UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
--------------------
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
--------------------
Date of Report
(Date of earliest
event reported): November 9, 2006
The Middleton Doll Company
------------------------------------------------------
(Exact name of registrant as specified in its charter)
Wisconsin 0-22663 39-1364345
(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
1050 Walnut Ridge Drive, Hartland, Wisconsin 53029
------------------------------------------------------------
(Address of principal executive offices, including zip code)
(262) 369-8163
--------------
(Registrant's telephone number)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
On November 9, 2006 The Middleton Doll Company issued a press release
announcing its earnings for the third quarter ended September 30, 2006 (the
"Press Release"). A copy of the Press Release is being filed as Exhibit 99 to
this Report and is incorporated by reference.
Item 9.01. Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits. The following exhibit is being filed herewith:
(99) Press Release of The Middleton Doll Company, dated
November 9, 2006.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
The Middleton Doll Company
Date: November 9, 2006 By: /s/ Craig R. Bald
----------------------------
Craig R. Bald
Chief Financial Officer
3
The Middleton Doll Company
Exhibit Index to Current Report on Form 8-K
Dated November 9, 2006
Exhibit
Number
- -------
(99) Press Release dated November 9, 2006: The Middleton Doll Company
Reports Third Quarter Results
4