SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 12, 2003
--------------
Southwest Water Company
(Exact name of registrant as specified in its charter)
Delaware 0-8176 95-1840947
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
One Wilshire Building
624 South Grand Avenue, Los Angeles, CA 90017, Suite 2900
(Address of principal executive offices) (Zip Code)
(213) 929-1800
Registrant's telephone number, including area code:
225 North Barranca Avenue, Suite 200
West Covina, CA 91791
(Former name or former address, if changed since last report)
- --------------------------------------------------------------------------------
ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits
--------
99.1 Press release issued by Southwest Water Company on November 12, 2003.
Item 12. Disclosure of Results of Operations and Financial Condition.
On November 12, 2003 Southwest Water Company filed a press release announcing
its results of operations and financial condition for the fiscal quarter ended
September 30, 2003. The full text of the press release is attached hereto as
Exhibit 99.1 and is incorporated herein by reference. In accordance with SEC
Release No. 33-8176, the information contained in such press release shall not
be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of
1934, as amended, nor shall it be deemed incorporated herein by reference in any
filing under the Securities Act of 1933, as amended, except as shall be
expressly set forth by specific reference in such a filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Southwest Water Company
Date: November 12, 2003 /s/ Richard J. Shields
---------------------------- -------------------------------------------
Richard J Shields, Chief Financial Officer
(principal financial officer and chief
accounting officer)