SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported) May 2, 2003
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MORGAN GROUP HOLDING CO.
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(Exact Name of Registrant as Specified in its Charter)
Delaware 333-73996 13-4196940
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(State of other (Commission File (IRS Employer
Jurisdiction of Number) Identification)
Incorporation)
401 Theodore Fremd Avenue Rye, New York 10580
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(Address of Principal Executive Offices Zip Code
Registrant's Telephone Number, Including Area Code: 914-921-1877
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ITEM 4. Change In Registrant's Certifying Accountant.
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On May 12, 2003, Morgan Group Holding Co. (the "Company") filed a Current Report
on Form 8-K (the "Form 8-K") reporting the cessation of the client-auditor
relationship. At the time of such filing, the letter from Ernst & Young LLP
stating whether it agrees with the statements made by the Company in response to
Item 304(a) of Regulation S-K was unavailable.
The Company hereby amends the Form 8-K by filing the letter of Ernst & Young LLP
addressed to the Securities and Exchange Commission, which was furnished to the
Company on May 15, 2003, as Exhibit 16.1 to the Form 8-K.
ITEM 7. Financial Statements and Exhibits.
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(c) Exhibit 16.1--Letter of Ernst & Young LLP addressed to the
Securities and Exchange Commission, dated May 15, 2003.
SIGNATURE
Pursuant to requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this current report to be signed on its behalf by the
undersigned hereunto duly authorized.
Morgan Group Holding Co.
/s/Robert E. Dolan
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Robert E. Dolan
Chief Financial Officer
Date: May 16, 2003
EXHIBIT INDEX
Exhibit 16.1-- Letter of Ernst & Young LLP addressed to the Securities and
Exchange Commission, dated May 15, 2003.