SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 15, 2007 - -------------------------------------------------------------------------------- (Date of earliest event reported) HARRINGTON WEST FINANCIAL GROUP, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-50066 48-1175170 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 610 Alamo Pintado Road, Solvang, California 93463 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (805) 688-6644 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - -------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Table of Contents Item 5.02(c). Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers. Item 9.01. Financial Statements and Exhibits. SIGNATURE EXHIBIT 99.1 Section 5 - Corporate Governance and Management Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers. (c) Effective December 1, 2007, Leigh Sherman, age 58, was appointed Senior Vice President, Chief Retail Banking and Marketing Officer of Los Padres Bank, a wholly owned subsidiary of Harrington West Financial Group, Inc. Mr. Sherman's term of office will continue until his successor is duly appointed. Prior to joining Los Padres Bank, Mr. Sherman was most recently Chief Marketing Officer for Amtrust Bank, responsible for marketing and internet banking. Prior to this position, Mr. Sherman worked in a similar capacity for M&I Bank. A copy of the press release announcing his appointment is attached as Exhibit 99.1. Section 9 - Financial Statements and Exhibits Item 9.01 Financial Statements and Exhibits (d) Exhibits: 99.1 Press Release Dated November 15, 2007 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. HARRINGTON WEST FINANCIAL GROUP, INC. By: /s/ Craig J. Cerny ------------------------------------ Craig J. Cerny Chairman of the Board and Chief Executive Officer Date: November 15, 2007 Exhibit Index: 99.1 Press Release Dated November 15, 2007