UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Platinum Management (NY) LLC
Address: 152 West 57th Street, 4th Floor
New York, NY 10019
13F File Number: 028-12968
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Oliver Jimenez
Title: Chief Compliance Officer
Phone: 212-582-2222
Signature, Place, and Date of Signing:
/s/ Oliver Jimenez New York, NY May 13, 2013
----------------------------------- ------------ -----------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[_] 13F NOTICE.
[_] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $49,622
(thousands)
List of Other Included Managers: NONE
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
ACCENTURE PLC IRELAND CALL G1151C901 1 28 SH CALL SOLE N/A 28
AKAMAI TECHNOLOGIES INC CALL 00971T901 6 72 SH CALL SOLE N/A 72
AMAZON.COM INC CALL 023135906 34 140 SH CALL SOLE N/A 140
AMAZON.COM INC COM 023135106 506 1900 SH SOLE N/A 1900
ANALOG DEVICES INC COM 032654105 2455 52800 SH SOLE N/A 52800
ANSYS, INC CALL 03662Q905 1 28 SH CALL SOLE N/A 28
APPLE INC COM 037833100 248 560 SH SOLE N/A 560
ARMOUR RESIDENTIAL REIT INC WTS 042315119 17 510197 SH SOLE N/A 510197
AUTOBYTEL INC COM 05275N106 425 98000 SH SOLE N/A 98000
AVAGO TECHNOLOGIES LTD CALL Y0486S904 11 80 SH CALL SOLE N/A 80
AVAGO TECHNOLOGIES LTD CALL Y0486S904 1 36 SH CALL SOLE N/A 36
AVAGO TECHNOLOGIES LTD CALL Y0486S904 0 84 SH CALL SOLE N/A 84
BAIDU INC CALL 056752908 8 40 SH CALL SOLE N/A 40
BELO CORPORATION COM SER A 080555105 160 16300 SH SOLE N/A 16300
BMC SOFTWARE INC COM 055921100 945 20400 SH SOLE N/A 20400
BMC SOFTWARE INC CALL 055921900 41 500 SH CALL SOLE N/A 500
BROCADE COMMUNICATIONS SYSTEMS CALL 111621906 0 400 SH CALL SOLE N/A 400
BROCADE COMMUNICATIONS SYSTEMS CALL 111621906 3 477 SH CALL SOLE N/A 477
CACI INTERNATIONAL INC. CALL 127190904 10 64 SH CALL SOLE N/A 64
CADENCE DESIGN SYSTEM INC COM 127387108 919 66000 SH SOLE N/A 66000
CADENCE DESIGN SYSTEM INC PUT 127387958 9 400 SH PUT SOLE N/A 400
CAVIUM, INC CALL 14964U908 0 20 SH CALL SOLE N/A 20
CAVIUM, INC CALL 14964U908 0 40 SH CALL SOLE N/A 40
CENTURY CASINOS INC COM 156492100 226 79030 SH SOLE N/A 79030
CHECK POINT SOFTWARE TECH LTD CALL M22465904 0 48 SH CALL SOLE N/A 48
CHECK POINT SOFTWARE TECH LTD CALL M22465904 0 32 SH CALL SOLE N/A 32
CHECK POINT SOFTWARE TECH LTD PUT M22465954 5 120 SH PUT SOLE N/A 120
CISCO SYSTEMS INC CALL 17275R902 1 100 SH CALL SOLE N/A 100
CITRIX SYSTEMS INC CALL 177376900 0 88 SH CALL SOLE N/A 88
CITRIX SYSTEMS INC PUT 177376950 7 80 SH PUT SOLE N/A 80
CRAWFORD & CO CL B 224633107 93 12300 SH SOLE N/A 12300
DELL INC CALL 24702R901 0 7 SH CALL SOLE N/A 7
DELL INC CALL 24702R901 1 20 SH CALL SOLE N/A 20
DELL INC CALL 24702R901 1 150 SH CALL SOLE N/A 150
DELL INC CALL 24702R901 0 7 SH CALL SOLE N/A 7
DST SYSTEMS INC COM 233326107 3649 51200 SH SOLE N/A 51200
ECHO THERAPEUTICS INC COM 27876L107 1690 2138920 SH SOLE N/A 2138920
E M C CORP CALL 268648902 0 40 SH CALL SOLE N/A 40
EMC INS GROUP INC COM 268664109 257 9750 SH SOLE N/A 9750
EQUINIX INC COM 294448502 709 3280 SH SOLE N/A 3280
EQUINIX INC PUT 29444U952 0 20 SH PUT SOLE N/A 20
EXPEDIA INC CALL 30212P903 0 64 SH CALL SOLE N/A 64
F5 NETWORKS INC PUT 315616952 5 80 SH PUT SOLE N/A 80
FAIRCHILD SEMICONDUCTOR INTL CALL 303726903 2 160 SH CALL SOLE N/A 160
FLEXTRONICS INTL LTD CALL Y2573F902 2 119 SH CALL SOLE N/A 119
FLEXTRONICS INTL LTD CALL Y2573F902 2 481 SH CALL SOLE N/A 481
FORTINET INC COM 34959E109 284 12000 SH SOLE N/A 12000
FORTINET INC CALL 34959E909 60 200 SH CALL SOLE N/A 200
GENTIVA HEALTH SERVICES COM 37247A102 119 11012 SH SOLE N/A 11012
GOOGLE INC CL A 38259P508 762 960 SH SOLE N/A 960
IAC INTERACTIVE CORP CALL 44919P908 4 80 SH CALL SOLE N/A 80
INTEL CORP PUT 458140950 16 800 SH PUT SOLE N/A 800
INTEL CORP CALL 458140900 4 380 SH CALL SOLE N/A 380
INTL BUSINESS MACHINES CORP COM 459200101 704 3300 SH SOLE N/A 3300
JDS UNIPHASE CORP CALL 46612J907 0 160 SH CALL SOLE N/A 160
LEADING BRANDS INC COM 52170U207 65 17649 SH SOLE N/A 17649
LIBERTY GLOBAL INC COM SER A 530555101 382 5200 SH SOLE N/A 5200
LINEAR TECHNOLOGY CORP CALL 535678906 1 260 SH CALL SOLE N/A 260
LOOKSMART LTD COM 543442503 1469 1728000 SH SOLE N/A 1728000
LSI CORPORATION CALL 502161902 1 160 SH CALL SOLE N/A 160
LSI CORPORATION CALL 502161902 0 64 SH CALL SOLE N/A 64
LSI CORPORATION CALL 502161902 0 96 SH CALL SOLE N/A 96
MCCLATCHY CO CL A 579489105 104 35945 SH SOLE N/A 35945
MENTOR GRAPHICS CORP COM 587200106 217 12000 SH SOLE N/A 12000
MERCADOLIBRE INC CALL 58733R902 0 20 SH CALL SOLE N/A 20
MERCADOLIBRE, INC CALL 58733R902 0 24 SH CALL SOLE N/A 24
MICROS SYSTEMS INC COM 594901100 223 4900 SH SOLE N/A 4900
MICROSOFT CORP COM 594918104 366 12800 SH SOLE N/A 12800
MITEL NETWORKS CORP COM 60671Q104 129 33000 SH SOLE N/A 33000
MONARCH FINANCIAL HOLDINGS COM 60907Q100 150 14165 SH SOLE N/A 14165
NAVIDEA BIOPHARMACEUTICALS COM 63937X103 20852 7694517 SH SOLE N/A 7694517
NETSOL TECHNOLOGIES INC COM 64115A402 224 17000 SH SOLE N/A 17000
NICE SYSTEMS LTD ADR 653656108 1252 34000 SH SOLE N/A 34000
NN INC COM 629337106 114 12022 SH SOLE N/A 12022
NXP SEMICONDUCTORS N V CALL N6596X909 5 160 SH CALL SOLE N/A 160
NXP SEMICONDUCTORS N V COM N6596X109 1666 55000 SH SOLE N/A 55000
NXP SEMICONDUCTORS N V PUT N6596X959 10 100 SH PUT SOLE N/A 100
ONVIA INC COM 68338T403 129 33700 SH SOLE N/A 33700
ORACLE CORPORATION CALL 68389X905 0 400 SH CALL SOLE N/A 400
ORACLE CORPORATION PUT 68389X955 4 240 SH PUT SOLE N/A 240
ORACLE INC. COM 68389X105 485 15000 SH SOLE N/A 15000
ORAMED PHARMACEUTICALS COM 68403P203 229 26573 SH SOLE N/A 26573
POINT.360 COM 730507100 26 35464 SH SOLE N/A 35464
POWERSHARES QQQ TRUST PUT 73935A954 9 200 SH PUT SOLE N/A 200
POWERSHARES QQQ TRUST PUT 73935A954 27 400 SH PUT SOLE N/A 400
POZEN INC COM 73941U102 119 22500 SH SOLE N/A 22500
PREMIER FINANCIAL BANCORP COM 74050M105 152 12900 SH SOLE N/A 12900
PRICELINE.COM INC COM 741503403 606 880 SH SOLE N/A 880
PZENA INVESTMENT MGMT INC CL A 74731Q103 260 40000 SH SOLE N/A 40000
QUALCOMM INC CALL 747525103 2 160 SH CALL SOLE N/A 160
RED HAT INC CALL 756577902 28 160 SH CALL SOLE N/A 160
RIVERBED TECHNOLOGY INC CALL 768573907 0 20 SH CALL SOLE N/A 20
RIVERBED TECHNOLOGY INC CALL 768573907 0 56 SH CALL SOLE N/A 56
RIVERBED TECHNOLOGY INC CALL 768573907 0 72 SH CALL SOLE N/A 72
SPDR S&P 500 ETF PUT 78462F953 7 100 SH PUT SOLE N/A 100
SPDR S&P 500 ETF PUT 78462F953 27 200 SH PUT SOLE N/A 200
SYNOPSYS INC COM 871607107 1615 45000 SH SOLE N/A 45000
TEXAS INSTRUMENTS INC COM 882508104 795 22400 SH SOLE N/A 22400
TIME WARNER INC COM 887317303 300 5200 SH SOLE N/A 5200
UNIVERSAL INS HLDGS INC COM 91359V107 63 13000 SH SOLE N/A 13000
VERINT SYS INC COM 92343X100 2412 66000 SH SOLE N/A 66000
VERSAR INC COM 925297103 116 26800 SH SOLE N/A 26800
VISA INC COM CL A 92826C839 340 2000 SH SOLE N/A 2000
VMWARE INC CALL 928563902 0 26 SH CALL SOLE N/A 26
VONAGE HOLDINGS CORP COM 92886T201 158 54600 SH SOLE N/A 54600
YADKIN VALLEY FINANCIAL CORP COM 984314104 74 18400 SH SOLE N/A 18400
YANDEX NV CALL N97284908 0 32 SH CALL SOLE N/A 32
YANDEX NV CALL N97284908 0 64 SH CALL SOLE N/A 64
YANDEX NV CALL N97284908 0 96 SH CALL SOLE N/A 96