SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): November 9, 2006
FOCUS ENHANCEMENTS, INC.
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(Exact name of registrant as specified in its charter)
DELAWARE 1-11860 04-3144936
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(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
1370 Dell Ave., Campbell, CA 95008
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (408) 866-8300
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[_]Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[_]Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
On November 9, 2006, Focus Enhancements, Inc. issued a press release discussing
its results of operations for the three and nine months ended September 30,
2006. This press release is attached hereto as Exhibit 99.1 and is being
furnished under Item 2.02 of this Form 8-K.
Item 7.01. Regulation FD Disclosure
On November 9, 2006, Focus Enhancements, Inc. issued a press release
discussing, among other things, 2006 financial guidance. The "2006 Outlook"
section and other information related to our expected future performance in this
press release attached hereto as Exhibit 99.1 are being furnished under Item
7.01 of this Form 8-K and is not deemed filed for purposes of Section 18 of the
Exchange Act.
Item 9.01. Financial Statements and Exhibits
(c) Exhibits
99.1 Focus Enhancements, Inc. earnings press release for the
three and nine months ended September 30, 2006.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
FOCUS ENHANCEMENTS, INC.
Date: November 9, 2006, By: /s/ Gary Williams
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Name: Gary Williams
Title: Exec. VP of Finance and CFO