THE MEMBERS OF THE MANAGING For For Management
BOARD IN RESPECT OF THEIR MANAGEMENT
DURING THE PAST FINANCIAL YEAR.
3 DISCHARGE OF THE MEMBERS OF THE For For Management
SUPERVISORY BOARD IN RESPECT OF THEIR
SUPERVISION DURING THE PAST FINANCIAL
YEAR.
4 APPROVAL OF THE MANAGING BOARD For For Management
COMPENSATION POLICY.
5 NOMINATION FOR THE APPOINTMENT OF ROBERT For For Management
(ROB) F. VAN DEN BERGH.
6 NOMINATION FOR THE APPOINTMENT OF ANTHONY For For Management
(THONY) RUYS.
7 PROPOSAL TO AMEND THE ARTICLES OF For For Management
ASSOCIATION IN CONNECTION WITH THE
IMPLEMENTATION OF THE STRUCTURE ACT
(STRUCTUURWET) AND THE DUTCH CORPORATE
GOVERNANCE CODE.
8 AUTHORIZE THE MANAGING BOARD, SUBJECT TO For For Management
THE APPROVAL OF THE SUPERVISORY BOARD, TO
HAVE THE COMPANY ACQUIRE FOR A
CONSIDERATION SHARES IN ITS OWN CAPITAL.
9 TO ISSUE ORDINARY SHARES, CONVERTIBLE For For Management
PREFERENCE SHARES AND PREFERENCE
FINANCING SHARES.
10 TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE For For Management
RIGHTS GRANTED TO SHAREHOLDERS BY LAW OR
THE ARTICLES OF ASSOCIATION.
- --------------------------------------------------------------------------------
ABN AMRO HOLDING NV
Ticker: ABN Security ID: 000937102
Meeting Date: AUG 25, 2004 Meeting Type: Special
Record Date: JUL 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Management
OF ABN AMRO (THE ARTICLES OF ASSOCIATION
) IN CONNECTION WITH THE ISSUE OF THE
FINANCING PREFERENCE SHARES AND THE
CONDITIONAL CANCELLATION OF THE FINANCING
PREFERENCE SHARES
2 AMENDMENT OF THE EXISTING AUTHORIZATION For For Management
GRANTED TO THE MANAGING BOARD AT THE
GENERAL MEETING OF SHAREHOLDERS DATED
APRIL 29, 2004 TO ISSUE ORDINARY SHARES
AND CONVERTIBLE PREFERENCE SHARES, OR TO
GRANT RIGHTS TO TAKE UP SUCH CLASSES OF
SHARES, TO THE EXT
3 APPROVAL OF THE CANCELLATION OF THE For For Management
LISTING OF THE ABN AMRO HOLDING N.V.
SECURITIES FROM THE SINGAPORE EXCHANGE
- --------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: ZEN Security ID: 046353108
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS REPORT AND For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2004
2 TO CONFIRM DIVIDENDS For For Management
3 Ratify Auditors For For Management
4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Management
REMUNERATION OF THE AUDITOR
5.1 Elect Director Louis Schweitzer For For Management
5.2 Elect Director Hakan Mogren For For Management
5.3 Elect Director Sir Tom Mckillop For For Management
5.4 Elect Director Jonathan Symonds For For Management
5.5 Elect Director John Patterson For For Management
5.6 Elect Director David R. Brennan For For Management
5.7 Elect Director Sir Peter Bonfield For For Management
5.8 Elect Director John Buchanan For For Management
5.9 Elect Director Jane Henney For For Management
5.10 Elect Director Michele Hooper For For Management
5.11 Elect Director Joe Jimenez For For Management
5.12 Elect Director Erna Moller For For Management
5.13 Elect Director Dame Bridget Ogilvie For For Management
5.14 Elect Director Marcus Wallenberg For Withhold Management
6 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2004
7 TO APPROVE THE ASTRAZENECA PERFORMANCE For For Management
SHARE PLAN
8 TO AUTHORIZE LIMITED EU POLITICAL For For Management
DONATIONS
9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management
UNISSUED SHARES
10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Management
PRE-EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: 054536107
Meeting Date: APR 20, 2005 Meeting Type: Written Consent
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TWENTY-FIRST RESOLUTION: Authorize For For Management
Capital Increase of up to 10 Percent of
Issued Capital for Acquisitions
2 TWENTY-SECOND RESOLUTION: Authorize For For Management
Issuance of Equity upon Conversion of a
Subsidiary's Equity-Linked Securities
3 TWENTY-THIRD RESOLUTION: Approve Issuance For For Management
of Securities Convertible into Debt
4 TWENTY-FOURTH RESOLUTION: Approve Capital For For Management
Increase Reserved for Employees
Participating in Savings-Related Share
Purchase Plan
5 TWENTY-FIFTH RESOLUTION: Authorize up to For Against Management
0.5 Percent of Issued Capital for Use in
Restricted Stock Plan
6 TWENTY-SIXTH RESOLUTION: Approve Stock For Against Management
Option Plan Grants
7 TWENTY-SEVENTH RESOLUTION: Approve For For Management
Reduction in Share Capital via
Cancellation of Repurchased Shares
8 TWENTY-EIGHT RESOLUTION: Amend Articles For Against Management
of Association Re: Definition of
Related-Party Transactions
9 TWENTY-NINTH RESOLUTION: Amend Articles For For Management
Re: Stock Option and Restricted Stock
Plans
10 THIRTIETH RESOLUTION: Authorize Filing of For For Management
Required Documents/Other Formalities
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: 054536107
Meeting Date: APR 20, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 FIRST RESOLUTION: Approve Financial For For Management
Statements and Statutory Reports
2 SECOND RESOLUTION: Accept Consolidated For For Management
Financial Statements and Statutory
Reports
3 THIRD RESOLUTION: Approve Allocation of For For Management
Income and Dividends of EUR 0.61 per
Share
4 FOURTH RESOLUTION: Approve Accounting For For Management
Transfer from Special Long-Term Capital
Gains Account to Ordinary Reserve
5 FIFTH RESOLUTION: Approve Special For For Management
Auditors' Report Regarding Related-Party
Transactions
6 SIXTH RESOLUTION: Confirm Resignation and For For Management
Non-Reelection of Thierry Breton as
Supervisory Board Member
7 SEVENTH RESOLUTION: Reelect Anthony For For Management
Hamilton as Supervisory Board Member
8 EIGHTH RESOLUTION: Reelect Henri Lachmann For For Management
as Supervisory Board Member
9 NINTH RESOLUTION: Reelect Michel Pebereau For For Management
as Supervisory Board Member
10 TENTH RESOLUTION: Ratify Appointment of For For Management
Leo Apotheker as Supervisory Board Member
11 ELEVENTH RESOLUTION: Elect Jacques de For For Management
Chateauvieux as Supervisory Board Member
12 TWELFTH RESOLUTION: Elect Dominique For For Management
Reiniche as Supervisory Board Member
13 THIRTEENTH RESOLUTION: Approve For For Management
Remuneration of Directors in the
Aggregate Amount of EUR 1 Million
14 FOURTEENTH RESOLUTION: Authorize For For Management
Repurchase of up to 10 Percent of Issued
Share Capital
15 FIFTEENTH RESOLUTION: Authorize For For Management
Capitalization of Reserves of up to EUR 1
Billion for Bonus Issue or Increase in
Par Value
16 SIXTEENTH RESOLUTION: Authorize Issuance For For Management
of Equity or Equity-Linked Securities
with Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
17 SEVENTEENTH RESOLUTION: Authorize For For Management
Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up
to Aggregate Nominal Amount of EUR 1
Billion
18 EIGHTEENTH RESOLUTION: Authorize For Against Management
Management Board to Set Issue Price for
10 Percent of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
19 NINETEENTH RESOLUTION: Authorize Board to For For Management
Increase Capital in the Event of Demand
Exceeding Amounts Submitted to
Shareholder Vote Above
20 TWENTIETH RESOLUTION: Authorize Capital For For Management
Increase of up to EUR 1 Billion for
Future Exchange Offers
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: BBV Security ID: 05946K101
Meeting Date: FEB 26, 2005 Meeting Type: Annual
Record Date: JAN 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINATION AND APPROVAL, WHERE For For Management
FORTHCOMING, OF THE ANNUAL ACCOUNTS
(BALANCE SHEET, INCOME STATEMENT AND
ANNUAL REPORT) AND MANAGEMENT REPORT, FOR
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND
ITS CONSOLIDATED FINANCIAL GROUP.
2 RE-ELECTION, WHERE FORTHCOMING, OF For For Management
MEMBERS OF THE BOARD OF DIRECTORS.
CONSEQUENTLY, DETERMINATION OF THE NUMBER
OF DIRECTORS PURSUANT TO PARAGRAPH 2 OF
ARTICLE 34 IN THE COMPANY BYLAWS.
3 TO RAISE BY 50,000,000,000 (50 BILLION) For For Management
EUROS, THE MAXIMUM NOMINAL AMOUNT
DELEGATED TO THE BOARD OF DIRECTORS BY
THE COMPANY S GENERAL SHAREHOLDERS
MEETING.
4 AUTHORISATION FOR THE COMPANY TO ACQUIRE For For Management
TREASURY STOCK DIRECTLY OR THROUGH GROUP
COMPANIES.
5 RE-ELECTION OF AUDITORS FOR THE 2005 For For Management
ACCOUNTS.
6 CONFERRAL OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS, WITH POWERS OF SUBSTITUTION,
TO FORMALISE, CORRECT, INTERPRET AND
IMPLEMENT RESOLUTIONS ADOPTED BY THE GSM.
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA
Ticker: BBV Security ID: 05946K101
Meeting Date: JUN 14, 2005 Meeting Type: Special
Record Date: MAY 26, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO INCREASE THE SHARE CAPITAL OF BANCO For For Management
BILBAO VIZCAYA ARGENTARIA, S.A. BY A
NOMINAL AMOUNT OF 260,254,745.17 EUROS,
BY ISSUING 531,132,133 NEW ORDINARY
SHARES, EXCLUDING PREFERENTIAL
SUBSCRIPTION RIGHTS.
2 CONFERRAL OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS, WITH POWERS OF SUBSTITUTION,
TO FORMALISE, CORRECT, INTERPRET AND
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE
EGM.
- --------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: BCH Security ID: 05964H105
Meeting Date: OCT 21, 2004 Meeting Type: Special
Record Date: OCT 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF For For Management
755,688,951.5 EUROS BY MEANS OF THE
ISSUANCE OF 1,511,377,903 NEW ORDINARY
SHARES HAVING A PAR VALUE OF ONE-HALF
(0.5) EURO AND AN ISSUANCE PREMIUM TO BE
DETERMINED BY THE BOARD OF DIRECTORS OR,
IN SUBSTITUTION T
2 AUTHORIZATION, WITHIN THE FRAMEWORK OF For For Management
THE ACQUISITION OF ABBEY NATIONAL PLC BY
THE BANK, AND ONCE SUCH ACQUISITION HAS
BEEN COMPLETED, FOR THE CONTINUATION OF
CERTAIN OPTION PLANS FOR SHARES AND
RIGHTS TO RECEIVE SHARES OF ABBEY
NATIONAL PLC THAT IT CUR
3 AUTHORIZATION FOR THE DELIVERY OF ONE For Against Management
HUNDRED (100) SHARES OF THE BANK TO EACH
OF THE EMPLOYEES OF THE ABBEY NATIONAL
GROUP PLC, AS A SPECIAL BONUS UPON THE
ACQUISITION OF ABBEY NATIONAL PLC, ONCE
SUCH ACQUISITION HAS BEEN COMPLETED.
4 RATIFICATION OF DIRECTOR. For For Management
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO INTERPRET, RECTIFY, SUPPLEMENT,
EXECUTE AND FURTHER DEVELOP THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS
AT THE GENERAL MEETING.
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: MVCI Security ID: 06738E204
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS AND AUDITORS For For Management
REPORTS AND THE ACCOUNTS FOR THE YEAR
ENDED 31ST DECEMBER 2004.
2 TO APPROVE THE REPORT ON REMUNERATION FOR For For Management
THE YEAR ENDED 31ST DECEMBER 2004.
3 THAT SIR ANDREW LIKIERMAN BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
4 THAT LEIGH CLIFFORD BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
5 THAT MATTHEW BARRETT BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
6 THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR For For Management
OF THE COMPANY.
7 THAT DAVID ARCULUS BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
8 THAT SIR NIGEL RUDD BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
9 Ratify Auditors For For Management
10 TO AUTHORISE THE DIRECTORS TO SET THE For For Management
REMUNERATION OF THE AUDITORS.
11 TO APPROVE THE PERFORMANCE SHARE PLAN For For Management
(PSP).
12 TO GIVE THE DIRECTORS THE AUTHORITY TO For For Management
ESTABLISH SUPPLEMENTS OR APPENDICES TO
THE PSP.
13 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management
TO ALLOT SECURITIES.
14 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management
TO ALLOT SECURITIES FOR CASH OTHER THAN
ON A PRO-RATA BASIS AND SELL TREASURY
SHARES
15 TO RENEW THE COMPANY S AUTHORITY TO For For Management
PURCHASE ITS OWN SHARES. *** VOTING
CUT-OFF DATE: NO LATER THAN APRIL 21,
2005
- --------------------------------------------------------------------------------
BASF AG
Ticker: Security ID: 055262505
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF A RESOLUTION ON THE For For Management
APPROPRIATION OF PROFIT
2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE
SUPERVISORY BOARD
3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE BOARD OF
EXECUTIVE DIRECTORS
4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Management
YEAR 2005
5 AUTHORIZATION TO BUY BACK SHARES AND TO For For Management
PUT THEM TO FURTHER USE INCLUDING THE
AUTHORIZATION TO REDEEM BOUGHT-BACK
SHARES AND REDUCE CAPITAL
6 AUTHORIZATION TO ACQUIRE OWN SHARES USING For For Management
DERIVATIVE FINANCIAL INSTRUMENTS
7 AMENDMENT OF ARTICLE 15 OF THE ARTICLES For For Management
OF ASSOCIATION
- --------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: OCT 22, 2004 Meeting Type: Annual
Record Date: SEP 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE FINANCIAL STATEMENTS AND For For Management
REPORTS OF BHP BILLITON LIMITED
2 TO RECEIVE THE FINANCIAL STATEMENTS AND For For Management
REPORTS OF BHP BILLITON PLC
3.1 Elect Director Mr D R Argus* For For Management
3.2 Elect Director Mr D R Argus** For For Management
3.3 Elect Director Mr D A Crawford* For For Management
3.4 Elect Director Mr D A Crawford** For For Management
3.5 Elect Director Mr C W Goodyear* For For Management
3.6 Elect Director Mr C W Goodyear** For For Management
3.7 Elect Director Dr J M Schubert* For For Management
3.8 Elect Director Dr J M Schubert** For For Management
4 Ratify Auditors For For Management
5 TO RENEW THE DIRECTORS AUTHORITY TO For For Management
ALLOT SHARES IN BHP BILLITON PLC
6 TO RENEW THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS IN BHP BILLITON PLC
7 TO APPROVE THE RE-PURCHASE OF SHARES OF For For Management
BHP BILLITON PLC
8 TO APPROVE THE REMUNERATION REPORT For For Management
9 TO APPROVE THE AMENDED GROUP INCENTIVE For For Management
SCHEME (GIS)
10 TO APPROVE THE LONG TERM INCENTIVE PLAN For For Management
(LTIP)
11 TO APPROVE THE GRANT OF AWARDS TO MR C W For For Management
GOODYEAR UNDER THE AMENDED GIS AND LTIP
12 TO APPROVE THE GRANT OF AWARDS TO MR M For For Management
SALAMON UNDER THE AMENDED GIS AND LTIP
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP. Security ID: 055622104
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr D C Allen For For Management
1.2 Elect Director Lord Browne For For Management
1.3 Elect Director Mr J H Bryan For For Management
1.4 Elect Director Mr A Burgmans For For Management
1.5 Elect Director Mr I C Conn For For Management
1.6 Elect Director Mr E B Davis, Jr For For Management
1.7 Elect Director Mr D J Flint For For Management
1.8 Elect Director Dr B E Grote For For Management
1.9 Elect Director Dr A B Hayward For For Management
1.10 Elect Director Dr D S Julius For For Management
1.11 Elect Director Sir Tom Mckillop For For Management
1.12 Elect Director Mr J A Manzoni For For Management
1.13 Elect Director Dr W E Massey For For Management
1.14 Elect Director Mr H M P Miles For For Management
1.15 Elect Director Sir Ian Prosser For For Management
1.16 Elect Director Mr M H Wilson For For Management
1.17 Elect Director Mr P D Sutherland For For Management
2 Ratify Auditors For For Management
3 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For For Management
SPECIFIED AMOUNT
4 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO For For Management
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
WITHOUT MAKING AN OFFER TO SHAREHOLDERS
5 SPECIAL RESOLUTION: TO GIVE LIMITED For For Management
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY
6 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
7 TO APPROVE THE RENEWAL OF EXECUTIVE For For Management
DIRECTORS INCENTIVE PLAN
8 TO RECEIVE THE DIRECTORS ANNUAL REPORT For For Management
AND THE ACCOUNTS
- --------------------------------------------------------------------------------
BT GROUP PLC (FORMERLY BRITISH TELECOMMUNICATIONS PLC)
Ticker: Security ID: 05577E101
Meeting Date: JUL 14, 2004 Meeting Type: Annual
Record Date: JUN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORTS AND ACCOUNTS. For For Management
2 REMUNERATION REPORT. For For Management
3 FINAL DIVIDEND. For For Management
4 RE-ELECT SIR CHRISTOPHER BLAND. For For Management
5 RE-ELECT ANDY GREEN. For For Management
6 RE-ELECT IAN LIVINGSTON. For For Management
7 RE-ELECT JOHN NELSON. For For Management
8 Ratify Auditors For For Management
9 AUTHORITY TO ALLOT SHARES. For For Management
10 AUTHORITY TO ALLOT SHARES FOR CASH. For For Management
(SPECIAL RESOLUTION)
11 AUTHORITY TO PURCHASE OWN SHARES. For For Management
(SPECIAL RESOLUTION)
12 AUTHORITY FOR POLITICAL DONATIONS. For For Management
- --------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC
Ticker: CSG Security ID: 127209302
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: APR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DECLARATION OF FINAL DIVIDEND 2004 For For Management
3 REPORT ON DIRECTORS REMUNERATION For For Management
4 RE-APPOINTMENT OF WOLFGANG BERNDT For For Management
5 RE-APPOINTMENT OF BOB STACK For For Management
6 RE-APPOINTMENT OF ROSEMARY THORNE For For Management
7 RE-APPOINTMENT OF BARONESS WILCOX For For Management
8 Ratify Auditors For For Management
9 REMUNERATION OF AUDITORS For For Management
10 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS For For Management
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: CAJ Security ID: 138006309
Meeting Date: MAR 30, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSAL OF PROFIT For For Management
APPROPRIATION FOR THE 104TH BUSINESS
TERM.
2 PARTIAL AMENDMENT OF THE ARTICLES OF For For Management
INCORPORATION. GIST OF THIS ITEM IS SET
FORTH IN THE REFERENCE MATERIALS FOR
EXERCISE OF VOTING RIGHTS HEREAFTER.
3 ELECTION OF TWENTY-FIVE (25) DIRECTORS. For For Management
4 GRANT OF RETIRING ALLOWANCE TO DIRECTORS For For Management
TO BE RETIRED.
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHL Security ID: 16941M109
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: APR 5, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE FINANCIAL For For Management
STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND OF THE AUDITORS.
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR For For Management
ENDED 31 DECEMBER 2004.
3 TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. For For Management
4 TO RE-ELECT ZHANG CHENSHUANG AS A For For Management
DIRECTOR.
5 TO RE-ELECT LI MOFANG AS A DIRECTOR. For For Management
6 TO RE-ELECT JULIAN MICHAEL HORN-SMITH AS For For Management
A DIRECTOR.
7 TO RE-ELECT LI YUE AS A DIRECTOR. For For Management
8 TO RE-ELECT HE NING AS A DIRECTOR. For For Management
9 TO RE-ELECT FRANK WONG KWONG SHING AS A For For Management
DIRECTOR.
10 Ratify Auditors For For Management
11 TO REPURCHASE SHARES IN THE COMPANY NOT For For Management
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL.
12 TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL For Against Management
SHARES IN THE COMPANY NOT EXCEEDING 20%
OF THE EXISTING ISSUED SHARE CAPITAL.
13 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
- --------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DT Security ID: 251566105
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE RESOLUTION ON THE For For Management
APPROPRIATION OF NET INCOME.
2 APPROVAL OF ACTIONS BY THE BOARD OF For For Management
MANAGEMENT FOR THE FINANCIAL YEAR 2004.
3 APPROVAL OF ACTIONS BY THE SUPERVISORY For For Management
BOARD FOR THE FINANCIAL YEAR 2004.
4 Ratify Auditors For For Management
5 APPROVAL OF THE RESOLUTION AUTHORIZING For For Management
THE COMPANY TO PURCHASE AND USE ITS OWN
SHARES.
6 APPROVAL OF THE RESOLUTION ON THE For For Management
ELECTION OF STATE SECRETARY VOLKER HALSCH
AS MEMBER OF THE SUPERVISORY BOARD.
7 APPROVAL OF THE RESOLUTION ON THE For For Management
ELECTION OF DR. WOLFGANG REITZLE AS
MEMBER OF THE SUPERVISORY BOARD.
8 APPROVAL OF THE RESOLUTION ON THE For For Management
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND/OR BONDS WITH WARRANTS.
9 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH MAGYARCOM HOLDING GMBH.
10 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH DETEFLEET SERVICES GMBH.
11 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH DFMG HOLDING GMBH.
12 APPROVAL OF THE RESOLUTION ON CONTROL For For Management
AGREEMENT WITH DE TELMMOBILIEN, DEUTSCHE
TELEKOM IMMOBILIEN UND SERVICE GMBH.
13 APPROVAL OF THE RESOLUTION ON CONTROL For For Management
AGREEMENT WITH DE TE ASSEKURANZ -
DEUTSCHE TELEKOM
ASSEKURANZVERMITTLUNGSGESELLSCHAFT MBH.
14 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH T-PUNKT
VERTRIEBSGESELLSCHAFT MBH.
15 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH DEUTSCHE TELEKOM TRAINING
GMBH.
16 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH T-SYSTEMS INTERNATIONAL
GMBH.
17 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH DETEMEDIEN DEUTSCHE
TELEKOM MEDIEN GMBH.
18 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH CARMEN
TELEKOMMUNIKATIONSDIENSTE GMBH.
19 APPROVAL OF THE RESOLUTION ON THE CONTROL For For Management
AGREEMENT WITH NORMA
TELEKOMMUNIKATIONSDIANSTE GMBH.
- --------------------------------------------------------------------------------
ENEL SPA
Ticker: Security ID: 29265W108
Meeting Date: MAY 26, 2005 Meeting Type: Annual
Record Date: APR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE FINANCIAL STATEMENTS OF For For Management
ENEL S.P.A. FOR THE YEAR ENDED DECEMBER
31, 2004. REPORTS OF THE BOARD OF
DIRECTORS, THE BOARD OF STATUTORY
AUDITORS AND THE EXTERNAL AUDITORS.
RELATED RESOLUTIONS. PRESENTATION OF THE
CONSOLIDATED FINANCIAL STATEM
2 APPROVAL OF THE ALLOCATION OF THE NET For For Management
INCOME FOR THE YEAR, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 Ratify Auditors For For Management
4 PROCEDURE FOR ELECTING THE BOARD OF For For Management
DIRECTORS BY SLATE VOTE, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
5 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
THE POWER TO INCREASE THE SHARE CAPITAL
IN CONNECTION WITH THE 2005 STOCK-OPTION
PLAN BY A MAXIMUM AMOUNT OF 28,757,000
EURO THROUGH THE ISSUE OF ORDINARY SHARES
RESERVED FOR EXECUTIVES OF ENEL S.P.A.
AND/OR SUBSID
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS REPORT AND FINANCIAL For For Management
STATEMENTS
2 REMUNERATION REPORT For For Management
3 TO ELECT SIR CHRISTOPHER GENT AS A For For Management
DIRECTOR
4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR For For Management
5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR For For Management
6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A For For Management
DIRECTOR
7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR For For Management
8 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR For For Management
10 Ratify Auditors For For Management
11 REMUNERATION OF AUDITORS For For Management
12 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
15 INSERTION OF NEW ARTICLE 48A INTO For For Management
ARTICLES OF ASSOCIATION
16 DELETION OF ARTICLE 154.2 OF ARTICLES OF For For Management
ASSOCIATION
17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF For For Management
ASSOCIATION
- --------------------------------------------------------------------------------
GROUPE DANONE
Ticker: DA Security ID: 399449107
Meeting Date: APR 22, 2005 Meeting Type: Annual/Special
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE STATUTORY FINANCIAL For For Management
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2004 - FIRST RESOLUTION
2 APPROVAL OF THE STATUTORY FINANCIAL For For Management
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2004 - SECOND RESOLUTION
3 APPROVAL OF THE ALLOCATION OF THE For For Management
EARNINGS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2004
4 APPROVAL OF THE AGREEMENTS REFERRED TO IN For For Management
THE SPECIAL REPORT OF THE STATUTORY
AUDITORS
5.1 DIRECTOR MR. BRUNO BONNELL For For Management
5.2 DIRECTOR MR. MICHEL DAVID-WEILL For For Management
5.3 DIRECTOR MR. JACQUES NAHMIAS For For Management
5.4 DIRECTOR MR. JACQUES VINCENT For For Management
5.5 DIRECTOR MR. HIROKATSU HIRANO For For Management
5.6 DIRECTOR MR. JEAN LAURENT For For Management
5.7 DIRECTOR MR. BENARD HOURS For For Management
6 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO PURCHASE, REFAIN ON TRANSFER
GROUPE DANONE SHARES
7 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO ISSUE ORDINARY BONDS OR
SUBORDINATED SECURITIES
8 GENERAL DELEGATION OF AUTHORITY TO THE For For Management
BOARD OF DIRECTORS TO ISSUE ORDINARY
SHARES AND SECURITIES GIVING ACCESS TO
SHARE CAPITAL -WITH PREFERENTIAL
SUBSCRIPTION
9 GENERAL DELEGATION OF AUTHORITY TO THE For For Management
BOARD OF DIRECTORS TO ISSUE ORDINARY
SHARES AND SECURITIES GIVING ACCESS TO
SHARE CAPITAL- -WITHOUT PREFERENTIAL
SUBSCRIPTION
10 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES
11 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS TO ISSUE EQUITY SECURITIES
12 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS TO ISSUE EQUITY SECURITIES -
10%
13 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS TO ISSUE SECURITIES -
ALLOCATION OF DEBT SECURITIES
14 DELEGATION OF AUTHORITY TO THE BOARD OF For For Management
DIRECTORS TO INCREASE THE COMPANY S SHARE
CAPITAL
15 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO INCREAASE THE SHARE CAPITAL
16 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO GRANT OPTIONS GIVING RIGHT
TO PURCHASE SHARES
17 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ALLOCATE ORDINARY SHARES
18 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
19 POWERS TO EFFECT FORMALITIES For For Management
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: 404280406
Meeting Date: MAY 27, 2005 Meeting Type: Annual
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2004
2.1 Elect Directors Sir John Bond For For Management
2.2 Elect Directors R K F Ch'Ien For For Management
2.3 Elect Directors J D Coombe For For Management
2.4 Elect Directors Baroness Dunn For For Management
2.5 Elect Directors D J Flint For For Management
2.6 Elect Directors J W J Hughes-Hallett For For Management
2.7 Elect Directors Sir Brian Moffat For For Management
2.8 Elect Directors S W Newton For For Management
2.9 Elect Directors H Sohmen For For Management
3 Ratify Auditors For For Management
4 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2004
5 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
6 TO DISPLAY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
7 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
8 TO AMEND THE HSBC HOLDINGS For For Management
SAVINGS-RELATED SHARE OPTION PLAN.
9 TO AMEND THE HSBC HOLDINGS For For Management
SAVINGS-RELATED SHARE OPTION PLAN:
INTERNATIONAL
10 TO APPROVE THE HSBC US EMPLOYEE STOCK For For Management
PLAN
11 TO APPROVE THE HSBC SHARE PLAN For For Management
12 TO ALTER THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: Security ID: 45662N103
Meeting Date: JAN 25, 2005 Meeting Type: Annual
Record Date: DEC 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ACTS OF THE MANAGING For For Management
BOARD
2 APPROVAL OF THE ACTS OF THE SUPERVISORY For For Management
BOARD
3 Ratify Auditors For For Management
4 ELECTION TO THE SUPERVISORY BOARD: DR. For For Management
JOACHIM FABER
5 ELECTION TO THE SUPERVISORY BOARD: For For Management
JOHANNES FELDMAYER
6 ELECTION TO THE SUPERVISORY BOARD: DR. For For Management
STEFAN JENTZSCH
7 ELECTION TO THE SUPERVISORY BOARD: MAX For For Management
DIETRICH KLEY
8 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR. RENATE KOCHER
9 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR. DORIS SCHMITT-LANDSIEDEL
10 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR. RER. NAT. MARTIN WINTERKORN
11 ELECTION TO THE SUPERVISORY BOARD: PROF. For For Management
DR.-ING.DR.-ING. E.H. KLAUS WUCHERER
12 ELECTION TO THE SUPERVISORY BOARD: AS For For Management
SUBSTITUTE: DR. ECKHART SUNNER
13 DOMINATION AND PROFIT-AND-LOSS TRANSFER For For Management
AGREEMENT
14 AMENDMENTS OF THE ARTICLES OF ASSOCIATION For For Management
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: ING Security ID: 456837103
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL ACCOUNTS FOR 2004. For For Management
2 DIVIDEND FOR 2004. For For Management
3 DISCHARGE OF THE EXECUTIVE BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2004.
4 DISCHARGE OF THE SUPERVISORY BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2004.
5 ING S RESPONSE TO THE DUTCH CORPORATE For For Management
GOVERNANCE CODE.
6 REAPPOINTMENT OF LUELLA GROSS GOLDBERG. For For Management
7 REAPPOINTMENT OF GODFRIED VAN DER LUGT. For For Management
8 APPOINTMENT OF JAN HOMMEN. For For Management
9 APPOINTMENT OF CHRISTINE LAGARDE. For For Management
10 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Management
PERFORMANCE SHARES TO BE GRANTED TO
MEMBERS OF THE EXECUTIVE BOARD FOR 2004.
11 AUTHORIZATION TO ISSUE ORDINARY SHARES For For Management
WITH OR WITHOUT PREFERENTIAL RIGHTS.
12 AUTHORIZATION TO ISSUE PREFERENCE B For For Management
SHARES WITH OR WITHOUT PREFERENTIAL
RIGHTS.
13 AUTHORIZATION TO ACQUIRE SHARES OR For For Management
DEPOSITARY RECEIPTS FOR SHARES IN ITS OWN
CAPITAL.
- --------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: KYO Security ID: 501556203
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE FISCAL 2005
2 APPROVAL OF THE AMENDMENTS OF THE For For Management
ARTICLES OF INCORPORATION.
3.1 Elect Director Kensuke Itoh For For Management
3.2 Elect Director Yasuo Nishiguchi For For Management
3.3 Elect Director Masahiro Umemura For For Management
3.4 Elect Director Michihisa Yamamoto For For Management
3.5 Elect Director Yuzo Yamamura For For Management
3.6 Elect Director Naoyuki Morita For For Management
3.7 Elect Director Koji Seki For For Management
3.8 Elect Director Noboru Nakamura For For Management
3.9 Elect Director Isao Kishimoto For For Management
3.10 Elect Director Hisao Hisaki For For Management
3.11 Elect Director Rodney N. Lanthorne For For Management
3.12 Elect Director John S. Gilbertson For For Management
3.13 Elect Director Makoto Kawamura For For Management
4 ELECTION OF TWO (2) CORPORATE AUDITORS. For For Management
(PLEASE SEE PAGE 9 OF THE NOTICE) (A)
YOSHIHIKO NISHIKAWA (B) SHIGEKAZU TAMURA
5 APPROVAL OF THE PAYMENT OF RETIREMENT For For Management
ALLOWANCE TO A RETIRING DIRECTOR. (PLEASE
SEE PAGE 10 OF THE NOTICE)
6 APPROVAL OF THE PAYMENT OF RETIREMENT For For Management
ALLOWANCES TO A RETIRING CORPORATE
AUDITOR. (PLEASE SEE PAGE 10 OF THE
NOTICE)
7 APPROVAL OF REVISION OF THE AMOUNT OF For For Management
REMUNERATION TO DIRECTORS (PLEASE SEE
PAGE 11 OF THE NOTICE)
8 APPROVAL OF THE ISSUANCE OF STOCK For For Management
ACQUISITION RIGHTS FOR GRANTING STOCK
OPTION. (PLEASE SEE PAGES 11-13 OF THE
NOTICE)
- --------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD.
Ticker: MC Security ID: 576879209
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE PROPOSED ALLOCATION OF For For Management
PROFIT WITH RESPECT TO THE 98TH FISCAL
PERIOD
2.1 Elect Director Yoichi Morishita For For Management
2.2 Elect Director Masayuki Matsushita For For Management
2.3 Elect Director Kunio Nakamura For For Management
2.4 Elect Director Kazuo Toda For For Management
2.5 Elect Director Takami Sano For For Management
2.6 Elect Director Susumu Koike For For Management
2.7 Elect Director Fumio Ohtsubo For For Management
2.8 Elect Director Tetsuya Kawakami For For Management
2.9 Elect Director Hidetsugu Otsuru For For Management
2.10 Elect Director Yoshitaka Hayashi For For Management
2.11 Elect Director Toshihiro Sakamoto For For Management
2.12 Elect Director Masaki Akiyama For For Management
2.13 Elect Director Shinichi Fukushima For For Management
2.14 Elect Director Mikio Ito For For Management
2.15 Elect Director Masaharu Matsushita For For Management
2.16 Elect Director Takahiro Mori For For Management
2.17 Elect Director Ikusaburo Kashima For For Management
2.18 Elect Director Ikuo Uno For For Management
2.19 Elect Director Yoshifumi Nishikawa For For Management
3 TO GRANT CONDOLENCE AND RETIREMENT For Against Management
ALLOWANCES TO RETIRING DIRECTORS FOR
THEIR MERITORIOUS SERVICE
- --------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK (NAB)
Ticker: NAB Security ID: 632525408
Meeting Date: JAN 31, 2005 Meeting Type: Annual
Record Date: DEC 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF DIRECTOR: MR GRAHAM J For For Management
KRAEHE
2 ELECTION OF DIRECTOR: MR MICHAEL A CHANEY For For Management
3 ELECTION OF DIRECTOR: MR ROBERT G ELSTONE For For Management
4 ELECTION OF DIRECTOR: MR AHMED FAHOUR For For Management
5 ELECTION OF DIRECTOR: MR DANIEL T. For For Management
GILBERT
6 ELECTION OF DIRECTOR: MR PAUL J RIZZO For For Management
7 ELECTION OF DIRECTOR: MS JILLIAN S SEGAL For For Management
8 ELECTION OF DIRECTOR: MR MICHAL J ULLMER For For Management
9 ELECTION OF DIRECTOR: MR G MALCOLM For For Management
WILLIAMSON
10 RESOLUTION FROM SHAREHOLDERS Against For Shareholder
11 Ratify Auditors For For Management
12 SHARES, PERFORMANCE OPTIONS AND For For Management
PERFORMANCE RIGHTS - MANAGING DIRECTORS &
CHIEF EXECUTIVE OFFICER
13 NATIONAL INCOME SECURITIES For For Management
- --------------------------------------------------------------------------------
NATIONAL GRID TRANSCO PLC (FORMERLY NATIONAL GRID GROUP PLC,
Ticker: NGG Security ID: 636274102
Meeting Date: JUL 26, 2004 Meeting Type: Annual
Record Date: JUN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS For For Management
2 TO DECLARE A FINAL DIVIDEND For For Management
3 TO REAPPOINT MIKE JESANIS For For Management
4 TO REAPPOINT MARIA RICHTER For For Management
5 TO REAPPOINT JAMES ROSS For For Management
6 TO REAPPOINT JOHN GRANT For For Management
7 TO REAPPOINT EDWARD ASTLE For For Management
8 Ratify Auditors For For Management
9 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
10 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
11 TO DIS-APPLY PRE-EMPTIONS RIGHTS (SPECIAL For For Management
RESOLUTION)
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
13 TO AMEND THE COMPANY S ARTICLES OF For For Management
ASSOCIATION (SPECIAL RESOLUTION)
14 TO CANCEL THE SPECIAL SHARE (SPECIAL For For Management
RESOLUTION)
- --------------------------------------------------------------------------------
NEC CORP.
Ticker: NIPNY Security ID: 629050204
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 167TH BUSINESS
PERIOD
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
3.1 Elect Director Hajime Sasaki For For Management
3.2 Elect Director Akinobu Kanasugi For For Management
3.3 Elect Director Kaoru Yano For For Management
3.4 Elect Director Toshiro Kawamura For For Management
3.5 Elect Director Kazuhiko Kobayashi For For Management
3.6 Elect Director Kazumasa Fujie For For Management
3.7 Elect Director Shunichi Suzuki For For Management
3.8 Elect Director Tsutomu Nakamura For For Management
3.9 Elect Director Konosuke Kashima For For Management
3.10 Elect Director Yasuo Matoi For For Management
3.11 Elect Director Iwao Fuchigami For For Management
3.12 Elect Director Saburo Takizawa For For Management
3.13 Elect Director Toshio Morikawa For For Management
3.14 Elect Director Koichi Kimura For For Management
3.15 Elect Director Akira Uehara For For Management
4 ELECTION OF ONE CORPORATE AUDITOR For For Management
5 ISSUANCE OF STOCK ACQUISITION RIGHTS WITH For For Management
FAVORABLE CONDITIONS TO PERSONS OTHER
THAN THE SHAREHOLDERS FOR THE PURPOSE OF
GRANTING STOCK OPTIONS
6 PRESENTATION OF RETIREMENT ALLOWANCES TO For For Management
RETIRING CORPORATE AUDITOR
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: 654744408
Meeting Date: JUN 21, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF APPROPRIATION OF RETAINED For For Management
EARNINGS FOR THE 106TH FISCAL YEAR
2 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION
3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management
ACQUISITION RIGHT) WITHOUT CONSIDERATION
AS STOCK OPTIONS TO EMPLOYEES OF THE
COMPANY AND DIRECTORS AND EMPLOYEES OF
ITS AFFILIATES
4.1 Elect Director Carlos Ghosn For For Management
4.2 Elect Director Itaru Koeda For For Management
4.3 Elect Director Toshiyuki Shiga For For Management
4.4 Elect Director Tadao Takahashi For For Management
4.5 Elect Director Hiroto Saikawa For For Management
4.6 Elect Director Mitsuhiko Yamashita For For Management
4.7 Elect Director Carlos Tavares For For Management
4.8 Elect Director Shemaya Levy For For Management
4.9 Elect Director Patrick Pelata For For Management
5 ELECTION OF ONE (1) STATUTORY AUDITOR For For Management
6 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management
RETIRING DIRECTORS AND RETIRING STATUTORY
AUDITORS
7 REVISION OF THE REMUNERATION FOR For For Management
DIRECTORS AND STATUTORY AUDITORS
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: NOMUF Security ID: 65535H208
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
2 ISSUANCE OF STOCK ACQUISITION RIGHTS A For For Management
STOCK OPTIONS
3 ELECTION OF DIRECTOR: JUNICHI UJIIE For For Management
4 ELECTION OF DIRECTOR: NOBUYUKI KOGA For For Management
5 ELECTION OF DIRECTOR: HIROSHI TODA For For Management
6 ELECTION OF DIRECTOR: KAZUTOSHI INANO For For Management
7 ELECTION OF DIRECTOR: NOBUYUKI SHIGEMUNE For For Management
8 ELECTION OF DIRECTOR: MASAHARU SHIBATA For For Management
9 ELECTION OF DIRECTOR: HIDEAKI KUBORI For For Management
10 ELECTION OF DIRECTOR: HARUO TSUJI For For Management
11 ELECTION OF DIRECTOR: FUMIHIDE NOMURA For For Management
12 ELECTION OF DIRECTOR: KOJI TAJIKA For For Management
13 ELECTION OF DIRECTOR: YUKIO SUZUKI For For Management
- --------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: 656531605
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: APR 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 THE ANNUAL ACCOUNTS AND ANNUAL REPORT FOR For For Management
2004 FOR NORSK HYDRO ASA AND THE GROUP,
AND THE PAYMENT OF DIVIDEND.
2 INFORMATION ABOUT GUIDELINES FOR THE None For Management
REMUNERATION TO THE EXECUTIVE MANAGEMENT.
3 REMUNERATION TO THE AUDITOR. For For Management
4 ORDINARY ELECTION OF 2 MEMBERS TO THE For For Management
NOMINATION COMMITTEE.
5 A SHAREHOLDER HAS PROPOSED THE FOLLOWING Against Against Shareholder
MOTION: THE ANNUAL GENERAL MEETING
STRONGLY RECOMMENDS THAT THE COMPANY
INTENSIFY ITS CONCENTRATION ON
TECHNOLOGICAL INNOVATION AND INCREASE ITS
R&D APPROPRIATIONS FROM TODAY S LEVEL OF
0.5 PERCENT OF THE COMPANY
- --------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NVS Security ID: 66987V109
Meeting Date: MAR 1, 2005 Meeting Type: Annual
Record Date: JAN 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL REPORT, THE For For Management
FINANCIAL STATEMENTS OF NOVARTIS AG AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2004.
2 APPROVAL OF THE ACTIVITIES OF THE BOARD For For Management
OF DIRECTORS.
3 APPROPRIATION OF AVAILABLE EARNINGS OF For For Management
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND.
4 REDUCTION OF SHARE CAPITAL. For For Management
5 FURTHER SHARE REPURCHASE PROGRAM. For For Management
6 RE-ELECTION OF DR. H.C. BIRGIT BREUEL FOR For For Management
A TWO-YEAR TERM.
7 RE-ELECTION OF PROF. DR. PETER BURCKHARDT For For Management
FOR A THREE-YEAR TERM.
8 RE-ELECTION OF ALEXANDRE F. JETZER FOR A For For Management
THREE-YEAR TERM.
9 RE-ELECTION OF PIERRE LANDOLT FOR A THREE For For Management
YEAR TERM.
10 RE-ELECTION OF PROF. DR. ULRICH LEHNER For For Management
FOR A THREE YEAR TERM.
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORIX CORP.
Ticker: Security ID: 686330101
Meeting Date: JUN 21, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE AMENDMENTS TO THE For For Management
ARTICLES OF INCORPORATION, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
2.1 Elect Director Yoshihiko Miyauchi For For Management
2.2 Elect Director Yasuhiko Fujiki For For Management
2.3 Elect Director Shunsuke Takeda For For Management
2.4 Elect Director Hiroaki Nishina For For Management
2.5 Elect Director Kenji Kajiwara For For Management
2.6 Elect Director Yukio Yanase For For Management
2.7 Elect Director Masaaki Yamamoto For For Management
2.8 Elect Director Tatsuya Tamura For For Management
2.9 Elect Director Akira Miyahara For For Management
2.10 Elect Director Yoshinori Yokoyama For For Management
2.11 Elect Director Paul Sheard For For Management
2.12 Elect Director Hirotaka Takeuchi For For Management
3 APPROVAL OF THE ISSUANCE OF STOCK For For Management
ACQUISITION RIGHTS AS STOCK OPTIONS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A.
Ticker: PT Security ID: 737273102
Meeting Date: APR 1, 2005 Meeting Type: Annual
Record Date: FEB 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE MANAGEMENT REPORT, For For Management
BALANCE SHEET AND ACCOUNTS FOR 2004.
2 RESOLUTION ON THE CONSOLIDATED MANAGEMENT For For Management
REPORT, BALANCE SHEET AND ACCOUNTS FOR
2004.
3 RESOLUTION ON THE PROPOSAL FOR THE For For Management
APPROPRIATION OF NET INCOME.
4 RESOLUTION ON A GENERAL APPRAISAL OF THE For For Management
COMPANY S MANAGEMENT AND INSPECTION.
5 RESOLUTION ON THE ACQUISITION AND SALE OF For For Management
THE COMPANY S OWN SHARES, INCLUDING THE
ACQUISITION ASSOCIATED WITH SHARE
BUYBACK.
6 RESOLUTION ON THE AMENDMENT OF NUMBERS 2, For Against Management
3, 5 AND 6 OF ARTICLE 13 OF THE COMPANY S
ARTICLES OF ASSOCIATION.
7 RESOLUTION ON THE REDUCTION OF THE SHARE For For Management
CAPITAL, AND NOTABLY ON THE REDUCTION OF
UP TO EURO 116,648,505, FOR THE PURPOSE
OF RELEASING EXCESS CAPITAL IN CONNECTION
WITH THE CONTINUATION OF THE SHARE
BUYBACK PROGRAMME INITIATED IN 2004 AND
ALREADY PARTIAL
8 RESOLUTION, PURSUANT TO ARTICLE 8, NO. 4 For Against Management
OF THE ARTICLES OF ASSOCIATION, ON THE
APPLICABLE PARAMETERS IN THE CASE OF THE
FUTURE ISSUANCE OF BONDS CONVERTIBLE INTO
SHARES IN ADDITION TO THE BONDS
CONVERTIBLE INTO SHARES ALREADY ISSUED BY
THE COMPANY.
9 RESOLUTION ON THE WAIVER OF PRE-EMPTIVE For Against Management
RIGHTS OF SHAREHOLDERS IN CONNECTION WITH
THE POSSIBLE ISSUANCE OF CONVERTIBLE
BONDS.
10 RESOLUTION ON THE ISSUANCE OF BONDS AND For For Management
ANY OTHER TYPES OF SECURITIES, OF
WHATEVER NATURE, BY THE BOARD OF
DIRECTORS.
11 RESOLUTION ON THE ACQUISITION AND SALE OF For For Management
OWN BONDS AND OTHER SECURITIES.
- --------------------------------------------------------------------------------
PUBLICIS GROUPE
Ticker: Security ID: 74463M106
Meeting Date: JUN 1, 2005 Meeting Type: Annual
Record Date: MAY 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For Did Not Management
Vote
2 CONSOLIDATED FINANCIAL STATEMENTS For Did Not Management
Vote
3 APPROPRIATION OF THE NET PROFITS For Did Not Management
Vote
4 RATIFICATION OF THE ACTS OF THE For Did Not Management
MANAGEMENT BOARD Vote
5 RATIFICATION OF THE ACTS OF THE For Did Not Management
SUPERVISORY BOARD Vote
6 ATTENDANCE FEES FOR THE SUPERVISORY BOARD For Did Not Management
AND AUDIT COMMITEE Vote
7 APPROVAL OF THE REGULATED AGREEMENTS For Did Not Management
Vote
8 REELECTION OF SIMON BADINTER TO THE For Did Not Management
SUPERVISORY BOARD Vote
9 COOPTATION OF TATEO MATAKI AS A MEMEBER For Did Not Management
OF THE SUPERVISORY BOARD Vote
10 Ratify Auditors For Did Not Management
Vote
11 COMPANY CAN PURCHASE ITS OWN SHARES For Did Not Management
Vote
12 AUTHORIZATION TO ISSUE BONDS For Did Not Management
Vote
13 TO INCREASE THE CAPITAL STOCK, WITH For Did Not Management
MAINTENANCE OF THE PREEMPTIVE RIGHTS Vote
14 TO INCREASE THE CAPITAL SAME TERMS AS For Did Not Management
THOSE PROVIDED IN THE 13TH RESOLUTION Vote
15 TO INCREASE THE CAPITAL THROUGH A PUBLIC For Did Not Management
OFFERING Vote
16 TO INCREASE THE CAPITAL BY INCORPORATING For Did Not Management
RESERVES, PROFIT OR PREMIUMS Vote
17 TO ISSUE SHARES OR OTHER SECURITIES For Did Not Management
Vote
18 TO ISSUE SHARES OR OTHER SECURITIES TO For Did Not Management
REMUNERATE CONTRIBUTIONS IN KIND MADE TO Vote
THE COMPANY
19 TO INCREASE THE NUMBER OF SHARES OF For Did Not Management
SECURITIES TO BE ISSUED IN THE EVENT OF Vote
A CAPITAL INCREASE
20 TO INCREASE THE CAPITAL STOCK, IN FAVOR For Did Not Management
OF GROUP EMPLOYEE Vote
- --------------------------------------------------------------------------------
PUBLICIS GROUPE
Ticker: Security ID: 74463M106
Meeting Date: JUN 1, 2005 Meeting Type: Annual
Record Date: MAY 13, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO GRANT STOCK OPTIONS TO THE EMPLOYEES For Against Management
AND/OR OFFICERS AND DIRECTORS
2 ESTABLISHMENT OF THE OVERALL CEILING FOR For For Management
CAPITAL INCREASES AT 40 MILLION POUNDS
3 TO AWARD SHARES FREE OF CHARGE TO For Against Management
EMPLOYEES AND OFFICERS AND DIRECTORS
4 AUTHORIZATION TO ISSUE SHARES OR OTHER For Against Management
SECURITIES GIVEN TO THE MANAGEMENT BOARD
IS SUSPENDED DURING THE PERIOD OF A
TENDER OFFER
5 TO REDUCE THE CAPITAL STOCK BY CANCELING For For Management
PUBLICIS SHARES
6 POWERS For For Management
- --------------------------------------------------------------------------------
REPSOL YPF SA (FORMERLY REPSOL, S.A.)
Ticker: REP Security ID: 76026T205
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: MAY 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 REVIEW AND APPROVAL, IF APPROPRIATE, OF For For Management
THE ANNUAL FINANCIAL STATEMENTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT AND THE
ANNUAL REPORT) AND THE MANAGEMENT REPORT
OF REPSOL YPF, S.A.
2 INFORMATION TO THE GENERAL SHAREHOLDERS For For Management
MEETING ON THE AMENDMENTS TO THE
REGULATIONS OF THE BOARD OF DIRECTORS.
3 AMENDMENT OF CHAPTER II OF TITLE IV For For Management
(RELATED TO THE BOARD OF DIRECTORS) AND
OF ARTICLE 40 (RELATED TO AUDIT); REMOVAL
OF ARTICLE 47 (RELATED TO RESOLUTION OF
DISPUTES)
4 APPOINTMENT, RATIFICATION, OR RE-ELECTION For For Management
OF DIRECTORS.
5 Ratify Auditors For For Management
6 AUTHORISATION TO THE BOARD OF DIRECTORS For For Management
FOR THE DERIVATIVE ACQUISITION OF SHARES
OF REPSOL YPF, S.A.
7 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
THE POWER TO RESOLVE THE INCREASE OF THE
CAPITAL STOCK.
8 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
THE POWER TO ISSUE DEBENTURES, BONDS AND
ANY OTHER FIXED RATE SECURITIES OF
ANALOGOUS NATURE.
9 DELEGATION OF POWERS TO SUPPLEMENT, For For Management
DEVELOP, EXECUTE, RECTIFY OR FORMALIZE
THE RESOLUTIONS ADOPTED BY THE GENERAL
MEETING.
- --------------------------------------------------------------------------------
RIO TINTO PLC (FORMERLY RTZ CORP. PLC)
Ticker: Security ID: 767204100
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1985
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 AUTHORITY TO PURCHASE RIO TINTO LIMITED For For Management
SHARES, OFF MARKET BY TENDER, BY RIO
TINTO LIMITED
5 AMENDMENTS TO THE ARTICLES OF ASSOCIATION For For Management
OF THE COMPANY AND THE CONSTITUTION OF
RIO TINTO LIMITED
6 AMENDMENTS TO THE DLC MERGER SHARING For For Management
AGREEMENT
7 APPROVAL OF THE RIO TINTO SHARE SAVINGS For For Management
PLAN
8 ELECTION OF RICHARD GOODMANSON AS A For For Management
DIRECTOR
9 ELECTION OF ASHTON CALVERT AS A DIRECTOR For For Management
10 ELECTION OF VIVIENNE COX AS A DIRECTOR For For Management
11 RE-ELECTION OF PAUL SKINNER AS A DIRECTOR For For Management
12 Ratify Auditors For For Management
13 APPROVAL OF REMUNERATION REPORT For For Management
14 RECEIVE THE ANNUAL REPORT AND FINANCIAL For For Management
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2004 *
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC (FORMERLY ROYAL DUTCH PETROLEUM CO.)
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAY 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL ACCOUNTS 2004 For For Management
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2004
3 DISCHARGE OF THE MANAGING DIRECTORS For Against Management
4 DISCHARGE OF THE MEMBERS OF THE For Against Management
SUPERVISORY BOARD
5 APPOINTMENT OF MR. L.R. RICCIARDI AS A For For Management
MEMBER OF THE SUPERVISORY BOARD
6 AUTHORIZATION FOR THE ACQUISITION OF For For Management
ORDINARY SHARES
7 CANCELLATION OF THE ORDINARY SHARES HELD For For Management
BY THE COMPANY
8 APPROVAL OF THE IMPLEMENTATION AGREEMENT For For Management
9 PROPOSAL TO AMEND THE ARTICLES OF For Against Management
ASSOCIATION OF THE COMPANY
10 APPOINTMENT OF MR A.G. JACOBS AS A For For Management
NON-EXECUTIVE DIRECTOR
11 APPOINTMENT OF MS CH. MORIN-POSTEL AS A For For Management
NON-EXECUTIVE DIRECTOR
12 APPOINTMENT OF MR A.A. LOUDON AS A For For Management
NON-EXECUTIVE DIRECTOR
13 APPOINTMENT OF MR L.R. RICCIARDI AS A For For Management
NON-EXECUTIVE DIRECTOR
14 ADOPTION OF THE REMUNERATION POLICY FOR For For Management
THE BOARD OF DIRECTORS
15 APPROVAL OF AMENDED LONG-TERM INCENTIVE For For Management
PLAN
16 APPROVAL OF AMENDED RESTRICTED SHARE PLAN For For Management
17 APPROVAL OF AMENDED DEFERRED BONUS PLAN For For Management
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: DEC 23, 2004 Meeting Type: Special
Record Date: NOV 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of Aventis For For Management
by Sanofi-Aventis; Authorize Issuance of
19.1 Million Shares to Compensate Aventis
Minority Shareholders
2 Approve Accounting Treatment of For For Management
Absorption
3 Assume Obligations of 257,248 Outstanding For For Management
Aventis Warrants; Authorize Issuance of
Up to 301,984 Sanofi-Aventis Shares to
Satisfy Conversion of Aventis Warrants
4 Assume Obligations of 48.08 Million For For Management
Outstanding Aventis Stock Options;
Authorize Issuance of Sanofi-Aventis
Shares to Satisfy Conversion of Aventis
Stock Options
5 Set Dec. 31, 2004, as Effective Date of For For Management
Merger and Related Capital Increase to
Aventis Minority Shareholders
6 Amend Articles to Reflect Changes in For For Management
Capital
7 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
8 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL COMPANY For For Management
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 APPROPRIATION OF PROFITS; DECLARATION OF For For Management
DIVIDEND
4 APPROVAL OF TRANSACTIONS COVERED BY THE For For Management
STATUTORY AUDITORS SPECIAL REPORT
5 Ratify Auditors For For Management
6 Ratify Auditors For For Management
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
8 TERMINATION OF THE AUTHORITY TO ISSUE For For Management
BONDS
9 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY ISSUANCE, WITH PREEMPTIVE
RIGHTS MAINTAINED
10 TO CARRY OUT INCREASES IN THE SHARE For Against Management
CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE
RIGHTS
11 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY INCORPORATION OF SHARE
PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
12 TO INCREASE THE NUMBER OF SHARES TO BE For Against Management
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREEMPTIVE RIGHTS
13 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY ISSUANCE OF SHARES RESERVED
FOR EMPLOYEES WITH WAIVER OF PREEMPTIVE
RIGHTS
14 DELEGATION TO THE BOARD OF DIRECTORS OF For Against Management
AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE
FOR OR PURCHASE SHARES
15 DELEGATION TO THE BOARD TO ALLOT EXISTING For Against Management
OR NEW SHARES FREE OF CHARGE TO ALL OR
SOME SALARIED EMPLOYEES OF THE GROUP
16 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
POWERS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
17 POWERS FOR THE ACCOMPLISHMENT OF For For Management
FORMALITIES
- --------------------------------------------------------------------------------
SAP AG
Ticker: SAPQY Security ID: 803054204
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: APR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 RESOLUTION ON THE APPROPRIATION OF THE For For Management
RETAINED EARNINGS OF THE FISCAL YEAR 2004
2 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE EXECUTIVE BOARD IN THE FISCAL
YEAR 2004
3 RESOLUTION ON THE FORMAL APPROVAL OF THE For For Management
ACTS OF THE SUPERVISORY BOARD IN THE
FISCAL YEAR 2004
4 Ratify Auditors For For Management
5 ELECTION OF MEMBERS OF THE SUPERVISORY For For Management
BOARD
6 RESOLUTION ON THE ADJUSTMENT OF THE For For Management
AMOUNTS AND FIGURES STATED IN SECTION 4
(1) OF THE ARTICLES OF ASSOCIATION
(CAPITAL STOCK)
7 RESOLUTION ON THE CANCELLATION OF For For Management
CONTINGENT CAPITAL IIA AND ON THE
DELETION OF SECTION 4 (5) OF THE ARTICLES
OF ASSOCIATION
8 REDUCTION OF CONTINGENT CAPITAL IIIA AND For For Management
ADJUSTMENT OF THE AMOUNTS AND FIGURES
STATED IN SECTION 4 (7) OF THE ARTICLES
9 RESOLUTION ON THE AMENDMENT OF SECTION 1 For For Management
(1) OF THE ARTICLES OF ASSOCIATION
(CORPORATE NAME)
10 RESOLUTION ON THE ADJUSTMENT OF THE For For Management
ARTICLES OF ASSOCIATION TO REFLECT THE
PROVISIONS OF THE GERMAN ACT
11 CANCELLATION OF AUTHORIZED CAPITAL I AND For For Management
CREATION OF A NEW AUTHORIZED CAPITAL I
12 CANCELLATION OF AUTHORIZED CAPITAL II AND For For Management
CREATION OF A NEW AUTHORIZED CAPITAL II
13 RESOLUTION ON THE AUTHORIZATION TO For For Management
ACQUIRE AND USE TREASURY SHARES PURSUANT
TO THE GERMAN STOCK CORPORATION ACT
14 RESOLUTION ON THE AUTHORIZATION TO USE For Against Management
EQUITY DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES
- --------------------------------------------------------------------------------
SEI DAILY INCOME TRUST
Ticker: TCPGX Security ID: 783965668
Meeting Date: OCT 27, 2004 Meeting Type: Special
Record Date: AUG 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosemarie B. Greco For For Management
1.2 Elect Director Nina Lesavoy For For Management
1.3 Elect Director James M. Williams For For Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAG40 Security ID: 826197501
Meeting Date: JAN 27, 2005 Meeting Type: Annual
Record Date: DEC 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE UPON APPROPRIATION For For Management
OF THE NET INCOME OF SIEMENS AG TO A
DIVIDEND PAYOUT.
2 TO RATIFY THE ACTS OF THE MANAGING BOARD. For For Management
3 TO RATIFY THE ACTS OF THE SUPERVISORY For For Management
BOARD.
4 Ratify Auditors For For Management
5 TO CONSIDER AND VOTE UPON AN ELECTION TO For For Management
THE SUPERVISORY BOARD.
6 TO CONSIDER AND VOTE UPON A RESOLUTION For For Management
AUTHORIZING THE ACQUISITION AND USE OF
SIEMENS SHARES AND THE EXCLUSION OF
SHAREHOLDERS PREEMPTIVE AND TENDER
RIGHTS.
7 TO CONSIDER AND VOTE UPON ADJUSTMENTS TO For For Management
SUPERVISORY BOARD REMUNERATION AND
RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION.
8 TO CONSIDER AND VOTE UPON AN AMENDMENT TO For For Management
THE ARTICLES OF ASSOCIATION TO ADJUST TO
NEW LEGISLATION.
- --------------------------------------------------------------------------------
SIGNET GROUP PLC (FORMERLY RATNERS)
Ticker: Security ID: 82668L872
Meeting Date: JUN 10, 2005 Meeting Type: Annual
Record Date: APR 26, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE AUDITED ACCOUNTS AND For For Management
ACCOMPANYING REPORTS
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT
3 TO DECLARE A FINAL DIVIDEND For For Management
4 TO RE-ELECT TERRY BURMAN For For Management
5 TO RE-ELECT BROOK LAND For For Management
6 TO RE-ELECT JAMES MCADAM For For Management
7 TO ELECT ROBERT ANDERSON For For Management
8 TO ELECT ROBERT WALKER For For Management
9 Ratify Auditors For For Management
10 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management
SHARES
11 TO DISAPPLY PRE-EMPTION RIGHTS ON SHARE For For Management
ALLOTMENTS
12 TO AUTHORIZE MARKET PURCHASE OF SHARES For For Management
13 TO AMEND THE ARTICLES For For Management
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: SNE Security ID: 835699307
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND A PART OF THE ARTICLES OF For For Management
INCORPORATION.
2 TO ELECT 12 DIRECTORS. For For Management
3 TO ISSUE STOCK ACQUISITION RIGHTS FOR For For Management
SHARES OF COMMON STOCK OF THE CORPORATION
FOR THE PURPOSE OF GRANTING STOCK
OPTIONS.
4 TO AMEND THE ARTICLES OF INCORPORATION Against For Shareholder
WITH RESPECT TO DISCLOSURE TO
SHAREHOLDERS REGARDING REMUNERATION PAID
TO EACH DIRECTOR.
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: 879382208
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL ACCOUNTS AND OF For For Management
THE MANAGEMENT REPORT OF TELEFONICA,
S.A., AND OF ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF
TELEFONICA, S.A., AND THAT OF THE
MANAGEMENT OF ITS BOARD OF DIREC
2 APPROVAL OF THE SHAREHOLDER REMUNERATION: For For Management
A) DISTRIBUTION OF DIVIDENDS WITH A
CHARGE TO THE ADDITIONAL PAID-IN CAPITAL
RESERVE AND B) EXTRAORDINARY NON-CASH
DISTRIBUTIONS OF ADDITIONAL PAID-IN
CAPITAL.
3 APPROVAL OF THE MERGER PLAN BETWEEN For For Management
TELEFONICA, S.A. AND TERRA NETWORKS, S.A.
AND APPROVAL, AS THE MERGER BALANCE
SHEET, OF TELEFONICA S.A. S BALANCE SHEET
CLOSED AS OF DECEMBER 31, 2004, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS. For For Management
5 APPROVAL OF THE DESIGNATION OF THE For For Management
ACCOUNTS AUDITOR FOR TELEFONICA S.A. AND
ITS CONSOLIDATED GROUP OF COMPANIES.
6 APPROVAL OF THE AUTHORIZATION FOR THE For For Management
ACQUISITION OF TREASURY STOCK.
7 APPROVAL OF THE REDUCTION OF SHARE For For Management
CAPITAL THROUGH THE AMORTIZATION OF
TREASURY STOCK.
8 DELEGATION OF POWERS FOR THE FORMALIZING, For For Management
INTERPRETING, CORRECTING AND EXECUTING OF
THE RESOLUTIONS.
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: APR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PARENT COMPANY FINANCIAL For For Management
STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Management
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 For Against Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. PAUL For For Management
DESMARAIS JR. AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. For For Management
BERTRAND JACQUILLAT AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE For For Management
LIPPENS AS A DIRECTOR
9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, For For Management
KBE, AS A DIRECTOR
10 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Management
ISSUING EQUITY OR EQUITY- LINKED
SECURITIES WITH PREFERENTIAL SUBSCRIPTION
RIGHTS
11 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Management
ISSUING EQUITY OR EQUITY- LINKED
SECURITIES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF For For Management
CAPITAL INCREASES PURSUANT TO ARTICLE L.
443-5 OF THE FRENCH LABOR CODE
13 AUTHORIZATION TO GRANT SHARES OF THE Against Against Management
COMPANY TO EMPLOYEES AND EXECUTIVE
OFFICERS OF THE COMPANY AND GROUP
COMPANIES
14 AMENDED AUTHORIZATION TO GRANT SHARES TO Against Against Shareholder
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Management
DIVIDEND FOR FINANCIAL YEAR 2004
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For For Management
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For For Management
WEINBACH
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For For Management
7 ELECTION OF NEW BOARD MEMBER: PETER R. For For Management
VOSER
8 RE-ELECTION OF GROUP AND STATUTORY For For Management
AUDITORS: ERNST & YOUNG LTD., BASEL
9 CANCELLATION OF SHARES REPURCHASED UNDER For For Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For For Management
PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
============================ PURISIMA TOTAL RETURN =============================
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: FEB 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Belk For For Management
1.2 Elect Director Gregory W. Penske For For Management
1.3 Elect Director Warren A. Stephens For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Company-Specific--Compensation-Related Against Against Shareholder
4 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Butler For For Management
1.2 Elect Director Preston M. Geren III For For Management
1.3 Elect Director John R. Gordon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: ZEN Security ID: 046353108
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS REPORT AND For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2004
2 TO CONFIRM DIVIDENDS For For Management
3 Ratify Auditors For For Management
4 TO AUTHORIZE THE DIRECTORS TO AGREE THE For For Management
REMUNERATION OF THE AUDITOR
5.1 Elect Director Louis Schweitzer For For Management
5.2 Elect Director Hakan Mogren For For Management
5.3 Elect Director Sir Tom Mckillop For For Management
5.4 Elect Director Jonathan Symonds For For Management
5.5 Elect Director John Patterson For For Management
5.6 Elect Director David R. Brennan For For Management
5.7 Elect Director Sir Peter Bonfield For For Management
5.8 Elect Director John Buchanan For For Management
5.9 Elect Director Jane Henney For For Management
5.10 Elect Director Michele Hooper For For Management
5.11 Elect Director Joe Jimenez For For Management
5.12 Elect Director Erna Moller For For Management
5.13 Elect Director Dame Bridget Ogilvie For For Management
5.14 Elect Director Marcus Wallenberg For Withhold Management
6 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2004
7 TO APPROVE THE ASTRAZENECA PERFORMANCE For For Management
SHARE PLAN
8 TO AUTHORIZE LIMITED EU POLITICAL For For Management
DONATIONS
9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management
UNISSUED SHARES
10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY For For Management
PRE-EMPTION RIGHTS
11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: 054536107
Meeting Date: APR 20, 2005 Meeting Type: Written Consent
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TWENTY-FIRST RESOLUTION: Authorize For For Management
Capital Increase of up to 10 Percent of
Issued Capital for Acquisitions
2 TWENTY-SECOND RESOLUTION: Authorize For For Management
Issuance of Equity upon Conversion of a
Subsidiary's Equity-Linked Securities
3 TWENTY-THIRD RESOLUTION: Approve Issuance For For Management
of Securities Convertible into Debt
4 TWENTY-FOURTH RESOLUTION: Approve Capital For For Management
Increase Reserved for Employees
Participating in Savings-Related Share
Purchase Plan
5 TWENTY-FIFTH RESOLUTION: Authorize up to For Against Management
0.5 Percent of Issued Capital for Use in
Restricted Stock Plan
6 TWENTY-SIXTH RESOLUTION: Approve Stock For Against Management
Option Plan Grants
7 TWENTY-SEVENTH RESOLUTION: Approve For For Management
Reduction in Share Capital via
Cancellation of Repurchased Shares
8 TWENTY-EIGHT RESOLUTION: Amend Articles For Against Management
of Association Re: Definition of
Related-Party Transactions
9 TWENTY-NINTH RESOLUTION: Amend Articles For For Management
Re: Stock Option and Restricted Stock
Plans
10 THIRTIETH RESOLUTION: Authorize Filing of For For Management
Required Documents/Other Formalities
- --------------------------------------------------------------------------------
AXA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: 054536107
Meeting Date: APR 20, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 FIRST RESOLUTION: Approve Financial For For Management
Statements and Statutory Reports
2 SECOND RESOLUTION: Accept Consolidated For For Management
Financial Statements and Statutory
Reports
3 THIRD RESOLUTION: Approve Allocation of For For Management
Income and Dividends of EUR 0.61 per
Share
4 FOURTH RESOLUTION: Approve Accounting For For Management
Transfer from Special Long-Term Capital
Gains Account to Ordinary Reserve
5 FIFTH RESOLUTION: Approve Special For For Management
Auditors' Report Regarding Related-Party
Transactions
6 SIXTH RESOLUTION: Confirm Resignation and For For Management
Non-Reelection of Thierry Breton as
Supervisory Board Member
7 SEVENTH RESOLUTION: Reelect Anthony For For Management
Hamilton as Supervisory Board Member
8 EIGHTH RESOLUTION: Reelect Henri Lachmann For For Management
as Supervisory Board Member
9 NINTH RESOLUTION: Reelect Michel Pebereau For For Management
as Supervisory Board Member
10 TENTH RESOLUTION: Ratify Appointment of For For Management
Leo Apotheker as Supervisory Board Member
11 ELEVENTH RESOLUTION: Elect Jacques de For For Management
Chateauvieux as Supervisory Board Member
12 TWELFTH RESOLUTION: Elect Dominique For For Management
Reiniche as Supervisory Board Member
13 THIRTEENTH RESOLUTION: Approve For For Management
Remuneration of Directors in the
Aggregate Amount of EUR 1 Million
14 FOURTEENTH RESOLUTION: Authorize For For Management
Repurchase of up to 10 Percent of Issued
Share Capital
15 FIFTEENTH RESOLUTION: Authorize For For Management
Capitalization of Reserves of up to EUR 1
Billion for Bonus Issue or Increase in
Par Value
16 SIXTEENTH RESOLUTION: Authorize Issuance For For Management
of Equity or Equity-Linked Securities
with Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
17 SEVENTEENTH RESOLUTION: Authorize For For Management
Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up
to Aggregate Nominal Amount of EUR 1
Billion
18 EIGHTEENTH RESOLUTION: Authorize For Against Management
Management Board to Set Issue Price for
10 Percent of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
19 NINETEENTH RESOLUTION: Authorize Board to For For Management
Increase Capital in the Event of Demand
Exceeding Amounts Submitted to
Shareholder Vote Above
20 TWENTIETH RESOLUTION: Authorize Capital For For Management
Increase of up to EUR 1 Billion for
Future Exchange Offers
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For Withhold Management
1.3 Elect Director Anthony G. Fernandes For For Management
1.4 Elect Director J. Larry Nichols For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Act on Shareholder Resolutions that Against For Shareholder
Receive Majority Support
- --------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: BCH Security ID: 05964H105
Meeting Date: OCT 21, 2004 Meeting Type: Special
Record Date: OCT 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF For For Management
755,688,951.5 EUROS BY MEANS OF THE
ISSUANCE OF 1,511,377,903 NEW ORDINARY
SHARES HAVING A PAR VALUE OF ONE-HALF
(0.5) EURO AND AN ISSUANCE PREMIUM TO BE
DETERMINED BY THE BOARD OF DIRECTORS OR,
IN SUBSTITUTION T
2 AUTHORIZATION, WITHIN THE FRAMEWORK OF For For Management
THE ACQUISITION OF ABBEY NATIONAL PLC BY
THE BANK, AND ONCE SUCH ACQUISITION HAS
BEEN COMPLETED, FOR THE CONTINUATION OF
CERTAIN OPTION PLANS FOR SHARES AND
RIGHTS TO RECEIVE SHARES OF ABBEY
NATIONAL PLC THAT IT CUR
3 AUTHORIZATION FOR THE DELIVERY OF ONE For Against Management
HUNDRED (100) SHARES OF THE BANK TO EACH
OF THE EMPLOYEES OF THE ABBEY NATIONAL
GROUP PLC, AS A SPECIAL BONUS UPON THE
ACQUISITION OF ABBEY NATIONAL PLC, ONCE
SUCH ACQUISITION HAS BEEN COMPLETED.
4 RATIFICATION OF DIRECTOR. For For Management
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO INTERPRET, RECTIFY, SUPPLEMENT,
EXECUTE AND FURTHER DEVELOP THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS
AT THE GENERAL MEETING.
- --------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: MVCI Security ID: 06738E204
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE DIRECTORS AND AUDITORS For For Management
REPORTS AND THE ACCOUNTS FOR THE YEAR
ENDED 31ST DECEMBER 2004.
2 TO APPROVE THE REPORT ON REMUNERATION FOR For For Management
THE YEAR ENDED 31ST DECEMBER 2004.
3 THAT SIR ANDREW LIKIERMAN BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
4 THAT LEIGH CLIFFORD BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
5 THAT MATTHEW BARRETT BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
6 THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR For For Management
OF THE COMPANY.
7 THAT DAVID ARCULUS BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
8 THAT SIR NIGEL RUDD BE RE-ELECTED A For For Management
DIRECTOR OF THE COMPANY.
9 Ratify Auditors For For Management
10 TO AUTHORISE THE DIRECTORS TO SET THE For For Management
REMUNERATION OF THE AUDITORS.
11 TO APPROVE THE PERFORMANCE SHARE PLAN For For Management
(PSP).
12 TO GIVE THE DIRECTORS THE AUTHORITY TO For For Management
ESTABLISH SUPPLEMENTS OR APPENDICES TO
THE PSP.
13 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management
TO ALLOT SECURITIES.
14 TO RENEW THE AUTHORITY GIVEN TO DIRECTORS For For Management
TO ALLOT SECURITIES FOR CASH OTHER THAN
ON A PRO-RATA BASIS AND SELL TREASURY
SHARES
15 TO RENEW THE COMPANY S AUTHORITY TO For For Management
PURCHASE ITS OWN SHARES. *** VOTING
CUT-OFF DATE: NO LATER THAN APRIL 21,
2005
- --------------------------------------------------------------------------------
BASF AG
Ticker: Security ID: 055262505
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF A RESOLUTION ON THE For For Management
APPROPRIATION OF PROFIT
2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE
SUPERVISORY BOARD
3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE BOARD OF
EXECUTIVE DIRECTORS
4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Management
YEAR 2005
5 AUTHORIZATION TO BUY BACK SHARES AND TO For For Management
PUT THEM TO FURTHER USE INCLUDING THE
AUTHORIZATION TO REDEEM BOUGHT-BACK
SHARES AND REDUCE CAPITAL
6 AUTHORIZATION TO ACQUIRE OWN SHARES USING For For Management
DERIVATIVE FINANCIAL INSTRUMENTS
7 AMENDMENT OF ARTICLE 15 OF THE ARTICLES For For Management
OF ASSOCIATION
- --------------------------------------------------------------------------------
BT GROUP PLC (FORMERLY BRITISH TELECOMMUNICATIONS PLC)
Ticker: Security ID: 05577E101
Meeting Date: JUL 14, 2004 Meeting Type: Annual
Record Date: JUN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORTS AND ACCOUNTS. For For Management
2 REMUNERATION REPORT. For For Management
3 FINAL DIVIDEND. For For Management
4 RE-ELECT SIR CHRISTOPHER BLAND. For For Management
5 RE-ELECT ANDY GREEN. For For Management
6 RE-ELECT IAN LIVINGSTON. For For Management
7 RE-ELECT JOHN NELSON. For For Management
8 Ratify Auditors For For Management
9 AUTHORITY TO ALLOT SHARES. For For Management
10 AUTHORITY TO ALLOT SHARES FOR CASH. For For Management
(SPECIAL RESOLUTION)
11 AUTHORITY TO PURCHASE OWN SHARES. For For Management
(SPECIAL RESOLUTION)
12 AUTHORITY FOR POLITICAL DONATIONS. For For Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director John R. Brazil For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Gaul D. Fosler For For Management
1.5 Elect Director Peter A. Magowan For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Equipment Sales to Israel Against Against Shareholder
5 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
CHEVRON CORP
Ticker: CVX Security ID: 166764100
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director Sam Nunn For For Management
1.8 Elect Director David J. O'Reilly For For Management
1.9 Elect Director Peter J. Robertson For For Management
1.10 Elect Director Charles R. Shoemate For For Management
1.11 Elect Director Ronald D. Sugar For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Expense Stock Options Against For Shareholder
6 Eliminate Animal Testing Against Against Shareholder
7 Report on Drilling in Protected Areas Against Against Shareholder
8 Report on Remediation Programs in Ecuador Against Against Shareholder
- --------------------------------------------------------------------------------
COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Buttigieg, III For For Management
1.2 Elect Director J. Philip DiNapoli For For Management
1.3 Elect Director Roger Fridholm For For Management
1.4 Elect Director Alfred A. Piergallini For For Management
1.5 Elect Director Patricia M. Wallington For For Management
1.6 Elect Director Gail L. Warden For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date: MAR 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.J. Mulva For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Larry D. Horner For For Management
1.4 Elect Director Charles C. Krulak For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 27, 2005 Meeting Type: Annual
Record Date: DEC 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Dicerchio For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
1.5 Elect Director Susan L. Decker For For Management
2 Amend Stock Option Plan For For Management
3 Adopt Vendor Standards Against Against Shareholder
4 Develop Land Procurement Policy Against Against Shareholder
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CSR Security ID: 225401108
Meeting Date: APR 29, 2005 Meeting Type: Annual
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF ANNUAL REPORT, THE PARENT For For Management
COMPANY S 2004 FINANCIAL STATEMENTS AND
THE 2004 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTS OF THE MEMBERS OF For For Management
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3 RESOLUTION ON THE APPROPRIATION OF For For Management
RETAINED EARNINGS
4 APPROVAL OF THE SHARE BUYBACK PROGRAMME For For Management
5 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
PETER BRABECK-LETMATHE
6 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
THOMAS W. BECHTLER
7 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
ROBERT H. BENMOSCHE
8 RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
ERNST TANNER
9 NEW ELECTION TO THE BOARD OF DIRECTORS: For For Management
JEAN LANIER
10 NEW ELECTION TO THE BOARD OF DIRECTORS: For For Management
ANTON VAN ROSSUM
11 ELECTION OF THE PARENT COMPANY S For For Management
INDEPENDENT AUDITORS AND THE GROUP S
INDEPENDENT AUDITORS
12 ELECTION OF SPECIAL AUDITORS For For Management
13 ADJUSTMENT TO THE AUTHORIZED CAPITAL For For Management
14 IF PROPOSALS REQUIRE A VOTE, I AUTHORIZE For Against Management
THE INDEPENDENT PROXY TO VOTE IN FAVOR OF
THE PROPOSALS OF THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 16, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Judy C. Lewent For For Management
1.5 Elect Director Thomas W. Luce, III For For Management
1.6 Elect Director Klaus S. Luft For For Management
1.7 Elect Director Alex J. Mandl For For Management
1.8 Elect Director Michael A. Miles For For Management
1.9 Elect Director Samuel A. Nunn, Jr. For For Management
1.10 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Agnelli For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Dennis R. Hendrix For For Management
1.4 Elect Director A. Max Lennon For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: Security ID: 268780103
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF THE BALANCE SHEET INCOME For For Management
FROM THE 2004 FINANCIAL YEAR.
2 DISCHARGE OF THE BOARD OF MANAGEMENT FOR For For Management
THE 2004 FINANCIAL YEAR.
3 DISCHARGE OF THE SUPERVISORY BOARD FOR For For Management
THE 2004 FINANCIAL YEAR.
4 CANCELLATION OF THE EXISTING AUTHORIZED For For Management
CAPITALS AND CREATION OF A NEW AUTHORIZED
CAPITAL AS WELL AS A CORRESPONDING CHANGE
OF THE ARTICLES OF ASSOCIATION.
5 AUTHORIZATION TO ACQUIRE AND USE OWN For For Management
SHARES.
6 CONSENT TO THE AGREEMENT ON DOMINATION For For Management
AND DISTRIBUTION OF PROFITS AND LOSSES
BETWEEN THE COMPANY AND E.ON
FINANZANLAGEN GMBH.
7 CHANGE OF THE ARTICLES OF THE ASSOCIATION For For Management
REGARDING THE REMUNERATION OF THE
SUPERVISORY BOARD.
8 CHANGE OF THE ARTICLES OF ASSOCIATION For For Management
REGARDING THE CONDITIONS FOR A
PARTICIPATION IN THE SHAREHOLDERS
MEETING.
9 ELECTION OF THE AUDITORS FOR THE 2005 For For Management
FINANCIAL YEAR.
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: APR 22, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Roy Dunbar For For Management
1.2 Elect Director Michael H. Jordan For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cronin For For Management
1.2 Elect Director W. Paul Fitzgerald For For Management
1.3 Elect Director Joseph M. Tucci For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Performance- Based/Indexed Options Against Against Shareholder
5 Creation of an Independent Audit Against Against Shareholder
Committee
- --------------------------------------------------------------------------------
ENEL SPA
Ticker: Security ID: 29265W108
Meeting Date: MAY 26, 2005 Meeting Type: Annual
Record Date: APR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE FINANCIAL STATEMENTS OF For For Management
ENEL S.P.A. FOR THE YEAR ENDED DECEMBER
31, 2004. REPORTS OF THE BOARD OF
DIRECTORS, THE BOARD OF STATUTORY
AUDITORS AND THE EXTERNAL AUDITORS.
RELATED RESOLUTIONS. PRESENTATION OF THE
CONSOLIDATED FINANCIAL STATEM
2 APPROVAL OF THE ALLOCATION OF THE NET For For Management
INCOME FOR THE YEAR, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
3 Ratify Auditors For For Management
4 PROCEDURE FOR ELECTING THE BOARD OF For For Management
DIRECTORS BY SLATE VOTE, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
5 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
THE POWER TO INCREASE THE SHARE CAPITAL
IN CONNECTION WITH THE 2005 STOCK-OPTION
PLAN BY A MAXIMUM AMOUNT OF 28,757,000
EURO THROUGH THE ISSUE OF ORDINARY SHARES
RESERVED FOR EXECUTIVES OF ENEL S.P.A.
AND/OR SUBSID
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2004 Meeting Type: Annual
Record Date: AUG 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Manatt For For Management
1.2 Elect Director Judith L. Estrin For For Management
1.3 Elect Director Philip Greer For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Frederick W. Smith For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis D. Boccardi For For Management
1.2 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard P. Behar For For Management
1.2 Elect Director Adrian D. P. Bellamy For For Management
1.3 Elect Director Domenico De Sole For For Management
1.4 Elect Director Donald G. Fisher For For Management
1.5 Elect Director Doris F. Fisher For For Management
1.6 Elect Director Robert J. Fisher For For Management
1.7 Elect Director Penelope L. Hughes For For Management
1.8 Elect Director Bob L. Martin For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Paul S. Pressler For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Mayo A. Shattuck III For For Management
1.13 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For Withhold Management
1.2 Elect Director William M. Burns For Withhold Management
1.3 Elect Director Erich Hunziker For Withhold Management
1.4 Elect Director Jonathan K.C. Knowles For Withhold Management
1.5 Elect Director Arthur D. Levinson For Withhold Management
1.6 Elect Director Charles A. Sanders For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Jeffrey R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Report on Nuclear Fuel Storage Risks Against Against Shareholder
5 Report on PCB Clean-up Costs Against For Shareholder
6 Adopt Policy on Overboarded Directors Against For Shareholder
7 Prepare a Sustainability Report Against Against Shareholder
8 Political Contributions/Activities Against Against Shareholder
9 Eliminate Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS REPORT AND FINANCIAL For For Management
STATEMENTS
2 REMUNERATION REPORT For For Management
3 TO ELECT SIR CHRISTOPHER GENT AS A For For Management
DIRECTOR
4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR For For Management
5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR For For Management
6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A For For Management
DIRECTOR
7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR For For Management
8 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR For For Management
10 Ratify Auditors For For Management
11 REMUNERATION OF AUDITORS For For Management
12 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
15 INSERTION OF NEW ARTICLE 48A INTO For For Management
ARTICLES OF ASSOCIATION
16 DELETION OF ARTICLE 154.2 OF ARTICLES OF For For Management
ASSOCIATION
17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF For For Management
ASSOCIATION
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 6, 2005 Meeting Type: Annual
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Bryan For For Management
1.2 Elect Director Stephen Friedman For For Management
1.3 Elect Director William W. George For For Management
1.4 Elect Director Henry M. Paulson, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 25, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall N. Carter For For Management
1.2 Elect Director David M. Cote For For Management
1.3 Elect Director Bradley T. Sheares For For Management
1.4 Elect Director John R. Stafford For For Management
1.5 Elect Director Michael W. Wright For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend the Certificate of Incorporation For For Management
and By-laws
5 Establish Other Board Committee Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Pay Disparity Against Against Shareholder
8 Performance- Based/Indexed Options Against Against Shareholder
9 Approve Commonsense Executive Against Against Shareholder
Compensation Framework
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: 404280406
Meeting Date: MAY 27, 2005 Meeting Type: Annual
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2004
2.1 Elect Directors Sir John Bond For For Management
2.2 Elect Directors R K F Ch'Ien For For Management
2.3 Elect Directors J D Coombe For For Management
2.4 Elect Directors Baroness Dunn For For Management
2.5 Elect Directors D J Flint For For Management
2.6 Elect Directors J W J Hughes-Hallett For For Management
2.7 Elect Directors Sir Brian Moffat For For Management
2.8 Elect Directors S W Newton For For Management
2.9 Elect Directors H Sohmen For For Management
3 Ratify Auditors For For Management
4 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2004
5 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
6 TO DISPLAY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
7 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
8 TO AMEND THE HSBC HOLDINGS For For Management
SAVINGS-RELATED SHARE OPTION PLAN.
9 TO AMEND THE HSBC HOLDINGS For For Management
SAVINGS-RELATED SHARE OPTION PLAN:
INTERNATIONAL
10 TO APPROVE THE HSBC US EMPLOYEE STOCK For For Management
PLAN
11 TO APPROVE THE HSBC SHARE PLAN For For Management
12 TO ALTER THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 6, 2005 Meeting Type: Annual
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director Susan Crown For For Management
1.5 Elect Director Don H. Davis, Jr. For For Management
1.6 Elect Director W. James Farrell For For Management
1.7 Elect Director Robert C. McCormack For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
3 Implement China Principles Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: ING Security ID: 456837103
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL ACCOUNTS FOR 2004. For For Management
2 DIVIDEND FOR 2004. For For Management
3 DISCHARGE OF THE EXECUTIVE BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2004.
4 DISCHARGE OF THE SUPERVISORY BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2004.
5 ING S RESPONSE TO THE DUTCH CORPORATE For For Management
GOVERNANCE CODE.
6 REAPPOINTMENT OF LUELLA GROSS GOLDBERG. For For Management
7 REAPPOINTMENT OF GODFRIED VAN DER LUGT. For For Management
8 APPOINTMENT OF JAN HOMMEN. For For Management
9 APPOINTMENT OF CHRISTINE LAGARDE. For For Management
10 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Management
PERFORMANCE SHARES TO BE GRANTED TO
MEMBERS OF THE EXECUTIVE BOARD FOR 2004.
11 AUTHORIZATION TO ISSUE ORDINARY SHARES For For Management
WITH OR WITHOUT PREFERENTIAL RIGHTS.
12 AUTHORIZATION TO ISSUE PREFERENCE B For For Management
SHARES WITH OR WITHOUT PREFERENTIAL
RIGHTS.
13 AUTHORIZATION TO ACQUIRE SHARES OR For For Management
DEPOSITARY RECEIPTS FOR SHARES IN ITS OWN
CAPITAL.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director D. James Guzy For For Management
1.5 Elect Director Reed E. Hundt For For Management
1.6 Elect Director Paul S. Otellini For For Management
1.7 Elect Director David S. Pottruck For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director John L. Thornton For For Management
1.10 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Amen For For Management
1.2 Elect Director Samir G. Gibara For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Robert J. Darretta For For Management
1.4 Elect Director Michael M. E. Johns For For Management
1.5 Elect Director Ann Dibble Jordan For For Management
1.6 Elect Director Arnold G. Langbo For For Management
1.7 Elect Director Susan L. Lindquist For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director William C. Weldon For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director G. Craig Sullivan For For Management
2 Ratify Auditors For For Management
3 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: OCT 18, 2004 Meeting Type: Annual
Record Date: AUG 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Barnholt For For Management
1.2 Elect Director Stephen P. Kaufman For For Management
1.3 Elect Director Kenneth L. Schroeder For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 5, 2005 Meeting Type: Annual
Record Date: FEB 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director John F. Akers For For Management
1.3 Elect Director Richard S. Fuld, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Marcus C. Bennett For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director Douglas H. McCorkindale For For Management
1.7 Elect Director Eugene F. Murphy For For Management
1.8 Elect Director Joseph W. Ralston For Withhold Management
1.9 Elect Director Frank Savage For Withhold Management
1.10 Elect Director Anne Stevens For For Management
1.11 Elect Director Robert J. Stevens For For Management
1.12 Elect Director James R. Ukropina For For Management
1.13 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Performance-Based/Indexed Options Against Against Shareholder
5 Adopt Simple Majority Vote Requirement Against For Shareholder
for All Issues
6 Report on Pay Disparity Against Against Shareholder
7 and amend its code of conduct and Against Against Shareholder
policies related to bidding Review Code
of Conduct on Military Contracts
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2005 Meeting Type: Annual
Record Date: APR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Richard K. Lochridge For For Management
1.3 Elect Director Robert L. Johnson For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD.
Ticker: MC Security ID: 576879209
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE PROPOSED ALLOCATION OF For For Management
PROFIT WITH RESPECT TO THE 98TH FISCAL
PERIOD
2.1 Elect Director Yoichi Morishita For For Management
2.2 Elect Director Masayuki Matsushita For For Management
2.3 Elect Director Kunio Nakamura For For Management
2.4 Elect Director Kazuo Toda For For Management
2.5 Elect Director Takami Sano For For Management
2.6 Elect Director Susumu Koike For For Management
2.7 Elect Director Fumio Ohtsubo For For Management
2.8 Elect Director Tetsuya Kawakami For For Management
2.9 Elect Director Hidetsugu Otsuru For For Management
2.10 Elect Director Yoshitaka Hayashi For For Management
2.11 Elect Director Toshihiro Sakamoto For For Management
2.12 Elect Director Masaki Akiyama For For Management
2.13 Elect Director Shinichi Fukushima For For Management
2.14 Elect Director Mikio Ito For For Management
2.15 Elect Director Masaharu Matsushita For For Management
2.16 Elect Director Takahiro Mori For For Management
2.17 Elect Director Ikusaburo Kashima For For Management
2.18 Elect Director Ikuo Uno For For Management
2.19 Elect Director Yoshifumi Nishikawa For For Management
3 TO GRANT CONDOLENCE AND RETIREMENT For Against Management
ALLOWANCES TO RETIRING DIRECTORS FOR
THEIR MERITORIOUS SERVICE
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rochelle B. Lazarus For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director Raymond V. Gilmartin For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Anne M. Tatlock For For Management
1.6 Elect Director Samuel O. Thier For For Management
1.7 Elect Director Wendell P. Weeks For For Management
1.8 Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Product Availability in Canada Against For Shareholder
8 Report on Political Contributions Against Against Shareholder
9 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 18, 2004 Meeting Type: Annual
Record Date: SEP 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director James W. Bagley For For Management
1.3 Elect Director Ronald C. Foster For For Management
1.4 Elect Director Robert A. Lothrop For For Management
1.5 Elect Director Thomas T. Nicholson For For Management
1.6 Elect Director Gordon C. Smith For For Management
1.7 Elect Director William P. Weber For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2004 Meeting Type: Annual
Record Date: SEP 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Jon A. Shirley For For Management
2 Amend Bundled Compensation Plans For For Management
3 Amend Bundled Compensation Plans For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: Security ID: 606816106
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PROPOSED APPROPRIATIONS For For Management
OF RETAINED EARNINGS AND OTHER CAPITAL
SURPLUS FOR THE 4TH BUSINESS TERM
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
3 APPROVAL OF THE PROPOSED MERGER AGREEMENT For For Management
BETWEEN THE COMPANY AND UFJ HOLDINGS,
INC.
4 ELECTION OF FOUR (4) DIRECTORS For For Management
5 ELECTION OF TWO (2) CORPORATE AUDITORS For Against Management
6 GRANTING OF RETIREMENT GRATUITIES TO For Against Management
RETIRING DIRECTORS AND CORPORATE AUDITORS
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director David A. Daberko For For Management
1.5 Elect Director Joseph T. Gorman For For Management
1.6 Elect Director Bernadine P. Healy For For Management
1.7 Elect Director S. Craig Lindner For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Ratify Auditor For For Management
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: 654744408
Meeting Date: JUN 21, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF APPROPRIATION OF RETAINED For For Management
EARNINGS FOR THE 106TH FISCAL YEAR
2 AMENDMENT TO THE ARTICLES OF For For Management
INCORPORATION
3 ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK For For Management
ACQUISITION RIGHT) WITHOUT CONSIDERATION
AS STOCK OPTIONS TO EMPLOYEES OF THE
COMPANY AND DIRECTORS AND EMPLOYEES OF
ITS AFFILIATES
4.1 Elect Director Carlos Ghosn For For Management
4.2 Elect Director Itaru Koeda For For Management
4.3 Elect Director Toshiyuki Shiga For For Management
4.4 Elect Director Tadao Takahashi For For Management
4.5 Elect Director Hiroto Saikawa For For Management
4.6 Elect Director Mitsuhiko Yamashita For For Management
4.7 Elect Director Carlos Tavares For For Management
4.8 Elect Director Shemaya Levy For For Management
4.9 Elect Director Patrick Pelata For For Management
5 ELECTION OF ONE (1) STATUTORY AUDITOR For For Management
6 GRANTING OF RETIREMENT ALLOWANCE TO THE For For Management
RETIRING DIRECTORS AND RETIRING STATUTORY
AUDITORS
7 REVISION OF THE REMUNERATION FOR For For Management
DIRECTORS AND STATUTORY AUDITORS
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: NOMUF Security ID: 65535H208
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
2 ISSUANCE OF STOCK ACQUISITION RIGHTS A For For Management
STOCK OPTIONS
3 ELECTION OF DIRECTOR: JUNICHI UJIIE For For Management
4 ELECTION OF DIRECTOR: NOBUYUKI KOGA For For Management
5 ELECTION OF DIRECTOR: HIROSHI TODA For For Management
6 ELECTION OF DIRECTOR: KAZUTOSHI INANO For For Management
7 ELECTION OF DIRECTOR: NOBUYUKI SHIGEMUNE For For Management
8 ELECTION OF DIRECTOR: MASAHARU SHIBATA For For Management
9 ELECTION OF DIRECTOR: HIDEAKI KUBORI For For Management
10 ELECTION OF DIRECTOR: HARUO TSUJI For For Management
11 ELECTION OF DIRECTOR: FUMIHIDE NOMURA For For Management
12 ELECTION OF DIRECTOR: KOJI TAJIKA For For Management
13 ELECTION OF DIRECTOR: YUKIO SUZUKI For For Management
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 6, 2005 Meeting Type: Annual
Record Date: MAR 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Ronald W. Burkle For For Management
1.3 Elect Director John S. Chalsky For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director R. Chad Dreier For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Ray R. Irani For For Management
1.8 Elect Director Irwin W. Maloney For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Proposal Regarding Board Sponsored Against Against Shareholder
Proposals
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 29, 2004 Meeting Type: Annual
Record Date: SEP 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For For Management
1.2 Elect Director Lawrence J. Ellison For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Michael J. Boskin For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey S. Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
ORIX CORP.
Ticker: Security ID: 686330101
Meeting Date: JUN 21, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE AMENDMENTS TO THE For For Management
ARTICLES OF INCORPORATION, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
2.1 Elect Director Yoshihiko Miyauchi For For Management
2.2 Elect Director Yasuhiko Fujiki For For Management
2.3 Elect Director Shunsuke Takeda For For Management
2.4 Elect Director Hiroaki Nishina For For Management
2.5 Elect Director Kenji Kajiwara For For Management
2.6 Elect Director Yukio Yanase For For Management
2.7 Elect Director Masaaki Yamamoto For For Management
2.8 Elect Director Tatsuya Tamura For For Management
2.9 Elect Director Akira Miyahara For For Management
2.10 Elect Director Yoshinori Yokoyama For For Management
2.11 Elect Director Paul Sheard For For Management
2.12 Elect Director Hirotaka Takeuchi For For Management
3 APPROVAL OF THE ISSUANCE OF STOCK For For Management
ACQUISITION RIGHTS AS STOCK OPTIONS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Management
5 Implement/ Report on Animal Welfare Against Against Shareholder
Standards
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC (FORMERLY ROYAL DUTCH PETROLEUM CO.)
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAY 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL ACCOUNTS 2004 For For Management
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2004
3 DISCHARGE OF THE MANAGING DIRECTORS For Against Management
4 DISCHARGE OF THE MEMBERS OF THE For Against Management
SUPERVISORY BOARD
5 APPOINTMENT OF MR. L.R. RICCIARDI AS A For For Management
MEMBER OF THE SUPERVISORY BOARD
6 AUTHORIZATION FOR THE ACQUISITION OF For For Management
ORDINARY SHARES
7 CANCELLATION OF THE ORDINARY SHARES HELD For For Management
BY THE COMPANY
8 APPROVAL OF THE IMPLEMENTATION AGREEMENT For For Management
9 PROPOSAL TO AMEND THE ARTICLES OF For Against Management
ASSOCIATION OF THE COMPANY
10 APPOINTMENT OF MR A.G. JACOBS AS A For For Management
NON-EXECUTIVE DIRECTOR
11 APPOINTMENT OF MS CH. MORIN-POSTEL AS A For For Management
NON-EXECUTIVE DIRECTOR
12 APPOINTMENT OF MR A.A. LOUDON AS A For For Management
NON-EXECUTIVE DIRECTOR
13 APPOINTMENT OF MR L.R. RICCIARDI AS A For For Management
NON-EXECUTIVE DIRECTOR
14 ADOPTION OF THE REMUNERATION POLICY FOR For For Management
THE BOARD OF DIRECTORS
15 APPROVAL OF AMENDED LONG-TERM INCENTIVE For For Management
PLAN
16 APPROVAL OF AMENDED RESTRICTED SHARE PLAN For For Management
17 APPROVAL OF AMENDED DEFERRED BONUS PLAN For For Management
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: DEC 23, 2004 Meeting Type: Special
Record Date: NOV 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of Aventis For For Management
by Sanofi-Aventis; Authorize Issuance of
19.1 Million Shares to Compensate Aventis
Minority Shareholders
2 Approve Accounting Treatment of For For Management
Absorption
3 Assume Obligations of 257,248 Outstanding For For Management
Aventis Warrants; Authorize Issuance of
Up to 301,984 Sanofi-Aventis Shares to
Satisfy Conversion of Aventis Warrants
4 Assume Obligations of 48.08 Million For For Management
Outstanding Aventis Stock Options;
Authorize Issuance of Sanofi-Aventis
Shares to Satisfy Conversion of Aventis
Stock Options
5 Set Dec. 31, 2004, as Effective Date of For For Management
Merger and Related Capital Increase to
Aventis Minority Shareholders
6 Amend Articles to Reflect Changes in For For Management
Capital
7 Approve Capital Increase Reserved for For For Management
Employees Participating in
Savings-Related Share Purchase Plan
8 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL COMPANY For For Management
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 APPROPRIATION OF PROFITS; DECLARATION OF For For Management
DIVIDEND
4 APPROVAL OF TRANSACTIONS COVERED BY THE For For Management
STATUTORY AUDITORS SPECIAL REPORT
5 Ratify Auditors For For Management
6 Ratify Auditors For For Management
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management
TO CARRY OUT TRANSACTIONS IN SHARES
ISSUED BY THE COMPANY
8 TERMINATION OF THE AUTHORITY TO ISSUE For For Management
BONDS
9 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY ISSUANCE, WITH PREEMPTIVE
RIGHTS MAINTAINED
10 TO CARRY OUT INCREASES IN THE SHARE For Against Management
CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE
RIGHTS
11 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY INCORPORATION OF SHARE
PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
12 TO INCREASE THE NUMBER OF SHARES TO BE For Against Management
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREEMPTIVE RIGHTS
13 TO CARRY OUT INCREASES IN THE SHARE For For Management
CAPITAL BY ISSUANCE OF SHARES RESERVED
FOR EMPLOYEES WITH WAIVER OF PREEMPTIVE
RIGHTS
14 DELEGATION TO THE BOARD OF DIRECTORS OF For Against Management
AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE
FOR OR PURCHASE SHARES
15 DELEGATION TO THE BOARD TO ALLOT EXISTING For Against Management
OR NEW SHARES FREE OF CHARGE TO ALL OR
SOME SALARIED EMPLOYEES OF THE GROUP
16 DELEGATION TO THE BOARD OF DIRECTORS OF For For Management
POWERS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
17 POWERS FOR THE ACCOMPLISHMENT OF For For Management
FORMALITIES
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 28, 2004 Meeting Type: Annual
Record Date: SEP 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director J.T. Battenberg III For Withhold Management
1.3 Elect Director Charles W. Coker For Withhold Management
1.4 Elect Director James S. Crown For Withhold Management
1.5 Elect Director Willie D. Davis For Withhold Management
1.6 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.7 Elect Director Laurette T. Koellner For Withhold Management
1.8 Elect Director Cornelis J.A. van Lede For Withhold Management
1.9 Elect Director Joan D. Manley For Withhold Management
1.10 Elect Director C. Steven McMillan For Withhold Management
1.11 Elect Director Sir Ian Prosser For For Management
1.12 Elect Director Rozanne L. Ridgway For Withhold Management
1.13 Elect Director Richard L. Thomas For Withhold Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
SEI DAILY INCOME TRUST
Ticker: TCPGX Security ID: 783965668
Meeting Date: OCT 27, 2004 Meeting Type: Special
Record Date: AUG 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosemarie B. Greco For For Management
1.2 Elect Director Nina Lesavoy For For Management
1.3 Elect Director James M. Williams For For Management
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 8, 2005 Meeting Type: Annual
Record Date: APR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Siebel For For Management
1.2 Elect Director James C. Gaither For For Management
1.3 Elect Director Marc F. Racicot For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SMAG40 Security ID: 826197501
Meeting Date: JAN 27, 2005 Meeting Type: Annual
Record Date: DEC 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE UPON APPROPRIATION For For Management
OF THE NET INCOME OF SIEMENS AG TO A
DIVIDEND PAYOUT.
2 TO RATIFY THE ACTS OF THE MANAGING BOARD. For For Management
3 TO RATIFY THE ACTS OF THE SUPERVISORY For For Management
BOARD.
4 Ratify Auditors For For Management
5 TO CONSIDER AND VOTE UPON AN ELECTION TO For For Management
THE SUPERVISORY BOARD.
6 TO CONSIDER AND VOTE UPON A RESOLUTION For For Management
AUTHORIZING THE ACQUISITION AND USE OF
SIEMENS SHARES AND THE EXCLUSION OF
SHAREHOLDERS PREEMPTIVE AND TENDER
RIGHTS.
7 TO CONSIDER AND VOTE UPON ADJUSTMENTS TO For For Management
SUPERVISORY BOARD REMUNERATION AND
RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION.
8 TO CONSIDER AND VOTE UPON AN AMENDMENT TO For For Management
THE ARTICLES OF ASSOCIATION TO ADJUST TO
NEW LEGISLATION.
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: SNE Security ID: 835699307
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND A PART OF THE ARTICLES OF For For Management
INCORPORATION.
2 TO ELECT 12 DIRECTORS. For For Management
3 TO ISSUE STOCK ACQUISITION RIGHTS FOR For For Management
SHARES OF COMMON STOCK OF THE CORPORATION
FOR THE PURPOSE OF GRANTING STOCK
OPTIONS.
4 TO AMEND THE ARTICLES OF INCORPORATION Against For Shareholder
WITH RESPECT TO DISCLOSURE TO
SHAREHOLDERS REGARDING REMUNERATION PAID
TO EACH DIRECTOR.
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Farnsworth Jr. For For Management
1.2 Elect Director Patricia C. Frist For For Management
1.3 Elect Director Blake P. Garrett, Jr. For For Management
1.4 Elect Director L. Philip Humann For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Karen Hastie Williams For For Management
1.7 Elect Director Phail Wynn, Jr. For For Management
1.8 Elect Director Thomas M. Garrott, III For For Management
1.9 Elect Director E. Neville Isdell For For Management
2 Ratify Auditors For For Management
3 Approve Management Incentive Plan For For Management
4 Approve Performance Unit Plan For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: SEP 15, 2004 Meeting Type: Special
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TEF Security ID: 879382208
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL ACCOUNTS AND OF For For Management
THE MANAGEMENT REPORT OF TELEFONICA,
S.A., AND OF ITS CONSOLIDATED GROUP OF
COMPANIES, AS WELL AS THE PROPOSAL FOR
THE APPLICATION OF THE RESULTS OF
TELEFONICA, S.A., AND THAT OF THE
MANAGEMENT OF ITS BOARD OF DIREC
2 APPROVAL OF THE SHAREHOLDER REMUNERATION: For For Management
A) DISTRIBUTION OF DIVIDENDS WITH A
CHARGE TO THE ADDITIONAL PAID-IN CAPITAL
RESERVE AND B) EXTRAORDINARY NON-CASH
DISTRIBUTIONS OF ADDITIONAL PAID-IN
CAPITAL.
3 APPROVAL OF THE MERGER PLAN BETWEEN For For Management
TELEFONICA, S.A. AND TERRA NETWORKS, S.A.
AND APPROVAL, AS THE MERGER BALANCE
SHEET, OF TELEFONICA S.A. S BALANCE SHEET
CLOSED AS OF DECEMBER 31, 2004, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4 APPROVAL OF THE APPOINTMENT OF DIRECTORS. For For Management
5 APPROVAL OF THE DESIGNATION OF THE For For Management
ACCOUNTS AUDITOR FOR TELEFONICA S.A. AND
ITS CONSOLIDATED GROUP OF COMPANIES.
6 APPROVAL OF THE AUTHORIZATION FOR THE For For Management
ACQUISITION OF TREASURY STOCK.
7 APPROVAL OF THE REDUCTION OF SHARE For For Management
CAPITAL THROUGH THE AMORTIZATION OF
TREASURY STOCK.
8 DELEGATION OF POWERS FOR THE FORMALIZING, For For Management
INTERPRETING, CORRECTING AND EXECUTING OF
THE RESOLUTIONS.
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 20, 2005 Meeting Type: Annual
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Jessica P. Einhorn For For Management
1.7 Elect Director Miles R. Gilburne For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Reuben Mark For For Management
1.10 Elect Director Michael A. Miles For For Management
1.11 Elect Director Kenneth J. Novack For For Management
1.12 Elect Director Richard D. Parsons For For Management
1.13 Elect Director R. E. Turner For For Management
1.14 Elect Director Francis T. Vincent, Jr For For Management
1.15 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: APR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PARENT COMPANY FINANCIAL For For Management
STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Management
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 For Against Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. PAUL For For Management
DESMARAIS JR. AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. For For Management
BERTRAND JACQUILLAT AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE For For Management
LIPPENS AS A DIRECTOR
9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, For For Management
KBE, AS A DIRECTOR
10 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Management
ISSUING EQUITY OR EQUITY- LINKED
SECURITIES WITH PREFERENTIAL SUBSCRIPTION
RIGHTS
11 AUTHORITY TO BOARD TO RAISE CAPITAL BY For For Management
ISSUING EQUITY OR EQUITY- LINKED
SECURITIES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF For For Management
CAPITAL INCREASES PURSUANT TO ARTICLE L.
443-5 OF THE FRENCH LABOR CODE
13 AUTHORIZATION TO GRANT SHARES OF THE Against Against Management
COMPANY TO EMPLOYEES AND EXECUTIVE
OFFICERS OF THE COMPANY AND GROUP
COMPANIES
14 AMENDED AUTHORIZATION TO GRANT SHARES TO Against Against Shareholder
EMPLOYEES AND EXECUTIVE OFFICERS OF THE
COMPANY AND GROUP COMPANIES
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: Security ID: G90078109
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: MAR 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy J. Kelly For For Management
1.2 Elect Director Roberto Monti For For Management
1.3 Elect Director Ian C. Strachan For For Management
2 APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE For For Management
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF ORDINARY SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN FROM 2,500,000 TO
3,500,000.
3 APPROVAL OF THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For For Management
DIVIDEND FOR FINANCIAL YEAR 2004
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For For Management
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For For Management
WEINBACH
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For For Management
7 ELECTION OF NEW BOARD MEMBER: PETER R. For For Management
VOSER
8 RE-ELECTION OF GROUP AND STATUTORY For For Management
AUDITORS: ERNST & YOUNG LTD., BASEL
9 CANCELLATION OF SHARES REPURCHASED UNDER For For Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For For Management
PROGRAM
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George David For For Management
1.2 Elect Director Jean-Pierre Garnier For For Management
1.3 Elect Director Jamie S. Gorelick For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Richard D. McCormick For For Management
1.6 Elect Director Harold McGraw III For For Management
1.7 Elect Director Frank P. Popoff For For Management
1.8 Elect Director H. Patrick Swygert For For Management
1.9 Elect Director Andre Villeneuve For For Management
1.10 Elect Director H. A. Wagner For For Management
1.11 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
5 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker, II For Withhold Management
1.2 Elect Director Peter C. Browing For For Management
1.3 Elect Director Donald M. James For For Management
1.4 Elect Director Van L. Richey For For Management
1.5 Elect Director G. Kennedy Thompson For For Management
1.6 Elect Director John C. Whitaker, Jr. For For Management
1.7 Elect Director Wallace D. Malone, Jr. For For Management
1.8 Elect Director Robert J. Brown For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: FEB 11, 2005 Meeting Type: Annual
Record Date: DEC 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For For Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director Monica C. Lozano For For Management
1.9 Elect Director Robert W. Matschullat For For Management
1.10 Elect Director George J. Mitchell For For Management
1.11 Elect Director Leo J. O'Donovan, S.J. For For Management
1.12 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Prohibit Greenmail Payments Against For Shareholder
5 Report on Vendor Standards in China Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip D. Matthews For For Management
1.2 Elect Director Mary E. Pugh For For Management
1.3 Elect Director William G. Reed, Jr. For For Management
1.4 Elect Director James H. Stever For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Purisima Funds
By (Signature and Title)* /s/ Kenneth L. Fisher
-----------------------------------------------------
Kenneth L. Fisher, President
Date August 09, 2005
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* Print the name and title of each signing officer under his or her
signature