UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2013
Check here if Amendment [ ]; Amendment Number:[ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Catalyst Capital Advisors LLC
Address: 22 High Street, Huntington, NY 11743
13F File Number: 028-14953
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jerry Szilagyi
Title: Chief Compliance Officer
Phone: (631) 629-4909
Signature, Place, and Date of Signing:
/s/ Jerry Szilagyi Huntington, New York May 13, 2013
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File NumberName
028-13429 The Edelman Financial Group Inc.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form13F Information Table Entry Total: 355
Form13F Information Table Value Total (x1000): $ 120,796
List of Other Included Managers:
1.Groesbeck Investment Management Corp.
2.Cookson, Peirce & Co., Inc.
3.Lyons Wealth Management, LLC
List of Other Managers Reporting for this Manager:
1. The Edelman Financial Group Inc.
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
No. Form 13F File NumberName
1 028-04288 Groesbeck Investment Management Corp.
2 028-06545 Cookson, Peirce & Co., Inc.
3 028-14513 Lyons Wealth Management, LLC
Name of Issuer Class CUSIP No. Market Quantity SH/ Investment Other Voting Voting
Value PUT/ Discretion Managers Authority Authority
X$1000 CALL Sole Shared
ABBOTT LABS COM 002824 10 0 298 8,450 SH Other 1
ABBOTT LABS COM 002824 10 0 566 16,017 SH Other 3
ABBVIE INC COM 00287Y 10 9 345 8,450 SH Other 1
ACCESS MIDSTREAM PARTNERS L UNIT 00434L 10 9 204 5,061 SH Sole
ACCESS MIDSTREAM PARTNERS L UNIT 00434L 10 9 81 2,015 SH Sole
ACCESS NATL CORP COM 004337 10 1 31 1,886 SH Sole
ACCURAY INC COM 004397 10 5 696 150,000 SH Sole
ACTAVIS INC COM 00507K 10 3 1164 12,640 SH Other 2
ACTIVISION BLIZZARD INC COM 00507V 10 9 680 46,655 SH Other 3
AES CORP COM 00130H 10 5 31 2,497 SH Sole
AETNA INC NEW COM 00817Y 10 8 31 613 SH Sole
AK STL HLDG CORP COM 001547 10 8 745 225,000 SH Sole
AK STL HLDG CORP COM 001547 10 8 42 12,740 SH Sole
AKAMAI TECHNOLOGIES INC COM 00971T 10 1 184 5,220 SH Sole
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P 10 8 272 20,000 SH Sole
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P 10 8 297 21,872 SH Sole
AMERICAN CAP MTG INVT CORP COM 02504A 10 4 319 12,336 SH Sole
AMERICAN CAP MTG INVT CORP COM 02504A 10 4 81 3,124 SH Sole
AMERICAN CAPITAL AGENCY CORP COM 02503X 10 5 328 10,000 SH Sole
AMERICAN CAPITAL AGENCY CORP COM 02503X 10 5 25 776 SH Sole
AMERICAN ELEC PWR INC COM 25537 10 1 25 520 SH Sole
AMERICAN INTL GROUP INC COM NEW 026874 78 4 25 641 SH Sole
AMERICAN RLTY CAP PPTYS INC COM 02917T 10 4 91 6,231 SH Sole
AMERICAN RLTY CAP PPTYS INC COM 02917T 10 4 367 25,000 SH Sole
AMERISTAR CASINOS INC COM 03070Q 10 1 393 15,000 SH Sole
ANNALY CAP MGMT INC COM 35710 40 9 25 1,568 SH Sole
APACHE CORP COM 037411 10 5 200 2,594 SH Sole
APACHE CORP COM 037411 10 5 31 406 SH Sole
API TECHNOLOGIES CORP COM NEW 00187E 20 3 124 50,000 SH Sole
APOLLO INVT CORP COM 03761U 10 6 209 25,000 SH Sole
APPLE INC COM 037833 10 0 354 800 SH Other 1
AURIZON MINES LTD COM 05155P 10 6 174 40,000 SH Sole
BAKER MICHAEL CORP COM 057149 10 6 371 15,124 SH Sole
BANK OF AMERICA CORPORATION COM 060505 10 4 34 2,812 SH Sole
BANKUNITED INC COM 06652K 10 3 128 5,000 SH Sole
BARCLAYS BK PLC IPATH S&P500 VIX 06740C 18 8 89 4,375 SH Sole
BLACKROCK INC COM 09247X 10 1 604 2,350 SH Other 1
BLACKROCK INC COM 09247X 10 1 1028 4,000 SH Other 2
BLYTH INC COM NEW 09643P 20 7 104 6,000 SH Sole
BP PLC SPONSORED ADR 055622 10 4 80 1,900 SH Other
BP PLC SPONSORED ADR 055622 10 4 55 1,300 SH Other
BRIGHT HORIZONS FAM SOL IN D COM 109194 10 0 231 6,835 SH Sole
BRISTOL MYERS SQUIBB CO COM 110122 10 8 640 15,531 SH Other 3
BROCADE COMMUNICATIONS SYS I COM NEW 111621 30 6 239 41,500 SH Other
BROCADE COMMUNICATIONS SYS I COM NEW 111621 30 6 52 9,000 SH Other
BRUNSWICK CORP COM 117043 10 9 582 17,000 SH Other 2
BUCKLE INC COM 118440 10 6 483 10,350 SH Other 1
CA INC COM 12673P 10 5 572 22,719 SH Other 3
CALIX INC COM 13100M 50 9 63 7,723 SH Sole
CAMPBELL SOUP CO COM 134429 10 9 476 10,500 SH Other
CAMPBELL SOUP CO COM 134429 10 9 100 2,200 SH Other
CARRIAGE SVCS INC COM 143905 10 7 47 2,231 SH Sole
CENTURYLINK INC COM 156700 10 6 33 940 SH Sole
CHEMTURA CORP COM NEW 163893 20 9 202 9,332 SH Sole
CHEVRON CORP NEW COM 166764 10 0 462 3,890 SH Other 1
CHRISTOPHER & BANKS CORP COM 171046 10 5 747 116,100 SH Sole
CHRISTOPHER & BANKS CORP COM 171046 10 5 74 11,451 SH Sole
CISCO SYS INC COM 17275R 10 2 178 8,500 SH Other
CISCO SYS INC COM 17275R 10 2 209 10,000 SH Other
CITIGROUP INC COM NEW 172967 42 4 24 550 SH Sole
COACH INC COM 189754 10 4 349 6,990 SH Other 1
COACH INC COM 189754 10 4 478 9,556 SH Other 3
COLGATE PALMOLIVE CO COM 194162 10 3 444 3,760 SH Other 1
COMMERCIAL METALS CO COM 201723 10 3 188 11,883 SH Sole
COMMUNITY HEALTH SYS INC NEW COM 203668 10 8 681 14,360 SH Other 2
COMPRESSCO PARTNERS L P COM UNIT 20467A 10 1 28 1,412 SH Sole
COMPUTER PROGRAMS & SYS INC COM 205306 10 3 1082 20,000 SH Sole
COMPUTER PROGRAMS & SYS INC COM 205306 10 3 85 1,576 SH Sole
CONAGRA FOODS INC COM 205887 10 2 1271 35,490 SH Other 2
CONSOLIDATED EDISON INC COM 209115 10 4 244 4,000 SH Other
CONSOLIDATED EDISON INC COM 209115 10 4 244 4,000 SH Other
CORNING INC COM 219350 10 5 34 2,520 SH Sole
CRANE CO COM 224399 10 5 447 8,000 SH Other 2
CREXUS INVT CORP COM 226553 10 5 401 30,762 SH Sole
CREXUS INVT CORP CALL 226553 90 5 15 25,000 CALL Sole
CSX CORP COM 126408 10 3 467 18,975 SH Other 1
CVR REFNG LP COMUNIT REP LT 12663P 10 7 224 6,448 SH Sole
DARDEN RESTAURANTS INC COM 237194 10 5 226 4,367 SH Sole
DEAN FOODS CO NEW COM 242370 10 4 113 6,250 SH Sole
DEJOUR ENERGY INC COM 24486R 10 3 101 500,000 SH Sole
DELEK LOGISTICS PARTNERS LP COM UNT RP INT 24664T 10 3 36 1,160 SH Sole
DELL INC COM 24702R 10 1 380 26,500 SH Sole
DELL INC PUT 240702R 95 1 1 17,300 PUT Sole
DELL INC CALL 240702R 90 1 11 15,000 CALL Sole
DELPHI AUTOMOTIVE PLC SHS G27823 10 6 22 485 SH Sole
DEVRY INC DEL COM 251893 10 3 203 6,397 SH Sole
DIGITAL GENERATION INC COM 25400B 10 8 257 40,000 SH Sole
DIGITAL GENERATION INC COM 25400B 10 8 67 10,351 SH Sole
DISCOVERY COMMUNICATNS NEW COM SER A 25470F 10 4 33 417 SH Sole
DOVER CORP COM 260003 10 8 548 7,525 SH Other 1
DOVER CORP COM 260003 10 8 565 7,751 SH Other 3
EBAY INC COM 278642 10 3 1171 21,600 SH Other 2
EBAY INC COM 278642 10 3 136 2,500 SH Other
ECOLAB INC COM 278865 10 0 481 6,000 SH Other 1
ECOLAB INC COM 278865 10 0 997 12,440 SH Other 2
ELAN PLC ADR 284131 20 8 292 24,750 SH Sole
EMMIS COMMUNICATIONS CORP CL A 291525 10 3 827 498,185 SH Sole
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X 10 3 209 6,932 SH Sole
ENERGYSOLUTIONS INC COM 292756 20 2 282 75,100 SH Sole
ENI S P A SPONSORED ADR 26874R 10 8 90 2,000 SH Other
ENI S P A SPONSORED ADR 26874R 10 8 90 2,000 SH Other
EXA CORP COM 300614 50 0 161 16,936 SH Sole
EXA CORP COM 300614 50 0 68 7,157 SH Sole
EXAMWORKS GROUP INC COM 30066A 10 5 95 5,474 SH Sole
EXELIS INC COM 30162A 10 8 327 30,000 SH Sole
EXPEDIA INC DEL COM NEW 30212P 30 3 1080 18,000 SH Other 2
FASTENAL CO COM 311900 10 4 202 3,943 SH Sole
FASTENAL CO COM 311900 10 4 32 630 SH Sole
FERRO CORP COM 315405 10 0 23 3,459 SH Sole
FIDELITY NATL INFORMATION SV COM 31620M 10 6 576 14,540 SH Other 3
FIRST PACTRUST BANCORP INC COM 33589V 10 1 171 15,000 SH Sole
FIRSTCITY FINL CORP COM 33761X 10 7 111 11,300 SH Sole
FLOWSERVE CORP COM 34354P 10 5 1208 7,200 SH Other 2
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V 10 9 161 6,000 SH Sole
FOCUS MEDIA HLDG LTD CALL 34415V 90 9 23 25,000 CALL Sole
FORD MTR CO DEL COM PAR $0.01 345370 86 0 329 25,000 SH Other
FORD MTR CO DEL COM PAR $0.01 345370 86 0 210 16,000 SH Other
FOREST LABS INC COM 345838 10 6 323 8,500 SH Other
FRANCESCAS HLDGS CORP COM 351793 10 4 215 7,491 SH Sole
FREEPORT-MCMORAN COPPER & GO COM 35671D 85 7 166 5,000 SH Sole
GAP INC DEL COM 364760 10 8 583 16,472 SH Other 3
GARDNER DENVER INC COM 365558 10 5 1052 14,000 SH Sole
GARDNER DENVER INC CALL 365558 90 5 4 15,000 CALL Sole
GENERAL DYNAMICS CORP COM 369550 10 8 32 460 SH Sole
GENERAL DYNAMICS CORP COM 369550 10 8 527 7,472 SH Other 3
GENERAL MTRS CO COM 37045V 10 0 34 1,221 SH Sole
GENESEE & WYO INC CL A 371559 10 5 838 9,000 SH Other 2
GENUINE PARTS CO COM 372460 10 5 27 349 SH Sole
GILEAD SCIENCES INC COM 375558 10 3 36 730 SH Sole
GLOBAL SHIP LEASE INC NEW SHS A Y27183 10 5 6252 1389286 SH Sole
GRAFTECH INTL LTD COM 384313 10 2 307 40,000 SH Sole
GRAFTECH INTL LTD COM 384313 10 2 307 40,000 SH Sole
GRAMERCY CAP CORP CALL 384871 90 9 17 30,000 CALL Sole
GREEN DOT CORP CL A 39304D 10 2 501 30,000 SH Sole
GREEN DOT CORP CL A 39304D 10 2 65 3,900 SH Sole
HALCON RES CORP COM NEW 40537Q 20 9 31 4,003 SH Sole
HALCON RES CORP COM NEW 40537Q 20 9 151 19,320 SH Sole
HALLWOOD GROUP INC COM PAR $0.10 406364 40 6 640 74,289 SH Sole
HARRIS TEETER SUPERMARKETS I COM 414585 10 9 491 11,500 SH Sole
HARTFORD FINL SVCS GROUP INC COM 416515 10 4 24 948 SH Sole
HERSHEY CO COM 427866 10 8 1050 12,000 SH Other 2
HEWLETT PACKARD CO COM 428236 10 3 596 25,000 SH Other 1
HOME DEPOT INC COM 437076 10 2 1256 18,000 SH Other 2
HOME LN SERVICING SOLUTIONS ORD SHS G6648D 10 9 1633 70,000 SH Sole
HUDSON CITY BANCORP COM 443683 10 7 443 51,302 SH Sole
HUNTINGTON BANCSHARES INC COM 446150 10 4 200 27,061 SH Sole
HUNTSMAN CORP COM 447011 10 7 186 10,000 SH Sole
ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100 10 1 179 3,281 SH Sole
ILLINOIS TOOL WKS INC COM 452308 10 9 473 7,760 SH Other 1
ILLINOIS TOOL WKS INC COM 452308 10 9 514 8,439 SH Other 3
IMPAX LABORATORIES INC COM 45256B 10 1 196 12,682 SH Sole
INLAND REAL ESTATE CORP COM NEW 457461 20 0 85 8,426 SH Sole
INNODATA INC COM NEW 457642 20 5 641 185,855 SH Sole
INPHI CORP COM 45772F 10 7 95 9,046 SH Sole
INTEL CORP COM 458140 10 0 333 15,260 SH Other 1
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 604 2,830 SH Other 1
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 577 2,707 SH Other 3
INTEVAC INC COM 461148 10 8 27 5,626 SH Sole
INVESCO MORTGAGE CAPITAL INC COM 46131B 10 0 1390 65,000 SH Sole
ISHARES GOLD TRUST ISHARES 464285 10 5 163 10,500 SH Other
ISHARES GOLD TRUST ISHARES 464285 10 5 101 6,500 SH Other
ISHARES SILVER TRUST ISHARES 46428Q 10 9 36 1,300 SH Other
ISHARES SILVER TRUST ISHARES 46428Q 10 9 33 1,200 SH Other
JOHNSON & JOHNSON COM 478160 10 4 285 3,500 SH Other
JOHNSON & JOHNSON COM 478160 10 4 269 3,300 SH Other
KEY ENERGY SVCS INC COM 492914 10 6 59 7,246 SH Sole
KIMBERLY CLARK CORP COM 494368 10 3 1078 11,000 SH Other 2
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B 11 9 360 70,000 SH Sole
KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 673 7,657 SH Other 1
KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 25 287 SH Sole
KKR & CO L P DEL COM UNITS 48248M 10 2 444 23,000 SH Other 2
KLA-TENCOR CORP COM 482480 10 0 561 10,640 SH Other 3
KRAFT FOODS GROUP INC COM 50076Q 10 6 710 13,782 SH Sole
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B 20 7 352 70,000 SH Sole
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B 20 7 176 35,000 SH Other
KRONOS WORLDWIDE INC COM 50105F 10 5 861 55,000 SH Sole
KRONOS WORLDWIDE INC COM 50105F 10 5 178 11,395 SH Sole
L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 451 5,575 SH Other 1
L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 547 6,762 SH Other 3
LAWSON PRODS INC COM 520776 10 5 39 2,246 SH Sole
LEAPFROG ENTERPRISES INC CL A 52186N 10 6 813 95,000 SH Sole
LIBERTY MEDIA CORP DELAWARE CL A 531229 10 2 20 182 SH Sole
LIGHTBRIDGE CORP COM 53224K 10 4 149 86,642 SH Sole
LILLY ELI & CO COM 532457 10 8 578 10,180 SH Other 3
LOGMEIN INC COM 54142L 10 9 86 4,486 SH Sole
LORILLARD INC COM 544147 10 1 547 13,558 SH Other 3
LRR ENERGY LP COM 50214A 10 4 88 5,000 SH Sole
LUBYS INC COM 549282 10 1 31 4,120 SH Sole
MARATHON OIL CORP COM 565849 10 6 135 4,000 SH Other
MARKEL CORP COM 570535 10 4 198 394 SH Sole
MARKEL CORP COM 570535 10 4 63 126 SH Sole
MARRIOTT VACATIONS WRLDWDE C COM 57164Y 10 7 215 5,000 SH Sole
MARRIOTT VACATIONS WRLDWDE C COM 57164Y 10 7 83 1,928 SH Sole
MASTERCARD INC CL A 57636Q 10 4 1353 2,500 SH Other 2
MATADOR RES CO COM 576485 20 5 78 8,830 SH Sole
MCCORMICK & CO INC COM NON VTG 579780 20 6 500 6,800 SH Other 1
MCDONALDS CORP COM 580135 10 1 460 4,610 SH Other 1
MCGRAW HILL COS INC COM 580645 10 9 517 9,929 SH Other 3
MCMORAN EXPLORATION CO COM 582411 10 4 491 30,000 SH Sole
MCMORAN EXPLORATION CO CALL 582411 90 4 16 30,000 CALL Sole
MEADOWBROOK INS GROUP INC COM 58319P 10 8 81 11,522 SH Sole
MEMC ELECTR MATLS INC COM 552715 10 4 175 39,776 SH Sole
MERGE HEALTHCARE INC COM 589499 10 2 182 63,044 SH Sole
METABOLIX INC COM 591018 80 9 33 17,841 SH Sole
METROPCS COMMUNICATIONS INC COM 591708 10 2 273 25,000 SH Sole
MICROSOFT CORP COM 594918 10 4 377 13,190 SH Other 1
MICROSOFT CORP COM 594918 10 4 563 19,673 SH Other 3
MICROSOFT CORP COM 594918 10 4 257 9,000 SH Other
MIDSTATES PETE CO INC COM 59804T 10 0 60 7,057 SH Sole
MOLSON COORS BREWING CO CL B 60871R 20 9 294 6,000 SH Other
MOLSON COORS BREWING CO CL B 60871R 20 9 117 2,400 SH Other
MOLYCORP INC DEL COM 608753 10 9 18 3,443 SH Sole
MONDELEZ INTL INC CL A 609207 10 5 50 1,635 SH Sole
MONSANTO CO NEW COM 61166W 10 1 1162 11,000 SH Other 2
MOODYS CORP COM 615369 10 5 26 490 SH Sole
MURPHY OIL CORP COM 626717 10 2 209 3,282 SH Sole
MURPHY OIL CORP COM 626717 10 2 33 520 SH Sole
NATIONAL FINL PARTNERS CORP COM 63607P 20 8 168 7,500 SH Sole
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P 10 3 468 20,000 SH Sole
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P 10 3 311 13,295 SH Sole
NETSOL TECHNOLOGIES INC COM PAR $.001 64115A 40 2 328 24,925 SH Sole
NETSPEND HLDGS INC COM 64118V 10 6 199 12,500 SH Sole
NEUSTAR INC CL A 64126X 20 1 744 16,000 SH Other 2
NEW CENTRY BANCORP INC DUNN COM 64353M 10 0 22 3,636 SH Sole
NEW MTN FIN CORP COM 647551 10 0 70 4,797 SH Sole
NEWCASTLE INVT CORP COM 65105M 10 8 191 17,113 SH Sole
NEWCASTLE INVT CORP COM 65105M 10 8 81 7,207 SH Sole
NEWCASTLE INVT CORP COM 65105M 10 8 232 20,750 SH Sole
NEWMONT MINING CORP COM 651639 10 6 176 4,200 SH Other
NEWMONT MINING CORP COM 651639 10 6 147 3,500 SH Other
NICHOLAS FINANCIAL INC COM NEW 65373J 20 9 1682 114,443 SH Sole
NIKE INC CL B 654106 10 3 588 9,959 SH Other 3
NORTHROP GRUMMAN CORP COM 666807 10 2 551 7,851 SH Other 3
NOVACOPPER INC COM 66988K 10 2 3 1,683 SH Other
NOVACOPPER INC COM 66988K 10 2 4 2,033 SH Other
NOVAGOLD RES INC COM NEW 66987E 20 6 244 67,100 SH Other
NOVAGOLD RES INC COM NEW 66987E 20 6 44 12,200 SH Other
NOVARTIS A G SPONSORED ADR 66987V 10 9 178 2,500 SH Other
NOVARTIS A G SPONSORED ADR 66987V 10 9 221 3,100 SH Other
NTELOS HLDGS CORP COM NEW 67020Q 30 5 1217 95,000 SH Sole
NUSTAR ENERGY LP UNIT COM 67058H 10 2 202 3,788 SH Sole
NUSTAR ENERGY LP UNIT COM 67058H 10 2 31 590 SH Sole
ODYSSEY MARINE EXPLORATION I COM 676118 10 2 141 43,400 SH Sole
OFFICE DEPOT INC COM 676220 10 6 196 49,925 SH Sole
OLYMPIC STEEL INC COM 68162K 10 6 1358 56,801 SH Sole
OLYMPIC STEEL INC COM 68162K 10 6 49 2,056 SH Sole
OMEROS CORP COM 682143 10 2 53 12,746 SH Sole
ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 34 589 SH Sole
OPKO HEALTH INC COM 68375N 10 3 209 27,371 SH Sole
OPKO HEALTH INC COM 68375N 10 3 78 10,219 SH Sole
OVERLAND STORAGE INC COM NEW 690310 20 6 95 80,160 SH Sole
PACER INTL INC TENN COM 69373H 10 6 101 20,000 SH Sole
PACER INTL INC TENN COM 69373H 10 6 70 13,971 SH Sole
PACIFIC BIOSCIENCES CALIF IN COM 69404D 10 8 72 28,858 SH Sole
PALOMAR MED TECHNOLOGIES INC COM NEW 697529 30 3 236 17,500 SH Sole
PARKER HANNIFIN CORP COM 701094 10 4 535 5,842 SH Other 3
PATRICK INDS INC COM 703343 10 3 79 5,000 SH Sole
PAYCHEX INC COM 704326 10 7 574 16,364 SH Other 3
PIONEER ENERGY SVCS CORP COM 723664 10 8 866 105,000 SH Sole
PIONEER ENERGY SVCS CORP COM 723664 10 8 55 6,705 SH Sole
PLAINS EXPL& PRODTN CO COM 726505 10 0 475 10,000 SH Sole
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q 76 9 1201 47,835 SH Other
PPG INDS INC COM 693506 10 7 1022 7,630 SH Other 2
PRAXAIR INC COM 74005P 10 4 478 4,285 SH Other 1
PRICE T ROWE GROUP INC COM 74144T 10 8 505 6,750 SH Other 1
PROSHARES TR PSHS ULSHT SP500 74347B 30 0 342 7,750 SH Sole
PROSPECT CAPITAL CORPORATION COM 74348T 10 2 121 11,100 SH Sole
PROTALIX BIOTHERAPEUTICS INC COM 74365A 10 1 82 15,000 SH Sole
PULTE GROUP INC COM 745867 10 1 1183 58,470 SH Other 2
PVH CORP COM 693656 10 0 1118 10,470 SH Other 2
PVR PARTNERS L P COM UNIT REPTG L 693665 10 1 241 10,000 SH Sole
QUALCOMM INC COM 747525 10 3 561 8,375 SH Other 1
QUALITY DISTR INC FLA COM 74756M 10 2 1388 165,000 SH Sole
RECOVERY ENERGY INC COM NEW 75626X 20 2 17 10,000 SH Sole
RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N 11 9 23 11,700 SH Sole
REYNOLDS AMERICAN INC COM 761713 10 6 551 12,389 SH Other 3
ROCK-TENN CO CL A 772739 20 7 694 7,480 SH Other 1
ROUNDYS INC COM 779268 10 1 558 85,000 SH Sole
ROYAL DUTCH SHELL PLC SPONS ADR A 780259 20 6 130 2,000 SH Other
ROYAL DUTCH SHELL PLC SPONS ADR A 780259 20 6 111 1,700 SH Other
SANDRIDGE ENERGY INC COM 80007P 30 7 105 20,000 SH Sole
SANOFI RIGHT 12/31/2020 80105N 11 3 142 80,000 SH Sole
SEACHANGE INTL INC COM 811699 10 7 303 25,500 SH Other
SEACHANGE INTL INC COM 811699 10 7 120 10,100 SH Other
SILVER BAY RLTY TR CORP COM 82735Q 10 2 91 4,410 SH Sole
SILVER BAY RLTY TR CORP COM 82735Q 10 2 15 732 SH Sole
SNYDERS-LANCE INC COM 833551 10 4 152 6,000 SH Other
SPDR S&P 500 ETF TR PUT 78462F 95 3 7 35,500 PUT Sole
SPRINT NEXTEL CORP COM SER 1 852061 10 0 311 50,000 SH Sole
ST JUDE MED INC COM 790849 10 3 560 13,857 SH Other 3
STAAR SURGICAL CO COM PAR $0.01 852312 30 5 77 13,653 SH Sole
STANLEY FURNITURE CO INC COM NEW 854305 20 8 26 5,914 SH Sole
STARZ LIBRTY CAP COM A 85571Q 10 2 4 182 SH Sole
STATE AUTO FINL CORP COM 855707 10 5 436 25,000 SH Sole
STATOIL ASA SPONSORED ADR 85771P 10 2 49 2,000 SH Other
STATOIL ASA SPONSORED ADR 85771P 10 2 111 4,500 SH Other
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L 10 8 207 3,164 SH Sole
SUPERVALU INC COM 868536 10 3 202 40,000 SH Sole
SWIFT ENERGY CO COM 870738 10 1 889 60,000 SH Sole
SWIFT ENERGY CO COM 870738 10 1 90 6,070 SH Sole
TELECOMMUNICATION SYS INC CL A 87929J 10 3 293 131,500 SH Other
TELECOMMUNICATION SYS INC CL A 87929J 10 3 192 86,000 SH Other
TELLABS INC COM 879664 10 0 50 24,000 SH Other
TELLABS INC COM 879664 10 0 54 26,000 SH Other
TETRA TECHNOLOGIES INC DEL COM 88162F 10 5 1180 115,000 SH Sole
TETRA TECHNOLOGIES INC DEL COM 88162F 10 5 82 7,963 SH Sole
TEVA PHARMACEUTICAL INDS LTD ADR 881624 20 9 404 10,180 SH Other 1
THE ADT CORPORATION COM 00101J 10 6 428 8,750 SH Sole
TIME WARNER INC COM NEW 887317 30 3 635 11,025 SH Other 1
TIME WARNER INC COM NEW 887317 30 3 1332 23,120 SH Other 2
TOTAL S A SPONSORED ADR 89151E 10 9 182 3,800 SH Other
TOTAL S A SPONSORED ADR 89151E 10 9 96 2,000 SH Other
TPC GROUP INC COM 89236Y 10 4 80 79,927 SH Sole
TRANSCAT INC COM 893529 10 7 13 2,042 SH Sole
TRAVELERS COMPANIES INC COM 89417E 10 9 1010 12,000 SH Other 2
TRIUMPH GROUP INC NEW COM 896818 10 1 208 2,644 SH Sole
TUPPERWARE BRANDS CORP COM 899896 10 4 606 7,415 SH Other 1
TWIN DISC INC COM 901476 10 1 651 25,943 SH Sole
TWO HBRS INVT CORP COM 90187B 10 1 1135 90,000 SH Sole
TWO HBRS INVT CORP COM 90187B 10 1 188 14,947 SH Sole
TYCO INTERNATIONAL LTD SHS H89128 10 4 24 752 SH Sole
ULTRA CLEAN HLDGS INC COM 90385V 10 7 667 102,614 SH Sole
ULTRA PETROLEUM CORP COM 903914 10 9 194 9,638 SH Sole
UNITED TECHNOLOGIES CORP COM 913017 10 9 495 5,295 SH Other 1
UNITEDHEALTH GROUP INC COM 91324P 10 2 610 10,655 SH Other 1
UNIVEST CORP PA COM 915271 10 0 60 3,452 SH Sole
V F CORP COM 918204 10 8 520 3,100 SH Other 1
VALHI INC NEW COM 918905 10 0 192 11,970 SH Sole
VALHI INC NEW COM 918905 10 0 64 3,985 SH Sole
VALUEVISION MEDIA INC CL A 92047K 10 7 1317 380,500 SH Sole
VALUEVISION MEDIA INC CL A 92047K 10 7 89 25,593 SH Sole
VENTAS INC COM 92276F 10 0 490 6,700 SH Other 1
VERIFONE SYS INC COM 92342Y 10 9 149 7,200 SH Other
VERIFONE SYS INC COM 92342Y 10 9 85 4,100 SH Other
VIACOM INC NEW CL A 92553P 10 2 569 9,021 SH Other 3
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W 20 9 371 13,050 SH Other
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W 20 9 284 10,000 SH Other
WAL-MART STORES INC COM 931142 10 3 475 6,350 SH Other 1
WAL-MART STORES INC COM 931142 10 3 90 1,200 SH Other
WEATHERFORD INTERNATIONAL LT REG SHS H27013 10 3 202 16,680 SH Sole
WEATHERFORD INTERNATIONAL LT REG SHS H27013 10 3 69 5,670 SH Sole
WELLS FARGO & CO NEW COM 949746 10 1 15 408 SH Sole
WENDYS CO COM 95058W 10 0 320 56,500 SH Other
WENDYS CO COM 95058W 10 0 172 30,400 SH Other
WESTERN UN CO COM 959802 10 9 35 2,300 SH Sole
WESTERN UN CO COM 959802 10 9 58 3,844 SH Sole
WET SEAL INC CL A 961840 10 5 453 150,000 SH Sole
WINDSTREAM CORP COM 97381W 10 4 174 21,915 SH Sole
WINDSTREAM CORP COM 97381W 10 4 46 5,785 SH Sole
WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T 11 5 54 21,670 SH Sole
XCEL ENERGY INC COM 98389B 10 0 20 690 SH Sole
XEROX CORP COM 984121 10 3 13 1,500 SH Sole
YUM BRANDS INC COM 988498 10 1 9 120 SH Sole
ZOETIS INC CL A 98978V 10 3 185 5,529 SH Sole
ZOETIS INC CL A 98978V 10 3 30 890 SH Sole
120,796