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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-04847
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Eclipse Funds
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(Exact name of registrant as specified in charter)
51 Madison Avenue, New York, NY 10010
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(Address of principal executive offices) (Zip code)
J. Kevin Gao, Esq. 169 Lackawanna Avenue, Parsippany, NJ 07054
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-624-6782
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Date of fiscal year end: October 31
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Date of reporting period: July 1, 2010 - June 30, 2011
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Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04847
Reporting Period: 07/01/2010 - 06/30/2011
Eclipse Funds
============================ MAINSTAY BALANCED FUND ============================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director H. Laurance Fuller For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
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ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Evan G. Greenberg as Director For For Management
1.2 Elect Leo F. Mullin as Director For For Management
1.3 Elect Olivier Steimer as Director For For Management
1.4 Elect Michael P. Connors as Director For For Management
1.5 Elect Eugene B. Shanks, Jr as Director For For Management
1.6 Elect John A. Krol as Director For For Management
2.1 Approve Annual Report For For Management
2.2 Accept Statutory Financial Statements For For Management
2.3 Accept Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.2 Ratify Ratify PricewaterhouseCoopers For For Management
LLC as Independent Registered Public
Accounting Firm as Auditors
5.3 Ratify BDO AG as Special Auditors For For Management
6 Approve Dividend Distribution from For For Management
Legal Reserves
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency None One Year Management
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philippe G.H. Capron For Against Management
2 Elect Director Robert J. Corti For For Management
3 Elect Director Frederic R. Crepin For Against Management
4 Elect Director Lucian Grainge For Against Management
5 Elect Director Brian G. Kelly For Against Management
6 Elect Director Robert A. Kotick For Against Management
7 Elect Director Jean-Bernard Levy For Against Management
8 Elect Director Robert J. Morgado For For Management
9 Elect Director Stephane Roussel For Against Management
10 Elect Director Richard Sarnoff For For Management
11 Elect Director Regis Turrini For Against Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark T. Bertolini For For Management
2 Elect Director Frank M. Clark For For Management
3 Elect Director Betsy Z. Cohen For For Management
4 Elect Director Molly J. Coye For For Management
5 Elect Director Roger N. Farah For For Management
6 Elect Director Barbara Hackman Franklin For For Management
7 Elect Director Jeffrey E. Garten For For Management
8 Elect Director Gerald Greenwald For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Approve Qualified Employee Stock For For Management
Purchase Plan
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Provide for Cumulative Voting Against For Shareholder
19 Require Independent Board Chairman Against For Shareholder
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel P. Amos For For Management
2 Elect Director John Shelby Amos II For For Management
3 Elect Director Paul S. Amos II For For Management
4 Elect Director Michael H. Armacost For For Management
5 Elect Director Kriss Cloninger III For For Management
6 Elect Director Elizabeth J. Hudson For For Management
7 Elect Director Douglas W. Johnson For For Management
8 Elect Director Robert B. Johnson For For Management
9 Elect Director Charles B. Knapp For For Management
10 Elect Director E. Stephen Purdom For For Management
11 Elect Director Barbara K. Rimer For For Management
12 Elect Director Marvin R. Schuster For For Management
13 Elect Director David Gary Thompson For For Management
14 Elect Director Robert L. Wright For For Management
15 Elect Director Takuro Yoshida For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Ratify Auditors For For Management
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ALBERTO-CULVER COMPANY
Ticker: ACV Security ID: 013078100
Meeting Date: DEC 17, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Klaus Kleinfeld For For Management
1.2 Elect Director James W. Owens For For Management
1.3 Elect Director Ratan N. Tata For For Management
2 Ratify Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Executive Incentive Bonus Plan For For Management
6 Reduce Supermajority Vote Requirement For For Management
Relating to Fair Price Protection
7 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
8 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
9 Provide Right to Act by Written Consent Against For Shareholder
10 Declassify the Board of Directors Against For Shareholder
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ALLIED WORLD ASSURANCE COMPANY HOLDINGS, LTD.
Ticker: AWH Security ID: G0219G203
Meeting Date: NOV 18, 2010 Meeting Type: Court
Record Date: OCT 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
A. Approve Scheme of Arrangement For For Management
B. Adjourn Meeting For For Management
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director John T. Casteen III For For Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director Thomas W. Jones For For Management
7 Elect Director George Munoz For For Management
8 Elect Director Nabil Y. Sakkab For For Management
9 Elect Director Michael E. Szymanczyk For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency None One Year Management
13 Cease Production of Flavored Tobacco Against Against Shareholder
Products
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AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 26, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Bruce Anderson as a Director For For Management
1.b Reelect Adrian Gardner as a Director For For Management
1.c Reelect Charles Foster as a Director For For Management
1.d Reelect James Kahan as a Director For For Management
1.e Reelect Zohar Zisapel as a Director For For Management
1.f Reelect Julian Brodsky as a Director For For Management
1.g Reelect Eli Gelman as a Director For For Management
1.h Reelect Nehemia Lemelbaum as a Director For For Management
1.i Reelect John McLennan as a Director For For Management
1.j Reelect Robert Minicucci as a Director For For Management
1.k Reelect Simon Olswang as a Director For For Management
1.l Elect Richard Sarnoff as a Director For For Management
1.m Reelect Giora Yaron as a Director For For Management
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
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AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Ralph D. Crosby, Jr. For For Management
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For For Management
6 Elect Director Lester A. Hudson, Jr. For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 17, 2011 Meeting Type: Annual
Record Date: DEC 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles H. Cotros For For Management
2 Elect Director Jane E. Henney For For Management
3 Elect Director R. David Yost For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Declassify the Board of Directors For For Management
8 Approve Qualified Employee Stock For For Management
Purchase Plan
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Vance D. Coffman For For Management
5 Elect Director Rebecca M. Henderson For For Management
6 Elect Director Frank C. Herringer For For Management
7 Elect Director Gilbert S. Omenn For For Management
8 Elect Director Judith C. Pelham For For Management
9 Elect Director J. Paul Reason For For Management
10 Elect Director Leonard D. Schaeffer For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Ronald D. Sugar For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
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ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For Against Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For For Management
6 Elect Director John R. Gordon For For Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
11 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against For Shareholder
13 Pro-rata Vesting of Equity Plans Against For Shareholder
14 Report on Political Contributions Against For Shareholder
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APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director Randolph M. Ferlic For For Management
3 Elect Director A.D. Frazier, Jr. For For Management
4 Elect Director John A. Kocur For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Increase Authorized Common Stock For For Management
9 Increase Authorized Preferred Stock For For Management
10 Approve Omnibus Stock Plan For For Management
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ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George W. Buckley For For Management
2 Elect Director Mollie Hale Carter For For Management
3 Elect Director Pierre Dufour For For Management
4 Elect Director Donald E. Felsinger For For Management
5 Elect Director Victoria F. Haynes For For Management
6 Elect Director Antonio Maciel Neto For For Management
7 Elect Director Patrick J. Moore For For Management
8 Elect Director Thomas F. O'Neill For For Management
9 Elect Director Kelvin R. Westbrook For For Management
10 Elect Director Patricia A. Woertz For For Management
11 Ratify Auditors For For Management
12 Adopt Policy to Prohibit Political Against Against Shareholder
Spending
13 Report on Political Contributions Against For Shareholder
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ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUL 02, 2010 Meeting Type: Annual
Record Date: APR 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director David Bonderman For For Management
1.3 Elect Director Kevin R. Burns For For Management
1.4 Elect Director James J. Gaffney For For Management
1.5 Elect Director Tao Huang For For Management
1.6 Elect Director Michael F. Johnston For For Management
1.7 Elect Director Larry S. McWilliams For For Management
1.8 Elect Director James J. O'Connor For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director Richard E. Wenz For For Management
1.11 Elect Director Bettina M. Whyte For For Management
2 Ratify Auditors For For Management
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ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Ligocki For For Management
1.2 Elect Director James J. O'Brien For For Management
1.3 Elect Director Barry W. Perry For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
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BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Anthony G. Fernandes For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Pierre H. Jungels For For Management
1.7 Elect Director James A. Lash For For Management
1.8 Elect Director J. Larry Nichols For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director J. W. Stewart For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh D. Ambani For For Management
2 Elect Director Susan S. Bies For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Ratify Auditors For For Management
17 Disclose Prior Government Service Against Against Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Require Audit Committee Review and Against For Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
20 Report on Lobbying Expenses Against For Shareholder
21 Report on Collateral in Derivatives Against For Shareholder
Trading
22 Restore or Provide for Cumulative Against For Shareholder
Voting
23 Claw-back of Payments under Against For Shareholder
Restatements
24 Prohibit Certain Relocation Benefits to Against For Shareholder
Senior Executives
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BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wayne T. Hockmeyer For For Management
2 Elect Director Robert L. Parkinson, Jr. For For Management
3 Elect Director Thomas T. Stallkamp For For Management
4 Elect Director Albert P.L. Stroucken For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Qualified Employee Stock For For Management
Purchase Plan
9 Approve Omnibus Stock Plan For For Management
10 Amend Certificate of Incorporation to For For Management
Declassify the Board and Reduce
Supermajority Voting Requirement
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director J. Littleton Glover, Jr. For Withhold Management
1.7 Elect Director Jane P. Helm For For Management
1.8 Elect Director John P. Howe III For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Valeria Lynch Lee For For Management
1.11 Elect Director J. Holmes Morrison For For Management
1.12 Elect Director Nido R. Qubein For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director Thomas N. Thompson For For Management
1.15 Elect Director Stephen T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Political Contributions Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Caroline D. Dorsa For For Management
2 Elect Director Stelios Papadopoulos For For Management
3 Elect Director George A. Scangos For For Management
4 Elect Director Lynn Schenk For For Management
5 Elect Director Alexander J. Denner For For Management
6 Elect Director Nancy L. Leaming For For Management
7 Elect Director Richard C. Mulligan For For Management
8 Elect Director Robert W. Pangia For For Management
9 Elect Director Brian S. Posner For For Management
10 Elect Director Eric K. Rowinsky For For Management
11 Elect Director Stephen A. Sherwin For For Management
12 Elect Director William D. Young For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Declassify the Board of Directors For For Management
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Murry S. Gerber For For Management
1.2 Elect Director James Grosfeld For For Management
1.3 Elect Director Deryck Maughan For For Management
1.4 Elect Director Thomas K. Montag For For Management
1.5 Elect Director Linda Gosden Robinson For Withhold Management
1.6 Elect Director John S. Varley For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Andreotti For For Management
2 Elect Director L.B. Campbell For For Management
3 Elect Director J.M. Cornelius For For Management
4 Elect Director L.J. Freeh For For Management
5 Elect Director L.H. Glimcher For For Management
6 Elect Director M. Grobstein For For Management
7 Elect Director L. Johansson For For Management
8 Elect Director A.J. Lacy For For Management
9 Elect Director V.L. Sato For For Management
10 Elect Director E. Sigal For For Management
11 Elect Director T.D. West, Jr. For For Management
12 Elect Director R.S. Williams For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
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CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date: JAN 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez-Cabot For For Management
1.2 Elect Director Gautam S. Kaji For For Management
1.3 Elect Director Henry F. McCance For For Management
1.4 Elect Director Patrick M. Prevost For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Patrick W. Gross For For Management
2 Elect Director Ann Fritz Hackett For For Management
3 Elect Director Pierre E. Leroy For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
2 Reelect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2010
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Remuneration of Executive and For For Management
Non-Executive Directors
21 Authorize Issue of Equity with For For Management
Pre-emptive Rights
22 Authorize Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Shares for Market Purchase For For Management
24 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: AUG 24, 2010 Meeting Type: Special
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aubrey K. McClendon For Withhold Management
1.2 Elect Director Don Nickles For Withhold Management
1.3 Elect Director Kathleen M. Eisbrenner For For Management
1.4 Elect Director Louis A. Simpson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Advisory Vote to Ratify Directors' Against For Shareholder
Compensation
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For For Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against For Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
20 Adopt Guidelines for Country Selection Against For Shareholder
21 Report on Financial Risks of Climate Against Against Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Michael E. O'Neill For For Management
6 Elect Director Vikram S. Pandit For For Management
7 Elect Director Richard D. Parsons For For Management
8 Elect Director Lawrence R. Ricciardi For For Management
9 Elect Director Judith Rodin For For Management
10 Elect Director Robert L. Ryan For For Management
11 Elect Director Anthony M. Santomero For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director William S. Thompson, Jr. For For Management
14 Elect Director Ernesto Zedillo For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Approve Executive Incentive Bonus Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Reverse Stock Split For For Management
21 Affirm Political Non-Partisanship Against Against Shareholder
22 Report on Political Contributions Against For Shareholder
23 Report on Restoring Trust and Against Against Shareholder
Confidence in the Financial System
24 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
25 Require Audit Committee Review and Against For Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Delano E. Lewis For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Elect Director Stephen I. Sadove For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Two Years One Year Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Joseph J. Collins For For Management
1.6 Elect Director J. Michael Cook For For Management
1.7 Elect Director Gerald L. Hassell For For Management
1.8 Elect Director Jeffrey A. Honickman For For Management
1.9 Elect Director Eduardo G. Mestre For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Amend Restricted Stock Plan For For Management
5 Amend Stock Option Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Provide for Cumulative Voting Against For Shareholder
9 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 09, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For Withhold Management
1.2 Elect Director David J. Barram For For Management
1.3 Elect Director Stephen L. Baum For For Management
1.4 Elect Director Rodney F. Chase For For Management
1.5 Elect Director Judith R. Haberkorn For Withhold Management
1.6 Elect Director Michael W. Laphen For For Management
1.7 Elect Director F. Warren McFarlan For Withhold Management
1.8 Elect Director Chong Sup Park For Withhold Management
1.9 Elect Director Thomas H. Patrick For For Management
2 Eliminate Cumulative Voting For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For For Management
2 Elect Director Richard H. Auchinleck For For Management
3 Elect Director James E. Copeland, Jr. For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Ruth R. Harkin For For Management
6 Elect Director Harold W. McGraw III For For Management
7 Elect Director James J. Mulva For For Management
8 Elect Director Robert A. Niblock For For Management
9 Elect Director Harald J. Norvik For For Management
10 Elect Director William K. Reilly For For Management
11 Elect Director Victoria J. Tschinkel For For Management
12 Elect Director Kathryn C. Turner For For Management
13 Elect Director William E. Wade, Jr. For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For For Management
18 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against For Shareholder
20 Report on Lobbying Expenses Against For Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For Against Management
2 Elect Director John A. Canning, Jr. For For Management
3 Elect Director Gordon Gund For Against Management
4 Elect Director Kurt M. Landgraf For Against Management
5 Elect Director H. Onno Ruding For Against Management
6 Elect Director Glenn F. Tilton For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donna M. Alvarado For For Management
2 Elect Director John B. Breaux For For Management
3 Elect Director Pamela L. Carter For For Management
4 Elect Director Steven T. Halverson For For Management
5 Elect Director Edward J. Kelly, III For For Management
6 Elect Director Gilbert H. Lamphere For For Management
7 Elect Director John D. McPherson For For Management
8 Elect Director Timothy T. O'Toole For For Management
9 Elect Director David M. Ratcliffe For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Michael J. Ward For For Management
12 Elect Director J.C. Watts, Jr. For For Management
13 Elect Director J. Steven Whisler For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Anne M. Finucane For For Management
5 Elect Director Kristen Gibney Williams For For Management
6 Elect Director Marian L. Heard For For Management
7 Elect Director Larry J. Merlo For For Management
8 Elect Director Jean-Pierre Millon For For Management
9 Elect Director Terrence Murray For For Management
10 Elect Director C.A. Lance Piccolo For For Management
11 Elect Director Richard J. Swift For For Management
12 Elect Director Tony L. White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Political Contributions Against For Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Mitchell P. Rales For For Management
1.3 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY
Ticker: DLM Security ID: 24522P103
Meeting Date: SEP 23, 2010 Meeting Type: Annual
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Victor L. Lund For For Management
2 Elect Director Joe L. Morgan For For Management
3 Elect Director David R. Williams For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Reduce Supermajority Vote Requirement For For Management
5 Amend Certificate of Incorporation For For Management
6 Ratify Auditors For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William P. Barr For For Management
2 Elect Director Peter W. Brown For For Management
3 Elect Director George A. Davidson, Jr. For For Management
4 Elect Director Helen E. Dragas For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director John W. Harris For Against Management
7 Elect Director Robert S. Jepson, Jr. For For Management
8 Elect Director Mark J. Kington For For Management
9 Elect Director Margaret A. McKenna For For Management
10 Elect Director Frank S. Royal For For Management
11 Elect Director Robert H. Spilman, Jr. For For Management
12 Elect Director David A. Wollard For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
17 Adopt Renewable Energy Production Goal Against Against Shareholder
18 Report on Financial Risks of Coal Against Against Shareholder
Reliance
19 Invest in Renewable Energy and Stop Against Against Shareholder
Construction of Nuclear Reactor
20 Require Independent Board Chairman Against For Shareholder
21 Provide Right to Act by Written Consent Against For Shareholder
22 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Global Warming Lobbying Against Against Shareholder
Activities
6 Report on Financial Risks of Coal Against Against Shareholder
Reliance
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Brown For For Management
2 Elect Director Robert A. Brown For For Management
3 Elect Director Bertrand P. Collomb For For Management
4 Elect Director Curtis J. Crawford For For Management
5 Elect Director Alexander M. Cutler For For Management
6 Elect Director Eleuthere I. du Pont For For Management
7 Elect Director Marillyn A. Hewson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Ellen J. Kullman For For Management
10 Elect Director William K. Reilly For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
16 Report on Genetically Engineered Seed Against Against Shareholder
17 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred D. Anderson For For Management
2 Elect Director Edward W. Barnholt For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director John J. Donahoe For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M.L. Eskew For For Management
2 Elect Director A.G. Gilman For For Management
3 Elect Director K.N. Horn For For Management
4 Elect Director J.C. Lechleiter For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Declassify the Board of Directors For For Management
9 Reduce Supermajority Vote Requirement For For Management
10 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 18, 2011 Meeting Type: Annual
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ward M. Klein For For Management
1.2 Elect Director W. Patrick McGinnis For For Management
1.3 Elect Director John R. Roberts For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen Scannell Bateman For For Management
2 Elect Director Gary W. Edwards For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Donald C. Hintz For For Management
5 Elect Director J. Wayne Leonard For For Management
6 Elect Director Stuart L. Levenick For For Management
7 Elect Director Blanche L. Lincoln For For Management
8 Elect Director Stewart C. Myers For For Management
9 Elect Director William A. Percy, II For For Management
10 Elect Director W.J. Tauzin For For Management
11 Elect Director Steven V. Wilkinson For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D Alessio For For Management
3 Elect Director Nicholas Debenedictis For For Management
4 Elect Director Nelson A. Diaz For For Management
5 Elect Director Sue L. Gin For For Management
6 Elect Director Rosemarie B. Greco For For Management
7 Elect Director Paul L. Joskow For For Management
8 Elect Director Richard W. Mies For For Management
9 Elect Director John M. Palms For For Management
10 Elect Director William C. Richardson For For Management
11 Elect Director Thomas J. Ridge For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director John W. Rowe For For Management
14 Elect Director Stephen D. Steinour For For Management
15 Elect Director Don Thompson For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 09, 2010 Meeting Type: Annual
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director Lawrence S. Olanoff For For Management
1.3 Elect Director Nesli Basgoz For For Management
1.4 Elect Director William J. Candee For For Management
1.5 Elect Director George S. Cohan For For Management
1.6 Elect Director Dan L. Goldwasser For For Management
1.7 Elect Director Kenneth E. Goodman For For Management
1.8 Elect Director Lester B. Salans For For Management
1.9 Elect Director Peter J. Zimetbaum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Auditors For For Management
5 Reimburse Proxy Contest Expenses Against For Shareholder
--------------------------------------------------------------------------------
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
Ticker: FRO Security ID: G3682E127
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To Reelect John Fredriksen as a For Against Management
Director
2 To Reelect Kate Blankenship as a For For Management
Director
3 To Reelect Frixos Savvides as a For For Management
Director
4 To Reelect W.A. Tony Curry as a For For Management
Director
5 To Elect Cecilie Fredriksen as a For Against Management
Director
6 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Remuneration of Directors Not For For Management
Exceeding USD 450,000
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary T. Barra For For Management
2 Elect Director Nicholas D. Chabraja For For Management
3 Elect Director James S. Crown For For Management
4 Elect Director William P. Fricks For For Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For For Management
7 Elect Director Paul G. Kaminski For For Management
8 Elect Director John M. Keane For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director William A. Osborn For For Management
11 Elect Director Robert Walmsley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Review and Assess Human Rights Policies Against For Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For For Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For For Management
9 Elect Director Ralph S. Larsen For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For For Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Provide for Cumulative Voting Against For Shareholder
21 Performance-Based Equity Awards Against For Shareholder
22 Withdraw Stock Options Granted to Against Against Shareholder
Executive Officers
23 Report on Climate Change Business Risk Against Against Shareholder
24 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
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H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: JUN 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William R. Johnson For For Management
2 Elect Director Charles E. Bunch For For Management
3 Elect Director Leonard S. Coleman For For Management
4 Elect Director John G. Drosdick For For Management
5 Elect Director Edith E. Holiday For For Management
6 Elect Director Candace Kendle For For Management
7 Elect Director Dean R. O'Hare For For Management
8 Elect Director Nelson Peltz For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director Lynn C. Swann For For Management
11 Elect Director Thomas J. Usher For For Management
12 Elect Director Michael F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent Against For Shareholder
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HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E.E. Holiday For For Management
2 Elect Director J.H. Mullin For For Management
3 Elect Director F.B. Walker For For Management
4 Elect Director R.N. Wilson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Amend Executive Incentive Bonus Plan For For Management
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INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency None One Year Management
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For For Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For For Management
9 Elect Director Charles Prince For For Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For Against Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against For Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
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KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Rogelio Rebolledo For For Management
1.3 Elect Director Sterling Speirn For For Management
1.4 Elect Director John Zabriskie For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
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KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director John F. Bergstrom For For Management
3 Elect Director Abelardo E. Bru For For Management
4 Elect Director Robert W. Decherd For For Management
5 Elect Director Thomas J. Falk For For Management
6 Elect Director Mae C. Jemison For For Management
7 Elect Director James M. Jenness For For Management
8 Elect Director Nancy J. Karch For For Management
9 Elect Director Ian C. Read For For Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratify Auditors For For Management
14 Approve Non-Employee Director Omnibus For For Management
Stock Plan
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
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KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
14 Reduce Supermajority Vote Requirement For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Provide Right to Act by Written Consent Against Against Shareholder
19 Adopt Policy on Succession Planning Against For Shareholder
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KRAFT FOODS INC.
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Peter B. Henry For For Management
4 Elect Director Lois D. Juliber For For Management
5 Elect Director Mark D. Ketchum For For Management
6 Elect Director Richard A. Lerner For For Management
7 Elect Director Mackey J. McDonald For For Management
8 Elect Director John C. Pope For For Management
9 Elect Director Fredric G. Reynolds For For Management
10 Elect Director Irene B. Rosenfeld For For Management
11 Elect Director J.F. Van Boxmeer For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Amend Non-Employee Director Omnibus For For Management
Stock Plan
15 Ratify Auditors For For Management
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LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cahill For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director Nelson Peltz For For Management
1.4 Elect Director W. Allen Reed For For Management
1.5 Elect Director Nicholas J. St. George For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Any Short-term Incentive Plans Against For Shareholder
(STIP) as Applied to Senior Executives
5 Require Independent Board Chairman Against Against Shareholder
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LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nolan D. Archibald For For Management
2 Elect Director Rosalind G. Brewer For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Thomas J. Falk For For Management
6 Elect Director Gwendolyn S. King For For Management
7 Elect Director James M. Loy For For Management
8 Elect Director Douglas H. McCorkindale For For Management
9 Elect Director Joseph W. Ralston For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
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LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ann E. Berman For For Management
2 Elect Director Joseph L. Bower For For Management
3 Elect Director Charles M. Diker For For Management
4 Elect Director Jacob A. Frenkel For For Management
5 Elect Director Paul J. Fribourg For For Management
6 Elect Director Walter L. Harris For Against Management
7 Elect Director Philip A. Laskawy For For Management
8 Elect Director Ken Miller For For Management
9 Elect Director Gloria R. Scott For For Management
10 Elect Director Andrew H. Tisch For For Management
11 Elect Director James S. Tisch For For Management
12 Elect Director Jonathan M. Tisch For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Ratify Auditors For For Management
16 Provide for Cumulative Voting Against For Shareholder
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LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Dawn E. Hudson For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Richard K. Lochridge For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Stephen F. Page For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
7 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
8 Report on Political Contributions Against For Shareholder
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MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For Against Management
2 Elect Director Pierre Brondeau For For Management
3 Elect Director Clarence P. Cazalot, Jr. For Against Management
4 Elect Director David A. Daberko For Against Management
5 Elect Director William L. Davis For Against Management
6 Elect Director Shirley Ann Jackson For Against Management
7 Elect Director Philip Lader For Against Management
8 Elect Director Charles R. Lee For Against Management
9 Elect Director Michael E. J. Phelps For Against Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director Seth E. Schofield For Against Management
12 Elect Director John W. Snow For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Ratify Auditors For For Management
15 Provide Right to Call Special Meeting For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Report on Accident Risk Reduction Against Against Shareholder
Efforts
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MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Kandarian For For Management
1.2 Elect Director Sylvia Mathews Burwell For For Management
1.3 Elect Director Eduardo Castro-Wright For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Lulu C. Wang For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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MIRANT CORPORATION
Ticker: MIR Security ID: 60467R100
Meeting Date: OCT 25, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance Jr. For For Management
6 Elect Director C. Robert Kidder For For Management
7 Elect Director John J. Mack For For Management
8 Elect Director Donald T. Nicolaisen For For Management
9 Elect Director Hutham S. Olayan For For Management
10 Elect Director James. W. Owens For For Management
11 Elect Director O. Griffith Sexton For For Management
12 Elect Director Masaaki Tanaka For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
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MOTOROLA MOBILITY HOLDINGS, INC.
Ticker: MMI Security ID: 620097105
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sanjay K. Jha For For Management
2 Elect Director Jon E. Barfield For For Management
3 Elect Director William R. Hambrecht For For Management
4 Elect Director Jeanne P. Jackson For For Management
5 Elect Director Keith A. Meister For For Management
6 Elect Director Thomas J. Meredith For For Management
7 Elect Director Daniel A. Ninivaggi For For Management
8 Elect Director James R. Stengel For For Management
9 Elect Director Anthony J. Vinciquerra For For Management
10 Elect Director Andrew J. Viterbi For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
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MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory Q. Brown For For Management
2 Elect Director William J. Bratton For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Michael V. Hayden For For Management
5 Elect Director Vincent J. Intrieri For For Management
6 Elect Director Judy C. Lewent For For Management
7 Elect Director Samuel C. Scott III For For Management
8 Elect Director John A. White For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Amend Human Rights Policies Against Against Shareholder
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NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jeffery A. Smisek For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Declassify the Board of Directors For For Management
7 Increase Authorized Common Stock For For Management
8 Report on Political Contributions Against For Shareholder
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NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director Kenneth B. Dunn For For Management
1.6 Elect Director J. Brian Ferguson For For Management
1.7 Elect Director Lewis Hay, III For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Oliver D. Kingsley, Jr. For For Management
1.10 Elect Director Rudy E. Schupp For For Management
1.11 Elect Director William H. Swanson For For Management
1.12 Elect Director Michael H. Thaman For For Management
1.13 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald L. Baliles For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Karen N. Horn For For Management
4 Elect Director J. Paul Reason For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
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NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director John W. Rowe For For Management
1.9 Elect DirectorMartin P. Slark For For Management
1.10 Elect Director David H.B. Smith, Jr. For For Management
1.11 Elect Director Enrique J. Sosa For For Management
1.12 Elect Director Charles A. Tribbett, III For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wesley G. Bush For For Management
2 Elect Director Lewis W. Coleman For For Management
3 Elect Director Victor H. Fazio For For Management
4 Elect Director Donald E. Felsinger For For Management
5 Elect Director Stephen E. Frank For For Management
6 Elect Director Bruce S. Gordon For For Management
7 Elect Director Madeleine Kleiner For For Management
8 Elect Director Karl J. Krapek For For Management
9 Elect Director Richard B. Myers For For Management
10 Elect Director Aulana L. Peters For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide for Cumulative Voting Against For Shareholder
17 Report on Political Contributions Against For Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
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NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Victoria F. Haynes For For Management
1.3 Elect Director Christopher J. Kearney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Require Independent Board Chairman Against For Shareholder
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OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For Against Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against For Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
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OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Wren For For Management
2 Elect Director Bruce Crawford For For Management
3 Elect Director Alan R. Batkin For For Management
4 Elect Director Robert Charles Clark For For Management
5 Elect Director Leonard S. Coleman, Jr. For For Management
6 Elect Director Errol M. Cook For For Management
7 Elect Director Susan S. Denison For For Management
8 Elect Director Michael A. Henning For For Management
9 Elect Director John R. Murphy For For Management
10 Elect Director John R. Purcell For For Management
11 Elect Director Linda Johnson Rice For For Management
12 Elect Director Gary L. Roubos For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
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OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: DEC 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard M. Donnelly For For Management
2 Elect Director Michael W. Grebe For For Management
3 Elect Director John J. Hamre For For Management
4 Elect Director Kathleen J. Hempel For For Management
5 Elect Director Leslie F. Kenne For For Management
6 Elect Director Harvey N. Medvin For For Management
7 Elect Director J. Peter Mosling, Jr. For For Management
8 Elect Director Craig P. Omtvedt For For Management
9 Elect Director Richard G. Sim For For Management
10 Elect Director Charles L. Szews For For Management
11 Elect Director William S. Wallace For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
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PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: AUG 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D. Vasella For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Ratify Auditors For For Management
16 Adopt Majority Voting for Uncontested For For Management
Election of Directors
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For For Management
5 Elect Director Frances D. Fergusson For For Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For For Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For For Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For For Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Require Independent Board Chairman Against Against Shareholder
16 Formulate EEO Policy That Does Not Against Against Shareholder
Include Sexual Orientation
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For Against Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION
Ticker: RL Security ID: 731572103
Meeting Date: AUG 05, 2010 Meeting Type: Annual
Record Date: JUN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Steven P. Murphy For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 10, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Murphy For For Management
1.2 Elect Director Steven G. Rothmeier For For Management
1.3 Elect Director Richard L. Wambold For For Management
1.4 Elect Director Timothy A. Wicks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Gordon M. Bethune For For Management
3 Elect Director Gaston Caperton For For Management
4 Elect Director Gilbert F. Casellas For For Management
5 Elect Director James G. Cullen For For Management
6 Elect Director William H. Gray, III For For Management
7 Elect Director Mark B. Grier For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director Martina Hund-Mejean For For Management
10 Elect Director Karl J. Krapek For For Management
11 Elect Director Christine A. Poon For For Management
12 Elect Director John R. Strangfield For For Management
13 Elect Director James A. Unruh For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Reduce Supermajority Vote Requirement For For Shareholder
18 Report on Lobbying Contributions and Against Against Shareholder
Expenses
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert R. Gamper, Jr. For For Management
2 Elect Director Conrad K. Harper For For Management
3 Elect Director William V. Hickey For For Management
4 Elect Director Ralph Izzo For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director David Lilley For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Hak Cheol Shin For For Management
9 Elect Director Richard J. Swift For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee B. Wayne Hughes For For Management
1.2 Elect Trustee Ronald L. Havner, Jr. For For Management
1.3 Elect Trustee Tamara Hughes Gustavson For For Management
1.4 Elect Trustee Uri P. Harkham For For Management
1.5 Elect Trustee B. Wayne Hughes, Jr. For For Management
1.6 Elect Trustee Avedick B. Poladian For For Management
1.7 Elect Trustee Gary E. Pruitt For For Management
1.8 Elect Trustee Ronald P. Spogli For For Management
1.9 Elect Trustee Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 24, 2011 Meeting Type: Annual
Record Date: DEC 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley G. Broader For For Management
1.2 Elect Director Francis S. Godbold For For Management
1.3 Elect Director H.W. Habermeyer, Jr. For For Management
1.4 Elect Director Chet Helck For For Management
1.5 Elect Director Thomas A. James For For Management
1.6 Elect Director Gordon L. Johnson For For Management
1.7 Elect Director Paul C. Reilly For For Management
1.8 Elect Director Robert P. Saltzman For For Management
1.9 Elect Director Hardwick Simmons For For Management
1.10 Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For Against Management
9 Elect Director William H. Swanson For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Provide Right to Act by Written Consent Against For Shareholder
14 Stock Retention/Holding Period Against For Shareholder
15 Report on Lobbying Contributions and Against For Shareholder
Expenses
16 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luc Jobin For For Management
1.2 Elect Director Nana Mensah For For Management
1.3 Elect Director John J. Zillmer For For Management
1.4 Elect Director John P. Daly For For Management
1.5 Elect Director Daniel M. Delen For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
7 Cease Production of Flavored Tobacco Against Against Shareholder
Products
8 Adopt Human Rights Protocols for Against For Shareholder
Company and Suppliers
--------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daberko For Withhold Management
1.2 Elect Director William A. Papenbrock For Withhold Management
1.3 Elect Director Frank C. Sullivan For Withhold Management
1.4 Elect Director Thomas C. Sullivan For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Melvyn E. Bergstein For For Management
2 Elect Director Linda Walker Bynoe For For Management
3 Elect Director Larry C. Glasscock For For Management
4 Elect Director Karen N. Horn For For Management
5 Elect Director Allan Hubbard For For Management
6 Elect Director Reuben S. Leibowitz For For Management
7 Elect Director Daniel C. Smith For For Management
8 Elect Director J. Albert Smith, Jr. For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert R. Bennett For For Management
2 Election Director Gordon M. Bethune For For Management
3 Election Director Larry C. Glasscock For For Management
4 Election Director James H. Hance, Jr. For For Management
5 Election Director Daniel R. Hesse For For Management
6 Election Director V. Janet Hill For For Management
7 Election Director Frank Ianna For For Management
8 Election Director Sven-Christer Nilsson For For Management
9 Election Director William R. Nuti For For Management
10 Election Director Rodney O' Neal For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Political Contributions Against For Shareholder
15 Stock Retention/Holding Period Against For Shareholder
16 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For For Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For For Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For For Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Sergel For For Management
11 Elect Director R. Skates For For Management
12 Elect Director G. Summe For For Management
13 Elect Director R. Weissman For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Approve Executive Incentive Bonus Plan For For Management
17 Ratify Auditors For For Management
18 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: JAN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Alfred Castino For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director John Schwarz For For Management
1.7 Elect Director Roy Vallee For For Management
1.8 Elect Director Steven C. Walske For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.A. Carp For For Management
3 Elect Director C.S. Cox For For Management
4 Elect Director S.P. MacMillan For For Management
5 Elect Director P.H. Patsley For For Management
6 Elect Director R.E. Sanchez For For Management
7 Elect Director W.R. Sanders For For Management
8 Elect Director R.J. Simmons For For Management
9 Elect Director R.K. Templeton For For Management
10 Elect Director C.T. Whitman For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For Against Management
2 Elect Director Robert D. Beyer For Against Management
3 Elect Director W. James Farrell For Against Management
4 Elect Director Jack M. Greenberg For Against Management
5 Elect Director Ronald T. Lemay For Against Management
6 Elect Director Andrea Redmond For Against Management
7 Elect Director H. John Riley, Jr. For Against Management
8 Elect Director Joshua I. Smith For Against Management
9 Elect Director Judith A. Sprieser For Against Management
10 Elect Director Mary Alice Taylor For Against Management
11 Elect Director Thomas J. Wilson For Against Management
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Adopt the Jurisdiction of Incorporation For Against Management
as the Exclusive Forum for Certain
Disputes
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Bryson For For Management
2 Elect Director David L. Calhoun For For Management
3 Elect Director Arthur D. Collins, Jr. For For Management
4 Elect Director Linda Z. Cook For For Management
5 Elect Director Kenneth M. Duberstein For For Management
6 Elect Director Edmund P. Giambastiani, For For Management
Jr.
7 Elect Director Edward M. Liddy For For Management
8 Elect Director John F. McDonnell For For Management
9 Elect Director W. James McNerney, Jr. For For Management
10 Elect Director Susan C. Schwab For For Management
11 Elect Director Ronald A. Williams For For Management
12 Elect Director Mike S. Zafirovski For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Ratify Auditors For For Management
16 Implement Third-Party Supply Chain Against Against Shareholder
Monitoring
17 Report on Political Contributions Against For Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Lawrence W. Kellner For For Management
6 Elect Director Martin G. McGuinn For For Management
7 Elect Director Lawrence M. Small For For Management
8 Elect Director Jess Soderberg For For Management
9 Elect Director Daniel E. Somers For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Howard G. Buffett For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Evan G. Greenberg For For Management
6 Elect Director Alexis M. Herman For For Management
7 Elect Director Muhtar Kent For For Management
8 Elect Director Donald R. Keough For For Management
9 Elect Director Maria Elena Lagomasino For For Management
10 Elect Director Donald F. McHenry For For Management
11 Elect Director Sam Nunn For For Management
12 Elect Director James D. Robinson III For For Management
13 Elect Director Peter V. Ueberroth For For Management
14 Elect Director Jacob Wallenberg For For Management
15 Elect Director James B. Williams For For Management
16 Ratify Auditors For For Management
17 Amend Executive Incentive Bonus Plan For For Management
18 Amend Restricted Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Management
21 Publish Report on Chemical Bisphenol-A Against For Shareholder
(BPA)
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 16, 2011 Meeting Type: Annual
Record Date: JAN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. Thomas Bender For For Management
2 Elect Director Michael H. Kalkstein For For Management
3 Elect Director Jody S. Lindell For For Management
4 Elect Director Donald Press For For Management
5 Elect Director Steven Rosenberg For For Management
6 Elect Director Allan E. Rubenstein For For Management
7 Elect Director Robert S. Weiss For For Management
8 Elect Director Stanley Zinberg For For Management
9 Ratify Auditors For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arnold A. Allemang For For Management
2 Elect Director Jacqueline K. Barton For For Management
3 Elect Director James A. Bell For For Management
4 Elect Director Jeff M. Fettig For For Management
5 Elect Director Barbara H. Franklin For For Management
6 Elect Director Jennifer M. Granholm For For Management
7 Elect Director John B. Hess For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Paul Polman For For Management
10 Elect Director Dennis H. Reilley For For Management
11 Elect Director James M. Ringler For For Management
12 Elect Director Ruth G. Shaw For For Management
13 Elect Director Paul G. Stern For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For Withhold Management
1.3 Elect Director Lynn Forester de For For Management
Rothschild
1.4 Elect Director Richard D. Parsons For For Management
1.5 Elect Director Richard F. Zannino For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director Mayo A. Shattuck III For For Management
1.9 Elect Director Katherine Tsang For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Lakshmi N. Mittal For For Management
10 Elect Director James J. Schiro For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against For Shareholder
15 Amend Bylaws-- Call Special Meetings Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 18, 2010 Meeting Type: Annual
Record Date: JUN 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathryn W. Dindo For For Management
2 Elect Director Richard K. Smucker For For Management
3 Elect Director William H. Steinbrink For For Management
4 Elect Director Paul Smucker Wagstaff For For Management
5 Ratify Auditors For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. Lamacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney Mcmullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
18 Ratify Auditors For For Management
19 Adopt ILO Based Code of Conduct Against Against Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard O. Berndt For For Management
2 Elect Director Charles E. Bunch For For Management
3 Elect Director Paul W. Chellgren For For Management
4 Elect Director Kay Coles James For For Management
5 Elect Director Richard B. Kelson For Against Management
6 Elect Director Bruce C. Lindsay For For Management
7 Elect Director Anthony A. Massaro For For Management
8 Elect Director Jane G. Pepper For For Management
9 Elect Director James E. Rohr For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Lorene K. Steffes For For Management
12 Elect Director Dennis F. Strigl For For Management
13 Elect Director Thomas J. Usher For For Management
14 Elect Director George H. Walls, Jr. For For Management
15 Elect Director Helge H. Wehmeier For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Rajat K. Gupta For For Management
5 Elect Director Robert A. Mcdonald For For Management
6 Elect Director W. James Mcnerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Mary A. Wilderotter For For Management
9 Elect Director Patricia A. Woertz For For Management
10 Elect Director Ernesto Zedillo For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
THE SHAW GROUP INC.
Ticker: SHAW Security ID: 820280105
Meeting Date: JAN 17, 2011 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.M. Bernhard, Jr. For For Management
1.2 Elect Director James F. Barker For For Management
1.3 Elect Director Thos. E. Capps For For Management
1.4 Elect Director Daniel A. Hoffler For For Management
1.5 Elect Director David W. Hoyle For For Management
1.6 Elect Director Michael J. Mancuso For For Management
1.7 Elect Director Albert D. McAlister For For Management
1.8 Elect Director Stephen R. Tritch For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Baranco For For Management
1.2 Elect Director J. A. Boscia For For Management
1.3 Elect Director H. A. Clark, III For For Management
1.4 Elect Director T. A. Fanning For For Management
1.5 Elect Director H.W. Habermeyer, Jr. For For Management
1.6 Elect Director V.M Hagen For For Management
1.7 Elect Director W. A. Hood, Jr. For For Management
1.8 Elect Director D. M. James For For Management
1.9 Elect Director D. E. Klein For For Management
1.10 Elect Director J. N. Purcell For For Management
1.11 Elect Director W. G. Smith, Jr. For For Management
1.12 Elect Director S. R. Specker For For Management
1.13 Elect Director L.D. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Coal Combustion Waste Hazard Against For Shareholder
and Risk Mitigation Efforts
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Ettinger For For Management
1.2 Elect Director Katherine J. Harless For For Management
1.3 Elect Director Inge G. Thulin For For Management
1.4 Elect Director Michael J. Hoffman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan L. Beller For For Management
2 Elect Director John H. Dasburg For For Management
3 Elect Director Janet M. Dolan For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Jay S. Fishman For For Management
6 Elect Director Lawrence G. Graev For For Management
7 Elect Director Patricia L. Higgins For For Management
8 Elect Director Thomas R. Hodgson For For Management
9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Laurie J. Thomsen For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Prohibit Retesting Performance Goals Against For Shareholder
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan S. Armstrong For For Management
2 Elect Director Joseph R. Cleveland For For Management
3 Elect Director Juanita H. Hinshaw For For Management
4 Elect Director Frank T. MacInnis For For Management
5 Elect Director Janice D. Stoney For For Management
6 Elect Director Laura A. Sugg For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Lynch For For Management
2 Elect Director William G. Parrett For For Management
3 Elect Director Michael E. Porter For For Management
4 Elect Director Scott M. Sperling For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Two Years One Year Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION
Ticker: TRI Security ID: 884903105
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Thomson For For Management
1.2 Elect Director W. Geoffrey Beattie For Withhold Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director Manvinder S. Banga For For Management
1.5 Elect Director Mary Cirillo For For Management
1.6 Elect Director Steven A. Denning For For Management
1.7 Elect Director Lawton W. Fitt For For Management
1.8 Elect Director Roger L. Martin For For Management
1.9 Elect Director Sir Deryck Maughan For For Management
1.10 Elect Director Ken Olisa For For Management
1.11 Elect Director Vance K. Opperman For For Management
1.12 Elect Director John M. Thompson For For Management
1.13 Elect Director Peter J. Thomson For For Management
1.14 Elect Director John A. Tory For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director James C. Day For For Management
1.3 Elect Director Richard T. Du Moulin For For Management
1.4 Elect Director Morris E. Foster For For Management
1.5 Elect Director J. Wayne Leonard For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Joseph H. Netherland For For Management
1.8 Elect Director Richard A. Pattarozzi For For Management
1.9 Elect Director Nicholas Sutton For For Management
1.10 Elect Director Cindy B. Taylor For For Management
1.11 Elect Director Dean E. Taylor For For Management
1.12 Elect Director Jack E. Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 04, 2011 Meeting Type: Annual
Record Date: DEC 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Jim Kever For For Management
1.4 Elect Director Kevin M. McNamara For For Management
1.5 Elect Director Brad T. Sauer For For Management
1.6 Elect Director Robert Thurber For For Management
1.7 Elect Director Barbara A. Tyson For For Management
1.8 Elect Director Albert C. Zapanta For For Management
2 Ratify Auditors For For Management
3 Phase in Controlled-Atmosphere Killing Against Against Shareholder
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O Dell M. Owens For For Management
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Lowell C. Mcadam For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Disclose Prior Government Service Against Against Shareholder
17 Performance-Based Equity Awards Against For Shareholder
18 Restore or Provide for Cumulative Against For Shareholder
Voting
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
19 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
20 Report on Political Contributions Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Require Suppliers to Produce Against Against Shareholder
Sustainability Reports
23 Report on Climate Change Business Risks Against Against Shareholder
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For For Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Warren Y. Jobe For For Management
1.3 Elect Director William G. Mays For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3a Reduce Supermajority Vote Requirement For For Management
Relating to Vote Requirement
3b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
3c Opt Out of State's Control Share For For Management
Acquisition Law
3d Amend Articles of Incorporation to For For Management
Remove Certain Obsolete Provisions
3e Amend Articles of Incorporation to For For Management
Remove Other Obsolete Provisions and
Make Conforming Changes
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Feasibility Study for Converting to Against Against Shareholder
Nonprofit Status
7 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For Against Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide for Cumulative Voting Against For Shareholder
20 Require Independent Board Chairman Against For Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Against For Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 11, 2010 Meeting Type: Annual
Record Date: SEP 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter D. Behrendt For For Management
2 Elect Director Kathleen A. Cote For For Management
3 Elect Director John F. Coyne For For Management
4 Elect Director Henry T. DeNero For For Management
5 Elect Director William L. Kimsey For For Management
6 Elect Director Michael D. Lambert For For Management
7 Elect Director Len J. Lauer For For Management
8 Elect Director Matthew E. Massengill For For Management
9 Elect Director Roger H. Moore For For Management
10 Elect Director Thomas E. Pardun For For Management
11 Elect Director Arif Shakeel For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 28, 2011 Meeting Type: Annual
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid (Hass) Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For Withhold Management
1.8 Elect Director Morris (Mo) Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For Withhold Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director W. (Kip) Tindell, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Amend Articles/Bylaws/Charter -- Against For Shareholder
Removal of Directors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Management
3 Elect Director Patti S. Hart For For Management
4 Elect Director Susan M. James For For Management
5 Elect Director Vyomesh Joshi For For Management
6 Elect Director David W. Kenny For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Adopt Human Rights Policies Regarding Against Against Shareholder
the Sale of Technology and Technical
Assistance
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Betsy J. Bernard For For Management
2 Elect Director Marc N. Casper For For Management
3 Elect Director David C. Dvorak For For Management
4 Elect Director Larry C. Glasscock For For Management
5 Elect Director Robert A. Hagemann For For Management
6 Elect Director Arthur J. Higgins For For Management
7 Elect Director John L. McGoldrick For For Management
8 Elect Director Cecil B. Pickett For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Ratify Auditors For For Management
========================= MAINSTAY U.S. SMALL CAP FUND =========================
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 14, 2011 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Gustav H.P. Boel For For Management
1.4 Elect Director Thomas J. Fischer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS Security ID: 01642T108
Meeting Date: OCT 05, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Floyd E. Bloom For For Management
1.3 Elect Director Robert A. Breyer For For Management
1.4 Elect Director Geraldine Henwood For For Management
1.5 Elect Director Paul J. Mitchell For For Management
1.6 Elect Director Richard F. Pops For For Management
1.7 Elect Director Alexander Rich For For Management
1.8 Elect Director Mark B. Skaletsky For For Management
1.9 Elect Director Michael A. Wall For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: AUG 03, 2010 Meeting Type: Annual
Record Date: JUN 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For Withhold Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For Withhold Management
1.7 Elect Director Douglas L. Maine For Withhold Management
1.8 Elect Director Roman Martinez IV For For Management
1.9 Elect Director Mark H. Ronald For For Management
1.10 Elect Director William G. Van Dyke For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUL 02, 2010 Meeting Type: Annual
Record Date: APR 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director David Bonderman For For Management
1.3 Elect Director Kevin R. Burns For For Management
1.4 Elect Director James J. Gaffney For For Management
1.5 Elect Director Tao Huang For For Management
1.6 Elect Director Michael F. Johnston For For Management
1.7 Elect Director Larry S. McWilliams For For Management
1.8 Elect Director James J. O'Connor For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director Richard E. Wenz For For Management
1.11 Elect Director Bettina M. Whyte For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director David Bonderman For Withhold Management
1.3 Elect Director Kevin R. Burns For For Management
1.4 Elect Director Matthew J. Espe For For Management
1.5 Elect Director James J. Gaffney For For Management
1.6 Elect Director Tao Huang For For Management
1.7 Elect Director Michael F. Johnston For For Management
1.8 Elect Director Larry S. McWilliams For For Management
1.9 Elect Director James J. O'Connor For For Management
1.10 Elect Director John J. Roberts For For Management
1.11 Elect Director Richard E. Wenz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William L. Bax For For Management
2 Elect Director Frank E. English, Jr. For For Management
3 Elect Director J. Patrick Gallagher, For For Management
Jr.
4 Elect Director Elbert O. Hand For For Management
5 Elect Director Ilene S. Gordon For For Management
6 Elect Director David S. Johnson For For Management
7 Elect Director Kay W. McCurdy For For Management
8 Elect Director Norman L. Rosenthal For For Management
9 Elect Director James R. Wimmer For For Management
10 Approve Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 22, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mary G.F. Bitterman For For Management
1.3 Elect Director Mark A. Burak For For Management
1.4 Elect Director Michael J. Chun For For Management
1.5 Elect Director Clinton R. Churchill For For Management
1.6 Elect Director David A. Heenan For For Management
1.7 Elect Director Peter S. Ho For For Management
1.8 Elect Director Robert Huret For For Management
1.9 Elect Director Kent T. Lucien For For Management
1.10 Elect Director Martin A. Stein For For Management
1.11 Elect Director Donald M. Takaki For For Management
1.12 Elect Director Barbara J. Tanabe For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC.
Ticker: BRLI Security ID: 09057G602
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUN 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Grodman For For Management
1.2 Elect Director Howard Dubinett For For Management
2 Other Business For Against Management
--------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter O. Wilde For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
CAL DIVE INTERNATIONAL, INC.
Ticker: DVR Security ID: 12802T101
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Transier For For Management
1.2 Elect Director John T. Mills For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Mark F. Duffy For For Management
1.4 Elect Director David A. Fisher For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Paul Kepes For For Management
1.7 Elect Director Stuart J. Kipnes For For Management
1.8 Elect Director Duane R. Kullberg For For Management
1.9 Elect Director Benjamin R. Londergan For For Management
1.10 Elect Director R. Eden Martin For For Management
1.11 Elect Director Roderick A. Palmore For For Management
1.12 Elect Director Susan M. Phillips For Withhold Management
1.13 Elect Director William R. Power For For Management
1.14 Elect Director Samuel K. Skinner For For Management
1.15 Elect Director Carole E. Stone For For Management
1.16 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEMTURA CORPORATION
Ticker: CHMT Security ID: 163893209
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For For Management
1.2 Elect Director Timothy J. Bernlohr For For Management
1.3 Elect Director Anna C. Catalano For For Management
1.4 Elect Director Alan S. Cooper For For Management
1.5 Elect Director James W. Crownover For For Management
1.6 Elect Director Jonathan F. Foster For For Management
1.7 Elect Director Craig A. Rogerson For For Management
1.8 Elect Director John K. Wulff For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merribel S. Ayres For For Management
1.2 Elect Director Jon E. Barfield For For Management
1.3 Elect Director Stephen E. Ewing For For Management
1.4 Elect Director Richard M. Gabrys For For Management
1.5 Elect Director David W. Joos For For Management
1.6 Elect Director Philip R. Lochner, Jr For For Management
1.7 Elect Director Michael T. Monahan For For Management
1.8 Elect Director John G. Russell For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director John B. Yasinsky For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Report on Financial Risks of Coal Against Against Shareholder
Reliance
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John J. Anton For For Management
2 Elect Director William R. Corbin For For Management
3 Elect Director Robert Jaunich II For For Management
4 Elect Director W. Keith Kennedy, Jr. For For Management
5 Elect Director Michael J. Murray For For Management
6 Elect Director Edith R. Perez For For Management
7 Elect Director John C. Pope For For Management
8 Elect Director William J. Schroeder For For Management
9 Elect Director Douglas W. Stotlar For For Management
10 Elect Director Peter W. Stott For For Management
11 Elect Director Chelsea C. White III For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
Ticker: CPO Security ID: 219023108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Almeida For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director S. Marce Fuller For For Management
1.3 Elect Director Allen A. Kozinski For For Management
1.4 Elect Director John R. Myers For For Management
1.5 Elect Director John B. Nathman For For Management
1.6 Elect Director Robert J. Rivet For For Management
1.7 Elect Director William W. Sihler For For Management
1.8 Elect Director Albert E. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825205
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Devine For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director Joseph C. Muscari For For Management
1.4 Elect Director Richard F. Wallman For For Management
1.5 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Madison For For Management
1.2 Elect Director Cheryl F. Rosner For For Management
1.3 Elect Director Alfred F. Castino For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DPL INC.
Ticker: DPL Security ID: 233293109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Barbara S. Graham For For Management
1.3 Elect Director Glenn E. Harder For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DTS, INC.
Ticker: DTSI Security ID: 23335C101
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joerg D. Agin For For Management
1.2 Elect Director Jon E. Kirchner For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUFF & PHELPS CORPORATION
Ticker: DUF Security ID: 26433B107
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noah Gottdiener For For Management
1.2 Elect Director Robert M. Belke For For Management
1.3 Elect Director Peter W. Calamari For For Management
1.4 Elect Director William R. Carapezzi For For Management
1.5 Elect Director Harvey M. Krueger For For Management
1.6 Elect Director Sander M. Levy For For Management
1.7 Elect Director Jeffrey D. Lovell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDO PHARMACEUTICALS HOLDINGS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Delucca For For Management
1.2 Elect Director David P. Holveck For For Management
1.3 Elect Director Nancy J. Hutson For For Management
1.4 Elect Director Michael Hyatt For For Management
1.5 Elect Director Roger H. Kimmel For For Management
1.6 Elect Director William P. Montague For For Management
1.7 Elect Director David B. Nash For For Management
1.8 Elect Director Joseph C. Scodari For For Management
1.9 Elect Director William F. Spengler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: MAR 02, 2011 Meeting Type: Annual
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert W. Cremin For For Management
2 Elect Director Anthony P. Franceschini For For Management
3 Elect Director James J. Morris For For Management
4 Elect Director Delores M. Etter For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Dominik For For Management
1.2 Elect Director Sam K. Duncan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: DEC 20, 2010 Meeting Type: Special
Record Date: NOV 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director G. Thomas Bowers For For Management
1.3 Elect Director William H. Jones For For Management
1.4 Elect Director Peter B. Robinson For For Management
2 Declassify the Board of Directors For For Management
3 Rescind Fair Price Provision For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK (SAN FRANSICO)
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-de For For Management
Wilde
1.3 Elect Director Thomas J. Barrack, Jr. For Withhold Management
1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Management
1.5 Elect Director William E. Ford For For Management
1.6 Elect Director L. Martin Gibbs For For Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For For Management
1.9 Elect Director Jody S. Lindell For For Management
1.10 Elect Director George G.C. Parker For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Colony For For Management
1.2 Elect Director Michael H. Welles For For Management
1.3 Elect Director Charles B. Rutstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GENESEE & WYOMING INC.
Ticker: GWR Security ID: 371559105
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mortimer B. Fuller III For For Management
1.2 Elect Director John C. Hellmann For For Management
1.3 Elect Director Robert M. Melzer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUN 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Bartlett Foote For For Management
1.2 Elect Director Pedro P. Granadillo For For Management
1.3 Elect Director Mark W. Kroll For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Harshman For For Management
1.2 Elect Director Lewis Solomon For For Management
1.3 Elect Director Harold Covert For For Management
1.4 Elect Director Patrick Gallagher For For Management
1.5 Elect Director E. Floyd Kvamme For For Management
1.6 Elect Director Anthony J. Ley For For Management
1.7 Elect Director William F. Reddersen For For Management
1.8 Elect Director David R. Van Valkenburg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. G. Eddy For For Management
1.2 Elect Director D. C. Everitt For For Management
1.3 Elect Director S. D. Fazzolari For For Management
1.4 Elect Director S. E. Graham For For Management
1.5 Elect Director T. D. Growcock For For Management
1.6 Elect Director H. W. Knueppel For For Management
1.7 Elect Director J. M. Loree For For Management
1.8 Elect Director A. J. Sordoni, III For For Management
1.9 Elect Director R. C. Wilburn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Beckman For For Management
1.2 Elect Director David E. Berges For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Sandra L. Derickson For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Thomas A. Gendron For For Management
1.8 Elect Director Jeffrey A. Graves For For Management
1.9 Elect Director David C. Hill For For Management
1.10 Elect Director David L. Pugh For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055107
Meeting Date: AUG 19, 2010 Meeting Type: Annual
Record Date: JUN 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Cole For For Management
1.2 Elect Director Barry Emanuel For For Management
1.3 Elect Director Steven Mendelow For For Management
1.4 Elect Director Drew Cohen For For Management
1.5 Elect Director F. Peter Cuneo For For Management
1.6 Elect Director Mark Friedman For For Management
1.7 Elect Director James A. Marcum For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IHS INC.
Ticker: IHS Security ID: 451734107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerre L. Stead For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Balakrishnan S. Iyer For For Management
1.4 Elect Director Brian H. Hall For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC.
Ticker: ALR Security ID: 46126P106
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Khederian For For Management
1.2 Elect Director David Scott For For Management
1.3 Elect Director Peter Townsend For For Management
1.4 Elect Director Eli Y. Adashi For For Management
2 Change Company Name For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146P102
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Cashill For For Management
1.2 Elect Director Brian D. Dittenhafer For For Management
1.3 Elect Director Vincent D. Manahan III For For Management
1.4 Elect Director James H. Ward, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146P102
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doreen R. Byrnes For Withhold Management
1.2 Elect Director Stephen J. Szabatin For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel S. Lavitt For For Management
1.2 Elect Director Timothy L. Main For For Management
1.3 Elect Director William D. Morean For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Frank A. Newman For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Thomas A. Sansone For For Management
1.8 Elect Director David M. Stout For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Other Business For Against Management
--------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC.
Ticker: JOSB Security ID: 480838101
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Neal Black For For Management
1.2 Elect Director Robert N. Wildrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KAYDON CORPORATION
Ticker: KDN Security ID: 486587108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Alexander For For Management
1.2 Elect Director David A. Brandon For Withhold Management
1.3 Elect Director Patrick P. Coyne For For Management
1.4 Elect Director William K. Gerber For For Management
1.5 Elect Director Timothy J. O'Donovan For For Management
1.6 Elect Director James O'Leary For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: AUG 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Larry D. Yost For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Brunner For For Management
2 Elect Director Ralph W. Clark For For Management
3 Elect Director R. Ted Enloe, III For For Management
4 Elect Director Richard T. Fisher For For Management
5 Elect Director Matthew C. Flanigan For For Management
6 Elect Director Karl G. Glassman For For Management
7 Elect Director Ray A. Griffith For For Management
8 Elect Director David S. Haffner For For Management
9 Elect Director Joseph W. McClanathan For For Management
10 Elect Director Judy C. Odom For For Management
11 ElectElect Director Maurice E. Purnell, For For Management
Jr.
12 Elect Director Phoebe A. Wood For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Verne G. Istock For For Management
2 Elect Director J. Michael Losh For For Management
3 Elect Director Timothy Wadhams For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC.
Ticker: WFR Security ID: 552715104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Blackmore For For Management
2 Elect Director Ahmad R. Chatila For For Management
3 Elect Director Marshall Turner For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
METHANEX CORPORATION
Ticker: MX Security ID: 59151K108
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Aitken For For Management
1.2 Elect Director Howard Balloch For For Management
1.3 Elect Director Pierre Choquette For For Management
1.4 Elect Director Phillip Cook For For Management
1.5 Elect Director Thomas Hamilton For For Management
1.6 Elect Director Robert Kostelnik For For Management
1.7 Elect Director Douglas Mahaffy For For Management
1.8 Elect Director A. Terence Poole For For Management
1.9 Elect Director John Reid For For Management
1.10 Elect Director Janice Rennie For For Management
1.11 Elect Director Monica Sloan For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 10, 2010 Meeting Type: Annual
Record Date: JUN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Berenson For For Management
1.2 Elect Director Donald Glickman For For Management
1.3 Elect Director James Wilen For For Management
1.4 Elect Director Elizabeth A. Wolszon For For Management
1.5 Elect Director Robert E. Mellor For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION
Ticker: MTSC Security ID: 553777103
Meeting Date: FEB 09, 2011 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Anderson For For Management
1.2 Elect Director Jean-Lou Chameau For For Management
1.3 Elect Director Laura B. Hamilton For For Management
1.4 Elect Director Brendan C. Hegarty For For Management
1.5 Elect Director Emily M. Liggett For For Management
1.6 Elect Director William V. Murray For For Management
1.7 Elect Director Barb J. Samardzich For For Management
1.8 Elect Director Gail P. Steinel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander P. Federbush For For Management
1.2 Elect Director Paul J. Flaherty For For Management
1.3 Elect Director Gennaro J. Fulvio For For Management
1.4 Elect Director Gary S. Gladstein For For Management
1.5 Elect Director Scott J. Goldman For For Management
1.6 Elect Director Terry Hermanson For For Management
1.7 Elect Director Harvey L. Karp For For Management
1.8 Elect Director Gregory L. Christopher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC.
Ticker: MGAM Security ID: 625453105
Meeting Date: MAR 22, 2011 Meeting Type: Annual
Record Date: JAN 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Maples, Sr. For For Management
2 Elect Director Stephen J. Greathouse For For Management
3 Elect Director Neil E. Jenkins For For Management
4 Elect Director Justin A. Orlando For For Management
5 Elect Director Patrick J. Ramsey For For Management
6 Elect Director Robert D. Repass For For Management
7 Elect Director Timothy S. Stanley For For Management
8 Authorize Share Repurchase Program For For Management
9 Change Company Name For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NALCO HOLDING COMPANY
Ticker: NLC Security ID: 62985Q101
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Pertz For For Management
1.2 Elect Director Daniel S. Sanders For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEUSTAR, INC.
Ticker: NSR Security ID: 64126X201
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Joel P. Friedman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NSTAR
Ticker: NST Security ID: 67019E107
Meeting Date: MAR 04, 2011 Meeting Type: Special
Record Date: JAN 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NTELOS HOLDINGS CORP.
Ticker: NTLS Security ID: 67020Q107
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy G. Biltz For For Management
1.2 Elect Director Steven G. Felsher For For Management
1.3 Elect Director Robert E. Guth For For Management
1.4 Elect Director Daniel J. Heneghan For For Management
1.5 Elect Director Michael Huber For For Management
1.6 Elect Director James A. Hyde For For Management
1.7 Elect Director Julia B. North For For Management
1.8 Elect Director Jerry E. Vaughn For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Approve Reverse Stock Split For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
Ticker: PERY Security ID: 288853104
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Natoli For For Management
1.2 Elect Director Eduardo M. Sardina For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect James P. Slattery as Director For For Management
1.7 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC.
Ticker: RTI Security ID: 74973W107
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel I. Booker For For Management
1.2 Elect Director Ronald L. Gallatin For For Management
1.3 Elect Director Charles C. Gedeon For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Dawne S. Hickton For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Bryan T. Moss For For Management
1.8 Elect Director James A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Ryan For For Management
1.2 Elect Director Malcolm Gillis For For Management
1.3 Elect Director Clifton H. Morris, Jr. For For Management
1.4 Elect Director W. Blair Waltrip For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Director Compensation Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
SHUFFLE MASTER, INC.
Ticker: SHFL Security ID: 825549108
Meeting Date: MAR 17, 2011 Meeting Type: Annual
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garry W. Saunders For For Management
1.2 Elect Director Louis Castle For For Management
1.3 Elect Director John R. Bailey For For Management
1.4 Elect Director Daniel M. Wade For For Management
1.5 Elect Director Eileen F. Raney For For Management
1.6 Elect Director A. Randall Thoman For For Management
1.7 Elect Director David B. Lopez For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION
Ticker: SFNC Security ID: 828730200
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors to Eleven For For Management
2.1 Elect Director William E. Clark, II For Withhold Management
2.2 Elect Director Steven A. Cosse For For Management
2.3 Elect Director Edward Drilling For For Management
2.4 Elect Director Sharon Gaber For For Management
2.5 Elect Director Eugene Hunt For For Management
2.6 Elect Director George A. Makris, Jr. For For Management
2.7 Elect Director J. Thomas May For For Management
2.8 Elect Director W. Scott McGeorge For For Management
2.9 Elect Director Stanley E. Reed For For Management
2.10 Elect Director Harry L. Ryburn For For Management
2.11 Elect Director Robert L. Shoptaw For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl F. Cheit For For Management
1.2 Elect Director Thomas J. Fitzayers For For Management
1.3 Elect Director Barry Lawson Williams For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC.
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: OCT 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Arthur F. Kingsbury For For Management
1.3 Elect Director Jerrell W. Shelton For For Management
1.4 Elect Director Kenneth A. Viellieu For For Management
1.5 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SONOSITE, INC.
Ticker: SONO Security ID: 83568G104
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carson L. Diersen For For Management
1.2 Elect Director Steven R. Goldstein For For Management
1.3 Elect Director Kevin M. Goodwin For For Management
1.4 Elect Director Paul V. Haack For For Management
1.5 Elect Director Robert G. Hauser For For Management
1.6 Elect Director Rodney F. Hochman For For Management
1.7 Elect Director Richard O. Martin For For Management
1.8 Elect Director William G. Parzybok, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STAGE STORES, INC.
Ticker: SSI Security ID: 85254C305
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan Barocas For For Management
2 Elect Director Michael Glazer For For Management
3 Elect Director Gabrielle Green For For Management
4 Elect Director Andrew Hall For For Management
5 Elect Director Earl Hesterberg For For Management
6 Elect Director William Montgoris For For Management
7 Elect Director David Schwartz For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Babich, Jr. For For Management
1.2 Elect Director William R. Cook For For Management
1.3 Elect Director Stephen K. Klasko For For Management
1.4 Elect Director Benson F. Smith For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles W. Cramb For For Management
2 Elect Director Dennis J. Letham For For Management
3 Elect Director Hari N. Nair For For Management
4 Elect Director Roger B. Porter For For Management
5 Elect Director David B. Price, Jr. For For Management
6 Elect Director Gregg M. Sherrill For For Management
7 Elect Director Paul T. Stecko For For Management
8 Elect Director Mitsunobu Takeuchi For For Management
9 Elect Director Jane L. Warner For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Jones, Jr. For For Management
1.2 Elect Director Peter B. Bartholow For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Joseph M. Grant For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For For Management
1.6 Elect Director Larry L. Helm For For Management
1.7 Elect Director James R. Holland, Jr. For For Management
1.8 Elect Director W.w. Mcallister III For For Management
1.9 Elect Director Elysia Holt Ragusa For For Management
1.10 Elect Director Steven P. Rosenberg For For Management
1.11 Elect Director Robert W. Stallings For For Management
1.12 Elect Director Ian J. Turpin For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Frecon For For Management
1.2 Elect Director Roland A. Hernandez For For Management
1.3 Elect Director William L. Jews For For Management
1.4 Elect Director Ned Mansour For For Management
1.5 Elect Director Robert E. Mellor For For Management
1.6 Elect Director Norman J. Metcalfe For For Management
1.7 Elect Director Larry T. Nicholson For For Management
1.8 Elect Director Charlotte St. Martin For For Management
1.9 Elect Director Robert G. van For For Management
Schoonenberg
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WARNACO GROUP, INC.
Ticker: WRC Security ID: 934390402
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Bell For For Management
2 Elect Director Robert A. Bowman For For Management
3 Elect Director Richard Karl Goeltz For For Management
4 Elect Director Joseph R. Gromek For For Management
5 Elect Director Sheila A. Hopkins For For Management
6 Elect Director Charles R. Perrin For For Management
7 Elect Director Nancy A. Reardon For For Management
8 Elect Director Donald L. Seeley For For Management
9 Elect Director Cheryl Nido Turpin For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THQ INC.
Ticker: THQI Security ID: 872443403
Meeting Date: AUG 10, 2010 Meeting Type: Annual
Record Date: JUN 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian J. Farrell For For Management
1.2 Elect Director Lawrence Burstein For For Management
1.3 Elect Director Henry T. Denero For For Management
1.4 Elect Director Brian P. Dougherty For For Management
1.5 Elect Director Jeffrey W. Griffiths For For Management
1.6 Elect Director Gary E. Rieschel For For Management
1.7 Elect Director James L. Whims For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Catherine A. Bertini For For Management
2 Elect Director Rita Bornstein For For Management
3 Elect Director Kriss Cloninger, III For For Management
4 Elect Director E. V. Goings For For Management
5 Elect Director Clifford J. Grum For For Management
6 Elect Director Joe R. Lee For For Management
7 Elect Director Bob Marbut For For Management
8 Elect Director Angel R. Martinez For For Management
9 Elect Director Antonio Monteiro de For For Management
Castro
10 Elect Director Robert J. Murray For For Management
11 Elect Director David R. Parker For For Management
12 Elect Director Joyce M. Roche For For Management
13 Elect Director J. Patrick Spainhour For For Management
14 Elect Director M. Anne Szostak For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gallagher For For Management
1.2 Elect Director Greg M. Graves For For Management
1.3 Elect Director Paul Uhlmann III For For Management
1.4 Elect Director Thomas J. Wood III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
VALIDUS HOLDINGS, LTD.
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew J. Grayson For For Management
1.2 Elect Director Jean-Marie Nessi For For Management
1.3 Elect Director Mandakini Puri For For Management
2.4 Elect Edward J. Noonan as Subsidiary For For Management
Director
2.5 Elect C.N. Rupert Atkin as Subsidiary For For Management
Director
2.6 Elect Patrick G. Barry as Subsidiary For For Management
Director
2.7 Elect Peter A. Bilsby as Subsidiary For For Management
Director
2.8 Elect Julian P. Bosworth as Subsidiary For For Management
Director
2.9 Elect Michael E.A. Carpenter as For For Management
Subsidiary Director
2.10 Elect Rodrigo Castro as Subsidiary For For Management
Director
2.11 Elect Jane S. Clouting as Subsidiary For For Management
Director
2.12 Elect Joseph E. (Jeff) Consolino as For For Management
Subsidiary Director
2.13 Elect C. Jerome Dill as Subsidiary For For Management
Director
2.14 Elect Andrew Downey as Subsidiary For For Management
Director
2.15 Elect Kerry A. Emanuel as Subsidiary For For Management
Director
2.16 Elect Jonathan D. Ewington as For For Management
Subsidiary Director
2.17 Elect Andrew M. Gibbs as Subsidiary For For Management
Director
2.18 Elect Michael Greene as Subsidiary For For Management
Director
2.19 Elect Nicholas J. Hales as Subsidiary For For Management
Director
2.20 Elect Mark S. Johnson as Subsidiary For For Management
Director
2.21 Elect Anthony J. Keys as Subsidiary For For Management
Director
2.22 Elect Robert F. Kuzloski as Subsidiary For For Management
Director
2.23 Elect Gillian S. Langford as Subsidiary For For Management
Director
2.24 Elect Stuart W. Mercer as Subsidiary For For Management
Director
2.25 Elect Paul J. Miller as Subsidiary For For Management
Director
2.26 Elect Jean-Marie Nessi as Subsidiary For For Management
Director
2.27 Elect Julian G. Ross as Subsidiary For For Management
Director
2.28 Elect Rafael Saer as Subsidiary For For Management
Director
2.29 Elect James E. Skinner as Subsidiary For For Management
Director
2.30 Elect Verner G. Southey as Subsidiary For For Management
Director
2.31 Elect Nigel D. Wachman as Subsidiary For For Management
Director
2.32 Elect Conan M. Ward as Subsidiary For For Management
Director
2.33 Elect Lixin Zeng as Subsidiary Director For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify PricewaterhouseCoopers Hamilton For For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl L. Chapman For For Management
1.2 Elect Director James H. DeGraffenreidt, For For Management
Jr.
1.3 Elect Director Niel C. Ellerbrook For For Management
1.4 Elect Director John D. Engelbrecht For For Management
1.5 Elect Director Anton H. George For For Management
1.6 Elect Director Martin C. Jischke For For Management
1.7 Elect Director Robert G. Jones For For Management
1.8 Elect Director William G. Mays For For Management
1.9 Elect Director J. Timothy McGinley For For Management
1.10 Elect Director R. Daniel Sadlier For For Management
1.11 Elect Director Michael L. Smith For For Management
1.12 Elect Director Jean L. Wojtowicz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For For Management
1.2 Elect Director Alan W. Kosloff For For Management
1.3 Elect Director Jerry W. Walton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WFSL Security ID: 938824109
Meeting Date: JAN 19, 2011 Meeting Type: Annual
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna C. Johnson For For Management
1.2 Elect Director Charles R. Richmond For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mollie H. Carter For For Management
1.2 Elect Director Jerry B. Farley For For Management
1.3 Elect Director Arthur B. Krause For For Management
1.4 Elect Director William B. Moore For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Increase Authorized Common Stock For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio A. Fernandez For For Management
1.2 Elect Director Lee B. Foster II For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 26, 2011 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Petrovich For Withhold Management
1.2 Elect Director Larry E. Rittenberg For Withhold Management
1.3 Elect Director Michael T. Yonker For Withhold Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Reduce Supermajority Vote Requirement Against For Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
ECLIPSE FUNDS
By: /s/ Stephen P. Fisher
---------------------
Stephen P. Fisher
President and Principal Executive Officer
Date: August 29, 2011