UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2004 Morgan Stanley --------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11758 36-3145972 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation File Number) Identification No.) 1585 Broadway, New York, New York 10036 ------------------------------------------------------------------------ (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (212) 761-4000 -------------- - -------------------------------------------------------------------------------- (Former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition - -------------------------------------------------------------------------------- On December 21, 2004 Morgan Stanley (the "Registrant") released financial information with respect to its year and quarter ended November 30, 2004. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. The information furnished under Item 2.02 of this Report, including Exhibit 99.1, shall be deemed to be "filed" for purpose of the Securities Exchange Act of 1934, as amended. Item 9.01 Financial Statements and Exhibits - -------------------------------------------------------------------------------- 99.1 Press release of the Registrant dated December 21, 2004 containing financial information for the fourth quarter ended November 30, 2004. - -------------------------------------------------------------------------------- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. MORGAN STANLEY -------------- (Registrant) By: /s/ David S. Moser --------------------------------- David S. Moser Principal Accounting Officer Dated: December 21, 2004