UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07737
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THE PURISIMA FUNDS
(Exact name of registrant as specified in charter)
13100 Skyline Boulevard
Woodside, CA 94062
(Address of principal executive offices) (Zip code)
Kenneth L. Fisher, President
13100 Skyline Boulevard
Woodside, CA 94062-4547
(Name and address of agent for service)
Registrant's telephone number, including area code: (650) 851-3334
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Date of fiscal year end: August, 31
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Date of reporting period: June 30, 2007
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Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07737
Reporting Period: 07/01/2006 - 06/30/2007
The Purisima Funds
========================== PURISIMA ALL PURPOSE FUND ===========================
============================ PURISIMA TOTAL RETURN =============================
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director James H. Richardson For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Richard B. Jennings For For Management
1.5 Elect Director Richard H. Klein For For Management
1.6 Elect Director Martin A. Simonetti For For Management
1.7 Elect Director Alan G. Walton For For Management
2 Ratify Auditors For For Management
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ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director L.L Gellerstedt, III For For Management
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
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AMB PROPERTY CORP.
Ticker: AMB Security ID: 00163T109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Afsaneh M. Beshloss For For Management
2 Elect Director T. Robert Burke For For Management
3 Elect Director David A. Cole For For Management
4 Elect Director Lydia H. Kennard For For Management
5 Elect Director J. Michael Losh For For Management
6 Elect Director Hamid R. Moghadam For For Management
7 Elect Director Frederick W. Reid For For Management
8 Elect Director Jeffrey L. Skelton For For Management
9 Elect Director Thomas W. Tusher For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For Against Management
12 Pay For Superior Performance Against For Shareholder
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AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director John P. DesBarres For For Management
1.5 Elect Director Robert W. Fri For For Management
1.6 Elect Director Linda A. Goodspeed For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Lester A. Hudson, Jr. For For Management
1.9 Elect Director Michael G. Morris For For Management
1.10 Elect Director Lionel L. Nowell III For For Management
1.11 Elect Director Richard L. Sandor For For Management
1.12 Elect Director Donald G. Smith For For Management
1.13 Elect Director Kathryn D. Sullivan For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James M. Cracchiolo For For Management
2 Elect Director Warren D. Knowlton For For Management
3 Elect Director H. Jay Sarles For For Management
4 Elect Director Robert F. Sharpe, Jr. For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
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AMVESCAP PLC
Ticker: AVZ Security ID: 03235E100
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND THE For For Management
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON.
2 TO RECEIVE AND ADOPT THE REPORT OF THE For For Management
BOARD ON REMUNERATION.
3 TO DECLARE A FINAL DIVIDEND. For For Management
4 TO RE-ELECT MR JOSEPH R CANION AS A For For Management
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT MR EDWARD LAWRENCE AS A For For Management
DIRECTOR OF THE COMPANY.
6 TO RE-ELECT MR JAMES ROBERTSON AS A For For Management
DIRECTOR OF THE COMPANY.
7 Ratify Auditors For For Management
8 TO APPROVE THE CHANGE OF NAME (SPECIAL For For Management
RESOLUTION).
9 TO AUTHORIZE THE DIRECTORS TO ALLOT For For Management
SHARES PURSUANT TO SECTION 80 OF THE
COMPANIES ACT 1985.
10 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS For For Management
PURSUANT TO SECTION 95 OF THE COMPANIES
ACT 1985. (SPECIAL RESOLUTION).
11 TO RENEW THE COMPANY S AUTHORITY TO MAKE For For Management
MARKET PURCHASES OF ITS OWN ORDINARY
SHARES (SPECIAL RESOLUTION).
12 TO APPROVE THE AMENDMENTS TO THE ARTICLES For For Management
OF ASSOCIATION (SPECIAL RESOLUTION).
13 TO APPROVE THE AMENDMENT TO ARTICLE 96.1 For For Management
OF THE ARTICLES OF ASSOCIATION.
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ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director H. Paulett Eberhart For For Management
1.4 Elect Director James T. Hackett For For Management
2 Ratify Auditors For For Management
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ANGLOGOLD ASHANTI LTD.
Ticker: AU Security ID: 035128206
Meeting Date: DEC 11, 2006 Meeting Type: Annual
Record Date: NOV 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION NUMBER 1 THE CREATION For For Management
OF E ORDINARY SHARES
2 SPECIAL RESOLUTION NUMBER 2 AMENDMENT TO For For Management
ARTICLES OF ASSOCIATION
3 ORDINARY RESOLUTION NUMBER 1 ADOPTION OF For For Management
THE BOKAMOSO EMPLOYEE SHARE OWNERSHIP
PLAN
4 ORDINARY RESOLUTION NUMBER 2 SPECIFIC For For Management
ISSUE OF SHARES FOR CASH
5 ORDINARY RESOLUTION NUMBER 3 SPECIFIC For For Management
ISSUE OF SHARES FOR CASH
6 ORDINARY RESOLUTION NUMBER 4 AUTHORITY TO For For Management
GIVE EFFECT TO THE ABOVE RESOLUTIONS
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ANGLOGOLD ASHANTI LTD.
Ticker: AU Security ID: 035128206
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Year Ended 12-31-06
2 Reelect F.B. Arisman as Director For For Management
3 Reelect R.E. Bannerman as Director For For Management
4 Reelect W.A. Nairn as Director For For Management
5 Reelect S.R. Thompson as Director For For Management
6 Reelect J.H. Mensah as Director Appointed For For Management
During the Year
7 Reelect W.L. Nkuhlu as Director Appointed For For Management
During the Year
8 Reelect S.M. Pityana as Director For For Management
Appointed During the Year
9 Place Authorized But Unissued Shares For For Management
under Control of Directors
10 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 10
Percent of Issued Capital
11 Approve Remuneration of Directors For For Management
12 Authorize Repurchase of Up to 20 Percent For For Management
of Issued Share Capital
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ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY S ACCOUNTS AND THE For For Management
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2006
2 TO CONFIRM DIVIDENDS For For Management
3 Ratify Auditors For For Management
4 TO AUTHORISE THE DIRECTORS TO AGREE THE For For Management
REMUNERATION OF THE AUDITOR
5(a) Elect Director Louis Schweitzer For For Management
5(b) Elect Director Hakan Mogren For For Management
5(c) Elect Director David R Brennan For For Management
5(d) Elect Director John Patterson For For Management
5(e) Elect Director Jonathan Symonds For For Management
5(f) Elect Director John Buchanan For For Management
5(g) Elect Director Jane Henney For For Management
5(h) Elect Director Michele Hooper For For Management
5(i) Elect Director Joe Jimenez For For Management
5(j) Elect Director Dame Nancy Rothwell For For Management
5(k) Elect Director John Varley For For Management
5(l) Elect Director Marcus Wallenberg For For Management
6 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2006
7 TO AUTHORISE LIMITED EU POLITICAL For For Management
DONATIONS
8 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
UNISSUED SHARES
9 TO AUTHORISE THE DIRECTORS TO DISAPPLY For For Management
PRE-EMPTION RIGHTS
10 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES
11 TO AUTHORISE ELECTRONIC COMMUNICATION For For Management
WITH SHAREHOLDERS
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AXA SA (FORMERLY AXA-UAP)
Ticker: AXA Security ID: 054536107
Meeting Date: MAY 14, 2007 Meeting Type: Special
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY S FINANCIAL For For Management
STATEMENTS FOR 2006 - PARENT ONLY
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR 2006
3 EARNINGS APPROPRIATION AND DECLARATION OF For For Management
A DIVIDEND OF EURO 1.06 PER SHARE
4 APPROVAL OF A NEW REGULATED AGREEMENT For For Management
(AGREEMENT BETWEEN THE AXA AND SCHNEIDER
GROUPS)
5 APPROVAL OF THE PREVIOUSLY AUTHORIZED For For Management
REGULATED AGREEMENTS
6 RE-APPOINTMENT OF MR. JEAN-RENE FOURTOU For For Management
TO THE SUPERVISORY BOARD
7 RE-APPOINTMENT OF MR. LEO APOTHEKER TO For For Management
THE SUPERVISORY BOARD
8 RE-APPOINTMENT OF MR. GERARD MESTRALLET For For Management
TO THE SUPERVISORY BOARD
9 RE-APPOINTMENT OF MR. EZRA SULEIMAN TO For For Management
THE SUPERVISORY BOARD
10 APPOINTMENT OF MR. JEAN-MARTIN FOLZ TO For For Management
THE SUPERVISORY BOARD
11 APPOINTMENT OF MR. GIUSEPPE MUSSARI TO For For Management
THE SUPERVISORY BOARD
12 DETERMINATION OF THE ANNUAL AMOUNT OF For For Management
DIRECTORS FEES
13 AUTHORIZATION GRANTED TO THE MANAGEMENT For Against Management
BOARD TO PURCHASE THE COMPANY S SHARES
14 DELEGATION OF AUTHORITY TO THE MANAGEMENT For For Management
BOARD TO INCREASE CAPITAL THROUGH THE
CAPITALIZATION OF RESERVES, RETAINED
EARNINGS OR ADDITIONAL PAID-IN CAPITAL
15 DELEGATION OF AUTHORITY TO THE MANAGEMENT For For Management
BOARD TO INCREASE THE COMPANY S CAPITAL
THROUGH THE ISSUE OF COMMON SHARES OR
SECURITIES THAT ENTITLE THE BEARER TO
COMMON SHARES OF THE COMPANY OR ONE OF
ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS M
16 DELEGATION OF AUTHORITY TO THE MANAGEMENT For For Management
BOARD TO INCREASE CAPITAL THROUGH THE
ISSUE OF COMMON SHARES OR SECURITIES THAT
ENTITLE THE BEARER TO SHARE CAPITAL OF
THE COMPANY OR ONE OF ITS SUBSIDIARIES,
WITH PREFERENTIAL SUBSCRIPTION RIGHTS
WAIVED
17 AUTHORIZATION GRANTED TO THE MANAGEMENT For For Management
BOARD, IN THE EVENT THAT SHARES OR
SECURITIES ARE ISSUED WITH PREFERENTIAL
SUBSCRIPTION RIGHTS, TO SET THE ISSUE
PRICE UNDER THE CONDITIONS DEFINED BY THE
SHAREHOLDERS AND UP TO A MAXIMUM OF 10%
OF THE EQUITY CAPIT
18 AUTHORIZATION GRANTED TO THE MANAGEMENT For For Management
BOARD TO INCREASE THE AMOUNT OF THE
INITIAL ISSUE, IN THE EVENT THAT SHARES
OR SECURITIES ARE ISSUED WITH
PREFERENTIAL SUBSCRIPTION RIGHTS WAIVED
OR MAINTAINED, UNDER THE TERMS SET FORTH
IN THE FIFTEENTH TO THE SEV
19 DELEGATION OF AUTHORITY TO THE MANAGEMENT For Against Management
BOARD TO ISSUE COMMON SHARES AND
SECURITIES WITH A CLAIM TO THE COMPANY S
COMMON SHARES, IN THE EVENT THAT A PUBLIC
EXCHANGE OFFER IS INITIATED BY THE
COMPANY
20 DELEGATION OF AUTHORITY TO THE MANAGEMENT For For Management
BOARD TO INCREASE THE CAPITAL OF THE
COMPANY THROUGH THE ISSUE OF COMMON
SHARES AND SECURITIES WITH A CLAIM TO THE
COMPANY S COMMON SHARES IN RETURN FOR
CONTRIBUTIONS IN KIND UP TO A MAXIMUM OF
10% OF THE SHARE C
21 DELEGATION OF AUTHORITY TO THE MANAGEMENT For Against Management
BOARD TO ISSUE COMMON SHARES IN
CONNECTION WITH THE ISSUE OF SECURITIES,
BY SUBSIDIARIES OF THE COMPANY, WITH A
CLAIM TO THE COMPANY S COMMON SHARES
22 DELEGATION OF AUTHORITY TO THE MANAGEMENT For For Management
BOARD TO ISSUE SECURITIES ENTITLING THEIR
BEARERS TO AN ALLOTMENT OF DEBT
INSTRUMENTS AND THAT DO NOT RESULT IN AN
INCREASE OF THE COMPANY S CAPITAL
23 AUTHORIZATION GRANTED TO THE MANAGEMENT For For Management
BOARD TO RESOLVE TO ISSUE SECURITIES
SECURING IMMEDIATE OR DEFERRED ACCESS TO
THE COMPANY S SHARE CAPITAL, RESERVED FOR
EMPLOYEES ENROLLED IN THE EMPLOYEE
SPONSORED COMPANY SAVINGS PLAN
24 AUTHORIZATION GRANTED TO THE MANAGEMENT For Against Management
BOARD TO FREELY ALLOT SHARES TO EMPLOYEES
OF THE AXA GROUP IN CONNECTION WITH THE
EXECUTION OF THE AMBITION 2012 PLAN
25 AUTHORIZATION GRANTED TO THE MANAGEMENT For For Management
BOARD TO REDUCE CAPITAL THROUGH THE
CANCELLATION OF SHARES
26 AMENDMENT TO THE BYLAWS RELATING TO THE For For Management
CONDITIONS OF PARTICIPATION IN THE
SHAREHOLDERS MEETINGS
27 AMENDMENT TO THE BYLAWS PERTAINING TO THE For For Management
TERMS AND CONDITIONS GOVERNING THE
PROCESS OF NOMINATING CANDIDATES TO SERVE
ON THE SUPERVISORY BOARD AS THE
REPRESENTATIVE OF THE EMPLOYEE
SHAREHOLDERS
28 AUTHORIZATION TO COMPLY WITH ALL FORMAL For For Management
REQUIREMENTS IN CONNECTION WITH THIS
MEETING
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BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director James F. McCall For For Management
1.10 Elect Director J. Larry Nichols For For Management
1.11 Elect Director H. John Riley, Jr. For For Management
1.12 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
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BANCO SANTANDER CENTRAL HISPANO (FRMLY BANCO SANTANDER)
Ticker: STD Security ID: 05964H105
Meeting Date: JUN 23, 2007 Meeting Type: Annual
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINATION AND APPROVAL, IF DEEMED For For Management
APPROPRIATE, OF THE ANNUAL ACCOUNTS
(BALANCE SHEET, PROFIT AND LOSS
STATEMENT, STATEMENTS OF CHANGES IN NET
ASSETS AND CASH FLOWS, AND NOTES) AND OF
THE CORPORATE MANAGEMENT OF BANCO
SANTANDER CENTRAL HISPANO, S.A. AND
2 APPLICATION OF RESULTS FROM FISCAL YEAR For For Management
2006.
3.1 Elect Director Ms. I.T. Biscarolasaga For For Management
3.2 Elect Director A. Generali S.P.A. For For Management
3.3 Elect Director Mr. A.B. Garcia-Tunon For For Management
3.4 Elect Director Mr. A. Escamez Torres For For Management
3.5 Elect Director Mr. F. Luzon Lopez For For Management
4 RE-ELECTION OF THE AUDITOR OF ACCOUNTS For For Management
FOR FISCAL YEAR 2007.
5 AUTHORIZATION FOR THE BANK AND ITS For For Management
SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK
PURSUANT TO THE PROVISIONS OF SECTION 75
AND THE FIRST ADDITIONAL PROVISION OF THE
BUSINESS CORPORATIONS LAW.
6 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH For For Management
OF ARTICLE 1.
7 BYLAWS: AMENDMENT OF ARTICLE 28. For For Management
8 BYLAWS: AMENDMENT OF THE SECOND PARAGRAPH For For Management
OF ARTICLE 36.
9 BYLAWS: AMENDMENT OF THE LAST PARAGRAPH For For Management
OF ARTICLE 37.
10 BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH For For Management
OF ARTICLE 40.
11 RULES AND REGULATIONS FOR THE GENERAL For For Management
SHAREHOLDERS MEETING: AMENDMENT OF THE
PREAMBLE.
12 RULES AND REGULATIONS FOR THE GENERAL For For Management
SHAREHOLDERS MEETING: AMENDMENT OF
ARTICLE 2.
13 RULES AND REGULATIONS FOR THE GENERAL For For Management
SHAREHOLDERS MEETING: AMENDMENT OF
ARTICLE 21 AND CORRESPONDING AMENDMENT OF
PARAGRAPH 1 OF THE CURRENT ARTICLE 22.
14 RULES AND REGULATIONS FOR THE GENERAL For For Management
SHAREHOLDERS MEETING: ADDITION OF A NEW
ARTICLE 22 AND RENUMBERING OF CURRENT
ARTICLE 22 ET SEQ.
15 DELEGATION TO THE BOARD OF THE POWER TO For For Management
CARRY OUT THE RESOLUTION TO BE ADOPTED TO
INCREASE THE SHARE CAPITAL, PURSUANT TO
THE PROVISIONS OF SECTION 153.1A) OF THE
BUSINESS CORPORATIONS LAW.
16 DELEGATION TO THE BOARD OF THE POWER TO For For Management
ISSUE FIXED INCOME SECURITIES NOT
CONVERTIBLE INTO SHARES.
17 AUTHORIZATION TO DELIVER, WITHOUT CHARGE, For For Management
100 SANTANDER SHARES TO EACH OF THE
EMPLOYEES OF COMPANIES OF THE GROUP WHO
SATISFY THE CONDITIONS ESTABLISHED IN THE
RESOLUTION TO BE ADOPTED.
18 AMENDMENT OF THE INCENTIVE PLAN FOR ABBEY For For Management
MANAGERS BY MEANS OF THE DELIVERY OF
SANTANDER SHARES APPROVED BY THE
SHAREHOLDERS AT THE MEETING OF 22 JUNE
2006 AND LINKED TO THE ATTAINMENT OF
REVENUE AND PROFIT TARGETS OF SUCH
BRITISH ENTITY.
19 APPROVAL, IN CONNECTION WITH THE For For Management
LONG-TERM INCENTIVE POLICY APPROVED BY
THE BOARD, OF VARIOUS PLANS FOR THE
DELIVERY OF SANTANDER SHARES, FOR
IMPLEMENTATION THEREOF BY THE BANK AND
COMPANIES WITHIN THE SANTANDER GROUP.
20 AUTHORIZATION TO THE BOARD TO INTERPRET, For For Management
REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER
DEVELOP THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THE MEETING, AS WELL AS
TO SUBSTITUTE THE POWERS RECEIVED FROM
THE SHAREHOLDERS AT THE MEETING, AND
GRANT OF POWERS
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BASF AG
Ticker: BF Security ID: 055262505
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF A RESOLUTION ON THE For For Management
APPROPRIATION OF PROFIT
2 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE
SUPERVISORY BOARD
3 ADOPTION OF A RESOLUTION GIVING FORMAL For For Management
APPROVAL TO THE ACTIONS OF THE BOARD OF
EXECUTIVE DIRECTORS
4 ELECTION OF AN AUDITOR FOR THE FINANCIAL For For Management
YEAR 2007
5 AUTHORIZATION TO BUY BACK SHARES AND TO For For Management
PUT THEM TO FURTHER USE INCLUDING THE
AUTHORIZATION TO REDEEM BOUGHT-BACK
SHARES AND REDUCE CAPITAL
6 CONVERSION OF BASF AKTIENGESELLSCHAFT For For Management
INTO A EUROPEAN COMPANY (SOCIETAS
EUROPAEA, SE)
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 29, 2006 Meeting Type: Annual
Record Date: SEP 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE 2006 FINANCIAL STATEMENTS For For Management
AND REPORTS FOR BHP BILLITON PLC
2 TO RECEIVE THE 2006 FINANCIAL STATEMENTS For For Management
AND REPORTS FOR BHP BILLITON LTD
3.1 Elect Director Mr P M Anderson For For Management
3.2 Elect Director Mr P M Anderson For For Management
3.3 Elect Director Mr M J Kloppers For For Management
3.4 Elect Director Mr M J Kloppers For For Management
3.5 Elect Director Mr C J Lynch For For Management
3.6 Elect Director Mr C J Lynch For For Management
3.7 Elect Director Mr J Nasser For For Management
3.8 Elect Director Mr J Nasser For For Management
3.9 Elect Director Mr D A Crawford For For Management
3.10 Elect Director Mr D A Crawford For For Management
3.11 Elect Director Mr D R Argus For For Management
3.12 Elect Director Mr D R Argus For For Management
3.13 Elect Director Dr D C Brink For For Management
3.14 Elect Director Dr D C Brink For For Management
3.15 Elect Director Dr J G S Buchanan For For Management
3.16 Elect Director Dr J G S Buchanan For For Management
3.17 Elect Director Dr J M Schubert For For Management
3.18 Elect Director Dr J M Schubert For For Management
4 Ratify Auditors For For Management
5 TO RENEW THE GENERAL AUTHORITY TO ALLOT For For Management
SHARES IN BHP BILLITON PLC
6 TO RENEW THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS IN BHP BILLITON PLC
7 TO APPROVE THE REPURCHASE OF SHARES IN For For Management
BHP BILLITON PLC
8 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON DECEMBER
31, 2006
9 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON MARCH 31,
2007
10 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON MAY 15,
2007
11 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON JUNE 30,
2007
12 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON SEPTEMBER
30, 2007
13 TO APPROVE THE CANCELLATION OF SHARES IN For For Management
BHP BILLITON PLC HELD BY BHP BILLITON LTD
OR ONE OF ITS SUBSIDIARIES ON NOVEMBER
15, 2007
14 TO APPROVE THE 2006 REMUNERATION REPORT For For Management
15 TO APPROVE THE GRANT OF AWARDS TO MR C W For For Management
GOODYEAR UNDER THE GIS AND THE LTIP
16 TO APPROVE THE GRANT OF AWARDS TO MR M J For For Management
KLOPPERS UNDER THE GIS AND THE LTIP
17 TO APPROVE THE GRANT OF AWARDS TO MR C J For For Management
LYNCH UNDER THE GIS AND THE LTIP
18 TO APPROVE THE BHP BILLITON GLOBAL For For Management
EMPLOYEE SHARE PLAN
19 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
AGGREGATE REMUNERATION PAID BY BHP
BILLITON PLC TO NON-EXECUTIVE DIRECTORS
IN ANY YEAR
20 TO APPROVE AN INCREASE IN THE MAXIMUM For For Management
AGGREGATE REMUNERATION PAID BY BHP
BILLITON LTD TO NON-EXECUTIVE DIRECTORS
IN ANY YEAR
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CADBURY SCHWEPPES PLC
Ticker: CSG Security ID: 127209302
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DECLARATION OF FINAL DIVIDEND 2006 For For Management
3 DIRECTORS REMUNERATION REPORT For For Management
4 RE-APPOINTMENT OF SIR JOHN SUNDERLAND For For Management
5 RE-APPOINTMENT OF ROSEMARY THORNE For For Management
6 RE-APPOINTMENT OF DAVID THOMPSON For For Management
7 RE-APPOINTMENT OF SANJIV AHUJA For For Management
8 RE-APPOINTMENT OF RAYMOND VIAULT For For Management
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP For For Management
SHARE PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
13 AUTHORITY TO SERVE COMMUNICATIONS BY For For Management
ELECTRONIC MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES For For Management
15 AUTHORITY TO MAKE MARKET PURCHASES For For Management
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CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director William R. Cooper For For Management
1.3 Elect Director Scott S. Ingraham For For Management
1.4 Elect Director Lewis A. Levey For For Management
1.5 Elect Director William B. Mcguire, Jr. For For Management
1.6 Elect Director William F. Paulsen For For Management
1.7 Elect Director D. Keith Oden For For Management
1.8 Elect Director F. Gardner Parker For For Management
1.9 Elect Director Steven A. Webster For For Management
2 Ratify Auditors For For Management
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CANADIAN NATURAL RESOURCES LTD.
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 3, 2007 Meeting Type: Annual/Special
Record Date: MAR 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Gary A. Filmon For For Management
1.4 Elect Director Gordon D. Giffin For For Management
1.5 Elect Director John G. Langille For For Management
1.6 Elect Director Steve W. Laut For For Management
1.7 Elect Director Keith A.J. MacPhail For For Management
1.8 Elect Director Allan P. Markin For For Management
1.9 Elect Director Norman F. McIntyre For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director James S. Palmer For For Management
1.12 Elect Director Eldon R. Smith For For Management
1.13 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LTD.
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Bachand For For Management
1.2 Elect Director John E. Cleghorn For For Management
1.3 Elect Director Tim W. Faithfull For For Management
1.4 Elect Director Frederic J. Green For For Management
1.5 Elect Director Krystyna T. Hoeg For For Management
1.6 Elect Director John P. Manley For For Management
1.7 Elect Director Linda J. Morgan For For Management
1.8 Elect Director Madeleine Paquin For For Management
1.9 Elect Director Michael E. J. Phelps For For Management
1.10 Elect Director Roger Phillips For For Management
1.11 Elect Director Hartley T. Richardson For For Management
1.12 Elect Director Michael W. Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For Withhold Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Richard C. E. Morgan For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEMEX S.A.
Ticker: CX Security ID: 151290889
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: AUG 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION, DISCUSSION AND APPROVAL OF For For Management
THE PROJECT THAT MODIFIES THE ISSUANCE
DEED OF THE ORDINARY PARTICIPATION
CERTIFICATES DENOMINATED CEMEX.CPO , AS
WELL AS THE TRUST AGREEMENT NUMBER
111033-9 EXECUTED BY BANCO NACIONAL DE
MEXICO, S.A. AS CEMEX
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: DEC 7, 2006 Meeting Type: Annual
Record Date: NOV 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION AND, IF APPLICABLE, For For Management
AUTHORIZATION OF A TRANSACTION, AFTER
HEARING A REPORT BY THE CHIEF EXECUTIVE
OFFICER AND THE OPINION OF THE BOARD OF
DIRECTORS.
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker: CX Security ID: 151290889
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for 2006 Fiscal Year
2 Approve Allocation of Income; Set For For Management
Aggregate Nominal Amount of Share
Repurchase
3 Authorize Increase in Variable Portion of For For Management
Capital via Capitalization of Accumulated
Profits Account
4 Elect Board Members; Elect Members and For For Management
Chairman of Both Audit and Corporate
Practices Committee
5 Approve Remuneration of Directors and For For Management
Members of the Board Committees
6 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Campbell For For Management
2 Elect Director Isaiah Harris, Jr. For For Management
3 Elect Director Jane E. Henney, M.D. For For Management
4 Elect Director Donna F. Zarcone For For Management
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: RIO.PR Security ID: 204412100
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 THE APPROVAL AND JUSTIFICATION FOR For For Management
CONSOLIDATION OF CAEMI MINERACAO E
METALURGIA S.A. ( CAEMI ), A WHOLLY OWNED
SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES
224 AND 225 OF THE BRAZILIAN CORPORATE
LAW
2 TO RATIFY THE APPOINTMENT OF THE EXPERTS For For Management
TO APPRAISE THE VALUE OF THE COMPANY TO
BE CONSOLIDATED
3 TO DECIDE ON THE APPRAISAL REPORT, For For Management
PREPARED BY THE EXPERT APPRAISERS
4 THE APPROVAL FOR THE CONSOLIDATION OF For For Management
CAEMI, WITHOUT A CAPITAL INCREASE OR THE
ISSUANCE OF NEW SHARES BY THIS COMPANY
5 TO RATIFY THE ACQUISITION OF THE CONTROL For For Management
OF INCO LTD., PURSUANT TO SECTION 1 OF
ARTICLE 256 OF THE BRAZILIAN CORPORATE
LAW
6 TO RATIFY THE APPOINTMENT OF A BOARD For For Management
MEMBER, DULY NOMINATED DURING THE BOARD
OF DIRECTORS MEETING HELD ON JUNE 21,
2006, IN ACCORDANCE WITH SECTION 10 OF
ARTICLE 11 OF THE COMPANY S BY-LAWS
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: RIO Security ID: 204412100
Meeting Date: APR 27, 2007 Meeting Type: Annual/Special
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENTS REPORT For For Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
2 PROPOSAL FOR THE DESTINATION OF PROFITS For For Management
OF THE SAID FISCAL YEAR AND APPROVAL OF
THE INVESTMENT BUDGET OF THE COMPANY.
3 APPOINTMENT OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS.
4 APPOINTMENT OF THE MEMBERS OF THE FISCAL For For Management
COUNCIL.
5 ESTABLISHMENT OF THE REMUNERATION OF THE For For Management
MEMBERS OF THE BOARD OF DIRECTORS, THE
BOARD OF EXECUTIVE OFFICERS AND THE
FISCAL COUNCIL.
6 PROPOSAL FOR THE CAPITAL INCREASE, For For Management
THROUGH CAPITALIZATION OF RESERVES,
WITHOUT THE ISSUANCE OF SHARES, AND THE
CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James E. Copeland, Jr. For For Management
2 Elect Director Kenneth M. Duberstein For For Management
3 Elect Director Ruth R. Harkin For For Management
4 Elect Director William R. Rhodes For For Management
5 Elect Director J. Stapleton Roy For For Management
6 Elect Director William E. Wade, Jr. For For Management
7 Ratify Auditors For For Management
8 Report on Political Contributions Against Against Shareholder
9 Report on Renewable Energy Sources Against Against Shareholder
10 Require Director Nominee Qualifications Against Against Shareholder
11 Report on Environmental Damage from Against For Shareholder
Drilling in the National Petroleum
Reserve
12 Report on Indigenous Peoples Rights Against Against Shareholder
Policies
13 Report on Community Impact of Operations Against Against Shareholder
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: CS Security ID: 225401108
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION AND APPROVAL OF THE ANNUAL For For Management
REPORT, THE PARENT COMPANY S 2006
FINANCIAL STATEMENTS AND THE GROUP S 2006
CONSOLIDATED FINANCIAL STATEMENTS
2 DISCHARGE OF THE ACTS OF THE MEMBERS OF For For Management
THE BOARD OF DIRECTORS AND EXECUTIVE
BOARD
3 CAPITAL REDUCTION OWING TO COMPLETION OF For For Management
THE SHARE BUY BACK PROGRAM
4.1 RESOLUTION ON THE APPROPRIATION OF For For Management
RETAINED EARNINGS
4.2 REDUCTION OF SHARE CAPITAL BY REPAYMENT For For Management
OF PAR VALUE TO SHAREHOLDERS
5 APPROVAL OF A FURTHER SHARE BUY BACK For For Management
PROGRAM
6.1 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION: RENEWAL OF AUTHORIZED
CAPITAL
6.2 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION: AMENDMENT OF ART. 7 PARAS. 4
AND 5 (RIGHT TO ADD AN ITEM TO THE
AGENDA)
6.3 ADDITIONAL AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION: AMENDMENTS AS A RESULT OF
ITEM 4.2
7.1a RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
NOREEN DOYLE
7.1b RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
AZIZ R.D. SYRIANI
7.1c RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
DAVID W. SYZ
7.1d RE-ELECTION TO THE BOARD OF DIRECTORS: For For Management
PETER F. WEIBEL
7.2 ELECTION OF THE PARENT COMPANY S For For Management
INDEPENDENT AUDITORS AND THE GROUP S
INDEPENDENT AUDITORS
7.3 ELECTION OF SPECIAL AUDITORS For For Management
8 IF VOTING TAKES PLACE ON PROPOSALS THAT None Against Management
HAVE NOT BEEN SUBMITTED UNTIL THE ANNUAL
GENERAL MEETING ITSELF AS DEFINED IN ART.
700 PARAS. 3 AND 4 OF THE SWISS CODE OF
OBLIGATIONS, OR IN THE CASE OF
CONSULTATIVE VOTES, I HEREBY AUTHORIZE
THE INDEPENDENT PROXY
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director David M. Gavrin For For Management
1.3 Elect Director John Richels For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DPL INC.
Ticker: DPL Security ID: 233293109
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Biggs For For Management
1.2 Elect Director W. August Hillenbrand For For Management
1.3 Elect Director Ned J. Sifferlen, Ph.D. For For Management
2 Company Specific-Majority Vote For For Management
Alternative for the Election of Directors
3 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
4 Reincorporate in Another State [from Ohio Against For Shareholder
to Delaware]
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EON Security ID: 268780103
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF THE BALANCE SHEET INCOME For For Management
FROM THE 2006 FINANCIAL YEAR
2 DISCHARGE OF THE BOARD OF MANAGEMENT FOR For For Management
THE 2006 FINANCIAL YEAR
3 DISCHARGE OF THE SUPERVISORY BOARD FOR For For Management
THE 2006 FINANCIAL YEAR
4 AUTHORIZATION TO ACQUIRE AND USE OWN For For Management
SHARES
5 ELECTION OF THE AUDITORS FOR THE 2007 For For Management
FINANCIAL YEAR
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova For For Management
1.4 Elect Director Charles B. Curtis For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Ronald L. Olson For For Management
1.8 Elect Director James M. Rosser For For Management
1.9 Elect Director Richard T. Schlosberg, III For For Management
1.10 Elect Director Robert H. Smith For For Management
1.11 Elect Director Thomas C. Sutton For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
- --------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA
Ticker: ERJ Security ID: 29081M102
Meeting Date: APR 23, 2007 Meeting Type: Annual/Special
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 EXAMINE, DISCUSS AND VOTE ON THE For For Management
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2006
2 ALLOCATE THE NET PROFITS RECORDED IN SUCH For For Management
FISCAL YEAR
3 APPOINT THE MEMBERS OF THE FISCAL For For Management
COMMITTEE FOR THE 2007/2008 TERM OF
OFFICE
4 SET THE AGGREGATE ANNUAL COMPENSATION TO For For Management
BE RECEIVED BY THE COMPANY S OFFICERS AND
MEMBERS OF THE COMMITTEE OF ITS BOARD OF
DIRECTORS
5 SET THE COMPENSATION OF THE MEMBERS OF For For Management
THE FISCAL COMMITTEE
6 CONFIRM THE INCREASE IN THE COMPANY S For For Management
CAPITAL STOCK IN THE AMOUNT OF R$
11,119,509.06, AS APPROVED BY THE BOARD
OF DIRECTORS AT ITS MEETINGS HELD IN
SEPTEMBER AND DECEMBER 2006 AND MARCH
2007.
7 AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, For For Management
AS A RESULT OF THE CONFIRMATION OF THE
INCREASE IN CAPITAL STOCK
8 AMEND THE COMPANY S BYLAWS IN ORDER TO For For Management
REMOVE ARTICLE 10 AND ITS SOLE PARAGRAPH
AND INCLUDE THEM, WITH AMENDMENTS, AS
PARAGRAPH 3 AND PARAGRAPH 4 OF ARTICLE 7,
RENUMBERING, AS A CONSEQUENCE, THE
REMAINING ARTICLES OF THE BYLAWS
9 CONSOLIDATE THE COMPANY S BYLAWS For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Brown For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director David N. Strohm For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Declassify the Board of Directors For For Management
6 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Company Specific-Adopt Simple Majority Against For Shareholder
Vote
9 Pay For Superior Performance Against Against Shareholder
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 25, 2007 Meeting Type: Annual/Special
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Patrick D. Daniel For For Management
1.3 Elect Director Ian W. Delaney For For Management
1.4 Elect Director Randall K. Eresman For For Management
1.5 Elect Director Michael A. Grandin For For Management
1.6 Elect Director Barry W. Harrison For For Management
1.7 Elect Director Dale A. Lucas For For Management
1.8 Elect Director Ken F. McCready For For Management
1.9 Elect Director Valerie A.A. Nielsen For For Management
1.10 Elect Director David P. O'Brien For For Management
1.11 Elect Director Jane L. Peverett For For Management
1.12 Elect Director Allan P. Sawin For For Management
1.13 Elect Director Dennis A. Sharp For For Management
1.14 Elect Director James M. Stanford For For Management
1.15 Elect Director Wayne G. Thomson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Remuneration of Auditors
3 Approve Shareholder Rights Plan For For Management
4 Amend Employee Stock Option Plan For For Management
5 Amend Employee Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Issie N. Rabinovitch For For Management
1.3 Elect Director Thomas E. Randlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 25, 2006 Meeting Type: Annual
Record Date: JUL 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director August A. Busch, IV For For Management
1.3 Elect Director John A. Edwardson For For Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director J. Kenneth Glass For For Management
1.6 Elect Director Philip Greer For For Management
1.7 Elect Director J.R. Hyde, III For For Management
1.8 Elect Director Shirley A. Jackson For For Management
1.9 Elect Director Steven R. Loranger For For Management
1.10 Elect Director Charles T. Manatt For For Management
1.11 Elect Director Frederick W. Smith For For Management
1.12 Elect Director Joshua I. Smith For For Management
1.13 Elect Director Paul S. Walsh For For Management
1.14 Elect Director Peter S. Willmott For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Report on Environmental Policy Against Against Shareholder
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.8 Elect Director Catherine A. Rein For Withhold Management
1.9 Elect Director George M. Smart For Withhold Management
1.10 Elect Director Wes M. Taylor For Withhold Management
1.11 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Reincorporate in Another State [Ohio to Against For Shareholder
Delaware ]
5 Adopt a Policy Establishing an Engagement Against For Shareholder
Process to Shareholder Proposals
6 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAR 14, 2007 Meeting Type: Special
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Issue Shares in Connection with an For For Management
Acquisition
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Susan Hockfield For For Management
1.6 Elect Director Jerry R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Robert W. Lane For For Management
1.10 Elect Director Ralph S. Larsen For For Management
1.11 Elect Director Rochelle B. Lazarus For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
1.16 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Vote Standard in Director For For Management
Elections
4 Approve Omnibus Stock Plan For For Management
5 Company-Specific-Approve Material Terms For For Management
of Senior Officer Performance Goals
6 Provide for Cumulative Voting Against For Shareholder
7 Company-Specific -- Adopt Policy on Against For Shareholder
Overboarded Directors
8 Company-Specific -- One Director from the Against Against Shareholder
Ranks of Retirees
9 Separate Chairman and CEO Positions Against For Shareholder
10 Limit Dividend and Dividend Equivalent Against For Shareholder
Payments to Executives
11 Report on Charitable Contributions Against Against Shareholder
12 Report on Global Warming Against Against Shareholder
13 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
14 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC )
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND ADOPT THE DIRECTORS For For Management
REPORT AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT For For Management
3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR For For Management
4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR For For Management
5 TO RE-ELECT MR JULIAN HESLOP AS A For For Management
DIRECTOR
6 TO RE-ELECT SIR DERYCK MAUGHAN AS A For For Management
DIRECTOR
7 TO RE-ELECT DR RONALDO SCHMITZ AS A For For Management
DIRECTOR
8 TO RE-ELECT SIR ROBERT WILSON AS A For For Management
DIRECTOR
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 TO AUTHORISE THE COMPANY TO MAKE For For Management
DONATIONS TO EU POLITICAL ORGANISATIONS
AND INCUR EU POLITICAL EXPENDITURE
12 AUTHORITY TO ALLOT SHARES For For Management
13 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
(SPECIAL RESOLUTION)
14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS For For Management
OWN SHARES (SPECIAL RESOLUTION)
15 AMENDMENT OF THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director Lord Browne of Madingley For For Management
3 Elect Director John H. Bryan For For Management
4 Elect Director Gary D. Cohn For For Management
5 Elect Director Claes Dahlback For For Management
6 Elect Director Stephen Friedman For For Management
7 Elect Director William W. George For For Management
8 Elect Director Rajat K. Gupta For For Management
9 Elect Director James A. Johnson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Edward M. Liddy For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Elect Director Jon Winkelried For For Management
14 Ratify Auditors For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Sustainability Report Against Against Shareholder
17 Prohibit Executive Stock-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
GROUPE DANONE
Ticker: DA Security ID: 399449107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE STATUTORY FINANCIAL For Did Not Management
STATEMENTS FOR THE FISCAL YEAR ENDED Vote
DECEMBER 31, 2006, AS SET FORTH IN THE
FIRST RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management
STATEMENTS FOR THE FISCAL YEAR ENDED Vote
DECEMBER 31, 2006, AS SET FORTH IN THE
SECOND RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
3 APPROVAL OF THE ALLOCATION OF THE For Did Not Management
EARNINGS FOR THE FISCAL YEAR ENDED Vote
DECEMBER 31, 2006, AS STATED IN THE
STATUTORY FINANCIAL ACCOUNTS, AND SETTING
OF DIVIDEND AT EUR 2.00 PER SHARE, AS SET
FORTH IN THE THIRD RESOLUTION OF THE
COMPAN
4 APPROVAL OF THE AGREEMENTS REFERRED TO IN For Did Not Management
THE SPECIAL REPORT OF THE STATUTORY Vote
AUDITORS, AS SET FORTH IN THE FOURTH
RESOLUTION OF THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
5 RENEWAL OF THE APPOINTMENT OF MR. FRANCK For Did Not Management
RIBOUD AS DIRECTOR, AS SET FORTH IN THE Vote
FIFTH RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
6 RENEWAL OF THE APPOINTMENT OF MR. For Did Not Management
EMMANUEL FABER AS DIRECTOR, AS SET FORTH Vote
IN THE SIXTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
7 RATIFICATION OF THE COOPTATION OF MR. For Did Not Management
NAOMASA TSURITANI AS DIRECTOR, AS SET Vote
FORTH IN THE SEVENTH RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
8 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO PURCHASE, RETAIN OR TRANSFER Vote
THE COMPANY S SHARES, AS SET FORTH IN THE
EIGHTH RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
9 APPROVAL OF PROJECT DANONE COMMUNITIES, For Did Not Management
AS SET FORTH IN THE NINTH RESOLUTION OF Vote
THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
10 DELEGATION OF AUTHORITY TO THE BOARD OF For Did Not Management
DIRECTORS TO ISSUE ORDINARY SHARES AND Vote
SECURITIES GIVING ACCESS TO SHARE CAPITAL
WITH PREFERENTIAL SUBSCRIPTION RIGHT OF
THE SHAREHOLDERS, AS SET FORTH IN THE
TENTH RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENC
11 DELEGATION OF AUTHORITY TO THE BOARD OF For Did Not Management
DIRECTORS TO ISSUE ORDINARY SHARES AND Vote
SECURITIES GIVING ACCESS TO SHARE
CAPITAL, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT OF THE SHAREHOLDERS,
BUT WITH THE RIGHT TO A PRIORITY PERIOD,
AS SET FORTH IN THE ELEVENTH R
12 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO INCREASE THE NUMBER OF Vote
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHT OF THE
SHAREHOLDERS, AS SET FORTH IN THE TWELFTH
RESOLUTION OF THE COMPAN
13 DELEGATION OF AUTHORITY TO THE BOARD OF For Did Not Management
DIRECTORS TO ISSUE EQUITY SECURITIES AND Vote
SECURITIES GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL IN THE EVENT OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY,
AS SET FORTH IN THE THIRTEENTH RESOLUTION
OF THE CO
14 DELEGATION OF AUTHORITY TO THE BOARD OF For Did Not Management
DIRECTORS TO ISSUE ORDINARY SHARES AND Vote
SECURITIES GIVING ACCESS TO SHARE CAPITAL
IN CONSIDERATION FOR THE
CONTRIBUTIONS-IN-KIND GRANTED TO THE
COMPANY AND COMPRISED OF EQUITY
SECURITIES OR SECURITIES GIVING ACCESS
15 DELEGATION OF AUTHORITY TO THE BOARD OF For Did Not Management
DIRECTORS TO INCREASE THE COMPANY S SHARE Vote
CAPITAL THROUGH INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR ANY OTHER
AMOUNTS THAT MAY BE CAPITALIZED, AS SET
FORTH IN THE FIFTEENTH RESOLUTION OF THE
COMPANY S NOTICE
16 DELEGATION OF COMPETENCE TO THE BOARD OF For Did Not Management
DIRECTORS TO INCREASE THE SHARE CAPITAL Vote
IN FAVOR OF THE MEMBERS OF A COMPANY
SAVINGS PLAN, AS SET FORTH IN THE
SIXTEENTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
17 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO GRANT OPTIONS GIVING RIGHT Vote
TO PURCHASE SHARES, AS SET FORTH IN THE
SEVENTEENTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
18 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO ALLOCATE ORDINARY SHARES OF Vote
THE COMPANY FREE OF CHARGE, AS SET FORTH
IN THE EIGHTEENTH RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
19 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO REDUCE THE SHARE CAPITAL BY Vote
CANCELING SHARES, AS SET FORTH IN THE
NINETEENTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
20 DIVISION OF NOMINAL VALUE OF SHARES OF For Did Not Management
GROUPE DANONE BY TWO, AS SET FORTH IN THE Vote
TWENTIETH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
21 APPROVAL OF POWERS TO EFFECT FORMALITIES, For Did Not Management
AS SET FORTH IN THE TWENTY-FIRST Vote
RESOLUTION OF THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
22 APPROVAL TO MODIFY THE BYLAWS TO DELETE Against Did Not Shareholder
THE PROVISION LIMITING SHAREHOLDERS Vote
VOTING RIGHTS (RESOLUTION BY SHAREHOLDERS
AND NOT APPROVED BY THE BOARD OF
- --------------------------------------------------------------------------------
HEALTH NET, INC.
Ticker: HNT Security ID: 42222G108
Meeting Date: MAY 1, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore F. Craver, Jr. For For Management
1.2 Elect Director Vicki B. Escarra For For Management
1.3 Elect Director Thomas T. Farley For For Management
1.4 Elect Director Gale S. Fitzgerald For For Management
1.5 Elect Director Patrick Foley For For Management
1.6 Elect Director Jay M. Gellert For For Management
1.7 Elect Director Roger F. Greaves For For Management
1.8 Elect Director Bruce G. Willison For For Management
1.9 Elect Director Frederick C. Yeager For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Jaime Chico Pardo For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director D. Scott Davis For For Management
5 Elect Director Linnet F. Deily For For Management
6 Elect Director Clive R. Hollick For For Management
7 Elect Director James J. Howard For For Management
8 Elect Director Ivan G. Seidenberg For For Management
9 Elect Director Bradley T. Sheares For For Management
10 Elect Director Eric K. Shinseki For For Management
11 Elect Director John R. Stafford For For Management
12 Elect Director Michael W. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Nonqualified Employee Stock For For Management
Purchase Plan
15 Claw-back of Payments under Restatements Against Against Shareholder
16 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Remove Six Sigma Terminology Against Against Shareholder
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director Susan Crown For For Management
1.5 Elect Director Don H. Davis, Jr. For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Robert S. Morrison For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Harold B. Smith For For Management
1.10 Elect Director David B. Speer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ING GROEP NV
Ticker: ING Security ID: 456837103
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL ACCOUNTS FOR 2006. For For Management
2 DIVIDEND FOR 2006. For For Management
3 MAXIMUM NUMBER OF STOCK OPTIONS AND For For Management
PERFORMANCE SHARES TO BE GRANTED TO
MEMBERS OF THE EXECUTIVE BOARD FOR 2006.
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION. For For Management
5 DISCHARGE OF THE EXECUTIVE BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2006.
6 DISCHARGE OF THE SUPERVISORY BOARD IN For For Management
RESPECT OF THE DUTIES PERFORMED DURING
THE YEAR 2006.
7 COMPOSITION OF THE EXECUTIVE BOARD: For For Management
APPOINTMENT OF MR. JOHN HELE.
8 COMPOSITION OF THE EXECUTIVE BOARD: For For Management
APPOINTMENT OF MR. KOOS TIMMERMANS.
9 COMPOSITION OF THE SUPERVISORY BOARD: For For Management
REAPPOINTMENT OF MR. CLAUS DIETER
HOFFMANN.
10 COMPOSITION OF THE SUPERVISORY BOARD: For For Management
REAPPOINTMENT OF MR. WIM KOK.
11 COMPOSITION OF THE SUPERVISORY BOARD: For For Management
APPOINTMENT OF MR. HENK BREUKINK.
12 COMPOSITION OF THE SUPERVISORY BOARD: For For Management
APPOINTMENT OF MR. PETER ELVERDING.
13 COMPOSITION OF THE SUPERVISORY BOARD: For For Management
APPOINTMENT OF MR. PIET HOOGENDOORN.
14 AUTHORISATION TO ISSUE ORDINARY SHARES For For Management
WITH OR WITHOUT PREFERENTIAL RIGHTS.
15 AUTHORISATION TO ISSUE PREFERENCE B For For Management
SHARES WITH OR WITHOUT PREFERENTIAL
RIGHTS.
16 AUTHORISATION TO ACQUIRE ORDINARY SHARES For For Management
OR DEPOSITARY RECEIPTS FOR ORDINARY
SHARES IN THE COMPANY S OWN CAPITAL.
17 AUTHORISATION TO ACQUIRE PREFERENCE A For For Management
SHARES OR DEPOSITARY RECEIPTS FOR
PREFERENCE A SHARES IN THE COMPANY S OWN
CAPITAL.
18 CANCELLATION OF (DEPOSITARY RECEIPTS OF) For For Management
PREFERENCE A SHARES WHICH ARE HELD BY ING
GROEP N.V.
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director David Satcher For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against For Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against For Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: FEB 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Raymond Bingham For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director David C. Wang For For Management
1.4 Elect Director Robert M. Calderoni For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOOKMIN BANK
Ticker: KB Security ID: 50049M109
Meeting Date: MAR 23, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF NON-CONSOLIDATED FINANCIAL For For Management
STATEMENTS (BALANCE SHEET, INCOME
STATEMENT AND STATEMENT OF APPROPRIATION
OF RETAINED EARNINGS) FOR THE FISCAL YEAR
2006, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
2 APPROVAL OF THE APPOINTMENT OF DIRECTORS, For For Management
AS SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
3 APPROVAL OF APPOINTMENT OF CANDIDATES FOR For For Management
THE MEMBERS OF THE AUDIT COMMITTEE, WHO
ARE NON-EXECUTIVE DIRECTORS, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4 APPROVAL OF PREVIOUSLY GRANTED STOCK For For Management
OPTION, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
5 APPROVAL OF THE GRANT OF STOCK OPTION, AS For For Management
SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: 501173207
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daisuke Hatakake For For Management
1.2 Elect Director Moriya Hayashi For For Management
1.3 Elect Director Toshihiro Fukuda For For Management
1.4 Elect Director Yasuo Masumoto For For Management
1.5 Elect Director Eisaku Shinohara For For Management
1.6 Elect Director Yoshihiko Tabata For For Management
1.7 Elect Director Kazunobu Ueta For For Management
1.8 Elect Director Morimitsu Katayama For For Management
1.9 Elect Director Nobuyuki Toshikuni For For Management
1.10 Elect Director Hirokazu Nara For For Management
1.11 Elect Director Masayoshi Kitaoka For For Management
1.12 Elect Director Tetsuji Tomita For For Management
1.13 Elect Director Masatoshi Kimata For For Management
1.14 Elect Director Nobuyo Shioji For For Management
1.15 Elect Director Takeshi Torigoe For For Management
1.16 Elect Director Satoru Sakamoto For For Management
1.17 Elect Director Hideki Iwabu For For Management
1.18 Elect Director Takashi Yoshii For For Management
1.19 Elect Director Kohkichi Uji For For Management
1.20 Elect Director Toshihiro Kubo For For Management
1.21 Elect Director Kenshiro Ogawa For For Management
2 MATTERS CONCERNING ELECTION OF CORPORATE For For Management
AUDITOR: YOSHIHARU NISHIGUCHI
3 MATTERS CONCERNING ELECTION OF CORPORATE For For Management
AUDITOR: MASANOBU WAKABAYASHI
4 MATTERS CONCERNING BONUS PAYMENTS FOR For For Management
DIRECTORS
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael L. Ainslie For For Management
2 Elect Director John F. Akers For For Management
3 Elect Director Roger S. Berlind For For Management
4 Elect Director Thomas H. Cruikshank For For Management
5 Elect Director Marsha Johnson Evans For For Management
6 Elect Director Richard S. Fuld, Jr. For For Management
7 Elect Director Christopher Gent For For Management
8 Elect Director Roland A. Hernandez For For Management
9 Elect Director Henry Kaufman For For Management
10 Elect Director John D. Macomber For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Publish Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. C. Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Marcus C. Bennett For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director James M. Loy For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For For Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Anne Stevens For For Management
1.13 Elect Director Robert J. Stevens For For Management
1.14 Elect Director James R. Ukropina For For Management
1.15 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Report on Nuclear Weapons Against Against Shareholder
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Robert A. Niblock For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
4 Require Director Nominee Qualifications Against Against Shareholder
5 Report on Progress Toward Implementing Against Against Shareholder
the Company?s Wood Policy
6 Declassify the Board of Directors Against For Shareholder
7 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
8 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO. LTD.
Ticker: 6752 Security ID: 576879209
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kunio Nakamura For For Management
1.2 Elect Director Masayuki Matsushita For For Management
1.3 Elect Director Fumio Ohtsubo For For Management
1.4 Elect Director Takami Sano For For Management
1.5 Elect Director Susumu Koike For For Management
1.6 Elect Director Shunzo Ushimaru For For Management
1.7 Elect Director Toshihiro Sakamoto For For Management
1.8 Elect Director Takahiro Mori For For Management
1.9 Elect Director Shinichi Fukushima For For Management
1.10 Elect Director Junji Esaka For For Management
1.11 Elect Director Ikusaburo Kashima For For Management
1.12 Elect Director Ikuo Uno For For Management
1.13 Elect Director Yoshifumi Nishikawa For For Management
1.14 Elect Director Hidetsugu Otsuru For For Management
1.15 Elect Director Masaharu Matsushita For For Management
1.16 Elect Director Koshi Kitadai For For Management
1.17 Elect Director Yasuo Katsura For For Management
1.18 Elect Director Hitoshi Otsuki For For Management
1.19 Elect Director Makoto Uenoyama For For Management
2 TO ELECT YASUO YOSHINO AS A CORPORATE For Against Management
AUDITOR
3 TO ELECT KENICHI HAMADA AS A CORPORATE For For Management
AUDITOR
4 TO APPROVE CHANGES TO REMUNERATION FOR For For Management
DIRECTORS AND CORPORATE AUDITORS
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Clark For For Management
1.2 Elect Director Johnnetta B. Cole, Ph.D. For For Management
1.3 Elect Director William B. Harrison, Jr. For For Management
1.4 Elect Director William N. Kelley, M.D. For For Management
1.5 Elect Director Rochelle B. Lazarus For For Management
1.6 Elect Director Thomas E. Shenk, Ph.D. For For Management
1.7 Elect Director Anne M. Tatlock For For Management
1.8 Elect Director Samuel O. Thier, M.D. For For Management
1.9 Elect Director Wendell P. Weeks For For Management
1.10 Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Establish Range For Board Size For For Management
6 Replace Cumulative Voting to Majority For For Management
Vote Standard for the Election of
Directors
7 Publish Political Contributions Against Against Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROPRIATION OF SURPLUS For For Management
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION
3 ELECTION OF 15 (FIFTEEN) DIRECTORS For Against Management
4 ELECTION OF 1 (ONE) CORPORATE AUDITOR For For Management
5 GRANTING OF RETIREMENT GRATUITIES TO For Against Management
RETIRING DIRECTORS AND CORPORATE AUDITOR
AND PAYMENT OF LUMP-SUM RETIREMENT
GRATUITIES TO DIRECTORS AND CORPORATE
AUDITORS DUE TO THE ABOLITION OF
RETIREMENT GRATUITIES PROGRAM FOR
OFFICERS
6 REVISION OF THE AMOUNT OF REMUNERATION, For For Management
ETC. FOR DIRECTORS AND CORPORATE
AUDITORS, AND DETERMINATION OF THE AMOUNT
AND DETAILS OF STOCK OPTION REMUNERATION,
ETC.
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director C. Robert Kidder For For Management
5 Elect Director John J. Mack For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Hutham S. Olayan For For Management
9 Elect Director Charles E. Phillips, Jr. For For Management
10 Elect Director Griffith Sexton For For Management
11 Elect Director Laura D. Tyson For For Management
12 Elect Director Klaus Zumwinkel For Against Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
16 Approve Report of the Compensation Against For Shareholder
Committee
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 7, 2007 Meeting Type: Proxy Contest
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Zander For Did Not Management
Vote
1.2 Elect Director D. Dorman For Did Not Management
Vote
1.3 Elect Director J. Lewent For Did Not Management
Vote
1.4 Elect Director T. Meredith For Did Not Management
Vote
1.5 Elect Director N. Negroponte For Did Not Management
Vote
1.6 Elect Director S. Scott, III For Did Not Management
Vote
1.7 Elect Director R. Sommer For Did Not Management
Vote
1.8 Elect Director J. Stengel For Did Not Management
Vote
1.9 Elect Director D. Warner, III For Did Not Management
Vote
1.10 Elect Director J. White For Did Not Management
Vote
1.11 Elect Director M. White For Did Not Management
Vote
2 Amend Qualified Employee Stock Purchase For Did Not Management
Plan Vote
3 Advisory Vote to Ratify Named Executive Against Did Not Shareholder
Officers' Compensation Vote
4 Claw-back of Payments under Restatements Against Did Not Shareholder
Vote
1.1 Elect Director Carl C. Icahn For For Management
1.2 Elect Director E. Zander For For Management
1.3 Elect Director D. Dorman For For Management
1.4 Elect Director J. Lewent For For Management
1.5 Elect Director T. Meredith For For Management
1.6 Elect Director N. Negroponte For For Management
1.7 Elect Director S. Scott, III For For Management
1.8 Elect Director R. Sommer For For Management
1.9 Elect Director J. Stengel For For Management
1.10 Elect Director D. Warner, III For For Management
1.11 Elect Director M. White For For Management
2 Amend Qualified Employee Stock Purchase None For Management
Plan
3 Advisory Vote to Ratify Named Executive For For Shareholder
Officers' Compensation
4 Claw-back of Payments under Restatements None For Shareholder
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: 654744408
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF APPROPRIATION OF RETAINED For For Management
EARNINGS FOR THE 108TH FISCAL YEAR
2 APPROVAL OF THE DELEGATION TO THE BOARD For For Management
OF DIRECTOR IN DECIDING THE TERMS AND
CONDITIONS OF THE ISSUANCE OF
SHINKABU-YOYAKUKEN (STOCK ACQUISITION
RIGHT) WITHOUT CONSIDERATION AS STOCK
OPTIONS TO EMPLOYEES OF THE COMPANY AND
DIRECTORS AND EMPLOYEES OF ITS
3.1 Elect Director Carlos Ghosn For For Management
3.2 Elect Director Itaru Koeda For For Management
3.3 Elect Director Toshiyuki Shiga For For Management
3.4 Elect Director Hiroto Saikawa For For Management
3.5 Elect Director Mitsuhiko Yamashita For For Management
3.6 Elect Director Carlos Tavares For For Management
3.7 Elect Director Hidetoshi Imazu For For Management
3.8 Elect Director Tadao Takahashi For For Management
3.9 Elect Director Shemaya Levy For For Management
3.10 Elect Director Patrick Pelata For For Management
4 GRANTING OF SHARE APPRECIATION RIGHTS For For Management
(SAR) TO THE DIRECTORS
5 GRANTING OF RETIREMENT ALLOWANCES TO THE For Against Management
DIRECTORS AND STATUTORY AUDITORS IN
RELATION TO THE ABOLITION OF SUCH
ALLOWANCES
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: 65535H208
Meeting Date: JUN 27, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Update Terminology to For For Management
Match that of Financial Instruments and
Exchange Law
2 Elect Director Junichi Ujiie For For Management
3 Elect Director Nobuyuki Koga For For Management
4 Elect Director Hiroshi Toda For For Management
5 Elect Director Kazutoshi Inano For For Management
6 Elect Director Yukio Suzuki For For Management
7 Elect Director Masaharu Shibata For For Management
8 Elect Director Hideaki Kubori For For Management
9 Elect Director Haruo Tsuji For For Management
10 Elect Director Fumihide Nomura For For Management
11 Elect Director Koji Tajika For For Management
12 Elect Director Masanori Itatani For For Management
13 Approve Executive Stock Option Plan and For For Management
Deep Discount Stock Option Plan
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director Ronald W. Burkle For For Management
3 Elect Director John S. Chalsty For Against Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director R. Chad Dreier For Against Management
6 Elect Director John E. Feick For For Management
7 Elect Director Ray R. Irani For For Management
8 Elect Director Irvin W. Maloney For Against Management
9 Elect Director Rodolfo Segovia For Against Management
10 Elect Director Aziz D. Syriani For For Management
11 Elect Director Rosemary Tomich For Against Management
12 Elect Director Walter L. Weisman For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For Against Management
15 Publish a Scientific Global Warming Against Against Shareholder
Report
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers Compensation
17 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: 686330101
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshihiko Miyauchi For For Management
1.2 Elect Director Yasuhiko Fujiki For For Management
1.3 Elect Director Hiroaki Nishina For For Management
1.4 Elect Director Kenji Kajiwara For For Management
1.5 Elect Director Yukio Yanase For For Management
1.6 Elect Director Haruyuki Urata For For Management
1.7 Elect Director Yoshinori Yokoyama For For Management
1.8 Elect Director Paul Sheard For For Management
1.9 Elect Director Hirotaka Takeuchi For For Management
1.10 Elect Director Takeshi Sasaki For For Management
1.11 Elect Director Teruo Ozaki For Withhold Management
2 APPROVAL OF THE ISSUANCE OF STOCK For For Management
ACQUISITION RIGHTS AS STOCK OPTIONS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart Heydt For For Management
1.2 Elect Director Craig A. Rogerson For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
3 Adopt Simple Majority Vote Against For Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2006 Meeting Type: Annual
Record Date: AUG 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Approve Decrease in Size of Board For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
- --------------------------------------------------------------------------------
PUBLIC STORAGE, INC.
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director Ronald L. Havner, Jr. For For Management
1.3 Elect Director Dann V. Angeloff For For Management
1.4 Elect Director William C. Baker For For Management
1.5 Elect Director John T. Evans For For Management
1.6 Elect Director Uri P. Harkham For For Management
1.7 Elect Director B. Wayne Hughes, Jr. For For Management
1.8 Elect Director Harvey Lenkin For For Management
1.9 Elect Director Gary E. Pruitt For For Management
1.10 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Change State of Incorporation [From For Against Management
California Corporation to Maryland Real
Estate Investment Trust]
5 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RTP Security ID: 767204100
Meeting Date: APR 13, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
UNDER SECTION 80 OF THE COMPANIES ACT
1985
2 AUTHORITY TO ALLOT EQUITY SECURITIES FOR For For Management
CASH UNDER SECTION 89 OF THE COMPANIES
ACT 1985
3 AUTHORITY TO PURCHASE RIO TINTO PLC For For Management
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
4 TO APPROVE AMENDMENTS TO THE ARTICLES OF For For Management
ASSOCIATION OF THE COMPANY AND THE
CONSTITUTION OF RIO TINTO LIMITED
5 ELECTION OF MICHAEL FITZPATRICK For For Management
6 RE-ELECTION OF ASHTON CALVERT For For Management
7 RE-ELECTION OF GUY ELLIOTT For For Management
8 RE-ELECTION OF LORD KERR For For Management
9 RE-ELECTION OF SIR RICHARD SYKES For For Management
10 Ratify Auditors For For Management
11 APPROVAL OF THE REMUNERATION REPORT For For Management
12 TO RECEIVE THE FINANCIAL STATEMENTS AND For For Management
THE REPORTS OF THE DIRECTORS AND AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2006
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDS.B Security ID: 780259206
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF ANNUAL REPORT AND ACCOUNTS For For Management
2 APPROVAL OF REMUNERATION REPORT For For Management
3 ELECTION OF RIJKMAN GROENINK AS A For For Management
DIRECTOR OF THE COMPANY
4 RE-ELECTION OF MALCOLM BRINDED AS A For For Management
DIRECTOR OF THE COMPANY
5 RE-ELECTION OF LINDA COOK AS A DIRECTOR For For Management
OF THE COMPANY
6 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A For For Management
DIRECTOR OF THE COMPANY
7 RE-ELECTION OF NINA HENDERSON AS A For For Management
DIRECTOR OF THE COMPANY
8 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS For For Management
A DIRECTOR OF THE COMPANY
9 Ratify Auditors For For Management
10 REMUNERATION OF AUDITORS For For Management
11 AUTHORITY TO ALLOT SHARES For For Management
12 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
13 AUTHORITY TO PURCHASE OWN SHARES For For Management
14 AUTHORITY FOR CERTAIN DONATIONS AND For For Management
EXPENDITURE
- --------------------------------------------------------------------------------
SASOL LTD.
Ticker: SSL Security ID: 803866300
Meeting Date: OCT 3, 2006 Meeting Type: Special
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 SPECIAL RESOLUTION NUMBER 1: SPECIFIC For For Management
AUTHORITY TO REPURCHASE TREASURY SHARES
2 SPECIAL RESOLUTION NUMBER 2: GENERAL For For Management
AUTHORITY TO REPURCHASE SHARES
3 ORDINARY RESOLUTION NUMBER 1: ANY For For Management
DIRECTOR OR SECRETARY AUTHORISED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO
SPECIAL RESOLUTION NUMBER 1 AND 2
- --------------------------------------------------------------------------------
SASOL LTD.
Ticker: SSL Security ID: 803866300
Meeting Date: NOV 23, 2006 Meeting Type: Annual
Record Date: OCT 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 To RECEIVE AND CONSIDER THE ANNUAL For For Management
FINANCIAL STATEMENTS OF THE COMPANY AND
OF THE GROUP FOR THE YEAR ENDED 30 JUNE
2006, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS
2.2 Elect Director E Le R Bradley For For Management
2.3 Elect Director B P Connellan For For Management
2.4 Elect Director P V Cox For For Management
2.5 Elect Director L P A Davies For Withhold Management
2.6 Elect Director M S V Gantsho For For Management
2.7 Elect Director J E Schrempp For For Management
2.8 Elect Director H G Dijkgraaf For For Management
2.9 Elect Director A M Mokaba For For Management
2.10 Elect Director T S Munday For For Management
2.11 Elect Director T H Nyasulu For For Management
3 Elect Director K C Ramon For For Management
4 Ratify Auditors For For Management
5 SPECIAL RESOLUTION NUMBER 1 - TO For For Management
AUTHORISE THE DIRECTORS TO APPROVE THE
PURCHASE BY THE COMPANY, OR BY ANY OF ITS
SUBSIDIARIES, OF UP TO 10% OF THE COMPANY
S SHARES, SUBJECT TO THE PROVISIONS OF
THE COMPANIES ACT AND THE RULES AND
REQUIREMENTS OF THE JSE
6 ORDINARY RESOLUTION NUMBER 1 - TO APPROVE For For Management
THE REVISED ANNUAL FEES PAYABLE BY THE
COMPANY TO NON-EXECUTIVE DIRECTORS OF THE
COMPANY AND ANY OF ITS SUBSIDIARIES WITH
EFFECT FROM 1 JULY 2006
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Camus For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director N. Kudryavtsev For For Management
1.6 Elect Director A. Lajous For For Management
1.7 Elect Director M.E. Marks For For Management
1.8 Elect Director D. Primat For For Management
1.9 Elect Director L.R. Reif For For Management
1.10 Elect Director T.I. Sandvold For For Management
1.11 Elect Director N. Seydoux For For Management
1.12 Elect Director L.G. Stuntz For For Management
1.13 Elect Director R. Talwar For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS.
3 APPROVAL OF INDEPENDENT REGISTERED PUBLIC For For Management
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilford D. Godbold, Jr. For For Management
1.2 Elect Director Richard G. Newman For For Management
1.3 Elect Director Neal E. Schmale For For Management
2 Ratify Auditors For For Management
3 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Establish SERP Policy Against For Shareholder
- --------------------------------------------------------------------------------
SHURGARD STORAGE CENTERS, INC.
Ticker: SHU Security ID: 82567D104
Meeting Date: AUG 22, 2006 Meeting Type: Special
Record Date: JUN 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
SIEMENS AG
Ticker: SI Security ID: 826197501
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: DEC 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND VOTE UPON APPROPRIATION For For Management
OF THE NET INCOME OF SIEMENS AG TO PAY A
DIVIDEND.
2 TO RATIFY THE ACTS OF THE MANAGING BOARD. For Against Management
3 TO RATIFY THE ACTS OF THE SUPERVISORY For Against Management
BOARD.
4 Ratify Auditors For For Management
5 TO CONSIDER AND VOTE UPON A RESOLUTION For For Management
AUTHORIZING THE ACQUISITION AND USE OF
SIEMENS SHARES AND THE EXCLUSION OF
SHAREHOLDERS PREEMPTIVE AND TENDER
RIGHTS.
6 TO CONSIDER AND VOTE UPON AMENDMENTS TO For For Management
THE ARTICLES OF ASSOCIATION IN ORDER TO
MODERNIZE THEM.
7 TO CONSIDER AND VOTE UPON AN AMENDMENT TO For For Management
THE ARTICLES OF ASSOCIATION TO ADJUST TO
NEW LEGISLATION.
- --------------------------------------------------------------------------------
TALISMAN ENERGY INC.
Ticker: TLM Security ID: 87425E103
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. Baldwin For For Management
1.2 Elect Director James W. Buckee For For Management
1.3 Elect Director William R.P. Dalton For For Management
1.4 Elect Director Kevin S. Dunne For For Management
1.5 Elect Director Lawrence G. Tapp For For Management
1.6 Elect Director Stella M. Thompson For For Management
1.7 Elect Director Robert G. Welty For For Management
1.8 Elect Director Charles R. Williamson For For Management
1.9 Elect Director Charles W. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
- --------------------------------------------------------------------------------
TENARIS SA
Ticker: TS Security ID: 88031M109
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 CONSIDERATION OF THE BOARD S AND For For Management
INDEPENDENT AUDITOR S REPORTS. APPROVAL
OF THE COMPANY S CONSOLIDATED FINANCIAL
STATEMENTS.
2 CONSIDERATION OF THE BOARD OF DIRECTORS For For Management
AND INDEPENDENT AUDITORS REPORTS ON THE
COMPANY S ANNUAL ACCOUNTS. APPROVAL OF
THE COMPANY S ANNUAL ACCOUNTS AS AT
DECEMBER 31, 2006.
3 ALLOCATION OF RESULTS AND APPROVAL OF For For Management
DIVIDEND PAYMENT.
4 DISCHARGE TO THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
5 ELECTION OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS.
6 COMPENSATION OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS.
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For For Management
TO CAUSE THE DISTRIBUTION OF ALL
SHAREHOLDER COMMUNICATIONS.
8 Ratify Auditors For For Management
9 THE RENEWAL OF THE VALIDITY PERIOD OF THE For Against Management
COMPANY S AUTHORIZED SHARE CAPITAL TO
ISSUE SHARES FROM TIME TO TIME WITHIN THE
LIMITS. THE WAIVER OF ANY PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED FOR BY LAW AND THE
AUTHORIZATION TO THE
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 19, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James R. Adams For For Management
2 Elect Director David L. Boren For For Management
3 Elect Director Daniel A. Carp For Against Management
4 Elect Director Carrie S. Cox For For Management
5 Elect Director Thomas J. Engibous For For Management
6 Elect Director David R. Goode For For Management
7 Elect Director Pamela H. Patsley For For Management
8 Elect Director Wayne R. Sanders For For Management
9 Elect Director Ruth J. Simmons For Against Management
10 Elect Director Richard K. Templeton For For Management
11 Elect Director Christine Todd Whitman For Against Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: 89151E109
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PARENT COMPANY FINANCIAL For For Management
STATEMENTS
2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF EARNINGS, DECLARATION OF For For Management
DIVIDEND
4 AGREEMENTS COVERED BY ARTICLE L. 225-38 For For Management
OF THE FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR THE BOARD OF DIRECTORS For For Management
TO TRADE SHARES OF THE COMPANY
6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DESMAREST AS A DIRECTOR
7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY For Against Management
DE RUDDER AS A DIRECTOR
8 RENEWAL OF THE APPOINTMENT OF MR. SERGE For Against Management
TCHURUK AS A DIRECTOR
9 APPOINTMENT OF A DIRECTOR REPRESENTING For Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
10 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
11 APPOINTMENT OF A DIRECTOR REPRESENTING Against Against Management
EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION
12 DETERMINATION OF THE TOTAL AMOUNT OF For For Management
DIRECTORS COMPENSATION
13 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WHILE
MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
14 DELEGATION OF AUTHORITY GRANTED TO THE For Against Management
BOARD OF DIRECTORS TO INCREASE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO CAPITAL WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE CAPITAL
UNDER THE CONDITIONS PROVIDED FOR IN
ARTICLE 443-5 OF THE FRENCH LABOR CODE
16 AUTHORIZATION TO GRANT SUBSCRIPTION OR For For Management
PURCHASE OPTIONS FOR THE COMPANY S STOCK
TO CERTAIN EMPLOYEES OF THE GROUP AS WELL
AS TO THE MANAGEMENT OF THE COMPANY OR OF
OTHER GROUP COMPANIES
17 AUTHORIZATION TO BE GRANTED TO THE BOARD For For Management
OF DIRECTORS TO REDUCE CAPITAL BY
CANCELING SHARES
18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF For For Management
THE COMPANY S ARTICLES OF ASSOCIATION
WITH REGARD TO THE METHODS THAT MAY BE
USED TO PARTICIPATE IN BOARD OF DIRECTORS
MEETINGS
19 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY For For Management
S ARTICLES OF ASSOCIATION TO TAKE INTO
ACCOUNT NEW RULES FROM THE DECREE OF
DECEMBER 11, 2006 RELATING TO THE COMPANY
S BOOK-BASED SYSTEM FOR RECORDING SHARES
FOR SHAREHOLDERS WISHING TO PARTICIPATE
IN ANY FORM WH
20 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY For For Management
S ARTICLES OF ASSOCIATION TO TAKE INTO
ACCOUNT RULES RELATING TO ELECTRONIC
SIGNATURES IN THE EVENT OF A VOTE CAST
VIA TELECOMMUNICATION
21 NEW PROCEDURE TO NOMINATE THE Against For Shareholder
EMPLOYEE-SHAREHOLDER DIRECTOR
22 AUTHORIZATION TO GRANT RESTRICTED SHARES Against For Shareholder
OF THE COMPANY TO GROUP EMPLOYEES
23 AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF Against For Shareholder
THE COMPANY S ARTICLES OF ASSOCIATION IN
VIEW OF DELETING THE STATUTORY CLAUSE
LIMITING VOTING RIGHTS
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 10, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: ROBERT L. LONG For For Management
2 ELECTION OF DIRECTOR: MARTIN B. MCNAMARA For For Management
3 ELECTION OF DIRECTOR: ROBERT M. SPRAGUE For For Management
4 ELECTION OF DIRECTOR: J. MICHAEL TALBERT For For Management
5 APPROVAL OF THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007.
- --------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For For Management
ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS
OF THE GROUP AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS For For Management
DIVIDEND FOR FINANCIAL YEAR 2006
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For For Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: STEPHAN For For Management
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For For Management
6 RE-ELECTION OF BOARD MEMBER: PETER For For Management
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO For For Management
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY For For Management
AUDITORS
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2006/2007 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 PARA 1 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
SHARE BUYBACK PROGRAM FOR 2007-2010
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Against Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: FEB 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Charles R. Lee For For Management
1.7 Elect Director Richard D. Mccormick For For Management
1.8 Elect Director Harold Mcgraw III For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Frank P. Popoff For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director H.A. Wagner For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Foreign Military Sales Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO S.A. DE C.V. (FRMRLY. CIFRA S.A.)
Ticker: WMMVY Security ID: 93114W107
Meeting Date: MAR 6, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Board of Directors Report For For Management
2 Accept Audit Committee's Report For For Management
3 Approve Financial Statements for Fiscal For For Management
Year Ended 12-31-06
4 Present Report on the Share Repurchase For For Management
Reserves
5 Approve to Cancel 158.4 Million Company For For Management
Treasury Shares
6 Approve Allocation of Income For For Management
7 Approve Dividend of MXN 0.51 to be Paid For For Management
in Cash Charged to Retained Earnings or
Equivalent in Company Shares.
8 Approve MXN 4.37 Billion Capital Increase For For Management
Through the Issuance of 109.23 Million
Ordinary Shares to Service Stock Dividend
Payment
9 Accept Report on Adherence to Fiscal For For Management
Obligations
10 Report on Employee Stock Purchase Plan For For Management
11 Accept Report Re: Wal-Mart de Mexico For For Management
Foundation
12 Ratify Board of Directors' Actions For For Management
between Fiscal Year Jan. 1 - Dec.31, 2006
13 Ratify and Elect Board Members For For Management
14 Ratify Audit and Corporate Governance For For Management
Committee Chairs
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel E. Beall, III For For Management
1.2 Elect Director Dennis E. Foster For For Management
1.3 Elect Director Francis X. Frantz For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Judy K. Jones For For Management
1.7 Elect Director William A. Montgomery For For Management
1.8 Elect Director Frank E. Reed For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
WOORI FINANCE HOLDINGS CO.
Ticker: WF Security ID: 981063100
Meeting Date: MAR 30, 2007 Meeting Type: Annual
Record Date: DEC 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF NON-CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR THE FISCAL YEAR 2006.
2 APPROVAL OF APPOINTMENT OF AN EXECUTIVE For For Management
DIRECTOR.
3 APPROVAL OF APPOINTMENT OF CANDIDATES FOR For Against Management
THE MEMBERS OF THE AUDIT COMMITTEE WHO
ARE NON-EXECUTIVE DIRECTORS, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4 APPROVAL OF DIRECTORS COMPENSATION For For Management
LIMIT, AS SET FORTH IN THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Purisima Funds
----------------------------------------------------------------
By (Signature and Title)* /s/ Kenneth L. Fisher
---------------------------------------------
Kenneth L. Fisher, President
Principal Executive Officer
Date: 7-30-07
------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.