UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
November 2, 2006
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Date of Report (Date of earliest event reported)
SYNTAX-BRILLIAN CORPORATION
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(Exact Name of Registrant as Specified in Charter)
DELAWARE 000-50289 05-0567906
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(State or Other (Commission File Number) (IRS Employer
Jurisdiction of Incorporation) Identification No.)
1600 N. DESERT DRIVE
TEMPE, ARIZONA
85281
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(Address of Principal Executive Offices) (Zip Code)
(602) 389-8888
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(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
The registrant is furnishing this Report on Form 8-K in connection with the
disclosure of information, in the form of the textual information from a press
release released on November 2, 2006. The information in this Report on Form 8-K
(including the exhibit) is furnished pursuant to Item 2.02 and shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section.
The registrant does not have, and expressly disclaims, any obligation to
release publicly any updates or any changes in the registrant's expectations or
any change in events, conditions, or circumstances on which any forward-looking
statement is based. The text included with this Report is available on the
registrant's website located at www.syntaxbrillian.com, although the registrant
reserves the right to discontinue that availability at any time.
Item 9.01. Financial Statements and Exhibits.
(a) Financial Statements of Business Acquired.
Not applicable.
(b) Pro Forma Financial Information.
Not applicable.
(c) Shell Company Transactions.
Not applicable.
(d) Exhibits.
Exhibit
Number
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99.1 Press release from Syntax-Brillian Corporation, dated
November 2, 2006, entitled "Syntax-Brillian Corporation
Reports Record Revenue and Earnings for its First Fiscal
Quarter Ended September 30, 2006"
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
SYNTAX-BRILLIAN CORPORATION
Date: November 2, 2006 By: /s/ Wayne A. Pratt
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Wayne A. Pratt
Executive Vice President and Chief
Financial Officer
2
EXHIBIT INDEX
99.1 Press release from Syntax-Brillian Corporation, dated November 2,
2006, entitled "Syntax-Brillian Corporation Reports Record Revenue and
Earnings for its First Fiscal Quarter Ended September 30, 2006"