UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 8, 2005
NGP CAPITAL RESOURCES COMPANY
(Exact name of Registrant as specified in its charter)
Maryland 814-00672 20-1371499
(State or other jurisdiction of (Commission (I.R.S. Employer
incorporation or organization) File Number) Identification No.)
1221 McKinney Street, Suite 2975
Houston, Texas 77010
(Address of principal executive offices) (Zip Code)
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Registrant's Telephone Number, including area code: (713) 752-0062
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Not Applicable
(Former name, former address and former fiscal year, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2.):
[_] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers.
Effective December 8, 2005, the board of directors of NGP Capital
Resources Company (the "Company"), appointed Richard A. Bernardy, 43, as the
Company's Chief Operating Officer concurrent with his resignation from his
positions as the Company's Chief Financial Officer and Treasurer. . Mr. Bernardy
will continue to serve as the Company's Secretary, a position he has held since
the Company's founding in July 2004. From January 2003 to July 2004, he was a
partner in M1 Energy Capital Securities, LLC, an investment boutique featuring
long term, limited liability investments in the energy, raw materials, interest
rate and currency markets. From August 2000 to December 2002, he was a director
of Deutsche Bank, an international financial service provider. Mr. Bernardy has
over twenty years of corporate finance, commercial and investment banking and
entrepreneurial management experience in the banking and energy sectors.
Effective December 8, 2005, the board of directors of the Company
appointed Stephen K. Gardner, 45, to fill the positions of Chief Financial
Officer and Treasurer. Mr. Gardner has served as the Company's Director of
Finance since October 2004. From September 2002 to May 2004, Mr. Gardner was
Chief Financial Officer of Dunhill Resources, Inc., a private exploration and
production company that operated in the Gulf of Mexico. Prior to 2002 Mr.
Gardner served as president of a private construction firm. Mr. Gardner has
extensive management and transactional experience in the oil and gas industry,
including as chief financial officer of Mesa Inc., predecessor to Pioneer
Natural Resources.
On December 14, 2005, the Company issued a press release announcing,
among other things, the foregoing position changes. The text of the press
release is included as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
c. Exhibits
99.1 NGP Capital Resources Company
Press Release dated December 14, 2005.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
NGP CAPITAL RESOURCES COMPANY
By: /s/ John H. Homier
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John H. Homier
President and Chief Executive Officer
Date: December 14, 2005
EXHIBIT INDEX
Exhibit
Number Description
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99.1 NGP Capital Resources Company Press Release dated December 14, 2005.