United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File number:
811-07384
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Date of fiscal year end: March 31, November 30 and December 31
-------------------------------------
Registrant's telephone number, including area code: (619) 687-2988
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(Exact name of registrant as specified in charter)
Nicholas - Applegate Institutional Funds
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(Address of principal executive offices)
(Zip code)
600 West Broadway, 30th floor
San Diego, CA 92101
(Name and Address of agent for service)
Charles H. Field, Jr.
c/o Nicholas-Applegate Capital Management
600 West Broadway, 30th Floor
San Diego, CA 92101
(Name and address of agent for service)
Copy to:
Deborah A. Wussow-Hammalian
c/o Nicholas-Applegate Capital Management
600 West Broadway, 30th Floor
San Diego, CA 92101
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Date of reporting period: July 1, 2009 to June 30, 2010
Item1. Proxy Voting Record.
The following series of the Nicholas-Applegate Institutional Funds (the
"Registrant") were reorganized into corresponding series of Allianz Funds on
March 19, 2010:
o Nicholas-Applegate Emerging Markets Fund
o Nicholas-Applegate Global Select Fund
o Nicholas-Applegate U.S. Systematic Large Cap Growth Fund
o Nicholas-Applegate International Growth Fund
The following series of the Registrant were reorganized into newly-created
corresponding series of Allianz Funds Multi-Strategy Trust on April 9, 2010:
o Nicholas-Applegate U.S. Convertible Fund
o Nicholas-Applegate U.S. High Yield Bond Fund
o Nicholas-Applegate International Growth Opportunities Fund
o Nicholas-Applegate U.S. Emerging Growth Fund
o Nicholas-Applegate U.S. Small to Mid Cap Growth Fund
o Nicholas-Applegate U.S. Micro Cap Fund
o Nicholas-Applegate U.S. Ultra Micro Cap Fund
The following series of the Registrant was liquidated as of March 26, 2010:
o Nicholas-Applegate International Systematic Fund
The following series of the Registrant did not hold any voting securities and
accordingly did not vote any proxies during the reporting period:
o Nicholas-Applegate U.S. Convertible Fund
o Nicholas-Applegate U.S. High Yield Bond Fund
Item 1: Proxy Voting Record -
Fund Name : Global Select Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Jerome York Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Plan
3 Amendment to the 1997 Director Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 03/31/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Acquisition Mgmt For For For
2 Amendment to the 2002 Director & Mgmt For For For
Officer Long-Term Incentive
Plan
3 Amendment to the 2002 Employee Mgmt For For For
Long-Term Incentive
Plan
4 Right to Adjourn Meeting Mgmt For For For
Baker Hughes
Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For
1.3 Elect Chad Deaton Mgmt For For For
1.4 Elect Edward Djerejian Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For For For
1.10 Elect H. John Riley, Jr. Mgmt For Withhold Against
1.11 Elect Charles Watson Mgmt For For For
1.12 Elect J.W. Stewart Mgmt For For For
1.13 Elect James Payne Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call a Special
Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 02/23/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Bank of America
Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Bies Mgmt For For For
2 Elect William Boardman Mgmt For For For
3 Elect Frank Bramble, Sr. Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect Charles Gifford Mgmt For For For
6 Elect Charles Holliday, Jr. Mgmt For For For
7 Elect D. Paul Jones, Jr. Mgmt For For For
8 Elect Monica Lozano Mgmt For For For
9 Elect Thomas May Mgmt For For For
10 Elect Brian Moynihan Mgmt For For For
11 Elect Donald Powell Mgmt For For For
12 Elect Charles Rossotti Mgmt For Against Against
13 Elect Robert Scully Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Increase of Authorized Common Stock Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Amendment to the 2003 Key Associate Mgmt For For For
Stock
Plan
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Non-Deductible
Compensation
20 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation (Say
on
Pay)
22 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report OTC Derivative
Trading
24 Shareholder Proposal Regarding ShrHoldr Against Against For
Recoupment of Unearned Bonuses
(Clawback)
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 03/19/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Type of Securities to be Issued Mgmt For For For
6 Issue Size Mgmt For For For
7 Par Value and Issue Price Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Interest Payment Mgmt For For For
11 Conversion Period Mgmt For For For
12 Conversion Price and Adjustment Mgmt For For For
13 Downward Adjustment to Conversion Mgmt For For For
Price
14 Conversion Method of Fractional Share Mgmt For For For
15 Terms of Redemption Mgmt For For For
16 Redemption at the Option of the Bond Mgmt For For For
Holders
17 Dividend Rights of the Rear of Mgmt For For For
Conversion
18 Method of Issuance and Target Mgmt For For For
Subscribers
19 Subscription Arrangement for the Mgmt For For For
Existing A
Shareholders
20 Bond Holders and Meetings Mgmt For For For
21 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
22 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
23 Guarantee and Security Mgmt For For For
24 Validity Period Mgmt For For For
25 Matters Relating to authorization of Mgmt For For For
Board of
Directors
26 Capital Management Plan Mgmt For For For
27 Feasibility Report on Use of Mgmt For For For
Proceeds from Issuance of
Convertible
Bonds
28 Utilization Report on Use of Mgmt For For For
Proceeds from Previous Issuance of
Securities
29 Elect LI Jun as Supervisor Mgmt For Against Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/26/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect Carlos Cordeiro (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
5 Re-elect Gail de Planque (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
6 Re-elect Marius Kloppers (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Reduction of Issued Share Capital Mgmt For For For
(April 30,
2010)
14 Reduction of Issued Share Capital Mgmt For For For
(June 17,
2010)
15 Reduction of Issued Share Capital Mgmt For For For
(September 15,
2010)
16 Reduction of Issued Share Capital Mgmt For For For
(November 11,
2010)
17 Remuneration Report Mgmt For For For
18 Equity Grant (CEO Marius Kloppers) Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
C&C Group plc
Ticker Security ID: Meeting Date Meeting Status
GCC CINS G1826G107 09/25/2009 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Acquisition Mgmt For For For
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Cordani Mgmt For For For
2 Elect Isaiah Harris, Jr. Mgmt For For For
3 Elect Jane Henney Mgmt For For For
4 Elect Donna Zarcone Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Long-Term Incentive Mgmt For For For
Plan
7 Directors Equity Plan Mgmt For Against Against
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
15 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human
Rights
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Internet
Fragmentation
Companhia
Brasileira de
Meios de
Pagamento
Ticker Security ID: Meeting Date Meeting Status
VNET3 CINS P3063Y106 12/14/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Change of Company Name Mgmt For TNA N/A
3 Election of Supervisory Council Mgmt For TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arthur Higgins Mgmt For For For
2 Elect Joel Johnson Mgmt For For For
3 Elect C. Scott O'Hara Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2010 Stock Incentive Mgmt For For For
Plan
6 Repeal of Classified Board Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect John Edwardson Mgmt For For For
3 Elect Judith Estrin Mgmt For For For
4 Elect J.R. Hyde, III Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect Steven Loranger Mgmt For Against Against
7 Elect Gary Loveman Mgmt For For For
8 Elect Susan Schwab Mgmt For For For
9 Elect Frederick Smith Mgmt For For For
10 Elect Joshua Smith Mgmt For For For
11 Elect David Steiner Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
Fluor Corporation
Ticker Security ID: Meeting Date Meeting Status
FLR CUSIP 343412102 05/06/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Hackett Mgmt For For For
2 Elect Kent Kresa Mgmt For Against Against
3 Elect Nader Sultan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Global
Investment
House
KSCC
Ticker Security ID: Meeting Date Meeting Status
GLOBAL CINS 37948V207 01/12/2010 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Spin-off Principal Investment Mgmt For For For
Business to a Wholly Owned
Subsidiary
2 Spin-off Real Estate Assets to a Mgmt For For For
Wholly Owned
Subsidiary
3 Approval to Pledge Principal Mgmt For For For
Investment Business and Real Estate
Assets in Favor of the Company's
Financiers
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
HYPERMARCAS SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 03/11/2010 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Increase in Authorized Capital Mgmt For TNA N/A
5 Consolidated Version of Articles of Mgmt For TNA N/A
Association
6 Correction to Meeting Minutes Mgmt For TNA N/A
7 Ratification of EGM Resolutions Mgmt For TNA N/A
8 Authority to Carry Out Formalities Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
ICON PLC
Ticker Security ID: Meeting Date Meeting Status
ICON CUSIP 45103T107 07/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ronan Lambe Mgmt For Against Against
3 Elect Peter Gray Mgmt For For For
4 Elect Anthony Murphy Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
7 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
8 Authority to Repurchase Shares Mgmt For For For
IG Group
Holdings
PLC
Ticker Security ID: Meeting Date Meeting Status
IGG CINS G4753Q106 10/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sir Alan Budd Mgmt For For For
3 Elect Martin Jackson Mgmt For For For
4 Elect Roger Yates Mgmt For Against Against
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
10 U.S. Employee Stock Purchase Plan Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Adoption of New Articles Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E413 11/25/2009 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Strategy Plan Mgmt For For For
5 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Affirmation of Political
Nonpartisanship
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Report OTC Derivative
Trading
17 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report of Ratio Between CEO and
Employee
Pay
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Carson, Sr. Mgmt For For For
1.2 Elect Gordon Gund Mgmt For For For
1.3 Elect Dorothy Johnson Mgmt For For For
1.4 Elect Ann Korologos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Koninklijke KPN
N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/13/2010 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Ratification of Management Board Acts Mgmt For TNA N/A
8 Ratification of Supervisory Board Mgmt For TNA N/A
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Amendment to Compensation Policy Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Authority to Repurchase Shares Mgmt For TNA N/A
15 Authority to Cancel Shares Mgmt For TNA N/A
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
Marks and
Spencer Group
plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/08/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Stuart Rose Mgmt For For For
5 Elect Jan du Plessis Mgmt For For For
6 Elect Jeremy Darroch Mgmt For For For
7 Elect Sir David Michels Mgmt For For For
8 Elect Louise Patten Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Republic of Ireland Sharesave Plan Mgmt For For For
2009
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Roles of Chairman and
Chief
Executive
17 Non-Voting Meeting Note N/A N/A N/A N/A
NIKE, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect John Lechleiter Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Occidental
Petroleum
Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect John Chalsty Mgmt For For For
3 Elect Stephen Chazen Mgmt For Against Against
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Carlos Gutierrez Mgmt For For For
7 Elect Ray Irani Mgmt For For For
8 Elect Irvin Maloney Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Re-approval of Performance Goals Mgmt For For For
under the 2005 Long-Term Incentive
Plan
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Host Country
Regulations
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Security of Chemical
Facilities
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a
Change of
Control
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Potash Corp. of
Saskatchewan
Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2010 Performance Option Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect Robert Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratify Peter Loscher Mgmt For For For
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 Ratify Joe Kaeser Mgmt For Against Against
10 Ratify Barbara Kux Mgmt For For For
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Hermann Requardt Mgmt For Against Against
13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For
15 Ratify Gerhard Cromme Mgmt For Against Against
16 Ratify Berthold Huber Mgmt For Against Against
17 Ratify Ralf Heckmann Mgmt For Against Against
18 Ratify Josef Ackermann Mgmt For Against Against
19 Ratify Lothar Adler Mgmt For Against Against
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerd von Brandenstein Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Hans Michael Gaul Mgmt For For For
24 Ratify Peter Gruss Mgmt For For For
25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For
27 Ratify Heinz Hawreliuk Mgmt For Against Against
28 Ratify Harald Kern Mgmt For For For
29 Ratify Nicola Leibinger-Kammuller Mgmt For For For
30 Ratify Werner Monius Mgmt For For For
31 Ratify Hakan Samuelsson Mgmt For For For
32 Ratify Dieter Scheitor Mgmt For For For
33 Ratify Rainer Sieg Mgmt For For For
34 Ratify Birgit Steinborn Mgmt For Against Against
35 Ratify Iain Vallance of Tummel Mgmt For Against Against
36 Ratify Sibylle Wankel Mgmt For For For
37 Approval of Compensation Policy Mgmt For Against Against
38 Appointment of Auditor Mgmt For For For
39 Authority to Repurchase Shares Mgmt For For For
40 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
41 Authority to Issue Convertible Bonds Mgmt For For For
42 Amendments to Articles Mgmt For For For
43 Agreement with Karl-Hermann Baumann Mgmt For For For
44 Agreement with Johannes Feldmayer Mgmt For For For
45 Agreement with Klaus Kleinfeld Mgmt For For For
46 Agreement with Edward Krubasik Mgmt For For For
47 Agreement with Rudi Lamprecht Mgmt For For For
48 Agreement with Heinrich von Pierer Mgmt For For For
49 Agreement with Jurgen Radomski Mgmt For For For
50 Agreement with Uriel Sharef Mgmt For For For
51 Agreement with Klaus Wucherer Mgmt For For For
52 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Supervisory Board
Compensation
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Amending the Corporate
Purpose
Thyssenkrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/21/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Approval of Compensation Policy Mgmt For For For
8 Elect Hans-Peter Keitel Mgmt For For For
9 Elect Ulrich Lehner Mgmt For Against Against
10 Elect Bernhard Pellens Mgmt For For For
11 Elect Henning Schulte-Noelle Mgmt For Against Against
12 Elect Christian Streiff Mgmt For For For
13 Elect Jurgen Thumann Mgmt For For For
14 Elect Beatrice Weder di Mauro Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Repurchase Shares Using Mgmt For For For
Derivatives
18 Amendments to Articles Mgmt For For For
Vestas Wind
Systems
A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 01/14/2010 Take No Action
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Regarding Mgmt For TNA N/A
Shareholder
Proposals
3 Authority to Carry Out Formalities Mgmt For TNA N/A
Vestas Wind
Systems
A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 03/17/2010 Take No Action
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Report of the Board of Directors Mgmt Abstain TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Election of Directors Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Amendments to Articles Mgmt For TNA N/A
9 Amendment to Articles Mgmt For TNA N/A
10 Amendments Regarding Company Names Mgmt For TNA N/A
11 Amendment Regarding Company's Address Mgmt For TNA N/A
12 Amendment Regarding Register Mgmt For TNA N/A
13 Amendment Regarding Cancellation Mgmt For TNA N/A
14 Authority to Issue Shares w/ or Mgmt For TNA N/A
w/out Preemptive
Rights
15 Authority to Issue Shares to Mgmt For TNA N/A
Employees
16 Authority to Issue Warrants Mgmt For TNA N/A
17 Authority to Issue Convertible Bonds Mgmt For TNA N/A
18 Amendment Regarding General Meetings Mgmt For TNA N/A
19 Amendment Regarding General Meetings Mgmt For TNA N/A
20 Amendments Regarding General Meetings Mgmt For TNA N/A
21 Amendments Regarding Official Mgmt For TNA N/A
Language
22 Authority to Repurchase Shares Mgmt For TNA N/A
23 Incentive Compensation Guidelines Mgmt For TNA N/A
24 Authority to Carry out Formalities Mgmt For TNA N/A
25 Non-Voting Agenda Item N/A N/A TNA N/A
Item 1: Proxy Voting Record -
Fund Name : International Growth Opportunities Fund
07/01/2009 - 04/09/2010
In all markets, for all statuses, for
Key-
Aquarius
Platinum
Limited
Ticker Security ID: Meeting Date Meeting Status
AQP CINS G0440M128 08/21/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Securities Mgmt For For For
(Placement)
3 Ratify Placement of Securities Mgmt For For For
(Convertible Bond
Issue)
4 Approve Issue of Securities Mgmt For For For
(FirstPlats
Placement)
Aquarius
Platinum
Limited
Ticker Security ID: Meeting Date Meeting Status
AQP CINS G0440M128 11/27/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Re-elect Timothy Freshwater Mgmt For For For
6 Re-elect G. Edward Haslam Mgmt For For For
7 Elect Zwelakhe Mankazana Mgmt For For For
8 Ratify/Approve Issue of Securities Mgmt For For For
(Ridge
Options)
9 Ratify Issue of Securities (Imbani Mgmt For For For
Option and Zijin
Warrants)
10 Appoint Auditor and Authorise Mgmt For Against Against
Directors to Set
Fees
Asos PLC
Ticker Security ID: Meeting Date Meeting Status
ASC CINS G0536Q108 09/30/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lord Waheed Alli Mgmt For Against Against
3 Elect Nick Robertson Mgmt For For For
4 Elect Nick Beighton Mgmt For For For
5 Elect Mary Turner Mgmt For For For
6 Elect Karen Jones Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Adoption of New Articles Mgmt For Against Against
Asya Katilim
Bankasi
Ticker Security ID: Meeting Date Meeting Status
ASYAB CINS M15323104 03/20/2010 Take No Action
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Opening; Election of Presiding Board Mgmt For TNA N/A
3 Minutes Mgmt For TNA N/A
4 Reports Mgmt For TNA N/A
5 Accounts Mgmt For TNA N/A
6 Ratification of Co-option of Board Mgmt For TNA N/A
Members
7 Ratification of Board and Statutory Mgmt For TNA N/A
Auditors'
Acts
8 Directors and Statutory Auditors' Mgmt For TNA N/A
Fees
9 Election of High Advisory Board and Mgmt For TNA N/A
Authority to Set
Fees
10 Appointment of Auditor Mgmt For TNA N/A
11 Charitable Donations Mgmt For TNA N/A
12 Disclosure Policy Mgmt For TNA N/A
13 Related Party Transactions Mgmt For TNA N/A
14 Closing Mgmt For TNA N/A
Babcock
International
Group
PLC
Ticker Security ID: Meeting Date Meeting Status
BAB CINS G0689Q152 07/09/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Sir Nigel Essenhigh Mgmt For For For
4 Elect Justin Crookenden Mgmt For For For
5 Elect Lord Alexander Hesketh Mgmt For Against Against
6 Elect David Omand Mgmt For For For
7 Directors' Remuneration Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Performance Share Plan 2009 Mgmt For For For
11 Company Share Option Plan 2009 Mgmt For For For
12 EU Political Donations Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Brown (N) Group
plc
Ticker Security ID: Meeting Date Meeting Status
BWNG CINS G64036125 07/07/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Alan White Mgmt For For For
5 Elect Lord Alliance Mgmt For For For
6 Elect Nigel Alliance Mgmt For For For
7 Elect Ivan Fallon Mgmt For Against Against
8 Elect Anna Ford Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
13 Adoption of New Articles Mgmt For For For
C&C Group plc
Ticker Security ID: Meeting Date Meeting Status
GCC CINS G1826G107 09/25/2009 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Acquisition Mgmt For For For
Chemring Group
PLC
Ticker Security ID: Meeting Date Meeting Status
CHG CINS G20860105 03/17/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Lord Roger Freeman Mgmt For For For
5 Elect Kenneth Scobie Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Amendment to Performance Share Plan Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Adoption of New Articles Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
China Power
International
Development
Limited
Ticker Security ID: Meeting Date Meeting Status
2380 CINS Y1508G102 07/22/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Acquisition Mgmt For For For
Golden Eagle
Retail Group
Limited
Ticker Security ID: Meeting Date Meeting Status
3308 CINS G3958R109 07/10/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Lease Agreement (Hanzhong Plaza) Mgmt For For For
3 Annual Caps for Lease Agreement Mgmt For For For
(Hanzhong
Plaza)
4 Facilities Leasing Agreement Mgmt For For For
5 Annual Caps for Facilities Leasing Mgmt For For For
Agreement
6 Lease Agreement (Additional Shanghai Mgmt For For For
Premises)
7 Annual Caps for Lease Agreement Mgmt For For For
(Additional Shanghai
Premises)
Golden Eagle
Retail Group
Limited
Ticker Security ID: Meeting Date Meeting Status
3308 CINS G3958R109 12/18/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreement Mgmt For For For
3 Lease Agreement Mgmt For For For
4 Proposed Annual Caps for Lease Mgmt For For For
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
ICON PLC
Ticker Security ID: Meeting Date Meeting Status
ICON CUSIP 45103T107 07/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ronan Lambe Mgmt For Against Against
3 Elect Peter Gray Mgmt For For For
4 Elect Anthony Murphy Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
7 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
8 Authority to Repurchase Shares Mgmt For For For
IG Group
Holdings
PLC
Ticker Security ID: Meeting Date Meeting Status
IGG CINS G4753Q106 10/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sir Alan Budd Mgmt For For For
3 Elect Martin Jackson Mgmt For For For
4 Elect Roger Yates Mgmt For Against Against
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
10 U.S. Employee Stock Purchase Plan Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Adoption of New Articles Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Jumbo SA
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 12/09/2009 Take No Action
Meeting Type Country of Trade
Annual Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Profits/Dividends Mgmt For TNA N/A
4 Ratification of Board and Auditors' Mgmt For TNA N/A
Acts
5 Appointment of Auditor and Authority Mgmt For TNA N/A
to Set
Fees
6 Directors' Fees Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Appointment of Audit Committee Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
Koninklijke
(Royal) Ten
Cate
NV
Ticker Security ID: Meeting Date Meeting Status
KTC CINS N5066Q164 04/08/2010 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Ratification of Executive Board Acts Mgmt For TNA N/A
7 Ratification of Supervisory Board Mgmt For TNA N/A
Acts
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Opportunity to Make Recommendations Mgmt For TNA N/A
on the Supervisory
Board
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Election of Supervisory Board Mgmt For TNA N/A
13 notification of Appointment of Mgmt Abstain TNA N/A
Management Board
Member
14 Authority to Repurchase Shares Mgmt For TNA N/A
15 Authority to Issue Shares w/ Mgmt For TNA N/A
Preemptive
Rights
16 Authority to Issue Shares w/o Mgmt For TNA N/A
Preemptive
Rights
17 Appointment of Auditor Mgmt For TNA N/A
18 Non-Voting Agenda Item N/A N/A TNA N/A
19 Non-Voting Agenda Item N/A N/A TNA N/A
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 02/26/2010 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Addendum to Concession Contracts Mgmt For TNA N/A
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 03/22/2010 Take No Action
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Election of Directors Mgmt For TNA N/A
7 Remuneration Policy Mgmt For TNA N/A
8 Establishment and Election of Mgmt For TNA N/A
Supervisory
Council
9 Supervisory Council Fees Mgmt For TNA N/A
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 03/22/2010 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Interim Dividend Payment Mgmt For TNA N/A
4 Amendments to Articles Mgmt For TNA N/A
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 09/02/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
4 Directors' Fees Mgmt For TNA N/A
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 12/22/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Fees Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
MobileOne Ltd.
Ticker Security ID: Meeting Date Meeting Status
M31 CINS Y8838Q148 04/08/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Patrick YEOH Kwai Hoh Mgmt For For For
4 Elect THIO Su Mien Mgmt For For For
5 Elect LOW Huan Ping Mgmt For For For
6 Elect Reggie Thein Mgmt For Against Against
7 Elect TEO Soon Hoe Mgmt For Against Against
8 Elect Karen KOOI Lee Wah Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
11 Change in Company Name Mgmt For For For
12 Authority to Grant Awards and Issue Mgmt For For For
Shares under the MobileOne Share
Option
Scheme
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Repurchase Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Related Party Transactions Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
Mount Gibson
Iron
Limited
Ticker Security ID: Meeting Date Meeting Status
MGX CINS Q64224100 11/18/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect Craig Readhead Mgmt For For For
4 Elect CAO Zhong Mgmt For For For
5 Elect CHEN Zhouping Mgmt For Against Against
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD Luke Tonkin) Mgmt For For For
8 Equity Grant (Alternate Director to Mgmt For For For
MD Alan
Rule)
Paladin Energy
Limited
Ticker Security ID: Meeting Date Meeting Status
PDN CINS Q7264T104 11/25/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Donald Shumka Mgmt For Against Against
5 Employee Performance Share Plan Mgmt For For For
6 Equity Plan (Contractors) Mgmt For For For
7 Equity Grant (MD/CEO John Borshoff) Mgmt For For For
8 Ratify Placement of Securities Mgmt For For For
9 Renew Proportional Takeover Mgmt For For For
Provisions
10 Non-Voting Agenda Item N/A N/A N/A N/A
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 03/29/2010 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Demerger Mgmt For Abstain Against
SSL
International
PLC
Ticker Security ID: Meeting Date Meeting Status
SSL CINS G8401X108 07/23/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian Adamson Mgmt For For For
5 Elect Mark Moran Mgmt For For For
6 Elect Gerald Corbett Mgmt For Against Against
7 Elect Peter Johnson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Sharesave Plan 2009 Mgmt For For For
11 Authority to Increase Authorized Mgmt For For For
Capital
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Victrex PLC
Ticker Security ID: Meeting Date Meeting Status
VCT CINS G9358Y107 02/09/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Directors' Remuneration Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Anita Frew Mgmt For For For
5 Elect David Hummel Mgmt For For For
6 Elect Michael Peacock Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Adoption of New Articles Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Item 1: Proxy Voting Record -
Fund Name : U.S. Systematic Large Cap Growth Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Long-Term Mgmt For For For
Incentive
Plan
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/23/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect Roy Roberts Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect William Smithburg Mgmt For For For
1.11 Elect Glenn Tilton Mgmt For For For
1.12 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Frank Clark, Jr. Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 2010 Stock Incentive Plan Mgmt For For For
16 2010 Non-Employee Director Mgmt For For For
Compensation
Plan
17 2001 Annual Incentive Plan Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Aflac
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger, III Mgmt For Against Against
6 Elect Joe Harris Mgmt For For For
7 Elect Elizabeth Hudson Mgmt For For For
8 Elect Douglas Johnson Mgmt For For For
9 Elect Robert Johnson Mgmt For For For
10 Elect Charles Knapp Mgmt For For For
11 Elect E. Stephen Purdom Mgmt For For For
12 Elect Barbara Rimer Mgmt For For For
13 Elect Marvin Schuster Mgmt For For For
14 Elect David Thompson Mgmt For For For
15 Elect Robert Wright Mgmt For For For
16 Elect Takuro Yoshida Mgmt For For For
17 Advisory Vote on Executive Mgmt For For For
Compensation
18 Ratification of Auditor Mgmt For For For
AmerisourceBergen
Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Gochnauer Mgmt For For For
2 Elect Edward Hagenlocker Mgmt For For For
3 Elect Henry McGee Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Ratification of Auditor Mgmt For For For
Amgen Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For For For
7 Elect Rebecca Henderson Mgmt For For For
8 Elect Frank Herringer Mgmt For For For
9 Elect Gilbert Omenn Mgmt For For For
10 Elect Judith Pelham Mgmt For For For
11 Elect J. Paul Reason Mgmt For For For
12 Elect Leonard Schaeffer Mgmt For For For
13 Elect Kevin Sharer Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Act by Written
Consent
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Jerome York Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Plan
3 Amendment to the 1997 Director Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Sustainability
Committee
Archer-Daniels-Mi
dland
Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For Against Against
3 Elect Donald Felsinger Mgmt For For For
4 Elect Victoria Haynes Mgmt For For For
5 Elect Antonio Maciel Neto Mgmt For For For
6 Elect Patrick Moore Mgmt For For For
7 Elect Thomas O'Neill Mgmt For For For
8 Elect Kelvin Westbrook Mgmt For Against Against
9 Elect Patricia Woertz Mgmt For For For
10 2009 Incentive Compensation Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Review of Global Human Rights
Standards
Cisco Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Amendment to the 2005 Stock Mgmt For For For
Incentive
Plan
15 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human
Rights
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Internet
Fragmentation
Comcast
Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For Withhold Against
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For Withhold Against
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2006 Cash Bonus Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
5 Shareholder Proposal Regarding CEO ShrHoldr Against Against For
Succession
Planning
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Constellation
Energy Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 05/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Yves de Balmann Mgmt For For For
2 Elect Ann Berzin Mgmt For For For
3 Elect James Brady Mgmt For For For
4 Elect Daniel Camus Mgmt For For For
5 Elect James Curtiss Mgmt For For For
6 Elect Freeman Hrabowski III Mgmt For For For
7 Elect Nancy Lampton Mgmt For For For
8 Elect Robert Lawless Mgmt For For For
9 Elect Mayo Shattuck III Mgmt For For For
10 Elect John Skolds Mgmt For For For
11 Elect Michael Sullivan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Long-Term Mgmt For Against Against
Incentive
Plan
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
Danaher
Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Rales Mgmt For For For
2 Elect John Schwieters Mgmt For For For
3 Elect Alan Spoon Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the
Board
Darden
Restaurants,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect Christopher Fraleigh Mgmt For For For
1.4 Elect David Hughes Mgmt For For For
1.5 Elect Charles Ledsinger, Jr. Mgmt For For For
1.6 Elect William Lewis, Jr. Mgmt For For For
1.7 Elect Connie Mack, III Mgmt For For For
1.8 Elect Andrew Madsen Mgmt For For For
1.9 Elect Clarence Otis Jr. Mgmt For For For
1.10 Elect Michael Rose Mgmt For For For
1.11 Elect Maria Sastre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For For For
1.5 Elect Sallie Krawcheck Mgmt For For For
1.6 Elect Judy Lewent Mgmt For For For
1.7 Elect Thomas Luce, III Mgmt For Withhold Against
1.8 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Sam Nunn, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Reimbursement of Solicitation
Expenses
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Todd Bluedorn Mgmt For For For
2 Elect Christopher Connor Mgmt For Against Against
3 Elect Michael Critelli Mgmt For For For
4 Elect Charles Golden Mgmt For For For
5 Elect Ernie Green Mgmt For For For
6 Ratification of Auditor Mgmt For For For
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect James DiStasio Mgmt For For For
6 Elect John Egan Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
ENSCO
International
Incorporated
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 26874Q100 12/22/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reorganization from Delaware to the Mgmt For For For
United
Kingdom
2 Right to Adjourn Meeting Mgmt For For For
Ford Motor
Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Butler Mgmt For For For
1.2 Elect Kimberly Casiano Mgmt For For For
1.3 Elect Anthony Earley, Jr. Mgmt For Withhold Against
1.4 Elect Edsel Ford II Mgmt For Withhold Against
1.5 Elect William Ford, Jr. Mgmt For For For
1.6 Elect Richard Gephardt Mgmt For For For
1.7 Elect Irvine Hockaday, Jr. Mgmt For For For
1.8 Elect Richard Manoogian Mgmt For Withhold Against
1.9 Elect Ellen Marram Mgmt For For For
1.10 Elect Alan Mulally Mgmt For For For
1.11 Elect Homer Neal Mgmt For For For
1.12 Elect Gerald Shaheen Mgmt For For For
1.13 Elect John Thornton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Tax Benefit Preservation Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government
Service
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Recapitalization
Plan
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Carbon Dioxide
Reduction
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Craig Dubow Mgmt For For For
1.2 Elect Howard Elias Mgmt For For For
1.3 Elect Arthur Harper Mgmt For For For
1.4 Elect John Louis Mgmt For For For
1.5 Elect Marjorie Magner Mgmt For For For
1.6 Elect Scott McCune Mgmt For For For
1.7 Elect Duncan McFarland Mgmt For For For
1.8 Elect Donna Shalala Mgmt For For For
1.9 Elect Neal Shapiro Mgmt For For For
1.10 Elect Karen Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2001 Omnibus Mgmt For For For
Incentive Compensation
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Restricting Tax Gross-up
Payments
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Sir William Castell Mgmt For For For
4 Elect Ann Fudge Mgmt For For For
5 Elect Susan Hockfield Mgmt For For For
6 Elect Jeffrey Immelt Mgmt For For For
7 Elect Andrea Jung Mgmt For For For
8 Elect Alan Lafley Mgmt For For For
9 Elect Robert Lane Mgmt For For For
10 Elect Ralph Larsen Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect James Mulva Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect Roger Penske Mgmt For Against Against
15 Elect Robert Swieringa Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Regarding Report on Ratio Between
Executive and Employee
Pay
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Requiring Key Committee Directors
To Receive Less Than 20% Against
Votes
23 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability
Report
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Behavorial
Advertising
6 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights in
China
Hewlett-Packard
Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Lawrence Babbio Jr. Mgmt For For For
3 Elect Sari Baldauf Mgmt For For For
4 Elect Rajiv Gupta Mgmt For For For
5 Elect John Hammergren Mgmt For For For
6 Elect Mark Hurd Mgmt For For For
7 Elect Joel Hyatt Mgmt For For For
8 Elect John Joyce Mgmt For For For
9 Elect Robert Ryan Mgmt For For For
10 Elect Lucille Salhany Mgmt For Against Against
11 Elect G. Kennedy Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
14 Adopt Advisory Vote on Executive Mgmt For For For
Compensation
Hospira, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSP CUSIP 441060100 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Connie Curran Mgmt For For For
2 Elect Heino von Prondzynski Mgmt For For For
3 Elect Mark Wheeler Mgmt For For For
4 Ratification of Auditor Mgmt For For For
International
Business
Machines
Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Cathleen Black Mgmt For Against Against
3 Elect William Brody Mgmt For For For
4 Elect Kenneth Chenault Mgmt For For For
5 Elect Michael Eskew Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Taizo Nishimuro Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect Samuel Palmisano Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Zambrano Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive
Compensation
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Cumulative
Voting
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Jabil Circuit,
Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mel Lavitt Mgmt For For For
1.2 Elect Timothy Main Mgmt For For For
1.3 Elect William Morean Mgmt For Withhold Against
1.4 Elect Lawrence Murphy Mgmt For For For
1.5 Elect Frank Newman Mgmt For For For
1.6 Elect Steven Raymund Mgmt For For For
1.7 Elect Thomas Sansone Mgmt For For For
1.8 Elect David Stout Mgmt For For For
1.9 Elect Kathleen Walters Mgmt For For For
2 Amendment to the 2002 Stock Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Michael Johns Mgmt For Against Against
4 Elect Susan Lindquist Mgmt For For For
5 Elect Anne Mulcahy Mgmt For Against Against
6 Elect Leo Mullin Mgmt For For For
7 Elect William Perez Mgmt For Against Against
8 Elect Charles Prince Mgmt For Against Against
9 Elect David Satcher Mgmt For For For
10 Elect William Weldon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on
Pay)
13 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
Lincoln Electric
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LECO CUSIP 533900106 04/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Hanks Mgmt For For For
1.2 Elect Kathryn Lincoln Mgmt For For For
1.3 Elect William Macdonald, III Mgmt For For For
1.4 Elect George Walls, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Marvell
Technology
Group
Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Sehat Sutardja Mgmt For For For
2 Elect Pantas Sutardja Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Medco Health
Solutions,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For Against Against
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to Certificate of Mgmt For For For
Incorporation Regarding the Right
to Call Special
Meetings
Microsoft
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Gates, III Mgmt For For For
2 Elect Steven Ballmer Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right to Call a Mgmt For For For
Special
Meeting
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care
Reform
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Charitable
Contributions
Nalco Holding
Company
Ticker Security ID: Meeting Date Meeting Status
NLC CUSIP 62985Q101 04/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Casale Mgmt For For For
1.2 Elect Rodney Chase Mgmt For Withhold Against
1.3 Elect Mary VanDeWeghe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 10/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Warmenhoven Mgmt For For For
1.2 Elect Donald Valentine Mgmt For For For
1.3 Elect Jeffry Allen Mgmt For Withhold Against
1.4 Elect Alan Earhart Mgmt For For For
1.5 Elect Thomas Georgens Mgmt For For For
1.6 Elect Mark Leslie Mgmt For For For
1.7 Elect Nicholas Moore Mgmt For For For
1.8 Elect George Shaheen Mgmt For For For
1.9 Elect Robert Wall Mgmt For For For
2 Amendment to the 1999 Stock Option Mgmt For Against Against
Plan (to Increase the Number of
Shares Issuable as Full-Value
Awards)
3 Amendment to the Automatic Option Mgmt For For For
Grant Program for Non-Employee
Directors Under the 1999 Stock
Option
Plan
4 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to the Executive Mgmt For Against Against
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
Oracle
Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/07/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Berg Mgmt For Withhold Against
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Donald Lucas Mgmt For Withhold Against
1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 2010 Executive Bonus Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special
Meeting
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After
Retirement
Peabody Energy
Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William Coley Mgmt For For For
1.3 Elect William James Mgmt For For For
1.4 Elect Robert Karn III Mgmt For For For
1.5 Elect M. Frances Keeth Mgmt For For For
1.6 Elect Henry Lentz Mgmt For For For
1.7 Elect Robert Malone Mgmt For For For
1.8 Elect William Rusnack Mgmt For For For
1.9 Elect John Turner Mgmt For For For
1.10 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Prudential
Financial,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Jon Hanson Mgmt For For For
9 Elect Constance Horner Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
Pulte Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 08/18/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Shares Pursuant to Merger Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Company Name Change Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
Schering-Plough
Corporation
Ticker Security ID: Meeting Date Meeting Status
SGP CUSIP 806605101 08/07/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Scripps Networks
Interactive,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SNI CUSIP 811065101 04/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Galloway Mgmt For For For
1.2 Elect Dale Pond Mgmt For For For
1.3 Elect Ronald Tysoe Mgmt For Withhold Against
The Coca-Cola
Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Allen Mgmt For Against Against
2 Elect Ronald Allen Mgmt For For For
3 Elect Cathleen Black Mgmt For For For
4 Elect Barry Diller Mgmt For Against Against
5 Elect Alexis Herman Mgmt For For For
6 Elect Muhtar Kent Mgmt For For For
7 Elect Donald Keough Mgmt For For For
8 Elect Maria Lagomasino Mgmt For For For
9 Elect Donald McHenry Mgmt For For For
10 Elect Sam Nunn Mgmt For For For
11 Elect James Robinson III Mgmt For For For
12 Elect Peter Ueberroth Mgmt For For For
13 Elect Jacob Wallenberg Mgmt For For For
14 Elect James Williams Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board
Chairman
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance Based Restricted Equity
Compensation
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on
Bisphenol-A
The Procter &
Gamble
Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kenneth Chenault Mgmt For For For
2 Elect Scott Cook Mgmt For Against Against
3 Elect Rajat Gupta Mgmt For For For
4 Elect Alan Lafley Mgmt For For For
5 Elect Charles Lee Mgmt For For For
6 Elect Lynn Martin Mgmt For For For
7 Elect Robert McDonald Mgmt For For For
8 Elect W. James McNerney, Jr. Mgmt For For For
9 Elect Johnathan Rodgers Mgmt For For For
10 Elect Ralph Snyderman Mgmt For For For
11 Elect Mary Agnes Wilderotter Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Elect Ernesto Zedillo Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendments to Code of Regulations Mgmt For For For
16 2009 Stock and Incentive Mgmt For For For
Compensation
Plan
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative
Voting
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
United
Technologies
Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect John Faraci Mgmt For For For
1.3 Elect Jean-Pierre Garnier Mgmt For For For
1.4 Elect Jamie Gorelick Mgmt For For For
1.5 Elect Carlos Gutierrez Mgmt For For For
1.6 Elect Edward Kangas Mgmt For For For
1.7 Elect Charles Lee Mgmt For For For
1.8 Elect Richard McCormick Mgmt For For For
1.9 Elect Harold McGraw III Mgmt For For For
1.10 Elect Richard Myers Mgmt For For For
1.11 Elect H. Patrick Swygert Mgmt For For For
1.12 Elect Andre Villeneuve Mgmt For For For
1.13 Elect Christine Whitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422109 01/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Davis Mgmt For For For
1.2 Elect William Foote Mgmt For Withhold Against
1.3 Elect Mark Frissora Mgmt For For For
1.4 Elect Alan McNally Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Gregory Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Stock Mgmt For For For
Option
Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority
Vote
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Performance-Based Equity
Compensation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reviewing Charitable
Spending
Warner Chilcott
Public Limited
Company
Ticker Security ID: Meeting Date Meeting Status
WCRX CUSIP G94368100 05/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Connaughton Mgmt For For For
2 Elect Stephen Murray Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Western Digital
Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Behrendt Mgmt For For For
2 Elect Kathleen Cote Mgmt For For For
3 Elect John Coyne Mgmt For For For
4 Elect Henry DeNero Mgmt For For For
5 Elect William Kimsey Mgmt For For For
6 Elect Michael Lambert Mgmt For For For
7 Elect Matthew Massengill Mgmt For For For
8 Elect Roger Moore Mgmt For For For
9 Elect Thomas Pardun Mgmt For For For
10 Elect Arif Shakeel Mgmt For For For
11 Amendment to the 2004 Performance Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
Whirlpool
Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/20/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Johnston Mgmt For For For
2 Elect William Kerr Mgmt For For For
3 Elect William Perez Mgmt For For For
4 Elect Janice Stoney Mgmt For For For
5 Elect Michael White Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2010 Omnibus Stock and Incentive Plan Mgmt For For For
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Philip Gianos Mgmt For For For
2 Elect Moshe Gavrielov Mgmt For For For
3 Elect John Doyle Mgmt For For For
4 Elect Jerald Fishman Mgmt For For For
5 Elect William Howard, Jr. Mgmt For For For
6 Elect J. Michael Patterson Mgmt For For For
7 Elect Marshall Turner Mgmt For For For
8 Elect Elizabeth Vanderslice Mgmt For For For
9 Amendment to the 1990 Employee Mgmt For For For
Qualified Stock Purchase
Plan
10 Amendment to the 2007 Equity Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
Item 1: Proxy Voting Record -
Fund Name : U.S. Emerging Growth Fund
07/01/2009 - 04/09/2010
In all markets, for all statuses, for
Key-
Almost Family
Inc.
Ticker Security ID: Meeting Date Meeting Status
AFAM CUSIP 020409108 08/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Yarmuth Mgmt For For For
1.2 Elect Steven Bing Mgmt For For For
1.3 Elect Donald McClinton Mgmt For For For
1.4 Elect Tyree Wilburn Mgmt For For For
1.5 Elect Jonathan Goldberg Mgmt For Withhold Against
1.6 Elect W. Earl Reed, III Mgmt For For For
1.7 Elect Henry Altman, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
ArvinMeritor,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 043353101 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ivor Evans Mgmt For For For
1.2 Elect Charles McClure, Jr. Mgmt For For For
1.3 Elect William Newlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Plan Mgmt For Against Against
4 Amendment to the Incentive Mgmt For For For
Compensation
Plan
Atwood Oceanics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect Robert Burgess Mgmt For For For
1.3 Elect George Dotson Mgmt For For For
1.4 Elect Jack Golden Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect Robert Saltiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Bally
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BYI CUSIP 05874B107 12/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Robbins Mgmt For For For
2 2010 Long Term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
BE Aerospace,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAV CUSIP 073302101 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Charles Chadwell Mgmt For For For
1.2 Elect Richard Hamermesh Mgmt For Withhold Against
1.3 Elect Amin Khoury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive
Plan
4 Shareholder Proposal Regarding ShrHoldr Against Against For
MacBride
Principles
5 Transaction of Other Business Mgmt For Against Against
Bio-Reference
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Benincasa Mgmt For For For
1.2 Elect Gary Lederman Mgmt For Withhold Against
1.3 Elect John Roglieri Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
Bristow Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Charles Bolden, Jr. Mgmt For For For
1.3 Elect Stephen Cannon Mgmt For For For
1.4 Elect Jonathan Cartwright Mgmt For For For
1.5 Elect William Chiles Mgmt For For For
1.6 Elect Michael Flick Mgmt For For For
1.7 Elect Thomas Knudson Mgmt For For For
1.8 Elect Ken Tamblyn Mgmt For For For
1.9 Elect William Wyatt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Compuware
Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Archer Mgmt For Withhold Against
1.2 Elect Gurminder Bedi Mgmt For For For
1.3 Elect William Grabe Mgmt For For For
1.4 Elect William Halling Mgmt For For For
1.5 Elect Peter Karmanos, Jr. Mgmt For For For
1.6 Elect Faye Alexander Nelson Mgmt For For For
1.7 Elect Glenda Price Mgmt For For For
1.8 Elect W. James Prowse Mgmt For Withhold Against
1.9 Elect G. Scott Romney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Shareholder Rights Plan Mgmt For Against Against
Cracker Barrel
Old Country
Store,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRL CUSIP 22410J106 12/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Dale Mgmt For For For
1.2 Elect Richard Dobkin Mgmt For For For
1.3 Elect Robert Hilton Mgmt For For For
1.4 Elect Charles Jones, Jr. Mgmt For For For
1.5 Elect B.F. Lowery Mgmt For Withhold Against
1.6 Elect Martha Mitchell Mgmt For For For
1.7 Elect Andrea Weiss Mgmt For For For
1.8 Elect Jimmie White Mgmt For For For
1.9 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation
Plan
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUSIP 23251P102 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph Laptewicz Mgmt For For For
1.3 Elect Daniel Moore Mgmt For For For
1.4 Elect Hugh Morrison Mgmt For For For
1.5 Elect Alfred Novak Mgmt For For For
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect Reese Terry, Jr. Mgmt For Withhold Against
2 2009 Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
E-House (China)
Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
EJ CUSIP 26852W103 12/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Janjun Zang Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 10/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Raina Mgmt For For For
2 Elect Hans Benz Mgmt For For For
3 Elect Pavan Bhalla Mgmt For Against Against
4 Elect Neil Eckert Mgmt For Against Against
5 Elect Rolf Herter Mgmt For For For
6 Elect Hans Ueli Keller Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 12/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For Against Against
Excel Maritime
Carriers
Ltd.
Ticker Security ID: Meeting Date Meeting Status
EXM CUSIP V3267N107 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Gabriel Panayotides Mgmt For For For
1.2 Elect Hans-Juergen Mende Mgmt For For For
1.3 Elect Frithjof Platou Mgmt For For For
1.4 Elect Evangelos Macris Mgmt For Withhold Against
1.5 Elect Apostolos Kontoyannis Mgmt For For For
1.6 Elect Trevor Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Increase in Authorized Capital Mgmt For Against Against
Griffon
Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 02/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Alpert Mgmt For Withhold Against
1.2 Elect Blaine Fogg Mgmt For For For
1.3 Elect William Waldorf Mgmt For For For
1.4 Elect Joseph Whalen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Haemonetics
Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Gelbman Mgmt For For For
1.2 Elect Brad Nutter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Hi-Tech
Pharmacal Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP 42840B101 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For Withhold Against
1.3 Elect Martin Goldwyn Mgmt For Withhold Against
1.4 Elect Yashar Hirshaut Mgmt For Withhold Against
1.5 Elect Jack van Hulst Mgmt For Withhold Against
1.6 Elect Anthony Puglisi Mgmt For Withhold Against
1.7 Elect Bruce Simpson Mgmt For Withhold Against
2 2009 Stock Option Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
HILL-ROM
HOLDINGS,
INC.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Giertz Mgmt For For For
1.2 Elect Katherine Napier Mgmt For For For
1.3 Elect Ronald Malone Mgmt For For For
1.4 Elect Eduardo Menasce Mgmt For For For
1.5 Elect John Greisch Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Elimination of Supermajority Vote Mgmt For For For
Requirements
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
Himax
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HIMX CUSIP 43289P106 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors (Slate) Mgmt For For For
3 Increase in Authorized Capital, Mgmt For For For
Bonus Issue and Share
Consolidation
4 Amendment to Share Class Rights Mgmt For For For
5 Misc. Proposal Regarding Capital Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
Iconix Brand
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICON CUSIP 451055107 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Neil Cole Mgmt For For For
1.2 Elect Barry Emanuel Mgmt For For For
1.3 Elect Steven Mendelow Mgmt For For For
1.4 Elect Drew Cohen Mgmt For Withhold Against
1.5 Elect F. Peter Cuneo Mgmt For For For
1.6 Elect Mark Friedman Mgmt For For For
1.7 Elect James Marcum Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Incyte
Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 11/24/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Integrated
Device
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Schofield Mgmt For For For
1.2 Elect Lewis Eggebrecht Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Donald Schrock Mgmt For For For
1.6 Elect Ron Smith Mgmt For For For
1.7 Elect Theodore Tewksbury Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 One-time Option Exchange Program Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
Lawson Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LWSN CUSIP 52078P102 10/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Chang Mgmt For For For
1.2 Elect Harry Debes Mgmt For For For
1.3 Elect Peter Gyenes Mgmt For For For
1.4 Elect David Hubers Mgmt For Withhold Against
1.5 Elect H. Richard Lawson Mgmt For Withhold Against
1.6 Elect Michael Rocca Mgmt For For For
1.7 Elect Robert Schriesheim Mgmt For Withhold Against
1.8 Elect Romesh Wadhwani Mgmt For For For
1.9 Elect Paul Wahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Macrovision
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
MVSN CUSIP 55611C108 07/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alfred Amoroso Mgmt For For For
1.2 Elect Andrew Ludwick Mgmt For For For
1.3 Elect Alan Earhart Mgmt For For For
1.4 Elect Robert Majteles Mgmt For For For
1.5 Elect James Meyer Mgmt For Withhold Against
1.6 Elect James O'Shaughnessy Mgmt For For For
1.7 Elect Ruthann Quindlen Mgmt For For For
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 12/14/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 One-Time Option Exchange Program Mgmt For Against Against
MF Global Ltd.
Ticker Security ID: Meeting Date Meeting Status
MF CUSIP G60642108 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alison Carnwath Mgmt For For For
2 Elect Bernard Dan Mgmt For For For
3 Elect Eileen Fusco Mgmt For For For
4 Elect Martin Glynn Mgmt For For For
5 Elect Edward Goldberg Mgmt For Against Against
6 Elect David Schamis Mgmt For For For
7 Elect Lawrence Schloss Mgmt For For For
8 Elect Robert Sloan Mgmt For Against Against
9 One-Time Employee Share Option Mgmt For Against Against
Exchange
Program
10 Ratification of Auditor Mgmt For For For
Microsemi
Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Peterson Mgmt For For For
1.2 Elect Dennis Leibel Mgmt For For For
1.3 Elect Thomas Anderson Mgmt For For For
1.4 Elect William Bendush Mgmt For For For
1.5 Elect William Healey Mgmt For For For
1.6 Elect Paul Folino Mgmt For For For
1.7 Elect Matthew Massengill Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Net 1 UEPS
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UEPS CUSIP 64107N206 11/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Serge Belamant Mgmt For For For
1.2 Elect Herman Kotze Mgmt For Withhold Against
1.3 Elect Christopher Seabrooke Mgmt For Withhold Against
1.4 Elect Antony Ball Mgmt For For For
1.5 Elect Alasdair Pein Mgmt For For For
1.6 Elect Paul Edwards Mgmt For For For
1.7 Elect Tom Tinsley Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
NetScout
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NTCT CUSIP 64115T104 09/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Victor DeMarines Mgmt For For For
1.2 Elect Vincent Mullarkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OmniVision
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OVTI CUSIP 682128103 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Jeng Mgmt For For For
1.2 Elect Dwight Steffensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Stock Option Exchange Program for Mgmt For For For
Employees
5 Stock Option Exchange Program for Mgmt For Against Against
Named Executive
Officers
Parametric
Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Lacy Mgmt For For For
1.2 Elect Michael Porter Mgmt For Withhold Against
1.3 Elect Robert Schechter Mgmt For For For
2 2009 Executive Cash Incentive Mgmt For For For
Performance
Plan
3 Amendment to the 2000 Equity Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Pericom
Semiconductor
Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEM CUSIP 713831105 12/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alex Chiming Hui Mgmt For For For
1.2 Elect Chi-Hung Hui Mgmt For For For
1.3 Elect Hau Lee Mgmt For Withhold Against
1.4 Elect Dennis McKenna Mgmt For For For
1.5 Elect Michael Sophie Mgmt For Withhold Against
1.6 Elect Siu-Weng Simon Wong Mgmt For Withhold Against
1.7 Elect Edward Yang Mgmt For For For
2 2010 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
PSS World
Medical,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PSSI CUSIP 69366A100 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Crowe Mgmt For For For
1.2 Elect Steven Halverson Mgmt For For For
2 Amendment to the 2006 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Quiksilver, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZQK CUSIP 74838C106 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Douglas Ammerman Mgmt For For For
1.2 Elect William Barnum, Jr. Mgmt For Withhold Against
1.3 Elect Charles Crowe Mgmt For For For
1.4 Elect James Ellis Mgmt For For For
1.5 Elect Charles Exon Mgmt For For For
1.6 Elect M. Steven Langman Mgmt For For For
1.7 Elect Robert McKnight, Jr. Mgmt For For For
1.8 Elect Paul Speaker Mgmt For For For
1.9 Elect Andrew Sweet Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Grant of Restricted Stock to Kelly Mgmt For For For
Slater
4 One-time Stock Option Exchange Mgmt For Against Against
Program
5 Amendment to the 2000 Stock Mgmt For For For
Incentive Plan (Increase in
Shares)
6 Amendment to the 2000 Stock Mgmt For For For
Incentive Plan (Increase Grants to
Non-employee
Directors)
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
RF Micro
Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RFMD CUSIP 749941100 07/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter Wilkinson, Jr. Mgmt For For For
1.2 Elect Robert Bruggeworth Mgmt For For For
1.3 Elect Daniel DiLeo Mgmt For For For
1.4 Elect Jeffrey Gardner Mgmt For For For
1.5 Elect John Harding Mgmt For For For
1.6 Elect Masood Jabbar Mgmt For For For
1.7 Elect Casimir Skrzypczak Mgmt For For For
1.8 Elect Erik van der Kaay Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Anderson Mgmt For For For
1.2 Elect Robert Currey Mgmt For Withhold Against
1.3 Elect Lawrence Gellerstedt, III Mgmt For For For
1.4 Elect John Spiegel Mgmt For For For
1.5 Elect J. Powell Brown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sally Beauty
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SBH CUSIP 79546E104 01/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Berges Mgmt For For For
1.2 Elect Marshall Eisenberg Mgmt For For For
1.3 Elect John Miller Mgmt For For For
1.4 Elect Richard Schnall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Omnibus Incentive Plan Mgmt For For For
Sanmina-SCI
Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 800907206 02/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Neil Bonke Mgmt For For For
2 Elect Alain Couder Mgmt For For For
3 Elect John Goldsberry Mgmt For For For
4 Elect Joseph Licata, Jr. Mgmt For For For
5 Elect Jean Manas Mgmt For For For
6 Elect Mario Rosati Mgmt For Against Against
7 Elect A. Eugene Sapp, Jr. Mgmt For For For
8 Elect Wayne Shortridge Mgmt For For For
9 Elect Jure Sola Mgmt For For For
10 Elect Jacqueline Ward Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2009 Incentive Plan Mgmt For For For
Solera Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SLH CUSIP 83421A104 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tony Aquila Mgmt For For For
1.2 Elect Arthur Kingsbury Mgmt For For For
1.3 Elect Jerrell Shelton Mgmt For For For
1.4 Elect Kenneth Viellieu Mgmt For For For
1.5 Elect Stuart Yarbrough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
STERIS
Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 07/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Robert Fields Mgmt For For For
1.4 Elect Jacqueline Kosecoff Mgmt For For For
1.5 Elect Kevin McMullen Mgmt For For For
1.6 Elect Walter Rosebrough, Jr. Mgmt For For For
1.7 Elect Mohsen Sohi Mgmt For Withhold Against
1.8 Elect John Wareham Mgmt For For For
1.9 Elect Loyal Wilson Mgmt For For For
1.10 Elect Michael Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
The Children's
Place Retail
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCE CUSIP 168905107 07/31/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raphael Benaroya Mgmt N/A TNA N/A
1.2 Elect Jeremy Fingerman Mgmt N/A TNA N/A
1.3 Elect Ross Glickman Mgmt N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Repeal of Bylaw
Amendments
The Children's
Place Retail
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCE CUSIP 168905107 07/31/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Malcolm Elvey Mgmt For For For
1.2 Elect Sally Kasaks Mgmt For For For
1.3 Elect Norman Matthews Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Repeal of Bylaw
Amendments
Titan
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP 88830M102 03/04/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
Triumph Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TGI CUSIP 896818101 07/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Bourgon Mgmt For For For
1.2 Elect Richard Gozon Mgmt For For For
1.3 Elect Richard Ill Mgmt For For For
1.4 Elect Claude Kronk Mgmt For For For
1.5 Elect Joseph Silvestri Mgmt For For For
1.6 Elect George Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
VistaPrint
Limited
Ticker Security ID: Meeting Date Meeting Status
VPRT CUSIP G93762204 08/06/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Bermuda to the Mgmt For For For
Netherlands
Xyratex Ltd
Ticker Security ID: Meeting Date Meeting Status
XRTX CUSIP G98268108 03/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andrew Sukawaty Mgmt For For For
1.2 Elect Ernest Sampias Mgmt For For For
1.3 Elect Mike Windram Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Item 1: Proxy Voting Record
Fund Name : U.S. Micro Cap Fund
07/01/2009 - 04/09/2010
Almost Family
Inc.
Ticker Security ID: Meeting Date Meeting Status
AFAM CUSIP 020409108 08/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Yarmuth Mgmt For For For
1.2 Elect Steven Bing Mgmt For For For
1.3 Elect Donald McClinton Mgmt For For For
1.4 Elect Tyree Wilburn Mgmt For For For
1.5 Elect Jonathan Goldberg Mgmt For Withhold Against
1.6 Elect W. Earl Reed, III Mgmt For For For
1.7 Elect Henry Altman, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
America's
Car-Mart,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 10/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tilman Falgout, III Mgmt For For For
1.2 Elect John David Simmons Mgmt For Withhold Against
1.3 Elect William Sams Mgmt For For For
1.4 Elect William Henderson Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect William Swanston Mgmt For Withhold Against
2 Amendment to the Stock Incentive Plan Mgmt For For For
Anaren, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANEN CUSIP 032744104 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Gerst, Jr. Mgmt For For For
1.2 Elect Dale Eck Mgmt For For For
1.3 Elect James Gould Mgmt For For For
2 Amendment to the 2004 Comprehensive Mgmt For For For
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Array BioPharma
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRY CUSIP 04269X105 10/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Francis Bullock Mgmt For For For
1.2 Elect Kevin Koch Mgmt For For For
1.3 Elect Douglas Williams Mgmt For Withhold Against
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Bio-Reference
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Benincasa Mgmt For For For
1.2 Elect Gary Lederman Mgmt For Withhold Against
1.3 Elect John Roglieri Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
BioScrip, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOS CUSIP 09069N108 03/25/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Shares Pursuant to Mgmt For For For
Merger/Acquisition
2 Right to Adjourn Meeting Mgmt For For For
Bottomline
Technologies
(de),
Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP 101388106 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Curran Mgmt For For For
1.2 Elect Joseph Mullen Mgmt For For For
1.3 Elect James Zilinski Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
BWAY HOLDING
COMPANY
Ticker Security ID: Meeting Date Meeting Status
BWY CUSIP 12429T104 02/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jean-Pierre Ergas Mgmt For For For
1.2 Elect Warren Hayford Mgmt For For For
1.3 Elect Earl Mason Mgmt For Withhold Against
1.4 Elect Lawarence McVicker Mgmt For For For
1.5 Elect David Roderick Mgmt For For For
1.6 Elect Kenneth Roessler Mgmt For For For
1.7 Elect Wellford Sanders, Jr. Mgmt For For For
1.8 Elect David Wahrhaftig Mgmt For For For
1.9 Elect Thomas Wall, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cantel Medical
Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP 138098108 12/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Barbanell Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Joseph Cohen Mgmt For For For
1.4 Elect Charles Diker Mgmt For For For
1.5 Elect Mark Diker Mgmt For For For
1.6 Elect George Fotiades Mgmt For For For
1.7 Elect Alan Hirschfield Mgmt For For For
1.8 Elect Andrew Krakauer Mgmt For For For
1.9 Elect Bruce Slovin Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Conexant
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXT CUSIP 207142308 02/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Bendush Mgmt For For For
1.2 Elect Balakrishnan Iyer Mgmt For Withhold Against
1.3 Elect Jerre Stead Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For Against Against
3 2010 Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Cornerstone
Therapeutics
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRTX CUSIP 22674T105 08/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elimination of Supermajority Mgmt For Against Against
Requirement
2 Elimination of Supermajority Mgmt For Against Against
Requirement
3 Repeal of Classified Board Mgmt For For For
4 Amendment to Effect Two Classes of Mgmt For Against Against
Directors
5 Amendments to the Certificate of Mgmt For Against Against
Incorporation
6 Amendments to Certificate of Mgmt For Against Against
Incorporation Regarding Corporate
Transactions
7 Elimination of Supermajority Mgmt For Against Against
Requirement
8 Restoration of Written Consent Mgmt For Against Against
9 Elimination of Supermajority Mgmt For Against Against
Requirement
10 Amendments to the Certificate of Mgmt For Against Against
Incorporation
11 Amendments to the Certificate of Mgmt For Against Against
Incorporation
12 Restoration of Right to Call a Mgmt For For For
Special
Meeting
13 Elimination of Supermajority Mgmt For For For
Requirement
14 Opting Out of State Takeover Law Mgmt For For For
15 Right to Adjourn Meeting Mgmt For Against Against
Cornerstone
Therapeutics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRTX CUSIP 22674T105 07/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Strategic Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 10/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Raina Mgmt For For For
2 Elect Hans Benz Mgmt For For For
3 Elect Pavan Bhalla Mgmt For Against Against
4 Elect Neil Eckert Mgmt For Against Against
5 Elect Rolf Herter Mgmt For For For
6 Elect Hans Ueli Keller Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 12/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For Against Against
Elizabeth Arden,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RDEN CUSIP 28660G106 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect E. Scott Beattie Mgmt For For For
1.2 Elect Fred Berens Mgmt For Withhold Against
1.3 Elect Maura Clark Mgmt For For For
1.4 Elect Richard Mauran Mgmt For For For
1.5 Elect William Tatham Mgmt For For For
1.6 Elect J. W. Nevil Thomas Mgmt For For For
1.7 Elect Paul West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HARBIN ELECTRIC,
INC.
Ticker Security ID: Meeting Date Meeting Status
HRBN CUSIP 41145W109 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tianfu Yang Mgmt For For For
1.2 Elect Lanxiang Gao Mgmt For For For
1.3 Elect Ching Chuen Chan Mgmt For Withhold Against
1.4 Elect Patrick McManus Mgmt For For For
1.5 Elect David Gatton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hi-Tech
Pharmacal Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP 42840B101 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For Withhold Against
1.3 Elect Martin Goldwyn Mgmt For Withhold Against
1.4 Elect Yashar Hirshaut Mgmt For Withhold Against
1.5 Elect Jack van Hulst Mgmt For Withhold Against
1.6 Elect Anthony Puglisi Mgmt For Withhold Against
1.7 Elect Bruce Simpson Mgmt For Withhold Against
2 2009 Stock Option Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ImmunoGen, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMGN CUSIP 45253H101 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Mitchel Sayare Mgmt For For For
2.2 Elect David Carter Mgmt For For For
2.3 Elect Mark Skaletsky Mgmt For For For
2.4 Elect Joseph Villafranca Mgmt For For For
2.5 Elect Nicole Onetto Mgmt For For For
2.6 Elect Stephen McCluski Mgmt For Withhold Against
2.7 Elect Richard Wallace Mgmt For For For
2.8 Elect Daniel Junius Mgmt For For For
2.9 Elect Howard Pien Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
Immunomedics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IMMU CUSIP 452907108 12/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Goldenberg Mgmt For For For
2 Elect Cynthia Sullivan Mgmt For For For
3 Elect Morton Coleman Mgmt For Against Against
4 Elect Brian Markison Mgmt For For For
5 Elect Mary Paetzold Mgmt For For For
6 Elect Don Stark Mgmt For For For
7 Elect Edward Wolynic Mgmt For For For
8 Ratification of Auditor Mgmt For For For
Jinpan
International
Limited
Ticker Security ID: Meeting Date Meeting Status
JST CUSIP G5138L100 09/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Zhiyuan Mgmt For For For
1.2 Elect Ling Xiangsheng Mgmt For For For
1.3 Elect Stephan Clark Mgmt For For For
1.4 Elect Donald Burris Mgmt For For For
1.5 Elect Li-Wen Zhang Mgmt For Withhold Against
1.6 Elect Cai Xu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Life Partners
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LPHI CUSIP 53215T106 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Pardo Mgmt For For For
1.2 Elect R. Scott Peden Mgmt For For For
1.3 Elect Tad Ballantyne Mgmt For Withhold Against
1.4 Elect Fred Dewald Mgmt For Withhold Against
1.5 Elect Harold Rafuse Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LTX-Credence
Corporation
Ticker Security ID: Meeting Date Meeting Status
LTXC CUSIP 502403108 12/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Blethen Mgmt For For For
1.2 Elect Roger Maggs Mgmt For For For
1.3 Elect Ping Yang Mgmt For For For
2 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Medical Action
Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCI CUSIP 58449L100 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Berling Mgmt For For For
1.2 Elect Richard Satin Mgmt For For For
2 Amendment to the 1996 Non-Employee Mgmt For For For
Directors Stock Option
Plan
3 Ratification of Auditor Mgmt For For For
Mindspeed
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSPD CUSIP 602682205 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerre Stead Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Directors Stock Plan Mgmt For For For
4 Employee Stock Purchase Plan Mgmt For For For
Monro Muffler
Brake,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRO CUSIP 610236101 08/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Danziger Mgmt For For For
1.2 Elect Robert Gross Mgmt For Withhold Against
1.3 Elect Peter Solomon Mgmt For Withhold Against
1.4 Elect Francis Strawbridge Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Mgmt For For For
Incentive Compensation
Plan
MWI Veterinary
Supply,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MWIV CUSIP 55402X105 02/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Alessi Mgmt For Withhold Against
1.2 Elect Bruce Bruckmann Mgmt For For For
1.3 Elect James Cleary, Jr. Mgmt For For For
1.4 Elect John McNamara Mgmt For For For
1.5 Elect A. Craig Olson Mgmt For For For
1.6 Elect Robert Rebholtz, Jr. Mgmt For For For
1.7 Elect William Robison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NetScout
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NTCT CUSIP 64115T104 09/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Victor DeMarines Mgmt For For For
1.2 Elect Vincent Mullarkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NVE Corporation
Ticker Security ID: Meeting Date Meeting Status
NVEC CUSIP 629445206 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Terrence Glarner Mgmt For For For
1.2 Elect Daniel Baker Mgmt For For For
1.3 Elect James Hartman Mgmt For For For
1.4 Elect Patricia Hollister Mgmt For For For
1.5 Elect Robert Irish Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OMNOVA Solutions
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMN CUSIP 682129101 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David D'Antoni Mgmt For For For
1.2 Elect Steven Percy Mgmt For For For
1.3 Elect Allan Rothwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OPNET
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OPNT CUSIP 683757108 07/20/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase
Plan
OPNET
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OPNT CUSIP 683757108 09/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc Cohen Mgmt For For For
1.2 Elect William Stasior Mgmt For For For
2 2010 Stock Incentive Plan Mgmt For For For
3 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase
Plan
PARAGON SHIPPING
INC.
Ticker Security ID: Meeting Date Meeting Status
PRGN CUSIP 69913R309 03/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase in Authorized Capital Mgmt For Against Against
2 Amendment to Bylaws to Decrease Mgmt For Against Against
Quorum
Requirement
Pericom
Semiconductor
Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEM CUSIP 713831105 12/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alex Chiming Hui Mgmt For For For
1.2 Elect Chi-Hung Hui Mgmt For For For
1.3 Elect Hau Lee Mgmt For Withhold Against
1.4 Elect Dennis McKenna Mgmt For For For
1.5 Elect Michael Sophie Mgmt For Withhold Against
1.6 Elect Siu-Weng Simon Wong Mgmt For Withhold Against
1.7 Elect Edward Yang Mgmt For For For
2 2010 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
RF Micro
Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RFMD CUSIP 749941100 07/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter Wilkinson, Jr. Mgmt For For For
1.2 Elect Robert Bruggeworth Mgmt For For For
1.3 Elect Daniel DiLeo Mgmt For For For
1.4 Elect Jeffrey Gardner Mgmt For For For
1.5 Elect John Harding Mgmt For For For
1.6 Elect Masood Jabbar Mgmt For For For
1.7 Elect Casimir Skrzypczak Mgmt For For For
1.8 Elect Erik van der Kaay Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Safe Bulkers Inc.
Ticker Security ID: Meeting Date Meeting Status
SB CUSIP Y7388L103 07/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Polys Hajioannou Mgmt For For For
1.2 Elect Ioannis Foteinos Mgmt For For For
1.3 Elect Ole Wikborg Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Articles Amendment Regarding Mgmt For For For
Corporate
Purpose
SeaChange
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP 811699107 07/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Styslinger, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Shuffle Master,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP 825549108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Garry Saunders Mgmt For Withhold Against
1.2 Elect Louis Castle Mgmt For For For
1.3 Elect Phillip Peckman Mgmt For Withhold Against
1.4 Elect John Bailey Mgmt For For For
1.5 Elect Timothy Parrott Mgmt For For For
1.6 Elect Daniel M. Wade Mgmt For For For
SmartHeat Inc.
Ticker Security ID: Meeting Date Meeting Status
HEAT CUSIP 83172F104 11/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jun Wang Mgmt For For For
1.2 Elect Weiguo Wang Mgmt For For For
1.3 Elect Wenbin Lin Mgmt For For For
1.4 Elect Arnold Staloff Mgmt For For For
1.5 Elect Xin Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Smith Micro
Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMSI CUSIP 832154108 08/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Campbell Mgmt For Withhold Against
1.2 Elect Ted Hoffman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Spartech
Corporation
Ticker Security ID: Meeting Date Meeting Status
SEH CUSIP 847220209 03/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward Dineen Mgmt For For For
2 Elect Victoria Holt Mgmt For For For
3 Elect Walter Klein Mgmt For For For
4 Elect Pamela Lenehan Mgmt For For For
5 Elect Myles Odaniell Mgmt For For For
6 Elect Craig Wolfanger Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Star Bulk
Carriers
Corp.
Ticker Security ID: Meeting Date Meeting Status
SBLK CUSIP Y8162K105 11/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Espig Mgmt For For For
1.2 Elect Koert Erhardt Mgmt For Withhold Against
1.3 Elect Milena Pappas Mgmt For Withhold Against
2 Increase in Authorized Capital Mgmt For Against Against
3 Amendments to Articles Mgmt For For For
4 Appointment of Auditor Mgmt For For For
Super Micro
Computer,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMCI CUSIP 86800U104 02/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chiu-Chu Liu Liang Mgmt For For For
1.2 Elect Hwei-Ming Tsai Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Terremark
Worldwide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMRK CUSIP 881448203 09/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Manuel Medina Mgmt For For For
1.2 Elect Joseph Wright, Jr. Mgmt For Withhold Against
1.3 Elect Guillermo Amore Mgmt For Withhold Against
1.4 Elect Timothy Elwes Mgmt For For For
1.5 Elect Antonio Fernandez Mgmt For Withhold Against
1.6 Elect Arthur Money Mgmt For Withhold Against
1.7 Elect Marvin Rosen Mgmt For Withhold Against
1.8 Elect Miguel Rosenfeld Mgmt For For For
1.9 Elect Rodolfo Ruiz Mgmt For For For
1.10 Elect Frank Botman Mgmt For For For
Titan
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP 88830M102 03/04/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
Ultratech, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTEK CUSIP 904034105 07/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Raney Mgmt For For For
1.2 Elect Henri Richard Mgmt For Withhold Against
1.3 Elect Vincent Sollitto, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the 1993 Stock Mgmt For For For
Option/Stock Issuance
Plan
5 Transaction of Other Business Mgmt For Against Against
VanceInfo
Technologies
Inc.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP 921564100 11/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Hao Chen Mgmt For Against Against
2 Elect Ruby Lu Mgmt For For For
3 Elect Kui Zhou Mgmt For For For
4 Ratification of 2008 Appointment of Mgmt For For For
Auditor
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
Xyratex Ltd
Ticker Security ID: Meeting Date Meeting Status
XRTX CUSIP G98268108 03/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andrew Sukawaty Mgmt For For For
1.2 Elect Ernest Sampias Mgmt For For For
1.3 Elect Mike Windram Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Item 1: Proxy Voting Record -
Fund Name : International Systematic Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
Aalberts
Industries
NV
Ticker Security ID: Meeting Date Meeting Status
AALB CINS N00089271 04/22/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Elect M.C.J. van Pernis Mgmt For For For
11 Supervisory Board Fees Mgmt For For For
12 Amendment to Compensation Policy Mgmt For Against Against
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Authorization of Legal Formalities Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
Aggreko PLC
Ticker Security ID: Meeting Date Meeting Status
AGK CINS G0116S102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Rupert Soames Mgmt For For For
5 Elect George Walker Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Repurchase Shares Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
17 Adoption of New Articles Mgmt For For For
Aixtron AG
Ticker Security ID: Meeting Date Meeting Status
AIX CINS D0198L143 05/18/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Remuneration Policy Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Increase in Authorized Capital I Mgmt For Against Against
11 Increase in Authorized Capital II Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Amendments to Articles Mgmt For For For
14 Conversion of Legal Form Mgmt For For For
Anglo American
PLC
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/22/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sir Philip Hampton Mgmt For For For
3 Elect Ray O'Rourke Mgmt For For For
4 Elect Sir John Parker Mgmt For Against Against
5 Elect Jack Thompson Mgmt For For For
6 Elect Cynthia Carroll Mgmt For For For
7 Elect Nicky Oppenheimer Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Directors' Remuneration Report Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Adoption of New Articles Mgmt For Against Against
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Anheuser-Busch
Inbev
SA
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/27/2010 Take No Action
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendment Regarding Director Term Mgmt For TNA N/A
Lengths
4 Amendment Regarding Implementation Mgmt For TNA N/A
of EU
Directive
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Authority to Exclude Preference Mgmt For TNA N/A
Right of Existing
Shareholders
8 Authority to Issue Subscription Mgmt For TNA N/A
Rights
9 Authority to Increase Capital with Mgmt For TNA N/A
Regards to
Issuance
10 Authority to Exercise Power Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Accounts and Reports; Allocation of Mgmt For TNA N/A
Profits and
Dividends
15 Ratification of Board Acts Mgmt For TNA N/A
16 Ratification of Auditor's Acts Mgmt For TNA N/A
17 Elect Alexandre van Damme Mgmt For TNA N/A
18 Elect Gregoire de Spoelberch Mgmt For TNA N/A
19 Elect Carlos de Veiga Sicupira Mgmt For TNA N/A
20 Elect Jorge Paulo Lemann Mgmt For TNA N/A
21 Elect Roberto Moses Thompson Motta Mgmt For TNA N/A
22 Elect Marcel Telles Mgmt For TNA N/A
23 Elect Jean-Luc Dehaene Mgmt For TNA N/A
24 Elect Mark Winkelman Mgmt For TNA N/A
25 Replacement of Auditor Mgmt For TNA N/A
26 Remuneration Report Mgmt For TNA N/A
27 Approval of Equity Grants Mgmt For TNA N/A
28 Approval of Equity Grants Mgmt For TNA N/A
29 Approval of Equity Grants Mgmt For TNA N/A
30 Approval of Equity Grants Mgmt For TNA N/A
31 Approval of Equity Grants Mgmt For TNA N/A
32 Approval of Change in Control Mgmt For TNA N/A
Provision Relating to EMTN
Program
33 Change of Control Provision Relating Mgmt For TNA N/A
to the US Dollar
Notes
34 Change of Control Provisions Mgmt For TNA N/A
Relating to Senior Facilities
Agreement
35 Change of Control Provision Relating Mgmt For TNA N/A
to Term Facilities
Agreement
36 Authority to Carry Out Formalities Mgmt For TNA N/A
Atlas Copco AB
Ticker Security ID: Meeting Date Meeting Status
ATCO-A CINS W10020118 04/28/2010 Take No Action
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening of the Meeting; Election of Mgmt For TNA N/A
Presiding
Chairman
5 Voting List Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Election of Individuals to Check Mgmt For TNA N/A
Minutes
8 Compliance with Rules of Convocation Mgmt For TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 President's Address Mgmt For TNA N/A
11 Report of the Board of Directors Mgmt For TNA N/A
12 Allocation of Profits/Dividends Mgmt For TNA N/A
13 Ratification of Board and Management Mgmt For TNA N/A
Acts
14 Allocation of Profits/Dividends Mgmt For TNA N/A
15 Dividend Record Date Mgmt For TNA N/A
16 Board Size Mgmt For TNA N/A
17 Election of Directors Mgmt For TNA N/A
18 Directors' Fees; Authority to Mgmt For TNA N/A
Repurchase
Shares
19 Non-Voting Agenda Item N/A N/A TNA N/A
20 Appointment of Auditor Mgmt For TNA N/A
21 Compensation Guidelines Mgmt For TNA N/A
22 2010 Performance Option Plan Mgmt For TNA N/A
23 Authority to Repurchase and Transfer Mgmt For TNA N/A
Treasury Shares Pursuant to 2010
Long Term Incentive
Plan
24 Authority to Issue Treasury Shares Mgmt For TNA N/A
Pursuant to Stock Options Plans
2006, 2007 and
2008.
25 Directors' Fees; Authority to Mgmt For TNA N/A
Repurchase
Shares
26 Nomination Committee Mgmt For TNA N/A
27 Non-Voting Agenda Item N/A N/A TNA N/A
Barclays PLC
Ticker Security ID: Meeting Date Meeting Status
BARC CINS G08036124 04/30/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Reuben Jeffrey III Mgmt For For For
4 Elect Marcus Agius Mgmt For For For
5 Elect David Booth Mgmt For For For
6 Elect Sir Richard Broadbent Mgmt For For For
7 Elect Sir Michael Rake Mgmt For For For
8 Elect Sir Andrew Likierman Mgmt For For For
9 Elect Christopher Lucas Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authorisation of Political Donations Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
17 Adoption of New Articles Mgmt For For For
18 Approval of SAYE Sharesave Plan Mgmt For For For
Barclays PLC
Ticker Security ID: Meeting Date Meeting Status
BARC CINS G08036124 08/06/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Disposal Mgmt For For For
Barratt
Developments
PLC
Ticker Security ID: Meeting Date Meeting Status
BDEV CINS G08288105 10/19/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Placing and Rights Issue Mgmt For For For
Barratt
Developments
PLC
Ticker Security ID: Meeting Date Meeting Status
BDEV CINS G08288105 11/17/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect David Thomas Mgmt For For For
3 Elect Tessa Bamford Mgmt For For For
4 Elect Mark Clare Mgmt For For For
5 Elect Steven Boyes Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Directors' Remuneration Report Mgmt For For For
8 EU Political Donations Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
13 Adoption of New Articles Mgmt For For For
Bekaert SA NV
Ticker Security ID: Meeting Date Meeting Status
BEKB CINS B09800135 05/12/2010 Take No Action
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Presentation of Special Board Report Mgmt For TNA N/A
4 Authority to Repurchase Shares as a Mgmt For TNA N/A
Takeover
Defense
5 Authority to Increase Capital as a Mgmt For TNA N/A
Takeover
Defense
6 Interim Provisions Mgmt For TNA N/A
Bekaert SA NV
Ticker Security ID: Meeting Date Meeting Status
BEKB CINS B09800135 05/12/2010 Take No Action
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Accounts and Reports; Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Ratification of Board Acts Mgmt For TNA N/A
8 Ratification of Auditor's Acts Mgmt For TNA N/A
9 Elect Roger Dalle, Francois de Mgmt For TNA N/A
Visscher, Bernard van de Walle de
Ghelcke, and Baudouin
Velge
10 Elect Barbara Judge Mgmt For TNA N/A
11 Elect Anthony Galsworthy Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Auditor's Fees Mgmt For TNA N/A
15 Non-Voting Agenda Item N/A N/A TNA N/A
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/26/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect Carlos Cordeiro (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
5 Re-elect Gail de Planque (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
6 Re-elect Marius Kloppers (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Reduction of Issued Share Capital Mgmt For For For
(April 30,
2010)
14 Reduction of Issued Share Capital Mgmt For For For
(June 17,
2010)
15 Reduction of Issued Share Capital Mgmt For For For
(September 15,
2010)
16 Reduction of Issued Share Capital Mgmt For For For
(November 11,
2010)
17 Remuneration Report Mgmt For For For
18 Equity Grant (CEO Marius Kloppers) Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
Bilfinger Berger
AG
Ticker Security ID: Meeting Date Meeting Status
GBF CINS D11648108 04/15/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Hans Bauer Mgmt For For For
9 Elect Horst Dietz Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Increase in Authorized Capital Mgmt For For For
13 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
14 Conversion of Legal Form Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/12/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends; Mgmt For For For
Form of Dividend
Payment
7 Related Party Transactions Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Louis Schweitzer Mgmt For For For
10 Elect Michel Tilmant Mgmt For For For
11 Elect Emiel Van Broekhoven Mgmt For For For
12 Elect Meglena Kuneva Mgmt For For For
13 Elect Jean-Laurent Bonnafe Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
17 Authority to Increase Capital in Mgmt For For For
Case of Exchange
Offer
18 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
19 Global Dilution Ceiling on Increases Mgmt For For For
in Capital w/o Preemptive
Rights
20 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
21 Global Dilution Ceiling on Increases Mgmt For For For
in Capital w/ or w/out Preemptive
Rights
22 Authority to Issue Shares Under Mgmt For For For
Employee Savings
Plan
23 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
24 Merger by Absorption of Fortis Mgmt For For For
Banque
France
25 Amendments to Articles Related to Mgmt For For For
the Repurchase of Preferred
Shares
26 Authority to Carry Out Formalities Mgmt For For For
BOC Hong Kong
(Holdings)
Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 05/20/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LI Lihui Mgmt For Against Against
6 Elect ZHANG Yanling Mgmt For For For
7 Elect GAO Yingxin Mgmt For For For
8 Elect TUNG Chee Chen Mgmt For Against Against
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
BP PLC
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/15/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Paul Anderson Mgmt For For For
4 Elect Antony Burgmans Mgmt For For For
5 Elect Cynthia Carroll Mgmt For For For
6 Elect Sir William Castell Mgmt For For For
7 Elect Iain Conn Mgmt For For For
8 Elect George David Mgmt For Against Against
9 Elect Ian Davis Mgmt For For For
10 Elect Robert Dudley Mgmt For For For
11 Elect Douglas Flint Mgmt For For For
12 Elect Byron Grote Mgmt For For For
13 Elect Anthony Hayward Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Elect DeAnne Julius Mgmt For Against Against
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Adoption of New Articles Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
23 Renewal of Executive Directors' Mgmt For Against Against
Incentive
Plan
24 Scrip Dividend Mgmt For For For
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Sunrise SAGD
Project
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
British American
Tobacco
PLC
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Elect Ana Maria Llopis Mgmt For For For
8 Elect Christine Morin-Postel Mgmt For For For
9 Elect Anthony Ruys Mgmt For For For
10 Elect Richard Burrows Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period to 14
Days
19 Adoption of New Articles Mgmt For For For
20 Scrip Dividend Mgmt For For For
Cairn Energy PLC
Ticker Security ID: Meeting Date Meeting Status
CNE CINS G17528251 05/20/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
4 Elect Malcolm Thoms Mgmt For Against Against
5 Elect Jann Brown Mgmt For For For
6 Elect Simon Thomson Mgmt For Against Against
7 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Adoption of New Articles Mgmt For For For
11 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Canon
Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Fujio Mitarai Mgmt For Against Against
3 Elect Tsuneji Uchida Mgmt For For For
4 Elect Toshizo Tanaka Mgmt For For For
5 Elect Toshiaki Ikoma Mgmt For For For
6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For
8 Elect Yasuo Mitsuhashi Mgmt For For For
9 Elect Tomonori Iwashita Mgmt For For For
10 Elect Masahiro Ohsawa Mgmt For For For
11 Elect Shigeyuki Matsumoto Mgmt For For For
12 Elect Katsuichi Shimizu Mgmt For For For
13 Elect Ryohichi Bamba Mgmt For For For
14 Elect Toshio Honma Mgmt For For For
15 Elect Masaki Nakaoka Mgmt For For For
16 Elect Haruhisa Honda Mgmt For For For
17 Elect Hideki Ozawa Mgmt For For For
18 Elect Masaya Maeda Mgmt For For For
19 Elect Shunji Onda Mgmt For For For
20 Elect Kazunori Watanabe Mgmt For Against Against
21 Elect Kuniyoshi Kitamura Mgmt For For For
22 Retirement Allowances for Directors Mgmt For For For
23 Special Allowances for Statutory Mgmt For Against Against
Auditors
24 Bonus Mgmt For For For
25 Stock Option Plan Mgmt For For For
Carrefour
Ticker Security ID: Meeting Date Meeting Status
CA CINS F13923119 05/04/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Ratification Mgmt For Abstain Against
of Board
Acts
5 Consolidated Accounts and Reports Mgmt For Abstain Against
6 Severance Package (Lars Olofsson) Mgmt For Abstain Against
7 Retirement Benefits (Lars Olofsson) Mgmt For Abstain Against
8 Allocation of Profits/Dividends Mgmt For For For
9 Elect Anne-Claire Taittinger Mgmt For For For
10 Elect Sebastien Bazin Mgmt For For For
11 Elect Thierry Breton Mgmt For For For
12 Elect Charles Edelstenne Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
15 Authority to Grant Stock Options to Mgmt For Against Against
Employees and
Executives
16 Authority to Issue Restricted Stock Mgmt For Against Against
to Employees and
Executives
Cathay Pacific
Airways
Limited
Ticker Security ID: Meeting Date Meeting Status
293 CINS Y11757104 04/28/2010 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Agreement Mgmt For For For
Cathay Pacific
Airways
Limited
Ticker Security ID: Meeting Date Meeting Status
293 CINS Y11757104 05/12/2010 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Elect Robert Woods Mgmt For For For
4 Elect ZHANG Lan Mgmt For Against Against
5 Elect CAI Jianjiang Mgmt For For For
6 Elect FAN Cheng Mgmt For Against Against
7 Elect Peter Kilgour Mgmt For For For
8 Elect Irene LEE Yun Lien Mgmt For For For
9 Elect Peter WONG Tung Shun Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For Against Against
to Set
Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
Challenger
Financial
Services Group
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGF CINS Q22685103 11/12/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Peter Polson Mgmt For Against Against
3 Re-elect Leon Zwier Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Authority to Repurchase Shares Mgmt For For For
China Shanshui
Cement Group
Limited
Ticker Security ID: Meeting Date Meeting Status
0691 CINS G2116M101 09/02/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
Coca-Cola
Hellenic
Bottling Co.
S.A.
Ticker Security ID: Meeting Date Meeting Status
EEEK CINS X1435J139 10/16/2009 Take No Action
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Increase in Authorized Capital Mgmt For TNA N/A
3 Authority to Reduce Share Capital Mgmt For TNA N/A
4 Amendments to Articles Mgmt For TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
Commonwealth
Bank Of
Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 11/11/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect S. Carolyn Kay Mgmt For For For
5 Re-elect Fergus Ryan Mgmt For For For
6 Re-elect David Turner Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Ralph Norris) Mgmt For For For
Cookson Group PLC
Ticker Security ID: Meeting Date Meeting Status
CKSN CINS G24108246 05/13/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Peter Hill Mgmt For For For
4 Elect Francois Wanecq Mgmt For For For
5 Elect Jeff Harris Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Repurchase Shares Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authorisation of Political Donations Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days.
CREDIT SUISSE
GROUP
Ticker Security ID: Meeting Date Meeting Status
CSGN CINS H3698D419 04/30/2010 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For Against Against
5 Accounts and Reports Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Allocation of Profits/Dividends Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect Noreen Doyle Mgmt For For For
10 Elect Aziz Syriani Mgmt For Against Against
11 Elect David Syz Mgmt For For For
12 Elect Peter Weibel Mgmt For For For
13 Elect Jassim bin Hamad J.J. Al Thani Mgmt For For For
14 Elect Robert Benmosche Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Appointment of Special Auditor Mgmt For For For
17 Transaction of Other Business Mgmt For Against Against
David Jones
Limited
Ticker Security ID: Meeting Date Meeting Status
DJS CINS Q31227103 11/30/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect John Coates Mgmt For For For
3 Re-elect Katie Lahey Mgmt For For For
4 Remuneration Report Mgmt For For For
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CINS D18190898 05/27/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Trade in Company Stock Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares Using Mgmt For For For
Equity
Derivatives
11 Compensation Policy Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
14 Intra-company Control Agreement Mgmt For For For
15 Intra-company Control Agreement Mgmt For For For
Deutsche Telekom
AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 05/03/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Postponement of the Ratification of Mgmt For For For
the Acts of Klaus
Zumwinkel
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Compensation Policy Mgmt For Against Against
9 Appointment of Auditors Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Wulf Bernotat Mgmt For For For
12 Elect Ulrich Middelmann Mgmt For For For
13 Intra-company Control Agreement Mgmt For For For
14 Intra-company Control Agreement Mgmt For For For
15 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Increase in
Conditional
Capital
16 Supervisory Board Members' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Digital China
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0861 CINS G2759B107 08/25/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect HU Zhaoguang Mgmt For For For
5 Elect QIU Zhongwei Mgmt For For For
6 Elect Francis WONG Man Chung Mgmt For For For
7 Elect Peter KWAN Ming Heung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
Digital China
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0861 CINS G2759B107 11/03/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transfer of Equity Interest and Mgmt For Against Against
Related
Agreements
DNB Nor ASA
Ticker Security ID: Meeting Date Meeting Status
DNBNOR CINS R1812S105 04/27/2010 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Meeting Notice and Agenda Mgmt For For For
5 Election of Individuals to Check Mgmt For For For
Minutes
6 Fees for Governing Bodies Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Election of Corporate Assembly Mgmt For For For
10 Election of Nominating Committee Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Compensation Guidelines Mgmt For For For
13 Shareholder Proposal Regarding Board ShrHoldr N/A Against N/A
Issue
14 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Improving Independence of Governing
Bodies
15 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
General
Meeting
16 Shareholder Proposal Regarding Risk ShrHoldr N/A Against N/A
Management
17 Non-Voting Meeting Note N/A N/A N/A N/A
Downer Edi
Limited.
Ticker Security ID: Meeting Date Meeting Status
DOW CINS Q32623151 10/15/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Lucio Di Bartolomeo Mgmt For For For
3 Re-elect Christopher Renwick Mgmt For For For
4 Remuneration Report Mgmt For Against Against
E.ON AG
Ticker Security ID: Meeting Date Meeting Status
EOAN CINS D24914133 05/06/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Compensation Policy Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Appointment of Auditor for Interim Mgmt For For For
Reports
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Convertible Debt Mgmt For For For
Instruments
12 Amendments to Articles Mgmt For For For
Erste Group Bank
AG
Ticker Security ID: Meeting Date Meeting Status
EBS CINS A19494102 05/12/2010 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Mgmt For For For
Acts
6 Supervisory Board Fees Mgmt For For For
7 Election of Supervisory Board Members Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Capital Mgmt For Against Against
10 Authority to Redeem Participation Mgmt For For For
Certificates
11 Amendments to Articles Mgmt For For For
12 Internal Spin-off of Erste Bank der Mgmt For For For
oesterreichischen Sparkassen
AG
13 Non-Voting Meeting Note N/A N/A N/A N/A
Eurasian Natural
Resources
Corporation
plc
Ticker Security ID: Meeting Date Meeting Status
ENRC CINS G3215M109 06/09/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Felix Vulis Mgmt For For For
5 Elect Zaure Zaurbekova Mgmt For For For
6 Elect Dieter Ameling Mgmt For For For
7 Elect Johannes Sittard Mgmt For For For
8 Elect Roderick Thomson Mgmt For For For
9 Elect Abdraman Yedilbayev Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Adoption of New Articles Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Fanuc Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J13440102 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yoshiharu Inaba Mgmt For Against Against
4 Elect Hiroyuki Uchida Mgmt For For For
5 Elect Hideo Kojima Mgmt For For For
6 Elect Yoshihiro Gonda Mgmt For For For
7 Elect Kenji Yamaguchi Mgmt For For For
8 Elect Mitsuo Kurakake Mgmt For For For
9 Elect Hidehiro Miyajima Mgmt For For For
10 Elect Hiroshi Noda Mgmt For For For
11 Elect Hiroshi Araki Mgmt For For For
12 Elect Shunsuke Matsubara Mgmt For For For
13 Elect Richard Schneider Mgmt For For For
14 Elect Hajimu Kishi Mgmt For For For
15 Elect Takayuki Itoh Mgmt For For For
16 Elect Mineko Yamasaki Mgmt For For For
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FUM1V CINS X2978Z118 03/25/2010 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Profits/Dividends Mgmt For For For
11 Ratification of Board and Management Mgmt For For For
Acts
12 Supervisory Board Members' Fees Mgmt For For For
13 Supervisory Board Size Mgmt For For For
14 Election of Supervisory Board Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Board Size Mgmt For For For
17 Election of Directors Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Shareholder Proposal Regarding ShrHoldr Against For Against
Nominating
Committee
22 Shareholder Proposal Regarding the ShrHoldr Against For Against
Abolition of the Supervisory
Board
France Telecom
Ticker Security ID: Meeting Date Meeting Status
FTE CINS F4113C103 06/09/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Ratification Mgmt For For For
of Board
Acts
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Losses/Dividends Mgmt For For For
6 Agreement with the French State Mgmt For For For
7 Agreements with Directors Mgmt For For For
8 Agreement with Novalis Mgmt For For For
9 Authority to Repurchase Shares Mgmt For Against Against
10 Elect Stephane Richard Mgmt For For For
11 Elect Marc Maouche Mgmt N/A For N/A
12 Elect Jean-Pierre Borderieux Mgmt N/A Against N/A
13 Authority to Issue Shares to Holders Mgmt For For For
of Orange SA Shares and
Options
14 Authority to Issue Option-Based Mgmt For For For
Liquidity Instruments to Holders of
Orange SA Shares and
Options
15 Authority to Grant Stock Options to Mgmt For Against Against
Employees and
Executives
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under
Employee Savings
Plan
17 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
18 Authority to Carry Out Formalities Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
Fresenius
Medical Care AG
& Co.
KGaA
Ticker Security ID: Meeting Date Meeting Status
FME CINS D2734Z107 05/11/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of General Partner Acts Mgmt For For For
7 Ratification of Supervisory Board Mgmt For For For
Acts
8 Remuneration Policy Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Increase in Authorized Capital Mgmt For For For
11 Amendments to Articles Mgmt For For For
Fufeng Group
Limited
Ticker Security ID: Meeting Date Meeting Status
546 CINS G36844101 05/12/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Final Dividend Mgmt For For For
3 Elect LI Xuechun Mgmt For Against Against
4 Elect FENG Zhenquan Mgmt For For For
5 Elect XU Guohua Mgmt For For For
6 Elect LI Deheng Mgmt For For For
7 Elect LI Guangyu Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
Fuji Electric Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
6504 CINS J14112106 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Michihiro Kitazawa Mgmt For Against Against
4 Elect Mitsunori Shirakura Mgmt For For For
5 Elect Takamichi Hamada Mgmt For For For
6 Elect Hisao Shigekane Mgmt For For For
7 Elect Hiroshi Nishigaki Mgmt For For For
8 Elect Michio Abe Mgmt For For For
9 Elect Junichi Matsumoto Mgmt For For For
10 Elect Takashi Kusaka Mgmt For For For
11 Elect Tadashi Kudoh Mgmt For For For
12 Elect Hiroaki Kurokawa Mgmt For For For
13 Elect Motoyuki Suzuki Mgmt For For For
14 Elect Toshio Shinozaki Mgmt For Against Against
15 Elect Kunio Morikiyo Mgmt For For For
FUJIFILM HLDGS
CORP
Ticker Security ID: Meeting Date Meeting Status
CINS J14208102 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shigetaka Komori Mgmt For Against Against
4 Elect Toshio Takahashi Mgmt For For For
5 Elect Tadashi Sasaki Mgmt For For For
6 Elect Yuzoh Toda Mgmt For For For
7 Elect Nobuaki Inoue Mgmt For For For
8 Elect Tadahito Yamamoto Mgmt For For For
9 Elect Teisuke Kitayama Mgmt For For For
10 Elect Takeshi Higuchi Mgmt For For For
11 Elect Hisamasa Abe Mgmt For For For
12 Elect Shigehiro Nakajima Mgmt For For For
13 Elect Tohru Takahashi Mgmt For For For
14 Elect Kohichi Tamai Mgmt For For For
15 Elect Daisuke Ogawa Mgmt For Against Against
16 Elect Takeo Kosugi Mgmt For For For
17 Renewal of Takeover Defense Plan Mgmt For Against Against
Golden Eagle
Retail Group
Limited
Ticker Security ID: Meeting Date Meeting Status
3308 CINS G3958R109 12/18/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreement Mgmt For For For
3 Lease Agreement Mgmt For For For
4 Proposed Annual Caps for Lease Mgmt For For For
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
Hitachi Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J20454112 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tadamichi Sakiyama Mgmt For Against Against
3 Elect Yoshie Ohta Mgmt For For For
4 Elect Mitsuo Ohashi Mgmt For For For
5 Elect Akihiko Nomiyama Mgmt For For For
6 Elect Kenji Miyahara Mgmt For For For
7 Elect Tohru Motobayashi Mgmt For For For
8 Elect Isao Ono Mgmt For For For
9 Elect Takashi Kawamura Mgmt For For For
10 Elect Masaharu Sumikawa Mgmt For For For
11 Elect Hiroaki Nakanishi Mgmt For Against Against
12 Elect Michiharu Nakamura Mgmt For For For
13 Elect Takashi Miyoshi Mgmt For For For
Ho Bee
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
H13 CINS Y3245N101 04/29/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect CH'NG Jit Koon Mgmt For Against Against
5 Elect TAN Eng Bock Mgmt For For For
6 Elect Desmond WOON Choon Leng Mgmt For For For
7 Elect TAN Keng Boon Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Awards and Issue Mgmt For Against Against
Shares under the Ho Bee Investment
Ltd. Share Option
Scheme
14 Non-Voting Agenda Item N/A N/A N/A N/A
Ho Bee
Investment
Limited
Ticker Security ID: Meeting Date Meeting Status
H13 CINS Y3245N101 04/29/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
Honda Motor Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takanobu Itoh Mgmt For Against Against
4 Elect Koichi Kondoh Mgmt For For For
5 Elect Shigeru Takagi Mgmt For For For
6 Elect Akio Hamada Mgmt For For For
7 Elect Tetsuo Iwamura Mgmt For For For
8 Elect Tatsuhiro Ohyama Mgmt For For For
9 Elect Fumihiko Ike Mgmt For For For
10 Elect Masaya Yamashita Mgmt For For For
11 Elect Kensaku Hohgen Mgmt For For For
12 Elect Nobuo Kuroyanagi Mgmt For For For
13 Elect Takeo Fukui Mgmt For For For
14 Elect Hiroshi Kobayashi Mgmt For For For
15 Elect Shoh Minekawa Mgmt For For For
16 Elect Takuji Yamada Mgmt For For For
17 Elect Yoichi Hohjoh Mgmt For For For
18 Elect Tsuneo Tanai Mgmt For For For
19 Elect Hiroyuki Yamada Mgmt For For For
20 Elect Tomohiko Kawanabe Mgmt For For For
21 Elect Masahiro Yoshida Mgmt For For For
22 Elect Seiji Kuraishi Mgmt For For For
23 Bonus Mgmt For Against Against
Hong Leong Asia
Limited
Ticker Security ID: Meeting Date Meeting Status
H22 CINS Y3645L101 04/29/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Kwek Leng Beng Mgmt For Against Against
5 Elect GOH Kian Hwee Mgmt For For For
6 Elect QUEK Shi Kui Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
8 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Shares at Discount Mgmt For Against Against
14 Authority to Grant Awards and Issue Mgmt For For For
Shares under the Hong Leong Asia
Share Option Scheme
2000
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Extension of the Hong Leong Asia Mgmt For For For
Share Option Scheme
2000
17 Authority to Repurchase Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Related Party Transactions Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
HSBC Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Rona Fairhead Mgmt For Against Against
4 Elect Michael Geoghegan Mgmt For For For
5 Elect Stephen Green Mgmt For For For
6 Elect Gwyn Morgan Mgmt For For For
7 Elect Narayana Murthy Mgmt For For For
8 Elect Simon Robertson Mgmt For For For
9 Elect John Thornton Mgmt For Against Against
10 Elect Sir Brian Williamson Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Amendments to New Articles Mgmt For For For
15 UK Share Incentive Plan Extension Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Hugo Boss AG
Ticker Security ID: Meeting Date Meeting Status
BOS3 CINS D12432106 06/21/2010 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Shares Mgmt For For For
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E413 04/27/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Amendment to the Compensation Policy Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Corporate Governance Report Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Ratification of Executive Board Acts Mgmt For For For
16 Ratification of Supervisory Board Mgmt For For For
Acts
17 Elect Piet Klaver Mgmt For For For
18 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Repurchase Shares Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
Itochu
Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Eizoh Kobayashi Mgmt For Against Against
5 Elect Kohei Watanabe Mgmt For For For
6 Elect Masahiro Okafuji Mgmt For For For
7 Elect Toshihito Tanba Mgmt For For For
8 Elect Yohichi Kobayashi Mgmt For For For
9 Elect Yoshio Akamatsu Mgmt For For For
10 Elect Yoshihisa Aoki Mgmt For For For
11 Elect Tadayuki Seki Mgmt For For For
12 Elect Hiroo Inoue Mgmt For For For
13 Elect Kenji Okada Mgmt For For For
14 Elect Kohji Takayanagi Mgmt For For For
15 Elect Satoshi Kikuchi Mgmt For For For
16 Elect Tohru Matsushima Mgmt For For For
17 Elect Hitoshi Okamoto Mgmt For For For
J Sainsbury plc
Ticker Security ID: Meeting Date Meeting Status
SBRY CINS G77732173 07/15/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Anna Ford Mgmt For For For
5 Elect John McAdam Mgmt For Against Against
6 Elect Darren Shapland Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Set Auditor's Fees Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 EU Political Donations Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Amendments to Articles - Bundled Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Jardine Cycle &
Carriage
Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/29/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Anthony Nightingale Mgmt For Against Against
5 Elect Benjamin Keswick Mgmt For Against Against
6 Elect CHIEW Sin Cheok Mgmt For Against Against
7 Elect CHANG See Hiang Mgmt For For For
8 Elect BOON Yoon Chiang Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Related Party Transactions Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
K's Holdings
Corporation
Ticker Security ID: Meeting Date Meeting Status
8282 CINS J36615102 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Shuhichi Katoh Mgmt For Against Against
3 Elect Motonobu Inoue Mgmt For For For
4 Elect Kenji Satoh Mgmt For For For
5 Elect Susumu Hoteida Mgmt For For For
6 Elect Yukio Katoh Mgmt For For For
7 Elect Hiroyuki Endoh Mgmt For For For
8 Elect Tadashi Hiramoto Mgmt For For For
9 Elect Yasushi Yamada Mgmt For For For
10 Elect Yuhji Okano Mgmt For For For
11 Elect Kunihiko Yamamoto Mgmt For For For
12 Elect Masashi Takahashi Mgmt For For For
13 Elect Tomeo Igawa Mgmt For For For
14 Elect Jiroh Matsumoto Mgmt For For For
15 Elect Masahiro Hayashi Mgmt For For For
16 Elect Yohichi Sakashita Mgmt For For For
17 Elect Naoto Ohsaka Mgmt For For For
18 Elect Shinichi Kawasumi Mgmt For For For
19 Elect Keisuke Inoue Mgmt For For For
20 Elect Toyofusa Saitoh Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Retirement Allowances for Director Mgmt For For For
23 Stock Option Plan for Directors and Mgmt For For For
Statutory
Auditors
24 Stock Option Plan Mgmt For For For
Kazakhmys PLC
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 01/11/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Proposed Sale of Equity Interest Mgmt For For For
Kingboard
Laminates
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
1888 CINS G5257K107 04/26/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect CHEUNG Kwok Keung Mgmt For For For
5 Elect CHEUNG Kwok Ping Mgmt For For For
6 Elect CHEUNG Ka Ho Mgmt For For For
7 Elect ZHOU Pei Feng Mgmt For Against Against
8 Elect Peter MOK Yiu Keung Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Repurchased Shares Mgmt For For For
Kingboard
Laminates
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
1888 CINS G5257K107 06/21/2010 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Drill Bits Agreement Mgmt For For For
Koninklijke KPN
N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/13/2010 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Ratification of Management Board Acts Mgmt For TNA N/A
8 Ratification of Supervisory Board Mgmt For TNA N/A
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Amendment to Compensation Policy Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Authority to Repurchase Shares Mgmt For TNA N/A
15 Authority to Cancel Shares Mgmt For TNA N/A
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
Koninklijke
Philips
Electronics
N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N6817P109 03/25/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Elect Gottfried Dutine Mgmt For For For
11 Elect Rudy Provoost Mgmt For For For
12 Elect Andrea Ragnetti Mgmt For For For
13 Elect Steve Rusckowski Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
Lee & Man Paper
Manufacturing
Ltd
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W122 12/18/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subdivision of Shares and Change in Mgmt For For For
Board Lot
Size
Leighton
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
LEI CINS Q55190104 11/05/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For Against Against
4 Re-elect Achim Drescher Mgmt For For For
5 Re-elect Peter Gregg Mgmt For For For
6 Elect Wayne Osborn Mgmt For For For
7 Re-elect David Mortimer Mgmt For For For
8 Equity Grant (MD and CEO Wal King) Mgmt For For For
MARINE HARVEST
ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D105 11/06/2009 Voted
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Presiding Chairman and Mgmt For For For
of an Individual to Check
Minutes
4 Meeting Notice and Agenda Mgmt For For For
5 Authority to Issue Convertible Debt Mgmt For For For
Instruments
6 Amendments to Articles Regarding Mgmt For For For
Meeting
Documents
Mitsubishi
Corporation
Ticker Security ID: Meeting Date Meeting Status
8058 CINS J43830116 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yorihiko Kojima Mgmt For For For
4 Elect Ken Kobayashi Mgmt For For For
5 Elect Ryohichi Ueda Mgmt For For For
6 Elect Masahide Yano Mgmt For For For
7 Elect Hideyuki Nabeshima Mgmt For For For
8 Elect Hideto Nakahara Mgmt For For For
9 Elect Tsuneo Iyobe Mgmt For For For
10 Elect Kiyoshi Fujimura Mgmt For For For
11 Elect Yasuo Nagai Mgmt For For For
12 Elect Mikio Sasaki Mgmt For For For
13 Elect Tamotsu Nomakuchi Mgmt For For For
14 Elect Kunio Itoh Mgmt For For For
15 Elect Kazuo Tsukuda Mgmt For Against Against
16 Elect Ryohzoh Katoh Mgmt For For For
17 Elect Hidehiro Konno Mgmt For For For
18 Elect Yukio Ueno Mgmt For For For
19 Bonus Mgmt For For For
20 Accumulative Pension Plan Mgmt For For For
21 Amendments to Directors' Mgmt For Against Against
Compensation
Plan
Mitsubishi UFJ
Financial
Group
Ticker Security ID: Meeting Date Meeting Status
CINS J44497105 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Munetaka Okihara Mgmt For For For
4 Elect Kinya Okauchi Mgmt For For For
5 Elect Katsunori Nagayasu Mgmt For For For
6 Elect Kyouta Ohmori Mgmt For For For
7 Elect Hiroshi Saitoh Mgmt For For For
8 Elect Nobushige Kamei Mgmt For For For
9 Elect Masao Hasegawa Mgmt For For For
10 Elect Fumiyuki Akikusa Mgmt For For For
11 Elect Kazuo Takeuchi Mgmt For For For
12 Elect Nobuyuki Hirano Mgmt For For For
13 Elect Shunsuke Teraoka Mgmt For For For
14 Elect Kaoru Wachi Mgmt For For For
15 Elect Takashi Oyamada Mgmt For For For
16 Elect Ryuji Araki Mgmt For For For
17 Elect Kazuhiro Watanabe Mgmt For For For
18 Elect Takuma Ohtoshi Mgmt For For For
Mitsui & Co
Limited
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/23/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shouei Utsuda Mgmt For For For
4 Elect Masami Iijima Mgmt For For For
5 Elect Ken Abe Mgmt For For For
6 Elect Junichi Matsumoto Mgmt For For For
7 Elect Seiichi Tanaka Mgmt For For For
8 Elect Norinao Iio Mgmt For For For
9 Elect Takao Ohmae Mgmt For For For
10 Elect Masayoshi Komai Mgmt For For For
11 Elect Daisuke Saiga Mgmt For For For
12 Elect Nobuko Matsubara Mgmt For For For
13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For
15 Elect Toshirho Mutoh Mgmt For For For
16 Elect Naoto Nakamura Mgmt For Against Against
Mitsui Chemicals
Incorporated
Ticker Security ID: Meeting Date Meeting Status
4183 CINS J4466L102 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kenji Fujiyoshi Mgmt For For For
4 Elect Toshikazu Tanaka Mgmt For For For
5 Elect Kohichi Sano Mgmt For For For
6 Elect Kiichi Suzuki Mgmt For For For
7 Elect Yoshiyuki Funakoshi Mgmt For For For
8 Elect Yukio Hara Mgmt For For For
9 Elect Yasuji Ohmura Mgmt For For For
10 Elect Shigeru Isayama Mgmt For For For
11 Elect Terunori Fujita Mgmt For For For
12 Elect Shigeru Iwabuchi Mgmt For For For
13 Elect Shinichi Otsuji Mgmt For For For
14 Elect Tetsuji Tanaka Mgmt For For For
15 Elect Taeko Nagai Mgmt For For For
16 Elect Yoshio Suzuki Mgmt For For For
17 Election of Yoshinori Koga Mgmt For Against Against
18 Renewal of Takeover Defense Plan Mgmt For Against Against
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/06/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Nicholas Mgmt For Against Against
3 Elect David Hathorn Mgmt For For For
4 Elect Colin Matthews Mgmt For For For
5 Elect David Williams Mgmt For For For
6 Election of Board Committee Members Mgmt For For For
(Matthews)
7 Election of Board Committee Members Mgmt For Against Against
(Nicholas)
8 Election of Board Committee Members Mgmt For For For
(Quinn)
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Accounts and Reports (Mondi Ltd) Mgmt For For For
11 Directors' Remuneration Report Mgmt For Against Against
(Mondi
Ltd)
12 Allocation of Profits/Dividends Mgmt For For For
(Mondi
Ltd)
13 Appointment of Auditor (Mondi Ltd) Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
(Mondi
Ltd)
15 Adoption of New Articles (Mondi Ltd) Mgmt For Against Against
16 General Authority to Issue Ordinary Mgmt For For For
Shares (Mondi
Ltd)
17 General Authority to Issue Special Mgmt For For For
Converting Shares (Mondi
Ltd)
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (Mondi
Ltd)
19 Authority to Repurchase Shares Mgmt For For For
(Mondi
Ltd)
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Accounts and Reports (Mondi plc) Mgmt For For For
22 Directors' Remuneration Report Mgmt For Against Against
(Mondi
plc)
23 Allocation of Profits/Dividends Mgmt For For For
(Mondi
plc)
24 Appointment of Auditor (Mondi plc) Mgmt For For For
25 Authority to Set Auditor's Fees Mgmt For For For
(Mondi
plc)
26 Adoption of New Articles (Mondi plc) Mgmt For Against Against
27 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (Mondi
plc)
28 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (Mondi
plc)
29 Authority to Repurchase Shares Mgmt For For For
(Mondi
plc)
Natixis
Ticker Security ID: Meeting Date Meeting Status
KN CINS F6483L100 05/27/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Losses/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Ratification of the Co-Option of Mgmt For Against Against
Nicolas
Duhamel
8 Ratification of the Co-Option of Mgmt For Against Against
Alain
Lemaire
9 Ratification of the Co-Option of Mgmt For For For
Bernard
Oppetit
10 Ratification of the Co-Option of Mgmt For Against Against
Jean
Criton
11 Ratification of the Co-Option of Mgmt For For For
Laurence
Debroux
12 Appointment of Auditor (Deloitte & Mgmt For For For
Associes)
13 Appointment of Alternate Auditor Mgmt For For For
(BEAS)
14 Appointment of Auditor (KPMG) Mgmt For For For
15 Appointment of Alternate Auditor Mgmt For For For
(Francois
Chevreux)
16 Appointment of Statutory and Mgmt For For For
Alternate Auditors for Capdevielle
- Natixis Tresor Public
Trust
17 Authority to Repurchase Shares Mgmt For Against Against
18 Merger by Absorption of Natixis Mgmt For For For
Securities
19 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
20 Authority to Grant Restricted Shares Mgmt For For For
to Employees and
Executives
21 Authority to Increase Capital Under Mgmt For For For
Employee Savings
Plan
22 Authority to Set the Offering Price Mgmt For Against Against
of
Shares
23 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities through
Private Placement; Authority to
Issue Debt
Instruments
24 Authority to Repurchase Shares and Mgmt For For For
Reduce
Capital
25 Authority to Carry Out Formalities Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/15/2010 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A
8 Elect Steven Hoch Mgmt For TNA N/A
9 Elect Andre Kudelski Mgmt For TNA N/A
10 Elect Jean-Rene Fourtou Mgmt For TNA N/A
11 Elect Titia de Lange Mgmt For TNA N/A
12 Elect Jean-Pierre Roth Mgmt For TNA N/A
13 Appointment of Auditor Mgmt For TNA N/A
14 Reduction in Share Capital Mgmt For TNA N/A
15 Amendments to Article 4 Mgmt For TNA N/A
Nidec Corporation
Ticker Security ID: Meeting Date Meeting Status
6594 CINS J52968104 06/22/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Shigenobu Nagamori Mgmt For Against Against
4 Elect Hiroshi Kobe Mgmt For For For
5 Elect Kenji Sawamura Mgmt For For For
6 Elect Juntaroh Fujii Mgmt For For For
7 Elect Yasuo Hamaguchi Mgmt For For For
8 Elect Tadaaki Hamada Mgmt For For For
9 Elect Masuo Yoshimatsu Mgmt For For For
10 Elect Tetsuo Inoue Mgmt For Against Against
11 Elect Shohzoh Wakabayashi Mgmt For For For
12 Elect Masakazu Iwakura Mgmt For For For
13 Elect Chihiro Suematsu Mgmt For For For
14 Elect Kiichiroh Kobayashi Mgmt For For For
Nikon Corporation
Ticker Security ID: Meeting Date Meeting Status
CINS 654111103 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Michio Kariya Mgmt For Against Against
4 Elect Makoto Kimura Mgmt For For For
5 Elect Ichiro Teratoh Mgmt For For For
6 Elect Kyoichi Suwa Mgmt For For For
7 Elect Kazuo Ushida Mgmt For For For
8 Elect Yoshimichi Kawai Mgmt For For For
9 Elect Masami Kumazawa Mgmt For For For
10 Elect Toshiyuki Masai Mgmt For For For
11 Elect Yasuyuki Okamoto Mgmt For For For
12 Elect Norio Hashizume Mgmt For For For
13 Elect Kenji Matsuo Mgmt For For For
14 Elect Kohkei Higuchi Mgmt For For For
15 Retirement Allowances for Directors Mgmt For Against Against
16 Stock Option Plan Mgmt For For For
Nintendo Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J51699106 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Satoru Iwata Mgmt For Against Against
4 Elect Yoshihiro Mori Mgmt For For For
5 Elect Shinji Hatano Mgmt For For For
6 Elect Genyoh Takeda Mgmt For For For
7 Elect Shigeru Miyamoto Mgmt For For For
8 Elect Nobuo Nagai Mgmt For For For
9 Elect Masaharu Matsumoto Mgmt For For For
10 Elect Eiichi Suzuki Mgmt For For For
11 Elect Kazuo Kawahara Mgmt For For For
12 Elect Tatsumi Kimishima Mgmt For For For
13 Elect Kaoru Takemura Mgmt For For For
14 Elect Takashi Ozaki Mgmt For For For
Nippon Electric
Glass Company
Limited
Ticker Security ID: Meeting Date Meeting Status
CINS J53247110 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yuzoh Izutsu Mgmt For Against Against
5 Elect Masayuki Arioka Mgmt For For For
6 Elect Katsumi Inada Mgmt For For For
7 Elect Masami Atsuji Mgmt For For For
8 Elect Shuji Itoh Mgmt For For For
9 Elect Shiegru Yamamoto Mgmt For For For
10 Elect Kohichi Inamasu Mgmt For For For
11 Elect Masanori Yokota Mgmt For For For
12 Elect Itoh Kazuhiro Mgmt For For For
13 Election of Alternate Statutory Mgmt For For For
Auditor
14 Bonus Mgmt For For For
15 Statutory Auditors' Fees Mgmt For For For
Nissan Motor Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
7201 CINS J57160129 06/23/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toshiyuki Nakamura Mgmt For For For
3 Elect Mikio Nakura Mgmt For Against Against
4 Employees' Stock Option Plan Mgmt For For For
5 Directors' Stock Option Plan Mgmt For For For
Nitto Denko
Corporation
Ticker Security ID: Meeting Date Meeting Status
6988 CINS J58472119 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Bonus Mgmt For For For
4 Elect Yukio Nagira Mgmt For For For
5 Elect Tatsunosuke Fujiwara Mgmt For For For
6 Elect Kaoru Aizawa Mgmt For For For
7 Elect Yasuo Ninomiya Mgmt For For For
8 Elect Kenji Matsumoto Mgmt For For For
9 Elect Hideo Takasaki Mgmt For For For
10 Elect Yohichiroh Sakuma Mgmt For For For
11 Elect Yohichiroh Furuse Mgmt For For For
12 Elect Kunio Itoh Mgmt For For For
13 Stock option Plan Mgmt For For For
Noble Group
Limited
Ticker Security ID: Meeting Date Meeting Status
N21 CINS G6542T119 10/12/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allotment of Shares to Ricardo Leiman Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
Nokia Oyj
Ticker Security ID: Meeting Date Meeting Status
NOK1V CINS X61873133 05/06/2010 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Profits/Dividends Mgmt For For For
11 Ratification of Board and Management Mgmt For For For
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
Nomura Holdings
Incorporated
Ticker Security ID: Meeting Date Meeting Status
8604 CINS J59009159 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junichi Ujiie Mgmt For For For
3 Elect Kenichi Watanabe Mgmt For For For
4 Elect Takumi Shibata Mgmt For For For
5 Elect Masanori Itatani Mgmt For For For
6 Elect Masanori Nishimatsu Mgmt For For For
7 Elect Haruo Tsuji Mgmt For For For
8 Elect Hajime Sawabe Mgmt For For For
9 Elect Tsuguoki Fujinuma Mgmt For For For
10 Elect Hideaki Kubori Mgmt For For For
11 Elect Masahiro Sakane Mgmt For For For
12 Elect Colin Marshall Mgmt For For For
13 Elect Clara Furse Mgmt For For For
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/26/2010 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board and Management Mgmt For TNA N/A
Acts
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Amendments to Articles Mgmt For TNA N/A
7 Amendment Regarding Advisory Vote on Mgmt For TNA N/A
Compensation
Policy
8 Elect Marjorie Yang Mgmt For TNA N/A
9 Elect Daniel Vasella Mgmt For TNA N/A
10 Elect Hans-Jorg Rudloff Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Transaction of Other Business Mgmt For TNA N/A
Orient Overseas
International
Ltd.
Ticker Security ID: Meeting Date Meeting Status
00316 CINS G67749153 05/07/2010 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect TUNG Chee Chen Mgmt For Against Against
4 Elect Alan TUNG Lieh Sing Mgmt For For For
5 Elect Richard WONG Yue Chim Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
ORIX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
8591 CINS J61933123 06/22/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihiko Miyauchi Mgmt For For For
3 Elect Yukio Yanase Mgmt For For For
4 Elect Hiroaki Nishina Mgmt For For For
5 Elect Haruyuki Urata Mgmt For For For
6 Elect Kazuo Kojima Mgmt For For For
7 Elect Yoshiyuki Yamaya Mgmt For For For
8 Elect Makoto Inoue Mgmt For For For
9 Elect Yoshinori Yokoyama Mgmt For For For
10 Elect Hirotaka Takeuchi Mgmt For For For
11 Elect Takeshi Sasaki Mgmt For For For
12 Elect Eiko Tsujiyama Mgmt For For For
13 Elect Robert Feldman Mgmt For For For
14 Elect Takeshi Niinami Mgmt For For For
Pearson PLC
Ticker Security ID: Meeting Date Meeting Status
PSON CINS G69651100 04/30/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect David Arculus Mgmt For For For
4 Elect Patrick Cescau Mgmt For For For
5 Elect Will Ethridge Mgmt For For For
6 Elect Rona Fairhead Mgmt For Against Against
7 Elect Robin Freestone Mgmt For For For
8 Elect Susan Fuhrman Mgmt For For For
9 Elect Kenneth Hydon Mgmt For For For
10 Elect John Makinson Mgmt For For For
11 Elect Glen Moreno Mgmt For For For
12 Elect C.K. Prahalad Mgmt For For For
13 Elect Marjorie Scardino Mgmt For For For
14 Directors' Remuneration Report Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Adoption of New Articles Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
22 Share Incentive Plan Renewal Mgmt For For For
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 03/29/2010 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Demerger Mgmt For Abstain Against
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/13/2010 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Thomas Thune Andersen Mgmt For For For
5 Elect Stefano Cao Mgmt For For For
6 Elect Rijnhard van Tets Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
14 Adoption of New Articles Mgmt For Against Against
15 Amendments to Performance Share Plan Mgmt For For For
Qiagen NV
Ticker Security ID: Meeting Date Meeting Status
CINS N72482107 06/30/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Mgmt For For For
Acts
9 Elect Detlev Riesner Mgmt For For For
10 Elect Dr. Werner Brandt Mgmt For For For
11 Elect Metin Colpan Mgmt For Against Against
12 Elect Erik Hornnaess Mgmt For For For
13 Elect Manfred Karobath Mgmt For For For
14 Elect Heino von Prondzynski Mgmt For For For
15 Elect Peer Schatz Mgmt For For For
16 Elect Roland Sackers Mgmt For For For
17 Elect Joachim Schorr Mgmt For For For
18 Elect Bernd Uder Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
Real Gold Mining
Limited
Ticker Security ID: Meeting Date Meeting Status
0246 CINS G74099105 04/22/2010 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect QIU Haicheng Mgmt For For For
4 Elect MA Wenxue Mgmt For For For
5 Elect CUI Jie Mgmt For For For
6 Elect YANG Yicheng Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
Reckitt
Benckiser Group
plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/06/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Adrian Bellamy Mgmt For Against Against
5 Elect Peter Harf Mgmt For Against Against
6 Elect Colin Day Mgmt For For For
7 Elect Kenneth Hydon Mgmt For For For
8 Elect Judith Sprieser Mgmt For Against Against
9 Elect Richard Cousins Mgmt For For For
10 Elect Warren Tucker Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
17 Adoption of New Articles Mgmt For For For
Renault
Ticker Security ID: Meeting Date Meeting Status
RNO CINS F77098105 04/30/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Presentation of Report on Redeemable Mgmt For For For
Shares
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
11 Amendments to Articles Mgmt For For For
12 Elect Carlos Ghosn Mgmt For For For
13 Retirement Benefits for Carlos Ghosn Mgmt For For For
14 Elect Marc Ladreit de Lacharriere Mgmt For Against Against
15 Elect Franck Riboud Mgmt For Against Against
16 Elect Hiroto Saikawa Mgmt For Against Against
17 Ratification for the Co-option of Mgmt For For For
Alexis
Kohler
18 Ratification of the Co-Option of Luc Mgmt For For For
Rousseau
19 Elect Bernard Delpit Mgmt For For For
20 Elect Pascale Sourisse Mgmt For For For
21 Authority to Carry Out Formalities Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
Rhodia
Ticker Security ID: Meeting Date Meeting Status
RHA CINS F7813K523 04/28/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Ratification of the Co-Option of Mgmt For For For
Henri
Poupart-Lafarge
10 Authority to Trade in Company Stock Mgmt For For For
11 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
12 Authority to Reduce Capital and Par Mgmt For For For
Value of
Stock
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
15 Authority to Increase Share Issuance Mgmt For For For
Limit
16 Global Ceiling on Increases in Mgmt For For For
Capital
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under
Employee Savings
Plan
18 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities for Overseas
Employees
19 Authority to Issue Restricted Shares Mgmt For Against Against
20 Authority to Carry Out Formalities Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 04/22/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Elect Robert Brown Mgmt For For For
4 Elect Ann Godbehere Mgmt For For For
5 Elect Samuel Walsh Mgmt For For For
6 Re-elect Guy Elliott Mgmt For For For
7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Rio Tinto Mgmt For For For
Limited
Shares
11 Authority to Repurchase Shares held Mgmt For For For
by Rio Tinto
plc
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/26/2010 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Elect Robert Brown Mgmt For For For
4 Elect Ann Godbehere Mgmt For For For
5 Elect Samuel Walsh Mgmt For For For
6 Re-elect Guy Elliott Mgmt For For For
7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Repurchase Rio Tinto Mgmt For For For
Limited
Shares
11 Authority to Repurchase Shares held Mgmt For For For
by Rio Tinto
plc
Rio Tinto PLC
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/15/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Robert Brown Mgmt For For For
4 Elect Ann Godbehere Mgmt For For For
5 Elect Samuel Walsh Mgmt For For For
6 Re-elect Guy Elliott Mgmt For For For
7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Rio Tinto Mgmt For For For
plc
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
ROLLS-ROYCE
GROUP
PLC
Ticker Security ID: Meeting Date Meeting Status
RR CINS G7630U109 04/28/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Peter Byrom Mgmt For For For
4 Elect Peter Gregson Mgmt For For For
5 Elect Helen Alexander Mgmt For For For
6 Elect John McAdam Mgmt For Against Against
7 Elect Andrew Shilston Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Scrip Dividend Mgmt For For For
10 Authorisation of Political Donations Mgmt For For For
11 Adoption of New Articles Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice at 14
Days
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
Royal Dutch
Shell
plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/18/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Charles Holliday, Jr. Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Lord Kerr of Kinlochard Mgmt For For For
8 Elect Wim Kok Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Christine Morin-Postel Mgmt For For For
11 Elect Jorma Ollila Mgmt For For For
12 Elect Jeroen van der Veer Mgmt For For For
13 Elect Peter Voser Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Scrip Dividend Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
22 Adoption of New Articles Mgmt For For For
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Report on Oil Sands
Projects
Sanofi-Aventis
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/17/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Ratification of the Co-option of Mgmt For For For
Serge
Weinberg
8 Elect Catherine Brechignac Mgmt N/A Abstain N/A
9 Elect Robert Castaigne Mgmt For Against Against
10 Elect Lord Douro Mgmt For For For
11 Elect Christian Mulliez Mgmt For Against Against
12 Elect Christopher Viehbacher Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Authority to Carry Out Formalities Mgmt For For For
SEB SA
Ticker Security ID: Meeting Date Meeting Status
SK CINS F82059100 05/12/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Tristan Boiteux Mgmt For For For
9 Elect Norbert Dentressangle Mgmt For For For
10 Elect Pascal Girardot Mgmt For Against Against
11 Elect Jean-Noel Labroue Mgmt For For For
12 Ratification of the Co-option of Mgmt For For For
Cedric
Lescure
13 Authority to Repurchase Shares Mgmt For Against Against
14 Authority to Cancel Shares and Mgmt For For For
Reduce
Capital
15 Authority to Grant Stock Options Mgmt For Against Against
16 Authority to Grant Restricted Shares Mgmt For Against Against
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Issue Debt
Instruments
18 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Issue Debt
Instruments
19 Authority to Increase Capital Mgmt For For For
Through
Capitalizations
20 Global Ceiling on Increases in Mgmt For For For
Capital
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under
Employee Savings
Plan
22 Authority to Carry Out Formalities Mgmt For For For
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 04/27/2010 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect David Stout Mgmt For For For
4 Elect William Burns Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Auditor's Fees Mgmt For For For
7 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
8 Amendments to Portfolio Share Plan Mgmt For For For
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratify Peter Loscher Mgmt For For For
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 Ratify Joe Kaeser Mgmt For Against Against
10 Ratify Barbara Kux Mgmt For For For
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Hermann Requardt Mgmt For Against Against
13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For
15 Ratify Gerhard Cromme Mgmt For Against Against
16 Ratify Berthold Huber Mgmt For Against Against
17 Ratify Ralf Heckmann Mgmt For Against Against
18 Ratify Josef Ackermann Mgmt For Against Against
19 Ratify Lothar Adler Mgmt For Against Against
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerd von Brandenstein Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Hans Michael Gaul Mgmt For For For
24 Ratify Peter Gruss Mgmt For For For
25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For
27 Ratify Heinz Hawreliuk Mgmt For Against Against
28 Ratify Harald Kern Mgmt For For For
29 Ratify Nicola Leibinger-Kammuller Mgmt For For For
30 Ratify Werner Monius Mgmt For For For
31 Ratify Hakan Samuelsson Mgmt For For For
32 Ratify Dieter Scheitor Mgmt For For For
33 Ratify Rainer Sieg Mgmt For For For
34 Ratify Birgit Steinborn Mgmt For Against Against
35 Ratify Iain Vallance of Tummel Mgmt For Against Against
36 Ratify Sibylle Wankel Mgmt For For For
37 Approval of Compensation Policy Mgmt For Against Against
38 Appointment of Auditor Mgmt For For For
39 Authority to Repurchase Shares Mgmt For For For
40 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
41 Authority to Issue Convertible Bonds Mgmt For For For
42 Amendments to Articles Mgmt For For For
43 Agreement with Karl-Hermann Baumann Mgmt For For For
44 Agreement with Johannes Feldmayer Mgmt For For For
45 Agreement with Klaus Kleinfeld Mgmt For For For
46 Agreement with Edward Krubasik Mgmt For For For
47 Agreement with Rudi Lamprecht Mgmt For For For
48 Agreement with Heinrich von Pierer Mgmt For For For
49 Agreement with Jurgen Radomski Mgmt For For For
50 Agreement with Uriel Sharef Mgmt For For For
51 Agreement with Klaus Wucherer Mgmt For For For
52 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Supervisory Board
Compensation
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Amending the Corporate
Purpose
Smith & Nephew
PLC
Ticker Security ID: Meeting Date Meeting Status
SN CINS G82343164 05/06/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Adrian Hennah Mgmt For For For
5 Elect Ian Barlow Mgmt For For For
6 Elect Genevieve Berger Mgmt For For For
7 Elect Richard De Schutter Mgmt For For For
8 Elect Rolf Stomberg Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
12 Global Share Plan 2010 Mgmt For For For
13 Adoption of New Articles Mgmt For For For
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Sony Corporation
Ticker Security ID: Meeting Date Meeting Status
6758 CINS J76379106 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Howard Stringer Mgmt For For For
3 Elect Ryohji Chubachi Mgmt For For For
4 Elect Yohtaroh Kobayashi Mgmt For For For
5 Elect Yoshiaki Yamauchi Mgmt For Against Against
6 Elect Peter Bonfield Mgmt For For For
7 Elect Fujio Choh Mgmt For For For
8 Elect Ryuhji Yasuda Mgmt For Against Against
9 Elect Yukako Uchinaga Mgmt For For For
10 Elect Mitsuaki Yahagi Mgmt For Against Against
11 Elect Tsun-yan Hsieh Mgmt For For For
12 Elect Roland Hernandez Mgmt For For For
13 Elect Kanemitsu Anraku Mgmt For For For
14 Elect Yorihiko Kojima Mgmt For For For
15 Elect Osamu Nagayama Mgmt For For For
16 Stock Option Plan Mgmt For For For
Sumitomo Trust &
Banking Co
Ltd
Ticker Security ID: Meeting Date Meeting Status
CINS J77970101 06/29/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Atsushi Takahashi Mgmt For Against Against
4 Elect Hitoshi Tsunekage Mgmt For For For
5 Elect Akio Ohtsuka Mgmt For For For
6 Elect Kiyoshi Mukohhara Mgmt For For For
7 Elect Teruhiko Sugita Mgmt For For For
8 Elect Shuhichi Kusakawa Mgmt For For For
9 Elect Rikiya Hattori Mgmt For For For
10 Elect Sumikazu Tsutsui Mgmt For For For
11 Elect Tetsuo Ohkubo Mgmt For For For
12 Elect Fuminari Suzuki Mgmt For For For
13 Elect Kohichi Hosumi Mgmt For For For
14 Elect Junichi Sayato Mgmt For For For
15 Bonus Mgmt For For For
Suncorp-Metway
Limited
Ticker Security ID: Meeting Date Meeting Status
SUN CINS Q8802S103 10/28/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Ian Blackburne Mgmt For For For
4 Re-elect Paula Dwyer Mgmt For For For
5 Re-elect Ewoud Kulk Mgmt For For For
6 Re-elect Geoffrey Ricketts Mgmt For For For
7 Amendments to the Constitution Mgmt For For For
Telefonica SA
Ticker Security ID: Meeting Date Meeting Status
TEF cins 879382109 06/02/2010 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board
Acts
2 Special Dividend Mgmt For For For
3 Authority to Repurchase Shares Mgmt For For For
4 Authority to Issue Convertible and Mgmt For For For
Non-Convertible Debt Instruments w/
or w/o Preemptive
Rights
5 Appointment of Auditor Mgmt For For For
6 Authority to Carry Out Formalities Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
Teva
Pharmaceutical
Industries Ltd
(ADR)
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Abraham Cohen Mgmt For For For
3 Elect Amir Elstein Mgmt For For For
4 Elect Roger Kornberg Mgmt For For For
5 Elect Moshe Many Mgmt For For For
6 Elect Dan Propper Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2010 Long-Term Equity-Based Mgmt For For For
Incentive
Plan
9 Remuneration of Phillip Frost Mgmt For For For
10 Remuneration of Moshe Many Mgmt For For For
11 Remuneration of Roger Kornberg Mgmt For For For
12 Increase in Authorized Capital Mgmt For For For
The Nisshin
Oillio
Group
Ticker Security ID: Meeting Date Meeting Status
2602 CINS J57719122 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Kazuo Ohgome Mgmt For Against Against
4 Elect Fumio Imokawa Mgmt For For For
5 Elect Takao Imamura Mgmt For For For
6 Elect Tohru Morino Mgmt For For For
7 Elect Susumu Watanabe Mgmt For For For
8 Elect Yoshihito Tamura Mgmt For For For
9 Elect Akira Seto Mgmt For For For
10 Elect Takashi Fujii Mgmt For For For
11 Elect Hidetoshi Ogami Mgmt For For For
12 Elect Sadayuki Yoshida Mgmt For For For
13 Elect Shohji Kayanoma Mgmt For For For
14 Elect Mitsuo Minami Mgmt For For For
15 Elect Takehiko Kakiuchi Mgmt For Against Against
16 Elect Daisuke Okada Mgmt For Against Against
17 Elect Yoshifumi Shukuya Mgmt For Against Against
18 Retirement allowances for Director Mgmt For Against Against
and Statutory
Auditor
Thyssenkrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/21/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Approval of Compensation Policy Mgmt For For For
8 Elect Hans-Peter Keitel Mgmt For For For
9 Elect Ulrich Lehner Mgmt For Against Against
10 Elect Bernhard Pellens Mgmt For For For
11 Elect Henning Schulte-Noelle Mgmt For Against Against
12 Elect Christian Streiff Mgmt For For For
13 Elect Jurgen Thumann Mgmt For For For
14 Elect Beatrice Weder di Mauro Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Repurchase Shares Using Mgmt For For For
Derivatives
18 Amendments to Articles Mgmt For For For
Tokyo Electric
Power Company
Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/25/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Zengo Aizawa Mgmt For For For
4 Elect Yasushi Aoyama Mgmt For For For
5 Elect Takao Arai Mgmt For For For
6 Elect Tsunehisa Katsumata Mgmt For Against Against
7 Elect Shigeru Kimura Mgmt For For For
8 Elect Akio Komori Mgmt For For For
9 Elect Masataka Shimizu Mgmt For For For
10 Elect Hiroaki Takatsu Mgmt For For For
11 Elect Masaru Takei Mgmt For For For
12 Elect Norio Tsuzumi Mgmt For For For
13 Elect Yoshihiro Naitoh Mgmt For For For
14 Elect Toshio Nishizawa Mgmt For For For
15 Elect Naomi Hirose Mgmt For For For
16 Elect Takashi Fujimoto Mgmt For For For
17 Elect Makio Fujiwara Mgmt For For For
18 Elect Fumiaki Miyamoto Mgmt For For For
19 Elect Sakae Mutoh Mgmt For For For
20 Elect Tomijiroh Morita Mgmt For For For
21 Elect Hiroshi Yamaguchi Mgmt For For For
22 Elect Masao Yamazaki Mgmt For For For
23 Elect Kazuko Ohya Mgmt For For For
24 Elect Takashi Karasaki Mgmt For Against Against
25 Shareholder Proposal Regarding ShrHoldr Against Against For
Increase in Dividend/Redistribution
of
Profits
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of Nuclear Waste Disposal
Examination
Committee
27 Shareholder Proposal Regarding ShrHoldr Against Against For
Disengaging from Fast Breeder
Reactor
28 Shareholder Proposal Regarding ShrHoldr Against Against For
Introducing Smart
Grid
29 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Directors' Fees and
Bonuses
Tokyo Electron
Ltd
Ticker Security ID: Meeting Date Meeting Status
8035 CINS J86957115 06/18/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tetsuroh Higashi Mgmt For Against Against
3 Elect Tetsuo Tsuneishi Mgmt For For For
4 Elect Kiyoshi Satoh Mgmt For For For
5 Elect Hiroshi Takenaka Mgmt For For For
6 Elect Masao Kubodera Mgmt For For For
7 Elect Haruo Iwatsu Mgmt For For For
8 Elect Hirofumi Kitayama Mgmt For For For
9 Elect Keniji Washino Mgmt For For For
10 Elect Hikaru Itoh Mgmt For For For
11 Elect Takashi Nakamura Mgmt For For For
12 Elect Hiroshi Inoue Mgmt For For For
13 Elect Masahiro Sakane Mgmt For For For
14 Election of Mamoru Hara Mgmt For Against Against
TOTAL SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/21/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Retirement Indemnity, Supplementary Mgmt For Against Against
Pension Plan and Severance Package
for Christophe de
Margerie
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Thierry Desmarest Mgmt For Against Against
12 Elect Thierry de Rudder Mgmt For For For
13 Elect Gunnar Brock Mgmt For For For
14 Elect Claude Clement Mgmt For For For
15 Elect Philippe Marchandise Mgmt Against Against For
16 Elect Mohammed Zaki Mgmt Against Against For
17 Appointment of Auditor (Ernst & Mgmt For For For
Young
Audit)
18 Appointment of Auditor (KPMG Audit) Mgmt For For For
19 Replacement of Alternate Auditor Mgmt For For For
20 Replacement of Alternate Auditor Mgmt For For For
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/
Preemptive Rights; Authority to
Increase Capital Through
Capitalizations; Authority to Issue
Debt
Instruments
22 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o
Preemptive Rights; Authority to
Increase Capital in Case of
Exchange Offer; Authority to Issue
Debt
Instruments
23 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
24 Authority to Issue Shares Mgmt For For For
and/Convertible Securities Under
Employee Savings
Plan
25 Authority to Grant Stock Options Mgmt For For For
26 Shareholder Proposal Regarding ShrHoldr Against Against For
Collective Investment
Funds
Toyota Motor
Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Fujio Choh Mgmt For Against Against
4 Elect Katsuaki Watanabe Mgmt For For For
5 Elect Kazuo Okamoto Mgmt For For For
6 Elect Akio Toyoda Mgmt For For For
7 Elect Takeshi Uchiyamada Mgmt For For For
8 Elect Yukitoshi Funo Mgmt For For For
9 Elect Atsushi Niimi Mgmt For For For
10 Elect Shinichi Sasaki Mgmt For For For
11 Elect Yoichiroh Ichimaru Mgmt For For For
12 Elect Satoshi Ozawa Mgmt For For For
13 Elect Akira Okabe Mgmt For For For
14 Elect Shinzoh Kobuki Mgmt For For For
15 Elect Akira Sasaki Mgmt For For For
16 Elect Mamoru Furuhashi Mgmt For For For
17 Elect Iwao Nihashi Mgmt For For For
18 Elect Tadashi Yamashina Mgmt For For For
19 Elect Takahiko Ijichi Mgmt For For For
20 Elect Tetsuo Agata Mgmt For For For
21 Elect Masamoto Maekawa Mgmt For For For
22 Elect Yasumori Ihara Mgmt For For For
23 Elect Takahiro Iwase Mgmt For For For
24 Elect Yoshimasa Ishii Mgmt For For For
25 Elect Takeshi Shirane Mgmt For For For
26 Elect Yoshimi Inaba Mgmt For For For
27 Elect Nanpachi Hayashi Mgmt For For For
28 Elect Nobuyori Kodaira Mgmt For For For
29 Elect Mitsuhisa Katoh Mgmt For For For
30 Elect Masaki Nakatsugawa Mgmt For For For
31 Elect Yohichi Morishita Mgmt For For For
32 Elect Akishige Okada Mgmt For For For
33 Stock Option Plan Mgmt For For For
TPV Technology
Ticker Security ID: Meeting Date Meeting Status
00903 CINS G8984D107 11/25/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Supply Caps Mgmt For For For
3 Original Component Sourcing Agreement Mgmt For For For
4 New Component Sourcing Agreement and Mgmt For For For
Annual
Caps
5 Ratification of Board Acts Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
Tsingtao Brewery
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
00168 CINS Y8997D102 11/02/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YAMAZAKI Fumio Mgmt For For For
3 Elect TANG Jun Mgmt For For For
4 Elect KOJI Akiyoshi as Supervisor; Mgmt For For For
Supervisors'
Fees
Uni Charm
Corporation
Ticker Security ID: Meeting Date Meeting Status
8113 CINS J94104114 06/24/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendments to Articles Mgmt For For For
2 Merger by Absorption Mgmt For For For
3 Elect Keiichiroh Takahara Mgmt For Against Against
4 Elect Takahisa Takahara Mgmt For For For
5 Elect Kennosuke Nakano Mgmt For For For
6 Elect Eiji Ishikawa Mgmt For For For
7 Elect Shinji Mori Mgmt For For For
8 Elect Masakatsu Takai Mgmt For For For
9 Elect Takaaki Okabe Mgmt For For For
10 Elect Gunpei Futagami Mgmt For For For
11 Elect Yoshihiro Andoh Mgmt For For For
12 Elect Kimisuke Fujimoto Mgmt For For For
13 Stock Option Plan Mgmt For For For
United Overseas
Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
U11 CINS V96194127 04/30/2010 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Shares under Mgmt For For For
United Overseas Bank Limited Scrip
Dividend
Scheme
United Overseas
Bank
Limited
Ticker Security ID: Meeting Date Meeting Status
U11 CINS V96194127 04/30/2010 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Special Allowance to WEE Cho Yaw Mgmt For Against Against
5 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
6 Elect WONG Meng Meng Mgmt For For For
7 Elect Philip YEO Liat Kok Mgmt For For For
8 Elect WEE Cho Yaw Mgmt For Against Against
9 Elect LIM Pin Mgmt For For For
10 Elect NGIAM Tong Dow Mgmt For For For
11 Elect CHAM Tao Soon Mgmt For For For
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Preferred Shares Mgmt For Abstain Against
17 Non-Voting Agenda Item N/A N/A N/A N/A
Vallourec
Ticker Security ID: Meeting Date Meeting Status
VK CINS F95922104 05/31/2010 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Elect Michel de Fabiani Mgmt For For For
9 Elect Thierry Marraud Mgmt For For For
10 Elect Jean-Claude Verdiere Mgmt For For For
11 Elect Vivienne Cox Mgmt For For For
12 Elect Alexandra Schaapveld Mgmt For For For
13 Supervisory Board Members' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Stock Split Mgmt For For For
16 Amendments Regarding Electronic Mgmt For For For
Voting
17 Authority to Issue Warrants as a Mgmt For Against Against
Takeover
Device
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
Vtech Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0303 CINS G9400S108 08/07/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Allan WONG Chi Yun Mgmt For For For
5 Elect Denis Morgie HO Pak Cho Mgmt For For For
6 Elect Andy LEUNG Hon Kwong Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
Weichai Power
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 12/29/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fast Transmission Sale Agreement Mgmt For For For
2 Fast Transmission Purchase Agreement Mgmt For For For
3 2009 Annual Cap for PRC Continuing Mgmt For For For
Connected
Transaction
Wilmar
International
Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 10/02/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Material Dilution Mgmt For For For
2 Approval of Possible Disposal Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
Xstrata PLC
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 05/05/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Mick Davis Mgmt For For For
5 Elect David Rough Mgmt For For For
6 Elect Sir Steve Robson Mgmt For For For
7 Elect Willy Strothotte Mgmt For Against Against
8 Elect Con Fauconnier Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 20
Days
13 Adoption of New Articles Mgmt For Against Against
Zurich Financial
Services
Ticker Security ID: Meeting Date Meeting Status
ZURN CINS H9870Y105 03/30/2010 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Policy Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Ratification of Board and Management Mgmt For TNA N/A
Acts
7 Authority to Reduce Share Capital Mgmt For TNA N/A
8 Increase in Authorized Capital Mgmt For TNA N/A
9 Authority to Increase Capital for Mgmt For TNA N/A
Equity Incentive
Plans
10 Amendments to Articles Mgmt For TNA N/A
11 Elect Josef Ackermann Mgmt For TNA N/A
12 Elect Susan Bies Mgmt For TNA N/A
13 Elect Victor Chu Mgmt For TNA N/A
14 Elect Armin Meyer Mgmt For TNA N/A
15 Elect Rolf Watter Mgmt For TNA N/A
16 Appointment of Auditor Mgmt For TNA N/A
17 Transaction of Other Business Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
Item 1: Proxy Voting Record -
Fund Name : International Growth Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059178 03/24/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For Against Against
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Profits/Dividends Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendment to Compensation Policy Mgmt For For For
11 Performance Share Grants to Mgmt For For For
Management Board (Revised
Compensation
Policy)
12 Performance Share Grants (Current Mgmt For Abstain Against
Compensation
Policy)
13 Performance Stock Options (Current Mgmt For Abstain Against
Compensation
Policy)
14 Stock Option Grants to Employees Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Cancel Shares Mgmt For For For
24 Authority to Cancel Additional Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
Australia And
New Zealand
Banking
Group
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/18/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratify Placement of Securities Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Re-elect John Morschel Mgmt For For For
8 Elect Robert Reeves Mgmt Against Against For
9 Elect LEE Hsien Yang Mgmt For For For
Autonomy
Corporation
plc
Ticker Security ID: Meeting Date Meeting Status
AU CINS G0669T101 03/24/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Robert Webb Mgmt For For For
4 Elect Sushovan Hussain Mgmt For For For
5 Elect Michael Lynch Mgmt For For For
6 Elect John McMonigall Mgmt For For For
7 Elect Richard Perle Mgmt For For For
8 Elect Barry Ariko Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Adoption of New Articles Mgmt For For For
Barrick Gold
Corp.
Ticker Security ID: Meeting Date Meeting Status
ABX CINS 067901108 04/28/2010 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Anthony Munk Mgmt For For For
4 Elect Charles Birchall Mgmt For For For
5 Elect Donald Carty Mgmt For For For
6 Elect Gustavo Cisneros Mgmt For For For
7 Elect Marshall Cohen Mgmt For For For
8 Elect Peter Crossgrove Mgmt For Against Against
9 Elect Robert Franklin Mgmt For Against Against
10 Elect J. Brett Harvey Mgmt For Against Against
11 Elect Brian Mulroney Mgmt For Against Against
12 Elect Anthony Munk Mgmt For For For
13 Elect Peter Munk Mgmt For For For
14 Elect Aaron Regent Mgmt For For For
15 Elect Nathaniel Rothschild Mgmt For For For
16 Elect Steven Shapiro Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Non-Voting Agenda Item N/A N/A N/A N/A
BHP Billiton
Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/26/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports (BHP Billiton Mgmt For For For
plc and BHP Billiton
Limited)
3 Re-elect Carlos Cordeiro (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
4 Re-elect David Crawford (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
5 Re-elect Gail de Planque (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
6 Re-elect Marius Kloppers (BHP Mgmt For For For
Billiton plc and BHP Billiton
Limited)
7 Re-elect Don Argus (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
8 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For
and BHP Billiton
Limited)
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton
plc)
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton
plc)
12 Authority to Repurchase Shares (BHP Mgmt For For For
Billiton
plc)
13 Reduction of Issued Share Capital Mgmt For For For
(April 30,
2010)
14 Reduction of Issued Share Capital Mgmt For For For
(June 17,
2010)
15 Reduction of Issued Share Capital Mgmt For For For
(September 15,
2010)
16 Reduction of Issued Share Capital Mgmt For For For
(November 11,
2010)
17 Remuneration Report Mgmt For For For
18 Equity Grant (CEO Marius Kloppers) Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
Bridgestone
Corporation
Ticker Security ID: Meeting Date Meeting Status
5108 CINS J04578126 03/30/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shohshi Arakawa Mgmt For For For
4 Elect Kazuhisa Nishigai Mgmt For For For
5 Elect Masaaki Tsuya Mgmt For For For
6 Elect Mikio Masunaga Mgmt For For For
7 Elect Kazuo Kakehi Mgmt For For For
8 Elect Toru Tsuda Mgmt For For For
9 Elect Sakie Fukushima Tachibana Mgmt For For For
10 Elect Takao Enkawa Mgmt For For For
11 Elect Katsuji Hayashi Mgmt For For For
12 Election of Alternate Statutory Mgmt For For For
Auditor
13 Retirement Allowances and Special Mgmt For Against Against
Allowances for Statutory
Auditors
14 Statutory Auditors' Fees Mgmt For For For
15 Stock Option Plan Mgmt For For For
Canon
Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/30/2010 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Fujio Mitarai Mgmt For Against Against
3 Elect Tsuneji Uchida Mgmt For For For
4 Elect Toshizo Tanaka Mgmt For For For
5 Elect Toshiaki Ikoma Mgmt For For For
6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For
8 Elect Yasuo Mitsuhashi Mgmt For For For
9 Elect Tomonori Iwashita Mgmt For For For
10 Elect Masahiro Ohsawa Mgmt For For For
11 Elect Shigeyuki Matsumoto Mgmt For For For
12 Elect Katsuichi Shimizu Mgmt For For For
13 Elect Ryohichi Bamba Mgmt For For For
14 Elect Toshio Honma Mgmt For For For
15 Elect Masaki Nakaoka Mgmt For For For
16 Elect Haruhisa Honda Mgmt For For For
17 Elect Hideki Ozawa Mgmt For For For
18 Elect Masaya Maeda Mgmt For For For
19 Elect Shunji Onda Mgmt For For For
20 Elect Kazunori Watanabe Mgmt For Against Against
21 Elect Kuniyoshi Kitamura Mgmt For For For
22 Retirement Allowances for Directors Mgmt For For For
23 Special Allowances for Statutory Mgmt For Against Against
Auditors
24 Bonus Mgmt For For For
25 Stock Option Plan Mgmt For For For
Companhia
Brasileira de
Meios de
Pagamento
Ticker Security ID: Meeting Date Meeting Status
VNET3 CINS P3063Y106 12/14/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Change of Company Name Mgmt For TNA N/A
3 Election of Supervisory Council Mgmt For TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
CSL Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/14/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect John Shine Mgmt For For For
4 Re-elect Antoni Cipa Mgmt For For For
5 Re-elect Maurice Renshaw Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (Executive Directors) Mgmt For For For
8 Renew Partial Takeover Provision Mgmt For For For
Diageo PLC
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/14/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Laurence Danon Mgmt For For For
5 Elect Clive Hollick Mgmt For For For
6 Elect Paul Walsh Mgmt For For For
7 Elect Peggy Bruzelius Mgmt For Against Against
8 Elect Betsey Holden Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 EU Political Donations Mgmt For For For
15 2009 Discretionary Incentive Plan Mgmt For For For
16 2009 Executive Long-Term Incentive Mgmt For For For
Plan
17 2009 International Sharematch Plan Mgmt For For For
18 Authority to Establish International Mgmt For For For
Share
Plans
19 2009 Irish Sharesave Plan Mgmt For For For
20 Amendment to 2008 Executive Share Mgmt For For For
Option
Plan
21 Amendment to 2008 Senior Executive Mgmt For For For
Share Option
Plan
22 Amendment to 1999 Senior Executive Mgmt For For For
Share Option
Plan
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
24 Adoption of New Articles Mgmt For For For
Electricit de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 11/05/2009 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Regarding Mgmt For For For
Stock
Dividend
4 Elect Bruno Lafont Mgmt For For For
5 Elect Henri Proglio Mgmt For Against Against
6 Elect Mirelle Faugere Mgmt For For For
7 Elect Philippe Crouzet Mgmt For For For
8 Elect Lord Michael Jay of Ewelme Mgmt For For For
9 Elect Pierre Mariani Mgmt For For For
10 Forms of Dividend Payment Mgmt For For For
11 Authority to Carry out Formalities Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
Fielmann AG
Ticker Security ID: Meeting Date Meeting Status
FIE CINS D2617N114 07/09/2009 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
Huabao
International
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
336 CINS G4639H106 08/07/2009 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect MA Yun Yan Mgmt For For For
5 Elect WANG Guang Yu Mgmt For For For
6 Elect XIA Li Qun Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
Hyundai Motor
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/12/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors (Slate) Mgmt For Against Against
4 Election of Audit Committee Member: Mgmt For For For
NAM Sung
Il
5 Directors' Fees Mgmt For For For
ICON PLC
Ticker Security ID: Meeting Date Meeting Status
ICON CUSIP 45103T107 07/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ronan Lambe Mgmt For Against Against
3 Elect Peter Gray Mgmt For For For
4 Elect Anthony Murphy Mgmt For For For
5 Authority to Set Auditor's Fees Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
7 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
8 Authority to Repurchase Shares Mgmt For For For
Incitec Pivot
Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/23/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Graham Smorgon Mgmt For For For
4 Re-elect Tony Larkin Mgmt For For For
5 Equity Grant (MD James Fazzino) Mgmt For Against Against
6 Remuneration Report Mgmt For Against Against
Koninklijke KPN
N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/13/2010 Take No Action
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A TNA N/A
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Non-Voting Agenda Item N/A N/A TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Ratification of Management Board Acts Mgmt For TNA N/A
8 Ratification of Supervisory Board Mgmt For TNA N/A
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Amendment to Compensation Policy Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Authority to Repurchase Shares Mgmt For TNA N/A
15 Authority to Cancel Shares Mgmt For TNA N/A
16 Non-Voting Agenda Item N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
Koninklijke
Philips
Electronics
N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N6817P109 03/25/2010 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Mgmt For For For
Acts
10 Elect Gottfried Dutine Mgmt For For For
11 Elect Rudy Provoost Mgmt For For For
12 Elect Andrea Ragnetti Mgmt For For For
13 Elect Steve Rusckowski Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
Marks and
Spencer Group
plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/08/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Stuart Rose Mgmt For For For
5 Elect Jan du Plessis Mgmt For For For
6 Elect Jeremy Darroch Mgmt For For For
7 Elect Sir David Michels Mgmt For For For
8 Elect Louise Patten Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive
Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
15 Republic of Ireland Sharesave Plan Mgmt For For For
2009
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Roles of Chairman and
Chief
Executive
17 Non-Voting Meeting Note N/A N/A N/A N/A
Minth Group
Limited
Ticker Security ID: Meeting Date Meeting Status
425 CINS G6145U109 07/27/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Acquisition Mgmt For For For
Shandong Weigao
Group Medical
Polymer Company
Limited
Ticker Security ID: Meeting Date Meeting Status
8199 CINS Y76810103 08/10/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LO Wai Hung Mgmt For For For
Shandong Weigao
Group Medical
Polymer Company
Limited
Ticker Security ID: Meeting Date Meeting Status
8199 CINS Y76810103 10/09/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Interim Dividends Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Shanghai
Industrial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 01/11/2010 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Feng Tao Mgmt For For For
3 Acquisition of Feng Shun Mgmt For For For
4 Acquisition of Shen-Yu Mgmt For For For
5 Elect QIAN Yi Mgmt For Against Against
Shanghai
Industrial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 08/31/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Disposal Mgmt For For For
Shanghai
Industrial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 09/16/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Disposal Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Shanghai
Industrial
Holdings
Ltd
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 11/16/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Disposal Mgmt For For For
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/26/2010 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratify Peter Loscher Mgmt For For For
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 Ratify Joe Kaeser Mgmt For Against Against
10 Ratify Barbara Kux Mgmt For For For
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Hermann Requardt Mgmt For Against Against
13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For
15 Ratify Gerhard Cromme Mgmt For Against Against
16 Ratify Berthold Huber Mgmt For Against Against
17 Ratify Ralf Heckmann Mgmt For Against Against
18 Ratify Josef Ackermann Mgmt For Against Against
19 Ratify Lothar Adler Mgmt For Against Against
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerd von Brandenstein Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Hans Michael Gaul Mgmt For For For
24 Ratify Peter Gruss Mgmt For For For
25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For
27 Ratify Heinz Hawreliuk Mgmt For Against Against
28 Ratify Harald Kern Mgmt For For For
29 Ratify Nicola Leibinger-Kammuller Mgmt For For For
30 Ratify Werner Monius Mgmt For For For
31 Ratify Hakan Samuelsson Mgmt For For For
32 Ratify Dieter Scheitor Mgmt For For For
33 Ratify Rainer Sieg Mgmt For For For
34 Ratify Birgit Steinborn Mgmt For Against Against
35 Ratify Iain Vallance of Tummel Mgmt For Against Against
36 Ratify Sibylle Wankel Mgmt For For For
37 Approval of Compensation Policy Mgmt For Against Against
38 Appointment of Auditor Mgmt For For For
39 Authority to Repurchase Shares Mgmt For For For
40 Authority to Repurchase Shares using Mgmt For For For
Equity
Derivatives
41 Authority to Issue Convertible Bonds Mgmt For For For
42 Amendments to Articles Mgmt For For For
43 Agreement with Karl-Hermann Baumann Mgmt For For For
44 Agreement with Johannes Feldmayer Mgmt For For For
45 Agreement with Klaus Kleinfeld Mgmt For For For
46 Agreement with Edward Krubasik Mgmt For For For
47 Agreement with Rudi Lamprecht Mgmt For For For
48 Agreement with Heinrich von Pierer Mgmt For For For
49 Agreement with Jurgen Radomski Mgmt For For For
50 Agreement with Uriel Sharef Mgmt For For For
51 Agreement with Klaus Wucherer Mgmt For For For
52 Approval of D&O Insurance Settlement Mgmt For For For
Agreement
53 Shareholder Proposal Regarding ShrHoldr Against Against For
Supervisory Board
Compensation
54 Shareholder Proposal Regarding ShrHoldr Against Against For
Amending the Corporate
Purpose
Singapore
Exchange
Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 10/13/2009 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Joseph Yuvaraj Pillay Mgmt For For For
4 Elect Euleen GOH Yiu Kiang Mgmt For For For
5 Elect HO Tian Yee Mgmt For For For
6 Elect LOW Check Kian Mgmt For For For
7 Elect Robert Owen Mgmt For For For
8 Elect LIEW Mun Leong Mgmt For Against Against
9 Directors' Fees for Joseph Yuvaraj Mgmt For For For
Pillay
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares and Grant Mgmt For For For
Awards under Employee Incentive
Plans
14 Non-Voting Agenda Item N/A N/A N/A N/A
Singapore
Exchange
Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 10/13/2009 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Repurchase Shares Mgmt For For For
SSL
International
PLC
Ticker Security ID: Meeting Date Meeting Status
SSL CINS G8401X108 07/23/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian Adamson Mgmt For For For
5 Elect Mark Moran Mgmt For For For
6 Elect Gerald Corbett Mgmt For Against Against
7 Elect Peter Johnson Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 Sharesave Plan 2009 Mgmt For For For
11 Authority to Increase Authorized Mgmt For For For
Capital
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Toyo Tanso
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
5310 CINS J92689108 08/28/2009 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Stock Option Plan Mgmt For For For
4 Bonus Mgmt For For For
5 Retirement Allowances for Directors Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 01/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Co-Option of Mgmt For For For
Alternate Board
Member
2 Merger Agreement Mgmt For For For
3 Ratification of Appointment of Mgmt For For For
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
Vodafone Group
plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Vodafone Group
PLC
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/28/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John R.H. Bond Mgmt For For For
3 Elect John Buchanan Mgmt For For For
4 Elect Vittorio Colao Mgmt For For For
5 Elect Michel Combes Mgmt For For For
6 Elect Andy Halford Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For Against Against
10 Elect Anne Lauvergeon Mgmt For Against Against
11 Elect Simon Murray Mgmt For For For
12 Elect Steve Pusey Mgmt For For For
13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Elect Philip Yea Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Directors' Remuneration Report Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Amendment to Articles Regarding Mgmt For For For
Dividend
Payments
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
Worleyparsons
Limited
Ticker Security ID: Meeting Date Meeting Status
WOR CINS Q9857K102 10/27/2009 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect Erich Fraunschiel Mgmt For For For
4 Re-elect William Hall Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (Executive Directors) Mgmt For For For
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
763 CINS Y0004F105 12/29/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Specific System for Selection and Mgmt For For For
Appointment of Accountants'
Firms
2 Framework Purchase Agreement Mgmt For For For
3 Provision of Performance Guarantee Mgmt For For For
for Wholly-owned Subsidiary ZTE
Telecom India Private
Limited
Item 1: Proxy Voting Record
Fund Name : U.S. Small to Mid Cap Growth Fund
07/01/2009 - 04/09/2010
In all markets, for all statuses, for
Key-
ArvinMeritor,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 043353101 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ivor Evans Mgmt For For For
1.2 Elect Charles McClure, Jr. Mgmt For For For
1.3 Elect William Newlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2010 Long-Term Incentive Plan Mgmt For Against Against
4 Amendment to the Incentive Mgmt For For For
Compensation
Plan
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Rohr Mgmt For For For
2 Elect Theodore Solso Mgmt For For For
3 Elect Michael Ward Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Atwood Oceanics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ATW CUSIP 050095108 02/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect Robert Burgess Mgmt For For For
1.3 Elect George Dotson Mgmt For For For
1.4 Elect Jack Golden Mgmt For For For
1.5 Elect Hans Helmerich Mgmt For For For
1.6 Elect James Montague Mgmt For For For
1.7 Elect Robert Saltiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Bally
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BYI CUSIP 05874B107 12/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Robbins Mgmt For For For
2 2010 Long Term Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Bristow Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Charles Bolden, Jr. Mgmt For For For
1.3 Elect Stephen Cannon Mgmt For For For
1.4 Elect Jonathan Cartwright Mgmt For For For
1.5 Elect William Chiles Mgmt For For For
1.6 Elect Michael Flick Mgmt For For For
1.7 Elect Thomas Knudson Mgmt For For For
1.8 Elect Ken Tamblyn Mgmt For For For
1.9 Elect William Wyatt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Cellcom Israel
Ltd.
Ticker Security ID: Meeting Date Meeting Status
CEL CUSIP M2196U109 09/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ami Erel Mgmt For Against Against
2 Elect Shay Livnat Mgmt For For For
3 Elect Raanan Cohen Mgmt For For For
4 Elect Avraham Bigger Mgmt For For For
5 Elect Rafi Bisker Mgmt For Against Against
6 Elect Shlomo Waxe Mgmt For For For
7 Elect Haim Gavrieli Mgmt For Against Against
8 Elect Ari Bronshtein Mgmt For For For
9 Elect Tal Raz Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
Compuware
Corporation
Ticker Security ID: Meeting Date Meeting Status
CPWR CUSIP 205638109 08/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Archer Mgmt For Withhold Against
1.2 Elect Gurminder Bedi Mgmt For For For
1.3 Elect William Grabe Mgmt For For For
1.4 Elect William Halling Mgmt For For For
1.5 Elect Peter Karmanos, Jr. Mgmt For For For
1.6 Elect Faye Alexander Nelson Mgmt For For For
1.7 Elect Glenda Price Mgmt For For For
1.8 Elect W. James Prowse Mgmt For Withhold Against
1.9 Elect G. Scott Romney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Shareholder Rights Plan Mgmt For Against Against
Cyberonics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYBX CUSIP 23251P102 09/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Guy Jackson Mgmt For Withhold Against
1.2 Elect Joseph Laptewicz Mgmt For For For
1.3 Elect Daniel Moore Mgmt For For For
1.4 Elect Hugh Morrison Mgmt For For For
1.5 Elect Alfred Novak Mgmt For For For
1.6 Elect Arthur Rosenthal Mgmt For Withhold Against
1.7 Elect Reese Terry, Jr. Mgmt For Withhold Against
2 2009 Stock Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
E-House (China)
Holdings
Ltd.
Ticker Security ID: Meeting Date Meeting Status
EJ CUSIP 26852W103 12/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Janjun Zang Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 10/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Raina Mgmt For For For
2 Elect Hans Benz Mgmt For For For
3 Elect Pavan Bhalla Mgmt For Against Against
4 Elect Neil Eckert Mgmt For Against Against
5 Elect Rolf Herter Mgmt For For For
6 Elect Hans Ueli Keller Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 12/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For Against Against
Energizer
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29266R108 01/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect R. David Hoover Mgmt For Withhold Against
1.2 Elect John Hunter Mgmt For For For
1.3 Elect John Klein Mgmt For Withhold Against
1.4 Elect John Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Haemonetics
Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald Gelbman Mgmt For For For
1.2 Elect Brad Nutter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Hewitt
Associates,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HEW CUSIP 42822Q100 01/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Judson Green Mgmt For For For
1.2 Elect Michael Greenlees Mgmt For For For
1.3 Elect Steven Stanbrook Mgmt For For For
1.4 Elect Stacey Mobley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HILL-ROM
HOLDINGS,
INC.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 03/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Giertz Mgmt For For For
1.2 Elect Katherine Napier Mgmt For For For
1.3 Elect Ronald Malone Mgmt For For For
1.4 Elect Eduardo Menasce Mgmt For For For
1.5 Elect John Greisch Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Elimination of Supermajority Vote Mgmt For For For
Requirements
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Ratification of Auditor Mgmt For For For
Himax
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HIMX CUSIP 43289P106 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors (Slate) Mgmt For For For
3 Increase in Authorized Capital, Mgmt For For For
Bonus Issue and Share
Consolidation
4 Amendment to Share Class Rights Mgmt For For For
5 Misc. Proposal Regarding Capital Mgmt For For For
6 Transaction of Other Business Mgmt For Against Against
Iconix Brand
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ICON CUSIP 451055107 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Neil Cole Mgmt For For For
1.2 Elect Barry Emanuel Mgmt For For For
1.3 Elect Steven Mendelow Mgmt For For For
1.4 Elect Drew Cohen Mgmt For Withhold Against
1.5 Elect F. Peter Cuneo Mgmt For For For
1.6 Elect Mark Friedman Mgmt For For For
1.7 Elect James Marcum Mgmt For For For
2 2009 Equity Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Integrated
Device
Technology,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IDTI CUSIP 458118106 09/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Schofield Mgmt For For For
1.2 Elect Lewis Eggebrecht Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Donald Schrock Mgmt For For For
1.6 Elect Ron Smith Mgmt For For For
1.7 Elect Theodore Tewksbury Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 One-time Option Exchange Program Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
Macrovision
Solutions
Corporation
Ticker Security ID: Meeting Date Meeting Status
MVSN CUSIP 55611C108 07/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alfred Amoroso Mgmt For For For
1.2 Elect Andrew Ludwick Mgmt For For For
1.3 Elect Alan Earhart Mgmt For For For
1.4 Elect Robert Majteles Mgmt For For For
1.5 Elect James Meyer Mgmt For Withhold Against
1.6 Elect James O'Shaughnessy Mgmt For For For
1.7 Elect Ruthann Quindlen Mgmt For For For
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Mentor Graphics
Corporation
Ticker Security ID: Meeting Date Meeting Status
MENT CUSIP 587200106 12/14/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 One-Time Option Exchange Program Mgmt For Against Against
MF Global Ltd.
Ticker Security ID: Meeting Date Meeting Status
MF CUSIP G60642108 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alison Carnwath Mgmt For For For
2 Elect Bernard Dan Mgmt For For For
3 Elect Eileen Fusco Mgmt For For For
4 Elect Martin Glynn Mgmt For For For
5 Elect Edward Goldberg Mgmt For Against Against
6 Elect David Schamis Mgmt For For For
7 Elect Lawrence Schloss Mgmt For For For
8 Elect Robert Sloan Mgmt For Against Against
9 One-Time Employee Share Option Mgmt For Against Against
Exchange
Program
10 Ratification of Auditor Mgmt For For For
Net 1 UEPS
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UEPS CUSIP 64107N206 11/25/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Serge Belamant Mgmt For For For
1.2 Elect Herman Kotze Mgmt For Withhold Against
1.3 Elect Christopher Seabrooke Mgmt For Withhold Against
1.4 Elect Antony Ball Mgmt For For For
1.5 Elect Alasdair Pein Mgmt For For For
1.6 Elect Paul Edwards Mgmt For For For
1.7 Elect Tom Tinsley Mgmt For For For
2 Amendment to the 2004 Stock Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Nuance
Communications,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Paul Ricci Mgmt For For For
2 Elect Robert Teresi Mgmt For For For
3 Elect Robert Frankenberg Mgmt For For For
4 Elect Katharine Martin Mgmt For Against Against
5 Elect Patrick Hackett Mgmt For For For
6 Elect William Janeway Mgmt For For For
7 Elect Mark Myers Mgmt For For For
8 Elect Philip Quigley Mgmt For For For
9 Amendment to the 2000 Stock Plan Mgmt For For For
10 Amendment to the 1995 Employee Stock Mgmt For For For
Purchase
Plan
11 Ratification of Auditor Mgmt For For For
NVE Corporation
Ticker Security ID: Meeting Date Meeting Status
NVEC CUSIP 629445206 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Terrence Glarner Mgmt For For For
1.2 Elect Daniel Baker Mgmt For For For
1.3 Elect James Hartman Mgmt For For For
1.4 Elect Patricia Hollister Mgmt For For For
1.5 Elect Robert Irish Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Parametric
Technology
Corporation
Ticker Security ID: Meeting Date Meeting Status
PMTC CUSIP 699173209 03/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Lacy Mgmt For For For
1.2 Elect Michael Porter Mgmt For Withhold Against
1.3 Elect Robert Schechter Mgmt For For For
2 2009 Executive Cash Incentive Mgmt For For For
Performance
Plan
3 Amendment to the 2000 Equity Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
Red Hat, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHT CUSIP 756577102 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Micheline Chau Mgmt For For For
1.2 Elect Marye Anne Fox Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ResMed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Farrell Mgmt For For For
2 Elect Gary Pace Mgmt For Against Against
3 Elect Ronald Taylor Mgmt For For For
4 Amendment to the 2006 Incentive Mgmt For For For
Award
Plan
5 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
RF Micro
Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RFMD CUSIP 749941100 07/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter Wilkinson, Jr. Mgmt For For For
1.2 Elect Robert Bruggeworth Mgmt For For For
1.3 Elect Daniel DiLeo Mgmt For For For
1.4 Elect Jeffrey Gardner Mgmt For For For
1.5 Elect John Harding Mgmt For For For
1.6 Elect Masood Jabbar Mgmt For For For
1.7 Elect Casimir Skrzypczak Mgmt For For For
1.8 Elect Erik van der Kaay Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/29/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Anderson Mgmt For For For
1.2 Elect Robert Currey Mgmt For Withhold Against
1.3 Elect Lawrence Gellerstedt, III Mgmt For For For
1.4 Elect John Spiegel Mgmt For For For
1.5 Elect J. Powell Brown Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Sanmina-SCI
Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 800907206 02/08/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Neil Bonke Mgmt For For For
2 Elect Alain Couder Mgmt For For For
3 Elect John Goldsberry Mgmt For For For
4 Elect Joseph Licata, Jr. Mgmt For For For
5 Elect Jean Manas Mgmt For For For
6 Elect Mario Rosati Mgmt For Against Against
7 Elect A. Eugene Sapp, Jr. Mgmt For For For
8 Elect Wayne Shortridge Mgmt For For For
9 Elect Jure Sola Mgmt For For For
10 Elect Jacqueline Ward Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2009 Incentive Plan Mgmt For For For
STERIS
Corporation
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP 859152100 07/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Robert Fields Mgmt For For For
1.4 Elect Jacqueline Kosecoff Mgmt For For For
1.5 Elect Kevin McMullen Mgmt For For For
1.6 Elect Walter Rosebrough, Jr. Mgmt For For For
1.7 Elect Mohsen Sohi Mgmt For Withhold Against
1.8 Elect John Wareham Mgmt For For For
1.9 Elect Loyal Wilson Mgmt For For For
1.10 Elect Michael Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
The Children's
Place Retail
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCE CUSIP 168905107 07/31/2009 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raphael Benaroya Mgmt N/A TNA N/A
1.2 Elect Jeremy Fingerman Mgmt N/A TNA N/A
1.3 Elect Ross Glickman Mgmt N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A
Repeal of Bylaw
Amendments
The Children's
Place Retail
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PLCE CUSIP 168905107 07/31/2009 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Malcolm Elvey Mgmt For For For
1.2 Elect Sally Kasaks Mgmt For For For
1.3 Elect Norman Matthews Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Repeal of Bylaw
Amendments
The Scotts
Miracle-Gro
Company
Ticker Security ID: Meeting Date Meeting Status
SMG CUSIP 810186106 01/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Baker Mgmt For For For
1.2 Elect Joseph Flannery Mgmt For For For
1.3 Elect Katherine Littlefield Mgmt For For For
1.4 Elect Adam Hanft Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
VistaPrint
Limited
Ticker Security ID: Meeting Date Meeting Status
VPRT CUSIP G93762204 08/06/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Reincorporation from Bermuda to the Mgmt For For For
Netherlands
Xyratex Ltd
Ticker Security ID: Meeting Date Meeting Status
XRTX CUSIP G98268108 03/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andrew Sukawaty Mgmt For For For
1.2 Elect Ernest Sampias Mgmt For For For
1.3 Elect Mike Windram Mgmt For For For
2 Appointment of Auditor Mgmt For For For
Item 1: Proxy Voting Record -
Fund Name :Emerging Markets Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
3I Infotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
3IINFOTECH CINS Y88006104 07/28/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend on Preference Shares Mgmt For For For
3 Dividend on Equity Shares Mgmt For Abstain Against
4 Re-elect Samir Mitter Mgmt For For For
5 Retirement of Suresh Kumar Mgmt For For For
6 Retirement of Sankaran Mgmt For For For
Santhanakrishnan
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Elect Dileep Choksi Mgmt For For For
9 Elect Mahadevan Chandrasekaran Mgmt For For For
10 Directors' Commission Mgmt For For For
11 Retention Incentive to Amar Mgmt For For For
Chintopanth
12 Retention Incentive to Anirudh Mgmt For For For
Prabhakaran
13 Amendments to Articles Mgmt For For For
3i Infotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
3IINFOTECH CINS Y88006104 08/29/2009 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Share and Mgmt For For For
Convertible Debt
Instruments
5 Non-Voting Agenda Item N/A N/A N/A N/A
America Movil
SAB de
CV
Ticker Security ID: Meeting Date Meeting Status
AMXL CUSIP 02364W105 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Tender Offers to Acquire Carso Mgmt N/A N/A N/A
Global Telecom and Telmex
International
2 Election of Meeting Delegates Mgmt N/A N/A N/A
Astra
International
Ticker Security ID: Meeting Date Meeting Status
CINS Y7117N149 03/01/2010 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors (Slate) Mgmt For Abstain Against
Asya Katilim
Bankasi
Ticker Security ID: Meeting Date Meeting Status
ASYAB CINS M15323104 03/20/2010 Take No Action
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Opening; Election of Presiding Board Mgmt For TNA N/A
3 Minutes Mgmt For TNA N/A
4 Reports Mgmt For TNA N/A
5 Accounts Mgmt For TNA N/A
6 Ratification of Co-option of Board Mgmt For TNA N/A
Members
7 Ratification of Board and Statutory Mgmt For TNA N/A
Auditors'
Acts
8 Directors and Statutory Auditors' Mgmt For TNA N/A
Fees
9 Election of High Advisory Board and Mgmt For TNA N/A
Authority to Set
Fees
10 Appointment of Auditor Mgmt For TNA N/A
11 Charitable Donations Mgmt For TNA N/A
12 Disclosure Policy Mgmt For TNA N/A
13 Related Party Transactions Mgmt For TNA N/A
14 Closing Mgmt For TNA N/A
Aurobindo Pharma
Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527134 01/20/2010 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
3 Authorization of Legal Formalities Mgmt For For For
Aurobindo Pharma
Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROBINDOP CINS Y04527134 12/23/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect M. Sivakumaran Mgmt For For For
4 Re-elect M. Madan Mohan Reddy Mgmt For For For
5 Re-elect M. Sitarama Murthy Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Amendment to Compensation of P.V. Mgmt For For For
Ramprasad
Reddy
8 Amendment to Compensation of K. Mgmt For For For
Nithyananda
Reddy
9 Amendment to Compensation of M. Mgmt For For For
Sivakumaran
10 Re-appointment of M. Sivakumaran as Mgmt For For For
a Wholetime Director; Approval of
Compensation
11 Re-appointment of M. Madan Mohan Mgmt For For For
Reddy as a Wholetime Director;
Approval of
Compensation
12 Appointment of K. Kirthi Reddy; Mgmt For For For
Approval of
Compensation
13 Appointment of Vishnu M. Sriram as Mgmt For For For
Associate Vice President; Approval
of
Compensation
14 Elect Duvvuru Reddy Mgmt For For For
Aveng Limited
Ticker Security ID: Meeting Date Meeting Status
AEG CINS S0805F129 10/23/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dennis Gammie Mgmt For For For
3 Elect Rick Hogben Mgmt For For For
4 Elect David Robinson Mgmt For For For
5 Elect Nkululeko Sowazi Mgmt For Against Against
6 Elect Simon Scott Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Amendments to Articles Regarding Mgmt For For For
Retirement
Age
11 Non-Voting Meeting Note N/A N/A N/A N/A
Axis Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
532215 CINS Y0487S103 09/08/2009 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Shikha Sharma as Mgmt For For For
Managing Director and CEO; Approval
of
Compensation
3 Appointment of M.M. Agrawal as Mgmt For For For
Deputy Managing Director; Approval
of
Compensation
4 Board Size Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Issuance of Shares w/o Preemptive Mgmt For For For
Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
Balrampur Chini
Mills
Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 01/29/2010 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Naresh Chandra Mgmt For For For
4 Re-elect Kishor Shah Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
6 Elect R. Vasudevan Mgmt For For For
7 Directors' Commission Mgmt For For For
Banco Bradesco
S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC4 CINS P1808G117 03/10/2010 Take No Action
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Election of Supervisory Council Mgmt For TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
Banco do Brasil
SA
Ticker Security ID: Meeting Date Meeting Status
BBAS3 CINS P11427112 11/30/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Protocol and Justification of Merger Mgmt For TNA N/A
4 Approve and Ratify Valuation Experts Mgmt For TNA N/A
5 Approve Valuation Reports Mgmt For TNA N/A
6 Approve Merger Mgmt For TNA N/A
7 Authorize Capital Increase Mgmt For TNA N/A
8 Amend the Article 7 of the Corporate Mgmt For TNA N/A
Bylaws of Banco Do Brasil
S.A.
BANK OF CHINA
LIMITED
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 03/19/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Type of Securities to be Issued Mgmt For For For
6 Issue Size Mgmt For For For
7 Par Value and Issue Price Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Interest Payment Mgmt For For For
11 Conversion Period Mgmt For For For
12 Conversion Price and Adjustment Mgmt For For For
13 Downward Adjustment to Conversion Mgmt For For For
Price
14 Conversion Method of Fractional Share Mgmt For For For
15 Terms of Redemption Mgmt For For For
16 Redemption at the Option of the Bond Mgmt For For For
Holders
17 Dividend Rights of the Rear of Mgmt For For For
Conversion
18 Method of Issuance and Target Mgmt For For For
Subscribers
19 Subscription Arrangement for the Mgmt For For For
Existing A
Shareholders
20 Bond Holders and Meetings Mgmt For For For
21 Use of Proceeds from the Issuance of Mgmt For For For
the Convertible
Bonds
22 Special Provisions in Relation to Mgmt For For For
Supplementary
Capital
23 Guarantee and Security Mgmt For For For
24 Validity Period Mgmt For For For
25 Matters Relating to authorization of Mgmt For For For
Board of
Directors
26 Capital Management Plan Mgmt For For For
27 Feasibility Report on Use of Mgmt For For For
Proceeds from Issuance of
Convertible
Bonds
28 Utilization Report on Use of Mgmt For For For
Proceeds from Previous Issuance of
Securities
29 Elect LI Jun as Supervisor Mgmt For Against Against
30 Non-Voting Meeting Note N/A N/A N/A N/A
Bharat Petroleum
Corp.
Limited
Ticker Security ID: Meeting Date Meeting Status
BPCL CINS Y0882Z116 09/08/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Narayana Venkiteswaran Mgmt For For For
4 Re-elect Pradeep Sinha Mgmt For Against Against
5 Elect T. Balakrishnan Mgmt For For For
Birla
Corporation
Limited
Ticker Security ID: Meeting Date Meeting Status
BIRLACORP CINS Y0902X117 08/24/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Pracheta Majumdar Mgmt For For For
4 Elect Vikram Swarup Mgmt For For For
5 Elect Brij Behari Tandon Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
7 Board Vacancy Mgmt For For For
8 Amendment to B R Nahar's Compensation Mgmt For Abstain Against
9 Appointment of B R Nahar as CEO Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
Bumiputra-Commerc
e Holding
Bhd
Ticker Security ID: Meeting Date Meeting Status
COMMERZ CINS Y1002C102 09/04/2009 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
Cemex S.A.B. de
C.V.
Ticker Security ID: Meeting Date Meeting Status
CEMEX CUSIP 151290889 09/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Increase Share Capital Mgmt For For For
and Issue Convertible Bonds w/o
Preemptive
Rights
Cemex S.A.B. de
C.V.
Ticker Security ID: Meeting Date Meeting Status
CEMEX CUSIP 151290889 09/04/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authority to Increase Share Capital Mgmt For For For
and Issue Convertible Bonds w/o
Preemptive
Rights
China
Agri-Industries
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 12/03/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Services Agreement Mgmt For For For
3 Entrustment Loan Framework Agreement Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
China
Pharmaceutical
Group
Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y15018131 07/03/2009 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Asset Swap Agreement Mgmt For For For
China Resources
Land
Limited
Ticker Security ID: Meeting Date Meeting Status
1109 CINS G2108Y105 08/28/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
China Shanshui
Cement Group
Limited
Ticker Security ID: Meeting Date Meeting Status
0691 CINS G2116M101 09/02/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
Companhia de
Saneamento
Basico do
Estado de Sao
Paulo
SA
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 10/29/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Authority to Issue Debentures Mgmt For For For
3 Authority to Set Terms of Debentures Mgmt For For For
4 Authority to Modify Terms of Mgmt For For For
Debentures
5 Authority to Carry Out Formalities Mgmt For For For
Cosan SA
Industria e
Comercio
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 09/14/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
Cosan SA
Industria e
Comercio
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 12/10/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 02/01/2010 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Stock Split Mgmt For TNA N/A
4 Reconciliation of Share Capital Mgmt For TNA N/A
5 Increase in Authorized Capital Mgmt For TNA N/A
6 Consolidated Articles of Association Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 09/01/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Directors Mgmt For TNA N/A
5 Merger by Absorption Mgmt For TNA N/A
6 Merger Agreement Mgmt For TNA N/A
7 Ratification of Appointment of Mgmt For TNA N/A
Appraiser
8 Valuation Report Mgmt For TNA N/A
9 Authority to Carry Out Formalities Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 12/01/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Merger by Absorption Mgmt For TNA N/A
4 Merger Agreement Mgmt For TNA N/A
5 Ratification of Appointment of Mgmt For TNA N/A
Appraiser
6 Valuation Report Mgmt For TNA N/A
7 Authority to Carry Out Formalities Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 12/01/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Merger by Absorption Mgmt For TNA N/A
4 Merger Agreement Mgmt For TNA N/A
5 Ratification of Appointment of Mgmt For TNA N/A
Appraiser
6 Valuation Report Mgmt For TNA N/A
7 Authority to Carry Out Formalities Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 12/28/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Stock Split Mgmt For TNA N/A
4 Amendments to Articles Regarding Mgmt For TNA N/A
Share
Capital
5 Amendments to Articles Regarding Mgmt For TNA N/A
Authorized
Capital
6 Consolidated Articles of Association Mgmt For TNA N/A
Diagnosticos da
America
SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 12/31/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Merger by Absorption Mgmt For TNA N/A
4 Merger Agreement Mgmt For TNA N/A
5 Ratification of Appointment of Mgmt For TNA N/A
Appraiser
6 Valuation Report Mgmt For TNA N/A
7 Authority to Carry Out Formalities Mgmt For TNA N/A
Enersis
Ticker Security ID: Meeting Date Meeting Status
ENERSIS CUSIP 29274F104 04/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors Mgmt For Abstain Against
4 Directors' Fees Mgmt For Abstain Against
5 Directors' Committee Fees and Budget Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For Abstain Against
7 Appointment of Account Inspectors Mgmt For Abstain Against
8 Appointment of Risk Rating Agency Mgmt For Abstain Against
9 Investment and Finance Policy Mgmt For For For
10 Transaction of Other Business Mgmt For Against Against
11 Authority to Carry Out Formalities Mgmt For For For
12 Amendments to Articles Mgmt For Abstain Against
13 Authority to Carry Out Formalities Mgmt For For For
Evraz Group SA
Ticker Security ID: Meeting Date Meeting Status
EVR CINS 30050A202 07/31/2009 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Report of the Board of Directors Mgmt For For For
2 Authority to Increase Authorized Mgmt For Against Against
Share
Capital
3 Authority to Repurchase Shares Mgmt For For For
Global
Investment
House
KSCC
Ticker Security ID: Meeting Date Meeting Status
GLOBAL CINS 37948V207 01/12/2010 Voted
Meeting Type Country of Trade
Annual Kuwait
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Spin-off Principal Investment Mgmt For For For
Business to a Wholly Owned
Subsidiary
2 Spin-off Real Estate Assets to a Mgmt For For For
Wholly Owned
Subsidiary
3 Approval to Pledge Principal Mgmt For For For
Investment Business and Real Estate
Assets in Favor of the Company's
Financiers
Golden Eagle
Retail Group
Limited
Ticker Security ID: Meeting Date Meeting Status
3308 CINS G3958R109 12/18/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreement Mgmt For For For
3 Lease Agreement Mgmt For For For
4 Proposed Annual Caps for Lease Mgmt For For For
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
GS Engineering &
Construction
Corp.
Ticker Security ID: Meeting Date Meeting Status
006360 cins Y2901E108 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Honam
Petrochemicals
Corp.
Ticker Security ID: Meeting Date Meeting Status
011170 CINS Y3280U101 10/23/2009 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Merger Mgmt For For For
Huaku
Construction
Corp.
Ticker Security ID: Meeting Date Meeting Status
2548 CINS Y3742X107 05/26/2010 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Increase Paid-in Capital Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Procedural Rules for Mgmt For For For
Acquisition/Disposal of
Assets
9 Extraordinary Motions Mgmt For Against Against
Hynix
Semiconductor
Inc.
Ticker Security ID: Meeting Date Meeting Status
000660 CINS Y3817W109 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Hyundai Motor
Company
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/12/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors (Slate) Mgmt For Against Against
4 Election of Audit Committee Member: Mgmt For For For
NAM Sung
Il
5 Directors' Fees Mgmt For For For
Impala Platinum
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/22/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dawn Earp Mgmt For For For
3 Elect Khotso Mokhele Mgmt For For For
4 Elect Thandi Orleyn Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Increase Non-Executive Directors' Mgmt For For For
Fees
7 Amendments to Morokotso Trust Deed Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
Imperial
Holdings
Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 11/03/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Fees (2009) Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Roy McAlpine Mgmt For For For
5 Elect Oshy Tugendhaft Mgmt For Against Against
6 Elect Phumzile Langeni Mgmt For For For
7 Directors' Fees (2010) Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 General Authority to Issue Shares Mgmt For For For
10 General Authority to Issue Mgmt For For For
Non-Redeemable Preference
Shares
11 Amendment to the Share Incentive Mgmt For For For
Schemes
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
Industrial &
Commercial Bank
Of
China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS ADPV10686 09/02/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Capital Injection Mgmt For For For
Industrial &
Commercial Bank
Of
China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS ADPV10686 11/27/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Elect Malcolm McCarthy Mgmt For For For
3 Elect Kenneth CHUNG Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
Industrial &
Commercial Bank
of China (Asia)
Limited (ICBC
Asia)
Ticker Security ID: Meeting Date Meeting Status
0349 CINS ADPV10686 04/08/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect WANG Lili Mgmt For For For
2 Fixed Assets Investment Budget Mgmt For Abstain Against
Israel Chemicals
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 07/20/2009 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Agreement Mgmt For For For
Israel Chemicals
Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/25/2009 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Election of Directors Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Elect Miriam Haran Mgmt For For For
6 Elect Yair Orgler Mgmt For For For
7 Indemnification of Dr. Haran Mgmt For For For
8 External Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
Kazakhmys PLC
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 01/11/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Proposed Sale of Equity Interest Mgmt For For For
KB Financial
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
105560 CINS Y46007103 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 12/09/2009 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening Mgmt For For For
3 Election of Presiding Chairman Mgmt For For For
4 Compliance with Rules of Convocation Mgmt For For For
5 Agenda Mgmt For For For
6 Amendments to Statutes Mgmt For For For
7 Closing Mgmt For For For
KGI Securities
Co.
Ltd.
Ticker Security ID: Meeting Date Meeting Status
6008 CINS Y47572139 07/23/2009 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Merger & Acquisition Mgmt For For For
2 Private Placement Mgmt For Against Against
Kia Motors
Corporation
Ticker Security ID: Meeting Date Meeting Status
000270 CINS Y47601102 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For Against Against
5 Election of Aduit Committee Member: Mgmt For Against Against
CHO Dong
Sung
6 Directors' Fees Mgmt For For For
Korea Zinc Inc
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 02/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors (Slate) Mgmt For For For
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
LG Chem Ltd
Ticker Security ID: Meeting Date Meeting Status
051910 CINS Y52758102 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Members Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
LG Display Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
034220 CINS Y5255T100 03/12/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For Against Against
5 Election of Audit Committee Member: Mgmt For For For
AHN Tae
Sik
6 Directors' Fees Mgmt For For For
LG Telecom
Ticker Security ID: Meeting Date Meeting Status
032640 CINS Y5276R125 11/27/2009 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Election of Directors (Slate) Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
LG Telecom, Ltd.
Ticker Security ID: Meeting Date Meeting Status
032640 CINS Y5276R125 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
Lotte Shopping
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
023530 CINS Y5346T119 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For Against Against
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Election of Independent Directors Mgmt For For For
(Slate)
5 Election of Executive Directors Mgmt For For For
(Slate)
6 Election of Audit Committee Members Mgmt For For For
(Slate)
7 Directors' Fees Mgmt For For For
Lotte Shopping
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
023530 CINS Y5346T119 11/20/2009 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
Magnitogorsk
Iron & Steel
Works
Ticker Security ID: Meeting Date Meeting Status
MAGN CINS 559189204 12/26/2009 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Transactions Mgmt For For For
3 Related Party Transactions Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
Makhteshim-Agan
Industries
Ltd.
Ticker Security ID: Meeting Date Meeting Status
MAIN CINS M67888103 07/05/2009 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
4 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set
Fees
5 Elect Dov Peckleman Mgmt For Abstain Against
6 Elect Nochi Dankner Mgmt For Abstain Against
7 Elect Zvi Livnat Mgmt For Abstain Against
8 Elect Itshak Manor Mgmt For Abstain Against
9 Elect Ra'anan Cohen Mgmt For Abstain Against
10 Elect Haim Gavrieli Mgmt For Abstain Against
11 Elect Ami Arel Mgmt For Abstain Against
12 Elect Avi Fisher Mgmt For Abstain Against
13 Elect Dov Peckleman Mgmt For Abstain Against
14 Elect Harmona Shorek Mgmt For Abstain Against
15 Increase Remuneration of Directors Mgmt For Abstain Against
Arel, Fisher, Peckleman and Shorek
to the Maximum Permitted by
Law
Maruti Suzuki
India
Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 09/02/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Re-elect Ravindra Bhargava Mgmt For For For
4 Re-elect Pallavi Shroff Mgmt For Against Against
5 Re-elect Shuji Oishi Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Amendment to Executives' Compensation Mgmt For For For
8 Re-appointment of Shuji Oishi as Mgmt For For For
Director and Managing Executive
Officer; Approval of
Compensation
9 Amendments to Articles Mgmt For Abstain Against
Minth Group
Limited
Ticker Security ID: Meeting Date Meeting Status
425 CINS G6145U109 07/27/2009 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Acquisition Mgmt For For For
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/28/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Lambert Retief Mgmt For For For
6 Elect Steve Pacak Mgmt For For For
7 Elect Francine-Ann du Plessis Mgmt For For For
8 Elect Rachel Jafta Mgmt For For For
9 Elect Fred Phaswana Mgmt For For For
10 General Authority to Issue Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
12 Authority to Repurchase "N" Shares Mgmt For For For
13 Authority to Repurchase "A" Shares Mgmt For For For
14 Authorisation of Legal Formalities Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
Orion Corp.
Ticker Security ID: Meeting Date Meeting Status
001800 CINS Y88860104 02/05/2010 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect KANG Won Gee Mgmt For For For
Orion Corp.
Ticker Security ID: Meeting Date Meeting Status
001800 CINS Y88860104 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Election of Directors (Slate) Mgmt For For For
5 Corporate Auditor's Fees Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditor's Fees Mgmt For For For
8 Amendments to Executive Officer Mgmt For Against Against
Retirement Allowance
Policy
PDG Realty S.A.
Empreendimentos
e
Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 08/31/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Authority to Issue Debentures Mgmt For TNA N/A
4 Authority to Set the Terms of the Mgmt For TNA N/A
Issuance
5 Authority to Carry Out Formalities Mgmt For TNA N/A
6 Ratification of Board Acts Mgmt For TNA N/A
7 Stock Split Mgmt For TNA N/A
8 Reconciliation of Share Capital Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
PDG Realty S.A.
Empreendimentos
e
Participacoes
Ticker Security ID: Meeting Date Meeting Status
PDGR3 CINS P7649U108 09/09/2009 Take No Action
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Stock Split Mgmt For TNA N/A
4 Reconciliation of Share Capital Mgmt For TNA N/A
POSCO
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 02/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Directors' Fees Mgmt For For For
Punjab National
Bank
Ltd.
Ticker Security ID: Meeting Date Meeting Status
PNB CINS Y7162Z104 07/29/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
Reliance
Industries
Ltd
Ticker Security ID: Meeting Date Meeting Status
RIL CINS Y72596102 11/17/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Re-elect Hardev Kohli Mgmt For For For
4 Re-elect Yogendra Trivedi Mgmt For For For
5 Re-elect Dipak Jain Mgmt For Against Against
6 Re-elect Mansingh Bhakta Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
8 Bonus Share Issuance Mgmt For For For
9 Re-appointment of H.R. Meswani as Mgmt For For For
Executive Director; Approval of
Compensation
10 Appointment of P.M.S. Prasad as Mgmt For For For
Executive Director; Approval of
Compensation
11 Appointment of R. Ravimohan as Mgmt For For For
Executive Director; Approval of
Compensation
Robinsons Land
Corp.
Ticker Security ID: Meeting Date Meeting Status
RLC CINS Y73196126 04/15/2010 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Notice and Determination of Mgmt For For For
Quorum
2 Approve Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Ratification of Board and Management Mgmt For For For
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Adjournment Mgmt For For For
Samsung
Electronics
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/19/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Election of Director: LEE In Ho Mgmt For For For
4 Election of Audit Committee Member: Mgmt For For For
LEE In
Ho
5 Directors' Fees Mgmt For Against Against
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/27/2009 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brian Connellan Mgmt For For For
3 Elect Henk Dijkgraaf Mgmt For For For
4 Elect Nolitha Fakude Mgmt For For For
5 Elect Imogen Mkhize Mgmt For For For
6 Elect Tom Wixley Mgmt For For For
7 Elect Colin Beggs Mgmt For For For
8 Elect JJ Njeke Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
Shinhan
Financial Group
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/24/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Elect RA Eung Chan Mgmt For For For
6 Elect RYOO Shee Yul Mgmt For Against Against
7 Elect KIM Byung Il Mgmt For For For
8 Elect KIM Yo Gu Mgmt For For For
9 Elect KIM Hwee Mook Mgmt For For For
10 Elect YOON Gye Sub Mgmt For For For
11 Elect CHUN Sung Bin Mgmt For For For
12 Elect CHUNG Haeng Nam Mgmt For For For
13 Elect HIRAKAWA Youji Mgmt For For For
14 Elect Philippe Aguignier Mgmt For For For
15 Elect KIM Yo Gu Mgmt For For For
16 Elect YOON Gye Sub Mgmt For For For
17 Elect CHUN Sung Bin Mgmt For For For
Sinopec
Corporation
(China
Petroleum &
Chemical)
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/15/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuing Connected Transactions Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 02/08/2010 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 10/01/2009 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Proposed Share Sale Mgmt For Abstain Against
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 11/16/2009 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Related Party Transactions Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
SK Energy Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 09/11/2009 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
Sungwoo Hitech
Co.,
Ltd
Ticker Security ID: Meeting Date Meeting Status
015750 CINS Y8242C107 03/26/2010 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Directors' Fees Mgmt For Against Against
6 Corporate Auditor's Fee Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
Tanjong PLC
Ticker Security ID: Meeting Date Meeting Status
TANJONG CINS G8668W116 07/24/2009 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Re-elect KHOO Teik Chooi Mgmt For Against Against
5 Re-elect Augustus Marshall Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
8 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive
Rights
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/16/2010 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Richard Dunne Mgmt For Against Against
3 Elect Bheki Sibiya Mgmt For For For
4 Elect Lex van Vught Mgmt For For For
5 Elect Phil Roux Mgmt For For For
6 Elect Michael Fleming Mgmt For For For
7 Incease NEDs' Fees Mgmt For For For
8 Incease NEDs' Fees (Committees) Mgmt For For For
9 Incease NEDs' Fees (Special Meetings Mgmt For For For
and Additional
Work)
10 Authority to Repurchase Shares Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
TPV Technology
Ticker Security ID: Meeting Date Meeting Status
00903 CINS G8984D107 11/25/2009 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Supply Caps Mgmt For For For
3 Original Component Sourcing Agreement Mgmt For For For
4 New Component Sourcing Agreement and Mgmt For For For
Annual
Caps
5 Ratification of Board Acts Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
Tsingtao Brewery
Company
Limited
Ticker Security ID: Meeting Date Meeting Status
00168 CINS Y8997D102 11/02/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YAMAZAKI Fumio Mgmt For For For
3 Elect TANG Jun Mgmt For For For
4 Elect KOJI Akiyoshi as Supervisor; Mgmt For For For
Supervisors'
Fees
Turkiye Garanti
Bankasi
A.S.
Ticker Security ID: Meeting Date Meeting Status
GARAN CINS M4752S106 09/03/2009 Take No Action
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Opening and Forming Presidency of Mgmt For TNA N/A
Board
3 Meeting Minutes Mgmt For TNA N/A
4 Allocation of Profits/Dividends Mgmt For TNA N/A
Unitech Limited
Ticker Security ID: Meeting Date Meeting Status
UNITECH CINS Y9164M149 08/20/2009 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Anil Harish Mgmt For Against Against
4 Elect Minoti Bahri Mgmt For For For
5 Elect Ravinder Singhania Mgmt For Against Against
6 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
7 Appointment Branch Auditors and Mgmt For For For
Authority to Set
Fees
8 Re-appointment of Ramesh Chandra as Mgmt For For For
Executive Chairman; Approval of
Compensation
9 Re-appointment of Ajay Chandra as Mgmt For For For
Managing Director; Approval of
Compensation
10 Re-appointment of Sanjay Chandra as Mgmt For For For
Managing Director; Approval of
Compensation
11 Appointment of A. S. Johar as Mgmt For For For
Executive Director; Approval of
Compensation
12 Non-Voting Meeting Note N/A N/A N/A N/A
Universal Robina
Corp.
Ticker Security ID: Meeting Date Meeting Status
URC CINS Y9297P100 04/15/2010 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Notice and Determination of Mgmt For For For
Quorum
2 Approve Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Merger by Absorption Mgmt For For For
5 Elect John Gokongwei, Jr. Mgmt For For For
6 Elect James Go Mgmt For For For
7 Elect Lance Gokongwei Mgmt For For For
8 Elect Patrick Henry Go Mgmt For For For
9 Elect Frederick Go Mgmt For For For
10 Elect Johnson Robert Go, Jr. Mgmt For For For
11 Elect Robert Coyiuto, Jr. Mgmt For For For
12 Elect Wilfrido Sanchez Mgmt For For For
13 Elect Pascual Guerzon Mgmt For For For
14 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
15 Ratification of Board and Management Mgmt For For For
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Adjournment Mgmt For For For
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 01/22/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratification of Co-Option of Mgmt For For For
Alternate Board
Member
2 Merger Agreement Mgmt For For For
3 Ratification of Appointment of Mgmt For For For
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
Vivo
Participa++oes
SA
Ticker Security ID: Meeting Date Meeting Status
VIVO4 CUSIP 92855S200 07/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of the Merger Agreement Mgmt Abstain Abstain For
2 Appointment of Appraisers Pursuant Mgmt Abstain Abstain For
to Merger
3 Approval of Appraisal Reports Mgmt For For For
Pursuant to Merger
4 Approval of Share Exchange Ratio and Mgmt For For For
Merger
Wal-Mart de
Mexico, S.A.B.
de
C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEXV CINS P98180105 12/22/2009 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of Directors' Report on the Mgmt For Abstain Against
Acquisition
2 Discussion and Approval of the Merger Mgmt For Abstain Against
3 Amendments to Articles Pursuant to Mgmt For Abstain Against
the
Merger
4 Election of Meeting Delegates Mgmt For For For
Weichai Power
Co.,
Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 12/29/2009 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Fast Transmission Sale Agreement Mgmt For For For
2 Fast Transmission Purchase Agreement Mgmt For For For
3 2009 Annual Cap for PRC Continuing Mgmt For For For
Connected
Transaction
Yanzhou Coal
Mining Company
Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/26/2010 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Weimin Mgmt For Against Against
3 Amendments to Rules of Procedures Mgmt For For For
for the
Board
4 Amendments to Rules of Procedures Mgmt For For For
for the Supervisory
Committee
Zee
Entertainment
Enterprises
Limited
Ticker Security ID: Meeting Date Meeting Status
ZEEENTER CINS Y98893152 12/29/2009 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For Abstain Against
Item 1: Proxy Voting Record -
Fund Name : U.S. Ultra Micro Cap Fund
07/01/2009 - 06/30/2010
In all markets, for all statuses, for
Key-
Almost Family
Inc.
Ticker Security ID: Meeting Date Meeting Status
AFAM CUSIP9 020409108 08/10/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Yarmuth Mgmt For For For
1.2 Elect Steven Bing Mgmt For For For
1.3 Elect Donald McClinton Mgmt For For For
1.4 Elect Tyree Wilburn Mgmt For For For
1.5 Elect Jonathan Goldberg Mgmt For Withhold Against
1.6 Elect W. Earl Reed, III Mgmt For For For
1.7 Elect Henry Altman, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
America's
Car-Mart,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP9 03062T105 10/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tilman Falgout, III Mgmt For For For
1.2 Elect John David Simmons Mgmt For Withhold Against
1.3 Elect William Sams Mgmt For For For
1.4 Elect William Henderson Mgmt For For For
1.5 Elect Daniel Englander Mgmt For For For
1.6 Elect William Swanston Mgmt For Withhold Against
2 Amendment to the Stock Incentive Plan Mgmt For For For
Anaren, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANEN CUSIP9 032744104 11/05/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Carl Gerst, Jr. Mgmt For For For
1.2 Elect Dale Eck Mgmt For For For
1.3 Elect James Gould Mgmt For For For
2 Amendment to the 2004 Comprehensive Mgmt For For For
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Array BioPharma
Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRY CUSIP9 04269X105 10/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Francis Bullock Mgmt For For For
1.2 Elect Kevin Koch Mgmt For For For
1.3 Elect Douglas Williams Mgmt For Withhold Against
2 Amendment to the Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Bio-Reference
Laboratories,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP9 09057G602 07/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Joseph Benincasa Mgmt For For For
1.2 Elect Gary Lederman Mgmt For Withhold Against
1.3 Elect John Roglieri Mgmt For Withhold Against
2 Transaction of Other Business Mgmt For Against Against
BioScrip, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOS CUSIP9 09069N108 03/25/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issuance of Shares Pursuant to Mgmt For For For
Merger/Acquisition
2 Right to Adjourn Meeting Mgmt For For For
Bottomline
Technologies
(de),
Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP9 101388106 11/19/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Curran Mgmt For For For
1.2 Elect Joseph Mullen Mgmt For For For
1.3 Elect James Zilinski Mgmt For For For
2 2009 Stock Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
BWAY HOLDING
COMPANY
Ticker Security ID: Meeting Date Meeting Status
BWY CUSIP9 12429T104 02/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jean-Pierre Ergas Mgmt For For For
1.2 Elect Warren Hayford Mgmt For For For
1.3 Elect Earl Mason Mgmt For Withhold Against
1.4 Elect Lawarence McVicker Mgmt For For For
1.5 Elect David Roderick Mgmt For For For
1.6 Elect Kenneth Roessler Mgmt For For For
1.7 Elect Wellford Sanders, Jr. Mgmt For For For
1.8 Elect David Wahrhaftig Mgmt For For For
1.9 Elect Thomas Wall, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Cantel Medical
Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP9 138098108 12/17/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Barbanell Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Joseph Cohen Mgmt For For For
1.4 Elect Charles Diker Mgmt For For For
1.5 Elect Mark Diker Mgmt For For For
1.6 Elect George Fotiades Mgmt For For For
1.7 Elect Alan Hirschfield Mgmt For For For
1.8 Elect Andrew Krakauer Mgmt For For For
1.9 Elect Bruce Slovin Mgmt For For For
2 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
Conexant
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXT CUSIP9 207142308 02/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Bendush Mgmt For For For
1.2 Elect Balakrishnan Iyer Mgmt For Withhold Against
1.3 Elect Jerre Stead Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For Against Against
3 2010 Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
Cornerstone
Therapeutics
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRTX CUSIP9 22674T105 08/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elimination of Supermajority Mgmt For Against Against
Requirement
2 Elimination of Supermajority Mgmt For Against Against
Requirement
3 Repeal of Classified Board Mgmt For For For
4 Amendment to Effect Two Classes of Mgmt For Against Against
Directors
5 Amendments to the Certificate of Mgmt For Against Against
Incorporation
6 Amendments to Certificate of Mgmt For Against Against
Incorporation Regarding Corporate
Transactions
7 Elimination of Supermajority Mgmt For Against Against
Requirement
8 Restoration of Written Consent Mgmt For Against Against
9 Elimination of Supermajority Mgmt For Against Against
Requirement
10 Amendments to the Certificate of Mgmt For Against Against
Incorporation
11 Amendments to the Certificate of Mgmt For Against Against
Incorporation
12 Restoration of Right to Call a Mgmt For For For
Special
Meeting
13 Elimination of Supermajority Mgmt For For For
Requirement
14 Opting Out of State Takeover Law Mgmt For For For
15 Right to Adjourn Meeting Mgmt For Against Against
Cornerstone
Therapeutics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
CRTX CUSIP9 22674T105 07/27/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Strategic Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
Dollar Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP9 256664103 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Kenneth Schwenke Mgmt For For For
1.3 Elect Michael Kooper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP9 278715206 10/30/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robin Raina Mgmt For For For
2 Elect Hans Benz Mgmt For For For
3 Elect Pavan Bhalla Mgmt For Against Against
4 Elect Neil Eckert Mgmt For Against Against
5 Elect Rolf Herter Mgmt For For For
6 Elect Hans Ueli Keller Mgmt For For For
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP9 278715206 12/21/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For Against Against
Elizabeth Arden,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RDEN CUSIP9 28660G106 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect E. Scott Beattie Mgmt For For For
1.2 Elect Fred Berens Mgmt For Withhold Against
1.3 Elect Maura Clark Mgmt For For For
1.4 Elect Richard Mauran Mgmt For For For
1.5 Elect William Tatham Mgmt For For For
1.6 Elect J. W. Nevil Thomas Mgmt For For For
1.7 Elect Paul West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
HARBIN ELECTRIC,
INC.
Ticker Security ID: Meeting Date Meeting Status
HRBN CUSIP9 41145W109 08/20/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Tianfu Yang Mgmt For For For
1.2 Elect Lanxiang Gao Mgmt For For For
1.3 Elect Ching Chuen Chan Mgmt For Withhold Against
1.4 Elect Patrick McManus Mgmt For For For
1.5 Elect David Gatton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Hi-Tech
Pharmacal Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HITK CUSIP9 42840B101 11/12/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Seltzer Mgmt For For For
1.2 Elect Reuben Seltzer Mgmt For Withhold Against
1.3 Elect Martin Goldwyn Mgmt For Withhold Against
1.4 Elect Yashar Hirshaut Mgmt For Withhold Against
1.5 Elect Jack van Hulst Mgmt For Withhold Against
1.6 Elect Anthony Puglisi Mgmt For Withhold Against
1.7 Elect Bruce Simpson Mgmt For Withhold Against
2 2009 Stock Option Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
ImmunoGen, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMGN CUSIP9 45253H101 11/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Mitchel Sayare Mgmt For For For
2.2 Elect David Carter Mgmt For For For
2.3 Elect Mark Skaletsky Mgmt For For For
2.4 Elect Joseph Villafranca Mgmt For For For
2.5 Elect Nicole Onetto Mgmt For For For
2.6 Elect Stephen McCluski Mgmt For Withhold Against
2.7 Elect Richard Wallace Mgmt For For For
2.8 Elect Daniel Junius Mgmt For For For
2.9 Elect Howard Pien Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
Immunomedics,
Inc.
Ticker Security ID: Meeting Date Meeting Status
IMMU CUSIP9 452907108 12/02/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Goldenberg Mgmt For For For
2 Elect Cynthia Sullivan Mgmt For For For
3 Elect Morton Coleman Mgmt For Against Against
4 Elect Brian Markison Mgmt For For For
5 Elect Mary Paetzold Mgmt For For For
6 Elect Don Stark Mgmt For For For
7 Elect Edward Wolynic Mgmt For For For
8 Ratification of Auditor Mgmt For For For
Jinpan
International
Limited
Ticker Security ID: Meeting Date Meeting Status
JST CUSIP9 G5138L100 09/28/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Li Zhiyuan Mgmt For For For
1.2 Elect Ling Xiangsheng Mgmt For For For
1.3 Elect Stephan Clark Mgmt For For For
1.4 Elect Donald Burris Mgmt For For For
1.5 Elect Li-Wen Zhang Mgmt For Withhold Against
1.6 Elect Cai Xu Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Life Partners
Holdings,
Inc.
Ticker Security ID: Meeting Date Meeting Status
LPHI CUSIP9 53215T106 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brian Pardo Mgmt For For For
1.2 Elect R. Scott Peden Mgmt For For For
1.3 Elect Tad Ballantyne Mgmt For Withhold Against
1.4 Elect Fred Dewald Mgmt For Withhold Against
1.5 Elect Harold Rafuse Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
LTX-Credence
Corporation
Ticker Security ID: Meeting Date Meeting Status
LTXC CUSIP9 502403108 12/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Roger Blethen Mgmt For For For
1.2 Elect Roger Maggs Mgmt For For For
1.3 Elect Ping Yang Mgmt For For For
2 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
Medical Action
Industries
Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCI CUSIP9 58449L100 08/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Henry Berling Mgmt For For For
1.2 Elect Richard Satin Mgmt For For For
2 Amendment to the 1996 Non-Employee Mgmt For For For
Directors Stock Option
Plan
3 Ratification of Auditor Mgmt For For For
Mindspeed
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MSPD CUSIP9 602682205 03/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jerre Stead Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Directors Stock Plan Mgmt For For For
4 Employee Stock Purchase Plan Mgmt For For For
Monro Muffler
Brake,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRO CUSIP9 610236101 08/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Frederick Danziger Mgmt For For For
1.2 Elect Robert Gross Mgmt For Withhold Against
1.3 Elect Peter Solomon Mgmt For Withhold Against
1.4 Elect Francis Strawbridge Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Mgmt For For For
Incentive Compensation
Plan
MWI Veterinary
Supply,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MWIV CUSIP9 55402X105 02/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Keith Alessi Mgmt For Withhold Against
1.2 Elect Bruce Bruckmann Mgmt For For For
1.3 Elect James Cleary, Jr. Mgmt For For For
1.4 Elect John McNamara Mgmt For For For
1.5 Elect A. Craig Olson Mgmt For For For
1.6 Elect Robert Rebholtz, Jr. Mgmt For For For
1.7 Elect William Robison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NetScout
Systems,
Inc.
Ticker Security ID: Meeting Date Meeting Status
NTCT CUSIP9 64115T104 09/09/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Victor DeMarines Mgmt For For For
1.2 Elect Vincent Mullarkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
NVE Corporation
Ticker Security ID: Meeting Date Meeting Status
NVEC CUSIP9 629445206 08/06/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Terrence Glarner Mgmt For For For
1.2 Elect Daniel Baker Mgmt For For For
1.3 Elect James Hartman Mgmt For For For
1.4 Elect Patricia Hollister Mgmt For For For
1.5 Elect Robert Irish Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OMNOVA Solutions
Inc.
Ticker Security ID: Meeting Date Meeting Status
OMN CUSIP9 682129101 03/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David D'Antoni Mgmt For For For
1.2 Elect Steven Percy Mgmt For For For
1.3 Elect Allan Rothwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
OPNET
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OPNT CUSIP9 683757108 07/20/2009 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase
Plan
OPNET
Technologies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
OPNT CUSIP9 683757108 09/14/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Marc Cohen Mgmt For For For
1.2 Elect William Stasior Mgmt For For For
2 2010 Stock Incentive Plan Mgmt For For For
3 Amendment to the 2000 Employee Stock Mgmt For For For
Purchase
Plan
PARAGON SHIPPING
INC.
Ticker Security ID: Meeting Date Meeting Status
PRGN CUSIP9 69913R309 03/30/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase in Authorized Capital Mgmt For Against Against
2 Amendment to Bylaws to Decrease Mgmt For Against Against
Quorum
Requirement
Pericom
Semiconductor
Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEM CUSIP9 713831105 12/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Alex Chiming Hui Mgmt For For For
1.2 Elect Chi-Hung Hui Mgmt For For For
1.3 Elect Hau Lee Mgmt For Withhold Against
1.4 Elect Dennis McKenna Mgmt For For For
1.5 Elect Michael Sophie Mgmt For Withhold Against
1.6 Elect Siu-Weng Simon Wong Mgmt For Withhold Against
1.7 Elect Edward Yang Mgmt For For For
2 2010 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
RF Micro
Devices,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RFMD CUSIP9 749941100 07/29/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Walter Wilkinson, Jr. Mgmt For For For
1.2 Elect Robert Bruggeworth Mgmt For For For
1.3 Elect Daniel DiLeo Mgmt For For For
1.4 Elect Jeffrey Gardner Mgmt For For For
1.5 Elect John Harding Mgmt For For For
1.6 Elect Masood Jabbar Mgmt For For For
1.7 Elect Casimir Skrzypczak Mgmt For For For
1.8 Elect Erik van der Kaay Mgmt For For For
2 Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
Safe Bulkers Inc.
Ticker Security ID: Meeting Date Meeting Status
SB CUSIP9 Y7388L103 07/08/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Polys Hajioannou Mgmt For For For
1.2 Elect Ioannis Foteinos Mgmt For For For
1.3 Elect Ole Wikborg Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Articles Amendment Regarding Mgmt For For For
Corporate
Purpose
SeaChange
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP9 811699107 07/15/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Styslinger, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Shuffle Master,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SHFL CUSIP9 825549108 03/26/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Garry Saunders Mgmt For Withhold Against
1.2 Elect Louis Castle Mgmt For For For
1.3 Elect Phillip Peckman Mgmt For Withhold Against
1.4 Elect John Bailey Mgmt For For For
1.5 Elect Timothy Parrott Mgmt For For For
1.6 Elect Daniel M. Wade Mgmt For For For
SmartHeat Inc.
Ticker Security ID: Meeting Date Meeting Status
HEAT CUSIP9 83172F104 11/18/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jun Wang Mgmt For For For
1.2 Elect Weiguo Wang Mgmt For For For
1.3 Elect Wenbin Lin Mgmt For For For
1.4 Elect Arnold Staloff Mgmt For For For
1.5 Elect Xin Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Smith Micro
Software,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMSI CUSIP9 832154108 08/24/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Campbell Mgmt For Withhold Against
1.2 Elect Ted Hoffman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
Spartech
Corporation
Ticker Security ID: Meeting Date Meeting Status
SEH CUSIP9 847220209 03/11/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward Dineen Mgmt For For For
2 Elect Victoria Holt Mgmt For For For
3 Elect Walter Klein Mgmt For For For
4 Elect Pamela Lenehan Mgmt For For For
5 Elect Myles Odaniell Mgmt For For For
6 Elect Craig Wolfanger Mgmt For For For
7 Ratification of Auditor Mgmt For For For
Star Bulk
Carriers
Corp.
Ticker Security ID: Meeting Date Meeting Status
SBLK CUSIP9 Y8162K105 11/23/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Espig Mgmt For For For
1.2 Elect Koert Erhardt Mgmt For Withhold Against
1.3 Elect Milena Pappas Mgmt For Withhold Against
2 Increase in Authorized Capital Mgmt For Against Against
3 Amendments to Articles Mgmt For For For
4 Appointment of Auditor Mgmt For For For
Super Micro
Computer,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SMCI CUSIP9 86800U104 02/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chiu-Chu Liu Liang Mgmt For For For
1.2 Elect Hwei-Ming Tsai Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
Terremark
Worldwide,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TMRK CUSIP9 881448203 09/11/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Manuel Medina Mgmt For For For
1.2 Elect Joseph Wright, Jr. Mgmt For Withhold Against
1.3 Elect Guillermo Amore Mgmt For Withhold Against
1.4 Elect Timothy Elwes Mgmt For For For
1.5 Elect Antonio Fernandez Mgmt For Withhold Against
1.6 Elect Arthur Money Mgmt For Withhold Against
1.7 Elect Marvin Rosen Mgmt For Withhold Against
1.8 Elect Miguel Rosenfeld Mgmt For For For
1.9 Elect Rodolfo Ruiz Mgmt For For For
1.10 Elect Frank Botman Mgmt For For For
Titan
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP9 88830M102 03/04/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Increase of Authorized Common Stock Mgmt For For For
Ultratech, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTEK CUSIP9 904034105 07/21/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dennis Raney Mgmt For For For
1.2 Elect Henri Richard Mgmt For Withhold Against
1.3 Elect Vincent Sollitto, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the 1993 Stock Mgmt For For For
Option/Stock Issuance
Plan
5 Transaction of Other Business Mgmt For Against Against
VanceInfo
Technologies
Inc.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP9 921564100 11/13/2009 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Hao Chen Mgmt For Against Against
2 Elect Ruby Lu Mgmt For For For
3 Elect Kui Zhou Mgmt For For For
4 Ratification of 2008 Appointment of Mgmt For For For
Auditor
5 Appointment of Auditor Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
Xyratex Ltd
Ticker Security ID: Meeting Date Meeting Status
XRTX CUSIP9 G98268108 03/30/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Andrew Sukawaty Mgmt For For For
1.2 Elect Ernest Sampias Mgmt For For For
1.3 Elect Mike Windram Mgmt For For For
2 Appointment of Auditor Mgmt For For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Nicholas-Applegate Institutional Funds
By (Signature and Title)*
/s/ Horacio A. Valeiras
- -----------------------
Horacio A. Valeiras
President
Date Aug 25, 2010
------------