UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 16, 2004
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Investors Capital Holdings, Ltd.
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(Exact name of registrant as specified in its charter)
Massachusetts 1-16349 04-3284631
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
230 Broadway East, Lynnfield, Massachusetts 01940
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (800) 949-1422
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Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits.
Exhibit 99.2: Press Release dated August 16, 2004
Item 9. Regulation FD Disclosure
Investors Capital Holdings, Ltd. has reported its earnings results for the
fourth quarter ended June 30, 2004. The Company's press release dated August
16, 2004, announcing the results, is attached hereto as an Exhibit.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: August 16, 2004 /s/Timothy B. Murphy
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Timothy B. Murphy
Chief Financial Officer, Chief Accounting
Officer, Treasurer, Executive Vice President,
and Director
EXHIBIT INDEX
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Exhibit
Number Description
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99.2 Investors Capital Holdings Celebrates Eight Consecutive Quarters
of Revenue Growth and Four Consecutive Quarters of Profitability