SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 10)
Synageva BioPharma Corp.
(Name of Issuer)
Common Stock, $.001 Par Value Per Share
(Title of Class of Securities)
87159A103
(CUSIP Number)
HealthCor Management, L.P.
Carnegie Hall Tower
152 West 57th Street, 47th Floor
New York, New York 10019
Attention: Mr. John H. Coghlin
(212) 622-7871
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 3, 2011
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 16 Pages)
CUSIP No. 87159A103 13D/A Page 2 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Management, L.P.
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
WC
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
882,731
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
882,731
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
882,731
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES(see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
5.05%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
PN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 3 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Associates, LLC
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
882,731
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
882,731
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
882,731
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES(see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
5.05%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
OO - limited liability company
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 4 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Offshore Master Fund, L.P.
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
577,065
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
577,065
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
577,065
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
3.30%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
PN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 5 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Offshore GP, LLC
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
577,065
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
577,065
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
577,065
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
3.30%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
OO - limited liability company
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 6 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Hybrid Offshore Master Fund, L.P.
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
138,022
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
138,022
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
138,022
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
0.79%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
PN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 7 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Hybrid Offshore GP, LLC
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
138,022
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
138,022
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
138,022
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
0.79%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
OO - limited liability company
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 8 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Group, LLC
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
882,731
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
882,731
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
882,731
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
5.05%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
OO - limited liability company
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 9 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor Capital, L.P.
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
167,644
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
167,644
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
167,644
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
0.96%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
PN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 10 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
HealthCor, L.P.
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
167,644
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
167,644
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
167,644
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
0.96%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
PN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 11 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
Arthur Cohen
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
882,731
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
882,731
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
882,731
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
5.05%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
IN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 12 of 16 Pages
-----------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
Joseph Healey
-----------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
(a) [X]
(b) [ ]
-----------------------------------------------------------------------------
(3) SEC USE ONLY
-----------------------------------------------------------------------------
(4) SOURCE OF FUNDS
AF
-----------------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-----------------------------------------------------------------------------
NUMBER OF (7) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (8) SHARED VOTING POWER
882,731
OWNED BY --------------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH (10) SHARED DISPOSITIVE POWER
882,731
-----------------------------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
882,731
-----------------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ]
-----------------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
5.05%
-----------------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (see instructions)
IN
-----------------------------------------------------------------------------
CUSIP No. 87159A103 13D/A Page 13 of 16 Pages
Explanatory Note
This Amendment No. 10 (the "Amendment") hereby amends the Schedule 13D filed by
HealthCor Management, L.P., HealthCor Associates, LLC, HealthCor Offshore, Ltd.,
HealthCor Hybrid Offshore, Ltd., HealthCor Group, LLC, HealthCor Capital, L.P.,
HealthCor, L.P., Joseph Healy and Arthur Cohen on August 8, 2007 (as corrected
by the amendment filed on August 9, 2007), as previously amended (the "Original
Schedule 13D" and collectively with this Amendment, the "Schedule 13D") with
regard to the shares of Common Stock of Trimeris, Inc. (the "Issuer"), par value
$0.001 (the "Shares").
This Amendment is being filed solely to reflect the effects of the transactions
disclosed by the Issuer in its Current Report on Form 8-K filed November 3, 2011
(the "Form 8-K"), including: (A) the one-for-five reverse stock split of the
Issuer's issued and outstanding common stock, (B) the issuance of shares at the
effective time of the transaction described in the Form 8-K pursuant to the
Agreement and Plan of Merger and Reorganization by and among the Issuer,
Synageva BioPharma Corp., a Delaware corporation, and Tesla Merger Sub, Inc., a
Delaware corporation and a wholly-owned subsidiary of the Issuer (the "Merger");
and (C) the change of the Issuer's name to "Synageva BioPharma Corp." in
connection with the transactions described above.
Item 1 of the Original Schedule 13D is hereby amended as follows:
Item 1(a). Name of Issuer:
Synageva BioPharma Corp.
Item 1(b). Address of Issuer's Principal Executive Offices:
128 Spring Street, Suite 520, Lexington, MA 02421
Item 5 of the Original Schedule 13D is hereby amended as follows:
Item 5(a). Collectively, the Reporting Persons beneficially own an
aggregate of 882,731 shares of Common Stock. This amount represents
approximately 5.05% of the Issuer's outstanding common stock, based
upon 17,490,445 shares of Common Stock issued and outstanding
immediately following the Merger (and giving effect to the one-for-five
reverse stock split as disclosed in the Form 8-K).
Of this amount:
(i) HealthCor Offshore Master Fund, L.P. is the beneficial owner of
577,065 shares of Common Stock;
(ii) HealthCor Hybrid Offshore Master Fund, L.P. is the beneficial
owner of 138,022 shares of Common Stock;
(iii) HealthCor, L.P. is the beneficial owner of 167,644 shares of
Common Stock (collectively, the entities in (i) through (iii) are
referred to as the "Funds");
CUSIP No. 87159A103 13D/A Page 14 of 16 Pages
(iv) HealthCor Offshore GP, LLC is the general partner of HealthCor
Offshore Master Fund, L.P. Accordingly, HealthCor Offshore GP, LLC may
be deemed to beneficially own the shares of Common Stock that are
beneficially owned by HealthCor Offshore Master Fund, L.P. HealthCor
Group, LLC is the general partner of HealthCor Offshore GP, LLC and,
therefore, may be deemed to beneficially own the shares of Common Stock
that are beneficially owned by HealthCor Offshore Master Fund, L.P.;
(v) HealthCor Hybrid Offshore GP, LLC is the general partner of
HealthCor Hybrid Offshore Master Fund, L.P. Accordingly, HealthCor
Hybrid Offshore GP, LLC may be deemed to beneficially own the shares of
Common Stock that are beneficially owned by HealthCor Hybrid Offshore
Master Fund, L.P. HealthCor Group, LLC is the general partner of
HealthCor Hybrid Offshore GP, LLC and, therefore, may be deemed to
beneficially own the shares of Common Stock that are beneficially owned
by HealthCor Hybrid Offshore Master Fund, L.P.;
(vi) By virtue of its position as the investment manager of the Funds,
HealthCor Management, L.P. may be deemed a beneficial owner of all the
shares of Common Stock owned by the Funds. HealthCor Associates, LLC is
the general partner of HealthCor Management, L.P. and thus may also be
deemed to beneficially own the shares of Common Stock that are
beneficially owned by the Funds.
(vii) HealthCor Group LLC is the general partner of HealthCor Capital,
L.P., which is in turn the general partner of HealthCor, L.P.
Accordingly, each of HealthCor Capital L.P. and HealthCor Group, LLC
may be deemed to beneficially own the shares of Common Stock that are
beneficially owned by HealthCor, L.P.
(viii) As the Managers of HealthCor Associates, LLC, Arthur Cohen and
Joseph Healey exercise both voting and investment power with respect to
the shares of Common Stock reported herein, and therefore each may be
deemed a beneficial owner of such Common Stock.
The filing of this Schedule 13D shall not be construed as an admission
that any of the Reporting Persons is, for the purposes of Section 13(d)
or 13(g) of the Securities Exchange Act of 1934, as amended, the
beneficial owner of any of the shares of Common Stock owned by the
Funds. Pursuant to Rule 13d-4, each of the Reporting Persons hereby
disclaims any beneficial ownership of any such securities in excess of
their actual pecuniary interest therein.
Item 5(b). The information in Items 7 through 10 of each cover page to
this Schedule 13D is incorporated by reference into this Item 5(b).
Item 5(c). The Reporting Persons have effected no transactions relating
to the Common Stock during the past 60 days.
Items (d)-(e). Inapplicable.
CUSIP No. 87159A103 13D/A Page 15 of 16 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
DATED: November 7, 2011
HEALTHCOR MANAGEMENT, L.P.
By: HealthCor Associates, LLC, its general partner
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
HEALTHCOR CAPITAL, L.P., for itself and as general partner
on behalf of HEALTHCOR L.P.
By: HealthCor Group, LLC, its general partner
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
HEALTHCOR OFFSHORE GP, LLC, for itself and as general partner
of behalf of HEALTHCOR OFFSHORE MASTER FUND, L.P.
By: HealthCor Group, LLC, its general partner
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
HEALTHCOR HYBRID OFFSHORE GP, LLC, for itself and as general
partner of behalf of HEALTHCOR HYBRID OFFSHORE MASTER
FUND, L.P.
By: HealthCor Group, LLC, its general partner
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
HEALTHCOR ASSOCIATES, LLC
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
CUSIP No. 87159A103 13G Page 16 of 16 Pages
HEALTHCOR GROUP, LLC
By: /s/ John H. Coghlin
-------------------------------------
Name: John H. Coghlin
Title: General Counsel
JOSEPH HEALEY, Individually
/s/ Joseph Healey
-----------------------------------
ARTHUR COHEN, Individually
/s/ Arthur Cohen
-----------------------------------